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Orbit # : 12587 Path # : 24 Block # : 76 Date Acquired : 2002-04-30 UTC Time : 17:06:45 MINX Version : V1.0 User Name : dlnelson Terrain Radiance File: MISR_AM1_GRP_TERRAIN_GM_P024_O012587_AN_F03_0024.b30-84.hdf Terrain Heights File : MISR_AM1_AGP_P024_F01_24.hdf Cam/Sun Geometry File: MISR_AM1_GP_GMP_P024_O012587_F03_0013.hdf SVM Classifiers File : MISR_AM1_TC_CLASSIFIERS_P024_O012587_F05_0008.hdf Aerosol Product File : MISR_AM1_AS_AEROSOL_P024_O012587_F09_0019.hdf Region Name : O12587-B76-P2 Region Type : Smoke plume Region Data Quality : FAIR First point longitude : -96.98759 First point latitude : 18.61521 Perimeter length (km) : 19 Area (sq km) : 23 Area per point (sq km) : 1.210 Total points in table : 18 Wind-corrected points : 5 Percent area covered : 26 Best Median Ht (m ASL) : 1887 Best Top Ht (m ASL) : 3176 StdDev metric, corrht : 289 Diff WindDir, AlongDir : 64 Power of fire in MW : 16.9 Long- Lat- Km to Dg Cw Terr Feature Ht (m) Windspeed (m/s) Albedo by Band BB TOA Optical Depth by Band Single-Scattering Albedo Tau Fraction by Particle Type Ang Power Refl BT21 BT31 BBT21 BBT31 Pt# itude itude Blk Samp Line Pt 1 From N Elev NoWind W/Wind across along blue green red NIR Albedo blue green red NIR blue green red NIR small medium large spher Exp MWatt 0->1 deg K deg K deg K deg K --- ------- ------ --- ---- ---- ----- ------ ----- -------------- -------------- -------------------------- ------ --------------------------- --------------------------- ------------------------------ ----- ----- ---- ----- ----- ----- ----- 1 -96.988 18.615 76 668 114 0.0 303 1541 -99 -99 -99.9 -99.9 0.10 0.07 0.06 0.20 0.11 0.154 0.124 0.106 0.087 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 0.984 -99.9 -9.999 -999.9 -999.9 -999.9 -999.9 2 -97.045 18.645 76 645 104 6.9 303 1787 -99 -99 -99.9 -99.9 0.11 0.08 0.06 0.23 0.13 0.154 0.124 0.106 0.087 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 0.984 -99.9 -9.999 -999.9 -999.9 -999.9 -999.9 3 -97.034 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-9.999 0.984 -99.9 -9.999 -999.9 -999.9 -999.9 -999.9 8 -97.025 18.633 76 653 108 4.4 303 1530 -99 -99 -99.9 -99.9 0.12 0.08 0.08 0.22 0.12 0.154 0.124 0.106 0.087 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 0.984 -99.9 -9.999 -999.9 -999.9 -999.9 -999.9 9 -97.026 18.623 76 653 112 4.2 303 1494 -99 -99 -99.9 -99.9 0.10 0.07 0.06 0.19 0.11 0.154 0.124 0.106 0.087 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 0.984 -99.9 -9.999 -999.9 -999.9 -999.9 -999.9 10 -97.013 18.652 76 657 100 4.9 303 1287 3220 -99 -99.9 -99.9 0.11 0.08 0.07 0.22 0.12 0.154 0.124 0.106 0.087 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 0.984 -99.9 -9.999 -999.9 -999.9 -999.9 -999.9 11 -97.014 18.642 76 657 104 4.1 303 1508 -99 -99 -99.9 -99.9 0.13 0.09 0.09 0.23 0.13 0.154 0.124 0.106 0.087 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 0.984 -99.9 -9.999 -999.9 -999.9 -999.9 -999.9 12 -97.015 18.632 76 657 108 3.4 303 1596 -99 -99 -99.9 -99.9 0.13 0.09 0.07 0.22 0.12 0.154 0.124 0.106 0.087 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 0.984 -99.9 -9.999 -999.9 -999.9 -999.9 -999.9 13 -97.016 18.622 76 657 112 3.1 303 1389 1706 1739 1.2 -0.6 0.14 0.09 0.07 0.23 0.13 0.154 0.124 0.106 0.087 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 0.984 -99.9 -9.999 -999.9 -999.9 -999.9 -999.9 14 -97.004 18.641 76 661 104 3.4 303 1704 2854 -99 -99.9 -99.9 0.12 0.09 0.06 0.22 0.13 0.154 0.124 0.106 0.087 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 0.984 -99.9 -9.999 -999.9 -999.9 -999.9 -999.9 15 -97.004 18.631 76 661 108 2.5 303 1638 -99 -99 -99.9 -99.9 0.09 0.07 0.06 0.16 0.09 0.154 0.124 0.106 0.087 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 0.984 16.9 0.272 326.5 308.6 312.8 306.7 16 -97.005 18.622 76 661 112 2.0 303 1410 1727 1893 0.3 -0.2 0.09 0.06 0.07 0.18 0.09 0.154 0.124 0.106 0.087 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 0.984 -99.9 -9.999 -999.9 -999.9 -999.9 -999.9 17 -96.994 18.631 76 665 108 1.8 303 1487 1887 1887 0.2 -0.1 0.12 0.08 0.07 0.21 0.12 0.154 0.124 0.106 0.087 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 0.984 -99.9 -9.999 -999.9 -999.9 -999.9 -999.9 18 -96.995 18.621 76 665 112 1.0 303 1506 1781 1794 0.5 -0.3 0.06 0.04 0.04 0.12 0.07 0.154 0.124 0.106 0.087 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 -9.999 0.984 -99.9 -9.999 -999.9 -999.9 -999.9 -999.9
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# Presentation: 135722 ## Special Libraries 2006 - Change and Challenges in the Digital Environment - Bruce Rosenstein/USA TODAY - May 15, 2006 ## New Models For Special Libraries - Virtual Libraries - Embedded Librarians - Distributed access of databases - Ask a librarian/virtual reference - Organizers of competitive intelligence ## Why Are Special Libraries Being Closed? - Failure at the basics of the profession - Lack of trust on the part of patrons and funders - Tunnel vision/closed thinking (theirs and ours) - Institutions can close or drastically change their libraries at a moment's notice ## What Can You Do Better Than Your Patrons? - The users of special libraries often like doing their own research.... - But can they do it better than librarians? - Should they be doing their own research? - Earn your respect: don’t worry about the “image of the profession” - Ask yourself: Why am I on the payroll? ## Going Beyond Google - Where do books fit into our research in the Google age? - Must have command of a variety of online and printed resources - Be creative in finding information - Need for targeted research - Become a catalyst for new knowledge ## Marketing is a Must - All libraries and librarians must market their services - Think of creative, tasteful marketing opportunities - Explore partnerships with other organizations - Make sure patrons are aware that you can make their work easier and more effective ## The Curious Incident of the One Person Library... - Special libraries are one of the few institutions with a tradition of the lone professional expected to do everything - How can this be accomplished without being consumed by “busy work”? ## Outsourcing: Friend or Foe? - Special libraries have been outsourcing – and being outsourced -- long before most people knew what it was - Especially the case in government libraries ## What Makes a Special Library Great? - Wide representation of online resources - The best print resources (under the circumstances)...print is not a growth area - Librarians who are knowledgeable, creative, committed to continuous learning - Librarians who display emotional intelligence - Librarians who thrive in an information-rich, time-poor environment ## Final thoughts... - Everyone, and every institution, is threatened these days. Libraries and librarians are no different - Learn more about special libraries at _[www.sla.org](http://www.sla.org/)_ - Attend the SLA annual conference in Baltimore next month
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India, on the way to Madras, March 29, 1921. Dearest Margaret, Yesterday we went ashore at Colombo and found your cable at, the consulate. I .U delighted to know that the event fe safely over , and that the much-desired boy has arrived. Your telegram watl of necessity brief, but I hope that there are no reservations in the little word BwellH, and that you and the baby and the children are all well and happy. As I expect to aail from Oolombo for Freemantle about the eleventh, I can hardly expect any letters written after the event. ' I do hope that you sufferred little, and that the discomforts titerward were not severe, and that the baby is big and fat and entirely eatisfaotory. we mt try from the begginningl, to avoid dietary errors3 80 a8 to avoid any develomental handicaps from that source* Doubtless you received my cable of yesterday congratulating you and incidentally letting you know that I had received the message in Colombo. I should have tried to write to you, but we took no room in the hotel for the hours we were there,.and I wa6 not alone a minute. I am writing to Mother about Fathers death. in January. I presume you have a letter of particulars which I can answer on my return tn Brisbane. Father rounded out v a life of four-score years in a most remarkable wayhconsidering his siknesses. I wonder what Mother intends to do. I suppose she will first visit around and get thoroughly rested after the years of caring for an invalid and the special strain of the last illneaa. Your good Utter of liarch 2nd was at the consulate in Colombo, Also the letters from Gertrude and Ruth. I am glad that the robe cro;, in the Botanic $ardene is 60 large this year. I am glee pleased to note that Ruth is becoming proficient in the difficult f,ea$ of ivriting backwards. Tell them both that I liked their letters very much, and hope they are hkiving a very good time. I can understand that Peggy is haviiq her time filled with dentistry and school ;+nd can h&rdl;r be expected to wribe. And so tLe Elkingtons arc off on their 1011~ trip at last. I can im@.n* the excitement, and I can also imagine yoti takin& care of the chickens intermittently, unless they disposed of them finally. It ie encouraging to know that Dr. Burne.1 made a favorable impression on you. I cannot help won&ring whether he has the vision to do big tlzings. It will be very disappointing if we cannot develop a few real good health men `out of the staff of the Hookworm Campaign. It is a relief to know that Dr. Lambr fi w&e to sail for Raboul on Llaroh pth, as there were 80 many things that Light have interfered with the plans. I am not sorry that I miesed the #nd of the Road, and I am glad that it was BU(3C438#3fUl. I wonder if you met the man who brought it over an& who ~~tf3 to,- several times about it. -;2- By this tilae you :-!zve doubtless comi;leteG the reform oi" 1;;:~ Women's College a;?d are lookin; fan new fields to coaquer. I shall be interested to hear how the conservatives took to your plan, whatever it was. I am glad that the annual report seemed to be in fair shape and i@t with your a?,nroval. I &id even aoro e, :Lj. to lkllOW that it ; s Oil its WUy at last. Ian% it nice that Mrs. Palmer is doing well. She is of' a type t?rdt I should expect %n tiic~~x would brood a great deal after a misfortune, but I may be wrong. We arrived off 4 olombo abo>Jt eleven o'clock on the eve:ling of !kirch27 0 With the help of the beautiful moonlight and tile shore lizhta, the pilot took ~1s inside the breakwater,where we were moored to buoys at the end of a ion; row OS vessels. Colombo does not posses8 docks, strange a8 it may seem, and everything has to be carried on lighters. We were waked up in the small hours of the morning to show our passports, and we were up again at six to get ready to go nahore. We lverd taken ashor- i;: a rowboat, and had to go a loilg distance between long -%ws of atemers decorated in honor of the Japanese Crow% Prince. While tne oarsmen were moving our boat along toward the pier we could see the Japanese war bhips that had anchored outside the breakwater tild c,>uld hear the gun8 booming salutes. The pier was all decorated with palms and plants and'carpeted with rug8> and uncomfortable-loking people were hurrying hither and thither in frock JMEN coat8 and top hats. Some wore frock coats and helmete, and it was suggested Qat the XX?4 top hats were too fww to go round and that they would be worn in relaysl- but this was merely surmise. I could not &et Dr. Heiser interested in standing about to see the Crown Prince ride by, and so I missed him. Dr. iacocks, who has charge of the Board's work in Ceylon> found us at Cook's when we were getting our tickets for India. He is a pleasing type of southerner with characteristic accent. In Colombo the traveler is besieged with small trader8, who would seize and drag him into thir shops if they could. A8 it Ibs one would like to look at there ware8, but they make it 80 unpleasant that you hardly dare show the slightest interest. You should have Been them go after the Japane:.e satilors when they csme a8hore in their natty white uniform8. I 8aw a native eeize one embarrassed officer by the hand and pull him over to hia shop. The Indian8 `look 80 wretched and miserable, and they base their appeal for money largely on exciting pity. The rickshaw men are eombre and unlike the grinning Chinese cooly of Singapore. We took the train at 7:30 for India. We had a good sleeper and dining 08r in Ceylon. At 5130 A& we were routed out and given tea, and about an hour later we took the ferry for India. The train we are now in will be our home until we reach bladras to-morrow morning. We had breakfast in a little railway restaurant , where we had a six-course table-dthote w bE&$&&&#. while a punkah was being agitated over ue by a rope that paseed through the wall. We have passd many sand dunes and are now among some rice fields. Lot8 ,of love to you , my dear, brave Sweetheart,
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Victim Programs To Serve Native Americans. *********************************************************************** From the Director In 1987, the Office for Victims of Crime (OVC) became aware that victim services were virtually unavailable for Native American crime victims. U.S. Attorneys, who were prosecuting cases involving violent crime, reported that "on reservation" assistance did not exist for Native American crime victims. Since 1987, OVC has designated the provision of victim services to Native Americans as an Office priority. Attention to this priority has resulted in the establishment of many specific program initiatives, including (1) an emergency fund that U.S. Attorneys can access to provide services to victims involved in Federal prosecutions, (2) a discretionary grant program to fund victim assistance programs in remote areas of Indian reservations under Federal jurisdiction, (3) the Children's Justice Act Program for Native Americans to improve the investigation and prosecution of child sexual abuse cases involving Native Americans, and (4) specialized training opportunities for victim assistance providers. OVC also has encouraged State assistance and compensation programs to improve their response to the needs of Native American crime victims. It is with pleasure that OVC is taking this opportunity, through its first OVC Bulletin publication, to describe its programs that serve Native American crime victims, and the impact the programs are having in Indian Country. Brenda G. Maister Acting Director ****************************************************************** Victim Programs To Serve Native Americans Crime rates indicate that almost everyone will be a victim of crime during his or her lifetime many of us will be victimized more than once (see, Report to the Nation on Crime and Justice, U.S. Department of Justice, Bureau of Justice Statistics, 1988). Preliminary statistics for 1990 from the Bureau of Justice Statistics stated that nearly 6 million people were victims of violent crimes, including rape, robbery, and simple and aggravated assault. Providing services to these victims is an ongoing challenge confronting the Nation and the Office for Victims of Crime (OVC) in its role as the Federal focal point for crime victims' issues. Special problems and challenges are posed for Native American victims. During the past 10 years, a new emphasis has been placed on securing crime victims' rights. National attention was first directed to victims in 1981 when President Reagan appointed the President's Task Force on Victims of Crime. The task force conducted the first comprehensive analysis of the plight of crime victims and witnesses, and found that victims were often victimized twice-first, by the crime itself, then by the criminal justice system. The President's Task Force on Victims of Crime, Final Report, released in December 1982, continues to serve as a blueprint for how the criminal justice system should improve its response to crime victims. Legislative changes for victims Since the President's Task Force on Victims of Crime published its final report, significant legislative efforts have been undertaken to help victims of crime. The first piece of landmark legislation, the Federal Victim and Witness Protection Act of 1982 (Public Law 97-291), recognized the important role of crime victims and witnesses in the criminal justice process and continues to ensure that the Federal Government will provide victim-witness assistance and model legislation for State and local governments. The Act also identified rights for victims of Federal crimes. The Crime Control Act of 1990 (Public Law 101-647) strengthened the Victim and Witness Act by mandating services and rights that were to be accorded to all crime victims by employees of the Federal criminal justice system engaged in the detection, investigation, or prosecution of crime. These rights and protections were listed under Title V of the Act that, in effect, created a Federal Crime Victims' Bill of Rights and codified the services that are to be made available. The 1990 Crime Control Act also includes provisions that enable Federal officials to adjust Federal court proceedings to the needs and abilities of child victims and witnesses. Additionally, certain professionals who work on Federal lands, including Indian reservations, are now required to report suspected child abuse. The Indian Child Protection and Family Violence Prevention Act of 1990 (Public Law 10 1-630) stressed the protection of Indian child abuse victims by requiring both prompt reporting of suspected child abuse in Indian Country and background checks for tribal and Federal employees who have regular contact with children. ********************************************************************* Victim and Witness Protection Act of 1982 Among the major provisions in the Victim and Witness Protection Act of 1982 are the following: o Guidelines for ensuring the fair treatment of victims and witnesses in the Federal criminal justice system. o Victim impact statements to be contained in presentence reports. o Criminal penalties protecting victims and witnesses from intimidation or retaliation, including provisions for civil restraining orders. o Restitution for victims. o Consideration of victims' situations in bail determinations. ******************************************************************* The Act also authorized the Indian Child Abuse Treatment grant program and the Indian Child Protection and Family Violence Prevention program. Funds for these programs have not yet been appropriated. The Victims of Crime Act of 1984 (VOCA) (Public Law 98-473) is the most significant piece of Federal legislation for crime victims enacted to date. VOCA substantially contributed to the development and expansion of crime victim assistance and compensation programs across the United States by establishing an innovative funding mechanism that takes money away from convicted Federal criminals to support the provision of services to crime victims. The Crime Victims Fund (the Fund), which is financed by Federal criminals and not taxpayers, is derived from criminal fines, penalties, and bond forfeitures. Congress directed OVC, which it established under the terms of VOCA, to distribute the Fund proceeds principally to States and U.S. Territories so that a network of responsive victim assistance and compensation services would be immediately accessible for victims throughout the country. Since the establishment of the Fund, more than $700 million has been collected from Federal criminals and applied to the rehabilitation, recovery, and compensation of innocent crime victims. In fiscal year 1992, OVC will award more than $127 million in grants to support the provision of compensation benefits and assistance services to victims. By law, moneys deposited into the Fund are used, in large part, to make awards to States and territories through formula and discretionary grant programs. A large percentage of moneys deposited into the Crime Victims Fund are distributed to State grantees through formula grants. The State crime victim compensation programs that receive VOCA funds utilize State and Federal dollars to offset financial losses incurred by victims as a direct result of crime. Payments are made for such items as medical expenses, mental health counseling, lost wages, and funeral expenses attributable to deaths resulting from violent crimes. State agencies designated by the Governor to receive VOCA assistance grants provide such services as rape crisis counseling and other support services, child abuse treatment, shelter for battered women, support groups for victims, and prosecutor-based victim assistance services. A comparatively small portion of the Fund is available exclusively for the support of services to victims of Federal crimes and for training and technical assistance projects for eligible victim assistance programs. It has been this comparatively small portion of the Fund, amounting to about $1,250,000 annually, which has been used by OVC to develop victim assistance services for victims of Federal crimes in Indian Country. By fiscal year 1993, up to $2,500,000 annually could be available depending on the amount collected in the Fund the preceding year. The award of discretionary grant funds in Indian Country has been undertaken in order to cultivate victim services for Native Americans who previously had no access or minimal access to such services. It has also been undertaken to enhance Indian service providers' eligibility for State assistance subgrant awards, thereby bringing Native American assistance providers within the formula grant network serving the remainder of the country. Another comparatively small portion of the Crime Victims Fund, amounting to $9,325,000, is available annually to implement the Children's Justice Act (CJA), a grant program administered by the Department of Health and Human Services (HHS) for the purpose of improving the way that child abuse cases are investigated and prosecuted. However, up to $675,000 of this amount is set aside to allow OVC to administer CJA grants for Native Americans. These grants are made for the purpose of assisting Native American tribes in developing and operating programs designed to improve the handling of child abuse cases in Indian Country. Native American victims There are about 500 federally recognized tribes, each of which represents a unique combination of tradition, heritage, and culture. Indian reservations can be found high on the mesas or at the bottom of canyons, accessible only by helicopter, pack mule, or hours of climbing and hiking. Access to victim-related services is often difficult, if not impossible. Tribal police, schools, and hospitals are often hundreds of miles from many of the people who need and use them. Available health and mental health services are rudimentary and often do not include staff trained in addressing the needs of crime victims. Therapy for a sexually abused child or a rape victim is seldom available. In these remote areas, justice for crime victims is rare, public transportation does not exist, highways are few, and law enforcement is not a phone call, but hours or days away. As the events described in the Native American victim scenario illustrate, there are some unique difficulties in obtaining victim services in Indian Country. Other significant factors that inhibit Indian victims from receiving adequate services include the limited number of law enforcement officers and the high number and complex nature of crimes committed in Indian Country. Approximately 20,000 child abuse complaints were reported to the Bureau of Indian Affairs in 1986. Since 1987, there have been 11 multiple-victim child molestation cases in boarding and day schools in Arizona alone. These incidents have resulted in the victimization of over 1,000 children. In fiscal year 1990, the Federal Bureau of Investigation (FBI) initiated 975 investigations involving violent crimes on Indian reservations. Many violent crimes in Indian Country involve domestic violence and child abuse. These crimes are inherently problematic because there is often reluctance on the part of victims to take action against the perpetrators. One reason for this reluctance is that the reporting of domestic violence may be considered by family members as a betrayal; strong kinship ties often exist, and there may be a taboo on seeking help outside the family unit. Additionally, language can be a barrier that prevents or impedes victims from seeking assistance. The 1980's brought sweeping changes in the criminal justice system's response to crime victims. VOCA funding allowed the States to expand and improve assistance services nationwide, and by 1988 there were thousands of programs providing a wide variety of services to help crime victims throughout the United States. In contrast, victim service programs were virtually nonexistent on Indian reservations. Believing that Native crime victims were equally in need of the kind of assistance now available in the cities and towns of America, OVC designated the development of victim services for Native Americans as a major program priority. ******************************************************************** Native American victim scenario Mary, a Navajo woman, dropped her husband off at the trading post on the Navajo Reservation so he could unload hay. She drove off to complete another errand and became stuck in mud. As a result, she was late in returning to pick up her husband. In a rage, he hit her repeatedly in front of the children while they were in the trading post parking lot. During the attack, the three young children screamed for him to stop. Badly beaten, with a severe eye injury, the woman fled and walked for hours in the snow until she came to a home where she was allowed to stay the night. The next day, she set off again until she came to another house where the family had a car and gas and was able to drive her 50 miles to the hospital so she could have her eye treated. ******************************************************************** OVC involvement in Indian Country When several multiple-victim cases involving child sexual abuse were discovered on Arizona reservations in 1987 and 1988, the U.S. Attorney for the District of Arizona submitted special requests to OVC to obtain immediate victim assistance for over 400 child victims. OVC responded by tapping into the Crime Victims Fund for money to support the provision of short-term emergency treatment to these children and their families. This was the first use of the Fund to finance treatment services for crime victims in Indian Country. The Federal Crime Victims Emergency Services Fund OVC has established a special fund, the Federal Crime Victims Emergency Services Fund (the Emergency Fund), to provide emergency assistance to all victims of Federal crime, including Native Americans. Upon request, funds are made available to U.S. Attorneys' offices to address emergencies in which victims involved in Federal prosecutions need services that are unavailable or inaccessible through other sources. Since the establishment of the Emergency Fund, OVC has approved 87 requests from 25 U.S. Attorneys' offices, making disbursements totaling $470,287. Almost two-thirds of this amount has been used to provide emergency assistance to Native American crime victims on reservations. For instance, the Emergency Fund was recently used to: o Initiate 3 months of mental therapy for 20 child sexual abuse victims at the Pine Ridge Reservation Rocky Ford School. Extended treatment is to be funded by local service agencies. o Allow six children to accompany their family to a trial in Wyoming when it was determined that the children would be in danger if left behind on the reservation. o Finance a psychological evaluation of and treatment for a 4 1/2-year-old child who was sexually assaulted by her uncle on a Washington reservation. o Finance emergency transportation expenses for an Arizona victim attending an out-of-state gang-rape trial. o Finance mental health treatment for child sexual abuse victims in multiple victim cases in Arizona and South Dakota. In each case, the victim-witness coordinator in the U.S. Attorney's office worked with service providers on the reservations to identify treatment alternatives for the victims and their families. Treatment, services, or both were determined to be unavailable for the victims. Thus, requests for support were approved by OVC. The Emergency Fund was effective in providing services to individual victims, but it could not establish a network of on-reservation services responsive to the ongoing needs of Native American crime victims. The near absence of on-reservation victim assistance services had to be addressed in order to ensure access by Native American victims to the types of services available in other communities nationwide. ******************************************************************** Emergency Fund case scenario The defendant was convicted of rape and carnal knowledge on March 16, 1989. He had sexually abuse his 13-year-old stepdaughter for 6 years. As a result of this abuse, the victim gave birth to baby boy on March 4, 1984. After the victim cooperated with law enforcement, charges were filed. The victim's family abandoned her, blaming her for all that had happened. At age 19, she had nowhere to turn, no means of support, and no work experience. Because there were no victim services available on the reservation, the woman was taken to a shelter in Gallup, New Mexico. At this facility, shelter staff agreed to help her apply for other financial assistance, find an apartment, and develop skills necessary to become self-sufficient. Working with the U.S. Attorney's office in the District of Arizona, the Office for Victims of Crime provided the young woman with living expenses to cover a 2-month adjustment period until she could support herself and her child. ********************************************************************* Assistance to Victims of Federal Crime in Indian Country: A grant program OVC recognized a need for the Federal Government to make an identifiable commitment to Native American crime victims. Consequently, the Office designated the development of victim assistance services for Indians as its highest priority with respect to that portion of the Crime Victims Fund used to support services to Federal crime victims. A new discretionary grant program to initiate the provision of victim services in Indian Country was announced in July 1988. Funding for this grant program, amounting to $1,800,000 to date, was taken from the Federal crime victims portion of the Fund, and was made available to States containing areas of Indian Country where the Federal Government has authority to investigate and prosecute crimes. An additional $583,000 will be available in fiscal year 1992. Applications for the discretionary funds were solicited and reviewed through a competitive grant award process. The selected State grantees were required to subgrant the funds to Indian tribes or organizations that, in return, were required to establish services for victims of crime in their own communities. On November 8, 1988, OVC made awards totaling over $1 million to nine States. These States subsequently made 29 subgrant awards to Indian tribes and Indian organizations to support a variety of victim assistance services. Because of the overwhelming tribal interest in developing victim services programs on the reservations, OVC made another $700,000 available to other States. On November 1, 1989, an additional 6 States were awarded the funding, and these grantees made 23 subgrant awards to Indian tribes and organizations providing on-reservation services. To date, over 52 subgrants have been made to Indian tribes and organizations. Some of the Indian programs are improving the handling of sexual assault, domestic violence, and child abuse cases. For example, the Hopi Tribe is expanding treatment programs for child sexual abuse victims and their families; the Crow-Creek Reservation in South Dakota provides comprehensive crisis intervention services; the Lower Brule Reservation has a volunteer rape crisis team; volunteers from the Confederated Tribes of Warm Springs, Oregon, program accompany tribal police on an on-call basis; and the Menominee Tribe Victim Assistance Program was the first-and remains the only-police based victim assistance program in the State of Wisconsin. The services provided are also becoming more sophisticated. The Confederated Tribes of Warm Springs now routinely uses victim impact statements from child victims in tribal court; other Native American programs support domestic violence shelters, law enforcement training, emergency transportation, child care, and court advocacy. With the first nine grants, progress has already been recognized. Tribes are beginning to see the victim assistance program as a necessary and integral part of their communities. Particular examples of expanded victim services include the following: o Tribal dollars are now being contributed to support victim services programs. o On-reservation victim assistance programs have provided a forum for improved communication between tribal and State governments. For example, South Dakota subgrant contracts to Indian tribes had formerly contained language that, according to tribal leaders, disregarded aspects of tribal sovereignty. As a result of constructive discussions among State and tribal leaders, compromises were reached, and tribal contract revisions were adopted. The Governor of South Dakota also designated 1990 as a year of greater cooperation between the tribes and the State and has pledged State support for the Indian victim assistance programs. o Programmatic adjustments are being made to address unique tribal needs. For example, Warm Springs has worked with tribal elders and storyteller's to record healing stories to be conveyed to sexually abused children. o The Navajo Victim Assistance Program coordinator briefs FBI, State, and local law enforcement officers on tribal cultural aspects, enabling them to respond sensitively to crime victims and successfully investigate crimes. o In 1988, the first two tribal victim assistance programs were established in Michigan-there are now six active tribal programs in the State. o Victim assistance program managers in Oregon, North Dakota, and South Dakota now serve on State victim task force committees. The reduced number of emergency assistance requests submitted to OVC also is a clear indication of progressive change. Requests from U.S. Attorneys for emergency assistance for Native American victims were reduced from 35 requests, totaling $211,763 in fiscal year 1989 to 14 requests, totaling $40,535 in fiscal year 1990. In 199 1, II requests totaling $71,930 were approved on behalf of Native American crime victims. The victim-witness coordinators in U.S. Attorneys' offices report that the on-reservation programs are providing their own emergency services for crime victims. Six of the nine original States that received Assistance to Victims of Federal Crime in Indian Country grants have made State VOCA subgrant awards to on-reservation victim assistance programs. ******************************************************************** First Year (1988) Indian Grants Arizona $250,500 Michigan 90,500 North Dakota 100,500 Oregon 35,500 South Dakota 195,500 Utah 50,000 Washington 170,600 Wisconsin 35,500 Wyoming 75,500 Second Year (1989 Indian Grants Idaho 115,500 Kansas 40,500 Minnesota 40,500 Montana 200,500 Nevada 105,500 New Mexico 200,500 ************************************************************************ OVC Indian programs initiatives with States and tribes VOCA victim assistance State victim assistance agencies have been encouraged to support on- reservation programs with the funds received through victim assistance formula grant programs. OVC's intent in developing the Assistance to Victims of Federal Crime in Indian Country grant initiative was not to create a separate system of assistance for Federal crime victims, but to use the special grant program as a way to open the door for Indian Country, so Native Americans eventually would have access to effective, sustained VOCA assistance programs in their communities. With the 1988 VOCA amendments, States were required to make 10 percent of their subgrant awards to programs that serve previously underserved victims of violent crime, such as victims of drunk drivers or survivors of homicide victims. As part of the effort to make VOCA resources available to Native Americans, OVC also has included Native American crime victims as a category that States may use to meet their underserved victims requirement. In 1990, 12 States responded by listing Native Americans among their underserved victim populations. As a result of OVC's encouragement, approximately 30 additional on- reservation assistance programs are now supported by State victim assistance agencies through the VOCA victim assistance grant program. State victim compensation Until 1988, very few Native Americans knew that compensation programs were available to them. This lack of familiarity persisted even though eligible State compensation programs, which receive Federal funds, must compensate victims of Federal crime on the same basis as they compensate victims of State crimes. OVC has worked with the National Organization of Crime Victims Compensation Boards to initiate a Native American outreach effort to inform victims of crime on Indian reservations about compensation programs. Native American victims are gradually becoming aware of these benefits. In 1990, to promote Native American access to compensation, OVC developed a new condition for eligibility for a crime victims compensation grant: that State applicants initiate specific efforts to inform on-reservation victims about the State's crime compensation program and the availability of compensation to all victims of violent crime, regardless of where the crimes are committed. It is critical that victim service providers and law enforcement officials know about their local compensation programs. Crime victims suffer immeasurably, and financial assistance can be a lifeline that preserves, for some victims, a measure of stability and dignity. While no amount of money can erase the tragedy and trauma experienced by crime victims, financial redress can be an important first step toward recovery for all crime victims, including Native American victims. Children's Justice Act Program for Native Americans In 1988, while Congress was considering the reauthorization of the Victims of Crime Act, the Department of Justice successfully proposed an amendment to reduce the amount of CJA funds available to the States through HHS. This was proposed to allow Indian tribes to participate in the grant program. As a result of the amendment, $675,000 annually is now available to Native Americans to (1) promote systemic improvements in the way child abuse cases are investigated and prosecuted in Indian Country and (2) ensure that child victims are treated in a manner that prevents or limits the onset of additional trauma. In 1989, OVC published a Federal Register notice announcing the availability of CJA for Native Americans grant funds, through a competitive, discretionary grant award process, for federally recognized Indian tribes. In the announcement, OVC requested that tribes design model programs to foster greater cooperation among law enforcement officers, prosecutors, mental health providers, social service providers, and victim-witness advocates. Forty-six applications were received, and on February 6, 1990, the first 10 CJA for Native Americans grants were awarded. Each of the funded projects is unique in that each addresses the specific needs and circumstances of the tribe benefiting from the grant. These projects will result in: o The creation of special prosecution units. o Training for multidisciplinary teams. o Revisions of tribal codes to address child abuse matters. o Child advocacy services for children involved in court processes. o Protocols for reporting, investigating, prosecuting, and treating child sexual abuse cases. o Improved case management and treatment services. In November 1990, an additional nine CJA for Native Americans grants were awarded directly to tribes. In 1991, continuation grants were awarded to enable tribes to stabilize the improvements and ensure that the positive changes were integrated into the tribes' systems and procedures for handling serious cases of child abuse. Total funding for this program to date amounts to $2,151,826 (including continuations, training, and technical assistance). ********************************************************************* Children's Justice Act for Native Americans Funding (1989) Assiniboine and Sioux Tribes (Fort Peck Indian Reservation, Montana) $50,000 Cherokee Nation of Oklahoma 52,000 Crow-Creek Sioux Tribe (Crow-Creek Reservation, South Dakota) 41,000 Gila River Indian Community (Gila River Indian Reservation, Arizona) 43,000 Hopi Tribe (Hopi Reservation, Arizona) 45,000 Mississippi Band of Choctaw (Choctaw Reservation, Mississippi) 40,000 Nez Perce Tribe (Nez Perce Reservation, Idaho) 50,000 Ogala Sioux Tribe (Pine Ridge Reservation, South Dakota) 60,000 Pueblo of Santa Clara, New Mexico 30,000 The South Puget Sound Intertribal Agency/Intertribal Family Services (on behalf of the Chehalis, Skokomish, Squaxin Island, Quileuta, Jamestown Klallam, Makah, Lower Elwha, and Shoalwater Bay Tribes of Washington) 55,000 -------- $466,000 Children's Justice Act for Native Americans Funding (1990) Blackfeet Tribal Business Council (Blackfeet Nation, Browning, Montana) $84,625 Bristol Bay Native Association (Dillingham, Alaska) 84,486 Grand Portage Reservation (Grand Portage, Minnesota) 341,001 Grand Traverse Band of Ottawa & Chippewa (Suttons Bay, Michigan) 55,214 Hannahville Indian Community (Wilson, Michigan) 27,210 Menominee Indian Tribe (Keshena, Wisconsin) 49,027 Rosebud Sioux Tribe (Rosebud, South Dakota) 56,833 Salt River Pima-Maricopa (Scottsdale, Arizona) 63,759 Washoe Tribe of Nevada & California (Garnerville, Nevada) 65,317 -------- $517,472 ******************************************************************** Training and technical assistance To improve the quality of the response to crime victims in Indian Country, OVC has sponsored a number of training opportunities for service providers and tribal and Federal officials responsible for investigating and prosecuting violent crimes in Indian Country. For 3 years, OVC has financed a daylong specialized training on the handling, investigation, and prosecution of child sexual abuse cases in the Federal system. This training is held in conjunction with the National Symposium on Child Sexual Abuse in Huntsville, Alabama, and presents state-of-the-art information for Federal officials, law enforcement officers, medical personnel, victim advocates, mental health providers, and social service professionals. Persons in attendance have included Bureau of Indian Affairs criminal investigators, FBI special agents, other Federal and tribal law enforcement officers, Assistant U.S. Attorneys, victim-witness coordinators from U.S. Attorneys' offices, and tribal representatives who have received CJA for Native Americans grant funds. The purpose of the training has been to build skills and to promote an interdisciplinary approach to coordinating all aspects of the investigation, prosecution, and treatment of child victims. Such coordination minimizes trauma and improves assistance to victims. One OVC-sponsored training conference,"Child Sexual Exploitation: Federal, State, Local, and Tribal Initiatives," was held in January 1990 in Phoenix, Arizona. Those in attendance included teams of Federal investigators, prosecutors, and service providers who must address the problems of child pornography, child sexual exploitation, and multiple-victim cases in Indian Country. Scholarships were provided for 50 Native American participants. Through an interagency agreement with the Federal Law Enforcement Training Center, OVC has sponsored training events that have involved Bureau of Indian Affairs law enforcement personnel and focused on the treatment of crime victims, including responding to child abuse and family violence. Seven training sessions have been held in Phoenix, Arizona; Aberdeen, South Dakota; Billings, Montana; Albuquerque, New Mexico; Warm Springs Indian Reservation, Oregon; Green Bay, Wisconsin; and Window Rock, Arizona. Since 1988, OVC has sponsored an annual national conference for Native Americans, "Indian Nations: Justice for Victims of Crime." The Rapid City, South Dakota, conference in 1988; the Phoenix, Arizona, conference in 1989; and the 1990 conference in Portland, Oregon, brought together more than 700 Native American victims of crime, victim advocates, and service providers from a variety of agencies and disciplines, including the mental health, social services, and criminal justice professions. These conferences provided another opportunity for an interdisciplinary gathering of professionals to identify and address the needs of crime victims in Indian Country. The next conference will be held in Albuquerque, New Mexico, in April 1992. In 1990, OVC announced the award of two new competitive grants to provide training and technical assistance to Indian victim assistance programs. Two Native American nonprofit organizations have provided regional training seminars and onsite technical assistance visits to victim assistance programs funded by OVC under the Assistance to Victims of Federal Crime in Indian Country grant program and the CJA for Native Americans grant program. Staff at 72 programs have received the necessary training and technical assistance to start and successfully operate their new programs. Summary OVC is committed to improving the provision of victim assistance services to Native Americans. Throughout the last 5 years, OVC has made the initiation and development of these services the highest funding priority for that percentage of the Crime Victims Fund available for training, technical assistance, and services to victims of Federal crime. The concentrated effort in this area grew out of OVC's initial attempts to address the needs of Native American victims through providing emergency services to multiple-victims of child sexual abuse. However, the funding effort soon expanded into many other areas. OVC activities in Indian Country have included (1) the provision of emergency services for Native American crime victims; (2) establishment of victim assistance programs on reservations; (3) establishment of programs to improve the investigation and prosecution of child sexual abuse cases in Indian country; (4) training and technical assistance for a variety of professionals who have responsibility for the identification, investigation, and prosecution of crimes, and the treatment of victims in Indian Country; (5) inclusion of Native Americans as a category of victims that States may use in meeting their underserved requirement in VOCA victim assistance programs; and (6) the dissemination of information about the availability of crime victim compensation programs. These efforts in Indian Country are but small steps toward improving a serious situation involving a near absence of victim services. There is a long way to go before the basic intent of the Victims of Crime Act will be fulfilled and all crime victims in this country-regardless of where they live-have access to the compassionate support and responsive assistance needed to recover from the demoralizing and sometimes devastating effects of crime. For additional copies of this Bulletin or more information on Native American victims, Contact OVC's National Victims Resource Center at 1-800-627-6872. ******************************************************************** The Assistant Attorney General, Office of Justice Programs, establishes the policies and priorities, and manages and coordinates the activities of the Bureau of Justice Assistance, Bureau of Justice Statistics, National Institute of Justice, Office of Juvenile Justice and Delinquency Prevention, and the Office for Victims of Crime. ********************************************************************* NCJ 133963
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*Pages 1--2 from Microsoft Word - 15096* Federal Communications Commission DA 02- 398 Before the Federal Communications Commission Washington, DC 20554 In the Matter of ) ) Requests for Review of the ) Decision of the ) Universal Service Administrator by ) ) Consorcio de Escuelas y Bibliotecas ) File No. SLD- 228216 de Puerto Rico ) San Juan, Puerto Rico ) ) Most Holy Trinity School ) File No. SLD- 161422 Brooklyn, New York ) ) Oakland Unified School District ) File No. SLD- 202873 Novato, California ) ) Southern Adirondack Library System ) File No. SLD- 267054 Saratoga Springs, New York ) ) Federal- State Joint Board on ) CC Docket No. 96- 45 Universal Service ) ) Changes to the Board of Directors of the ) CC Docket No. 97- 21 National Exchange Carrier Association, Inc. ) ORDER Adopted: February 21, 2002 Released: February 22, 2002 By the Accounting Policy Division, Common Carrier Bureau: 1. The Accounting Policy Division (Division) has under consideration the above-captioned Requests for Review of decisions issued by the Schools and Libraries Division( SLD) 1 Federal Communications Commission DA 02- 398 2 of the Universal Service Administrative Company. 1 These requests seek review of SLD decisions pursuant to section 54.719( c) of the Commissions rules. 2 2. The Commissions rules provide that the Common Carrier Bureau (Bureau) must issue a decision resolving a request for review of matters properly before it within ninety (90) days unless the time period is extended. 3 The Bureau requires additional time to review the issues presented. Accordingly, we extend by an additional sixty (60) days the deadline by which the Bureau must take action regarding the instant Requests for Review of decisions by the SLD. 3. Accordingly, IT IS ORDERED, pursuant to section 54.724( a) of the Commission's rules, 47 C. F. R. 54.724( a), that the time period for taking action in the above- captioned Requests for Review IS EXTENDED BY an additional sixty (60) days to April 29, 2002, for the Request for Review filed by Consorcio de Escuelas y Bibliotecas de Puerto Rico, San Juan, Puerto Rico; to April 3, 2002, for the Request for Review filed by Most Holy Trinity School, Brooklyn, New York; to April 22, 2002, for the Request for Review filed by Oakland Unified School District, Novato, California; to April 2, 2002, for the Request for Review filed by Southern Adirondack Library System, Saratoga Springs, New York. FEDERAL COMMUNICATIONS COMMISSION Mark G. Seifert Deputy Chief, Accounting Policy Division Common Carrier Bureau 1 Letter from Ines ONeill and Ramsey L. Woodworth, Consorcio de Escuelas y Bibliotecas de Puerto Rico, filed November 29, 2001; Letter from Winston E. Himsworth, Most Holy Trinity School, filed November 5, 2001; Letter from David L. Wilner, Oakland Unified School District, filed November 21, 2001; Letter from Miriam Meier, Southern Adirondack Library System, filed November 5, 2001 (Requests for Review). 2 See Requests for Review. Section 54. 719( c) of the Commissions rules provides that any person aggrieved by an action taken by a division of the Administrator may seek review from the Commission. 47 C. F. R. 54. 719( c). 3 47 C. F. R. 54. 724( a). 2
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**[NORTHEAST REGION WING INSPECTORS GENERAL]{.underline}** **[10 December 2008]{.underline}** +-----------------------------------+-----------------------------------+ | **[NEW JERSEY]{.underline}** | **[NEW YORK]{.underline}** | | | | | Maj Samuel Williamson | Lt Col \[Dr\] Lawrence Model | | | | | 17 Woodlawn Road | 11 Medical Park Drive | | | | | Somerset, NJ 08873 | Pomona, NY 10679 | | | | | Home 732-545-6176 | 845-354-6700 9am-6pm | | | | | Cell 908-385-4896 Work | Pager 6 pm 866-805-6383 | | 908-582-5890 | | | | Email: <nywig@optonline.net> | | Email: | | | [srwilliamson1@verizon.ne | | | t](mailto:swilliamson@lucent.com) | | +-----------------------------------+-----------------------------------+ | **[MAINE]{.underline}** | **[PENNSYLVANIA]{.underline}** | | | | | Maj Ken Knightly | Lt Col Douglas S. Allen | | | | | 17 Knightly Road | PA Wing CAP Headquarters\ | | | Building 3-108\ | | LaGrange, ME 04453 | Fort Indiantown Gap\ | | | Annville, PA 17003\ | | 207-943-5672 | Tel: 717-861-2335\ | | | FAX: 717-861-2164\ | | Cell: 207-279-0694 | email: <dsallen@att.net> | | | | | Email: <kknightly@mewg.cap.gov> | | +-----------------------------------+-----------------------------------+ | **[MASSACHUSETTS]{.underline}** | **[CONNECTICUT]{.underline}** | | | | | Maj James R. Fallon | Lt Col Carlton A. Stidsen | | | | | 128 Pond Brook Road | 456 Mile Hill Road | | | | | Chestnut Hill, MA 02467 | Tolland, CT 06084-3616 | | | | | 617-429-6544 | 860-871-1088 | | | | | email: <rayfallon@comcast.net> | Email: <cndstid@aol.com> | +-----------------------------------+-----------------------------------+ | **[RHODE ISLAND]{.underline}** | **[VERMONT]{.underline}** | | | | | 2LT Michael Walko | Lt Col David Campbell | | | | | 1399 Phillips Road - Apt 23\ | 174 Wright Farm Road\ | | New Bedford, MA 02745 | Colchester, VT 05446 | | | | | Home: (774) 206-5641\ | Home: (802) 878-8663\ | | Cell     (908) 419-5336 | Cell:    (802) 598-5398 | | | | | email: <nycop01@aol.com> | email: | | | <davecampbell@together.net> | +-----------------------------------+-----------------------------------+ | **[NEW HAMPSHIRE]{.underline}** | | | | | | Capt Harold (Red) Wheeler | | | | | | 216 Fremont Street | | | | | | Manchester, NH 03103 | | | | | | 603-623-5321 | | | | | | Pager: 603-596-6414 | | | | | | Blackberry: 603-703-1760 | | | | | | email: | | | <harold.wheeler@comcast.net> | | +-----------------------------------+-----------------------------------+
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# Presentation: 933204 ## Disadvantaged Business Enterprise Program New On-Line Reporting & New Concessions Rule - FAA, Northwest Mountain Region - Airports Conference, April 6, 2005 - Presented by: - Christine Whitehead and Joelle Briggs - External Program Managers, Civil Rights Staff ## Two Major Changes in DBE - DBE Office On-Line Reporting System (DOORS) - Issuance of the New Concessions Rule, 49 CFR Part 23 ## IF Time Permits - Good Faith Effort Evaluations - Monitoring and Enforcement ## DOORS PROGRAM **Automates the Uniform Report of DBE Awards or Commitments and Payments ** **Website address for recipient’s to access is: **_[http://crext.agl.faa.gov](http://crext.agl.faa.gov/)_ ## Slide 5 ## Data Entry Mirrors the Uniform Report **Data Entry Mirrors the Uniform Report** ## Slide 7 ## Slide 8 ## Slide 9 ## Slide 10 ## Notification of Data Entry Errors **Notification of Data Entry** **Errors** ## Slide 12 ## New DBE Concessions Regulation 49 CFR Part 23 - Signed March 8, 2005 - Major Changes - Plan Submittal Timeline - Overview of Goal Setting Process ## Concession Plan Submittal Timeline **Primary Airports Only** - Large/Medium HUB – January 1, 2006 - 1st Update October 1, 2008 (then every 3 years) - Small HUB – October 1, 2006 - Update every 3 years - Non-HUB Primary – October 1, 2007 - Update every 3 years ## Good Faith Effort Evaluation ## Monitoring and Enforcement Mechanisms ## Section 26.37 Monitoring and Enforcement Mechanisms - The [*Recipient*] will take the following monitoring and enforcement mechanisms to ensure compliance with 49 CFR Part 26. ## Section 26.37 Monitoring and Enforcement Mechanisms ** ****We will bring to the attention of the Department of Transportation any false, fraudulent, or dishonest conduct in connection with the program, so that DOT can take the steps (e.g., referral to the Department of Justice for criminal prosecution, referral to the DOT Inspector General, action under suspension and debarment or Program Fraud and Civil Penalties rules) provided in 26.109.** ## Section 26.37 Monitoring and Enforcement Mechanisms **We will consider similar action under our own legal authorities, including responsibility determinations in future contracts. ****Attachment ___ lists the regulation, provisions, and contract remedies available to us in the events of non-compliance**** with the DBE regulation by a participant in our procurement activities.** ## Section 26.37 Monitoring and Enforcement Mechanisms ** ****We will also ****implement a monitoring and enforcement mechanism to ensure that work committed to DBEs at contract award is actually performed by the DBEs.**** This mechanism will provide for a running tally of actual DBE attainments (e.g., payment actually made to DBE firms), including a means of comparing these attainments to commitments. This will be accomplished by [*****describe the mechanism*****].** ## Section 26.37 Monitoring and Enforcement Mechanisms **In our reports of DBE participation to DOT, we will show both commitments and attainments, as required by the DOT reporting form.** ## QUESTIONS? - Christine Whitehead - 425-227-2095 - _[christine.whitehead@faa.gov](mailto:christine.whitehead@faa.gov)_ - Joelle Briggs - 425-227-2095 - _[joelle.briggs@faa.gov](mailto:joelle.briggs@faa.gov)_
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August 13, 2004 Division of Dockets Management (HFA-305) Food and Drug Administration 5630 Fishers Lane # Room 1061 Rockville, MD 20852 Re: Docket No: 2004N-0081 Dear Sir or Madame: As scientists and recognized experts who have worked in the field of TSEs for decades, we are deeply concerned by the recent discoveries of indigenous BSE infected cattle in North America and appreciate the opportunity to submit comments to this very important Advance Notice of Proposed Rulemaking (ANPRM). 69 Fed. Reg. 42288 (July 14, 2004). We hope that the discovery of these indigenous cases will at last provide the necessary impetus to implement, monitor and enforce a comprehensive and protective feed ban that is more congruent with the measures that have been proven to be effective in the United Kingdom. The currently implemented ban in the UK evolved in response to repeated disappointments in predicted downturns in the epidemic course. The feed ban was implemented in 1988 followed by a specified bovine offals (SBO) ban two years later. The epidemic peaked two years after that but lingered much longer than anticipated. To bring it fully under control required increasingly inclusive bans and much more stringent enforcement. Inspired and justified by the appearance of the first human cases and the looming threat of a vCJD epidemic, beginning in 1996 there was an extension of the SBO ban to "specified risk materials", SRMs; implementation of the OTM scheme in which cattle over thirty months of age are placed in a higher risk category; and gradual extensions of the feed ban to all mammals and then all vertebrates and finally all feed uses. The change in enforcement in 1996 is readily evident in the epidemic record giving rise to the term BARBs, "Born After the Real Ban" in UK scientific circles. We in North America could do this experiment all over again, waiting for each new warning before adding more stringency to our control measures, or we can benefit from the British experience and take decisive measures now to arrest any further development of the underlying epidemic that is implicit in the two BSE cases discovered to date. Hopefully, the cases that have currently come to light in North America represent the peak of whatever epidemic was incubating at the time that our own feed bans were implemented in 1998. If the bans (US and Canada) were effective, and the epidemic progressed similarly to that in the UK, we would expect a peak in 2004. However, if the bans have not been effective, either due to its exclusions, limited scope, or inadequate enforcement, the epidemic could still be growing. There is no way to distinguish these two possibilities from the currently available data. The only way to obtain this data is through a much more comprehensive testing program than that proposed by the USDA, one designed specifically to establish the current prevalence of infected animals. (We recognize that a comprehensive program of this sort would also have ancillary benefits as a screening test for food.) Since we hope that the prevalence rates are low and stay low, we do not see how this can be accomplished credibly without universal testing. Without sound data on the actual prevalence of the infection it will not be possible to track the effectiveness of any control measures that are implemented. If the control measures are not effective it will eventually become apparent in the appearance of increasing numbers of new cases. However, the UK epidemic has taught us that by the time a BSE epidemic becomes readily apparent there are already a large cohort of infected individuals, large numbers of humans have already been put at risk, and it becomes increasingly difficult to control. To guarantee our safety, it is essential that the North American bans provide absolute controls for specified risk materials (SRMs) by eliminating existing exemptions; by eliminating dead ruminant livestock as a source of animal feed; and by providing for greater control over cross contamination of ruminant feed by ruminant protein. With SRM exemptions providing a source of infectivity to the animal feed system, the current US feed ban, still allows the possibility for cattle to be exposed to BSE through: 1. Feeding of ruminant protein back to ruminants per legal exemptions (*e.g*., poultry litter, plate waste) 2. Cross feeding (the feeding of non-ruminant rations to ruminants) on farms 3. Cross contamination of ruminant and non-ruminant feed In addition, there are other species which are susceptible to BSE and the regulations allow for SRMs to still be included in feed for these animals. Hence we believe that FDA must assure that all possible sources of contaminated materials are fully removed from all animal feeds and that legal exemptions which allow ruminant protein to be fed back to ruminants (with the exception of milk) should be discontinued.[^1] **SRMs** Because infectivity studies are logistically challenging and expensive not every tissue on the SRM list has been bioassayed. The SRMs included in the USDA regulation, are tissues known to contain infectivity or to be closely associated with tissues known to contain infectivity. For example, the skull and vertebral column which encase the brain and spinal cord, respectively, can be assumed to have gross contamination. The tissue distribution of infectivity in BSE infected cattle has primarily been determined by 3 studies conducted in the United Kingdom all of which had serious limitations. In two of the studies bioassays were done in mice which are at least 1000 fold less sensitive to BSE than cattle themselves. Only the high titers of infectivity can be detected by this method. These investigations found infectivity in the brain and central nervous system as expected but also in the distal ileum of experimentally infected calves beginning only six months after challenge and continuing throughout life. (Wells et. al., 1994; 1998). Positive immunostaining for PrP^res^ was identified along the length of the intestine providing evidence that the entire intestine should be considered as SRM consistent with EU regulations (personal communication Danny Matthews, UK, VLA). We also note that the International Advisory Committee appointed by Secretary Veneman also recommended that the SRM ban in the US be amended to include the entire intestine from duodenum to rectum. Studies bioassayed in calves where sensitivity of the assay should be high has produced similar results and in addition found infectivity in tonsil and bone marrow and the lymphoid tissue of third eyelid (Dr. Danny Matthews, UK DEFRA, personal communication). While bioassay in cattle is far preferable to mice in terms of sensitivity, cattle nevertheless present their own limitations in terms of the long incubation time (four to six years for high titer inoculum, and \>10 to 12 years for low titer inoculations) and the limited number of animals that can be used for assay compared to rodents. As a consequence the significance of the negative finding for many tissues is questionable. For example, while muscle produced no infections, only 0.5g of muscle was bioassayed from a total of 1500 kg (Gerald Wells, UK DEFRA personal communication). In contrast, three recent reports have found either TSE infectivity or PrP amyloid in the muscles of sheep and rodents. In contrast with humans, sheep, monkeys, mice and hamsters, no infectivity was found in the blood of BSE infected cattle. We consider it very unlikely that cattle are the sole outlier to what has been a consistent finding in all other TSE diseases where the measurement has been made with sufficient sensitivity to detect the low levels of infectivity that are present in blood. Rather this failure is more likely a measure of the lack of sensitivity of the experimental methods of measurement. If blood is infected then all vascularized tissues can be expected to contain some infectivity in proportion to the content of residual blood. Certainly, blood and blood proteins should not be used as feed without conclusive evidence that they are safe. ## Specific Exemptions to the feed ban that should be eliminated [Poultry Litter]{.underline} There are two sources of risk from poultry litter. Poultry litter not only consists of digested feed but also of feed which spills from the cages. As a consequence, the practice of feeding litter back to cattle is by its nature non-compliant with the current feed ban if the poultry themselves are being fed ruminant protein. Poultry traditionally consumed a large proportion of the MBM produced in the US. Given that ruminant protein can no longer be fed to ruminants in the US and that most if not all countries will no longer import our ruminant MBM, an even larger part of poultry diets is now ruminant MBM. Spillage provides a direct link to back to cattle. There is also no reason to expect that TSE infectivity would be inactivated by passage through the poultry gut, and only a dim possibility that it would be inactivated by composting. Thus the poultry feces are another potential route of transmission back to cattle. Evidence for this comes from rodent experiments where infectivity was demonstrated in the feces after being fed: "Laboratory experiments (Dickinson et al) show that mice orally challenged with scrapie have detectable infectivity that passes through the gut. Gut contents and fecal matter may therefore contain infectivity, and it is noted that in experimental oral challenges in cattle conducted in the UK, feces must be treated as medical waste for one month following the challenge. It is concluded that digestive contents and fecal material from livestock or poultry currently being fed with MBM potentially contaminated with BSE should not be used as a feed ingredient for animal feed." **\[Proceedings**: **Joint WHO/FAO/OIE/ Technical Consultation on BSE: public health, animal health and trade. Paris, 10-14 June 2001.** It may be possible to remove the risk from poultry litter by sterilization. However, unless or until a method can be developed and validated, poultry litter should be banned from ruminant feed. [Plate Waste]{.underline} Plate waste is not limited to meat (muscle tissue). For example, cuts that include a portion of the spinal cord or that are contaminated by cord or ganglia during preparation could contain high levels of infectivity if derived from a TSE infected animal late in the preclinical stage of infection. At best this material would only be exposed to normal cooking temperatures. USDA, APHIS experience with the Swine Health Protection Act has revealed that plate waste also includes uncooked trimmings and bones. Although the current FDA regulation requires the plate waste be treated again, there are no specifications which would render a TSE agent inactive. Of greatest risk would be bovine sources of infectivity but sheep scrapie, although not known to be a risk for human consumption, is one of the possible origins of BSE. The sheep scrapie agent is known to be widely dispersed including relatively high titers in lymphoid as well as nervous tissue. We support the USDA's opposition to the exemption of "plate waste" as stated in written comments since 1997. [Ruminant Blood]{.underline} As discussed above, we consider likely that the blood of BSE infected cattle contains low levels of infectivity similar to those found in humans, monkeys, sheep, mice and hamsters including sheep and mice infected with BSE. However, there is another, perhaps even more dangerous source of blood-borne infectivity in slaughtered cattle carrying the infection. This is because stunning releases micro emboli of brain tissue into the circulatory system where they become widely distributed in the few moments before the exsanguination and death. (Anil et al, 1999; Anil, et al, 2001a & b; Anil et al, 2002; Love, et al, 2000; Mackey and Derrick, 1979) The risks from this source of infection extend really to all tissues in the body including those that end up as food and plate waste and as a consequence this issue has profound implications for public health as well as bovine health. It also impacts the significance and rational for SRM and clearly needs to be understood far better than it is at present to be fully accounted for in a science based policy. This may be a special problem where sprayed dried blood is being used as a milk replacer for calves.  The infection might never be seen in veal calves where this practice is most common, but could nevertheless amplify the spread the disease through other loop holes in the ban like plate waste. It is thought that young animals are especially susceptible to infection. [Unfiltered Tallow]{.underline} Ruminant tallow is exempted from the current feed ban. Tallow contains protein impurities (i.e. MBM) that could be a source of TSE infectivity. There are no FDA impurity level requirements for this tallow.  It has been reported that it is standard practice to produce tallow which has an impurity level of .15% or below.  However, it is not clear that this is adequate to remove the risk of transmission and there is no requirement to meet even this standard. **Risk from Deadstock** The levels of total infectivity in a TSE infected animal increase as the animal approaches and progresses to clinical disease and infected individuals only exhibit recognizable clinical symptoms once infectivity titers have reached high levels in the brain. Surveillance data collected throughout Europe indicates there is a much greater likelihood for BSE to be detected in dead or down cattle than from healthy normal animals. An animal which dies of BSE would be at the peak of infectivity, that is they would carry the greatest amount of agent at this point in the disease. In the 2001 Harvard risk assessment model it was shown that eliminating dead and downer, 4D cattle, from the feed stream was a disproportionately effective means of reducing the risk of reinfection. We endorse this approach and strongly recommend provisions to eliminate this source of exposure from ruminant feed. (Harvard Risk Assessment, 2001 Executive Summary) **Exposure: Cross Feeding and Cross Contmaination** The UK epidemiology has clearly shown that BSE contaminated feed is the primary if not sole vehicle for the transmission of BSE between cattle. Moreover, results from the United Kingdom's attack rate study indicate that it does not take much exposure to transmit BSE to cattle.  Recent results from the attack rate study which is still in progress has found that .1 gr of brain transmitted BSE to 3 cows out of 15 thus far, and .01 and .001gr of brain has transmitted BSE (1 cow out of 15).  (Danny Matthews, DEFRA presentation at TAFS meeting, Washington, DC April 2004). Rendering may reduce infectivity but it does not eliminate it. (Taylor et al, 1995; Taylor et al, 1997; Schreuder et al, 1998). Given that BSE can be transmitted to cattle via an oral route with just .001 gram of infected tissue, it does not take much infectivity to contaminate feed and keep the disease recycling. This is especially true in the US and other countries which do not have dedicated lines and equipment to manufacture and process feed for ruminants and non ruminants. In addition, epidemiological investigations in European countries have shown that cross feeding and cross contamination on farm can be a significant vehicle for continued BSE transmission even after feed bans are well established. Cross feeding is the inadvertent practice of feeding meal for poultry or pigs (which has a likelihood of being ruminant MBM) to cattle on the same farm. This is usually due to simple human error. (Hoinville, 1994; Hoinville et al, 1995; Doherr et al, 2002a; Stevenson et al, 2000) FDA, CVM reports that compliance with the feed ban is over 90%. For the most part this does not include the compliance level on the farm. There are hundreds of thousands of farms in the US. Many of these have multiple species. That is they have cattle, pigs, chickens etc. The sheer numbers of farms make it very difficult to assure compliance on farm and to adequately cover all farms by inspection. The rendering industry and feed industry can maintain 100% compliance at there facilities but if a producer inadvertently feeds chicken feed to cattle the compliance rate higher in the chain is negated. The May 2003 Canadian BSE case illustrates the possibility of these mistakes. The positive cow was rendered and then MBM distributed to various locations. Two of these locations included poultry farms which mixed their own feed. The farms also had cattle. The investigation could not eliminate the possibility that the cattle were fed the same feed as the poultry. The cattle on these farms were completely depopulated. Human error is extremely difficult to prevent especially when enforcement has extreme logistical challenges. By eliminating all material (SRMs and deadstock) which may introduce infectivity into the system before any processing, the resulting MBM becomes inherently safer. If mistakes are then made on farm, they become much less relevant in regards to the recycling of BSE. **Exposure: Susceptibility of other Species** **Felines** A transmissible spongiform encephalopathy has been diagnosed in eight species of captive wild ruminants as well as exotic (cheetahs, pumas, a tiger and an ocelot) and domestic cats. There have been over 80 domestic cat cases of Feline Spongiform Encephalopathy (FSE) in Great Britain, and cats in Norway, Northern Ireland, Lichtenstein and Switzerland. The agent isolated from several of these cases is indistinguishable from BSE in cattle using strain typing in mice, suggesting that FSE is actually BSE in exotic and domestic cats. This also appears to be true for the other ruminants. Epidemiological evidence suggests BSE contaminated feed to be the primary source of infection in these species. (MAFF Progress Report, June 1997), thus providing additional supporting evidence for the dangers of BSE contaminated feed the necessity of removing all sources of potential contamination from the feed stream. **Other species** Studies conducted at the National Institutes of Health Rocky Mountain Laboratory caution against assuming that animals which do not become clinically ill are not infected. It is unknown if certain animals may become carriers, i.e., become infected, shed agent but do not progress to develop clinical disease. Infection of certain rodent species with different TSE strains suggests the possibility of a carrier state (Collis and Kimberlin 1985; Race and Chesebro, 1998; Race et. al, 2001). In the most recent study, mice were inoculated with 263K hamster scrapie. There was a prolonged period (approximately one year) where there was no evidence of replication of infectivity. Furthermore, there was no evidence of PrPSc during this phase of inactive persistence. This study found that this phase was followed by a period of active replication of infectivity and agent adaptation. In most cases, PrPSc was not detected in the active phase as well (Race et. al., 2001). It is important to determine if this persistence and adaptation occurs in other species exposed to TSEs as it may have significance in feeding programs which continually expose certain species to BSE infectivity. For example, if BSE infected brain and spinal cord are continually fed to certain species, it may be possible for the agent to persist and adapt in these new species. Over time, the 'resistant' species may become a source of agent. Considering the results of the study by Race and colleagues, if there were an inactive persistence phase in certain species, PrP Sc would not be detectable, yet there would be infectivity (Race et. al., 2001). Pigs displayed evidence of a TSE after exposure to BSE by 3 parenteral routes(Dawson et. al., 1990). In this transmission there was evidence of infectivity in the CNS, stomach, intestine and pancreas of the pigs. Oral transmission has been attempted in swine. The inoculated swine were euthanized after 84 months of age and had not exhibited any signs of a TSE. Parenteral and oral transmission has also been attempted in chickens with no evidence of disease. Tissues from the BSE-challenged pigs and chickens were inoculated into susceptible mice to look for residual infectivity, to date none has been found. The criticism of this study is the use of mice instead of cattle as the assay model due to the decrease of sensitivity. If any of these scenarios became established in commercial species they could become reservoirs for reinfection of cattle and perpetuation or reintroduction of the epidemic. We offer these possibilities to reinforce the need to eliminate all possible sources of contamination from the feed stream. The need to remove high risk material from all animal feed is also supported by other bodies with expertise in the field of TSEs: [Recommendations of the World Health Organization (WHO)]{.underline} The World Health Organization (WHO) has issued the following recommendations for countries with BSE or those where a known exposure exists: - No part or product of any animal which has shown signs of a TSE should enter any food chain (human or animal).  In particular: - All countries must ensure the killing and safe disposal of all parts or products of such animals so that TSE infectivity cannot enter any food chain. - Countries should not permit tissues that are likely to contain the BSE agent to enter any food chain (human or animal). From the report of a WHO Consultation on Public Health Issues related to Human and Animal Transmissible Spongiform Encephalopathies WHO/EMC/DIS 96.147, Geneva, 2-3 April 1996. [Recommendations of the Harvard/Tuskegee BSE Risk Assessment]{.underline} Executive Summary of the 2001 release: "*Specific pathways or practices that would contribute the most to the spread of BSE if it were introduced into the U.S. relate to compliance with the FDA feed ban and include misfeeding on the farm and the mislabeling of feed and feed products prohibited for consumption by cattle. The disposition of cattle that die on the farm would also have a substantial influence on the spread of BSE if this disease were introduced into the U.S.*" "*Our evaluation of potential risk mitigation actions highlights potential measures to further reduce the already low likelihood that BSE could spread to cattle or contaminate human food if it were to arise. Prohibiting the rendering of animals that die on the farm, possibly of BSE, removes a great deal of potential contamination in the animal feed chain and reduces average predicted cases of BSE following introduction of ten infected cattle by 77%. Implementation of a UK-style ban on specified risk material (e.g., spinal cords, brains, vertebral columns) from both human food and animal feed reduces the predicted number of BSE cases in cattle by 80% and the potential human exposure by 95%.*" *"The disposition of cattle that die on the farm would also have a substantial influence on the spread of BSE if the disease were introduced." The base case scenario showed that the mean total number of ID50s (i.e., dosage sufficient to infect 50 percent of exposed cattle) from healthy animals at slaughter presented to the food/feed system was 1500. The mean total number of ID50s from adult cattle deadstock presented to the feed system was 37,000. This illustrates the risk of "4D cattle" (i.e., deadstock).* From the Harvard Risk Assessment, 2001, Appendix 3A Base Case. [Recommendations of the Subcommittee to the USDA's Foreign Animal and Poultry Disease Advisory Committee]{.underline} An international panel of transmissible spongiform encephalopathy (TSE) experts appointed by Secretary of Agriculture Ann M. Veneman as a subcommittee to the Foreign Animal and Poultry Disease Advisory Committee issued a report in February 2004 which stated: *"... given the epidemiological evidence indicating that BSE agent was already circulating in ruminant feed prior to the feed ban in 1997, and the integration of the North American cattle and feed industries, strong consideration should be given to excluding all SRM from both the human food and animal feed supplies."* *"Considering the BSE situation in North America, the subcommittee believes the partial (ruminant to ruminant) feed ban that is currently in place is insufficient to prevent exposure of cattle to the BSE agent."* From the Secretary's Advisory Committee on Foreign Animal and Poultry Diseases' Subcommittee on the United States' Response to the Detection of a Case of Bovine Spongiform Encephalopathy, Report on Measures Relating to Bovine Spongiform Encephalopathy (BSE) in the United States, 2 February 2004, p. 8. ### Conclusion ### In conclusion we urge the FDA to implement, monitor and enforce a comprehensive and protective feed ban that is more congruent with the measures that have been proven to be effective in the United Kingdom. We do not feel that we can overstate the dangers from the insidious threat from these diseases and the need to control and arrest them before the spread widely. However we also wish to emphasize that as scientists that have dedicated substantive portions of our careers to defining the risks from TSEs as well as developing strategies for managing those risks, we are confident that there will eventually be technical solutions to many of the challenges that we currently confront from these diseases. Thus, we urge the FDA to frame its regulations in terms that allow for the use of any banned material if it can be proven safe for a given application. **REFERENCES** Anil,M.H.; Love,S.; Helps,C.R.; McKinstry,J.L.; Brown,S.N.; Philips,A.; Williams,S.; Shand,A.; Bakirel,T.; Harbour,D.A. - Jugular venous emboli of brain tissue induced in sheep by the use of captive bolt guns - Veterinary Record 2001 May 19; 148: 619-20 Anil,M.H.; Harbour,D.A. - Current stunning and slaughter methods in cattle and sheep. Potential for carcass contamination with central nervous tissue and microorganisms - Fleischwirtschaft 2001; 11: 123 Anil,M.H.; Love,S.; Helps,C.R.; Harbour,D. - Potential for carcass contamination with brain tissue following stunning and slaughter in cattle and sheep - Food Control 2002; 13: 431-6 Dawson,M.; Wells,G.A.H.; Parker,B.N.; Scott,A.C. - Primary parenteral transmission of bovine spongiform encephalopathy to the pig - Veterinary Record 1990 Sep 29; 127(13): 338 Doherr,M.G.; Hett,A.R.; Rufenacht,J.; Zurbriggen,A.; Heim,D. - Geographical clustering of cases of bovine spongiform encephalopathy (BSE) born in Switzerland after the feed ban - Veterinary Record 2002 Oct 19; 151(16): 467-72 Hadlow W. J., Kennedy R. C. & Race R. E. (1982) Natural infection of Suffolk sheep with Scrapie virus. *J. Infect. Dis*., 146, 657-664 Hoinville,L.J. - Decline in the incidence of BSE in cattle born after the introduction of the \'feed ban\' - Veterinary Record 1994 Mar 12; 134(11): 274-5 Hoinville,L.J.; Wilesmith,J.W.; Richards,M.S. - An investigation of risk factors for cases of bovine spongiform encephalopathy born after the introduction of the \'feed ban\' - Veterinary Record 1995 Apr 1; 136(13): 312-8 Houston,E.F.; Foster,J.D.; Chong,A.; Hunter,N.; Bostock,C.J. -- Transmission of BSE by blood transfusion in sheep -- Lancet 2000 Sep 16; 356(9234); 999-1000 Hunter,N.; Foster,J; Chong,A.; McCutcheon,S.; Parnham,D.; Eaton,S.; MacKenzie,C.; Houston,E.F. -- Transmission of prion diseases by blood transfusion -- Journal of General Virology 2002 Nov, 83(Pt 11); 2897-905. Love,S.; Helps,C.R.; Williams,S.; Shand,A.; McKinstry,J.L.; Brown,S.N.; Harbour,D.A.; Anil,M.H. - Methods for detection of haematogenous dissemination of brain tissue after stunning of cattle with captive bolt guns - Journal of Neuroscience Methods 2000 Jun 30; 99(1-2): 53-8 Race, R.; Chesebro, B. -- Scrapie infectivity found in resistant species. Nature -1998 Apr 23;392(6678):770. Aguzzi,A.; Weissmann,C. - Spongiform encephalopathies. The prion\'s perplexing persistence. - Nature. 1998 Apr 23;392(6678):763-4 Race,R.E.; Raines,A.; Raymond,G.J.; Caughey,B.W.; Chesebro,B. - Long-term subclinical carrier state precedes scrapie replication and adaptation in a resistant species: analogies to bovine spongiform encephalopathy and variant Creutzfeldt-Jakob disease in humans. - Journal of Virology 2001 Nov; 75(21): 10106-12 Race,R.E.; Meade-White,K.; Raines,A.; Raymond,G.J.; Caughey,B.W.; Chesebro,B. - Subclinical Scrapie Infection in a Resistant Species: Persistence, Replication, and Adaptation of Infectivity during Four Passages. - Journal of Infectious Diseases 2002 Dec 1; 186 Suppl 2: S166-70 Schreuder, B.E.C., Geertsma, R.E., van Keulen, L.J.M., van Asten, J.A.A.M., Enthoven, P., Oberthür, R.C., de Koeijer, A.A., Osterhaus, A.D.M.E., 1998. Studies on the efficacy of hyperbaric rendering procedures in inactivating bovine spongiform encephalopathy (BSE) and scrapie agents. Veterinary Record 142, 474-480 Stevenson, M. A., Wilesmith, J. W., Ryan, J. B. M., Morris, R.S., Lockhart, J. W., Lin, D. & Jackson, R. (2000) Temporal aspects of bovine spongiform encepalopathy in Great Britain: individual animal-associated risk factors for the disease. *Vet. Rec.* 147, 349-354. Stevenson, M. A., Wilesmith, J. W., Ryan, J. B. M., Morris, R. S., Lawson, A.B., Pfeiffer, D. U. & Lin, D. (2000) Descriptive spatial analysis of the epidemic of bovine spongiform encephalopathy in Great Britain to June 1997. *Vet. Rec.* 147, 379-384. Taylor, D.M., Woodgate, S.L., Atkinson, M.J., 1995. Inactivation of the bovine spongiform encephalopathy agent by rendering procedures. Veterinary Record, Vol.137: pp.605-610. Taylor, D.M., Woodgate, S.L., Fleetwood, A.J., Cawthorne, R.J.G., 1997. The effect of rendering procedures on scrapie agent. Veterinary Record, Vol.141, pp 643-649. Wilesmith, J.W., Ryan, J. B. M., Hueston, W. D., & Hoinville, L. J. (1992) Bovine spongiform encephalopathy: epidemiological features 1985 to 1990. *Vet. Rec.,* 130, 90-94. Wilesmith, J. W., Wells, G. A. H., Ryan, J. B. M., Gavier-Widen, D., & Simmons, M. M. (1997) A cohort study to examine maternally associated risk factors for bovine spongiform encephalopathy. *Vet. Rec.,* 141, 239-243. Wells G.A.H., Dawson M., Hawkins, S.A.C., Green R. B., Dexter I., Francis M. E., Simmons M. M., Austin A. R., & Horigan M. W. (1994) Infectivity in the ileum of cattle challenged orally with bovine spongiform encephalopathy. *Vet. Rec*., 135, 40-41. Wells G.A.H., Hawkins, S.A.C., Green R. B., Austin A. R., Dexter I., Spencer, Y. I., Chaplin, M. J., Stack, M. J., & Dawson, M. (1998) Preliminary observations on the pathogenesis of experimental bovine spongiform encephalopathy (BSE): an update. *Vet. Rec*., 142, 103-106. Wyatt. J. M. et al. 1991. Naturally occurring scrapie-like spongiform encephalopathy in five domestic cats. Veterinary Record. 129. 233. Signatories: ### Linda Detwiler, DVM Consultant, TSE Risk Management **Robert G. Rohwer, Ph.D.** Director, Molecular Neurovirology Laboratory Veterans Affairs Medical Center Medical Research Service 151 and Assoc. Professor of Neurology School of Medicine University of Maryland at Baltimore address: 10 N. Greene St. Baltimore, MD 21201 ph. 410-605-7000 x6462 secretary x6466 Fax 410-605-7959 email: rrohwer@umaryland.edu **Paul W. Brown, M.D**. Consultant, TSE Risk Management [^1]: Milk has not been a significant source of transmission of BSE in cattle.
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**Before the** **Federal Communications Commission** ######### Washington, D.C. 20554 In the Matter of ) ) Notice of Apparent Liability for Forfeiture of ) ) **Suburban Cellular, LLC** ) ) File No. 920EF0045 Licensee of Cellular Radiotelephone Service ) ) ) **[NOTICE OF APPARENT LIABILITY FOR FORFEITURE]{.underline}** **Adopted: June 11, 1999 Released: June 14, 1999** By the Chief, Enforcement and Consumer Information Division, Wireless Telecommunications Bureau: **I. Introduction** 1.  This is a Notice of Apparent Liability for Forfeiture, pursuant to Section 503(b) of the Communications Act of 1934, as amended (the \"Act\"),[^1] and Section 1.80 of the Commission\'s Rules,[^2] against Suburban Cellular, LLC (\"Suburban\"), licensee of Cellular Radiotelephone Service Station KNKR205 Market 19, Channel Block B2 in Denver, Colorado. As discussed below, we find that Suburban failed to timely notify the Commission of the commencement of service of Station KNKR205, in apparent violation of Section 22.142(b) of the Commission\'s Rules.[^3] We conclude that Suburban is apparently liable for forfeiture in the amount of one thousand five hundred dollars (\$1,500). **II. Background** 2.  The Commission authorized Suburban to construct Station KNKR205 on May 9, 1997, at Denver, Colorado, for Market 19, Channel Block B2. The authorization required that Suburban complete construction and commence service within one year of the date of the authorization, May 9, 1998. On July 1, 1998, Suburban filed an FCC Form 489 whereby Suburban notified the Commission that it had completed construction of Station KNKR205 and commenced service on February 27, 1998. Suburban acknowledged that it had not filed its FCC Form 489 on time, attributed its dereliction to inadvertence, and requested a waiver of Section 22.142(b)[^4] of the Commission\'s rules.[^5] **III. Discussion** 3.  Section 22.142(b) of the Commission\'s Rules[^6] provided in pertinent part: *\"Notification Requirement*. Licensees must notify the FCC (using FCC Form 489) of commencement of service to subscribers . . . no later than fifteen days after service begins.\"[^7] The purpose of the Form 489 is to notify the Commission that construction has been completed, and the frequency is in use, so that the Commission will not assign that frequency to anyone else. FCC Form 489, therefore, has an important function. The Bureau\'s policy of imposing monetary forfeitures for willful and/or repeated violation of Section 22.142(b) of the Commission\'s Rules is well established.[^8] 4.  Pursuant to Section 22.142(b)[^9], Suburban was required to notify the Commission that it had completed construction and commenced service by filing an FCC Form 489 within 15 days of commencement of service. Suburban, however, did not file a FCC Form 489 notifying the Commission of its completion of construction and commencement of service of Station KNKR205 until July 1, 1998, approximately four months after the deadline for doing so. Suburban admits that it did not timely file a FCC Form 489 for Station KNKR205 due to an inadvertent error.[^10] Based on the information before us, we find that Suburban failed to timely notify the FCC of the commencement of service of Station KNKR205 in apparent violation of Section 22.142(b) of the Commission\'s Rules. > 5\. We also find no basis for waiving Section 22.142(b) of the > Commission's Rules[^11] in this instance. According to Section 1.925(b)(3) of the Commission's Rules,[^12] the Commission may grant such a waiver if: > \(i\) The underlying purpose of the rule(s) would not be served or > would be frustrated by application to the instant case, and that a > grant of the requested waiver would be in the public interest; or > > \(ii\) In view of unique or unusual factual circumstances of the > instant case, application of the rule(s) would be inequitable, unduly > burdensome or contrary to the public interest, or the applicant has no > reasonable alternative. Suburban has not met its burden as to either criterion. Suburban does not demonstrate how the underlying purpose of Section 22.142(b)[^13] would be frustrated in the absence of a waiver. It does not show how grant of a waiver would serve the public interest. Finally it does not identify any unique or unusual circumstances that would justify a waiver. Clearly, mere inadvertent oversight does not provide a basis for waiving Section 22.142(b) of the Commission's Rules.[^14] 6\. The guidelines in the Commission's *Forfeiture Policy Statement* specify a base forfeiture amount of \$3,000 for failure to file required forms or information.[^15] We note that there have been cases subject to the *Forfeiture Policy Statement* in which we have used a \$2,000 base amount for forfeitures involving a failure to file a timely FCC Form 489.[^16] Upon further reflection, however, in light of the Commission's clear guidance and the fact that the Form 489 does serve an important function, we believe it is more appropriate to use the \$3,000 amount as the appropriate base amount. Section 503(b)(2)(D) of the Act[^17] requires the Commission to consider "the nature, circumstances, extent and gravity of the violation and, with respect to the violator, the degree of culpability, any history of prior offenses, ability to pay, and such other matters as justice may require." In the instant case taking into consideration all of the factors required by Section 503(b)(2)(D) of the Act,[^18] Suburban's voluntary disclosure of its violation to the Commission, and the duration of the violation, we believe it is appropriate to reduce the amount of the proposed forfeiture to \$1,500. **IV. Ordering Clauses** 7\. ACCORDINGLY, pursuant to Section 503(b) of the Communications Act of 1934, as amended,[^19] and Section 1.80 of the Commission\'s Rules,[^20] Suburban is hereby NOTIFIED of its APPARENT LIABILITY FOR FORFEITURE in the amount of one thousand five hundred dollars (\$1,500) for violating Section 22.142(b) of the Commission\'s Rules.[^21] 8\. IT IS FURTHER ORDERED, pursuant to Section 1.80 of the Commission\'s Rules,[^22] that within thirty days of the release of this Notice, Suburban SHALL PAY the full amount of the proposed forfeiture or SHALL FILE a written statement seeking reduction or cancellation of the proposed forfeiture.[^23] 9\. IT IS FURTHER ORDERED that copies of this Notice shall be sent, by Certified Mail/ Return Receipt Requested, to Suburban Cellular, LLC, 14 Benevento Circle, Peabody, MA 01960. **FEDERAL COMMUNICATIONS COMMISSION** Catherine W. Seidel Chief, Enforcement and Consumer Information Division Wireless Telecommunications Bureau [^1]: 47 U.S.C. § 503(b). [^2]: 47 C.F.R. § 1.80. [^3]: 47 C.F.R. § 22.142(b). [^4]: 47 C.F.R. § 22.142(b) [^5]: *See* Exhibit \"A\" attached to the FCC Forms 489 filed by Suburban on July 1, 1998. [^6]: 47 C.F.R. § 22.142(b). [^7]: On February 12, 1999, Section 22.142(b) of the Commission\'s Rules was replaced by Section 1.946(d) of the Commission\'s Rules. *See* *In the Matter of the Biennial Regulatory Review \-- Amendment of Parts 0,1,13,22,24,26,27,80,87,90,95,97 and 101 of the Commission\'s Rules to Facilitate the Development and Use of the Universal Licensing Service in the Wireless Telecommunications Services*, 13 FCC Rcd 21027 (1998). The prior rule is applicable here because Pager One filed its FCC Forms 489 on July 1, 1998. [^8]: *See Network Services, LLC,* 13 FCC Rcd 6688 (Wireless Tel. Bur. 1998). [^9]: 47 C.F.R. § 22.142(b). [^10]: *See* Exhibit "A" attached to the FCC Form 489 filed by Suburban on July 1, 1998. [^11]: 47 C.F.R. § 22.142(b). [^12]: 47 C.F.R. § 1.925(b)(3). [^13]: 47 C.F.R. § 22.142(b). [^14]: *Id.* [^15]: *The Commission's Forfeiture Policy Statement and Amendment of Section 1.80 of the Commission's Rules (Forfeiture Policy Statement),* 12 FCC Rcd 17087, 17114 (1997). [^16]: *See*, *e.g.*, *Frank Lepera*, DA 99-661 (Wireless Tel. Bureau released April 6, 1999) and *Raymond Bassett*, DA 99-660 (Wireless Tel. Bureau released April 6, 1999). [^17]: 47 U.S.C. § 503(b)(2)(D). [^18]: *Id.* [^19]: 47 U.S.C. § 503(b). [^20]: 47 C.F.R. § 1.80. [^21]: 47 C.F.R. § 22.142(b). [^22]: 47 C.F.R. § 1.80. [^23]: Payment of the forfeiture may be made by credit card through the Commission\'s Billings and Collections Branch at (202) 418-1995 or by mailing a check or similar instrument, payable to the order of the Federal Communications Commission, to the Federal Communications Commission, P.O. Box 73482, Chicago, Illinois 60673-7482. The payment should note the file number of this proceeding
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**REVISED 3/23/05** ##### *2004-2005 No Child Left Behind - Blue Ribbon Schools Program* *U.S. Department of Education* **Cover Sheet** Type of School: \_[X]{.underline} Elementary \_\_ Middle \_\_ High \_\_ K-12 Name of Principal [\_\_\_Mr. Bruce E. LaRose\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_]{.underline} (Specify: Ms., Miss, Mrs., Dr., Mr., Other) (As it should appear in the official records) Official School Name [\_\_Butternut Elementary School\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_]{.underline} (As it should appear in the official records) School Mailing Address \_\_[P.O. Box 247\_\_ 312 West Wisconsin Street\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_]{.underline} (If address is P.O. Box, also include street address) [Butternut\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_Wisconsin\_\_\_\_\_\_\_\_\_\_\_\_ 54514-0247\_\_\_\_\_\_\_\_\_\_]{.underline} City State Zip Code+4 (9 digits total) County [Ashland \_\_]{.underline}School Code Number\*\_\_\_[0020]{.underline}\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Telephone [( 715) 769-3434 \_\_\_\_\_\_\_\_\_\_]{.underline}Fax [( 715)-769-3712\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_]{.underline} Website/URL [www.butternut.k12.wi.us](http://www.butternut.k12.wi.us/) E-mail [\_]{.underline}<blarose@butternut.k12.wi.us>[\_\_\_\_\_\_\_\_\_]{.underline} I have reviewed the information in this application, including the eligibility requirements on page 2, and certify that to the best of my knowledge all information is accurate. Date\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ (Principal's Signature) Name of Superintendent\* [Mr. Bruce E. LaRose\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_]{.underline} (Specify: Ms., Miss, Mrs., Dr., Mr., Other) District Name [Butternut School District]{.underline} Tel. [( 715) 769-3434\_\_\_\_\_\_\_\_]{.underline} I have reviewed the information in this application, including the eligibility requirements on page 2, and certify that to the best of my knowledge it is accurate. Date\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ (Superintendent's Signature) Name of School Board Chairperson [Mr. John Radlinger\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_]{.underline} (Specify: Ms., Miss, Mrs., Dr., Mr., Other) I have reviewed the information in this package, including the eligibility requirements on page 2, and certify that to the best of my knowledge it is accurate. Date\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ (School Board President's/Chairperson's Signature) *\*Private Schools: If the information requested is not applicable, write N/A in the space.* **PART I ‑ ELIGIBILITY CERTIFICATION** **\[Include this page in the school's application as page 2.\]** The signatures on the first page of this application certify that each of the statements below concerning the school\'s eligibility and compliance with U.S. Department of Education, Office of Civil Rights (OCR) requirements is true and correct. 1. The school has some configuration that includes grades K-12. (Schools with one principal, even K-12 schools, must apply as an entire school.) ```{=html} <!-- --> ``` 1. The school has not been in school improvement status or been identified by the state as \"persistently dangerous\" within the last two years. To meet final eligibility, the school must meet the state's adequate yearly progress requirement in the 2004-2005 school year. 2. If the school includes grades 7 or higher, it has foreign language as a part of its core curriculum. 3. The school has been in existence for five full years, that is, from at least September 1999 and has not received the 2003 or 2004 *No Child Left Behind -- Blue Ribbon Schools Award.* 4. The nominated school or district is not refusing the OCR access to information necessary to investigate a civil rights complaint or to conduct a district‑wide compliance review. 5. The OCR has not issued a violation letter of findings to the school district concluding that the nominated school or the district as a whole has violated one or more of the civil rights statutes. A violation letter of findings will not be considered outstanding if the OCR has accepted a corrective action plan from the district to remedy the violation. 6. The U.S. Department of Justice does not have a pending suit alleging that the nominated school, or the school district as a whole, has violated one or more of the civil rights statutes or the Constitution\'s equal protection clause. 7. There are no findings of violations of the Individuals with Disabilities Education Act in a U.S. Department of Education monitoring report that apply to the school or school district in question; or if there are such findings, the state or district has corrected, or agreed to correct, the findings. **PART II ‑ DEMOGRAPHIC DATA** **All data are the most recent year available.** **DISTRICT** (Questions 1‑2 not applicable to private schools) 1\. Number of schools in the district: [1]{.underline} Elementary schools [1]{.underline} Middle schools \_\_\_\_\_ Junior high schools [1]{.underline} High schools \_\_ [\_\_]{.underline}Other (K-12) \_\_[3\_\_\_]{.underline}TOTAL 2\. District Per Pupil Expenditure: \_\_[\$12,283\_\_\_\_]{.underline} Average State Per Pupil Expenditure: \_\_[\$7,527\_\_\_\_\_]{.underline} **SCHOOL** (To be completed by all schools) 3\. Category that best describes the area where the school is located: > \[ \] Urban or large central city > > \[ \] Suburban school with characteristics typical of an urban area > > \[ \] Suburban > > \[ \] Small city or town in a rural area > > \[X \] Rural 4\. [\_\_4\_\_\_]{.underline} Number of years the principal has been in her/his position at this school. If fewer than three years, how long was the previous principal at this school? 5\. Number of students as of October 1 enrolled at each grade level or its equivalent in applying school only: ----------- --------- ----------- ---------- --------- -- ----------- --------- ----------- --------- **Grade** **\# of **\# of **Grade **Grade** **\# of **\# of **Grade Males** Females** Total** Males** Females** Total** **PreK** 8 6 **14** **7** **K** 4 7 **11** **8** **1** 6 5 **11** **9** **2** 10 6 **16** **10** **3** 6 4 **10** **11** **4** 5 2 **7** **12** **5** 6 5 **11** **Other** **6** **TOTAL 80 STUDENTS IN THE APPLYING SCHOOL →** ----------- --------- ----------- ---------- --------- -- ----------- --------- ----------- --------- *\[Throughout the document, round numbers to avoid decimals.\]* 6\. Racial/ethnic composition of [\_97\_\_]{.underline}% White the students in the school: % Black or African American \% Hispanic or Latino \% Asian/Pacific Islander [\_\_3\_\_]{.underline} % American Indian/Alaskan Native **100% Total** Use only the five standard categories in reporting the racial/ethnic composition of the school. 7\. Student turnover, or mobility rate, during the past year: \_\_\_[17\_\_\_]{.underline}% > (This rate should be calculated using the grid below. The answer to > (6) is the mobility rate.) --------- -------------------------------------------- ------------------ **(1)** Number of students who transferred ***to*** 6 the school after October 1 until the end of the year. **(2)** Number of students who transferred 8 ***from*** the school after October 1 until the end of the year. **(3)** Subtotal of all transferred students \[sum 14 of rows (1) and (2)\] **(4)** Total number of students in the school as of 80 October 1 **(5)** Subtotal in row (3) divided by total in row .17 (4) **(6)** Amount in row (5) multiplied by 100 17 --------- -------------------------------------------- ------------------ 8\. Limited English Proficient students in the school: \_\_[0\_\_\_]{.underline}% \_\_\_\_\_\_\_Total Number Limited English Proficient Number of languages represented: \_\_[1\_\_\_]{.underline} Specify languages: 9\. Students eligible for free/reduced-priced meals: \_\_\_[74\_\_\_]{.underline}% Total number students who qualify: \_\_\_[57\_\_\_]{.underline} > If this method does not produce an accurate estimate of the percentage > of students from low‑income families or the school does not > participate in the federally‑supported lunch program, specify a more > accurate estimate, tell why the school chose it, and explain how it > arrived at this estimate. 10\. Students receiving special education services: \_\_[22\_]{.underline} % \_\_[17]{.underline} Total Number of Students Served > Indicate below the number of students with disabilities according to > conditions designated in the Individuals with Disabilities Education > Act. \_\_\_\_Autism \_\_[1\_\_]{.underline}Orthopedic Impairment \_\_\_\_Deafness \_\_\_\_Other Health Impaired \_\_\_\_Deaf-Blindness \_\_[3\_]{.underline}Specific Learning Disability \_\_\_\_Emotional Disturbance \_[12\_]{.underline}Speech or Language Impairment \_\_\_\_Hearing Impairment \_\_\_\_Traumatic Brain Injury > \_[1\_\_]{.underline}Mental Retardation \_\_\_\_Visual Impairment > Including Blindness \_\_\_\_Multiple Disabilities 11. Indicate number of full‑time and part‑time staff members in each of the categories below: **Number of Staff** **[Full-time]{.underline}** **[Part-Time]{.underline}** Administrator(s) \_\_\_ [\_\_]{.underline} \_\_\_ [1\_\_]{.underline} Classroom teachers \_\_\_[5\_\_\_]{.underline} \_\_\_\_[2\_\_]{.underline} Special resource teachers/specialists \_\_\_[1\_\_\_]{.underline} \_\_\_\_[6\_\_]{.underline} Paraprofessionals \_\_\_\_\_\_\_ \_\_\_\_[3\_\_]{.underline} > Support staff \_\_\_\_\_\_\_ \_\_\_\_[3\_\_]{.underline} > > Total number \_\_\_[6\_\_\_]{.underline} \_\_\_[15 \_]{.underline} 12\. Average school student-"classroom teacher" ratio: \_[12 - 1]{.underline} 13\. Show the attendance patterns of teachers and students as a percentage. The student dropout rate is defined by the state. The student drop-off rate is the difference between the number of entering students and the number of exiting students from the same cohort. (From the same cohort, subtract the number of exiting students from the number of entering students; divide that number by the number of entering students; multiply by 100 to get the percentage drop-off rate.) Briefly explain in 100 words or fewer any major discrepancy between the dropout rate and the drop-off rate. (Only middle and high schools need to supply dropout rates and only high schools need to supply drop-off rates.) ------------------------- ----------- ----------- ----------- ----------- ----------- 2003-2004 2002-2003 2001-2002 2000-2001 1999-2000 Daily student attendance 96 % 94 % 96 % 96 % 96 % Daily teacher attendance 97 % 96 % 97 % 95 % 96 % Teacher turnover rate 0 % 16 % 16 % 0 % 0 % Student dropout rate \% \% \% \% \% (middle/high) Student drop-off rate \% \% \% \% \% (high school) ------------------------- ----------- ----------- ----------- ----------- ----------- **[PART III -- SUMMARY\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_]{.underline}** In 1878, Butternut's first school consisted of a log cabin previously used as an ice house. In 1895 a two story grade school was built. This school served its purpose until a three story building was built in 1914. It wasn't long before a thriving Butternut outgrew its existing grade school. New state regulations and a demand for a quality education brought about continued changes to include: a gymnasium, four year old Kindergarten, expanded IMC/media opportunities, as well as a state of the art school-wide computer network and internet system. Recently, with a continued commitment to quality education, a distance education lab was added to afford expanded curriculum opportunities for students via the internet, satellite and fiber optics. The Butternut Elementary School educates students from four adjacent political jurisdictions spread over 170 square miles in rural northern Wisconsin \-- Butternut Village and the townships of Agenda, Chippewa, and Lake. The total population of this area is 2,672. With an enrollment of 80 students and a 12-1 student /teacher ratio, our school is a safe, friendly place where you recognize everyone's passing face. In support of our theme "Striving for Excellence", our quest for excellence has focused on continued curriculum development and alignment with Wisconsin State Standards, implementation of Applied Control Theory to strengthen effective classroom management, and the study of Multiple Intelligence to ensure a greater understanding of student learning styles. The Butternut Elementary School is an award winning school. In 2003 and 2004 the school was recognized by the State of Wisconsin Department of Public Instruction for academic excellence. In a recent visit by the Wisconsin State Superintendent, she stated: "Your school has so much of what other schools are striving for." Our academic success is due to a common commitment to the school philosophy, "The primary objective is to help each student develop into a mature individual, capable of becoming a contributing member of society." Because of our T.E.A.M. (Together Everyone Accomplishes More) approach, we emphasize our unconditional commitment to each and every student. Our TEAM recognizes and further supports the school philosophy "that all students are unique individuals." Therefore, we work unceasingly to support and develop each student to his/her fullest potential. The dedicated staff strives relentlessly to maintain a progressive, stimulating, and challenging school. We believe that it takes everyone to successfully provide our students with the best education possible. In addition to student achievement, we strongly subscribe to building and maintaining a strong partnership between everyone -- home, school and community. The staff is passionate and thrives on student success. In specific, yearly developed goals focus on strategies for continued school improvement. In support of this effort, priorities reflect the proven characteristics of effective schools: (1) positive school climate, (2) home -- school -- community collaboration, (3) safe/drug-free school, and (4) student achievement. The Butternut Elementary School has a proud heritage and an even more promising future. In support, the Butternut Community Partnership Foundation contributes additional financial resources to support academic achievement. The community and school is committed to a vision of optimism supported by a "can do" attitude and "what ever it takes" commitment to make our school the best that it can be. **[PART IV -- INDICATORS OF ACADEMIC SUCCESS\_\_\_\_\_\_\_\_\_\_\_]{.underline}** **1. RESULTS:** The tables and graphs provided illustrate the academic achievement of Butternut 4^th^ grade students over the past 5 years in Reading and Math, compared to the performance of students statewide over the same time period. The scores provided for Reading and Math is the percent of students who scored at the Proficient or Advanced levels on the Wisconsin Knowledge and Concepts Exam (WKCE). Cut points to determine proficiency levels were determined by the state. The primary websites that can be accessed for information and data about the Wisconsin State Assessment System (WSAS) are: [www.dpi.state.wi.us/data/selschool.asp](http://www.dpi.state.wi.us/data/selschool.asp) and [www.dpi.state.wi.us/dpi/oea/sprkce.html](http://www.dpi.state.wi.us/dpi/oea/spr_kce.html). Alternate assessments are not calculated into this data analysis because Butternut Elementary only used one alternative assessment for a special education student over the past 5 years. Also, this analysis does not provide disaggregated data for special education because not enough Butternut 4^th^ graders were in special education to allow public disclosure of their scores. A minimum of 6 students must be in a disaggregated group. The number of special education students in Butternut at 4^th^ grade over the past 5 years was 4 students in 2001-02 and 2002-03. AYP (Adequate Yearly Progress) cut points, required of the federal government under NCLB legislation, are also based on the percent of students who score proficient or advanced in Reading and Math and are used to determine if a school is in need of improvement. The starting point for application of those AYP cut points was 2001-02. From 2001-02 through 2003-04, the AYP cut point in Reading was 61% and 37% in Math. Examining the percent of students who score proficient or advanced in Butternut Elementary School and across the state of Wisconsin, it is clear that both are well above the AYP cut points in Reading and Math. By looking at the line graphs in Reading and Math, students consistently scored higher than the state average in Reading and scored about equal to state average in Math. In both Reading and Math, scores rose much higher than the state from 2002-03 to 2003-04. In 2003-04, students scored 27 percentage points higher than the state in Math and 19 percentage points higher in Reading. All 4^th^ grade students were either proficient or advanced in Reading and Math in 2003-04. The achievement gap between students who are considered "economically disadvantaged" and "not economically disadvantaged" is compared between Butternut Elementary 4^th^ graders in Reading and Math and those same students statewide. "Economically disadvantaged" is defined as those students who qualify for free or reduced lunch prices, which in turn is determined by their parent's personal income. Only in 3 of the past 5 years did Butternut have enough 4^th^ graders who received free or reduced lunch to permit public disclosure of their test scores. Seven 4^th^ grade students received free and reduced lunch in 1999-00, 2001-02 and 2002-03. When examining the Reading achievement gap of economically disadvantaged students, the data shows that Butternut Elementary has much less of a gap than the state of Wisconsin. Statewide, the gap is consistently 20 to 24 percentage points higher for non economically disadvantage students. The gap was widest in 1999-00 at only 7 percentage points, then narrowed to 6 points in 2001-02, and in 2002-03 the gap didn't exit at all. In fact, 100% of the disadvantaged students scored proficient or advanced that year. In Math, the achievement gap of economically disadvantaged 4^th^ graders is consistently wider statewide than at Butternut. The gap statewide is between 24-28 percentage points over the past 5 years, but is inconsistent at Butternut Elementary. In 1999-00, Butternut Elementary disadvantaged 4^th^ graders scored 23 percentage points higher than non-economically disadvantaged 4^th^ graders, but in 2002-03, 4^th^ grade disadvantaged students scored 29 percentage points lower than non economically disadvantaged. The data showing the Standards Performance Index for the past 2 years illustrate the "subtests" within Reading and Math. The data is expressed as the percent of test items correct for each standard. In 2002-03, Butternut and state 4^th^ graders scored nearly the same across all Reading and Math standards, with Geometry having the highest scores and Math Processes and Algebra the lowest. In 2003-04, Butternut scores are higher than the state average across all Reading and Math standards. In Algebra, Butternut scores went up 8 points, while the state average went down 1 point. In Geometry, both state and Butternut scores went down from the previous year, but Butternut scores are 6 points higher than the state. In 2003-04, Butternut scores are 15 points higher than the state in Language and 10 points higher than the state in Number Operations. The assessment results provided illustrate this change from 2001-02 to 2002-03 for Butternut compared to the state. **2**. **USE OF DATA:** The Butternut Elementary School uses assessment data from the Wisconsin Knowledge and Concept Exam (WKCE) in a very effective way to enhance school improvement. Beginning in the fall of 2002, the school began a five year plan to involve teachers who teach the core subjects of Reading/Language Arts, Math, Science and Social Studies in writing curriculum benchmarks aligned to the Wisconsin Academic Performance Standards. WKCE assessment data was used to begin this process by having these teachers participate in a data retreat that focused on aligning test results to state standards. Teachers reviewed test results for their content area, looking for weak areas that needed improvement. Then the teachers reviewed specific objectives or standards within each content area to determine what parts or aspects of their discipline needed to be improved. Teachers next prioritized the objectives or standards and rewrote them as curriculum benchmarks. Consequently, the curriculum benchmarks reflect priority areas that need to be addressed, and are sometimes referred to as "power standards". These curriculum benchmarks are, therefore, "data driven" and form the backbone of the core curriculum. Other objectives and standards in the content areas are not forgotten or neglected, but the prioritized benchmarks provide a focus for teachers clearly indicating what is important to improve student achievement in order to improve the school as a whole. **3. COMMUNICATE STUDENT PERFORMANCE:** Positive reinforcement and feedback exhibit the core of the effort and commitment to have a safe and healthy climate. Acknowledging student performance is inherent within the school's commitment to Applied Control Theory and the POPS (Power of Positive Students) program. The dedicated and caring staff recognizes the importance of positive reinforcement and acknowledges student performance and achievement. On a daily basis, student performance is communicated to parents weekly via progress reports and student folders. These folders, reflecting all subjects, are used to communicate grade summaries, weekly units of study, and the status of assigned projects and concerns. In addition to allowing the parent to respond in writing within the folder, the folder requires a parent signature in return. Also, because the after school program has a high attendance rate, teachers share information daily with parents when they pick up their student. Each month the school distributes to all parents and community members a comprehensive news letter to identify and share highlights and features of the school. With this publication, a monthly notice of selected students of the month is featured. Publishing student recognition is further highlighted by hosting a special presentation at the monthly school board meeting. This recognition and ceremony is complemented with a framed certificate and selected rewards to emphasize the spirit and importance of high achievement. To ensure maximum awareness, student recognition is further highlighted and published in the local newspaper. Wisconsin Student Assessment System (WSAS) test data is distributed to both students and parents. This data is mailed home for student and parent notice and review. This data is also used to augment recorded performance information at the individually scheduled parent/teacher conferences during the year. **4. SHARE SUCCESSES WITH OTHER SCHOOLS:** The school frequently welcomes the opportunity to exhibit and disseminate successful programs at state and local events. Sharing and collaboration is a common thread woven through the 18 schools in CESA 12. Because our school is frequently part of a consortium of small schools for various projects, training and staff development, regular scheduled meetings are opportune times to share and disseminate pertinent school information and data. One collaborative effort is to host an annual "data retreat" to review and understand Wisconsin State Assessment data. Our school recently partnered with another school to initiate a new reading program. The project involved joint planning along with staff mentoring to ensure successful implementation. In addition to a descriptive school brochure, a comprehensive web site is available for easy access to specific school information. Interested persons or agencies are frequently encouraged to visit our web site to view information and programs. With the addition of the new distance education program, the fiber optic system has allowed for shared staff development between schools and staff participation in regional meetings. **[PART V -- CURRICULUM AND INSTRUCTION\_\_\_\_\_\_\_\_\_\_\_\_\_\_]{.underline}** **1. CURRICULUM:** Teachers have created curriculum benchmarks and prioritized them according to curriculum needs as revealed in their test results. These benchmarks for each core content area and each grade level were formatted into a user friendly way so all staff could readily understand the priority areas by content area and grade level. These curriculum benchmarks were then uploaded into the school's networked computers. This allows any staff member to access the curriculum benchmarks at any time. Further, it allows teams of content area teachers to work together to develop, update, and edit the benchmarks at any time. Such flexibility and teacher ownership allows curriculum and instruction to be dynamic, focused on critical needs, and sensitive to students and teachers. All students are engaged in learning the general curriculum through direct instruction emphasizing the student's unique learning styles. Use of technology, hands-on activities, cooperative learning, and investigative approaches, lead students through the clearly defined scope and sequence. Teachers utilize lesson strategies by reviewing content from previous lessons and introducing up coming concepts. Higher order thinking and real world applications are integrated throughout the curriculum. Reteaching and enrichment options are provided based on the students' needs. Needs are determined by quizzes, tests and lesson reviews. The core of the K-5 **Language Arts** curriculum encompasses: spelling, English, written and oral communication. Students develop mechanics, word usage, sentence structure, grammatical rules, and creative writing. Students begin with writing simple structured sentences, which evolve into well developed descriptive and functional paragraphs. At the core of the **Mathematics** curriculum, students are introduced to problem-solving and critical thinking strategies and the language of math as they master skills. From this foundation, teachers increase classroom participation and student success with cooperative learning techniques and extensive use of manipulatives. Hands-on activities motivate students and help transform Mathematics into real and interesting practice. Once students have an understanding of the manipulative (concrete) and how it's modeling the math concepts, students move to mental math (abstract), a necessary step for formulation of higher-level thinking. Students apply strategies for learning facts and processes with meaning and mastery. The **Science** curriculum begins with basic, life science, physical science, earth science, and the human body. It builds on more complex and in-depth curriculum as student's progress through the grades. Students are encouraged to question, investigate and experiment with hands-on activities and uses of technology. Solutions become meaningful and relevant as activities connect to the students' lives. The K-3 **Social Studies** curriculum consists of citizenship, character education, community awareness, safety and current events. The 4-5 curriculum focuses on Wisconsin and the United States, including geography, citizenship, government, economics, and history. Students analyze, identify, describe, examine and interpret a variety of historical and current events. Art, music, physical education, media skills and computer education are offered to students throughout the week. These classes are infused with core subject areas to help students make connections in their daily lives. **Art** in grades K-5 is a hands-on project based program. Through a variety of sessions, students are given the opportunity to experience art in their environment and to realize how it influences their lives. Personal expression and creativity is stressed as students work with a variety of art media. **Music** provides the opportunity for students to learn to match pitch, play simple classroom instruments and accompany a melody of rhythm in tempo, and demonstrate simple movements in rhythm. Students sing ostinato, partner songs and rounds. They learn basic musical notation of whole note, half note, quarter note, and eighth note, along with note names of both the treble and bass clef. Students identify standard symbols for dynamics, tempo and articulations. **Physical Education** is designed to develop a student's optimal level of physical fitness and wellness, emotional maturity, positive social interactions, and a lifetime interest in leisure activities. The curriculum is structured to provide experiences and an outlet for "every" student. To this effort, the curriculum emphasizes all three learning domains: the psychomotor, cognitive, and affective, to ensure the total development of the student. Our **Media Skills** program incorporates both general library and related computer lessons. Our students also learn to use graphic organizers, such as Kidspiration, and Inspiration, which they can utilize in other content areas, as well. Students are also exposed to a wide variety of genres and authors in order to promote a lifelong love of reading and learning. **2. READING PROGRAM:** We believe that all teachers must be teachers of Reading. We work to provide scaffolding around each child to give needed support to develop confident readers. Beginning in 4 Year-old Kindergarten, children are exposed to letters and sounds. They are guided with rich language experiences and develop reading-readiness skills. Primary grades give specific attention to skills and strategies that assist in comprehension and fluency. Students are exposed to text in a variety of genres and express their understanding through many creative outlets. Teachers model expressive language through shared reading to raise interest and invite children to read. Teachers are attentive to individual learning styles and reading levels. Our recent focus on the implementation of a comprehensive Guided Reading Program, emphasizes matching students with real, interesting books at their instructional level. Repeated reading of texts also improves fluency and confidence. With this support, students become empowered and discover that they are in charge of their learning, and strive to achieve. Students experience challenges with books that match their zone of proximal development, and will experience continues success. Intermediate grades build on this foundation by furthering students' interest in reading. They incorporate novel, play-acting, creative/descriptive writing, and time to read silently. We portray reading as a vital, life-long skill as well as an exciting, enjoyable activity. We know our approach to reading is working because our students love to read. They are making appropriate reading selections, read orally in class, as well as for enjoyment. They enjoy sharing and discussing various genres of literature, as well as recommending books to classmates. Our classroom tests and state tests show our students are confident and successful readers. **3. OTHER CURRICULUM:** Students in the Butternut Elementary School have the relevant opportunity to utilize technology in their own classrooms. Technology is infused into the curriculum with the use of the school's mobile computer lab. This creates a quality and flexible way to incorporate the use of technology into the core curricula. Students are able to do research and webquests at their own desks, as well as to create quality projects and presentations on the laptops in our mobile lab. Students learn essential compute skills such as proper keyboarding, how to utilize computer search engines, and how to create effective slide presentations. In addition, students are taught word processing, creating databases, using drawing programs and working with graphic organizers (both Kidspiration and Inspiration). They learn about internet safety and evaluating websites, as well. We have an active Generation Yes program, which enables classroom teachers to collaborate with the Gen Y students. Together they create technology projects that are used in the elementary classrooms to improve and expand new applications of technology, which strengthen the curriculum and enhance student empowerment. In addition, our students have access to interactive TV technology, as well as video streaming. These resources have enabled our students to go on virtual field trips and to take an introductory course in Spanish. **4. INSTRUCTIONAL METHODS:** Teachers believe that building relationships with students is the key to their success.  By knowing and understanding the whole child, we can closely monitor their progress. Students that are happy and involved in class will learn and retain more information. Instruction is delivered by a very qualified staff that is dedicated to making learning fun and exciting. Staff consistently exude excitement and enthusiasm for learning and their students. Classroom teachers, title one staff, speech/language, as well as special education teacher's work together to help students become successful. In addition to a balance of large group, small group, and individualized instruction, teachers plan lessons to support individual learning styles. As mentioned earlier, the curriculum has been aligned with the Wisconsin's State Academic Standards. Testing follow up includes an item analysis to validate mastery. Accordingly, curriculum and instruction is adjusted to remedy deficiencies. In addition to students being introduced to problem-solving and critical thinking strategies, assistive technology is provided. The curriculum requires a cross curriculum emphasis and integration of computer technology to ensure reinforcement and application.  From this foundation, teachers increase classroom participation and student success with cooperative learning techniques and hands-on activities to help motivate students and help transform learning into real and interesting experiences. If a student requires improvement, teachers intervene immediately. Teachers strive to communicate with families.   School and community support and guidance has helped students become academic achievers. In addition to calling home at the first sign of a concern, the Student Assistance Team (SAT) meets with parents to consider an appropriate plan. Options may include individualized title one lessons, Early Reading Empowerment (ERE) lessons, or after-school support. Continued support and positive reinforcement is afforded through the utilization of the "advisor advisee" program. **5. PROFESSIONAL DEVELOPMENT:** Academic achievement and excellence requires well-trained, knowledgeable teachers that have acquired knowledge, and strategies to support and administer their prescribed curriculum. Because the school places a high priority on staff and staff improvement, release time and financial support is awarded for their continued professional growth. As a result, teachers continually complete graduate courses for recertification and professional enrichment. Staff annually participate in advanced training by attending local and state staff development opportunities in their specific content areas in order to supplement and enrich teaching strategies. Several local initiatives, including "Facilitating the Future", and the "Gichee Gumee" academy, annually afford a professional and stimulating gathering filled with leading-edge approaches to education. They also incorporate time to design individual practices and opportunities to interact and share experiences with others. Staff has participated in trainings that establish a safe and comfortable learning environment. In support of effective classroom management, local initiatives and priorities have supported teacher training in Applied Control Theory, and Restitution and Reality Therapy. In addition, specific training in Guided Reading, Literature Circles, Big Books, Early Reading Empowerment (ERE), as well as a balanced practice of whole-language ideas, and phonemic awareness has enriched instructional strategies to ensure greater mastery. All of these tools are intricately woven together with individual learning styles to stimulate student interest as well as support and encourage performance. **[PART VII - ASSESSMENT RESULTS\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_]{.underline}** **State of Wisconsin 2005 Blue Ribbon School Nominee Proficiency Information** School Name and District: Butternut Elementary, Butternut Test Grade Level, Subjects, and Years of Data: Grade 4 Reading and Mathematics, 2001-02 through 2003-04 School Percent Free and Reduced Price Lunches, 2003-04: 65% Test Name and Publisher: Wisconsin Knowledge and Concepts Examinations (WKCE), CTB/McGraw-Hill ------------------------------- ------------- ------------- ------------- ------------- ------------- ------------- **Reading** **Math** **2003-04** **2002-03** **2001-02** **2003-04** **2002-03** **2001-02** Month of Test Administration February November November February November November **School Information and Scores:** \# FAY\* in school students 9 14 19 9 14 19 tested (WKCE [or]{.underline} alternate ) \% of all FAY students tested 100% 100% 100% 100% 100% 100% \% tested on WKCE scoring at or 100% 100% 100% 100% 100% 100% above Minimal \% tested on WKCE scoring at or 100% 93% 94% 100% 93% 100% above Basic \% tested on WKCE scoring at or 100% 93% 94% 100% 71% 72% above Proficient \% tested on WKCE scoring at or 78% 29% 11% 44% 29% 11% above Advanced Number of students alternately 0 0 1 0 0 1 assessed\*\* \% of all students alternately 0% 0% 5% 0% 0% 5% assessed **School Scores by Student Subgroup:\*\*\*** *American Indian/Alaskan Native* \# FAY\* in school students 2 0 0 2 0 0 tested (WKCE [or]{.underline} alternate ) *White, non-Hispanic* \# FAY\* in school students 7 14 19 7 14 19 tested (WKCE [or]{.underline} alternate ) \% of all FAY students tested 100% 100% 100% 100% 100% 100% \% tested on WKCE scoring at or 100% 100% 100% 100% 100% 100% above Minimal \% tested on WKCE scoring at or 100% 93% 94% 100% 93% 100% above Basic \% tested on WKCE scoring at or 100% 93% 94% 100% 71% 72% above Proficient \% tested on WKCE scoring at or 71% 29% 11% 29% 29% 11% above Advanced Number of students alternately 0 0 1 0 0 1 assessed\*\* \% of all students alternately 0% 0% 5% 0% 0% 5% assessed *Limited English Proficient* \# FAY\* in school students 0 0 1 0 0 1 tested (WKCE [or]{.underline} alternate ) *Economically Disadvantaged* \# FAY\* in school students 5 7 7 5 7 7 tested (WKCE [or]{.underline} alternate ) \% of all FAY students tested 100% 100% 100% 100% \% tested on WKCE scoring at or 100% 100% 100% 100% above Minimal \% tested on WKCE scoring at or 100% 86% 86% 100% above Basic \% tested on WKCE scoring at or 100% 86% 57% 57% above Proficient \% tested on WKCE scoring at or 0% 0% 0% 0% above Advanced Number of students alternately 0 0 0 0 assessed\*\* \% of all students alternately 0% 0% 0% 0% assessed *Students with Disabilities* \# FAY\* in school students 2 4 4 2 4 4 tested (WKCE [or]{.underline} alternate ) **State Scores** \# FAY\* in district students 56,022 57,026 58,196 56,022 57,026 58,196 tested (WKCE [or]{.underline} alternate) \% of all FAY in district 100% 99% 99% 100% 100% 99% students tested \% tested on WKCE scoring at or 100% 100% 100% 100% 100% 100% above Minimal \% tested on WKCE scoring at or 93% 93% 95% 84% 81% 95% above Basic \% tested on WKCE scoring at or 82% 81% 83% 74% 71% 72% above Proficient \% tested on WKCE scoring at or 44% 41% 19% 30% 30% 27% above Advanced \% of all students alternately 3% 2% 4% 2% 1% 3% assessed\*\* ------------------------------- ------------- ------------- ------------- ------------- ------------- ------------- \*FAY = Full Academic Year \*\*Alternate assessments approved under the Wisconsin accountability system are administered to qualified students with disabilities and Limited English Proficient (LEP) students. \*\*\*Per Wisconsin policy, test results for individual student subgroups with fewer than six students are not released for public consumption in order to protect student privacy. In addition, some test results for other student subgroups are suppressed because their performance of students can be inferred indirectly. Suppressed data are noted within the table with an asterisk (\*).
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ak0486 1. View of three detection radar (DR) antennas. DR 1 (structure no. 735) on left, DR 2 (structure no. 736) in center, and DR 3 (structure no. 737) looking north 30 degrees west, with tracking radar (large radome) and satcom (satellite communication) system in small radome in view between DR 2 and DR 3 antennae. 2. View of southerly DR 1 antenna looking north 25 degrees west and and showing radar scanner building no. 105 east face through antenna. 3. View of middle DR 2 antenna looking north 30 degrees west and showing radar scanner building no. 105 east face through antenna. 4. View of northerly DR 3 antenna looking north 35 degrees west and showing radar scanner building no. 106 east face through antenna and partial view of satcom communication dome (attached to radar transmitter building 102) in left side of photograph. 5. View of middle DR 2 antenna with DR 1 antenna in background. Photograph shows on left side at bottom foundation berm and along right side bottom stanchion concrete foundations at bottom structural steel assembly. 6. View of DR 3 antenna typical back-stay concrete stanchion showing embedded anchors and structural steel leg with pin attachment. 7. View of DR 3 antenna typical front stay concrete showing embedment anchors, foundation steel base plate, vertical member with small diameter turnbuckles, antenna assembly in background, and story board for scale. 8. View of DR 3 antenna showing lower front connector, third from left vertical member at first level above foundation level, showing small diameter turnbuckle stays, vertical member with flange connection, and various struts and connectors with antenna assembly in background. 9. View of back side of radar scanner building no. 106 showing passageway links to other buildings east and west, and DR 3 antenna in background. 10. View of back side of radar scanner building no. 104 showing passageway links to other building to east and DR 1 antenna in background. 11. View of south side of radar scanner building no. 104 showing personnel exit door at side building, showing DR 1 antenna from oblique angle on foundation berm with DR 2 and DR 3 antennae in background. 12. View from east side of corner of transmitter building no. 102 looking over top of utilidor passageway link, DR 2 antenna in background left and abandoned radome on top of transmitter building no. 101. 13. View of southerly side of transmitter building no. 101 from south, showing tracking radar (tr) on top of transmitter building no. 102 in background left and abandoned radome on top of transmitter building no. 101 in middle of photograph with utilidor passageway link to right of photograph. 14. View of southerly side of transmitter building no. 101 from west looking easterly showing radar scanner building no. 104 to right with passageway link between, abandoned radome on top of transmitter building no. 101 and DR 1 antenna in background. 15. View of southeasterly side of transmitter building no. 102 with TR in middle and small satcom communication dome lower right. Note site well system building to lower right of transmitter building no. 102 southeast corner. 16. View of east side of transmitter building no. 102 looking south with TR radome in upper right of photograph and DR 2 antenna in left of photograph. 17. View looking north to transmitter building no. 102 from south along west side of passageway link with TR radome in background. 18. View from DR 2 antenna looking south 45 degrees west to backside transmitter building 101 and in left foreground showing site well system building. 19. View of satcom communication dome with TR radome in background right. 20. View from northeast to southwest side of scanner building 104 showing two waveguide termination faces (fiberglass light bands on left of photograph). 21. View from south to southerly face of scanner building 104 showing building radius. Radius of building face matches radius of DR antenna systems. 22. View of vehicle entrance to passageway link system taken from looking west. Note DR 3 antenna in background left. 23. View of junction of passageway link with radar transmitter building 102 (view looking south) showing main personnel entrance door. 24. View of lobby area on first floor transmitter building no. 102 looking into controlled access corridor and door system 25. Similar view of lobby area on first floor transmitter building no. 102 looking at door in photograph AK-30-A-24 in closed position showing locking system and restricted access notification. 26. View of second floor of transmitter building no. 102 looking across electronic equipment cabinets in area of missile impact predictor (MIP) area. Note U.S. Air Force emblem in mid-center of photograph. This area is in front of the Missile Warning Operations Center (MWOC) office. 27. View of entry door to vestibule to MWOC entry door in transmitter building no. 102 (note coded key pad to left and intercom phone on left) and door to the central systems monitor room (CSMR) to right (out of sight). 28. View of data test area for DR data take off set operators panel and cabinet at second floor of transmitter building no. 102 in MIP area. 29. View of typical radio frequency monitor group electronic tube-type cabinet. System is water-cooled with antenna assist. 30. View of mezzanine floor level in transmitter building no. 102 showing control transmitter electronic cabinets and control modules. 31. View of mezzanine floor level in transmitter building no. 102 showing various electronic central indicator panel to control building air conditioning, steam pressure, supply temperature, discharge temperature, supply pressure, transformer vault status, and radome conditioning system. 32. View of relay assembly group and interconnecting group electronic modules located on second floor of transmitter building no. 102 in MIP area. 33. View of data converter and power supply for TR system in transmitter building no. 102, mezzanine level. 34. View of typical work station in transmitter building no. 102, second floor, with continental electronics "keying pulse line amplifier trigger pulse AM-3445/FPT9" cabinet at desk. 35. View of data and analysis console (DAC), located in MWOC facility in transmitter building no. 102, showing clock and missile impact predictor time. 36. View of preset counter (PC) console and tracking console on right, located in MWOC facility in transmitter building no. 102. 37. View of detection radar environmental display (DRED) console for middle DR 2 (structure no. 736) antenna, located in MWOC facility. 38. View of DRS 1, 2, and 3 (structure nos. 735, 736, and 737) console fault locator for beam power status, radio frequency (RF) and intermediate frequency (IF) fault conditions, RF switches status and TR status. 39. View of checkout indicator computer console for DR beams, TR chains, and special checkout target control located in CSMR in transmitter building no. 102. 40. View of dual projector system located in MWOC facility in transmitter building no. 102 by Bessler Company. System used to project images in MWOC on backlit screen system with fiber optic electro/mechanical system linked to computer output to indicate information on screen linked with display from projector system. 41. View of electro/mechanical fiber optic system panel in transmitter building no. 102. Images projected to screen (panel at upper left) are projected to back side of screen located in MWOC to display changing information. 42. View of CSMR room equipment status board and operators console with two phone links to MWOC in transmitter building no. 102. 43. View of CSMR room equipment locator and system checkout console for detection radars and rearward communication data links in transmitter building no. 102. 44. Building 102, view from mezzanine looking down to first floor showing Klystron tube equipment vaults with dual waveguides leaving top of vaults through bifurcation combiner system at start of waveguides; note tops of capacitor vaults along photograph to left. 45. Building 102, view of waveguide "coaxial waste load" device connected to waveguide combiner. 46. Building 102, view showing waveguide control switch used to achieve equal length adjustments and frequency control between separate Klystron tube radion frequency (RF) generators. 47. View of "dry air inlets" to waveguides entering scanner building 105. Dried air is generated under pressure by Ingersoll-Rand dehumidified/dessicator and compressor system. View is at entrance from passageway that links into corner of scanner building. 48. View of typical 90 degree elbow located at horizontal corner with output (to scanner radar system control switch) waveguide on top and return wave on bottom of photograph. 49. View of waveguide system entering building no. 105 (typical of all radar scanner buildings), showing testing connection points and monitoring equipment. 50. View of waveguides beginning to move toward two radar scanner switches (two per radar scanner building) by vertical bends; also tuning devices are located here. 51. View of upper radar scanner switch in radar scanner building 105 from upper catwalk level showing emanating waveguides from upper switch (upper one-fourth of photograph) and emanating waveguides from lower radar scanner switch in vertical runs. 52. View from ground level showing lower radar scanner switch with open port door in radar scanner building 105 showing emanating waveguides from lower switch in vertical run; photograph also shows catwalk to upper scanner switch in upper left side of photograph and structural supports. 53. View from ground level in building no. 105 showing lower radar scanner switch with incoming waveguide and control switch. 54. View from ground level in building no. 105 showing lower radar scanner switch at open port door. Note incoming waveguide and control switch at lower left of photograph and note several waveguides leaving top of scanner switch around the circumference of switch. 55. View from ground level in building no. 105 showing lower radar scanner switch with eighty-eight 1-1/2" diameter copper ion return RF balance tube systems. 56. Building 105, close view of ion return RF balance tube adjustment controls. 57. Building 105, another view of ion return RF balance tube system, and beginning of waveguide return connections to right of photograph; note bottoms of waveguide systems around circumference of scanner switch in upper part of photograph. 58. View of high pressure Ingersoll-Rand dehumidifier/dessicator and compressor system to supply dry pressurized air to waveguides. 59. View of high voltage (4160 volts alternating current) electric load center and motor control center at mezzanine level in transmitter building no. 102. 60. View of radome hydraulic module control center in mezzanine level in transmitter building no. 102. 61. View of TR spiral access stair system from transmitter building no. 102 mezzanine level; note elevator door on right. 62. View of amplifier-modulator control system with power distribution panel on left, control power supply in middle, and amplifier modulator on right, second floor in transmitter building no. 102. 63. View of Klystron tube cut-away exhibit located at mezzanine level transmitter building no. 102, directly above RF power generation systems located on first floor. 64. Building 102, view of Klystron tube amplifier housing with tube removed and showing waveguide entrances at top of photograph. 65. Building 102, view of Klystron tube in amplifier housing showing top of tube connecting conductors. 66. Building 102, view of Klystron tubes located in test systems located at first floor level with top of tubes protruding through second floor and ready to be lit and installed through top of Klystron tube vaults to ready position. 67. Building 102, view of electronic switching amplifier (in retracted or open position) with video monitor mounted at top to monitor performance and condition of system in oil bath. 68. Building 102, view of same system as in photograph no. AK-30-A-67 except switching amplifier in closed position; note video cameras in foreground of photograph at bottom. 69. Transmitter building no. 102, view of typical transmitting set for modulating amplified control panel (on right) and coolant water control/monitoring panel (on left). 70. Transmitter building no. 102, view of typical amplifier modulation system vaults showing Klystron tube in installed position (1 of 2 in each module). 71. Transmitter building no. 102, view of arrangement showing the Klystron tube vaults along right side of photograph and capacitor vaults along left side of photograph. 72. View of test system showing Klystron tube installed in test position on first floor of transmitter building no. 102. 73. View of line of stainless steel coolant storage tanks for bi-sodium sulfate/water coolant solution at first floor of transmitter building no. 102. 74. Transmitter building no. 102, view of radar digital test and maintenance cabinet area control panel and date storage system showing ampex tape storage devices. 75. Transmitter building no. 102, view of typical radio frequency switching group for lower antenna A & B and upper antenna A & B and MIP/MWOC automated interface cabinet. 76. View of copper screen shielded and grounded test area in transmitter building no. 102, room 115. 77. View of interior of room 115, building no. 102, with technical publications and equipment for testing. 78. View of radar systems technical publication library, transmitter building no. 102, second floor. 79. View of interior of room 114, supervisor's office, transmitter building no. 102, with microfiche viewer and technical publications. 80. View from outside specialized maintenance shop in transmitter building no. 101, showing entry to area down hallway. 81. View of specialized maintenance shop in transmitter building no. 101, down main corridor showing various test stations. 82. View of specialized maintenance shop in transmitter building no. 101, showing technical publications library and equipment logging trays. 83. View of specialized maintenance shop in transmitter building no. 101, with shelves of obsolete electronic equipment with disposition and shipping tags. 84. View of specialized maintenance shop in transmitter building no. 101, back corner, showing synchronizer board tester, power generator, and miscellaneous equipment. 85. View of specialized maintenance shop in transmitter building no. 101, showing test bed with meters, power supplies, oscilloscopes, and other electronic test equipment. 86. View of building no. 105 showing structural steel and foundation nearly complete (note curved forms in place to place concrete for RF lockout and waveguide termination room). RCA Services Company, 28 September, 1959, official photograph BMEWS Project by unknown photographer, Photographic Services, Riverton, NJ, BMEWS, clear air station (AS) negative no. A-1. 87. View of transmitter building no. 102 showing structural steel frame at completion. RCA Services Company 28 September, 1959, official photograph BMEWS Project by unknown photographer, Photographic Services, Riverton, NJ, BMEWS, clear as negative no. A-5. 88. Overhead view of clear air station site at early stage of construction. View is from south 30 degrees west showing DR 3 in foreground with DR 2 in middle and DR 1 out of view. Official photograph BMEWS Project by unknown photographer, 5 October, 1959, Photographic Services, Riverton, NJ, BMEWS, clear as negative no. A-27. 89. View of DR 2 antenna (structure no. 736) at 65 percent completion showing erection process. Antenna system designed and factory construction by D.S. Kennedy & Company., Comasset, MA, 1958. Note scanner radar building in background. Official photograph BMEWS Project by unknown photographer, 11 July, 1960, Photographic Services, Riverton, NJ, BMEWS, clear as negative no. A-824. 90. View of scanner building no. 104 showing emplacement process for one-half of upper radar switch housing body. RCA Services Company 6 September, 1960, official photograph BMEWS Project by unknown photograph, Photographic Services, Riverton, NJ, BMEWS, clear as negative no. a-1163. 91. View of scanner building No. 105 construction view showing upper (upper left) and (lower right) DR switches (note apertures for future waveguide connection) and structural steel support system. RCA Services Company 22 September, 1960, official photograph BMEWS Project by unknown photograph, Photographic Services, Riverton, NJ, BMEWS, clear as negative no. A-1219. 92. View of transmitter building no. 102 first floor coolant process water tanks (sodium bisulfate solution), stainless steel, for electronic systems cooling in transmitter and MIP rooms. RCA Services Company 29 September, 1960, official photograph BMEWS Project by unknown photograph, Photographic Services, Riverton, NJ, BMEWS, clear as negative no. A-1226 93. View of transmitter building no. 102 view from second floor at grid lines 102-J-L, looking down at capacitor vaults on left and Klystron tube vaults on right showing future square attachment blockouts for waveguide connections at top. RCA Services Company 27 October, 1960, official photograph BMEWS Project by unknown photograph, Photographic Services, Riverton, NJ, BMEWS, clear as negative no. A-1371. 94. View of scanner building no. 105 overall view of upper (upper left) and lower (lower left) DR switches and waveguide arrangement, access catwalks, ships ladder stairs, and structural support system. Official photograph BMEWS Project by unknown photographer, 25 April 1961, clear as negative no. A-2343. 95. View of transmitter building no. 102 second floor view of capacitor vaults, waveguides and combiner bifurcation, Official photograph BMEWS Project by C. Henry, 6 January 1962, Photographic Services, Riverton, NJ, BMEWS, clear as negative no. A-3541. 96. Aerial view of clear AFS site, Official photograph BMEWS Project by C. Henry, 5 July 1962, Photographic Services, Riverton, NJ, BMEWS, clear as negative no. A-3945. 97. View of International Business Machine (IBM) digital computer model 7090 magnetic core installation, international telephone and telegraph (ITT) Artic Services Inc., Official photograph BMEWS site II, Clear, AK, by unknown photographer, 17 September 1965, BMEWS, clear as negative no. A-6604. 98. View of IBM digital computer model 7090 magnet core installation. ITT Artic Services, Inc., Official photograph BMEWS Site II, Clear, AK, by unknown photographer, 17 September 1965. BMEWS, clear as negative no. A-6606. 99. View of initial TR panel emplacement for radome, with workman welding at panel joint, RCA Services Company 8 October, 1965, Official photograph BMEWS Project, by unknown photographer, Photographic Services, Riverton, NJ, BMEWS, clear as negative no. A-6741. 100. View of TR radome construction showing crane assembly and workers, original radome, RCA Services Company 2 October, 1965, Official photograph BMEWS Project by unknown photographer, Photographic Services, Riverton, NJ, BMEWS, clear as negative no. A-6705. 101. View of transmitter building no. 102, missile warning operation center, close up view of DRED (detection radar environmental display) console in operation showing target. Official photograph BMEWS Project by Hansen, 14 March 1963, clear as negative no. A-8803. 102. Interior view of utilidor passageway link between building nos. 101 and 102 showing waveguides on left and cable tray system on right sides. Note fire suppression water supply piping (upper center). Small maintenance 3-wheel vehicle at center (Note: similar vehicles still in use in 2001.) Official photograph BMEWS Project by Hansen, Photographic Services, Riverton, NJ, BMEWS, clear as negative no. A-101123. 103. View of transmitter building no. 102, missile warning operation center, overall view of center in operation with staff at consoles. Note defcon (defense condition) display panel (upper right) showing "simulated status"activity level. Also note fiber optic display panel at upper right-center. Official photograph BMEWS Project by Hansen 30 September, 1976, clear as negative no. A-14568. 104. View of TR antenna, workers on "hanging garden," official photograph BMEWS Project by Hansen, 11 February 1981, clear as negative no. A-17701. 105. View of tracking radome replacement project, progress photograph, official photograph BMEWS Project by unknown photographer, 11 August 1981, clear as negative no. A-18562. 106. Air defense command "master plan", base map," RCA Service Company tab no. F-1, sheet 1 of 2, dated 22 October, 1965. 107. Air defense command "master plan, basic mission plan," RCA Service Company tab no. F-1, sheet 2 of 2, dated 1 June, 1963. 108. Back side technical facilities S.R. (scanning radar), scanner building no. 104, "first floor & mezzanine plan" - architectural, AS-BLT AW 35-03-89, sheet 1 of 40, dated November, 1960. 109. Back side technical facilities S.R. scanner building no. 104, "cross & longitudinal sections & roof plan" - architectural, AS-BLT AW 35-03-89, sheet 5 of 40, dated 23 November, 1960. 110. Back side technical facilities S.R. scanner building no. 104, "first floor plan & sections" - structural, AS-BLT AW 35-03-89, sheet 20 of 40, dated 23 November, 1960. 111. Back side technical facilities S.R. scanner building no. 105, "elevations A & B" - architectural, AS BLT AW 35-03-90, sheet 3 of 39, dated 23 November, 1960. 112. Back side technical facilities S.R. scanner building no. 105, "elevations C & D" - architectural, AS-BLT AW 35-03-90, sheet 4 of 39, dated 23 November, 1960. 113. Back side technical facilities S.R. antenna foundations nos. 107, 108 & 109, "grounding system general plans & details" - electrical, AS-BLT AW 35-03-92, sheet 4, dated 6 June, 1960. 114. Back side technical facilities S.R. radar transmitter building no. 101 "elevations - sheet 1" - architectural, AS-BLT AW 35-46-03, sheet 5, dated 23 June, 1961. 115. Back side technical facilities S.R. radar transmitter building no. 101, "elevations - sheet 2" - architectural, AS-BLT AW 35-46-03, sheet 5, dated 23 June, 1961. 116. Back side technical facilities S.R. radar transmitter building no. 101, "equipment room details" - mechanical, AS-BLT AW 35-46-03, sheet 73.1, dated 23 January, 1961. 117. Back side technical facilities S.R. radar transmitter & computer building no. 102, "building sections - sheet I" - architectural, AS-BLT AW 35-46-04, sheet 12, dated 23 January, 1961. 118. Back side technical facilities S.R. radar transmitter & computer building no. 102, "building sections - sheet I" - architectural, AS-BLT AW 35-46-04, sheet 13, dated 23 January, 1961. 119. Back side technical facilities S.R. radar transmitter & computer building no. 102, section I "tower plan, sections & details" - structural, AS-BLT AW 35-46-04, sheet 62, dated 23 January, 1961. 120. Back side technical facilities S.R. radar transmitter & computer building no. 102, section II "foundation & first floor plan" - structural, AS-BLT AW 35-46-04, sheet 65, dated 23 January, 1961. 121. Back side technical facilities S.R. radar transmitter & computer building no. 102, section II "sections & elevations" - structural, AS-BLT AW 35-46-04, sheet 72, dated 23 January, 1961. 122. Back side technical facilities S.R. radar transmitter & computer building no. 102, section II "elevations & details" - structural, AS-BLT AW 35-46-04, sheet 73, dated 23 January, 1961. 123. Back side technical facilities passageways, "key plan" - architectural, AS-BLT AW 36-25-13, sheet 1 of 40, dated 23 November, 1960. 124. Back side technical facilities passageways between support area & building no. 106, "plans, sections & details" - architectural, AS-BLT AW 36-25-13, sheet 2 of 40, dated 23 November, 1960. 125. Back side technical facilities passageways between building no. 106 & by-pass building, "plan, elevation & sections" - architectural, AS-BLT AW 36-25-13, sheet 3 of 40, dated 23 November, 1960. 126. Back side technical facilities passageways by-pass between building nos. 106 & 102, "plans, elevations, sections & details" - architectural, AS-BLT AW 36-25-13, sheet 5 of 40, dated 23 November, 1960. 127. Back side technical facilities passageways between building nos. 105 & 102, "plans, sections & elevations" - architectural, AS-BLT AW 36-25-13, sheet 6 of 40, dated 23 November, 1960. 128. Back side technical facilities passageways between building nos. 105 & 101, "plans, sections & elevations" - architectural, AS-BLT AW 36-25-13, sheet 7 of 40, dated 23 November, 1960. 129. Back side technical facilities passageways between turnaround trans. & building no. 104, "plans, sections & elevations" - architectural, AS-BLT AW 36-25-13, sheet 9 of 40, dated 23 November, 1960. 130. Back side technical facilities passageways building no. 101 to building no. 105, "plans, elevations & sections" - structural, AS-BLT AW 36-25-13, sheet 19 of 40, dated 23 November, 1960. 131. Back side technical facilities passageways building no. 106 to transmitter building no. 102, transmitter building no. 102 to building no. 105 "plans, elevations & sections" - mechanical, AS-BLT AW 36-25-13, sheet 24, dated 23 February, 1981.
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<p>July 3, 2003</p> <p><b><font size="+1"> Vacation policies, deja vu and the shape of things to come?</font></b></p> <p>Much has been said recently about the Laboratory's vacation policy with its two tiers and the problem of the three-day vacation grant for the year-end shutdown. I wonder if, no matter who the successful bidder for the new contract is, we'll see vacation cuts forced by the Department of Energy (and/or the contract holder) for the pre-'92 University of California hires as well. The precedent seems well established in a recent example.</p> <p>During the recent changeover from Johnson Controls Northern New Mexico to KSL Services, some long-term employees, even folks who started with Zia Co. (the original support services subcontractor) nearly 20 years ago had their vacation leave accrual slashed severely. Their seniority for the accrual rate of vacation/sick leave benefits was run back to zero, the same as for new hires. That is, those who had worked for the company a number of years, thus earning a larger vacation leave benefit, say three or four weeks, found their vacation benefit reduced to 10 days. Those workers' misfortune was to have had their department spun off by Johnson Controls International, the then support services subcontract company to a subcontractor (SAIC) of the newly formed JCNNM. During that spin-off their compensation, including vacation leave, was generally preserved. However, during the recent changeover from JCNNM to KSL they were spun to yet another subcontractor, Technical Design Inc., who allowed them only the vacation accrual rate of new hires. (Disclosure, I have family employed there, still impressively dedicated to the job.)</p> <p>The DOE, Laboratory and KSL are obviously aware of this regressive treatment of long-serving, loyal employees. Some of these folks were on the same team that arranged to run the JCNNM payroll from home on equipment they evacuated out of their offices during the Cerro Grande Fire so that everyone was paid on time.</p> <p>That is not how exemplary service should be repaid by management. As elsewhere, we're told it's 'just business,' and business knows no shame. We might be dismayed to see it, but should not be surprised.<br> <br> <em>--Steven J. Greene</em></p>
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826445
# Presentation: 826445 ## EPA’s Water Quality Exchange (WQX) - National Water Quality Monitoring Conference - San Jose, California - Kristen Gunthardt, US EPA - Curtis Cude, OR DEQ ## EPA’s Vision for WQX - An integration of water monitoring data to improve national decisions - Water quality data management and maintenance at the state level, data sharing and synthesis at the national level - A national repository for storing and retrieving shared data - A standard data sharing template (schema) that multiple data partners can publish to (States, USGS, PNWX) **Notes:** -- STORET Central Warehouse provides a national picture of WQ data – one of the only sources of interjurisdictional data -- Water quality data mgmt is key to implementing effective state monitoring strategies. WQX continues to promote this importance -- WQX data will flow in to the current STORET central WH; will continue to be EPA’s nat’l repository -- EPA is continuing to work with partners such as USGS in making the schema usable for publishing their data ## WQX in Context - WQX facilitates data submittal and exchange via the National Environmental Information Exchange Network - The WQX schema is an implementation of the ESAR (Environmental Sampling, Analysis and Results) data standard - WQX is the production version of the OWWQX pilot project - WQX will serve as the next evolution of the STORET system **Notes:** -- EN presence means node to node, or computer to computer data exchange using the WQX schema -- The WQX schema allows data from different sources to be brought together in one standardized format – based on ESAR -- LeAnn mentioned the EDSC data standards which are based on the WQDEs -- WQX implementation of ESAR provides schema for sharing physical, chemical and fish tissue data – we will build a biological data schema once ESAR adopts -- Curtis will talk about the OWWQX pilot – difference between OWWQX and WQX -- Mention transition of current users? ## Current STORET System **Notes:** This is the current distributed STORET system flow. ## Slide 5 **Notes:** Brush over – Curtis to go in to detail about pilot flow The next slide will start talking about green part of this diagram. ## OWWQX Pilot - Four pilot participants: Oregon, Michigan, Texas, and Wind River Tribe - Joint development project between EPA Office of Water (OW) and Office of Environmental Information (OEI) - Explored the functionality of submitting water quality data to EPA using the agency Enterprise Architecture tools and the OWWQX schema - Lessons learned are informing the design, development, and deployment of the production WQX system **Notes:** Partner readiness Oregon not in STORET, in EN since beginning, PNWWQX Michigan in EN since beginning, process of upgrading node during project, but in STORET TX just getting into EN, not in STORET Wind River – was just getting started in EN, have data in STORET CDX, Schematron under OEI and DB and schema design OW (Work in to points 2 and 3) Talk about lessons learned in a little bit ## OWWQX Pilot - CDX - OWWQX - Parse and - Load Software - OWWQX - ODS - Data Submitter - XML Submission - Business Rule Validation - Receive Error Responses - Approved XML - Submission - Data Context Error Report - Data Load Confirmation and Summary **Notes:** Submit by node (Oregon) or CDX Integration Test Tool (Wind River) Schematron schema validation (includes some valid values checking) then business rules validation, response to data submitter Then valid schema goes to parse and load. Other valid values and relational integrity verified. If problem, then error report back to CDX then user. If OK then data loads, then comfirmation/summary through CDX to user. User either retrieves message or CDX delivers ## OWWQX Outcomes - Oregon successfully submitted files via an operational Exchange Network node - Insert, Update and Delete functionality - Wind River successfully submitted files manually - Inserted results using CDX Integration Test Tool - MI successfully completed data mapping to the schema - TX still in system development, and used the OWWQX Pilot to inform their development **Notes:** Michigan was in process of rebuilding node. ## OWWQX Lessons Learned - Data submitters need a way to see their data in the backend database in order to manage later transactions - We need to ensure that domain value lists accommodate the needs of our data partners, especially as we align with EPA System of Registries - We need to enhance interactions with CDX – calls were made to web services at CDX for everything **Notes:** Ways to address first bullet: -- query/visualization of backend -- frequent warehouse refreshes that allow partners to see their data Second Bullet: -- want to ensure users business needs are captured in our domain list values -- need to ensure that alignment happens among domain lists in WQX that depend on SoR Ways to address: -- In production, Web services from the back end will serve up our domain list values so users can stay in sync -- Web services with SRS will provide a way to stay in sync with their most current list Third Bullet: -- Submitters ## WQX Development - Move WQX from Pilot to Production - WQX Outreach to user community and EN partners (Begin Apr 06) - Update schema to comply with final ESAR standard and release Draft schema (May 06) - Finalize Phys/Chem WQX schema (Sept 06) - Phys/Chem WQX data flow in production (Jan 07) - Central Warehouse web services complete (March 07) **Notes:** Web services: -- From back end DB: domain value lists -- From WH: stations and results data -- Other WH enhancements we are planning: better retrieval capabilities via query interface, alignment with updates to Enviromapper for water, build in data retrieval for reports that inform about WQ criteria, strategic planning measures ## Slide 11 ## Further down the road... - Add Biological/Habitat data to schema - Begin Bio/Habitat WQX pilot (Late 06/Early 07) - Finalize WQX Bio/Habitat Schema (12/07) - Bio/Habitat WQX in production (Mar 08) - Develop Web tool for XML Generation - Tool available for Phys/Chem data (Feb 08) - Final tool, including Bio/Habitat (Jul 08) **Notes:** Web Tool for smaller data providers – will generate XML, but will go through CDX ## What about STORET? - SIM 2.0.2 Release (May 2006) - Transition from STORET system to new WQX system (2007-2008) - No longer accept STORET data dumps (Sept 2009) ## Question/Comments ? - Contact: - Dwane Young, EPA (202)566-0616 - _[Young.dwane@epa.gov](mailto:Young.dwane@epa.gov)_ - Kristen Gunthardt, EPA (202)566-1194 - _[gunthardt.kristen@epa.gov](mailto:gunthardt.kristen@epa.gov)_ - Or Visit: _[www.epa.gov/storet](http://www.epa.gov/storet)_
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4350.6 Chapter 1. General 1-1. Introduction. This Handbook provides information to Field Office staff about processing Plans of Action for terminating or extending affordability restrictions for eligible low-income housing under Subtitle A of Title VI of the National Affordable Housing Act, the Low Income Housing Preservation and Resident Homeownership Act of 1990. 1-2. Authority. A. Subtitle A of Title VI of the National Affordable Housing Act of 1990 (Title VI), which repealed and replaced Title II of the Housing and Community Development Act of 1987 (Title II), restricts an owner of \"eligible low-income housing,\" insured, formerly insured or assisted under Section 221(d)(3) or Section 236 of the National Housing Act, from prepaying a project\'s mortgage note after 20 years if the mortgage note is eligible to be prepaid without HUD\'s consent. In this Handbook, all references to \"prepaying a project\'s mortgage\" also covers \"involuntarily terminating the mortgage insurance.\" In other words, HUD may approve a Plan of Action that provides for termination of the low-income affordability restrictions through prepayment of the mortgage or voluntary termination of the mortgage insurance contract. Each of the actions has the same effect. That is they each terminate the low-income affordability restrictions of the project Regulatory Agreement. Title VI provides permanent authority to address certain low-income housing as further defined. B. These legislative provisions have been implemented in 24 CFR Part 248, Subpart B (in this Handbook, subsequent references to any Part of 24 CFR will be limited to using the word Part or Section and its number), with conforming amendments in Parts 50, 219, 241, 221 and 236. The requirements of Part 248 apply to any project that is eligible low-income housing, as defined in Section 248.101 and Paragraph 1-15 1-1 4/92 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4350.6 below, on or after November 1, 1987. Subpart C pertains only to administering Title II. Subpart A of Part 248 consists of provisions which are applicable to both Subpart B and Subpart C. While Subparts A and B of Part 248 are covered by this Handbook, Subpart C is covered in Notice H91-29. Instructions for implementing Subpart D will be published later. An Interim Rule, for effect amending Part 248 in order to implement Title VI, was published in the Federal Register on April 8, 1992. C. Section 602(b) of the National Affordable Housing Act amends Section 250(b) and (c) of the National Housing Act so that a mortgagee may foreclose a mortgage on any eligible low-income housing project, only if the mortgagee also agrees to convey the title to the project to HUD. D. Section 602(b) applies regardless of whether the mortgage or applicable regulations permit prepayment without HUD\'s consent. 1-3. Purpose. The purpose of this Handbook is to provide comprehensive guidance to HUD Field Offices regarding requests to prepay mortgages or extend affordability on eligible low-income housing. This Handbook: A. Covers all aspects of receiving, processing, evaluating, and approving Notices of Intent and Plans of Action; B. Establishes the procedure for requesting appraisals of eligible low-income housing for which the owner has submitted a Notice of Intent to transfer the project or to extend its low-income affordability restrictions; C. Provides standards for evaluating Plans of Action to terminate or extend the current affordability restrictions; D. Provides standards for organizing a Resident Council for the purpose of developing a Resident Homeownership Program; and 4/92 1-2 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4350.6 E. Provides an application and approval procedure for a State Agency to be delegated some or all responsibility for receiving Notices of Intent and processing Plans of Action. 1-4. Revisions to Section 250(b) and (c) of the National Housing Act were implemented by Mortgagee letter [91-25](http://www.hud.gov/offices/adm/hudclips/letters/mortgagee/91-25ml.txt) in Appendix 1-2. 1-5. This Handbook covers all Plans of Action (POAs) filed under Title VI. Since the new law (Title VI), under certain circumstances, maintains the provisions of the old law (Title II), old law provisions will be referred to as Title II and new law provisions will be referred to as Title VI. 1-6. Exceptions. A. The requirements of Title VI will not apply to a project that has received approval of a Homeownership Plan under the HOPE Program. Projects receiving an implementation grant under the HOPE Program are not eligible for assistance under Title VI. B. This Handbook does not govern the prepayment of Section 202 mortgages. 1-7. Objectives. HUD will approve POAs submitted by owners of eligible low-income housing when the plans meet the statutory and regulatory criteria for approval. Owners whose contractual right to mortgage prepayment has been limited by Title VI are entitled to prompt, efficient processing by the Department. It is HUD\'s objective to make decisions without delay and in conformance with statutory and regulatory timeframes. 1-8. Preemption of State and Local Laws. Title VI provides that a fair Federal preservation policy must apply uniformly to all affected properties regardless of location. For that reason, pursuant to Section 232 of Title VI, HUD may preempt State and local laws that target only prepayment projects for special treatment. Any questions about preemption of State and local laws should be referred the the Field Office Chief Counsel. 1-3 4/92 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4350.6 1-9. Delegated Responsibility to State Agencies. A. In General, HUD may delegate some or all responsibility for implementing Plans of Action (POAs) to a State Housing Agency if such agency submits a State Preservation Plan acceptable to the Department. State agencies may redelegate such authority to local housing authorities at their discretion. In those cases where such redelegation takes place, the local housing authority must meet the requirements of Paragraph B below. Headquarters staff must review, evaluate and approve a State\'s Preservation Plan in accordance with the criteria set forth below. B. Implementation. In order to implement a State Preservation Plan, the State agency must submit the following information to the Director of the Office of Multifamily Housing Preservation and Property Disposition in Headquarters: 1\. An inventory of low-income housing within the State that is, or will be, eligible low-income housing under Title VI within five years. The inventory must include: a\. A brief description of the Federal or State housing program under which the project was built; b\. Project name, location, owner and mortgage amount; c\. Number of units by income category; d\. Type of rent subsidy in effect; and e\. The date the project becomes eligible for prepayment. 2\. A description of the agency\'s experience in the area of multifamily financing and restructuring which includes: a\. A narrative describing the types of housing produced or rehabilitated; 4/92 1-4 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4350.6 b\. The number of units of new or rehabilitated property currently in the inventory; and c\. The types and amounts of multifamily financing undertaken (i.e., tax exempt bonds, State programs, Federal programs, and conventional financing). 3\. Descriptions of the means available to process Plans of Action including: a\. A description of administrative resources that will enable the agency to: i\. Review appraisals; ii\. Assist priority purchasers; iii\. Process POA\'s with incentives; and iv\. Conduct monitoring duties in connection with approved POA\'s. b\. A description of the staffing available to process the State\'s Plans of Action including, as an attachment: i\. Resumes of key staff persons who will be directly involved in this activity; ii\. Job descriptions and salary rates per job category for the staff that will be involved with this activity; and iii\. An organization chart indicating lines of responsibility. c\. A description of the administrative resources that the agency will commit to the monitoring of approved Plans of Action in accordance with this Title VI\. 1-5 4/92 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4350.6 4\. An independent analysis of the performance of the multifamily housing financed or otherwise monitored by the agency. Loan Management staff review of this data may include but not be limited to: a\. Reviewing the State agency\'s data against Standard and Poor\'s (S&Ps) \"top tiered\" bond rating certification as a measure to satisfy the independent analysis requirement. b\. Using the annual independent audit of the State Housing Finance Authority\'s operations and an annual or other periodic review conducted by HUD to satisfy this independent analysis requirement. C. Implementation Agreements. The Department may enter into any agreements necessary to implement and approve a State Preservation Plan. D. Certifications Required: 1\. A certification by the public official responsible for submitting the comprehensive housing affordability strategy (CHAS) under Section 105 of the National Affordable Housing Act that the proposed activities are consistent with the approved housing strategy of the State within which the eligible low-income housing is located; and 2\. Such other certifications or information that the Department determines to be necessary to implement an approved State Preservation Plan. E. Fees. Any State agencies participating in HUD\'s affordable housing program may not charge any fee for accepting Notices of Intent, processing Plans of Action or performing any other duties related to the approval of a Plan of Action. This prohibition does not preclude: 4/92 1-6 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4350.6 1\. An owner from paying for its appraisal or share of a joint appraisal under Title VI; or 2\. A State agency from collecting fees normally associated with providing and processing loans insured under Part 241. 1-10. Consultation with Other Interested Parties. A. The Chief, Loan Management Branch, will designate a person to serve as the liaison between HUD and States, local governments, and other interested parties to: 1\. Ensure that the Initial and Second Notices of Intent (NOIs) are sent to the Chief Executive Officer (CEO), or its designee, at the lowest level of government in a metropolitan area (eg., the CEO of the city rather than the county or State) and to the CEO, or its designee, at the highest level of government, which would be the State, in a non-metropolitan area. 2\. Elicit feedback from State and local governments where projects are located to make sure that the owner has filed the Initial Notice of Intent and the Second Notice of Intent (where applicable) with them and that all Federal requirements have been met. 3\. Gather information specified in Paragraph A.2. above and find out if the owner has provided other information, required by Title VI, to the appropriate State or local agencies, including appraisal information it received from HUD. 4\. Develop a list which contains the name of the person, designated by the State or local CEO, to be responsible for implementing the low-income affordable housing program so that HUD: 1-7 4/92 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4350.6 a\. Can submit the POA to the appropriate State or local agency to which the owner was not required to send a copy; b\. Can ensure that the statutory purpose of Title VI is carried out; c\. Can ensure that the POA reaches the person at the agency closest to the task of reviewing and approving the POA so that it will receive the most expeditious review possible. B. The Affordable Housing Branch in Headquarters will undertake outreach efforts with National State organizations such as the Council of State and County Agencies (COSCA) and the National Council of State Housing Agencies (NCSHA) to obtain information that will aid in HUD\'s goal to preserve affordable housing stock. Headquarters staff will compile the information gathered and provide it to Loan Management staff as needed. C. Loan Management staff must confer with any appropriate State or local government agency to confirm any State or local assistance that is available to help low-income families preserve and retain their residences as affordable housing. The Loan Management Branch must also consider such views when making determinations about Plans of Action or a Resident Homeownership Plan of Action. D. The Department must confer with appropriate interested parties (e.g., community groups, nonprofit organizations, tenant groups) that it believes could assist in the development of a Plan of Action that best achieves the purpose of preserving and maintaining, to the maximum extent possible, housing that is affordable to low-income families or persons; minimizes the involuntary displacement of tenants currently residing in low-income housing; or facilitates the sale of housing to residents under a Homeownership Program. 4/92 1-8 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4350.6 1-11. Maintenance of Tenant Income Profiles. Loan Management staff should warn owners of projects that may become eligible to prepay that they must maintain an income profile of tenants as of January 1, 1987. HUD is authorized to approve POAs extending affordability restrictions only if the project maintains the same proportions of very low-, low- and moderate-income families or persons as resided in the project as of January 1, 1987, or as of the date of the POA approval, whichever date results in the highest proportion of very low-income families. If the tenant profile for January 1, 1987 is no longer available, the owner will be able to certify to this effect and will have to submit the earliest available profile of January 1, 1988, or January 1, 1989. 1-12. Waivers. Upon making a determination and finding a good cause, the Commissioner may waive any provision of this Handbook or regulations, subject to statutory limitations. Each waiver request must be in writing and must be supported by documentation of the facts and reasons that form the basis for the waiver. 1-13. Maintain a Log. The Multifamily Housing Preservation staff in Headquarters will develop a log (automated and manual) which Loan Management staff may use to record the receipt of an Initial Notice of Intent (NOI). Information on the log will include, but will not be limited to, the date of receipt of the Initial NOI, the project name and number, the type of action the owner intends to take (i.e., terminate, extend or transfer) and POA approval date. The log format will allow recordation of data in a sequential, on-going manner and will complement the Plan of Action tracking system now under development in Headquarters. Loan Management staff should also enter information on the log, as specified in this Handbook, whenever the word LOG appears. 1-14. Timelines. Appendix 1-1A, 1-1B and 1-1C are timelines that contain the clock Loan Management staff must adhere to when processing NOIs and Plans of Actions. 1-15. Definitions. 1-9 4/92 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4350.6 Acquisition Loan. A loan or advance of credit made to a qualified purchaser of eligible low-income housing and insured by the Department under Section 241(f) of the National Housing Act for which regulations are promulgated under 24 CFR Part 241, Subpart E. Adjusted Income. Annual income, as specified in Section 813.106, less allowances specified in the definition of \"Adjusted Income\" in Section 813.102. Aggregate Preservation Rent. The extension preservation rent or transfer preservation rent, as defined under this Paragraph for the project. Annual Authorized Return. The total amount an owner of an eligible low-income housing project may receive in distributions from the project each year, calculated as a percentage (i.e., 8%) of the project\'s extension preservation equity. This amount may be taken as distribution and/or be used to pay debt service for the equity take-out portion of any loan approved under the Plan of Action. Basic Rents. The HUD-approved monthly rent for a unit in a Section 236 project determined on the basis of operating the project with payments of principal and interest at the rate of one percent per annum in accordance with Section 236.2. Bona Fide Offer. A certain and unambiguous offer to purchase an eligible low-income housing project pursuant to Subpart B of Part 248 made in good faith by a qualified purchaser with the intent that such offer result in the execution of an enforceable, valid and binding contract. Capital Improvement Loan. A direct loan to the owner or purchaser originated by the Department under Part 219\. Community-Based Nonprofit Organization (CBO). A private nonprofit organization that: A. Is organized under State or local laws; 4/92 1-10 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4350.6 B. Has no part of its net earnings inuring to the benefit of any member, founder, contributor, or individual; C. Is neither controlled by, nor under the direction of, individuals or entities seeking to derive profit or gain from the organization; D. Has applied for, or has a tax exemption ruling from the Internal Revenue Service under Section 501(c) of the Internal Revenue Code of 1986; E. Does not include a public body (including the participating jurisdiction) or an instrumentality of a public body. An organization that is State or locally chartered may qualify as a CBO. However, the State or local government may not have the right to appoint more than one-third of the membership of the organization\'s governing body and no more than one-third of the board members can be public officials; F. Has standards of financial accountability that conform to Attachment F of OMB Circular No. A-110 (Rev.) \"Standards for Financial Management Systems\"; G. Has among its purposes the provision of decent housing that is affordable to low-income and moderate-income persons, as evidenced in its charter, articles of incorporation, resolutions or by-laws; H. Maintains accountability to low-income community residents by: 1\. Maintaining at least one-third of its governing board\'s membership for low-income neighborhood residents, other low-income community residents, or elected representatives of low-income neighborhood organizations. a\. For urban areas, \"community\" may be a neighborhood or neighborhoods, city, county, or metropolitan area; 1-11 4/92 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4350.6 b\. For rural areas, \"community\" may be neighborhood or neighborhoods, town, village, county, or multi-county area (but not the entire State), provided the governing board contains low-income residents from each county of the multi-county area; and 2\. Providing a formal process for low-income, program beneficiaries to advise the organization on its decisions regarding the acquisition, rehabilitation and management of affordable housing. Debt Service Coverage. An amount reserved to make loan payments in the event of unanticipated project expenses. For purposes of determining preservation rents, debt service coverage (DSC) will be the amount needed to bring debt service (DS) to 90 percent of the total debt service and the amount reserved, i.e., debt service coverage is set to the amount such that: Example: DS = .90(DS+DSC) DSC = 1/9 DS DSC = .111 DS Default. For purposes of determining eligibility for filing a Notice of Intent, default is the failure of the owner to make any payment due under the mortgage (including the full amount of the debt if the mortgagee has accelerated the debt on the basis of a non-monetary default) within 30 days after such payment becomes due. Eligible Low-Income Housing. Any project that is not subject to a use restriction, imposed by the Department, which restricts it to low and moderate income use for a period at least equal to the remaining term of the mortgage, and; A. That is financed by a loan or mortgage: 1\. Insured or held by the Secretary under Section 221(d)(3) of the National Housing Act and assisted under Part 215 or project-based assistance provided under Sections 880, 881 or 886; 4/92 1-12 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4350.6 2\. Insured or held by the Secretary under Section 221 of the National Housing Act and bearing a below market interest rate as provided under Section 221.518(b); 3\. Insured, assisted, or held by the Department or a State or State agency under Section 236 of the National Housing Act; or 4\. A purchase money mortgage held by the Department for a project which, immediately prior to HUD\'s acquisition, would have been classified under Paragraph A.1., 2., or 3. of this definition; and B. That, under regulation or contract in effect before February 5, 1988, is or will within 24 months become eligible for prepayment without prior approval of the Department. Equity Loan. A loan or advance of credit to the owner of eligible low-income housing and insured by the Department under Section 241(f) of the National Housing Act, for which regulations are promulgated under 24 CFR Part 241, Subpart E. Extension Preservation Equity. The extension preservation equity of a project is: A. The extension preservation value of the project determined under Section 248.111; less B. The outstanding balance of any debt secured by the property. Extension Preservation Rent. The extension preservation rent is the gross potential income for the project that would be required to support: A. The annual authorized return; B. Debt service on any rehabilitation loan for the project; C. Debt service on the federally-assisted mortgage for the project; 1-13 4/92 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4350.6 D. Project operating expenses; and E. Adequate reserves. Extension Preservation Value. The fair market value of the project based on the highest and best use of the project as multifamily market-rate rental housing. Fair Market Rent. The Section 8 existing fair market rent (FMR) in effect and as defined under Section 882.102. Section 8 FMRs are applicable to the jurisdiction in which the project is located and are adjusted, where appropriate, for projects in which tenants pay their own utilities. However, no utility adjustments will be made to the fair market rent for purposes of determining the Federal Cost Limit. Federal Cost Limit. The greater of 120 percent of the Section 8 existing fair market rent for the market area in which the project is located or 120 percent of the prevailing rents in the relevant local market area in which the project is located. Federally-Assisted Mortgage. Any mortgage, as defined in this Paragraph, any insured operating loss loan secured by the project and any loan insured by the Department under Part 241. Floor Rents. Floor rents are those rents paid by moderate income tenants in the case of a reduction in income. The floor rents protect owners from large or sudden decreases in rental income. Good Cause. With respect to displacement, the temporary or permanent uninhabitability of the project justifying relocation of all or some of the project\'s tenants (except where such uninhabitability is caused by the actions or inactions of the owner), or actions of the tenant that, under the terms of the tenant\'s lease and applicable regulations, constitute a basis for eviction. HOME Investment Trust Fund. A public fund established in the general local or State government in which a project is located pursuant to Title II of the National Affordable Housing Act. 4/92 1-14 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4350.6 Homeownership Program. A program developed by a Resident Council for the sale of an eligible low-income housing project to the tenants in accordance with the standards in Section 248.173 or 248.175 and Chapter 9 of this Handbook. Initial Notice of Intent. An owner\'s notification to the Department of its intention to terminate the low-income affordability restrictions on the project through prepayment of the mortgage or voluntary termination of the insurance contract, to extend the low-income affordability restrictions on the project, or to transfer the project to a qualified purchaser. Interest Reduction Payments. Payments made by the Department pursuant to a contract to reduce the interest costs on a mortgage insured under Section 236 of the National Housing Act. Limited Equity Cooperative. A cooperative housing corporation in which the income eligibility of purchasers or appreciation upon resale of membership shares, or both, are restricted in order to maintain the project as available to and affordable by low and moderate income families and persons. Low-income Affordability Restrictions. Limits imposed by regulation or regulatory agreement on tenant rents, rent contributions, or income eligibility with respect to eligible low-income housing. Low-income Families. Families or persons whose incomes do not exceed the levels established for low-income families under Part 813. Low Vacancy Area. A local market area in which the current supply of decent, safe and sanitary, vacant, available rental units, as a proportion of the total overall rental inventory in the area is not sufficient to allow for normal growth and mobility. This determination takes into account the need for vacancies resulting from turnover and the need to meet growth in renter households. The determination of a low vacancy area will be made by the Department, using the most recent available data for the market area on the rental inventory, renter households, 1-15 4/92 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4350.6 rental vacancy rates and other factors as appropriate. Mandatory Sale. When an owner submits a Second Notice of Intent to prepay the mortgage note and terminate the affordability restrictions because the transfer preservation rent exceeds the Federal Cost Limit, the owner must offer the project for sale and must accept any bona fide offer equal to the transfer preservation value and sell the project to the purchaser. Moderate Income Families. Families or persons whose incomes are between 80 and 95 percent of median area income, as determined by the Department, with adjustments for smaller and larger families. Mortgage. The mortgage, security deed or deed of trust insured or held by the Secretary or a State or State agency under Parts 221 or 236. Also, the purchase money mortgage taken back by the Secretary in connection with the sale of a HUD-owned project and held by the Department, where such mortgage, security deed, or deed of trust or purchase money mortgage is secured by eligible low-income housing. Nonprofit Organization Eligible to Purchase or Otherwise Participate. Any private, nonprofit organization or association that: A. Is incorporated under State or local law; B. Has no part of its net earnings inuring to the benefit of any member, founder, contributor, or individual; C. Complies with standards of financial accountability acceptable to the Department; and D. Has among its principal purposes, significant activities related to the provision of decent housing that is affordable to very low, low, and moderate income families. Notice of Intent. Initial Notice of Intent or Second Notice of Intent as defined in this Paragraph. 4/92 1-16 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4350.6 Offering Price. The price that a purchaser offers a seller for the Project. Owner. The mortgagor or trustor under the mortgage secured by eligible low-income housing. Participating Jurisdiction. For purposes of the Resident Homeownership program established in, Section 248.173, any State or unit of general local government that has been designated eligible to maintain a HOME Investment Trust Fund in accordance with Section 216 of Title II of the National Affordable Housing Act. Personal Benefit Expenses (PBEs). HUD\'s or the contract administrator\'s estimate of the average monthly utility bills (except telephone) for an energy-conscious household paid directly by the tenant. Plan of Action. A plan providing for the termination of the low-income affordability restrictions on the project through prepayment of the mortgage or voluntary termination of the insurance contract, for extension of the low-income affordability restrictions on the project, or for the transfer of the project to a qualified purchaser. A plan for a Homeownership Program constitutes a plan of action for a Resident Homeownership program. Prepayment. Prepayment in full of a mortgage, or a partial payment or series of partial prepayments that reduces the mortgage term by a least six months, except where the prepayment in full or partial prepayment results from the application of condemnation proceeds. Preservation Equity. The extension preservation equity or transfer preservation equity, as defined under this Paragraph. Preservation Value. The extension preservation value or transfer preservation value, as defined under this Paragraph. Prevailing Rents. Gross rents established for the relevant local market, as defined in this Paragraph, 1-17 4/92 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4350.6 and adjusted where appropriate, for projects in which tenants pay their own utilities. It is the gross rent a tenant is likely to pay for this particular housing at market rate rental conditions in this location. Priority Purchaser. Any entity that is not a related party to the owner and that is either: A. A Resident Council organized to acquire the project in accordance with a Resident Homeownership program that meets the requirements of Section 248.173 or 248.175; or B. Any nonprofit organization or State or local agency that agrees to maintain low-income affordability restrictions for the remaining useful life of the project. NOTE: A nonprofit organization or State or local agency that is affiliated with a for-profit entity for purposes of purchasing a project under Subpart B of Part 248 will not be considered a priority purchaser. Public Housing Agency. A public housing agency means any State, county, municipality, or other governmental entity or public body (or its agency) which is authorized to engage in or assist in the development or operation of lower income housing. Purchase Price. The maximum sales price that HUD will use to determine the amount of incentives. The actual purchase price of the project must not exceed the offering price minus any residual receipts that will be transferred with the project. Qualified Purchaser. Any entity that is not a related party to the owner and that agrees to maintain low-income affordability restrictions for the remaining useful life of the project. Qualified purchasers include for-profit entities and priority purchasers. Regulatory Agreement. The agreement executed by the owner and the Department or a State agency providing for the regulation of the operation of the project. 4/92 1-18 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4350.6 Related Party. An entity that, either directly or indirectly, is wholly or partially owned or controlled by the owner of the project being transferred under Part 248, Subpart B, is under whole or partial common control with such owner, or has any financial interest in such owner or in which such owner has any financial interest. However, this will not prohibit a nonprofit organization from buying-out the interest of its limited dividend or for-profit partners in connection with the sale of eligible low-income housing under Subpart B of Part 248, as long as the sale is made on an arms length basis. Also, the partners who sell their interest must completely divest themselves of any input in the continued operation of the project. 1\. The purchaser and the owner will not be deemed related parties on the basis that financing is provided to the purchaser by the seller or a management company affiliated with the seller, as long as: A. Only a loan, and not a grant, is provided; B. The financing is provided for the acquisition of the project, the rehabilitation of the project, or both; C. In the case of financing for the acquisition of the project, the sum of the principal amount of the loan, plus the amount of the Section 241(f) acquisition loan and any Federal grant to cover acquisition of the project, does not exceed the sum of the sales price and the expenses associated with the acquisition, loan closing and implementation of the plan of action and, in the case of financing for the rehabilitation of the project, the principal amount of the loan does not exceed the equity requirements applicable to the rehabilitation loan or capital improvement loan obtained by the purchaser under Part 241 or Part 219; 1-19 4/92 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4350.6 D. The loan is not a condition of accepting a bona fide offer or entering into a sales contract; E. The seller has no input in the continued operation of the project as a result of the loan; and F. In the case of a loan provided by a management company that is affiliated with the seller, the execution of a management contract between the purchaser and the management company is not a condition of the loan. 2\. This rule does not bar an owner, or former owner, from membership on a nonprofit organization\'s board of directors, as long as: A. The owner, or former owner, participates only in its personal capacity, without compensation, and holds a nonvoting membership; and B. The purchaser and the owner will not be deemed related parties solely by reason of the purchaser\'s retention of a property management entity of a company that is owned or controlled by the owner or a principal thereof, if retention of the management company is neither a condition of sale nor part of consideration paid for the project and the property management contract is negotiated by the qualified purchaser on an arm\'s length basis. Relevant Local Market. An area geographically smaller than the market area established by the Department for purposes of determining the Section 8 existing fair market rent. The area is identifiable as a distinct rental market area in which similar projects and units would effectively compete with the subject project for potential tenants. Relocation Expenses. Relocation expenses consist of payment for: 1-20 4/92 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4350.6 A. Advisory services that include timely information, counseling (including the provision of information on a resident\'s rights under the Fair Housing Act), and referrals to suitable, affordable, decent, safe and sanitary alternative housing; and B. Actual and reasonable moving expenses. Remaining Useful Life. With respect to eligible low-income housing, the period during which the physical characteristics of the project remain in a condition suitable for occupancy, assuming normal maintenance and repairs are made and major systems and capital components are replaced as becomes necessary. Reserve for Replacements. The escrow fund established under the Regulatory Agreement for the purpose of ensuring the availability of funds for needed repair and replacement costs. Resident Council. Any incorporated nonprofit organization or association in which membership is available to all the tenants, and only the tenants, of a particular project and: A. Is representative of the residents of the project; B. Adopts written procedures providing for the election of officers on a regular basis; and C. Has a democratically elected governing board, elected by the residents of the project. Residual Receipt Fund. The fund established under the Regulatory Agreement for holding cash remaining after the distribution of all allowable distributions from surplus cash as it is defined in the Regulatory Agreement. Return on Investment. The amount of allowable distributions that a purchaser of a project may receive under a Plan of Action under Section 248.157 or 248.161. 1-21 4/92 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4350.6 Secretary. The Secretary of Housing and Urban Development. Second Notice of Intent. An owner\'s notification of its intent to transfer the project. An owner submits a Second NOI after it receives the information which HUD staff developed and sent to it after evaluating data from the appraisal(s). Section 8 Assistance. Rental assistance provided under Parts 880 through 887. Special Needs Tenants. Those elderly persons, 62 years of age or older, elderly families, or families that include disabled persons, as defined in Section 812.2. Special needs tenants also means large families requiring units with three or more bedrooms. State Assisted or Subsidized Mortgage. A mortgage which is assisted or subsidized by an agency of a State government without any Federal mortgage subsidy. Tenant Representative. A designated officer of an organization of the project\'s tenants, a tenant who has been elected to represent the tenants of the project, or a person or organization that has been formally designated or retained by an organization of the project\'s tenants to represent the tenants with respect to Subpart B of Part 248. Termination of Low-income Affordability Restrictions. The elimination of low-income affordability restrictions under the Regulatory Agreement through termination of mortgage insurance or prepayment of the mortgage. Transfer Preservation Equity. The transfer preservation equity of a project is: A. The transfer preservation value of the project determined under Section 248.111; less B. The outstanding balance only of the federally-assisted mortgage(s) secured by the project prior to the granting of incentives. 1-22 4/92 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4350.6 Transfer Preservation Rent. For purposes of receiving incentives pursuant to a sale of the project, transfer preservation rent is the gross income for the project that would be required to support: A. Debt service on the loan for acquisition of the project; B. Debt service on any rehabilitation loan for the project; C. Debt service on the federally-assisted mortgages secured by the project; D. Project operating expenses; and E. Adequate reserves. Transfer Preservation value. The fair market value of the project based on its highest and best use. Very Low-Income Families. Families or persons whose incomes do not exceed the level established for very low-income families under Section 813.102. Voluntary Sale. When an owner submits a Second Notice of Intent to transfer the project, it must offer the project for sale to a qualified purchaser if the transfer preservation rent does not exceed the Federal Cost Limit. The owner, however, is not obligated to accept any offer under this category. Voluntary Termination of Mortgage Insurance. The termination of all rights under the mortgage insurance contract and of all obligations to pay future insurance premiums. Windfall Profits. Receipt of incentives under this Act by owners who, in the absence of Title VI, would not have prepaid their mortgages given local market conditions. To prevent windfall profits, the Secretary may make available incentive payments only to owners in those rental markets where there is an inadequate supply of decent, affordable housing or where necessary to accomplish the other public policy objectives under Title VI. 1-23 4/92
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# Presentation: 396668 **(Bad) News from Cracks** **Robert Zitoun** **Stony Brook and LAPP ** ** ****CAT Force Meeting** **May 27, 2003** - R. Zitoun, Stony Brook and LAPP CAT force Meeting - 27 May 2003 ## New Track Matching - Rewrite track matching code to allow for better resolution -  modulation ± 5 mm. Period 0.05 (EM3 period) -  modulation ± 5 mm. Period 0.2 (crack period) - Note: extrapolation made with ET.Have to correct ET in the crack torecover same field integral - R. Zitoun, Stony Brook and LAPP CAT force Meeting - 27 May 2003 ## How wide is the crack - Crack with calo position(standard) - Correct calo position - Extrapolate tracks and plot track  (mod 0.2)Loss smaller than previously thought - Moreover: analyzed clusters are matched - by present tracking (might be even better) - track angle - cluster angle - corrected cluster angle - R. Zitoun, Stony Brook and LAPP CAT force Meeting - 27 May 2003 ## Energy Loss in the Crack - Oleg gauss(20%,  = 15mrad) - Best (mass) gauss(21%,  = 16mrad) - “mine” gauss(20%,  = 7mrad) - track angle - cluster angle - corrected cluster angle - R. Zitoun, Stony Brook and LAPP CAT force Meeting - 27 May 2003 ## Detailed Crack Study - Shower shape affected by crack - Correct cell with gauss(20%, 8 mrad) - R. Zitoun, Stony Brook and LAPP CAT force Meeting - 27 May 2003 ## Energy correction in the crack - Brute or cell correction equivalent - Not perfect - No effect above 0.02 mrad - (even in not corrected angle) - track angle - cluster angle - R. Zitoun, Stony Brook and LAPP CAT force Meeting - 27 May 2003 ## Z mass - p13.05 + p13.06 + r13.06 (jonas) - certified + matched - still 1.7 GeV mass differenceclose/far crack - not the crack itself? statistics? - crack<0.05 - 89.6 GeV - 3.6±0.2% - R. Zitoun, Stony Brook and LAPP CAT force Meeting - 27 May 2003
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794167
# Presentation: 794167 ## Limitations of historical data records for constraining the properties of the climate system that are relevant for decadal and longer predictions - Chris Forest, Andrei Sokolov, Peter Stone: MIT Myles Allen: University of Oxford **VTT Workshop, Asheville, NC** - October 27, 2003 ## Limitations of historical records - Short? - Start dates: 1979, 1958, 1948, 1860(?) - Accurate? - Spatial and Temporal sampling - Instrumental changes - Limitations outside of climate records? - Forcings, incompletely known or missing - Natural variability estimates (d.o.f.) - Relevance to 21st century changes? - Distinguish btwn response characteristics of different earth system components ## Future forcings Pathways of climate relevant emissions and concentrations (GHGs, aerosols, ... ) (IPCC: SRES?) How much can pollutants reflect sunlight? (Net Aerosol forcing, Faer(IPCC: ??) Climate System Response Uncertainty Equilibrium temperature change How much will global-mean temperature change after oceans, ice, or ecosystems adjust? (Climate Sensitivity to 2x[CO2], S) (IPCC: 1.5-4.5 K) Transient climate change How fast can oceans (and ice) take up excess heat? (Rate of heat uptake by the deep ocean, Kv) (IPCC: ??) - Pathways of climate relevant _emissions_ and concentrations (GHGs, aerosols, ... ) (IPCC: SRES?) - How much can pollutants reflect sunlight? - (Net Aerosol forcing, Faer(IPCC: ??) - _Climate System Response Uncertainty_ - Equilibrium temperature change - How much will global-mean temperature change after oceans, ice, or ecosystems adjust? - (Climate Sensitivity to 2x[CO2], S) (IPCC: 1.5-4.5 K) - Transient climate change - How fast can oceans (and ice) take up excess heat? - (Rate of heat uptake by the deep ocean, Kv) (IPCC: ??) - _Major Climate Projection Uncertainties_ ## MIT Integrated Global System Model (IGSM) **MIT Integrated Global System Model (IGSM)** ## Estimating Uncertainty in Climate System Properties: p(S,Kv,FaerTobs) - Simulate 20th century climate using anthropogenic and natural forcings while systematically varying the choices of climate system properties: S, Kv, and Faer - Compare each model response against observed T as in optimal fingerprint detection algorithm - Compare goodness-of-fit statistics to estimate p(S,Kv,FaerTobs) for individual T diagnostics - Estimate p(S,Kv,FaerTobs) for multiple diagnostics and combine results using Bayes’ Theorem - see Forest et al. (2002), Science ## MIT 2D Climate Model Description - 2D statistical-dynamical atmospheric model derived from 3D GISS II AGCM (GSO, 7.86o latitude x 11 vertical layers, GSOVSV, 4o x11 layers with 2.5D ocean and sea-ice) [Sokolov and Stone, 1998] - Q-flux mixed layer ocean model where temperature anomalies are mixed into deep-ocean. Q-flux held fixed in transient simulations. - Adjustable model properties: climate sensitivity (S, via cloud feedback strength), rate of deep-ocean heat uptake (via Effective Kv), and net aerosol forcing (Faer, via optical depth) ## Est. p(S,Kv,FaerTobs) (cont.) - Est. p(S,Kv,FaerTobs) (cont.) - Compare 20th c. model simulation with observations: T = T(S,Kv,Faer) - Tobs - use optimal fingerprint detection algorithm to yield goodness-of-fit statistics, r2: - r2 = TT [CN]-1 T =  - CN = noise estimate from _AOGCM control run_ - r2 ~ mFm, to provide hypothesis test - From Forest et al. (2001) ## Updated Climate Forcings - Anthropogenic - Greenhouse gases (eqCO2 vs CO2, CH4, CFCs, N2O) - Sulfate Aerosols (emissions updated to 2001) - Ozone: Stratospheric and Tropospheric (GISS SI2002) - Vegetation Land-use changes - Natural - Volcanic aerosols (Sato et al.) - Solar forcing (Lean et al.) - GSO (old work) vs. GSOVSV (new work) - Both use sulfate aerosols for uncertainty in net forcing ## Climate-change diagnostics (Ti) - Upper-air temperature changes, latitude-height pattern, [1986-1995] - [1961-1980] (Parker et al. 1997) (M=36x8) - Deep-ocean temperature trend, global, 0-3km (1952-1995) (Levitus et al. 2000) (M=1) - Surface temperature change, latitude-time pattern, (1946-1995 decadal means, 1906-1995 climatology, 4 zonal bands) (updated from Jones, 1994) (M=4 x 5) ## Summary of Changes from GSO  GSOVSV - Updated Forcings for 1860-2001 - Updated Greenhouse Gas concentrations - Updated Sulfur emissions from 1990-2001 - Updated Ozone concentrations - Added Land-use Vegetation Changes - Added Volcanic and Solar forcings - Updated climate model to 4o resolution and included new sea-ice model - T Diagnostics updated to 2001(future work) ## Marginal 2D p(S,Kv|T) - 20% - 1% - 10% - 1% - 10% - 20% significance level - Cluster of AOGCMs - (Sokolov et al., 2003) - Slow Sea level rise Fast **GSO** ## Individual r2 distributions - Upper air - Deep ocean - Surface - Increasing - Aerosol - Forcing - Individual r2 distributions ## Marginal PDFs for S, KV, Faer with Uniform Prior - Marginal PDFs for S, KV, Faer with Uniform Prior ## Marginal 2D p(S,Kv|T) - 20% - 1% - 10% - 1% - 10% - 20% significance level - Cluster of AOGCMs - (Sokolov et al., 2003) - Slow Sea level rise Fast **GSO** ## GSOVSV - 20% - 1% - 10% - 1% - 10% - 20% significance level - Cluster of AOGCMs - (Sokolov et al., 2003) - Slow Sea level rise Fast - Marginal **GSOVSV** ## No Volcanoes - Volcanoes - Two Simulations with Anthropogenic + Natural Forcings - Major difference is response to volcanic aerosol forcing. - (CS=3.5 K, KV=9. cm2/s,FA=-0.5w/m2) ## Results - Quantified p(S,Kv,Faer | T, CN) for two forcing scenarios: GSO (anthropogenic only) and GSOVSV (anthropogenic plus natural). - Main changes from GSO  GSOVSV - Poorer constraint on high S - Stronger constraint on high Kv - Net aerosol forcing estimate is weaker due to volcanic forcing - Clear dependence on prior for Expert S ## Next steps - Updating diagnostics - Ocean temperatures - Tropospheric temperatures - Sea ice trends - Multiple AOGCM estimates of CN - HadCM3, CCSM, GFDL, ... - Exploring statistical method
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# Presentation: 127735 ## Where and How Does MiniBooNE Get its Protons? ( It’s a mystery! ) Peter Kasper ## The Fermilab Accelerator Components - Preaccelerator - H- ions from 0 to 750 keV - Linac - H- ions from 0.75 to 400 MeV - Booster - Protons from 0.4 to 8 GeV - Beam to MiniBooNE - Will not discuss the other accelerators:- - Main Injector: 8 - 120 GeV ( and Recycler storage ring ) - Tevatron: 0.12 - 0.98 TeV - Antiproton Source ( and Accumulator storage ring ) ## The Fermilab Accelerator Complex ## The Preaccelerator - Consists of a source housed in an electrically charged dome .. The Cockcroft-Walton - The source converts H2 gas to H- ions - 480 V ac current and a series of capacitors and diodes is used to charge the dome to -750 keV - The ionized gas is accelerated through a column from the charged dome to the grounded wall. ## The Cockcroft-Walton Preaccelerator - The H2 Bottle - Diodes ## The Linac: a Series of RF Cavities - An applied AC current induces an oscillating magnetic field which in turn induces and oscillating electric field - The cavity acts as an LCR circuit and hence has a well defined resonant frequency - Noise is thereby suppressed ## The Linac: 0.75 - 200 MeV - Outside - Inside ## The Linac: 200 - 400 MeV - Low energy Linac RF is 201 Mhz - High energy Linac RF is 805 MHz - The gap spacings vary so that the “nominal” particle is inside each successive gap at the same point on the RF phase curve - Optimal phase region is < E-max - Fast particles arrive early and see less field - Slow particles arrive late and see higher field - Beam becomes bunched ## Buckets and Bunches - The part of the RF phase curve in which particles will be accelerated is called an RF bucket - Only particles in synch with the RF buckets will be accelerated - The particles in an RF bucket is called a bunch ## Magnets: How We Control Beams - Beams are transported through vacuum beam pipes with the aid of magnet strings which steer the beam and keep it inside the pipe. - Dipole Magnets - Uniform field B perpendicular to beam direction Bends beam in an arc of radius R = P/B - P is beam momentum - B is field strength - Main Injector Dipole Magnet ## The Need for Focussing - Accelerators and beam lines with only dipole magnets don’t work - Perturbations to a beam particle’s direction or momentum from the nominal will cause the particle to eventually be lost - e.g. any small vertical component to its motion will cause it to drift up (or down) until it hits the beam pipe. - Booster beam does 4000 circuits = 1.9 km & pipe radius is 5 cm therefore beam would need to be collinear to < 0.025 -radians - Quadrupole Magnets provide focussing similar to optical lenses - Beam Pipe - Focussing - No Focussing ## Quadrupole Magnets - Field strength varies linearly with vertical or horizontal displacement from beam center. - Horizontal focussing implies vertical defocussing - Magnet pairs of opposite polarity give net focussing - Linac Quadrupole Magnet - Coils ## Combined Function Magnets - The main Booster magnets are combined function - The resulting fields are a linear combination of a dipole field and a quadrupole field. - Relative quadrupole/dipole strengths are defined by the angle of the wedge shaped aperture - Horizontally focussing - Horizontally defocussing ## The Booster - Consists of a series of magnets and RF cavities arranged in a circle 75.5 meters in radius - The magnets keep the beam circulating around the ring while the RF cavities accelerate it. - Initial: K.E. = 0.4 GeV, v = 0.713 c - Final: K.E. = 8 GeV, v = 0.994 c - RF varies from 37.8 to 52.8 MHz as v increases - A Booster batch: - Length (time): T = 2 * 75.5 / (0.994 c) = 1.6 s - # Bunches: T/(52.8*1E6) = 84 = harmonic number ## Inside the Booster Tunnel - RF cavity - Magnet ## Getting the Beam into the Booster - Why does the Linac accelerate H- ions whereas all the other machines accelerate protons? - Multiple Booster turns worth of Linac beam can be injected simultaneously - Higher beam intensities - Injection magnet has to turn off before beam completes one full turn - Stripping foil converts H- ions to protons. - H- - Foil - P+ - P+ - P+ - Ring magnets - Ring magnets - Injection magnet - P+ - P+ ## The Acceleration Process - The Booster has 96 main bending magnets each of which bends the beam by 360/96 = 3.75 degrees - Low power “trim” magnets are used to make corrections to the beam orbit. - B field increases as P increases - The main Booster magnets form part of an LCR circuit which resonates at 15 Hz - Magnet current varies sinusoidally - Time between booster pulses is 1/15 = 67 msec - Linac beam is injected into the Booster at the bottom of the sine wave and extracted 33.3 msec later ## The Acceleration Process II - The rate of increase in beam momentum has to match the increase in the magnet field strength - The voltage applied to the RF system varies through the ramp in order to ensure P/B remains constant - A feedback system is used to do this ( RPOS ) - The horizontal beam position is measured at some convenient point in the ring - The RF voltage is adjusted such that the beam is held fixed at that point - Voltage is increased if the beam drifts inwards - Voltage is decreased if the beam drifts outwards ## Betatron Oscillations - The quadrupole magnets cause beam particles to oscillate about the nominal beam orbit - The number of oscillations that a particle undergoes in one turn around the machine is called its tune (  ) - The vertical/horizontal tune is the number of vertical/horizontal oscillations - The natural tunes for a given machine are defined by the arrangement and field strengths of the quadrupole magnets - They can be ( and need to be ) slightly different - Booster: x = 6.7 and y = 6.8 ## Instabilities Due to Field Errors - Integer tunes are unstable w.r.t. dipole field errors - Small dipole field error in this region - 1st pass - 2nd pass - 3rd pass - Half integer tunes are unstable w.r.t. quadrupole field errors and so on .. ## Instabilities Due to Field Errors II - These instabilities are known as tune resonances - In the general case tune values driven by resonances are given by : m x + n y = k - m, n, and k are integers - |m| + |n| is the order of the resonance - Low order resonances are stronger than high order resonances - 1st, 2nd, and 3rd order resonances are generally fatal - Since the particles in the beam typically have different momenta they also have different tunes - tune spread - In order to avoid losses an accelerator needs to operate in a tune region which avoids all low order resonance lines. ## Transition - Higher momentum particles - Get bent less by the dipole magnets - Travel in larger radius orbits - Have higher velocities - The path length differences remain constant as the beam momentum increases - The velocity differences decrease as the particles become more relativistic - Transition is the energy at which these two effects cancel - Below transition high momentum particles reach the RF cavities 1st - Above transition low momentum particles reach the RF cavities 1st ## Transition II - The RF phase has to be changed in order to maintain the beam in stable RF buckets - The transition energy represents a point of instability in the acceleration cycle and is determined by the size of the ring and the strength of the magnets - For the Booster K.E.transition = 3.26 GeV - RF voltage - Time - Region of stability before transition - Region of stability after transition ## Other Sources of Instabilities - Wake Fields - Bunched beam represents an AC current - Induces delayed image fields on the walls of the beam pipe - Induced wake field can interact coherently with trailing bunches or trailing particles of the same bunch to produce coherent motion - Results in all kinds of bizarre resonances - Space Charge - Electrostatic forces tend to blow the beam apart - Creates large momentum spread  large tune spread  losses - Effect is reduced at high energy due to lorentz contraction of E-fields ## Conclusion - It’s a miracle that machines work at all!
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**[GENERAL POST FUND (GPF) ACCOUNTS]{.underline}** **VA Western New York Healthcare System** **222 Richmond Avenue** **Batavia, NY 14020** **GPF 1831 [GENERAL PURPOSE ACCOUNT]{.underline}** -- For purchase of items to enhance the stay of veterans, earmarked and unearmarked donations for veteran needs. **GPF 1838 [PATIENT WELFARE ACCOUNT]{.underline}** -- Provides for indigent patients and Patient/Family Dining Program **GPF 1840 [HOLIDAY ACCOUNT]{.underline}** -- To provide holiday gifts for residents and activities **GPF 1841 [TV ACCOUNT]{.underline}** -- To provide television sets for resident rooms and patient areas **GPF 1848 [NATIONAL GAMES ACCOUNT]{.underline}** -- Provides funding assistance for veterans attending National Games events **GPF 1930 [BATAVIA RECREATION ACCOUNT]{.underline}** -- Funding for resident social activities and refreshments. **GPF 1933 [WOMEN VETERANS RESIDENTIAL PROGRAM (WVRP)]{.underline}** -- For purchase of items for support of program, to include recreational activities and off-station trips. **GPF 1935 [PRRP -- MEN]{.underline}** -- For purchase of items to support the Post Traumatic Stress Disorder Residential Treatment Program, to include recreational activities and off-station trips. Checks should be sent to: Voluntary Service (135) VA WNY Healthcare System 222 Richmond Avenue Batavia, NY 14020-1288 > Phone (585) 297-1196 Toll-free 1-888-798-2302 *The Internal Revenue Service has announced that, under the Tax Code, donations to the Department of Veterans Affairs General Post Fund for exclusively public purposes are deductible from federal income taxes in the manner and to the extent allowable. The announcement reflects the tax law provision with donations deductible as "donations to the United States".* *Donations to support any of the Department's programs are deductible, whether the donor directs that the donated funds be used for a specific purpose or allows the Department to decide how the donated funds will be used.*
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all-txt-docs
452749
USGS Digital Spectral Library splib05a Clark et. al. 2003 ASCII Spectral Data file contents: line 13 title line 14 history line 15 to end: 3-columns of data: wavelength reflectance standard deviation (standard deviation of 0.000000 means not measured) (*************** indicates a deleted number) ---------------------------------------------------- Antigorite NMNH96917 165u W1R1Bb AREF copy of splib04a r 514 0.205100*************** 0.000000 0.213100*************** 0.000000 0.221100*************** 0.000000 0.229100*************** 0.003635 0.236100*************** 0.003481 0.242100*************** 0.002518 0.248100*************** 0.001529 0.253600*************** 0.001998 0.258600*************** 0.002833 0.263600 0.065007 0.001748 0.268600 0.068571 0.001998 0.273100 0.070921 0.001631 0.277100 0.076725 0.001854 0.281100 0.079928 0.002995 0.285100 0.087794 0.002926 0.289100 0.093262 0.002538 0.293100 0.104243 0.002136 0.297100 0.110107 0.003188 0.301100 0.121647 0.003401 0.305100 0.136223 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eu
log-files
052966
Run range is 254800 to 256824 running mipana 6569 pts/28 00:00:00 root 6570 pts/28 00:00:01 root.exe Processing runMipAna.C("./files.list","miphistos_254800_256824.root")... Reading files from ./files.list. Writing to miphistos_254800_256824.root Warning in <TStreamerInfo::BuildCheck>: The StreamerInfo of class TClcModule read from file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e2dd.005caljp.stn has the same version (=1) as the active class but a different checksum. You should update the version to ClassDef(TClcModule,2). Do not try to write objects with the current class definition, the files will not be readable. Chain has 7107 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e2dd.005caljp.stn Chain has 8654 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e350.0001aljp.stn Chain has 15080 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e350.001ealjp.stn Chain has 21444 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e350.0027aljp.stn Chain has 28155 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e350.003aaljp.stn Chain has 34853 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e350.0044aljp.stn Chain has 41148 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e350.004ealjp.stn Chain has 48296 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e350.0058aljp.stn Chain has 54679 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e350.0081aljp.stn Chain has 63591 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e350.00b7aljp.stn Chain has 70201 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e350.0100aljp.stn Chain has 78238 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e351.0001aljp.stn Chain has 86404 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e354.004baljp.stn Chain has 93961 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e35e.0003aljp.stn Chain has 101890 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e35e.005daljp.stn Chain has 111119 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e35e.00bealjp.stn Chain has 120054 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e35e.0136aljp.stn Chain has 129467 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e360.0001aljp.stn Chain has 137539 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e360.0042aljp.stn Chain has 146940 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e360.00f3aljp.stn Chain has 153253 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3be.0001aljp.stn Chain has 158486 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3be.0025aljp.stn Chain has 164895 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3be.002daljp.stn Chain has 171747 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3be.0044aljp.stn Chain has 177881 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3be.004caljp.stn Chain has 184534 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3be.0053aljp.stn Chain has 189285 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3be.008aaljp.stn Chain has 198237 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3cc.0001aljp.stn Chain has 204755 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3cc.001ealjp.stn Chain has 211421 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3cc.0029aljp.stn Chain has 219860 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3cc.0035aljp.stn Chain has 226753 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3cc.0040aljp.stn Chain has 233663 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3cc.007baljp.stn Chain has 240162 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3cc.0096aljp.stn Chain has 248452 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3cc.00a3aljp.stn Chain has 255113 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3cc.0103aljp.stn Chain has 263747 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3cc.018daljp.stn Chain has 272343 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3cc.019daljp.stn Chain has 280872 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3cc.01b3aljp.stn Chain has 290934 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3cc.01c4aljp.stn Chain has 299298 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3cc.01d5aljp.stn Chain has 308110 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3cc.0249aljp.stn Chain has 316632 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3cc.0270aljp.stn Chain has 325074 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3cc.02abaljp.stn Chain has 333904 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3cc.033faljp.stn Chain has 342517 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3cc.036caljp.stn Chain has 351359 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3cc.05c9aljp.stn Chain has 359163 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3e6.0001aljp.stn Chain has 365554 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3e6.0019aljp.stn Chain has 371874 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3e6.0022aljp.stn Chain has 378256 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3e6.0029aljp.stn Chain has 384965 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3e6.0030aljp.stn Chain has 391229 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3e6.0037aljp.stn Chain has 396935 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3e6.003ealjp.stn Chain has 402991 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3e6.004caljp.stn Chain has 409242 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3e6.0053aljp.stn Chain has 415367 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3e6.0061aljp.stn Chain has 420995 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3e6.0068aljp.stn Chain has 427314 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3e6.0078aljp.stn Chain has 433366 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3e6.00a0aljp.stn Chain has 439784 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3e6.00a8aljp.stn Chain has 446444 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3e6.011baljp.stn Chain has 452905 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3e6.0146aljp.stn Chain has 459502 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3e6.018baljp.stn Chain has 468224 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3ea.0006aljp.stn Chain has 476375 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3ea.0043aljp.stn Chain has 482283 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e3eb.0016aljp.stn Chain has 487734 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e40c.0001aljp.stn Chain has 494551 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e40c.0016aljp.stn Chain has 501705 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e40c.002aaljp.stn Chain has 507300 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e40d.001caljp.stn Chain has 512392 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e40d.0028aljp.stn Chain has 517446 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e40d.0038aljp.stn Chain has 524135 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e40d.004ealjp.stn Chain has 530391 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e40d.0056aljp.stn Chain has 536578 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e40d.006baljp.stn Chain has 543070 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e40d.0072aljp.stn Chain has 549290 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e40d.0088aljp.stn Chain has 555428 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e40e.002faljp.stn Chain has 562311 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e40e.004baljp.stn Chain has 568494 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e40e.0093aljp.stn Chain has 575838 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e40f.0001aljp.stn Chain has 583584 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e40f.0025aljp.stn Chain has 591094 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e40f.0038aljp.stn Chain has 599926 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e40f.005daljp.stn Chain has 606344 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e40f.00b3aljp.stn Chain has 613608 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e40f.00c5aljp.stn Chain has 620891 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e40f.0147aljp.stn Chain has 628277 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e40f.01a9aljp.stn Chain has 633126 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e434.0001aljp.stn Chain has 638498 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e434.0028aljp.stn Chain has 643956 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e434.0036aljp.stn Chain has 649070 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e434.0051aljp.stn Chain has 654387 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e434.006daljp.stn Chain has 661011 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e434.007baljp.stn Chain has 668661 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e434.0098aljp.stn Chain has 674225 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e434.00a7aljp.stn Chain has 681874 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e434.00b7aljp.stn Chain has 687175 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e434.00d6aljp.stn Chain has 692821 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e434.00e6aljp.stn Chain has 698311 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e434.0119aljp.stn Chain has 703771 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e434.014ealjp.stn Chain has 709336 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e434.0176aljp.stn Chain has 717459 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e434.01a4aljp.stn Chain has 724761 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e434.01baaljp.stn Chain has 733301 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e43d.0005aljp.stn Chain has 742085 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e43d.0035aljp.stn Chain has 750962 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e43d.00b7aljp.stn Chain has 759798 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e43d.00d9aljp.stn Chain has 766916 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e45d.0001aljp.stn Chain has 774421 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e45d.001baljp.stn Chain has 779834 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e45d.0026aljp.stn Chain has 786085 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e462.004faljp.stn Chain has 792833 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e462.0095aljp.stn Chain has 799449 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e462.00b4aljp.stn Chain has 806251 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e462.00caaljp.stn Chain has 812676 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e462.00ebaljp.stn Chain has 819323 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e462.0146aljp.stn Chain has 825760 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e462.015ealjp.stn Chain has 833257 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e462.01b6aljp.stn Chain has 841785 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e462.01d0aljp.stn Chain has 847012 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e462.01ddaljp.stn Chain has 855392 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e462.025faljp.stn Chain has 862213 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e462.037daljp.stn Chain has 870905 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e462.03fealjp.stn Chain has 880009 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e472.00a8aljp.stn Chain has 888902 after file rootd://fcdfprj1.fnal.gov//cdf/proj/102.calib/validation/254800_256824//jpsi/c003e472.0176aljp.stn Running over 888902 events Event 527268 Run 254685 Section 92 InstLum6.11846e+31 *** Run,Event: 254685,574151 : >>> TStnAna::ProcessEntry: Processed 500 events *** Run,Event: 254685,618638 : >>> TStnAna::ProcessEntry: Processed 1000 events Event 3372875 Run 254800 Section 282 InstLum8.06314e+31 *** Run,Event: 254800,3375530: >>> TStnAna::ProcessEntry: Processed 1500 events *** Run,Event: 254800,3417935: >>> TStnAna::ProcessEntry: Processed 2000 events *** Run,Event: 254800,3462476: >>> TStnAna::ProcessEntry: Processed 2500 events *** Run,Event: 254800,3503234: >>> TStnAna::ProcessEntry: Processed 3000 events *** Run,Event: 254800,3544781: >>> TStnAna::ProcessEntry: Processed 3500 events *** Run,Event: 254800,3587756: >>> TStnAna::ProcessEntry: Processed 4000 events *** Run,Event: 254800,3630831: >>> TStnAna::ProcessEntry: Processed 4500 events *** Run,Event: 254800,3819778: >>> TStnAna::ProcessEntry: Processed 5000 events *** Run,Event: 254800,3865632: >>> TStnAna::ProcessEntry: Processed 5500 events *** Run,Event: 254800,3909594: >>> TStnAna::ProcessEntry: Processed 6000 events *** Run,Event: 254800,3950359: >>> TStnAna::ProcessEntry: Processed 6500 events Event 6061 Run 254810 Section 4 InstLum5.32712e+31 *** Run,Event: 254810,43785 : >>> TStnAna::ProcessEntry: Processed 7000 events Event 636 Run 254800 Section 1 InstLum1.21256e+32 *** Run,Event: 254800,133860 : >>> TStnAna::ProcessEntry: Processed 7500 events *** Run,Event: 254800,169076 : >>> TStnAna::ProcessEntry: Processed 8000 events *** Run,Event: 254800,203883 : >>> TStnAna::ProcessEntry: Processed 8500 events *** Run,Event: 254800,238426 : >>> TStnAna::ProcessEntry: Processed 9000 events *** Run,Event: 254800,277116 : >>> TStnAna::ProcessEntry: Processed 9500 events *** Run,Event: 254800,311989 : >>> TStnAna::ProcessEntry: Processed 10000 events *** Run,Event: 254800,1184706: >>> TStnAna::ProcessEntry: Processed 10500 events *** Run,Event: 254800,1228599: >>> TStnAna::ProcessEntry: Processed 11000 events *** Run,Event: 254800,1273433: >>> TStnAna::ProcessEntry: Processed 11500 events *** Run,Event: 254800,2560787: >>> TStnAna::ProcessEntry: Processed 12000 events *** Run,Event: 254800,2607034: >>> TStnAna::ProcessEntry: Processed 12500 events *** Run,Event: 254800,2651541: >>> TStnAna::ProcessEntry: Processed 13000 events *** Run,Event: 254800,2694850: >>> TStnAna::ProcessEntry: Processed 13500 events *** Run,Event: 254800,2735555: >>> TStnAna::ProcessEntry: Processed 14000 events *** Run,Event: 254800,2777717: >>> TStnAna::ProcessEntry: Processed 14500 events *** Run,Event: 254800,2823925: >>> TStnAna::ProcessEntry: Processed 15000 events *** Run,Event: 254800,367768 : >>> TStnAna::ProcessEntry: Processed 15500 events *** Run,Event: 254800,409076 : >>> TStnAna::ProcessEntry: Processed 16000 events *** Run,Event: 254800,448090 : >>> TStnAna::ProcessEntry: Processed 16500 events *** Run,Event: 254800,488902 : >>> TStnAna::ProcessEntry: Processed 17000 events *** Run,Event: 254800,533443 : >>> TStnAna::ProcessEntry: Processed 17500 events *** Run,Event: 254800,580091 : >>> TStnAna::ProcessEntry: Processed 18000 events *** Run,Event: 254800,1882787: >>> TStnAna::ProcessEntry: Processed 18500 events *** Run,Event: 254800,1927132: >>> TStnAna::ProcessEntry: Processed 19000 events *** Run,Event: 254800,1975893: >>> TStnAna::ProcessEntry: Processed 19500 events *** Run,Event: 254800,4690531: >>> TStnAna::ProcessEntry: Processed 20000 events *** Run,Event: 254800,4733681: >>> TStnAna::ProcessEntry: Processed 20500 events *** Run,Event: 254800,4778771: >>> TStnAna::ProcessEntry: Processed 21000 events *** Run,Event: 254800,607224 : >>> TStnAna::ProcessEntry: Processed 21500 events *** Run,Event: 254800,649563 : >>> TStnAna::ProcessEntry: Processed 22000 events *** Run,Event: 254800,692076 : >>> TStnAna::ProcessEntry: Processed 22500 events *** Run,Event: 254800,735353 : >>> TStnAna::ProcessEntry: Processed 23000 events *** Run,Event: 254800,3001547: >>> TStnAna::ProcessEntry: Processed 23500 events *** Run,Event: 254800,3043464: >>> TStnAna::ProcessEntry: Processed 24000 events *** Run,Event: 254800,3089027: >>> TStnAna::ProcessEntry: Processed 24500 events *** Run,Event: 254800,4276781: >>> TStnAna::ProcessEntry: Processed 25000 events *** Run,Event: 254800,4318694: >>> TStnAna::ProcessEntry: Processed 25500 events *** Run,Event: 254800,4361658: >>> TStnAna::ProcessEntry: Processed 26000 events Event 3841 Run 254804 Section 3 InstLum6.56671e+31 *** Run,Event: 254804,71511 : >>> TStnAna::ProcessEntry: Processed 26500 events *** Run,Event: 254804,107429 : >>> TStnAna::ProcessEntry: Processed 27000 events *** Run,Event: 254804,143774 : >>> TStnAna::ProcessEntry: Processed 27500 events *** Run,Event: 254804,180320 : >>> TStnAna::ProcessEntry: Processed 28000 events Event 742284 Run 254800 Section 68 InstLum1.04692e+32 *** Run,Event: 254800,772883 : >>> TStnAna::ProcessEntry: Processed 28500 events *** Run,Event: 254800,814466 : >>> TStnAna::ProcessEntry: Processed 29000 events *** Run,Event: 254800,859659 : >>> TStnAna::ProcessEntry: Processed 29500 events *** Run,Event: 254800,2424308: >>> TStnAna::ProcessEntry: Processed 30000 events *** Run,Event: 254800,2464931: >>> TStnAna::ProcessEntry: Processed 30500 events *** Run,Event: 254800,2507341: >>> TStnAna::ProcessEntry: Processed 31000 events *** Run,Event: 254800,2549908: >>> TStnAna::ProcessEntry: Processed 31500 events *** Run,Event: 254800,2868843: >>> TStnAna::ProcessEntry: Processed 32000 events *** Run,Event: 254800,2910035: >>> TStnAna::ProcessEntry: Processed 32500 events *** Run,Event: 254800,2956105: >>> TStnAna::ProcessEntry: Processed 33000 events *** Run,Event: 254800,3691842: >>> TStnAna::ProcessEntry: Processed 33500 events *** Run,Event: 254800,3732469: >>> TStnAna::ProcessEntry: Processed 34000 events *** Run,Event: 254800,3773811: >>> TStnAna::ProcessEntry: Processed 34500 events *** Run,Event: 254800,900968 : >>> TStnAna::ProcessEntry: Processed 35000 events *** Run,Event: 254800,946113 : >>> TStnAna::ProcessEntry: Processed 35500 events *** Run,Event: 254800,988103 : >>> TStnAna::ProcessEntry: Processed 36000 events *** Run,Event: 254800,1307384: >>> TStnAna::ProcessEntry: Processed 36500 events *** Run,Event: 254800,1350076: >>> TStnAna::ProcessEntry: Processed 37000 events *** Run,Event: 254800,1392718: >>> TStnAna::ProcessEntry: Processed 37500 events *** Run,Event: 254800,1435372: >>> TStnAna::ProcessEntry: Processed 38000 events *** Run,Event: 254800,2169972: >>> TStnAna::ProcessEntry: Processed 38500 events *** Run,Event: 254800,2213629: >>> TStnAna::ProcessEntry: Processed 39000 events *** Run,Event: 254800,2259302: >>> TStnAna::ProcessEntry: Processed 39500 events *** Run,Event: 254800,3272762: >>> TStnAna::ProcessEntry: Processed 40000 events *** Run,Event: 254800,3318074: >>> TStnAna::ProcessEntry: Processed 40500 events *** Run,Event: 254800,3360383: >>> TStnAna::ProcessEntry: Processed 41000 events *** Run,Event: 254800,1062116: >>> TStnAna::ProcessEntry: Processed 41500 events *** Run,Event: 254800,1106752: >>> TStnAna::ProcessEntry: Processed 42000 events *** Run,Event: 254800,1151232: >>> TStnAna::ProcessEntry: Processed 42500 events *** Run,Event: 254800,1468532: >>> TStnAna::ProcessEntry: Processed 43000 events *** Run,Event: 254800,1513186: >>> TStnAna::ProcessEntry: Processed 43500 events *** Run,Event: 254800,1554108: >>> TStnAna::ProcessEntry: Processed 44000 events *** Run,Event: 254800,2006650: >>> TStnAna::ProcessEntry: Processed 44500 events *** Run,Event: 254800,2051098: >>> TStnAna::ProcessEntry: Processed 45000 events *** Run,Event: 254800,2091983: >>> TStnAna::ProcessEntry: Processed 45500 events Event 193517 Run 254804 Section 39 InstLum6.40443e+31 *** Run,Event: 254804,194234 : >>> TStnAna::ProcessEntry: Processed 46000 events *** Run,Event: 254804,235785 : >>> TStnAna::ProcessEntry: Processed 46500 events *** Run,Event: 254804,278504 : >>> TStnAna::ProcessEntry: Processed 47000 events *** Run,Event: 254804,321018 : >>> TStnAna::ProcessEntry: Processed 47500 events Event 334444 Run 254807 Section 67 InstLum5.52823e+31 *** Run,Event: 254807,363286 : >>> TStnAna::ProcessEntry: Processed 48000 events Event 1588000 Run 254800 Section 129 InstLum9.66408e+31 *** Run,Event: 254800,1603666: >>> TStnAna::ProcessEntry: Processed 48500 events *** Run,Event: 254800,1652030: >>> TStnAna::ProcessEntry: Processed 49000 events *** Run,Event: 254800,1693395: >>> TStnAna::ProcessEntry: Processed 49500 events *** Run,Event: 254800,1735770: >>> TStnAna::ProcessEntry: Processed 50000 events *** Run,Event: 254800,1781617: >>> TStnAna::ProcessEntry: Processed 50500 events *** Run,Event: 254800,1824114: >>> TStnAna::ProcessEntry: Processed 51000 events *** Run,Event: 254800,4101916: >>> TStnAna::ProcessEntry: Processed 51500 events *** Run,Event: 254800,4145659: >>> TStnAna::ProcessEntry: Processed 52000 events *** Run,Event: 254800,4189282: >>> TStnAna::ProcessEntry: Processed 52500 events *** Run,Event: 254800,4237071: >>> TStnAna::ProcessEntry: Processed 53000 events *** Run,Event: 254800,4425350: >>> TStnAna::ProcessEntry: Processed 53500 events *** Run,Event: 254800,4467151: >>> TStnAna::ProcessEntry: Processed 54000 events *** Run,Event: 254800,4508876: >>> TStnAna::ProcessEntry: Processed 54500 events *** Run,Event: 254800,2293197: >>> TStnAna::ProcessEntry: Processed 55000 events *** Run,Event: 254800,2336148: >>> TStnAna::ProcessEntry: Processed 55500 events *** Run,Event: 254800,2376456: >>> TStnAna::ProcessEntry: Processed 56000 events Event 334323 Run 254804 Section 57 InstLum6.31211e+31 *** Run,Event: 254804,338079 : >>> TStnAna::ProcessEntry: Processed 56500 events *** Run,Event: 254804,381387 : >>> TStnAna::ProcessEntry: Processed 57000 events *** Run,Event: 254804,423698 : >>> TStnAna::ProcessEntry: Processed 57500 events *** Run,Event: 254804,466836 : >>> TStnAna::ProcessEntry: Processed 58000 events Event 2375816 Run 254814 Section 446 InstLum3.94593e+31 *** Run,Event: 254814,2415004: >>> TStnAna::ProcessEntry: Processed 58500 events *** Run,Event: 254814,2464917: >>> TStnAna::ProcessEntry: Processed 59000 events *** Run,Event: 254814,2511805: >>> TStnAna::ProcessEntry: Processed 59500 events *** Run,Event: 254814,2751703: >>> TStnAna::ProcessEntry: Processed 60000 events *** Run,Event: 254814,2806673: >>> TStnAna::ProcessEntry: Processed 60500 events *** Run,Event: 254814,2857559: >>> TStnAna::ProcessEntry: Processed 61000 events *** Run,Event: 254814,2907899: >>> TStnAna::ProcessEntry: Processed 61500 events *** Run,Event: 254814,2960826: >>> TStnAna::ProcessEntry: Processed 62000 events *** Run,Event: 254814,3007127: >>> TStnAna::ProcessEntry: Processed 62500 events *** Run,Event: 254814,3054560: >>> TStnAna::ProcessEntry: Processed 63000 events *** Run,Event: 254814,3102524: >>> TStnAna::ProcessEntry: Processed 63500 events Event 3096405 Run 254800 Section 256 InstLum8.28676e+31 *** Run,Event: 254800,3129401: >>> TStnAna::ProcessEntry: Processed 64000 events *** Run,Event: 254800,3170623: >>> TStnAna::ProcessEntry: Processed 64500 events *** Run,Event: 254800,3213990: >>> TStnAna::ProcessEntry: Processed 65000 events *** Run,Event: 254800,3971159: >>> TStnAna::ProcessEntry: Processed 65500 events *** Run,Event: 254800,4015449: >>> TStnAna::ProcessEntry: Processed 66000 events *** Run,Event: 254800,4059276: >>> TStnAna::ProcessEntry: Processed 66500 events *** Run,Event: 254800,4530433: >>> TStnAna::ProcessEntry: Processed 67000 events *** Run,Event: 254800,4573633: >>> TStnAna::ProcessEntry: Processed 67500 events *** Run,Event: 254800,4617584: >>> TStnAna::ProcessEntry: Processed 68000 events *** Run,Event: 254800,4658824: >>> TStnAna::ProcessEntry: Processed 68500 events *** Run,Event: 254800,4845405: >>> TStnAna::ProcessEntry: Processed 69000 events *** Run,Event: 254800,4886711: >>> TStnAna::ProcessEntry: Processed 69500 events *** Run,Event: 254800,4931979: >>> TStnAna::ProcessEntry: Processed 70000 events Event 588 Run 254801 Section 1 InstLum6.67223e+31Event 226484 Run 254814 Section 50 InstLum4.85353e+31 *** Run,Event: 254814,250651 : >>> TStnAna::ProcessEntry: Processed 70500 events *** Run,Event: 254814,292470 : >>> TStnAna::ProcessEntry: Processed 71000 events *** Run,Event: 254814,331054 : >>> TStnAna::ProcessEntry: Processed 71500 events *** Run,Event: 254814,369661 : >>> TStnAna::ProcessEntry: Processed 72000 events *** Run,Event: 254814,409967 : >>> TStnAna::ProcessEntry: Processed 72500 events *** Run,Event: 254814,1191690: >>> TStnAna::ProcessEntry: Processed 73000 events *** Run,Event: 254814,1243214: >>> TStnAna::ProcessEntry: Processed 73500 events *** Run,Event: 254814,1295564: >>> TStnAna::ProcessEntry: Processed 74000 events *** Run,Event: 254814,1343366: >>> TStnAna::ProcessEntry: Processed 74500 events *** Run,Event: 254814,1392455: >>> TStnAna::ProcessEntry: Processed 75000 events *** Run,Event: 254814,1442452: >>> TStnAna::ProcessEntry: Processed 75500 events *** Run,Event: 254814,1487868: >>> TStnAna::ProcessEntry: Processed 76000 events Event 1519124 Run 254816 Section 336 InstLum2.84247e+31 *** Run,Event: 254816,1556720: >>> TStnAna::ProcessEntry: Processed 76500 events *** Run,Event: 254816,1611473: >>> TStnAna::ProcessEntry: Processed 77000 events *** Run,Event: 254816,1668233: >>> TStnAna::ProcessEntry: Processed 77500 events *** Run,Event: 254816,1718304: >>> TStnAna::ProcessEntry: Processed 78000 events Event 3296164 Run 254910 Section 206 InstLum1.09807e+32Event 476640 Run 254804 Section 75 InstLum6.22899e+31 *** Run,Event: 254804,499320 : >>> TStnAna::ProcessEntry: Processed 78500 events Event 2504 Run 254807 Section 2 InstLum5.80078e+31 *** Run,Event: 254807,88179 : >>> TStnAna::ProcessEntry: Processed 79000 events *** Run,Event: 254807,124828 : >>> TStnAna::ProcessEntry: Processed 79500 events *** Run,Event: 254807,165009 : >>> TStnAna::ProcessEntry: Processed 80000 events *** Run,Event: 254807,204653 : >>> TStnAna::ProcessEntry: Processed 80500 events *** Run,Event: 254807,250474 : >>> TStnAna::ProcessEntry: Processed 81000 events *** Run,Event: 254807,292670 : >>> TStnAna::ProcessEntry: Processed 81500 events *** Run,Event: 254807,331610 : >>> TStnAna::ProcessEntry: Processed 82000 events Event 1111 Run 254812 Section 2 InstLum5.25589e+31 *** Run,Event: 254812,71014 : >>> TStnAna::ProcessEntry: Processed 82500 events *** Run,Event: 254812,103870 : >>> TStnAna::ProcessEntry: Processed 83000 events *** Run,Event: 254812,137491 : >>> TStnAna::ProcessEntry: Processed 83500 events *** Run,Event: 254812,168586 : >>> TStnAna::ProcessEntry: Processed 84000 events *** Run,Event: 254812,199325 : >>> TStnAna::ProcessEntry: Processed 84500 events *** Run,Event: 254812,230148 : >>> TStnAna::ProcessEntry: Processed 85000 events *** Run,Event: 254812,259735 : >>> TStnAna::ProcessEntry: Processed 85500 events *** Run,Event: 254812,293456 : >>> TStnAna::ProcessEntry: Processed 86000 events Event 645 Run 254814 Section 3 InstLum4.99802e+31 *** Run,Event: 254814,55838 : >>> TStnAna::ProcessEntry: Processed 86500 events *** Run,Event: 254814,94668 : >>> TStnAna::ProcessEntry: Processed 87000 events *** Run,Event: 254814,133363 : >>> TStnAna::ProcessEntry: Processed 87500 events *** Run,Event: 254814,176662 : >>> TStnAna::ProcessEntry: Processed 88000 events *** Run,Event: 254814,214741 : >>> TStnAna::ProcessEntry: Processed 88500 events *** Run,Event: 254814,1880593: >>> TStnAna::ProcessEntry: Processed 89000 events *** Run,Event: 254814,1930423: >>> TStnAna::ProcessEntry: Processed 89500 events *** Run,Event: 254814,1980382: >>> TStnAna::ProcessEntry: Processed 90000 events *** Run,Event: 254814,4066993: >>> TStnAna::ProcessEntry: Processed 90500 events *** Run,Event: 254814,4124491: >>> TStnAna::ProcessEntry: Processed 91000 events *** Run,Event: 254814,4174338: >>> TStnAna::ProcessEntry: Processed 91500 events *** Run,Event: 254814,4229154: >>> TStnAna::ProcessEntry: Processed 92000 events *** Run,Event: 254814,4287100: >>> TStnAna::ProcessEntry: Processed 92500 events *** Run,Event: 254814,4344830: >>> TStnAna::ProcessEntry: Processed 93000 events *** Run,Event: 254814,4406237: >>> TStnAna::ProcessEntry: Processed 93500 events *** Run,Event: 254814,419458 : >>> TStnAna::ProcessEntry: Processed 94000 events *** Run,Event: 254814,460545 : >>> TStnAna::ProcessEntry: Processed 94500 events *** Run,Event: 254814,502494 : >>> TStnAna::ProcessEntry: Processed 95000 events *** Run,Event: 254814,547175 : >>> TStnAna::ProcessEntry: Processed 95500 events *** Run,Event: 254814,597107 : >>> TStnAna::ProcessEntry: Processed 96000 events *** Run,Event: 254814,644329 : >>> TStnAna::ProcessEntry: Processed 96500 events *** Run,Event: 254814,690299 : >>> TStnAna::ProcessEntry: Processed 97000 events *** Run,Event: 254814,736010 : >>> TStnAna::ProcessEntry: Processed 97500 events *** Run,Event: 254814,779859 : >>> TStnAna::ProcessEntry: Processed 98000 events *** Run,Event: 254814,824484 : >>> TStnAna::ProcessEntry: Processed 98500 events *** Run,Event: 254814,867351 : >>> TStnAna::ProcessEntry: Processed 99000 events *** Run,Event: 254814,913328 : >>> TStnAna::ProcessEntry: Processed 99500 events *** Run,Event: 254814,963184 : >>> TStnAna::ProcessEntry: Processed 100000 events *** Run,Event: 254814,1536559: >>> TStnAna::ProcessEntry: Processed 100500 events *** Run,Event: 254814,1588135: >>> TStnAna::ProcessEntry: Processed 101000 events *** Run,Event: 254814,1635132: >>> TStnAna::ProcessEntry: Processed 101500 events *** Run,Event: 254814,984662 : >>> TStnAna::ProcessEntry: Processed 102000 events *** Run,Event: 254814,1034070: >>> TStnAna::ProcessEntry: Processed 102500 events *** Run,Event: 254814,1083218: >>> TStnAna::ProcessEntry: Processed 103000 events *** Run,Event: 254814,1128446: >>> TStnAna::ProcessEntry: Processed 103500 events *** Run,Event: 254814,2586266: >>> TStnAna::ProcessEntry: Processed 104000 events *** Run,Event: 254814,2637836: >>> TStnAna::ProcessEntry: Processed 104500 events *** Run,Event: 254814,2686277: >>> TStnAna::ProcessEntry: Processed 105000 events *** Run,Event: 254814,2736849: >>> TStnAna::ProcessEntry: Processed 105500 events *** Run,Event: 254814,3146050: >>> TStnAna::ProcessEntry: Processed 106000 events *** Run,Event: 254814,3201349: >>> TStnAna::ProcessEntry: Processed 106500 events *** Run,Event: 254814,3251403: >>> TStnAna::ProcessEntry: Processed 107000 events *** Run,Event: 254814,3304262: >>> TStnAna::ProcessEntry: Processed 107500 events *** Run,Event: 254814,3354165: >>> TStnAna::ProcessEntry: Processed 108000 events *** Run,Event: 254814,3405706: >>> TStnAna::ProcessEntry: Processed 108500 events *** Run,Event: 254814,3456037: >>> TStnAna::ProcessEntry: Processed 109000 events *** Run,Event: 254814,3506362: >>> TStnAna::ProcessEntry: Processed 109500 events *** Run,Event: 254814,3553471: >>> TStnAna::ProcessEntry: Processed 110000 events *** Run,Event: 254814,3602746: >>> TStnAna::ProcessEntry: Processed 110500 events *** Run,Event: 254814,3653870: >>> TStnAna::ProcessEntry: Processed 111000 events *** Run,Event: 254814,1709784: >>> TStnAna::ProcessEntry: Processed 111500 events *** Run,Event: 254814,1755232: >>> TStnAna::ProcessEntry: Processed 112000 events *** Run,Event: 254814,1806697: >>> TStnAna::ProcessEntry: Processed 112500 events *** Run,Event: 254814,2036278: >>> TStnAna::ProcessEntry: Processed 113000 events *** Run,Event: 254814,2086585: >>> TStnAna::ProcessEntry: Processed 113500 events *** Run,Event: 254814,2135726: >>> TStnAna::ProcessEntry: Processed 114000 events *** Run,Event: 254814,2184849: >>> TStnAna::ProcessEntry: Processed 114500 events *** Run,Event: 254814,2232081: >>> TStnAna::ProcessEntry: Processed 115000 events *** Run,Event: 254814,2281150: >>> TStnAna::ProcessEntry: Processed 115500 events *** Run,Event: 254814,2334592: >>> TStnAna::ProcessEntry: Processed 116000 events *** Run,Event: 254814,3672219: >>> TStnAna::ProcessEntry: Processed 116500 events *** Run,Event: 254814,3718583: >>> TStnAna::ProcessEntry: Processed 117000 events *** Run,Event: 254814,3769336: >>> TStnAna::ProcessEntry: Processed 117500 events *** Run,Event: 254814,3819970: >>> TStnAna::ProcessEntry: Processed 118000 events *** Run,Event: 254814,3875665: >>> TStnAna::ProcessEntry: Processed 118500 events *** Run,Event: 254814,3935226: >>> TStnAna::ProcessEntry: Processed 119000 events *** Run,Event: 254814,3992954: >>> TStnAna::ProcessEntry: Processed 119500 events *** Run,Event: 254814,4051459: >>> TStnAna::ProcessEntry: Processed 120000 events Event 13691 Run 254816 Section 9 InstLum3.22662e+31 *** Run,Event: 254816,90766 : >>> TStnAna::ProcessEntry: Processed 120500 events *** Run,Event: 254816,141015 : >>> TStnAna::ProcessEntry: Processed 121000 events *** Run,Event: 254816,194495 : >>> TStnAna::ProcessEntry: Processed 121500 events *** Run,Event: 254816,254898 : >>> TStnAna::ProcessEntry: Processed 122000 events *** Run,Event: 254816,516134 : >>> TStnAna::ProcessEntry: Processed 122500 events *** Run,Event: 254816,578017 : >>> TStnAna::ProcessEntry: Processed 123000 events *** Run,Event: 254816,633021 : >>> TStnAna::ProcessEntry: Processed 123500 events *** Run,Event: 254816,691249 : >>> TStnAna::ProcessEntry: Processed 124000 events *** Run,Event: 254816,744035 : >>> TStnAna::ProcessEntry: Processed 124500 events *** Run,Event: 254816,801784 : >>> TStnAna::ProcessEntry: Processed 125000 events *** Run,Event: 254816,858267 : >>> TStnAna::ProcessEntry: Processed 125500 events *** Run,Event: 254816,913812 : >>> TStnAna::ProcessEntry: Processed 126000 events *** Run,Event: 254816,973793 : >>> TStnAna::ProcessEntry: Processed 126500 events *** Run,Event: 254816,1027766: >>> TStnAna::ProcessEntry: Processed 127000 events *** Run,Event: 254816,1086402: >>> TStnAna::ProcessEntry: Processed 127500 events *** Run,Event: 254816,2190652: >>> TStnAna::ProcessEntry: Processed 128000 events *** Run,Event: 254816,2250536: >>> TStnAna::ProcessEntry: Processed 128500 events *** Run,Event: 254816,2311054: >>> TStnAna::ProcessEntry: Processed 129000 events *** Run,Event: 254816,271013 : >>> TStnAna::ProcessEntry: Processed 129500 events *** Run,Event: 254816,331039 : >>> TStnAna::ProcessEntry: Processed 130000 events *** Run,Event: 254816,388740 : >>> TStnAna::ProcessEntry: Processed 130500 events *** Run,Event: 254816,440625 : >>> TStnAna::ProcessEntry: Processed 131000 events *** Run,Event: 254816,2602087: >>> TStnAna::ProcessEntry: Processed 131500 events *** Run,Event: 254816,2661126: >>> TStnAna::ProcessEntry: Processed 132000 events *** Run,Event: 254816,2717666: >>> TStnAna::ProcessEntry: Processed 132500 events *** Run,Event: 254816,2773849: >>> TStnAna::ProcessEntry: Processed 133000 events *** Run,Event: 254816,2830442: >>> TStnAna::ProcessEntry: Processed 133500 events *** Run,Event: 254816,2889467: >>> TStnAna::ProcessEntry: Processed 134000 events Event 1571556 Run 254910 Section 98 InstLum1.2724e+32 *** Run,Event: 254910,1579947: >>> TStnAna::ProcessEntry: Processed 134500 events *** Run,Event: 254910,1622010: >>> TStnAna::ProcessEntry: Processed 135000 events *** Run,Event: 254910,1663788: >>> TStnAna::ProcessEntry: Processed 135500 events *** Run,Event: 254910,3171337: >>> TStnAna::ProcessEntry: Processed 136000 events *** Run,Event: 254910,3209608: >>> TStnAna::ProcessEntry: Processed 136500 events *** Run,Event: 254910,3249678: >>> TStnAna::ProcessEntry: Processed 137000 events *** Run,Event: 254910,3293237: >>> TStnAna::ProcessEntry: Processed 137500 events Event 1102128 Run 254816 Section 243 InstLum2.95298e+31 *** Run,Event: 254816,1151706: >>> TStnAna::ProcessEntry: Processed 138000 events *** Run,Event: 254816,1205865: >>> TStnAna::ProcessEntry: Processed 138500 events *** Run,Event: 254816,1261736: >>> TStnAna::ProcessEntry: Processed 139000 events *** Run,Event: 254816,1320310: >>> TStnAna::ProcessEntry: Processed 139500 events *** Run,Event: 254816,1371960: >>> TStnAna::ProcessEntry: Processed 140000 events *** Run,Event: 254816,1431588: >>> TStnAna::ProcessEntry: Processed 140500 events *** Run,Event: 254816,1486949: >>> TStnAna::ProcessEntry: Processed 141000 events *** Run,Event: 254816,1748368: >>> TStnAna::ProcessEntry: Processed 141500 events *** Run,Event: 254816,1805826: >>> TStnAna::ProcessEntry: Processed 142000 events *** Run,Event: 254816,1859283: >>> TStnAna::ProcessEntry: Processed 142500 events *** Run,Event: 254816,1913480: >>> TStnAna::ProcessEntry: Processed 143000 events *** Run,Event: 254816,1968761: >>> TStnAna::ProcessEntry: Processed 143500 events *** Run,Event: 254816,2024870: >>> TStnAna::ProcessEntry: Processed 144000 events *** Run,Event: 254816,2084226: >>> TStnAna::ProcessEntry: Processed 144500 events *** Run,Event: 254816,2144610: >>> TStnAna::ProcessEntry: Processed 145000 events *** Run,Event: 254816,2410632: >>> TStnAna::ProcessEntry: Processed 145500 events *** Run,Event: 254816,2468953: >>> TStnAna::ProcessEntry: Processed 146000 events *** Run,Event: 254816,2524440: >>> TStnAna::ProcessEntry: Processed 146500 events Event 1535 Run 254910 Section 1 InstLum1.48156e+32 *** Run,Event: 254910,191744 : >>> TStnAna::ProcessEntry: Processed 147000 events *** Run,Event: 254910,355271 : >>> TStnAna::ProcessEntry: Processed 147500 events *** Run,Event: 254910,392442 : >>> TStnAna::ProcessEntry: Processed 148000 events *** Run,Event: 254910,432347 : >>> TStnAna::ProcessEntry: Processed 148500 events *** Run,Event: 254910,2150812: >>> TStnAna::ProcessEntry: Processed 149000 events *** Run,Event: 254910,2191218: >>> TStnAna::ProcessEntry: Processed 149500 events *** Run,Event: 254910,2235744: >>> TStnAna::ProcessEntry: Processed 150000 events *** Run,Event: 254910,2534694: >>> TStnAna::ProcessEntry: Processed 150500 events *** Run,Event: 254910,2580679: >>> TStnAna::ProcessEntry: Processed 151000 events *** Run,Event: 254910,2622362: >>> TStnAna::ProcessEntry: Processed 151500 events *** Run,Event: 254910,2926976: >>> TStnAna::ProcessEntry: Processed 152000 events *** Run,Event: 254910,2968001: >>> TStnAna::ProcessEntry: Processed 152500 events *** Run,Event: 254910,3008248: >>> TStnAna::ProcessEntry: Processed 153000 events Event 281 Run 254913 Section 1 InstLum1.05744e+32Event 436363 Run 254910 Section 37 InstLum1.387e+32 *** Run,Event: 254910,454021 : >>> TStnAna::ProcessEntry: Processed 153500 events *** Run,Event: 254910,492766 : >>> TStnAna::ProcessEntry: Processed 154000 events *** Run,Event: 254910,529434 : >>> TStnAna::ProcessEntry: Processed 154500 events *** Run,Event: 254910,565024 : >>> TStnAna::ProcessEntry: Processed 155000 events *** Run,Event: 254910,748577 : >>> TStnAna::ProcessEntry: Processed 155500 events *** Run,Event: 254910,789549 : >>> TStnAna::ProcessEntry: Processed 156000 events *** Run,Event: 254910,831544 : >>> TStnAna::ProcessEntry: Processed 156500 events *** Run,Event: 254910,875589 : >>> TStnAna::ProcessEntry: Processed 157000 events *** Run,Event: 254910,922714 : >>> TStnAna::ProcessEntry: Processed 157500 events *** Run,Event: 254910,965956 : >>> TStnAna::ProcessEntry: Processed 158000 events *** Run,Event: 254910,583131 : >>> TStnAna::ProcessEntry: Processed 158500 events *** Run,Event: 254910,624130 : >>> TStnAna::ProcessEntry: Processed 159000 events *** Run,Event: 254910,664507 : >>> TStnAna::ProcessEntry: Processed 159500 events *** Run,Event: 254910,703832 : >>> TStnAna::ProcessEntry: Processed 160000 events *** Run,Event: 254910,1860969: >>> TStnAna::ProcessEntry: Processed 160500 events *** Run,Event: 254910,1903627: >>> TStnAna::ProcessEntry: Processed 161000 events *** Run,Event: 254910,1945663: >>> TStnAna::ProcessEntry: Processed 161500 events *** Run,Event: 254910,1989077: >>> TStnAna::ProcessEntry: Processed 162000 events *** Run,Event: 254910,2030991: >>> TStnAna::ProcessEntry: Processed 162500 events *** Run,Event: 254910,2073365: >>> TStnAna::ProcessEntry: Processed 163000 events *** Run,Event: 254910,2644362: >>> TStnAna::ProcessEntry: Processed 163500 events *** Run,Event: 254910,2685680: >>> TStnAna::ProcessEntry: Processed 164000 events *** Run,Event: 254910,2726080: >>> TStnAna::ProcessEntry: Processed 164500 events *** Run,Event: 254910,1016245: >>> TStnAna::ProcessEntry: Processed 165000 events *** Run,Event: 254910,1063330: >>> TStnAna::ProcessEntry: Processed 165500 events *** Run,Event: 254910,1109431: >>> TStnAna::ProcessEntry: Processed 166000 events *** Run,Event: 254910,1153769: >>> TStnAna::ProcessEntry: Processed 166500 events Event 1881142 Run 254924 Section 176 InstLum8.16312e+31 *** Run,Event: 254924,1917362: >>> TStnAna::ProcessEntry: Processed 167000 events *** Run,Event: 254924,1960617: >>> TStnAna::ProcessEntry: Processed 167500 events *** Run,Event: 254924,2002294: >>> TStnAna::ProcessEntry: Processed 168000 events *** Run,Event: 254924,6045613: >>> TStnAna::ProcessEntry: Processed 168500 events *** Run,Event: 254924,6088933: >>> TStnAna::ProcessEntry: Processed 169000 events *** Run,Event: 254924,6131829: >>> TStnAna::ProcessEntry: Processed 169500 events *** Run,Event: 254924,11852519: >>> TStnAna::ProcessEntry: Processed 170000 events *** Run,Event: 254924,11905097: >>> TStnAna::ProcessEntry: Processed 170500 events *** Run,Event: 254924,11954730: >>> TStnAna::ProcessEntry: Processed 171000 events *** Run,Event: 254924,12003502: >>> TStnAna::ProcessEntry: Processed 171500 events Event 1159670 Run 254910 Section 76 InstLum1.30957e+32 *** Run,Event: 254910,1181632: >>> TStnAna::ProcessEntry: Processed 172000 events *** Run,Event: 254910,1227635: >>> TStnAna::ProcessEntry: Processed 172500 events *** Run,Event: 254910,1273688: >>> TStnAna::ProcessEntry: Processed 173000 events *** Run,Event: 254910,1454532: >>> TStnAna::ProcessEntry: Processed 173500 events *** Run,Event: 254910,1502701: >>> TStnAna::ProcessEntry: Processed 174000 events *** Run,Event: 254910,1542247: >>> TStnAna::ProcessEntry: Processed 174500 events *** Run,Event: 254910,1713593: >>> TStnAna::ProcessEntry: Processed 175000 events *** Run,Event: 254910,1759755: >>> TStnAna::ProcessEntry: Processed 175500 events *** Run,Event: 254910,1803979: >>> TStnAna::ProcessEntry: Processed 176000 events *** Run,Event: 254910,2389502: >>> TStnAna::ProcessEntry: Processed 176500 events *** Run,Event: 254910,2434794: >>> TStnAna::ProcessEntry: Processed 177000 events *** Run,Event: 254910,2478054: >>> TStnAna::ProcessEntry: Processed 177500 events *** Run,Event: 254910,1304983: >>> TStnAna::ProcessEntry: Processed 178000 events *** Run,Event: 254910,1347994: >>> TStnAna::ProcessEntry: Processed 178500 events *** Run,Event: 254910,1393903: >>> TStnAna::ProcessEntry: Processed 179000 events Event 2024417 Run 254924 Section 189 InstLum8.0758e+31 *** Run,Event: 254924,2035645: >>> TStnAna::ProcessEntry: Processed 179500 events *** Run,Event: 254924,2078438: >>> TStnAna::ProcessEntry: Processed 180000 events *** Run,Event: 254924,2121241: >>> TStnAna::ProcessEntry: Processed 180500 events *** Run,Event: 254924,3193137: >>> TStnAna::ProcessEntry: Processed 181000 events *** Run,Event: 254924,3236424: >>> TStnAna::ProcessEntry: Processed 181500 events *** Run,Event: 254924,3281198: >>> TStnAna::ProcessEntry: Processed 182000 events *** Run,Event: 254924,3320869: >>> TStnAna::ProcessEntry: Processed 182500 events *** Run,Event: 254924,6645523: >>> TStnAna::ProcessEntry: Processed 183000 events *** Run,Event: 254924,6686947: >>> TStnAna::ProcessEntry: Processed 183500 events *** Run,Event: 254924,6731055: >>> TStnAna::ProcessEntry: Processed 184000 events *** Run,Event: 254924,6770558: >>> TStnAna::ProcessEntry: Processed 184500 events Event 2250956 Run 254910 Section 138 InstLum1.1783e+32 *** Run,Event: 254910,2291694: >>> TStnAna::ProcessEntry: Processed 185000 events *** Run,Event: 254910,2330532: >>> TStnAna::ProcessEntry: Processed 185500 events *** Run,Event: 254910,2371752: >>> TStnAna::ProcessEntry: Processed 186000 events *** Run,Event: 254910,2790515: >>> TStnAna::ProcessEntry: Processed 186500 events *** Run,Event: 254910,2833336: >>> TStnAna::ProcessEntry: Processed 187000 events *** Run,Event: 254910,2875476: >>> TStnAna::ProcessEntry: Processed 187500 events *** Run,Event: 254910,3049588: >>> TStnAna::ProcessEntry: Processed 188000 events *** Run,Event: 254910,3093443: >>> TStnAna::ProcessEntry: Processed 188500 events *** Run,Event: 254910,3134953: >>> TStnAna::ProcessEntry: Processed 189000 events Event 6287 Run 254924 Section 2 InstLum9.72965e+31 *** Run,Event: 254924,83703 : >>> TStnAna::ProcessEntry: Processed 189500 events *** Run,Event: 254924,115197 : >>> TStnAna::ProcessEntry: Processed 190000 events *** Run,Event: 254924,147442 : >>> TStnAna::ProcessEntry: Processed 190500 events *** Run,Event: 254924,180439 : >>> TStnAna::ProcessEntry: Processed 191000 events *** Run,Event: 254924,10973351: >>> TStnAna::ProcessEntry: Processed 191500 events *** Run,Event: 254924,11023571: >>> TStnAna::ProcessEntry: Processed 192000 events *** Run,Event: 254924,11073426: >>> TStnAna::ProcessEntry: Processed 192500 events *** Run,Event: 254924,12041789: >>> TStnAna::ProcessEntry: Processed 193000 events *** Run,Event: 254924,12092763: >>> TStnAna::ProcessEntry: Processed 193500 events *** Run,Event: 254924,12145940: >>> TStnAna::ProcessEntry: Processed 194000 events *** Run,Event: 254924,12196852: >>> TStnAna::ProcessEntry: Processed 194500 events *** Run,Event: 254924,12252562: >>> TStnAna::ProcessEntry: Processed 195000 events *** Run,Event: 254924,12305978: >>> TStnAna::ProcessEntry: Processed 195500 events *** Run,Event: 254924,12361142: >>> TStnAna::ProcessEntry: Processed 196000 events *** Run,Event: 254924,13790366: >>> TStnAna::ProcessEntry: Processed 196500 events *** Run,Event: 254924,13850948: >>> TStnAna::ProcessEntry: Processed 197000 events *** Run,Event: 254924,13910158: >>> TStnAna::ProcessEntry: Processed 197500 events *** Run,Event: 254924,13964722: >>> TStnAna::ProcessEntry: Processed 198000 events *** Run,Event: 254924,203684 : >>> TStnAna::ProcessEntry: Processed 198500 events *** Run,Event: 254924,240211 : >>> TStnAna::ProcessEntry: Processed 199000 events *** Run,Event: 254924,281562 : >>> TStnAna::ProcessEntry: Processed 199500 events *** Run,Event: 254924,899786 : >>> TStnAna::ProcessEntry: Processed 200000 events *** Run,Event: 254924,940863 : >>> TStnAna::ProcessEntry: Processed 200500 events *** Run,Event: 254924,981280 : >>> TStnAna::ProcessEntry: Processed 201000 events *** Run,Event: 254924,1024916: >>> TStnAna::ProcessEntry: Processed 201500 events *** Run,Event: 254924,1069071: >>> TStnAna::ProcessEntry: Processed 202000 events *** Run,Event: 254924,1115404: >>> TStnAna::ProcessEntry: Processed 202500 events *** Run,Event: 254924,1160144: >>> TStnAna::ProcessEntry: Processed 203000 events *** Run,Event: 254924,2645261: >>> TStnAna::ProcessEntry: Processed 203500 events *** Run,Event: 254924,2687225: >>> TStnAna::ProcessEntry: Processed 204000 events *** Run,Event: 254924,2728882: >>> TStnAna::ProcessEntry: Processed 204500 events *** Run,Event: 254924,333459 : >>> TStnAna::ProcessEntry: Processed 205000 events *** Run,Event: 254924,379341 : >>> TStnAna::ProcessEntry: Processed 205500 events *** Run,Event: 254924,423814 : >>> TStnAna::ProcessEntry: Processed 206000 events *** Run,Event: 254924,3347451: >>> TStnAna::ProcessEntry: Processed 206500 events *** Run,Event: 254924,3394380: >>> TStnAna::ProcessEntry: Processed 207000 events *** Run,Event: 254924,3438628: >>> TStnAna::ProcessEntry: Processed 207500 events *** Run,Event: 254924,3482680: >>> TStnAna::ProcessEntry: Processed 208000 events *** Run,Event: 254924,3525885: >>> TStnAna::ProcessEntry: Processed 208500 events *** Run,Event: 254924,3572004: >>> TStnAna::ProcessEntry: Processed 209000 events *** Run,Event: 254924,3614808: >>> TStnAna::ProcessEntry: Processed 209500 events *** Run,Event: 254924,3657879: >>> TStnAna::ProcessEntry: Processed 210000 events *** Run,Event: 254924,3700576: >>> TStnAna::ProcessEntry: Processed 210500 events *** Run,Event: 254924,3744399: >>> TStnAna::ProcessEntry: Processed 211000 events *** Run,Event: 254924,465397 : >>> TStnAna::ProcessEntry: Processed 211500 events *** Run,Event: 254924,512629 : >>> TStnAna::ProcessEntry: Processed 212000 events *** Run,Event: 254924,556133 : >>> TStnAna::ProcessEntry: Processed 212500 events *** Run,Event: 254924,1165361: >>> TStnAna::ProcessEntry: Processed 213000 events *** Run,Event: 254924,1209226: >>> TStnAna::ProcessEntry: Processed 213500 events *** Run,Event: 254924,1254098: >>> TStnAna::ProcessEntry: Processed 214000 events *** Run,Event: 254924,1299449: >>> TStnAna::ProcessEntry: Processed 214500 events *** Run,Event: 254924,1489729: >>> TStnAna::ProcessEntry: Processed 215000 events *** Run,Event: 254924,1530554: >>> TStnAna::ProcessEntry: Processed 215500 events *** Run,Event: 254924,1571281: >>> TStnAna::ProcessEntry: Processed 216000 events *** Run,Event: 254924,13597409: >>> TStnAna::ProcessEntry: Processed 216500 events *** Run,Event: 254924,13655074: >>> TStnAna::ProcessEntry: Processed 217000 events *** Run,Event: 254924,13714067: >>> TStnAna::ProcessEntry: Processed 217500 events *** Run,Event: 254924,13776157: >>> TStnAna::ProcessEntry: Processed 218000 events *** Run,Event: 254924,14051655: >>> TStnAna::ProcessEntry: Processed 218500 events *** Run,Event: 254924,14110337: >>> TStnAna::ProcessEntry: Processed 219000 events *** Run,Event: 254924,14165314: >>> TStnAna::ProcessEntry: Processed 219500 events *** Run,Event: 254924,608806 : >>> TStnAna::ProcessEntry: Processed 220000 events *** Run,Event: 254924,651496 : >>> TStnAna::ProcessEntry: Processed 220500 events *** Run,Event: 254924,693485 : >>> TStnAna::ProcessEntry: Processed 221000 events *** Run,Event: 254924,740690 : >>> TStnAna::ProcessEntry: Processed 221500 events *** Run,Event: 254924,786403 : >>> TStnAna::ProcessEntry: Processed 222000 events *** Run,Event: 254924,829691 : >>> TStnAna::ProcessEntry: Processed 222500 events *** Run,Event: 254924,868839 : >>> TStnAna::ProcessEntry: Processed 223000 events *** Run,Event: 254924,12435063: >>> TStnAna::ProcessEntry: Processed 223500 events *** Run,Event: 254924,12488446: >>> TStnAna::ProcessEntry: Processed 224000 events *** Run,Event: 254924,12542820: >>> TStnAna::ProcessEntry: Processed 224500 events *** Run,Event: 254924,12595893: >>> TStnAna::ProcessEntry: Processed 225000 events *** Run,Event: 254924,13420506: >>> TStnAna::ProcessEntry: Processed 225500 events *** Run,Event: 254924,13479198: >>> TStnAna::ProcessEntry: Processed 226000 events *** Run,Event: 254924,13541986: >>> TStnAna::ProcessEntry: Processed 226500 events *** Run,Event: 254924,1330262: >>> TStnAna::ProcessEntry: Processed 227000 events *** Run,Event: 254924,1373349: >>> TStnAna::ProcessEntry: Processed 227500 events *** Run,Event: 254924,1420443: >>> TStnAna::ProcessEntry: Processed 228000 events *** Run,Event: 254924,3053971: >>> TStnAna::ProcessEntry: Processed 228500 events *** Run,Event: 254924,3096007: >>> TStnAna::ProcessEntry: Processed 229000 events *** Run,Event: 254924,3139747: >>> TStnAna::ProcessEntry: Processed 229500 events *** Run,Event: 254924,3187564: >>> TStnAna::ProcessEntry: Processed 230000 events *** Run,Event: 254924,7567039: >>> TStnAna::ProcessEntry: Processed 230500 events *** Run,Event: 254924,7611676: >>> TStnAna::ProcessEntry: Processed 231000 events *** Run,Event: 254924,7657397: >>> TStnAna::ProcessEntry: Processed 231500 events *** Run,Event: 254924,9537897: >>> TStnAna::ProcessEntry: Processed 232000 events *** Run,Event: 254924,9587249: >>> TStnAna::ProcessEntry: Processed 232500 events *** Run,Event: 254924,9637174: >>> TStnAna::ProcessEntry: Processed 233000 events *** Run,Event: 254924,9686139: >>> TStnAna::ProcessEntry: Processed 233500 events Event 5668 Run 254931 Section 6 InstLum2.53145e+31Event 1595996 Run 254924 Section 150 InstLum8.36631e+31 *** Run,Event: 254924,1623854: >>> TStnAna::ProcessEntry: Processed 234000 events *** Run,Event: 254924,1667925: >>> TStnAna::ProcessEntry: Processed 234500 events *** Run,Event: 254924,1713789: >>> TStnAna::ProcessEntry: Processed 235000 events *** Run,Event: 254924,2183481: >>> TStnAna::ProcessEntry: Processed 235500 events *** Run,Event: 254924,2228491: >>> TStnAna::ProcessEntry: Processed 236000 events *** Run,Event: 254924,2271428: >>> TStnAna::ProcessEntry: Processed 236500 events *** Run,Event: 254924,2314384: >>> TStnAna::ProcessEntry: Processed 237000 events *** Run,Event: 254924,2358838: >>> TStnAna::ProcessEntry: Processed 237500 events *** Run,Event: 254924,2404625: >>> TStnAna::ProcessEntry: Processed 238000 events *** Run,Event: 254924,2451703: >>> TStnAna::ProcessEntry: Processed 238500 events *** Run,Event: 254924,2497112: >>> TStnAna::ProcessEntry: Processed 239000 events *** Run,Event: 254924,2542595: >>> TStnAna::ProcessEntry: Processed 239500 events *** Run,Event: 254924,2589321: >>> TStnAna::ProcessEntry: Processed 240000 events *** Run,Event: 254924,1769199: >>> TStnAna::ProcessEntry: Processed 240500 events *** Run,Event: 254924,1811171: >>> TStnAna::ProcessEntry: Processed 241000 events *** Run,Event: 254924,1857488: >>> TStnAna::ProcessEntry: Processed 241500 events *** Run,Event: 254924,7861601: >>> TStnAna::ProcessEntry: Processed 242000 events *** Run,Event: 254924,7905095: >>> TStnAna::ProcessEntry: Processed 242500 events *** Run,Event: 254924,7948838: >>> TStnAna::ProcessEntry: Processed 243000 events *** Run,Event: 254924,7991445: >>> TStnAna::ProcessEntry: Processed 243500 events *** Run,Event: 254924,8039551: >>> TStnAna::ProcessEntry: Processed 244000 events *** Run,Event: 254924,8082730: >>> TStnAna::ProcessEntry: Processed 244500 events *** Run,Event: 254924,8127071: >>> TStnAna::ProcessEntry: Processed 245000 events *** Run,Event: 254924,11683399: >>> TStnAna::ProcessEntry: Processed 245500 events *** Run,Event: 254924,11736172: >>> TStnAna::ProcessEntry: Processed 246000 events *** Run,Event: 254924,11787182: >>> TStnAna::ProcessEntry: Processed 246500 events *** Run,Event: 254924,11843157: >>> TStnAna::ProcessEntry: Processed 247000 events *** Run,Event: 254924,14693751: >>> TStnAna::ProcessEntry: Processed 247500 events *** Run,Event: 254924,14750297: >>> TStnAna::ProcessEntry: Processed 248000 events *** Run,Event: 254924,2756718: >>> TStnAna::ProcessEntry: Processed 248500 events *** Run,Event: 254924,2800338: >>> TStnAna::ProcessEntry: Processed 249000 events *** Run,Event: 254924,2839438: >>> TStnAna::ProcessEntry: Processed 249500 events *** Run,Event: 254924,2885176: >>> TStnAna::ProcessEntry: Processed 250000 events *** Run,Event: 254924,2930202: >>> TStnAna::ProcessEntry: Processed 250500 events *** Run,Event: 254924,2974755: >>> TStnAna::ProcessEntry: Processed 251000 events *** Run,Event: 254924,3020037: >>> TStnAna::ProcessEntry: Processed 251500 events *** Run,Event: 254924,3800597: >>> TStnAna::ProcessEntry: Processed 252000 events *** Run,Event: 254924,3847667: >>> TStnAna::ProcessEntry: Processed 252500 events *** Run,Event: 254924,3893229: >>> TStnAna::ProcessEntry: Processed 253000 events *** Run,Event: 254924,3936667: >>> TStnAna::ProcessEntry: Processed 253500 events *** Run,Event: 254924,3980268: >>> TStnAna::ProcessEntry: Processed 254000 events *** Run,Event: 254924,4025272: >>> TStnAna::ProcessEntry: Processed 254500 events *** Run,Event: 254924,4068989: >>> TStnAna::ProcessEntry: Processed 255000 events *** Run,Event: 254924,4112524: >>> TStnAna::ProcessEntry: Processed 255500 events *** Run,Event: 254924,4154536: >>> TStnAna::ProcessEntry: Processed 256000 events *** Run,Event: 254924,4195680: >>> TStnAna::ProcessEntry: Processed 256500 events *** Run,Event: 254924,5431562: >>> TStnAna::ProcessEntry: Processed 257000 events *** Run,Event: 254924,5476992: >>> TStnAna::ProcessEntry: Processed 257500 events *** Run,Event: 254924,5521847: >>> TStnAna::ProcessEntry: Processed 258000 events *** Run,Event: 254924,5565643: >>> TStnAna::ProcessEntry: Processed 258500 events *** Run,Event: 254924,6511172: >>> TStnAna::ProcessEntry: Processed 259000 events *** Run,Event: 254924,6559559: >>> TStnAna::ProcessEntry: Processed 259500 events *** Run,Event: 254924,6602307: >>> TStnAna::ProcessEntry: Processed 260000 events *** Run,Event: 254924,9373509: >>> TStnAna::ProcessEntry: Processed 260500 events *** Run,Event: 254924,9423111: >>> TStnAna::ProcessEntry: Processed 261000 events *** Run,Event: 254924,9473571: >>> TStnAna::ProcessEntry: Processed 261500 events *** Run,Event: 254924,10061461: >>> TStnAna::ProcessEntry: Processed 262000 events *** Run,Event: 254924,10109611: >>> TStnAna::ProcessEntry: Processed 262500 events *** Run,Event: 254924,10160237: >>> TStnAna::ProcessEntry: Processed 263000 events *** Run,Event: 254924,10209153: >>> TStnAna::ProcessEntry: Processed 263500 events *** Run,Event: 254924,4246676: >>> TStnAna::ProcessEntry: Processed 264000 events *** Run,Event: 254924,4293481: >>> TStnAna::ProcessEntry: Processed 264500 events *** Run,Event: 254924,4339189: >>> TStnAna::ProcessEntry: Processed 265000 events *** Run,Event: 254924,8834746: >>> TStnAna::ProcessEntry: Processed 265500 events *** Run,Event: 254924,8884520: >>> TStnAna::ProcessEntry: Processed 266000 events *** Run,Event: 254924,8931532: >>> TStnAna::ProcessEntry: Processed 266500 events *** Run,Event: 254924,8981708: >>> TStnAna::ProcessEntry: Processed 267000 events *** Run,Event: 254924,10623223: >>> TStnAna::ProcessEntry: Processed 267500 events *** Run,Event: 254924,10671201: >>> TStnAna::ProcessEntry: Processed 268000 events *** Run,Event: 254924,10721032: >>> TStnAna::ProcessEntry: Processed 268500 events *** Run,Event: 254924,10771440: >>> TStnAna::ProcessEntry: Processed 269000 events *** Run,Event: 254924,10822889: >>> TStnAna::ProcessEntry: Processed 269500 events *** Run,Event: 254924,10874268: >>> TStnAna::ProcessEntry: Processed 270000 events *** Run,Event: 254924,10922333: >>> TStnAna::ProcessEntry: Processed 270500 events *** Run,Event: 254924,11150432: >>> TStnAna::ProcessEntry: Processed 271000 events *** Run,Event: 254924,11203468: >>> TStnAna::ProcessEntry: Processed 271500 events *** Run,Event: 254924,11254657: >>> TStnAna::ProcessEntry: Processed 272000 events *** Run,Event: 254924,4385524: >>> TStnAna::ProcessEntry: Processed 272500 events *** Run,Event: 254924,4436256: >>> TStnAna::ProcessEntry: Processed 273000 events *** Run,Event: 254924,4483163: >>> TStnAna::ProcessEntry: Processed 273500 events *** Run,Event: 254924,8488485: >>> TStnAna::ProcessEntry: Processed 274000 events *** Run,Event: 254924,8538361: >>> TStnAna::ProcessEntry: Processed 274500 events *** Run,Event: 254924,8588108: >>> TStnAna::ProcessEntry: Processed 275000 events *** Run,Event: 254924,8638663: >>> TStnAna::ProcessEntry: Processed 275500 events *** Run,Event: 254924,9038146: >>> TStnAna::ProcessEntry: Processed 276000 events *** Run,Event: 254924,9086352: >>> TStnAna::ProcessEntry: Processed 276500 events *** Run,Event: 254924,9136091: >>> TStnAna::ProcessEntry: Processed 277000 events *** Run,Event: 254924,9186807: >>> TStnAna::ProcessEntry: Processed 277500 events *** Run,Event: 254924,9238192: >>> TStnAna::ProcessEntry: Processed 278000 events *** Run,Event: 254924,9289923: >>> TStnAna::ProcessEntry: Processed 278500 events *** Run,Event: 254924,9339660: >>> TStnAna::ProcessEntry: Processed 279000 events *** Run,Event: 254924,14479963: >>> TStnAna::ProcessEntry: Processed 279500 events *** Run,Event: 254924,14539847: >>> TStnAna::ProcessEntry: Processed 280000 events *** Run,Event: 254924,14594636: >>> TStnAna::ProcessEntry: Processed 280500 events *** Run,Event: 254924,4531122: >>> TStnAna::ProcessEntry: Processed 281000 events *** Run,Event: 254924,4569906: >>> TStnAna::ProcessEntry: Processed 281500 events *** Run,Event: 254924,4615182: >>> TStnAna::ProcessEntry: Processed 282000 events *** Run,Event: 254924,4659375: >>> TStnAna::ProcessEntry: Processed 282500 events Event 852 Run 254934 Section 1 InstLum2.41671e+31 *** Run,Event: 254934,102520 : >>> TStnAna::ProcessEntry: Processed 283000 events *** Run,Event: 254934,161356 : >>> TStnAna::ProcessEntry: Processed 283500 events *** Run,Event: 254934,221692 : >>> TStnAna::ProcessEntry: Processed 284000 events *** Run,Event: 254934,283606 : >>> TStnAna::ProcessEntry: Processed 284500 events *** Run,Event: 254934,346287 : >>> TStnAna::ProcessEntry: Processed 285000 events *** Run,Event: 254934,411287 : >>> TStnAna::ProcessEntry: Processed 285500 events *** Run,Event: 254934,477671 : >>> TStnAna::ProcessEntry: Processed 286000 events *** Run,Event: 254934,763048 : >>> TStnAna::ProcessEntry: Processed 286500 events *** Run,Event: 254934,822066 : >>> TStnAna::ProcessEntry: Processed 287000 events *** Run,Event: 254934,881935 : >>> TStnAna::ProcessEntry: Processed 287500 events *** Run,Event: 254934,939752 : >>> TStnAna::ProcessEntry: Processed 288000 events *** Run,Event: 254934,999556 : >>> TStnAna::ProcessEntry: Processed 288500 events *** Run,Event: 254934,1060113: >>> TStnAna::ProcessEntry: Processed 289000 events Event 2421 Run 254949 Section 1 InstLum1.64084e+32 *** Run,Event: 254949,202151 : >>> TStnAna::ProcessEntry: Processed 289500 events *** Run,Event: 254949,443111 : >>> TStnAna::ProcessEntry: Processed 290000 events *** Run,Event: 254949,473867 : >>> TStnAna::ProcessEntry: Processed 290500 events Event 4666927 Run 254924 Section 469 InstLum6.59006e+31 *** Run,Event: 254924,4673011: >>> TStnAna::ProcessEntry: Processed 291000 events *** Run,Event: 254924,4717935: >>> TStnAna::ProcessEntry: Processed 291500 events *** Run,Event: 254924,4761329: >>> TStnAna::ProcessEntry: Processed 292000 events *** Run,Event: 254924,4806300: >>> TStnAna::ProcessEntry: Processed 292500 events *** Run,Event: 254924,4854307: >>> TStnAna::ProcessEntry: Processed 293000 events *** Run,Event: 254924,4899729: >>> TStnAna::ProcessEntry: Processed 293500 events *** Run,Event: 254924,4946494: >>> TStnAna::ProcessEntry: Processed 294000 events *** Run,Event: 254924,4993303: >>> TStnAna::ProcessEntry: Processed 294500 events *** Run,Event: 254924,5035212: >>> TStnAna::ProcessEntry: Processed 295000 events *** Run,Event: 254924,5078369: >>> TStnAna::ProcessEntry: Processed 295500 events *** Run,Event: 254924,5119518: >>> TStnAna::ProcessEntry: Processed 296000 events *** Run,Event: 254924,5167332: >>> TStnAna::ProcessEntry: Processed 296500 events *** Run,Event: 254924,5211253: >>> TStnAna::ProcessEntry: Processed 297000 events *** Run,Event: 254924,5260290: >>> TStnAna::ProcessEntry: Processed 297500 events *** Run,Event: 254924,5300421: >>> TStnAna::ProcessEntry: Processed 298000 events *** Run,Event: 254924,5347762: >>> TStnAna::ProcessEntry: Processed 298500 events *** Run,Event: 254924,5389456: >>> TStnAna::ProcessEntry: Processed 299000 events *** Run,Event: 254924,5585611: >>> TStnAna::ProcessEntry: Processed 299500 events *** Run,Event: 254924,5629269: >>> TStnAna::ProcessEntry: Processed 300000 events *** Run,Event: 254924,5671638: >>> TStnAna::ProcessEntry: Processed 300500 events *** Run,Event: 254924,5716747: >>> TStnAna::ProcessEntry: Processed 301000 events *** Run,Event: 254924,5759468: >>> TStnAna::ProcessEntry: Processed 301500 events *** Run,Event: 254924,5804339: >>> TStnAna::ProcessEntry: Processed 302000 events *** Run,Event: 254924,5851544: >>> TStnAna::ProcessEntry: Processed 302500 events *** Run,Event: 254924,6794672: >>> TStnAna::ProcessEntry: Processed 303000 events *** Run,Event: 254924,6836152: >>> TStnAna::ProcessEntry: Processed 303500 events *** Run,Event: 254924,6877009: >>> TStnAna::ProcessEntry: Processed 304000 events *** Run,Event: 254924,6921162: >>> TStnAna::ProcessEntry: Processed 304500 events *** Run,Event: 254924,10458643: >>> TStnAna::ProcessEntry: Processed 305000 events *** Run,Event: 254924,10507858: >>> TStnAna::ProcessEntry: Processed 305500 events *** Run,Event: 254924,10555200: >>> TStnAna::ProcessEntry: Processed 306000 events *** Run,Event: 254924,11304134: >>> TStnAna::ProcessEntry: Processed 306500 events *** Run,Event: 254924,11359805: >>> TStnAna::ProcessEntry: Processed 307000 events *** Run,Event: 254924,11410765: >>> TStnAna::ProcessEntry: Processed 307500 events *** Run,Event: 254924,11462197: >>> TStnAna::ProcessEntry: Processed 308000 events *** Run,Event: 254924,5908716: >>> TStnAna::ProcessEntry: Processed 308500 events *** Run,Event: 254924,5953489: >>> TStnAna::ProcessEntry: Processed 309000 events *** Run,Event: 254924,5998702: >>> TStnAna::ProcessEntry: Processed 309500 events *** Run,Event: 254924,6190263: >>> TStnAna::ProcessEntry: Processed 310000 events *** Run,Event: 254924,6236320: >>> TStnAna::ProcessEntry: Processed 310500 events *** Run,Event: 254924,6283062: >>> TStnAna::ProcessEntry: Processed 311000 events *** Run,Event: 254924,6930805: >>> TStnAna::ProcessEntry: Processed 311500 events *** Run,Event: 254924,6978157: >>> TStnAna::ProcessEntry: Processed 312000 events *** Run,Event: 254924,7020486: >>> TStnAna::ProcessEntry: Processed 312500 events *** Run,Event: 254924,7064298: >>> TStnAna::ProcessEntry: Processed 313000 events *** Run,Event: 254924,7106754: >>> TStnAna::ProcessEntry: Processed 313500 events *** Run,Event: 254924,7150437: >>> TStnAna::ProcessEntry: Processed 314000 events *** Run,Event: 254924,7195668: >>> TStnAna::ProcessEntry: Processed 314500 events *** Run,Event: 254924,7240438: >>> TStnAna::ProcessEntry: Processed 315000 events *** Run,Event: 254924,7284520: >>> TStnAna::ProcessEntry: Processed 315500 events *** Run,Event: 254924,7324029: >>> TStnAna::ProcessEntry: Processed 316000 events *** Run,Event: 254924,7366909: >>> TStnAna::ProcessEntry: Processed 316500 events *** Run,Event: 254924,6354768: >>> TStnAna::ProcessEntry: Processed 317000 events *** Run,Event: 254924,6397699: >>> TStnAna::ProcessEntry: Processed 317500 events *** Run,Event: 254924,6440163: >>> TStnAna::ProcessEntry: Processed 318000 events Event 521204 Run 254934 Section 157 InstLum2.25056e+31 *** Run,Event: 254934,538828 : >>> TStnAna::ProcessEntry: Processed 318500 events *** Run,Event: 254934,598648 : >>> TStnAna::ProcessEntry: Processed 319000 events *** Run,Event: 254934,654071 : >>> TStnAna::ProcessEntry: Processed 319500 events *** Run,Event: 254934,714537 : >>> TStnAna::ProcessEntry: Processed 320000 events Event 5877710 Run 254950 Section 407 InstLum8.71725e+31 *** Run,Event: 254950,5902771: >>> TStnAna::ProcessEntry: Processed 320500 events *** Run,Event: 254950,5948648: >>> TStnAna::ProcessEntry: Processed 321000 events *** Run,Event: 254950,5989909: >>> TStnAna::ProcessEntry: Processed 321500 events *** Run,Event: 254950,8047084: >>> TStnAna::ProcessEntry: Processed 322000 events *** Run,Event: 254950,8091831: >>> TStnAna::ProcessEntry: Processed 322500 events *** Run,Event: 254950,8137546: >>> TStnAna::ProcessEntry: Processed 323000 events *** Run,Event: 254950,8624177: >>> TStnAna::ProcessEntry: Processed 323500 events *** Run,Event: 254950,8668448: >>> TStnAna::ProcessEntry: Processed 324000 events *** Run,Event: 254950,8712715: >>> TStnAna::ProcessEntry: Processed 324500 events *** Run,Event: 254950,8754241: >>> TStnAna::ProcessEntry: Processed 325000 events Event 7378601 Run 254924 Section 831 InstLum5.34109e+31 *** Run,Event: 254924,7414844: >>> TStnAna::ProcessEntry: Processed 325500 events *** Run,Event: 254924,7458531: >>> TStnAna::ProcessEntry: Processed 326000 events *** Run,Event: 254924,7502517: >>> TStnAna::ProcessEntry: Processed 326500 events *** Run,Event: 254924,8324081: >>> TStnAna::ProcessEntry: Processed 327000 events *** Run,Event: 254924,8372814: >>> TStnAna::ProcessEntry: Processed 327500 events *** Run,Event: 254924,8422983: >>> TStnAna::ProcessEntry: Processed 328000 events *** Run,Event: 254924,8471161: >>> TStnAna::ProcessEntry: Processed 328500 events *** Run,Event: 254924,8690333: >>> TStnAna::ProcessEntry: Processed 329000 events *** Run,Event: 254924,8740450: >>> TStnAna::ProcessEntry: Processed 329500 events *** Run,Event: 254924,8789590: >>> TStnAna::ProcessEntry: Processed 330000 events *** Run,Event: 254924,9896487: >>> TStnAna::ProcessEntry: Processed 330500 events *** Run,Event: 254924,9946105: >>> TStnAna::ProcessEntry: Processed 331000 events *** Run,Event: 254924,9996383: >>> TStnAna::ProcessEntry: Processed 331500 events *** Run,Event: 254924,10045671: >>> TStnAna::ProcessEntry: Processed 332000 events *** Run,Event: 254924,10276281: >>> TStnAna::ProcessEntry: Processed 332500 events *** Run,Event: 254924,10323059: >>> TStnAna::ProcessEntry: Processed 333000 events *** Run,Event: 254924,10375314: >>> TStnAna::ProcessEntry: Processed 333500 events *** Run,Event: 254924,7692060: >>> TStnAna::ProcessEntry: Processed 334000 events *** Run,Event: 254924,7736554: >>> TStnAna::ProcessEntry: Processed 334500 events *** Run,Event: 254924,7781779: >>> TStnAna::ProcessEntry: Processed 335000 events *** Run,Event: 254924,7825733: >>> TStnAna::ProcessEntry: Processed 335500 events *** Run,Event: 254924,8177794: >>> TStnAna::ProcessEntry: Processed 336000 events *** Run,Event: 254924,8222456: >>> TStnAna::ProcessEntry: Processed 336500 events *** Run,Event: 254924,8267418: >>> TStnAna::ProcessEntry: Processed 337000 events *** Run,Event: 254924,9712825: >>> TStnAna::ProcessEntry: Processed 337500 events *** Run,Event: 254924,9762273: >>> TStnAna::ProcessEntry: Processed 338000 events *** Run,Event: 254924,9814640: >>> TStnAna::ProcessEntry: Processed 338500 events *** Run,Event: 254924,9866292: >>> TStnAna::ProcessEntry: Processed 339000 events *** Run,Event: 254924,14254192: >>> TStnAna::ProcessEntry: Processed 339500 events *** Run,Event: 254924,14310783: >>> TStnAna::ProcessEntry: Processed 340000 events *** Run,Event: 254924,14365991: >>> TStnAna::ProcessEntry: Processed 340500 events *** Run,Event: 254924,14425729: >>> TStnAna::ProcessEntry: Processed 341000 events Event 2370 Run 254928 Section 3 InstLum2.95601e+31 *** Run,Event: 254928,105089 : >>> TStnAna::ProcessEntry: Processed 341500 events *** Run,Event: 254928,155636 : >>> TStnAna::ProcessEntry: Processed 342000 events *** Run,Event: 254928,206219 : >>> TStnAna::ProcessEntry: Processed 342500 events Event 11472864 Run 254924 Section 1481 InstLum3.96327e+31 *** Run,Event: 254924,11525785: >>> TStnAna::ProcessEntry: Processed 343000 events *** Run,Event: 254924,11577345: >>> TStnAna::ProcessEntry: Processed 343500 events *** Run,Event: 254924,11629829: >>> TStnAna::ProcessEntry: Processed 344000 events *** Run,Event: 254924,12625969: >>> TStnAna::ProcessEntry: Processed 344500 events *** Run,Event: 254924,12675977: >>> TStnAna::ProcessEntry: Processed 345000 events *** Run,Event: 254924,12729297: >>> TStnAna::ProcessEntry: Processed 345500 events *** Run,Event: 254924,12779589: >>> TStnAna::ProcessEntry: Processed 346000 events *** Run,Event: 254924,12834648: >>> TStnAna::ProcessEntry: Processed 346500 events *** Run,Event: 254924,12887741: >>> TStnAna::ProcessEntry: Processed 347000 events *** Run,Event: 254924,12936330: >>> TStnAna::ProcessEntry: Processed 347500 events *** Run,Event: 254924,12989549: >>> TStnAna::ProcessEntry: Processed 348000 events *** Run,Event: 254924,13048834: >>> TStnAna::ProcessEntry: Processed 348500 events *** Run,Event: 254924,13101401: >>> TStnAna::ProcessEntry: Processed 349000 events *** Run,Event: 254924,13157107: >>> TStnAna::ProcessEntry: Processed 349500 events *** Run,Event: 254924,13208542: >>> TStnAna::ProcessEntry: Processed 350000 events *** Run,Event: 254924,13265198: >>> TStnAna::ProcessEntry: Processed 350500 events *** Run,Event: 254924,13322291: >>> TStnAna::ProcessEntry: Processed 351000 events Event 1381 Run 254950 Section 1 InstLum1.42085e+32 *** Run,Event: 254950,122945 : >>> TStnAna::ProcessEntry: Processed 351500 events *** Run,Event: 254950,205957 : >>> TStnAna::ProcessEntry: Processed 352000 events Event 226384 Run 254954 Section 47 InstLum5.79203e+31 *** Run,Event: 254954,256554 : >>> TStnAna::ProcessEntry: Processed 352500 events *** Run,Event: 254954,304692 : >>> TStnAna::ProcessEntry: Processed 353000 events *** Run,Event: 254954,350476 : >>> TStnAna::ProcessEntry: Processed 353500 events *** Run,Event: 254954,567889 : >>> TStnAna::ProcessEntry: Processed 354000 events *** Run,Event: 254954,616027 : >>> TStnAna::ProcessEntry: Processed 354500 events *** Run,Event: 254954,667635 : >>> TStnAna::ProcessEntry: Processed 355000 events *** Run,Event: 254954,718828 : >>> TStnAna::ProcessEntry: Processed 355500 events *** Run,Event: 254954,931644 : >>> TStnAna::ProcessEntry: Processed 356000 events *** Run,Event: 254954,979013 : >>> TStnAna::ProcessEntry: Processed 356500 events *** Run,Event: 254954,1026640: >>> TStnAna::ProcessEntry: Processed 357000 events *** Run,Event: 254954,1405375: >>> TStnAna::ProcessEntry: Processed 357500 events *** Run,Event: 254954,1454362: >>> TStnAna::ProcessEntry: Processed 358000 events *** Run,Event: 254954,1503187: >>> TStnAna::ProcessEntry: Processed 358500 events *** Run,Event: 254954,1554342: >>> TStnAna::ProcessEntry: Processed 359000 events Event 236655 Run 254950 Section 25 InstLum1.36891e+32 *** Run,Event: 254950,292384 : >>> TStnAna::ProcessEntry: Processed 359500 events *** Run,Event: 254950,333240 : >>> TStnAna::ProcessEntry: Processed 360000 events *** Run,Event: 254950,373585 : >>> TStnAna::ProcessEntry: Processed 360500 events *** Run,Event: 254950,5476326: >>> TStnAna::ProcessEntry: Processed 361000 events *** Run,Event: 254950,5521721: >>> TStnAna::ProcessEntry: Processed 361500 events *** Run,Event: 254950,5565445: >>> TStnAna::ProcessEntry: Processed 362000 events *** Run,Event: 254950,6029754: >>> TStnAna::ProcessEntry: Processed 362500 events *** Run,Event: 254950,6073334: >>> TStnAna::ProcessEntry: Processed 363000 events *** Run,Event: 254950,6115119: >>> TStnAna::ProcessEntry: Processed 363500 events *** Run,Event: 254950,7291329: >>> TStnAna::ProcessEntry: Processed 364000 events *** Run,Event: 254950,7338588: >>> TStnAna::ProcessEntry: Processed 364500 events *** Run,Event: 254950,7380396: >>> TStnAna::ProcessEntry: Processed 365000 events *** Run,Event: 254950,7422431: >>> TStnAna::ProcessEntry: Processed 365500 events *** Run,Event: 254950,422083 : >>> TStnAna::ProcessEntry: Processed 366000 events *** Run,Event: 254950,461069 : >>> TStnAna::ProcessEntry: Processed 366500 events *** Run,Event: 254950,503878 : >>> TStnAna::ProcessEntry: Processed 367000 events *** Run,Event: 254950,2984306: >>> TStnAna::ProcessEntry: Processed 367500 events *** Run,Event: 254950,3029368: >>> TStnAna::ProcessEntry: Processed 368000 events *** Run,Event: 254950,3072425: >>> TStnAna::ProcessEntry: Processed 368500 events *** Run,Event: 254950,4634515: >>> TStnAna::ProcessEntry: Processed 369000 events *** Run,Event: 254950,4676045: >>> TStnAna::ProcessEntry: Processed 369500 events *** Run,Event: 254950,4719914: >>> TStnAna::ProcessEntry: Processed 370000 events *** Run,Event: 254950,9067408: >>> TStnAna::ProcessEntry: Processed 370500 events *** Run,Event: 254950,9111987: >>> TStnAna::ProcessEntry: Processed 371000 events *** Run,Event: 254950,9155087: >>> TStnAna::ProcessEntry: Processed 371500 events *** Run,Event: 254950,524354 : >>> TStnAna::ProcessEntry: Processed 372000 events *** Run,Event: 254950,567151 : >>> TStnAna::ProcessEntry: Processed 372500 events *** Run,Event: 254950,612992 : >>> TStnAna::ProcessEntry: Processed 373000 events *** Run,Event: 254950,1823207: >>> TStnAna::ProcessEntry: Processed 373500 events *** Run,Event: 254950,1865976: >>> TStnAna::ProcessEntry: Processed 374000 events *** Run,Event: 254950,1908441: >>> TStnAna::ProcessEntry: Processed 374500 events *** Run,Event: 254950,3644812: >>> TStnAna::ProcessEntry: Processed 375000 events *** Run,Event: 254950,3688478: >>> TStnAna::ProcessEntry: Processed 375500 events *** Run,Event: 254950,3732963: >>> TStnAna::ProcessEntry: Processed 376000 events *** Run,Event: 254950,3777920: >>> TStnAna::ProcessEntry: Processed 376500 events Event 1234513 Run 254954 Section 174 InstLum5.41305e+31 *** Run,Event: 254954,1274370: >>> TStnAna::ProcessEntry: Processed 377000 events *** Run,Event: 254954,1325489: >>> TStnAna::ProcessEntry: Processed 377500 events *** Run,Event: 254954,1375100: >>> TStnAna::ProcessEntry: Processed 378000 events Event 654351 Run 254950 Section 48 InstLum1.3303e+32 *** Run,Event: 254950,676495 : >>> TStnAna::ProcessEntry: Processed 378500 events *** Run,Event: 254950,718325 : >>> TStnAna::ProcessEntry: Processed 379000 events *** Run,Event: 254950,764321 : >>> TStnAna::ProcessEntry: Processed 379500 events *** Run,Event: 254950,7890443: >>> TStnAna::ProcessEntry: Processed 380000 events *** Run,Event: 254950,7932840: >>> TStnAna::ProcessEntry: Processed 380500 events *** Run,Event: 254950,7976619: >>> TStnAna::ProcessEntry: Processed 381000 events *** Run,Event: 254950,8019755: >>> TStnAna::ProcessEntry: Processed 381500 events *** Run,Event: 254950,8363361: >>> TStnAna::ProcessEntry: Processed 382000 events *** Run,Event: 254950,8404743: >>> TStnAna::ProcessEntry: Processed 382500 events *** Run,Event: 254950,8448697: >>> TStnAna::ProcessEntry: Processed 383000 events *** Run,Event: 254950,8489991: >>> TStnAna::ProcessEntry: Processed 383500 events *** Run,Event: 254950,8532066: >>> TStnAna::ProcessEntry: Processed 384000 events *** Run,Event: 254950,8574280: >>> TStnAna::ProcessEntry: Processed 384500 events *** Run,Event: 254950,795393 : >>> TStnAna::ProcessEntry: Processed 385000 events *** Run,Event: 254950,837700 : >>> TStnAna::ProcessEntry: Processed 385500 events *** Run,Event: 254950,884319 : >>> TStnAna::ProcessEntry: Processed 386000 events *** Run,Event: 254950,2075593: >>> TStnAna::ProcessEntry: Processed 386500 events *** Run,Event: 254950,2117855: >>> TStnAna::ProcessEntry: Processed 387000 events *** Run,Event: 254950,2155715: >>> TStnAna::ProcessEntry: Processed 387500 events *** Run,Event: 254950,2196766: >>> TStnAna::ProcessEntry: Processed 388000 events *** Run,Event: 254950,6188545: >>> TStnAna::ProcessEntry: Processed 388500 events *** Run,Event: 254950,6233029: >>> TStnAna::ProcessEntry: Processed 389000 events *** Run,Event: 254950,6276259: >>> TStnAna::ProcessEntry: Processed 389500 events *** Run,Event: 254950,6748737: >>> TStnAna::ProcessEntry: Processed 390000 events *** Run,Event: 254950,6792727: >>> TStnAna::ProcessEntry: Processed 390500 events *** Run,Event: 254950,6839289: >>> TStnAna::ProcessEntry: Processed 391000 events *** Run,Event: 254950,951491 : >>> TStnAna::ProcessEntry: Processed 391500 events *** Run,Event: 254950,997882 : >>> TStnAna::ProcessEntry: Processed 392000 events *** Run,Event: 254950,1045101: >>> TStnAna::ProcessEntry: Processed 392500 events *** Run,Event: 254950,1091207: >>> TStnAna::ProcessEntry: Processed 393000 events *** Run,Event: 254950,1137289: >>> TStnAna::ProcessEntry: Processed 393500 events *** Run,Event: 254950,1182266: >>> TStnAna::ProcessEntry: Processed 394000 events *** Run,Event: 254950,1478058: >>> TStnAna::ProcessEntry: Processed 394500 events *** Run,Event: 254950,1520974: >>> TStnAna::ProcessEntry: Processed 395000 events *** Run,Event: 254950,3928761: >>> TStnAna::ProcessEntry: Processed 395500 events *** Run,Event: 254950,3975519: >>> TStnAna::ProcessEntry: Processed 396000 events *** Run,Event: 254950,4020855: >>> TStnAna::ProcessEntry: Processed 396500 events *** Run,Event: 254950,1195710: >>> TStnAna::ProcessEntry: Processed 397000 events *** Run,Event: 254950,1238960: >>> TStnAna::ProcessEntry: Processed 397500 events *** Run,Event: 254950,1285430: >>> TStnAna::ProcessEntry: Processed 398000 events *** Run,Event: 254950,2215820: >>> TStnAna::ProcessEntry: Processed 398500 events *** Run,Event: 254950,2254299: >>> TStnAna::ProcessEntry: Processed 399000 events *** Run,Event: 254950,2294381: >>> TStnAna::ProcessEntry: Processed 399500 events *** Run,Event: 254950,2335813: >>> TStnAna::ProcessEntry: Processed 400000 events *** Run,Event: 254950,2379074: >>> TStnAna::ProcessEntry: Processed 400500 events *** Run,Event: 254950,2419629: >>> TStnAna::ProcessEntry: Processed 401000 events *** Run,Event: 254950,3791265: >>> TStnAna::ProcessEntry: Processed 401500 events *** Run,Event: 254950,3836756: >>> TStnAna::ProcessEntry: Processed 402000 events *** Run,Event: 254950,3885013: >>> TStnAna::ProcessEntry: Processed 402500 events *** Run,Event: 254950,1319071: >>> TStnAna::ProcessEntry: Processed 403000 events *** Run,Event: 254950,1361353: >>> TStnAna::ProcessEntry: Processed 403500 events *** Run,Event: 254950,1404820: >>> TStnAna::ProcessEntry: Processed 404000 events *** Run,Event: 254950,2459245: >>> TStnAna::ProcessEntry: Processed 404500 events *** Run,Event: 254950,2497337: >>> TStnAna::ProcessEntry: Processed 405000 events *** Run,Event: 254950,2539615: >>> TStnAna::ProcessEntry: Processed 405500 events *** Run,Event: 254950,8772717: >>> TStnAna::ProcessEntry: Processed 406000 events *** Run,Event: 254950,8817459: >>> TStnAna::ProcessEntry: Processed 406500 events *** Run,Event: 254950,8859785: >>> TStnAna::ProcessEntry: Processed 407000 events *** Run,Event: 254950,8903468: >>> TStnAna::ProcessEntry: Processed 407500 events *** Run,Event: 254950,8944924: >>> TStnAna::ProcessEntry: Processed 408000 events *** Run,Event: 254950,8987467: >>> TStnAna::ProcessEntry: Processed 408500 events *** Run,Event: 254950,9032726: >>> TStnAna::ProcessEntry: Processed 409000 events *** Run,Event: 254950,1588002: >>> TStnAna::ProcessEntry: Processed 409500 events *** Run,Event: 254950,1635042: >>> TStnAna::ProcessEntry: Processed 410000 events *** Run,Event: 254950,1678323: >>> TStnAna::ProcessEntry: Processed 410500 events *** Run,Event: 254950,3543600: >>> TStnAna::ProcessEntry: Processed 411000 events *** Run,Event: 254950,3587400: >>> TStnAna::ProcessEntry: Processed 411500 events *** Run,Event: 254950,3631941: >>> TStnAna::ProcessEntry: Processed 412000 events *** Run,Event: 254950,6605684: >>> TStnAna::ProcessEntry: Processed 412500 events *** Run,Event: 254950,6648670: >>> TStnAna::ProcessEntry: Processed 413000 events *** Run,Event: 254950,6693293: >>> TStnAna::ProcessEntry: Processed 413500 events *** Run,Event: 254950,6878869: >>> TStnAna::ProcessEntry: Processed 414000 events *** Run,Event: 254950,6919492: >>> TStnAna::ProcessEntry: Processed 414500 events *** Run,Event: 254950,6960934: >>> TStnAna::ProcessEntry: Processed 415000 events *** Run,Event: 254950,1698009: >>> TStnAna::ProcessEntry: Processed 415500 events *** Run,Event: 254950,1740183: >>> TStnAna::ProcessEntry: Processed 416000 events *** Run,Event: 254950,1778968: >>> TStnAna::ProcessEntry: Processed 416500 events *** Run,Event: 254950,3369566: >>> TStnAna::ProcessEntry: Processed 417000 events *** Run,Event: 254950,3413836: >>> TStnAna::ProcessEntry: Processed 417500 events *** Run,Event: 254950,3457377: >>> TStnAna::ProcessEntry: Processed 418000 events *** Run,Event: 254950,3501317: >>> TStnAna::ProcessEntry: Processed 418500 events *** Run,Event: 254950,4498534: >>> TStnAna::ProcessEntry: Processed 419000 events *** Run,Event: 254950,4544024: >>> TStnAna::ProcessEntry: Processed 419500 events *** Run,Event: 254950,4585736: >>> TStnAna::ProcessEntry: Processed 420000 events Event 2412684 Run 254954 Section 337 InstLum4.99158e+31 *** Run,Event: 254954,2437699: >>> TStnAna::ProcessEntry: Processed 420500 events Event 1946817 Run 254950 Section 120 InstLum1.1957e+32 *** Run,Event: 254950,1946986: >>> TStnAna::ProcessEntry: Processed 421000 events *** Run,Event: 254950,1989382: >>> TStnAna::ProcessEntry: Processed 421500 events *** Run,Event: 254950,2030615: >>> TStnAna::ProcessEntry: Processed 422000 events *** Run,Event: 254950,2069804: >>> TStnAna::ProcessEntry: Processed 422500 events *** Run,Event: 254950,3265514: >>> TStnAna::ProcessEntry: Processed 423000 events *** Run,Event: 254950,3310866: >>> TStnAna::ProcessEntry: Processed 423500 events *** Run,Event: 254950,3357799: >>> TStnAna::ProcessEntry: Processed 424000 events *** Run,Event: 254950,4098097: >>> TStnAna::ProcessEntry: Processed 424500 events *** Run,Event: 254950,4142155: >>> TStnAna::ProcessEntry: Processed 425000 events *** Run,Event: 254950,4185158: >>> TStnAna::ProcessEntry: Processed 425500 events *** Run,Event: 254950,6461462: >>> TStnAna::ProcessEntry: Processed 426000 events *** Run,Event: 254950,6504584: >>> TStnAna::ProcessEntry: Processed 426500 events *** Run,Event: 254950,6547378: >>> TStnAna::ProcessEntry: Processed 427000 events *** Run,Event: 254950,2587128: >>> TStnAna::ProcessEntry: Processed 427500 events *** Run,Event: 254950,2626000: >>> TStnAna::ProcessEntry: Processed 428000 events *** Run,Event: 254950,2670969: >>> TStnAna::ProcessEntry: Processed 428500 events *** Run,Event: 254950,2842045: >>> TStnAna::ProcessEntry: Processed 429000 events *** Run,Event: 254950,2887606: >>> TStnAna::ProcessEntry: Processed 429500 events *** Run,Event: 254950,2930915: >>> TStnAna::ProcessEntry: Processed 430000 events *** Run,Event: 254950,3114318: >>> TStnAna::ProcessEntry: Processed 430500 events *** Run,Event: 254950,3161939: >>> TStnAna::ProcessEntry: Processed 431000 events *** Run,Event: 254950,3207305: >>> TStnAna::ProcessEntry: Processed 431500 events *** Run,Event: 254950,7161972: >>> TStnAna::ProcessEntry: Processed 432000 events *** Run,Event: 254950,7207519: >>> TStnAna::ProcessEntry: Processed 432500 events *** Run,Event: 254950,7252818: >>> TStnAna::ProcessEntry: Processed 433000 events *** Run,Event: 254950,2703096: >>> TStnAna::ProcessEntry: Processed 433500 events *** Run,Event: 254950,2742834: >>> TStnAna::ProcessEntry: Processed 434000 events *** Run,Event: 254950,2781706: >>> TStnAna::ProcessEntry: Processed 434500 events *** Run,Event: 254950,2821101: >>> TStnAna::ProcessEntry: Processed 435000 events *** Run,Event: 254950,4240780: >>> TStnAna::ProcessEntry: Processed 435500 events *** Run,Event: 254950,4285236: >>> TStnAna::ProcessEntry: Processed 436000 events *** Run,Event: 254950,4328426: >>> TStnAna::ProcessEntry: Processed 436500 events *** Run,Event: 254950,4791514: >>> TStnAna::ProcessEntry: Processed 437000 events *** Run,Event: 254950,4831841: >>> TStnAna::ProcessEntry: Processed 437500 events *** Run,Event: 254950,4874925: >>> TStnAna::ProcessEntry: Processed 438000 events *** Run,Event: 254950,5193418: >>> TStnAna::ProcessEntry: Processed 438500 events *** Run,Event: 254950,5236066: >>> TStnAna::ProcessEntry: Processed 439000 events *** Run,Event: 254950,5279672: >>> TStnAna::ProcessEntry: Processed 439500 events *** Run,Event: 254950,4350321: >>> TStnAna::ProcessEntry: Processed 440000 events *** Run,Event: 254950,4390326: >>> TStnAna::ProcessEntry: Processed 440500 events *** Run,Event: 254950,4433675: >>> TStnAna::ProcessEntry: Processed 441000 events *** Run,Event: 254950,7442924: >>> TStnAna::ProcessEntry: Processed 441500 events *** Run,Event: 254950,7487195: >>> TStnAna::ProcessEntry: Processed 442000 events *** Run,Event: 254950,7532692: >>> TStnAna::ProcessEntry: Processed 442500 events *** Run,Event: 254950,7575260: >>> TStnAna::ProcessEntry: Processed 443000 events *** Run,Event: 254950,7617999: >>> TStnAna::ProcessEntry: Processed 443500 events *** Run,Event: 254950,7659369: >>> TStnAna::ProcessEntry: Processed 444000 events *** Run,Event: 254950,7702974: >>> TStnAna::ProcessEntry: Processed 444500 events *** Run,Event: 254950,7743687: >>> TStnAna::ProcessEntry: Processed 445000 events *** Run,Event: 254950,7788641: >>> TStnAna::ProcessEntry: Processed 445500 events *** Run,Event: 254950,7832181: >>> TStnAna::ProcessEntry: Processed 446000 events *** Run,Event: 254950,4897704: >>> TStnAna::ProcessEntry: Processed 446500 events *** Run,Event: 254950,4943052: >>> TStnAna::ProcessEntry: Processed 447000 events *** Run,Event: 254950,4986174: >>> TStnAna::ProcessEntry: Processed 447500 events *** Run,Event: 254950,5028325: >>> TStnAna::ProcessEntry: Processed 448000 events *** Run,Event: 254950,5069037: >>> TStnAna::ProcessEntry: Processed 448500 events *** Run,Event: 254950,5112773: >>> TStnAna::ProcessEntry: Processed 449000 events *** Run,Event: 254950,5160758: >>> TStnAna::ProcessEntry: Processed 449500 events *** Run,Event: 254950,5340806: >>> TStnAna::ProcessEntry: Processed 450000 events *** Run,Event: 254950,5381502: >>> TStnAna::ProcessEntry: Processed 450500 events *** Run,Event: 254950,5423035: >>> TStnAna::ProcessEntry: Processed 451000 events *** Run,Event: 254950,5612802: >>> TStnAna::ProcessEntry: Processed 451500 events *** Run,Event: 254950,5657904: >>> TStnAna::ProcessEntry: Processed 452000 events *** Run,Event: 254950,5701580: >>> TStnAna::ProcessEntry: Processed 452500 events *** Run,Event: 254950,5746526: >>> TStnAna::ProcessEntry: Processed 453000 events *** Run,Event: 254950,5787919: >>> TStnAna::ProcessEntry: Processed 453500 events *** Run,Event: 254950,5832449: >>> TStnAna::ProcessEntry: Processed 454000 events *** Run,Event: 254950,6288163: >>> TStnAna::ProcessEntry: Processed 454500 events *** Run,Event: 254950,6335424: >>> TStnAna::ProcessEntry: Processed 455000 events *** Run,Event: 254950,6378521: >>> TStnAna::ProcessEntry: Processed 455500 events *** Run,Event: 254950,6422731: >>> TStnAna::ProcessEntry: Processed 456000 events *** Run,Event: 254950,7027492: >>> TStnAna::ProcessEntry: Processed 456500 events *** Run,Event: 254950,7069567: >>> TStnAna::ProcessEntry: Processed 457000 events *** Run,Event: 254950,7115684: >>> TStnAna::ProcessEntry: Processed 457500 events *** Run,Event: 254950,8193682: >>> TStnAna::ProcessEntry: Processed 458000 events *** Run,Event: 254950,8235684: >>> TStnAna::ProcessEntry: Processed 458500 events *** Run,Event: 254950,8277054: >>> TStnAna::ProcessEntry: Processed 459000 events *** Run,Event: 254950,8321568: >>> TStnAna::ProcessEntry: Processed 459500 events Event 1114 Run 254954 Section 6 InstLum5.90577e+31 *** Run,Event: 254954,108265 : >>> TStnAna::ProcessEntry: Processed 460000 events *** Run,Event: 254954,146415 : >>> TStnAna::ProcessEntry: Processed 460500 events *** Run,Event: 254954,193674 : >>> TStnAna::ProcessEntry: Processed 461000 events *** Run,Event: 254954,748709 : >>> TStnAna::ProcessEntry: Processed 461500 events *** Run,Event: 254954,797366 : >>> TStnAna::ProcessEntry: Processed 462000 events *** Run,Event: 254954,849330 : >>> TStnAna::ProcessEntry: Processed 462500 events *** Run,Event: 254954,900205 : >>> TStnAna::ProcessEntry: Processed 463000 events *** Run,Event: 254954,1615635: >>> TStnAna::ProcessEntry: Processed 463500 events *** Run,Event: 254954,1664616: >>> TStnAna::ProcessEntry: Processed 464000 events *** Run,Event: 254954,1713116: >>> TStnAna::ProcessEntry: Processed 464500 events *** Run,Event: 254954,1762130: >>> TStnAna::ProcessEntry: Processed 465000 events *** Run,Event: 254954,1811460: >>> TStnAna::ProcessEntry: Processed 465500 events *** Run,Event: 254954,1859210: >>> TStnAna::ProcessEntry: Processed 466000 events *** Run,Event: 254954,2246971: >>> TStnAna::ProcessEntry: Processed 466500 events *** Run,Event: 254954,2295087: >>> TStnAna::ProcessEntry: Processed 467000 events *** Run,Event: 254954,2346932: >>> TStnAna::ProcessEntry: Processed 467500 events *** Run,Event: 254954,2390751: >>> TStnAna::ProcessEntry: Processed 468000 events *** Run,Event: 254954,416329 : >>> TStnAna::ProcessEntry: Processed 468500 events *** Run,Event: 254954,468004 : >>> TStnAna::ProcessEntry: Processed 469000 events *** Run,Event: 254954,514260 : >>> TStnAna::ProcessEntry: Processed 469500 events *** Run,Event: 254954,1069117: >>> TStnAna::ProcessEntry: Processed 470000 events *** Run,Event: 254954,1114283: >>> TStnAna::ProcessEntry: Processed 470500 events *** Run,Event: 254954,1161601: >>> TStnAna::ProcessEntry: Processed 471000 events *** Run,Event: 254954,1207315: >>> TStnAna::ProcessEntry: Processed 471500 events *** Run,Event: 254954,1927204: >>> TStnAna::ProcessEntry: Processed 472000 events *** Run,Event: 254954,1972038: >>> TStnAna::ProcessEntry: Processed 472500 events *** Run,Event: 254954,2021055: >>> TStnAna::ProcessEntry: Processed 473000 events *** Run,Event: 254954,2073913: >>> TStnAna::ProcessEntry: Processed 473500 events *** Run,Event: 254954,2119246: >>> TStnAna::ProcessEntry: Processed 474000 events *** Run,Event: 254954,2165215: >>> TStnAna::ProcessEntry: Processed 474500 events *** Run,Event: 254954,2215577: >>> TStnAna::ProcessEntry: Processed 475000 events Event 3587 Run 254958 Section 3 InstLum4.41406e+31 *** Run,Event: 254958,63841 : >>> TStnAna::ProcessEntry: Processed 475500 events *** Run,Event: 254958,105425 : >>> TStnAna::ProcessEntry: Processed 476000 events Event 830 Run 254962 Section 17 InstLum4.19018e+31Event 5578 Run 254955 Section 24 InstLum4.75961e+31 *** Run,Event: 254955,71089 : >>> TStnAna::ProcessEntry: Processed 476500 events *** Run,Event: 254955,119313 : >>> TStnAna::ProcessEntry: Processed 477000 events *** Run,Event: 254955,165311 : >>> TStnAna::ProcessEntry: Processed 477500 events *** Run,Event: 254955,214451 : >>> TStnAna::ProcessEntry: Processed 478000 events Event 1985261 Run 254989 Section 122 InstLum1.27164e+32 *** Run,Event: 254989,2010451: >>> TStnAna::ProcessEntry: Processed 478500 events *** Run,Event: 254989,2056883: >>> TStnAna::ProcessEntry: Processed 479000 events *** Run,Event: 254989,2099688: >>> TStnAna::ProcessEntry: Processed 479500 events *** Run,Event: 254989,2390865: >>> TStnAna::ProcessEntry: Processed 480000 events *** Run,Event: 254989,2434015: >>> TStnAna::ProcessEntry: Processed 480500 events *** Run,Event: 254989,2476831: >>> TStnAna::ProcessEntry: Processed 481000 events *** Run,Event: 254989,3428028: >>> TStnAna::ProcessEntry: Processed 481500 events *** Run,Event: 254989,3468256: >>> TStnAna::ProcessEntry: Processed 482000 events Event 4242530 Run 254990 Section 349 InstLum8.15483e+31Event 2504 Run 254988 Section 1 InstLum1.64882e+32 *** Run,Event: 254988,430162 : >>> TStnAna::ProcessEntry: Processed 482500 events *** Run,Event: 254988,558239 : >>> TStnAna::ProcessEntry: Processed 483000 events Event 2706 Run 254989 Section 1 InstLum1.48839e+32 *** Run,Event: 254989,1616101: >>> TStnAna::ProcessEntry: Processed 483500 events *** Run,Event: 254989,1661936: >>> TStnAna::ProcessEntry: Processed 484000 events *** Run,Event: 254989,1707232: >>> TStnAna::ProcessEntry: Processed 484500 events *** Run,Event: 254989,2782821: >>> TStnAna::ProcessEntry: Processed 485000 events *** Run,Event: 254989,2828746: >>> TStnAna::ProcessEntry: Processed 485500 events *** Run,Event: 254989,2872103: >>> TStnAna::ProcessEntry: Processed 486000 events Event 1699294 Run 254990 Section 136 InstLum9.76017e+31 *** Run,Event: 254990,1733787: >>> TStnAna::ProcessEntry: Processed 486500 events *** Run,Event: 254990,1779129: >>> TStnAna::ProcessEntry: Processed 487000 events *** Run,Event: 254990,1822063: >>> TStnAna::ProcessEntry: Processed 487500 events Event 227284 Run 254988 Section 22 InstLum1.59437e+32 *** Run,Event: 254988,367698 : >>> TStnAna::ProcessEntry: Processed 488000 events Event 3268286 Run 254989 Section 198 InstLum1.16991e+32 *** Run,Event: 254989,3302567: >>> TStnAna::ProcessEntry: Processed 488500 events *** Run,Event: 254989,3344999: >>> TStnAna::ProcessEntry: Processed 489000 events *** Run,Event: 254989,3385308: >>> TStnAna::ProcessEntry: Processed 489500 events Event 207603 Run 254990 Section 28 InstLum1.11359e+32 *** Run,Event: 254990,235154 : >>> TStnAna::ProcessEntry: Processed 490000 events *** Run,Event: 254990,273167 : >>> TStnAna::ProcessEntry: Processed 490500 events *** Run,Event: 254990,312542 : >>> TStnAna::ProcessEntry: Processed 491000 events *** Run,Event: 254990,2829458: >>> TStnAna::ProcessEntry: Processed 491500 events *** Run,Event: 254990,2872769: >>> TStnAna::ProcessEntry: Processed 492000 events *** Run,Event: 254990,2915087: >>> TStnAna::ProcessEntry: Processed 492500 events *** Run,Event: 254990,2960301: >>> TStnAna::ProcessEntry: Processed 493000 events *** Run,Event: 254990,3004201: >>> TStnAna::ProcessEntry: Processed 493500 events *** Run,Event: 254990,3051236: >>> TStnAna::ProcessEntry: Processed 494000 events *** Run,Event: 254990,3093927: >>> TStnAna::ProcessEntry: Processed 494500 events Event 561565 Run 254988 Section 42 InstLum1.54634e+32 *** Run,Event: 254988,612294 : >>> TStnAna::ProcessEntry: Processed 495000 events Event 2111486 Run 254989 Section 129 InstLum1.26505e+32 *** Run,Event: 254989,2129466: >>> TStnAna::ProcessEntry: Processed 495500 events *** Run,Event: 254989,2170848: >>> TStnAna::ProcessEntry: Processed 496000 events *** Run,Event: 254989,2214722: >>> TStnAna::ProcessEntry: Processed 496500 events Event 3385065 Run 254990 Section 272 InstLum8.74355e+31 *** Run,Event: 254990,3405877: >>> TStnAna::ProcessEntry: Processed 497000 events *** Run,Event: 254990,3449566: >>> TStnAna::ProcessEntry: Processed 497500 events *** Run,Event: 254990,3494726: >>> TStnAna::ProcessEntry: Processed 498000 events *** Run,Event: 254990,3970077: >>> TStnAna::ProcessEntry: Processed 498500 events *** Run,Event: 254990,4008529: >>> TStnAna::ProcessEntry: Processed 499000 events *** Run,Event: 254990,4056555: >>> TStnAna::ProcessEntry: Processed 499500 events *** Run,Event: 254990,4095637: >>> TStnAna::ProcessEntry: Processed 500000 events *** Run,Event: 254990,4137558: >>> TStnAna::ProcessEntry: Processed 500500 events *** Run,Event: 254990,4181815: >>> TStnAna::ProcessEntry: Processed 501000 events *** Run,Event: 254990,4223957: >>> TStnAna::ProcessEntry: Processed 501500 events Event 267313 Run 254989 Section 28 InstLum1.43201e+32 *** Run,Event: 254989,420402 : >>> TStnAna::ProcessEntry: Processed 502000 events *** Run,Event: 254989,608487 : >>> TStnAna::ProcessEntry: Processed 502500 events *** Run,Event: 254989,646931 : >>> TStnAna::ProcessEntry: Processed 503000 events *** Run,Event: 254989,689525 : >>> TStnAna::ProcessEntry: Processed 503500 events *** Run,Event: 254989,725980 : >>> TStnAna::ProcessEntry: Processed 504000 events *** Run,Event: 254989,1473160: >>> TStnAna::ProcessEntry: Processed 504500 events *** Run,Event: 254989,1519512: >>> TStnAna::ProcessEntry: Processed 505000 events *** Run,Event: 254989,1562623: >>> TStnAna::ProcessEntry: Processed 505500 events *** Run,Event: 254989,3161595: >>> TStnAna::ProcessEntry: Processed 506000 events *** Run,Event: 254989,3204568: >>> TStnAna::ProcessEntry: Processed 506500 events *** Run,Event: 254989,3243449: >>> TStnAna::ProcessEntry: Processed 507000 events *** Run,Event: 254989,461828 : >>> TStnAna::ProcessEntry: Processed 507500 events *** Run,Event: 254989,498128 : >>> TStnAna::ProcessEntry: Processed 508000 events *** Run,Event: 254989,537275 : >>> TStnAna::ProcessEntry: Processed 508500 events *** Run,Event: 254989,572977 : >>> TStnAna::ProcessEntry: Processed 509000 events *** Run,Event: 254989,1058247: >>> TStnAna::ProcessEntry: Processed 509500 events *** Run,Event: 254989,1098288: >>> TStnAna::ProcessEntry: Processed 510000 events *** Run,Event: 254989,1139833: >>> TStnAna::ProcessEntry: Processed 510500 events *** Run,Event: 254989,2492850: >>> TStnAna::ProcessEntry: Processed 511000 events *** Run,Event: 254989,2535655: >>> TStnAna::ProcessEntry: Processed 511500 events *** Run,Event: 254989,2578756: >>> TStnAna::ProcessEntry: Processed 512000 events *** Run,Event: 254989,754108 : >>> TStnAna::ProcessEntry: Processed 512500 events *** Run,Event: 254989,791894 : >>> TStnAna::ProcessEntry: Processed 513000 events *** Run,Event: 254989,837814 : >>> TStnAna::ProcessEntry: Processed 513500 events *** Run,Event: 254989,876605 : >>> TStnAna::ProcessEntry: Processed 514000 events *** Run,Event: 254989,920819 : >>> TStnAna::ProcessEntry: Processed 514500 events *** Run,Event: 254989,962387 : >>> TStnAna::ProcessEntry: Processed 515000 events *** Run,Event: 254989,1007103: >>> TStnAna::ProcessEntry: Processed 515500 events Event 3668428 Run 254990 Section 297 InstLum8.48524e+31 *** Run,Event: 254990,3683144: >>> TStnAna::ProcessEntry: Processed 516000 events *** Run,Event: 254990,3729204: >>> TStnAna::ProcessEntry: Processed 516500 events *** Run,Event: 254990,3774839: >>> TStnAna::ProcessEntry: Processed 517000 events Event 1170574 Run 254989 Section 78 InstLum1.33693e+32 *** Run,Event: 254989,1174551: >>> TStnAna::ProcessEntry: Processed 517500 events *** Run,Event: 254989,1219077: >>> TStnAna::ProcessEntry: Processed 518000 events *** Run,Event: 254989,1258263: >>> TStnAna::ProcessEntry: Processed 518500 events *** Run,Event: 254989,1303188: >>> TStnAna::ProcessEntry: Processed 519000 events Event 1719 Run 254990 Section 1 InstLum1.14183e+32 *** Run,Event: 254990,112925 : >>> TStnAna::ProcessEntry: Processed 519500 events *** Run,Event: 254990,147098 : >>> TStnAna::ProcessEntry: Processed 520000 events *** Run,Event: 254990,180355 : >>> TStnAna::ProcessEntry: Processed 520500 events *** Run,Event: 254990,3254530: >>> TStnAna::ProcessEntry: Processed 521000 events *** Run,Event: 254990,3297588: >>> TStnAna::ProcessEntry: Processed 521500 events *** Run,Event: 254990,3342333: >>> TStnAna::ProcessEntry: Processed 522000 events *** Run,Event: 254990,3527648: >>> TStnAna::ProcessEntry: Processed 522500 events *** Run,Event: 254990,3569881: >>> TStnAna::ProcessEntry: Processed 523000 events *** Run,Event: 254990,3612849: >>> TStnAna::ProcessEntry: Processed 523500 events *** Run,Event: 254990,3656349: >>> TStnAna::ProcessEntry: Processed 524000 events Event 1315756 Run 254989 Section 86 InstLum1.32837e+32 *** Run,Event: 254989,1349494: >>> TStnAna::ProcessEntry: Processed 524500 events *** Run,Event: 254989,1391036: >>> TStnAna::ProcessEntry: Processed 525000 events *** Run,Event: 254989,1435160: >>> TStnAna::ProcessEntry: Processed 525500 events *** Run,Event: 254989,2643294: >>> TStnAna::ProcessEntry: Processed 526000 events *** Run,Event: 254989,2685090: >>> TStnAna::ProcessEntry: Processed 526500 events *** Run,Event: 254989,2726238: >>> TStnAna::ProcessEntry: Processed 527000 events *** Run,Event: 254989,2899246: >>> TStnAna::ProcessEntry: Processed 527500 events *** Run,Event: 254989,2940158: >>> TStnAna::ProcessEntry: Processed 528000 events *** Run,Event: 254989,2984262: >>> TStnAna::ProcessEntry: Processed 528500 events *** Run,Event: 254989,3026824: >>> TStnAna::ProcessEntry: Processed 529000 events *** Run,Event: 254989,3068312: >>> TStnAna::ProcessEntry: Processed 529500 events *** Run,Event: 254989,3108125: >>> TStnAna::ProcessEntry: Processed 530000 events *** Run,Event: 254989,1723779: >>> TStnAna::ProcessEntry: Processed 530500 events *** Run,Event: 254989,1770340: >>> TStnAna::ProcessEntry: Processed 531000 events *** Run,Event: 254989,1813656: >>> TStnAna::ProcessEntry: Processed 531500 events Event 334397 Run 254990 Section 38 InstLum1.10187e+32 *** Run,Event: 254990,345935 : >>> TStnAna::ProcessEntry: Processed 532000 events *** Run,Event: 254990,389524 : >>> TStnAna::ProcessEntry: Processed 532500 events *** Run,Event: 254990,429268 : >>> TStnAna::ProcessEntry: Processed 533000 events *** Run,Event: 254990,1161188: >>> TStnAna::ProcessEntry: Processed 533500 events *** Run,Event: 254990,1203927: >>> TStnAna::ProcessEntry: Processed 534000 events *** Run,Event: 254990,1244747: >>> TStnAna::ProcessEntry: Processed 534500 events *** Run,Event: 254990,2118164: >>> TStnAna::ProcessEntry: Processed 535000 events *** Run,Event: 254990,2163234: >>> TStnAna::ProcessEntry: Processed 535500 events *** Run,Event: 254990,2207296: >>> TStnAna::ProcessEntry: Processed 536000 events *** Run,Event: 254990,2252557: >>> TStnAna::ProcessEntry: Processed 536500 events Event 1845151 Run 254989 Section 114 InstLum1.28811e+32 *** Run,Event: 254989,1882023: >>> TStnAna::ProcessEntry: Processed 537000 events *** Run,Event: 254989,1927487: >>> TStnAna::ProcessEntry: Processed 537500 events *** Run,Event: 254989,1971531: >>> TStnAna::ProcessEntry: Processed 538000 events Event 1973098 Run 254990 Section 157 InstLum9.56506e+31 *** Run,Event: 254990,2004828: >>> TStnAna::ProcessEntry: Processed 538500 events *** Run,Event: 254990,2046829: >>> TStnAna::ProcessEntry: Processed 539000 events *** Run,Event: 254990,2090419: >>> TStnAna::ProcessEntry: Processed 539500 events *** Run,Event: 254990,2691086: >>> TStnAna::ProcessEntry: Processed 540000 events *** Run,Event: 254990,2733648: >>> TStnAna::ProcessEntry: Processed 540500 events *** Run,Event: 254990,2773024: >>> TStnAna::ProcessEntry: Processed 541000 events *** Run,Event: 254990,3821995: >>> TStnAna::ProcessEntry: Processed 541500 events *** Run,Event: 254990,3865170: >>> TStnAna::ProcessEntry: Processed 542000 events *** Run,Event: 254990,3908243: >>> TStnAna::ProcessEntry: Processed 542500 events *** Run,Event: 254990,3951948: >>> TStnAna::ProcessEntry: Processed 543000 events Event 2236614 Run 254989 Section 136 InstLum1.2557e+32 *** Run,Event: 254989,2270318: >>> TStnAna::ProcessEntry: Processed 543500 events *** Run,Event: 254989,2311886: >>> TStnAna::ProcessEntry: Processed 544000 events *** Run,Event: 254989,2352513: >>> TStnAna::ProcessEntry: Processed 544500 events Event 1013735 Run 254990 Section 85 InstLum1.02023e+32 *** Run,Event: 254990,1048778: >>> TStnAna::ProcessEntry: Processed 545000 events *** Run,Event: 254990,1094637: >>> TStnAna::ProcessEntry: Processed 545500 events *** Run,Event: 254990,1139077: >>> TStnAna::ProcessEntry: Processed 546000 events *** Run,Event: 254990,1316264: >>> TStnAna::ProcessEntry: Processed 546500 events *** Run,Event: 254990,1360424: >>> TStnAna::ProcessEntry: Processed 547000 events *** Run,Event: 254990,1403771: >>> TStnAna::ProcessEntry: Processed 547500 events *** Run,Event: 254990,1447684: >>> TStnAna::ProcessEntry: Processed 548000 events *** Run,Event: 254990,1492936: >>> TStnAna::ProcessEntry: Processed 548500 events *** Run,Event: 254990,1538274: >>> TStnAna::ProcessEntry: Processed 549000 events *** Run,Event: 254990,477437 : >>> TStnAna::ProcessEntry: Processed 549500 events *** Run,Event: 254990,522160 : >>> TStnAna::ProcessEntry: Processed 550000 events *** Run,Event: 254990,567944 : >>> TStnAna::ProcessEntry: Processed 550500 events *** Run,Event: 254990,612797 : >>> TStnAna::ProcessEntry: Processed 551000 events *** Run,Event: 254990,659313 : >>> TStnAna::ProcessEntry: Processed 551500 events *** Run,Event: 254990,704728 : >>> TStnAna::ProcessEntry: Processed 552000 events *** Run,Event: 254990,750220 : >>> TStnAna::ProcessEntry: Processed 552500 events *** Run,Event: 254990,794155 : >>> TStnAna::ProcessEntry: Processed 553000 events *** Run,Event: 254990,835524 : >>> TStnAna::ProcessEntry: Processed 553500 events *** Run,Event: 254990,1573550: >>> TStnAna::ProcessEntry: Processed 554000 events *** Run,Event: 254990,1616210: >>> TStnAna::ProcessEntry: Processed 554500 events *** Run,Event: 254990,1661535: >>> TStnAna::ProcessEntry: Processed 555000 events *** Run,Event: 254990,877324 : >>> TStnAna::ProcessEntry: Processed 555500 events *** Run,Event: 254990,923086 : >>> TStnAna::ProcessEntry: Processed 556000 events *** Run,Event: 254990,968282 : >>> TStnAna::ProcessEntry: Processed 556500 events *** Run,Event: 254990,1009005: >>> TStnAna::ProcessEntry: Processed 557000 events *** Run,Event: 254990,2570677: >>> TStnAna::ProcessEntry: Processed 557500 events *** Run,Event: 254990,2613848: >>> TStnAna::ProcessEntry: Processed 558000 events *** Run,Event: 254990,2655665: >>> TStnAna::ProcessEntry: Processed 558500 events Event 2040681 Run 254991 Section 251 InstLum6.67987e+31 *** Run,Event: 254991,2069846: >>> TStnAna::ProcessEntry: Processed 559000 events *** Run,Event: 254991,2112242: >>> TStnAna::ProcessEntry: Processed 559500 events *** Run,Event: 254991,2157760: >>> TStnAna::ProcessEntry: Processed 560000 events *** Run,Event: 254991,2196608: >>> TStnAna::ProcessEntry: Processed 560500 events *** Run,Event: 254991,2857936: >>> TStnAna::ProcessEntry: Processed 561000 events *** Run,Event: 254991,2900194: >>> TStnAna::ProcessEntry: Processed 561500 events *** Run,Event: 254991,2944042: >>> TStnAna::ProcessEntry: Processed 562000 events Event 1840395 Run 254990 Section 147 InstLum9.65937e+31 *** Run,Event: 254990,1856960: >>> TStnAna::ProcessEntry: Processed 562500 events *** Run,Event: 254990,1900481: >>> TStnAna::ProcessEntry: Processed 563000 events *** Run,Event: 254990,1946772: >>> TStnAna::ProcessEntry: Processed 563500 events *** Run,Event: 254990,2277166: >>> TStnAna::ProcessEntry: Processed 564000 events *** Run,Event: 254990,2324748: >>> TStnAna::ProcessEntry: Processed 564500 events *** Run,Event: 254990,2370137: >>> TStnAna::ProcessEntry: Processed 565000 events *** Run,Event: 254990,2413900: >>> TStnAna::ProcessEntry: Processed 565500 events *** Run,Event: 254990,2456256: >>> TStnAna::ProcessEntry: Processed 566000 events *** Run,Event: 254990,2497429: >>> TStnAna::ProcessEntry: Processed 566500 events *** Run,Event: 254990,3107371: >>> TStnAna::ProcessEntry: Processed 567000 events *** Run,Event: 254990,3152979: >>> TStnAna::ProcessEntry: Processed 567500 events *** Run,Event: 254990,3197382: >>> TStnAna::ProcessEntry: Processed 568000 events Event 3505 Run 254991 Section 2 InstLum7.79221e+31 *** Run,Event: 254991,21292 : >>> TStnAna::ProcessEntry: Processed 568500 events *** Run,Event: 254991,101795 : >>> TStnAna::ProcessEntry: Processed 569000 events *** Run,Event: 254991,137882 : >>> TStnAna::ProcessEntry: Processed 569500 events *** Run,Event: 254991,173707 : >>> TStnAna::ProcessEntry: Processed 570000 events *** Run,Event: 254991,1117782: >>> TStnAna::ProcessEntry: Processed 570500 events *** Run,Event: 254991,1160646: >>> TStnAna::ProcessEntry: Processed 571000 events *** Run,Event: 254991,1200512: >>> TStnAna::ProcessEntry: Processed 571500 events *** Run,Event: 254991,1240050: >>> TStnAna::ProcessEntry: Processed 572000 events *** Run,Event: 254991,1753357: >>> TStnAna::ProcessEntry: Processed 572500 events *** Run,Event: 254991,1798620: >>> TStnAna::ProcessEntry: Processed 573000 events *** Run,Event: 254991,1843100: >>> TStnAna::ProcessEntry: Processed 573500 events *** Run,Event: 254991,1886997: >>> TStnAna::ProcessEntry: Processed 574000 events *** Run,Event: 254991,3634531: >>> TStnAna::ProcessEntry: Processed 574500 events *** Run,Event: 254991,3677515: >>> TStnAna::ProcessEntry: Processed 575000 events *** Run,Event: 254991,3721070: >>> TStnAna::ProcessEntry: Processed 575500 events *** Run,Event: 254991,218258 : >>> TStnAna::ProcessEntry: Processed 576000 events *** Run,Event: 254991,256082 : >>> TStnAna::ProcessEntry: Processed 576500 events *** Run,Event: 254991,289416 : >>> TStnAna::ProcessEntry: Processed 577000 events *** Run,Event: 254991,324918 : >>> TStnAna::ProcessEntry: Processed 577500 events *** Run,Event: 254991,514045 : >>> TStnAna::ProcessEntry: Processed 578000 events *** Run,Event: 254991,553881 : >>> TStnAna::ProcessEntry: Processed 578500 events *** Run,Event: 254991,591850 : >>> TStnAna::ProcessEntry: Processed 579000 events *** Run,Event: 254991,629874 : >>> TStnAna::ProcessEntry: Processed 579500 events *** Run,Event: 254991,4245687: >>> TStnAna::ProcessEntry: Processed 580000 events *** Run,Event: 254991,4284761: >>> TStnAna::ProcessEntry: Processed 580500 events *** Run,Event: 254991,4326473: >>> TStnAna::ProcessEntry: Processed 581000 events *** Run,Event: 254991,4369001: >>> TStnAna::ProcessEntry: Processed 581500 events *** Run,Event: 254991,4410832: >>> TStnAna::ProcessEntry: Processed 582000 events *** Run,Event: 254991,4453806: >>> TStnAna::ProcessEntry: Processed 582500 events *** Run,Event: 254991,4493432: >>> TStnAna::ProcessEntry: Processed 583000 events *** Run,Event: 254991,4537408: >>> TStnAna::ProcessEntry: Processed 583500 events *** Run,Event: 254991,386177 : >>> TStnAna::ProcessEntry: Processed 584000 events *** Run,Event: 254991,419248 : >>> TStnAna::ProcessEntry: Processed 584500 events *** Run,Event: 254991,458623 : >>> TStnAna::ProcessEntry: Processed 585000 events *** Run,Event: 254991,494222 : >>> TStnAna::ProcessEntry: Processed 585500 events *** Run,Event: 254991,829271 : >>> TStnAna::ProcessEntry: Processed 586000 events *** Run,Event: 254991,873580 : >>> TStnAna::ProcessEntry: Processed 586500 events *** Run,Event: 254991,919312 : >>> TStnAna::ProcessEntry: Processed 587000 events *** Run,Event: 254991,958654 : >>> TStnAna::ProcessEntry: Processed 587500 events *** Run,Event: 254991,1309325: >>> TStnAna::ProcessEntry: Processed 588000 events *** Run,Event: 254991,1356697: >>> TStnAna::ProcessEntry: Processed 588500 events *** Run,Event: 254991,1404321: >>> TStnAna::ProcessEntry: Processed 589000 events *** Run,Event: 254991,2534565: >>> TStnAna::ProcessEntry: Processed 589500 events *** Run,Event: 254991,2574740: >>> TStnAna::ProcessEntry: Processed 590000 events *** Run,Event: 254991,2617976: >>> TStnAna::ProcessEntry: Processed 590500 events *** Run,Event: 254991,2658150: >>> TStnAna::ProcessEntry: Processed 591000 events *** Run,Event: 254991,691537 : >>> TStnAna::ProcessEntry: Processed 591500 events *** Run,Event: 254991,729060 : >>> TStnAna::ProcessEntry: Processed 592000 events *** Run,Event: 254991,767634 : >>> TStnAna::ProcessEntry: Processed 592500 events *** Run,Event: 254991,963260 : >>> TStnAna::ProcessEntry: Processed 593000 events *** Run,Event: 254991,1002691: >>> TStnAna::ProcessEntry: Processed 593500 events *** Run,Event: 254991,1047468: >>> TStnAna::ProcessEntry: Processed 594000 events *** Run,Event: 254991,1090116: >>> TStnAna::ProcessEntry: Processed 594500 events *** Run,Event: 254991,4566629: >>> TStnAna::ProcessEntry: Processed 595000 events *** Run,Event: 254991,4607786: >>> TStnAna::ProcessEntry: Processed 595500 events *** Run,Event: 254991,4651793: >>> TStnAna::ProcessEntry: Processed 596000 events *** Run,Event: 254991,4696382: >>> TStnAna::ProcessEntry: Processed 596500 events *** Run,Event: 254991,4898642: >>> TStnAna::ProcessEntry: Processed 597000 events *** Run,Event: 254991,4941876: >>> TStnAna::ProcessEntry: Processed 597500 events *** Run,Event: 254991,4984274: >>> TStnAna::ProcessEntry: Processed 598000 events *** Run,Event: 254991,5028006: >>> TStnAna::ProcessEntry: Processed 598500 events *** Run,Event: 254991,5070852: >>> TStnAna::ProcessEntry: Processed 599000 events *** Run,Event: 254991,5112172: >>> TStnAna::ProcessEntry: Processed 599500 events Event 1670 Run 254999 Section 1 InstLum5.38242e+31Event 1422662 Run 254991 Section 179 InstLum6.95317e+31 *** Run,Event: 254991,1429332: >>> TStnAna::ProcessEntry: Processed 600000 events *** Run,Event: 254991,1470411: >>> TStnAna::ProcessEntry: Processed 600500 events *** Run,Event: 254991,1513353: >>> TStnAna::ProcessEntry: Processed 601000 events *** Run,Event: 254991,1557124: >>> TStnAna::ProcessEntry: Processed 601500 events *** Run,Event: 254991,4727882: >>> TStnAna::ProcessEntry: Processed 602000 events *** Run,Event: 254991,4774239: >>> TStnAna::ProcessEntry: Processed 602500 events *** Run,Event: 254991,4815281: >>> TStnAna::ProcessEntry: Processed 603000 events *** Run,Event: 254991,4857004: >>> TStnAna::ProcessEntry: Processed 603500 events Event 1418 Run 255000 Section 1 InstLum5.29853e+31 *** Run,Event: 255000,60952 : >>> TStnAna::ProcessEntry: Processed 604000 events *** Run,Event: 255000,92074 : >>> TStnAna::ProcessEntry: Processed 604500 events *** Run,Event: 255000,126916 : >>> TStnAna::ProcessEntry: Processed 605000 events *** Run,Event: 255000,160006 : >>> TStnAna::ProcessEntry: Processed 605500 events *** Run,Event: 255000,192517 : >>> TStnAna::ProcessEntry: Processed 606000 events Event 1577445 Run 254991 Section 197 InstLum6.89074e+31 *** Run,Event: 254991,1592167: >>> TStnAna::ProcessEntry: Processed 606500 events *** Run,Event: 254991,1633395: >>> TStnAna::ProcessEntry: Processed 607000 events *** Run,Event: 254991,1676075: >>> TStnAna::ProcessEntry: Processed 607500 events *** Run,Event: 254991,1717720: >>> TStnAna::ProcessEntry: Processed 608000 events *** Run,Event: 254991,1918685: >>> TStnAna::ProcessEntry: Processed 608500 events *** Run,Event: 254991,1955920: >>> TStnAna::ProcessEntry: Processed 609000 events *** Run,Event: 254991,1999362: >>> TStnAna::ProcessEntry: Processed 609500 events *** Run,Event: 254991,2199467: >>> TStnAna::ProcessEntry: Processed 610000 events *** Run,Event: 254991,2242538: >>> TStnAna::ProcessEntry: Processed 610500 events *** Run,Event: 254991,2287745: >>> TStnAna::ProcessEntry: Processed 611000 events *** Run,Event: 254991,2330223: >>> TStnAna::ProcessEntry: Processed 611500 events *** Run,Event: 254991,2371588: >>> TStnAna::ProcessEntry: Processed 612000 events *** Run,Event: 254991,2412541: >>> TStnAna::ProcessEntry: Processed 612500 events *** Run,Event: 254991,2455802: >>> TStnAna::ProcessEntry: Processed 613000 events *** Run,Event: 254991,2500381: >>> TStnAna::ProcessEntry: Processed 613500 events *** Run,Event: 254991,2697432: >>> TStnAna::ProcessEntry: Processed 614000 events *** Run,Event: 254991,2741138: >>> TStnAna::ProcessEntry: Processed 614500 events *** Run,Event: 254991,2783002: >>> TStnAna::ProcessEntry: Processed 615000 events *** Run,Event: 254991,2976054: >>> TStnAna::ProcessEntry: Processed 615500 events *** Run,Event: 254991,3017382: >>> TStnAna::ProcessEntry: Processed 616000 events *** Run,Event: 254991,3058114: >>> TStnAna::ProcessEntry: Processed 616500 events *** Run,Event: 254991,3102866: >>> TStnAna::ProcessEntry: Processed 617000 events *** Run,Event: 254991,3142383: >>> TStnAna::ProcessEntry: Processed 617500 events *** Run,Event: 254991,3185088: >>> TStnAna::ProcessEntry: Processed 618000 events *** Run,Event: 254991,3226316: >>> TStnAna::ProcessEntry: Processed 618500 events *** Run,Event: 254991,3272384: >>> TStnAna::ProcessEntry: Processed 619000 events *** Run,Event: 254991,3314953: >>> TStnAna::ProcessEntry: Processed 619500 events *** Run,Event: 254991,3358232: >>> TStnAna::ProcessEntry: Processed 620000 events *** Run,Event: 254991,3402629: >>> TStnAna::ProcessEntry: Processed 620500 events *** Run,Event: 254991,3443376: >>> TStnAna::ProcessEntry: Processed 621000 events *** Run,Event: 254991,3489221: >>> TStnAna::ProcessEntry: Processed 621500 events *** Run,Event: 254991,3533889: >>> TStnAna::ProcessEntry: Processed 622000 events *** Run,Event: 254991,3575745: >>> TStnAna::ProcessEntry: Processed 622500 events *** Run,Event: 254991,3777791: >>> TStnAna::ProcessEntry: Processed 623000 events *** Run,Event: 254991,3819338: >>> TStnAna::ProcessEntry: Processed 623500 events *** Run,Event: 254991,3864707: >>> TStnAna::ProcessEntry: Processed 624000 events *** Run,Event: 254991,3911385: >>> TStnAna::ProcessEntry: Processed 624500 events *** Run,Event: 254991,3952075: >>> TStnAna::ProcessEntry: Processed 625000 events *** Run,Event: 254991,3996772: >>> TStnAna::ProcessEntry: Processed 625500 events *** Run,Event: 254991,4040241: >>> TStnAna::ProcessEntry: Processed 626000 events *** Run,Event: 254991,4082960: >>> TStnAna::ProcessEntry: Processed 626500 events *** Run,Event: 254991,4125607: >>> TStnAna::ProcessEntry: Processed 627000 events *** Run,Event: 254991,4165689: >>> TStnAna::ProcessEntry: Processed 627500 events *** Run,Event: 254991,4210035: >>> TStnAna::ProcessEntry: Processed 628000 events Event 3664 Run 255028 Section 1 InstLum1.24897e+32 *** Run,Event: 255028,97977 : >>> TStnAna::ProcessEntry: Processed 628500 events *** Run,Event: 255028,134084 : >>> TStnAna::ProcessEntry: Processed 629000 events *** Run,Event: 255028,167698 : >>> TStnAna::ProcessEntry: Processed 629500 events *** Run,Event: 255028,202029 : >>> TStnAna::ProcessEntry: Processed 630000 events *** Run,Event: 255028,2299249: >>> TStnAna::ProcessEntry: Processed 630500 events *** Run,Event: 255028,2333077: >>> TStnAna::ProcessEntry: Processed 631000 events *** Run,Event: 255028,2363938: >>> TStnAna::ProcessEntry: Processed 631500 events *** Run,Event: 255028,2394719: >>> TStnAna::ProcessEntry: Processed 632000 events *** Run,Event: 255028,2425534: >>> TStnAna::ProcessEntry: Processed 632500 events *** Run,Event: 255028,2456979: >>> TStnAna::ProcessEntry: Processed 633000 events *** Run,Event: 255028,433654 : >>> TStnAna::ProcessEntry: Processed 633500 events *** Run,Event: 255028,468842 : >>> TStnAna::ProcessEntry: Processed 634000 events *** Run,Event: 255028,501097 : >>> TStnAna::ProcessEntry: Processed 634500 events *** Run,Event: 255028,535397 : >>> TStnAna::ProcessEntry: Processed 635000 events *** Run,Event: 255028,571052 : >>> TStnAna::ProcessEntry: Processed 635500 events *** Run,Event: 255028,774915 : >>> TStnAna::ProcessEntry: Processed 636000 events *** Run,Event: 255028,807448 : >>> TStnAna::ProcessEntry: Processed 636500 events *** Run,Event: 255028,839404 : >>> TStnAna::ProcessEntry: Processed 637000 events *** Run,Event: 255028,872088 : >>> TStnAna::ProcessEntry: Processed 637500 events *** Run,Event: 255028,905440 : >>> TStnAna::ProcessEntry: Processed 638000 events *** Run,Event: 255028,592626 : >>> TStnAna::ProcessEntry: Processed 638500 events *** Run,Event: 255028,622533 : >>> TStnAna::ProcessEntry: Processed 639000 events *** Run,Event: 255028,656373 : >>> TStnAna::ProcessEntry: Processed 639500 events *** Run,Event: 255028,691638 : >>> TStnAna::ProcessEntry: Processed 640000 events *** Run,Event: 255028,725932 : >>> TStnAna::ProcessEntry: Processed 640500 events *** Run,Event: 255028,759879 : >>> TStnAna::ProcessEntry: Processed 641000 events Event 1832995 Run 255037 Section 323 InstLum5.52401e+31 *** Run,Event: 255037,1861509: >>> TStnAna::ProcessEntry: Processed 641500 events *** Run,Event: 255037,1894510: >>> TStnAna::ProcessEntry: Processed 642000 events *** Run,Event: 255037,1931124: >>> TStnAna::ProcessEntry: Processed 642500 events *** Run,Event: 255037,1966508: >>> TStnAna::ProcessEntry: Processed 643000 events *** Run,Event: 255037,2000799: >>> TStnAna::ProcessEntry: Processed 643500 events Event 939675 Run 255028 Section 81 InstLum1.151e+32 *** Run,Event: 255028,943438 : >>> TStnAna::ProcessEntry: Processed 644000 events *** Run,Event: 255028,978624 : >>> TStnAna::ProcessEntry: Processed 644500 events *** Run,Event: 255028,1010450: >>> TStnAna::ProcessEntry: Processed 645000 events *** Run,Event: 255028,1043591: >>> TStnAna::ProcessEntry: Processed 645500 events *** Run,Event: 255028,1078671: >>> TStnAna::ProcessEntry: Processed 646000 events *** Run,Event: 255028,1111618: >>> TStnAna::ProcessEntry: Processed 646500 events *** Run,Event: 255028,1143382: >>> TStnAna::ProcessEntry: Processed 647000 events *** Run,Event: 255028,1176965: >>> TStnAna::ProcessEntry: Processed 647500 events *** Run,Event: 255028,1210811: >>> TStnAna::ProcessEntry: Processed 648000 events *** Run,Event: 255028,1247018: >>> TStnAna::ProcessEntry: Processed 648500 events *** Run,Event: 255028,1280002: >>> TStnAna::ProcessEntry: Processed 649000 events *** Run,Event: 255028,1311799: >>> TStnAna::ProcessEntry: Processed 649500 events *** Run,Event: 255028,1342126: >>> TStnAna::ProcessEntry: Processed 650000 events *** Run,Event: 255028,1373925: >>> TStnAna::ProcessEntry: Processed 650500 events *** Run,Event: 255028,1408143: >>> TStnAna::ProcessEntry: Processed 651000 events *** Run,Event: 255028,1442445: >>> TStnAna::ProcessEntry: Processed 651500 events *** Run,Event: 255028,2815260: >>> TStnAna::ProcessEntry: Processed 652000 events *** Run,Event: 255028,2844329: >>> TStnAna::ProcessEntry: Processed 652500 events *** Run,Event: 255028,2873441: >>> TStnAna::ProcessEntry: Processed 653000 events *** Run,Event: 255028,2903552: >>> TStnAna::ProcessEntry: Processed 653500 events *** Run,Event: 255028,2934752: >>> TStnAna::ProcessEntry: Processed 654000 events *** Run,Event: 255028,1459075: >>> TStnAna::ProcessEntry: Processed 654500 events *** Run,Event: 255028,1490896: >>> TStnAna::ProcessEntry: Processed 655000 events *** Run,Event: 255028,1521652: >>> TStnAna::ProcessEntry: Processed 655500 events *** Run,Event: 255028,1555971: >>> TStnAna::ProcessEntry: Processed 656000 events *** Run,Event: 255028,1589970: >>> TStnAna::ProcessEntry: Processed 656500 events *** Run,Event: 255028,1622546: >>> TStnAna::ProcessEntry: Processed 657000 events Event 12266993 Run 255074 Section 1249 InstLum5.46646e+31 *** Run,Event: 255074,12303642: >>> TStnAna::ProcessEntry: Processed 657500 events *** Run,Event: 255074,12348299: >>> TStnAna::ProcessEntry: Processed 658000 events *** Run,Event: 255074,12387385: >>> TStnAna::ProcessEntry: Processed 658500 events *** Run,Event: 255074,12431966: >>> TStnAna::ProcessEntry: Processed 659000 events *** Run,Event: 255074,12475515: >>> TStnAna::ProcessEntry: Processed 659500 events *** Run,Event: 255074,12518777: >>> TStnAna::ProcessEntry: Processed 660000 events *** Run,Event: 255074,12561157: >>> TStnAna::ProcessEntry: Processed 660500 events *** Run,Event: 255074,13816432: >>> TStnAna::ProcessEntry: Processed 661000 events Event 1788883 Run 255028 Section 152 InstLum1.0828e+32 *** Run,Event: 255028,1822102: >>> TStnAna::ProcessEntry: Processed 661500 events *** Run,Event: 255028,1854711: >>> TStnAna::ProcessEntry: Processed 662000 events *** Run,Event: 255028,1886228: >>> TStnAna::ProcessEntry: Processed 662500 events *** Run,Event: 255028,1917055: >>> TStnAna::ProcessEntry: Processed 663000 events *** Run,Event: 255028,1950443: >>> TStnAna::ProcessEntry: Processed 663500 events *** Run,Event: 255028,2984147: >>> TStnAna::ProcessEntry: Processed 664000 events *** Run,Event: 255028,3017388: >>> TStnAna::ProcessEntry: Processed 664500 events *** Run,Event: 255028,3050884: >>> TStnAna::ProcessEntry: Processed 665000 events *** Run,Event: 255028,3080978: >>> TStnAna::ProcessEntry: Processed 665500 events *** Run,Event: 255028,3111407: >>> TStnAna::ProcessEntry: Processed 666000 events Event 2628108 Run 255037 Section 478 InstLum5.1285e+31 *** Run,Event: 255037,2638987: >>> TStnAna::ProcessEntry: Processed 666500 events *** Run,Event: 255037,2668589: >>> TStnAna::ProcessEntry: Processed 667000 events *** Run,Event: 255037,2705283: >>> TStnAna::ProcessEntry: Processed 667500 events *** Run,Event: 255037,2738267: >>> TStnAna::ProcessEntry: Processed 668000 events *** Run,Event: 255037,2769552: >>> TStnAna::ProcessEntry: Processed 668500 events Event 1955731 Run 255028 Section 167 InstLum1.06725e+32 *** Run,Event: 255028,1977660: >>> TStnAna::ProcessEntry: Processed 669000 events *** Run,Event: 255028,2011729: >>> TStnAna::ProcessEntry: Processed 669500 events *** Run,Event: 255028,2043794: >>> TStnAna::ProcessEntry: Processed 670000 events *** Run,Event: 255028,2077954: >>> TStnAna::ProcessEntry: Processed 670500 events *** Run,Event: 255028,2111904: >>> TStnAna::ProcessEntry: Processed 671000 events Event 1828 Run 255040 Section 2 InstLum4.93694e+31 *** Run,Event: 255040,68583 : >>> TStnAna::ProcessEntry: Processed 671500 events *** Run,Event: 255040,108469 : >>> TStnAna::ProcessEntry: Processed 672000 events *** Run,Event: 255040,148165 : >>> TStnAna::ProcessEntry: Processed 672500 events *** Run,Event: 255040,189227 : >>> TStnAna::ProcessEntry: Processed 673000 events *** Run,Event: 255040,229837 : >>> TStnAna::ProcessEntry: Processed 673500 events *** Run,Event: 255040,271147 : >>> TStnAna::ProcessEntry: Processed 674000 events Event 2132678 Run 255028 Section 183 InstLum1.05461e+32 *** Run,Event: 255028,2149743: >>> TStnAna::ProcessEntry: Processed 674500 events *** Run,Event: 255028,2178559: >>> TStnAna::ProcessEntry: Processed 675000 events *** Run,Event: 255028,2208249: >>> TStnAna::ProcessEntry: Processed 675500 events *** Run,Event: 255028,2238186: >>> TStnAna::ProcessEntry: Processed 676000 events *** Run,Event: 255028,2269217: >>> TStnAna::ProcessEntry: Processed 676500 events Event 6212435 Run 255074 Section 518 InstLum7.8506e+31 *** Run,Event: 255074,6221111: >>> TStnAna::ProcessEntry: Processed 677000 events *** Run,Event: 255074,6263862: >>> TStnAna::ProcessEntry: Processed 677500 events *** Run,Event: 255074,6309772: >>> TStnAna::ProcessEntry: Processed 678000 events *** Run,Event: 255074,8261447: >>> TStnAna::ProcessEntry: Processed 678500 events *** Run,Event: 255074,8305973: >>> TStnAna::ProcessEntry: Processed 679000 events *** Run,Event: 255074,8352142: >>> TStnAna::ProcessEntry: Processed 679500 events *** Run,Event: 255074,8396795: >>> TStnAna::ProcessEntry: Processed 680000 events *** Run,Event: 255074,9911197: >>> TStnAna::ProcessEntry: Processed 680500 events *** Run,Event: 255074,9955974: >>> TStnAna::ProcessEntry: Processed 681000 events *** Run,Event: 255074,10002868: >>> TStnAna::ProcessEntry: Processed 681500 events Event 2464416 Run 255028 Section 214 InstLum1.02815e+32 *** Run,Event: 255028,2471648: >>> TStnAna::ProcessEntry: Processed 682000 events *** Run,Event: 255028,2503782: >>> TStnAna::ProcessEntry: Processed 682500 events *** Run,Event: 255028,2537137: >>> TStnAna::ProcessEntry: Processed 683000 events *** Run,Event: 255028,2568175: >>> TStnAna::ProcessEntry: Processed 683500 events *** Run,Event: 255028,2598197: >>> TStnAna::ProcessEntry: Processed 684000 events *** Run,Event: 255028,3465173: >>> TStnAna::ProcessEntry: Processed 684500 events *** Run,Event: 255028,3495777: >>> TStnAna::ProcessEntry: Processed 685000 events *** Run,Event: 255028,3527647: >>> TStnAna::ProcessEntry: Processed 685500 events *** Run,Event: 255028,3559537: >>> TStnAna::ProcessEntry: Processed 686000 events *** Run,Event: 255028,3591423: >>> TStnAna::ProcessEntry: Processed 686500 events *** Run,Event: 255028,3619510: >>> TStnAna::ProcessEntry: Processed 687000 events *** Run,Event: 255028,2646907: >>> TStnAna::ProcessEntry: Processed 687500 events *** Run,Event: 255028,2675998: >>> TStnAna::ProcessEntry: Processed 688000 events *** Run,Event: 255028,2706159: >>> TStnAna::ProcessEntry: Processed 688500 events *** Run,Event: 255028,2740976: >>> TStnAna::ProcessEntry: Processed 689000 events *** Run,Event: 255028,2771355: >>> TStnAna::ProcessEntry: Processed 689500 events Event 289830 Run 255040 Section 60 InstLum4.82536e+31 *** Run,Event: 255040,306825 : >>> TStnAna::ProcessEntry: Processed 690000 events *** Run,Event: 255040,352757 : >>> TStnAna::ProcessEntry: Processed 690500 events *** Run,Event: 255040,391596 : >>> TStnAna::ProcessEntry: Processed 691000 events *** Run,Event: 255040,431666 : >>> TStnAna::ProcessEntry: Processed 691500 events *** Run,Event: 255040,472020 : >>> TStnAna::ProcessEntry: Processed 692000 events *** Run,Event: 255040,512548 : >>> TStnAna::ProcessEntry: Processed 692500 events Event 3133329 Run 255028 Section 281 InstLum9.76709e+31 *** Run,Event: 255028,3143651: >>> TStnAna::ProcessEntry: Processed 693000 events *** Run,Event: 255028,3173589: >>> TStnAna::ProcessEntry: Processed 693500 events *** Run,Event: 255028,3202734: >>> TStnAna::ProcessEntry: Processed 694000 events *** Run,Event: 255028,3233270: >>> TStnAna::ProcessEntry: Processed 694500 events *** Run,Event: 255028,3264827: >>> TStnAna::ProcessEntry: Processed 695000 events *** Run,Event: 255028,3295845: >>> TStnAna::ProcessEntry: Processed 695500 events *** Run,Event: 255028,4654658: >>> TStnAna::ProcessEntry: Processed 696000 events *** Run,Event: 255028,4684302: >>> TStnAna::ProcessEntry: Processed 696500 events *** Run,Event: 255028,4713517: >>> TStnAna::ProcessEntry: Processed 697000 events *** Run,Event: 255028,4749014: >>> TStnAna::ProcessEntry: Processed 697500 events *** Run,Event: 255028,4785493: >>> TStnAna::ProcessEntry: Processed 698000 events *** Run,Event: 255028,3641575: >>> TStnAna::ProcessEntry: Processed 698500 events *** Run,Event: 255028,3672140: >>> TStnAna::ProcessEntry: Processed 699000 events *** Run,Event: 255028,3703301: >>> TStnAna::ProcessEntry: Processed 699500 events *** Run,Event: 255028,3734788: >>> TStnAna::ProcessEntry: Processed 700000 events *** Run,Event: 255028,3764747: >>> TStnAna::ProcessEntry: Processed 700500 events *** Run,Event: 255028,3793593: >>> TStnAna::ProcessEntry: Processed 701000 events *** Run,Event: 255028,3823202: >>> TStnAna::ProcessEntry: Processed 701500 events *** Run,Event: 255028,3856057: >>> TStnAna::ProcessEntry: Processed 702000 events *** Run,Event: 255028,3889787: >>> TStnAna::ProcessEntry: Processed 702500 events *** Run,Event: 255028,3919934: >>> TStnAna::ProcessEntry: Processed 703000 events *** Run,Event: 255028,3949376: >>> TStnAna::ProcessEntry: Processed 703500 events *** Run,Event: 255028,3978262: >>> TStnAna::ProcessEntry: Processed 704000 events *** Run,Event: 255028,4008473: >>> TStnAna::ProcessEntry: Processed 704500 events *** Run,Event: 255028,4039030: >>> TStnAna::ProcessEntry: Processed 705000 events *** Run,Event: 255028,4071629: >>> TStnAna::ProcessEntry: Processed 705500 events *** Run,Event: 255028,4098913: >>> TStnAna::ProcessEntry: Processed 706000 events *** Run,Event: 255028,4128141: >>> TStnAna::ProcessEntry: Processed 706500 events *** Run,Event: 255028,4157412: >>> TStnAna::ProcessEntry: Processed 707000 events *** Run,Event: 255028,4184923: >>> TStnAna::ProcessEntry: Processed 707500 events *** Run,Event: 255028,4217881: >>> TStnAna::ProcessEntry: Processed 708000 events *** Run,Event: 255028,4247980: >>> TStnAna::ProcessEntry: Processed 708500 events *** Run,Event: 255028,4276540: >>> TStnAna::ProcessEntry: Processed 709000 events *** Run,Event: 255028,4303265: >>> TStnAna::ProcessEntry: Processed 709500 events *** Run,Event: 255028,4332924: >>> TStnAna::ProcessEntry: Processed 710000 events *** Run,Event: 255028,4362839: >>> TStnAna::ProcessEntry: Processed 710500 events *** Run,Event: 255028,4392660: >>> TStnAna::ProcessEntry: Processed 711000 events *** Run,Event: 255028,4424048: >>> TStnAna::ProcessEntry: Processed 711500 events *** Run,Event: 255028,4453195: >>> TStnAna::ProcessEntry: Processed 712000 events *** Run,Event: 255028,4833053: >>> TStnAna::ProcessEntry: Processed 712500 events *** Run,Event: 255028,4868427: >>> TStnAna::ProcessEntry: Processed 713000 events *** Run,Event: 255028,4901723: >>> TStnAna::ProcessEntry: Processed 713500 events *** Run,Event: 255028,4933885: >>> TStnAna::ProcessEntry: Processed 714000 events *** Run,Event: 255028,4969542: >>> TStnAna::ProcessEntry: Processed 714500 events Event 782376 Run 255040 Section 152 InstLum4.57084e+31 *** Run,Event: 255040,783162 : >>> TStnAna::ProcessEntry: Processed 715000 events *** Run,Event: 255040,820163 : >>> TStnAna::ProcessEntry: Processed 715500 events *** Run,Event: 255040,862861 : >>> TStnAna::ProcessEntry: Processed 716000 events *** Run,Event: 255040,903014 : >>> TStnAna::ProcessEntry: Processed 716500 events *** Run,Event: 255040,946374 : >>> TStnAna::ProcessEntry: Processed 717000 events Event 4460969 Run 255028 Section 442 InstLum8.13568e+31 *** Run,Event: 255028,4463142: >>> TStnAna::ProcessEntry: Processed 717500 events *** Run,Event: 255028,4493845: >>> TStnAna::ProcessEntry: Processed 718000 events *** Run,Event: 255028,4523242: >>> TStnAna::ProcessEntry: Processed 718500 events *** Run,Event: 255028,4553157: >>> TStnAna::ProcessEntry: Processed 719000 events *** Run,Event: 255028,4582078: >>> TStnAna::ProcessEntry: Processed 719500 events *** Run,Event: 255028,4611891: >>> TStnAna::ProcessEntry: Processed 720000 events *** Run,Event: 255028,5020861: >>> TStnAna::ProcessEntry: Processed 720500 events *** Run,Event: 255028,5054106: >>> TStnAna::ProcessEntry: Processed 721000 events *** Run,Event: 255028,5087373: >>> TStnAna::ProcessEntry: Processed 721500 events Event 2421179 Run 255037 Section 437 InstLum5.2365e+31 *** Run,Event: 255037,2438620: >>> TStnAna::ProcessEntry: Processed 722000 events *** Run,Event: 255037,2471306: >>> TStnAna::ProcessEntry: Processed 722500 events *** Run,Event: 255037,2504321: >>> TStnAna::ProcessEntry: Processed 723000 events *** Run,Event: 255037,2537816: >>> TStnAna::ProcessEntry: Processed 723500 events *** Run,Event: 255037,2575785: >>> TStnAna::ProcessEntry: Processed 724000 events *** Run,Event: 255037,2610175: >>> TStnAna::ProcessEntry: Processed 724500 events *** Run,Event: 255037,75662 : >>> TStnAna::ProcessEntry: Processed 725000 events *** Run,Event: 255037,109407 : >>> TStnAna::ProcessEntry: Processed 725500 events *** Run,Event: 255037,144986 : >>> TStnAna::ProcessEntry: Processed 726000 events *** Run,Event: 255037,179596 : >>> TStnAna::ProcessEntry: Processed 726500 events *** Run,Event: 255037,213818 : >>> TStnAna::ProcessEntry: Processed 727000 events *** Run,Event: 255037,443813 : >>> TStnAna::ProcessEntry: Processed 727500 events *** Run,Event: 255037,478636 : >>> TStnAna::ProcessEntry: Processed 728000 events *** Run,Event: 255037,512298 : >>> TStnAna::ProcessEntry: Processed 728500 events *** Run,Event: 255037,545793 : >>> TStnAna::ProcessEntry: Processed 729000 events *** Run,Event: 255037,579135 : >>> TStnAna::ProcessEntry: Processed 729500 events *** Run,Event: 255037,613538 : >>> TStnAna::ProcessEntry: Processed 730000 events Event 539703 Run 255040 Section 106 InstLum4.66292e+31 *** Run,Event: 255040,553257 : >>> TStnAna::ProcessEntry: Processed 730500 events *** Run,Event: 255040,594774 : >>> TStnAna::ProcessEntry: Processed 731000 events *** Run,Event: 255040,636993 : >>> TStnAna::ProcessEntry: Processed 731500 events *** Run,Event: 255040,675643 : >>> TStnAna::ProcessEntry: Processed 732000 events *** Run,Event: 255040,717138 : >>> TStnAna::ProcessEntry: Processed 732500 events *** Run,Event: 255040,756950 : >>> TStnAna::ProcessEntry: Processed 733000 events Event 242922 Run 255037 Section 53 InstLum6.31816e+31 *** Run,Event: 255037,256404 : >>> TStnAna::ProcessEntry: Processed 733500 events *** Run,Event: 255037,289813 : >>> TStnAna::ProcessEntry: Processed 734000 events *** Run,Event: 255037,325703 : >>> TStnAna::ProcessEntry: Processed 734500 events *** Run,Event: 255037,360929 : >>> TStnAna::ProcessEntry: Processed 735000 events *** Run,Event: 255037,393831 : >>> TStnAna::ProcessEntry: Processed 735500 events *** Run,Event: 255037,430324 : >>> TStnAna::ProcessEntry: Processed 736000 events *** Run,Event: 255037,659816 : >>> TStnAna::ProcessEntry: Processed 736500 events *** Run,Event: 255037,693757 : >>> TStnAna::ProcessEntry: Processed 737000 events *** Run,Event: 255037,727511 : >>> TStnAna::ProcessEntry: Processed 737500 events *** Run,Event: 255037,761835 : >>> TStnAna::ProcessEntry: Processed 738000 events *** Run,Event: 255037,797377 : >>> TStnAna::ProcessEntry: Processed 738500 events *** Run,Event: 255037,830300 : >>> TStnAna::ProcessEntry: Processed 739000 events *** Run,Event: 255037,862968 : >>> TStnAna::ProcessEntry: Processed 739500 events *** Run,Event: 255037,898462 : >>> TStnAna::ProcessEntry: Processed 740000 events *** Run,Event: 255037,934849 : >>> TStnAna::ProcessEntry: Processed 740500 events *** Run,Event: 255037,969096 : >>> TStnAna::ProcessEntry: Processed 741000 events *** Run,Event: 255037,1003022: >>> TStnAna::ProcessEntry: Processed 741500 events *** Run,Event: 255037,1036199: >>> TStnAna::ProcessEntry: Processed 742000 events *** Run,Event: 255037,1068426: >>> TStnAna::ProcessEntry: Processed 742500 events *** Run,Event: 255037,1102010: >>> TStnAna::ProcessEntry: Processed 743000 events *** Run,Event: 255037,1134029: >>> TStnAna::ProcessEntry: Processed 743500 events *** Run,Event: 255037,1166814: >>> TStnAna::ProcessEntry: Processed 744000 events *** Run,Event: 255037,1199983: >>> TStnAna::ProcessEntry: Processed 744500 events *** Run,Event: 255037,1233285: >>> TStnAna::ProcessEntry: Processed 745000 events *** Run,Event: 255037,1456064: >>> TStnAna::ProcessEntry: Processed 745500 events *** Run,Event: 255037,1489601: >>> TStnAna::ProcessEntry: Processed 746000 events *** Run,Event: 255037,1523267: >>> TStnAna::ProcessEntry: Processed 746500 events *** Run,Event: 255037,1559018: >>> TStnAna::ProcessEntry: Processed 747000 events *** Run,Event: 255037,1595933: >>> TStnAna::ProcessEntry: Processed 747500 events *** Run,Event: 255037,2030772: >>> TStnAna::ProcessEntry: Processed 748000 events *** Run,Event: 255037,2064382: >>> TStnAna::ProcessEntry: Processed 748500 events *** Run,Event: 255037,2099446: >>> TStnAna::ProcessEntry: Processed 749000 events *** Run,Event: 255037,2131100: >>> TStnAna::ProcessEntry: Processed 749500 events *** Run,Event: 255037,2163724: >>> TStnAna::ProcessEntry: Processed 750000 events *** Run,Event: 255037,2195813: >>> TStnAna::ProcessEntry: Processed 750500 events *** Run,Event: 255037,1237131: >>> TStnAna::ProcessEntry: Processed 751000 events *** Run,Event: 255037,1269543: >>> TStnAna::ProcessEntry: Processed 751500 events *** Run,Event: 255037,1304221: >>> TStnAna::ProcessEntry: Processed 752000 events *** Run,Event: 255037,1335741: >>> TStnAna::ProcessEntry: Processed 752500 events *** Run,Event: 255037,1369223: >>> TStnAna::ProcessEntry: Processed 753000 events *** Run,Event: 255037,1402585: >>> TStnAna::ProcessEntry: Processed 753500 events *** Run,Event: 255037,1644091: >>> TStnAna::ProcessEntry: Processed 754000 events *** Run,Event: 255037,1679930: >>> TStnAna::ProcessEntry: Processed 754500 events *** Run,Event: 255037,1714137: >>> TStnAna::ProcessEntry: Processed 755000 events *** Run,Event: 255037,1746560: >>> TStnAna::ProcessEntry: Processed 755500 events *** Run,Event: 255037,1780593: >>> TStnAna::ProcessEntry: Processed 756000 events *** Run,Event: 255037,1815004: >>> TStnAna::ProcessEntry: Processed 756500 events *** Run,Event: 255037,2240232: >>> TStnAna::ProcessEntry: Processed 757000 events *** Run,Event: 255037,2272728: >>> TStnAna::ProcessEntry: Processed 757500 events *** Run,Event: 255037,2304405: >>> TStnAna::ProcessEntry: Processed 758000 events *** Run,Event: 255037,2334505: >>> TStnAna::ProcessEntry: Processed 758500 events *** Run,Event: 255037,2367925: >>> TStnAna::ProcessEntry: Processed 759000 events *** Run,Event: 255037,2401064: >>> TStnAna::ProcessEntry: Processed 759500 events Event 5958 Run 255069 Section 2 InstLum1.32766e+32 *** Run,Event: 255069,121449 : >>> TStnAna::ProcessEntry: Processed 760000 events *** Run,Event: 255069,155203 : >>> TStnAna::ProcessEntry: Processed 760500 events *** Run,Event: 255069,190834 : >>> TStnAna::ProcessEntry: Processed 761000 events *** Run,Event: 255069,228307 : >>> TStnAna::ProcessEntry: Processed 761500 events Event 11060573 Run 255074 Section 1080 InstLum5.92558e+31 *** Run,Event: 255074,11087285: >>> TStnAna::ProcessEntry: Processed 762000 events *** Run,Event: 255074,11129288: >>> TStnAna::ProcessEntry: Processed 762500 events *** Run,Event: 255074,11172254: >>> TStnAna::ProcessEntry: Processed 763000 events *** Run,Event: 255074,13025539: >>> TStnAna::ProcessEntry: Processed 763500 events *** Run,Event: 255074,13068640: >>> TStnAna::ProcessEntry: Processed 764000 events *** Run,Event: 255074,13111674: >>> TStnAna::ProcessEntry: Processed 764500 events *** Run,Event: 255074,13157246: >>> TStnAna::ProcessEntry: Processed 765000 events *** Run,Event: 255074,13652029: >>> TStnAna::ProcessEntry: Processed 765500 events *** Run,Event: 255074,13695094: >>> TStnAna::ProcessEntry: Processed 766000 events *** Run,Event: 255074,13737496: >>> TStnAna::ProcessEntry: Processed 766500 events Event 240551 Run 255069 Section 27 InstLum1.29292e+32 *** Run,Event: 255069,245958 : >>> TStnAna::ProcessEntry: Processed 767000 events *** Run,Event: 255069,281638 : >>> TStnAna::ProcessEntry: Processed 767500 events *** Run,Event: 255069,317573 : >>> TStnAna::ProcessEntry: Processed 768000 events *** Run,Event: 255069,351969 : >>> TStnAna::ProcessEntry: Processed 768500 events *** Run,Event: 255069,384520 : >>> TStnAna::ProcessEntry: Processed 769000 events Event 5238988 Run 255074 Section 425 InstLum8.27018e+31 *** Run,Event: 255074,5251686: >>> TStnAna::ProcessEntry: Processed 769500 events *** Run,Event: 255074,5297514: >>> TStnAna::ProcessEntry: Processed 770000 events *** Run,Event: 255074,5340527: >>> TStnAna::ProcessEntry: Processed 770500 events *** Run,Event: 255074,13176303: >>> TStnAna::ProcessEntry: Processed 771000 events *** Run,Event: 255074,13221305: >>> TStnAna::ProcessEntry: Processed 771500 events *** Run,Event: 255074,13262855: >>> TStnAna::ProcessEntry: Processed 772000 events *** Run,Event: 255074,13306967: >>> TStnAna::ProcessEntry: Processed 772500 events Event 1480668 Run 255090 Section 258 InstLum4.43822e+31 *** Run,Event: 255090,1512739: >>> TStnAna::ProcessEntry: Processed 773000 events *** Run,Event: 255090,1560910: >>> TStnAna::ProcessEntry: Processed 773500 events *** Run,Event: 255090,1608232: >>> TStnAna::ProcessEntry: Processed 774000 events Event 407308 Run 255069 Section 38 InstLum1.27778e+32 *** Run,Event: 255069,414412 : >>> TStnAna::ProcessEntry: Processed 774500 events *** Run,Event: 255069,452804 : >>> TStnAna::ProcessEntry: Processed 775000 events *** Run,Event: 255069,487537 : >>> TStnAna::ProcessEntry: Processed 775500 events *** Run,Event: 255069,520593 : >>> TStnAna::ProcessEntry: Processed 776000 events Event 2323 Run 255074 Section 2 InstLum1.11628e+32 *** Run,Event: 255074,84525 : >>> TStnAna::ProcessEntry: Processed 776500 events *** Run,Event: 255074,117984 : >>> TStnAna::ProcessEntry: Processed 777000 events *** Run,Event: 255074,150003 : >>> TStnAna::ProcessEntry: Processed 777500 events *** Run,Event: 255074,182619 : >>> TStnAna::ProcessEntry: Processed 778000 events *** Run,Event: 255074,614934 : >>> TStnAna::ProcessEntry: Processed 778500 events *** Run,Event: 255074,659719 : >>> TStnAna::ProcessEntry: Processed 779000 events *** Run,Event: 255074,703939 : >>> TStnAna::ProcessEntry: Processed 779500 events *** Run,Event: 255074,894132 : >>> TStnAna::ProcessEntry: Processed 780000 events *** Run,Event: 255074,940877 : >>> TStnAna::ProcessEntry: Processed 780500 events *** Run,Event: 255074,984282 : >>> TStnAna::ProcessEntry: Processed 781000 events *** Run,Event: 255074,1026758: >>> TStnAna::ProcessEntry: Processed 781500 events *** Run,Event: 255074,1072535: >>> TStnAna::ProcessEntry: Processed 782000 events *** Run,Event: 255074,1116119: >>> TStnAna::ProcessEntry: Processed 782500 events *** Run,Event: 255074,1163450: >>> TStnAna::ProcessEntry: Processed 783000 events *** Run,Event: 255074,1766922: >>> TStnAna::ProcessEntry: Processed 783500 events *** Run,Event: 255074,1811283: >>> TStnAna::ProcessEntry: Processed 784000 events *** Run,Event: 255074,1860397: >>> TStnAna::ProcessEntry: Processed 784500 events *** Run,Event: 255074,2039496: >>> TStnAna::ProcessEntry: Processed 785000 events *** Run,Event: 255074,2083322: >>> TStnAna::ProcessEntry: Processed 785500 events *** Run,Event: 255074,2130253: >>> TStnAna::ProcessEntry: Processed 786000 events *** Run,Event: 255074,1902457: >>> TStnAna::ProcessEntry: Processed 786500 events *** Run,Event: 255074,1949371: >>> TStnAna::ProcessEntry: Processed 787000 events *** Run,Event: 255074,1989945: >>> TStnAna::ProcessEntry: Processed 787500 events *** Run,Event: 255074,7416659: >>> TStnAna::ProcessEntry: Processed 788000 events *** Run,Event: 255074,7459256: >>> TStnAna::ProcessEntry: Processed 788500 events *** Run,Event: 255074,7501527: >>> TStnAna::ProcessEntry: Processed 789000 events *** Run,Event: 255074,10052202: >>> TStnAna::ProcessEntry: Processed 789500 events *** Run,Event: 255074,10094304: >>> TStnAna::ProcessEntry: Processed 790000 events *** Run,Event: 255074,10135857: >>> TStnAna::ProcessEntry: Processed 790500 events *** Run,Event: 255074,10177483: >>> TStnAna::ProcessEntry: Processed 791000 events *** Run,Event: 255074,11551262: >>> TStnAna::ProcessEntry: Processed 791500 events *** Run,Event: 255074,11593361: >>> TStnAna::ProcessEntry: Processed 792000 events *** Run,Event: 255074,11635550: >>> TStnAna::ProcessEntry: Processed 792500 events *** Run,Event: 255074,2297664: >>> TStnAna::ProcessEntry: Processed 793000 events *** Run,Event: 255074,2339334: >>> TStnAna::ProcessEntry: Processed 793500 events *** Run,Event: 255074,2381561: >>> TStnAna::ProcessEntry: Processed 794000 events *** Run,Event: 255074,2423853: >>> TStnAna::ProcessEntry: Processed 794500 events *** Run,Event: 255074,2466471: >>> TStnAna::ProcessEntry: Processed 795000 events *** Run,Event: 255074,2511020: >>> TStnAna::ProcessEntry: Processed 795500 events *** Run,Event: 255074,2557620: >>> TStnAna::ProcessEntry: Processed 796000 events *** Run,Event: 255074,3303781: >>> TStnAna::ProcessEntry: Processed 796500 events *** Run,Event: 255074,3345370: >>> TStnAna::ProcessEntry: Processed 797000 events *** Run,Event: 255074,3391352: >>> TStnAna::ProcessEntry: Processed 797500 events *** Run,Event: 255074,3705831: >>> TStnAna::ProcessEntry: Processed 798000 events *** Run,Event: 255074,3748274: >>> TStnAna::ProcessEntry: Processed 798500 events *** Run,Event: 255074,3791525: >>> TStnAna::ProcessEntry: Processed 799000 events *** Run,Event: 255074,2578384: >>> TStnAna::ProcessEntry: Processed 799500 events *** Run,Event: 255074,2619785: >>> TStnAna::ProcessEntry: Processed 800000 events *** Run,Event: 255074,2662641: >>> TStnAna::ProcessEntry: Processed 800500 events *** Run,Event: 255074,2706550: >>> TStnAna::ProcessEntry: Processed 801000 events *** Run,Event: 255074,3859108: >>> TStnAna::ProcessEntry: Processed 801500 events *** Run,Event: 255074,3904810: >>> TStnAna::ProcessEntry: Processed 802000 events *** Run,Event: 255074,3949470: >>> TStnAna::ProcessEntry: Processed 802500 events *** Run,Event: 255074,6964913: >>> TStnAna::ProcessEntry: Processed 803000 events *** Run,Event: 255074,7005984: >>> TStnAna::ProcessEntry: Processed 803500 events *** Run,Event: 255074,7045687: >>> TStnAna::ProcessEntry: Processed 804000 events *** Run,Event: 255074,7086344: >>> TStnAna::ProcessEntry: Processed 804500 events *** Run,Event: 255074,8894442: >>> TStnAna::ProcessEntry: Processed 805000 events *** Run,Event: 255074,8937478: >>> TStnAna::ProcessEntry: Processed 805500 events *** Run,Event: 255074,8980189: >>> TStnAna::ProcessEntry: Processed 806000 events *** Run,Event: 255074,3021432: >>> TStnAna::ProcessEntry: Processed 806500 events *** Run,Event: 255074,3061925: >>> TStnAna::ProcessEntry: Processed 807000 events *** Run,Event: 255074,3106676: >>> TStnAna::ProcessEntry: Processed 807500 events *** Run,Event: 255074,3152183: >>> TStnAna::ProcessEntry: Processed 808000 events *** Run,Event: 255074,3194179: >>> TStnAna::ProcessEntry: Processed 808500 events *** Run,Event: 255074,3239792: >>> TStnAna::ProcessEntry: Processed 809000 events *** Run,Event: 255074,3556194: >>> TStnAna::ProcessEntry: Processed 809500 events *** Run,Event: 255074,3602076: >>> TStnAna::ProcessEntry: Processed 810000 events *** Run,Event: 255074,3644639: >>> TStnAna::ProcessEntry: Processed 810500 events *** Run,Event: 255074,3684292: >>> TStnAna::ProcessEntry: Processed 811000 events *** Run,Event: 255074,4014309: >>> TStnAna::ProcessEntry: Processed 811500 events *** Run,Event: 255074,4058780: >>> TStnAna::ProcessEntry: Processed 812000 events *** Run,Event: 255074,4101355: >>> TStnAna::ProcessEntry: Processed 812500 events *** Run,Event: 255074,4142872: >>> TStnAna::ProcessEntry: Processed 813000 events *** Run,Event: 255074,4184639: >>> TStnAna::ProcessEntry: Processed 813500 events *** Run,Event: 255074,4226967: >>> TStnAna::ProcessEntry: Processed 814000 events *** Run,Event: 255074,4546443: >>> TStnAna::ProcessEntry: Processed 814500 events *** Run,Event: 255074,4589640: >>> TStnAna::ProcessEntry: Processed 815000 events *** Run,Event: 255074,4632112: >>> TStnAna::ProcessEntry: Processed 815500 events *** Run,Event: 255074,4676289: >>> TStnAna::ProcessEntry: Processed 816000 events *** Run,Event: 255074,4715520: >>> TStnAna::ProcessEntry: Processed 816500 events *** Run,Event: 255074,4756205: >>> TStnAna::ProcessEntry: Processed 817000 events *** Run,Event: 255074,4796623: >>> TStnAna::ProcessEntry: Processed 817500 events *** Run,Event: 255074,4984155: >>> TStnAna::ProcessEntry: Processed 818000 events *** Run,Event: 255074,5028785: >>> TStnAna::ProcessEntry: Processed 818500 events *** Run,Event: 255074,5071072: >>> TStnAna::ProcessEntry: Processed 819000 events *** Run,Event: 255074,4414280: >>> TStnAna::ProcessEntry: Processed 819500 events *** Run,Event: 255074,4457787: >>> TStnAna::ProcessEntry: Processed 820000 events *** Run,Event: 255074,4500593: >>> TStnAna::ProcessEntry: Processed 820500 events *** Run,Event: 255074,5529249: >>> TStnAna::ProcessEntry: Processed 821000 events *** Run,Event: 255074,5569441: >>> TStnAna::ProcessEntry: Processed 821500 events *** Run,Event: 255074,5613231: >>> TStnAna::ProcessEntry: Processed 822000 events *** Run,Event: 255074,5926161: >>> TStnAna::ProcessEntry: Processed 822500 events *** Run,Event: 255074,5972557: >>> TStnAna::ProcessEntry: Processed 823000 events *** Run,Event: 255074,6013752: >>> TStnAna::ProcessEntry: Processed 823500 events *** Run,Event: 255074,6060108: >>> TStnAna::ProcessEntry: Processed 824000 events *** Run,Event: 255074,6388147: >>> TStnAna::ProcessEntry: Processed 824500 events *** Run,Event: 255074,6432277: >>> TStnAna::ProcessEntry: Processed 825000 events *** Run,Event: 255074,6477208: >>> TStnAna::ProcessEntry: Processed 825500 events *** Run,Event: 255074,5398205: >>> TStnAna::ProcessEntry: Processed 826000 events *** Run,Event: 255074,5440429: >>> TStnAna::ProcessEntry: Processed 826500 events *** Run,Event: 255074,5481430: >>> TStnAna::ProcessEntry: Processed 827000 events Event 1306 Run 255090 Section 2 InstLum4.89169e+31 *** Run,Event: 255090,66458 : >>> TStnAna::ProcessEntry: Processed 827500 events *** Run,Event: 255090,109070 : >>> TStnAna::ProcessEntry: Processed 828000 events *** Run,Event: 255090,153820 : >>> TStnAna::ProcessEntry: Processed 828500 events *** Run,Event: 255090,199567 : >>> TStnAna::ProcessEntry: Processed 829000 events *** Run,Event: 255090,424544 : >>> TStnAna::ProcessEntry: Processed 829500 events *** Run,Event: 255090,467677 : >>> TStnAna::ProcessEntry: Processed 830000 events *** Run,Event: 255090,513613 : >>> TStnAna::ProcessEntry: Processed 830500 events *** Run,Event: 255090,559700 : >>> TStnAna::ProcessEntry: Processed 831000 events *** Run,Event: 255090,787609 : >>> TStnAna::ProcessEntry: Processed 831500 events *** Run,Event: 255090,832526 : >>> TStnAna::ProcessEntry: Processed 832000 events *** Run,Event: 255090,880389 : >>> TStnAna::ProcessEntry: Processed 832500 events *** Run,Event: 255090,925101 : >>> TStnAna::ProcessEntry: Processed 833000 events Event 5656180 Run 255074 Section 464 InstLum8.06849e+31 *** Run,Event: 255074,5675608: >>> TStnAna::ProcessEntry: Processed 833500 events *** Run,Event: 255074,5716631: >>> TStnAna::ProcessEntry: Processed 834000 events *** Run,Event: 255074,5761876: >>> TStnAna::ProcessEntry: Processed 834500 events *** Run,Event: 255074,6082021: >>> TStnAna::ProcessEntry: Processed 835000 events *** Run,Event: 255074,6126583: >>> TStnAna::ProcessEntry: Processed 835500 events *** Run,Event: 255074,6171506: >>> TStnAna::ProcessEntry: Processed 836000 events *** Run,Event: 255074,12868361: >>> TStnAna::ProcessEntry: Processed 836500 events *** Run,Event: 255074,12907854: >>> TStnAna::ProcessEntry: Processed 837000 events *** Run,Event: 255074,12952053: >>> TStnAna::ProcessEntry: Processed 837500 events *** Run,Event: 255074,12997317: >>> TStnAna::ProcessEntry: Processed 838000 events *** Run,Event: 255074,13344532: >>> TStnAna::ProcessEntry: Processed 838500 events *** Run,Event: 255074,13388309: >>> TStnAna::ProcessEntry: Processed 839000 events *** Run,Event: 255074,13430478: >>> TStnAna::ProcessEntry: Processed 839500 events *** Run,Event: 255074,13471252: >>> TStnAna::ProcessEntry: Processed 840000 events *** Run,Event: 255074,13513405: >>> TStnAna::ProcessEntry: Processed 840500 events *** Run,Event: 255074,13556711: >>> TStnAna::ProcessEntry: Processed 841000 events *** Run,Event: 255074,13599707: >>> TStnAna::ProcessEntry: Processed 841500 events *** Run,Event: 255074,5807194: >>> TStnAna::ProcessEntry: Processed 842000 events *** Run,Event: 255074,5848921: >>> TStnAna::ProcessEntry: Processed 842500 events *** Run,Event: 255074,5891285: >>> TStnAna::ProcessEntry: Processed 843000 events *** Run,Event: 255074,6807287: >>> TStnAna::ProcessEntry: Processed 843500 events *** Run,Event: 255074,6850885: >>> TStnAna::ProcessEntry: Processed 844000 events *** Run,Event: 255074,6896689: >>> TStnAna::ProcessEntry: Processed 844500 events *** Run,Event: 255074,6942876: >>> TStnAna::ProcessEntry: Processed 845000 events *** Run,Event: 255074,8013824: >>> TStnAna::ProcessEntry: Processed 845500 events *** Run,Event: 255074,8056868: >>> TStnAna::ProcessEntry: Processed 846000 events *** Run,Event: 255074,8101284: >>> TStnAna::ProcessEntry: Processed 846500 events Event 5378536 Run 255090 Section 958 InstLum3.51678e+31 *** Run,Event: 255090,5409112: >>> TStnAna::ProcessEntry: Processed 847000 events Event 7090457 Run 255074 Section 607 InstLum7.49872e+31 *** Run,Event: 255074,7131275: >>> TStnAna::ProcessEntry: Processed 847500 events *** Run,Event: 255074,7175857: >>> TStnAna::ProcessEntry: Processed 848000 events *** Run,Event: 255074,7219553: >>> TStnAna::ProcessEntry: Processed 848500 events *** Run,Event: 255074,7556521: >>> TStnAna::ProcessEntry: Processed 849000 events *** Run,Event: 255074,7601992: >>> TStnAna::ProcessEntry: Processed 849500 events *** Run,Event: 255074,7646420: >>> TStnAna::ProcessEntry: Processed 850000 events *** Run,Event: 255074,8425171: >>> TStnAna::ProcessEntry: Processed 850500 events *** Run,Event: 255074,8471015: >>> TStnAna::ProcessEntry: Processed 851000 events *** Run,Event: 255074,8513868: >>> TStnAna::ProcessEntry: Processed 851500 events *** Run,Event: 255074,8551995: >>> TStnAna::ProcessEntry: Processed 852000 events *** Run,Event: 255074,8594808: >>> TStnAna::ProcessEntry: Processed 852500 events *** Run,Event: 255074,8639369: >>> TStnAna::ProcessEntry: Processed 853000 events *** Run,Event: 255074,8684316: >>> TStnAna::ProcessEntry: Processed 853500 events *** Run,Event: 255074,9166846: >>> TStnAna::ProcessEntry: Processed 854000 events *** Run,Event: 255074,9212026: >>> TStnAna::ProcessEntry: Processed 854500 events *** Run,Event: 255074,9257737: >>> TStnAna::ProcessEntry: Processed 855000 events *** Run,Event: 255074,9597633: >>> TStnAna::ProcessEntry: Processed 855500 events *** Run,Event: 255074,9641707: >>> TStnAna::ProcessEntry: Processed 856000 events *** Run,Event: 255074,9687462: >>> TStnAna::ProcessEntry: Processed 856500 events *** Run,Event: 255074,9730932: >>> TStnAna::ProcessEntry: Processed 857000 events *** Run,Event: 255074,9775543: >>> TStnAna::ProcessEntry: Processed 857500 events *** Run,Event: 255074,9816388: >>> TStnAna::ProcessEntry: Processed 858000 events *** Run,Event: 255074,9858965: >>> TStnAna::ProcessEntry: Processed 858500 events *** Run,Event: 255074,10784733: >>> TStnAna::ProcessEntry: Processed 859000 events *** Run,Event: 255074,10833155: >>> TStnAna::ProcessEntry: Processed 859500 events *** Run,Event: 255074,10876157: >>> TStnAna::ProcessEntry: Processed 860000 events *** Run,Event: 255074,11665703: >>> TStnAna::ProcessEntry: Processed 860500 events *** Run,Event: 255074,11709731: >>> TStnAna::ProcessEntry: Processed 861000 events *** Run,Event: 255074,11754018: >>> TStnAna::ProcessEntry: Processed 861500 events *** Run,Event: 255074,11796043: >>> TStnAna::ProcessEntry: Processed 862000 events *** Run,Event: 255074,10639986: >>> TStnAna::ProcessEntry: Processed 862500 events *** Run,Event: 255074,10683795: >>> TStnAna::ProcessEntry: Processed 863000 events *** Run,Event: 255074,10727031: >>> TStnAna::ProcessEntry: Processed 863500 events *** Run,Event: 255074,10925521: >>> TStnAna::ProcessEntry: Processed 864000 events *** Run,Event: 255074,10970570: >>> TStnAna::ProcessEntry: Processed 864500 events *** Run,Event: 255074,11014884: >>> TStnAna::ProcessEntry: Processed 865000 events *** Run,Event: 255074,11054720: >>> TStnAna::ProcessEntry: Processed 865500 events *** Run,Event: 255074,11392879: >>> TStnAna::ProcessEntry: Processed 866000 events *** Run,Event: 255074,11437983: >>> TStnAna::ProcessEntry: Processed 866500 events *** Run,Event: 255074,11481129: >>> TStnAna::ProcessEntry: Processed 867000 events *** Run,Event: 255074,11977277: >>> TStnAna::ProcessEntry: Processed 867500 events *** Run,Event: 255074,12022226: >>> TStnAna::ProcessEntry: Processed 868000 events *** Run,Event: 255074,12063598: >>> TStnAna::ProcessEntry: Processed 868500 events *** Run,Event: 255074,12105091: >>> TStnAna::ProcessEntry: Processed 869000 events *** Run,Event: 255074,12146131: >>> TStnAna::ProcessEntry: Processed 869500 events *** Run,Event: 255074,12190187: >>> TStnAna::ProcessEntry: Processed 870000 events *** Run,Event: 255074,12232793: >>> TStnAna::ProcessEntry: Processed 870500 events Event 949961 Run 255090 Section 168 InstLum4.57038e+31 *** Run,Event: 255090,959141 : >>> TStnAna::ProcessEntry: Processed 871000 events *** Run,Event: 255090,1003005: >>> TStnAna::ProcessEntry: Processed 871500 events *** Run,Event: 255090,1051013: >>> TStnAna::ProcessEntry: Processed 872000 events *** Run,Event: 255090,1098674: >>> TStnAna::ProcessEntry: Processed 872500 events *** Run,Event: 255090,1146402: >>> TStnAna::ProcessEntry: Processed 873000 events *** Run,Event: 255090,1191320: >>> TStnAna::ProcessEntry: Processed 873500 events *** Run,Event: 255090,1233741: >>> TStnAna::ProcessEntry: Processed 874000 events *** Run,Event: 255090,1282424: >>> TStnAna::ProcessEntry: Processed 874500 events *** Run,Event: 255090,1670694: >>> TStnAna::ProcessEntry: Processed 875000 events *** Run,Event: 255090,1719690: >>> TStnAna::ProcessEntry: Processed 875500 events *** Run,Event: 255090,1765764: >>> TStnAna::ProcessEntry: Processed 876000 events *** Run,Event: 255090,1815571: >>> TStnAna::ProcessEntry: Processed 876500 events *** Run,Event: 255090,1864727: >>> TStnAna::ProcessEntry: Processed 877000 events *** Run,Event: 255090,1910990: >>> TStnAna::ProcessEntry: Processed 877500 events *** Run,Event: 255090,1966543: >>> TStnAna::ProcessEntry: Processed 878000 events *** Run,Event: 255090,2012696: >>> TStnAna::ProcessEntry: Processed 878500 events *** Run,Event: 255090,2062410: >>> TStnAna::ProcessEntry: Processed 879000 events *** Run,Event: 255090,2112353: >>> TStnAna::ProcessEntry: Processed 879500 events *** Run,Event: 255090,2163628: >>> TStnAna::ProcessEntry: Processed 880000 events *** Run,Event: 255090,2210512: >>> TStnAna::ProcessEntry: Processed 880500 events *** Run,Event: 255090,2259480: >>> TStnAna::ProcessEntry: Processed 881000 events *** Run,Event: 255090,2307585: >>> TStnAna::ProcessEntry: Processed 881500 events *** Run,Event: 255090,2352262: >>> TStnAna::ProcessEntry: Processed 882000 events *** Run,Event: 255090,2402023: >>> TStnAna::ProcessEntry: Processed 882500 events *** Run,Event: 255090,2452417: >>> TStnAna::ProcessEntry: Processed 883000 events *** Run,Event: 255090,2502271: >>> TStnAna::ProcessEntry: Processed 883500 events *** Run,Event: 255090,2549456: >>> TStnAna::ProcessEntry: Processed 884000 events *** Run,Event: 255090,2595560: >>> TStnAna::ProcessEntry: Processed 884500 events *** Run,Event: 255090,2646703: >>> TStnAna::ProcessEntry: Processed 885000 events *** Run,Event: 255090,2694639: >>> TStnAna::ProcessEntry: Processed 885500 events *** Run,Event: 255090,2742425: >>> TStnAna::ProcessEntry: Processed 886000 events *** Run,Event: 255090,2789224: >>> TStnAna::ProcessEntry: Processed 886500 events *** Run,Event: 255090,2839672: >>> TStnAna::ProcessEntry: Processed 887000 events *** Run,Event: 255090,2891004: >>> TStnAna::ProcessEntry: Processed 887500 events *** Run,Event: 255090,2940804: >>> TStnAna::ProcessEntry: Processed 888000 events *** Run,Event: 255090,2986572: >>> TStnAna::ProcessEntry: Processed 888500 events ----- end job: ---- StnAna L(TeV) : -1.000 L(live): -1.000 L(offl): 0.000 ----- end job: ---- MipAna_misc >>> TStnAna::EndJob: processed 888902 events, passed 888902 events Finished. Writing histograms to miphistos_254800_256824.root Done. Quitting making plots 23464 ? 00:00:00 root 23465 ? 00:00:01 root.exe Processing plotMipTower.C("miphistos_254800_256824.root","miphistos_254800_256824")... Average run1 mip is 1.71045 Your input file name is miphistos_254800_256824.root Output tag is miphistos_254800_256824 <TCanvas::MakeDefCanvas>: created default TCanvas with name c1 FUNCTION VALUE DOES NOT SEEM TO DEPEND ON ANY OF THE 3 VARIABLE PARAMETERS. VERIFY THAT STEP SIZES ARE BIG ENOUGH AND CHECK FCN LOGIC. ******************************************************************************* ******************************************************************************* FUNCTION VALUE DOES NOT SEEM TO DEPEND ON ANY OF THE 3 VARIABLE PARAMETERS. VERIFY THAT STEP SIZES ARE BIG ENOUGH AND CHECK FCN LOGIC. ******************************************************************************* ******************************************************************************* FUNCTION VALUE DOES NOT SEEM TO DEPEND ON ANY OF THE 3 VARIABLE PARAMETERS. VERIFY THAT STEP SIZES ARE BIG ENOUGH AND CHECK FCN LOGIC. ******************************************************************************* ******************************************************************************* FUNCTION VALUE DOES NOT SEEM TO DEPEND ON ANY OF THE 3 VARIABLE PARAMETERS. VERIFY THAT STEP SIZES ARE BIG ENOUGH AND CHECK FCN LOGIC. ******************************************************************************* ******************************************************************************* FUNCTION VALUE DOES NOT SEEM TO DEPEND ON ANY OF THE 3 VARIABLE PARAMETERS. VERIFY THAT STEP SIZES ARE BIG ENOUGH AND CHECK FCN LOGIC. ******************************************************************************* ******************************************************************************* FUNCTION VALUE DOES NOT SEEM TO DEPEND ON ANY OF THE 3 VARIABLE PARAMETERS. VERIFY THAT STEP SIZES ARE BIG ENOUGH AND CHECK FCN LOGIC. ******************************************************************************* ******************************************************************************* FUNCTION VALUE DOES NOT SEEM TO DEPEND ON ANY OF THE 3 VARIABLE PARAMETERS. VERIFY THAT STEP SIZES ARE BIG ENOUGH AND CHECK FCN LOGIC. ******************************************************************************* ******************************************************************************* FUNCTION VALUE DOES NOT SEEM TO DEPEND ON ANY OF THE 3 VARIABLE PARAMETERS. VERIFY THAT STEP SIZES ARE BIG ENOUGH AND CHECK FCN LOGIC. ******************************************************************************* ******************************************************************************* FUNCTION VALUE DOES NOT SEEM TO DEPEND ON ANY OF THE 3 VARIABLE PARAMETERS. VERIFY THAT STEP SIZES ARE BIG ENOUGH AND CHECK FCN LOGIC. ******************************************************************************* ******************************************************************************* FUNCTION VALUE DOES NOT SEEM TO DEPEND ON ANY OF THE 3 VARIABLE PARAMETERS. VERIFY THAT STEP SIZES ARE BIG ENOUGH AND CHECK FCN LOGIC. ******************************************************************************* ******************************************************************************* FUNCTION VALUE DOES NOT SEEM TO DEPEND ON ANY OF THE 3 VARIABLE PARAMETERS. VERIFY THAT STEP SIZES ARE BIG ENOUGH AND CHECK FCN LOGIC. ******************************************************************************* ******************************************************************************* FUNCTION VALUE DOES NOT SEEM TO DEPEND ON ANY OF THE 3 VARIABLE PARAMETERS. VERIFY THAT STEP SIZES ARE BIG ENOUGH AND CHECK FCN LOGIC. ******************************************************************************* ******************************************************************************* FUNCTION MUST BE MINIMIZED BEFORE CALLING IMProve FUNCTION MUST BE MINIMIZED BEFORE CALLING IMProve FUNCTION VALUE DOES NOT SEEM TO DEPEND ON ANY OF THE 3 VARIABLE PARAMETERS. VERIFY THAT STEP SIZES ARE BIG ENOUGH AND CHECK FCN LOGIC. ******************************************************************************* ******************************************************************************* FUNCTION VALUE DOES NOT SEEM TO DEPEND ON ANY OF THE 3 VARIABLE PARAMETERS. VERIFY THAT STEP SIZES ARE BIG ENOUGH AND CHECK FCN LOGIC. ******************************************************************************* ******************************************************************************* FUNCTION VALUE DOES NOT SEEM TO DEPEND ON ANY OF THE 3 VARIABLE PARAMETERS. VERIFY THAT STEP SIZES ARE BIG ENOUGH AND CHECK FCN LOGIC. ******************************************************************************* ******************************************************************************* FCN=35.2311 FROM MIGRAD STATUS=CONVERGED 78 CALLS 79 TOTAL EDM=1.55755e-08 STRATEGY= 1 ERROR MATRIX ACCURATE EXT PARAMETER STEP FIRST NO. NAME VALUE ERROR SIZE DERIVATIVE 1 p0 7.41135e+02 9.57718e+00 2.74240e-02 9.59477e-06 2 p1 1.73183e+00 6.56858e-03 1.92840e-05 -1.52906e-02 3 p2 4.27636e-01 7.13678e-03 2.04249e-05 -1.23000e-02 FCN=49.3809 FROM MIGRAD STATUS=CONVERGED 72 CALLS 73 TOTAL EDM=3.71696e-07 STRATEGY= 1 ERROR MATRIX ACCURATE EXT PARAMETER STEP FIRST NO. NAME VALUE ERROR SIZE DERIVATIVE 1 p0 9.03953e+02 1.05125e+01 3.56145e-02 -1.80773e-05 2 p1 1.72947e+00 6.27874e-03 2.17297e-05 -1.30887e-01 3 p2 4.43022e-01 7.38307e-03 2.50103e-05 2.83471e-02 FCN=45.741 FROM MIGRAD STATUS=CONVERGED 78 CALLS 79 TOTAL EDM=4.45839e-08 STRATEGY= 1 ERROR MATRIX ACCURATE EXT PARAMETER STEP FIRST NO. NAME VALUE ERROR SIZE DERIVATIVE 1 p0 8.82365e+02 1.04397e+01 3.39639e-02 9.16425e-06 2 p1 1.74291e+00 6.08580e-03 2.02681e-05 -3.87622e-02 3 p2 4.30445e-01 6.76077e-03 2.19512e-05 -1.77119e-02 FCN=51.7712 FROM MIGRAD STATUS=CONVERGED 80 CALLS 81 TOTAL EDM=1.01468e-10 STRATEGY= 1 ERROR MATRIX ACCURATE EXT PARAMETER STEP FIRST NO. NAME VALUE ERROR SIZE DERIVATIVE 1 p0 8.20305e+02 1.00577e+01 3.47790e-02 1.41691e-06 2 p1 1.72871e+00 6.39426e-03 2.26196e-05 -3.94168e-04 3 p2 4.33998e-01 7.24989e-03 2.50237e-05 2.61108e-04 FCN=34.7339 FROM MIGRAD STATUS=CONVERGED 78 CALLS 79 TOTAL EDM=3.11054e-08 STRATEGY= 1 ERROR MATRIX ACCURATE EXT PARAMETER STEP FIRST NO. NAME VALUE ERROR SIZE DERIVATIVE 1 p0 7.46921e+02 9.67893e+00 2.74123e-02 8.82544e-06 2 p1 1.76095e+00 6.29068e-03 1.82735e-05 2.65368e-02 3 p2 4.15428e-01 6.65856e-03 1.87697e-05 2.55528e-02 FCN=36.1181 FROM MIGRAD STATUS=CONVERGED 270 CALLS 271 TOTAL EDM=5.2119e-08 STRATEGY= 1 ERROR MATRIX ACCURATE EXT PARAMETER STEP FIRST NO. NAME VALUE ERROR SIZE DERIVATIVE 1 p0 1.70473e+02 4.52273e+00 1.32271e-02 7.22358e-05 2 p1 1.67577e+00 2.38716e-02 6.70481e-05 1.39847e-04 3 p2 5.79144e-01 3.41722e-02 9.57211e-05 -1.10836e-03 FCN=48.0726 FROM MIGRAD STATUS=CONVERGED 98 CALLS 99 TOTAL EDM=2.18887e-10 STRATEGY= 1 ERROR MATRIX ACCURATE EXT PARAMETER STEP FIRST NO. NAME VALUE ERROR SIZE DERIVATIVE 1 p0 2.53110e+02 5.50763e+00 1.85470e-02 -5.84635e-07 2 p1 1.71741e+00 1.28170e-02 4.38184e-05 1.59289e-03 3 p2 4.65631e-01 1.62828e-02 5.48837e-05 1.04061e-04 FCN=25.6371 FROM MIGRAD STATUS=CONVERGED 69 CALLS 70 TOTAL EDM=2.62927e-10 STRATEGY= 1 ERROR MATRIX ACCURATE EXT PARAMETER STEP FIRST NO. NAME VALUE ERROR SIZE DERIVATIVE 1 p0 2.52185e+02 5.43360e+00 1.36072e-02 2.52353e-06 2 p1 1.69299e+00 1.78694e-02 4.43109e-05 -5.73336e-04 3 p2 5.61708e-01 2.48869e-02 6.17719e-05 -6.98288e-04 Info in <TCanvas::Print>: eps file etasums_0.eps has been created FCN=71.0923 FROM MIGRAD STATUS=CONVERGED 71 CALLS 72 TOTAL EDM=1.03344e-06 STRATEGY= 1 ERROR MATRIX ACCURATE EXT PARAMETER STEP FIRST NO. NAME VALUE ERROR SIZE DERIVATIVE 1 p0 7.66212e+02 9.79099e+00 3.94424e-02 -1.14982e-04 2 p1 1.68706e+00 6.39253e-03 2.64378e-05 6.29801e-02 3 p2 4.23457e-01 7.01837e-03 2.82012e-05 8.07056e-02 FCN=53.6094 FROM MIGRAD STATUS=CONVERGED 78 CALLS 79 TOTAL EDM=4.03693e-08 STRATEGY= 1 ERROR MATRIX ACCURATE EXT PARAMETER STEP FIRST NO. NAME VALUE ERROR SIZE DERIVATIVE 1 p0 9.03251e+02 1.05301e+01 3.71389e-02 -2.18223e-05 2 p1 1.68243e+00 6.31231e-03 2.26423e-05 -1.49462e-02 3 p2 4.42512e-01 7.30098e-03 2.56860e-05 1.38409e-02 FCN=34.4547 FROM MIGRAD STATUS=CONVERGED 62 CALLS 63 TOTAL EDM=1.80297e-07 STRATEGY= 1 ERROR MATRIX UNCERTAINTY 2.0 per cent EXT PARAMETER STEP FIRST NO. NAME VALUE ERROR SIZE DERIVATIVE 1 p0 8.90869e+02 1.05671e+01 -9.10606e-03 7.48822e-05 2 p1 1.67251e+00 6.16864e-03 -4.36778e-05 -1.71216e-02 3 p2 4.32281e-01 6.78860e-03 4.87542e-05 -1.67876e-03 FCN=40.4731 FROM MIGRAD STATUS=CONVERGED 71 CALLS 72 TOTAL EDM=5.13844e-07 STRATEGY= 1 ERROR MATRIX ACCURATE EXT PARAMETER STEP FIRST NO. NAME VALUE ERROR SIZE DERIVATIVE 1 p0 8.27918e+02 1.01459e+01 3.10250e-02 -7.62907e-05 2 p1 1.72156e+00 6.22149e-03 1.95398e-05 1.06003e-01 3 p2 4.27991e-01 7.09594e-03 2.15984e-05 -2.32604e-02 FCN=24.6231 FROM MIGRAD STATUS=CONVERGED 71 CALLS 72 TOTAL EDM=7.7744e-07 STRATEGY= 1 ERROR MATRIX ACCURATE EXT PARAMETER STEP FIRST NO. NAME VALUE ERROR SIZE DERIVATIVE 1 p0 7.18145e+02 9.45315e+00 2.27377e-02 -5.62717e-05 2 p1 1.69691e+00 6.68775e-03 1.64286e-05 -7.25590e-02 3 p2 4.26371e-01 7.40275e-03 1.76834e-05 1.17594e-01 FCN=54.0304 FROM MIGRAD STATUS=CONVERGED 108 CALLS 109 TOTAL EDM=1.02268e-08 STRATEGY= 1 ERROR MATRIX ACCURATE EXT PARAMETER STEP FIRST NO. NAME VALUE ERROR SIZE DERIVATIVE 1 p0 1.59588e+02 4.30570e+00 1.55440e-02 1.11438e-05 2 p1 1.73057e+00 1.83851e-02 6.64649e-05 2.47405e-03 3 p2 5.04009e-01 2.29339e-02 8.26784e-05 5.60108e-03 FCN=17.8151 FROM MIGRAD STATUS=CONVERGED 104 CALLS 105 TOTAL EDM=1.61677e-08 STRATEGY= 1 ERROR MATRIX ACCURATE EXT PARAMETER STEP FIRST NO. NAME VALUE ERROR SIZE DERIVATIVE 1 p0 2.46114e+02 5.38388e+00 1.13047e-02 2.93540e-07 2 p1 1.72939e+00 1.37029e-02 2.89109e-05 -6.84098e-04 3 p2 -4.80385e-01 1.67032e-02 3.49573e-05 1.07847e-02 FCN=20.984 FROM MIGRAD STATUS=CONVERGED 79 CALLS 80 TOTAL EDM=7.98222e-10 STRATEGY= 1 ERROR MATRIX ACCURATE EXT PARAMETER STEP FIRST NO. NAME VALUE ERROR SIZE DERIVATIVE 1 p0 2.48141e+02 5.44183e+00 1.22776e-02 -6.60894e-06 2 p1 1.68263e+00 1.92956e-02 4.30146e-05 3.61421e-04 3 p2 5.80549e-01 2.82273e-02 6.27834e-05 7.72586e-04 Info in <TCanvas::Print>: eps file etasums_1.eps has been created Info in <TCanvas::Print>: eps file a_miphistos_254800_256824_summary.eps has been created
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Op-Ed By Donna E. Shalala Secretary of Health and Human Services 10/10/94, The Washington Post Health Care Reform is Still Alive" When a newspaper reporter asked Mark Twain in 1897 to respond to the news of his death, he said: "Reports of my death have been greatly exaggerated." Like Twain's demise, the death of health care reform has been greatly exaggerated. There are, of course, those who would like to believe that the national movement for health reform is dead and buried. After all, special interest groups spent more than $60 million on an advertising blitz that left many Americans dazed and more than a little confused. And, according to Newsweek magazine, those opponents spent more than $300 million to defeat health care reform in 1994. But wishing reform dead won't make it so because there are important reasons why this effort will continue. So, in the tradition of the sage political pundit David Letterman, let me offer "Donna Shalala's Top Ten Reasons Why We Should Keep Health Care Reform Alive." Number 10. Health spending is multiplying faster than TV talk shows. Americans will spend $982 billion on health care services in 1994, or nearly 14 percent of our gross domestic product. If prices keep rising as they have, we'll spend $2.1 trillion on health care in 2003, or 20 percent of our GDP. In other words, one in every five dollars we spend will be on health care. Number 9. There are more Americans living without health insurance than there are Elvis sightings. Today, an estimated 39 million Americans have no health insurance at all, or 14.7 percent of our total population. In the last five years, five million Americans have lost their insurance. If we do nothing, by the year 2003 the total will grow to 43 million, or 15.7 percent of the total. Number 8. Employer-paid health insurance is disappearing faster than the Statue of Liberty at a David Copperfield magic show. Today, an estimated 58.5 percent of working Americans get health insurance from their employers. By 2003, that will drop to 55.8 percent of workers. Number 7. Did you hear the one about the $24 aspirin? Well, maybe not $24, but the price is going up quickly. Under our current system, hospitals must care for anyone in need. So, when must care for an increasing number of uninsured patients, hospitals shift those costs to those of us who have insurance. In 1980, that cost shift averaged 20 percent. By 1992, it was up to 31 percent. Number 6. Numbers don't lie. Much has been made in the last year about the alleged slowing of health care inflation. Some have gone so far as to say that health care reform isn't needed because the market will correct itself. A closer look at these trends tells a very different story. Between 1980 and 1993, the average difference between medical prices and overall prices was 3 percentage points. In 1993, the difference was 2.9 percentage points. That's progress, but not much. Number 5. The jawbone isn't mightier than the pen. History requires us to wonder how much of this moderation in prices is real and how much of it is a result of the "jawboning effect" of the national debate over reform. Three times in the last 20 years, medical spending has taken a similar dip during periods of intense national debate. Each time, as soon as the debate was over, and the special interests had won, prices went right back to their former pace. Can Americans and their employers afford another riverboat gamble? I don't think so. Number 4. What goes down, must stay down. In 1993, President Clinton and the Congress enacted the most far-reaching deficit reduction package in our nation's history. As a result, the federal budget deficit has declined in each of the last three years. And the deficit has been reduced by half as a percentage of the gross national product. By putting the deficit on the decline, the President has led our economy to its strongest growth in 20 years. Yet, the one area of the federal budget that is not under control is health care costs. And if we fail to control those costs the deficit will begin to explode again. Number 3. Because life is a pre-existing condition. When insurance companies deny coverage to a person or a group of people simply because they are considered to be at risk of getting sick, they call it redlining. I call it discrimination. An estimated 81 million Americans have some form of pre-existing medical condition that makes it hard or impossible for them to get coverage. None of these practices have stopped; in fact, they're likely to become even more commonplace if we don't change the rules. Number 2. An ounce of prevention is worth a pound of cure. As Secretary of Health and Human Services, I speak out frequently about the need for Americans to take responsibility for their health by preventing disease instead of simply treating its symptoms. But how can we ask people to take greater responsibility if our system continues to be skewed toward "sick care" instead of "health care." Nearly every health reform proposal puts prevention first by paying for such things as mammograms, Pap smears, physicals, and immunizations. Number 1. Despite Harry and Louise, the American people still want reform. For nearly two years, special interests have thrown everything they've got at health care reform. It's not surprising, then, that we reached an impasse this year. But the one thing the status quo crowd could not accomplish was to change Americans' belief that we need to reform our health care system. The latest public opinion polls still show seven out of 10 Americans favoring a health care system that provides every person with a rock-solid guarantee of health care coverage that can never be taken away. A similar majority favors a system that keeps health costs within people's reach. Several years after his "death," Mark Twain offered policymakers one piece of advice that holds true today. "Always do right," he said. "This will gratify some and astonish the rest." # # #
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# Disaster News {#disaster-news .Facsimile-Line} Nearly \$31 Million Approved for NJ Residents *Only Two Weeks Remain To Register* **PISCATAWAY, NJ -- June 11, 2007 --** Individuals and businesses affected by the severe storms and flooding that occurred in April, have 14 days remaining to apply for federal disaster assistance before the **June 25 deadline.** More than **14,800** residents in the designated counties of Bergen, Burlington, Camden, Essex, Gloucester, Hudson, Mercer, Middlesex, Morris, Passaic, Somerset and Union have applied for assistance and more than **\$30 million** in federal grants and low-interest loans have been approved. The following is an update of recovery activities from the New Jersey Office of Emergency Management (NJOEM), U.S. Department of Homeland Security's Federal Emergency Management Agency (FEMA) and the U.S. Small Business Administration (SBA) as of close of business Sunday, June 10, 2007. - **14,827** homeowners and renters from the designated counties have applied for assistance. - **\$15.9 million** in federal grants have been approved to date for applicants through FEMA's Individuals and Household Program. This assistance may be used for temporary disaster housing assistance; repairing disaster-damaged, uninsured homes to a safe, sanitary and functional condition and replacement grants for serious, disaster-related needs and expenses not covered by insurance or other assistance programs. - **Over \$15 million** in SBA low-interest disaster loans have been approved for homeowners, renters and business owners - **More than 13,000** inspections have been completed. - **4,286** people have visited one of 13 Disaster Recovery Centers (DRCs) that were opened in New Jersey. - **13,592** disaster loan applications have been issued by the SBA, including **12,066** for homeowners and renters and **1,515** for businesses. **SBA officials encourage anyone who has received an application from the SBA to submit it as soon as possible in order to avoid delaying other forms of possible assistance. The deadline to submit the SBA loan application is June 25.** **Assistance Still Just a Toll-Free Call Away** Federal and state officials urge anyone who suffered damages or loss from the severe storms and flooding that occurred April 14-20 to apply for assistance by calling the FEMA toll-free registration number **1-800-621-FEMA (3362) or TTY 1-800-462-7585** for the speech or hearing impaired. The lines are open 8 a.m. to 9 p.m. daily until further notice. Individuals also may register at [www.fema.gov](http://www.fema.gov/) . **The deadline to apply for assistance is June 25.** **Disaster Recovery Center Available** The DRC in Bound Brook is open from **9 a.m. to 6 p.m.**, and **will be** **closing Wednesday, June 13**. **SBA Disaster Loan Assistance Centers Available** There are seven SBA Disaster Loan Outreach Centers (DLOC) in Lumberton, Paterson, Pennsauken, Piscataway, Clayton, Lodi and Fairfield where SBA representatives are available to answer questions and help individuals complete their low-interest loan applications. The DLOCs are open Monday through Friday from 8 a.m. to 5 p.m., except Paterson, whose hours are 8:30 a.m. to 4:30 p.m. and Lodi, whose hours are 8:30 a.m. to 4 p.m. For business questions, a Business Assistance Center is open in Bound Brook, 8 a.m. to 5 p.m., Monday through Friday. SBA offers disaster loans up to \$200,000 to repair disaster-damaged primary residences. Homeowners and renters are eligible for up to \$40,000 to replace damaged personal property such as furniture and clothing. Loans to businesses of all sizes and private nonprofit organizations up to \$1.5 million are available to repair or replace damaged real estate, machinery and equipment, supplies and inventory. Economic Injury Disaster Loans (EIDLs) are also available to small businesses unable to pay bills or meet operating expenses because of the disaster. *FEMA's temporary housing assistance and grants for public transportation expenses, medical and dental expenses, and funeral and burial expenses do not require individuals* to *apply for an SBA loan. However, applicants who receive SBA loan applications must submit them to SBA loan officers to be eligible for assistance that covers personal property, vehicle repair or replacement, and moving and storage expenses.* *FEMA and NJOEM work together to coordinate the federal and state governments' roles in preparing for, preventing, mitigating the effects of, responding to, and recovering from all domestic disasters, whether natural or man-made, including acts of terror.* *Disaster recovery assistance is available without regard to race, color, religion, nationality, sex, age, disability, English proficiency or economic status. If you or someone you know has been discriminated against; call FEMA toll-free at 800-621-FEMA (3362). For TTY call 800-462-7585.*
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USGS Digital Spectral Library splib05a Clark et. al. 2003 ASCII Spectral Data file contents: line 13 title line 14 history line 15 to end: 3-columns of data: wavelength reflectance standard deviation (standard deviation of 0.000000 means not measured) (*************** indicates a deleted number) ---------------------------------------------------- Alunite GDS84 Na03 W1R1Ba AREF copy of splib04a r 204 0.205100*************** 0.034322 0.213100*************** 0.008172 0.221100 0.170871 0.002171 0.229100 0.171745 0.001747 0.236100 0.172694 0.001622 0.242100 0.173803 0.001474 0.248100 0.174060 0.001429 0.253600 0.174708 0.001365 0.258600 0.179562 0.001340 0.263600 0.181867 0.001280 0.268600 0.186529 0.001402 0.273100 0.192604 0.001354 0.277100 0.196886 0.001418 0.281100 0.206173 0.001453 0.285100 0.207967 0.001473 0.289100 0.215951 0.001566 0.293100 0.225619 0.001591 0.297100 0.236631 0.001776 0.301100 0.240825 0.001041 0.305100 0.251339 0.000800 0.309100 0.260073 0.000902 0.313100 0.271062 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en
converted_docs
786942
September 22, 2008 The Honorable James L. Oberstar Chairman, Committee on Transportation and Infrastructure U.S. House of Representatives Washington, DC 20515 Dear Mr. Chairman: This letter responds to the requirement found in 49 U.S.C. 5323(d), as amended by the Safe Accountable, Flexible, and Efficient Transportation Equity Act: A Legacy for Users (SAFETEA-LU; P.L. 109‑59) to establish a debt service reserve fund pilot program under 49 U.S.C. 5323(d). The Act directs the Secretary of Transportation to implement the program and to transmit a report to the House and Senate Committees on the status and effectiveness of the pilot program. To date, no applicants have applied for the Debt Service Reserve Pilot Program; therefore, there is no information to provide on the status and effectiveness of the program. Enclosed for your reference is supporting information on the provision included in SAFETEA-LU, reports on implementation efforts, and identification of possible reasons for the lack of interest in the program. An identical letter has been sent to the Ranking Member of the House Committee on Transportation and Infrastructure and the Chairman and Ranking Member of the Senate Committee on Banking, Housing and Urban Affairs. > Sincerely yours, > > /S/ original signed by > > Mary E. Peters Enclosure **Debt Service Reserve Pilot Program** **Supporting Information** **Background** The Debt Service Reserve Pilot Program (DSRPP) seeks to provide credit support and reduce overall project expenses by providing public transportation project sponsors that plan to issue bonds in the capital markets with the additional flexibility to use Federal grants to establish and maintain a debt service reserve fund. A debt service reserve fund provides a supplementary source of revenues that may be used to meet debt service payments owed to bondholders. It is particularly useful in the event that the issuer encounters a future financial shortfall during the debt repayment period that may jeopardize the scheduled payments to the bondholders. If this occurs, the funds in the reserve account would be used to make the scheduled payments in full and on time, a requirement that is important to credit rating agencies that evaluate the creditworthiness and financial strength of bonds for the investing public. Credit rating agencies increase the ratings of bond issues that provide contingent payment arrangements, such as reserve funds that may be used to meet the obligations of the bond indenture. **Program Implementation Efforts** Implementation of the DSRPP commenced with a notice placed in the *Federal Register* on December 28, 2006, alerting potential applicants to the availability of the pilot program and the application procedure. The limitations included restricting the program to not more than ten participants. The program was also listed on the Federal Transit Administration (FTA) Web site and articles were placed in *Innovative Finance Quarterly*, an electronic publication produced by the Federal Highway Administration that is delivered to an audience consistent with the goals of the program. FTA also contacted prospective program stakeholders in order to ascertain the interest in the program and to identify potential impediments to implementation. **Description of the Bond Market** A bond is an interest bearing security that obligates the issuer to repay borrowed funds by a specific date and pay interest at a specified rate. Interest paid by the issuer to municipal bond holders is often exempt from Federal income tax, as well as State or local income tax depending on the State in which the issuer is located, subject to certain restrictions. Consequently, municipal bonds offer a slightly lower rate to investors to account for the higher after-tax yield relative to a taxable corporate bond with the same coupon rate. According to the Municipal Securities Rulemaking Board: > "There are over 80,000 governmental units that may issue municipal > securities.[^[\[1\]]{.underline}^](http://www.msrb.org/msrb1/reports/0501v211/discussionpaper12-00--reports.htm#_ftn1%23_ftn1) > These issuers include not only States and local governments, but also > many "authorities" that are created to carry out special functions and > to issue municipal debt. These issuers have outstanding approximately > 1.4 million different municipal securities, ranging from simple, > non-callable general obligation debt to conduit financings involving > complicated credit structures and multiple call features. > Characteristics such as these distinguish municipal securities from > U.S. treasuries and corporate bonds, in which far fewer types of > securities are issued and the securities have more standardized > features." A typical transit bond may rely exclusively on Federal grant revenues for debt repayment (e.g., those issued by the Chicago Transit Authority) and may utilize bond insurance to guarantee timely payments to bond holders. **Program Implementation Progress** As of May 5, 2008, no applications were submitted for this pilot program. Several reasons may explain the shortage of interested participants, and are summarized and explained in greater detail below: 1. The size of the potential applicant pool; ```{=html} <!-- --> ``` 1. Competing financial products that accomplish a purpose similar to a debt service reserve fund at a competitive price; 2. The indifference of credit rating agencies to debt financed versus grant financed debt service reserve funds; or 3. Competition with broker commissions. The size of the potential applicant pool may limit interest in this program because only transit agencies that issue debt will be able to benefit from a debt service reserve fund. Debt issuance involves certain fixed costs that limit or restrict the use of this type of financing to large dollar purchases. Consequently, the program may only appeal to specific transactions that meet specific cost thresholds. Alternative competing products exist in the financial services marketplace that may duplicate, mimic or accomplish a purpose that is identical or very similar to the goals of this program. For example, bond issuers may choose to protect the integrity of their payment schedule and the corresponding credit rating by purchasing bond insurance. Bond insurance guarantees the payment of principal and interest in full and on time, even in the event of fraud. The issuer is free to negotiate the terms of the insurance with an underwriter and may find that it is less expensive to pay a bond insurance premium rather than maintain a debt service reserve fund. Debt service reserve funds may involve additional resources such as fund management that may encumber a bond program. Special tax code compliance requirements, such as arbitrage rebate calculations and reporting requirements, may encourage a preference for the relatively simple services provided by bond insurance. One of the reasons to use credit enhancement features such as a debt service reserve fund or bond insurance is to reduce repayment risk and thereby improve the credit rating of a bond issue, thereby reducing the interest expense to the issuer. Lower repayment risk represented by a higher credit rating may augment the appeal of an issue to the investing public. Many issuers strive to attain and sustain an investment grade rating in order to expand the market appeal of their issue. In fact, some investors such as pension funds are restricted by investment risk management policies or strategies to securities that have investment grade ratings and must refrain from purchasing any issues that do not have or maintain an investment grade rating. However, rating agencies are indifferent in their assessment of how a particular issue achieves an improvement in its overall creditworthiness and will give the same incremental rating upgrade to an issue that relies on bond insurance, as one that utilizes a debt service reserve fund to ensure timely payments to bondholders. Therefore, the relative costs associated with these two credit enhancement strategies will influence the issuer's preference for these products. Bond insurance firms are able to tailor a policy to an issuer's individual needs and may therefore displace the need for a less flexible Federal debt service reserve fund program. Nevertheless, issuers must be mindful of several unidentified costs of bond insurance. First, premiums paid to an insurer will never be available to support a public transportation project in the future, unlike the funds deposited in a debt service reserve account, which combined with accrued interest over the life of the fund will be returned to the issuer and may be used for future public transportation projects. Second, a bond insurer may demand establishment of a reserve fund as a condition of providing the insurance. Third, bond insurance does not excuse an issuer from reimbursing the insurer for the costs of making scheduled payments. Most bond insurance policies require the issuer to repay the insurer for making timely payments to bondholders. If the issuer fails to do so, the insurer will cancel coverage for the issuer and will not provide coverage for any future debt. In this case, the bonds will enter into a default condition, which is an extremely rare event in U.S. capital markets. Finally, it is important to note that bond insurance may not be available to all issuers, since bond insurance firms may refuse to insure bonds that they consider to have a speculative risk level. The financial services industry often provides services on a commission basis. For bond issuers, it is important to note that an increase in the size of a debt issue may positively correlate to an increase in the size of an underwriter's commission. Consequently, there is little incentive for a financial services firm to recommend a reserve fund financing mechanism that involves substituting Federal grant funds for funds that are borrowed as part of an overall debt issue. **Conclusion** Due to the lack of interest in this program to date, FTA recommends no further action to expand the program. Sufficient private sector products exist that appear to adequately meet the needs of the intended program recipients. However, it may be useful to continue to permit the option to use grant funds for debt service reserve requirements in the future. Recent volatility in the credit markets including the restructuring of the private firms that provide bond insurance may indicate a future benefit for debt service resources. Therefore, we do not recommend eliminating the authority to use Federal transit grant funds for a debt service reserve fund; credit enhancement options and their associated costs may change in the future and stimulate an increase in the use of this authority.
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Before you begin ... (1) Check the page setup to ensure the margins are set to ½ inch all around. (2) On page 1 (the Scorebook cover page), double-click on the header, enter the applicant number, and enter your initials in the appropriate place. (3) Also on page 1, fill in the blanks with the applicant number, and, when your scorebook is completed, the number of hours you worked on it. (4) Read and complete pages 2 through 4 (the Conflict of Interest Determination Worksheet and the Conflict of Interest Statement), and sign page 4. If you need further assistance, please contact Nancy Young at 301-975-5307 or Jackie DesChamps at 301-975-3771. ![](media/image1.jpeg){width="2.8in" height="1.8583333333333334in"}Baldrige National Quality Program National Institute of Standards and Technology Technology Administration Department of Commerce > 2006 Scorebook > > for Business, Education, and Health Care > > \[Worksheets---FORMS ONLY\] (Instructions for completing this scorebook may be found on our Web site: [http://www.baldrige.nist.gov/06Scorebook.htm](http://www.baldrige.nist.gov/05Scorebook.htm) ) CONTENTS Page Scorebook Cover Page... 1 Conflict of Interest Determination Worksheet 2 Conflict of Interest Statement... 4 Code of Ethical Conduct 5 Key Factors Worksheet 7 Key Themes Worksheet 8 Item Worksheets 9 Scoring Guidelines---Business Criteria 28 Scoring Guidelines---Education Criteria 29 Scoring Guidelines---Health Care Criteria 30 Score Summary Worksheet---All Sectors 31 Scoring Band Descriptors 32 Process Item Evaluation Tool 33 Results Matrix 34 Le, T, C, Li, G Definitions 35 Checklist 36 Baldrige National Quality Program National Institute of Standards and Technology Technology Administration Department of Commerce > **Scorebook** > > for Business,\ > Education, and Health Care ------------ ---------------- ------------- ------------- -------- -------- Examiner's       Number of       Name Hours Worked Applicant       Number Sent to       Examiner *\ Date\ * **     ** *\ Due date* ------------ ---------------- ------------- ------------- -------- -------- Process Stage: ------- ---------------- ------- ---------------- ------- ------------------       Stage 1\       Stage 2\       Stage 3\ Independent Consensus Review Site Visit Review Review ------- ---------------- ------- ---------------- ------- ------------------ Criteria, Score Summary Worksheet, and Scoring Guidelines Used: ------- ---------------- ------- ---------------- ------- ------------------       Business       Education       Health Care ------- ---------------- ------- ---------------- ------- ------------------ Upload Stage 1 scorebook to *examinerdepot*. CONFLICT OF INTEREST DETERMINATION WORKSHEET > **IMMEDIATELY UPON RECEIPT OF THIS APPLICATION, PLEASE CHECK FOR > CONFLICTS OF INTEREST.** > > The purpose of this worksheet is to ensure that you do not have a real > conflict of interest or what could be perceived as a conflict of > interest with this applicant. The integrity of the Baldrige National > Quality Program (BNQP) hinges in large part on the avoidance of > conflicts of interest. > > **Conflict of Interest Determination Process** > > ***Step #1*** > > *Read the Eligibility Certification Form, the Additional Information > Needed Form, the Organizational Profile, and the organization charts, > and skim all figures in the application.* > > ***Step #2*** > > *Answer the following questions. If you answer "YES" or "DON'T KNOW > (DK) " to one or more of the questions below, > [immediately]{.underline} call BNQP (Mark Shapiro, 301-975-3621 or Bob > Goehrig, 301-975-8756). Do not inquire within your own organization, > as such inquiry could reveal the identity of the applicant.* 1. Is the applicant your current employer, client, or parent organization? Yes No DK 2. Is the applicant currently owned or controlled by your employer, > client, or parent (e.g., another subunit of your parent)? Yes No DK 3. Is the applicant your employer, your client, or your employer's or > client's parent from more than five years ago? Yes No DK 4. Have you recently (within five years) left or retired from the > applicant, the applicant's parent, or another subunit of the parent? > Yes No DK 5. Is your employer or client listed as a key supplier, partner, > customer, competitor, or benchmark of the applicant? Yes No DK 6. Is the applicant or the applicant's parent a key partner, customer, > or competitor of your employer, your parent, or a subdivision of your > > employer? ("Key" may be defined as constituting at least 5 percent.) > Yes No DK 7. Did you help prepare or review (paid or unpaid) all or part of the > application or evaluate the applicant within the last five years? Yes > No DK 8. Is your employer, parent, or client an applicant in the same > Baldrige Award category? Yes No DK 9. Did you help prepare the Baldrige application of another > current applicant in this same Award category? Yes No DK 10. Do you or a family member have a financial interest in the applicant, > the applicant's parent, or a key competitor of the applicant? (This > > includes financial interests such as stocks, bonds, and retirement > funds. > > Mutual fund holdings are of concern only if the mutual fund > > family is the applicant.) Yes No DK 11. Do you have considerable knowledge about an applicant > through personal interactions (paid or unpaid), > > company relationships, family, or friends? Yes No DK 12. Do you know of any reason that there might be a real or\ perceived conflict with this applicant? Yes No DK > Examples of such conflicts include the following: - You know someone on the organization chart. - A close relative works for the applicant. - You have made a personal visit to the applicant or vice versa. - You have recently interviewed with the applicant - You or your organization has been involved in benchmarking studies with the applicant. CONFLICT OF INTEREST STATEMENT As a member of the Malcolm Baldrige National Quality Award Board of Examiners, I have voluntarily disclosed to the administrators of the Award Program the identity of my employers and clients---past, present, or potential---whose interest could be favorably or unfavorably affected by my actions while acting as a member of the board. This includes disclosure of ```{=html} <!-- --> ``` - organizations in which I have financial holdings, including stock ownership and pension interests - affiliations that may present or seem to present a conflict of interest, including my current and recent employers' key customers, key suppliers, key competitors, and other key stakeholders, as well as the employers of my immediate family members I confirm the accuracy of the submissions I have made, and I reaffirm my willingness to abide by the Code of Ethical Conduct. I reaffirm that I am not aware of any personal conflict of interest with this applicant. I will not disclose any information gained through the evaluation of the applicant about the applicant; the applicant's clients, competitors, customers, or suppliers; or any other associated person or organization to anyone other than those in the Baldrige National Quality Program directly involved with the applicant review process. ### Name of Award Applicant ### Signature of Examiner Date {#signature-of-examiner-date .unnumbered} #### For Site Visits Only {#for-site-visits-only .unnumbered} Program Concurrence Date Code of Ethical Conduct Members of the Malcolm Baldrige National Quality Award (MBNQA) Board of Examiners pledge to uphold their professional principles in the fulfillment of their responsibilities as defined in the administration of Public Law 100-107, the Malcolm Baldrige National Quality Improvement Act of 1987, which establishes the Malcolm Baldrige National Quality Award. In promoting high standards of public service and ethical conduct, board members - conduct themselves professionally, with truth, accuracy, fairness, respect, and responsibility to the public - avoid representing conflicting or competing interests, or placing themselves in such a position where their interest may be in conflict---or appear to be in conflict---with the purposes and administration of the Award - safeguard the confidences of all parties involved in the judging or examination of present or former applicants - protect confidential information and avoid disclosures that may in any way influence the Award integrity or process, currently or in the future - do not serve any private or special interest in their fulfillment of the duties of a Judge or Examiner, therefore excluding by definition the examination of any organization or subunit of an organization that employs them or has a consulting arrangement in effect or anticipated with them - do not serve as Examiners of a primary competitor or customer or supplier of any organization (or subunit of an organization) that employs them, that they have a financial interest in, or with which they anticipate a consulting arrangement or are otherwise involved - do not intentionally communicate false or misleading information that may compromise the integrity of the Award process or decisions therein - make it clear, when establishing links from their own Web sites to the National Institute of Standards and Technology (NIST) or Baldrige National Quality Program Web sites, that users will be taken to the official NIST Web sites - acknowledge the use of trademarks owned by NIST, including those for NIST, Quest for Excellence, and the MBNQA, along with a statement indicating the trademark is registered by NIST - never approach an organization they have evaluated for their personal gain, including the establishment of an employment or consulting relationship, and, if approached by an organization they have evaluated, do not accept employment from that organization for a period of five years after the evaluation - maintain and safeguard fairness in the examination process and the confidentiality of all Award application information, including the identity of applicants - treat as confidential all information about the applicant and the applicant's operation gained through the evaluation process, and take the following precautions: - Applicant information is not discussed with anyone, including other Examiners, with the exception of designated team members, Judges, the Award Administrator, and NIST representatives. This includes information contained in the written application, as well as any additional information obtained during a site visit. - Names of applicants are not disclosed during or after the application review process. - No copies of application information are made, and application materials are not retained. (ASQ will notify Examiners when to return materials.) - No notes, written or electronic, pertaining to the application are retained. (ASQ will notify Examiners when to destroy all notes.) - No discussions about the application are held on cellular or cordless phones or by voice mail unless the applicant has authorized their use on the Eligibility Certification Form. Electronic exchanges are only through *examinerdepot*, an encrypted, secure Web site designated by NIST. - No applicant information is adapted and/or used subsequent to the review process, unless the information is publicly released by the applicant (at the annual Quest for Excellence Conference, for example). - Do not reveal or discuss with other Examiners, either during training or during the application review phases, their participation with an organization in the preparation of an Award application - personally and independently score all assigned applications - during stages 1 and 2, do not communicate with the applicant organization or in any manner seek additional documentation, information, or clarification about the organization. This restriction includes Internet searches. At Stage 3, Site Visit Review, the site visit team leader will communicate with the applicant - do not at any time (during or after the evaluation cycle) independently give feedback to applicants regarding scoring or overall performance - upon completion of the Examiner Preparation Course, may use the following designation: Examiner, Malcolm Baldrige National Quality Award, and the year(s) served. However, board members may not use the MBNQA logo in advertising or promotion, nor use business cards that include the Examiner designation or the MBNQA logo - during the consensus and site visit processes, encourage and maintain a professional working environment that promotes respect for the Award applicants, their employees, and all members of the Examiner Team - when participating in a site visit, respect the climate, culture, and values of the organization being evaluated Furthermore, board members enhance and advance the Malcolm Baldrige National Quality Award as it serves to stimulate American companies and organizations to improve quality, productivity, and overall performance. All board members pledge to abide by this Code of Ethical Conduct. Key Factors Worksheet To begin the evaluation process, review the applicant's Organizational Profile and the Additional Information Needed Form. List the key business/organization factors for this applicant, using the Areas to Address (Organizational Environment, Organizational Relationships, Competitive Environment, Strategic Challenges, and Performance Improvement System) in the order presented in the Preface: Organizational Profile section of the appropriate *Criteria for Performance Excellence* booklet. **P.1a Organizational Environment** - **P.1b Organizational Relationships** - **P.2a Competitive Environment** - **P.2b Strategic Challenges** - **P.2c Performance Improvement System** - **(For Stage 3, Site Visit Use)** Thinking about the questions in the Organizational Profile, did the team have any new insights about the applicant as a result of the site visit? If so, please describe. Key Themes Worksheet The Key Themes Worksheet provides an overall summary of the key points in the evaluation of the application and is an assessment of the key themes to be explored if the applicant proceeds to Stage 2, Consensus Review and Stage 3, Site Visit Review. A key theme is a strength or opportunity for improvement that addresses a central requirement of the Criteria, is common to more than one Item or Category (cross-cutting), is especially significant in terms of the applicant's key factors, and/or addresses a Core Value of the Criteria. The Key Themes Worksheet should respond to the three questions below: **a. What are the most important strengths or outstanding practices (of potential value to other organizations) identified?** - **b. What are the most significant opportunities, concerns, or vulnerabilities identified?** - **c. Considering the applicant's key business/organization factors, what are the most significant strengths, opportunities, vulnerabilities, and/or gaps (related to data, comparisons, and linkages) found in its response to Results Items?** - Item Worksheet---Item 1.1 Prepare one Item Worksheet for each Item, capturing the 6--10 most important strengths and opportunities for improvement based on the applicant's response to the Criteria requirements and its key business/organization factors. **Indicate the 4**--**6 most important key business/organization factors relevant to this Item.** 1\. 2\. 3\. 4\. 5\. 6\. **Strengths and Opportunities for Improvement:** - Include an indication of the relative importance/strength of the comment by using ++ or - - as appropriate. - Include a reference to the most relevant key factor(s). - Include an indication of which process evaluation factors are addressed in this comment: A=Approach D=Deployment L=Learning I=Integration **STRENGTHS** *(Tab to move to the next column; tab from the final column to begin the next comment.)* ------------------------------------------------------------------------------------- **+/++** **Item **KF **A/D/L/I** **STRENGTHS** Ref.** Ref.** ---------- -------- -------- ------------- ------------------------------------------ ------------------------------------------------------------------------------------- **OPPORTUNITIES FOR IMPROVEMENT** ***(Tab to move to the next column; tab from the final column to begin the next comment.)*** ---------------------------------------------------------------------------------- **-/- **Item **KF **A/D/L/I** **OPPORTUNITIES FOR IMPROVEMENT** -** Ref.** Ref.** ------- -------- -------- ------------- ------------------------------------------ ---------------------------------------------------------------------------------- **Stage 1 or 2 Percent Score %** **(Stage 1 scores should be in 5% increments, e.g., 25, 40, 55.)** **Site Visit Issues (for Stage 3, Site Visit Use)** - **Scoring Range Resulting From Site Visit Findings (from the Scoring Guidelines) [\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_]{.underline}** **Change from Consensus: higher range same range lower range** Item Worksheet---Item 1.2 Prepare one Item Worksheet for each Item, capturing the 6--10 most important strengths and opportunities for improvement based on the applicant's response to the Criteria requirements and its key business/organization factors. **Indicate the 4**--**6 most important key business/organization factors relevant to this Item.** 1\. 2\. 3\. 4\. 5\. 6\. **Strengths and Opportunities for Improvement:** - Include an indication of the relative importance/strength of the comment by using ++ or - - as appropriate. - Include a reference to the most relevant key factor(s). - Include an indication of which process evaluation factors are addressed in this comment: A=Approach D=Deployment L=Learning I=Integration **STRENGTHS** *(Tab to move to the next column; tab from the final column to begin the next comment.)* ------------------------------------------------------------------------------------- **+/++** **Item **KF **A/D/L/I** **STRENGTHS** Ref.** Ref.** ---------- -------- -------- ------------- ------------------------------------------ ------------------------------------------------------------------------------------- **OPPORTUNITIES FOR IMPROVEMENT** ***(Tab to move to the next column; tab from the final column to begin the next comment.)*** ---------------------------------------------------------------------------------- **-/- **Item **KF **A/D/L/I** **OPPORTUNITIES FOR IMPROVEMENT** -** Ref.** Ref.** ------- -------- -------- ------------- ------------------------------------------ ---------------------------------------------------------------------------------- **Stage 1 or 2 Percent Score %** **(Stage 1 scores should be in 5% increments, e.g., 25, 40, 55.)** **Site Visit Issues (for Stage 3, Site Visit Use)** - **Scoring Range Resulting From Site Visit Findings (from the Scoring Guidelines) [\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_]{.underline}** **Change from Consensus: higher range same range lower** Item Worksheet---Item 2.1 Prepare one Item Worksheet for each Item, capturing the 6--10 most important strengths and opportunities for improvement based on the applicant's response to the Criteria requirements and its key business/organization factors. **Indicate the 4**--**6 most important key business/organization factors relevant to this Item.** 1\. 2\. 3\. 4\. 5\. 6\. **Strengths and Opportunities for Improvement:** - Include an indication of the relative importance/strength of the comment by using ++ or - - as appropriate. - Include a reference to the most relevant key factor(s). - Include an indication of which process evaluation factors are addressed in this comment: A=Approach D=Deployment L=Learning I=Integration **STRENGTHS** *(Tab to move to the next column; tab from the final column to begin the next comment.)* ------------------------------------------------------------------------------------- **+/++** **Item **KF **A/D/L/I** **STRENGTHS** Ref.** Ref.** ---------- -------- -------- ------------- ------------------------------------------ ------------------------------------------------------------------------------------- **OPPORTUNITIES FOR IMPROVEMENT** ***(Tab to move to the next column; tab from the final column to begin the next comment.)*** ---------------------------------------------------------------------------------- **-/- **Item **KF **A/D/L/I** **OPPORTUNITIES FOR IMPROVEMENT** -** Ref.** Ref.** ------- -------- -------- ------------- ------------------------------------------ ---------------------------------------------------------------------------------- **Stage 1 or 2 Percent Score %** **(Stage 1 scores should be in 5% increments, e.g., 25, 40, 55.)** **Site Visit Issues (for Stage 3, Site Visit Use)** - **Scoring Range Resulting From Site Visit Findings (from the Scoring Guidelines) [\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_]{.underline}** **Change from Consensus: higher range same range lower range** Item Worksheet---Item 2.2 Prepare one Item Worksheet for each Item, capturing the 6--10 most important strengths and opportunities for improvement based on the applicant's response to the Criteria requirements and its key business/organization factors. **Indicate the 4**--**6 most important key business/organization factors relevant to this Item.** 1\. 2\. 3\. 4\. 5\. 6\. **Strengths and Opportunities for Improvement:** - Include an indication of the relative importance/strength of the comment by using ++ or - - as appropriate. - Include a reference to the most relevant key factor(s). - Include an indication of which process evaluation factors are addressed in this comment: A=Approach D=Deployment L=Learning I=Integration **STRENGTHS** *(Tab to move to the next column; tab from the final column to begin the next comment.)* ------------------------------------------------------------------------------------- **+/++** **Item **KF **A/D/L/I** **STRENGTHS** Ref.** Ref.** ---------- -------- -------- ------------- ------------------------------------------ ------------------------------------------------------------------------------------- **OPPORTUNITIES FOR IMPROVEMENT** ***(Tab to move to the next column; tab from the final column to begin the next comment.)*** ---------------------------------------------------------------------------------- **-/- **Item **KF **A/D/L/I** **OPPORTUNITIES FOR IMPROVEMENT** -** Ref.** Ref.** ------- -------- -------- ------------- ------------------------------------------ ---------------------------------------------------------------------------------- **Stage 1 or 2 Percent Score %** **(Stage 1 scores should be in 5% increments, e.g., 25, 40, 55.)** **Site Visit Issues (for Stage 3, Site Visit Use)** - **Scoring Range Resulting From Site Visit Findings (from the Scoring Guidelines) [\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_]{.underline}** **Change from Consensus: higher range same range lower range** Item Worksheet---Item 3.1 Prepare one Item Worksheet for each Item, capturing the 6--10 most important strengths and opportunities for improvement based on the applicant's response to the Criteria requirements and its key business/organization factors. **Indicate the 4**--**6 most important key business/organization factors relevant to this Item.** 1\. 2\. 3\. 4\. 5\. 6\. **Strengths and Opportunities for Improvement:** - Include an indication of the relative importance/strength of the comment by using ++ or - - as appropriate. - Include a reference to the most relevant key factor(s). - Include an indication of which process evaluation factors are addressed in this comment: A=Approach D=Deployment L=Learning I=Integration **STRENGTHS** *(Tab to move to the next column; tab from the final column to begin the next comment.)* ------------------------------------------------------------------------------------- **+/++** **Item **KF **A/D/L/I** **STRENGTHS** Ref.** Ref.** ---------- -------- -------- ------------- ------------------------------------------ ------------------------------------------------------------------------------------- **OPPORTUNITIES FOR IMPROVEMENT** ***(Tab to move to the next column; tab from the final column to begin the next comment.)*** ---------------------------------------------------------------------------------- **-/- **Item **KF **A/D/L/I** **OPPORTUNITIES FOR IMPROVEMENT** -** Ref.** Ref.** ------- -------- -------- ------------- ------------------------------------------ ---------------------------------------------------------------------------------- **Stage 1 or 2 Percent Score %** **(Stage 1 scores should be in 5% increments, e.g., 25, 40, 55.)** **Site Visit Issues (for Stage 3, Site Visit Use)** - **Scoring Range Resulting From Site Visit Findings (from the Scoring Guidelines) [\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_]{.underline}** **Change from Consensus: higher range same range lower range** Item Worksheet---Item 3.2 Prepare one Item Worksheet for each Item, capturing the 6--10 most important strengths and opportunities for improvement based on the applicant's response to the Criteria requirements and its key business/organization factors. **Indicate the 4**--**6 most important key business/organization factors relevant to this Item.** 1\. 2\. 3\. 4\. 5\. 6\. **Strengths and Opportunities for Improvement:** - Include an indication of the relative importance/strength of the comment by using ++ or - - as appropriate. - Include a reference to the most relevant key factor(s). - Include an indication of which process evaluation factors are addressed in this comment: A=Approach D=Deployment L=Learning I=Integration **STRENGTHS** *(Tab to move to the next column; tab from the final column to begin the next comment.)* ------------------------------------------------------------------------------------- **+/++** **Item **KF **A/D/L/I** **STRENGTHS** Ref.** Ref.** ---------- -------- -------- ------------- ------------------------------------------ ------------------------------------------------------------------------------------- **OPPORTUNITIES FOR IMPROVEMENT** ***(Tab to move to the next column; tab from the final column to begin the next comment.)*** ---------------------------------------------------------------------------------- **-/- **Item **KF **A/D/L/I** **OPPORTUNITIES FOR IMPROVEMENT** -** Ref.** Ref.** ------- -------- -------- ------------- ------------------------------------------ ---------------------------------------------------------------------------------- **Stage 1 or 2 Percent Score %** **(Stage 1 scores should be in 5% increments, e.g., 25, 40, 55.)** **Site Visit Issues (for Stage 3, Site Visit Use)** - **Scoring Range Resulting From Site Visit Findings (from the Scoring Guidelines) [\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_]{.underline}** **Change from Consensus: higher range same range lower range** Item Worksheet---Item 4.1 Prepare one Item Worksheet for each Item, capturing the 6--10 most important strengths and opportunities for improvement based on the applicant's response to the Criteria requirements and its key business/organization factors. **Indicate the 4**--**6 most important key business/organization factors relevant to this Item.** 1\. 2\. 3\. 4\. 5\. 6\. **Strengths and Opportunities for Improvement:** - Include an indication of the relative importance/strength of the comment by using ++ or - - as appropriate. - Include a reference to the most relevant key factor(s). - Include an indication of which process evaluation factors are addressed in this comment: A=Approach D=Deployment L=Learning I=Integration **STRENGTHS** *(Tab to move to the next column; tab from the final column to begin the next comment.)* ------------------------------------------------------------------------------------- **+/++** **Item **KF **A/D/L/I** **STRENGTHS** Ref.** Ref.** ---------- -------- -------- ------------- ------------------------------------------ ------------------------------------------------------------------------------------- **OPPORTUNITIES FOR IMPROVEMENT** ***(Tab to move to the next column; tab from the final column to begin the next comment.)*** ---------------------------------------------------------------------------------- **-/- **Item **KF **A/D/L/I** **OPPORTUNITIES FOR IMPROVEMENT** -** Ref.** Ref.** ------- -------- -------- ------------- ------------------------------------------ ---------------------------------------------------------------------------------- **Stage 1 or 2 Percent Score %** **(Stage 1 scores should be in 5% increments, e.g., 25, 40, 55.)** **Site Visit Issues (for Stage 3, Site Visit Use)** - **Scoring Range Resulting From Site Visit Findings (from the Scoring Guidelines) [\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_]{.underline}** **Change from Consensus: higher range same range lower range** Item Worksheet---Item 4.2 Prepare one Item Worksheet for each Item, capturing the 6--10 most important strengths and opportunities for improvement based on the applicant's response to the Criteria requirements and its key business/organization factors. **Indicate the 4**--**6 most important key business/organization factors relevant to this Item.** 1\. 2\. 3\. 4\. 5\. 6\. **Strengths and Opportunities for Improvement:** - Include an indication of the relative importance/strength of the comment by using ++ or - - as appropriate. - Include a reference to the most relevant key factor(s). - Include an indication of which process evaluation factors are addressed in this comment: A=Approach D=Deployment L=Learning I=Integration **STRENGTHS** *(Tab to move to the next column; tab from the final column to begin the next comment.)* ------------------------------------------------------------------------------------- **+/++** **Item **KF **A/D/L/I** **STRENGTHS** Ref.** Ref.** ---------- -------- -------- ------------- ------------------------------------------ ------------------------------------------------------------------------------------- **OPPORTUNITIES FOR IMPROVEMENT** ***(Tab to move to the next column; tab from the final column to begin the next comment.)*** ---------------------------------------------------------------------------------- **-/- **Item **KF **A/D/L/I** **OPPORTUNITIES FOR IMPROVEMENT** -** Ref.** Ref.** ------- -------- -------- ------------- ------------------------------------------ ---------------------------------------------------------------------------------- **Stage 1 or 2 Percent Score %** **(Stage 1 scores should be in 5% increments, e.g., 25, 40, 55.)** **Site Visit Issues (for Stage 3, Site Visit Use)** - **Scoring Range Resulting From Site Visit Findings (from the Scoring Guidelines) [\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_]{.underline}** **Change from Consensus: higher range same range lower range** Item Worksheet---Item 5.1 Prepare one Item Worksheet for each Item, capturing the 6--10 most important strengths and opportunities for improvement based on the applicant's response to the Criteria requirements and its key business/organization factors. **Indicate the 4**--**6 most important key business/organization factors relevant to this Item.** 1\. 2\. 3\. 4\. 5\. 6\. **Strengths and Opportunities for Improvement:** - Include an indication of the relative importance/strength of the comment by using ++ or - - as appropriate. - Include a reference to the most relevant key factor(s). - Include an indication of which process evaluation factors are addressed in this comment: A=Approach D=Deployment L=Learning I=Integration **STRENGTHS** *(Tab to move to the next column; tab from the final column to begin the next comment.)* ------------------------------------------------------------------------------------- **+/++** **Item **KF **A/D/L/I** **STRENGTHS** Ref.** Ref.** ---------- -------- -------- ------------- ------------------------------------------ ------------------------------------------------------------------------------------- **OPPORTUNITIES FOR IMPROVEMENT** ***(Tab to move to the next column; tab from the final column to begin the next comment.)*** ---------------------------------------------------------------------------------- **-/- **Item **KF **A/D/L/I** **OPPORTUNITIES FOR IMPROVEMENT** -** Ref.** Ref.** ------- -------- -------- ------------- ------------------------------------------ ---------------------------------------------------------------------------------- **Stage 1 or 2 Percent Score %** **(Stage 1 scores should be in 5% increments, e.g., 25, 40, 55.)** **Site Visit Issues (for Stage 3, Site Visit Use)** - **Scoring Range Resulting From Site Visit Findings (from the Scoring Guidelines) [\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_]{.underline}** **Change from Consensus: higher range same range lower range** Item Worksheet---Item 5.2 Prepare one Item Worksheet for each Item, capturing the 6--10 most important strengths and opportunities for improvement based on the applicant's response to the Criteria requirements and its key business/organization factors. **Indicate the 4**--**6 most important key business/organization factors relevant to this Item.** 1\. 2\. 3\. 4\. 5\. 6\. **Strengths and Opportunities for Improvement:** - Include an indication of the relative importance/strength of the comment by using ++ or - - as appropriate. - Include a reference to the most relevant key factor(s). - Include an indication of which process evaluation factors are addressed in this comment: A=Approach D=Deployment L=Learning I=Integration **STRENGTHS** *(Tab to move to the next column; tab from the final column to begin the next comment.)* ------------------------------------------------------------------------------------- **+/++** **Item **KF **A/D/L/I** **STRENGTHS** Ref.** Ref.** ---------- -------- -------- ------------- ------------------------------------------ ------------------------------------------------------------------------------------- **OPPORTUNITIES FOR IMPROVEMENT** ***(Tab to move to the next column; tab from the final column to begin the next comment.)*** ---------------------------------------------------------------------------------- **-/- **Item **KF **A/D/L/I** **OPPORTUNITIES FOR IMPROVEMENT** -** Ref.** Ref.** ------- -------- -------- ------------- ------------------------------------------ ---------------------------------------------------------------------------------- **Stage 1 or 2 Percent Score %** **(Stage 1 scores should be in 5% increments, e.g., 25, 40, 55.)** **Site Visit Issues (for Stage 3, Site Visit Use)** - **Scoring Range Resulting From Site Visit Findings (from the Scoring Guidelines) [\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_]{.underline}** **Change from Consensus: higher range same range lower range** Item Worksheet---Item 5.3 Prepare one Item Worksheet for each Item, capturing the 6--10 most important strengths and opportunities for improvement based on the applicant's response to the Criteria requirements and its key business/organization factors. **Indicate the 4**--**6 most important key business/organization factors relevant to this Item.** 1\. 2\. 3\. 4\. 5\. 6\. **Strengths and Opportunities for Improvement:** - Include an indication of the relative importance/strength of the comment by using ++ or - - as appropriate. - Include a reference to the most relevant key factor(s). - Include an indication of which process evaluation factors are addressed in this comment: A=Approach D=Deployment L=Learning I=Integration **STRENGTHS** *(Tab to move to the next column; tab from the final column to begin the next comment.)* ------------------------------------------------------------------------------------- **+/++** **Item **KF **A/D/L/I** **STRENGTHS** Ref.** Ref.** ---------- -------- -------- ------------- ------------------------------------------ ------------------------------------------------------------------------------------- **OPPORTUNITIES FOR IMPROVEMENT** ***(Tab to move to the next column; tab from the final column to begin the next comment.)*** ---------------------------------------------------------------------------------- **-/- **Item **KF **A/D/L/I** **OPPORTUNITIES FOR IMPROVEMENT** -** Ref.** Ref.** ------- -------- -------- ------------- ------------------------------------------ ---------------------------------------------------------------------------------- **Stage 1 or 2 Percent Score %** **(Stage 1 scores should be in 5% increments, e.g., 25, 40, 55.)** **Site Visit Issues (for Stage 3, Site Visit Use)** - **Scoring Range Resulting From Site Visit Findings (from the Scoring Guidelines) [\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_]{.underline}** Change from Consensus: higher range same range lower range Item Worksheet---Item 6.1 Prepare one Item Worksheet for each Item, capturing the 6--10 most important strengths and opportunities for improvement based on the applicant's response to the Criteria requirements and its key business/organization factors. **Indicate the 4**--**6 most important key business/organization factors relevant to this Item.** 1\. 2\. 3\. 4\. 5\. 6\. **Strengths and Opportunities for Improvement:** - Include an indication of the relative importance/strength of the comment by using ++ or - - as appropriate. - Include a reference to the most relevant key factor(s). - Include an indication of which process evaluation factors are addressed in this comment: A=Approach D=Deployment L=Learning I=Integration **STRENGTHS** *(Tab to move to the next column; tab from the final column to begin the next comment.)* ------------------------------------------------------------------------------------- **+/++** **Item **KF **A/D/L/I** **STRENGTHS** Ref.** Ref.** ---------- -------- -------- ------------- ------------------------------------------ ------------------------------------------------------------------------------------- **OPPORTUNITIES FOR IMPROVEMENT** ***(Tab to move to the next column; tab from the final column to begin the next comment.)*** ---------------------------------------------------------------------------------- **-/- **Item **KF **A/D/L/I** **OPPORTUNITIES FOR IMPROVEMENT** -** Ref.** Ref.** ------- -------- -------- ------------- ------------------------------------------ ---------------------------------------------------------------------------------- **Stage 1 or 2 Percent Score %** **(Stage 1 scores should be in 5% increments, e.g., 25, 40, 55.)** **Site Visit Issues (for Stage 3, Site Visit Use)** - **Scoring Range Resulting From Site Visit Findings (from the Scoring Guidelines) [\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_]{.underline}** **Change from Consensus: higher range same range lower range** Item Worksheet---Item 6.2 Prepare one Item Worksheet for each Item, capturing the 6--10 most important strengths and opportunities for improvement based on the applicant's response to the Criteria requirements and its key business/organization factors. **Indicate the 4**--**6 most important key business/organization factors relevant to this Item.** 1\. 2\. 3\. 4\. 5\. 6\. **Strengths and Opportunities for Improvement:** - Include an indication of the relative importance/strength of the comment by using ++ or - - as appropriate. - Include a reference to the most relevant key factor(s). - Include an indication of which process evaluation factors are addressed in this comment: A=Approach D=Deployment L=Learning I=Integration **STRENGTHS** *(Tab to move to the next column; tab from the final column to begin the next comment.)* ------------------------------------------------------------------------------------- **+/++** **Item **KF **A/D/L/I** **STRENGTHS** Ref.** Ref.** ---------- -------- -------- ------------- ------------------------------------------ ------------------------------------------------------------------------------------- **OPPORTUNITIES FOR IMPROVEMENT** ***(Tab to move to the next column; tab from the final column to begin the next comment.)*** ---------------------------------------------------------------------------------- **-/- **Item **KF **A/D/L/I** **OPPORTUNITIES FOR IMPROVEMENT** -** Ref.** Ref.** ------- -------- -------- ------------- ------------------------------------------ ---------------------------------------------------------------------------------- **Stage 1 or 2 Percent Score %** **(Stage 1 scores should be in 5% increments, e.g., 25, 40, 55.)** **Site Visit Issues (for Stage 3, Site Visit Use)** - **Scoring Range Resulting From Site Visit Findings (from the Scoring Guidelines) [\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_]{.underline}** **Change from Consensus: higher range same range lower range** Item Worksheet---Item 7.1 Prepare one Item Worksheet for each Item, capturing the 6--10 most important strengths and opportunities for improvement based on the applicant's response to the Criteria requirements and its key business/organization factors. **Indicate the 4**--**6 most important key business/organization factors relevant to this Item.** 1\. 2\. 3\. 4\. 5\. 6\. **Strengths and Opportunities for Improvement:** - Include an indication of the relative importance/strength of the comment by using ++ or - - as appropriate. - Include a reference to the most relevant key factor(s). - Include an indication of which process evaluation factors are addressed in this comment: Le = Performance Levels T = Trends C = Comparisons Li = Linkages G = Gaps **STRENGTHS** *(Tab to move to the next column; tab from the final column to begin the next comment.)* --------------------------------------------------------------------------------------- **+/++** **Item **KF **Le/T/C/Li** **STRENGTHS** Ref.** Ref.** ---------- -------- -------- --------------- ------------------------------------------ --------------------------------------------------------------------------------------- **OPPORTUNITIES FOR IMPROVEMENT** ***(Tab to move to the next column; tab from the final column to begin the next comment.)*** -------------------------------------------------------------------------------------- **-/- **Item **KF **Le/T/C/Li/G** **OPPORTUNITIES FOR IMPROVEMENT** -** Ref.** Ref.** ------- -------- -------- ----------------- ------------------------------------------ -------------------------------------------------------------------------------------- **Stage 1 or 2 Percent Score %** **(Stage 1 scores should be in 5% increments, e.g., 25, 40, 55.)** **Site Visit Issues (for Stage 3, Site Visit Use)** - **Scoring Range Resulting From Site Visit Findings (from the Scoring Guidelines) [\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_]{.underline}** **Change from Consensus: higher range same range lower range** Item Worksheet---Item 7.2 Prepare one Item Worksheet for each Item, capturing the 6--10 most important strengths and opportunities for improvement based on the applicant's response to the Criteria requirements and its key business/organization factors. **Indicate the 4**--**6 most important key business/organization factors relevant to this Item.** 1\. 2\. 3\. 4\. 5\. 6\. **Strengths and Opportunities for Improvement:** - Include an indication of the relative importance/strength of the comment by using ++ or - - as appropriate. - Include a reference to the most relevant key factor(s). - Include an indication of which process evaluation factors are addressed in this comment: Le = Performance Levels T = Trends C = Comparisons Li = Linkages G = Gaps **STRENGTHS** *(Tab to move to the next column; tab from the final column to begin the next comment.)* --------------------------------------------------------------------------------------- **+/++** **Item **KF **Le/T/C/Li** **STRENGTHS** Ref.** Ref.** ---------- -------- -------- --------------- ------------------------------------------ --------------------------------------------------------------------------------------- **OPPORTUNITIES FOR IMPROVEMENT** ***(Tab to move to the next column; tab from the final column to begin the next comment.)*** -------------------------------------------------------------------------------------- **-/- **Item **KF **Le/T/C/Li/G** **OPPORTUNITIES FOR IMPROVEMENT** -** Ref.** Ref.** ------- -------- -------- ----------------- ------------------------------------------ -------------------------------------------------------------------------------------- **Stage 1 or 2 Percent Score %** **(Stage 1 scores should be in 5% increments, e.g., 25, 40, 55.)** **Site Visit Issues (for Stage 3, Site Visit Use)** - **Scoring Range Resulting From Site Visit Findings (from the Scoring Guidelines) [\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_]{.underline}** **Change from Consensus: higher range same range lower range** Item Worksheet---Item 7.3 Prepare one Item Worksheet for each Item, capturing the 6--10 most important strengths and opportunities for improvement based on the applicant's response to the Criteria requirements and its key business/organization factors. **Indicate the 4**--**6 most important key business/organization factors relevant to this Item.** 1\. 2\. 3\. 4\. 5\. 6\. **Strengths and Opportunities for Improvement:** - Include an indication of the relative importance/strength of the comment by using ++ or - - as appropriate. - Include a reference to the most relevant key factor(s). - Include an indication of which process evaluation factors are addressed in this comment: Le = Performance Levels T = Trends C = Comparisons Li = Linkages G = Gaps **STRENGTHS** *(Tab to move to the next column; tab from the final column to begin the next comment.)* --------------------------------------------------------------------------------------- **+/++** **Item **KF **Le/T/C/Li** **STRENGTHS** Ref.** Ref.** ---------- -------- -------- --------------- ------------------------------------------ --------------------------------------------------------------------------------------- **OPPORTUNITIES FOR IMPROVEMENT** ***(Tab to move to the next column; tab from the final column to begin the next comment.)*** -------------------------------------------------------------------------------------- **-/- **Item **KF **Le/T/C/Li/G** **OPPORTUNITIES FOR IMPROVEMENT** -** Ref.** Ref.** ------- -------- -------- ----------------- ------------------------------------------ -------------------------------------------------------------------------------------- **Stage 1 or 2 Percent Score %** **(Stage 1 scores should be in 5% increments, e.g., 25, 40, 55.)** **Site Visit Issues (for Stage 3, Site Visit Use)** - **Scoring Range Resulting From Site Visit Findings (from the Scoring Guidelines) [\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_]{.underline}** **Change from Consensus: higher range same range lower range** Item Worksheet---Item 7.4 Prepare one Item Worksheet for each Item, capturing the 6--10 most important strengths and opportunities for improvement based on the applicant's response to the Criteria requirements and its key business/organization factors. **Indicate the 4**--**6 most important key business/organization factors relevant to this Item.** 1\. 2\. 3\. 4\. 5\. 6\. **Strengths and Opportunities for Improvement:** - Include an indication of the relative importance/strength of the comment by using ++ or - - as appropriate. - Include a reference to the most relevant key factor(s). - Include an indication of which process evaluation factors are addressed in this comment: Le = Performance Levels T = Trends C = Comparisons Li = Linkages G = Gaps **STRENGTHS** *(Tab to move to the next column; tab from the final column to begin the next comment.)* --------------------------------------------------------------------------------------- **+/++** **Item **KF **Le/T/C/Li** **STRENGTHS** Ref.** Ref.** ---------- -------- -------- --------------- ------------------------------------------ --------------------------------------------------------------------------------------- **OPPORTUNITIES FOR IMPROVEMENT** ***(Tab to move to the next column; tab from the final column to begin the next comment.)*** -------------------------------------------------------------------------------------- **-/- **Item **KF **Le/T/C/Li/G** **OPPORTUNITIES FOR IMPROVEMENT** -** Ref.** Ref.** ------- -------- -------- ----------------- ------------------------------------------ -------------------------------------------------------------------------------------- **Stage 1 or 2 Percent Score %** **(Stage 1 scores should be in 5% increments, e.g., 25, 40, 55.)** **Site Visit Issues (for Stage 3, Site Visit Use)** - **Scoring Range Resulting From Site Visit Findings (from the Scoring Guidelines) [\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_]{.underline}** **Change from Consensus: higher range same range lower range** Item Worksheet---Item 7.5 Prepare one Item Worksheet for each Item, capturing the 6--10 most important strengths and opportunities for improvement based on the applicant's response to the Criteria requirements and its key business/organization factors. **Indicate the 4**--**6 most important key business/organization factors relevant to this Item** 1\. 2\. 3\. 4\. 5\. 6\. **Strengths and Opportunities for Improvement:** - Include an indication of the relative importance/strength of the comment by using ++ or - - as appropriate. - Include a reference to the most relevant key factor(s). - Include an indication of which process evaluation factors are addressed in this comment: Le = Performance Levels T = Trends C = Comparisons Li = Linkages G = Gaps **STRENGTHS** *(Tab to move to the next column; tab from the final column to begin the next comment.)* --------------------------------------------------------------------------------------- **+/++** **Item **KF **Le/T/C/Li** **STRENGTHS** Ref.** Ref.** ---------- -------- -------- --------------- ------------------------------------------ --------------------------------------------------------------------------------------- **OPPORTUNITIES FOR IMPROVEMENT** ***(Tab to move to the next column; tab from the final column to begin the next comment.)*** -------------------------------------------------------------------------------------- **-/- **Item **KF **Le/T/C/Li/G** **OPPORTUNITIES FOR IMPROVEMENT** -** Ref.** Ref.** ------- -------- -------- ----------------- ------------------------------------------ -------------------------------------------------------------------------------------- **Stage 1 or 2 Percent Score %** **(Stage 1 scores should be in 5% increments, e.g., 25, 40, 55.)** **Site Visit Issues (for Stage 3, Site Visit Use)** - **Scoring Range Resulting From Site Visit Findings (from the Scoring Guidelines) [\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_]{.underline}** Change from Consensus: higher range same range lower range Item Worksheet---Item 7.6 Prepare one Item Worksheet for each Item, capturing the 6--10 most important strengths and opportunities for improvement based on the applicant's response to the Criteria requirements and its key business/organization factors. **Indicate the 4**--**6 most important key business/organization factors relevant to this Item.** 1\. 2\. 3\. 4\. 5\. 6\. **Strengths and Opportunities for Improvement:** - Include an indication of the relative importance/strength of the comment by using ++ or - - as appropriate. - Include a reference to the most relevant key factor(s). - Include an indication of which process evaluation factors are addressed in this comment: Le = Performance Levels T = Trends C = Comparisons Li = Linkages G = Gaps **STRENGTHS** *(Tab to move to the next column; tab from the final column to begin the next comment.)* --------------------------------------------------------------------------------------- **+/++** **Item **KF **Le/T/C/Li** **STRENGTHS** Ref.** Ref.** ---------- -------- -------- --------------- ------------------------------------------ --------------------------------------------------------------------------------------- **OPPORTUNITIES FOR IMPROVEMENT** ***(Tab to move to the next column; tab from the final column to begin the next comment.)*** -------------------------------------------------------------------------------------- **-/- **Item **KF **Le/T/C/Li/G** **OPPORTUNITIES FOR IMPROVEMENT** -** Ref.** Ref.** ------- -------- -------- ----------------- ------------------------------------------ -------------------------------------------------------------------------------------- **Stage 1 or 2 Percent Score %** **(Stage 1 scores should be in 5% increments, e.g., 25, 40, 55.)** **Site Visit Issues (for Stage 3, Site Visit Use)** - **Scoring Range Resulting From Site Visit Findings (from the Scoring Guidelines) [\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_]{.underline}** **Change from Consensus: higher range same range lower range** 2006 Scoring Guidelines---Business criteria +----+----------------------------------+------------------------------+ | * | **PROCESS (For Use With | **RESULTS (For Use With | | *S | Categories 1--6)** | Category 7)** | | CO | | | | RE | | | | ** | | | +----+----------------------------------+------------------------------+ | ** | - No systematic approach is | - There are no | | 0% | evident; information is | organizational | | or | anecdotal. (A) | performance results or | | 5% | | poor results in areas | | ** | - Little or no deployment of | reported. | | | an approach is evident. (D) | | | | | - Trend data are either | | | - An improvement orientation | not reported or show | | | is not evident; improvement | mainly adverse trends. | | | is achieved through reacting | | | | to problems. (L) | - Comparative information | | | | is not reported. | | | - No organizational alignment | | | | is evident; individual areas | - Results are not reported | | | or work units operate | for any areas of | | | independently. (I) | importance to your | | | | organization's key | | | | mission or business | | | | requirements. | +----+----------------------------------+------------------------------+ | ** | - The beginning of a | - A few organizational | | 10 | systematic approach to the | performance results are | | %, | basic requirements of the | reported; there are some | | 15 | Item is evident. (A) | improvements and/or | | %, | | early good performance | | 20 | - The approach is in the early | levels in a few areas. | | %, | stages of deployment in most | | | or | areas or work units, | - Little or no trend data | | 2 | inhibiting progress in | are reported. | | 5% | achieving the basic | | | ** | requirements of the Item. | - Little or no comparative | | | (D) | information is reported. | | | | | | | - Early stages of a transition | - Results are reported for | | | from reacting to problems to | a few areas of | | | a general improvement | importance to your | | | orientation are evident. (L) | organization's key | | | | mission or business | | | - The approach is aligned with | requirements. | | | other areas or work units | | | | largely through joint | | | | problem solving. (I) | | +----+----------------------------------+------------------------------+ | ** | - An effective systematic | - Improvements and/or good | | 30 | approach, responsive to the | performance levels are | | %, | basic requirements of the | reported in many areas | | 35 | Item, is evident. (A) | addressed in the Item | | %, | | requirements. | | 40 | - The approach is deployed, | | | %, | although some areas or work | - Early stages of | | or | units are in early stages of | developing trends are | | 4 | deployment. (D) | evident. | | 5% | | | | ** | - The beginning of a | - Early stages of | | | systematic approach to | obtaining comparative | | | evaluation and improvement | information are evident. | | | of key processes is evident. | | | | (L) | - Results are reported for | | | | many areas of importance | | | - The approach is in early | to your organization's | | | stages of alignment with | key mission or business | | | your basic organizational | requirements. | | | needs identified in response | | | | to the other Criteria | | | | Categories. (I) | | +----+----------------------------------+------------------------------+ | ** | - An effective systematic | - Improvement trends | | 50 | approach, responsive to the | and/or good performance | | %, | overall requirements of the | levels are reported for | | 55 | Item, is evident. (A) | most areas addressed in | | %, | | the Item requirements. | | 60 | - The approach is well | | | %, | deployed, although | - No pattern of adverse | | or | deployment may vary in some | trends and no poor | | 6 | areas or work units. (D) | performance levels are | | 5% | | evident in areas of | | ** | - A fact-based, systematic | importance to your | | | evaluation and improvement | organization's key | | | process and some | mission or business | | | organizational learning are | requirements. | | | in place for improving the | | | | efficiency and effectiveness | - Some trends and/or | | | of key processes. (L) | current performance | | | | levels---evaluated | | | - The approach is aligned with | against relevant | | | your organizational needs | comparisons and/or | | | identified in response to | benchmarks---show areas | | | the other Criteria | of good to very good | | | Categories. (I) | relative performance. | | | | | | | | - Organizational | | | | performance results | | | | address most key | | | | customer, market, and | | | | process requirements. | +----+----------------------------------+------------------------------+ | ** | - An effective, systematic | - Current performance is | | 70 | approach, responsive to the | good to excellent in | | %, | multiple requirements of the | most areas of importance | | 75 | Item, is evident. (A) | to the Item | | %, | | requirements. | | 80 | - The approach is well | | | %, | deployed, with no | - Most improvement trends | | or | significant gaps. (D) | and/or current | | 8 | | performance levels are | | 5% | - Fact-based, systematic | sustained. | | ** | evaluation and improvement | | | | and organizational learning | - Many to most reported | | | are key management tools; | trends and/or current | | | there is clear evidence of | performance | | | refinement and innovation as | levels---evaluated | | | a result of | against relevant | | | organizational-level | comparisons and/or | | | analysis and sharing. (L) | benchmarks---show areas | | | | of leadership and very | | | - The approach is integrated | good relative | | | with your organizational | performance. | | | needs identified in response | | | | to the other Criteria Items. | - Organizational | | | (I) | performance results | | | | address most key | | | | customer, market, | | | | process, and action plan | | | | requirements. | +----+----------------------------------+------------------------------+ | ** | - An effective, systematic | - Current performance is | | 90 | approach, fully responsive | excellent in most areas | | %, | to the multiple requirements | of importance to the | | 95 | of the Item, is evident. (A) | Item requirements. | | %, | | | | ** | - The approach is fully | - Excellent improvement | | | deployed without significant | trends and/or sustained | | ** | weaknesses or gaps in any | excellent performance | | or | areas or work units. (D) | levels are reported in | | 10 | | most areas. | | 0% | - Fact-based, systematic | | | ** | evaluation and improvement | - Evidence of industry and | | | and organizational learning | benchmark leadership is | | | are key organization-wide | demonstrated in many | | | tools; refinement and | areas. | | | innovation, backed by | | | | analysis and sharing, are | - Organizational | | | evident throughout the | performance results | | | organization. (L) | fully address key | | | | customer, market, | | | - The approach is well | process, and action plan | | | integrated with your | requirements. | | | organizational needs | | | | identified in response to | | | | the other Criteria Items. | | | | (I) | | +----+----------------------------------+------------------------------+ 2006 Scoring Guidelines---Education criteria +----+----------------------------------+------------------------------+ | * | **PROCESS (For Use With | **RESULTS (For Use With | | *S | Categories 1--6)** | Category 7)** | | CO | | | | RE | | | | ** | | | +----+----------------------------------+------------------------------+ | ** | - No systematic approach is | - There are no | | 0% | evident; information is | organizational | | or | anecdotal. (A) | performance results or | | 5% | | poor results in areas | | ** | - Little or no deployment of | reported. | | | an approach is evident. (D) | | | | | - Trend data are either | | | - An improvement orientation | not reported or show | | | is not evident; improvement | mainly adverse trends. | | | is achieved through reacting | | | | to problems. (L) | - Comparative information | | | | is not reported. | | | - No organizational alignment | | | | is evident; individual areas | - Results are not reported | | | or work units operate | for any areas of | | | independently. (I) | importance to your key | | | | mission or | | | | organizational | | | | requirements. | +----+----------------------------------+------------------------------+ | ** | - The beginning of a | - A few organizational | | 10 | systematic approach to the | performance results are | | %, | basic requirements of the | reported; there are some | | 15 | Item is evident. (A) | improvements and/or | | %, | | early good performance | | 20 | - The approach is in the early | levels in a few areas. | | %, | stages of deployment in most | | | or | areas or work units, | - Little or no trend data | | 2 | inhibiting progress in | are reported. | | 5% | achieving the basic | | | ** | requirements of the Item. | - Little or no comparative | | | (D) | information is reported. | | | | | | | - Early stages of a transition | - Results are reported for | | | from reacting to problems to | a few areas of | | | a general improvement | importance to your key | | | orientation are evident. (L) | mission or | | | | organizational | | | - The approach is aligned with | requirements. | | | other areas or work units | | | | largely through joint | | | | problem solving. (I) | | +----+----------------------------------+------------------------------+ | ** | - An effective, systematic | - Improvements and/or good | | 30 | approach, responsive to the | performance levels are | | %, | basic requirements of the | reported in many areas | | 35 | Item, is evident. (A) | addressed in the Item | | %, | | requirements. | | 40 | - The approach is deployed, | | | %, | although some areas or work | - Early stages of | | or | units are in early stages of | developing trends are | | 4 | deployment. (D) | evident. | | 5% | | | | ** | - The beginning of a | - Early stages of | | | systematic approach to | obtaining comparative | | | evaluation and improvement | information are evident. | | | of key processes is evident. | | | | (L) | - Results are reported for | | | | many areas of importance | | | - The approach is in early | to your key mission or | | | stages of alignment with | organizational | | | your basic organizational | requirements. | | | needs identified in response | | | | to the other Criteria | | | | Categories. (I) | | +----+----------------------------------+------------------------------+ | ** | - An effective, systematic | - Improvement trends | | 50 | approach, responsive to the | and/or good performance | | %, | overall requirements of the | levels are reported for | | 55 | Item, is evident. (A) | most areas addressed in | | %, | | the Item requirements. | | 60 | - The approach is well | | | %, | deployed, although | - No pattern of adverse | | or | deployment may vary in some | trends and no poor | | 6 | areas or work units. (D) | performance levels are | | 5% | | evident in areas of | | ** | - A fact-based, systematic | importance to your key | | | evaluation and improvement | mission or | | | process and some | organizational | | | organizational learning are | requirements. | | | in place for improving the | | | | efficiency and effectiveness | - Some trends and/or | | | of key processes. (L) | current performance | | | | levels---evaluated | | | - The approach is aligned with | against relevant | | | your organizational needs | comparisons and/or | | | identified in response to | benchmarks---show areas | | | the other Criteria | of good to very good | | | Categories. (I) | relative performance. | | | | | | | | - Organizational | | | | performance results | | | | address most key | | | | student, stakeholder, | | | | market, and process | | | | requirements. | +----+----------------------------------+------------------------------+ | ** | - An effective, systematic | - Current performance is | | 70 | approach, responsive to the | good to excellent in | | %, | multiple requirements of the | most areas of importance | | 75 | Item, is evident. (A) | to the Item | | %, | | requirements. | | 80 | - The approach is well | | | %, | deployed, with no | - Most improvement trends | | or | significant gaps. (D) | and/or current | | 8 | | performance levels are | | 5% | - Fact-based, systematic | sustained. | | ** | evaluation and improvement | | | | and organizational learning | - Many to most reported | | | are key management tools; | trends and/or current | | | there is clear evidence of | performance | | | refinement and innovation as | levels---evaluated | | | a result of | against relevant | | | organizational-level | comparisons and/or | | | analysis and sharing. (L) | benchmarks---show areas | | | | of leadership and very | | | - The approach is integrated | good relative | | | with your organizational | performance. | | | needs identified in response | | | | to the other Criteria Items. | - Organizational | | | (I) | performance results | | | | address most key | | | | student, stakeholder, | | | | market, process, and | | | | action plan | | | | requirements. | +----+----------------------------------+------------------------------+ | ** | - An effective, systematic | - Current performance is | | 90 | approach, fully responsive | excellent in most areas | | %, | to the multiple requirements | of importance to the | | 95 | of the Item, is evident. (A) | Item requirements. | | %, | | | | ** | - The approach is fully | - Excellent improvement | | | deployed without significant | trends and/or sustained | | ** | weaknesses or gaps in any | excellent performance | | or | areas or work units. (D) | levels are reported in | | 10 | | most areas. | | 0% | - Fact-based, systematic | | | ** | evaluation and improvement | - Evidence of education | | | and organizational learning | sector and benchmark | | | are key organization-wide | leadership is | | | tools; refinement and | demonstrated in many | | | innovation, backed by | areas. | | | analysis and sharing, are | | | | evident throughout the | - Organizational | | | organization. (L) | performance results | | | | fully address key | | | - The approach is well | student, stakeholder, | | | integrated with your | market, process, and | | | organizational needs | action plan | | | identified in response to | requirements. | | | the other Criteria Items. | | | | (I) | | +----+----------------------------------+------------------------------+ **2006 Scoring Guidelines---HEALTH CARE criteria** +----+----------------------------------+------------------------------+ | * | **PROCESS (For Use With | **RESULTS (For Use With | | *S | Categories 1 -- 6)** | Category 7)** | | CO | | | | RE | | | | ** | | | +----+----------------------------------+------------------------------+ | ** | - No systematic approach is | - There are no | | 0% | evident; information is | organizational | | or | anecdotal. (A) | performance results or | | 5% | | poor results in areas | | ** | - Little or no deployment of | reported. | | | an approach is evident. (D) | | | | | - Trend data are either | | | - An improvement orientation | not reported or show | | | is not evident; improvement | mainly adverse trends. | | | is achieved through reacting | | | | to problems. (L) | - Comparative information | | | | is not reported. | | | - No organizational alignment | | | | is evident; individual areas | - Results are not reported | | | or work units operate | for any areas of | | | independently. (I) | importance to your key | | | | mission or | | | | organizational | | | | requirements. | +----+----------------------------------+------------------------------+ | ** | - The beginning of a | - A few organizational | | 10 | systematic approach to the | performance results are | | %, | basic requirements of the | reported; there are some | | 15 | Item is evident. (A) | improvements and/or | | %, | | early good performance | | 20 | - The approach is in the early | levels in a few areas. | | %, | stages of deployment in most | | | or | areas or work units, | - Little or no trend data | | 2 | inhibiting progress in | are reported. | | 5% | achieving the basic | | | ** | requirements of the Item. | - Little or no comparative | | | (D) | information is reported. | | | | | | | - Early stages of a transition | - Results are reported for | | | from reacting to problems to | a few areas of | | | a general improvement | importance to your key | | | orientation are evident. (L) | mission or | | | | organizational | | | - The approach is aligned with | requirements. | | | other areas or work units | | | | largely through joint | | | | problem solving. (I) | | +----+----------------------------------+------------------------------+ | ** | - An effective, systematic | - Improvements and/or good | | 30 | approach, responsive to the | performance levels are | | %, | basic requirements of the | reported in many areas | | 35 | Item, is evident. (A) | addressed in the Item | | %, | | requirements. | | 40 | - The approach is deployed, | | | %, | although some areas or work | - Early stages of | | or | units are in early stages of | developing trends are | | 4 | deployment. (D) | evident. | | 5% | | | | ** | - The beginning of a | - Early stages of | | | systematic approach to | obtaining comparative | | | evaluation and improvement | information are evident. | | | of key processes is evident. | | | | (L) | - Results are reported for | | | | many areas of importance | | | - The approach is in early | to your key mission or | | | stages of alignment with | organizational | | | your basic organizational | requirements. | | | needs identified in response | | | | to the other Criteria | | | | Categories. (I) | | +----+----------------------------------+------------------------------+ | ** | - An effective, systematic | - Improvement trends | | 50 | approach, responsive to the | and/or good performance | | %, | overall requirements of the | levels are reported for | | 55 | Item, is evident. (A) | most areas addressed in | | %, | | the Item requirements. | | 60 | - The approach is well | | | %, | deployed, although | - No pattern of adverse | | or | deployment may vary in some | trends and no poor | | 6 | areas or work units. (D) | performance levels are | | 5% | | evident in areas of | | ** | - A fact-based, systematic | importance to your key | | | evaluation and improvement | mission or | | | process and some | organizational | | | organizational learning are | requirements. | | | in place for improving the | | | | efficiency and effectiveness | - Some trends and/or | | | of key processes. (L) | current performance | | | | levels---evaluated | | | - The approach is aligned with | against relevant | | | your organizational needs | comparisons and/or | | | identified in response to | benchmarks---show areas | | | the other Criteria | of good to very good | | | Categories. (I) | relative performance. | | | | | | | | - Organizational | | | | performance results | | | | address most key patient | | | | and other customer, | | | | market, and process | | | | requirements. | +----+----------------------------------+------------------------------+ | ** | - An effective, systematic | - Current performance is | | 70 | approach, responsive to the | good to excellent in | | %, | multiple requirements of the | most areas of importance | | 75 | Item, is evident. (A) | to the Item | | %, | | requirements. | | 80 | - The approach is well | | | %, | deployed, with no | - Most improvement trends | | or | significant gaps. (D) | and/or current | | 8 | | performance levels are | | 5% | - Fact-based, systematic | sustained. | | ** | evaluation and improvement | | | | and organizational learning | - Many to most reported | | | are key management tools; | trends and/or current | | | there is clear evidence of | performance | | | refinement and innovation as | levels---evaluated | | | a result of | against relevant | | | organizational-level | comparisons and/or | | | analysis and sharing. (L) | benchmarks---show areas | | | | of leadership and very | | | - The approach is integrated | good relative | | | with your organizational | performance. | | | needs identified in response | | | | to the other Criteria Items. | - Organizational | | | (I) | performance results | | | | address most key patient | | | | and other customer, | | | | market, process, and | | | | action plan | | | | requirements. | +----+----------------------------------+------------------------------+ | ** | - An effective, systematic | - Current performance is | | 90 | approach, fully responsive | excellent in most areas | | %, | to the multiple requirements | of importance to the | | 95 | of the Item, is evident. (A) | Item requirements. | | %, | | | | ** | - The approach is fully | - Excellent improvement | | | deployed without significant | trends and/or sustained | | ** | weaknesses or gaps in any | excellent performance | | or | areas or work units. (D) | levels are reported in | | 10 | | most areas. | | 0% | - Fact-based, systematic | | | ** | evaluation and improvement | - Evidence of health care | | | and organizational learning | sector and benchmark | | | are key organization-wide | leadership is | | | tools; refinement and | demonstrated in many | | | innovation, backed by | areas. | | | analysis and sharing, are | | | | evident throughout the | - Organizational | | | organization. (L) | performance results | | | | fully address key | | | - The approach is well | patient and other | | | integrated with your | customer, market, | | | organizational needs | process, and action plan | | | identified in response to | requirements. | | | the other Criteria Items. | | | | (I) | | +----+----------------------------------+------------------------------+ SCORE SUMMARY WORKSHEET---ALL SECTORS > To enter data in this form, double click anywhere on the worksheet. > Enter the Item percent scores in column B. Do not enter data in any > other column. The worksheet should automatically calculate the > appropriate scores based on the information you enter. ![](media/image2.wmf) **ASQ Fax: 414-765-7214 ASQ Fedex Account #: 1795-1300-5** Scoring Band Descriptors ***Band Band*** ***Score Number Descriptors*** 0--275 1 The organization demonstrates the early stages of developing and implementing approaches to Category requirements, with deployment lagging and inhibiting progress. Improvement efforts focus on problem solving. A few important results are reported, but they generally lack trend and comparative data. 276--375 2 The organization demonstrates effective, systematic approaches responsive to the basic requirements of the Items, but some areas or work units are in the early stages of deployment. The organization has developed a general improvement orientation that is forward looking. The organization obtains results stemming from its approaches, with some improvements and good performance. The use of comparative and trend data is in the early stages. 376--475 3 The organization demonstrates effective, systematic approaches responsive to the basic requirements of most Items, although there are still areas or work units in the early stages of deployment. Key processes are beginning to be systematically evaluated and improved. Results address many areas of importance to the organization's key requirements, with improvements and/or good performance being achieved. Comparative and trend data are available for some of these important results areas. 476--575 4 The organization demonstrates effective, systematic approaches responsive to the overall requirements of the Items, but deployment may vary in some areas or work units. Key processes benefit from fact-based evaluation and improvement, and approaches are being aligned with organizational needs. Results address key customer/stakeholder, market, and process requirements, and they demonstrate some areas of strength and/or good performance against relevant comparisons. There are no patterns of adverse trends or poor performance in areas of importance to the organization's key requirements. 576--675 5 The organization demonstrates effective, systematic, well-deployed approaches responsive to the overall requirements of the Items. The organization demonstrates a fact-based, systematic evaluation and improvement process and organizational learning that result in improving the effectiveness and efficiency of key processes. Results address most key customer/stakeholder, market, and process requirements, and they demonstrate areas of strength against relevant comparisons and/or benchmarks. Improvement trends and/or good performance are reported for most areas of importance to the organization's key requirements. 676--775 6 The organization demonstrates refined approaches responsive to the multiple requirements of the Items. These approaches are characterized by the use of key measures, good deployment, evidence of innovation, and very good results in most areas. Organizational integration, learning, and sharing are key management tools. Results address many customer/stakeholder, market, process, and action plan requirements. The organization is an industry\* leader in some results areas. 776--875 7 The organization demonstrates refined approaches responsive to the multiple requirements of the Items. It also demonstrates innovation, excellent deployment, and good-to-excellent performance levels in most areas. Good-to-excellent integration is evident, with organizational analysis, learning, and sharing of best practices as key management strategies. Industry\* leadership and some benchmark leadership are demonstrated in results that address most key customer/stakeholder, market, process, and action plan requirements. 876--1,000 8 The organization demonstrates outstanding approaches focused on innovation, full deployment, and excellent, sustained performance results. There is excellent integration of approaches with organizational needs. Organizational analysis, learning, and sharing of best practices are pervasive. National and world leadership is demonstrated in results that fully address key customer/stakeholder, market, process, and action plan requirements. \*Industry refers to other organizations performing substantially the same functions, thereby facilitating direct comparisons. **PROCESS ITEM EVALUATION TOOL** To ensure a more holistic evaluation of the Item, answer the following questions before finalizing your 6--10 comments. You should be able to strengthen and clarify comments using insights gained from answering the questions. Provide evidence from the applicant's response to support your comments, citing the applicant's exact wording whenever possible. **"Approach" refers to the methods used by an organization to address the Baldrige Criteria Item requirements. Approach includes the appropriateness of the methods to the Item requirements and the effectiveness of their use.** - What approach or collection of approaches is discussed? - What areas of the Criteria Item does the approach address (e.g., 1.1a, 1.1b)? - Is the approach systematic (with repeatable steps, inputs, outputs, and time frames and designed to allow evaluation, improvement, and sharing)? - Is there evidence that the approach is effective? - Is this approach (or collection of approaches) a key organizational process? Is the approach important to the applicant's overall performance? (If yes, clearly state why it is important and cite the key factors used to support your position.) - Are any of the multiple requirements of the Item that are not addressed (gaps) important to the applicant? **"Deployment" refers to the extent to which an approach is applied in addressing the requirements of a Baldrige Criteria Item. Deployment is evaluated on the basis of the breadth and depth of application of the approach to relevant work units throughout the organization.** - What information is provided to show what is done in different parts of the organization to confirm the approach is deployed (shared or spread) throughout the organization? Does this information indicate the approach is in the early stages of deployment, well deployed but with some variation among areas/work units, well deployed with no significant gaps, or fully deployed? **"Learning" refers to new knowledge or skills acquired through evaluation, study, experience, and innovation. Organizational learning is achieved through research and development; evaluation and improvement cycles; ideas and input from faculty, staff, students, and other stakeholders; best practice sharing; and benchmarking. Personal learning (for faculty and staff) is achieved through education, training, and developmental opportunities. To be effective, these types of learning should be embedded in the way an organization operates.** - Has the approach been evaluated and improved? If yes, are the evaluation and improvement conducted in a fact-based, systematic manner (e.g., regular, recurring, data driven)? - Is there evidence of organizational learning (i.e., evidence that the learning from this approach is shared with other organizational units/other work processes)? Is there evidence of innovation and refinement from organizational analysis and sharing (i.e., evidence the learning actually is used to drive innovation and refinement)? **"Integration" refers to the harmonization of plans, processes, information, resource decisions, actions, results, and analyses to support key organization-wide goals. Effective integration goes beyond alignment and is achieved when the individual components of a performance management system operate as a fully interconnected unit.** - How well is the approach aligned with the applicant's organizational needs identified in the other Criteria Items and the Organizational Profile? How well is the approach integrated with these needs? (Examples of needs are strategic challenges, objectives, and related action plans; organizational mission, vision, and values; key processes and measures; key customer/market segments and requirements; and employee groups and requirements.) # **RESULTS MATRIX** > Place a check mark in the appropriate column to indicate whether the > figure includes the particular element. <table> <colgroup> <col style="width: 13%" /> <col style="width: 14%" /> <col style="width: 6%" /> <col style="width: 6%" /> <col style="width: 6%" /> <col style="width: 3%" /> <col style="width: 3%" /> <col style="width: 3%" /> <col style="width: 3%" /> <col style="width: 6%" /> <col style="width: 5%" /> <col style="width: 6%" /> <col style="width: 4%" /> <col style="width: 4%" /> <col style="width: 11%" /> </colgroup> <tbody> <tr class="odd"> <td></td> <td></td> <td></td> <td></td> <td colspan="5">Comparisons</td> <td colspan="3">Segmentation</td> <td></td> <td></td> <td></td> </tr> <tr class="even"> <td>Measure</td> <td>Figure</td> <td><blockquote> <p>Levels</p> </blockquote></td> <td><blockquote> <p>Trends</p> </blockquote></td> <td><blockquote> <p>Industry Average</p> </blockquote></td> <td><blockquote> <p>Competitors</p> </blockquote></td> <td><blockquote> <p>Best-in-class</p> </blockquote></td> <td><blockquote> <p>Benchmarks</p> </blockquote></td> <td><blockquote> <p>Other</p> </blockquote></td> <td><blockquote> <p>Group A</p> </blockquote></td> <td><blockquote> <p>Group B</p> </blockquote></td> <td><blockquote> <p>Group C</p> </blockquote></td> <td><blockquote> <p>Linkage</p> </blockquote></td> <td><blockquote> <p>Gap</p> </blockquote></td> <td>Comments</td> </tr> <tr class="odd"> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> </tr> <tr class="even"> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> </tr> <tr class="odd"> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> </tr> <tr class="even"> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> </tr> <tr class="odd"> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> </tr> <tr class="even"> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> </tr> <tr class="odd"> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> </tr> <tr class="even"> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> </tr> <tr class="odd"> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> </tr> <tr class="even"> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> </tr> <tr class="odd"> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> </tr> <tr class="even"> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> </tr> <tr class="odd"> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> </tr> <tr class="even"> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> </tr> <tr class="odd"> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> </tr> </tbody> </table> **Le, T, C, Li, G Definitions** **Le = Performance Levels** "Performance levels" refer to numerical information that places or positions an organization's results and performance on a meaningful measurement scale. Performance levels permit evaluation relative to past performance, projection goals, and appropriate comparisons. **T = Trends** "Trends" refer to numerical information that shows the direction and rate (slope of trend data) and breadth (how widely deployed and shared) of performance improvements. A minimum of three data points generally is needed to begin to ascertain a trend. More data points are needed to define a statistically valid trend. **C = Comparisons** "Comparisons" refer to establishing the value of results by their relationship to similar or equivalent measures. Comparisons can be made to results of competitors, industry averages, or best-in-class organizations. The maturity of the organization should help determine what comparisons are most relevant. **Li = Linkages** "Linkages" refer to a connection to important customer, product and service, market, process, and action plan performance requirements identified in the Organizational Profile and in Process Items. **G = Gaps** "Gaps" refer to the absence of results addressing specific areas of Category 7 Items, including the absence of results on key measures discussed in Categories 1--6 (e.g., measures of key approaches and key processes and progress relative to strategic objectives, challenges, and action plans). **CHECKLIST** **Before you return this scorebook to ASQ:** \_\_\_ If this is a Stage 1 review, have you scored each Item in increments of 5% (e.g., 15%, 20%, 35%)? *Before you post your scorebook to [the secure web site]{.underline}, make sure you have completed the following:* \_\_\_ the cover sheet of the scorebook (with the appropriate Criteria and process stage checked) \_\_\_ the signed Conflict of Interest Statement \_\_\_ the Key Factors Worksheet \_\_\_ the Key Themes Worksheet \_\_\_ Item Worksheets for all Items \_\_\_ the Score Summary Worksheet \_\_\_ the checklist Post your completed scorebook to <https://rproxy.nist.gov/examinerdepot/>. Be sure to include your name and the applicant number on the Score Summary Worksheet.
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**§20.707 Rule 707. Designation of Member or Members to conduct the hearing.** The Member or panel to whom a proceeding is assigned under §19.3 of this part shall conduct any hearing before the Board in connection with that proceeding. Where a proceeding has been assigned to a panel, the Chairman, or the Chairman's designee, shall designate one of the Members as the presiding Member. The Member or Members who conduct the hearing shall participate in making the final determination of the claim, subject to the exception in §19.11(c) of this part (relating to reconsideration of a decision). (Authority: 38 U.S.C. 7102, 7107) \[57 FR 4109, Feb. 3, 1992, as amended at 61 FR 20451, May 7, 1996\] **Supplement *Highlights* reference**: 14(3) **§20.708 Rule 708. Prehearing conference.** An appellant's authorized representative may request a prehearing conference with the presiding Member of a hearing to clarify the issues to be considered at a hearing on appeal, obtain rulings on the admissibility of evidence, develop stipulations of fact, establish the length of argument which will be permitted, or take other steps which will make the hearing itself more efficient and productive. With respect to hearings to be held before the Board at Washington, DC, arrangements for a prehearing conference must be made through: Director, Management and Administration (01E), Board of Veterans' Appeals, 810 Vermont Avenue, NW., Washington, DC 20420. Requests for prehearing conferences in cases involving hearings to be held before the Board at Department of Veterans Affairs field facilities must be addressed to the office of the Department of Veterans Affairs official who signed the letter giving notice of the time and place of the hearing. (Authority: 38 U.S.C. 7102, 7105(a), 7107) \[57 FR 4109, Feb. 3, 1992, as amended at 58 FR 27936, May 12, 1993; 61 FR 20452, May 7, 1996; 67 FR 16023, Apr. 4, 2002\] **Supplement *Highlights* references**: 3(2), 14(3).
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![](media/image1.png){width="1.0902777777777777in" height="1.4034722222222222in"} **NATIONAL PARK SERVICE** **APPALACHIAN NATIONAL SCENIC TRAIL** **APPALACHIAN TRAIL PARK OFFICE** ##### **STRATEGIC PLAN** *(Revised April, 2000)* *Long-term Goals for* *Fiscal Years 2001-2005* ![](media/image2.png){width="1.3902777777777777in" height="1.4194444444444445in"} ### APPALACHIAN NATIONAL SCENIC TRAIL **APPALACHIAN TRAIL PARK OFFICE** #### FISCAL YEAR 2001 -- 2005 #### (October 1, 2000 -- September 30, 2005) ###### Strategic Plan for **APPALACHIAN NATIONAL SCENIC TRAIL** Approved: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_ > Park Manager Date > > **TABLE OF CONTENTS** > > I. INTRODUCTION 5 About This Plan 5 The Appalachian National Scenic Trail 6 The National Park Sevice 8 Government Performance and Results Act of 1993 8 II\. MISSION 10 III\. Strategies: Accomplishing Goals 11 Organization 11 Facilities 12 Financial Resources 12 Program Evaluations 13 [IV. KEY EXTERNAL FACTORS](#iv.-key-external-factors) 14 [Cooperative Management](#cooperative-management) 14 [Increasing Use Patterns](#increasing-use-patterns) 15 [External Threats](#external-threats) 15 [V. National Park Service Goal Categories](#v.-national-park-service-goal-categories) 16 [Goal Category I Preserve Park Resources](#goal-category-i-preserve-park-resources) 17 [Goal Category II Provide for the Public Use and Enjoyment and Visitor Experience of Parks](#goal-category-ii-provide-for-the-public-use-and-enjoyment-and-visitor-experience-of-parks) 17 [Goal Category III Strengthen and Preserve Natural and Cultural Resources and Enhance Recreational Opportunities Managed by Partners](#goal-category-iii-strengthen-and-preserve-natural-and-cultural-resources-and-enhance-recreational-opportunities-managed-by-partners) 18 [Goal Category IV Ensure Organizational Effectiveness](#goal-category-iv-ensure-organizational-effectiveness) 18 [Long-Term Goals](#long-term-goals) 19 [Appalachian Trail Park Office Mission and Long Term Goals for the Appalachian National Scenic Trail](#appalachian-trail-park-office-mission-and-long-term-goals-for-the-appalachian-national-scenic-trail) 20 [Appendix A](#appendix-a) 27 # I. INTRODUCTION ## About This Plan This is the Strategic Plan for the Appalachian Trail Park Office. The entire Appalachian National Scenic Trail is a unit of the National Park System, administered broadly by the National Park Service (NPS), U.S. Department of the Interior. However, with over 105 agencies and organizations involved in the cooperative management of the trail, this plan will only address the goals of the National Park Service's Appalachian Trail Park Office. Our Plan includes our mission statement, derived from the legislation establishing and affecting this trail. It contains our goals organized under goal categories and mission goals (the "in perpetuity" goals that encompass everything we do). It also contains long-term goals that describe in quantified, measurable ways examples of what we plan to achieve in the five-year period covered by this plan, October 1, 2000 through September 30, 2005, federal fiscal years (FY) 2001-2005. The content and organization of this Plan relates to the process established by the National Park Service under the Government Performance and Results Act of 1993 (GPRA) \[see following sections\]. Additional copies of this Strategic Plan are available by writing trail headquarters at Appalachian National Scenic Trail, Harpers Ferry Center, Harpers Ferry, West Virginia, 25425. We welcome questions and comments, which should be addressed to the Park Manager at this address. A copy of this plan is also available on our Web site at www.nps.gov/aptr. The Plan also contains a general section on "Strategies" on how goals will be accomplished, that briefly sketches the organization, facilities, and financial resources available to achieve the plan's long-term goals. There is a brief discussion of "Key External" Factors" which could positively or negatively affect goal achievement. Each long-term goal has one or more explanatory paragraphs that give background, detail, and other useful information to help the reader understand the goal as well as how the goal will be accomplished. After these goal explanations, there is an overview of how results will be measured. Finally, there is a listing of those who were consulted in the development of the plan and a list of plan preparers. Each year that this Strategic Plan is in effect there also will be an Annual Performance Plan covering one-year increments for each long-term goal. The Annual Performance Plan will be available by January 1^st^ each year. In addition to the Annual Performance Plan, we also use internal management documents to guide daily operations throughout the year. These documents detail the specific activities, services, and products that will be carried out or produced to accomplish goal results, and the dollars and people required to do it. ## The Appalachian National Scenic Trail The Appalachian National Scenic Trail is a vital part of America's national system of parks, trails, monuments, battlefields, recreation areas, and other significant natural and cultural resources. Established as the first National Scenic Trail by Congress with passage of the National Trails System Act in 1968 and amendments, the Appalachian National Scenic Trail (A.T.) is a continuous marked footpath extending approximately 2,160 miles across the Appalachian Mountains from the summit of Springer Mountain in Georgia to the summit of Katahdin in Maine forming a greenway that connects more than 75 public land areas in 14 states. Preserved within this greenway is the remarkable story of citizen action in the public interest, along with a wide variety of natural and cultural resources making the A.T. a valuable part of America's heritage. The initial route of the A.T. was constructed almost entirely by volunteers between 1923 and 1937, building upon the concepts of Benton MacKaye, a forward thinking landscape architect and conservationist. Since that time, volunteers affiliated with the Appalachian Trail Conference (ATC) and its 31 member trail clubs have planned, constructed, reconstructed, and maintained the footpath, as well as a system of more than 250 shelters and associated facilities. In 1968 Congress recognized that, "Although member clubs of the conference have shouldered responsibility for many miles of the trail, and at times have been forced to relocate segments away from the path of developments, the demands of an expanding population have multiplied in number and complexity in recent years and long stretches of the trail are seriously threatened with incompatible encroachments. These are the problems which the conference has insufficient means to combat. If the trail is to survive, it is apparent that public agencies must assume a larger share of the burden of protection (1968, Senate Report)". Today, with over 155,060 acres acquired by the NPS and the USFS as part of a permanent right-of-way and protected corridor, the Appalachian National Scenic Trail ranks both as a component of the national trails system and a unit of the national park system. Its remarkable decentralized, volunteer-based cooperative management system further sets it apart as a premiere example of a partnership program involving all levels of government and private citizenry engaged in the cooperative management of a nationally significant public resource. As directed by the National Trails System Act, the Appalachian National Scenic Trail Advisory Council (ANSTAC) was established in 1978 for a period of ten years and included representatives from the NPS, USFS, Tennessee Valley Authority, Smithsonian Institution, ATC and each of the 14 Trail States. One of the primary purposes of the Council was to advise the NPS in regard to the administration of this newly designated national scenic trail. The Council, like Congress recognized ATC's role in the direct land management of the Trail. In 1984 an unprecedented NPS delegation agreement was signed with ATC, which delegated management authority to the Conference and in turn to the 31 trail maintaining clubs. Prior to the termination of the Council in 1988 a memorandum of understanding was signed between all of the council members committing their agencies and organizations to the protection and management of the Trail and identifying the Cooperative Management System as the management prescription to be followed by all participants. Based upon the recognition of Congress and the commitment of ANSTAC, the NPS continues to recognize that direct land management responsibility for the Trail lies with ATC and its member trail clubs. Today ATPO has agreements with the USFS, 6 other units of the NPS and each of the 14 states through which the Trail passes recognizing the role of ATC and its member clubs and identifying the roles of individual agencies in the Cooperative Management System of the A.T. A cooperative agreement between NPS and the ATC provides the cornerstone of the innovative A.T. Cooperative Management System. In FY 1999, the NPS ATPO provided \$320,000 in base funding to ATC through the cooperative agreement for A.T. management activities, which was matched by substantial financial contributions and more than 181,000 hours of volunteer labor dedicated to planning, management and maintenance of the trail. ## The National Park Service The National Park Service (NPS), established in 1916, preserves outstanding examples of the best of America's natural, cultural, and recreational resources for the enjoyment, education, and inspiration of this and future generations. These resources of national significance constitute a significant part of America's heritage, character, and future. The National Park System consists of 378 park units located in nearly every state and territory of the nation. The National Park Service not only directly preserves these treasures, it also makes them available to millions of visitors from throughout the country and the world every year. The NPS also has legislated responsibilities for natural and cultural resource conservation outside national parks in partnership with state and local governments, tribes, and non-profit organizations. These programs provide a variety of technical and/or financial assistance. In consultation with Congress, OMB and other interested parties, the NPS developed its own implementation process to comply with the Government Performance and Results Act of 1993 (GPRA). Using an 8-step process, the NPS developed its first *Strategic Plan* in 1997. A copy of the current plan is available for review at the Appalachian Trail Park Office in Harpers Ferry, West Virginia or at any other national park area through which the Trail passes. It is also available on the Internet at http://www.nps.gov/planning. As part of its GPRA implementation process, NPS decided that each of its component parks, programs, and offices would develop and submit their own Strategic Plans, Annual Performance Plans, and Annual Performance Reports. These plans address applicable long-term goals in the NPS *Strategic Plan* and may add goals specific to their own legislative mandates, missions, resources, visitor services, and needs. The local plans are generally a blend of national and local missions and goals. ## Government Performance and Results Act of 1993 GPRA is one of the most recent and comprehensive of a number of laws and executive orders directing federal agencies to join the "*performance management revolution*" already embraced by private industry and many local, state, and national governments. In a nutshell, *performance management* uses performance goals based on an organization's primary mission to guide daily actions and expenditures. Importantly, goals must be quantifiable and measure results or outcomes, rather than efforts or outputs such as activities, services, and products. The established and proven performance management approach is to establish goals -- allocate resources to accomplish those goals -- take action/do the work -- measure results -- evaluate and report performance -- use evaluation to adjust goals and reallocate resources -- and continue the loop. This process sharpens our focus on accomplishing our mission in the most efficient and effective ways, and holds managers and employees accountable on a clear and measurable basis. The approach seems so simple and logical that one is compelled to ask, "Isn't that what everyone is already doing?" In fact, most federal agencies have not traditionally done business this way. They have been funded by programs and activities rather than by goals. Too often they have conducted business year after year based on what they have always routinely done, rather than in pursuit of mission-oriented goals. Too often they have not measured their performance in terms of results achieved, but rather in level of activities conducted, products produced, or services provided -- if they have measured performance at all. And too often managers and employees have not been held accountable for their performance in achieving concrete, results-oriented goals, and have not communicated the outcomes of their work to their important constituencies -- the American people, the Congress, even the President. So performance management, as embodied in GPRA, is new, revolutionary, and vitally important to a more effective, efficient, and credible federal government. This Plan is much more than just a response to legislative mandate, however. The law was a catalyst that caused the trail staff to reexamine daily activities and routine products and services, as well as funding and staffing expended to accomplish them. It motivated and energized us to make sure these things are aligned with the mission of the National Park Service and the Appalachian National Scenic Trail*,* and the long-term goals established to achieve those missions. The results, we believe, will be better planning, better management, and better communication among ourselves and with all of our constituencies and stakeholders, about where we are, where we need to be, and how we are going to get there most effectively and efficiently. # II. MISSION The mission statement of the Appalachian Trail Park Office grows from the Appalachian National Scenic Trail's legislated mandate found in the National Trails System Act. Our mission statement is a synthesis of our mandated purpose and the trail's primary significance. **Mission:** *It is the Mission of the Appalachian Trail Park Office to foster the Cooperative Management System of the Appalachian National Scenic Trail in order to preserve and provide for the enjoyment of the varied scenic, historic, natural and cultural qualities of the areas between the states of Maine and Georgia through which the Trail passes.* **Purpose:** *The Appalachian National Scenic Trail will be administered primarily as a footpath in cooperation with the United States Forest Service and the 14 States encompassing the Trail, providing for maximum outdoor recreation potential as an extended trail and for the conservation and enjoyment of the nationally significant scenic, historic, natural, or cultural qualities of the areas through which the Trail passes.* **Significance:** *The Appalachian Trail is a way, continuous from Maine to Georgia, for travel on foot through the wild, scenic, wooded, pastoral, and culturally significant lands of the Appalachian Mountains. It is a means of sojourning among these lands, such that visitors may experience them by their own unaided efforts. The body of the Trail is provided by the lands it traverses, and its soul is in the living stewardship of the volunteers and partners of the Appalachian Trail Cooperative Management System.* **Legislative Intent:** The House and Senate reports along with the Congressional Record as part of the legislative history of the National Trails System Act, clarify Congress's intent for the following elements of the Appalachian National Scenic Trail's mission, purpose and significance statements: 1\. "Primarily as a footpath" -- The only recognized divergence from use as a footpath is horseback riding, where it is an accepted and customary or traditional use. 2\. "Maximum Outdoor Recreation Potential" -- This phrase is used only in the context of the Trail's length as an extended trail (at least one hundred miles in length, as defined in the legislation). All references to this phrase throughout the legislative history are in the context of the Trail's location to urban areas or in reference to the length of use as, "...a few hours at a time, or on one day jaunts, overnight treks, or expeditions lasting a week or more." There is even reference to volunteer work as a recreational activity, "Their work on the trail has been as important an outdoor recreation activity to them as the enjoyment of hiking and camping along the trail." 3\. "Volunteers and private nonprofit trail groups" as referenced in the National Trails System Act is recognized for purposes of the Appalachian National Scenic Trail as the Appalachian Trail Conference and its member trail maintaining clubs - "The committee recognizes that the Appalachian Trail Conference has pioneered the way for this legislation by its long-time personal stewardship of the trail, and believes that its stewardship -- in partnership with the Secretary of the Interior -- should be continued and expanded." # III. STRATEGIES: Accomplishing Goals We plan to accomplish our goals using the organization, facilities, and financial resources summarized below. These paragraphs should give our partners, stakeholders, and the public a better understanding of what we are trying to accomplish, and how we plan to do it. ## Organization Park Manager Pamela Underhill leads the Appalachian Trail Park Office (ATPO). With a staff of only 8 NPS employees and 1 United States Forest Service (USFS) employee, the ATPO is not organized into the typical operating divisions of other national park units. ATPO staff expertise and specialties include 1 Environmental Compliance Specialist, 1 Outdoor Recreation Specialist, 1 Law Enforcement Ranger, 1 Natural Resource Specialist, 1 GIS Specialist, 1 Budget Technician, and 1 Administrative Technician, all of whom report to a Park Manager. The NPS does not, nor does it expect to, have the ability to independently carry out its management responsibilities for the A.T. Although the National Trails System Act gives administrative authority for the entire trail to the National Park Service, it also recognizes the volunteer-based Cooperative Management System already in place prior to the designation of the trail as a national scenic trail. While typical national park units receive support from partners and friends groups, the role of the ATPO is to support the Appalachian Trail Conference and other partners of the Cooperative Management System of the A.T. - a management framework consisting of more than 100 federal, state, and non-governmental organization partners. It is this management system, which has managed and continues to successfully manage a resource that spans 14 states, with less than 40% of the land directly administered by ATPO. (Please refer to page 27 for a list of the partners comprising the A.T. Cooperative Management System.) In 1983 the NPS formally delegated management responsibilities to the Appalachian Trail Conference for lands directly administered by the ATPO with the EXCEPTION of the following responsibilities: - Law Enforcement - Special Park Uses - Land Acquisition on behalf of the United States - Boundary Survey - Structure Removal - Removal of Hazardous Materials - Fulfilling Agency Compliance Requirements per Federal Laws and Executive Orders However, the ATC assists the NPS with these responsibilities as appropriate and mutually agreed upon. Because the A.T. spans 3 NPS regions, ATPO staff obtains assistance or expertise from various other NPS parks and central offices, in addition to the Cooperative Management System. Staff from the National Park Service's Boston, Philadelphia, National Capital, and Southern NPS Support Office's, as well as Region 8 and Region 9 of the United States Forest Service work with us on various projects as appropriate. ## Facilities Most other units of the NPS list hiking trails as part of their park's facilities. In the case of the A.T. the "facility" is our park. The Trail is approximately 2,160 miles long, with a protective corridor of approximately 270,000 acres, including approximately 104,000 acres that are administered directly by the ATPO. Included in this corridor are 262 traditional 3-sided overnight shelters spaced a day's hike apart and hundreds of other designated camping sites. In addition there are numerous trailhead parking lots with informational kiosks or bulletin boards. As the NPS acquired lands to protect the Trail, various structures were acquired as well. The majority of the structures have been or will be removed and the lands restored. However, a few structures have been retained for Trail purposes: One structure in Massachusetts, one in New York and 2 in Pennsylvania have been retained as volunteer caretaker facilities for on-site protection and management of trail resources due to the amount of use, for overnight facilities and because of potential problems in those areas. One structure in Pennsylvania has been retained as a volunteer trail crew base of operations and another is used as a regional headquarters office for the Appalachian Trail Conference. ## Financial Resources Financial resources available to achieve the Appalachian Trail Park Office's goals include an annual base-operating budget (\$886,000 in fiscal year 2000) which funds a work force of 7 permanent positions, and 2 permanent positions which are shared with other NPS and USFS offices. This work force supports the efforts of approximately 4,500 volunteers who contribute more than 180,000 hours annually towards maintenance and management of the Trail. Approximately two-thirds of these volunteers are Volunteers-in-Parks, and the remaining third are Volunteers-in-Forests whose contributions are reported by the United States Forest Service. ATPO also receives special project and program funds distributed by the National Park Service regional and Washington offices. Achieving our goal performance targets is critically dependent on our base funding and on these additional project funds, volunteer assistance, partnerships and donations. Therefore, in order to plan and organize our goals and the work to accomplish them, all funding and staffing sources and major alternative sources of support and work, have been estimated and included in developing our Plan. The total amount of financial resources available and spent towards the management of the entire A.T. is not known. The expenditures of the 105 agencies and organizations involved in the management of the Trail are not tracked by this office. The ATC, as a recipient of NPS funds submits annual financial reports to the ATPO. In 1999 the ATC alone expended approximately 3 million dollars towards the management of the A.T. Please note that the goals in this plan assume a "flat budget." Other than increases for inflation, we assumed no major increases in funding. Where increases in appropriations were known or are likely, they were taken into account. Where other funding sources (donations, fee revenues, etc.) were "reasonably assured", they too were taken into consideration when setting performance targets. Obviously, limits on funding constrain what can be accomplished toward our goals and mission. GPRA, however, is distinctly not about discussing budget shortfalls or requesting or justifying additional funding. Rather it is about planning, managing, and communicating what we can accomplish with what we already have. Performance target numbers speak for themselves about how well funded we are to accomplish our mission, and where targets are low, additional budget discussions might be generated. But this is not the primary purpose of the plan. ####### ## Program Evaluations Because of our operation within the Cooperative Management System described above, we do not readily fit into the strategic planning system established by the NPS. Strategic planning is still an evolving process for the NPS and the ATPO. This is our second strategic plan, and we have learned that many of our goals do not readily fit within the service-wide goals identified by the NPS. The Service also recognizes that the service-wide goals, which represent the National Park Service mission, may not reflect all of the important goals for a particular park. Therefore, we have identified 4 mission goals and 17 long-term goals that are specific to the mission of the Appalachian National Scenic Trail. Many organizations within the Cooperative Management System of the A.T. do not have 5-year strategic plans. The United States Forest Service, our primary land management partner, approaches GPRA from a central office point of view and does not require individual forests to complete strategic plans. Many other agencies and organizations develop work plans on an annual basis. The Appalachian Trail Conference is in the process of developing their first 5-year strategic plan and the ATPO is working with them throughout this process. Many assumptions had to be made based on past years' cooperative efforts. Therefore, this plan will be reviewed annually and potential minor adjustments will be made based on annual performance achievement the prior year. The plan also will need to be reviewed and revised at least every three years as required by the GPRA law, but as the performance management process is better understood and becomes more routine, strategic planning will become easier and better, and fewer reviews and revisions should be necessary. # IV. KEY EXTERNAL FACTORS ATPO management and staff work within the A.T. Cooperative Management System of the trail when dealing with factors internal and external to trail corridor boundaries to ensure, to the greatest extent possible, that there is no net loss in the primitive character, scenic quality, and remote recreational values of the A.T., as well as to ensure that the Trail is continuous, open, and passable on foot. Other factors, such as natural events, are beyond the Appalachian Trail Park Office's ability to manage or influence. All of these things can negatively or positively affect goal outcomes. A few of the most important or most likely factors are briefly identified below. This is not an exhaustive list, but rather an effort to identify those factors that are most likely to influence outcomes at the time this plan was written. ## Cooperative Management The National Park Service through the Appalachian Trail Park Office is not solely responsible for the management of the Trail. Although the NPS has administrative authority over the entire trail, we work within a Cooperative Management System involving over 100 partners. Most management decisions are made in consultation with affected partners. Various federal and state agency initiatives have resulted in both negative and positive outcomes for Trail protection. ## ## ## Increasing Use Patterns The popularity of the Appalachian National Scenic Trail is expected to continue and present even greater challenges both in terms of cultural and natural resource preservation and visitor use. Currently there is no way to determine accurate visitation figures for the Trail. It is estimated that over 3 million people use the Trail annually. ## External Threats More than 2,000 miles long and consisting of a protective corridor of land averaging only 1,000 feet in width, the Appalachian National Scenic Trail often has been referred to as the longest, skinniest park in the world. Because of the Trail's unusual configuration and geographic expanse, it is particularly vulnerable to external threats. Projects that have the potential for significant impact to the Trail's scenic, recreational, and natural resources include power lines, telecommunication towers, highways, and many other forms of development. [Additional factors affecting performance include:]{.underline} - The cost of trail maintenance and maintaining and restoring natural and cultural resources are escalating. - Threatened, endangered, and sensitive plant and animal species on Trail lands are having difficulty improving due to increased loss of habitat, competition from exotic species, and environmental contamination beyond our control. - The implementation of new programs that emphasize wise use of limited resources and sustainable practices. - A significant increase in the number of projects requiring compliance reviews under the National Environmental Policy Act and/or Section 106 of the Historic Preservation Act. - The National Parks and Omnibus Act of 1998 (Public Law 105-391) established major new responsibilities for concessions management, employee training and career development, natural resources inventory and monitoring, and cooperative research studies. # V. National Park Service Goal Categories The NPS performance management process requires all units of the NPS to organize goals and efforts under four goal categories in broad, nationwide, "in perpetuity" mission goals that state ideal future conditions. The Service also recognizes that the service-wide goals, which represent the National Park Service mission, may not reflect all of the important goals for a particular park. We have identified 4 mission goals and 17 long-term goals that are significant to the mission of the Appalachian Trail Park Office. Two of these goals stress ATPO's support of the Cooperative Management System, which may be perceived as an activity rather than an outcome. However, the ATPO does not have the ability to carry out any of the goals identified within this plan outside of the Cooperative Management System. This system is a part of the trail's significance and is a resource in and of itself that requires our protection and nurturing. The Appalachian National Scenic Trail is comprised of municipal, state and federal lands. Federal lands include areas administered by the United States Fish and Wildlife Service, the United States Forest Service, and 6 national park units as well as the lands administered by the ATPO. ATPO's funding and staff efforts work to provide support to protect resources and provide for public enjoyment off of ATPO lands as well as accepting support for our lands. Because of the multi-jurisdictional land base and cooperative management efforts, it is difficult to report on resource protection and visitor satisfaction only on ATPO lands when our funding and efforts are spread trail-wide. Therefore each goal will specify whether it applies to the whole trail or just ATPO lands. The term "ATPO lands" is used rather than generic "NPS lands" because the trail passes through 6 other national park units and we do not want to confuse our administrative responsibilities with theirs. Where possible the goals pertaining to ATPO lands and resources are listed under goal categories I and II. Goals where we are providing support specifically for another agency's or organization's lands and resources are listed under goal category III. These mission goals encompass all we do and a brief explanation about each one is provided below. ## Goal Category I Preserve Park Resources This category addresses all goals that relate to the condition of natural and cultural resources and the acquisition of knowledge from and about them. It includes the concepts of biological and cultural diversity to ensure trail resources are preserved and interpreted in relationship to the broader ecosystem and cultural context that extend beyond the trail to nearby lands. Trail cultural context means that trail resources are managed in relation to other historical events or cultural processes. The long-term goals related to this category are shown in the next section and include the protection, restoration, or maintenance of ecosystems, rare or endangered plant and animal populations, archeological and ethnographic resources, historic structures and cultural landscapes, museum objects, and research collections. Mission Goal Ia focuses on the condition of these resources. Mission Goal Ib on obtaining and using scholarly and scientific knowledge about resources to make better informed decisions. Ia0. Natural and cultural resources and associated values of the A.T. are protected, restored and maintained in good condition and managed within their broader ecosystem and cultural context through effective support and implementation of the A.T. Cooperative Management System. Ib. The National Park Service contributes to knowledge about natural and cultural resources and associated values; management decisions about resources and visitors are based on adequate scholarly and scientific information. ## Goal Category II Provide for the Public Use and Enjoyment and Visitor Experience of Parks This category includes all goals for visitor satisfaction, enjoyment, safety, appreciation, and understanding. It includes the mandate found in the NPS Organic Act "to provide for the enjoyment of the \[resources\] in such manner and by such means as will leave them unimpaired for the enjoyment of future generations." The long-term goals related to this category are shown below and include programs, facilities, services, and recreational opportunities affecting the enjoyment, understanding and safety of visitors from all over the nation and the world. Mission Goal IIa covers facilities and services such as shelters, trailheads, campgrounds, recreational opportunities and keeping visitors safe. IIa0. Cooperator efforts are supported by the National Park Service to assure visitors to the Appalachian Trail safely enjoy and are satisfied with the availability and quality of trail facilities and appropriate recreational opportunities. ## Goal Category III Strengthen and Preserve Natural and Cultural Resources and Enhance Recreational Opportunities Managed by Partners This mission goal refers to the legislated NPS partnership programs that assist others outside of park units to preserve our natural and cultural and recreational resources. National Park units do not report to the majority of goals in this category except for IIIaX. Park Partnerships, which focuses on assisting partners to protect their resources and serve their visitors on lands other than NPS lands. ## Goal Category IV Ensure Organizational Effectiveness This category includes all goals that support the mission of the trail and the NPS, and the focus is on governmental processes rather than the results. Goals in this category measure various workplace standards and cover those things that will help us be more responsive, efficient, effective, and accountable. IVa The National Park Service uses current management practices, systems, and technologies to accomplish its mission. ## Long-Term Goals Long-term goals are examples of how we will make progress toward the mission goals above, and how we will contribute to nationwide NPS goals during the period of this Plan. The numbering sequence for long-term goals follows that of the NPS Service-wide plan so that our contributions can "roll up nationally" into NPS accomplishments. Goal numbers may not be consecutive - where numbers are left out, an NPS goal does not apply to the Appalachian National Scenic Trail. Associated goals that are similar to NPS goals but not identical with NPS criteria, optional goals, and goals specific to this Trail contain a zero (0) or an X in the number. Goal categories and mission goals are in regular type. *Long-term goals are italicized.* Each year, by January 1^st^ we will also produce an Annual Performance Plan that shows how much of each long-term goal we intend to accomplish during that fiscal year. We will assess what we actually accomplished in an Annual Performance Report at the end of each fiscal year. # Appalachian Trail Park Office Mission and Long Term Goals for the Appalachian National Scenic Trail ###### Goal Category I. Preserve Park Resources Appalachian Trail Park Office Mission Goal Ia: Natural and cultural resources and associated values of the A.T. are protected, restored and maintained in good condition and managed within their broader ecosystem and cultural context through effective support and implementation of the A.T. Cooperative Management System. Ia01. Support of A.T. Cooperative Management System *Ia01. By September 30, 2005, 95% of the members of the A.T. Cooperative Management System conducting NPS delegated management responsibilities on NPS lands are provided with the support necessary to fulfill their delegated responsibilities in the protection and management of the Trail and are satisfied with the level of support they receive from the ATPO.* Ia1. Disturbed lands/Exotic Plant Species *Ia1A. By September 30, 2005, 5 acres (15%) of 33 acres of the Appalachian National Scenic Trail\'s lands administered by ATPO, disturbed by prior development and targeted for restoration, are restored.* > Through the land acquisition process for the Appalachian National > Scenic Trail incidentally acquired structures are removed and lands > are restored. With over 75 structures designated for removal > circumstances such as funding, hazardous materials, political factors > and contracting processes may change the priority or ability to remove > specific structures within any given year. The goal to restore 5 acres > by 2005 is based upon the average number of acres restored between the > years of 1994-1999. Ia2X. Native Species of Special Concern *Ia2X. By September 30, 2005, the number of natural heritage sites containing globally rare plant and animal species that are being monitored will increase from 6 to13 and these species are in a stable or improving condition.* > Approximately 320 occurrences of globally rare species are currently > known to exist within the A.T. corridor, both on and off of ATPO > lands. Of the 53 natural heritage sites on ATPO lands, 19 contain > globally rare species. Three of those sites contain globally rare > amphipods, which we do not have the ability to monitor at this time. > For globally rare resources not on ATPO land, the NPS and ATC will > support agency partners to implement management recommendations to > protect globally rare species on their land. Natural heritage data in > ATC's TREAD database will be linked to GIS data to make querying, > manipulation and display of information easier. Ia4. Water Quality *Ia04. By September 30, 2005, ATPO will define and inventory its water resources.* ATPO Mission Goal Ib: The ATPO contributes to knowledge about natural and cultural resources and associated values: management decisions about resources and visitors are based on adequate scholarly and scientific information. Ib1. Natural Resource Inventories Ib01. Trail Natural Resource Inventories *Ib01A. By September 30, 2005, 14 (100%) of 14 natural heritage inventories of rare, threatened and endangered vascular plants and some animal classes will be completed within the A.T. corridor in the 14 A.T. states.* > Cooperating land managers decided early on that as ATPO began > conducting natural and cultural resource inventories all lands within > the Trail corridor would be inventoried. ATPO provides support to > preserve resources on municipal, state and federal lands. > > Natural heritage inventories will be completed in Massachusetts and > Georgia in FY 2000, in New York and New Jersey in FY2001, and in > Maryland in FY2002. ATPO will prioritize recommended management > actions. Federally listed Threatened, Endangered, and Globally Rare > species will be prioritized for protection, and volunteer A.T. > monitors will be recruited by ATC for the higher priority occurrences, > if they are not already being monitored. For the highest priority > sites on ATPO land, management recommendations to protect the species > will be assessed by the NPS and ATC, and if time and monetary > resources permit, management actions to protect the species will be > implemented. Animal classes not surveyed in some of the state natural > heritage inventories could be surveyed in FY2002-FY2004, pending the > availability of financial resources. Some GIS data would be acquired, > including digital orthophotography that could be used to identify > location and extent of natural resources. *Ib01B. By Sept 30, 2005, the locations and estimated acreages of invasive exotic plant species will be identified on 500 miles of the A.T., with concentration given to finding and documenting exotic species within natural heritage sites along the Trail.* > The documentation of exotic species along the A.T. will be > accomplished using Appalachian Trail volunteers to identify the > invasive exotic plant species and estimate the acreage covered by each > invasive exotic plant. ATC would recruit volunteers for this purpose > and ATPO and ATC would help train volunteers to identify exotic > species and record information about them. The ATPO GIS Specialist > would assist in documenting acreages of invasive exotic species. The > annual goal for documenting invasive exotic species on the A.T. each > year would be 100 miles. Ib2. Cultural Resource Baselines *Ib2A.* *By September 30, 2005, the number of Appalachian National Scenic Trail archaeological sites inventoried, evaluated, and listed in the National Park Service ASMIS is increased from 0 in FY 1999 to 24.* *Ib2B. By September 30, 2005, the number of Appalachian National Scenic Trail cultural landscapes inventoried, evaluated, and entered on the National Park Service Cultural Landscapes Inventory (CLI) at Level II is increased from 0 in FY 1999 to 1.* *Ib02C. By September 30, 2005, the number of Appalachian National Scenic Trail structures that have been inventoried and added to the LCS has increased from 0 in FY 1999 to 4.* > A substantial portion of Appalachian Trail lands have only recently > been acquired. As a result, little cultural resource inventory data > exists. In 1999, the Appalachian Trail Park Office and its > Trail-management partners initiated the first of a series of > state-by-state cultural resource overview and assessment projects to > identify, evaluate, and categorize cultural resource sites along the > A.T. Additional inventories will be completed as funding permits. Ib3. Vital Signs *Ib3. By September 30, 2005, the Appalachian National Scenic Trail has identified its vital signs for natural resource monitoring.* > GIS and other natural resource data will be acquired, and analyses > performed to assist in the identification of vital signs for natural > resource monitoring in the A.T. corridor. Natural heritage data from > paper maps will be digitized into a GIS database for the A.T. > corridor. In FY2000 a workshop will be held in the Southern > Appalachians to determine interest in and potential direction for the > monitoring of vital signs within the A.T. corridor. **Goal Category II. Provide for the Public Use and Enjoyment and Visitor Experience of Parks** ATPO Mission Goal IIa0: Cooperator efforts are supported by the National Park Service to assure visitors to the Appalachian Trail safely enjoy and are satisfied with the availability and quality of trail facilities and appropriate recreational opportunities. IIa01. Visitor Satisfaction *IIa01. By September 30, 2005, 98% of trail visitors are satisfied with trail conditions and appropriate trail facilities.* In 1999 a user survey was conducted along the entire length of the Appalachian National Scenic Trail. A base line of 98% of satisfied trail visitors was derived from that survey. A visitor survey card will be developed for all National Trails to measure annual satisfaction rates. Until the survey card is developed ATPO will seek to maintain the 1999 level of 98% satisfaction. IIa02. Visitor Safety *IIa02. By September 30, 2005, the visitor accident/incident rate on the Appalachian National Scenic Trail is determined, as a formula is developed to report visitation to the NPS Public Use Statistics office.* Currently there is no means to determine the visitation to the Appalachian National Scenic Trail. Although visitor accidents and incidents occurring on ATPO lands are dealt with appropriately by this office, we can not measure the percentage of occurrences as requested by the NPS. The development of a visitation formula will allow us to report to the NPS goal to reduce visitor accident/incident rates in the future. Support from this office is also provided to trail partners for visitor protection trail-wide. **Goal Category III. Strengthen and Preserve Natural and Cultural Resources and Enhance Recreational Opportunities Managed by Partners** This mission goal refers to the legislated NPS partnership programs that assist others outside of park units to preserve their natural, cultural and recreational resources. **Mission Goal IIIa: Natural and cultural resources are conserved through formal** **partnership programs** IIIaX. Trail Partnerships IIIaX1. Threatened and endangered species *IIIaX1. By September 30, 2005, 15 (75%) of 20 of the FY1997 federally listed threatened and endangered species within the corridor of the Appalachian National Scenic Trail that do not have designated critical habitat and do not have official National Park Service recovery actions have stable status.* > Currently, there are 20 occurrences of federally listed threatened and > endangered species known to exist within the A.T. corridor; however, > none of these have been documented on lands directly administered by > ATPO. For those federally listed species within the A.T. corridor, but > not on ATPO lands, the NPS and ATC will provide support to the > appropriate agencies or organizations to implement management actions > to protect the species and will assist in securing volunteers to > monitor these species. The NPS and ATC will encourage monitoring and > discuss implementation of management actions with A.T. partners for 5 > species occurrences each year. Natural heritage data will be digitized > off of paper maps into a Trail-wide GIS system. **Goal Category IV. Ensure Organizational Effectiveness** **NPS Mission Goal IVa: The National Park Service uses current management practices, systems, and technologies to accomplish its mission.** IVa3A. Performance Plans Linked to Goals *IVa3A. By September 30, 2005, 100% of Appalachian National Scenic Trail employee performance plans are linked to appropriate strategic and annual performance goals and position competencies.* IVa4A. Workforce Diversity. *IVa4A. By September 30, 2005, the 4 Appalachian National Scenic Trail permanent positions in the 9 targeted occupational series filled by employees from underrepresented groups is maintained at the FY1999 level of 3.* IVa6A. Employee Lost-time Injury Rate. *IVa6A. By September 30, 2005, the number of Appalachian National Scenic Trail employee lost-time injuries is maintained at the FY1992-FY1996 five-year annual average of 0.* IVa6B. Continuation of Pay Hours. *IVa6B. By September 30, 2005, the number of Appalachian National Scenic Trail hours of Continuation of Pay will remain at 0.* IVb1. Volunteer Hours. *IVb1. By September 30, 2005, the number of Appalachian National Scenic Trail hours reported by Volunteers-in-the-Parks is maintained at 113,350.* ATPO supports the efforts of approximately 4,500 volunteers who contribute more than 180,000 hours annually towards maintenance and management of the Trail. Approximately two-thirds of these volunteers are Volunteers-in-Parks, and the remaining third are Volunteers-in-Forests and reported by the United States Forest Service. ###### VI. CONSULTATIONS & MEASURING RESULTS We consulted directly with the staff of the Appalachian Trail Conference and indirectly with a variety of individuals and organizations in developing our original plan and this revision. The goals and initiatives of the ATPO are discussed in length with ATC staff and Board of Managers on a regular basis. Below are the specific annual ATC meetings which include ATPO staff: Field Staff Retreat, Trail and Land Management Committee, Volunteer Recruitment, Training and Development Committee, Education, Interpretation, and Outreach Committee, Board of Managers Meeting. Each employee of the ATPO is fully accountable for fulfilling his or her individual goals identified in the Annual Performance Plan. Employees are evaluated annually based on individual performance plans. All members of the A.T. Cooperative Management System will receive a copy of the Appalachian National Scenic Trail's Strategic Plan. Their comments and suggestions will be welcome. **VII. STRATEGIC PLAN PREPARERS** The following trail staff members were involved in preparing this Strategic Plan: Pamela Underhill, Park Manager Rita Hennessy, Outdoor Recreation Specialist, GPRA Coordinator Don Owen, Environmental Protection Specialist Bob Gray, Chief Ranger Kent Schwarzkof, Natural Resource Specialist Mark Grupe, GIS Specialist Pete Irvine, USFS Liaison *.* ## Appendix A Members of the Appalachian National Scenic Trail's Cooperative Management System The members of the Appalachian National Scenic Trail's Cooperative Management System include the following partners: Trail Managing, Nonprofit Organizations - The Appalachian Trail Conference, The Maine Appalachian Trail Club, Appalachian Mountain Club, Randolph Mountain Club, Dartmouth Outing Club, Green Mountain Club, Vermont Land Trust, AMC-Berkshire Chapter, AMC-Connecticut Chapter, New York-New Jersey Trail Conference, Keystone Trails Association, Wilmington Trail Club, Batona Hiking Club, AMC-Delaware Valley Chapter, Philadelphia Trail Club, Hawk Mountain Sanctuary Association, Blue Mountain Eagle Climbing Club, Allentown Hiking Club, Brandywine Valley Outing Club, Susquehanna Appalachian Trail Club, York Hiking Club, Mountain Club of Maryland, Cumberland Valley A.T. Management Association, Potomac Appalachian Trail Club, Old Dominion Appalachian Trail Club, Tidewater Appalachian Trail Club, Natural Bridge Appalachian Trail Club, Roanoke Appalachian Trail Club, Outdoor Club at Virginia Tech, Piedmont Appalachian Trail Hikers, Mount Rogers Appalachian Trail Club, Tennessee Eastman Hiking Club, Carolina Mountain Club, Southern Appalachian Highlands Conservancy, Smoky Mountains Hiking Club, Nantahala Hiking Club, Georgia Appalachian Trail Club. State Agencies -- MAINE - Baxter State Park, Department of Conservation, Department of Inland Fisheries and Wildlife, Warden Service, Office of State Planning, Department of Public Safety; NEW HAMPSHIRE -- Department of Resources and Economic Development, Office of State Planning, State Police; VERMONT -- Agency of Natural Resources, Environmental and Water Resources Board, Department of Public Safety, State Police; MASSACHUSETTS -- Executive Office of Environmental Affairs, Department of Environmental Management, Division of Fisheries, Wildlife and Environmental Law Enforcement, Department of Public Safety; CONNECTICUT -- Department of Environmental Protection, Department of Transportation, State Police; NEW YORK -- Department of Environmental Conservation, Division of Fish and Wildlife, Department of Transportation, Bridge Authority, Office of Parks, Recreation, and Historic Preservation, Palisades Interstate Park Commission, State Police; NEW JERSEY -- Department of Environmental Protection, State Police; PENNSYLVANIA -- Department of Conservation and Natural Resources, Game Commission, Fish Commission, Department of Transportation, Natural Diversity Inventory Office, State Police; MARYLAND -- Department of Natural Resources, Department of Transportation, State Police; WEST VIRGINIA -- Department of Natural Resources, Department of Transportation, State Police; VIRGINIA -- Department of Conservation and Recreation, Department of Forestry, Department of Game and Inland Fisheries, Department of Transportation, Department of Emergency Services, State Police; TENNESSEE -- Department of Environment and Conservation; NORTH CAROLINA -- Department of Environment, Health and Natural Resources; GEORGIA -- Department of Natural Resources. Federal Agencies/Units -- UNITED STATES FOREST SERVICE - White Mountain National Forest, Green Mountain National Forest, George Washington and Jefferson National Forests, Cherokee National Forest, National Forests in North Carolina, Pisgah National Forest, Nantahala National Forest, Chattahoochee National Forest; UNITED STATES FISH AND WILDLIFE SERVICE - Wallkill River National Wildlife Refuge; NATIONAL PARK SERVICE -- Delaware Water Gap National Recreation Area, C&O Canal National Historical Park, Harpers Ferry National Historical Park, Shenandoah National Park, Blue Ridge Parkway, Great Smoky Mountain National Park; SMITHSONIAN INSTITUTE; Tennessee Valley Authority.
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February 8, 2008 **Subject:** Minutes of the Environmental Management System Committee Meeting on January 31, 2008 **To:** Location EMS Committee Members Research Leaders **From:** Tamara Snipes, Chemist/EMS Coordinator The EMS Committee met on January 31, 2008 at 11:00 AM in the CPMRU Conference Room. T. Snipes, L Marshall, J. Merriman, T. Strickland, T. Hendricks, R. Hornbuckle, K. Marchant, and R. Scarborough were the committee members in attendance. The main purpose of the meeting was to discuss targets for FY08. The targets we focus on for the year are usually chosen and approved by this time. However, we were told in December 2007 that the reporting period was transitioning to the calendar year. Since then, the reporting period has been redirected to the fiscal year. The meeting began by discussing the visit of Willis Hunter, Chief of Environmental Safety at the Federal Law Enforcement Training Center near Brunswick, GA. Mr. Hunter contacted T. Snipes in mid-December requesting help with their EMS program after locating the Tifton EMS webpage. Mr. Hunter and his secretary visited Tifton on January 4, 2008. T. Snipes met with them and went over how our program was being organized, various reporting forms, and other EMS topics of concern. While here, Mr. Hunter mentioned the Federal Electronics Challenge (FEC) when he learned about our e-Cycling initiatives. He agreed to mentor our facility in the FEC since his facility participated last year and received an award. This will become a FY08 target. We will write and implement a policy for the purchase of electronic equipment that will be consistent with standards set in Executive Order 13423. The committee has requested the cleanout and replacement of all mercury containing devices that can be easily replaced with a mercury alternative. T. Hendricks has collected many thermometers and other devices. The next step in the mercury reduction plan will be to inventory all federal buildings for mercury containing thermostats. These may be replaced as part of R&M, but should be disposed of properly at that time. This will become our second target for FY08. The third target will involve drafting a vehicle policy which includes carpooling, taking the most efficient vehicle to meetings, and possibly purchasing some hybrid vehicles as sedans come up for replacement. Annual refresher training was held on January 18, 2008. Beth Anderson visited Tifton to provide on-site training. She also provided Hazardous Waste training for those that work with or potentially work with hazardous chemicals. We currently have 83% participation with the annual training. Those who could not attend the training have been given the deadline of February 15 to complete the training online. The next meeting of the Location EMS Committee will be scheduled tentatively for mid-April 2008.
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NOTE: Quad-specific metadata files are not yet available. National Wetlands Inventory (NWI) Metadata 1 Identification Information 1.1 Citation 8.1 Originator: U.S. Fish & Wildlife Service, National Wetlands Inventory 8.2 Publication Date: Range from Oct. 1981 to present; information for this element varies for each 7.5' quad. See the quad-specific metadata file. 8.4 Title: Information for this element varies for each 7.5' quad. See the quad-specific metadata file. 8.8 Publication Information 8.8.1 Publication Place: St.Petersburg, Florida 8.8.2Publisher: U.S. Fish & Wildlife Service, National Wetlands Inventory 1.2 Description 1.2.1 Abstract: NWI digital data files are records of wetlands location and classification as defined by the U.S. Fish & Wildlife Service. This dataset is one of a series available in 7.5 minute by 7.5 minute blocks containing ground planimetric coordinates of wetlands point, line, and area features and wetlands attributes. When completed, the series will provide coverage for all of the contiguous United States, Hawaii, Alaska, and U.S. protectorates in the Pacific and Caribbean. The digital data as well as the hardcopy maps that were used as the source for the digital data are produced and distributed by the U.S. Fish & Wildlife Service's National Wetlands Inventory project. 1.2.2 Purpose: The data provide consultants, planners, and resource managers with information on wetland location and type. The data were collected to meet U.S. Fish & Wildlife Service's mandate to map the wetland and deepwater habitats of the United States. 1.3 Time Period of Content 9.2 Multiple Dates/Times 9.1.1 Calendar Date: Ranges from Feb. 1971 to Dec. 1992. Information for this element varies for each 7.5' quad. See the quad-specific metadata file. 1.3.1 Currentness Reference: source photography date 1.4 Status 1.4.1 Progress: Complete 1.4.2 Maintenance and Update Frequency: Irregular 1.5 Spatial Domain 1.5.1 Bounding Coordinates 1.5.1.1 West Bounding Coordinate: Information for this element varies for each 7.5' quad. See the quad-specific metadata file. 1.5.1.2 East Bounding Coordinate: Information for this element varies for each 7.5' quad. See the quad-specific metadata file. 1.5.1.3 North Bounding Coordinate: Information for this element varies for each 7.5' quad. See the quad-specific metadata file. 1.5.1.4 South Bounding Coordinate: Information for this element varies for each 7.5' quad. See the quad-specific metadata file. 1.6 Keywords 1.6.1 Theme 1.6.1.1 Theme Keyword Thesaurus: None 1.6.1.2 Theme Keyword: wetlands 1.6.1.2 Theme Keyword: hydrologic 1.6.1.2 Theme Keyword: land cover 1.6.1.2 Theme Keyword: surface and manmade features 1.6.2 Place 1.6.2.1 Place Keyword Thesaurus: None 1.6.2.2 Place Keyword: Range includes all 50 states, Puerto Rico, Virgin Islands. Information for this element varies for each 7.5' quad. See the quad-specific metadata file. 1.7 Access Constraints: none 1.8 Use Constraints: Federal, State, and local regulatory agencies with jurisdiction over wetlands may define and describe wetlands in a different manner than that used in this inventory. There is no attempt, in either the design or products of this inventory, to define the limits of proprietary jurisdiction of any Federal, State, or local government or to establish the geographical scope of the regulatory programs of government agencies. Persons intending to engage in activities involving modifications within or adjacent to wetland areas should seek the advice of appropriate Federal, State, or local agencies concerning specified agency regulatory programs and proprietary jurisdictions that may affect such activities. 1.9 Point of Contact 10.2 Contact Organization Primary 10.1.2 Contact Organization: U.S. Fish & Wildlife Service, National Wetlands Inventory 10.3 Contact Position: Chief Cartographer 10.4 Contact Address 10.4.1 Address Type: mailing and physical address 10.4.2 Address: 9720 Executive Center Drive 10.4.3 City: St.Petersburg 10.4.4 State or Province: Florida 10.4.5 Postal Code: 33702 1.13 Native Data Set Environment: NWI uses Wetlands Analytical Mapping System (WAMS) software version 4.06 running under the SUNOS 4.x operating system to digitize wetlands information. 2 Data Quality Information 2.1 Attribute Accuracy 2.1.1 Attribute Accuracy Report: Attribute accuracy is tested by manual comparison of the source with hard copy printouts and/or symbolized display of the digital wetlands data on an interactive computer graphic system. In addition, WAMS software (USFWS-NWI) tests the attributes against a master set of valid wetland attributes. 2.2 Logical Consistency Report: Polygons intersecting the neatline are closed along the border. Segments making up the outer and inner boundaries of a polygon tie end-to-end to completely enclose the area. Line segments are a set of sequentially numbered coordinate pairs. No duplicate features exist nor duplicate points in a data string. Intersecting lines are separated into individual line segments at the point of intersection. Point data are represented by two sets of coordinate pairs, each with the same coordinate values. All nodes are represented by a single coordinate pair which indicates the beginning or end of a line segment. The neatline is generated by connecting the four corners of the digital file, as established during initialization of the digital file. All data crossing the neatline are clipped to the neatline and data within a specified tolerance of the neatline are snapped to the neatline. Tests for logical consistency are performed by WAMS verification software (USFWS-NWI). 2.3 Completeness Report: All photo-interpretable wetlands are mapped. In the treeless prairies, 1/4 acre wetlands are mapped. In forested areas, small open water and emergent wetlands are mapped. In general, the minimum mapping unit is from 1 to 3 acres depending on the wetland type and the scale and emulsion of the source aerial photography. In regions of the country where evergreen forested wetlands predominate, wetlands smaller than 3 acres may not be mapped. Thus, a detailed on the ground and historical analysis of a single site may result in a revision of the wetland boundaries established through photographic interpretation. In addition, some small wetlands and those obscured by dense forest cover may not be included in this dataset. Positional Accuracy Horizontal Positional Accuracy Horizontal Positional Accuracy Report: Horizontal positional accuracy for the digital data is tested by visual comparison of the source with hard copy plots. 2.5 Lineage 2.5.1 Source Information 2.5.1.1 Source Citation 8.1 Originator: Domain includes U.S. Geological Survey (USGS), U.S. Department of Agriculture (USDA), National Aeronautics and Space Administration (NASA), special project. Information for this element varies for each 7.5' quad. See the quad-specific metadata file. 8.2 Publication Date: Ranges from Feb. 1971 to Dec. 1992. Information for this element varies for each 7.5' quad. See the quad-specific metadata file. 8.4 Title: Domain includes National Aerial Photography Program (NAPP), National High Altitude Photography (NHAP), Agricultural and Stabilization Conservation Service (ASCS), NASA or special project photography. Information for this element varies for each 7.5' quad. See the quad-specific metadata file. 8.6 Geospatial Data Presentation Form: aerial photograph 2.5.1.2 Source Scale Denominator: Ranges from 20,000 to 132,000. Information for this element varies for each 7.5' quad. See the quad-specific metadata file. 2.5.1.3 Type of Source Media: Domain includes black and white, color infrared, or natural color aerial photograph film transparency. Information for this element varies for each 7.5' quad. See the quad-specific metadata file. 2.5.1.4 Source Time Period of Content 9.2 Multiple Dates/Times 9.1.1 Calendar Date: Ranges from Feb. 1971 to Dec. 1992. Information for this element varies for each 7.5' quad. See the quad-specific metadata file. 2.5.1.4.1 Source Currentness Reference: photo date 2.5.1.5 Source Citation Abbreviation: NWI1 2.5.1.6 Source Contribution: wetlands spatial and attribute information 2.5.1 Source Information 2.5.1.1 Source Citation 8.1 Originator: U.S. Geological Survey 8.2 Publication Date: Ranges from 1902 to 1992. Information for this element varies for each 7.5' quad. See the quad-specific metadata file. 8.4 Title: topographic map 8.6 Geospatial Data Presentation Form: map 8.8 Publication Information 8.8.1 Publication Place: Reston,VA 8.8.2 Publisher: U.S. Geological Survey 2.5.1.2 Source Scale Denominator: Domain includes 20,000, 24000. 25000, 30000, and 62500. Information for this element varies for each 7.5' quad. See the quad-specific metadata file. 2.5.1.3 Type of Source Media: stable-base material 2.5.1.4 Source Time Period of Content 9.1 Single Date/Time 9.1.1 Calendar Date: Ranges from 1902 to 1992. Information for this element varies for each 7.5' quad. See the quad-specific metadata file. 2.5.1.4.1 Source Currentness Reference: publication date 2.5.1.5 Source Citation Abbreviation: NWI2 2.5.1.6 Source Contribution: base cartographic data 2.5.1 Source Information 2.5.1.1 Source Citation 8.1 Originator: U.S. Fish & Wildlife Service, National Wetlands Inventory 8.2 Publication Date: Ranges from 1979 to 1994. Information for this element varies for each 7.5' quad. See the quad-specific metadata file. 8.4 Title: Information for this element varies for each 7.5' quad. See the quad-specific metadata file. 8.6 Geospatial Data Presentation Form: map 8.8 Publication Information 8.8.1 Publication Place: St.Petersburg,Florida 8.8.2 Publisher: U.S. Fish & Wildlife Service, National Wetlands Inventory 2.5.1.2 Source Scale Denominator: Domain includes 20,000, 24000. 25000, 30000, and 62500. Information for this element varies for each 7.5' quad. See the quad-specific metadata file. 2.5.1.3 Type of Source Media: stable-base material 2.5.1.4 Source Time Period of Content 9.1 Single Date/Time 9.1.1 Calendar Date: Ranges from 1979 to 1994. Information for this element varies for each 7.5' quad. See the quad-specific metadata file. 2.5.1.4.1 Source Currentness Reference: publication date 2.5.1.5 Source Citation Abbreviation: NWI3 2.5.1.6 Source Contribution: wetlands location and classification 2.5.2 Process Step 2.5.2.1 Process Description: NWI maps are compiled through manual photointerpretation ( using Cartgraphic Engineering 4X Mirror Stereoscopes) of NHAP or NAPP aerial photography supplemented by Soil Surveys and field checking of wetland photo signatures. Delineated wetland boundaries are manually transferred from interpreted photos to USGS 7.5 minute topographic quadrangle maps and then manually labelled. Quality control steps occur throughout the photointerpretation, map compilation, and map reproduction processes. 2.5.2.2 Source Used Citation Abbreviation: NWI1 2.5.2.2 Source Used Citation Abbreviation: NWI2 2.5.2.3 Process Date: Ranges from 1979 to 1994. Information for this element varies for each 7.5' quad. See the quad-specific metadata file. 2.5.2.5 Source Produced Citation Abbreviation: NWI3 2.5.2 Process Step 2.5.2.1 Process Description: Digital wetlands data are either manually digitized or scanned from stable-base copies of the 1:24,000 scale wetlands overlays registered to the standard U.S. Geological Survey (USGS) 7.5 minute quadrangles into topologically correct data files using Wetlands Analytical Mapping System (WAMS) software. Files contain ground planimetric coordinates and wetland attributes. The quadrangles were referenced to the North American Datum of 1927 (NAD27) horizontal datum. The scanning process captured the digital data at a scanning resolution of at least 0.001 inches; the resulting raster data were vectorized and then attributed on an interactive editing station. Manual digitizing used a digitizing table to capture the digital data at a resolution of at least 0.005 inches; attribution was performed as the data were digitized. The determination of scanning versus manual digitizing production method was based on feature density, source map quality, feature symbology, and availability of production systems. The data were checked for position by comparing plots of the digital data to the source material. 2.5.2.2 Source Used Citation Abbreviation: NWI3 2.5.2.3 Process Date: Ranges from Oct. 1981 to present. Information for this element varies for each 7.5' quad. See the quad-specific metadata file. 3 Spatial Data Organization Information 3.2 Direct Spatial Reference Method: vector 4 Spatial Reference Information 4.1 Horizontal Coordinate System Definition 4.1.2 Planar 4.1.2.2 Grid Coordinate System 4.1.2.2.1 Grid Coordinate System Name: Universal Transverse Mercator 4.1.2.2.2 Universal Transverse Mercator 4.1.2.2.2.1 UTM Zone Number: Ranges from 4 to 20. Information for this element varies for each 7.5' quad. See the quad-specific metadata file. 4.1.2.1.2 Transverse Mercator (Map Projection Parameters) 4.1.2.1.2.17 Scale Factor at Central Meridian: 0.9996 4.1.2.1.2.2 Longitude of Central Meridian: Ranges from -159.0 to -63.0. Information for this element varies for each 7.5' quad. See the quad-specific metadata file. 4.1.2.1.2.3 Latitude of Projection Origin: 0.0 4.1.2.1.2.4 False Easting: 500000.0 4.1.2.1.2.5 False Northing: 0.0 4.1.2.4 Planar Coordinate Information 4.1.2.4.1 Planar Coordinate Encoding Method: coordinate pair 4.1.2.4.2 Coordinate Representation 4.1.2.4.2.1 Abscissa Resolution: 0.61 4.1.2.4.2.2 Ordinate Resolution: 0.61 4.1.2.4.4 Planar Distance Units: meters 4.1.4 Geodetic Model 4.1.4.1 Horizontal Datum Name: North American Datum of 1927 4.1.4.2 Ellipsoid Name: Clarke 1866 4.1.4.3 Semi-major Axis: 6378206.4 4.1.4.4 Denominator of Flattening Ratio: 294.9787 5 Entity and Attribute Information 5.1 Detailed Description 5.1.1 Entity Type 5.1.1.1 Entity Type Label: wetland 5.1.1.2 Entity Type Definition: Wetlands are lands transitional between terrestrial and aquatic systems where the water table is usually at or near the surface or the land is covered by shallow water. For purposes of this classification wetlands must have one or more of the following three attributes: 1) at least periodically, the land supports predominantly hydrophytes; 2) the substrate is predominantly undrained hydric soil; and 3) the substrate is non-soil and is saturated with water or covered by shallow water at some time during the growing season of each year. 5.1.1.3 Entity Type Definition Source: Cowardin, L.M., V. Carter, F. Golet, and E. LaRoe. 1979. Classification of wetlands and deepwater habitats of the United States. U.S. Fish Wildlife Service. 103 pp. 5.1.2 Attribute 5.1.2.1 Attribute label: wetland classification 5.1.2.2 Attribute Definition: classification of the wetland 5.1.2.3 Attribute Definition Source: Cowardin, L.M., V. Carter, F. Golet, and E. LaRoe. 1979. Classification of wetlands and deepwater habitats of the United States. U.S. Fish Wildlife Service. 103 pp. 5.1.2.4 Attribute Domain Values 5.1.2.4.3 Codeset Domain 5.1.2.4.3.1 Codeset Name: valid wetland classification code list 5.1.2.4.3.2 Codeset Source: Photointerpretation Conventions for the National Wetlands Inventory, March 1990 5.2 Overview Description 5.2.1 Entity and Attribute Overview: The wetland classification system is hierarchical, with wetlands and deepwater habitats divided among five major systems at the broadest level. The five systems include Marine (open ocean and associated coastline), Estuarine (salt marshes and brackish tidal water), Riverine (rivers, creeks, and streams), Lacustrine (lakes and deep ponds), and Palustrine (shallow ponds, marshes, swamps, sloughs). Systems are further subdivided into subsystems which reflect hydrologic conditions. Below the subsystem is the class which describes the appearance of the wetland in terms of vegetation or substrate. Each class is further subdivided into subclasses; vegetated subclasses are described in terms of life form and substrate subclasses in terms of composition. The classification system also includes modifiers to describe hydrology (water regime), soils, water chemistry (pH, salinity), and special modifiers relating to man's activities (e.g., impounded, partly drained). 5.2.2 Entity and Attribute Detail Citation: Cowardin, L.M., V. Carter, F. Golet, and E. LaRoe. 1979. Classification of wetlands and deepwater habitats of the United States. U.S. Fish Wildlife Service. 103 pp. 5.2.2 Entity and Attribute Detail Citation: Photointerpretation Conventions for the National Wetlands Inventory, March 1990 6 Distribution Information 6.1 Distributor 10.2 Contact Organization Primary 10.1.2 Contact Organization: USGS-Earth Science Information Center 10.4 Contact Address 10.4.1 Address Type: mailing address 10.4.2 Address: 507 National Center 10.4.3 City: Reston 10.4.4 State or Province: Virginia 10.4.5 Postal Code: 22092 10.5 Contact Voice Telephone: 1 800 USA MAPS 10.5 Contact Voice Telephone: 1 703 638 6045 6.3 Distribution Liability: none 6.4 Standard Order Process 6.4.1 Non-digital Form: Hardcopy NWI wetlands maps at various scales, on diazo paper or mylar, composited with or without the USGS base map. 6.4.2 Digital Form 6.4.2.1 Digital Transfer Information 6.4.2.1.1 Format Name: DLG 6.4.2.1.2 Format Version Number: 3 6.4.2.1.4 Format Specification: Optional 6.4.2.2 Digital Transfer Option 6.4.2.2.1 Online Option 6.4.2.2.1.1 Computer Contact Information 6.4.2.2.1.1.1 Network Address 6.4.2.2.1.1.1.1 Network Resource Name: ftp: 192.189.43.33 (dlgdata directory) or http://www.nwi.fws.gov/ 6.4.2.2.1.2 Access Instructions: Anyone with access to the Internet may connect to NWI's server via anonymous ftp and download available NWI digital wetlands data in DLG3-Optional format. Indexes for NWI hardcopy maps and digital data are also available as well as digital wetlands data in a variety of other formats (MOSS Export, GRASS vector, DXF, and ARC Export) for 14 sample 7.5 minute quadrangles throughout the USA. To access: ftp to the NWI server, login as anonymous, enter your e-mail address at the password prompt, change to the dlgdata directory for DLG data, change to the maps directory for indexes, change to the samples directory for a sampling of digital data files in formats other than DLG. Use the ftp 'get' command to transfer readme file for further instructions. View the NWI home page by pointing your World Wide Web browser to the http address shown above. 6.4.2.2.1.3 Online Computer and Operating System: Sun Model 690MP Unix server. SunOS 4.X operating system. 6.4.2.2.2 Offline Option 6.4.2.2.2.1Offline Media: 8mm cartridge tape (2,5, or 10 Gb) 6.4.2.2.2.2 Recording Capacity 6.4.2.2.2.2.1 Recording Density: 2 6.4.2.2.2.2.1 Recording Density: 5 6.4.2.2.2.2.1 Recording Density: 10 6.4.2.2.2.2.2 Recording Density Units: gigabytes 6.4.2.2.2.3 Recording Format: tar 6.4.2.2.2.3 Recording Format: ASCII recording mode available with no internal labels; the logical record length is 80 bytes; the block size is a multiple of 80 up to 8000 bytes 6.4.2.2.2 Offline Option 6.4.2.2.2.1Offline Media: 1/4-inch cartridge tape (150 Mb) 6.4.2.2.2.2 Recording Capacity 6.4.2.2.2.2.1 Recording Density: 150 6.4.2.2.2.2.2 Recording Density Units: megabytes 6.4.2.2.2.3 Recording Format: tar 6.4.2.2.2 Offline Option 6.4.2.2.2.1 Offline Media: 9-track tape 6.4.2.2.2.2 Recording Capacity 6.4.2.2.2.2.1 Recording Density: 1600 6.4.2.2.2.2.1 Recording Density: 6250 6.4.2.2.2.2.2 Recording Density Units: characters per inch 6.4.2.2.2.3 Recording Format: tar 6.4.2.2.2.3 Recording Format: ASCII recording mode available with no internal labels; the logical record length is 80 bytes; the block size is a multiple of 80 up to 8000 bytes 6.4.2.2.2 Offline Option 6.4.2.2.2.1 Offline Media: 3-1/2 inch floppy disk (high density) 6.4.2.2.2.2 Recording Capacity 6.4.2.2.2.2.1 Recording Density: 1.44 6.4.2.2.2.2.2 Recording Density Units: megabytes 6.4.2.2.2.3 Recording Format: tar 6.4.2.2.2.3 Recording Format: MS-DOS 6.4.2 Digital Form 6.4.2.1 Digital Transfer Information 6.4.2.1.1 Format Name: MOSS 6.4.2.1.4 Format Specification: Export 6.4.2.2 Digital Transfer Option 6.4.2.2.2 Offline Option 6.4.2.2.2.1Offline Media: 8mm cartridge tape (2,5, or 10 Gb) 6.4.2.2.2.2 Recording Capacity 6.4.2.2.2.2.1 Recording Density: 2 6.4.2.2.2.2.1 Recording Density: 5 6.4.2.2.2.2.1 Recording Density: 10 6.4.2.2.2.2.2 Recording Density Units: gigabytes 6.4.2.2.2.3 Recording Format: tar 6.4.2.2.2.3 Recording Format: ASCII recording mode available with no internal labels; the logical record length is 80 bytes; the block size is a multiple of 80 up to 8000 bytes 6.4.2.2.2 Offline Option 6.4.2.2.2.1 Offline Media: 1/4-inch cartridge tape (150 Mb) 6.4.2.2.2.2 Recording Capacity 6.4.2.2.2.2.1 Recording Density: 150 6.4.2.2.2.2.2 Recording Density Units: megabytes 6.4.2.2.2.3 Recording Format: tar 6.4.2.2.2 Offline Option 6.4.2.2.2.1 Offline Media: 9-track tape 6.4.2.2.2.2 Recording Capacity 6.4.2.2.2.2.1 Recording Density: 1600 6.4.2.2.2.2.1 Recording Density: 6250 6.4.2.2.2.2.2 Recording Density Units: characters per inch 6.4.2.2.2.3 Recording Format: tar 6.4.2.2.2.3 Recording Format: ASCII recording mode available with no internal labels; the logical record length is 80 bytes; the block size is a multiple of 80 up to 8000 bytes 6.4.2.2.2 Offline Option 6.4.2.2.2.1 Offline Media: 3-1/2 inch floppy disk (high density) 6.4.2.2.2.2 Recording Capacity 6.4.2.2.2.2.1 Recording Density: 1.44 6.4.2.2.2.2.2 Recording Density Units: megabytes 6.4.2.2.2.3 Recording Format: tar 6.4.2.2.2.3 Recording Format: MS-DOS 6.4.2 Digital Form 6.4.2.1 Digital Transfer Information 6.4.2.1.1 Format Name: GRASS 6.4.2.1.2 Format Version Number: 3.0 6.4.2.1.4 Format Specification: Vector 6.4.2.2 Digital Transfer Option 6.4.2.2.2 Offline Option 6.4.2.2.2.1Offline Media: 8mm cartridge tape (2,5, or 10 Gb) 6.4.2.2.2.2 Recording Capacity 6.4.2.2.2.2.1 Recording Density: 2 6.4.2.2.2.2.1 Recording Density: 5 6.4.2.2.2.2.1 Recording Density: 10 6.4.2.2.2.2.2 Recording Density Units: gigabytes 6.4.2.2.2.3 Recording Format: tar 6.4.2.2.2.3 Recording Format: ASCII recording mode available with no internal labels; the logical record length is 80 bytes; the block size is a multiple of 80 up to 8000 bytes 6.4.2.2.2 Offline Option 6.4.2.2.2.1Offline Media: 1/4-inch cartridge tape (150 Mb) 6.4.2.2.2.2 Recording Capacity 6.4.2.2.2.2.1 Recording Density: 150 6.4.2.2.2.2.2 Recording Density Units: megabytes 6.4.2.2.2.3 Recording Format: tar 6.4.2.2.2 Offline Option 6.4.2.2.2.1 Offline Media: 9-track tape 6.4.2.2.2.2 Recording Capacity 6.4.2.2.2.2.1 Recording Density: 1600 6.4.2.2.2.2.1 Recording Density: 6250 6.4.2.2.2.2.2 Recording Density Units: characters per inch 6.4.2.2.2.3 Recording Format: tar 6.4.2.2.2.3 Recording Format: ASCII recording mode available with no internal labels; the logical record length is 80 bytes; the block size is a multiple of 80 up to 8000 bytes 6.4.2.2.2 Offline Option 6.4.2.2.2.1 Offline Media: 3-1/2 inch floppy disk (high density) 6.4.2.2.2.2 Recording Capacity 6.4.2.2.2.2.1 Recording Density: 1.44 6.4.2.2.2.2.2 Recording Density Units: megabytes 6.4.2.2.2.3 Recording Format: tar 6.4.2.2.2.3 Recording Format: MS-DOS 6.4.2 Digital Form 6.4.2.1 Digital Transfer Information 6.4.2.1.1 Format Name: DXF 6.4.2.2 Digital Transfer Option 6.4.2.2.2 Offline Option 6.4.2.2.2.1Offline Media: 8mm cartridge tape (2,5, or 10 Gb) 6.4.2.2.2.2 Recording Capacity 6.4.2.2.2.2.1 Recording Density: 2 6.4.2.2.2.2.1 Recording Density: 5 6.4.2.2.2.2.1 Recording Density: 10 6.4.2.2.2.2.2 Recording Density Units: gigabytes 6.4.2.2.2.3 Recording Format: tar 6.4.2.2.2.3 Recording Format: ASCII recording mode available with no internal labels; the logical record length is 80 bytes; the block size is a multiple of 80 up to 8000 bytes 6.4.2.2.2 Offline Option 6.4.2.2.2.1Offline Media: 1/4-inch cartridge tape (150 Mb) 6.4.2.2.2.2 Recording Capacity 6.4.2.2.2.2.1 Recording Density: 150 6.4.2.2.2.2.2 Recording Density Units: megabytes 6.4.2.2.2.3 Recording Format: tar 6.4.2.2.2 Offline Option 6.4.2.2.2.1 Offline Media: 9-track tape 6.4.2.2.2.2 Recording Capacity 6.4.2.2.2.2.1 Recording Density: 1600 6.4.2.2.2.2.1 Recording Density: 6250 6.4.2.2.2.2.2 Recording Density Units: characters per inch 6.4.2.2.2.3 Recording Format: tar 6.4.2.2.2.3 Recording Format: ASCII recording mode available with no internal labels; the logical record length is 80 bytes; the block size is a multiple of 80 up to 8000 bytes 6.4.2.2.2 Offline Option 6.4.2.2.2.1 Offline Media: 3-1/2 inch floppy disk (high density) 6.4.2.2.2.2 Recording Capacity 6.4.2.2.2.2.1 Recording Density: 1.44 6.4.2.2.2.2.2 Recording Density Units: megabytes 6.4.2.2.2.3 Recording Format: tar 6.4.2.2.2.3 Recording Format: MS-DOS 6.4.3 Fees: Digital Form - The online copy of the DLG data set may be retrieved via ftp at no charge. For delivery of digital data on magnetic tape, the prices are: purchased by single 7.5 minute quad unit: $40 per dataset; purchased in groups of 2 to 6: $20 per dataset; purchased in groups of 7 or more: $90 base fee plus $7 per dataset. Non-digital Form - $3.50 per diazo paper map; $5.25 per diazo mylar map. 6.4.4 Ordering Instructions: For digital data orders on 3.5" floppy disk, a maximum order of 10 quads is allowed. Data may be ordered in latitude/longitude or State Plane Coordinate System coordinates (Universal Transverse Mercator coordinates are standard). Latitude/longitude coordinates are not available with GRASS format. For this service, the user must order data through USGS-ESIC for delivery on magnetic media. Please specify the desired coordinate system when ordering. Non-digital form: specify wetlands overlay or wetlands overlay composited with USGS base map. 6.6 Technical Prerequisites: Check NWI's ftp site, maps directory for an explanation of the wetland codes. Check NWI's ftp site, software directory for a program that will parse the wetland codes to fixed length format. Check NWI's ftp site, software directory for an AML to convert NWI DLG files to ARC/INFO coverages. 7 Metadata Reference Information 7.1 Metadata Date: 19950711 7.4 Metadata Contact 10.1 Contact Person Primary 10.1.1 Contact Person: Linda Shaffer 10.1.2 Contact Organization: U.S. Fish & Wildlife Service, National Wetlands Inventory 10.3 Contact Position: Chief Cartographer 10.4 Contact Address 10.4.1 Address Type: mailing and physical address 10.4.2 Address: 9720 Executive Center Drive 10.4.3 City: St.Petersburg 10.4.4 State or Province: Florida 10.4.5 Postal Code: 33702 10.5 Contact Voice Telephone: 813 570 5411 10.7 Contact Facsimile Telephone: 813 570 5420 10.8 Contact Electronic Mail Address: linda@wetlands.nwi.fws.gov 7.5 Metadata Standard Name: FGDC Content Standards for Digital Geospatial Metadata 7.6 Metadata Standard Version: 19940608
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# Presentation: 090130 ## 5 Year Optical Networks Roadmap **Lou Berger****lberger@movaz.com** **September 13, 2005** ## 5 Year Key Evolutionary Themes **Topologies:**** ****Rings **** ******** Mesh** **Transparency: **** ****Service **** ******** Wavelength** **Technology:**** ****OEO **** ******** OOO**** **** ****Fixed ******** ******** Tunable**** **** ****10G**** ******** 160G**** **** ****ms**** ******** ********s/********s** **Control:**** ****Single Domain **** ******** Multi-Domain**** ****Usage based**** ******** Policy based**** ****Rigid model**** ******** Flexible model** ## Optical Network Services Roadmap _**2005**_ _**2006**_ _**2007**_ _**2008**_ _**2009**_ _**2010**_ - 2.5G** ********10G ******40G **Mainly OEO ** **Rate/Service specific** **– ****SONET/GFP/VCAT** **– ****Ethernet** **Some optical handoff ** **– ****ITU Grid** **– ****Client power management****(Tailored reach/power)** **2.5G ******** ********160G** **Full transparency** **Protocol & rate ****independent** **No OEO** **Network manages****all optical ****parameters** - 2.5G** ********10G ********40G** **Rate/Service specific** **– ****OTN – OTU/ODU** **Optical handoff with** **Rate/protocol specific****regen (WDM handoff)** **Protection services ** ******10G ********40G ******160G **Mix of OEO/OOO ** **Service transparency ****using OEO & OOO** **Photonic encryption** **Optical handoff with****network power ****management** ## Optical Network Technology Roadmap _**2005**_ _**2006**_ _**2007**_ _**2008**_ _**2009**_ _**2010**_ **Ring centric** **Some multi-ring (n=2)** **Arbitrary mesh** **Some “rings” ** **– ****where needed** **Ring centric** **Multi-ring (n >= 4)** **Rings at the edge** **Mesh in the core** **Economical****optical switching** **Tunable lasers** **OEO Regen** **OEO ******** Conversion** **OOO ******** Conversion** **Reach conversion** **Scalable/modular **** optical switching** **Tunable filters / **** tunable add/drop** **Large scale ****optical switching** **OOO Regen** **Network** **Topology** **Optical ** **Technology** ## Service Provisioning (Control Plane) _**2005**_ _**2006**_ _**2007**_ _**2008**_ _**2009**_ _**2010**_ **Static/Manual** **IETF GMPLS in ****private & labs** **OIF (GMPLS) demos** **User triggered ****lightpaths** **Unified IETF/ITU model** **GMPLS intra-provider** **Experimentation with ****other approaches** **Standardized in-fiber ****control channel** **Optical (GMPLS) VPNs** **GMPLS inter-provider** **Alternate signaling ?** ## Key Research **Deployable all optical regeneration** **Deployable all optical translation** **Automation of optical transmission engineering** **Highly dynamic optical transmission systems** **Components** **Control system and protocols** **Policy based control plane** ## 5 Year Optical Networks Roadmap **Lou Berger****lberger@movaz.com** **September 13, 2005**
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September 5, 2008 ![](media/image1.png){width="1.0013888888888889in" height="1.0013888888888889in"} US Department of Interior Mineral Management Services Attention: Regulations and Standards Branch 381 Eldon Street, MS 4042 Herndon, Virginia 20170-4817 To Whom It May Concern: SUBJECT: COMMENTS ON PROPOSED RULES: ALTERNATIVE ENERGY AND ALTERNATIVE USES OF EXISTING FACILITIES ON THE OUTER CONTINENTAL SHELF. The Washington Department of Fish and Wildlife (WDFW) offers the following comments on the proposed rules for 'Alternative Energy and Alternate Uses of Existing Facilities on the Outer Continental Shelf'. Washington Department of Fish and Wildlife (WDFW) believes the development of offshore energy generating structures could potentially be detrimental to the fish and wildlife resources of Washington State. While these projects will be constructed outside of Washington State waters, many species move across state lines as part of their normal daily and seasonal migration, or simply following the schools of forage fish, and thus these facilities can impact the fish and wildlife resources of Washington State without being located in state waters. We have detailed information that salmon, some bottom fish, numerous species of marine birds and marine mammals routinely migrate between state waters and the MMS lands beyond three miles. Washington State places a high value on its fish and wildlife resources. Our agency has the mandate to preserve, protect, perpetuate, and manage the fish and wildlife resources of Washington State, and this includes the habitat essential to these resources. The goal of WDFW's mitigation policy is to achieve no loss of habitat functions or values, and we seek to avoid impacts, or, when necessary, mitigate for losses from man-made impacts. To achieve this goal, we need research and monitoring to determine if and when impacts are occurring and a mitigation procedure for determining losses and the best course of action to achieve mitigation. These structures may also interfere with the economic and traditional uses of offshore waters, particularly by commercial and recreational fishermen based in Washington State. Many of these fisheries have been operating in the offshore areas adjacent to Washington State for 50 years or longer, and represent a significant primary industry for coastal Washington, as well as a traditional way of life for many coastal residents. The extent of interference may vary by the type of fishing gear, and the extent of offshore development. Since there has been no prior development of the Outer Continental Shelf off Washington State, and no comparable development in the region, the State has no means of estimating the economic cost of offshore structures on the fishing industry. Fisheries that rely on open and unfettered waters may have modify their equipment or operation, or simply avoid areas with these power facilities. Fishing gears with long ropes or cables, such as trawlers, long-liners, and crab boats are the most likely to be impacted. Although some accounts suggest that rockfish and other fish attracted to solid substrates could benefit from these offshore structures, this remains unproven for the location and type of structure proposed, and furthermore, it is unclear whether fishermen can get close enough to these offshore structures to reach the fish species that are attracted to these structures. Comments on the proposed rules: **Lack of guidance and funding for research and monitoring.** In general, WDFW is concerned about that lack of emphasis on research and monitoring, and controls on the pace of development until the effects (both impacts and benefits) of offshore energy structures are better understood. The current climate in the energy industry is one of abundant capitol chasing limited opportunities. These proposed rules have no control on the size of projects, and no directed funding to accomplish the research and monitoring necessary to resolve questions concerning the effects on fish and wildlife resources. If large-scale projects (e.g., hundreds or thousands of windmills, which is the scale of development currently occurring offshore in Northern Europe) are placed without research and monitoring, we take a risk of creating major impacts and dealing with the decline of one or more species, or, worse case, a major change in the ecosystem, [after]{.underline} a massive infrastructure build-up has occurred. Research and monitoring are essential components of an environmentally sound development plan. This is different from presuming that the environment will be impacted, in that it requires a preliminary small-scale development to conduct research and monitoring. From information we learn from research and monitoring at a small-scale, we can make initial estimates about environmental effects, modify structural designs to minimize impacts, and then make decisions about further development. As some potential impacts may be an issue at larger scale of development (e.g., whale migration), it is appropriate to evaluate additional research questions at each stage of development. The costs of research and monitoring will fall inequitably on the initial developers. The current proposed rules offers no relief from this burden. The proposed rules rely heavily on the NEPA process to address environmental concerns. The NEPA process is most useful when the scientific research is available to assess the environmental impacts. In the case of offshore windmills and similar off-shore developments, we have very little information. WDFW is concerned that excessive resources will be expended creating thick NEPA documents that are mostly speculative, because the core scientific research has not been conducted. **Lack of a Process for Mitigating Fish and Wildlife Resource Loses.** The proposed rules provides no discussion of how mitigation for lost fish and wildlife resources is to be accomplished. While the rules occasionally mention 'mitigation' (e.g., 285.615 \[2\] p. 39485, 285.652\[2\] p. 39492), the tools needed to determine when and if damage to state fish and wildlife resources have occurred remains undeveloped, nor are the mechanisms for determining mitigation of loses (what type and how much) remains undetermined. The rule-making package does not have a mitigation resolution procedure. In general, the concept of environmental impact appears to be a yes or no decision based on the preponderance of societal benefits and costs, rather than the specific impacts to fish and wildlife resources (e.g., 'designed not to cause [undue]{.underline} harm or damage to natural resources...' 285.617\[e\]\[1\] p. 39485.). The goal of WDFW's mitigation policy is to achieve no net loss of habitat functions and values. The type of mitigation required should be considered in the following sequence of preferences: - Avoid the impact altogether by not taking a certain action of parts of an action. - Minimize the impact by limiting the degree or magnitude of the action and its implementation. - Rectify the impact by repairing, rehabilitating or restoring the affected environment. - Reduce or eliminate the impact over time by preservation and maintenance operations during the life of the project. - Compensate for the impact by replacing or providing substitute resources or environments. WDFW recommends that a more detailed development of mitigation procedures be encoded into these proposed rules. **Commercial and Recreational Fisheries in Offshore waters.** These proposed rules give a brief acknowledgement to other offshore users, e.g., 'The COP \[Construction and Operation Plan\] ... does not unreasonably interfere with other uses of the OCS, including those involved with national security or defense." Construction and operation of large numbers of off-shore structures will impact some off-shore fisheries, and either displacing fishing boats as a result of safety concerns or as a result of snagging risks between fish gear and power structures. Off the coast of Washington, we have significant fisheries, and it is likely that one or more of these fisheries will make a claim of economic damage. These proposed rules do not spell out any means of making an initial determination of economic impact, nor any post-construction re-assessment of economic impact. If it is determined that some sort of economic compensation is appropriate, these proposed rules do not identify the liable party, nor a procedural mechanism for determining appropriate compensation (i.e., fleet reduction via vessel buy-backs, license buyout, stipends to vessel owners, resource enhancement, gear replacement, purchase of alternate equipment). Fishermen, faced with no assurances of economic justice, may strenuously oppose offshore energy development. A good rule proposal should anticipate potential future litigation, and provide pro-active mechanisms for resolving these disputes. On this specific issue, the proposed rules are deficient. **State and Local Consultation.** The rules limit coordination and consultation with state and local entities to one representative from the governor's office and one [executive]{.underline} representative from local government. Clearly, the objective here is to get consultation with a broad regional or community perspective and consultation that has current political backing, rather than inputs based on the narrower objectives of individual agencies and Non-Government Organizations (NGOs). Although this may seem advantageous to expediting decision-making, it can create suspicion and distrust in the parties that are not at the table. In addition, there is a risk of not utilizing the technical experts available in state agencies, local agencies and local NGOs. These individuals can help the executive decision-makers understand what the resources are and what the potential risks are. WDFW recommends that the rules include a mechanism for technical input from state and local authorities. Such a forum would have to be science-based, and be willing and able to respond to questions and queries from the executive workgroups within specified deadlines. It would not be a forum where untested or untestable hypotheses gain credibility based on the weigh of public opinion, or the opinion of individual interest groups. **Other Comments.** The proposed rules run over one hundred thirty pages and utilizes roughly 50 different acronyms. A summary of acronyms with brief definitions would reduce confusion considerably. Section 285.831 p. 39432. Among other reporting requirements, collisions between power-generating structures and whales should be reported, and collisions between whales and vessels involved in construction and maintenance of energy-generating structures should be reported. Section 285.612 p. 39484. Terms and conditions on an SAP can include pre-construction resource monitoring to resolve resource issues of uncertainty. Section 285.620(b) p. 39485. Alternate deconstruction plans should not be part of the 'conceptual decommissioning plans' in a SAP. WDFW's concern is that MMS will give the perception of consent to an Alternate Deconstruction Plan 30 years prior to the event. Decommissioning plans other than complete removal of the structure should be considered only in light of the scientific information and public values immediately prior to deconstruction. **Conclusion.** WDFW strongly recommends better clarification for how research on fish and wildlife issues will be funded and how research findings be considered in decision-making. A process is needed to estimate fish and wildlife loses, and, when necessary, facilitates mitigation settlements and implementation of these settlements. A process for determining economic impacts to existing fisheries, and a process for determining economic compensation, if necessary, are also essential parts of rule-making. WDFW believes that any collaboration between state and federal agencies must include a scientific forum with participation by state and local experts on fish and wildlife resources. Sincerely, ![](media/image2.png) Mark A. Hunter Environmental Planner 5 Washington Department of Fish and Wildlife.
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# Presentation: 852616 ## Community Care for Complex Illness (3CI) *An EPICnet Project* - Eastern Pennsylvania Inquiry Collaborative Network - PI: Lou Lukas, MD & Abby Letcher, MD ## EPICnet - 25 active 115 affiliate Practices - Current projects include ULTRA, Practice Vitality - Family Medicine and General Internal Medicine practices - Julie Dostal, MD director - Melanie Johnson, coordinator ## Goals of Presentation - Overview of a significant EPICnet initiative - Translating organizational research into practice ## Chronic Illness- practice perspective - Practices identified Chronic Illness a as top concern for PBRN - Evaluating reorganization suggestions - Chronic Care Model- Wagner/IHI - New Model Practice- Future of Family Medicine - Medical Home- Pediatrics/FFM - Disease management – 3rd Party Payers - Pay for Performance- CMS ## Chronic Illness in America - 20% of people over age 65 have four of more chronic illnesses - Primary care doctors provide care to most of these people. - 1-3% have Advanced Complex Illness - They account for more than 30% of health care expenditures ## Community Care for Complex Illness (3CI) - Prospective, Population-based, Primary care focused systems change to improve care of people with ACI - Practice- Hospital Network collaboration (perverse incentives) - Initial funding by Pool Trust ## Advanced Complex Illness - “Frequent Flyers” - End-stage CHF, COPD, etc - High but uncertain mortality - Very sick, but not eligible or ready for hospice - Palliative care perspective - Multi-dimensional care - Goals of Care ## Community Care for Complex Illness - Phase I- understanding the population - Phase II- understanding the systems - Phase III- piloting intervention - Phase IV- testing intervention ## Phase I-population identification and baseline data - Inclusion criteria- CHF, COPD and/or PVD;55 years of age; or more admissions for above DX in last 18 months. - 3000 Patients - age 77, 51% female, 93% white - 8379 Admissions - 42,278 hospital days, avg LOS 5.8 - 2.5 admission/pt- rage 2-12 - Exclusion- primary cancer diagnosis, nursing home residence ## Phase I- next steps and challenges - Next Steps - Map patients back to PCP - Continue descriptive statistics - Select Pilot practices - Challenges - IRB/HIPPA- delay - Accuracy of administrative data in identification of PCP/Group ## Phase II- Understanding Network - Mixed-method study of patient and provider understanding of the “medical/social network” - Social Network Analysis - Qualitative interviews - Patients - Family members - Physicians - Staff ## Phase III-The Intervention - Changing practices using insights from complexity science, CCM, Palliative care. - Practices are complex, adaptive systems (CAS) - They change through reflective adaptation- - Multi Method Assessment of Practice - Facilitated Change Model - Relationships are key- Team building and expansion - Chronic Illness team - APN “consultant” in practices. - Social/community support ## Phase IV- Evaluation & Measurement - Practice level-MAP - ACIC, number of visits, qualitative assessment - Patient/family outcomes - Satisfaction with care (PACIC) - Caregiver burnout - Quality of life (FACIT-P) - Mortality - Systems level outcomes - Hosp admissions, ED use, length of stay, referral to hospice - Change in SNA patterns ## Phase IV- Challenges - Sampling- clustered by practice, stratified by? - Inevitable mortality and uniform severity of illness may inhibit responsiveness of instruments - Would like to measure halo effect - Measuring emergent properties prospectively
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ChangeSet@1.1280, 2003-12-13 13:54:15-02:00, dhinds@sonic.net [PATCH] PATCH: fix PCMCIA memory resource management bug Hi Marcelo, o Fix PCMCIA memory resource management list traversal bug. -- Dave ChangeSet@1.1279, 2003-12-13 13:53:41-02:00, dhinds@sonic.net [PATCH] PATCH: fix PCMCIA interrupt allocation Hi Marcelo, Please apply: o Fix ISA/PCI PCMCIA interrupt allocation priorities. -- Dave ChangeSet@1.1278, 2003-12-13 13:53:30-02:00, dhinds@sonic.net [PATCH] Re: UPD: "do_IRQ: near stack overflow" when inserting CF disk On Fri, Dec 12, 2003 at 04:52:22PM +0100, Roger Larsson wrote: > > Summary: > Some routines allocate to much stack: validate_cis? > several subtypes in the union cisparse_t are quite > big (>250 bytes) > This eats stack (to much?) or only close enough to > trigger 'stackdefer' which might stress the drivers SMPness? Marcelo, Please apply this patch. It reduces kernel stack usage for the PCMCIA CIS processing code. -- Dave ChangeSet@1.1277, 2003-12-13 11:20:08-02:00, jt@bougret.hpl.hp.com [PATCH] IrDA kernel log buster Hi Marcelo, I just ran 2.4.23, and after a few min the disk reached 100% capacity. A quick check lead to to oversized kernel log, and to the following changeset : http://linux.bkbits.net:8080/linux-2.4/cset@1.1136.23.2?nav=index.html|ChangeSet@-12w Patch to fix this problem is attached below, I've just backported the proper fixes from 2.5.X into 2.4.X. Probably this person did too much Python, but in C you need braces around multiple statements part of the same branch, so the second printf was always executed even when logging was disabled. I also don't understand why this person didn't decided to backport the 2.5.X fix. I'm also bit surprised that this kind of patch went into the kernel behind my back, because I though that freeze meant not accepting untested patch from random hacker. Have fun... Jean ChangeSet@1.1276, 2003-12-13 10:56:38-02:00, marcelo@logos.cnet Merge http://linux-mh.bkbits.net/uinput-2.4 into logos.cnet:/home/marcelo/bk/linux-2.4 ChangeSet@1.1275, 2003-12-13 10:50:56-02:00, ralf@linux-mips.org [PATCH] Undo accidental deletion of MWave config bits ===== drivers/char/Config.in 1.61 vs edited ===== ChangeSet@1.1274, 2003-12-10 18:50:18-02:00, bunk@fs.tum.de [PATCH] Ask for CONFIG_INDYDOG only on mips On Wed, Dec 10, 2003 at 02:23:14PM -0200, Marcelo Tosatti wrote: >... > Summary of changes from v2.4.23 to v2.4.24-pre1 > ============================================ >... > Ralf Bchle: >... > o MIPS char driver update >... This change contains the following bogus change for drivers/char/Config.in: ... @@ -237,9 +251,6 @@ tristate ' Eurotech CPU-1220/1410 Watchdog Timer' CONFIG_EUROTECH_WDT tristate ' IB700 SBC Watchdog Timer' CONFIG_IB700_WDT tristate ' ICP ELectronics Wafer 5823 Watchdog' CONFIG_WAFER_WDT - if [ "$CONFIG_SGI_IP22" = "y" ]; then - dep_tristate ' Indy/I2 Hardware Watchdog' CONFIG_INDYDOG $CONFIG_SGI_IP22 - fi tristate ' Intel i810 TCO timer / Watchdog' CONFIG_I810_TCO tristate ' Mixcom Watchdog' CONFIG_MIXCOMWD tristate ' SBC-60XX Watchdog Timer' CONFIG_60XX_WDT @@ -256,6 +267,7 @@ fi fi tristate ' ZF MachZ Watchdog' CONFIG_MACHZ_WDT + dep_tristate ' Indy/I2 Hardware Watchdog' CONFIG_INDYDOG $CONFIG_SGI_IP22 dep_tristate ' AMD 766/768 TCO Timer/Watchdog' CONFIG_AMD7XX_TCO $CONFIG_EXPERIMENTAL fi endmenu ... A dependency on a possibly undefined variable doesn't work with the 2.4 config system, and "make oldconfig" asks me on i386 for CONFIG_INDYDOG. The following patch fixes it: ChangeSet@1.1273, 2003-12-10 18:30:50-02:00, trini@mvista.com [PATCH] Fix rtc leak ===== arch/cris/drivers/ds1302.c 1.6 vs edited ===== ChangeSet@1.1272, 2003-12-09 21:39:08-02:00, marcelo@logos.cnet Merge master.kernel.org:/home/davem/BK/sparc-2.4 into logos.cnet:/home/marcelo/bk/linux-2.4 TAG: v2.4.24-pre1 ChangeSet@1.1270.1.1, 2003-12-09 12:35:10-08:00, davem@nuts.ninka.net [SPARC]: Add CONFIG_OOM_KILLER entries. ChangeSet@1.1271, 2003-12-09 16:57:53-02:00, wli@holomorphy.com [PATCH] fix 2.4 BLK_BOUNCE_ANY The bitshift defining BLK_BOUNCE_ANY can overflow. This patch casts to u64 before shifting there as well as in BLK_BOUNCE_HIGH to ensure integer overflow does not occur. Originally discovered by Zwane Mwaikambo during pgcl development, submitted by me to mainline to 2.6, and already included in 2.6. -- wli ===== include/linux/blkdev.h 1.25 vs edited ===== ChangeSet@1.1270, 2003-12-09 09:52:38-02:00, marcelo@logos.cnet Readd the OOM killer as configurable option, defaulted to off. ChangeSet@1.1136.73.6, 2003-12-08 21:56:39-08:00, xose@wanadoo.es [TG3]: Add new device IDs. ChangeSet@1.1268, 2003-12-08 17:43:11-02:00, torvalds@osdl.org [PATCH] Fix x86 kernel page fault error codes ChangeSet@1.1267, 2003-12-08 14:12:52-02:00, trini@kernel.crashing.org [PATCH] Fix PPC compilation On Mon, Dec 08, 2003 at 12:02:44PM +0200, Meelis Roos wrote: > gcc -D__ASSEMBLY__ -D__KERNEL__ -I/home/mroos/compile/linux-2.4/include -I/home/mroos/compile/linux-2.4/arch/ppc -c -o cpu_setup_6xx.o cpu_setup_6xx.S > cpu_setup_6xx.S: Assembler messages: > cpu_setup_6xx.S:164: Error: Unrecognized opcode: `andi' [ donning brown paper bag ] Marcelo, please apply the following: PPC32: Fix a thinko in arch/ppc/kernel/cpu_setup_6xx.S ChangeSet@1.1266, 2003-12-08 11:31:31-02:00, geert@linux-m68k.org [PATCH] MAINTAINERS vger.rutgers.edu Mailing lists at vger.rutgers.edu are obsolete, use vger.kernel.org instead. Applies to 2.4.23 and 2.6.0-test11. ChangeSet@1.1265, 2003-12-08 11:31:11-02:00, geert@linux-m68k.org [PATCH] Amiga Gayle IDE cleanup Amiga Gayle IDE: Kill old test code for the IDE doubler ChangeSet@1.1264, 2003-12-08 11:30:42-02:00, geert@linux-m68k.org [PATCH] Mac extern Mac: Use common header files instead of explicit extern declaration ChangeSet@1.1263, 2003-12-08 11:30:27-02:00, geert@linux-m68k.org [PATCH] Mac SCSI Mac SCSI fixes (from Matthias Urlichs in 2.6.0): - Inline functions need to be defined before being used. - out_8() takes an address and a value, not the other way round. ChangeSet@1.1262, 2003-12-08 11:28:46-02:00, geert@linux-m68k.org [PATCH] Genrtc warning Genrtc: Move code to kill warning if CONFIG_PROC_FS is disabled ChangeSet@1.1261, 2003-12-08 11:28:23-02:00, geert@linux-m68k.org [PATCH] NCR53C9x SCSI inline NCR53C9x SCSI: Kill bogus inline ChangeSet@1.1260, 2003-12-08 11:24:49-02:00, geert@linux-m68k.org [PATCH] Amiga Buddha/CatWeasel IDE Buddha/CatWeasel IDE: Make sure the core IDE driver doesn't try to request the MMIO ports a second time, since this will fail. ChangeSet@1.1259, 2003-12-08 11:24:40-02:00, geert@linux-m68k.org [PATCH] M68k Documentation M68k Documentation: framebuffer.txt no longer exists in the m68k directory (from Nikita Melnikov) ChangeSet@1.1258, 2003-12-08 09:28:55-02:00, geert@linux-m68k.org [PATCH] M68k extern inline M68k core: Replace (variants of) `extern inline' by `static inline' ChangeSet@1.1257, 2003-12-08 09:28:31-02:00, geert@linux-m68k.org [PATCH] M68k asm/system.h M68k: Add missing #ifdef __KERNEL / #endif (from Christian T. Steigies) ChangeSet@1.1256, 2003-12-08 09:27:30-02:00, geert@linux-m68k.org [PATCH] Mac II VIA Mac II VIA: Don't include <asm/init.h> directly ChangeSet@1.1255, 2003-12-08 09:26:52-02:00, geert@linux-m68k.org [PATCH] Amiga NCR53c710 SCSI Amiga NCR53c710: Coalesce all Amiga NCR53c710 SCSI host adapters configuration options into one config option, as suggested by Matthew Wilcox. ChangeSet@1.1254, 2003-12-08 09:26:05-02:00, geert@linux-m68k.org [PATCH] Amiga Gayle E-Matrix 530 IDE Amiga Gayle IDE: Add support for the IDE interface on the M-Tech E-Matrix 530 expansion card ChangeSet@1.1253, 2003-12-08 09:25:31-02:00, geert@linux-m68k.org [PATCH] Amiga debug fix Amiga: Fix `debug=mem' (record all kernel messages in ChipRAM): virt_to_phys() no longer works for Zorro II memory space, we must use ZTWO_PADDR() ChangeSet@1.1252, 2003-12-08 09:24:28-02:00, geert@linux-m68k.org [PATCH] ncr53c7xx SCSI ncr53c7xx: Cleanup prototypes for ncr53c7xx_init() ChangeSet@1.1136.1.84, 2003-12-08 08:37:45-02:00, geert@linux-m68k.org [PATCH] Mac ADB ADB: Disable the ADB clock code when CONFIG_ADB is not selected (from Matthias Urlichs in 2.6.0). ChangeSet@1.1136.1.83, 2003-12-08 08:37:20-02:00, geert@linux-m68k.org [PATCH] Macfb setup Macfb: Update setup routine (from Matthias Urlichs in 2.6.0) ChangeSet@1.1136.1.82, 2003-12-08 08:37:05-02:00, geert@linux-m68k.org [PATCH] Mac ESP SCSI setup Mac ESP SCSI: Update argument parsing (from Matthias Urlichs in 2.6.0) ChangeSet@1.1136.1.81, 2003-12-08 08:36:39-02:00, geert@linux-m68k.org [PATCH] Mac89x0 Ethernet Macintosh CS89x0 Ethernet: Netif updates (from Matthias Urlichs in 2.6.0) ChangeSet@1.1136.1.80, 2003-12-08 08:36:19-02:00, geert@linux-m68k.org [PATCH] M68k symbol exports M68k: Export missing symbols (from Matthias Urlichs in 2.6.0) ChangeSet@1.1136.1.79, 2003-12-08 08:35:58-02:00, geert@linux-m68k.org [PATCH] Mac ADB IOP fix Mac ADB IOP: Fix improperly initialized request struct in the reset code, causing a bogus pointer (from Matthias Urlichs in 2.6.0) ChangeSet@1.1136.1.78, 2003-12-08 08:35:35-02:00, geert@linux-m68k.org [PATCH] M68k cache mode M68k: Use a constant m68k_supervisor_cachemode only if we know it's safe, otherwise use the value from head.S (from Roman Zippel) ChangeSet@1.1136.1.77, 2003-12-08 08:34:39-02:00, geert@linux-m68k.org [PATCH] Zorro include guard Zorro: Make closing include guards consistent with opening include guards ChangeSet@1.1136.1.76, 2003-12-08 08:34:22-02:00, geert@linux-m68k.org [PATCH] M68k RMW accesses M68k: Avoid bus fault for certain RMW accesses (from Roman Zippel) ChangeSet@1.1136.1.75, 2003-12-07 21:20:48-02:00, willy@debian.org [PATCH] Remove broken file lock accounting On Mon, Jul 01, 2002 at 11:13:55PM +0100, Matthew Wilcox wrote: > The file lock accounting code is horribly broken (and I wrote it, I > should know). I think the best solution to 2.4 is simply to delete it, > at least for BSD-style flocks. > > Patch to follow. Note that 2.5 has the same issue, but I'll fix it > differently there. Here's the patch for 2.4: ChangeSet@1.1136.1.74, 2003-12-07 15:14:54-02:00, mason@suse.com [PATCH] From -aa tree: Fix end_buffer_io_kiobuf() locking Must wakeup with end_buffer_io_kiobuf as last thing to be sure the wakeup will happen on a still allocated kiobuf. ChangeSet@1.1136.1.73, 2003-12-07 15:10:38-02:00, mikulas@artax.karlin.mff.cuni.cz [PATCH] from -aa tree: Fix potential fsync() race condition > 00_ll_rw_block-sync-race-1 first appeared in 2.4.21pre4aa3 - 470 bytes > > Add lock_page in ll_rw_block to fix a fs race > condition. Fix suggested by Mikulas Patocka. Yes. You have two inodes placed in the same buffer. Process 1 modifies inode 1 and calls fsync on it. fsync initiates write of the block. ll_rw_block returns, write is in progress. Process 2 modifies inode 2 and calls fsync on it. Filesystem calls ll_rw_block write on the same buffer. ll_rw_block immediatelly returns, because it sees there is already IO on the buffer (there used to be something like if (buffer_locked(bh)) return;). Process 2 waits on buffer. The write finished. Both processes are waken up. Both processes return out of fsync function. Process 2 returns from fsync while it did not write its inode modification to disk --- it waited on process 1's write. ChangeSet@1.1136.80.2, 2003-12-07 12:43:34-02:00, wli@holomorphy.com [PATCH] out_of_memory() locking On Sun, Nov 30, 2003 at 08:18:02AM -0800, William Lee Irwin III wrote: > (1) the timestamps/etc. weren't locked, and when cpus raced, it caused > false OOM kills > (2) the mm could go away while scanning the tasklist, causing the thing > to try to kill kernel threads > Here's a preliminary backport (please do _NOT_ apply until I or someone > tests it) for you to comment on. Basically, do you want (1) and (2) > split out, is the basic thing okay, etc.? out_of_memory()'s operational variables are not locked, and can be reset by multiple cpus simultaneously, causing false OOM kills. This patch adds an oom_lock to out_of_memory() to protect its operational variables. -- wli ===== mm/oom_kill.c 1.14 vs edited ===== ChangeSet@1.1136.80.1, 2003-12-06 18:43:00-02:00, marcelo@logos.cnet Ernie Petrides: Readd exec_mmap() fastpath with correct locking ChangeSet@1.1136.1.69, 2003-12-06 16:35:42-02:00, johnstul@us.ibm.com [PATCH] Always make TSC available via get_cycles() when TSC is present On Tue, 2003-11-04 at 15:22, Joel Becker wrote: > Folks, > Certain distributions are building all of their SMP kernels > NUMA-aware. This is great, as the kernels support boxes like the x440 > with no trouble. However, this implicitly disables CONFIG_X86_TSC. > While that is good for NUMA systems, and fine from a kernel timing > standpoint, it also eliminates any generic access to the TSC via > get_cycles(). With CONFIG_X86_TSC not defined, get_cycles() always > returns 0. > Given that >95% of machines will not be x440s, this means that a > user of that kernel cannot access a high resolution timer via > get_cycles(). I don't want to have to litter my code with rdtscll() > when I managed to remove it! > The proposed patch is trivial. If the system has a TSC, it is > available get_cycles(). This makes no change to the other parts of the > kernel protected by CONFIG_X86_TSC. CONFIG_X86_TSC be the devil. Personally, I'd much prefer dropping the compile time option and using dynamic detection. Something like (not recently tested and i believe against 2.5.something, but you get the idea): ChangeSet@1.1136.1.68, 2003-12-06 16:25:16-02:00, wli@holomorphy.com [PATCH] Fixup smb_boot_cpus(): Fix HT detection bug On Wed, Dec 03, 2003 at 06:41:36PM -0500, Ethan Weinstein wrote: > Ok, setting CONFIG_NR_CPUS=8 does indeed solve the HT issue, looks like > it was the numbering scheme: Something like this might do the trick. NR_CPUS is already checked indirectly via max_cpus. -- wli ===== arch/i386/kernel/smpboot.c 1.17 vs edited ===== ChangeSet@1.1136.79.1, 2003-12-06 14:49:55+11:00, nathans@bruce.melbourne.sgi.com Merge nathans@xfs.org://export/hose/bkroot/linux-2.4+coreXFS into bruce.melbourne.sgi.com:/source1/linux-2.4+coreXFS ChangeSet@1.1136.70.12, 2003-12-06 14:30:56+11:00, nathans@bruce.melbourne.sgi.com Add XFS documentation and incorporate XFS into the kernel build. ChangeSet@1.1136.70.11, 2003-12-06 14:25:48+11:00, nathans@bruce.melbourne.sgi.com Export several kernel symbols used by the XFS filesystem. ChangeSet@1.1136.78.1, 2003-12-05 12:46:52-06:00, Matt_Domsch@dell.com EDD: s/DISKSIG_BUFFER/DISK80_SIG_BUFFER so it compiles bump EDD version number. ChangeSet@1.1136.1.66, 2003-12-05 16:14:13-02:00, marcelo@logos.cnet Merge bk://stop.crashing.org/linux-2.4.24-pre into logos.cnet:/home/marcelo/bk/linux-2.4 ChangeSet@1.1136.1.65, 2003-12-05 15:53:34-02:00, mikpe@csd.uu.se [PATCH] fix reboot/no_idt bug When compiling 2.4.23 with gcc-3.3.2, gcc generates the following warning for arch/i386/kernel/process.c: process.c: In function `machine_restart': process.c:427: warning: use of memory input without lvalue in asm operand 0 is deprecated The warning identifies a real bug. no_idt is passed to lidt with an "m" constraint, which requires an l-value. Since no_idt is faked as an array, gcc creates an anonymous variable pointing to no_idt and passes that to lidt(*), so at runtime lidt sees the wrong address. Not good. (The bug, while real, is unlikely to trigger since it sits in an infrequently used path in the reboot code.) The fix is to make no_idt a struct (and thus an l-lvalue) like the other gdt/idt descriptors. This patch is a backport of the fix Linus made for the same bug in 2.6.0-test4. [Andi: x86-64 appears to have the same bug] (*) Verified by inspection of the assembly code. /Mikael ChangeSet@1.1136.69.7, 2003-12-05 11:39:32-02:00, cel@citi.umich.edu [PATCH] Make readahead last page of file hi marcelo- i posted this a while back on fsdevel for comments, but never heard anything. i'd like this patch to be included in 2.4.24, as it improves NFS client read performance by a significant margin, and doesn't appear to have any negative impact (see fsdevel archives for benchmarks). this is against 2.4.23. generic_file_readahead never reads the last page of a file. this means the last page is always read synchronously by do_generic_file_read. normally this is not an issue, as most local disk reads are fast. however, this means that the NFS client is never given the opportunity to coalesce the last page of a file, which must be read in a separate synchronous read operation. this is especially honerous if the network round trip time is long, and/or the workload consists of reading many uncached small files. i also explored changing the way that generic_file_readahead computes the index of the last page of the file. the fix below appears to be the best solution. ChangeSet@1.1136.76.5, 2003-12-05 11:17:04-02:00, dhinds@sonic.net [PATCH] PATCH: update/bugfix for pcnet_cs driver Hi Marcelo, o fixed duplex selection for DL10019 cards in pcnet_cs driver. -- Dave ChangeSet@1.1136.76.4, 2003-12-05 10:59:20-02:00, elenstev@mesatop.com [PATCH] 2.4.23 update Documentation/Changes for quota-tools This patch updates Documentation/Changes for quota-tools. This information may be needed by those wanting to use the new quota code (CONFIG_QFMT_V2) which went in about 6 months ago. The patch to update ver_linux for quota-tools was applied 5 months ago, but this part slipped through the cracks somehow. Steven ChangeSet@1.1136.76.3, 2003-12-05 10:33:35-02:00, aspicht@arkeia.com [PATCH] ac97_plugin_ad1980 fixes Hi, I have a MSI875P Neo motherboard which includes an AD1980 codec. I tried to use ac97_plugin_ad1980 as a module, but it failed to load because of a GPL issue. I had to add a MODULE_LICENSE("GPL") to make it work. Also, I had to force the ADI compatibility mode to have the switch input/ouput working. Now, it's working perfectly. Here is the diff -u with kernel version 2.4.23 ChangeSet@1.1136.72.53, 2003-12-04 10:34:54-08:00, laforge@netfilter.org [IPV6]: Do not bypass netfilter for MLD/IGMP messages. ChangeSet@1.1136.72.52, 2003-12-04 10:32:56-08:00, laforge@netfilter.org [NETFILTER]: Fix ipchains MASQUERADE oops. ChangeSet@1.1136.76.1, 2003-12-04 12:13:04-02:00, mikael.starvik@axis.com [PATCH] CRIS architecture update Hi Marcelo! The attached patch contains the latest changes to the CRIS architechture that makes it up to date with 2.4.23. Would be nice if you could apply it for inclusion in 2.4.24. Hope it applies without fuzz... ChangeSet@1.1242, 2003-12-03 22:31:56-06:00, cattelan@lupo.thebarn.com Gone dmapi ChangeSet@1.1136.70.10, 2003-12-04 11:23:52+11:00, nathans@bruce.melbourne.sgi.com Provide an iget variant without unlocking the inode and without the read_inode call (iget_locked). Used by XFS and backported from 2.6. ChangeSet@1.1136.70.9, 2003-12-04 11:18:56+11:00, nathans@bruce.melbourne.sgi.com Provide a simple try-lock based dirty page flushing routine. ChangeSet@1.1136.70.8, 2003-12-04 11:13:59+11:00, nathans@bruce.melbourne.sgi.com Support for delayed allocation. Used by XFS and backported from 2.6. ChangeSet@1.1136.70.7, 2003-12-04 11:09:52+11:00, nathans@bruce.melbourne.sgi.com Add a process flag to identify a process performing a transaction. Used by XFS and backported from 2.6. ChangeSet@1.1136.70.6, 2003-12-04 11:07:43+11:00, nathans@bruce.melbourne.sgi.com Remove some unused macros and related comment from the XFS quota header. ChangeSet@1.1136.70.5, 2003-12-04 11:05:44+11:00, nathans@bruce.melbourne.sgi.com Fix utimes(2) and immutable/append-only files. Originally by Ethan Benson. ChangeSet@1.1136.45.12, 2003-12-03 08:48:57-07:00, trini@kernel.crashing.org PPC32: Update an errata on the MPC745x line. Motorola has decided that 7450 and 7451 do not have the BTIC errata. ChangeSet@1.1136.75.10, 2003-12-03 10:05:02-02:00, geert@linux-m68k.org [PATCH] 2.4.23 ext3 warning Kill warning if CONFIG_QUOTA is disabled. ChangeSet@1.1136.75.9, 2003-12-03 10:04:17-02:00, geert@linux-m68k.org [PATCH] Atyfb on Mach64 GX or Atari Here's the latest incarnation of the atyfb fix for Mach64 GX (compiles with warnings and cannot work) and Atari. There's only one chance since the last version I sent in September: the probing for the crystal frequency is now done for all chips with integrated clock generator. ChangeSet@1.1136.75.8, 2003-12-03 07:51:25-02:00, adam@nmt.edu [PATCH] PATCH: 3ware driver update for 2.4.23-bk2 ChangeSet@1.1231.1.3, 2003-12-03 17:01:12+11:00, nathans@sgi.com [XFS] Fix comment in xfs_rename.c SGI Modid: xfs-linux:slinx:162760a ChangeSet@1.1231.1.2, 2003-12-03 16:56:07+11:00, nathans@sgi.com [XFS] Prevent log ktrace code from sleeping in an invalid context. SGI Modid: xfs-linux:slinx:162768a ChangeSet@1.1231.1.1, 2003-12-03 16:51:38+11:00, nathans@sgi.com [XFS] Use vnode timespec modifiers for atime/mtime/ctime, keeps last code hunk in sync. SGI Modid: xfs-linux:slinx:162782a ChangeSet@1.1136.73.5, 2003-12-02 19:45:58-08:00, davem@nuts.ninka.net [TG3]: Update to latest non-5705 TSO firmware. ChangeSet@1.1136.72.51, 2003-12-02 16:56:55-08:00, geert@linux-m68k.org [NET]: Fix atm/br2684 build with procfs disabled. ChangeSet@1.1136.72.50, 2003-12-02 16:29:34-08:00, pavlin@icir.org [RTNETLINK]: Add RTPROT_XORP. ChangeSet@1.1136.1.63, 2003-12-02 16:20:42-07:00, bjorn.helgaas@hp.com ia64: update default configs ChangeSet@1.1136.75.7, 2003-12-02 15:21:27-02:00, ralf@linux-mips.org [PATCH] MIPS network driver updates Update the MIPS network drivers. These are all changes to MIPS specific drivers. This patch removes the meth driver for the SGI IP32; support for this machine is only developped for 2.6. The gt64240eth driver supports the integrated ethernet interface of the Galileo GT-64240 system controller. ChangeSet@1.1136.75.6, 2003-12-02 15:08:01-02:00, mikpe@csd.uu.se [PATCH] fix some DRM43 warnings [Resend. Was ignored for 2.4.23-pre :-(] This patch fixes three sources of warnings in the new 4.3 DRM code: - drm_os_linux.h has a #warning on broken list_entry usage. The patch backports a fix from the 2.6 code. - radeon_drv.h has a #warning PCI posting bug. The #warning refers to an obsolete and unused macro. Simply remove it. It's also gone from the 2.6 code. - drm_agpsupport.h generates a gcc warning on an assignment used as a truth value. The patch backports a fix from the 2.6 code. These changes are well-tested: they have been in 2.6 for ages, and I've been running them in 2.4.23-pre/rc for months. Please apply. /Mikael ChangeSet@1.1136.75.5, 2003-12-02 15:06:32-02:00, pp@ee.oulu.fi [PATCH] 2.4 lacks dummy SET_NETDEV_DEV I agree, someone should merge in the dummy SET_NETDEV_DEV once Marcelo starts up 2.4.24-preX Ping :-) ChangeSet@1.1136.75.4, 2003-12-02 12:02:00-02:00, neilb@cse.unsw.edu.au [PATCH] Drop module count if lockd reclaimer thread failed to start. ----------- Diffstat output ------------ ./fs/lockd/clntlock.c | 3 ++- 1 files changed, 2 insertions(+), 1 deletion(-) ChangeSet@1.1136.75.3, 2003-12-02 12:01:27-02:00, neilb@cse.unsw.edu.au [PATCH] Honour SUN NFSv2 hack for "set times to server time. >From Greg Banks <gnb@melbourne.sgi.com>, see comment in code. ----------- Diffstat output ------------ ./fs/nfsd/nfsxdr.c | 11 +++++++++++ 1 files changed, 11 insertions(+) ChangeSet@1.1136.75.2, 2003-12-02 11:58:06-02:00, neilb@cse.unsw.edu.au [PATCH] Make root a special case for per-user process limits. This is needed because when a setuid-root program calls setuid(0) to become really-root, p->user becomes root_user, but ->rlim stays as the original user's limit, and now the process cannot fork - becuase root has more processes than the original user had. The real problem is that NPROC is not really a per-process limit, but its a per-user limit, and including it with the rlim structure was not a good idea :-( This fix is already in 2.6 ----------- Diffstat output ------------ ./kernel/fork.c | 1 + 1 files changed, 1 insertion(+) ChangeSet@1.1136.74.9, 2003-12-02 11:29:52-02:00, ralf@linux-mips.org [PATCH] Misc MIPS video bits ChangeSet@1.1136.74.8, 2003-12-02 11:27:56-02:00, ralf@linux-mips.org [PATCH] Supply default values to rtc.c This supplies default values (from PC-ish architectures) to the rtc.c driver. ChangeSet@1.1136.74.7, 2003-12-02 11:26:51-02:00, ralf@linux-mips.org [PATCH] No stone-age compat stuff for MIPS Yeah ugly, let's add one more to that expression ... Somehow the logic of this expression is the wrong way but heck, this is 2.4 ... ChangeSet@1.1136.74.6, 2003-12-02 11:26:08-02:00, ralf@linux-mips.org [PATCH] Cleanup lk201-map.c drivers/tc/lk201-map.c is a generated file so needs to be removed on make distclean. ChangeSet@1.1136.74.5, 2003-12-02 11:25:55-02:00, ralf@linux-mips.org [PATCH] Remove remaining drivers/sgi bits ChangeSet@1.1136.74.4, 2003-12-02 11:25:48-02:00, ralf@linux-mips.org [PATCH] MIPS ioaddr_t is 32-bit ChangeSet@1.1136.74.3, 2003-12-02 11:25:34-02:00, ralf@linux-mips.org [PATCH] Add more MIPS bits in <linux/elf.h> ChangeSet@1.1136.74.2, 2003-12-02 11:25:25-02:00, ralf@linux-mips.org [PATCH] Include <asm/system.h> into spinlock.h <linux/spinlock.h> uses local_irq_save() etc. from <asm/spinlock.h> but relies on this header file having been dragged in on some other way. So if things are just right the build may blow up ... ChangeSet@1.1136.74.1, 2003-12-02 10:37:25-02:00, ralf@linux-mips.org [PATCH] New PCMCIA drivers Add PCMCIA bridge drivers for AMD Alchemy Au1x00, NEC VRc4173 and Sibyte. ChangeSet@1.1136.73.4, 2003-12-02 02:26:36-08:00, davem@nuts.ninka.net [TG3]: Update version and release date. ChangeSet@1.1136.73.3, 2003-12-02 02:16:23-08:00, davem@nuts.ninka.net [TG3]: Clear on-chip stats/status block after resetting flow-through queues. On systems where the config cycles might take a long time, we can end up with the ASF firmware using the FTQs before we get to resetting them. ChangeSet@1.1136.73.2, 2003-12-02 02:09:52-08:00, davem@nuts.ninka.net [TG3]: Do not set RX_MODE_KEEP_VLAN_TAG when ASF is enabled. ChangeSet@1.1136.73.1, 2003-12-02 02:01:49-08:00, davem@nuts.ninka.net [TG3]: Do not drop existing GRC_MODE_HOST_STACKUP when writing to GRC_MODE. ChangeSet@1.1136.72.48, 2003-12-02 01:43:17-08:00, kaber@trash.net [NETFILTER]: Export conntrack bucket count via read-only sysctl. With help from Harald Welte. ChangeSet@1.1136.72.47, 2003-12-02 01:41:36-08:00, kadlec@blackhole.kfki.hu [NETFILTER]: Avoid order n^2 lookup of whole conntrack hash in ip_ct_selective_cleanup(). ChangeSet@1.1136.72.46, 2003-12-02 01:38:04-08:00, kaber@trash.net [NETFILTER]: Fix expectation evict order This patch fixes the order in which expectations are evicted when a helper specifies IP_CT_HELPER_F_REUSE_EXPECT. Prior to that patch, each new expectation is added at the beginning of the masters sibling list. When max_expected is reached, the first non-established one on the list is reused (which gave LIFO behaviour). The patch - adds new expectations at the end of the masters sibling list - uses list_for_each_entry for finding the oldes one - changes nat core to walk backwards throuth the sibling list when calling nat helpers ChangeSet@1.1136.72.45, 2003-12-02 01:35:05-08:00, kadlec@blackhole.kfki.hu [NETFILTER]: Use list macros instead of reimplementation. ChangeSet@1.1136.72.44, 2003-12-02 01:30:36-08:00, shemminger@osdl.org [NETFILTER]: Trivial -- Get rid of warnings in netfilter if /proc is not configured on. ChangeSet@1.1136.72.43, 2003-12-02 01:29:27-08:00, kaber@trash.net [NETFILTER]: Fix various issues with the amanda conntrack+NAT helpers ip_conntrack_amanda: - udp checksum checked even if not set - memory not validated to be inside packet at all or validated like this: if (*data and data < data_limit) - would create expectation with port 0 which makes nat-helper throw away packet (which makes exploiting the race-condition trivial even on UP) - expectation had no mask.src.* set so connections were accepted from anywhere - helper_unregister called after failed helper_register ip_nat_amanda: - drops packet if amanda_data_fixup fails without clearing the offset field in the expectation which is used as a flag to indicate that the current packet needs mangling. Problem arises from the fact that the conntrack helper creates multiple expectations at once and even if it clears the offset field for the current expectation the following expectations will not have it cleared and will mangle the next packet they see. - same unregister after failed register problem ChangeSet@1.1136.72.42, 2003-12-02 01:27:14-08:00, laforge@netfilter.org [NETFILTER]: Kill extraneous memset()s in nat/conntrack TFTP code. ChangeSet@1.1136.72.41, 2003-12-02 01:25:27-08:00, rusty@rustcorp.com.au [NETFILTER]: Do not flush MASQ if IP did not change. Herve Eychenne noted that many ADSL connections get the same address when the interface comes back up, so some users use SNAT instead of masquerade. The answer is that MASQUERADE should only drop connections when the interface comes up, and then only if the interface address has actually changed. ChangeSet@1.1136.72.40, 2003-12-01 22:35:24-08:00, davem@nuts.ninka.net [VLAN]: Kill build warning due to missing declarations. ChangeSet@1.1136.72.39, 2003-12-01 21:51:38-08:00, davem@nuts.ninka.net Merge nuts.ninka.net:/disk1/davem/BK/net-work-2.4 into nuts.ninka.net:/disk1/davem/BK/net-2.4 ChangeSet@1.1136.1.62, 2003-12-01 12:54:06-07:00, kaos@sgi.com ia64: sync salinfo.c with 2.6 (suser -> capable, use standard macros). Make salinfo.c more compatible with 2.6. This is the 2.4 bit of http://marc.theaimsgroup.com/?l=linux-ia64&m=106974968032730&w=2 ChangeSet@1.1136.72.38, 2003-12-01 17:51:56-02:00, ralf@linux-mips.org [PATCH] Add IP22 parallel port driver ChangeSet@1.1136.72.37, 2003-12-01 17:51:01-02:00, ralf@linux-mips.org [PATCH] Add Pete Popov to CREDITS ChangeSet@1.1136.72.36, 2003-12-01 17:50:46-02:00, ralf@linux-mips.org [PATCH] Probe SGI partitions earlier Probe the disk volume header earlier so in case of doubt partitions will be recogniced as Disk Volume Header partitions instead of MSDOS style partitions. The is a problem at times on SGI system where both types of partitions are activated. ChangeSet@1.1136.72.35, 2003-12-01 17:50:01-02:00, ralf@linux-mips.org [PATCH] Add two new NEC PCI IDs ChangeSet@1.1136.72.34, 2003-12-01 17:49:47-02:00, ralf@linux-mips.org [PATCH] Fix VRc5477 remove method declaration ChangeSet@1.1136.45.11, 2003-12-01 12:49:10-07:00, trini@kernel.crashing.org PPC32: Print the correct ammount of memory not covered by BATs. From Mich Lanners <mlan@cpu.lu>. ChangeSet@1.1136.45.10, 2003-12-01 12:47:16-07:00, trini@kernel.crashing.org PPC32: gcc-3.4 build fixes from Olaf Hering <olh@suse.de>. ChangeSet@1.1136.1.61, 2003-12-01 12:43:59-07:00, davidm@tiger.hpl.hp.com ia64: Fix a bug in sigtramp() which corrupted ar.rnat when unwinding across a signal trampoline (in user space). Reported by Laurent Morichetti. ChangeSet@1.1136.72.33, 2003-12-01 17:43:30-02:00, ralf@linux-mips.org [PATCH] Add GT-064011/GT-64111 PCI ID ChangeSet@1.1136.72.32, 2003-12-01 17:43:20-02:00, ralf@linux-mips.org [PATCH] Update NEC Osprey defconfig ChangeSet@1.1136.72.31, 2003-12-01 17:42:51-02:00, ralf@linux-mips.org [PATCH] ARC library updates New flag PROM_FLAG_DONT_FREE_TEMP to tell the ARC library to not free firmware memory. This is needed for the buggy SNI RM200 firmware which passed wrong values. Remove IP32 ARC bits. ChangeSet@1.1136.72.30, 2003-12-01 17:42:36-02:00, ralf@linux-mips.org [PATCH] Update Philips Nino defconfig ChangeSet@1.1136.72.29, 2003-12-01 17:42:18-02:00, ralf@linux-mips.org [PATCH] Update Cobalt defconfig file ChangeSet@1.1136.72.28, 2003-12-01 17:42:06-02:00, ralf@linux-mips.org [PATCH] Update Ocelot defconfig ChangeSet@1.1136.72.27, 2003-12-01 17:39:42-02:00, ralf@linux-mips.org [PATCH] Update HP Laserjet Update HP Laserjet defconfig file. ChangeSet@1.1136.72.26, 2003-12-01 17:39:30-02:00, ralf@linux-mips.org [PATCH] Update Jazz Change extern inline to static inline. Make a little attempt to implement proper locking for the Jazz DMA allocator. Reformat to Linux style. ChangeSet@1.1136.72.25, 2003-12-01 17:39:09-02:00, ralf@linux-mips.org [PATCH] DEC updates Update the DECstation support code to use the new HPT code; update defconfig file. ChangeSet@1.1136.72.24, 2003-12-01 17:38:27-02:00, ralf@linux-mips.org [PATCH] Galileo boards Update the defconfigs for the Galileo EV-64120 and EV-96100 eval boards. ChangeSet@1.1136.72.23, 2003-12-01 17:37:14-02:00, ralf@linux-mips.org [PATCH] ITE updates Update ITE8172 and IVR code to use the new high precision time code; update defconfigs. ChangeSet@1.1136.72.22, 2003-12-01 17:36:33-02:00, ralf@linux-mips.org [PATCH] NEC DDB updates This updates the defconfig for two of the NEC DDB eval boards; is also changes the time code to use the new MIPS high precision timer code. ChangeSet@1.1136.72.21, 2003-12-01 17:35:55-02:00, ralf@linux-mips.org [PATCH] SGI I2C driver This adds the I2C driver for the Indy and yet another SGI system. This driver is required in order to use the VINO and Indycam drivers. ChangeSet@1.1136.72.20, 2003-12-01 17:34:54-02:00, ralf@linux-mips.org [PATCH] Update JMR3927 support Update the default config and RTC code for the JMR3927. ChangeSet@1.1136.72.19, 2003-12-01 17:34:24-02:00, ralf@linux-mips.org [PATCH] Sibyte updates Various minor fixes for the SB1125 and SB1250 support code. ChangeSet@1.1136.72.18, 2003-12-01 17:33:41-02:00, ralf@linux-mips.org [PATCH] Update sgiwd93 driver Cleanup the mess that the sgiwd93 SCSI driver was. Primary intend was to get rid of MIPS-specific APIs in favor for equivalent generic APIs. ChangeSet@1.1136.72.17, 2003-12-01 17:33:01-02:00, ralf@linux-mips.org [PATCH] Update Atlas, Malta and SEAD boards Update the board support code for the MIPS Atlas, Malta and SEAD boards. Minor changes to the time and interrupt code and a formatting change plus update of the kernel config files. ChangeSet@1.1136.72.16, 2003-12-01 17:28:53-02:00, ralf@linux-mips.org [PATCH] MIPS video driver updates This updates some of the video drivers for Digital's DECstation workstations and the AMD Alchemy Au1100 framebuffer driver. ChangeSet@1.1136.72.15, 2003-12-01 17:26:01-02:00, ralf@linux-mips.org [PATCH] Update Origin code Header micro-cleanup and updated default configuration files. ChangeSet@1.1136.72.14, 2003-12-01 17:25:38-02:00, ralf@linux-mips.org [PATCH] MIPS char driver update Minor fix for reading the hour from the DS1286 / DS1386 driver used in Indys. New RTC driver for the Dallas DS1742 which is used on the RBTX4927. Misc fixes and updates to the dz.c driver; disabled debugging code in dz.c. Change rtc.c which really should get a different name because surprise not everybody in the world uses the same RTC chip to support memory mapped RTC chips properly. This is needed for Digital's DECstations. ChangeSet@1.1136.72.13, 2003-12-01 17:23:12-02:00, ralf@linux-mips.org [PATCH] Update TX4927 code This updates code to support for Toshiba's RXTX4927 evaluation board. ChangeSet@1.1136.72.12, 2003-12-01 17:20:06-02:00, ralf@linux-mips.org [PATCH] Update for NEC VR41xx systems Update support for NEC VR41xx systems. ChangeSet@1.1136.72.11, 2003-12-01 17:19:42-02:00, ralf@linux-mips.org [PATCH] Update support for Lasat boards Update the support for Lasat 100 and Lasat 200 systems. ChangeSet@1.1136.72.10, 2003-12-01 17:19:21-02:00, ralf@linux-mips.org [PATCH] Update RM200 C support Update the default config file for the SNI RM200 C. ChangeSet@1.1136.72.9, 2003-12-01 17:19:07-02:00, ralf@linux-mips.org [PATCH] Update SGI IP22 support Fix 64-bit kernel for IP22. Plenty of cleanups. Update the Indy's HAL2 sound driver. ChangeSet@1.1136.72.8, 2003-12-01 17:08:51-02:00, ralf@linux-mips.org [PATCH] Add VINO and Indycam drivers Add drivers for the Indycam and VINO hardware of the SGI Indy. ChangeSet@1.1136.72.7, 2003-12-01 17:07:22-02:00, ralf@linux-mips.org [PATCH] Add support for Momentum Ocelot C and Jaguar ATX Add support for Momentum's CompactPCI Ocelot C system and the ATX form factor Jaguar ATX board. ChangeSet@1.1136.72.6, 2003-12-01 17:06:42-02:00, ralf@linux-mips.org [PATCH] Remove support for compressed EV-64120 kernels Remove support for compressed kernels on EV-64120. This code was carrying half a firmware in it's baggage, introduced yet another copy of zlib and in general was just unmaintained and ugly beyond believe ... ChangeSet@1.1136.72.5, 2003-12-01 17:00:36-02:00, ralf@linux-mips.org [PATCH] AMD Alchemy updates Update of MIPS Alchemy code including PCMCIA and sound driver and default configuration files for various evaluation boards and systems. ChangeSet@1.1136.72.4, 2003-12-01 16:59:08-02:00, ralf@linux-mips.org [PATCH] mips64 updates Update the generic mips64 code. Support for the RM9000 and VR4133 processors. Fixes to the o32 / N32 binary compatibility code, spelling fixes. Change the linker script such that ECOFF conversion using elf2ecoff works again. Partial support for compile time configurable support of 4k, 16k and 64k page size. Fixes to RM7000 second level cache handling. ChangeSet@1.1136.72.3, 2003-12-01 16:57:42-02:00, ralf@linux-mips.org [PATCH] Update generic MIPS code Update the generic MIPS code. Highlights is support for PMC-Sierra's new RM9000 processor; also plenty of small bug fixes. ChangeSet@1.1136.72.2, 2003-12-01 16:56:43-02:00, ralf@linux-mips.org [PATCH] Update MIPS MAINTAINERS entries Update a few MIPS entries in MAINTAINERS. ChangeSet@1.1136.72.1, 2003-12-01 16:56:36-02:00, ralf@linux-mips.org [PATCH] MIPS Configure.help updates Updates the MIPS Documentation/Configure.help bits. ChangeSet@1.1136.1.60, 2003-12-01 11:51:55-07:00, davidm@tiger.hpl.hp.com ia64: Fix a alternate-signal-stack bug which could corrupt RNaT bits when bspstore happened to point to an RNaT-slot. Bug reported by Matt Chapman. ChangeSet@1.1136.70.2, 2003-12-01 09:23:57-06:00, Matt_Domsch@dell.com Merge dell.com:/home/mdomsch/bk/linux-2.4 into dell.com:/home/mdomsch/bk/edd/linux-2.4-edd-disksig ChangeSet@1.1231, 2003-12-01 10:36:38+11:00, nathans@bruce.melbourne.sgi.com [XFS] Remove some unused pagebuf source and header files. ChangeSet@1.1230, 2003-12-01 10:21:09+11:00, nathans@sgi.com [XFS] Add the noikeep mount option, make ikeep the default for now. SGI Modid: xfs-linux:slinx:162621a ChangeSet@1.1229, 2003-12-01 10:05:21+11:00, nathans@sgi.com [XFS] Update the way we hook into the generic direct IO code so we share more code. This means we no longer need to dup remove_suid within xfs_write_clear_setuid. SGI Modid: xfs-linux:slinx:162446a ChangeSet@1.1228, 2003-12-01 09:59:33+11:00, nathans@sgi.com [XFS] Convert to revised kmem shake interface. SGI Modid: xfs-linux:slinx:162426a ChangeSet@1.1227, 2003-12-01 09:56:21+11:00, nathans@sgi.com [XFS] Use a kmem shaking interface for 2.4 which is much more like the 2.6 one. SGI Modid: xfs-linux:slinx:162377a ChangeSet@1.1136.71.1, 2003-11-30 20:13:06+01:00, marcel@holtmann.org [PATCH] User level driver support for input subsystem This driver adds support for user level drivers for input subsystem accessible under char device /dev/input/uinput. ChangeSet@1.1136.70.1, 2003-11-30 14:55:41-02:00, marcelo@logos.cnet Changed Makefile to 2.4.23 TAG: v2.4.23
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Of course, we should not expect a new technology to roll out immediately to everyone. There are likely to be some geographic or socioeconomic disparities as new services are deployed. Our job is to ensure that such disparities are short-lived. We have an opportunity to ensure that any gap today does not become a chasm tomorrow. Indeed, I see the digital revolution not as a digital divide, but as a digital opportunity. The Internet did not create poverty. The Internet did not create substandard health care. The Internet did not create inadequate housing. The Internet did not create illiteracy. And the Internet did not create abusive conditions. But - if we care enough - the Internet uniquely may offer solutions, previously beyond imagination, that can help address poverty, health care, housing, education and violence.Identifying BarriersThe question therefore is how can we all work together to ensure that communities do not get left behind. How do we facilitate access by all to this information treasure trove? How do we make sure that it reaches all areas of the globe?Here is what we do not want to do. Governments should take care not to stifle the growth of the Internet by imposing unnecessary regulation. As a Commissioner at the Federal Communications Commission, I strive to follow the law, but there is one that I try to avoid . . . the law of unintended consequences. The Internet has grown exponentially with minimal government regulation, subject instead to the competitive marketplace principles of openness and connectivity. Each of us approaches the Internet from a different historic, legal, and cultural setting. But let us \-- together \-- take care to preserve the vibrant and dynamic nature of the Internet. And there are other steps that we should undertake, together. Our biggest challenge as government and community leaders is to identify and eliminate any barriers that might exist to the deployment of new technologies that deliver Internet access to one and all. The amount of investment in telecommunications infrastructure today is staggering. I am delighted that companies in virtually all sectors of the communications industry are rushing to deploy broadband services that provide high-speed access to the Internet. Cable, DSL, satellite, wireless, and even broadcast broadband solutions are in play. My role as a government official is not to pick winners and losers. Rather, we seek a climate that encourages all companies to invest and innovate. Different broadband access technologies work better in different locations and circumstances. Wireless and satellite services, for example, may more easily reach consumers in remote areas, including those in parts of the world that are currently unserved by copper wires. If we are successful in unleashing capital, it is more likely that consumers will gain access to the technology that best meets their needs. Countries can approach this goal in different ways. In the U.S., we seek to eliminate unnecessary regulation that may adversely affect investment and competition. For example, we are looking for innovative ways to make more spectrum available. We are facilitating the use of unlicensed spectrum which, with little capital outlay, can provide high-speed Internet access. We are encouraging the development of promising new technologies. The US Congress is considering various tax credit proposals to facilitate deployment in rural and other areas that are at risk of not being served. And we at the FCC have expanded our universal service program to provide very low cost telephone service on Indian tribal lands, where teledensity has lagged well below that of other geographic areas.E-RateBesides eliminating barriers, we have undertaken efforts to bring advanced technologies to communities. One extremely successful initiative is the E-Rate program that earmarks up to \$2.25 billion per year in discounts to help link classrooms and libraries to the IÜ¥e2#À 2222222222222222ñ22 022I222222222222222222-2222222222222222222222222222222222,H22l222,H22l22222222222222222222222222222222222µH22µ22222222222222222222222222222222222222222222H22 222 H22 22222222222ª22G222(H2222222222222222222222222222222222222222222222222222222222222ìH22222222222222222222222222222222222222222222222222222˜H22T222îH22µ2222222222222222222222222222222222222222222222 2 222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222G2§2222Times New Roman2 222Symbol2 2222Arial2§2222Times New Roman2Remarks ofThe Honorable Susan Ness Federal Communications CommissionInstitut Aspen -France Fourth Annual International Information Society ConferenceLyon, FranceMarch 3, 2001Collective Action in the Face of the Digital DivideIntroductionMerci beaucoup, Mr. le Premier Ministre.It is a pleasure in this magnificent setting of the Fine Arts Museum to speak about the Digital Divide. Mr. Barre informed me during dinner that this magnificent building once served as a monastery.That brings to mind the following story: Seems there once was a traveler who was crossing the desert when his car died. Fortunately, he was just outside a monastery. He persuaded the monks to sell him a mule so that he could complete his journey. The monk explained that the mule was raised in the monastery, and as a result it only understood religious commands. The command for \"go,\" said the monk, is \"thank heaven.\" To go faster, he told the traveler, you need to say \"Thank heaven! Thank heaven!\" And to stop, you should say \"Amen.\" So the man mounted the mule and said, \"thank heaven.\" Sure enough, the mule began to move. Wanting to go faster, the man said \"Thank heaven! Thank heaven!\" and the mule sped along at a faster clip. Emboldened by his success, the man decided to increase his speed, and so he said, \"Thank heaven! Thank heaven! Thank heaven!\" \-- and the mule took off like lightning. But suddenly, to his horror, the man saw that they were rapidly approaching the edge of a huge canyon. \"Stop! stop! stop!\" he yelled \-- to no avail. Just as the animal\'s hooves reached the edge of the precipice, he remembered to scream, \"Amen!\" Miraculously, the mule stopped \-- right at the edge. \"Whew,\" said the traveler, \"thank heaven!\"Well, I say "thank heaven." Thank heaven that access to the Internet and broadband technology is galloping along, but we need to avoid - or bridge \-- any chasms.Thank heaven that we have government, business, academic and community leaders gathering together in conferences like this one not just to discuss the problems of a digital divide, but to consider collective action to craft solutions. The Information RevolutionSo, one might ask, why is it so important that this extraordinary technology be widely available? The answer is clear: we are in the middle of an economic revolution. When I became a Commissioner at the FCC in 1994, the public Internet and the World Wide Web were just being launched. Today, over 100 million people are online in the United States alone, with hundreds of millions more worldwide. The Internet is fundamentally changing the way we work, learn, and play. The digital tools of this century have the power to unlock doors of opportunity for people everywhere. And all of us have a vital role to play - we must make sure that those doors are open for all, and not locked shut for some.Indeed, participation in a new economy that is increasingly dependent on communications and information requires access to advanced technology.It is appropriate that we are having this conference in Lyon. This city has prospered since ancient times due to its location at the confluence of rivers that form a network connecting Europe. Advanced communications are the rivers that will bring economic prosperity in the 21st century The beauty of the Internet is that you can do business from virtually any location. Craftsmen in a remote village, for example, can sell their goods through a website that is accessible to people around the world. Problems arise, however, when some geographic areas or demographic groups do not have access to high tech tools, and thus are left out of the communications revolution. Lack of access could have a devastating impact on jobs, population growth, and economic prosperity. Lack of access can anternet. After three years of the program, 95% of public schools and 63% of classrooms have been connected to the Internet. The E-Rate has played an important role in narrowing the digital divide in our country. We target greater discounts to those who need them the most - those living in economically disadvantaged and rural areas. Indeed, school districts in which over half of the children are low-income received 60 percent of the E-Rate funds. We also allow each institution to select the services the community needs to ensure the most effective use of the funds. The funds are collected from interstate carriers and distributed by a private sector board of directors.Community EffortsThere is much that can be done at the local level. Often, the best solutions are crafted by those closest to the consumer. Communities know firsthand the challenges that they face.Last year, we convened a Joint Conference with our counterparts on the state regulatory commissions to review community-based deployment efforts and to identify "best practices." We learned that entities like governments, schools, and hospitals can serve as anchor tenants to attract new services and to serve as a springboard for additional deployment. And we visited communities that successfully aggregated customer demand to encourage companies to upgrade facilities. Also, the private sector plays a critical role in bridging the digital divide. Companies, of course, are the ones investing and innovating to deploy the networks that will bring advanced services to communities around the globe. Public/private partnerships offer great potential for extending broadband access to underserved communities. One such community knows no geographic bounds - people with disabilities. Over forty chief executives of high-tech and telecommunications companies recently pledged to develop and market products and services that are accessible to those with disabilities.Companies such as Microsoft are donating computers to schools and libraries. Intel's "Teach for the Future" program provides teachers with the training they need to incorporate advanced technologies into the classroom. And Cisco's "Networking Academy" is training over 180,000 students around the globe to design, build, and maintain computer networks in their schools. I commend these and other companies that have demonstrated a commitment to provide access to the Internet and to broadband technologies. I urge others to join our efforts to expand opportunities for, and unleash the potential of, all people.ConclusionEmpowering individuals and communities is part of what broadband is all about. Communities around the world are realizing that the Internet has the power to transform their lives and revitalize their economy.Thank heaven. Thank heaven a person in a remote location can now be diagnosed and treated by a specialist who may be thousands of miles away. Thank heaven a child can learn from a world of information - perhaps including access to the artwork in this extraordinary museum \-- without leaving her classroom. Thank heaven a person with a disability can communicate with others in ways that were previously unattainable, and Thank heaven villages around the globe can develop new industries and remain viable in the Information Age.We are here all with a common purpose - to create a bright technological future for every farmer, every factory worker, and every child. By working together, we can ensure that no chasm develops that stops our progress. Amen.Thank you.4444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444ñ44ò44ü44ý444444844944P44Q44‹44Œ44˜44™44¦44§44¨44Û44Ü44Ý44Þ44ê44ë44ì44µ44§4444Ý44Þ44ß44 44 44 4444Þ44ß44à44úõðëæáÜ×ÒÍÈþ¹´²¬¦¢ž˜'Œˆ„€\|xtplhd\`\\\]4c44\]4c44\]4c44\]4c44\]4c44\]4c44\]4c44\]4c44\]4c44\]4c44\]4c44\]4c44\]4c44\]4 U V \]4c44 U V \]4c44\]4c44 U V \]4 U V \]4c44 U V \]4c44\]4U \]4c44U \]4c44U \]4c44U \]4c44U \]4c44U \]4c44U \]4c44U \]4c44U \]4c44U \]4c44U \]4c44U \]4c44U \]4c44U \]4c44U \]4c444\$à4444‹44Ä44ã444 44 44 44 44 441 44= 44‹ 44¦ 44Ô 55Õ 55Ö 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**APPENDIX B** **DEBT COLLECTION SERVICE** The U.S. Department of Education (ED), Office of Postsecondary Education, Student Financial Assistance Programs, Debt Collection Services performs collection and administrative resolution activities on debts resulting from non-payment of student loans made under the Federal Family Education Loan (FFEL) Program: Stafford Loans \[formerly the Guaranteed Student Loan Program and including Federally Insured Student Loans\], Supplemental Loans for Students, PLUS Loans \[formerly Parental Loans for Undergraduate Students\], and Consolidation Loans; the William D. Ford Federal Direct Student Loan (Direct Loan) Program (formerly known as the Federal Direct Student Loan Program): Federal Direct Stafford/Ford Loan Program, Federal Direct Unsubsidized Stafford/Ford Loan Program, Federal Direct Consolidation Loan, and Federal Direct Plus Loans; and Federal Perkins Loans \[formerly National Direct/Defense Student Loans\]. ED conducts similar collection and administrative resolution activities on debts resulting from a student\'s failure to fulfill grant requirements under the Pell Grant Program and the Supplemental Educational Opportunity Grant Program. **Background - The Programs** The ED-Debt Collection System is designed to track collection activity on various types of educational debts owed to ED. A brief description for each of the loan and grant programs are listed below. A. Federal Family Education Loan Programs 1\) Stafford Loan Program The Stafford Loans \[formerly the Guaranteed Student Loan {GSL} Program\] is authorized by Title IV, Part B of the Higher Education Act of 1965, as amended (the HEA) (20 U.S.C. 1071 et seq.). These loans are made by participating lending institutions using non-Federal funds. The loans are either guaranteed by state or private non-profit guarantee agencies and reinsured by the Federal Government, or are insured directly by the Federal Government. The guarantee agencies, lenders or subsequent note holders shall adhere to the due diligence requirements in making, disbursing, servicing and collecting loans as outlined in the applicable regulations, 34 CFR 682.206-208; 34 CFR 682.411; and 34 CFR 682.507. 2\) Supplemental Loans for Students The Supplemental Loans for Students (SLS) is authorized by section 428A of the HEA (20 U.S.C. 1087-1). Under the SLS Program, loans are made by banks and other financial institutions to independent undergraduate, graduate, and professional students with similar due diligence requirements for all note holders. 3\) Consolidation Loan Program The Consolidation Loan Program (CLP) is authorized by section 439(o) of the HEA (20 U.S.C. 1087-2(o)). Under the consolidation loan program, the Student Loan Marketing Association (SLMA), guarantee agencies, and certain eligible lenders make loans to consolidate all of a borrower\'s education financed student loans, except for PLUS loans. Once these loans are granted, applicable due diligence is required of all note holders. 4\) Parental Loans for Undergraduate Students The PLUS Loans \[formerly Parental Loans for Undergraduate Students\] is authorized by section 428B of HEA (20 U.S.C. 1078-2). Under the PLUS program, loans are made by banks and other financial institutions to parents of dependent students. Certain regulatory due diligence shall be followed by all note holders. B. William D. Ford Federal Direct Loan Program Under the William D. Ford Federal Direct Loan (Direct Loan) Program, the Secretary makes loans to enable a student or parent to pay the costs of the student\'s attendance at a postsecondary school. 1\) Federal Direct Stafford/Ford Loan Program The Federal Direct Stafford/Ford Loan Program is authorized by Title IV, Part D of the HEA (20 U.S.C. 1087a et seq.). Loans made under this program are referred to as Direct Subsidized Loans. This program provides loans to undergraduate, graduate, and professional students attending Direct Loan Program schools. The Secretary subsidizes the interest while the borrower is in an in-school, grace, or deferment period. 2\) Federal Direct Unsubsidized Stafford/Ford Loan Program The Federal Direct Unsubsidized Stafford/Ford Loan Program is authorized by Title IV, Part D of the HEA (20 U.S.C. 1087a et seq.). Loans made under this program are referred to as Direct Unsubsidized Loans. This program provides loans to undergraduate, graduate, and professional students attending Direct Loan Program Schools. The borrower is responsible for the interest that accrues during any period. 3\) Federal Direct PLUS Program The Federal Direct PLUS Program is authorized by Title IV, Part D of the HEA (20 U.S.C. 1087a et seq.). This program provides loans to parents of dependent students attending schools that participate in the Direct Loan Program. The borrower is responsible for the interest that accrues during any period. 4\) Federal Direct Consolidation Loan Program The Federal Direct Consolidation Loan Program is authorized by Title IV, Part D of the HEA (20 U.S.C. 1087a et seq.). This program provides loans to borrowers who consolidate certain Federal education loans, and one of the components of the Direct Loan Program. There are three types of Direct Consolidation Loans: \(a\) Direct Subsidized Consolidation Loans: Subsidized Title IV education loans may be consolidated. Interest is not charged to the borrower during in-school and deferment periods. \(b\) Direct Unsubsidized Consolidation Loans: Certain Federal education loans may be consolidated into a Direct Unsubsidized Consolidation Loan. The borrower is responsible for the interest that accrues during any period. \(c\) Direct Plus Consolidation Loans: Parent Loans for Undergraduate Students, Federal PLUS, and Direct PLUS may be consolidated into a Direct PLUS Consolidation Loan. The borrower is responsible for the interest that accrues during any period. C. Perkins Loan Program The Perkins Loan Program \[formerly the National Defense/Direct Student Loans {NDSL} Program\] is authorized by Title IV, Part E of the HEA (20 U.S.C. section 1087aa et seq.). Under this program, ED assists in the establishment and maintenance of revolving loan funds at institutions of higher education to provide low-interest, long-term loans to help financially needy students pay their educational costs. Students shall apply directly to their schools to participate in the Perkins Loan program. Perkins regulations, 34 CFR Part 674 Subpart C, require schools to exercise due diligence in the collection of Perkins accounts. However, in 1979, because of rising institutional Perkins default rate, ED implemented provisions of the HEA, whereby schools could submit defaulted loans to ED for additional collection activity (20 U.S.C. Section 1087cc (a)). D. Pell Grant Program The Pell Grant Program is authorized by section 411 of the HEA (20 U.S.C. section 1070a et seg.). An individual student\'s award is based upon his/her enrollment status, the cost of attendance at the institution, and his/her Student Aid Index. Using this information and the Pell Grant Payment Schedule for the appropriate year, the financial aid officer at the institution calculates the student award. When a student receives a grant greater that he/she is entitled to receive, he/she is considered to have received an overpayment. Overpayments may occur through incorrect calculation of an award, through incorrect information reported by a student on his/her financial aid application, a student dropping/withdrawing from class or a student\'s failure to make satisfactory academic progress. If the overpayment is not caused by an institutional error, the recipient is liable. In these cases, an institution shall submit the account to ED for collections as outlined in the Pell Grant regulations, 34 CFR 690.79, whenever the institution encounters serious difficulty in collecting the overpayment. E. Supplemental Educational Opportunity Grant Program The Supplemental Educational Opportunity Grant (SEOG) program is authorized under section 413A et seq. of the HEA (20 U.S.C. section 1070b et seq.). The program was initially authorized and incorporated into the Higher Education Act by the Education Amendments of 1972 (Public Law 92-318). It superseded the Educational Opportunity Grants Program that was established in 1965 by the Higher Education Act. These grants are provided to undergraduate students with exceptional financial need, with priority given to Pell Grant recipients. As with the Pell Grant Program, whenever an institution encounters serious difficulty in collecting the overpayment, the institution shall submit the account to ED for collection. Laws and Regulations Governing Collection Activity The principal statutes and regulations governing ED\'s collection activity are listed below. The contractor is required to comply with all applicable Federal and State laws relating to debt collection and the Privacy Act. Failure to comply will result in immediate punitive measure and/or termination of the contract agreement. \-- Title IV, Part B of the HEA (20 U.S.C. 1071 et seq.) and the implementing regulations (34 CFR Part 682 \-- formerly 45 CFR Part 177); Title IV, Part E of the HEA (20 U.S.C. 1087aa et seq.) and implementing regulations (34 CFR Part 674 \-- formerly 45 CFR Part 174): and other provisions of Title IV of the Higher Education Act, as amended, including 20 U.S.C. 1091a and 1095a. \-- The Federal Claims Collection Standards (4 CFR Parts 101-105). \-- The Bankruptcy Code, as amended (11 U.S.C. 101 et seq.), especially 523(a)(8)(B). \-- The Privacy Act of 1974 (5 U.S.C. 522a). \-- ED Debt Collection Regulations (34 CFR Part 30). **[ADDITIONAL DCS VOLUMES]{.underline}** **DCS NON-CONTROLLED CORRESPONDENCE** **ESTIMATED ANNUAL VOLUME** Responses with standard form letter requiring 15,000 research via ED-DMCS Response with standard paragraphs and/or 34,500 individual composition, requiring research via ED-DMCS Credit bureau inquiries requiring research 26,000 via ED-DMCS Mortgage inquiries requiring research via 7,500 ED-DMCS Financial status statements requiring 19,000 research via ED-DMCS **DCS CONTROLLED CORRESPONDENCE** **ESTIMATED ANNUAL VOLUME** Responses with standard paragraphs requiring research via ED-DMCS 800 Responses with standard paragraphs and/or 1,400 individual composition requiring research via ED-DMCS and/or account file Responses with standard paragraphs and/or 600 individual composition requiring research via ED-DMCS and/or account fle, and/or extensive research **ESTIMATED ANNUAL VOLUME OF BANKRUPTCY** **DOCUMENTATION** Bankruptcy Document - Not on ED-DMCS 15,000 Bankruptcy Document - Account on ED-DMCS 35,000 777
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Vermont Department of Environmental Conservation Waste Management Division Final Proposal for the State Innovations Grants 2004 1\. **PROJECT TITLE:** An Environmental Results Program for the Retail Gasoline Sales Sector 2\. **APPLICANT INFORMATION:** > Applicant Name: State of Vermont Department of Environmental > > Conservation (VT DEC), Waste Management Division > > Project Contact: Peter W. Marshall, VT DEC, Waste Management Division > > Address: 103 S. Main Street/West Office Bldg. > > Waterbury, Vermont 05671-0404 > > Phone: (802) 241-3868 > > Fax: (802) 241-3296 > > Email: <peter.marshall@anr.state.vt.us> 3\. **FUNDING REQUESTED: [\[Financial information redacted\]]{.mark}** 4\. **PROJECT PERIOD: [September 2004 - September 2006 (may be adjusted ]{.underline}** **[depending on EPA Award Date)]{.underline}** 5\. **NARRATIVE WORKPLAN** **Project Background** This project would use the Environmental Results Program (ERP) model to achieve a measurable improvement in compliance with sections of several federally delegated regulatory programs at facilities within the retail gasoline sales sector as well as other facilities regulated by the Vermont Underground Storage Tank (UST) program. The project seeks to measure and improve compliance at the subject facilities with: the Underground Storage Tank program, RCRA generator requirements; Stage II (and possibly Stage I) air rules; and the floor drain aspects of the Underground Injection Control (UIC) program. In addition, this project could evaluate compliance with the Spill Prevention Control & Countermeasures (SPCC) plan requirement. Enhanced outreach to the sector would focus on the use of a sector-specific regulatory and best management practices (BMPs) workbook to achieve cross-media compliance and pollution prevention, and to provide training for the sector. The State of Vermont currently has approximately 1.5 full-time equivalents (FTEs) conducting inspections in its federally delegated UST Program to oversee compliance with the Vermont Underground Storage Tank Regulations (VUSTR). The regulated community consists of approximately 2,400 USTs at approximately 1,100 facilities. The Vermont UST program currently conducts approximately 100 inspections per year and does not anticipate having new resources in the foreseeable future to significantly increase the number of inspections. At the current rate of inspection, it would take the Vermont UST Program over 10 years to evaluate each facility once. Under the ERP model, an assessment of every facility's compliance status would be conducted and submitted to VT DEC on an annual basis. The Vermont UST program is an established program seeking improved sector-wide compliance through development of a sector specific ERP Program. The ERP model can achieve this goal through a combination of enhanced technical assistance, outreach, targeted and random inspections, and a mandatory self-certification program. Retail gasoline sales sector facility operations have historically led to significant environmental impacts from the release of petroleum products to the environment. The following three graphics demonstrate the need to address this widespread and serious environmental problem of improper management of retail gasoline sector facilities. As these graphics show, the remediation of motor fuel UST (similar to an RGS definition) clean-up costs account for 70% of the Vermont Petroleum Cleanup Fund annual expenses. In addition, virtually no town has been spared from a release from an UST system. In addition, the Vermont RCRA program has found the retail gasoline sector to have unique, and very common, compliance problems. In the last few years, the Vermont RCRA program has forwarded formal enforcement cases against retail gasoline sector facilities involving 18 locations. Several of these cases also involved violations of the Vermont Underground Storage Tank Regulations as well as Stage II air violations. **Project Overview** An Environmental Results Project (ERP) is a common sense approach to achieving enhanced environmental protection. The VT DEC proposes to use the ERP approach to assist Retail Gasoline Sector (RGS) facility owners and operators in understanding and complying with several applicable environmental program regulations and going beyond compliance to prevent pollution and provide for increased protection of public health and public and worker safety. The ERP approach provides facility owners and operators the information needed to maintain applicable operational requirements while also improving accountability to the public for environmental performance. This proposed Environmental Results Project will include the following typical components: - A workbook that includes Best Management Practices (BMPs) and compliance requirements. The workbook is a guide to compliance with the self-certification form mentioned below; - A BMP checklist for use by the facility in assessing the status of compliance, pollution prevention, and other health and safety practices; - A compliance self-certification form that the facility owners and operators are required to complete, sign and return. On the form, the facility owners and operators must certify the current compliance status of the facility and acknowledge that the facility must comply with all applicable environmental laws; - A Return to Compliance form that is used to address compliance problems identified in the self-certification process that cannot be corrected at that time. The form establishes a return to compliance schedule and deadline for compliance. This form must be signed and returned when a facility cannot certify full compliance with all applicable regulatory requirements; - Workshops to provide technical and compliance assistance to facility owners and operators, and to provide training on the requirements of the ERP process; - Inspections by the VT DEC to confirm the accuracy of the certifications and compliance with the applicable environmental regulations; and - Ongoing technical and compliance assistance by telephone, on-site assistance (as resources allow), and a project-specific web page with FAQs and additional resources. This project facilitates the transfer of innovation by being designed to accommodate: additional regulatory requirements within this sector program; the use of the project model for other industry sectors and regulatory programs within Vermont; and the use of the project model by other states. The project would be fully documented, modular in design, and tracked on the project's web site. It is anticipated that this project will serve as a model for other sectors where there is overlap between regulatory programs, or pollution prevention opportunities, to communicate with one voice to regulated community in order to promote multi-media compliance. This proposal is designed to coordinate programs where they overlap naturally rather than force a multi-media model in a situation where it does not belong. This approach may likely be widely used in the future as a successful alternative to the cumbersome multi-media programs of the past. This program seeks to increase both compliance within the sector as well as beyond compliance activities (reduce pollution) with a minimal increase in resources. **Project Workplan** This project proposes several areas of innovation: economy, modularity, assistance, and the communication of compliance results. First, due to a limited budget and limited grant availability, this project would demonstrate how to implement an "ERP on a shoestring." Because the ERP concept is now sufficiently established, the VT DEC can show through this proposal that a successful ERP can be maintained on a very limited budget. (The bulk of the grant money will go toward the development and initial implementation of the ERP). The second element of economy is the cost savings that will result from the coordination of reporting requirements of a number of currently uncoordinated reporting requirements from various programs, many driven by federal law. Both the regulated community and the VT DEC will benefit from these cost savings. The sector will receive more cost-effective (to the state) compliance assistance and well as compliance oversight thereby reducing potential environmental impacts. The second area of innovation involves modularity. This proposal would establish the ERP in a "modular" format that would allow for: (1) straightforward future expansion to cover new regulatory requirements or additional regulatory programs, and (2) easy transferability to new sectors and programs. It would be designed at the outset to serve as a model for two other areas which the VT DEC believes lend themselves to the ERP approach: the auto salvage sector and the Stormwater Program's multi-sector general permit. The project would be designed to be transferable to other states. A Vermont web page would track the project and serve as a repository for the project design and reports. The third area of innovation involves the broad use of technical and compliance assistance to enhance compliance while, at the same time, minimizing the potential for the cross-media transfer of pollutants. It appears likely that the Chafee Bill (S.195 - now before Congress) will soon require states to increase assistance efforts to the UST regulated community. The fourth area of innovation involves the ability of the ERP model to generate data that measures program performance. This is accomplished by comparing compliance rates from the initial inspections of a statistically valid number of facilities to the compliance rates found through random inspections after the information & education and self-certification phase of the project. As the public and policy makers increasingly demand results from governmental efforts, it is not enough to simply say that we are doing well in meeting our output goals; we need to be able to demonstrate the specific progress being made in meeting the desired outcome of enhanced environmental protection. Both environmental performance and performance measurement would be enhanced through more effective traditional inspections and enforcement that would be facilitated by the evaluation of self-certification statements. Project Schedule (Table) ----------------------------------------------------------------------------- Task/Milestone Task Description Start Date End Date --------------------- -------------------------------- ---------- ----------- Stakeholder Outreach Outreach to internal and 10/15/04 09/30/05 external stakeholders (including targeted facilities) about the project. Goals identification Finalize the goals of this 10/15/04 12/30/04 project, upon which metrics will be based Develop Logic Model Develop a logic model with 10/15/04 1/15/05 stakeholder involvement. Logic model can assist in development of metrics and data needs. Measures Development of metrics to be 12/30/04 3/30/05 identification tracked by this project. Prepare legislation Prepare draft legislation for 10/15/04 12/1/04 (1) generic ERP enabling legislation for agency (not necessary for this ERP, but helpful), and (2) fee legislation to cover program costs after grant period Revise UST Draft language for mandatory 10/15/04 12/15/04 Regulations self-certification for all UST facilities (or all UST facilities in the RGS) Formal APA Rule Average timeframe for selective 1/1/05 7/1/05 Revision Process rule revisions is 6 months Facility Determine the exact 10/30/04 12/30/04 identification characteristics of facilities to be targeted, and compile a list of facilities from reliable sources. Statistical Development of a statistical 1/1/05 3/1/05 methodology methodology to drive performance measurement and analytical tasks. Data input & Development and implementation 11/1/04 6/30/06 management of an approach to cost-effectively inputting and managing ERP data, including primary and secondary data. Primary data consists of data from inspection reports and facility forms (including self-certification forms). Secondary data sources include lists of facilities from regulatory and private sector databases. QAPP finalization & Finalize QAPP based upon results 3/1/05 5/1/05 approval of the measures identification, statistical methodology, and data management tasks. Primary data collection will not occur before relevant parts of the QAPP are finalized and approved by EPA. Baseline inspections Inspections at facilities to 5/1/05 7/1/05 establish a performance baseline. Facilities selected at random from the entire targeted population, based upon sample design from statistical methodology. Workbook and Finalization of workbook, 3/1/05 7/1/05 Certification Form outreach and assistance Finalization materials, web resources, and certification forms. Facility Delivery of compliance/technical 7/1/05 10/31/05 assistance/Outreach assistance to facilities, which is expected to take the form of workbooks, fact sheets and/or workshops. Self-certification Implementation of a mandatory 9/1/05 10/31/05 facility self-certification approach. Self-certification refers to the submission of a legally binding record of a facility's compliance and beyond-compliance practices. Self-Certification Self-Certification and RTC forms 10/31/05 10/31/05 Deadline due Analysis of Analysis of Self-Certification 11/1/05 12/15/05 Self-Certification data with primary purpose of Data identifying opportunities for selective follow-up (next step). Selective follow-up Selective follow-up with 12/15/05 3/15/06 self-certifying facilities, based upon analysis of self-certification data. Targeted follow-up may include phone calls, inspections and enforcement. Post-certification Inspections at facilities to 4/15/06 5/15/06 inspections establish whether sector performance measures (and other measures) have changed since the baseline. Inspection data also used to cross-check self-certification data at inspected facilities. Facilities selected at random from the entire targeted population, based upon sample design from statistical methodology. Data analysis Analysis of baseline, 5/15/06 7/15/06 self-certification, and post-certification data to understand change in facility performance and overall outcomes of interest. Assessment of project efficiency. Preparation of Final Draft and finalize final project 8/15/06 10/15/06 Project Report report. Reporting to EPA Reporting shall include 12/30/04 9/30/06 quarterly, annual and final reports. ----------------------------------------------------------------------------- The project would begin immediately after (1) a grant award, and (2) the approval of the Vermont legislative Joint Fiscal Committee. The project would begin with the selection of contractor to assist with the development of the project, internal VT DEC meetings among participating programs to determine the scope of the project, and the hiring of a project administrator. The Vermont UST Regulations would be amended to require the self-certifications. Legislation would also be drafted to set fees that would allow the project to be self-sufficient after the grant period. Broad enabling legislation for ERP-type projects that cross current programmatic boundaries would also be proposed. It is estimated that this initial work would be completed within four months. The second phase of the project would be to work with the selected contractor and stakeholders to develop an implementation plan covering the development of: the self-certification form, outreach materials, the sector-specific BMPs and compliance requirements workbook, statistical requirements for baseline and follow-up inspections, a data management system, and the creation of a tracking system for project performance. Baseline inspections would be conducted during this phase of the project. It is estimated this phase would be completed in 6-8 months. The third phase of the project would include the outreach efforts and all self-certification related activities. An information and education effort to notify the regulated sector of the initiative would be conducted early in this phase. This would consist of distributing information by mail and email, maintaining a web page devoted to the effort, and conducting a series of workshops around the state. The workbooks containing BMPs, compliance requirements, and the self-certification forms would be provided in this phase by mail. The workshops would provide direct outreach and training, and on-site technical and compliance assistance would be offered as resources allow. The workshops would also provide a forum to discuss the mandatory self-certification and provide guidance for its completion. A fee would be required with the submission of the self-certification. Enforcement efforts for failure to submit the self-certification form, the return to compliance form, and/or instances of significant non-compliance would be conducted in this phase as well. Post certification inspections would also be conducted in the certification phase. These inspections serve to verify self-certification data, return to compliance data, and provide further input into the statistical model to document changes from baseline conditions. The fourth phase of the project would involve the analysis of the data and the development of a report documenting results of the initial round of work. **ERP Development and Implementation** The VT DEC will rely to a large extent on a qualified ERP Contractor to assist in the development of the ERP experimental design, outreach initiatives, the statistical model, and necessary QAPP revisions. The ERP will be developed in consultation with broad stakeholder input that includes trade organizations and the direct involvement of the target facilities. The ERP will be developed to maximize the likelihood that measurable environmental results will accrue from the project. The ERP will also be developed in a manner that allows for the transfer of the project design to new sectors and programs in Vermont as well as to other states. Implementation of the ERP will follow the experimental model developed by the project and be governed by sound data collection and analysis procedures of the project QAPP. The QAPP will be amended as necessary to ensure data quality objectives are met and measurable environmental results are documented. The ERP Contractor will assist in the implementation of the ERP as outlined below: - Assist with project design - Develop statistical methodology - Assist VT DEC Information Technology (IT) staff in the development of necessary data systems and hardware infrastructure - Assist VT DEC staff in review and presentation of outreach materials - Assist VT DEC staff in stakeholder outreach, especially concerning the benefits of ERP from experiences of other states - Assist VT DEC staff in analysis of project data and presentation of results - Review data and provide QA/QC **ERP Process and Methodology** The ERP model will serve as a framework for coordinating the reporting that the various DEC regulatory programs require of these facilities. This coordination will enhance the DEC's ability to view compliance across programs and will reduce the paperwork burden for both the sector facilities and the DEC. Although the amount of paper processed by the sector facilities may at first be increased, the burden associated with that paperwork should decrease since it will be organized as the facilities operate, not as government operates, and will be accompanied by clear guidance for its completion. The various reporting requirements for this sector are currently program-driven and not coordinated. This project would minimize reporting burdens by consolidating as many reporting requirements as possible (others not currently identified can be added to the project at any time) while also reinforcing, both internally and externally, the notion that facility compliance crosses media and programmatic boundaries. It is anticipated that this coordination, and the automation of the certification report processing, will result in cost savings that will benefit the regulated community and the VT DEC. **Stakeholder Involvement** The project will seek broad stakeholder involvement in the design and implementation of the project. Stakeholders will include, at a minimum: the target facilities, trade groups, municipalities, environmental groups, all DEC programs with jurisdiction over target facilities, other state and federal programs with jurisdiction over target facilities, and the general public. Stakeholder meetings will be announced via mass-mailings and advertisements in media (TBD). Stakeholder meetings will be held in various locations around the state to maximize input. **Performance Measurement** This project focuses on priority environmental issues by targeting an industry sector that is present statewide with significant potential for environmental releases and emissions. The project is intended to improve compliance within the sector with requirements of four federally-delegated programs: UST, RCRA generator requirements, the Clean Air Act (CAA) Stage I & II requirements, and the Safe Drinking Water Act (SDWA) UIC requirements. This project would establish sector-specific, cross-media Best Management Practices (BMPs) as well as compliance guidance materials. The purpose of the BMPs would be to encourage facilities to go beyond compliance to reduce waste, pollution, and emissions through the use of better operation and maintenance practices as well as pollution prevention practices. This project would encourage the regulated community to achieve reduced compliance costs by addressing all compliance and environmental issues at once through cross-media BMPs (that lead to compliance) rather than narrowly focusing on whatever problem was identified during the last regulatory inspection. This project will build on lessons learned from the last decade of searching for ways to measure prevention efforts by using a mechanism (ERP) that specifically measures results. The project is likely to produce quantifiable reductions in hazardous waste generation as well as quantifiable improvements in compliance with all four prevention programs. While one of the main goals is to reduce spills and leaks from UST facilities, the lag time between occurrence and detection may prevent quantification of these goals. This project establishes goals for innovation, and indicators to measure progress toward those goals, by using the ERP model for the project's structure. The project is designed to demonstrate accountability for environmental results within the sector by measuring progress towards the key project indicators from the various project programs on an annual basis. The information concerning project design, tracking, measurement, and reporting of results will all be maintained on a web page devoted to this project. Results from the project would be generated annually after the first implementation year. Specific goals for the project would include both environmental result goals as well as compliance goals. The environmental result goals would be derived from the key indicators of the project and would likely include measures of: UST releases, air emissions, and hazardous waste generation (sumps, spill buckets, and releases). The compliance goals for the project are: \- to reach approximately 85% participation by the sector facilities during the first certification year. \- to reach 100% participation by the sector facilities by the end of the second certification year. \- to improve the initial rates of compliance (as determined by the initial and follow-up random inspections) with selected UST, RCRA, Air and UIC requirements by 20% by the end of the first certification year (the second project year). In the long-term, it is expected that this approach will yield: annual multi-media compliance measures across all facilities in the sector; improved sector-wide compliance; reduced emissions and releases; reduced costs of compliance and program administration; and improved communication between the regulated community and the VT DEC concerning compliance (regulatory improvements, self-reporting). **Data Quality Assessment, Validation and Usability** Data quality will vary. The quality of the data required to demonstrate compliance with applicable regulations will be consistent with what is currently required by the various regulatory programs. Both data and secondary data will be validated using protocols to be developed in accordance with the project QAPP, as revised. Cross-checks will be used wherever possible. Data will be analyzed to ensure that unusable data is identified and removed from consideration under the project. Further descriptions of assessment, validation, and usability can be found in the project QAPP. **Data Analysis** All data analysis will be governed by the project-specific QAPP. **Measurable Environmental Improvement** This project is designed to improve environmental results by the intended outcomes of: reducing the threat of releases of petroleum, hazardous wastes, and hazardous materials to groundwater (a significant source of drinking water in Vermont) and soils through enhanced compliance with UST, RCRA, UIC, and sector-specific BMPs; reducing air emissions through enhanced Stage II vapor recovery compliance; and reducing hazardous waste generation through the use of the BMPs. The ERP model will allow for the measurement of annual compliance progress *for the entire sector, with several environmental laws*. This proposed ERP model consists of an initial round of inspections of a statistically valid number of facilities, sector-based multimedia outreach and education, a mandatory multi-media self-certification on a sector-specific form, a processing fee, and data analysis that would result in statistically valid compliance reports to document project performance. Current environmental programs tend to measure outputs rather than outcomes, whereas this approach would measure environmental results on a holistic cross-media basis. **Public Involvement** Public involvement will be carried out as part of the stakeholder involvement since the target facilities represent a sector that has had historical impacts on neighborhoods from releases of petroleum to soils and groundwater. It is anticipated that the public will participate to improve the compliance status of these facilities **Reporting** Quarterly reporting to EPA will provide the status of the pilot project and progress towards milestones on the project schedule. **Project Budget (estimated)** See attached budget sheet. **Pilot Project Organization, Roles and Responsibilities** This pilot project will be managed from the Waste Management Division of the VT DEC. Three supervisors from the Division will have key roles in establishing the project and providing oversight of personnel and resources. These three supervisors are Peter Marshall (project manager), Chief of the Hazardous Waste Management & Prevention Section; Marc Roy, Chief of the Hazardous Waste Technical Services Section; and Ted Unkles, UST Program Supervisor. Resumes for these three key personnel are attached. They have over 40 years combined experience in working with the VT DEC with UST and hazardous waste management programs.
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**Funding Advisory Opinion** **FAO-08-012** **Date Issued:** > September 26, 2008 **Requestor:** > Wayne County, New York Board of Elections (AOR-08-023) **Question:** > May a county use Help America Vote Act (HAVA) funds to pay poll > workers to attend a newly created all-day training session and to pay > for lunch provided during the training session? **Answer:** > HAVA Section 101 funds and, under certain circumstances, Section 251 > funds[^1] may be used to pay poll workers (1) to attend an all-day > training session and (2) to pay for lunch during the training session, > if the payments and the levels of payment for such activities are > consistent with previously established policies of the county, does > not supplant previous training expenditures, is consistent with the > State's HAVA state plan, and is approved for use by the State. The > office of the chief State election official is ultimately responsible > for determining how the State plans to utilize HAVA funds and whether > counties and other subrecipients can expend HAVA funds on certain > activities. **Discussion:** *Allowable, allocable, and reasonable:* > To meet federal standards, a cost charged to a federal award, such as > HAVA, must be allowable, allocable, and reasonable. First, the federal > cost principles applicable to a recipient determine general > allowability. The cost principles applicable to States and local > government is 2 CFR 225 (A-87). 2 CFR 225 Appendix B Sections 27 and > 42 support the conclusion that funds may be used to pay poll workers > to attend training sessions including expenses incurred for providing > lunch. Specifically, Section 27 states that costs incurred for > meetings, including meals, transportation, and rental of facilities, > where the primary purpose is dissemination of technical information > are allowable. Likewise, Section 42 further states that cost of > training provided for employee development is generally an allowable > cost. > > Second, a cost must also be allocable to the specific award. In terms > of HAVA funds, Section 101(b)(1)(D) specifically states that Section > 101 funds may be used to train election officials, poll workers, and > election volunteers. Additionally, this activity could be labeled an > activity to improve the administration of elections for Federal > office, for which Section 251 requirements payments could be used upon > certification to the Election Assistance Commission (EAC) that the > State (1) has implemented the requirements of Title III or (2) will > not exceed an amount equal to the minimum payment amount applicable to > the State for such expenditures. See Funding Advisory FAO 08-011 for > specific information on allowable uses of Section 251 funds for poll > worker training. > > Finally, the cost must be reasonable, which is to say that the cost > does not exceed that which would be incurred by a prudent person; the > cost is consistent with previously established policies; and that the > cost does not supplant established expenditures by the recipient. In > terms of training for election officials and poll workers, HAVA funds > could not be used in lieu of previously devoted State or local funds. > If the training program is a new effort, induced by the introduction > of HAVA provisions, it would be reasonable to charge the cost to HAVA. *State approval:* > The county has indicated that the State previously denied the county's > request to use HAVA funds for this purpose. Counties or local > governments are subrecipients of the State. The administration of > federal funds lies within the discretion of the primary grant > recipient and not the subrecipient. It is within the State's > discretion to make this determination and prohibit counties and other > subrecipients from utilizing HAVA funding for particular activities, > even if the expenses are generally allowable using HAVA funds. [^1]: Section 251 funds may be used to fund poll worker training only in limited circumstances or when the state has: (1) certified that it complies with all Title III requirements; or (2) certifies that it will use an amount less than or equal to the minimum payment to fund this and other improvement activities. See EAC Advisory Opinion FAO-08-011.
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REMARKS BY CHAIRMAN ARTHUR LEVITT SECURITIES AND EXCHANGE COMMISSION THE "NUMBERS GAME" NYU CENTER FOR LAW AND BUSINESS, NEW YORK, N.Y. SEPTEMBER 28, 1998 Thank you very much. Dean Daly, Dean Sexton and to everyone gathered this evening, thank you for welcoming me tonight. I am honored to be here on such an auspicious evening for both NYU and Bill Allen. The creation of the Center for Law and Business recognizes an important truth: we cannot continue to view the worlds of business and law as parallel but separate universes. And NYU could not have selected a more qualified or thoughtful individual than Bill as its first director. His leadership of the Delaware Court of Chancery -- acknowledged as the nation's most influential arbiter of corporate law -- confirmed his reputation as a great thinker who effortlessly bridges the worlds of law and business. I've heard from friends on Wall Street that it's a far less stressful experience to hear Bill lecture in front of a classroom than from his former seat on the bench. Seven months ago, I expressed concerns about selective disclosure. Through conference calls or embargoed press releases, analysts and institutional investors often hear about material news before it is made public. In the interval, there is a great deal of unusual trading. The practice had been going on for a long time. And, while everyone was aware of it, and most were extremely uncomfortable with it, few spoke out. As the investor's advocate, the SEC did and we will continue to do so. Well, today, I'd like to talk to you about another widespread, but too little-challenged custom: earnings management. This process has evolved over the years into what can best be characterized as a game among market participants. A game that, if not addressed soon, will have adverse consequences for America's financial reporting system. A game that runs counter to the very principles behind our market's strength and success. Increasingly, I have become concerned that the motivation to meet Wall Street earnings expectations may be overriding common sense business practices. Too many corporate managers, auditors, and analysts are participants in a game of nods and winks. In the zeal to satisfy consensus earnings estimates and project a smooth earnings path, wishful thinking may be winning the day over faithful representation. As a result, I fear that we are witnessing an erosion in the quality of earnings, and therefore, the quality of financial reporting. Managing may be giving way to manipulation; Integrity may be losing out to illusion. Many in corporate America are just as frustrated and concerned about this trend as we, at the SEC, are. They know how difficult it is to hold the line on good practices when their competitors operate in the gray area between legitimacy and outright fraud. A gray area where the accounting is being perverted; where managers are cutting corners; and, where earnings reports reflect the desires of management rather than the underlying financial performance of the company. Tonight, I want to talk about why integrity in financial reporting is under stress and explore five of the more common accounting gimmicks we've been seeing. Finally, I will outline a framework for a financial community response to this situation. This necessary response involves improving both our accounting and disclosure rules, as well as the oversight and function of outside auditors and board audit committees. I am also calling upon a broad spectrum of capital market participants, from corporate management to Wall Street analysts to investors, to stand together and re-energize the touchstone of our financial reporting system: transparency and comparability. This is a financial community problem. It can't be solved by a government mandate: it demands a financial community response. THE ROLE OF FINANCIAL REPORTING IN OUR ECONOMY Today, America's capital markets are the envy of the world. Our efficiency, liquidity and resiliency stand second to none. Our position, no doubt, has benefited from the opportunity and potential of the global economy. At the same time, however, this increasing interconnectedness has made us more susceptible to economic and financial weakness half a world away. The significance of transparent, timely and reliable financial statements and its importance to investor protection has never been more apparent. The current financial situations in Asia and Russia are stark examples of this new reality. These markets are learning a painful lesson taught many times before: investors panic as a result of unexpected or unquantifiable bad news. If a company fails to provide meaningful disclosure to investors about where it has been, where it is and where it is going, a damaging pattern ensues. The bond between shareholders and the company is shaken; investors grow anxious; prices fluctuate for no discernible reasons; and the trust that is the bedrock of our capital markets is severely tested. THE PRESSURE TO "MAKE YOUR NUMBERS" While the problem of earnings management is not new, it has swelled in a market that is unforgiving of companies that miss their estimates. I recently read of one major U.S. company, that failed to meet its so-called "numbers" by one penny, and lost more than six percent of its stock value in one day. I believe that almost everyone in the financial community shares responsibility for fostering a climate in which earnings management is on the rise and the quality of financial reporting is on the decline. Corporate management isn't operating in a vacuum. In fact, the different pressures and expectations placed by, and on, various participants in the financial community appear to be almost self-perpetuating. This is the pattern earnings management creates: companies try to meet or beat Wall Street earnings projections in order to grow market capitalization and increase the value of stock options. Their ability to do this depends on achieving the earnings expectations of analysts. And analysts seek constant guidance from companies to frame those expectations. Auditors, who want to retain their clients, are under pressure not to stand in the way. ACCOUNTING HOCUS-POCUS Our accounting principles weren't meant to be a straitjacket. Accountants are wise enough to know they cannot anticipate every business structure, or every new and innovative transaction, so they develop principles that allow for flexibility to adapt to changing circumstances. That's why the highest standards of objectivity, integrity and judgment can't be the exception. They must be the rule. Flexibility in accounting allows it to keep pace with business innovations. Abuses such as earnings management occur when people exploit this pliancy. Trickery is employed to obscure actual financial volatility. This, in turn, masks the true consequences of management's decisions. These practices aren't limited to smaller companies struggling to gain investor interest. It's also happening in companies whose products we know and admire. So what are these illusions? Five of the more popular ones I want to discuss today are "big bath" restructuring charges, creative acquisition accounting, "cookie jar reserves," "immaterial" misapplications of accounting principles, and the premature recognition of revenue. "Big Bath" Charges Let me first deal with "Big Bath" restructuring charges. Companies remain competitive by regularly assessing the efficiency and profitability of their operations. Problems arise, however, when we see large charges associated with companies restructuring. These charges help companies "clean up" their balance sheet -- giving them a so-called "big bath." Why are companies tempted to overstate these charges? When earnings take a major hit, the theory goes Wall Street will look beyond a one-time loss and focus only on future earnings. And if these charges are conservatively estimated with a little extra cushioning, that so-called conservative estimate is miraculously reborn as income when estimates change or future earnings fall short. When a company decides to restructure, management and employees, investors and creditors, customers and suppliers all want to understand the expected effects. We need, of course, to ensure that financial reporting provides this information. But this should not lead to flushing all the associated costs -- and maybe a little extra -- through the financial statements. Creative Acquisition Accounting Let me turn now to the second gimmick. In recent years, whole industries have been remade through consolidations, acquisitions and spin-offs. Some acquirers, particularly those using stock as an acquisition currency, have used this environment as an opportunity to engage in another form of "creative" accounting. I call it "merger magic." I am not talking tonight about the pooling versus purchase problem. Some companies have no choice but to use purchase accounting -- which can result in lower future earnings. But that's a result some companies are unwilling to tolerate. So what do they do? They classify an ever-growing portion of the acquisition price as "in-process" Research and Development, so -- you guessed it -- the amount can be written off in a "one-time" charge -- removing any future earnings drag. Equally troubling is the creation of large liabilities for future operating expenses to protect future earnings -- all under the mask of an acquisition. Miscellaneous "Cookie Jar Reserves" A third illusion played by some companies is using unrealistic assumptions to estimate liabilities for such items as sales returns, loan losses or warranty costs. In doing so, they stash accruals in cookie jars during the good times and reach into them when needed in the bad times. I'm reminded of one U.S. company who took a large one-time loss to earnings to reimburse franchisees for equipment. That equipment, however, which included literally the kitchen sink, had yet to be bought. And, at the same time, they announced that future earnings would grow an impressive 15 percent per year. "Materiality" Let me turn now to the fourth gimmick -- the abuse of materiality -- a word that captures the attention of both attorneys and accountants. Materiality is another way we build flexibility into financial reporting. Using the logic of diminishing returns, some items may be so insignificant that they are not worth measuring and reporting with exact precision. But some companies misuse the concept of materiality. They intentionally record errors within a defined percentage ceiling. They then try to excuse that fib by arguing that the effect on the bottom line is too small to matter. If that's the case, why do they work so hard to create these errors? Maybe because the effect can matter, especially if it picks up that last penny of the consensus estimate. When either management or the outside auditors are questioned about these clear violations of GAAP, they answer sheepishly ......."It doesn't matter. It's immaterial." In markets where missing an earnings projection by a penny can result in a loss of millions of dollars in market capitalization, I have a hard time accepting that some of these so-called non-events simply don't matter. Revenue Recognition Lastly, companies try to boost earnings by manipulating the recognition of revenue. Think about a bottle of fine wine. You wouldn't pop the cork on that bottle before it was ready. But some companies are doing this with their revenue -- recognizing it before a sale is complete, before the product is delivered to a customer, or at a time when the customer still has options to terminate, void or delay the sale. ACTION PLAN Since U.S. capital market supremacy is based on the reliability and transparency of financial statements, this is a financial community problem that calls for timely financial community action. Therefore, I am calling for immediate and coordinated action: technical rule changes by the regulators and standard setters to improve the transparency of financial statements; enhanced oversight of the financial reporting process by those entrusted as the shareholders' guardians; and nothing less than a fundamental cultural change on the part of corporate management as well as the whole financial community. This action plan represents a cooperative public-private sector effort. It is essential that we work together to assure credibility and transparency. Our nine-point program calls for both regulators and the regulated to not only maintain, but increase public confidence which has made our markets the envy of the world. I believe this problem calls for immediate action that includes the following specific steps: Improving the Accounting Framework First, I have instructed the SEC staff to require well- detailed disclosures about the impact of changes in accounting assumptions. This should include a supplement to the financial statement showing beginning and ending balances as well as activity in between, including any adjustments. This will, I believe, enable the market to better understand the nature and effects of the restructuring liabilities and other loss accruals. Second, we are challenging the profession, through the AICPA, to clarify the ground rules for auditing of purchased R&D. We also are requesting that they augment existing guidance on restructurings, large acquisition write-offs, and revenue recognition practices. It's time for the accounting profession to better qualify for auditors what's acceptable and what's not. Third, I reject the notion that the concept of materiality can be used to excuse deliberate misstatements of performance. I know of one Fortune 500 company who had recorded a significant accounting error, and whose auditors told them so. But they still used a materiality ceiling of six percent earnings to justify the error. I have asked the SEC staff to focus on this problem and publish guidance that emphasizes the need to consider qualitative, not just quantitative factors of earnings. Materiality is not a bright line cutoff of three or five percent. It requires consideration of all relevant factors that could impact an investor's decision. Fourth, SEC staff will immediately consider interpretive accounting guidance on the do's and don'ts of revenue recognition. The staff will also determine whether recently published standards for the software industry can be applied to other service companies. Fifth, I am asking private sector standard setters to take action where current standards and guidance are inadequate. I encourage a prompt resolution of the FASB's projects, currently underway, that should bring greater clarity to the definition of a liability. Sixth, the SEC's review and enforcement teams will reinforce these regulatory initiatives. We will formally target reviews of public companies that announce restructuring liability reserves, major write-offs or other practices that appear to manage earnings. Likewise, our enforcement team will continue to root out and aggressively act on abuses of the financial reporting process. Improved Outside Auditing in the Financial Reporting Process Seventh, I don't think it should surprise anyone here that recent headlines of accounting failures have led some people to question the thoroughness of audits. I need not remind auditors they are the public's watchdog in the financial reporting process. We rely on auditors to put something like the good housekeeping seal of approval on the information investors receive. The integrity of that information must take priority over a desire for cost efficiencies or competitive advantage in the audit process. High quality auditing requires well-trained, well-focused and well-supervised auditors. As I look at some of the failures today, I can't help but wonder if the staff in the trenches of the profession have the training and supervision they need to ensure that audits are being done right. We cannot permit thorough audits to be sacrificed for re-engineered approaches that are efficient, but less effective. I have just proposed that the Public Oversight Board form a group of all the major constituencies to review the way audits are performed and assess the impact of recent trends on the public interest. Strengthening the Audit Committee Process And, finally, qualified, committed, independent and tough- minded audit committees represent the most reliable guardians of the public interest. Sadly, stories abound of audit committees whose members lack expertise in the basic principles of financial reporting as well as the mandate to ask probing questions. In fact, I've heard of one audit committee that convenes only twice a year before the regular board meeting for 15 minutes and whose duties are limited to a perfunctory presentation. Compare that situation with the audit committee which meets twelve times a year before each board meeting; where every member has a financial background; where there are no personal ties to the chairman or the company; where they have their own advisers; where they ask tough questions of management and outside auditors; and where, ultimately, the investor interest is being served. The SEC stands ready to take appropriate action if that interest is not protected. But, a private sector response that empowers audit committees and obviates the need for public sector dictates seems the wisest choice. I am pleased to announce that the financial community has agreed to accept this challenge. As part eight of this comprehensive effort to address earnings management, the New York Stock Exchange and the National Association of Securities Dealers have agreed to sponsor a "blue- ribbon" panel to be headed by John Whitehead, former Deputy Secretary of State and retired senior partner of Goldman, Sachs, and Ira Millstein, a lawyer and noted corporate governance expert. Within the next 90 days, this distinguished group will develop a series of far-ranging recommendations intended to empower audit committees and function as the ultimate guardian of investor interests and corporate accountability. They are going to examine how we can get the right people to do the right things and ask the right questions. Need for a Cultural Change Finally, I'm challenging corporate management and Wall Street to re-examine our current environment. I believe we need to embrace nothing less than a cultural change. For corporate managers, remember, the integrity of the numbers in the financial reporting system is directly related to the long-term interests of a corporation. While the temptations are great, and the pressures strong, illusions in numbers are only that -- ephemeral, and ultimately self-destructive. To Wall Street, I say, look beyond the latest quarter. Punish those who rely on deception, rather than the practice of openness and transparency. CONCLUSION Some may conclude that this debate is nothing more than an argument over numbers and legalistic terms. I couldn't disagree more. Numbers in the abstract are just that -- numbers. But relying on the numbers in a financial report are livelihoods, interests and ultimately, stories: a single mother who works two jobs so she can save enough to give her kids a good education; a father who labored at the same company for his entire adult life and now just wants to enjoy time with his grandchildren; a young couple who dreams of starting their own business. These are the stories of American investors. Our mandate and our obligations are clear. We must rededicate ourselves to a fundamental principle: markets exist through the grace of investors. Today, American markets enjoy the confidence of the world. How many half-truths, and how much accounting sleight-of-hand, will it take to tarnish that faith? As a former businessman, I experienced all kinds of markets, dealt with a variety of trends, fads, fears, and irrational exuberances. I learned that some habits die hard. But, more than anything else, I learned that progress doesn't happen overnight and it's not sustained through short cuts or obfuscation. It's induced, rather, by asking hard questions and accepting difficult answers. For the sake of our markets; for the sake of a globalized economy which depends so much on the reliability of America's financial system; for the sake of investors; and for the sake of a larger commitment not only to each other, but to ourselves, I ask that we join together to reinforce the values that have guided our capital markets to unparalleled supremacy. Together, through vigilance and trust, I know, we can succeed. Thank you.
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year day dechr hour min sec rh esh clong clat HGIlong br bt bn vp1r vp1t vp1n crot np1 vp1 Tp1 vaz vel Bx By Bz sBx sBy sBz nal val Tal np2 vp2 1977.0000 259.0000 0.0011 0.0000 0.0000 4.0000 0.7400 164.4600 354.8900 -7.1600 81.4396 -9.2800 6.0200 7.5400 435.0782 42.1232 36.0908 1659.0000 11.0500 438.6000 79152.0000 5.5300 -4.7200 9.2800 -6.0200 7.5400 0.6600 1.2300 1.3800 0.7300 432.3000 237969.0000 10.2100 434.7000 1977.0000 259.0000 0.0236 0.0000 1.0000 25.0000 0.7400 164.4600 354.8800 -7.1600 81.4429 -8.6600 5.5400 7.8200 435.2473 42.9832 40.1112 1659.0000 13.3100 439.2000 75296.0000 5.6400 -5.2400 8.6600 -5.5400 7.8200 0.5800 0.9800 1.1000 1.3600 426.9000 382915.0000 11.6100 435.5000 1977.0000 259.0000 0.0461 0.0000 2.0000 46.0000 0.7400 164.4600 354.8700 -7.1600 81.4462 -9.1300 6.1800 6.5100 437.4228 42.1961 39.2202 1659.0000 11.9700 441.2000 76716.0000 5.5100 -5.1000 9.1300 -6.1800 6.5100 0.4000 0.6500 0.6100 1.1100 430.3000 258954.0000 11.1300 436.4000 1977.0000 259.0000 0.0686 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3.4400 6.5500 0.8800 1.0900 0.7400 0.3500 789.7000 1045744.0000 8.4000 686.6000 1977.0000 259.0000 13.4867 13.0000 29.0000 12.0000 0.7400 164.5900 347.6000 -7.1700 82.1198 -7.9800 10.0800 -3.1300 756.0856 7.9180 -47.2182 1659.0000 10.8500 757.6000 459618.0000 0.6000 0.0000 7.9800 -10.0800 -3.1300 3.5600 1.4500 2.8300 0.0000 0.0000 0.0000 8.5700 758.3000 1977.0000 259.0000 13.5092 13.0000 30.0000 33.0000 0.7400 164.5900 347.5900 -7.1700 82.1231 -11.4700 4.6300 -5.8300 704.8438 -40.7645 -35.2302 1659.0000 11.0000 706.9000 509098.0000 -3.3100 0.0000 11.4700 -4.6300 -5.8300 0.9200 1.0400 1.1200 0.0000 0.0000 0.0000 9.0300 706.0000 1977.0000 259.0000 13.5225 13.0000 31.0000 21.0000 0.7400 164.5900 347.5800 -7.1700 82.1210 -12.8600 -0.1400 -3.4300 696.5020 -29.1921 -26.0493 1659.0000 8.7500 697.6000 550991.0000 -2.4000 2.1400 12.8600 0.1400 -3.4300 0.7700 3.5600 2.0100 0.4800 780.4000 1500424.0000 7.0500 696.0000 1977.0000 259.0000 13.5317 13.0000 31.0000 54.0000 0.7400 164.5600 347.5400 -7.2200 82.0864 -10.9100 -4.5700 -0.4200 0.0000 -0.0000 -0.0000 1660.0000 0.0000 0.0000 0.0000 0.0000 0.0000 10.9100 4.5700 -0.4200 2.5300 4.1000 5.5600 0.0000 0.0000 0.0000 0.0000 0.0000 1977.0000 259.0000 13.5542 13.0000 33.0000 15.0000 0.7400 164.5900 347.5600 -7.1700 82.1197 -7.5400 1.9100 -7.4800 746.9573 -94.0978 -64.2782 1659.0000 9.7400 755.6000 406967.0000 0.0000 4.8800 7.5400 -1.9100 -7.4800 2.8900 4.7000 5.2900 0.0400 966.5000 548028.0000 7.8400 757.8000 1977.0000 259.0000 13.5767 13.0000 34.0000 36.0000 0.7400 164.5900 347.5500 -7.1700 82.1230 2.5600 -10.5000 -3.5000 773.7963 -130.4611 -57.2129 1659.0000 9.5900 786.8000 535658.0000 -9.5700 4.1700 -2.5600 10.5000 -3.5000 3.4100 2.4800 2.6900 0.0000 0.0000 0.0000 7.8000 788.8000 1977.0000 259.0000 13.5992 13.0000 35.0000 57.0000 0.7400 164.5900 347.5400 -7.1700 82.1263 -7.1500 -6.9900 -3.5000 699.5995 -93.4708 -28.7187 1659.0000 10.1500 706.4000 582280.0000 -7.6100 2.3300 7.1500 6.9900 -3.5000 4.1300 3.6100 3.4600 0.0000 0.0000 0.0000 8.7200 712.0000 1977.0000 259.0000 13.6217 13.0000 37.0000 18.0000 0.7400 164.5900 347.5300 -7.1700 82.1296 -11.8400 -5.4500 1.8700 700.0745 -86.2064 -53.6555 1659.0000 9.4500 707.4000 580876.0000 -7.0200 4.3500 11.8400 5.4500 1.8700 0.7200 1.5800 1.1600 0.0000 0.0000 0.0000 8.0800 708.4000 1977.0000 259.0000 13.6442 13.0000 38.0000 39.0000 0.7400 164.5900 347.5100 -7.1700 82.1229 -13.0200 -2.5800 0.6400 697.2349 -58.1808 -58.5060 1659.0000 9.8800 702.1000 560658.0000 -4.7700 4.7800 13.0200 2.5800 0.6400 0.6600 2.1700 1.0800 0.4400 776.4000 1269029.0000 8.5200 704.9000 1977.0000 259.0000 13.6667 13.0000 40.0000 0.0000 0.7400 164.5900 347.5000 -7.1700 82.1262 -12.1000 -2.6600 -1.6300 691.0823 -58.1533 -59.8219 1659.0000 9.3100 696.1000 458890.0000 -4.8100 4.9300 12.1000 2.6600 -1.6300 1.0200 1.8000 1.6100 0.0000 0.0000 0.0000 7.9700 701.6000 1977.0000 259.0000 13.6892 13.0000 41.0000 21.0000 0.7400 164.5900 347.4900 -7.1700 82.1295 -12.1900 -5.4400 1.5100 697.8399 -86.4259 -24.5553 1659.0000 9.6100 703.6000 514816.0000 -7.0600 2.0000 12.1900 5.4400 1.5100 0.4000 0.5600 1.1100 0.0000 0.0000 0.0000 7.9800 706.6000 1977.0000 259.0000 13.7117 13.0000 42.0000 42.0000 0.7400 164.5900 347.4800 -7.1700 82.1328 -12.2100 3.3600 5.3500 0.0000 -0.0000 -0.0000 1659.0000 0.0000 0.0000 0.0000 0.0000 0.0000 12.2100 -3.3600 5.3500 0.8900 1.2800 1.0800 0.0000 0.0000 0.0000 0.0000 0.0000 1977.0000 259.0000 13.7342 13.0000 44.0000 3.0000 0.7400 164.5900 347.4600 -7.1700 82.1261 -10.9500 7.9300 0.0900 697.3876 -9.9815 -32.1594 1659.0000 9.0800 698.2000 537737.0000 -0.8200 2.6400 10.9500 -7.9300 0.0900 0.6700 1.3200 1.2200 0.0000 0.0000 0.0000 7.6800 695.0000 1977.0000 259.0000 13.7567 13.0000 45.0000 24.0000 0.7400 164.5900 347.4500 -7.1700 82.1294 -9.3900 9.6100 -3.5600 714.1460 -2.2436 -79.8523 1659.0000 8.3100 718.6000 572041.0000 -0.1800 6.3800 9.3900 -9.6100 -3.5600 0.7600 1.0900 0.9100 0.2900 774.1000 1005411.0000 6.8200 718.2000 1977.0000 259.0000 13.7792 13.0000 46.0000 45.0000 0.7400 164.5900 347.4400 -7.1700 82.1327 -9.4100 7.9300 -3.8000 709.9376 -20.6984 -89.8500 1659.0000 8.2800 715.9000 552238.0000 -1.6700 7.2100 9.4100 -7.9300 -3.8000 1.3100 1.4800 1.2600 0.2900 790.2000 1102708.0000 7.0000 721.2000 1977.0000 259.0000 13.8017 13.0000 48.0000 6.0000 0.7400 164.5900 347.4300 -7.1700 82.1360 -12.1600 5.7100 -1.4700 707.2878 -21.9803 -10.0045 1659.0000 8.8300 707.7000 587789.0000 -1.7800 0.8100 12.1600 -5.7100 -1.4700 0.8900 1.2700 3.2600 0.0000 0.0000 0.0000 7.2900 706.3000 1977.0000 259.0000 13.8242 13.0000 49.0000 27.0000 0.7400 164.5900 347.4200 -7.1700 82.1393 -11.1000 5.0000 4.9000 702.0134 -15.0728 -13.2373 1659.0000 8.6200 702.3000 547144.0000 -1.2300 1.0800 11.1000 -5.0000 4.9000 0.4800 0.6800 0.4600 0.0000 0.0000 0.0000 7.1500 698.7000 1977.0000 259.0000 13.8467 13.0000 50.0000 48.0000 0.7400 164.5900 347.4000 -7.1700 82.1326 -9.6000 8.5700 1.0700 705.1714 -10.7084 -25.1209 1659.0000 8.9700 705.7000 625159.0000 -0.8700 2.0400 9.6000 -8.5700 1.0700 1.7700 1.5300 1.2100 0.0000 0.0000 0.0000 7.1800 705.5000 1977.0000 259.0000 13.8692 13.0000 52.0000 9.0000 0.7400 164.5900 347.3900 -7.1700 82.1359 -11.5500 6.1100 2.7100 699.7296 -17.7120 -18.5734 1659.0000 8.4200 700.2000 541791.0000 -1.4500 1.5200 11.5500 -6.1100 2.7100 0.4700 0.8200 0.7300 0.0000 0.0000 0.0000 6.8800 698.6000 1977.0000 259.0000 13.8917 13.0000 53.0000 30.0000 0.7400 164.5900 347.3800 -7.1700 82.1392 -9.8000 7.3600 4.5900 708.8070 -7.1754 -28.0983 1659.0000 8.6900 709.4000 584671.0000 -0.5800 2.2700 9.8000 -7.3600 4.5900 0.8300 1.1800 0.8400 0.2900 774.0000 974642.0000 7.0500 710.5000 1977.0000 259.0000 13.9142 13.0000 54.0000 51.0000 0.7400 164.5900 347.3700 -7.1700 82.1425 -6.6900 9.7600 0.2100 697.9932 -80.8840 -7.1132 1659.0000 6.9400 702.7000 486749.0000 -6.6100 0.5800 6.6900 -9.7600 0.2100 2.1200 4.3100 2.7700 0.0000 0.0000 0.0000 5.6600 703.3000 1977.0000 259.0000 13.9367 13.0000 56.0000 12.0000 0.7400 164.5900 347.3600 -7.1700 82.1458 -12.4100 3.0700 2.3600 685.5968 -47.3404 -25.4398 1659.0000 8.0700 687.7000 454784.0000 -3.9500 2.1200 12.4100 -3.0700 2.3600 0.5600 0.9700 1.0000 0.0000 0.0000 0.0000 6.9100 685.2000 1977.0000 259.0000 13.9592 13.0000 57.0000 33.0000 0.7400 164.5900 347.3400 -7.1700 82.1391 -12.5100 -4.8300 0.9100 690.7167 -95.7220 -25.9351 1659.0000 8.4500 697.8000 481240.0000 -7.8900 2.1300 12.5100 4.8300 0.9100 0.3300 1.3000 1.2700 0.0000 0.0000 0.0000 6.8400 699.6000 1977.0000 259.0000 13.9817 13.0000 58.0000 54.0000 0.7400 164.5900 347.3300 -7.1700 82.1423 -13.1000 -0.7900 3.0500 685.4261 -35.4418 -27.6863 1659.0000 8.3800 686.9000 408578.0000 -2.9600 2.3100 13.1000 0.7900 3.0500 0.2600 1.2300 0.8700 0.0000 0.0000 0.0000 6.8400 687.8000 1977.0000 259.0000 14.0042 14.0000 0.0000 15.0000 0.7400 164.5900 347.3200 -7.1700 82.1457 -11.6700 5.4600 1.4300 690.7020 -53.8743 -0.3627 1659.0000 8.2200 692.8000 452861.0000 -4.4600 0.0300 11.6700 -5.4600 1.4300 1.3600 2.1100 1.9800 0.0000 0.0000 0.0000 6.8800 692.7000 1977.0000 259.0000 14.0267 14.0000 1.0000 36.0000 0.7400 164.5900 347.3100 -7.1700 82.1490 -11.7700 4.7300 4.3500 689.9903 -16.5015 -23.8607 1659.0000 8.2100 690.6000 435034.0000 -1.3700 1.9800 11.7700 -4.7300 4.3500 0.7200 1.2100 0.9300 0.0000 0.0000 0.0000 6.4900 691.2000 1977.0000 259.0000 14.0492 14.0000 2.0000 57.0000 0.7400 164.5900 347.2900 -7.1700 82.1423 -12.7800 3.5000 2.1800 677.7275 -56.4339 -17.5708 1659.0000 7.6800 680.3000 348287.0000 -4.7600 1.4800 12.7800 -3.5000 2.1800 0.2200 1.1900 1.2100 0.3300 744.1000 1141586.0000 6.6800 686.5000 1977.0000 259.0000 14.0717 14.0000 4.0000 18.0000 0.7400 164.5900 347.2800 -7.1700 82.1456 -11.9000 3.9900 -3.2300 702.5486 -19.1331 -79.5780 1659.0000 8.4800 707.3000 572872.0000 -1.5600 6.4600 11.9000 -3.9900 -3.2300 0.9400 0.9300 2.1200 0.0000 0.0000 0.0000 7.0800 706.7000 1977.0000 259.0000 14.0942 14.0000 5.0000 39.0000 0.7400 164.6000 347.2700 -7.1700 82.1488 -11.5900 5.8200 -0.1700 696.9759 -3.6494 -41.1644 1659.0000 8.2200 698.2000 493662.0000 -0.3000 3.3800 11.5900 -5.8200 -0.1700 0.9100 1.9500 2.1200 0.0000 0.0000 0.0000 6.7900 695.7000 1977.0000 259.0000 14.1167 14.0000 7.0000 0.0000 0.7400 164.6000 347.2600 -7.1700 82.1522 -11.2800 7.1400 -0.3800 698.1819 -9.2616 -49.5608 1659.0000 8.3100 700.0000 560866.0000 -0.7600 4.0600 11.2800 -7.1400 -0.3800 0.3500 0.5500 0.5600 0.0000 0.0000 0.0000 7.0500 697.4000 1977.0000 259.0000 14.1392 14.0000 8.0000 21.0000 0.7400 164.6000 347.2500 -7.1700 82.1554 -11.6300 6.7500 -1.0600 682.0482 -18.8131 -38.6248 1659.0000 8.2100 683.4000 327029.0000 -1.5800 3.2400 11.6300 -6.7500 -1.0600 0.4200 0.6300 0.7500 0.0000 0.0000 0.0000 6.6500 680.4000 1977.0000 259.0000 14.1617 14.0000 9.0000 42.0000 0.7400 164.6000 347.2300 -7.1700 82.1488 -12.4300 5.6800 -0.4500 690.1057 -6.0225 -53.4663 1659.0000 8.8900 692.2000 437632.0000 -0.5000 4.4300 12.4300 -5.6800 -0.4500 0.4400 0.6900 0.4900 0.0000 0.0000 0.0000 7.2900 697.7000 1977.0000 259.0000 14.1956 14.0000 11.0000 44.0000 0.7400 164.6000 347.2200 -7.1700 82.1588 -9.7400 7.2800 -4.2600 707.1432 4.0729 -64.6050 1659.0000 8.6200 710.1000 526718.0000 0.3300 5.2200 9.7400 -7.2800 -4.2600 0.7200 0.9700 0.5900 0.0000 0.0000 0.0000 6.9600 708.6000 1977.0000 259.0000 14.2011 14.0000 12.0000 4.0000 0.7400 164.6000 347.2100 -7.1700 82.1520 -9.2200 7.4100 -4.6600 705.7242 -9.7312 -80.7891 1659.0000 8.8900 710.4000 568038.0000 -0.7900 6.5300 9.2200 -7.4100 -4.6600 0.7000 1.0400 0.7800 0.3400 786.8000 731813.0000 7.3200 707.3000 1977.0000 259.0000 14.2125 14.0000 12.0000 45.0000 0.7400 164.5600 347.1700 -7.2200 82.1188 -9.2100 4.3900 -5.8100 0.0000 -0.0000 -0.0000 1660.0000 0.0000 0.0000 0.0000 0.0000 0.0000 9.2100 -4.3900 -5.8100 1.2700 2.3900 2.3800 0.0000 0.0000 0.0000 0.0000 0.0000 1977.0000 259.0000 14.2236 14.0000 13.0000 25.0000 0.7400 164.5600 347.1700 -7.2200 82.1254 -12.1700 3.0400 1.8000 0.0000 -0.0000 -0.0000 1660.0000 0.0000 0.0000 0.0000 0.0000 0.0000 12.1700 -3.0400 1.8000 0.4400 1.6200 1.9300 0.0000 0.0000 0.0000 0.0000 0.0000 1977.0000 259.0000 14.2425 14.0000 14.0000 33.0000 0.7400 164.6000 347.1900 -7.1700 82.1565 -4.0200 8.4700 -6.9600 786.3975 -18.8071 -120.5107 1659.0000 9.0100 795.8000 683424.0000 -1.3700 8.7100 4.0200 -8.4700 -6.9600 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 7.2500 799.9000 1977.0000 259.0000 14.9625 14.0000 57.0000 45.0000 0.7400 164.6000 346.8000 -7.1700 82.1920 -8.5100 7.8700 4.9800 691.1939 -14.9612 -14.1197 1659.0000 8.9000 691.5000 533891.0000 -1.2400 1.1700 8.5100 -7.8700 4.9800 0.0000 0.0000 0.0000 0.3500 746.8000 1076097.0000 7.2800 693.7000 1977.0000 259.0000 15.6825 15.0000 40.0000 57.0000 0.7400 164.6100 346.4100 -7.1700 82.2276 -5.5800 11.8100 -2.5700 712.5097 6.8398 -50.0758 1659.0000 8.7900 714.3000 593922.0000 0.5500 4.0200 5.5800 -11.8100 -2.5700 0.0000 0.0000 0.0000 0.3300 763.9000 911855.0000 7.0700 713.9000 1977.0000 259.0000 16.4025 16.0000 24.0000 9.0000 0.7400 164.6200 346.0200 -7.1700 82.2631 -8.4700 2.2100 8.9600 707.1710 -14.8131 30.8825 1659.0000 7.5700 708.0000 469389.0000 0.0000 -2.5000 8.4700 -2.2100 8.9600 0.0000 0.0000 0.0000 0.3500 748.3000 878799.0000 6.0800 708.0000 1977.0000 259.0000 17.1225 17.0000 7.0000 21.0000 0.7400 164.6300 345.6300 -7.1700 82.2987 -0.0000 -0.0000 0.0000 662.7205 -34.1518 -0.3475 1659.0000 6.3800 663.6000 226041.0000 -2.9500 0.0300 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.1300 736.5000 844287.0000 5.0100 664.4000 1977.0000 259.0000 17.8425 17.0000 50.0000 33.0000 0.7400 164.6300 345.2400 -7.1700 82.3342 -0.0000 -0.0000 0.0000 699.6556 28.8350 -62.1261 1659.0000 5.4400 703.0000 276249.0000 2.3600 5.0700 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.1800 744.1000 798133.0000 4.6100 699.7000 1977.0000 259.0000 18.5625 18.0000 33.0000 45.0000 0.7400 164.6400 344.8500 -7.1700 82.3697 -0.0000 -0.0000 0.0000 727.0162 32.3779 -63.4768 1659.0000 4.2100 730.5000 315646.0000 2.5500 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.2500 759.7000 1209362.0000 3.5900 732.8000 1977.0000 259.0000 19.2825 19.0000 16.0000 57.0000 0.7400 164.6500 344.4700 -7.1700 82.4152 -0.0000 -0.0000 0.0000 731.4235 20.6860 -62.7302 1659.0000 4.9300 734.4000 344648.0000 0.0000 4.9000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.1700 774.0000 1448240.0000 4.3000 734.7000 1977.0000 259.0000 20.0025 20.0000 0.0000 9.0000 0.7400 164.6500 344.0800 -7.1800 82.4508 -0.0000 -0.0000 0.0000 683.4498 8.2310 0.9543 1659.0000 4.7100 683.5000 240334.0000 0.6900 -0.0800 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.1900 740.6000 1408531.0000 3.8900 679.6000 1977.0000 259.0000 20.7225 20.0000 43.0000 21.0000 0.7400 164.6600 343.6900 -7.1800 82.4863 -0.0000 -0.0000 0.0000 685.8996 -21.5553 22.2853 1659.0000 4.6900 686.6000 283370.0000 -1.8000 -1.8600 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.1500 756.8000 697509.0000 3.9100 688.2000 1977.0000 259.0000 21.4425 21.0000 26.0000 33.0000 0.7300 164.6700 343.3000 -7.1800 82.5218 -0.0000 -0.0000 0.0000 776.5624 62.4807 31.2908 1659.0000 4.0700 779.7000 275885.0000 4.6000 -2.3000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.1600 771.9000 938051.0000 3.1100 775.1000 1977.0000 259.0000 22.1625 22.0000 9.0000 45.0000 0.7300 164.6800 342.9100 -7.1800 82.5574 -0.0000 -0.0000 0.0000 701.6526 14.2075 26.5923 1659.0000 3.9600 702.3000 234617.0000 1.1600 -2.1700 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.1400 761.6000 800628.0000 3.3400 702.8000 1977.0000 259.0000 22.8825 22.0000 52.0000 57.0000 0.7300 164.6800 342.5200 -7.1800 82.5929 -0.0000 -0.0000 0.0000 713.8646 -28.0478 -26.3213 1659.0000 4.9900 714.9000 240022.0000 -2.2500 2.1100 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.1600 782.4000 827239.0000 3.9000 718.7000 1977.0000 259.0000 23.6025 23.0000 36.0000 9.0000 0.7300 164.6900 342.1300 -7.1800 82.6284 -0.0000 -0.0000 0.0000 713.7147 4.7336 -9.9662 1659.0000 5.1400 713.8000 183525.0000 0.3800 0.8000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.1900 760.6000 918508.0000 4.1000 710.6000
it
log-files
883988
! Started logfile: 1657-261_S.log on Thu Jul 19 21:22:24 2007 observe 1657-261_S.edt ! Reading UV FITS file: 1657-261_S.edt ! AN table 1: 18 integrations on 171 of 171 possible baselines. ! AN table 2: 9 integrations on 171 of 171 possible baselines. ! AN table 3: 15 integrations on 171 of 171 possible baselines. ! AN table 4: 81 integrations on 171 of 171 possible baselines. ! Apparent sampling: 0.0948034 visibilities/baseline/integration-bin. ! *** This seems a bit low - see "help observe" on the binwid argument. ! Found source: 1657-261 ! Warning: Unknown AN-table MNTSTA value (3). ! Will assume that it is ground-based. ! Warning: Unknown AN-table MNTSTA value (3). ! Will assume that it is ground-based. ! Warning: Unknown AN-table MNTSTA value (3). ! Will assume that it is ground-based. ! Warning: Unknown AN-table MNTSTA value (3). ! Will assume that it is ground-based. ! ! There are 4 IFs, and a total of 4 channels: ! ! IF Channel Frequency Freq offset Number of Overall IF ! origin at origin per channel channels bandwidth ! ------------------------------------------------------------- (Hz) ! 01 1 2.23697e+09 8e+06 1 8e+06 ! 02 2 2.26697e+09 8e+06 1 8e+06 ! 03 3 2.35697e+09 8e+06 1 8e+06 ! 04 4 2.37697e+09 8e+06 1 8e+06 ! ! Polarization(s): RR ! ! Read 1332 lines of history. ! ! Reading 7976 visibilities. ![@gonzo5-0.4 1657-261_S] print "***********************************" ! *********************************** print "*** Using gonzo instruction set ***" ! *** Using gonzo instruction set *** print "***********************************" ! *********************************** float field_size field_size = 1024 float field_cell field_cell = 0.4 integer clean_niter clean_niter = 50 float clean_gain clean_gain = 0.03 float dynam dynam = 5.0 float win_mult win_mult = 1.8 float solint solint = 3.6/6.0 logical doflt doflt = true logical doamp float new_peak float flux_cutoff mapsize field_size,field_cell ! Map grid = 1024x1024 pixels with 0.400x0.400 milli-arcsec cellsize. select ! Selecting polarization: RR, channels: 1..4 ! Reading IF 1 channels: 1..1 ! Reading IF 2 channels: 2..2 ! Reading IF 3 channels: 3..3 ! Reading IF 4 channels: 4..4 startmod ! Applying default point source starting model. ! Performing phase self-cal ! Adding 1 model components to the UV plane model. ! The established model now contains 1 components and 1 Jy ! ! Correcting IF 1. ! A total of 342 telescope corrections were flagged in sub-array 1. ! A total of 171 telescope corrections were flagged in sub-array 2. ! A total of 207 telescope corrections were flagged in sub-array 3. ! A total of 1105 telescope corrections were flagged in sub-array 4. ! ! Correcting IF 2. ! A total of 342 telescope corrections were flagged in sub-array 1. ! A total of 171 telescope corrections were flagged in sub-array 2. ! A total of 201 telescope corrections were flagged in sub-array 3. ! A total of 1088 telescope corrections were flagged in sub-array 4. ! ! Correcting IF 3. ! A total of 342 telescope corrections were flagged in sub-array 1. ! A total of 171 telescope corrections were flagged in sub-array 2. ! A total of 218 telescope corrections were flagged in sub-array 3. ! A total of 1107 telescope corrections were flagged in sub-array 4. ! ! Correcting IF 4. ! A total of 342 telescope corrections were flagged in sub-array 1. ! A total of 171 telescope corrections were flagged in sub-array 2. ! A total of 226 telescope corrections were flagged in sub-array 3. ! A total of 1159 telescope corrections were flagged in sub-array 4. ! ! Fit before self-cal, rms=0.824462Jy sigma=0.010799 ! Fit after self-cal, rms=0.824451Jy sigma=0.010798 ! clrmod: Cleared the established, tentative and continuum models. ! Redundant starting model cleared. uvweight 2,-1 ! Uniform weighting binwidth: 2 (pixels). ! Gridding weights will be scaled by errors raised to the power -1. ! Radial weighting is not currently selected. doamp = false flux_cutoff = imstat(rms) * dynam ! Inverting map and beam ! Estimated beam: bmin=3.078 mas, bmaj=8.589 mas, bpa=-11.76 degrees ! Estimated noise=1811.96 mJy/beam. repeat if (peak(flux) > flux_cutoff) peakwin win_mult clean clean_niter,clean_gain flux_cutoff = imstat(rms) * dynam selfcal doamp, doflt, solint new_peak = peak(flux) until(new_peak<=flux_cutoff) ! Added new window around map position (0, 0). ! clean: niter=50 gain=0.03 cutoff=0 ! Component: 050 - total flux cleaned = 0.136743 Jy ! Total flux subtracted in 50 components = 0.136743 Jy ! Clean residual min=-0.009573 max=0.038138 Jy/beam ! Clean residual mean=-0.000056 rms=0.002813 Jy/beam ! Combined flux in latest and established models = 0.136743 Jy ! Performing phase self-cal over 0.6 minute time intervals ! Adding 1 model components to the UV plane model. ! The established model now contains 1 components and 0.136743 Jy ! ! Correcting IF 1. ! ! Correcting IF 2. ! ! Correcting IF 3. ! ! Correcting IF 4. ! ! Fit before self-cal, rms=0.081146Jy sigma=0.001053 ! Fit after self-cal, rms=0.081146Jy sigma=0.001053 ! Inverting map ! clean: niter=50 gain=0.03 cutoff=0 ! Component: 050 - total flux cleaned = 0.029818 Jy ! Total flux subtracted in 50 components = 0.029818 Jy ! Clean residual min=-0.006168 max=0.008316 Jy/beam ! Clean residual mean=-0.000033 rms=0.001709 Jy/beam ! Combined flux in latest and established models = 0.166561 Jy ! Performing phase self-cal over 0.6 minute time intervals ! Adding 1 model components to the UV plane model. ! The established model now contains 1 components and 0.166561 Jy ! ! Correcting IF 1. ! ! Correcting IF 2. ! ! Correcting IF 3. ! ! Correcting IF 4. ! ! Fit before self-cal, rms=0.070598Jy sigma=0.000923 ! Fit after self-cal, rms=0.070598Jy sigma=0.000923 ! Inverting map print "****************************************" ! **************************************** print "*** Finished Uniform Weighting CLEAN ***" ! *** Finished Uniform Weighting CLEAN *** print "****************************************" ! **************************************** uvweight 0,-1 ! Uniform weighting is not currently selected. ! Gridding weights will be scaled by errors raised to the power -1. ! Radial weighting is not currently selected. win_mult = win_mult * 1.6 clean_niter = clean_niter * 2 dynam = dynam - 0.5 doamp = false flux_cutoff = imstat(rms) * dynam ! Inverting map and beam ! Estimated beam: bmin=4.7 mas, bmaj=13.1 mas, bpa=-13.39 degrees ! Estimated noise=910.819 mJy/beam. repeat if (peak(flux) > flux_cutoff) peakwin win_mult clean clean_niter,clean_gain flux_cutoff = imstat(rms) * dynam selfcal doamp, doflt, solint new_peak = peak(flux) until(new_peak<=flux_cutoff) ! clean: niter=100 gain=0.03 cutoff=0 ! Component: 050 - total flux cleaned = 0.0101312 Jy ! Component: 100 - total flux cleaned = 0.0146418 Jy ! Total flux subtracted in 100 components = 0.0146418 Jy ! Clean residual min=-0.004605 max=0.005987 Jy/beam ! Clean residual mean=-0.000060 rms=0.001442 Jy/beam ! Combined flux in latest and established models = 0.181202 Jy ! Performing phase self-cal over 0.6 minute time intervals ! Adding 31 model components to the UV plane model. ! The established model now contains 31 components and 0.181202 Jy ! ! Correcting IF 1. ! ! Correcting IF 2. ! ! Correcting IF 3. ! ! Correcting IF 4. ! ! Fit before self-cal, rms=0.069316Jy sigma=0.000908 ! Fit after self-cal, rms=0.069317Jy sigma=0.000908 ! Inverting map print "****************************************" ! **************************************** print "*** Finished Natural Weighting CLEAN ***" ! *** Finished Natural Weighting CLEAN *** print "****************************************" ! **************************************** gscale true ! Performing overall amplitude self-cal ! ! Correcting IF 1. ! Telescope amplitude corrections in sub-array 1: ! BR 0.00* FD 0.00* GC 0.00* GG 0.00* ! HN 0.00* KP 0.00* LA 0.00* MA 0.00* ! MK 0.00* NL 0.00* NY 0.00* ON 0.00* ! OV 0.00* PT 0.00* SC 0.00* TC 0.00* ! TS 0.00* WF 0.00* WZ 0.00* ! ! Telescope amplitude corrections in sub-array 2: ! BR 0.00* FD 0.00* GC 0.00* GG 0.00* ! HN 0.00* KP 0.00* LA 0.00* MA 0.00* ! MK 0.00* NL 0.00* NY 0.00* ON 0.00* ! OV 0.00* PT 0.00* SC 0.00* TC 0.00* ! TS 0.00* WF 0.00* WZ 0.00* ! ! Telescope amplitude corrections in sub-array 3: ! BR 0.94 FD 1.13 GC 1.00* GG 1.00* ! HN 1.00* KP 0.89 LA 0.93 MA 1.00* ! MK 0.92 NL 1.00* NY 1.00* ON 1.00* ! OV 0.88 PT 1.00 SC 1.00* TC 1.00* ! TS 1.00* WF 1.00* WZ 1.00* ! ! A total of 15 telescope corrections were flagged in sub-array 4. ! Telescope amplitude corrections in sub-array 4: ! BR 0.93 FD 1.14 GC 1.00* GG 1.00* ! HN 0.99 KP 0.95 LA 1.01 MA 1.00* ! MK 1.00 NL 1.02 NY 1.00* ON 1.00* ! OV 0.94 PT 1.03 SC 1.05 TC 1.00* ! TS 1.00* WF 0.91 WZ 1.00* ! ! ! Correcting IF 2. ! Telescope amplitude corrections in sub-array 1: ! BR 0.00* FD 0.00* GC 0.00* GG 0.00* ! HN 0.00* KP 0.00* LA 0.00* MA 0.00* ! MK 0.00* NL 0.00* NY 0.00* ON 0.00* ! OV 0.00* PT 0.00* SC 0.00* TC 0.00* ! TS 0.00* WF 0.00* WZ 0.00* ! ! Telescope amplitude corrections in sub-array 2: ! BR 0.00* FD 0.00* GC 0.00* GG 0.00* ! HN 0.00* KP 0.00* LA 0.00* MA 0.00* ! MK 0.00* NL 0.00* NY 0.00* ON 0.00* ! OV 0.00* PT 0.00* SC 0.00* TC 0.00* ! TS 0.00* WF 0.00* WZ 0.00* ! ! A total of 3 telescope corrections were flagged in sub-array 3. ! Telescope amplitude corrections in sub-array 3: ! BR 0.90 FD 1.00 GC 1.00* GG 1.00* ! HN 1.00* KP 0.94 LA 1.04 MA 1.00* ! MK 1.22 NL 1.00* NY 1.00* ON 1.00* ! OV 1.10 PT 1.17 SC 1.00* TC 1.00* ! TS 1.00* WF 1.00* WZ 1.00* ! ! A total of 24 telescope corrections were flagged in sub-array 4. ! Telescope amplitude corrections in sub-array 4: ! BR 0.99 FD 1.02 GC 1.00* GG 1.00* ! HN 1.07 KP 1.02 LA 1.03 MA 1.00* ! MK 1.02 NL 1.06 NY 1.00* ON 1.00* ! OV 1.01 PT 1.03 SC 0.97 TC 1.00* ! TS 1.00* WF 0.88 WZ 1.00* ! ! ! Correcting IF 3. ! Telescope amplitude corrections in sub-array 1: ! BR 0.00* FD 0.00* GC 0.00* GG 0.00* ! HN 0.00* KP 0.00* LA 0.00* MA 0.00* ! MK 0.00* NL 0.00* NY 0.00* ON 0.00* ! OV 0.00* PT 0.00* SC 0.00* TC 0.00* ! TS 0.00* WF 0.00* WZ 0.00* ! ! Telescope amplitude corrections in sub-array 2: ! BR 0.00* FD 0.00* GC 0.00* GG 0.00* ! HN 0.00* KP 0.00* LA 0.00* MA 0.00* ! MK 0.00* NL 0.00* NY 0.00* ON 0.00* ! OV 0.00* PT 0.00* SC 0.00* TC 0.00* ! TS 0.00* WF 0.00* WZ 0.00* ! ! A total of 9 telescope corrections were flagged in sub-array 3. ! Telescope amplitude corrections in sub-array 3: ! BR 0.92 FD 0.94 GC 1.00* GG 1.00* ! HN 1.00* KP 0.94 LA 0.81 MA 1.00* ! MK 1.00 NL 1.00* NY 1.00* ON 1.00* ! OV 1.09 PT 1.05 SC 1.00* TC 1.00* ! TS 1.00* WF 1.00* WZ 1.00* ! ! A total of 18 telescope corrections were flagged in sub-array 4. ! Telescope amplitude corrections in sub-array 4: ! BR 0.98 FD 0.96 GC 1.00* GG 1.00* ! HN 1.06 KP 0.93 LA 0.93 MA 1.00* ! MK 1.00 NL 1.05 NY 1.00* ON 1.00* ! OV 0.99 PT 1.05 SC 1.05 TC 1.00* ! TS 1.00* WF 0.96 WZ 1.00* ! ! ! Correcting IF 4. ! Telescope amplitude corrections in sub-array 1: ! BR 0.00* FD 0.00* GC 0.00* GG 0.00* ! HN 0.00* KP 0.00* LA 0.00* MA 0.00* ! MK 0.00* NL 0.00* NY 0.00* ON 0.00* ! OV 0.00* PT 0.00* SC 0.00* TC 0.00* ! TS 0.00* WF 0.00* WZ 0.00* ! ! Telescope amplitude corrections in sub-array 2: ! BR 0.00* FD 0.00* GC 0.00* GG 0.00* ! HN 0.00* KP 0.00* LA 0.00* MA 0.00* ! MK 0.00* NL 0.00* NY 0.00* ON 0.00* ! OV 0.00* PT 0.00* SC 0.00* TC 0.00* ! TS 0.00* WF 0.00* WZ 0.00* ! ! A total of 15 telescope corrections were flagged in sub-array 3. ! Telescope amplitude corrections in sub-array 3: ! BR 1.16 FD 0.86 GC 1.00* GG 1.00* ! HN 1.00* KP 0.86 LA 1.00 MA 1.00* ! MK 1.35 NL 1.00* NY 1.00* ON 1.00* ! OV 1.22 PT 0.96 SC 1.00* TC 1.00* ! TS 1.00* WF 1.00* WZ 1.00* ! ! A total of 18 telescope corrections were flagged in sub-array 4. ! Telescope amplitude corrections in sub-array 4: ! BR 1.00* FD 0.95 GC 1.00* GG 1.00* ! HN 0.99 KP 0.97 LA 0.88 MA 1.00* ! MK 0.89 NL 1.02 NY 1.00* ON 1.00* ! OV 0.90 PT 1.06 SC 0.95 TC 1.00* ! TS 1.00* WF 0.94 WZ 1.00* ! ! ! Fit before self-cal, rms=0.069317Jy sigma=0.000908 ! Fit after self-cal, rms=0.067359Jy sigma=0.000884 dynam = dynam - 0.5 doamp = false flux_cutoff = imstat(rms) * dynam ! Inverting map and beam ! Estimated beam: bmin=4.722 mas, bmaj=13.27 mas, bpa=-12.88 degrees ! Estimated noise=918.296 mJy/beam. repeat if (peak(flux) > flux_cutoff) peakwin win_mult clean clean_niter,clean_gain flux_cutoff = imstat(rms) * dynam selfcal doamp, doflt, solint new_peak = peak(flux) until(new_peak<=flux_cutoff) ! Added new window around map position (-50, 90.4). ! clean: niter=100 gain=0.03 cutoff=0 ! Component: 050 - total flux cleaned = 0.00492293 Jy ! Component: 100 - total flux cleaned = 0.00597941 Jy ! Total flux subtracted in 100 components = 0.00597941 Jy ! Clean residual min=-0.004162 max=0.004014 Jy/beam ! Clean residual mean=-0.000037 rms=0.001075 Jy/beam ! Combined flux in latest and established models = 0.187182 Jy ! Performing phase self-cal over 0.6 minute time intervals ! Adding 23 model components to the UV plane model. ! The established model now contains 54 components and 0.187182 Jy ! ! Correcting IF 1. ! ! Correcting IF 2. ! ! Correcting IF 3. ! ! Correcting IF 4. ! ! Fit before self-cal, rms=0.067069Jy sigma=0.000879 ! Fit after self-cal, rms=0.067066Jy sigma=0.000878 ! Inverting map dynam = dynam - 1.0 doamp = true solint = solint * (6.0/3.6) flux_cutoff = imstat(rms) * dynam repeat if (peak(flux) > flux_cutoff) peakwin win_mult clean clean_niter,clean_gain flux_cutoff = imstat(rms) * dynam selfcal doamp, doflt, solint new_peak = peak(flux) until(new_peak<=flux_cutoff) ! clean: niter=100 gain=0.03 cutoff=0 ! Component: 050 - total flux cleaned = 0.000770643 Jy ! Component: 100 - total flux cleaned = 0.00090481 Jy ! Total flux subtracted in 100 components = 0.00090481 Jy ! Clean residual min=-0.004074 max=0.003429 Jy/beam ! Clean residual mean=-0.000035 rms=0.001012 Jy/beam ! Combined flux in latest and established models = 0.188087 Jy ! Performing amp+phase self-cal over 1 minute time intervals ! Adding 17 model components to the UV plane model. ! The established model now contains 66 components and 0.188087 Jy ! ! Correcting IF 1. ! ! Correcting IF 2. ! ! Correcting IF 3. ! ! Correcting IF 4. ! ! Fit before self-cal, rms=0.066997Jy sigma=0.000877 ! Fit after self-cal, rms=0.058650Jy sigma=0.000744 ! Inverting map and beam ! Estimated beam: bmin=4.737 mas, bmaj=13.38 mas, bpa=-12.89 degrees ! Estimated noise=922.845 mJy/beam. doamp = false solint = solint / (6.0/3.6) flux_cutoff = imstat(rms) * dynam repeat if (peak(flux) > flux_cutoff) peakwin win_mult clean clean_niter,clean_gain flux_cutoff = imstat(rms) * dynam selfcal doamp, doflt, solint new_peak = peak(flux) until(new_peak<=flux_cutoff) ! clean: niter=100 gain=0.03 cutoff=0 ! Component: 050 - total flux cleaned = -0.00163101 Jy ! Component: 100 - total flux cleaned = -0.00178172 Jy ! Total flux subtracted in 100 components = -0.00178172 Jy ! Clean residual min=-0.002296 max=0.002009 Jy/beam ! Clean residual mean=0.000003 rms=0.000574 Jy/beam ! Combined flux in latest and established models = 0.186305 Jy ! Performing phase self-cal over 0.6 minute time intervals ! Adding 20 model components to the UV plane model. ! The established model now contains 85 components and 0.186305 Jy ! ! Correcting IF 1. ! ! Correcting IF 2. ! ! Correcting IF 3. ! ! Correcting IF 4. ! ! Fit before self-cal, rms=0.058582Jy sigma=0.000743 ! Fit after self-cal, rms=0.058604Jy sigma=0.000743 ! Inverting map print "***********************************" ! *********************************** print "*** Finished Amplitude Self-Cal ***" ! *** Finished Amplitude Self-Cal *** print "***********************************" ! *********************************** save 1657-261_S ! Writing UV FITS file: 1657-261_S.uvf ! Writing 85 model components to file: 1657-261_S.mod ! wwins: Wrote 2 windows to 1657-261_S.win ! restore: Substituting estimate of restoring beam from last 'invert'. ! Restoring with beam: 4.737 x 13.38 at -12.89 degrees (North through East) ! Clean map min=-0.0022558 max=0.17527 Jy/beam ! Writing clean map to FITS file: 1657-261_S.fits ! Writing difmap environment to: 1657-261_S.par print "****************************" ! **************************** print "*** Now, make some plots ***" ! *** Now, make some plots *** print "****************************" ! **************************** ![@gonzo_plot 1657-261_S] device 1657-261_Suv.ps/vps,1,2 ! Attempting to open device: '1657-261_Suv.ps/vps' radplot ! Using default options string "m1" uvplot ! Using default options string "" device 1657-261_Sim.ps/vps ! Attempting to open device: '1657-261_Sim.ps/vps' uvweight 0,-1 ! Uniform weighting is not currently selected. ! Gridding weights will be scaled by errors raised to the power -1. ! Radial weighting is not currently selected. loglevs -1,2048,2 ! The new contour levels are: ! -1 1 2 4 8 16 32 64 128 256 512 1024 2048 cmul = imstat(rms)*3 ! Inverting map and beam ! Estimated beam: bmin=4.737 mas, bmaj=13.38 mas, bpa=-12.89 degrees ! Estimated noise=922.845 mJy/beam. mappl cln ! restore: Substituting estimate of restoring beam from last 'invert'. ! Restoring with beam: 4.737 x 13.38 at -12.89 degrees (North through East) ! Clean map min=-0.0022558 max=0.17527 Jy/beam ![Exited script file: gonzo_plot] ![Exited script file: gonzo5-0.4] quit ! Quitting program ! Log file 1657-261_S.log closed on Thu Jul 19 21:22:32 2007
en
log-files
615679
<!-- Title: Eve shift. Thu May 15, 2008 --> <!-- SciCo: Xin Wu --> <!-- DAQAce: Shang-yuu Tsai --> <!-- MonAce: &nbsp; --> <!-- CO: Jose Enrique Garcia --> <!-- OpManager: Steve Hahn --> <!-- Notes: --> <pre>Store 6141 colliding. L=63E30. Store will be terminated not later than 21h00. Shot setup follows. </pre> <!-- Date: Thu May 15 16:41:03.110 2008 --> ENCP TO TAPE in ProcMon just turned red. This happened once during last <a href= '/cgi/elog/elog.pl?nb=2008&action=view&page=405&frame=2&anchor=21:19:30.159'> eve shift </a> and a second time during <a href= '/cgi/elog/elog.pl?nb=2008&action=view&page=407&frame=2&anchor=11:22:25.865'> last shift </a>. Will keep an eye on it for the time being. <!-- Author: shangyuu :: (run <a href='/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262328' target=_top>262328</a>) --> <!-- Date: Thu May 15 17:08:08.438 2008 --> b0pcal02 became unresponsive. Shepherded successfully. <!-- Author: shangyuu :: (run <a href='/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262328' target=_top>262328</a>) --> <!-- Date: Thu May 15 17:09:11.584 2008 --> L2 Decision TO. 1 auto + 1 manula HRR fixed. <!-- Author: shangyuu :: (run <a href='/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262328' target=_top>262328</a>) --> <!-- Date: Thu May 15 17:24:35.215 2008 --> So I went out to get some water and when I returned the SciCo was already pointing at the RC saying there is some error, which turned out to be "CER_SVXMON_HALT_RECOVER_RUN_ERROR !!! Stuck Cellid S/B2/W4/L4/C0-6" RC was stuck red in ACTIVE. But jus t as I was about to issue an HRR, a L2 Decision TO came up and an auto HRR was issued to fixed both. <!-- Author: shangyuu :: (run <a href='/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262328' target=_top>262328</a>) --> <!-- Date: Thu May 15 17:28:46.100 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262328>262328</A> Terminated at 2008.05.15 17:28:34 <!-- Author: RunControl --> <!-- Date: Thu May 15 17:29:20.747 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262328>262328</A> TERMINATE: Stop to let Tom W. to do some secret work. <!-- Author: Shang-Yuu --> <!-- Date: Thu May 15 17:29:20.905 2008 --> Stop the run to do new trigger table test by Tom <!-- Author: Xin Wu :: (run <a href='/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262328' target=_top>262328</a>) --> <!-- Date: Thu May 15 17:35:44.878 2008 --> During transition through partition, RC seemed to be stuck and b0pcal08 was yellow. So shepherded this crate. Then there was a "Last data more than 120s ago" error message coming up during shepherding. We let the shepherd finish without interrupting it and it fixed both problems. <!-- Author: shangyuu :: (run <a href='/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262328' target=_top>262328</a>) --> <!-- Date: Thu May 15 17:39:23.029 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262343>262343</A> Activated at 2008.05.15 17:38:54 <!-- Author: RunControl --> <!-- Date: Thu May 15 17:39:24.275 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262343>262343</A> ACTIVATE: RunSet: AAA_NOSILICON Trigger: PHYSICS_5_01 [7,1083,721] <!-- Author: Shang-Yuu --> <!-- Date: Thu May 15 17:41:12.321 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262343>262343</A> Terminated at 2008.05.15 17:40:07 <!-- Author: RunControl --> <!-- Date: Thu May 15 17:41:13.621 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262343>262343</A> TERMINATE: L2 pC problem <!-- Author: Shang-Yuu --> <!-- Comment: Thu May 15 17;47;17 comment by...Pedro --> l2node.exe crashed and restarted. The control and decision processes run normally. Just start a new run. <!-- Comment: Thu May 15 17;51;35 comment by...twright --> We are trying, but now L3 won't partition <!-- Comment: Thu May 15 17;56;58 comment by...Pedro --> Please try again, the library fetch script failed, I fixed this. <!-- Date: Thu May 15 17:56:15.246 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262344>262344</A> Activated at 2008.05.15 17:55:46 <!-- Author: RunControl --> <!-- Date: Thu May 15 17:56:26.168 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262344>262344</A> ACTIVATE: RunSet: AAA_NOSILICON Trigger: PHYSICS_5_01 [7,1083,721] <!-- Author: Shang-Yuu --> <!-- Comment: Thu May 15 17;59;04 comment by...twright --> Had to exclude L3 node b0l3s16p02 <!-- Date: Thu May 15 17:56:58.853 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262344>262344</A> Terminated at 2008.05.15 17:56:41 <!-- Author: RunControl --> <!-- Date: Thu May 15 17:57:28.134 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262344>262344</A> TERMINATE: L2 PC issues again <!-- Author: Shang-Yuu --> <!-- Date: Thu May 15 18:01:13.846 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262328>262328</A> general: <tt>End Of Run: Ok</tt> <!-- Author: Consumer Operator( Jose E. Garcia) --> <!-- Date: Thu May 15 18:02:15.779 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262345>262345</A> Activated at 2008.05.15 18:02:09 <!-- Author: RunControl --> <!-- Date: Thu May 15 18:02:16.109 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262345>262345</A> ACTIVATE: RunSet: AAA_CURRENT Trigger: PHYSICS_5_01 [5,1037,719] <!-- Author: Shang-Yuu --> <!-- Date: Thu May 15 18:02:46.066 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262345>262345</A> Terminated at 2008.05.15 18:02:39 <!-- Author: RunControl --> <!-- Date: Thu May 15 18:03:53.348 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262345>262345</A> TERMINATE: Stop to switch to new trigger table <!-- Author: Shang-Yuu --> <!-- Date: Thu May 15 18:06:03.920 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262346>262346</A> Activated at 2008.05.15 18:05:49 <!-- Author: RunControl --> <!-- Date: Thu May 15 18:07:14.227 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262346>262346</A> ACTIVATE: RunSet: AAA_NOSILICON Trigger: PHYSICS_5_01 [7,1083,721] <!-- Author: Shang-Yuu --> <!-- Date: Thu May 15 18:13:54.600 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262346>262346</A> Terminated at 2008.05.15 18:13:17 <!-- Author: RunControl --> <!-- Date: Thu May 15 18:13:55.931 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262346>262346</A> TERMINATE: Stop to switch to include silicon <!-- Author: Shang-Yuu --> <!-- Date: Thu May 15 18:20:54.854 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262347>262347</A> Activated at 2008.05.15 18:20:42 <!-- Author: RunControl --> <!-- Date: Thu May 15 18:20:55.332 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262347>262347</A> ACTIVATE: RunSet: AAA_CURRENT Trigger: PHYSICS_5_01 [7,1083,721] <!-- Author: Shang-Yuu --> <!-- Comment: Thu May 15 20;18;03 comment by...twright --> This run is using a special ScalerMon from the 'test' fer release, to avoid a problem seen with L2 DPS on the test table. So far it seems to be working. <!-- Date: Thu May 15 18:28:53.206 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262346>262346</A> si: <tt>Trigger Test NO Silicon</tt> <!-- Author: Consumer Operator( Jose E. Garcia) --> <!-- Date: Thu May 15 18:28:54.265 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262346>262346</A> general: <tt>Asumming that the system was ok. This run was too short to have data in slides. Silicon not included in the run.</tt> <!-- Author: Consumer Operator( Jose E. Garcia) --> <!-- Date: Thu May 15 19:19:41.828 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262347>262347</A> general: <tt>All plots checked</tt> <!-- Author: Consumer Operator( Jose E. Garcia) --> <!-- Date: Thu May 15 19:22:22.904 2008 --> <table><tr><td><a href=/cgi/elog/elog.pl?nb=2008&action=view&page=-2398&button=yes target='xxx' onclick='jswindow()'; align=top><img src=/cgi/elog/elog.pl?nb=2008&action=view&page=-2398 width='300' align='top'></a></td><td>One dead PMT in the WHA (East 6, Phi 21L)</td></tr></table> <!-- Author: Jose --> <!-- Comment: Thu May 15 19;27;22 comment by...Jose --> <table border=0><td><tr><td bgcolor=#e0e030>Now it is OK! It needed a little bit more statistics.</td></tr></td></table> <!-- Date: Thu May 15 19:27:43.038 2008 --> It all started with RXPT Error for b0svx02, which caused RC stuck red in ACTIVE. Did an HRR and then got "FERML_SRC_FATALITY ERROR !!! SRC Fatality Error for b0svx02: Sl 6 Resonance Detected" in the process of HRR. Then a box poped up saying L3 trigger rate has dropped to 0 Hz and a second later L2 Decison TO which I guess issued an auto HRR and fixed everything. <!-- Author: shangyuu :: (run <a href='/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262347' target=_top>262347</a>) --> <!-- Comment: Thu May 15 20;51;33 comment by...shangyuu --> Again. Same patern of error coming up but this time L3 remained alive (with nonzero rate). HRR fixed. <!-- Date: Thu May 15 20:05:58.018 2008 --> Done TO for b0pcal10. RC in halt. Shepherding was successful. <!-- Author: shangyuu :: (run <a href='/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262347' target=_top>262347</a>) --> <!-- Date: Thu May 15 21:04:48.460 2008 --> We received the 15 minutes warning for end of store from MCR. <!-- Author: Xin Wu :: (run <a href='/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262347' target=_top>262347</a>) --> <!-- Date: Thu May 15 21:09:08.649 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262347>262347</A> Terminated at 2008.05.15 21:08:49 <!-- Author: RunControl --> <!-- Date: Thu May 15 21:09:09.220 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262347>262347</A> TERMINATE: Terminated for a new store <!-- Author: Shang-Yuu --> <!-- Date: Thu May 15 21:32:21.486 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262347>262347</A> general: <tt>End of Run: Plots OK</tt> <!-- Author: Consumer Operator( Jose E. Garcia) --> <!-- Date: Thu May 15 21:32:40.528 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262348>262348</A> ACTIVATE: RunSet: AAA_SHOTSETUP Trigger: PHYSICS_5_01 [5,1037,719] testing L2 lib (added error message if the TL2D bank is too large-error message not active in this run). <!-- Author: Shang-Yuu --> <!-- Date: Thu May 15 21:33:07.334 2008 --> Tevatron shot setup. <!-- Author: Xin Wu --> <!-- Date: Thu May 15 21:35:13.272 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262348>262348</A> TERMINATE: test ok. <!-- Author: Shang-Yuu --> <!-- Date: Thu May 15 21:37:55.109 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262349>262349</A> ACTIVATE: RunSet: AAA_SHOTSETUP Trigger: PHYSICS_5_01 [5,1037,719] testing L2. <!-- Author: Shang-Yuu --> <!-- Date: Thu May 15 21:48:20.482 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262350>262350</A> ACTIVATE: RunSet: AAA_SHOTSETUP Trigger: PHYSICS_5_01 [5,1037,719] testing L2 <!-- Author: Shang-Yuu --> <!-- Date: Thu May 15 21:59:53.718 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262351>262351</A> ACTIVATE: RunSet: AAA_SHOTSETUP Trigger: PHYSICS_5_01 [5,1037,719] test l2 <!-- Author: Shang-Yuu --> <!-- Date: Thu May 15 22:12:37.021 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262352>262352</A> ACTIVATE: RunSet: AAA_SHOTSETUP Trigger: PHYSICS_5_01 [5,1037,719] test l2 <!-- Author: Shang-Yuu --> <!-- Date: Thu May 15 22:19:47.300 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262353>262353</A> ACTIVATE: RunSet: AAA_SHOTSETUP Trigger: PHYSICS_5_01 [5,1037,719] <!-- Author: Shang-Yuu --> <!-- Comment: Thu May 15 22;22;28 comment by...Anadi for L2 --> I tested several L2 libs with different printout statements but could not see any even if I had L2A. Need to understand if the RC is picking up the new lib appropriately. The test should be repeated in beam - EOS test. <!-- Date: Thu May 15 22:25:19.762 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262354>262354</A> ACTIVATE: RunSet: AAA_SHOTSETUP Trigger: PHYSICS_5_01 [5,1037,719] L2 is back to standard lib. Please run ~10 min to make sure everything is fine. <!-- Author: Shang-Yuu --> <!-- Date: Thu May 15 22:36:37.746 2008 --> Injecting final protons. <!-- Author: Xin Wu --> <!-- Date: Thu May 15 22:42:54.474 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262354>262354</A> TERMINATE: Stop to switch to new trigger table (v7) <!-- Author: Shang-Yuu --> <!-- Date: Thu May 15 22:46:41.429 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262355>262355</A> TERMINATE: Forgot to make the switch to new trigger table <!-- Author: Shang-Yuu --> <!-- Date: Thu May 15 22:49:56.039 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262356>262356</A> ACTIVATE: RunSet: AAA_SHOTSETUP Trigger: PHYSICS_5_01 [7,1083,721] <!-- Author: Shang-Yuu --> <!-- Date: Thu May 15 22:56:56.991 2008 --> Node s09p07 red in L3 display. According to L3 troubleshooting this means the filter software has crashed on that node and the excutable will be restarted next time a new run is started. So we ignore it for now. <!-- Author: shangyuu :: (run <a href='/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262356' target=_top>262356</a>) --> <!-- Comment: Thu May 15 23;14;18 comment by...shangyuu --> One question: what if after starting a new run the node is still red? What to do then? <!-- Date: Thu May 15 22:59:24.925 2008 --> Loading pbar. <!-- Author: Xin Wu --> <!-- Date: Thu May 15 23:25:24.966 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262356>262356</A> TERMINATE: Scraping in progress <!-- Author: Shang-Yuu --> <!-- Date: Thu May 15 23:37:15.641 2008 --> Store 6142, scraping complete. TevPR=8737E30, TevPB=2598E9, Initial L=248E30 <!-- Author: Xin Wu --> <!-- Date: Thu May 15 23:42:05.226 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262357>262357</A> Activated at 2008.05.15 23:41:36 <!-- Author: RunControl --> <!-- Date: Thu May 15 23:42:06.524 2008 --> Run <A HREF=/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262357>262357</A> ACTIVATE: RunSet: AAA_CURRENT Trigger: PHYSICS_5_01 [7,1083,721] <!-- Author: Shang-Yuu --> <!-- Date: Thu May 15 23:43:29.271 2008 --> Before I could even begin the run for the new store, we had b0pcal05 become unrespnsive. Shepherded successfully. <!-- Author: shangyuu :: (run <a href='/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262357' target=_top>262357</a>) --> <!-- Date: Thu May 15 23:44:56.064 2008 --> When RC in transition to active, b0pcal01 became unresponsive. Shepherded successfully. Now we are running... <!-- Author: shangyuu :: (run <a href='/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262357' target=_top>262357</a>) --> <!-- Date: Thu May 15 23:49:22.661 2008 --> <table><tr><td><a href=/cgi/elog/elog.pl?nb=2008&action=view&page=-2401&button=yes target='xxx' onclick='jswindow()'; align=top><img src=/cgi/elog/elog.pl?nb=2008&action=view&page=-2401 width='300' align='top'></a></td><td>Losses for Store 6142</td></tr></table> <!-- Author: shangyuu --> <!-- Date: Thu May 15 23:51:06.433 2008 --> <table><tr><td><a href=/cgi/elog/elog.pl?nb=2008&action=view&page=-2402&button=yes target='xxx' onclick='jswindow()'; align=top><img src=/cgi/elog/elog.pl?nb=2008&action=view&page=-2402 width='300' align='top'></a></td><td>SVRAD for store 6142</td></tr></table> <!-- Author: shangyuu --> <!-- Date: Thu May 15 23:53:23.449 2008 --> PHA just went red in DQMon. Should be due to the fact that a new store just came in. Expect to go away sometime later. <!-- Author: shangyuu :: (run <a href='/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262357' target=_top>262357</a>) --> <!-- Date: Thu May 15 23:55:16.136 2008 --> <TABLE BORDER=2 CELLSPACING=1 CELLPADDING=1 BGCOLOR=WHITE> <TR BGCOLOR=YELLOW><TH>RunNumber</TH> <TH>DataType</TH> <TH>PhysicsTable</TH> <TH>Begin</TH> <TH>End</TH> <TH>LiveTime</TH> <TH>L3Accepts</TH> <TH>DelivLumi nb<SUP>-1</SUP></TH> <TH>LiveLumi nb<SUP>-1</SUP></TH> <TH>GR</TH> <TH>SC</TH> <TH>RC</TH></TR> <TR><TD><A HREF=/java/cdfdb/servlet/RunSummary?RUN=262328 target=_runSummary>262328</A> x400B8</TD> <TD>BEAM</TD> <TD><FONT SIZE=-1>PHYSICS_5_01 [5,1037,719]</FONT></TD> <TD ALIGN=CENTER>03:00:48</TD> <TD ALIGN=CENTER>17:28:34</TD> <TD ALIGN=CENTER>13:07:46</TD> <TD ALIGN=RIGHT> 5,619,788</TD> <TD ALIGN=RIGHT> 5,331.04</TD> <TD ALIGN=RIGHT> 4,786.95</TD> <TD ALIGN=CENTER>1</TD> <TD ALIGN=CENTER>1</TD> <TD ALIGN=CENTER>1</TD></TR> <TR><TD><A HREF=/java/cdfdb/servlet/RunSummary?RUN=262345 target=_runSummary>262345</A> x400C9</TD> <TD>BEAM</TD> <TD><FONT SIZE=-1>PHYSICS_5_01 [5,1037,719]</FONT></TD> <TD ALIGN=CENTER>18:02:09</TD> <TD ALIGN=CENTER>18:02:39</TD> <TD ALIGN=CENTER>00:00:27</TD> <TD ALIGN=RIGHT> 873</TD> <TD ALIGN=RIGHT> 1.98</TD> <TD ALIGN=RIGHT> 0.99</TD> <TD ALIGN=CENTER></TD> <TD ALIGN=CENTER>1</TD> <TD ALIGN=CENTER>0</TD></TR> <TR><TD><A HREF=/java/cdfdb/servlet/RunSummary?RUN=262346 target=_runSummary>262346</A> x400CA</TD> <TD>BEAM</TD> <TD><FONT SIZE=-1>PHYSICS_5_01 [7,1083,721]</FONT></TD> <TD ALIGN=CENTER>18:05:49</TD> <TD ALIGN=CENTER>18:13:17</TD> <TD ALIGN=CENTER>00:07:22</TD> <TD ALIGN=RIGHT> 13,528</TD> <TD ALIGN=RIGHT> 25.87</TD> <TD ALIGN=RIGHT> 24.17</TD> <TD ALIGN=CENTER>1</TD> <TD ALIGN=CENTER>1</TD> <TD ALIGN=CENTER>1</TD></TR> <TR><TD><A HREF=/java/cdfdb/servlet/RunSummary?RUN=262347 target=_runSummary>262347</A> x400CB</TD> <TD>BEAM</TD> <TD><FONT SIZE=-1>PHYSICS_5_01 [7,1083,721]</FONT></TD> <TD ALIGN=CENTER>18:20:42</TD> <TD ALIGN=CENTER>21:08:49</TD> <TD ALIGN=CENTER>02:39:15</TD> <TD ALIGN=RIGHT> 779,676</TD> <TD ALIGN=RIGHT> 526.81</TD> <TD ALIGN=RIGHT> 495.83</TD> <TD ALIGN=CENTER>1</TD> <TD ALIGN=CENTER>1</TD> <TD ALIGN=CENTER>1</TD></TR> <TR><TD><A HREF=/java/cdfdb/servlet/RunSummary?RUN=262357 target=_runSummary>262357</A> x400D5</TD> <TD>BEAM</TD> <TD><FONT SIZE=-1>PHYSICS_5_01 [7,1083,721]</FONT></TD> <TD ALIGN=CENTER>23:41:36</TD> <TD ALIGN=CENTER></TD> <TD ALIGN=CENTER>00:09:08</TD> <TD ALIGN=RIGHT> 93,468</TD> <TD ALIGN=RIGHT> 178.19</TD> <TD ALIGN=RIGHT> 137.80</TD> <TD ALIGN=CENTER></TD> <TD ALIGN=CENTER></TD> <TD ALIGN=CENTER>1</TD></TR> <TR><TD>Totals</TD> <TD> </TD> <TD> </TD> <TD> </TD> <TD>23:55:01</TD> <TD ALIGN=CENTER>16:04:00</TD> <TD ALIGN=RIGHT> 6,507,333</TD> <TD ALIGN=RIGHT> 6,063.89</TD> <TD ALIGN=RIGHT> 5,445.75</TD> <TD> </TD> <TD> </TD> <TD> </TD></TR> </TABLE> <!-- Author: End of Shift Report --> <!-- Date: Thu May 15 23:55:46.439 2008 --> Just spotted Evb Proxy red on DAQMon. Checked EVB Proxy, everything is running. Should be a false alarm. Ignore it for the time being. <!-- Author: shangyuu :: (run <a href='/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262357' target=_top>262357</a>) --> <!-- Date: Thu May 15 23:56:42.751 2008 --> L2 Decision TO. Auto HRR fixed. <!-- Author: shangyuu :: (run <a href='/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262357' target=_top>262357</a>) --> <!-- Comment: Fri May 16 00;02;55 comment by...twright --> A few minutes before this, we noticed that the deadtime had gone up by 3-4% and the L2 decision node log file window was spewing thousands of "Tracklist aborted sending XFT data when it should not have!!!" messages. HRR got it back to normal again. <!-- Date: Thu May 15 23:58:56.102 2008 --> <font color=red>Shift Summary: </font><pre>Shift started with data-taking with store 6141, L=63E30. At 17:30 run was stopped to test new trigger table (Tom Wright). Test was successful and the new table PHYSICS_5_01 [7,1083,721] was used to continue data-taking. Store 6141 terminated at 21:09. Shot setup followed immediately. Store 6142 came in at 23:37, Initial L=248E30, started data-taking with the new trigger table.</pre> <br><b>End of Shift Numbers</b> <table><tr><td width=60% align=left> <b>CDF Run II <p></b> <pre> Runs 262328-262357 Delivered Luminosity 1265.2 nb-1 Acquired Luminosity 981.2 nb-1 Efficiency 77.6% </td></tr></table></pre> <!-- Author: Xin Wu --> <!-- Date: Fri May 16 00:01:39.453 2008 --> Done TO for b0l2pu01. Auto HRR fixed. <!-- Author: shangyuu :: (run <a href='/java/cdfdb/servlet/RunSummary?RUN_NUMBER=262357' target=_top>262357</a>) -->
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# Presentation: 500974 ## Analysis of Organic Matter Accumulation in Wetlands - _Sponsors_: - National Aeronautics and Space Administration (NASA) - NASA Goddard Space Flight Center (GSFC) - NASA Goddard Institute for Space Studies (GISS) - NASA New York City Research Initiative (NYCRI) - _Contributors_: - Dr. Dorothy Peteet - Miriam Jones GS - Sanpisa Sritrairat GS - Argie Miller HST - Tamika Tannis HSS - ABSTRACT - INTRODUCTION - MATERIALS & METHODS - Sediment cores were taken from the Swanson Fen, Dark Bank, and Phalarope wetlands in Alaska, as well as from the Jamaica Bay, Yellow Bar, Piermont, and Tivoli wetlands along the Hudson River in New York. They were sub-sampled at intervals of several centimeters. - LOI is ratio of organic matter to non-organic matter. (mass of dry sediment – mass of burned sediment(400oC)) / (mass of dry sediment) - LOI was multiplied by bulk density and the depth of the subsample interval to find organic matter accumulation rates for each sample. - C-14 dating was used to find sedimentation rates. - Core Sites - Phalarope - Swanson Fen - Dark Bank - Piermont Marsh - Tivoli Bays - Joco & Yellow Bar - (Jamaica Bay) - DATA & GRAPHS - DISCUSSION & CONCLUSION - REFERENCES - Churma, Gail L., Anisfeld, Shimon C., Cahoon, Donald R., Lynch, James C.(2003): Global carbon sequestration in tidal, saline wetland soils: *Global Biogeochemical Cycles,* Vol. 17, No. 4, 1111, doi: 10.1029/2002GB001917 - Connor Richard F., Chmura, Gail L., and C. Beth Beecher, C. Beth (December 2001): Carbon accumulation in Bay of Fundy salt marshes: Implications for restoration of reclaimed marshes; *Global Biogeochemical Cycles*, Vol. 15, No.4, Pages 943-954 - Roulet, Nigel T., Lafleurs, Peter M., Richard, Pierre J.H., Moore, Tim R., Humphreys, Elyn R., Bubier, Jill (2007): Contempory carbon balance and late Holocene carbon accumulation in a northern peatland: *Global Change Biology:* 13, 397-411, doi:10.1111/j.1365-2486.01292.x - Yu, Zicheng, Vitt, Dale H., Campbell, Ian D. Apps, Michael J.(2003): Understanding Holocene peat accumulation pattern of continental fens in western Canada: *Canadian Journal of Botany, *81: 267-282: dio: 101139/B03-016 - http://www.cdc.noaa.gov/USclimate/ - Paleoecology and paleoclimatology are sciences in which analyses of pollen, spores, fossils, sub fossils, and sediment samples are used to reconstruct ecosystems and climates of the past. - This study focuses on analyses of organic matter and carbon accumulation rates in three Alaskan wetlands and four wetlands from New York. This study aims at understanding how differences in vegetation type and climate influence carbon storage both spatially and temporally. This information can help scientists better understand what may happen to wetlands as a result of climate change and how that will affect carbon storage and its role in the global carbon cycle. We conduct this study to answer the following questions: - 1. What is the organic matter accumulation rate and carbon storage ability of wetlands in Alaska and New York? How do they compare and contrast? - 2. How do organic matter accumulation rates and carbon storage data reflect changes and differences in the climate and ecosystem? - Figure 1. Alaskan core sites - Figure 2. New York core sites - Figure 3. Graph shows decreasing accumulation rate over time - Figure 4. Graph shows increasing accumulation rate over time - Figure 6. Roughly constant accumulation rate over time - Figure 7. Graph shows increasing accumulation rate over time - Figure 8. Graph shows roughly constant accumulation rate over time - Figure 10. Piermont Marsh - Figure 11. A section of a core - Figure 12. Core samples - Swanson Fen total peat accumulation is higher than Dark Bank, but the convex shape of the curve at Swanson Fen indicates decreasing rate of peat accumulation through time, while Dark Bank shows an increasing rate of peat accumulation through time. Much higher precipitation and snowfall at Dark Bank may explain this difference. - Yellow Bar and Joco marshes have much more organic matter by mass than Tivoli Bays marsh. - Yellow Bar and Joco are from the same area, yet Joco’s accumulation rate is concave whereas Yellow Bar’s is linear. This might be due to the differences in vegetation type. Joco is a high marsh with *Spartina patens*, Yellow Bar is a low marsh with *Spartina alterniflora. * * *Salinity influences the vegetation type, which affects the net accumulation rate, and could explain the differences between Tivoli Bays and Jamaica Bay (Joco and Yellow Bar). - Climate and vegetation type may cause higher peat accumulation rates in the New York sites than the Alaska sites. | | Swanson Fen | Dark Bank | | --- | --- | --- | | Mean Annual Precipitation | 48 cm | 244 cm | | Mean Annual Snowfall | 140 cm | 301 cm | | Temperature Extremes | -43.9oC to 33.9oC | -34.4oC to 30oC | | | Tivoli | Jamaica Bay | | --- | --- | --- | | Mean Annual Precipitation | 103 cm | 106 cm | | Mean Annual Snowfall | 99 cm | 56 cm | | Temperature Extremes | -30.6oC to 39.4oC | -18.9oC to 40ooC | | Salinity | Fresh water marsh | Salt water marsh | | Vegetation | Sagittaria | Spartina alternaflora, Spartina patens | - This study analyzed the organic matter accumulation rates of wetlands in Alaska and wetlands in New York. A Loss-On-Ignition (LOI) analysis was done to obtain the amount of organic matter in the sediment samples. Using LOI data and sedimentation rates based on radiocarbon dates, organic matter accumulation values were plotted against time. - After a comparing the results from Alaskan wetlands to each other, it is evident that annual precipitation and temperatures affect organic matter accumulation. After comparing the results from the wetlands from New York to each other, we see how salinity and vegetation types also affect organic matter accumulation. - Results from Alaskan wetland sites shows that Swanson Fen has higher peat accumulation than Dark Bank. From New York wetlands, the salt marshes at Joco and Yellow Bar have accumulation 100 times higher than Tivoli Bays, the freshwater site. The New York sites have higher peat accumulation than the Alaska sites, potentially related to temperature, growing season length, and vegetation type. - Figure 5. Swanson Fen climate versus Dark Bank climate - Figure 9. Tivoli climate versus Jamaica Bay climate
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Number range CHAPTER**Supporting Statement for a Request for OMB Review under** **The Paperwork Reduction Act** # 1 IDENTIFICATION OF THE INFORMATION COLLECTION ## 1(a) Title and Number of the Information Collection ## **Title: Reporting Requirements under EPA's Safer Detergent Stewardship Initiative (SDSI) Program** **EPA ICR No.: TBD.01 OMB Control No.: 2070-TBD** ## ## 1(b) Short Characterization EPA is developing the SDSI to recognize environmental leaders who voluntarily commit to the use of safer surfactants. Leading chemical manufacturers have made great progress in developing safer, highly effective surfactants. As a result, some leading U.S. corporations that formulate products with surfactants, such as cleaning products, have been able to act in advance of SDSI to use safer surfactants in their product lines. Stakeholders who have reformulated products using safer surfactants have called the change cost-neutral. SDSI would encourage a shift to safer surfactants by companies unaware of the benefits of such a change. SDSI would also attract companies that see value in the public recognition of corporate product stewardship that SDSI will provide. Surfactants are used in a wide variety of applications and products. Examples include detergents, cleaners, airplane deicers, and fire-fighting foams. Products such as paint and ink that also use surfactants were not included in the scope of SDSI based on recommendations from industry, environmental groups, and others. Stakeholders suggested that EPA could drive the most significant environmental improvement at the lowest possible cost by focusing SDSI on encouraging safer surfactants for products whose use routinely results in their discharge to the environment. Safer surfactants are surfactants that break down quickly to non-polluting compounds. Nonylphenol ethoxylates, commonly referred to as NPEs, are an example of a surfactant class that does not meet this definition. Both NPEs and their breakdown products, such as nonylphenol, are toxic to aquatic life. EPA published the Aquatic Life Ambient Water Quality Criteria for Nonylphenol in the Federal Register in February 2006. The Safer Detergents Stewardship Initiative will complement EPA's Aquatic Life Criteria, by encouraging the manufacture and use of safer surfactants, thus reducing the amount of nonylphenol ethoxylate surfactants and nonylphenol in streams and other water bodies. The Design for the Environment (DfE) program has identified safer alternatives to NPE surfactants through its partnership work with industry and environmental advocates; many are comparable in cost and are readily available. There are two categories for recognition under SDSI: Champion and Partner. Champion is the highest level of recognition offered under SDSI. At this level, the participant is invited to the SDSI Awards ceremony, is listed on the EPA SDSI Web site as a Champion, and may use a special logo in their literature to help explain their participation in the program. The Partner category provides recognition of significant accomplishment towards the use of safer surfactants. Partners will be listed on the EPA SDSI Web site and may be granted recognition as a Champion in the future, if appropriate. Both Champions and Partners will receive a certificate of recognition from DfE. To be eligible for the awards ceremony, which will be held in the summer of 2008, candidates for Champion status should submit their application by December 31, 2007. The application for participating in SDSI will be available on the SDSI Web page in the fall of 2007. EPA will also specify the following general requirements: - Candidates should post a statement on their Web site describing the actions that qualify them for recognition under SDSI; and - Candidates should complete an application and have it signed by a company authority (e.g., Chief Executive Officer, or vice president with responsibility for product formulation). The application would describe the actions taken to qualify for recognition. EPA will use available information resources to track the progress of the program, both in terms of the level of participation and expected environmental benefits. A cleaning industry trade association[^1] plans to apply for recognition as a Champion under SDSI. In order to qualify for this level of recognition, the association plans to monitor the number of its product manufacturer members participating in SDSI and to correlate this number to an approximate percentage of the industry as a whole. For environmental benefits, EPA will use its own Inventory Update Rule[^2] to establish a baseline and track changes in the levels of nonylphenol ethoxylate manufactured, imported and used in the U.S. EPA may also make use of ongoing studies that monitor the level of contaminants, like nonylphenol, in various water bodies and sediment. EPA will review information sources for endpoints such as level of program participation, trends in surfactant use, and levels of toxic surfactant degradates in waters and sediment. EPA will evaluate whether there is a correlation between SDSI participation and environmental outcomes. # Number range CHAPTER2. NEED FOR AND USE OF THE COLLECTION ## 2(a) Need/Authority for the Collection Authority for SDSI derives from two statutory sources. Section 6604(b)(5) of the Pollution Prevention Act (PPA, 42 U.S.C. 13103(b)(5); see Attachment A) directs EPA to facilitate the adoption of source-reduction techniques by businesses. Section 6604(b)(13) directs EPA to establish an annual awards program to recognize a company or companies that operate outstanding or innovative source reduction programs. In recognition of these directives, and through consultation with a broad range of stakeholders, EPA developed SDSI. In addition, the SDSI Program complements the Aquatic Life Criteria for Nonylphenol issued under authority of Section 304(a)(1) of the Clean Water Act on February 23, 2006. SDSI's information collection activities will assist the Agency in meeting the goals of the PPA by providing resources and recognition for businesses committed to promoting and using safer surfactants. In turn, SDSI will help businesses meet their corporate sustainability goals by providing the means to, and an objective measure of, environmental stewardship. Investment analysts and advisers seek these types of measures in evaluating a corporation's sustainability profile and investment worthiness.[^3] It is not surprising then that EPA has heard from many organizations that the SDSI Program will be an important impetus for prioritizing and completing the transition to safer surfactants. SDSI is also needed to promote greater use of safer surfactants by companies unaware of the benefits of such a change. EPA has carefully tailored its request for information, and especially the SDSI Application Form, to ensure that it only asks for information essential to verifying an applicants' eligibility for award or recognition. # ## Number range CHAPTER 2(b) Practical Utility/Users of the Data The information collected by the SDSI Program is not designed or intended to support regulatory decision-making by EPA. EPA uses the information collected in the SDSI Application Form to: (1) identify the candidate's commitment to promoting and using safer surfactants; (2) verify the candidate's involvement in promoting and using safer surfactants; and (3) determine the candidate's eligibility for award or recognition under SDSI. # # # Number range CHAPTER3. NON-DUPLICATION, CONSULTATIONS, AND OTHER COLLECTION # CRITERIA ## 3(a) Non-Duplication Respondents will not be asked to provide information that has been or is currently being collected by EPA, other federal or state agencies or proprietary sources. The information collected by the SDSI Program is unique and is not duplicative of previous information collection requests. As due diligence, EPA also checked with trade associations and potential partners to confirm that the information being collected by the SDSI Program does not exist elsewhere. ## Number range CHAPTER 3(b) Public Notice Required Prior to ICR Submission to OMB Number range CHAPTER Prior to submission to OMB, this ICR will be made available to the public for comment through a Federal Register notice. The public will have 60 days to provide comments. Any comments received will be given consideration when completing the supporting statement that is submitted to OMB. ## Number range CHAPTER 3(c) Consultations Although the recognition program covered by this ICR has not started, EPA announced its intentions to develop the SDSI Program in February 2006. Since that time, EPA has received significant feedback on the SDSI Program from stakeholders. EPA continues to work closely with stakeholders that include surfactant manufacturers, cleaning product formulators, environmentalists, water treatment facilities, and cleaning industry trade associations. On June 12, 2006, DfE held a public meeting to take comments on SDSI. Ephraim King (Director of EPA's Office of Science and Technology in the Office of Water) and Charlie Auer (Director of EPA's Office of Pollution Prevention and Toxics in the Office of Prevention, Pesticides, and Toxic Substances) provided overviews of EPA's Aquatic Life Criteria for Nonylphenol and SDSI. A clear majority of stakeholders representing a broad range of interests -- surfactant manufacturers, cleaning product formulators, environmentalists, a water treatment facility, and a cleaning industry trade association -- expressed strong support for SDSI. Following is a list of the stakeholders who spoke to express support for the program at the public meeting: Paul Anastas, Green Chemistry Institute Bill Balek, ISSA Bill Greggs, Procter & Gamble Cory Hammock, Clean Control Marsha Hardin, Reckitt Benckiser Lauren Heine, GreenBlue Ed Hopkins, Sierra Club Jennifer Jackson, East Bay Municipal Utility District Jack Linard, Unilever Rich Liroff, World Wildlife Fund David Long, SC Johnson Roger McFadden, Coastwide Chemicals Sam Moore, Burlington Chemical A minority of stakeholders, representing the Alkylphenol Ethoxylate Research Council (APERC), alkylphenol ethoxylate (APE)[^4] and alkylphenol (AP) manufacturers, and two laundry trade associations (large APE users), expressed concerns about SDSI. Their concerns are summarized in the June 12 public meeting notes published in the Federal Register (see http://www.regulations.gov, document number: EPA-HQ-OPPT-2006-0343-0002, docket number: EPA-HQ-OPPT-2006-0343). EPA has taken steps to ameliorate these concerns. These include (1) clarifying that the intent of the program is to encourage the use of safer surfactants; the use of any surfactants (not solely NPE surfactants) that degrade to long-lived and more toxic degradates would disqualify an applicant from recognition; (2) requiring that a company eligible for recognition have a product stewardship strategy to ensure the use of safer surfactants; and (3) limiting the scope of the program to those products whose use routinely results in their discharge to the environment; products such as ink, paint, and oil are not included. Specifically regarding this ICR, EPA consulted with the following potential respondents to obtain feedback on the need for the collection, the reasonableness of the burden estimates, and alternative approaches to collecting the information: - Bill Balek, ISSA (a trade association for the cleaning industry), 1-800-225-4772 - John Barrett, KIMCO Corporation, 708-583-9800 - Carol Chapin, Simple Green, 562-795-6000 - Cory Hammock, Clean Control, 478-922-5340 - Robert Israel, JohnsonDiversey, 262-631-4437 - Roger McFadden, Coastwide Laboratories, 503-218-4900 - Candice Rushton, Betco, 419-725-3833 - Barbara Whitstone, CleanPower, 414-302-3000 In general, the individuals were supportive of the ICR and said the burden estimates appeared reasonable. Therefore, EPA made no changes to the information in this supporting statement. ## Number range CHAPTER 3(d) Effects of Less Frequent Collection The SDSI Application Form is designed to be a one-time information submission for organizations that wish to participate in the SDSI Program as either a Partner or Champion. In some instances, an organization that applies for Partner recognition may choose to re-apply at a later date for Champion recognition. Without this information, EPA will not be able to effectively determine whether companies are switching to safer surfactants nor recognize companies who successfully transition to safer surfactants. ## Number range CHAPTER 3(e) General Guidelines The information collection activities discussed in this renewal ICR comply with all regulatory guidelines under 5 CFR 1320.5(d)(2). ## Number range CHAPTER 3(f) Confidentiality No information collected by EPA under SDSI comprises confidential business information. ## Number range CHAPTER 3(g) Sensitive Questions The information collection activities discussed in this document do not involve any sensitive questions. # Number range CHAPTER4. THE RESPONDENTS AND THE INFORMATION REQUESTED ## 4(a) Respondents and NAICS Codes SDSI seeks partners from establishments engaged in the production or use of surfactants, as well as establishments involved in the purchasing, distribution or use of products containing surfactants, whose use routinely results in their discharge to the environment. Others (e.g., non-profit organizations, unions, academia) may also qualify through active encouragement of the use of safer surfactants. Below is a list of North American Industry Classification System (NAICS) codes and associated industries that may be affected by information collection requirements covered under this ICR. This list is intended to be illustrative; entities from other industries may elect to apply for recognition through SDSI. However, EPA expects that most applications will come from the following industries: +-----------+----------------------------------------------------------+ | [NAICS | > [Affected Industry]{.underline} | | Code]{.u | | | nderline} | | +-----------+----------------------------------------------------------+ | 3256 | > Soap, Cleaning Compound, and Toilet Preparation | | | > Manufacturing | +-----------+----------------------------------------------------------+ | 424490 | > Other Grocery and Related Products Merchant | | | > Wholesalers | +-----------+----------------------------------------------------------+ | 424690 | > Other Chemical and Allied Products Merchant | | | > Wholesalers | +-----------+----------------------------------------------------------+ | 424990 | > Other Miscellaneous Nondurable Goods Merchant | | | > Wholesalers | +-----------+----------------------------------------------------------+ | 4451 | > Grocery Stores | +-----------+----------------------------------------------------------+ | 481 | > Air Transportation | +-----------+----------------------------------------------------------+ | 561210 | > Facilities Support Services | +-----------+----------------------------------------------------------+ | 561720 | > Janitorial Services | +-----------+----------------------------------------------------------+ | 561740 | > Carpet and Upholstery Cleaning Services | +-----------+----------------------------------------------------------+ | 611310 | > Colleges, Universities, and Professional Schools | +-----------+----------------------------------------------------------+ | 7211 | > Traveler Accommodation | +-----------+----------------------------------------------------------+ | 8123 | > Drycleaning and Laundry Services | +-----------+----------------------------------------------------------+ ## 4(b) Information Requested Once a prospective organization reviews the SDSI materials and decides to apply, it should submit a SDSI Application Form (see Attachment B for complete form). Applications will be received on an ongoing basis over the three years covered by this ICR. However, to be eligible for the awards ceremony, which will be held in the summer of 2008, candidates should submit their application by December 31, 2007. Only candidates for recognition at the champion level are eligible for the awards ceremony. All forms will be available in hard copy or electronic form. Participants can use the hard copy forms they receive from EPA by mail or download PDF versions of the forms from the SDSI Web site. (i) [Data items]{.underline}: The reporting items include: - Facility name and Web site URL; - Name, title, address, phone number, fax number, and e-mail address of the candidate's primary contact person; - Status (partner or champion) for which the candidate is applying; - Type of organization (e.g. manufacturing, purchasing, retail); - Description of facility and any relevant affiliations; - Descriptions of actions taken to qualify for recognition; - Relevant supporting documentation showing one or more of the following (requirements vary by organization type / recognition level): evidence of a full or intended transition to safer surfactants; a strategy to ensure that only safer surfactants are used or purchased by specified dates; a written commitment to a full transition to safer surfactants within a specific time period; activities taken to date to promote the use of safer surfactants - Where applicable, total production or use volume of surfactants - Signature, name, and title of senior company authority (e.g., CEO, or vice president for health and environment). a. [Respondent activities]{.underline}: Candidates conduct the following activities in order to complete and submit the SDSI Application Form: - Review the SDSI information; - Decide whether to apply for recognition, and whether to apply for partner or champion status; - Select a primary contact person for the program; - Complete the SDSI Application Form, including obtaining the signature of a company authority (e.g., CEO or vice president for health and environment); - Describe how their organization meets the evaluation criteria for the relevant recognition; - Fax or mail the form to EPA; - Provide relevant documentation to EPA upon request. # Number range CHAPTER5. THE INFORMATION COLLECTED -- AGENCY ACTIVITIES, COLLECTION METHODOLOGY, AND INFORMATION MANAGEMENT ## 5(a) Agency Activities Under SDSI, EPA engages in the following activities related to the SDSI Application Form: - Distribute the SDSI Application Form to potential participants, and maintain a downloadable PDF version on the SDSI Web site; - Answer questions posed by potential applicants regarding recognition under the Initiative; - Receive the completed forms, review for accuracy, and place any necessary follow-up calls; and - Approve candidates for recognition and notify both successful and unsuccessful applicants of the decisions. ## Number range CHAPTER 5(b) Collection Methodology and Management Respondents will be able to obtain the SDSI Application Form in hard copy from EPA or by downloading it from the SDSI Web site. The completed forms can be faxed or mailed to EPA. In collecting and analyzing the information associated with this ICR, EPA will use a telephone system, personal computers, and applicable database software. EPA will ensure the accuracy and completeness of collected information by reserving the right to request the list of ingredients (e.g., bills of lading, invoices) or other relevant documentation at any time to confirm that candidates have the achieved the criteria for recognition. ## Number range CHAPTER 5(c) Small Entity Flexibility EPA expects that some of the participants in the SDSI program will be small entities. EPA has designed its application form to minimize respondent burden while obtaining sufficient and accurate information. In addition, given the voluntary nature of the collection, EPA expects that respondents will participate only if the benefits of participation outweigh the information collection burden. ## Number range CHAPTER 5(d) Collection Schedule Organizations may submit a one-time application for recognition as Partners or Champions at any time. To be eligible for the awards ceremony, which will be held in the summer of 2008, candidates for Champion status should submit their application by December 31, 2007. # Number range CHAPTER6. ESTIMATING THE BURDEN AND COST OF THE COLLECTION Number range CHAPTERExhibit 6.1 presents the estimated burden hours and costs for all respondents during each of the three years covered under this ICR. The data collection mechanism for SDSI is the SDSI Application Form. In an effort to minimize burden and cost, the SDSI Application Form was designed to contain straightforward questions. It was also designed in a way that one application package will serve all types of participants. The expected participant categories for SDSI are as follows: chemical manufacturers, formulators, retailers / distributors, institutional purchasers, and "others" (e.g., non-profits, unions, and academia). Within these participant categories, it is expected that the chemical manufacturers, formulators, retailers / distributors, and institutional purchasers will be private sector institutions. Within the participant category "others," about ten local governments (e.g., municipal water supply systems) are likely to participate, with the remaining participants being private sector institutions. ## 6(a) Estimating Respondent Burden The average respondent burden is estimated to be 10 hours for all participant types (see Exhibit 6.1). EPA used professional judgment to arrive at a burden estimate and then consulted representatives from the participant categories to make sure the burden estimate was reasonable (see section 3(c)). Burden hours for the SDSI application package are for reporting purposes only. We expect that for a typical entity, program and application review will take about one hour (technical staff). Obtaining approval, which is likely to involve verifying assumptions with staff and ensuring support from multiple levels of management, will take about three hours (1 managerial, 1 technical, 1 clerical). Completing the application form will take about 6 hours (5 technical, 1 clerical) given the data reporting requirements (see SDSI Application Form, Attachment B). Included in this estimate of 6 hours is the potential burden that would be incurred if EPA finds it necessary to verify the information in the application. the purposes of the burden estimate, EPA assumes that it will need to verify information from one organization in each participant category. This burden, when distributed among all participants, is about 32 minutes per participant ((40 hrs x 5 participants) / 375 total participants). ## 6(b) Estimating Respondent Costs EPA estimates an average hourly labor rate (base hourly rate plus fringe and overhead) of \$64 for managerial staff, \$53 for technical staff, and \$26 for clerical staff. These three labor rate estimates are taken from manufacturing industry data in "Economic Analysis of Expedited Significant New Use Rules for 66 Chemical Substances," 12/06, p. B-4 (EPA Docket EPA-HQ-OPPT-2003-0063). The type of staff needed to complete the SDSI Application Form and their associated hourly labor rates were verified by contacting representatives from the participant categories. In exhibit 6.1 we show the breakdown of burden costs, assuming 10 hours for all participant categories. No capital or operations and management costs are incurred by respondents under this ICR, with the possible exception of postage and photocopy costs. Number range CHAPTER**Exhibit 6.1. Estimated Burden and Costs to Respondents** <table> <colgroup> <col style="width: 8%" /> <col style="width: 22%" /> <col style="width: 6%" /> <col style="width: 5%" /> <col style="width: 5%" /> <col style="width: 5%" /> <col style="width: 5%" /> <col style="width: 5%" /> <col style="width: 5%" /> <col style="width: 5%" /> <col style="width: 5%" /> <col style="width: 5%" /> <col style="width: 5%" /> <col style="width: 8%" /> </colgroup> <tbody> <tr class="odd"> <td rowspan="2"><p id="number-range-chaptertype-of-affected-public" class="heading">Number range CHAPTERType of Affected Public</p></td> <td rowspan="2"><p id="collection-activity" class="heading">Collection activity</p></td> <td rowspan="2"><p id="section-5" class="heading"></p></td> <td colspan="3"><strong>Estimated response time (hours)</strong></td> <td colspan="4"><p id="total-burden-hours" class="heading">Total burden (hours)</p></td> <td colspan="3"><p id="hourly-labor-cost" class="heading">Hourly labor cost</p></td> <td><p id="total-cost" class="heading">Total cost</p></td> </tr> <tr class="even"> <td><strong>M</strong></td> <td><strong>T</strong></td> <td><strong>C</strong></td> <td><strong>M</strong></td> <td><strong>T</strong></td> <td><strong>C</strong></td> <td><strong>Total</strong></td> <td><strong>M</strong></td> <td><strong>T</strong></td> <td><strong>C</strong></td> <td></td> </tr> <tr class="odd"> <td rowspan="20"><blockquote> <p><strong>Private Sector</strong></p> </blockquote></td> <td><strong>Chemical Manufacturers</strong></td> <td>37</td> <td colspan="10"></td> <td></td> </tr> <tr class="even"> <td><ul> <li><p>Review application and program information</p></li> </ul></td> <td></td> <td>0</td> <td>1</td> <td>0</td> <td>0</td> <td>37</td> <td>0</td> <td>37</td> <td>$64</td> <td>$53</td> <td>$26</td> <td>$1,961</td> </tr> <tr class="odd"> <td><ul> <li><p>Obtain senior approval</p></li> </ul></td> <td></td> <td>1</td> <td>1</td> <td>1</td> <td>37</td> <td>37</td> <td>37</td> <td>111</td> <td>$64</td> <td>$53</td> <td>$26</td> <td>$5,291</td> </tr> <tr class="even"> <td><ul> <li><p>Complete and submit package<a href="#fn1" class="footnote-ref" id="fnref1" role="doc-noteref"><sup>1</sup></a></p></li> </ul></td> <td></td> <td>0</td> <td>5</td> <td>1</td> <td>0</td> <td>185</td> <td>37</td> <td>222</td> <td>$64</td> <td>$53</td> <td>$26</td> <td>$10,767</td> </tr> <tr class="odd"> <td><h4 id="subtotal"><em>Subtotal</em></h4></td> <td><strong>37</strong></td> <td><strong>1</strong></td> <td><strong>7</strong></td> <td><strong>2</strong></td> <td><strong>37</strong></td> <td><strong>259</strong></td> <td><strong>74</strong></td> <td><strong>370</strong></td> <td>--</td> <td>--</td> <td>--</td> <td><strong>$18,019</strong></td> </tr> <tr class="even"> <td><h4 id="formulators">Formulators</h4></td> <td>206</td> <td colspan="10"></td> <td><strong> </strong></td> </tr> <tr class="odd"> <td><ul> <li><p>Review application and program information</p></li> </ul></td> <td></td> <td>0</td> <td>1</td> <td>0</td> <td>0</td> <td>206</td> <td>0</td> <td>206</td> <td>$64</td> <td>$53</td> <td>$26</td> <td>$10,918</td> </tr> <tr class="even"> <td><ul> <li><p>Obtain senior approval</p></li> </ul></td> <td></td> <td>1</td> <td>1</td> <td>1</td> <td>206</td> <td>206</td> <td>206</td> <td>618</td> <td>$64</td> <td>$53</td> <td>$26</td> <td>$29,458</td> </tr> <tr class="odd"> <td><ul> <li><p>Complete and submit package<sup>1</sup></p></li> </ul></td> <td></td> <td>0</td> <td>5</td> <td>1</td> <td>0</td> <td>1030</td> <td>206</td> <td>1236</td> <td>$64</td> <td>$53</td> <td>$26</td> <td>$59,946</td> </tr> <tr class="even"> <td><h4 id="subtotal-1"><em>Subtotal</em></h4></td> <td><strong>206</strong></td> <td><strong>1</strong></td> <td><strong>7</strong></td> <td><strong>2</strong></td> <td><strong>206</strong></td> <td><strong>1442</strong></td> <td><strong>412</strong></td> <td><strong>2060</strong></td> <td>--</td> <td>--</td> <td>--</td> <td><strong>$100,322</strong></td> </tr> <tr class="odd"> <td><h4 id="retailers-distributors">Retailers / Distributors</h4></td> <td>23</td> <td colspan="10"></td> <td><strong> </strong></td> </tr> <tr class="even"> <td><ul> <li><p>Review application and program information</p></li> </ul></td> <td></td> <td>0</td> <td>1</td> <td>0</td> <td>0</td> <td>23</td> <td>0</td> <td>23</td> <td>$64</td> <td>$53</td> <td>$26</td> <td>$1,219</td> </tr> <tr class="odd"> <td><ul> <li><p>Obtain senior approval</p></li> </ul></td> <td></td> <td>1</td> <td>1</td> <td>1</td> <td>23</td> <td>23</td> <td>23</td> <td>69</td> <td>$64</td> <td>$53</td> <td>$26</td> <td>$3,289</td> </tr> <tr class="even"> <td><ul> <li><p>Complete and submit package<sup>1</sup></p></li> </ul></td> <td></td> <td>0</td> <td>5</td> <td>1</td> <td>0</td> <td>115</td> <td>23</td> <td>138</td> <td>$64</td> <td>$53</td> <td>$26</td> <td>$6,693</td> </tr> <tr class="odd"> <td><h4 id="subtotal-2"><em>Subtotal</em></h4></td> <td><strong>23</strong></td> <td><strong>1</strong></td> <td><strong>7</strong></td> <td><strong>2</strong></td> <td><strong>23</strong></td> <td><strong>161</strong></td> <td><strong>46</strong></td> <td><strong>230</strong></td> <td>--</td> <td>--</td> <td>--</td> <td><strong>$11,201</strong></td> </tr> <tr class="even"> <td><h4 id="institutional-purchasers">Institutional Purchasers</h4></td> <td>23</td> <td colspan="10"></td> <td><strong> </strong></td> </tr> <tr class="odd"> <td><ul> <li><p>Review application and program information</p></li> </ul></td> <td></td> <td>0</td> <td>1</td> <td>0</td> <td>0</td> <td>23</td> <td>0</td> <td>23</td> <td>$64</td> <td>$53</td> <td>$26</td> <td>$1,219</td> </tr> <tr class="even"> <td><ul> <li><p>Obtain senior approval</p></li> </ul></td> <td></td> <td>1</td> <td>1</td> <td>1</td> <td>23</td> <td>23</td> <td>23</td> <td>69</td> <td>$64</td> <td>$53</td> <td>$26</td> <td>$3,289</td> </tr> <tr class="odd"> <td><ul> <li><p>Complete and submit package<sup>1</sup></p></li> </ul></td> <td></td> <td>0</td> <td>5</td> <td>1</td> <td>0</td> <td>115</td> <td>23</td> <td>138</td> <td>$64</td> <td>$53</td> <td>$26</td> <td>$6,693</td> </tr> <tr class="even"> <td><h4 id="subtotal-3"><em>Subtotal</em></h4></td> <td><strong>23</strong></td> <td><strong>1</strong></td> <td><strong>7</strong></td> <td><strong>2</strong></td> <td><strong>23</strong></td> <td><strong>161</strong></td> <td><strong>46</strong></td> <td><strong>230</strong></td> <td>--</td> <td>--</td> <td>--</td> <td><strong>$11,201</strong></td> </tr> <tr class="odd"> <td rowspan="5"><blockquote> <p><strong>Private Sector and</strong></p> <p><strong>Local Governments</strong></p> </blockquote></td> <td><strong>Others (e.g. non-profits, unions, academia)</strong></td> <td>86</td> <td colspan="10"></td> <td><strong> </strong></td> </tr> <tr class="even"> <td><ul> <li><p>Review application and program information</p></li> </ul></td> <td></td> <td>0</td> <td>1</td> <td>0</td> <td>0</td> <td>86</td> <td>0</td> <td>86</td> <td>$64</td> <td>$53</td> <td>$26</td> <td>$4,558</td> </tr> <tr class="odd"> <td><ul> <li><p>Obtain senior approval</p></li> </ul></td> <td></td> <td>1</td> <td>1</td> <td>1</td> <td>86</td> <td>86</td> <td>86</td> <td>258</td> <td>$64</td> <td>$53</td> <td>$26</td> <td>$12,298</td> </tr> <tr class="even"> <td><ul> <li><p>Complete and submit package<sup>1</sup></p></li> </ul></td> <td></td> <td>0</td> <td>5</td> <td>1</td> <td>0</td> <td>430</td> <td>86</td> <td>516</td> <td>$64</td> <td>$53</td> <td>$26</td> <td>$25,026</td> </tr> <tr class="odd"> <td><h4 id="subtotal-4"><em>Subtotal</em></h4></td> <td><strong>86</strong></td> <td><strong>1</strong></td> <td><strong>7</strong></td> <td><strong>2</strong></td> <td><strong>86</strong></td> <td><strong>602</strong></td> <td><strong>172</strong></td> <td><strong>860</strong></td> <td>--</td> <td>--</td> <td>--</td> <td><strong>$41,882</strong></td> </tr> <tr class="even"> <td></td> <td><p id="total" class="heading">Total</p></td> <td><strong>375</strong></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td><strong>3750</strong></td> <td></td> <td></td> <td></td> <td><strong>$182,625</strong></td> </tr> </tbody> </table> <aside id="footnotes" class="footnotes footnotes-end-of-document" role="doc-endnotes"> <hr /> <ol> <li id="fn1"><p>Includes burden of verifying data (about 40 hours), which EPA estimates will only need to be done for 1 organization in each participant category. This burden, when distributed among all participants, is about 32 minutes per participant ((40 hrs x 5 participants) / 375 total participants).<a href="#fnref1" class="footnote-back" role="doc-backlink">↩︎</a></p></li> </ol> </aside> ## 6(c) Estimating the Respondent Universe and Total Burden and Costs Burden EPA estimates that 375 applications will be submitted over the three-year life of the clearance. This estimate is based on the assumption that about 300 participants will apply for recognition under SDSI -- 150 for Partner recognition and 150 for Champion recognition -- and that roughly half of the 150 participants who apply for Partner recognition (or 75) will apply at a later time for Champion recognition. The estimate of 300 participants assumes that twice the number of organizations that have expressed interest in SDSI will ultimately participate (to date, 140[^5] different organizations have expressed interest). Furthermore, due to the nature of SDSI and the demographic of interested parties, EPA estimates that about 55% of participating companies[^6] will be formulators, 10% chemical manufacturers, 6% retailers / distributors, 6% institutional purchasers, and 23% others. The total burden hours and cost associated with this information collection are 4986 hours and \$248,133, respectively. ## {#section-6} ## Number range CHAPTER 6(d) Estimating Agency Burden and Costs Number range CHAPTERExhibit 6.2 presents the estimated Agency burden hours and costs associated with the information collection activities under this ICR. Other direct costs (copying, printing, telephone, and mailing expenses) are also included. EPA based its burden estimates on its experience managing other voluntary programs. Based on the general schedule (GS) pay schedule, EPA estimates an average hourly labor rate (hourly rate plus the standard government overhead factor of 1.6) of \$58[^7] for managerial staff, \$43 for technical staff, and \$20 for clerical staff. The Agency expects most activities to be performed by managerial staff (25 percent) and technical staff (75 percent). **Exhibit 6.2. Agency Burden/Cost** -------------- ------------ ----------- ------------ ----------- ------------ ----------- ---------- ---------- Activities Hours per Labor Cost Total Cost Total Labor per Hour per Activity Hours and Category Cost SDSI EPA EPA EPA EPA EPA EPA Total Total Cost application managerial technical managerial technical managerial technical Hours per per form Activity Activity Distribute 7 23 \$58 \$43 \$406 \$989 30 \$1,395 forms Answer 7 23 \$58 \$43 \$406 \$989 30 \$1,395 questions Record / enter 10 30 \$58 \$43 \$580 \$1,290 40 \$1,870 forms Verify 12 38 \$58 \$43 \$696 \$1,634 50 \$2,330 information; Make awards selection Notify 3 9 \$58 \$43 \$174 \$387 12 \$561 applicants of decision Total 42 123 \-- \-- \$2,262 \$5,289 162 \$7,551 -------------- ------------ ----------- ------------ ----------- ------------ ----------- ---------- ---------- ## *Number range CHAPTER* 6(e) Bottom Line Burden Hours and Cost Tables > a\. Respondent Tally **Exhibit 6.3. Average Estimated Respondent Burden and Cost Summary** ----------------------- ----------------------- ----------------------- **Average \# of **Average Burden **Average Cost** Respondents** Hours** 375 3,750 \$182,625 ----------------------- ----------------------- ----------------------- > b\. Agency Tally **Exhibit 6.4. Average Estimated Agency Burden and Cost Summary** ----------------------------------- ----------------------------------- **Burden Hours** **Annual Cost** 162 \$7,551 ----------------------------------- ----------------------------------- ## 6(f) Reasons for Change in Burden Since this is a new ICR, change in respondent burden is not applicable. ## 6(g) Burden Statement The annual public burden for this collection of information is estimated at 10 hours per response, including time for reviewing instructions, gathering information, and completing and reviewing the application. According to the Paperwork Reduction Act, "burden" means the total time, effort, or financial resources expended by persons to generate, maintain, retain, or disclose or provide information to or for a Federal agency. For this collection it includes the time needed to review instructions; develop, acquire, install, and utilize technology and systems for the purposes of collecting, validating, and verifying information, processing and maintaining information, and disclosing and providing information; adjust the existing ways to comply with any previously applicable instructions and requirements; train personnel to be able to respond to a collection of information; search data sources; complete and review the collection of information; and transmit or otherwise disclose the information. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. The OMB control number for this information collection appears above. The OMB control numbers for EPA's regulations in title 40 of the CFR, after appearing in the [Federal Register]{.underline}, are listed in 40 CFR part 9 and included on the related collection instrument or form, if applicable. To comment on the Agency's need for this information, the accuracy of the provided burden estimates, and any suggested methods for minimizing respondent burden, including the use of automated collection techniques, EPA has established a public docket for this ICR under Docket ID No. EPA-HQ-OPPT-2007-0274, which is available for public viewing at the EPA Docket Center (EPA/DC), EPA West, Room 3334, 1301 Constitution Ave., NW, Washington, DC. The EPA Docket Center Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The telephone number for the Reading Room is (202) 566-1744, and the telephone number for the Pollution Prevention and Toxics Docket is (202) 566-0280. An electronic version of the public docket is available at <http://www.regulations.gov/fdmspublic/component/main>. Use this website to submit or view public comments, access the index listing of the contents of the public docket, and to access those documents in the public docket that are available electronically. Once in the system, select "search," then key in the docket ID number identified above. Also, you can send comments to the Office of Information and Regulatory Affairs, Office of Management and Budget, 725 17th Street, NW, Washington, DC 20503, Attention: Desk Officer for EPA. Please include the EPA Docket ID No. EPA-HQ-OPPT-2007-0274 in any correspondence. Number range CHAPTER**ATTACHMENTS:** Number range CHAPTER\[NOTE: Unless otherwise noted, an electronic copy of the attachment is available only as a PDF file. You can still easily access the electronic PDF file in the electronic version of the public docket available through EDOCKET at [[http://www.epa.gov/edocket]{.underline}](http://www.epa.gov/edocket). Once in the system, select "quick search," then indicate that you'd like to search by Docket and key in the following docket ID number: EPA-HQ-OPPT-2006-0343. Search the docket index for this document by the title provided above. If you have any difficulties, please contact the technical person listed in the [Federal Register]{.underline} notice announcing the submission of this ICR to OMB for review and approval.\] Attachment A -- Pollution Prevention Act Section 6604(b)(5); 42 U.S.C. 13103(b)(5) \[The electronic copy is available as part of the electronic copy of the ICR's Supporting Statement.\] Attachment B -- SDSI Application Form # Number range CHAPTERATTACHMENT A **Pollution Prevention Act Section 6604(b)(5)** **42 U.S.C. 13103(b)(5)** \[Electronic copy available as part of the electronic copy of the ICR's Supporting Statement.\] **SEC. 6604. EPA ACTIVITIES.** \(a\) AUTHORITIES.---The Administrator shall establish in the Agency an office to carry out the functions of the Administrator under this subtitle. The office shall be independent of the Agency's single-medium program offices but shall have the authority to review and advise such offices on their activities to promote a multimedia approach to source reduction. The office shall be under the direction of such officer of the Agency as the Administrator shall designate. \(b\) FUNCTIONS.---The Administrator shall develop and implement a strategy to promote source reduction. As part of the strategy, the Administrator shall--- > \(1\) establish standard methods of measurement of source reduction; > > \(2\) ensure that the Agency considers the effect of its existing and > proposed programs on source reduction efforts and shall review > regulations of the Agency prior and subsequent to their proposal to > determine their effect on source reduction; > > \(3\) coordinate source reduction activities in each Agency Office and > coordinate with appropriate offices to promote source reduction > practices in other Federal agencies, and generic research and > development on techniques and processes which have broad > applicability; > > \(4\) develop improved methods of coordinating, streamlining and > assuring public access to data collected under Federal environmental > statutes; > > \(5\) facilitate the adoption of source reduction techniques by > businesses. This strategy shall include the use of the Source > Reduction Clearinghouse and State matching grants provided in this > subtitle to foster the exchange of information regarding source > reduction techniques, the dissemination of such information to > businesses, and the provision of technical assistance to businesses. > The strategy shall also consider the capabilities of various > businesses to make use of source reduction techniques; > > \(6\) identify, where appropriate, measurable goals which reflect the > policy of this subtitle, the tasks necessary to achieve the goals, > dates at which the principal tasks are to be accomplished, required > resources, organizational responsibilities, and the means by which > progress in meeting the goals will be measured; > > \(8\) 1 establish an advisory panel of technical experts comprised of > representatives from industry, the States, and public interest groups, > to advise the Administrator on ways to improve collection and > dissemination of data; > > \(9\) establish a training program on source reduction opportunities, > including workshops and guidance documents, for State and Federal > permit issuance, enforcement, and inspection officials working within > all agency program > > \(10\) identify and make recommendations to Congress to eliminate > barriers to source reduction including the use of incentives and > disincentives; > > \(11\) identify opportunities to use Federal procurement to encourage > source reduction; > > \(12\) develop, test and disseminate model source reduction auditing > procedures designed to highlight source reduction opportunities; and > > \(13\) establish an annual award program to recognize a company or > companies which operate outstanding or innovative source reduction > programs. # {#section-7} # {#section-8} # {#section-9} # {#section-10} # {#section-11} # {#section-12} # {#section-13} # {#section-14} # {#section-15} # {#section-16} # {#section-17} # ATTACHMENT B ####### {#section-18} ####### Safer Detergents Stewardship Initiative (SDSI) Application Form **Safer Detergents Stewardship Initiative (SDSI) Application** Overview: EPA developed the Safer Detergents Stewardship Initiative (SDSI) to recognize environmental leaders who voluntarily commit to the use of safer surfactants. Leading product manufacturers have made great progress in developing safer, highly effective cleaners. These manufacturers believe that producing the safest products possible is important to their role as stewards of the environment and public health. A number of U.S. corporations have acted in advance of SDSI to use safer surfactants in their entire product lines. Stakeholders who have reformulated detergents using safer surfactants have called the change cost-neutral. More information on stakeholder views on SDSI can be found at http://www.regulations.gov, document number: EPA-HQ-OPPT-2006-0343-0002, docket number: EPA-HQ-OPPT-2006-0343. **What is a Safer Surfactant?:** Safer surfactants are surfactants that break down quickly to non-polluting compounds[^8]. CleanGredients is a resource for information on safer surfactants (www.cleangredients.org). General Requirements: - Candidates should complete this application[^9] and have it signed by a company authority (e.g., CEO or vice president for health and environment). - Candidates should post a statement on their website describing the actions that qualify them for recognition under SDSI. Categories of Recognition: There are two categories for recognition under SDSI: Champion and Partner. - **Champion** is the highest level of recognition offered under SDSI. At this level, the participant is invited to the SDSI Awards ceremony, listed on the EPA SDSI website as a champion, and may use a special logo in their literature to help explain their participation in the program. - The **Partner** category provides recognition of significant accomplishment towards the use of safer surfactants. Partners will be listed on the EPA SDSI website and may be granted recognition as a Champion in the future, if appropriate. Partner recognition will sunset on the commitment date provided in Section 3 of the Application. Both Champions and Partners will receive a certificate of recognition from DfE. To be eligible for the awards ceremony, which will be held in the Summer of 2008, candidates for Champion status should submit their application by **December 31, 2007.** Application Process: Complete the application and submit a signed copy to the SDSI Awards Coordinator. Unless you claim information as confidential, all applications received will be considered public information and no materials submitted will be returned. Send completed applications to the appropriate address below. Please note that irradiation of federal mail may damage electronic media or other materials. It is highly recommended that a package delivery service be used, especially if you are sending a disk. Via US Postal Service: US Environmental Protection Agency Mail Code 7406M Safer Detergent Stewardship Initiative Attn: DfE Contact 1200 Pennsylvania Ave., NW Washington, DC 20460 Via Package Delivery Service: Safer Detergent Stewardship Initiative Attn: DfE Contact US Environmental Protection Agency EPA East, Room 5326 1201 Constitution Ave., NW Washington, DC 20004 Phone: 202-564-9910 *Confirmation of Receipt:* EPA will confirm receipt of applications, usually by email. If you have not received an acknowledgment within two weeks of sending your applications, please contact DfE Contact at contact.dfe@epa.gov or 202-564-9910 *Notification:* Winners will be notified prior to the official public announcement. Awards will be presented to the primary sponsor of the application. *Questions:* Questions about eligibility, nomination procedures, or the Safer Detergent Stewardship Initiative should be directed to DfE Contact of EPA's Design for the Environment Program at contact.dfe@epa.gov or 202-564-9910 SECTION 1: CONTACT INFORMATION Organization Name: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Contact Name: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Address (City, State, Zip): \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Phone: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Fax: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ E-mail: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Website: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Award and Type of Organization: Indicate the type of your organization ----------------------------------------------------------------------- \_\_\_\_\_\_ Chemical Manufacturer -- Manufactures surfactants \_\_\_\_\_\_ Formulator -- Purchases and blends chemicals (including surfactants) to create an end-use product for retailers and/or distributors \_\_\_\_\_\_ Retailer / Distributor -- Sells products containing surfactants \_\_\_\_\_\_ Institutional Purchaser -- Purchases or specifies cleaning products for use in multiple facilities (e.g., janitorial service provider) \_\_\_\_\_\_ Other -- Influences use of surfactants (e.g., non-profit, trade association, academia) ----------------------------------------------------------------------- Indicate the level of recognition for which you are applying. (Refer to Table 1 for a description of Champion and Partner status for each organization type.) ---------------------------------- ------------------------------------ \_\_\_\_\_\_ Champion (go to \_\_\_\_\_\_ Partner (go to Section Section 2) 3) ---------------------------------- ------------------------------------ +---------+---------------------------+-------------------------------+ | Part | **Table 1: Requirements | | | icipant | for Achieving:** | | | Type | | | +---------+---------------------------+-------------------------------+ | | **Champion Status** | **Partner Status** | +---------+---------------------------+-------------------------------+ | C | - Demonstrate that you | - Commit to producing only | | hemical | only manufacture | safer surfactants^1^ by a | | Manufa | safer | date that is reasonable | | cturers | surfactants[^10] | for your circumstances | | | | | | | - Document a strategy | - Document a strategy for | | | for ensuring that you | ensuring that you will | | | manufacture only | manufacture only safer | | | safer surfactants | surfactants | +---------+---------------------------+-------------------------------+ | Form | - Demonstrate that you | - Commit to using only | | ulators | only use safer | safer surfactants in your | | | surfactants in | products^1,3^ by a date | | | | that is reasonable for | | | products^1,^[^11]^,^[^12] | your circumstances | | | | | | | - Document a strategy | - Document a strategy for | | | for ensuring that | ensuring that only safer | | | only safer | surfactants will be used | | | surfactants are used | in products | | | in products | | +---------+---------------------------+-------------------------------+ | Re | - Demonstrate that only | - Commit to sell only | | tailers | safer surfactants are | products^3^ containing | | / | included in | safer surfactants by a | | Distr | products^2,3^ | date that is reasonable | | ibutors | intended for sale | for your circumstances | | | | | | | - Document a strategy | - Document your active | | | for ensuring that | encouragement of the use | | | only safer | of safer surfactants | | | surfactants are | | | | included in | | | | products^3^ intended | | | | for sale | | +---------+---------------------------+-------------------------------+ | Instit | - Demonstrate that you | - Commit to only use | | utional | only purchase | products^3^ that only | | Pur | products containing | contain safer surfactants | | chasers | safer surfactants | by a date that is | | | | reasonable for your | | | - Document a | circumstances | | | strategy[^13] for | | | | ensuring that | - Document your active | | | purchased products | encouragement of the use | | | only contain safer | of safer surfactants | | | surfactants | | +---------+---------------------------+-------------------------------+ | Others | - Demonstrate | - Document your active | | (e.g., | outstanding | encouragement of the use | | non-p | efforts[^14] to | of safer surfactants | | rofits, | encourage the use of | | | unions, | safer surfactants | | | ac | | | | ademia) | | | +---------+---------------------------+-------------------------------+ SECTION 2: CHAMPION Fill out this section if you are applying for recognition as a Champion. Use the space below to explain how you meet the following requirements. Please include supporting documents when appropriate and note these documents in your statement. You may attach extra sheets as needed. ---------------- ------------------------------------- ---------------- If you are a... You must show that ... And then go to... Chemical You only manufacture safer Section 2.1 Manufacturer surfactants Formulator You only use safer surfactants in Section 2.1 products Retailer / Only safer surfactants are included Section 2.2 Distributor in products intended for sale Institutional All the products you purchase contain Section 2.2 Purchasers only safer surfactants Other You have made outstanding efforts to Go to Section 4 encourage the use of safer surfactants ---------------- ------------------------------------- ---------------- \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ List your website describing the actions that qualify the company or organization for recognition under SDSI. \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 2.1 Chemical Manufacturers and Formulators only: Indicate or describe your product stewardship strategy for ensuring the manufacture or use of safer surfactants:  Use CleanGredients to choose surfactants  Other, please describe: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 2.2 Retailers / Distributors and Institutional Purchasers only: Document your strategy for ensuring that all of your purchased products contain only safer surfactants. You may attach extra sheets as needed. An example of a strategy is a letter that is sent to suppliers requiring them to provide products with only safer surfactants. The retailer / distributor will not be eligible for Champion recognition until it sells products with only safer surfactants. ---------------------- ------------------------------------------------ If you are a... Document a strategy for ensuring that... Retailer / Distributor Only safer surfactants are included in products intended for sale Institutional Purchased products contain only safer Purchaser surfactants ---------------------- ------------------------------------------------ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ SECTION 3: PARTNERS Fill out this section if you are applying for recognition as a Partner. List your website describing the actions that qualify you for recognition under SDSI. \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Use the space below to describe how you meet the following requirements. You should describe your commitment to a complete transition to safer surfactants by a date that is reasonable for your circumstances. Please state this date explicitly and explain briefly why it is a reasonable date for your circumstances.[^15] Include supporting materials when appropriate and note these materials in your statement. You may attach extra sheets as needed. ------------------------ ---------------------------------------------- If you are a... You need to document your commitment to... Chemical Manufacturer Produce only safer surfactants Formulator Use only safer surfactants in your products Retailer / Distributor Only sell products that only contain safer surfactants Institutional Purchasers Only purchase products that only contain safer surfactants Other Skip this item ------------------------ ---------------------------------------------- \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ ------------------------ ---------------------------------------------- If you are an... Document the following: Other (e.g., trade Your active encouragement of safer surfactants association, NGO, etc.) ------------------------ ---------------------------------------------- \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Section 4: CERTIFICATION OF APPLICATION Please have company authority (e.g., CEO or vice president for health and environment) sign here to verify the accuracy of the application's content. \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Signature of Authorizing Entity \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Printed Name and Title \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Date of Signature The public reporting and recordkeeping burden for this collection of information is estimated to average 10 hours per response, including the time for reviewing instructions, gathering information, and completing and reviewing the application. Send comments on the Agency\'s need for this information, the accuracy of the provided burden estimates, and any suggested methods for minimizing respondent burden, including through the use of automated collection techniques to the Director, Collection Strategies Division, U.S. Environmental Protection Agency (2822T), 1200 Pennsylvania Ave., NW, Washington, D.C. 20460. Include the OMB control number in any correspondence. Do not send the completed application to this address. **OMB Control No. 2070-TBD** **Approval expires XX/XX/XX** [^1]: ISSA is a leading international trade association for the cleaning industry. It has more than 4800 members, including approximately 300 cleaning product manufacturers. [^2]: The Inventory Update Rule (IUR) requires companies that manufacture, import or use certain chemicals listed on the TSCA inventory to report to EPA information about these chemicals (e.g., production/use volume) on a periodic basis. IUR reporting occurs every five years. Companies are currently providing information for calendar year 2005. [^3]: "Green to Gold: How Smart Companies Use Environmental Strategy to Innovate, Create Value, and Build Competitive Advantage;" Daniel Esty and Andrew Winston; Yale University Press, New Haven, CT; 2006 [^4]: NPEs are part of the APE family of chemicals. [^5]: This includes all companies in the interest list as of December 2006, excluding EPA and EPA contractors, and counting similar entities such as "The Dow Chemical Company" and "The Dow Chemical Company, Larkin Labs" as one company. [^6]: Based on the list of interested parties as of December 2006. [^7]: These three labor rates were estimated using the following GS-levels: GS-13 Step-5 for managerial staff, GS-10 Step-10 for technical staff, and GS-5 Step-1 for clerical staff. [^8]: An example of a class of safer surfactants is linear alcohol ethoxylates (LAE). LAEs are toxic to aquatic life, but break down quickly to non-polluting compounds. Nonylphenol ethoxylates, commonly referred to as NPEs, are a surfactant class that does not meet the definition of a safer surfactant. Both NPEs and their breakdown products, such as nonylphenol, are toxic to aquatic life. [^9]: EPA will reserve the right to request, on a confidential basis, the list of ingredients (e.g., bills of lading, invoices) or other relevant documentation at any time to confirm that candidates have the achieved the criteria for recognition. If documentation is requested but not received, EPA will withdraw recognition from that candidate. [^10]: CleanGredients™ is a resource for information on safer surfactants. [^11]: The deadline for using only safer surfactants in third-party finished goods and Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA)-registered products is December 31, 2008. [^12]: Products include those whose use routinely results in their discharge to the environment (e.g., all-purpose cleaners, laundry detergents, pesticides, airplane de-icers, fire-fighting foams and gels). [^13]: An example of a strategy is a letter that is sent to suppliers requiring them to provide products with only safer surfactants. The retailer/distributor will not be eligible for Champion recognition until its sells products with only safer surfactants. [^14]: Examples of contributions that would qualify include those that have developed means for surfactant users to identify safer surfactants, those that have taken action to educate industry or the public about safer surfactants, and those that have encouraged business to move toward safer surfactants. [^15]: Please note that Partner recognition will sunset on the commitment date. After this date, companies will need to apply for Champion recognition.
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Equal Employment Opportuntiy Commission v. Sara Lee Corporation 00-1534 IN THE UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 00-1534 EQUAL EMPLOYMENT OPPORTUNITY COMMISSION, Plaintiff-Appellant, v. SARA LEE CORPORATION, Defendant-Appellee. On Appeal from the United States District Court for the District of South Carolina BRIEF OF THE EQUAL EMPLOYMENT OPPORTUNITY COMMISSION AS PLAINTIFF-APPELLANT STATEMENT OF SUBJECT MATTER AND APPELLATE JURISDICTION This is a public enforcement action brought by the Equal Employment Opportunity Commission ("Commission") under the Americans with Disabilities Act, 42 U.S.C. 12101, et seq. ("ADA"). The district court had jurisdiction of the case under 28 U.S.C. 1331 and 1345. Final judgment was entered in the district court on February 25, 2000, disposing of all claims with respect to all parties. Joint Appendix ("J.A.") at 335. The Commission filed a timely notice of appeal on April 20, 2000. J.A. at 363; see F.R.A.P. 4(a)(1). This Court has jurisdiction of the district court's final judgment under 28 U.S.C. 1291. STATEMENT OF THE ISSUES 1. Whether the district court erred in ruling, as a matter of law, that the charging party's epilepsy, which resulted in substantial daytime and nocturnal seizure activity, was not an actual disability within the meaning of the ADA. 2. Whether the district court erred in ruling that the charging party's proposed accommodation of staying in her first shift position was unreasonable as a matter of law because it conflicted with the defendant's seniority policy, where that policy was self-imposed and subject to modification or adjustment at the defendant's discretion. 3. Whether the district court erred in ruling that the defendant satisfied its duty of reasonable accommodation by providing the charging party with only those options made available under a rote application of the defendant's self-imposed seniority policy, options that did not take into account the precise limitations imposed by the charging party's disability. STATEMENT OF THE CASE 1. Nature of the Case This case involves a claim of disability discrimination under the ADA brought against Sara Lee Corporation ("Sara Lee"). The Commission is suing at the behest of a charging party, Vanessa Turpin, who worked for Sara Lee until May 1997, when she was denied an accommodation that would have allowed her to continue working in her position. The district court granted summary judgment in favor of Sara Lee, holding that the Commission's evidence was insufficient to support a finding that Turpin had a covered disability within the meaning of the ADA. The court also held, as a matter of law, that Sara Lee did not default on its obligation to provide a reasonable accommodation to Turpin. 2. Course of Proceedings The Commission initiated this action in February 1999. J.A. at 4. Sara Lee moved for summary judgment in December 1999. Id. at 18. By order dated February 23, 2000, the district court granted summary judgment in favor of Sara Lee. Id. at 336. The district court entered judgment on February 25, 2000. Id. at 335. 3. Statement of Facts a. Vanessa Turpin began working for Sara Lee in September 1989, at its Salem, Virginia, factory. J.A. at 339-40. In 1992, three years into her employment with Sara Lee, Turpin began experiencing seizures in her sleep. Id. at 336. During one of her initial episodes, Turpin woke up on the floor with paramedics "standing over the top of [her]." Id. at 58-59. Turpin consulted a neurologist, who prescribed Dilantin, an anti-seizure medication. Id. at 336. Despite the medication, Turpin continued to experience nocturnal seizures. Id. at 336-37. Turpin's seizures grew worse over time. By 1997,<1> Turpin was experiencing nocturnal seizures on a regular basis. Id. at 337. These seizures were characterized by shaking, kicking, salivating, and bedwetting. Id. Turpin would sometimes bite her tongue during the nighttime seizures, causing eating and drinking problems the next day. Id. Turpin was typically unaware of the fact that she was experiencing a nocturnal seizure, but the seizures were witnessed by her husband. Id. Turpin, moreover, felt the effects of the seizures. After having nocturnal seizures, Turpin would feel tired in the morning, as if she had never slept at all. Id. Turpin would sometimes awaken, after a nocturnal seizure, to find her bed covers tossed onto the floor and her arm or leg bruised. Id. Turpin also began experiencing daytime seizures. Turpin experienced numerous daytime seizures in 1997,<2> including 4 or 5 episodes while at work. Id. at 337. Turpin was able to sense that a daytime seizure was about to happen. Id. at 338. Turpin would go off to sit elsewhere until the seizure would pass. Id. During a seizure, Turpin would begin shaking; Turpin's face would take on a blank expression, and she would become completely unaware of, and unresponsive to, her surroundings. Id. The seizures typically lasted for a few minutes. Id. After the seizure, Turpin was able to return to the activity she was performing prior to the seizure. Id. Turpin's seizures also had a residual impact on her ability to concentrate and think. Turpin, for example, experienced regular memory loss and confusion as a result of the seizure activity. Id. at 339. Turpin's memory loss made it difficult for Turpin to remember to take her medication more than once a day. Id. Turpin's memory loss also affected Turpin's ability to perform daily tasks. Id. at 272, 274, 277. Turpin forgot to do simple chores; Turpin would begin driving and then forget where she was going and why she was going there. Id. On one occasion, Turpin got in the car and "started blowing her horn." Id. at 269-70. When asked about the incident, she could not "remember doing it." Id. at 270. On another occasion, Turpin, on a routine visit to see her doctor, forgot how to get to her doctor's office. Id. at 339. Turpin's seizures placed additional burdens on her husband, Benjamin Gethers. Gethers assisted Turpin when she had break downs in her memory. Id. at 272-74, 277-79. Gethers stepped into drive when Turpin sensed that she was going to have a seizure. Id. at 265. Gethers helped Turpin through her nocturnal seizures, waking her up while the seizures were on-going, walking her to the bathroom, and changing the bed (which was often wet with saliva or urine) so that Turpin could go back to sleep. Id. at 261-64. Gethers took steps to ensure that Turpin was not placed in "any kind of situation" likely to increase the risk of a daytime seizure. Id. at 272-73. Turpin was eventually diagnosed with complex partial seizure disorder (epilepsy). Id. at 338. Turpin's neurologist, Dr. Healy, believes that Turpin's seizures will be a "life-long phenomena." Id. at 339. Turpin has on-going seizure activity even though she is taking medication to counter the effects of the impairment. b. In 1996, Sara Lee closed its Salem, Virginia facility. Id. at 340. The company provided employees of that facility with the option of transferring to Sara Lee's Florence, South Carolina facility. Id. Turpin accepted the transfer, working the first shift -- the day shift -- as an Auto Packaging Machine Operator. Id. In the spring of 1997, Sara Lee decided to close its Hartsville, South Carolina plant. Id. Sara Lee offered the Hartsville employees the option of transferring to other facilities. Id. Invoking its internal seniority policy, Sara Lee permitted these employees to displace less senior employees at these other facilities. Id. Most of the more senior Hartsville employees elected to transfer to the Florence plant. Id. at 341. A Hartsville employee, with more seniority than Turpin, was slotted to assume Turpin's first shift position. Id. This meant that Turpin would have to transfer to a second or third shift position, requiring her to work a night shift of some kind. Id. Upon learning that she was to be removed from her first shift position, Turpin contacted her Human Resources manager, Vera Wilson, requesting that she be allowed to remain on the first shift. Id. Turpin presented Wilson with a letter from Turpin's internist, Dr. Ducker. Id. In that letter, dated April 9, 1997, Dr. Ducker stated that, after consulting with Turpin's neurologist, Dr. Healy, it was Dr. Ducker's opinion that Sara Lee should permit Turpin to remain on the first shift because "it is a well known fact that recurrent seizure activity can be precipitated by disturbance of sleep pattern." Id. Wilson showed the letter to Robert Wofford, another Human Resources manager, who, in turn, contacted Sara Lee's Corporate Medical Director, Dr. Egnatz. Id. at 341-42. Dr. Egnatz offered the opinion that the change in shift would not exacerbate Turpin's seizure disorder so long as Turpin worked a non-rotating shift, whether that be the first shift, the second shift, or the third shift. Id. at 342. Dr. Egnatz was not a neurologist. Id. at 312. Dr. Egnatz never examined Turpin, nor was he given any of her "documents or medical records." Id. at 127, 315-16. At no point did Wilson, Wofford, or Dr. Egnatz speak with either Dr. Ducker or Dr. Healy. Id. at 341-42 Sara Lee decided not to provide Turpin with an accommodation. Instead, Sara Lee chose to "stick with the seniority policy," id. at 135, limiting Turpin to the same three options given to any individual being bumped from the first shift by virtue of the seniority policy: (1) move to second or third shift; (2) go on layoff status with recall rights for twelve months (including the right to be recalled to a first shift position should one become available); or (3) take a severance package. Id. at 342. Turpin elected to take the severance package. Id. The record shows that the seniority policy invoked by Sara Lee is not part of a collective bargaining agreement. Id. at 340. The policy, instead, is self-imposed. Id. Under its policy, Sara Lee "reserves the right to make modification changes to the provisions of [the] policy and the inclusive policies involved." Id. at 42. The policy has built-in flexibility, permitting the company to grant exceptions to its seniority rules on a case-by-case basis. Id. at 50 (authorizing the Company-wide Seniority Review Board to deviate from seniority levels with respect to laid off employees seeking an "Interplant Transfer"). Because the policy "was drafted years before the downturn in the hosiery business," it does not "directly address plant closings." Id. at 38. Although the company retains the discretion to apply the policy to plant closings, it has not always done so. When Sara Lee closed its Salem, Virginia plant and moved its operations to Florence, South Carolina, it waived the seniority policy to encourage Salem employees to transfer to Florence, believing this to be in the "best interest" of the company. Id. at 320-21. In this case, Sara Lee chose to apply its seniority policy without adjustment or modification. c. The district court granted Sara Lee's motion for summary judgment in an order dated February 23, 2000. The court first ruled that, "as a matter of law, Turpin did not suffer from a 'disability' pursuant to the ADA's definition during the time period surrounding May 31, 1997." Id. at 354. The court acknowledged that epilepsy constitutes an impairment under the ADA. Id. at 346. The court also recognized that the various life activities identified by the Commission, e.g., sleeping, thinking, and caring for oneself, were "major life activities" within the meaning of the ADA. Id. at 347-48. The court held, however, that Turpin's impairment was not substantially limiting. Focusing first on the major life activity of sleeping, the court reduced the Commission's proof to evidence that Turpin "experienced fitful nights of sleep twice a week, a condition which affects many adults." Id. at 350. The court concluded that, "[o]n the basis of this evidence, the EEOC has failed to show that Turpin's sleeping affliction is any worse than that which a large segment of the nation's adult population suffers from." Id. The court next turned to the major life activity of thinking, including Turpin's abilities to concentrate and remember. Again, the court reduced the Commission's proof to evidence of "a few incidents of forgetfulness a week," concluding that "forgetting things twice or thrice on a weekly basis is not a substantial limitation on one's ability to think, concentrate, or remember things." Id. at 352. Based largely on its finding that "Turpin's epilepsy did not substantially limit her ability to sleep and think," the court also concluded "that the EEOC failed to produce sufficient evidence from which a reasonable jury could find that Turpin's seizures substantially limited her ability to care for herself." Id. at 353. Finally, the court addressed "the EEOC's contention that Turpin experienced an 'altered consciousness' during her daytime seizures, which would interrupt all major life activities, including seeing, hearing, walking, communicating, thinking, concentrating, and caring for herself." Id. On this point, the court stressed that "Turpin's seizures were not major motor or grand mal seizures," that "the daytime seizures would last only a few minutes at most," and that "once the seizure would end, Turpin found herself able to resume whatever activity she had been performing before the seizure occurred." Id. at 353-54. In the court's view, "although it is clear that Turpin's seizures momentarily limited her ability to engage in any activity for the few minutes that her seizure episodes endured," Turpin's "partial seizure episodes were simply too temporary to constitute a substantial limitation on any major life activity." Id. at 354. Having disposed of the disability issue, the court, "for the sake of completing the analysis," also addressed the Commission's argument that it would have been a reasonable accommodation for Sara Lee to "modify its seniority policy of permitting disabled employees from closed-down plants to bump employees with less seniority at another facility," thereby allowing Turpin to remain on first shift. Id. at 354-55. The court ruled, as a matter of law, that "the ADA's reasonable accommodation provision [does not require] an employer to exempt an employee from its seniority policy to the detriment of another employee." Id. at 355-56. The court rejected the Commission's attempt to distinguish this case -- involving a self-imposed seniority policy -- "from the many ADA cases holding that reasonable accommodation does not require modifying a collectively-bargained-for seniority policy." Id. at 357. The court concluded that "[b]ecause the accommodation sought by Turpin would have required Sara Lee to give preference to Turpin and her disability over another employee and her seniority rights by placing the less-senior Turpin on 'equal' footing with a more-senior employee, such requested accommodation was not reasonable, as 'it would convert a nondiscrimination statute into a mandatory preference statute.'" Id. at 358. Alternatively, the court ruled that Sara Lee had satisfied its duty of reasonable accommodation by offering Turpin the options of either working a non-rotating second or third shift or accepting a lay off or severance package. Id. at 361-62. Stressing that "the ADA does not require Sara Lee to offer Turpin an ideal accommodation, but only a reasonable accommodation," the court found that "Sara Lee engaged in a good-faith effort to accommodate Turpin, and indeed offered her a reasonable accommodation, which she declined." Id. The court opined that, despite the contrary advice of her physician, Turpin should have "attempted to adjust her body to a new (and regular) sleeping pattern under the second or third shift." Id. at 362. SUMMARY OF ARGUMENT The district court erred in ruling, as a matter of law, that the Commission's evidence was insufficient to support a finding that Turpin had a covered disability within the meaning of the ADA. In enacting the ADA, Congress assumed that most individuals with epilepsy would meet the ADA's definition of disability. Specifically, Congress assumed that epilepsy was the type of impairment that would impose a substantial limitation on one or more major life activities, at least in those cases where the effects of the impairment were not controlled (or significantly curtailed) by medication. In this case, the evidence shows that Turpin experienced substantial daytime and nocturnal seizure activity, notwithstanding medication that she took to mitigate the effects of her condition. Turpin is incapacitated during her daytime seizures, which can last as long as two minutes. Both the nocturnal and daytime seizures have significant residual effects, limiting Turpin's ability to care for herself, sleep, and think. It cannot be said, as a matter of law, that Turpin's condition does not substantially limit one or more major life activities. The district court also erred in ruling that Turpin's proposed accommodation -- being permitted to stay in her first shift position -- was unreasonable as a matter of law. A number of circuit courts have held that reasonable accommodation does not require modifying a collectively-bargained-for seniority policy. In this case, however, the seniority policy is not part of a collective bargaining agreement. It is a self-imposed policy that, by its terms, is subject to adjustment or exception at Sara Lee's discretion. This is not a case, moreover, where an employee was seeking reassignment to an entirely new position that was otherwise guaranteed to a more senior employee. Instead, Turpin was asking for a relatively minor adjustment in her work schedule, one that would permit her to continue working in a shift that accommodated her disability. Under these circumstances, it was error to hold, as a matter of law, that Turpin's proposed accommodation was unreasonable. Nor was it proper to dismiss the claim of reasonable accommodation on the ground that Sara Lee's offer of one of three options -- a second or third shift position, lay off, or seniority package -- constituted a reasonable accommodation in its own right. By definition, an accommodation is a change in the work environment or in the way things are customarily done, designed to overcome the precise limitations imposed by a disability. The three options offered by Sara Lee were not accommodations within the meaning of the ADA. They were the same options extended to any individual being bumped from the first shift by virtue of the seniority policy. In this case, Sara Lee did not "change" anything; it steadfastly adhered to its self-imposed seniority policy, ignoring the medical opinion of Turpin's physician that moving Turpin to a second or third shift position would exacerbate Turpin's seizures. ARGUMENT THE DISTRICT COURT ERRED IN GRANTING SUMMARY JUDGMENT IN SARA LEE'S FAVOR. A. Standard Of Review This Court reviews a district court's grant of summary judgment de novo, viewing all facts and inferences in the light most favorable to the non-moving party. Providence Square Assocs., L.L.C. v. G.D.F., Inc., 2000 WL 530307, *3 (May 3, 2000). Summary judgment is proper only when there is no genuine issue of material fact, and the moving party is entitled to judgment as a matter of law. Id. B. The Commission's Evidence Is Sufficient To Support A Finding That Turpin Has A Disability Within The Meaning Of The ADA The threshold issue raised by this appeal is whether the Commission presented sufficient evidence to support a finding of disability. We believe that there are discrete evidentiary theories -- outlined below -- that support a finding of actual disability in this case.<3> More generally, we believe that the district court's analysis is inconsistent with congressional intent concerning the scope of coverage under the ADA. In enacting the ADA, Congress sought "to provide a clear and comprehensive national mandate for the elimination of discrimination against individuals with disabilities." 42 U.S.C. 12101(b)(1). Congress specifically found that some 43 million Americans -- nearly 1/5th of the population (at that time) -- were disabled and in need of protection against "various forms of discrimination." 42 U.S.C. 12101(a)(1)-(5). "Because it is included in the ADA's text, the finding that 43 million individuals are disabled gives content to the ADA's terms, specifically the term 'disability.'" Sutton v. United Air Lines, Inc., 119 S. Ct. 2139, 2149 (1999). There are strong indications that Congress viewed individuals with epilepsy as included among the 43 million Americans with a covered disability. Congress derived the figure of 43 million, in large part, from contemporaneous reports on disability status. See id. at 2147-48 (citing, e.g., National Center for Health Statistics, U.S. Dept. of Health and Human Services, Vital and Health Statistics, Current Estimates from the National Health Interview Survey, 1989, Series 10 (1990); National Council on Disability, Toward Independence (1986); National Institute on Disability and Rehabilitation Research, Data on Disability from the National Health Interview Survey 1983-1985 (1988)). Several of these reports identified epilepsy as a disabling condition likely to result in limitations on daily activities. E.g. Current Estimates at 82-105; Toward Independence at 12; Data on Disability at 32-140. The ADA's legislative history is replete with references to epilepsy, reflecting an assumption on Congress' part that epilepsy -- a permanent condition that produces intermittent conscious-altering seizures -- would typically meet the standard for a substantially limiting impairment. S. Rep. No. 101-116, 101st Cong., 1st Sess. 22, 31, 39, 62 (1989) (referencing epilepsy in discussing the protections of the ADA, including the requirement of reasonable accommodation); H.R. Rep. No. 101-485(II), 101st Cong., 2d Sess. 51, 62, 72, 79-80 105 (1990), reprinted in 1990 U.S.C.C.A.N. 303, 333, 345, 355, 362, 388 (same); H.R. Rep. No. 101-485(III), 101st Cong. 2d Sess. 28, 33, 42, 50 (1990), reprinted in 1990 U.S.C.C.A.N. 445, 451, 456, 465, 473 (same). The key committee reports make that assumption explicit. See H.R. Rep. No. 485(II), 101st Cong., 2d Sess. 52, reprinted in 1990 U.S.C.C.A.N. at 334 ("impairments . . . such as epilepsy . . . substantially limit a major life activity"); H.R. Rep. No. 485(III), 101st Cong., 2d Sess. 28, reprinted in 1990 U.S.C.C.A.N. at 451 ("epilepsy [is] an impairment which substantially limits a major life activity").<4> Plainly, Congress intended the ADA to protect individuals who endure epilepsy-induced seizures but who, nonetheless, are willing and able to perform work. This is not to say, of course, that epilepsy is some kind of per se disability. There are no per se disabilities under the ADA. In enacting the ADA, Congress did not adopt a laundry list of covered impairments. Congress, instead, adopted a functional test for disability, geared to the impact of an impairment on one or more major life activities. See 42 U.S.C. 12102(2)(A) (defining disability as a "physical or mental impairment that substantially limits one or more . . . major life activities"). Nonetheless, while the ADA does not contain an itemized list of covered disabilities, Congress understood that some impairments would be sufficiently severe to produce a substantially limiting effect on a major life activity in most (if not all) cases. Epilepsy, where its effects are not controlled (or significantly curtailed) by medication, is the type of impairment that yields a finding of a covered disability under the ADA's functional standard. This, in any event, was Congress' understanding in enacting the ADA. The district court's ruling flies in the face of congressional intent. The district court held that the Commission's evidence was insufficient even to support a finding of a covered disability. The court reached this conclusion despite the evidence that Turpin has a permanent epileptic condition that, even with the mitigating effect of medication, results in substantial daytime and nocturnal seizure activity. Turpin's seizures render her completely unaware of, and unresponsive to, her surroundings and produce significant residual effects on her daily living, affecting, among other things, her ability to think, concentrate, and remember. Turpin is precisely the type of individual for whom Congress intended coverage under the ADA. The district court stressed that Turpin's seizures would last "only a few minutes at most," and that Turpin was able, once the seizure ended, to "resume whatever activity she had been performing before the seizure occurred." J.A. at 353-54. These facts, however, merely explain why Turpin was able to work and function in her daily life, despite the substantial limitations imposed by her condition. One can envision a more severe case of major motor or grand mal seizures, where an individual has regular seizures that are incapacitating for significant periods of time. Yet, in many such cases, the individual will be unable to perform the essential functions of a job, due to the disability, thus placing the individual outside the protections of the ADA. Reduced to its core, the district court's decision imposes a classic Catch-22: an individual with epilepsy who is qualified to work falls outside the protection of the statute because the individual's impairment is not sufficiently severe to constitute a disability; an individual with epilepsy whose impairment is sufficiently severe to constitute a disability falls outside the protection of the statute because the individual's disability renders her unqualified to work. Congress assumed that many individuals with disabilities, with the help of the law, could "participate in, and contribute to, society." 42 U.S.C. 12101(a)(7). Congress did not intend to create a self-defeating category of coverage, where only those whose impairments are so severe that they are unable to work meet the threshold for a covered disability. See Albertson's, Inc. v. Kirkingburg, 119 S. Ct. 2162, 2168 (1999) (stressing that substantial limitations should not be equated with "utter inabilities"). The Supreme Court's decision in Sutton v. United Air Lines, Inc. is not to the contrary. In Sutton, the Supreme Court held that a fully correctable vision impairment did not constitute a covered disability under the ADA. The key fact in Sutton was that the plaintiffs could fully ameliorate their vision impairment by simply slipping on a pair of eye glasses. 119 S. Ct. at 2149. Epilepsy is not so easily mitigated, a point that the Supreme Court took care to note in its Sutton decision. Distinguishing epilepsy from the easily correctable vision impairment at issue in Sutton, the Court clarified that individuals with epilepsy may be covered under the ADA, even if antiepileptic drugs fully ameliorate the effects of the impairment, if those drugs have "negative side effects" that are substantially limiting in their own right. Id. at 2147. The Court further explained that individuals who "take medicine for epilepsy" may still have an actual disability under the ADA if they "take medicine to lessen the symptoms of an impairment so that they can function but nevertheless remain substantially limited." Id. at 2149. Under Sutton, it is entirely possible for an individual taking antiepileptic drugs to be substantially limited in one or more major life activities due either to the negative effects of the medication or the failure of the medication to fully ameliorate the effects of the condition. Notably, in Sutton, the Supreme Court drew substantial support from the fact that the ADA cited a figure of 43 million Americans with disabilities. See id. at 2147-49. The Court reasoned that, in light of this figure, it made no sense to cover individuals with correctable vision impairments, a class comprised of some 100 million Americans. Id. The statistics on epilepsy reveal an entirely different picture. According to a recent study commissioned by the Epilepsy Foundation, approximately 2.3 million Americans of all ages have epilepsy. See Epilepsy Foundation: EpilepsyUSA Online News Magazine, http://www.efa.org/news/epilepsyUSA/coststudy.html (citing Charles E. Begley, et al., The Cost of Epilepsy in the United States: An Estimate from Population-Based Clinical and Survey Data, EPILEPSIA, Vol. 41, No. 2000). Of those 2.3 million, just over 1 million (44 percent) continue to have seizures despite treatment. Id. Of those 1 million, approximately 725,000 are adults under the age of 65. Id. Covering individuals with epilepsy, particularly those with on-going seizure activity, would not "break the bank" on coverage. To the contrary, it would be well within Congress' estimate of 43 million disabled, a figure that, while not without limits, belies any argument that the protections of the ADA extend only to some narrow segment of the population. Based on the foregoing understanding of congressional intent, the burden of showing a covered disability in cases of this nature should not be an onerous one. Cf. Kirkingburg, 119 S. Ct. at 2169 (rejecting the argument that monocular vision is a "per se" disability but opining that, in light of the "medical literature," individuals with monocular vision "'ordinarily' will meet the Act's definition of disability"). In this case, the evidence strongly supports a finding of disability status under one of several evidentiary theories. First, the existence of an actual disability can be established under an "intermittent manifestation" theory. The ADA does not cover temporary or short-term conditions that have a minor impact on an individual's life. The statute does, however, cover chronic conditions that manifest themselves on an intermittent basis, leading to brief periods or episodes of debilitation. See Van Zande v. State of Wisconsin Dep't of Admin., 44 F.3d 538, 544 (7th Cir. 1995) (stating that "[o]ften the disabling aspect of a disability is, precisely, [the] intermittent manifestation of the disability, rather than the underlying impairment"); 2 EEOC Compliance Manual, Interpretations (CCH) 902.4, 6884 at p. 5320 (1995) (stressing that "some chronic conditions may constitute substantially limiting impairments" even if they are asymptomatic for substantial periods of time). This case fits squarely into the intermittent manifestation box. Turpin's epileptic seizures are a "life-long phenomena." J.A. at 339. Turpin experiences both nocturnal and daytime seizures on a regular, ongoing basis. During those seizures, Turpin is "completely unaware of, and unresponsive to, her surroundings," id. at 338, leading to substantial limitations -- while the seizure persists -- on a plethora of major life activities, e.g., walking, hearing, lifting, speaking, performing manual tasks. Because Turpin's permanent epilepsy, with its intermittent manifestations, has "a high likelihood of recurrence in substantially limiting forms," 2 EEOC Compliance Manual Interpretations (CCH) 902.4, 6884, at p. 5320, Turpin's condition satisfies the statutory threshold for an actual disability. The district court found that "Turpin's complex partial seizure episodes were simply too temporary to constitute a substantial limitation on any major life activity." J.A. at 354. This misses the point. Turpin's seizures "would last only a few minutes." Id. at 353. The seizures, however, were not sporadic. They occurred with some frequency, both at night and during the day, and were incapacitating for the duration of the seizure. An impairment is substantially limiting when an individual is "significantly restricted as to the condition, manner or duration under which [the] individual can perform a particular major life activity" as compared to "the average person in the general population." 29 C.F.R. 1630.2(j)(1)(ii). The average person in the general population does not experience recurring episodes -- of up to two minutes in length -- during which the person is in an incapacitated state, unable to perform a host of major life activities. An individual with epilepsy who is prone to seizures that are temporarily debilitating has "a condition [that] obviously limits [him] in significant ways." EEOC v. Kinney Shoe Corp., 917 F. Supp. 419, 425 (W.D. Va. 1996), aff'd on other grounds, 104 F.3d 683 (4th Cir. 1997); see Reynolds v. Brock, 815 F.2d 571, 573-74 (9th Cir. 1987) (citing the "inescapable conclusion" that an individual with epilepsy has a substantially limiting impairment if the individual is not seizure-free); Rowles v. Automated Prod. Sys., Inc., 92 F. Supp. 2d 424, 429 (M.D. Pa. 2000) (reasonable juror could conclude that plaintiff was disabled where, despite the use of medication, plaintiff was still at risk of occasional, substantially limiting seizures); Eckles v. Consolidated Rail Corp., 890 F. Supp. 1391, 1399 & n.4 (S.D. Ind. 1995) (fact issue exists as to whether plaintiff who is experiencing seizures while medicated is substantially limited in major life activities; noting assumption in legislative history that "the employee with epilepsy will be found disabled"), aff'd on other grounds, 94 F.3d 1041 (7th Cir. 1996); Sunkett v. Olsten Temporary Servs., 1995 WL 507044, *4 n.5 (N.D. Cal. 1995) (individual with epileptic condition that triggers occasional seizures "clearly" has a physical impairment that substantially limits major life activities), rev'd on other grounds, 1997 WL 349049 (9th Cir. 1997); Vazquez v. Bedsole, 888 F. Supp. 727, 731 (E.D.N.C. 1995) (plaintiff with epilepsy who has seizures on semi-regular basis is "disabled" for purposes of summary judgment). Alternatively, disability can be established under the theory that the cumulative weight of Turpin's impairment substantially limited her ability to care for herself. See 29 C.F.R. 1630.2(i) (listing "caring for oneself" as a major life activity). Turpin's epileptic seizures cannot be assessed in a vacuum. When she had nocturnal seizures, Turpin would bite her tongue, "causing eating and drinking problems the next day." J.A. at 337. "These nocturnal seizures would leave Turpin feeling tired in the morning, as if she had not caught a wink of sleep." Id. Turpin's daytime seizures left her feeling "'spaced out' for a short period of time, as she would feel dizzy, weak, nervous, and upset, and would need to go off by herself to recover." Id. at 353. Turpin, moreover, had a residual loss in her capacity to think and concentrate, leading to repeated incidents of memory loss. "Chronic, episodic conditions can easily limit how well a person performs an activity as compared to the rest of the population: repeated flare-ups of poor health can have a cumulative weight that wears down a person's resolve and continually breaks apart longer-term projects." Taylor v. Phoenixville Sch. Dist., 184 F.3d 296, 309 (3d Cir. 1999). The cumulative impact of epilepsy, on an individual such as Turpin, is profound. Seizures are, by their very nature, unpredictable. Individuals who experience seizures on an on-going basis live in constant fear of another seizure. See Epilepsy Foundation, Epilepsy: A Report to the Nation 11 (1999) (reporting that 50 percent of people with epilepsy cite the fear of another seizure as the single worst thing about living with epilepsy). Many individuals with epilepsy make alterations in their daily behavior and schedule to minimize the risk of seizure. Many rely upon the assistance of others to combat the residual effects of seizure activity. In this case, alterations were made in Turpin's daily living to ensure that Turpin was not placed in any "situation" that would increase the risk of seizure. J.A. at 272-73. Turpin, moreover, was assisted by her husband in carrying out daily activities on those occasions when Turpin had daytime seizures or break downs in memory resulting from the seizure activity. Turpin's husband also helped Turpin manage her sometimes harrowing nocturnal seizures. Turpin, although not incapable of caring for herself, was substantially burdened in her ability to do so, thus triggering the protections of the ADA. See Rowles, 92 F. Supp. 2d at 429 (epilepsy was a substantially limiting impairment where the plaintiff was required to make significant alterations in his daily living to mitigate the effects of the condition); cf. Sutton, 119 S. Ct. at 2149 (finding that the plaintiffs' vision impairment was not substantially limiting where the plaintiffs could fully ameliorate the effects of the impairment by simply putting on a pair of eyeglasses). Finally, the evidence supports a finding that Turpin was substantially limited in the specific major life activities of sleeping and thinking.<5> There is no dispute that Turpin experienced nocturnal seizures on a regular and ongoing basis. Although the district court reduced the effects of Turpin's seizures to "fitful nights of sleep twice a week," J.A. at 350, this trivializes Turpin's condition. Turpin's nocturnal seizures "were characterized by shaking, kicking, salivating, and bed wetting." Id. at 337. Turpin would bite her tongue during nocturnal seizures and would awaken "to find her bed covers tossed onto the floor and her arm or leg bruised." Id. On one occasion, Turpin woke up on the floor in the middle of the night with paramedics hovering over her. An impairment is substantially limiting when an individual is significantly restricted as to the "manner" or "condition" under which the individual performs a major life activity, as compared to the average person in the general population. 29 C.F.R. 1630.2(j)(1). The average person in the general population, even one who experiences "fitful nights of sleep," does not inflict physical injury on herself, nor shake, kick, salivate, and bed wet while sleeping.<6> A reasonable jury could find that Turpin's impairment had a substantial impact on Turpin's ability to sleep. See generally Franklin v. Consolidated Edison Co. of New York, Inc., 1999 WL 796170, **11-12 (S.D.N.Y. Sept. 30, 1999) (evidence that medication taken to combat the effects of epilepsy produced "mild sedation and insomnia" sufficient to support a finding that plaintiff was substantially limited in the major life activity of sleeping). Turpin's impairment also imposed a substantial limitation on her ability to think. Again, there is no dispute that Turpin's seizures resulted in some memory loss. The district court's reference to Turpin "forgetting things twice or thrice on a weekly basis" understates the quality of the Commission's evidence. It is perhaps true that many "adults in the general population suffer from a few incidents of forgetfulness a week." J.A. at 352. But does the average adult routinely forget how many doses of medication they have taken during a day? Does the average adult have to rely upon another adult to help her remember daily tasks? Does the average adult start blowing the horn in her car and, when asked about the incident a short time later, forget what she had done? Does the average adult get lost on a routine visit to her doctor, completely forgetting the location of the doctor's office? This evidence supports a finding of a substantially limiting impairment. C. Turpin's Proposed Accommodation Was Not Unreasonable As A Matter Of Law The second issue raised by this appeal concerns Sara Lee's obligation to provide a reasonable accommodation for Turpin's epilepsy (assuming the condition constitutes a covered disability). On this point, the district court ruled that Turpin's proposed accommodation -- being permitted to stay in her first shift position -- was unreasonable as a matter of law, since it conflicted with Sara Lee's seniority policy. There are "many ADA cases holding that reasonable accommodation does not require modifying a collectively-bargained-for seniority policy." J.A. at 357. This case, however, does not involve a collective bargaining agreement. It involves a self-imposed seniority policy that, by its terms, is subject to adjustment or exception at Sara Lee's discretion. In this case, moreover, Turpin was not seeking reassignment to an entirely new position that was otherwise guaranteed to a more senior employee. Turpin was asking for a relatively minor adjustment in her work schedule, one that would permit her to continue working in a shift that accommodated her disability. See 42 U.S.C. 12111(9)(B) (defining reasonable accommodation to include "part-time or modified work schedules"). Courts have dismissed claims of reasonable accommodation, as a matter of law, when the proposed accommodation would require an employer to reassign a disabled employee to a position that is slotted for a more senior employee under the terms of a collective bargaining agreement. See, e.g., Eckles v. Consolidated Rail Corp., 94 F.3d 1041 (7th Cir. 1996). Where, as here, the proposed accommodation merely implicates the employer's own seniority policies, the accommodation is not per se unreasonable. See Smith v. Midland Brake, Inc., 180 F.3d 1154, 1175-76 (10th Cir. 1999) (en banc) (distinguishing between cases involving reassignment to a position for which another employee has a "vested priority right" under the terms of a collective bargaining agreement, where the accommodation is per se unreasonable, and cases involving an accommodation that merely implicates the employer's own seniority system, where the accommodation may be legally required).<7> The district court opined that "the accommodation sought by Turpin would have required Sara Lee to give preference to Turpin and her disability over another employee," and "it is clear that the ADA requires nothing more than that employers treat disabled and non-disabled employees equally with respect to personnel decisions." J.A. at 358. This too narrowly defines the scope of protection under the ADA. The central purpose of the ADA is to enhance the employability of disabled individuals by requiring employers to make "modifications to existing facilities and practices." 42 U.S.C. 12101(a)(5). To carry out that purpose, the ADA defines "not making reasonable accommodations" as a form of unlawful discrimination under the ADA. 42 U.S.C. 12112(b)(5)(A) (emphasis added). The ADA requires an employer to assist a disabled individual by making modifications or adjustments "to a job application process," "the work environment," or "the manner or circumstances under which the position held or desired is customarily performed." 29 C.F.R. 1630.2(o)(1). The result of these modifications and adjustments, in many cases, is that a disabled individual is able to obtain an employment opportunity that might have otherwise gone to a non-disabled individual (because, for example, the disabled individual is able to perform the essential functions of a job with special assistive devices provided by an employer). The ADA does not simply require that employers treat "disabled and non-disabled employees equally." The statute imposes a duty of reasonable accommodation on employers in recognition of the unique barriers to employment confronting the disabled. See Garcia-Ayala v. Lederle Parenterals, Inc., 2000 WL 622816, *6 n.9 (1st Cir. May 18, 2000) (employer's argument "that there was no intent to discriminate based on disability misses the important point that the ADA does more than prohibit disparate treatment;" "[i]t also imposes an affirmative obligation to provide reasonable accommodation to disabled employees"); Kells v. Sinclair Buick-GMC Truck, Inc., 2000 WL 489753, *5 (8th Cir. April 27, 2000) ("In addition to prohibiting discrimination on account of disability, the ADA imposes an affirmative duty on employers to provide 'reasonable accommodations' . . ."); Stevens v. Illinois Dep't of Transp., 2000 WL 365947, *4 (7th Cir. April 11, 2000) (ADA "is tailored to achieving its goal . . . by forbidding employment discrimination against the disabled and imposing an affirmative duty to provide reasonable accommodation on public and private employers") (emphasis added); Smith, 180 F.3d at 1165 (stating that the ADA's "reassignment obligation must mean something more than merely allowing a disabled person to compete equally with the rest of the world for a vacant position"); Aka v. Washington Hosp. Ctr., 156 F.3d 1284, 1304-05 & n.29 (D.C. Cir. 1998) (en banc) (stressing that the ADA's accommodation obligation "means something more than treating a disabled employee like any other job applicant"); L.C. v. Olmstead, 138 F.3d 893, 899 (11th Cir. 1998) (ADA "does not only mandate that individuals with disabilities be treated the same as persons without such disabilities;" "individuals with disabilities must be accorded reasonable accommodations not accorded to other persons in order to ensure that individuals with disabilities enjoy 'equality of opportunity, full participation, independent living, and economic self-sufficiency'"), aff'd in part, vacated in part on other grounds, 119 S. Ct. 2176 (1999); Borkowski v. Valley Central Sch. Dist., 63 F.3d 131, 143 (2d Cir. 1995) (rejecting employer's argument that disability claim failed absent evidence of disparate treatment; employer had "affirmative obligation" to make reasonable accommodation to the plaintiff's known disabilities); Dunlap v. Association of Bay Area Gov'ts, 996 F. Supp. 962, 966 (N.D. Cal. 1998) (stressing that, "under the ADA, a person with a disability need not prove that she was treated differently from non-disabled individuals;" "[d]iscrimination may be shown precisely where the defendant treated plaintiff the same as everyone around her, despite her need for reasonable accommodation"). In enacting the ADA, Congress was well aware of the plight of the disabled population. Congress cited the "staggering levels of unemployment and poverty" among the millions of "people with disabilities [who] want to work but cannot find a job." H.R. Rep. No. 485(II), 101st Cong., 2d Sess. 32-33, reprinted in 1990 U.S.C.C.A.N. at 314-15. Congress recognized that, in the absence of the affirmative protection provided by the reasonable accommodation requirement, many disabled individuals would be forced to resort to "insurance payments or government benefits for support." Id. At bottom, Congress envisioned the ADA as a tool for combating the systematic underemployment of the disabled, with its resulting social and fiscal costs, treating the failure to accommodate as a form of unlawful discrimination. Requiring an employer to make adjustments in a self-imposed seniority policy, thus permitting a disabled individual to continue working at her job, is fully consistent with the purposes of the ADA. Id. at 63, reprinted in 1990 U.S.C.C.A.N. at 345 (expressing the desire that disabled employees be retained in their jobs, if at all possible, to "prevent the employee from being out of work and [the] employer from losing a valuable worker"). This does not mean that employers in cases of this nature have no defense to a claim of reasonable accommodation. Under an undue hardship analysis, an employer can defeat an otherwise valid accommodation if the accommodation would "constitute a fundamental and unreasonable alteration in the nature of the employer's business." Smith, 180 F.3d at 1176; see 29 C.F.R. 1630.2(p) (setting forth the undue hardship standard). In this case, Sara Lee argues that such an undue hardship would result because Sara Lee's employees view the seniority policy as "sacred." J.A. at 340. The evidence shows, however, that Sara Lee retains the right to make adjustments to its policy as it sees fit.<8> The policy, as written, does not apply to plant closings, leaving Sara Lee free to carry out these closings (and transfers) without regard to its seniority policy, as it has on at least one occasion. According to Sara Lee's own officials, the company is free to modify the seniority policy when the company perceives such a modification to be in its "best interest." Id. at 320. It cannot be said, on this record, that permitting Turpin to work the first shift would have produced a "fundamental and unreasonable alteration" in the nature of Sara Lee's business.<9> See Smith, 180 F.3d at 1176 (suggesting that a seniority policy, not rooted in a collective bargaining agreement, would have to be, at a minimum, firmly "entrenched" in the industry to support an undue hardship argument). D. Sara Lee Did Not Provide A Reasonable Accommodation By Limiting Turpin To The Options Made Available Under A Rote Application Of Sara Lee's Self-Imposed Seniority Policy The district court also ruled that Sara Lee was not, in any event, required to provide Turpin's proposed accommodation because Sara Lee's offer of one of three options -- a second or third shift position, lay off, or seniority package -- constituted a reasonable accommodation in its own right. This is a nonsensical ruling. The three options offered by Sara Lee were not accommodations, designed to overcome the "precise limitations imposed by [Turpin's] disability." Interpretive Guidance on Title I of the Americans with Disabilities Act, 29 C.F.R. Pt. 1630, App. 1630.2(o). They were options that flowed from a rote application of Sara Lee's self-imposed seniority policy, the same options extended to any individual being bumped from the first shift by virtue of the seniority policy. By definition, an accommodation is a "change in the work environment or in the way things are customarily done." Id. (emphasis added). In this case, Sara Lee did not "change" anything; it steadfastly adhered to its self-imposed seniority policy in the face of Turpin's request for accommodation. The district court's assertion that Turpin should have "attempted to adjust her body to a new (and regular) sleeping pattern under the second or third shift" (J.A. at 362) ignores the fact that Turpin's own physician, in consultation with Turpin's specialist, Dr. Healy, had advised that such a change could exacerbate Turpin's seizures. Although Sara Lee's in-house "Medical Director" expressed the opinion that the change in shift would not affect Turpin so long as Turpin worked a non-rotating shift, this individual never examined Turpin and was not a specialist in neurological conditions. Dr. Healy, a neurologist with first-hand knowledge of Turpin's condition, offered a different opinion, to wit, that "for this particular patient and for any seizure patient working during the day on first shift and sleeping at night is the most ideal situation;" that "[p]eople do not sleep as well during the day as they do at night and actually the best sleep there is is the sleep that you get before midnight;" that any change to a second or third shift position could have the immediate consequence of intensifying Turpin's seizure activity, leading to even greater seizure activity in the long run, given the medical evidence "that if a seizure happens, then it's more apt to repeat." Id. at 108-09, 306. Critically, Sara Lee never spoke with Dr. Healy at the time of the events in question and, thus, never attempted, through the interactive process contemplated under the ADA (see 29 C.F.R. 1630.2(o)(3)),<10> to "identify the precise limitations imposed by the disability and explore potential accommodations that would overcome those limitations." Interpretive Guidance on Title I of the Americans with Disabilities Act, 29 C.F.R. Pt. 1630, App. 1630.2(o). To the contrary, Sara Lee sought to force Turpin into a shift that, based on the best available medical evidence, posed a substantial risk of aggravating her disabling condition. Under these circumstances, any contention that Sara Lee provided a reasonable accommodation by offering a second or third shift position to Turpin falls of its own weight. CONCLUSION The district court erred in granting summary judgment on the Commission's ADA claim. The court's grant of summary judgment should be reversed and the case remanded. Respectfully Submitted, C. GREGORY STEWART General Counsel PHILIP B. SKLOVER Associate General Counsel LORRAINE C. DAVIS Assistant General Counsel ROBERT J. GREGORY Senior Attorney EQUAL EMPLOYMENT OPPORTUNITY COMMISSION 1801 L Street, N.W. Washington, D.C. 20507 June 12, 2000 (202) 663 1 As the district court noted, the Commission alleges that Turpin was unlawfully discharged from Sara Lee on May 31, 1997. Thus, the "relevant time period for assessing her disability is the period surrounding her May 1997 discharge." Id. at 337. 2 The precise number of daytime seizures experienced by Turpin is unclear. Turpin's husband, Benjamin Gethers, testified that, as of the date of his deposition (in 1999), Turpin was experiencing one or two daytime seizures a week. Id. at 272. Gethers was not around Turpin as much in 1997 and, thus, was unable to pinpoint a precise number of daytime seizures for that time frame. Gethers testified, nonetheless, that he had observed Turpin experiencing "a lot" of daytime seizures during 1997. Id. at 275. 3 The Commission relies solely upon the "actual" disability prong of the ADA's definition of disability. See 42 U.S.C. 12102(2)(A). The Commission does not argue for coverage under either the "regarded as" or "record of" prong of that definition. See 42 U.S.C. 12102(2)(B)-(C). 4 To be sure, in discussing the status of epilepsy as a covered disability under the ADA, Congress appeared to assume that disability status under the ADA was to be determined without regard to mitigating measures, see, e.g., H.R. Rep. No. 485(II), 101st Cong., 2d Sess. 52, reprinted in 1990 U.S.C.C.A.N. at 334, an assumption rejected by the Supreme Court in Sutton v. United Air Lines, Inc., 119 S. Ct. at 2146-49. The fact remains, however, that Congress viewed epilepsy as a substantially limiting impairment, at least in those cases where its effects were not readily controlled by medication. More generally, Congress assumed that the protections of the ADA, including the statute's reasonable accommodation requirement, would extend to large numbers of individuals with epilepsy. 5 The district court agreed with the Commission that sleeping and thinking are major life activities within the meaning of the ADA. J.A. at 347-48; see Smoke v. Wal-Mart Stores, Inc., 2000 WL 192806, *3 (10th Cir. Feb. 17, 2000) (citing thinking as a major life activity); McAlindin v. County of San Diego, 192 F.3d 1226, 1234 (9th Cir. 1999) (citing sleeping as a major life activity); Taylor, 184 F.3d at 307 (citing thinking as a major life activity); Pack v. Kmart Corp., 166 F.3d 1300, 1305 (10th Cir.) (citing sleeping as a major life activity), cert. denied, 120 S. Ct. 45 (1999); Colwell v. Suffolk County Police Dep't, 158 F.3d 635, 643 (2d Cir. 1998) (citing sleeping as a major life activity), cert. denied, 526 U.S. 1018 (1999); Enforcement Guidance on the Americans with Disabilities Act and Psychiatric Disabilities, EEOC Notice 915.002 (March 25, 1997), reprinted in 2 EEOC Compliance Manual Interpretations (CCH) 902, 6906, at p.5399 (citing sleeping, thinking, and concentrating as major life activities). 6 The district court faulted the Commission for failing to produce "any evidence regarding the average person's ability to sleep soundly." J.A. at 350. The Commission, however, was not required to adduce specific evidence showing that the average adult does not salivate, bed wet, bruise herself, or severely bite her tongue while sleeping. A jury, relying upon its common sense and life experience, could reasonably infer that Turpin's sleeping habits did not mirror those of the average person. See Lowe v. Angelo's Italian Foods, Inc., 87 F.3d 1170, 1174 (10th Cir. 1996) (rejecting the argument that the plaintiff was required, as a matter of law, to produce specific evidence comparing her capacities to those of an average person in order to raise a question of fact on the issue of disability). 7 The district court cited Barnett v. U.S. Air, Inc., 196 F.3d 979 (9th Cir. 1999), as rejecting the distinction between collectively-bargained-for seniority systems and self-imposed seniority systems. The Ninth Circuit has granted en banc review in Barnett. 201 F.3d 1256 (Feb. 1, 2000). 8 This fact undercuts Sara Lee's argument, in the district court, that no distinction should be made between a self-imposed seniority rule and a seniority rule embodied in a collective bargaining agreement because the implied contract doctrine binds employers to statements made in policies and manuals issued by the employer. Although South Carolina law recognizes the implied contract doctrine, see Small v. Springs Indus., Inc., 357 S.E.2d 452 (S.C. 1987), it does so where the employer makes explicit assurances that the provisions of an employer policy will "always" be followed. Id. at 453-55 (stressing that if an employer "wishes to issue policies, manuals, or bulletins as purely advisory statements with no intent of being bound by them," it can merely insert "a conspicuous disclaimer or provision into the written document"); see also Gorrill v. Icelandair/Flugleidir, 761 F.2d 847, 852 (2d Cir. 1985) (seniority rule in Operations Manual was binding on employer where employer made "repeated oral and written assurances" that the Manual was "controlling"); Bumstead v. Jasper County, 931 F. Supp. 1323, 1328-29 (E.D. Tex. 1996) (promises made in an employee manual may bind the employer where the manual is "not subject to unilateral modification" by the employer). The language in Sara Lee's seniority policy -- reserving the company's right "to make modification changes to the provisions of [the] policy" (J.A. at 42) -- seems carefully calculated to avoid the imposition of binding obligations under an implied contract theory. 9 The undue hardship issue was raised during the deposition of Sara Lee's Employee Relations Manager, Cliff Metcalf. When asked "what would have been the effect on Sara Lee's operations" if "an exception had been made in Vanessa Turpin's case," Metcalf responded, "[t]hat would be hard to answer because I think the effect on Sara Lee's operations would depend on the extent that that would have had an effect from employees relations standpoint." J.A. at 324. This tepid response hardly supports an undue hardship defense. It also reveals that the company gave little thought to the issue (if any) when it chose to dismiss Turpin's proposed accommodation and "stick with the seniority policy." Id. at 135. 10 The failure to engage in the interactive process does not, by itself, give rise to an independent violation of the ADA. See, e.g., Rehling v. City of Chicago, 207 F.3d 1009, 1015 (7th Cir. 2000) (because the interactive process "is not an end in itself," employer's refusal to engage in the interactive process does not, by itself, establish a violation of the ADA); Willis v. Conopco, Inc., 108 F.3d 282, 285 (11th Cir. 1997) (same). Nonetheless, when the employer fails to engage in the interactive process or causes the process to break down (as Sara Lee did here), the employer bears the risk of liability for a failure to accommodate that could have been avoided through better communication with the employee. See Fjellestad v. Pizza Hut of Am., Inc., 188 F.3d 944, 951-52 (8th Cir. 1999) (holding that "for purposes of summary judgment, the failure of an employer to engage in an interactive process to determine whether reasonable accommodations are possible is prima facie evidence that the employer may be acting in bad faith"); Taylor, 184 F.3d at 311-20 (summary judgment is typically improper on claim of reasonable accommodation where there is evidence that the employer did not act in good faith in carrying out its obligations under the interactive process).
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128349
# Presentation: 128349 ## Self-Assembly of Binary Phospholipids Mixtures - Yellow Group: - Peter Bowerman - Andrea Hamill - Ashish Jha - Theresa LaFollette - Tiffany Wilson - Chaofang Yue - Summer School June 2006 ## Experimental Background - Long and short tail lipids dissolved in solution - Useful in aligning proteins in solution to aid in structural NMR characterization - SANS can be used to characterize the structures formed by lipid mixture at low temperature ## Experiment Objectives **To determine the average dimensions of the self-assembled aggregate** - derived from a Guinier analysis of the scattering at low Q - **Determine the shape of the self-assembled aggregate ** - analyzing the scattering curves with different models **Determine the internal structure of the self-assembled aggregate** - using selective deuteration in order to highlight only one lipid in the lipid mixture **Characterize the morphology of the lipid mixture** - fitting simultaneously scattering curves from mixtures of hydrogenated and deuterated lipids ## Experiment Details - DMPC = C36H72NO8P DHPC = C20H40NO8P ## Experiment Details - Samples (ratio DMPC/DHPC is 3 to 1) - 5% DMPC/DHPC in D2O - 5% d-DMPC/DHPC in D2O - 2% DMPC/DHPC in D2O - 5% DMPC/DHPC in D2O with NaCl - The 2% samples phase separated, no analysis - Distance(1m, 4.5m, 15.3m) - Measurements - Neutrons scattered by sample - Transmission (sample dependent) - Empty Cell (distance and sample dependent) - Blocked Beam (distance and sample dependent) ## Instrument- NG-7 SANS ## Instrument Characteristics | Source | Neutron guide (NG-7), cross section: 50 mm x 50 mm | | --- | --- | | Monochromator | Mechanical velocity selector with variable speed and pitch | | Wavelength Range | 5.0 to 20.0 Å | | Wavelength Resolution | 10% to 22% Δλ/λ(FWHM) | | Source-to-Sample Distance | 4 to 16 m in 1.5 m steps via insertion of guide sections | | Sample-to-Detector Distance | 1.0 to 15.3 m continuously variable | | Collimation | Circular pinhole collimation or focusing biconcave lenses | | Sample Size | 5 to 25 mm diameter | | Q-range | 0.008 to 7.0 Å-1 | | Size Regime | 1 to 500 nm | | Detector | 640mm x 640 mm 3He position-sensitive proportional counter (5 mm x 5 mm resolution) | - Instrument Characteristics ## Data ## Reasoning – Different Shapes ## Core-Shell Cylinder ## Results - Hydrogenated ## Global Analysis Polydispersed Core-Shell Cylinder ## Results - Deuterated ## Final Model - 56 A - 12 A - 53 A - See physical model for better visualization ## Conclusion - The mixture forms a bicelle shape common among surfactants with different tail lengths - For NG-7 SANS testing information, refer to the website - _[website](http://www.ncnr.nist.gov/programs/sans/scientists/butler_paul.html)_
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converted_docs
691694
**SECTION L -- ATTACHMENT C - INSTRUCTIONS FOR SMALL BUSINESS SUBCONTRACTING PLAN** Federal Acquisition Regulation (FAR), paragraph 19.708 (b) prescribes the use of the clause at FAR 52.219-9 entitled "Small Business Subcontracting Plan." The following is a suggested model for use when formulating such subcontracting plan. While this model plan has been designed to be consistent with FAR 52.219-9, other formats of a subcontracting plan may be acceptable. However, failure to include the essential information as exemplified in this model may cause a delay in plan review and approval. The use of this model is not intended to waive other requirements that may be applicable under FAR 52.219-9. "Subcontract," as used in this clause, means any agreement (other than one involving an employer-employee relationship) entered into by a Federal Government prime contractor or subcontractor calling for supplies or services required for performance of the contract or subcontract. [MODEL SUBCONTRACTING PLAN OUTLINE]{.underline} Contractor: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Address:\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Solicitation Number: DE-RP52-06NA27344 Item/Service: [Management and Operation of the Lawrence Livermore National Laboratory and associated activities]{.underline} Amount of Contract for Combined FY 2008: Estimated \$\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Period of Contract Performance: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Type of Plan (Check One) > \_\_\_\_\_ [Individual Plan]{.underline} (All elements developed > specifically for this contract and applicable for the full term of > this contract.) > > \_\_\_\_\_ [Master Plan]{.underline} (Goals developed for this > contract; all other elements standard; must be renewed every three > years.) (See FAR 52.219-9(f)(1)-(3)). > > \_\_\_\_\_ [Commercial Plan]{.underline} (Contractor sells large > quantities of off-the-shelf commercial items to many Government > agencies. Plans/goals are negotiated by a lead agency on a > company-wide basis rather than for individual contracts. Plan > effective only during the year for which it is approved. The > Contractor must provide a copy of the lead agency approval). (See FAR > 19.704(d) and 52.219-9(g). I. [Goals]{.underline} > The Contractor shall submit its proposed subcontracting goals 60 days > prior to the beginning of each fiscal year during the term of this > contract, or by such other date as authorized in writing by the > Contracting Officer. This submittal shall include goals for Small > Business concern (SB), Veteran-owned Small Business concern (VOSB), > Service-disabled Veteran-owned Small Business concern (SDVOSB), > HUBZone Small Business concern (HubSB), Small Disadvantaged Business > concern (SDB), and Women-owned Small Business concern (WOSB), > collectively referred to as "small business concerns". It is easier in > the document than ensuring all the categories are mentioned. The goals > will negotiate once each fiscal year and will be set forth by letter > as agreed to by the Contractor and Contracting Officer. > > The proposed goals shall be based upon the estimated budget and > commercial purchases, including those for Large Business concerns > (LB), which will be derived from the current fiscal year budget. Goals > may be changed within the first six months of each fiscal year by > agreement between the Contracting Officer and the Contractor if there > is a cancellation or an addition of program or project funding. Goals > for the utilization of SB, VOSB, SDVOSB, HubSB, SDB, and WOSB > subcontractors shall be submitted as follows unless otherwise required > by the Contracting Officer. > > The goals shall be expressed in both dollars and percentages for LB, > SB, VOSB, SDVOSB, HubSB, SDB, and WOSB. > > A. The following percentage goals (expressed in terms of a percentage > of total planned subcontracting dollars) are applicable to the > contract period Year One. > > 1\. The total estimated dollar value of all planned subcontracting (to > all types of business concerns) under this contract is > \$\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ (100%) a. [LB Concerns]{.underline}. Total estimated dollar value and percent of planned subcontracting with large businesses (all business concerns classified as "other than small") (% of 1. above): \$\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ and \_\_\_\_\_\_\_\_\_\_[%]{.underline}. b. [SB Concerns]{.underline}. Total estimated dollar value and percent of planned subcontracting with small businesses (include SB, VOSB, SDVOSB, HubSB, SDB, and WOSB concerns) (% of 1. above): \$\_\_\_\_\_\_\_\_\_\_\_\_ and \_\_\_\_\_\_\_\_\_% c. [VOSB Concerns]{.underline}. Total estimated dollar value and percent of planned subcontracting with veteran-owned small businesses (% of 1. above): \$\_\_\_\_\_\_\_\_\_\_\_\_ and \_\_\_\_\_\_\_\_\_%. This amount is included in the amount shown under A.1.b, above, as a subset. d. [SDVOSB Concerns]{.underline}. Total estimated dollar value and percent of planned subcontracting with service-disabled veteran-owned small businesses (% of 1. above): \$\_\_\_\_\_\_\_\_\_\_\_\_ and \_\_\_\_\_\_\_\_\_%. This amount is included in the amount shown under A.1.b, above, as a subset. ```{=html} <!-- --> ``` e. [HubSB Concerns]{.underline}. Total estimated dollar value and percent of planned subcontracting with HUBZone small businesses (% of 1. above): \$\_\_\_\_\_\_\_\_\_\_\_\_ and \_\_\_\_\_\_\_\_\_%. This amount is included in the amount shown under A.1.b, above, as a subset. f. [SDB Concerns]{.underline}. Total estimated dollar value and percent of planned subcontracting with small disadvantaged businesses (% of 1. above): \$\_\_\_\_\_\_\_\_\_\_\_\_ and \_\_\_\_\_\_\_\_\_%. This amount is included in the amount shown under A.1.b, above, as a subset. g. [WOSB Concerns]{.underline}. Total estimated dollar value and percent of planned subcontracting with small women-owned businesses (% of 1. above): \$\_\_\_\_\_\_\_\_\_\_\_\_ and \_\_\_\_\_\_\_\_\_%. This amount is included in the amount shown under A.1.b, above, as a subset. > B. A description of all the types of products and/or services that > will be acquired under this contract is necessary to determine how the > subcontracted dollars are to be spent. > > 1\. The following principal products and/or services will be > subcontracted under this contract, and the types of businesses > supplying them are as follows: > > Business Size\ > (Other, SB, VOSB Subcontract % > > Subcontracted SDVOSB, SDB, Description or > > [Product/Service]{.underline} [HubSB, SDB, WOSB]{.underline} [Dollar > Amount]{.underline} > > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_ > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ > > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_ > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ > > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_ > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ > > (Attachment may be used if additional space is required.) > > 2\. Include a description of the method used to develop the > subcontracting goals for SB, VOSB, SDVOSB, HubSB, SDB, and WOSB > concerns; i.e., explain the method and state the quantitative basis > (in dollars) used to establish the percentage goals; how the areas to > be subcontracted to SB, VOSB, SDVOSB, HubSB, SDB, and WOSB concerns > were determined; and how the capabilities of SB, VOSB, SDVOSB, HubSB, > SDB, and WOSB were determined. Include any source lists used in the > determination process. > > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ > > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ > > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ > > 3\. Indirect cost have\_\_\_\_ have not \_\_\_\_ been included in the > dollar and percentage subcontracting goals stated above. (Check one) > > 4\. If indirect costs have been included, explain the method used to > determine the proportionate share of such costs to be allocated as > subcontracts to SB, VOSB, SDVOSB, HubSB, SDB, and WOSB concerns. II\. [PROGRAM ADMINISTRATOR]{.underline} > The subcontracting plan is to be administered by the contractor to > assure that the provisions of applicable law and the plan are > implemented and performed. Any change in the name of the program > administrator will be communicated without delay to the Contracting > Officer by letter and will not require an immediate contract > modification. Such change(s), if any, will be included in the next > applicable supplemental agreement Contract modification. > > The name, title, position within the corporate structure, and duties > and responsibilities of the employee who will administer the > contractor's subcontracting program. > > Name: > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ > > Title: > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ > > Address: > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ > > Telephone #: > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ > > Facsimile #: > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ > > E-Mail: > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ > > Duties: Has general overall responsibility for the contractor's > subcontracting program, i.e., developing, preparing, and executing > individual subcontracting plans and monitoring performance relative to > the requirements of this particular plan. The actual duties of how the > administrator will carry out the requirements of this individual plan > should be stated here. > > These duties may include, but are not limited to, the following > activities: - Developing and maintaining bidders lists of SB, VOSB, SDVOSB, HubSB, SDB, and WOSB concerns from as many sources as possible. - Ensuring that procurement packages are structured to permit participation of SB, VOSB, SDVOSB, HubSB, SDB, and WOSB concerns to the maximum extent possible. ```{=html} <!-- --> ``` - Ensuring inclusion of SB, VOSB, SDVOSB, HubSB, SDB, and WOSB concerns whose capabilities coincide with solicitations requiring their products or services. ```{=html} <!-- --> ``` - Reviewing solicitations to identify and remove any statements, clauses, etc., which may restrict or prohibit participation of SB, VOSB, SDVOSB, HubSB, SDB, and WOSB concerns. - Ensuring that proper documentation provided by bid proposal board if selection not made to SB, VOSB, SDVOSB, HubSB, SDB, and WOSB concern that provided low bid. - Ensure establishment and maintenance of records of solicitations and subcontract award activity. - Attending or arranging for attendance of company counselors at Business Opportunity Workshops, Minority Business Enterprise Seminars, Trade Fairs, etc. - Monitoring achievement of proposed goals. - Preparing and submitting semi-annual and annual subcontract reports. - Coordinating contractor\'s activities prior to and during conduct of Federal agency compliance reviews. - Other duties include: > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ > > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ > > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ > > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ > > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ > > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ III\. [EQUITABLE OPPORTUNITIES AND OUTREACH EFFORTS]{.underline} > Describe efforts the Offeror will make to ensure that SB, VOSB, > SDVOSB, HubSB, SDB, and WOSB concerns will have an equitable > opportunity to compete for and secure subcontracts. These efforts may > include, but are not limited to, the following activities: > > A. Outreach efforts to obtain sources: > > 1\. Contacting minority and small business trade associations; > > 2\. Contacting business development organizations; > > 3\. Attending small and minority business procurement conferences and > trade fairs; > > 4\. Requesting sources from the Central Contractor Registration (CCR); > > 5\. Utilizing newspapers and magazine ads to encourage new sources. > > 6\. Other participation in efforts or activities to expand the > socioeconomic database for this contract. > > 7\. Utilizing book references, catalogs, source lists, or other > reference material to identify SB, VOSB, SDVOSB, HubSB, SDB, and WOSB > sources before the acquisitions are placed by the buying activities. > > 8\. Additional Efforts > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ > > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ > > B. Internal efforts to guide and encourage purchasing personnel: > > 1\. Presenting workshops, seminars, and training programs on > requirements of this plan; > > 2\. Establishing, maintaining, and using SB, VOSB, SDVOSB, HubSB, SDB, > and WOSB source lists, guides, and other data for soliciting > subcontracts; > > 3\. Monitoring activities to evaluate compliance with the > subcontracting plan; and > > 4\. Additional Efforts > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ IV\. [SUBCONTRACTING PLAN FLOWDOWN]{.underline} > The contractor agrees to include the provisions under FAR 52.219-8, > "Utilization of Small Business Concerns," in all subcontracts that > offer further subcontracting opportunities. All subcontractors, except > small business concerns, which receive subcontracts in excess of > \$500,000 (\$1,000,000 for construction) must adopt and comply with a > plan similar to the plan required by FAR 52.219-9 "Small Business > Subcontracting Plan" (FAR 19.704). The prime contractor cannot alter > this requirement. V. [REPORTS AND SURVEYS]{.underline} > The contractor gives assurance of: > > A. Cooperation in any studies or surveys that may be required by the > contracting agency, or the U.S. Small Business Administration (SBA). > > B. Submission of periodic reports, which show compliance with the > subcontracting plan. > > C. The Contractor shall submit the Standard Form (SF) 294, > "Subcontracting Report for Individual Contracts," and SF-295, "Summary > Subcontract Report**,"** using the Government\'s Electronic > Subcontract Reporting Systems (eSRS). The Contractor shall submit the > SF-294 and SF-295 reports electronically to a single, government wide > system, which can be accessed at the following website: > [**www.esrs.gov**](http://www.esrs.gov/). The eSRS is a single > reporting tool for all subcontracting plan accomplishments, will > streamline the reporting process, and provide the Government with > immediate access to the Contractor\'s subcontracting data.  The > Contractor shall be responsible for inputting accurate and complete > reports into the eSRS. Contractor reporting of SF-294 and SF-295 > accomplishments using the eSRS will commence upon receipt of written > notification from the Contracting Officer\'s Representative. > > D. Ensuring that large business subcontractors with subcontracting > plans agree to submit Standard Forms 294 and 295, version 10/2001 or > any other version as determined necessary by the Contracting Officer > to comply with DOE/NNSA internal procedures/practices. > > [Reporting Period]{.underline} [Report Due]{.underline} [Due > Date]{.underline} > > Oct 1 - Mar 31 SF 294 April 30^th^ # Apr 1 - Sep 30 SF 294 Oct 30th > Oct 1 - Mar 31 SF 295 April 30th > > Oct 1 - Sep 30 SF 295 Oct 30th > > [Addresses for submitting SF 294 and SF 295]{.underline}: The > completed original written reports shall be submitted to (1) the > cognizant contracting officer elsewhere identified in the contract; > (2) a courtesy copy to NNSA Service Center Small Business Program > Manager at the following address: U.S. Department of Energy, NNSA > Service Center, Small Business Program Office, Office of Business > Services, P. O. Box 5400, Albuquerque, NM 87185; and, (3) a courtesy > copy to the cognizant SBA Procurement Center Representative. > > VI\. [RECORDS AND PROCEDURES]{.underline} > > The following is a recitation of the types of records and procedures > the contractor will maintain to demonstrate compliance with the > requirements and goals in the subcontracting plan. These records will > include, but are not limited to the following: > > A. If the prime contractor is not using CCR as its source for SB, > VOSB, SDVOSB, HubSB, SDB, and WOSB concerns, list the names of guides > and other data identifying such vendors; > > B. Organizations contacted in an attempt to locate SB, VOSB, SDVOSB, > HubSB, SDB, and WOSB sources; > > C. On a contract-by-contract basis, records on each subcontract > solicitation resulting in an award of more than \$100,000 indicating > whether SB, VOSB, SDVOSB, SDB, and WOSB concerns were solicited, and > if not, why not; and if applicable, the reason that the award was not > made to a small business concern; > > D. Records to support other outreach efforts, e.g., contacts with > minority and small business trade associations, attendance at small > and minority business procurement conferences and trade fairs; > > E. Records to support internal guidance and encouragement provided to > buyers through (1) workshops, seminars, training programs, incentive > awards; and (2) monitoring of activities subcontract award data > including the name, address, and business size of each subcontractor > (this item is not required on a contract-by-contract basis for company > or division-wide commercial plans); > > F. On a contract-by-contract basis, records to support subcontract > award data including the name, address, and the business size of each > subcontractor (this item is not required on a contract-by-contract > basis for company or division-wide commercial plans); and > > G. Additional Records: > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ > > This subcontracting plan was submitted by: > > Signed: > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\ > \ > Typed Name: > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\ > \ > Title: > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\ > \ > Date: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\ > \ > Phone No.: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ > > PLAN CONCURRED ON BY: > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ > > Lillian Retallack > > NNSA Service Center > > Small Business Program Manager > > Date: \_\_\_\_\_\_\_\_\_\_\_\_ > > PLAN ACCEPTED BY: > \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ > > NNSA Contracting Officer\ > \ > Date: \_\_\_\_\_\_\_\_\_\_\_\_
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937496
# Presentation: 937496 ## XACML Service Interface - Port type generated - Uses XACML SAML 2.0 profile - Services will need to implement port type - Sample Authorization Service provided - Returns a permit for any non-anonymous access that is not on a configured list ## XACML Authorization Callout - PDP that can be configured to talk to any XACML Authorization Service - Authorization service endpoint should be configured - If a permit is returned for the said resource/action, a PERMIT is returned - If deny is returned, DENY is returned - If error occurs or no decision about request, INDETERMINATE is returned ## XACML Library - Helper classes - Construct query/decisions - Attribute processing - Missing pieces - Signature - Obligations ## Source code and details - http://www-unix.mcs.anl.gov/~ranantha/xacmlPDP/
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September 24, 2003 Gretchen Cook-Anderson Headquarters, Washington (Phone: 202/358-0836) John Bluck Ames Research Center, Moffett Field, Calif. (Phone: 650/604-5026/9000) Juan Bautista Rodriguez Instituto Nacional de Tecnica Aeroespacial (INTA), Spain (Phone: 011 34 91 520 1938) RELEASE: 03-304 WEBCASTS FEATURE SCIENTISTS ON A MARS MISSION NASA and Spanish scientists, who are developing ways to drill into Mars in search of underground life, will take part in eight worldwide, educational webcasts from their project site near Spain's Rio Tinto River from Sept. 29 to Oct. 15. NASA's Ames Research Center (ARC) scientist Carol Stoker will kick off the webcast series on Sept. 29 at 10 a.m. EDT with a talk about the Mars Analog Research and Technology Experiment (MARTE). According to Stoker, mineral deposits like the ones the MARTE project is drilling into may also be found in the Martian subsurface. "Searching for subsurface life in the Rio Tinto system can be viewed as a learning experience to teach scientists and technologists how to search for life in the subsurface of Mars," explained Stoker, principal investigator of the three-year experiment. Scientists and engineers from NASA, U.S. universities and the Spanish Centro De Astrobiología (Center for Astrobiology) hope to show how robot systems could look for life below Mars' surface. Scientists believe liquid water may exist deep underground on Mars. "In addition to looking for evidence of subsurface life, we hope MARTE inspires students to pursue careers in science and engineering," Stoker added. "What's different about this course is that it offers real-time transcription in both Spanish and English. So far, this has only been done before with the French in 1998," said Mark Leon, deputy chief of the ARC education office, which organized the programs. "Not only do we have a live webcast, but we have live captioning," Leon said. NASA will show lectures by Stoker and other scientists with subtitles in both English and Spanish. The Internet lecture series has been structured as a three-week, NASA subsidized, interactive course. The series, called NASA Robotics for Research and Exploration, is worth one unit of college credit at San Jose State University, San Jose, Calif. San Jose State University students enrolled in the course will be able to ask questions using Internet chat technology. Members of the worldwide Internet audience may monitor the lectures live through the program Web site. The other lecturers and their topics are: Ricardo Amils of Spain's Centro De Astrobiología -- biology and microbiology at Rio Tinto and the role of iron in biology Todd Stevens of Portland State University, Portland, Ore. -- subsurface life David Fernandez Remolar of Spain’s Instituto Nacional de Tecnica Aerospacial (INTA) -- geology of the Rio Tinto region Brian Glass of ARC -- issues and challenges for robotic drilling Javier Gomez Elvira of INTA -- down hole instrumentation for Mars and the borehole inspection system Kennda Lynch of NASA's Johnson Space Center, Houston -- searching for life on Mars and sample handling Victor Parro of INTA -- instrumentation and searching for life on Mars NASA's Astrobiology Science and Technology for Exploring Planets program is funding the project. The Spanish contribution to the project is supported by the Ministerio de Ciencia y Tecnologia, Comunidad de Madrid and the Instituto Nacional de Tecnica Aeroespacial. Educational webcasts enable students to watch live video courses, listen and interact in real time with experts participating in the programs. The schedule for the lectures is accessible on the Internet at: http://robotics.nasa.gov/courses/fall2003 and http://www.cab.inta.es (en español) For information about NASA Education programs on the Internet, visit: http://education.nasa.gov -end-
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947219
# Presentation: 947219 ## High Performance School Construction Guidelines - John Brown - State and Local Initiatives - john_brown@nrel.gov ## Introduction - Schools spend $7.8 billion on energy per year: more than computers and textbooks combined - EnergySmart Schools estimates energy bills could be reduced by 25% - This afternoon... - Features of High Performance Schools - Review of Guidelines Format and Content - Examples from Districts Nationwide **ESS is Part of the Department of Energy’s Office of Weatherization and Intergovernmental Rebuild America Program** **Notes:** I’d like to have a different graphic for Rebuild. This one doesn’t show up so well. ## Major DOE National Laboratories **INEEL** **NREL** **Lawrence Berkeley** **Lawrence Livermore** **Los Alamos** **Sandia** **Pacific Northwest** **Argonne** **Brookhaven** **NETL** **Oak Ridge** **Major DOE National Laboratories** **National Nuclear Security Administration** **Office of Science** **Energy Efficiency and Renewable Energy** **Office of Nuclear Energy** **Fossil Energy** **Operated for the U.S. Department of Energy by** **Midwest Research Institute • Battelle** **Savannah River** ## Major NREL Thrusts - Hybrid Vehicles - Alternative Fuels Utilization **Building Technologies** - Building Efficiency - Zero Energy Buildings **Federal Energy Management** **Basic Energy Science** - New Materials - Chemical & Biological Sciences **Analytical Studies** **International** **Wind** - Large Scale - Low Speed **Solar** - Photovoltaics - Solar Thermal **Biomass** - Biorefineries - Biosciences **Geothermal** **Hydrogen** - Production - Storage - Delivery & End Use - Systems Integration **Distributed Energy** - Distribution & Interconnection - Thermal Systems - Superconductivity **Major NREL Thrusts** **Only National Lab Dedicated to RE and EE** ## High Performance Schools mean High Performance Students - Students with the most daylighting progressed - 20% faster on math tests, - And 26% faster on reading tests over a one year period - (Heschong Mahone Group 1999, 2003) - Better teaching environment - Cost savings - Environmental savings **Notes:** Picture was found on the web. ## HPS Component: Teaching Resource * **Energy Efficiency, Renewable Energy and Open Building Systems on Campus are effective ways to integrate math and science activities into daily study life* **Notes:** Nantucket Elementary School uses this grid-connected PV system to supplement the power it uses from the local utility. Owner: Nantucket Schools; Funding: Massachusetts Division of Energy Resources; PV array: 7.2 kWp, 2 arrays, 60 Solarex MSX-60 modules each; Installer: Ascension Technology; Inverter: 2 4-kW Omnion 2200; Mounting: stand-off on sloped roof jacks. ## Many shades of green... **U.S. Green Building Council** **American Society of Heating, Refrigerating, and Air-Conditioning Engineers** **Sustainable Building Industry Council** **Energy Star for Buildings Award** **Notes:** These were all mentioned in the paper introduction. The Energy Star image is from the guidelines. I think it may be a picture of the plaque for a building. ## DOE Guideline Documents - National Best Practices Manual - Architects, Engineers, Project Managers - Energy Design Guidelines for High Performance Schools - Architects, Engineers, Project Managers - Superintendents, Principals, schools boards, Administrative Staff **Notes:** DOE also produces a set of High Performance/Green guidelines. One set directed at Architets, Engineers and Project Managers – Technical Level Staff Another set directed at Superintendents, Principals, School Board Members, Parents and teachers ## Climate Zone Specific Accounts for climate – dependent variability in building needs and performance demands **Notes:** The guidelines produced by DOE are climate zone specific. There are 9 climate zones in all: For example – air conditioning needs down in TX are substantially different than AC needs in MN. TX (along with CA) hold the distinction of needing three climate zone specfic guidelines to cover the entire state. ## Topics Covered Reflect Interaction of Building Components - Site Design - Daylighting and Windows - Energy-Efficient Building Shell - Lighting and Electrical - Mechanical and Ventilation - Renewable Energy - Water Conservation - Recycling Systems and Waste Management - Transportation - Resource Efficient Products - Checklist - Case Studies **Notes:** Today we’ll look at the guidelines in little more detail – and try to highlight some of the aspects that are relevant – and important to officials working in the commerical and school building code arena. ## Emphasis on the **Daylighting** **Economizer cycle** **Reduced duct leakage** **Reduced infiltration** **Insulation** **Lighting controls** **Energy efficient lights**** and ballasts** **Passive solar heating** **Thermal mass** **Shading** **Better HVAC Controls** **High Efficiency HVAC** **Better windows** **Photovoltaics** **Distributed Generation** **Combined Heat and Power** **Emphasis on the** **Whole Building as a System** **Notes:** Before we look at the code-relevant content of the guidelines – it’s important to understand that optimizing new building technologies is rocket science. This slide shows that technologies regularly used in building design and construction are intricately related If integrated design practices are ignored – many of the individual high performance advantages are lost – and the aggregate advantages never appear. For example – Better windows, insultation and thermal mass may significantly reduce the size of the HVAC unit. ## Cross-Cutting Issues ## Opportunities in the Design Process **Code phase can be here** **or ... Code can act as the driver** **Notes:** The sooner high performance goals are considered – the more optimally they can be integrated. As code officials – you may want to discourage installing “on-the-fly” high performance components, instead, encouraging contractors and designers to consider the interplay of complex systems. ## National Best Practices Manual Comprehensive Format - Recommendation: - How to apply the high performance design concept or technology - Description - Detailed information on the strategy or technology - Applicability Chart - Indicates applicability to particular spaces, climate zones and design process steps - Integrated Design Implications - Describes the implications the design strategy or technology may have on other building systems - Cost Effectiveness - Cost/Benefits of the design strategy on a system and overall project basis ## National Best Practices Manual Format - Benefits - Expected benefits from the implementation of HP design strategies and technologies - Design Tools - Applicable design tools including software that determine benefits and costs - Design Details - Rules of thumb, Specifications, Schematics - O&M Issues - Potential O&M concerns and strategies **Commissioning** - Outlines need for calibration, functional tests, static tests - References - Sampling of documents, websites etc.... ## Slide 16 ## Slide 17 ## Site Design and Selection - Optimum Building Orientation - Landscaping Design - Impervious Surfaces - Integrated Weed and Pest Control - IAQ during Construction ## Daylighting and Windows - View Windows - High Sidelighting-Clerestory - Classroom Daylighting - Central Toplighting - Linear Toplighting - Tubular Skylights ## Energy Efficiency Building Shell - Wall Insulation - Roof Insulation - Cool Roofs - Radiant Barriers - Air Barriers - Concrete Masonry ## Lighting and Electrical - Pendant Mounted Lighting - Troffer Lighting - Gym Lighting - Corridor Lighting - Lighting for Office, Library and Classroom - Outdoor Lighting ## Mechanical and Ventilation - Cross & Stack Ventilation - Ceiling Fans - Packaged Rooftop - Radiant Slab - Evaporative Cooling - Economizers - Boilers - CO Sensors - Heat Pumps ## Renewable Energy Systems - Passive Heating & Cooling - Solar Thermal - Solar Pool Heating - Wind - Geothermal (GSHP) - Photovoltaics ## Water Conservation - Water Efficient Irrigation - Stormwater Manageent - Rainwater Collection - Gray Water - Efficient Terminal Devices ## Recycling Systems and Waste Management - Paper, Plastics, Glass and Aluminum - Composting - Construction & Demolition ## Transportation - Alternative Fuels - Transportation and Site Design - Alternative Fuel Vehicles ## Resource Efficient Building Products - Carpeting - Resilient Flooring - Ceramic Tile - Concrete, Wood and Bamboo Flooring - Acoustical Panels - Casework and Trim ## Commissioning & Maintenance - Commissioning Approaches - Benefits of Commissioning - Costs of Commissioning - The Commissioning Team - Commissioning Phases ## Temperate and Mixed Climates Corvallis School District 509J, Corvallis, Oregon - 6850 students in 12 schools - $1.5 million saved 1999-2004: - reduced energy use in off-peak hours - turning off lights and computers - New middle school and new high school - use energy efficient measures as well: - estimated **35%** **energy savings** for - high school and **30%** for middle - school - applying for **LEED Silver ratings** **www.nrel.gov/docs/fy02osti/29986.pdf** **Notes:** Do we want to mention Energy Education, Inc.? Off-peak hours example: making sure all the lights in the gym are turned off after a game and not left on until a custodian can get there. Middle School: 125,000 square feet 552 students opens in August 2004 High School: 230,000 square feet 1306 students to open Sept. 2006 The Oregon State Energy Office provided recommendations on community education and outreach to the administrative staff. ## Corvallis, Oregon - Technologies used across the district: - T-8 lighting - digitally controlled HVAC - energy-efficient boilers - $5200 reimbursement from the local utility funded cafeteria lighting upgrade - $24,000 rebate and Business Energy Tax Credit (BETC) funded a gym lighting retrofit - The new Corvallis High School **Notes:** Sketch is of the media center and classrooms in the new high school. Note the daylighting. ## Cold and Humid Climates Elk River School District #728, Elk River, Minnesota - 11,000 students in 17 buildings - Rogers High School: - New school; completed 2003 - First high performance school in the state - 850 students and 257,000 ft**2** - 25% less energy over code-built - $175,000 annual savings - $32 million project cost **www.nrel.gov/docs/fy02osti/29107.pdf** ## Elk River, Minnesota - Westwood Elementary: - Also completed 2003 - 74,000 ft**2 **and 475 students - Expected savings of $65-75,000 annually over code-built schools - Project cost was $11.5 million - Expected to receive LEED Silver Certification - The first elementary in the state to have this distinction **Notes:** Need a different picture. ## Elk River, Minnesota - In Westwood Elementary, there have been days in winter when it costs nothing to heat the school, - *“**The building maintained its desired temperature even with a constant flow of fresh air coming in.”* - Ron Bratlie, - Director of Special Projects ## Tropical Island Climates Chiefess Kamakahelei Middle School, Lihue, Kauai, Hawaii - 1064 students - 134,000 ft**2** building oriented on east-west axis - Maximize exposure to daylight - Capture northeast trade winds for natural - ventilation - Variable-air-volume systems with - variable-speed drives to ventilate - library and music buildings **www.rebuild.org/attachments/SolutionCenter/34274draft.pdf** ## Lihue, Kauai, Hawaii - Heat recovery unit converts heat of the refrigerant to supplement the hot water system - High performance shell - Tinted, low-e windows - R-19 roof insulation - Chiefess Kamakahelei Middle School Photo by Mitsunaga & Associates - Daylighting strategies used to design most classrooms - Lighting includes T-8 lamps and electronic ballasts ## Energy Design Guidelines for High Performance Schools - Department of Energy’s Rebuild America program - Specially targeted to nine climate zones - www.rebuild.org/sectors/sectorpages/ess_guidelines.asp - Outline high performance principles for the new or retrofit design of K-12 schools - To order hardcopies: ## National Best Practices Manual - Key technical knowledge for architects, engineers and code officials - Available at: www.rebuild.gov ## Conclusion **Conclusion** - High performance design allows for energy savings as well as better learning environment - Building Codes can be used to drive a high performance process and push the envelope - Integrated design and planning is essential - Code inspectors can encourage beyond code practices **Notes:** Needs work. ## Slide 39 **Notes:** School environments greatly affect the students’ learning and happiness. Shown: daylighting in a classroom (Four Oaks Elementary School in Johnston County, North Carolina) , PV panels for Bluffsview Elementary, and learning about renewables at Bluffsview.
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Subject: FVAU03 ADRM 280318 FVAU03 ADRM 280318 VOLCANIC ASH ADVISORY ISSUED: 20061028/0317Z VAAC: DARWIN VOLCANO: RABAUL 0502-14= LOCATION: S0416 E15212 AREA: NEW_BRITAIN SW_PAC SUMMIT ELEVATION: 688M/2257FT ADVISORY NUMBER: 2006/79 INFORMATION SOURCE: MTSAT-1R, RVO AVIATION COLOUR CODE: ORANGE ERUPTION DETAILS: ASH EXPLOSION TO FL100 AT 27/1930Z OBS ASH DATE/TIME: 28/0300Z OBS ASH CLOUD: SFC/FL100 S0415 E15210 - S0335 E15155 - S0405 E15130 - S0415 E15210 WINDS SFC/FL100 140/10KT FCST ASH CLD +6HR: 28/0900Z SFC/FL100 S0415 E15210 - S0335 E15155 - S0405 E15130 - S0415 E15210 NO ASH EXP FCST ASH CLD +12HR: 28/1500Z SFC/FL100 NO ASH EXP FCST ASH CLD +18HR: 28/2100Z SFC/FL100 NO ASH EXP NEXT ADVISORY: NO LATER THAN 20061028/0900Z REMARKS: RVO ADVISE TAVURVUR AN ASH EXPLOSION AT 27/1930Z. IT WILL CONTINUE TO PRODUCE SMALL TO MEDIUM ASH EMISSIONS. GRAPHIC AT [LOWER CASE] HTTP://WWW.BOM.GOV.AU/INFO/VAAC/ADVISORIES.SHTML  .
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# Presentation: 205156 ## Drought Monitor Conference “The Drought Monitor and the Grain Market” DTN - Bryce Anderson - Senior Ag Meteorologist - DTN Corp., Omaha - 402-399-6419 **bryce.anderson@dtn.com** ## DTN (Data Transmission Network) - business-to-business info - weather, commodity markets, news - 80,000 clients U.S. and Canada - Info via satellite and for-pay web delivery - Specialized forecasts and analysis - U.S. and World (South America, China, Europe, Australia, Canada) ## The Market Does Watch Weather - Spring through Early Summer - Planting through Full Growth/Start Reproduction - Corn—Pollination - Soybeans—Blooming - Corn—60 cents per bushel “weather premium” - Soybeans--$1.00 per bushel “weather premium” ## “Weather Premium in 2005” - Corn--$6.50 Billion - 60 cents/bushel x 10.86 billion bushels production - Soybeans--$3.00 Billion - $1/bushel x 3.00 billion bushels production ## Drought Monitor Re Grain Markets - A “validator”—not an indicator - Industry Use—approx. 20 per cent - Why?? - Delayed Publish Date vs Crop Ratings - Weather Forecast Updates ## Drought Monitor/Grain Price Action - July 18 Dec corn settles $2.70 - July 19 Dec corn settles $2.59 - July 20 Dec corn settles $2.52 1⁄4 - **July 21 Dec corn settles $2.44 3⁄4 (DM July 19 release)** ## D.M./Grain Markets in the Future - Re-Define Ag Drought?? - Change from Validator to Indicator - Possible Earlier-Week Publish Date - Regional Focus on Prime Grain Areas (ex: Corn Belt) - Ag/Seed Industry Input? - Above Dependent on Drought Monitor “Mission Definition” ## Drought Monitor Conference “The Drought Monitor and the Grain Market” DTN - Bryce Anderson - Senior Ag Meteorologist - DTN Corp., Omaha - 402-399-6419 **bryce.anderson@dtn.com**
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356575
# Presentation: 356575 ## Working Group updates, SSS-OSCAR Releases, API Discussions, External Users, and SciDAC Phase 2 **Working Group updates, SSS-OSCAR Releases, API Discussions, External Users, and SciDAC Phase 2** - Al Geist - May 10-11, 2005 - Chicago, ILL ## Scalable Systems Software - IBM - Cray - Intel - SGI **Scalable Systems Software** **Participating Organizations** - ORNL - ANL - LBNL - PNNL - NCSA - PSC - SNL - LANL - Ames - Collectively (with industry) define standard interfaces between systems components for interoperability - Create scalable, standardized management tools for efficiently running our large computing centers **Problem** **Goals** - Computer centers use incompatible, ad hoc set of systems tools - Present tools are not designed to scale to multi-Teraflop systems **www.scidac.org/ScalableSystems** **To learn more visit** ## Scalable Systems Software Suite **Grid Interfaces** **Accounting** **Event ** **Manager** **Service** **Directory** **Meta** **Scheduler** **Meta** **Monitor** **Meta** **Manager** **Scheduler** **Node State** **Manager** **Allocation** **Management** **Process ** **Manager ** **Usage** **Reports** **Meta Services** **System &** **Job Monitor** **Job Queue** **Manager** **Node** **Configuration ** **& Build** **Manager** **Standard XML** **interfaces** **authentication ** **communication** **Components written in any mixture of C, C++, Java, Perl, and Python can be integrated into the Scalable Systems Software Suite**** ** **Checkpoint /** **Restart** **Validation & Testing** **Hardware** **Infrastructure** **Manager** **SSS-OSCAR** **Scalable Systems Software Suite** **Any Updates to this diagram?** ## Components in Suites **Gold** **EM** **SD** **Grid scheduler** **Warehouse** **Meta** **Manager** **Maui** **sched** **NSM** **Gold** **PM ** **Usage** **Reports** **Meta Services** **Warehouse** **(****superMon** **NWPerf****)** **Bamboo** **QM** **BCM** **Multiple Component Implementations exits** **ssslib** **BLCR** **APITest** **HIM** **Compliant with PBS, Loadlever job scripts** ## Scalable Systems Users **Scalable Systems Users** **Production use today:** **Running an SSS suite at ANL, and Ames** **Running components at PNNL** **Maui w/ SSS API (3000/mo), Moab (Amazon, Ford, TeraGrid, ...)** **Who can we involve before the end of the project?** **- ****National Leadership-class facility?** - NLCF is a partnership between - ORNL (Cray), ANL (BG), PNNL (cluster) **NERSC and NSF centers** - NCSA cluster(s) - NERSC cluster? ## Goals for This Meeting **Updates on the Integrated Software Suite components** ** ** **Planning for SciDAC phase 2 – ** ** ****discuss new directions and June SciDAC meeting ** **Preparing for next SSS-OSCAR software suite release** ** ****What is missing? What needs to be done?** **Getting more outside Users.** ** ****Production and feedback to suite** **Discussion of involvement with NLCF machines:** ** ****IBM BG/L, Cray XT3, Clusters** ## Highlights of Last Meeting (Jan. 25-26 in DC) **Highlights of Last Meeting (****Jan. 25-26 in DC)** - Details in Main project notebook **Fred Attended** - he gave state of MICS, SciDAC-2, and his vision for changed focus **Discussion of whitepaper and presentation for Strayer** ideas and Fred feedback **API Discussions** - voted for Process Manager API (12 yes 0 no 0 abstain) - New Warehouse protocol presented **Agreed to Quarterly Suite Releases this year**– and dates. ## Since Last Meeting **Since Last Meeting** **CS ISICs meet with SciDAC director (Strayer) Feb 17 DC** - Whitepaper – some issues with Mezzacapa - Give hour “highlight” presentation on goals, impact, and potential CS ISIC ideas for next round. - Strayer was very positive. Fred reported that the meeting could not have gone any better. **Cray Software Workshop (called by Fred)** - January in Minneapolis - Status of Cray SW and how DOE research could help - Several SSS members there. Anything since? **Telecoms and New entries in Electronic Notebooks ** - Pretty sparse since last meeting ## Major Topics for This Meeting **Major Topics for This Meeting** **Latest news on the Software Suite components** **Preparing for next SSS-OSCAR software suite release ** **Discuss ideas for next round of CS ISICs ** **Preparation for upcoming meetings in June** **Presentation/ 1****st**** vote on Queue Manager API** **Getting more users and feedback on suite** ## Agenda – May 10 - 8:00 Continental Breakfast - 8:30 Al Geist - Project Status - 9:00 Discussion of ideas presented to Strayer - 9:30 Scott Jackson - Resource Management components - 10:30 Break - 11:00 Will Mclendon - Validation and Testing - Ron Oldfield – integrated SSS test suites - 12:00 Lunch (on own at cafeteria ) - 1:30 Paul Hargrove Process Management and Monitoring - 2:30 Narayan Desai - Node Build, Configure, and Cobalt on BG/L - 3:30 Break - 4:00 Craig Steffen – SSSRMAP in ssslib - 4:30 Discussion of getting SSS users and feedback - 5:30 Adjourn for dinner ## Agenda – May 11 - 8:00 Continental Breakfast - 8:30 Thomas Naughton - SSS OSCAR software releases through SC05 - 9:30 Discussion and voting - Bret Bode - XML API for Queue Manager - 10:30 Group discussion of ideas for SciDAC-2. - 11:00 Preparations for upcoming meetings - FastOS meeting June 8-10, - SciDAC PI Meeting in June 26-30 (poster and panels), - Set next meeting date/location: August 17-19, ORNL - 12:00 Meeting Ends ## Ideas Presented to SciDAC Director Mike Strayer February 17, 2005 Washington DC ## View to the Future **HW, CS, and Science Teams all contribute to the science breakthroughs** **Leadership-class Platforms** **Breakthrough****Science** **Software & Libs** - SciDAC CS teams **Tuned codes** **Research team** **High-End science problem** **Computing Environment** - Common look&feel across diverse HW **SciDAC** **Science Teams** ## SciDAC Phase 2 and CS ISICs **Future CS ISICs need to be mindful of needs of ** - National Leadership Computing facility - w/ Cray, IBM BG, SGI, clusters, multiple OS - No one architecture is best for all applications - SciDAC Science Teams - Needs depend on application areas chosen - End stations? Do they have special SW needs? - FastOS Research Projects - Complement, don’t duplicate these efforts - Cray software roadmap - Making the Leadership computers usable, efficient, fast ## Gaps and potential next steps - Heterogeneous leadership-class machines - science teams need to have a robust environment that presents similar programming interfaces and tools across the different machines. - Fault tolerance requirements in apps and systems software - particularly as systems scale up to petascale around 2010 - Support for application users submitting interactive jobs - computational steering as means of scientific discovery - High performance File System and I/O research - increasing demands of security, scalability, and fault tolerance - Security - One-time-passwords and impact on scientific progress ## Heterogeneous Machines - Heterogeneous Architectures - Vector architectures, Scalar, SMP, Hybrids, Clusters - How is a science team to know what is best for them? - Multiple OS - Even within one machine, eg. Blue Gene, Red Storm - How to effectively and efficiently administer such systems? - Diverse programming environment - science teams need to have a robust environment that presents similar programming interfaces and tools across the different machines - Diverse system management environment - Managing and scheduling multiple node types - System updates, accounting, ... everything will be harder in round 2 ## Fault Tolerance - Holistic Fault Tolerance - Research into schemes that take into account the full impact of faults: application, middleware, OS, and hardware - Fault tolerance in systems software - Research into prediction and prevention - Survivability and resiliency when faults can not be avoided - Application recovery - transparent failure recovery - Research into Intelligent checkpointing based on active monitoring, sophisticated rule-based recoverys, diskless checkpointing... - For petascale systems research into recovery w/o checkpointing ## Interactive Computing - Batch jobs are not the always the best for Science - Good for large numbers of users, wide mix of jobs, but - National Leadership Computing Facility has different focus - Computational Steering as a paradigm for discovery - Break the cycle: simulate, dump results, analyze, rerun simulation - More efficient use of the computer resources - Needed for Application development - Scaling studies on terascale systems - Debugging applications which only fail at scale ## File System and I/O Research - Lustre is today’s answer - There are already concerns about its capabilities as systems scale up to 100+ TF - What is the answer for 2010? - Research is needed to explore the file system and I/O requirements for petascale systems that will be here in 5 years - I/O continues to be a bottleneck in large systems - Hitting the memory access wall on a node - To expensive to scale I/O bandwidth with Teraflops across nodes - Research needed to understand how to structure applications or modify I/O to allow applications to run efficiently ## Security - New stricter access policies to computer centers - Attacks on supercomputer centers have gotten worse. - One-Time-Passwords, PIV? - Sites are shifting policies, tightening firewalls, going to SecureID tokens - Impact on scientific progress - Collaborations within international teams - Foreign nationals clearance delays - Access to data and computational resources - Advances required in system software - To allow compliance with different site policies and be able to handle tightest requirements - Study how to reduce impact on scientists ## Meeting notes **Al Geist** – project status **Al Geist** – Ideas for CS ISICs in next round of SciDAC **Scott Jackson** – production use at more places eg. U. Utah Icebox 430proc - Incorporation of SSSRMAP into ssslib in progress - Paper accepted and new documents (see RM notebook) - SOAP as basis for SSSRMAP v4 - Discussion of pros and cons (scalability issues, but ssslib can support) - Fault tolerance in Gold using hot failover - New Gold release v2 b2.10.2 includes distributed accounting - Simplify allocation management - Enabled support for mysql database - Bamboo QM v1.1 released - New fountain component alternate to Warehouse used in Work for - support for SuperMon, Ganglin, and Nwperf - Maui – improved grid scheduler - multisite authentication. Support for Globus 4 - Future Work - increase deployment base, ssslib integration, portability - support for loadlever-like multi-step jobs, and PBS job language - release of Silver meta-scheduler ## Meeting notes **Will McClendon** – APITest project status current release v 1.0 - Latest work – new look using cascading style sheets - new capabilities – pass/fail batch files, better parse error reporting - User Guide Documentation done (50 pages) and SNL approved - SW requirements: Python 2.3+, ElementTree, MySQL, ssslib, - Twisted (version 2.0 added new dependencies) - Helping fix bad tests – led to good discussion of this utility - Future work: config file, test developer GUI, more... **Ron Oldfield** – Testing SSS suites - 2 wks ago hired full time contractor (Tod Cordenbach) plus summer student - Goals and deliverables for summer work - performance testing of SSS-OSCAR - comparison to other components - write tech report of results - What is important for each component: scheduler, job launch, queue, I/O,... - Discussion of metrics. Scalability? User time, Admin time, - HW resource efficiency - Report what works, what doesn’t, what is performance critical ## Meeting notes **Paul Hargrove** – PM update - Checkpoint (BLCR) status: users on four continents, bug fixes, - Works with Linux2.6.11, partial AMD64/EM64T pot - Next step is process groups/sessions - OpenMPI work this summer ( student of Lumsdane) - Have sketch of less restrictive syntax API - Process manager status: complete rewrite of MPD more OO and pythonic - provided a non-MPD implementation for BG/L using SSS API **Narayan Dasi** – BCM update - SSS infrastructure in use at ANL: clusters, BG/L, IA32, PPC64 - Better documentation - LRS Syntax: spec done, SDK complete, todo ssslib integration - BG/L: arrived in January, initial Cobalt (SSS) suite on February - many features being requested eg, node modes set in mpirun - DB2 used for everything - Cobalt – same as SW on Chiba City. - All python components implemented using SSS-SDK - several major extensions required for BG/L ## Meeting notes **Narayan Dasi** – Cobalt update for BG/L - Scheduler (bgsched): new implementation - needed to be topology aware, use DB2 - partition unit is 512 nodes. - Queue Manager (cqm): same SW as Chiba - OS change on BG/L is trivial since system rebooted for each job - Process Manager (bgpm): new implementation - computer nodes don’t run full OS so no MPD - mpirun complicated - Allocation Manager (am): same as chiba - very simple design - Experiences: SSS really works - Easy to port, simple approach makes system easy to understand - Agility required for BG/L - Comprehensive interfaces expose all information - Admins can access internal state - component behavior less mysterious - extracting new info is easy - Shipping Cobalt to a couple other sites ## Meeting notes **Craig Stefan** – (no slides) - Not as much to report. Sidetracked for past three months on other projects - Gives reasons Warehouse bugs also not done. - Fixes to be done by next OSCAR release - Graphical display for Warehouse created - Same interfaces as Maui wrt requesting everything from all nodes - SSSRMAP into ssslib - Initial skeleton code for integration into ssslib begun. - Needs questions answered from Jackson and Narayan to proceed ## Meeting notes **Thomas Naughton** – SSS OSCAR releases - Testing for v1.1 release - Base OSCAR v4.1 includes SSS APItest runs post-install tests on packages - Discussion that Debian support will require both RPM and DEB formats - Future work: complete v1.1 testing, migrate distribution to FRE repository - extend SSS component tests, distribute as basic OSCAR “package set” - needed ordering within a phase (work around for now) - Release schedule: - version Freeze Release New - v1.0 Nov (SC05) first full suite release - v1.1 Feb 15 May Gold update, bug fixes - v1.2 Jun 15 July RH9 to Fedora2 oscar 4.1, BLCR to linux 2.6, - improved tests, close known bug reports - v2.0b Aug 15 Sept less restrictive syntax switch over, perf tests - Silver meta-scheduler, Fedora4 - v2.0 Oct 15 Nov (SC05) bug fixes, minor updates - In oscar 5.0 as package set (after SC05) - Remove Bugzilla link from web page ## Meeting notes **Bret Bode** – Queue Manager API - Lists all the functions then goes through detailed scheme of each - Bamboo Uses SSSRMAP messaging and wire protocol - Authentication – uses ssslib - Authorization – uses info in SSSRMAP wire protocol - Questions and discussion of interfaces
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# Presentation: 066640 ## HRSA/Delta States Grantees Meeting Sustainability Series: Part 4, Leadership for Sustainability - Community Health Systems Development Team - Georgia Health Policy Center - October 2008 ## Definition of Sustainability *Achieving an organizational state where programs and services are continually provided because they have perceived value and receive adequate financial support* **Notes:** PRESENTATION PLAN 1. Explain that it’s useful for everyone to start with the same definition and understanding of sustainability. Increases ability to have effective dialogue Creates a common language for group 3. Read definition on the slide. Explain key concepts in the definition: Defining organizational state Important to have the right structure for on-going program implementation – to have your partnerships and working relationships solidified Valued I think we would all agree that in order for your programs and services to continue others outside of your consortium must also value and recognize their importance Financial Support And they must value them enough that they are willing to support them in a financial way – that does not always mean with cash, but can also include things that have cash value – such as their time or in-kind contributions 4. Seek reactions and/or questions for clarification. Additional Key Points (Optional) In truth, all organizations should continually consider the sustainability of programs and services; it becomes a mindset or way of thinking. A key question that every program and service provider should consider: “Are you prepared to continually provide your program and/or services when your grant funding ends in three years?” (in other words, “Do you have the ‘end’ in mind?”) Additional Interactions/Activities (Optional) ## Two Important Questions - Do you have asking rights ? - How will you get the money ? ## Positioning for Sustainability **Communication** **Evaluation** **Leadership** **Return on Investment** **Strategic Vision** **Organizational Capacity** **Efficiency and Practicality** ## Today’s Goals - Distinguish Roles - Understand Key Actions - Apply Practices ## THE ROLE OF THE LEADER - Part 1 ## What it takes **Leadership** ***Collaborative*** ***that takes action to position for sustainability *** ## You May be Thinking... - But if I focus on making sure we have great results, won’t support show up? - We have a plan to follow. That’s my job – to execute the work plan. - I (We) can do this myself (ourselves). Involving a lot of people will slow us down. - We’ve been funded by the same grant for multiple years. Why worry? Seems like we’re “in.” - But if I focus on making sure we have great results, won’t support show up? - Not necessarily. It might take too long to find support at the end of your program....especially if few people are aware of your efforts and progress along the way. - We have a plan to follow. That’s my job – to execute the work plan. - Ultimately your job is about creating a successful, enduring program. If planning for sustainability wasn’t a part of your original plan, change the plan. Invest your time in leading. - I (We) can do this myself (ourselves). Involving a lot of people will slow us down. - Unless you are going to fund the program yourself, recognize that inviting and involving others is critical to gathering ideas and making connections with influencers. - We’ve been funded by the same grant for multiple years. Why worry? Seems like we’re “in.” - In today’s climate of accountability and results, nothing can be taken for granted. Most funders want to provide starter funds and see if the program can sustain itself. Can you? ## Leadership - Gets great results - Grows people - Uses resources wisely - Fulfills goals - Leadership plus... - Creates a shared vision - Accesses the talents, connections, and ideas of others - Understands the value of influence - Collaborative Leadership that positions for sustainability ## KEY RESULTS OF A COLLABORATIVE LEADER - Part 2 ## Results of a Collaborative Leader - Ensure Knowledge of Program **Notes:** There are three results that.... ## Result 1: Ensure Knowledge of Program *A county commissioner hears from a constituent about the success of your program in finding cost-saving ways to share resources. At the Rotary Club meeting, the commissioner sees the director of HR at your hospital (who isn’t involved in the program) and mentions hearing about the program’s success. Your HR director looks surprised and responds that he’s not sure who is involved with that program. * ## Result 1: Ensure Knowledge of Program **Make yourself known** **Build ownership** **Equip everyone with key information and key messages** - _Examples:_ - Co-workers in the facility recognize the program name and activities and associate you with the program. - Organization leaders can describe the program and status of the program’s objectives. ## Result 1: Ensure Knowledge of Program **Make yourself known** **Build ownership** **Equip everyone with key information and key messages** - _Examples:_ - Co-workers in the organization refer to the program as “our” program, not “your” program. - People in your organization ask about the latest results and stories of success. ## Result 1: Ensure Knowledge of Program **Make yourself known** **Build ownership** **Equip everyone with key information and key messages** - _Examples:_ - Co-workers in the organization can share the program’s primary goal and major activities. - Key points about the program are included in organizational newsletters, speeches, Web site, etc. ## React! **Using one-to-one chat function, send a message to the webinar facilitator that includes the position title of **_**two**_** people in your own organization that need to have greater knowledge of your program.** ## Results of a Collaborative Leader - Create - Interdependence ## Result 2: Create Interdependence - Go it alone. - Our program is (better, more important, higher priority, etc.) and deserves to be sustained. **Independence** - Go it together. - Our program plays a critical role in the network of services in this community. **Interdependence** - vs. ## Result 2: Create Interdependence - Highlights the value of others’ efforts and builds goodwill - Creates a demand/need for your service or product - Makes it easier to have your program exist than not (and thus easier to support) **Why Interdependence Works:** ## React! **Using the voting function on the webinar, choose the one action your program team *****already***** does well to create interdependence.** - A. utilize quality resources of others - B. share ideas and information with others - C. share staff, tools, and resources with others - D. collaboratively plan, advocate, and review ## Results of a Collaborative Leader ## Result 3: Grow Influence - Influence occurs when civic, business, and political leaders in your community know about and support your program. - Identify Opportunities - Share Expertise or Resources - Connect to Additional Leaders ## Result 3: Grow Influence - Inform - Invite - To share knowledge - To participate - To experience - Involve - As advisor - As advocate - Remember: - Metaphor - “Millionaires hang out with millionaires...” - Don’t ask if you don’t mean it; better not to ask at all. ## React! **Using one-to-one chat function, send a message to webinar facilitator that shares an example of how you have informed, invited, or involved an influential leader in your community (not part of your consortium).** ## Let’s Review ## Let’s Review - HOW? **Notes:** Need to understand the connect between 3 results and 6 practices...how to transition ## Create and execute a plan that uses practices of collaborative leadership ## PRACTICES OF A COLLABORATIVE LEADER - Part 3 ## Collaborative Practices - Apply Collaborative Practices to Achieve Results ## Collaborative Practices ## 6 Practices of a Collaborative Leader *- from Collaborative Leadership, Inc.* *www.collaboritveleadership.org* - Understanding the context for change before you act - Someone skilled at this practice would likely... - - clarify problems before seeking solutions - seek multiple view points - ensure data is properly interpreted - use a systems perspective - use tools to understand needs of community ## 6 Practices of a Collaborative Leader **Assessing the Environment** **Building Trust** *- from Collaborative Leadership, Inc.* *www.collaboritveleadership.org* - Creating safe places for developing shared purpose and action - Someone skilled at this practice would likely... - use transparent communication - create credible processes - build trust among stakeholders - “walk the talk” ## 6 Practices of a Collaborative Leader **Developing People** *- from Collaborative Leadership, Inc.* *www.collaboritveleadership.org* - Committing to people as a key asset through coaching and mentoring - Someone skilled at this practice would likely... - be committed to coaching/mentoring others - help others be successful - invest time in others - define expectations ## 6 Practices of a Collaborative Leader *- from Collaborative Leadership, Inc.* *www.collaboritveleadership.org* - Defining shared values and engaging people in positive action - Someone skilled at this practice would likely... - understand community vision - understand stakeholders - create buy-in to action plans - communicate shared vision ## 6 Practices of a Collaborative Leader *- from Collaborative Leadership, Inc.* *www.collaboritveleadership.org* - Developing synergy of people, organizations, and communities to accomplish a shared vision - Someone skilled at this practice would likely... - rely significantly on peer problem-solving - have confidence in others - be open to being influenced by others - encourage others to act ## 6 Practices of a Collaborative Leader *- from Collaborative Leadership, Inc.* *www.collaboritveleadership.org* - Understanding your own values, attitudes, and behaviors as they relate to your leadership style and its impact on others - Someone skilled at this practice would likely... - actively listen - understand other’s perspectives - accurately describe personal strengths and weaknesses ## Next Steps - Take action – complete quick course - Assess state of leadership - Develop collaboration plan - Execute plan using collaboration practices and communication skills - Find additional resources at _[www.collaborativeleadership.org](http://www.collaborativeleadership.org/)_ - What questions do you have? ## Thanks - Talk to you soon. - Next Call February 2009 - Citations in this presentation: - Collaborative Leadership is a Web site of the Leadership Development National Excellence Collaborative, which is sponsored by Turning Point and funded by The Robert Wood Johnson Foundation.
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# Presentation: 679072 ## X-ray (and multiwavelength) surveys - Fabrizio Fiore ## Table of content - A historical perspective - Tools for the interpretation of survey data - Number counts - Luminosity functions - Main current X-ray surveys - What next ## A historical perspective - First survey of cosmological objects: radio galaxies and radio loud AGN - The discovery of the Cosmic X-ray Background - The first imaging of the sources making the CXB - The resolution of the CXB - What next? ## Radio sources number counts **Radio sources number counts** **First results from Cambridge surveys during the 50’: Ryle** **Number counts steeper than expected from Euclidean universe** ## Number counts ** ****Number counts** - Flux limited sample: all sources in a given region of the sky with flux > than - some detection limit Flim. - Consider a population of objects with the same L - Assume Euclidean space ## Number counts - **Number counts** - Test of evolution of a source population (e.g. radio sources). Distances of - individual sources are not required, just fluxes or magnitudes: - the number of objects increases by a factor of 100.6=4 with each magnitude. - So, for a constant space density, 80% of the sample will be within 1 mag - from the survey detection limit. - If the sources have some distribution in L: ## Problems with the derivation of the number counts - Completeness of the samples. - Eddington bias: random error on mag measurements can alter the number - counts. Since the logN-logFlim are steep, there are more sources at faint - fluxes, so random errors tend to increase the differential number counts. - If the tipical error is of 0.3 mag near the flux limit, than the correction - is 15%. - Variability. - Internal absorption affects “color” selection. - SED, *‘K-correction’*, redshift dependence of the flux (magnitude). ## Galaxy number counts ## Optically selected AGN number counts - z<2.2 - B=22.5 - 100 deg-2 - B=19.5 - 10 deg-2 - z>2.2 - B=22.5 - 50 deg-2 - B=19.5 - 1 deg-2 - B-R=0.5 ## X-ray AGN number counts **X-ray AGN number counts** - <X/O> OUV sel. AGN=0.3 - R=22 ==> 310-15 1000deg-2 - R=19 ==> 510-14 25deg-2 - The surface density of X-ray selected AGN - is 2-10 times higher than OUV selected AGN ## The cosmic backgrounds energy densities **The cosmic backgrounds energy densities** ## The Cosmic X-ray Background - Giacconi (and collaborators) program: - 1962 sounding rocket - 1970 Uhuru - 1978 HEAO1 - 1978 Einstein - 1999 Chandra! ## The Cosmic X-ray Background - The CXB energy density: - Collimated instruments: - 1978 HEAO1 - 2006 BeppoSAX PDS - 2006 Integral - 2008 Swift BAT - Focusing instruments: - 1980 Einstein 0.3-3.5 keV - 1990 Rosat 0.5-2 keV - 1996 ASCA 2-10 keV - 1998 BeppoSAX 2-10 keV - 2000 RXTE 3-20 keV - 2002 XMM 0.5-10 keV - 2002 Chandra 0.5-10 keV - 2012 NuSTAR 6-100 keV - 2014 Simbol-X 1-100 keV - 2014 NeXT 1-100 keV - 2012 eROSITA 0.5-10 keV - 2020 IXO 0.5-40 keV ## The V/Vmax test ** ****The V/V****max**** test** - Marteen Schmidt (1968) developed a test** **for evolution not sensitive to - the completeness of the sample. - Suppose we detect a source of luminosity L and flux *F >F**lim* at a distance *r*** **in Euclidean space: - If we consider a sample of sources distributed uniformly, we expect that - half will be found in the inner half of the volume Vmax and half in the outer - half. So, on average, we expect V/Vmax=0.5 ## The V/Vmax test **The V/V****max**** test** - In an expanding Universe the luminosity distance must be used in place - of r and rmax and the constant density assumption becomes one of - constant density per unit *comuving volume* . ## Luminosity function ** ****Luminosity function** - In most samples of AGN <V/Vmax> > 0.5. This means that the luminosity - function cannot be computed from a sample of AGN regardless of their z. - Rather we need to consider restricted z bins. - More often sources are drawn from flux-limited samples, and the volume - surveyed is a function of the Luminosity L. Therefore, we need to account - for the fact that more luminous objects can be detected at larger - distances and are thus over-represented in flux limited samples. This is - done by weighting each source by the reciprocal of the volume over which - it could have been found: ## Luminosity function ## Assume that the intrinsic - spectrum of the sources - making the CXB has E=1 - I0=9.810-8 erg/cm2/s/sr - ’=4I0/c - Optical (and soft X-ray) surveys gives values 2-3 times lower - than those obtained from the CXB - (and of the F.&M. and G. et al. estimates) ## A survey of X-ray surveys **A survey of X-ray surveys** ## A survey of X-ray surveys - Point sources Clusters of galaxies ## A survey of surveys - Main areas with large multiwavelength coverage: - CDFS-GOODS 0.05 deg2: HST, Chandra, XMM, Spitzer, ESO, Herschel, ALMA - CDFN-GOODS 0.05 deg2: HST, Chandra, VLA, Spitzer, Hawaii, Herschel - AEGIS(GS) 0.5 deg2: HST, Chandra, Spitzer, VLA, Hawaii, Herschel - COSMOS 2 deg2: HST, Chandra, XMM, Spitzer, VLA, ESO, Hawaii, LBT, Herschel, ALMA - NOAO DWFS 9 deg2 : Chandra, Spitzer, MMT, Hawaii, LBT - SWIRE 50 deg2 (Lockman hole, ELAIS, XMMLSS,ECDFS): Spitzer, some Chandra/XMM, some HST, Herschel - eROSITA! 20.000 deg2 10-14 cgs 200 deg2 310-15 cgs ## Chandra deep and wide fields **Chandra deep and wide fields** - CDFS 2Msec 0.05deg2 CCOSMOS 200ksec 0.5deg2 100ksec 0.4deg2 - ~400 sources 1.8 Msec ~1800 sources - Elvis et al. 2008 - 20 arcmin 1 deg ## XMM surveys - COSMOS 1.4Msec 2deg2 - Lockman Hole 0.7Msec 0.3deg2 ## Chandra surveys - AEGIS: Extended Groth Strip Bootes field ## Spitzer large area surveys: SWIRE ## eROSITA - ~30ks on poles, ~1.7ksec equatorial ## What next? The X-ray survey discovery space - Einstein ROSAT - ROSAT eROSITA - ASCA/BSAX XMM Chandra IXO - IXO - NS NeXT SX - BSAX/ASCA XMM - Swift
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# Presentation: 334755 ## Accessing MODIS Data Products ***Perspective from MODIS Atmospheres Research Community*** **Bill Ridgway** **MODAPS Processing Representative for Atmospheric Discipline** **Science Systems & Applications, Inc.** **NASA GSFC Code 913** **24 July 2002** ## Archive to Desktop: A Simple Process? **Selection** **What product?** **What time or location?** **Product file “as is” or subset or image?** **Staging + [ subsetting, processing, reformatting, etc ]** **Delivery ** **pull, push, tape, etc** **Help** **software tools, delivery failures, etc.** ## Conclusions **Selection** **EDG & No-Frills tools have perhaps 50% of desired functionality** **Search-and-wait interface is not adequate for serious research** **Geographic searches include excessive near misses** **MODIS product packaging remains a big issue** **Staging** **Can take 5 minutes or 48 hours** **Failures have come down a lot in the past year** **Demand on system resources limits orders** **Delivery ** **FTP pulls are most reliable** **Product volume is probably the greatest obstacle** **Help** **Better tools, better examples, better images are still needed** ## Selection Roadblocks **For the novice:** **Navigating the ESDT and collection number maze** **Products packaged with too many parameters** **Selecting data with the right time and/or location** **No useful browse images** **For the repeat/experienced user:** **Order size limits** **EDG has useful functionality, but is torture to use** **No Frills GDAAC interface can’t always do what I need** **Both are painful for repetitive ordering** **Acquiring multiple products should be easy, but isn’t** **Geographic searches produce many near misses** ## EOS Data Gateway: The Carpal Tunnel GUI **EDG Login** **Select ESDT(s) and Granule search criteria** **Click to Start Search ****& Wait for search...** **Click to Select All** **Click to Add to Cart** **Click to Accept Data Quality Statement** **Click to Accept Quality Assurance Disclaimer** **Click Order Options** **Click to Select Native Granule FTP Pull** **Click to Accept my Choice** **Click Go to Step 2** **Click Go to Step 3** **Click Go to Step 4 ****& Wait for search...** ## Wish List of Most Requested Changes **Streamline EDG and No Frills for repeat customers** **If I already know what I want, please just send it!** **MOD021KM.A2002187.1550.003.xxxx** **Ditto for MOD03, MOD35_L2, MOD04_L2, etc.** **Data pool with FTP interface for machine data acquisition** **A geographical search tool that really works** **Easy ordering of many products for a single 5-minute granule**
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![](media/image1.png){width="5.96875in" height="0.41944444444444445in"} Top of Form ## Complete Summary #### GUIDELINE TITLE Practice guideline for the treatment of patients with major depressive disorder. #### BIBLIOGRAPHIC SOURCE(S) American Psychiatric Association practice guideline for the treatment of patients with major depressive disorder. Am J Psychiatry 2000 Apr;157(4 Suppl):1-45. \[325 references\] #### GUIDELINE STATUS This is the current release of the guideline. It is a revision of a previously issued version (Practice guideline for major depressive disorder in adults. Washington \[DC\]: American Psychiatric Press, Inc; 1993. 51 p., and Am J Psychiatry 1993 Apr;150\[4 Suppl\]:1-26). According to the guideline developer, this guideline is still considered to be current as of February 2005, based on a review of literature published since the original guideline publication. In addition, a Guideline Watch, which summarizes significant developments in practice since the publication of the original guideline, was published in 2005 and is available from the [American Psychiatric Association Web site](http://www.psych.org/psych_pract/treatg/pg/MDD_Watch_031005.pdf) (see also the \"Availability of Companion Documents\" field below). ### \*\* REGULATORY ALERT \*\* #### FDA WARNING/REGULATORY ALERT **Note from the National Guideline Clearinghouse**: This guideline references a drug(s) for which important revised regulatory and/or warning information has been released. - [May 2, 2007, Antidepressant drugs](http://www.fda.gov/medwatch/safety/2007/safety07.htm#Antidepressant): Update to the existing black box warning on the prescribing information on all antidepressant medications to include warnings about the increased risks of suicidal thinking and behavior in young adults ages 18 to 24 years old during the first one to two months of treatment. - [October 25, 2006, Effexor (venlafaxine HCl)](http://www.fda.gov/medwatch/safety/2006/safety06.htm#Effexor): Published retrospective studies report that venlafaxine overdosage may be associated with an increased risk of fatal outcome. - [May 12, 2006, Paxil (paroxetine) and Paxil CR](http://www.fda.gov/medwatch/safety/2006/safety06.htm#paxil): Changes to the Clinical Worsening and Suicide Risk subsection of the WARNINGS section in the prescribing Information related to adult patients, particularly those who are younger adults. - [December 8, 2005, Paxil (paroxetine)](http://www.fda.gov/medwatch/safety/2005/safety05.htm#Paxil3): Pregnancy category changed from C to D and new data and recommendations added to the WARNINGS section of prescribing information. - [September 27, 2005, Paxil (paroxetine) and Paxil CR](http://www.fda.gov/medwatch/safety/2005/safety05.htm#Paxil2): Changes to the Pregnancy/PRECAUTIONS section of the Prescribing Information to describe the results of a retrospective epidemiologic study of major congenital malformations in infants born to women taking antidepressants during the first trimester of pregnancy. ### COMPLETE SUMMARY CONTENT  \*\* REGULATORY ALERT \*\*\  SCOPE\  METHODOLOGY - including Rating Scheme and Cost Analysis\  RECOMMENDATIONS\  EVIDENCE SUPPORTING THE RECOMMENDATIONS\  BENEFITS/HARMS OF IMPLEMENTING THE GUIDELINE RECOMMENDATIONS\  CONTRAINDICATIONS\  QUALIFYING STATEMENTS\  IMPLEMENTATION OF THE GUIDELINE\  INSTITUTE OF MEDICINE (IOM) NATIONAL HEALTHCARE QUALITY REPORT CATEGORIES\  IDENTIFYING INFORMATION AND AVAILABILITY\  DISCLAIMER ### SCOPE #### DISEASE/CONDITION(S) Major Depressive Disorder #### GUIDELINE CATEGORY Management\ Treatment #### CLINICAL SPECIALTY Neurology\ Psychiatry #### INTENDED USERS Physicians #### GUIDELINE OBJECTIVE(S) 1. To assist the physician faced with the task of implementing specific antidepressant treatment(s) for an adult patient diagnosed as suffering from major depression according to the criteria for this disorder defined in DSM-IV. 2. To summarize the specific forms of somatic, psychotherapeutic, psychosocial, and educational treatments that have been developed to deal with major depressive disorder and its various subtypes. #### TARGET POPULATION Adults (over the age of 18) suspected of having major depressive disorder #### INTERVENTIONS AND PRACTICES CONSIDERED The various interventions considered for treatment of a major depressive episode may be used alone or in combination. Furthermore, the psychiatrist must decide whether to conduct treatment on an outpatient, partial hospitalization, or inpatient basis. *Psychotherapeutic Interventions* - Psychotherapeutic management - Psychodynamic psychotherapy and psychoanalysis - Brief psychodynamic psychotherapy - Interpersonal therapy - Behavior therapy - Cognitive behavior therapy - Marital therapy and family therapy - Group therapy *Somatic Interventions* - Antidepressant medications including: 1. Cyclic antidepressants, which include the tricyclic antidepressants as well as the tetracyclic antidepressant medication maprotiline 2. Selective serotonin-reuptake inhibiting antidepressants, which currently include fluoxetine, sertraline, paroxetine, fluvoxamine, and citalopram 3. Monoamine oxidase (MAO) inhibitors, which include the commonly used phenelzine, isocarboxazid, and tranylcypromine 4. Other antidepressant medications, including bupropion, nefazodone, trazodone, venlafaxine, mirtazapine, and reboxetine (for which U.S Food and Drug Administration approval is anticipated) 5. St. John\'s wort (whole plant product) - Electroconvulsive therapy - Light therapy #### MAJOR OUTCOMES CONSIDERED - Control of depressive symptoms - Rate of remission, relapse and recurrence of major depression - Morbidity and mortality due to major depression ### METHODOLOGY #### METHODS USED TO COLLECT/SELECT EVIDENCE Searches of Electronic Databases #### DESCRIPTION OF METHODS USED TO COLLECT/SELECT THE EVIDENCE Studies were identified through an extensive review of the literature by using MEDLARS for the period 1971-1999. The key words used were affective disorder, major depression, depressive disorder, seasonal affective disorder, melancholia, unipolar depression, endogenous depression, dysthymic disorder, dysthymia, postpartum depression, pseudodementia, antidepressant medications, tricyclic antidepressive agents, monoamine oxidase inhibitors, lithium, and electroconvulsive therapy and included the concepts of melancholia, neurotic depression, and major depression. In addition, the key words for the psychotherapy search were psychotherapy (not otherwise specified); behavior therapy, including aversive therapy, biofeedback (psychology), cognitive therapy, desensitization (psychologic), implosive therapy, and relaxation techniques (meditation); psychoanalytic therapy, including existentialism, free association, transactional analysis, psychotherapy (brief); and psychotherapy (group), including family therapy and marital therapy. Major review articles and standard psychiatric texts were consulted. The Agency for Health Care Policy and Research Evidence Report on Treatment of Depression\--Newer Pharmacotherapies (Rockville \[MD\]: Agency for Health Care Policy and Research. March 1999 \[Evidence Report/Technology Assessment: no: 7\]) was reviewed in its entirety. Review articles and relevant clinical trials were reviewed in their entirety; other studies were selected for review on the basis of their relevance to the particular issues discussed in this guideline. #### NUMBER OF SOURCE DOCUMENTS 169 source documents #### METHODS USED TO ASSESS THE QUALITY AND STRENGTH OF THE EVIDENCE Expert Consensus (Committee) #### RATING SCHEME FOR THE STRENGTH OF THE EVIDENCE Not applicable #### METHODS USED TO ANALYZE THE EVIDENCE Review of Published Meta-Analyses\ Systematic Review #### DESCRIPTION OF THE METHODS USED TO ANALYZE THE EVIDENCE Not applicable #### METHODS USED TO FORMULATE THE RECOMMENDATIONS Expert Consensus #### DESCRIPTION OF METHODS USED TO FORMULATE THE RECOMMENDATIONS Once a topic is chosen for guideline development, a work group is formed to draft the guideline. By design, the work group consists of psychiatrists in active clinical practice with diverse expertise and practice experience relevant to the topic. Policies established by the Steering Committee guide the work of systematically reviewing data in the literature and forging consensus on the implications of those data, as well as describing a clinical consensus. These policies, in turn, stem from criteria formulated by the American Medical Association to promote the development of guidelines that have a strong evidence base and that make optimal use of clinical consensus. #### RATING SCHEME FOR THE STRENGTH OF THE RECOMMENDATIONS Each recommendation is identified at falling into one of three categories of endorsement, indicated by a bracketed Roman numeral following the statement. The three categories represent varying levels of clinical confidence regarding the recommendation: \[I\] indicates recommended with substantial clinical confidence. \[II\] indicates recommended with moderate clinical confidence. \[III\] indicates options that may be recommended on the basis of individual circumstances. #### COST ANALYSIS A formal cost analysis was not performed and published cost analyses were not reviewed. #### METHOD OF GUIDELINE VALIDATION External Peer Review\ Internal Peer Review #### DESCRIPTION OF METHOD OF GUIDELINE VALIDATION The guideline is written in successive drafts, each being revised on the basis of comments received from an increasing number of people: early drafts are sent to the Steering Committee and about 50 expert reviewers; later drafts are sent to members of the Assembly, the District Branches, the Board of Trustees, and other American Psychiatric Association (APA) components. Drafts are available to any APA member by request through their District Branch. In addition, individual experts who are not APA members along with relevant professional, scientific, and patient organizations are asked to review the drafts. Once all comments have been considered, a final draft is sent to the Assembly and Board of Trustees for their approval. Thus each guideline is reviewed by hundreds of psychiatrists and other interested parties prior to publication. ### RECOMMENDATIONS #### MAJOR RECOMMENDATIONS Each recommendation is identified as falling into one of three categories of endorsement, by a bracketed Roman numeral following the statement. The three categories represent varying levels of clinical confidence regarding the efficacy of the treatment for the disorder and conditions described. \[I\] indicates recommended with substantial clinical confidence. \[II\] indicates recommended with moderate clinical confidence. \[III\] indicates options that may be recommended on the basis of individual circumstances. Successful treatment of patients with major depressive disorder is promoted by a thorough assessment of the patient \[I\]. Treatment consists of an acute phase, during which remission is induced; a continuation phase, during which remission is preserved; and a maintenance phase, during which the susceptible patient is protected against the recurrence of subsequent major depressive episodes. Psychiatrists initiating treatment for major depressive disorder have at their disposal a number of medications, a variety of psychotherapeutic approaches, electroconvulsive therapy (ECT), and other treatment modalities (e.g., light therapy) that may be used alone or in combination. The psychiatrist must determine the setting that will most likely ensure the patient\'s safety as well as promote improvement in the patient\'s condition \[I\]. A. **Psychiatric Management** > Psychiatric management consists of a broad array of interventions and > activities that should be instituted by psychiatrists for all patients > with major depressive disorder \[I\]. Regardless of the specific > treatment modalities selected, it is important to continue providing > psychiatric management through all phases of treatment. The specific > components of psychiatric management that must be addressed for all > patients include performing a diagnostic evaluation, evaluating safety > of the patient and others, evaluating the level of functional > impairments, determining a treatment setting, establishing and > maintaining a therapeutic alliance, monitoring the patient\'s > psychiatric status and safety, providing education to patients and > families, enhancing treatment adherence, and working with patients to > address early signs of relapse. B. **Acute Phase** 1. Choice of an initial treatment modality > In the acute phase, in addition to psychiatric management, the > psychiatrist may choose between several initial treatment modalities, > including pharmacotherapy, psychotherapy, the combination of > medications plus psychotherapy, or electroconvulsive therapy \[I\]. > Selection of an initial treatment modality should be influenced by > both clinical (e.g., severity of symptoms) and other factors (e.g., > patient preference). a. Antidepressant medication > If preferred by the patient, antidepressant medications may be > provided as an initial primary treatment modality for mild major > depressive disorder \[I\]. Antidepressant medications should be > provided for moderate to severe major depressive disorder unless > electroconvulsive therapy is planned \[I\]. A combination of > antipsychotic and antidepressant medications or electroconvulsive > therapy should be used for psychotic depression \[I\]. b. Psychotherapy > A specific, effective psychotherapy alone as an initial treatment > modality may be considered for patients with mild to moderate major > depressive disorder \[II\]. Patient preference for psychotherapeutic > approaches is an important factor that should be considered in the > decision. Clinical features that may suggest the use of > psychotherapeutic interventions include the presence of significant > psychosocial stressors, intrapsychic conflict, interpersonal > difficulties, or a comorbid axis II disorder \[I\]. c. Psychotherapy plus antidepressant medications > The combination of a specific effective psychotherapy and medication > may be a useful initial treatment choice for patients with > psychosocial issues, interpersonal problems, or a comorbid axis II > disorder together with moderate to severe major depressive disorder > \[I\]. In addition, patients who have had a history of only partial > response to adequate trials of single treatment modalities may benefit > from combined treatment. Poor adherence with treatments may also > warrant combined treatment modalities. d. Electroconvulsive therapy > Electroconvulsive therapy should be considered for patients with major > depressive disorder with a high degree of symptom severity and > functional impairment or for cases in which psychotic symptoms or > catatonia are present \[I\]. Electroconvulsive therapy may also be the > treatment modality of choice for patients in whom there is an urgent > need for response, such as patients who are suicidal or refusing food > and nutritionally compromised \[II\]. 2. Choice of specific pharmacologic treatment > Antidepressant medications that have been shown to be effective are > listed in the full-text guideline document \-- see the table titled > \"Commonly Used Antidepressant Medications\" \[II\]. The effectiveness > of antidepressant medications is generally comparable between classes > and within classes of medications. Therefore, the initial selection of > an antidepressant medication will largely be based on the anticipated > side effects, the safety or tolerability of these side effects for > individual patients, patient preference, quantity and quality of > clinical trial data regarding the medication, and its cost (for more > information, see Section V.A.1 of the original guideline document) > \[I\]. On the basis of these considerations, the following medications > are likely to be optimal for most patients: selective serotonin > reuptake inhibitors (SSRIs), desipramine, nortriptyline, bupropion, > and venlafaxine. In general, monoamine oxidase inhibitors (MAOIs) > should be restricted to patients who do not respond to other > treatments because of their potential for serious side effects and the > necessity of dietary restrictions. Patients with major depressive > disorder with atypical features are one group for whom several studies > suggest monoamine oxidase inhibitors may be particularly effective; > however, in clinical practice, many psychiatrists start with selective > serotonin reuptake inhibitors in such patients because of the more > favorable adverse effect profile. a. Implementation > When pharmacotherapy is part of the treatment plan, it must be > integrated with the psychiatric management and any other treatments > that are being provided (e.g., psychotherapy) \[I\]. Once an > antidepressant medication has been selected, it can be started at the > dose levels suggested in the full-text guideline document \-- see the > table titled \"Commonly Used Antidepressant Medications\" \[I\]. > Titration to full therapeutic doses generally can be accomplished over > the initial week(s) of treatment but may vary depending on the > development of side effects, the patient\'s age, and the presence of > comorbid illnesses. Patients who have started taking an antidepressant > medication should be carefully monitored to assess their response to > pharmacotherapy as well as the emergence of side effects, clinical > condition, and safety \[I\] (see \"Management of Medication Side > Effects\" in the original guideline document.). Factors to consider in > determining the frequency of patient monitoring include the severity > of illness, the patient\'s cooperation with treatment, the > availability of social supports, and the presence of comorbid general > medical problems. Visits should also be frequent enough to monitor and > address suicidality and to promote treatment adherence. In practice, > the frequency of monitoring during the acute phase of pharmacotherapy > can vary from once a week in routine cases to multiple times per week > in more complex cases. b. Failure to respond > If at least moderate improvement is not observed following 6-8 weeks > of pharmacotherapy, a reappraisal of the treatment regimen should be > conducted \[I\]. Section II.B.2.b in the original guideline document > reviews options for adjusting the treatment regimen when necessary. > Following any change in treatment, the patient should continue to be > closely monitored. If there is not at least a moderate improvement in > major depressive disorder symptoms after an additional 6-8 weeks of > treatment, the psychiatrist should conduct another thorough review. An > algorithm depicting the sequence of subsequent steps that can be taken > for patients who fail to respond fully to treatment is provided in the > full-text guideline document \--see \"Acute Phase Treatment of Major > Depressive Disorder.\" 3. Choice of specific psychotherapy > Cognitive behavioral therapy and interpersonal therapy are the > psychotherapeutic approaches that have the best documented efficacy in > the literature for the specific treatment of major depressive > disorder, although rigorous studies evaluating the efficacy of > psychodynamic psychotherapy have not been published \[II\]. When > psychodynamic psychotherapy is used as a specific treatment, in > addition to symptom relief, it is frequently associated with broader > long-term goals. Patient preference and the availability of clinicians > with appropriate training and expertise in the specific approach are > also factors in the choice of a particular form of psychotherapy. a. Implementation > When psychotherapy is part of the treatment plan, it must be > integrated with the psychiatric management and any other treatments > that are being provided (e.g., medication treatment) \[I\]. The > optimal frequency of psychotherapy has not been rigorously studied in > controlled trials. The psychiatrist should take into account multiple > factors when determining the frequency for individual patients, > including the specific type and goals of psychotherapy, the frequency > necessary to create and maintain a therapeutic relationship, the > frequency of visits required to ensure treatment adherence, and the > frequency necessary to monitor and address suicidality. The frequency > of outpatient visits during the acute phase generally varies from once > a week in routine cases to as often as several times a week. > Regardless of the type of psychotherapy selected, the patient\'s > response to treatment should be carefully monitored \[I\]. > > If more than one clinician is involved in providing the care, it is > essential that all treating clinicians have sufficient ongoing contact > with the patient and with each other to ensure that relevant > information is available to guide treatment decisions \[I\]. b. Failure to respond > If after 4-8 weeks of treatment at least a moderate improvement is not > observed, then a thorough review and reappraisal of the diagnosis, > complicating conditions and issues, and treatment plan should be > conducted \[I\]. Figure 3 and Section II.B.3.b. in the original > guideline document review the options to consider. 4. Choice of medications plus psychotherapy > In general, the same issues that influence the specific choice of > medication or psychotherapy when used alone should be considered when > choosing treatments for patients receiving combined modalities \[I\]. 5. Assessing the adequacy of response > It is not uncommon for patients to have a substantial but incomplete > response in terms of symptom reduction or improvement in functioning > during acute phase treatments. It is important not to conclude the > acute phase of treatment for such patients, as a partial response is > often associated with poor functional outcomes. When patients are > found to have not fully responded to an acute phase treatment, a > change in treatment should be considered as outlined in the full-text > guideline document \-- see \"Acute Phase Treatment of Major Depressive > Disorder\" \[II\]. C. **Continuation Phase** > During the 16-20 weeks following remission, patients who have been > treated with antidepressant medications in the acute phase should be > maintained on these agents to prevent relapse \[I\]. In general, the > dose used in the acute phase is also used in the continuation phase. > Although there has been less study of the use of psychotherapy in the > continuation phase to prevent relapse, there is growing evidence to > support the use of a specific effective psychotherapy during the > continuation phase \[I\]. Use of electroconvulsive therapy in the > continuation phase has received little formal study but may be useful > in patients for whom medication or psychotherapy has not been > effective in maintaining stability during the continuation phase > \[II\]. The frequency of visits must be determined by the patient\'s > clinical condition as well as the specific treatments being provided. D. **Maintenance Phase** > Following the continuation phase, maintenance-phase treatment should > be considered for patients to prevent recurrences of major depressive > disorder \[I\]. Factors to consider are discussed in the full-text > guideline document \-- see the table titled \"Considerations in the > Decision to Use Maintenance Treatment\" \-- and Section II.D of the > original guideline document. > > In general, the treatment that was effective in the acute and > continuation phases should be used in the maintenance phase \[II\]. In > general, the same full antidepressant medication doses are employed as > were used in prior phases of treatment; use of lower doses of > antidepressant medication in the maintenance phase has not been well > studied. For cognitive behavioral therapy and interpersonal therapy, > maintenance phase treatments usually involve a decreased frequency of > visits (e.g., once a month). The frequency of visits in the > maintenance phase must be determined by the patient\'s clinical > condition as well as the specific treatments being provided. The > frequency required could range from as low as once every 2-3 months > for stable patients who require only psychiatric management and > medication monitoring to as high as multiple times a week for those in > whom psychodynamic psychotherapy is being conducted. E. **Discontinuation of Active Treatment** > The decision to discontinue active treatment should be based on the > same factors considered in the decision to initiate maintenance > treatment, including the probability of recurrence, the frequency and > severity of past episodes, the persistence of dysthymic symptoms after > recovery, the presence of comorbid disorders, and patient preferences > \[I\]. In addition to the factors listed in the full-text guideline > document \-- see the table titled \"Considerations in the Decision to > Use Maintenance Treatment\" and the table titled \"Risk Factors for > Recurrence of Major Depressive Disorder\" \-- patients and their > psychiatrists should consider the patient\'s response, in terms of > both beneficial and adverse effects, to maintenance treatments. #### CLINICAL ALGORITHM(S) The original guideline contains a clinical algorithm depicting the sequence of subsequent steps that can be taken for patients who fail to respond fully to treatment. ### EVIDENCE SUPPORTING THE RECOMMENDATIONS #### TYPE OF EVIDENCE SUPPORTING THE RECOMMENDATIONS The recommendations delineated in this guideline are in some instances based on data distilled from randomized prospective clinical trials, while in other areas they are based on individual case reports along with the collective experience and judgment of well-regarded senior psychiatrists. To identify the type of evidence supporting the major recommendations in the full-text practice guide, each is keyed to one or more references and each reference is followed by a letter code in brackets that indicates the nature of the supporting evidence. Minor recommendations not keyed to references may be assumed to be based on expert opinion. The bracketed letter following each reference indicates the nature of the supporting evidence, as follows: \[A\] Randomized controlled clinical trial \[B\] Nonrandomized case-control study \[C\] Nonrandomized cohort study \[D\] Clinical report with nonrandomized historical comparison groups \[E\] Case report or series \[F\] Expert consensus \[G\] Subject review subsuming multiple categories A-E ### BENEFITS/HARMS OF IMPLEMENTING THE GUIDELINE RECOMMENDATIONS #### POTENTIAL BENEFITS - Improved patient care. - Education of psychiatrists, other medical and mental health professionals, and the general public about appropriate and inappropriate treatments. - Identification of those areas where critical information is lacking and where research could be expected to improve clinical decisions. - Aid those charged with overseeing the utilization and reimbursement of psychiatric services with developing more scientifically based and clinically sensitive criteria. #### POTENTIAL HARMS *Side effects of antidepressant medication*: - Dizziness, sedation, and feeling medicated: Associated with many antidepressants. Amitriptyline, doxepin, and trazodone are experienced as most sedating, nortriptyline and amoxapine as less sedating, and fluoxetine, sertraline, bupropion, protriptyline, and desipramine as least sedating. - Peripheral anticholinergic side effects: The most common undesirable consequences of muscarinic blockade are dry mouth, impaired ability to focus at close range, constipation, and urinary hesitation. All tricyclic antidepressants have some degree of antimuscarinic action; desipramine has the lowest potency in this regard. While monoamine oxidase inhibitors are not anticholinergic, their side effects may resemble anticholinergic symptoms. - Weight gain: Tricyclic antidepressants, monoamine oxidase inhibitors, and lithium all have the capacity to induce weight gain. Bupropion, fluoxetine, sertraline, and trazodone do not usually induce weight gain, and bupropion and fluoxetine (and perhaps sertraline) may actually cause some (usually transient) degree of appetite and weight loss. - Sexual dysfunction: While loss of erectile or ejaculatory function in men and loss of libido and anorgasmia in both sexes may be complications of virtually any antidepressant agent, these side effects appear to be most common with the monoamine oxidase inhibitors, fluoxetine, and probably sertraline and to be least common with bupropion. - Neurological side effects, such as seizures or myoclonus: Overall, for most agents and for patients without specific risk factors who receive antidepressants administered within the recommended dose range, the risk of seizures is most often reported to be less than 1 percent. Fluoxetine, sertraline, trazodone, and monoamine oxidase inhibitors carry a lower risk of inducing seizures. Risk increases with dose for all offending agents. Tricyclic antidepressants sometimes induce mild myoclonus - Cardiovascular effects, such as orthostatic hypotension: A common side effect of tricyclic antidepressants, trazodone, and monoamine oxidase inhibitors. - Insomnia and anxiety: Fluoxetine may precipitate or exacerbate anxiety and sleep disturbance in some patients. Anxiety may be minimized by introducing the agent at a low dose; insomnia may be effectively treated by the addition of trazodone, up to 100 mg at bedtime. Other antidepressants, including desipramine and bupropion, may also increase anxiety in some patients. *Side effects associated with electroconvulsive therapy* - Cognitive: transient postictal confusional state and anterograde and retrograde memory interference. - Cardiovascular: transient rise in heart rate, cardiac workload, and blood pressure. - Cerebrovascular: transient rise in intracranial pressure and blood-brain barrier permeability. *Side effects associated with light therapy* - Possibly include headache, eye strain, irritability, and insomnia, adverse ocular effects. **Subgroups Most Likely to be Harmed**: *The following subgroups would be most likely to be harmed by electroconvulsive therapy:* - Patients with the presence of significant cardiovascular disease. Electroconvulsive therapy is an indication for caution and general medical or cardiology consultation. - Patients with evidence of increased intracranial pressure or cerebrovascular fragility. These patients should only receive electroconvulsive therapy after careful general medical, neurological, or neurosurgical evaluation. *The following subgroups are more vulnerable to light therapy and would require attention and consultative supervision of the appropriate specialist if light therapy were conducted:* - Patients with retinal diseases or ordinary photosensitivity. - Patients with systemic lupus erythematosus. - Patients with a history of skin cancer. *Patients with the following concurrent general medical disorders are most likely to be adversely affected by pharmacotherapy:* - *Asthma.* Individuals with asthma who receive monoamine oxidase inhibitors should be cautioned regarding interactions with sympathomimetic bronchodilators. - *Cardiac disease.* The presence of specific cardiac conditions complicates or contraindicates certain forms of antidepressant medication therapy, notably use of tricyclic agents; the cardiac history should therefore be carefully explored before the initiation of medication treatment. - *Dementia.* Individuals with dementia are particularly susceptible to the toxic effects of muscarinic blockade on memory and attention. Therefore, individuals suffering from dementia generally do best when given antidepressant medications with the lowest possible degree of anticholinergic effect, e.g., bupropion, fluoxetine, sertraline, trazodone, and, of the tricyclic agents, desipramine or nortriptyline. Alternatively, some patients do well given stimulants in small doses. - *Epilepsy.* Consideration should be given to concomitant prescription of an antiepileptic (or elevating the dose of an existing antiepileptic). - *Glaucoma.*Medications with anticholinergic potency may precipitate acute narrow-angle glaucoma in susceptible individuals (i.e., those with shallow anterior chambers). Patients with glaucoma receiving local miotic therapy may be treated with antidepressant medications, including those possessing anticholinergic properties, provided that their intraocular pressure is monitored during antidepressant medication treatment. - *Hypertension.* Antihypertensive agents and tricyclic antidepressant medications may interact to either intensify or counteract the effect of the antihypertensive therapy. The action of antihypertensive agents that block alpha receptors (e.g., prazosin) may be intensified by antidepressant medications that block these same receptors, notably the tricyclic antidepressants and trazodone. Tricyclic antidepressants may antagonize the therapeutic actions of guanethidine, clonidine, or alpha-methyldopa. Concurrent antihypertensive treatment, especially with diuretics, increases the likelihood that tricyclic antidepressants, trazodone, or monoamine oxidase inhibitors will induce symptomatic orthostatic hypotension. Beta-blockers, especially propranolol, may be a cause of major depressive disorder in some patients; individuals who have become depressed after initiation of treatment with one of these medications should be changed to another antihypertensive regimen. Dose-dependent elevations in blood pressure with venlafaxine are usually mild, although more severe elevations have been observed, making this agent less preferable in patients with hypertension. - *Obstructive uropathy.* Benzodiazepines, trazodone, and monoamine oxidase inhibitors may retard bladder emptying. - *Parkinson\'s disease.* Amoxapine, an antidepressant medication with dopamine-receptor blocking properties, should be avoided for patients who have Parkinson\'s disease. Lithium may in some instances induce or exacerbate parkinsonian symptoms. Bupropion, in contrast, exerts a beneficial effect on the symptoms of Parkinson\'s disease in some patients but may also induce psychotic symptoms, perhaps because of its agonistic action in the dopaminergic system. Monoamine oxidase inhibitors (other than selegiline, also known as L-deprenyl, a selective type B monoamine oxidase inhibitor recommended in the treatment of Parkinson\'s disease) may adversely interact with L-dopa products. Selegiline loses its specificity for monoamine oxidase-B in doses greater than 10 mg/day and may induce serotonin syndrome when given in higher doses in conjunction with serotonin-enhancing antidepressant medications. ### CONTRAINDICATIONS #### CONTRAINDICATIONS Prostatism and other forms of bladder outlet obstruction are relative contraindications to the use of antidepressant medication compounds with antimuscarinic effects. ### QUALIFYING STATEMENTS #### QUALIFYING STATEMENTS This guideline is not intended to be construed or to serve as a standard of medical care. Standards of medical care are determined on the basis of all clinical data available for an individual case and are subject to change as scientific knowledge and technology advance and patterns evolve. These parameters of practice should be considered guidelines only. Adherence to them will not ensure a successful outcome in every case, nor should they be construed as including all proper methods of care or excluding other acceptable methods of care aimed at the same results. The ultimate judgment regarding a particular clinical procedure or treatment course must be made by the physician in light of the clinical data presented by the patient and the diagnostic and treatment options available. ### IMPLEMENTATION OF THE GUIDELINE #### DESCRIPTION OF IMPLEMENTATION STRATEGY The American Psychiatric Association develops derivative products including patient guides, quick reference guides, and quality of care indicators with research studies to evaluate the effectiveness of the guideline. #### IMPLEMENTATION TOOLS Clinical Algorithm\ Patient Resources\ Staff Training/Competency Material For information about [availability](#identifying-information-and-availability), see the \"Availability of Companion Documents\" and \"Patient Resources\" fields below. ### INSTITUTE OF MEDICINE (IOM) NATIONAL HEALTHCARE QUALITY REPORT CATEGORIES #### IOM CARE NEED Getting Better #### IOM DOMAIN Effectiveness\ Patient-centeredness ### IDENTIFYING INFORMATION AND AVAILABILITY #### BIBLIOGRAPHIC SOURCE(S) American Psychiatric Association practice guideline for the treatment of patients with major depressive disorder. Am J Psychiatry 2000 Apr;157(4 Suppl):1-45. \[325 references\] #### ADAPTATION Not applicable: The guideline was not adapted from another source. #### DATE RELEASED 1993 (revised 2000; reviewed 2005) #### GUIDELINE DEVELOPER(S) American Psychiatric Association - Medical Specialty Society #### SOURCE(S) OF FUNDING American Psychiatric Association (APA) #### GUIDELINE COMMITTEE Work Group on Major Depressive Disorder #### COMPOSITION OF GROUP THAT AUTHORED THE GUIDELINE *Work Group Members*: T. Byram Karasu, M.D., Chair; Alan Gelenberg, M.D.; Arnold E. Merriam, M.D.; Philip Wang, M.D., Dr.P.H. #### FINANCIAL DISCLOSURES/CONFLICTS OF INTEREST This practice guideline has been developed by psychiatrists who are in active clinical practice. In addition, some contributors are primarily involved in research or other academic endeavors. It is possible that through such activities many contributors have received income related to treatments discussed in this guideline. A number of mechanisms are in place to minimize the potential for producing biased recommendations due to conflicts of interest. The guideline has been extensively reviewed by members of American Psychiatric Association (APA) as well as by representatives from related fields. Contributors and reviewers have all been asked to base their recommendations on an objective evaluation of the available evidence. Any contributor or reviewer who has a potential conflict of interest that may bias (or appear to bias) his or her work has been asked to notify the APA Office of Research. This potential bias is then discussed with the work group chair and the chair of the Steering Committee on Practice Guidelines. Further action depends on the assessment of the potential bias. #### GUIDELINE STATUS This is the current release of the guideline. It is a revision of a previously issued version (Practice guideline for major depressive disorder in adults. Washington \[DC\]: American Psychiatric Press, Inc; 1993. 51 p., and Am J Psychiatry 1993 Apr;150\[4 Suppl\]:1-26). According to the guideline developer, this guideline is still considered to be current as of February 2005, based on a review of literature published since the original guideline publication. In addition, a Guideline Watch, which summarizes significant developments in practice since the publication of the original guideline, was published in 2005 and is available from the [American Psychiatric Association Web site](http://www.psych.org/psych_pract/treatg/pg/MDD_Watch_031005.pdf) (see also the \"Availability of Companion Documents\" field below). #### GUIDELINE AVAILABILITY Electronic copies: Available from the [American Psychiatric Association (APA) Web site](http://www.psych.org/psych_pract/treatg/pg/prac_guide.cfm). Print copies: Available from the American Psychiatric Press, Inc (APPI), 1000 Wilson Boulevard, Suite 1825, Arlington, VA 22209-3901; (703) 907-7322; (800) 368-5777; Fax (703) 907-1091. #### AVAILABILITY OF COMPANION DOCUMENTS The following are available: - American Psychiatric Association practice guideline development process. In: Practice Guidelines for the Treatment of Psychiatric Disorders: Compendium 2000. Washington, DC: APA, 2000. - Treating major depressive disorder: A quick reference guide for psychiatrists. Washington, DC: American Psychiatric Association, 2000. 25 p. Electronic copies: Available in Portable Document Format (PDF) from the [American Psychiatric Association Web site](http://www.psych.org/psych_pract/treatg/quick_ref_guide/MDDQRG_04-15-05.pdf). - Fochtmann, LJ & Gelenberg, AJ. Guideline Watch: practice guideline for the treatment of patients with major depressive disorder, 2nd Edition. Arlington (VA): American Psychiatric Association; 2005 Winter. 9 p. Electronic copies available in Portable Document Format (PDF) from the [American Psychiatric Association Web site](http://www.psych.org/psych_pract/treatg/pg/MDD_Watch_031005.pdf). Print copies: Available from the American Psychiatric Press, Inc (APPI), 1000 Wilson Boulevard, Suite 1825, Arlington, VA 22209-3901; (703) 907-7322; (800) 368-5777; Fax (703) 907-1091. Additionally, a continuing medical education (CME) course is available online at the [American Psychiatric Association Web site](http://www.psych.org/cme/apacme/index.cfm). #### PATIENT RESOURCES The following is available: - Treatment works. Major depressive disorder: a patient and family guide. Available in Portable Document Format (PDF) from the [American Psychiatric Association (APA) Web site](http://www.psych.org/psych_pract/treatg/patientfam_guide/MajorDepressive.pdf). Please note: This patient information is intended to provide health professionals with information to share with their patients to help them better understand their health and their diagnosed disorders. By providing access to this patient information, it is not the intention of NGC to provide specific medical advice for particular patients. Rather we urge patients and their representatives to review this material and then to consult with a licensed health professional for evaluation of treatment options suitable for them as well as for diagnosis and answers to their personal medical questions. This patient information has been derived and prepared from a guideline for health care professionals included on NGC by the authors or publishers of that original guideline. The patient information is not reviewed by NGC to establish whether or not it accurately reflects the original guideline\'s content. #### NGC STATUS This summary was completed by ECRI on December 1, 1998. The information was verified by the guideline developer on January 11, 1999. The summary was updated by ECRI on February 1, 2001. The updated summary was verified by the guideline developer as of March 9, 2001. This summary was updated by ECRI on August 15, 2005, following the U.S. Food and Drug Administration advisory on antidepressant medications. This summary was updated by ECRI on October 3, 2005, following the U.S. Food and Drug Administration advisory on Paxil (paroxetine). This summary was updated by ECRI on December 12, 2005, following the U.S. Food and Drug Administration advisory on Paroxetine HCL - Paxil and generic paroxetine. This summary was updated by ECRI on May 31, 2006 following the U.S. Food and Drug Administration advisory on Paxil (paroxetine hydrochloride). This summary was updated by ECRI on November 21, 2006, following the FDA advisory on Effexor (venlafaxine HCl). This summary was updated by ECRI Institute on November 2, 2007, following the U.S. Food and Drug Administration advisory on Antidepressant drugs. #### COPYRIGHT STATEMENT This NGC summary is based on the original guideline, which is subject to the guideline developer\'s copyright restrictions. ### DISCLAIMER #### NGC DISCLAIMER The National Guideline Clearinghouse™ (NGC) does not develop, produce, approve, or endorse the guidelines represented on this site. All guidelines summarized by NGC and hosted on our site are produced under the auspices of medical specialty societies, relevant professional associations, public or private organizations, other government agencies, health care organizations or plans, and similar entities. Guidelines represented on the NGC Web site are submitted by guideline developers, and are screened solely to determine that they meet the NGC Inclusion Criteria which may be found at <http://www.guideline.gov/about/inclusion.aspx> . NGC, AHRQ, and its contractor ECRI Institute make no warranties concerning the content or clinical efficacy or effectiveness of the clinical practice guidelines and related materials represented on this site. Moreover, the views and opinions of developers or authors of guidelines represented on this site do not necessarily state or reflect those of NGC, AHRQ, or its contractor ECRI Institute, and inclusion or hosting of guidelines in NGC may not be used for advertising or commercial endorsement purposes. Readers with questions regarding guideline content are directed to contact the guideline developer. Bottom of Form © 1998-2008 National Guideline Clearinghouse Date Modified: 11/3/2008      
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# FORM -- SRP Rev. 01/24/07 **SEAT REFERENCE POINT (SRP) AND TORSO ANGLE DATA** FMVSS No. 201, 202, 203, 207, 210 & 216 (All dimensions in inches) Model Year: \_\_\_\_\_\_\_/ Make: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_/ Model: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Body Style: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_/ Seat Style: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ ![](media/image1.wmf){width="6.0in" height="4.072222222222222in"} ----------------------- ------------------------ ----------------------- DIMENSION FRONT, A1 REAR, A2 A B C D E \_\_\_\_\_\_\_\_\_\_\_ F \_\_\_\_\_\_\_\_\_\_\_ ----------------------- ------------------------ ----------------------- **SEATING REFERENCE POINT (SRP) AND TORSO ANGLE DATA** FMVSS No. 201, 202, 203, 207 & 210 (All dimensions in inches) Model Year: \_\_\_\_\_\_\_/ Make: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_/ Model: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Body Style: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_/ Seat Style: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ ![](media/image2.wmf){width="6.0in" height="4.5in"} ------------------- --------------------------------------------------- B C F\* G H\* ------------------- --------------------------------------------------- \* Provide all dimensions needed to locate SRP. **TEST VEHICLE SEAT INFORMATION** FMVSS No. 201, 202, 203, 207 & 210 (All dimensions in inches) Model Year: \_\_\_\_\_\_\_/ Make: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_/ Model: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Body Style: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_/ Seat Style: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ ![](media/image3.wmf){width="6.0in" height="4.5in"} +---------+---------------+-----------------------+---------+---------+ | A1 | | | ** | * | | | | | FRONT** | *BACK** | +---------+---------------+-----------------------+---------+---------+ | B1 | | Weight of Hinged or | | | | | | Folding portion of | | | | | | seat | | | +---------+---------------+-----------------------+---------+---------+ | A2 | | Weight of | | | | | | | | | | | | Total Seat System | | | +---------+---------------+-----------------------+---------+---------+ | B2 | | Angle of | | | | | | | | | | | | Seat Back | | | +---------+---------------+-----------------------+---------+---------+ **SEATING REFERENCE POINT (SRP) AND TORSO ANGLE DATA** FMVSS No. 201, 202, 203, 207 & 210 (All dimensions in inches) Model Year: \_\_\_\_\_\_\_/ Make: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_/ Model: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ ![](media/image4.wmf){width="6.0in" height="4.166666666666667in"}Body Style: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_/ Seat Style: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ ----------------- ----------------- ----------------- ----------------- DIMENSION FRONT, A1 MIDDLE, A2 REAR, A3 A B C D E F G H ----------------- ----------------- ----------------- ----------------- **SEATING REFERENCE POINT (SRP) AND TORSO ANGLE DATA** FMVSS No. 201, 202, 203, 207 & 210 (All dimensions in inches) Model Year: \_\_\_\_\_\_\_/ Make: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_/ Model: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Body Style: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_/ Seat Style: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ ![](media/image5.wmf){width="6.0in" height="4.5in"} ------------------- --------------------------------------------------- B C D H\* I\* J\* ------------------- --------------------------------------------------- \* Provide all dimensions needed to locate SRP. **TEST VEHICLE SEAT INFORMATION** FMVSS No. 201, 202, 203, 207 & 210 (All dimensions in inches) Model Year: \_\_\_\_\_\_\_/ Make: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_/ Model: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ ![](media/image6.wmf){width="5.996527777777778in" height="4.253472222222222in"}Body Style: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_/ Seat Style: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Note: A: CG of Seat Back B: CG of total seating system +---------+---------------+-----------------------+---------+---------+ | A1 | | | ** | * | | | | | FRONT** | *BACK** | +---------+---------------+-----------------------+---------+---------+ | B1 | | Weight of Hinged or | | | | | | Folding portion of | | | | | | seat | | | +---------+---------------+-----------------------+---------+---------+ | A2 | | Weight of | | | | | | | | | | | | Total Seat System | | | +---------+---------------+-----------------------+---------+---------+ | B2 | | Angle of | | | | | | | | | | | | Seat Back | | | +---------+---------------+-----------------------+---------+---------+ | A3 | | REMARKS: | | | +---------+---------------+-----------------------+---------+---------+ | B3 | | | | | +---------+---------------+-----------------------+---------+---------+
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SECURITIES ACT REGISTRATIONS August 13, 2008 The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at: http://www.sec.gov/edgar/searchedgar/companysearch.html. S-1 PERF Go-Green Holdings, Inc, 7425 BRIGHTON VILLAGE DR., CHAPEL HILL,, NC, 27515, (919) 538-2305 - 25,444,938 ($29,516,128.08) Equity, (File 333-152949 - Aug. 12) (BR. 03B) S-1 WESTERN LUCRATIVE ENTERPRISES, INC., 1022 W. 8TH ST., CEDAR FALLS, IA, 50613, 760-899-1919 - 7,000,000 ($350,000.00) Equity, (File 333-152950 - Aug. 12) (BR. 03) S-8 Willdan Group, Inc., 2401 EAST KATELLA AVENUE, SUITE 300, ANAHEIM, CA, 92806, 800-424-9144 - 0 ($1,823,126.25) Equity, (File 333-152951 - Aug. 12) (BR. 06C) S-1 MOBILE STAR CORP, DANNY ELBAZ, 53 HANOTER STREET, EVEW YEHUDAH, L3, 40500, 972 544 646 141 - 2,000,000 ($200,000.00) Equity, (File 333-152952 - Aug. 12) (BR. 11) S-8 FNDS3000 Corp, 818 A1A NORTH, SUITE 201, PONTE VEDRA BEACH, FL, 32082, 904-273-2702 - 3,000,000 ($1,350,000.00) Equity, (File 333-152953 - Aug. 12) (BR. 07A) S-3ASR Ingersoll-Rand Global Holding CO LTD, CLARENDON HOUSE, 2 CHURCH STREET, HAMILTON, D0, HM 11, 441-295-2838 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-152954 - Aug. 12) (BR. 10B) S-1 BigSky Productions, Inc., 204 MESCAL CIRCLE NW, ALBUQUERQUE, NM, 87105, 505-918-0290 - 5,025,000 ($251,250.00) Equity, (File 333-152955 - Aug. 12) (BR. 05) S-8 LEAPFROG ENTERPRISES INC, 6401 HOLLIS ST, STE 150, EMERYVILLE, CA, 94608, 5104205000 - 0 ($7,342,446.00) Equity, (File 333-152956 - Aug. 12) (BR. 05B) S-1 Lake Victoria Mining Company, Inc., 6805 SUNDANCE TRAIL, RIVERSIDE, CA, 92506, 951-907-9911 - 12,500,000 ($6,250,000.00) Equity, (File 333-152957 - Aug. 12) (BR. 04C) S-8 AZZ INC, UNIVERSITY CENTRE I, SUITE 200, 1300 SOUTH UNIVERSITY DRIVE, FORT WORTH, TX, 76107, 8178100095 - 500,000 ($21,050,000.00) Equity, (File 333-152958 - Aug. 12) (BR. 11A) S-1 BlueStar Financial Group, Inc., 1761 WASHINGTON WAY, SUITE 205, RICHLAND, WA, 99352, 509-781-0137 - 5,740,000 ($172,200.00) Equity, (File 333-152959 - Aug. 12) (BR. 06) S-8 AZZ INC, UNIVERSITY CENTRE I, SUITE 200, 1300 SOUTH UNIVERSITY DRIVE, FORT WORTH, TX, 76107, 8178100095 - 500,000 ($21,050,000.00) Equity, (File 333-152960 - Aug. 12) (BR. 11A) S-8 PEOPLES LIBERATION INC, 150 WEST JEFFERSON BOULEVARD, LOS ANGELES, CA, 90007, 213-745-2123 - 2,000,000 ($740,000.00) Equity, (File 333-152961 - Aug. 12) (BR. 09A) S-8 NATIONAL HOLDINGS CORP, 120 BROADWAY, 27TH FLOOR, NEW YORK, NY, 10271, 212-417-8000 - 0 ($7,070,000.00) Equity, (File 333-152962 - Aug. 12) (BR. 08A) S-1 Recon Technology, Ltd, ROOM 1401 YONG FENG MANSION, 123 JIQING ROAD, NANJING, F4, 210006, 025-52313015 - 0 ($11,200,000.00) Other, (File 333-152964 - Aug. 12) (BR. 04) S-1 US Power Generating CO, 505 FIFTH AVENUE, 21ST FLOOR, NEW YORK, NY, 10017, (212) 792-0800 - 0 ($500,000,000.00) Equity, (File 333-152965 - Aug. 12) (BR. 02) S-8 PMC SIERRA INC, 3975 FREEDOM CIRCLE, MISSION TOWER ONE, SANTA CLARA, CA, 95054, 408-369-1176 - 32,000,000 ($238,080,000.00) Equity, (File 333-152966 - Aug. 12) (BR. 10C) S-1 Changing World Technologies, Inc., 460 HEMPSTEAD AVENUE, WEST HEMPSTEAD, NY, 11552, 516 486-0100 - 0 ($100,000,000.00) Equity, (File 333-152967 - Aug. 12) (BR. 02) S-8 DURECT CORP, 10240 BUBB RD, CUPERTINO, CA, 95014, 4087771417 - 2,475,000 ($11,547,000.00) Equity, (File 333-152968 - Aug. 12) (BR. 01A) S-3 CONSUMER PORTFOLIO SERVICES INC, 16355 LAGUNA CANYON, IRVINE, CA, 92618, 9497536800 - 3,725,000 ($7,580,375.00) Equity, (File 333-152969 - Aug. 12) (BR. 07C) S-3 CombiMatrix Corp, 6500 HARBOUR HEIGHTS PKWY #301, MUKILTEO, WA, 98275, 425-493-2300 - 0 ($100,000,000.00) Equity, (File 333-152970 - Aug. 12) (BR. 10A) S-3 WESTERN ALLIANCE BANCORPORATION, 2700 WEST SAHARA AVENUE, LAS VEGAS, NV, 89102, 7022484200 - 0 ($44,094,698.00) Equity, (File 333-152971 - Aug. 12) (BR. 07C) S-8 Molecular Insight Pharmaceuticals, Inc., 160 SECOND STREET, CAMBRIDGE, MA, 02142, 617-492-5554 - 0 ($8,284,446.00) Equity, (File 333-152972 - Aug. 12) (BR. 01B) S-1 Verisk Analytics, Inc., 545 WASHINGTON BOULEVARD, JERSEY CITY, NJ, 07310-1686, 201-469-2000 - 0 ($750,000,000.00) Equity, (File 333-152973 - Aug. 12) (BR. ) S-4 CLEVELAND CLIFFS INC, 1100 SUPERIOR AVE 18TH FLR, CLEVELAND, OH, 44114, 2166945700 - 69,750,813 ($4,737,654,626.00) Equity, (File 333-152974 - Aug. 12) (BR. 04B) S-3ASR ICONIX BRAND GROUP, INC., 1450 BROADWAY, 4TH FL, NEW YORK, NY, 10018, 212-730-0030 - 0 ($1,984,257.00) Equity, (File 333-152975 - Aug. 12) (BR. 09B) S-1 Ventura Assets LTD, 2241 FLINTRIDGE DR., GLENDALE, CA, 91206, 818-424-0219 - 1,500,000 ($75,000.00) Equity, (File 333-152976 - Aug. 12) (BR. 03) S-4 InterAmerican Acquisition Group Inc, 2918 FIFTH AVENUE SOUTH, SUITE 209, SAN DIEGO, CA, 92103, 619-298-9883 - 0 ($101,863,391.00) Equity, (File 333-152977 - Aug. 12) (BR. 09)
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all-txt-docs
796990
USGS Digital Spectral Library splib05a Clark et. al. 2003, USGS, Open File Report 03-395. For further information on spectrsocopy, see: http://speclab.cr.usgs.gov ASCII Spectral Data file contents: line 15 title line 16 history line 17 to end: 3-columns of data: wavelength reflectance standard deviation (standard deviation of 0.000000 means not measured) (*************** indicates a deleted number) ---------------------------------------------------- Cyanide_Zinc_Potassium W1R1Ba AREF copy of sprlb01a r 203 0.205100 0.214429 0.000000 0.213100 0.208679 0.000000 0.221100 0.184312 0.000000 0.229100 0.188086 0.000000 0.236100 0.202841 0.000000 0.242100 0.220662 0.000000 0.248100 0.236688 0.000000 0.253600 0.244769 0.000000 0.258600 0.248003 0.000000 0.263600 0.245222 0.000000 0.268600 0.249329 0.000000 0.273100 0.257547 0.000000 0.277100 0.261161 0.000000 0.281100 0.263165 0.000000 0.285100 0.262706 0.000000 0.289100 0.269476 0.000000 0.293100 0.277845 0.000000 0.297100 0.281902 0.000000 0.301100 0.285071 0.000000 0.305100 0.285293 0.000000 0.309100 0.287109 0.000000 0.313100 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[Federal Register: December 30, 1999 (Volume 64, Number 250)] [Notices] [Page 73562-73563] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr30de99-108] [[Page 73562]] ----------------------------------------------------------------------- DEPARTMENT OF HEALTH AND HUMAN SERVICES Food and Drug Administration [Docket No. 99D-5347] Draft ``Guidance for Industry: Precautionary Measures to Reduce the Possible Risk of Transmission of Zoonoses by Blood and Blood Products From Xenotransplantation Product Recipients and Their Contacts;'' Availability AGENCY: Food and Drug Administration, HHS. ACTION: Notice. ----------------------------------------------------------------------- SUMMARY: The Food and Drug Administration (FDA) is announcing the availability of a draft guidance document entitled ``Guidance for Industry: Precautionary Measures to Reduce the Possible Risk of Transmission of Zoonoses by Blood and Blood Products From Xenotransplantation Product Recipients and Their Contacts.'' The draft guidance document is intended to provide recommendations to all registered blood and plasma establishments, and establishments engaged in manufacturing plasma derivatives. The draft guidance document provides recommendations regarding donor deferral and the disposition of blood products. DATES: Submit written comments at any time, however, comments should be submitted by February 28, 2000, to ensure their adequate consideration in preparation of the final document. ADDRESSES: Submit written requests for single copies of ``Guidance for Industry: Precautionary Measures to Reduce the Possible Risk of Transmission of Zoonoses by Blood and Blood Products From Xenotransplantation Product Recipients and Their Contacts'' to the Office of Communication, Training, and Manufacturers Assistance (HFM- 40), Center for Biologics Evaluation and Research (CBER), Food and Drug Administration, 1401 Rockville Pike, Rockville, MD 20852-1448. Send one self-addressed adhesive label to assist the office in processing your requests. The document may also be obtained by mail by calling the CBER Voice Information System at 1-800-835-4709 or 301-827-1800, or by fax by calling the FAX Information System at 1-888-CBER-FAX or 301-827- 3844. See the SUPPLEMENTARY INFORMATION section for electronic access to the draft guidance document. Submit written comments on the draft guidance document to the Dockets Management Branch (HFA-305), Food and Drug Administration, 5630 Fishers Lane, rm. 1061, Rockville, MD 20852. FOR FURTHER INFORMATION CONTACT: Valerie A. Butler, Center for Biologics Evaluation and Research (HFM-17), Food and Drug Administration, 1401 Rockville Pike, Rockville, MD 20852-1448, 301-827- 6210. SUPPLEMENTARY INFORMATION: I. Background FDA is announcing the availability of a draft guidance document entitled ``Guidance for Industry: Precautionary Measures to Reduce the Possible Risk of Transmission of Zoonoses by Blood and Blood Products From Xenotransplantation Product Recipients and Their Contacts.'' The draft guidance document provides FDA's recommendations to all registered blood and plasma establishments and establishments engaged in manufacturing plasma derivatives regarding donor deferral. It also provides recommendations on the disposition of blood products manufactured from a donor who is retrospectively discovered to have received a xenotransplantation product or to have been in close contact with a recipient of a xenotransplantation product. Concerns have arisen in the last few years about the potential infectious disease and public health risks associated with xenotransplantation. Zoonoses are infectious diseases of animals that can be transmitted to humans through exposure to, or consumption of animals. Because transplantation necessitates disruption of the recipient's usual protective physical and immunologic barriers, xenotransplantation may facilitate transmission of known or as yet unrecognized infectious agents to humans. The ``Draft Public Health Service (PHS) Guideline on Infectious Disease Issues in Xenotransplantation'' published in the Federal Register of September 23, 1996 (61 FR 49920). The draft guideline, which includes outlines of health surveillance programs and principles for screening candidate source animals for infectious agents of concern, indicated that patient consent forms should state clearly that xenotransplantation product recipients should never, subsequent to receiving the transplant, donate Whole Blood, blood components, Source Plasma, Source Leukocytes, tissues, breast milk, ova, sperm, or any other body parts for use in humans. In an open public meeting on December 17, 1997 (62 FR 62776, November 25, 1997), the Xenotransplantation Subcommittee of the Biological Response Modifiers Advisory Committee recommended that close contacts of xenotransplantation product recipients, as well as the recipients themselves, should not donate blood or tissue because these individuals are theoretically at risk of acquiring zoonoses, and of transmitting them through blood and tissue donations. At FDA's Blood Products Advisory Committee open public meeting held on March 19, 1998 (63 FR 8461, February 19, 1998), donor deferral issues related to xenotransplantation were also discussed. The draft guidance document represents the agency's current thinking with regard to possible risk of transmission of zoonoses by xenotransplantation product recipients and their contacts, through blood and blood products. It does not create or confer any rights for or on any person and does not operate to bind FDA or the public. An alternative approach may be used if such approach satisfies the requirement of the applicable statute, regulations, or both. As with other guidance documents, FDA does not intend this document to be all- inclusive and cautions that not all information may be applicable to all situations. The document is intended to provide information and does not set forth requirements. II. Comments The draft guidance document is being distributed for comment, however, the recommendations may be implemented immediately without prior approval by FDA. Interested persons may submit to the Dockets Management Branch (address above) written comments regarding this draft guidance document. Written comments may be submitted at any time, however, comments should be submitted by February 28, 2000, to ensure adequate consideration in preparation of the final document. Two copies of any comments are to be submitted, except individuals may submit one copy. Comments should be identified with the docket number found in the brackets in the heading of this document. A copy of the draft guidance document and received comments are available for public examination in the Dockets Management Branch between 9 a.m. and 4 p.m., Monday through Friday. III. Electronic Access Persons with access to the Internet may obtain the document at http://www.fda.gov/cber/guidelines.htm. [[Page 73563]] Dated: December 22, 1999. Margaret M. Dotzel, Acting Associate Commissioner for Policy. [FR Doc. 99-33940 Filed 12-29-99; 8:45 am] BILLING CODE 4160-01-F
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741360
GENERAL SERVICES ADMINISTRATION **FEDERAL SUPPLY SERVICE** **AUTHORIZED FEDERAL SUPPLY SCHEDULE PRICE LIST** On-line access to contract ordering information, terms and conditions, up-to-date pricing, and the option to create an electronic delivery order are available through GSA *Advantage!*^TM^, a menu-driven database system. The INTERNET address for GSA *Advantage*!^TM^ is: [www.gsaadvantage.gov](http://www.gsaadvantage.gov/). **SCHEDULE TITLE:** # HUMAN RESOURCES & EQUAL EMPLOYMENT OPPORTUNITY SERVICES > **Federal Supply Group: 738X Class: SIN 595-21** # CONTRACT NUMBER: GS-02F-0067T **CONTRACT PERIOD: March 16, 2007 -- March 15, 2012** For more information on ordering from Federal Supply Schedules click on the FSS Schedules button on http://[www.fss.gsa.gov](http://www.fss.gsa.gov/) ![](media/image1.png){width="2.5368055555555555in" height="2.5368055555555555in"} **CONTRACTOR: Protection Strategies Incorporated** 2300 9^th^ Street South, Suite 503 Arlington, Virginia 22304 Ph: (703) 553-0561 Fax: (703) 553-0562 Website: [www.protectionsi.com](http://www.protectionsi.com/) **CONTRACTOR'S ADMINISTRATION SOURCE:** > Keith P. Hedman, President & CEO 2300 9^th^ Street South, Suite 503 Arlington, Virginia 22304 Ph: (703) 553-0561 Fax: (703) 553-0562 Email: <khedman@protectionsi.com> **BUSINESS SIZE: *Small, Service-Disabled Veteran-Owned Business Concern*** ## [CUSTOMER INFORMATION:]{.underline} **1a. AWARDED SPECIAL ITEM NUMBERS (SINs):** > 595-21 HR General Support Services **1b. LOWEST PRICED MODEL NUMBER AND PRICE FOR EACH SIN:** (Government net price based on a unit of one) **[SIN]{.underline} [MODEL/SERVICE]{.underline} [PRICE]{.underline}** 595-21 Screener \$77.80/hour **1c. HOURLY RATES:** See Approved Price List. 2. **MAXIMUM ORDER GUIDELINE:** \$1,000,000.00 3. **MINIMUM ORDER LIMITATION:** \$100.00 4. **GEOGRAPHIC COVERAGE:** Domestic Only. 5. **PRODUCTION POINT:** Same as company address. 6. **DISCOUNT FROM LIST PRICES OR STATEMENT OF NET PRICE:** Government net prices (discounts already deducted). 7. **QUANTITY DISCOUNTS:** 3% for \$1.00 to \$50,000 > 5% for \$50,001 to \$500,000 > > 6% for \$500,001 to \$1,000,000 > > 7% for over \$1,000,000 8. **PROMPT PAYMENT TERMS:** Net 30 Days. **9a.** **NOTIFICATION THAT GOVERNMENT** **PURCHASE CARDS ARE ACCEPTED AT OR BELOW THE MICRO-PURCHASE THRESHOLD:** Yes **9b. NOTIFICATION THAT GOVERNMENT PURCHASE CARDS ARE NOT ACCEPTED ABOVE THE MICRO-PURCHASE THRESHOLD:** **10. FOREIGN ITEMS:** None **11a. TIME OF DELIVERY:** Specific on the Task Order **11b. EXPEDITED DELIVERY:** Consult with Contractor **11c. OVERNIGHT DELIVERY:** Consult with Contractor **11d. URGENT REQUIREMENTS:** Consult with Contractor 12. **FOB POINT:** Destination **13a. ORDERING ADDRESS:** Protection Strategies Incorporated, 2300 9^th^ Street South, Suite 503, Arlington, Virginia 22304 **13b. ORDERING PROCEDURES:** For Supplies and Services, the ordering procedures, information on Blanket Purchase Agreements (BPA's) and a sample BPA can be found at the GSA/FSS Schedule homepage (fss.gsa.gov/schedules). **14. PAYMENT ADDRESS:** Protection Strategies Incorporated, 2300 9^th^ Street South, Suite 503, Arlington, Virginia 22204 15. **WARRANTY PROVISIONS:** Contractor's Standard Commercial Warranty 16. **EXPORT PACKING CHARGES:** N/A 17. **TERMS AND CONDITIONS OF GOVERNMENT PURCHASE CARD ACCEPTANCE:** Consult with Contractor 18. **TERMS AND CONDITIONS OF RENTAL:** N/A 19. **TERMS AND CONDITIONS OF INSTALLATION:** N/A 20. **TERMS AND CONDITIONS OF REPAIR PARTS:** N/A **20a.** **TERMS AND CONDITIONS FOR ANY OTHER SERVICES:** N/A 21. **LIST OF SERVICE AND DISTRIBUTION POINTS:** N/A 22. **LIST OF PARTICIPATING DEALERS:** N/A 23. **PREVENTATIVE MAINTENANCE:** N/A **24a.** **SPECIAL ATTRIBUTES:** N/A **24b. SECTION 508:** N/A **25. DATA UNIVERSAL NUMBER SYSTEM (DUNS) NUMBER:** 04-0773264 26. **NOTIFICATION REGARDING REGISTRATION IN CENTRAL CONTRACTING REGISTRATION (CCR) DATABASE:** Registered. ------------------------------- --------------- ----------------------- ***738X SCHEDULE PRICING FOR SIN 595-21*** [LABOR CATEGORY]{.mark} [GOVERNMENT [GOVERNMENT DAILY HOURLY RATE]{.mark} RATE]{.mark} Program Manager \$164.04 \$1,312.32 Project Manager \$136.71 \$1,093.68 Senior Adjudicator \$131.22 \$1,049.76 Adjudicator \$102.25 \$818.00 Senior Investigator \$120.30 \$962.40 Investigator \$98.42 \$787.36 Senior Screener \$92.95 \$743.60 Screener \$77.80 \$622.40 ------------------------------- --------------- ----------------------- ## [Corporate Profile]{.underline} **Protection Strategies Incorporated (PSI)** is a **U.S. Service-Disabled Veteran-Owned** national security and service provider located in Arlington, Virginia. **PSI** is certified as a **small business** by the Small Business Administration and is a recipient of the **738X Federal Supply Schedule Contract #GS-02F-0067T. PSI** holds a facility clearance, **Cage Code 1JF37.** **PSI** currently provides Pre-Employment Screening, Risk Management, National Security Consulting, Personnel Security Support, and Security and Administrative Support Services to various Federal, State and local government agencies, and to several large corporations worldwide. **PSI** is a highly respected security management and support services contractor. **PSI's** founders have been successfully supporting national security programs for a combined total of over 100 years. On every project, **PSI** management ensures outstanding results through a constant evaluation process that helps to maximize productivity while minimizing errors and costs. Collaborating with a client, **PSI** applies robust management and business process analysis techniques to help identify a client's needs. **PSI** then crafts a comprehensive solution unique to each client's needs to ensure mission accomplishment in timely and cost-effective manner. **[Our Mission]{.underline}** **PSI** is committed to becoming the leading provider of national and international security needs with our unprecedented commitment to delivering the ***Highest Standards of Quality Services*** by adhering to the following principles: - **PSI** offers exceptional support services at low competitive rates on a wide range of security disciplines; resulting in some of the industry\'s most competitive rates and comprehensive programs. - **PSI** retains the security industry\'s most respected subject matter experts through an established working environment that nurtures creativity and innovation among its employees; encourages promotion from within; and offers comprehensive, competitive benefits, resulting in an outstanding rate of employee retention. - **PSI** carefully ensures the recruitment of a highly qualified diverse staff, to include women and minorities; requires all technical staff to maintain a top level federal security clearance (relative to specific contract requirements); and provides seasoned professionals in all security disciplines to our customers. **[Competitive Advantage]{.underline}** **PSI** employs a staff of highly skilled, seasoned security experts. Each professional staff member possesses an impressive background in safeguards and security, background investigations, protective force services, project management, and security operations management. **PSI\'**s core corporate staff have over 100 years of combined national level security services experience performing personnel security background investigations and adjudications; chemical/biological countermeasures, weapons of mass destruction, and emergency/contingency planning; analyzing risks, assessing areas of vulnerability, and advising necessary actions to both government and commercial clients. **PSI**\'s operations personnel are experienced professionals at providing accurate information quickly, maintaining privacy, security and confidentiality at all times.  **PSI** staff has extensive experience and is highly regarded in the area of assessing and ensuring compliance expertise with local, State and Federal regulations.  Our corps of security experts are veterans with years of experience with the Department of Defense, Department of State, and the Department of Energy. All **PSI** technical personnel hold a DOE \'Q\' security clearance and/or a DOD \"Top Secret\" security clearance. Our subject matter experts have conducted airport, seaport, and rail station assessments, other critical transportation node vulnerability assessments, and validation of readiness through \"credible adversary\" performance testing, both nationally and abroad. **PSI**'s ***\"adversary perspective\"*** is unique and complements the traditional protection program methodologies. Historically, security planners identify what constitutes their \"core assets\" and then design its security in layers outward from those assets. **PSI**\'s Credible Adversary Specialists identify targets that are the most attractive to a variety of diverse adversary sets, establish potential adversary paths and penetration techniques likeliest to be used, and outline security measures and actions that will reduce or eliminate the risk of adversary success to acceptable limits. This \"outside the box\" approach is not designed to replace traditional security planning, but provides an additional tool that can be utilized to increase the success of the overall protection program planning effort. **PSI** has successfully applied this technique in overseas security risk assessments for government and commercial industries, airport and nuclear facility vulnerability assessments, security systems requirements assessments, \"live\" adversary penetration-of-systems performance tests, and in \"tabletop\" scenarios. **PSI** specializes in providing integrated, multi-disciplinary security services to Government and commercial clients. **PSI** has participated in the development and validation of Continuity of Operations Plans (COOP) for various government agencies. **PSI** is widely recognized for comprehensive protection programs that integrate physical, technical, information, operations, personnel, computer, and communications security disciplines. In planning, implementing, or evaluating protection programs, **PSI** uses threat and vulnerability modeling methodologies, cost-benefit analysis, and other risk management tools to optimize cost effectiveness. **PSI** has extensive experience in developing threat models for physical and cyber terrorist threats, terrorists using weapons of mass destruction, technical attacks, and operations security (OPSEC) vulnerability assessments. **PSI** personnel have developed, assisted in and assessed large scale, multi-agency emergency management exercises. These exercises have included scenarios involving weapons of mass destruction in forms ranging from improvised explosive radiological devices to full scale nuclear attacks. **PSI** also provides technical security services as a part of an integrated information assurance program. This includes identification and characterization of methods of compromising infrastructure system components and identifying successful attacks. As part of this activity, **PSI** is responsible for identifying vulnerabilities and attack signatures. **PSI\'s** proven expertise in all areas of security, safety and other related fields provides clients a convenient, comprehensive approach to addressing all their security services needs. **[Specialized Experience]{.underline}** **[Pre-Employment Screening - Background and Suitability Checks]{.underline}** **PSI** performs pre-employment screening, conducting background and suitability checks to ensure that candidates for employment in Federal buildings do not have connections to groups detrimental to the security of the United States, or individual characteristics or backgrounds that would pose a risk to the Federal Government or other employees. The applicant's background is reviewed in accordance with applicable local, state and Federal laws using numerous public, law enforcement and other government databases. Reviews include verification of previous employers; salary histories; criminal records checks; education verification; reference checks; professional license verification; residence verification; family and neighbor verification; and credit history checks. All investigative activities are conducted in compliance with the Fair Credit Report Act. The results of investigations are compared to the standards contained in Title 46 of the Code of Federal Regulations, Subchapter B, and/or OPM guidance, and a recommendation is made to the Government as to whether or not employment or access should be granted. If derogatory or potentially disqualifying information is uncovered, that information is completely investigated prior to making a recommendation to the Government. **[Vulnerability Assessments]{.underline}** In response to the terrorist attacks of September 11th, 2001, the Center for Chemical Process Safety (CCPS) determined that there was an urgent need for the chemical industry to review its infrastructure and identify and mitigate potential vulnerabilities. **PSI** assisted the CCPS in developing a uniform, effective, and common vulnerability assessment methodology. **PSI** was selected because of our extensive background in national level vulnerability assessment methodologies and risk management programs dealing with terrorism, terrorist capabilities, and weapons of mass destruction. As a result, the CCPS developed a new guidelines book (co-authored by PSI staff), titled: Guidelines for Managing and Analyzing the Security Vulnerabilities of Fixed Chemical Sites. **\ \ PSI** personnel are certified to conduct Vulnerability and Risk Assessments for designated critical infrastructure facilities. **PSI\'s** security professionals are certified in the Community Vulnerability Assessment Methodology (CVAMSM) developed by Sandia National Laboratory. **PSI** staff uses CVAM as a systematic process to assist communities in assessing threat, prioritizing targets, identifying consequences, assessing completeness and effectiveness of security systems, and to provide decision makers with the information necessary to make informed decisions on effective use of resources to address vulnerabilities and mitigate risks. Key components of an assessment include: - Identifying threats and critical facilities; - Determining how facilities are vulnerable to identified threats; - Developing methods to protect identified facility vulnerabilities; - Providing mitigation strategies, security system designs, and security enhancement planning. - Sandia National Laboratory Certifications for Vulnerability and Risk Assessments: - Community Vulnerability Assessment Methodology (CVAMSM) Risk Assessment Methodology - Water (RAM-W) - Risk Assessment Methodology - Dams (RAM-D) Risk Assessment Methodology - Transit (RAM-T) In summary, our collective corporate experience coupled with our past performance record, contract security knowledge, and our continuing relationships and contacts within the security field, provide us with a formidable history in the security services and law enforcement industry. **[Safeguards & Security and Emergency Planning]{.underline}** - National Security Policy Analysis and Development - Protection Program Planning and Management - Vulnerability and Risk Assessment - Physical Security Systems Design/Assessment - Protection System Performance Testing - Personnel Security Administration & Adjudication - Threat Assessments, Operations Security, and Counterintelligence - Nuclear Material Control and Accountability (MC&A) - Property Protection, Control, Accountability - Oversight Audits, Surveys, Inspections - Exercise Planning, Conduct and Assessment - Continuity of Operations (COOP) - Continuity of Government - Intelligence and Counterintelligence Support **[Critical Infrastructure Protection & Information Assurance]{.underline}** - Threat Analysis - Vulnerability Assessments - Pathway Analysis & Remediation Plans - Mission Essential Processes Definition - Mitigation Strategies to Deter Successful Infrastructure Attacks - Minimum Essential Infrastructure Assessment - Response and Reconstruction Plans in the Event of a Successful Infrastructure Attack **[Protective Force Operations & Special Services Support]{.underline}** - Protective Force Management - Security Staffing and Development - Security Force Planning and Training - Alarm Station Monitoring - Incident Reporting - Credible Adversary Perspective Analysis - Special Protection and Recovery Operations - Business Process Analysis - Industrial Security - Facilities Security - Counter Terrorism - Special Operations **[SINS/NAICS CODES]{.underline}** 21. \- HR General Support Services **[CERTIFICATIONS]{.underline}** **GSA** Federal Supply Schedule Contracts: **M**anagement **O**riented **B**usiness **I**ntegrated **S**ervices **(MOBIS)** **Contract Number GS-10-F-0369M** **Schedule 084** -- Total Solutions for Law Enforcement, Security, Facility Management Systems, Fire, Rescue, Special Purpose Clothing, Marine Craft and Emergency/Disaster Response. **Contract Number GS-07F-9597S** **Schedule 738X** -- Pre-Employment Screening, Background and Suitability Checks for Federal Government Employment. **Contract Number GS-02F-0067T** **U.S. Service-Disabled Veteran-Owned** (United States Marine Corps)![](media/image2.jpeg){width="1.8659722222222221in" height="2.3305555555555557in"} **SBA** Certified **(Small Business)** **Cage Code - 1JF37** **[CLIENTS]{.underline}** ![](media/image3.png){width="1.25in" height="1.25in"} **Department of Energy** - **DOE Rocky Flats, CO** - **DOE Oak Ridge, TN**![](media/image4.jpeg){width="1.2236111111111112in" height="1.2236111111111112in"} ![](media/image5.png){width="1.375in" height="1.304861111111111in"}**Department of Health and Human Services** ![](media/image6.png){width="1.25in" height="1.25in"}**Department of Homeland Security** ![](media/image7.png){width="1.375in" height="1.3652777777777778in"}**Department of State** **Department of Transportation** ![](media/image8.jpeg){width="1.3583333333333334in" height="1.2777777777777777in"} ![](media/image9.png){width="1.25in" height="1.2125in"}**Environmental Protection Agency** **Food and Drug Administration**![](media/image10.png){width="1.5256944444444445in" height="0.7208333333333333in"} **United States Coast Guard** - **National Maritime Center** - ![](media/image11.png){width="1.113888888888889in" height="1.375in"}**Security Center** **Defense Logistics Agency** **National Aeronautics and Space Administration** ![](media/image13.png){width="7.634722222222222in" height="1.5479166666666666in"} **[www.protectionsi.com]{.underline}**
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: ~ ~ ~3; : ~ 231 . ~ gang comm through. They ~ou1d come one road and go back another road. We didht care if they hid us. We hear the guns. We ddn~ wanter go down there. That was white mans war. In 1862 and 1863~.they slipped off every man and one woman to Helena. I was yOkint up oxe~i. Man come up in rebel clothes. He was a spy. I thought I was gone then but and a guard whut I didnt see till he left went on. I dodged round till one day I had to get off ~ to mill The Yankees run up on me and tok me on. I was fifteen years old. I was mustered in August and let out in 1864 *hen it was over. I. was in the Yankee army 14 months, They told me when I left I made a good soldier. I was with the standing army at Helena. They had a battle before I went in. I heard them say. You could tell that from the roar and cannons. They had it when I was in Texas. I w~ntt in a battle. The Yankees begin to get slim then they made the darkies fill up ax~rd put the::~ in front. I heard em say they had one mighty big battle at Helena. I had to drill and guard the camps and guard at the picketa (roads into Helena) . They never let me go icoutin. I walked home from the army. I was glad to get out. I expeoted to get shot bout all the time. I amt seen but mighty little difference since freedoji. I went back and stayed 45 years on the Lambert place. I moved to Duncan. 1s~~1oster died foe the Civil War. Some men raised dogs-hounds. If something got wrong the~j go get the dogs and use em. If some of the slaves try to run off they hunt them with the dogs. It was a big loss when a hand run off they couldnt ford that thing. They whoop em mostly fer t . They trust ein in everything then they whoop em if they steal. They know it wrong. Course they did. The worse thing I ever seen in slavery was when we went to Texas we camped close to Camden. Camden,Arkansas L On the way down there we passed by a big house s orne kind. I seen mighty little of lt but a big yard was pailenod in. It ~was tall and fi xed so they couldnt get out. They opened the big gate and let us see. It was full of darkjes. AI]. sizes. All ages. That was a
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710388
# Presentation: 710388 ## Seasonal and Spatial Distribution of Lower Stratospheric Lamina as Observed by HIRDLS and Modeled by the Global Modeling Initiative Mark A. Olsen1, Jose M. Rodriguez2, Yasuko Yoshida1, Anne R. Douglass2, John C. Gille3, Valery A. Yudin3, Bruno Nardi3, and Doug Kinnison3 1GEST/NASA GSFC 2NASA GSFC 3NCAR Correspondence: Mark.Olsen@nasa.gov **Introduction** - Synoptic, global observations of laminar isentropic transport in the upper-troposphere/lower-stratosphere (UTLS) from the tropics to higher latitudes have been difficult due to the high vertical resolution needed to resolve the events. *Olsen et al.* [2008, GRL, in press] have shown that HIRDLS is capable of observing these events with 1 km vertical resolution and that a Global Modeling Initiative (GMI) simulation agrees well with the observations. A systematic algorithm to detect ozone lamina in along-track HIRDLS observations of the UTLS is presented here. The algorithm is applied to the observations and a GMI simulation for year 2006 in the NH. The global seasonal and spatial characteristics of these intrusions are examined. In addition, comparisons of the observational and simulated results bring out the successes and limitations of the model in representing this isentropic transport between the tropics and extratropics. **Summary and Conclusions** - The lamina identification algorithm is capable of discerning isentropic lamina in both observations and simulations. - The observations show a strong seasonal dependence of lamina frequency, thickness, and potential temperature altitude between 340 K - 480 K. - Observed lamina exhibit a longitudinal preference in winter and spring. - Simulation agrees well with observations in winter/spring, but large discrepancies in summer/fall. - Continuing work: Investigate relationship to meteorology and dynamics; compare with evaluation of nitric acid lamina; evaluate and compare lamina in Goddard Chemistry Climate Model simulations. **Data and Model** - _HIRDLS:_ - v004; only ascending orbits in NH - All recommended filters (from Data Guide) - Vertical profiles; ~ 1 km vertical resolution - ~65 km along-track resolution - ~ 14 orbits/day - Sample Along-Track Curtains - Average Number of Lamina in 2° Mean Profiles Per Day - _Global Modeling Initiative (GMI) Combo:_ - Stratospheric and tropospheric chemistry - GEOS-4 DAS (time-averaged) - ~ 1 km vertical resolution in the UTLS - 2° x 2.5° horizontal resolution - Mean Layer Thickness **Algorithm** - For each profile between 34° - 70° N, interpolate HIRDLS ozone above 260 hPa altitude to potential temperatures from 340 K to 480 K in 5 K increments. - Determine average profiles for all profiles within 2° latitude bands along each orbit. - **Lamina bottom:** potential temperature where ozone begins to decrease with height. - **Lamina top: **potential temperature where ozone ≥ ozone at lamina bottom. - Additional criteria: - Difference of the ozone at lamina bottom and the minimum ozone in layer must be greater than the sum of the precisions at the bottom and minimum. - The potential temperature difference between the layer top and bottom (thickness) ≤ 60 K. (~2-2.5 km) - Feature must be coherent across three adjacent mean profiles (6° latitude). - Lamina similarly identified in GMI simulation. - Simulated ozone interpolated to HIRDLS measurement locations. - HIRDLS precision field used with simulated ozone. - Potential Temperature - Ozone Mixing Ratio - Layer top, t - Layer bottom, b **Mean along-track profile in 2° latitude band** - Xb_x0008_±∂Xb - Xm_x0008_±∂Xm - t - b ≤ 60 K - Xb - Xm ≥ ∂Xb + ∂Xm - Similar features identified in both observations and simulation. - Identification even where features differ in magnitude and overall shape. - High latitude cases are found. Origin? - HIRDLS - GMI - In general, observations show more profiles with lamina. - Strong seasonal cycle in both, peaking in March-April. - Seasonal cycle in phase with frequency. - GMI more variable in latter half of year. - Mean Layer Magnitude (O3max -O3min) / O3max * 100% - No significant seasonal dependence. - Less agreement between observations and simulation in fall. - Mean Potential Temperature of Layer - Strong seasonal cycle in observations; not reproduced in simulation with large differences in summer and fall. - Spatial Distribution - HIRDLS - GMI - HIRDLS - GMI - HIRDLS - GMI - HIRDLS - GMI **Jan** **Apr** **Jun** **Sep** - Strong spatial dependence in winter/spring not evident in summer/fall. - Simulation not in good agreement with observations in summer and fall.
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4566.1 REV-1 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ CHAPTER 8. THE VALUATION PROCESS 8-1. INTRODUCTION. Valuation Analysis is made for the purpose of evaluating the property as security for a long term coinsured mortgage. Included in the evaluation is the analysis of market need, location, earning capacity, expenses and taxes and warranted costs of property. Valuation Analysis develops conclusions with respect to feasibility, suitability of improvements, quality and duration of earning capacity and other factors that have a bearing on the economic soundness of the property. 8-2. PURPOSE. The principal purpose of the appraisal is to estimate the market value of the project. Market value is defined as the most probable price for which a property could be sold, if offered for sale for a reasonable time on the open market, assuming that both the buyer and the seller were well informed, acted intelligently and without compulsion. To estimate the market value, it is necessary to use value limits indicated by the project replacement cost, by capitalization and by direct sales comparison. 8-3. INSPECTION. The appraiser may participate in the inspection of the property with the architect and possibly a representative of the local building inspector\'s office to identify any code violations or may arrange a separate inspection, if desired. If it would be more expeditious for the architect to make the physical inspection separately it may be so scheduled. Upon completion of the work write-up the results are transmitted to the appraiser who may visit the site and begin processing. It is not necessary for the appraiser to inspect all the units. The appraiser observes and may discuss with the architect and/or inspector the eligibility of the property and need for required repairs while at the same time supporting or disproving occupancy and rental data information shown in the owner\'s rent roll by observations on the spot. When it is established to the satisfaction of the appraiser that the rent roll appears to be correct, an entry will be made in Remarks on Form HUD-92264 to that effect, for example, \"Actual occupancy, based on owners rent roll and a physical inspection of a representative number of units as of 4/2/83, is 87%.\" The appraiser must also determine whether apartments are rented furnished or unfurnished. The appraiser may assist in selecting equipment and short-lived building components to be considered in developing the initial deposit to the reserve fund for replacements. \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 8-1 1/84 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4566.1 REV-1 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 8-4. APPLICATION STAGES. At the option of the lender, the processing may be divided into two stages, the conditional commitment stage, and the firm commitment stage. When two stages are used, the appraiser\'s work is completed in the conditional commitment stage, unless a change in the local requirements or in the list of proposed repairs and replacements would require confirmation or reconsideration of conclusions previously reached. These stages are explained in more detail in Chapter 4 of this Handbook. a\. Conditional Commitment Stage. The primary purpose of this processing stage is to determine the appraised value and maximum mortgage amount available to an acceptable purchaser. The actual purchaser may not have been identified at this point in time. b\. Firm Commitment Stage. At firm commitment stage, mortgage credit processing determines the amount of mortgage available to the specific purchaser or refinancing mortgagor in the proposed transaction. Usually, no valuation processing is needed at firm commitment stage. c\. Combined Stages. When a purchasing or a refinancing mortgagor wishes to combine the processing stages, he must supply all the exhibits needed for both processing stages, with the application for Firm Commitment, and the appropriate combined fee. All processing required for both the Conditional and Firm Commitment Stages will be performed for the purpose of issuing a Firm Commitment. 8-5. PROCESSING FOR CONDITIONAL COMMITMENT. In order that a conditional commitment application be processed, the following exhibits shall be reviewed by the appraiser: a\. A copy of the completed application form. b\. Balance Sheets and Operating Statements. The most recent year\'s statement certified by an Independent Public Accountant or Certified Public Accountant. c\. Rent Roll of Subject Property, in columnar form, as described in Chapter 4 of this Handbook. (See Appendix 4.) d\. Legal Description of the project property. e\. Repair List. A list of repairs (if any) (see paragraph 4-3e) which are proposed to be completed and which are to be included in the value. \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 1/84 8-2 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4566.1 REV-1 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ (8-5) f. Plans and Specifications. Applications involving projects less than 10 years old shall be accompanied by project plans and specifications (complete to the extent possible). For projects 10 years old or more, plans are not required but should be submitted, if available. 8-6. BASIC FORM. The basic form to be used in the coinsurance appraisal process is Form HUD-92264. These forms may be requisitioned from the local HUD office. This form provides for the development and recording of Capitalized Value, Total Estimated Replacement Cost, Comparison Approach to Value and final opinion of Fair Market Value of a multifamily housing project. These estimates, and others, are necessary in making a determination as to the economic soundness of a project. It is important that all information required on the form be completed. This form will eventually be utilized by HUD for program data purposes. a\. General information. Form HUD-92264 is designed to permit processing in an orderly sequence. Completion of the form requires a study and analysis of information obtained from many sources including the following: \(1\) Form HUD-92013, Application for Mortgage Insurance. \(2\) Owners and operators of rental income properties, management companies, mortgage lending institutions and real estate appraisers specializing in this field. \(3\) Housing Market Analysis Reports/Publications. b\. Required exhibits. Exhibits to be attached to Form HUD-92264 include expense comparable analysis, rent comparable analysis, replacement cost formula, comparable project sales data, rent formula for existing housing (see Appendix 9), market absorption data and land sales data. 8-7. INSTRUCTIONS FOR COMPLETING FORM HUD-92264. a\. Section A. Location and Description of Property. \(1\) Project name is as shown on the mortgagor\'s application. \(2\) Items 1-15. The information required for completion of these items will be available from the application and exhibits, confirmed by inspection and modified as needed. Items 4a, Census Tract Number, and 4b, Placement Code, are to be left blank. \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 8-3 1/84 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4566.1 REV-1 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ (8-7) (3) Item 16. Enter year built. \(4\) Item 16a. Indicate type of construction by checking appropriate box. \(5\) Item 17. Structural System is described as follows: Steel frame, wood frame, solid masonry, reinforced concrete, etc. \(6\) Item 17a. Floor System (structural) steel frame, reinforced concrete, etc. (This does not refer to finished floors.) \(7\) Item 17b. Exterior Finish is described as follows: Brick, masonry, stucco and siding, prefab panels, etc. \(8\) Item 18. Heating/Air Conditioning System will be described by use of appropriate symbols. Those symbols preceding the diagonal mark will describe the type of project heating system, if any, while those after will indicate the type of project air conditioning system, if any. The symbols, to be used as appropriate, apply to both the heating and air conditioning systems and are as follows: I for Individual; C for Central; N for None; E for Electric; G for Gas; and O for Oil. For example, a project with individual gas furnaces and individual electric air conditioners would be entered as follows: IG/IE. b\. Section \(1\) Items 19-25. The information required for completion of Section B will be taken from the sponsor\'s application, Form HUD-92013, verified as necessary. \(2\) Item 26 is not applicable since under Section 223(f) coinsurance the site is already fully improved. c\. Section C. Estimate of Income. \(1\) Items 27-28. The estimated unit rental rates per month will be based upon and supported by current market rents for similar units in comparable projects \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 1/84 8-4 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4566.1 REV-1 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ (8-7) furnishing comparable services in competing areas. both trended to the projected endorsement date for the subject. In estimating the rates for a specific property, rental data on subsidized projects must not be used as comparables. Appropriate adjustments will be made on a rent comparable analysis sheet (Form HUD 92273 or equivalent format), to reflect measurable differences between the subject units and the comparable units and any variations in the general level of rents expected to occur by the time the project reaches endorsement. For projects subject to local rent control, the rental estimates cannot exceed that permitted by local rent control. NOTE: OPERATING ANALYSIS. In making estimates of rental rates, occupancy rates, operating expense, and net income, based on data from comparable projects, the appraiser also analyzes the operating history of the subject project. This very pertinent source of information must not be overlooked in cases of existing construction. Estimates of future performances need not be identical to the history of past performance, but the differences should be reasonable and probable and explained by brief logical comment in remarks. For example, analysis of trend might indicate that rents and/or expenses could be expected to be higher (or lower) in the next year, than was the case in the last operating history year. For another example, the market value sought is the estimated market value of the property after completion of required repairs. If the effect of the repairs would be to increase rents, or to increase occupancy rates, or to decrease (or increase) total operating expense, the estimate of net income and of value by capitalization would reflect conditions after completion of repairs required by the commitment. \(2\) Section C27 \"Number of Each Family Type Unit,\" \"Rentable Living Area (Sq. Ft.),\" \"Composition of Units,\" \"Unit Rent Per Month,\" and \"Total Monthly Rent For Unit Type\" must be completed as appropriate in order to properly describe the subject project/unit characteristics. \(3\) \"Living Area\" is the area of a living unit measured from the inside faces of corridor and exterior walls and from the inside faces of partitions separating the living unit from other living or commercial areas. \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 8-5 1/84 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4566.1 REV-1 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ (8-7) (4) \"Composition of Units\" can be filled in by using abbreviations for the various rooms (e.g., \"L\" for Living Room, \"D\" for Dining Room, \"K\" for Kitchen, \"BR\" for Bedroom (Precede with 0, 1, 2, etc., as appropriate) and \"B\" for Bath (Precede with 1, 1-1/2, 2, etc., as appropriate), \"BALC\" for Balcony. \(5\) Elevator units will be compared with elevator unit comparables and non-elevator units will be compared with non-elevator comparables. When both elevator and non-elevator units are included in a project, a separate identification and listing of the elevator and non-elevator units will be made. \(6\) Item 29, Parking. Enter the number of parking spaces, whether attended or self-park, and the number of open and covered parking spaces. Enter the monthly charge per space. Where the parking charge is included in the basic rental charge, enter N/A in the space provided. Supporting documentation for the monthly charge for parking must be attached to the appraisal report. \(7\) Item 30, Commercial. The rental income from commercial space will be estimated on the basis of existing leases and supported by market data. \(8\) Additional income anticipated from submetering utilities, valet service, non-laundry coin-operated equipment, cigar stands, vending machines, pay telephones, apartment furniture, etc., must not be included in project income estimates. Income anticipated from the rental of space for concession facilities or the rental value of such space may be included on the same basis as income from commercial areas. Documentation supporting commercial income estimates must be attached to the Form HUD-92264. \(9\) Items 33, 34 and 35. Enter gross floor and net rentable areas of the sponsor\'s proposal. These figures will be based upon the sponsor\'s plans or other appropriate sources. The definitions for the various areas are: \(a\) Net Rentable Residential Area is the sum of all rentable Living Areas within the exterior walls. \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 1/84 8-6 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4566.1 REV-1 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ (8-7) (b) Net Rentable Commercial Area is the sum of all commercial areas within the exterior walls, measured from the interior faces of exterior walls, corridor walls and partitions separating the area from other commercial and/or living areas. \(c\) Net Rentable Area is the sum of the Net Rentable Residential Area and the Net Rentable Commercial Area. \(d\) Gross Floor Area is the sum of all floor areas of headroom height within the exterior walls, measured to the exterior faces of the walls or to the center line of walls separating attached buildings. Note: Built-in garages, commercial area, basement and all other areas within the exterior walls are to be included. Items excluded from the gross floor area are recessed, extended or continuous balconies, attached or detached carports, accessory buildings, patios, porches or terraces and all other areas outside the exterior walls. \(10\) Item 36. If non-revenue producing apartment units are provided to project employees, indicate the classification of employees who will occupy the unit and other information in the space provided. In such instance no income will be attributed to non-revenue producing units in Item 27; however, the unit will be listed separately in the column \"No. of each family type unit.\" The loss of this income will not be considered as an item of expense in Section E. The appraiser will, however, review the entry in Section A, Item 11, for accuracy. d\. Section D. Equipment and Services Included in Rent and Special Assessments. \(1\) Items 37-38. Check the appropriate items to indicate the equipment and services included in the rent. The sponsor\'s application will be compared with data to determine competitive effect on rents and marketability. Any deletion of equipment and services typically expected in the market place may affect the rental rate. Any variations will be reflected in the appraiser\'s estimate, if appropriate, and brought to the attention of the lender. \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 8-7 1/84 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4566.1 REV-1 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ (8-7) (2) The services to be reported in Item 38 are checked by type of fuel (gas or electricity) and then by the service included. For example, if gas heat is included in the rent, the item \"Heat\" is checked under the heading, \"Gas.\" \(3\) Item 39. Enter the balance of special assessments, if any, the annual payment amount and the remaining term of the special assessment. Check whether prepayable or non-prepayable. e\. Section E. Estimate of Annual Expense. \(1\) Items 1-29. The estimating of project expenses will be based upon actual operating experience of the subject and supported by that of comparable projects. An expense comparable analysis worksheet will be used in the development of individual expense estimates and only the totals estimated for Lines 21, 22, 28 and 29, trended to reflect operation of the project at the time of endorsement, will be entered in Section E of the Form HUD-92264. Actual operating expense data from other projects will be carefully analyzed and compared with the case under appraisal in order to provide a basis for determining the reasonableness of the estimate developed for the subject project. In any case, data should be utilized prudently, keeping in mind the similarities and differences between the comparables and the subject property. Inaccuracies or improperly supported estimates have a leverage effect in the estimate of value many times their own magnitude. \(2\) The process that develops the final estimate of operating expense is briefly stated as follows: \(a\) All estimates must be based upon adequate data. \(b\) Data concerning the comparable projects must be sufficiently complete to factually support any adjustments made to the expenses from a comparable project because of differences in size, facilities or services between the comparable and the subject project. \(c\) Adjustments are reflected on an expense comparable analysis worksheet for noted differences between the subject project and the comparables involved. \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 1/84 8-8 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4566.1 REV-1 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ (8-7) In this way the dollar amount representing actual experience of the comparable property can be increased or decreased to more nearly reflect the anticipated experience of the subject project. \(d\) Adequate file documentation must demonstrate the reasonableness of the final total expense estimate. \(e\) Before entering the estimate of total expenses in Line E-29, the appraiser should review the analysis for completeness and the conclusion for plausibility. In addition to considerations mentioned above, the final estimate must reflect other considerations, some of which are: 1 An expense comparable analysis worksheet (HUD Form HUD-92274, or equivalent format) will be used in the development of individual expense estimates and only the totals estimated for Lines 21, 22, 23, 28 and 29, will be entered in Section E of Form HUD 92264. 2 The effect of any commercial space upon the total expense estimate must also be considered. Where there are commercial facilities that do not exist in the typical comparable, a separate estimate should be developed for inclusion in the total expense estimate. This should not be the case for such normal operations as laundry space which, because of the residential nature, are reflected in most per unit expense data. Documentation supporting the commercial expense estimates must be attached. 3 The final correlation of the several indicated total expense estimates should give greatest weight to the more reliable comparables while tempering estimates developed from individual projects that have unusual expense components that are difficult to refine. \(3\) Item 21. Replacement Reserve. See paragraph 8-7r(5) of this Chapter. \(4\) Item 29. Total Expenses. The total dollar expense estimated for the project will be compared with the sponsor\'s estimate. If it is found that the sponsor\'s total dollar expense estimate for the project could \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 8-9 1/84 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4566.1 REV-1 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ (8-7) be reasonably accepted based upon the appraiser\'s data analysis, the sponsor\'s dollar expense may be accepted for processing. If not, the appraiser\'s estimates should be used. Any subsequent revision of the facilities or services to be provided will require reanalysis. \(5\) The only mandatory entries in Section E are lines 21, 22, 23, 28 and 29. f\. Section F. Income Computations. \(1\) Item 30. Enter amount from Page 1, Section C, line 32. \(2\) Item 31. Occupancy Percentage and Rent Loss. It is generally recognized that long term occupancy and rent collection ratios will seldom exceed 93 percent for rental income properties. However, where a higher ratio can be documented, a ratio of 95 percent may be used. Therefore, the occupancy percentage used should not exceed 93 percent and will not in any event exceed 95 percent in processing. Any lower occupancy percentage anticipated during the rent-up period will be reflected in an Operating Deficit requirement calculated by the mortgage credit examiner based on the appraiser\'s estimate of when sustaining occupancy will be reached. g\. Section G. Estimated Replacement Cost. \(1\) Items 36a through 52. The sole purpose of a replacement cost estimate is to arrive at a summation value. \(a\) Considerations. The cost estimate shall reflect the general level of costs necessary to build a similar project in new condition. A copy of the estimate developed by the appraiser, including the source of cost data must accompany this submittal. The appraiser may utilize a cost service index such as Marshall Swift or E. H. Boeck in establishing such costs. Appraisers with MAI or SREA designations who have demonstrated experience in cost analysis may develop their own cost estimates supported by comparable square foot data. \(b\) Inclusions. The estimate includes the costs for the dwelling units, garages, stores and other structures which are included as improvements to the property. In addition, it will include the \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 1/84 8-10 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4566.1 REV-1 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ (8-7) costs for the on-site utilities and landscape work required to construct such a project. The estimate of costs for on-site utilities will include extensions of pavements, walks, curbs and utility lines beyond the project boundaries where necessary to connect with facilities adjacent to the project site. No attempt should be made in processing to adjust for structural or material specifications which are no longer typically used in the current building industry. 1 All elements of cost will include but are not limited to: a Material and equipment. b Fabrication and installation labor. c Subcontracts. d Sales tax. e Workmens\' Compensation, Unemployment and Public Liability Insurance. f Social Security Tax. 2 Allowances for General Requirements, General Contractor\'s Fee (Overhead and Profit), Architect\'s Design Fee, Architect\'s Supervision Fee, Other Fees and General Contractor\'s Bond Premium will represent the current prevailing levels, taking into consideration the project type, size, complexity, structural system improvement cost and any other local condition which may influence these allowances. \(2\) Item 36a - Unusual Land Improvements: Not Applicable. \(3\) Item 36b - Other Land Improvements: \(a\) Earthwork (i.e., excavation, cuts and fills). \(b\) Site utilities (i.e., sanitary sewer, water, storm drains, gas lines, electrical requirements, etc.). \(c\) Roads and walks (i.e., roads, walks, parking areas, curbs and gutters, etc.). \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 8-11 1/84 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4566.1 REV-1 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ (8-7) (d) Site improvements (i.e., fences, playground equipment, trash receptacles, lawn sprinklers, swimming pools, wading pools, etc.). \(e\) Lawns, planting (i.e., trees, shrubs, seeding, sodding, etc.). \(4\) Item 36c - Total Land Improvements: Total cost of all items in 36b, Other Land Improvements. \(5\) Item 37 - Main Buildings: Buildings which encompass the actual living units of the project. \(6\) Item 38 - Accessory Buildings: Adjoining buildings such as utility buildings, carports, etc. \(7\) Item 39 - Garage: Self-explanatory. \(8\) Item 40 - All Other Buildings: Commercial buildings such as stores, banks, barber and beauty shops, etc. \(9\) Item 41 - Total Structures: Sum of Line Items 37 through 40. h\. Fees. The total dollar amounts for each of the fees listed below (Lines 42 through 48) may be determined by using a percentage developed from field source information, i.e., Local Home Builders Associations, Association of General Contractors, personal contact with various trade sources, recognized valuation service publications, etc. The total dollar amounts for each of the fees may be developed by means other than using percentages if local practices so dictate. \(1\) Item 42 - General Requirements: (job overhead) The cost for General Requirements will include the costs for those items normally incurred in the construction of a project of the same type as the subject. It will not include general overhead expense of operating the contractor\'s home office. Items of cost to be considered in determining General Requirements allowance include, but are not limited to, items such as: \(a\) Supervision. \(b\) Field engineering to provide grades and lines for locating buildings, streets and walks on the site. \(c\) Field office and equipment, phones, clerical help, office supplies. \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 1/84 8-12 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4566.1 REV-1 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ (8-7) (d) Temporary sheds and toilets. \(e\) Temporary heat, water, light and power for construction. \(f\) Cleaning and rubbish removal. \(g\) Building permits. \(h\) Medical and first aid facilities. \(i\) Temporary protection and fences. This is typically expressed as a percentage factor which is applied to the subtotal of Land Improvements, Line 36c, and Structures, Line 41. However, a total dollar amount may be entered if the source guide so dictates. \(2\) Item 43 - Builder\'s General Overhead: The cost for Builder\'s General Overhead will be expressed as a percentage which is the portion of general overhead expenses necessary to conduct his/her business which would directly concern the specific project under consideration. This percentage is applied to the subtotal of Land Improvements, Line 36c, Structures, Line 41, and General Requirements, Line 42. \(3\) Item 44 - Builder\'s Profit: The cost of Builder\'s Profit will be expressed as a percentage typically allowed on a comparable structure in that geographical area both in size and cost as adjusted. This percentage is applied to the subtotal of Land Improvements, Line 36c, Structures, Line 41, and General Requirements, Line 42. \(4\) Items 45 and 46 - Architect\'s Fees: Design and Supervision. The allowance shall represent the typical fees paid for projects of similar design and services rendered. \(5\) Item 47 - Bond Premium: Appropriate information should be obtained from local bonding and surety companies. The amount of the premium will be computed by applying the rates to the subtotal of Land Improvements, Line 36c, Structures, Line 41, General Requirements, Line 42, Builder\'s General Overhead, Line 43, and Builder\'s Profit, Line 44. \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 8-13 1/84 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4566.1 REV-1 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ (8-7) (6) Item 48 - Other Fees: This is a lump sum allowance which would pertain to the construction of this specific project. Allowances may include but are not limited to site and topographic surveys, test borings, subsurface explorations, soil testings and utility tap fees (other than those included in subcontracts). \(7\) Item 49 - Total Fees: Self-explanatory. \(8\) Item 50 - Total of All Improvements: Self-explanatory. \(9\) Item 51 - Cost Per Gross Sq. Ft.: This is computed by dividing Line 50, Total of All Improvements, by Line 33, Gross Floor Area. \(10\) Item 52 - Estimated Construction Time: This estimate should represent the typical length of construction time needed to build a project of the same size and structure type as the subject project. i\. Carrying Charges and Financing. \(1\) Item 53. Interest is the amount which would be estimated to accrue during the estimated period of construction at the rate requested in Section G of Form HUD-92013 but not to exceed the maximum interest rate permissible under the HUD regulations. It is computed on one-half of the loan amount for proposed construction. For example, the interest based on a \$2,600,000 mortgage, for an 18 month construction period, and an 11.0 percent interest rate would be calculated as follows: One Half the Mortgage \$1,300,000 Interest Rate .110 \$ 143,000 18 month construction period 18 / 12 = 1.5 years 1.5 Interest during construction \$ 214,500 \(2\) Item 54. Taxes which would accrue during the construction period are shown on a pro rata basis for the estimated period of construction. Special assessments, if any, will be estimated on a similar basis and included in the tax amount. \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 1/84 8-14 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4566.1 REV-1 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ (8-7) (3) Item 55. Insurance includes fire, windstorm, extended coverage, liability and other risks customarily insured against in the community during construction. It does not include workmen\'s compensation and public liability insurance which are included in the cost estimate. \(4\) Item 56. Mortgage insurance premium is the amount estimated to be earned during the presumed construction period. The amount is 0.5 percent of the permanent loan amount per year. An additional 0.5 percent is charged for any additional fractional period in excess of each whole year. \(5\) Item 57. FHA examination fee is 0.3 percent of the presumed loan amount associated with constructing such a project. \(6\) Item 58. FHA inspection fee is 0.5 percent of the presumed loan amount. \(7\) Item 59. The financing fee is 2 percent of the loan amount. This is an initial service charge and is not to be confused with discounts. The maximum charge for this fee is 2 percent and is limited by HUD regulations. \(8\) Item 61. FNMA/GNMA Fee. The FNMA/GNMA Fee for commitment and marketing (or equivalent placement fee) is entered for all mortgagors. This fee is assumed to be 1-1/2 percent of the mortgage amount. \(9\) Item 62. Title and Recording. This expense is the cost typically incurred in connection with a mortgage transaction and generally includes such items as recording fees, mortgage and stamp taxes, cost of survey and title insurance including all title work normally involved from initial through final endorsement. \(10\) Item 64. Legal Expense. Legal expenses are those expenses typically incurred by a sponsor for legal services necessary in the creation of projects similar to the subject in the competitive locality in which the project is located. Legal expenses are separate from organization expenses and must be estimated and listed separately. Since different types of proposals and/or sponsorships will require varying legal services, this estimate must be based on market data. \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 8-15 1/84 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4566.1 REV-1 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ (8-7) Legal expenses include the fees usually required for: \(a\) the employment of counsel for legal services in connection with organizing a mortgagor entity; \(b\) all legal services normally incurred in connection with initial and final closing; and \(c\) legal services for normal interim activities in the creation of a project. \(d\) For example, legal services in connection with organizing the mortgagor entity ((a) above) qualify only to the extent that the entity formed is typically needed for the creation of the subject project. The cost to create ornate corporate structures, useful to the sponsor for personal reasons over and above the creation of the project (e.g., personal tax shelters, trusts, etc.), is not allowable. Legal services for initial and final closing ((b) above) include the analysis of the closing requirements and preparation and review of the required documents, supervision of their execution and appropriate distribution. \(e\) Filing fees and title expense are not part of these fees since they are allowed in Title and Recording expense. Legal expense may include normal legal services typically required in the acquisition of land, but negotiation for acquisition or zoning, examination of title on purchase or defense of title after purchase, are not recognizable in legal expense on Line 64 since they are attributable to the cost of the land to the owner. \(12\) Item 65. Organization Expense. Organization expense must be estimated and listed separately and, as with legal expense, must be based on market data. The estimate must properly reflect the kind and size of project and type of sponsorship involved in the subject project. \(a\) Organization Expense is the cost of the services typically required to initiate a project, organize its planning, financing and construction, and control and management of the construction of the project through final endorsement. Services and costs included under Organization Expenses are those customary to the organization and construction of projects of similar size and complexity in the locality of the subject project. \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 1/84 8-16 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4566.1 REV-1 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ (8-7) (b) More specifically, organization expense will reflect the time and effort expended for the administrative aspects involved in the creation of a project. For example, the following, although not a complete listing of items that qualify for organization expense, will serve as a useful guide to identify the type of actions and efforts that qualify for legitimate consideration under this item: 1 Collecting and assembling data and documentation for requests for FHA mortgage insurance for all stages of processing, including analysis of market need, selection and optioning of site and project design considerations. 2 Assembling of the necessary data and documentation for mortgage closings from various parties involved in a project; arranging for execution of documents; and attending to closings. Particular care must be exercised here by the appraiser to insure that only the administrative aspects are reflected so that there will be no duplication of allowances under Item 64, Legal Expenses. 3 Controlling and accounting for disbursement of mortgage proceeds and working capital. 4 Placing mortgagor\'s hazard and liability insurance; coordinating building release for occupancy. 5 Paying for and assisting auditor to obtain necessary information for FHA cost certification. 6 Continued contact and dealing with HUD through to final endorsement as normally indicated for typical projects. \(13\) Item 66. Cost Certification Audit Fee. This is a cost typically incurred by in hiring a CPA to audit the books of account and issue an opinion for mortgagors involved in the development of multifamily projects. \(14\) Items 68 through 71 are inapplicable in computing replacement costs for 223(f) projects. \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 8-17 1/84 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4566.1 REV-1 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ (8-7) (15) Item 72. Total Estimated Development Cost is the sum of Lines 50, 63, 67, 68, 69, 70 and 71. \(16\) Item 73. Land (Warranted Price of Land), enter the amount from Page 3, Section J, Line 9. \(17\) Item 74. Total Estimated Replacement Cost of Project is the sum of Lines 72 and 73. \(18\) Section G will be completed using the replacement cost formula mortgage assuming a 90 percent mortgage. Completion of this section is facilitated by use of the Replacement Cost Formula Format. (See Appendix 10 for format and instructions for its use.) j\. Section H. Maximum Permissible Rental Analysis \(1\) Item 1. Rent Formula Residential Total Per Month. Administratively, HUD imposes a limit upon the return a sponsor can expect from the residential portion of a HUD-insured project. This is accomplished by use of a \"Formula\" to establish the maximum residential gross income that may be collected to permit this limited return. This calculation is made on every rental case processed and the amount of the indicated monthly maximum gross rent is entered on this line. (See Appendix 9 for format to be used in arriving at this amount). \(2\) Items 2 and 7 are not applicable to Section 223(f) processing. k\. Section I. Estimate of Operating Deficit \(1\) The appraiser will not fill in this section; however, for the purpose of assisting the Mortgage Credit processor in estimating the amount of the operating deficit escrow, the appraiser will enter in Remarks, Section O, of the Form HUD-92264 an estimate of the time required for the subject project to reach sustaining occupancy based on an analysis of market absorption data. l\. Section J. Project Site Analysis and Appraisal \(1\) Item 1. Is Location and Neighborhood Acceptable. Analyze the location of the site relative to the needs of the tenants for transportation, schools, shopping, \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 1/84 8-18 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4566.1 REV-1 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ (8-7) community centers and churches. Determine if any special hazards or nuisances, such as flooding, exposure to aircraft, railroad or highway noise levels, noxious odors, chemical fumes or other similar conditions, affect the subject site. The existence of any of these conditions and their effect on the site should be carefully considered before determining acceptability. If a separate environmental study has been completed, the appraiser may obtain a copy from the lender to assist in this area. Examine existing and proposed land uses in the neighborhood to determine whether they are compatible with the subject development. \(2\) Item 2. Is Site Adequate in Size for Proposed Project. Determine if the site is adequate in size, shape, exposure and contour for the continued marketability of the proposal. Compare the density of the proposed project with that of similar successful projects operating in the same market area. Sites which are too large or too small will tend to cause difficulties for a project over the long run. \(3\) Item 3. Is Site Zoning Permissive for Intended Use. Determine if the present structure(s) and the number of units are in compliance with current zoning. \(4\) Item 4. Are Utilities Available Now to Service the Site. Determine whether the water, sewer, gas and electrical facilities are adequate to handle the needs of the project. \(5\) Item 5. Is there a Market at this location for the Units at the Market Rents by Comparison shown in Section C. Analyze all available data concerning market conditions for the area in which the project is located and determine if demand potential exists for the type and number of units at the rents indicated by the Market Rent Comparison. Examine Economic and Market Analysis reports, data from building departments on new construction absorption and vacancy reports and rental schedules in the subject area when performing this analysis. NOTE: If a negative answer is indicated for an item from J1 through J5, explain under Remarks. \(6\) Item 6. Site Acceptable for Type of Project Proposed Under Section \_\_\_\_\_\_\_\_\_. Not applicable. \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 8-19 1/84 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4566.1 REV-1 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ (8-7) (7) Item 7. Site not Acceptable for Reasons Stated Below. Self-explanatory. \(8\) Item 8. \"Value Fully Improved.\" Enter in the top row of Item 8 the location of project. The Land Use Intensity Number \_\_\_\_\_\_\_\_ is left blank. Use the rest of Item 8 to estimate the market value of the site in a fully improved condition by the market comparison approach. Copies of the land sales data cards/sheets of the comparables used in processing are to be attached to the Form HUD-92264. The Value Fully Improved estimated for the subject site must be the value for the intended use for which the mortgage is to be insured (i.e., its value when used for walkup apartments, if that is the use intended; or for elevator apartment structures, if that is the use intended). In the event that a higher and better use for the land is found in the market, the land value shall not be estimated for such higher and better use, but rather for the same use for which the buildings are being valued. For mortgage insurance purposes, it is clearly not desirable to have the land valued for one use, while the improvements are valued for another use. \(9\) In Item 8, under the heading, \"Adjustments,\" are found the more significant forces which influence land value, i.e., time, location, etc. Consider each of them when estimating value, whether sales price per foot or sales price per unit is used as the basis for comparison. Adjustments are made from the comparison property to the subject. \(a\) Apply the \"Total Adjustment\" found for each comparable to the comparable\'s sale price per square foot or per unit to find the \"Adjusted Price\" for the comparable. \(b\) Multiply the area of the subject site by the comparable\'s adjusted square foot price or number of subject\'s units times the comparable\'s adjusted unit price to find an \"Indicated Value by Comparison\" for the subject. \(c\) Follow this procedure for each comparable to arrive at a range of values from which the value of the site fully improved is estimated by correlation and entered in item 9, Value of Site \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 1/84 8-20 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4566.1 REV-1 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ (8-7) Fully Improved. This value estimate is based on the assumption that any off-site work has been completed and any unusual site conditions corrected. \(d\) Pertinent remarks explaining all adjustments must be made in the remarks section or in an accompanying memorandum. \(10\) Item 10. Value \"As Is.\" It is not necessary that this item be used in establishing a land value for a Section 223(f) proposal. Enter N/A for \"Not Applicable.\" \(11\) Item 12. Acquisition Cost (Last Arms-Length Transaction). The transaction which first brought the sponsor into effective control of the subject property (whether the control was direct or indirect) is the last arms-length transaction. No matter how many transactions are made subsequently between persons, corporations, or trusts controlled by the sponsor, these subsequent transactions shall not be considered \"arms-length.\" Interview principals, brokers or other persons who have knowledge of the price paid for the property in the last arms-length transaction. Record in Item 12 the names and addresses of the principals, the price paid, date of sale and sources of information. \(12\) Item 13. Other Costs. Not applicable for Section 223(f) processing. \(13\) Item 14. Value of Land and Cost Certification. Not applicable for Section 223(f) processing. \(14\) Remarks. Use this section to make pertinent comments concerning any item in the analysis and appraisal of the site. If necessary, attach a separate memorandum to the Form HUD-92264 with a notation under this heading to see the attached memorandum. m\. Section K. Income Approach to Value The annual net income remaining after payment of expenses is considered to be the principal source of value of the property. Value arises from the right to receive this income stream, and multifamily housing is simply one of several possible investments which may be made for the purpose of producing income or yield on an investment. The value of real estate then is the present worth of the benefits of ownership as anticipted by those investors, \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 8-21 1/84 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4566.1 REV-1 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ (8-7) buyers, and sellers who constitute the market. Capitalization is the process of expressing future benefits in dollars and discounting them to present worth at the capitalization rate which is necessary to attract capital to similar investments. \(1\) Item 1. Estimated Remaining Economic Life. In using the income approach to value, the appraiser will first estimate the remaining economic life of the subject property and enter the estimate in the space provided. The last years of economic life are more difficult to predict than the first years. For this reason, the appraiser must use caution, and avoid overly long estimates of remaining economic life especially for old buildings in old declining neighborhoods. Also, because of the uncertain nature of the last years of economic life, when the estimated economic life of the buildings is not sufficient to support a mortgage term of 10 years, the property is not eligible for mortgage insurance pursuant to Section 223(f). \(2\) Item 2. Capitalization Rate Determined by. The appraiser is to check the appropriate box. \(3\) Item 3. Rate Selected. Enter here the rate-selected. Complete documentation supporting rate selected must be submitted as an attachment to the Form HUD-92264. The rate selected by the appraiser should reflect the more liberal 90 percent of acquisition cost mortgage permitted, if the project meets the eligibility requirements for a Target Preservation Area project. \(4\) Item 4. Net Income (Line F34). Self-explanatory. \(5\) Item 5. Capitalized Value (Line 4 - Line 3). Self-explanatory. \(6\) Item 6. Value of Leased Fee (if any). The cap rate selected for capitalization of the leased fee must not exceed the interest rate on the coinsured mortgage. The ground rent must not exceed the \"as is\" value of the land times the selected cap rate. n\. Section L. Market Comparison Approach to Value \(1\) Principle of Substitution. The comparison approach to value is based upon the principle of substitution which states that a prudent person will not pay more to buy or rent a property than it will cost to buy or \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 1/84 8-22 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4566.1 REV-1 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ (8-7) rent a comparable substitute property. The objective of this approach is to deduce from other sales the amount which the subject property would bring on the market. In theory, the best comparable sale would be an exact duplicate of the subject property and would indicate, by the known selling price of the duplicate, the price for which the subject property could be sold. \(2\) Units of Comparison. In comparison, the entire project does not offer a convenient basis for comparison with other entire projects since possible differences in size, composition, areas, units and rooms are almost unlimited. For this reason, it is customary to express the market prices found in market comparables in units of comparison. Some frequently used units of comparison are: sale price per living unit, sale price per room, sale price per square foot, gross income multiplier (GIM) and effective gross income multiplier (EGIM). Market comparison approach to value should have analyses of at least two different units of comparison, one of which should be the gross income multiplier or the effective gross income multiplier. It should be noted that, when using the GIM or EGIM, no adjustment for time need be made, since the GIM or EGIM from the comparable will produce a current indicated value by comparison for the subject when it is multiplied by the current gross income or effective gross income expected for the subject project. \(3\) Supporting documentation must be submitted with the completed Form HUD-92264. If the space for remarks is inadequate, an attached sheet, with appropriate notation in Section O that an attachment is involved, is necessary. The indications of value by various units of comparison are correlated into one indication of value by direct sales comparison and it is entered in Item L9 \"COMPARISON \$\_\_\_\_\_\_\_\_\_\_\_\_\_\_\". o\. Appraisal Summary (Line 9). \(1\) Enter here, on the appropriate space, the dollar amount estimated from each of the three approaches to value as applicable to Section 223(f). Since these amounts are estimates they should be rounded down to the nearest hundred. \(2\) Capitalization. The estimated annual net income remaining after payment of expenses is transformed into the estimated market value by capitalization, in \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 8-23 1/84 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4566.1 REV-1 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ (8-7) accord with Chapter 7 of Reference 9 of the Foreword. Since in 223(f) it is the estimate of market value by capitalization which is desired, it is suggested that the selected rate be extracted from market transactions of comparable properties as a composite overall capitalization rate, as described in paragraph 7-4 of Reference 9 of the Foreword, or extracted from market transactions as a cash flow to equity rate and that cash flow rate be used to construct an overall rate as shown in paragraph 7-5. Each of these rates is readily extracted from sales of comparable properties and will produce values reflecting the comparable sales. The Cash Flow to Equity Rate Method is generally the most responsive to fluctuating mortgage rates and terms. \(3\) The appraiser should enter the Total Estimated Replacement Cost of the Project (without depreciation) as Summation; the value indicated by the income approach as Capitalization and the value indicated by direct sales comparison as Comparison. These possible indicators of value must be correlated into the final estimate of value. The Summation estimate will determine the final estimate of value only when it is less than other indicators of value. In most instances, the final estimate of value will be best determined by the indications of value by direct sales comparison or by capitalization. The appraiser should select a final estimate of value between that indicated by comparison and that indicated by capitalization, giving more weight to the approach supported by the best data. p\. Section M. Cost Not Attributable to Dwelling Use. If a mortgage limitation less than the applicable statutory limit has already been established, it may be noted here. In that event, this section of the form need not be completed. Otherwise, the information must be provided as the form requires. \(1\) The items to be included are considered without regard to their on-site location or whether the space, facility or improvement is income producing. Included are such items as: special exterior land improvements; commercial spaces and facilities, including prorated amounts for foundations, heating, air conditioning, corridors, halls, lobbys, landscaping; on-site parking, garages and carports including walks and driveways leading to them; swimming pools with related facilities and necessary appurtenances; interior works of art and any other improvements not specifically for dwelling use. \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 1/84 8-24 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4566.1 REV-1 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ (8-7) NOTE: Items that are not included in the basic estimate, such as: special purpose commercial equipment and finishes, coin operated washers and dryers, will not be considered as cost not attributable. Structures, spaces and mechanical rough-ins for such improvements will be considered as cost not attributable to dwelling use. \(2\) Special exterior land improvements. These are defined as on-site features provided to enhance the environment and livability of the project and neighborhood but which are unusual and in excess of those typically encountered in projects of the same rental range. The percentage factor is computed by dividing the total cost of Cost Not Attributable to Dwelling Use by the total cost of Land Improvements, Line 36c and Structures, Line 41. \(3\) Off-site requirements. In the event off-site requirements are necessary, the following items, although outside project boundaries, will be considered to serve the project: utilities, walks, curbs, gutters, streets, drainage structures and landscaping. q\. Section N. Not applicable to Section 223(f). r\. Section O. Remarks. The appraiser enters here any relevant remarks, including, but not limited to: \(1\) The appraiser\'s statement of actual occupancy, and estimate of time required, if any, to reach sustaining occupancy. \(2\) The estimated cost of required repairs supplied by the cost analyst. (Additional repairs or improvements proposed by the sponsor are included, since they will be considered in the value, and required by the commitment.) \(3\) The estimates amounts for legal, organizational (if applicable) and title and recording expenses based on the maximum insurable 223(f) loan. \(4\) The appraiser\'s determination of the tentative maximum coinsurable mortgage amount. In support of this determination, the appraiser should attach a trial copy of Form HUD-92264A with criteria 3, 4 and 5 completed. \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 8-25 1/84 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4566.1 REV-1 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ (8-7) (5) The amount of the required initial deposit to the replacement reserve. In addition to the annual deposit which is required throughout the life of the mortgage, an initial deposit may be necessary. \(a\) The annual amount which is to be deposited in the Replacement Reserve Fund is .0060 multiplied by Item G-41, Total Structures, on Form HUD-92264. However, since many shortlived items of equipment may have used a good portion of their useful life at the time of appraisal, it is necessary to make an initial deposit into the Replacement Reserve Fund at time of closing. The amount of this required initial deposit is computed by the appraiser taking into account the cost and useful life information regarding replaceable items received from the cost processor, the architect, or the engineer\'s survey. \(b\) If, for example, equipment 10 years old had a normal life of 12 years, 10/12 or 83 percent of its useful life has been used, and an initial deposit of 83 percent of the cost to replace this equipment is needed at closing to prevent the Replacement Reserve Fund from becoming insolvent in two years. \(c\) The initial deposit to the Replacement Reserve Fund may be calculated by either a physical takeoff of the items to be considered in the replacement reserve or by multiplying the dollar amount established as Total Structures (Line G-41) by .004 and multiplying the result by the age of the project, not to exceed 15 years, rounded to the nearest full year. \(d\) Options. In determining the method to be used in computing the initial deposit to the Replacement Reserve Fund, the appraiser should consider effective age of the items considered in establishing the Reserve Fund. It would be inequitable, for example, to compute the amount of the reserve using the age method described in (c) above for a 15 year old project if most of the Replacement Reserve items had just been replaced. Conversely, the deposit for a 3 year old project with extreme wear or very low quality appliances might be far below the needed reserve amount if the deposit was calculated on the physical age of the project. \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 1/84 8-26 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 4566.1 REV-1 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ (8-7) (e) Deposit of fund. This fund must be deposited in an account (which may be interest bearing) insured by an agency of the Federal Government, so arranged that it is at all times under the control of the lender. \(f\) Attachments. The appraiser must attach the worksheets used in calculating the deposit to the Form HUD-92264. \(6\) Where applicable, identification should be provided that the project is located in a Target Preservation Area. 8-8. NARRATIVE SUMMARY. In addition to the preparation of the Form HUD-92264, the appraiser will prepare a brief narrative summary of important conclusions including a correlation and final estimate of value. The narrative should also make reference to the replacement reserve deposit and expand on the computation methods and conclusions as necessary. Both the Form HUD-92264 and this report must be signed by the appraiser. \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 8-27 1/84
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Regular Program Conversion and Revisions LFD Date: 09/18/2007 FIRM Effective Date: 03/18/2008 CID State Community Name 60.3 Existing 60.3 Revised Letter Type Emerg Entry Date Regular Program Date Compliant at LFD? # of Insurance Policies CTP # of Panels Region 010366 AL "Albertville (Town, Marshall)***" B B 19P-N 10/13/1976 9/4/1985 No 5 No 21 4 010345 AL "Arab (City, Marshall)***" B B 19P-N 3/21/1977 8/1/1987 No 7 No 11 4 010276 AL "Boaz (City, Marshall)***" B B 19P-N 7/15/1975 9/4/1985 No 2 No 9 4 010459 AL "Douglas (Town, Marshall)***" - B 196-CW-NP (ID) - - No 0 No 2 4 010282 AL "Grant (Town, Marshall)***" - B 196-CW-NP (ID) - - No 0 No 3 4 010311 AL "Guntersville (City, Marshall)***" D D 19P 5/5/1975 8/19/1991 No 12 No 30 4 010275 AL Marshall County (Unincorporated Areas)*** D D 19P - 6/4/1991 No 27 No 24 4 10477 AL "Union Grove (Town, Marshall)***" - A 206-CW-NP - - No 0 No 1 4 120336 FL Dixie County (Unincorporated Areas)*** D D 115-I-N 4/14/1975 11/2/1983 No 620 Yes 62 4 120326 FL "Horseshoe Branch (Town, Dixie)***" E E 115-I-N 7/25/1975 11/2/1983 No 138 Yes 4 4 210433 KY "Bedford (City, Trimble)***" - A 206-CW-NP No 0 No 2 4 210371 KY "Blackey (City, Letcher)***" - B 196-CW-I 3/5/1993 - No 5 No 1 4 210290 KY "Fleming-Neon (City, Letcher)***" B B 19P-N 7/21/1976 8/19/1987 No 12 No 5 4 210281 KY Gallatin County (Unincorporated Areas)*** C D 19P - 7/20/1997 No 54 No 25 4 210078 KY "Glencoe (City, Gallatin)***" - B 196-CW-NP(ID) - - No 0 No 2 4 210138 KY "Jenkins (City, Letcher)***" B B 19P-N 7/7/1976 6/3/1986 No 10 No 8 4 210289 KY Letcher County (Unincorporated Areas)*** B D 19P 9/15/2003 8/1/2005 No 57 No 36 4 210215 KY "Milton (City, Trimble)***" C D 19P 5/29/1975 9/18/1986 No 10 No 4 4 210079 KY "Sparta (City, Gallatin)***" B B 19P-N 2/3/1976 8/19/1986 No 1 No 4 4 210300 KY Trimble County (Unincorporated Areas)*** B D 19P 10/25/1996 9/1/2001 No 12 No 13 4 210080 KY "Warsaw (City, Gallatin)***" C D 19P 1/19/1976 8/19/1987 No 8 No 4 4 210140 KY "Whitesburg (City, Letcher)***" D D 19P-N 6/4/1975 12/3/1987 No 36 No 3 4 370398 NC Alexander County(Unincorporated Areas)* D D 115-CWG (GPO) 7/23/1990 2/1/1991 Yes 38 No 6 4 370050 NC Catawba County(Unincorporated Areas)* D D 115-CWG (C) 10/24/1973 9/3/1980 Yes 302 No 5 4 370681 NC "Harmony (Town,Iredell)*" - A 206-NP-CW - - No 0 No 1 4 370313 NC Iredell County(Unincorporated Areas)* D D 115-I 7/23/1976 5/15/1980 No 91 No 147 4 370146 NC Lincoln County(Unincorporated Areas)* D D 115-CWG (C) 1/27/1976 12/1/1981 Yes 44 No 7 4 370654 NC "Love Valley (Town,Iredell)*" - A 206-NP-CW - - No 0 No 4 4 370314 NC "Mooresville (Town,Iredell)*" C D 115-I 3/24/1976 5/1/1980 No 6 No 23 4 370135 NC "Statesville (City,Iredell)*" D D 115-I 2/12/1974 9/28/1979 No 35 No 23 4 370626 NC "Troutman (Town,Iredell)*" - D 15NP (ID) - - No 0 No 8 4 470285 TN "Atwood (Town, Carroll)***" - A 206-NP-CW - - No 0 No 1 4 470244 TN "Bruceton (Town, Carroll)" B B 19P-N 10/17/1986 2/1/1990 No 2 No 2 4 470222 TN Carroll County (Unincorporated Areas)*** B B 19P-N 5/15/1989 9/1/1990 No 1 No 49 4 470426 TN "Clarksburg (Town, Carroll)***" - B 196-CW-NP(ID) - - No 0 No 4 4 470137 TN "Clarksville (City, Montgomery)" C D 19PN 7/31/1975 6/15/1984 No 158 No 32 4 470305 TN "Hollow Rock (City, Carroll)***" B B 196-CW-NP - - No 0 No 1 4 470022 TN "Huntingdon (Town, Carroll)***" C C 19PN 3/10/1975 6/3/1988 No 0 No 12 4 470023 TN "McKenzie (Town, Carroll)***" B B 19P-N 1/3/1975 9/4/1985 No 3 No 4 4 470427 TN "Mclemoresville (Town, Carroll)***" - B 196-CW-NP(ID) No 0 No 3 4 470136 TN Montgomery County (Unincorporated Areas)*** C D 19PN 9/2/1975 6/15/1984 No 161 No 68 4 470243 TN "Trezevant (Town, Carroll)***" B B 196-CW-NP - No 0 No 2 4 350056 NM "Bernalillo (Town, Sandoval)***" D D 19P-N 1/17/1975 1/6/1983 No 153 No 5 6 350094 NM "Corrales (Village, Sandoval)***" D D 19P-N 10/14/1975 1/6/1983 No 137 No 10 6 350095 NM "Cuba (Village, Sandoval)***" B B 19NP-N - - No 0 No 2 6 350096 NM "Jemez Springs (Village, Sandoval)***" D? C 19P-N 4/21/1976 1/3/1986 No 8 No 4 6 350003 NM "Laguna (Pueblo, Sandoval)***" - B 196-CW-NP(ID) - - No 0 No 7 6 350148 NM "Lake Cochiti (Town, Sandoval)***" - A 196-CW-NP(ID) - - No 0 No 1 6 350146 NM "Rio Rancho (City, Sandoval)***" D D 19P 11/14/1990 4/15/1992 No 103 No 21 6 350138 NM "San Ysidro (Village, Sandoval)***" A B 196-CW-NP(ID) - - No 0 No 1 6 350055 NM Sandoval County (Unincorporated Areas)*** D D 19P-N - 6/30/1998 No 100 No 102 6 310257 NE "Carroll (Village, Wayne)***" - B 196-CW-NP (ID) - - No 0 No 2 7 310110 NE "Culbertson (Village, Hitchcock)***" B B 19P-N 7/18/1975 9/1/1986 No 0 No 3 7 310109 NE Hitchcock County (Unincorporated Areas)*** - B 196-CW-NP(ID) - - No 0 No 19 7 310289 NE "Hoskins (Village, Wayne)***" B B 19P-N 5/15/1975 3/1/1987 No 6 No 3 7 310108 NE "Palisade (Village, Hitchcock)***" B B 19P-N 8/1/1978 6/3/1986 No 1 No 1 7 310291 NE "Sholes (Village, Wayne)***" - B 196-CW-NP (ID) - - No 0 No 1 7 310112 NE "Stratton (Village, Hitchcock)***" - B 19P-N 7/31/1975 9/24/1984 No 0 No 1 7 310113 NE "Trenton (Village, Hitchcock)***" B B 19P-N 3/11/1975 9/1/1986 No 1 No 3 7 310231 NE "Wayne (City, Wayne)***" D D 19P 5/30/1974 12/2/1980 No 6 No 6 7 310484 NE Wayne County (Unincorporated Areas)*** B B 19P-N 2/9/1979 6/1/1988 No 1 No 23 7 310336 NE "Winside (Village, Wayne)***" - B 196-CW-NP (ID) - - No 0 No 2 7 460007 SD "Aberdeen (City, Brown)***" D D 19P-N 4/9/1973 6/1/1978 No 328 No 16 8 460006 SD Brown County (Unincorporated Areas)*** D D 19P-N 4/9/1973 9/30/1988 No 64 No 68 8 460105 SD "Claremont (Town, Brown)***" A A 19NP-N-NFP - - No 0 No 1 8 460008 SD "Columbia (City, Brown)***" C C 19P-N - 4/7/1994 No 0 No 3 8 460009 SD "Frederick (Town, Brown)***" D D 19P-N 3/24/1976 3/1/1978 No 4 No 3 8 460179 SD "Groton (City, Brown)***" D D 19P 8/8/1975 3/1/1978 No 11 No 2 8 460294 SD "Hecla (City, Brown)***" A A 19P-N-NFP 11/28/1975 9/3/1986 No 1 No 1 8 460065 SD "Stratford (Town, Brown)***" - A 206-NP-CW - - No 0 No 1 8 461199 SD "Verdon (Town, Brown)***" B B 19NP-N - - No 0 No 1 8 460298 SD "Warner (City, Brown)***" A B 19P-N 2/26/1997 6/8/1998 No 0 No 2 8 460011 SD "Westport (Town, Brown)***" B B 19P-N 3/21/1978 8/5/1986 No 7 No 2 8 Not Participating Non-Floodprone Compliant at LFD *Dewberry ***Baker Letter Type Index 19P-N LFD for RFIS; community participating in Regular phase; BFEs not affected; no appeal period required 196-CW-NP (ID) Minimally floodprone/non-participating/newly identified/establishes effective date for countywide FIRM. Establishes one-year period from the effective date to adopt ordinances. 19P LFD for RFIS; community participating in Regular Phase 206-CW-NP Non-floodprone/no FHBM/non-participating/establishes effective date for countywide FIRM 115-I-N LFD for PMR and LMMP; BFEs not affected; no appeal period required; 6-month compliance period required 115-CWG (GPO) LFD sent to communities on revised countywide map panels. New map panel to be issued to community but community has no new info reflected within their corporate limits. Community needs to update ordinance to reflect new effective date. (Compliant community) 115-I LFD for PMR and LMMP; no appeal received; 6-month compliance period required 15NP (ID) Non-participating/newly identified community. Finalizes BFEs and establishes 1 year period from effective date to adopt ordinances. 19NP-N Not Participating; non-affected community 19NP-N-NFP "Not Participating; non-affected community, non floodprone" 19P-N-NFP LFD for RFIS; non-floodprone community; participating in Regular Phase; shown on countywide map as non-floodprone
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# Presentation: 798315 ## Assessment of the ECCO2 optimized solution in the Arctic An T. Nguyen, R. Kwok, D. Menemenlis JPL/Caltech IICWG/S4D workshop, Copenhagen Oct 15-17, 2008 - Assessment of the ECCO2 optimized solution in the ArcticAn T. Nguyen, R. Kwok, D. MenemenlisJPL/CaltechIICWG/S4D workshop, Copenhagen Oct 15-17, 2008 ## Outline: - ECCO2 - Optimized solution in the Arctic - Sea ice: - Extent  summer 2007 - Velocities & fluxes - Thickness - Ocean: - hydrography - fresh water content - heat & volume fluxes - Summary - Arctic solution: 53% cost reduction - Greenland Sea ## ECCO2: ## ECCO2: - controled parameters **Modified Cost**: *J* = (**y**o – *G*(**0**))T **W** (**y**o – *G*(**0**))  (**G**(**** – ********+ ****)T **W **(**G**(**** – ********+ ****) -  (****– ********T**G**T**WG**(****– ********+ ****T**W****** **G**(********) **** ## ECCO2: - [**y**o] - [****] ## Regional Arctic solution: _**Ocean model:**_ - ~ 18km horizontal, 50 vertical levels - volume-conserving, C-grid - Surface BC’s: ECMWF / ERA-40 - Initial conditions: WOA05 - bathymetry: GEBCO - KPP mixing [Large et al., 1994] _**Sea ice model:**_ - C-grid, ~ 18km - 2-catergory zero-layer thermodynamics [Hibler, 1980] - Viscous plastic dynamics [Hibler, 1979] - Initial conditions: Polar Science Center - Snow simulation: [Zhang et al., 1998] ## Regional optimized solution: - Sea-ice velocity, sea-ice thickness, CTD profiles, - Parameters: - Salt-plume parameters, air / sea-ice drag coefficients, sea-ice and ocean albedos, sea-ice strength, initial conditions, freshwater content, etc. - Solutions: - Baseline: A0 - Optimized: A1 - Cost: (m-d)T W (m-d) - [****] - [**y**o] ## Sea ice extent ## Sea ice extent ## Sea ice thickness ## Sea ice velocity - Passive microwave derived - 1992-2002 ## Sea Ice flux: **Sea Ice flux:** ## Arctic ocean hydrography - Nguyen et al, [2008], *submitted to JGR-Oceans* ## Arctic ocean fluxes: Bering Strait - [Woodgate, 2006] ## Arctic ocean flux: Fram Strait - [Schauer 2006] ## Arctic ocean flux: Fram Strait ## Summary: - _Summary:_ - Arctic Ocean: - Summer 2007 sea-ice minimum - Realistic Halocline - Freshwater: compatible with Serreze estimates - Berring Strait: all fluxes compatible with measurements from Woodgate [2006] - Fram Strait: all fluxes too low compared to Schauer [2006] ## END - _END_ ## Arctic ocean (5): Fresh water volume:
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Bibliography generated using Astrophysics Data System (ADS) Abstract Service (URL is http://adswww.harvard.edu/abstract_service.html) Using keyword Apollo Soyuz Test Project over the period 01/70 to 08/94, total number of references selected: 40 Key for references: (i) references of the form 1985N87-11648 are generally stand-alone documents such as reports, or studies. (ii)proceedings are also listed in condensed format: e.g., tap...proc means Testing the AGN Paradigm, Proceedings. (iii)journal references are generally obvious: e.g., ApJ for Astrophysical Journal To find more expanded version of reference and/or paper abstract, access above URL on WWW/Mosaic. Bibcode Score Date Authors Title 1982PhDT.........7C 1.000 0/82 CHAKRABARTI, S. A study of the large-scale structure of the plasmasphere using extreme ultraviolet observations 1981JGR....8610038P 1.000 11/81 PARESCE, F.;FAHR, H.;LAY, G. A search for interplanetary He II, 304-A emission 1980A&A....83L...1S 1.000 3/80 STERN, R.;BOWYER, S. Point source contributions to the extreme ultraviolet background 1980A&A....83...58F 1.000 3/80 FREEMAN, J.;PARESCE, F.; Observations of interstellar helium with a BOWYER, S.;LAMPTON, M. gas absorption cell - Implications for the structure of the local interstellar medium 1979xras.proc..287M 1.000 0/79 MALINA, R. F.;BOWYER, S.; First spectrum of an extra-solar object in PARESCE, F. the extreme ultraviolet The white dwarf HZ 43 1979PhDT.........7F 1.000 0/79 FREEMAN, J. R. EUV observations of the local ism 1979ApJ...230..755S 1.000 6/79 STERN, R.;BOWYER, S. 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Helium glow detector experiment, MA-088 1978ApJ...224..167M 1.000 8/78 MARGON, B.;SZKODY, P.; Extreme-ultraviolet observations of dwarf BOWYER, S.;LAMPTON, M.; novae from Apollo-Soyuz PARESCE, F. 1978ApJ...219..585C 1.000 1/78 CASH, W.;BOWYER, S.; Possible detection of an extreme-ultraviolet FREEMAN, J.;LAMPTON, M.; source at 500 A PARESCE, F. 1978A&A....70..431A 1.000 11/78 AYRES, T. R.;LINSKY, J. L.; Upper limits on extreme ultraviolet radiation MARGON, B.;BOWYER, S. from nearby main sequence and subgiant stars 1977N78-17094.....N 1.000 0/77 NIKOLSKIY, G. M.; Artificial solar eclipse: Experiment MA-148 SIMONOV, A. I.;KIM, I. S.; GUILA, R. T.;JENNESS, M. D.; LUNDE, A. N. 1977N77-24050.....S 1.000 3/77 SCHAEFER, H. J. 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A.;FRIEDMAN, H.; Cygnus - Rocket and Apollo-Soyuz results FRITZ, G.;SHULMAN, S.; YENTIS, D.;NARANAN, S. 1977ApJ...213L..25S 1.000 4/77 SHIPMAN, H. L.;MARGON, B.; The atmosphere of Sirius B. II - BOWYER, S.;LAMPTON, M.; Extreme-ultraviolet observations PARESCE, F.;STERN, R. 1977A&A....54..623G 1.000 1/77 GREENSTEIN, G.;MARGON, B.; A search for thermal extreme ultraviolet BOWYER, S.;LAMPTON, M.; radiation from nearby pulsars PARESCE, F.;STERN, R.; GORDON, K. 1976N77-17992.....K 1.000 0/76 KAUFMAN, F.;RAWLING, W. T.; The O(3P) and N(4S) density measurement at DONAHUE, T. M.; 225 km by ultraviolet absorption and ANDERSON, J. G.;HUDSON, R. D. fluorescence in the Apollo-Soyuz test project 1976IAF..meet.NASAB 1.000 10/76 BUDINGER, T. F.;TOBIAS, C. A.; Light flash observations during Apollo-Soyuz HUESMAN, R. H.;UPHAM, F. T.; WIESKAMP, T. F.;SCHOTT, J. U.; SCHOPPER, E. 1976cospameet.....B 1.000 6/76 BENTON, E. V.;PETERSON, D. D.; Summary of measurements of high-LET particle HENKE, R. 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B. 1976apso.nasa....2B 1.000 2/76 BOWYER, S.;FREEMAN, J.; Interstellar helium flow experiment MA-088 PARESCE, F.;LAMPTON, M.; MARGON, B. 1976apso.nasa....1B 1.000 2/76 BOWYER, S.;MARGON, B.; Extreme ultraviolet survey experiment MA-083 LAMPTON, M.;PARESCE, F.; STERN, R. 1976ApJ...210L..79M 1.000 12/76 MARGON, B.;LAMPTON, M.; An intense extreme-ultraviolet source in BOWYER, S.;STERN, R.; Cetus PARESCE, F. 1976ApJ...203L..71L 1.000 1/76 LAMPTON, M.;MARGON, B.; Discovery of a nonsolar extreme-ultraviolet PARESCE, F.;STERN, R.; source BOWYER, S. 1975S&T....50....4M 1.000 7/75 MARGON, B.;BOWYER, S. Extreme-ultraviolet astronomy from Apollo-Soyuz
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\<CREW Talk\> Q: So then... \<laughs\> **Frederick Reese:** So then it was that uh.. after having experienced this act across the bridge and now uh.. Dr. King has indicated uh.. that those persons who want to come to Selma, and now we have people who are comin' to Selma now, to- and to give the kind of assistance to the people of Selma. As I said before, that Selma became that ecumenical gathering of all races, nationalities, all religions, and now people who came to Selma, the first thing they wanna do was a march. We had marches all over Selma. Uh.. they wanted to come and be a part of whatever 'a march' meant, for the right to vote. And so it was then, after having to wait until the federal courts gave us permission to march across the bridge, down Highway 80, uh.. east. Then uh.. the uh..- decree came, that we had the right to march down Highway 80, and to be protected. And I should imagine that some of those State Troopers, who really beat heads that day, had to protect us on uh.. March the 21^st^, the successful march, from Selma to Montgomery. And so, we left Selma, March the 21^st^, and uh.. we.. reached Montgomery on Wednesday, Wednesday evening. And when we got to Montgomery, there was a long flatbed truck there, used as a stage. Entertainers from all-all over the world came to entertain us, such as Harry Belafonte, uh.. Peter, Paul and Mary, and Sammy Davis Junior, James Baldwin, and other entertainers- because on that Thursday morning, we were to get up and to complete the march from St. Jude, camping ground, to the capital, where Dr. King was supposed to make that speech, Thursday, at noon. And so it was that uh.. Thursday morning we got up and formed the line of march at uh.. St. Jude. And that line- the front line of that march- to my left marched Jose Williams holding his daughter. I marched next to him, Mrs. King marched next to me, Dr. King marched next to her. To Dr. King's right marched uhm.. the Nobel Prize Peace winner, Dr. Ralph Bunch. To his right, marched Mrs. Abernathy. To her right marched her husband, Rav Abernathy. To his right marched John Lewis, who today is a United States congressman from Georgia. To his right marched uh.. A. Phillip Randall, who was at-at that time the president of the Porter's Union, and of course he was one of the organizer of the 1963 march on Washington, where Dr. King made that famous speech, "I have a dream." And to his right- all from the picture I have now, marched Rosa Parks. That's the front line of that march, moving down Dexter Avenue, in Montgomery Alabama, on the way to the capital. And everybody ask- estimate 50,000 people, a sea of humanity, moving down Dexter Avenue, to move toward the capital steps to hear Dr. King make that speech that day. As I sat on.. the steps, lookin' out over that crowd, it was a feeling of great triumph and victory for having gone through all of the indignities and all the sacrifices that we had made prior to that time, and now we had reached the capital of Alabama, but Dr. King would make that speech that day. And from that particular day, we had the feeling that we had overcome, many of the obstacles that had been placed in our path, and then because of that march, congress, the United States Congress, then proceeded to uh.. pass the 1965 Voting Rights Act and Lyndon Baines Johnson signed in the Law, the 1965 Voting Rights Act, based on what happened across that bridge and in Selma, Alabama. And now it is history, that all men, of age and of color, would have their right guaranteed by the constitution of the United States of American. Q: It's been about 40 years since then. **Frederick Reese:** 38 years since the march. Q: What's going to happen here on the 40^th^ anniversary? **Frederick Reese:** Well we-we want to look back and see and make assessment of really, what type of real progress that we can really point to as a result of this uh.. Voting Rights Act. And what we need to do, in order to actually make it uh.. enforceable in a most uh.. dynamic uh.. force in our communities to help upgrade and to actually give the kind of uh.. impetence \[ph?\] is needed, in order to rise and to bring to bear the rising of uh.. black uh.. power. When I say 'black power', I mean people of color, who have been denied rights that now they would have the opportunity to have uh.. the proper type of uh.. influence, as a result of the right to vote and position in community, makin' a difference, to make an assessment of where we are now and of what we need to do, in order to make that Voting Rights Act more real and more dynamic, in bringin' about a change, in our cities, in our state, in our nation. Q: Can you give us a preview of that assessment? What would you say to young people? **Frederick Reese:** Well I think that uh.. as we look back and-and try to make that assessment from whence we have come, and then to assess what type of influence that we have had on the young generation, or the younger generation, and what might be their perspective. How do they see uh.. the Voting Rights Act uh.. being a part of their daily uh.. lives, and how can it impact upon their future? And I would think that as we look at the educational system and we need to do a greater job in educating our children, of the legacy that has uh.. been portrayed in many different areas. Sometime we do not do a good job of actually uh.. teaching our children, their history, and to give them the proper perspective, to get them involved in trying to make a difference. So therefore they are not uh.. as in tune to try to make that difference because we are not doin' the kind of job we should do in bringin' to their uh.. remembrance all of the struggles that have gone on. So we need to do a better job of that, in our schools, and to make sure that the history books are written correctly and that they would be given the opportunity to uh.. be uh.. involved in the kind of lives that blacks, black leaders in the past, have portrayed and the kind of sacrifice they have given that they might, at this point, be recipients of uh.. a greater uh.. life, a greater quality of life, for the young people. Q: Good. \<CREW talk\> Q: At what point do you start covering this movement here, in Selma? **Alvin Benn:** Well I arrived in Birmingham on August 4^th^ of 1964. That date's significant. That's the date that they found the bodies of \_\_\_\_\_\_\_\_\_\_, Cheney \[ph?\] and Goodman in Mississippi. Uh.. I then worked at uh.. UPI's office in Birmingham for 2\_ years and became bureau manager during my last year. That's when the Selma to Montgomery march was conducted, of course. Uh.. the day the march began, on March 21^st^, two weeks after Bloody Sunday, I uh.. was in Birmingham- I was told to hold down the fort up there. Somebody planted locker boxes full of dynamite all over Birmingham. The idea was to take the uh.. focus away from Selma- not that that could happen- but uh.. I spent the longest day of my career, from like 9 in the morning till 4 or 5 the next morning, 'cause every time we went and- somewhere where where a bom- a box was found, a locker box, well, they'd find another one- and from one place to another. Q: How many total? **Alvin Benn:** There were- there were, I believe, six boxes, five or six boxes, with 50 sticks of dynamite in each one. And a friend and I stood over a couple of 'em and listened to it ticking- what a stupid thing to do, right? But we're young, we didn't know what the hell we were doing. So uh.. the last one was at the house of A.D. King, Dr. King's brother. \<CREW talk\> **Alvin Benn:** Remind me to get you a special section that we had on the movement. I think you'd really like it- a lot of stories in there. Q: Yeah? **Alvin Benn:** Uh hum. And unusual- a color photograph of the marchers coming down the bridge. I'd never seen a color shot before. Q: Is that right? **Alvin Benn:** Yeah. \<CREW talk\> **Alvin Benn:** Boxes full of dynamite. Q: 50 sticks a box, the dynamite, you're talking about... **Alvin Benn:** Right. Q: ... the diversionary boxes of dynamite at Birmingham. So what was the attitude of most editors in the south, towards this movement for civil rights? **Alvin Benn:** That's a very good question and the main- the main thing is that uh.. most of your editors and publishers were part of the establishment. They were white. Uh.. those of us who came into the south working for wire services didn't have any allegiance to these folks- that's why we were detested by so many in the establishment. They knew that the story was gonna get out, through Associated Press or United Press International. We were the ones on the firing line. We were the ones that they went after. Dick Valarianni \[ph?\], for instance, from NBC, they put black paint on his camera lens, up in Marion, and they did- they beat him, put him in the hospital. Uh.. so there were only a handful of us, compared to the thousands of editors, reporters who were raised in the south. Uh.. I was born and raised in the south too, southern Pennsylvania. So. Q: \<laughs\> **Alvin Benn:** So uh.. they didn't care- they didn't cutch- care much or they just couldn't understand what I was sayin', so uh.. we knew- we knew we had a very important job to do. We didn't know we were writing history, which was very important, uh.. a chance to cover events like what happened on the bridge with Bob Mouts and John Lewis and those heroes that went across the bridge- uh-uh.. those of us on the bridge that day, caught the teargas- uh.. they came close to getting some billy clubs on their skulls too, you know. But I was in Birmingham that day, and it was very important that we covered the whole state. And that's what happened. Q: FCLC, SNIC folk, were very knowledgeable of how useful the press was to this whole movement. Did you guys ever feel like you were being used? It was a symbiotic kind of a thing, wasn't it? **Alvin Benn:** Well it was. I mean, they used us, we used them. I mean, it was the biggest story in the world at that time. So they knew our schedules, they knew our deadlines, they knew uh.. what time we had to get our reports into Atlanta or New York. And we knew what time they were going to march. So it was a relationship that uh.. worked well, or bad, depending on how you looked at it uh.... Q: And television was coming in, full force. **Alvin Benn:** That's what captured the movement. Bloody Sunday, as you well know, uh.. when they interrupted Judgment at Nuremberg that night on AB-ABC- uh.. it stunned people. Today, they probably wouldn't give it a second thought because of what's happened over the last 40 years. But uh.. back then that was significant. Q: How did you feel being caught up in this swirl of emotion, of drama, of violence? **Alvin Benn:** It was exciting. Exciting. Wow, here I was, a 24-year-old kid, 25 at that time, and uh.. my stories were in the Washington Post, the New York Times, the Okinawa Morning Star even, you know. So, uh.. I had a ball- long, long hours, didn't make much money, but I knew that history was being written and I knew that the Voting Rights Movement was more important than the Civil Rights Movement. It really was, because it changed the face of the nation, much more so than being able to eat at a lunch counter- the fact that black folk could elect folks of their own sk- uh.. color, uh.. it-it changed things, it-it-it made black people equal, put them in office, uh.. very important positions across the south. You can take a look at things today and see. In some of these counties there are no white elected officials. Q: What are the kind of press reports you and others filed about Selma and the other things? It was always the leadership gloss but there were a lot of unsung heroes. Did you ever get to these kinds of people, like Mrs. Mays? And there were so many stories. How did you deal with your editors? **Alvin Benn:** I think unfortunately they became faces in the crowd, nameless, faceless people. They were there. Uh.. they were part of it. They uh..- the movement could not have succeeded without the foot soldiers, and that's why the Voting Rights Museum is so important here in Selma, to be able to uh.. to recognize these folks who didn't get their names in the paper or on television, but they were the ones that were out getting their heads beaten in and tear-gassed and everything- and being arrested and taken out to Camp Selma- uh.. they made the movement a success, by being there. They didn't get anything in return. They didn't become celebrities, dignitaries or anything like that. Q: Another part of the story that was ignored or avoided is how young a lot of the warriors were. Did you ever report on that? **Alvin Benn:** Oh, we did, certainly. You-you know, you had school kids uh.. children that came out of school. You could look in Birmingham and see the-the kids on the street corners up there when the fire hoses and the police dogs and everything. Same thing down here- a lot of students were in the movement and they were picked up and sent out to Camp Selma. Then they were released but it showed the commitment they had to the movement and to uh.. to equality, and I think it was very important. Q: I need a take from you about the significance of all of this. Folks who come to this museum are going to be pretty much very young. What does all this mean, what does it signify? **Alvin Benn:** I think- it was the greatest social upheaval, I think, of the 20^th^ century, and it-it proved that anybody in this country can play a major role in making significant changes. In this case, in Selma, the Voting Rights Movement, that uh.. a 10-year-old child could play an important role in changing history for the good. And it proved that- that you didn't have to be a Dr. Martin Luther King Junior, you could be uh.. a 10-year-old or 11, whatever, from a junior high school, and go out and march for what you feel was-was right, and help make that change. No one will know who you were, any more than people would know the names of those on the Arizona, for instance. But by being there at that time in history, that made a great deal of uh.. of difference, had a tremendous positive impact on history. Q: I grew up in the south. Has the south changed? **Alvin Benn:** Has south Boston changed? Q: No, I'm talking about lower Alabama. **Alvin Benn:** L.A., right? \<laughs\> Q: L.A. Has lower Alabama changed, or is it still as racist a place as it ever was? What do you say? **Alvin Benn:** Oh I-you gonna have racism no matter what- no matter what the uh.. federal legislation might be, you're gonna have people who don't want to associate with black people, or vice versa, with white people. And you can look at the country clubs, you can look at a lot of places. Uh.. look at Selma. You've got a white Masonic Lodge and a black Masonic Lodge. You've got uh-uh.. many uh.. segregated- I'll give you a good example. Our son uh.. is a member of the uh.. Prince Hall Chapter of the Mason. He came back from college, they wouldn't let him come to a meeting 'cause he was white. Now you tell me, hum? It works both ways. He's a member of kappa alpha si, you've heard of that- he was president of his- the first white president of this black fraternity at Troy State University. Uh.. so there's been tremendous positive changes through the years, and yet you can look at it and see, there's still a long way to go. And it will be, maybe a hundred years from now. You don't change history in a hundred years- it may take you two, three hundred. Q: It seems that black folks are making great strides politically here. Does it translate into economic benefits for black folks? **Alvin Benn:** It has, I think, for those with education. For those who don't have it and they work in cut and sew factories or chop heads off chickens and things like that, they're not gonna go anywhere. They're not gonna make much more than minimum wage. That's why education is so important. And I think you- we've seen that happen. Q: I run across a lot of reluctance in some white characters whom I'd really like to speak to who are integral to this story. They don't want to talk to me here. There's still a lot of residual memory of the pain of this experience, or am I exaggerating? **Alvin Benn:** Well you gotta remember that in Selma, uh.. the white population is decreasing, but the white people still control this town uh.. economically. They run the banks or the lawyers and the doctors. The last thing they wanna see is themselves being pictured as some kind of a wild-eyed liberal. Uh.. that's the way it is. You know, 150 years ago, they'd be out in the field with maybe a white Panama suit on. Uh.. but times have changed and you have people who really wanna get along. One Selma- I'm not sure if you're familiar with that group or not, here in town- Austin Fits is uh.. one of our local historians- he'd be a good one for you to talk to. Uh.. this is a biracial group that came together to try to solve some of the problems in Selma, which is great. Q: Over the next couple of days I've got a couple of guys I really want to talk to. **Alvin Benn:** Dick Morthland \[ph?\]- I don't know if that name has been mentioned to you. He was a former bank- the largest bank in the area and he was president and he's one of our two resident liberals, I think- he and Austin kind of share that. Q: At any time in your career, had you thought of leaving the south and going to do your reportorial work elsewhere? Why do you stay here and do this? **Alvin Benn:** We love Selma, and we love the south. There's just no other way around it. Our children were born uh.. in Alabama and uh-uh.. I'm comfortable here- and so's my wife. We have good friends, white and black. We're one of the few white families left in the black neighborhood. But I didn't buy that house, you know, for racial reasons, I bought it because it was a nice house and we wound up with very nice neighbors. Uh.. we're the only white family in our whole street, you know. Big deal. Q: They're good people here. I've interviewed a number of very good people. Who am I missing? Is there somebody really special? Especially white folk. Jean Martin, I had a wonderful interview with her. I think she just cancel me out. **Alvin Benn:** We're the only two here who know what that means, right? Q: \<laughs\> Probably, probably. I give away my age at every turn. I don't know about you. **Alvin Benn:** And you say 23 skidoo. Q: Now you're giving away your age. I didn't go back that far. Who am I missing? **Alvin Benn:** Well I mentioned Austin Fits, uh.. he was born and raised in Tuscaloosa, a native southerner, Dick Morthland, form president of People's Bank and Trust. Those two. Talk to them. You can contact Austin- this week they're doing a documentary, I believe, on the uh.. the nuns who came into Selma uhm.. and they're making a-a T.V. production out of that, I think. He's involved in it. But you can reach Austin, he lives on Church Street. Q: Let me loop back. You covered the march that ultimately resulted in people walking from Selma to Montgomery. **Alvin Benn:** Well, like from a distance. Like I said, it was from Birmingham. Q: Birmingham. **Alvin Benn:** And uh-uh.. the day they- when they tried to- when they planted those locker boxes all over Birmingham, it was to take the attention away from Selma. But I would come down to Selma and cover court hearings involved in the march and the subsequent events that occurred, you know. Q: Right. I'm looking for pictures you could paint for me. Were you there in Montgomery for King's speech. **Alvin Benn:** No, uh-uh. But I got to know him pretty well up in Birmingham when he would come in. Q: Did you? **Alvin Benn:** Yeah. Q: Last question. Are there unsung black heroes in this area? Paint me a picture of somebody who's truly impressed you in terms of their commitment, their stalwartness, the breadth of their activities? **Alvin Benn:** During the time that I've been here or... Q: During the time that you've been here. **Alvin Benn:** Uh.. Jim Stallings uh.. was a former department head with the city, uh.. Sanitation- would be a good one to talk to. Uh-uh.. Q: I'm going to try and talk to Smitherman too. Tell me something about him. He seems to be something of a masterful politician. Am I wrong about that? **Alvin Benn:** He's one of the best I've ever been around. You know, he comes across uh.. as someone who uhm.. maybe lacks some of the social graces and everything, but he is shrewd. He's a small-town Dick Daily uh.. or uh.. Wallace. He's a populist. He copied Wallace's uh.., you know, style of-of politics. Uh.. he was elected and served 40 years, first as a council member and then as a- as a mayor. And uh.. he knew how to fill the pot-holes. He knew what it took to stay in office. Uh.. he had- he was brilliant in terms of knowing that times were changing. So he began to appoint blacks to department head positions, knowing full-well that, hey, they have wives and children- if you keep them in office and their money coming in, they continue to vote for Smitherman, which stunned so many. I remember when he- when he ran against Reverend Reece, back in the mid-eighties, they-they said, "Well, of course. There's no way Smitherman could win." Well, he did win, because all the people he had appointed and made uh-uh..- and helped create this middle-class- you know, whether you were uh.. working in sanitation or public works or whatever, you wanted to keep that job. And they- and you knew that if Smitherman stayed in office and you minded your P's and Q's, you would keep that job. But at one point- he knew with the demographics, the population, that his time would come to an end- he could see that back in the early eighties and that's what happened three years ago. Q: Good. We're done. We can cut. \<CREW talk\> Q: I noticed when Scotty was here the other day, that he too work a set of coveralls like this. Is it true that this was like the SNIC uniform when you guys was out here? **Bob Mouts:** Well, not just here but uhm.. throughout the south, uh.. Georgia, Alabama, Mississippi, wherever we worked, it basically was. Q: Can you take a piece of my question and put it in your answer? Tell me about what you're wearing. **Bob Mouts:** Uh.. basically these coveralls were used uh.. not-not only by SNIC workers who worked in rural areas, uhm.. but also people in the- that we worked with w-wore, overalls. So it was a part of a way of identifying with them, and also as a means of blendin' in with-with the community. Q: When did you join SNIC and what was your motivation for doing so? **Bob Mouts:** Well, let me give you some background. Uh.. my involvement uhm.. in the civil rights movement came about when I was 16-years-old, in the 11^th^ grade. In Atlanta, there was the Atlanta Student Movement whose former name was the Committee on Appeal for Human Rights. Their headquarters was located in the block uh.. from my house. And I used to see these college students coming by the house with picket signs, going downtown Atlanta, to Richies, to Walgreens, to Kresges, and other places of public accommodations. I became curious, and went to Rush Memorial Church uh.. where the headquarters was, in the Atlanta University Center. Uhm.. I was the youngest member of the Atlanta Student Movement. Uh.. the leader uh.. of the- of the- of the group, Lanna King, would not let me go to demonstrations because students were being arrested. And I was the youngest one, which meant that I would go to juvenile detention, as opposed to jail, with the rest of 'em. My uh.. first responsibility there was what I call, captain of the picket signs. The Atlanta Student Movement had these very well-made uhm.. picket signs and my job was to make sure that they were clean, they were properly stacked and issued when students went uh.. downtown Atlanta to demonstrate at pl-places of public accommodations. I was also the janitor, to keep the place clean. They paid me \$3.00 a week for doing that. But one of the other things that the Altanta Student Movement did, as a fundraiser, we would have these uhm.. dances called freedom hops. And my job was to- I would do the design to draw up the posters for the freedom hops uhm.. where Gladys Knight and the Pips used to do these fundraisers for the Atlanta Student Movement. During the same time, the SNIC office was three blocks in the other direction from my house, and I would go to the SNIC office and sit around there and helps answer the phone, uh.. stuff envelopes- this is early- this is early 1960 to 1963- uhm.. answer the phones, stuff envelopes- got to know some of the first people who were involved with SNIC. Uh.. from that uhm.. I- at the same time, in 1961, I was at Morehouse College, uhm.. I dropped out of school uhm.. to go work full-time in the movement in southwest Georgia. I distinctly remember Sunday morning, one Sunday morning, sitting on the porch talking with my dad, about uh.. dropping out of Morehouse. We're the first generation college students and that means a lot to your parents. I am the only male, the youngest of four siblings. And I told my dad that uh.. I wanted to drop out of school, to go work full-time in the movement. The first thing he said, he say, "You been studying too hard." Uhm.. "Maybe you need- just need to take off a semester, get a job or somethin', but you're probably studying too hard." I persisted in my uhm.. conversation with him to drop out of school. But I remembered that the last thing he said, he said uh.., he say, "You can't help it, because you got it in your blood." It would be years later, I was married in south Georgia, and my dad came down to Albany to help me paint the house before I full- before I fully understood what he meant. During the course of our working around the house and painting, he told me a lot about his fore-parents. One of the things he told me was his great aunt- uncle, rather- Matthew, who had been brought a slave uh.. from West Africa to Brazil- and after the emancipation, came up through Florida. My dad was 85- when he died at 85, he described Matthew, this uncle Matthew, as a tall, dark man with furrows across his brow, who always talked about going back to Africa. And if you wanted a fight out of him, you talked with him about being a slave. So it took uh.. several years for me to understand what my dad meant when he said, "You have it in your blood." Q: I left the south about the same age as you started getting involved in the movement. I try to get kids today to understand the motivation. What was moving you? **Bob Mouts:** Let-let me uh.. try to explain it to you this way. It has been my experience in many instances where you uh..- where you be asked- won't be asked, "Why do you do what you do? What was the motivation in your- for your uh.. participating in the Civil Rights Movement? Well, usually- the classic answer is because we demand our constitutional rights through first-class citizenship. That's the classic answer. But there is usually something below the surface that really motivates you. The thing- and I didn't know this for many years- it was not until 1990 when I met Emmett Teal's mother, in Detroit, and she was talking about how.. she had to examine.. her son's mutilated body. Emmett Teal was 14-years-old, I was 12-years-old, but... I remember when she started talking about that, I started to cry, because there was this flashback when I was 12-years-old in Atlanta, I would ask my parents and I would ask my teachers, what is a wolf whistle?- because Emmett Teal had allegedly been killed for wolf whistling at this white woman in Money, Mississippi. There was all these flashbacks, when she started talking. And I did not really fully realize, until 1990- this is 30 years later- what had been the motivating force, behind my involvement. Not only that, in talking with other people of my age- most of the people in the Movement was two or three years older than mine- it was not the Montgomery bus cot-boycott, it was not the demonstrations in-in Albany, Georgia. For people of my generation, it was Emmett Teal's death that motivated us more than anything else. It was 30 years before I fully understood what had been driving me. We give the classic answer of being first- want to be first class citizens now- but it was Emmett Teal's death uhm.. that really was the driving force in my life that has- that uh.. made me more determined and more resolved in being able to bove \[ph?\] toward uh-uh.. justice. Q: Yes. I'm with you. I was in Birmingham at the time and I remember that. It was catalytic for a lot of people getting in the movement, and it was transformative for understanding the nature of this thing over here. **Bob Mouts:** Uh hum. Q: It was the first thing we dealt with in Eyes on the Prize. **Bob Mouts:** Uh hum. I remember- I remember very distinctly in Atlanta- the uh.. Atlanta World and papers and the-the radio station was full of news about Emmett Teal's death, and I remember his mother, Miss Mammy Teal, at the time, said, "I want the world to see what they did to my son." And that has b-been written indelibly in my mind and my heart all these years. And I was fortunate enough to meet her, and we established a friendship, and I thanked her, for what she had done, because it's-it-it was the catalyst- it moved my generation more than anything else. Q: How did you get to Selma? Or am I leaping over some stuff? **Bob Mouts:** Well-well, I-I spent uh.. some time in southwest Georgia, working for SNIC, uh-uh.. Americus Georgia, Lee County Georgia, Sumter Counties Georgia, Tyrrell Counties Georgia. Uhm.. and I had gone back to school, to Morehouse, uhm.. studying again- I considered myself a good student. Uhm.. and my buddy, Frank Smith, who was from Newland, Georgia, was also involved in the Atlanta uh-uh.. Student Movement had-had spent some time in Mississippi. We were at Frank's apartment- Frank wanted to be a lawyer, I wanted to be a doctor, and we thought that we had made our hit, for the movement. Jim Bellville comes to Frank Smith's house and says there is before the United States Congress, a Voting Rights bill. We told Be-Bellville to get lost, uhm.. that we had uh-uhm.. did our stinch \[ph?\] in the movement and that we wanted to uh.. go get our degrees. It was not long after that that I found myself uh.. in Alabama, \<laughs\> uh.. back on the front line again. The first time I came to Alabama- with-with uh-uh.. SNIC people, uh.. Ivanhoe Donaldson and some students at the University of Michigan had raised uh-uh..- had done uh.. this thing to raise- to get books to bring to Miles College, in Birmingham, in its effort to seek accreditation. So some of 'em, when they came from Michigan, stopped in at Atlanta- Julian Barnes, John Lewis, uhm.. and some other SNIC people came to Alabama to deliver these truckloads of books to the university- to the sch-college there. Uhm.. the second time I came to Alabama was with Dr. King and his entourage, and John Lewis and myself, from SNIC, because we had read in the Atlanta papers that the various offices of registrars would be open throughout Alabama. And we came on a-a- to see whether they w-were open or not. We came to Selma, uh.. Greene County, Wilcox County and Lowndes County. The third time I came to Alabama was to participate in the Selma to Montgomery March. Uhm.. the position of SNIC- the Student Non-Violent Coordinating Committee, was they were not going to participate in it. And a lot of people don't understand why SNIC uh.. took that position. You must remember that right before that, the year before that, was the Mississippi Freedom Summer and the Mississ- and the- and the- the Mississippi Freedom Democratic Party, that had these challenges uh-uh.. in Atlantic City. And I think a lot of people were despondent and dismayed to- and- it was an eye-opener in terms of just how the electoral politics worked in this country. So many of them with this-this despondence said they weren't going to participate in it. My position was that I wanted to go. And I came in with John Lewis- as a matter of fact, I drove a car uhm.. in for us to come to participate in the- uh.. in the Selma to Montgomery March. Q: This march was precipitated by a specific event. What happened? **Bob Mouts:** Uh huh. Yeah. It was \_\_\_\_\_\_\_\_\_ for Jimmy Lee Jackson, primarily over in Marion County because a demonstration had taken place and uh-uhm.. the real- the first thought was to take Jimmy Lee Jackson's body- to put it at the State capital at the foot.. of the- of the capital, and at the feet of George Wallace- and he had been killed by a State Trooper. Then it was sort of amended so that we would go uh-uh..- that uhm.. we would march from Selma to Montgomery, around the whole issue of-of the right to vote. Because at the same time, remember, there was before the United States Congress, this Voting Rights bill. Q: You were at the head of the two-by-two aggregation of folk who made this march. **Bob Mounts:** Uh hum. Q: What do you remember? **Bob Mouts:** Well, uh.. what I remember is that people from all over the black belt, had come to Brown Chapel Church, to march, from Selma to Montgomery. Uhm.. Dr. King was not there that Sunday, but people had-had come with knapsacks and shopping bags and uh-uh.. sleeping bags, to go- to march to Selma to Montgomery, again. Dr. King again was not present. Jose Williams ... \#### End of CD 14 \####
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# Presentation: 310974 ## How To Apply For Grants using Grants.gov **Office of Departmental Grants Management and Oversight** **U.S. Department of Housing and Urban Development** **March 2005** ## HUD eGrants Update for Grantees ## HUD & Grants.gov FY 2005 **HUD moves to electronic submission of Grant Applications for Competitive programs** **(Only exception Continuum of Care)** ## Slide 4 ## Download Application Viewer **What You Need for the viewer** **In order for PureEdge Viewer to function properly on your computer, you must meet the following system requirements:** **Windows 95/98, ME, XP, NT, 2000** **Pentium 133 processor (Pentium 200 recommended)** **24 MB of RAM (64 MB Recommended)** **10 MB disk space (20 MB at installation)** ## Download Application Viewer **What You Need for the viewer** **In order for PureEdge Viewer to function properly on your computer, you must meet the following system requirements:** **Web Browser: Internet Explorer 4.0 or higher or ** **Netscape Communicator 4.0 or higher (including 6.1 but excluding 6.0 and 7.0)** ## Download Application Viewer **After completing the necessary installation screens** **You may be asked to restart your computer to complete the installation. This is perfectly normal and when you computer restarts, simply proceed to the next “Get Started” step.** ## Download Application Viewer **If you have problems setting up the software** **You may not have security permissions to install new programs on your computer. If this is the case, you should contact your system administrator.** ## Download Application Viewer **Guidance on this process is included in the Tutorial** **User Guide and Help sections of this site. Just click the “Tutorial” the “Customer Support” tab or the Question Mark (?) link above for assistance.** ## Register with Central Contractor Registry - **You must be registered with the Central Contractor Registry (CCR) before you can submit a grant application through Grants.gov.**** ** **Data Universal Numbering System (DUNS) number is required as part of the CCR registration process.** **The DUNS number is a unique nine-character identification number provided by the commercial company Dun & Bradstreet (D&B).** **The process to request a DUNS number takes about 10 minutes and is free of charge. Just call D&B at 1-800-333-0505.** ## Register with Central Contractor Registry - **You must be registered with the Central Contractor Registry (CCR) before you can submit a grant application through Grants.gov. ** **You may register for the CCR by calling the CCR Assistance Center at 1-888-227-2423 or you may register online at ****www.ccr.gov****. ** **To make the process easier, we suggest that you download CCR’s Registration Worksheet and complete it prior to registering.** **It is important to note, however, that the entire process, including the steps that need to be taken by CCR, takes about 5 days.** **Notes:** To make the process easier, we suggest that you download CCR's Registration Worksheet and complete it prior to registering. You will need Adobe Reader to view this registration worksheet. Be sure to complete the Marketing Partner ID ( MPIN) and Electronic Business Primary Point of Contact fields during the CCR registration process. These are mandatory fields that are required when submitting grant applications through Grants.gov. ## Slide 13 **Notes:** This is what the actual website looks like. ## Register with Credential Provider - **In order to safeguard the security of your electronic information, Grants.gov utilizes E-Authentication – the Federal program that ensures secure transactions** **E-Authentication defines the level of trust or trustworthiness of the parties involved in a transaction through the use of Credential Providers. It is the process of determining with certainty that someone really is who they claim to be.** ## Register with Credential Provider - **In order to safeguard the security of your electronic information, Grants.gov utilizes E-Authentication – the Federal program that ensures secure transactions** **Once you are registered, you will have received an ID and password to have your grant application forwarded to the appropriate government agency safely and securely.** ## Slide 16 ## Slide 17 ## Register with Grants.gov **As a Role Manager, you will be able to designate who from your organization can be an AOR. *****(Note that this functionality is not available during the pilot.)*** **As an AOR, you will be authorized to submit grant applications through Grants.gov on behalf of your organization.** ## Slide 19 ## There are multiple ways you can find opportunities Email notification (Fed Grants) Grants.gov website HUD’s website **Email notification (Fed Grants)** **Grants.gov website** **HUD’s website** ## Email Notification Process ## Slide 22 **Notes:** Or your can retrieve the Notification by clicking on the link provide in the email. ## Slide 23 ## Slide 24 **Notes:** Once you click on Grant, you will be given this page, which is a synopsis of the Funding Opportunity being announced. This page contains information that become useful to you before going to the Grants.gov website. If gives you the FR Number, date opportunity posted, due date, funding instrument, CFDA Number, Eligible applicants, Agency name, description of announcement, ## Slide 25 **Notes:** Agency name, description of the announcement, Link to Full Announcement and contact name and number. Two other links “register to receive notification” and “apply for grant electronically” ## Slide 26 **Notes:** Grants.gov allows organizations to electronically find and apply for competitive grant opportunities from all 26 Federal grant making agencies. It is the SINGLE access point for over 900 grant programs offered by the 26 Federal grant-making agencies. **Notes:** The CFDA number, FO number or the FO competition ID can be retrieved from the email notification you received or by doing the search procedures ## Slide 30 ## Slide 31 ## Slide 32 ## Slide 33 ## Slide 34 ## Slide 35 ## Grants.gov Search ## Slide 37 **Notes:** To perform a full text search for a grant, complete the "Full Text Search" field and click the "Search" button. Access Search Tips for helpful search strategies. You can also perform a search by completing one or more of the additional fields and clicking the "Start Search" button at the bottom of the screen. Once you find an opportunity for which you wish to apply, you will need to record the Funding Opportunity number or CFDA number and enter it manually on the Download Application Packages screen in the Apply for Grants section of this site. ## HUD’s website ## Slide 40 ## Slide 41 ## Slide 42 ## Slide 43 ## Slide 44 ## Helpful Reminders **When using the electronic application you must download the PureEdge****TM ****Reader.** **Toggle on-line help tips on the PureEdge****TM **** forms by clicking on the button with the arrow and question mark at the top of the form.** **See the demonstration at**** ****http://www.grants.gov/AO/Application_Package.swf** ## Helpful Reminders **Important that you read ****BOTH**** the General Section and the Program Section** **Submission Requirements have substantially changed** ## Electronic Application Helpful Reminders **You must be registered at Grants.gov to submit an application ** **Application Submission** **You can create zip file ** **You can scan documents and attach the document file(s) to your application. You should zip all attachments.** **You can fax documents using HUD 96011, Facsimile Transmittal Form which contains embedded ID to allow HUD to associate the faxed document to your electronic application.** ## Electronic Application Helpful Reminders **Electronic application submission is mandatory for all programs *****except***** the Continuum of Care.** **Electronic applications must be submitted and received by Grants.gov no later than 11:59:59 p.m. Eastern Time on the submission date.** ## Electronic Application Helpful Reminders **Submit your electronic application when the Grants.gov Support Desk is open. ** **Allow time for electronic submissions to reach Grants.gov. Be patient, large applications take time.** **Grants.gov sends a confirmation of receipt when your transmission has been received by Grants.gov.** ## Application Submission **Applicants that request and receive a waiver of the electronic submission requirement can submit a paper copy application to HUD. ** **Waiver request must be submitted to the address provided in Appendix C of the General Section** **Waiver requests must be received in writing no later than 30 days prior to the submission date.** **HUD regulations at 24 CFR 5.110 permit waivers of regulatory requirements to be granted for cause.**** ** ## Application Submission **Paper applications which receive a waiver to the electronic application requirement must be submitted to the ****United States Postal Service**** by 11:59:59 p.m. on the submission date and received by HUD no later than 15 days after the submission date.** **Appendix C of the General Section identifies the number of copies and address where paper copies should be submitted** ## Other Helpful Hints **Removal of Regulatory Barriers Policy Priority Points require submission of documentation or URL citation where information can ***easily*** be found.** **Policy priority points will not be assigned without the required documentation or URL citation.** ## Other Helpful Hints **Energy Star is a new policy priority for 2005. ****The following programs contain policy priority points for Participation in Energy Star in implementing program activities:** **Assisted Living Conversion Program (ALCP)** **Brownfields Economic Development Initiative (BEDI)** **Community Development Block Grant for Indian Tribes and Alaskan Native Villages(ICDBG)** **Housing Counseling Program** ## Other Helpful Hints **Programs Featuring Energy Star ****(Continued)** **Housing for People Who are Homeless and Addicted to Alcohol** **Housing Opportunities for Persons with AIDS** **Public Housing Neighborhood Networks** **Resident Opportunity and Self-Sufficiency Program** ** ****– ****Resident Service Delivery Model – Elderly and Persons with Disabilities** ** **** – ****Resident Service Delivery Model- Family** ** ****– ****Homeownership Supportive Services** ## Other Helpful Hints **Programs Featuring Energy Star**** ****(Continued)** **Rural Housing and Economic Development** **Section 202 Supportive housing for the Elderly** **Section 811 Supportive Housing for Persons With Disabilities** **Youthbuild** ## Helpful References **Grants.gov Support Desk** ** ****– ****1-800-518-GRANTS** ** ****– ****Support@Grants.gov** **Help Desk Hours** ** ****7:00 AM to 9:00 PM Eastern Time, Monday to Friday, except Federal Holidays** ## Helpful References **HUD NOFA Information Center** ** ****–****Phone Numbers:** ** **** ****1-800-HUD 8929** ** **** ****1-800-HUD- 2209 (TTY)** **NOFA Information Center Hours:** ** ****10:00 AM –6:30 PM Eastern Time, Monday to Friday, Except Federal Holidays**
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A Product Life Cycle Information Management System Infrastructure with CAD/CAE/CAM, Task Automation, and Intelligent Support Capabilities[^1] Harold P. Frisch NASA/Goddard Space Flight Center, Greenbelt, MD 20771, USA **Abstract.** NASA is not unique in its quest for a product development cycle that is better, faster, and cheaper. Major advances in technical information management will be required to achieve significant and obvious process improvement goals. A vision of order for the associated systems of unstructured and unconnected files and databases is the first step towards organization. This is provided by examining the basic nature of technical information, item relationships, change and knowledge processing demands to be placed on any management system that supports all aspects of data representation and exchange during the product\'s full propose, design, develop and deploy life cycle. An infrastructure that partitions product technical information relative to the perspectives of creation time phase, type and the cause of change provides sufficient structure. This enables maximal use of existing CAD/CAE/CAM/... software tool systems and digital library data mining capabilities. Introducing the concept of packaging technical information in a machine interpretable manner, at key life cycle deliverable and product review milestone points, provides the fastener needed for the attachment of the relevant soft computing and intelligent support capabilities discussed at the NATO Advanced Study Institute on Soft Computing and reported elsewhere within this volume. It also provides the basis upon which task automation capabilities can evolve. # Partitioning Technical Information Technical information evolves in 3 stages: - Computation with metaphors: This is the product creation process. Within an organization it takes place within the domain of social communication. In reference \[1\] evidence is presented to suggest that both communication and understanding in a social environment is carried out via metaphors. If these arguments are accepted it follows that the project creation process is effectively a metaphorical feedback process that stabilizes around a fuzzy, word, definition of the product. - Computation with words: This is rarely done, in a strict mathematical sense. However, it is argued within the conclusions of Zadeh\'s 1996 paper, reference \[9\], that "computing with words is likely to emerge as a major field in its own right. ...there is much to be gained by exploiting the tolerance for imprecision." To compute with words, selected design parameters are assigned linguistic rather than numeric measures. These fuzzy word descriptors form the natural connective linkage between metaphoric and numeric product data representations. Computing with words within this interface domain enables imprecision and the tolerance for imprecision to be exploited. The associated first order sensitivity and design trade-off studies accomplished with fuzzy words provides deep design insight and has the potential of providing early design value checks. - Computation with numbers: This spans the complete, business as usual, womb-to-tomb spectrum of CA*x*[^2] software tool capabilities. A vision of order within the complexity of a universe of discourse is the essential first step toward the development of an infrastructure. The most natural approach to ordering life cycle technical information is to partition it relative to the perspectives of time and type. - Reference \[5\] details the NASA spacecraft system engineering process. By placing this work in a more generic setting, it is reasonable to suggest that a product\'s life cycle can be partitioned into 4 time phases: 1. Propose the product: Develop a product proposal which maximizes the ability to satisfy a set of broadly stated mission goals while minimizing life cycle system costs. 2. Design the product: Define product\'s mission, its operational support system, establish and refine a baseline design, 3. Develop the product: Establish final design, fabricate subsystems, integrate them into the system, test, validate, verify and establish mission support infrastructure. 4. Deploy the product: Prepare and deploy the product, verify its operation, carry out mission objectives and dispose of product at mission end of life. - Technical information may be partitioned into 4 type categories: 1. Unstructured collections of reports. These may be formal or informal. They are essentially text but contain a generous mix of graphics, tables, figures and equations. 2. Drawings and schematics from many CAD software systems. 3. Input/output data files from many CAE and CAM software system. 4. Technical data packages: These are focused collections of structured technical information. For example: - Specifications & requirements for product and subsystems, - Plans & procedures for product and subsystems, - Baseline system & subsystem descriptions, - System \\& subsystem reviews, - Test plans, procedures and results, - Subsystem interface integration standards, - Interface control documents, - Subsystem function modeling reports. Unstructured reports are best collected within digital libraries which have extensive data mining capability, see reference \[4\] These enable complex queries to be launched with query results returned to the user as images of the identified pages on their desktop computer screen. Cut and paste tools enable timely information reuse, without transcription error. Query tools which simply do key word searches and return a list of reports that contain the key words are totally inadequate; this is not data mining. CA*x* drawings, schematics, and input/output data files come from many different software systems. These systems usually provide an extensive range of options for viewing and databasing. Furthermore, user groups usually have a full range of legacy and proprietary post processing, viewing, databasing and data reformating tools for moving detailed modeling data between major CA*x* software systems[^3]^,^[^4] Supporting the full range of associated data representation and exchange problems are several STEP[^5] standard projects in America, Europe and Asia[^6]^,^[^7]^,^[^8]^,^[^9]^,^[^10] . The author strongly supports these efforts to enhance data communication between software systems, at the detailed modeling level. However, it is the author\'s opinion that managing the contents of technical data packages, with their formally defined views of system, subsystem, interface and function is the true door to major life cycle cost saving potential. Task automation, software reuse, shortening and focusing review meetings, corporate knowledge capture, infusion and reuse are all possible with today\'s state of the art in computational science and soft computing[^11]^,^[^12]. ## Accommodating Information Relationships Technical information accumulated over a product\'s life cycle can be viewed as an aggregation of information items linked together through a complex network of soft, fuzzy and crisp relationships. The organizational group with the best knowledge of these relationships, the ability to avoid their rediscovery, to innovatively use them for system analysis and process automation will successfully meet the significant and obvious process improvement goals of "better, faster, cheaper." It is easy to get lost within the microscopic views of subsystems and the details of their associated theory, modeling data and computational support systems. It is therefore important to view relationships from the macroscopic perspective that is captured within the technical data packages associated with reviews and summary reports. Relationships between items of information within and across technical data packages can be categorized as: - First principle relations. These are dictated by the product\'s configuration and the laws of nature. These cannot be violated under any circumstances. These range from trivial; e.g., product mass shall be a positive real number, to exceedingly complex dynamic cross coupling relations within a multidisciplinary system model. - Standards. These are dictated by international, national and corporate standards setting organizations. They are crisp and their violation normally requires detail support analysis and an extensive approval cycle. - Best practices, corporate knowledge and lessons learned. These relationships are inherently fuzzy. The machine interpretable representation of this knowledge and its utilization requires the instantiation of knowledge expressions with linguistic measures and evaluation via computation with words, see reference \[9\]. - Design tradeoffs. These attempt to minimize cost while maximizing performance. They are a mix of crisp, fuzzy, probabilistic, random, etc. relationships that are difficult to define and computationally evaluate. ## Accommodating Information Change Product technical information is dynamic. Fundamental to its life cycle accumulation is "change". If knowledge is to be linked with information then change too must be categorized. This can be done relative to the perspective of its "cause". The following 4 causes of change are considered: - Evolutionary change: This is associated with the normal course of events during the product\'s propose, design, develop and deploy life cycle process. Evolutionary changes are discontinuous and distributed across the system. Normally these are collected at irregular time intervals and released as a configuration data update. The update is effectively time tagged by version number. Versioning tracks change while allowing users to have a fixed baseline reference model over programmatically convenient time periods. To support the "version release" process, an intelligent support system can be used to check for relationship violations between design parameters. - Design change: This is introduced to improve product performance or to solve a problem uncovered during design analysis, testing or operation. There are lessons learned, design change rationale and other items of information important to manage for future reference and reuse. - Dependency change: Design parameter dependencies transition from a state of softness, during initial trade studies, to a state of crispness as the life cycle matures. If one attempts to model this change as a continuous process one loses the ability to associate dependency change with an associated life cycle time phase and technical data package contents. Dependency within and across data packages evolves as follows: 1. Design parameters start from a single point expert\'s best estimate and end as the output of a complex sequence of computational, logical and fuzzy reasoning procedures. From this perspective, definitions of design parameter attributes remain fixed but their instantiation source changes. 2. Attempts to minimize cost while maximizing function involve a complex intertwined mix of physics, mission viability and performance tradeoff considerations. From this perspective, design parameter dependencies transition from a mix of soft and crisp dependencies during product proposal preparation and design, to a set of crisp dependencies during product development and deployment. - Knowledge change: Design rules, best practices, corporate knowledge and other items of knowledge base type information are usually linked to phases in the life cycle process. As the process matures higher fidelity knowledge constructs become relevant and must be introduced into the intelligent support system. Once articulated in clear text and translated into a machine readable format computational intelligence can be used to initiate the actions which provide intelligent support. This is not an easy task, since knowledge is usually derived from an expert. While the expert instinctively provides accurate and timely evaluations via mental computation with metaphors; they find that the articulation of these metaphors into fuzzy words, relations, constraints and numerics is extremely difficult. ## Using STEP To Model Information The ability to model information in a machine parsable format provides the fastener necessary to attach intelligent support and a variety of soft computing capabilities to a technical information management system. The EXPRESS information modeling language provides the bridge between the clear text representation of information and its machine interpretable representation. The EXPRESS language is an international standard and it is a Part of the ISO 10303 STEP standards for Product Data Representation and Exchange[^13] It is assumed that a clear text definition of information to be collected within technical data packages can be developed. If this can be obtained then the associated information can be modeled via EXPRESS and presented as a "technical data package" in a STEP compatible manner[^14]. The technical information component associated with change can also be presented in a STEP compatible manner[^15]. The most difficult aspect of the technical data packaging problem is to develop a textural definition which is clear, unambiguous, complete and nonredundant. Unaided, this is a near impossible task. The language EXPRESS was specifically designed to aid this task. Once information is translated from a clear text definition into the machine readable language EXPRESS, the EXPRESS source code is compiled. The compiler returns an error list of ambiguities, incompleteness and redundancies. This list is then used to both adjust the textural definition and the EXPRESS source code. This feedback process implies that clear text development and its EXPRESS translation is an interactive process. # Information Modeling The ISO 10303 STEP standards provide the enabling technology needed for product data representation and exchange. While IGES, the Initial Graphics Exchange Specification, was developed with the direct need for human intervention to assure correct translations, STEP is being developed to be machine to machine processable with no human intervention. See references \[3\] and \[6\]. STEP provides a representation of product information along with the necessary mechanisms and definitions to enable product data to be exchanged among different computer systems and environments associated with the complete product life cycle process. STEP uses the formal information modeling language EXPRESS to specify product information in a computer readable manner. This formal language enables precision and consistency of representation and facilitates the development of applications. STEP also uses application protocols (APs) to represent generic classes of information relevant to broad application areas. The overall objective of STEP is to provide a mechanism that is capable of describing product data throughout the life cycle, independent from any particular system. The nature of this description makes it suitable not only for neutral file exchange, but also as a basis for implementing and sharing product data bases and archiving. The ultimate goal is an integrated product information database that is accessible and useful to all the resources necessary to support a product over its life cycle. ## EXPRESS -- Language for Information Modeling The language EXPRESS (ISO 10303 Part 11) is the international standard language for information modeling. EXPRESS is a data-specification language as defined in ISO 10303 Part 1: Overview and Fundamental Principles. It consists of language elements which allow an unambiguous-object definition and specification of constraints on the objects defined[^16]. Reference \[7\] provides an excellent introduction to the language with illustrative examples. Within this language the *schema* contains the information model relative to a focused universe of discourse. The *entity* defines some atomic level of information associated with the product within the universe of discourse and *attributes* provide the properties of the entity relative to all relevant product views. Context, rules, relationships, functions and constraints between entities and their attributes can be defined within and across schemas. The following is an example of information modeling with EXPRESS: > SCHEMA car_trace; > > ENTITY history; > > item : car; > > transfers : LIST \[0:?\] OF transfer; > > END_ENTITY; > > ENTITY transfer; > > item : car; > > prior : owner; > > new : owner; > > on : date; > > INVERSE > > must_be_in_history : history FOR transfers; > > END_ENTITY; > > ENTITY car; > > model_type : car_model > > made_by : manufacture; > > mnfg_no : STRING; > > registration_no : STRING; > > production_year : date; > > UNIQUE > > joint : made_by, mfg_no; > > single : registration_no; > > END_ENTITY; > > ENTITY car_model; > > name : STRING; > > made_by : manufacture; > > consumption : REAL; > > END_ENTITY; > > ENTITY date; > > day : INTEGER; > > month : INTEGER; > > year : INTEGER; > > WHERE > > days_ok : > > {1 \<= day \<= 31}; > > months_ok : > > {1 \<= month \<= 12}; > > year_ok : > > year \> 0; > > date_ok : > > valid_date(SELF); > > END_SCHEMA; The above example illustrates the definition of entities, attributes and associated constraints. It is part of a model for the process of tracking automobile registration. The *entity* **history** provides the arbitrary length transfer *list*. The *entity* **transfer** defines exactly what information is recorded with each change of ownership. The *entity* **car_model** defines car model information. The *entity* **car** defines exactly what information is recorded for each car. Within the *entity* **car** two uniqueness constraints must be satisfied, registration numbers must be unique and manufacture number per manufacturer must be unique. The *entity* **date** has constraints on day, month, year integer value and also uses the function *valid_date* (not shown) to check for proper day-month relations and leap years. Hopefully this short example provides sufficient inference material for the reader to develop the suspicion that the language might have sufficient information modeling capability to form a bridge between a clear text definition of technical information and a machine readable translation, that is also human readable. ## Technical Data Packages One method for collecting information is to design technical data collection packages that support the life cycle need to gather, review and distribute design information in a timely manner. A process enhancement approach is to design the packages to compliment established documentation delivery requirements and product reviews. The packaged data provides a particular view of product information at a particular time point in the life cycle process. ISO 10303 AP 232 -- "Technical Data Packaging Core Information and Exchange" provides the structure to package and relate groups of product information so that configuration controlled exchanges can be achieved. This Application Protocol provides an information structure that meets the requirements for collecting, organizing and managing the exchange of a complex set of data files and databases associated with the technical information being packaged. ## Life Cycle Change Management Product life cycle *information* management includes the exchange of product data relative to the identification of a problem and its causes. Product life cycle *change* management includes the identification of the reason for change, its cause, the approval and performance of the resulting changes to the product, and the authorization of corrective actions to prevent reoccurrence of the anomaly. ISO 10303 AP 208 -- "Life Cycle Management -- Change Process" provides the structure necessary to support the management of change with the product and its subsystems. # Baseline Spacecraft System Definition Section 1 provides a list of focused information collections that could be transformed into STEP compatible technical data packages. For any organization with a well-established product line significantly large segments of the focused information collections are repeated with each new product. These repeated segments can be expressed in such a manner that the information template will satisfy the data recording needs of all products within the product line. The output of the NASA spacecraft proposal development phase provides an illustrative example. The deliverable is a definition of the baseline system. It is a well structured collection of information developed by expert teams representing the subsystem design and development groups shown in Fig. 1. Relative to the needs of the systems engineer this view of the baseline system is complete and unambiguous. To support this proposal development process various NASA groups are developing highly advanced software support systems[^17]^,^[^18]^,^[^19]. Fig. 1. System's engineering view of NASA spacecraft subsystems Irrespective of proposal development approach the resultant baseline system is effectively defined by a template of information, the items of which are referred to as design parameters. During the proposal development stage this template is instantiated with the best estimates that the expert teams and intelligent support aids can provide. Once this phase ends the best estimates are refined by detailed work carried out within subsystem design and development groups. Baseline subsystems can also be defined by templates of information and technical data packages developed for them. From a technical information management perspective it is important to note where the information comes and came from and how it was developed. The system must be able to both identify the initial creator team and all appropriate links and pointers to instantiation procedures. Relative to STEP, within the baseline system template, each system design parameter and all associated elements of information become EXPRESS entities. Each entity has an associated list of attributes. These support the viewing needs of the different design and development groups. As will be shown, additional attributes can be added to support knowledge infusion The language EXPRESS defines the information elements of the template while ISO 10303 AP 232 -- "Technical Data Packaging Core Information and Exchange" provides the additional structure needed to track the information creation trail. Who did what, when, why, what were the results and who approved it? As the volume of product technical information accumulates the desire to infuse knowledge and intelligence into the process becomes a necessity. Database maintenance becomes a more and more difficult process. Data redundancy, ambiguity and completeness are critical uses requiring intelligent support aids. Furthermore, if the product is complex, intelligent aids are desired to support cross department and cross disciplinary design checking. ## Capturing Intelligence Intelligence is the capacity to acquire and apply knowledge. During one of Zadeh\'s NATO/ASI lectures it was suggested that the subject domain of artificial intelligence is based upon hard computing. That is, quantitative, precise and formal computation with numbers. It was also suggested that the subject domain of computational intelligence is based upon soft computing. That is,qualitative, imprecise and informal computation with words. Both subjects areas are based upon the assumption that acquired knowledge can be presented in some machine readable format. The author proposes to take one step further into the domain were acquired knowledge is not machine readable. In this domain knowledge is in the format of metaphors stored in the minds of product experts. It is suggest that creative intelligence is based upon computation with metaphors. This concept aids in understanding the process and difficulties associated with acquiring knowledge from experts. The concept implies that an intelligent support capability must first translate the metaphors of experts into machine readable constructs of hard computation numbers and soft computation words. It is not difficult to be convinced that this is very difficult. One can also be convinced that, for the foreseeable future, *the creation process will remain in the minds of the experts*; while*, what is mundane to the expert can be automated*. The latter has been proven many times over by the CA*x* software development community. The key to process automation is to make provision for the machine readable acquisition of all knowledge needed to make tasks within the product life cycle process "mundane". If the task is mundane to the expert and if all information needed for its automation is databased; then, it can be entered into the "task to be automated" queue. ## Knowledge Representation The dictionary definition of knowledge[^20] goes well beyond what today\'s technology can hope to represent in a machine readable format. This contribution bounds "knowledge representation" by the tools and capabilities available for its instantiation within an information management system. To illustrate a method for infusing knowledge into such a system, consider the need to provide linguistic descriptors to the entity **car**, defined in Section 2.1, and label them *car_body_condition*, *car_engine_condition* and *car_classification*. The attributes *car_body_condition* and *car_engine_condition* are subjective linguistic measures provided by an inspector. The attribute *car_classification* is another linguistic measure. It may be provided directly by an appraiser using the estimates of the inspector or it may be computationally inferred from the inspector\'s estimates in combination with other available information such as car model, age, manufacturer, owner history, etc. Within the insurance industry this is the claims adjustment process. The ability to automate the instantiation of the attribute *car_classification* requires an ability to reason in the face of uncertain information. This capability is based upon the use of fuzzy sets, possibility theory and approximate reasoning as outlined in references \[2\] and \[8\]. It requires an ability to aggregate fuzzy subsets and to use fuzzy sets to constraint variables. The knowledge representation problem reduces to the need to supply all information needed for the operations of fuzzy set aggregation and for the statement of propositions. The following definitions for fuzzy sets and propositions are used. - Assume X is a set serving as the universe of discourse. A **fuzzy subset** A of X is associated with a characteristic function $m_{A}$ such that $m_{A}:C \rightarrow \lbrack 0,1\rbrack$ (1) In the framework of fuzzy set theory the characteristic function is generally called the **membership function** associated with the fuzzy subset A. This terminology stresses the idea that a fuzzy set is defined by the pair of points x and $m_{A}$(x). For every value of x within the universe of discourse X there is a different degree of belonging to the fuzzy set A. The degree of belonging is defined by $0\text{<=}m_{A}\text{<=}1$. The following EXPRESS code captures this definition of fuzzy subsets and membership functions within the context of the above example: > ENTITY car_condition_set; > > SUPERTYPE OF (ONEOF(trash, poor, fair, average, good, very_good, > mint)); > > universe_of_discourse : car; > > constraint_type : constraint_types; > > END_ENTITY; > > ENTITY trash; > > SUBTYPE OF (car_condition_set); > > membership : membership_function; > > END_ENTITY; > > etc. > > ENTITY car_class_set; > > SUPERTYPE OF (ONEOF(junker, budget, economy, mid_range, family_range, > deluxe, luxury)); > > universe_of_discourse : car; > > constraint_type : constraint_types; > > END_ENTITY; > > ENTITY junker; > > SUBTYPE OF (car_class_set); > > membership : membership_function; > > END_ENTITY; > > etc. > > ENTITY membership_function; > > graph : LIST(0:?) x_mu_coordinate; > > END_ENTITY; > > ENTITY x_mu_coordinate; > > x_coordinate : REAL; > > mu_coordinate : REAL; > > WHERE > > 0.0 \<= mu_coordinate \<= 1.0; > > END_ENTITY; > > In the above code the entities *car_condition_set* and *car_class_set* > are supertypes. Their attributes *universe_of_discourse* and > *constraint_type* are inherited by each of their respective subtypes. > The subtype entities trash, poor, \... and junker, budget, \... are > the fuzzy subsets of the universe of discourse. Each will have a > membership function. The membership function is not inherited since it > will be different for each fuzzy subset within the universe of > discourse. > > The entity **membership_function** provides an example of how the > EXPRESS language enforces consistency. The EXPRESS specification > requires that the function be databased as linear segments connecting > the listed set of points. The entity **x_mu_coordinate** defines the > point $\left\lbrack x,m(x) \right\rbrack$ as a real number pair and > bounds $m(x)$within the interval \[0,1\]. If users wish to communicate > to the database using other functional formats "user friendlies" must > be provided. These are written using the programming objects that can > be derived from the EXPRESS specification. This enables views to be > tailored to in-house corporate preferences, while leaving the database > untouched and readable by foreign groups having access to the EXPRESS > specification. - A proposition in a natural language is viewed as a network of fuzzy constraints. Upon aggregation, the constraints which are embodied in the proposition result in an overall fuzzy constraint which can be represented as an expression of the form X *is* R (2) where R is a constraining fuzzy relation and X is the constrained variable. The generalized constraint is represented as X *isr* R (3) > where "isr" is a variable which defines the way in which R constrains > X, see reference \[9\]. The "isr" variables identify constraint > relation type. This information is required for the operations of > fuzzy subset aggregation. The associated keywords are identified via > the semantic construct *constraint_types* defined by the TYPEing > operator of EXPRESS. > > The following EXPRESS code captures this generalized definition of > constraint type by providing an enumerated list of allowable > constraint relation types: > > TYPE constraint_types = ENUMERATION OF > > (equal, possibilistic, conjunctive, > > probabilistic, usuality, random_set, > > random_fuzzy_set, fuzzy_graph, > > rough_set); > > END_TYPE; ## EXPRESS -- Not a Computing Language The language EXPRESS is not a computing language. It effectively provides the template for information to be stored within an object oriented database. Within this context knowledge representation via the statement of propositions is accomplished during database instantiation. The following EXPRESS code provides the necessary template for car condition and appraisal knowledge representation. It uses the above EXPRESS definitions for fuzzy subsets and adds 3 new attributes to the attribute list of the entity > ENTITY car; > > model_type : car_model > > made_by : manufacture; > > mnfg_no : STRING; > > registration_no : STRING; > > production_year : owner; > > car_body_condition : car_condition_set; > > car_engine_condition : car_condition_set; > > car_classification : car_class_set; > > UNIQUE > > joint : made_by, mfg_no; > > single : registration_no; > > END_ENTITY; The entity **car** now contains three linguistic variables that may be instantiated with the fuzzy subsets identified in the respective "SUPERTYPE OF" lists of the entities **car_condition_set** and **car_class_set**. The associated database instantiation process is the proposition statement process. It important to note that EXPRESS provides for the modeling of information. How it is to be used is of no concern to EXPRESS. In this example, the attribute *car_classification* may be provided directly by an appraiser or it may be derived via the fuzzy inference techniques associated with the theory of approximate reasoning. ## Link to Soft Computing The introduction of linguistic variables to an entity\'s attribute list, with an enumerated list of associated fuzzy set names, provides the necessary link to the realm of soft computing. Entities which must be viewed from several perspectives (mass, temperature, size, \...) will have several associated linguistic variable descriptors. Attribute instantiation is the first problem. In many situations these are simply estimated via expert experience. In other situations a body of information exists which will allow the techniques of fuzzy cluster analysis to be applied to the attribute instantiation process. Knowledge representation is the next problem. This is enabled by soft computing\'s ability to compute with words. Complex IF ... THEN ... word rules can be set up and evaluated via the theory of approximate reasoning. This can - Support the engineering review process by creating a library of the IF ... THEN ... design rules used by the experts during the review process. These can be linked with the technical information management system\'s object oriented database to continuously perform background disciplinary and cross disciplinary checks on all baseline system design variables as they are entered into the system. - Support the launching of data mining queries to a digital library for background information to be checked when certain design conditions are encountered. For example, when design parameters near a past region of anomalous or reduced performance. - Support the product proposal creation and design process by linguistic sensitivity analysis. This analysis yields the allowable linguistic ranges for design parameter variation. This knowledge can complement and add insight into the results obtained by traditional, numerical, sensitivity analysis. - Automate the checking for standards, best practices and lessons learned violation. ## Computing with Words for Design Insight In a metaphoric sense, consider the rectangular matrix equation $\lbrack A\rbrack\left\{ x \right\} \leq \left\{ b \right\}$ (4) were {x} contains numeric measures of design parameters, and {b} contains numeric measures for design requirements, cost and performance objectives. The rectangular matrix \[A\] captures all design parameter dependencies associated with the physical and natural laws associated with modeling product requirements, cost and performance. The design process attempts to find an optimal solution to {x} relative to the measures contained in {b}. Of course the actual design process is more complex and carried out differently; but, this is its metaphoric essence. Now let the elements of {x} and {b} contain linguistic measures. Matrix \[A\] still captures all design parameter dependencies however the operations of summation and multiplication must now be replaced by fuzzy constraint aggregation and the operators used for generalized constraint specification, as defined in reference \[9\]. At a metaphoric level, one does not need to understand exactly how linguistic constraints are defined and aggregated to see that a powerful, insight rich, capability is evolving in the soft computing community. The design equation \[A\]{x}$${b} defines performance, realizability, manufacturability, etc. The inability to find a linguistic solution for {x} implies a product design with either a "null" or a single point solution in design space. This implies that, for the defined mix of requirements, performance and cost objectives, all possible product designs will have the fundamental property that they will not be robust enough to satisfy the desired mix of objectives. The key here is that the linguistic solution {x} is not a point solution; it is a fuzzy region in design space. This has much deeper interpretive meaning since the size of the fuzzy region can be directly associated with design solution robustness. Computing with words has the potential for replacing numerical sensitivity analysis via parameter variation with a one step process that defines the fuzzy region in which the optimal design solution exists. # STEP -- Subsystem Interface Integration The STEP-SII (Subsystem Interface Integration) project argues that subsystem interface specifications are technical information and therefore they too can be presented in a machine readable manner via EXPRESS. In this format the interface specifications become complete, unambiguous and nonredundant; a goal that is exceedingly hard to achieve via traditional textural documentation. Figure 2 provides a big picture view of the STEP-SII project. The process starts with a clear text definition of a subsystem\'s interface. The text of this Interface Control Document (ICD) is then translated into the EXPRESS language. Once in EXPRESS a variety of commercial software tools[^21]^,^[^22] are available to provide access to object oriented databases and objects for use with programming languages such as C++ and JAVA. The EXPRESS model effectively defines the template for the technical information to be stored in the database. The next step is to instantiate the database. To support this, user friendlies are developed with a software toolbox of graphical user interfaces (GUIs). The availability of EXPRESS derived objects and GUIs makes this a straightforward process. In Fig. 2 software linkages S/W 1 and S/W 2 instantiate the database with standards and project specific data. S/W 3 enables data to be requested and S/W 4 enables it to be obtained. Since the database is object oriented it is possible for the system itself to request missing items of data. This is done by S/W 5. Engineers use requested data via "established in-house lines of communication" to do whatever has to be done to satisfy the data request and deliver it to the database via S/W 6. Fig. 2. Subsystem Interface Integration As this process proceeds there are many "mundane" tasks that must be done. These are mundane, to the expert, in the sense that what has to be done is clearly known and all the data needed to do the task is in the database. When this situation exists the potential for task automation is high. S/W 7 is the link which provides for task automation. Along this link data is automatically requested, processed and results placed into the database. The STEP-SII project intends to demonstrate that this can be done. The demonstration will use an EXPRESS model of subsystem characterization data to support a highly focused controls design analysis problem and a flight software development task[^23]. # Conclusions An infrastructure for the technical management of information has been presented. Areas requiring the support of state of the art soft computing and intelligent support capabilities have been identified. *Have no illusions*; implementation of the proposed infrastructure will require commitment, it will be slow and it will be painful. Doing the necessary computer science should present no major problems. The EXPRESS translation of technical data packages should become easier after the first few have been done. The hardest part will be capturing the soft, crisp and fuzzy dependencies and relationships between the items of information that define the product. This must be overcome and there appears to be no easy solution, today. Never-the-less, the author is convinced that the road to significant and obvious process improvement goals is the road which takes a system level view while providing intelligent support and enabling task automation within and across subsystems. **References** 1. Peter Brown, M.D., "The Hypnotic Brain, Hypnotherapy and Social Communication," Yale University Press, 1991 2. Didier Dubois and Henri Prade, "Possibility Theory, An Approach to Computerized Processing of Uncertainty, Plenum Press, 1988 3. Julian Fowler, "STEP for Data Management, Exchange and Sharing," Technology Appraisals, UK, 1995 4. Jonathan T. Hujsak,"Digital Libraries and Corporate Technology Reuse," D-Lib Magazine, January 1996, http://www.dlib.org/dlib/january96/01hujsak.html 5. "NASA Systems Engineering Process for Programs and Projects," NASA/JSC, JSC-49040, Oct 1994 6. Jon Owen, "STEP: An Introduction," Information Geometers Ltd., 1993 7. Douglas A. Schenck and Peter R. Wilson, "Information Modeling: The EXPRESS Way," Oxford University Press, 1994 8. Ronald R Yager and Dimitar P. Filev, "Essentials of Fuzzy Modeling and Control," John Wiley & Sons, 1994 9. Lotfi A. Zadeh, "Fuzzy Logic = Computing with Words," IEEE Transactions on Fuzzy Systems, Vol. 4, No. 2, May 1996, pp. 103--111. [^1]: From: Okyay Kaynak, Lotfi A. Zadeh, Burhan, Imre J. Rudas Edts., \"Computational Intelligence: Soft Computing and Fuzzy-Neuro Integration with Applications\", Springer-Verlag Series F: Computer and Systems Sciences, Vol 162, 1998. [^2]: CA*x* = CAD/CAE/CAM... [^3]: http://skipper2.mar.external.lmco.com/save/index.html -- SAVE (Simulation Assessment Validation Environment, at Lockheed Martin) [^4]: http://www.ccad.uiowa.edu/\~infoint/ -- Information Integration for Simulation-Based Design and Manufacturing at The University of Iowa [^5]: Standard for the Exchange of Product Model Data [^6]: http://arioch.gsfc.nasa.gov/nasa\\\_pdewg/nasa\\\_pdewg.html -- NASA Product Data Exchange Working Group [^7]: http://www.scra.org/uspro/ -- U.S. Product Data Association, National Product Data Exchange Resource Center [^8]: http://www.cadlab.tu-berlin.de/\~PDTAG/whois.html -- Product Data Technology Advisory Group, ESPRIT 9049 [^9]: http://www.univoa.pt/CRI/GR\\\_SSNC/RESEARCH/projsip.html -- SIP-STEP -- based Integration Platform [^10]: http://www.hike.te.chiba-u.ac.jp/ikeda/documentation/STEP.html -- STEP Home Page, Ikeda Lab. Japan [^11]: http://mecha.ee.boun.edu.tr/asi.html - NATO Advanced Study Institute on Soft Computing and its Applications [^12]: http://http.cs.berkeley.edu/projects/Bisc/bisc.welcome.html - Home page for BISC (Berkeley Initiative in Soft Computing) [^13]: http://www.scra.org/uspro//stds/stepage.html -- "STEP on a Page" [^14]: ISO 10303, Proposed Application Protocol AP-232: Technical Data Packaging Core Information and Exchange [^15]: ISO 10303, Proposed Application Protocol AP-208: Life Cycle Product Change Process [^16]: ISO 10303 Part 11: EXPRESS Reference Manual [^17]: http://gsfccost.gsfc.nasa.gov/mio/asset/asset.htm - Advanced System Synthesis and Evaluation Tool (ASSET) [^18]: http://pdc.jpl.nasa.gov/ - JPL\'s Project Design Center [^19]: http://mijuno.larc.nasa.gov/default.html - Design for Competitive Advantage [^20]: 1\) the act, fact, or state of knowing; specifically, a) acquaintance or familiarity (with a fact, place, etc.). b) awareness. c) understanding. 2) acquaintance with facts; range of information, awareness, or understanding. 3) all that has been perceived or grasped by the mind; learning; enlightenment. 4) the body of facts accumulated by mankind. From: Webster\'s New World Dictionary of the American Language, 1966. [^21]: http://www.steptools.com -- STEP Tools Inc. STEP Software for World-wide Manufacturing [^22]: http://www.iti-oh.com -- International TechneGroup Incorporated [^23]: http://skipper2.mar.external.lmco.com/sii/index.html -- The NASA/GSFC supported STEP-SII (Subsystems Interface Integration) Project, at Lockheed Martin
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USGS Digital Spectral Library splib06a Clark and others 2007, USGS, Data Series 231. 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pshare update procedure -- interim document -- dmc 3 Feb 2002 ============================================================= This document describes how to update the new pshare: the unix-based TRANSP run production system. It is intended for use at PPPL by those responsible for the Fusion Collaboratory TRANSP production system. tshare ====== The pshare account also contains the sources for "tshare" which can be updated separately from the regular pshare production system. To update tshare, - source ~/tshare_setup.csh - follow the instructions for updating pshare but instead execute the scripts, tshare_update_prep tshare_update_execute These scripts verify that $TRANSPROOT points to the expected location of the sources to prevent the accidental update with the wrong environment. The tshare update will also update the NTCC libraries from xshare. Step-by-step Instructions. ========================== 0. Verify last night's xshare build had no errors. 1. Logon as "pshare" onto portal. [ for tshare, source ~/tshare_setup.csh] 2. Execute the command: > pshare_update_prep [ or tshare_update_prep ] This will verify that the update script is being run on a sunfire, RHEL4 64 bit machine. It also checks whether the file "~/pshare_update.in_progress" exists. This file along with "~/tshare_update.in_progress" act as lock files to prevent the simultaneous update of pshare and tshare as the pbs queues must be held at the beginning and released at the end of the updates. It will also post a message to the Fusion Grid Monitor (FGM) announcing that a "PPPL TRANSP rebuild" is running. Finally it will SHUT DOWN the TRANSP production queue in such a way that old runs continue to run, but new runs are prevented from starting. 3. By hand: > cd $TRANSPROOT # don't use cdroot (it might point to the wrong place) > pwd # verify you are updating the right cvs sources > cvs -q update -dPA # update quietly, add directories, prune empties, ignore sticky tags check and fix conflicts look for modified files under pshare and 'cvs commit' them make sure that "pshare" & "xshare" represent the same version of the TRANSP source code. > cvs -nq update 4. Execute the command > pshare_update_execute [ or tshare_update_execute ] which will do the following: a) run the makefile generator ("code_daemon nolink"). b) run a code_daemon nolink to check the build, run the code generators and build the makefiles c) run a code update ("linkcheck everything") on portal. if UPDATE_DOMAINS was defined start linking on the external domains d) if JCODESYSDIR is defined, build java code and deploy to /p/beast/java/jcodesys (deployment not done for tshare) e) when (d) finishes, verify that a core set of executables exist: {transp, dbtran, pretr, trdat, plabel, mdsplot}. f) if not all executables are present: exit with error message. g) if all executables exist: 1) send the note "PPPL TRANSP rebuild completed" to FGM. 2) restart the production queue. 3) delete the lock file ~/p(t)share_update.in_progress 4a. Be patient. With "viz" in UPDATE_DOMAINS the portal process will finish and show "%linkcheck - normal completion" while waiting for viz to complete. 5. If (4) was successful, and users' queued runs have been held, these will all commence when the queue is restarted. Since a new version of the TRANSP system is now operating, new failures could happen, and they may show up very quickly, so, be alert. 5b. If (4) was not successful (tested by checking for the executables transp, dbtran, pretr, trdat, plabel, mdsplot) then the production queue is not restarted. The pshare distribution must be fixed by hand so that linkcheck succeeds. When this has been completed execute, >pshare_update_finish [ or tshare_update_finish ] to restart the production queue and delete the lock file.
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![](media/image1.wmf){width="0.8243055555555555in" height="0.6888888888888889in"} Procurement Notice National Aeronautics and Space Administration Washington, DC 20546 ## PN 97-68 > **February 20, 2002** ## LIMITATION ON INCREMENTAL FUNDING AND DEOBLIGATIONS ***BACKGROUND:*** This PN implements changes to the criteria for incrementally funding contracts and issuing incremental funding modifications and modifications that deobligate funds. These changes have been initiated to reduce both the number of contracts eligible to be incrementally funded and the number of incremental funding and deobligation modifications. NASA FAR Supplement 1832.702-70 limited incremental funding of cost-reimbursement and fixed-price R&D contracts to those with a total value greater than \$1M, periods of performance that overlap the succeeding fiscal year, and funds are not available to fund the total contract value. R&D cost reimbursement contracts only needed to demonstrate that funds were not available to fund the total contract value. Fixed price R&D requirements had the additional requirement of providing at least 50 percent of the total price as the initial funding. In spite of these restrictions, numerous incremental funding modifications are being issued against each of the above contracts. The high number of modifications creates a workload burden for budget and procurement personnel in the Agency. Accordingly, 1832.702-70 is revised to include additional restrictions on issuing incremental funding modifications and modifications that deobligate funds. Section 1832.702-70(a)(1) is revised to specify a threshold of \$500,000 or more for R&D contracts under which no supplies are deliverable and 1832.702-70(a)(2) is revised to require that the contract period of performance exceed one year. Section 1832.702-70(a)(4) is added to require that initial contract funding be \$100,000 or more. A new paragraph 1832.702-70(d) is added requiring incremental funding modifications to total at least \$25,000 unless the modification is being issued to fully fund a contract. Finally, a new paragraph 1832.702-70(e) is added requiring modifications deobligating funds to total at least \$25,000, except for modifications that close out contracts. An editorial change is made throughout Part 1832 to revise the title of the head of Code H to read Assistant Administrator for Procurement. ***ACQUISITIONS AFFECTED BY CHANGE:*** This PN applies to cost-reimbursement and fixed-price R&D contracts that may be incrementally funded, and to incremental funding modifications and modifications that deobligate funds. ***ACTION REQUIRED BY CONTRACTING OFFICER:*** \(a\) Ensure that cost-reimbursement contracts meet the criteria at 1832.702-70(a)(1)-(4) before being incrementally funded. \(b\) Ensure that fixed-price R&D contracts meet the criteria at 1832.702-70(c)(1) before being incrementally funded. \(c\) Ensure that all incremental funding modifications (except those that fully fund a contract) total at least \$25,000. \(d\) Ensure that all modifications deobligating funds (except those that close out a contract) total at least \$25,000. ***CLAUSE CHANGES:*** There are no clause changes as a result of this PN. ***PARTS AFFECTED:*** Changes are made in Part 1832. ***REPLACEMENT PAGES:*** You may use the enclosed pages to replace Part 1832. ***TYPE OF RULE AND PUBLICATION DATE:*** This PN was published as a final rule in the Federal Register (67 FR 7618-7619) on February 20, 2002. ***HEADQUARTERS CONTACT:*** Lou Becker, Code HK, (202) 358-4593, e-mail: lbecker@hq.nasa.gov. R. Scott Thompson Director, Contract Management Division Enclosures **PART 1832** # CONTRACT FINANCING **TABLE OF CONTENTS** 1832.006-2 Definition. **SUBPART 1832.1 NON-COMMERICAL ITEM PURCHASE FINANCING** 1832.111 Contractor clauses for non-commercial purchases. 1832.111-70 NASA contract clause. **SUBPART 1832.2 COMMERCIAL ITEM PURCHASE FINANCING** 1832.202-1 Policy. 1832.206 Solicitation provisions and contract clauses. **SUBPART 1832.4 ADVANCE** **PAYMENTS FOR NON-COMMERCIAL ITEMS** 1832.402 General. 1832.406 Letters of credit. 1832.407 Interest. 1832.409 Contracting officer action. 1832.409-1 Recommendation for approval. 1832.409-170 NASA procedure for approval. 1832.410 Findings, determination, and authorization. 1832.412 Contract clause. 1832.412-70 NASA contract clauses. **SUBPART 1832.5 PROGRESS** **PAYMENTS** **BASED** **ON COSTS** 1832.501 General. 1832.501-1 Customary progress payment rates. 1832.501-2 Unusual progress payments. 1832.502 Preaward matters. 1832.502-2 Contract finance office clearance. 1832.502-4 Contract clauses. 1832.502-470 NASA contract clause. 1832.503 Postaward matters. 1832.503-5 Administration of progress payments. 1832.504 Subcontracts. **SUBPART 1832.7 CONTRACT** **FUNDING** 1832.702 Policy. 1832.702-70 NASA policy. 1832.704 Limitation of cost or funds. 1832.704-70 Incrementally funded fixed-price contracts. 1832.705 Contract clauses. 1832.705-2 Clauses for limitation of cost or funds. 1832.705-270 NASA clauses for limitation of cost or funds. **SUBPART 1832.9 PROMPT PAYMENT** 1832.906 Contract financing payments. 1832.908 Contract clauses. **SUBPART 1832.10 PERFORMANCE-BASED PAYMENTS** 1832.1001 Policy. 1832.1004 Procedure. 1832.1005 Contract clauses. 1832.1009 Title. ## ## SUBPART 1832.11 ELECTRONIC FUNDS TRANSFER 1832.1110 Solicitation provision and contract clauses. **PART 1832** # CONTRACT FINANCING **1832.006-2 Definition.** The Assistant Administrator for Procurement is the Agency remedy coordination official. **Subpart** **1832.1**\--**Non-Commercial Item Purchase Financing** **1832.111**  **Contract** **clauses for non-commercial purchases.** **1832.111-70 NASA** **contract** **clause.** The contracting officer shall insert the clause at 1852.232-79, Payment for On-Site Preparatory Costs, in solicitations and contracts for construction on a fixed-price basis when progress payments are contemplated and pro rata payment of on-site preparatory costs to the contractor is appropriate. **Subpart** **1832.2\--Commercial Item Purchase Financing** **1832.202-1 Policy.** (b)(6) Advance payment limitations do not apply to expendable launch vehicle (ELV) service contracts (see 1832.402). **1832.206 Solicitation provisions and contract clauses.** (g)(2) The installment payment rate shall be that which is common in the commercial marketplace for the purchased item. If there is no commonly used rate, the contracting officer shall determine the appropriate rate. In no case shall the rate exceed that established in the clause at FAR 52.232-30. **Subpart** **1832.4\--Advance Payments for Non-Commercial Items** **1832.402 General.** (e)(1) The Director of the Headquarters Office of Procurement Contract Management Division (Code HK) is the approval authority for all advance payments except the following: **(A)** The procurement officer is the approval authority for non-fee bearing contracts with domestic entities when the cumulative contract value is \$25,000,000 or less, and for all increases to such contracts over \$25,000,000 previously approved by the Headquarters Office of Procurement as long as the advance payment amount outstanding at any time is not increased. **(B)** The contracting officer is the approval authority for the following actions. In these cases, a findings and determination (see FAR 32.410) is not required. ***(a)*** Small Business Innovation Research (SBIR) and Small Business Technology Transfer (STTR) Phase I contracts. A class deviation has been signed authorizing use of advance payments on these contracts. The contracting officer shall annotate the contract file that the deviation is on file at the NASA Headquarters Office of Procurement (Code HK). ***(b)*** Expendable launch vehicle (ELV) service contracts. 42 U.S.C. 2459c authorizes advance payments for these contracts. The contracting officer shall document the contract file with the rationale for approving the use of advance payments. (e)(2) All advance payment authorization requests, except those authorized by 1832.402(e)(1)(B), shall be coordinated with the installation Deputy Chief Financial Officer. **1832.406 Letters of credit.** (b)(1) Each installation is considered a contracting agency for the purposes of this requirement. **1832.407 Interest.** (d)(1) Advance payments without interest are authorized. **1832.409 Contracting officer action.** 1. **Recommendation for approval.** **1832.409-170 NASA procedure for approval.** In addition to the items listed in FAR 32.409-1, requests for Headquarters approval of advance payments (see 1832.402(e)(1)) shall include the following information: \(a\) Name of the cognizant NASA Headquarters program or staff office; \(b\) Name and phone number of the contracting officer or negotiator; \(c\) A copy of the proposed advance payments clause; \(d\) If a profit/fee is contemplated, the factors considered in determining the profit/fee (see 1815.404-470); \(e\) Information justifying the adequacy of security to cover the maximum advance payment amount at any time outstanding. **1832.410 Findings, determination, and** **authorization.** \(b\) Generally, the format in FAR 32.410 should be used, tailored as follows: **(i)** In format subparagraph (a)(2), use the phrase \"Advance payments (in an amount not to exceed \$....\.... at any time outstanding)\" in all determinations and findings. The phrase means the maximum unliquidated dollar amount a contractor would need in advance payments at any point in time for the particular contract. The amount would not usually be the full contract value. The amount inserted should be based on an analysis of the contractor\'s financing needs (monthly or other appropriate period) for the specific contract involved. **(ii)** In the second sentence of format subparagraph (a)(4), delete the reference to a special financial institution account if no special financial institution account is required. **(iii)** Use format subparagraph (a)(6), not (a)(7) or (a)(8). **(iv)** At the end of format paragraph (b), use \"is in the public interest.\" **(v)** In format paragraph (c), use the phrase "(the amount at any time outstanding)\" in all determinations and findings. **1832.412 Contract clause.** \(e\) The contracting officer shall use Alternates IV and V when advance payments are provided on Phase I contracts of the Small Business Innovation Research (SBIR) or Small Business Technology Transfer (STTR) programs. \(f\) See 1832.412(e). **1832.412-70 NASA contract clauses.** When the clause at FAR 52.232-12 or its Alternates II or V are used, insert the clause at 1852.232-70, NASA Modification of FAR 52.232-12. **Subpart** **1832.5\--Progress Payments** **Based on Costs** **1832.501 General.** **1832.501-1 Customary progress payment** **rates.** \(a\) The customary progress payment rate for all NASA contracts is 85 percent for large business, 90 percent for small business, 95 percent for small disadvantaged business, and 100 percent for Phase II contracts in the Small Business Innovation Research (SBIR) and Small Business Technology Transfer (STTR) programs. The contracting officer shall insert the applicable percentage in paragraphs (a) and (b) of the clause at FAR 52.232-16. **1832.501-2 Unusual** **progress** **payments.** The Director of the Headquarters Office of Procurement Contract Management Division (Code HK) is the approval authority for the use of unusual progress payments. **1832.502 Preaward** **matters.** **1832.502-2 Contract** **finance** **office** **clearance.** The Director of the Headquarters Office of Procurement Contract Management Division (Code HK) is the approval authority for the actions at FAR 32.502-2, except the Assistant Administrator for Procurement (Code HK) is the approval authority for any deviations addressed in FAR 32.502-2(b). **1832.502-4 Contract clauses.** **1832.502-470 NASA contract clause.** The contracting officer may insert a clause substantially as stated at 1852.232-82, Submission of Requests for Progress Payments, in fixed-price solicitations and contracts that provide for progress payments. The recipient of the requests and number of copies may be changed as required. **1832.503 Postaward matters.** **1832.503-5 Administration of progress payments.** (c)(i) If the contractor requests it and the contracting officer approving individual progress payments agrees, the administration of progress payments may be based on the overall contract agreement. Under this method, the contractor must include a supporting schedule with each request for a progress payment. The schedule should identify the costs applicable to each order. \(ii\) The contracting officer may treat a group of orders as a single unit for administration of progress payments if each order in the group is subject to a uniform liquidation rate and under the jurisdiction of the same payment office. **1832.504 Subcontracts.** \(c\) Unusual progress payments to subcontractors shall be approved in accordance with 1832.501-2. **Subpart** **1832.7\--Contract Funding** **1832.702 Policy.** **1832.702-70 NASA policy.** \(a\) Cost-reimbursement contracts may be incrementally funded only if all the following conditions are met: \(1\) The total value of the contract (including options as defined in FAR Subpart 17.2) is\-- \(i\) \$500,000 or more for R&D contracts under which no supplies are deliverable; or \(ii\) \$1,000,000 or more for all other contracts. \(2\) The period of performance exceeds one year. \(3\) The funds are not available to fund the total contract value fully at award. \(4\) Initial funding of the contract is \$100,000 or more. \(b\) Fixed-price contracts, other than those for research and development, shall not be incrementally funded. \(c\) (1) Fixed-price contracts for research and development may be incrementally funded if the conditions of 1832.702-70(a)(1) through (4) are met and the initial funding of the contract is at least 50 percent of the total fixed price. \(2\) Incrementally funded fixed-price contracts shall be fully funded as soon as adequate funding becomes available. \(d\) Except for a modification issued to fully fund a contract, incremental funding modifications shall not be issued for amounts totaling less than \$25,000. \(e\) Except for a modification issued to close out a contract, modifications deobligating funds shall not be issued for amounts totaling less than \$25,000. \(f\) The procurement officer, with the concurrence of the installation Comptroller, may waive any of the conditions set forth in paragraphs 1832.702-70(a) through (e). The procurement officer shall maintain a record of all such approvals during the fiscal year. \(g\) A class deviation from the conditions set forth in paragraphs 1832.702-70(a) through (e) exists to permit incremental funding of contracts under Phase II of the Small Business Innovation Research (SBIR) and Small Business Technology Transfer (STTR) programs. This deviation exists with the understanding that the contracts will be fully funded when funds become available. **1832.704 Limitation of cost or funds.** **1832.704-70 Incrementally funded fixed-price contracts.** \(a\) Upon receipt of the contractor\'s notice under paragraph (c)(1) of the clause at 1852.232-77, Limitation of Funds (Fixed-Price Contract), the contracting officer shall promptly provide written notice to the contractor that the Government is \-- \(1\) Allotting additional funds in a specified amount for continued performance; \(2\) Terminating the contract; or \(3\) Considering whether to allot additional funds; and \(i\) The contractor is entitled to stop work in accordance with paragraph (b) of the clause at 1852.232-77, Limitation of Funds; and \(ii\) Any costs expended beyond the amount specified in paragraph (a) of the clause at 1852.232-77, Limitation of Funds, are incurred at the contractor\'s risk. \(b\) Upon determining that the contract will receive no further funds, the contracting officer shall promptly give notice of the Government\'s decision and terminate for the convenience of the Government. **1832.705 Contract clauses.** **1832.705-2 Clauses for limitation of cost or funds.** **1832.705-270 NASA clauses for** **limitation of cost or funds.** \(a\) The contracting officer shall insert the clause at 1852.232-77, Limitation of Funds (Fixed-Price Contract), in solicitations and contracts for fixed-price incrementally funded research and development. \(b\) The contracting officer shall insert a clause substantially as stated at 1852.232-81, Contract Funding, in Section B of solicitations and contracts containing the clause at FAR 52.232-22, Limitation of Funds. Insert the amounts of funds available for payment, the items covered, and the applicable period of performance. The amount obligated for fee in paragraph (b) of the clause should always be sufficient to pay fee anticipated to be earned for the work funded by the amount in paragraph (a) of the clause. **Subpart** **1832.9\--Prompt Payment** **1832.906 Contract financing payments.** \(a\) Except as authorized in 1832.908, it is NASA's policy to make contract financing payments on the 30^th^ day after the designated billing office has received a proper request. However, the due date for making contract financing payments for a specific contract may be earlier than the 30th day, but not earlier than 7 days, after the designated billing office has received a proper request, provided that: **(i)** The contractor provides consideration whose value is determined to be greater than the cost to the United States Treasury of interest on funds paid prior to the 30th day, calculated using the Current Value of Funds Rate published annually in the Federal Register (subject to quarterly revision); **(ii)** The contracting officer approves the payment date change, with the concurrence of the installation Financial Management Officer; and **(iii)** The contract file includes documentation regarding the value of the consideration and the analysis determining that value. **1832.908 Contract clauses.** (c)(3) When the clause at FAR 52.232-25, Prompt Payment, is used in such contracts with the Canadian Commercial Corporation (CCC), insert \"17^th^\" in lieu of \"30^th^\" in paragraphs (a)(1)(i)(A), (a)(1)(i)(B), and (a)(1)(ii). **Subpart** **1832.10\--Performance-Based Payments** **1832.1001 Policy.** (a)(i) In determining whether performance-based payments are practical in competitive negotiated acquisitions, the contracting officer should consider the procedural impacts (e.g., proposal evaluation complications, longer evaluations, elimination of the potential for award without discussions, increased proposal information requirements) and the impact on small business competitiveness. \(ii\) The contracting officer must obtain approval from the Director of the Headquarters Office of Procurement Contract Management Division (Code HK) to use performance-based payments in competitive negotiated solicitations under \$50M. The request for approval must include an assessment of the practicality of using performance-based payments, as well as the proposed performance-based payments evaluation approach (see 1832.1004(e)(1)(ii)). **1832.1004 Procedures.** \(a\) See 1815.201(c)(6)(E) for establishing performance bases and payment terms in competitive negotiated acquisitions. (e)(1)(ii) Use of the price adjustment evaluation technique may require obtaining and analyzing proposal information that is normally not required in NASA firm-fixed-price competitions (see 1815.403-3). When using performance-based payments in competitive negotiated acquisitions under \$50 million, contracting officers should consider the use of alternative evaluation methods, e.g., qualitative evaluation under Mission Suitability or another appropriate factor. **1832.1005 Contract clauses.** \(a\) If the contract is for launch services, the contracting officer shall delete paragraph (f) of the clause at FAR 52.232-32 in accordance with 1832.1009. (b)(2) Contracting officers shall not use Alternate I in competitive negotiated acquisitions under \$50 million, unless approval has been obtained to use performance-based payments (see 1832.1001(a)(ii)). **1832.1009 Title.** In accordance with 42 U.S.C. 2465d, NASA shall not take title to launch vehicles under contracts for launch services unless one of the exceptions in the law applies. However, the law does not eliminate NASA\'s right to take title to other property acquired or produced by the contractor under a contract containing a title provision. ## Subpart 1832.11\--Electronic Funds Transfer **1832.1110 Solicitation provision and contract clauses.** (a)(1) NASA does not use the Central Contractor Registration. Use the clause at FAR 52.232-34, Payment by Electronic Funds Transfer\--Other than Central Contractor Registration. \(b\) In accordance with FAR 32.1106(b), the use of a nondomestic EFT mechanism is authorized. When a nondomestic EFT mechanism is used, the contracting officer shall replace the paragraph at FAR 52.232-34(c) with a description of the EFT mechanism that will be used for the contract. \(c\) The payment office shall be the designated office for receipt of contractor EFT information for all NASA contracts.
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# Presentation: 320209 **David Toll, Hydrological Sciences Branch,** ** ****NASA/GSFC, Greenbelt, MD **_[dave.toll@nasa.gov](mailto:dave.toll@nasa.gov)_ **{Deputy Program Manager Water Management}** **Lawrence Friedl (NASA-HQ), Jared Entin (NASA HQ),** ** ****Edwin Engman (SAIC), Kristi Arsenault ** **(UMBC-GEST) & Joe Nigro (SSAI)** ** ** ***UCOWR/NIWR CONFERENCE*** ***Increasing Freshwater Supplies*** ***July 18-20, 2006*** *** *** *Extending the societal and economic benefits of Earth science research, information, and technology**** ...*** **OPPORTUNITIES FOR THE WATER RESOURCES COMMUNITY TO PARTICIPATE IN NASA’S APPLIED SCIENCES PROGRAM** ## Overview - NASA Earth Science Research & Applications - NASA Water Management - Water Management Activities and Examples - Future Directions & Opportunities **OVERVIEW** ## Slide 3 ## NASA Observing Spacecraft for Earth System Research ## Declining NASA Earth Science Missions **2005** **2006** **2010** **18** **15** **5** **Declining NASA Earth Science Missions** ## T T TT - T tt t - T - t - T t ## NASA’s APPLIED SCIENCES PROGRAM **Public Health** **Applications of National Priority** **NASA’s APPLIED SCIENCES PROGRAM** **12 CORE AREAS** ## NASA Science Program Budget Summary - Budget Authority in $ Millions **NASA Science Program Budget Summary** **83.0** ## Slide 9 ## NASA WATER MANAGEMENT ACTIVITIES Using NASA Products - Directed Projects - - NOAA Weather Model Improvement (Leveraged) - - NASA & EPA Nonpoint Source Water Quality - - NASA & Reclamation Water Supply, Demand & Forecast - • NASA Solicitations - - NASA & NOAA Water Flood Forecast - - USGS, JPL & NOAA Drought Monitor - - West U.S. Seasonal Forecast (U. Wash., USDA & Reclamation) - - 2 New Projects: Evapotranspiration Using NASA Satellite - Products ## NASA Land Information System Benchmark of NOAA Eta (Weather Model DST) - Benchmark conducted on supercomputer to determine impact of NASA LIS (w/ “Noah Land Surface Model) initial land surface conditions (soil moisture & snow) - _ 20 Control and 60 experimental simulations conducted over May 1-10, 2003 window. - Forecasts of surface and upper air meteorological fields were validated against observations using NCEP’s Forecast Verification System (FVS) - Eta model surface forecasts of 2m humidity and temperature were greatly improved, with mixed impacts on precipitation and upper air fields - Assimilation of MODIS snow cover data into NLDASE system had positive impact on Eta model surface forecasts **Percent improvement in Eta 2m temperature bias (left) and 2m RH RMSE (right). Warm colors indicate improvements, cool colors degradations decreases.**** ** ## Slide 12 ## NASA’s Land Information System at NOAA National Centers for Environmental Prediction (NCEP) - Prime example of transfer of NASA technology to NOAA - Currently used in NOAA NCEP’s Global Forecast System (GFS) and Climate Forecast System (CFS) in research mode, with push to operations in future. - Future expansion at NOAA likely: **Ongoing NASA-NOAA/NCEP and NASA-NOAA/OHD flood forecasting research projects all utilize NASA’s Land Information System** **Expanded use of “LIS” within AFWA (with links to NOAA)** **New NASA-NOAA NLDAS-based drought monitoring project will use LIS** **Potential NASA-NOAA/OHD flash flood project would use LIS** **Positive research findings from these research projects may lead to further adoption of LIS by NOAA in operational settings** | | GFS | CFS | | --- | --- | --- | | Period | Jun-15-2005 to present | Jan-01-1980 to Dec-31-2004 (planning to extend to present) | | LSM | Noah | Noah | | Horizontal Resolution | T382 (~0.3° global, 1152x576) | T126 (~1° global, 384x192) | ## BASINS-HSPF: Precipitation & Evapotranspiration for Flow _**BASINS-HSPF:**_ _**Precipitation & Evapotranspiration for Flow**_ - • **Rain Gauges (Default method) not Representative of Precipitation Events ** **•**** ****Satellite/Doppler Spatial Data Compliments Gauge Data** - = BASINS default - rain gauges - = NLDAS - Stage II - precipitation **Chesapeake ** **Bay Watershed** - Modeled Flow Estimations for NE Anacostia Basin - Daily Rainfall Comparison (6/1/03-8/31/03) **NASA-EPA Study to Test NASA Products for Nonpoint Source Water Quality** ## Land Cover: NASA – EPA BASINS NONPOINT SOURCE _**Land Cover: NASA – EPA BASINS NONPOINT SOURCE**_ **· Land Cover Disturbance from Gypsy Moths and Logging** **·**** ****Satellite-Derived Measurements (MODIS / Landsat) of Disturbance, Link to Measures of Stream Nitrate Concentration** **Gypsy Moth Defoliation & Annual Nitrate-N Export** - Estimated N deposition from gypsy moth defoliation - Allegany County, MD in 2000 (top) and - 2001 (bottom) in kg/ha/yr. - Landsat - 30m - (15m) - MODIS - 1 km - (250m) - Townsend, Univ. of Wisconsin ## Slide 16 ## Improved Evapotranspiration Estimates to Aid Water Management Practices in the Rio Grande River Basin **Assimilate (EnKF) MODIS ****land surface temperature** - MODIS RR LST for New Mexico - Kristi Arsenault, Ana C. T. Pinheiro, David Toll, J.Nigro and T. Engman NASA Goddard Space Flight CenterRichard W. Stodt *et al.* U.S. Department of the Interior Bureau of Reclamation **Improved Evapotranspiration Estimates to Aid Water Management Practices in the Rio Grande River Basin** - Implementation of EnKF **assimilation system** within LIS CLM2.0; - Evaluation of forcing **perturbation routine**; - Evaluation of LIS CLM2.0 LST related **prognostic and diagnostic variables**. **Current Status** - (mm) **AWARDS ET Toolbox Benchmarking** - Focus on total and component ET, precipitation, - land surface temperature assimilation, and energy - budget analysis - ET Toolbox - Land Cover - Noah 2.7 - CLM2 - LIS 1 KM Total ET Sum for April 2004 ## (R. Allen, University of Idaho) **(R. Allen, University of Idaho)** ## NASA-NOAA Flood Forecast Project Overview NOAA/OHD (Restrepo), NASA/MSFC (Limaye), NASA/GSFC (Peters-Lidard) - MODIS - Cloud + Snow - Cover - AMSR-e Soil - Moisture - NASA/GSFC’s - Land Information - System (Water - Availability) - NWSRFS - Streamflow - Forecasts **Potential Evaporation** **Observed/Forecast** ## Slide 20 **Earth System Models** - Land Surface Models: - Vegetation Drought Response Index - Satellite Algorithms **Value & Benefits** **to Society** ***Quantitative and qualitative benefits from improved decisions*** - Wider dissemination of drought information - Improved understanding of drought effects at sub-county scale - Quicker response for State Drought Task Forces and State Governors - Increased spatial precision in drought emergency designations - Better informed state and local decision making leading to more effective use of available water and drought relief program resources **Predictions/Forecasts** **Observations, Parameters & Products** **Earth Observations ** - Vegetation/Wetness: MODIS and AVHRR - Precipitation: Weather Station networks, RADAR observations - Land Use/Land Cover: Landsat, MODIS - AMSR – E Radiometer - QuickSCAT/SeaWinds Radiometer **Decision Support Systems, Assessments, Management Actions** ** ****National Integrated **** ****Drought Information **** ****System** **US Drought Monitor** **Weekly map and narrative** **NIDIS web portal** _**Analyses**_ - Early Drought Detection - Drought Spatial Extent - Drought State/Drought Severity _**Decisions / Actions**_ - Drought Plans Activated - Urban Water Restrictions - Drought Assistance Programs - Agricultural Choices for Water Conservation **NASA Water Management Project USGS, JPL & Others to Support the “National Drought Monitoring System”** **Information products** - Vegetation Indices - MODIS NDVI - AMSR-E - Surface Wetness - - AMSR – E - - QuickScat - Phenological Metrics - Start of Season - Start of Season Anomaly - Seasonal Greenness - Percent of AvgSG - JPL Scatterometer - Gridded Rainfall Products - Calibrated RADAR - Standardized - Precipitation Index ## University of Washington Forecast System http://www.hydro.washington.edu - At UW, started testing hydrologic uses of real-time climate forecasts in 2000, for East Coast - Started producing water supply forecasts in 2001 - Started testing snow assimilation techniques in 2003 - Launched SW Monitor in 2005 **Notes:** Another new feature is that we’re now plotting up several analyses of snow observations, and these update on a daily basis. We’ve been automatically downloading the data for a long time for use in our assimilation, and the goal here was to show the west-wide conditions at a single glance, something that’s hard to find elsewhere. Note, in addition to the NRCS snotel points, we also have the California DWR snow pillows, and the Env. Canada snow pillows in the Columbia R. drainage. There are about 5 plots – some of which are for changes during the last week or two. ## UW Forecast System: Spatial Products **SWE** **Soil Moisture** **Runoff** **Precip** **Temp** - Apr-06 - May-06 - Jun-06 ## Slide 24 ## WaterNet: Concept ***Evolve a network of partners: ***identify and analyze partner organizations to define collaboration pathways. ***Routinely identify, prioritize, mine and communicate relevant research products and results.*** ***Optimize water cycle partner access*** to research results and products to create a self-sustaining network. ***Analyze and document*** the network effectiveness through metrics, resource estimates and documentation. ***Education and outreach ***is important to help society understand and use the research in every-day application. **WaterNet:** Concept ## Current and Future Solicitations **REASoN CAN**** ****(Awards 2003)**** ****Runs FY04-FY09** **Decisions CAN**** ****(Awards 6/05)**** ****Runs FY06-FY08**** ****3 Water Mgmt ** **ROSES 2005 **** ****(Awards 3/06)**** ****Runs FY06/7-FY09**** ****2 Water Mgmt** **ROSES 2006**** ****No solicitation planned** **ROSES 2007 **** ****(Awards 10/07)**** ****Runs FY08-FY10** **ROSES 2008 **** ****(Awards 10/08)**** ****Runs FY09-FY11** **ROSES 2009**** ****(Awards 10/09)**** ****Runs FY10-FY12** **ROSES 2010**** ****(Awards 10/10)**** ****Runs FY11-FY13** **. . . ** *(ROSES: Research Opportunities in Space and Earth Science)* **NASA Applied Sciences Program Applications Opportunities** ## Water Management – Top 5 Goals (2006-2010) **Water Management – Top 5 Goals (2006-2010)** _**Top 5 Things to Accomplish Over Next 5 Years: **_ **1. Increase Number, Scientific Credibility & User Acceptance of Benchmark Reports** **2. Strong, Competitive Proposals & Teams, Workshops and NASA Working Group Team** - - Outreach, program alignment & networking efforts to inform and interact with water management community (UCOWR, AWRA, ASCE, AGU, IGARSS, ACWI, SWAQ, etc.) and to solicit new projects **3. Models & Future Sensors and Ties to NASA Community** - - Strong model focus & preparations for future sensors & programs (GPM, NPP, Aquarius, WatER, Soil Moisture, Snow Pack, GRACE Follow-On, etc.). Work with partners to anticipate value of new NASA missions, science results, and data/network systems. **4. Strengthen Federal Agency Involvement** - - FY05 BoR, EPA, NOAA-NCEP, USDA-NRCS, SWAQ - - FY06 NOAA OHD/RFC, USGS, Army, AFWA, Army Corp of Engineers, NASA Centers - - FY10: Strengthen; State Department & USAID for Int’l Efforts and Solutions Networking. **5. Extend beyond Federal Agencies and Leverage with Other Groups and Programs ** - - Leverage with other programs GEO, GEWEX, HELP, USGS: WCIP-ACWI, UCOWR, etc. **Key Issues:** 1) Need for more Integrated Systems Solutions; 2) Consortium of Agencies, Universities, NGOs, and Private Groups Working Together; 3) Characterizing NASA Outputs better for Applications & Away from Lumped to Distributed Modeling; and 4) Demonstrated Ongoing Work and Actual Use of NASA Products. ## Thank You
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FEDERAL COMMUNICATIONS COMMISSION Washington, D.C. 20554 **DA 00-73** January 28, 2000 Claircom Communications Group, L.P. Cody Wilbanks, Esq. c/o Tom W. Davidson, Esq. General Counsel Akin, Gump, Strauss, Hauer & GTE Airfone Incorporated Field, L.L.P. 2809 Butterfield Road 1333 New Hampshire Avenue, N.W. Box 9000 Suite 400 Oak Brook, Illinois 60521 Washington, D.C. 20036 Mobile Telecommunications Technologies American Skycell Corporation Corporation c/o Louis Gurman, Esq. c/o Thomas Gutierrez, Esq. Gurman, Kurtis, Blask & Friedman . Lukas, McGowan, Nace & Gutierrez 1400 16^th^ Street, N.W. 819 H Street, N.W. Suite 500 7^th^ Floor Washington, D.C. 20036 Washington, D.C. 20006 Dear Sirs: This is in response to a joint petition for rulemaking you filed on July 22, 1993 and three joint supplemental petitions filed on October 21, 1993, December 22, 1993, and July 18, 1994 (collectively, the "Petition").[^1] In your Petition, you asked us to initiate a rulemaking proceeding to amend the geographical reference coordinates of certain ground station locations set out in former Section 22.1109 of the Commission's rules.[^2] That section has since been renumbered and is now 47 C.F.R. § 22.859.[^3] Under Section 22.859, providers of air-to-ground ("ATG") telephone service must locate their ground stations within one mile of the reference coordinates listed in Section 22.859. The Petition specifically requests changes in the reference coordinates for 11 sites. The original petition for rulemaking seeks amendments to the reference coordinates for seven sites: Kenner, Louisiana; Nashville, Tennessee; Bedford, Texas; Kansas City, Missouri; San Jose, California; Cordova, Alaska; and Sitka, Alaska. The supplemental petitions seek the same relief for Ketchikan and Yakutat, Alaska; Austin, Texas; and Pataskala, Ohio. . The Petition also states that the requested modifications to Section 22.859: (1) are fully consistent with the one mile collocation rule because, in every case, the ground stations of all the petitioners have been constructed within one mile of the proposed new reference coordinates; (2) will not harm current or future ATG service providers because none have initiated construction of a ground station that is located more than one mile from the proposed reference coordinates; (3) will avoid costly relocations of facilities which do not create inter-carrier interference but which technically do not currently comply with the Commission's rules; and (4) will replace reference coordinates that represent illogical locations with reference coordinates which are more appropriate for ATG station locations.[^4] We have examined the requests in your Petition and find that it is in the public interest to amend Section 22.859 to adopt the geographical reference coordinates for the 11 sites requested in your Petition. Our engineering review indicates that a grant of the requested relief will not cause interference to or violate the rights of any other Commission licensee. Accordingly, Section 22.859 is amended to incorporate the geographical reference coordinates for these 11 sites as set forth in the appendix to this letter. We also find that good cause exists under Section 1.412(c) of the Commission's rules to adopt this rule change without prior public notice and comment because we find such procedures to be unnecessary in this instance.[^5] All of the parties who would be affected by amending the geographical reference coordinates were parties to the Petition. Therefore, we are granting the relief requested without formally seeking comments from the public. Unless an adverse comment is received regarding the amendments to Section 22.859 within 30 days after publication of this letter in the Federal Register, the rule amendments will become effective on the 31^st^ day after publication in the Federal Register.[^6] This action is taken pursuant to the authority delegated to the Chief, Wireless Telecommunications Bureau, in Section 0.331 of the Commission's rules.[^7] > Sincerely, Thomas J. Sugrue Chief, Wireless Telecommunications Bureau Appendix ##### APPENDIX ### FINAL RULES #### Chapter 1, Part 22, Subpart G of Title 47 of the Code Federal regulations is amended as follows: 1. **Section 22.859 is revised to change the reference coordinates and/or channel blocks for Cordova, Alaska, Ketchikan, Alaska, Sitka, Alaska, Yakutat, Alaska, San Jose, California, Kenner, Louisiana, Kansas City, Missouri, Pataskala, Ohio, Nashville, Tennessee, Austin, Texas, and Bedford, Texas as follows:** **§ 22.859 Geographical channel block layout.** Except as provided in paragraphs (a) and (b) of this section, ground station locations must be within 1.61 kilometers (one mile) of the locations listed in this paragraph. The channel block allotted for each location must be used to provide service to airborne mobile stations in flight and may be used to provide service to airborne mobile stations on ground. Channel [Location]{.underline} [N. Latitude]{.underline} [W. Longitude]{.underline} [Block]{.underline} ALASKA Anchorage 6111\'06\" 14954\'42\" 8 Cordova 6029\'40\" 14528\'10\" 5 Ketchikan 5521\'11\" 13142\'33\" 5 Juneau 5821\'18\" 13434\'30\" 4 Sitka 5703\'04\" 13520\'17\" 7 Yakutat 5932\'23\" 139\'04\" 2 ALABAMA Birmingham 3323\'24\" 8639\'59\" 2 ARIZONA Phoenix 3335\'39\" 11205\'12\" 4 Winslow 3501\'17\" 11043\'02\" 6 ARKANSAS Pine Bluff 3410\'56\" 9156\'18\" 8 CALIFORNIA Blythe 3336\'39\" 11442\'24\" 10 Eureka 4042\'59\" 12412\'09\" 8 Los Angeles 3356\'45\" 11823\'03\" 4 Oakland 3751\'12\" 12212\'30\" 1 San Francisco 3741\'15\" 12226\'01\" 6 San Jose............................... 37°20\'56\"............\... 121°53\'57\"........................5 Visalia 3619\'36\" 11923\'22\" 7 COLORADO Colorado Springs 3844\'39\" 10451\'46\" 8 Denver 3946\'45\" 10450\'49\" 1 Hayden 4029\'04\" 10713\'08\" 6 FLORIDA Miami 2548\'27\" 8016\'30\" 4 Orlando 2826\'53\" 8122\'00\" 2 Tallahassee 3024\'02\" 8421\'18\" 7 GEORGIA Atlanta 3339\'05\" 8425\'54\" 5 St. Simons Island 3109\'22\" 8123\'14\" 6 HAWAII Mauna Kapu 2124\'24\" 15806\'02\" 5 IDAHO Blackfoot 4311\'34\" 11220\'57\" 8 Caldwell 4338\'45\" 11638\'44\" 10 ILLINOIS Chicago 4146\'49\" 8745\'20\" 3 Kewanee 4112\'05\" 8957\'33\" 5 Schiller Park 4157\'18\" 8752\'57\" 2 INDIANA Fort Wayne 4059\'16\" 8511\'31\" 7 IOWA Des Moines 4131\'58\" 9338\'54\" 1 KANSAS Garden City 3759\'35\" 10054\'04\" 3 Wichita 3737\'24\" 9727\'15\" 7 KENTUCKY Fairdale 3804\'48\" 8547\'33\" 6 LOUISIANA Kenner 3000\'27\" 9013\'49\" 3 Shreveport 3227\'09\" 9349\'38\" 5 MASSACHUSETTS Boston 4223\'15\" 7101\'03\" 7 MICHIGAN Bellville 4212\'17\" 8329\'09\" 8 Flint 4258\'21\" 8344\'22\" 9 Sault Saint Marie 4628\'45\" 8421\'31\" 6 MINNESOTA Bloomington 4451\'30\" 9313\'19\" 9 MISSISSIPPI Meridian 3219\'10\" 8841\'33\" 9 MISSOURI Kansas City 3918\'13\" 9441\'04\" 6 St. Louis 3842\'45\" 9019\'19\" 4 Springfield 3714\'28\" 9322\'54\" 9 MONTANA Lewistown 4702\'56\" 10927\'27\" 5 Miles City 4625\'30\" 10552\'30\" 8 Missoula 4701\'05\" 11400\'41\" 3 NEBRASKA Grand Island 4058\'00\" 9819\'11\" 2 Ogallala 4107\'11\" 10145\'37\" 4 NEVADA Las Vegas 3605\'35\" 11510\'25\" 1 Reno 3935\'13\" 11955\'52\" 3 Tonopah 3803\'43\" 11713\'24\" 9 Winnemucca 4100\'39\" 11745\'58\" 4 NEW MEXICO Alamogordo 3254\'46\" 10556\'41\" 8 Albuquerque 3503\'05\" 10637\'13\" 10 Aztec 3648\'42\" 10753\'48\" 9 Clayton 3627\'29\" 10311\'16\" 5 NEW JERSEY Woodbury 3950\'01\" 7509\'21\" 3 NEW YORK E. Elmhurst 4046\'21\" 7352\'42\" 1 Schuyler 4309\'09\" 7507\'50\" 2 Staten Island 4036\'05\" 7406\'35\" 9 NORTH CAROLINA Greensboro 3605\'54\" 7956\'42\" 9 Wilmington 3416\'10\" 7754\'24\" 3 NORTH DAKOTA Dickinson 4651\'05\" 10247\'35\" 7 OHIO Pataskala 4004\'05\" 8242\'00\" 1 OKLAHOMA Warner 3529\'31\" 9518\'25\" 4 Woodward 3624\'42\" 9928\'50\" 9 OREGON Albany 4438\'24\" 12303\'36\" 5 Klamath Falls 4206\'30\" 12138\'00\" 2 Pendleton 4535\'45\" 11831\'02\" 7 PENNSYLVANIA Coraopolis 4030\'33\" 8013\'27\" 4 New Cumberland 4011\'30\" 7652\'02\" 8 SOUTH CAROLINA Charleston 3254\'10\" 8001\'20\" 4 SOUTH DAKOTA Aberdeen 4527\'21\" 9825\'26\" 6 Rapid City 4402\'36\" 10303\'36\" 5 TENNESSEE Elizabethton 3626\'04\" 8208\'06\" 7 Memphis 3501\'44\" 8956\'15\" 10 Nashville 3608\'07\" 8641\'39\" 3 TEXAS Austin 32\'45\" 97\'19\" 2 Bedford 32\'19\" 9708\'03\" 1 Houston 2954\'37\" 9524\'39\" 9 Lubbock 3337\'06\" 10152\'14\" 7 Monahans 3134\'58\" 10254\'18\" 6 UTAH Abajo Peak 3750\'21\" 10927\'42\" 7 Delta 3923\'15\" 11230\'44\" 2 Escalante 3745\'19\" 11152\'27\" 5 Green River 3857\'54\" 11013\'40\" 3 Salt Lake City 4039\'11\" 11212\'06\" 1 VIRGINIA Arlington 3852\'55\" 7706\'18\" 6 WASHINGTON Seattle 4726\'08\" 12217\'35\" 4 Cheney 4733\'14\" 11743\'35\" 1 WEST VIRGINIA Charleston 3819\'47\" 8139\'36\" 2 WISCONSIN Stevens Point 4433\'06\" 8925\'27\" 8 WYOMING Riverton 4303\'37\" 10827\'23\" 9 \(a\) Carriers authorized to construct and operate air-to-ground radiotelephone systems on the channels listed in § 22.857 may also construct and operate low power ground stations designed to provide service to airborne mobile stations on the ground, provided that no interference is caused to service provided by ground stations located in accordance with the geographical channel block layout or with paragraph (b) of this section. The antenna location of such low power ground station may be anywhere that is at least 483 kilometers (300 miles) from all antenna locations of ground stations using the channel block(s) in accordance with the geographical channel block layout or with paragraph (b) of this section. \(b\) Ground station locations may be more than 1.61 kilometers (one mile) from all of the locations listed in this section, provided that they are at least 885 kilometers (550 miles) from all antenna locations of ground stations using the same channel block(s) in accordance with the geographical channel block layout or with this paragraph. [^1]: Claircom Licensee Corporation, GTE/Airfone Incorporated and In-Flight Phone Corporation also jointly filed comments April 26, 1996 (and attached a petition for rulemaking), in response to the Wireless Telecommunications Bureau's (Bureau) March 26, 1996, Public Notice No. 62162 seeking comment on rule streamlining proposals under consideration by the Bureau. To the extent not addressed by the Bureau's action today, the proposals made by these parties in their filed comments (and attached petition for rulemaking) will be considered in connection with any future streamlining initiatives undertaken by the Bureau. [^2]: 47 C.F.R. § 22.1109. [^3]: *See* Part 22 Rewrite, 9 FCC Rcd 6513, 6656 (1994). [^4]: *Id.* [^5]: 47 C.F.R. § 1.412(c). [^6]: 47 C.F.R. § 1.427. [^7]: 47 C.F.R. § 0.331.
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# Presentation: 584948 ## Search Secrets: Technology Intelligence (Finding What You Want) - Larry G.Hull - May 20, 2004 ## Presentation Goals - Common Search Mistakes - Basic Search Techniques - Major Search Engines - Google Secrets - Advanced Search Secrets - Google Advanced Operators and Information - Google Resources - Other Technology Intelligence Resources - Search Engines’ Future Goals ## Biggest Search Mistakes - Typing URLs into the wrong box ## Top Search Terms - 2:00 May 13 - Kelly Blue Book - Paris Hilton / Pamela Anderson - Mapquest - Google - Games - Yahoo - Jokes - Health - Thong / Thongs - eBay - Dictionary - Lyrics - Hotmail - Friends Finale - Ask Jeeves ## What Did You Notice? - Kelly Blue Book - Games - Mapquest - Google - Paris Hilton / Paris Hilton Video - Yahoo - Jokes - Health - Thong / Thongs - eBay - Dictionary - Pamela Anderson - Hotmail - Friends Finale - Ask Jeeves ## My Point - Kelly Blue Book - Games - Mapquest - Google - Paris Hilton / Paris Hilton Video - Yahoo - Jokes - Health - Thong / Thongs - eBay - Dictionary - Pamela Anderson - Hotmail - Friends Finale - Ask Jeeves ## Biggest Search Mistake - Typing URLs into the wrong box - Search terms entered in the address field - Addresses entered in the search field - Source: _[wordtracker.com](http://wordtracker.com/)_ - Today’s top search terms - Shown as moving list at top of page - Download using “Send words to a friend” link - People continue to type addresses as search terms, even after the mistake has been pointed out to them ## Biggest Search Mistakes - Typing URLs into the wrong box - Using the wrong tool at the wrong time ## The Second Biggest Mistake - Using a directory instead of a search engine ... and then not understanding why you can’t find anything! - Would you look up the definition of a word in the phone book? - Directories are human-compiled and have a small number of pages in their databases (usually in the low millions) e.g. _[MSN](http://www.msn.com/)__ or Yahoo_ - Search engines are machine-compiled and have a **very large** number of pages in their databases (usually in the hundreds of millions or even billions) ## Directories vs. Search Engines - Directories are **great** for “telephone book” searches - What is the Web page address for company A, organization B, or entity C? - Who makes product X? - Where is a list of Web pages for topic Z? - Search engines are great for “encyclopedia” or “dictionary” searches - What is Z? - Three parts to a search engine - Spider or bot (sometimes called a crawler) - Index or catalog - Front end or retrieval page ## Directories vs. Search Engines - Directories may grow to where they effectively become a small search engine or may explicitly decide to transform themselves into one, e.g., Yahoo - Search engines may divide into topic or functionality oriented subsets that resemble directories, e.g., _[Google](http://www.google.com/)_ - Some offer unique front ends, e.g., Ask Jeeves and KartOO (offering multisearch and a visual display) - Competition is fierce ## People Use Directories -- Why? - Search engines have more, far more, pages in their databases than do directories - Why do people predominantly use directories? - They know how to use a directory - No one has ever shown them how to use a search engine! - Note: This is also true for a search box or page at a Web site. - People will say they prefer to use a site’s search facility. - Usability tests show most use the site map if one exists. ## Biggest Search Mistakes - Typing URLs into the wrong box - Using the wrong tool at the wrong time - Not knowing when and how to use directories or search engines to actually find information ## Search Basics - Be specific ... because if you aren’t specific, you’ll end up with a bunch of garbage! - minimum of three to five specific terms, e.g., - ocean biology and biogeochemistry data mining - and is a “stop word”, i.e., an extremely common word that is frequently discarded to speed up searches ## Search Basics - Be specific ... because if you aren’t specific, you’ll end up with a bunch of garbage! - Use quotes to search for phrases - “ocean biology” biogeochemistry “data mining” ## Search Basics - Be specific ... because if you aren’t specific, you’ll end up with a bunch of garbage! - Use quotes to search for phrases - Use the + sign to require - “ocean biology” biogeochemistry +“data mining” ## Search Basics - Be specific ... because if you aren’t specific, you’ll end up with a bunch of garbage! - Use quotes to search for phrases. - Use the + sign to require - Use the - sign to exclude - “ocean biology” biogeochemistry +“data mining” -solicitation ## Search Basics - Be specific ... because if you aren’t specific, you’ll end up with a bunch of garbage! - Use quotes to search for phrases. - Use the + sign to require. - Use the - sign to exclude. - Combine symbols as often as possible (see rule #1) - +“ocean biology” biogeochemistry +“data mining” -solicitation ## Major Search Engines - Google http://www.google.com - Well-deserved reputation as top choice for searching web - Crawler-based service provides comprehensive coverage and great relevancy - Recommended as a first stop - Yahoo http://www.yahoo.com - Web's oldest (1994) directory - Shift in October 2002 to crawler-based listings from Google - Second shift in February 2004 to its own search technology ## Major Search Engines - 2 - Ask Jeeves http://www.ask.com/ - Ask Jeeves initially gained fame in 1998 and 1999 as being the "natural language" search engine - Behind the scenes, editors monitored search logs and went out onto the web to located what seemed to be the best sites - Today, Ask Jeeves depends on crawler-based technology - HotBot http://www.hotbot.com - HotBot provides easy access to the web's three major crawler-based search engines: Yahoo, Google and Teoma (pronounced tay-o-ma and owned by Ask Jeeves) - Unlike a meta search engine, it cannot blend the results from all of these crawlers together ## Meta Search Engines - Unlike search engines, metacrawlers don't crawl the web to build listings. Instead, they allow searches to be sent to several search engines all at once. The results are then blended together onto one page. - Dogpile http://www.dogpile.com - Searches a customizable list of search engines, directories and specialty search sites - Displays results from each search engine individually ## Meta Search Engines - 2 - MetaCrawler http://www.metacrawler.com/ - One of the oldest meta search services, - MetaCrawler began in July 1995 at the University of Washington - KartOO http://www.kartoo.com - Shows search results using a visual display - Sites are interconnected by keywords - Looking for search engines? - http://searchenginewatch.com/links/ ## Google Secrets - It’s easy if you remember a few, simple commands - Title searches - Search for pages that have a particular word or phrase in their title - **intitle:*****terms*** - Examples ** ****intitle:moon** ** ****intitle:”Moon Landing”** ## Google Secrets - 2 - Site searches (used with another term) ** *****term(s)***** site:*****domainname*** - Limit search to only pages within a specific site or domain ** ****apollo site:nasa.gov** ** ****apollo +site:gov** - Exclude pages from a specific site or domain ** ****apollo -site:nasa.gov** ** ****apollo -site:gov** ## Google Secrets - 3 - URL searches - Search for pages that have a particular word or phrase in their URL - Works great when you can only remember one word in a long URL ** ****inurl:*****url*** ** ****inurl:apollo** - Example of “real” search ** ****+inurl:apollo +moon -“John Young” +site:nasa.gov** - Note: does not mean Young won’t appear in the site ## Google Secrets - 4 - Related searches - Search for pages that are similar to another page ** ****related:*****url*** - Related search to find pages similar to gsfc.nasa.gov ** ****related:gsfc.nasa.com** - Typical result will be *servername*.gsfc.nasa.gov - Note: related search results equivalent to URL “similar pages” ## Advanced Search Secrets - How does search really work in search engines? - Only the insiders know for sure - People have made some shrewd guesses - Number of keywords appearing on page scores “X” - Keyword adjacency (closeness) on page scores “Y” - Number of appearances of a keyword is given a weight and composite of weights scores “Z” - Search engine uses X, Y, Z, and other secret variables to come up with a score for each page; applies a page rank, and displays to top n pages m at a time - What is a page rank? - Note: “PageRank” is Google’s secret algorithm ## Page Rank (Digression) - Premise: importance of a research paper can be judged by the number of citations - Analogy: importance of a Web page can be judged by the number of links pointing to it from other pages - Or, mathematically, where PR = page rank and C = citations (links) - d is a damping factor in the range of 0 < d < 1, perhaps 0.8 ## Page Rank (continued) - The page rank of a Web page is the sum of the page ranks of all the pages linking to it divided by the number of links on each of those pages - A page with many links to it from other pages is judged to be more important than a page with only a few links from other pages - A page with only a few links to other pages is deemed to be more important than a page with links to lots of other pages, e.g., a portal ## Boolean Operators - Search engines use AND as their Boolean default - Automatically look for pages that contain ALL keywords - Google: The "AND" operator is unnecessary -- we include all search terms by default. - One reason to use phases, e.g., “data mining” - Some searches need a Boolean OR - OR operator is (almost) *always* in all caps - Goes between keywords - Often may be (should be) used with parentheses - ocean biology **and** biogeochemistry data mining - “ocean biology” biogeochemistry “data mining” - (“ocean biology” OR biogeochemistry) “data mining” ## More Tips - Capitalization may not matter (except Boolean OR) - Number of keywords may be limited - Don’t use stop words: a, about, an, and, are, as, at, be, by, from, how, i, in, is, it, of, on, or, that, the, this, to, we, what, when, where, which, with - Note: try using a + to search for a stop word, +we - Use wildcard if supported by search engine - Wildcards are characters, usually asterisks (*), that represent other characters - Google offers full-word wildcards, **it’s +a * world** - Some search engines support a technique called “stemming”, some* matches sometime, somewhere, ... ## More Tips 2 - Order of the search keywords matters - Number of results (hits) will probably be the same - Ordering of the hits, particularly the top hits, will vary - Some search engines offer advance search (page and/or advanced search operators) - Search specific parts of Web pages - Search for specific types of information - We’ve seen some of Google’s advanced operators - Query modifiers, e.g., intitle:, inurl:, site: - Alternative query types, e.g., related: - Information types, e.g., define: ## Google Advanced Operators **filetype:** - Results restricted to files with a particular extension ".doc”, “.xls”, “.ppt”, etc - Shows only files created with the corresponding program - No space between filetype: and the file extension - “dot” in the file extension is optional ** “****data mining” ****filetype:pdf** **daterange****:** - Date or range of dates page was indexed - Works only with Julian dates ** “****data mining” ****daterange:2452401-2452766** ## Google Advanced Operators - 2 **inanchor:** - Results restricted to text in a page’s anchors (links) - No space between inanchor: and the first word - Phases (in quotes) do work - <p>Please <a href=“guestbook.html”>sign our guestbook</a></p> - **terms**** inanchor:guestbook** **inte****x****t:** - Searches body text and only body text - No space between intext: and the first word or phase ** ****terms ****intext:“Goddard Space Flight Center”** ## Google Information - Phonebook:, three versions **phonebook:** searches the entire Google phonebook **rphonebook:** searches residential listings only **bphonebook:** searches business listings only - parameters - first name (or first initial), last name, city (state is optional) - first name (or first initial), last name, state - first name (or first initial), last name, area code - first name (or first initial), last name, zip code - phone number, including area code - last name, city, state - last name, zip code - **phonebook:hull 20770** - Rena Hull - (301) 614-9654 - 155 Westway, Greenbelt, MD 20770 ## Google Information - 2 **define:** - definitions for the word or phrase that follows - if definitions are available - no space between **define:** and the word or phrase - **define:nanotechnology** **stocks:** - Google treats the query terms as stock ticker symbols - Links to a Yahoo finance page showing stock information for those symbols - Ignores spaces ## Google Resources - Free guides and FAQ - Web searching in general - Google’s features in specific - **http://www.google.com/help/** - Google Usenet newsgroup ** ****google.public.support.general** ***Google ******Hacks*** by Calishain and Dornfest - Extremely advanced book written for Perl programmers - Recommended but only if you can hack it ## Other Resources - Deep Web (Invisible Web) - Content of databases accessible on the Web - Estimated 500 times larger than the fixed Web - Non-textual files on the Web - Multimedia files - Graphical files (now offered by Google) - Documents in non-standard formats such as Portable Document Format (PDF) - Sources - Directory of high quality databases maintained by Gary Price and Chris Sherman **http://www.invisible-web.net/** - CompletePlanet **http://www.completeplanet.com/** ## Other Resources - 2 - The GSFC Library **http://library.gsfc.nasa.gov/** - Library Catalog - Article/Paper Search Engines - Technical databases (deep web) - Available to users within GSFC domains - Journals, eBooks, and more - NEW: Ask A Librarian - Real-time reference! - 10 am to 4 pm, Mon - Fri - Never underestimate a well-trained reference librarian ## Future Goals - Search engines understand (and answer) questions in natural language - Microsoft Research’s AskMSR - Rewrite search question (generate templates) - Search for exact matches -- done - Search for close matches -- redundancy => high probability - Search engines as good as well-trained reference librarians - Major advances needed in probabilistic machine learning and natural-language processing
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Title: Biotic Surveys and Inventories (BS&I) Date: August 15, 2001 Replaced: NSF 98-158 Biotic Surveys and Inventories (BS&I) ------------------------------------------------------------------------ Program Announcement NSF 01-150 DIRECTORATE FOR BIOLOGICAL SCIENCES DIVISION OF ENVIRONMENTAL BIOLOGY FULL PROPOSAL DEADLINE(S) : November 16, 2001 and first Friday in November annually thereafter [NSF Logo] NATIONAL SCIENCE FOUNDATION [Small NSF logo] The National Science Foundation promotes and advances scientific progress in the United States by competitively awarding grants and cooperative agreements for research and education in the sciences, mathematics, and engineering. To get the latest information about program deadlines, to download copies of NSF publications, and to access abstracts of awards, visit the NSF Web Site at: http://www.nsf.gov - Location: 4201 Wilson Blvd. Arlington, VA 22230 - For General Information (NSF Information Center): (703) 292-5111 - TDD (for the hearing-impaired): (703) 292-5090 - To Order Publications or Forms: Send an e-mail to: pubs@nsf.gov or telephone: (301) 947-2722 - To Locate NSF Employees: (703) 292-5111 SUMMARY OF PROGRAM REQUIREMENTS ------------------------------------------------------------------------ ------------------------------------------------------------------------ GENERAL INFORMATION Program Title: Biotic Surveys and Inventories (BS&I) Synopsis of Program: The Biotic Surveys and Inventories Program supports basic research and collecting activities that are designed to discover and document the biological species diversity of all forms of life on Earth. The Program supports collecting, identifying, vouchering, and naming the biota of a substantial geographic region, including oceanographic areas, as well as expeditionary work to discover and describe biotic diversity in poorly known areas. Knowledge of species-level biodiversity provides the foundation for research in systematic and population biology, ecology, conservation and restoration biology, anthropology, physical geography, biological oceanography, paleobiology and other sciences. This basic knowledge is necessary for monitoring and assessing land-use patterns, global climate change, and the economic value of natural resources. Research projects may address any major group or groups of organisms, from terrestrial, freshwater, and marine environments, usually at landscape to regional scales or larger. Permanent, well-curated collections or cultures and Internet-accessible databases of information are expected as products of BS&I support. Cognizant Program Officer(s): * Program Director, for Biotic Surveys and Inventories, Directorate for Biological Sciences, Division of Environmental Biology, Room 635, telephone: 703-292-8481. * Program Officers, Systematic and Population Biology Cluster, Directorate for Biological Sciences, Division of Environmental Biology, Room 635, telephone: 703-292-8481. Applicable Catalog of Federal Domestic Assistance (CFDA) Number(s): * 47.074 --- Biological Sciences ELIGIBILITY INFORMATION * Organization Limit: None * PI Eligibility Limit: None * Limit on Number of Proposals: None AWARD INFORMATION * Anticipated Type of Award: Standard or Continuing Grant * Estimated Number of Awards: 20-25 grants awarded each year * Anticipated Funding Amount: $5 million total anticipated PROPOSAL PREPARATION AND SUBMISSION INSTRUCTIONS A. Proposal Preparation Instructions * Full Proposals: Supplemental Preparation Guidelines o The program announcement/solicitation contains supplements to the standard Grant Proposal Guide (GPG) proposal preparation guidelines. Please see the full program announcement/solicitation for further information. B. Budgetary Information * Cost Sharing Requirements: Cost Sharing is not required. * Indirect Cost (F&A) Limitations: Not Applicable. * Other Budgetary Limitations: Not Applicable. C. Deadline/Target Dates * Letters of Intent (optional): None * Preliminary Proposals (optional): None * Full Proposal Deadline Date(s): November 16, 2001 and first Friday in November annually thereafter D. FastLane Requirements * FastLane Submission: Required * FastLane Contact(s): o Ms. Elaine Washington, FastLane Liaison, Directorate for Biological Sciences, Division of Environmental Biology, Room 635, telephone: 703-292-7193, e-mail: eputney@nsf.gov. o Questions can also be directed to, BIOFL@nsf.gov, Directorate for Biological Sciences, Room 695, telephone: 703-292-8406, e-mail: biofl@nsf.gov. PROPOSAL REVIEW INFORMATION * Merit Review Criteria: National Science Board approved criteria. Additional merit review considerations apply. Please see the full program announcement/solicitation for further information. AWARD ADMINISTRATION INFORMATION * Award Conditions: Additional award conditions apply. Please see the program announcement/solicitation for further information. * Reporting Requirements: Additional reporting requirements apply. Please see the full program announcement/solicitation for further information. TABLE OF CONTENTS ------------------------------------------------------------------------ ------------------------------------------------------------------------ SUMMARY OF PROGRAM REQUIREMENTS I. INTRODUCTION II. PROGRAM DESCRIPTION III. ELIGIBILITY INFORMATION IV. AWARD INFORMATION V. PROPOSAL PREPARATION AND SUBMISSION INSTRUCTIONS A. Proposal Preparation Instructions B. Budgetary Information C. Deadline/Target Dates D. FastLane Requirements VI. PROPOSAL REVIEW INFORMATION A. NSF Proposal Review Process B. Review Protocol and Associated Customer Service Standard VII. AWARD ADMINISTRATION INFORMATION A. Notification of the Award B. Award Conditions C. Reporting Requirements VIII.CONTACTS FOR ADDITIONAL INFORMATION IX. OTHER PROGRAMS OF INTEREST I. INTRODUCTION "We are at a critical juncture for the conservation and study of biodiversity; such an opportunity will never occur again. Understanding and maintaining that diversity is the key to humanity's continued prosperous and stable existence on Earth." Loss of Biological Diversity: A Global Crisis Requiring International Solutions. National Science Board, 1989 Increasing rates of extinction of species and the loss of knowledge of local species among indigenous peoples have created an urgent need for scientific exploration to expand humanity's knowledge of biological diversity throughout the world. In support of this goal, the Directorate for Biological Sciences, Division of Environmental Biology established the Biotic Surveys and Inventories Program in 1991. BS&I invites proposals to discover and document biological species diversity of all forms of life on Earth, with special emphasis on taxonomic groups of organisms that are poorly known, such as bacteria, archaea, protists, fungi, and invertebrates, and in geographic regions, including oceanographic areas, that are poorly surveyed. Elements likely to be common to all BS&I projects include the following: (1) Collections -- natural history specimens, cultures, stocks or other physical samples are the material objects of discovery, study, and inventory. Methods of collection and curatorial arrangements for the care and vouchering of samples must be described. Proposals to collect and study organisms that have a minimal museum (or collection) tradition should indicate this fact, discuss the form that useful collections or cultures would take as well as their impact on future taxonomic practice in the group, and present plans for implementation and curation of such collections, stocks, or cultures. (2) Species inventories -- documentation of the number, taxonomic disposition, and, where appropriate, relative abundance of species encountered, and integration with prior knowledge of species occurrences in the region under study, are required. Such documentation may take several forms, depending on the current state of knowledge for the targeted taxonomic groups, but all projects should develop and begin implementation of plans for Internet-accessible products in interoperable formats, such as species checklists or catalogs, interactive keys or other expert identification systems, and taxon authority files. (3) Specimen databases -- the collections newly made during the course of the project, along with specimens or samples or cultures already in repositories, should be identified in web-accessible databases, for further use by scientists and others, with attention to locality or other geo-referencing data to facilitate mapping and GIS applications. (4) Education and Outreach -- field work to collect and identify organisms provides attractive training opportunities for students at all levels, and when conducted abroad, also presents opportunities for international collaboration with host country scientists and students. These students and colleagues should be partners in the research, conceptually and logistically, to the fullest extent possible. II. PROGRAM DESCRIPTION Biotic Surveys and Inventories proposals should address the following five topics in the Project Description section of the proposal, following the Results from Prior NSF Support section (if required). 1. Taxonomic Breadth. Proposals must specify the range of taxonomic groups to be sampled in the geographic region (or oceanographic area or stratigraphic horizon) under study, and must justify that breadth of sampling. Sampling a diversity of taxa is encouraged rather than a narrow group of closely related taxa; sampling of major ecological assemblages -- soil microorganisms, vertebrates and their parasites, vascular plants and their fungal endophytes -- should be considered where collecting methods achieve economies of return. Surveys of single species or genera are excluded from consideration, and surveys of single families will likely have low priority. Estimates of the numbers of new species, plans for the description of these new taxa, and electronic dissemination of information on the new collections, cultures, or samples should be provided. Collections or other resources currently available for the taxa of interest in the region under study should be described, with plans for incorporating information about these collections and taxa into the study. Summary information on existing collections for the targeted taxa in the region under study constitutes the preliminary data useful to reviewers in evaluating the need for additional collecting. Include an estimate of how complete the proposed survey or inventory is likely to be for the taxonomic groups under study in the region at the conclusion of the project, along with a brief discussion of your methods for judging completion. 2. Geographic Scale. The taxonomic range and geographic scale of the project should constitute a natural and compelling biological focus and need. Biogeographic regions or areas delimited on the basis of other biological criteria are preferable to geopolitical units. Most BS&I projects focus on landscape, regional or continental scales (for example, the southeastern United States, the Orinoco River drainage). Proposals must justify the need for a dedicated collecting effort on the geographic and logistic scale proposed, and must explain why existing collections and inventories are inadequate for developing conservation plans, assessing economic value of natural resources, or addressing particular scientific questions. Proposals that focus on little-explored regions of the world and/or poorly known components of the biota (for example, prokaryotes, protists, fungi, invertebrates) are strongly encouraged, as are surveys of biota of Long Term Ecological Research (LTER) sites, both those within the U.S. and those in the international LTER network (check the LTER website for information, at http://lternet.edu/). 3. Urgency. The need for exploration and collecting may be substantially greater for certain regions than for others, for reasons such as impending habitat destruction, ignorance of critical components of the biota, or rare historical events. If appropriate, proposals should indicate why an immediate and intensive collecting effort is required. Justifications involving endangered habitats, threatened sites, or disappearing resources must make specific reference to the planned collection sites and to the sampling strategy, not simply to the broad region. 4. Conceptual Issues. All BS&I projects should lead to better description and documentation of the biological diversity of particular areas. Lack of knowledge about the taxa and region, however, cannot be the sole justification for a proposal. In the context of a highly competitive merit review, BS&I proposals must make a case for substantial impact on scientific understanding of biodiversity. The proposal should discuss how the collections, species inventories, or other products will facilitate ongoing or future research in such fields, for example, as phylogenetics, ecology, biogeography, coevolution, paleoclimatology, or natural resource management. Discussion of these conceptual links should be specific to the taxa and regions under study, and may include plans for revisionary or monographic work, biogeographic analyses, tests of hypotheses of evolutionary or ecological dynamics, or substantive efforts to enhance biological conservation status in the region. 5. Management Plan. The taxonomic complexity and spatial scale of most BS&I projects are likely to require cooperative work by several specialists, whether under the leadership of a single Principal Investigator or a team; explicit management plans are required, with time and place scheduling, delineation of tasks and responsibilities, and agendas for products at regular intervals during the course of the project. Management plans must address the following: -- strategy, protocols, and timetable for collection, preparation, documentation, and distribution of all specimens, cultures, stocks or other material samples acquired during the study, with attention to long-term preservation and curation of the collections. Investigators are strongly encouraged to make use of appropriate Global Positioning System (GPS) technology to record locality data. Costs of specimen preparation and storage are eligible items for support; letters from curators of the relevant repositories may be included in the FastLane section on Supplementary Documentation. -- development of databases of information associated with the collections, including description of hardware and software components, the data model and elements of the database(s), quality-control of data entry, capacity for expansion, and Internet-accessibility including networking protocols and integration with other electronic information resources. Maintenance of the databases, like maintenance of the collections, will be a consideration in proposal review; letters of support from Information Technology managers may be included in the FastLane section on Supplementary Documentation. -- permits or other required authorizations for the collecting activities, and logistics of cooperative work, in particular with host country scientists if conducted abroad. Prospective investigators wishing to establish collaborations with foreign scientists should review the guidance and opportunities provided through the Division of International Programs (check the NSF website at http://www.nsf.gov/sbe/int/). BS&I projects are expected to foster international cooperation, including the sharing of data across international boundaries while at the same time assuring that specimens collected today will be available for study by researchers (of any nationality) now and in the future. Projects in the U.S. are expected to adhere to the regulations of the U.S. Fish and Wildlife Service, Forest Service, Bureau of Land Management, National Park Service, or other responsible government agencies. It is expected that the rights of private landowners will be respected at all times. Collecting permits or other authorization documents in hand should be submitted through the FastLane section on Supplementary Documentation. -- training and other educational opportunities; these should be integrated in the conduct of the survey or inventory wherever feasible, with student partners sharing conceptually and logistically to the fullest extent possible. BS&I grants are eligible for supplementation through the Research Experiences for Undergraduates (REU) program (see program announcement NSF 00-107, available on the NSF website at http://www.nsf.gov/cgi-bin/getpub?nsf00107) and the Research Opportunity Awards (ROA) program, which supports small-college faculty in research projects associated with the primary grant [see program announcement for Research in Undergraduate Institutions (RUI), NSF 00-144, available on the NSF website at http://www.nsf.gov/pubs/2000/nsf00144/nsf00144.htm]. ROA supplements and other supplements could be used to add taxonomic expertise during the course of the project as collections accumulate. Instructions to Investigators Considering Long-Term, Large-Scale Inventories: Projects to collect, describe, and catalogue a substantial portion of the biota of a geographic region of continental scale, usually involving thousands of species, will typically require teams of investigators and entail complex logistics. Leaders of such long-term (10-20 years), large-scale projects should plan for a series of 5-year awards, anticipating one or more merit-reviewed renewal applications. Investigators are strongly encouraged to consult in advance of proposal submission with the BS&I Program Director concerning options for support of such long-term projects. With prior written approval from the BS&I Program Director, an additional five pages of text may be authorized in the Supplementary Documentation section of the FastLane submission, in which the following additional topics are addressed: -- scope of the overall project and justification for the long-term duration of the enterprise; -- management plan for the overall duration of the project, with milestones for assessing yearly productivity and progress toward the final goal; -- team of experts who will identify species through the duration of the project, or recruitment plans for the taxonomic expertise likely to be required; -- ability to process the large numbers of samples collected, including curatorial processing and vouchering, with estimates of when collections will be made available to other workers; -- coordination with other survey or inventory projects in the same geographic area; -- anticipated products of the overall project including publications, catalogues, and databases beyond those expected of all BS&I awards (collections and Internet-accessible databases of information). III. ELIGIBILITY INFORMATION The categories of proposers identified in the Grant Proposal Guide are eligible to submit proposals under this program announcement/solicitation. In particular, institutions with personnel and interests in the broad field of biodiversity study such as academic institutions, natural history museums, marine and freshwater science institutes, field stations, and botanical gardens should consider research opportunities supportable through the BS&I program. Where appropriate, collaborating scientists in foreign countries can be accommodated through consultant or subaward mechanisms administered by the submitting U.S. institution. The same mechanisms may be used to add experts from other institutions to the project team, on a short-term basis or otherwise, as needs arise during the collection and inventory process. IV. AWARD INFORMATION Based on recent fiscal year experience, the Program anticipates making 20-25 awards, as standard or continuing grants, for a total of $5 million, subject to the availability of funds. Check the NSF website (at www.nsf.gov) through the Biology homepages for listings of awards over the last several fiscal years in the Biotic Surveys and Inventories program, for guidance on the range and scope of projects supported (www.nsf.gov/bio/deb/debsysbio.htm#biosi). V. PROPOSAL PREPARATION AND SUBMISSION INSTRUCTIONS A. Proposal Preparation Instructions Full Proposal: Proposals submitted in response to this program announcement/solicitation should be prepared and submitted in accordance with the general guidelines contained in the NSF Grant Proposal Guide (GPG). The complete text of the GPG is available electronically on the NSF Web Site at: http://www.nsf.gov/cgi-bin/getpub?gpg. Paper copies of the GPG may be obtained from the NSF Publications Clearinghouse, telephone (301) 947-2722 or by e-mail from pubs@nsf.gov. Proposals should address the five topics described in this announcement's Program Description. In addition, attention is directed to the following considerations, which may require discussion and documentation. * Surveys and Inventories in the oceans and U.S. Great Lakes: Proposals to survey marine biodiversity that require the scheduling of NSF-UNOLS ship time must include a completed NSF-UNOLS Request Form (NSF Form 831). The UNOLS form may be obtained from the NSF Division of Ocean Sciences Ship Operations Program or directly from the UNOLS website (at http://sio.ucsd.edu/supp_groups/shipsked/forms/NSFform.html). Mail the completed UNOLS Request Form directly to the BS&I Program Director (NSF-Room 635, 4201 Wilson Blvd., Arlington, VA 22230). If the project requires time aboard non-UNOLS vessels, the proposal budget must reflect the direct cost of ship time. Use of UNOLS or other ship time also requires that permits to enter sovereign waters, in compliance with international laws of the sea, be obtained with the assistance of the U.S. Department of State if the researchers plan to collect specimens in any nation's sovereign waters. The Ship Operations Program of the NSF can assist in these negotiations. Contact information can be found on the NSF website for the Directorate for Geosciences, Division of Ocean Sciences at http://www.geo.nsf.gov/oce. * Surveys and Inventories in foreign countries: For surveys in countries other than the United States, include in the proposal a description of established collaborations with scientists and students from the host country, and how these individuals will be involved in the project, as well as the arrangements for the in-country housing of specimens and data. Arrangements to allocate specimens between host country institution(s) and U.S. institutions may be made, but type specimens and quality representative specimens should remain in the host country. Prior to an award, PIs must document that they have obtained necessary research agreements and all legally required collecting, import, and export permits. These documents include those needed not only to remove specimens from the field, but also those required to export or import them across national boundaries, including compliance with CITES regulations. Provide collecting-permit documentation in hand at time of submission in the Supplementary Documentation section of the FastLane submission. * Surveys and Inventories in Antarctica or Greenland: Proposals that involve field work in Antarctica must include information about the logistical and operational requisites of the proposed research, and any environmental impacts. Instructions on proposal preparation for research in Antarctica are provided in the Program Announcement and Proposal Guide for the Antarctic Program of the Office of Polar Programs (OPP), currently NSF 99-93, which can be found on the NSF Online Documents System at http://www.nsf.gov. Obtain information on working in Antarctica from the OPP prior to preparation of a proposal. All research projects in Greenland must be approved in advance by the Government of Denmark. Applications for projects in which U.S. citizens and U.S. nationals are involved in any way (logistical, operational and/or financial support) shall be submitted to the Danish Government through diplomatic channels (i.e., through the U.S. Department of State and the American Embassy, Copenhagen) to the Danish Ministry of Foreign Affairs. The Arctic Research Program of OPP can assist in the submission of these applications, and should be contacted for instructions prior to preparation of a proposal. * Vertebrate Animals: If the proposed research includes the collection of vertebrate animals, the Principal Investigator must respond to the NSF Grant Proposal Guide (NSF 01-2a) section on required documentation for proposals involving vertebrate animals; see the NSF website for the OnLine Documents System at http://www.nsf.gov. * Special Information and Supplementary Documentation. Provide information such as letters of collaboration, collecting permits, environmental impact statement and other allowed items as noted in the current issuance of the GPG. Include letters of support and other materials (such as the vertebrate animal care certificate, if applicable) via the FastLane submission by incorporating the documents as PDF files and adding them to the Supplementary Documentation section of FastLane. This information is not counted as part of the 15 page limit of the Project Description. * BIO Proposal Classification Form (PCF). Complete the BIO PCF as part of the NSF FastLane submission process. The PCF is an on-line coding system that allows the Principal Investigator to characterize the project when submitting a proposal to the Directorate for Biological Sciences. Once a PI begins preparation of the proposal in the NSF FastLane system and selects any program within the Directorate for Biological Sciences as the first or only organizational unit to review the program and has saved the Cover Sheet, then the PCF will be generated and available through the Form Preparation screen. Additional information about the BIO PCF is available in FastLane at http://www.fastlane.nsf.gov/a1/BioInstr.htm. * Color Images. For cost and technical reasons, the Foundation cannot, at this time, reproduce proposals containing color. Therefore, PIs generally should not rely on colorized objects to describe their projects. PIs who must include in the Project Description very high resolution graphics or other graphics where exact color representations are required for proper interpretation by the reviewer, must submit 12 paper copies of the entire proposal (including a paper copy of page 1 of the Cover Sheet) for use in the review process. This submission is in addition to, not in lieu of, the required electronic submission of the proposal via FastLane. Such proposals must be postmarked (or provide a legible proof of mailing date assigned by the carrier) within five working days following the electronic submission of the proposal, and should be mailed directly to the BS&I Program Director (NSF-Room 635, 4201 Wilson Blvd., Arlington, VA 22230). Unless the proposal contains very high resolution graphics or other graphics where exact color representations are critical to the review of the proposal, proposers should not send paper copies. Proposers are reminded to identify the program solicitation number (NSF 01-150) in the program announcement/solicitation block on the proposal Cover Sheet (NSF Form 1207). Compliance with this requirement is critical to determining the relevant proposal processing guidelines. Failure to submit this information may delay processing. B. Budgetary Information Cost sharing is not required in proposals submitted under this Program Announcement. C. Deadline/Target Dates Proposals must be submitted by the following date(s): Full Proposals by 5:00 PM local time: November 16, 2001 and first Friday in November annually thereafter D. FastLane Requirements Proposers are required to prepare and submit all proposals for this Program Announcement through the FastLane system. Detailed instructions for proposal preparation and submission via FastLane are available at: http://www.fastlane.nsf.gov/a1/newstan.htm. For FastLane user support, call 1-800-673-6188 or e-mail fastlane@nsf.gov. Submission of Signed Cover Sheets. The Authorized Organizational Representative (AOR) must electronically sign the proposal Cover Sheet to submit the required proposal certifications (see Chapter II, Section C of the Grant Proposal Guide for a listing of the certifications). The AOR must provide the required certifications within five working days following the electronic submission of the proposal. Further instructions regarding this process are available on the FastLane website at: http://www.fastlane.nsf.gov. VI. PROPOSAL REVIEW INFORMATION A. NSF Proposal Review Process Reviews of proposals submitted to NSF are solicited from peers with expertise in the substantive area of the proposed research or education project. These reviewers are selected by Program Officers charged with the oversight of the review process. NSF invites the proposer to suggest at the time of submission, the names of appropriate or inappropriate reviewers. Care is taken to ensure that reviewers have no conflicts with the proposer. Special efforts are made to recruit reviewers from non-academic institutions, minority-serving institutions, or adjacent disciplines to that principally addressed in the proposal. Proposals will be reviewed against the following general review criteria established by the National Science Board. Following each criterion are potential considerations that the reviewer may employ in the evaluation. These are suggestions and not all will apply to any given proposal. Each reviewer will be asked to address only those that are relevant to the proposal and for which he/she is qualified to make judgements. What is the intellectual merit of the proposed activity? How important is the proposed activity to advancing knowledge and understanding within its own field or across different fields? How well qualified is the proposer (individual or team) to conduct the project? (If appropriate, the reviewer will comment on the quality of the prior work.) To what extent does the proposed activity suggest and explore creative and original concepts? How well conceived and organized is the proposed activity? Is there sufficient access to resources? What are the broader impacts of the proposed activity? How well does the activity advance discovery and understanding while promoting teaching, training, and learning? How well does the proposed activity broaden the participation of underrepresented groups (e.g., gender, ethnicity, disability, geographic, etc.)? To what extent will it enhance the infrastructure for research and education, such as facilities, instrumentation, networks, and partnerships? Will the results be disseminated broadly to enhance scientific and technological understanding? What may be the benefits of the proposed activity to society? Principal Investigators should address the following elements in their proposal to provide reviewers with the information necessary to respond fully to both of the above-described NSF merit review criteria. NSF staff will give these elements careful consideration in making funding decisions. Integration of Research and Education One of the principal strategies in support of NSF's goals is to foster integration of research and education through the programs, projects, and activities it supports at academic and research institutions. These institutions provide abundant opportunities where individuals may concurrently assume responsibilities as researchers, educators, and students and where all can engage in joint efforts that infuse education with the excitement of discovery and enrich research through the diversity of learning perspectives. Integrating Diversity into NSF Programs, Projects, and Activities Broadening opportunities and enabling the participation of all citizens -- women and men, underrepresented minorities, and persons with disabilities -- is essential to the health and vitality of science and engineering. NSF is committed to this principle of diversity and deems it central to the programs, projects, and activities it considers and supports. Additional Review Criteria Reviewers of BS&I proposals will in particular attend closely to the five topics of Taxonomic Breadth, Geographic Scale, Urgency, Conceptual Issues, and Management Plan described in the section on Project Description in their evaluation. As well, preference will be given to projects with clear, convincing plans for Internet-accessible dissemination in interoperable formats of the results of BS&I supported activity. A summary rating and accompanying narrative will be completed and signed by each reviewer. In all cases, reviews are treated as confidential documents. Verbatim copies of reviews, excluding the names of the reviewers, are sent to the Principal Investigator/Project Director by the Program Director. In addition, the proposer will receive an explanation of the decision to award or decline funding. B. Review Protocol and Associated Customer Service Standard All proposals are carefully reviewed by at least three other persons outside NSF who are experts in the particular field represented by the proposal. Proposals submitted in response to this announcement/solicitation will be reviewed by Mail Review followed by Panel Review. Reviewers will be asked to formulate a recommendation to either support or decline each proposal. The Program Officer assigned to manage the proposal's review will consider the advice of reviewers and will formulate a recommendation. NSF is striving to be able to tell applicants whether their proposals have been declined or recommended for funding within six months for 70 percent of proposals. The time interval begins on the date of receipt. The interval ends when the Division Director accepts the Program Officer's recommendation. In all cases, after programmatic approval has been obtained, the proposals recommended for funding will be forwarded to the Division of Grants and Agreements for review of business, financial, and policy implications and the processing and issuance of a grant or other agreement. Proposers are cautioned that only a Grants and Agreements Officer may make commitments, obligations or awards on behalf of NSF or authorize the expenditure of funds. No commitment on the part of NSF should be inferred from technical or budgetary discussions with a NSF Program Officer. A Principal Investigator or organization that makes financial or personnel commitments in the absence of a grant or cooperative agreement signed by the NSF Grants and Agreements Officer does so at its own risk. VII. AWARD ADMINISTRATION INFORMATION A. Notification of the Award Notification of the award is made to the submitting organization by a Grants Officer in the Division of Grants and Agreements. Organizations whose proposals are declined will be advised as promptly as possible by the cognizant NSF Program Division administering the program. Verbatim copies of reviews, not including the identity of the reviewer, will be provided automatically to the Principal Investigator. (See section VI.A. for additional information on the review process.) B. Award Conditions An NSF award consists of: (1) the award letter, which includes any special provisions applicable to the award and any numbered amendments thereto; (2) the budget, which indicates the amounts, by categories of expense, on which NSF has based its support (or otherwise communicates any specific approvals or disapprovals of proposed expenditures); (3) the proposal referenced in the award letter; (4) the applicable award conditions, such as Grant General Conditions (NSF-GC-1)* or Federal Demonstration Partnership (FDP) Terms and Conditions * and (5) any announcement or other NSF issuance that may be incorporated by reference in the award letter. Cooperative agreement awards also are administered in accordance with NSF Cooperative Agreement Terms and Conditions (CA-1). Electronic mail notification is the preferred way to transmit NSF awards to organizations that have electronic mail capabilities and have requested such notification from the Division of Grants and Agreements. *These documents may be accessed electronically on NSF's Web site at http://www.nsf.gov/home/grants/grants_gac.htm. Paper copies may be obtained from the NSF Publications Clearinghouse, telephone (301) 947-2722 or by e-mail from pubs@nsf.gov. More comprehensive information on NSF Award Conditions is contained in the NSF Grant Policy Manual (GPM) Chapter II, available electronically on the NSF Web site at http://www.nsf.gov/cgi-bin/getpub?gpm. The GPM is also for sale through the Superintendent of Documents, Government Printing Office (GPO), Washington, DC 20402. The telephone number at GPO for subscription information is (202) 512-1800. The GPM may be ordered through the GPO Web site at http://www.gpo.gov. Special Award Conditions Special specimen collection conditions apply. The awardee shall ensure that award activities carried on both inside and outside the U.S. and its territories and possessions are coordinated, as necessary, with appropriate Government authorities, and that appropriate licenses, permits or approvals are obtained prior to undertaking proposed activities. NSF does not assume responsibility for awardee compliance with the laws and regulations of the country in which the work is to be conducted. C. Reporting Requirements For all multi-year grants (including both standard and continuing grants), the PI must submit an annual project report to the cognizant Program Officer at least 90 days before the end of the current budget period. The Principal Investigator shall provide a summary, in the "Special Requirements" section of each annual and final project report, of all permits, licenses or other necessary approvals associated with specimen collection. The information should include the names of all permits/licenses/necessary approvals, the granting authority, date acquired, duration, and the purpose of the permit/license/approval. Within 90 days after the expiration of an award, the PI also is required to submit a final project report. Approximately 30 days before expiration, NSF will send a notice to remind the PI of the requirement to file the final project report. Failure to provide final technical reports delays NSF review and processing of pending proposals for that PI. PIs should examine the formats of the required reports in advance to assure availability of required data. NSF has implemented an electronic project reporting system, available through FastLane. This system permits electronic submission and updating of project reports, including information on project participants (individual and organizational), activities and findings, publications, and other specific products and contributions. PIs will not be required to re-enter information previously provided, either with a proposal or in earlier updates using the electronic system. VIII. CONTACTS FOR ADDITIONAL INFORMATION General inquiries regarding Biotic Surveys and Inventories should be made to: * Program Director, for Biotic Surveys and Inventories, Directorate for Biological Sciences, Division of Environmental Biology, Room 635, telephone: 703-292-8481. * Program Officers, Systematic and Population Biology Cluster, Directorate for Biological Sciences, Division of Environmental Biology, Room 635, telephone: 703-292-8481. For questions related to the use of FastLane, contact: * Ms. Elaine Washington, FastLane Liaison, Directorate for Biological Sciences, Division of Environmental Biology, Room 635, telephone: 703-292-7193, e-mail: eputney@nsf.gov. * Questions can also be directed to, BIOFL@nsf.gov, Directorate for Biological Sciences, Room 695, telephone: 703-292-8406, e-mail: biofl@nsf.gov. IX. OTHER PROGRAMS OF INTEREST The NSF Guide to Programs is a compilation of funding for research and education in science, mathematics, and engineering. The NSF Guide to Programs is available electronically at http://www.nsf.gov/cgi-bin/getpub?gp. General descriptions of NSF programs, research areas, and eligibility information for proposal submission are provided in each chapter. Many NSF programs offer announcements or solicitations concerning specific proposal requirements. To obtain additional information about these requirements, contact the appropriate NSF program offices. Any changes in NSF's fiscal year programs occurring after press time for the Guide to Programs will be announced in the NSF E-Bulletin, which is updated daily on the NSF web site at http://www.nsf.gov/home/ebulletin, and in individual program announcements/solicitations. Subscribers can also sign up for NSF's Custom News Service (http://www.nsf.gov/home/cns/start.htm) to be notified of new funding opportunities that become available. Microbial Observatories. The Directorate for Biological Sciences (BIO) has announced a competition to establish research activities by individual investigators or teams of investigators to develop and conduct research at a variety of sites dedicated to studies of microbial communities over time and across environmental gradients. The long-term goal of the Microbial Observatories (MO) activity is to discover previously unknown microbes and to describe and characterize microbial diversity, phylogenetic relationships, interactions, and other novel properties by developing a network of sites, "microbial observatories." The Program Announcement (NSF 00-21) is available on the NSF website at http://www.nsf.gov/pubs/2000/nsf0021/nsf0021.htm. Partnerships for Enhancing Expertise in Taxonomy (PEET). In partnership with academic institutions, botanical gardens, freshwater and marine institutes, and natural history museums, the National Science Foundation seeks to enhance taxonomic research and help prepare future generations of experts. Through its Special Competition in Systematic Biology, NSF will support competitively reviewed projects that target groups of poorly known organisms for modern monographic research. Projects must train new taxonomists (two per project minimally) and must translate current expertise into electronic databases and other products with broad accessibility to the scientific community. The Program Announcement (NSF 00-140) is available on the NSF website at http://www.nsf.gov/pubs/2000/nsf00140/nsf00140.htm. Biological Research Collections (BRC). The Biological Research Collections program in the Division of Biological Infrastructure (DBI) provides support for biological collection improvements, collection-related databasing, and research to develop better techniques for curation and collection management. Collections may include natural history specimens, cultures, stocks, or direct artifacts of organisms such as recorded sounds or photographic images. The Program Announcement (NSF 98-126) is available from the NSF website at http://www.nsf.gov/cgi-bin/getpub?nsf98126. Informal Science Education Supplements. The Informal Science Education Program (ISE) in the Directorate for Education and Human Resources (EHR) funds projects that provide rich and stimulating contexts and experiences for individuals of all ages, interests, and backgrounds to increase their appreciation for and understanding of science. The ISE program will consider requests for up to $50,000 to supplement current research awards from any NSF directorate to assist in the broader dissemination of research results and to promote science literacy for the general public in an out-of-school setting. The supplement can be used for any activity that falls within the definition of an informal science education experience such as media presentations, exhibits, or youth-based activities. For further information, see the ISE supplement announcement at http://www.ehr.nsf.gov/EHR/ESIE/resawrd/Ise-supl.htm. Research in Undergraduate Institutions (RUI). Faculty members in predominantly undergraduate institutions are eligible to apply for BS&I awards under the RUI program (optionally, they may apply in a regular proposal submission); the main difference between RUI proposals and "regular" NSF proposals is the additional requirement that RUI proposals must include an RUI Impact Statement that describes the expected effects of the proposed research on the research and educational environment of the institution. Single faculty members and groups of collaborating investigators from different RUI institutions are eligible for RUI awards. In addition, faculty members at predominantly undergraduate institutions are eligible for support as visiting scientists with NSF-funded investigators at other institutions through the Research Opportunity Awards (ROA) activity, usually funded as supplements to ongoing NSF research grants. See the RUI (and ROA) program announcement (NSF 00-144) at http://www.nsf.gov/pubs/2000/nsf00144/nsf00144.htm. ABOUT THE NATIONAL SCIENCE FOUNDATION The National Science Foundation (NSF) funds research and education in most fields of science and engineering. Awardees are wholly responsible for conducting their project activities and preparing the results for publication. Thus, the Foundation does not assume responsibility for such findings or their interpretation. NSF welcomes proposals from all qualified scientists, engineers and educators. The Foundation strongly encourages women, minorities and persons with disabilities to compete fully in its programs. In accordance with Federal statutes, regulations and NSF policies, no person on grounds of race, color, age, sex, national origin or disability shall be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving financial assistance from NSF (unless otherwise specified in the eligibility requirements for a particular program). Facilitation Awards for Scientists and Engineers with Disabilities (FASED) provide funding for special assistance or equipment to enable persons with disabilities (investigators and other staff, including student research assistants) to work on NSF-supported projects. See the program announcement/solicitation for further information. The National Science Foundation has Telephonic Device for the Deaf (TDD) and Federal Information Relay Service (FIRS) capabilities that enable individuals with hearing impairments to communicate with the Foundation about NSF programs, employment or general information. TDD may be accessed at (703) 292-5090, FIRS at 1-800-877-8339. The National Science Foundation is committed to making all of the information we publish easy to understand. If you have a suggestion about how to improve the clarity of this document or other NSF-published materials, please contact us at plainlanguage@nsf.gov. PRIVACY ACT AND PUBLIC BURDEN STATEMENTS The information requested on proposal forms and project reports is solicited under the authority of the National Science Foundation Act of 1950, as amended. The information on proposal forms will be used in connection with the selection of qualified proposals; project reports submitted by awardees will be used for program evaluation and reporting within the Executive Branch and to Congress. The information requested may be disclosed to qualified reviewers and staff assistants as part of the proposal review process; to applicant institutions/grantees to provide or obtain data regarding the proposal review process, award decisions, or the administration of awards; to government contractors, experts, volunteers and researchers and educators as necessary to complete assigned work; to other government agencies needing information as part of the review process or in order to coordinate programs; and to another Federal agency, court or party in a court or Federal administrative proceeding if the government is a party. Information about Principal Investigators may be added to the Reviewer file and used to select potential candidates to serve as peer reviewers or advisory committee members. See Systems of Records, NSF-50, "Principal Investigator/Proposal File and Associated Records," 63 Federal Register 267 (January 5, 1998), and NSF-51, "Reviewer/Proposal File and Associated Records," 63 Federal Register 268 (January 5, 1998). Submission of the information is voluntary. Failure to provide full and complete information, however, may reduce the possibility of receiving an award. Pursuant to 5 CFR 1320.5(b), an agency may not conduct or sponsor, and a person is not required to respond to an information collection unless it displays a valid OMB control number. The OMB control number for this collection is 3145-0058. Public reporting burden for this collection of information is estimated to average 120 hours per response, including the time for reviewing instructions. Send comments regarding this burden estimate and any other aspect of this collection of information, including suggestions for reducing this burden, to: Suzanne Plimpton, Reports Clearance Officer, Information Dissemination Branch, Division of Administrative Services, National Science Foundation, Arlington, VA 22230, or to Office of Information and Regulatory Affairs of OMB, Attention: Desk Officer for National Science Foundation (3145-0058), 725 17th Street, N.W. Room 10235, Washington, D.C. 20503. OMB control number: 3145-0058.
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Required Report - public distribution **Date:** 5/3/2006 **GAIN Report Number:** GH6001 GH6001 **Ghana** **Trade Policy Monitoring** **Annual** **2006** **Approved by:** ![](media/image1.wmf)Ali A. Abdi, Agricultural Attache U.S. Embassy **Prepared by:** Elmasoeur Z. Ashitey, Agricultural Specialist **Report Highlights:** Ghana operates a relatively free trade market economy. Tariff remains Ghana\'s main trade policy instrument. Import tariff exemption is applied on some agricultural items such as raw materials and ingredients for animal feed and veterinary drugs. Ghana continues to maintain strict product standards, such as shelf life and labeling requirements. Includes PSD Changes: No Includes Trade Matrix: No Annual Report Lagos \[NI1\] \[GH\] Table of Contents [SECTION I: Executive Summary 3](#section-i-executive-summary) [SECTION 11: AGREEMENT COMPLIANCE 3](#section-11-agreement-compliance) [A. World Trade Organization 3](#a.-world-trade-organization) [Market Access 3](#market-access) [Trade 3](#trade) [Tariff Barriers 3](#tariff-barriers) [Non-Tariff Barriers 4](#non-tariff-barriers) [Sanitary and Phytosanitary Measures 4](#sanitary-and-phytosanitary-measures) [Product Specification 5](#product-specification) [Labeling Requirements 5](#labeling-requirements) [Shelf Life 5](#shelf-life) [Product Standards 5](#product-standards) [Certification 6](#certification) [OTHER TRADE AGREEMENTS 6](#other-trade-agreements) [1. Trade Agreements with the United States 6](#trade-agreements-with-the-united-states) [Free Trade Agreements 6](#free-trade-agreements) [Trade and Investment Framework Agreement (TIFA) 6](#trade-and-investment-framework-agreement-tifa) [2. Trade Agreements with ECOWAS countries 6](#trade-agreements-with-ecowas-countries) [3. Ghana-European Partnership Agreement 7](#ghana-european-partnership-agreement) [4. Ghana Bilateral Trade arrangements 7](#ghana-bilateral-trade-arrangements) [Section III. Trade Barrier Catalog 7](#section-iii.-trade-barrier-catalog) [Section IV. Reference Material 7](#section-iv.-reference-material) [Import Tariff Rates (Table A) 7](#import-tariff-rates-table-a) [SECTION IV: REFERENCE MATERIAL 8](#section-iv-reference-material) # SECTION I: Executive Summary Ghana operates in a relatively free market environment. Trade and investment liberalization has been integral to Ghana's economic freeform program. These trade policies of the Government of Ghana (GOG) are focused on making Ghana the Gateway to West Africa. Tariff and Non-Tariff barriers in Ghana continue to pose challenges to the importation of a number of agricultural products. The GOG tariff rates are ad valorem intended to reduce taxes on many products. The reliance on ad valorem tariffs, as the main trade instrument contributes to a more transparent trading regime. However import duties on some products such as beers, wines, malt drinks and other alcoholic beverages continue to be high. Around 15% of its tariff lines are bound in agriculture. Extending the coverage of tariff bindings beyond agriculture would benefit Ghana and its trading partners by increasing the predictability of the tariff. Additionally, Ghana continues to maintain strict product standard requirements such as shelf life and labeling. Custom procedures are also long and cumbersome. These requirements often negatively impact trade. # SECTION 11: AGREEMENT COMPLIANCE # ## A. World Trade Organization ## Market Access The Government of Ghana (GOG) has progressively implemented a number of import policies to promote greater trade liberalization over the past 10 years. Ghana became a member of WTO in 1995. As a founding member, GOG has pledged to be in full compliance with its WTO commitments to improve market access. Ghana, generally applies its trade policies and measures on a non-discriminatory bases to all trading partners. However, the GOG is also committed to the development of domestic industries that can compete internationally. Though the GOG has made positive strides there are significant problems that still remain and add to the cost of doing business in Ghana. Efforts by the GOG must continue to reform its cumbersome bureaucracy and eliminate unreasonable import standards. ## ## Trade ## Tariff Barriers Tariff remains Ghana's main trade policy instrument. Ghana, in principal, applies an eight-digit tariff nomenclature according to the Harmonized Commodity Description and Coding System as of 1 January 1990.  In practice, the classification coincides very closely to the 6-digit HS code description with sub-divisions at the eight-digit classification level limited to only a few agricultural commodities. The Ghana tariff system has four ad valorem import duty rates (0, 5, 10 and 20%), which became effective in January 2000.  The standard rate of duty is 20% (for example rice and poultry).  The 10% rate is levied on raw materials. The 5% rate applies to materials for the manufacture of or prospecting for timber and other natural products. A general exemption from payment of import duty (zero) can be granted on items such as veterinary drugs for poultry and other livestock and ingredients for manufacture of livestock and poultry feed certified as such by the Ministry of Food and Agriculture. The import duty relief was part of GOG's policy to increase the contribution of the livestock sector to the economy. Exemptions are granted according to circumstances. But the widespread use of discretionary exemptions, often administered under poorly specified authority, is non-transparent. The GOG is rationalizing such exemptions to ensure that the relief being granted is benefiting the country. In 2003 a 20% additional tariff was imposed on poultry and poultry products but was not implemented due to resistance from the WTO. The local poultry farmers have continuously put GOG under pressure to have a protectionist policy for their industry. A Value Added Tax (VAT) of 12.5% on the duty-inclusive value of all imports was promulgated in March 1998 and became effective in December 1998. National Health Insurance Levy of 2.5 percent effective August 1, 2004 was also levied on all imports to be collected by the VAT Secretariat. Raw foodstuffs are exempted from VAT. A processing fee of 1% of the c.i.f. value is imposed on goods that are statutorily exempt from the payment of import duty.  In addition to tariffs, the GOG levies fees on the value of imported shipments in exchange for inspection, listing and classification. An inspection fee of one percent is levied on all imports. An ECOWAS levy of 0.5 percent is charged on all goods originating from non- ECOWAS countries and 0.5 percent Export Development and Investment Fund (EDIF) levy on all imports were introduced in 2000 and 2001 respectively. Ghana Customs Network (GCNET) of 0.4% charge for computerization, processing and documentation. ## In 2003, a 20precent additional tariff was imposed on poultry and poultry products (making it 40%) but was not implemented due to resistance from the business community. Since then, the local poultry producers have consistently and continuously pressured the GOG to implement the additional tax in order to protect their industry. In May 2005, the local poultry farmers took the GOG to court for failing to implement the additional tax imposed on poultry imports. The court advised that the GOG should support the poultry producers to enable them to compete with imported poultry. A poultry producer's council is being set up and it is to be managed by the poultry producers themselves. ## Non-Tariff Barriers Ghana applies few formal non-tariff barriers. Certain import prohibitions and controls apply for environmental, health, public safety and security reasons and under international conventions. Ghana applies no trade embargos. Ghana has eliminated the issuance of import license before importation of all goods in order to improve access to its market. For some agricultural food products (poultry), importers are required to obtain permits from the Ministry of Food and Agriculture (MOFA) before importation. However, the introduction of import permit by the GOG of some agricultural products is restrictive because the quantity and frequency of imports are controlled. According to the industry, the GOG cuts down quantity of import and also cause undue delays in the issuance of the permits. Another major threat to US exporters of poultry meat is that the GOG is under pressure from domestic poultry farmers to reduce imports to protect the local industry. In April 2000, Ghana replaced the mandatory pre-shipment inspection with destination inspection, performed by two private contractors. Documentation requirements were also simplified and more targeted inspections introduced to facilitate imports. Price verification and risk-assessment procedures are aimed at preventing duty evasion and under invoicing. On average it takes approximately seven days for shipments to clear customs. ## Sanitary and Phytosanitary Measures Ghana is an important US agricultural export market and is a major purchaser of US rice, poultry and wheat and high-value food products. Ghana could expand its agricultural trade through the elimination of tariff and non-tariff barriers. Shelf life standards required by GOG are strict and do not recognize quality, safety, packaging and technological differences between producers. Many food items entering Ghana should have 50 percent or more of their shelf life remaining. Such standards can have effect of blocking US exports to Ghana especially poultry and high-value food products. The testing of food products is not clear, uniform or transparent. Routine inspection and analysis of imported foods at the port of entry and at the retail level are undertaken to ensure that products are safe. Expired agricultural products are removed from the market and destroyed by the Food and Drugs Board (FDB), the GOG regulatory body. ## Product Specification The GOG adheres to its food labeling requirements and does not impose any specific restrictions on any packaging materials. However packaged foodstuff should be stored and conveyed in such a manner as to preserve its composition, quality, and purity and to minimize the dissipation of its nutritive properties from climatic and other deteriorating conditions. The GOG in 2000 issued a circular that prohibits importation and locally produced vegetable oils labeled as 'non-cholesterol' or 'cholesterol free'. The circular also stated that vegetable oils should bear the plant source of the oil and labeled as such, for example corn oil, soy oil, and sunflower oil. The claim by the Food and Drugs Board (FDB) is that all plant sources of edible oil are cholesterol free. An importer of US vegetable oil was asked by the FDB to delete the 'No Cholesterol' label on all the vegetable oils before he would be allowed to sell the produce in his supermarket. This labeling issue is not very clear and could affect US edible exports to Ghana. ## Labeling Requirements The Government of Ghana (GOG) continues to enforce a product-labeling law. All products must clearly identify in English the type of product being imported, the ingredients or components, the country of origin, and establish a date of expiration/Best before Use for perishables. Labels can be printed on the package or be of a permanent adhesive type. Products cannot show more than one date of manufacture or expiration date on the package. Non- complying goods are subject to government seizure. ## Shelf Life In Ghana all products should carry expiry dates and/or shelf life. The active ingredients should be specified on the packaging material where applicable. The GOG requirement is that the expiry date should be at least half the shelf life as at the time of inspection. Expired imported goods are seized at the port of entry and destroyed. The shelf life of a product is calculated from the date of production until the date of completion of all customs procedures and import certification at the Ghana port of entry. ## Product Standards Ghana has issued its own standards for most products under the auspices of the Ghana Standards Board (GSB), which subscribes to accepted international practices for testing of imports for purity and efficacy.  The GSB has promulgated approximately 160 Ghanaian standards and adopted over 300 foreign standards for certification purposes. The Food and Drugs Board (FDB) regulates, enforces and certifies food, drugs, cosmetics, and other products that have health implications for the consuming public.  ## Certification Sanitary or health certificates are required for plants and seeds, live animals, poultry (including eggs and day old chicks), meat, liquor. Under the Disease of Animals Act 1961 (Act 83), imported animals, carcasses and parts thereof must be free of disease. As such meat and meat products must be accompanied by a certificate issued by the veterinary department of the country of origin stating that: (I) the animals from which the product is derived were free from infectious and contagious diseases, (ii) the product has been inspected by the veterinary authority and has been passed as wholesome and fit for human consumption, (iii) the animals were slaughtered in an approved slaughter house, and that (iv) the product is free from radioactive contaminants. ## OTHER TRADE AGREEMENTS ## 1. Trade Agreements with the United States ### Free Trade Agreements Presently, Ghana has no free trade agreements with the US. The GOG has expressed its strong desire to enter into negotiations to establish an FTA with the US and a number of policy discussions have been held between the two countries. ### Trade and Investment Framework Agreement (TIFA) In February 1999 Ghana and the US signed a Trade and Investment Framework Agreement (TIFA)- one of the first of such agreements with a country in sub-Saharan Africa. The TIFA is to establish a mechanism that would facilitate concrete measures required to continue moving the two countries to liberalized trade and investment. The agreement provides a mutual bilateral economic relationship between the two countries and seeks to encourage and facilitate private sector contracts between them. The agreement consists of ten articles. The TIFA established US-Ghana Council on Trade and Investment composed of representatives of both countries. The Council meets regularly to discuss specific trade and investment matters, providing a valuable mechanism for promptly addressing these and other issues that may arise between the US and Ghana. ## 2. Trade Agreements with ECOWAS countries Ghana is a member and co-founder of the Economic Community of West African States (ECOWAS), established in 1975. ECOWAS is made up of 15 member countries namely Benin, Burkina Faso, Cape Verde, Côte d\'Ivoire, Gambia, Ghana, Guinea Bissau, Liberia, Mali, Mauritania, Niger, Nigeria, Senegal, Sierra Leone, and Togo. Mauritania opted out in 2000. The aim of ECOWAS is to establish a customs union and a single currency among members.   Under a program of trade liberalization launched in 1979, tariff and non-tariff barriers to intra-ECOWAS trade in some selected goods were lifted provided that they appear on the list of products established by the Community. However, member countries are not respecting the timetable for implementation of these provisions. In an attempt to revitalize the agreement, the ECOWAS Trade Liberalization Scheme was established in 1990, with the goal of phasing out tariffs on specified goods within five years. Pursuant to this agreement, Ghana has provided tariff reductions of 20 percent on few goods from member countries. ECOWAS foresees the establishment of a free-trade area and, ultimately, a Customs Union, but it has made little progress to date. Ghana is committed to regional integration, and wishes to accelerate such initiatives. ## 3. Ghana-European Partnership Agreement The EU is Ghana's biggest trading partner currently taking up 43 percent of Ghana's exports and providing 40 percent of total imports in the last five years. Total EU exports to Ghana in 2005 exceeded 2 billion Euros of which 20 percent were in agricultural products. Ghana's exports to the EU yielded about 140 million Euros of which 40 percent were in agricultural products. In June 2000, Ghana was one of 77 African, Caribbean and Pacific (ACP) countries to sign the Cotonou Partnership Agreement (the successor to the Lomé Convention), with 15 member states of the European Union (EU). This agreement offers a non-reciprocal preferential trade agreement. As a signatory to the ACP-EU Partnership Agreement, Ghana receives non-reciprocal tariff and other preferences from the EU on many goods, as well as substantial financial assistance. Since September 2002 the EU and the ACP including Ghana have been negotiating for Economic Partnership Agreements (EPA). The EPA is aimed at establishing new WTO compatible trading arrangements progressively removing barriers between EU and ACP countries. These negotiations are expected to result in new Free Trade Agreements (FTA) by 2008. ## 4. Ghana Bilateral Trade arrangements Ghana has bilateral arrangements with several trading partners, such as Malaysia, the Czech Republic, and Côte d\'Ivoire, and is negotiating more, including with Romania, Greece, Burkina Faso, Zimbabwe, and Libya. # Section III. Trade Barrier Catalog There is no trade barrier catalog available. # Section IV. Reference Material # Import Tariff Rates (Table A) +-----------------------------------+-----------------------------------+ | **Commodity** | **Import Tariff** | +-----------------------------------+-----------------------------------+ | Poultry | 20% | +-----------------------------------+-----------------------------------+ | Rice | 20% | +-----------------------------------+-----------------------------------+ | Wheat | 20% | +-----------------------------------+-----------------------------------+ | Sea food | 5% | +-----------------------------------+-----------------------------------+ | Beef | 20% | +-----------------------------------+-----------------------------------+ | Cow leg | 20% | +-----------------------------------+-----------------------------------+ | Fresh fruits (Apples, grapes) | 20% | +-----------------------------------+-----------------------------------+ | HVP (Breakfast cereals, drinks, | 20% | | juices, edible oils, | | | | | | Canned seafood and meat, canned | | | fruits & vegetables, pastry | | | cakes, biscuits, pasta, tomato | | | puree, ketch up etc | | +-----------------------------------+-----------------------------------+ | Veterinary Drugs, animal feed | 0 | | ingredients | | +-----------------------------------+-----------------------------------+ | Wines, Beer, malt | 40% | +-----------------------------------+-----------------------------------+ # SECTION IV: REFERENCE MATERIAL For further information regarding specific Trade policy issues, contact FAS/Accra. Agricultural Affairs Office U.S. Embassy Public Affairs Complex Ridge Roundabout PO Box GP 2288 Tel: 234‑1‑261-3926 Fax: 234-1- 2629835 e‑mail: <aglagos@usda.gov>, <agaccra@usda.gov>, <AshiteyEZ@state.gov> Tel: 011-233 244331507, 233 21231218
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Dataset: EMAP Lakes Zooplankton names File Name: zoonam Date Created: 03/13/97 # Variables: 2 # Header Records: 12 # Data Records: 392 Missing Value Symbol: . Variables: SPPNAME Zooplankton Species Name TAXACODE EMAP code for zooplankton taxa "SPPNAME","TAXACODE" "Acantholebris curvirostris","ACANCUR" "Acanthocyclops robustus","ACANROB" "Acanthocyclops vernalis","ACANVER" "Acari (water mites)","ACARISP" "Acroperus harpae","ACROHAR" "Aglaodiaptomus leptopus","AGLALEP" "Aglaodiaptomus spatulocrenatus","AGLASPA" "Alonella cf. acutirostris","ALONACU" "Alona affinis","ALONAFF" "Alona costata","ALONCOS" "Alonella diaphana","ALONDIA" "Alonella exisa","ALONEXI" "Alonella nana","ALONNAN" "Alona quadrangularis","ALONQUA" "Alonella sp1","ALONSP1" "Alona spp.","ALONSPP" "Amphipoda","AMPHISP" "Anuraeopsis fissa","ANURFIS" "Anuraeopsis cf navicula","ANURNAV" "Ascomorpha agilis v. americana _","ASCOAGA" "Ascomorpha agilis","ASCOAGI" "Ascomorpha ecuadis _","ASCOECA" "Ascomorpha klementi","ASCOKLE" "Ascomorpha minima","ASCOMIN" "Ascomorpha saltans _","ASCOSAL" "Asplanchna brightwelli _","ASPLBRI" "Asplanchna herricki _","ASPLHER" "Asplanchna priodonta _","ASPLPRI" "Bdelloidea","BDELLOI" "Bipalpus hudsoni _","BIPAHUD" "Bosmina longirostris","BOSMLON" "Brachionus angularis","BRACANG" "Brachionus budapestinensis","BRACBUD" "Brachionus calyciflorus","BRACCAL" "Brachionus caudatus","BRACCAU" "Brachionus havanaensis","BRACHAV" "Brachionus sp.","BRACHSP" "Brachionus plicatilis","BRACPLI" "Brachionus quadridentatus","BRACQUAD" "Brachionus sessilis","BRACSES" "Brachionus urceolaris","BRACURC" "Large Calanoid Copepodites","CALCOPL" "Calanoid copepodites (<0.6 )","CALCOPS" "Camptocercus spp.","CAMPSP" "Camptocercus rectirostris","CAMTREC" "Cephalodella apoclea","CEPHAPO" "Cephalodella sp. _","CEPHASP" "Cephalodella cf. catellina","CEPHCAT" "Cephalodella cf. crassipes","CEPHCRA" "Cephalodella forficula","CEPHFOR" "Cephalodella gibba _","CEPHGIB" "Cephalodella cf. globata","CEPHGLO" "Cephalodella cf. glypha","CEPHGLY" "Cephalodella cf. gobio","CEPHGOB" "Cephalodella intuta","CEPHINT" "Cephallodella ventripes angustior","CEPVEAN" "Ceriodaphnia dubia","CERIODU" "Ceriodaphnia lacustris","CERIOLA" "Ceriodaphnia pulchella","CERIOPU" "Ceriodaph. cf. quadrangularis","CERIOQD" "Ceriodaphnia reticulata","CERIORE" "Ceriodaphnia rotunda","CERIORO" "Ceriodaphnia spp.","CERIOSP" "Chaoborus albatus","CHAOBAL" "Chaoborus americanus","CHAOBAM" "Chaoborus spp.","CHAOBSP" "Chaoborus trivittatus","CHAOBTR" "Chaoborus flavicans","CHAOFLA" "Chaoborus punctipennis","CHAOPUN" "Chironomid larvae","CHIROLV" "Chromogaster ovalis _","CHROOVA" "Chydorus bicornutus","CHYDBIC" "Chydorus brevilabris","CHYDBRE" "Chydorus faviforms","CHYDFAV" "Chydorus cf. ovalis","CHYDOVA" "Chydorus piger","CHYDPIG" "Chydorus sp1","CHYDSP1" "Chydorus sp2","CHYDSP2" "Chydorus sp3","CHYDSP3" "Chydorus sp4","CHYDSP4" "Chydorus sphaericus","CHYDSPH" "Chydorus spp.","CHYDSSP" "Collotheca cf. balatonica","COLCFBL" "Collotheca cf. mutabilis","COLCFMT" "Collotheca balatonica","COLLBAL" "Collotheca libera","COLLIBE" "Collotheca mutabilis_","COLLMUT" "Collotheca sp.","COLLOSP" "Collotheca pelagica _","COLLPEL" "Collotheca sp1","COLLSP1" "Collurella dicentra","COLUDIC" "Collotheca uncinata bicuspidata","COLUNBI" "Colurella obtusa","COLUOBT" "Colurella uncinata","COLUUNC" "Conochiloides sp.","CONOCHS" "Conochiloides coenobasis","CONOCOE" "Conochilus sp.","CONOCSP" "Conochiloides dossuarius _","CONODOS" "Conochiloides exiguus.","CONOEXI" "Conochilus hippocrepis_","CONOHIP" "Conochiloides natans_","CONONAT" "Concochilus unicornis_","CONOUNI" "Cyclops scutifer","CYCLSCU" "Cyclops cf.venustoides bispinosus","CYCLVEN" "Large Cyclopoid Copepodites","CYLCOPL" "Cyclopoid copepodites (<0.6)","CYLCOPS" "Daphnia ambigua","DAPAMBI" "Daphnia catawba var1","DAPATLA" "Daphnia catawba","DAPCATA" "Daphnia dubia","DAPDUBI" "Daphnia galeata mendotae","DAPGALM" "Daphnia sp.","DAPHNSP" "Daphnia hybrid","DAPHYB" "Daphnia immature","DAPIMMA" "Daphnia laevis","DAPLAEV" "Daphnia longiremis","DAPLONG" "Daphnia parvula","DAPPARV" "Daphnia pulicaria","DAPPULI" "Daphnia pulex","DAPPULX" "Dap. retrocurva/dubia","DAPRETD" "Daphnia retrocurva","DAPRETR" "Daphnia rosea","DAPROSE" "Daphnia schodleri","DAPSCHO" "Diacyclops thomasi","DIACTHO" "Diaphanosoma birgei","DIAPHBI" "Diaphanosoma brachyurum","DIAPHBR" "Diaphanosoma spp.","DIAPHSP" "Diaptomus hybrid","DIAPHYB" "Skistodiaptomus pallidus","DIAPPAL" "Diaptomus sp.","DIAPTSP" "Epiphanes clavulata","EPIPCLA" "Epiphanes pelagica","EPIPPEL" "Epischura copepodites","EPISCOP" "Epischura lacustris","EPISLAC" "Epischura nordenskioldi","EPISNOR" "Ergasilus chatauquaensis","ERGASIL" "Ergasilus cf. versicolor","ERGAVER" "Eubosmina coregoni","EUBOCOR" "Eubosmina hagmanni","EUBOHAG" "Eubosmina cf kessleri","EUBOKES" "Eubosmina longispina","EUBOLON" "Eubosmina tubicen","EUBOTUB" "Euchlanis calpidia","EUCHCAL" "Euchlanis dilatata _","EUCHDIL" "Euchlanis sp.","EUCHLSP" "Euchlanis meneta","EUCHMEN" "Euchlanis oropha","EUCHORP" "Euchlanis cf. pellucida","EUCHPEL" "Euchlanis triquetra _","EUCHTRI" "Eucyclops triquetera f. pterigoidea","EUCTPTE" "Eucyclops sp.","EUCYCSP" "Eucyclops macrurus","EUCYMAC" "Eucyclops neomacruroides","EUCYNEO" "Eucyclops prionphorus","EUCYPRI" "Eucyclops cf. serrulatus","EUCYSER" "Eurycercus lamellatus","EURYLAM" "Filinia longiseta _","FILILON" "Filinia terminalis _","FILITER" "Filinia long/term","FILLNTR" "Gastropus hyptopus (large)","GASTHYL" "Gastropus hyptopus_","GASTHYS" "Gastrotrich","GASTICH" "Gastropus cf. minor","GASTMIN" "Gastropus stylifer","GASTSTY" "Graptoleberis testudinaria","GRAPTES" "Harpacticoid Copepods","HARPCOP" "Hexarthra cf. fennica","HEXAFEN" "Hexarthra mira _","HEXAMIR" "Hexarthra sp","HEXARSP" "Hexarthra intermedia","HEXINTR" "Holopedium gibberum","HOLOGIB" "Ilyocryptus spinifer","ILYOSPN" "Kellicottia bostoniensis__","KELLBOS" "Kellicottia longispina_","KELLONG" "Keratella armadura","KERARMA" "Keratella sp.","KERATSP" "Keratella cochlearis f. tecta _","KERCOTE" "Keratella cochlearis f typica sp1 _","KERCOTS" "Keratella cochlearis f. typica","KERCOTY" "Keratella cochlearis var","KERCOVA" "Keratella crassa morph","KERCRAM" "Keratella crassa _","KERCRAS" "Keratella earlinae _","KEREARL" "Keratella gracilenta","KERGRAC" "Keratella hiemalis _","KERHIEM" "Keratella cochlearis hispida short spine morph","KERHISM" "Keratella hispida _","KERHISP" "Keratella micracantha","KERMICR" "Keratella mixta","KERMIXT" "Keratella paludosa","KERPALU" "Keratella quadrata _","KERQUAD" "Keratella robusta _","KERROBU" "Keratella serrulata f. curvicornis _","KERSERC" "Keratella taurocephala _","KERTAUR" "Keratella testudo","KERTEST" "Keratella ticinensis","KERTICI" "Keratella tropica","KERTROP" "Kurzia latissima","KURZLAT" "Kurzia cf. longirostris","KURZLON" "Latona setifera","LATONAS" "Latona parviremis","LATOPAR" "Lecane crepida","LECACRE" "Lecane flexilis","LECAFLE" "Lecane hornemanni","LECAHOR" "Lecane inopinata","LECAINO" "Lecane intrasinuata","LECAINT" "Lecane leontina","LECALEO" "Lecane ludwigi","LECALUD" "Lecane luna _","LECALUN" "Lecane luna v. presumpta","LECALUP" "Lecane mucronata","LECAMUC" "Lecane sp.","LECANSP" "Lecane ohioensis","LECAOHI" "Lecane papuana","LECAPAP" "Lecane cf. pelatis","LECAPEL" "Lecane ploenensis","LECAPLO" "Lecane cf. pumilla","LECAPUM" "Lecane sagula","LECASAG" "Lecane satyrus","LECASAT" "Lecane signifera","LECASIG" "Lecane tudicola","LECATUD" "Lecane ligona abnobensis _","LECLIAB" "Lecane mira","LECMIRA" "Lecane stichaea","LECSTIC" "Lecane stokesii","LECSTOK" "Lecane tenuiseta","LECTENU" "Lepadella cristata","LEPACRI" "Lepadella acuminata _","LEPACUM" "Lepadella sp.","LEPADSP" "Lepadella ehrenbergi","LEPAEHR" "Lepadella ovalis _","LEPAOVA" "Lepadella patella _","LEPAPAT" "Lepadella cf. rezvoji","LEPAREZ" "Lepadella rhomboides","LEPARHO" "Lepadella triptera","LEPATR" "Lepadella patella f. similis","LEPPASI" "Leptodiaptomus minutus","LEPTDMI" "Leptodiaptomus nudus","LEPTDNU" "Leptodiaptomus sicilis","LEPTDSI" "Leptodora kindtii","LEPTKIN" "Leydigia quadrangularis","LEYDQUA" "Lophocharis salpina","LOPHSAL" "Macrocyclops albidus","MACRALB" "Macrocyclops fuscus","MACRFUS" "Macrochaetes multispinosus","MACRMUL" "Macrochaetus collinsi","MACROCO" "Macrochaetus sp.","MACROSP" "Macrochaetus subquadratus","MACSUBQ" "Mesocyclops edax","MESOEDA" "Microcodon clavis","MICROCO" "Microcodides sp.","MICROSP" "Microcyclops varicans","MICRVAR" "Monostyla lunaris perplexa _","MONLUNP" "Monostyla acus","MONOACU" "Monostyla bicerca v. crypta","MONOBIC" "Monostyla bulla _","MONOBUL" "Monostyla closterocerca","MONOCLO" "Monostyla copeis","MONOCOP" "Monostyla cornuta","MONOCOR" "Monostyla crenata","MONOCRN" "Monostyla elachis","MONOELA" "Monostyla furcata","MONOFUR" "Monomatta grandis","MONOGR" "Monostyla hamata","MONOHAM" "Monostyla lunaris _","MONOLUN" "Monomatta arndti","MONOMAR" "Monostyla monostyla","MONOMO" "Monomatta sp.","MONOMSP" "Monostyla obtusa","MONOOBT" "Monostyla pyriformis _","MONOPYR" "Monostyla quadridentata _","MONOQUA" "Monostyla scutata","MONOSCU" "Monospilus dispar","MONOSDI" "Monostyla sp.","MONOSSP" "Monostyla stenroosi","MONOSTN" "Mytilina sp.","MYTILSP" "Mytilina cf acanthophora","MYTLACA" "Mytilina ventralis","MYTLVEN" "Nauplii","NAUPLII" "Notholca acuminata extensa","NOTHACU" "Notholca labis","NOTHLAB" "Notholca squamula","NOTHSQU" "Notommata cf. codonella","NOTOCOD" "Notommata copeus","NOTOCOP" "Notommata sp.","NOTOMSP" "Onychodiaptomus birgei","ONYCBIR" "Onychodiaptomus sanguinius","ONYCSAN" "Ophryoxus gracilis","OPHRGRA" "Orthocyclops modestus","ORTHMOD" "Osphranticum labronectum","OSPHLAB" "Ostracoda","OSTRACA" "Paracyclops affinis","PARCYAF" "Planaria","PLANARI" "Platyias patulus_","PLATPAT" "Platyias quadracornis","PLATQUA" "Pleuroxus denticulatus","PLEURDE" "Pleuroxus hastatus","PLEURHA" "Pleuroxus procurvus","PLEURPR" "Pleuroxus sp.","PLEURSP" "Pleuroxus striatus","PLEUSTR" "Pleuroxus trigonellus","PLEUTRI" "Ploesoma lenticulare _","PLOELEN" "Ploesoma truncatum _","PLOETRU" "Polyarthra dolichoptera_","POLYDOL" "Polyarthra euryptera _","POLYEUR" "Polyarthra major _","POLYMAJ" "Polyphemus pediculus","POLYPED" "Polyarthra cf. proloba","POLYPRO" "Polyarthra remata _","POLYREM" "Polyarthra vulgaris longiremis","POLYVLO" "Polyarthra vulgaris _","POLYVUL" "Pomph cf. complanata","POMPCOM" "Pompholyx sulcata _","POMPSUL" "Proales commutata","PROACOM" "Proalides sp.","PROADSP" "Proales sp.","PROALSP" "Proalinopsis staurus","PROALST" "Proales parasita","PROPARA" "Ptygura libera_","PTYGLIB" "Ptygura sp.","PTYGUSP" "Rhynchotalona falcata","RHYNFAL" "Rousseletia corniculata","ROUSCOR" "Scapholeberis kingi","SCAPKIN" "Scapholeberis mucronata","SCAPMUC" "Scaridium sp.","SCARISP" "Scaridium longicaudum","SCARLON" "Sida crystallina","SIDACRY" "Simocephalus serrulatus","SIMOSER" "Simocephalus vetulus","SIMOVET" "Skistodiaptomus oregonensis","SKISORE" "Skistodiaptomus pygmaeus","SKISPYG" "Small bosminids (<.22 )","SMBOSMI" "Squatinella bifurca","SQUABI" "Streblocercus serricaudatus","STRESER" "Synchaeta asymmetrica_","SYNCASY" "Synchaeta atlantica","SYNCATL" "Synchaeta cf. bicornis","SYNCBIC" "Synchaeta cecilia cecilia","SYNCECE" "Synchaeta cf. fennica","SYNCFEN" "Synchaeta sp.","SYNCHSP" "Synchaeta kitina _","SYNCKIT" "Synchaeta oblonga_","SYNCOBL" "Synchaeta pectinata _","SYNCPEC" "Synchaeta stylata _","SYNCSTY" "Synchaeta tremula_","SYNCTRE" "Synchaeta lakowitziana","SYNLAKO" "Synchaeta longipes","SYNLONG" "Taphrocampa selenura","TAPHSEL" "Tardigrade","TARDIGR" "Testudinella emarginula","TESTEMR" "Testudinella parva","TESTPAR" "Testudinella patina f. intermedia _","TESTPIN" "Testudinella patina f. trilobata _","TESTPTR" "Testudinella tridentata","TESTTRI" "Testudinella spp.","TESTUSP" "Testudinella vidzemensis","TESTVID" "Trichocerca bicristata","TRICBIC" "Trichocerca bidens","TRICBID" "Trichocerca capucina","TRICCAP" "Trichocerca cylindrica _","TRICCYL" "Trichocerca elongata","TRICELN" "Trichocerca cf. stylata","TRICFSY" "Trichotria pocillum","TRICHPA" "Trichotria pocillum","TRICHPO" "Trichotria sp.","TRICHSP" "Trichotria tetractis","TRICHTE" "Trichocerca cf. iernis","TRICIER" "Trichocerca lata","TRICLAT" "Trichocerca longiseta","TRICLON" "Trichocerca lophoessa","TRICLOP" "Trichocerca multicrinis _","TRICMUL" "Trichocerca musculus","TRICMUS" "Trichocerca myersi","TRICMYE" "Trichocerca insignis","TRICOIN" "Trichocerca sp.","TRICOSP" "Trichocerca platessa","TRICPLA" "Trichocerca porcellus_","TRICPOR" "Trichocerca pusilla _","TRICPUS" "Trichocerca rousseleti_","TRICROU" "Trichocerca similis _","TRICSIM" "Trichocerca sp1","TRICSP1" "Trichocerca stylata","TRICSTY" "Trichocerca tenuidens","TRICTEN" "Tropocyclops extensus","TROPEXT" "Tropocyclops sp.","TROPOSP" "Tropocyclops prasinus","TROPPRA" "Tylotrocha monopus _","TYLOMON" "Unidentified rotifer","UNIDROT" "Unidentified Rotifer 2","UNIROT2" "Unidentified Rotifer #3","UNIROT3" "Dreissena polymorpha","ZEBRAM" "Dreissena polymorpha","ZEBRAVEL"
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# Presentation: 235613 ## CBER 510(k) Issues **Sheryl A. Kochman, MT(ASCP)** **Chief, Devices Review Branch** **DBA/OBRR/CBER** **IVD Roundtable – OIVD Workshop April 23, 2003** ## Why does CBER review devices? **Jurisdiction for medical device review is governed by the FDA Intercenter Agreement between the Center for Biologics Evaluation and Research (CBER) and the Center for Devices and Radiological Health (CDRH) (October 31, 1991)** **Available at:** ** **_**http://www.fda.gov/cber/dap/devpubs.htm**_ ## Intercenter Agreement Between CBER and CDRH (October 31, 1991) **CBER will have the lead responsibility for regulating medical devices used or indicated for the collection, processing, testing, storage, or administration of biological products (including blood products, blood components, or analogous products), and will use authorities under the Public Health Service Act (PHS Act) and the FD&C Act, as well as any other authorities delegated to it, as appropriate.** ## Intercenter Agreement (cont) In vitro tests which are required for blood donor screening and related blood banking practices (such as donor re-entry) are licensed under the PHS Act **Immunohematology Reagents** **Blood Grouping Reagents** **Reagent Red Blood Cells** **Antihuman Globulins** **Limulus amebocyte lysate (LAL)** **Blood Borne pathogen tests******* **HIV 1/2** **HIV Ag** **HBsAg** **HB core** **HCV** **HTLV I/II** *** examples only, not a complete list** ## Intercenter Agreement (cont) **CBER also has the responsibility for regulating all in vitro diagnostic tests and any other medical devices intended for use for human immunodeficiency virus, type 1 (HIV 1) and type 2 (HIV 2) and other retroviruses.** **These devices, including but not limited to collection devices, specimen containers, test kit components or support materials and those used or indicated for the inactivation of these viruses, will be regulated by CBER under the Medical Device Authorities (MDA).** ## What devices does CBER review ?* **Medical devices that are dedicated systems intended for use in collection, processing, or administration of a licensed biological or analogous product** **Includes** **Apheresis machines**** ******** ****Blood Warmers** **Filters**** **** **** ******** ****Plasma Thawers** **Refrigerators**** **** **** ******** ****Stem Cell Concentrator** **Excludes ** **Administration sets** **Therapeutic devices** **Dialysis machines** **Intraoperative blood salvage devices** **As stated in the Intercenter Agreement** ## Devices Reviewed at CBER (cont)* **Certain In Vitro Reagents** **Those intended for use in the processing of licensed biologicals and analogous products** **Lectins** **Protectins** **Bovine albumin potentiating media** **Leukocyte typing sera or other medical devices intended for use in the determination of tissue type** **Quality assurance reagents intended for use in conjunction with a licensed biological reagents or in vitro tests** ## Devices Reviewed at CBER (cont)* **Medical devices other than reagents intended for use in the preparation of, in conjunction with, or for the quality assurance of a blood bank related licensed biological product or practice.** **Clinical laboratory devices with separate blood bank claims** **Software programs for data management in a blood establishment ** **Dosimeters and thermal indicators** **Microwave ovens used for thawing blood products** ## Devices Reviewed at CBER (cont) **See also ** **21 CFR 864.9050 through 864.9875** **List of ****Devices Regulated by CBER** _**http://www.fda.gov/cber/dap/devlst.htm**_ **KSS/Blood Banking supplies consists of a wide variety of devices, some of which are:** **Blood temperature indicator** **Tube stripper** **Isotonic saline labeled for BB use** **Blood irradiation label** **Blood component separator** ## Devices Reviewed at CBER (cont) **ZZZ/Unclassified was used for devices for which a firm could identify a predicate, and therefore could submit a 510(k) but which had not been formally classified. This group also contains a wide variety of devices, such as:** **HLA reagents** **CMV test kits** **Instrument software** **Syphilis tests** **Platelet antigen/antibody tests** **Leukocyte removal filters** ## What kinds of premarket device submissions does CBER review ? **Everything that CDRH does** **But fewer of them** **INDs and BLAs** ## Special Situations for IVDs* **For diagnostic use only (except HIV and retroviruses), CDRH regulates under MDA** **HIV and other retrovirus diagnostics regulated by CBER under MDA** **For blood donor screening, CBER regulates under MDA, i.e., 510(k)** **CMV** **As stated in the Intercenter Agreement** ## Special Situations for IVDs (cont)* **For diagnostic use *****AND *****blood donor screening, CDRH is lead Center with each center reviewing their respective data sets under MDA** **CMV** **Required for use in blood donor testing, CBER regulates under the PHS Act** **Blood borne pathogen tests (IND/BLA)** **Syphilis is an exception (reviewed under 510(k))** **Immunohematology reagents (BLA)** **Notes:** Syphilis tests were originally regulated as 510(k) reagents by CDC for use in public health programs. ## What are some of the public health issues that are unique to CBER ? **Ensuring safety and efficacy of biological therapeutic products** **Management of those products** ** ****Recalls** **Management of donors** **Temporary deferral and subsequent re-entry** **Permanent deferral** **Counseling** **Rapid response to emerging infectious agents** **TSEs** **West Nile Virus** **SARS** **Notes:** Since CBER regulates both the therapeutic product and the devices used to test them, this creates some unique situations. In many cases, the results of in vitro tests are key to ensuring the safety and efficacy of biological therapeutic products, e.g., blood components and derivatives. If after release for distribution of those products, the in vitro reagents used in the testing and release are recalled, we then must evaluate whether or not the products tested with those in vitro reagents should also be recalled. We also must use the results of the in vitro tests to determine whether or when a donor should be turned away from donating to protect the blood supply. And as new infectious agents emerge, we are expected to react rapidly to determine whether or not the agents can be transmitted by blood. ## What are some of the outside groups CBER deals with ? **Significant outside interactions with: ** **Blood Products Advisory Committee** **Advisory Committee on Blood Safety and Availability** **PHS Blood** **FDA, CDC, NIH, DOD** **Congress** **Public perception of blood safety** **Patient advocacy groups** ## Scope of the Blood Industry **Whole Blood** **13.9 million units collected/yr** **18 million components** **8 million donors** **3000 registered facilities** **3.5 million recipients** **Source Plasma**** ** **12 million units collected/yr** **Manufactured into 35 different plasma derivative products** **1 million donors** **80 licensed establishments** ## What are some of the review issues that are important to CBER ? ** ****Detection and identification of disease in a population of “normal, healthy adults”** ** **** **** **** **** ****Versus** ** ****Diagnosis of disease in a patient showing signs and symptoms of disease** ** ****Requires higher numbers of clinical trial samples to assure statistical significance** ## What are some of the review issues that are important to CBER ? _**Many**_** of our products are Combination Products because they are linked by their labeling, i.e., a system** **Licensed reagent(s) (biologicals)** **Accessory reagents (devices)** **Accessory instruments (devices)** **Accessory software (devices)** **Ancillary goods (devices)** **Pipettes** **Tubes** **Micro-well plates** **Others are combination products because of their packaging** **Therapeutic biological in a syringe** ## What are some of the procedural issues that are different at CBER ? **We currently do not respond by e-mail to incoming e-mails that contain proprietary or confidential information but are working on a secure e-mail system to allow us to do so.** **We have different submission binding and filing formats.** **Please see SOPPs 8007 and 8110 at:** _**http://www.fda.gov/cber/regsopp/regsopp.htm**_ **We have a different address:** ** ****FDA/CBER** ** ****Document Control Center, HFM-99, Suite 200N** ** ****1401 Rockville Pike** ** ****Rockville, MD 20852-1448** **We usually need more than one copy; please send **_**at least two**_** or call ahead and ask. ** ## Recent CBER Process Changes (To Enhance the Review Process) **New priority courier service for regulatory documents** **New bar-coded tracking of regulatory documents** **Close collaboration with CDRH** **Least Burdensome training** **Active problem solving during first cycle, not just problem finding** **Down delegation to Division Directors** ## Recent CBER Process Changes (cont) **Where possible, use CDRH policies** **Set internal goals in parallel with CDRH ** **ex. 60 day response for 510(k) IVD submissions** **Increased pre-submission meetings** **Device subcommittee of RMCC** ## Is everything unique or different at CBER ? **ABSOLUTELY NOT !** **We are subject to the same Congressional mandates as CDRH** **FDAMA** **MDUFMA** **We support the use of pre-submittal (Pre-IDE) meetings** **CBER SOPP 8101.1 **_**http://www.fda.gov/cber/regsopp/81011.htm**_ **We utilize: ** **Standards & guidances** **Scientific workshops** **Advisory committee recommendations** ## How Do I Find a Predicate ? **Go to CBER’s web site for list of cleared devices 1****st** **510(k) Blood Establishment Computer Software** ** **_**http://www.fda.gov/cber/products/510ksoft.htm**_ **Substantially Equivalent 510(k) Device Information** ** **_**http://www.fda.gov/cber/efoi/510k.htm**_ **510(k) Device Applications (Cleared Since 1996)** ** **_**http://www.fda.gov/cber/dap/510kman.htm**_ **If you can’t find one on ours, try CDRH’s website** ## What about guidance documents ? **Most general CDRH guidances are applicable** **Federal Register - FDA Modernization Act of 1997; List of Documents Issued by the FDA That Apply to Medical Devices Regulated by CBER - 4/26/1999**** ** **Several CBER-specific guidances exist. ** **The following are available at: ** _**http://www.fda.gov/cber/dap/devpubs.htm**_ **Federal Register - Medical Devices; Hematology and Pathology Devices; Reclassification of Automated Blood Cell Separator Device Operating by Filtration Principle from Class III to Class II; Final rule - 2/28/2003** ## CBER-specific guidances **Draft Guidance for Industry: Premarket Notifications [510(k)s] for In Vitro HIV Drug Resistance Genotype Assays: Special Controls - 8/28/2001** **Draft Guidance for FDA Reviewers: Premarket Notification Submissions for Automated Testing Instruments Used in Blood Establishments - 8/3/2001** **Guidance for FDA Reviewers: Premarket Notification Submissions for Blood and Plasma Warmers - 7/19/2001 ** **Guidance for FDA Reviewers: Premarket Notification Submissions for Transfer Sets (Excluding Sterile Connecting Devices) - 7/19/2001 ** ## CBER-specific guidances (cont) **Guidance for FDA Reviewers: Premarket Notification Submissions for Empty Containers for the Collection and Processing of Blood and Blood Components - 7/19/2001** **Draft Guidance for Industry: Clinical Development Programs for Drugs, Devices, and Biological Products Intended for the Treatment of Osteoarthritis (OA) – 7/15/1999** **Guidance for Industry: Clinical Development Programs for Drugs, Devices, and Biological Products for the Treatment of Rheumatoid Arthritis – 2/17/1999 ** ## CBER-specific guidances (cont) **These CBER-specific guidances are available at: **_**http://www.fda.gov/cber/blood/bldguid.htm**_ **Guidance for Industry: In the Manufacture and Clinical Evaluation of *****In Vitro***** Tests to Detect Nucleic Acid Sequences of Human Immunodeficiency Viruses Types 1 and 2 - 12/14/1999 ** **Draft Guidance for Industry: Application of Current Statutory Authority to Nucleic Acid Testing of Pooled Plasma- 11/26/1999** ## CBER-specific guidances (cont) **Draft Guidance for Industry: In the Manufacture and Clinical Evaluation of In Vitro Tests to Detect Nucleic Acid Sequences of Human Immunodeficiency Virus Type 1 - 7/10/1998 ** **Guidance for Industry - The Sourcing and Processing of Gelatin to Reduce the Potential Risk Posed by Bovine Spongiform Encephalopathy (BSE) in FDA-Regulated Products for Human Use - 10/07/1997 ** **Reviewer Guidance for a Premarket Notification Submission for Blood Establishment Computer Software - 1/13/1997 ** ## CBER-specific guidances (cont) **Draft Guideline for the Validation of Blood Establishment Computer Systems - 9/28/1993** **Draft Points to Consider in the Manufacture and Clinical Evaluation of In Vitro Tests to Detect Antibodies to the Human Immunodeficiency Virus Type 1 - 8/8/1989**** ** ## Contacting CBER About Submissions **For pre-submission help:** **Contact the person identified in the slides that follow based on the device you wish to discuss** **If you cannot decide who to contact, contact the Center Ombudsman, Dr. Sheryl L. Lard-Whiteford** **For post-submission help:** **Contact your RPM first (see acknowledgement letter)** **The RPM can set up conference call or meeting with the review team** **Contact Division management** **Contact Office management (Dr. Mary Beth Jacobs for OBRR)** **Contact the Center Ombudsman** ## How to Contact CBER for Information **Contact the Office of Communication, Training & Manufacturers Assistance at: ** **Phone**** **** ****301-827-1800 or 800-****835-4709** **E-mail**** **** **_**MATT@CBER.FDA.GOV**_** ** **Web site **_**http://www.fda.gov/cber/pubinquire.htm**_ **See our current organization charts and lists at:** ** **_**http://intranet.fda.gov/cber/admin/orgcht.htm**_ **Visit our web site:**** **_**http://www.fda.gov/cber/**_ **Guidance: **_**http://www.fda.gov/cber/dap/devpubs.htm**_ ## CBER Office of the Director **Jesse L. Goodman, M.D., M.P.H., Center Director, ** **Previously Deputy for Medicine** **Spokesperson on West Nile Virus** **Mark A. Elengold, Deputy Director for Operations** **Robert A. Yetter, Ph.D., Associate Director for Review Management** **Diane Maloney, J.D., Associate Director for Policy** **Sheryl L. Lard-Whiteford, Ph.D., Associate Director for Quality Assurance and CBER Ombudsman** ## Office of Blood Research & Review **Jay S. Epstein, M.D., Director** **Richard M. Lewis, Ph.D., Deputy Director** **Mark J. Weinstein, Ph.D., Associate Deputy Director** **John S. Finlayson, Ph.D., Associate Director for Science** **Mary Elizabeth Jacobs, Ph.D., Associate Director for Regulatory Affairs** **Edward Tabor, Ph.D., Associate Director for Medical Affairs** **Linda A. Smallwood, Ph.D., Associate Director for Policy (BPAC contact)** **Notes:** Note that Dr. Smallwood is the contact for BPAC. ## Division of Blood Applications **Alan E. Williams, Ph.D., Director** **Elizabeth G. Callaghan, Deputy Director ** **Sayah Nedjar, Ph.D., Chief, Regulatory Program Management Branch** **Sheryl A. Kochman, Chief, Devices Review Branch ** **Elizabeth G. Callaghan, Chief (Acting) Blood and Plasma Branch** ## Division of Emerging & Transfusion Transmitted Diseases **Hira L. Nakhasi, Ph.D., Director** **Paul A. Mied, Ph.D., Deputy Director** **Indira K. Hewlett, Ph.D., Chief, Laboratory of Molecular Biology** **Gerardo Kaplan, Ph.D., Chief, Laboratory of Hepatitis & Related Emerging Agents** **David Asher, M.D., Chief, Laboratory of Bacterial, Parasitic, & Unconventional Agents** ## Division of Hematology **Basil (Dov) Golding, M.D., Director (Acting)** **Andrew Chang, Ph.D., Deputy Director (Acting)** **Jaro Vostal, M.D., Ph.D., Chief (Acting), Laboratory of Cellular Hemostasis** **Dorothy E. Scott, M.D., Chief (Acting), Laboratory of Cellular Hematology** **Andrew Chang, Ph.D., Chief (Acting), Laboratory of Hemostasis** **Toby A. Silverman, M.D., Chief, Clinical Review Branch** ## Office of Vaccines Research & Review **Karen Midthun, M.D., Director** **William M. Egan, Ph.D., Deputy Director** **Norman W. Baylor, Ph.D., Associate Director for Regulatory Policy** **Richard I. Walker, Ph.D., Director Division of Bacterial, Parasitic & Allergenic Products** **Jerry P. Weir, Ph.D., Director, Division of Viral Products** **Karen L. Goldenthal, M.D., Division of Vaccines & Related Products Applications** ## Office of Cellular, Tissue, & Gene Therapies **Philip D. Noguchi, M.D., Director (Acting)** **Joyce L. Frey-Vasconcells, Ph.D., Deputy Director (Acting)** **Andrea Wright, Regulatory Management Staff** **Raj K. Puri, M.D., Ph.D., Director (Acting), Division of Cellular & Gene Therapies** **Cynthia A. Rask, M.D., Director (Acting), Division of Clinical Evaluation & Pharmacology/Toxicology** **Ruth Solomon, M.D., Director (Acting), Division of Human Tissues** ## Who Does What ? **Office of Blood Research & Review (OBRR)** **Division of Blood Applications (DBA)** **Devices Review Branch** **Immunohematology/HLA reagents, controls, instruments, and accessories** **Blood Establishment Computer Software (BECS)** **Meeting requests for the above** **Call Sheryl Kochman or staff at 301-827-3503** ## Who Does What ? **Office of Blood Research & Review (OBRR)(cont)** **Division of Blood Applications (DBA)(cont)** **Regulatory Project Management Branch** **Blood collection, mixing, weighing, storage systems** **Management and tracking of the reviews** **Meeting requests for **_**all**_** OBRR (except DRB) submissions** **Call Dr. Sayah Nedjar or staff at 301-827-5307** ## Who Does What ? **Office of Blood Research & Review (OBRR) (cont)** **Division of Emerging & Transfusion Transmitted Diseases (DETTD)** **Blood borne pathogen reagents, kits, instruments** **HIV diagnostics, viral load test kits** **West Nile Virus** **TSEs** **Call Dr. Sayah Nedjar or staff at 301-827-5307** ## Who Does What ? **Office of Blood Research & Review (OBRR) (cont)** **Division of Hematology (DH)** **Blood containers, cell separators, processing systems** **IVDs for platelet antigen/antibody testing** **Bacterial detection systems** **Cord/Stem cell collection, processing system** **Minimally manipulated** **Call Dr. Sayah Nedjar or staff at 301-827-5307** ## Who Does What ? **Office of Cellular, Tissue & Gene Therapies ****(OCTGT)** **Cord/Stem cell collection, processing system** **More than minimally manipulated** **Call Dr. Stephanie L. Simek at 301-827-6536** **Office of Vaccines Research & Review (OVRR)** **Division of Vaccines & Related Products (DVRPA)** **Endotoxin testing supplies** ** ****(The kits themselves are licensed biologicals)** **Call Dr. Paul Richman at 301-827-3070** ## CBER Device Submissions Received* ** **** **** **** **** **** **_**FY00**_** **_**FY01**_** **_**FY02**_ **PMAs (Traditional) **** **** 3 3 1** **PMSs (Traditional) 5 8 5** **510(k)s (All Types)**** **** 34 37 42** **BLAs (Original)**** **** **** 4**** **** 2**** **** 2** **BLSs (Efficacy)**** **** **** 0**** **** 0**** **** 0**** ** **BLSs (****Manufacturing, PAS****) 124**** **** 47**** **** 35** ***Includes RTAs/RTFs, Transfers, Withdrawals** ## CBER Device Submissions Received* (from 10/1/02 – 3/31/03) ** **** **** **** **** **** **** **_**FY 03**_ **PMAs (Traditional)**** **** **** 1** **PMSs (180 Day)**** **** **** **** 1** **510(k)s (All Types)**** **** **** 35** **BLAs (Original, Std)**** **** **** 0** **BLSs (Efficacy)**** **** **** **** 3** **BLSs (Manufacturing, PAS)**** **** 31** **ALL MDUFMA FY 05 GOALS MET******* ***Data as of 4/15/03** ## 510(k)s Received **Notes:** Data: Numbers of 510(k)s Received (Includes those filed, transferred, and refused) Striped blocks = projected for this year if rate continues ## CBER 510(k)s – Current Status* (Receipts from 10/1/02 – 3/31/03) ** **** **** **** **** **** **** **** ****Under 1****st**** Cycle** _**510(k) Type Rec’d SE NSE Other Review Complete**_ **Traditional**** **** 21 10 0**** **** 3**** **** 5**** **** 3**** ** **Abbreviated**** **** 6 3 0**** **** 0**** **** 2**** **** 1**** ** _**Special**__** **__** 8 7 1**__** **__** 0**__** **__** 0 0 **_ **Total**** **** **** 35 20 1**** **** 3**** **** 7 4** ***All data as of 4/15/03** **Notes:** During FY 98 thru 02, receipts were 34-42/yr In FY 03 thus far, received 35 in 1st 6 mo. “Other” may include RTAs, withdrawals, transfers. “Under Review” means no first action yet ## CBER 510(k) Cycles* (from Receipt to Final Action) ** **** **** **** **** **** **** **** **** **** ****Under 1****st**** Cycle** _**510(k) Type (SE/NSE) (Average)**__******__** **__**Review Completed**_ **Traditional**** **** **** ****10**** **** **** ****1.1**** **** 5 3 ** **Abbreviated 3**** **** **** ****1.3**** **** 2 1 **** ** _**Special**__** **__** **__** 8**__** **__** **__** **__**1.0**__** **__** 0 0 **_ **Total**** **** **** 21 **** ****1.1**** **** 7 4** *** All data as of 4/15/03** ****Cycles will increase with completion of pendings** ## Time to Final Decision: FY 02* (510(k) Receipt Cohort from 10/1/01 – 9/30/02) ** **** **** **** **** ****FDA Time Total Time**** **** Cycles** _**510(k) Type n **__**(Days, Ave) **__** **__** **__**(Days, Ave) (Average)**_ **Traditional**** ****18**** **** 141.2**** **** 175.5**** **** 1.89** **Abbreviated**** **** 7**** **** 124.4**** **** 165.3**** **** 2.00** _**Special**__** **__** 4**__** **__** 38.8**__** **__** 50.0**__** **__** 1.50**_ **Total**** **** 29 123.0**** **** 155.7**** **** 1.86** *** SE/NSEs Only; Data as of 4/15/03** ## Time to Final Decision: Current* (510(k) Receipt Cohort from 10/1/02 – 3/31/03) ** **** **** **** **** **** ****FDA Time Total Time** _**510(k) Type n (Days, Ave)**__******__** **__** (Days, Ave)**__******_ **Traditional**** ****10**** **** 58.8**** **** 61.0**** ** **Abbreviated**** **** 3**** **** 60.0**** **** 69.3** _**Special**__** **__** **__** 8**__** **__** 19.9**__** **__** 19.9**_ **Total**** **** **** 21 44.1**** **** 46.5** *** SE/NSEs Only; Data as of 4/15/03** ****Times will increase with completion of pendings** **Notes:** Cycle data not available due to pending submissions ## Acknowledgements **Dr. Mary Beth Jacobs, Ph.D., CBER/OBRR/IOD** **Michael A. Calabro, Ph.D.; CBER/OBRR/IOD**
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245935
# Presentation: 245935 ## Natural Hazard Mapping in the Caribbean - Natural Hazard Mapping in the Caribbean - - New Initiatives, Emerging Needs - Presented at High-Level Meeting in the Use of Geospatial Technology in Sustainable Development in the Caribbean, - March 18, 2004, St. Vincent and the Grenadines - Cassandra Rogers - Disaster Mitigation Facility for the Caribbean - Project Supervision Division - Caribbean Development Bank ## Impacts of Disasters in Selected Countries | H. Gilbert [1988) | Jamaica | $1.1 B in damage; 65% of GDP | | --- | --- | --- | | H. Hugo [1989] | Antigua/Barbuda, St. Kitts/Nevis, Montserrat, British Virgin Islands | 3.6 B in damage; 200% of GDP for Montserrat | | TS. Debby [1994] | St. Lucia | $79 M in damage (18% of GDP); 58% of banana crop loss | | H. Luis, Marilyn [1995] | Antigua Dominica | 60% fewer tourists 3 months after; 65% of GDP $66.7 M in damage | | H. Georges [1998] | St. Kitts | $485 M in damage + 85% housing damaged or destroyed; 50% of sugar harvest | | H. Lenny [1999] | Barbuda Anguilla, Dominica, St. Kitts/Nevis | 95% of agricultural crop $251 M; [53% of GDP for Dominica] | | Soufriere Hills Volcano [1995-] | Montserrat | Devastation of the economy | | Floods [2002] | Jamaica | $116 M in damage | ## Natural Hazard Risk Management (NHRM) - Paradigm Shift - Focus on risk identification and risk reduction rather than on disaster management - Risk identification: hazard mapping, vulnerability and risk assessment - Risk reduction: mitigation and prevention - Mainstreaming NHRM into development planning** ** - Hazard maps are basic information sources ## Montserrat, 1997 **High Risk** - Hazard mapping: basis for - NHRM - Development planning decision-making ## Mainly project driven - Mainly project driven - Status of Hazard Mapping in the Caribbean - Availability - regional maps available for EQ, SS, volcanic hazard (2004) - national - level maps for some hazards; varies by country (~30% coverage) - few multi-hazard assessments - national coverage varies - Scale - mostly national; suitable for regional planning - few detailed local level /community maps, but increasing ## Status of Hazard Mapping in the Caribbean - Input data quality - often obsolete - unreliable - Lack of formal structure to access and disseminate results - Maps not always user-friendly - Hazard mapping /assessment methodologies vary ## national / regional development - Challenges to Systematic Production and Use - of Hazard Maps for Sustainable Development - Coordinated and integrated framework for HMVA for - national / regional development - standardization of data and mapping methodologies - digital hazard databases at national level - digital dbase of natural and anthropogenic features - integrated into national GIS - elevation models at appropriate resolution - same/compatible datum and projection across region ## Current Initiatives **Facility for the ** **Caribbean (DMFC**) **Caribbean Hazard ** **Mitigation Capacity ** **Building Programme ** **(CHAMP) ** **Mainstreaming disaster mitigation into development planning** - Caribbean Development Bank Corporate Priority - Promote vulnerability reduction to natural disasters through support for development and adoption of hazard mitigation policies, standards and practices - CDERA - Comprehensive Disaster Management (CDM) Strategy - Vulnerability reduction through integrated disaster mitigation and development planning, in the context of the results framework for CDM **Caribbean Disaster ** **Management Project ** **(CADM) ** ## CDERA – CDB Collaboration in Hazard - CDERA – CDB Collaboration in Hazard - Mitigation Planning - Standard products and procedures - Capacity building in hazard mapping/VA - National hazard mitigation plans (Belize, Grenada, St. Lucia, Jamaica) - Digital hazard database compatible with national GIS - National-level hazard maps for priority hazards - High resolution multi-hazard mapping of highly vulnerable areas - Vulnerability assessment of critical facilities - Hazard Mapping and Assessment Standards - Hazard data - Hazard assessment methodologies - Seeking partnerships ## Impact of the (natural hazard) environment on the project and the project on natural hazards Integral and extension of EIA - Integral and extension of EIA - Mainstreaming Natural Hazard Risk Management - into Development Planning: Natural Hazard - Impact Assessment (NHIA) - Preventative approach to NH risk minimisation through explicit incorporation of hazard mitigation into project design - NHIA ## NHIA-EIA Process: Principal Natural Hazard Interventions - NHIA-EIA Process: Principal Natural Hazard Interventions ## Implications for Hazard Mapping/ - NHIA requirement will significantly increase demand for accurate hazard mapping and vulnerability assessments, and at varied scales - Opportunity to promote enhancement and use of geospatial technology - Implications for Hazard Mapping/ - Vulnerability Assessment ## Greater demand for high-quality hazard mapping (HM) requires: Coordinated approaches to HM at national and regional level Digital hazard databases within national GIS framework Standardisation of HM and assessment methodologies Common datum and projection Capacity building - Coordinated approaches to HM at national and regional level - Digital hazard databases within national GIS framework - Standardisation of HM and assessment methodologies - Common datum and projection - Capacity building - Existing / Emerging Needs **Centers of Expertise for Hazard Mapping** - Greater use as a tool to enhance hazard awareness and risk reduction - More systematic use by planning agencies and other potential users for national/regional development ## Disaster Mitigation Facility for the Caribbean (DMFC) *“**Strengthening Regional Capacity for Disaster Mitigation”* **Disaster Mitigation Facility for the Caribbean (DMFC)**
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MANAGEMENT OF CHEST PAIN SUGGESTIVE OF ISCHEMIA +-----------------------------------------------------------------------+ | GOALS | | | | Immediate assessment of patients with chest pain. | | | | Timely initiation of treatment. | | | | Rapid determination of need for transfer to another facility. | +-----------------------------------------------------------------------+ +-----------------------------------------------------------------------+ | MAA immediately notifies triage nurse of patient checking in with | | chest pain | | | | or | | | | Patient informs nurse or healthcare provider of chest pain. | +-----------------------------------------------------------------------+ +-------------------------------+----+---------------------------------+ | # Nursing Assessm | | Orders for Immediate Treatment | | ent -- The following must be | | | | completed within 10 minutes o | | Determine cardiac rhythm on | | f notification of chest pain: | | monitor. | | | | | | Assess pain level: quality, | | Labs --Troponin with results | | duration, location, | | within one hour of draw, CBC, | | radiation. | | SMA7, CK-MB, PT, PTT, U/A | | | | | | Check vital signs, including | | Aspirin 325 mg chewable | | SaO~2\ .~ | | | | | | if no ASA taken in past 3 | | Start oxygen at 4 liters/min | | hours. | | nasal cannula. | | | | | | Nitroglycerine 0.4 mg sl if | | Obtain 12 lead EKG. | | BP\>100 systolic. | | | | | | Notify Provider of patient | | Repeat x 2 five minutes apart | | with chest pain. | | | | | | if chest pain not relieved. | | Provider interprets EKG | | | | | | Insert saline lock. | | **\*\*For CBOC patients call | | | | 911.** EMT's will administer | | Monitor vital signs q 15 | | meds/tx per their protocol. | | minutes. | | | | | | | | Morphine IV as per provider if | | | | chest pain not relieved by | | | | nitroclycerine. | | | | | | | | Beta blockers as per provider | | | | if deemed beneficial. | +-------------------------------+----+---------------------------------+ ----------------------------------------------------------------------- EKG Findings ----------------------------------------------------------------------- +-------------------------------+----+---------------------------------+ | ## EK | | ## EKG -- Non-ST elevation | | G -- ST elevation or new LBBB | | | +-------------------------------+----+---------------------------------+ +------------------------------+-----+---------------------------------+ | Provider to call ER at | | Determine TIMI Score | | Vassar 454-8500 | | | | | | Obtain Cardiology consultation, | | / HVH 914-737-9000, | | | | | | via call to Manhattan VA during | | obtain accepting physician. | | when hours. | | | | | | Initiate immediate ACLS | | Determine disposition based on | | transport. | | provider assessment, and TIMI | | | | score recommendations | | Start lovenox 1mg/kg sq if | | | | no contraindication | | | +------------------------------+-----+---------------------------------+ +-----------------------------+-----+----------------------------------+ | TIMI score is a simple | | TIMI Score | | prognostic tool used to | | | | categorize a patient's risk | | \_\_\_ Age over 65 | | of death and ischemic | | | | events and provides a basis | | \_\_\_ 3 or more risk factors | | for therapeutic decision | | for coronary disease\* | | making. | | | | | | \_\_\_ Established CAD | | [Score]{.underline} [Risk | | | | Factor]{.underline} | | \_\_\_ 2 or more anginal events | | | | in past 24 hours | | 0-1 4.7% | | | | | | \_\_\_ Use of ASA in past 7 days | | 2 8.3% | | | | | | \_\_\_ Elevated enzymes | | 3 13.2% | | | | | | \_\_\_ ST depression | | 4 19.9% | | [\>]{.underline} 0.5mm | | | | | | 5 26.2% | | Number of checks = TIMI Score | | | | \_\_\_\_\_\_ | | 6-7 40.9% | | | | | | \*Risk Factors = hypertension, | | | | cigarette smoking, obesity, | | | | physical inactivity, | | | | dislipidemia, DM, | | | | micro-albuminuria, GFR \<60/min, | | | | family h/o premature CVD | +-----------------------------+-----+----------------------------------+
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+--------------+-------------------------------------------------------+ | Process | | | Checklist | | | for | | | Operations | | +--------------+-------------------------------------------------------+ | Overview | In the Operations phase, the device is in use as part | | | of the system. Assurance is concerned with: | | | | | | - Identification of anomalies and determination of | | | the root cause. | | | | | | - Changes in operations that can affect the complex | | | electronics or invalidate previous testing. | | | | | | - Analysis of problems to identify trends | +--------------+-------------------------------------------------------+ | Entrance | The following criteria should be met prior to | | Criteria | beginning the Operations phase for complex | | | electronics: | | | | | | - The system has successfully completed all | | | verifications. | | | | | | - Operations procedures are written, approved, and | | | configuration controlled. | +--------------+-------------------------------------------------------+ | Responsible | Operator -- Document anomalies and problems. Update | | Personnel | operations manuals. | | | | | | Design Engineer -- Assist in root cause analysis. | | | | | | Quality Assurance -- Perform the process and product | | | assurance activities listed below. | +--------------+-------------------------------------------------------+ | Not all | | | steps listed | | | below have | | | to be | | | completed | | | s | | | equentially. | | | When a step | | | is finished, | | | the | | | completion | | | date is | | | added to the | | | table below, | | | along with | | | initials of | | | the | | | assurance | | | rep | | | resentative. | | +--------------+-------------------------------------------------------+ NOTE: For Maintenance, Modifications, or Upgrades, see the "Process Checklist for Modifications.doc" checklist. ---------------------------------------------------------------------------------- ID Process Step Completion QA Date -------------- ----------------------------------------------- ------------ ------ 1 Entrance Criteria are met. 2 Review operations procedures to ensure that processes for anomaly identification and recording are included. 3 Review operational and maintenance procedures for inclusion of any workarounds or other information that was discovered during development and testing. 4 Verify that the Problem Reporting and Corrective Action system is being used for identified problems and unexplained anomalies. 5 Assist in determining the root cause of problems. Consider the design of the complex electronics and possible failure modes. Support Failure Review Boards. 6 Review changes to operational procedures. Ensure that the changes will not use the complex electronics in unverified ways. Ensure that changes in how the system is used will not provide untested inputs to the complex electronics. 7 Perform Problem Trend Analysis on system elements that include complex electronics. 8 Verify the Change Control process is operational. Ensure all changes to complex electronics design (code) are analyzed and approved before implementation. Perform an impact analysis on the changes. Review any updates to these plans. Ensure that new information is incorporated in the plans. 9 Maintenance Manual 10 Operations or User Manual 11 Training Plan 12 Exit Criteria are met. ---------------------------------------------------------------------------------- +--------------+-------------------------------------------------------+ | Exit | At the end of the Operations phase, the following | | Criteria | criteria should be met: | | | | | | - The system is decommissioned. | +--------------+-------------------------------------------------------+ --------------- ------------------------------------- ----------- ---------- Documentation Status Document ID Document Name Revision Date Operations or User Manual Problem Reporting and Corrective Action Process Training Plan Maintenance Manual (or Plan) --------------- ------------------------------------- ----------- ----------
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Title: Coordinating Community Services for Mentally Ill Offenders: Maryland's Community Criminal Justice Treatment Program. Series: Program Focus Author(s):Catherine Conly Published: National Institute of Justice, April 1999 Subject(s): Mentally ill offenders, inmate programs, community based corrections, crisis intervention, and funding resources 35 pages 79,000 bytes ------------------------------- Figures, charts, forms, and tables are not included in this ASCII plain-text file. To view this document in its graphic format, download the Adobe Acrobat graphic file available from this Web site or order a print copy from NCJRS at 800-851-3420 (877-712-9279 For TTY users). ------------------------------- U.S. Department of Justice Office of Justice Programs National Institute of Justice National Institute of Justice Program Focus COORDINATING COMMUNITY SERVICES FOR MENTALLY ILL OFFENDERS: MARYLAND'S COMMUNITY CRIMINAL JUSTICE TREATMENT PROGRAM by Catherine Conly ------------------------------- Highlights The number of mentally ill individuals in the criminal justice system has grown dramatically during the past 30 years. Often homeless and suffering from other health-related concerns (e.g., substance abuse, HIV infection), these individuals may cycle continuously between the community, where they commit mostly minor offenses, and jail. Recognizing this pattern and seeking to intervene productively, local policymakers have worked with officials in Marylands Department of Health and Mental Hygiene and with other State officials to establish the Maryland Community Criminal Justice Treatment Program (MCCJTP), a multiagency collaborative that provides shelter and treatment services to mentally ill offenders in their communities. Created to serve the jailed mentally ill, the program now also targets individuals on probation and parole. MCCJTP operates in 18 of the States 24 local jurisdictions and features: o Local advisory boards composed of local and State decisionmakers who provide ongoing leadership. o Case management services that include crisis intervention, screening, counseling, discharge planning, and community followup. o Services for mentally ill offenders who are homeless or have co-occurring substance use disorders. o Routine training for criminal justice and treatment professionals. o Postbooking diversion for qualifying mentally ill defendants. The MCCJTP model features strong collaboration between State and local providers, a commitment to offering transitional case management services, the provision of long-term housing support to mentally ill offenders, and a focus on co-occurring substance use disorders. Criminal justice and treatment professionals credit MCCJTP with improving the identification and treatment of jailed mentally ill individuals, increasing communication between mental health and corrections professionals, improving coordination of in-jail and community-based services for mentally ill offenders and defendants, and reducing disruption in local jails. Case managers and clients report that MCCJTP's comprehensive services have improved the quality of many clients' lives. Independent evaluation of MCCJTP service delivery mechanisms and client outcomes is now under way. The investigation will help in determining whether providing coordinated, community-based services to mentally ill offenders can significantly reduce recidivism, increase residential stability, reduce psychiatric hospitalization, and increase voluntary participation in substance abuse treatment. ------------------------------- Looking around his apartment, 45-year-old Ray Carver can hardly believe his good fortune.1 Not long ago, he was living in abandoned buildings and drinking cheap whiskey. He had survived like that since he was a teenager, traveling up and down the East Coast, periodically being arrested for shoplifting or vagrancy and spending months at a time in jail. In his early twenties, Ray was diagnosed with schizophrenia by a psychiatrist in a District of Columbia jail. Since then, he had taken medication sporadically and had been institutionalized twice for his mental illness. Most of the time, however, he lived on the streets and drank heavily. When Ray was arrested for shoplifting in Salisbury, Maryland, he reported to the Wicomico County Detention Centers classification officer that he had been taking medication for schizophrenia. The officer referred Ray to the mental health case manager assigned to the jail by the county health department through the Maryland Community Criminal Justice Treatment Program. With that referral, Ray Carver embarked on a journey that would significantly change his life. Thousands of mentally ill individuals pass through local correctional facilities each year. In 1996, one-quarter of jail inmates reported that they had been treated at some time for a mental or emotional problem.2 Nearly 89,000 said that they had taken a prescription medication for those types of problems, and more than 51,000 reported that they had been admitted to an overnight mental health program.3 The dramatic growth of the population of jailed mentally ill persons has coincided with the policy of deinstitutionalization that resulted in the release of thousands of mentally ill people from psychiatric facilities to the community.4 Additional factors, including cuts in public assistance, more stringent civil commitment laws, declines in the availability of low-income housing, and limited availability of mental health care in the community, are thought to have exacerbated conditions for the mentally ill and contributed to their increased involvement in the criminal justice system.5 Many mentally ill offenders are charged with relatively minor offenses (e.g., prostitution, shoplifting, vagrancy),6 but are not diagnosed or treated while in jail and are released back to their communities with no plan for treatment or aftercare. Finding humane, constitutional, and effective ways to address the needs of mentally ill individuals is a challenge for local correctional facilities nationwide. Crowded, outdated, and designed to ensure secure confinement, most jails are not optimal treatment settings for the mentally ill.7 Nonetheless, the nature of jail populations increasingly demandsand numerous court decisions requirethat jails respond to the needs of the mentally ill.8 Researchers consistently recommend correctional strategies that result in early identification and referral of the jailed mentally ill to the most appropriate treatment setting, preferably in the community.9 However, only a few jails have achieved this goal.10 Even in jails where psychiatric services are models for others nationwide, a significant proportion of the mentally ill can go undetected and/or untreated.11 In addition, many mentally ill individuals are released with no plan for community-based care.12 Mentally ill offenders are poorly equipped to serve as advocates for their own welfare. They often face multiple challenges, including homelessness, unemployment, estrangement from family and friends, substance abuse, and other serious health conditions such as HIV/AIDS, tuberculosis, and hepatitis.13 In turn, community-based providers often find mentally ill offenders challenging to serve because of their "coexisting conditions, noncompliance, criminal records, unkempt appearance, and clinically difficult and challenging presentation."14 Consequently, mentally ill individuals may cycle repeatedly through the health, mental health, social service, and criminal justice systems, each with its unilateral focus, and never become stabilized because of a lack of coordinated care and treatment. This "system cycling" is discouraging to the mentally ill offender and costly to the network of community-based providers. Overview of MCCJTP After years of study and discussion, local corrections officials in Maryland worked with others in local government, with State officials, and with representatives from the private sector to create MCCJTP. In various stages of implementation in 18 of the State's 24 local jurisdictions,15 MCCJTP brings treatment and criminal justice professionals together to screen mentally ill individuals while they are confined in local jails, prepare treatment and aftercare plans for them, and provide community followup after their release. The program also offers services to mentally ill probationers and parolees and provides enhanced services to mentally ill offenders who are homeless and/or have co-occurring substance use disorders (see "MCCJTP: At the Forefront of Efforts to Aid Mentally Ill Offenders," page 4). MCCJTP targets individuals 18 or older who have a serious mental illness (i.e., schizophrenia, major affective disorder, organic mental disorder, or other psychotic disorders), with or without a co-occurring substance use disorder. It is founded on two key principles: o The target population requires a continuum of care provided by a variety of service professionals in jail and in the community that is coordinated at both the State and local levels. In this regard, agency participants include local mental health and substance abuse treatment providers and advocates, local hospital professionals, housing providers, members of local law enforcement, and representatives of key State criminal justice, mental health, and substance abuse agencies. o Local communities are in the best position to plan and implement responses to meet the needs of the mentally ill offenders in their jurisdictions. To that end, each participating jurisdiction has developed a local advisory board to oversee the conduct of needs assessments, coordinate program implementation, monitor service delivery, and expand program options. MCCJTP's goals are to improve the identification and treatment of mentally ill offenders and increase their chances of successful independent living, thereby preventing their swift return to jail, mental hospitals, homelessness, or hospital emergency rooms. In some locations, MCCJTP also aims to reduce the period of incarceration (through postbooking diversion) and even reduce the likelihood of incarceration altogether (through prebooking diversion). According to data maintained by the Maryland Department of Health and Mental Hygiene, almost 1,700 mentally ill individuals received services through MCCJTP in 1996 (see "The Mentally Ill in Maryland Jails," page 5). Funding for the 18 programs totals approximately $4 million annually and comes from local, State, and Federal sources. In addition, many agencies contribute administrative time and support services (see "MCCJTP Funding," page 5).16 The funding supports the provision of case management services in each jurisdiction and other specialized services such as housing to meet the needs of mentally ill offenders. This Program Focus reviews the history of MCCJTP, describes key program features, and discusses the benefits of and challenges to program operation. ------------------------------- MCCJTP: At the Forefront of Efforts to Aid Mentally Ill Offenders Efforts to comprehensively address the needs of the jailed mentally ill are still relatively rare. According to a nationwide survey of jails conducted by researchers at the National GAINSa Center for People With Co-Occurring Disorders in the Justice System (see "Sources for More Information" at the end of this report), "most jails have no policies or procedures for managing and supervising mentally disordered detainees."b Henry Steadman, one of the study's authors and a renowned expert on responses to mentally ill offenders nationwide, believes the features that set MCCJTP apart from most other efforts include: o Strong collaboration between State and local providers. "Typically, States don't coordinate anything in these efforts," Steadman observed. "In addition, it is very rare for the State to do something that the county is receptive to without usurping county authority. It is usually left to the county to address the needs of the jailed mentally ill. The integration of funding streams at the different levels of government and the ongoing commitment by State officials involved in MCCJTP make the program unique." o Transitional case management services that link detainees with community-based services. Based on their survey of jails nationwide, Steadman and his coauthor, Bonita Veysey, concluded that "case management services that link detainees, on release, to community services are seldom provided in jails of any size."c MCCJTP is a clear exception to this trend. o Long-term housing support for homeless mentally ill offenders. According to Steadman, "Rarely do you see housing as a part of a jail/criminal justice program for mentally ill or substance abusing individuals. You may see some use of short-term housing vouchers but not the full-scale commitment Maryland has made." o Focus on co-occurring disorders. "Officials in Maryland," Steadman noted, "have recognized that co-occurring disorders are the norm and not the exception." In his opinion, that awareness and the States related programmatic response set MCCJTP apart from many of its counterparts across the Nation. Notes a. GAINS = G-Gathering information, A-Assessing what works, I-Interpreting the facts, N-Networking with key stakeholders, S-Stimulating change. b. Steadman, H., and Veysey, B., Providing Services for Jail Inmates With Mental Disorders, Research in Brief, Washington, DC: U.S. Department of Justice, National Institute of Justice, April 1997, NCJ 162207, page 1. c. Ibid, 2. ------------------------------- The Roots of the Program In the early 1990s, an estimated 600 to 700 mentally ill offenders were confined in local correctional facilities throughout Maryland.17 Because they lacked sufficient numbers of appropriately trained staff to screen and treat the mentally ill, jails were neither sensitive, nor especially safe, places for most mentally ill individuals. In those days, according to several local corrections officials, the special needs of mentally ill offenders were generally ignored unless such individuals were suicidal or disruptive. The disruptive ones were usually "locked down," but not until staff had spent considerable time in crisis management, trying to subdue them or negotiate with mental health agencies for emergency commitments. Lacking mental health training, correctional officers were frustrated and sometimes insensitive in their handling of mentally ill offenders, which exacerbated an already difficult situation. Adding to the concerns of corrections officials was the high rate of recidivism among mentally ill offenders (see "Assessing Service Needs," page 6). One frustrated former warden of a detention facility in southern Maryland, who has since become a strong advocate of MCCJTP, admits having asked publicly about the mentally ill offenders in his jail, "Can't we shoot them up with something and just keep them asleep while they're here?" In 1991, at the request of the Maryland Correctional Administrators Association, the Governor's Office of Justice Administration (GOJA) formed an interagency State and local task force to help define a strategy for responding to mentally ill offenders in the State. After careful review of available national research and reports on the topic by previous State task forces (see "Building on Research," page 7), the GOJA task force concluded that offenders with serious mental illnesses require a coordinated treatment approach that combines the expertise of criminal justice and treatment professionals. The Jail Mental Health Program pilot The State's Mental Hygiene Administration (MHA), part of the Maryland Department of Health and Mental Hygiene, assumed primary responsibility for the design and implementation of a pilot program to aid local detention centers in creating a multidisciplinary response to the jailed mentally ill. In 1993 and 1994, with $50,000 in seed money from MHA, four pilot Jail Mental Health Programs (predecessors to MCCJTP) were launched in Cecil, Charles, Frederick, and Wicomico counties. The pilots resulted in the creation of a system for providing case management services to mentally ill inmates. Within a short amount of time, those involved in the Jail Mental Health Program began reporting improved identification of the jailed mentally ill, enhanced communication between mental health and corrections staff, and reduced disruptions associated with mentally ill inmates (see "Screening Mentally Ill Offenders in Charles County," page 8). Fourteen additional counties have since developed similar programs to respond to mentally ill offenders. Over time, the focus of the Jail Mental Health Program has expanded to include greater use of community-based services and diversion. In addition, mentally ill probationers and parolees have been added to the client base. The program's title was changed to the Maryland Community Criminal Justice Treatment Program in 1994 to reflect its broader scope. ------------------------------- The Mentally Ill in Maryland Jails According to data maintained by the Maryland Mental Hygiene Administration, 1,682 jailed mentally ill individuals received MCCJTP services during 1996. The average daily jail population in the MCCJTP sites ranged from a low of 52 to a high of 1,362, with a median population of 237. The proportion of jailed individuals who were mentally ill varied considerably across the 18 jurisdictions. For instance, in the five jurisdictions visited by the author, prevalence estimates ranged from 8 to 21 percent.a The following data from Frederick County, taken during a 1-day census in June 1997, indicate the prevalence of mental illness among the jailed population there. Of 341 inmates in the Frederick County Adult Correctional Center that day, 71 (21 percent) were diagnosed with 1 or more mental illnesses. Of those, 36 (50 percent) had a co-occurring substance use disorder. Note a. National estimates of the percentage of jailed populations with serious mental illness (e.g., schizophrenia, bipolar disorder, severe recurrent depression) range from 6 to 15 percent, depending on the study and institution. See Torrey, E.F., Editorial: "Jails and Prisons--America's New Mental Hospitals," American Journal of Public Health 85 (12) (December 1995): 1612. ------------------------------- Key Features of Maryland's Coordinated Approach Immediately after Ray Carver was referred for a mental health screening, the MCCJTP case manager reviewed his history of mental illness and referred him for medication. She counseled Ray throughout his stay at the detention center, and together they developed a treatment and aftercare plan for him that included taking his medication, participating in treatment for alcoholism, reinstating his Supplemental Security Income benefits, locating housing, and participating in the day program at Go-Getters, Inc., a local psychiatric rehabilitation center and partner agency of MCCJTP. The case manager discussed Ray's criminal charges with his public defender, the assistant State's attorney, and the district court judge. Ray pled guilty and was sentenced to a year's probation. Several components of the treatment plan, which he signed in the presence of the judge, were included as conditions of Ray's probation. Because he was homeless before his incarceration and willing to quit drinking and participate in daytime activities at Go-Getters, Inc., Ray qualified for housing assistance through the Shelter Plus Care grant awarded to Maryland's Department of Health and Mental Hygiene by the Federal Department of Housing and Urban Development. Prior to Ray's release, the MCCJTP case manager helped Ray complete an application for Shelter Plus Care housing, and a representative from Hudson Health Services, another partner agency of MCCJTP, located an apartment for Ray in a relatively low-crime area of town, just a few blocks from Go-Getters. The furnishings for Ray's apartment--a sofa, bed, table, and chair--were donated by local church and community organizations and moved to the apartment by two of the detention center's work release inmates. On the day he was released from jail, Ray's MCCJTP case manager spent the day helping him get settled in his new apartment. Together, they stocked Ray's refrigerator, met with the psychiatrist at the County Health Center, and visited Go-Getters, where Ray was assigned a case manager. For the first month after Ray's release, the MCCJTP case manager checked in on Ray several times a week. As Ray became more involved in community-based services, the MCCJTP case manager's involvement tapered off. She monitors Ray's progress with his case manager at Go-Getters and other service providers and is on-call in the event of a crisis. As Ray's experience suggests, MCCJTP incorporates key features listed below and described more fully in the sections that follow: o Local partnerships to aid mentally ill offenders. o Support from State government agencies. o A broad range of case management services for mentally ill offenders who are incarcerated or living in the community. o Enhanced services for mentally ill offenders who are homeless and/or have co-occurring substance use disorders. o Diversion strategies. o Training for criminal justice and treatment professionals involved in the program. o A commitment to program evaluation. ------------------------------- Assessing Service Needs From 1984 through the early 1990s, local task forces and MHA staff studied the capacity of existing service delivery mechanisms to meet the needs of mentally ill offenders and discovered the following: o Most detention centers had extremely limited access to mental health professionals. Jail medical staff were generally not trained to address both the medical and psychiatric needs of inmates. If available, psychiatric services were limited to a few hours per week or month, when only the most severe cases could be evaluated. Jail officials also experienced considerable difficulty with the mental health system when trying to relocate individuals whose mental illness appeared to warrant admission to a State mental institution. Both in-jail and community-based services were being compromised by the lack of proper staff to screen mentally ill offenders, provide other supportive services within jail, prepare discharge plans, and offer community-based followup. o Mentally ill individuals had a high rate of recidivism. Mentally ill offenders appeared to return quickly to correctional settings at least in part because of the lack of appropriate aftercare planning and services in the community. In addition, many mentally ill offenders were homeless and/or had co-occurring substance use disorders that increased the likelihood of their return to jail. o Mentally ill offenders tended to cycle through a variety of criminal justice and psychosocial service settings, in part because of the lack of coordination among service providers. A survey by MHA staff of 536 individuals housed in detention centers, State psychiatric hospitals, homeless shelters, and substance abuse clinics showed that during the previous 12 months, 54 percent had been in jail, 36 percent had received inpatient hospitalization, 35 percent had used an emergency shelter, and 33 percent had seen a substance abuse counselor.a Investigators concluded that better service coordination was warranted to reduce duplication in services, stabilize mentally ill offenders in the community, and prevent their return to jail. These findings strongly suggested the need to design a program that would increase services for mentally ill offenders, coordinate services already in existence, and support mentally ill offenders in the community. Note a. Gillece, J., "An Analysis of Health, Criminal Justice, and Social Service Utilization by Individuals Hospitalized, Incarcerated, or Homeless," unpublished doctoral dissertation, College Park: University of Maryland, 1996: 52. ------------------------------- Building on Research During the past decade, a number of researchers have recommended strategies for responding to the needs of the jailed mentally ill, all of which have been carefully integrated into MCCJTP. Specifically, MCCJTP's grounding principle--that communities must provide a continuum of care for mentally ill offenders--is consistent with 1990 research that concludes that the mental health needs of inmates must be viewed as a community problem requiring the involvement of an array of service providers in addition to detention center staff.a Although sites around the Nation differ in their approach to such service coordination,b a 1992 review of research and practice recommended that the following key elements, which are central features of MCCJTP, be part of any multidisciplinary response to the jailed mentally ill: o Interagency agreements. o Consensus on defined goals. o Delineation of responsibilities. o Interagency communication. o Cross-training. o Ongoing program review.c In a 1995 discussion of strategies for diverting the mentally ill out of criminal justice settings, researchers called for: o Integrated services. o Regular meetings of key agency representatives. o "Boundary spanners" (individuals who can facilitate communication across agencies and professions) to coordinate policies and services. o Strong leadership. o Early identification of the mentally ill in correctional settings. o Distinctive case management services.d More recently, a 1997 study suggested that traditional jail-based mental health strategies should include court liaison mechanisms, pre- and postbooking diversion, and the use of community mental health services (e.g., university resources), especially in small jails.e Some research suggests that services for the jailed mentally ill should also include: o Screening, classification, and referral. o Crisis intervention. o In-jail counseling. o Discharge planning and community followup. o Specialized services for subgroups of mentally ill offenders, such as those who are homeless and/or have co-occurring substance use disorders).f Notes a. Steadman, H.J. Effectively Addressing the Mental Health Needs of Jail Detainees, Washington, DC: U.S. Department of Justice, National Institute of Justice, 1990: 3. b. Ibid., 3. c. Landsberg, G. "Developing Comprehensive Mental Health Services in Local Jails and Police Lockups," in Innovations in Community Mental Health, ed. S. Cooper and T.H. Lentner, Sarasota, FL: Professional Resource Press, 1992: 97-123. d. Steadman, H.J., S.M. Morris, D.L. Dennis, "The Diversion of Mentally Ill Persons From Jails to Community-Based Services: A Profile of Programs," American Journal of Public Health (December 1995): 1631. e. Steadman, H.J., and B. Veysey, Providing Services for Jail Inmates With Mental Disorders, Research in Brief, Washington, DC: U.S. Department of Justice, National Institute of Justice, April 1997. f. Steadman, H.J., D.W. McCarty, and J.P. Morrissey, The Mentally Ill in Jail: Planning for Essential Services, New York: Guilford Press, 1989; Dvoskin, J., "Jail-Based Mental Health Services," in Steadman, Effectively Addressing the Mental Health Needs of Jail Detainees, 64-90; Landsberg, G., "Developing Comprehensive Mental Health Services in Local Jails and Police Lockups"; Center for Mental Health Services, Double Jeopardy: Persons With Mental Illnesses in the Criminal Justice System, Report to Congress, Washington, D.C.: Substance Abuse and Mental Health Services Administration, Center for Mental Health Services, February 1995; Abram, K., and L. Teplin, "Co-Occurring Disorders Among Mentally Ill Jail Detainees," American Psychologist (October 1991): 1042-1044. ------------------------------- Local partnerships Each MCCJTP program is guided by a local advisory board that assesses service needs, monitors program implementation, and investigates ways to expand program services. Although board membership varies across the counties, it generally includes representatives from the local detention center, as well as health and mental health professionals, alcohol and drug abuse treatment providers, public defenders, assistant State's attorneys, judges, parole and probation officers, law enforcement personnel, social service professionals, local hospital staff, housing specialists, mental health advocates, and consumers. Additional members are recruited as particular service needs (e.g., for diversion) are identified. In most counties the advisory boards divide their time between reviewing specific cases and setting or refining policy. In most jurisdictions local health departments or related agencies coordinate MCCJTP and supervise the mental health staff assigned to the program. Other government agencies and private organizations have signed memorandums of understanding (MOUs) delineating their participation in local advisory boards and their willingness to provide services as appropriate. These formal agreements are thought to be essential to ensure the smooth execution of local policies. In addition, working together to handle specific cases has reportedly been extremely beneficial to solidifying relationships among ----participating agencies and organizations. As program participants have been able to solve the needs of specific mentally ill offenders, mutual trust has grown and formal organizational agreements have evolved. Shelley McVicker, assistant State's attorney in Frederick County, recalls, "At first we worked out relationships with others in the [MCCJTP] network on a case-by-case basis. Then we worked on organizational MOUs. The State's involvement has helped us cement the relationships." In addition, the willingness of community treatment providers to provide honest feedback to the criminal justice system about offenders' compliance has resulted in support from criminal justice professionals for placing mentally ill offenders in the community. According to McVicker, "My office has a good relationship with Way Station [a local psychiatric rehabilitation facility participating in MCCJTP]. They share information honestly about those who stay in treatment and those who don't. When necessary, we are able to work together to define reasonable consequences." ------------------------------- Screening Mentally Ill Offenders in Charles County When corrections officials in the Charles County Detention Center met with MHA staff to begin the county's Jail Mental Health Program pilot, they were confident that only three mentally ill individuals were housed in the jail. But screening by trained mental health staff resulted in 17 inmates being diagnosed as seriously mentally ill. Among them was an individual who was also deaf. Frustrated by his bizarre behavior, but unaware of his deafness, correctional officers had been speaking loudly to him for days and were becoming increasingly annoyed by his unresponsiveness. MHA staff were able to diagnose the inmate and, working with corrections staff, assist in relocating the individual to a secure mental health facility. Months later, when the man again arrived at the jail, staff were prepared. The protocol that had been developed through the Jail Mental Health Program ensured that the inmate was identified quickly, placed on medication, moved swiftly through the certification process, and transferred to a State mental hospital. ------------------------------- Support from State government A number of State agencies have made strong commitments to local MCCJTP programs. In 1994, in an effort to better serve mentally ill offenders, MHA expanded its priority population to include MCCJTP participants and gave those individuals the same access to MHA-funded services and housing as persons discharged from MHA inpatient facilities. Other State agencies, including the Division of Parole and Probation and the Alcohol and Drug Abuse Administration, made formal commitments to ensure the participation of their local representatives in MCCJTP. MHA's Division of Specific Populations has primary responsibility for supporting MCCJTP, providing nearly $1 million in annual funding for the program. In addition, MHA staff have worked cooperatively with local decisionmakers to prepare grant proposals for other types of Federal, State, and local funding to enhance program services and create opportunities for local MCCJTP participants to receive technical assistance and training from the National Institute of Corrections Jails Division and from the National GAINS Center for People With Co-Occurring Disorders in the Justice System.18 MHA staff have also been quick to address issues that cannot be resolved easily at the local level (e.g., regarding inmates who require competency hearings or emergency commitment to State mental hospitals). In addition, MHA staff regularly participate in meetings of local MCCJTP advisory boards and the Maryland Correctional Administrators Association. Along with wardens and other local advisory board members, MHA staff have met on several occasions with county councils to discuss the merits of MCCJTP and seek local funding for program enhancements. Case management services Each MCCJTP jurisdiction employs at least one case manager who is responsible for screening mentally ill individuals while they are jailed, counseling them while they are detained, helping them develop discharge plans, assisting them in obtaining services in the community, advocating for them with criminal justice officials and community-based service providers, and monitoring their progress following release (even if their criminal charges are dismissed). MCCJTP case managers also help link mentally ill offenders on intensive probation or parole with community-based services and monitor their progress following release. Although most mentally ill offenders in the program are contacted in detention centers, some are not. For example, parolees from the State prison system may be referred to an MCCJTP case manager by prison or parole officials via MHA, or they may refer themselves following release. In most jurisdictions, county health departments or equivalent government agencies receive up to $50,000 per year from MHA to hire a full-time MCCJTP case manager who is an experienced mental health professional with an advanced degree in counseling. In some jurisdictions, a portion of the $50,000 is used to increase psychiatric treatment time in jail. Administrative support and supervisory hours are usually contributed by the recipient agency. According to MHA, the average MCCJTP caseload is 35 clients, but caseload size ranges from 10 to 56 depending on the jurisdiction and the number of clients supervised in the community. In some settings, following a period of close supervision by the MCCJTP case manager, community-based case managers from government or private-sector mental health organizations assume primary responsibility for monitoring released individuals, which reduces the supervisory responsibilities of the MCCJTP case manager. Though adaptations are necessary to accommodate local needs and service capabilities, each participating jurisdiction adheres to the following general case management protocol: Identification. Preliminary identification of candidates for program services is made following arrest, after self-referral by the defendant, or as a result of referrals by the arresting officer, the classification officer, jail medical staff, the substance abuse counselor, or other jail personnel. Screening and needs assessment. The MCCJTP case manager meets with the candidates to conduct an in-jail diagnostic interview and an individual needs assessment. If an individual qualifies for program services, he or she may be referred for medication. Counseling and discharge planning. While in jail, the mentally ill defendant meets with the case manager for counseling and development of an aftercare plan. A typical plan will include mental health and substance abuse counseling, educational services, recreational activities, employment training, and housing placement. Before the individual is released, the MCCJTP case manager and, in some cases, a residential rehabilitation specialist work to identify suitable housing. Criminal justice system liaison. The MCCJTP case manager also meets with assistant State's attorneys and defense counsel to advocate for the swift resolution of criminal charges (e.g., through diversion or plea negotiation) and for the return of the MCCJTP client to the community whenever possible. These negotiations usually succeed when criminal charges are relatively minor because the MCCJTP case manager is able to ensure close supervision of the mentally ill offender in the community and the quick, honest reporting of any problems. Referral and monitoring in the community. For those who agree or are required to participate in community followup,19 MCCJTP case managers help link clients to specified services, such as psychiatric day treatment, substance abuse treatment, vocational rehabilitation, and educational services. In addition, MCCJTP case managers meet regularly with community-based providers to monitor client progress. MCCJTP's community-based partners are essential to the implementation of aftercare plans. In some jurisdictions, released individuals are able to participate in day-treatment programs offered by local psychiatric rehabilitation centers. These programs offer an array of work opportunities, skills development classes, substance abuse counseling, and housing assistance. They may also assign a case manager to work with the mentally ill offender in the community. In other locations, a mix of providers offer these services. Enhanced services State and local MCCJTP participants have become increasingly aware of the need to address certain subpopulations of mentally ill offenders, including homeless persons and those with co-occurring substance use disorders. State and Federal grant funds are being used to enhance the response to individuals in these groups. Homeless mentally ill offenders. In 1995, MHA was awarded a $5.5-million Shelter Plus Care grant by HUD to provide rental assistance for up to 5 years to homeless mentally ill offenders served by MCCJTP.20 In turn, local service providers participating in MCCJTP have pledged to provide services such as vocational training, substance abuse treatment, and life-skills training to ensure that Shelter Plus Care recipients have access to meaningful daytime activities. Shelter Plus Care applicants are eligible to receive the equivalent of the fair market rate for rent and utilities in the jurisdiction where they live, provided their incomes do not exceed the predetermined ceiling for the county of residence, they agree to pay up to one-third of their incomes in rent, and they participate in fulfilling the components of their MCCJTP treatment plans. Shelter Plus Care recipients may live alone or with a roommate. In situations involving families, the spouse and/or children are also eligible for housing as long as the adult receiving the assistance will aid in the care and support of the children and the family's income does not exceed the ceiling for the county. The MCCJTP case manager and/or other case managers available through community-based service providers are responsible for developing treatment plans, gathering documentation of homelessness, and filing paperwork with the appropriate county and State mental health offices. In some jurisdictions, case managers are also responsible for locating housing. In others, such as Calvert, Frederick, Prince Georges, and Wicomico counties, where MCCJTP partner agencies work with local realtors, community-based organizations assume substantial responsibility for locating housing. Rental agreements can be made with the tenants or sponsor based, which means that a credible third party vouches for the tenant and signs the lease. Case managers are responsible for monitoring tenants to ensure their compliance with housing agreements and participation in the daily activities outlined in treatment plans. To assist in this process, each service provider submits monthly documentation of the services clients receive to the MCCJTP case manager. Program implementation has been remarkably smooth. By all accounts, landlords have responded favorably to the program. They appreciate that it guarantees that rents will be paid and that tenants will be supervised closely. In addition, there has been no community opposition, probably because Shelter Plus Care clients are housed throughout the community in single- or double-occupancy dwellings, and because close supervision by case managers helps to ensure that client problems are addressed swiftly. Bureaucratic issues such as creating tracking forms, training staff, and developing protocols for timely rental payments by State and county government agencies have arisen, but are now mostly resolved. Other issues have emerged as well. First, rental assistance does not cover the costs of such household necessities as furniture, linens, dishes, and utensils. Although these items are often donated by local charitable organizations, they must be moved to the housing locations. In Wicomico County, detention center inmates on work release help transport furnishings, which has proven a cost- effective way to reduce the burden on the MCCJTP case manager. Second, housing is not always located near public transportation. This is especially true in rural counties where transportation to daytime activities is generally limited. In some locations, community-based participants in MCCJTP provide transportation for program clients. Third, it is not always easy to guarantee that affordable housing will be located in relatively crime-free neighborhoods, though that is certainly the goal. Finally, in locations where sponsor-based lease agreements are required, some clients' reputations make it difficult to identify an organization willing to sign their lease agreements. Some counties, such as Frederick, have addressed this concern by involving multiple sponsors in the program. According to MHA, 216 individuals and/or families were placed in Maryland's Shelter Plus Care Housing Program in the first 2 years of operation (April 1996 to April 1998). At the end of the period, nearly 90 percent remained in permanent housing. Eleven individuals had been evicted; 7 were rearrested; and 9 left the program. Mentally ill offenders with co-occurring substance use disorders. In 1996 MHA received nearly $350,000 in Edward Byrne Memorial State and Local Law Enforcement Assistance Program funds from the U.S. Department of Justice's Bureau of Justice Assistance to hire substance abuse and mental health case managers to aid dually diagnosed offenders in seven MCCJTP jurisdictions.21 These funds are being used in a variety of ways. For example, Frederick County has hired a case manager who provides treatment planning to mentally ill offenders with co-occurring substance use disorders while they are confined in the Frederick County Adult Detention Center and community followup after they are released. The case manager also coordinates mental health services at the detention center with medical, inmate classification, substance abuse program, and security staff. In Dorchester County, a full-time case manager is involved in treatment of dually diagnosed inmates; Kent County uses its funds for community followup of dually diagnosed clients. Other counties that do not receive Byrne funding have taken steps to ensure that mental health services are coordinated with their jails' substance abuse treatment providers. Substance abuse treatment professionals in the jails report that, as a result of MCCJTP, mentally ill offenders, who often went undiagnosed or untreated in the past, can now benefit more fully from substance abuse services and are less disruptive in substance abuse treatment settings. Diversion In a number of jurisdictions, diversion is included among the MCCJTP's objectives. Hoping to reduce the length of confinement for mentally ill individuals who are arrested for nonviolent offenses, Wicomico County added postbooking diversion to its bank of program services soon after implementing MCCJTP. According to the county's guidelines, diversion candidates must demonstrate a willingness to participate in the program, and community-based services must be available to meet participants' needs. Individuals with a history of violence or arson are not eligible for the program. In a typical situation, the MCCJTP case manager works with a diversion candidate to develop a treatment plan. The treatment plan is then discussed with the assistant State's attorney, the public defender, and the judge assigned to the case. When all parties agree that diversion is appropriate, the judge places the case on the "stet" docket, which leaves it open for 1 year. The defendant is then released to the community to complete his or her treatment plan. Knowing that released individuals will be supervised closely by the MCCJTP case manager, judges have reportedly been active and enthusiastic participants in the diversion program. More recently, Wicomico's MCCJTP advisory board has focused its attention on prearrest diversion. In 1996 the Wicomico County Detention Center, in collaboration with the county health department, received Edward Byrne Memorial State and Local Law Enforcement Assistance Program funds to establish a mobile crisis unit. With assistance from the GAINS Center, county planners visited mobile crisis programs in Birmingham, Alabama, and Albany, New York. "I came back really enthused," says M. Kirk Daugherty, Chief Deputy in the Wicomico County Sheriff's Office, about his visit to Albany. "It's always nice to hear from a guy who's done a program already. We started our unit in October of 1997 and it's been very beneficial." Staffed by a deputy sheriff and two case managers (one on call 24 hours a day; one working 2-10 p.m.), Wicomico's mobile crisis unit is always available to help the sheriff's office identify the most appropriate placement for mentally ill individuals. If law enforcement officers responding to an incident involving a mentally ill person determine that criminal charges do not need to be filed, other options (e.g., for shelter or emergency room evaluation) are pursued. The case manager accompanies the mentally ill individual to the agreed-upon destination, thereby relieving law enforcement officers of time-consuming interactions with the health and mental health systems and ensuring that the mentally ill individual has a mental health advocate at his or her side. Commenting on the kinds of situations that prompt calls to the mobile crisis unit, Daugherty says, "Down here, citizens call the police for everything--marriage counseling--the whole gamut. In situations involving the mentally ill, there may not be a crime, but an emergency petition [to the court to send someone to a State mental health facility] probably won't work either. For instance, one time we had a guy who wasn't taking his meds and was very depressed, but there was nothing we could do. The hospital wouldn't take him. So we called mobile crisis and they relieved our people and surely made the family feel a whole lot better. I like it [mobile crisis] as a safety net. It gives our people more confidence that the [mentally ill] person won't do anything crazy when we're gone. It's a very valuable tool." Training Providing training for both criminal justice and mental health professionals is a key objective of most local advisory boards and MHA. With assistance from the GAINS Center and the Virginia Addictions Technology Transfer Center, MHA offers regional cross-trainings for professionals involved in the criminal justice, mental health, and substance abuse treatment systems. The aim of these trainings is to have professionals from the three disciplines learn each other's terminology and understand each other's job duties, roles, and responsibilities. Individual counties have also participated in training and technical assistance offered by the GAINS Center and the National Institute of Corrections Jails Division. In addition, some counties have developed their own training modules. Program evaluation During the past 4 years, State and local planners have concentrated on program development; with funding from two Federal grants, they are now able to focus attention on evaluating service delivery and client outcomes. Creating a client tracking system and research database. Eight pilot jurisdictions are working with MHA staff and researchers at the University of Maryland at Baltimore to develop a client-tracking system that will assess service provision and individual client outcomes.22 After helping to create a uniform data-collection instrument, MCCJTP case managers at each pilot site began entering data in April 1998. The database will include intake, aftercare planning, and community follow-up information on each MCCJTP client.23 It will provide data on the characteristics of clients who receive MCCJTP services; the types and amounts of services MCCJTP clients actually use, both in jail and in the community; the costs of services; and changes in client circumstances within the jail and in the community (e.g., regarding housing, employment, psychiatric hospitalization, arrest, or substance abuse treatment). Studying the prebooking diversion of mentally ill women offenders. In July 1998 Wicomico County launched an experimental prearrest diversion program for women with co-occurring severe mental illness and substance use disorders who face arrest for a misdemeanor or nonviolent felony offense. The program is one of nine research programs funded nationally by SAMHSA's Center for Substance Abuse Treatment and Center for Mental Health Services. Called the Phoenix Project, Wicomico County's program builds on MCCJTP networks to offer 24-hour mobile crisis services, secure crisis housing for women and their children, an integrated outpatient treatment program, case management services with client-to-staff ratios of 20 to 1, and transitional housing for women and their children. Participants in the study are being assigned randomly to the prebooking intervention or to the standard MCCJTP (postbooking) services available through the Wicomico County Detention Center. Women in the intervention group are being recruited into the program prior to arrest but after determination by law enforcement officers that a complaint is chargeable as a misdemeanor or nonviolent felony. Interview data on women in the intervention group will be compared with similar data collected from women involved in the county's postbooking MCCJTP program. Both process and outcome data will be analyzed to evaluate service provision and client-level outcomes (i.e., recidivism, use of treatment and support services, residential stability, time spent with children, psychiatric symptomology, and level of substance use). Additional analyses involving the pre- and postbooking samples will focus on individual recovery processes, costs, and child outcomes (i.e., social and behavioral functioning and self-concept). Sustaining Funding: An Ongoing Challenge With its substantial base of State and Federal funding and with matching funds and in-kind services from many local providers, MCCJTP has been able to serve a large number of mentally ill offenders in jail and in the community. But sustaining financial support is an ever-present challenge. A key concern is whether local governments will, in the future, assume responsibility for funding services that are now provided with Federal grant monies. In this regard, some MCCJTP advisory board members believe that program evaluation will be essential in persuading local legislators to make a financial commitment to MCCJTP. A second concern is that MCCJTP funds from MHA have remained capped at $50,000 per site since the Jail Mental Health Program pilots were launched in 1993. Yet with increased costs due to inflation, and with improved identification of mentally ill offenders, those funds cover less of the actual program expenses each year, resulting in increased administrative burdens for participating agencies. Thus far, those agencies have determined that the increases in efficiency and the improved care provided by MCCJTP offset any additional operating expenses it creates. Finally, like many other States, Maryland has adopted a managed public mental health care system. Prior to its implementation in July 1997, some State and local MCCJTP participants expressed concern that indigent clients might be "lost" in the new fee-for-service system and that compensation might not be adequate to allow providers to respond to the diverse--and often extreme--needs of mentally ill offenders. Some feared that if services were substantially reduced, mentally ill offenders would be sent back into local detention centers and mental institutions. So far, there is reason for optimism. Because MHA has continued to provide grant funds for MCCJTP, which offers support services that are not covered under managed care (i.e., screening and case management services for jailed mentally ill inmates and community followup for released offenders), mentally ill offenders do not experience interruptions in treatment. When mentally ill offenders are released from jail, they are linked immediately with community-based mental health care providers, ensuring a smooth transition to the managed care system. MCCJTP case managers and other providers involved in the program then continue to work together to provide mentally ill offenders with the full complement of community-based services they require. Tallying the Accomplishments Ray Carver smiles as he prepares a pot of spaghetti in his apartment. He is proud that he has food in his refrigerator and a safe place to live. Out of jail for 6 months, Ray now works in the kitchen at Go-Getters and participates in life- and social-skills classes there. He is also preparing for his general equivalency diploma. He attends Alcoholics Anonymous meetings nightly and has regular appointments with a psychiatrist at the county health center. He reports monthly to his probation officer. Ray appreciates the support that he has received from his MCCJTP case manager and other program participants, saying, "In 45 years, this is the only time that people have really cared--have helped me, believed in me, and really supported me. I was tired of the life I was living, but before this, I had no one to turn to for real help." When the MCCJTP pilot programs were launched in 1993, program planners had several goals. By improving the treatment of mentally ill offenders in jails and in the community, they hoped to improve the quality of care those offenders received, decrease the disruption mentally ill offenders created in correctional and community settings, reduce "system cycling" by coordinating services, and help mentally ill offenders live productively in the community. Five years later, through the dedication of local advisory boards, the commitment of case managers and community-based service providers, and the support of MHA, jurisdictions throughout Maryland have constructed a framework for achieving these goals. The result, as summarized by Charlie Messmer, a substance abuse counselor in Washington County, is that "treatment of mentally ill offenders has become an 'our' problem rather than 'mine' or 'yours.'" Perhaps the most dramatic changes have occurred in detention centers around the State. Local corrections professionals report that early identification and treatment have reduced inmates' disruptive behavior, training has improved the ability of correctional officers to identify and refer mentally ill inmates for screening, and correctional officers now feel supported by treatment professionals in the jail. According to Barry Stanton, Warden of the Frederick County Detention Center, "These changes have made me feel a whole lot more relaxed. Mentally ill offenders are no longer the primary issue on my desk." Other criminal justice professionals have also benefited from MCCJTP. Judges and assistant State's attorneys have the assurance that treatment plans will be closely monitored in the community and can rely on case managers for careful assessments of community placements and individual performance. Defense counsels are reassured that clients who are confined in local detention centers receive better care and treatment than in the past and that MCCJTP case managers are able to provide information helpful to making decisions regarding diversion, pretrial release, and case disposition. Probation and parole officers receive support from MCCJTP case managers, who monitor and report on the progress of mentally ill clients in fulfilling their aftercare and treatment plans. MCCJTP appears also to have dramatically changed the lives of individual clients. Although only careful evaluation of service delivery and case outcomes will demonstrate whether MCCJTP services significantly reduce recidivism, case managers around the State report that some MCCJTP clients have made substantial progress in improving the quality of their lives and contributing to the communities in which they live. As Maureen Plunkert, a case manager in Wicomico County, remarked, "Amazing personalities are revealed as these men and women start getting well." ------------------------------- MCCJTP Funding MCCJTP combines Federal, State, and local funds to offer a mix of services within local detention centers and in the community. Current program funding includes: o $900,000 in annual Mental Hygiene Administration (MHA) funds to hire MCCJTP case managers. o $300,000 in annual Projects for Assistance in Transition From Homelessness (PATH)a funds for outreach, case management, mental health, and substance abuse services for homeless individuals with serious mental illness and/or co-occurring substance use disorders, and for parolees and probationers on intensive supervision caseloads. o $340,922 in Edward Byrne Memorial State and Local Law Enforcement Assistance Program funds to provide substance abuse treatment services in conjunction with mental health services in seven county detention centers and in the community. o $5.5 million from the U.S. Department of Housing and Urban Development (HUD) to provide Shelter Plus Care housing over a 5-year period (1996-2001). o $6,557,719 in matching funds and services from jurisdictions participating in MCCJTP, $5.5 million of which supports the Shelter Plus Care housing program. o Administrative and support services from participating agencies for which cost estimates are not available. Note a. PATH is part of the Mental Health Services Block Grant to the States that is overseen by Substance Abuse and Mental Health Services Administration's (SAMHSA's) Center for Mental Health Services. PATH provides a variety of treatment formula grant awards to the States for homeless people with mental illnesses and co-occurring substance abuse problems, including treatment, support services in residential settings, and coordination of services and housing. See "Sources for More Information" at the end of this report for contact information. ------------------------------- Sources for More Information The Maryland Department of Health and Mental Hygiene's Division of Specific Populations fosters the development of innovative programs for recipients of mental health services with special needs, such as individuals with psychiatric disabilities who are homeless, are in jail but could be appropriately served in the community, have co-occurring substance abuse disorders, and/or are deaf. The Division of Specific Populations sponsors MCCJTP. For more information, contact: Joan Gillece Assistant Director Division of Specific Populations, Mental Hygiene Administration 201 West Preston Street Baltimore, MD 21201 Telephone: 410-767-6603 TTY: 410-767-6539 Fax: 410-333-5402 The National Institute of Justice (NIJ) is the principal research, evaluation, and development agency of the U.S. Department of Justice (DOJ). For information about NIJ's efforts in corrections and program development, contact: Marilyn C. Moses Program Analyst National Institute of Justice 810 Seventh Street N.W., 7th Floor Washington, DC 20531 Telephone: 202-514-6205 Fax: 202-307-6256 E-mail: moses@ojp.usdoj.gov The National Criminal Justice Reference Service (NCJRS) was established by NIJ in 1972. It serves as the national and international clearinghouse for the exchange of criminal justice information. For more information about topical searches, bibliographies, custom searches, and other available services, contact: NCJRS P.O. Box 6000 Rockville, MD 20849-6000 Telephone: 800-851-3420 (8:30 a.m. to 7 p.m. Eastern time, Monday through Friday) E-mail: askncjrs@ncjrs.org The Bureau of Justice Assistance (BJA), a component of DOJ's Office of Justice Programs, supports innovative programs that strengthen the Nation's criminal justice system by assisting State and local governments in combating violent crime and drug abuse. BJA primarily makes funding available through the Edward Byrne Memorial State and Local Law Enforcement Assistance Program. Under this program, BJA is authorized to make formula grants to States and territories, which award subgrants to local units of government. States are required to contribute a 25-percent cash match toward overall funding. For more information, contact: Mary Santonastasso Director, State and Local Assistance Division Bureau of Justice Assistance 810 Seventh Street N.W., 4th Floor Washington, DC 20531 Telephone: 202-305-2088 Fax: 202-514-5956 E-mail: santonas@ojp.usdoj.gov The American Jail Association (AJA) provides regional training seminars, onsite technical assistance, and training materials related to inmate programming, direct supervision, and other corrections topics for a modest fee. The Association also sponsors an Annual Training Conference & Jail Expo. Contact: Stephen J. Ingley Executive Director American Jail Association 2053 Day Road, Suite 100 Hagerstown, MD 21740-9795 Telephone: 301-790-3930 Fax: 301-790-2941 E-mail: aja@corrections.com World Wide Web site: http://www.corrections.com/aja The National Institute of Corrections (NIC) Jails Division coordinates services to improve the management and operation of jail systems throughout the United States and its commonwealths and territories. Technical assistance, training, and information are provided in many areas, including medical and mental health services and suicide prevention. For more information on technical assistance and training activities, contact: NIC Jails Division 1960 Industrial Circle, Suite A Longmont, CO 80501 Telephone: 800-995-6429 Fax: 303-682-0469 HUD's Shelter Plus Care program provides rental assistance in connection with support services from other providers to homeless people with disabilities. The program allows for a variety of housing choices, such as group homes or individual units, coupled with a range of supportive services funded by other sources. Grantees must match the rental assistance with supportive services that are at least equal in value to the amount of HUD's rental assistance. States, local governments, and public housing agencies may apply. HUD awards Shelter Plus Care funds as annual competitive grants. For more information, contact: Allison Manning U.S. Department of Housing and Urban Development Office of Community Planning and Development Office of Special Needs Assistance Programs 451 Seventh Street S.W. Washington, DC 20410 Telephone: 202-708-0614, ext. 4497 The Substance Abuse and Mental Health Services Administration (SAMHSA) is part of the U.S. Department of Health and Human Services. Its mission is to improve the quality and availability of prevention, treatment, and rehabilitation services to reduce the illness, death, disability, and cost to society that result from substance abuse and mental illness. SAMHSA comprises the Center for Mental Health Services (CMHS), the Center for Substance Abuse Prevention (CSAP), and the Center for Substance Abuse Treatment (CSAT). The Phoenix Project, which involves the pre-arrest diversion of mentally ill women offenders in Wicomico County, MD, is funded jointly by CMHS and CSAT under the Federal Knowledge Development and Application Program. For more information on that program, contact: Susan Salasin Director of Mental Health and Criminal Justice Programs Center for Mental Health Services 5600 Fishers Lane, Room 11C-26 Rockville, MD 20857 Telephone: 301-443-6127 Fax: 301-443-0541 E-mail: ssalasin@samhsa.gov CSAT Office of Communications and External Liaison 5600 Fishers Lane, 6th Floor Rockville, MD 20857 Telephone: 301-443-5052 Fax: 301-443-7801 Established in 1995, the National GAINS Center for People With Co-Occurring Disorders in the Justice System serves as a national locus for the collection and dissemination of information about effective mental health and substance abuse services for people with co-occurring disorders who come in contact with the justice system. The GAINS Center is a Federal partnership between NIC and the Office of Justice Programs within the U.S. Department of Justice and CSAT and CMHS within the U.S. Department of Health and Human Services. The GAINS Center is operated by Policy Research, Inc., through a cooperative agreement with the Federal partners that is administered by NIC. For more information, contact: The GAINS Center Policy Research, Inc. 262 Delaware Avenue Delmar, NY 12054 Telephone: 800-311-GAIN Fax: 518-439-7612 Projects for Assistance in Transition from Homelessness (PATH) is part of the Mental Health Services Block Grant to the States that is overseen by SAMHSA's CMHS. PATH provides a variety of treatment formula grant awards to States for homeless people with mental illnesses and co-occurring substance use problems. Services covered include treatment, support services in residential settings, and coordination of services and housing. For more information, contact: Center for Mental Health Services Homeless Programs Branch 5600 Fishers Lane, Room 11C-05 Rockville, MD 20857 Telephone: 301-443-3706 Fax: 301-443-0256 Funded by SAMHSA, the Virginia Addiction Technology Transfer Center has developed a 1-week cross-training curriculum on offenders with co-occurring disorders. Offered to corrections officers, substance abuse counselors, and mental health treatment counselors, the training consists of 15 modules that may be used separately or in conjunction with each other as needed. For more information, contact: Scott Reiner Criminal Justice Coordinator Virginia Addiction Technology Transfer Center Division of Substance Abuse Medicine Medical College of Virginia 1112 East Clay Street P.O. Box 980205 Richmond, VA 23298-0205 Telephone: 800-828-8323 Fax: 804-828-9906 ------------------------------- NIJ Publications on Offender Health Care and Transitional Services The National Institute of Justice has sponsored a number of publications related to the issue of offender health care and transitional services. To get a free copy of these publications, write the National Criminal Justice Reference Service, P.O. Box 6000, Rockville, MD 20849-6000; call them at 800-851-3420; or send e-mail to askncjrs@ncjrs.org. Case Management in the Criminal Justice System, Research in Action, 1999 (NCJ 173409). The Women's Prison Association: Supporting Women Offenders and Their Families, Program Focus, 1998 (NCJ 172858). The Delaware Department of Correction Life Skills Program. Program Focus, 1998 (NCJ 169589). Chicago's Safer Foundation: A Road Back for Ex-Offenders, Program Focus, 1998 (NCJ 167575). Texas' Project RIO (Re-Integration of Offenders), Program Focus, 1998 (NCJ 168637). Successful Job Placement for Ex-Offenders: The Center for Employment Opportunities, Program Focus, 1998 (NCJ 168102). Providing Services for Jail Inmates With Mental Disorders, Research in Brief, 1997 (NCJ 162207). The Orange County, Florida, Jail Educational and Vocational Programs, Program Focus, 1997 (NCJ 166820) The Effectiveness of Treatment for Drug Abusers Under Criminal Justice Supervision, Research Report, 1995 (NCJ 157642). Evaluation of Drug Treatment in Local Corrections, Research Report, 1997 (NCJ 159313). The Americans With Disabilities Act and Criminal Justice: Mental Disabilities and Corrections, Research in Action, 1995 (NCJ 155061). Managing Mentally Ill Offenders in the Community: Milwaukee's Community Support Program, Program Focus, 1994 (NCJ 145330). Notes 1. Ray Carver's history is a composite of those reported to the author in interviews with 14 Maryland Community Criminal Justice Treatment Program participants. 2. Harlow, C.W., Profile of Jail Inmates 1996, Bureau of Justice Statistics Special Report, Washington, DC: U.S. Department of Justice, Bureau of Justice Statistics, April 1998, NCJ 164620. In 1996, there were 507,026 jail inmates. Men were less likely than women to have ever been treated for a mental or emotional problem. The author notes that 24 percent of male inmates and 36 percent of female inmates reported having received mental health services. 3. Ibid., 12. 4. Palermo, G.B., M.B. Smith, F.J. Liska, "Jails Versus Mental Hospitals: A Social Dilemma," International Journal of Offender Therapy and Comparative Criminology 35 (2) (Summer 1991): 97-106; Judiscak, Daniel L., "Why Are the Mentally Ill in Jail?" American Jails (November- December 1995): 11-15. 5. National Coalition for Jail Reform, Removing the Chronically Mentally Ill From Jail: Case Studies of Collaboration Between Local Criminal Justice and Mental Health Systems, Rockville, MD: U.S. Department of Health and Human Services, National Institute of Mental Health, 1984; Janik, J., "Dealing With Mentally Ill Offenders," Law Enforcement Bulletin 61 (7) (July 1992): 22-26. 6. Haddad, J., "Managing the Special Needs of Mentally Ill Inmates," American Jails 7 (1) (March-April 1993): 62-65; National Coalition for Jail Reform, Removing the Chronically Mentally Ill From Jail: Case Studies of Collaboration Between Local Criminal Justice and Mental Health Systems; The Center on Crime, Communities and Culture, Mental Illness in U.S. Jails: Diverting the Nonviolent, Low-Level Offender, Research Brief, Occasional Paper Series, No.1, New York: The Center on Crime, Communities and Culture, November 1996. 7. Wilberg, J.K., K. Matyniak, and A. Cohen, "Milwaukee County Task Force on the Incarceration of Mentally Ill Persons," American Jails (Summer 1989): 20-26; Snow, W.H., and K.H. Briar, "The Convergence of the Mentally Disordered and the Jail Population," in The Clinical Treatment of the Criminal Offender in Outpatient Mental Health Settings, ed. N.J. Palone and S. Chaneles, New York: The Haworth Press, 1990: 147-162; Torrey, E.F., J. Stieber, J. Ezekiel, S.M. Wolfe, J. Sharfstein, J.H. Noble, and L.M. Flynn, Criminalizing the Seriously Mentally Ill: The Abuse of Jails as Mental Hospitals, Washington, DC: Public Citizen's Health Research Group, 1992; Landsberg, G. "Developing Comprehensive Mental Health Services in Local Jails and Police Lockups," in Innovations in Community Mental Health, ed. S. Cooper and T.H. Lentner, Sarasota, FL: Professional Resource Press, 1992: 97-123. 8. See for example, Estelle v. Gamble, 429 U.S. 97 (1976); Bell v. Wolfish, 441 U.S. 535, n.16, 545 (1979); Bowring v. Godwin, 551 F.2d 44 (4th Cir 1977). 9. Snow, W.H., and K.H. Briar, "The Convergence of the Mentally Disordered and the Jail Population"; Steadman, H.J., S.M. Morris, D.L. Dennis, "The Diversion of Mentally Ill Persons From Jails to Community-Based Services: A Profile of Programs," American Journal of Public Health 85 (12) (December 1995): 1630-1635. For more information on existing models for screening and linking mentally ill jail detainees with community-based services, see Veysey, B.M., H.J. Steadman, J.P. Morrissey, and M. Johnson, "In Search of the Missing Linkages: Continuity of Care in U.S. Jails," Behavioral Sciences and the Law 15 (1997): 383-397, in which the authors discuss program strategies in seven city and county jails. 10. Steadman, H., and B. Veysey, Providing Services for Jail Inmates With Mental Disorders, Research in Brief, Washington, DC: U.S. Department of Justice, National Institute of Justice, April 1997, NCJ 162207; Muzekari, L.H., E.E. Morissey, and A. Young, "Community Mental Health Centers and County Jails: Divergent Perspectives?" American Jails XI (1) (March-April 1997): 50-52. 11. Teplin, L.A., K.M. Abram, and G.M. McClelland, "Mentally Disordered Women in Jail: Who Receives Services?" American Journal of Public Health 87 (4) (1997): 604-609. 12. Steadman and Vesey, Providing Services for Jail Inmates With Mental Disorders, 5. 13. Correctional Association of New York, Insane and in Jail: The Need for Treatment Options for the Mentally Ill in New York's County Jails, New York: Correctional Association of New York, October, 1989; Abram, K., and L. Teplin, "Co-Occurring Disorders Among Mentally Ill Jail Detainees," American Psychologist 46 (10) (October 1991): 1036-1045; Peters, R.H., W.D. Kearns, M.R. Murrin, and A.S. Donente, "Psychopathology and Mental Health Needs Among Drug-Involved Inmates," Journal of Prison and Jail Health 11 (1) (Summer 1992): 3-25; Martell, D.A., R. Rosner, and R.B.I. Harmon, "Base-Rate Estimates of Criminal Behavior by Homeless Mentally Ill Persons in New York City," Psychiatric Services 46 (6) (June 1995): 596-601; Gillece, J., "An Analysis of Health, Criminal Justice, and Social Service Utilization by Individuals Hospitalized, Incarcerated, or Homeless," unpublished doctoral dissertation, College Park: University of Maryland, 1996: 2-42. 14. Gillece, J., "An Analysis of Health, Criminal Justice, and Social Service Utilization by Individuals Hospitalized, Incarcerated, or Homeless," 4. 15. The following counties participate in MCCJTP: Allegany, Anne Arundel, Baltimore, Calvert, Caroline, Carroll, Cecil, Charles, Dorchester, Frederick, Harford, Kent, Prince Georges, Queen Annes, St. Marys, Washington, Wicomico, and Worcester. Several of these commenced program planning in February 1997. 16. Precise administrative cost figures are not available. In each jurisdiction, a portion of supervisory, fiscal, and secretarial staff hours are contributed to support MCCJTP staff. These costs are thought to vary considerably across jurisdictions because of variation in pay scales and in the complexity of MCCJTP programs. 17. Governor's Office of Justice Administration, Report of the State/Local Criminal Justice/Mental Health Task Force, Baltimore, MD: Governor's Office of Justice Administration, January 1995: 12. 18. The GAINS Center is run by Policy Research, Inc., a not-for-profit branch of Policy Research Associates in Delmar, NY, a research firm studying issues in mental health, substance abuse, criminal justice, and homelessness. 19. As might be expected, not all mentally ill individuals who are counseled in detention centers agree to take part in community-based followup. Case managers report that some individuals participate only after they fail repeatedly to make it on their own. 20. To ensure sufficient numbers of participants, the target population was subsequently expanded to include parolees and probationers on intensive supervision caseloads and participants in PATH, a Federal formula grant program that funds outreach, case management, mental health, and substance abuse services for homeless individuals with serious mental illness and/or co-occurring substance use disorders. 21. These include Baltimore, Calvert, Caroline, Dorchester, Frederick, Kent, and Queen Annes counties. The counties provide a 25-percent cash match. 22. Seven of the counties--Baltimore, Calvert, Caroline, Kent, Queen Annes, Dorchester, and Frederick--receive Edward Byrne Memorial State and Local Law Enforcement Assistance Program funds to aid dually diagnosed offenders. That funding also supports the 3-year database development and research effort. In addition, Wicomico County has been included among the pilot sites. Data collection in that county will aid in the evaluation of the Phoenix Project. 23. The tracking database has three modules. The Intake Module includes information on each client's demographic characteristics, current living situation, family history, employment and finances, prior alcohol and drug use, alcohol and drug treatment history, prior psychiatric treatment, medical treatment, and legal circumstances. Two standardized instruments--the Multnomah County Community Abilities Scale, which assesses a client's level of social functioning across multiple life domains and the Lehman Quality of Life Interview (TL-30S), which includes objective and subjective measures of quality of life across eight life domains--are also included in the intake data module. The Service Encounter Module includes information on the type, amount, and duration of services provided to jail-based clients. This module will support analysis of level of services and service costs. The Aftercare Module includes data on the aftercare service plan, client contacts with referral agencies, and self-reported changes in client circumstances (e.g., in residence, employment, psychiatric hospitalization, arrests, and substance abuse treatment). ------------------------------- About this study This Program Focus was written by Catherine Conly, Associate at Abt Associates Inc. In preparing the report, Ms. Conly met at length with Joan Gillece and other staff of Maryland's Mental Hygiene Administration. She also interviewed officials who participate in the MCCJTP programs in Allegany, Charles, Frederick, Washington, and Wicomico counties; observed local advisory board meetings; and interviewed MCCJTP clients both in jails and in the community. In addition, Ms. Conly participated in a 3-day, multisite cross-training for mental health, substance abuse, and corrections professionals involved in the MCCJTP. ------------------------------- Findings and conclusions of the research reported here are those of the author and do not necessarily reflect the official position or policies of the U.S. Department of Justice. All photos courtesy of Gary Marine Photography, Inc., Delmar, MD. The National Institute of Justice is a component of the Office of Justice Programs, which also includes the Bureau of Justice Assistance, the Bureau of Justice Statistics, the Office of Juvenile Justice and Delinquency Prevention, and the Office for Victims of Crime. NCJ 175046 April 1999 This and other NIJ publications can be found at and downloaded from the NIJ Web site (http://www.ojp.usdoj.gov/nij).
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------------- -------------------------------------------------------------------------------------------- ------------- Sunday, February 6 08:55-09:00 Welcome Organizers 09:00-09:30 [Accreting Neutron Stars and Dense Matter Edward Brown Physics](http://www.star.bnl.gov/~panitkin/Breck_05/talks/ebrown.pdf) 09:30-10:00 [Nuclear Astrophysics with fast radioactive Hendrik beams](http://www.star.bnl.gov/~panitkin/Breck_05/talks/schatz.ppt) Schatz 10:00-10:30 [From the NN interaction to Nuclear Structure and Thomas Neff Reactions](http://www.star.bnl.gov/~panitkin/Breck_05/talks/neff.pdf) 10:30-10:45 Coffee Break 10:45-11:15 [Chirality in Nuclear Krzysztof Structure](http://www.star.bnl.gov/~panitkin/Breck_05/talks/starosta.pdf) Starosta 11:15-11:45 [Nuclear Structure from Erich Ormand Scratch](http://www.star.bnl.gov/~panitkin/Breck_05/talks/ormand_Breckinridge.ppt) 11:45-12:15 [Coupled-cluster theory for ground and excited states of David Dean nuclei](http://www.star.bnl.gov/~panitkin/Breck_05/talks/dean.ppt) 12:30-17:00 Lunch, Free Discussions 17:00-17:30 [Relativistic Coulex of Neutron-Rich Cr Herbert Isotopes](http://www.star.bnl.gov/~panitkin/Breck_05/talks/huebel.ppt) Huebel 17:30-18:00 [Isospin Asymmetry in Nuclei, Neutron Stars, and Heavy-Ion Andrew Collisions](http://www.star.bnl.gov/~panitkin/Breck_05/talks/steiner_b05.pdf) Steiner 18:00-18:15 Coffee Break 18:15-18:45 [Nuclear reactions with unstable nuclei and the Surrogate reaction Jutta Escher technique](http://www.star.bnl.gov/~panitkin/Breck_05/talks/EscherBreckenr05TalkFinal.ppt) 18:45-19:15 [Probing the EOS of neutron-rich matter with radioactive beams at Bao An Li RIA](http://www.star.bnl.gov/~panitkin/Breck_05/talks/Bao-An Li.pdf) 19:30 Dinner in the hotel ------------- -------------------------------------------------------------------------------------------- ------------- ------------- ---------------------------------------------------------------------------------------- ------------- Monday, February 7 09:00-09:30 Talk Cancelled Rajeev Puri 09:30-10:00 Directed and elliptic flow in Au+Au at intermediate energies Jerzy Lukasik 10:00-10:30 [Angular-moment analysis of low relative velocity Pawel correlations](http://www.star.bnl.gov/~panitkin/Breck_05/talks/danielewicz_tkbr05.pdf) Danielewicz 10:30-10:45 Coffee Break 10:45-11:15 [Ab-initio No Core Shell Model - Recent Results and Future James Vary Promise](http://www.star.bnl.gov/~panitkin/Breck_05/talks/vary.ppt) 11:15-11:45 [Di-lepton spectra from Herbert HADES](http://www.star.bnl.gov/~panitkin/Breck_05/talks/stroebele.ppt) Stroebele 11:45-12:15 [Onset of Deconfinement in Pb+Pb Collisions at the CERN Peter Seyboth SPS](http://www.star.bnl.gov/~panitkin/Breck_05/talks/seyboth_na49_ND2005.ppt) 12:30-17:00 Lunch, Free Discussions 17:00-17:30 [J/psi and displaced vertex muon production in In-In collisions at Andre David NA60](http://www.star.bnl.gov/~panitkin/Breck_05/talks/david.ppt) 17:30-18:00 [Low-mass dimuon production in p-A and In-In collisions at\ Rob Veenhof NA60](http://www.star.bnl.gov/~panitkin/Breck_05/talks/rveenhof-NA60.pdf) 18:00-18:15 Coffee Break 18:15-18:45 [The Compressed Baryonic Matter experiment at the future accelerator facility FAIR in Claudia Darmstadt](http://www.star.bnl.gov/~panitkin/Breck_05/talks/hoehne_cbm.ppt) Hoehne 18:45-19:15 [Exploring Non-Perturbative QCD with Anti-Proton Beams: the PANDA Experiment at Wolfgang FAIR](http://www.star.bnl.gov/~panitkin/Breck_05/talks/kuehn.ppt) Kuehn 19:30 Dinner in town ------------- ---------------------------------------------------------------------------------------- ------------- ------------- -------------------------------------------------------------------------------- --------------- Tuesday, February 8 09:00-09:30 [Centrality and sqrt(s\_{NN}) Dependence of Charged Particle Multiplicity and Alexander Transverse Energy in Heavy Ion Collisions at Bazilevsky Mid-rapidity](http://www.star.bnl.gov/~panitkin/Breck_05/talks/bazilevsky.ppt) 09:30-10:00 [Systematics of identified particle spectra in pp, dAu and Au-Au collisions at Levente Molnar RHIC energies](http://www.star.bnl.gov/~panitkin/Breck_05/talks/molnar.ppt) 10:00-10:30 [Collision system and beam energy dependence of identified particle production Felix Matathias with the PHENIX experiment at RHIC](http://www.star.bnl.gov/~panitkin/Breck_05/talks/matathias.ppt) 10:30-10:45 Coffee Break 10:45-11:15 [Systematics and scaling properties of strangeness\ Lee Barnby production](http://www.star.bnl.gov/~panitkin/Breck_05/talks/barnby.ppt) 11:15-11:45 [Strange Hadron Production in d+Au collisions at Hai Jiang RHIC](http://www.star.bnl.gov/~panitkin/Breck_05/talks/HJiang.ppt) 11:45-12:15 [High-pT identified particle spectra in 200 GeV collisions from Olga STAR](http://www.star.bnl.gov/~panitkin/Breck_05/talks/barannikova.ppt) Barannikova 12:30-17:00 Lunch, Free Discussions 17:00-17:30 [Correlation Functions: Getting into Scott Pratt shape](http://www.star.bnl.gov/~panitkin/Breck_05/talks/pratt.ppt) 17:30-18:00 [Study of the capabilities of the ALICE Inner Tracking System stand-alone for Alberto HBT analysis](http://www.star.bnl.gov/~panitkin/Breck_05/talks/pulvirenty.ppt) Pulvirenti 18:00-18:30 [Transverse Spin Physics at Ulrike HERMES](http://www.star.bnl.gov/~panitkin/Breck_05/talks/Elschenbroich.pdf) Elschenbroich 18:30-18:45 Coffee Break 18:45-19:15 [Measurements of Quark Hadronization in a Nuclear Environment Edward Kinney (HERMES)](http://www.star.bnl.gov/~panitkin/Breck_05/talks/Kinney.pdf) 19:15-19:45 [Future measurements at 12 GeV at Antje Bruell Jlab](http://www.star.bnl.gov/~panitkin/Breck_05/talks/Bruell.ppt) 20:00 Dinner in the hotel ------------- -------------------------------------------------------------------------------- --------------- ------------- --------------------------------------------------------------------------- ------------- Wednesday, February 9 8:30-9:00 [Two-pion emission source Roy Lacey images](http://www.star.bnl.gov/~panitkin/Breck_05/talks/lacey.ppt) 09:00-09:30 Talk cancelled Jan Rak 09:30-10:00 [Gamma-charged correlations at Kirill RHIC](http://www.star.bnl.gov/~panitkin/Breck_05/talks/flimonov.ppt) Filimonov 10:00-10:30 [Scaling properties of azimuthal anisotropy of mesons and baryons at Arkady RHIC](http://www.star.bnl.gov/~panitkin/Breck_05/talks/taranenko.ppt) Taranenko 10:30-10:45 Coffee Break 10:45-11:15 [Quantum Black Holes and Relativistic Heavy Dima Kharzeev Ions](http://www.star.bnl.gov/~panitkin/Breck_05/talks/kharzeev.ppt) 11:15-11:45 [Recent results from J.H. Lee BRAHMS](http://www.star.bnl.gov/~panitkin/Breck_05/talks/JHLee.ppt) 11:45-12:15 [\$R\_{cp}\$ measurements using the Phenix Muon Arms for Andrew Glenn \\sqrt{s\_{NN}}=200\$ d+Au collisions.](http://www.star.bnl.gov/~panitkin/Breck_05/talks/glenn.ppt) 12:30-17:00 Lunch, Free Discussions 17:00-17:30 [Tomographic Studies of the sQGP at RHIC: the next Wolf Holzmann step!](http://www.star.bnl.gov/~panitkin/Breck_05/talks/holzmann.ppt) 17:30-18:00 [Diffusion and Two Particle Sean Gavin Correlations](http://www.star.bnl.gov/~panitkin/Breck_05/talks/gavin.ppt) 18:00-18-15 Coffee Break 18:15-18:45 [Fluctuations at Claude RHIC](http://www.star.bnl.gov/~panitkin/Breck_05/talks/pruneau.ppt) Pruneau 18:45-19:15 [Incident Energy Dependence of pt Correlations at Gary Westfall RHIC](http://www.star.bnl.gov/~panitkin/Breck_05/talks/westfall.ppt) 19:15-19:45 [AA versus pp (and dA): A puzzling scaling in HBT at Mike Lisa RHIC](http://www.star.bnl.gov/~panitkin/Breck_05/talks/lisa.ppt) 20:00 Dinner in town ------------- --------------------------------------------------------------------------- ------------- ------------- ------------------------------------------------------------------------------ ------------- Thursday, February 10 08:30-9:00 [Direct Photon Measurement at Takao RHIC-PHENIX](http://www.star.bnl.gov/~panitkin/Breck_05/talks/sakaguchi.ppt) Sakaguchi 09:00-09:30 [Light vector meson results from the PHENIX detector in  pp, dAu, and AuAu Charlie collisions at Maguire RHIC](http://www.star.bnl.gov/~panitkin/Breck_05/talks/maguire.ppt) 09:30-10:00 [Recent results from Birger Back PHOBOS](http://www.star.bnl.gov/~panitkin/Breck_05/talks/back.ppt) 10:00-10:30 [Comprehensive study of heavy quark production by PHENIX at Youngil Kwon RHIC](http://www.star.bnl.gov/~panitkin/Breck_05/talks/kwon.ppt) 10:30-10:45 Coffee Break 10:45-11:15 [Heavy flavor in Manuel STAR](http://www.star.bnl.gov/~panitkin/Breck_05/talks/calderon.ppt) Calderon 11:15-11:45 [J/Psi Measurements in p-p, d-Au and Au-Au Collisions by the PHENIX Experiment Alexandre at RHIC](http://www.star.bnl.gov/~panitkin/Breck_05/talks/lebedev.ppt) Lebedev 11:45-12:15 [Open charm from RHIC  --recent results from Xin Dong STAR](http://www.star.bnl.gov/~panitkin/Breck_05/talks/xdong.ppt) 12:30-17:00 Lunch, Free Discussions 17:00-17:30 [Spin Physics with the PHENIX Mickey Chiu detector](http://www.star.bnl.gov/~panitkin/Breck_05/talks/chiu.ppt) 17:30-18:00 [Is there a Theta++ state? & RHIC -- Exotic Huan Z. Huang Factory!](http://www.star.bnl.gov/~panitkin/Breck_05/talks/huang.ppt) 18:00-18-15 Coffee Break 18:15-18:45 [Resonances and correlations in heavy ion Christina collisions](http://www.star.bnl.gov/~panitkin/Breck_05/talks/markert.ppt) Markert 18:45-19:15 [A High Energy Nuclear Dave Brown Database](http://www.star.bnl.gov/~panitkin/Breck_05/talks/dbrown.pdf) 19:15-19:45 [Nuclear Modification of Heavy Flavor Production in Au+Au Collisions at 200 Sergey Butsyk GeV](http://www.star.bnl.gov/~panitkin/Breck_05/talks/butsyk.ppt) 20:00 Dinner in town ------------- ------------------------------------------------------------------------------ ------------- ------------- ------------------------------------------------------------------------------- ------------- Friday, February 11 09:00-09:30 [Future of Heavy Quarks in PHENIX or "The PHENIX Vertex Gerd Kunde Detector"](http://www.star.bnl.gov/~panitkin/Breck_05/talks/kunde.pdf) 09:30-10:00 [Extending Physics Capabilities of the PHENIX detector with Calorimetry at Vasily Forward Dzordzhadze Rapidities](http://www.star.bnl.gov/~panitkin/Breck_05/talks/vasily.ppt) 10:00-10:30 [PHENIX Muon Trigger Upgrade for the study of the quark/anti-quark contribution Wei Xie to proton spin structure.](http://www.star.bnl.gov/~panitkin/Breck_05/talks/wei_xie.ppt) 10:30-10:45 Coffee Break 10:45-11:15 Talk Cancelled Tom Cormier 11:15-11:45 [Heavy Ion Physics with the CMS detector at the Chad Smith LHC](http://www.star.bnl.gov/~panitkin/Breck_05/talks/smith.ppt) 11:45-12:15 [Heavy Ion Physics with the ATLAS Sebastian Detector](http://www.star.bnl.gov/~panitkin/Breck_05/talks/white.ppt) White 12:30-17:00 Lunch, Free Discussions 17:00-17:30 [Optical Readout Time Projection Chamber (O-TPC) for Studies in Nuclear Moshe Gai Astrophysics](http://www.star.bnl.gov/~panitkin/Breck_05/talks/gai.pdf) 17:30-18:00 [A New Look at the Edwin Norbeck PPAC](http://www.star.bnl.gov/~panitkin/Breck_05/talks/norbeck.ppt) 18:00-18:30 [Heavy Ions in RHIC - How to get to higher Angelika luminosities?](http://www.star.bnl.gov/~panitkin/Breck_05/talks/Angelika.ppt) Drees 18:30-18-45 Coffee Break 18:45-19:15 [Hadronization mechanisms and degrees of freedom above Tc measured at Rene Bellwied RHIC-II](http://www.star.bnl.gov/~panitkin/Breck_05/talks/bellwied.ppt) 19:15-19:45 [Future of Jets, Heavy Flavor and Electromagnetic Probes at RHIC and John Harris RHIC-II](http://www.star.bnl.gov/~panitkin/Breck_05/talks/harris.ppt) 19:45-20:00 Final remarks Organizers 20:00 Banquet ------------- ------------------------------------------------------------------------------- -------------
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UNITED STATES EMBASSY BUCHAREST DEMOCRACY COMMISSION SMALL GRANTS PROGRAM # LIST OF FUNDED ORGANIZATIONS AND PROJECTS **[2007-2008]{.underline}** **Pro Democracy Bucharest** The project ***"A Fair Referendum"*** had the purpose to contribute to a fair environment for citizens to exercise their voting rights during the national referendum by monitoring voting and public institutions with responsibilities in the referendum, and to prepare and publicize report of referendum monitoring. **"A Step to the Future" Organization (UPSV) - Brasov** The project **\"*Volunteerism* *Caravan*\"** has the purpose to identify needs for young volunteers in public institutions in Brasov, train volunteers among orphan youth in placement centers and in high schools and help the new volunteers have a chance to be active and useful. Also, the projects plans to create a database of volunteers, keep a log of needs for volunteerism, and set the base for a Center of Volunteerism. **"Speranta"(Hope) Support Association -Bucharest** The project ***You Can Make A Difference --Be Informed!*** has the purpose to promote democracy through activities meant to change mentalities and attitudes of civil society in Romania towards elderly people. Activities include two street campaigns, an informational campaign in 5 schools and 5 high schools in Bucharest, site visit to elderly home, a newsletter and a web site. **Pro Democracy Onesti** The project **\"*Introducing participation democracy*\"** has the purpose to raise awareness among high school students in Onesti and Targu Ocna on civic rights and obligations and involve them in small civic projects **Youth Forum -- Bucharest** The project **\"*The civically responsible youth of today is the future of democracy*\"** has the purpose to improve youth participation in Rosiori de Vede and create opportunities for young people to express their views and opinions, encouraging them to have a voice and participate in the decision making process. **Center for Independent Journalism - Bucharest** The project **\"*Law and Order -- the internet Version* \"** has the purpose to promote fair and responsible online journalism, to raise awareness of targeted internet users about rights and responsibilities on the Internet, to stimulate media to apply same rules on web as in traditional press. **Aria Association - Galati** The project **\" *Let's Prepare Together to Vote Our Common Future!*\"** with the purpose to raise awareness and educate the disadvantaged category of children and youth whose parents are abroad for work with respect to their civil rights and obligations and their place in Romanian society. **Democratic Education Center CDE - Bucharest** The project **\"*Young People Vote*\"** has the purpose to raise awareness of the importance of voting and encourage youth participation in the electoral process through a caravan to travel to 10 cities**.** **Association for Promoting Community Initiatives - Buzau** The project **\"*For community we stand*\"** has the purpose to promote the active democratic spirit among high school students in Buzau through informative seminars, training and other civic education activities. **Resource Center for Public Participation (CeRe) - Bucharest** The project **\"*Inclusive Policy Making -- with Citizens, for the Community*\"** has the purpose to create a dialog between citizens and public institutions in two rural locations Giurgita (Dolj county) and Amara (Ialomita county) so as to develop an inclusive policy making mechanism. **Association for Civic Rights - Arad** The project **\"*Prevention of Human Trafficking. Educational Awareness Program, Second Component: Peer to Peer Prevention*\"** has the purpose to raise awareness among high school students in Arad of the dangers of human trafficking. **Junior Achievement - Bucharest** The project **\"*Social Entrepreneurship through 'Be a Leader" in School Program*\"** has the purpose to teach 11^th^ and 12^th^ grade high school students to be community leaders, to identify community problems and find solutions, and to write and implement community projects. **Institute for Public Policies - Bucharest** The project **\"***How to measure your local elected officials' performance -- tools and mechanisms for an increased accountability of local governance in Romania***\"** has the purpose to increase transparency and accountability of local governments in Romania, by actively providing citizens with efficient instruments for surveying individual mandate performance of local councilors and by advocating for a more transparent and participative decision making process at local level. **Association for Oriental Studies - Iasi** The project **\"*Combating Discrimination and Promoting Mutual Respect and Understanding Through Knowing the 20^th^ Century Tragedies, Holocaust and Communism; New Education of the 21st Century* \"** will develop a train-the-trainer course for history teachers so as to increase the number of high schools in Romania in which students will have a better understanding of the Holocaust and of the history of Jews. **Association Vasiliada - Craiova** With the project ***You have the right to know!*** the NGO raised awareness of human rights among children 13-14 years old (in middle school), helped them develop civic behavior and gain abilities of civic leaders in three rural locations in Dolj county, an area facing several problems: parents go abroad for work and leave their children behind, children are exploited through work, Roma children fail to attend school. In addition to raising awareness of human rights among children and youth, the project raised awareness of local authorities in the three villages of the major problems that the communities face there, especially the children. **AFI Pro Familia Association - Bistrita** The project **\"*Teenagers, actors of the fight against human trafficking*\"** has the purpose to carry out an awareness campaign and training sessions among high school youth in two cities and several rural localities in Bistrita county on the problem of trafficking in persons. **Romanian Association of Youth with Initiative ARTI \-- Craiova** The project **\"*Participatory Youth Structures -- partners for public consultation* \"** with the purpose to support youth involvement in the decision-making process in the local and national administration through survey, info materials, meetings and forums in various cities. **Association Center of Consulting and Youth Education (Targu Mures)** The project **\"*Human Rights in High Schools -- Awareness and Action* \"** with the purpose to sustain human rights in three high schools in Targu Mures through active involvement of all stakeholders (students, teachers, administrative council, and parents) and through a network that will support and promote the respect for the human rights. **Organization of Timisoara Students (OSUT) - Timisoara** The project **\"*Student democracy at work*\"** with the purpose to organize a campaign to promote free democratic elections of student representatives in the University Senate and School Councils **Alliance for Roma Unity - Galati** The project **\"*Equal Opportunities for Roma Population*\"** the purpose being the rehabilitation and social insertion of 50 Roma children at risk of abandoning school in Galati, and raising parents' awareness of importance to keep children in school. **[2006-2007]{.underline}** **Association for the Implementation of Democracy (AID)** \-- *"National Parliamentary Transparency Initiative (NETI)"* The project expands a successful pilot project that has opened communication between MPs and their constituencies and contributed to parliamentarians' accountability in seven counties. A practice of regular communication between parliamentarians and civil society will be created in seven more counties through activities of working groups composed of MPs, local NGOs, media, local businessmen and industries, and by monitoring parliamentarians' activities related to local agenda and publicizing results (projects implemented with co-funding from Embassy of Germany and Embassy of UK). **The Romanian Center for Economic Education (CREE)** \--*"In-Country Train-the-Trainers Program to Seed Economic Education Delivery Network".* The Center for Economic Education implemented a successful pilot project of economic education in 2004, training primary school teachers of several counties. This project will target middle school and high school teachers in 10 cities throughout Romania. Grant will cover costs of one seminar; the US National Council of Economic Education (NCEE) funds other seminars as well. **Foundation "Help the Children" Romania** \-- *"Collateral Effects of the Institutional Environment".* Children especially those coming of age in orphanages are in great need of education for life in society. Upon leaving the orphanage, they face exclusion and especially girls become targets of human trafficking. The project aims at providing education and awareness of public institutions in Cluj of the rights and obligations to orphan girls who come of age and leave the placement centers (orphanages) for their social inclusion. The target group is 18 year old girls in a placement center in Cluj who will participate in training sessions and educational activities. **Freedom House** *\-- "A More Powerful Local Media"* Freedom of the press is still a problem in Romania, especially for the local press. Media is still not professional, and newspaper distribution is still very low. The purpose is to help local press become more professional and expand audience. The target audience is made up of media editors who will be involved in interactive trainings (on layout, marketing, editorial policies). Other project activities include the preparation and publication of a guide for press managers on press analysis and monitoring. **YMCA** *\-- "Baia Mare Community Youth Activity Center"* **.** YMCA Baia Mare intends to involve youth in the remote city of Baia Mare, in partnership with local authorities, other NGOs, and high schools. Through this project, a civic center will be created to host activities for youth. The project is based on the results of a YMCA debate on the topic "Youth \-- problem in society or unused resource" in March 2005. The results showed that the young people lack education to be part of teams, and that there aren't opportunities for youth to participate in the life of their communities and of the city. The project aims at establishing partnership with the local administration and various other public institutions in Baia Mare. **Femina 2000 Association** *\-- "Human Trafic = Slavery. Informing Campaign Regarding Human Trafficking for Teenagers"* . Youth are more at risk to become victims of human trafficking and educational activities for the prevention of TIP are very much needed in Romania, especially in Moldavia (NE) which is an area of higher risk. The purpose of the project is to raise awareness of TIP among students 13 to 19 years old especially in the rural areas of Neamt County through an educational campaign, forum, workshop and media campaign. **Anti-Aids Romanian Association (ARAS) Contanta** *\-- "It Is Time to Speak About Your Rights!"* . Anti-AIDS Association ARAS Constanta intends to empower HIV positive adolescents in Bucharest and 6 other counties to advocate for the rights of HIV positive youth in Romania through meetings and other educational/informative activities and by facilitating their participation at a national conference (Phare grant) **Life Foundation**\-- *"Creating Safe Communities"* **.** There is a need for education to prevent juvenile violence. The project targets young workers, teachers, police officers in 10 communities of Oradea and Bihor county (NW) that will be involved in training courses. A network will be created in the project and partnerships with local institutions active in violence prevention which will continue to act locally after the initial investment of this project **Pro Democracy** \-- *"High School Students and Public Institutions".* Pro-Democracy Bucharest has been carrying out on its own a project that tried to get high school students interested in the activities of the Chamber of Deputies. This project plans to expand and use the experience accumulated so far, with the purpose to promote civic awareness among high school youth. The target audience is 17-year old students of 11 high schools in Bucharest, Ploiesti, Alexandria, Tandarei and Zimnicea that will be involved in a training of volunteers, a campaign and a summer school. The NGO intends to start a tradition in the high-schools involved in the project as source of volunteers and youth to be involved in its future programs, and even aims at spreading this kind of activities to other high schools in Romania. **Center for Development and Innovation in Education TEHNE**: *\"Quality Assurance of Education for Democratic Citizenship\"*. Freedom needs to be practiced both by teachers and students, the project aims at helping teachers of civic education in 6 schools in Dambovita county learn new quality education methods, school development planning, and self-assessment. (based on tool developed by the Council of Europe). Activities include seminars, workshops, and planning and implementation of activities by partner schools **Civic Education Project and Academic Development Foundation**: \"*Romanian Mass Media: Understanding Democratization Processes in the Black Sea Region\"*. The purpose of the project is to inform journalists about democratization in the Black Sea region, and educate them for more accurate reporting of news from neighbor countries. The project will target 10 journalists working in Romania. Activities will include: prepare curricula, select journalists, training, workshop on democratization in Black Sea Region, virtual forum, monitoring trained journalists. A virtual forum will continue the work at the end of the project. **Romanian Reading and Writing for Critical Thinking (RWCT)**: *\"Youth for Democracy: What Does it Take to Be an Active Citizen?\"* . High school students need to learn to get involved in solving school community problems. Targeting students of 3 high schools in 3 counties (Mures, Bistrita and Cluj) as well as teachers, the project aims at developing skills and motivation of high school youth to participate in community projects. Activities will include human rights training for students (4 modules) and critical thinking training (1 module) for teachers, a web site for results dissemination, and the publication of a guidebook also for further use in the work with students. It is expected that the students and teachers will continue to use the skills accumulated during the project in school and in their life. **Media Monitoring Agency (MMA)**: *\"FreeEx - The Ethics of TV News\".* Media, as guardian of democracy, needs to keep a balance between its economic demands for sustainability and its social responsibility of accurate reporting and informing citizens. The project will address 9 TV stations in Romania with the purpose of identifying the manner in which TV stations in Romania observe journalistic ethical standards and obligation to act in the public interest. Activities will include TV stations monitoring and research activities (setting agenda, main categories of information, ethics analysis) **[2005 - 2006]{.underline}** **Social Alternatives Association Iasi** \-- *"Promoting democracy through actions against child labor and trafficking in children"* (promote democracy through activities meant to defend the right to education, to combat trafficking in persons, and to reduce vulnerability towards trafficking through vocational guidance for students in high school.) **Disputa Transylvanian Association (Oradea) & ARDOR \--** "*Romanian Youth Versus Corruption"* A series of public debates across Romania about the role of youth in fighting corruption*"* (with the purpose to build an anti-corruption mentality among the young generation, to stimulate the development of young opinion leaders, to raise awareness and responsibility among parents and teachers for the creation of a sounder environment for youth) **FAMNET Federation** \-- "*"Child, fight against vulnerability by getting informed!"* (prevent human trafficking by educating students in middle school and high-school about this phenomenon both during activities held in schools and during a summer camp to include sessions on the topic.) Panaghia Assoc. for Community Development (Calopar commune, Dolj) \-- *"Partners for Dialog"* (stimulate citizens participation at the decision making process through the dialog between community and Local Council in the commune Calopar, Dolj County.) LADO Cluj-Napoca \-- *"Conduct Guidelines for City Hall Employees"* (introduce Conduct Guidelines to the employees of Cluj City Hall, and raise citizen awareness about the right for decent treatment from state employees) Phoenix Hope Association (Medias) \-- *"Mobile office of information and consultancy"* (inform and educate marginalized disabled people in Medias area about their rights and responsibilities as members of their communities and citizens of Romania, raise awareness in those communities and create a network of community leaders educated in the spirit of democracy) Cluj-Napoca Volunteer Center -- *"Cluj Napoca Volunteer Center"* (develop volunteerism in Cluj-Napoca and increase the number of organizations and institutions which involve volunteers in their work) **Hope and Homes for Children (Baia-Mare)** -- *"Anti Discrimination Campaign: Special Olympics Baia Mare"* (promote equal chances for people with special needs by providing an event which gives the chance for community involvement with disabled people: a one day Special Olympics event in Maramures county) **Association "A Step to the Future" (Un Pas Spre Viitor UPSV) \--** *"Youth for youth -- always together"* (inform and educate the orphans in placement centers on their democratic rights and obligations as rightful members of society, inform employees of townhalls, public administration, ministry of labor and social protection, ministry of education, police, and other relevant authorities on the legal provisions concerning young orphans leaving placement centers in order to work out solutions to common problems that these young people encounter, and to hold informative activities on the topic for communities in Brasov and Prahova counties) **Sun Valley Association (Targu-Mures) -- "***We did elect them! Do they work for our environment?"* (lobby for the adoption of new regulations on the decision-making process concerning the environment at local administration level that should involve civic society in Targu-Mures) **Romanian Foundation for Accident Victims Assistance FRAVA (Timisoara)** \-- "*Victims, Damages, Consumer Rights, and Unaccountable Law"* (build the non-existing practice of defending consumers and victims of accidents by informing and training the judiciary on practices in western democracies and by raising awareness among citizens on their democratic rights as consumers) **Center for the Training of Journalists (CTJ)** \-- *"The Community Convergence Project CCP -- Building citizen participation in drafting laws and making decisions in 9 communities in Tulcea and Galati counties"* (encourage civic participation and initiative, to initiate local partnerships with public administration, to help citizens and local administration work together in identifying the best solutions for development) **CRISDU-AREOPAGUS** \-- *"Leaders of Tomorrow, Voters of Tomorrow: Together for Better Politics"* (bring together students, experts and civic NGOs representatives with representatives of youth organizations of political parties, and local administration in Timisoara and Iasi to exchange information and discuss expectations) **Romanian Association for Community Development (RACD)** \-- "*Working Together for a Better Community"* **(**encourage more citizen involvement in the community life through community based organizations. The target audience consists in 32 representatives of 16 community-based organizations, registered or informal groups, in Arges, Olt, Teleorman counties) **PAEM Foundation (Alba)** \-- *"Conflict Resolution for Roma Minorities in Romanian Classrooms"* (train Alba County educators to address their own discriminatory attitudes towards Roma students, and the classroom tensions between Romanian and Roma students, to teach them ways to deal with ethnic tensions) **Institute for Public Policies (IPP)** \-- "*The Nominal Voting Procedure (Roll Call) in the Romanian Parliament - a decisive step towards increasing the accountability of the Romanian MPS and strengthening their relation with voters in between elections"* (increase the political accountability of public elected officials in Romania and the transparency of the deliberative process in all its stages) **[2004]{.underline}** **Academic Foundation for Rural Progress "Terra Nostra"** **(Iasi)** \-- *"Property basis: the basis of liberal democracy"* (awareness of property rights and respect for private property) **Agency for Information and Development of NGOS (AID-ONG) Timisoara** **\--** "*Building a coalition for a better legal framework for NGOs"* (cooperation between NGOs for more effective laws concerning NGOs) **Association for Socio-Economic Development (ADES)** Curtea de Arges \-- "*Campaign to improve citizens rights to knowledge"* (awareness of democratic/human rights and citizen-government communication in Curtea de Arges) **League of Young Romanians from Everywhere \--** "*News to know: introducing democratic media to poor schools in Galati and Tulcea"* (introduce media to middle school students in rural areas in Galati and Tulcea) **Romanian Association of Debate, Oratory and Rhetoric (ARDOR)** **\--** *"Young decision makers"* (legislative debate as a tool of civic education, preparing students for a life of active community participation) Terra Mileniul III \-- *"Whom do we vote for a sustainable development?"* (monitor environmental policies promoted by political parties, citizen debates on parties' environmental policies) Health Messengers Association \-- *"My first vote -- civic multimedia education for teenagers"* (civic education of the young voters) IKON Foundation (Galati) \-- *"My first vote for democracy and progress"* (civic education of first time voters) Center for Political Studies and Comparative Analysis (CPSCA) \-- *"A Public agenda for reform in an electoral year -- main issues and how they are addressed"* **(**put public concerns on politicians' agenda) Association for the Implementation of Democracy (AID) \-- *"National electoral transparency"* (citizen awareness of public policies promoted during the electoral campaign and dialog on public policies) **Protect Nature and Youth** (Motru) **\--** *"A new beginning for Motru youth"* (awareness among the youth in Motru of their democratic rights and obligations) **Alternative Foundation (Oradea) \--** *"Building citizenship in Oradea"* (internships for young students with public administration) **EuroEd Foundation** **(Iasi) \--** *"Next lesson: Democracy"* (alternative methods for civic education in classrooms) **League of Romanian Lawyers** **\--** *"Can Justice be more than just debating reform"* (discussion of reform solutions aimed at a justice free from politics) **ALMA-RO Association \--** *"Codes of ethics for local elected representatives -- an instrument against corruption"* (awareness among public and elected representatives about the Code of Ethics and share the experience of other countries in the implementation of the Code) **Montana Motilor Association** **(Alba Iulia) --** *"Democracy and intercultural dialog in multiethnic school communities"* (promote democracy, non-discrimination and equal opportunity in order to prevent low academic achievement of Roma children) **Pro Women Foundation** **(Iasi) \--** *"Partners for equality"* (gender-related information to citizens in Iasi) Romanian Center for Economic Education (CREE) \-- *"Democracy advanced through market economy-based education. Training trainers on economic education in elementary school"* (train schoolteachers to better provide students with the knowledge and ability to use economic principles of democratic society in practical and effective manners) Zone Geographic Initiative "People of Sibiu for Peace" \-- *"Perpetuum Memoriam -- Information Caravan about Holocaust in Sibiu's county"* (disseminate information regarding the Holocaust events to the citizens of Sibiu county) **Academic Society for Researh of Religions and Ideologies (SACRI) Cluj** **\--** *"Future leaders, future voters: how can they make a difference?"* (bring together the future leaders with their future voters) **Democratic Union of Roma (Alba Iulia)** **--** *"Electoral education of Roma in Alba county"* (voter education and encouragement for civic participation of Roma ethnics in 21 communities in Alba county) **Youth CeTin Organization (Bistrita)** **\--** *"Know about your rights. ACT on your responsibilities"* (youth citizenship awareness of democratic principles and human/child rights) **African and Oriental Studies Association (Bacau)** **\--** *"Teaching the Holocaust in the 21^st^ century"* (train 30 high-school teachers to train colleagues in teaching the history of the Holocaust) Ramses Foundation -- Foundation for Social Development of the Roma (Dej) \-- *"People for People"* (human rights education through 2 series of interactive radio talk shows) **[2003]{.underline}** **Manfred Worner Euro-Atlantic Association \--** *"Opening the past: freedom of information in foreign affairs and military archives"* (overcome institutional barriers that are blocking access to state archives) **Romanian Center for Education and Human Development (CRED)** **\--** *"Human Rights Education in Reeducation Centers for Minors"* (increase knowledge, skills and conduct in observance of human rights both in staff and inmates in prisons for minors) **Institute for Public Policies (IPP) \--** *"Romanian Constitution under public debate"* (awareness among young citizens and retired people (the least informed) about the importance of revising the constitution and to better inform them about the main issues that are subject to revision) **Zalau Volunteer Center \--** *"Zalau volunteer development"* (encourage volunteering among citizens in the county through campaigns) **Friends of the library (Zalau) \--** *"Democracy and Human Rights Education Project"* (informative purpose through seminar, presentations in schools, human rights day, resource center on democracy and human rights in the county library, visits to public institutions in Bucharest) Romanian Society for Defending Human Rights (SADOR) Galati \-- *"From spectator to participant"* (public awareness of human rights through info center, booklet on public institutions, citizen meetings w/ local administration, citizen reports to local administration on most frequent problems and unsolved cases) **Foundation Biosanta (Bistrita)** \-- *"Human trafficking -- explained to teenagers"* (create positive attitude among teenagers regarding trafficking prevention through meetings with high-school students in Bistrita-Nasaud county during summer camps and school afterclasses) Foundation for Democratic Change (FDC) \-- *"Developing support for third-neutral intervention in ethnic conflicts"* (develop a specialized working group of Roma NGOs representatives to work in prevention and resolution of conflicts within the Roma community) CERAS Foundation Ramnicu-Valcea \-- *"Democracy starts with me":* to involve high-school students in Ramnicu-Valcea in promoting democratic activities through participation in the Local Youth Council **CENTRAS Constanta \--** *"Public awareness campaign promoting volunteerism"*(awareness on the importance of volunteerism through campaign in the Dobrogea area) ## Alliance for the Unity of the Roma People Braila \-- *"A Day in Life":* to teach understanding and tolerance through experience (multicultural education in classrooms of Braila county) # Romanian Academic Society (SAR) \-- *"Policy Warning Report: Strengthening Romania's Democracy by Building Independent Sources of Policy Expertise"*(public debate about important public policy issues through the publication of a series of reports based on results of opinion polls and through policy discussions with decision makers and media coverage) **Center for Urban and Regional Sociology (CURS) \--** *"Understanding political migration in Romania"*(public education and media debate on the topic of political migration through research, public dissemination of results, regional meetings and action plans) **Save the Children --Arges \--** *"Learn and live in and for society"* (to complement civic education program in schools of Pitesti for more powerful impact and engage children in activities in the local community) **[2002]{.underline}** **Foundation for Development through Economic Education and Partnership (DEEP) \--** *"Community Survey*" (increase citizen participation in the Jiu Valley area by working with community to identify problems, seek solutions, lobby before local administration to adopt solutions) **Ethnocultural Roma Project Organization (OPRE) \--** *"Democracy training"* (train in democracy young representatives of the Roma community, initiate communication network with other ethnic NGOs, Gov, academia) **Assoc. of Neuromotor Handicapped in Romania (AHNR) \--** *"Towns for all"* (first public campaign to make buildings and means of transport accessible to physically handicapped people) **Foundation for Culture and Human Rights \--** *"Literature in a conflict environment"* (hold a two-day conference with international cultural figures to meet, dialog and initiate cooperation projects, and have conference proceeds published in supplemental issue of "22" magazine) **Center for Legal Resources** **\--** *"Combating cybercrime"* (to bring together experts to draft law on cybercrime) **Association of European Youth (ATE) \--** *"Public participation in the local government"* (to stimulate citizens' active participation in decisions concerning their community in four villages of Olt county) **Romanian Society for Political Studies (SRSP) \--** *"Invisible College"*(alternative academic education in the field of political studies) **Peasant Museum \--** *"Hungarians in Romania"*(exhibition dedicated to the life, traditions, culture of Hungarian minority and multimedia center on the life of this minority) **Reaching Out** \-- *"Preparation for governmental shelters to victims of trafficking"* (working model for implementation in shelters when Gov takes over shelters from NGOs) **[2001]{.underline}** **Students' League \--** civic education during children's summer camps **Peasant Museum \--** Two exhibitions dedicated to the Rroma, Jewish, and other ethnic minorities. "Together"exhibition is an itinerant exhibition and focuses more on the Rroma ethnics **Association of Support for the Physically Handicapped Children (ASCHFR) \--** *"Give communication a chance*" (three issues of the Association's magazine, with contributions -- articles and graphics -- by handicapped children) **Association of Women Entrepreneur and Pro Familia Agency \--** *"FAM-NET"*(to create virtual community of NGOs dealing with domestic violence and trafficking **Master Forum Association \--** *PAL-TIN - "Youth Participation in Local Administration"*, meeting of children and youth "councils" and "mayors" **CARA Arad \--** To create five clubs, replicas of the American Toastmasters' to teach democratic principles and promote communication and leadership training **National Institute of Magistrates \--** legal training of young journalists of Bucharest and the country **[2000]{.underline}** **Equal chances for women (SEF) -- "***Guideline for work inspectors on equal opportunities"* **(**to work with Office of Inspectors, Ministry of Labor to introduce equal opportunities norms and practices in inspectors\' activity & raise awareness on gender discrimination in career building) **Association of Physically Handicapped AHFR Lugoj --** *"The wall is us: educate us to educate others"* **(**through special classes in high-schools in Timisoara, to raise awareness of the young generation and change its mentality on disabled people, and thus to contribute to the acceptance and integration of this category into society) ### **Partners for Change --** *"Communication skills for women in politics"* (to contribute to the promotion of equal opportunities in Romania and to help increase the number of women in decision-making positions in the administration, by teaching communication skills to 20 women-politicians, candidates in the elections) **Symposium XXI Foundation -- (**electoral education of young voters for presidential and parliamentary elections of November 2000) **Romania Literara Foundation \--** to dedicate a section of the \"Romania Libera\" journal to the publication of U. S. essays on human rights, civic education, and democracy. **Roma Women Association \--** to improve communication among NGOs of Roma through newsletter and homepage **Civic Society Development Foundation FDSC \--** to organize the annual NGOs Fair in Bucharest with the purpose to help boost the NGO sector in Romanian civic society **Regional Center for Economic and Organizatio-nal Development CREDO STAR (Cluj) \--** to connect NGOs and local administration in Cluj county through meetings and live TV interactive debates with the purpose to get politicians\' attention before elections on major concerns of NGOs and civic society **Romanian Business School \--** *\"Guide for Women\'s Associations\"* (to provide legal info and share from experience in the U.S. adaptable to the Romanian reality, to help nascent associations in Romania play a stronger role in civic society) **League for the Defense of Human Rights LADO \--** *\"Equal opportunities for men and women\"* (promote a series of principles and terms to become part of Romanian legislation -- equal opportunities, gender issues, discrimination, sexual harassment) **National Organization of Disabled People \--** *\"The Human Rights Week\"* (establish a connection between pupils and disabled people in order to make the young generation aware of the barrier that prejudices of society place before people with disabilities and to fight such prejudices for equal participation to society life of its members) **[1999]{.underline}** **Romanian Forum of Social-Democratic Women \--** to create the first national database on the condition of women in Romania **Women-Manager Association \--** to integrate women into the free market economy, encourage entrepreneurship among women and serve as lobby for women entrepreneurs through newsletter **Association of Women Entrepreneurs \--** guidebook to educate social service working with abused women & seminars to raise public awareness on domestic violence and to get the government enforce legislation in the field **Study Group of the Problems of the Disabled \--** Study on the implementation status of UN Standard Rules and round table on the International Day of the Disabled (December 3) **Association of Neuromotor Handicapped in Romania (AHNR) \--** to draft proposal of amendments to law on handicapped per UN Standards, and lobby; seminar on policies for implementation of standards **H Foundation for Distance Learning \--** to provide access to education to children w/ disabilities; propose alternative teaching method and train instructors **\"Altair\" Foundation \--** develop database of cases of handicapped children in rural areas left out of government statistics; work with the government to improve assistance programs for handicapped children **\"ANA\" (Feminist Analysis Society)** \-- raise awareness among decision makers and public opinion on need to include gender issues in policies by publishing special issue of \"Jurnal\" dedicated to outcomes of 10 years of gendering transition in Romania **\"Trebuie\" Organization of Children and Adults with Special Needs \--** to initiate standard models of social integration of disabled children through series of seminars w/ NGOs in child protection and Government
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# Compressed Air System Data Sheet May 2006 A. **Facility Information Today's Date: [     ]{.underline}** +--------------------------+--------------------------------------------+ | **1. Business Name:** |       | +--------------------------+--------------------------------------------+ | **2. Contact Name and |       **(**     **)**      **-**      | | Telephone:** | | +--------------------------+--------------------------------------------+ | **3. Address** (City, |       | | State, Zip)**:** | | +--------------------------+--------------------------------------------+ | **4. Serving Electric |       | | Utility Name:** | | +--------------------------+--------------------------------------------+ | **5. Utility Account |       | | Number:** | | +--------------------------+--------------------------------------------+ | **6. Facility's Annual |       **kWhs** | | kWh** | | | | | | **Electricity Usage:** | | +--------------------------+--------------------------------------------+ B. Compressor Data +--------------------------+--------------+--------------+-------------+ | **Number of | **[  | | | | compressors** |          ]{. | | | | | underline}** | | | | **If more than 1, how | | | | | are they** | [  | | | | |              | | | | **Interconnected?** |              | | | | |              | | | | |              | | | | |            ] | | | | | {.underline} | | | +--------------------------+--------------+--------------+-------------+ | | [Compressor | [Compressor | [Compressor | | | 1] | 2] | 3]{ | | | {.underline} | {.underline} | .underline} | +--------------------------+--------------+--------------+-------------+ | **Location** | | | | +--------------------------+--------------+--------------+-------------+ | **1. Compressor Make:** |       |       |       | +--------------------------+--------------+--------------+-------------+ | **2. Compressor Model |       |       |       | | No.** | | | | +--------------------------+--------------+--------------+-------------+ | **3. Type** (Recip, |       |       |       | | screw, | | | | | | | | | | centrifugal)**:** | | | | +--------------------------+--------------+--------------+-------------+ | **4. Controls Type:** |       |       |       | +--------------------------+--------------+--------------+-------------+ | **5. Discharge |       |       |       | | Pressure:** | | | | +--------------------------+--------------+--------------+-------------+ | **6. Rated CFM:** |       |       |       | +--------------------------+--------------+--------------+-------------+ | **7. Percent Capacity** |       |       |       | | (production)**:** | | | | +--------------------------+--------------+--------------+-------------+ | **8. Percent Capacity** |       |       |       | | (non- | | | | | | | | | | production)**:** | | | | +--------------------------+--------------+--------------+-------------+ | **9. Approximate age:** |       |       |       | | | **yrs** | **yrs** | **yrs** | +--------------------------+--------------+--------------+-------------+ | **10. Estimated Annual |       |       |       | | Operation:** | **hrs** | **hrs** | **hrs** | +--------------------------+--------------+--------------+-------------+ | **11. Receiver Size:** |       |       |       | | | **gals** | **gals** | **gals** | +--------------------------+--------------+--------------+-------------+ | **12. Receiver Drainage |       |       |       | | Control?** | | | | +--------------------------+--------------+--------------+-------------+ | **13. Compressor Room |       |       |       | | Header Size:** | | | | +--------------------------+--------------+--------------+-------------+ C. D. **MOTOR DATA** -------------------------- ---------------- ---------------- ---------------- [Compressor [Compressor [Compressor 1]{.underline} 2]{.underline} 3]{.underline} **1. Motor Manufacturer:**                   **2. Nameplate Horse                   Power:** **3. Rated Volts:**                   **4. Rated Amps:**                   **5. Motor RPM:**                   -------------------------- ---------------- ---------------- ---------------- E. **POWER INPUT DATA, (if available)** -------------------------- ---------------- ---------------- ---------------- [Compressor [Compressor [Compressor 1]{.underline} 2]{.underline} 3]{.underline} **1. Line Voltage:**                   **2. Amperage:**                   **3. Power Factor**                   (percentage)**:** **4. kW Measured** (V \* A                   \* PF \* 0.01732 /1,000) = -------------------------- ---------------- ---------------- ---------------- F. DRYER EQUIPMENT TYPE +--------------------------+--------------+--------------+-------------+ | | [Equipment | [Equipment | [Equipment | | | 1] | 2] | 3]{ | | | {.underline} | {.underline} | .underline} | +--------------------------+--------------+--------------+-------------+ | **1. Mfg Brand Name;** |       |       |       | +--------------------------+--------------+--------------+-------------+ | **2. Model #:** |       |       |       | +--------------------------+--------------+--------------+-------------+ | **3. Dryer Type** |       |       |       | | (Refrig, heated, | | | | | | | | | | heatless) | | | | +--------------------------+--------------+--------------+-------------+ | **4. Dryer Inlet |       |       |       | | Pressure:** | | | | +--------------------------+--------------+--------------+-------------+ | **5. Dryer Inlet |       |       |       | | Temperature:** | | | | +--------------------------+--------------+--------------+-------------+ | **6. Dryer Outlet |       |       |       | | Pressure:** | | | | +--------------------------+--------------+--------------+-------------+ | **7. Dryer Outlet |       |       |       | | Temperature:** | | | | +--------------------------+--------------+--------------+-------------+ | **8. Dryer Pressure Drop |       |       |       | | (In -- Out)** | | | | +--------------------------+--------------+--------------+-------------+ | **9. Filter Type:** |       |       |       | +--------------------------+--------------+--------------+-------------+ | **10. Filter Pressure |       |       |       | | drop:** | | | | +--------------------------+--------------+--------------+-------------+ G. **aIR CONSUMPTION DATA** (list on a separate page) +-----------+-----------+-----------+-----------+-----------+-----+-----+ | End-use | Required | Minimum | Average | Peak | Cy | | | | Pressure | | | | cle | | | Name: | (psig) | Flow | Flow | Flow | T | | | | | | | | ime | | +-----------+-----------+-----------+-----------+-----------+-----+-----+ | | | | | | In | Out | | | | | | | (s | (s | | | | | | | ec) | ec) | +-----------+-----------+-----------+-----------+-----------+-----+-----+
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## PART IV. ## BYPASSES, GRIEVANCES UNDER THE NEGOTIATED GRIEVANCE PROCEDURE, AND REPRESENTATION RIGHTS CREATED BY CONTRACT AND PAST PRACTICES This Part provides a general introduction to the legal elements necessary to establish the bypass of an exclusive representative, the right to representation when processing a grievance under a negotiated grievance procedure, and representational rights created by contract and past practice. A more detailed listing of the rules of law, with supporting Authority and court citations, can be found in Appendicies C, D and E. ## A.     Bypass of the Exclusive Representative ### 1.     Duty to Deal Only with the Union In certain situations, an agency must deal only with the union that exclusively represents the bargaining unit employees. The agency may not deal with the employees directly, even if the agency offers the union an opportunity to be present and to actively participate. Rather, the union can insist that the agency only deal with it. This right derives from the statutory mandate in section 7114(a) that : > (a)(1) A labor organization which has been accorded exclusive > recognition is the exclusive representative of the employees in the > unit it represents and is entitled to act for, and negotiate > collective bargaining agreements covering, all employees in the unit. The type of situation where the agency must deal only with the union are those where the matter concerns grievances or bargaining over negotiable conditions of employment. [**\[n63\]**](http://www.flra.gov/gc/guidance/#38)  In other words, if the matter is something over which the union has a statutory right to represent the employees, then the agency must deal only with the union. However, just because a matter concerns a negotiable condition of employment does not automatically mean that the agency may not communicate or meet with employees over that topic. Rather, it is only in those circumstances where the union has a statutory right/obligation to represent that the bypass prohibition is inserted. For example, an agency must only negotiate with the union over conditions of employment. [**\[n64\]**](http://www.flra.gov/gc/guidance/#42)  However, an agency may circulate surveys or hold formal discussions with the opportunity for union representation to obtain employee feedback on how agency programs and processes are operating, even though any changes in those programs or processes may need to be negotiated before implementation. [**\[n65\]**](http://www.flra.gov/gc/guidance/#46)  Thus, for a bypass to exist, there must be agency interaction with one or more employees when the agency should instead be dealing directly and exclusively with the appropriate exclusive representative. The following questions should be considered in determining if there is a potential for a bypass situation: - What statutory right grants the union the right to deal exclusively with the agency over the subject matter at issue?\   - Does the subject matter concern a grievance under a negotiated grievance procedure or a negotiable condition of employment?\   - Were the parties engaged in, or preparing for, collective bargaining over the subject matter?\   ### 2.     Strategies to Avoid Bypass Situations It is sometimes difficult for parties to distinguish an agency\'s unlawful bypass of an exclusive representative from a lawful agency communication or a meeting with unit employees. One step that an agency can employ to avoid bypass allegations is simply to refrain from meeting alone with any employee involved in a grievance filed under the negotiated agreement. Also, in my view, the easiest way to avoid conflict over possible bypasses is for an agency to keep the union informed of its intentions to communicate with unit employees over conditions of employment. Many times, a bypass allegation accompanies situations where a union is not given the opportunity to be present at a formal discussion. Seldom are bypass allegations made when a union is invited to participate in such formal discussions. Similarly, if an agency intends to use a survey to obtain employee feedback, notification to and involvement of the union in that survey should alleviate any concerns over a bypass. The situation becomes less clear when a union is invited to a formal discussion but declines based on its belief that the agency has no right to deal with the employees at all on the issue, but only with the union. The Regions are requested to investigate and consider the three factors listed above and then submit such cases for advice. ## B.     Grievances Under the Negotiated Grievance Procedure ### 1.     Right to Representation Section 7121 of the Statute sets forth the framework and requirements for negotiated grievance procedures under the Statute. With respect to the right to representation, section 7121(b) provides employees with two options: (1) a grievance may be filed by a union on behalf of the employee; or (2) an employee may file a grievance on his/her own behalf. [**\[n66\]**](http://www.flra.gov/gc/guidance/#50)  When a union files a grievance on behalf of an employee, the agency is required to deal only with the union over all matters pertaining to that grievance. Any dealing with the employee in the absence of the union would be contrary to section 7121 and a bypass of the union, as well as a formal discussion violation. [**\[n67\]**](http://www.flra.gov/gc/guidance/#60)  Should an employee choose to file a grievance on his/her own behalf, the union would not be the representative of the employee for purposes of the grievance. [**\[n68\]**](http://www.flra.gov/gc/guidance/#64)  Nonetheless, the Statute requires that the union must be afforded the opportunity to be present during the processing of the grievance. [**\[n69\]**](http://www.flra.gov/gc/guidance/#68)  The reason for this requirement is to enable the union to represent, when and if applicable, its views on any institutional interests of the union in interpreting the contract which is applicable to all unit employees. ### 2.     Strategies to Avoid Disputes over Representation at Grievances. As noted above at section A.2. regarding bypasses, the easiest way for an agency to avoid violating this right is to refrain from meeting alone with any grievant who has filed a grievance under the negotiated grievance procedure, whether the grievance was filed by the union on behalf of the employee, or whether the employee filed the grievance and elected to represent him/herself or have the union as a representative. Many bypasses regarding grievances occur because of good intentions by an agency to resolve a pending grievance. The simplest way to avoid those situations is simply to not meet alone with a grievant. Similarly once an agency has recognized the union as a representative in a dispute between a unit employee and the agency, even if no grievance has been filed under the contract procedures, the agency acts at its peril if it deals only with the employee regarding the matter, even if such dealing is limited to delivering the final decision. [**\[n70\]**](http://www.flra.gov/gc/guidance/#72)  ## C.     Representation Rights Created by Contract and Past Practices ### 1.     Establishment of Rights Through Contracts Parties may also create a right to representation through their negotiations or practice. Parties may negotiate the right to representation into their contract. The parties are free to identify those situations and conditions where union representation is appropriate. By negotiating such provisions, the parties are creating a contractual right to representation. Thus, these are situations where the Statute does not grant a right to representation, but rather the right to represent is negotiated as part of a contractual benefit. As a contract right and not a statutory right, any dispute over the implementation or breach of the right constitutes a grievance and not an unfair labor practice, unless the breach qualifies as a repudiation. [**\[n71\]**](http://www.flra.gov/gc/guidance/#76)  The parties may also define in their contract how they will exercise and implement their statutory rights. For example, a right for the union to be represented at a formal discussion is contained in the Statute. However, the parties may negotiate the manner in which that right would be exercised. The parties may negotiate, for example, requirements for notice and participation as discussed in section E.1. and 2. of Part II. As with contract rights establishing a right to representation, any dispute over whether a party has complied with a particular contract provision concerning how a statutory right would be exercised would again be a grievance and not an unfair labor practice, unless it is a repudiation. However, if a party charges that the other has not complied with a statutory right (rather than the particular contract provision), the contract provision that limits or defines the implementation of that statutory right may be a defense to the unfair labor practice allegation. [**\[n72\]**](http://www.flra.gov/gc/guidance/#80)  In sum: - Agreeing in a contract to additional rights to representation not contained in the Statute creates contract rights. Disputes over those contract provisions are grievances (unless there is a repudiation). For example, a contract clause granting a right to representation when an employee receives a notice of proposed discipline (which is not a statutory right) is a contract right, the breach of which is a grievance.\   - Agreeing in a contract to provisions that implement a statutory right creates contract rights. Disputes over those contract provisions are grievances (unless there is a repudiation). For example, a contract clause that requires an agency to give at least five days notice of a formal discussion and the agency gives only two days. The five days notice period is a contract right, the breach of which is a grievance. However, if two days notice is reasonable under the circumstances, although there may be a breach of the contract, there would be no formal discussion unfair labor practice since the union was afforded a reasonable opportunity to select a representative to attend the meeting.\   - Agreeing in a contract to provisions that limit a statutory right can result in an otherwise unlawful act being lawful, if that act is consistent with the contractual limitation. For example, if the contract requires the union to notify the agency of its designated representative within two days after receiving notice of a scheduled formal discussion, but designates its representative after three days, the union may have given up its right to representation at the formal discussion.\   ### 2.     Establishment of Rights Through Past Practices Parties also may create a right to representation through a practice. [**\[n73\]**](http://www.flra.gov/gc/guidance/#84)  Under these circumstances, that representational practice many not be modified by either party without fulfilling the statutory bargaining obligation. In other words, the representational practice should be treated just as every other established condition of employment. It may be changed, but only through the statutory collective bargaining process. ### 3.     Strategies to Avoid Disputes over Representation Rights Created by Contract and Past Practices. I suggest that should parties decide to create rights to representation in their contract, the contract language should be as clear as possible to avoid future disputes over its meaning and application. Vague language that is used to satisfy both parties\' immediate concerns usually comes at the cost of future conflict. Any contractual right and corresponding obligation should be explicit, with a joint bargaining history and examples to guide the employees, union officials and managers. Similarly, contract language implementing a statutory right should be equally clear. The parties should understand that they are creating contractual rights and obligations and that, absent a repudiation, any unresolved dispute is a grievance and not an unfair labor practice. Even more significant, if the parties agree to place some sort of limitation on existing statutory rights, such as formal discussions or the right not to be bypassed, the parties should make those limitations explicit. Before agreeing to place any limitation on the exercise of a statutory right, parties must realize that what was once an unfair labor practice may now become a lawful practice if the party charged merely acts in accordance with the contract. **Footnote \# 63** - Part IV    [INS, Rosedale]{.underline}, 55 FLRA at 1038 (quoting from FCI [Bastrop]{.underline} , 51 FLRA at 1346) (bypass, in addition to a formal discussion, when the agency met alone with an employee concerning a grievance) and [Social Security Administration]{.underline}, 55 FLRA No. 160, 55 FLRA 978, 982-83 (1999) (bypass when an agency negotiated a last chance agreement with an employee that changed conditions of employment when there was no proposed formal discipline). **Footnote \# 64** - Part IV    [E.g.]{.underline}, [Air Force Accounting and Finance Center, Lowry Air Force Base, Denver, Colorado]{.underline}, 42 FLRA No. 85, 42 FLRA 1226, 1239 (1991) (bypass when the agency approved and implemented bargaining unit employees proposal to provide late coverage for the office). **Footnote \# 65** - Part IV    [Internal Revenue Service, (District, Region and National Units)]{.underline}, 19 FLRA No. 48, 19 FLRA 353, 354-55 (1985) and [Department of Defense, Office of Dependents Schools]{.underline}, 19 FLRA No. 94, 19 FLRA 762, 763-64 (1985), [affirmed]{.underline}, 826 F.2d 114 (D.C. Cir. 1987) (no bypass by distributing questionnaires to unit employees soliciting their suggestion for improvement). **Footnote \# 66** - Part IV    Section 7121(b)(1)(C)(i) and (ii) provides:       (b) (1)Any negotiated grievance procedure referred to in subsection (a) of this section shall - > .     .     .     .     .       > > \(C\) include procedures that\-- > >                (i) assure an exclusive representative the right, in > its own behalf or on behalf of any employee in the unit represented by > the exclusive representative, to present and process grievances; > >                (ii) assure such an employee the right to present a > grievance on the employee\'s own behalf, and assure the exclusive > representative the right to be present during the grievance proceeding > . . . .  **Footnote \# 67** - Part IV    [INS, Rosedale]{.underline}, 55 FLRA at 1038. **Footnote \# 64** - Part IV    An employee is precluded, however, from obtaining representation from any other source, such as a co-worker or a private attorney. [American Federation of Government Employees, Local 1858, and U.S. Army Missile Command, U.S. Army Test, Measurement, and Diagnostic Equipment Support Group, U.S. Army, Information Systems Command -Redstone Arsenal Commissary]{.underline}, 29 FLRA No. 14, 29 FLRA 69, 71-72 (proposal that required either a representative in a grievance to be a union official or to be approved by the union, and that also allowed employees to represent themselves, was negotiable). **Footnote \# 68** - Part IV    Section 7121(b)(1)(C)(ii) of the Statute. **Footnote \# 69** - Part IV    [See]{.underline} [438th Air Base Group, McGuire Air Force Base, New Jersey]{.underline}, 28 FLRA No. 145, 28 FLRA 112 (1987) (bypass when the agency delivered a final decision on a disciplinary matter to an employee who had been represented by the union where the contract provided for union representation and the agency knew the employee had been represented) and [Department of the Air Force, Sacramento Air Logistics Center, McClellan Air Force Base, California]{.underline}, 35 FLRA No. 39, 35 FLRA 345 (1990) (bypass when the agency presented final decisions on disciplinary actions to employees that had been represented by the union in oral and written responses to the discipline). **Footnote \# 70** - Part IV    [Department of the Air Force, 375th Mission Support Squadron, Scott Air Force Base, Illinois]{.underline}, 51 FLRA No. 72, 51 FLRA 858 (1996) (Authority repudiation doctrine), also discussed in the OGC Guidance on \"The Impact of Collective Bargaining Agreements on the Duty to Bargain and the Exercise of Other Statutory Rights\" (March 5, 1997). Of course, once there is a contract right to be represented, the union has the statutory right to designate the union official to serve as that representative. **Footnote \# 72** - Part IV    [Internal Revenue Service, Washington, D.C.]{.underline}, 47 FLRA No. 193, 47 FLRA 1091 (1993) (establishes the Authority\'s contract interpretation defense to an unfair labor practice) and the OGC Guidance on \"The Impact of Collective Bargaining Agreements on the Duty to Bargain and the Exercise of Other Statutory Rights\" (March 5, 1997). **Footnote \# 73** - Part IV    [See]{.underline}, [e.g.]{.underline}, [Federal Aviation Administration, Washington, D.C. and Professional Airways Systems Specialists]{.underline}, 55 FLRA No. 198, 55 FLRA 1233 (2000) (established past practice for union representation on panels for rating, ranking and interviewing employees).
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**Hampton University** Hampton\'s College of Continuing Education offers a Bachelor\'s Degree in Emergency Medical Systems Management which includes a several emergency management courses, such as Fundamentals of Emergency Management and Strategic Planning. Contact: Hampton University; College of Continuing Education\ Hampton University\ P.O. Box 6162\ Hampton, Virginia 23668\ Phone: (757) 727-5773\ Fax: (757) 727-5949\ Email: <continuinged@hamptonu.edu> **Additional Information:**\ \ Additional Phone: *Updated:*
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<table> <colgroup> <col style="width: 22%" /> <col style="width: 6%" /> <col style="width: 8%" /> <col style="width: 6%" /> <col style="width: 7%" /> <col style="width: 7%" /> <col style="width: 5%" /> <col style="width: 8%" /> <col style="width: 6%" /> <col style="width: 5%" /> <col style="width: 6%" /> <col style="width: 7%" /> </colgroup> <tbody> <tr class="odd"> <td><strong>Item</strong></td> <td><p><strong>Serving</strong></p> <p><strong>Size</strong></p></td> <td><strong>Calories</strong></td> <td><p><strong>Total</strong></p> <p><strong>Fat</strong></p> <p><strong>(gm)</strong></p></td> <td><p><strong>Saturated</strong></p> <p><strong>Fat</strong></p> <p><strong>(gm)</strong></p></td> <td><p><strong>Calories</strong></p> <p><strong>From Fat</strong></p></td> <td><p><strong>Fat</strong></p> <p><strong>Trans</strong></p> <p><strong>(gm)</strong></p></td> <td><p><strong>Cholesterol</strong></p> <p><strong>(mg)</strong></p></td> <td><p><strong>Sodium</strong></p> <p><strong>(mg)</strong></p></td> <td><p><strong>Total</strong></p> <p><strong>Carbs</strong></p> <p><strong>(gm)</strong></p></td> <td><p><strong>Protein</strong></p> <p><strong>(gm)</strong></p></td> <td><p>Dietary</p> <p>Fiber</p> <p>(gm)</p></td> </tr> <tr class="even"> <td><strong>Acorn Squash w/Apple-Nut Stuffing</strong></td> <td><strong>1 each</strong></td> <td><strong>107</strong></td> <td><strong>2</strong></td> <td><strong>0</strong></td> <td><strong>14</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>8</strong></td> <td><strong>24</strong></td> <td><strong>1</strong></td> <td>3</td> </tr> <tr class="odd"> <td><strong>Almond Broccoli</strong></td> <td><strong>½ cup</strong></td> <td><strong>51</strong></td> <td><strong>2</strong></td> <td><strong>0</strong></td> <td><strong>15</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>203</strong></td> <td><strong>7</strong></td> <td><strong>4</strong></td> <td>4</td> </tr> <tr class="even"> <td><strong>Baby Carrots</strong></td> <td><strong>½ cup</strong></td> <td><strong>43</strong></td> <td><strong>1</strong></td> <td><strong>0</strong></td> <td><strong>5</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>76</strong></td> <td><strong>9</strong></td> <td><strong>1</strong></td> <td>4</td> </tr> <tr class="odd"> <td><strong>Baked Beans Quintet</strong></td> <td><strong>½ cup</strong></td> <td><strong>218</strong></td> <td><strong>3</strong></td> <td><strong>1</strong></td> <td><strong>26</strong></td> <td><strong>0</strong></td> <td><strong>8</strong></td> <td><strong>607</strong></td> <td><strong>41</strong></td> <td><strong>9</strong></td> <td>6</td> </tr> <tr class="even"> <td><strong>Black Beans</strong></td> <td><strong>½ cup</strong></td> <td><strong>140</strong></td> <td><strong>3</strong></td> <td><strong>1</strong></td> <td><strong>26</strong></td> <td><strong>0</strong></td> <td><strong>6</strong></td> <td><strong>140</strong></td> <td><strong>20</strong></td> <td><strong>9</strong></td> <td>5</td> </tr> <tr class="odd"> <td><strong>Black Beans Vege Style</strong></td> <td><strong>½ cup</strong></td> <td><strong>122</strong></td> <td><strong>2</strong></td> <td><strong>0</strong></td> <td><strong>15</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>173</strong></td> <td><strong>21</strong></td> <td><strong>7</strong></td> <td>5</td> </tr> <tr class="even"> <td><strong>Black Eyed Peas (VCS)</strong></td> <td><strong>4 oz</strong></td> <td><strong>78</strong></td> <td><strong>2</strong></td> <td><strong>1</strong></td> <td><strong>14</strong></td> <td><strong>0</strong></td> <td><strong>9</strong></td> <td><strong>428</strong></td> <td><strong>11</strong></td> <td><strong>5</strong></td> <td>3</td> </tr> <tr class="odd"> <td><strong>Broccoli Au Gratin</strong></td> <td><strong>4 oz</strong></td> <td><strong>73</strong></td> <td><strong>3</strong></td> <td><strong>1</strong></td> <td><strong>28</strong></td> <td><strong>0</strong></td> <td><strong>4</strong></td> <td><strong>310</strong></td> <td><strong>9</strong></td> <td><strong>3</strong></td> <td>2</td> </tr> <tr class="even"> <td><strong>Broccoli Bake</strong></td> <td><strong>4 oz</strong></td> <td><strong>59</strong></td> <td><strong>2</strong></td> <td><strong>1</strong></td> <td><strong>18</strong></td> <td><strong>0</strong></td> <td><strong>2</strong></td> <td><strong>216</strong></td> <td><strong>8</strong></td> <td><strong>4</strong></td> <td>3</td> </tr> <tr class="odd"> <td><strong>Broccoli, Seasoned</strong></td> <td><strong>½ cup</strong></td> <td><strong>27</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>1</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>12</strong></td> <td><strong>5</strong></td> <td><strong>3</strong></td> <td>3</td> </tr> <tr class="even"> <td><strong>Broccoli, Steamed</strong></td> <td><strong>½ cup</strong></td> <td><strong>25</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>1</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>10</strong></td> <td><strong>5</strong></td> <td><strong>3</strong></td> <td>3</td> </tr> <tr class="odd"> <td><strong>Brussels Sprouts, Steamed</strong></td> <td><strong>½ cup</strong></td> <td><strong>46</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>4</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>16</strong></td> <td><strong>9</strong></td> <td><strong>4</strong></td> <td>5</td> </tr> <tr class="even"> <td><strong>Cabbage</strong></td> <td><strong>½ cup</strong></td> <td><strong>29</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>2</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>25</strong></td> <td><strong>6</strong></td> <td><strong>1</strong></td> <td>3</td> </tr> <tr class="odd"> <td><strong>Cabbage Casserole</strong></td> <td><strong>1 cup</strong></td> <td><strong>220</strong></td> <td><strong>16</strong></td> <td><strong>5</strong></td> <td><strong>139</strong></td> <td><strong>0</strong></td> <td><strong>20</strong></td> <td><strong>347</strong></td> <td><strong>14</strong></td> <td><strong>7</strong></td> <td>3</td> </tr> <tr class="even"> <td><strong>Carrots Au Gratin</strong></td> <td><strong>½ cup</strong></td> <td><strong>251</strong></td> <td><strong>9</strong></td> <td><strong>5</strong></td> <td><strong>78</strong></td> <td><strong>0</strong></td> <td><strong>24</strong></td> <td><strong>463</strong></td> <td><strong>32</strong></td> <td><strong>11</strong></td> <td>5</td> </tr> <tr class="odd"> <td><strong>Cauliflower and Broccoli Mix</strong></td> <td><strong>4 oz</strong></td> <td><strong>15</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>1</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>151</strong></td> <td><strong>3</strong></td> <td><strong>1</strong></td> <td>2</td> </tr> <tr class="even"> <td><strong>Cauliflower Parmesan</strong></td> <td><strong>4 oz</strong></td> <td><strong>60</strong></td> <td><strong>2</strong></td> <td><strong>1</strong></td> <td><strong>20</strong></td> <td><strong>0</strong></td> <td><strong>16</strong></td> <td><strong>200</strong></td> <td><strong>7</strong></td> <td><strong>5</strong></td> <td>3</td> </tr> <tr class="odd"> <td><strong>Cauliflower with Herb Butter</strong></td> <td><strong>½ cup</strong></td> <td><strong>33</strong></td> <td><strong>1</strong></td> <td><strong>0</strong></td> <td><strong>2</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>38</strong></td> <td><strong>6</strong></td> <td><strong>2</strong></td> <td>3</td> </tr> <tr class="even"> <td><strong>Cauliflower, Steamed</strong></td> <td><strong>½ cup</strong></td> <td><strong>17</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>2</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>16</strong></td> <td><strong>3</strong></td> <td><strong>2</strong></td> <td>2</td> </tr> <tr class="odd"> <td><strong>Cheesy Green Beans</strong></td> <td><strong>½ cup</strong></td> <td><strong>167</strong></td> <td><strong>10</strong></td> <td><strong>5</strong></td> <td><strong>85</strong></td> <td><strong>0</strong></td> <td><strong>27</strong></td> <td><strong>580</strong></td> <td><strong>14</strong></td> <td><strong>8</strong></td> <td>3</td> </tr> <tr class="even"> <td><strong>Citrus Asparagus</strong></td> <td><strong>3 oz</strong></td> <td><strong>38</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>2</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>8</strong></td> <td><strong>8</strong></td> <td><strong>2</strong></td> <td>3</td> </tr> <tr class="odd"> <td><strong>Collard Greens with Smoked Turkey Bacon</strong></td> <td><strong>½ cup</strong></td> <td><strong>42</strong></td> <td><strong>2</strong></td> <td><strong>1</strong></td> <td><strong>17</strong></td> <td><strong>0</strong></td> <td><strong>6</strong></td> <td><strong>251</strong></td> <td><strong>4</strong></td> <td><strong>3</strong></td> <td>1</td> </tr> <tr class="even"> <td><strong>Corn O’Brien</strong></td> <td><strong>½ cup</strong></td> <td><strong>102</strong></td> <td><strong>1</strong></td> <td><strong>0</strong></td> <td><strong>8</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>101</strong></td> <td><strong>24</strong></td> <td><strong>3</strong></td> <td>3</td> </tr> <tr class="odd"> <td><strong>Corn Pudding</strong></td> <td><strong>4 oz</strong></td> <td><strong>155</strong></td> <td><strong>4</strong></td> <td><strong>1</strong></td> <td><strong>29</strong></td> <td><strong>0</strong></td> <td><strong>71</strong></td> <td><strong>510</strong></td> <td><strong>27</strong></td> <td><strong>6</strong></td> <td>2</td> </tr> <tr class="even"> <td><strong>Creamed Spinach</strong></td> <td><strong>½ cup</strong></td> <td><strong>59</strong></td> <td><strong>2</strong></td> <td><strong>1</strong></td> <td><strong>11</strong></td> <td><strong>0</strong></td> <td><strong>3</strong></td> <td><strong>248</strong></td> <td><strong>8</strong></td> <td><strong>5</strong></td> <td>3</td> </tr> <tr class="odd"> <td><strong>Dilled Carrots</strong></td> <td><strong>½ cup</strong></td> <td><strong>40</strong></td> <td><strong>2</strong></td> <td><strong>0</strong></td> <td><strong>13</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>158</strong></td> <td><strong>7</strong></td> <td><strong>1</strong></td> <td>1</td> </tr> <tr class="even"> <td><strong>Eggplant Parmigiana</strong></td> <td><strong>10 oz</strong></td> <td><strong>157</strong></td> <td><strong>5</strong></td> <td><strong>2</strong></td> <td><strong>42</strong></td> <td><strong>0</strong></td> <td><strong>11</strong></td> <td><strong>309</strong></td> <td><strong>29</strong></td> <td><strong>10</strong></td> <td>6</td> </tr> <tr class="odd"> <td><strong>Festive Cauliflower</strong></td> <td><strong>½ cup</strong></td> <td><strong>120</strong></td> <td><strong>8</strong></td> <td><strong>4</strong></td> <td><strong>69</strong></td> <td><strong>0</strong></td> <td><strong>17</strong></td> <td><strong>115</strong></td> <td><strong>7</strong></td> <td><strong>6</strong></td> <td>2</td> </tr> <tr class="even"> <td><strong>Fiesta Cauliflower w/Roasted Corn</strong></td> <td><strong>½ cup</strong></td> <td><strong>37</strong></td> <td><strong>1</strong></td> <td><strong>0</strong></td> <td><strong>3</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>18</strong></td> <td><strong>8</strong></td> <td><strong>2</strong></td> <td>1</td> </tr> <tr class="odd"> <td>Glazed Carrots</td> <td>½ cup</td> <td>55</td> <td>1</td> <td>0</td> <td>3</td> <td>0</td> <td>0</td> <td>51</td> <td>13</td> <td>1</td> <td>2</td> </tr> </tbody> </table> <table> <colgroup> <col style="width: 22%" /> <col style="width: 6%" /> <col style="width: 8%" /> <col style="width: 6%" /> <col style="width: 7%" /> <col style="width: 7%" /> <col style="width: 5%" /> <col style="width: 8%" /> <col style="width: 6%" /> <col style="width: 5%" /> <col style="width: 6%" /> <col style="width: 7%" /> </colgroup> <tbody> <tr class="odd"> <td><strong>Item</strong></td> <td><strong>Serving Size</strong></td> <td><strong>Calories</strong></td> <td><p><strong>Total</strong></p> <p><strong>Fat</strong></p> <p><strong>(gm)</strong></p></td> <td><p><strong>Saturated</strong></p> <p><strong>Fat</strong></p> <p><strong>(gm)</strong></p></td> <td><p><strong>Calories</strong></p> <p><strong>From Fat</strong></p></td> <td><p><strong>Fat</strong></p> <p><strong>Trans</strong></p> <p><strong>(gm)</strong></p></td> <td><p><strong>Cholesterol</strong></p> <p><strong>(mg)</strong></p></td> <td><p><strong>Sodium</strong></p> <p><strong>(mg)</strong></p></td> <td><p><strong>Total</strong></p> <p><strong>Carbs</strong></p> <p><strong>(gm)</strong></p></td> <td><p><strong>Protein</strong></p> <p><strong>(gm)</strong></p></td> <td><p>Dietary</p> <p>Fiber</p> <p>(gm)</p></td> </tr> <tr class="even"> <td><strong>Greek Spinach</strong></td> <td><strong>½ cup</strong></td> <td><strong>135</strong></td> <td><strong>7</strong></td> <td><strong>1</strong></td> <td><strong>65</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>71</strong></td> <td><strong>16</strong></td> <td><strong>3</strong></td> <td>2</td> </tr> <tr class="odd"> <td><strong>Green Bean Casserole</strong></td> <td><strong>½ cup</strong></td> <td><strong>95</strong></td> <td><strong>5</strong></td> <td><strong>2</strong></td> <td><strong>43</strong></td> <td><strong>0</strong></td> <td><strong>4</strong></td> <td><strong>252</strong></td> <td><strong>11</strong></td> <td><strong>3</strong></td> <td>3</td> </tr> <tr class="even"> <td><strong>Green Beans</strong></td> <td><strong>½ cup</strong></td> <td><strong>34</strong></td> <td><strong>1</strong></td> <td><strong>0</strong></td> <td><strong>2</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>150</strong></td> <td><strong>7</strong></td> <td><strong>2</strong></td> <td>3</td> </tr> <tr class="odd"> <td><strong>Green Beans Almondine</strong></td> <td><strong>½ cup</strong></td> <td><strong>56</strong></td> <td><strong>2</strong></td> <td><strong>0</strong></td> <td><strong>16</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>195</strong></td> <td><strong>9</strong></td> <td><strong>3</strong></td> <td>4</td> </tr> <tr class="even"> <td><strong>Green Beans w/Sesame Seeds</strong></td> <td><strong>½ cup</strong></td> <td><strong>46</strong></td> <td><strong>2</strong></td> <td><strong>0</strong></td> <td><strong>15</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>199</strong></td> <td><strong>8</strong></td> <td><strong>2</strong></td> <td>3</td> </tr> <tr class="odd"> <td><strong>Green Beans w/Carmelized Onions</strong></td> <td><strong>½ cup</strong></td> <td><strong>66</strong></td> <td><strong>2</strong></td> <td><strong>0</strong></td> <td><strong>16</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>4</strong></td> <td><strong>12</strong></td> <td><strong>2</strong></td> <td>3</td> </tr> <tr class="even"> <td><strong>Green Beans w/Sunflower Seeds</strong></td> <td><strong>½ cup</strong></td> <td><strong>61</strong></td> <td><strong>3</strong></td> <td><strong>0</strong></td> <td><strong>24</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>397</strong></td> <td><strong>8</strong></td> <td><strong>3</strong></td> <td>2</td> </tr> <tr class="odd"> <td><strong>Green Peas</strong></td> <td><strong>½ cup</strong></td> <td><strong>80</strong></td> <td><strong>1</strong></td> <td><strong>0</strong></td> <td><strong>2</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>7</strong></td> <td><strong>14</strong></td> <td><strong>5</strong></td> <td>5</td> </tr> <tr class="even"> <td><strong>Herbed Green Beans</strong></td> <td><strong>½ cup</strong></td> <td><strong>47</strong></td> <td><strong>1</strong></td> <td><strong>0</strong></td> <td><strong>11</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>3</strong></td> <td><strong>9</strong></td> <td><strong>2</strong></td> <td>3</td> </tr> <tr class="odd"> <td><strong>Honey Braised Cabbage</strong></td> <td><strong>½ cup</strong></td> <td><strong>121</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>4</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>151</strong></td> <td><strong>31</strong></td> <td><strong>2</strong></td> <td>3</td> </tr> <tr class="even"> <td><strong>Honey-Kissed Carrots</strong></td> <td><strong>½ cup</strong></td> <td><strong>71</strong></td> <td><strong>1</strong></td> <td><strong>0</strong></td> <td><strong>1</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>45</strong></td> <td><strong>17</strong></td> <td><strong>1</strong></td> <td>2</td> </tr> <tr class="odd"> <td><strong>Hot Spiced Beets</strong></td> <td><strong>½ cup</strong></td> <td><strong>95</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>1</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>190</strong></td> <td><strong>23</strong></td> <td><strong>1</strong></td> <td>2</td> </tr> <tr class="even"> <td><strong>Italian Green Beans w/Tomatoes</strong></td> <td><strong>3 oz</strong></td> <td><strong>39</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>3</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>88</strong></td> <td><strong>9</strong></td> <td><strong>2</strong></td> <td>3</td> </tr> <tr class="odd"> <td><strong>Italian Green Beans, Steamed</strong></td> <td><strong>½ cup</strong></td> <td><strong>30</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>2</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>3</strong></td> <td><strong>7</strong></td> <td><strong>2</strong></td> <td>3</td> </tr> <tr class="even"> <td><strong>Jade Broccoli</strong></td> <td><strong>½ cup</strong></td> <td><strong>47</strong></td> <td><strong>2</strong></td> <td><strong>0</strong></td> <td><strong>22</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>97</strong></td> <td><strong>5</strong></td> <td><strong>3</strong></td> <td>2</td> </tr> <tr class="odd"> <td><strong>Lemon Parsley Carrots</strong></td> <td><strong>½ cup</strong></td> <td><strong>38</strong></td> <td><strong>1</strong></td> <td><strong>0</strong></td> <td><strong>4</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>206</strong></td> <td><strong>8</strong></td> <td><strong>1</strong></td> <td>3</td> </tr> <tr class="even"> <td><strong>Lyonnaise Green Beans</strong></td> <td><strong>½ cup</strong></td> <td><strong>72</strong></td> <td><strong>4</strong></td> <td><strong>1</strong></td> <td><strong>38</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>145</strong></td> <td><strong>8</strong></td> <td><strong>2</strong></td> <td>3</td> </tr> <tr class="odd"> <td><strong>Mixed Vegetables</strong></td> <td><strong>½ cup</strong></td> <td><strong>60</strong></td> <td><strong>1</strong></td> <td><strong>0</strong></td> <td><strong>4</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>186</strong></td> <td><strong>12</strong></td> <td><strong>3</strong></td> <td>4</td> </tr> <tr class="even"> <td><strong>Navy Beans</strong></td> <td><strong>4 oz</strong></td> <td><strong>212</strong></td> <td><strong>2</strong></td> <td><strong>1</strong></td> <td><strong>20</strong></td> <td><strong>0</strong></td> <td><strong>9</strong></td> <td><strong>429</strong></td> <td><strong>33</strong></td> <td><strong>16</strong></td> <td>13</td> </tr> <tr class="odd"> <td><strong>Peas and Carrots</strong></td> <td><strong>½ cup</strong></td> <td><strong>51</strong></td> <td><strong>1</strong></td> <td><strong>0</strong></td> <td><strong>4</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>75</strong></td> <td><strong>10</strong></td> <td><strong>3</strong></td> <td>3</td> </tr> <tr class="even"> <td><strong>Peas and Mushrooms</strong></td> <td><strong>½ cup</strong></td> <td><strong>84</strong></td> <td><strong>1</strong></td> <td><strong>0</strong></td> <td><strong>3</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>100</strong></td> <td><strong>15</strong></td> <td><strong>6</strong></td> <td>5</td> </tr> <tr class="odd"> <td><strong>Peas with Red Peppers</strong></td> <td><strong>½ cup</strong></td> <td><strong>92</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>2</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>3</strong></td> <td><strong>17</strong></td> <td><strong>6</strong></td> <td>6</td> </tr> <tr class="even"> <td><strong>Pinto Beans</strong></td> <td><strong>½ cup</strong></td> <td><strong>115</strong></td> <td><strong>2</strong></td> <td><strong>0</strong></td> <td><strong>13</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>255</strong></td> <td><strong>20</strong></td> <td><strong>6</strong></td> <td>5</td> </tr> <tr class="odd"> <td><strong>Praline Butternut Squash</strong></td> <td><strong>3 oz</strong></td> <td><strong>83</strong></td> <td><strong>1</strong></td> <td><strong>0</strong></td> <td><strong>7</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>82</strong></td> <td><strong>20</strong></td> <td><strong>1</strong></td> <td>3</td> </tr> <tr class="even"> <td><strong>Ratatouille</strong></td> <td><strong>½ cup</strong></td> <td><strong>128</strong></td> <td><strong>8</strong></td> <td><strong>2</strong></td> <td><strong>73</strong></td> <td><strong>0</strong></td> <td><strong>7</strong></td> <td><strong>176</strong></td> <td><strong>11</strong></td> <td><strong>5</strong></td> <td>3</td> </tr> <tr class="odd"> <td><strong>Red and Green Cabbage</strong></td> <td><strong>½ cup</strong></td> <td><strong>29</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>2</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>75</strong></td> <td><strong>6</strong></td> <td><strong>1</strong></td> <td>2</td> </tr> <tr class="even"> <td><strong>Red Beans, New Orleans Style</strong></td> <td><strong>4 oz</strong></td> <td><strong>221</strong></td> <td><strong>3</strong></td> <td><strong>1</strong></td> <td><strong>27</strong></td> <td><strong>0</strong></td> <td><strong>9</strong></td> <td><strong>323</strong></td> <td><strong>34</strong></td> <td><strong>16</strong></td> <td>14</td> </tr> <tr class="odd"> <td><strong>Roasted Butternut Squash &amp; Onions</strong></td> <td><strong>3 oz</strong></td> <td><strong>93</strong></td> <td><strong>4</strong></td> <td><strong>1</strong></td> <td><strong>34</strong></td> <td><strong>0</strong></td> <td><strong>1</strong></td> <td><strong>187</strong></td> <td><strong>13</strong></td> <td><strong>2</strong></td> <td>2</td> </tr> <tr class="even"> <td><strong>Roasted Vegetables</strong></td> <td><strong>4 oz</strong></td> <td><strong>96</strong></td> <td><strong>4</strong></td> <td><strong>1</strong></td> <td><strong>36</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>145</strong></td> <td><strong>14</strong></td> <td><strong>1</strong></td> <td>2</td> </tr> <tr class="odd"> <td>Roasted Winter Vegetables</td> <td>½ cup</td> <td>283</td> <td>7</td> <td>1</td> <td>45</td> <td>0</td> <td>0</td> <td>273</td> <td>54</td> <td>5</td> <td>12</td> </tr> </tbody> </table> <table> <colgroup> <col style="width: 22%" /> <col style="width: 6%" /> <col style="width: 8%" /> <col style="width: 6%" /> <col style="width: 7%" /> <col style="width: 7%" /> <col style="width: 5%" /> <col style="width: 8%" /> <col style="width: 6%" /> <col style="width: 5%" /> <col style="width: 6%" /> <col style="width: 7%" /> </colgroup> <tbody> <tr class="odd"> <td><strong>Item</strong></td> <td><strong>Serving Size</strong></td> <td><strong>Calories</strong></td> <td><p><strong>Total</strong></p> <p><strong>Fat</strong></p> <p><strong>(gm)</strong></p></td> <td><p><strong>Saturated</strong></p> <p><strong>Fat</strong></p> <p><strong>(gm)</strong></p></td> <td><p><strong>Calories</strong></p> <p><strong>From Fat</strong></p></td> <td><p><strong>Fat</strong></p> <p><strong>Trans</strong></p> <p><strong>(gm)</strong></p></td> <td><p><strong>Cholesterol</strong></p> <p><strong>(mg)</strong></p></td> <td><p><strong>Sodium</strong></p> <p><strong>(mg)</strong></p></td> <td><p><strong>Total</strong></p> <p><strong>Carbs</strong></p> <p><strong>(gm)</strong></p></td> <td><p><strong>Protein</strong></p> <p><strong>(gm)</strong></p></td> <td><p>Dietary</p> <p>Fiber</p> <p>(gm)</p></td> </tr> <tr class="even"> <td><strong>Sautéed Spinach</strong></td> <td><strong>½ cup</strong></td> <td><strong>38</strong></td> <td><strong>1</strong></td> <td><strong>0</strong></td> <td><strong>3</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>263</strong></td> <td><strong>6</strong></td> <td><strong>3</strong></td> <td>3</td> </tr> <tr class="odd"> <td><strong>Sautéed Vegetables</strong></td> <td><strong>½ cup</strong></td> <td><strong>87</strong></td> <td><strong>7</strong></td> <td><strong>1</strong></td> <td><strong>63</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>162</strong></td> <td><strong>6</strong></td> <td><strong>1</strong></td> <td>1</td> </tr> <tr class="even"> <td><strong>Scalloped Corn Supreme</strong></td> <td><strong>½ cup</strong></td> <td><strong>197</strong></td> <td><strong>5</strong></td> <td><strong>2</strong></td> <td><strong>47</strong></td> <td><strong>0</strong></td> <td><strong>48</strong></td> <td><strong>773</strong></td> <td><strong>32</strong></td> <td><strong>8</strong></td> <td>2</td> </tr> <tr class="odd"> <td><strong>Seasoned Corn</strong></td> <td><strong>4 oz</strong></td> <td><strong>62</strong></td> <td><strong>1</strong></td> <td><strong>0</strong></td> <td><strong>5</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>181</strong></td> <td><strong>14</strong></td> <td><strong>2</strong></td> <td>2</td> </tr> <tr class="even"> <td><strong>Seasoned Spinach</strong></td> <td><strong>4 oz</strong></td> <td><strong>62</strong></td> <td><strong>4</strong></td> <td><strong>1</strong></td> <td><strong>32</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>200</strong></td> <td><strong>6</strong></td> <td><strong>4</strong></td> <td>4</td> </tr> <tr class="odd"> <td><strong>Southern Style Greens</strong></td> <td><strong>4 oz</strong></td> <td><strong>45</strong></td> <td><strong>1</strong></td> <td><strong>0</strong></td> <td><strong>13</strong></td> <td><strong>0</strong></td> <td><strong>3</strong></td> <td><strong>72</strong></td> <td><strong>6</strong></td> <td><strong>4</strong></td> <td>3</td> </tr> <tr class="even"> <td><strong>Spicy Hot Black-Eyed Peas</strong></td> <td><strong>½ cup</strong></td> <td><strong>168</strong></td> <td><strong>3</strong></td> <td><strong>1</strong></td> <td><strong>29</strong></td> <td><strong>0</strong></td> <td><strong>8</strong></td> <td><strong>289</strong></td> <td><strong>26</strong></td> <td><strong>10</strong></td> <td>5</td> </tr> <tr class="odd"> <td><strong>Spinach Au Gratin</strong></td> <td><strong>½ cup</strong></td> <td><strong>100</strong></td> <td><strong>5</strong></td> <td><strong>2</strong></td> <td><strong>43</strong></td> <td><strong>0</strong></td> <td><strong>11</strong></td> <td><strong>246</strong></td> <td><strong>9</strong></td> <td><strong>7</strong></td> <td>4</td> </tr> <tr class="even"> <td><strong>Spinach Parmesan</strong></td> <td><strong>½ cup</strong></td> <td><strong>154</strong></td> <td><strong>7</strong></td> <td><strong>4</strong></td> <td><strong>58</strong></td> <td><strong>0</strong></td> <td><strong>17</strong></td> <td><strong>379</strong></td> <td><strong>15</strong></td> <td><strong>10</strong></td> <td>3</td> </tr> <tr class="odd"> <td><strong>Squash Casserole</strong></td> <td><strong>4 oz</strong></td> <td><strong>233</strong></td> <td><strong>9</strong></td> <td><strong>4</strong></td> <td><strong>78</strong></td> <td><strong>0</strong></td> <td><strong>13</strong></td> <td><strong>875</strong></td> <td><strong>34</strong></td> <td><strong>6</strong></td> <td>3</td> </tr> <tr class="even"> <td><strong>Stewed Tomatoes</strong></td> <td><strong>½ cup</strong></td> <td><strong>72</strong></td> <td><strong>2</strong></td> <td><strong>0</strong></td> <td><strong>20</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>392</strong></td> <td><strong>13</strong></td> <td><strong>1</strong></td> <td>2</td> </tr> <tr class="odd"> <td><strong>Stir Fried Broccoli</strong></td> <td><strong>½ cup</strong></td> <td><strong>45</strong></td> <td><strong>2</strong></td> <td><strong>0</strong></td> <td><strong>19</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>86</strong></td> <td><strong>5</strong></td> <td><strong>3</strong></td> <td>3</td> </tr> <tr class="even"> <td><strong>Stuffed Acorn Squash w/Black Beans</strong></td> <td><strong>½ cup</strong></td> <td><strong>152</strong></td> <td><strong>1</strong></td> <td><strong>0</strong></td> <td><strong>9</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>347</strong></td> <td><strong>34</strong></td> <td><strong>5</strong></td> <td>6</td> </tr> <tr class="odd"> <td><strong>Sugar Snaps and Peppers</strong></td> <td><strong>½ cup</strong></td> <td><strong>86</strong></td> <td><strong>4</strong></td> <td><strong>1</strong></td> <td><strong>32</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>153</strong></td> <td><strong>11</strong></td> <td><strong>4</strong></td> <td>4</td> </tr> <tr class="even"> <td><strong>Tomatoes Stuffed w/Rice and Vegetables</strong></td> <td><strong>1 each</strong></td> <td><strong>117</strong></td> <td><strong>4</strong></td> <td><strong>1</strong></td> <td><strong>35</strong></td> <td><strong>0</strong></td> <td><strong>3</strong></td> <td><strong>225</strong></td> <td><strong>17</strong></td> <td><strong>6</strong></td> <td>4</td> </tr> <tr class="odd"> <td><strong>Turnip Greens</strong></td> <td><strong>½ cup</strong></td> <td><strong>22</strong></td> <td><strong>1</strong></td> <td><strong>0</strong></td> <td><strong>3</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>107</strong></td> <td><strong>3</strong></td> <td><strong>2</strong></td> <td>2</td> </tr> <tr class="even"> <td><strong>Whipped Butternut Squash</strong></td> <td><strong>½ cup</strong></td> <td><strong>98</strong></td> <td><strong>1</strong></td> <td><strong>0</strong></td> <td><strong>1</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>32</strong></td> <td><strong>24</strong></td> <td><strong>2</strong></td> <td>2</td> </tr> <tr class="odd"> <td><strong>Yellow Squash with Onion</strong></td> <td><strong>4 oz</strong></td> <td><strong>74</strong></td> <td><strong>5</strong></td> <td><strong>1</strong></td> <td><strong>38</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>102</strong></td> <td><strong>9</strong></td> <td><strong>1</strong></td> <td>2</td> </tr> <tr class="even"> <td><strong>Yellow Squash with Tomatoes</strong></td> <td><strong>4 oz</strong></td> <td><strong>43</strong></td> <td><strong>1</strong></td> <td><strong>0</strong></td> <td><strong>11</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>152</strong></td> <td><strong>8</strong></td> <td><strong>1</strong></td> <td>2</td> </tr> <tr class="odd"> <td><strong>Zucchini and Tomatoes</strong></td> <td><strong>4 oz</strong></td> <td><strong>41</strong></td> <td><strong>1</strong></td> <td><strong>0</strong></td> <td><strong>11</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>150</strong></td> <td><strong>8</strong></td> <td><strong>1</strong></td> <td>2</td> </tr> <tr class="even"> <td><strong>Zucchini Medley</strong></td> <td><strong>½ cup</strong></td> <td><strong>23</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>1</strong></td> <td><strong>0</strong></td> <td><strong>0</strong></td> <td><strong>100</strong></td> <td><strong>5</strong></td> <td><strong>1</strong></td> <td>1</td> </tr> <tr class="odd"> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> </tr> <tr class="even"> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> </tr> <tr class="odd"> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> </tr> <tr class="even"> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> </tr> <tr class="odd"> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> <td></td> </tr> </tbody> </table>
en
converted_docs
510300
**Before the** **Federal Communications Commission** **Washington, D.C. 20554** +----------------------------------+----+------------------------------+ | In the Matter of | * | | | | *) | | | BIG SKY WIRELESS PARTNERSHIP | ** | | | | | | | Request for Waiver and | * | | | Reinstatement of Broadband Radio | *) | | | Service Authorization for the | ** | | | Butte, Montana Basic Trading | | | | Area, MDB064 | * | | | | *) | | | | ** | | | | | | | | * | | | | *) | | | | ** | | | | | | | | * | | | | *) | | | | ** | | | | | | | | * | | | | *) | | | | ** | | | | | | | | * | | | | *) | | | | ** | | +----------------------------------+----+------------------------------+ **ORDER** **Adopted: September 11, 2006 Released: September 11, 2006** By the Deputy Bureau Chief, Wireless Telecommunications Bureau: # introduction 1. In this Order, we grant Big Sky Wireless Partnership ("Big Sky") a *nunc pro tunc* waiver of section 1.2110(g)(4)(iv) of the Commission's rules with respect to automatic cancellation of a Broadband Radio Service ("BRS")[^1] license for the Butte, Montana Basic Trading Area ("BTA").[^2] As explained below, Big Sky was paying for the subject license through the Commission's installment payment loan program. When the Commission did not receive Big Sky's installment payment as required by section 1.2110(g)(4)(iv) of the Commission's rules, Big Sky was in default, the license automatically cancelled, and Big Sky was subject to debt collection procedures.[^3] Big Sky now seeks relief from the automatic cancellation provision of section 1.2110(g)(4)(iv).[^4] 2. Examining the totality of the circumstances of the instant matter, we conclude that Big Sky has met the Commission's standard for waiver with respect to the automatic cancellation provision of section 1.2110(g)(4)(iv) of the Commission's rules. Specifically, we find that the underlying purposes of the automatic cancellation rule would not be served by application to the instant case in light of the particular error that Big Sky committed in making electronic payment through the Auction Installment Payment ("AIP") program, Big Sky's overall history of payments for the license in question, the public interest benefit in preserving the prior assignment of license, and the condition under section 1.2110(g)(4) and the terms of this Order, which require Big Sky to fully and timely perform its remaining obligations no later than October 12, 2006.[^5] 3. While we find waiver of the automatic cancellation provision appropriate in these circumstances, we note that Big Sky has not sought, and we do not grant, waiver of Big Sky's default or the Commission's debt collection. In this regard, we conclude that it does not serve the public interest to waive the default and debt collection provisions of section 1.2110(g)(4)(iv) because doing so would subject the licenses to prolonged risk of recurrent automatic cancellation.[^6] In order to provide Big Sky with a reasonable amount of time to perform its obligations, and thereby satisfy the condition on the licenses, we grant Big Sky thirty-one (31) days from the date of this Order, i.e., until October 12, 2006, to render payment in full pursuant to section 1.2110(g)(4).[^7] # background 4. When the Commission established the licensing and service rules for BRS, it provided an option to those entities that qualified as small businesses to pay for licenses won at auction in installments over the initial ten-year license term.[^8] The auction for BTA licenses in BRS (Auction No. 6) began on November 13, 1995, and when it concluded on March 28, 1996, Big Sky was the winning bidder on the Butte, Montana BTA.[^9] Big Sky qualified for the installment payment option and elected to pay for the license under that arrangement.[^10] The Commission, therefore, granted Big Sky a BRS license for the Butte, Montana BTA on the condition that Big Sky would timely meet its payment obligations under the installment payment program.[^11] 5. Pursuant to the Commission's rules, a licensee participating in the installment payment program has additional time beyond the initial payment deadline to make an installment payment provided the licensee meets certain requirements.[^12] Under the current rules, which were in effect in the period in question, a licensee may make a payment on or before the last day of the quarter following its payment deadline without being in default (i.e., the "first additional quarter") so long as it also pays a late payment fee equal to five percent of the amount of its past due installment payment.[^13] Moreover, if a licensee fails to make its required installment payment on or before the last day of the first additional quarter, it may still make its required installment payment on or before the last day of the second quarter following its payment deadline without being in default (i.e., the "second additional quarter") so long as it also pays an additional late payment fee of ten percent of the amount of the past due required installment payment.[^14] If a licensee obligated to make installment payments fails to pay the total required installment payment and any late payment fees associated with that payment within two quarters of the installment due date (i.e., after the second additional quarter), it shall be in default, its license shall automatically cancel, and it will be subject to debt collection procedures.[^15] In addition, failure to fully and timely perform payment obligations under the installment plan breaches a condition on the licenses, subjecting them to cancellation.[^16] 6. In conjunction with the installment payment program, the Commission and Mellon Bank (the financial institution responsible for processing installment payments owed to the Commission) offered licensees the option of participating in AIP, a program designed, at least in part, to facilitate and expedite installment payments. As stated in its promotional literature, the AIP program was established in an effort to help licensees avoid delays in making installment payments.[^17] Under the AIP program, a licensee provides certain financial information to the Commission and Mellon Bank thereby allowing it or its representative to call Mellon Bank and authorize the initiation of a payment from the licensee's designated account. The licensee (or its representative) can specify the date that Mellon Bank processes the licensee's payment to the Commission, but the procedures established for the AIP program specifically state that the earliest the licensee's installment payment account with the Commission will be credited is the business day following the telephone authorization.[^18] 7. For nearly five years, from November 1996 until August 2001, Big Sky made installment payments on the license in question consistent with the Commission's rules. During this period, Big Sky, on several occasions, took advantage of the grace periods allowed by the Commission, but in each case, made its installment payments, along with any corresponding late fees, before the end of the second additional quarter. A problem arose, however, with regard to the installment payments due in August 2001. Pursuant to section 1.2110(g)(4), Big Sky had until February 28, 2002, to pay the August 2001 installment payment without defaulting, so long as it also paid the combined late fees (i.e., the five percent late fee for the first additional quarter and the ten percent late fee from the second additional quarter). On February 28, 2002, a representative from Big Sky called Mellon Bank to authorize the transfer of funds, pursuant to its enrollment in the AIP program, to pay for the August 2001 installment and the associated late fees.[^19] As per custom, the Mellon Bank representative provided a confirmation number to Big Sky's representative for the transfer of funds. Consistent with AIP procedures, however, the Commission's account for Big Sky's installment payments was credited on the business day following the telephone authorization, which, in this case, was March 1, 2002. The deadline for making a late payment in the second additional quarter for the August 2001 installments was February 28, 2002. Because Big Sky failed to make its required installment payment for the license in question by end of the second additional quarter, it went into default, the license automatically cancelled, and it became subject to the debt collection procedures.[^20] Shortly thereafter, Big Sky filed several pleadings related to the default, including a request for waiver of the automatic cancellation provision of section 1.2110(g)(4)(iv).[^21] During the pendency of its waiver request, Big Sky has continued to make regular payments on its debt to the Commission.[^22] # discussion 8. Big Sky requests a waiver of section 1.2110(g)(4)(iv), the provision of the Commission's rules which holds that a licensee that fails to make its installment payment, interest, and any late fees by the end of the second additional quarter will be in default, its license will automatically cancel and it will be subject to debt collection procedures.[^23] We note that Big Sky does not dispute that the facts set forth in its pleadings constitute automatic cancellation under the Commission's rules. Rather, Big Sky argues that the rule should not be applied in its particular circumstances, and it therefore seeks relief solely from the provision of section 1.2110(g)(4)(iv) that resulted in the March 1, 2002, automatic cancellation of the subject license.[^24] 9. As a general matter, to obtain a waiver, a party must show either that: (i) the underlying purpose of the applicable rule would not be served, or would be frustrated by its application to the instant case, and a grant of the requested waiver would be in the public interest; or (ii) the unique facts and circumstances of the particular case render application of the rule inequitable, unduly burdensome or otherwise contrary to the public interest, or the applicant has no reasonable alternative.[^25] 10. The Commission created section 1.2110(g)(4) to provide licensees a degree of flexibility while, at the same time, to protect the integrity of the Commission's assignment of licenses based on winning bids in an auction and to help ensure that licensees have access to the capital necessary to both pay for the license and provide service to the public.[^26] The Commission has repeatedly emphasized the importance of full and timely payment.[^27] As the Commission has noted: Insisting that licensees demonstrate their ability to pay as a condition to continuing to hold licenses is essential to a fair and efficient licensing process, is fair to all participants in our auctions, including those who won and those who did not, and fosters the promotion of economic opportunity and competition in the marketplace. When licensees fail to pay winning bids, or the principal and related interest when paying winning bids in installments, on a timely basis in compliance with the Commission\'s rules, the presumption that the auction assigned the license to the party that placed the highest value on the license is lost.[^28] Absent that presumption, the integrity of the Commission\'s licensing process may be compromised. 11. Based on a totality of the circumstances, we conclude that Big Sky has satisfied the Commission's standard for waiver with respect to the automatic cancellation provision of section 1.2110(g)(4)(iv) of the Commission's rules. First, Big Sky's participation in the AIP program provides important evidence of its intent to render timely installment payments in compliance with the Commission's payment rules.[^29] Second, notwithstanding its failure to timely make one installment payment, Big Sky specifically states that it "can and will pay for the outstanding debt associated with the License."[^30] Third, the circumstances that led to the automatic cancellation of the licenses do not tend to reflect an inability on Big Sky's part to make payment for the license.[^31] Big Sky initiated the payment in question through the Commission's AIP program on the last day of the second additional quarter, in advance of the payment deadline. On a number of previous occasions, Big Sky submitted payment through the Commission's AIP program on the last business day of the second additional quarter, but, because the payment deadline fell either on a weekend or holiday, its payment reached the Commission in a timely fashion.[^32] It appears that these fortuitous circumstances in making payments in this manner in the past as well as Big Sky's general misunderstanding of its ability to rely on confirmation numbers from Mellon Bank, resulted in its belief, albeit mistaken, that it had rendered timely payment in this instance.[^33] Such an error in tendering payment does not suggest an inability to pay for the licenses. 12. Other factors in the instant case diminish concern over Big Sky's ability to pay for the licenses in question. As noted, in total, Big Sky has made payments to the Commission for over nine years, including making regular payments on its debt while its request for waiver has been pending.[^34] Moreover, Big Sky's financial institution has confirmed that it "had sufficient funds on hand to make the payment initiated on February 28, 2002."[^35] These factors further mitigate the concern that Big Sky may not have the capital necessary to both pay for the license and provide service to the public.[^36] 13. Demonstrating ability to pay in compliance with the Commission's installment payment rules, however, does not satisfy all the purposes underlying the automatic cancellation rule. As noted above, automatic cancellation of licenses when a licensee fails to comply with the installment payment rules also safeguards the integrity of the Commission's competitive bidding process. In addition to ability to pay, a licensee's willingness to fulfill all of its obligations created by the winning bid helps ensure that the license was assigned to the party that valued it most highly. Indeed, pursuant to section 1.2110(g)(4), the very existence of the license is conditioned upon the licensee's full and timely performance of its payment obligations under the installment plan.[^37] Absent the licensee's compliance with the Commission's installment payment rules, there is inevitably uncertainty regarding whether the license should have been assigned to another party. The existence of uncertainty, of course, does not prove that the license should have been assigned to another party. Nevertheless, a licensee's failure to comply with the Commission's installment payment rules calls into question whether the licensee's winning bid actually demonstrated that it valued the license more highly than other applicants or simply demonstrated its willingness to outbid other applicants regardless of its ability to pay on equal terms. While the extent of this doubt may be minimal given the particular error Big Sky made in tendering payment, we can not easily dismiss the concern that another applicant who would have complied with all the Commission's rules should have been assigned the license. 14. In this case, however, we conclude that automatic cancellation is not necessary to protect against lingering doubts regarding the integrity of the initial license assignment given the totality of the circumstances in Big Sky's participation in the AIP program, its payment history and the continuing condition on the licenses that Big Sky must fully and timely perform its current payment obligations. The automatic cancellation of the licenses resulted from a single AIP related payment error by Big Sky that does not appear to reflect an inability or unwillingness on its part to comply with the Commission's rules. Moreover, Big Sky's payment history, including payments rendered during the pendency of its waiver request, reflect a longstanding willingness and ability to satisfy the payment obligations created by the winning bids for the licenses. Finally, pursuant to section 1.2110(g)(4) and the terms of this Order, Big Sky's licenses remain subject to the condition that it comply with its obligations, which pursuant to the notes and security agreements, as well as the Commission's debt collection procedures, require it to pay the entire outstanding amount.[^38] Big Sky has specifically stated that it "can and will pay for the outstanding debt associated with the License."[^39] While strict enforcement of the Commission's installment payment rules furthers the policies behind creating the rules, and while the payment rules are strictly enforced in all but the most unusual circumstances, we have permitted waiver in extremely narrow circumstances where it appeared that the underlying purposes of the rules would not be served by their enforcement, and where cancellation seemed inequitable in those circumstances.[^40] Accordingly, given the totality of the circumstances, we conclude that the underlying purpose of the automatic cancellation provision would not be served by its application to the present circumstances. 15. As stated in recent decisions, "\[a\]ny one of the circumstances described above would not suffice to meet the Commission's waiver standard."[^41] Yet, when taken together, we find that automatic cancellation of the license in this case would not serve the underlying purposes of the Commission's payment rules. For these reasons, we conclude that automatic cancellation of the license is not necessary to serve the underlying purposes of the payment rule to either preserve the integrity of the auction and licensing process or to ensure Big Sky's financial qualifications to be a Commission licensee. 16. Equally important, we find that the public interest will be served by granting the foregoing relief. Given the totality of the facts, we find the present circumstances distinguishable from those cases in which we have denied waiver of the automatic cancellation rule for late payment despite a debtor's assurance of a future ability to pay debt. For instance, there have been several cases where a licensee has requested a waiver in order to assign the license to an entity that can pay the Commission in full. Assignment to a different party cannot protect against any lingering uncertainties about the initial assignment of the licenses and cannot safeguard the integrity of the Commission's licensing and auction process.[^42] In contrast, Big Sky's error in tendering payment through the AIP program and the payment in full, in accordance with the terms of its notes, security agreements and the terms of this Order,[^43] diminishes the possibility that Big Sky's noncompliance reflects an erroneous initial license assignment and protects general auction or licensing integrity. Moreover, Big Sky's circumstances are distinguishable from those cases where installment payments were initiated only after the final grace period deadline had lapsed.[^44] Contrary to such cases, and as explained fully above, Big Sky's failure to successfully render installment payments through the AIP program is not reflective of whether it had the necessary financial qualifications to be a Commission licensee and does not cast doubt upon the license assignment. Thus, unlike cases where we have denied relief from section 1.2110(g)(4)(iv), we believe that automatic cancellation of this BRS license is not required to protect the integrity of the auction and licensing process. Furthermore, based on all the facts before us, we believe that the public will benefit by eliminating the possibility of disruption to the Commission's prior assignment of this BRS license. Under these particular circumstances, where the question of the licensee's financial qualifications will be eliminated by full payment of the obligation, the benefit of preserving the license assignment outweighs any public benefit gained by the automatic cancellation of a license. 17. While we find that waiver of the automatic cancellation provision of section 1.2110(g)(4)(iv) is warranted in the instant case, we note that the relief granted herein does not alter Big Sky's default under the terms of the applicable notes and security agreements. Accordingly, in order to satisfy the condition on the licenses created by section 1.2110(g)(4), Big Sky must satisfy its default obligations pursuant to the notes and security agreements, as well as the Commission's debt collection procedures, in order to continue to hold the licenses. In light of our decision to grant Big Sky the relief described herein, we grant Big Sky until October 12, 2006, to make the payments required by the conditions on the licenses. Failure to render the full payments no later than October 12, 2006, will result in cancellation of the licenses for failure to comply with the condition on the licenses established by section 1.2110(g)(4).[^45] # conclusion 18. Big Sky's BRS license for the Butte, Montana BTA automatically cancelled when it failed to pay its installment payment by the deadline of the second additional period. Given the totality of the circumstances, however, we find that the public interest is best served by a *nunc pro tunc* waiver of the automatic cancellation of the licenses and a waiver of any cancellation resulting from the prior breach of Big Sky's obligation to fully and timely perform its payment obligations pursuant to section 1.2110(g)(4). As described fully above, Big Sky, however, remains subject to the condition placed on the licenses by section 1.2110(g)(4), the default provisions of the installment notes and security agreements, as well as the Commission's debt collection procedures, and therefore, must render full payment no later than October 12, 2006. If Big Sky fails to make full payment for the license, that license will cancel pursuant to the terms of this Order and the condition placed on the license by section 1.2110(g)(4) of the Commission's rules, and Big Sky will remain subject to the Commission's debt collection procedures. # ORDERING CLAUSES 19. Accordingly, IT IS ORDERED that, pursuant to the authority granted in Sections 4(i) and 309(j) of the Communications Act of 1934, as amended, 47 U.S.C. §§ 154(i), 309(j), and sections 1.3 and 1.925 of the Commission's rules, 47 C.F.R. §§ 1.3, 1.925, Big Sky is GRANTED, to the extent described herein, a *nunc pro tunc* waiver of the automatic cancellation provision of section 1.2110(g)(4)(iv), 47 C.F.R. § 1.2110(g)(4)(iv), for its BRS license for the Butte, Montana BTA. 20. IT IS FURTHER ORDERED that, pursuant to the authority granted in Section 4(i) of the Communications Act of 1934, as amended, 47 U.S.C. § 154(i), and section 1.2110(g)(4) of the Commission's rules, 47 C.F.R. § 1.2110(g)(4), Big Sky must render full payment of any and all outstanding installment debt connected to its BRS license for the Butte, Montana BTA no later than October 12, 2006. In the event Big Sky fails to comply with the condition of full and timely payment of its default obligations required by section 1.2110(g)(4), 47 C.F.R. § 1.2110(g)(4), pursuant to the terms of this Order, the applicable notes and security agreements, and the Commission's debt collection procedures, the applicable licenses will cancel. 21. This action is taken under delegated authority pursuant to sections 0.131 and 0.331 of the Commission's rules, 47 C.F.R. §§ 0.131, 0.331. FEDERAL COMMUNICATIONS COMMISSION > James D. Schlichting > > Deputy Chief > > Wireless Telecommunications Bureau [^1]: On July 29, 2004, the Commission released a *Report and Order and Further Notice of Proposed Rulemaking *that modified the rules governing the Multipoint Distribution Service ("MDS") in order to encourage the deployment of broadband services by commercial and educational entities.  Amendment of Parts 1, 21, 73, 74 and 101 of the Commission's Rules to Facilitate the Provision of Fixed and Mobile Broadband Access, Educational and Other Advanced Services in the 2150-2162 and 2500-2690 MHz Bands, *et al.*; WT Docket Nos. 03-66, *et al.*, *Report and Order and Further Notice of Proposed Rulemaking*, 19 FCC Rcd 14165 (2004). To better reflect the forward-looking vision for these services, the Commission renamed MDS as BRS. Because the new rules are now in effect, we will refer to the service by its new name. [^2]: This Order responds to the Motion for Leave to File a Supplement to Petition for Reconsideration ("Motion for Leave") and the Supplement to Petition for Reconsideration, or in the Alternative, Petition for Reinstatement ("Supplement") (both filed by Big Sky on October 10, 2003) and the Further Supplement to Petition for Reconsideration, or in the Alternative, Petition for Reinstatement ("Further Supplement") (filed by Big Sky on April 18, 2006). [^3]: 47 C.F.R. § 1.2110(g)(4)(iv). [^4]: *Id*. Insofar as we are addressing Big Sky's request for waiver of section 1.2110(g)(4)(iv) affirmatively, its petition for reconsideration and its request for reinstatement are moot. We note that Big Sky's BTA authorization expired by its original terms on March 28, 2006. Because the authorization was considered cancelled, Big Sky was not able to utilize the Commission's Universal Licensing System to apply for renewal of the BTA authorization within the time frame required under Section 1.949(a) of the Commission's Rules. Once the BTA authorization is restored on the Universal Licensing System, Big Sky will be required to apply for renewal of the authorization. We therefore direct Big Sky to file an application for renewal of license for the BTA authorization (call sign B064) within sixty days of the release of this Order. On our own motion, we waive Section 1.949(a) of the Commission's Rules to allow consideration of the late-filed renewal application. The renewal application must be accompanied by request for waiver of Section 1.949(a). Such waiver request may refer to the waiver grant contained in this Order without further argument. [^5]: 47 C.F.R. § 1.2110(g)(4). For these same reasons and to the extent necessary, the public interest further mandates that we waive any cancellation that may have resulted from any existing breach of the licensing condition in section 1.2110(g)(4). *Id*. In a prior Order granting similar relief, we allowed the petitioner thirty-one (31) days from the date of the Order to render payment in full. *See* Advanced Communications Solutions, Inc. Request for Waiver of Section 1.2110(g)(4)(iv) and Reinstatement of 900 MHz Specialized Mobile Radio Licenses, Order, 21 FCC Rcd 1627, 1628 ¶ 2 (2006) ("*Advanced Order*"). [^6]: 47 C.F.R. § 1.2110(g)(4)(iv). [^7]: 47 C.F.R. § 1.2110(g)(4). [^8]: *See* 47 C.F.R. § 21.960(c) (1996). In 1997, the Commission determined that installment payments will not be used in the immediate future as a means of financing small business participation in its auction program. *See* Amendment of Part 1 of the Commission's Rules -- Competitive Bidding, Allocation of Spectrum Below 5 GHz Transferred from Federal Government Use, 4660-4685 MHz, WT Docket No. 97-82, ET Docket No. 94-32, *Third Report and Order and Second Further Notice of Proposed Rule Making*, 13 FCC Rcd 374, 397 ¶ 38 (1997) ("*Part 1 Third Report and Order*"). [^9]: Supplement at 2; Further Supplement at 2. [^10]: *Id*. [^11]: *See* Implementation of Section 309(j) of the Communications Act -- Competitive Bidding, PP Docket No. 93-253, *Second Report and Order*, 9 FCC Rcd 2348, 2391 ¶ 240 (1994) ("*Competitive Bidding Second Report and Order*"). [^12]: *Competitive Bidding Second Report and Order* at 2391 ¶ 240. Initially, licensees were required to request this additional time period. *Id*. The Commission, however, eventually instituted an automatic grace period. *See Part 1 Third Report and Order* at 436 ¶106. [^13]: *See id*. *See* 47 C.F.R. § 1.2110(g)(4)(i). [^14]: *See Part 1 Third Report and Order* at 436 ¶106. *See also* 47 C.F.R. § 1.2110(g)(4)(ii). [^15]: *See Part 1 Third Report and Order* at 438 ¶107. *See* *also* 47 C.F.R. § 1.2110(g)(4)(iv). [^16]: 47 C.F.R. § 1.2110(g)(4). At the time Big Sky's licenses were originally granted, this language was codified at section 1.2110(e)(4). *See* 47 C.F.R. § 1.2110(e)(4)(1995). [^17]: *See generally* AIP brochure. [^18]: The brochure that accompanied the set-up form for the AIP program specifically states: "you simply call Mellon's toll-free telephone number or input your payment via a computer terminal at least one business day before your payment is due...." It also states that "\[the licensee's\] bank account will be debited and your FCC customer account will be credited the business day after you report your payment information (if it is reported by 9:30 P.M. EST)." [^19]: *See* Further Supplement at 3. [^20]: Big Sky notes, and Commission's records confirm, that, on a number of previous occasions, Big Sky contacted Mellon Bank on the last business day of the quarter to authorize payment for its installment obligations, but because the payment deadline fell on a non-business day (i.e., either a weekend or a holiday) -- thus extending the deadline to the following business day -- the payment was considered timely. Further Supplement at n.18. [^21]: *See* n. 2 *supra* (listing various pleadings). [^22]: *See* Further Supplement at 1, 6. [^23]: 47 C.F.R. § 1.2110(g)(4)(iv). [^24]: *See* Further Supplement at 1. [^25]: 47 C.F.R. § 1.925; *Northeast Cellular Telephone Co. v. FCC*, 897 F.2d 1164, 1166 (D.C. Cir. 1990); *Thomas Radio Co. v. FCC*, 716 F.2d 921 (D.C. Cir. 1983); *WAIT Radio v. FCC*, 418 F.2d 1153 (D.C. Cir. 1969), aff'd, 459 F.2d 1203 (1972) *cert. denied*, 409 U.S. 1027, 93 S.Ct. 461 (1972). [^26]: Amendment of the Commission's Rules Regarding Installment Payment Financing of Personal Communications (PCS) Licensees, WT Docket No. 97-82, *Order on Reconsideration of the Second Report and Order*, 13 FCC Rcd 8345, 8348 ¶ 8 (1998). [^27]: *See, e.g.,* Licenses of 21^st^ Century Telesis, Inc. for Facilities in the Broadband Personal Communications Services, *Memorandum Opinion and Order*, 15 FCC Rcd 25113, 25117-18 ¶ 10 (2000) ("*21^st^ Century Order*"), *reconsideration denied*, Licenses of 21^st^ Century Telesis Joint Venture, *Order on Reconsideration*, 16 FCC Rcd 17257 (2001), *review denied in part, dismissed in part*, *21^st^ Century Telesis Joint Venture* v. *F.C.C.*, 318 F3d 192 (D.C. Cir. 2003). *See also* Southern Communications Systems, Inc., Request for Limited Rule Waiver to Comply with PCS Installment Payment for C Block Licenses in the Cleveland, TN BTA, *Memorandum Opinion and Order*, 15 FCC Rcd 25103 (2000), further reconsideration denied, *Second Memorandum Opinion and Order*, 16 FCC Rcd 18357 (2001); Wireless Telecommunications Bureau Will Strictly Enforce Default Payment Rules; Bureau to Re-Auction Licenses Quickly*, Public Notice*, 11 FCC Rcd 10853 (1996). [^28]: Letter to David Irwin and Nathaniel Hardy, Counsel for MBO Wireless, Inc., from Margaret Wiener, Chief, Auctions and Industry Analysis Division, Wireless Telecommunications Bureau, 19 FCC Rcd 4011, 4016 (2004) ("*MBO Wireless Order*") (citing *21^st^ Century Order*, 15 FCC Rcd at 25123-24 ¶ 22). In the *21^st^ Century Order*, the Commission determined that a party that lacked the financial wherewithal to make its installment payment by the deadline was not entitled to a waiver to give it additional time to find the requisite funds because grant of such a waiver would be unfair to auction participants, and would undermine the integrity of the auction and the Commission's rules. *21^st^ Century Order* at 25123-24 ¶ 22. In the instant matter, however, Big Sky took the actions in advance of the payment deadline that it believed were necessary to render timely payment, and the nature of its error does not call into question whether it had the requisite funds to do so. Therefore, our grant of a waiver in these circumstances is neither unfair nor harmful to the integrity of the Commission's rules and processes. [^29]: *See* Leaco Rural Telephone Cooperative, Inc. Request for Waiver and Reinstatement of Broadband Radio Service Authorization for the Hobbs, New Mexico Basic Trading Area, MDB191, *Order*, 21 FCC Rcd 1182, 1186 ¶ 10 (2006) ("*Leaco Order*"); *Advanced* *Order*, 21 FCC Rcd 1627, 1632 ¶ 11. [^30]: Further Supplement at 6. [^31]: Big Sky's financial institution confirmed that it "had sufficient funds on hand to make the payment initiated on February 28, 2002." *See* Attachment to Further Supplement (letter of Eileen Bradley, Vice President, Bank of Kirksville, dated April 13, 2006). [^32]: *See* n.20 *supra*. [^33]: Further Supplement at 3. [^34]: *Id*. at 1, 6. [^35]: *See* Attachment to Further Supplement (letter of Eileen Bradley, Vice President, Bank of Kirksville, dated April 13, 2006). [^36]: *See Leaco Order* at 1186 ¶ 11 and n. 32, citing Amendment of the Commission's Rules Regarding Installment Payment Financing of Personal Communications Service (PCS) Licensees, WT Docket No. 97-82, *Order on Reconsideration of the Second Report and Order*, 13 FCC Rcd 8345, 8348-49 ¶ 8 (1998). [^37]: 47 C.F.R. § 1.2110(g)(4). [^38]: 47 C.F.R. § 1.2110(g)(4). [^39]: Further Supplement at 6. Full and timely payment of the entire outstanding debt would also diminish doubts regarding a licensee's financial ability and willingness to pay for the licenses and strongly indicate its intent and ability to provide service to the public. *See* *Leaco Order* at 1187 ¶ 12. [^40]: *See*, *e*.*g*., *MBO Wireless Order*; *Leaco Order*; *Advanced Order*. [^41]: *See, e.g.,* *Advanced Order* at 1633 ¶ 15. [^42]: *See* Letter to J. Curtis Henderson, Senior Vice President and & General Counsel for Nucentrix Spectrum Resources, Inc., from Margaret Wiener, Chief, Auctions and Industry Analysis Division, Wireless Telecommunications Bureau, 17 FCC Rcd 559, 561-62 (2002) ("Strict enforcement of the payment rules . . . is fair to all participants in our auctions, including those who won licenses in the auction and those who did not"); Letter to Russell H. Fox, Esq., Counsel for Capital Two-Way Communications, from Margaret Wiener, Chief, Auctions and Industry Analysis Division, Wireless Telecommunications Bureau, 16 FCC Rcd 11786, 11787-88 (2001). In both of these cases, the licensee intended the assignor to relieve it of its payment obligations. [^43]: *See* para. 17 *infra*. [^44]: *See* Request of Inforum Communications, Inc. for Petition for Reconsideration and Waiver Request for Late Acceptance of BTA Installment Payment, *Order*, 19 FCC Rcd 83, 86 (2004), petition for reconsideration pending. [^45]: 47 C.F.R. § 1.2110(g)(4).
en
converted_docs
693448
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en
log-files
947047
==>runtrx start: date: Tue Mar 17 13:30:16 EDT 2009 ( new-transpgrid.pppl.gov ) runtrx: tok.yy = CMOD.02 ==========(runtrx)====================== date: Tue Mar 17 13:30:16 EDT 2009 ( new-transpgrid.pppl.gov ) args: 1462 pre ==========(runtrx)====================== ==========(runtrx)====================== ==========TRANSP preprocessing========== date: Tue Mar 17 13:30:16 EDT 2009 ( new-transpgrid.pppl.gov ) ==========check for 1462_mdsmark.sh=== ==========(runtrx)====================== ==========MDSMARK execution=============== ...connecting to server: ALCDATA-TRANSP.PSFC.MIT.EDU ...mds_open: TRANSP 1462 +mds_open status: 265388041 : %TREE-S-TreeNORMAL, Normal successful completion ...(reported by MDSplus server) +MdsPut(REMOTE_ID,..): 265388041 : %TREE-S-TreeNORMAL, Normal successful completion ...(reported by MDSplus server) +MdsPut(NAME_OF_CODE,..): 265388041 : %TREE-S-TreeNORMAL, Normal successful completion ...(reported by MDSplus server) +MdsPut(DEVICE,..): 265388041 : %TREE-S-TreeNORMAL, Normal successful completion ...(reported by MDSplus server) +MdsPut(DATE_QUEUED,..): 265388041 : %TREE-S-TreeNORMAL, Normal successful completion ...(reported by MDSplus server) +MdsPut(HOW_QUEUED,..): 265388041 : %TREE-S-TreeNORMAL, Normal successful completion ...(reported by MDSplus server) ...calling mds_close(...) ...mdsmark: normal exit. ==>runtrx: mdsmark execution successful ==========(runtrx)====================== ==========SCRUNCHER execution=============== %SCRUNCHER: detected ELVIS_SERVER = "/p/transpgrid/qshare/ElVis/". File /p/transpgrid/qshare/ElVis/ already exists, renamed to /p/transpgrid/qshare/ElVis/~ => SCRUNCHER with Sept 2004 update by dmc. "regularization" before descur call. This could fail for PBX-M indented geometry; if this happens contact support: dmccune@pppl.gov Specify data source: g for GA file; j for JET file; + for MDSplus in, Ufile out; & for MDSplus in & out; I for EFIT INDEX file; (new) A for ASTRA Ufiles; m for {rm,ym} entry; s for MB ufiles; u for Scruncher Ufiles; v for VMOMS {r0,z0,a0,e,d} entry; C for MAST file; x to stop; Scruncher: Enter source designator to proceed : [OLD VALUE: "None "] -MDSplus config option (e.g. "CMOD" or "NSTX"): [OLD VALUE: "..."] -MDSplus remote server (or "local"): [OLD VALUE: ""] -MDSplus tree name (e.g. "transp"): enter "B" for EFIT boundary select options TRANSP shot number: CMOD plasma shot number (source_shot): 1080409021 CMOD selected EFIT tree (efit_tree): ANALYSIS ...reading EFIT data... %geqdsk_mod: EFIT MDSplus tree: timebase & scalar reads. %geqdsk: available time range (s): 6.00000E-02 1.50000E+00 %geqdsk_mod: EFIT MDSplus tree: limiter & bdy reads. %geqdsk_mod: EFIT MDSplus tree: f(psi,t) profile reads. %geqdsk_mod: EFIT MDSplus tree: psi(R,Z,t) profile read. %geqdsk_mod: read completed. %geqdsk_mod: 6.00000E-02 btw 2 EFIT times: 6.00000E-02 8.00000E-02 (times in seconds) interpolation will be done. %geqdsk_mod: 8.00000E-02 btw 2 EFIT times: 8.00000E-02 1.00000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 1.00000E-01 btw 2 EFIT times: 1.00000E-01 1.20000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 1.20000E-01 btw 2 EFIT times: 1.20000E-01 1.40000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 1.40000E-01 btw 2 EFIT times: 1.20000E-01 1.40000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 1.60000E-01 btw 2 EFIT times: 1.60000E-01 1.80000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 1.80000E-01 btw 2 EFIT times: 1.80000E-01 2.00000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 2.00000E-01 btw 2 EFIT times: 1.80000E-01 2.00000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 2.20000E-01 btw 2 EFIT times: 2.20000E-01 2.40000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 2.40000E-01 btw 2 EFIT times: 2.40000E-01 2.60000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 2.60000E-01 btw 2 EFIT times: 2.60000E-01 2.80000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 2.80000E-01 btw 2 EFIT times: 2.60000E-01 2.80000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 3.00000E-01 btw 2 EFIT times: 3.00000E-01 3.20000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 3.20000E-01 btw 2 EFIT times: 3.20000E-01 3.40000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 3.40000E-01 btw 2 EFIT times: 3.20000E-01 3.40000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 3.60000E-01 btw 2 EFIT times: 3.60000E-01 3.80000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 3.80000E-01 btw 2 EFIT times: 3.80000E-01 4.00000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 4.00000E-01 btw 2 EFIT times: 3.80000E-01 4.00000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 4.20000E-01 btw 2 EFIT times: 4.20000E-01 4.40000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 4.40000E-01 btw 2 EFIT times: 4.40000E-01 4.60000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 4.60000E-01 btw 2 EFIT times: 4.60000E-01 4.80000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 4.80000E-01 btw 2 EFIT times: 4.80000E-01 5.00000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 5.00000E-01 btw 2 EFIT times: 5.00000E-01 5.20000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 5.20000E-01 btw 2 EFIT times: 5.20000E-01 5.40000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 5.40000E-01 btw 2 EFIT times: 5.40000E-01 5.60000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 5.60000E-01 btw 2 EFIT times: 5.40000E-01 5.60000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 5.80000E-01 btw 2 EFIT times: 5.80000E-01 6.00000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 6.00000E-01 btw 2 EFIT times: 6.00000E-01 6.20000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 6.20000E-01 btw 2 EFIT times: 6.00000E-01 6.20000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 6.40000E-01 btw 2 EFIT times: 6.40000E-01 6.60000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 6.60000E-01 btw 2 EFIT times: 6.60000E-01 6.80000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 6.80000E-01 btw 2 EFIT times: 6.60000E-01 6.80000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 7.00000E-01 btw 2 EFIT times: 7.00000E-01 7.20000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 7.20000E-01 btw 2 EFIT times: 7.20000E-01 7.40000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 7.40000E-01 btw 2 EFIT times: 7.20000E-01 7.40000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 7.60000E-01 btw 2 EFIT times: 7.60000E-01 7.80000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 7.80000E-01 btw 2 EFIT times: 7.80000E-01 8.00000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 8.00000E-01 btw 2 EFIT times: 7.80000E-01 8.00000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 8.20000E-01 btw 2 EFIT times: 8.20000E-01 8.40000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 8.40000E-01 btw 2 EFIT times: 8.40000E-01 8.60000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 8.60000E-01 btw 2 EFIT times: 8.60000E-01 8.80000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 8.80000E-01 btw 2 EFIT times: 8.80000E-01 9.00000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 9.00000E-01 btw 2 EFIT times: 9.00000E-01 9.20000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 9.20000E-01 btw 2 EFIT times: 9.20000E-01 9.40000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 9.40000E-01 btw 2 EFIT times: 9.40000E-01 9.60000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 9.60000E-01 btw 2 EFIT times: 9.60000E-01 9.80000E-01 (times in seconds) interpolation will be done. %geqdsk_mod: 9.80000E-01 btw 2 EFIT times: 9.80000E-01 1.00000E+00 (times in seconds) interpolation will be done. %geqdsk_mod: 1.00000E+00 btw 2 EFIT times: 1.00000E+00 1.02000E+00 (times in seconds) interpolation will be done. %geqdsk_mod: 1.02000E+00 btw 2 EFIT times: 1.02000E+00 1.04000E+00 (times in seconds) interpolation will be done. %geqdsk_mod: 1.04000E+00 btw 2 EFIT times: 1.04000E+00 1.06000E+00 (times in seconds) interpolation will be done. %geqdsk_mod: 1.06000E+00 btw 2 EFIT times: 1.06000E+00 1.08000E+00 (times in seconds) interpolation will be done. %geqdsk_mod: 1.08000E+00 btw 2 EFIT times: 1.08000E+00 1.10000E+00 (times in seconds) interpolation will be done. %geqdsk_mod: 1.10000E+00 btw 2 EFIT times: 1.10000E+00 1.12000E+00 (times in seconds) interpolation will be done. %geqdsk_mod: 1.12000E+00 btw 2 EFIT times: 1.12000E+00 1.14000E+00 (times in seconds) interpolation will be done. %geqdsk_mod: 1.14000E+00 btw 2 EFIT times: 1.14000E+00 1.16000E+00 (times in seconds) interpolation will be done. %geqdsk_mod: 1.16000E+00 btw 2 EFIT times: 1.16000E+00 1.18000E+00 (times in seconds) interpolation will be done. %geqdsk_mod: 1.18000E+00 btw 2 EFIT times: 1.18000E+00 1.20000E+00 (times in seconds) interpolation will be done. %geqdsk_mod: 1.20000E+00 btw 2 EFIT times: 1.20000E+00 1.22000E+00 (times in seconds) interpolation will be done. %geqdsk_mod: 1.22000E+00 btw 2 EFIT times: 1.22000E+00 1.24000E+00 (times in seconds) interpolation will be done. %geqdsk_mod: 1.24000E+00 btw 2 EFIT times: 1.24000E+00 1.26000E+00 (times in seconds) interpolation will be done. %geqdsk_mod: 1.26000E+00 btw 2 EFIT times: 1.26000E+00 1.28000E+00 (times in seconds) interpolation will be done. %geqdsk_mod: 1.28000E+00 btw 2 EFIT times: 1.28000E+00 1.30000E+00 (times in seconds) interpolation will be done. %geqdsk_mod: 1.30000E+00 btw 2 EFIT times: 1.30000E+00 1.32000E+00 (times in seconds) interpolation will be done. %geqdsk_mod: 1.32000E+00 btw 2 EFIT times: 1.32000E+00 1.34000E+00 (times in seconds) interpolation will be done. %geqdsk_mod: 1.34000E+00 btw 2 EFIT times: 1.34000E+00 1.36000E+00 (times in seconds) interpolation will be done. %geqdsk_mod: 1.36000E+00 btw 2 EFIT times: 1.36000E+00 1.38000E+00 (times in seconds) interpolation will be done. %geqdsk_mod: 1.38000E+00 btw 2 EFIT times: 1.38000E+00 1.40000E+00 (times in seconds) interpolation will be done. %geqdsk_mod: 1.40000E+00 btw 2 EFIT times: 1.40000E+00 1.42000E+00 (times in seconds) interpolation will be done. %geqdsk_mod: 1.42000E+00 btw 2 EFIT times: 1.42000E+00 1.44000E+00 (times in seconds) interpolation will be done. %geqdsk_mod: 1.44000E+00 btw 2 EFIT times: 1.44000E+00 1.46000E+00 (times in seconds) interpolation will be done. %geqdsk_mod: 1.46000E+00 btw 2 EFIT times: 1.46000E+00 1.48000E+00 (times in seconds) interpolation will be done. %geqdsk_mod: 1.48000E+00 btw 2 EFIT times: 1.48000E+00 1.50000E+00 (times in seconds) interpolation will be done. %geqdsk_mod: selected EFIT time: 1.50000E+00 Scruncher: Enter "s" for symmetric, "a" for asymmetric fit: Scruncher: Enter Y to remove m=0 vertical displacement (suggested for SYM mode only) : Scruncher: Output tabulated results to screen? (y or n) Scruncher: Output Data -vs- Fit plots to screen? (y or n) Iteration: 1 Time: 0.060000 At the end of descur, fsq = 5.508608185E-3 Iteration: 2 Time: 0.080000 At the end of descur, fsq = 6.259758491E-3 Iteration: 3 Time: 0.100000 At the end of descur, fsq = 4.399632104E-3 Iteration: 4 Time: 0.120000 At the end of descur, fsq = 3.888917156E-3 Iteration: 5 Time: 0.140000 At the end of descur, fsq = 3.64974793E-3 Iteration: 6 Time: 0.160000 At the end of descur, fsq = 2.832341241E-3 Iteration: 7 Time: 0.180000 At the end of descur, fsq = 2.665635897E-3 Iteration: 8 Time: 0.200000 At the end of descur, fsq = 1.566352788E-3 Iteration: 9 Time: 0.220000 At the end of descur, fsq = 9.879432619E-4 Iteration: 10 Time: 0.240000 10 time= 0.239999995 At the end of descur, fsq = 6.547276862E-4 Iteration: 11 Time: 0.260000 At the end of descur, fsq = 1.537452918E-3 Iteration: 12 Time: 0.280000 At the end of descur, fsq = 2.685180865E-3 Iteration: 13 Time: 0.300000 At the end of descur, fsq = 2.806514734E-3 Iteration: 14 Time: 0.320000 At the end of descur, fsq = 8.750623092E-4 Iteration: 15 Time: 0.340000 At the end of descur, fsq = 2.872799989E-3 Iteration: 16 Time: 0.360000 At the end of descur, fsq = 2.41355761E-3 Iteration: 17 Time: 0.380000 At the end of descur, fsq = 2.604630776E-3 Iteration: 18 Time: 0.400000 At the end of descur, fsq = 2.652829513E-3 Iteration: 19 Time: 0.420000 At the end of descur, fsq = 2.935563913E-3 Iteration: 20 Time: 0.440000 20 time= 0.439999998 At the end of descur, fsq = 2.83165765E-3 Iteration: 21 Time: 0.460000 At the end of descur, fsq = 2.872264711E-3 Iteration: 22 Time: 0.480000 At the end of descur, fsq = 3.021977376E-3 Iteration: 23 Time: 0.500000 At the end of descur, fsq = 3.046363359E-3 Iteration: 24 Time: 0.520000 At the end of descur, fsq = 3.059576964E-3 Iteration: 25 Time: 0.540000 At the end of descur, fsq = 3.132087179E-3 Iteration: 26 Time: 0.560000 At the end of descur, fsq = 3.15512321E-3 Iteration: 27 Time: 0.580000 At the end of descur, fsq = 3.158577019E-3 Iteration: 28 Time: 0.600000 At the end of descur, fsq = 3.132229438E-3 Iteration: 29 Time: 0.620000 At the end of descur, fsq = 3.133401275E-3 Iteration: 30 Time: 0.640000 30 time= 0.639999986 At the end of descur, fsq = 3.233119845E-3 Iteration: 31 Time: 0.660000 At the end of descur, fsq = 3.209908493E-3 Iteration: 32 Time: 0.680000 At the end of descur, fsq = 3.2199712E-3 Iteration: 33 Time: 0.700000 At the end of descur, fsq = 3.213443793E-3 Iteration: 34 Time: 0.720000 At the end of descur, fsq = 3.180035856E-3 Iteration: 35 Time: 0.740000 At the end of descur, fsq = 3.200035077E-3 Iteration: 36 Time: 0.760000 At the end of descur, fsq = 3.121555783E-3 Iteration: 37 Time: 0.780000 At the end of descur, fsq = 3.223473206E-3 Iteration: 38 Time: 0.800000 At the end of descur, fsq = 3.131823847E-3 Iteration: 39 Time: 0.820000 At the end of descur, fsq = 3.153827973E-3 Iteration: 40 Time: 0.840000 40 time= 0.839999974 At the end of descur, fsq = 3.148001852E-3 Iteration: 41 Time: 0.860000 At the end of descur, fsq = 3.037978197E-3 Iteration: 42 Time: 0.880000 At the end of descur, fsq = 3.142275615E-3 Iteration: 43 Time: 0.900000 At the end of descur, fsq = 3.143860959E-3 Iteration: 44 Time: 0.920000 At the end of descur, fsq = 3.214342752E-3 Iteration: 45 Time: 0.940000 At the end of descur, fsq = 3.221070161E-3 Iteration: 46 Time: 0.960000 At the end of descur, fsq = 3.331089392E-3 Iteration: 47 Time: 0.980000 At the end of descur, fsq = 3.748445306E-3 Iteration: 48 Time: 1.000000 At the end of descur, fsq = 3.332811408E-3 Iteration: 49 Time: 1.020000 At the end of descur, fsq = 3.364537843E-3 Iteration: 50 Time: 1.040000 50 time= 1.03999996 At the end of descur, fsq = 3.360323375E-3 Iteration: 51 Time: 1.060000 At the end of descur, fsq = 3.309701569E-3 Iteration: 52 Time: 1.080000 At the end of descur, fsq = 3.277106443E-3 Iteration: 53 Time: 1.100000 At the end of descur, fsq = 3.2630153E-3 Iteration: 54 Time: 1.120000 At the end of descur, fsq = 3.34180193E-3 Iteration: 55 Time: 1.140000 At the end of descur, fsq = 3.310418222E-3 Iteration: 56 Time: 1.160000 At the end of descur, fsq = 3.412365448E-3 Iteration: 57 Time: 1.180000 At the end of descur, fsq = 3.430881537E-3 Iteration: 58 Time: 1.200000 At the end of descur, fsq = 3.679120447E-3 Iteration: 59 Time: 1.220000 At the end of descur, fsq = 3.7087237E-3 Iteration: 60 Time: 1.240000 60 time= 1.23999989 At the end of descur, fsq = 3.571542911E-3 Iteration: 61 Time: 1.260000 At the end of descur, fsq = 3.475391073E-3 Iteration: 62 Time: 1.280000 At the end of descur, fsq = 3.347425722E-3 Iteration: 63 Time: 1.300000 At the end of descur, fsq = 3.241414204E-3 Iteration: 64 Time: 1.320000 At the end of descur, fsq = 3.230753122E-3 Iteration: 65 Time: 1.340000 At the end of descur, fsq = 3.087353427E-3 Iteration: 66 Time: 1.360000 At the end of descur, fsq = 3.981859423E-3 Iteration: 67 Time: 1.380000 At the end of descur, fsq = 3.943657503E-3 Iteration: 68 Time: 1.400000 At the end of descur, fsq = 3.187717404E-3 Iteration: 69 Time: 1.420000 At the end of descur, fsq = 3.012660425E-3 Iteration: 70 Time: 1.440000 70 time= 1.43999994 At the end of descur, fsq = 3.170026466E-3 Iteration: 71 Time: 1.460000 At the end of descur, fsq = 3.335762769E-3 Iteration: 72 Time: 1.480000 At the end of descur, fsq = 4.566885531E-3 Iteration: 73 Time: 1.500000 At the end of descur, fsq = 3.526730696E-3 *************************************************** * * * Z * * Time Zc(m=0) Max-Abs-Deviation* * [sec] [cm] [cm] * * * * 0.2400 -1.1002 0.0007 * * 0.4400 -2.1549 0.0028 * * 0.6400 -1.3278 0.0032 * * 0.8400 -0.9107 0.0031 * * 1.0400 -1.0823 0.0034 * * 1.2400 -1.4645 0.0036 * * 1.4400 0.8301 0.0032 * * * * [max=] 6.9692 0.0063 * * * *************************************************** Scruncher: plot moments data? (y/n): --> enter "S" to set/change direction of B field or current: Scruncher: write moments data to ufiles? (y/n): Doing MDSplus write MdsDisconnect error: ALCDATA-TRANSP.PSFC.MIT.EDU Specify data source: g for GA file; j for JET file; + for MDSplus in, Ufile out; & for MDSplus in & out; I for EFIT INDEX file; (new) A for ASTRA Ufiles; m for {rm,ym} entry; s for MB ufiles; u for Scruncher Ufiles; v for VMOMS {r0,z0,a0,e,d} entry; C for MAST file; x to stop; Scruncher: Enter source designator to proceed : ==>runtrx: scruncher execution successful ==========(runtrx)====================== ==========TRDAT execution=============== date: Tue Mar 17 13:31:13 EDT 2009 ( new-transpgrid.pppl.gov ) (mpi_share_env) process myid= 0 cwd: /local/pshr0013/transp_compute/CMOD/1462 TRDAT Default vn 2.01 18-1-2002 %TRDAT: detected ELVIS_SERVER = "/p/transpgrid/qshare/ElVis/". File /p/transpgrid/qshare/ElVis/ already exists, renamed to /p/transpgrid/qshare/ElVis/~ CTOKNM : Cdir = /local/pshr0013/transp_compute/CMOD/1462/ % DIRECTORY IS /local/pshr0013/transp_compute/CMOD/1462/; TOKAMAK ID SET TO CMOD namelist element value field(s): decimal point(s) inserted: AIMP %mds_setup: setting MDSplus server to: ALCDATA-TRANSP.PSFC.MIT.EDU %mds_setup: server set OK. %mds_setup: MDSplus opening tree: TRANSP 1462 %mds_setup: MDSplus tree open status: 265388041 -----------> entering UF0GET. % UF0DRD WARNING: DIMENSIONALITY OF INPUT FILE = 3 %OK: BTOR_CCW not found, using namelist: nlbccw = T %OK: ITOR_CCW not found, using namelist: nljccw = T %UF0GET -- finished. %datchk: reset MRSTRT to -5 %datchk: restart records once every -5 minutes. Note: nlfsp_server FALSE => nlfsp_species FALSE. Note: nlfsp_server FALSE => nlfsp_psirz FALSE. DATCHK: CHECKING ARRAY DIMENSIONS, SWITCHES, ETC %DATCHK -- UP-DOWN ASYMMETRY DETECTED %DATCHK: NYXINV incremented to be odd: 101 161 %DATCHK: no ECH/ECCD, NLECRF=F, nantech=0 set. %DATCKICH: TORIC-5 solver, with numerical MHD equilibrium geometry. %DATCHK: old style ICH antenna geometry converted: RmjIcha,rmnIcha,thIcha -> RgeoAnt,YgeoAnt ONLY element (1) of each array used! %DATCKICH: copy shared parameters to Antenna # 1 %datckich for TORIC5: increased NICHPSI from 128 to 320 %DATCKA -- CHECKING NON-DEFAULT SPECIFICATIONS FOR AC FILE I/O GIVEN IN NAMELIST CHARACTER DATA ARRAYS "SELOUT" AND "SELAVG" %ASCXFIN -- AC FILE OPERATION COMPLETED SUCCESSFULLY. dummy trdatusub vsn trgdat_check called (OK). dummy trdatusub vsn trgdat_psload called (OK). *UTRCHK: CHECKING TRDAT NAMELIST SPECIFICATIONS. *DDEFIN: SET UP PHYSICS DATA FOR ANALYSIS: TIME RANGE IS TINIT= 1.8000E-01, FTIME= 1.4100E+00 SECONDS. SETSCD - SET SCALAR DATA FOR UPF *UF1GET: PROCESSING "SAW": sawtooth times seconds ---------------- SETTIM - SET UP TIMING INFORMATION FOR UPF *UF1GET: PROCESSING "CUR": plasma current amps ------------------- *UF1GET: PROCESSING "RBZ": [ext. B field] * R Tesla*cm ----------- %SETDFLT: "GAS" INPUT DATA FILE NOT SPECIFIED ==>DEFAULT VALUE SUBSTITUTED, GASFLN = 0.0000E+00 *UF1GET: PROCESSING "NTX": Neutron flux n/sec -------------------- *UF1GET: PROCESSING "VSF": surface voltage volts ----------------- *UF1GET: PROCESSING "ZEF": Zeff ------------------------------- No units check for this signal! *UF3GET: PROCESSING "MRY": Moments boundary cm ------------------- Setmom: Interpolate 3-D MRY bdy moments data for UPF %SETMOM: NMOM = 8 *UF2GET: PROCESSING "BOL": Power radiated W/cm**3 ---------------- %SETRD0: X VECTOR SET FROM UFILE NORMALIZED MINOR RADIUS DATA *UF2GET: PROCESSING "NER": electron density n/cm**3 -------------- %SETRD0: X VECTOR SET FROM UFILE NORMALIZED MINOR RADIUS DATA *UF2GET: PROCESSING "TER": electron temperature eV --------------- %SETRD0: X VECTOR SET FROM UFILE NORMALIZED MINOR RADIUS DATA *UF2GET: PROCESSING "TI2": ion temperature eV -------------------- %SETRD0: X VECTOR SET FROM UFILE NORMALIZED MINOR RADIUS DATA *DDEFIN: Set Plasma Heating parameters :- ========================== -> entering setnbi (neutral beam powers, voltages, etc.) ...setting NBI powers & voltages from namelist. (no neutral beams detected) -> entering setrfp (ICRF powers) SETRFP - SET UP ICRF POWER DATA FOR UPF *UF2GET: PROCESSING "RFP": RF heating data --------------------- _%UF2GET FALLBACK: 1D UFILE INPUT => TIME SERIES F(T) DATA %units check required: fallback to time series. %ICRF on/off times taken from data. %ICRF_ONOFF: ICRF on/off times (s): 7.0075E-01 1.5053E+00 ...setting ICRF frequencies from namelist -> entering setlhp (Lower Hybrid powers) (no Lower Hybrid Antenna Powers detected) -> entering setecp (ECH/ECCD powers) (no ECH/ECCD detected) Zeff vs. time only: Zeff vs. time input data provided. %SETDFLT: "DTG" INPUT DATA FILE NOT SPECIFIED ==>DEFAULT VALUE SUBSTITUTED, DTMAXG = 5.0000E-03 %setmisc -- time dependent geometry timestep enabled (ZOOM is off). %SETDFLT: "DTS" INPUT DATA FILE NOT SPECIFIED ==>DEFAULT VALUE SUBSTITUTED, DT_SOURCES = 5.0000E-03 %setmisc -- time dependent source timestep enabled (ZOOM is off). %SETDFLT: "DTX" INPUT DATA FILE NOT SPECIFIED ==>DEFAULT VALUE SUBSTITUTED, DT_OUTPUT = 5.0000E-03 %setmisc -- time dependent output timestep enabled (ZOOM is off). -------------------------------------------------- %trdat_bdy_check -- checking plasma boundary data and checking plasma boundary is inside vacuum vessel trdat_bdy_check: OK ...min(r_curvature/(Rmax-Rmin)) is: 0.12442682559285854 ...at time t= 1.359999999999961 seconds. ------------> thermal ion ptcl balance summary: Hydrogen (absent) Deuterium NDEFINE=0 NMODEL=1 RC=Tau(p) GF=ZERO Tritium (absent) Helium-3 (absent) Helium-4 (absent) Lithium-6 (absent) Recycling fractions RFRAC are specified. ------------------------------------ Fast ion summary: Beam species: (None) Fusion product species: (None) Minority RF species: H ------------------------------------ ==========(runtrx TRDAT sts = 0)====== ==>runtrx: trdat execution successful will write to mdsplus later ==========LABEL execution=============== date: Tue Mar 17 13:31:21 EDT 2009 ( new-transpgrid.pppl.gov ) ==>runtrx: label execution successful ==========add TF.PLN to MDSplus ======== ==========(runtrx)====================== date: Tue Mar 17 13:31:22 EDT 2009 ( new-transpgrid.pppl.gov ) mds_conopn: option = 4 1462 TRANSP ...connecting to server: ALCDATA-TRANSP.PSFC.MIT.EDU ...tcl("EDIT TRANSP/SHOT=1462") nid = 84 open 1462TF.PLN add_file: 1219 lines - 74 tcl("WRITE") stat = 1 ==========add PH.CDF to MDSplus ======== ==========(runtrx)====================== date: Tue Mar 17 13:31:23 EDT 2009 ( new-transpgrid.pppl.gov ) ==========(runtrx)====================== ==========TRANSP link & load============ ==========(runtrx)====================== date: Tue Mar 17 13:31:23 EDT 2009 ( new-transpgrid.pppl.gov ) --> copy_expert_for: standard expert source copied to: 1462ex.for --> copy_expert_for: up-to-date expert object copied to: 1462ex.o **** uplink 1462tr nolib check_xlibvars: setenv TRLIB_PATH (null) make: `/p/transpgrid/transp_platform/RHEL4/path_64/obj/freeshare/port.o' is up to date. make: `/p/transpgrid/transp_platform/RHEL4/path_64/obj/freeshare/blockd.o' is up to date. make: `/local/pshr0013/transp_compute/CMOD/1462/1462ex.o' is up to date. make: `/p/transpgrid/transp_platform/RHEL4/path_64/obj/transp/subtransp.o' is up to date. make: `/p/transpgrid/transp_platform/RHEL4/path_64/obj/freeshare/fspdata.o' is up to date. csh -f /local/pshr0013/transp_compute/CMOD/1462/1462tr.sh csh/linkload detected: f90 libraries requirement with C/C++ linkage ==>runtrx: TRANSP link successful ==========(runtrx)====================== ==========>runtrx normal exit<========== date: Tue Mar 17 13:31:41 EDT 2009 ( new-transpgrid.pppl.gov )
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042465
Learn About the ADA in Your Local Library To make access to ADA information as easy as a trip to your local library, the Department of Justice, through a grant to the Kansas State Library and the Chief Officers of State Libraries Agencies (COSLA), has sent an ADA Information File containing 35 technical assistance documents to 15,000 libraries across the country. Most libraries have placed the File at the reference desk. The Information File contains the following materials: Law and Regulations Public Law 101-336 The Americans with Disabilities Act of 1990 as enacted by Congress. Title II Regulation The final rule implementing subtitle A of title II of the Americans with Disabilities Act which prohibits discrimination on the basis of disability by public entities. Title III Regulation The final rule implementing title III of the Americans with Disabilities Act which prohibits discrimination on the basis of disability by public accommodations and commercial facilities. Title III Regulation; Transportation Facilities and Accessible Automated Teller Machines (ATM's) (1/18/94) The final rule that amends Appendix A to the Department of Justice regulation implementing title III of the Americans with Disabilities Act by incorporating accessibility guidelines for transportation facilities and by adopting amendments to the reach range requirement for accessible automated teller machines and fare vending machines. Title III Regulation; Detectable Warnings; Joint (4/12/94) The joint final rule that temporarily suspends until July 26, 1996, the requirements in the ADA Standards for Accessible Design for detectable warnings at curb ramps, hazardous vehicular areas, and reflecting pools. Documents Produced by Federal Agencies Technical Assistance Manuals Title I Technical Assistance Manual and Resource Directory A manual developed by the U.S. Equal Employment Opportunity Commission that provides technical information on the employment provisions of the ADA and includes an extensive resource directory of related programs and organizations. Title II Technical Assistance Manual (1993 edition) A manual developed by the U. S. Department of Justice, updated annually, that provides technical information on the title II requirements covering State and local government programs and services. Title III Technical Assistance Manual (1993 edition) A manual developed by the U.S. Department of Justice, updated annually, that provides technical information on the title III requirements covering public accommodations and commercial facilities. Status Report Enforcing the ADA - A Status Report from the U. S. Department of Justice A 17-page report that provides the current status of DOJ's enforcement efforts, including information on litigation, and formal and informal settlement agreements under titles II and III. Questions and Answers ADA Questions and Answers A pamphlet developed jointly by the U.S. Equal Employment Opportunity Commission and the U. S. Department of Justice that contains the most frequently asked questions about titles I, II, and III. Businesses Food Industry ADA Answers for Foodservice Operators A 48-page guide developed under a DOJ grant by the National Restaurant Association and the National Center for Access Unlimited that provides an overview of the title III requirements that affect the food industry. Facilities Survey & Budget Book (Supermarkets) A 22-page survey and budget document developed under a DOJ grant by the Food Marketing Institute that focuses on removal of barriers in supermarkets. Grocery Stores: Access Equals Opportunity A 30-page booklet developed under a DOJ grant by the Council of Better Business Bureaus Foundation that addresses compliance issues under title III for grocery stores. Restaurants & Bars: Access Equals Opportunity A 30-page booklet developed under a DOJ grant by the Council of Better Business Bureaus Foundation that addresses compliance issues under title III for restaurants and bars. Ten Step Action Plan (Supermarkets) A brochure developed under a DOJ grant by the Food Marketing Institute that outlines an action plan to be used by supermarkets in achieving compliance with the ADA. Health Care Facilities ADA: Answers to Questions Most Commonly Asked by Hospitals and Health Care Providers A 12-page brochure developed under a DOJ grant by the National Rehabilitation Hospital that answers the questions most frequently asked by health care providers about their obligations under the ADA. Information for Persons with Disabilities: Access to Public and Private Health Care A brochure developed under a DOJ grant by the National Rehabilitation Hospital that explains the obligations of health care providers under titles II and III. Medical Offices: Access Equals Opportunity A 30-page booklet developed under a DOJ grant by the Council of Better Business Bureaus Foundation that addresses compliance issues under title III for medical and health care facilities. Self-Evaluation Checklist for Health Care Facilities A 44-page checklist developed under a DOJ grant by the American Foundation for the Blind that provides guidance for health care providers in making their services and facilities accessible for persons who are blind, deaf-blind, or visually impaired. Hotels and Motels Accommodating All Guests; The ADA and the Lodging Industry A 70-page guide developed under a DOJ grant by the American Hotel & Motel Association that provides information on the requirements of the ADA as they apply to the lodging industry. Self-Evaluation Checklist for Hotels and Motels A 36-page checklist developed under a DOJ grant by the American Foundation for the Blind that provides guidance for hotels and motels in making their services and facilities accessible for persons who are blind, deaf-blind, or visually impaired. Child Care Child Care Settings and the ADA A two-page fact sheet developed under a DOJ grant by The Arc that provides information on the ADA requirements that apply to child care centers and family day care homes. Other Car Sales & Service: Access Equals Opportunity A 30-page booklet developed under a DOJ grant by the Council of Better Business Bureaus Foundation that addresses compliance issues under title III for automobile dealers, rental establishments, and service stations Fun & Fitness Centers: Access Equals Opportunity A 30-page booklet developed under a DOJ grant by the Council of Better Business Bureaus Foundation that addresses compliance issues under title III for recreation facilities and fitness centers. Retail Stores: Access Equals Opportunity A 30-page booklet developed under a DOJ grant by the Council of Better Business Bureaus Foundation that addresses compliance issues under title III for retail stores. Communication Access Communication and the ADA A four-page fact sheet developed under a DOJ grant by the American Speech-Language-Hearing Association that provides guidance on complying with the ADA requirements for communicating effectively with persons who have hearing or speech impairments. Communication Fact Sheet A two-page fact sheet developed under a DOJ grant by the American Speech-Language-Hearing Association that provides an overview of various communication disabilities and methods that can be used to achieve effective communication. Of Consuming Interest: A Guide to Titles II and III of the ADA for People with Vision Loss A 49-page guide developed under a DOJ grant by the American Foundation for the Blind presented in a questions and answers format that contains information about the ADA for individuals who are blind, deaf-blind, or visually impaired. Testing Accommodations for Persons with Disabilities: A Guide for Licensure, Certification and Credentialing A 20-page manual developed under a DOJ grant by The Association on Higher Education and Disability that is aimed at agencies that administer or utilize tests for licensure, certification, or credentialing. Toward Equal Access: Providing Information Access Services to Blind andVisually Impaired Persons Under the ADA An eight-page booklet developed under a DOJ grant by the National Federation of the Blind that provides information on the ADA requirements for providing written material in formats accessible to persons with vision impairments. State and Local Governments Take Another Look: Police Response to Seizures and Epilepsy A 98-page document developed under a DOJ grant by the Police Executive Research Forum that provides law enforcement personnel with information on howto recognize and respond effectively to a person who has a seizure disorder. Title II Action Guide A guide developed by Adaptive Environments Center, Inc., under a grant from the National Institute on Disability and Rehabilitative Research, U. S. Department of Education, that explains compliance obligations for State and local government programs and services. Resource Lists ADA Nationwide Resources A 43-page document developed under a DOJ grant by the Food Marketing Institute that contains a list of Federal resources, regional centers for technical assistance, State councils that provide information and referral services, private organizations, and a list of publications on disability. Telephone Numbers for ADA Information (U.S. Department of Justice) A list that contains telephone numbers of Federal agencies responsible for providing information about the ADA and organizations funded by the Federal Government to provide ADA information.
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222409
\(202\) 566-5011 FOR IMMEDIATE RELEASE DECEMBER 27, 1976 COME SEE THE GOLD. COME STRIKE A MEDAL AT THE TREASURY DEPARTMENT > Gold bars weighing almost half a ton. > > A press specially designed so visitors may strike their own White > House medal. These fascinating attractions, and much more, are part of the all-new displays in the Exhibit Hall of the Department of the Treasury, 15th and Pennsylvania Avenue, N.W., Mrs. Mary Brooks, Director of the Mint, announced today. The new exhibit opens to the public on Tuesday, January 4, 1977, at 11:00 a.m. > The 30 gold bars of 999.8 fine gold are valued at \$552,790.01, at the > official rate of \$42.22 per fine troy ounce. The bars, containing > 13,092.402 fine troy ounces of gold, weigh approximately one-half ton > and are on display in a unique Cannon Ball vault-type safe. > > An 80-ton hydraulic press has a special triggering attachment to > activate the press to strike a 1-1/2″ pewter medal showing the White > House on the obverse and the Presidential seal on the reverse. > Visitors may purchase the pewter blanks for \$1.00 and strike their > own White House medals---or buy the medals over-the-counter at the > Mint sales counter in the Exhibit Hall. Other brand-new exhibits assembled from agencies within the Treasury Department---such as, the Office of the Secretary, Bureau of the Mint, Bureau of Engraving and Printing, U.S. Treasurer's Office, U.S. Savings Bonds, Internal Revenue Service, U.S. Secret Service, U.S. Customs Service, Comptroller of the Currency and the Bureau of Alcohol, Tobacco and Firearms---include: (Over) > A replica of the first telephone installed in the Treasury Department > in 1877, a private line connected to the White House. Various office > machines, such as an arithmometer and typewriters, in use at the > turn-of-the-century. > > An antique hand-operated currency press. A moonshine still. A replica > of a 1792 screw coin press. A re-creation of an early U.S. Assay > Office where gold miners brought their precious metal discoveries for > testing and purchase by the government. > > An operating Lienhard transfer and engraving machine, showing how > designs are transferred from a copper galvano onto a hub used to make > dies for coins and medals. A galvano plating tank, sculptor's display, > automatic coin weighing machines and 5′ beam bullion balance. > > A movie theater for daily showings of films produced by the Treasury > Department and some of its agencies. Currently showing: "Keys to the > Treasury." "The Granite Lady." "A Day in the Life of Chopper." "One > Time too Often." "Money Talks." > > Currency. Stamps. Coins. Medals. > > And still more graphic and audio-visual displays reflective of the > wide-range of Treasury Department responsibilities and activities. The entrance to the Treasury Exhibit Hall is located on East Executive Avenue, popularly referred to as the Liberty Bell entrance. It is directly across the street from the visitors' entrance to the White House. The Exhibit Hall is open Tuesday through Saturday, 9:30 a.m. to 3:30 p.m. Free admission. \- 2 -
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  ##### Safety Attribute Inspection (SAI) Data Collection Tool ###### 4.1.2 Maintenance Certificate Requirements (AW) # # ELEMENT SUMMARY INFORMATION **Purpose of this Element** (certificate holder's responsibility): +-----------------------------------------------------------------------+ | - To ensure that personnel directly in charge of maintenance, | | preventative maintenance, or alterations are appropriately | | certificated and adequately trained. | +-----------------------------------------------------------------------+ **Objective** (FAA oversight): +-----------------------------------------------------------------------+ | - To determine if the certificate holder\'s Maintenance Certificate | | Requirements process meets all applicable requirements of Title | | 14 of the Code of the Federal Aviation Regulations (14 CFR) and | | FAA policies. | | | | - To determine if the certificate holder\'s Maintenance Certificate | | Requirements process incorporates the safety attributes. | | | | - To identify any shortfalls in the certificate holder\'s | | Maintenance Certificate Requirements process. | +-----------------------------------------------------------------------+ **Specific Instructions**: +-----------------------------------------------------------------------+ | - Intentionally left blank | +-----------------------------------------------------------------------+ # # SUPPLEMENTAL INFORMATION **Specific Regulatory Requirements (SRRs)**: +-----------------------------------------------------------------------+ | - SRRs: | +=======================================================================+ | > 121.135(a)(1) | | > | | > 121.135(b)(1) | | > | | > 121.135(b)(2) | | > | | > 121.135(b)(3) | | > | | > 121.371(a) | | > | | > 121.375 | | > | | > 121.378(a) | | > | | > 121.378(b) | | > | | > 121.383(a)(1) | | > | | > 121.709(b)(3) | +-----------------------------------------------------------------------+ **Related CFRs & FAA Policy/Guidance**: +-----------------------------------------------------------------------+ | - Related CFRs: | +=======================================================================+ | > Intentionally left blank | +-----------------------------------------------------------------------+ +-----------------------------------------------------------------------+ | - FAA Policy/Guidance: | +=======================================================================+ | > Intentionally Left Blank | +-----------------------------------------------------------------------+ +---+-------------------------------------------------------------------+ | * | | | * | | | S | | | A | | | I | | | S | | | e | | | c | | | t | | | i | | | o | | | n | | | 1 | | | | | | - | | | P | | | r | | | o | | | c | | | e | | | d | | | u | | | r | | | e | | | s | | | A | | | t | | | t | | | r | | | i | | | b | | | u | | | t | | | e | | | * | | | * | | +---+-------------------------------------------------------------------+ | * | | | * | 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| | | r | | | e | | | s | | | o | | | u | | | r | | | c | | | e | | | s | | | ( | | | i | | | . | | | e | | | . | | | , | | | p | | | e | | | r | | | s | | | o | | | n | | | n | | | e | | | l | | | , | | | f | | | a | | | c | | | i | | | l | | | i | | | t | | | i | | | e | | | s | | | , | | | e | | | q | | | u | | | i | | | p | | | m | | | e | | | n | | | t | | | , | | | t | | | e | | | c | | | h | | | n | | | i | | | c | | | a | | | l | | | d | | | a | | | t | | | a | | | , | | | e | | | t | | | c | | | . | | | ) | | | . | | +---+-------------------------------------------------------------------+ | # | | | # | | | | | | T | | | a | | | s | | | k | | | s | | +---+-------------------------------------------------------------------+ | | To meet this objective, the inspector must accomplish the | | | following tasks: | +---+-------------------------------------------------------------------+ | 1 | Review the information listed in the Supplemental Information | | \ | section of this DCT. | | . | | +---+-------------------------------------------------------------------+ | 2 | Review the duties and responsibilities for management and other | | \ | personnel identified by the certificate holder who accomplish the | | . | Maintenance Certificate Requirements process. | +---+-------------------------------------------------------------------+ | 3 | Review the certificate holder's Maintenance Certificate | | \ | Requirements process to ensure it contains the policies, | | . | procedures, instructions and information necessary for personnel | | | to perform their duties and responsibilities with a high degree | | | of safety. | +---+-------------------------------------------------------------------+ +---+------------------------------------------------------+-----------+ | # | | | | # | | | | | | | | Q | | | | u | | | | e | | | | s | | | | t | | | | i | | | | o | | | | n | | | | s | | | | | | | +---+------------------------------------------------------+-----------+ | | To meet this objective, the inspector must answer | | | | the following questions: | | +---+------------------------------------------------------+-----------+ | 1 | Does the certificate holder\'s Maintenance | | | \ | Certificate Requirements process meet the specific | | | . | regulatory and FAA policy requirements: | | +---+------------------------------------------------------+-----------+ | 1 | Does the certificate holder specify that each | Yes | | . | person, who is directly in charge of maintenance, | | | 1 | preventive maintenance, or alteration must hold an | No, | | . | appropriate airman certificate? **     ** | Explain | | | | | | | SRRs: 121.378(a); 121.383(a)(1) | | | | | | | | *Related Design JTIs:* | | | | | | | | 1\. Check that the Certificate Holder\'s manual | | | | contains instructions and information personnel who | | | | are directly in charge of maintenance, preventative | | | | maintenance, or alterations, hold an appropriate | | | | airman certificate. | | | | | | | | *Sources:* 121.135(a)(1); 121.378(a) | | | | | | | | *Interfaces:* 1.3.1(AW); 1.3.4(AW); 1.3.6(AW); | | | | 2.1.1(AW); 2.1.1(OP); 4.2.1(AW); 4.4.4(AW) | | +---+------------------------------------------------------+-----------+ | 1 | Does the certificate holder specify that each | Yes | | . | person, who is directly in charge of maintenance, | | | 2 | preventive maintenance, or alterations, be available | No, | | . | for consultation and decision on matters requiring | Explain | | | instruction or decision from higher authority than | | | | that of the persons performing the work? **     ** | | | | | | | | SRRs: 121.378(b) | | | | | | | | *Related Design JTIs:* | | | | | | | | 1\. Check that the Certificate Holder\'s manual | | | | include instructions and information necessary to | | | | allow each person who is \"directly in charge\" to | | | | perform the duty and responsibility to be available | | | | for consultation and decision making regarding | | | | matters requiring instruction or decision from | | | | higher authority than that of the persons performing | | | | the work. | | | | | | | | *Sources:* 121.135(a)(1); 121.378(b) | | | | | | | | *Interfaces:* 1.3.1(AW); 1.3.4(AW); 1.3.6(AW); | | | | 2.1.1(AW); 2.1.1(OP); 4.4.4(AW); 7.1.1(AW); | | | | 7.1.2(AW) | | +---+------------------------------------------------------+-----------+ | 1 | Does the certificate holder specify that each person | Yes | | . | who signs an aircraft log entry must be properly | | | 3 | certificated? **     ** | No, | | . | | Explain | | | SRRs: 121.709(b)(3) | | +---+------------------------------------------------------+-----------+ | 1 | Does the certificate holder specify that each person | Yes | | . | who performs Required Inspections must be | | | 4 | appropriately certificated? **     ** | No, | | . | | Explain | | | SRRs: 121.371(a); 121.378(a) | | | | | | | | *Related Design JTIs:* | | | | | | | | 1\. Check that the Certificate Holder\'s manual | | | | include instructions and information necessary for | | | | each person who is performing required inspections | | | | to hold an appropriate airman certificate. | | | | | | | | *Sources:* 121.135(a)(1); 121.378(a) | | | | | | | | *Interfaces:* 1.3.1(AW); 1.3.4(AW); 1.3.6(AW); | | | | 2.1.1(AW); 2.1.1(OP); 4.2.1(AW); 4.4.4(AW) | | +---+------------------------------------------------------+-----------+ | 1 | Does the certificate holder specify that each person | Yes | | . | who signs the aircraft airworthiness release must be | | | 5 | properly certificated? **     ** | No, | | . | | Explain | | | SRRs: 121.709(b)(3) | | +---+------------------------------------------------------+-----------+ | 1 | Does the certificate holder specify that each person | Yes | | . | who is directly in charge of maintenance must be | | | 6 | adequately trained? **     ** | No, | | . | | Explain | | | SRRs: 121.375 | | | | | | | | *Related Design JTIs:* | | | | | | | | 1\. Check that the Certificate Holder\'s training | | | | program ensures that each person (including | | | | inspection personnel) who determines the adequacy of | | | | work done is fully informed about procedures and | | | | techniques and new equipment in use and is competent | | | | to perform his/her duties. | | | | | | | | *Sources:* 121.375 | | | | | | | | *Interfaces:* 1.3.2(AW); 2.1.1(AW); 2.1.1(OP); | | | | 4.2.1(AW); 4.2.2(AW) | | +---+------------------------------------------------------+-----------+ | 1 | Does the certificate holder\'s Maintenance | Yes | | . | Certificate Requirements process comply with the | | | 7 | related requirements of 14 CFR Part 43.17(c)? | No, | | . | **     ** | Explain | | | | | | | *Related Design JTIs:* | Not | | | | A | | | 1\. Check that the Certificate Holder\'s manual | pplicable | | | include instructions and information for personnel | | | | concerned which permits a person holding a valid | | | | Canadian Department of Transport license (Aircraft | | | | Maintenance Engineer) and appropriate ratings with | | | | respect to a U.S.-registered aircraft located in | | | | Canada, to perform maintenance, preventative | | | | maintenance, alterations and approve the affected | | | | aircraft for return to service. | | | | | | | | *Sources:* 121.135(a)(1); 43.17(c)(1) | | | | | | | | *Interfaces:* 1.1.1(AW); 1.3.1(AW); 1.3.6(AW); | | | | 1.3.7(AW); 2.1.1(AW); 2.1.1(OP) | | | | | | | | 2\. Check that the Certificate Holder\'s manual | | | | include instructions and information for personnel | | | | concerned to permit an Approved Maintenance | | | | Organization (AMO), whose system of quality control | | | | for the maintenance, alteration, and inspection of | | | | aeronautical products has been approved by the | | | | Canadian Department of transport, with respect to a | | | | U.S. - registered aircraft located in Canada or | | | | other U.S. aeronautical products transported to | | | | Canada from the United States, to perform | | | | maintenance, preventative maintenance, alterations | | | | and approve the affected products for return to | | | | service. | | | | | | | | *Sources:* 121.135(a)(1); 43.17(c)(2) | | | | | | | | *Interfaces:* 1.1.1(AW); 1.3.1(AW); 1.3.6(AW); | | | | 1.3.7(AW); 2.1.1(AW); 2.1.1(OP) | | | | | | | | 3\. Check that the Certificate Holder\'s manual | | | | include instructions and information for personnel | | | | concerned to permit a person who is an authorized | | | | employee of a Approved Maintenance Organization | | | | (AMO) performing work for such a company may, with | | | | respect to a U.S. - registered aircraft located in | | | | Canada or other U.S. aeronautical products | | | | transported to Canada from the United States, | | | | perform maintenance, preventative maintenance, | | | | alterations and approve the affected products for | | | | return to service. | | | | | | | | *Sources:* 121.135(b)(1); 43.17(c)(2) | | | | | | | | *Interfaces:* 1.1.1(AW); 1.3.1(AW); 1.3.6(AW); | | | | 1.3.7(AW); 2.1.1(AW); 2.1.1(OP) | | +---+------------------------------------------------------+-----------+ | 2 | Does the certificate holder\'s manual contain | Yes | | \ | general policies for the Maintenance Certificate | | | . | Requirements process that comply with the SRRs? | No, | | | **     ** | Explain | | | | | | | SRRs: 121.135(b)(1) | | +---+------------------------------------------------------+-----------+ | 3 | Does the certificate holder\'s manual reference the | Yes | | \ | appropriate Federal Aviation Regulations listed in | | | . | the Supplemental Information section of this safety | No, | | | attribute inspection (SAI)? **     ** | Explain | | | | | | | SRRs: 121.135(b)(3) | | +---+------------------------------------------------------+-----------+ | 4 | Does the certificate holder\'s manual contain the | Yes | | \ | duties and responsibilities for personnel who will | | | . | accomplish the Maintenance Certificate Requirements | No, | | | process? **     ** | Explain | | | | | | | SRRs: 121.135(b)(2) | | +---+------------------------------------------------------+-----------+ | 5 | Does the certificate holder\'s manual include | Yes | | \ | instructions and information for personnel to meet | | | . | the requirements of the Maintenance Certificate | No, | | | Requirements process? **     ** | Explain | | | | | | | SRRs: 121.135(a)(1); 121.378(a); 121.378(b) | | +---+------------------------------------------------------+-----------+ +---+-------------------------------------------------------------------+ | # | | | # | | | # | | | # | | | | | | S | | | A | | | I | | | | | | S | | | e | | | c | | | t | | | i | | | o | | | n | | | | | | 1 | | | | | | - | | | | | | P | | | r | | | o | | | c | | | e | | | d | | | u | | | r | | | e | | | s | | | | | | A | | | t | | | t | | | r | | | i | | | b | | | u | | | t | | | e | | | | | | * | | | * | | | D | | | r | | | o | | | p | | | - | | | D | | | o | | | w | | | n | | | M | | | e | | | n | | | u | | | * | | | * | | +---+-------------------------------------------------------------------+ | 1 | No procedures, policy, instructions or information specified. | | \ | | | . | | +---+-------------------------------------------------------------------+ | 2 | Procedures or instructions and information do not identify (who, | | \ | what, when, where, how). | | . | | +---+-------------------------------------------------------------------+ | 3 | Procedures, policy or instructions and information do not comply | | \ | with CFR. | | . | | +---+-------------------------------------------------------------------+ | 4 | Procedures, policy or instructions and information do not comply | | \ | with FAA policy and guidance. | | . | | +---+-------------------------------------------------------------------+ | 5 | Procedures, policy or instructions and information do not comply | | \ | with other documentation (e.g., manufacturer\'s data, Jeppesen\'s | | . | Charts, etc.). | +---+-------------------------------------------------------------------+ | 6 | Procedures, policy or instructions and information unclear or | | \ | incomplete. | | . | | +---+-------------------------------------------------------------------+ | 7 | Documentation quality (e.g., unreadable or illegible). | | \ | | | . | | +---+-------------------------------------------------------------------+ | 8 | Procedures, policy or instructions and information inconsistent | | \ | across Certificate Holder manuals (FOM - Flight Operations Manual | | . | to GMM - General Maintenance Manual, etc.). | +---+-------------------------------------------------------------------+ | 9 | Procedures, policy or instructions and information inconsistent | | \ | across media (e.g., paper, microfiche, electronic). | | . | | +---+-------------------------------------------------------------------+ | 1 | Resource requirements incomplete (personnel, facilities, | | 0 | equipment, technical data). | | \ | | | . | | +---+-------------------------------------------------------------------+ | 1 | Other. | | 1 | | | \ | | | . | | +---+-------------------------------------------------------------------+ +---+-------------------------------------------------------------------+ | * | | | * | | | S | | | A | | | I | | | S | | | e | | | c | | | t | | | i | | | o | | | n | | | 2 | | | | | | - | | | C | | | o | | | n | | | t | | | r | | | o | | | l | | | s | | | A | | | t | | | t | | | r | | | i | | | b | | | u | | | t | | | e | | | * | | | * | | +---+-------------------------------------------------------------------+ | * | | | * | | | O | | | b | | | j | | | e | | | c | | | t | | | i | | | v | | | e | | | : | | | * | | | * | | | C | | | o | | | n | | | t | | | r | | | o | | | l | | | s | | | a | | | r | | | e | | | c | | | h | | | e | | | c | | | k | | | s | | | a | | | n | | | d | | | r | | | e | | | s | | | t | | | r | | | a | | | i | | | n | | | t | | | s | | | d | | | e | | | s | | | i | | | g | | | n | | | e | | | d | | | i | | | n | | | t | | | o | | | a | | | p | | | r | | | o | | | c | | | e | | | s | | | s | | | t | | | o | | | e | | | n | | | s | | | u | | | r | | | e | | | a | | | d | | | e | | | s | | | i | | | r | | | e | | | d | | | r | | | e | | | s | | | u | | | l | | | t | | | . | | | T | | | h | | | e | | | q | | | u | | | e | | | s | | | t | | | i | | | o | | | n | | | s | | | i | | | n | | | t | | | h | | | i | | | s | | | s | | | e | | | c | | | t | | | i | | | o | | | n | | | o | | | f | | | t | | | h | | | e | | | D | | | C | | | T | | | a | | | r | | | e | | | d | | | e | | | s | | | i | | | g | | | n | | | e | | | d | | | t | | | o | | | a | | | s | | | s | | | i | | | s | | | t | | | t | | | h | | | e | | | i | | | n | | | s | | | p | | | e | | | c | | | t | | | o | | | r | | | i | | | n | | | d | | | e | | | t | | | e | | | r | | | m | | | i | | | n | | | i | | | n | | | g | | | i | | | f | | | c | | | h | | | e | | | c | | | k | | | s | | | a | | | n | | | d | | | r | | | e | | | s | | | t | | | r | | | a | | | i | | | n | | | t | | | s | | | a | | | r | | | e | | | d | | | e | | | s | | | i | | | g | | | n | | | e | | | d | | | i | | | n | | | t | | | o | | | t | | | h | | | e | | | p | | | r | | | o | | | c | | | e | | | s | | | s | | | t | | | o | | | e | | | n | | | s | | | u | | | r | | | e | | | t | | | h | | | e | | | d | | | e | | | s | | | i | | | r | | | e | | | d | | | r | | | e | | | s | | | u | | | l | | | t | | | i | | | s | | | a | | | c | | | h | | | i | | | e | | | v | | | e | | | d | | | . | | | C | | | o | | | n | | | t | | | r | | | o | | | l | | | s | | | s | | | h | | | o | | | u | | | l | | | d | | | b | | | e | | | w | | | r | | | i | | | t | | | t | | | e | | | n | | | i | | | n | | | t | | | o | | | t | | | h | | | e | | | s | | | y | | | s | | | t | | | e | | | m | | | t | | | o | | | e | | | n | | | s | | | u | | | r | | | e | | | t | | | h | | | a | | | t | | | t | | | h | | | e | | | m | | | o | | | s | | | t | | | i | | | m | | | p | | | o | | | r | | | t | | | a | | | n | | | t | | | p | | | o | | | l | | | i | | | c | | | i | | | e | | | s | | | , | | | p | | | r | | | o | | | c | | | e | | | d | | | u | | | r | | | e | | | s | | | , | | | o | | | r | | | i | | | n | | | s | | | t | | | r | | | u | | | c | | | t | | | i | | | o | | | n | | | s | | | a | | | n | | | d | | | i | | | n | | | f | | | o | | | r | | | m | | | a | | | t | | | i | | | o | | | n | | | w | | | i | | | l | | | l | | | b | | | e | | | f | | | o | | | l | | | l | | | o | | | w | | | e | | | d | | | . | | |   | | | | | | C | | | o | | | n | | | t | | | r | | | o | | | l | | | s | | | m | | | a | | | y | | | b | | | e | | | i | | | n | | | t | | | h | | | e | | | f | | | o | | | r | | | m | | | o | | | f | | | a | | | d | | | m | | | i | | | n | | | i | | | s | | | t | | | r | | | a | | | t | | | i | | | v | | | e | | | c | | | o | | | n | | | t | | | r | | | o | | | l | | | s | | | , | | | w | | | h | | | i | | | c | | | h | | | a | | | r | | | e | | | s | | | e | | | c | | | o | | | n | | | d | | | a | | | r | | | y | | | o | | | r | | | s | | | u | | | p | | | p | | | l | | | e | | | m | | | e | | | n | | | t | | | a | | | l | | | w | | | r | | | i | | | t | | | t | | | e | | | n | | | p | | | r | | | o | | | c | | | e | | | d | | | u | | | r | | | e | | | s | | | . | | | L | | | i | | | k | | | e | | | w | | | r | | | i | | | t | | | t | | | e | | | n | | | p | | | r | | | o | | | c | | | e | | | d | | | u | | | r | | | e | | | s | | | , | | | a | | | d | | | m | | | i | | | n | | | i | | | s | | | t | | | r | | | a | | | t | | | i | | | v | | | e | | | c | | | o | | | n | | | t | | | r | | | o | | | l | | | s | | | a | | | l | | | s | | | o | | | n | | | e | | | e | | | d | | | t | | | o | | | p | | | r | | | o | | | v | | | i | | | d | | | e | | | a | | | n | | | s | | | w | | | e | | | r | | | s | | | t | | | o | | | q | | | u | | | e | | | s | | | t | | | i | | | o | | | n | | | s | | | r | | | e | | | g | | | a | | | r | | | d | | | i | | | n | | | g | | | w | | | h | | | o | | | , | | | w | | | h | | | a | | | t | | | , | | | w | | | h | | | e | | | n | | | , | | | w | | | h | | | e | | | r | | | e | | | , | | | a | | | n | | | d | | | h | | | o | | | w | | | . | | | C | | | o | | | n | | | t | | | r | | | o | | | l | | | s | | | m | | | a | | | y | | | a | | | l | | | s | | | o | | | b | | | e | | | i | | | n | | | t | | | h | | | e | | | f | | | o | | | r | | | m | | | o | | | f | | | e | | | n | | | g | | | i | | | n | | | e | | | e | | | r | | | e | | | d | | | c | | | o | | | n | | | t | | | r | | | o | | | l | | | s | | | , | | | s | | | u | | | c | | | h | | | a | | | s | | | a | | | u | | | t | | | o | | | m | | | a | | | t | | | e | | | d | | | f | | | e | | | a | | | t | | | u | | | r | | | e | | | s | | | o | | | r | | | m | | | e | | | c | | | h | | | a | | | n | | | i | | | c | | | a | | | l | | | a | | | c | | | t | | | i | | | o | | | n | | | s | | | o | | | r | | | d | | | e | | | v | | | i | | | c | | | e | | | s | | | ( | | | i | | | . | | | e | | | . | | | , | | | s | | | a | | | f | | | e | | | t | | | y | | | d | | | e | | | v | | | i | | | c | | | e | | | s | | | , | | | w | | | a | | | r | | | n | | | i | | | n | | | g | | | d | | | e | | | v | | | i | | | c | | | e | | | s | | | , | | | e | | | t | | | c | | | . | | | ) | | | . | | +---+-------------------------------------------------------------------+ | # | | | # | | | | | | T | | | a | | | s | | | k | | | s | | +---+-------------------------------------------------------------------+ | | To meet this objective, the inspector must accomplish the | | | following tasks: | +---+-------------------------------------------------------------------+ | 1 | Review the control questions below. | | \ | | | . | | +---+-------------------------------------------------------------------+ | 2 | Review the certificate holder\'s policies, procedures, | | \ | instructions, and information to gain an understanding of the | | . | controls that it has documented. | +---+-------------------------------------------------------------------+ +---+------------------------------------------------------+-----------+ | # | | | | # | | | | | | | | Q | | | | u | | | | e | | | | s | | | | t | | | | i | | | | o | | | | n | | | | s | | | +---+------------------------------------------------------+-----------+ | | To meet this objective, the inspector must answer | | | | the following questions: | | +---+------------------------------------------------------+-----------+ | 1 | Are the following controls built into the | | | \ | Maintenance Certificate Requirements process: | | | . | | | +---+------------------------------------------------------+-----------+ | 1 | Is there a control or controls in place to ensure | Yes | | . | that personnel, directly in charge of maintenance, | | | 1 | are available for consultation when supervising | No, | | . | personnel? **     ** | Explain | +---+------------------------------------------------------+-----------+ | 1 | Is there a control or controls in place to ensure | Yes | | . | that personnel directly in charge of maintenance are | | | 2 | adequately trained? **     ** | No, | | . | | Explain | +---+------------------------------------------------------+-----------+ | 1 | Is there a control or controls in place to ensure | Yes | | . | that personnel directly in charge of maintenance are | | | 3 | appropriately certificated? **     ** | No, | | . | | Explain | +---+------------------------------------------------------+-----------+ | 1 | Is there a control or controls in place to ensure | Yes | | . | that required inspection items are performed by an | | | 4 | authorized and appropriately certificated airman? | No, | | . | **     ** | Explain | +---+------------------------------------------------------+-----------+ | 1 | Is there a control or controls in place to ensure | Yes | | . | that aircraft airworthiness releases are signed by | | | 5 | an authorized and properly certificated airman? | No, | | . | **     ** | Explain | +---+------------------------------------------------------+-----------+ | 1 | Is there a control or controls in place to ensure | Yes | | . | that aircraft log entries are signed by an | | | 6 | authorized and properly certificated airman? | No, | | . | **     ** | Explain | +---+------------------------------------------------------+-----------+ | 2 | Does the certificate holder have a documented method | Yes | | \ | for assessing the impact of any changes made to the | | | . | controls in the Maintenance Certificate Requirements | No, | | | process? **     ** | Explain | +---+------------------------------------------------------+-----------+ +---+-------------------------------------------------------------------+ | # | | | # | | | # | | | # | | | | | | S | | | A | | | I | | | | | | S | | | e | | | c | | | t | | | i | | | o | | | n | | | | | | 2 | | | | | | - | | | | | | C | | | o | | | n | | | t | | | r | | | o | | | l | | | s | | | | | | A | | | t | | | t | | | r | | | i | | | b | | | u | | | t | | | e | | | | | | * | | | * | | | D | | | r | | | o | | | p | | | - | | | D | | | o | | | w | | | n | | | M | | | e | | | n | | | u | | | * | | | * | | +---+-------------------------------------------------------------------+ | 1 | No controls specified. | | \ | | | . | | +---+-------------------------------------------------------------------+ | 2 | Documentation for the controls do not identify (who, what, when, | | \ | where, how). | | . | | +---+-------------------------------------------------------------------+ | 3 | Controls incomplete. | | \ | | | . | | +---+-------------------------------------------------------------------+ | 4 | Controls could be circumvented. | | \ | | | . | | +---+-------------------------------------------------------------------+ | 5 | Controls could be unenforceable. | | \ | | | . | | +---+-------------------------------------------------------------------+ | 6 | Resource requirements incomplete (personnel, facilities, | | \ | equipment, technical data). | | . | | +---+-------------------------------------------------------------------+ | 7 | Other. | | \ | | | . | | +---+-------------------------------------------------------------------+ +---+-------------------------------------------------------------------+ | * | | | * | | | S | | | A | | | I | | | S | | | e | | | c | | | t | | | i | | | o | | | n | | | 3 | | | | | | - | | | P | | | r | | | o | | | c | | | e | | | s | | | s | | | M | | | e | | | a | | | s | | | u | | | r | | | e | | | m | | | e | | | n | | | t | | | A | | | t | | | t | | | r | | | i | | | b | | | u | | | t | | | e | | | * | | | * | | +---+-------------------------------------------------------------------+ | * | | | * | | | O | | | b | | | j | | | e | | | c | | | t | | | i | | | v | | | e | | | : | | | * | | | * | | | P | | | r | | | o | | | c | | | e | | | s | | | s | | | m | | | e | | | a | | | s | | | u | | | r | | | e | | | m | | | e | | | n | | | t | | | s | | | a | | | r | | | e | | | u | | | s | | | e | | | d | | | b | | | y | | | t | | | h | | | e | | | c | | | e | | | r | | | t | | | i | | | f | | | i | | | c | | | a | | | t | | | e | | | h | | | o | | | l | | | d | | | e | | | r | | | t | | | o | | | m | | | e | | | a | | | s | | | u | | | r | | | e | | | a | | | n | | | d | | | t | | | o | | | a | | | s | | | s | | | e | | | s | | | s | | | i | | | t | | | s | | | p | | | r | | | o | | | c | | | e | | | s | | | s | | | e | | | s | | | , | | | t | | | o | | | i | | | d | | | e | | | n | | | t | | | i | | | f | | | y | | | a | | | n | | | d | | | t | | | o | | | c | | | o | | | r | | | r | | | e | | | c | | | t | | | p | | | r | | | o | | | b | | | l | | | e | | | m | | | s | | | o | | | r | | | p | | | o | | | t | | | e | | | n | | | t | | | i | | | a | | | l | | | p | | | r | | | o | | | b | | | l | | | e | | | m | | | s | | | , | | | a | | | n | | | d | | | t | | | o | | | m | | | a | | | k | | | e | | | i | | | m | | | p | | | r | | | o | | | v | | | e | | | m | | | e | | | n | | | t | | | s | | | t | | | o | | | t | | | h | | | e | | | p | | | r | | | o | | | c | | | e | | | s | | | s | | | e | | | s | | | . | | | T | | | h | | | e | | | q | | | u | | | e | | | s | | | t | | | i | | | o | | | n | | | s | | | i | | | n | | | t | | | h | | | i | | | s | | | s | | | e | | | c | | | t | | | i | | | o | | | n | | | o | | | f | | | t | | | h | | | e | | | D | | | C | | | T | | | a | | | r | | | e | | | d | | | e | | | s | | | i | | | g | | | n | | | e | | | d | | | t | | | o | | | a | | | s | | | s | | | i | | | s | | | t | | | t | | | h | | | e | | | i | | | n | | | s | | | p | | | e | | | c | | | t | | | o | | | r | | | i | | | n | | | d | | | e | | | t | | | e | | | r | | | m | | | i | | | n | | | i | | | n | | | g | | | i | | | f | | | t | | | h | | | e | | | c | | | e | | | r | | | t | | | i | | | f | | | i | | | c | | | a | | | t | | | e | | | h | | | o | | | l | | | d | | | e | | | r | | | m | | | e | | | a | | | s | | | u | | | r | | | e | | | s | | | o | | | r | | | a | | | s | | | s | | | e | | | s | | | s | | | e | | | s | | | i | | | n | | | f | | | o | | | r | | | m | | | a | | | t | | | i | | | o | | | n | | | t | | | o | | | i | | | d | | | e | | | n | | | t | | | i | | | f | | | y | | | , | | | a | | | n | | | a | | | l | | | y | | | z | | | e | | | , | | | a | | | n | | | d | | | d | | | o | | | c | | | u | | | m | | | e | | | n | | | t | | | p | | | o | | | t | | | e | | | n | | | t | | | i | | | a | | | l | | | p | | | r | | | o | | | b | | | l | | | e | | | m | | | s | | | w | | | i | | | t | | | h | | | t | | | h | | | e | | | p | | | r | | | o | | | c | | | e | | | s | | | s | | | . | | | P | | | r | | | o | | | c | | | e | | | s | | | s | | | m | | | e | | | a | | | s | | | u | | | r | | | e | | | m | | | e | | | n | | | t | | | s | | | a | | | r | | | e | | | a | | | c | | | e | | | r | | | t | | | i | | | f | | | i | | | c | | | a | | | t | | | e | | | h | | | o | | | l | | | d | | | e | | | r | | | \ | | | ' | | | s | | | i | | | n | | | t | | | e | | | r | | | n | | | a | | | l | | | e | | | v | | | a | | | l | | | u | | | a | | | t | | | i | | | o | | | n | | | o | | | r | | | a | | | u | | | d | | | i | | | t | | | i | | | n | | | g | | | o | | | f | | | t | | | h | | | e | | | m | | | o | | | s | | | t | | | i | | | m | | | p | | | o | | | r | | | t | | | a | | | n | | | t | | | p | | | o | | | l | | | i | | | c | | | i | | | e | | | s | | | , | | | p | | | r | | | o | | | c | | | e | | | d | | | u | | | r | | | e | | | s | | | , | | | o | | | r | | | i | | | n | | | s | | | t | | | r | | | u | | | c | | | t | | | i | | | o | | | n | | | s | | | a | | | n | | | d | | | i | | | n | | | f | | | o | | | r | | | m | | | a | | | t | | | i | | | o | | | n | | | a | | | s | | | s | | | o | | | c | | | i | | | a | | | t | | | e | | | d | | | w | | | i | | | t | | | h | | | a | | | n | | | e | | | l | | | e | | | m | | | e | | | n | | | t | | | . | | |   | | | | | | T | | | o | | | p | | | r | | | e | | | v | | | e | | | n | | | t | | | t | | | h | | | e | | | d | | | u | | | p | | | l | | | i | | | c | | | a | | | t | 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| | \ | | | ' | | | s | | | s | | | a | | | f | | | e | | | t | | | y | | | p | | | r | | | o | | | g | | | r | | | a | | | m | | | / | | | i | | | n | | | t | | | e | | | r | | | n | | | a | | | l | | | e | | | v | | | a | | | l | | | u | | | a | | | t | | | i | | | o | | | n | | | p | | | r | | | o | | | g | | | r | | | a | | | m | | | ( | | | f | | | o | | | r | | | o | | | p | | | e | | | r | | | a | | | t | | | i | | | o | | | n | | | s | | | a | | | n | | | d | | | c | | | a | | | b | | | i | | | n | | | s | | | a | | | f | | | e | | | t | | | y | | | r | | | e | | | l | | | a | | | t | | | e | | | d | | | i | | | s | | | s | | | u | | | e | | | s | | | ) | | | a | | | n | | | d | | | t | | | h | | | e | | | a | | | u | | | d | | | i | | | t | | | i | | | n | | | g | | | f | | | u | | | n | | | c | | | t | | | i | | | o | | | n | | | o | | | f | | | t | | | h | | | e | | | C | | | o | | | n | | | t | | | i | | | n | | | u | | | o | | | u | | | s | | | A | | | n | | | a | | | l | | | y | | | s | | | i | | | s | | | a | | | n | | | d | | | S | | | u | | | r | | | v | | | e | | | i | | | l | | | l | | | a | | | n | | | c | | | e | | | S | | | y | | | s | | | t | | | e | | | m | | | ( | | | f | | | o | | | r | | | a | | | i | | | r | | | w | | | o | | | r | | | t | | | h | | | i | | | n | | | e | | | s | | | s | | | o | | | r | | | m | | | a | | | i | | | n | | | t | | | e | | | n | | | a | | | n | | | c | | | e | | | / | | | i | | | n | | | s | | | p | | | e | | | c | | | t | | | i | | | o | | | n | | | r | | | e | | | l | | | a | | | t | | | e | | | d | | | i | | | s | | | s | | | u | | | e | | | s | | | ) | | | . | | | T | | | h | | | e | | | d | | | i | | | r | | | e | | | c | | | t | | | o | | | r | | | o | | | f | | | s | | | a | | | f | | | e | | | t | | | y | | | a | | | n | | | d | | | t | | | h | | | e | | | q | | | u | | | a | | | l | | | i | | | t | | | y | | | a | | | s | | | s | | | u | | | r | | | a | | | n | | | c | | | e | | | d | | | e | | | p | | | a | | | r | | | t | | | m | | | e | | | n | | | t | | | o | | | f | | | t | | | e | | | n | | | w | | | o | | | r | | | k | | | t | | | o | | | g | | | e | | | t | | | h | | | e | | | r | | | t | | | o | | | a | | | c | | | c | | | o | | | m | | | p | | | l | | | i | | | s | | | h | | | t | | | h | | | i | | | s | | | f | | | u | | | n | | | c | | | t | | | i | | | o | | | n | | | f | | | o | | | r | | | t | | | h | | | e | | | c | | | e | | | r | | | t | | | i | | | f | | | i | | | c | | | a | | | t | | | e | | | h | | | o | | | l | | | d | | | e | | | r | | | . | | | T | | | h | | | i | | | s | | | a | | | p | | | p | | | r | | | o | | | a | | | c | | | h | | | r | | | e | | | q | | | u | | | i | | | r | | | e | | | s | | | a | | | m | | | e | | | n | | | d | | | m | | | e | | | n | | | t | | | o | | | f | | | t | | | h | | | e | | | s | | | a | | | f | | | e | | | t | | | y | | | p | | | r | | | o | | | g | | | r | | | a | | | m | | | / | | | i | | | n | | | t | | | e | | | r | | | n | | | a | | | l | | | e | | | v | | | a | | | l | | | u | | | a | | | t | | | i | | | o | | | n | | | p | | | r | | | o | | | g | | | r | | | a | | | m | | | a | | | u | | | d | | | i | | | t | | | f | | | o | | | r | | | m | | | s | | | o | | | r | | | c | | | h | | | e | | | c | | | k | | | l | | | i | | | s | | | t | | | s | | | a | | | n | | | d | | | t | | | h | | | e | | | C | | | o | | | n | | | t | | | i | | | n | | | u | | | o | | | u | | | s | | | A | | | n | | | a | | | l | | | y | | | s | | | i | | | s | | | a | | | n | | | d | | | S | | | u | | | r | | | v | | | e | | | i | | | l | | | l | | | a | | | n | | | c | | | e | | | S | | | y | | | s | | | t | | | e | | | m | | | a | | | u | | | d | | | i | | | t | | | f | | | o | | | r | | | m | | | s | | | o | | | r | | | c | | | h | | | e | | | c | | | k | | | l | | | i | | | s | | | t | | | s | | | t | | | o | | | i | | | n | | | c | | | l | | | u | | | d | | | e | | | t | | | h | | | e | | | s | | | p | | | e | | | c | | | i | | | f | | | i | | | c | | | p | | | r | | | o | | | c | | | e | | | s | | | s | | | m | | | e | | | a | | | s | | | u | | | r | | | e | | | m | | | e | | | n | | | t | | | s | | | f | | | o | | | r | | | e | | | a | | | c | | | h | | | e | | | l | | | e | | | m | | | e | | | n | | | t | | | . | | +---+-------------------------------------------------------------------+ | # | | | # | | | | | | T | | | a | | | s | | | k | | | s | | +---+-------------------------------------------------------------------+ | | To meet this objective, the inspector must accomplish the | | | following tasks: | +---+-------------------------------------------------------------------+ | 1 | Review the process measurement questions below. | | \ | | | . | | +---+-------------------------------------------------------------------+ | 2 | Review the certificate holder\'s policies, procedures, | | \ | instructions, and information to gain an understanding of the | | . | process measurements that it has documented. | +---+-------------------------------------------------------------------+ +---+------------------------------------------------------+-----------+ | # | | | | # | | | | | | | | Q | | | | u | | | | e | | | | s | | | | t | | | | i | | | | o | | | | n | | | | s | | | +---+------------------------------------------------------+-----------+ | | To meet this objective, the inspector must answer | | | | the following questions: | | +---+------------------------------------------------------+-----------+ | 1 | Does the certificate holder\'s Maintenance | | | \ | Certificate Requirements process include the | | | . | following process measurements: | | +---+------------------------------------------------------+-----------+ | 1 | Is there a process measurement or process | Yes | | . | measurements that would identify if personnel | | | 1 | directly in charge of maintenance were not available | No, | | . | for consultation when supervising personnel? | Explain | | | **     ** | | +---+------------------------------------------------------+-----------+ | 1 | Is there a process measurement or process | Yes | | . | measurements that would identify if personnel | | | 2 | directly in charge of maintenance were not | No, | | . | adequately trained? **     ** | Explain | +---+------------------------------------------------------+-----------+ | 1 | Is there a process measurement or process | Yes | | . | measurements that would identify if personnel | | | 3 | directly in charge of maintenance were not | No, | | . | appropriately certificated? **     ** | Explain | +---+------------------------------------------------------+-----------+ | 1 | Is there a process measurement or process | Yes | | . | measurements that would identify if required | | | 4 | inspection items were not performed by appropriately | No, | | . | certificated and authorized personnel? **     ** | Explain | +---+------------------------------------------------------+-----------+ | 1 | Is there a process measurement or process | Yes | | . | measurements that would identify if aircraft | | | 5 | airworthiness releases were not signed by | No, | | . | appropriately certificated and authorized personnel? | Explain | | | **     ** | | +---+------------------------------------------------------+-----------+ | 1 | Is there a process measurement or process | Yes | | . | measurements that would identify if aircraft log | | | 6 | entries were not signed by appropriately | No, | | . | certificated and authorized personnel? **     ** | Explain | +---+------------------------------------------------------+-----------+ | 2 | Is there a process measurement or process | Yes | | \ | measurements that would reveal if the certificate | | | . | holder s policy, procedures, instructions, and | No, | | | information were not followed? **     ** | Explain | +---+------------------------------------------------------+-----------+ | 3 | Does the certificate holder document its process | Yes | | \ | measurement methods and results? **     ** | | | . | | No, | | | | Explain | +---+------------------------------------------------------+-----------+ | 4 | Does the certificate holder use its process | Yes | | \ | measurement results to improve its programs? | | | . | **     ** | No, | | | | Explain | +---+------------------------------------------------------+-----------+ | 5 | Does the organization that conducts the process | Yes | | \ | measurements have direct access to the person with | | | . | the responsibility for the Maintenance Certificate | No, | | | Requirements process? **     ** | Explain | +---+------------------------------------------------------+-----------+ +---+-------------------------------------------------------------------+ | # | | | # | | | # | | | # | | | | | | S | | | A | | | I | | | | | | S | | | e | | | c | | | t | | | i | | | o | | | n | | | | | | 3 | | | | | | - | | | | | | P | | | r | | | o | | | c | | | e | | | s | | | s | | | | | | M | | | e | | | a | | | s | | | u | | | r | | | e | | | m | | | e | | | n | | | t | | | | | | A | | | t | | | t | | | r | | | i | | | b | | | u | | | t | | | e | | | | | | * | | | * | | | D | | | r | | | o | | | p | | | - | | | D | | | o | | | w | | | n | | | M | | | e | | | n | | | u | | | * | | | * | | +---+-------------------------------------------------------------------+ | 1 | No process measurements specified. | | \ | | | . | | +---+-------------------------------------------------------------------+ | 2 | Documentation for the process measurements does not identify | | \ | (who, what, when, where, how). | | . | | +---+-------------------------------------------------------------------+ | 3 | Inability to identify negative findings. | | \ | | | . | | +---+-------------------------------------------------------------------+ | 4 | No provisions for implementing corrective actions. | | \ | | | . | | +---+-------------------------------------------------------------------+ | 5 | Ineffective follow-up to determine effectiveness of corrective | | \ | actions. | | . | | +---+-------------------------------------------------------------------+ | 6 | Resources requirements (personnel, facilities, equipment, | | \ | technical data). | | . | | +---+-------------------------------------------------------------------+ | 7 | Other. | | \ | | | . | | +---+-------------------------------------------------------------------+ +---+-------------------------------------------------------------------+ | * | | | * | | | S | | | A | | | I | | | S | | | e | | | c | | | t | | | i | | | o | | | n | | | 4 | | | | | | - | | | I | | | n | | | t | | | e | | | r | | | f | | | a | | | c | | | e | | | s | | | A | | | t | | | t | | | r | | | i | | | b | | | u | | | t | | | e | | | * | | | * | | +---+-------------------------------------------------------------------+ | * | | | * | | | O | | | b | | | j | | | e | | | c | | | t | | | i | | | v | | | e | | | : | | | * | | | * | | | I | | | n | | | t | | | e | | | r | | | f | | | a | | | c | | | e | | | s | | | a | | | r | | | e | | | u | | | s | | | e | | | d | | | b | | | y | | | t | | | h | | | e | | | c | | | e | | | r | | | t | | | i | | | f | | | i | | | c | | | a | | | t | | | e | | | h | | | o | | | l | | | d | | | e | | | r | | | t | | | o | | | i | | | d | | | e | | | n | | | t | | | i | | | f | | | y | | | a | | | n | | | d | | | m | | | a | | | n | | | a | | | g | | | e | | | t | | | h | | | e | | | i | | | n | | | t | | | e | | | r | | | a | | | c | | | t | | | i | | | o | | | n | | | s | | | b | | | e | | | t | | | w | | | e | | | e | | | n | | | p | | | r | | | o | | | c | | | e | | | s | | | s | | | e | | | s | | | . | | | T | | | h | | | e | | | q | | | u | | | e | | | s | | | t | | | i | | | o | | | n | | | s | | | i | | | n | | | t | | | h | | | i | | | s | | | s | | | e | | | c | | | t | | | i | | | o | | | n | | | o | | | f | | | t | | | h | | | e | | | D | | | C | | | T | | | a | | | r | | | e | | | d | | | e | | | s | | | i | | | g | | | n | | | e | | | d | | | t | | | o | | | a | | | s | | | s | | | i | | | s | | | t | | | t | | | h | | | e | | | i | | | n | | | s | | | p | | | e | | | c | | | t | | | o | | | r | | | i | | | n | | | d | | | e | | | t | | | e | | | r | | | m | | | i | | | n | | | i | | | n | | | g | | | w | | | h | | | e | | | t | | | h | | | e | | | r | | | o | | | r | | | n | | | o | | | t | | | i | | | n | | | t | | | e | | | r | | | a | | | c | | | t | | | i | | | o | | | n | | | s | | | b | | | e | | | t | | | w | | | e | | | e | | | n | | | t | | | h | | | e | | | p | | | o | | | l | | | i | | | c | | | i | | | e | | | s | | | , | | | p | | | r | | | o | | | c | | | e | | | d | | | u | | | r | | | e | | | s | | | , | | | o | | | r | | | i | | | n | | | s | | | t | | | r | | | u | | | c | | | t | | | i | | | o | | | n | | | s | | | a | | | n | | | d | | | i | | | n | | | f | | | o | | | r | | | m | | | a | | | t | | | i | | | o | | | n | | | a | | | s | | | s | | | o | | | c | | | i | | | a | | | t | | | e | | | d | | | w | | | i | | | t | | | h | | | o | | | t | | | h | | | e | | | r | | | i | | | n | | | d | | | e | | | p | | | e | | | n | | | d | | | e | | | n | | | t | | | p | | | r | | | o | | | c | | | e | | | s | | | s | | | e | | | s | | | w | | | i | | | t | | | h | | | i | | | n | | | t | | | h | | | e | | | c | | | e | | | r | | | t | | | i | | | f | | | i | | | c | | | a | | | t | | | e | | | h | | | o | | | l | | | d | | | e | | | r | | | \ | | | ' | | | s | | | o | | | r | | | g | | | a | | | n | | | i | | | z | | | a | | | t | | | i | | | o | | | n | | | a | | | r | | | e | | | d | | | o | | | c | | | u | | | m | | | e | | | n | | | t | | | e | | | d | | | . | | | W | | | r | | | i | | | t | | | t | | | e | | | n | | | p | | | o | | | l | | | i | | | c | | | i | | | e | | | s | | | , | | | p | | | r | | | o | | | c | | | e | | | d | | | u | | | r | | | e | | | s | | | , | | | o | | | r | | | i | | | n | | | s | | | t | | | r | | | u | | | c | | | t | | | i | | | o | | | n | | | s | | | a | | | n | | | d | | | i | | | n | | | f | | | o | | | r | | | m | | | a | | | t | | | i | | | o | | | n | | | t | | | h | | | a | | | t | | | a | | | r | | | e | | | i | | | n | | | t | | | e | | | r | | | r | | | e | | | l | | | a | | | t | | | e | | | d | | | a | | | n | | | d | | | l | | | o | | | c | | | a | | | t | | | e | | | d | | | i | | | n | | | d | | | i | | | f | | | f | | | e | | | r | | | e | | | n | | | t | | | a | | | r | | | e | | | a | | | s | | | w | | | i | | | t | | | h | | | i | | | n | | | t | | | h | | | e | | | c | | | e | | | r | | | t | | | i | | | f | | | i | | | c | | | a | | | t | | | e | | | h | | | o | | | l | | | d | | | e | | | r | | | \ | | | ' | | | s | | | s | | | y | | | s | | | t | | | e | | | m | | | m | | | u | | | s | | | t | | | b | | | e | | | c | | | o | | | n | | | s | | | i | | | s | | | t | | | e | | | n | | | t | | | a | | | n | | | d | | | c | | | o | | | m | | | p | | | l | | | e | | | m | | | e | | | n | | | t | | | e | | | a | | | c | | | h | | | o | | | t | | | h | | | e | | | r | | | . | | | F | | | o | | | r | | | t | | | h | | | e | | | i | | | n | | | t | | | e | | | r | | | f | | | a | | | c | | | e | | | s | | | t | | | o | | | b | | | e | | | e | | | f | | | f | | | e | | | c | | | t | | | i | | | v | | | e | | | l | | | y | | | m | | | a | | | n | | | a | | | g | | | e | | | d | | | , | | | t | | | h | | | e | | | c | | | e | | | r | | | t | | | i | | | f | | | i | | | c | | | a | | | t | | | e | | | h | | | o | | | l | | | d | | | e | | | r | | | \ | | | ' | | | s | | | s | | | y | | | s | | | t | | | e | | | m | | | s | | | h | | | o | | | u | | | l | | | d | | | i | | | d | | | e | | | n | | | t | | | i | | | f | | | y | | | a | | | n | | | d | | | d | | | o | | | c | | | u | | | m | | | e | | | n | | | t | | | t | | | h | | | e | | | | | | i | | | n | | | t | | | e | | | r | | | f | | | a | | | c | | | e | | | s | | | . | | +---+-------------------------------------------------------------------+ | # | | | # | | | | | | T | | | a | | | s | | | k | | | s | | +---+-------------------------------------------------------------------+ | | To meet this objective, the inspector must accomplish the | | | following tasks: | +---+-------------------------------------------------------------------+ | 1 | Review the interfaces associated with the Maintenance Certificate | | \ | Requirements process that have been identified along with the | | . | individual questions in section 1, Procedures, of this DCT. | +---+-------------------------------------------------------------------+ | 2 | Review the certificate holder\'s policies, procedures, | | \ | instructions, and information to gain an understanding of the | | . | interfaces that it has documented. | +---+-------------------------------------------------------------------+ +---+------------------------------------------------------+-----------+ | # | | | | # | | | | | | | | Q | | | | u | | | | e | | | | s | | | | t | | | | i | | | | o | | | | n | | | | s | | | +---+------------------------------------------------------+-----------+ | | To meet this objective, the inspector must answer | | | | the following questions: | | | | | | | | Note: The design job task items (JTIs) displayed | | | | with the questions in section 1, Procedures, of this | | | | DCT identify potential interfaces (by element | | | | number) for this element. | | +---+------------------------------------------------------+-----------+ | 1 | Does the certificate holder s system properly | Yes | | \ | address the interfaces that are identified along | | | . | with the questions in section 1, Procedures of this | No, | | | DCT? **     ** | Explain | +---+------------------------------------------------------+-----------+ | 2 | Does the certificate holder document a method for | Yes | | \ | assessing the impact of any changes to the | | | . | associated interfaces within the Maintenance | No, | | | Certificate Requirements process? **     ** | Explain | +---+------------------------------------------------------+-----------+ +---+-------------------------------------------------------------------+ | # | | | # | | | # | | | # | | | | | | S | | | A | | | I | | | | | | S | | | e | | | c | | | t | | | i | | | o | | | n | | | | | | 4 | | | | | | - | | | | | | I | | | n | | | t | | | e | | | r | | | f | | | a | | | c | | | e | | | s | | | | | | A | | | t | | | t | | | r | | | i | | | b | | | u | | | t | | | e | | | | | | * | | | * | | | D | | | r | | | o | | | p | | | - | | | D | | | o | | | w | | | n | | | M | | | e | | | n | | | u | | | * | | | * | | +---+-------------------------------------------------------------------+ | 1 | No interfaces specified. | | \ | | | . | | +---+-------------------------------------------------------------------+ | 2 | The following interfaces not identified within the Certificate | | \ | Holder\'s manual system: | | . | | +---+-------------------------------------------------------------------+ | 3 | Interfaces listed are inaccurate. | | \ | | | . | | +---+-------------------------------------------------------------------+ | 4 | Specific location of interfaces not identified within the manual | | \ | system. | | . | | +---+-------------------------------------------------------------------+ | 5 | Other | | \ | | | . | | +---+-------------------------------------------------------------------+ +---+-------------------------------------------------------------------+ | * | | | * | | | S | | | A | | | I | | | S | | | e | | | c | | | t | | | i | | | o | | | n | | | 5 | | | | | | - | | | M | | | a | | | n | | | a | | | g | | | e | | | m | | | e | | | n | | | t | | | R | | | e | | | s | | | p | | | o | | | n | | | s | | | i | | | b | | | i | | | l | | | i | | | t | | | y | | | & | | | A | | | u | | | t | | | h | | | o | | | r | | | i | | | t | | | y | | | A | | | t | | | t | | | r | | | i | | | b | | | u | | | t | | | e | | | s | | | * | | | * | | +---+-------------------------------------------------------------------+ | * | | | * | | | O | | | b | | | j | | | e | | | c | | | t | | | i | | | v | | | e | | | : | | | * | | | * | | | T | | | h | | | e | | | q | | | u | | | e | | | s | | | t | | | i | | | o | | | n | | | s | | | i | | | n | | | t | | | h | | | i | | | s | | | s | | | e | | | c | | | t | | | i | | | o | | | n | | | o | | | f | | | t | | | h | | | e | | | D | | | C | | | T | | | a | | | d | | | d | | | r | | | e | | | s | | | s | | | t | | | h | | | e | | | r | | | e | | | s | | | p | | | o | | | n | | | s | | | i | | | b | | | i | | | l | | | i | | | t | | | y | | | a | | | n | | | d | | | a | | | u | | | t | | | h | | | o | | | r | | | i | | | t | | | y | | | o | | | f | | | t | | | h | | | e | | | p | | | r | | | o | | | c | | | e | | | s | | | s | | | . | | | T | | | h | | | e | | | y | | | a | | | r | | | e | | | d | | | e | | | s | | | i | | | g | | | n | | | e | | | d | 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| | i | | | s | | | a | | | n | | | s | | | w | | | e | | | r | | | a | | | b | | | l | | | e | | | f | | | o | | | r | | | t | | | h | | | e | | | q | | | u | | | a | | | l | | | i | | | t | | | y | | | o | | | f | | | t | | | h | | | e | | | p | | | r | | | o | | | c | | | e | | | s | | | s | | | , | | | a | | | n | | | d | | | h | | | a | | | s | | | t | | | h | | | e | | | a | | | u | | | t | | | h | | | o | | | r | | | i | | | t | | | y | | | t | | | o | | | e | | | s | | | t | | | a | | | b | | | l | | | i | | | s | | | h | | | a | | | n | | | d | | | m | | | o | | | d | | | i | | | f | | | y | | | t | | | h | | | e | | | p | | | r | | | o | | | c | | | e | | | s | | | s | | | . | | | ( | | | T | | | h | | | e | | | p | | | e | | | r | | | s | | | o | | | n | | | w | | | i | | | t | | | h | | | t | | | h | | | e | | | a | | | u | | | t | | | h | | | o | | | r | | | i | | | t | | | y | | | m | | | a | | | y | | | o | | | r | | | m | | | a | | | y | | | n | | | o | | | t | | | b | | | e | | | t | | | h | | | e | | | p | | | e | | | r | | | s | | | o | | | n | | | w | | | i | | | t | | | h | | | t | | | h | | | e | | | r | | | e | | | s | | | p | | | o | | | n | | | s | | | i | | | b | | | i | | | l | | | i | | | t | | | y | | | . | | | ) | | +---+-------------------------------------------------------------------+ | # | | | # | | | | | | T | | | a | | | s | | | k | | | s | | +---+-------------------------------------------------------------------+ | | To meet this objective, the inspector must accomplish the | | | following tasks: | +---+-------------------------------------------------------------------+ | 1 | Identify the person who has overall responsibility for the | | \ | Maintenance Certificate Requirements process. | | . | | +---+-------------------------------------------------------------------+ | 2 | Identify the person who has overall authority for the Maintenance | | \ | Certificate Requirements process. | | . | | +---+-------------------------------------------------------------------+ | 3 | Review the duties and responsibilities of the person(s), | | \ | documented in the certificate holder\'s manual. | | . | | +---+-------------------------------------------------------------------+ | 4 | Review the appropriate organizational chart. | | \ | | | . | | +---+-------------------------------------------------------------------+ +---+------------------------------------------------------+-----------+ | # | | | | # | | | | | | | | Q | | | | u | | | | e | | | | s | | | | t | | | | i | | | | o | | | | n | | | | s | | | +---+------------------------------------------------------+-----------+ | | To meet this objective, the inspector must answer | | | | the following questions: | | +---+------------------------------------------------------+-----------+ | 1 | Does the certificate holder clearly identify who is | Yes | | \ | repsonsible for the quality of the Maintenance | | | . | Certificate Requirements process? **     ** | No, | | | | Explain | | | | | | | | Na | | | | me/Title: | | | | | | | |       | +---+------------------------------------------------------+-----------+ | 2 | Does the certificate holder clearly identify who has | Yes | | \ | authority to establish and modify the policies, | | | . | procedures, instructions, and information for the | No, | | | Maintenance Certificate Requirements process? | Explain | | | **     ** | | | | | Na | | | | me/Title: | | | | | | | |       | +---+------------------------------------------------------+-----------+ | 3 | Does the certificate holder\'s manual include the | Yes | | \ | duties and responsibilities of those who manage the | | | . | work required by the Maintenance Certificate | No, | | | Requirements process? **     ** | Explain | | | | | | | SRRs: 121.135(b)(2) | | +---+------------------------------------------------------+-----------+ | 4 | Does the certificate holder\'s manual include | Yes | | \ | instructions and information for those who manage | | | . | the work required by the Maintenance Certificate | No, | | | Requirements process? **     ** | Explain | | | | | | | SRRs: 121.135(a)(1) | | +---+------------------------------------------------------+-----------+ | 5 | Does the certificate holder clearly and completely | Yes | | \ | document the responsibility for this position? | | | . | **     ** | No, | | | | Explain | +---+------------------------------------------------------+-----------+ | 6 | Does the certificate holder clearly and completely | Yes | | \ | document the authority for this position? **     ** | | | . | | No, | | | | Explain | +---+------------------------------------------------------+-----------+ | 7 | Does the certificate holder clearly and completely | Yes | | \ | document its qualifications standards for the person | | | . | having responsibility for the Maintenance | No, | | | Certificate Requirements process? **     ** | Explain | +---+------------------------------------------------------+-----------+ | 8 | Does the certificate holder clearly and completely | Yes | | \ | document its qualification standards for the person | | | . | having authority to establish and modify the | No, | | | certificate holder\'s policies, procedures, | Explain | | | instructions, and information for the Maintenance | | | | Certificate Requirements process? **     ** | | +---+------------------------------------------------------+-----------+ | 9 | Does the certificate holder clearly and completely | Yes | | \ | document the procedures for delegation of authority | | | . | for the Maintenance Certificate Requirements | No, | | | process? **     ** | Explain | +---+------------------------------------------------------+-----------+ +---+-------------------------------------------------------------------+ | # | | | # | | | # | | | # | | | | | | S | | | A | | | I | | | | | | S | | | e | | | c | | | t | | | i | | | o | | | n | | | | | | 5 | | | | | | - | | | | | | M | | | a | | | n | | | a | | | g | | | e | | | m | | | e | | | n | | | t | | | | | | R | | | e | | | s | | | p | | | o | | | n | | | s | | | i | | | b | | | i | | | l | | | i | | | t | | | y | | | | | | & | | | | | | A | | | u | | | t | | | h | | | o | | | r | | | i | | | t | | | y | | | | | | A | | | t | | | t | | | r | | | i | | | b | | | u | | | t | | | e | | | s | | | | | | * | | | * | | | D | | | r | | | o | | | p | | | - | | | D | | | o | | | w | | | n | | | M | | | e | | | n | | | u | | | * | | | * | | +---+-------------------------------------------------------------------+ | 1 | Not documented. | | \ | | | . | | +---+-------------------------------------------------------------------+ | 2 | Documentation unclear. | | \ | | | . | | +---+-------------------------------------------------------------------+ | 3 | Documentation incomplete. | | \ | | | . | | +---+-------------------------------------------------------------------+ | 4 | Other. | | \ | | | . | | +---+-------------------------------------------------------------------+
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(45.9) YOUNGGREN, J.N., PARKER, R.A. The smoking control clinic: A behavioral approach to quitting smoking. Professional Psychology 8(l): 81-87, February 1977. 19-63 PART Ill EDUCATION AND PREVENTION 20. YOUTH EDUCATION. National Institute of Education CONTENTS Introduction ................ i ...................... .: ..................... 5 Current Smoking Education Approaches .................... 6 School Programs ........................................................ 7 Past and Ongoing Programs ................................... 7 General Programs.. .......................... .;. ........... 7 Demonstration Programs ............................. 7 Long-Term Programs .................................. 8 Youth-to-Youth Programs ............................... 9 Programs Involving Physicians ......................... 9 Programs -with Evaluation Components ............ 10 Descriptions of Selected Programs ......................... .14 San Diego Program ................................ i.. ... 14 Background .............................................. 14 Program Content ...................................... 14 Evaluation ......................... . ...................... 15 University of Illinois Antismoking Education Study ..................................................... .15 School Health Curriculum Project ................... 18 Background .............................................. 18 Curriculum Model ...................................... 18 Teacher Training Model ............................. 19 Evaluation ............................................... 19 qonschool Programs ................................................. .22 Voluntary Health Agencies .................................. .22 Other Efforts .................................................... .23 lummary .............................................................. ...24 tecommendations and Conclusions ............................... .26 Recommendations ............................................... .26 Conclusions ......................................................... 26 ,eferences ............................................................... 37 I 20-3 LIST OF TABLES Table l.-Percentage who smoke either "just about every day" or "once in a while, but not every day" . . . . . . . . . . . . . 16 20-4 Introduction In January 1964, the report on smoking and health of the Advisory Committee to the Surgeon General of the Public Health Service was released. It presented to the public incontrovertible evidence that cigarette smoking was associated with disease. Major health profes- sional organizations had already endorsed or committed themselves to educational programs against cigarettes (18). Several States had passed anti-cigarette resolutions urging the adoption of public health education in regard to the hazards of smoking; the Canadian Government had already begun to pursue a strong educational program against smoking (78). Since then, programs in the schools have proliferated, both in this country and abroad. Many state and local ordinances have required teachers to cover the facts on the negative effects of smoking on the body, but, in the absence of detailed information, we do not know in what ways educators have complied with these regulations. In any case, this chapter does not deal with the role of the educator, which is covered in a separate chapter, but reviews and discusses those antismoking programs directed toward youth that have been reported in the literature. While many recommendations have been made for school programs and many programs have been described in the professional literature, there must be thousands that have never been reported. It is hoped that a comprehensive review can be made of ongoing programs, with a view toward describing them and selecting for review those that show promise of being effective in changing behavior. These, we hope, can be evaluated, and recommendations made for programmatic directions that appear to be potentially effective. There are many opinions concerning the relative effectiveness of various approaches, but few programs have been evaluated systematically. Thus, many recommen- dations for programs in schools are based on a general philosophy of education and others are based on studies specifically in the area of youthful smoking. In the remainder of this section, we review some of the recommenda- tions that have been made. Many are based on the belief that the greatest deterrent to smoking is knowledge of the adverse effects on health, others are based on the belief that attitude change is more important, and still others stress the influence of adult exemplars, peers, or both. Social and psychological components are discussed by some. Some recommend that all these facets be taken into account. The second section of this chapter, which points to school programs reported in the literature, is divided into two parts. First, past and present school programs are described briefly. Second, three notewor- thy programs are singled out for particular attention. In the first part, programs are divided into general programs, those that involve young people talking to other young people, those that involve physicians, and those that have an evaluation component. 20-5 In the third section, programs outside the forma, education structure are touched upon, including those sponsored by voluntary health agencies and other organizations. There follows a summary of the state of knowledge regarding smoking programs for young people. While many programs have been reviewed and discussed, it should be remembered that, in the absence of evaluative research, no one knows which programs are most effective, which subject matter material should be covered, or which approaches are most likely to yield desirable results. The chapter ends with general conclusions and recommendations. Current Smoking Education Approaches Although recommendations for school smoking programs vary widely, one common goal, expressed either implicitly or explicitly, is maximal prevention of those illnesses related to cigarette smoking. It can be summed up by a statement that Secretary Califano made at the National School Health Conference in May 1977: "Effective health education early in life can help to prevent the major diseases of adulthood" (21). It is not surprising, then, that most recommendations emphasize the effects of smoking on health, long-term and immediate (1, 4, 18, 24, 46, 47, 48, 50, 59, 61, 95). However, there is increasing concern that facts alone are not sufficient to deter teenagers from becoming smokers. Some take the position that positive, favorable attitudes toward realization of the hazards of smoking are necessary. Where negative attitudes exist, efforts should be made to redirect them into positive ones and to affect behavior as well as attitudes. As Bynner pointed out at the Second World Conference on Smoking and Health, "there is good evidence from research into attitude change to suggest that an attempt to bring about change in a favorable direction on a combination of all these attitudes may be more effective than simply continuing to supply information about health risk alone" (20). Briney (16) found no significant relationship between knowledge of the effects of cigarette smoking and smoking behavior of high school seniors. Many have pointed out that youth imitates, and that one of the major influences is the example set by parents, teachers, health professionals, and other significant adults with whom the teenager is in contact. Thus, focusing attention on the exemplar is recommended (4 48, ST, 62, 96, 101, 104. Closely related to the example which adults set for teenagers is the total environment, or climate, in which the adolescent finds himself. As Horn stated, "There are serious difficul- ties in attempting to influence young people by teaching them in the classroom to adopt behavior opposed to practices that are encouraged in the larger environment. Educators have found that smoking education programs in school meet with strong counterforces in television advertising and the smoking patterns of parents, other adults, and people youngsters admire in their own group" (54). A 20-6 number of people have addressed this problem and made suggestions for counteragents in the schools to cope with it (4, 20, 57, 96,101, 104, 109). Although cigarette advertising no longer appears on television, it continues to be an accepted part of program content. Another area that is touched on by some is that of the social-psychological components of teenage smoking. Approaches here focus on the individual and personal behavior choices, recognizing the needs some believe cigarette smoking fulfills (4, 12, 24, 28, 29, 48, 50, 75, 101, 105). Many recommend taking all of these into account, as exemplified by the position statement of the American Association for Health, Physical Education, and Recreation (4). School Programs School programs have usually followed one or more of the approaches outlined above, taking into account the health threat, the influence of adult exemplars, peer influence, or combinations of these. Many are one-time campaigns, with little or no evaluation. Because of this lack, it is impossible to report on the results or on the effectiveness of these programs. Only a few are carefully planned, long-term programs, with a systematic evaluation plan. Past and Ongoing Programs In citing school programs, we have divided them into four categories: general, youth-to-youth, those involving physicians, and programs with strong evaluation components. General programs include both demon- stration and long-term programs. Demonstration programs are those that are either one-time antismoking campaigns or innovative classroom procedures, as opposed to established programs that are or have been a part of the school curriculum. Long-term programs are those that extend over several years and include a large number of children. Youth-&youth, physician, and evaluation component pro- grams may also fit into these definitions, but they are discussed separately. General Program Demonstration Programs A number of original and imaginative techniques have been reported in the literature, including an experiment demonstrating to fourth- grade students the effect of tar on the lungs (IO), use of students' questions to assist in the development of a health unit (17), a school survey conducted by students (33), construction of a model of a smoking man (67), construction of a train filled with empty cigarette packs (51), and a health fair put on by college students in an East Harlem junior high school (58). Other antismoking campaigns em- 20-7 ployed combinations of speeches, films, posters, and other exhibits (35, 56, 72). It is difficult to assess the effectiveness of these programs since some reported no evaluation results (10,17, 33, 58, 70) and others were assessed merely on the basis of students' reactions (51, 56, 67). Estrin, in 1965, compared responses of ninth- and tenth-grade students to a questionnaire administered before the campaign with responses to a questionnaire administered "several weeks after". There was no difference in the proportion of smokers, nor in the proportion of smokers who said they would be interested in trying to stop smoking, but there was a decrease in the number of cigarettes smoked. However, there was no control group with which to compare the results (35). Long-Term Programs Several programs that have reached a large number of children but have had no experimental-control evaluation are reported on in this section. Surveys of smoking habits of students in grades 6 through 12 in Selah, Washington, were done in 1961,1962, and 1964. Filmstrips were shown, literature was distributed, and an essay contest was held. After the first survey, results were reported to the students, stressing the fact that sm&ing students tend not to compete successfully athletical- ly or academically, nor do they participate in extracurricular activities. Over the period of the program, the proportion of smokers at the junior high school level increased, but the proportion of smokers at the senior high school level stayed the same. The conclusion of the authors was that "an educational antismoking campaign defeats its purpose and actually increases the numbers who smoke" (2). A program begun in Pennsylvania in 1962 placed emphasis on changing the social status of smoking. Much of the work was done through teachers and youth leaders. By 1967, 8,000 kits containing smoking and health information and resource materials for teachers and students and 10,000 copies of a teacher's resource unit had been distributed. A variety of pamphlets, posters, and audiovisual aids was prepared, regional meetings were held, and other activities such as school assemblies, exhibits, youth forums, and the like were planned. This effort was reported by Bohlayer (14). A program initiated in 1968 in Monticello, New York, and designed to reach pupils in kindergarten through twelfth grade, featured a curriculum based on psychosocial needs of students, with emphasis on concept formation, attitude formation, and habit establishment. The program, funded for 3 years, was reported by Fleckman (39). In Germany, a comprehensive campaign aimed at school children has been going on since the late 1960's. Newspaper articles, posters, and other means of conveying messages, such as badges, were tried. 204
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[Link to GCH-0015](http://www.hud.gov/offices/adm/hudclips/lops/GCH-0015LOPS.doc) [Link to GCH-0016](http://www.hud.gov/offices/adm/hudclips/lops/GCH-0016LOPS.doc) [Link to GCH-0017](http://www.hud.gov/offices/adm/hudclips/lops/GCH-0017LOPS.doc) [Link to GCH-0018](http://www.hud.gov/offices/adm/hudclips/lops/GCH-0018LOPS.doc) [Link to GCH-0019](http://www.hud.gov/offices/adm/hudclips/lops/GCH-0019LOPS.doc) [Link to GCH-0020](http://www.hud.gov/offices/adm/hudclips/lops/GCH-0020LOPS.doc) [Link to GCH-0021](http://www.hud.gov/offices/adm/hudclips/lops/GCH-0021LOPS.doc) Legal Opinion: GCH-0050 Index: 2.245 Subject: PH Due Process Determination: Maryland April 3, 1992 HUD DUE PROCESS DETERMINATION for the STATE OF MARYLAND TABLE OF CONTENTS I. Jurisdiction. II\. Elements of Due Process. III\. Overview of Maryland Eviction Procedures. A. Eviction Actions. B. Summary Eviction Action in District Court. C. Ejectment Action in Circuit Court. IV\. Analysis of Maryland Eviction Procedures for Each of the Regulatory Due Process Elements. A. Summary Eviction Action in District Court. B. Ejectment Action in Circuit Court. V. Conclusion. ANALYSIS I. Jurisdiction: Maryland II\. Elements of Due Process Section 6(k) of the United States Housing Act of l937 (42 U.S.C. 1437d(k), as amended by section 503(a) of the National Affordable Housing Act of 1990, Pub. L. 101-625, approved November 28, 1990), provides that: For any grievance concerning an eviction or termination of tenancy that involves any criminal activity that threatens the health, safety, or right to peaceful enjoyment of the premises of other tenants or employees of the public housing agency or any drug-related criminal activity on or near such premises, the agency may . . . exclude from its MARYLAND: DUE PROCESS DETERMINATION grievance procedure any such grievance, in any jurisdiction which requires that prior to eviction, a tenant be given a hearing in court which the Secretary determines provides the basic elements of due process . . . . The statutory phrase \"elements of due process\" is defined by HUD at 24 CFR 966.53(c) as: . . . an eviction action or a termination of tenancy in a State or local court in which the following procedural safeguards are required: \(l\) Adequate notice to the tenant of the grounds for terminating the tenancy and for eviction; \(2\) Right of the tenant to be represented by counsel; \(3\) Opportunity for the tenant to refute the evidence presented by the PHA including the right to confront and cross-examine witnesses and to present any affirmative legal or equitable defense which the tenant may have; and \(4\) A decision on the merits. HUD\'s determination that a State\'s eviction procedures satisfy this regulatory definition is called a \"due process determination.\" The present due process determination is based upon HUD\'s analysis of the laws of the State of Maryland to determine if eviction procedures under those laws require a hearing with all of the regulatory \"elements of due process,\" as defined in 966.53(c). HUD finds that the requirements of Maryland law governing the following forms of action include all of the elements of basic due process, as defined in 24 CFR 966.53(c): \(1\) An action for summary eviction in the Maryland District Court under Title 8, Subtitle 4 ( 8-401 to 8-403) of the Maryland Real Property Code Annotated (R.P.), or \(2\) An action for ejectment in the Maryland Circuit Court under: 2 MARYLAND: DUE PROCESS DETERMINATION \(a\) 4-402 of the Maryland Courts and Judicial Procedure Code Annotated (C.J.P.) and \(a\) Subtitle T (Ejectment) ( T40 to T46) of Chapter 1100 of the Maryland Rules Annotated (volume 2 (1991)). HUD\'s conclusion is based upon requirements contained in the Maryland Code, caselaw and court rules. III\. Overview of Maryland Eviction Procedures A. Eviction Actions In Maryland, a landlord may use either of two actions to evict a tenant: \(1\) A summary eviction proceeding in the Maryland District Court for repossession of the premises from a tenant who holds over after termination of the lease, who fails to pay rent, or who breaches the lease. R.P., Title 8, Subtitle 4 ( 8-401 to 8-403). \(2\) An ejectment action in the Maryland Circuit Court. C.J.P. 4-402. B. Summary Eviction Action in District Court A summary eviction action is brought by a landlord against a tenant in the Maryland District Court. R.P. 8-401 to 8-403. The Maryland District Court has exclusive original civil jurisdiction of actions involving landlord and tenant and forcible entry and detainer actions, regardless of the amount involved. C.J.P. 4-401. Proceedings in District Court are subject to the General Provisions of the Maryland Rules, which apply to procedure in all Maryland courts unless otherwise specifically provided. Md. Rules (Volume 1), Title 1, General Provisions (here cited as G.P. Rule \-\--). G.P. Rule 1-101. In addition, District Court proceedings are subject to the special rules of procedure for the Maryland District Court. Md. Rules (Volume 1), Title 3, Civil Procedure - District Court. (The Maryland District Court Rules at Title 3 are cited here as M.D.R. Rule \-\--.) Title 3 of the Maryland Rules applies to civil matters in the District Courts except as specifically provided or necessarily implied. G.P. Rule 1-101. The District Court Rules 3 MARYLAND: DUE PROCESS DETERMINATION provide that landlord-tenant actions are governed by procedural provisions of applicable general statutes, public local laws and municipal and county ordinances which are not inconsistent with the District Court Rules. M.D.R. Rule 3-711. Pretrial discovery under the District Court Rules (Md. Rules, Title 3, Chapter 400) is not permitted in an action for summary ejectment, forcible entry and detainer or holding over. M.D.R. Rule 3-711. C. Ejectment Action in Circuit Court An ejectment action to recover possession of land is brought in the Maryland Circuit court. C.J.P. 4-402. Proceedings in Circuit Court are subject to the General Provisions of the Maryland Rules, which apply to procedure in all Maryland courts unless otherwise specifically provided. Md. Rules (Volume 1), Title 1, General Provisions. G.P. Rule 1-101. In addition, Circuit Court proceedings are subject to the special rules of procedure for the Maryland Circuit Court, except as otherwise specifically provided or necessarily implied. Md. Rules (Volume 1), Title 2, Civil Procedure - Circuit Court. (The Maryland Circuit Court Rules at Title 2 are cited here as M.C.R. Rule \-\--.) Ejectment actions in Circuit Court are also subject to special provisions governing a Special Proceeding for Ejectment in Maryland Rules Code Annotated (Volume 2), Chapter 1100 (Special Proceedings), Subtitle T (Ejectment), Rules T 40 to T 46. (The special rules for an ejectment action are cited Ejectment Rule T \-\--.) In an action for ejectment, the plaintiff must prove title and the right to possession. Green v. Pennsylvania R.R., 141 Md. 128, 118 A.127 (1922). While the typical cause of action for eviction of a tenant by a landlord is a summary eviction proceeding in the District Court, Maryland courts have held that a landlord may also proceed against a tenant in Circuit Court in accordance with the special ejectment rules in Subtitle T. Messall v. Merlands Club, Inc., 244 Md. 18, 222 A.2d 627 (1966), cert. denied, 386 U.S. 1009, 87 S.Ct. 1349, 18 L.Ed.2d 1435 (1967). An action for ejectment is commenced in the Circuit Court, since the District Court does not have jurisdiction to decide the ownership of real property or of an interest in real property. C.J.P. 4-402(b). A plea of not guilty by the defendant in an ejectment action puts into issue the right to 4 MARYLAND: DUE PROCESS DETERMINATION possession of the land as between the parties. Ejectment Rule T42.b. IV\. Analysis of Maryland Eviction Procedures for Each of the Regulatory Due Process Elements A. Summary Eviction Action in District Court 1\. Adequate notice to the tenant of the grounds for terminating the tenancy and for eviction (24 CFR § 966.53(c)(l)) In a District Court proceeding, the plaintiff is required to file a complaint. M.D.R. Rule 3-302. A complaint is specifically required in an action for breach of a lease. R.P. 8-402.1(a). For each summons to be issued, the plaintiff must provide the clerk with a copy of the complaint and all accompanying exhibits, as well as available information on the name and location of the person to be served. M.D.R. Rule 3-111. The summons must contain the name and address of the plaintiff and the defendant, the issue date, the time within which it must be served, the assigned trial date, the time within which the defendant must file a notice of intention to defend, and notification to the defendant that failure to file notice of intention to defend may result in a default judgment. M.D.R. Rule 3-114(b). Each averment of any pleading, including the complaint, must be simple, concise and direct. M.D.R. Rule 3-303(b). In alleging the cause of action, the complaint must state with reasonable certainty, clearness and accuracy the nature of the claim against the defendant. Smith v. Shiebeck, 180 Md. 412, 24 A.2d 795 (1942); Campbell v. Welsh, 54 Md. App. 614, 460 A.2d 76 (1983). The summons and copy of the complaint must be delivered or mailed to the defendant with a copy of each paper filed. M.D.R. Rule 3-112(a). See additional service requirements at M.D.R. Rules 3-121 to 3-126. Under Maryland law, the tenant in a summary eviction action brought in Maryland District Court has the right to adequate notice of the grounds for eviction, as required by HUD\'s due process definition at 966.53(c). 5 MARYLAND: DUE PROCESS DETERMINATION 2\. Right to be represented by counsel (24 CFR 966.53(c)(2)) The right of a party to be represented by counsel in a Maryland Court proceeding is specifically provided by the Maryland Rules: Unless otherwise expressly provided and when permitted by law, a party\'s attorney may perform any act required or permitted by these rules to be performed by that party. G.P. Rule 1-331. The District Court Rules also provide that \"an individual may enter an appearance by an attorney . . . .\" M.D.R. Rule 3-131(a). Under Maryland law, the tenant in a summary eviction action brought in Maryland District Court has the right to be represented by counsel, as required by HUD\'s due process definition at 966.53(c). 3\. Opportunity for the tenant to refute the evidence presented by the PHA, including the right to confront and cross-examine witnesses (24 CFR 966.53(c)(3)) Under Maryland caselaw, a party may cross-examine witnesses, subject to direction of the court. The Maryland Court of Appeals has stated that a party may pursue reasonable cross-examination \"as a matter of right,\" if cross-examination relates to the facts in issue in a case, or to the issues themselves. Ridgeway Shopping Center, Inc. v. Seidman, 243 Md. 358, \-\--, 221 A.2d 393, 396 (1966). In Ridgeway, the court also noted the important role of cross-examination in the administration of justice. In a civil case, a party may call an adverse party as a witness, and may interrogate the adverse party as if on cross- examination. C.J.P. 9-113. This provision allows a party to interrogate an adverse party by leading questions, and to contradict or impeach an adverse party. First Nat\'l. Realty Corp. v. State Rds. Comm\'n., 255 Md. 605, 258 A.2d 419 (1969); Coffey v. Derby Steel Co., 291 Md. 241, 434 A.2d 564 (1981). Furthermore, the General Provisions of the Maryland Rules, which govern proceedings in all State courts, provide that the credibility of a witness may be attacked by any party. 6 MARYLAND: DUE PROCESS DETERMINATION G.P. Rule 1-501. Thus, in a summary eviction action the tenant defendant may attack the credibility of witnesses for the plaintiff landlord. At trial, the tenant may also present any objections to the plaintiff\'s evidence (e.g., that the testimony is hearsay or otherwise inadmissible). M.D.R. 3-517. Landlord witnesses may be impeached by cross-examination, or by contradictory evidence or witnesses offered by the tenant. The tenant may testify on issues in the case. A litigant is competent to give evidence, and is not excluded from testifying because of interest in the matter in question. C.J.P. 9-101. To refute landlord evidence, the tenant may arrange the issuance of subpoenas under the District Court Rules, to compel testimony of witnesses or production of documents or other tangible evidence at a court proceeding. M.D.R. Rule 3-510. If testimony or production of evidence is necessary for purpose of justice, the court may require production of the person or evidence. M.D.R. Rule 3-514. A subpoena requires attendance at a particular time and place to take the specified action. G.P. Rule 1-202(x). Under Maryland law, the tenant in a summary eviction action brought in Maryland District Court has the right, as required by HUD\'s due process definition at 966.53(c), to refute evidence presented by the PHA, including the right to cross-examine witnesses. 4\. Opportunity to present any affirmative legal or equitable defense which the tenant may have (24 CFR 966.53(c)(3)) The Maryland District Court Rules provide that a defendant\'s notice to defend may raise \"any explanation or ground of defense.\" M.D.R. Rule 3-307(a). In an action to repossess the premises for breach of the lease, the tenant may appear before the court (on a dated stated in the summmons) to show cause, if any, why the tenant should not be required to make restitution of the premises. R.P. Rule 8-402.1(a). In the District Court proceeding, there is no legal limitation on the tenant\'s right to present any available legal or equitable defenses. Under Maryland law, the tenant in a summary eviction action brought in Maryland District Court has the right, as required by HUD\'s due process definition at 966.53(c), to present any available legal or equitable defense. 7 MARYLAND: DUE PROCESS DETERMINATION 5\. A decision on the merits (24 CFR 966.53(c)(4)) After trial of the case, a judgment is entered upon a decision by the court denying or granting relief. M.D.R. Rule 3-601(a), cf. G.P. Rule 1-202(m). The District Court Rules provide that: in a contested trial, the judge, before or at the time judgment is entered, shall dictate into the record or prepare and file in the action a brief statement of the reasons for the decision and the basis of determining any damages. M.D.R. Rule 3-522. The judgment provisions of the Maryland Rules imply that the judgment of the court must be on the merits - based on the law and the evidence. In general, the procedural incidents of a district court trial as defined in the Maryland Rules are intended to lead to a decision on the merits upon the issues framed by the complaint and defense. M.D.R. Rule 3-519(b) provides for a summary judgment procedure in which: the court may proceed to determine the facts and render judgment against the plaintiff or may decline to render judgment until the close of all the evidence. Disposition of the case on a motion for summary judgment, accelerates a decision on the merits. M.D.R. Rule 3-534 provides that a party may move to alter or amend a judgment. On such a motion, the court may open the judgment to receive additional evidence, adopt new findings or reasons, or enter a new judgment. This procedure for revision of the judgment previously rendered by the court helps assure that the decision is correctly rendered on the merits. The Maryland Rules provide the tenant in a summary eviction action in District Court with the right to a decision on the merits, as required by HUD\'s due process definition at 966.53(c). 8 MARYLAND DUE PROCESS DETERMINATION B. Ejectment Action in Circuit Court 1\. Adequate Notice of the Grounds for Terminating the Tenancy and for Eviction ( 966.53(c)(1)) Complaint The pleadings and process required for commencement of a action under the Maryland Circuit Court Rules (M.C.R.) (Title 2 of the Maryland Rules) give a tenant adequate notice of the grounds for terminating the tenancy and for eviction. In a Circuit Court proceeding, the plaintiff\'s cause of action is stated in the complaint. M.C.R. Rules 2-302, M.C.R. Rule 2-303, and M.C.R. Rule 2-305. The complaint states all averments of the plaintiff\'s cause of action. M.C.R. Rule 2-303(a). Each averment of the pleading must be \"simple, concise, and direct,\" and contain statements of fact as may be necessary to show the plaintiff\'s entitlement to relief. M.C.R. Rule 2-303(b). Like other pleadings, the complaint must \"contain a clear statement of the facts necessary to constitute a cause of action and a demand for judgment for relief sought.\" M.C.R. Rule 2-305. In alleging the cause of action, the complaint must state with reasonable certainty, clearness and accuracy the nature of the claim against the defendant. Smith v\. Shiebeck, 180 Md. 412, 24 A.2d 795 (1942); Campbell v. Welsh, 54 Md. App. 614, 460 A.2d 76 (1983). Service Service requirements for a Circuit Court Action are stated in Chapter 100 of Title 2 of the Maryland Rules (M.C.R. Rules 2-121 to 2-126). Ejectment is a quasi in rem action. Greenbelt Consumer Services, Inc. v. Acme Markets, Inc., 322 A.2d 521, 525 (Md. App. 1974); Rest. Judgments 32a. HUD infers that the complaint in such an action may be served by in personam service as in other Circuit Court civil actions in accordance with M.C.R. Rule 2-121. However, for a quasi in rem action where the plaintiff has shown that whereabouts of the defendant are unknown and that \"reasonable efforts have been made in good faith to locate the defendant,\" the court may authorize service pursuant to the special service procedures provided in M.C.R. Rule 2-122. In such case, M.C.R. Rule 2-122 permits notice by first class mail combined with other alternative forms of notice stated in the rule. HUD finds that either in personam service under M.C.R. Rule 2-121, or the alternative form of service allowed under M.C.R. Rule 2-122 (where the plaintiff is unable 9 MARYLAND DUE PROCESS DETERMINATION to accomplish in personam service pursuant to M.C.R. Rule 2-121), would provide adequate notice to a defendant. Conclusion Under Maryland law, the tenant in an ejectment action brought in Maryland Circuit Court has the right to adequate notice of the grounds for eviction, as required by HUD\'s due process definition at 966.53(c). 2\. Right to Counsel (Section 966.53(c)(3)) The right of a party to be represented by counsel in a Maryland court proceeding is specifically provided by the general provisions of the Maryland Rules: Unless otherwise expressly provided and when permitted by law, a party\'s attorney may perform any act required or permitted by these rules to be performed by that party. G.P. Rule 1-331. The Circuit Court Rules also provide that \"an individual may enter an appearance by an attorney . . . .\" M.C.R. Rule 2-131(a). Under Maryland law, the tenant in an ejectment action brought in Maryland Circuit Court has the right to be represented by counsel, as required by HUD\'s due process definition at 966.53(c). 3\. Opportunity for the Tenant to Refute the Evidence Presented by the PHA including the Right to Confront and Cross-examine Witnesses ( 966.53(c)(4)) Under Maryland caselaw, a party may cross-examine witnesses, subject to direction of the court. The Maryland Court of Appeals has stated that a party may pursue reasonable cross-examination \"as a matter of right,\" if cross-examination relates to the facts in issue in a case, or to the issues themselves. Ridgeway Shopping Center, Inc. v. Seidman, 243 Md. 358, \-\--, 221 A.2d 393, 396 (1966). In Ridgeway, the court also noted the important role of cross-examination in the administration of justice. In a civil case, a party may call an adverse party as a witness, and interrogate the adverse party as if on cross- examination. C.J.P. 9-113. Under this provision, an adverse party may be interrogated by leading questions, may be 10 MARYLAND DUE PROCESS DETERMINATION contradicted and may be impeached. First Nat\'l. Realty Corp. v. State Rds. Comm\'n., 255 Md. 605, 258 A.2d 419 (1969); Coffey v. Derby Steel Co., 291 Md. 241, 434 A.2d 564 (1981). Furthermore, the General Provisions of the Maryland Rules, which govern proceedings in State courts, provide that the credibility of a witness may be attacked by any party. G.P. Rule 1-501. Thus, in a summary eviction action the tenant defendant may attack the credibility of witnesses for the plaintiff landlord. At trial, the tenant may also present any objections to the plaintiff\'s evidence (e.g., that the testimony is hearsay or otherwise inadmissible). M.C.R. Rule 2-517. Landlord witnesses may be impeached by cross-examination, or by contradictory evidence or witnesses offered by the tenant. The tenant may testify on issues in the case. A litigant is competent to give evidence, and is not excluded from testifying because of interest in the matter in question. C.J.P. 9-101. To refute landlord evidence, the tenant may arrange the issuance of subpoenas under the Circuit Court Rules to compel testimony of witnesses or production of documents or other tangible evidence at a court proceeding. M.C.R. Rule 2-510. If testimony or production of evidence is necessary for purpose of justice, the court may require production of the person or evidence. M.C.R. Rule 2-514. A subpoena requires attendance at a particular time and place to take the specified action. G.P. Rule 1-202(x). To obtain information and evidence for refutation of the plaintiff\'s case, the defendant may obtain discovery by depositions, interrogatories, or production of documents. M.C.R. Rule 2-401. A party may obtain discovery of any non-privileged matter. M.C.R. Rule 2-402(a). Under Maryland law, the tenant in an ejectment action brought in Maryland Circuit Court has the opportunity to refute evidence presented by the PHA, as required by HUD\'s due process definition at 966.53(c). 4\. Opportunity to Present Any Affirmative Legal or Equitable Defenses ( 966.53(c)(4)) A tenant-defendant may file an answer to the complaint. M.C.R. Rule 2-323(a). The defendant may raise every defense of law or fact to a claim for relief in a complaint, including specific and general denials and affirmative defenses such as estoppel, fraud, illegality and laches. M.C.R. Rule 2-323. In addition, M.C.R. Rule 2-303 provides that \"a party may also state as many separate claims or defenses as the party has, regardless of consistency and whether based on legal or equitable grounds.\" 11 MARYLAND DUE PROCESS DETERMINATION In an ejectment action, the defendant may plead in answer to the plaintiff\'s declaration. Defendant\'s not guilty plea puts \"the right to possession of the land\" into issue as between the parties. Ejectment Rule T42 (defenses). Under Maryland law, the tenant in an ejectment action brought by the landlord in Maryland Circuit Court has the opportunity to raise any available affirmative legal or equitable defense, as required by HUD\'s due process definition at 966.53(c). C. Decision on the Merits ( 966.53(c)(5)) After trial of the case, a judgment is entered upon a decision of the court denying or granting relief. M.C.R. Rule 2-601(a). The clerk of court enters a record of the judgment. M.C.R. Rule 2-601(b). The structure and incidents of the court procedures governing an ejectment action in the Circuit Court imply that the procedures are intended to lead to a determination on the merits - a decision based on the facts and the law. In a case tried to a jury, the facts are found by the jury pursuant to instruction by the court upon the law of the case. M.C.R. Rule 2-520. The court may refer to or summarize the evidence. However, the jury is the sole judge of the facts, the weight of the evidence, and the credibility of the witnesses. M.C.R. Rule 2-520(d). The jury\'s finding of the facts must be based on the evidence. M.C.R. Rule 2-521. The court may require the jury to return written findings upon specific issues. M.C.R. Rule 2-522(c). Where the facts are tried to the court, the court must determine both the facts and the law. See M.C.R. Rule 2-522(a). M.C.R. Rule 2-519(b) provides for a summary judgment procedure in which: the court may proceed, as the trier of fact, to determine the facts and to render judgment against the plaintiff or may decline to enter judgment until the close of all the evidence. This procedure accelerates a determination on the merits of the cause. M.C.R. Rule 2-534 provides that in an action tried to the court, a party may move to alter or amend a judgment. On such a motion, the court may open the judgment to receive additional evidence, adopt new findings or reasons, or enter a new judgment. This procedure for revision of the judgment 12 MARYLAND DUE PROCESS DETERMINATION previously rendered by the court helps assure that the decision is correctly rendered on the merits. Under Maryland law, the tenant in an ejectment action brought in Maryland Circuit Court is entitled to a decision on the merits, as required by HUD\'s due process definition at 966.53(c). V. Conclusion Maryland law governing the following eviction procedures requires that the tenant have the opportunity for a pre-eviction hearing in court which provides the basic elements of due process, as defined in 24 CFR 966.53(c) of the HUD regulations: \(1\) An action for summary eviction in the Maryland District Court under Title 8, Subtitle 4 ( 8-401 to 8-403) of the Maryland Real Property Code, or \(2\) An action for ejectment in the Maryland Circuit Court under 4-402 of the Maryland Courts and Judicial Procedure Code and Subtitle T (Ejectment) ( T40 to T46) of Chapter 1100 of the Maryland Rules (volume 2 (1991)). By virtue of this due process determination under section 6(k) of the U.S. Housing Act of l937, a PHA in Maryland may evict a public housing tenant pursuant to the court\'s decision in a District Court action for summary eviction or a Circuit Court action for ejectment, for any criminal activity that threatens the health, safety, or right to peaceful enjoyment of the premises of other tenants or employees of the PHA or any drug-related criminal activity on or near the premises. The PHA is not required to first afford the tenant the opportunity for an administrative hearing on the eviction. 13
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**rcg -2/6 dATE: 15/07/02** **International RADAR CORRESPONDENCE gROUP** WORK PROGRAM **draft revision of question itu-r 202-2/8** unwanted emissions of primary radar systems WRC-03 Agenda Item 1.8.1 and wrc-05/06 +-----+-------------------+------------------+----------+--------------+ | # | # QUESTION | ## | # ADMINI | # STA | | DEC | | | STRATION | TUS/COMMENTS | | IDE | | **CONTRIBUTION** | | | | S N | | | | | | O. | | | | | +-----+-------------------+------------------+----------+--------------+ | # 1 | What are the | # Reduct | # | # Rec. | | | unwanted emission | ions of Spurious | | ITU-R M.1314 | | | levels from | Emissions of Ra | # | | | | existing and | dar Systems Oper | | # | | | state-of-the-art | ating in the 3 a | # | | | | radar systems | nd 5 GHz Bands. | | # | | | below 26 GHz | | # | | | | taking into | # | | # | | | account: | | # U.S. | | | | | # Study of | | # [W | | | a\) radar | unwanted emissio | | ork Program | | | missions such as | ns of radiodeter | | Doc. 8B/222] | | | safety of life, | mination radars. | | {.underline} | | | radionavigation, | | | | | | surveillance, | | | | | | tracking, etc.; | | | | | | | | | | | | b\) type and size | | | | | | of the platform | | | | | | (e.g. fixed, | | | | | | mobile, | | | | | | shipborne, | | | | | | airborne, etc.); | | | | | | | | | | | | c\) available | | | | | | technologies; and | | | | | | | | | | | | d\) economic | | | | | | considerations? | | | | +-----+-------------------+------------------+----------+--------------+ | # 2 | What mitigation | # | # | # Rec. | | | options, such as | | | ITU-R M.1314 | | | the choice of | | | | | | output device, | | | | | | could be taken | | | | | | into | | | | | | consideration in | | | | | | the design and | | | | | | implementation of | | | | | | radar systems to | | | | | | reduce radar | | | | | | spurious | | | | | | emissions, and | | | | | | what are their | | | | | | associated | | | | | | impacts on | | | | | | operational | | | | | | performance | | | | | | (bandwidth, | | | | | | coherency, etc.) | | | | | | expected | | | | | | lifetime, | | | | | | relative cost, | | | | | | weight, size and | | | | | | mechanical | | | | | | ruggedness? | | | | +-----+-------------------+------------------+----------+--------------+ | # 3 | What unwanted | # | # | # Rec. | | | emission levels | | | ITU-R M.1314 | | | can be achieved | | | | | | using these | | | | | | mitigation | | | | | | options, and what | | | | | | compatibility can | | | | | | then be achieved | | | | | | with other radio | | | | | | services? | | | | +-----+-------------------+------------------+----------+--------------+ | # 4 | Boundary between | # Liaison | # Study | # Do | | | spurious and | Statement from | Group 1 | cument 8B/47 | | | out-of-band | Working Party 1A | | | | | emissions for | | | | | | radars (WRC-03 | | | | | | Agenda Item | | | | | | 1.8.1) | | | | +-----+-------------------+------------------+----------+--------------+ | # 5 | Working Document | # | # U.S. | # Doc. 8B/32 | | | Towards Proposed | Liaison Stateme | | | | | Revision to | nt from TG 1/5, | France | Doc. 8B/65 | | | Recommendation | Document 8B/109, | | | | | ITU-R M.1177 | 1 October 1999. | U.S. | Doc. 8B/121 | | | | | | | | | | | A | Doc. | | | | | ustralia | 8 | | | | | | B/149(Rev.1) | | | | | U.K. | | | | | | | Doc. 8B/159 | | | | | Japan | | | | | | | Doc. 8B/166 | | | | | Cha | | | | | | irman\'s | Doc. 8B/184 | | | | | Rpt | Attach. 8 | +-----+-------------------+------------------+----------+--------------+ # **draft revision to question ITU-R 216-1/8** COMPATIBILITY OF RADIONAVIGATION, EARTH EXPLORATION-SATELLITE (ACTIVE), sPACE rESEARCH (aCTIVE), AND RADIOLOCATION SERVICES OPERATING IN THE BAND 5 350-5 650 MHz AND COMPATIBILITY BETWEEN THE RADIONAVIGATION AND RADIOLOCATION SERVICES IN THE BAND 2900-3100 MHz # AGENDA ITEMS 1.17 and 1.5 WRC-03 (RESOLUTION 736, WRC-00) +-----+-------------------+-----------------+----------+--------------+ | # | # QUESTION | ## | # | # STA | | DEC | | | ADMINIS | TUS/COMMENTS | | IDE | | * | TRA-TION | | | S N | | *CONTRIBUTION** | | | | O. | | | | | +-----+-------------------+-----------------+----------+--------------+ | # 1 | # Wh | # Technic | U.S. | # Doc.8B/16 | | | at are the techni | al Characterist | | | | | cal characteristi | ics of Maritime | U.K. | Doc. 8B/160 | | | cs, protection cr | Radionavigatio | | | | | iteria, and other | n Radars (Draft | Ch | Doc. 8B/184, | | | factors of radio | Revision Rec. | airman's | Attach. 10 | | | location and radi | ITU-R M.1313-1) | Rpt | | | | onavigation servi | | | # | | | ces needed to con | # Characteris | U.S. | | | | duct studies of c | tics of and Pro | | # Doc.8B/36 | | | ompatibility betw | tection Criteri | Ch | | | | een these service | a for Radioloca | airman's | Doc. 8B/184, | | | s in the bands 2  | tion, Aeronauti | Rpt | Attach.4 | | | 900‑3 100 MHz and | cal Radionaviga | | | | | 5 350-5 650 MHz? | tion, and Meteo | U.S. | # | | | | rological Radar | | Doc. 8B/210 | | | | s Operating in | | | | | | the Frequency B | | | | | | ands Between 52 | | | | | | 50 and 5850 MHz | | | | | | | | | | | | Study of | | | | | | Protection | | | | | | Criteria | | | +-----+-------------------+-----------------+----------+--------------+ | # 2 | What is the | # St | # U.S. | # Doc. 8B/72 | | | feasibility of | udy of Interfer | | | | | sharing between | ence Suppressio | U.S. | ### | | | the radiolocation | n Circuitry (Re | | Doc. 8B/124 | | | and | v ITU-R M.1372) | U.S. CPM | | | | radionavigation | | Text | ## | | | services in the | # Compati | | # Doc.8B/112 | | | 2900-3100 MHz | bility Analysis | ICAO CPM | | | | band? | and Measuremen | Text | ## | | | | ts between Mari | | # Doc.8B/171 | | | | time Radionavig | U.S. | | | | | ation and Radio | | Doc. 8B/207 | | | | location Radars | U.S. | | | | | | | Doc. 8B/209 | | | | Compatibility | | | | | | Analysis | | | | | | between | | | | | | Aeronautical | | | | | | Radionavigation | | | | | | and | | | | | | Radiolocation | | | | | | Radars | | | +-----+-------------------+-----------------+----------+--------------+ | # 3 | What is the | # | # U.S. | # Doc. 8B/72 | | | feasibility of | | | | | | sharing between | | U.S. | ### | | | the aeronautical | | | Doc. 8B/209 | | | radionavigation | | | | | | and radiolocation | | | | | | services in the | | | | | | 5350-5470 MHz | | | | | | band? | | | | +-----+-------------------+-----------------+----------+--------------+ | # 4 | # What is the fe | # | # U.S. | # Doc. 8B/72 | | | asibility of shar | | | | | | ing between the r | | U.S. | ### | | | adionavigation an | | | Doc. 8B/209 | | | d radiolocation s | | | | | | ervices in the 54 | | | | | | 60-5470 MHz band? | | | | +-----+-------------------+-----------------+----------+--------------+ | # 5 | What is the | # | # U.S. | # Doc.8B/72 | | | feasibility of | | | | | | sharing between | | U.S. | ### | | | the maritime | | | Doc. 8B/209 | | | radionavigation | | | | | | and radiolocation | | | | | | services in the | | | | | | 5470-5650 MHz | | | | | | band? | | | | +-----+-------------------+-----------------+----------+--------------+ | # 6 | What is the | # Sharin | # U.K. | # Doc.8B/ | | | feasibility of | g Between HIPER | | 68, 8B/TEMP/ | | | sharing between | LANS and Radars | Liaison | 41 page 6 Se | | | the mobile (RLAN) | | Stat. | c. 2.2.3.1.3 | | | and radiolocation | | | | | | services in the | | Draft | Doc. 8B/105 | | | 5470-5650 MHz | | CPM Text | | | | band? | | | Doc. 8B/109 | | | | | U.S. | | | | | | | Doc.8B/110, | | | | | Germany | 111, 112 | | | | | | | | | | | Canada | Doc. 8B/131 | | | | | | | | | | | JRG | Doc. 8B/203 | | | | | 8A-9B | | | | | | | Doc. 8B/216 | | | | | U.S. | | | | | | | Doc. 8B/218 | | | | | JRG | | | | | | 8A-9B | Doc. 8B/221 | | | | | | | | | | | Canada | Doc. 8B/245 | | | | | | | | | | | U.S. | Doc. 8B/252 | +-----+-------------------+-----------------+----------+--------------+ | # 7 | What is the | # | # Liais | # | | | feasibility of | | on Stat. | Doc. 8B/106 | | | sharing between | | | | | | Earth | | | | | | Expl | | | | | | oration-Satellite | | | | | | service (active) | | | | | | and Space | | | | | | Research (active) | | | | | | and | | | | | | r | | | | | | adiodetermination | | | | | | service in the | | | | | | frequency range | | | | | | 5460-5570 MHz. | | | | +-----+-------------------+-----------------+----------+--------------+ # ### **QUESTION ITU-R 226/8** ### ### CHARACTERISTICS OF AND PROTECTION CRITERIA FOR RADARS OPERATING IN THE RADIODETERMINATION SERVICE +-----+-------------------+-----------------+----------+--------------+ | # | # QUESTION | ## | # ADMINI | # STA | | DEC | | | STRATION | TUS/COMMENTS | | IDE | | * | | | | S N | | *CONTRIBUTION** | | | | O. | | | | | +-----+-------------------+-----------------+----------+--------------+ | # 1 | # What are the | # | # | # Rec. | | | appropriate analy | | | ITU-R M.1461 | | | sis procedures ne | | Austria | | | | eded to conduct d | | | Doc. 8B/137, | | | etailed compatibi | | ICAO and | 138 & 139 | | | lity studies betw | | | | | | een radars operat | | EUROCON- | Doc. 8B/150 | | | ing in the radiod | | | | | | etermination serv | | TROL | | | | ice and systems i | | | | | | n other services? | | # | | +-----+-------------------+-----------------+----------+--------------+ | # 2 | What are the | # Marit | U.K. | # Rec. | | | technical and | ime Radar Bands | | ITU-R M.1313 | | | operational | | France | | | | characteristics | 420-450 MHz | | Doc. 8B/XX | | | of , and | Band | U.S. | | | | protection | | | Rec. ITU-R | | | criteria for | 1215-1400 MHz | U.K. | M.1462 | | | radars operating | Band | | | | | in the | | Austria | Rec. ITU-R | | | r | 2700-2900 MHz | | M.1463 | | | adiodetermination | Band | ICAO & | | | | service needed to | | EUROCON- | Doc. 8B/153 | | | perform detailed | # | | | | | studies of | | TROL | Rec. ITU-R | | | compatibility? | 2900-3100 MHz | | M.1464 | | | | Band | France | | | | | | | Doc. 8B/31, | | | | 3100-3700 MHz | Germany | 123 | | | | Band | | | | | | | Germany | Doc. 8B/992 | | | | 31.8-33.4 GHz | | | | | | Band | Germany | Doc. 8B/137 | | | | | | & 138 | | | | Revision to | Ch | | | | | Rec. ITU-R | airman's | Doc. 8B/150 | | | | M.1464 | Report | | | | | | | Doc. 8B/153 | | | | PDNR 5250-5850 | U.S. | | | | | MHz | | Doc. 8B/217 | | | | | Ch | | | | | PDNR 33.4-36 | airman's | Rec. ITU-R | | | | GHz | Report | M.1460 | | | | | | | | | | | U.S. | Doc. 8B/217 | | | | | | | | | | | U.K. | Rec. ITU-R | | | | | | M.1465 | | | | | U.S. | | | | | | | Doc. 8B/217 | | | | | Ch | | | | | | airman's | Rec. ITU-R | | | | | Report | M.1466 | | | | | | | | | | | U.S.. | Doc. 8B/184 | | | | | | Attach. 13 | | | | | | 8B/92, | | | | | | 8B/TEMP/44 | | | | | | | | | | | | Doc.8B/261 | | | | | | Attach. 4 | | | | | | | | | | | | Doc. 8B/37 | | | | | | | | | | | | Doc. 8B/79 | | | | | | | | | | | | Doc. 8B/210 | | | | | | | | | | | | Doc.8B/184, | | | | | | Attach. 9 | | | | | | | | | | | | Doc. 8B/126 | +-----+-------------------+-----------------+----------+--------------+ | # 2 | | | | | +-----+-------------------+-----------------+----------+--------------+ | # | # | # Study of pr | # France | # Doc | | | | otection criter | | . 8B/63, 153 | | | | ia for radionav | U.S. | | | | | igation radars. | | Doc. 8B/77 | | | | | U.S. | | | | | | | Studies | | | | | Austria | planned | | | | | | | | | | | | Doc. 8B/137, | | | | | | 138 & | | | | | | | | | | | | 139 | +-----+-------------------+-----------------+----------+--------------+ **WRC-03 Agenda Item 1.24** Resolution 733 (WRC-2000) 13.75-14 GHz # Joint Task Group 4-7-8 # +-----+-------------------+-----------------+----------+--------------+ | # R | # RESOLUTION | ## | # ADMINI | # STA | | eso | | | STRATION | TUS/COMMENTS | | lve | | * | | | | s t | | *CONTRIBUTION** | | | | o I | | | | | | nvi | | | | | | te | | | | | | ITU | | | | | | -R | | | | | +-----+-------------------+-----------------+----------+--------------+ | # 1 | To conduct | # Working | # Chairm | # Doc. 8B/1 | | | studies as a | document towar | an's Rpt | 84 Attach. 7 | | | matter of urgency | ds a PDNR on Ch | | | | | and in time for | aracteristics o | U.S. | ## | | | consideration by | f and Protectio | | # Doc. 8B/40 | | | WRC-03 , on the | n Criteria for | Liaison | | | | sharing | Radiolocation R | Stat. | Doc. 8B/93 | | | conditions | adars in the 13 | | | | | indicated in Nos. | .75-14 GHz Band | Liaison | Doc. 8B/102 | | | S5.502 and | | Stat. | | | | S5.503, with a | Administrative | | Doc. 8B/125 | | | view to reviewing | Circular CA/89 | U.S. | | | | the constraints | | | Doc. 8B/119 | | | in No. S5.502 | | U.S. | | | | regarding the | | | Information | | | minimum antenna | | | incorporated | | | diameter of GSO | | | in PDNR | | | FSS earth | | | | | | stations and the | | | | | | constraints of | | | | | | the e.i.r.p. of | | | | | | the radiolocation | | | | | | service | | | | +-----+-------------------+-----------------+----------+--------------+ | # 2 | To develop and | # Wo | # France | # | | | study, in time | rk of JTG 4-7-8 | | Doc. 8B/135 | | | for consideration | | JTG | | | | by WRC-03, | | 4-7-8 | Doc. 8B/192 | | | possible | | | | | | alternative | | Various | Numerous | | | sharing | | Adminis | c | | | conditions to | | trations | ontributions | | | those indicated | | | and | | | in Nos. S5.502 | | | chairman's | | | and S5.503. | | | report of | | | | | | | | | | | | JTG 4-7-8 | +-----+-------------------+-----------------+----------+--------------+ **WRC-03 Agenda Item 1.15, resolution 606 (wrc-2000)** Sharing between RNSS, raDIONAVIGATION AND RADIOLOCATION IN THE bAND 1215-1300 mhZ +-------+------------------+-----------------+----------+--------------+ | # | # RESOLUTION | ## | # ADMINI | # STA | | Reso | | | STRATION | TUS/COMMENTS | | lves | | * | | | | to in | | *CONTRIBUTION** | | | | vite | | | | | | ITU-R | | | | | +-------+------------------+-----------------+----------+--------------+ | # 1 | to conduct, as a | # Asse | # France | # Doc. 8B/64 | | | matter of | ssment of the i | | | | | urgency and in | nterference fro | Fra | Assigned to | | | time for WRC-03, | m RNSS into Rad | nce/CEPT | RCG | | | the appropriate | ars in the 1215 | | | | | technical, | -1300 MHz Band. | U.S. | CA/102 | | | operational and | | | | | | regulatory | Liaison | U.S. | Doc. 8B/130 | | | studies, | Statement from | | | | | including an | Working Party | France | ### | | | assessment of | 8D, Doc. 8B/96 | | Doc. 8B/130 | | | the need for a | | U.K. | | | | power | Administrative | | Doc. 8B/133 | | | flux-density | Circular, | WP8D | | | | limit concerning | CA/102, | | Doc. 8B/148 | | | the operation on | requested | France | | | | radionavi | administrations | | Doc. 8B/162 | | | gation-satellite | and Sector | France | | | | service | Members to | | ### | | | (space-to-Earth) | supply data on | Germany | Doc. 8B/189 | | | systems in the | sharing between | | | | | 1215-1300 MHz in | the | Canada | ### | | | order to ensure | radionavig | | Doc. 8B/232 | | | that the | ation-satellite | Canada | | | | radionavi | service | | ### | | | gation-satellite | ( | | Doc. 8B/235 | | | service | space-to-Earth) | | | | | (space-to-Earth) | and | | ### | | | will not cause | radiolocation/ | | Doc. 8B/249 | | | harmful | radionavigation | | | | | interference to | services | | ### | | | the | allocated on a | | Doc. 8D/345 | | | radionavigation | co-primary | | | | | and the | basis | | ### | | | radiolocation | in the 1 215 | | Doc. 8D/346 | | | services | ‑1 260 MHz band | | | | | | | | | | | | Results of | | | | | | CA/102 | | | | | | | | | | | | Compatibility | | | | | | tests | | | | | | | | | | | | Theoretical | | | | | | studies | | | | | | | | | | | | Assessment of | | | | | | operational | | | | | | impacts | | | +-------+------------------+-----------------+----------+--------------+ **WRC-03 Agenda Item 1.25** High Density fss allocation in the bAND 17.3-17.8 Ghz +------+-----------------------+-------+------------+----------------+ | # | # RESOLUTION | # | | # S | | Reso | | ADMIN | | TATUS/COMMENTS | | lves | | ISTRA | | | | to | | -TION | | | | invi | | | | | | te I | | | | | | TU-R | | | | | +------+-----------------------+-------+------------+----------------+ | # 1 | to consider, with a | | # WP 4A | # Doc. 8B/247 | | | view to global | | | | | | harmonization to the | | | | | | greatest extent | | | | | | possible, having due | | | | | | regard to not | | | | | | constraining the | | | | | | development of other | | | | | | services, and in | | | | | | particular of the | | | | | | fixed service an the | | | | | | b | | | | | | roadcasting-satellite | | | | | | service (BSS), | | | | | | regulatory provisions | | | | | | an | | | | | | p | | | | | | ossibleidentification | | | | | | of spectrum for | | | | | | high-density systems | | | | | | in the FSS above 17.3 | | | | | | GHz , focusing | | | | | | particularly of | | | | | | frequency bands above | | | | | | 19.7 GHz. | | | | +------+-----------------------+-------+------------+----------------+ **WRC-06 Agenda Item 3.1** Sharing between ARNS, meteorological radars and the mobile service in 2700-2900 MHz +------+-------------------------------+------------+-----------------+ | # | # DELIVERABLE | # ADMI | # | | Reso | | NISTRATION | STATUS/COMMENTS | | lves | | | | | to | | | | | invi | | | | | te I | | | | | TU-R | | | | +------+-------------------------------+------------+-----------------+ | # 1 | PDNR on Sharing between the | # U.S. | # Doc. 8B/7 | | | Radionavigation Service and | | 8. Sent to WP8F | | | Meteorological Radars and the | WP 3M | | | | Mobile Service (IMT-2000) in | | Doc. 8B/173 | | | the 2700-2900 MHz Band. | # Various | | | | | | Doc. | | | | | 8F/539,584, 615 | +------+-------------------------------+------------+-----------------+ | # | Compatibility | Austria | # Do | | | Measurements/Tests | | c. 8B/137 & 138 | | | | . | | +------+-------------------------------+------------+-----------------+ ### **QUESTION ITU-R 232/9** ### Assessment of sharing and mitigation options to facilitate the use of the band 3 400-3 700 MHz by certain FWA and radiolocation systems +-----+-------------------+-----------------+----------+--------------+ | # | # QUESTION | ## | # ADMINI | # STA | | DEC | | | STRATION | TUS/COMMENTS | | IDE | | * | | | | S N | | *CONTRIBUTION** | | | | O. | | | | | +-----+-------------------+-----------------+----------+--------------+ | # 1 | What are the | # Need L | # | | | | sharing | iaison Statemen | | | | | conditions needed | t to appropriat | | | | | to ensure | e Study Group 9 | | | | | compatible | Working Party. | | | | | operation between | | | | | | fixed wireless | | | | | | access systems in | | | | | | the fixed service | | | | | | and systems in | | | | | | the radiolocation | | | | | | service? | | | | +-----+-------------------+-----------------+----------+--------------+ | # 2 | What mitigation | # | # | rt | | | techniques could | | | | | | be used to | | | | | | protect fixed | | | | | | wireless access | | | | | | systems in the | | | | | | 3 400-3 800 MHz | | | | | | band? | | | | +-----+-------------------+-----------------+----------+--------------+ | # 3 | What are the | # | # | | | | appropriate | | | | | | methods and | | | | | | criteria for | | | | | | ensuring | | | | | | compatibility | | | | | | between | | | | | | radiolocation | | | | | | systems and fixed | | | | | | wireless access | | | | | | systems? | | | | +-----+-------------------+-----------------+----------+--------------+
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