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Charles Perrault (/pɛˈroʊ/ perr-OH, also US: /pəˈroʊ/ pə-ROH, French: [ʃaʁl pɛʁo]; 12 January 1628 – 16 May 1703) was a French author and member of the Académie Française. He laid the foundations for a new literary genre, the fairy tale, with his works derived from earlier folk tales, published in his 1697 book Histoires ou contes du temps passé. The best known of his tales include Le Petit Chaperon Rouge (Little Red Riding Hood), Cendrillon (Cinderella), Le Chat Botté (Puss in Boots), La Belle au bois Dormant (The Sleeping Beauty) and Barbe Bleue (Bluebeard).[1]
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Some of Perrault's versions of old stories influenced the German versions published by the Brothers Grimm more than 100 years later. The stories continue to be printed and have been adapted to opera, ballet, theatre, and film. Perrault was an influential figure in the 17th-century French literary scene, and was the leader of the Modern faction during the Quarrel of the Ancients and the Moderns.[2]
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Perrault was born in Paris to a wealthy bourgeois family, the seventh child of Pierre Perrault and Paquette Le Clerc. He attended very good schools and studied law before embarking on a career in government service, following in the footsteps of his father and elder brother Jean.[citation needed]
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He took part in the creation of the Academy of Sciences as well as the restoration of the Academy of Painting. In 1654, he moved in with his brother Pierre, who had purchased the position of chief tax collector of the city of Paris. When the Academy of Inscriptions and Belles-Lettres was founded in 1663, Perrault was appointed its secretary and served under Jean Baptiste Colbert, finance minister to King Louis XIV.[3] Jean Chapelain, Amable de Bourzeys, and Jacques Cassagne (the King's librarian) were also appointed.[citation needed]
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Using his influence as Colbert's administrative aide, in April 1667 he was able to get his brother, Claude Perrault, appointed to a committee of three, the Petit Conseil, also including Louis Le Vau and Charles Le Brun, who designed the new section of the Louvre, the Colonnade, built between 1667 and 1674, to be overseen by Colbert.[4] The design was chosen over designs by Gian Lorenzo Bernini (with whom, as Perrault recounts in his Memoirs, he had stormy relations while the Italian artist was in residence at Louis's court in 1665) and François Mansart.[5] One of the factors leading to this choice included the fear of high costs, and second was the personal antagonism between Bernini and leading members of Louis' court, including Colbert and Perrault; King Louis himself maintained a public air of benevolence towards Bernini, ordering the issuing of a royal bronze portrait medal in honor of the artist in 1674.[6] As Perrault further describes in his Memoirs, however, the king harbored private resentment at Bernini's displays of arrogance. The king was so displeased with Bernini's equestrian statue of him that he ordered it to be destroyed; however, his courtiers prevailed upon him to have it redone instead, with a head depicting the Roman hero Marcus Curtius.[7]
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In 1668, Perrault wrote La Peinture (Painting) to honor the king's first painter, Charles Le Brun. He also wrote Courses de tetes et de bague (Head and Ring Races, 1670), written to commemorate the 1662 celebrations staged by Louis for his mistress, Louise-Françoise de La Baume le Blanc, duchesse de La Vallière.[citation needed]
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Perrault was elected to the Académie française in 1671.[citation needed]
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He married Marie Guichon, age 19, in 1672; she died in 1678.[citation needed]
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In 1669 Perrault advised Louis XIV to include thirty-nine fountains each representing one of the fables of Aesop in the labyrinth of Versailles in the gardens of Versailles. The work was carried out between 1672 and 1677. Water jets spurting from the animals' mouths were conceived to give the impression of speech between the creatures. There was a plaque with a caption and a quatrain written by the poet Isaac de Benserade next to each fountain. Perrault produced the guidebook for the labyrinth, Labyrinte de Versailles, printed at the royal press, Paris, in 1677, and illustrated by Sebastien le Clerc.[9]
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Philippe Quinault, a longtime family friend of the Perraults, quickly gained a reputation as the librettist for the new musical genre known as opera, collaborating with composer Jean-Baptiste Lully. After Alceste (1674) was denounced by traditionalists who rejected it for deviating from classical theater, Perrault wrote in response Critique de l'Opéra (1674) in which he praised the merits of Alceste over the tragedy of the same name by Euripides.[10][citation needed]
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This treatise on Alceste initiated the Quarrel of the Ancients and the Moderns (Querelle des Anciens et des Modernes), which pitted supporters of the literature of Antiquity (the "Ancients") against supporters of the literature from the century of Louis XIV (the "Moderns"). He was on the side of the Moderns and wrote Le Siècle de Louis le Grand (The Century of Louis the Great, 1687) and Parallèle des Anciens et des Modernes (Parallel between Ancients and Moderns, 1688–1692) where he attempted to prove the superiority of the literature of his century. Le Siècle de Louis le Grand was written in celebration of Louis XIV's recovery from a life-threatening operation. Perrault argued that because of Louis's enlightened rule, the present age was superior in every respect to ancient times. He also claimed that even modern French literature was superior to the works of antiquity, and that, after all, even Homer nods.[citation needed]
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In 1682, Colbert forced Perrault into retirement at the age of 56, assigning his tasks
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to his own son, Jules-Armand, marquis d'Ormoy. Colbert would die the next year, and Perrault stopped receiving the pension given to him as a writer. Colbert's bitter rival succeeded him, François-Michel le Tellier, Marquis de Louvois, and quickly removed Perrault from his other appointments.[citation needed]
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After this, in 1686, Perrault decided to write epic poetry and show his genuine devotion to Christianity, writing Saint Paulin, évêque de Nôle (St. Paulinus, Bishop of Nola, about Paulinus of Nola). Just like Jean Chapelain's La Pucelle, ou la France délivrée, an epic poem about Joan of Arc, Perrault became a target of mockery from Nicolas Boileau-Despréaux.[citation needed]
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Charles Perrault died in Paris in 1703 at the age of 75.[citation needed] On 12 January 2016 Google honoured him with a doodle by artist Sophie Diao depicting characters from the Tales of Mother Goose (Histoires ou contes du temps passé).[11]
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In 1695, when he was 67, Perrault lost his position as secretary and decided to dedicate himself to his children. In 1697 he published Tales and Stories of the Past with Morals (Histoires ou Contes du Temps passé), subtitled Tales of Mother Goose (Les Contes de ma Mère l'Oye). (The spelling of the name is with "y" although modern French uses only an "i".) This "Mother Goose" has never been identified as a person, but used to refer to popular and rural storytelling traditions in proverbial phrases of the time. (Source : Dictionnaire de l'Académie, 1694, quoted by Nathalie Froloff in her edition of the Tales (Gallimard, Folio, Paris, 1999.- p. 10).[12]) These tales, based on European popular tradition and often translated from originals by the Brothers Grimm, became very popular in France. Of all his abundant literary production in verse and in prose (odes, epic poetry, essays, etc.) these little stories for children are the only works still read today, and he is often credited as the founder of the modern fairy tale genre.[13] Naturally, his work reflects awareness of earlier fairy tales written in the salons, most notably by Marie-Catherine Le Jumel de Barneville, Baroness d'Aulnoy, who coined the phrase "fairy tale" and wrote tales as early as 1690.[14][15]
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Some of his popular stories, particularly Cinderella[16] and The Sleeping Beauty, are still commonly told similar to the way Perrault had written them, while others have been revised over the years. For example, some versions of Sleeping Beauty published today are based partially on a Brothers Grimm tale, "Little Briar Rose“, a modified version of the Perrault story,[17] but the Disney version is true to the original Perrault tale.
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Perrault had written Little Red Riding Hood as a warning to readers about men preying on young girls walking through the forest. He concludes his fairy tale with a moral, cautioning women and young girls about the dangers of trusting men. He states, "Watch out if you haven’t learned that tame wolves/ Are the most dangerous of all".[18] Perrault warns the readers about the manipulation and false appearances some men portray: "I say Wolf, for all wolves are not of the same sort; there is one kind with an amenable disposition – neither noisy, nor hateful, nor angry, but tame, obliging and gentle, following the young maids in the streets, even into their homes. Alas! Who does not know that these gentle wolves are of all such creatures the most dangerous!"[19] Indeed, the girl gets into bed with the wolf and is devoured. There is no happy ending as in most current versions of the story.[20]
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He had actually published his collection under the name of his last son (born in 1678), Pierre (Perrault) Darmancourt ("Armancourt" being the name of a property he bought for him), probably fearful of criticism from the "Ancients".[21] In the tales, he used images from around him, such as the Chateau Ussé for The Sleeping Beauty, and the Marquis of the Château d'Oiron as the model for the Marquis de Carabas in Puss in Boots. He ornamented his folktale subject matter with details, asides and subtext drawn from the world of fashion. Following up on these tales, he translated the Fabulae Centum (100 Fables) of the Latin poet Gabriele Faerno into French verse in 1699.[22]
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Auckland (/ˈɔːklənd/ AWK-lənd; Māori: Tāmaki Makaurau) is a metropolitan city in the North Island of New Zealand. The most populous urban area in the country, Auckland has an urban population of about 1,467,800 (June 2019).[4] It is located in the Auckland Region—the area governed by Auckland Council—which includes outlying rural areas and the islands of the Hauraki Gulf, resulting in a total population of 1,642,800.[4] Auckland is a diverse, multicultural and cosmopolitan city, home to the largest Polynesian population in the world.[5] The Māori-language name for Auckland is Tāmaki Makaurau, meaning "Tāmaki desired by many", in reference to the desirability of its natural resources and geography.[6]
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Auckland lies between the Hauraki Gulf to the east, then extending in Hunua Ranges to the south-east, the Manukau Harbour to the south-west, and the Waitākere Ranges and smaller ranges to the west and north-west. The surrounding hills are covered in rainforest and the landscape is dotted with 53 dormant volcanic cones. The central part of the urban area occupies a narrow isthmus between the Manukau Harbour on the Tasman Sea and the Waitematā Harbour on the Pacific Ocean. Auckland is one of the few cities in the world to have a harbour on each of two separate major bodies of water.
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The isthmus on which Auckland resides was first settled c. 1350 and was valued for its rich and fertile land. The Māori population in the area is estimated to have peaked at 20,000 before the arrival of Europeans.[7] After a British colony was established in 1840, William Hobson, then Lieutenant-Governor of New Zealand, chose the area as his new capital. He named the area for George Eden, Earl of Auckland, British First Lord of the Admiralty. Māori–European conflict over land in the region led to war in the mid-19th century. Auckland was replaced as the capital in 1865 by Wellington, but the city continued to grow, initially because of its port and logging and gold mining in its hinterland, later from pastoral farming (especially dairy farming), and manufacturing in the city itself.[8] It has throughout most of its history been the nation's largest city. Today, Auckland's central business district is New Zealand's leading economic hub.
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The University of Auckland, founded in 1883, is the largest university in New Zealand. The city's varied cultural institutions—such as the Auckland War Memorial Museum, the Museum of Transport and Technology, and Auckland Art Gallery Toi o Tāmaki—and national historic sites, festivals, performing arts, and sports activities are significant tourist attractions. Architectural landmarks include the Harbour Bridge, the Town Hall, the Ferry Building and the Sky Tower. The city is served by Auckland Airport, which handles around one million international passengers a month. Despite being one of the most expensive cities in the world,[9] Auckland is recognised as one of the world's most liveable cities, ranked third in the 2019 Mercer Quality of Living Survey.[10][11]
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The isthmus was settled by Māori circa 1350, and was valued for its rich and fertile land. Many pā (fortified villages) were created, mainly on the volcanic peaks. The Māori population in the area is estimated to have been about 20,000 before the arrival of Europeans.[7][12] The introduction of firearms at the end of the eighteenth century, which began in Northland, upset the balance of power and led to devastating intertribal warfare beginning in 1807, causing iwi who lacked the new weapons to seek refuge in areas less exposed to coastal raids. As a result, the region had relatively low numbers of Māori when settlement by European New Zealanders began.[13][14]
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On 20 March 1840 in the Manukau Harbour area where Ngāti Whātua farmed, paramount chief Āpihai Te Kawau signed Te Tiriti o Waitangi the Treaty of Waitangi.[15] Ngāti Whātua sought British protection from Ngāpuhi as well as a reciprocal relationship with the Crown and the Church. Soon after signing the Treaty, Te Kawau offered land on the Waitematā Harbour to the new Governor of New Zealand, William Hobson, for his new capital, which Hobson named for George Eden, Earl of Auckland, then Viceroy of India.[16][17][18][19][20] Auckland was founded on 18 September 1840 and was officially declared New Zealand's capital in 1841,[21][22] and the transfer of the administration from Russell (now Old Russell) in the Bay of Islands was completed in 1842. However, even in 1840 Port Nicholson (later renamed Wellington) was seen as a better choice for an administrative capital because of its proximity to the South Island, and Wellington became the capital in 1865. After losing its status as capital, Auckland remained the principal city of the Auckland Province until the provincial system was abolished in 1876.
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In response to the ongoing rebellion by Hōne Heke in the mid-1840s, the government encouraged retired but fit British soldiers and their families to migrate to Auckland to form a defence line around the port settlement as garrison soldiers. By the time the first Fencibles arrived in 1848, the rebels in the north had been defeated. Outlying defensive towns were then constructed to the south, stretching in a line from the port village of Onehunga in the west to Howick in the east. Each of the four settlements had about 800 settlers; the men were fully armed in case of emergency, but spent nearly all their time breaking in the land and establishing roads.
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In the early 1860s, Auckland became a base against the Māori King Movement,[24] and the 12,000 Imperial soldiers stationed there led to a strong boost to local commerce.[25] This, and continued road building towards the south into the Waikato, enabled Pākehā (European New Zealanders) influence to spread from Auckland. The city's population grew fairly rapidly, from 1,500 in 1841 to 3,635 in 1845,[25] then to 12,423 by 1864. The growth occurred similarly to other mercantile-dominated cities, mainly around the port and with problems of overcrowding and pollution. Auckland's population of ex-soldiers was far greater than that of other settlements: about 50 percent of the population was Irish, which contrasted heavily with the majority English settlers in Wellington, Christchurch or New Plymouth. Most of the Irish (though not all) were from Protestant Ulster. The majority of settlers in the early period were assisted by receiving cheap passage to New Zealand.
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Trams and railway lines shaped Auckland's rapid expansion in the early first half of the 20th century. However, after the Second World War the city's transport system and urban form became increasingly dominated by the motor vehicle.[26] Arterial roads and motorways became both defining and geographically dividing features of the urban landscape. They also allowed further massive expansion that resulted in the growth of suburban areas such as the North Shore (especially after the construction of the Auckland Harbour Bridge in the late 1950s), and Manukau City in the south.
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Economic deregulation in the mid-1980s led to dramatic changes to Auckland's economy and many companies relocated their head offices from Wellington to Auckland. The region was now the nerve centre of the national economy. Auckland also benefited from a surge in tourism, which brought 75 percent of New Zealand's international visitors through its airport. Auckland's port handled 31 percent of the country's container trade in 2015.[27]
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The face of urban Auckland changed when the government's immigration policy began allowing immigrants from Asia in 1986. According to the 1961 census data, Māori and Pacific Islanders comprised 5 percent of Auckland's population; Asians less than 1 percent.[28] By 2006 the Asian population had reached 18.0 percent in Auckland, and 36.2 percent in the central city. New arrivals from Hong Kong, Taiwan and Korea gave a distinctive character to the areas where they clustered, while a range of other immigrants introduced mosques, Hindu temples, halal butchers and ethnic restaurants to the suburbs.[27]
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The boundaries of Auckland are imprecisely defined. The greater Auckland urban area—as it is defined by Statistics New Zealand—spans 1,102.9 square kilometres (425.8 sq mi)[3] and extends to Waiwera in the north, Kumeū in the north-west, and Runciman in the south. It is not contiguous; the section from Waiwera to Whangaparaoa Peninsula is separate from its nearest neighbouring suburb of Long Bay. Auckland forms New Zealand's largest urban area.[4]
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The Auckland urban area lies within the Auckland Region, an administrative region that takes its name from the city. The region encompasses the city centre, as well as suburbs, surrounding towns, nearshore islands, and rural areas north and south of the urban area.[29]
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The Auckland central business district (CBD)—the city centre—is the most built-up area of the region. The CBD covers 433 hectares in a triangular area,[30] and is bounded by the Auckland waterfront on the Waitematā Harbour[31] and the inner-city suburbs of Ponsonby, Newton and Parnell.[30] Auckland's metropolitan area is made up of over two hundred suburban areas. The outermost suburbs are Orewa in the north, Papakura in the south, Henderson in the west and Howick in the east. Beyond these suburbs lie the towns of Wellsford, Warkworth and Helensville to the north, and Clevedon, Pukekohe and Waiuku to the south.[32]
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Auckland lies on and around an isthmus, less than two kilometres wide at its narrowest point, between Mangere Inlet and the Tamaki River. There are two harbours surrounding this isthmus: Waitematā Harbour to the north, which opens east to the Hauraki Gulf and thence to the Pacific Ocean, and Manukau Harbour to the south, which opens west to the Tasman Sea. The total coastline of Auckland is 3,702 kilometres (2,300 mi) long.[33]
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Bridges span parts of both harbours, notably the Auckland Harbour Bridge crossing the Waitematā Harbour west of the central business district. The Mangere Bridge and the Upper Harbour Bridge span the upper reaches of the Manukau and Waitematā Harbours, respectively. In earlier times, portage paths crossed the narrowest sections of the isthmus.
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Several islands of the Hauraki Gulf are administered as part of the Auckland Region, though they are not part of the Auckland urban area. Parts of Waiheke Island effectively function as Auckland suburbs, while various smaller islands near Auckland are mostly zoned 'recreational open space' or are nature sanctuaries.
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Auckland also has a total length of approximately 21,000 kilometres (13,000 mi) of rivers and streams, about 8 percent of these in urban areas.[33]
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Under the Köppen climate classification, Auckland has an oceanic climate (Köppen climate classification Cfb), while according to the National Institute of Water and Atmospheric Research (NIWA), its climate is classified as subtropical with warm humid summers and mild damp winters.[34][35] It is the warmest main centre of New Zealand and is also one of the sunniest, with an average of 2,003.1 sunshine hours per annum. The average daily maximum temperature is 23.7 °C (74.7 °F) in February and 14.7 °C (58.5 °F) in July. The absolute maximum recorded temperature is 34.4 °C (93.9 °F) on 12 February 2009,[36] while the absolute minimum is −3.9 °C (25.0 °F), although there is also an unofficial low of −5.7 °C (21.7 °F) recorded at Riverhead Forest in June 1936.[37] Snowfall is extremely rare: the most significant fall since the start of the 20th century was on 27 July 1939, when snow stuck to the clothes of people outdoors just before dawn and five centimetres (2 in) of snow reportedly lay on Mount Eden.[38] Snowflakes were also seen on 28 July 1930 and 15 August 2011.[39][40] The early morning calm on the isthmus during settled weather, before the sea breeze rises, was described as early as 1853: "In all seasons, the beauty of the day is in the early morning. At that time, generally, a solemn stillness holds, and a perfect calm prevails...".[41]
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Auckland occasionally suffers from air pollution due to fine particle emissions.[42] There are also occasional breaches of guideline levels of carbon monoxide.[43] While maritime winds normally disperse the pollution relatively quickly it can sometimes become visible as smog, especially on calm winter days.[44]
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Auckland straddles a volcanic field, which has produced about 90 volcanic eruptions from 50 volcanoes in the last 90,000 years.[48] It is the only city in the world built on a basaltic volcanic field that is still active. It is estimated that the field will stay active for about one million years. Surface features include cones, lakes, lagoons, islands and depressions, and several have produced extensive lava flows. Some of the cones and flows have been partly or completely quarried away. The individual volcanoes are all considered extinct, although the volcanic field itself is merely dormant.
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The trend is for the latest eruptions to occur in the northwest of the field. Auckland has at least 14 large lava tubes which run from the volcanoes down towards the sea. Some are several kilometres long. A new suburb, Stonefields, has been built in an excavated lava flow, northwest of Maungarei / Mount Wellington, that was previously used as a quarry by Winstones.
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Auckland's volcanoes are fuelled entirely by basaltic magma, unlike the explosive subduction-driven volcanism in the central North Island, such as at Mount Ruapehu and Lake Taupo which are of tectonic origin.[49] The most recent and by far the largest volcano, Rangitoto Island, was formed within the last 1000 years, and its eruptions destroyed the Māori settlements on neighbouring Motutapu Island some 700 years ago. Rangitoto's size, its symmetry, its position guarding the entrance to Waitematā Harbour and its visibility from many parts of the Auckland region make it Auckland's most iconic natural feature. Because of its rich acidic soil and the type of flora growing out of the rocky soil, only a few birds and insects inhabit the island.
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The Auckland urban area has a population of 1,467,800 people according to Statistics New Zealand's June 2019 estimate, which is 29.9 percent of New Zealand's population.[4]
|
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Many ethnic groups from all corners of the world have a presence in Auckland, making it by far the country's most cosmopolitan city. Europeans make up the majority of Auckland's population, however substantial numbers of Māori, Pacific Islander and Asian peoples exist as well. Auckland has the largest ethnic Polynesian population of any city in the world.[5] As of the 2013 census, the city has 13 ethnic groups constituting more than one percent of the population. New Zealand Europeans are the majority at 52.3 percent, with indigenous Māori making up 10.7 percent. Other significant ethnic groups present in Auckland include Chinese (8.4 percent), Indian (7.5 percent) and Samoan (7.2 percent).
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In total, 59.3 percent of Aucklanders identified as a European ethnicity, 23.1 percent as an Asian ethnicity, 14.6 percent as a Pacific ethnicity, 10.7 percent as Maori, 1.9 percent as a Middle Eastern, Latin American or African ethnicity, and 1.1 percent as another ethnicity.[50]
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Auckland's population is predominantly of European origin, though the proportion of those of Asian or other non-European origins has increased in recent decades due to immigration[52] and the removal of restrictions directly or indirectly based on race. Immigration to New Zealand is heavily concentrated towards Auckland (partly for job market reasons). This strong focus on Auckland has led the immigration services to award extra points towards immigration visa requirements for people intending to move to other parts of New Zealand.[53] Immigration from overseas into Auckland is partially offset by net emigration of people from Auckland to other regions of New Zealand, mainly Waikato and Bay of Plenty.[54]
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At the 2013 Census, 39.1 percent of Auckland's population were born overseas; in the local board areas of Puketapapa and Howick, overseas-born residents outnumbered those born in New Zealand.[55][56] Auckland is home to over half (51.6 percent) of New Zealand's overseas born population, including 72 percent of the country's Pacific Island-born population, 64 percent of its Asian-born population, and 56 percent of its Middle Eastern and African born population.[55]
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Around 48.5 percent of Aucklanders at the 2013 census affiliated with Christianity and 11.7 percent affiliated with non-Christian religions, while 37.8 percent of the population were irreligious and 3.8 percent objected to answering. Roman Catholicism is the largest Christian denomination with 13.3 percent affiliating, followed by Anglicanism (9.1 percent) and Presbyterianism (7.4 percent).[55]
|
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Recent immigration from Asia has added to the religious diversity of the city, increasing the number of people affiliating with Buddhism, Hinduism, Islam and Sikhism, although there are no figures on religious attendance.[57] There is also a small, long-established Jewish community.[58]
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Auckland is experiencing substantial population growth via natural population increases (one-third of growth) and immigration (two-thirds),[59] and is set to grow to an estimated 1.9 million inhabitants by 2031[60][61] in a medium-variant scenario. This substantial increase in population will have a major impact on transport, housing and other infrastructure that are, particularly in the case of housing, already considered under pressure. The high-variant scenario shows the region's population growing to over two million by 2031.[62]
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In July 2016, Auckland Council released, as the outcome of a three-year study and public hearings, its Unitary Plan for Auckland. The plan aims to free up to 30 percent more land for housing and allows for greater intensification of the existing urban area, creating 422,000 new dwellings in the next 30 years.[63]
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Auckland's lifestyle is influenced by the fact that while it is 70 percent rural in land area, 90 percent of Aucklanders live in urban areas[64] – though large parts of these areas have a more suburban character than many cities in Europe and Asia.[citation needed]
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Positive aspects of Auckland life are its mild climate, plentiful employment and educational opportunities, as well as numerous leisure facilities. Meanwhile, traffic problems, the lack of good public transport, and increasing housing costs have been cited by many Aucklanders as among the strongest negative factors of living there,[65] together with crime.[66] Nonetheless, Auckland ranked third in a survey of the quality of life of 215 major cities of the world (2015 data).[67]
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One of Auckland's nicknames, the "City of Sails", is derived from the popularity of sailing in the region.[1] 135,000 yachts and launches are registered in Auckland, and around 60,500 of the country's 149,900 registered yachtsmen are from Auckland,[68] with about one in three Auckland households owning a boat.[69] The Viaduct Basin, on the western edge of the CBD, hosted two America's Cup challenges (2000 Cup and 2003 Cup).
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The Waitematā Harbour is home to several notable yacht clubs and marinas, including the Royal New Zealand Yacht Squadron and Westhaven Marina, the largest of the Southern Hemisphere.[68] The Waitematā Harbour has several swimming beaches, including Mission Bay and Kohimarama on the south side of the harbour, and Stanley Bay on the north side. On the eastern coastline of the North Shore, where the Rangitoto Channel divides the inner Hauraki Gulf islands from the mainland, there are popular swimming beaches at Cheltenham and Narrow Neck in Devonport, Takapuna, Milford, and the various beaches further north in the area known as East Coast Bays.
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The west coast has popular surf beaches such as Piha, Muriwai and Te Henga (Bethells Beach). The Whangaparaoa Peninsula, Orewa, Omaha and Pakiri, to the north of the main urban area, are also nearby. Many Auckland beaches are patrolled by surf lifesaving clubs, such as Piha Surf Life Saving Club the home of Piha Rescue. All surf lifesaving clubs are part of the Surf Life Saving Northern Region.
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Queen Street, Britomart, Ponsonby Road, Karangahape Road, Newmarket and Parnell are major retail areas. Major markets include those held in Ōtara and Avondale on weekend mornings. A number of shopping centres are located in the middle- and outer-suburbs, with Westfield Newmarket, Sylvia Park, Botany Town Centre and Westfield Albany being the largest.
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A number of arts events are held in Auckland, including the Auckland Festival, the Auckland Triennial, the New Zealand International Comedy Festival, and the New Zealand International Film Festival. The Auckland Philharmonia Orchestra is the city and region's resident full-time symphony orchestra, performing its own series of concerts and accompanying opera and ballet. Events celebrating the city's cultural diversity include the Pasifika Festival, Polyfest, and the Auckland Lantern Festival, all of which are the largest of their kind in New Zealand. Additionally, Auckland regularly hosts the New Zealand Symphony Orchestra and Royal New Zealand Ballet. Auckland is part of the UNESCO Creative Cities Network in the category of music.[70]
|
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Important institutions include the Auckland Art Gallery, Auckland War Memorial Museum, New Zealand Maritime Museum, National Museum of the Royal New Zealand Navy, and the Museum of Transport and Technology. The Auckland Art Gallery is the largest stand-alone gallery in New Zealand with a collection of over 15,000 artworks, including prominent New Zealand and Pacific Island artists, as well as international painting, sculpture and print collections ranging in date from 1376 to the present day.
|
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In 2009 the Gallery was promised a gift[71] of fifteen works of art by New York art collectors and philanthropists Julian and Josie Robertson – including well-known paintings by Paul Cézanne, Pablo Picasso, Henri Matisse, Paul Gauguin and Piet Mondrian. This is the largest gift ever made to an art museum in Australasia.[citation needed]
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Auckland Domain is one of the largest parks in the city, close to the Auckland CBD and having a good view of the Hauraki Gulf and Rangitoto Island. Smaller parks close to the city centre are Albert Park, Myers Park, Western Park and Victoria Park.
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While most volcanic cones in the Auckland volcanic field have been affected by quarrying, many of the remaining cones are now within parks, and retain a more natural character than the surrounding city. Prehistoric earthworks and historic fortifications are in several of these parks, including Maungawhau / Mount Eden, North Head and Maungakiekie / One Tree Hill.
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Other parks around the city are in Western Springs, which has a large park bordering the MOTAT museum and the Auckland Zoo. The Auckland Botanic Gardens are further south, in Manurewa.
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Ferries provide transport to parks and nature reserves at Devonport, Waiheke Island, Rangitoto Island and Tiritiri Matangi. The Waitākere Ranges Regional Park to the west of Auckland has relatively unspoiled bush territory, as do the Hunua Ranges to the south.[citation needed]
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Rugby union, cricket, rugby league, association football (soccer) and netball are widely played and followed. Auckland has a considerable number of rugby union and cricket grounds, and venues for association football, netball, rugby league, basketball, hockey, ice hockey, motorsports, tennis, badminton, swimming, rowing, golf and many other sports.
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There are also three racecourses within the city - (Ellerslie and Avondale for thoroughbred racing, and Alexandra Park for harness racing). A fourth racecourse is located at Pukekohe, straddling the boundary between Auckland and the neighbouring Waikato Region. Greyhound racing is held at Manukau Stadium.
|
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Sporting teams based in Auckland who compete in national or trans-national competitions are as follows:
|
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+
|
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+
Annual sporting events held in Auckland include:
|
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Major events previously held in Auckland include the 1950 British Empire Games and the Commonwealth Games in 1990,[20] and a number of matches (including the semi-finals and the final) of the 1987 Rugby World Cup and 2011 Rugby World Cup.[74] Auckland hosted the America's Cup and Louis Vuitton Cup in 2000 and 2003, and is scheduled to host the 2021 America's Cup. The 2007 World Netball Championships were held at the Trusts Stadium. The ITU World Triathlon Series held a Grand Final event in the Auckland CBD from 2012 until 2015.[75] The NRL Auckland Nines was a rugby league nines preseason competition played at Eden Park from 2014 to 2017. The 2017 World Masters Games were held at a number of venues around Auckland.[76] The Auckland Darts Masters was held annually at The Trusts Arena from 2015 to 2018.
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Auckland comprises a diversity of architectural styles owing to its early beginnings as a settlement, to the Victorian era right through to the contemporary era of the late 20th century. The city has legislation in effect to protect the remaining heritage, with the key piece of legislation being the Resource Management Act of 1991.[77] Prepared under this legislation is the Auckland Unitary Plan which indicates how land can be used or developed. Prominent historic buildings in Auckland include the Dilworth Building, the Auckland Ferry Terminal, Guardian Trust Building, Old Customs House, Landmark House, the Auckland Town Hall and the Britomart Transport Centre–many of these are located on the main thoroughfare of Queen Street.
|
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|
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+
Auckland is the major economic and financial centre of New Zealand. It has an advanced market economy with strengths in finance, commerce, and tourism. Most major international corporations have an Auckland office; the most expensive office space is around lower Queen Street and the Viaduct Basin in the Auckland CBD, where many financial and business services are located, which make up a large percentage of the CBD economy.[78] The largest commercial and industrial areas of the Auckland Region are Auckland CBD and the western parts of Manukau, mostly bordering the Manukau Harbour and the Tamaki River estuary.
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|
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Auckland is classified by the Globalization and World Cities Research Network as a Beta + world city[79] because of its importance in commerce, the arts, and education.
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+
|
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According to the 2013 census, the primary employment industries of Auckland residents are professional, scientific and technical services (11.4 percent), manufacturing (9.9 percent), retail trade (9.7 percent), health care and social assistance (9.1 percent), and education and training (8.3 percent). Manufacturing is the largest employer in the Henderson-Massey, Howick, Māngere-Ōtāhuhu, Ōtara-Papatoetoe, Manurewa and Papakura local board areas, retail trade is the largest employer in the Whau local board area, while professional, scientific and technical services are the largest employer in the remaining urban local board areas.[80]
|
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|
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+
The sub-national GDP of the Auckland region was estimated at NZ$93.5 billion in 2016, 37.2 percent of New Zealand's national GDP.[81] The per-capita GDP of Auckland was estimated at NZ$58,717, the third-highest in the country after the Taranaki and Wellington regions, and above the national average of NZ$54,178.[82]
|
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+
|
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+
In 2014, the median personal income (for all persons older than 15 years of age, per year) in Auckland was estimated at NZ$41,860, behind only Wellington.[83]
|
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+
|
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+
Housing varies considerably between some suburbs having state owned housing in the lower income neighbourhoods, to palatial waterfront estates, especially in areas close to the Waitematā Harbour. Traditionally, the most common residence of Aucklanders was a standalone dwelling on a 'quarter acre' (1,000 m2).[60] However, subdividing such properties with 'infill housing' has long been the norm. Auckland's housing stock has become more diverse in recent decades, with many more apartments being built since the 1970s – particularly since the 1990s in the CBD.[84] Nevertheless, the majority of Aucklanders live in single dwelling housing and are expected to continue to do so – even with most of future urban growth being through intensification.[60]
|
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|
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+
Auckland's housing is amongst the least affordable in the world, based on comparing average house prices with average household income levels[85][86] and house prices have grown well above the rate of inflation in recent decades.[84] In December 2019, Quotable Value reported the average house price for Auckland metro was $1,047,000. This is compared with $747,000 in Wellington metro, $604,000 in Hamilton, $508,000 in Christchurch, and $207,000 in the Buller District (the area with the lowest average house price in New Zealand).[87] There is significant public debate around why Auckland's housing is so expensive, often referring to a lack of land supply,[84] the easy availability of credit for residential investment[88] and Auckland's high level of livability.
|
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In some areas, the Victorian villas have been torn down to make way for redevelopment. The demolition of the older houses is being combated through increased heritage protection for older parts of the city.[89] Auckland has been described as having 'the most extensive range of timbered housing with its classical details and mouldings in the world', many of them Victorian-Edwardian style houses.[90]
|
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|
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In the lead-up to 2010, a housing crisis began in Auckland with the market not being able to sustain the demand for affordable homes. The Housing Accords and Special Housing Areas Act 2013 mandated that a minimum of 10 percent of new builds in certain housing areas be subsidised to make them affordable for buyers who had incomes on par with the national average. In a new subdivision at Hobsonville Point, 20 percent of new homes were reduced to below $550,000.[91] Some of the demand for new housing at this time was attributed to the 43,000 people who moved into Auckland between June 2014 and June 2015.[92]
|
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|
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+
The Auckland Council is the local authority with jurisdiction over the city of Auckland, along with surrounding rural areas, parkland, and the islands of the Hauraki Gulf.
|
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|
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+
From 1989 to 2010, Auckland was governed by several city and district councils, with regional oversight by Auckland Regional Council. In the late 2000s, New Zealand's central government and parts of Auckland's society felt that this large number of councils, and the lack of strong regional government (with the Auckland Regional Council having only limited powers), were hindering Auckland's progress.
|
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A Royal Commission on Auckland Governance was set up in 2007,[93][94] and in 2009 it recommended a unified local governance structure for Auckland by amalgamating the councils.[95] The government subsequently announced that a "super city" would be set up with a single mayor by the time of New Zealand's local body elections in 2010.[96][97]
|
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In October 2010, Manukau City mayor Len Brown was elected mayor of the amalgamated Auckland Council. He was re-elected for a second term in October 2013. Brown did not stand for re-election in the 2016 mayoral election, and was succeeded by successful candidate Phil Goff in October 2016.[98] Twenty councillors make up the remainder of the Auckland Council governing body, elected from thirteen electoral wards.
|
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Between 1842 and 1865, Auckland was the capital city of New Zealand. Parliament met in what is now Old Government House on the University of Auckland's City campus. The capital was moved to the more centrally located Wellington in 1865.
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Auckland, because of its large population, is covered by 22 general electorates and three Māori electorates,[99] each returning one member to the New Zealand House of Representatives. The governing Labour Party holds eight general electorates and all three Māori electorates; the opposing National Party holds thirteen general electorates; and ACT holds the remaining electorate (Epsom).
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|
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The administrative offices of the Government of the Pitcairn Islands is situated in Auckland.[100]
|
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|
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The Auckland urban area has 340 primary schools, 80 secondary schools, and 29 composite (primary/secondary combined) schools as of February 2012, catering for nearly quarter of a million students. The majority are state schools, but 63 schools are state-integrated and 39 are private.[102]
|
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|
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The city is home to some of the largest schools in terms of students in New Zealand, including Mt Albert Grammar School, the second largest school in New Zealand with a student population of 3035,[103] and Rangitoto College in the East Coast Bays area, the largest school in New Zealand with 3307 students as of March 2020.[104]
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Auckland has a number of important educational institutions, including some of the largest universities in the country. Auckland is a major centre of overseas language education, with large numbers of foreign students (particularly East Asians) coming to the city for several months or years to learn English or study at universities – although numbers New Zealand-wide have dropped substantially since peaking in 2003.[105] As of 2007[update], there are around 50 New Zealand Qualifications Authority (NZQA) certified schools and institutes teaching English in the Auckland area.[106]
|
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Among the more important tertiary educational institutes are the University of Auckland, Auckland University of Technology, Massey University, Manukau Institute of Technology and Unitec New Zealand.
|
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The State Highway network connects the different parts of Auckland, with State Highway 1 being the major north–south thoroughfare through the city (including both the Northern and Southern Motorways) and the main connection to the adjoining regions of Northland and Waikato. The Northern Busway runs alongside part of the Northern Motorway on the North Shore. Other state highways within Auckland include State Highway 16 (the Northwest Motorway), State Highway 18 (the Upper Harbour Motorway) and State Highway 20 (the Southwest Motorway). State Highway 22 is a non-motorway rural arterial connecting Pukekohe to the Southern Motorway at Drury.
|
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The Auckland Harbour Bridge, opened in 1959, is the main connection between the North Shore and the rest of the Auckland region. The bridge provides eight lanes of vehicle traffic and has a moveable median barrier for lane flexibility, but does not provide access for rail, pedestrians or cyclists. The Central Motorway Junction, also called 'Spaghetti Junction' for its complexity, is the intersection between the two major motorways of Auckland (State Highway 1 and State Highway 16).
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Two of the longest arterial roads within the Auckland Region are Great North Road and Great South Road – the main connections in those directions before the construction of the State Highway network. Numerous arterial roads also provide regional and sub-regional connectivity, with many of these roads (especially on the isthmus) previously used to operate Auckland's former tram network.
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Auckland has four railway lines (Western, Onehunga, Eastern and Southern). These lines serve the western, southern and eastern parts of Auckland from the Britomart Transport Centre in downtown Auckland, the terminal station for all lines, where connections are also available to ferry and bus services. Work began in late 2015 to provide more route flexibility and connect Britomart more directly to western suburbs on the Western Line via an underground rail tunnel known as the City Rail Link project. A light rail network is also planned.
|
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Private vehicles are the main form of transportation within Auckland, with around seven percent of journeys in the Auckland region undertaken by bus in 2006,[107] and two percent undertaken by train and ferry.[107] For trips to the city centre at peak times the use of public transport is much higher, with more than half of trips undertaken by bus, train or ferry.[108] Auckland still ranks quite low in its use of public transport, having only 46 public transport trips per capita per year,[108][109] while Wellington has almost twice this number at 91, and Sydney has 114 trips.[110] This strong roading focus results in substantial traffic congestion during peak times.[111]
|
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Bus services in Auckland are mostly radial, with few cross-town routes. Late-night services (i.e. past midnight) are limited, even on weekends. A major overhaul of Auckland's bus services was implemented during 2016–18, significantly expanding the reach of "frequent" bus services: those that operate at least every 15 minutes during the day and early evening, every day of the week.[112] Auckland is connected with other cities through bus services operated by InterCity.
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Rail services operate along four lines between the CBD and the west, south and south-east of Auckland, with longer-distance trains operating to Wellington only a few times each week.[113] Following the opening of Britomart Transport Centre in 2003, major investment in Auckland's rail network occurred, involving station upgrades, rolling stock refurbishment and infrastructure improvements.[114] The rail upgrade has included electrification of Auckland's rail network, with electric trains constructed by Construcciones y Auxiliar de Ferrocarriles commencing service in April 2014.[115] A number of proposed projects to further extend Auckland's rail network were included in the 2012 Auckland Plan, including the City Rail Link, the Auckland Airport Line, the Avondale-Southdown Line and rail to the North Shore.
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Auckland's ports are the second largest of the country, behind the Port of Tauranga,[116] and a large part of both inbound and outbound New Zealand commerce travels through them, mostly via the facilities northeast of Auckland CBD. Freight usually arrives at or is distributed from the port via road, though the port facilities also have rail access. Auckland is a major cruise ship stopover point, with the ships usually tying up at Princes Wharf. Auckland CBD is connected to coastal suburbs, to the North Shore and to outlying islands by ferry.
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Auckland has various small regional airports and Auckland Airport, the busiest of the country. Auckland Airport, New Zealand's largest, is in the southern suburb of Māngere on the shores of the Manukau Harbour. There are frequent services to Australia, and to other New Zealand destinations. There are also direct connections to many locations in the South Pacific, as well as the United States, China, Asia, Vancouver, London, Santiago and Buenos Aires.[117] In terms of international flights, Auckland is the second-best connected city in Oceania.[118]
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Research at Griffith University has indicated that from the 1950s to the 1980s, Auckland engaged in some of the most pro-automobile transport policies anywhere in the world.[119] With public transport declining heavily during the second half of the 20th century (a trend mirrored in most Western countries such as the US),[120] and increased spending on roads and cars, New Zealand (and specifically Auckland) now has the second-highest vehicle ownership rate in the world, with around 578 vehicles per 1000 people.[121] Auckland has also been called a very pedestrian- and cyclist-unfriendly city, though some efforts are being made to change this,[122] with Auckland being a major participant in the government's "Urban Cycleways" initiative, and with the "SkyPath" project for a walk and cycleway on the Auckland Harbour Bridge having received Council support, and planning consent.[123][124]
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For most of the 20th century, electricity distribution and retailing in Auckland was the responsibility of three electric power boards (EPBs): Waitemata, Auckland, and Franklin. The passing of the Energy Companies Act 1992 saw all three EPBs corporatised to become Power New Zealand, Mercury Energy, and Counties Power respectively. The 1998 electricity sector reforms required electricity companies to split their lines and supply business and sell one of them off. As a result, Power New Zealand and Counties Power companies sold off its retail businesses and retained their distribution businesses; Power New Zealand was subsequently renamed United Networks. Mercury Energy split into two companies, Mercury Energy (retailing) and Vector (distribution), with Mercury Energy sold to Mighty River Power (which was renamed Mercury Energy in 2016). Vector acquired United Networks' Waitemata distribution business in 2002.
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|
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Today, Vector owns and operates the majority of the distribution network in urban Auckland, with Counties owning and operating the network south of central Papakura. The city is supplied from Transpower's national grid from thirteen substations across the city. There are no major electricity generation stations located within the city or north of Auckland, so almost all of the electricity for Auckland and Northland must be transmitted from power stations in the south, mainly from Huntly Power Station and the Waikato River hydroelectric stations. The city had two natural gas-fired power stations (the 380 MW Otahuhu B and the 175 MW Southdown), but both shut down in 2015.
|
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|
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There have been several notable power outages in Auckland.[125] The five-week-long 1998 Auckland power crisis blacked out much of the CBD after a cascade failure occurred on four underground cables in Mercury Energy's sub-transmission network.[126] The 2006 Auckland Blackout interrupted supply to the CBD and many inner suburbs after an earth wire shackle at Transpower's Otahuhu substation broke and short-circuited the lines supplying the inner city.
|
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In 2009, much of the northern and western suburbs, as well as all of Northland, experienced a blackout when a forklift accidentally came into contact with the Ōtāhuhu to Henderson 220 kV line, the only major line supplying the region.[127] Transpower spent $1.25 billion in the early 2010s reinforcing the supply into and across Auckland, including a 400 kV-capable transmission line from the Waikato River to Brownhill substation (operating initially at 220 kV), and 220 kV underground cables between Brownhill and Pakuranga, and between Pakuranga and Albany via the CBD. These reduced the Auckland Region's reliance on Otahuhu substation and northern and western Auckland's reliance on the Ōtāhuhu to Henderson line.
|
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Auckland was one of the original nine towns and cities in New Zealand to be supplied with natural gas when the Kapuni gas field entered production in 1970 and a 340 km long high pressure pipeline from the field in Taranaki to the city was completed. Auckland was connected to the Maui gas field in 1982 following the completion of a high pressure pipeline from the Maui gas pipeline near Huntly, via the city, to Whangarei in Northland.[128]
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|
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The high pressure transmission pipelines supplying the city are now owned and operated by First Gas, with Vector owning and operating the medium and low pressure distribution pipelines in the city.
|
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|
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+
Tourism in Auckland yields strong revenue for the New Zealand economy.[citation needed] Tourist attractions and landmarks in Auckland include:
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|
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Auckland Council maintains relationships with the following cities[130]
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In Greek mythology, Perseus (/ˈpɜːrsiəs, -sjuːs/; Greek: Περσεύς) is the legendary founder of Mycenae and of the Perseid dynasty. He was, alongside Cadmus and Bellerophon, the greatest Greek hero and slayer of monsters before the days of Heracles.[1] He beheaded the Gorgon Medusa for Polydectes and saved Andromeda from the sea monster Cetus. He was the son of Zeus and the mortal Danaë, as well as the half-brother and great-grandfather of Heracles.
|
4 |
+
|
5 |
+
Because of the obscurity of the name "Perseus" and the legendary character of its bearer, most etymologists presume that it might be pre-Greek; however, the name of Perseus' native city was Greek and so were the names of his wife and relatives. There is some idea that it descended into Greek from the Proto-Indo-European language. In that regard Robert Graves has proposed the only Greek derivation available. Perseus might be from the Greek verb πέρθειν (pérthein, "to waste, ravage, sack, destroy") some form of which appears in Homeric epithets. According to Carl Darling Buck (Comparative Grammar of Greek and Latin), the –eus suffix is typically used to form an agent noun, in this case from the aorist stem, pers-. Pers-eus therefore is a "sacker of cities", that is, a soldier by occupation, a fitting name for the first Mycenaean warrior.
|
6 |
+
|
7 |
+
The further origin of perth- is more obscure. J. B. Hofmann lists the possible root as *bher-, from which Latin ferio, "strike".[2] This corresponds to Julius Pokorny’s *bher-(3), "scrape, cut." Ordinarily *bh- descends to Greek as ph-. This difficulty can be overcome by presuming a dissimilation from the –th– in pérthein, which the Greeks would have preferred from a putative *phérthein. Graves carries the meaning still further, to the perse- in Persephone, goddess of death. John Chadwick in the second edition of Documents in Mycenaean Greek speculates about the Mycenaean goddess pe-re-*82, attested on the PY Tn 316 tablet (Linear B: 𐀟𐀩𐁚) and tentatively reconstructed as *Preswa.
|
8 |
+
|
9 |
+
A Greek folk etymology connected "Perseus" to the name of the Persian people, whom they called the Pérsai (from Old Persian Pārsa "Persia, a Persian"). The native name of this people, however, has always had an -a- in Persian. Herodotus[3] recounts this story, devising a foreign son, Perses, from whom the Persians took the name. Apparently also the Persians[4] knew the story, as Xerxes tried to use it to bribe the Argives during his invasion of Greece, but ultimately failed to do so.
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+
|
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+
Perseus was the son of Zeus and Danaë, the daughter of Acrisius, King of Argos. Disappointed by his lack of luck in having a son, Acrisius consulted the oracle at Delphi, who warned him that he would one day be killed by his daughter's son. In order to keep Danaë childless, Acrisius imprisoned her in a bronze chamber, open to the sky, in the courtyard of his palace:[5] This mytheme is also connected to Ares, Oenopion, Eurystheus, and others. Zeus came to her in the form of a shower of gold, and impregnated her.[6] Soon after, their child was born; Perseus—"Perseus Eurymedon,[7] for his mother gave him this name as well" (Apollonius of Rhodes, Argonautica IV).
|
12 |
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|
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+
Fearful for his future, but unwilling to provoke the wrath of the gods by killing the offspring of Zeus and his daughter, Acrisius cast the two into the sea in a wooden chest.[8] Danaë's fearful prayer, made while afloat in the darkness, has been expressed by the poet Simonides of Ceos. Mother and child washed ashore on the island of Seriphos, where they were taken in by the fisherman Dictys ("fishing net"), who raised the boy to manhood. The brother of Dictys was Polydectes ("he who receives/welcomes many"), the king of the island.
|
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15 |
+
When Perseus was grown, Polydectes came to fall in love with the beautiful Danaë. Perseus believed Polydectes was less than honourable, and protected his mother from him; then Polydectes plotted to send Perseus away in disgrace. He held a large banquet where each guest was expected to bring a gift.[note 1] Polydectes requested that the guests bring horses, under the pretense that he was collecting contributions for the hand of Hippodamia, daughter of Oinomaos. Perseus had no horse to give, so he asked Polydectes to name the gift; he would not refuse it. Polydectes held Perseus to his rash promise and demanded the head of the only mortal Gorgon,[9] Medusa, whose gaze turned people to stone. Ovid's account of Medusa's mortality tells that she had once been a woman, vain of her beautiful hair.[10] Poseidon, the god of the seas, sexually assaulted her inside a temple dedicated to Athena, and as punishment for the desecration of her temple, Athena had changed Medusa's hair into hideous snakes "that she may alarm her surprised foes with terror".[11]
|
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+
|
17 |
+
Athena instructed Perseus to find the Hesperides, who were entrusted with weapons needed to defeat the Gorgon. Following Athena's guidance,[12] Perseus sought the Greae, sisters of the Gorgons, to demand the whereabouts of the Hesperides, the nymphs tending Hera's orchard. The Graeae were three perpetually old women, who shared a single eye. As the women passed the eye from one to another, Perseus snatched it from them, holding it for ransom in return for the location of the nymphs.[13] When the sisters led him to the Hesperides, he returned what he had taken.
|
18 |
+
|
19 |
+
From the Hesperides he received a knapsack (kibisis) to safely contain Medusa's head. Zeus gave him an adamantine sword (a Harpe) and Hades' helm of darkness to hide. Hermes lent Perseus winged sandals to fly, and Athena gave him a polished shield. Perseus then proceeded to the Gorgons' cave.
|
20 |
+
|
21 |
+
In the cave he came upon the sleeping Medusa. By viewing Medusa's reflection in his polished shield, he safely approached and cut off her head. From her neck sprang Pegasus ("he who sprang") and Chrysaor ("sword of gold"), the result of Poseidon and Medusa's mating. The other two Gorgons pursued Perseus,[14] but, wearing his helm of darkness, he escaped. From here he proceeded to visit King Atlas who had refused him hospitality; in revenge Perseus turned him to stone.[15]
|
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+
|
23 |
+
On the way back to Seriphos, Perseus stopped in the kingdom of Aethiopia. This mythical Ethiopia was ruled by King Cepheus and Queen Cassiopeia. Cassiopeia, having boasted that her daughter Andromeda was equal in beauty to the Nereids, drew the vengeance of Poseidon, who sent an inundation on the land and a sea serpent, Cetus, which destroyed man and beast. The oracle of Ammon announced that no relief would be found until the king exposed his daughter Andromeda to the monster, and so she was fastened naked to a rock on the shore. Perseus slew the monster and, setting her free, claimed her in marriage.
|
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+
|
25 |
+
Perseus married Andromeda in spite of Phineus, to whom she had before been promised. At the wedding a quarrel took place between the rivals, and Phineus was turned to stone by the sight of Medusa's head that Perseus had kept.[16] Andromeda ("queen of men") followed her husband to Tiryns in Argos, and became the ancestress of the family of the Perseidae who ruled at Tiryns through her son with Perseus, Perses.[17] After her death she was placed by Athena among the constellations in the northern sky, near Perseus and Cassiopeia.[note 2] Sophocles and Euripides (and in more modern times Pierre Corneille) made the episode of Perseus and Andromeda the subject of tragedies, and its incidents were represented in many ancient works of art.
|
26 |
+
|
27 |
+
As Perseus was flying in his return above the sands of Libya, according to Apollonius of Rhodes,[18] the falling drops of Medusa's blood created a race of toxic serpents, one of whom was to kill the Argonaut Mopsus. On returning to Seriphos and discovering that his mother had to take refuge from the violent advances of Polydectes, Perseus killed him with Medusa's head, and made his brother Dictys, consort of Danaë, king.
|
28 |
+
|
29 |
+
Perseus then returned his magical loans and gave Medusa's head as a votive gift to Athena, who set it on Zeus' shield (which she carried), as the Gorgoneion (see also: Aegis). The fulfillment of the oracle was told several ways, each incorporating the mythic theme of exile. In Pausanias[19] he did not return to Argos, but went instead to Larissa, where athletic games were being held. He had just invented the quoit and was making a public display of them when Acrisius, who happened to be visiting, stepped into the trajectory of the quoit and was killed: thus the oracle was fulfilled. This is an unusual variant on the story of such a prophecy, as Acrisius' actions did not, in this variant, cause his death.
|
30 |
+
|
31 |
+
In the Bibliotheca,[20] the inevitable occurred by another route: Perseus did return to Argos, but when Acrisius learned of his grandson's approach, mindful of the oracle he went into voluntary exile in Pelasgiotis (Thessaly). There Teutamides, king of Larissa, was holding funeral games for his father. Competing in the discus throw, Perseus' throw veered - and struck Acrisius, killing him instantly. In a third tradition,[21] Acrisius had been driven into exile by his brother Proetus. Perseus turned the brother into stone with the Gorgon's head and restored Acrisius to the throne. Then, accused by Acrisius of lying about having slain Medusa, Perseus proves himself by showing Acrisius the Gorgon's head, thus fulfilling the prophecy.
|
32 |
+
|
33 |
+
Having killed Acrisius, Perseus, who was next in line for the throne, gave the kingdom to Megapenthes ("great mourning"), son of Proetus, and took over Megapenthes' kingdom of Tiryns. The story is related in Pausanias,[22] who gives as motivation for the swap that Perseus was ashamed to have become king of Argos by inflicting death. In any case, early Greek literature reiterates that manslaughter, even involuntary, requires the exile of the slaughterer, expiation and ritual purification. The exchange might well have proved a creative solution to a difficult problem.
|
34 |
+
|
35 |
+
The two main sources regarding the legendary life of Perseus—for he was an authentic historical figure to the Greeks— are Pausanias and the Bibliotheca. Pausanias[23] asserts that the Greeks believed Perseus founded Mycenae. He mentions the shrine to Perseus that stood on the left-hand side of the road from Mycenae to Argos, and also a sacred fountain at Mycenae called Persea. Located outside the walls, this was perhaps the spring that filled the citadel's underground cistern. He states also that Atreus stored his treasures in an underground chamber there, which is why Heinrich Schliemann named the largest tholos tomb the Treasury of Atreus.
|
36 |
+
|
37 |
+
Apart from these more historical references, the only accounts of him are from folk-etymology: Perseus dropped his cap or found a mushroom (both named myces) at Mycenae, or perhaps the place was named after the lady Mycene, daughter of Inachus, mentioned in a now-fragmentary poem, the Megalai Ehoiai.[24] For whatever reasons, perhaps as outposts, Perseus fortified Mycenae according to Apollodorus[25] along with Midea, an action that implies that they both previously existed. It is unlikely, however, that Apollodorus knew who walled in Mycenae; he was only conjecturing. Perseus took up official residence in Mycenae with Andromeda where he had a long, successful reign as king.
|
38 |
+
|
39 |
+
Perseus and Andromeda had seven sons: Perses, Alcaeus, Heleus, Mestor, Sthenelus, Electryon, and Cynurus, and two daughters, Gorgophone and Autochthe. Perses was left in Aethiopia and was believed to have been an ancestor of the Persians. The other descendants ruled Mycenae from Electryon to Eurystheus, after whom Atreus got the kingdom. However, the Perseids included the great hero, Heracles, stepson of Amphitryon, son of Alcaeus. The Heraclides, or descendants of Heracles, successfully contested the rule of the Atreids.
|
40 |
+
|
41 |
+
A statement by the Athenian orator, Isocrates[26] helps to date Perseus approximately. He said that Heracles was four generations later than Perseus, which corresponds to the legendary succession: Perseus, Electryon, Alcmena, and Heracles, who was a contemporary of Eurystheus. Atreus was one generation later, a total of five generations.
|
42 |
+
|
43 |
+
The replacement of Bellerophon as the tamer and rider of Pegasus by the more familiar culture hero Perseus was not simply an error of painters and poets of the Renaissance. The transition was a development of Classical times which became the standard image during the Middle Ages and has been adopted by the European poets of the Renaissance and later: Giovanni Boccaccio's Genealogia deorum gentilium libri (10.27) identifies Pegasus as the steed of Perseus, and Pierre Corneille places Perseus upon Pegasus in Andromède.[27] Various modern representations of Pegasus depict the winged horse with Perseus, including the fantasy film Clash of the Titans and its 2010 remake.
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Male
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+
Female
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Deity
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en/4511.html.txt
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In Greek mythology, Perseus (/ˈpɜːrsiəs, -sjuːs/; Greek: Περσεύς) is the legendary founder of Mycenae and of the Perseid dynasty. He was, alongside Cadmus and Bellerophon, the greatest Greek hero and slayer of monsters before the days of Heracles.[1] He beheaded the Gorgon Medusa for Polydectes and saved Andromeda from the sea monster Cetus. He was the son of Zeus and the mortal Danaë, as well as the half-brother and great-grandfather of Heracles.
|
4 |
+
|
5 |
+
Because of the obscurity of the name "Perseus" and the legendary character of its bearer, most etymologists presume that it might be pre-Greek; however, the name of Perseus' native city was Greek and so were the names of his wife and relatives. There is some idea that it descended into Greek from the Proto-Indo-European language. In that regard Robert Graves has proposed the only Greek derivation available. Perseus might be from the Greek verb πέρθειν (pérthein, "to waste, ravage, sack, destroy") some form of which appears in Homeric epithets. According to Carl Darling Buck (Comparative Grammar of Greek and Latin), the –eus suffix is typically used to form an agent noun, in this case from the aorist stem, pers-. Pers-eus therefore is a "sacker of cities", that is, a soldier by occupation, a fitting name for the first Mycenaean warrior.
|
6 |
+
|
7 |
+
The further origin of perth- is more obscure. J. B. Hofmann lists the possible root as *bher-, from which Latin ferio, "strike".[2] This corresponds to Julius Pokorny’s *bher-(3), "scrape, cut." Ordinarily *bh- descends to Greek as ph-. This difficulty can be overcome by presuming a dissimilation from the –th– in pérthein, which the Greeks would have preferred from a putative *phérthein. Graves carries the meaning still further, to the perse- in Persephone, goddess of death. John Chadwick in the second edition of Documents in Mycenaean Greek speculates about the Mycenaean goddess pe-re-*82, attested on the PY Tn 316 tablet (Linear B: 𐀟𐀩𐁚) and tentatively reconstructed as *Preswa.
|
8 |
+
|
9 |
+
A Greek folk etymology connected "Perseus" to the name of the Persian people, whom they called the Pérsai (from Old Persian Pārsa "Persia, a Persian"). The native name of this people, however, has always had an -a- in Persian. Herodotus[3] recounts this story, devising a foreign son, Perses, from whom the Persians took the name. Apparently also the Persians[4] knew the story, as Xerxes tried to use it to bribe the Argives during his invasion of Greece, but ultimately failed to do so.
|
10 |
+
|
11 |
+
Perseus was the son of Zeus and Danaë, the daughter of Acrisius, King of Argos. Disappointed by his lack of luck in having a son, Acrisius consulted the oracle at Delphi, who warned him that he would one day be killed by his daughter's son. In order to keep Danaë childless, Acrisius imprisoned her in a bronze chamber, open to the sky, in the courtyard of his palace:[5] This mytheme is also connected to Ares, Oenopion, Eurystheus, and others. Zeus came to her in the form of a shower of gold, and impregnated her.[6] Soon after, their child was born; Perseus—"Perseus Eurymedon,[7] for his mother gave him this name as well" (Apollonius of Rhodes, Argonautica IV).
|
12 |
+
|
13 |
+
Fearful for his future, but unwilling to provoke the wrath of the gods by killing the offspring of Zeus and his daughter, Acrisius cast the two into the sea in a wooden chest.[8] Danaë's fearful prayer, made while afloat in the darkness, has been expressed by the poet Simonides of Ceos. Mother and child washed ashore on the island of Seriphos, where they were taken in by the fisherman Dictys ("fishing net"), who raised the boy to manhood. The brother of Dictys was Polydectes ("he who receives/welcomes many"), the king of the island.
|
14 |
+
|
15 |
+
When Perseus was grown, Polydectes came to fall in love with the beautiful Danaë. Perseus believed Polydectes was less than honourable, and protected his mother from him; then Polydectes plotted to send Perseus away in disgrace. He held a large banquet where each guest was expected to bring a gift.[note 1] Polydectes requested that the guests bring horses, under the pretense that he was collecting contributions for the hand of Hippodamia, daughter of Oinomaos. Perseus had no horse to give, so he asked Polydectes to name the gift; he would not refuse it. Polydectes held Perseus to his rash promise and demanded the head of the only mortal Gorgon,[9] Medusa, whose gaze turned people to stone. Ovid's account of Medusa's mortality tells that she had once been a woman, vain of her beautiful hair.[10] Poseidon, the god of the seas, sexually assaulted her inside a temple dedicated to Athena, and as punishment for the desecration of her temple, Athena had changed Medusa's hair into hideous snakes "that she may alarm her surprised foes with terror".[11]
|
16 |
+
|
17 |
+
Athena instructed Perseus to find the Hesperides, who were entrusted with weapons needed to defeat the Gorgon. Following Athena's guidance,[12] Perseus sought the Greae, sisters of the Gorgons, to demand the whereabouts of the Hesperides, the nymphs tending Hera's orchard. The Graeae were three perpetually old women, who shared a single eye. As the women passed the eye from one to another, Perseus snatched it from them, holding it for ransom in return for the location of the nymphs.[13] When the sisters led him to the Hesperides, he returned what he had taken.
|
18 |
+
|
19 |
+
From the Hesperides he received a knapsack (kibisis) to safely contain Medusa's head. Zeus gave him an adamantine sword (a Harpe) and Hades' helm of darkness to hide. Hermes lent Perseus winged sandals to fly, and Athena gave him a polished shield. Perseus then proceeded to the Gorgons' cave.
|
20 |
+
|
21 |
+
In the cave he came upon the sleeping Medusa. By viewing Medusa's reflection in his polished shield, he safely approached and cut off her head. From her neck sprang Pegasus ("he who sprang") and Chrysaor ("sword of gold"), the result of Poseidon and Medusa's mating. The other two Gorgons pursued Perseus,[14] but, wearing his helm of darkness, he escaped. From here he proceeded to visit King Atlas who had refused him hospitality; in revenge Perseus turned him to stone.[15]
|
22 |
+
|
23 |
+
On the way back to Seriphos, Perseus stopped in the kingdom of Aethiopia. This mythical Ethiopia was ruled by King Cepheus and Queen Cassiopeia. Cassiopeia, having boasted that her daughter Andromeda was equal in beauty to the Nereids, drew the vengeance of Poseidon, who sent an inundation on the land and a sea serpent, Cetus, which destroyed man and beast. The oracle of Ammon announced that no relief would be found until the king exposed his daughter Andromeda to the monster, and so she was fastened naked to a rock on the shore. Perseus slew the monster and, setting her free, claimed her in marriage.
|
24 |
+
|
25 |
+
Perseus married Andromeda in spite of Phineus, to whom she had before been promised. At the wedding a quarrel took place between the rivals, and Phineus was turned to stone by the sight of Medusa's head that Perseus had kept.[16] Andromeda ("queen of men") followed her husband to Tiryns in Argos, and became the ancestress of the family of the Perseidae who ruled at Tiryns through her son with Perseus, Perses.[17] After her death she was placed by Athena among the constellations in the northern sky, near Perseus and Cassiopeia.[note 2] Sophocles and Euripides (and in more modern times Pierre Corneille) made the episode of Perseus and Andromeda the subject of tragedies, and its incidents were represented in many ancient works of art.
|
26 |
+
|
27 |
+
As Perseus was flying in his return above the sands of Libya, according to Apollonius of Rhodes,[18] the falling drops of Medusa's blood created a race of toxic serpents, one of whom was to kill the Argonaut Mopsus. On returning to Seriphos and discovering that his mother had to take refuge from the violent advances of Polydectes, Perseus killed him with Medusa's head, and made his brother Dictys, consort of Danaë, king.
|
28 |
+
|
29 |
+
Perseus then returned his magical loans and gave Medusa's head as a votive gift to Athena, who set it on Zeus' shield (which she carried), as the Gorgoneion (see also: Aegis). The fulfillment of the oracle was told several ways, each incorporating the mythic theme of exile. In Pausanias[19] he did not return to Argos, but went instead to Larissa, where athletic games were being held. He had just invented the quoit and was making a public display of them when Acrisius, who happened to be visiting, stepped into the trajectory of the quoit and was killed: thus the oracle was fulfilled. This is an unusual variant on the story of such a prophecy, as Acrisius' actions did not, in this variant, cause his death.
|
30 |
+
|
31 |
+
In the Bibliotheca,[20] the inevitable occurred by another route: Perseus did return to Argos, but when Acrisius learned of his grandson's approach, mindful of the oracle he went into voluntary exile in Pelasgiotis (Thessaly). There Teutamides, king of Larissa, was holding funeral games for his father. Competing in the discus throw, Perseus' throw veered - and struck Acrisius, killing him instantly. In a third tradition,[21] Acrisius had been driven into exile by his brother Proetus. Perseus turned the brother into stone with the Gorgon's head and restored Acrisius to the throne. Then, accused by Acrisius of lying about having slain Medusa, Perseus proves himself by showing Acrisius the Gorgon's head, thus fulfilling the prophecy.
|
32 |
+
|
33 |
+
Having killed Acrisius, Perseus, who was next in line for the throne, gave the kingdom to Megapenthes ("great mourning"), son of Proetus, and took over Megapenthes' kingdom of Tiryns. The story is related in Pausanias,[22] who gives as motivation for the swap that Perseus was ashamed to have become king of Argos by inflicting death. In any case, early Greek literature reiterates that manslaughter, even involuntary, requires the exile of the slaughterer, expiation and ritual purification. The exchange might well have proved a creative solution to a difficult problem.
|
34 |
+
|
35 |
+
The two main sources regarding the legendary life of Perseus—for he was an authentic historical figure to the Greeks— are Pausanias and the Bibliotheca. Pausanias[23] asserts that the Greeks believed Perseus founded Mycenae. He mentions the shrine to Perseus that stood on the left-hand side of the road from Mycenae to Argos, and also a sacred fountain at Mycenae called Persea. Located outside the walls, this was perhaps the spring that filled the citadel's underground cistern. He states also that Atreus stored his treasures in an underground chamber there, which is why Heinrich Schliemann named the largest tholos tomb the Treasury of Atreus.
|
36 |
+
|
37 |
+
Apart from these more historical references, the only accounts of him are from folk-etymology: Perseus dropped his cap or found a mushroom (both named myces) at Mycenae, or perhaps the place was named after the lady Mycene, daughter of Inachus, mentioned in a now-fragmentary poem, the Megalai Ehoiai.[24] For whatever reasons, perhaps as outposts, Perseus fortified Mycenae according to Apollodorus[25] along with Midea, an action that implies that they both previously existed. It is unlikely, however, that Apollodorus knew who walled in Mycenae; he was only conjecturing. Perseus took up official residence in Mycenae with Andromeda where he had a long, successful reign as king.
|
38 |
+
|
39 |
+
Perseus and Andromeda had seven sons: Perses, Alcaeus, Heleus, Mestor, Sthenelus, Electryon, and Cynurus, and two daughters, Gorgophone and Autochthe. Perses was left in Aethiopia and was believed to have been an ancestor of the Persians. The other descendants ruled Mycenae from Electryon to Eurystheus, after whom Atreus got the kingdom. However, the Perseids included the great hero, Heracles, stepson of Amphitryon, son of Alcaeus. The Heraclides, or descendants of Heracles, successfully contested the rule of the Atreids.
|
40 |
+
|
41 |
+
A statement by the Athenian orator, Isocrates[26] helps to date Perseus approximately. He said that Heracles was four generations later than Perseus, which corresponds to the legendary succession: Perseus, Electryon, Alcmena, and Heracles, who was a contemporary of Eurystheus. Atreus was one generation later, a total of five generations.
|
42 |
+
|
43 |
+
The replacement of Bellerophon as the tamer and rider of Pegasus by the more familiar culture hero Perseus was not simply an error of painters and poets of the Renaissance. The transition was a development of Classical times which became the standard image during the Middle Ages and has been adopted by the European poets of the Renaissance and later: Giovanni Boccaccio's Genealogia deorum gentilium libri (10.27) identifies Pegasus as the steed of Perseus, and Pierre Corneille places Perseus upon Pegasus in Andromède.[27] Various modern representations of Pegasus depict the winged horse with Perseus, including the fantasy film Clash of the Titans and its 2010 remake.
|
44 |
+
|
45 |
+
Male
|
46 |
+
Female
|
47 |
+
Deity
|
48 |
+
|
en/4512.html.txt
ADDED
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In Greek mythology, Perseus (/ˈpɜːrsiəs, -sjuːs/; Greek: Περσεύς) is the legendary founder of Mycenae and of the Perseid dynasty. He was, alongside Cadmus and Bellerophon, the greatest Greek hero and slayer of monsters before the days of Heracles.[1] He beheaded the Gorgon Medusa for Polydectes and saved Andromeda from the sea monster Cetus. He was the son of Zeus and the mortal Danaë, as well as the half-brother and great-grandfather of Heracles.
|
4 |
+
|
5 |
+
Because of the obscurity of the name "Perseus" and the legendary character of its bearer, most etymologists presume that it might be pre-Greek; however, the name of Perseus' native city was Greek and so were the names of his wife and relatives. There is some idea that it descended into Greek from the Proto-Indo-European language. In that regard Robert Graves has proposed the only Greek derivation available. Perseus might be from the Greek verb πέρθειν (pérthein, "to waste, ravage, sack, destroy") some form of which appears in Homeric epithets. According to Carl Darling Buck (Comparative Grammar of Greek and Latin), the –eus suffix is typically used to form an agent noun, in this case from the aorist stem, pers-. Pers-eus therefore is a "sacker of cities", that is, a soldier by occupation, a fitting name for the first Mycenaean warrior.
|
6 |
+
|
7 |
+
The further origin of perth- is more obscure. J. B. Hofmann lists the possible root as *bher-, from which Latin ferio, "strike".[2] This corresponds to Julius Pokorny’s *bher-(3), "scrape, cut." Ordinarily *bh- descends to Greek as ph-. This difficulty can be overcome by presuming a dissimilation from the –th– in pérthein, which the Greeks would have preferred from a putative *phérthein. Graves carries the meaning still further, to the perse- in Persephone, goddess of death. John Chadwick in the second edition of Documents in Mycenaean Greek speculates about the Mycenaean goddess pe-re-*82, attested on the PY Tn 316 tablet (Linear B: 𐀟𐀩𐁚) and tentatively reconstructed as *Preswa.
|
8 |
+
|
9 |
+
A Greek folk etymology connected "Perseus" to the name of the Persian people, whom they called the Pérsai (from Old Persian Pārsa "Persia, a Persian"). The native name of this people, however, has always had an -a- in Persian. Herodotus[3] recounts this story, devising a foreign son, Perses, from whom the Persians took the name. Apparently also the Persians[4] knew the story, as Xerxes tried to use it to bribe the Argives during his invasion of Greece, but ultimately failed to do so.
|
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+
|
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+
Perseus was the son of Zeus and Danaë, the daughter of Acrisius, King of Argos. Disappointed by his lack of luck in having a son, Acrisius consulted the oracle at Delphi, who warned him that he would one day be killed by his daughter's son. In order to keep Danaë childless, Acrisius imprisoned her in a bronze chamber, open to the sky, in the courtyard of his palace:[5] This mytheme is also connected to Ares, Oenopion, Eurystheus, and others. Zeus came to her in the form of a shower of gold, and impregnated her.[6] Soon after, their child was born; Perseus—"Perseus Eurymedon,[7] for his mother gave him this name as well" (Apollonius of Rhodes, Argonautica IV).
|
12 |
+
|
13 |
+
Fearful for his future, but unwilling to provoke the wrath of the gods by killing the offspring of Zeus and his daughter, Acrisius cast the two into the sea in a wooden chest.[8] Danaë's fearful prayer, made while afloat in the darkness, has been expressed by the poet Simonides of Ceos. Mother and child washed ashore on the island of Seriphos, where they were taken in by the fisherman Dictys ("fishing net"), who raised the boy to manhood. The brother of Dictys was Polydectes ("he who receives/welcomes many"), the king of the island.
|
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+
|
15 |
+
When Perseus was grown, Polydectes came to fall in love with the beautiful Danaë. Perseus believed Polydectes was less than honourable, and protected his mother from him; then Polydectes plotted to send Perseus away in disgrace. He held a large banquet where each guest was expected to bring a gift.[note 1] Polydectes requested that the guests bring horses, under the pretense that he was collecting contributions for the hand of Hippodamia, daughter of Oinomaos. Perseus had no horse to give, so he asked Polydectes to name the gift; he would not refuse it. Polydectes held Perseus to his rash promise and demanded the head of the only mortal Gorgon,[9] Medusa, whose gaze turned people to stone. Ovid's account of Medusa's mortality tells that she had once been a woman, vain of her beautiful hair.[10] Poseidon, the god of the seas, sexually assaulted her inside a temple dedicated to Athena, and as punishment for the desecration of her temple, Athena had changed Medusa's hair into hideous snakes "that she may alarm her surprised foes with terror".[11]
|
16 |
+
|
17 |
+
Athena instructed Perseus to find the Hesperides, who were entrusted with weapons needed to defeat the Gorgon. Following Athena's guidance,[12] Perseus sought the Greae, sisters of the Gorgons, to demand the whereabouts of the Hesperides, the nymphs tending Hera's orchard. The Graeae were three perpetually old women, who shared a single eye. As the women passed the eye from one to another, Perseus snatched it from them, holding it for ransom in return for the location of the nymphs.[13] When the sisters led him to the Hesperides, he returned what he had taken.
|
18 |
+
|
19 |
+
From the Hesperides he received a knapsack (kibisis) to safely contain Medusa's head. Zeus gave him an adamantine sword (a Harpe) and Hades' helm of darkness to hide. Hermes lent Perseus winged sandals to fly, and Athena gave him a polished shield. Perseus then proceeded to the Gorgons' cave.
|
20 |
+
|
21 |
+
In the cave he came upon the sleeping Medusa. By viewing Medusa's reflection in his polished shield, he safely approached and cut off her head. From her neck sprang Pegasus ("he who sprang") and Chrysaor ("sword of gold"), the result of Poseidon and Medusa's mating. The other two Gorgons pursued Perseus,[14] but, wearing his helm of darkness, he escaped. From here he proceeded to visit King Atlas who had refused him hospitality; in revenge Perseus turned him to stone.[15]
|
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+
|
23 |
+
On the way back to Seriphos, Perseus stopped in the kingdom of Aethiopia. This mythical Ethiopia was ruled by King Cepheus and Queen Cassiopeia. Cassiopeia, having boasted that her daughter Andromeda was equal in beauty to the Nereids, drew the vengeance of Poseidon, who sent an inundation on the land and a sea serpent, Cetus, which destroyed man and beast. The oracle of Ammon announced that no relief would be found until the king exposed his daughter Andromeda to the monster, and so she was fastened naked to a rock on the shore. Perseus slew the monster and, setting her free, claimed her in marriage.
|
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+
|
25 |
+
Perseus married Andromeda in spite of Phineus, to whom she had before been promised. At the wedding a quarrel took place between the rivals, and Phineus was turned to stone by the sight of Medusa's head that Perseus had kept.[16] Andromeda ("queen of men") followed her husband to Tiryns in Argos, and became the ancestress of the family of the Perseidae who ruled at Tiryns through her son with Perseus, Perses.[17] After her death she was placed by Athena among the constellations in the northern sky, near Perseus and Cassiopeia.[note 2] Sophocles and Euripides (and in more modern times Pierre Corneille) made the episode of Perseus and Andromeda the subject of tragedies, and its incidents were represented in many ancient works of art.
|
26 |
+
|
27 |
+
As Perseus was flying in his return above the sands of Libya, according to Apollonius of Rhodes,[18] the falling drops of Medusa's blood created a race of toxic serpents, one of whom was to kill the Argonaut Mopsus. On returning to Seriphos and discovering that his mother had to take refuge from the violent advances of Polydectes, Perseus killed him with Medusa's head, and made his brother Dictys, consort of Danaë, king.
|
28 |
+
|
29 |
+
Perseus then returned his magical loans and gave Medusa's head as a votive gift to Athena, who set it on Zeus' shield (which she carried), as the Gorgoneion (see also: Aegis). The fulfillment of the oracle was told several ways, each incorporating the mythic theme of exile. In Pausanias[19] he did not return to Argos, but went instead to Larissa, where athletic games were being held. He had just invented the quoit and was making a public display of them when Acrisius, who happened to be visiting, stepped into the trajectory of the quoit and was killed: thus the oracle was fulfilled. This is an unusual variant on the story of such a prophecy, as Acrisius' actions did not, in this variant, cause his death.
|
30 |
+
|
31 |
+
In the Bibliotheca,[20] the inevitable occurred by another route: Perseus did return to Argos, but when Acrisius learned of his grandson's approach, mindful of the oracle he went into voluntary exile in Pelasgiotis (Thessaly). There Teutamides, king of Larissa, was holding funeral games for his father. Competing in the discus throw, Perseus' throw veered - and struck Acrisius, killing him instantly. In a third tradition,[21] Acrisius had been driven into exile by his brother Proetus. Perseus turned the brother into stone with the Gorgon's head and restored Acrisius to the throne. Then, accused by Acrisius of lying about having slain Medusa, Perseus proves himself by showing Acrisius the Gorgon's head, thus fulfilling the prophecy.
|
32 |
+
|
33 |
+
Having killed Acrisius, Perseus, who was next in line for the throne, gave the kingdom to Megapenthes ("great mourning"), son of Proetus, and took over Megapenthes' kingdom of Tiryns. The story is related in Pausanias,[22] who gives as motivation for the swap that Perseus was ashamed to have become king of Argos by inflicting death. In any case, early Greek literature reiterates that manslaughter, even involuntary, requires the exile of the slaughterer, expiation and ritual purification. The exchange might well have proved a creative solution to a difficult problem.
|
34 |
+
|
35 |
+
The two main sources regarding the legendary life of Perseus—for he was an authentic historical figure to the Greeks— are Pausanias and the Bibliotheca. Pausanias[23] asserts that the Greeks believed Perseus founded Mycenae. He mentions the shrine to Perseus that stood on the left-hand side of the road from Mycenae to Argos, and also a sacred fountain at Mycenae called Persea. Located outside the walls, this was perhaps the spring that filled the citadel's underground cistern. He states also that Atreus stored his treasures in an underground chamber there, which is why Heinrich Schliemann named the largest tholos tomb the Treasury of Atreus.
|
36 |
+
|
37 |
+
Apart from these more historical references, the only accounts of him are from folk-etymology: Perseus dropped his cap or found a mushroom (both named myces) at Mycenae, or perhaps the place was named after the lady Mycene, daughter of Inachus, mentioned in a now-fragmentary poem, the Megalai Ehoiai.[24] For whatever reasons, perhaps as outposts, Perseus fortified Mycenae according to Apollodorus[25] along with Midea, an action that implies that they both previously existed. It is unlikely, however, that Apollodorus knew who walled in Mycenae; he was only conjecturing. Perseus took up official residence in Mycenae with Andromeda where he had a long, successful reign as king.
|
38 |
+
|
39 |
+
Perseus and Andromeda had seven sons: Perses, Alcaeus, Heleus, Mestor, Sthenelus, Electryon, and Cynurus, and two daughters, Gorgophone and Autochthe. Perses was left in Aethiopia and was believed to have been an ancestor of the Persians. The other descendants ruled Mycenae from Electryon to Eurystheus, after whom Atreus got the kingdom. However, the Perseids included the great hero, Heracles, stepson of Amphitryon, son of Alcaeus. The Heraclides, or descendants of Heracles, successfully contested the rule of the Atreids.
|
40 |
+
|
41 |
+
A statement by the Athenian orator, Isocrates[26] helps to date Perseus approximately. He said that Heracles was four generations later than Perseus, which corresponds to the legendary succession: Perseus, Electryon, Alcmena, and Heracles, who was a contemporary of Eurystheus. Atreus was one generation later, a total of five generations.
|
42 |
+
|
43 |
+
The replacement of Bellerophon as the tamer and rider of Pegasus by the more familiar culture hero Perseus was not simply an error of painters and poets of the Renaissance. The transition was a development of Classical times which became the standard image during the Middle Ages and has been adopted by the European poets of the Renaissance and later: Giovanni Boccaccio's Genealogia deorum gentilium libri (10.27) identifies Pegasus as the steed of Perseus, and Pierre Corneille places Perseus upon Pegasus in Andromède.[27] Various modern representations of Pegasus depict the winged horse with Perseus, including the fantasy film Clash of the Titans and its 2010 remake.
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+
Male
|
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+
Female
|
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+
Deity
|
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+
|
en/4513.html.txt
ADDED
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In Greek mythology, Perseus (/ˈpɜːrsiəs, -sjuːs/; Greek: Περσεύς) is the legendary founder of Mycenae and of the Perseid dynasty. He was, alongside Cadmus and Bellerophon, the greatest Greek hero and slayer of monsters before the days of Heracles.[1] He beheaded the Gorgon Medusa for Polydectes and saved Andromeda from the sea monster Cetus. He was the son of Zeus and the mortal Danaë, as well as the half-brother and great-grandfather of Heracles.
|
4 |
+
|
5 |
+
Because of the obscurity of the name "Perseus" and the legendary character of its bearer, most etymologists presume that it might be pre-Greek; however, the name of Perseus' native city was Greek and so were the names of his wife and relatives. There is some idea that it descended into Greek from the Proto-Indo-European language. In that regard Robert Graves has proposed the only Greek derivation available. Perseus might be from the Greek verb πέρθειν (pérthein, "to waste, ravage, sack, destroy") some form of which appears in Homeric epithets. According to Carl Darling Buck (Comparative Grammar of Greek and Latin), the –eus suffix is typically used to form an agent noun, in this case from the aorist stem, pers-. Pers-eus therefore is a "sacker of cities", that is, a soldier by occupation, a fitting name for the first Mycenaean warrior.
|
6 |
+
|
7 |
+
The further origin of perth- is more obscure. J. B. Hofmann lists the possible root as *bher-, from which Latin ferio, "strike".[2] This corresponds to Julius Pokorny’s *bher-(3), "scrape, cut." Ordinarily *bh- descends to Greek as ph-. This difficulty can be overcome by presuming a dissimilation from the –th– in pérthein, which the Greeks would have preferred from a putative *phérthein. Graves carries the meaning still further, to the perse- in Persephone, goddess of death. John Chadwick in the second edition of Documents in Mycenaean Greek speculates about the Mycenaean goddess pe-re-*82, attested on the PY Tn 316 tablet (Linear B: 𐀟𐀩𐁚) and tentatively reconstructed as *Preswa.
|
8 |
+
|
9 |
+
A Greek folk etymology connected "Perseus" to the name of the Persian people, whom they called the Pérsai (from Old Persian Pārsa "Persia, a Persian"). The native name of this people, however, has always had an -a- in Persian. Herodotus[3] recounts this story, devising a foreign son, Perses, from whom the Persians took the name. Apparently also the Persians[4] knew the story, as Xerxes tried to use it to bribe the Argives during his invasion of Greece, but ultimately failed to do so.
|
10 |
+
|
11 |
+
Perseus was the son of Zeus and Danaë, the daughter of Acrisius, King of Argos. Disappointed by his lack of luck in having a son, Acrisius consulted the oracle at Delphi, who warned him that he would one day be killed by his daughter's son. In order to keep Danaë childless, Acrisius imprisoned her in a bronze chamber, open to the sky, in the courtyard of his palace:[5] This mytheme is also connected to Ares, Oenopion, Eurystheus, and others. Zeus came to her in the form of a shower of gold, and impregnated her.[6] Soon after, their child was born; Perseus—"Perseus Eurymedon,[7] for his mother gave him this name as well" (Apollonius of Rhodes, Argonautica IV).
|
12 |
+
|
13 |
+
Fearful for his future, but unwilling to provoke the wrath of the gods by killing the offspring of Zeus and his daughter, Acrisius cast the two into the sea in a wooden chest.[8] Danaë's fearful prayer, made while afloat in the darkness, has been expressed by the poet Simonides of Ceos. Mother and child washed ashore on the island of Seriphos, where they were taken in by the fisherman Dictys ("fishing net"), who raised the boy to manhood. The brother of Dictys was Polydectes ("he who receives/welcomes many"), the king of the island.
|
14 |
+
|
15 |
+
When Perseus was grown, Polydectes came to fall in love with the beautiful Danaë. Perseus believed Polydectes was less than honourable, and protected his mother from him; then Polydectes plotted to send Perseus away in disgrace. He held a large banquet where each guest was expected to bring a gift.[note 1] Polydectes requested that the guests bring horses, under the pretense that he was collecting contributions for the hand of Hippodamia, daughter of Oinomaos. Perseus had no horse to give, so he asked Polydectes to name the gift; he would not refuse it. Polydectes held Perseus to his rash promise and demanded the head of the only mortal Gorgon,[9] Medusa, whose gaze turned people to stone. Ovid's account of Medusa's mortality tells that she had once been a woman, vain of her beautiful hair.[10] Poseidon, the god of the seas, sexually assaulted her inside a temple dedicated to Athena, and as punishment for the desecration of her temple, Athena had changed Medusa's hair into hideous snakes "that she may alarm her surprised foes with terror".[11]
|
16 |
+
|
17 |
+
Athena instructed Perseus to find the Hesperides, who were entrusted with weapons needed to defeat the Gorgon. Following Athena's guidance,[12] Perseus sought the Greae, sisters of the Gorgons, to demand the whereabouts of the Hesperides, the nymphs tending Hera's orchard. The Graeae were three perpetually old women, who shared a single eye. As the women passed the eye from one to another, Perseus snatched it from them, holding it for ransom in return for the location of the nymphs.[13] When the sisters led him to the Hesperides, he returned what he had taken.
|
18 |
+
|
19 |
+
From the Hesperides he received a knapsack (kibisis) to safely contain Medusa's head. Zeus gave him an adamantine sword (a Harpe) and Hades' helm of darkness to hide. Hermes lent Perseus winged sandals to fly, and Athena gave him a polished shield. Perseus then proceeded to the Gorgons' cave.
|
20 |
+
|
21 |
+
In the cave he came upon the sleeping Medusa. By viewing Medusa's reflection in his polished shield, he safely approached and cut off her head. From her neck sprang Pegasus ("he who sprang") and Chrysaor ("sword of gold"), the result of Poseidon and Medusa's mating. The other two Gorgons pursued Perseus,[14] but, wearing his helm of darkness, he escaped. From here he proceeded to visit King Atlas who had refused him hospitality; in revenge Perseus turned him to stone.[15]
|
22 |
+
|
23 |
+
On the way back to Seriphos, Perseus stopped in the kingdom of Aethiopia. This mythical Ethiopia was ruled by King Cepheus and Queen Cassiopeia. Cassiopeia, having boasted that her daughter Andromeda was equal in beauty to the Nereids, drew the vengeance of Poseidon, who sent an inundation on the land and a sea serpent, Cetus, which destroyed man and beast. The oracle of Ammon announced that no relief would be found until the king exposed his daughter Andromeda to the monster, and so she was fastened naked to a rock on the shore. Perseus slew the monster and, setting her free, claimed her in marriage.
|
24 |
+
|
25 |
+
Perseus married Andromeda in spite of Phineus, to whom she had before been promised. At the wedding a quarrel took place between the rivals, and Phineus was turned to stone by the sight of Medusa's head that Perseus had kept.[16] Andromeda ("queen of men") followed her husband to Tiryns in Argos, and became the ancestress of the family of the Perseidae who ruled at Tiryns through her son with Perseus, Perses.[17] After her death she was placed by Athena among the constellations in the northern sky, near Perseus and Cassiopeia.[note 2] Sophocles and Euripides (and in more modern times Pierre Corneille) made the episode of Perseus and Andromeda the subject of tragedies, and its incidents were represented in many ancient works of art.
|
26 |
+
|
27 |
+
As Perseus was flying in his return above the sands of Libya, according to Apollonius of Rhodes,[18] the falling drops of Medusa's blood created a race of toxic serpents, one of whom was to kill the Argonaut Mopsus. On returning to Seriphos and discovering that his mother had to take refuge from the violent advances of Polydectes, Perseus killed him with Medusa's head, and made his brother Dictys, consort of Danaë, king.
|
28 |
+
|
29 |
+
Perseus then returned his magical loans and gave Medusa's head as a votive gift to Athena, who set it on Zeus' shield (which she carried), as the Gorgoneion (see also: Aegis). The fulfillment of the oracle was told several ways, each incorporating the mythic theme of exile. In Pausanias[19] he did not return to Argos, but went instead to Larissa, where athletic games were being held. He had just invented the quoit and was making a public display of them when Acrisius, who happened to be visiting, stepped into the trajectory of the quoit and was killed: thus the oracle was fulfilled. This is an unusual variant on the story of such a prophecy, as Acrisius' actions did not, in this variant, cause his death.
|
30 |
+
|
31 |
+
In the Bibliotheca,[20] the inevitable occurred by another route: Perseus did return to Argos, but when Acrisius learned of his grandson's approach, mindful of the oracle he went into voluntary exile in Pelasgiotis (Thessaly). There Teutamides, king of Larissa, was holding funeral games for his father. Competing in the discus throw, Perseus' throw veered - and struck Acrisius, killing him instantly. In a third tradition,[21] Acrisius had been driven into exile by his brother Proetus. Perseus turned the brother into stone with the Gorgon's head and restored Acrisius to the throne. Then, accused by Acrisius of lying about having slain Medusa, Perseus proves himself by showing Acrisius the Gorgon's head, thus fulfilling the prophecy.
|
32 |
+
|
33 |
+
Having killed Acrisius, Perseus, who was next in line for the throne, gave the kingdom to Megapenthes ("great mourning"), son of Proetus, and took over Megapenthes' kingdom of Tiryns. The story is related in Pausanias,[22] who gives as motivation for the swap that Perseus was ashamed to have become king of Argos by inflicting death. In any case, early Greek literature reiterates that manslaughter, even involuntary, requires the exile of the slaughterer, expiation and ritual purification. The exchange might well have proved a creative solution to a difficult problem.
|
34 |
+
|
35 |
+
The two main sources regarding the legendary life of Perseus—for he was an authentic historical figure to the Greeks— are Pausanias and the Bibliotheca. Pausanias[23] asserts that the Greeks believed Perseus founded Mycenae. He mentions the shrine to Perseus that stood on the left-hand side of the road from Mycenae to Argos, and also a sacred fountain at Mycenae called Persea. Located outside the walls, this was perhaps the spring that filled the citadel's underground cistern. He states also that Atreus stored his treasures in an underground chamber there, which is why Heinrich Schliemann named the largest tholos tomb the Treasury of Atreus.
|
36 |
+
|
37 |
+
Apart from these more historical references, the only accounts of him are from folk-etymology: Perseus dropped his cap or found a mushroom (both named myces) at Mycenae, or perhaps the place was named after the lady Mycene, daughter of Inachus, mentioned in a now-fragmentary poem, the Megalai Ehoiai.[24] For whatever reasons, perhaps as outposts, Perseus fortified Mycenae according to Apollodorus[25] along with Midea, an action that implies that they both previously existed. It is unlikely, however, that Apollodorus knew who walled in Mycenae; he was only conjecturing. Perseus took up official residence in Mycenae with Andromeda where he had a long, successful reign as king.
|
38 |
+
|
39 |
+
Perseus and Andromeda had seven sons: Perses, Alcaeus, Heleus, Mestor, Sthenelus, Electryon, and Cynurus, and two daughters, Gorgophone and Autochthe. Perses was left in Aethiopia and was believed to have been an ancestor of the Persians. The other descendants ruled Mycenae from Electryon to Eurystheus, after whom Atreus got the kingdom. However, the Perseids included the great hero, Heracles, stepson of Amphitryon, son of Alcaeus. The Heraclides, or descendants of Heracles, successfully contested the rule of the Atreids.
|
40 |
+
|
41 |
+
A statement by the Athenian orator, Isocrates[26] helps to date Perseus approximately. He said that Heracles was four generations later than Perseus, which corresponds to the legendary succession: Perseus, Electryon, Alcmena, and Heracles, who was a contemporary of Eurystheus. Atreus was one generation later, a total of five generations.
|
42 |
+
|
43 |
+
The replacement of Bellerophon as the tamer and rider of Pegasus by the more familiar culture hero Perseus was not simply an error of painters and poets of the Renaissance. The transition was a development of Classical times which became the standard image during the Middle Ages and has been adopted by the European poets of the Renaissance and later: Giovanni Boccaccio's Genealogia deorum gentilium libri (10.27) identifies Pegasus as the steed of Perseus, and Pierre Corneille places Perseus upon Pegasus in Andromède.[27] Various modern representations of Pegasus depict the winged horse with Perseus, including the fantasy film Clash of the Titans and its 2010 remake.
|
44 |
+
|
45 |
+
Male
|
46 |
+
Female
|
47 |
+
Deity
|
48 |
+
|
en/4514.html.txt
ADDED
@@ -0,0 +1,48 @@
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In Greek mythology, Perseus (/ˈpɜːrsiəs, -sjuːs/; Greek: Περσεύς) is the legendary founder of Mycenae and of the Perseid dynasty. He was, alongside Cadmus and Bellerophon, the greatest Greek hero and slayer of monsters before the days of Heracles.[1] He beheaded the Gorgon Medusa for Polydectes and saved Andromeda from the sea monster Cetus. He was the son of Zeus and the mortal Danaë, as well as the half-brother and great-grandfather of Heracles.
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Because of the obscurity of the name "Perseus" and the legendary character of its bearer, most etymologists presume that it might be pre-Greek; however, the name of Perseus' native city was Greek and so were the names of his wife and relatives. There is some idea that it descended into Greek from the Proto-Indo-European language. In that regard Robert Graves has proposed the only Greek derivation available. Perseus might be from the Greek verb πέρθειν (pérthein, "to waste, ravage, sack, destroy") some form of which appears in Homeric epithets. According to Carl Darling Buck (Comparative Grammar of Greek and Latin), the –eus suffix is typically used to form an agent noun, in this case from the aorist stem, pers-. Pers-eus therefore is a "sacker of cities", that is, a soldier by occupation, a fitting name for the first Mycenaean warrior.
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The further origin of perth- is more obscure. J. B. Hofmann lists the possible root as *bher-, from which Latin ferio, "strike".[2] This corresponds to Julius Pokorny’s *bher-(3), "scrape, cut." Ordinarily *bh- descends to Greek as ph-. This difficulty can be overcome by presuming a dissimilation from the –th– in pérthein, which the Greeks would have preferred from a putative *phérthein. Graves carries the meaning still further, to the perse- in Persephone, goddess of death. John Chadwick in the second edition of Documents in Mycenaean Greek speculates about the Mycenaean goddess pe-re-*82, attested on the PY Tn 316 tablet (Linear B: 𐀟𐀩𐁚) and tentatively reconstructed as *Preswa.
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A Greek folk etymology connected "Perseus" to the name of the Persian people, whom they called the Pérsai (from Old Persian Pārsa "Persia, a Persian"). The native name of this people, however, has always had an -a- in Persian. Herodotus[3] recounts this story, devising a foreign son, Perses, from whom the Persians took the name. Apparently also the Persians[4] knew the story, as Xerxes tried to use it to bribe the Argives during his invasion of Greece, but ultimately failed to do so.
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Perseus was the son of Zeus and Danaë, the daughter of Acrisius, King of Argos. Disappointed by his lack of luck in having a son, Acrisius consulted the oracle at Delphi, who warned him that he would one day be killed by his daughter's son. In order to keep Danaë childless, Acrisius imprisoned her in a bronze chamber, open to the sky, in the courtyard of his palace:[5] This mytheme is also connected to Ares, Oenopion, Eurystheus, and others. Zeus came to her in the form of a shower of gold, and impregnated her.[6] Soon after, their child was born; Perseus—"Perseus Eurymedon,[7] for his mother gave him this name as well" (Apollonius of Rhodes, Argonautica IV).
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Fearful for his future, but unwilling to provoke the wrath of the gods by killing the offspring of Zeus and his daughter, Acrisius cast the two into the sea in a wooden chest.[8] Danaë's fearful prayer, made while afloat in the darkness, has been expressed by the poet Simonides of Ceos. Mother and child washed ashore on the island of Seriphos, where they were taken in by the fisherman Dictys ("fishing net"), who raised the boy to manhood. The brother of Dictys was Polydectes ("he who receives/welcomes many"), the king of the island.
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When Perseus was grown, Polydectes came to fall in love with the beautiful Danaë. Perseus believed Polydectes was less than honourable, and protected his mother from him; then Polydectes plotted to send Perseus away in disgrace. He held a large banquet where each guest was expected to bring a gift.[note 1] Polydectes requested that the guests bring horses, under the pretense that he was collecting contributions for the hand of Hippodamia, daughter of Oinomaos. Perseus had no horse to give, so he asked Polydectes to name the gift; he would not refuse it. Polydectes held Perseus to his rash promise and demanded the head of the only mortal Gorgon,[9] Medusa, whose gaze turned people to stone. Ovid's account of Medusa's mortality tells that she had once been a woman, vain of her beautiful hair.[10] Poseidon, the god of the seas, sexually assaulted her inside a temple dedicated to Athena, and as punishment for the desecration of her temple, Athena had changed Medusa's hair into hideous snakes "that she may alarm her surprised foes with terror".[11]
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Athena instructed Perseus to find the Hesperides, who were entrusted with weapons needed to defeat the Gorgon. Following Athena's guidance,[12] Perseus sought the Greae, sisters of the Gorgons, to demand the whereabouts of the Hesperides, the nymphs tending Hera's orchard. The Graeae were three perpetually old women, who shared a single eye. As the women passed the eye from one to another, Perseus snatched it from them, holding it for ransom in return for the location of the nymphs.[13] When the sisters led him to the Hesperides, he returned what he had taken.
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From the Hesperides he received a knapsack (kibisis) to safely contain Medusa's head. Zeus gave him an adamantine sword (a Harpe) and Hades' helm of darkness to hide. Hermes lent Perseus winged sandals to fly, and Athena gave him a polished shield. Perseus then proceeded to the Gorgons' cave.
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In the cave he came upon the sleeping Medusa. By viewing Medusa's reflection in his polished shield, he safely approached and cut off her head. From her neck sprang Pegasus ("he who sprang") and Chrysaor ("sword of gold"), the result of Poseidon and Medusa's mating. The other two Gorgons pursued Perseus,[14] but, wearing his helm of darkness, he escaped. From here he proceeded to visit King Atlas who had refused him hospitality; in revenge Perseus turned him to stone.[15]
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On the way back to Seriphos, Perseus stopped in the kingdom of Aethiopia. This mythical Ethiopia was ruled by King Cepheus and Queen Cassiopeia. Cassiopeia, having boasted that her daughter Andromeda was equal in beauty to the Nereids, drew the vengeance of Poseidon, who sent an inundation on the land and a sea serpent, Cetus, which destroyed man and beast. The oracle of Ammon announced that no relief would be found until the king exposed his daughter Andromeda to the monster, and so she was fastened naked to a rock on the shore. Perseus slew the monster and, setting her free, claimed her in marriage.
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Perseus married Andromeda in spite of Phineus, to whom she had before been promised. At the wedding a quarrel took place between the rivals, and Phineus was turned to stone by the sight of Medusa's head that Perseus had kept.[16] Andromeda ("queen of men") followed her husband to Tiryns in Argos, and became the ancestress of the family of the Perseidae who ruled at Tiryns through her son with Perseus, Perses.[17] After her death she was placed by Athena among the constellations in the northern sky, near Perseus and Cassiopeia.[note 2] Sophocles and Euripides (and in more modern times Pierre Corneille) made the episode of Perseus and Andromeda the subject of tragedies, and its incidents were represented in many ancient works of art.
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As Perseus was flying in his return above the sands of Libya, according to Apollonius of Rhodes,[18] the falling drops of Medusa's blood created a race of toxic serpents, one of whom was to kill the Argonaut Mopsus. On returning to Seriphos and discovering that his mother had to take refuge from the violent advances of Polydectes, Perseus killed him with Medusa's head, and made his brother Dictys, consort of Danaë, king.
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Perseus then returned his magical loans and gave Medusa's head as a votive gift to Athena, who set it on Zeus' shield (which she carried), as the Gorgoneion (see also: Aegis). The fulfillment of the oracle was told several ways, each incorporating the mythic theme of exile. In Pausanias[19] he did not return to Argos, but went instead to Larissa, where athletic games were being held. He had just invented the quoit and was making a public display of them when Acrisius, who happened to be visiting, stepped into the trajectory of the quoit and was killed: thus the oracle was fulfilled. This is an unusual variant on the story of such a prophecy, as Acrisius' actions did not, in this variant, cause his death.
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In the Bibliotheca,[20] the inevitable occurred by another route: Perseus did return to Argos, but when Acrisius learned of his grandson's approach, mindful of the oracle he went into voluntary exile in Pelasgiotis (Thessaly). There Teutamides, king of Larissa, was holding funeral games for his father. Competing in the discus throw, Perseus' throw veered - and struck Acrisius, killing him instantly. In a third tradition,[21] Acrisius had been driven into exile by his brother Proetus. Perseus turned the brother into stone with the Gorgon's head and restored Acrisius to the throne. Then, accused by Acrisius of lying about having slain Medusa, Perseus proves himself by showing Acrisius the Gorgon's head, thus fulfilling the prophecy.
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Having killed Acrisius, Perseus, who was next in line for the throne, gave the kingdom to Megapenthes ("great mourning"), son of Proetus, and took over Megapenthes' kingdom of Tiryns. The story is related in Pausanias,[22] who gives as motivation for the swap that Perseus was ashamed to have become king of Argos by inflicting death. In any case, early Greek literature reiterates that manslaughter, even involuntary, requires the exile of the slaughterer, expiation and ritual purification. The exchange might well have proved a creative solution to a difficult problem.
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The two main sources regarding the legendary life of Perseus—for he was an authentic historical figure to the Greeks— are Pausanias and the Bibliotheca. Pausanias[23] asserts that the Greeks believed Perseus founded Mycenae. He mentions the shrine to Perseus that stood on the left-hand side of the road from Mycenae to Argos, and also a sacred fountain at Mycenae called Persea. Located outside the walls, this was perhaps the spring that filled the citadel's underground cistern. He states also that Atreus stored his treasures in an underground chamber there, which is why Heinrich Schliemann named the largest tholos tomb the Treasury of Atreus.
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Apart from these more historical references, the only accounts of him are from folk-etymology: Perseus dropped his cap or found a mushroom (both named myces) at Mycenae, or perhaps the place was named after the lady Mycene, daughter of Inachus, mentioned in a now-fragmentary poem, the Megalai Ehoiai.[24] For whatever reasons, perhaps as outposts, Perseus fortified Mycenae according to Apollodorus[25] along with Midea, an action that implies that they both previously existed. It is unlikely, however, that Apollodorus knew who walled in Mycenae; he was only conjecturing. Perseus took up official residence in Mycenae with Andromeda where he had a long, successful reign as king.
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Perseus and Andromeda had seven sons: Perses, Alcaeus, Heleus, Mestor, Sthenelus, Electryon, and Cynurus, and two daughters, Gorgophone and Autochthe. Perses was left in Aethiopia and was believed to have been an ancestor of the Persians. The other descendants ruled Mycenae from Electryon to Eurystheus, after whom Atreus got the kingdom. However, the Perseids included the great hero, Heracles, stepson of Amphitryon, son of Alcaeus. The Heraclides, or descendants of Heracles, successfully contested the rule of the Atreids.
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A statement by the Athenian orator, Isocrates[26] helps to date Perseus approximately. He said that Heracles was four generations later than Perseus, which corresponds to the legendary succession: Perseus, Electryon, Alcmena, and Heracles, who was a contemporary of Eurystheus. Atreus was one generation later, a total of five generations.
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The replacement of Bellerophon as the tamer and rider of Pegasus by the more familiar culture hero Perseus was not simply an error of painters and poets of the Renaissance. The transition was a development of Classical times which became the standard image during the Middle Ages and has been adopted by the European poets of the Renaissance and later: Giovanni Boccaccio's Genealogia deorum gentilium libri (10.27) identifies Pegasus as the steed of Perseus, and Pierre Corneille places Perseus upon Pegasus in Andromède.[27] Various modern representations of Pegasus depict the winged horse with Perseus, including the fantasy film Clash of the Titans and its 2010 remake.
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Male
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Female
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Deity
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In fiction, a character (sometimes known as a fictional character) is a person or other being in a narrative (such as a novel, play, television series, film, or video game).[1][2][3] The character may be entirely fictional or based on a real-life person, in which case the distinction of a "fictional" versus "real" character may be made.[2] Derived from the ancient Greek word χαρακτήρ, the English word dates from the Restoration,[4] although it became widely used after its appearance in Tom Jones in 1749.[5][6] From this, the sense of "a part played by an actor" developed.[6] Character, particularly when enacted by an actor in the theatre or cinema, involves "the illusion of being a human person".[7] In literature, characters guide readers through their stories, helping them to understand plots and ponder themes.[8] Since the end of the 18th century, the phrase "in character" has been used to describe an effective impersonation by an actor.[6] Since the 19th century, the art of creating characters, as practiced by actors or writers, has been called characterisation.[6]
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A character who stands as a representative of a particular class or group of people is known as a type.[9] Types include both stock characters and those that are more fully individualised.[9] The characters in Henrik Ibsen's Hedda Gabler (1891) and August Strindberg's Miss Julie (1888), for example, are representative of specific positions in the social relations of class and gender, such that the conflicts between the characters reveal ideological conflicts.[10]
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The study of a character requires an analysis of its relations with all of the other characters in the work.[11] The individual status of a character is defined through the network of oppositions (proairetic, pragmatic, linguistic, proxemic) that it forms with the other characters.[12] The relation between characters and the action of the story shifts historically, often miming shifts in society and its ideas about human individuality, self-determination, and the social order.[13]
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In fiction writing, authors create dynamic characters by many methods. Sometimes characters are conjured up from imagination; in other instances, they are created by amplifying the character trait of a real person into a new fictional creation.[1][2] An author or creator basing a character on a real person can use a person they know, a historical figure, a current figure who they have not met, or on themselves, with the latter being either an author-surrogate or an example of self-insertion. An author can create a character using the basic character archetypes which are common to many cultural traditions: the father figure, mother figure, hero, and so on. An author can also create a fictional character using generic stock characters, but these are flat, simplified characters that tend to be used for supporting or minor characters. Nevertheless, some significant authors have used stock characters as the starting point for building richly detailed characters, such as Shakespeare's use of the boastful soldier character as the basis for Falstaff.
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In his book Aspects of the Novel, E. M. Forster defined two basic types of characters, their qualities, functions, and importance for the development of the novel: flat characters and round characters.[14] Flat characters are two-dimensional, in that they are relatively uncomplicated. By contrast, round characters are complex figures with many different characteristics, that undergo development, sometimes sufficiently to surprise the reader.[15]
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Stock characters are usually one-dimensional and thin. Mary Sues are characters mainly appearing in fan fiction. They are virtually devoid of flaws,[16] and are therefore considered flat characters.
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Dynamic characters are those that change over the course of the story, while static characters remain the same throughout. An example of a popular dynamic character in literature is Ebenezer Scrooge, the protagonist of A Christmas Carol. At the start of the story, he is a bitter miser, but by the end of the tale, he transforms into a kind-hearted, generous man.
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In television, a regular, main or ongoing character is a character who appears in all or a majority of episodes, or in a significant chain of episodes of the series.[17] Regular characters may be both core and secondary ones.
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A recurring character or supporting character often and frequently appears from time to time during the series' run.[18] Recurring characters often play major roles in more than one episode, sometimes being the main focus.
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A guest or minor character is one who acts only in a few episodes or scenes. Unlike regular characters, the guest ones do not need to be carefully incorporated into the storyline with all its ramifications: they create a piece of drama and then disappear without consequences to the narrative structure, unlike core characters, for which any significant conflict must be traced during a considerable time, which is often seen as an unjustified waste of resources.[19] There may also be a continuing or recurring guest character.[20] Sometimes a guest or minor character may gain unanticipated popularity and turn into a regular or main one;[21] this is known as a breakout character.[22][23]
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In the earliest surviving work of dramatic theory, Poetics (c. 335 BCE), the Classical Greek philosopher Aristotle deduces that character (ethos) is one of six qualitative parts of Athenian tragedy and one of the three objects that it represents (1450a12).[24] He understands character not to denote a fictional person, but the quality of the person acting in the story and reacting to its situations (1450a5).[25] He defines character as "that which reveals decision, of whatever sort" (1450b8).[25] It is possible, therefore, to have stories that do not contain "characters" in Aristotle's sense of the word, since character necessarily involves making the ethical dispositions of those performing the action clear.[26] If, in speeches, the speaker "decides or avoids nothing at all", then those speeches "do not have character" (1450b9—11).[27] Aristotle argues for the primacy of plot (mythos) over character (ethos).[28] He writes:
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But the most important of these is the structure of the incidents. For (i) tragedy is a representation not of human beings but of action and life. Happiness and unhappiness lie in action, and the end [of life] is a sort of action, not a quality; people are of a certain sort according to their characters, but happy or the opposite according to their actions. So [the actors] do not act in order to represent the characters, but they include the characters for the sake of their actions" (1450a15-23).[29]
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Aristotle suggests that works were distinguished in the first instance according to the nature of the person who created them: "the grander people represented fine actions, i.e. those of fine persons" by producing "hymns and praise-poems", while "ordinary people represented those of inferior ones" by "composing invectives" (1448b20—1449a5).[30] On this basis, a distinction between the individuals represented in tragedy and in comedy arose: tragedy, along with epic poetry, is "a representation of serious people" (1449b9—10), while comedy is "a representation of people who are rather inferior" (1449a32—33).[31]
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In the Tractatus coislinianus (which may or may not be by Aristotle), Ancient Greek comedy is defined as involving three types of characters: the buffoon (bômolochus), the ironist (eirôn), and the imposter or boaster (alazôn).[32] All three are central to Aristophanes' "old comedy".[33]
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By the time the Roman comic playwright Plautus wrote his plays two centuries later, the use of characters to define dramatic genres was well established.[34] His Amphitryon begins with a prologue in which Mercury claims that since the play contains kings and gods, it cannot be a comedy and must be a tragicomedy.[35]
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[...] is first used in English to denote 'a personality in a novel or a play' in 1749 (The Shorter Oxford English Dictionary, s.v.).
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Its use as 'the sum of the qualities which constitute an individual' is a mC17 development. The modern literary and theatrical sense of 'an individual created in a fictitious work' is not attested in OED until mC18: 'Whatever characters any... have for the jestsake personated... are now thrown off' (1749, Fielding, Tom Jones).
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In fiction, a character (sometimes known as a fictional character) is a person or other being in a narrative (such as a novel, play, television series, film, or video game).[1][2][3] The character may be entirely fictional or based on a real-life person, in which case the distinction of a "fictional" versus "real" character may be made.[2] Derived from the ancient Greek word χαρακτήρ, the English word dates from the Restoration,[4] although it became widely used after its appearance in Tom Jones in 1749.[5][6] From this, the sense of "a part played by an actor" developed.[6] Character, particularly when enacted by an actor in the theatre or cinema, involves "the illusion of being a human person".[7] In literature, characters guide readers through their stories, helping them to understand plots and ponder themes.[8] Since the end of the 18th century, the phrase "in character" has been used to describe an effective impersonation by an actor.[6] Since the 19th century, the art of creating characters, as practiced by actors or writers, has been called characterisation.[6]
|
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|
3 |
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A character who stands as a representative of a particular class or group of people is known as a type.[9] Types include both stock characters and those that are more fully individualised.[9] The characters in Henrik Ibsen's Hedda Gabler (1891) and August Strindberg's Miss Julie (1888), for example, are representative of specific positions in the social relations of class and gender, such that the conflicts between the characters reveal ideological conflicts.[10]
|
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|
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The study of a character requires an analysis of its relations with all of the other characters in the work.[11] The individual status of a character is defined through the network of oppositions (proairetic, pragmatic, linguistic, proxemic) that it forms with the other characters.[12] The relation between characters and the action of the story shifts historically, often miming shifts in society and its ideas about human individuality, self-determination, and the social order.[13]
|
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|
7 |
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In fiction writing, authors create dynamic characters by many methods. Sometimes characters are conjured up from imagination; in other instances, they are created by amplifying the character trait of a real person into a new fictional creation.[1][2] An author or creator basing a character on a real person can use a person they know, a historical figure, a current figure who they have not met, or on themselves, with the latter being either an author-surrogate or an example of self-insertion. An author can create a character using the basic character archetypes which are common to many cultural traditions: the father figure, mother figure, hero, and so on. An author can also create a fictional character using generic stock characters, but these are flat, simplified characters that tend to be used for supporting or minor characters. Nevertheless, some significant authors have used stock characters as the starting point for building richly detailed characters, such as Shakespeare's use of the boastful soldier character as the basis for Falstaff.
|
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In his book Aspects of the Novel, E. M. Forster defined two basic types of characters, their qualities, functions, and importance for the development of the novel: flat characters and round characters.[14] Flat characters are two-dimensional, in that they are relatively uncomplicated. By contrast, round characters are complex figures with many different characteristics, that undergo development, sometimes sufficiently to surprise the reader.[15]
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Stock characters are usually one-dimensional and thin. Mary Sues are characters mainly appearing in fan fiction. They are virtually devoid of flaws,[16] and are therefore considered flat characters.
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Dynamic characters are those that change over the course of the story, while static characters remain the same throughout. An example of a popular dynamic character in literature is Ebenezer Scrooge, the protagonist of A Christmas Carol. At the start of the story, he is a bitter miser, but by the end of the tale, he transforms into a kind-hearted, generous man.
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In television, a regular, main or ongoing character is a character who appears in all or a majority of episodes, or in a significant chain of episodes of the series.[17] Regular characters may be both core and secondary ones.
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A recurring character or supporting character often and frequently appears from time to time during the series' run.[18] Recurring characters often play major roles in more than one episode, sometimes being the main focus.
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A guest or minor character is one who acts only in a few episodes or scenes. Unlike regular characters, the guest ones do not need to be carefully incorporated into the storyline with all its ramifications: they create a piece of drama and then disappear without consequences to the narrative structure, unlike core characters, for which any significant conflict must be traced during a considerable time, which is often seen as an unjustified waste of resources.[19] There may also be a continuing or recurring guest character.[20] Sometimes a guest or minor character may gain unanticipated popularity and turn into a regular or main one;[21] this is known as a breakout character.[22][23]
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21 |
+
In the earliest surviving work of dramatic theory, Poetics (c. 335 BCE), the Classical Greek philosopher Aristotle deduces that character (ethos) is one of six qualitative parts of Athenian tragedy and one of the three objects that it represents (1450a12).[24] He understands character not to denote a fictional person, but the quality of the person acting in the story and reacting to its situations (1450a5).[25] He defines character as "that which reveals decision, of whatever sort" (1450b8).[25] It is possible, therefore, to have stories that do not contain "characters" in Aristotle's sense of the word, since character necessarily involves making the ethical dispositions of those performing the action clear.[26] If, in speeches, the speaker "decides or avoids nothing at all", then those speeches "do not have character" (1450b9—11).[27] Aristotle argues for the primacy of plot (mythos) over character (ethos).[28] He writes:
|
22 |
+
|
23 |
+
But the most important of these is the structure of the incidents. For (i) tragedy is a representation not of human beings but of action and life. Happiness and unhappiness lie in action, and the end [of life] is a sort of action, not a quality; people are of a certain sort according to their characters, but happy or the opposite according to their actions. So [the actors] do not act in order to represent the characters, but they include the characters for the sake of their actions" (1450a15-23).[29]
|
24 |
+
|
25 |
+
Aristotle suggests that works were distinguished in the first instance according to the nature of the person who created them: "the grander people represented fine actions, i.e. those of fine persons" by producing "hymns and praise-poems", while "ordinary people represented those of inferior ones" by "composing invectives" (1448b20—1449a5).[30] On this basis, a distinction between the individuals represented in tragedy and in comedy arose: tragedy, along with epic poetry, is "a representation of serious people" (1449b9—10), while comedy is "a representation of people who are rather inferior" (1449a32—33).[31]
|
26 |
+
|
27 |
+
In the Tractatus coislinianus (which may or may not be by Aristotle), Ancient Greek comedy is defined as involving three types of characters: the buffoon (bômolochus), the ironist (eirôn), and the imposter or boaster (alazôn).[32] All three are central to Aristophanes' "old comedy".[33]
|
28 |
+
|
29 |
+
By the time the Roman comic playwright Plautus wrote his plays two centuries later, the use of characters to define dramatic genres was well established.[34] His Amphitryon begins with a prologue in which Mercury claims that since the play contains kings and gods, it cannot be a comedy and must be a tragicomedy.[35]
|
30 |
+
|
31 |
+
[...] is first used in English to denote 'a personality in a novel or a play' in 1749 (The Shorter Oxford English Dictionary, s.v.).
|
32 |
+
|
33 |
+
Its use as 'the sum of the qualities which constitute an individual' is a mC17 development. The modern literary and theatrical sense of 'an individual created in a fictitious work' is not attested in OED until mC18: 'Whatever characters any... have for the jestsake personated... are now thrown off' (1749, Fielding, Tom Jones).
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en/4517.html.txt
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1 |
+
In fiction, a character (sometimes known as a fictional character) is a person or other being in a narrative (such as a novel, play, television series, film, or video game).[1][2][3] The character may be entirely fictional or based on a real-life person, in which case the distinction of a "fictional" versus "real" character may be made.[2] Derived from the ancient Greek word χαρακτήρ, the English word dates from the Restoration,[4] although it became widely used after its appearance in Tom Jones in 1749.[5][6] From this, the sense of "a part played by an actor" developed.[6] Character, particularly when enacted by an actor in the theatre or cinema, involves "the illusion of being a human person".[7] In literature, characters guide readers through their stories, helping them to understand plots and ponder themes.[8] Since the end of the 18th century, the phrase "in character" has been used to describe an effective impersonation by an actor.[6] Since the 19th century, the art of creating characters, as practiced by actors or writers, has been called characterisation.[6]
|
2 |
+
|
3 |
+
A character who stands as a representative of a particular class or group of people is known as a type.[9] Types include both stock characters and those that are more fully individualised.[9] The characters in Henrik Ibsen's Hedda Gabler (1891) and August Strindberg's Miss Julie (1888), for example, are representative of specific positions in the social relations of class and gender, such that the conflicts between the characters reveal ideological conflicts.[10]
|
4 |
+
|
5 |
+
The study of a character requires an analysis of its relations with all of the other characters in the work.[11] The individual status of a character is defined through the network of oppositions (proairetic, pragmatic, linguistic, proxemic) that it forms with the other characters.[12] The relation between characters and the action of the story shifts historically, often miming shifts in society and its ideas about human individuality, self-determination, and the social order.[13]
|
6 |
+
|
7 |
+
In fiction writing, authors create dynamic characters by many methods. Sometimes characters are conjured up from imagination; in other instances, they are created by amplifying the character trait of a real person into a new fictional creation.[1][2] An author or creator basing a character on a real person can use a person they know, a historical figure, a current figure who they have not met, or on themselves, with the latter being either an author-surrogate or an example of self-insertion. An author can create a character using the basic character archetypes which are common to many cultural traditions: the father figure, mother figure, hero, and so on. An author can also create a fictional character using generic stock characters, but these are flat, simplified characters that tend to be used for supporting or minor characters. Nevertheless, some significant authors have used stock characters as the starting point for building richly detailed characters, such as Shakespeare's use of the boastful soldier character as the basis for Falstaff.
|
8 |
+
|
9 |
+
In his book Aspects of the Novel, E. M. Forster defined two basic types of characters, their qualities, functions, and importance for the development of the novel: flat characters and round characters.[14] Flat characters are two-dimensional, in that they are relatively uncomplicated. By contrast, round characters are complex figures with many different characteristics, that undergo development, sometimes sufficiently to surprise the reader.[15]
|
10 |
+
|
11 |
+
Stock characters are usually one-dimensional and thin. Mary Sues are characters mainly appearing in fan fiction. They are virtually devoid of flaws,[16] and are therefore considered flat characters.
|
12 |
+
|
13 |
+
Dynamic characters are those that change over the course of the story, while static characters remain the same throughout. An example of a popular dynamic character in literature is Ebenezer Scrooge, the protagonist of A Christmas Carol. At the start of the story, he is a bitter miser, but by the end of the tale, he transforms into a kind-hearted, generous man.
|
14 |
+
|
15 |
+
In television, a regular, main or ongoing character is a character who appears in all or a majority of episodes, or in a significant chain of episodes of the series.[17] Regular characters may be both core and secondary ones.
|
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+
|
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+
A recurring character or supporting character often and frequently appears from time to time during the series' run.[18] Recurring characters often play major roles in more than one episode, sometimes being the main focus.
|
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+
|
19 |
+
A guest or minor character is one who acts only in a few episodes or scenes. Unlike regular characters, the guest ones do not need to be carefully incorporated into the storyline with all its ramifications: they create a piece of drama and then disappear without consequences to the narrative structure, unlike core characters, for which any significant conflict must be traced during a considerable time, which is often seen as an unjustified waste of resources.[19] There may also be a continuing or recurring guest character.[20] Sometimes a guest or minor character may gain unanticipated popularity and turn into a regular or main one;[21] this is known as a breakout character.[22][23]
|
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+
|
21 |
+
In the earliest surviving work of dramatic theory, Poetics (c. 335 BCE), the Classical Greek philosopher Aristotle deduces that character (ethos) is one of six qualitative parts of Athenian tragedy and one of the three objects that it represents (1450a12).[24] He understands character not to denote a fictional person, but the quality of the person acting in the story and reacting to its situations (1450a5).[25] He defines character as "that which reveals decision, of whatever sort" (1450b8).[25] It is possible, therefore, to have stories that do not contain "characters" in Aristotle's sense of the word, since character necessarily involves making the ethical dispositions of those performing the action clear.[26] If, in speeches, the speaker "decides or avoids nothing at all", then those speeches "do not have character" (1450b9—11).[27] Aristotle argues for the primacy of plot (mythos) over character (ethos).[28] He writes:
|
22 |
+
|
23 |
+
But the most important of these is the structure of the incidents. For (i) tragedy is a representation not of human beings but of action and life. Happiness and unhappiness lie in action, and the end [of life] is a sort of action, not a quality; people are of a certain sort according to their characters, but happy or the opposite according to their actions. So [the actors] do not act in order to represent the characters, but they include the characters for the sake of their actions" (1450a15-23).[29]
|
24 |
+
|
25 |
+
Aristotle suggests that works were distinguished in the first instance according to the nature of the person who created them: "the grander people represented fine actions, i.e. those of fine persons" by producing "hymns and praise-poems", while "ordinary people represented those of inferior ones" by "composing invectives" (1448b20—1449a5).[30] On this basis, a distinction between the individuals represented in tragedy and in comedy arose: tragedy, along with epic poetry, is "a representation of serious people" (1449b9—10), while comedy is "a representation of people who are rather inferior" (1449a32—33).[31]
|
26 |
+
|
27 |
+
In the Tractatus coislinianus (which may or may not be by Aristotle), Ancient Greek comedy is defined as involving three types of characters: the buffoon (bômolochus), the ironist (eirôn), and the imposter or boaster (alazôn).[32] All three are central to Aristophanes' "old comedy".[33]
|
28 |
+
|
29 |
+
By the time the Roman comic playwright Plautus wrote his plays two centuries later, the use of characters to define dramatic genres was well established.[34] His Amphitryon begins with a prologue in which Mercury claims that since the play contains kings and gods, it cannot be a comedy and must be a tragicomedy.[35]
|
30 |
+
|
31 |
+
[...] is first used in English to denote 'a personality in a novel or a play' in 1749 (The Shorter Oxford English Dictionary, s.v.).
|
32 |
+
|
33 |
+
Its use as 'the sum of the qualities which constitute an individual' is a mC17 development. The modern literary and theatrical sense of 'an individual created in a fictitious work' is not attested in OED until mC18: 'Whatever characters any... have for the jestsake personated... are now thrown off' (1749, Fielding, Tom Jones).
|
en/4518.html.txt
ADDED
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A politician is a person active in party politics, or a person holding or seeking an office in government. Politicians propose, support and create laws or policies that govern the land and, by extension, its people. Broadly speaking, a "politician" can be anyone who seeks to achieve political power in any bureaucratic institution.
|
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+
Politicians are people who are politically active, especially in party politics. Positions range from local offices to executive, legislative, and judicial offices of regional and national governments.[1][2] Some elected law enforcement officers, such as sheriffs, are considered politicians.[3][4]
|
6 |
+
|
7 |
+
Politicians are known for their rhetoric, as in speeches or campaign advertisements. They are especially known for using common themes that allow them to develop their political positions in terms familiar to the voters.[5] Politicians of necessity become expert users of the media.[6] Politicians in the 19th century made heavy use of newspapers, magazines, and pamphlets, as well as posters.[7] In the 20th century, they branched into radio and television, making television commercials the single most expensive part of an election campaign.[8] In the 21st century, they have become increasingly involved with the social media based on the Internet and smartphones.[9]
|
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+
|
9 |
+
Rumor has always played a major role in politics, with negative rumors about an opponent typically more effective than positive rumors about one's own side.[10]
|
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+
|
11 |
+
Once elected, the politician becomes a government official and has to deal with a permanent bureaucracy of non-politicians. Historically, there has been a subtle conflict between the long-term goals of each side.[11] In patronage-based systems, such as the United States and Canada in the 19th century, winning politicians replace the bureaucracy with local politicians who formed their base of support, the "spoils system". Civil service reform was initiated to eliminate the corruption of government services that were involved.[12] However, in many less developed countries, the spoils system is in full-scale operation today.[13]
|
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+
|
13 |
+
Mattozzi and Merlo argue that there are two main career paths which are typically followed by politicians in modern democracies. First, come the career politicians. They are politicians who work in the political sector until retirement. Second, are the "political careerists". These are politicians who gain a reputation for expertise in controlling certain bureaucracies, then leave politics for a well-paid career in the private sector making use of their political contacts.[14]
|
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+
|
15 |
+
The personal histories of politicians have been frequently studied, as it is presumed that their experiences and characteristics shape their beliefs and behaviors. There are four pathways by which a politician's biography could influence their leadership style and abilities. The first is that biography may influence one's core beliefs, which are used to shape a worldview. The second is that politicians' skills and competence are influenced by personal experience. The areas of skill and competence can define where they devote resources and attention as a leader. The third pathway is that biographical attributes may define and shape political incentives. A leader's previous profession, for example, could be viewed as higher importance, causing a disproportionate investment of leadership resources to ensure the growth and health of that profession, including former colleagues. Other examples beside profession include the politician's innate characteristics, such as race or gender. The fourth pathway is how a politician's biography affects their public perception, which can, in turn, affect their leadership style. Female politicians, for example, may use different strategies to attract the same level of respect given to male politicians.[15]
|
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+
|
17 |
+
Numerous scholars have studied the characteristics of politicians, comparing those at the local and national levels, and comparing the more liberal or the more conservative ones, and comparing the more successful and less successful in terms of elections.[16] In recent years, special attention has focused on the distinctive career path of women politicians.[17] For example, there are studies of the "Supermadre" model in Latin American politics.[18]
|
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+
|
19 |
+
Many politicians have the knack to remember thousands of names and faces and recall personal anecdotes about their constituents—it is an advantage in the job, rather like being seven-foot tall for a basketball player. United States Presidents George W. Bush and Bill Clinton were renowned for their memories.[19][20]
|
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+
|
21 |
+
Many critics attack politicians for being out of touch with the public. Areas of friction include the manner in which politicians speak, which has been described as being overly formal and filled with many euphemistic and metaphorical expressions and commonly perceived as an attempt to "obscure, mislead, and confuse".[21]
|
22 |
+
|
23 |
+
In the popular image, politicians are thought of as clueless, selfish, incompetent and corrupt, taking money in exchange for goods or services, rather than working for the general public good.[22] Politicians in many countries are regarded as the "most hated professionals".[23]
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The age of majority is the threshold of adulthood as recognized or declared in law. It is the moment when minors cease to be considered such and assume legal control over their persons, actions, and decisions, thus terminating the control and legal responsibilities of their parents or guardian over them. Most countries set the age of majority at 18, but some jurisdictions have a higher age and others lower. The word majority here refers to having greater years and being of full age as opposed to minority, the state of being a minor. The law in a given jurisdiction may not actually use the term "age of majority". The term typically refers to a collection of laws bestowing the status of adulthood.
|
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|
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Age of majority should not be confused with the age of maturity, age of sexual consent, marriageable age, school-leaving age, drinking age, driving age, voting age, smoking age, gambling age, etc., which each may be independent of and set at a different age from the age of majority.
|
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Age of majority can be confused with the similar concept of the age of license,[1] which also pertains to the threshold of adulthood but in a much broader and more abstract way. As a legal term of art, "license" means "permission", and it can implicate a legally enforceable right or privilege. Thus, an age of license is an age at which one has legal permission from government to do something. The age of majority, on the other hand, is legal recognition that one has grown into an adult.[2]
|
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|
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Age of majority pertains solely to the acquisition of legal control over one's person, decisions and actions, and the correlative termination of the legal authority of the parents (or guardian(s), in lieu of parent(s)) over the child's person and affairs generally.
|
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|
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+
Many ages of license are correlated to the age of majority, but they are nonetheless legally distinct concepts. One need not have attained the age of majority to have permission to exercise certain rights and responsibilities. Some ages of license are actually higher than the age of majority. For example, to purchase alcoholic beverages, the age of license is 21 in all U.S. states. Another example is the voting age, which prior to the 1970s was 21 in the US, as was the age of majority in all or most states.[3] In the Republic of Ireland the age of majority is 18, but one must be over 21 years of age to stand for election to the Houses of the Oireachtas.[4] Also, in Portugal the age of majority is 18, but one must be at least 25 years of age to run for public office and 35 years of age to run for president.[5] A child who is legally emancipated by a court of competent jurisdiction automatically attains to their maturity upon the signing of the court order. Only emancipation confers the status of maturity before a person has actually reached the age of majority.
|
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|
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In almost all places, minors who are married are automatically emancipated. Some places also do the same for minors who are in the armed forces or who have a certain degree or diploma.[6]
|
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The age 18 is identified as the age of adulthood in the Jewish Talmud relative to having sound judgement to make monetary decisions as a judge.[7] Here, the Talmud says that every judgment Josiah, the sixteenth king of Judah (c. 640–609) issued from the age of eight, when he was crowned, until the age of eighteen was reversed and he returned the money to the parties whom he judged liable, due to concern that in his youth he may not have judged the cases correctly. Other Jewish commentators have discussed whether age 13 or 18 is the age to make decisions in a Jewish Court.[8]
|
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|
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In many countries minors can be emancipated: depending on jurisdiction, this may happen through acts such as marriage, attaining economic self-sufficiency, obtaining an educational degree or diploma, or participating in a form of military service. In the United States, all states have some form of emancipation of minors.[9]
|
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|
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The following list the age of majority in countries (or administrative divisions) in the order of lowest to highest:
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Religions have their own rules as to the age of maturity, when a child is regarded to be an adult, at least for ritual purposes:
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Augustus (Imperator Caesar divi filius Augustus; 23 September 63 BC – 19 August AD 14) was a Roman statesman and military leader who became the first emperor of the Roman Empire, reigning from 27 BC until his death in AD 14.[nb 1] He was the first ruler of the Julio-Claudian dynasty. His status as the founder of the Roman Principate has consolidated an enduring legacy as one of the most effective and controversial leaders in human history.[1][2] The reign of Augustus initiated an era of relative peace known as the Pax Romana. The Roman world was largely free from large-scale conflict for more than two centuries, despite continuous wars of imperial expansion on the Empire's frontiers and the year-long civil war known as the "Year of the Four Emperors" over the imperial succession.
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Augustus was born Gaius Octavius into an old and wealthy equestrian branch of the plebeian gens Octavia. His maternal great-uncle Julius Caesar was assassinated in 44 BC, and Octavius was named in Caesar's will as his adopted son and heir, taking the name Octavian (Latin: Gaius Julius Caesar Octavianus). Along with Mark Antony and Marcus Lepidus, he formed the Second Triumvirate to defeat the assassins of Caesar. Following their victory at the Battle of Philippi, the Triumvirate divided the Roman Republic among themselves and ruled as de facto dictators. The Triumvirate was eventually torn apart by the competing ambitions of its members. Lepidus was driven into exile and stripped of his position, and Antony committed suicide following his defeat at the Battle of Actium by Octavian in 31 BC.
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After the demise of the Second Triumvirate, Augustus restored the outward façade of the free Republic, with governmental power vested in the Roman Senate, the executive magistrates, and the legislative assemblies. In reality, however, he retained his autocratic power over the Republic. By law, Augustus held a collection of powers granted to him for life by the Senate, including supreme military command, and those of tribune and censor. It took several years for Augustus to develop the framework within which a formally republican state could be led under his sole rule. He rejected monarchical titles, and instead called himself Princeps Civitatis ("First Citizen"). The resulting constitutional framework became known as the Principate, the first phase of the Roman Empire.
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Augustus dramatically enlarged the Empire, annexing Egypt, Dalmatia, Pannonia, Noricum, and Raetia, expanding possessions in Africa, and completing the conquest of Hispania, but suffered a major setback in Germania. Beyond the frontiers, he secured the Empire with a buffer region of client states and made peace with the Parthian Empire through diplomacy. He reformed the Roman system of taxation, developed networks of roads with an official courier system, established a standing army, established the Praetorian Guard, created official police and fire-fighting services for Rome, and rebuilt much of the city during his reign. Augustus died in AD 14 at the age of 75, probably from natural causes. However, there were unconfirmed rumors that his wife Livia poisoned him. He was succeeded as emperor by his adopted son Tiberius (also stepson and former son-in-law).
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As a consequence of Roman customs, society, and personal preference, Augustus (/ɔːˈɡʌstəs, əˈ-/ aw-GUST-əs, ə-, Latin: [au̯ˈɡʊstʊs]) was known by many names throughout his life:
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While his paternal family was from the Volscian town of Velletri, approximately 40 kilometres (25 mi) to the south-east of Rome, Augustus was born in the city of Rome on 23 September 63 BC.[12] He was born at Ox Head, a small property on the Palatine Hill, very close to the Roman Forum. He was given the name Gaius Octavius Thurinus, his cognomen possibly commemorating his father's victory at Thurii over a rebellious band of slaves which occurred a few years after his birth.[13][14] Suetonius wrote: "There are many indications that the Octavian family was in days of old a distinguished one at Velitrae; for not only was a street in the most frequented part of town long ago called Octavian, but an altar was shown there besides, consecrated by an Octavius. This man was leader in a war with a neighbouring town ..." [15]
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Due to the crowded nature of Rome at the time, Octavius was taken to his father's home village at Velletri to be raised. Octavius mentions his father's equestrian family only briefly in his memoirs. His paternal great-grandfather Gaius Octavius was a military tribune in Sicily during the Second Punic War. His grandfather had served in several local political offices. His father, also named Gaius Octavius, had been governor of Macedonia. His mother, Atia, was the niece of Julius Caesar.[16][17]
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In 59 BC, when he was four years old, his father died.[18] His mother married a former governor of Syria, Lucius Marcius Philippus.[19] Philippus claimed descent from Alexander the Great, and was elected consul in 56 BC. Philippus never had much of an interest in young Octavius. Because of this, Octavius was raised by his grandmother, Julia, the sister of Julius Caesar. Julia died in 52 or 51 BC, and Octavius delivered the funeral oration for his grandmother.[20][21] From this point, his mother and stepfather took a more active role in raising him. He donned the toga virilis four years later,[22] and was elected to the College of Pontiffs in 47 BC.[23][24] The following year he was put in charge of the Greek games that were staged in honor of the Temple of Venus Genetrix, built by Julius Caesar.[24] According to Nicolaus of Damascus, Octavius wished to join Caesar's staff for his campaign in Africa, but gave way when his mother protested.[25] In 46 BC, she consented for him to join Caesar in Hispania, where he planned to fight the forces of Pompey, Caesar's late enemy, but Octavius fell ill and was unable to travel.
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When he had recovered, he sailed to the front, but was shipwrecked; after coming ashore with a handful of companions, he crossed hostile territory to Caesar's camp, which impressed his great-uncle considerably.[22] Velleius Paterculus reports that after that time, Caesar allowed the young man to share his carriage.[26] When back in Rome, Caesar deposited a new will with the Vestal Virgins, naming Octavius as the prime beneficiary.[27]
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Octavius was studying and undergoing military training in Apollonia, Illyria, when Julius Caesar was killed on the Ides of March (15 March) 44 BC. He rejected the advice of some army officers to take refuge with the troops in Macedonia and sailed to Italy to ascertain whether he had any potential political fortunes or security.[28] Caesar had no living legitimate children under Roman law,[nb 3] and so had adopted Octavius, his grand-nephew, making him his primary heir.[29] Mark Antony later charged that Octavian had earned his adoption by Caesar through sexual favours, though Suetonius describes Antony's accusation as political slander.[30] This form of slander was popular during this time in the Roman Republic to demean and discredit political opponents by accusing them of having an inappropriate sexual affair.[31][32] After landing at Lupiae near Brundisium, Octavius learned the contents of Caesar's will, and only then did he decide to become Caesar's political heir as well as heir to two-thirds of his estate.[24][28][33]
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Upon his adoption, Octavius assumed his great-uncle's name Gaius Julius Caesar. Roman citizens adopted into a new family usually retained their old nomen in cognomen form (e.g., Octavianus for one who had been an Octavius, Aemilianus for one who had been an Aemilius, etc.). However, though some of his contemporaries did,[34] there is no evidence that Octavius ever himself officially used the name Octavianus, as it would have made his modest origins too obvious.[35][36][37] Historians usually refer to the new Caesar as Octavian during the time between his adoption and his assumption of the name Augustus in 27 BC in order to avoid confusing the dead dictator with his heir.[38]
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Octavian could not rely on his limited funds to make a successful entry into the upper echelons of the Roman political hierarchy.[39] After a warm welcome by Caesar's soldiers at Brundisium,[40] Octavian demanded a portion of the funds that were allotted by Caesar for the intended war against the Parthian Empire in the Middle East.[39] This amounted to 700 million sesterces stored at Brundisium, the staging ground in Italy for military operations in the east.[41]
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A later senatorial investigation into the disappearance of the public funds took no action against Octavian, since he subsequently used that money to raise troops against the Senate's arch enemy Mark Antony.[40] Octavian made another bold move in 44 BC when, without official permission, he appropriated the annual tribute that had been sent from Rome's Near Eastern province to Italy.[36][42]
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Octavian began to bolster his personal forces with Caesar's veteran legionaries and with troops designated for the Parthian war, gathering support by emphasizing his status as heir to Caesar.[28][43] On his march to Rome through Italy, Octavian's presence and newly acquired funds attracted many, winning over Caesar's former veterans stationed in Campania.[36] By June, he had gathered an army of 3,000 loyal veterans, paying each a salary of 500 denarii.[44][45][46]
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Arriving in Rome on 6 May 44 BC, Octavian found consul Mark Antony, Caesar's former colleague, in an uneasy truce with the dictator's assassins. They had been granted a general amnesty on 17 March, yet Antony had succeeded in driving most of them out of Rome with an inflammatory eulogy at Caesar's funeral, mounting public opinion against the assassins.[36]
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Mark Antony was amassing political support, but Octavian still had opportunity to rival him as the leading member of the faction supporting Caesar. Mark Antony had lost the support of many Romans and supporters of Caesar when he initially opposed the motion to elevate Caesar to divine status.[47] Octavian failed to persuade Antony to relinquish Caesar's money to him. During the summer, he managed to win support from Caesarian sympathizers and also made common with the Optimates, the former enemies of Caesar, who saw him as the lesser evil and hoped to manipulate him.[48] In September, the leading Optimate orator Marcus Tullius Cicero began to attack Antony in a series of speeches portraying him as a threat to the Republican order.[49][50]
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With opinion in Rome turning against him and his year of consular power nearing its end, Antony attempted to pass laws that would assign him the province of Cisalpine Gaul.[51][52] Octavian meanwhile built up a private army in Italy by recruiting Caesarian veterans and, on 28 November, he won over two of Antony's legions with the enticing offer of monetary gain.[53][54][55]
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In the face of Octavian's large and capable force, Antony saw the danger of staying in Rome and, to the relief of the Senate, he left Rome for Cisalpine Gaul, which was to be handed to him on 1 January.[55] However, the province had earlier been assigned to Decimus Junius Brutus Albinus, one of Caesar's assassins, who now refused to yield to Antony. Antony besieged him at Mutina[56] and rejected the resolutions passed by the Senate to stop the fighting. The Senate had no army to enforce their resolutions. This provided an opportunity for Octavian, who already was known to have armed forces.[54] Cicero also defended Octavian against Antony's taunts about Octavian's lack of noble lineage and aping of Julius Caesar's name, stating "we have no more brilliant example of traditional piety among our youth."[57]
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At the urging of Cicero, the Senate inducted Octavian as senator on 1 January 43 BC, yet he also was given the power to vote alongside the former consuls.[54][55] In addition, Octavian was granted propraetor imperium (commanding power) which legalized his command of troops, sending him to relieve the siege along with Hirtius and Pansa (the consuls for 43 BC).[54][58] In April 43 BC, Antony's forces were defeated at the battles of Forum Gallorum and Mutina, forcing Antony to retreat to Transalpine Gaul. Both consuls were killed, however, leaving Octavian in sole command of their armies.[59][60]
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The senate heaped many more rewards on Decimus Brutus than on Octavian for defeating Antony, then attempted to give command of the consular legions to Decimus Brutus.[61] In response, Octavian stayed in the Po Valley and refused to aid any further offensive against Antony.[62] In July, an embassy of centurions sent by Octavian entered Rome and demanded the consulship left vacant by Hirtius and Pansa[63] and also that the decree should be rescinded which declared Antony a public enemy.[62] When this was refused, he marched on the city with eight legions.[62] He encountered no military opposition in Rome, and on 19 August 43 BC was elected consul with his relative Quintus Pedius as co-consul.[64][65] Meanwhile, Antony formed an alliance with Marcus Aemilius Lepidus, another leading Caesarian.[66]
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In a meeting near Bologna in October 43 BC, Octavian, Antony, and Lepidus formed the Second Triumvirate.[68] This explicit arrogation of special powers lasting five years was then legalised by law passed by the plebs, unlike the unofficial First Triumvirate formed by Pompey, Julius Caesar, and Marcus Licinius Crassus.[68][69] The triumvirs then set in motion proscriptions, in which between 130 and 300 senators[nb 4] and 2,000 equites were branded as outlaws and deprived of their property and, for those who failed to escape, their lives.[71] This decree issued by the triumvirate was motivated in part by a need to raise money to pay the salaries of their troops for the upcoming conflict against Caesar's assassins, Marcus Junius Brutus and Gaius Cassius Longinus.[72] Rewards for their arrest gave incentive for Romans to capture those proscribed, while the assets and properties of those arrested were seized by the triumvirs.[71]
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Contemporary Roman historians provide conflicting reports as to which triumvir was most responsible for the proscriptions and killing. However, the sources agree that enacting the proscriptions was a means by all three factions to eliminate political enemies.[73] Marcus Velleius Paterculus asserted that Octavian tried to avoid proscribing officials whereas Lepidus and Antony were to blame for initiating them. Cassius Dio defended Octavian as trying to spare as many as possible, whereas Antony and Lepidus, being older and involved in politics longer, had many more enemies to deal with.[74]
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This claim was rejected by Appian, who maintained that Octavian shared an equal interest with Lepidus and Antony in eradicating his enemies.[75] Suetonius said that Octavian was reluctant to proscribe officials, but did pursue his enemies with more vigor than the other triumvirs.[73] Plutarch described the proscriptions as a ruthless and cutthroat swapping of friends and family among Antony, Lepidus, and Octavian. For example, Octavian allowed the proscription of his ally Cicero, Antony the proscription of his maternal uncle Lucius Julius Caesar (the consul of 64 BC), and Lepidus his brother Paullus.[74]
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On 1 January 42 BC, the Senate posthumously recognized Julius Caesar as a divinity of the Roman state, Divus Iulius. Octavian was able to further his cause by emphasizing the fact that he was Divi filius, "Son of the Divine".[76] Antony and Octavian then sent 28 legions by sea to face the armies of Brutus and Cassius, who had built their base of power in Greece.[77] After two battles at Philippi in Macedonia in October 42, the Caesarian army was victorious and Brutus and Cassius committed suicide. Mark Antony later used the examples of these battles as a means to belittle Octavian, as both battles were decisively won with the use of Antony's forces. In addition to claiming responsibility for both victories, Antony also branded Octavian as a coward for handing over his direct military control to Marcus Vipsanius Agrippa instead.[78]
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After Philippi, a new territorial arrangement was made among the members of the Second Triumvirate. Gaul and the province of Hispania were placed in the hands of Octavian. Antony traveled east to Egypt where he allied himself with Queen Cleopatra VII, the former lover of Julius Caesar and mother of Caesar's infant son Caesarion. Lepidus was left with the province of Africa, stymied by Antony, who conceded Hispania to Octavian instead.[79]
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Octavian was left to decide where in Italy to settle the tens of thousands of veterans of the Macedonian campaign, whom the triumvirs had promised to discharge. The tens of thousands who had fought on the republican side with Brutus and Cassius could easily ally with a political opponent of Octavian if not appeased, and they also required land.[79] There was no more government-controlled land to allot as settlements for their soldiers, so Octavian had to choose one of two options: alienating many Roman citizens by confiscating their land, or alienating many Roman soldiers who could mount a considerable opposition against him in the Roman heartland. Octavian chose the former.[80] There were as many as eighteen Roman towns affected by the new settlements, with entire populations driven out or at least given partial evictions.[81]
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There was widespread dissatisfaction with Octavian over these settlements of his soldiers, and this encouraged many to rally at the side of Lucius Antonius, who was brother of Mark Antony and supported by a majority in the Senate. Meanwhile, Octavian asked for a divorce from Clodia Pulchra, the daughter of Fulvia (Mark Antony's wife) and her first husband Publius Clodius Pulcher. He returned Clodia to her mother, claiming that their marriage had never been consummated. Fulvia decided to take action. Together with Lucius Antonius, she raised an army in Italy to fight for Antony's rights against Octavian. Lucius and Fulvia took a political and martial gamble in opposing Octavian, however, since the Roman army still depended on the triumvirs for their salaries. Lucius and his allies ended up in a defensive siege at Perusia (modern Perugia), where Octavian forced them into surrender in early 40 BC.[81]
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Lucius and his army were spared, due to his kinship with Antony, the strongman of the East, while Fulvia was exiled to Sicyon.[82] Octavian showed no mercy, however, for the mass of allies loyal to Lucius; on 15 March, the anniversary of Julius Caesar's assassination, he had 300 Roman senators and equestrians executed for allying with Lucius.[83] Perusia also was pillaged and burned as a warning for others.[82] This bloody event sullied Octavian's reputation and was criticized by many, such as Augustan poet Sextus Propertius.[83]
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Sextus Pompeius, the son of Pompey and still a renegade general following Julius Caesar's victory over his father, had established himself in Sicily and Sardinia as part of an agreement reached with the Second Triumvirate in 39 BC.[84] Both Antony and Octavian were vying for an alliance with Pompeius. Octavian succeeded in a temporary alliance in 40 BC when he married Scribonia, a sister or daughter of Pompeius's father-in-law Lucius Scribonius Libo. Scribonia gave birth to Octavian's only natural child, Julia, the same day that he divorced her to marry Livia Drusilla, little more than a year after their marriage.[83]
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While in Egypt, Antony had been engaged in an affair with Cleopatra and had fathered three children with her.[nb 5] Aware of his deteriorating relationship with Octavian, Antony left Cleopatra; he sailed to Italy in 40 BC with a large force to oppose Octavian, laying siege to Brundisium. This new conflict proved untenable for both Octavian and Antony, however. Their centurions, who had become important figures politically, refused to fight due to their Caesarian cause, while the legions under their command followed suit. Meanwhile, in Sicyon, Antony's wife Fulvia died of a sudden illness while Antony was en route to meet her. Fulvia's death and the mutiny of their centurions allowed the two remaining triumvirs to effect a reconciliation.[85][86]
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In the autumn of 40, Octavian and Antony approved the Treaty of Brundisium, by which Lepidus would remain in Africa, Antony in the East, Octavian in the West. The Italian Peninsula was left open to all for the recruitment of soldiers, but in reality, this provision was useless for Antony in the East. To further cement relations of alliance with Mark Antony, Octavian gave his sister, Octavia Minor, in marriage to Antony in late 40 BC.[85]
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Sextus Pompeius threatened Octavian in Italy by denying shipments of grain through the Mediterranean Sea to the peninsula. Pompeius's own son was put in charge as naval commander in the effort to cause widespread famine in Italy.[86] Pompeius's control over the sea prompted him to take on the name Neptuni filius, "son of Neptune".[87] A temporary peace agreement was reached in 39 BC with the treaty of Misenum; the blockade on Italy was lifted once Octavian granted Pompeius Sardinia, Corsica, Sicily, and the Peloponnese, and ensured him a future position as consul for 35 BC.[86][87]
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The territorial agreement between the triumvirate and Sextus Pompeius began to crumble once Octavian divorced Scribonia and married Livia on 17 January 38 BC.[88] One of Pompeius's naval commanders betrayed him and handed over Corsica and Sardinia to Octavian. Octavian lacked the resources to confront Pompeius alone, however, so an agreement was reached with the Second Triumvirate's extension for another five-year period beginning in 37 BC.[69][89]
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In supporting Octavian, Antony expected to gain support for his own campaign against the Parthian Empire, desiring to avenge Rome's defeat at Carrhae in 53 BC.[89] In an agreement reached at Tarentum, Antony provided 120 ships for Octavian to use against Pompeius, while Octavian was to send 20,000 legionaries to Antony for use against Parthia. Octavian sent only a tenth of those promised, however, which Antony viewed as an intentional provocation.[90]
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Octavian and Lepidus launched a joint operation against Sextus in Sicily in 36 BC.[91] Despite setbacks for Octavian, the naval fleet of Sextus Pompeius was almost entirely destroyed on 3 September by General Agrippa at the naval Battle of Naulochus. Sextus fled to the east with his remaining forces, where he was captured and executed in Miletus by one of Antony's generals the following year. As Lepidus and Octavian accepted the surrender of Pompeius's troops, Lepidus attempted to claim Sicily for himself, ordering Octavian to leave. Lepidus's troops deserted him, however, and defected to Octavian since they were weary of fighting and were enticed by Octavian's promises of money.[92]
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Lepidus surrendered to Octavian and was permitted to retain the office of Pontifex Maximus (head of the college of priests), but was ejected from the Triumvirate, his public career at an end, and effectively was exiled to a villa at Cape Circei in Italy.[72][92] The Roman dominions were now divided between Octavian in the West and Antony in the East. Octavian ensured Rome's citizens of their rights to property in order to maintain peace and stability in his portion of the Empire. This time, he settled his discharged soldiers outside of Italy, while also returning 30,000 slaves to their former Roman owners—slaves who had fled to join Pompeius's army and navy.[93] Octavian had the Senate grant him, his wife, and his sister tribunal immunity, or sacrosanctitas, in order to ensure his own safety and that of Livia and Octavia once he returned to Rome.[94]
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Meanwhile, Antony's campaign turned disastrous against Parthia, tarnishing his image as a leader, and the mere 2,000 legionaries sent by Octavian to Antony were hardly enough to replenish his forces.[95] On the other hand, Cleopatra could restore his army to full strength; he already was engaged in a romantic affair with her, so he decided to send Octavia back to Rome.[96] Octavian used this to spread propaganda implying that Antony was becoming less than Roman because he rejected a legitimate Roman spouse for an "Oriental paramour".[97] In 36 BC, Octavian used a political ploy to make himself look less autocratic and Antony more the villain by proclaiming that the civil wars were coming to an end, and that he would step down as triumvir—if only Antony would do the same. Antony refused.[98]
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Roman troops captured the Kingdom of Armenia in 34 BC, and Antony made his son Alexander Helios the ruler of Armenia. He also awarded the title "Queen of Kings" to Cleopatra, acts that Octavian used to convince the Roman Senate that Antony had ambitions to diminish the preeminence of Rome.[97] Octavian became consul once again on 1 January 33 BC, and he opened the following session in the Senate with a vehement attack on Antony's grants of titles and territories to his relatives and to his queen.[99]
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The breach between Antony and Octavian prompted a large portion of the Senators, as well as both of that year's consuls, to leave Rome and defect to Antony. However, Octavian received two key deserters from Antony in the autumn of 32 BC: Munatius Plancus and Marcus Titius.[100] These defectors gave Octavian the information that he needed to confirm with the Senate all the accusations that he made against Antony.[101]
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Octavian forcibly entered the temple of the Vestal Virgins and seized Antony's secret will, which he promptly publicized. The will would have given away Roman-conquered territories as kingdoms for his sons to rule, and designated Alexandria as the site for a tomb for him and his queen.[102][103] In late 32 BC, the Senate officially revoked Antony's powers as consul and declared war on Cleopatra's regime in Egypt.[104][105]
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In early 31 BC, Antony and Cleopatra were temporarily stationed in Greece when Octavian gained a preliminary victory: the navy successfully ferried troops across the Adriatic Sea under the command of Agrippa. Agrippa cut off Antony and Cleopatra's main force from their supply routes at sea, while Octavian landed on the mainland opposite the island of Corcyra (modern Corfu) and marched south. Trapped on land and sea, deserters of Antony's army fled to Octavian's side daily while Octavian's forces were comfortable enough to make preparations.[108]
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Antony's fleet sailed through the bay of Actium on the western coast of Greece in a desperate attempt to break free of the naval blockade. It was there that Antony's fleet faced the much larger fleet of smaller, more maneuverable ships under commanders Agrippa and Gaius Sosius in the Battle of Actium on 2 September 31 BC.[109] Antony and his remaining forces were spared only due to a last-ditch effort by Cleopatra's fleet that had been waiting nearby.[110]
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Octavian pursued them and defeated their forces in Alexandria on 1 August 30 BC—after which Antony and Cleopatra committed suicide. Antony fell on his own sword and was taken by his soldiers back to Alexandria where he died in Cleopatra's arms. Cleopatra died soon after, reputedly by the venomous bite of an asp or by poison.[111] Octavian had exploited his position as Caesar's heir to further his own political career, and he was well aware of the dangers in allowing another person to do the same. He therefore followed the advice of Arius Didymus that "two Caesars are one too many", ordering Caesarion, Julius Caesar's son by Cleopatra, killed, while sparing Cleopatra's children by Antony, with the exception of Antony's older son.[112][113] Octavian had previously shown little mercy to surrendered enemies and acted in ways that had proven unpopular with the Roman people, yet he was given credit for pardoning many of his opponents after the Battle of Actium.[114]
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After Actium and the defeat of Antony and Cleopatra, Octavian was in a position to rule the entire Republic under an unofficial principate[115]—but he had to achieve this through incremental power gains. He did so by courting the Senate and the people while upholding the republican traditions of Rome, appearing that he was not aspiring to dictatorship or monarchy.[116][117] Marching into Rome, Octavian and Marcus Agrippa were elected as consuls by the Senate.[118]
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Years of civil war had left Rome in a state of near lawlessness, but the Republic was not prepared to accept the control of Octavian as a despot. At the same time, Octavian could not simply give up his authority without risking further civil wars among the Roman generals and, even if he desired no position of authority whatsoever, his position demanded that he look to the well-being of the city of Rome and the Roman provinces. Octavian's aims from this point forward were to return Rome to a state of stability, traditional legality, and civility by lifting the overt political pressure imposed on the courts of law and ensuring free elections—in name at least.[119]
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In 27 BC, Octavian made a show of returning full power to the Roman Senate and relinquishing his control of the Roman provinces and their armies. Under his consulship, however, the Senate had little power in initiating legislation by introducing bills for senatorial debate. Octavian was no longer in direct control of the provinces and their armies, but he retained the loyalty of active duty soldiers and veterans alike. The careers of many clients and adherents depended on his patronage, as his financial power was unrivaled in the Roman Republic.[118] Historian Werner Eck states:
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The sum of his power derived first of all from various powers of office delegated to him by the Senate and people, secondly from his immense private fortune, and thirdly from numerous patron-client relationships he established with individuals and groups throughout the Empire. All of them taken together formed the basis of his auctoritas, which he himself emphasized as the foundation of his political actions.[120]
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To a large extent, the public were aware of the vast financial resources that Octavian commanded. He failed to encourage enough senators to finance the building and maintenance of networks of roads in Italy in 20 BC, but he undertook direct responsibility for them. This was publicized on the Roman currency issued in 16 BC, after he donated vast amounts of money to the aerarium Saturni, the public treasury.[121]
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According to H. H. Scullard, however, Octavian's power was based on the exercise of "a predominant military power and ... the ultimate sanction of his authority was force, however much the fact was disguised."[122] The Senate proposed to Octavian, the victor of Rome's civil wars, that he once again assume command of the provinces. The Senate's proposal was a ratification of Octavian's extra-constitutional power. Through the Senate, Octavian was able to continue the appearance of a still-functional constitution. Feigning reluctance, he accepted a ten-year responsibility of overseeing provinces that were considered chaotic.[123][124]
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The provinces ceded to Augustus for that ten-year period comprised much of the conquered Roman world, including all of Hispania and Gaul, Syria, Cilicia, Cyprus, and Egypt.[123][125] Moreover, command of these provinces provided Octavian with control over the majority of Rome's legions.[125][126]
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While Octavian acted as consul in Rome, he dispatched senators to the provinces under his command as his representatives to manage provincial affairs and ensure that his orders were carried out. The provinces not under Octavian's control were overseen by governors chosen by the Roman Senate.[126] Octavian became the most powerful political figure in the city of Rome and in most of its provinces, but he did not have a monopoly on political and martial power.[127]
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The Senate still controlled North Africa, an important regional producer of grain, as well as Illyria and Macedonia, two strategic regions with several legions.[127] However, the Senate had control of only five or six legions distributed among three senatorial proconsuls, compared to the twenty legions under the control of Octavian, and their control of these regions did not amount to any political or military challenge to Octavian.[116][122] The Senate's control over some of the Roman provinces helped maintain a republican façade for the autocratic Principate. Also, Octavian's control of entire provinces followed Republican-era precedents for the objective of securing peace and creating stability, in which such prominent Romans as Pompey had been granted similar military powers in times of crisis and instability.[116]
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On 16 January 27 BC the Senate gave Octavian the new titles of Augustus and Princeps.[128] Augustus is from the Latin word Augere (meaning to increase) and can be translated as "the illustrious one". It was a title of religious authority rather than political authority. His new title of Augustus was also more favorable than Romulus, the previous one which he styled for himself in reference to the story of the legendary founder of Rome, which symbolized a second founding of Rome.[114] The title of Romulus was associated too strongly with notions of monarchy and kingship, an image that Octavian tried to avoid.[129] The title princeps senatus originally meant the member of the Senate with the highest precedence,[130] but in the case of Augustus, it became an almost regnal title for a leader who was first in charge.[131] Augustus also styled himself as Imperator Caesar divi filius, "Commander Caesar son of the deified one". With this title, he boasted his familial link to deified Julius Caesar, and the use of Imperator signified a permanent link to the Roman tradition of victory. He transformed Caesar, a cognomen for one branch of the Julian family, into a new family line that began with him.[128]
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Augustus was granted the right to hang the corona civica above his door, the "civic crown" made from oak, and to have laurels drape his doorposts.[127] However, he renounced flaunting insignia of power such as holding a scepter, wearing a diadem, or wearing the golden crown and purple toga of his predecessor Julius Caesar.[132] If he refused to symbolize his power by donning and bearing these items on his person, the Senate nonetheless awarded him with a golden shield displayed in the meeting hall of the Curia, bearing the inscription virtus, pietas, clementia, iustitia—"valor, piety, clemency, and justice."[127][133]
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By 23 BC, some of the un-Republican implications were becoming apparent concerning the settlement of 27 BC. Augustus's retention of an annual consulate drew attention to his de facto dominance over the Roman political system, and cut in half the opportunities for others to achieve what was still nominally the preeminent position in the Roman state.[134] Further, he was causing political problems by desiring to have his nephew Marcus Claudius Marcellus follow in his footsteps and eventually assume the Principate in his turn,[nb 6] alienating his three greatest supporters – Agrippa, Maecenas, and Livia.[135] He appointed noted Republican Calpurnius Piso (who had fought against Julius Caesar and supported Cassius and Brutus[136]) as co-consul in 23 BC, after his choice Aulus Terentius Varro Murena died unexpectedly.[137]
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In the late spring Augustus suffered a severe illness, and on his supposed deathbed made arrangements that would ensure the continuation of the Principate in some form,[138] while allaying senators' suspicions of his anti-republicanism. Augustus prepared to hand down his signet ring to his favored general Agrippa. However, Augustus handed over to his co-consul Piso all of his official documents, an account of public finances, and authority over listed troops in the provinces while Augustus's supposedly favored nephew Marcellus came away empty-handed.[139][140] This was a surprise to many who believed Augustus would have named an heir to his position as an unofficial emperor.[141]
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Augustus bestowed only properties and possessions to his designated heirs, as an obvious system of institutionalized imperial inheritance would have provoked resistance and hostility among the republican-minded Romans fearful of monarchy.[117] With regards to the Principate, it was obvious to Augustus that Marcellus was not ready to take on his position;[142] nonetheless, by giving his signet ring to Agrippa, Augustus intended to signal to the legions that Agrippa was to be his successor, and that constitutional procedure notwithstanding, they should continue to obey Agrippa.[143]
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Soon after his bout of illness subsided, Augustus gave up his consulship. The only other times Augustus would serve as consul would be in the years 5 and 2 BC,[140][144] both times to introduce his grandsons into public life.[136] This was a clever ploy by Augustus; ceasing to serve as one of two annually elected consuls allowed aspiring senators a better chance to attain the consular position, while allowing Augustus to exercise wider patronage within the senatorial class.[145] Although Augustus had resigned as consul, he desired to retain his consular imperium not just in his provinces but throughout the empire. This desire, as well as the Marcus Primus Affair, led to a second compromise between him and the Senate known as the Second Settlement.[146]
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The primary reasons for the Second Settlement were as follows. First, after Augustus relinquished the annual consulship, he was no longer in an official position to rule the state, yet his dominant position remained unchanged over his Roman, 'imperial' provinces where he was still a proconsul.[140][147] When he annually held the office of consul, he had the power to intervene with the affairs of the other provincial proconsuls appointed by the Senate throughout the empire, when he deemed necessary.[148]
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A second problem later arose showing the need for the Second Settlement in what became known as the "Marcus Primus Affair".[149] In late 24 or early 23 BC, charges were brought against Marcus Primus, the former proconsul (governor) of Macedonia, for waging a war without prior approval of the Senate on the Odrysian kingdom of Thrace, whose king was a Roman ally.[150] He was defended by Lucius Lucinius Varro Murena, who told the trial that his client had received specific instructions from Augustus, ordering him to attack the client state.[151] Later, Primus testified that the orders came from the recently deceased Marcellus.[152]
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Such orders, had they been given, would have been considered a breach of the Senate's prerogative under the Constitutional settlement of 27 BC and its aftermath—i.e., before Augustus was granted imperium proconsulare maius—as Macedonia was a Senatorial province under the Senate's jurisdiction, not an imperial province under the authority of Augustus. Such an action would have ripped away the veneer of Republican restoration as promoted by Augustus, and exposed his fraud of merely being the first citizen, a first among equals.[151] Even worse, the involvement of Marcellus provided some measure of proof that Augustus's policy was to have the youth take his place as Princeps, instituting a form of monarchy – accusations that had already played out.[142]
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The situation was so serious that Augustus himself appeared at the trial, even though he had not been called as a witness. Under oath, Augustus declared that he gave no such order.[153] Murena disbelieved Augustus's testimony and resented his attempt to subvert the trial by using his auctoritas. He rudely demanded to know why Augustus had turned up to a trial to which he had not been called; Augustus replied that he came in the public interest.[154] Although Primus was found guilty, some jurors voted to acquit, meaning that not everybody believed Augustus's testimony, an insult to the 'August One'.[155]
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The Second Constitutional Settlement was completed in part to allay confusion and formalize Augustus's legal authority to intervene in Senatorial provinces. The Senate granted Augustus a form of general imperium proconsulare, or proconsular imperium (power) that applied throughout the empire, not solely to his provinces. Moreover, the Senate augmented Augustus's proconsular imperium into imperium proconsulare maius, or proconsular imperium applicable throughout the empire that was more (maius) or greater than that held by the other proconsuls. This in effect gave Augustus constitutional power superior to all other proconsuls in the empire.[146] Augustus stayed in Rome during the renewal process and provided veterans with lavish donations to gain their support, thereby ensuring that his status of proconsular imperium maius was renewed in 13 BC.[144]
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During the second settlement, Augustus was also granted the power of a tribune (tribunicia potestas) for life, though not the official title of tribune.[146] For some years, Augustus had been awarded tribunicia sacrosanctitas, the immunity given to a Tribune of the Plebs. Now he decided to assume the full powers of the magistracy, renewed annually, in perpetuity. Legally, it was closed to patricians, a status that Augustus had acquired some years earlier when adopted by Julius Caesar.[145]
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This power allowed him to convene the Senate and people at will and lay business before them, to veto the actions of either the Assembly or the Senate, to preside over elections, and to speak first at any meeting.[144][156] Also included in Augustus's tribunician authority were powers usually reserved for the Roman censor; these included the right to supervise public morals and scrutinize laws to ensure that they were in the public interest, as well as the ability to hold a census and determine the membership of the Senate.[157]
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With the powers of a censor, Augustus appealed to virtues of Roman patriotism by banning all attire but the classic toga while entering the Forum.[158] There was no precedent within the Roman system for combining the powers of the tribune and the censor into a single position, nor was Augustus ever elected to the office of censor.[159] Julius Caesar had been granted similar powers, wherein he was charged with supervising the morals of the state. However, this position did not extend to the censor's ability to hold a census and determine the Senate's roster. The office of the tribunus plebis began to lose its prestige due to Augustus's amassing of tribunal powers, so he revived its importance by making it a mandatory appointment for any plebeian desiring the praetorship.[160]
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Augustus was granted sole imperium within the city of Rome itself, in addition to being granted proconsular imperium maius and tribunician authority for life. Traditionally, proconsuls (Roman province governors) lost their proconsular "imperium" when they crossed the Pomerium – the sacred boundary of Rome – and entered the city. In these situations, Augustus would have power as part of his tribunician authority but his constitutional imperium within the Pomerium would be less than that of a serving consul. That would mean that, when he was in the city, he might not be the constitutional magistrate with the most authority. Thanks to his prestige or auctoritas, his wishes would usually be obeyed, but there might be some difficulty. To fill this power vacuum, the Senate voted that Augustus's imperium proconsulare maius (superior proconsular power) should not lapse when he was inside the city walls. All armed forces in the city had formerly been under the control of the urban praetors and consuls, but this situation now placed them under the sole authority of Augustus.[161]
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In addition, the credit was given to Augustus for each subsequent Roman military victory after this time, because the majority of Rome's armies were stationed in imperial provinces commanded by Augustus through the legatus who were deputies of the princeps in the provinces. Moreover, if a battle was fought in a Senatorial province, Augustus's proconsular imperium maius allowed him to take command of (or credit for) any major military victory. This meant that Augustus was the only individual able to receive a triumph, a tradition that began with Romulus, Rome's first King and first triumphant general. Lucius Cornelius Balbus was the last man outside Augustus's family to receive this award, in 19 BC.[162] Tiberius, Augustus's eldest stepson by Livia, was the only other general to receive a triumph—for victories in Germania in 7 BC.[163]
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Many of the political subtleties of the Second Settlement seem to have evaded the comprehension of the Plebeian class, who were Augustus's greatest supporters and clientele. This caused them to insist upon Augustus's participation in imperial affairs from time to time. Augustus failed to stand for election as consul in 22 BC, and fears arose once again that he was being forced from power by the aristocratic Senate. In 22, 21, and 19 BC, the people rioted in response, and only allowed a single consul to be elected for each of those years, ostensibly to leave the other position open for Augustus.[164]
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Likewise, there was a food shortage in Rome in 22 BC which sparked panic, while many urban plebs called for Augustus to take on dictatorial powers to personally oversee the crisis. After a theatrical display of refusal before the Senate, Augustus finally accepted authority over Rome's grain supply "by virtue of his proconsular imperium", and ended the crisis almost immediately.[144] It was not until AD 8 that a food crisis of this sort prompted Augustus to establish a praefectus annonae, a permanent prefect who was in charge of procuring food supplies for Rome.[165]
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There were some who were concerned by the expansion of powers granted to Augustus by the Second Settlement, and this came to a head with the apparent conspiracy of Fannius Caepio.[149] Some time prior to 1 September 22 BC, a certain Castricius provided Augustus with information about a conspiracy led by Fannius Caepio.[166] Murena, the outspoken Consul who defended Primus in the Marcus Primus Affair, was named among the conspirators. The conspirators were tried in absentia with Tiberius acting as prosecutor; the jury found them guilty, but it was not a unanimous verdict.[167] All the accused were sentenced to death for treason and executed as soon as they were captured—without ever giving testimony in their defence.[168] Augustus ensured that the facade of Republican government continued with an effective cover-up of the events.[169]
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In 19 BC, the Senate granted Augustus a form of 'general consular imperium', which was probably 'imperium consulare maius', like the proconsular powers that he received in 23 BC. Like his tribune authority, the consular powers were another instance of gaining power from offices that he did not actually hold.[170] In addition, Augustus was allowed to wear the consul's insignia in public and before the Senate,[161] as well as to sit in the symbolic chair between the two consuls and hold the fasces, an emblem of consular authority.[170] This seems to have assuaged the populace; regardless of whether or not Augustus was a consul, the importance was that he both appeared as one before the people and could exercise consular power if necessary. On 6 March 12 BC, after the death of Lepidus, he additionally took up the position of pontifex maximus, the high priest of the college of the Pontiffs, the most important position in Roman religion.[171][172] On 5 February 2 BC, Augustus was also given the title pater patriae, or "father of the country".[173][174]
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A final reason for the Second Settlement was to give the Principate constitutional stability and staying power in case something happened to Princeps Augustus. His illness of early 23 BC and the Caepio conspiracy showed that the regime's existence hung by the thin thread of the life of one man, Augustus himself, who suffered from several severe and dangerous illnesses throughout his life.[175] If he were to die from natural causes or fall victim to assassination, Rome could be subjected to another round of civil war. The memories of Pharsalus, the Ides of March, the proscriptions, Philippi, and Actium, barely twenty-five years distant, were still vivid in the minds of many citizens. Proconsular imperium was conferred upon Agrippa for five years, similar to Augustus's power, in order to accomplish this constitutional stability. The exact nature of the grant is uncertain but it probably covered Augustus's imperial provinces, east and west, perhaps lacking authority over the provinces of the Senate. That came later, as did the jealously guarded tribunicia potestas.[176] Augustus's accumulation of powers was now complete. In fact, he dated his 'reign' from the completion of the Second Settlement, 1 July 23 BC.[177]
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Augustus chose Imperator ("victorious commander") to be his first name, since he wanted to make an emphatically clear connection between himself and the notion of victory, and consequently became known as Imperator Caesar Divi Filius Augustus. By the year 13, Augustus boasted 21 occasions where his troops proclaimed "imperator" as his title after a successful battle. Almost the entire fourth chapter in his publicly released memoirs of achievements known as the Res Gestae was devoted to his military victories and honors.[178]
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Augustus also promoted the ideal of a superior Roman civilization with a task of ruling the world (to the extent to which the Romans knew it), a sentiment embodied in words that the contemporary poet Virgil attributes to a legendary ancestor of Augustus: tu regere imperio populos, Romane, memento—"Roman, remember by your strength to rule the Earth's peoples!"[158] The impulse for expansionism was apparently prominent among all classes at Rome, and it is accorded divine sanction by Virgil's Jupiter in Book 1 of the Aeneid, where Jupiter promises Rome imperium sine fine, "sovereignty without end".[179]
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By the end of his reign, the armies of Augustus had conquered northern Hispania (modern Spain and Portugal) and the Alpine regions of Raetia and Noricum (modern Switzerland, Bavaria, Austria, Slovenia), Illyricum and Pannonia (modern Albania, Croatia, Hungary, Serbia, etc.), and had extended the borders of the Africa Province to the east and south. Judea was added to the province of Syria when Augustus deposed Herod Archelaus, successor to client king Herod the Great (73–4 BC). Syria (like Egypt after Antony) was governed by a high prefect of the equestrian class rather than by a proconsul or legate of Augustus.[180]
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Again, no military effort was needed in 25 BC when Galatia (modern Turkey) was converted to a Roman province shortly after Amyntas of Galatia was killed by an avenging widow of a slain prince from Homonada.[180] The rebellious tribes of Asturias and Cantabria in modern-day Spain were finally quelled in 19 BC, and the territory fell under the provinces of Hispania and Lusitania. This region proved to be a major asset in funding Augustus's future military campaigns, as it was rich in mineral deposits that could be fostered in Roman mining projects, especially the very rich gold deposits at Las Medulas.[181]
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Conquering the peoples of the Alps in 16 BC was another important victory for Rome, since it provided a large territorial buffer between the Roman citizens of Italy and Rome's enemies in Germania to the north.[182] Horace dedicated an ode to the victory, while the monumental Trophy of Augustus near Monaco was built to honor the occasion.[183] The capture of the Alpine region also served the next offensive in 12 BC, when Tiberius began the offensive against the Pannonian tribes of Illyricum, and his brother Nero Claudius Drusus moved against the Germanic tribes of the eastern Rhineland. Both campaigns were successful, as Drusus's forces reached the Elbe River by 9 BC—though he died shortly after by falling off his horse.[184] It was recorded that the pious Tiberius walked in front of his brother's body all the way back to Rome.[185]
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To protect Rome's eastern territories from the Parthian Empire, Augustus relied on the client states of the east to act as territorial buffers and areas that could raise their own troops for defense. To ensure security of the Empire's eastern flank, Augustus stationed a Roman army in Syria, while his skilled stepson Tiberius negotiated with the Parthians as Rome's diplomat to the East.[186] Tiberius was responsible for restoring Tigranes V to the throne of the Kingdom of Armenia.[185]
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Yet arguably his greatest diplomatic achievement was negotiating with Phraates IV of Parthia (37–2 BC) in 20 BC for the return of the battle standards lost by Crassus in the Battle of Carrhae, a symbolic victory and great boost of morale for Rome.[185][186][187] Werner Eck claims that this was a great disappointment for Romans seeking to avenge Crassus's defeat by military means.[188] However, Maria Brosius explains that Augustus used the return of the standards as propaganda symbolizing the submission of Parthia to Rome. The event was celebrated in art such as the breastplate design on the statue Augustus of Prima Porta and in monuments such as the Temple of Mars Ultor ('Mars the Avenger') built to house the standards.[189]
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Parthia had always posed a threat to Rome in the east, but the real battlefront was along the Rhine and Danube rivers.[186] Before the final fight with Antony, Octavian's campaigns against the tribes in Dalmatia were the first step in expanding Roman dominions to the Danube.[190] Victory in battle was not always a permanent success, as newly conquered territories were constantly retaken by Rome's enemies in Germania.[186]
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A prime example of Roman loss in battle was the Battle of Teutoburg Forest in AD 9, where three entire legions led by Publius Quinctilius Varus were destroyed by Arminius, leader of the Cherusci, an apparent Roman ally.[191] Augustus retaliated by dispatching Tiberius and Drusus to the Rhineland to pacify it, which had some success although the battle of AD 9 brought the end to Roman expansion into Germany.[192] Roman general Germanicus took advantage of a Cherusci civil war between Arminius and Segestes; they defeated Arminius, who fled that Battle of Idistaviso in AD 16 but was killed later in 21 due to treachery.[193]
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The illness of Augustus in 23 BC brought the problem of succession to the forefront of political issues and the public. To ensure stability, he needed to designate an heir to his unique position in Roman society and government. This was to be achieved in small, undramatic, and incremental ways that did not stir senatorial fears of monarchy. If someone was to succeed to Augustus's unofficial position of power, he would have to earn it through his own publicly proven merits.[194]
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Some Augustan historians argue that indications pointed toward his sister's son Marcellus, who had been quickly married to Augustus's daughter Julia the Elder.[195] Other historians dispute this due to Augustus's will being read aloud to the Senate while he was seriously ill in 23 BC,[196] instead indicating a preference for Marcus Agrippa, who was Augustus's second in charge and arguably the only one of his associates who could have controlled the legions and held the Empire together.[197]
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After the death of Marcellus in 23 BC, Augustus married his daughter to Agrippa. This union produced five children, three sons and two daughters: Gaius Caesar, Lucius Caesar, Vipsania Julia, Agrippina the Elder, and Postumus Agrippa, so named because he was born after Marcus Agrippa died. Shortly after the Second Settlement, Agrippa was granted a five-year term of administering the eastern half of the Empire with the imperium of a proconsul and the same tribunicia potestas granted to Augustus (although not trumping Augustus's authority), his seat of governance stationed at Samos in the eastern Aegean.[197][198] This granting of power showed Augustus's favor for Agrippa, but it was also a measure to please members of his Caesarian party by allowing one of their members to share a considerable amount of power with him.[198]
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Augustus's intent became apparent to make Gaius and Lucius Caesar his heirs when he adopted them as his own children.[199] He took the consulship in 5 and 2 BC so that he could personally usher them into their political careers,[200] and they were nominated for the consulships of AD 1 and 4.[201] Augustus also showed favor to his stepsons, Livia's children from her first marriage Nero Claudius Drusus Germanicus (henceforth referred to as Drusus) and Tiberius Claudius (henceforth Tiberius), granting them military commands and public office, though seeming to favor Drusus. After Agrippa died in 12 BC, Tiberius was ordered to divorce his own wife Vipsania Agrippina and marry Agrippa's widow, Augustus's daughter Julia—as soon as a period of mourning for Agrippa had ended.[202] Drusus's marriage to Augustus's niece Antonia was considered an unbreakable affair, whereas Vipsania was "only" the daughter of the late Agrippa from his first marriage.[202]
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Tiberius shared in Augustus's tribune powers as of 6 BC, but shortly thereafter went into retirement, reportedly wanting no further role in politics while he exiled himself to Rhodes.[163][203] No specific reason is known for his departure, though it could have been a combination of reasons, including a failing marriage with Julia,[163][203] as well as a sense of envy and exclusion over Augustus's apparent favouring of his young grandchildren-turned-sons Gaius and Lucius. (Gaius and Lucius joined the college of priests at an early age, were presented to spectators in a more favorable light, and were introduced to the army in Gaul.)[204][205]
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After the early deaths of both Lucius and Gaius in AD 2 and 4 respectively, and the earlier death of his brother Drusus (9 BC), Tiberius was recalled to Rome in June AD 4, where he was adopted by Augustus on the condition that he, in turn, adopt his nephew Germanicus.[206] This continued the tradition of presenting at least two generations of heirs.[202] In that year, Tiberius was also granted the powers of a tribune and proconsul, emissaries from foreign kings had to pay their respects to him, and by AD 13 was awarded with his second triumph and equal level of imperium with that of Augustus.[207]
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The only other possible claimant as heir was Postumus Agrippa, who had been exiled by Augustus in AD 7, his banishment made permanent by senatorial decree, and Augustus officially disowned him. He certainly fell out of Augustus's favor as an heir; the historian Erich S. Gruen notes various contemporary sources that state Postumus Agrippa was a "vulgar young man, brutal and brutish, and of depraved character".[208]
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On 19 August AD 14, Augustus died while visiting Nola where his father had died. Both Tacitus and Cassius Dio wrote that Livia was rumored to have brought about Augustus's death by poisoning fresh figs.[209][210] This element features in many modern works of historical fiction pertaining to Augustus's life, but some historians view it as likely to have been a salacious fabrication made by those who had favoured Postumus as heir, or other of Tiberius's political enemies. Livia had long been the target of similar rumors of poisoning on the behalf of her son, most or all of which are unlikely to have been true.[211]
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Alternatively, it is possible that Livia did supply a poisoned fig (she did cultivate a variety of fig named for her that Augustus is said to have enjoyed), but did so as a means of assisted suicide rather than murder. Augustus's health had been in decline in the months immediately before his death, and he had made significant preparations for a smooth transition in power, having at last reluctantly settled on Tiberius as his choice of heir.[212] It is likely that Augustus was not expected to return alive from Nola, but it seems that his health improved once there; it has therefore been speculated that Augustus and Livia conspired to end his life at the anticipated time, having committed all political process to accepting Tiberius, in order to not endanger that transition.[211]
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Augustus's famous last words were, "Have I played the part well? Then applaud as I exit"—referring to the play-acting and regal authority that he had put on as emperor. Publicly, though, his last words were, "Behold, I found Rome of clay, and leave her to you of marble." An enormous funerary procession of mourners traveled with Augustus's body from Nola to Rome, and on the day of his burial all public and private businesses closed for the day.[212] Tiberius and his son Drusus delivered the eulogy while standing atop two rostra. Augustus's body was coffin-bound and cremated on a pyre close to his mausoleum. It was proclaimed that Augustus joined the company of the gods as a member of the Roman pantheon.[213]
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Historian D. C. A. Shotter states that Augustus's policy of favoring the Julian family line over the Claudian might have afforded Tiberius sufficient cause to show open disdain for Augustus after the latter's death; instead, Tiberius was always quick to rebuke those who criticized Augustus.[214] Shotter suggests that Augustus's deification obliged Tiberius to suppress any open resentment that he might have harbored, coupled with Tiberius's "extremely conservative" attitude towards religion.[215] Also, historian R. Shaw-Smith points to letters of Augustus to Tiberius which display affection towards Tiberius and high regard for his military merits.[216] Shotter states that Tiberius focused his anger and criticism on Gaius Asinius Gallus (for marrying Vipsania after Augustus forced Tiberius to divorce her), as well as toward the two young Caesars, Gaius and Lucius—instead of Augustus, the real architect of his divorce and imperial demotion.[215]
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Augustus's reign laid the foundations of a regime that lasted, in one form or another, for nearly fifteen hundred years through the ultimate decline of the Western Roman Empire and until the Fall of Constantinople in 1453. Both his adoptive surname, Caesar, and his title Augustus became the permanent titles of the rulers of the Roman Empire for fourteen centuries after his death, in use both at Old Rome and at New Rome. In many languages, Caesar became the word for Emperor, as in the German Kaiser and in the Bulgarian and subsequently Russian Tsar (sometimes Csar or Czar). The cult of Divus Augustus continued until the state religion of the Empire was changed to Christianity in 391 by Theodosius I. Consequently, there are many excellent statues and busts of the first emperor. He had composed an account of his achievements, the Res Gestae Divi Augusti, to be inscribed in bronze in front of his mausoleum.[218] Copies of the text were inscribed throughout the Empire upon his death.[219] The inscriptions in Latin featured translations in Greek beside it, and were inscribed on many public edifices, such as the temple in Ankara dubbed the Monumentum Ancyranum, called the "queen of inscriptions" by historian Theodor Mommsen.[220]
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The Res Gestae is the only work to have survived from antiquity, though Augustus is also known to have composed poems entitled Sicily, Epiphanus, and Ajax, an autobiography of 13 books, a philosophical treatise, and a written rebuttal to Brutus's Eulogy of Cato.[221] Historians are able to analyze excerpts of letters penned by Augustus, preserved in other works, to others for additional facts or clues about his personal life.[216][222]
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Many consider Augustus to be Rome's greatest emperor; his policies certainly extended the Empire's life span and initiated the celebrated Pax Romana or Pax Augusta. The Roman Senate wished subsequent emperors to "be more fortunate than Augustus and better than Trajan". Augustus was intelligent, decisive, and a shrewd politician, but he was not perhaps as charismatic as Julius Caesar and was influenced on occasion by Livia (sometimes for the worse). Nevertheless, his legacy proved more enduring. The city of Rome was utterly transformed under Augustus, with Rome's first institutionalized police force, fire fighting force, and the establishment of the municipal prefect as a permanent office. The police force was divided into cohorts of 500 men each, while the units of firemen ranged from 500 to 1,000 men each, with 7 units assigned to 14 divided city sectors.[223]
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A praefectus vigilum, or "Prefect of the Watch" was put in charge of the vigiles, Rome's fire brigade and police.[224] With Rome's civil wars at an end, Augustus was also able to create a standing army for the Roman Empire, fixed at a size of 28 legions of about 170,000 soldiers.[225] This was supported by numerous auxiliary units of 500 non-citizen soldiers each, often recruited from recently conquered areas.[226]
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With his finances securing the maintenance of roads throughout Italy, Augustus also installed an official courier system of relay stations overseen by a military officer known as the praefectus vehiculorum.[227] Besides the advent of swifter communication among Italian polities, his extensive building of roads throughout Italy also allowed Rome's armies to march swiftly and at an unprecedented pace across the country.[228] In the year 6 Augustus established the aerarium militare, donating 170 million sesterces to the new military treasury that provided for both active and retired soldiers.[229]
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One of the most enduring institutions of Augustus was the establishment of the Praetorian Guard in 27 BC, originally a personal bodyguard unit on the battlefield that evolved into an imperial guard as well as an important political force in Rome.[230] They had the power to intimidate the Senate, install new emperors, and depose ones they disliked; the last emperor they served was Maxentius, as it was Constantine I who disbanded them in the early 4th century and destroyed their barracks, the Castra Praetoria.[231]
|
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Although the most powerful individual in the Roman Empire, Augustus wished to embody the spirit of Republican virtue and norms. He also wanted to relate to and connect with the concerns of the plebs and lay people. He achieved this through various means of generosity and a cutting back of lavish excess. In the year 29 BC, Augustus gave 400 sesterces (equal to 1/10 of a Roman pound of gold) each to 250,000 citizens, 1,000 sesterces each to 120,000 veterans in the colonies, and spent 700 million sesterces in purchasing land for his soldiers to settle upon.[232] He also restored 82 different temples to display his care for the Roman pantheon of deities.[232] In 28 BC, he melted down 80 silver statues erected in his likeness and in honor of him, an attempt of his to appear frugal and modest.[232]
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The longevity of Augustus's reign and its legacy to the Roman world should not be overlooked as a key factor in its success. As Tacitus wrote, the younger generations alive in AD 14 had never known any form of government other than the Principate.[233] Had Augustus died earlier (in 23 BC, for instance), matters might have turned out differently. The attrition of the civil wars on the old Republican oligarchy and the longevity of Augustus, therefore, must be seen as major contributing factors in the transformation of the Roman state into a de facto monarchy in these years. Augustus's own experience, his patience, his tact, and his political acumen also played their parts. He directed the future of the Empire down many lasting paths, from the existence of a standing professional army stationed at or near the frontiers, to the dynastic principle so often employed in the imperial succession, to the embellishment of the capital at the emperor's expense. Augustus's ultimate legacy was the peace and prosperity the Empire enjoyed for the next two centuries under the system he initiated. His memory was enshrined in the political ethos of the Imperial age as a paradigm of the good emperor. Every Emperor of Rome adopted his name, Caesar Augustus, which gradually lost its character as a name and eventually became a title.[213] The Augustan era poets Virgil and Horace praised Augustus as a defender of Rome, an upholder of moral justice, and an individual who bore the brunt of responsibility in maintaining the empire.[234]
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However, for his rule of Rome and establishing the principate, Augustus has also been subjected to criticism throughout the ages. The contemporary Roman jurist Marcus Antistius Labeo (d. AD 10/11), fond of the days of pre-Augustan republican liberty in which he had been born, openly criticized the Augustan regime. In the beginning of his Annals, the Roman historian Tacitus (c. 56–c.117) wrote that Augustus had cunningly subverted Republican Rome into a position of slavery. He continued to say that, with Augustus's death and swearing of loyalty to Tiberius, the people of Rome simply traded one slaveholder for another.[235] Tacitus, however, records two contradictory but common views of Augustus:
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Intelligent people praised or criticized him in varying ways. One opinion was as follows. Filial duty and a national emergency, in which there was no place for law-abiding conduct, had driven him to civil war—and this can neither be initiated nor maintained by decent methods. He had made many concessions to Anthony and to Lepidus for the sake of vengeance on his father's murderers. When Lepidus grew old and lazy, and Anthony's self-indulgence got the better of him, the only possible cure for the distracted country had been government by one man. However, Augustus had put the state in order not by making himself king or dictator, but by creating the Principate. The Empire's frontiers were on the ocean, or distant rivers. Armies, provinces, fleets, the whole system was interrelated. Roman citizens were protected by the law. Provincials were decently treated. Rome itself had been lavishly beautified. Force had been sparingly used—merely to preserve peace for the majority.[236]
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According to the second opposing opinion:
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filial duty and national crisis had been merely pretexts. In actual fact, the motive of Octavian, the future Augustus, was lust for power ... There had certainly been peace, but it was a blood-stained peace of disasters and assassinations.[237]
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In a 2006 biography on Augustus, Anthony Everitt asserts that through the centuries, judgments on Augustus's reign have oscillated between these two extremes but stresses that:
|
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|
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Opposites do not have to be mutually exclusive, and we are not obliged to choose one or the other. The story of his career shows that Augustus was indeed ruthless, cruel, and ambitious for himself. This was only in part a personal trait, for upper-class Romans were educated to compete with one another and to excel. However, he combined an overriding concern for his personal interests with a deep-seated patriotism, based on a nostalgia of Rome's antique virtues. In his capacity as princeps, selfishness and selflessness coexisted in his mind. While fighting for dominance, he paid little attention to legality or to the normal civilities of political life. He was devious, untrustworthy, and bloodthirsty. But once he had established his authority, he governed efficiently and justly, generally allowed freedom of speech, and promoted the rule of law. He was immensely hardworking and tried as hard as any democratic parliamentarian to treat his senatorial colleagues with respect and sensitivity. He suffered from no delusions of grandeur.[238]
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Tacitus was of the belief that Nerva (r. 96–98) successfully "mingled two formerly alien ideas, principate and liberty".[239] The 3rd-century historian Cassius Dio acknowledged Augustus as a benign, moderate ruler, yet like most other historians after the death of Augustus, Dio viewed Augustus as an autocrat.[235] The poet Marcus Annaeus Lucanus (AD 39–65) was of the opinion that Caesar's victory over Pompey and the fall of Cato the Younger (95 BC–46 BC) marked the end of traditional liberty in Rome; historian Chester G. Starr, Jr. writes of his avoidance of criticizing Augustus, "perhaps Augustus was too sacred a figure to accuse directly."[239]
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The Anglo-Irish writer Jonathan Swift (1667–1745), in his Discourse on the Contests and Dissentions in Athens and Rome, criticized Augustus for installing tyranny over Rome, and likened what he believed Great Britain's virtuous constitutional monarchy to Rome's moral Republic of the 2nd century BC. In his criticism of Augustus, the admiral and historian Thomas Gordon (1658–1741) compared Augustus to the puritanical tyrant Oliver Cromwell (1599–1658).[240] Thomas Gordon and the French political philosopher Montesquieu (1689–1755) both remarked that Augustus was a coward in battle.[241] In his Memoirs of the Court of Augustus, the Scottish scholar Thomas Blackwell (1701–1757) deemed Augustus a Machiavellian ruler, "a bloodthirsty vindicative usurper", "wicked and worthless", "a mean spirit", and a "tyrant".[241]
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Augustus's public revenue reforms had a great impact on the subsequent success of the Empire. Augustus brought a far greater portion of the Empire's expanded land base under consistent, direct taxation from Rome, instead of exacting varying, intermittent, and somewhat arbitrary tributes from each local province as Augustus's predecessors had done. This reform greatly increased Rome's net revenue from its territorial acquisitions, stabilized its flow, and regularized the financial relationship between Rome and the provinces, rather than provoking fresh resentments with each new arbitrary exaction of tribute.[242]
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The measures of taxation in the reign of Augustus were determined by population census, with fixed quotas for each province. Citizens of Rome and Italy paid indirect taxes, while direct taxes were exacted from the provinces. Indirect taxes included a 4% tax on the price of slaves, a 1% tax on goods sold at auction, and a 5% tax on the inheritance of estates valued at over 100,000 sesterces by persons other than the next of kin.[243]
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An equally important reform was the abolition of private tax farming, which was replaced by salaried civil service tax collectors. Private contractors who collected taxes for the State were the norm in the Republican era. Some of them were powerful enough to influence the number of votes for men running for offices in Rome. These tax farmers called publicans were infamous for their depredations, great private wealth, and the right to tax local areas.[242]
|
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The use of Egypt's immense land rents to finance the Empire's operations resulted from Augustus's conquest of Egypt and the shift to a Roman form of government.[244] As it was effectively considered Augustus's private property rather than a province of the Empire, it became part of each succeeding emperor's patrimonium.[245] Instead of a legate or proconsul, Augustus installed a prefect from the equestrian class to administer Egypt and maintain its lucrative seaports; this position became the highest political achievement for any equestrian besides becoming Prefect of the Praetorian Guard.[246] The highly productive agricultural land of Egypt yielded enormous revenues that were available to Augustus and his successors to pay for public works and military expeditions.[244] During his reign the circus games resulted in the killing of 3,500 elephants.[247]
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The month of August (Latin: Augustus) is named after Augustus; until his time it was called Sextilis (named so because it had been the sixth month of the original Roman calendar and the Latin word for six is sex). Commonly repeated lore has it that August has 31 days because Augustus wanted his month to match the length of Julius Caesar's July, but this is an invention of the 13th century scholar Johannes de Sacrobosco. Sextilis in fact had 31 days before it was renamed, and it was not chosen for its length (see Julian calendar). According to a senatus consultum quoted by Macrobius, Sextilis was renamed to honor Augustus because several of the most significant events in his rise to power, culminating in the fall of Alexandria, fell in that month.[248]
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On his deathbed, Augustus boasted "I found a Rome of bricks; I leave to you one of marble." Although there is some truth in the literal meaning of this, Cassius Dio asserts that it was a metaphor for the Empire's strength.[249] Marble could be found in buildings of Rome before Augustus, but it was not extensively used as a building material until the reign of Augustus.[250]
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Although this did not apply to the Subura slums, which were still as rickety and fire-prone as ever, he did leave a mark on the monumental topography of the centre and of the Campus Martius, with the Ara Pacis (Altar of Peace) and monumental sundial, whose central gnomon was an obelisk taken from Egypt.[251] The relief sculptures decorating the Ara Pacis visually augmented the written record of Augustus's triumphs in the Res Gestae. Its reliefs depicted the imperial pageants of the praetorians, the Vestals, and the citizenry of Rome.[252]
|
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He also built the Temple of Caesar, the Baths of Agrippa, and the Forum of Augustus with its Temple of Mars Ultor.[253] Other projects were either encouraged by him, such as the Theatre of Balbus, and Agrippa's construction of the Pantheon, or funded by him in the name of others, often relations (e.g. Portico of Octavia, Theatre of Marcellus). Even his Mausoleum of Augustus was built before his death to house members of his family.[254] To celebrate his victory at the Battle of Actium, the Arch of Augustus was built in 29 BC near the entrance of the Temple of Castor and Pollux, and widened in 19 BC to include a triple-arch design.[250]
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After the death of Agrippa in 12 BC, a solution had to be found in maintaining Rome's water supply system. This came about because it was overseen by Agrippa when he served as aedile, and was even funded by him afterwards when he was a private citizen paying at his own expense. In that year, Augustus arranged a system where the Senate designated three of its members as prime commissioners in charge of the water supply and to ensure that Rome's aqueducts did not fall into disrepair.[223]
|
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|
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In the late Augustan era, the commission of five senators called the curatores locorum publicorum iudicandorum (translated as "Supervisors of Public Property") was put in charge of maintaining public buildings and temples of the state cult.[223] Augustus created the senatorial group of the curatores viarum (translated as "Supervisors for Roads") for the upkeep of roads; this senatorial commission worked with local officials and contractors to organize regular repairs.[227]
|
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+
|
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The Corinthian order of architectural style originating from ancient Greece was the dominant architectural style in the age of Augustus and the imperial phase of Rome. Suetonius once commented that Rome was unworthy of its status as an imperial capital, yet Augustus and Agrippa set out to dismantle this sentiment by transforming the appearance of Rome upon the classical Greek model.[250]
|
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His biographer Suetonius, writing about a century after Augustus's death, described his appearance as: "... unusually handsome and exceedingly graceful at all periods of his life, though he cared nothing for personal adornment. He was so far from being particular about the dressing of his hair, that he would have several barbers working in a hurry at the same time, and as for his beard he now had it clipped and now shaved, while at the very same time he would either be reading or writing something ... He had clear, bright eyes ... His teeth were wide apart, small, and ill-kept; his hair was slightly curly and inclined to golden; his eyebrows met. His ears were of moderate size, and his nose projected a little at the top and then bent ever so slightly inward. His complexion was between dark and fair. He was short of stature, although Julius Marathus, his freedman and keeper of his records, says that he was five feet and nine inches (just under 5 ft. 7 in., or 1.70 meters, in modern height measurements), but this was concealed by the fine proportion and symmetry of his figure, and was noticeable only by comparison with some taller person standing beside him...",[255] adding that "his shoes [were] somewhat high-soled, to make him look taller than he really was".[256] Scientific analysis of traces of paint found in his official statues show that he most likely had light brown hair and eyes (his hair and eyes were depicted as the same color).[257]
|
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His official images were very tightly controlled and idealized, drawing from a tradition of Hellenistic royal portraiture rather than the tradition of realism in Roman portraiture. He first appeared on coins at the age of 19, and from about 29 BC "the explosion in the number of Augustan portraits attests a concerted propaganda campaign aimed at dominating all aspects of civil, religious, economic and military life with Augustus's person."[258] The early images did indeed depict a young man, but although there were gradual changes his images remained youthful until he died in his seventies, by which time they had "a distanced air of ageless majesty".[259] Among the best known of many surviving portraits are the Augustus of Prima Porta, the image on the Ara Pacis, and the Via Labicana Augustus, which shows him as a priest. Several cameo portraits include the Blacas Cameo and Gemma Augustea.
|
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Primary sources
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Secondary source material
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1 |
+
Coordinates: 10°S 76°W / 10°S 76°W / -10; -76
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95% Christian
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Peru (/pəˈruː/ (listen); Spanish: Perú [peˈɾu]; Quechua: Piruw [pɪɾʊw];[9] Aymara: Piruw [pɪɾʊw]), officially the Republic of Peru (Spanish: República del Perú (help·info)), is a country in western South America. It is bordered in the north by Ecuador and Colombia, in the east by Brazil, in the southeast by Bolivia, in the south by Chile, and in the west by the Pacific Ocean. Peru is a megadiverse country with habitats ranging from the arid plains of the Pacific coastal region in the west to the peaks of the Andes mountains vertically extending from the north to the southeast of the country to the tropical Amazon Basin rainforest in the east with the Amazon river.[10] At 1.28 million km2 (0.5 million mi2), Peru is the 19th largest country in the world, and the third largest in South America.
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Peruvian territory was home to several ancient cultures. Ranging from the Norte Chico civilization starting in 3500 BC, the oldest civilization in the Americas and one of the five cradles of civilization, to the Inca Empire, the largest state in pre-Columbian America, the territory now including Peru has one of the longest histories of civilization of any country, tracing its heritage back to the 4th millennia BCE.
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The Spanish Empire conquered the region in the 16th century and established a viceroyalty that encompassed most of its South American territories, with its capital in Lima. Peru formally proclaimed independence in 1821, and following the foreign military campaigns of José de San Martín and Simón Bolívar, and the decisive battle of Ayacucho, Peru completed its independence in 1824. In the ensuing years, the country enjoyed relative economic and political stability, which ended shortly before the War of the Pacific (1879-1884) with Chile.
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Throughout the 20th century, Peru endured armed territorial disputes, coups, social unrest, and internal conflicts, as well as periods of stability and economic upswing. Alberto Fujimori was elected to the presidency in 1990; his government was credited with economically stabilizing Peru and successfully ending the Shining Path insurgency, though he was widely accused of human rights violations and suppression of political dissent. Fujimori left the presidency in 2000 and was charged with human rights violations and imprisoned until his pardon by President Pedro Pablo Kuczynski in 2017. Even after the president's regime, Fujimori's followers, called Fujimoristas, have caused political turmoil for any opposing faction in power, even causing Pedro Pablo Kuczynski to resign in March 2018.
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The sovereign state of Peru is a representative democratic republic divided into 25 regions. Peru is a developing country, ranking 82nd on the Human Development Index,[11] with a high level of human development[12] with an upper middle income level[13] and a poverty rate around 19 percent.[14] It is one of the region's most prosperous economies with an average growth rate of 5.9%[14] and it has one of the world's fastest industrial growth rates at an average of 9.6%.[15] Its main economic activities include mining, manufacturing, agriculture and fishing; along with other growing sectors such as telecommunications and biotechnology.[16] The country forms part of The Pacific Pumas, a political and economic grouping of countries along Latin America's Pacific coast that share common trends of positive growth, stable macroeconomic foundations, improved governance and an openness to global integration. Peru ranks high in social freedom;[17] it is an active member of the Asia-Pacific Economic Cooperation, the Pacific Alliance, the Trans-Pacific Partnership and the World Trade Organization; and is considered as a middle power.[18]
|
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|
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Peru has a population of 32 million,[19] which includes Amerindians, Europeans, Africans and Asians. The main spoken language is Spanish, although a significant number of Peruvians speak Quechua or other indigenous languages. This mixture of cultural traditions has resulted in a wide diversity of expressions in fields such as art, cuisine, literature, and music.
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The name of the country may be derived from Birú, the name of a local ruler who lived near the Bay of San Miguel, Panama City, in the early 16th century.[20] When his possessions were visited by Spanish explorers in 1522, they were the southernmost part of the New World yet known to Europeans.[21] Thus, when Francisco Pizarro explored the regions farther south, they came to be designated Birú or Perú.[22]
|
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|
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An alternative history is provided by the contemporary writer Inca Garcilaso de la Vega, son of an Inca princess and a conquistador. He said the name Birú was that of a common Indian happened upon by the crew of a ship on an exploratory mission for governor Pedro Arias de Ávila, and went on to relate more instances of misunderstandings due to the lack of a common language.[23]
|
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|
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The Spanish Crown gave the name legal status with the 1529 Capitulación de Toledo, which designated the newly encountered Inca Empire as the province of Peru.[24] Under Spanish rule, the country adopted the denomination Viceroyalty of Peru, which became Republic of Peru after independence.
|
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|
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+
The earliest evidences of human presence in Peruvian territory have been dated to approximately 12,500 BC in the Huaca Prieta settlement.[25]
|
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+
Andean societies were based on agriculture, using techniques such as irrigation and terracing; camelid husbandry and fishing were also important. Organization relied on reciprocity and redistribution because these societies had no notion of market or money.[26] The oldest known complex society in Peru, the Norte Chico civilization, flourished along the coast of the Pacific Ocean between 3,000 and 1,800 BC.[27] These early developments were followed by archaeological cultures that developed mostly around the coastal and Andean regions throughout Peru. The Cupisnique culture which flourished from around 1000 to 200 BC[28] along what is now Peru's Pacific Coast was an example of early pre-Incan culture.
|
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|
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The Chavín culture that developed from 1500 to 300 BC was probably more of a religious than a political phenomenon, with their religious centre in Chavín de Huantar.[29] After the decline of the Chavin culture around the beginning of the 1st century AD, a series of localized and specialized cultures rose and fell, both on the coast and in the highlands, during the next thousand years. On the coast, these included the civilizations of the Paracas, Nazca, Wari, and the more outstanding Chimu and Mochica. The Mochica, who reached their apogee in the first millennium AD, were renowned for their irrigation system which fertilized their arid terrain, their sophisticated ceramic pottery, their lofty buildings, and clever metalwork. The Chimu were the great city builders of pre-Inca civilization; as loose confederation of cities scattered along the coast of northern Peru, the Chimu flourished from about 1140 to 1450. Their capital was at Chan Chan outside of modern-day Trujillo. In the highlands, both the Tiahuanaco culture, near Lake Titicaca in both Peru and Bolivia, and the Wari culture, near the present-day city of Ayacucho, developed large urban settlements and wide-ranging state systems between 500 and 1000 AD.[30]
|
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|
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In the 15th century, the Incas emerged as a powerful state which, in the span of a century, formed the largest empire in pre-Columbian America with their capital in Cusco.[31] The Incas of Cusco originally represented one of the small and relatively minor ethnic groups, the Quechuas. Gradually, as early as the thirteenth century, they began to expand and incorporate their neighbors. Inca expansion was slow until about the middle of the fifteenth century, when the pace of conquest began to accelerate, particularly under the rule of the emperor Pachacuti. Under his rule and that of his son, Topa Inca Yupanqui, the Incas came to control most of the Andean region, with a population of 9 to 16 million inhabitants under their rule. Pachacuti also promulgated a comprehensive code of laws to govern his far-flung empire, while consolidating his absolute temporal and spiritual authority as the God of the Sun who ruled from a magnificently rebuilt Cusco.[32] From 1438 to 1533, the Incas used a variety of methods, from conquest to peaceful assimilation, to incorporate a large portion of western South America, centered on the Andean mountain ranges, from southern Colombia to northern Chile, between the Pacific Ocean in the west and the Amazon rainforest in the east. The official language of the empire was Quechua, although hundreds of local languages and dialects were spoken. The Inca referred to their empire as Tawantinsuyu which can be translated as "The Four Regions" or "The Four United Provinces." Many local forms of worship persisted in the empire, most of them concerning local sacred Huacas, but the Inca leadership encouraged the worship of Inti, the sun god and imposed its sovereignty above other cults such as that of Pachamama.[33] The Incas considered their King, the Sapa Inca, to be the "child of the sun."[34]
|
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|
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Atahualpa (also Atahuallpa), the last Sapa Inca, became emperor when he defeated and executed his older half-brother Huáscar in a civil war sparked by the death of their father, Inca Huayna Capac. In December 1532, a party of conquistadors (supported by the Chankas, Huancas, Cañaris and Chachapoyas as Indian auxiliaries) led by Francisco Pizarro defeated and captured the Inca Emperor Atahualpa in the Battle of Cajamarca. The Spanish conquest of Peru was one of the most important campaigns in the Spanish colonization of the Americas. After years of preliminary exploration and military conflicts, it was the first step in a long campaign that took decades of fighting but ended in Spanish victory and colonization of the region known as the Viceroyalty of Peru with its capital at Lima, which was then known as "La Ciudad de los Reyes" (The City of Kings). The conquest of Peru led to spin-off campaigns throughout the viceroyalty as well as expeditions towards the Amazon Basin as in the case of Spanish efforts to quell Amerindian resistance. The last Inca resistance was suppressed when the Spaniards annihilated the Neo-Inca State in Vilcabamba in 1572.
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The indigenous population dramatically collapsed overwhelmingly due to epidemic diseases introduced by the Spanish as well as exploitation and socioeconomic change.[35] Viceroy Francisco de Toledo reorganized the country in the 1570s with gold and silver mining as its main economic activity and Amerindian forced labor as its primary workforce.[36] With the discovery of the great silver and gold lodes at Potosí (present-day Bolivia) and Huancavelica, the viceroyalty flourished as an important provider of mineral resources. Peruvian bullion provided revenue for the Spanish Crown and fueled a complex trade network that extended as far as Europe and the Philippines.[37] Because of lack of available work force, African slaves were added to the labor population. The expansion of a colonial administrative apparatus and bureaucracy paralleled the economic reorganization. With the conquest started the spread of Christianity in South America; most people were forcefully converted to Catholicism, taking only a generation to convert the population. They built churches in every city and replaced some of the Inca temples with churches, such as the Coricancha in the city of Cusco. The church employed the Inquisition, making use of torture to ensure that newly converted Catholics did not stray to other religions or beliefs. Peruvian Catholicism follows the syncretism found in many Latin American countries, in which religious native rituals have been integrated with Christian celebrations.[38] In this endeavor, the church came to play an important role in the acculturation of the natives, drawing them into the cultural orbit of the Spanish settlers.
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By the 18th century, declining silver production and economic diversification greatly diminished royal income.[39] In response, the Crown enacted the Bourbon Reforms, a series of edicts that increased taxes and partitioned the Viceroyalty.[40] The new laws provoked Túpac Amaru II's rebellion and other revolts, all of which were suppressed.[41] As a result of these and other changes, the Spaniards and their creole successors came to monopolize control over the land, seizing many of the best lands abandoned by the massive native depopulation. However, the Spanish did not resist the Portuguese expansion of Brazil across the meridian. The Treaty of Tordesillas was rendered meaningless between 1580 and 1640 while Spain controlled Portugal. The need to ease communication and trade with Spain led to the split of the viceroyalty and the creation of new viceroyalties of New Granada and Rio de la Plata at the expense of the territories that formed the Viceroyalty of Peru; this reduced the power, prominence and importance of Lima as the viceroyal capital and shifted the lucrative Andean trade to Buenos Aires and Bogotá, while the fall of the mining and textile production accelerated the progressive decay of the Viceroyalty of Peru.
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Eventually, the viceroyalty would dissolve, as with much of the Spanish empire, when challenged by national independence movements at the beginning of the nineteenth century. These movements led to the formation of the majority of modern-day countries of South America in the territories that at one point or another had constituted the Viceroyalty of Peru.[42] The conquest and colony brought a mix of cultures and ethnicities that did not exist before the Spanish conquered the Peruvian territory. Even though many of the Inca traditions were lost or diluted, new customs, traditions and knowledge were added, creating a rich mixed Peruvian culture.[38] Two of the most important indigenous rebellions against the Spanish were that of Juan Santos Atahualpa in 1742, and Rebellion of Túpac Amaru II in 1780 around the highlands near Cuzco.[43]
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In the early 19th century, while most South American nations were swept by wars of independence, Peru remained a royalist stronghold. As the elite vacillated between emancipation and loyalty to the Spanish Monarchy, independence was achieved only after the occupation by military campaigns of José de San Martín and Simón Bolívar.
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The economic crises, the loss of power of Spain in Europe, the war of independence in North America and native uprisings all contributed to a favorable climate to the development of emancipating ideas among the Criollo population in South America. However, the Criollo oligarchy in Peru enjoyed privileges and remained loyal to the Spanish Crown. The liberation movement started in Argentina where autonomous juntas were created as a result of the loss of authority of the Spanish government over its colonies.
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After fighting for the independence of the Viceroyalty of Rio de la Plata, José de San Martín created the Army of the Andes and crossed the Andes in 21 days. Once in Chile he joined forces with Chilean army General Bernardo O'Higgins and liberated the country in the battles of Chacabuco and Maipú in 1818.[44] On 7 September 1820, a fleet of eight warships arrived in the port of Paracas under the command of general José de San Martin and Thomas Cochrane, who was serving in the Chilean Navy. Immediately on 26 October they took control of the town of Pisco. San Martin settled in Huacho on 12 November, where he established his headquarters while Cochrane sailed north blockading the port of Callao in Lima. At the same time in the north, Guayaquil was occupied by rebel forces under the command of Gregorio Escobedo. Because Peru was the stronghold of the Spanish government in South America, San Martin's strategy to liberate Peru was to use diplomacy. He sent representatives to Lima urging the Viceroy that Peru be granted independence, however all negotiations proved unsuccessful.
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The Viceroy of Peru, Joaquín de la Pazuela named José de la Serna commander-in-chief of the loyalist army to protect Lima from the threatened invasion of San Martin. On 29 January, de la Serna organized a coup against de la Pazuela which was recognized by Spain and he was named Viceroy of Peru. This internal power struggle contributed to the success of the liberating army. In order to avoid a military confrontation San Martin met the newly appointed viceroy, José de la Serna, and proposed to create a constitutional monarchy, a proposal that was turned down. De la Serna abandoned the city and on 12 July 1821 San Martin occupied Lima and declared Peruvian independence on 28 July 1821. He created the first Peruvian flag. Alto Peru (Bolivia) remained as a Spanish stronghold until the army of Simón Bolívar liberated it three years later. José de San Martin was declared Protector of Peru. Peruvian national identity was forged during this period, as Bolivarian projects for a Latin American Confederation floundered and a union with Bolivia proved ephemeral.[45]
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Simon Bolivar launched his campaign from the north liberating the Viceroyalty of New Granada in the Battles of Carabobo in 1821 and Pichincha a year later. In July 1822 Bolivar and San Martin gathered in the Guayaquil Conference. Bolivar was left in charge of fully liberating Peru while San Martin retired from politics after the first parliament was assembled. The newly founded Peruvian Congress named Bolivar dictator of Peru giving him the power to organize the military.
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With the help of Antonio José de Sucre they defeated the larger Spanish army in the Battle of Junín on 6 August 1824 and the decisive Battle of Ayacucho on 9 December of the same year, consolidating the independence of Peru and Alto Peru. Alto Peru was later established as Bolivia. During the early years of the Republic, endemic struggles for power between military leaders caused political instability.[46]
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From the 1840s to the 1860s, Peru enjoyed a period of stability under the presidency of Ramón Castilla, through increased state revenues from guano exports.[47] However, by the 1870s, these resources had been depleted, the country was heavily indebted, and political in-fighting was again on the rise.[48] Peru embarked on a railroad-building program that helped but also bankrupted the country.
|
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In 1879, Peru entered the War of the Pacific which lasted until 1884. Bolivia invoked its alliance with Peru against Chile. The Peruvian Government tried to mediate the dispute by sending a diplomatic team to negotiate with the Chilean government, but the committee concluded that war was inevitable. Chile declared war on 5 April 1879. Almost five years of war ended with the loss of the department of Tarapacá and the provinces of Tacna and Arica, in the Atacama region. Two outstanding military leaders throughout the war were Francisco Bolognesi and Miguel Grau. Originally Chile committed to a referendum for the cities of Arica and Tacna to be held years later, in order to self determine their national affiliation. However, Chile refused to apply the Treaty, and neither of the countries could determine the statutory framework. After the War of the Pacific, an extraordinary effort of rebuilding began. The government started to initiate a number of social and economic reforms in order to recover from the damage of the war. Political stability was achieved only in the early 1900s.
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Internal struggles after the war were followed by a period of stability under the Civilista Party, which lasted until the onset of the authoritarian regime of Augusto B. Leguía. The Great Depression caused the downfall of Leguía, renewed political turmoil, and the emergence of the American Popular Revolutionary Alliance (APRA).[49] The rivalry between this organization and a coalition of the elite and the military defined Peruvian politics for the following three decades. A final peace treaty in 1929, signed between Peru and Chile called the Treaty of Lima, returned Tacna to Peru. Between 1932 and 1933, Peru was engulfed in a year-long war with Colombia over a territorial dispute involving the Amazonas department and its capital Leticia.
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Later, in 1941, Peru and Ecuador fought the Ecuadorian–Peruvian War, after which the Rio Protocol sought to formalize the boundary between those two countries. In a military coup on 29 October 1948, General Manuel A. Odría became president. Odría's presidency was known as the Ochenio. Momentarily pleasing the oligarchy and all others on the right, but followed a populist course that won him great favor with the poor and lower classes. A thriving economy allowed him to indulge in expensive but crowd-pleasing social policies. At the same time, however, civil rights were severely restricted and corruption was rampant throughout his regime. Odría was succeeded by Manuel Prado Ugarteche. However, widespread allegations of fraud prompted the Peruvian military to depose Prado and install a military junta, led by Ricardo Pérez Godoy. Godoy ran a short transitional government and held new elections in 1963, which were won by Fernando Belaúnde Terry who assumed presidency until 1968. Belaúnde was recognized for his commitment to the democratic process. In 1968, the Armed Forces, led by General Juan Velasco Alvarado, staged a coup against Belaúnde. Alvarado's regime undertook radical reforms aimed at fostering development, but failed to gain widespread support. In 1975, General Francisco Morales-Bermúdez forcefully replaced Velasco, paralyzed reforms, and oversaw the reestablishment of democracy.
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Peru engaged in a brief successful conflict with Ecuador in the Paquisha War as a result of territorial dispute between the two countries. After the country experienced chronic inflation, the Peruvian currency, the sol, was replaced by the Inti in mid-1985, which itself was replaced by the nuevo sol in July 1991, at which time the new sol had a cumulative value of one billion old soles. The per capita annual income of Peruvians fell to $720 (below the level of 1960) and Peru's GDP dropped 20% at which national reserves were a negative $900 million. The economic turbulence of the time acerbated social tensions in Peru and partly contributed to the rise of violent rebel rural insurgent movements, like Sendero Luminoso (Shining Path) and MRTA, which caused great havoc throughout the country. Concerned about the economy, the increasing terrorist threat from Sendero Luminoso and MRTA, and allegations of official corruption, Alberto Fujimori assumed presidency in 1990. Fujimori implemented drastic measures that caused inflation to drop from 7,650% in 1990 to 139% in 1991.[citation needed]
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Faced with opposition to his reform efforts, Fujimori dissolved Congress in the auto-golpe ("self-coup") of 5 April 1992. He then revised the constitution; called new congressional elections; and implemented substantial economic reform, including privatization of numerous state-owned companies, creation of an investment-friendly climate, and sound management of the economy. Fujimori's administration was dogged by insurgent groups, most notably the Sendero Luminoso, who carried out terrorist campaigns across the country throughout the 1980s and 1990s. Fujimori cracked down on the insurgents and was successful in largely quelling them by the late 1990s, but the fight was marred by atrocities committed by both the Peruvian security forces and the insurgents: the Barrios Altos massacre and La Cantuta massacre by Government paramilitary groups, and the bombings of Tarata and Frecuencia Latina by Sendero Luminoso. Those incidents subsequently came to symbolize the human rights violations committed in the last years of violence.[citation needed]
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During early 1995, once again Peru and Ecuador clashed in the Cenepa War, but in 1998 the governments of both nations signed a peace treaty that clearly demarcated the international boundary between them. In November 2000, Fujimori resigned from office and went into a self-imposed exile, avoiding prosecution for human rights violations and corruption charges by the new Peruvian authorities.[50]
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Since the end of the Fujimori regime, Peru has tried to fight corruption while sustaining economic growth.[50] In spite of human rights progress since the time of insurgency, many problems are still visible and show the continued marginalization of those who suffered through the violence of the Peruvian conflict.[51] A caretaker government presided over by Valentín Paniagua took on the responsibility of conducting new presidential and congressional elections. Afterwards Alejandro Toledo became president in 2001 to 2006.
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On 28 July 2006, former president Alan García became President of Peru after winning the 2006 elections. In May 2008, Peru became a member of the Union of South American Nations. In April 2009, former president Alberto Fujimori was convicted of human rights violations and sentenced to 25 years in prison for his role in killings and kidnappings by the Grupo Colina death squad during his government's battle against leftist guerrillas in the 1990s.[52] On 5 June 2011, Ollanta Humala was elected president. During his presidency, Prime Minister Ana Jara and her cabinet were successfully censured, which was the first time in 50 years that a cabinet had been forced to resign from the Peruvian legislature.[53] In 2016, Pedro Pablo Kuczynski was elected, though his government was short lived as he resigned in 2018 amid various controversies surrounding his administration. Vice president Martín Vizcarra then assumed office in March 2018 with generally favorable approval ratings.[54] Alan García was involved in the Operation Car Wash scandal and as police tried to arrest him, he committed suicide on 17 April 2019. Later that year, in July, police arrested Alejandro Toledo in California. Amid the crisis, on 30 September, 2019, President Vizcarra dissolved the congress, and elections were held on 26 January, 2020.
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During the COVID-19 pandemic in Peru, most Peruvians were under a stay-at-home order.
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Peru is a unitary presidential representative democratic republic with a multi-party system.[1][2] The country has maintained a liberal democratic system under its 1993 Constitution, which replaced a constitution that leaned the government to a federation to authorize more power to the President.[55][56] It is also a unitary republic, in which the central government holds the most power and can create administrative divisions. The Peruvian system of government combines elements derived from the political systems of the United States (a written constitution, an autonomous Supreme Court, a presidential system) and the People's Republic of China (a unicameral congress, a premier and ministry system, and a strong executive).[57]
|
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The federal government is separated into three branches:
|
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Under its constitution, the President is both head of state and government and is elected to a five-year term without immediate reelection.[59] The President appoints ministers who oversee the 18 ministries of the state, including the Prime Minister, into the Cabinet.[60] The constitution designates minimal authority to the Prime Minister, who presides over cabinet meetings in which ministers advise the President and acts as a spokesperson on behalf of the executive branch.[61] The President is also able to pose questions of confidence to the Congress of Peru, and consequently order the dissolution of congress, done in 1992 by Alberto Fujimori and in 2019 by Martín Vizcarra.[62]
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In the Congress of Peru, there are 130 Members of Congress from 25 administrative divisions, determined by respective population, elected to five-year terms.[63] Bills are proposed by the executive and legislative powers and become law by through a plurality vote in Congress.[64] The judiciary is nominally independent,[65] though political intervention into judicial matters has been common throughout history.[66] The Congress of Peru can also pass a motion of no confidence, censure ministers, as well as initiate impeachments and convict executives, in an effort to balance power between the executive and legislative branches.[67][68] The legislative body in recent times has passed semi-successful impeachments, including that of Alberto Fujimori in 2000 and Pedro Pablo Kuczynski in 2018, causing Kuczynski to resign.[69]
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Peru's electoral system uses compulsory voting for citizens from the age of 18 to 70, including dual-citizens and Peruvians abroad.[70] Members of Congress are directly elected by constituents in respective districts through proportional voting. The President is elected in a general election, along with the Vice President, through a majority in a two-round system.[71] Elections are observed and organized by the National Jury of Elections, National Office of Electoral Processes, and the National Registry of Identification and Civil Status.[72]
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Peru uses a multi-party system for congressional and general elections. Major groups that have formed governments, both on a federal and legislative level, are parties that have historically adopted economic liberalism, progressivism, right-wing populism (specifically Fujimorism), nationalism, and reformism.[73]
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The most recent general election was held on 5 June 2016 and resulted in the election of Pedro Pablo Kuczynski as President and Martín Vizcarra as Vice President.[74] The most recent congressional election was a snap election held on 26 January 2020 in response to the dissolution of congress, in which Popular Action, Alliance for Progress, and FREPAP secured a majority in congress.[75]
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Peru is divided into 24 departments and one autonomous province— the Province of Lima (LIM) — which is independent of any region and serves as the country's capital.[76] Under the constitution, departments have an elected "regional"^ government composed of two entities: the regional governor and the regional council.[77][78]
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The Governor constitutes the executive body, proposes budgets, and creates decrees, resolutions, and regional programs.[79] The Regional Council, the region's legislative body, debates and votes on budgets, supervises regional officials, and can vote to remove the governor, deputy governor, or any member of the council from office. The Regional Governor and the Regional Council serve a term of four years, without immediate reelection. These governments plan regional development, execute public investment projects, promote economic activities, and manage public property.[80][81]
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Provinces, such as the province of Lima, are administered by a municipal council, headed by a mayor.[82] The goal of devolving power to regional and municipal governments was among others to improve popular participation. NGOs played an important role in the decentralization process and still influence local politics.[83][84]
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Some areas of Peru are defined as metropolitan areas which overlap district areas. The largest of them, the Lima metropolitan area, is the seventh-largest metropolis in the Americas.
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Over recent decades, Peru's foreign relations has historically been dominated by close ties with the United States and Asia,[85] particularly through the Asia-Pacific Economic Cooperation (APEC), the World Trade Organization, the Pacific Alliance, Mercosur, and the Organization of American States (OAS).[86][87]
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Peru is an active member of several regional trade blocs and is one of the founding members of the Andean Community of Nations. It is also a member of international organizations such as the OAS and the United Nations.[88] Javier Pérez de Cuéllar, a celebrated Peruvian diplomat, served as United Nations Secretary General from 1981 to 1991.
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Peru has planned to be fully integrated into the Organization for Economic Co-operation and Development (OECD) by 2021, attributing its economic success and efforts to strengthen institutions as meeting factors to be a part of the OECD.[89][90] Peru is a member of the World Trade Organization, and has pursued multiple major free trade agreements, most recently the Peru—United States Free Trade Agreement, the China—Peru Free Trade Agreement, the European Union Free Trade Agreement, free trade agreements with Japan, and many others.[91][92]
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Peru maintains an integrated relationship with other South American nations, and is a member of various South American intergovernmental agreements, more recently the Organization of American States, Mercosur, the Andean Community of Nations, the Pacific Alliance, and the APEC. Peru has historically experienced stressed relations with Chile, including the Peru v Chile international court resolution and the Chilean-Peruvian maritime dispute, but the two countries have agreed to work in improving relations.[93]
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Additionally, Peru has participated in taking a leading role in addressing the crisis in Venezuela through the establishment of the Lima Group.[94]
|
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Peru has the fourth largest military in South America. Peru's armed forces—the Armed Forces of Peru—comprise the Peruvian Navy (MGP), the Peruvian Army (EP), and the Peruvian Air Force (FAP), in total numbering 392,660 personnel (including 120,660 regulars and 272,000 reservists) as of 2020.[95] Their primary mission is to safeguard the independence, sovereignty and territorial integrity of the country.[96]
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Their functions are separated by branch:
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The military is governed by both the Commander in Chief, Ministry of Defense, and Joint Command of the Armed Forces (CCFFAA). The CCFFAA has subordinates to the Operational Commands and Special Commands, with which it carries out the military operations that are required for the defense and the fulfillment of the tasks that the executive power provides.[97] Conscription was abolished in 1999 and replaced by voluntary military service.[98] The National Police of Peru is often classified as a part of the armed forces. Although in fact it has a different organization and a wholly civil mission, its training and activities over more than two decades as an anti-terrorist force have produced markedly military characteristics, giving it the appearance of a virtual fourth military service with significant land, sea and air capabilities and approximately 140,000 personnel. The Peruvian armed forces report through the Ministry of Defense, while the National Police of Peru reports through the Ministry of Interior.[99][96]
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Since the end of the crisis in Peru in 2000, the federal government has significantly reduced annual spending in defense.[100] In the 2016—2017 budget, defense spending has constituted 1.1% of GDP ($2.3 billion), the second lowest spending relative to GDP in South America following Argentina.[101] More recently, the Armed Forces of Peru have been used in civil defense. In 2020, Peru used its military personnel and even reservists to enforce the strict quarantine measures placed during the COVID-19 pandemic.[102]
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Peru is located on the central western coast of South America facing the Pacific Ocean. It lies wholly in the Southern Hemisphere, its northernmost extreme reaching to 1.8 minutes of latitude or about 3.3 kilometres (2.1 mi) south of the equator, covers 1,285,216 km2 (496,225 sq mi) of western South America. It borders Ecuador and Colombia to the north, Brazil to the east, Bolivia to the southeast, Chile to the south, and the Pacific Ocean to the west. The Andes mountains run parallel to the Pacific Ocean; they define the three regions traditionally used to describe the country geographically.
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The costa (coast), to the west, is a narrow plain, largely arid except for valleys created by seasonal rivers. The sierra (highlands) is the region of the Andes; it includes the Altiplano plateau as well as the highest peak of the country, the 6,768 m (22,205 ft) Huascarán.[103] The third region is the selva (jungle), a wide expanse of flat terrain covered by the Amazon rainforest that extends east. Almost 60 percent of the country's area is located within this region.[104] The country has fifty-four hydrographic basins, fifty-two of which are small coastal basins that discharge their waters into the Pacific Ocean. The other two are the Amazon basin, which empties into the Atlantic Ocean, and the endorheic basin of Lake Titicaca, both delimited by the Andes mountain range. In the second of these basins, the giant Amazon River begins, which, with its 6872 km, is the longest river in the world, with 75% of the Peruvian territory. Peru contains 4% of the planet's fresh water.
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Most Peruvian rivers originate in the peaks of the Andes and drain into one of three basins. Those that drain toward the Pacific Ocean are steep and short, flowing only intermittently. Tributaries of the Amazon River have a much larger flow, and are longer and less steep once they exit the sierra. Rivers that drain into Lake Titicaca are generally short and have a large flow.[105] Peru's longest rivers are the Ucayali, the Marañón, the Putumayo, the Yavarí, the Huallaga, the Urubamba, the Mantaro, and the Amazon.[106]
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The largest lake in Peru, Lake Titicaca between Peru and Bolivia high in the Andes, is also the largest of South America.[107]
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The largest reservoirs, all in the coastal region of Peru, are the Poechos, Tinajones, San Lorenzo, and El Fraile reservoirs.[108]
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The combination of tropical latitude, mountain ranges, topography variations, and two ocean currents (Humboldt and El Niño) gives Peru a large diversity of climates. The coastal region has moderate temperatures, low precipitation, and high humidity, except for its warmer, wetter northern reaches.[109] In the mountain region, rain is frequent in summer, and temperature and humidity diminish with altitude up to the frozen peaks of the Andes.[110] The Peruvian Amazon is characterized by heavy rainfall and high temperatures, except for its southernmost part, which has cold winters and seasonal rainfall.[111]
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Because of its varied geography and climate, Peru has a high biodiversity with 21,462 species of plants and animals reported as of 2003, 5,855 of them endemic,[112] and is one of the megadiverse countries.
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Peru has over 1,800 species of birds (120 endemic), and 500 species of mammals and over 300 species of reptiles.[113] The hundreds of mammals include rare species like the puma, jaguar and spectacled bear. The Birds of Peru produce large amounts of guano, an economically important export. The Pacific holds large quantities of sea bass, flounder, anchovies, tuna, crustaceans, and shellfish, and is home to many sharks, sperm whales, and whales.[114]
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Peru also has an equally diverse flora. The coastal deserts produce little more than cacti, apart from hilly fog oases and river valleys that contain unique plant life.[115]
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The Highlands above the tree-line known as puna is home to bushes, cactus, drought-resistant plants such as ichu, and the largest species of bromeliad – the spectacular Puya raimondii.
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The cloud-forest slopes of the Andes sustain moss, orchids, and bromeliads, and the Amazon rainforest is known for its variety of trees and canopy plants.[114]
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The economy of Peru is the 48th largest in the world (ranked by Purchasing Power Parity),[116] and the income level is classified as upper middle by the World Bank.[13] Peru is, as of 2011[update], one of the world's fastest-growing economies owing to an economic boom experienced during the 2000s.[117] It has an above-average Human Development Index of 0.74 which has seen steady improvement over the last 25 years.[clarify][12] Historically, the country's economic performance has been tied to exports, which provide hard currency to finance imports and external debt payments.[118] Although they have provided substantial revenue, self-sustained growth and a more egalitarian distribution of income have proven elusive.[119] According to 2015 data, 19.3% of its total population is poor, including 9% that lives in extreme poverty.[120] Inflation in 2012 was the lowest in Latin America at only 1.8%, but increased in 2013 as oil and commodity prices rose; as of 2014[update] it stands at 2.5%.[121] The unemployment rate has fallen steadily in recent years,[clarify] and as of 2012[update] stands at 3.6%.
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Peruvian economic policy has varied widely over the past decades.[clarify] The 1968–1975 government of Juan Velasco Alvarado introduced radical reforms, which included agrarian reform, the expropriation of foreign companies, the introduction of an economic planning system, and the creation of a large state-owned sector. These measures failed to achieve their objectives of income redistribution and the end of economic dependence on developed nations.[122]
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Despite these results, most reforms were not reversed until the 1990s, when the liberalizing government of Alberto Fujimori ended price controls, protectionism, restrictions on foreign direct investment, and most state ownership of companies.[123] Reforms have permitted sustained economic growth since 1993, except for a slump after the 1997 Asian financial crisis.[124]
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Services account for 53% of Peruvian gross domestic product, followed by manufacturing (22.3%), extractive industries (15%), and taxes (9.7%).[125] Recent economic growth has been fueled by macroeconomic stability, improved terms of trade, and rising investment and consumption.[126] Trade is expected to increase further after the implementation of a free trade agreement with the United States signed on 12 April 2006.[127] Peru's main exports are copper, gold, zinc, textiles, and fish meal; its major trade partners are the United States, China, Brazil, and Chile.[128]
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Peru is a multiethnic nation formed by successive waves of different peoples over five centuries. Amerindians inhabited Peruvian territory for several millennia before the Spanish Conquest in the 16th century; according to historian Noble David Cook, their population decreased from nearly 5–9 million in the 1520s to around 600,000 in 1620 mainly because of infectious diseases.[131]
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The 2017 census for the first time included a question on ethnic self-identification. According to the results, 60.2% of the people identified themselves as Mestizo, 22.3% identified themselves as Quechua, 5.9% identified themselves as White, 3.6% identified themselves as Black, 2.4% identified themselves as Aymara, 2.3% identified themselves as other ethnic groups, and 3.3% didn't declare their ethnicity.[130]
|
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Spaniards and Africans arrived in large numbers under colonial rule, mixing widely with each other and with indigenous peoples. After independence, there was gradual immigration from England, France, Germany, and Italy.[132] Peru freed its black slaves in 1854.[133] Chinese and Japanese arrived in the 1850s as laborers following the end of slavery, and have since become a major influence in Peruvian society, forming one of the largest populations of Asians in Latin America.[134]
|
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|
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With about 31.2 million inhabitants, Peru is the fourth most populous country in South America.[19] The demographic growth rate of Peru declined from 2.6% to 1.6% between 1950 and 2000; with the population being expected to reach approximately 42 million in 2050.[135] According to the 1940 Peruvian census, Peru had a population at the time of seven million residents.[136]
|
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As of 2017[update], 79.3% lived in urban areas and 20.7% in rural areas.[137] Major cities include the Lima metropolitan area (home to over 9.8 million people), Arequipa, Trujillo, Chiclayo, Piura, Iquitos, Cusco, Chimbote, and Huancayo; all reported more than 250,000 inhabitants in the 2007 census.[138] There are 15 uncontacted Amerindian tribes in Peru.[139]
|
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|
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According to the Peruvian Constitution of 1993, Peru's official languages are Spanish, Quechua, and other indigenous languages in areas where they are predominant. Spanish is spoken natively by 82.6% of the population and Quechua by 13.9%, Aymara by 1.7% while other languages are spoken by the remaining 1.8%.[141]
|
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|
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Spanish is used by the government and is the mainstream language of the country, which is used by the media and in educational systems and commerce. Amerindians who live in the Andean highlands speak Quechua and Aymara and are ethnically distinct from the diverse indigenous groups who live on the eastern side of the Andes and in the tropical lowlands adjacent to the Amazon basin. Peru's distinct geographical regions are mirrored in a language divide between the coast where Spanish is more predominant over the Amerindian languages, and the more diverse traditional Andean cultures of the mountains and highlands. The indigenous populations east of the Andes speak various languages and dialects. Some of these groups still adhere to traditional indigenous languages, while others have been almost completely assimilated into the Spanish language. There has been an increasing and organized effort to teach Quechua in public schools in the areas where Quechua is spoken. In the Peruvian Amazon, numerous indigenous languages are spoken, including Asháninka, Bora, and Aguaruna.[142]
|
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|
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Roman Catholicism has been the predominant faith in Peru for centuries, albeit with a high degree of syncretism with indigenous traditions. As of the 2017 census, 76% of the population over 12 years old described themselves as Catholic, 14.1% as Evangelical, 4.8% as Protestant, Jewish, Latter-day Saints, and Jehovah's Witnesses, and 5.1% as nonreligious.[143]
|
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|
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Amerindian religious traditions continue to play a major role in the beliefs of Peruvians. Catholic festivities like Corpus Christi, Holy Week and Christmas sometimes blend with Amerindian traditions. Amerindian festivities from pre-Columbian remain widespread; Inti Raymi, an ancient Inca festival, is still celebrated, especially in rural communities.
|
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|
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+
The majority of towns, cities, and villages have their own official church or cathedral and patron saint.
|
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|
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Peru's literacy rate is estimated at 92.9% as of 2007; this rate is lower in rural areas (80.3%) than in urban areas (96.3%).[144] Primary and secondary education are compulsory and free in public schools.[116][145]
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|
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Peru is home to one of the oldest institutions of higher learning in the New World. The National University of San Marcos, founded on 12 May 1551, during the Viceroyalty of Peru, is the first officially established and the oldest continuously functioning university in the Americas.
|
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|
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Peru has a life expectancy of 75.0 years (72.4 for males and 77.7 for females) according to the latest data for the year 2016 from the World Bank.[146]
|
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|
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Many of the Peruvian toponyms have indigenous sources. In the Andes communities of Áncash, Cusco and Puno, Quechua or Aymara names are overwhelmingly predominant. Their Spanish-based orthography, however, is in conflict with the normalized alphabets of these languages. According to Article 20 of Decreto Supremo No 004-2016-MC (Supreme Decree) which approves the Regulations to Law 29735, published in the official newspaper El Peruano on 22 July 2016, adequate spellings of the toponyms in the normalized alphabets of the indigenous languages must progressively be proposed with the aim of standardizing the naming used by the National Geographic Institute (Instituto Geográfico Nacional, IGN). The National Geographic Institute realizes the necessary changes in the official maps of Peru.[147]
|
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Peruvian culture is primarily rooted in Amerindian traditions,[148] though it has also been influenced by various Asian, African, and European ethnic groups. Peruvian artistic traditions date back to the elaborate pottery, textiles, jewelry, and sculpture of Pre-Inca cultures. The Incas maintained these crafts and made architectural achievements including the construction of Machu Picchu. Baroque dominated colonial art, though modified by native traditions.[149]
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During this period, most art focused on religious subjects; the numerous churches of the era and the paintings of the Cusco School are representative.[150] Arts stagnated after independence until the emergence of Indigenismo in the early 20th century.[151] Since the 1950s, Peruvian art has been eclectic and shaped by both foreign and local art currents.
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|
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Peruvian art has its origin in the Andean civilizations. These civilizations rose in the territory of modern Peru before the arrival of the Spanish. Peruvian art incorporated European elements after the Spanish conquest and continued to evolve throughout the centuries up on to the modern day.
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Peru's earliest artwork came from the Cupisnique culture, which was concentrated on the Pacific coast, and the Chavín culture, which was largely north of Lima between the Andean mountain ranges of the Cordillera Negra and the Cordillera Blanca. Decorative work from this era, approximately the 9th century BCE, was symbolic and religious in nature. The artists worked with gold, silver and ceramics to create a variety of sculpture and relief carvings. These civilizations were also known for their architecture and wood sculpture.
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Between the 9th century BC and the 2nd century CE, the Paracas Cavernas and Paracas Necropolis cultures developed on the south coast of Peru. Paracas Cavernas produced complex polychrome and monochrome ceramics with religious representations. Burials from the Paracas Necropolis also yielded complex textiles, many produced with sophisticated geometric patterns.
|
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The 3rd century BCE saw the flowering of the urban culture, Moche, in the Lambayeque region. The Mochica culture produced impressive architectural works, such as the Huacas del Sol y de la Luna and the Huaca Rajada of Sipán. They were experts at cultivation in terraces and hydraulic engineering and produced original ceramics, textiles, pictorial and sculptural works.
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Another urban culture, the Wari civilization, flourished between the 8th and 12th centuries in Ayacucho. Their centralized town planning was extended to other areas, such as Pachacamac, Cajamarquilla and Wari Willka.
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Between the 9th and 13th centuries CE, the military urban Tiwanaku empire rose by the borders of Lake Titicaca. Centered around a city of the same name in modern-day Bolivia, the Tiwanaku introduced stone architecture and sculpture of a monumental type. These works of architecture and art were made possible by the Tiwanaku's developing bronze, which enabled them to make the necessary tools.
|
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Urban architecture reached a new height between the 14th and 15th centuries in the Chimú Culture. The Chimú built the city of Chan Chan in the valley of the Moche River, in La Libertad. The Chimú were skilled goldsmiths and created remarkable works of hydraulic engineering.
|
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|
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The Inca Civilization, which united Peru under its hegemony in the centuries immediately preceding the Spanish conquest, incorporated into their own works a great part of the cultural legacy of the civilizations which preceded it. Important relics of their artwork and architecture can be seen in cities like Cusco, architectural remains like Sacsahuamán and Machu Picchu and stone pavements that united Cusco with the rest of the Inca Empire.
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Peruvian sculpture and painting began to define themselves from the ateliers founded by monks, who were strongly influenced by the Sevillian Baroque School. In this context, the stalls of the Cathedral choir, the fountain of the Main Square of Lima both by Pedro de Noguera, and a great part of the colonial production were registered. The first center of art established by the Spanish was the Cuzco School that taught Quechua artists European painting styles. Diego Quispe Tito (1611–1681) was one of the first members of the Cuzco school and Marcos Zapata (1710–1773) was one of the last.[153]
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Painting of this time reflected a synthesis of European and indigenous influences, as is evident in the portrait of prisoner Atahualpa, by D. de Mora or in the canvases of the Italians Mateo Pérez de Alesio and Angelino Medoro, the Spaniards Francisco Bejarano and J. de Illescas and the Creole J. Rodriguez.
|
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During the 17th and 18th centuries, the Baroque Style also dominated the field of plastic arts.
|
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|
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The term Peruvian literature not only refers to literature produced in the independent Republic of Peru, but also to literature produced in the Viceroyalty of Peru during the country's colonial period, and to oral artistic forms created by diverse ethnic groups that existed in the area during the prehispanic period, such as the Quechua, the Aymara and the Chanka people.
|
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Peruvian literature is rooted in the oral traditions of pre-Columbian civilizations. Spaniards introduced writing in the 16th century; colonial literary expression included chronicles and religious literature. After independence, Costumbrism and Romanticism became the most common literary genres, as exemplified in the works of Ricardo Palma.[154] The early 20th century's Indigenismo movement was led by such writers as Ciro Alegría[155] and José María Arguedas.[156] César Vallejo wrote modernist and often politically engaged verse. Modern Peruvian literature is recognized thanks to authors such as Nobel laureate Mario Vargas Llosa, a leading member of the Latin American Boom.[157]
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Due to the Spanish expedition and discovery of the Americas, the explorers started the Columbian Exchange which included food unheard of in the Old World, such as potato, tomato, and maize. Modern indigenous Peruvian food mainly consists of corn, potatoes, and chilies. There are now more than 3,000 kinds of potatoes grown on Peruvian terrain, according to Peru's Instituto Peruano de la Papa.[158]
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Modern Peruvian cuisine blends Amerindian and Spanish food with strong influences from Chinese, African, Arab, Italian, and Japanese cooking.[159] Common dishes include anticuchos, ceviche, and pachamanca. Peru's varied climate allows the growth of diverse plants and animals good for cooking.[160] Peru's diversity of ingredients and cooking techniques is receiving worldwide acclaim.[161]
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|
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Peruvian cuisine reflects local practices and ingredients—including influences from the indigenous population including the Inca and cuisines brought in with colonizers and immigrants. Without the familiar ingredients from their home countries, immigrants modified their traditional cuisines by using ingredients available in Peru. The four traditional staples of Peruvian cuisine are corn, potatoes and other tubers, Amaranthaceaes (quinoa, kañiwa and kiwicha) and legumes (beans and lupins). Staples brought by the Spanish include rice, wheat and meats (beef, pork and chicken). Many traditional foods—such as quinoa, kiwicha, chili peppers, and several roots and tubers have increased in popularity in recent decades, reflecting a revival of interest in native Peruvian foods and culinary techniques. It is also common to see traditional cuisines being served with a modern flair in towns like Cusco, where tourists come to visit. Chef Gaston Acurio has become well known for raising awareness of local ingredients.
|
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|
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Peruvian music has Andean, Spanish, and African roots.[162] In pre-Hispanic times, musical expressions varied widely in each region; the quena and the tinya were two common instruments.[163] Spaniards introduced new instruments, such as the guitar and the harp, which led to the development of crossbred instruments like the charango.[164] African contributions to Peruvian music include its rhythms and the cajón, a percussion instrument. Peruvian folk dances include marinera, tondero, zamacueca, diablada and huayno.[165]
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|
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Peruvian music is dominated by the national instrument, the charango. The charango is member of the lute family of instruments and was invented during colonial times by musicians imitating the Spanish vihuela. In the Canas and Titicaca regions, the charango is used in courtship rituals, symbolically invoking mermaids with the instrument to lure the woman to the male performers. Until the 1960s, the charango was denigrated as an instrument of the rural poor. After the revolution in 1959, which built upon the Indigenismo movement (1910–1940), the charango was popularized among other performers. Variants include the walaycho, chillador, chinlili, and the larger and lower-tuned charangon.
|
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|
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While the Spanish guitar is widely played, so too is the Spanish-in-origin bandurria. Unlike the guitar, it has been transformed by Peruvian players over the years, changing from a 12-string, 6-course instrument to one having 12 to 16 strings in a mere four courses. Violins and harps, also of European origin, are also played.
|
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|
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While the Peruvian film industry has not been nearly as prolific as that of some other Latin American countries, some Peruvian movies produced enjoyed regional success. Historically, the cinema of Peru began in Iquitos in 1932 by Antonio Wong Rengifo (with a momentous, initial film billboard from 1900) because the rubber boom and the intense arrival of foreigners with technology to the city, and thus continued an extensive, unique filmography, with a different style than the films made in the capital, Lima.
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|
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Peru also produced the first animated 3-D film in Latin America, Piratas en el Callao. This film is set in the historical port city of Callao, which during colonial times had to defend itself against attacks by Dutch and British privateers seeking to undercut Spain's trade with its colonies. The film was produced by the Peruvian company Alpamayo Entertainment, which made a second 3-D film one year later: Dragones: Destino de Fuego.
|
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|
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In February 2006, the film Madeinusa, produced as a joint venture between Peru and Spain and directed by Claudia Llosa, was set in an imaginary Andean village and describes the stagnating life of Madeinusa performed by Magaly Solier and the traumas of post-civil war Peru.
|
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|
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Llosa, who shared elements of Gabriel García Márquez's magic realism, won an award at the Rotterdam Film Festival. Llosa's second feature, The Milk of Sorrow ("La Teta Asustada"), was nominated for the 82nd Academy Awards for Best Foreign Language Picture, the first Peruvian film in the Academy's history to be nominated. The Milk of Sorrow ("La Teta Asustada"), won the Golden Bear award at the 2009 Berlinale.
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1 |
+
Coordinates: 10°S 76°W / 10°S 76°W / -10; -76
|
2 |
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3 |
+
95% Christian
|
4 |
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Peru (/pəˈruː/ (listen); Spanish: Perú [peˈɾu]; Quechua: Piruw [pɪɾʊw];[9] Aymara: Piruw [pɪɾʊw]), officially the Republic of Peru (Spanish: República del Perú (help·info)), is a country in western South America. It is bordered in the north by Ecuador and Colombia, in the east by Brazil, in the southeast by Bolivia, in the south by Chile, and in the west by the Pacific Ocean. Peru is a megadiverse country with habitats ranging from the arid plains of the Pacific coastal region in the west to the peaks of the Andes mountains vertically extending from the north to the southeast of the country to the tropical Amazon Basin rainforest in the east with the Amazon river.[10] At 1.28 million km2 (0.5 million mi2), Peru is the 19th largest country in the world, and the third largest in South America.
|
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|
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Peruvian territory was home to several ancient cultures. Ranging from the Norte Chico civilization starting in 3500 BC, the oldest civilization in the Americas and one of the five cradles of civilization, to the Inca Empire, the largest state in pre-Columbian America, the territory now including Peru has one of the longest histories of civilization of any country, tracing its heritage back to the 4th millennia BCE.
|
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|
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The Spanish Empire conquered the region in the 16th century and established a viceroyalty that encompassed most of its South American territories, with its capital in Lima. Peru formally proclaimed independence in 1821, and following the foreign military campaigns of José de San Martín and Simón Bolívar, and the decisive battle of Ayacucho, Peru completed its independence in 1824. In the ensuing years, the country enjoyed relative economic and political stability, which ended shortly before the War of the Pacific (1879-1884) with Chile.
|
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|
11 |
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Throughout the 20th century, Peru endured armed territorial disputes, coups, social unrest, and internal conflicts, as well as periods of stability and economic upswing. Alberto Fujimori was elected to the presidency in 1990; his government was credited with economically stabilizing Peru and successfully ending the Shining Path insurgency, though he was widely accused of human rights violations and suppression of political dissent. Fujimori left the presidency in 2000 and was charged with human rights violations and imprisoned until his pardon by President Pedro Pablo Kuczynski in 2017. Even after the president's regime, Fujimori's followers, called Fujimoristas, have caused political turmoil for any opposing faction in power, even causing Pedro Pablo Kuczynski to resign in March 2018.
|
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|
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The sovereign state of Peru is a representative democratic republic divided into 25 regions. Peru is a developing country, ranking 82nd on the Human Development Index,[11] with a high level of human development[12] with an upper middle income level[13] and a poverty rate around 19 percent.[14] It is one of the region's most prosperous economies with an average growth rate of 5.9%[14] and it has one of the world's fastest industrial growth rates at an average of 9.6%.[15] Its main economic activities include mining, manufacturing, agriculture and fishing; along with other growing sectors such as telecommunications and biotechnology.[16] The country forms part of The Pacific Pumas, a political and economic grouping of countries along Latin America's Pacific coast that share common trends of positive growth, stable macroeconomic foundations, improved governance and an openness to global integration. Peru ranks high in social freedom;[17] it is an active member of the Asia-Pacific Economic Cooperation, the Pacific Alliance, the Trans-Pacific Partnership and the World Trade Organization; and is considered as a middle power.[18]
|
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|
15 |
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Peru has a population of 32 million,[19] which includes Amerindians, Europeans, Africans and Asians. The main spoken language is Spanish, although a significant number of Peruvians speak Quechua or other indigenous languages. This mixture of cultural traditions has resulted in a wide diversity of expressions in fields such as art, cuisine, literature, and music.
|
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|
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The name of the country may be derived from Birú, the name of a local ruler who lived near the Bay of San Miguel, Panama City, in the early 16th century.[20] When his possessions were visited by Spanish explorers in 1522, they were the southernmost part of the New World yet known to Europeans.[21] Thus, when Francisco Pizarro explored the regions farther south, they came to be designated Birú or Perú.[22]
|
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|
19 |
+
An alternative history is provided by the contemporary writer Inca Garcilaso de la Vega, son of an Inca princess and a conquistador. He said the name Birú was that of a common Indian happened upon by the crew of a ship on an exploratory mission for governor Pedro Arias de Ávila, and went on to relate more instances of misunderstandings due to the lack of a common language.[23]
|
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+
|
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+
The Spanish Crown gave the name legal status with the 1529 Capitulación de Toledo, which designated the newly encountered Inca Empire as the province of Peru.[24] Under Spanish rule, the country adopted the denomination Viceroyalty of Peru, which became Republic of Peru after independence.
|
22 |
+
|
23 |
+
The earliest evidences of human presence in Peruvian territory have been dated to approximately 12,500 BC in the Huaca Prieta settlement.[25]
|
24 |
+
Andean societies were based on agriculture, using techniques such as irrigation and terracing; camelid husbandry and fishing were also important. Organization relied on reciprocity and redistribution because these societies had no notion of market or money.[26] The oldest known complex society in Peru, the Norte Chico civilization, flourished along the coast of the Pacific Ocean between 3,000 and 1,800 BC.[27] These early developments were followed by archaeological cultures that developed mostly around the coastal and Andean regions throughout Peru. The Cupisnique culture which flourished from around 1000 to 200 BC[28] along what is now Peru's Pacific Coast was an example of early pre-Incan culture.
|
25 |
+
|
26 |
+
The Chavín culture that developed from 1500 to 300 BC was probably more of a religious than a political phenomenon, with their religious centre in Chavín de Huantar.[29] After the decline of the Chavin culture around the beginning of the 1st century AD, a series of localized and specialized cultures rose and fell, both on the coast and in the highlands, during the next thousand years. On the coast, these included the civilizations of the Paracas, Nazca, Wari, and the more outstanding Chimu and Mochica. The Mochica, who reached their apogee in the first millennium AD, were renowned for their irrigation system which fertilized their arid terrain, their sophisticated ceramic pottery, their lofty buildings, and clever metalwork. The Chimu were the great city builders of pre-Inca civilization; as loose confederation of cities scattered along the coast of northern Peru, the Chimu flourished from about 1140 to 1450. Their capital was at Chan Chan outside of modern-day Trujillo. In the highlands, both the Tiahuanaco culture, near Lake Titicaca in both Peru and Bolivia, and the Wari culture, near the present-day city of Ayacucho, developed large urban settlements and wide-ranging state systems between 500 and 1000 AD.[30]
|
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|
28 |
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In the 15th century, the Incas emerged as a powerful state which, in the span of a century, formed the largest empire in pre-Columbian America with their capital in Cusco.[31] The Incas of Cusco originally represented one of the small and relatively minor ethnic groups, the Quechuas. Gradually, as early as the thirteenth century, they began to expand and incorporate their neighbors. Inca expansion was slow until about the middle of the fifteenth century, when the pace of conquest began to accelerate, particularly under the rule of the emperor Pachacuti. Under his rule and that of his son, Topa Inca Yupanqui, the Incas came to control most of the Andean region, with a population of 9 to 16 million inhabitants under their rule. Pachacuti also promulgated a comprehensive code of laws to govern his far-flung empire, while consolidating his absolute temporal and spiritual authority as the God of the Sun who ruled from a magnificently rebuilt Cusco.[32] From 1438 to 1533, the Incas used a variety of methods, from conquest to peaceful assimilation, to incorporate a large portion of western South America, centered on the Andean mountain ranges, from southern Colombia to northern Chile, between the Pacific Ocean in the west and the Amazon rainforest in the east. The official language of the empire was Quechua, although hundreds of local languages and dialects were spoken. The Inca referred to their empire as Tawantinsuyu which can be translated as "The Four Regions" or "The Four United Provinces." Many local forms of worship persisted in the empire, most of them concerning local sacred Huacas, but the Inca leadership encouraged the worship of Inti, the sun god and imposed its sovereignty above other cults such as that of Pachamama.[33] The Incas considered their King, the Sapa Inca, to be the "child of the sun."[34]
|
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|
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Atahualpa (also Atahuallpa), the last Sapa Inca, became emperor when he defeated and executed his older half-brother Huáscar in a civil war sparked by the death of their father, Inca Huayna Capac. In December 1532, a party of conquistadors (supported by the Chankas, Huancas, Cañaris and Chachapoyas as Indian auxiliaries) led by Francisco Pizarro defeated and captured the Inca Emperor Atahualpa in the Battle of Cajamarca. The Spanish conquest of Peru was one of the most important campaigns in the Spanish colonization of the Americas. After years of preliminary exploration and military conflicts, it was the first step in a long campaign that took decades of fighting but ended in Spanish victory and colonization of the region known as the Viceroyalty of Peru with its capital at Lima, which was then known as "La Ciudad de los Reyes" (The City of Kings). The conquest of Peru led to spin-off campaigns throughout the viceroyalty as well as expeditions towards the Amazon Basin as in the case of Spanish efforts to quell Amerindian resistance. The last Inca resistance was suppressed when the Spaniards annihilated the Neo-Inca State in Vilcabamba in 1572.
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The indigenous population dramatically collapsed overwhelmingly due to epidemic diseases introduced by the Spanish as well as exploitation and socioeconomic change.[35] Viceroy Francisco de Toledo reorganized the country in the 1570s with gold and silver mining as its main economic activity and Amerindian forced labor as its primary workforce.[36] With the discovery of the great silver and gold lodes at Potosí (present-day Bolivia) and Huancavelica, the viceroyalty flourished as an important provider of mineral resources. Peruvian bullion provided revenue for the Spanish Crown and fueled a complex trade network that extended as far as Europe and the Philippines.[37] Because of lack of available work force, African slaves were added to the labor population. The expansion of a colonial administrative apparatus and bureaucracy paralleled the economic reorganization. With the conquest started the spread of Christianity in South America; most people were forcefully converted to Catholicism, taking only a generation to convert the population. They built churches in every city and replaced some of the Inca temples with churches, such as the Coricancha in the city of Cusco. The church employed the Inquisition, making use of torture to ensure that newly converted Catholics did not stray to other religions or beliefs. Peruvian Catholicism follows the syncretism found in many Latin American countries, in which religious native rituals have been integrated with Christian celebrations.[38] In this endeavor, the church came to play an important role in the acculturation of the natives, drawing them into the cultural orbit of the Spanish settlers.
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By the 18th century, declining silver production and economic diversification greatly diminished royal income.[39] In response, the Crown enacted the Bourbon Reforms, a series of edicts that increased taxes and partitioned the Viceroyalty.[40] The new laws provoked Túpac Amaru II's rebellion and other revolts, all of which were suppressed.[41] As a result of these and other changes, the Spaniards and their creole successors came to monopolize control over the land, seizing many of the best lands abandoned by the massive native depopulation. However, the Spanish did not resist the Portuguese expansion of Brazil across the meridian. The Treaty of Tordesillas was rendered meaningless between 1580 and 1640 while Spain controlled Portugal. The need to ease communication and trade with Spain led to the split of the viceroyalty and the creation of new viceroyalties of New Granada and Rio de la Plata at the expense of the territories that formed the Viceroyalty of Peru; this reduced the power, prominence and importance of Lima as the viceroyal capital and shifted the lucrative Andean trade to Buenos Aires and Bogotá, while the fall of the mining and textile production accelerated the progressive decay of the Viceroyalty of Peru.
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Eventually, the viceroyalty would dissolve, as with much of the Spanish empire, when challenged by national independence movements at the beginning of the nineteenth century. These movements led to the formation of the majority of modern-day countries of South America in the territories that at one point or another had constituted the Viceroyalty of Peru.[42] The conquest and colony brought a mix of cultures and ethnicities that did not exist before the Spanish conquered the Peruvian territory. Even though many of the Inca traditions were lost or diluted, new customs, traditions and knowledge were added, creating a rich mixed Peruvian culture.[38] Two of the most important indigenous rebellions against the Spanish were that of Juan Santos Atahualpa in 1742, and Rebellion of Túpac Amaru II in 1780 around the highlands near Cuzco.[43]
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In the early 19th century, while most South American nations were swept by wars of independence, Peru remained a royalist stronghold. As the elite vacillated between emancipation and loyalty to the Spanish Monarchy, independence was achieved only after the occupation by military campaigns of José de San Martín and Simón Bolívar.
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The economic crises, the loss of power of Spain in Europe, the war of independence in North America and native uprisings all contributed to a favorable climate to the development of emancipating ideas among the Criollo population in South America. However, the Criollo oligarchy in Peru enjoyed privileges and remained loyal to the Spanish Crown. The liberation movement started in Argentina where autonomous juntas were created as a result of the loss of authority of the Spanish government over its colonies.
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After fighting for the independence of the Viceroyalty of Rio de la Plata, José de San Martín created the Army of the Andes and crossed the Andes in 21 days. Once in Chile he joined forces with Chilean army General Bernardo O'Higgins and liberated the country in the battles of Chacabuco and Maipú in 1818.[44] On 7 September 1820, a fleet of eight warships arrived in the port of Paracas under the command of general José de San Martin and Thomas Cochrane, who was serving in the Chilean Navy. Immediately on 26 October they took control of the town of Pisco. San Martin settled in Huacho on 12 November, where he established his headquarters while Cochrane sailed north blockading the port of Callao in Lima. At the same time in the north, Guayaquil was occupied by rebel forces under the command of Gregorio Escobedo. Because Peru was the stronghold of the Spanish government in South America, San Martin's strategy to liberate Peru was to use diplomacy. He sent representatives to Lima urging the Viceroy that Peru be granted independence, however all negotiations proved unsuccessful.
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The Viceroy of Peru, Joaquín de la Pazuela named José de la Serna commander-in-chief of the loyalist army to protect Lima from the threatened invasion of San Martin. On 29 January, de la Serna organized a coup against de la Pazuela which was recognized by Spain and he was named Viceroy of Peru. This internal power struggle contributed to the success of the liberating army. In order to avoid a military confrontation San Martin met the newly appointed viceroy, José de la Serna, and proposed to create a constitutional monarchy, a proposal that was turned down. De la Serna abandoned the city and on 12 July 1821 San Martin occupied Lima and declared Peruvian independence on 28 July 1821. He created the first Peruvian flag. Alto Peru (Bolivia) remained as a Spanish stronghold until the army of Simón Bolívar liberated it three years later. José de San Martin was declared Protector of Peru. Peruvian national identity was forged during this period, as Bolivarian projects for a Latin American Confederation floundered and a union with Bolivia proved ephemeral.[45]
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Simon Bolivar launched his campaign from the north liberating the Viceroyalty of New Granada in the Battles of Carabobo in 1821 and Pichincha a year later. In July 1822 Bolivar and San Martin gathered in the Guayaquil Conference. Bolivar was left in charge of fully liberating Peru while San Martin retired from politics after the first parliament was assembled. The newly founded Peruvian Congress named Bolivar dictator of Peru giving him the power to organize the military.
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With the help of Antonio José de Sucre they defeated the larger Spanish army in the Battle of Junín on 6 August 1824 and the decisive Battle of Ayacucho on 9 December of the same year, consolidating the independence of Peru and Alto Peru. Alto Peru was later established as Bolivia. During the early years of the Republic, endemic struggles for power between military leaders caused political instability.[46]
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From the 1840s to the 1860s, Peru enjoyed a period of stability under the presidency of Ramón Castilla, through increased state revenues from guano exports.[47] However, by the 1870s, these resources had been depleted, the country was heavily indebted, and political in-fighting was again on the rise.[48] Peru embarked on a railroad-building program that helped but also bankrupted the country.
|
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In 1879, Peru entered the War of the Pacific which lasted until 1884. Bolivia invoked its alliance with Peru against Chile. The Peruvian Government tried to mediate the dispute by sending a diplomatic team to negotiate with the Chilean government, but the committee concluded that war was inevitable. Chile declared war on 5 April 1879. Almost five years of war ended with the loss of the department of Tarapacá and the provinces of Tacna and Arica, in the Atacama region. Two outstanding military leaders throughout the war were Francisco Bolognesi and Miguel Grau. Originally Chile committed to a referendum for the cities of Arica and Tacna to be held years later, in order to self determine their national affiliation. However, Chile refused to apply the Treaty, and neither of the countries could determine the statutory framework. After the War of the Pacific, an extraordinary effort of rebuilding began. The government started to initiate a number of social and economic reforms in order to recover from the damage of the war. Political stability was achieved only in the early 1900s.
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Internal struggles after the war were followed by a period of stability under the Civilista Party, which lasted until the onset of the authoritarian regime of Augusto B. Leguía. The Great Depression caused the downfall of Leguía, renewed political turmoil, and the emergence of the American Popular Revolutionary Alliance (APRA).[49] The rivalry between this organization and a coalition of the elite and the military defined Peruvian politics for the following three decades. A final peace treaty in 1929, signed between Peru and Chile called the Treaty of Lima, returned Tacna to Peru. Between 1932 and 1933, Peru was engulfed in a year-long war with Colombia over a territorial dispute involving the Amazonas department and its capital Leticia.
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Later, in 1941, Peru and Ecuador fought the Ecuadorian–Peruvian War, after which the Rio Protocol sought to formalize the boundary between those two countries. In a military coup on 29 October 1948, General Manuel A. Odría became president. Odría's presidency was known as the Ochenio. Momentarily pleasing the oligarchy and all others on the right, but followed a populist course that won him great favor with the poor and lower classes. A thriving economy allowed him to indulge in expensive but crowd-pleasing social policies. At the same time, however, civil rights were severely restricted and corruption was rampant throughout his regime. Odría was succeeded by Manuel Prado Ugarteche. However, widespread allegations of fraud prompted the Peruvian military to depose Prado and install a military junta, led by Ricardo Pérez Godoy. Godoy ran a short transitional government and held new elections in 1963, which were won by Fernando Belaúnde Terry who assumed presidency until 1968. Belaúnde was recognized for his commitment to the democratic process. In 1968, the Armed Forces, led by General Juan Velasco Alvarado, staged a coup against Belaúnde. Alvarado's regime undertook radical reforms aimed at fostering development, but failed to gain widespread support. In 1975, General Francisco Morales-Bermúdez forcefully replaced Velasco, paralyzed reforms, and oversaw the reestablishment of democracy.
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Peru engaged in a brief successful conflict with Ecuador in the Paquisha War as a result of territorial dispute between the two countries. After the country experienced chronic inflation, the Peruvian currency, the sol, was replaced by the Inti in mid-1985, which itself was replaced by the nuevo sol in July 1991, at which time the new sol had a cumulative value of one billion old soles. The per capita annual income of Peruvians fell to $720 (below the level of 1960) and Peru's GDP dropped 20% at which national reserves were a negative $900 million. The economic turbulence of the time acerbated social tensions in Peru and partly contributed to the rise of violent rebel rural insurgent movements, like Sendero Luminoso (Shining Path) and MRTA, which caused great havoc throughout the country. Concerned about the economy, the increasing terrorist threat from Sendero Luminoso and MRTA, and allegations of official corruption, Alberto Fujimori assumed presidency in 1990. Fujimori implemented drastic measures that caused inflation to drop from 7,650% in 1990 to 139% in 1991.[citation needed]
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Faced with opposition to his reform efforts, Fujimori dissolved Congress in the auto-golpe ("self-coup") of 5 April 1992. He then revised the constitution; called new congressional elections; and implemented substantial economic reform, including privatization of numerous state-owned companies, creation of an investment-friendly climate, and sound management of the economy. Fujimori's administration was dogged by insurgent groups, most notably the Sendero Luminoso, who carried out terrorist campaigns across the country throughout the 1980s and 1990s. Fujimori cracked down on the insurgents and was successful in largely quelling them by the late 1990s, but the fight was marred by atrocities committed by both the Peruvian security forces and the insurgents: the Barrios Altos massacre and La Cantuta massacre by Government paramilitary groups, and the bombings of Tarata and Frecuencia Latina by Sendero Luminoso. Those incidents subsequently came to symbolize the human rights violations committed in the last years of violence.[citation needed]
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During early 1995, once again Peru and Ecuador clashed in the Cenepa War, but in 1998 the governments of both nations signed a peace treaty that clearly demarcated the international boundary between them. In November 2000, Fujimori resigned from office and went into a self-imposed exile, avoiding prosecution for human rights violations and corruption charges by the new Peruvian authorities.[50]
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Since the end of the Fujimori regime, Peru has tried to fight corruption while sustaining economic growth.[50] In spite of human rights progress since the time of insurgency, many problems are still visible and show the continued marginalization of those who suffered through the violence of the Peruvian conflict.[51] A caretaker government presided over by Valentín Paniagua took on the responsibility of conducting new presidential and congressional elections. Afterwards Alejandro Toledo became president in 2001 to 2006.
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On 28 July 2006, former president Alan García became President of Peru after winning the 2006 elections. In May 2008, Peru became a member of the Union of South American Nations. In April 2009, former president Alberto Fujimori was convicted of human rights violations and sentenced to 25 years in prison for his role in killings and kidnappings by the Grupo Colina death squad during his government's battle against leftist guerrillas in the 1990s.[52] On 5 June 2011, Ollanta Humala was elected president. During his presidency, Prime Minister Ana Jara and her cabinet were successfully censured, which was the first time in 50 years that a cabinet had been forced to resign from the Peruvian legislature.[53] In 2016, Pedro Pablo Kuczynski was elected, though his government was short lived as he resigned in 2018 amid various controversies surrounding his administration. Vice president Martín Vizcarra then assumed office in March 2018 with generally favorable approval ratings.[54] Alan García was involved in the Operation Car Wash scandal and as police tried to arrest him, he committed suicide on 17 April 2019. Later that year, in July, police arrested Alejandro Toledo in California. Amid the crisis, on 30 September, 2019, President Vizcarra dissolved the congress, and elections were held on 26 January, 2020.
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During the COVID-19 pandemic in Peru, most Peruvians were under a stay-at-home order.
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Peru is a unitary presidential representative democratic republic with a multi-party system.[1][2] The country has maintained a liberal democratic system under its 1993 Constitution, which replaced a constitution that leaned the government to a federation to authorize more power to the President.[55][56] It is also a unitary republic, in which the central government holds the most power and can create administrative divisions. The Peruvian system of government combines elements derived from the political systems of the United States (a written constitution, an autonomous Supreme Court, a presidential system) and the People's Republic of China (a unicameral congress, a premier and ministry system, and a strong executive).[57]
|
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The federal government is separated into three branches:
|
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Under its constitution, the President is both head of state and government and is elected to a five-year term without immediate reelection.[59] The President appoints ministers who oversee the 18 ministries of the state, including the Prime Minister, into the Cabinet.[60] The constitution designates minimal authority to the Prime Minister, who presides over cabinet meetings in which ministers advise the President and acts as a spokesperson on behalf of the executive branch.[61] The President is also able to pose questions of confidence to the Congress of Peru, and consequently order the dissolution of congress, done in 1992 by Alberto Fujimori and in 2019 by Martín Vizcarra.[62]
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In the Congress of Peru, there are 130 Members of Congress from 25 administrative divisions, determined by respective population, elected to five-year terms.[63] Bills are proposed by the executive and legislative powers and become law by through a plurality vote in Congress.[64] The judiciary is nominally independent,[65] though political intervention into judicial matters has been common throughout history.[66] The Congress of Peru can also pass a motion of no confidence, censure ministers, as well as initiate impeachments and convict executives, in an effort to balance power between the executive and legislative branches.[67][68] The legislative body in recent times has passed semi-successful impeachments, including that of Alberto Fujimori in 2000 and Pedro Pablo Kuczynski in 2018, causing Kuczynski to resign.[69]
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Peru's electoral system uses compulsory voting for citizens from the age of 18 to 70, including dual-citizens and Peruvians abroad.[70] Members of Congress are directly elected by constituents in respective districts through proportional voting. The President is elected in a general election, along with the Vice President, through a majority in a two-round system.[71] Elections are observed and organized by the National Jury of Elections, National Office of Electoral Processes, and the National Registry of Identification and Civil Status.[72]
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Peru uses a multi-party system for congressional and general elections. Major groups that have formed governments, both on a federal and legislative level, are parties that have historically adopted economic liberalism, progressivism, right-wing populism (specifically Fujimorism), nationalism, and reformism.[73]
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The most recent general election was held on 5 June 2016 and resulted in the election of Pedro Pablo Kuczynski as President and Martín Vizcarra as Vice President.[74] The most recent congressional election was a snap election held on 26 January 2020 in response to the dissolution of congress, in which Popular Action, Alliance for Progress, and FREPAP secured a majority in congress.[75]
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Peru is divided into 24 departments and one autonomous province— the Province of Lima (LIM) — which is independent of any region and serves as the country's capital.[76] Under the constitution, departments have an elected "regional"^ government composed of two entities: the regional governor and the regional council.[77][78]
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The Governor constitutes the executive body, proposes budgets, and creates decrees, resolutions, and regional programs.[79] The Regional Council, the region's legislative body, debates and votes on budgets, supervises regional officials, and can vote to remove the governor, deputy governor, or any member of the council from office. The Regional Governor and the Regional Council serve a term of four years, without immediate reelection. These governments plan regional development, execute public investment projects, promote economic activities, and manage public property.[80][81]
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Provinces, such as the province of Lima, are administered by a municipal council, headed by a mayor.[82] The goal of devolving power to regional and municipal governments was among others to improve popular participation. NGOs played an important role in the decentralization process and still influence local politics.[83][84]
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Some areas of Peru are defined as metropolitan areas which overlap district areas. The largest of them, the Lima metropolitan area, is the seventh-largest metropolis in the Americas.
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Over recent decades, Peru's foreign relations has historically been dominated by close ties with the United States and Asia,[85] particularly through the Asia-Pacific Economic Cooperation (APEC), the World Trade Organization, the Pacific Alliance, Mercosur, and the Organization of American States (OAS).[86][87]
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Peru is an active member of several regional trade blocs and is one of the founding members of the Andean Community of Nations. It is also a member of international organizations such as the OAS and the United Nations.[88] Javier Pérez de Cuéllar, a celebrated Peruvian diplomat, served as United Nations Secretary General from 1981 to 1991.
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Peru has planned to be fully integrated into the Organization for Economic Co-operation and Development (OECD) by 2021, attributing its economic success and efforts to strengthen institutions as meeting factors to be a part of the OECD.[89][90] Peru is a member of the World Trade Organization, and has pursued multiple major free trade agreements, most recently the Peru—United States Free Trade Agreement, the China—Peru Free Trade Agreement, the European Union Free Trade Agreement, free trade agreements with Japan, and many others.[91][92]
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Peru maintains an integrated relationship with other South American nations, and is a member of various South American intergovernmental agreements, more recently the Organization of American States, Mercosur, the Andean Community of Nations, the Pacific Alliance, and the APEC. Peru has historically experienced stressed relations with Chile, including the Peru v Chile international court resolution and the Chilean-Peruvian maritime dispute, but the two countries have agreed to work in improving relations.[93]
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Additionally, Peru has participated in taking a leading role in addressing the crisis in Venezuela through the establishment of the Lima Group.[94]
|
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Peru has the fourth largest military in South America. Peru's armed forces—the Armed Forces of Peru—comprise the Peruvian Navy (MGP), the Peruvian Army (EP), and the Peruvian Air Force (FAP), in total numbering 392,660 personnel (including 120,660 regulars and 272,000 reservists) as of 2020.[95] Their primary mission is to safeguard the independence, sovereignty and territorial integrity of the country.[96]
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Their functions are separated by branch:
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The military is governed by both the Commander in Chief, Ministry of Defense, and Joint Command of the Armed Forces (CCFFAA). The CCFFAA has subordinates to the Operational Commands and Special Commands, with which it carries out the military operations that are required for the defense and the fulfillment of the tasks that the executive power provides.[97] Conscription was abolished in 1999 and replaced by voluntary military service.[98] The National Police of Peru is often classified as a part of the armed forces. Although in fact it has a different organization and a wholly civil mission, its training and activities over more than two decades as an anti-terrorist force have produced markedly military characteristics, giving it the appearance of a virtual fourth military service with significant land, sea and air capabilities and approximately 140,000 personnel. The Peruvian armed forces report through the Ministry of Defense, while the National Police of Peru reports through the Ministry of Interior.[99][96]
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Since the end of the crisis in Peru in 2000, the federal government has significantly reduced annual spending in defense.[100] In the 2016—2017 budget, defense spending has constituted 1.1% of GDP ($2.3 billion), the second lowest spending relative to GDP in South America following Argentina.[101] More recently, the Armed Forces of Peru have been used in civil defense. In 2020, Peru used its military personnel and even reservists to enforce the strict quarantine measures placed during the COVID-19 pandemic.[102]
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Peru is located on the central western coast of South America facing the Pacific Ocean. It lies wholly in the Southern Hemisphere, its northernmost extreme reaching to 1.8 minutes of latitude or about 3.3 kilometres (2.1 mi) south of the equator, covers 1,285,216 km2 (496,225 sq mi) of western South America. It borders Ecuador and Colombia to the north, Brazil to the east, Bolivia to the southeast, Chile to the south, and the Pacific Ocean to the west. The Andes mountains run parallel to the Pacific Ocean; they define the three regions traditionally used to describe the country geographically.
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The costa (coast), to the west, is a narrow plain, largely arid except for valleys created by seasonal rivers. The sierra (highlands) is the region of the Andes; it includes the Altiplano plateau as well as the highest peak of the country, the 6,768 m (22,205 ft) Huascarán.[103] The third region is the selva (jungle), a wide expanse of flat terrain covered by the Amazon rainforest that extends east. Almost 60 percent of the country's area is located within this region.[104] The country has fifty-four hydrographic basins, fifty-two of which are small coastal basins that discharge their waters into the Pacific Ocean. The other two are the Amazon basin, which empties into the Atlantic Ocean, and the endorheic basin of Lake Titicaca, both delimited by the Andes mountain range. In the second of these basins, the giant Amazon River begins, which, with its 6872 km, is the longest river in the world, with 75% of the Peruvian territory. Peru contains 4% of the planet's fresh water.
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Most Peruvian rivers originate in the peaks of the Andes and drain into one of three basins. Those that drain toward the Pacific Ocean are steep and short, flowing only intermittently. Tributaries of the Amazon River have a much larger flow, and are longer and less steep once they exit the sierra. Rivers that drain into Lake Titicaca are generally short and have a large flow.[105] Peru's longest rivers are the Ucayali, the Marañón, the Putumayo, the Yavarí, the Huallaga, the Urubamba, the Mantaro, and the Amazon.[106]
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The largest lake in Peru, Lake Titicaca between Peru and Bolivia high in the Andes, is also the largest of South America.[107]
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The largest reservoirs, all in the coastal region of Peru, are the Poechos, Tinajones, San Lorenzo, and El Fraile reservoirs.[108]
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The combination of tropical latitude, mountain ranges, topography variations, and two ocean currents (Humboldt and El Niño) gives Peru a large diversity of climates. The coastal region has moderate temperatures, low precipitation, and high humidity, except for its warmer, wetter northern reaches.[109] In the mountain region, rain is frequent in summer, and temperature and humidity diminish with altitude up to the frozen peaks of the Andes.[110] The Peruvian Amazon is characterized by heavy rainfall and high temperatures, except for its southernmost part, which has cold winters and seasonal rainfall.[111]
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Because of its varied geography and climate, Peru has a high biodiversity with 21,462 species of plants and animals reported as of 2003, 5,855 of them endemic,[112] and is one of the megadiverse countries.
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Peru has over 1,800 species of birds (120 endemic), and 500 species of mammals and over 300 species of reptiles.[113] The hundreds of mammals include rare species like the puma, jaguar and spectacled bear. The Birds of Peru produce large amounts of guano, an economically important export. The Pacific holds large quantities of sea bass, flounder, anchovies, tuna, crustaceans, and shellfish, and is home to many sharks, sperm whales, and whales.[114]
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Peru also has an equally diverse flora. The coastal deserts produce little more than cacti, apart from hilly fog oases and river valleys that contain unique plant life.[115]
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The Highlands above the tree-line known as puna is home to bushes, cactus, drought-resistant plants such as ichu, and the largest species of bromeliad – the spectacular Puya raimondii.
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The cloud-forest slopes of the Andes sustain moss, orchids, and bromeliads, and the Amazon rainforest is known for its variety of trees and canopy plants.[114]
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The economy of Peru is the 48th largest in the world (ranked by Purchasing Power Parity),[116] and the income level is classified as upper middle by the World Bank.[13] Peru is, as of 2011[update], one of the world's fastest-growing economies owing to an economic boom experienced during the 2000s.[117] It has an above-average Human Development Index of 0.74 which has seen steady improvement over the last 25 years.[clarify][12] Historically, the country's economic performance has been tied to exports, which provide hard currency to finance imports and external debt payments.[118] Although they have provided substantial revenue, self-sustained growth and a more egalitarian distribution of income have proven elusive.[119] According to 2015 data, 19.3% of its total population is poor, including 9% that lives in extreme poverty.[120] Inflation in 2012 was the lowest in Latin America at only 1.8%, but increased in 2013 as oil and commodity prices rose; as of 2014[update] it stands at 2.5%.[121] The unemployment rate has fallen steadily in recent years,[clarify] and as of 2012[update] stands at 3.6%.
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Peruvian economic policy has varied widely over the past decades.[clarify] The 1968–1975 government of Juan Velasco Alvarado introduced radical reforms, which included agrarian reform, the expropriation of foreign companies, the introduction of an economic planning system, and the creation of a large state-owned sector. These measures failed to achieve their objectives of income redistribution and the end of economic dependence on developed nations.[122]
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Despite these results, most reforms were not reversed until the 1990s, when the liberalizing government of Alberto Fujimori ended price controls, protectionism, restrictions on foreign direct investment, and most state ownership of companies.[123] Reforms have permitted sustained economic growth since 1993, except for a slump after the 1997 Asian financial crisis.[124]
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Services account for 53% of Peruvian gross domestic product, followed by manufacturing (22.3%), extractive industries (15%), and taxes (9.7%).[125] Recent economic growth has been fueled by macroeconomic stability, improved terms of trade, and rising investment and consumption.[126] Trade is expected to increase further after the implementation of a free trade agreement with the United States signed on 12 April 2006.[127] Peru's main exports are copper, gold, zinc, textiles, and fish meal; its major trade partners are the United States, China, Brazil, and Chile.[128]
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Peru is a multiethnic nation formed by successive waves of different peoples over five centuries. Amerindians inhabited Peruvian territory for several millennia before the Spanish Conquest in the 16th century; according to historian Noble David Cook, their population decreased from nearly 5–9 million in the 1520s to around 600,000 in 1620 mainly because of infectious diseases.[131]
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The 2017 census for the first time included a question on ethnic self-identification. According to the results, 60.2% of the people identified themselves as Mestizo, 22.3% identified themselves as Quechua, 5.9% identified themselves as White, 3.6% identified themselves as Black, 2.4% identified themselves as Aymara, 2.3% identified themselves as other ethnic groups, and 3.3% didn't declare their ethnicity.[130]
|
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Spaniards and Africans arrived in large numbers under colonial rule, mixing widely with each other and with indigenous peoples. After independence, there was gradual immigration from England, France, Germany, and Italy.[132] Peru freed its black slaves in 1854.[133] Chinese and Japanese arrived in the 1850s as laborers following the end of slavery, and have since become a major influence in Peruvian society, forming one of the largest populations of Asians in Latin America.[134]
|
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|
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With about 31.2 million inhabitants, Peru is the fourth most populous country in South America.[19] The demographic growth rate of Peru declined from 2.6% to 1.6% between 1950 and 2000; with the population being expected to reach approximately 42 million in 2050.[135] According to the 1940 Peruvian census, Peru had a population at the time of seven million residents.[136]
|
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As of 2017[update], 79.3% lived in urban areas and 20.7% in rural areas.[137] Major cities include the Lima metropolitan area (home to over 9.8 million people), Arequipa, Trujillo, Chiclayo, Piura, Iquitos, Cusco, Chimbote, and Huancayo; all reported more than 250,000 inhabitants in the 2007 census.[138] There are 15 uncontacted Amerindian tribes in Peru.[139]
|
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|
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According to the Peruvian Constitution of 1993, Peru's official languages are Spanish, Quechua, and other indigenous languages in areas where they are predominant. Spanish is spoken natively by 82.6% of the population and Quechua by 13.9%, Aymara by 1.7% while other languages are spoken by the remaining 1.8%.[141]
|
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|
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Spanish is used by the government and is the mainstream language of the country, which is used by the media and in educational systems and commerce. Amerindians who live in the Andean highlands speak Quechua and Aymara and are ethnically distinct from the diverse indigenous groups who live on the eastern side of the Andes and in the tropical lowlands adjacent to the Amazon basin. Peru's distinct geographical regions are mirrored in a language divide between the coast where Spanish is more predominant over the Amerindian languages, and the more diverse traditional Andean cultures of the mountains and highlands. The indigenous populations east of the Andes speak various languages and dialects. Some of these groups still adhere to traditional indigenous languages, while others have been almost completely assimilated into the Spanish language. There has been an increasing and organized effort to teach Quechua in public schools in the areas where Quechua is spoken. In the Peruvian Amazon, numerous indigenous languages are spoken, including Asháninka, Bora, and Aguaruna.[142]
|
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|
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Roman Catholicism has been the predominant faith in Peru for centuries, albeit with a high degree of syncretism with indigenous traditions. As of the 2017 census, 76% of the population over 12 years old described themselves as Catholic, 14.1% as Evangelical, 4.8% as Protestant, Jewish, Latter-day Saints, and Jehovah's Witnesses, and 5.1% as nonreligious.[143]
|
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|
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Amerindian religious traditions continue to play a major role in the beliefs of Peruvians. Catholic festivities like Corpus Christi, Holy Week and Christmas sometimes blend with Amerindian traditions. Amerindian festivities from pre-Columbian remain widespread; Inti Raymi, an ancient Inca festival, is still celebrated, especially in rural communities.
|
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|
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+
The majority of towns, cities, and villages have their own official church or cathedral and patron saint.
|
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|
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Peru's literacy rate is estimated at 92.9% as of 2007; this rate is lower in rural areas (80.3%) than in urban areas (96.3%).[144] Primary and secondary education are compulsory and free in public schools.[116][145]
|
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|
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Peru is home to one of the oldest institutions of higher learning in the New World. The National University of San Marcos, founded on 12 May 1551, during the Viceroyalty of Peru, is the first officially established and the oldest continuously functioning university in the Americas.
|
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|
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Peru has a life expectancy of 75.0 years (72.4 for males and 77.7 for females) according to the latest data for the year 2016 from the World Bank.[146]
|
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|
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Many of the Peruvian toponyms have indigenous sources. In the Andes communities of Áncash, Cusco and Puno, Quechua or Aymara names are overwhelmingly predominant. Their Spanish-based orthography, however, is in conflict with the normalized alphabets of these languages. According to Article 20 of Decreto Supremo No 004-2016-MC (Supreme Decree) which approves the Regulations to Law 29735, published in the official newspaper El Peruano on 22 July 2016, adequate spellings of the toponyms in the normalized alphabets of the indigenous languages must progressively be proposed with the aim of standardizing the naming used by the National Geographic Institute (Instituto Geográfico Nacional, IGN). The National Geographic Institute realizes the necessary changes in the official maps of Peru.[147]
|
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Peruvian culture is primarily rooted in Amerindian traditions,[148] though it has also been influenced by various Asian, African, and European ethnic groups. Peruvian artistic traditions date back to the elaborate pottery, textiles, jewelry, and sculpture of Pre-Inca cultures. The Incas maintained these crafts and made architectural achievements including the construction of Machu Picchu. Baroque dominated colonial art, though modified by native traditions.[149]
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During this period, most art focused on religious subjects; the numerous churches of the era and the paintings of the Cusco School are representative.[150] Arts stagnated after independence until the emergence of Indigenismo in the early 20th century.[151] Since the 1950s, Peruvian art has been eclectic and shaped by both foreign and local art currents.
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|
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Peruvian art has its origin in the Andean civilizations. These civilizations rose in the territory of modern Peru before the arrival of the Spanish. Peruvian art incorporated European elements after the Spanish conquest and continued to evolve throughout the centuries up on to the modern day.
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Peru's earliest artwork came from the Cupisnique culture, which was concentrated on the Pacific coast, and the Chavín culture, which was largely north of Lima between the Andean mountain ranges of the Cordillera Negra and the Cordillera Blanca. Decorative work from this era, approximately the 9th century BCE, was symbolic and religious in nature. The artists worked with gold, silver and ceramics to create a variety of sculpture and relief carvings. These civilizations were also known for their architecture and wood sculpture.
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Between the 9th century BC and the 2nd century CE, the Paracas Cavernas and Paracas Necropolis cultures developed on the south coast of Peru. Paracas Cavernas produced complex polychrome and monochrome ceramics with religious representations. Burials from the Paracas Necropolis also yielded complex textiles, many produced with sophisticated geometric patterns.
|
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The 3rd century BCE saw the flowering of the urban culture, Moche, in the Lambayeque region. The Mochica culture produced impressive architectural works, such as the Huacas del Sol y de la Luna and the Huaca Rajada of Sipán. They were experts at cultivation in terraces and hydraulic engineering and produced original ceramics, textiles, pictorial and sculptural works.
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Another urban culture, the Wari civilization, flourished between the 8th and 12th centuries in Ayacucho. Their centralized town planning was extended to other areas, such as Pachacamac, Cajamarquilla and Wari Willka.
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Between the 9th and 13th centuries CE, the military urban Tiwanaku empire rose by the borders of Lake Titicaca. Centered around a city of the same name in modern-day Bolivia, the Tiwanaku introduced stone architecture and sculpture of a monumental type. These works of architecture and art were made possible by the Tiwanaku's developing bronze, which enabled them to make the necessary tools.
|
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Urban architecture reached a new height between the 14th and 15th centuries in the Chimú Culture. The Chimú built the city of Chan Chan in the valley of the Moche River, in La Libertad. The Chimú were skilled goldsmiths and created remarkable works of hydraulic engineering.
|
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|
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The Inca Civilization, which united Peru under its hegemony in the centuries immediately preceding the Spanish conquest, incorporated into their own works a great part of the cultural legacy of the civilizations which preceded it. Important relics of their artwork and architecture can be seen in cities like Cusco, architectural remains like Sacsahuamán and Machu Picchu and stone pavements that united Cusco with the rest of the Inca Empire.
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Peruvian sculpture and painting began to define themselves from the ateliers founded by monks, who were strongly influenced by the Sevillian Baroque School. In this context, the stalls of the Cathedral choir, the fountain of the Main Square of Lima both by Pedro de Noguera, and a great part of the colonial production were registered. The first center of art established by the Spanish was the Cuzco School that taught Quechua artists European painting styles. Diego Quispe Tito (1611–1681) was one of the first members of the Cuzco school and Marcos Zapata (1710–1773) was one of the last.[153]
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Painting of this time reflected a synthesis of European and indigenous influences, as is evident in the portrait of prisoner Atahualpa, by D. de Mora or in the canvases of the Italians Mateo Pérez de Alesio and Angelino Medoro, the Spaniards Francisco Bejarano and J. de Illescas and the Creole J. Rodriguez.
|
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During the 17th and 18th centuries, the Baroque Style also dominated the field of plastic arts.
|
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The term Peruvian literature not only refers to literature produced in the independent Republic of Peru, but also to literature produced in the Viceroyalty of Peru during the country's colonial period, and to oral artistic forms created by diverse ethnic groups that existed in the area during the prehispanic period, such as the Quechua, the Aymara and the Chanka people.
|
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Peruvian literature is rooted in the oral traditions of pre-Columbian civilizations. Spaniards introduced writing in the 16th century; colonial literary expression included chronicles and religious literature. After independence, Costumbrism and Romanticism became the most common literary genres, as exemplified in the works of Ricardo Palma.[154] The early 20th century's Indigenismo movement was led by such writers as Ciro Alegría[155] and José María Arguedas.[156] César Vallejo wrote modernist and often politically engaged verse. Modern Peruvian literature is recognized thanks to authors such as Nobel laureate Mario Vargas Llosa, a leading member of the Latin American Boom.[157]
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Due to the Spanish expedition and discovery of the Americas, the explorers started the Columbian Exchange which included food unheard of in the Old World, such as potato, tomato, and maize. Modern indigenous Peruvian food mainly consists of corn, potatoes, and chilies. There are now more than 3,000 kinds of potatoes grown on Peruvian terrain, according to Peru's Instituto Peruano de la Papa.[158]
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Modern Peruvian cuisine blends Amerindian and Spanish food with strong influences from Chinese, African, Arab, Italian, and Japanese cooking.[159] Common dishes include anticuchos, ceviche, and pachamanca. Peru's varied climate allows the growth of diverse plants and animals good for cooking.[160] Peru's diversity of ingredients and cooking techniques is receiving worldwide acclaim.[161]
|
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|
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Peruvian cuisine reflects local practices and ingredients—including influences from the indigenous population including the Inca and cuisines brought in with colonizers and immigrants. Without the familiar ingredients from their home countries, immigrants modified their traditional cuisines by using ingredients available in Peru. The four traditional staples of Peruvian cuisine are corn, potatoes and other tubers, Amaranthaceaes (quinoa, kañiwa and kiwicha) and legumes (beans and lupins). Staples brought by the Spanish include rice, wheat and meats (beef, pork and chicken). Many traditional foods—such as quinoa, kiwicha, chili peppers, and several roots and tubers have increased in popularity in recent decades, reflecting a revival of interest in native Peruvian foods and culinary techniques. It is also common to see traditional cuisines being served with a modern flair in towns like Cusco, where tourists come to visit. Chef Gaston Acurio has become well known for raising awareness of local ingredients.
|
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|
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Peruvian music has Andean, Spanish, and African roots.[162] In pre-Hispanic times, musical expressions varied widely in each region; the quena and the tinya were two common instruments.[163] Spaniards introduced new instruments, such as the guitar and the harp, which led to the development of crossbred instruments like the charango.[164] African contributions to Peruvian music include its rhythms and the cajón, a percussion instrument. Peruvian folk dances include marinera, tondero, zamacueca, diablada and huayno.[165]
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|
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Peruvian music is dominated by the national instrument, the charango. The charango is member of the lute family of instruments and was invented during colonial times by musicians imitating the Spanish vihuela. In the Canas and Titicaca regions, the charango is used in courtship rituals, symbolically invoking mermaids with the instrument to lure the woman to the male performers. Until the 1960s, the charango was denigrated as an instrument of the rural poor. After the revolution in 1959, which built upon the Indigenismo movement (1910–1940), the charango was popularized among other performers. Variants include the walaycho, chillador, chinlili, and the larger and lower-tuned charangon.
|
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|
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While the Spanish guitar is widely played, so too is the Spanish-in-origin bandurria. Unlike the guitar, it has been transformed by Peruvian players over the years, changing from a 12-string, 6-course instrument to one having 12 to 16 strings in a mere four courses. Violins and harps, also of European origin, are also played.
|
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|
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While the Peruvian film industry has not been nearly as prolific as that of some other Latin American countries, some Peruvian movies produced enjoyed regional success. Historically, the cinema of Peru began in Iquitos in 1932 by Antonio Wong Rengifo (with a momentous, initial film billboard from 1900) because the rubber boom and the intense arrival of foreigners with technology to the city, and thus continued an extensive, unique filmography, with a different style than the films made in the capital, Lima.
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|
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Peru also produced the first animated 3-D film in Latin America, Piratas en el Callao. This film is set in the historical port city of Callao, which during colonial times had to defend itself against attacks by Dutch and British privateers seeking to undercut Spain's trade with its colonies. The film was produced by the Peruvian company Alpamayo Entertainment, which made a second 3-D film one year later: Dragones: Destino de Fuego.
|
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|
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In February 2006, the film Madeinusa, produced as a joint venture between Peru and Spain and directed by Claudia Llosa, was set in an imaginary Andean village and describes the stagnating life of Madeinusa performed by Magaly Solier and the traumas of post-civil war Peru.
|
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|
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Llosa, who shared elements of Gabriel García Márquez's magic realism, won an award at the Rotterdam Film Festival. Llosa's second feature, The Milk of Sorrow ("La Teta Asustada"), was nominated for the 82nd Academy Awards for Best Foreign Language Picture, the first Peruvian film in the Academy's history to be nominated. The Milk of Sorrow ("La Teta Asustada"), won the Golden Bear award at the 2009 Berlinale.
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1 |
+
Coordinates: 10°S 76°W / 10°S 76°W / -10; -76
|
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3 |
+
95% Christian
|
4 |
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Peru (/pəˈruː/ (listen); Spanish: Perú [peˈɾu]; Quechua: Piruw [pɪɾʊw];[9] Aymara: Piruw [pɪɾʊw]), officially the Republic of Peru (Spanish: República del Perú (help·info)), is a country in western South America. It is bordered in the north by Ecuador and Colombia, in the east by Brazil, in the southeast by Bolivia, in the south by Chile, and in the west by the Pacific Ocean. Peru is a megadiverse country with habitats ranging from the arid plains of the Pacific coastal region in the west to the peaks of the Andes mountains vertically extending from the north to the southeast of the country to the tropical Amazon Basin rainforest in the east with the Amazon river.[10] At 1.28 million km2 (0.5 million mi2), Peru is the 19th largest country in the world, and the third largest in South America.
|
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|
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Peruvian territory was home to several ancient cultures. Ranging from the Norte Chico civilization starting in 3500 BC, the oldest civilization in the Americas and one of the five cradles of civilization, to the Inca Empire, the largest state in pre-Columbian America, the territory now including Peru has one of the longest histories of civilization of any country, tracing its heritage back to the 4th millennia BCE.
|
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|
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The Spanish Empire conquered the region in the 16th century and established a viceroyalty that encompassed most of its South American territories, with its capital in Lima. Peru formally proclaimed independence in 1821, and following the foreign military campaigns of José de San Martín and Simón Bolívar, and the decisive battle of Ayacucho, Peru completed its independence in 1824. In the ensuing years, the country enjoyed relative economic and political stability, which ended shortly before the War of the Pacific (1879-1884) with Chile.
|
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|
11 |
+
Throughout the 20th century, Peru endured armed territorial disputes, coups, social unrest, and internal conflicts, as well as periods of stability and economic upswing. Alberto Fujimori was elected to the presidency in 1990; his government was credited with economically stabilizing Peru and successfully ending the Shining Path insurgency, though he was widely accused of human rights violations and suppression of political dissent. Fujimori left the presidency in 2000 and was charged with human rights violations and imprisoned until his pardon by President Pedro Pablo Kuczynski in 2017. Even after the president's regime, Fujimori's followers, called Fujimoristas, have caused political turmoil for any opposing faction in power, even causing Pedro Pablo Kuczynski to resign in March 2018.
|
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|
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The sovereign state of Peru is a representative democratic republic divided into 25 regions. Peru is a developing country, ranking 82nd on the Human Development Index,[11] with a high level of human development[12] with an upper middle income level[13] and a poverty rate around 19 percent.[14] It is one of the region's most prosperous economies with an average growth rate of 5.9%[14] and it has one of the world's fastest industrial growth rates at an average of 9.6%.[15] Its main economic activities include mining, manufacturing, agriculture and fishing; along with other growing sectors such as telecommunications and biotechnology.[16] The country forms part of The Pacific Pumas, a political and economic grouping of countries along Latin America's Pacific coast that share common trends of positive growth, stable macroeconomic foundations, improved governance and an openness to global integration. Peru ranks high in social freedom;[17] it is an active member of the Asia-Pacific Economic Cooperation, the Pacific Alliance, the Trans-Pacific Partnership and the World Trade Organization; and is considered as a middle power.[18]
|
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|
15 |
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Peru has a population of 32 million,[19] which includes Amerindians, Europeans, Africans and Asians. The main spoken language is Spanish, although a significant number of Peruvians speak Quechua or other indigenous languages. This mixture of cultural traditions has resulted in a wide diversity of expressions in fields such as art, cuisine, literature, and music.
|
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|
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The name of the country may be derived from Birú, the name of a local ruler who lived near the Bay of San Miguel, Panama City, in the early 16th century.[20] When his possessions were visited by Spanish explorers in 1522, they were the southernmost part of the New World yet known to Europeans.[21] Thus, when Francisco Pizarro explored the regions farther south, they came to be designated Birú or Perú.[22]
|
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|
19 |
+
An alternative history is provided by the contemporary writer Inca Garcilaso de la Vega, son of an Inca princess and a conquistador. He said the name Birú was that of a common Indian happened upon by the crew of a ship on an exploratory mission for governor Pedro Arias de Ávila, and went on to relate more instances of misunderstandings due to the lack of a common language.[23]
|
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|
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+
The Spanish Crown gave the name legal status with the 1529 Capitulación de Toledo, which designated the newly encountered Inca Empire as the province of Peru.[24] Under Spanish rule, the country adopted the denomination Viceroyalty of Peru, which became Republic of Peru after independence.
|
22 |
+
|
23 |
+
The earliest evidences of human presence in Peruvian territory have been dated to approximately 12,500 BC in the Huaca Prieta settlement.[25]
|
24 |
+
Andean societies were based on agriculture, using techniques such as irrigation and terracing; camelid husbandry and fishing were also important. Organization relied on reciprocity and redistribution because these societies had no notion of market or money.[26] The oldest known complex society in Peru, the Norte Chico civilization, flourished along the coast of the Pacific Ocean between 3,000 and 1,800 BC.[27] These early developments were followed by archaeological cultures that developed mostly around the coastal and Andean regions throughout Peru. The Cupisnique culture which flourished from around 1000 to 200 BC[28] along what is now Peru's Pacific Coast was an example of early pre-Incan culture.
|
25 |
+
|
26 |
+
The Chavín culture that developed from 1500 to 300 BC was probably more of a religious than a political phenomenon, with their religious centre in Chavín de Huantar.[29] After the decline of the Chavin culture around the beginning of the 1st century AD, a series of localized and specialized cultures rose and fell, both on the coast and in the highlands, during the next thousand years. On the coast, these included the civilizations of the Paracas, Nazca, Wari, and the more outstanding Chimu and Mochica. The Mochica, who reached their apogee in the first millennium AD, were renowned for their irrigation system which fertilized their arid terrain, their sophisticated ceramic pottery, their lofty buildings, and clever metalwork. The Chimu were the great city builders of pre-Inca civilization; as loose confederation of cities scattered along the coast of northern Peru, the Chimu flourished from about 1140 to 1450. Their capital was at Chan Chan outside of modern-day Trujillo. In the highlands, both the Tiahuanaco culture, near Lake Titicaca in both Peru and Bolivia, and the Wari culture, near the present-day city of Ayacucho, developed large urban settlements and wide-ranging state systems between 500 and 1000 AD.[30]
|
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|
28 |
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In the 15th century, the Incas emerged as a powerful state which, in the span of a century, formed the largest empire in pre-Columbian America with their capital in Cusco.[31] The Incas of Cusco originally represented one of the small and relatively minor ethnic groups, the Quechuas. Gradually, as early as the thirteenth century, they began to expand and incorporate their neighbors. Inca expansion was slow until about the middle of the fifteenth century, when the pace of conquest began to accelerate, particularly under the rule of the emperor Pachacuti. Under his rule and that of his son, Topa Inca Yupanqui, the Incas came to control most of the Andean region, with a population of 9 to 16 million inhabitants under their rule. Pachacuti also promulgated a comprehensive code of laws to govern his far-flung empire, while consolidating his absolute temporal and spiritual authority as the God of the Sun who ruled from a magnificently rebuilt Cusco.[32] From 1438 to 1533, the Incas used a variety of methods, from conquest to peaceful assimilation, to incorporate a large portion of western South America, centered on the Andean mountain ranges, from southern Colombia to northern Chile, between the Pacific Ocean in the west and the Amazon rainforest in the east. The official language of the empire was Quechua, although hundreds of local languages and dialects were spoken. The Inca referred to their empire as Tawantinsuyu which can be translated as "The Four Regions" or "The Four United Provinces." Many local forms of worship persisted in the empire, most of them concerning local sacred Huacas, but the Inca leadership encouraged the worship of Inti, the sun god and imposed its sovereignty above other cults such as that of Pachamama.[33] The Incas considered their King, the Sapa Inca, to be the "child of the sun."[34]
|
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|
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Atahualpa (also Atahuallpa), the last Sapa Inca, became emperor when he defeated and executed his older half-brother Huáscar in a civil war sparked by the death of their father, Inca Huayna Capac. In December 1532, a party of conquistadors (supported by the Chankas, Huancas, Cañaris and Chachapoyas as Indian auxiliaries) led by Francisco Pizarro defeated and captured the Inca Emperor Atahualpa in the Battle of Cajamarca. The Spanish conquest of Peru was one of the most important campaigns in the Spanish colonization of the Americas. After years of preliminary exploration and military conflicts, it was the first step in a long campaign that took decades of fighting but ended in Spanish victory and colonization of the region known as the Viceroyalty of Peru with its capital at Lima, which was then known as "La Ciudad de los Reyes" (The City of Kings). The conquest of Peru led to spin-off campaigns throughout the viceroyalty as well as expeditions towards the Amazon Basin as in the case of Spanish efforts to quell Amerindian resistance. The last Inca resistance was suppressed when the Spaniards annihilated the Neo-Inca State in Vilcabamba in 1572.
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The indigenous population dramatically collapsed overwhelmingly due to epidemic diseases introduced by the Spanish as well as exploitation and socioeconomic change.[35] Viceroy Francisco de Toledo reorganized the country in the 1570s with gold and silver mining as its main economic activity and Amerindian forced labor as its primary workforce.[36] With the discovery of the great silver and gold lodes at Potosí (present-day Bolivia) and Huancavelica, the viceroyalty flourished as an important provider of mineral resources. Peruvian bullion provided revenue for the Spanish Crown and fueled a complex trade network that extended as far as Europe and the Philippines.[37] Because of lack of available work force, African slaves were added to the labor population. The expansion of a colonial administrative apparatus and bureaucracy paralleled the economic reorganization. With the conquest started the spread of Christianity in South America; most people were forcefully converted to Catholicism, taking only a generation to convert the population. They built churches in every city and replaced some of the Inca temples with churches, such as the Coricancha in the city of Cusco. The church employed the Inquisition, making use of torture to ensure that newly converted Catholics did not stray to other religions or beliefs. Peruvian Catholicism follows the syncretism found in many Latin American countries, in which religious native rituals have been integrated with Christian celebrations.[38] In this endeavor, the church came to play an important role in the acculturation of the natives, drawing them into the cultural orbit of the Spanish settlers.
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By the 18th century, declining silver production and economic diversification greatly diminished royal income.[39] In response, the Crown enacted the Bourbon Reforms, a series of edicts that increased taxes and partitioned the Viceroyalty.[40] The new laws provoked Túpac Amaru II's rebellion and other revolts, all of which were suppressed.[41] As a result of these and other changes, the Spaniards and their creole successors came to monopolize control over the land, seizing many of the best lands abandoned by the massive native depopulation. However, the Spanish did not resist the Portuguese expansion of Brazil across the meridian. The Treaty of Tordesillas was rendered meaningless between 1580 and 1640 while Spain controlled Portugal. The need to ease communication and trade with Spain led to the split of the viceroyalty and the creation of new viceroyalties of New Granada and Rio de la Plata at the expense of the territories that formed the Viceroyalty of Peru; this reduced the power, prominence and importance of Lima as the viceroyal capital and shifted the lucrative Andean trade to Buenos Aires and Bogotá, while the fall of the mining and textile production accelerated the progressive decay of the Viceroyalty of Peru.
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Eventually, the viceroyalty would dissolve, as with much of the Spanish empire, when challenged by national independence movements at the beginning of the nineteenth century. These movements led to the formation of the majority of modern-day countries of South America in the territories that at one point or another had constituted the Viceroyalty of Peru.[42] The conquest and colony brought a mix of cultures and ethnicities that did not exist before the Spanish conquered the Peruvian territory. Even though many of the Inca traditions were lost or diluted, new customs, traditions and knowledge were added, creating a rich mixed Peruvian culture.[38] Two of the most important indigenous rebellions against the Spanish were that of Juan Santos Atahualpa in 1742, and Rebellion of Túpac Amaru II in 1780 around the highlands near Cuzco.[43]
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In the early 19th century, while most South American nations were swept by wars of independence, Peru remained a royalist stronghold. As the elite vacillated between emancipation and loyalty to the Spanish Monarchy, independence was achieved only after the occupation by military campaigns of José de San Martín and Simón Bolívar.
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The economic crises, the loss of power of Spain in Europe, the war of independence in North America and native uprisings all contributed to a favorable climate to the development of emancipating ideas among the Criollo population in South America. However, the Criollo oligarchy in Peru enjoyed privileges and remained loyal to the Spanish Crown. The liberation movement started in Argentina where autonomous juntas were created as a result of the loss of authority of the Spanish government over its colonies.
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After fighting for the independence of the Viceroyalty of Rio de la Plata, José de San Martín created the Army of the Andes and crossed the Andes in 21 days. Once in Chile he joined forces with Chilean army General Bernardo O'Higgins and liberated the country in the battles of Chacabuco and Maipú in 1818.[44] On 7 September 1820, a fleet of eight warships arrived in the port of Paracas under the command of general José de San Martin and Thomas Cochrane, who was serving in the Chilean Navy. Immediately on 26 October they took control of the town of Pisco. San Martin settled in Huacho on 12 November, where he established his headquarters while Cochrane sailed north blockading the port of Callao in Lima. At the same time in the north, Guayaquil was occupied by rebel forces under the command of Gregorio Escobedo. Because Peru was the stronghold of the Spanish government in South America, San Martin's strategy to liberate Peru was to use diplomacy. He sent representatives to Lima urging the Viceroy that Peru be granted independence, however all negotiations proved unsuccessful.
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The Viceroy of Peru, Joaquín de la Pazuela named José de la Serna commander-in-chief of the loyalist army to protect Lima from the threatened invasion of San Martin. On 29 January, de la Serna organized a coup against de la Pazuela which was recognized by Spain and he was named Viceroy of Peru. This internal power struggle contributed to the success of the liberating army. In order to avoid a military confrontation San Martin met the newly appointed viceroy, José de la Serna, and proposed to create a constitutional monarchy, a proposal that was turned down. De la Serna abandoned the city and on 12 July 1821 San Martin occupied Lima and declared Peruvian independence on 28 July 1821. He created the first Peruvian flag. Alto Peru (Bolivia) remained as a Spanish stronghold until the army of Simón Bolívar liberated it three years later. José de San Martin was declared Protector of Peru. Peruvian national identity was forged during this period, as Bolivarian projects for a Latin American Confederation floundered and a union with Bolivia proved ephemeral.[45]
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Simon Bolivar launched his campaign from the north liberating the Viceroyalty of New Granada in the Battles of Carabobo in 1821 and Pichincha a year later. In July 1822 Bolivar and San Martin gathered in the Guayaquil Conference. Bolivar was left in charge of fully liberating Peru while San Martin retired from politics after the first parliament was assembled. The newly founded Peruvian Congress named Bolivar dictator of Peru giving him the power to organize the military.
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With the help of Antonio José de Sucre they defeated the larger Spanish army in the Battle of Junín on 6 August 1824 and the decisive Battle of Ayacucho on 9 December of the same year, consolidating the independence of Peru and Alto Peru. Alto Peru was later established as Bolivia. During the early years of the Republic, endemic struggles for power between military leaders caused political instability.[46]
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From the 1840s to the 1860s, Peru enjoyed a period of stability under the presidency of Ramón Castilla, through increased state revenues from guano exports.[47] However, by the 1870s, these resources had been depleted, the country was heavily indebted, and political in-fighting was again on the rise.[48] Peru embarked on a railroad-building program that helped but also bankrupted the country.
|
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In 1879, Peru entered the War of the Pacific which lasted until 1884. Bolivia invoked its alliance with Peru against Chile. The Peruvian Government tried to mediate the dispute by sending a diplomatic team to negotiate with the Chilean government, but the committee concluded that war was inevitable. Chile declared war on 5 April 1879. Almost five years of war ended with the loss of the department of Tarapacá and the provinces of Tacna and Arica, in the Atacama region. Two outstanding military leaders throughout the war were Francisco Bolognesi and Miguel Grau. Originally Chile committed to a referendum for the cities of Arica and Tacna to be held years later, in order to self determine their national affiliation. However, Chile refused to apply the Treaty, and neither of the countries could determine the statutory framework. After the War of the Pacific, an extraordinary effort of rebuilding began. The government started to initiate a number of social and economic reforms in order to recover from the damage of the war. Political stability was achieved only in the early 1900s.
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Internal struggles after the war were followed by a period of stability under the Civilista Party, which lasted until the onset of the authoritarian regime of Augusto B. Leguía. The Great Depression caused the downfall of Leguía, renewed political turmoil, and the emergence of the American Popular Revolutionary Alliance (APRA).[49] The rivalry between this organization and a coalition of the elite and the military defined Peruvian politics for the following three decades. A final peace treaty in 1929, signed between Peru and Chile called the Treaty of Lima, returned Tacna to Peru. Between 1932 and 1933, Peru was engulfed in a year-long war with Colombia over a territorial dispute involving the Amazonas department and its capital Leticia.
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Later, in 1941, Peru and Ecuador fought the Ecuadorian–Peruvian War, after which the Rio Protocol sought to formalize the boundary between those two countries. In a military coup on 29 October 1948, General Manuel A. Odría became president. Odría's presidency was known as the Ochenio. Momentarily pleasing the oligarchy and all others on the right, but followed a populist course that won him great favor with the poor and lower classes. A thriving economy allowed him to indulge in expensive but crowd-pleasing social policies. At the same time, however, civil rights were severely restricted and corruption was rampant throughout his regime. Odría was succeeded by Manuel Prado Ugarteche. However, widespread allegations of fraud prompted the Peruvian military to depose Prado and install a military junta, led by Ricardo Pérez Godoy. Godoy ran a short transitional government and held new elections in 1963, which were won by Fernando Belaúnde Terry who assumed presidency until 1968. Belaúnde was recognized for his commitment to the democratic process. In 1968, the Armed Forces, led by General Juan Velasco Alvarado, staged a coup against Belaúnde. Alvarado's regime undertook radical reforms aimed at fostering development, but failed to gain widespread support. In 1975, General Francisco Morales-Bermúdez forcefully replaced Velasco, paralyzed reforms, and oversaw the reestablishment of democracy.
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Peru engaged in a brief successful conflict with Ecuador in the Paquisha War as a result of territorial dispute between the two countries. After the country experienced chronic inflation, the Peruvian currency, the sol, was replaced by the Inti in mid-1985, which itself was replaced by the nuevo sol in July 1991, at which time the new sol had a cumulative value of one billion old soles. The per capita annual income of Peruvians fell to $720 (below the level of 1960) and Peru's GDP dropped 20% at which national reserves were a negative $900 million. The economic turbulence of the time acerbated social tensions in Peru and partly contributed to the rise of violent rebel rural insurgent movements, like Sendero Luminoso (Shining Path) and MRTA, which caused great havoc throughout the country. Concerned about the economy, the increasing terrorist threat from Sendero Luminoso and MRTA, and allegations of official corruption, Alberto Fujimori assumed presidency in 1990. Fujimori implemented drastic measures that caused inflation to drop from 7,650% in 1990 to 139% in 1991.[citation needed]
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Faced with opposition to his reform efforts, Fujimori dissolved Congress in the auto-golpe ("self-coup") of 5 April 1992. He then revised the constitution; called new congressional elections; and implemented substantial economic reform, including privatization of numerous state-owned companies, creation of an investment-friendly climate, and sound management of the economy. Fujimori's administration was dogged by insurgent groups, most notably the Sendero Luminoso, who carried out terrorist campaigns across the country throughout the 1980s and 1990s. Fujimori cracked down on the insurgents and was successful in largely quelling them by the late 1990s, but the fight was marred by atrocities committed by both the Peruvian security forces and the insurgents: the Barrios Altos massacre and La Cantuta massacre by Government paramilitary groups, and the bombings of Tarata and Frecuencia Latina by Sendero Luminoso. Those incidents subsequently came to symbolize the human rights violations committed in the last years of violence.[citation needed]
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During early 1995, once again Peru and Ecuador clashed in the Cenepa War, but in 1998 the governments of both nations signed a peace treaty that clearly demarcated the international boundary between them. In November 2000, Fujimori resigned from office and went into a self-imposed exile, avoiding prosecution for human rights violations and corruption charges by the new Peruvian authorities.[50]
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Since the end of the Fujimori regime, Peru has tried to fight corruption while sustaining economic growth.[50] In spite of human rights progress since the time of insurgency, many problems are still visible and show the continued marginalization of those who suffered through the violence of the Peruvian conflict.[51] A caretaker government presided over by Valentín Paniagua took on the responsibility of conducting new presidential and congressional elections. Afterwards Alejandro Toledo became president in 2001 to 2006.
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On 28 July 2006, former president Alan García became President of Peru after winning the 2006 elections. In May 2008, Peru became a member of the Union of South American Nations. In April 2009, former president Alberto Fujimori was convicted of human rights violations and sentenced to 25 years in prison for his role in killings and kidnappings by the Grupo Colina death squad during his government's battle against leftist guerrillas in the 1990s.[52] On 5 June 2011, Ollanta Humala was elected president. During his presidency, Prime Minister Ana Jara and her cabinet were successfully censured, which was the first time in 50 years that a cabinet had been forced to resign from the Peruvian legislature.[53] In 2016, Pedro Pablo Kuczynski was elected, though his government was short lived as he resigned in 2018 amid various controversies surrounding his administration. Vice president Martín Vizcarra then assumed office in March 2018 with generally favorable approval ratings.[54] Alan García was involved in the Operation Car Wash scandal and as police tried to arrest him, he committed suicide on 17 April 2019. Later that year, in July, police arrested Alejandro Toledo in California. Amid the crisis, on 30 September, 2019, President Vizcarra dissolved the congress, and elections were held on 26 January, 2020.
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During the COVID-19 pandemic in Peru, most Peruvians were under a stay-at-home order.
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Peru is a unitary presidential representative democratic republic with a multi-party system.[1][2] The country has maintained a liberal democratic system under its 1993 Constitution, which replaced a constitution that leaned the government to a federation to authorize more power to the President.[55][56] It is also a unitary republic, in which the central government holds the most power and can create administrative divisions. The Peruvian system of government combines elements derived from the political systems of the United States (a written constitution, an autonomous Supreme Court, a presidential system) and the People's Republic of China (a unicameral congress, a premier and ministry system, and a strong executive).[57]
|
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The federal government is separated into three branches:
|
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Under its constitution, the President is both head of state and government and is elected to a five-year term without immediate reelection.[59] The President appoints ministers who oversee the 18 ministries of the state, including the Prime Minister, into the Cabinet.[60] The constitution designates minimal authority to the Prime Minister, who presides over cabinet meetings in which ministers advise the President and acts as a spokesperson on behalf of the executive branch.[61] The President is also able to pose questions of confidence to the Congress of Peru, and consequently order the dissolution of congress, done in 1992 by Alberto Fujimori and in 2019 by Martín Vizcarra.[62]
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In the Congress of Peru, there are 130 Members of Congress from 25 administrative divisions, determined by respective population, elected to five-year terms.[63] Bills are proposed by the executive and legislative powers and become law by through a plurality vote in Congress.[64] The judiciary is nominally independent,[65] though political intervention into judicial matters has been common throughout history.[66] The Congress of Peru can also pass a motion of no confidence, censure ministers, as well as initiate impeachments and convict executives, in an effort to balance power between the executive and legislative branches.[67][68] The legislative body in recent times has passed semi-successful impeachments, including that of Alberto Fujimori in 2000 and Pedro Pablo Kuczynski in 2018, causing Kuczynski to resign.[69]
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Peru's electoral system uses compulsory voting for citizens from the age of 18 to 70, including dual-citizens and Peruvians abroad.[70] Members of Congress are directly elected by constituents in respective districts through proportional voting. The President is elected in a general election, along with the Vice President, through a majority in a two-round system.[71] Elections are observed and organized by the National Jury of Elections, National Office of Electoral Processes, and the National Registry of Identification and Civil Status.[72]
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Peru uses a multi-party system for congressional and general elections. Major groups that have formed governments, both on a federal and legislative level, are parties that have historically adopted economic liberalism, progressivism, right-wing populism (specifically Fujimorism), nationalism, and reformism.[73]
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The most recent general election was held on 5 June 2016 and resulted in the election of Pedro Pablo Kuczynski as President and Martín Vizcarra as Vice President.[74] The most recent congressional election was a snap election held on 26 January 2020 in response to the dissolution of congress, in which Popular Action, Alliance for Progress, and FREPAP secured a majority in congress.[75]
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Peru is divided into 24 departments and one autonomous province— the Province of Lima (LIM) — which is independent of any region and serves as the country's capital.[76] Under the constitution, departments have an elected "regional"^ government composed of two entities: the regional governor and the regional council.[77][78]
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The Governor constitutes the executive body, proposes budgets, and creates decrees, resolutions, and regional programs.[79] The Regional Council, the region's legislative body, debates and votes on budgets, supervises regional officials, and can vote to remove the governor, deputy governor, or any member of the council from office. The Regional Governor and the Regional Council serve a term of four years, without immediate reelection. These governments plan regional development, execute public investment projects, promote economic activities, and manage public property.[80][81]
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Provinces, such as the province of Lima, are administered by a municipal council, headed by a mayor.[82] The goal of devolving power to regional and municipal governments was among others to improve popular participation. NGOs played an important role in the decentralization process and still influence local politics.[83][84]
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Some areas of Peru are defined as metropolitan areas which overlap district areas. The largest of them, the Lima metropolitan area, is the seventh-largest metropolis in the Americas.
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Over recent decades, Peru's foreign relations has historically been dominated by close ties with the United States and Asia,[85] particularly through the Asia-Pacific Economic Cooperation (APEC), the World Trade Organization, the Pacific Alliance, Mercosur, and the Organization of American States (OAS).[86][87]
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Peru is an active member of several regional trade blocs and is one of the founding members of the Andean Community of Nations. It is also a member of international organizations such as the OAS and the United Nations.[88] Javier Pérez de Cuéllar, a celebrated Peruvian diplomat, served as United Nations Secretary General from 1981 to 1991.
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Peru has planned to be fully integrated into the Organization for Economic Co-operation and Development (OECD) by 2021, attributing its economic success and efforts to strengthen institutions as meeting factors to be a part of the OECD.[89][90] Peru is a member of the World Trade Organization, and has pursued multiple major free trade agreements, most recently the Peru—United States Free Trade Agreement, the China—Peru Free Trade Agreement, the European Union Free Trade Agreement, free trade agreements with Japan, and many others.[91][92]
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Peru maintains an integrated relationship with other South American nations, and is a member of various South American intergovernmental agreements, more recently the Organization of American States, Mercosur, the Andean Community of Nations, the Pacific Alliance, and the APEC. Peru has historically experienced stressed relations with Chile, including the Peru v Chile international court resolution and the Chilean-Peruvian maritime dispute, but the two countries have agreed to work in improving relations.[93]
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Additionally, Peru has participated in taking a leading role in addressing the crisis in Venezuela through the establishment of the Lima Group.[94]
|
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Peru has the fourth largest military in South America. Peru's armed forces—the Armed Forces of Peru—comprise the Peruvian Navy (MGP), the Peruvian Army (EP), and the Peruvian Air Force (FAP), in total numbering 392,660 personnel (including 120,660 regulars and 272,000 reservists) as of 2020.[95] Their primary mission is to safeguard the independence, sovereignty and territorial integrity of the country.[96]
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Their functions are separated by branch:
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The military is governed by both the Commander in Chief, Ministry of Defense, and Joint Command of the Armed Forces (CCFFAA). The CCFFAA has subordinates to the Operational Commands and Special Commands, with which it carries out the military operations that are required for the defense and the fulfillment of the tasks that the executive power provides.[97] Conscription was abolished in 1999 and replaced by voluntary military service.[98] The National Police of Peru is often classified as a part of the armed forces. Although in fact it has a different organization and a wholly civil mission, its training and activities over more than two decades as an anti-terrorist force have produced markedly military characteristics, giving it the appearance of a virtual fourth military service with significant land, sea and air capabilities and approximately 140,000 personnel. The Peruvian armed forces report through the Ministry of Defense, while the National Police of Peru reports through the Ministry of Interior.[99][96]
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Since the end of the crisis in Peru in 2000, the federal government has significantly reduced annual spending in defense.[100] In the 2016—2017 budget, defense spending has constituted 1.1% of GDP ($2.3 billion), the second lowest spending relative to GDP in South America following Argentina.[101] More recently, the Armed Forces of Peru have been used in civil defense. In 2020, Peru used its military personnel and even reservists to enforce the strict quarantine measures placed during the COVID-19 pandemic.[102]
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Peru is located on the central western coast of South America facing the Pacific Ocean. It lies wholly in the Southern Hemisphere, its northernmost extreme reaching to 1.8 minutes of latitude or about 3.3 kilometres (2.1 mi) south of the equator, covers 1,285,216 km2 (496,225 sq mi) of western South America. It borders Ecuador and Colombia to the north, Brazil to the east, Bolivia to the southeast, Chile to the south, and the Pacific Ocean to the west. The Andes mountains run parallel to the Pacific Ocean; they define the three regions traditionally used to describe the country geographically.
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The costa (coast), to the west, is a narrow plain, largely arid except for valleys created by seasonal rivers. The sierra (highlands) is the region of the Andes; it includes the Altiplano plateau as well as the highest peak of the country, the 6,768 m (22,205 ft) Huascarán.[103] The third region is the selva (jungle), a wide expanse of flat terrain covered by the Amazon rainforest that extends east. Almost 60 percent of the country's area is located within this region.[104] The country has fifty-four hydrographic basins, fifty-two of which are small coastal basins that discharge their waters into the Pacific Ocean. The other two are the Amazon basin, which empties into the Atlantic Ocean, and the endorheic basin of Lake Titicaca, both delimited by the Andes mountain range. In the second of these basins, the giant Amazon River begins, which, with its 6872 km, is the longest river in the world, with 75% of the Peruvian territory. Peru contains 4% of the planet's fresh water.
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Most Peruvian rivers originate in the peaks of the Andes and drain into one of three basins. Those that drain toward the Pacific Ocean are steep and short, flowing only intermittently. Tributaries of the Amazon River have a much larger flow, and are longer and less steep once they exit the sierra. Rivers that drain into Lake Titicaca are generally short and have a large flow.[105] Peru's longest rivers are the Ucayali, the Marañón, the Putumayo, the Yavarí, the Huallaga, the Urubamba, the Mantaro, and the Amazon.[106]
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The largest lake in Peru, Lake Titicaca between Peru and Bolivia high in the Andes, is also the largest of South America.[107]
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The largest reservoirs, all in the coastal region of Peru, are the Poechos, Tinajones, San Lorenzo, and El Fraile reservoirs.[108]
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The combination of tropical latitude, mountain ranges, topography variations, and two ocean currents (Humboldt and El Niño) gives Peru a large diversity of climates. The coastal region has moderate temperatures, low precipitation, and high humidity, except for its warmer, wetter northern reaches.[109] In the mountain region, rain is frequent in summer, and temperature and humidity diminish with altitude up to the frozen peaks of the Andes.[110] The Peruvian Amazon is characterized by heavy rainfall and high temperatures, except for its southernmost part, which has cold winters and seasonal rainfall.[111]
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Because of its varied geography and climate, Peru has a high biodiversity with 21,462 species of plants and animals reported as of 2003, 5,855 of them endemic,[112] and is one of the megadiverse countries.
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Peru has over 1,800 species of birds (120 endemic), and 500 species of mammals and over 300 species of reptiles.[113] The hundreds of mammals include rare species like the puma, jaguar and spectacled bear. The Birds of Peru produce large amounts of guano, an economically important export. The Pacific holds large quantities of sea bass, flounder, anchovies, tuna, crustaceans, and shellfish, and is home to many sharks, sperm whales, and whales.[114]
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Peru also has an equally diverse flora. The coastal deserts produce little more than cacti, apart from hilly fog oases and river valleys that contain unique plant life.[115]
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The Highlands above the tree-line known as puna is home to bushes, cactus, drought-resistant plants such as ichu, and the largest species of bromeliad – the spectacular Puya raimondii.
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The cloud-forest slopes of the Andes sustain moss, orchids, and bromeliads, and the Amazon rainforest is known for its variety of trees and canopy plants.[114]
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The economy of Peru is the 48th largest in the world (ranked by Purchasing Power Parity),[116] and the income level is classified as upper middle by the World Bank.[13] Peru is, as of 2011[update], one of the world's fastest-growing economies owing to an economic boom experienced during the 2000s.[117] It has an above-average Human Development Index of 0.74 which has seen steady improvement over the last 25 years.[clarify][12] Historically, the country's economic performance has been tied to exports, which provide hard currency to finance imports and external debt payments.[118] Although they have provided substantial revenue, self-sustained growth and a more egalitarian distribution of income have proven elusive.[119] According to 2015 data, 19.3% of its total population is poor, including 9% that lives in extreme poverty.[120] Inflation in 2012 was the lowest in Latin America at only 1.8%, but increased in 2013 as oil and commodity prices rose; as of 2014[update] it stands at 2.5%.[121] The unemployment rate has fallen steadily in recent years,[clarify] and as of 2012[update] stands at 3.6%.
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Peruvian economic policy has varied widely over the past decades.[clarify] The 1968–1975 government of Juan Velasco Alvarado introduced radical reforms, which included agrarian reform, the expropriation of foreign companies, the introduction of an economic planning system, and the creation of a large state-owned sector. These measures failed to achieve their objectives of income redistribution and the end of economic dependence on developed nations.[122]
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Despite these results, most reforms were not reversed until the 1990s, when the liberalizing government of Alberto Fujimori ended price controls, protectionism, restrictions on foreign direct investment, and most state ownership of companies.[123] Reforms have permitted sustained economic growth since 1993, except for a slump after the 1997 Asian financial crisis.[124]
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Services account for 53% of Peruvian gross domestic product, followed by manufacturing (22.3%), extractive industries (15%), and taxes (9.7%).[125] Recent economic growth has been fueled by macroeconomic stability, improved terms of trade, and rising investment and consumption.[126] Trade is expected to increase further after the implementation of a free trade agreement with the United States signed on 12 April 2006.[127] Peru's main exports are copper, gold, zinc, textiles, and fish meal; its major trade partners are the United States, China, Brazil, and Chile.[128]
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Peru is a multiethnic nation formed by successive waves of different peoples over five centuries. Amerindians inhabited Peruvian territory for several millennia before the Spanish Conquest in the 16th century; according to historian Noble David Cook, their population decreased from nearly 5–9 million in the 1520s to around 600,000 in 1620 mainly because of infectious diseases.[131]
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The 2017 census for the first time included a question on ethnic self-identification. According to the results, 60.2% of the people identified themselves as Mestizo, 22.3% identified themselves as Quechua, 5.9% identified themselves as White, 3.6% identified themselves as Black, 2.4% identified themselves as Aymara, 2.3% identified themselves as other ethnic groups, and 3.3% didn't declare their ethnicity.[130]
|
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Spaniards and Africans arrived in large numbers under colonial rule, mixing widely with each other and with indigenous peoples. After independence, there was gradual immigration from England, France, Germany, and Italy.[132] Peru freed its black slaves in 1854.[133] Chinese and Japanese arrived in the 1850s as laborers following the end of slavery, and have since become a major influence in Peruvian society, forming one of the largest populations of Asians in Latin America.[134]
|
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|
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With about 31.2 million inhabitants, Peru is the fourth most populous country in South America.[19] The demographic growth rate of Peru declined from 2.6% to 1.6% between 1950 and 2000; with the population being expected to reach approximately 42 million in 2050.[135] According to the 1940 Peruvian census, Peru had a population at the time of seven million residents.[136]
|
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As of 2017[update], 79.3% lived in urban areas and 20.7% in rural areas.[137] Major cities include the Lima metropolitan area (home to over 9.8 million people), Arequipa, Trujillo, Chiclayo, Piura, Iquitos, Cusco, Chimbote, and Huancayo; all reported more than 250,000 inhabitants in the 2007 census.[138] There are 15 uncontacted Amerindian tribes in Peru.[139]
|
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|
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According to the Peruvian Constitution of 1993, Peru's official languages are Spanish, Quechua, and other indigenous languages in areas where they are predominant. Spanish is spoken natively by 82.6% of the population and Quechua by 13.9%, Aymara by 1.7% while other languages are spoken by the remaining 1.8%.[141]
|
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|
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Spanish is used by the government and is the mainstream language of the country, which is used by the media and in educational systems and commerce. Amerindians who live in the Andean highlands speak Quechua and Aymara and are ethnically distinct from the diverse indigenous groups who live on the eastern side of the Andes and in the tropical lowlands adjacent to the Amazon basin. Peru's distinct geographical regions are mirrored in a language divide between the coast where Spanish is more predominant over the Amerindian languages, and the more diverse traditional Andean cultures of the mountains and highlands. The indigenous populations east of the Andes speak various languages and dialects. Some of these groups still adhere to traditional indigenous languages, while others have been almost completely assimilated into the Spanish language. There has been an increasing and organized effort to teach Quechua in public schools in the areas where Quechua is spoken. In the Peruvian Amazon, numerous indigenous languages are spoken, including Asháninka, Bora, and Aguaruna.[142]
|
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|
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Roman Catholicism has been the predominant faith in Peru for centuries, albeit with a high degree of syncretism with indigenous traditions. As of the 2017 census, 76% of the population over 12 years old described themselves as Catholic, 14.1% as Evangelical, 4.8% as Protestant, Jewish, Latter-day Saints, and Jehovah's Witnesses, and 5.1% as nonreligious.[143]
|
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|
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Amerindian religious traditions continue to play a major role in the beliefs of Peruvians. Catholic festivities like Corpus Christi, Holy Week and Christmas sometimes blend with Amerindian traditions. Amerindian festivities from pre-Columbian remain widespread; Inti Raymi, an ancient Inca festival, is still celebrated, especially in rural communities.
|
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|
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+
The majority of towns, cities, and villages have their own official church or cathedral and patron saint.
|
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|
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Peru's literacy rate is estimated at 92.9% as of 2007; this rate is lower in rural areas (80.3%) than in urban areas (96.3%).[144] Primary and secondary education are compulsory and free in public schools.[116][145]
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|
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Peru is home to one of the oldest institutions of higher learning in the New World. The National University of San Marcos, founded on 12 May 1551, during the Viceroyalty of Peru, is the first officially established and the oldest continuously functioning university in the Americas.
|
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|
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Peru has a life expectancy of 75.0 years (72.4 for males and 77.7 for females) according to the latest data for the year 2016 from the World Bank.[146]
|
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|
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Many of the Peruvian toponyms have indigenous sources. In the Andes communities of Áncash, Cusco and Puno, Quechua or Aymara names are overwhelmingly predominant. Their Spanish-based orthography, however, is in conflict with the normalized alphabets of these languages. According to Article 20 of Decreto Supremo No 004-2016-MC (Supreme Decree) which approves the Regulations to Law 29735, published in the official newspaper El Peruano on 22 July 2016, adequate spellings of the toponyms in the normalized alphabets of the indigenous languages must progressively be proposed with the aim of standardizing the naming used by the National Geographic Institute (Instituto Geográfico Nacional, IGN). The National Geographic Institute realizes the necessary changes in the official maps of Peru.[147]
|
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Peruvian culture is primarily rooted in Amerindian traditions,[148] though it has also been influenced by various Asian, African, and European ethnic groups. Peruvian artistic traditions date back to the elaborate pottery, textiles, jewelry, and sculpture of Pre-Inca cultures. The Incas maintained these crafts and made architectural achievements including the construction of Machu Picchu. Baroque dominated colonial art, though modified by native traditions.[149]
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During this period, most art focused on religious subjects; the numerous churches of the era and the paintings of the Cusco School are representative.[150] Arts stagnated after independence until the emergence of Indigenismo in the early 20th century.[151] Since the 1950s, Peruvian art has been eclectic and shaped by both foreign and local art currents.
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|
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Peruvian art has its origin in the Andean civilizations. These civilizations rose in the territory of modern Peru before the arrival of the Spanish. Peruvian art incorporated European elements after the Spanish conquest and continued to evolve throughout the centuries up on to the modern day.
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Peru's earliest artwork came from the Cupisnique culture, which was concentrated on the Pacific coast, and the Chavín culture, which was largely north of Lima between the Andean mountain ranges of the Cordillera Negra and the Cordillera Blanca. Decorative work from this era, approximately the 9th century BCE, was symbolic and religious in nature. The artists worked with gold, silver and ceramics to create a variety of sculpture and relief carvings. These civilizations were also known for their architecture and wood sculpture.
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Between the 9th century BC and the 2nd century CE, the Paracas Cavernas and Paracas Necropolis cultures developed on the south coast of Peru. Paracas Cavernas produced complex polychrome and monochrome ceramics with religious representations. Burials from the Paracas Necropolis also yielded complex textiles, many produced with sophisticated geometric patterns.
|
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|
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The 3rd century BCE saw the flowering of the urban culture, Moche, in the Lambayeque region. The Mochica culture produced impressive architectural works, such as the Huacas del Sol y de la Luna and the Huaca Rajada of Sipán. They were experts at cultivation in terraces and hydraulic engineering and produced original ceramics, textiles, pictorial and sculptural works.
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Another urban culture, the Wari civilization, flourished between the 8th and 12th centuries in Ayacucho. Their centralized town planning was extended to other areas, such as Pachacamac, Cajamarquilla and Wari Willka.
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Between the 9th and 13th centuries CE, the military urban Tiwanaku empire rose by the borders of Lake Titicaca. Centered around a city of the same name in modern-day Bolivia, the Tiwanaku introduced stone architecture and sculpture of a monumental type. These works of architecture and art were made possible by the Tiwanaku's developing bronze, which enabled them to make the necessary tools.
|
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Urban architecture reached a new height between the 14th and 15th centuries in the Chimú Culture. The Chimú built the city of Chan Chan in the valley of the Moche River, in La Libertad. The Chimú were skilled goldsmiths and created remarkable works of hydraulic engineering.
|
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|
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The Inca Civilization, which united Peru under its hegemony in the centuries immediately preceding the Spanish conquest, incorporated into their own works a great part of the cultural legacy of the civilizations which preceded it. Important relics of their artwork and architecture can be seen in cities like Cusco, architectural remains like Sacsahuamán and Machu Picchu and stone pavements that united Cusco with the rest of the Inca Empire.
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Peruvian sculpture and painting began to define themselves from the ateliers founded by monks, who were strongly influenced by the Sevillian Baroque School. In this context, the stalls of the Cathedral choir, the fountain of the Main Square of Lima both by Pedro de Noguera, and a great part of the colonial production were registered. The first center of art established by the Spanish was the Cuzco School that taught Quechua artists European painting styles. Diego Quispe Tito (1611–1681) was one of the first members of the Cuzco school and Marcos Zapata (1710–1773) was one of the last.[153]
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Painting of this time reflected a synthesis of European and indigenous influences, as is evident in the portrait of prisoner Atahualpa, by D. de Mora or in the canvases of the Italians Mateo Pérez de Alesio and Angelino Medoro, the Spaniards Francisco Bejarano and J. de Illescas and the Creole J. Rodriguez.
|
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During the 17th and 18th centuries, the Baroque Style also dominated the field of plastic arts.
|
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|
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The term Peruvian literature not only refers to literature produced in the independent Republic of Peru, but also to literature produced in the Viceroyalty of Peru during the country's colonial period, and to oral artistic forms created by diverse ethnic groups that existed in the area during the prehispanic period, such as the Quechua, the Aymara and the Chanka people.
|
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Peruvian literature is rooted in the oral traditions of pre-Columbian civilizations. Spaniards introduced writing in the 16th century; colonial literary expression included chronicles and religious literature. After independence, Costumbrism and Romanticism became the most common literary genres, as exemplified in the works of Ricardo Palma.[154] The early 20th century's Indigenismo movement was led by such writers as Ciro Alegría[155] and José María Arguedas.[156] César Vallejo wrote modernist and often politically engaged verse. Modern Peruvian literature is recognized thanks to authors such as Nobel laureate Mario Vargas Llosa, a leading member of the Latin American Boom.[157]
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Due to the Spanish expedition and discovery of the Americas, the explorers started the Columbian Exchange which included food unheard of in the Old World, such as potato, tomato, and maize. Modern indigenous Peruvian food mainly consists of corn, potatoes, and chilies. There are now more than 3,000 kinds of potatoes grown on Peruvian terrain, according to Peru's Instituto Peruano de la Papa.[158]
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Modern Peruvian cuisine blends Amerindian and Spanish food with strong influences from Chinese, African, Arab, Italian, and Japanese cooking.[159] Common dishes include anticuchos, ceviche, and pachamanca. Peru's varied climate allows the growth of diverse plants and animals good for cooking.[160] Peru's diversity of ingredients and cooking techniques is receiving worldwide acclaim.[161]
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|
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Peruvian cuisine reflects local practices and ingredients—including influences from the indigenous population including the Inca and cuisines brought in with colonizers and immigrants. Without the familiar ingredients from their home countries, immigrants modified their traditional cuisines by using ingredients available in Peru. The four traditional staples of Peruvian cuisine are corn, potatoes and other tubers, Amaranthaceaes (quinoa, kañiwa and kiwicha) and legumes (beans and lupins). Staples brought by the Spanish include rice, wheat and meats (beef, pork and chicken). Many traditional foods—such as quinoa, kiwicha, chili peppers, and several roots and tubers have increased in popularity in recent decades, reflecting a revival of interest in native Peruvian foods and culinary techniques. It is also common to see traditional cuisines being served with a modern flair in towns like Cusco, where tourists come to visit. Chef Gaston Acurio has become well known for raising awareness of local ingredients.
|
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|
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Peruvian music has Andean, Spanish, and African roots.[162] In pre-Hispanic times, musical expressions varied widely in each region; the quena and the tinya were two common instruments.[163] Spaniards introduced new instruments, such as the guitar and the harp, which led to the development of crossbred instruments like the charango.[164] African contributions to Peruvian music include its rhythms and the cajón, a percussion instrument. Peruvian folk dances include marinera, tondero, zamacueca, diablada and huayno.[165]
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|
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Peruvian music is dominated by the national instrument, the charango. The charango is member of the lute family of instruments and was invented during colonial times by musicians imitating the Spanish vihuela. In the Canas and Titicaca regions, the charango is used in courtship rituals, symbolically invoking mermaids with the instrument to lure the woman to the male performers. Until the 1960s, the charango was denigrated as an instrument of the rural poor. After the revolution in 1959, which built upon the Indigenismo movement (1910–1940), the charango was popularized among other performers. Variants include the walaycho, chillador, chinlili, and the larger and lower-tuned charangon.
|
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|
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While the Spanish guitar is widely played, so too is the Spanish-in-origin bandurria. Unlike the guitar, it has been transformed by Peruvian players over the years, changing from a 12-string, 6-course instrument to one having 12 to 16 strings in a mere four courses. Violins and harps, also of European origin, are also played.
|
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|
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While the Peruvian film industry has not been nearly as prolific as that of some other Latin American countries, some Peruvian movies produced enjoyed regional success. Historically, the cinema of Peru began in Iquitos in 1932 by Antonio Wong Rengifo (with a momentous, initial film billboard from 1900) because the rubber boom and the intense arrival of foreigners with technology to the city, and thus continued an extensive, unique filmography, with a different style than the films made in the capital, Lima.
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|
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Peru also produced the first animated 3-D film in Latin America, Piratas en el Callao. This film is set in the historical port city of Callao, which during colonial times had to defend itself against attacks by Dutch and British privateers seeking to undercut Spain's trade with its colonies. The film was produced by the Peruvian company Alpamayo Entertainment, which made a second 3-D film one year later: Dragones: Destino de Fuego.
|
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|
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In February 2006, the film Madeinusa, produced as a joint venture between Peru and Spain and directed by Claudia Llosa, was set in an imaginary Andean village and describes the stagnating life of Madeinusa performed by Magaly Solier and the traumas of post-civil war Peru.
|
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|
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Llosa, who shared elements of Gabriel García Márquez's magic realism, won an award at the Rotterdam Film Festival. Llosa's second feature, The Milk of Sorrow ("La Teta Asustada"), was nominated for the 82nd Academy Awards for Best Foreign Language Picture, the first Peruvian film in the Academy's history to be nominated. The Milk of Sorrow ("La Teta Asustada"), won the Golden Bear award at the 2009 Berlinale.
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1 |
+
Coordinates: 10°S 76°W / 10°S 76°W / -10; -76
|
2 |
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3 |
+
95% Christian
|
4 |
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Peru (/pəˈruː/ (listen); Spanish: Perú [peˈɾu]; Quechua: Piruw [pɪɾʊw];[9] Aymara: Piruw [pɪɾʊw]), officially the Republic of Peru (Spanish: República del Perú (help·info)), is a country in western South America. It is bordered in the north by Ecuador and Colombia, in the east by Brazil, in the southeast by Bolivia, in the south by Chile, and in the west by the Pacific Ocean. Peru is a megadiverse country with habitats ranging from the arid plains of the Pacific coastal region in the west to the peaks of the Andes mountains vertically extending from the north to the southeast of the country to the tropical Amazon Basin rainforest in the east with the Amazon river.[10] At 1.28 million km2 (0.5 million mi2), Peru is the 19th largest country in the world, and the third largest in South America.
|
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|
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Peruvian territory was home to several ancient cultures. Ranging from the Norte Chico civilization starting in 3500 BC, the oldest civilization in the Americas and one of the five cradles of civilization, to the Inca Empire, the largest state in pre-Columbian America, the territory now including Peru has one of the longest histories of civilization of any country, tracing its heritage back to the 4th millennia BCE.
|
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|
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The Spanish Empire conquered the region in the 16th century and established a viceroyalty that encompassed most of its South American territories, with its capital in Lima. Peru formally proclaimed independence in 1821, and following the foreign military campaigns of José de San Martín and Simón Bolívar, and the decisive battle of Ayacucho, Peru completed its independence in 1824. In the ensuing years, the country enjoyed relative economic and political stability, which ended shortly before the War of the Pacific (1879-1884) with Chile.
|
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|
11 |
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Throughout the 20th century, Peru endured armed territorial disputes, coups, social unrest, and internal conflicts, as well as periods of stability and economic upswing. Alberto Fujimori was elected to the presidency in 1990; his government was credited with economically stabilizing Peru and successfully ending the Shining Path insurgency, though he was widely accused of human rights violations and suppression of political dissent. Fujimori left the presidency in 2000 and was charged with human rights violations and imprisoned until his pardon by President Pedro Pablo Kuczynski in 2017. Even after the president's regime, Fujimori's followers, called Fujimoristas, have caused political turmoil for any opposing faction in power, even causing Pedro Pablo Kuczynski to resign in March 2018.
|
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|
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+
The sovereign state of Peru is a representative democratic republic divided into 25 regions. Peru is a developing country, ranking 82nd on the Human Development Index,[11] with a high level of human development[12] with an upper middle income level[13] and a poverty rate around 19 percent.[14] It is one of the region's most prosperous economies with an average growth rate of 5.9%[14] and it has one of the world's fastest industrial growth rates at an average of 9.6%.[15] Its main economic activities include mining, manufacturing, agriculture and fishing; along with other growing sectors such as telecommunications and biotechnology.[16] The country forms part of The Pacific Pumas, a political and economic grouping of countries along Latin America's Pacific coast that share common trends of positive growth, stable macroeconomic foundations, improved governance and an openness to global integration. Peru ranks high in social freedom;[17] it is an active member of the Asia-Pacific Economic Cooperation, the Pacific Alliance, the Trans-Pacific Partnership and the World Trade Organization; and is considered as a middle power.[18]
|
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|
15 |
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Peru has a population of 32 million,[19] which includes Amerindians, Europeans, Africans and Asians. The main spoken language is Spanish, although a significant number of Peruvians speak Quechua or other indigenous languages. This mixture of cultural traditions has resulted in a wide diversity of expressions in fields such as art, cuisine, literature, and music.
|
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|
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The name of the country may be derived from Birú, the name of a local ruler who lived near the Bay of San Miguel, Panama City, in the early 16th century.[20] When his possessions were visited by Spanish explorers in 1522, they were the southernmost part of the New World yet known to Europeans.[21] Thus, when Francisco Pizarro explored the regions farther south, they came to be designated Birú or Perú.[22]
|
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|
19 |
+
An alternative history is provided by the contemporary writer Inca Garcilaso de la Vega, son of an Inca princess and a conquistador. He said the name Birú was that of a common Indian happened upon by the crew of a ship on an exploratory mission for governor Pedro Arias de Ávila, and went on to relate more instances of misunderstandings due to the lack of a common language.[23]
|
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|
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+
The Spanish Crown gave the name legal status with the 1529 Capitulación de Toledo, which designated the newly encountered Inca Empire as the province of Peru.[24] Under Spanish rule, the country adopted the denomination Viceroyalty of Peru, which became Republic of Peru after independence.
|
22 |
+
|
23 |
+
The earliest evidences of human presence in Peruvian territory have been dated to approximately 12,500 BC in the Huaca Prieta settlement.[25]
|
24 |
+
Andean societies were based on agriculture, using techniques such as irrigation and terracing; camelid husbandry and fishing were also important. Organization relied on reciprocity and redistribution because these societies had no notion of market or money.[26] The oldest known complex society in Peru, the Norte Chico civilization, flourished along the coast of the Pacific Ocean between 3,000 and 1,800 BC.[27] These early developments were followed by archaeological cultures that developed mostly around the coastal and Andean regions throughout Peru. The Cupisnique culture which flourished from around 1000 to 200 BC[28] along what is now Peru's Pacific Coast was an example of early pre-Incan culture.
|
25 |
+
|
26 |
+
The Chavín culture that developed from 1500 to 300 BC was probably more of a religious than a political phenomenon, with their religious centre in Chavín de Huantar.[29] After the decline of the Chavin culture around the beginning of the 1st century AD, a series of localized and specialized cultures rose and fell, both on the coast and in the highlands, during the next thousand years. On the coast, these included the civilizations of the Paracas, Nazca, Wari, and the more outstanding Chimu and Mochica. The Mochica, who reached their apogee in the first millennium AD, were renowned for their irrigation system which fertilized their arid terrain, their sophisticated ceramic pottery, their lofty buildings, and clever metalwork. The Chimu were the great city builders of pre-Inca civilization; as loose confederation of cities scattered along the coast of northern Peru, the Chimu flourished from about 1140 to 1450. Their capital was at Chan Chan outside of modern-day Trujillo. In the highlands, both the Tiahuanaco culture, near Lake Titicaca in both Peru and Bolivia, and the Wari culture, near the present-day city of Ayacucho, developed large urban settlements and wide-ranging state systems between 500 and 1000 AD.[30]
|
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|
28 |
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In the 15th century, the Incas emerged as a powerful state which, in the span of a century, formed the largest empire in pre-Columbian America with their capital in Cusco.[31] The Incas of Cusco originally represented one of the small and relatively minor ethnic groups, the Quechuas. Gradually, as early as the thirteenth century, they began to expand and incorporate their neighbors. Inca expansion was slow until about the middle of the fifteenth century, when the pace of conquest began to accelerate, particularly under the rule of the emperor Pachacuti. Under his rule and that of his son, Topa Inca Yupanqui, the Incas came to control most of the Andean region, with a population of 9 to 16 million inhabitants under their rule. Pachacuti also promulgated a comprehensive code of laws to govern his far-flung empire, while consolidating his absolute temporal and spiritual authority as the God of the Sun who ruled from a magnificently rebuilt Cusco.[32] From 1438 to 1533, the Incas used a variety of methods, from conquest to peaceful assimilation, to incorporate a large portion of western South America, centered on the Andean mountain ranges, from southern Colombia to northern Chile, between the Pacific Ocean in the west and the Amazon rainforest in the east. The official language of the empire was Quechua, although hundreds of local languages and dialects were spoken. The Inca referred to their empire as Tawantinsuyu which can be translated as "The Four Regions" or "The Four United Provinces." Many local forms of worship persisted in the empire, most of them concerning local sacred Huacas, but the Inca leadership encouraged the worship of Inti, the sun god and imposed its sovereignty above other cults such as that of Pachamama.[33] The Incas considered their King, the Sapa Inca, to be the "child of the sun."[34]
|
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|
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Atahualpa (also Atahuallpa), the last Sapa Inca, became emperor when he defeated and executed his older half-brother Huáscar in a civil war sparked by the death of their father, Inca Huayna Capac. In December 1532, a party of conquistadors (supported by the Chankas, Huancas, Cañaris and Chachapoyas as Indian auxiliaries) led by Francisco Pizarro defeated and captured the Inca Emperor Atahualpa in the Battle of Cajamarca. The Spanish conquest of Peru was one of the most important campaigns in the Spanish colonization of the Americas. After years of preliminary exploration and military conflicts, it was the first step in a long campaign that took decades of fighting but ended in Spanish victory and colonization of the region known as the Viceroyalty of Peru with its capital at Lima, which was then known as "La Ciudad de los Reyes" (The City of Kings). The conquest of Peru led to spin-off campaigns throughout the viceroyalty as well as expeditions towards the Amazon Basin as in the case of Spanish efforts to quell Amerindian resistance. The last Inca resistance was suppressed when the Spaniards annihilated the Neo-Inca State in Vilcabamba in 1572.
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The indigenous population dramatically collapsed overwhelmingly due to epidemic diseases introduced by the Spanish as well as exploitation and socioeconomic change.[35] Viceroy Francisco de Toledo reorganized the country in the 1570s with gold and silver mining as its main economic activity and Amerindian forced labor as its primary workforce.[36] With the discovery of the great silver and gold lodes at Potosí (present-day Bolivia) and Huancavelica, the viceroyalty flourished as an important provider of mineral resources. Peruvian bullion provided revenue for the Spanish Crown and fueled a complex trade network that extended as far as Europe and the Philippines.[37] Because of lack of available work force, African slaves were added to the labor population. The expansion of a colonial administrative apparatus and bureaucracy paralleled the economic reorganization. With the conquest started the spread of Christianity in South America; most people were forcefully converted to Catholicism, taking only a generation to convert the population. They built churches in every city and replaced some of the Inca temples with churches, such as the Coricancha in the city of Cusco. The church employed the Inquisition, making use of torture to ensure that newly converted Catholics did not stray to other religions or beliefs. Peruvian Catholicism follows the syncretism found in many Latin American countries, in which religious native rituals have been integrated with Christian celebrations.[38] In this endeavor, the church came to play an important role in the acculturation of the natives, drawing them into the cultural orbit of the Spanish settlers.
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By the 18th century, declining silver production and economic diversification greatly diminished royal income.[39] In response, the Crown enacted the Bourbon Reforms, a series of edicts that increased taxes and partitioned the Viceroyalty.[40] The new laws provoked Túpac Amaru II's rebellion and other revolts, all of which were suppressed.[41] As a result of these and other changes, the Spaniards and their creole successors came to monopolize control over the land, seizing many of the best lands abandoned by the massive native depopulation. However, the Spanish did not resist the Portuguese expansion of Brazil across the meridian. The Treaty of Tordesillas was rendered meaningless between 1580 and 1640 while Spain controlled Portugal. The need to ease communication and trade with Spain led to the split of the viceroyalty and the creation of new viceroyalties of New Granada and Rio de la Plata at the expense of the territories that formed the Viceroyalty of Peru; this reduced the power, prominence and importance of Lima as the viceroyal capital and shifted the lucrative Andean trade to Buenos Aires and Bogotá, while the fall of the mining and textile production accelerated the progressive decay of the Viceroyalty of Peru.
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Eventually, the viceroyalty would dissolve, as with much of the Spanish empire, when challenged by national independence movements at the beginning of the nineteenth century. These movements led to the formation of the majority of modern-day countries of South America in the territories that at one point or another had constituted the Viceroyalty of Peru.[42] The conquest and colony brought a mix of cultures and ethnicities that did not exist before the Spanish conquered the Peruvian territory. Even though many of the Inca traditions were lost or diluted, new customs, traditions and knowledge were added, creating a rich mixed Peruvian culture.[38] Two of the most important indigenous rebellions against the Spanish were that of Juan Santos Atahualpa in 1742, and Rebellion of Túpac Amaru II in 1780 around the highlands near Cuzco.[43]
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In the early 19th century, while most South American nations were swept by wars of independence, Peru remained a royalist stronghold. As the elite vacillated between emancipation and loyalty to the Spanish Monarchy, independence was achieved only after the occupation by military campaigns of José de San Martín and Simón Bolívar.
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The economic crises, the loss of power of Spain in Europe, the war of independence in North America and native uprisings all contributed to a favorable climate to the development of emancipating ideas among the Criollo population in South America. However, the Criollo oligarchy in Peru enjoyed privileges and remained loyal to the Spanish Crown. The liberation movement started in Argentina where autonomous juntas were created as a result of the loss of authority of the Spanish government over its colonies.
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After fighting for the independence of the Viceroyalty of Rio de la Plata, José de San Martín created the Army of the Andes and crossed the Andes in 21 days. Once in Chile he joined forces with Chilean army General Bernardo O'Higgins and liberated the country in the battles of Chacabuco and Maipú in 1818.[44] On 7 September 1820, a fleet of eight warships arrived in the port of Paracas under the command of general José de San Martin and Thomas Cochrane, who was serving in the Chilean Navy. Immediately on 26 October they took control of the town of Pisco. San Martin settled in Huacho on 12 November, where he established his headquarters while Cochrane sailed north blockading the port of Callao in Lima. At the same time in the north, Guayaquil was occupied by rebel forces under the command of Gregorio Escobedo. Because Peru was the stronghold of the Spanish government in South America, San Martin's strategy to liberate Peru was to use diplomacy. He sent representatives to Lima urging the Viceroy that Peru be granted independence, however all negotiations proved unsuccessful.
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The Viceroy of Peru, Joaquín de la Pazuela named José de la Serna commander-in-chief of the loyalist army to protect Lima from the threatened invasion of San Martin. On 29 January, de la Serna organized a coup against de la Pazuela which was recognized by Spain and he was named Viceroy of Peru. This internal power struggle contributed to the success of the liberating army. In order to avoid a military confrontation San Martin met the newly appointed viceroy, José de la Serna, and proposed to create a constitutional monarchy, a proposal that was turned down. De la Serna abandoned the city and on 12 July 1821 San Martin occupied Lima and declared Peruvian independence on 28 July 1821. He created the first Peruvian flag. Alto Peru (Bolivia) remained as a Spanish stronghold until the army of Simón Bolívar liberated it three years later. José de San Martin was declared Protector of Peru. Peruvian national identity was forged during this period, as Bolivarian projects for a Latin American Confederation floundered and a union with Bolivia proved ephemeral.[45]
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Simon Bolivar launched his campaign from the north liberating the Viceroyalty of New Granada in the Battles of Carabobo in 1821 and Pichincha a year later. In July 1822 Bolivar and San Martin gathered in the Guayaquil Conference. Bolivar was left in charge of fully liberating Peru while San Martin retired from politics after the first parliament was assembled. The newly founded Peruvian Congress named Bolivar dictator of Peru giving him the power to organize the military.
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With the help of Antonio José de Sucre they defeated the larger Spanish army in the Battle of Junín on 6 August 1824 and the decisive Battle of Ayacucho on 9 December of the same year, consolidating the independence of Peru and Alto Peru. Alto Peru was later established as Bolivia. During the early years of the Republic, endemic struggles for power between military leaders caused political instability.[46]
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From the 1840s to the 1860s, Peru enjoyed a period of stability under the presidency of Ramón Castilla, through increased state revenues from guano exports.[47] However, by the 1870s, these resources had been depleted, the country was heavily indebted, and political in-fighting was again on the rise.[48] Peru embarked on a railroad-building program that helped but also bankrupted the country.
|
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In 1879, Peru entered the War of the Pacific which lasted until 1884. Bolivia invoked its alliance with Peru against Chile. The Peruvian Government tried to mediate the dispute by sending a diplomatic team to negotiate with the Chilean government, but the committee concluded that war was inevitable. Chile declared war on 5 April 1879. Almost five years of war ended with the loss of the department of Tarapacá and the provinces of Tacna and Arica, in the Atacama region. Two outstanding military leaders throughout the war were Francisco Bolognesi and Miguel Grau. Originally Chile committed to a referendum for the cities of Arica and Tacna to be held years later, in order to self determine their national affiliation. However, Chile refused to apply the Treaty, and neither of the countries could determine the statutory framework. After the War of the Pacific, an extraordinary effort of rebuilding began. The government started to initiate a number of social and economic reforms in order to recover from the damage of the war. Political stability was achieved only in the early 1900s.
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Internal struggles after the war were followed by a period of stability under the Civilista Party, which lasted until the onset of the authoritarian regime of Augusto B. Leguía. The Great Depression caused the downfall of Leguía, renewed political turmoil, and the emergence of the American Popular Revolutionary Alliance (APRA).[49] The rivalry between this organization and a coalition of the elite and the military defined Peruvian politics for the following three decades. A final peace treaty in 1929, signed between Peru and Chile called the Treaty of Lima, returned Tacna to Peru. Between 1932 and 1933, Peru was engulfed in a year-long war with Colombia over a territorial dispute involving the Amazonas department and its capital Leticia.
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Later, in 1941, Peru and Ecuador fought the Ecuadorian–Peruvian War, after which the Rio Protocol sought to formalize the boundary between those two countries. In a military coup on 29 October 1948, General Manuel A. Odría became president. Odría's presidency was known as the Ochenio. Momentarily pleasing the oligarchy and all others on the right, but followed a populist course that won him great favor with the poor and lower classes. A thriving economy allowed him to indulge in expensive but crowd-pleasing social policies. At the same time, however, civil rights were severely restricted and corruption was rampant throughout his regime. Odría was succeeded by Manuel Prado Ugarteche. However, widespread allegations of fraud prompted the Peruvian military to depose Prado and install a military junta, led by Ricardo Pérez Godoy. Godoy ran a short transitional government and held new elections in 1963, which were won by Fernando Belaúnde Terry who assumed presidency until 1968. Belaúnde was recognized for his commitment to the democratic process. In 1968, the Armed Forces, led by General Juan Velasco Alvarado, staged a coup against Belaúnde. Alvarado's regime undertook radical reforms aimed at fostering development, but failed to gain widespread support. In 1975, General Francisco Morales-Bermúdez forcefully replaced Velasco, paralyzed reforms, and oversaw the reestablishment of democracy.
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Peru engaged in a brief successful conflict with Ecuador in the Paquisha War as a result of territorial dispute between the two countries. After the country experienced chronic inflation, the Peruvian currency, the sol, was replaced by the Inti in mid-1985, which itself was replaced by the nuevo sol in July 1991, at which time the new sol had a cumulative value of one billion old soles. The per capita annual income of Peruvians fell to $720 (below the level of 1960) and Peru's GDP dropped 20% at which national reserves were a negative $900 million. The economic turbulence of the time acerbated social tensions in Peru and partly contributed to the rise of violent rebel rural insurgent movements, like Sendero Luminoso (Shining Path) and MRTA, which caused great havoc throughout the country. Concerned about the economy, the increasing terrorist threat from Sendero Luminoso and MRTA, and allegations of official corruption, Alberto Fujimori assumed presidency in 1990. Fujimori implemented drastic measures that caused inflation to drop from 7,650% in 1990 to 139% in 1991.[citation needed]
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Faced with opposition to his reform efforts, Fujimori dissolved Congress in the auto-golpe ("self-coup") of 5 April 1992. He then revised the constitution; called new congressional elections; and implemented substantial economic reform, including privatization of numerous state-owned companies, creation of an investment-friendly climate, and sound management of the economy. Fujimori's administration was dogged by insurgent groups, most notably the Sendero Luminoso, who carried out terrorist campaigns across the country throughout the 1980s and 1990s. Fujimori cracked down on the insurgents and was successful in largely quelling them by the late 1990s, but the fight was marred by atrocities committed by both the Peruvian security forces and the insurgents: the Barrios Altos massacre and La Cantuta massacre by Government paramilitary groups, and the bombings of Tarata and Frecuencia Latina by Sendero Luminoso. Those incidents subsequently came to symbolize the human rights violations committed in the last years of violence.[citation needed]
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During early 1995, once again Peru and Ecuador clashed in the Cenepa War, but in 1998 the governments of both nations signed a peace treaty that clearly demarcated the international boundary between them. In November 2000, Fujimori resigned from office and went into a self-imposed exile, avoiding prosecution for human rights violations and corruption charges by the new Peruvian authorities.[50]
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Since the end of the Fujimori regime, Peru has tried to fight corruption while sustaining economic growth.[50] In spite of human rights progress since the time of insurgency, many problems are still visible and show the continued marginalization of those who suffered through the violence of the Peruvian conflict.[51] A caretaker government presided over by Valentín Paniagua took on the responsibility of conducting new presidential and congressional elections. Afterwards Alejandro Toledo became president in 2001 to 2006.
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On 28 July 2006, former president Alan García became President of Peru after winning the 2006 elections. In May 2008, Peru became a member of the Union of South American Nations. In April 2009, former president Alberto Fujimori was convicted of human rights violations and sentenced to 25 years in prison for his role in killings and kidnappings by the Grupo Colina death squad during his government's battle against leftist guerrillas in the 1990s.[52] On 5 June 2011, Ollanta Humala was elected president. During his presidency, Prime Minister Ana Jara and her cabinet were successfully censured, which was the first time in 50 years that a cabinet had been forced to resign from the Peruvian legislature.[53] In 2016, Pedro Pablo Kuczynski was elected, though his government was short lived as he resigned in 2018 amid various controversies surrounding his administration. Vice president Martín Vizcarra then assumed office in March 2018 with generally favorable approval ratings.[54] Alan García was involved in the Operation Car Wash scandal and as police tried to arrest him, he committed suicide on 17 April 2019. Later that year, in July, police arrested Alejandro Toledo in California. Amid the crisis, on 30 September, 2019, President Vizcarra dissolved the congress, and elections were held on 26 January, 2020.
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During the COVID-19 pandemic in Peru, most Peruvians were under a stay-at-home order.
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Peru is a unitary presidential representative democratic republic with a multi-party system.[1][2] The country has maintained a liberal democratic system under its 1993 Constitution, which replaced a constitution that leaned the government to a federation to authorize more power to the President.[55][56] It is also a unitary republic, in which the central government holds the most power and can create administrative divisions. The Peruvian system of government combines elements derived from the political systems of the United States (a written constitution, an autonomous Supreme Court, a presidential system) and the People's Republic of China (a unicameral congress, a premier and ministry system, and a strong executive).[57]
|
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The federal government is separated into three branches:
|
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Under its constitution, the President is both head of state and government and is elected to a five-year term without immediate reelection.[59] The President appoints ministers who oversee the 18 ministries of the state, including the Prime Minister, into the Cabinet.[60] The constitution designates minimal authority to the Prime Minister, who presides over cabinet meetings in which ministers advise the President and acts as a spokesperson on behalf of the executive branch.[61] The President is also able to pose questions of confidence to the Congress of Peru, and consequently order the dissolution of congress, done in 1992 by Alberto Fujimori and in 2019 by Martín Vizcarra.[62]
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In the Congress of Peru, there are 130 Members of Congress from 25 administrative divisions, determined by respective population, elected to five-year terms.[63] Bills are proposed by the executive and legislative powers and become law by through a plurality vote in Congress.[64] The judiciary is nominally independent,[65] though political intervention into judicial matters has been common throughout history.[66] The Congress of Peru can also pass a motion of no confidence, censure ministers, as well as initiate impeachments and convict executives, in an effort to balance power between the executive and legislative branches.[67][68] The legislative body in recent times has passed semi-successful impeachments, including that of Alberto Fujimori in 2000 and Pedro Pablo Kuczynski in 2018, causing Kuczynski to resign.[69]
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Peru's electoral system uses compulsory voting for citizens from the age of 18 to 70, including dual-citizens and Peruvians abroad.[70] Members of Congress are directly elected by constituents in respective districts through proportional voting. The President is elected in a general election, along with the Vice President, through a majority in a two-round system.[71] Elections are observed and organized by the National Jury of Elections, National Office of Electoral Processes, and the National Registry of Identification and Civil Status.[72]
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Peru uses a multi-party system for congressional and general elections. Major groups that have formed governments, both on a federal and legislative level, are parties that have historically adopted economic liberalism, progressivism, right-wing populism (specifically Fujimorism), nationalism, and reformism.[73]
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The most recent general election was held on 5 June 2016 and resulted in the election of Pedro Pablo Kuczynski as President and Martín Vizcarra as Vice President.[74] The most recent congressional election was a snap election held on 26 January 2020 in response to the dissolution of congress, in which Popular Action, Alliance for Progress, and FREPAP secured a majority in congress.[75]
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Peru is divided into 24 departments and one autonomous province— the Province of Lima (LIM) — which is independent of any region and serves as the country's capital.[76] Under the constitution, departments have an elected "regional"^ government composed of two entities: the regional governor and the regional council.[77][78]
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The Governor constitutes the executive body, proposes budgets, and creates decrees, resolutions, and regional programs.[79] The Regional Council, the region's legislative body, debates and votes on budgets, supervises regional officials, and can vote to remove the governor, deputy governor, or any member of the council from office. The Regional Governor and the Regional Council serve a term of four years, without immediate reelection. These governments plan regional development, execute public investment projects, promote economic activities, and manage public property.[80][81]
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Provinces, such as the province of Lima, are administered by a municipal council, headed by a mayor.[82] The goal of devolving power to regional and municipal governments was among others to improve popular participation. NGOs played an important role in the decentralization process and still influence local politics.[83][84]
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Some areas of Peru are defined as metropolitan areas which overlap district areas. The largest of them, the Lima metropolitan area, is the seventh-largest metropolis in the Americas.
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Over recent decades, Peru's foreign relations has historically been dominated by close ties with the United States and Asia,[85] particularly through the Asia-Pacific Economic Cooperation (APEC), the World Trade Organization, the Pacific Alliance, Mercosur, and the Organization of American States (OAS).[86][87]
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Peru is an active member of several regional trade blocs and is one of the founding members of the Andean Community of Nations. It is also a member of international organizations such as the OAS and the United Nations.[88] Javier Pérez de Cuéllar, a celebrated Peruvian diplomat, served as United Nations Secretary General from 1981 to 1991.
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Peru has planned to be fully integrated into the Organization for Economic Co-operation and Development (OECD) by 2021, attributing its economic success and efforts to strengthen institutions as meeting factors to be a part of the OECD.[89][90] Peru is a member of the World Trade Organization, and has pursued multiple major free trade agreements, most recently the Peru—United States Free Trade Agreement, the China—Peru Free Trade Agreement, the European Union Free Trade Agreement, free trade agreements with Japan, and many others.[91][92]
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Peru maintains an integrated relationship with other South American nations, and is a member of various South American intergovernmental agreements, more recently the Organization of American States, Mercosur, the Andean Community of Nations, the Pacific Alliance, and the APEC. Peru has historically experienced stressed relations with Chile, including the Peru v Chile international court resolution and the Chilean-Peruvian maritime dispute, but the two countries have agreed to work in improving relations.[93]
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Additionally, Peru has participated in taking a leading role in addressing the crisis in Venezuela through the establishment of the Lima Group.[94]
|
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Peru has the fourth largest military in South America. Peru's armed forces—the Armed Forces of Peru—comprise the Peruvian Navy (MGP), the Peruvian Army (EP), and the Peruvian Air Force (FAP), in total numbering 392,660 personnel (including 120,660 regulars and 272,000 reservists) as of 2020.[95] Their primary mission is to safeguard the independence, sovereignty and territorial integrity of the country.[96]
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Their functions are separated by branch:
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The military is governed by both the Commander in Chief, Ministry of Defense, and Joint Command of the Armed Forces (CCFFAA). The CCFFAA has subordinates to the Operational Commands and Special Commands, with which it carries out the military operations that are required for the defense and the fulfillment of the tasks that the executive power provides.[97] Conscription was abolished in 1999 and replaced by voluntary military service.[98] The National Police of Peru is often classified as a part of the armed forces. Although in fact it has a different organization and a wholly civil mission, its training and activities over more than two decades as an anti-terrorist force have produced markedly military characteristics, giving it the appearance of a virtual fourth military service with significant land, sea and air capabilities and approximately 140,000 personnel. The Peruvian armed forces report through the Ministry of Defense, while the National Police of Peru reports through the Ministry of Interior.[99][96]
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Since the end of the crisis in Peru in 2000, the federal government has significantly reduced annual spending in defense.[100] In the 2016—2017 budget, defense spending has constituted 1.1% of GDP ($2.3 billion), the second lowest spending relative to GDP in South America following Argentina.[101] More recently, the Armed Forces of Peru have been used in civil defense. In 2020, Peru used its military personnel and even reservists to enforce the strict quarantine measures placed during the COVID-19 pandemic.[102]
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Peru is located on the central western coast of South America facing the Pacific Ocean. It lies wholly in the Southern Hemisphere, its northernmost extreme reaching to 1.8 minutes of latitude or about 3.3 kilometres (2.1 mi) south of the equator, covers 1,285,216 km2 (496,225 sq mi) of western South America. It borders Ecuador and Colombia to the north, Brazil to the east, Bolivia to the southeast, Chile to the south, and the Pacific Ocean to the west. The Andes mountains run parallel to the Pacific Ocean; they define the three regions traditionally used to describe the country geographically.
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The costa (coast), to the west, is a narrow plain, largely arid except for valleys created by seasonal rivers. The sierra (highlands) is the region of the Andes; it includes the Altiplano plateau as well as the highest peak of the country, the 6,768 m (22,205 ft) Huascarán.[103] The third region is the selva (jungle), a wide expanse of flat terrain covered by the Amazon rainforest that extends east. Almost 60 percent of the country's area is located within this region.[104] The country has fifty-four hydrographic basins, fifty-two of which are small coastal basins that discharge their waters into the Pacific Ocean. The other two are the Amazon basin, which empties into the Atlantic Ocean, and the endorheic basin of Lake Titicaca, both delimited by the Andes mountain range. In the second of these basins, the giant Amazon River begins, which, with its 6872 km, is the longest river in the world, with 75% of the Peruvian territory. Peru contains 4% of the planet's fresh water.
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Most Peruvian rivers originate in the peaks of the Andes and drain into one of three basins. Those that drain toward the Pacific Ocean are steep and short, flowing only intermittently. Tributaries of the Amazon River have a much larger flow, and are longer and less steep once they exit the sierra. Rivers that drain into Lake Titicaca are generally short and have a large flow.[105] Peru's longest rivers are the Ucayali, the Marañón, the Putumayo, the Yavarí, the Huallaga, the Urubamba, the Mantaro, and the Amazon.[106]
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The largest lake in Peru, Lake Titicaca between Peru and Bolivia high in the Andes, is also the largest of South America.[107]
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The largest reservoirs, all in the coastal region of Peru, are the Poechos, Tinajones, San Lorenzo, and El Fraile reservoirs.[108]
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The combination of tropical latitude, mountain ranges, topography variations, and two ocean currents (Humboldt and El Niño) gives Peru a large diversity of climates. The coastal region has moderate temperatures, low precipitation, and high humidity, except for its warmer, wetter northern reaches.[109] In the mountain region, rain is frequent in summer, and temperature and humidity diminish with altitude up to the frozen peaks of the Andes.[110] The Peruvian Amazon is characterized by heavy rainfall and high temperatures, except for its southernmost part, which has cold winters and seasonal rainfall.[111]
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Because of its varied geography and climate, Peru has a high biodiversity with 21,462 species of plants and animals reported as of 2003, 5,855 of them endemic,[112] and is one of the megadiverse countries.
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Peru has over 1,800 species of birds (120 endemic), and 500 species of mammals and over 300 species of reptiles.[113] The hundreds of mammals include rare species like the puma, jaguar and spectacled bear. The Birds of Peru produce large amounts of guano, an economically important export. The Pacific holds large quantities of sea bass, flounder, anchovies, tuna, crustaceans, and shellfish, and is home to many sharks, sperm whales, and whales.[114]
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Peru also has an equally diverse flora. The coastal deserts produce little more than cacti, apart from hilly fog oases and river valleys that contain unique plant life.[115]
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The Highlands above the tree-line known as puna is home to bushes, cactus, drought-resistant plants such as ichu, and the largest species of bromeliad – the spectacular Puya raimondii.
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The cloud-forest slopes of the Andes sustain moss, orchids, and bromeliads, and the Amazon rainforest is known for its variety of trees and canopy plants.[114]
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The economy of Peru is the 48th largest in the world (ranked by Purchasing Power Parity),[116] and the income level is classified as upper middle by the World Bank.[13] Peru is, as of 2011[update], one of the world's fastest-growing economies owing to an economic boom experienced during the 2000s.[117] It has an above-average Human Development Index of 0.74 which has seen steady improvement over the last 25 years.[clarify][12] Historically, the country's economic performance has been tied to exports, which provide hard currency to finance imports and external debt payments.[118] Although they have provided substantial revenue, self-sustained growth and a more egalitarian distribution of income have proven elusive.[119] According to 2015 data, 19.3% of its total population is poor, including 9% that lives in extreme poverty.[120] Inflation in 2012 was the lowest in Latin America at only 1.8%, but increased in 2013 as oil and commodity prices rose; as of 2014[update] it stands at 2.5%.[121] The unemployment rate has fallen steadily in recent years,[clarify] and as of 2012[update] stands at 3.6%.
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Peruvian economic policy has varied widely over the past decades.[clarify] The 1968–1975 government of Juan Velasco Alvarado introduced radical reforms, which included agrarian reform, the expropriation of foreign companies, the introduction of an economic planning system, and the creation of a large state-owned sector. These measures failed to achieve their objectives of income redistribution and the end of economic dependence on developed nations.[122]
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Despite these results, most reforms were not reversed until the 1990s, when the liberalizing government of Alberto Fujimori ended price controls, protectionism, restrictions on foreign direct investment, and most state ownership of companies.[123] Reforms have permitted sustained economic growth since 1993, except for a slump after the 1997 Asian financial crisis.[124]
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Services account for 53% of Peruvian gross domestic product, followed by manufacturing (22.3%), extractive industries (15%), and taxes (9.7%).[125] Recent economic growth has been fueled by macroeconomic stability, improved terms of trade, and rising investment and consumption.[126] Trade is expected to increase further after the implementation of a free trade agreement with the United States signed on 12 April 2006.[127] Peru's main exports are copper, gold, zinc, textiles, and fish meal; its major trade partners are the United States, China, Brazil, and Chile.[128]
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Peru is a multiethnic nation formed by successive waves of different peoples over five centuries. Amerindians inhabited Peruvian territory for several millennia before the Spanish Conquest in the 16th century; according to historian Noble David Cook, their population decreased from nearly 5–9 million in the 1520s to around 600,000 in 1620 mainly because of infectious diseases.[131]
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The 2017 census for the first time included a question on ethnic self-identification. According to the results, 60.2% of the people identified themselves as Mestizo, 22.3% identified themselves as Quechua, 5.9% identified themselves as White, 3.6% identified themselves as Black, 2.4% identified themselves as Aymara, 2.3% identified themselves as other ethnic groups, and 3.3% didn't declare their ethnicity.[130]
|
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|
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Spaniards and Africans arrived in large numbers under colonial rule, mixing widely with each other and with indigenous peoples. After independence, there was gradual immigration from England, France, Germany, and Italy.[132] Peru freed its black slaves in 1854.[133] Chinese and Japanese arrived in the 1850s as laborers following the end of slavery, and have since become a major influence in Peruvian society, forming one of the largest populations of Asians in Latin America.[134]
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With about 31.2 million inhabitants, Peru is the fourth most populous country in South America.[19] The demographic growth rate of Peru declined from 2.6% to 1.6% between 1950 and 2000; with the population being expected to reach approximately 42 million in 2050.[135] According to the 1940 Peruvian census, Peru had a population at the time of seven million residents.[136]
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As of 2017[update], 79.3% lived in urban areas and 20.7% in rural areas.[137] Major cities include the Lima metropolitan area (home to over 9.8 million people), Arequipa, Trujillo, Chiclayo, Piura, Iquitos, Cusco, Chimbote, and Huancayo; all reported more than 250,000 inhabitants in the 2007 census.[138] There are 15 uncontacted Amerindian tribes in Peru.[139]
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|
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According to the Peruvian Constitution of 1993, Peru's official languages are Spanish, Quechua, and other indigenous languages in areas where they are predominant. Spanish is spoken natively by 82.6% of the population and Quechua by 13.9%, Aymara by 1.7% while other languages are spoken by the remaining 1.8%.[141]
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|
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Spanish is used by the government and is the mainstream language of the country, which is used by the media and in educational systems and commerce. Amerindians who live in the Andean highlands speak Quechua and Aymara and are ethnically distinct from the diverse indigenous groups who live on the eastern side of the Andes and in the tropical lowlands adjacent to the Amazon basin. Peru's distinct geographical regions are mirrored in a language divide between the coast where Spanish is more predominant over the Amerindian languages, and the more diverse traditional Andean cultures of the mountains and highlands. The indigenous populations east of the Andes speak various languages and dialects. Some of these groups still adhere to traditional indigenous languages, while others have been almost completely assimilated into the Spanish language. There has been an increasing and organized effort to teach Quechua in public schools in the areas where Quechua is spoken. In the Peruvian Amazon, numerous indigenous languages are spoken, including Asháninka, Bora, and Aguaruna.[142]
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Roman Catholicism has been the predominant faith in Peru for centuries, albeit with a high degree of syncretism with indigenous traditions. As of the 2017 census, 76% of the population over 12 years old described themselves as Catholic, 14.1% as Evangelical, 4.8% as Protestant, Jewish, Latter-day Saints, and Jehovah's Witnesses, and 5.1% as nonreligious.[143]
|
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Amerindian religious traditions continue to play a major role in the beliefs of Peruvians. Catholic festivities like Corpus Christi, Holy Week and Christmas sometimes blend with Amerindian traditions. Amerindian festivities from pre-Columbian remain widespread; Inti Raymi, an ancient Inca festival, is still celebrated, especially in rural communities.
|
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|
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The majority of towns, cities, and villages have their own official church or cathedral and patron saint.
|
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|
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Peru's literacy rate is estimated at 92.9% as of 2007; this rate is lower in rural areas (80.3%) than in urban areas (96.3%).[144] Primary and secondary education are compulsory and free in public schools.[116][145]
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|
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Peru is home to one of the oldest institutions of higher learning in the New World. The National University of San Marcos, founded on 12 May 1551, during the Viceroyalty of Peru, is the first officially established and the oldest continuously functioning university in the Americas.
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|
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Peru has a life expectancy of 75.0 years (72.4 for males and 77.7 for females) according to the latest data for the year 2016 from the World Bank.[146]
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Many of the Peruvian toponyms have indigenous sources. In the Andes communities of Áncash, Cusco and Puno, Quechua or Aymara names are overwhelmingly predominant. Their Spanish-based orthography, however, is in conflict with the normalized alphabets of these languages. According to Article 20 of Decreto Supremo No 004-2016-MC (Supreme Decree) which approves the Regulations to Law 29735, published in the official newspaper El Peruano on 22 July 2016, adequate spellings of the toponyms in the normalized alphabets of the indigenous languages must progressively be proposed with the aim of standardizing the naming used by the National Geographic Institute (Instituto Geográfico Nacional, IGN). The National Geographic Institute realizes the necessary changes in the official maps of Peru.[147]
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Peruvian culture is primarily rooted in Amerindian traditions,[148] though it has also been influenced by various Asian, African, and European ethnic groups. Peruvian artistic traditions date back to the elaborate pottery, textiles, jewelry, and sculpture of Pre-Inca cultures. The Incas maintained these crafts and made architectural achievements including the construction of Machu Picchu. Baroque dominated colonial art, though modified by native traditions.[149]
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During this period, most art focused on religious subjects; the numerous churches of the era and the paintings of the Cusco School are representative.[150] Arts stagnated after independence until the emergence of Indigenismo in the early 20th century.[151] Since the 1950s, Peruvian art has been eclectic and shaped by both foreign and local art currents.
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Peruvian art has its origin in the Andean civilizations. These civilizations rose in the territory of modern Peru before the arrival of the Spanish. Peruvian art incorporated European elements after the Spanish conquest and continued to evolve throughout the centuries up on to the modern day.
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Peru's earliest artwork came from the Cupisnique culture, which was concentrated on the Pacific coast, and the Chavín culture, which was largely north of Lima between the Andean mountain ranges of the Cordillera Negra and the Cordillera Blanca. Decorative work from this era, approximately the 9th century BCE, was symbolic and religious in nature. The artists worked with gold, silver and ceramics to create a variety of sculpture and relief carvings. These civilizations were also known for their architecture and wood sculpture.
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Between the 9th century BC and the 2nd century CE, the Paracas Cavernas and Paracas Necropolis cultures developed on the south coast of Peru. Paracas Cavernas produced complex polychrome and monochrome ceramics with religious representations. Burials from the Paracas Necropolis also yielded complex textiles, many produced with sophisticated geometric patterns.
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The 3rd century BCE saw the flowering of the urban culture, Moche, in the Lambayeque region. The Mochica culture produced impressive architectural works, such as the Huacas del Sol y de la Luna and the Huaca Rajada of Sipán. They were experts at cultivation in terraces and hydraulic engineering and produced original ceramics, textiles, pictorial and sculptural works.
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Another urban culture, the Wari civilization, flourished between the 8th and 12th centuries in Ayacucho. Their centralized town planning was extended to other areas, such as Pachacamac, Cajamarquilla and Wari Willka.
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Between the 9th and 13th centuries CE, the military urban Tiwanaku empire rose by the borders of Lake Titicaca. Centered around a city of the same name in modern-day Bolivia, the Tiwanaku introduced stone architecture and sculpture of a monumental type. These works of architecture and art were made possible by the Tiwanaku's developing bronze, which enabled them to make the necessary tools.
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Urban architecture reached a new height between the 14th and 15th centuries in the Chimú Culture. The Chimú built the city of Chan Chan in the valley of the Moche River, in La Libertad. The Chimú were skilled goldsmiths and created remarkable works of hydraulic engineering.
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The Inca Civilization, which united Peru under its hegemony in the centuries immediately preceding the Spanish conquest, incorporated into their own works a great part of the cultural legacy of the civilizations which preceded it. Important relics of their artwork and architecture can be seen in cities like Cusco, architectural remains like Sacsahuamán and Machu Picchu and stone pavements that united Cusco with the rest of the Inca Empire.
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Peruvian sculpture and painting began to define themselves from the ateliers founded by monks, who were strongly influenced by the Sevillian Baroque School. In this context, the stalls of the Cathedral choir, the fountain of the Main Square of Lima both by Pedro de Noguera, and a great part of the colonial production were registered. The first center of art established by the Spanish was the Cuzco School that taught Quechua artists European painting styles. Diego Quispe Tito (1611–1681) was one of the first members of the Cuzco school and Marcos Zapata (1710–1773) was one of the last.[153]
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Painting of this time reflected a synthesis of European and indigenous influences, as is evident in the portrait of prisoner Atahualpa, by D. de Mora or in the canvases of the Italians Mateo Pérez de Alesio and Angelino Medoro, the Spaniards Francisco Bejarano and J. de Illescas and the Creole J. Rodriguez.
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During the 17th and 18th centuries, the Baroque Style also dominated the field of plastic arts.
|
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The term Peruvian literature not only refers to literature produced in the independent Republic of Peru, but also to literature produced in the Viceroyalty of Peru during the country's colonial period, and to oral artistic forms created by diverse ethnic groups that existed in the area during the prehispanic period, such as the Quechua, the Aymara and the Chanka people.
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Peruvian literature is rooted in the oral traditions of pre-Columbian civilizations. Spaniards introduced writing in the 16th century; colonial literary expression included chronicles and religious literature. After independence, Costumbrism and Romanticism became the most common literary genres, as exemplified in the works of Ricardo Palma.[154] The early 20th century's Indigenismo movement was led by such writers as Ciro Alegría[155] and José María Arguedas.[156] César Vallejo wrote modernist and often politically engaged verse. Modern Peruvian literature is recognized thanks to authors such as Nobel laureate Mario Vargas Llosa, a leading member of the Latin American Boom.[157]
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Due to the Spanish expedition and discovery of the Americas, the explorers started the Columbian Exchange which included food unheard of in the Old World, such as potato, tomato, and maize. Modern indigenous Peruvian food mainly consists of corn, potatoes, and chilies. There are now more than 3,000 kinds of potatoes grown on Peruvian terrain, according to Peru's Instituto Peruano de la Papa.[158]
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Modern Peruvian cuisine blends Amerindian and Spanish food with strong influences from Chinese, African, Arab, Italian, and Japanese cooking.[159] Common dishes include anticuchos, ceviche, and pachamanca. Peru's varied climate allows the growth of diverse plants and animals good for cooking.[160] Peru's diversity of ingredients and cooking techniques is receiving worldwide acclaim.[161]
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Peruvian cuisine reflects local practices and ingredients—including influences from the indigenous population including the Inca and cuisines brought in with colonizers and immigrants. Without the familiar ingredients from their home countries, immigrants modified their traditional cuisines by using ingredients available in Peru. The four traditional staples of Peruvian cuisine are corn, potatoes and other tubers, Amaranthaceaes (quinoa, kañiwa and kiwicha) and legumes (beans and lupins). Staples brought by the Spanish include rice, wheat and meats (beef, pork and chicken). Many traditional foods—such as quinoa, kiwicha, chili peppers, and several roots and tubers have increased in popularity in recent decades, reflecting a revival of interest in native Peruvian foods and culinary techniques. It is also common to see traditional cuisines being served with a modern flair in towns like Cusco, where tourists come to visit. Chef Gaston Acurio has become well known for raising awareness of local ingredients.
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Peruvian music has Andean, Spanish, and African roots.[162] In pre-Hispanic times, musical expressions varied widely in each region; the quena and the tinya were two common instruments.[163] Spaniards introduced new instruments, such as the guitar and the harp, which led to the development of crossbred instruments like the charango.[164] African contributions to Peruvian music include its rhythms and the cajón, a percussion instrument. Peruvian folk dances include marinera, tondero, zamacueca, diablada and huayno.[165]
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Peruvian music is dominated by the national instrument, the charango. The charango is member of the lute family of instruments and was invented during colonial times by musicians imitating the Spanish vihuela. In the Canas and Titicaca regions, the charango is used in courtship rituals, symbolically invoking mermaids with the instrument to lure the woman to the male performers. Until the 1960s, the charango was denigrated as an instrument of the rural poor. After the revolution in 1959, which built upon the Indigenismo movement (1910–1940), the charango was popularized among other performers. Variants include the walaycho, chillador, chinlili, and the larger and lower-tuned charangon.
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While the Spanish guitar is widely played, so too is the Spanish-in-origin bandurria. Unlike the guitar, it has been transformed by Peruvian players over the years, changing from a 12-string, 6-course instrument to one having 12 to 16 strings in a mere four courses. Violins and harps, also of European origin, are also played.
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While the Peruvian film industry has not been nearly as prolific as that of some other Latin American countries, some Peruvian movies produced enjoyed regional success. Historically, the cinema of Peru began in Iquitos in 1932 by Antonio Wong Rengifo (with a momentous, initial film billboard from 1900) because the rubber boom and the intense arrival of foreigners with technology to the city, and thus continued an extensive, unique filmography, with a different style than the films made in the capital, Lima.
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Peru also produced the first animated 3-D film in Latin America, Piratas en el Callao. This film is set in the historical port city of Callao, which during colonial times had to defend itself against attacks by Dutch and British privateers seeking to undercut Spain's trade with its colonies. The film was produced by the Peruvian company Alpamayo Entertainment, which made a second 3-D film one year later: Dragones: Destino de Fuego.
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In February 2006, the film Madeinusa, produced as a joint venture between Peru and Spain and directed by Claudia Llosa, was set in an imaginary Andean village and describes the stagnating life of Madeinusa performed by Magaly Solier and the traumas of post-civil war Peru.
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Llosa, who shared elements of Gabriel García Márquez's magic realism, won an award at the Rotterdam Film Festival. Llosa's second feature, The Milk of Sorrow ("La Teta Asustada"), was nominated for the 82nd Academy Awards for Best Foreign Language Picture, the first Peruvian film in the Academy's history to be nominated. The Milk of Sorrow ("La Teta Asustada"), won the Golden Bear award at the 2009 Berlinale.
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Marseille (/mɑːrˈseɪ/ mar-SAY, also spelled in English as Marseilles; French: [maʁsɛj] (listen), locally [maʁˈsɛjə] (listen); Occitan: Marselha [maʀˈsejɔ, -ˈsijɔ]) is the prefecture of the department of Bouches-du-Rhône and region of Provence-Alpes-Côte d'Azur in France. It is located on the Mediterranean coast near the mouth of the Rhône. Marseille is the second largest city in France, covering an area of 241 km2 (93 sq mi) and had a population of 870,018 in 2016.[5] Its metropolitan area, which extends over 3,173 km2 (1,225 sq mi) is the third-largest in France after those of Paris and Lyon, with a population of 1,831,500 as of 2010.[3]
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It was known to the ancient Greeks as Massalia (Greek: Μασσαλία, romanized: Massalía) and Romans as Massilia.[6][7] Marseille is now France's largest city on the Mediterranean coast and the largest port for commerce, freight and cruise ships. The city was European Capital of Culture in 2013 and European Capital of Sport in 2017; it hosted matches at the 1998 World Cup and Euro 2016. It is home to Aix-Marseille University.
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Marseille is the second-largest metropolitan area in France after Paris. To the east, starting in the small fishing village of Callelongue on the outskirts of Marseille and stretching as far as Cassis, are the Calanques, a rugged coastal area interspersed with small fjord-like inlets. Farther east still are the Sainte-Baume (a 1,147 m (3,763 ft) mountain ridge rising from a forest of deciduous trees), the city of Toulon and the French Riviera. To the north of Marseille, beyond the low Garlaban and Etoile mountain ranges, is the 1,011 m (3,317 ft) Mont Sainte Victoire. To the west of Marseille is the former artists' colony of l'Estaque; farther west are the Côte Bleue, the Gulf of Lion and the Camargue region in the Rhône delta. The airport lies to the north west of the city at Marignane on the Étang de Berre.[8]
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The city's main thoroughfare (the wide boulevard called the Canebière) stretches eastward from the Old Port to the Réformés quarter. Two large forts flank the entrance to the Old Port—Fort Saint-Nicolas on the south side and Fort Saint-Jean on the north. Farther out in the Bay of Marseille is the Frioul archipelago which comprises four islands, one of which, If, is the location of Château d'If, made famous by the Dumas novel The Count of Monte Cristo. The main commercial centre of the city intersects with the Canebière at Rue St Ferréol and the Centre Bourse (one of the city's main shopping malls). The centre of Marseille has several pedestrianised zones, most notably Rue St Ferréol, Cours Julien near the Music Conservatory, the Cours Honoré-d'Estienne-d'Orves off the Old Port and the area around the Hôtel de Ville. To the south east of central Marseille in the 6th arrondissement are the Prefecture and the monumental fountain of Place Castellane, an important bus and metro interchange. To the south west are the hills of the 7th and 8th arrondissements, dominated by the basilica of Notre-Dame de la Garde. Marseille's main railway station—Gare de Marseille Saint-Charles—is north of the Centre Bourse in the 1st arrondissement; it is linked by the Boulevard d'Athènes to the Canebière.[8]
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Marseille was a Gauls port center that became the Greek colony of Massalia circa 600 BC, and was populated by Greeks settlers from Phocaea (modern Foça, Turkey). It became the preeminent Greek polis in the Hellenized region of southern Gaul.[9] The city-state sided with the Roman Republic against Carthage during the Second Punic War (218–201 BC), retaining its independence and commercial empire throughout the western Mediterranean even as Rome expanded into Western Europe and North Africa. However, the city lost its independence following the Roman Siege of Massilia in 49 BC, during Caesar's Civil War, in which Massalia sided with the exiled faction at war with Julius Caesar. Afterward the Gallo-Roman culture was initiated.
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Marseille continued to prosper as a Gallo-Roman city, becoming an early center of Christianity during the Western Roman Empire. The city maintained its position as a premier maritime trading hub even after its capture by the Visigoths in the 5th century AD, although the city went into decline following the sack of 739 AD by the forces of Charles Martel. It became part of the County of Provence during the 10th century, although its renewed prosperity was curtailed by the Black Death of the 14th century and sack of the city by the Crown of Aragon in 1423. The city's fortunes rebounded with the ambitious building projects of René of Anjou, Count of Provence, who strengthened the city's fortifications during the mid-15th century. During the 16th century the city hosted a naval fleet with the combined forces of the Franco-Ottoman alliance, which threatened the ports and navies of Genoa and the Holy Roman Empire.
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Marseille lost a significant portion of its population during the Great Plague of Marseille in 1720, but the population had recovered by mid-century. In 1792 the city became a focal point of the French Revolution and though France's national anthem was born in Strasbourg, it was first sang in Paris by volunteers from Marseille, hence the name the crowd gave it: La Marseillaise. The Industrial Revolution and establishment of the French Empire during the 19th century allowed for further expansion of the city, although it was occupied by the German Wehrmacht in November 1942 and subsequently heavily damaged during World War II. The city has since become a major center for immigrant communities from former French colonies, such as French Algeria.
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Marseille is a major French centre for trade and industry, with excellent transportation infrastructure (roads, sea port and airport). Marseille Provence Airport is the fourth largest in France. In May 2005, the French financial magazine L'Expansion named Marseille the most dynamic of France's large cities, citing figures showing that 7,200 companies had been created in the city since 2000.[10] Marseille is also France's second largest research centre with 3,000 research scientists within Aix Marseille University.[citation needed]
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As of 2014[update], the Marseille metropolitan area had a GDP amounting to $60.3 billion, or $36,127 per capita (purchasing power parity).[11]
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Historically, the economy of Marseille was dominated by its role as a port of the French Empire, linking the North African colonies of Algeria, Morocco and Tunisia with Metropolitan France. The Old Port was replaced as the main port for trade by the Port de la Joliette during the Second Empire and now contains restaurants, offices, bars and hotels and functions mostly as a private marina. The majority of the port and docks, which experienced decline in the 1970s after the oil crisis, have been recently redeveloped with funds from the European Union. Fishing remains important in Marseille and the food economy of Marseille is fed by the local catch; a daily fish market is still held on the Quai des Belges of the Old Port.
|
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The economy of Marseille and its region is still linked to its commercial port, the first French port and the fifth European port by cargo tonnage, which lies north of the Old Port and eastern in Fos-sur-Mer. Some 45,000 jobs are linked to the port activities and it represents 4 billion euros added value to the regional economy.[12] 100 million tons of freight pass annually through the port, 60% of which is petroleum, making it number one in France and the Mediterranean and number three in Europe. However, in the early 2000s, the growth in container traffic was being stifled by the constant strikes and social upheaval.[13] The port is among the 20th firsts in Europe for container traffic with 1,062,408 TEU and new infrastructures have already raised the capacity to 2M TEU.[14] Petroleum refining and shipbuilding are the principal industries, but chemicals, soap, glass, sugar, building materials, plastics, textiles, olive oil, and processed foods are also important products.[citation needed] Marseille is connected with the Rhône via a canal and thus has access to the extensive waterway network of France. Petroleum is shipped northward to the Paris basin by pipeline. The city also serves as France's leading centre of oil refining.
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In recent years, the city has also experienced a large growth in service sector employment and a switch from light manufacturing to a cultural, high-tech economy.[citation needed] The Marseille region is home to thousands of companies, 90% of which are small and medium enterprises with less than 500 employees.[15][full citation needed] Among the most famous ones are CMA CGM, container-shipping giant; Compagnie maritime d'expertises (Comex), world leader in sub-sea engineering and hydraulic systems; Airbus Helicopters, an Airbus division; Azur Promotel, an active real estate development company; La Provence, the local daily newspaper; RTM, Marseille's public transport company; and Société Nationale Maritime Corse Méditerranée (SNCM), a major operator in passenger, vehicle and freight transportation in the Western Mediterranean. The urban operation Euroméditerranée has developed a large offer of offices and thus Marseille hosts one of the main business district in France.
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Marseille is the home of three main technopoles: Château-Gombert (technological innovations), Luminy (biotechnology) and La Belle de Mai (17,000 sq.m. of offices dedicated to multimedia activities).[16][17]
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The port is also an important arrival base for millions of people each year, with 2.4 million including 890,100 from cruise ships.[12]
|
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With its beaches, history, architecture and culture (24 museums and 42 theatres), Marseille is one of the most visited cities in France, with 4.1 million visitors in 2012.[18]
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Marseille is ranked 86th in the world for business tourism and events, advancing from the 150th spot one year before.[citation needed] The number of congress days hosted on its territory increased from 109,000 in 1996 to almost 300,000 in 2011.[citation needed]
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They take place in three main sites, the Palais du Pharo, Palais des Congrès et des Expositions (Parc Chanot) and World Trade Center.[19] In 2012 Marseille hosted the World Water Forum.
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Several urban projects have been developed to make Marseille attractive. Thus new parks, museums, public spaces and real estate projects aim to improve the city's quality of life (Parc du 26e Centenaire, Old Port of Marseille,[20] numerous places in Euroméditerranée) to attract firms and people. Marseille municipality acts to develop Marseille as a regional nexus for entertainment in the south of France with high concentration of museums, cinemas, theatres, clubs, bars, restaurants, fashion shops, hotels, and art galleries.
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Unemployment in the economy fell from 20% in 1995 to 14% in 2004.[21] However, Marseille unemployment rate remains higher than the national average. In some parts of Marseille, youth unemployment is reported to be as high as 40%.[22]
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The city of Marseille is divided into 16 municipal arrondissements, which are themselves informally divided into 111 neighbourhoods (French: quartiers). The arrondissements are regrouped in pairs, into 8 sectors, each with a mayor and council (like the arrondissements in Paris and Lyon).[23] Municipal elections are held every six years and are carried out by sector. There are 303 councilmembers in total, two-thirds sitting in the sector councils and one third in the city council.
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The 9th arrondissement of Marseille is the largest in terms of area because it comprises parts of Calanques National Park. With a population of 89,316 (2007), the 13th arrondissement of Marseille is the most populous one.
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From 1950 to the mid-1990s, Marseille was a Socialist (PS) and Communist (PCF) stronghold. Gaston Defferre (PS) was consecutively reelected six times as Mayor of Marseille from 1953 until his death in 1986. He was succeeded by Robert Vigouroux of the European Democratic and Social Rally (RDSE). Jean-Claude Gaudin of the right-wing UMP was elected Mayor of Marseille in 1995. Gaudin was reelected in 2001, 2008 and 2014.
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In recent years, the Communist Party has lost most of its strength in the northern boroughs of the city, whereas the National Front has received significant support. At the last municipal election in 2014, Marseille was divided between the northern arrondissements dominated by the left (PS) and far-right (FN) and the southern part of town dominated by the right-wing (UMP). Marseille is also divided in twelve cantons, each of them sending two members to the Departmental Council of the Bouches-du-Rhône department.
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Because of its pre-eminence as a Mediterranean port, Marseille has always been one of the main gateways into France. This has attracted many immigrants and made Marseille a cosmopolitan melting pot. By the end of the 18th century about half the population originated from elsewhere in Provence mostly and also from southern France.[24][25][page needed]
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Economic conditions and political unrest in Europe and the rest of the world brought several other waves of immigrants during the 20th century: Greeks and Italians started arriving at the end of the 19th century and in the first half of the 20th century, up to 40% of the city's population was of Italian origin;[26] Russians in 1917; Armenians in 1915 and 1923; Vietnamese in the 1920s, 1954 and after 1975;[27] Corsicans during the 1920s and 1930s; Spanish after 1936; Maghrebis (both Arab and Berber) in the inter-war period; Sub-Saharan Africans after 1945; Maghrebi Jews in the 1950s and 1960s; the Pieds-Noirs from the former French Algeria in 1962; and then from Comoros. In 2006, it was reported that 70,000 city residents were considered to be of Maghrebi origin, mostly from Algeria. The second largest group in Marseille in terms of single nationalities were from the Comoros, amounting to some 45,000 people.[26]
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Currently, over one third of the population of Marseille can trace their roots back to Italy.[28] Marseille also has the second-largest Corsican and Armenian populations of France. Other significant communities include Maghrebis, Turks, Comorians, Chinese, and Vietnamese.[29]
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In 1999, in several arrondissements, about 40% of the young people under 18 were of Maghrebi origin (at least one immigrant parent).[30]
|
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Since 2013 a significant number of Eastern European immigrants have settled in Marseille, attracted by better job opportunities and the good climate of this Mediterranean city. The main nationalities of the immigrants are Romanians and Poles.[31]
|
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2 An immigrant is a person born in a foreign country not having French citizenship at birth. Note that an immigrant may have acquired French citizenship since moving to France, but is still considered an immigrant in French statistics. On the other hand, persons born in France with foreign citizenship (the children of immigrants) are not listed as immigrants.
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According to data from 2010, major religious communities in Marseille include:
|
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Marseille is a city that has its own unique culture and is proud of its differences from the rest of France.[35] Today it is a regional centre for culture and entertainment with an important opera house, historical and maritime museums, five art galleries and numerous cinemas, clubs, bars and restaurants.
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Marseille has a large number of theatres, including La Criée, Le Gymnase and the Théâtre Toursky. There is also an extensive arts centre in La Friche, a former match factory behind the Saint-Charles station. The Alcazar, until the 1960s a well known music hall and variety theatre, has recently been completely remodelled behind its original façade and now houses the central municipal library.[36] Other music venues in Marseille include Le Silo (also a theatre) and GRIM.
|
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Marseille has also been important in the arts. It has been the birthplace and home of many French writers and poets, including Victor Gélu [fr], Valère Bernard, Pierre Bertas,[37] Edmond Rostand and André Roussin. The small port of l'Estaque on the far end of the Bay of Marseille became a favourite haunt for artists, including Auguste Renoir, Paul Cézanne (who frequently visited from his home in Aix), Georges Braque and Raoul Dufy.
|
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Rich and poor neighborhoods exist side-by-side. Although the city is not without crime, Marseille has a larger degree of multicultural tolerance. Urban geographers[38] say the city's geography, being surrounded by mountains, helps explain why Marseille does not have the same problems as Paris. In Paris, ethnic areas are segregated and concentrated in the periphery of the city. Residents of Marseille are of diverse origins, yet appear to share a similar particular identity.[39][40] An example is how Marseille responded in 2005, when ethnic populations living in other French cities' suburbs rioted, but Marseille remained relatively calm.[41]
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Marseille served as the European Capital of Culture for 2013 along with Košice.[42] It was chosen to give a 'human face' to the European Union to celebrate cultural diversity and to increase understanding between Europeans.[43] One of the intentions of highlighting culture is to help reposition Marseille internationally, stimulate the economy, and help to build better interconnection between groups.[44] Marseille-Provence 2013 (MP2013) featured more than 900 cultural events held throughout Marseille and the surrounding communities. These cultural events generated more than 11 million visits.[45] The European Capital of Culture was also the occasion to unveil more than 600 million euros in new cultural infrastructure in Marseille and its environs, including the MuCEM designed by Rudy Ricciotti.
|
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Early on, immigrants came to Marseille locally from the surrounding Provence region. By the 1890s immigrants came from other regions of France as well as Italy.[46] Marseille became one of Europe’s busiest port by 1900.[40] Marseille has served as a major port where immigrants from around the Mediterranean arrive.[46] Marseille continued to be multicultural. Armenians from the Ottoman empire began arriving in 1913. In the 1930s, Italians settled in Marseille. After World War II, a wave of Jewish immigrants from North Africa arrived. In 1962, a number of French colonies gained their independence, and the French citizens from Algeria, Morocco, and Tunisia arrived in Marseille.[47] The city had an economic downturn and lost many jobs. Those who could afford to move left and the poorest remained. For a while, the mafia appeared to run the city, and for a period of time the communist party was prominent.[47]
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Multi-cultural Marseille can be observed by a visitor at the market at Noailles, also called Marché des Capucins, in old town near the Old Port. There, Lebanese bakeries, an African spice market, Chinese and Vietnamese groceries, fresh vegetables and fruit, shops selling couscous, shops selling Caribbean food are side by side with stalls selling shoes and clothing from around the Mediterranean. Nearby, people sell fresh fish and men from Tunisia drink tea.[47]
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The most commonly used tarot deck takes its name from the city; it has been called the Tarot de Marseille since the 1930s—a name coined for commercial use by the French cardmaker and cartomancer Paul Marteau, owner of B–P Grimaud. Previously this deck was called Tarot italien (Italian Tarot) and even earlier it was simply called Tarot. Before being de Marseille, it was used to play the local variant of tarocchi before it became used in cartomancy at the end of the 18th century, following the trend set by Antoine Court de Gébelin. The name Tarot de Marseille (Marteau used the name ancien Tarot de Marseille) was used by contrast to other types of Tarots such as Tarot de Besançon; those names were simply associated with cities where there were many cardmakers in the 18th century (previously several cities in France were involved in cardmaking).[48]
|
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Another local tradition is the making of santons, small hand-crafted figurines for the traditional Provençal Christmas creche. Since 1803, starting on the last Sunday of November, there has been a Santon Fair in Marseille; it is currently held in the Cours d'Estienne d'Orves, a large square off the Vieux-Port.
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Marseille's main cultural attraction was, since its creation at the end of the 18th century and until the late 1970s, the Opéra. Located near the Old Port and the Canebière, at the very heart of the city, its architectural style was comparable to the classical trend found in other opera houses built at the same time in Lyon and Bordeaux. In 1919, a fire almost completely destroyed the house, leaving only the stone colonnade and peristyle from the original façade.[49][50] The classical façade was restored and the opera house reconstructed in a predominantly Art Deco style, as the result of a major competition. Currently the Opéra de Marseille stages six or seven operas each year.[51]
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Since 1972, the Ballet national de Marseille has performed at the opera house; its director from its foundation to 1998 was Roland Petit.
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There are several popular festivals in different neighborhoods, with concerts, animations, and outdoor bars, like the Fête du Panier in June. On 21 June, there are dozens of free concerts in the city as part of France's Fête de la Musique, featuring music from all over the world. Being free events, many Marseille residents attend.
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Marseille hosts a Gay Pride event in early July. In 2013, Marseille hosted Europride, an international LGBT event, 10 July–20.[52] At the beginning of July, there is the International Documentary Festival.[53]
|
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At the end of September, the electronic music festival Marsatac takes place.
|
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In October, the Fiesta des Suds offers many concerts of world music.[54]
|
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Marseille is also well known in France for its hip hop music.[55] Bands like IAM originated from Marseille and initiated the rap phenomenon in France. Other known groups include Fonky Family, Psy 4 de la Rime (including rappers Soprano and Alonzo), and Keny Arkana.
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In a slightly different way, ragga music is represented by Massilia Sound System.
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Marseille has been the setting for many films.
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Marseille is listed as a major centre of art and history. The city has many museums and galleries and there are many ancient buildings and churches of historical interest.
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Most of the attractions of Marseille (including shopping areas) are located in the 1st, 2nd, 6th and 7th arrondissements. These include:[66][67]
|
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|
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In addition to the two in the Centre de la Vieille Charité, described above, the main museums are:[70]
|
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|
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The MuCEM, Musée Regards de Provence and Villa Mediterannée, with Notre Dame de la Majeur on the right
|
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The sixteenth century Maison Diamantée which houses the Musée du Vieux Marseille
|
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The music room in the Grobet-Labadié museum
|
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The Palais Longchamp with its monumental fountain
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The main attractions outside the city centre include:[67]
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A number of the faculties of the three universities that comprise Aix-Marseille University are located in Marseille:
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In addition Marseille has four grandes écoles:
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The main French research bodies including the CNRS, INSERM and INRA are all well represented in Marseille. Scientific research is concentrated at several sites across the city, including Luminy, where there are institutes in developmental biology (the IBDML), immunology (CIML), marine sciences and neurobiology (INMED), at the CNRS Joseph Aiguier campus (a world-renowned institute of molecular and environmental microbiology) and at the Timone hospital site (known for work in medical microbiology). Marseille is also home to the headquarters of the IRD, which promotes research into questions affecting developing countries.[citation needed]
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The city is served by an international airport, Marseille Provence Airport, located in Marignane. The airport is the fifth busiest French airport, and known the 4th most important European traffic growth in 2012.[84] An extensive network of motorways connects Marseille to the north and west (A7), Aix-en-Provence in the north (A51), Toulon (A50) and the French Riviera (A8) to the east.
|
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Gare de Marseille Saint-Charles is Marseille's main railway station. It operates direct regional services to Aix-en-Provence, Briançon, Toulon, Avignon, Nice, Montpellier, Toulouse, Bordeaux, Nantes, etc. Gare Saint-Charles is also one of the main terminal stations for the TGV in the south of France making Marseille reachable in three hours from Paris (a distance of over 750 km) and just over one and a half hours from Lyon. There are also direct TGV lines to Lille, Brussels, Nantes, Geneva, Strasbourg and Frankfurt as well as Eurostar services to London (just in the summer) and Thello services to Milan (just one a day), via Nice and Genoa.
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There is a new long distance bus station adjacent to new modern extension to the Gare Saint-Charles with destinations mostly to other Bouches-du-Rhône towns, including buses to Aix-en-Provence, Cassis, La Ciotat and Aubagne. The city is also served with 11 other regional trains stations in the east and the north of the city.
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Marseille has a large ferry terminal, the Gare Maritime, with services to
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Corsica, Sardinia, Algeria and Tunisia.
|
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|
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Marseille is connected by the Marseille Métro train system operated by the Régie des transports de Marseille (RTM). It consists of two lines: Line 1 (blue) between Castellane and La Rose opened in 1977 and Line 2 (red) between Sainte-Marguerite-Dromel and Bougainville opened between 1984 and 1987. An extension of the Line 1 from Castellane to La Timone was completed in 1992, another extension from La Timone to La Fourragère (2.5 km (1.6 mi) and 4 new stations) was opened in May 2010. The Métro system operates on a turnstile system, with tickets purchased at the nearby adjacent automated booths. Both lines of the Métro intersect at Gare Saint-Charles and Castellane. Three bus rapid transit lines are under construction to better connect the Métro to farther places (Castellane -> Luminy; Capitaine Gèze – La Cabucelle -> Vallon des Tuves; La Rose -> Château Gombert – Saint Jérome).
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An extensive bus network serves the city and suburbs of Marseille, with 104 lines and 633 buses. The three lines of the tramway,[85] opened in 2007, go from the CMA CGM Tower towards Les Caillols.
|
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|
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As in many other French cities, a bike-sharing service nicknamed "Le vélo", free for trips of less than half an hour, was introduced by the city council in 2007.[86]
|
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|
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A free ferry service operates between the two opposite quays of the Old Port. From 2011 ferry shuttle services operate between the Old Port and Pointe Rouge; in spring 2013 it will also run to l'Estaque.[87] There are also ferry services and boat trips available from the Old Port to Frioul, the Calanques and Cassis.
|
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The city boasts a wide variety of sports facilities and teams. The most popular team is the city's football club, Olympique de Marseille, which was the finalist of the UEFA Champions League in 1991, before winning the competition in 1993. The club also became finalists of the UEFA Europa League in 1999, 2004 and 2018. The club had a history of success under then-owner Bernard Tapie. The club's home, the Stade Vélodrome, which can seat around 67,000 people, also functions for other local sports, as well as the national rugby team. Stade Velodrome hosted a number of games during the 1998 FIFA World Cup, 2007 Rugby World Cup, and UEFA Euro 2016. The local rugby teams are Marseille XIII and Marseille Vitrolles Rugby.[citation needed]
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Marseille is famous for its important pétanque activity, it is even renowned as the pétanque capitale.[88] In 2012 Marseille hosted the Pétanque World Championship and the city hosts every year the Mondial la Marseillaise de pétanque, the main pétanque competition.
|
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|
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Sailing is a major sport in Marseille. The wind conditions allow regattas in the warm waters of the Mediterranean.[citation needed] Throughout most seasons of the year it can be windy while the sea remains smooth enough to allow sailing. Marseille has been the host of 8 (2010) Match Race France events which are part of the World Match Racing Tour. The event draws the world's best sailing teams to Marseille. The identical supplied boats (J Boats J-80 racing yachts) are raced two at a time in an on the water dogfight which tests the sailors and skippers to the limits of their physical abilities.
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Points accrued count towards the World Match Racing Tour and a place in the final event, with the overall winner taking the title ISAF World Match Racing Tour Champion. Match racing is an ideal sport for spectators in Marseille, as racing in close proximity to the shore provides excellent views. The city was also considered as a possible venue for 2007 America's Cup.[89]
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Marseille is also a place for other water sports such as windsurfing and powerboating. Marseille has three golf courses. The city has dozens of gyms and several public swimming pools. Running is also popular in many of Marseille's parks such as Le Pharo and Le Jardin Pierre Puget. An annual footrace is held between the city and neighbouring Cassis: the Marseille-Cassis Classique Internationale.[citation needed]
|
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|
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The city has a hot-summer mediterranean climate (Köppen: Csa) with cool-mild winters with moderate rainfall and hot, mostly dry summers.[90] December, January, and February are the coldest months, averaging temperatures of around 12 °C (54 °F) during the day and 4 °C (39 °F) at night. July and August are the hottest months, averaging temperatures of around 28–30 °C (82–86 °F) during the day and 19 °C (66 °F) at night in the Marignane airport (35 km (22 mi) from Marseille) but in the city near the sea the average high temperature is 27 °C (81 °F) in July.[91]
|
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Marseille is officially the sunniest major city in France with over 2,800 hours of sunshine while the average sunshine in the country is around 1,950 hours. It is also the driest major city with only 512 mm (20 in) of precipitation annually, especially thanks to the Mistral, a cold, dry wind originating in the Rhône Valley that occurs mostly in winter and spring and which generally brings clear skies and sunny weather to the region. Less frequent is the Sirocco, a hot, sand-bearing wind, coming from the Sahara Desert. Snowfalls are infrequent; over 50% of years do not experience a single snowfall.[citation needed]
|
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|
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The hottest temperature was 40.6 °C (105.1 °F) on 26 July 1983 during a great heat wave, the lowest temperature was −14.3 °C (6.3 °F) on 13 February 1929 during a strong cold wave.[92]
|
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|
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Marseille was the birthplace of:
|
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+
|
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Marseille is twinned with 14 cities, all of them being a port city, with the exception of Marrakech.[103]
|
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|
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In addition, Marseille has signed various types of formal agreements of cooperation with 27 cities all over the world:[104]
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Bubonic plague is one of three types of plague caused by bacterium Yersinia pestis.[1] One to seven days after exposure to the bacteria, flu-like symptoms develop.[1] These symptoms include fever, headaches, and vomiting.[1] Swollen and painful lymph nodes occur in the area closest to where the bacteria entered the skin.[2] Occasionally, the swollen lymph nodes may break open.[1]
|
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|
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The three types of plague are the result of the route of infection: bubonic plague, septicemic plague, and pneumonic plague.[1] Bubonic plague is mainly spread by infected fleas from small animals.[1] It may also result from exposure to the body fluids from a dead plague-infected animal.[5] In the bubonic form of plague, the bacteria enter through the skin through a flea bite and travel via the lymphatic vessels to a lymph node, causing it to swell.[1] Diagnosis is made by finding the bacteria in the blood, sputum, or fluid from lymph nodes.[1]
|
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Prevention is through public health measures such as not handling dead animals in areas where plague is common.[1] Vaccines have not been found to be very useful for plague prevention.[1] Several antibiotics are effective for treatment, including streptomycin, gentamicin, and doxycycline.[3][4] Without treatment, plague results in the death of 30% to 90% of those infected.[1][3] Death, if it occurs, is typically within ten days.[6] With treatment the risk of death is around 10%.[3] Globally between 2010 and 2015 there were 3248 documented cases, which resulted in 584 deaths.[1] The countries with the greatest number of cases are the Democratic Republic of the Congo, Madagascar, and Peru.[1]
|
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|
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The plague was the cause of the Black Death that swept through Asia, Europe, and Africa in the 14th century and killed an estimated 50 million people.[1][7] This was about 25% to 60% of the European population.[1][8] Because the plague killed so many of the working population, wages rose due to the demand for labor.[8] Some historians see this as a turning point in European economic development.[8] The disease was also responsible for the Justinian plague originating in the Eastern Roman Empire in the 6th century CE, as well as the third epidemic affecting China, Mongolia, and India originating in the Yunnan Province in 1855.[9] The term bubonic is derived from the Greek word βουβών, meaning "groin".[10] The term "buboes" is also used to refer to the swollen lymph nodes.[11]
|
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+
|
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The best-known symptom of bubonic plague is one or more infected, enlarged, and painful lymph nodes, known as buboes. After being transmitted via the bite of an infected flea, the Y. pestis bacteria become localized in an inflamed lymph node, where they begin to colonize and reproduce. Buboes associated with the bubonic plague are commonly found in the armpits, upper femoral, groin and neck region. Bubonic plague symptoms appear suddenly a few days after exposure to the bacterium. Symptoms include:
|
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+
|
15 |
+
Other symptoms include heavy breathing, continuous vomiting of blood (hematemesis), aching limbs, coughing, and extreme pain caused by the decay or decomposition of the skin while the person is still alive. Additional symptoms include extreme fatigue, gastrointestinal problems, lenticulae (black dots scattered throughout the body), delirium, coma, and death. Other forms of the disease include septicemic plague and pneumonic plague in which the bacterium reproduces in the persons blood and lungs respectively.
|
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|
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Bubonic plague is an infection of the lymphatic system, usually resulting from the bite of an infected flea, Xenopsylla cheopis (the rat flea). In very rare circumstances, as in the septicemic plague, the disease can be transmitted by direct contact with infected tissue or exposure to the cough of another human. The flea is parasitic on house and field rats, and seeks out other prey when its rodent hosts die. The bacteria remain harmless to the flea, allowing the new host to spread the bacteria. The bacteria form aggregates in the gut of infected fleas and this results in the flea regurgitating ingested blood, which is now infected, into the bite site of a rodent or human host. Once established, bacteria rapidly spread to the lymph nodes and multiply.
|
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|
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+
Y. pestis bacilli can resist phagocytosis and even reproduce inside phagocytes and kill them. As the disease progresses, the lymph nodes can hemorrhage and become swollen and necrotic. Bubonic plague can progress to lethal septicemic plague in some cases. The plague is also known to spread to the lungs and become the disease known as the pneumonic plague.
|
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|
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Laboratory testing is required in order to diagnose and confirm plague. Ideally, confirmation is through the identification of Y. pestis culture from a patient sample. Confirmation of infection can be done by examining serum taken during the early and late stages of infection. To quickly screen for the Y. pestis antigen in patients, rapid dipstick tests have been developed for field use.[14]
|
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+
Samples taken for testing include:[15]
|
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+
|
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+
Targeted chemoprophylaxis, sanitation, and vector control played a role in controlling the 2003 Oran outbreak of the bubonic plague.[16]
|
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+
|
27 |
+
Several classes of antibiotics are effective in treating bubonic plague. These include aminoglycosides such as streptomycin and gentamicin, tetracyclines (especially doxycycline), and the fluoroquinolone ciprofloxacin. Mortality associated with treated cases of bubonic plague is about 1–15%, compared to a mortality of 40–60% in untreated cases.[17]
|
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+
|
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+
People potentially infected with the plague need immediate treatment and should be given antibiotics within 24 hours of the first symptoms to prevent death. Other treatments include oxygen, intravenous fluids, and respiratory support. People who have had contact with anyone infected by pneumonic plague are given prophylactic antibiotics.[18] Using the broad-based antibiotic streptomycin has proven to be dramatically successful against the bubonic plague within 12 hours of infection.[19]
|
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+
|
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+
Globally between 2010 and 2015 there were 3248 documented cases, which resulted in 584 deaths.[1] The countries with the greatest number of cases are the Democratic Republic of the Congo, Madagascar, and Peru.[1]
|
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+
|
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For over a decade since 2001, Zambia, India, Malawi, Algeria, China, Peru, and the Democratic Republic of the Congo had the most plague cases with over 1,100 cases in the Democratic Republic of the Congo alone. From 1,000 to 2,000 cases are conservatively reported per year to the WHO.[20] From 2012 to 2017, reflecting political unrest and poor hygienic conditions, Madagascar began to host regular epidemics.[20]
|
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Between 1900 and 2015, the United States had 1,036 human plague cases with an average of 9 cases per year. In 2015, 16 people in the Western United States developed plague, including 2 cases in Yosemite National Park.[21] These US cases usually occur in rural northern New Mexico, northern Arizona, southern Colorado, California, southern Oregon, and far western Nevada.[22]
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In November 2017, the Madagascar Ministry of Health reported an outbreak to WHO (World Health Organization) with more cases and deaths than any recent outbreak in the country. Unusually most of the cases were pneumonic rather than bubonic.[23]
|
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In June 2018, a child was confirmed to be the first person in Idaho to be infected by bubonic plague in nearly 30 years.[24]
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A couple died in May 2019, in Mongolia, while hunting marmots.[25] Another two people in the province of Inner Mongolia, China were treated in November 2019 for the disease.[26]
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In July 2020, in Bayannur, Inner Mongolia of China, a human case of bubonic plague was reported. Officials responded by activating a city-wide plague-prevention system for the remainder of the year.[27] Also in July 2020, in Mongolia, a teenager died from bubonic plague after consuming infected marmot meat.[28]
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Yersinia pestis has been discovered in archaeological finds from the Late Bronze Age (~3800 BP).[29]
|
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The first recorded epidemic affected the Sassanian Empire and their arch-rivals, the Eastern Roman Empire (Byzantine Empire) and was named the Plague of Justinian after emperor Justinian I, who was infected but survived through extensive treatment.[30][31] The pandemic resulted in the deaths of an estimated 25 million (6th century outbreak) to 50 million people (two centuries of recurrence).[32][33] The historian Procopius wrote, in Volume II of History of the Wars, of his personal encounter with the plague and the effect it had on the rising empire. In the spring of 542, the plague arrived in Constantinople, working its way from port city to port city and spreading around the Mediterranean Sea, later migrating inland eastward into Asia Minor and west into Greece and Italy. Because the infectious disease spread inland by the transferring of merchandise through Justinian's efforts in acquiring luxurious goods of the time and exporting supplies, his capital became the leading exporter of the bubonic plague. Procopius, in his work Secret History, declared that Justinian was a demon of an emperor who either created the plague himself or was being punished for his sinfulness.[33]
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In the Late Middle Ages Europe experienced the deadliest disease outbreak in history when the Black Death, the infamous pandemic of bubonic plague, hit in 1347, killing a third of the European human population. Some historians believe that society subsequently became more violent as the mass mortality rate cheapened life and thus increased warfare, crime, popular revolt, waves of flagellants, and persecution.[34] The Black Death originated in Central Asia and spread from Italy and then throughout other European countries. Arab historians Ibn Al-Wardni and Almaqrizi believed the Black Death originated in Mongolia. Chinese records also showed a huge outbreak in Mongolia in the early 1330s.[35] Research published in 2002 suggests that it began in early 1346 in the steppe region, where a plague reservoir stretches from the northwestern shore of the Caspian Sea into southern Russia. The Mongols had cut off the trade route, the Silk Road, between China and Europe which halted the spread of the Black Death from eastern Russia to Western Europe. The epidemic began with an attack that Mongols launched on the Italian merchants' last trading station in the region, Caffa in the Crimea.[19] In late 1346, plague broke out among the besiegers and from them penetrated into the town. The Mongol forces catapulted plague infected corpses into Caffa as a form of attack one of the first known instances of biological warfare [36]When spring arrived, the Italian merchants fled on their ships, unknowingly carrying the Black Death. Carried by the fleas on rats, the plague initially spread to humans near the Black Sea and then outwards to the rest of Europe as a result of people fleeing from one area to another.
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The plague resurfaced for a third time in the mid-19th century. Like the two previous outbreaks, this one also originated in Eastern Asia, most likely in Yunnan Province of China, where there are several natural plague foci.[37] The initial outbreaks occurred in the second half of the eighteenth century.[38][39] The disease remained localized in Southwest China for several years before spreading. In the city of Canton, beginning in January 1894, the disease killed 80,000 people by June. Daily water-traffic with the nearby city of Hong Kong rapidly spread the plague there, killing over 2,400 within two months.[40]
|
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Also known as the modern pandemic, the third pandemic spread the disease to port cities throughout the world in the second half of the 19th century and early 20th century via shipping routes.[41] The plague infected people in Chinatown in San Francisco from 1900 to 1904,[42] and in the nearby locales of Oakland and the East Bay again from 1907 to 1909.[43] During the outbreak from 1900 to 1904 in San Francisco is when authorities made permanent the Chinese Exclusion Act. This law was originally signed into existence by President Chester A. Arthur in 1882. The Chinese Exclusion Act was supposed to last for ten years but was renewed in 1892 with the Geary Act and subsequently made permanent in 1902 during the outbreak of plague in Chinatown, San Francisco. The last major outbreak in the United States occurred in Los Angeles in 1924,[44] though the disease is still present in wild rodents, and can be passed to humans that come in contact with them.[45] According to the World Health Organization, the pandemic was considered active until 1959, when worldwide casualties dropped to 200 per year. In 1994, a plague outbreak in five Indian states caused an estimated 700 infections (including 52 deaths) and triggered a large migration of Indians within India as they tried to avoid the plague.
|
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|
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+
The scale of death and social upheaval associated with plague outbreaks has made the topic prominent in a number of historical and fictional accounts since the disease was first recognized. The Black Death in particular is described and referenced in numerous contemporary sources, some of which, including works by Chaucer, Boccaccio, and Petrarch, are considered part of the Western canon. The Decameron, by Boccaccio, is notable for its use of a frame story involving individuals who have fled Florence for a secluded villa to escape the Black Death. First-person, sometimes sensationalized or fictionalized, accounts of living through plague years have also been popular across centuries and cultures. For example, Samuel Pepys's diary makes a number of references to his first-hand experiences of the Great Plague of London in 1665–6.[46]
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Later works, such as Albert Camus's novel The Plague or Ingmar Bergman's film The Seventh Seal have used bubonic plague in settings, such as quarantined cities in either medieval or modern times, as a backdrop to explore a variety of concepts. Common themes include the breakdown of society, institutions, and individuals during the plague, the cultural and psychological existential confrontation with mortality, and the allegorical use of the plague in reference to contemporary moral or spiritual questions.[citation needed]
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Some of the earliest instances of biological warfare were said to have been products of the plague, as armies of the 14th century were recorded catapulting diseased corpses over the walls of towns and villages to spread the pestilence. This was done by Jani Beg when he attacked the city of Kaffa in 1343.
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Later, plague was used during the Second Sino-Japanese War as a bacteriological weapon by the Imperial Japanese Army. These weapons were provided by Shirō Ishii's units and used in experiments on humans before being used on the field. For example, in 1940, the Imperial Japanese Army Air Service bombed Ningbo with fleas carrying the bubonic plague.[47] During the Khabarovsk War Crime Trials, the accused, such as Major General Kiyoshi Kawashima, testified that, in 1941, 40 members of Unit 731 air-dropped plague-contaminated fleas on Changde. These operations caused epidemic plague outbreaks.[48]
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The Black Death (also known as the Pestilence, the Great Mortality, or the Plague)[a] was the deadliest pandemic recorded in human history. The Black Death resulted in the deaths of up to 75–200 million[1][2][3][4][5][6] people in Eurasia and North Africa,[7] peaking in Europe from 1347 to 1351. Plague, the disease caused by the bacterium Yersinia pestis, was the cause;[8] Y. pestis infection most commonly results in bubonic plague, but can cause septicaemic or pneumonic plagues.[9]
|
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The Black Death was the beginning of the second plague pandemic.[10] The plague created religious, social, and economic upheavals, with profound effects on the course of European history.
|
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+
|
9 |
+
The Black Death most likely originated in Central Asia or East Asia,[11][12][13][14][15] from where it travelled along the Silk Road, reaching Crimea by 1347. From there, it was most likely carried by fleas living on the black rats that travelled on Genoese merchant ships, spreading throughout the Mediterranean Basin and reaching Africa, Western Asia, and the rest of Europe via Constantinople, Sicily, and the Italian Peninsula. Current evidence indicates that once it came onshore, the Black Death was in large part spread by human fleas – which cause pneumonic plague – and the person-to-person contact via aerosols which pneumonic plague enables, thus explaining the very fast inland spread of the epidemic, which was faster than would be expected if the primary vector was rat fleas causing bubonic plague.[16]
|
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|
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The Black Death was the second disaster affecting Europe during the Late Middle Ages (the first one being the Great Famine)[17] and is estimated to have killed 30% to 60% of Europe's population.[18] In total, the plague may have reduced the world population from an estimated 475 million to 350–375 million in the 14th century.[19] There were further outbreaks throughout the Late Middle Ages, and with other contributing factors[b] it took until 1500 for the European population to regain the levels of 1300.[20] Outbreaks of the plague recurred at various locations around the world until the early 19th century.
|
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|
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European writers contemporary with the plague described the disease in Latin as pestis or pestilentia, 'pestilence'; epidemia, 'epidemic'; mortalitas, 'mortality'.[21] In English prior to the 18th century, the event was called the "pestilence" or "great pestilence", "the plague" or the "great death".[21][22][23] Subsequent to the pandemic "the furste moreyn" (first murrain) or "first pestilence" was applied, to distinguish the mid-14th century phenomenon from other infectious diseases and epidemics of plague.[21] The 1347 pandemic plague was not referred to specifically as "black" in the 14th or 15th centuries in any European language, though the expression "black death" had occasionally been applied to fatal disease beforehand.[21]
|
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+
|
15 |
+
"Black death" was not used to describe the plague pandemic in English until the 1750s; the term is first attested in 1755, where it translated Danish: den sorte død, lit. 'the black death'.[21][24] This expression as a proper name for the pandemic had been popularised by Swedish and Danish chroniclers in the 15th and early 16th centuries, and in the 16th and 17th centuries was the transferred to other languages as a calque: Icelandic: svarti dauði, German: der schwarze Tod, and French: la mort noire.[25][26] Previously, most European languages had named the pandemic a variant or calque of the Latin: magna mortalitas, lit. 'Great Death'.[21]
|
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|
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+
The phrase 'black death' – describing Death as black – is very old. Homer used it in the Odyssey to describe the monstrous Scylla, with her mouths "full of black Death" (Ancient Greek: πλεῖοι μέλανος Θανάτοιο, romanized: pleîoi mélanos Thanátoio).[27][25] Seneca the Younger may have been the first to describe an epidemic as 'black death', (Latin: mors atra) but only in reference to the acute lethality and dark prognosis of disease.[28][25][21] The 12th–13th century French physician Gilles de Corbeil had already used atra mors to refer to a "pestilential fever" (febris pestilentialis) in his work On the Signs and Symptoms of Diseases (De signis et symptomatibus aegritudium).[25][29] The phrase mors nigra, 'black death', was used in 1350 by Simon de Covino (or Couvin), a Belgian astronomer, in his poem "On the Judgement of the Sun at a Feast of Saturn" (De judicio Solis in convivio Saturni), which attributes the plague to an astrological conjunction of Jupiter and Saturn.[30] His use of the phrase is not connected unambiguously with the plague pandemic of 1347 and appears to refer to the fatal outcome of disease.[21]
|
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|
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+
The historian Cardinal Francis Aidan Gasquet wrote about the Great Pestilence in 1893[31] and suggested that it had been "some form of the ordinary Eastern or bubonic plague".[32][c] In 1908, Gasquet claimed that use of the name atra mors for the 14th-century epidemic first appeared in a 1631 book on Danish history by J. I. Pontanus: "Commonly and from its effects, they called it the black death" (Vulgo & ab effectu atram mortem vocitabant).[33][34]
|
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+
Recent research has suggested plague first infected humans in Europe and Asia in the Late Neolithic-Early Bronze Age.[36] Research in 2018 found evidence of Yersinia pestis in an ancient Swedish tomb, which may have been associated with the "Neolithic decline" around 3000 BCE, in which European populations fell significantly.[37][38] This Y. pestis may have been different to more modern types, with bubonic plague transmissible by fleas first known from Bronze Age remains near Samara.[39]
|
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+
|
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+
The symptoms of bubonic plague are first attested in a fragment of Rufus of Ephesus preserved by Oribasius; these ancient medical authorities suggest bubonic plague had appeared in the Roman Empire before the reign of Trajan, six centuries before arriving at Pelusium in the reign of Justinian I.[40] In 2013, researchers confirmed earlier speculation that the cause of the Plague of Justinian (541–542 CE, with recurrences until 750) was Y. pestis.[41][42] This is known as the First plague pandemic.
|
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|
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+
The 13th-century Mongol conquest of China caused a decline in farming and trading. Economic recovery had been observed at the beginning of the fourteenth century. In the 1330s, many natural disasters and epidemics led to widespread famine, starting in 1331, with the deadly plague pandemic arriving soon after.[43] Other conditions, such as war, famine, and weather, contributed to the severity of the Black Death.[44]
|
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+
|
27 |
+
The most authoritative contemporary account is found in a report from the medical faculty in Paris to Philip VI of France. It blamed the heavens, in the form of a conjunction of three planets in 1345 that caused a "great pestilence in the air" (miasma theory).[45]
|
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|
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+
Muslim religious scholars taught that the pandemic was a “martyrdom and mercy” from God, assuring the believer's place in paradise. For non-believers, it was a punishment.[46] Some Muslim doctors cautioned against trying to prevent or treat a disease sent by God. Others adopted preventive measures and treatments for plague used by Europeans. These Muslim doctors also depended on the writings of the ancient Greeks.[citation needed]
|
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+
|
31 |
+
Due to climate change in Asia, rodents began to flee the dried-out grasslands to more populated areas, spreading the disease.[47] The plague disease, caused by the bacterium Yersinia pestis, is enzootic (commonly present) in populations of fleas carried by ground rodents, including marmots, in various areas, including Central Asia, Kurdistan, Western Asia, North India, Uganda and the western United States.[48][49]
|
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+
Y. pestis was discovered by Alexandre Yersin, a pupil of Louis Pasteur, during an epidemic of bubonic plague in Hong Kong in 1894; Yersin also proved this bacillus was present in rodents and suggested the rat was the main vehicle of transmission.[50][51] The mechanism by which Y. pestis is usually transmitted was established in 1898 by Paul-Louis Simond and was found to involve the bites of fleas whose midguts had become obstructed by replicating Y. pestis several days after feeding on an infected host. This blockage starves the fleas and drives them to aggressive feeding behaviour and attempts to clear the blockage by regurgitation, resulting in thousands of plague bacteria being flushed into the feeding site, infecting the host. The bubonic plague mechanism was also dependent on two populations of rodents: one resistant to the disease, which act as hosts, keeping the disease endemic, and a second that lack resistance. When the second population dies, the fleas move on to other hosts, including people, thus creating a human epidemic.[32]
|
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The importance of hygiene was recognised only in the nineteenth century with the development of the germ theory of disease; until then streets were commonly filthy, with live animals of all sorts around and human parasites abounding, facilitating the spread of transmissible disease.
|
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+
|
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The spread of disease was significantly more rampant in areas of poverty. Epidemics ravaged cities, and particularly children. Plague was easily spread by lice, unsanitary drinking water, armies, or by poor sanitation.[52][53][54]
|
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One early medical advance as a result of the Black Death was the establishment of the idea of quarantine in the city-state of Ragusa (modern Dubrovnik, Croatia) in 1377 after continuing outbreaks.[55]
|
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+
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According to international medical geneticists led by Mark Achtman that analysed the global sequence variation of the bacterium, all three of the great waves of the pandemic had their bacterium "evolved in or near China".[56][57] The analysis also found that "sylvatic cycles of disease depend on transmission by flea vectors" and "the likely origin of the plague in China has nothing to do with its people or crowded cities".[56][57]
|
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Nestorian graves dating to 1338–1339 near Issyk-Kul in Kyrgyzstan have inscriptions referring to plague, which has led many epidemiologists to think they mark the outbreak of the epidemic; from which it could easily have spread to China and India.[58]
|
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Epidemics, that may have included plague, killed an estimated 25 million across Asia during the fifteen years before it reached Constantinople in 1347.[59][60]
|
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+
... But at length it came to Gloucester, yea even to Oxford and to London, and finally it spread over all England and so wasted the people that scarce the tenth person of any sort was left alive.
|
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+
|
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+
Geoffrey the Baker, Chronicon Angliae[61]
|
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The disease may have travelled along the Silk Road with Mongol armies and traders, or it could have arrived via ship.[62] By the end of 1346, reports of plague had reached the seaports of Europe: "India was depopulated, Tartary, Mesopotamia, Syria, Armenia were covered with dead bodies".[63]
|
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|
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Plague was reportedly first introduced to Europe via Genoese traders from their port city of Kaffa in the Crimea in 1347. During a protracted siege of the city, in 1345–1346 the Mongol Golden Horde army of Jani Beg, whose mainly Tatar troops were suffering from the disease, catapulted infected corpses over the city walls of Kaffa to infect the inhabitants,[64] though it is more likely that infected rats travelled across the siege lines to spread the epidemic to the inhabitants.[65][66] As the disease took hold, Genoese traders fled across the Black Sea to Constantinople, where the disease first arrived in Europe in summer 1347.[67] The epidemic there killed the 13 year-old son of the Byzantine emperor, John VI Kantakouzenos, who wrote a description of the disease modelled on Thucydides's account of the 5th century BCE Plague of Athens, but noting the spread of the Black Death by ship between maritime cities.[67] Nicephorus Gregoras also described in writing to Demetrios Kydones the rising death toll, the futility of medicine, and the panic of the citizens.[67] The first outbreak in Constantinople lasted a year, but the disease recurred ten times before 1400.[67]
|
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|
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Carried by twelve Genoese galleys, plague arrived by ship in Sicily in October 1347;[68] the disease spread rapidly all over the island. Galleys from Kaffa reached Genoa and Venice in January 1348, but it was the outbreak in Pisa a few weeks later that was the entry point to northern Italy. Towards the end of January, one of the galleys expelled from Italy arrived in Marseilles.[69]
|
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|
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From Italy, the disease spread northwest across Europe, striking France, Spain (which was hit due to the heat – the epidemic raged in the early weeks of July),[70] Portugal and England by June 1348, then spread east and north through Germany, Scotland and Scandinavia from 1348 to 1350. It was introduced into Norway in 1349 when a ship landed at Askøy, then spread to Bjørgvin (modern Bergen) and Iceland.[71] Finally, it spread to northwestern Russia in 1351. Plague was somewhat more uncommon in parts of Europe with less developed trade with their neighbours, including the majority of the Basque Country, isolated parts of Belgium and the Netherlands, and isolated Alpine villages throughout the continent.[72][73]
|
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|
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According to some epidemiologists, periods of unfavourable weather decimated plague-infected rodent populations and forced their fleas onto alternative hosts,[74] inducing plague outbreaks which often peaked in the hot summers of the Mediterranean,[75] as well as during the cool autumn months of the southern Baltic states.[76][d] Among many other culprits of plague contagiousness, malnutrition, even if distantly, also contributed to such an immense loss in European population, since it weakened immune systems.[44]
|
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The disease struck various regions in the Middle East and North Africa during the pandemic, leading to serious depopulation and permanent change in both economic and social structures.[79] As infected rodents infected new rodents, the disease spread across the region, entering also from southern Russia.
|
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By autumn 1347, plague had reached Alexandria in Egypt, transmitted by sea from Constantinople; according to a contemporary witness, from a single merchant ship carrying slaves.[80] By late summer 1348 it reached Cairo, capital of the Mamluk Sultanate, cultural centre of the Islamic world, and the largest city in the Mediterranean Basin; the Bahriyya child sultan an-Nasir Hasan fled and more than a third of the 600,000 residents died.[81] The Nile was choked with corpses despite Cairo having a medieval hospital, the late 13th century bimaristan of the Qalawun complex.[81] The historian al-Maqrizi described the abundant work for grave-diggers and practitioners of funeral rites, and plague recurred in Cairo more than fifty times over the following century and half.[81]
|
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During 1347, the disease travelled eastward to Gaza by April; by July it had reached Damascus, and in October plague had broken out in Aleppo.[80] That year, in the territory of modern Lebanon, Syria, Israel, and Palestine, the cities of Ashkelon, Acre, Jerusalem, Sidon, and Homs were all infected. In 1348–1349, the disease reached Antioch. The city's residents fled to the north, but most of them ended up dying during the journey.[82] Within two years, plague had spread throughout the Islamic world, from Arabia across North Africa.[46] The pandemic spread westwards from Alexandria along the African coast, while in April 1348 Tunis was infected by ship from Sicily. Tunis was then under attack by an army from Morocco; this army dispersed in 1348 and brought the contagion with them to Morocco, whose epidemic may also have been seeded from the Islamic city of Almería in al-Andalus.[80]
|
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Mecca became infected in 1348 by pilgrims performing the Hajj.[80] In 1351 or 1352, the Rasulid sultan of the Yemen, al-Mujahid Ali, was released from Mamluk captivity in Egypt and carried plague with him on his return home.[80][83] During 1348, records show the city of Mosul suffered a massive epidemic, and the city of Baghdad experienced a second round of the disease.[citation needed]
|
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Symptoms of the disease include fever of 38–41 °C (100–106 °F), headaches, painful aching joints, nausea and vomiting, and a general feeling of malaise. Left untreated, of those that contract the bubonic plague, 80 percent die within eight days.[84]
|
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|
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Contemporary accounts of the pandemic are varied and often imprecise. The most commonly noted symptom was the appearance of buboes (or gavocciolos) in the groin, neck, and armpits, which oozed pus and bled when opened.[85] Boccaccio's description:
|
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|
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In men and women alike it first betrayed itself by the emergence of certain tumours in the groin or armpits, some of which grew as large as a common apple, others as an egg ... From the two said parts of the body this deadly gavocciolo soon began to propagate and spread itself in all directions indifferently; after which the form of the malady began to change, black spots or livid making their appearance in many cases on the arm or the thigh or elsewhere, now few and large, now minute and numerous. As the gavocciolo had been and still was an infallible token of approaching death, such also were these spots on whomsoever they showed themselves.[86][full citation needed][e]
|
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This was followed by acute fever and vomiting of blood. Most victims died two to seven days after initial infection. Freckle-like spots and rashes,[88] which could have been caused by flea-bites, were identified as another potential sign of plague.
|
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+
|
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Lodewijk Heyligen, whose master the Cardinal Colonna died of plague in 1348, noted a distinct form of the disease, pneumonic plague, that infected the lungs and led to respiratory problems.[85] Symptoms include fever, cough, and blood-tinged sputum. As the disease progresses, sputum becomes free-flowing and bright red. Pneumonic plague has a mortality rate of 90 to 95 percent.[89]
|
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|
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+
Septicaemic plague is the least common of the three forms, with a mortality rate near 100%. Symptoms are high fevers and purple skin patches (purpura due to disseminated intravascular coagulation).[89] In cases of pneumonic and particularly septicaemic plague, the progress of the disease is so rapid that there would often be no time for the development of the enlarged lymph nodes that were noted as buboes.[89]
|
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|
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There are no exact figures for the death toll; the rate varied widely by locality. In urban centres, the greater the population before the outbreak, the longer the duration of the period of abnormal mortality.[90] It killed some 75 to 200 million people in Eurasia.[2][3][91][better source needed] The mortality rate of the Black Death in the 14th century was far greater than the worst 20th-century outbreaks of Y. pestis plague, which occurred in India and killed as much as 3% of the population of certain cities.
|
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+
[92]
|
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|
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According to medieval historian Philip Daileader, it is likely that over four years, 45–50% of the European population died of plague.[93][f] Norwegian historian Ole Benedictow suggests it could have been as much as 60% of the European population.[94][g] In 1348, the disease spread so rapidly that before any physicians or government authorities had time to reflect upon its origins, about a third of the European population had already perished. In crowded cities, it was not uncommon for as much as 50% of the population to die.[32] Half of Paris' population of 100,000 people died. In Italy, the population of Florence was reduced from 110,000–120,000 inhabitants in 1338 down to 50,000 in 1351. At least 60% of the population of Hamburg and Bremen perished,[95] and a similar percentage of Londoners may have died from the disease as well,[96] with a death toll of approximately 62,000 between 1346 and 1353.[47][h] Florence's tax records suggest that 80% of the city's population died within four months in 1348. [92] Before 1350, there were about 170,000 settlements in Germany, and this was reduced by nearly 40,000 by 1450.[98] The disease bypassed some areas, with the most isolated areas being less vulnerable to contagion. Plague did not appear in Douai in Flanders until the turn of the 15th century, and the impact was less severe on the populations of Hainaut, Finland, northern Germany, and areas of Poland.[92] Monks, nuns, and priests were especially hard-hit since they cared for victims of the Black Death.[99]
|
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+
|
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+
The physician to the Avignon Papacy, Raimundo Chalmel de Vinario (Latin: Magister Raimundus, lit. 'Master Raymond'), observed the decreasing mortality rate of successive outbreaks of plague in 1347–48, 1362, 1371, and 1382 in his 1382 treatise On Epidemics (De epidemica).[100] In the first outbreak, two thirds of the population contracted the illness and most patients died; in the next, half the population became ill but only some died; by the third, a tenth were affected and many survived; while by the fourth occurrence, only one in twenty people were sickened and most of them survived.[100] By the 1380s in Europe, it predominantly affected children.[92] The papal doctor recognised that bloodletting was ineffective (though he continued to prescribe bleeding for members of the Roman Curia, whom he disliked), and claimed that all true cases of plague were caused by astrological factors and were incurable; he himself was never able to effect a cure.[100]
|
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|
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+
The most widely accepted estimate for the Middle East, including Iraq, Iran, and Syria, during this time, is for a death toll of about a third of the population.[101] The Black Death killed about 40% of Egypt's population.[102] In Cairo, with a population numbering as many as 600,000, and possibly the largest city west of China, between one third and 40% of the inhabitants died inside of eight months.[81]
|
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+
|
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+
Children were hit the hardest because many diseases, such as typhus and congenital syphilis, target the immune system, leaving young children without a fighting chance. Children in city dwellings were more affected by the spread of disease than the children of the wealthy.[52][53][54]
|
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+
|
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+
Italian chronicler Agnolo di Tura recorded his experience from Siena, where plague arrived in May 1348:
|
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|
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+
Father abandoned child, wife husband, one brother another; for this illness seemed to strike through the breath and sight. And so they died. And none could be found to bury the dead for money or friendship. Members of a household brought their dead to a ditch as best they could, without priest, without divine offices ... great pits were dug and piled deep with the multitude of dead. And they died by the hundreds both day and night ... And as soon as those ditches were filled more were dug ... And I, Agnolo di Tura ... buried my five children with my own hands. And there were also those who were so sparsely covered with earth that the dogs dragged them forth and devoured many bodies throughout the city. There was no one who wept for any death, for all awaited death. And so many died that all believed it was the end of the world.[103]
|
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+
|
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+
With such a large population decline from the pandemic, wages soared in response to a labour shortage.[104] On the other hand, in the quarter century after the Black Death in England, it is clear many labourers, artisans, and craftsmen, those living from money-wages alone, did suffer a reduction in real incomes owing to rampant inflation.[105] Landowners were also pushed to substitute monetary rents for labour services in an effort to keep tenants.[106]
|
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+
|
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+
Some historians believe the innumerable deaths brought on by the pandemic cooled the climate by freeing up land and triggering reforestation. This may have led to the Little Ice Age.[107]
|
99 |
+
|
100 |
+
Renewed religious fervour and fanaticism bloomed in the wake of the Black Death. Some Europeans targeted "various groups such as Jews, friars, foreigners, beggars, pilgrims", lepers,[108][109] and Romani, blaming them for the crisis. Lepers, and others with skin diseases such as acne or psoriasis, were killed throughout Europe.
|
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+
|
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+
Because 14th-century healers and governments were at a loss to explain or stop the disease, Europeans turned to astrological forces, earthquakes, and the poisoning of wells by Jews as possible reasons for outbreaks.[22] Many believed the epidemic was a punishment by God for their sins, and could be relieved by winning God's forgiveness.[110]
|
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+
|
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+
There were many attacks against Jewish communities.[111] In the Strasbourg massacre of February 1349, about 2,000 Jews were murdered.[111] In August 1349, the Jewish communities in Mainz and Cologne were annihilated. By 1351, 60 major and 150 smaller Jewish communities had been destroyed.[112] During this period many Jews relocated to Poland, where they received a warm welcome from King Casimir the Great.[113]
|
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+
|
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+
One theory that has been advanced is that the devastation in Florence caused by the Black Death, which hit Europe between 1348 and 1350, resulted in a shift in the world view of people in 14th-century Italy and led to the Renaissance. Italy was particularly badly hit by the pandemic, and it has been speculated that the resulting familiarity with death caused thinkers to dwell more on their lives on Earth, rather than on spirituality and the afterlife.[114][i] It has also been argued that the Black Death prompted a new wave of piety, manifested in the sponsorship of religious works of art.[116] However, this does not fully explain why the Renaissance occurred specifically in Italy in the 14th century. The Black Death was a pandemic that affected all of Europe in the ways described, not only Italy. The Renaissance's emergence in Italy was most likely the result of the complex interaction of the above factors,[117] in combination with an influx of Greek scholars following the fall of the Byzantine Empire.[citation needed]
|
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+
|
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+
As a result of the decimation in the populace the value of the working class increased, and commoners came to enjoy more freedom. To answer the increased need for labour, workers travelled in search of the most favourable position economically.[118][better source needed]
|
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+
|
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+
Cairo's population, partly owing to the numerous plague epidemics, was in the early 18th century half of what it was in 1347.[81] The populations of some Italian cities, notably Florence, did not regain their pre-14th century size until the 19th century.[119]
|
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+
|
112 |
+
The demographic decline due to the pandemic had economic consequences: the prices of food dropped and land values declined by 30–40% in most parts of Europe between 1350 and 1400.[120] Landholders faced a great loss, but for ordinary men and women it was a windfall. The survivors of the pandemic found not only that the prices of food were lower but also that lands were more abundant, and many of them inherited property from their dead relatives, and this probably destabilised feudalism.[121][122]
|
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+
|
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+
Definitive confirmation of the role of Y. pestis arrived in 2010 with a publication in PLOS Pathogens by Haensch et al.[8][j] They assessed the presence of DNA/RNA with polymerase chain reaction (PCR) techniques for Y. pestis from the tooth sockets in human skeletons from mass graves in northern, central and southern Europe that were associated archaeologically with the Black Death and subsequent resurgences. The authors concluded that this new research, together with prior analyses from the south of France and Germany, "ends the debate about the cause of the Black Death, and unambiguously demonstrates that Y. pestis was the causative agent of the epidemic plague that devastated Europe during the Middle Ages".[8] In 2011, these results were further confirmed with genetic evidence derived from Black Death victims in the East Smithfield burial site in England. Schuenemann et al. concluded in 2011 "that the Black Death in medieval Europe was caused by a variant of Y. pestis that may no longer exist."[125]
|
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|
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Later in 2011, Bos et al. reported[126] in Nature the first draft genome of Y. pestis from plague victims from the same East Smithfield cemetery and indicated that the strain that caused the Black Death is ancestral to most modern strains of Y. pestis.[126]
|
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|
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+
Since this time, further genomic papers have further confirmed the phylogenetic placement of the Y. pestis strain responsible for the Black Death as both the ancestor[127] of later plague epidemics including the third plague pandemic and as the descendant[128] of the strain responsible for the Plague of Justinian. In addition, plague genomes from significantly earlier in prehistory have been recovered.[129]
|
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|
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+
DNA taken from 25 skeletons from 14th century London have shown plague is a strain of Y. pestis almost identical to that which hit Madagascar in 2013.[96][130]
|
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+
|
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+
It is recognised that an epidemiological account of plague is as important as an identification of symptoms, but researchers are hampered by the lack of reliable statistics from this period. Most work has been done on the spread of the disease in England, and even estimates of overall population at the start vary by over 100% as no census was undertaken in England between the time of publication of the Domesday Book of 1086 and the poll tax of the year 1377.[131] Estimates of plague victims are usually extrapolated from figures for the clergy.
|
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Mathematical modelling is used to match the spreading patterns and the means of transmission. A research in 2018 challenged the popular hypothesis that "infected rats died, their flea parasites could have jumped from the recently dead rat hosts to humans". It suggested an alternative model in which "the disease was spread from human fleas and body lice to other people". The second model claims to better fit the trends of death toll because the rat-flea-human hypothesis would have produced a delayed but very high spike in deaths, which contradict historical death data.[132][133]
|
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|
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Walløe complains that all of these authors "take it for granted that Simond's infection model, black rat → rat flea → human, which was developed to explain the spread of plague in India, is the only way an epidemic of Yersinia pestis infection could spread", whilst pointing to several other possibilities.[134] Similarly, Green has argued that greater attention is needed to the range of (especially non-commensal) animals that might be involved in the transmission of plague.[40]
|
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|
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+
Archaeologist Barney Sloane has argued that there is insufficient evidence of the extinction of numerous rats in the archaeological record of the medieval waterfront in London and that the disease spread too quickly to support the thesis that Y. pestis was spread from fleas on rats; he argues that transmission must have been person to person.[135][136] This theory is supported by research in 2018 which suggested transmission was more likely by body lice and human fleas during the second plague pandemic.[137]
|
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Although academic debate continues, no single alternative solution has achieved widespread acceptance.[32] Many scholars arguing for Y. pestis as the major agent of the pandemic suggest that its extent and symptoms can be explained by a combination of bubonic plague with other diseases, including typhus, smallpox and respiratory infections. In addition to the bubonic infection, others point to additional septicaemic (a type of "blood poisoning") and pneumonic (an airborne plague that attacks the lungs before the rest of the body) forms of plague, which lengthen the duration of outbreaks throughout the seasons and help account for its high mortality rate and additional recorded symptoms.[85] In 2014, Public Health England announced the results of an examination of 25 bodies exhumed in the Clerkenwell area of London, as well as of wills registered in London during the period, which supported the pneumonic hypothesis.[96] Currently, while osteoarcheologists have conclusively verified the presence of Y. pestis bacteria in burial sites across northern Europe through examination of bones and dental pulp, no other epidemic pathogen has been discovered to bolster the alternative explanations. In the words of one researcher: "Finally, plague is plague."[138]
|
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+
The plague repeatedly returned to haunt Europe and the Mediterranean throughout the 14th to 17th centuries.[139] According to Biraben, the plague was present somewhere in Europe in every year between 1346 and 1671.[140] (Note that some researchers have cautions about the uncritical use of Biraben's data.[141]) The second pandemic was particularly widespread in the following years: 1360–63; 1374; 1400; 1438–39; 1456–57; 1464–66; 1481–85; 1500–03; 1518–31; 1544–48; 1563–66; 1573–88; 1596–99; 1602–11; 1623–40; 1644–54; and 1664–67. Subsequent outbreaks, though severe, marked the retreat from most of Europe (18th century) and northern Africa (19th century).[142] The historian George Sussman argued that the plague had not occurred in East Africa until the 1900s. However, other sources suggest that the Second pandemic did indeed reach Sub-Saharan Africa.[79]
|
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+
According to historian Geoffrey Parker, "France alone lost almost a million people to the plague in the epidemic of 1628–31."[143] In the first half of the 17th century, a plague claimed some 1.7 million victims in Italy.[144] More than 1.25 million deaths resulted from the extreme incidence of plague in 17th-century Spain.[145]
|
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|
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The Black Death ravaged much of the Islamic world.[146] Plague was present in at least one location in the Islamic world virtually every year between 1500 and 1850.[147] Plague repeatedly struck the cities of North Africa. Algiers lost 30,000–50,000 inhabitants to it in 1620–21, and again in 1654–57, 1665, 1691, and 1740–42.[148] Cairo suffered more than fifty plague epidemics within 150 years from the plague's first appearance, with the final outbreak of the second pandemic there in the 1840s.[81] Plague remained a major event in Ottoman society until the second quarter of the 19th century. Between 1701 and 1750, thirty-seven larger and smaller epidemics were recorded in Constantinople, and an additional thirty-one between 1751 and 1800.[149] Baghdad has suffered severely from visitations of the plague, and sometimes two-thirds of its population has been wiped out.[150]
|
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|
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The third plague pandemic (1855–1859) started in China in the mid-19th century, spreading to all inhabited continents and killing 10 million people in India alone.[151] Twelve plague outbreaks in Australia between 1900 and 1925 resulted in well over 1,000 deaths, chiefly in Sydney. This led to the establishment of a Public Health Department there which undertook some leading-edge research on plague transmission from rat fleas to humans via the bacillus Yersinia pestis.[152]
|
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|
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Yersinia pestis is also responsible for an epidemic that began in southern China in 1865, eventually spreading to India. The investigation of the pathogen that caused the 19th-century plague was begun by teams of scientists who visited Hong Kong in 1894, among whom was the French-Swiss bacteriologist Alexandre Yersin, after whom the pathogen was named.[32]
|
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|
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+
The first North American plague epidemic was the San Francisco plague of 1900–1904, followed by another outbreak in 1907–1908.[153][154][155]
|
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|
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+
Modern treatment methods include insecticides, the use of antibiotics, and a plague vaccine. It is feared that the plague bacterium could develop drug resistance and again become a major health threat. One case of a drug-resistant form of the bacterium was found in Madagascar in 1995.[156] A further outbreak in Madagascar was reported in November 2014.[157] In October 2017 the deadliest outbreak of the plague in modern times hit Madagascar, killing 170 people and infecting thousands.[158]
|
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An estimate of the case fatality rate for the modern bubonic plague, following the introduction of antibiotics, is 11%, although it may be higher in underdeveloped regions.[159]
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Informational notes
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The trend of recent research is pointing to a figure more like 45–50% of the European population dying during a four-year period. There is a fair amount of geographic variation. In Mediterranean Europe, areas such as Italy, the south of France and Spain, where plague ran for about four years consecutively, it was probably closer to 75–80% of the population. In Germany and England ... it was probably closer to 20%.[93]
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Detailed study of the mortality data available points to two conspicuous features in relation to the mortality caused by the Black Death: namely the extreme level of mortality caused by the Black Death, and the remarkable similarity or consistency of the level of mortality, from Spain in southern Europe to England in north-western Europe. The data is sufficiently widespread and numerous to make it likely that the Black Death swept away around 60% of Europe's population. The generally assumed population of Europe at the time is about 80 million, implying that around 50 million people died in the Black Death.[94]
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Citations
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Bibliography
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Further reading
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The Black Death (also known as the Pestilence, the Great Mortality, or the Plague)[a] was the deadliest pandemic recorded in human history. The Black Death resulted in the deaths of up to 75–200 million[1][2][3][4][5][6] people in Eurasia and North Africa,[7] peaking in Europe from 1347 to 1351. Plague, the disease caused by the bacterium Yersinia pestis, was the cause;[8] Y. pestis infection most commonly results in bubonic plague, but can cause septicaemic or pneumonic plagues.[9]
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The Black Death was the beginning of the second plague pandemic.[10] The plague created religious, social, and economic upheavals, with profound effects on the course of European history.
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The Black Death most likely originated in Central Asia or East Asia,[11][12][13][14][15] from where it travelled along the Silk Road, reaching Crimea by 1347. From there, it was most likely carried by fleas living on the black rats that travelled on Genoese merchant ships, spreading throughout the Mediterranean Basin and reaching Africa, Western Asia, and the rest of Europe via Constantinople, Sicily, and the Italian Peninsula. Current evidence indicates that once it came onshore, the Black Death was in large part spread by human fleas – which cause pneumonic plague – and the person-to-person contact via aerosols which pneumonic plague enables, thus explaining the very fast inland spread of the epidemic, which was faster than would be expected if the primary vector was rat fleas causing bubonic plague.[16]
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The Black Death was the second disaster affecting Europe during the Late Middle Ages (the first one being the Great Famine)[17] and is estimated to have killed 30% to 60% of Europe's population.[18] In total, the plague may have reduced the world population from an estimated 475 million to 350–375 million in the 14th century.[19] There were further outbreaks throughout the Late Middle Ages, and with other contributing factors[b] it took until 1500 for the European population to regain the levels of 1300.[20] Outbreaks of the plague recurred at various locations around the world until the early 19th century.
|
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European writers contemporary with the plague described the disease in Latin as pestis or pestilentia, 'pestilence'; epidemia, 'epidemic'; mortalitas, 'mortality'.[21] In English prior to the 18th century, the event was called the "pestilence" or "great pestilence", "the plague" or the "great death".[21][22][23] Subsequent to the pandemic "the furste moreyn" (first murrain) or "first pestilence" was applied, to distinguish the mid-14th century phenomenon from other infectious diseases and epidemics of plague.[21] The 1347 pandemic plague was not referred to specifically as "black" in the 14th or 15th centuries in any European language, though the expression "black death" had occasionally been applied to fatal disease beforehand.[21]
|
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"Black death" was not used to describe the plague pandemic in English until the 1750s; the term is first attested in 1755, where it translated Danish: den sorte død, lit. 'the black death'.[21][24] This expression as a proper name for the pandemic had been popularised by Swedish and Danish chroniclers in the 15th and early 16th centuries, and in the 16th and 17th centuries was the transferred to other languages as a calque: Icelandic: svarti dauði, German: der schwarze Tod, and French: la mort noire.[25][26] Previously, most European languages had named the pandemic a variant or calque of the Latin: magna mortalitas, lit. 'Great Death'.[21]
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The phrase 'black death' – describing Death as black – is very old. Homer used it in the Odyssey to describe the monstrous Scylla, with her mouths "full of black Death" (Ancient Greek: πλεῖοι μέλανος Θανάτοιο, romanized: pleîoi mélanos Thanátoio).[27][25] Seneca the Younger may have been the first to describe an epidemic as 'black death', (Latin: mors atra) but only in reference to the acute lethality and dark prognosis of disease.[28][25][21] The 12th–13th century French physician Gilles de Corbeil had already used atra mors to refer to a "pestilential fever" (febris pestilentialis) in his work On the Signs and Symptoms of Diseases (De signis et symptomatibus aegritudium).[25][29] The phrase mors nigra, 'black death', was used in 1350 by Simon de Covino (or Couvin), a Belgian astronomer, in his poem "On the Judgement of the Sun at a Feast of Saturn" (De judicio Solis in convivio Saturni), which attributes the plague to an astrological conjunction of Jupiter and Saturn.[30] His use of the phrase is not connected unambiguously with the plague pandemic of 1347 and appears to refer to the fatal outcome of disease.[21]
|
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|
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The historian Cardinal Francis Aidan Gasquet wrote about the Great Pestilence in 1893[31] and suggested that it had been "some form of the ordinary Eastern or bubonic plague".[32][c] In 1908, Gasquet claimed that use of the name atra mors for the 14th-century epidemic first appeared in a 1631 book on Danish history by J. I. Pontanus: "Commonly and from its effects, they called it the black death" (Vulgo & ab effectu atram mortem vocitabant).[33][34]
|
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|
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+
Recent research has suggested plague first infected humans in Europe and Asia in the Late Neolithic-Early Bronze Age.[36] Research in 2018 found evidence of Yersinia pestis in an ancient Swedish tomb, which may have been associated with the "Neolithic decline" around 3000 BCE, in which European populations fell significantly.[37][38] This Y. pestis may have been different to more modern types, with bubonic plague transmissible by fleas first known from Bronze Age remains near Samara.[39]
|
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|
23 |
+
The symptoms of bubonic plague are first attested in a fragment of Rufus of Ephesus preserved by Oribasius; these ancient medical authorities suggest bubonic plague had appeared in the Roman Empire before the reign of Trajan, six centuries before arriving at Pelusium in the reign of Justinian I.[40] In 2013, researchers confirmed earlier speculation that the cause of the Plague of Justinian (541–542 CE, with recurrences until 750) was Y. pestis.[41][42] This is known as the First plague pandemic.
|
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|
25 |
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The 13th-century Mongol conquest of China caused a decline in farming and trading. Economic recovery had been observed at the beginning of the fourteenth century. In the 1330s, many natural disasters and epidemics led to widespread famine, starting in 1331, with the deadly plague pandemic arriving soon after.[43] Other conditions, such as war, famine, and weather, contributed to the severity of the Black Death.[44]
|
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|
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The most authoritative contemporary account is found in a report from the medical faculty in Paris to Philip VI of France. It blamed the heavens, in the form of a conjunction of three planets in 1345 that caused a "great pestilence in the air" (miasma theory).[45]
|
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|
29 |
+
Muslim religious scholars taught that the pandemic was a “martyrdom and mercy” from God, assuring the believer's place in paradise. For non-believers, it was a punishment.[46] Some Muslim doctors cautioned against trying to prevent or treat a disease sent by God. Others adopted preventive measures and treatments for plague used by Europeans. These Muslim doctors also depended on the writings of the ancient Greeks.[citation needed]
|
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|
31 |
+
Due to climate change in Asia, rodents began to flee the dried-out grasslands to more populated areas, spreading the disease.[47] The plague disease, caused by the bacterium Yersinia pestis, is enzootic (commonly present) in populations of fleas carried by ground rodents, including marmots, in various areas, including Central Asia, Kurdistan, Western Asia, North India, Uganda and the western United States.[48][49]
|
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33 |
+
Y. pestis was discovered by Alexandre Yersin, a pupil of Louis Pasteur, during an epidemic of bubonic plague in Hong Kong in 1894; Yersin also proved this bacillus was present in rodents and suggested the rat was the main vehicle of transmission.[50][51] The mechanism by which Y. pestis is usually transmitted was established in 1898 by Paul-Louis Simond and was found to involve the bites of fleas whose midguts had become obstructed by replicating Y. pestis several days after feeding on an infected host. This blockage starves the fleas and drives them to aggressive feeding behaviour and attempts to clear the blockage by regurgitation, resulting in thousands of plague bacteria being flushed into the feeding site, infecting the host. The bubonic plague mechanism was also dependent on two populations of rodents: one resistant to the disease, which act as hosts, keeping the disease endemic, and a second that lack resistance. When the second population dies, the fleas move on to other hosts, including people, thus creating a human epidemic.[32]
|
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The importance of hygiene was recognised only in the nineteenth century with the development of the germ theory of disease; until then streets were commonly filthy, with live animals of all sorts around and human parasites abounding, facilitating the spread of transmissible disease.
|
36 |
+
|
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+
The spread of disease was significantly more rampant in areas of poverty. Epidemics ravaged cities, and particularly children. Plague was easily spread by lice, unsanitary drinking water, armies, or by poor sanitation.[52][53][54]
|
38 |
+
|
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+
One early medical advance as a result of the Black Death was the establishment of the idea of quarantine in the city-state of Ragusa (modern Dubrovnik, Croatia) in 1377 after continuing outbreaks.[55]
|
40 |
+
|
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+
According to international medical geneticists led by Mark Achtman that analysed the global sequence variation of the bacterium, all three of the great waves of the pandemic had their bacterium "evolved in or near China".[56][57] The analysis also found that "sylvatic cycles of disease depend on transmission by flea vectors" and "the likely origin of the plague in China has nothing to do with its people or crowded cities".[56][57]
|
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+
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+
Nestorian graves dating to 1338–1339 near Issyk-Kul in Kyrgyzstan have inscriptions referring to plague, which has led many epidemiologists to think they mark the outbreak of the epidemic; from which it could easily have spread to China and India.[58]
|
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+
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+
Epidemics, that may have included plague, killed an estimated 25 million across Asia during the fifteen years before it reached Constantinople in 1347.[59][60]
|
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+
|
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+
... But at length it came to Gloucester, yea even to Oxford and to London, and finally it spread over all England and so wasted the people that scarce the tenth person of any sort was left alive.
|
48 |
+
|
49 |
+
Geoffrey the Baker, Chronicon Angliae[61]
|
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+
|
51 |
+
The disease may have travelled along the Silk Road with Mongol armies and traders, or it could have arrived via ship.[62] By the end of 1346, reports of plague had reached the seaports of Europe: "India was depopulated, Tartary, Mesopotamia, Syria, Armenia were covered with dead bodies".[63]
|
52 |
+
|
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+
Plague was reportedly first introduced to Europe via Genoese traders from their port city of Kaffa in the Crimea in 1347. During a protracted siege of the city, in 1345–1346 the Mongol Golden Horde army of Jani Beg, whose mainly Tatar troops were suffering from the disease, catapulted infected corpses over the city walls of Kaffa to infect the inhabitants,[64] though it is more likely that infected rats travelled across the siege lines to spread the epidemic to the inhabitants.[65][66] As the disease took hold, Genoese traders fled across the Black Sea to Constantinople, where the disease first arrived in Europe in summer 1347.[67] The epidemic there killed the 13 year-old son of the Byzantine emperor, John VI Kantakouzenos, who wrote a description of the disease modelled on Thucydides's account of the 5th century BCE Plague of Athens, but noting the spread of the Black Death by ship between maritime cities.[67] Nicephorus Gregoras also described in writing to Demetrios Kydones the rising death toll, the futility of medicine, and the panic of the citizens.[67] The first outbreak in Constantinople lasted a year, but the disease recurred ten times before 1400.[67]
|
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+
|
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+
Carried by twelve Genoese galleys, plague arrived by ship in Sicily in October 1347;[68] the disease spread rapidly all over the island. Galleys from Kaffa reached Genoa and Venice in January 1348, but it was the outbreak in Pisa a few weeks later that was the entry point to northern Italy. Towards the end of January, one of the galleys expelled from Italy arrived in Marseilles.[69]
|
56 |
+
|
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+
From Italy, the disease spread northwest across Europe, striking France, Spain (which was hit due to the heat – the epidemic raged in the early weeks of July),[70] Portugal and England by June 1348, then spread east and north through Germany, Scotland and Scandinavia from 1348 to 1350. It was introduced into Norway in 1349 when a ship landed at Askøy, then spread to Bjørgvin (modern Bergen) and Iceland.[71] Finally, it spread to northwestern Russia in 1351. Plague was somewhat more uncommon in parts of Europe with less developed trade with their neighbours, including the majority of the Basque Country, isolated parts of Belgium and the Netherlands, and isolated Alpine villages throughout the continent.[72][73]
|
58 |
+
|
59 |
+
According to some epidemiologists, periods of unfavourable weather decimated plague-infected rodent populations and forced their fleas onto alternative hosts,[74] inducing plague outbreaks which often peaked in the hot summers of the Mediterranean,[75] as well as during the cool autumn months of the southern Baltic states.[76][d] Among many other culprits of plague contagiousness, malnutrition, even if distantly, also contributed to such an immense loss in European population, since it weakened immune systems.[44]
|
60 |
+
|
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+
The disease struck various regions in the Middle East and North Africa during the pandemic, leading to serious depopulation and permanent change in both economic and social structures.[79] As infected rodents infected new rodents, the disease spread across the region, entering also from southern Russia.
|
62 |
+
|
63 |
+
By autumn 1347, plague had reached Alexandria in Egypt, transmitted by sea from Constantinople; according to a contemporary witness, from a single merchant ship carrying slaves.[80] By late summer 1348 it reached Cairo, capital of the Mamluk Sultanate, cultural centre of the Islamic world, and the largest city in the Mediterranean Basin; the Bahriyya child sultan an-Nasir Hasan fled and more than a third of the 600,000 residents died.[81] The Nile was choked with corpses despite Cairo having a medieval hospital, the late 13th century bimaristan of the Qalawun complex.[81] The historian al-Maqrizi described the abundant work for grave-diggers and practitioners of funeral rites, and plague recurred in Cairo more than fifty times over the following century and half.[81]
|
64 |
+
|
65 |
+
During 1347, the disease travelled eastward to Gaza by April; by July it had reached Damascus, and in October plague had broken out in Aleppo.[80] That year, in the territory of modern Lebanon, Syria, Israel, and Palestine, the cities of Ashkelon, Acre, Jerusalem, Sidon, and Homs were all infected. In 1348–1349, the disease reached Antioch. The city's residents fled to the north, but most of them ended up dying during the journey.[82] Within two years, plague had spread throughout the Islamic world, from Arabia across North Africa.[46] The pandemic spread westwards from Alexandria along the African coast, while in April 1348 Tunis was infected by ship from Sicily. Tunis was then under attack by an army from Morocco; this army dispersed in 1348 and brought the contagion with them to Morocco, whose epidemic may also have been seeded from the Islamic city of Almería in al-Andalus.[80]
|
66 |
+
|
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+
Mecca became infected in 1348 by pilgrims performing the Hajj.[80] In 1351 or 1352, the Rasulid sultan of the Yemen, al-Mujahid Ali, was released from Mamluk captivity in Egypt and carried plague with him on his return home.[80][83] During 1348, records show the city of Mosul suffered a massive epidemic, and the city of Baghdad experienced a second round of the disease.[citation needed]
|
68 |
+
|
69 |
+
Symptoms of the disease include fever of 38–41 °C (100–106 °F), headaches, painful aching joints, nausea and vomiting, and a general feeling of malaise. Left untreated, of those that contract the bubonic plague, 80 percent die within eight days.[84]
|
70 |
+
|
71 |
+
Contemporary accounts of the pandemic are varied and often imprecise. The most commonly noted symptom was the appearance of buboes (or gavocciolos) in the groin, neck, and armpits, which oozed pus and bled when opened.[85] Boccaccio's description:
|
72 |
+
|
73 |
+
In men and women alike it first betrayed itself by the emergence of certain tumours in the groin or armpits, some of which grew as large as a common apple, others as an egg ... From the two said parts of the body this deadly gavocciolo soon began to propagate and spread itself in all directions indifferently; after which the form of the malady began to change, black spots or livid making their appearance in many cases on the arm or the thigh or elsewhere, now few and large, now minute and numerous. As the gavocciolo had been and still was an infallible token of approaching death, such also were these spots on whomsoever they showed themselves.[86][full citation needed][e]
|
74 |
+
|
75 |
+
This was followed by acute fever and vomiting of blood. Most victims died two to seven days after initial infection. Freckle-like spots and rashes,[88] which could have been caused by flea-bites, were identified as another potential sign of plague.
|
76 |
+
|
77 |
+
Lodewijk Heyligen, whose master the Cardinal Colonna died of plague in 1348, noted a distinct form of the disease, pneumonic plague, that infected the lungs and led to respiratory problems.[85] Symptoms include fever, cough, and blood-tinged sputum. As the disease progresses, sputum becomes free-flowing and bright red. Pneumonic plague has a mortality rate of 90 to 95 percent.[89]
|
78 |
+
|
79 |
+
Septicaemic plague is the least common of the three forms, with a mortality rate near 100%. Symptoms are high fevers and purple skin patches (purpura due to disseminated intravascular coagulation).[89] In cases of pneumonic and particularly septicaemic plague, the progress of the disease is so rapid that there would often be no time for the development of the enlarged lymph nodes that were noted as buboes.[89]
|
80 |
+
|
81 |
+
There are no exact figures for the death toll; the rate varied widely by locality. In urban centres, the greater the population before the outbreak, the longer the duration of the period of abnormal mortality.[90] It killed some 75 to 200 million people in Eurasia.[2][3][91][better source needed] The mortality rate of the Black Death in the 14th century was far greater than the worst 20th-century outbreaks of Y. pestis plague, which occurred in India and killed as much as 3% of the population of certain cities.
|
82 |
+
[92]
|
83 |
+
|
84 |
+
According to medieval historian Philip Daileader, it is likely that over four years, 45–50% of the European population died of plague.[93][f] Norwegian historian Ole Benedictow suggests it could have been as much as 60% of the European population.[94][g] In 1348, the disease spread so rapidly that before any physicians or government authorities had time to reflect upon its origins, about a third of the European population had already perished. In crowded cities, it was not uncommon for as much as 50% of the population to die.[32] Half of Paris' population of 100,000 people died. In Italy, the population of Florence was reduced from 110,000–120,000 inhabitants in 1338 down to 50,000 in 1351. At least 60% of the population of Hamburg and Bremen perished,[95] and a similar percentage of Londoners may have died from the disease as well,[96] with a death toll of approximately 62,000 between 1346 and 1353.[47][h] Florence's tax records suggest that 80% of the city's population died within four months in 1348. [92] Before 1350, there were about 170,000 settlements in Germany, and this was reduced by nearly 40,000 by 1450.[98] The disease bypassed some areas, with the most isolated areas being less vulnerable to contagion. Plague did not appear in Douai in Flanders until the turn of the 15th century, and the impact was less severe on the populations of Hainaut, Finland, northern Germany, and areas of Poland.[92] Monks, nuns, and priests were especially hard-hit since they cared for victims of the Black Death.[99]
|
85 |
+
|
86 |
+
The physician to the Avignon Papacy, Raimundo Chalmel de Vinario (Latin: Magister Raimundus, lit. 'Master Raymond'), observed the decreasing mortality rate of successive outbreaks of plague in 1347–48, 1362, 1371, and 1382 in his 1382 treatise On Epidemics (De epidemica).[100] In the first outbreak, two thirds of the population contracted the illness and most patients died; in the next, half the population became ill but only some died; by the third, a tenth were affected and many survived; while by the fourth occurrence, only one in twenty people were sickened and most of them survived.[100] By the 1380s in Europe, it predominantly affected children.[92] The papal doctor recognised that bloodletting was ineffective (though he continued to prescribe bleeding for members of the Roman Curia, whom he disliked), and claimed that all true cases of plague were caused by astrological factors and were incurable; he himself was never able to effect a cure.[100]
|
87 |
+
|
88 |
+
The most widely accepted estimate for the Middle East, including Iraq, Iran, and Syria, during this time, is for a death toll of about a third of the population.[101] The Black Death killed about 40% of Egypt's population.[102] In Cairo, with a population numbering as many as 600,000, and possibly the largest city west of China, between one third and 40% of the inhabitants died inside of eight months.[81]
|
89 |
+
|
90 |
+
Children were hit the hardest because many diseases, such as typhus and congenital syphilis, target the immune system, leaving young children without a fighting chance. Children in city dwellings were more affected by the spread of disease than the children of the wealthy.[52][53][54]
|
91 |
+
|
92 |
+
Italian chronicler Agnolo di Tura recorded his experience from Siena, where plague arrived in May 1348:
|
93 |
+
|
94 |
+
Father abandoned child, wife husband, one brother another; for this illness seemed to strike through the breath and sight. And so they died. And none could be found to bury the dead for money or friendship. Members of a household brought their dead to a ditch as best they could, without priest, without divine offices ... great pits were dug and piled deep with the multitude of dead. And they died by the hundreds both day and night ... And as soon as those ditches were filled more were dug ... And I, Agnolo di Tura ... buried my five children with my own hands. And there were also those who were so sparsely covered with earth that the dogs dragged them forth and devoured many bodies throughout the city. There was no one who wept for any death, for all awaited death. And so many died that all believed it was the end of the world.[103]
|
95 |
+
|
96 |
+
With such a large population decline from the pandemic, wages soared in response to a labour shortage.[104] On the other hand, in the quarter century after the Black Death in England, it is clear many labourers, artisans, and craftsmen, those living from money-wages alone, did suffer a reduction in real incomes owing to rampant inflation.[105] Landowners were also pushed to substitute monetary rents for labour services in an effort to keep tenants.[106]
|
97 |
+
|
98 |
+
Some historians believe the innumerable deaths brought on by the pandemic cooled the climate by freeing up land and triggering reforestation. This may have led to the Little Ice Age.[107]
|
99 |
+
|
100 |
+
Renewed religious fervour and fanaticism bloomed in the wake of the Black Death. Some Europeans targeted "various groups such as Jews, friars, foreigners, beggars, pilgrims", lepers,[108][109] and Romani, blaming them for the crisis. Lepers, and others with skin diseases such as acne or psoriasis, were killed throughout Europe.
|
101 |
+
|
102 |
+
Because 14th-century healers and governments were at a loss to explain or stop the disease, Europeans turned to astrological forces, earthquakes, and the poisoning of wells by Jews as possible reasons for outbreaks.[22] Many believed the epidemic was a punishment by God for their sins, and could be relieved by winning God's forgiveness.[110]
|
103 |
+
|
104 |
+
There were many attacks against Jewish communities.[111] In the Strasbourg massacre of February 1349, about 2,000 Jews were murdered.[111] In August 1349, the Jewish communities in Mainz and Cologne were annihilated. By 1351, 60 major and 150 smaller Jewish communities had been destroyed.[112] During this period many Jews relocated to Poland, where they received a warm welcome from King Casimir the Great.[113]
|
105 |
+
|
106 |
+
One theory that has been advanced is that the devastation in Florence caused by the Black Death, which hit Europe between 1348 and 1350, resulted in a shift in the world view of people in 14th-century Italy and led to the Renaissance. Italy was particularly badly hit by the pandemic, and it has been speculated that the resulting familiarity with death caused thinkers to dwell more on their lives on Earth, rather than on spirituality and the afterlife.[114][i] It has also been argued that the Black Death prompted a new wave of piety, manifested in the sponsorship of religious works of art.[116] However, this does not fully explain why the Renaissance occurred specifically in Italy in the 14th century. The Black Death was a pandemic that affected all of Europe in the ways described, not only Italy. The Renaissance's emergence in Italy was most likely the result of the complex interaction of the above factors,[117] in combination with an influx of Greek scholars following the fall of the Byzantine Empire.[citation needed]
|
107 |
+
|
108 |
+
As a result of the decimation in the populace the value of the working class increased, and commoners came to enjoy more freedom. To answer the increased need for labour, workers travelled in search of the most favourable position economically.[118][better source needed]
|
109 |
+
|
110 |
+
Cairo's population, partly owing to the numerous plague epidemics, was in the early 18th century half of what it was in 1347.[81] The populations of some Italian cities, notably Florence, did not regain their pre-14th century size until the 19th century.[119]
|
111 |
+
|
112 |
+
The demographic decline due to the pandemic had economic consequences: the prices of food dropped and land values declined by 30–40% in most parts of Europe between 1350 and 1400.[120] Landholders faced a great loss, but for ordinary men and women it was a windfall. The survivors of the pandemic found not only that the prices of food were lower but also that lands were more abundant, and many of them inherited property from their dead relatives, and this probably destabilised feudalism.[121][122]
|
113 |
+
|
114 |
+
Definitive confirmation of the role of Y. pestis arrived in 2010 with a publication in PLOS Pathogens by Haensch et al.[8][j] They assessed the presence of DNA/RNA with polymerase chain reaction (PCR) techniques for Y. pestis from the tooth sockets in human skeletons from mass graves in northern, central and southern Europe that were associated archaeologically with the Black Death and subsequent resurgences. The authors concluded that this new research, together with prior analyses from the south of France and Germany, "ends the debate about the cause of the Black Death, and unambiguously demonstrates that Y. pestis was the causative agent of the epidemic plague that devastated Europe during the Middle Ages".[8] In 2011, these results were further confirmed with genetic evidence derived from Black Death victims in the East Smithfield burial site in England. Schuenemann et al. concluded in 2011 "that the Black Death in medieval Europe was caused by a variant of Y. pestis that may no longer exist."[125]
|
115 |
+
|
116 |
+
Later in 2011, Bos et al. reported[126] in Nature the first draft genome of Y. pestis from plague victims from the same East Smithfield cemetery and indicated that the strain that caused the Black Death is ancestral to most modern strains of Y. pestis.[126]
|
117 |
+
|
118 |
+
Since this time, further genomic papers have further confirmed the phylogenetic placement of the Y. pestis strain responsible for the Black Death as both the ancestor[127] of later plague epidemics including the third plague pandemic and as the descendant[128] of the strain responsible for the Plague of Justinian. In addition, plague genomes from significantly earlier in prehistory have been recovered.[129]
|
119 |
+
|
120 |
+
DNA taken from 25 skeletons from 14th century London have shown plague is a strain of Y. pestis almost identical to that which hit Madagascar in 2013.[96][130]
|
121 |
+
|
122 |
+
It is recognised that an epidemiological account of plague is as important as an identification of symptoms, but researchers are hampered by the lack of reliable statistics from this period. Most work has been done on the spread of the disease in England, and even estimates of overall population at the start vary by over 100% as no census was undertaken in England between the time of publication of the Domesday Book of 1086 and the poll tax of the year 1377.[131] Estimates of plague victims are usually extrapolated from figures for the clergy.
|
123 |
+
|
124 |
+
Mathematical modelling is used to match the spreading patterns and the means of transmission. A research in 2018 challenged the popular hypothesis that "infected rats died, their flea parasites could have jumped from the recently dead rat hosts to humans". It suggested an alternative model in which "the disease was spread from human fleas and body lice to other people". The second model claims to better fit the trends of death toll because the rat-flea-human hypothesis would have produced a delayed but very high spike in deaths, which contradict historical death data.[132][133]
|
125 |
+
|
126 |
+
Walløe complains that all of these authors "take it for granted that Simond's infection model, black rat → rat flea → human, which was developed to explain the spread of plague in India, is the only way an epidemic of Yersinia pestis infection could spread", whilst pointing to several other possibilities.[134] Similarly, Green has argued that greater attention is needed to the range of (especially non-commensal) animals that might be involved in the transmission of plague.[40]
|
127 |
+
|
128 |
+
Archaeologist Barney Sloane has argued that there is insufficient evidence of the extinction of numerous rats in the archaeological record of the medieval waterfront in London and that the disease spread too quickly to support the thesis that Y. pestis was spread from fleas on rats; he argues that transmission must have been person to person.[135][136] This theory is supported by research in 2018 which suggested transmission was more likely by body lice and human fleas during the second plague pandemic.[137]
|
129 |
+
|
130 |
+
Although academic debate continues, no single alternative solution has achieved widespread acceptance.[32] Many scholars arguing for Y. pestis as the major agent of the pandemic suggest that its extent and symptoms can be explained by a combination of bubonic plague with other diseases, including typhus, smallpox and respiratory infections. In addition to the bubonic infection, others point to additional septicaemic (a type of "blood poisoning") and pneumonic (an airborne plague that attacks the lungs before the rest of the body) forms of plague, which lengthen the duration of outbreaks throughout the seasons and help account for its high mortality rate and additional recorded symptoms.[85] In 2014, Public Health England announced the results of an examination of 25 bodies exhumed in the Clerkenwell area of London, as well as of wills registered in London during the period, which supported the pneumonic hypothesis.[96] Currently, while osteoarcheologists have conclusively verified the presence of Y. pestis bacteria in burial sites across northern Europe through examination of bones and dental pulp, no other epidemic pathogen has been discovered to bolster the alternative explanations. In the words of one researcher: "Finally, plague is plague."[138]
|
131 |
+
|
132 |
+
The plague repeatedly returned to haunt Europe and the Mediterranean throughout the 14th to 17th centuries.[139] According to Biraben, the plague was present somewhere in Europe in every year between 1346 and 1671.[140] (Note that some researchers have cautions about the uncritical use of Biraben's data.[141]) The second pandemic was particularly widespread in the following years: 1360–63; 1374; 1400; 1438–39; 1456–57; 1464–66; 1481–85; 1500–03; 1518–31; 1544–48; 1563–66; 1573–88; 1596–99; 1602–11; 1623–40; 1644–54; and 1664–67. Subsequent outbreaks, though severe, marked the retreat from most of Europe (18th century) and northern Africa (19th century).[142] The historian George Sussman argued that the plague had not occurred in East Africa until the 1900s. However, other sources suggest that the Second pandemic did indeed reach Sub-Saharan Africa.[79]
|
133 |
+
|
134 |
+
According to historian Geoffrey Parker, "France alone lost almost a million people to the plague in the epidemic of 1628–31."[143] In the first half of the 17th century, a plague claimed some 1.7 million victims in Italy.[144] More than 1.25 million deaths resulted from the extreme incidence of plague in 17th-century Spain.[145]
|
135 |
+
|
136 |
+
The Black Death ravaged much of the Islamic world.[146] Plague was present in at least one location in the Islamic world virtually every year between 1500 and 1850.[147] Plague repeatedly struck the cities of North Africa. Algiers lost 30,000–50,000 inhabitants to it in 1620–21, and again in 1654–57, 1665, 1691, and 1740–42.[148] Cairo suffered more than fifty plague epidemics within 150 years from the plague's first appearance, with the final outbreak of the second pandemic there in the 1840s.[81] Plague remained a major event in Ottoman society until the second quarter of the 19th century. Between 1701 and 1750, thirty-seven larger and smaller epidemics were recorded in Constantinople, and an additional thirty-one between 1751 and 1800.[149] Baghdad has suffered severely from visitations of the plague, and sometimes two-thirds of its population has been wiped out.[150]
|
137 |
+
|
138 |
+
The third plague pandemic (1855–1859) started in China in the mid-19th century, spreading to all inhabited continents and killing 10 million people in India alone.[151] Twelve plague outbreaks in Australia between 1900 and 1925 resulted in well over 1,000 deaths, chiefly in Sydney. This led to the establishment of a Public Health Department there which undertook some leading-edge research on plague transmission from rat fleas to humans via the bacillus Yersinia pestis.[152]
|
139 |
+
|
140 |
+
Yersinia pestis is also responsible for an epidemic that began in southern China in 1865, eventually spreading to India. The investigation of the pathogen that caused the 19th-century plague was begun by teams of scientists who visited Hong Kong in 1894, among whom was the French-Swiss bacteriologist Alexandre Yersin, after whom the pathogen was named.[32]
|
141 |
+
|
142 |
+
The first North American plague epidemic was the San Francisco plague of 1900–1904, followed by another outbreak in 1907–1908.[153][154][155]
|
143 |
+
|
144 |
+
Modern treatment methods include insecticides, the use of antibiotics, and a plague vaccine. It is feared that the plague bacterium could develop drug resistance and again become a major health threat. One case of a drug-resistant form of the bacterium was found in Madagascar in 1995.[156] A further outbreak in Madagascar was reported in November 2014.[157] In October 2017 the deadliest outbreak of the plague in modern times hit Madagascar, killing 170 people and infecting thousands.[158]
|
145 |
+
|
146 |
+
An estimate of the case fatality rate for the modern bubonic plague, following the introduction of antibiotics, is 11%, although it may be higher in underdeveloped regions.[159]
|
147 |
+
|
148 |
+
Informational notes
|
149 |
+
|
150 |
+
The trend of recent research is pointing to a figure more like 45–50% of the European population dying during a four-year period. There is a fair amount of geographic variation. In Mediterranean Europe, areas such as Italy, the south of France and Spain, where plague ran for about four years consecutively, it was probably closer to 75–80% of the population. In Germany and England ... it was probably closer to 20%.[93]
|
151 |
+
|
152 |
+
Detailed study of the mortality data available points to two conspicuous features in relation to the mortality caused by the Black Death: namely the extreme level of mortality caused by the Black Death, and the remarkable similarity or consistency of the level of mortality, from Spain in southern Europe to England in north-western Europe. The data is sufficiently widespread and numerous to make it likely that the Black Death swept away around 60% of Europe's population. The generally assumed population of Europe at the time is about 80 million, implying that around 50 million people died in the Black Death.[94]
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Citations
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Bibliography
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Further reading
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Rif Wars
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Henri Philippe Benoni Omer Pétain (24 April 1856[1] – 23 July 1951), generally known as Philippe Pétain (/peɪˈtæ̃/, French: [filip petɛ̃]), Marshal Pétain (Maréchal Pétain) and sometimes, The Old Marshal (Le Vieux Maréchal), was a French general officer who attained the position of Marshal of France at the end of World War I, during which he became known as The Lion of Verdun (Le Lion de Verdun). In collaboration with Nazi Germany, he then served as the Chief of State of Vichy France from 1940 to 1944. Pétain, who was 84 years old in 1940, ranks as France's oldest head of state.
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During World War I, Pétain led the French Army to victory at the nine-month-long Battle of Verdun. After the failed Nivelle Offensive and subsequent mutinies he was appointed Commander-in-Chief and succeeded in repairing the army's confidence. Pétain remained in command for the rest of the war and emerged as a national hero. During the interwar period he was head of the peacetime French Army, commanded joint Franco-Spanish operations during the Rif War and served twice as a government Minister. During this time he was known as Le Vieux Maréchal (The Old Marshal).
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With the imminent Fall of France in June 1940 in World War II, Pétain was appointed President of the Ministerial Council by President Lebrun at Bordeaux, and the Cabinet resolved to sign an armistice agreement with Germany. The entire government subsequently moved briefly to Clermont-Ferrand, then to the spa town of Vichy in central France. His government voted to transform the discredited French Third Republic into the French State, an authoritarian regime that collaborated with the Axis. After Germany and Italy occupied and disarmed France in November 1942, Pétain became a puppet of the German military administration.
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After the war, Pétain was tried and convicted for treason. He was originally sentenced to death, but due to his age and World War I service his sentence was commuted to life in prison. He died in 1951.
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Pétain was born in Cauchy-à-la-Tour (in the Pas-de-Calais département in Northern France) in 1856. His father, Omer-Venant, was a farmer. His great-uncle, a Catholic priest, Father Abbe Lefebvre (1771-1866), had served in Napoleon's Grande Armée and told the young Philippe tales of war and adventure of his campaigns from the peninsulas of Italy to the Alps in Switzerland. Highly impressed by the tales told by his uncle, his destiny was from then on determined by the army.
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Pétain was a bachelor until his sixties, and known for his womanising. Women were said to find his piercing blue eyes especially attractive. After World War I Pétain married his former girlfriend, Eugénie Hardon (1877–1962), "a particularly beautiful woman", on 14 September 1920; they remained married until the end of Pétain's life.[2] After rejecting Pétain's first marriage proposal, Hardon had married and divorced François de Hérain by 1914 when she was 35. At the opening of the Battle of Verdun in 1916, Pétain is said to have been fetched during the night from a Paris hotel by a staff officer who knew that he could be found with Eugénie Hardon.[3] She had no children by Pétain but already had a son from her first marriage, Pierre de Hérain, whom Pétain strongly disliked.[4]
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Pétain joined the French Army in 1876 and attended the St Cyr Military Academy in 1887 and the École Supérieure de Guerre (army war college) in Paris. Between 1878 and 1899, he served in various garrisons with different battalions of the Chasseurs à pied, the elite light infantry of the French Army. Thereafter, he alternated between staff and regimental assignments.
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Pétain's career progressed slowly, as he rejected the French Army philosophy of the furious infantry assault, arguing instead that "firepower kills". His views were later proved to be correct during the First World War. He was promoted to captain in 1890 and major (Chef de Bataillon) in 1900. Unlike many French officers, he served mainly in mainland France, never French Indochina or any of the African colonies, although he participated in the Rif campaign in Morocco. As colonel, he commanded the 33rd Infantry Regiment at Arras from 1911; the young lieutenant Charles de Gaulle, who served under him, later wrote that his "first colonel, Pétain, taught (him) the Art of Command". In the spring of 1914, he was given command of a brigade (still with the rank of colonel). However, aged 58 and having been told he would never become a general, Pétain had bought a villa for retirement.[5]
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Pétain led his brigade at the Battle of Guise (29 August 1914). At the end of August 1914 he was quickly promoted to brigadier-general and given command of the 6th Division in time for the First Battle of the Marne; little over a month later, in October 1914, he was promoted yet again and became XXXIII Corps commander. After leading his corps in the spring 1915 Artois Offensive, in July 1915 he was given command of the Second Army, which he led in the Champagne Offensive that autumn. He acquired a reputation as one of the more successful commanders on the Western Front.
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Pétain commanded the Second Army at the start of the Battle of Verdun in February 1916. During the battle, he was promoted to Commander of Army Group Centre, which contained a total of 52 divisions. Rather than holding down the same infantry divisions on the Verdun battlefield for months, akin to the German system, he rotated them out after only two weeks on the front lines. His decision to organise truck transport over the "Voie Sacrée" to bring a continuous stream of artillery, ammunition and fresh troops into besieged Verdun also played a key role in grinding down the German onslaught to a final halt in July 1916. In effect, he applied the basic principle that was a mainstay of his teachings at the École de Guerre (War College) before World War I: "le feu tue!" or "firepower kills!"—in this case meaning French field artillery, which fired over 15 million shells on the Germans during the first five months of the battle. Although Pétain did say "On les aura!" (an echoing of Joan of Arc, roughly: "We'll get them!"), the other famous quotation often attributed to him – "Ils ne passeront pas!" ("They shall not pass"!) – was actually uttered by Robert Nivelle who succeeded him in command of the Second Army at Verdun in May 1916. At the very end of 1916, Nivelle was promoted over Pétain to replace Joseph Joffre as French Commander-in-Chief.
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Because of his high prestige as a soldier's soldier, Pétain served briefly as Army Chief of Staff (from the end of April 1917). He then became Commander-in-Chief of the entire French army, replacing General Nivelle, whose Chemin des Dames offensive failed in April 1917, thereby provoking widespread mutinies in the French Army. They involved, to various degrees, nearly half of the French infantry divisions stationed on the Western Front. Pétain restored morale by talking to the men, promising no more suicidal attacks, providing rest for exhausted units, home furloughs, and moderate discipline. He held 3400 courts martial; 554 mutineers were sentenced to death but over 90% had their sentences commuted.[6] The mutinies were kept secret from the Germans and their full extent and intensity were not revealed until decades later. Gilbert and Bernard find multiple causes:
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Pétain conducted some successful but limited offensives in the latter part of 1917, unlike the British who stalled in an unsuccessful offensive at Passchendaele that autumn. Pétain, instead, held off from major French offensives until the Americans arrived in force on the front lines, which did not happen until the early summer of 1918. He was also waiting for the new Renault FT tanks to be introduced in large numbers, hence his statement at the time: "I am waiting for the tanks and the Americans."
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The year 1918 saw major German offensives on the Western Front. The first of these, Operation Michael in March 1918, threatened to split the British and French forces apart, and, after Pétain had threatened to retreat on Paris, the Doullens Conference was called. Just prior to the main meeting, Prime Minister Clemenceau claimed he heard Pétain say "les Allemands battront les Anglais en rase campagne, après quoi ils nous battront aussi" ("the Germans will beat the English (sic) in open country, then they'll beat us as well"). He reported this conversation to President Poincaré, adding "surely a general should not speak or think like that?" Haig recorded that Pétain had "a terrible look. He had the appearance of a commander who had lost his nerve". Pétain believed – wrongly – that Gough's Fifth Army had been routed like the Italians at Caporetto.[8] At the Conference, Ferdinand Foch was appointed as Allied Generalissimo, initially with powers to co-ordinate and deploy Allied reserves where he saw fit. Pétain eventually came to the aid of the British and secured the front with forty French divisions.
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Pétain proved a capable opponent of the Germans both in defence and through counter-attack. The third offensive, "Blücher", in May 1918, saw major German advances on the Aisne, as the French Army commander (Humbert) ignored Pétain's instructions to defend in depth and instead allowed his men to be hit by the initial massive German bombardment. By the time of the last German offensives, Gneisenau and the Second Battle of the Marne, Pétain was able to defend in depth and launch counter offensives, with the new French tanks and the assistance of the Americans. Later in the year, Pétain was stripped of his right of direct appeal to the French government and requested to report to Foch, who increasingly assumed the co-ordination and ultimately the command of the Allied offensives. After the war ended Pétain was made Marshal of France on 21 November 1918.[9]
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Pétain ended the war regarded "without a doubt, the most accomplished defensive tactician of any army" and "one of France's greatest military heroes" and was presented with his baton of Marshal of France at a public ceremony at Metz by President Raymond Poincaré on 8 December 1918.[10] He was summoned to be present at the signing of the Treaty of Versailles on 28 June 1919. His job as Commander-in-Chief came to an end with peace and demobilisation, and with Foch out of favour after his quarrel with the French government over the peace terms, it was Petain who, in January 1920, was appointed Vice-Chairman of the revived Conseil supérieur de la Guerre (Supreme War Council). This was France's highest military position, whose holder was Commander-in-Chief designate in the event of war and who had the right to overrule the Chief of the General Staff (a position held in the 1920s by Petain's protégés Buat and Debeney), and Petain would hold it until 1931.[11][12] Pétain was encouraged by friends to go into politics, although he protested that he had little interest in running for an elected position. He nevertheless tried and failed to get himself elected President following the November 1919 elections.[13]
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Shortly after the war, Pétain had placed before the government plans for a large tank and air force but "at the meeting of the Conseil supérieur de la Défense Nationale of 12 March 1920 the Finance Minister, François-Marsal, announced that although Pétain's proposals were excellent they were unaffordable". In addition, François-Marsal announced reductions – in the army from fifty-five divisions to thirty, in the air force, and did not mention tanks. It was left to the Marshals, Pétain, Joffre, and Foch, to pick up the pieces of their strategies. The General Staff, now under General Edmond Buat, began to think seriously about a line of forts along the frontier with Germany, and their report was tabled on 22 May 1922. The three Marshals supported this. The cuts in military expenditure meant that taking the offensive was now impossible and a defensive strategy was all they could have.[14]
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Pétain was appointed Inspector-General of the Army in February 1922 and produced, in concert with the new Chief of the General Staff, General Marie-Eugène Debeney, the new army manual entitled Provisional Instruction on the Tactical Employment of Large Units, which soon became known as 'the Bible'.[15] On 3 September 1925 Pétain was appointed sole Commander-in-Chief of French Forces in Morocco[16] to launch a major campaign against the Rif tribes, in concert with the Spanish Army, which was successfully concluded by the end of October. He was subsequently decorated, at Toledo, by King Alfonso XIII with the Spanish Medalla Militar.[17]
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In 1924 the National Assembly was elected on a platform of reducing the length of national service to one year, to which Pétain was almost violently opposed. In January 1926 the Chief of Staff, General Debeney, proposed to the Conseil a "totally new kind of army. Only 20 infantry divisions would be maintained on a standing basis". Reserves could be called up when needed. The Conseil had no option in the straitened circumstances but to agree. Pétain, of course, disapproved of the whole thing, pointing out that North Africa still had to be defended and in itself required a substantial standing army. But he recognised, after the new Army Organisation Law of 1927, that the tide was flowing against him. He would not forget that the Radical leader, Édouard Daladier, even voted against the whole package, on the grounds that the Army was still too large.[18]
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On 5 December 1925, after the Locarno Treaty, the Conseil demanded immediate action on a line of fortifications along the eastern frontier to counter the already proposed decline in manpower. A new commission for this purpose was established, under Joseph Joffre, and called for reports. In July 1927 Pétain himself went to reconnoitre the whole area. He returned with a revised plan and the commission then proposed two fortified regions. The Maginot Line, as it came to be called, (named after André Maginot the former Minister of War) thereafter occupied a good deal of Pétain's attention during 1928, when he also travelled extensively, visiting military installations up and down the country.[19] Pétain had based his strong support for the Maginot Line on his own experience of the role played by the forts during the Battle of Verdun in 1916.
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Captain Charles de Gaulle continued to be a protégé of Pétain throughout these years. He even allegedly named his eldest son after the Marshal, although it is more likely that he named his son after his family ancestor Jean Baptiste Philippe de Gaulle,[20] before finally falling out over the authorship of a book he had said he had ghost-written for Pétain.
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In 1928 Pétain had supported the creation of an independent air force removed from the control of the army, and on 9 February 1931, following his retirement as Vice-Chairman of the Supreme War Council, he was appointed Inspector-General of Air Defence.[21] His first report on air defence, submitted in July that year, advocated increased expenditure.[22] In 1931 Pétain was elected a Fellow of the Académie française. By 1932 the economic situation had worsened and Édouard Herriot's government had made "severe cuts in the defence budget... orders for new weapons systems all but dried up".[citation needed] Summer maneuvers in 1932 and 1933 were cancelled due to lack of funds, and recruitment to the armed forces fell off. In the latter year General Maxime Weygand claimed that "the French Army was no longer a serious fighting force". Édouard Daladier's new government retaliated against Weygand by reducing the number of officers and cutting military pensions and pay, arguing that such measures, apart from financial stringency, were in the spirit of the Geneva Disarmament Conference.[23]
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In 1938 Pétain encouraged and assisted the writer André Maurois in gaining election to the Académie française – an election which was highly contested, in part due to Maurois' Jewish origin. Maurois made a point of acknowledging with thanks his debt to Pétain in his 1941 autobiography, Call no man happy – though by the time of writing their paths had sharply diverged, Pétain having become Head of State of Vichy France while Maurois went into exile and sided with the Free French.
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Political unease was sweeping the country, and on 6 February 1934 the Paris police fired on a group of far-right rioters outside the Chamber of Deputies, killing 14 and wounding a further 236. President Lebrun invited 71-year-old Doumergue to come out of retirement and form a new "government of national unity". Pétain was invited, on 8 February, to join the new French cabinet as Minister of War, which he only reluctantly accepted after many representations. His important success that year was in getting Daladier's previous proposal to reduce the number of officers repealed. He improved the recruitment programme for specialists, and lengthened the training period by reducing leave entitlements. However Weygand reported to the Senate Army Commission that year that the French Army could still not resist a German attack. Marshals Louis Franchet d'Espèrey and Hubert Lyautey (the latter suddenly died in July) added their names to the report. After the autumn maneuvers, which Pétain had reinstated, a report was presented to Pétain that officers had been poorly instructed, had little basic knowledge, and no confidence. He was told, in addition, by Maurice Gamelin, that if the plebiscite in the Territory of the Saar Basin went for Germany it would be a serious military error for the French Army to intervene. Pétain responded by again petitioning the government for further funds for the army.[24] During this period, he repeatedly called for a lengthening of the term of compulsory military service for conscripts from two to three years, to no avail. Pétain accompanied President Lebrun to Belgrade for the funeral of King Alexander, who had been assassinated on 6 October 1934 in Marseille by Vlado Chernozemski, a Macedonian nationalist of Bulgarian origin. Here he met Hermann Göring and the two men reminisced about their experiences in the Great War. "When Goering returned to Germany he spoke admiringly of Pétain, describing him as a 'man of honour'".[25]
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In November the Doumergue government fell. Pétain had previously expressed interest in being named Minister of Education (as well as of War), a role in which he hoped to combat what he saw as the decay in French moral values.[26] Now, however, he refused to continue in Flandin's (short-lived) government as Minister of War and stood down – in spite of a direct appeal from Lebrun himself. At this moment an article appeared in the popular Le Petit Journal newspaper, calling for Pétain as a candidate for a dictatorship. 200,000 readers responded to the paper's poll. Pétain came first, with 47,000, ahead of Pierre Laval's 31,000 votes. These two men travelled to Warsaw for the funeral of the Polish Marshal Pilsudski in May 1935 (and another cordial meeting with Goering).[27] Although Le Petit Journal was conservative, Pétain's high reputation was bipartisan; socialist Léon Blum called him "the most human of our military commanders". Pétain did not get involved in non-military issues when in the Cabinet, and unlike other military leaders he did not have a reputation as an extreme Catholic or a monarchist.[28]
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He remained on the Conseil superieur. Weygand had been at the British Army 1934 manoeuvres at Tidworth Camp in June and was appalled by what he had seen. Addressing the Conseil on the 23rd, Pétain claimed that it would be fruitless to look for assistance to Britain in the event of a German attack. On 1 March 1935 Pétain's famous article[29] appeared in the Revue des deux mondes where he reviewed the history of the army since 1927–28. He criticised the reservist system in France, and her lack of adequate air power and armour. This article appeared just five days before Adolf Hitler's announcement of Germany's new air force and a week before the announcement that Germany was increasing its army to 36 divisions. On 26 April 1936 the general election results showed 5.5 million votes for the Popular Front parties against 4.5 million for the Right on an 84% turnout. On 3 May Pétain was interviewed in Le Journal where he launched an attack on the Franco-Soviet Pact, on Communism in general (France had the largest communist party in Western Europe), and on those who allowed Communists intellectual responsibility. He said that France had lost faith in her destiny.[30] Pétain was now in his 80th year.
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Some argue[who?] that Pétain, as France's most senior soldier after Foch's death, should bear some responsibility for the poor state of French weaponry preparation before World War II. But Pétain was only one of many military and other men on a very large committee responsible for national defence, and interwar governments frequently cut military budgets. In addition, with the restrictions imposed on Germany by the Versailles Treaty there seemed no urgency for vast expenditure until the advent of Hitler. It is argued[who?] that while Pétain supported the massive use of tanks he saw them mostly as infantry support, leading to the fragmentation of the French tank force into many types of unequal value spread out between mechanised cavalry (such as the SOMUA S35) and infantry support (mostly the Renault R35 tanks and the Char B1 bis). Modern infantry rifles and machine guns were not manufactured, with the sole exception of a light machine-rifle, the Mle 1924. The French heavy machine gun was still the Hotchkiss M1914, a capable weapon but decidedly obsolete compared to the new automatic weapons of German infantry. A modern infantry rifle was adopted in 1936 but very few of these MAS-36 rifles had been issued to the troops by 1940. A well-tested French semiautomatic rifle, the MAS 1938–39, was ready for adoption but it never reached the production stage until after World War II as the MAS 49. As to French artillery it had, basically, not been modernised since 1918. The result of all these failings is that the French Army had to face the invading enemy in 1940, with the dated weaponry of 1918. Pétain had been made, briefly, Minister of War in 1934. Yet his short period of total responsibility could not reverse 15 years of inactivity and constant cutbacks. The War Ministry was hamstrung between the wars and proved unequal to the tasks before them. French aviation entered the War in 1939 without even the prototype of a bomber aeroplane capable of reaching Berlin and coming back. French industrial efforts in fighter aircraft were dispersed among several firms (Dewoitine, Morane-Saulnier and Marcel Bloch), each with its own models. On the naval front, France had purposely overlooked building modern aircraft carriers and focused instead on four new conventional battleships, not unlike the German Navy.
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In March 1939 Pétain became the French ambassador to Spain. According to a New York Times article, Pétain had taught the Spanish dictator Francisco Franco "many years ago at France's war college" and was sent to Spain "in the hope he would win his former pupil away from Italian and German influence."[31] When World War II began in September, Pétain turned down Daladier's offer of a position in his government. However on 18 May 1940, after Germany invaded France, Pétain joined the new government of Paul Reynaud. Reynaud hoped that the hero of Verdun might instill a renewed spirit of resistance and patriotism in the French Army.[28] Reportedly Francisco Franco advised Pétain against leaving his diplomatic post in Madrid, to return to a collapsing France as a "sacrifice".[32]
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On 26 May, the invading Germans pushed back the French Army. General Maxime Weygand expressed his fury at British retreats and the unfulfilled promise of British fighter aircraft. He and Pétain regarded the military situation as hopeless. Colonel de Villelume subsequently stated before a parliamentary commission of inquiry in 1951 that Reynaud said, as Premier of France to Pétain on that day that they must seek an armistice.[33] Weygand said that he was in favour of saving the French army and that he "wished to avoid internal troubles and above all anarchy". Churchill's man in Paris, Edward Spears, kept up pressure on the French not to sign an armistice as this would result in the necessity for Britain to bomb French ports if occupied by Germany. Spears reported that Pétain did not respond immediately but stood there "perfectly erect, with no sign of panic or emotion. He did not disguise the fact that he considered the situation catastrophic. I could not detect any sign in him of broken morale, of that mental wringing of hands and incipient hysteria noticeable in others". Pétain later remarked to Reynaud about this threat, saying "your ally now threatens us".[citation needed]
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On 5 June, following the fall of Dunkirk, there was a Cabinet reshuffle, and Prime Minister Reynaud brought the newly promoted Brigadier-General de Gaulle, whose 4th Armoured Division had launched one of the few French counterattacks the previous month, into his War Cabinet. Pétain was displeased at de Gaulle’s appointment.[34] On 8 June, Paul Baudouin dined with Chautemps, and both declared that the war must end. Paris was now threatened, and the government was preparing to depart, although Pétain was opposed to such a move. During a cabinet meeting that day, Reynaud argued that before asking for an armistice, France would have to get Britain's permission to be relieved from their accord of March 1940 not to sign a separate cease fire. Pétain replied that "the interests of France come before those of Britain. Britain got us into this position, let us now try to get out of it".[citation needed].
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On 10 June, the government left Paris for Tours. Weygand, the Commander-in-Chief, now declared that "the fighting had become meaningless". He, Baudouin, and several members of the government were already set on an armistice. On 11 June, Churchill flew to the Château du Muguet, at Briare, near Orléans, where he put forward first his idea of a Breton redoubt, to which Weygand replied that it was just a "fantasy".[35] Churchill then said the French should consider "guerrilla warfare". Pétain then replied that it would mean the destruction of the country. Churchill then said the French should defend Paris and reminded Pétain of how he had come to the aid of the British with forty divisions in March 1918, and repeating Clemenceau's words "I will fight in front of Paris, in Paris, and behind Paris". To this, Churchill subsequently reported, Pétain replied quietly and with dignity that he had in those days a strategic reserve of sixty divisions; now, there were none, and the British ought to be providing divisions to aid France. Making Paris into a ruin would not affect the final event. At the conference Pétain met de Gaulle for the first time in two years. Pétain noted his recent promotion to general, adding that he did not congratulate him, as ranks were of no use in defeat. When de Gaulle protested that Pétain himself had been promoted to brigadier-general and division commander at the Battle of the Marne in 1914, he replied that there was "no comparison" with the present situation. De Gaulle later conceded that Pétain was right about that much at least.[36]
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On 12 June, after a second session of the conference, the cabinet met and Weygand again called for an armistice. He referred to the danger of military and civil disorder and the possibility of a Communist uprising in Paris. Pétain and Minister of Information Prouvost urged the cabinet to hear Weygand out because "he was the only one really to know what was happening".
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Churchill returned to France on the 13th for another conference at Tours. Paul Baudouin met his plane and immediately spoke to him of the hopelessness of further French resistance. Reynaud then put the cabinet's armistice proposals to Churchill, who replied that "whatever happened, we would level no reproaches against France". At that day's cabinet meeting, Pétain strongly supported Weygand’s demand for an armistice and read out a draft proposal to the cabinet where he spoke of "the need to stay in France, to prepare a national revival, and to share the sufferings of our people. It is impossible for the government to abandon French soil without emigrating, without deserting. The duty of the government is, come what may, to remain in the country, or it could not longer be regarded as the government". Several ministers were still opposed to an armistice, and Weygand immediately lashed out at them for even leaving Paris. Like Pétain, he said he would never leave France.[37]
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The government moved to Bordeaux, where French governments had fled German invasions in 1870 and 1914, on 14 June. By coincidence, on the evening of 14 June in Bordeaux de Gaulle dined in the same restaurant as Pétain; he came over to shake his hand in silence, and they never met again.[37]
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Parliament, both senate and chamber, were also at Bordeaux and immersed themselves in the armistice debate. At cabinet on 15 June Reynaud urged that France follow the Dutch example, that the Army should lay down its arms so that the fight could be continued from abroad. Pétain was sympathetic.[38] Pétain was sent to speak to Weygand (who was waiting outside, as he was not a member of the cabinet) for around fifteen minutes.[39] Weygand persuaded him that Reynaud's suggestion would be a shameful surrender. Chautemps then proposed a fudge proposal, an inquiry about terms.[38] The Cabinet voted 13-6 for the Chautemps proposal. Admiral Darlan, who had been opposed to an armistice until 15 June, now became a key player, agreeing provided the French fleet was kept out of German hands.[39]
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On Sunday 16 June President Roosevelt's reply to President Lebrun's requests for assistance came with only vague promises and saying that it was impossible for the President to do anything without Congressional approval. Pétain then drew a letter of resignation from his pocket, an act which was certain to bring down the government (he had persuaded Weygand to come to Bordeaux by telling him that 16 June would be the decisive day). Lebrun persuaded him to stay until Churchill’s reply had been received. After lunch, Churchill’s telegram arrived agreeing to an armistice provided the French fleet was moved to British ports, a suggestion which was not acceptable to Darlan, who argued that it would leave France defenceless.[38]
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That afternoon the British Government offered joint nationality for Frenchmen and Britons in a Franco-British Union. Reynaud and five ministers thought these proposals acceptable. The others did not, seeing the offer as insulting and a device to make France subservient to Great Britain, as a kind of extra Dominion. Contrary to President Albert Lebrun's later recollection, no formal vote appears to have been taken at Cabinet on 16 June.[40] The outcome of the meeting is uncertain.[38] Ten ministers wanted to fight on and seven favoured an armistice (but these included the two Deputy Prime Ministers Pétain and Camille Chautemps, and this view was also favoured by the Commander-in-Chief General Weygand). Eight were initially undecided but swung towards an armistice.[40]
|
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|
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+
Lebrun reluctantly accepted Reynaud’s resignation as Prime Minister on 16 June, and felt he had little choice but to appoint Pétain in his place. Pétain already had a ministerial team ready: Laval for Foreign Affairs (this appointment was briefly vetoed by Weygand), Weygand as Minister of Defence, Darlan as Minister for the Navy, and Bouthillier for Finance.[41]
|
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+
|
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+
A new Cabinet with Pétain as head of government was formed, with Henry du Moulin de Labarthète as the Cabinet Secretary.[43] At midnight on 15 June 1940, Baudouin asked the Spanish Ambassador to submit to Germany a request to cease hostilities at once and for Germany to make known its peace terms. At 12:30 am, Pétain made his first broadcast to the French people.
|
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|
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+
"The enthusiasm of the country for the Maréchal was tremendous. He was welcomed by people as diverse as Claudel, Gide, and Mauriac, and also by the vast mass of untutored Frenchmen who saw him as their saviour."[44] General de Gaulle, no longer in the Cabinet, had arrived in London on the 17th and made a call for resistance from there, on the 18th, with no legal authority whatsoever from his government, a call that was heeded by comparatively few.
|
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+
|
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+
Cabinet and Parliament still argued between themselves on the question of whether or not to retreat to North Africa. On 18 June, Édouard Herriot (who would later be a prosecution witness at Pétain's trial) and Jeanneney, the presidents of the two Chambers of Parliament, as well as Lebrun said they wanted to go. Pétain said he was not departing. On the 20th, a delegation from the two chambers came to Pétain to protest at the proposed departure of President Lebrun. The next day, they went to Lebrun himself. In the event, only 26 deputies and 1 senator headed for Africa, amongst them those with Jewish backgrounds, Georges Mandel, Pierre Mendès France, and the former Popular Front Education Minister, Jean Zay.[45] Pétain broadcast again to the French people on that day.
|
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+
|
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+
On 22 June, France signed an armistice at Compiègne with Germany that gave Germany control over the north and west of the country, including Paris and all of the Atlantic coastline, but left the rest, around two-fifths of France's prewar territory, unoccupied. Paris remained the de jure capital. On 29 June, the French Government moved to Clermont-Ferrand where the first discussions of constitutional changes were mooted, with Pierre Laval having personal discussions with President Lebrun, who had, in the event, not departed France. On 1 July, the government, finding Clermont too cramped, moved to Vichy, at Baudouin's suggestion, the empty hotels there being more suitable for the government ministries.
|
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|
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The Chamber of Deputies and Senate, meeting together as a "Congrès", held an emergency meeting on 10 July to ratify the armistice. At the same time, the draft constitutional proposals were tabled. The presidents of both Chambers spoke and declared that constitutional reform was necessary. The Congress voted 569–80 (with 18 abstentions) to grant the Cabinet the authority to draw up a new constitution, effectively "voting the Third Republic out of existence".[46] Nearly all French historians, as well as all postwar French governments, consider this vote to be illegal; not only were several deputies and senators not present, but the constitution explicitly stated that the republican form of government could not be changed, though it could be argued that a republican dictatorship was installed. On the next day, Pétain formally assumed near-absolute powers as "Head of State."[note 2]
|
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Pétain was reactionary by temperament and education, and quickly began blaming the Third Republic and its endemic corruption for the French defeat. His regime soon took on clear authoritarian—and in some cases, fascist—characteristics. The republican motto of "Liberté, égalité, fraternité" was replaced with "Travail, famille, patrie" ("Work, family, fatherland").[49] He issued new constitutional acts which abolished the presidency, indefinitely adjourned parliament, and also gave him full power to appoint and fire ministers and civil service members, pass laws through the Council of Ministers and designate a successor (he chose Laval). Though Pétain publicly stated that he had no desire to become "a Caesar,"[50] by January 1941 Pétain held virtually all governing power in France; nearly all legislative, executive, and judicial powers were either ‘’de jure’’ or ‘’de facto’’ in his hands. One of his advisors commented that he had more power than any French leader since Louis XIV.[28] Fascistic and revolutionary conservative factions within the new government used the opportunity to launch an ambitious programme known as the "National Revolution", which rejected much of the former Third Republic's secular and liberal traditions in favour of an authoritarian, paternalist, Catholic society. Pétain, amongst others, took exception to the use of the inflammatory term "revolution" to describe an essentially conservative movement, but otherwise participated in the transformation of French society from "Republic" to "State." He added that the new France would be "a social hierarchy... rejecting the false idea of the natural equality of men."[51]
|
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|
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The new government immediately used its new powers to order harsh measures, including the dismissal of republican civil servants, the installation of exceptional jurisdictions, the proclamation of antisemitic laws, and the imprisonment of opponents and foreign refugees. Censorship was imposed, and freedom of expression and thought were effectively abolished with the reinstatement of the crime of "felony of opinion."
|
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|
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The regime organised a "Légion Française des Combattants," which included "Friends of the Legion" and "Cadets of the Legion", groups of those who had never fought but were politically attached to the new regime. Pétain championed a rural, Catholic France that spurned internationalism. As a retired military commander, he ran the country on military lines.
|
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He and his government collaborated with Germany in the years after the armistice. Pétain's government was nevertheless internationally recognised, notably by the U.S., at least until the German occupation of the rest of France. Neither Pétain nor his successive deputies, Laval, Pierre-Étienne Flandin, or Admiral François Darlan, gave significant resistance to requests by the Germans to indirectly aid the Axis Powers. However, when Hitler met Pétain at Montoire in October 1940 to discuss the French government's role in the new European Order, the Marshal "listened to Hitler in silence. Not once did he offer a sympathetic word for Germany." Still, the handshake he offered to Hitler caused much uproar in London, and probably influenced Britain's decision to lend the Free French naval support for their operations at Gabon.[52] Furthermore, France even remained formally at war with Germany, albeit opposed to the Free French. Following the British attacks of July and September 1940 (Mers el Kébir, Dakar), the French government became increasingly fearful of the British and took the initiative to collaborate with the occupiers. Pétain accepted the government's creation of a collaborationist armed militia (the Milice) under the command of Joseph Darnand, who, along with German forces, led a campaign of repression against the French resistance ("Maquis").
|
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Pétain admitted Darnand into his government as Secretary of the Maintenance of Public Order (Secrétaire d'État au Maintien de l'Ordre). In August 1944, Pétain made an attempt to distance himself from the crimes of the militia by writing Darnand a letter of reprimand for the organisation's "excesses". The latter wrote a sarcastic reply, telling Pétain that he should have "thought of this before".
|
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Pétain's government acquiesced to the Axis forces demands for large supplies of manufactured goods and foodstuffs, and also ordered French troops in France's colonial empire (in Dakar, Syria, Madagascar, Oran and Morocco) to defend sovereign French territory against any aggressors, Allied or otherwise.
|
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Pétain's motives are a topic of wide conjecture. Winston Churchill had spoken to Reynaud during the impending fall of France, saying of Pétain, "... he had always been a defeatist, even in the last war [World War I]."[53]
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On 11 November 1942, German forces invaded the unoccupied zone of Southern France in response to the Allies' Operation Torch landings in North Africa and Admiral François Darlan's agreement to support the Allies. Although the French government nominally remained in existence, civilian administration of almost all France being under it, Pétain became nothing more than a figurehead, as the Germans had negated the pretence of an "independent" government at Vichy. Pétain however remained popular and engaged in a series of visits around France as late as 1944, when he arrived in Paris on 28 April in what Nazi propaganda newsreels described as a "historic" moment for the city. Vast crowds cheered him in front of the Hôtel de Ville and in the streets.[54]
|
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Following the liberation of France, on 7 September 1944 Pétain and other members of the French cabinet at Vichy were relocated by the Germans to the Sigmaringen enclave in Germany, where they became a government-in-exile until April 1945. Pétain, however, having been forced to leave France, refused to participate in this government and Fernand de Brinon now headed the "government commission".[55] In a note dated 29 October 1944, Pétain forbade de Brinon to use the Marshal's name in any connection with this new government, and on 5 April 1945, Pétain wrote a note to Hitler expressing his wish to return to France. No reply ever came. However, on his birthday almost three weeks later, he was taken to the Swiss border. Two days later he crossed the French frontier.[56]
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The provisional government, headed by De Gaulle, placed Pétain on trial for treason, which took place from 23 July to 15 August 1945. Dressed in the uniform of a Marshal of France, Pétain remained silent through most of the proceedings after an initial statement that denied the right of the High Court, as constituted, to try him. De Gaulle himself later criticised the trial, stating, "Too often, the discussions took on the appearance of a partisan trial, sometimes even a settling of accounts, when the whole affair should have been treated only from the standpoint of national defence and independence."[57]
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At the end of Pétain's trial, he was convicted on all charges. The jury sentenced him to death by a one-vote majority. Due to his advanced age, the Court asked that the sentence not be carried out. De Gaulle, who was President of the Provisional Government of the French Republic at the end of the war, commuted the sentence to life imprisonment due to Pétain's age and his military contributions in World War I. After his conviction, the Court stripped Pétain of all military ranks and honours save for the one distinction of Marshal of France.
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Fearing riots at the announcement of the sentence, De Gaulle ordered that Pétain be immediately transported on the former's private aircraft to Fort du Portalet in the Pyrenees,[58] where he remained from 15 August to 16 November 1945. The government later transferred him to the Fort de Pierre-Levée citadel on the Île d'Yeu, a small island off the French Atlantic coast.[59]
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Over the following years Pétain's lawyers and many foreign governments and dignitaries, including Queen Mary and the Duke of Windsor, appealed to successive French governments for Pétain's release, but given the unstable state of Fourth Republic politics no government was willing to risk unpopularity by releasing him. As early as June 1946 U.S. President Harry Truman interceded in vain for his release, even offering to provide political asylum in the U.S.[60] A similar offer was later made by the Spanish dictator General Franco.[60]
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Although Pétain had still been in good health for his age at the time of his imprisonment, by late 1947 his memory lapses were worsening and he was beginning to suffer from incontinence, sometimes soiling himself in front of visitors and sometimes no longer recognising his wife.[4] By January 1949 his lucid intervals were becoming fewer and fewer. On 3 March 1949, a meeting of the Council of Ministers (many of them "self-proclaimed heroes of the Resistance" in the words of biographer Charles Williams) had a fierce argument about a medical report recommending that he be moved to Val-de-Grâce (a military hospital in Paris), a measure to which Prime Minister Henri Queuille had previously been sympathetic. By May, Pétain required constant nursing care, and he was often suffering from hallucinations, e.g. that he was commanding armies in battle, or that naked women were dancing around his room.[61] By the end of 1949, Pétain was almost completely senile, with only occasional moments of lucidity. He was also beginning to suffer from heart problems and was no longer able to walk without assistance. Plans were made for his death and funeral.[62]
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On 8 June 1951 President Auriol, informed that Pétain had little longer to live, commuted his sentence to confinement in hospital (the news was kept secret until after the elections on 17 June), but by then Pétain was too ill to be moved to Paris.[63]
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Pétain died in a private home in Port-Joinville on the Île d'Yeu on 23 July 1951, at the age of 95.[59]
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His body was buried in a local cemetery (Cimetière communal de Port-Joinville).[26] Calls were made to re-locate his remains to the grave prepared for him at Verdun.[64]
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His sometime protégé Charles de Gaulle later wrote that Pétain’s life was "successively banal, then glorious, then deplorable, but never mediocre".[65]
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In February 1973, Pétain's coffin housing remains was stolen from the Île d'Yeu cemetery by extremists, who demanded that President Georges Pompidou consent to its re-interment at Douaumont cemetery among the war dead of the Verdun battle. Police retrieved the coffin a few days later, and it was ceremoniously reburied with a Presidential wreath in the Île d'Yeu as before.[66]
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Mount Pétain, nearby Pétain Creek, and Pétain Falls, forming the Pétain Basin on the Continental Divide in the Canadian Rockies, were named after him in 1919;[67] summits with the names of other French generals are nearby: Foch, Cordonnier, Mangin, Castelnau and Joffre. Hengshan Road, in Shanghai, was "Avenue Pétain" between 1922 and 1943. Pinardville, a traditionally French Canadian neighborhood of Goffstown, New Hampshire, has a Petain Street dating from the 1920s, alongside parallel streets named for other World War I generals, John Pershing, Douglas Haig, Ferdinand Foch, and Joseph Joffre.
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On 26 October 1931, Pétain was honored with a ticker-tape parade down Manhattan's Canyon of Heroes. Consideration has been given to removing the sidewalk ribbon denoting the parade for Pétain, given his role with the Nazis in World War II.[68]
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Among a vast number of books and articles about Pétain, the most complete and documented biographies are:
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Other books used for citations in the article:
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1 |
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Augustus (Imperator Caesar divi filius Augustus; 23 September 63 BC – 19 August AD 14) was a Roman statesman and military leader who became the first emperor of the Roman Empire, reigning from 27 BC until his death in AD 14.[nb 1] He was the first ruler of the Julio-Claudian dynasty. His status as the founder of the Roman Principate has consolidated an enduring legacy as one of the most effective and controversial leaders in human history.[1][2] The reign of Augustus initiated an era of relative peace known as the Pax Romana. The Roman world was largely free from large-scale conflict for more than two centuries, despite continuous wars of imperial expansion on the Empire's frontiers and the year-long civil war known as the "Year of the Four Emperors" over the imperial succession.
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Augustus was born Gaius Octavius into an old and wealthy equestrian branch of the plebeian gens Octavia. His maternal great-uncle Julius Caesar was assassinated in 44 BC, and Octavius was named in Caesar's will as his adopted son and heir, taking the name Octavian (Latin: Gaius Julius Caesar Octavianus). Along with Mark Antony and Marcus Lepidus, he formed the Second Triumvirate to defeat the assassins of Caesar. Following their victory at the Battle of Philippi, the Triumvirate divided the Roman Republic among themselves and ruled as de facto dictators. The Triumvirate was eventually torn apart by the competing ambitions of its members. Lepidus was driven into exile and stripped of his position, and Antony committed suicide following his defeat at the Battle of Actium by Octavian in 31 BC.
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After the demise of the Second Triumvirate, Augustus restored the outward façade of the free Republic, with governmental power vested in the Roman Senate, the executive magistrates, and the legislative assemblies. In reality, however, he retained his autocratic power over the Republic. By law, Augustus held a collection of powers granted to him for life by the Senate, including supreme military command, and those of tribune and censor. It took several years for Augustus to develop the framework within which a formally republican state could be led under his sole rule. He rejected monarchical titles, and instead called himself Princeps Civitatis ("First Citizen"). The resulting constitutional framework became known as the Principate, the first phase of the Roman Empire.
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Augustus dramatically enlarged the Empire, annexing Egypt, Dalmatia, Pannonia, Noricum, and Raetia, expanding possessions in Africa, and completing the conquest of Hispania, but suffered a major setback in Germania. Beyond the frontiers, he secured the Empire with a buffer region of client states and made peace with the Parthian Empire through diplomacy. He reformed the Roman system of taxation, developed networks of roads with an official courier system, established a standing army, established the Praetorian Guard, created official police and fire-fighting services for Rome, and rebuilt much of the city during his reign. Augustus died in AD 14 at the age of 75, probably from natural causes. However, there were unconfirmed rumors that his wife Livia poisoned him. He was succeeded as emperor by his adopted son Tiberius (also stepson and former son-in-law).
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As a consequence of Roman customs, society, and personal preference, Augustus (/ɔːˈɡʌstəs, əˈ-/ aw-GUST-əs, ə-, Latin: [au̯ˈɡʊstʊs]) was known by many names throughout his life:
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While his paternal family was from the Volscian town of Velletri, approximately 40 kilometres (25 mi) to the south-east of Rome, Augustus was born in the city of Rome on 23 September 63 BC.[12] He was born at Ox Head, a small property on the Palatine Hill, very close to the Roman Forum. He was given the name Gaius Octavius Thurinus, his cognomen possibly commemorating his father's victory at Thurii over a rebellious band of slaves which occurred a few years after his birth.[13][14] Suetonius wrote: "There are many indications that the Octavian family was in days of old a distinguished one at Velitrae; for not only was a street in the most frequented part of town long ago called Octavian, but an altar was shown there besides, consecrated by an Octavius. This man was leader in a war with a neighbouring town ..." [15]
|
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|
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Due to the crowded nature of Rome at the time, Octavius was taken to his father's home village at Velletri to be raised. Octavius mentions his father's equestrian family only briefly in his memoirs. His paternal great-grandfather Gaius Octavius was a military tribune in Sicily during the Second Punic War. His grandfather had served in several local political offices. His father, also named Gaius Octavius, had been governor of Macedonia. His mother, Atia, was the niece of Julius Caesar.[16][17]
|
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In 59 BC, when he was four years old, his father died.[18] His mother married a former governor of Syria, Lucius Marcius Philippus.[19] Philippus claimed descent from Alexander the Great, and was elected consul in 56 BC. Philippus never had much of an interest in young Octavius. Because of this, Octavius was raised by his grandmother, Julia, the sister of Julius Caesar. Julia died in 52 or 51 BC, and Octavius delivered the funeral oration for his grandmother.[20][21] From this point, his mother and stepfather took a more active role in raising him. He donned the toga virilis four years later,[22] and was elected to the College of Pontiffs in 47 BC.[23][24] The following year he was put in charge of the Greek games that were staged in honor of the Temple of Venus Genetrix, built by Julius Caesar.[24] According to Nicolaus of Damascus, Octavius wished to join Caesar's staff for his campaign in Africa, but gave way when his mother protested.[25] In 46 BC, she consented for him to join Caesar in Hispania, where he planned to fight the forces of Pompey, Caesar's late enemy, but Octavius fell ill and was unable to travel.
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|
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When he had recovered, he sailed to the front, but was shipwrecked; after coming ashore with a handful of companions, he crossed hostile territory to Caesar's camp, which impressed his great-uncle considerably.[22] Velleius Paterculus reports that after that time, Caesar allowed the young man to share his carriage.[26] When back in Rome, Caesar deposited a new will with the Vestal Virgins, naming Octavius as the prime beneficiary.[27]
|
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Octavius was studying and undergoing military training in Apollonia, Illyria, when Julius Caesar was killed on the Ides of March (15 March) 44 BC. He rejected the advice of some army officers to take refuge with the troops in Macedonia and sailed to Italy to ascertain whether he had any potential political fortunes or security.[28] Caesar had no living legitimate children under Roman law,[nb 3] and so had adopted Octavius, his grand-nephew, making him his primary heir.[29] Mark Antony later charged that Octavian had earned his adoption by Caesar through sexual favours, though Suetonius describes Antony's accusation as political slander.[30] This form of slander was popular during this time in the Roman Republic to demean and discredit political opponents by accusing them of having an inappropriate sexual affair.[31][32] After landing at Lupiae near Brundisium, Octavius learned the contents of Caesar's will, and only then did he decide to become Caesar's political heir as well as heir to two-thirds of his estate.[24][28][33]
|
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Upon his adoption, Octavius assumed his great-uncle's name Gaius Julius Caesar. Roman citizens adopted into a new family usually retained their old nomen in cognomen form (e.g., Octavianus for one who had been an Octavius, Aemilianus for one who had been an Aemilius, etc.). However, though some of his contemporaries did,[34] there is no evidence that Octavius ever himself officially used the name Octavianus, as it would have made his modest origins too obvious.[35][36][37] Historians usually refer to the new Caesar as Octavian during the time between his adoption and his assumption of the name Augustus in 27 BC in order to avoid confusing the dead dictator with his heir.[38]
|
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Octavian could not rely on his limited funds to make a successful entry into the upper echelons of the Roman political hierarchy.[39] After a warm welcome by Caesar's soldiers at Brundisium,[40] Octavian demanded a portion of the funds that were allotted by Caesar for the intended war against the Parthian Empire in the Middle East.[39] This amounted to 700 million sesterces stored at Brundisium, the staging ground in Italy for military operations in the east.[41]
|
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A later senatorial investigation into the disappearance of the public funds took no action against Octavian, since he subsequently used that money to raise troops against the Senate's arch enemy Mark Antony.[40] Octavian made another bold move in 44 BC when, without official permission, he appropriated the annual tribute that had been sent from Rome's Near Eastern province to Italy.[36][42]
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+
Octavian began to bolster his personal forces with Caesar's veteran legionaries and with troops designated for the Parthian war, gathering support by emphasizing his status as heir to Caesar.[28][43] On his march to Rome through Italy, Octavian's presence and newly acquired funds attracted many, winning over Caesar's former veterans stationed in Campania.[36] By June, he had gathered an army of 3,000 loyal veterans, paying each a salary of 500 denarii.[44][45][46]
|
30 |
+
|
31 |
+
Arriving in Rome on 6 May 44 BC, Octavian found consul Mark Antony, Caesar's former colleague, in an uneasy truce with the dictator's assassins. They had been granted a general amnesty on 17 March, yet Antony had succeeded in driving most of them out of Rome with an inflammatory eulogy at Caesar's funeral, mounting public opinion against the assassins.[36]
|
32 |
+
|
33 |
+
Mark Antony was amassing political support, but Octavian still had opportunity to rival him as the leading member of the faction supporting Caesar. Mark Antony had lost the support of many Romans and supporters of Caesar when he initially opposed the motion to elevate Caesar to divine status.[47] Octavian failed to persuade Antony to relinquish Caesar's money to him. During the summer, he managed to win support from Caesarian sympathizers and also made common with the Optimates, the former enemies of Caesar, who saw him as the lesser evil and hoped to manipulate him.[48] In September, the leading Optimate orator Marcus Tullius Cicero began to attack Antony in a series of speeches portraying him as a threat to the Republican order.[49][50]
|
34 |
+
|
35 |
+
With opinion in Rome turning against him and his year of consular power nearing its end, Antony attempted to pass laws that would assign him the province of Cisalpine Gaul.[51][52] Octavian meanwhile built up a private army in Italy by recruiting Caesarian veterans and, on 28 November, he won over two of Antony's legions with the enticing offer of monetary gain.[53][54][55]
|
36 |
+
|
37 |
+
In the face of Octavian's large and capable force, Antony saw the danger of staying in Rome and, to the relief of the Senate, he left Rome for Cisalpine Gaul, which was to be handed to him on 1 January.[55] However, the province had earlier been assigned to Decimus Junius Brutus Albinus, one of Caesar's assassins, who now refused to yield to Antony. Antony besieged him at Mutina[56] and rejected the resolutions passed by the Senate to stop the fighting. The Senate had no army to enforce their resolutions. This provided an opportunity for Octavian, who already was known to have armed forces.[54] Cicero also defended Octavian against Antony's taunts about Octavian's lack of noble lineage and aping of Julius Caesar's name, stating "we have no more brilliant example of traditional piety among our youth."[57]
|
38 |
+
|
39 |
+
At the urging of Cicero, the Senate inducted Octavian as senator on 1 January 43 BC, yet he also was given the power to vote alongside the former consuls.[54][55] In addition, Octavian was granted propraetor imperium (commanding power) which legalized his command of troops, sending him to relieve the siege along with Hirtius and Pansa (the consuls for 43 BC).[54][58] In April 43 BC, Antony's forces were defeated at the battles of Forum Gallorum and Mutina, forcing Antony to retreat to Transalpine Gaul. Both consuls were killed, however, leaving Octavian in sole command of their armies.[59][60]
|
40 |
+
|
41 |
+
The senate heaped many more rewards on Decimus Brutus than on Octavian for defeating Antony, then attempted to give command of the consular legions to Decimus Brutus.[61] In response, Octavian stayed in the Po Valley and refused to aid any further offensive against Antony.[62] In July, an embassy of centurions sent by Octavian entered Rome and demanded the consulship left vacant by Hirtius and Pansa[63] and also that the decree should be rescinded which declared Antony a public enemy.[62] When this was refused, he marched on the city with eight legions.[62] He encountered no military opposition in Rome, and on 19 August 43 BC was elected consul with his relative Quintus Pedius as co-consul.[64][65] Meanwhile, Antony formed an alliance with Marcus Aemilius Lepidus, another leading Caesarian.[66]
|
42 |
+
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43 |
+
In a meeting near Bologna in October 43 BC, Octavian, Antony, and Lepidus formed the Second Triumvirate.[68] This explicit arrogation of special powers lasting five years was then legalised by law passed by the plebs, unlike the unofficial First Triumvirate formed by Pompey, Julius Caesar, and Marcus Licinius Crassus.[68][69] The triumvirs then set in motion proscriptions, in which between 130 and 300 senators[nb 4] and 2,000 equites were branded as outlaws and deprived of their property and, for those who failed to escape, their lives.[71] This decree issued by the triumvirate was motivated in part by a need to raise money to pay the salaries of their troops for the upcoming conflict against Caesar's assassins, Marcus Junius Brutus and Gaius Cassius Longinus.[72] Rewards for their arrest gave incentive for Romans to capture those proscribed, while the assets and properties of those arrested were seized by the triumvirs.[71]
|
44 |
+
|
45 |
+
Contemporary Roman historians provide conflicting reports as to which triumvir was most responsible for the proscriptions and killing. However, the sources agree that enacting the proscriptions was a means by all three factions to eliminate political enemies.[73] Marcus Velleius Paterculus asserted that Octavian tried to avoid proscribing officials whereas Lepidus and Antony were to blame for initiating them. Cassius Dio defended Octavian as trying to spare as many as possible, whereas Antony and Lepidus, being older and involved in politics longer, had many more enemies to deal with.[74]
|
46 |
+
|
47 |
+
This claim was rejected by Appian, who maintained that Octavian shared an equal interest with Lepidus and Antony in eradicating his enemies.[75] Suetonius said that Octavian was reluctant to proscribe officials, but did pursue his enemies with more vigor than the other triumvirs.[73] Plutarch described the proscriptions as a ruthless and cutthroat swapping of friends and family among Antony, Lepidus, and Octavian. For example, Octavian allowed the proscription of his ally Cicero, Antony the proscription of his maternal uncle Lucius Julius Caesar (the consul of 64 BC), and Lepidus his brother Paullus.[74]
|
48 |
+
|
49 |
+
On 1 January 42 BC, the Senate posthumously recognized Julius Caesar as a divinity of the Roman state, Divus Iulius. Octavian was able to further his cause by emphasizing the fact that he was Divi filius, "Son of the Divine".[76] Antony and Octavian then sent 28 legions by sea to face the armies of Brutus and Cassius, who had built their base of power in Greece.[77] After two battles at Philippi in Macedonia in October 42, the Caesarian army was victorious and Brutus and Cassius committed suicide. Mark Antony later used the examples of these battles as a means to belittle Octavian, as both battles were decisively won with the use of Antony's forces. In addition to claiming responsibility for both victories, Antony also branded Octavian as a coward for handing over his direct military control to Marcus Vipsanius Agrippa instead.[78]
|
50 |
+
|
51 |
+
After Philippi, a new territorial arrangement was made among the members of the Second Triumvirate. Gaul and the province of Hispania were placed in the hands of Octavian. Antony traveled east to Egypt where he allied himself with Queen Cleopatra VII, the former lover of Julius Caesar and mother of Caesar's infant son Caesarion. Lepidus was left with the province of Africa, stymied by Antony, who conceded Hispania to Octavian instead.[79]
|
52 |
+
|
53 |
+
Octavian was left to decide where in Italy to settle the tens of thousands of veterans of the Macedonian campaign, whom the triumvirs had promised to discharge. The tens of thousands who had fought on the republican side with Brutus and Cassius could easily ally with a political opponent of Octavian if not appeased, and they also required land.[79] There was no more government-controlled land to allot as settlements for their soldiers, so Octavian had to choose one of two options: alienating many Roman citizens by confiscating their land, or alienating many Roman soldiers who could mount a considerable opposition against him in the Roman heartland. Octavian chose the former.[80] There were as many as eighteen Roman towns affected by the new settlements, with entire populations driven out or at least given partial evictions.[81]
|
54 |
+
|
55 |
+
There was widespread dissatisfaction with Octavian over these settlements of his soldiers, and this encouraged many to rally at the side of Lucius Antonius, who was brother of Mark Antony and supported by a majority in the Senate. Meanwhile, Octavian asked for a divorce from Clodia Pulchra, the daughter of Fulvia (Mark Antony's wife) and her first husband Publius Clodius Pulcher. He returned Clodia to her mother, claiming that their marriage had never been consummated. Fulvia decided to take action. Together with Lucius Antonius, she raised an army in Italy to fight for Antony's rights against Octavian. Lucius and Fulvia took a political and martial gamble in opposing Octavian, however, since the Roman army still depended on the triumvirs for their salaries. Lucius and his allies ended up in a defensive siege at Perusia (modern Perugia), where Octavian forced them into surrender in early 40 BC.[81]
|
56 |
+
|
57 |
+
Lucius and his army were spared, due to his kinship with Antony, the strongman of the East, while Fulvia was exiled to Sicyon.[82] Octavian showed no mercy, however, for the mass of allies loyal to Lucius; on 15 March, the anniversary of Julius Caesar's assassination, he had 300 Roman senators and equestrians executed for allying with Lucius.[83] Perusia also was pillaged and burned as a warning for others.[82] This bloody event sullied Octavian's reputation and was criticized by many, such as Augustan poet Sextus Propertius.[83]
|
58 |
+
|
59 |
+
Sextus Pompeius, the son of Pompey and still a renegade general following Julius Caesar's victory over his father, had established himself in Sicily and Sardinia as part of an agreement reached with the Second Triumvirate in 39 BC.[84] Both Antony and Octavian were vying for an alliance with Pompeius. Octavian succeeded in a temporary alliance in 40 BC when he married Scribonia, a sister or daughter of Pompeius's father-in-law Lucius Scribonius Libo. Scribonia gave birth to Octavian's only natural child, Julia, the same day that he divorced her to marry Livia Drusilla, little more than a year after their marriage.[83]
|
60 |
+
|
61 |
+
While in Egypt, Antony had been engaged in an affair with Cleopatra and had fathered three children with her.[nb 5] Aware of his deteriorating relationship with Octavian, Antony left Cleopatra; he sailed to Italy in 40 BC with a large force to oppose Octavian, laying siege to Brundisium. This new conflict proved untenable for both Octavian and Antony, however. Their centurions, who had become important figures politically, refused to fight due to their Caesarian cause, while the legions under their command followed suit. Meanwhile, in Sicyon, Antony's wife Fulvia died of a sudden illness while Antony was en route to meet her. Fulvia's death and the mutiny of their centurions allowed the two remaining triumvirs to effect a reconciliation.[85][86]
|
62 |
+
|
63 |
+
In the autumn of 40, Octavian and Antony approved the Treaty of Brundisium, by which Lepidus would remain in Africa, Antony in the East, Octavian in the West. The Italian Peninsula was left open to all for the recruitment of soldiers, but in reality, this provision was useless for Antony in the East. To further cement relations of alliance with Mark Antony, Octavian gave his sister, Octavia Minor, in marriage to Antony in late 40 BC.[85]
|
64 |
+
|
65 |
+
Sextus Pompeius threatened Octavian in Italy by denying shipments of grain through the Mediterranean Sea to the peninsula. Pompeius's own son was put in charge as naval commander in the effort to cause widespread famine in Italy.[86] Pompeius's control over the sea prompted him to take on the name Neptuni filius, "son of Neptune".[87] A temporary peace agreement was reached in 39 BC with the treaty of Misenum; the blockade on Italy was lifted once Octavian granted Pompeius Sardinia, Corsica, Sicily, and the Peloponnese, and ensured him a future position as consul for 35 BC.[86][87]
|
66 |
+
|
67 |
+
The territorial agreement between the triumvirate and Sextus Pompeius began to crumble once Octavian divorced Scribonia and married Livia on 17 January 38 BC.[88] One of Pompeius's naval commanders betrayed him and handed over Corsica and Sardinia to Octavian. Octavian lacked the resources to confront Pompeius alone, however, so an agreement was reached with the Second Triumvirate's extension for another five-year period beginning in 37 BC.[69][89]
|
68 |
+
|
69 |
+
In supporting Octavian, Antony expected to gain support for his own campaign against the Parthian Empire, desiring to avenge Rome's defeat at Carrhae in 53 BC.[89] In an agreement reached at Tarentum, Antony provided 120 ships for Octavian to use against Pompeius, while Octavian was to send 20,000 legionaries to Antony for use against Parthia. Octavian sent only a tenth of those promised, however, which Antony viewed as an intentional provocation.[90]
|
70 |
+
|
71 |
+
Octavian and Lepidus launched a joint operation against Sextus in Sicily in 36 BC.[91] Despite setbacks for Octavian, the naval fleet of Sextus Pompeius was almost entirely destroyed on 3 September by General Agrippa at the naval Battle of Naulochus. Sextus fled to the east with his remaining forces, where he was captured and executed in Miletus by one of Antony's generals the following year. As Lepidus and Octavian accepted the surrender of Pompeius's troops, Lepidus attempted to claim Sicily for himself, ordering Octavian to leave. Lepidus's troops deserted him, however, and defected to Octavian since they were weary of fighting and were enticed by Octavian's promises of money.[92]
|
72 |
+
|
73 |
+
Lepidus surrendered to Octavian and was permitted to retain the office of Pontifex Maximus (head of the college of priests), but was ejected from the Triumvirate, his public career at an end, and effectively was exiled to a villa at Cape Circei in Italy.[72][92] The Roman dominions were now divided between Octavian in the West and Antony in the East. Octavian ensured Rome's citizens of their rights to property in order to maintain peace and stability in his portion of the Empire. This time, he settled his discharged soldiers outside of Italy, while also returning 30,000 slaves to their former Roman owners—slaves who had fled to join Pompeius's army and navy.[93] Octavian had the Senate grant him, his wife, and his sister tribunal immunity, or sacrosanctitas, in order to ensure his own safety and that of Livia and Octavia once he returned to Rome.[94]
|
74 |
+
|
75 |
+
Meanwhile, Antony's campaign turned disastrous against Parthia, tarnishing his image as a leader, and the mere 2,000 legionaries sent by Octavian to Antony were hardly enough to replenish his forces.[95] On the other hand, Cleopatra could restore his army to full strength; he already was engaged in a romantic affair with her, so he decided to send Octavia back to Rome.[96] Octavian used this to spread propaganda implying that Antony was becoming less than Roman because he rejected a legitimate Roman spouse for an "Oriental paramour".[97] In 36 BC, Octavian used a political ploy to make himself look less autocratic and Antony more the villain by proclaiming that the civil wars were coming to an end, and that he would step down as triumvir—if only Antony would do the same. Antony refused.[98]
|
76 |
+
|
77 |
+
Roman troops captured the Kingdom of Armenia in 34 BC, and Antony made his son Alexander Helios the ruler of Armenia. He also awarded the title "Queen of Kings" to Cleopatra, acts that Octavian used to convince the Roman Senate that Antony had ambitions to diminish the preeminence of Rome.[97] Octavian became consul once again on 1 January 33 BC, and he opened the following session in the Senate with a vehement attack on Antony's grants of titles and territories to his relatives and to his queen.[99]
|
78 |
+
|
79 |
+
The breach between Antony and Octavian prompted a large portion of the Senators, as well as both of that year's consuls, to leave Rome and defect to Antony. However, Octavian received two key deserters from Antony in the autumn of 32 BC: Munatius Plancus and Marcus Titius.[100] These defectors gave Octavian the information that he needed to confirm with the Senate all the accusations that he made against Antony.[101]
|
80 |
+
|
81 |
+
Octavian forcibly entered the temple of the Vestal Virgins and seized Antony's secret will, which he promptly publicized. The will would have given away Roman-conquered territories as kingdoms for his sons to rule, and designated Alexandria as the site for a tomb for him and his queen.[102][103] In late 32 BC, the Senate officially revoked Antony's powers as consul and declared war on Cleopatra's regime in Egypt.[104][105]
|
82 |
+
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83 |
+
In early 31 BC, Antony and Cleopatra were temporarily stationed in Greece when Octavian gained a preliminary victory: the navy successfully ferried troops across the Adriatic Sea under the command of Agrippa. Agrippa cut off Antony and Cleopatra's main force from their supply routes at sea, while Octavian landed on the mainland opposite the island of Corcyra (modern Corfu) and marched south. Trapped on land and sea, deserters of Antony's army fled to Octavian's side daily while Octavian's forces were comfortable enough to make preparations.[108]
|
84 |
+
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85 |
+
Antony's fleet sailed through the bay of Actium on the western coast of Greece in a desperate attempt to break free of the naval blockade. It was there that Antony's fleet faced the much larger fleet of smaller, more maneuverable ships under commanders Agrippa and Gaius Sosius in the Battle of Actium on 2 September 31 BC.[109] Antony and his remaining forces were spared only due to a last-ditch effort by Cleopatra's fleet that had been waiting nearby.[110]
|
86 |
+
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87 |
+
Octavian pursued them and defeated their forces in Alexandria on 1 August 30 BC—after which Antony and Cleopatra committed suicide. Antony fell on his own sword and was taken by his soldiers back to Alexandria where he died in Cleopatra's arms. Cleopatra died soon after, reputedly by the venomous bite of an asp or by poison.[111] Octavian had exploited his position as Caesar's heir to further his own political career, and he was well aware of the dangers in allowing another person to do the same. He therefore followed the advice of Arius Didymus that "two Caesars are one too many", ordering Caesarion, Julius Caesar's son by Cleopatra, killed, while sparing Cleopatra's children by Antony, with the exception of Antony's older son.[112][113] Octavian had previously shown little mercy to surrendered enemies and acted in ways that had proven unpopular with the Roman people, yet he was given credit for pardoning many of his opponents after the Battle of Actium.[114]
|
88 |
+
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89 |
+
After Actium and the defeat of Antony and Cleopatra, Octavian was in a position to rule the entire Republic under an unofficial principate[115]—but he had to achieve this through incremental power gains. He did so by courting the Senate and the people while upholding the republican traditions of Rome, appearing that he was not aspiring to dictatorship or monarchy.[116][117] Marching into Rome, Octavian and Marcus Agrippa were elected as consuls by the Senate.[118]
|
90 |
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91 |
+
Years of civil war had left Rome in a state of near lawlessness, but the Republic was not prepared to accept the control of Octavian as a despot. At the same time, Octavian could not simply give up his authority without risking further civil wars among the Roman generals and, even if he desired no position of authority whatsoever, his position demanded that he look to the well-being of the city of Rome and the Roman provinces. Octavian's aims from this point forward were to return Rome to a state of stability, traditional legality, and civility by lifting the overt political pressure imposed on the courts of law and ensuring free elections—in name at least.[119]
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92 |
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93 |
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In 27 BC, Octavian made a show of returning full power to the Roman Senate and relinquishing his control of the Roman provinces and their armies. Under his consulship, however, the Senate had little power in initiating legislation by introducing bills for senatorial debate. Octavian was no longer in direct control of the provinces and their armies, but he retained the loyalty of active duty soldiers and veterans alike. The careers of many clients and adherents depended on his patronage, as his financial power was unrivaled in the Roman Republic.[118] Historian Werner Eck states:
|
94 |
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95 |
+
The sum of his power derived first of all from various powers of office delegated to him by the Senate and people, secondly from his immense private fortune, and thirdly from numerous patron-client relationships he established with individuals and groups throughout the Empire. All of them taken together formed the basis of his auctoritas, which he himself emphasized as the foundation of his political actions.[120]
|
96 |
+
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97 |
+
To a large extent, the public were aware of the vast financial resources that Octavian commanded. He failed to encourage enough senators to finance the building and maintenance of networks of roads in Italy in 20 BC, but he undertook direct responsibility for them. This was publicized on the Roman currency issued in 16 BC, after he donated vast amounts of money to the aerarium Saturni, the public treasury.[121]
|
98 |
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99 |
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According to H. H. Scullard, however, Octavian's power was based on the exercise of "a predominant military power and ... the ultimate sanction of his authority was force, however much the fact was disguised."[122] The Senate proposed to Octavian, the victor of Rome's civil wars, that he once again assume command of the provinces. The Senate's proposal was a ratification of Octavian's extra-constitutional power. Through the Senate, Octavian was able to continue the appearance of a still-functional constitution. Feigning reluctance, he accepted a ten-year responsibility of overseeing provinces that were considered chaotic.[123][124]
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100 |
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The provinces ceded to Augustus for that ten-year period comprised much of the conquered Roman world, including all of Hispania and Gaul, Syria, Cilicia, Cyprus, and Egypt.[123][125] Moreover, command of these provinces provided Octavian with control over the majority of Rome's legions.[125][126]
|
102 |
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103 |
+
While Octavian acted as consul in Rome, he dispatched senators to the provinces under his command as his representatives to manage provincial affairs and ensure that his orders were carried out. The provinces not under Octavian's control were overseen by governors chosen by the Roman Senate.[126] Octavian became the most powerful political figure in the city of Rome and in most of its provinces, but he did not have a monopoly on political and martial power.[127]
|
104 |
+
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105 |
+
The Senate still controlled North Africa, an important regional producer of grain, as well as Illyria and Macedonia, two strategic regions with several legions.[127] However, the Senate had control of only five or six legions distributed among three senatorial proconsuls, compared to the twenty legions under the control of Octavian, and their control of these regions did not amount to any political or military challenge to Octavian.[116][122] The Senate's control over some of the Roman provinces helped maintain a republican façade for the autocratic Principate. Also, Octavian's control of entire provinces followed Republican-era precedents for the objective of securing peace and creating stability, in which such prominent Romans as Pompey had been granted similar military powers in times of crisis and instability.[116]
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On 16 January 27 BC the Senate gave Octavian the new titles of Augustus and Princeps.[128] Augustus is from the Latin word Augere (meaning to increase) and can be translated as "the illustrious one". It was a title of religious authority rather than political authority. His new title of Augustus was also more favorable than Romulus, the previous one which he styled for himself in reference to the story of the legendary founder of Rome, which symbolized a second founding of Rome.[114] The title of Romulus was associated too strongly with notions of monarchy and kingship, an image that Octavian tried to avoid.[129] The title princeps senatus originally meant the member of the Senate with the highest precedence,[130] but in the case of Augustus, it became an almost regnal title for a leader who was first in charge.[131] Augustus also styled himself as Imperator Caesar divi filius, "Commander Caesar son of the deified one". With this title, he boasted his familial link to deified Julius Caesar, and the use of Imperator signified a permanent link to the Roman tradition of victory. He transformed Caesar, a cognomen for one branch of the Julian family, into a new family line that began with him.[128]
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Augustus was granted the right to hang the corona civica above his door, the "civic crown" made from oak, and to have laurels drape his doorposts.[127] However, he renounced flaunting insignia of power such as holding a scepter, wearing a diadem, or wearing the golden crown and purple toga of his predecessor Julius Caesar.[132] If he refused to symbolize his power by donning and bearing these items on his person, the Senate nonetheless awarded him with a golden shield displayed in the meeting hall of the Curia, bearing the inscription virtus, pietas, clementia, iustitia—"valor, piety, clemency, and justice."[127][133]
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By 23 BC, some of the un-Republican implications were becoming apparent concerning the settlement of 27 BC. Augustus's retention of an annual consulate drew attention to his de facto dominance over the Roman political system, and cut in half the opportunities for others to achieve what was still nominally the preeminent position in the Roman state.[134] Further, he was causing political problems by desiring to have his nephew Marcus Claudius Marcellus follow in his footsteps and eventually assume the Principate in his turn,[nb 6] alienating his three greatest supporters – Agrippa, Maecenas, and Livia.[135] He appointed noted Republican Calpurnius Piso (who had fought against Julius Caesar and supported Cassius and Brutus[136]) as co-consul in 23 BC, after his choice Aulus Terentius Varro Murena died unexpectedly.[137]
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112 |
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113 |
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In the late spring Augustus suffered a severe illness, and on his supposed deathbed made arrangements that would ensure the continuation of the Principate in some form,[138] while allaying senators' suspicions of his anti-republicanism. Augustus prepared to hand down his signet ring to his favored general Agrippa. However, Augustus handed over to his co-consul Piso all of his official documents, an account of public finances, and authority over listed troops in the provinces while Augustus's supposedly favored nephew Marcellus came away empty-handed.[139][140] This was a surprise to many who believed Augustus would have named an heir to his position as an unofficial emperor.[141]
|
114 |
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115 |
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Augustus bestowed only properties and possessions to his designated heirs, as an obvious system of institutionalized imperial inheritance would have provoked resistance and hostility among the republican-minded Romans fearful of monarchy.[117] With regards to the Principate, it was obvious to Augustus that Marcellus was not ready to take on his position;[142] nonetheless, by giving his signet ring to Agrippa, Augustus intended to signal to the legions that Agrippa was to be his successor, and that constitutional procedure notwithstanding, they should continue to obey Agrippa.[143]
|
116 |
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117 |
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Soon after his bout of illness subsided, Augustus gave up his consulship. The only other times Augustus would serve as consul would be in the years 5 and 2 BC,[140][144] both times to introduce his grandsons into public life.[136] This was a clever ploy by Augustus; ceasing to serve as one of two annually elected consuls allowed aspiring senators a better chance to attain the consular position, while allowing Augustus to exercise wider patronage within the senatorial class.[145] Although Augustus had resigned as consul, he desired to retain his consular imperium not just in his provinces but throughout the empire. This desire, as well as the Marcus Primus Affair, led to a second compromise between him and the Senate known as the Second Settlement.[146]
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118 |
+
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119 |
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The primary reasons for the Second Settlement were as follows. First, after Augustus relinquished the annual consulship, he was no longer in an official position to rule the state, yet his dominant position remained unchanged over his Roman, 'imperial' provinces where he was still a proconsul.[140][147] When he annually held the office of consul, he had the power to intervene with the affairs of the other provincial proconsuls appointed by the Senate throughout the empire, when he deemed necessary.[148]
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120 |
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121 |
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A second problem later arose showing the need for the Second Settlement in what became known as the "Marcus Primus Affair".[149] In late 24 or early 23 BC, charges were brought against Marcus Primus, the former proconsul (governor) of Macedonia, for waging a war without prior approval of the Senate on the Odrysian kingdom of Thrace, whose king was a Roman ally.[150] He was defended by Lucius Lucinius Varro Murena, who told the trial that his client had received specific instructions from Augustus, ordering him to attack the client state.[151] Later, Primus testified that the orders came from the recently deceased Marcellus.[152]
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122 |
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123 |
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Such orders, had they been given, would have been considered a breach of the Senate's prerogative under the Constitutional settlement of 27 BC and its aftermath—i.e., before Augustus was granted imperium proconsulare maius—as Macedonia was a Senatorial province under the Senate's jurisdiction, not an imperial province under the authority of Augustus. Such an action would have ripped away the veneer of Republican restoration as promoted by Augustus, and exposed his fraud of merely being the first citizen, a first among equals.[151] Even worse, the involvement of Marcellus provided some measure of proof that Augustus's policy was to have the youth take his place as Princeps, instituting a form of monarchy – accusations that had already played out.[142]
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124 |
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125 |
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The situation was so serious that Augustus himself appeared at the trial, even though he had not been called as a witness. Under oath, Augustus declared that he gave no such order.[153] Murena disbelieved Augustus's testimony and resented his attempt to subvert the trial by using his auctoritas. He rudely demanded to know why Augustus had turned up to a trial to which he had not been called; Augustus replied that he came in the public interest.[154] Although Primus was found guilty, some jurors voted to acquit, meaning that not everybody believed Augustus's testimony, an insult to the 'August One'.[155]
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126 |
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127 |
+
The Second Constitutional Settlement was completed in part to allay confusion and formalize Augustus's legal authority to intervene in Senatorial provinces. The Senate granted Augustus a form of general imperium proconsulare, or proconsular imperium (power) that applied throughout the empire, not solely to his provinces. Moreover, the Senate augmented Augustus's proconsular imperium into imperium proconsulare maius, or proconsular imperium applicable throughout the empire that was more (maius) or greater than that held by the other proconsuls. This in effect gave Augustus constitutional power superior to all other proconsuls in the empire.[146] Augustus stayed in Rome during the renewal process and provided veterans with lavish donations to gain their support, thereby ensuring that his status of proconsular imperium maius was renewed in 13 BC.[144]
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128 |
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During the second settlement, Augustus was also granted the power of a tribune (tribunicia potestas) for life, though not the official title of tribune.[146] For some years, Augustus had been awarded tribunicia sacrosanctitas, the immunity given to a Tribune of the Plebs. Now he decided to assume the full powers of the magistracy, renewed annually, in perpetuity. Legally, it was closed to patricians, a status that Augustus had acquired some years earlier when adopted by Julius Caesar.[145]
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This power allowed him to convene the Senate and people at will and lay business before them, to veto the actions of either the Assembly or the Senate, to preside over elections, and to speak first at any meeting.[144][156] Also included in Augustus's tribunician authority were powers usually reserved for the Roman censor; these included the right to supervise public morals and scrutinize laws to ensure that they were in the public interest, as well as the ability to hold a census and determine the membership of the Senate.[157]
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With the powers of a censor, Augustus appealed to virtues of Roman patriotism by banning all attire but the classic toga while entering the Forum.[158] There was no precedent within the Roman system for combining the powers of the tribune and the censor into a single position, nor was Augustus ever elected to the office of censor.[159] Julius Caesar had been granted similar powers, wherein he was charged with supervising the morals of the state. However, this position did not extend to the censor's ability to hold a census and determine the Senate's roster. The office of the tribunus plebis began to lose its prestige due to Augustus's amassing of tribunal powers, so he revived its importance by making it a mandatory appointment for any plebeian desiring the praetorship.[160]
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Augustus was granted sole imperium within the city of Rome itself, in addition to being granted proconsular imperium maius and tribunician authority for life. Traditionally, proconsuls (Roman province governors) lost their proconsular "imperium" when they crossed the Pomerium – the sacred boundary of Rome – and entered the city. In these situations, Augustus would have power as part of his tribunician authority but his constitutional imperium within the Pomerium would be less than that of a serving consul. That would mean that, when he was in the city, he might not be the constitutional magistrate with the most authority. Thanks to his prestige or auctoritas, his wishes would usually be obeyed, but there might be some difficulty. To fill this power vacuum, the Senate voted that Augustus's imperium proconsulare maius (superior proconsular power) should not lapse when he was inside the city walls. All armed forces in the city had formerly been under the control of the urban praetors and consuls, but this situation now placed them under the sole authority of Augustus.[161]
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In addition, the credit was given to Augustus for each subsequent Roman military victory after this time, because the majority of Rome's armies were stationed in imperial provinces commanded by Augustus through the legatus who were deputies of the princeps in the provinces. Moreover, if a battle was fought in a Senatorial province, Augustus's proconsular imperium maius allowed him to take command of (or credit for) any major military victory. This meant that Augustus was the only individual able to receive a triumph, a tradition that began with Romulus, Rome's first King and first triumphant general. Lucius Cornelius Balbus was the last man outside Augustus's family to receive this award, in 19 BC.[162] Tiberius, Augustus's eldest stepson by Livia, was the only other general to receive a triumph—for victories in Germania in 7 BC.[163]
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Many of the political subtleties of the Second Settlement seem to have evaded the comprehension of the Plebeian class, who were Augustus's greatest supporters and clientele. This caused them to insist upon Augustus's participation in imperial affairs from time to time. Augustus failed to stand for election as consul in 22 BC, and fears arose once again that he was being forced from power by the aristocratic Senate. In 22, 21, and 19 BC, the people rioted in response, and only allowed a single consul to be elected for each of those years, ostensibly to leave the other position open for Augustus.[164]
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Likewise, there was a food shortage in Rome in 22 BC which sparked panic, while many urban plebs called for Augustus to take on dictatorial powers to personally oversee the crisis. After a theatrical display of refusal before the Senate, Augustus finally accepted authority over Rome's grain supply "by virtue of his proconsular imperium", and ended the crisis almost immediately.[144] It was not until AD 8 that a food crisis of this sort prompted Augustus to establish a praefectus annonae, a permanent prefect who was in charge of procuring food supplies for Rome.[165]
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There were some who were concerned by the expansion of powers granted to Augustus by the Second Settlement, and this came to a head with the apparent conspiracy of Fannius Caepio.[149] Some time prior to 1 September 22 BC, a certain Castricius provided Augustus with information about a conspiracy led by Fannius Caepio.[166] Murena, the outspoken Consul who defended Primus in the Marcus Primus Affair, was named among the conspirators. The conspirators were tried in absentia with Tiberius acting as prosecutor; the jury found them guilty, but it was not a unanimous verdict.[167] All the accused were sentenced to death for treason and executed as soon as they were captured—without ever giving testimony in their defence.[168] Augustus ensured that the facade of Republican government continued with an effective cover-up of the events.[169]
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In 19 BC, the Senate granted Augustus a form of 'general consular imperium', which was probably 'imperium consulare maius', like the proconsular powers that he received in 23 BC. Like his tribune authority, the consular powers were another instance of gaining power from offices that he did not actually hold.[170] In addition, Augustus was allowed to wear the consul's insignia in public and before the Senate,[161] as well as to sit in the symbolic chair between the two consuls and hold the fasces, an emblem of consular authority.[170] This seems to have assuaged the populace; regardless of whether or not Augustus was a consul, the importance was that he both appeared as one before the people and could exercise consular power if necessary. On 6 March 12 BC, after the death of Lepidus, he additionally took up the position of pontifex maximus, the high priest of the college of the Pontiffs, the most important position in Roman religion.[171][172] On 5 February 2 BC, Augustus was also given the title pater patriae, or "father of the country".[173][174]
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A final reason for the Second Settlement was to give the Principate constitutional stability and staying power in case something happened to Princeps Augustus. His illness of early 23 BC and the Caepio conspiracy showed that the regime's existence hung by the thin thread of the life of one man, Augustus himself, who suffered from several severe and dangerous illnesses throughout his life.[175] If he were to die from natural causes or fall victim to assassination, Rome could be subjected to another round of civil war. The memories of Pharsalus, the Ides of March, the proscriptions, Philippi, and Actium, barely twenty-five years distant, were still vivid in the minds of many citizens. Proconsular imperium was conferred upon Agrippa for five years, similar to Augustus's power, in order to accomplish this constitutional stability. The exact nature of the grant is uncertain but it probably covered Augustus's imperial provinces, east and west, perhaps lacking authority over the provinces of the Senate. That came later, as did the jealously guarded tribunicia potestas.[176] Augustus's accumulation of powers was now complete. In fact, he dated his 'reign' from the completion of the Second Settlement, 1 July 23 BC.[177]
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Augustus chose Imperator ("victorious commander") to be his first name, since he wanted to make an emphatically clear connection between himself and the notion of victory, and consequently became known as Imperator Caesar Divi Filius Augustus. By the year 13, Augustus boasted 21 occasions where his troops proclaimed "imperator" as his title after a successful battle. Almost the entire fourth chapter in his publicly released memoirs of achievements known as the Res Gestae was devoted to his military victories and honors.[178]
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Augustus also promoted the ideal of a superior Roman civilization with a task of ruling the world (to the extent to which the Romans knew it), a sentiment embodied in words that the contemporary poet Virgil attributes to a legendary ancestor of Augustus: tu regere imperio populos, Romane, memento—"Roman, remember by your strength to rule the Earth's peoples!"[158] The impulse for expansionism was apparently prominent among all classes at Rome, and it is accorded divine sanction by Virgil's Jupiter in Book 1 of the Aeneid, where Jupiter promises Rome imperium sine fine, "sovereignty without end".[179]
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By the end of his reign, the armies of Augustus had conquered northern Hispania (modern Spain and Portugal) and the Alpine regions of Raetia and Noricum (modern Switzerland, Bavaria, Austria, Slovenia), Illyricum and Pannonia (modern Albania, Croatia, Hungary, Serbia, etc.), and had extended the borders of the Africa Province to the east and south. Judea was added to the province of Syria when Augustus deposed Herod Archelaus, successor to client king Herod the Great (73–4 BC). Syria (like Egypt after Antony) was governed by a high prefect of the equestrian class rather than by a proconsul or legate of Augustus.[180]
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Again, no military effort was needed in 25 BC when Galatia (modern Turkey) was converted to a Roman province shortly after Amyntas of Galatia was killed by an avenging widow of a slain prince from Homonada.[180] The rebellious tribes of Asturias and Cantabria in modern-day Spain were finally quelled in 19 BC, and the territory fell under the provinces of Hispania and Lusitania. This region proved to be a major asset in funding Augustus's future military campaigns, as it was rich in mineral deposits that could be fostered in Roman mining projects, especially the very rich gold deposits at Las Medulas.[181]
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Conquering the peoples of the Alps in 16 BC was another important victory for Rome, since it provided a large territorial buffer between the Roman citizens of Italy and Rome's enemies in Germania to the north.[182] Horace dedicated an ode to the victory, while the monumental Trophy of Augustus near Monaco was built to honor the occasion.[183] The capture of the Alpine region also served the next offensive in 12 BC, when Tiberius began the offensive against the Pannonian tribes of Illyricum, and his brother Nero Claudius Drusus moved against the Germanic tribes of the eastern Rhineland. Both campaigns were successful, as Drusus's forces reached the Elbe River by 9 BC—though he died shortly after by falling off his horse.[184] It was recorded that the pious Tiberius walked in front of his brother's body all the way back to Rome.[185]
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To protect Rome's eastern territories from the Parthian Empire, Augustus relied on the client states of the east to act as territorial buffers and areas that could raise their own troops for defense. To ensure security of the Empire's eastern flank, Augustus stationed a Roman army in Syria, while his skilled stepson Tiberius negotiated with the Parthians as Rome's diplomat to the East.[186] Tiberius was responsible for restoring Tigranes V to the throne of the Kingdom of Armenia.[185]
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Yet arguably his greatest diplomatic achievement was negotiating with Phraates IV of Parthia (37–2 BC) in 20 BC for the return of the battle standards lost by Crassus in the Battle of Carrhae, a symbolic victory and great boost of morale for Rome.[185][186][187] Werner Eck claims that this was a great disappointment for Romans seeking to avenge Crassus's defeat by military means.[188] However, Maria Brosius explains that Augustus used the return of the standards as propaganda symbolizing the submission of Parthia to Rome. The event was celebrated in art such as the breastplate design on the statue Augustus of Prima Porta and in monuments such as the Temple of Mars Ultor ('Mars the Avenger') built to house the standards.[189]
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Parthia had always posed a threat to Rome in the east, but the real battlefront was along the Rhine and Danube rivers.[186] Before the final fight with Antony, Octavian's campaigns against the tribes in Dalmatia were the first step in expanding Roman dominions to the Danube.[190] Victory in battle was not always a permanent success, as newly conquered territories were constantly retaken by Rome's enemies in Germania.[186]
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A prime example of Roman loss in battle was the Battle of Teutoburg Forest in AD 9, where three entire legions led by Publius Quinctilius Varus were destroyed by Arminius, leader of the Cherusci, an apparent Roman ally.[191] Augustus retaliated by dispatching Tiberius and Drusus to the Rhineland to pacify it, which had some success although the battle of AD 9 brought the end to Roman expansion into Germany.[192] Roman general Germanicus took advantage of a Cherusci civil war between Arminius and Segestes; they defeated Arminius, who fled that Battle of Idistaviso in AD 16 but was killed later in 21 due to treachery.[193]
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The illness of Augustus in 23 BC brought the problem of succession to the forefront of political issues and the public. To ensure stability, he needed to designate an heir to his unique position in Roman society and government. This was to be achieved in small, undramatic, and incremental ways that did not stir senatorial fears of monarchy. If someone was to succeed to Augustus's unofficial position of power, he would have to earn it through his own publicly proven merits.[194]
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Some Augustan historians argue that indications pointed toward his sister's son Marcellus, who had been quickly married to Augustus's daughter Julia the Elder.[195] Other historians dispute this due to Augustus's will being read aloud to the Senate while he was seriously ill in 23 BC,[196] instead indicating a preference for Marcus Agrippa, who was Augustus's second in charge and arguably the only one of his associates who could have controlled the legions and held the Empire together.[197]
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After the death of Marcellus in 23 BC, Augustus married his daughter to Agrippa. This union produced five children, three sons and two daughters: Gaius Caesar, Lucius Caesar, Vipsania Julia, Agrippina the Elder, and Postumus Agrippa, so named because he was born after Marcus Agrippa died. Shortly after the Second Settlement, Agrippa was granted a five-year term of administering the eastern half of the Empire with the imperium of a proconsul and the same tribunicia potestas granted to Augustus (although not trumping Augustus's authority), his seat of governance stationed at Samos in the eastern Aegean.[197][198] This granting of power showed Augustus's favor for Agrippa, but it was also a measure to please members of his Caesarian party by allowing one of their members to share a considerable amount of power with him.[198]
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Augustus's intent became apparent to make Gaius and Lucius Caesar his heirs when he adopted them as his own children.[199] He took the consulship in 5 and 2 BC so that he could personally usher them into their political careers,[200] and they were nominated for the consulships of AD 1 and 4.[201] Augustus also showed favor to his stepsons, Livia's children from her first marriage Nero Claudius Drusus Germanicus (henceforth referred to as Drusus) and Tiberius Claudius (henceforth Tiberius), granting them military commands and public office, though seeming to favor Drusus. After Agrippa died in 12 BC, Tiberius was ordered to divorce his own wife Vipsania Agrippina and marry Agrippa's widow, Augustus's daughter Julia—as soon as a period of mourning for Agrippa had ended.[202] Drusus's marriage to Augustus's niece Antonia was considered an unbreakable affair, whereas Vipsania was "only" the daughter of the late Agrippa from his first marriage.[202]
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Tiberius shared in Augustus's tribune powers as of 6 BC, but shortly thereafter went into retirement, reportedly wanting no further role in politics while he exiled himself to Rhodes.[163][203] No specific reason is known for his departure, though it could have been a combination of reasons, including a failing marriage with Julia,[163][203] as well as a sense of envy and exclusion over Augustus's apparent favouring of his young grandchildren-turned-sons Gaius and Lucius. (Gaius and Lucius joined the college of priests at an early age, were presented to spectators in a more favorable light, and were introduced to the army in Gaul.)[204][205]
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After the early deaths of both Lucius and Gaius in AD 2 and 4 respectively, and the earlier death of his brother Drusus (9 BC), Tiberius was recalled to Rome in June AD 4, where he was adopted by Augustus on the condition that he, in turn, adopt his nephew Germanicus.[206] This continued the tradition of presenting at least two generations of heirs.[202] In that year, Tiberius was also granted the powers of a tribune and proconsul, emissaries from foreign kings had to pay their respects to him, and by AD 13 was awarded with his second triumph and equal level of imperium with that of Augustus.[207]
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The only other possible claimant as heir was Postumus Agrippa, who had been exiled by Augustus in AD 7, his banishment made permanent by senatorial decree, and Augustus officially disowned him. He certainly fell out of Augustus's favor as an heir; the historian Erich S. Gruen notes various contemporary sources that state Postumus Agrippa was a "vulgar young man, brutal and brutish, and of depraved character".[208]
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On 19 August AD 14, Augustus died while visiting Nola where his father had died. Both Tacitus and Cassius Dio wrote that Livia was rumored to have brought about Augustus's death by poisoning fresh figs.[209][210] This element features in many modern works of historical fiction pertaining to Augustus's life, but some historians view it as likely to have been a salacious fabrication made by those who had favoured Postumus as heir, or other of Tiberius's political enemies. Livia had long been the target of similar rumors of poisoning on the behalf of her son, most or all of which are unlikely to have been true.[211]
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Alternatively, it is possible that Livia did supply a poisoned fig (she did cultivate a variety of fig named for her that Augustus is said to have enjoyed), but did so as a means of assisted suicide rather than murder. Augustus's health had been in decline in the months immediately before his death, and he had made significant preparations for a smooth transition in power, having at last reluctantly settled on Tiberius as his choice of heir.[212] It is likely that Augustus was not expected to return alive from Nola, but it seems that his health improved once there; it has therefore been speculated that Augustus and Livia conspired to end his life at the anticipated time, having committed all political process to accepting Tiberius, in order to not endanger that transition.[211]
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Augustus's famous last words were, "Have I played the part well? Then applaud as I exit"—referring to the play-acting and regal authority that he had put on as emperor. Publicly, though, his last words were, "Behold, I found Rome of clay, and leave her to you of marble." An enormous funerary procession of mourners traveled with Augustus's body from Nola to Rome, and on the day of his burial all public and private businesses closed for the day.[212] Tiberius and his son Drusus delivered the eulogy while standing atop two rostra. Augustus's body was coffin-bound and cremated on a pyre close to his mausoleum. It was proclaimed that Augustus joined the company of the gods as a member of the Roman pantheon.[213]
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Historian D. C. A. Shotter states that Augustus's policy of favoring the Julian family line over the Claudian might have afforded Tiberius sufficient cause to show open disdain for Augustus after the latter's death; instead, Tiberius was always quick to rebuke those who criticized Augustus.[214] Shotter suggests that Augustus's deification obliged Tiberius to suppress any open resentment that he might have harbored, coupled with Tiberius's "extremely conservative" attitude towards religion.[215] Also, historian R. Shaw-Smith points to letters of Augustus to Tiberius which display affection towards Tiberius and high regard for his military merits.[216] Shotter states that Tiberius focused his anger and criticism on Gaius Asinius Gallus (for marrying Vipsania after Augustus forced Tiberius to divorce her), as well as toward the two young Caesars, Gaius and Lucius—instead of Augustus, the real architect of his divorce and imperial demotion.[215]
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Augustus's reign laid the foundations of a regime that lasted, in one form or another, for nearly fifteen hundred years through the ultimate decline of the Western Roman Empire and until the Fall of Constantinople in 1453. Both his adoptive surname, Caesar, and his title Augustus became the permanent titles of the rulers of the Roman Empire for fourteen centuries after his death, in use both at Old Rome and at New Rome. In many languages, Caesar became the word for Emperor, as in the German Kaiser and in the Bulgarian and subsequently Russian Tsar (sometimes Csar or Czar). The cult of Divus Augustus continued until the state religion of the Empire was changed to Christianity in 391 by Theodosius I. Consequently, there are many excellent statues and busts of the first emperor. He had composed an account of his achievements, the Res Gestae Divi Augusti, to be inscribed in bronze in front of his mausoleum.[218] Copies of the text were inscribed throughout the Empire upon his death.[219] The inscriptions in Latin featured translations in Greek beside it, and were inscribed on many public edifices, such as the temple in Ankara dubbed the Monumentum Ancyranum, called the "queen of inscriptions" by historian Theodor Mommsen.[220]
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The Res Gestae is the only work to have survived from antiquity, though Augustus is also known to have composed poems entitled Sicily, Epiphanus, and Ajax, an autobiography of 13 books, a philosophical treatise, and a written rebuttal to Brutus's Eulogy of Cato.[221] Historians are able to analyze excerpts of letters penned by Augustus, preserved in other works, to others for additional facts or clues about his personal life.[216][222]
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Many consider Augustus to be Rome's greatest emperor; his policies certainly extended the Empire's life span and initiated the celebrated Pax Romana or Pax Augusta. The Roman Senate wished subsequent emperors to "be more fortunate than Augustus and better than Trajan". Augustus was intelligent, decisive, and a shrewd politician, but he was not perhaps as charismatic as Julius Caesar and was influenced on occasion by Livia (sometimes for the worse). Nevertheless, his legacy proved more enduring. The city of Rome was utterly transformed under Augustus, with Rome's first institutionalized police force, fire fighting force, and the establishment of the municipal prefect as a permanent office. The police force was divided into cohorts of 500 men each, while the units of firemen ranged from 500 to 1,000 men each, with 7 units assigned to 14 divided city sectors.[223]
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A praefectus vigilum, or "Prefect of the Watch" was put in charge of the vigiles, Rome's fire brigade and police.[224] With Rome's civil wars at an end, Augustus was also able to create a standing army for the Roman Empire, fixed at a size of 28 legions of about 170,000 soldiers.[225] This was supported by numerous auxiliary units of 500 non-citizen soldiers each, often recruited from recently conquered areas.[226]
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With his finances securing the maintenance of roads throughout Italy, Augustus also installed an official courier system of relay stations overseen by a military officer known as the praefectus vehiculorum.[227] Besides the advent of swifter communication among Italian polities, his extensive building of roads throughout Italy also allowed Rome's armies to march swiftly and at an unprecedented pace across the country.[228] In the year 6 Augustus established the aerarium militare, donating 170 million sesterces to the new military treasury that provided for both active and retired soldiers.[229]
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One of the most enduring institutions of Augustus was the establishment of the Praetorian Guard in 27 BC, originally a personal bodyguard unit on the battlefield that evolved into an imperial guard as well as an important political force in Rome.[230] They had the power to intimidate the Senate, install new emperors, and depose ones they disliked; the last emperor they served was Maxentius, as it was Constantine I who disbanded them in the early 4th century and destroyed their barracks, the Castra Praetoria.[231]
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Although the most powerful individual in the Roman Empire, Augustus wished to embody the spirit of Republican virtue and norms. He also wanted to relate to and connect with the concerns of the plebs and lay people. He achieved this through various means of generosity and a cutting back of lavish excess. In the year 29 BC, Augustus gave 400 sesterces (equal to 1/10 of a Roman pound of gold) each to 250,000 citizens, 1,000 sesterces each to 120,000 veterans in the colonies, and spent 700 million sesterces in purchasing land for his soldiers to settle upon.[232] He also restored 82 different temples to display his care for the Roman pantheon of deities.[232] In 28 BC, he melted down 80 silver statues erected in his likeness and in honor of him, an attempt of his to appear frugal and modest.[232]
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The longevity of Augustus's reign and its legacy to the Roman world should not be overlooked as a key factor in its success. As Tacitus wrote, the younger generations alive in AD 14 had never known any form of government other than the Principate.[233] Had Augustus died earlier (in 23 BC, for instance), matters might have turned out differently. The attrition of the civil wars on the old Republican oligarchy and the longevity of Augustus, therefore, must be seen as major contributing factors in the transformation of the Roman state into a de facto monarchy in these years. Augustus's own experience, his patience, his tact, and his political acumen also played their parts. He directed the future of the Empire down many lasting paths, from the existence of a standing professional army stationed at or near the frontiers, to the dynastic principle so often employed in the imperial succession, to the embellishment of the capital at the emperor's expense. Augustus's ultimate legacy was the peace and prosperity the Empire enjoyed for the next two centuries under the system he initiated. His memory was enshrined in the political ethos of the Imperial age as a paradigm of the good emperor. Every Emperor of Rome adopted his name, Caesar Augustus, which gradually lost its character as a name and eventually became a title.[213] The Augustan era poets Virgil and Horace praised Augustus as a defender of Rome, an upholder of moral justice, and an individual who bore the brunt of responsibility in maintaining the empire.[234]
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However, for his rule of Rome and establishing the principate, Augustus has also been subjected to criticism throughout the ages. The contemporary Roman jurist Marcus Antistius Labeo (d. AD 10/11), fond of the days of pre-Augustan republican liberty in which he had been born, openly criticized the Augustan regime. In the beginning of his Annals, the Roman historian Tacitus (c. 56–c.117) wrote that Augustus had cunningly subverted Republican Rome into a position of slavery. He continued to say that, with Augustus's death and swearing of loyalty to Tiberius, the people of Rome simply traded one slaveholder for another.[235] Tacitus, however, records two contradictory but common views of Augustus:
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Intelligent people praised or criticized him in varying ways. One opinion was as follows. Filial duty and a national emergency, in which there was no place for law-abiding conduct, had driven him to civil war—and this can neither be initiated nor maintained by decent methods. He had made many concessions to Anthony and to Lepidus for the sake of vengeance on his father's murderers. When Lepidus grew old and lazy, and Anthony's self-indulgence got the better of him, the only possible cure for the distracted country had been government by one man. However, Augustus had put the state in order not by making himself king or dictator, but by creating the Principate. The Empire's frontiers were on the ocean, or distant rivers. Armies, provinces, fleets, the whole system was interrelated. Roman citizens were protected by the law. Provincials were decently treated. Rome itself had been lavishly beautified. Force had been sparingly used—merely to preserve peace for the majority.[236]
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According to the second opposing opinion:
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filial duty and national crisis had been merely pretexts. In actual fact, the motive of Octavian, the future Augustus, was lust for power ... There had certainly been peace, but it was a blood-stained peace of disasters and assassinations.[237]
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In a 2006 biography on Augustus, Anthony Everitt asserts that through the centuries, judgments on Augustus's reign have oscillated between these two extremes but stresses that:
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Opposites do not have to be mutually exclusive, and we are not obliged to choose one or the other. The story of his career shows that Augustus was indeed ruthless, cruel, and ambitious for himself. This was only in part a personal trait, for upper-class Romans were educated to compete with one another and to excel. However, he combined an overriding concern for his personal interests with a deep-seated patriotism, based on a nostalgia of Rome's antique virtues. In his capacity as princeps, selfishness and selflessness coexisted in his mind. While fighting for dominance, he paid little attention to legality or to the normal civilities of political life. He was devious, untrustworthy, and bloodthirsty. But once he had established his authority, he governed efficiently and justly, generally allowed freedom of speech, and promoted the rule of law. He was immensely hardworking and tried as hard as any democratic parliamentarian to treat his senatorial colleagues with respect and sensitivity. He suffered from no delusions of grandeur.[238]
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Tacitus was of the belief that Nerva (r. 96–98) successfully "mingled two formerly alien ideas, principate and liberty".[239] The 3rd-century historian Cassius Dio acknowledged Augustus as a benign, moderate ruler, yet like most other historians after the death of Augustus, Dio viewed Augustus as an autocrat.[235] The poet Marcus Annaeus Lucanus (AD 39–65) was of the opinion that Caesar's victory over Pompey and the fall of Cato the Younger (95 BC–46 BC) marked the end of traditional liberty in Rome; historian Chester G. Starr, Jr. writes of his avoidance of criticizing Augustus, "perhaps Augustus was too sacred a figure to accuse directly."[239]
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The Anglo-Irish writer Jonathan Swift (1667–1745), in his Discourse on the Contests and Dissentions in Athens and Rome, criticized Augustus for installing tyranny over Rome, and likened what he believed Great Britain's virtuous constitutional monarchy to Rome's moral Republic of the 2nd century BC. In his criticism of Augustus, the admiral and historian Thomas Gordon (1658–1741) compared Augustus to the puritanical tyrant Oliver Cromwell (1599–1658).[240] Thomas Gordon and the French political philosopher Montesquieu (1689–1755) both remarked that Augustus was a coward in battle.[241] In his Memoirs of the Court of Augustus, the Scottish scholar Thomas Blackwell (1701–1757) deemed Augustus a Machiavellian ruler, "a bloodthirsty vindicative usurper", "wicked and worthless", "a mean spirit", and a "tyrant".[241]
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Augustus's public revenue reforms had a great impact on the subsequent success of the Empire. Augustus brought a far greater portion of the Empire's expanded land base under consistent, direct taxation from Rome, instead of exacting varying, intermittent, and somewhat arbitrary tributes from each local province as Augustus's predecessors had done. This reform greatly increased Rome's net revenue from its territorial acquisitions, stabilized its flow, and regularized the financial relationship between Rome and the provinces, rather than provoking fresh resentments with each new arbitrary exaction of tribute.[242]
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The measures of taxation in the reign of Augustus were determined by population census, with fixed quotas for each province. Citizens of Rome and Italy paid indirect taxes, while direct taxes were exacted from the provinces. Indirect taxes included a 4% tax on the price of slaves, a 1% tax on goods sold at auction, and a 5% tax on the inheritance of estates valued at over 100,000 sesterces by persons other than the next of kin.[243]
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An equally important reform was the abolition of private tax farming, which was replaced by salaried civil service tax collectors. Private contractors who collected taxes for the State were the norm in the Republican era. Some of them were powerful enough to influence the number of votes for men running for offices in Rome. These tax farmers called publicans were infamous for their depredations, great private wealth, and the right to tax local areas.[242]
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The use of Egypt's immense land rents to finance the Empire's operations resulted from Augustus's conquest of Egypt and the shift to a Roman form of government.[244] As it was effectively considered Augustus's private property rather than a province of the Empire, it became part of each succeeding emperor's patrimonium.[245] Instead of a legate or proconsul, Augustus installed a prefect from the equestrian class to administer Egypt and maintain its lucrative seaports; this position became the highest political achievement for any equestrian besides becoming Prefect of the Praetorian Guard.[246] The highly productive agricultural land of Egypt yielded enormous revenues that were available to Augustus and his successors to pay for public works and military expeditions.[244] During his reign the circus games resulted in the killing of 3,500 elephants.[247]
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The month of August (Latin: Augustus) is named after Augustus; until his time it was called Sextilis (named so because it had been the sixth month of the original Roman calendar and the Latin word for six is sex). Commonly repeated lore has it that August has 31 days because Augustus wanted his month to match the length of Julius Caesar's July, but this is an invention of the 13th century scholar Johannes de Sacrobosco. Sextilis in fact had 31 days before it was renamed, and it was not chosen for its length (see Julian calendar). According to a senatus consultum quoted by Macrobius, Sextilis was renamed to honor Augustus because several of the most significant events in his rise to power, culminating in the fall of Alexandria, fell in that month.[248]
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On his deathbed, Augustus boasted "I found a Rome of bricks; I leave to you one of marble." Although there is some truth in the literal meaning of this, Cassius Dio asserts that it was a metaphor for the Empire's strength.[249] Marble could be found in buildings of Rome before Augustus, but it was not extensively used as a building material until the reign of Augustus.[250]
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Although this did not apply to the Subura slums, which were still as rickety and fire-prone as ever, he did leave a mark on the monumental topography of the centre and of the Campus Martius, with the Ara Pacis (Altar of Peace) and monumental sundial, whose central gnomon was an obelisk taken from Egypt.[251] The relief sculptures decorating the Ara Pacis visually augmented the written record of Augustus's triumphs in the Res Gestae. Its reliefs depicted the imperial pageants of the praetorians, the Vestals, and the citizenry of Rome.[252]
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He also built the Temple of Caesar, the Baths of Agrippa, and the Forum of Augustus with its Temple of Mars Ultor.[253] Other projects were either encouraged by him, such as the Theatre of Balbus, and Agrippa's construction of the Pantheon, or funded by him in the name of others, often relations (e.g. Portico of Octavia, Theatre of Marcellus). Even his Mausoleum of Augustus was built before his death to house members of his family.[254] To celebrate his victory at the Battle of Actium, the Arch of Augustus was built in 29 BC near the entrance of the Temple of Castor and Pollux, and widened in 19 BC to include a triple-arch design.[250]
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After the death of Agrippa in 12 BC, a solution had to be found in maintaining Rome's water supply system. This came about because it was overseen by Agrippa when he served as aedile, and was even funded by him afterwards when he was a private citizen paying at his own expense. In that year, Augustus arranged a system where the Senate designated three of its members as prime commissioners in charge of the water supply and to ensure that Rome's aqueducts did not fall into disrepair.[223]
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In the late Augustan era, the commission of five senators called the curatores locorum publicorum iudicandorum (translated as "Supervisors of Public Property") was put in charge of maintaining public buildings and temples of the state cult.[223] Augustus created the senatorial group of the curatores viarum (translated as "Supervisors for Roads") for the upkeep of roads; this senatorial commission worked with local officials and contractors to organize regular repairs.[227]
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The Corinthian order of architectural style originating from ancient Greece was the dominant architectural style in the age of Augustus and the imperial phase of Rome. Suetonius once commented that Rome was unworthy of its status as an imperial capital, yet Augustus and Agrippa set out to dismantle this sentiment by transforming the appearance of Rome upon the classical Greek model.[250]
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His biographer Suetonius, writing about a century after Augustus's death, described his appearance as: "... unusually handsome and exceedingly graceful at all periods of his life, though he cared nothing for personal adornment. He was so far from being particular about the dressing of his hair, that he would have several barbers working in a hurry at the same time, and as for his beard he now had it clipped and now shaved, while at the very same time he would either be reading or writing something ... He had clear, bright eyes ... His teeth were wide apart, small, and ill-kept; his hair was slightly curly and inclined to golden; his eyebrows met. His ears were of moderate size, and his nose projected a little at the top and then bent ever so slightly inward. His complexion was between dark and fair. He was short of stature, although Julius Marathus, his freedman and keeper of his records, says that he was five feet and nine inches (just under 5 ft. 7 in., or 1.70 meters, in modern height measurements), but this was concealed by the fine proportion and symmetry of his figure, and was noticeable only by comparison with some taller person standing beside him...",[255] adding that "his shoes [were] somewhat high-soled, to make him look taller than he really was".[256] Scientific analysis of traces of paint found in his official statues show that he most likely had light brown hair and eyes (his hair and eyes were depicted as the same color).[257]
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His official images were very tightly controlled and idealized, drawing from a tradition of Hellenistic royal portraiture rather than the tradition of realism in Roman portraiture. He first appeared on coins at the age of 19, and from about 29 BC "the explosion in the number of Augustan portraits attests a concerted propaganda campaign aimed at dominating all aspects of civil, religious, economic and military life with Augustus's person."[258] The early images did indeed depict a young man, but although there were gradual changes his images remained youthful until he died in his seventies, by which time they had "a distanced air of ageless majesty".[259] Among the best known of many surviving portraits are the Augustus of Prima Porta, the image on the Ara Pacis, and the Via Labicana Augustus, which shows him as a priest. Several cameo portraits include the Blacas Cameo and Gemma Augustea.
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Primary sources
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Secondary source material
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Rif Wars
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Henri Philippe Benoni Omer Pétain (24 April 1856[1] – 23 July 1951), generally known as Philippe Pétain (/peɪˈtæ̃/, French: [filip petɛ̃]), Marshal Pétain (Maréchal Pétain) and sometimes, The Old Marshal (Le Vieux Maréchal), was a French general officer who attained the position of Marshal of France at the end of World War I, during which he became known as The Lion of Verdun (Le Lion de Verdun). In collaboration with Nazi Germany, he then served as the Chief of State of Vichy France from 1940 to 1944. Pétain, who was 84 years old in 1940, ranks as France's oldest head of state.
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During World War I, Pétain led the French Army to victory at the nine-month-long Battle of Verdun. After the failed Nivelle Offensive and subsequent mutinies he was appointed Commander-in-Chief and succeeded in repairing the army's confidence. Pétain remained in command for the rest of the war and emerged as a national hero. During the interwar period he was head of the peacetime French Army, commanded joint Franco-Spanish operations during the Rif War and served twice as a government Minister. During this time he was known as Le Vieux Maréchal (The Old Marshal).
|
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With the imminent Fall of France in June 1940 in World War II, Pétain was appointed President of the Ministerial Council by President Lebrun at Bordeaux, and the Cabinet resolved to sign an armistice agreement with Germany. The entire government subsequently moved briefly to Clermont-Ferrand, then to the spa town of Vichy in central France. His government voted to transform the discredited French Third Republic into the French State, an authoritarian regime that collaborated with the Axis. After Germany and Italy occupied and disarmed France in November 1942, Pétain became a puppet of the German military administration.
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After the war, Pétain was tried and convicted for treason. He was originally sentenced to death, but due to his age and World War I service his sentence was commuted to life in prison. He died in 1951.
|
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|
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Pétain was born in Cauchy-à-la-Tour (in the Pas-de-Calais département in Northern France) in 1856. His father, Omer-Venant, was a farmer. His great-uncle, a Catholic priest, Father Abbe Lefebvre (1771-1866), had served in Napoleon's Grande Armée and told the young Philippe tales of war and adventure of his campaigns from the peninsulas of Italy to the Alps in Switzerland. Highly impressed by the tales told by his uncle, his destiny was from then on determined by the army.
|
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Pétain was a bachelor until his sixties, and known for his womanising. Women were said to find his piercing blue eyes especially attractive. After World War I Pétain married his former girlfriend, Eugénie Hardon (1877–1962), "a particularly beautiful woman", on 14 September 1920; they remained married until the end of Pétain's life.[2] After rejecting Pétain's first marriage proposal, Hardon had married and divorced François de Hérain by 1914 when she was 35. At the opening of the Battle of Verdun in 1916, Pétain is said to have been fetched during the night from a Paris hotel by a staff officer who knew that he could be found with Eugénie Hardon.[3] She had no children by Pétain but already had a son from her first marriage, Pierre de Hérain, whom Pétain strongly disliked.[4]
|
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Pétain joined the French Army in 1876 and attended the St Cyr Military Academy in 1887 and the École Supérieure de Guerre (army war college) in Paris. Between 1878 and 1899, he served in various garrisons with different battalions of the Chasseurs à pied, the elite light infantry of the French Army. Thereafter, he alternated between staff and regimental assignments.
|
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|
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Pétain's career progressed slowly, as he rejected the French Army philosophy of the furious infantry assault, arguing instead that "firepower kills". His views were later proved to be correct during the First World War. He was promoted to captain in 1890 and major (Chef de Bataillon) in 1900. Unlike many French officers, he served mainly in mainland France, never French Indochina or any of the African colonies, although he participated in the Rif campaign in Morocco. As colonel, he commanded the 33rd Infantry Regiment at Arras from 1911; the young lieutenant Charles de Gaulle, who served under him, later wrote that his "first colonel, Pétain, taught (him) the Art of Command". In the spring of 1914, he was given command of a brigade (still with the rank of colonel). However, aged 58 and having been told he would never become a general, Pétain had bought a villa for retirement.[5]
|
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Pétain led his brigade at the Battle of Guise (29 August 1914). At the end of August 1914 he was quickly promoted to brigadier-general and given command of the 6th Division in time for the First Battle of the Marne; little over a month later, in October 1914, he was promoted yet again and became XXXIII Corps commander. After leading his corps in the spring 1915 Artois Offensive, in July 1915 he was given command of the Second Army, which he led in the Champagne Offensive that autumn. He acquired a reputation as one of the more successful commanders on the Western Front.
|
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|
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Pétain commanded the Second Army at the start of the Battle of Verdun in February 1916. During the battle, he was promoted to Commander of Army Group Centre, which contained a total of 52 divisions. Rather than holding down the same infantry divisions on the Verdun battlefield for months, akin to the German system, he rotated them out after only two weeks on the front lines. His decision to organise truck transport over the "Voie Sacrée" to bring a continuous stream of artillery, ammunition and fresh troops into besieged Verdun also played a key role in grinding down the German onslaught to a final halt in July 1916. In effect, he applied the basic principle that was a mainstay of his teachings at the École de Guerre (War College) before World War I: "le feu tue!" or "firepower kills!"—in this case meaning French field artillery, which fired over 15 million shells on the Germans during the first five months of the battle. Although Pétain did say "On les aura!" (an echoing of Joan of Arc, roughly: "We'll get them!"), the other famous quotation often attributed to him – "Ils ne passeront pas!" ("They shall not pass"!) – was actually uttered by Robert Nivelle who succeeded him in command of the Second Army at Verdun in May 1916. At the very end of 1916, Nivelle was promoted over Pétain to replace Joseph Joffre as French Commander-in-Chief.
|
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Because of his high prestige as a soldier's soldier, Pétain served briefly as Army Chief of Staff (from the end of April 1917). He then became Commander-in-Chief of the entire French army, replacing General Nivelle, whose Chemin des Dames offensive failed in April 1917, thereby provoking widespread mutinies in the French Army. They involved, to various degrees, nearly half of the French infantry divisions stationed on the Western Front. Pétain restored morale by talking to the men, promising no more suicidal attacks, providing rest for exhausted units, home furloughs, and moderate discipline. He held 3400 courts martial; 554 mutineers were sentenced to death but over 90% had their sentences commuted.[6] The mutinies were kept secret from the Germans and their full extent and intensity were not revealed until decades later. Gilbert and Bernard find multiple causes:
|
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Pétain conducted some successful but limited offensives in the latter part of 1917, unlike the British who stalled in an unsuccessful offensive at Passchendaele that autumn. Pétain, instead, held off from major French offensives until the Americans arrived in force on the front lines, which did not happen until the early summer of 1918. He was also waiting for the new Renault FT tanks to be introduced in large numbers, hence his statement at the time: "I am waiting for the tanks and the Americans."
|
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The year 1918 saw major German offensives on the Western Front. The first of these, Operation Michael in March 1918, threatened to split the British and French forces apart, and, after Pétain had threatened to retreat on Paris, the Doullens Conference was called. Just prior to the main meeting, Prime Minister Clemenceau claimed he heard Pétain say "les Allemands battront les Anglais en rase campagne, après quoi ils nous battront aussi" ("the Germans will beat the English (sic) in open country, then they'll beat us as well"). He reported this conversation to President Poincaré, adding "surely a general should not speak or think like that?" Haig recorded that Pétain had "a terrible look. He had the appearance of a commander who had lost his nerve". Pétain believed – wrongly – that Gough's Fifth Army had been routed like the Italians at Caporetto.[8] At the Conference, Ferdinand Foch was appointed as Allied Generalissimo, initially with powers to co-ordinate and deploy Allied reserves where he saw fit. Pétain eventually came to the aid of the British and secured the front with forty French divisions.
|
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Pétain proved a capable opponent of the Germans both in defence and through counter-attack. The third offensive, "Blücher", in May 1918, saw major German advances on the Aisne, as the French Army commander (Humbert) ignored Pétain's instructions to defend in depth and instead allowed his men to be hit by the initial massive German bombardment. By the time of the last German offensives, Gneisenau and the Second Battle of the Marne, Pétain was able to defend in depth and launch counter offensives, with the new French tanks and the assistance of the Americans. Later in the year, Pétain was stripped of his right of direct appeal to the French government and requested to report to Foch, who increasingly assumed the co-ordination and ultimately the command of the Allied offensives. After the war ended Pétain was made Marshal of France on 21 November 1918.[9]
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Pétain ended the war regarded "without a doubt, the most accomplished defensive tactician of any army" and "one of France's greatest military heroes" and was presented with his baton of Marshal of France at a public ceremony at Metz by President Raymond Poincaré on 8 December 1918.[10] He was summoned to be present at the signing of the Treaty of Versailles on 28 June 1919. His job as Commander-in-Chief came to an end with peace and demobilisation, and with Foch out of favour after his quarrel with the French government over the peace terms, it was Petain who, in January 1920, was appointed Vice-Chairman of the revived Conseil supérieur de la Guerre (Supreme War Council). This was France's highest military position, whose holder was Commander-in-Chief designate in the event of war and who had the right to overrule the Chief of the General Staff (a position held in the 1920s by Petain's protégés Buat and Debeney), and Petain would hold it until 1931.[11][12] Pétain was encouraged by friends to go into politics, although he protested that he had little interest in running for an elected position. He nevertheless tried and failed to get himself elected President following the November 1919 elections.[13]
|
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Shortly after the war, Pétain had placed before the government plans for a large tank and air force but "at the meeting of the Conseil supérieur de la Défense Nationale of 12 March 1920 the Finance Minister, François-Marsal, announced that although Pétain's proposals were excellent they were unaffordable". In addition, François-Marsal announced reductions – in the army from fifty-five divisions to thirty, in the air force, and did not mention tanks. It was left to the Marshals, Pétain, Joffre, and Foch, to pick up the pieces of their strategies. The General Staff, now under General Edmond Buat, began to think seriously about a line of forts along the frontier with Germany, and their report was tabled on 22 May 1922. The three Marshals supported this. The cuts in military expenditure meant that taking the offensive was now impossible and a defensive strategy was all they could have.[14]
|
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|
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Pétain was appointed Inspector-General of the Army in February 1922 and produced, in concert with the new Chief of the General Staff, General Marie-Eugène Debeney, the new army manual entitled Provisional Instruction on the Tactical Employment of Large Units, which soon became known as 'the Bible'.[15] On 3 September 1925 Pétain was appointed sole Commander-in-Chief of French Forces in Morocco[16] to launch a major campaign against the Rif tribes, in concert with the Spanish Army, which was successfully concluded by the end of October. He was subsequently decorated, at Toledo, by King Alfonso XIII with the Spanish Medalla Militar.[17]
|
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In 1924 the National Assembly was elected on a platform of reducing the length of national service to one year, to which Pétain was almost violently opposed. In January 1926 the Chief of Staff, General Debeney, proposed to the Conseil a "totally new kind of army. Only 20 infantry divisions would be maintained on a standing basis". Reserves could be called up when needed. The Conseil had no option in the straitened circumstances but to agree. Pétain, of course, disapproved of the whole thing, pointing out that North Africa still had to be defended and in itself required a substantial standing army. But he recognised, after the new Army Organisation Law of 1927, that the tide was flowing against him. He would not forget that the Radical leader, Édouard Daladier, even voted against the whole package, on the grounds that the Army was still too large.[18]
|
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|
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On 5 December 1925, after the Locarno Treaty, the Conseil demanded immediate action on a line of fortifications along the eastern frontier to counter the already proposed decline in manpower. A new commission for this purpose was established, under Joseph Joffre, and called for reports. In July 1927 Pétain himself went to reconnoitre the whole area. He returned with a revised plan and the commission then proposed two fortified regions. The Maginot Line, as it came to be called, (named after André Maginot the former Minister of War) thereafter occupied a good deal of Pétain's attention during 1928, when he also travelled extensively, visiting military installations up and down the country.[19] Pétain had based his strong support for the Maginot Line on his own experience of the role played by the forts during the Battle of Verdun in 1916.
|
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Captain Charles de Gaulle continued to be a protégé of Pétain throughout these years. He even allegedly named his eldest son after the Marshal, although it is more likely that he named his son after his family ancestor Jean Baptiste Philippe de Gaulle,[20] before finally falling out over the authorship of a book he had said he had ghost-written for Pétain.
|
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In 1928 Pétain had supported the creation of an independent air force removed from the control of the army, and on 9 February 1931, following his retirement as Vice-Chairman of the Supreme War Council, he was appointed Inspector-General of Air Defence.[21] His first report on air defence, submitted in July that year, advocated increased expenditure.[22] In 1931 Pétain was elected a Fellow of the Académie française. By 1932 the economic situation had worsened and Édouard Herriot's government had made "severe cuts in the defence budget... orders for new weapons systems all but dried up".[citation needed] Summer maneuvers in 1932 and 1933 were cancelled due to lack of funds, and recruitment to the armed forces fell off. In the latter year General Maxime Weygand claimed that "the French Army was no longer a serious fighting force". Édouard Daladier's new government retaliated against Weygand by reducing the number of officers and cutting military pensions and pay, arguing that such measures, apart from financial stringency, were in the spirit of the Geneva Disarmament Conference.[23]
|
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|
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In 1938 Pétain encouraged and assisted the writer André Maurois in gaining election to the Académie française – an election which was highly contested, in part due to Maurois' Jewish origin. Maurois made a point of acknowledging with thanks his debt to Pétain in his 1941 autobiography, Call no man happy – though by the time of writing their paths had sharply diverged, Pétain having become Head of State of Vichy France while Maurois went into exile and sided with the Free French.
|
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|
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Political unease was sweeping the country, and on 6 February 1934 the Paris police fired on a group of far-right rioters outside the Chamber of Deputies, killing 14 and wounding a further 236. President Lebrun invited 71-year-old Doumergue to come out of retirement and form a new "government of national unity". Pétain was invited, on 8 February, to join the new French cabinet as Minister of War, which he only reluctantly accepted after many representations. His important success that year was in getting Daladier's previous proposal to reduce the number of officers repealed. He improved the recruitment programme for specialists, and lengthened the training period by reducing leave entitlements. However Weygand reported to the Senate Army Commission that year that the French Army could still not resist a German attack. Marshals Louis Franchet d'Espèrey and Hubert Lyautey (the latter suddenly died in July) added their names to the report. After the autumn maneuvers, which Pétain had reinstated, a report was presented to Pétain that officers had been poorly instructed, had little basic knowledge, and no confidence. He was told, in addition, by Maurice Gamelin, that if the plebiscite in the Territory of the Saar Basin went for Germany it would be a serious military error for the French Army to intervene. Pétain responded by again petitioning the government for further funds for the army.[24] During this period, he repeatedly called for a lengthening of the term of compulsory military service for conscripts from two to three years, to no avail. Pétain accompanied President Lebrun to Belgrade for the funeral of King Alexander, who had been assassinated on 6 October 1934 in Marseille by Vlado Chernozemski, a Macedonian nationalist of Bulgarian origin. Here he met Hermann Göring and the two men reminisced about their experiences in the Great War. "When Goering returned to Germany he spoke admiringly of Pétain, describing him as a 'man of honour'".[25]
|
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|
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In November the Doumergue government fell. Pétain had previously expressed interest in being named Minister of Education (as well as of War), a role in which he hoped to combat what he saw as the decay in French moral values.[26] Now, however, he refused to continue in Flandin's (short-lived) government as Minister of War and stood down – in spite of a direct appeal from Lebrun himself. At this moment an article appeared in the popular Le Petit Journal newspaper, calling for Pétain as a candidate for a dictatorship. 200,000 readers responded to the paper's poll. Pétain came first, with 47,000, ahead of Pierre Laval's 31,000 votes. These two men travelled to Warsaw for the funeral of the Polish Marshal Pilsudski in May 1935 (and another cordial meeting with Goering).[27] Although Le Petit Journal was conservative, Pétain's high reputation was bipartisan; socialist Léon Blum called him "the most human of our military commanders". Pétain did not get involved in non-military issues when in the Cabinet, and unlike other military leaders he did not have a reputation as an extreme Catholic or a monarchist.[28]
|
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He remained on the Conseil superieur. Weygand had been at the British Army 1934 manoeuvres at Tidworth Camp in June and was appalled by what he had seen. Addressing the Conseil on the 23rd, Pétain claimed that it would be fruitless to look for assistance to Britain in the event of a German attack. On 1 March 1935 Pétain's famous article[29] appeared in the Revue des deux mondes where he reviewed the history of the army since 1927–28. He criticised the reservist system in France, and her lack of adequate air power and armour. This article appeared just five days before Adolf Hitler's announcement of Germany's new air force and a week before the announcement that Germany was increasing its army to 36 divisions. On 26 April 1936 the general election results showed 5.5 million votes for the Popular Front parties against 4.5 million for the Right on an 84% turnout. On 3 May Pétain was interviewed in Le Journal where he launched an attack on the Franco-Soviet Pact, on Communism in general (France had the largest communist party in Western Europe), and on those who allowed Communists intellectual responsibility. He said that France had lost faith in her destiny.[30] Pétain was now in his 80th year.
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Some argue[who?] that Pétain, as France's most senior soldier after Foch's death, should bear some responsibility for the poor state of French weaponry preparation before World War II. But Pétain was only one of many military and other men on a very large committee responsible for national defence, and interwar governments frequently cut military budgets. In addition, with the restrictions imposed on Germany by the Versailles Treaty there seemed no urgency for vast expenditure until the advent of Hitler. It is argued[who?] that while Pétain supported the massive use of tanks he saw them mostly as infantry support, leading to the fragmentation of the French tank force into many types of unequal value spread out between mechanised cavalry (such as the SOMUA S35) and infantry support (mostly the Renault R35 tanks and the Char B1 bis). Modern infantry rifles and machine guns were not manufactured, with the sole exception of a light machine-rifle, the Mle 1924. The French heavy machine gun was still the Hotchkiss M1914, a capable weapon but decidedly obsolete compared to the new automatic weapons of German infantry. A modern infantry rifle was adopted in 1936 but very few of these MAS-36 rifles had been issued to the troops by 1940. A well-tested French semiautomatic rifle, the MAS 1938–39, was ready for adoption but it never reached the production stage until after World War II as the MAS 49. As to French artillery it had, basically, not been modernised since 1918. The result of all these failings is that the French Army had to face the invading enemy in 1940, with the dated weaponry of 1918. Pétain had been made, briefly, Minister of War in 1934. Yet his short period of total responsibility could not reverse 15 years of inactivity and constant cutbacks. The War Ministry was hamstrung between the wars and proved unequal to the tasks before them. French aviation entered the War in 1939 without even the prototype of a bomber aeroplane capable of reaching Berlin and coming back. French industrial efforts in fighter aircraft were dispersed among several firms (Dewoitine, Morane-Saulnier and Marcel Bloch), each with its own models. On the naval front, France had purposely overlooked building modern aircraft carriers and focused instead on four new conventional battleships, not unlike the German Navy.
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In March 1939 Pétain became the French ambassador to Spain. According to a New York Times article, Pétain had taught the Spanish dictator Francisco Franco "many years ago at France's war college" and was sent to Spain "in the hope he would win his former pupil away from Italian and German influence."[31] When World War II began in September, Pétain turned down Daladier's offer of a position in his government. However on 18 May 1940, after Germany invaded France, Pétain joined the new government of Paul Reynaud. Reynaud hoped that the hero of Verdun might instill a renewed spirit of resistance and patriotism in the French Army.[28] Reportedly Francisco Franco advised Pétain against leaving his diplomatic post in Madrid, to return to a collapsing France as a "sacrifice".[32]
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On 26 May, the invading Germans pushed back the French Army. General Maxime Weygand expressed his fury at British retreats and the unfulfilled promise of British fighter aircraft. He and Pétain regarded the military situation as hopeless. Colonel de Villelume subsequently stated before a parliamentary commission of inquiry in 1951 that Reynaud said, as Premier of France to Pétain on that day that they must seek an armistice.[33] Weygand said that he was in favour of saving the French army and that he "wished to avoid internal troubles and above all anarchy". Churchill's man in Paris, Edward Spears, kept up pressure on the French not to sign an armistice as this would result in the necessity for Britain to bomb French ports if occupied by Germany. Spears reported that Pétain did not respond immediately but stood there "perfectly erect, with no sign of panic or emotion. He did not disguise the fact that he considered the situation catastrophic. I could not detect any sign in him of broken morale, of that mental wringing of hands and incipient hysteria noticeable in others". Pétain later remarked to Reynaud about this threat, saying "your ally now threatens us".[citation needed]
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On 5 June, following the fall of Dunkirk, there was a Cabinet reshuffle, and Prime Minister Reynaud brought the newly promoted Brigadier-General de Gaulle, whose 4th Armoured Division had launched one of the few French counterattacks the previous month, into his War Cabinet. Pétain was displeased at de Gaulle’s appointment.[34] On 8 June, Paul Baudouin dined with Chautemps, and both declared that the war must end. Paris was now threatened, and the government was preparing to depart, although Pétain was opposed to such a move. During a cabinet meeting that day, Reynaud argued that before asking for an armistice, France would have to get Britain's permission to be relieved from their accord of March 1940 not to sign a separate cease fire. Pétain replied that "the interests of France come before those of Britain. Britain got us into this position, let us now try to get out of it".[citation needed].
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On 10 June, the government left Paris for Tours. Weygand, the Commander-in-Chief, now declared that "the fighting had become meaningless". He, Baudouin, and several members of the government were already set on an armistice. On 11 June, Churchill flew to the Château du Muguet, at Briare, near Orléans, where he put forward first his idea of a Breton redoubt, to which Weygand replied that it was just a "fantasy".[35] Churchill then said the French should consider "guerrilla warfare". Pétain then replied that it would mean the destruction of the country. Churchill then said the French should defend Paris and reminded Pétain of how he had come to the aid of the British with forty divisions in March 1918, and repeating Clemenceau's words "I will fight in front of Paris, in Paris, and behind Paris". To this, Churchill subsequently reported, Pétain replied quietly and with dignity that he had in those days a strategic reserve of sixty divisions; now, there were none, and the British ought to be providing divisions to aid France. Making Paris into a ruin would not affect the final event. At the conference Pétain met de Gaulle for the first time in two years. Pétain noted his recent promotion to general, adding that he did not congratulate him, as ranks were of no use in defeat. When de Gaulle protested that Pétain himself had been promoted to brigadier-general and division commander at the Battle of the Marne in 1914, he replied that there was "no comparison" with the present situation. De Gaulle later conceded that Pétain was right about that much at least.[36]
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On 12 June, after a second session of the conference, the cabinet met and Weygand again called for an armistice. He referred to the danger of military and civil disorder and the possibility of a Communist uprising in Paris. Pétain and Minister of Information Prouvost urged the cabinet to hear Weygand out because "he was the only one really to know what was happening".
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Churchill returned to France on the 13th for another conference at Tours. Paul Baudouin met his plane and immediately spoke to him of the hopelessness of further French resistance. Reynaud then put the cabinet's armistice proposals to Churchill, who replied that "whatever happened, we would level no reproaches against France". At that day's cabinet meeting, Pétain strongly supported Weygand’s demand for an armistice and read out a draft proposal to the cabinet where he spoke of "the need to stay in France, to prepare a national revival, and to share the sufferings of our people. It is impossible for the government to abandon French soil without emigrating, without deserting. The duty of the government is, come what may, to remain in the country, or it could not longer be regarded as the government". Several ministers were still opposed to an armistice, and Weygand immediately lashed out at them for even leaving Paris. Like Pétain, he said he would never leave France.[37]
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The government moved to Bordeaux, where French governments had fled German invasions in 1870 and 1914, on 14 June. By coincidence, on the evening of 14 June in Bordeaux de Gaulle dined in the same restaurant as Pétain; he came over to shake his hand in silence, and they never met again.[37]
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Parliament, both senate and chamber, were also at Bordeaux and immersed themselves in the armistice debate. At cabinet on 15 June Reynaud urged that France follow the Dutch example, that the Army should lay down its arms so that the fight could be continued from abroad. Pétain was sympathetic.[38] Pétain was sent to speak to Weygand (who was waiting outside, as he was not a member of the cabinet) for around fifteen minutes.[39] Weygand persuaded him that Reynaud's suggestion would be a shameful surrender. Chautemps then proposed a fudge proposal, an inquiry about terms.[38] The Cabinet voted 13-6 for the Chautemps proposal. Admiral Darlan, who had been opposed to an armistice until 15 June, now became a key player, agreeing provided the French fleet was kept out of German hands.[39]
|
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On Sunday 16 June President Roosevelt's reply to President Lebrun's requests for assistance came with only vague promises and saying that it was impossible for the President to do anything without Congressional approval. Pétain then drew a letter of resignation from his pocket, an act which was certain to bring down the government (he had persuaded Weygand to come to Bordeaux by telling him that 16 June would be the decisive day). Lebrun persuaded him to stay until Churchill’s reply had been received. After lunch, Churchill’s telegram arrived agreeing to an armistice provided the French fleet was moved to British ports, a suggestion which was not acceptable to Darlan, who argued that it would leave France defenceless.[38]
|
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That afternoon the British Government offered joint nationality for Frenchmen and Britons in a Franco-British Union. Reynaud and five ministers thought these proposals acceptable. The others did not, seeing the offer as insulting and a device to make France subservient to Great Britain, as a kind of extra Dominion. Contrary to President Albert Lebrun's later recollection, no formal vote appears to have been taken at Cabinet on 16 June.[40] The outcome of the meeting is uncertain.[38] Ten ministers wanted to fight on and seven favoured an armistice (but these included the two Deputy Prime Ministers Pétain and Camille Chautemps, and this view was also favoured by the Commander-in-Chief General Weygand). Eight were initially undecided but swung towards an armistice.[40]
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Lebrun reluctantly accepted Reynaud’s resignation as Prime Minister on 16 June, and felt he had little choice but to appoint Pétain in his place. Pétain already had a ministerial team ready: Laval for Foreign Affairs (this appointment was briefly vetoed by Weygand), Weygand as Minister of Defence, Darlan as Minister for the Navy, and Bouthillier for Finance.[41]
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A new Cabinet with Pétain as head of government was formed, with Henry du Moulin de Labarthète as the Cabinet Secretary.[43] At midnight on 15 June 1940, Baudouin asked the Spanish Ambassador to submit to Germany a request to cease hostilities at once and for Germany to make known its peace terms. At 12:30 am, Pétain made his first broadcast to the French people.
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"The enthusiasm of the country for the Maréchal was tremendous. He was welcomed by people as diverse as Claudel, Gide, and Mauriac, and also by the vast mass of untutored Frenchmen who saw him as their saviour."[44] General de Gaulle, no longer in the Cabinet, had arrived in London on the 17th and made a call for resistance from there, on the 18th, with no legal authority whatsoever from his government, a call that was heeded by comparatively few.
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Cabinet and Parliament still argued between themselves on the question of whether or not to retreat to North Africa. On 18 June, Édouard Herriot (who would later be a prosecution witness at Pétain's trial) and Jeanneney, the presidents of the two Chambers of Parliament, as well as Lebrun said they wanted to go. Pétain said he was not departing. On the 20th, a delegation from the two chambers came to Pétain to protest at the proposed departure of President Lebrun. The next day, they went to Lebrun himself. In the event, only 26 deputies and 1 senator headed for Africa, amongst them those with Jewish backgrounds, Georges Mandel, Pierre Mendès France, and the former Popular Front Education Minister, Jean Zay.[45] Pétain broadcast again to the French people on that day.
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On 22 June, France signed an armistice at Compiègne with Germany that gave Germany control over the north and west of the country, including Paris and all of the Atlantic coastline, but left the rest, around two-fifths of France's prewar territory, unoccupied. Paris remained the de jure capital. On 29 June, the French Government moved to Clermont-Ferrand where the first discussions of constitutional changes were mooted, with Pierre Laval having personal discussions with President Lebrun, who had, in the event, not departed France. On 1 July, the government, finding Clermont too cramped, moved to Vichy, at Baudouin's suggestion, the empty hotels there being more suitable for the government ministries.
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The Chamber of Deputies and Senate, meeting together as a "Congrès", held an emergency meeting on 10 July to ratify the armistice. At the same time, the draft constitutional proposals were tabled. The presidents of both Chambers spoke and declared that constitutional reform was necessary. The Congress voted 569–80 (with 18 abstentions) to grant the Cabinet the authority to draw up a new constitution, effectively "voting the Third Republic out of existence".[46] Nearly all French historians, as well as all postwar French governments, consider this vote to be illegal; not only were several deputies and senators not present, but the constitution explicitly stated that the republican form of government could not be changed, though it could be argued that a republican dictatorship was installed. On the next day, Pétain formally assumed near-absolute powers as "Head of State."[note 2]
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Pétain was reactionary by temperament and education, and quickly began blaming the Third Republic and its endemic corruption for the French defeat. His regime soon took on clear authoritarian—and in some cases, fascist—characteristics. The republican motto of "Liberté, égalité, fraternité" was replaced with "Travail, famille, patrie" ("Work, family, fatherland").[49] He issued new constitutional acts which abolished the presidency, indefinitely adjourned parliament, and also gave him full power to appoint and fire ministers and civil service members, pass laws through the Council of Ministers and designate a successor (he chose Laval). Though Pétain publicly stated that he had no desire to become "a Caesar,"[50] by January 1941 Pétain held virtually all governing power in France; nearly all legislative, executive, and judicial powers were either ‘’de jure’’ or ‘’de facto’’ in his hands. One of his advisors commented that he had more power than any French leader since Louis XIV.[28] Fascistic and revolutionary conservative factions within the new government used the opportunity to launch an ambitious programme known as the "National Revolution", which rejected much of the former Third Republic's secular and liberal traditions in favour of an authoritarian, paternalist, Catholic society. Pétain, amongst others, took exception to the use of the inflammatory term "revolution" to describe an essentially conservative movement, but otherwise participated in the transformation of French society from "Republic" to "State." He added that the new France would be "a social hierarchy... rejecting the false idea of the natural equality of men."[51]
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The new government immediately used its new powers to order harsh measures, including the dismissal of republican civil servants, the installation of exceptional jurisdictions, the proclamation of antisemitic laws, and the imprisonment of opponents and foreign refugees. Censorship was imposed, and freedom of expression and thought were effectively abolished with the reinstatement of the crime of "felony of opinion."
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The regime organised a "Légion Française des Combattants," which included "Friends of the Legion" and "Cadets of the Legion", groups of those who had never fought but were politically attached to the new regime. Pétain championed a rural, Catholic France that spurned internationalism. As a retired military commander, he ran the country on military lines.
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He and his government collaborated with Germany in the years after the armistice. Pétain's government was nevertheless internationally recognised, notably by the U.S., at least until the German occupation of the rest of France. Neither Pétain nor his successive deputies, Laval, Pierre-Étienne Flandin, or Admiral François Darlan, gave significant resistance to requests by the Germans to indirectly aid the Axis Powers. However, when Hitler met Pétain at Montoire in October 1940 to discuss the French government's role in the new European Order, the Marshal "listened to Hitler in silence. Not once did he offer a sympathetic word for Germany." Still, the handshake he offered to Hitler caused much uproar in London, and probably influenced Britain's decision to lend the Free French naval support for their operations at Gabon.[52] Furthermore, France even remained formally at war with Germany, albeit opposed to the Free French. Following the British attacks of July and September 1940 (Mers el Kébir, Dakar), the French government became increasingly fearful of the British and took the initiative to collaborate with the occupiers. Pétain accepted the government's creation of a collaborationist armed militia (the Milice) under the command of Joseph Darnand, who, along with German forces, led a campaign of repression against the French resistance ("Maquis").
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Pétain admitted Darnand into his government as Secretary of the Maintenance of Public Order (Secrétaire d'État au Maintien de l'Ordre). In August 1944, Pétain made an attempt to distance himself from the crimes of the militia by writing Darnand a letter of reprimand for the organisation's "excesses". The latter wrote a sarcastic reply, telling Pétain that he should have "thought of this before".
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Pétain's government acquiesced to the Axis forces demands for large supplies of manufactured goods and foodstuffs, and also ordered French troops in France's colonial empire (in Dakar, Syria, Madagascar, Oran and Morocco) to defend sovereign French territory against any aggressors, Allied or otherwise.
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Pétain's motives are a topic of wide conjecture. Winston Churchill had spoken to Reynaud during the impending fall of France, saying of Pétain, "... he had always been a defeatist, even in the last war [World War I]."[53]
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On 11 November 1942, German forces invaded the unoccupied zone of Southern France in response to the Allies' Operation Torch landings in North Africa and Admiral François Darlan's agreement to support the Allies. Although the French government nominally remained in existence, civilian administration of almost all France being under it, Pétain became nothing more than a figurehead, as the Germans had negated the pretence of an "independent" government at Vichy. Pétain however remained popular and engaged in a series of visits around France as late as 1944, when he arrived in Paris on 28 April in what Nazi propaganda newsreels described as a "historic" moment for the city. Vast crowds cheered him in front of the Hôtel de Ville and in the streets.[54]
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Following the liberation of France, on 7 September 1944 Pétain and other members of the French cabinet at Vichy were relocated by the Germans to the Sigmaringen enclave in Germany, where they became a government-in-exile until April 1945. Pétain, however, having been forced to leave France, refused to participate in this government and Fernand de Brinon now headed the "government commission".[55] In a note dated 29 October 1944, Pétain forbade de Brinon to use the Marshal's name in any connection with this new government, and on 5 April 1945, Pétain wrote a note to Hitler expressing his wish to return to France. No reply ever came. However, on his birthday almost three weeks later, he was taken to the Swiss border. Two days later he crossed the French frontier.[56]
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The provisional government, headed by De Gaulle, placed Pétain on trial for treason, which took place from 23 July to 15 August 1945. Dressed in the uniform of a Marshal of France, Pétain remained silent through most of the proceedings after an initial statement that denied the right of the High Court, as constituted, to try him. De Gaulle himself later criticised the trial, stating, "Too often, the discussions took on the appearance of a partisan trial, sometimes even a settling of accounts, when the whole affair should have been treated only from the standpoint of national defence and independence."[57]
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At the end of Pétain's trial, he was convicted on all charges. The jury sentenced him to death by a one-vote majority. Due to his advanced age, the Court asked that the sentence not be carried out. De Gaulle, who was President of the Provisional Government of the French Republic at the end of the war, commuted the sentence to life imprisonment due to Pétain's age and his military contributions in World War I. After his conviction, the Court stripped Pétain of all military ranks and honours save for the one distinction of Marshal of France.
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Fearing riots at the announcement of the sentence, De Gaulle ordered that Pétain be immediately transported on the former's private aircraft to Fort du Portalet in the Pyrenees,[58] where he remained from 15 August to 16 November 1945. The government later transferred him to the Fort de Pierre-Levée citadel on the Île d'Yeu, a small island off the French Atlantic coast.[59]
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Over the following years Pétain's lawyers and many foreign governments and dignitaries, including Queen Mary and the Duke of Windsor, appealed to successive French governments for Pétain's release, but given the unstable state of Fourth Republic politics no government was willing to risk unpopularity by releasing him. As early as June 1946 U.S. President Harry Truman interceded in vain for his release, even offering to provide political asylum in the U.S.[60] A similar offer was later made by the Spanish dictator General Franco.[60]
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Although Pétain had still been in good health for his age at the time of his imprisonment, by late 1947 his memory lapses were worsening and he was beginning to suffer from incontinence, sometimes soiling himself in front of visitors and sometimes no longer recognising his wife.[4] By January 1949 his lucid intervals were becoming fewer and fewer. On 3 March 1949, a meeting of the Council of Ministers (many of them "self-proclaimed heroes of the Resistance" in the words of biographer Charles Williams) had a fierce argument about a medical report recommending that he be moved to Val-de-Grâce (a military hospital in Paris), a measure to which Prime Minister Henri Queuille had previously been sympathetic. By May, Pétain required constant nursing care, and he was often suffering from hallucinations, e.g. that he was commanding armies in battle, or that naked women were dancing around his room.[61] By the end of 1949, Pétain was almost completely senile, with only occasional moments of lucidity. He was also beginning to suffer from heart problems and was no longer able to walk without assistance. Plans were made for his death and funeral.[62]
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On 8 June 1951 President Auriol, informed that Pétain had little longer to live, commuted his sentence to confinement in hospital (the news was kept secret until after the elections on 17 June), but by then Pétain was too ill to be moved to Paris.[63]
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Pétain died in a private home in Port-Joinville on the Île d'Yeu on 23 July 1951, at the age of 95.[59]
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His body was buried in a local cemetery (Cimetière communal de Port-Joinville).[26] Calls were made to re-locate his remains to the grave prepared for him at Verdun.[64]
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His sometime protégé Charles de Gaulle later wrote that Pétain’s life was "successively banal, then glorious, then deplorable, but never mediocre".[65]
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In February 1973, Pétain's coffin housing remains was stolen from the Île d'Yeu cemetery by extremists, who demanded that President Georges Pompidou consent to its re-interment at Douaumont cemetery among the war dead of the Verdun battle. Police retrieved the coffin a few days later, and it was ceremoniously reburied with a Presidential wreath in the Île d'Yeu as before.[66]
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Mount Pétain, nearby Pétain Creek, and Pétain Falls, forming the Pétain Basin on the Continental Divide in the Canadian Rockies, were named after him in 1919;[67] summits with the names of other French generals are nearby: Foch, Cordonnier, Mangin, Castelnau and Joffre. Hengshan Road, in Shanghai, was "Avenue Pétain" between 1922 and 1943. Pinardville, a traditionally French Canadian neighborhood of Goffstown, New Hampshire, has a Petain Street dating from the 1920s, alongside parallel streets named for other World War I generals, John Pershing, Douglas Haig, Ferdinand Foch, and Joseph Joffre.
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On 26 October 1931, Pétain was honored with a ticker-tape parade down Manhattan's Canyon of Heroes. Consideration has been given to removing the sidewalk ribbon denoting the parade for Pétain, given his role with the Nazis in World War II.[68]
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Among a vast number of books and articles about Pétain, the most complete and documented biographies are:
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Other books used for citations in the article:
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Pétanque (French pronunciation: [petɑ̃k]; Occitan: petanca [peˈtaŋkɔ]) is a sport that falls into the category of boules sports, along with raffa, bocce, boule lyonnaise, lawn bowls and crown green bowling. In all of these sports, players or teams play their boules/balls towards a target ball.[1]
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In pétanque the objective is to score points by having boules closer to the target than your opponent after all boules have been thrown. This is achieved by throwing or rolling boules closer to the small target ball, called a cochonnet,[2] or by hitting the opponents' boules away from the target, while standing inside a circle with both feet on the ground.
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The game is normally and best played on hard dirt or gravel. It can be played in public areas in parks, or in dedicated facilities called boulodromes.
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The current form of the game originated in 1907 or 1910 in La Ciotat, in Provence, France. The French name pétanque (borrowed into English, with or without the acute accent) comes from petanca in the Provençal dialect of the Occitan language, deriving from the expression pès tancats [ˈpɛs taŋˈkats], meaning 'feet fixed' or 'feet planted' (on the ground).
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Boules games have a very long history, dating back through the Middle Ages to ancient Rome, and before that to ancient Greece and Egypt.
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In France in the second half of the 19th century a form of boules known as jeu provençal (or boule lyonnaise) was extremely popular. In this form of the game players rolled their boules or ran three steps before throwing a boule. Pétanque originally developed as an offshoot or variant of jeu provençal in 1910, in what is now called the Jules Lenoir Boulodrome in the town of La Ciotat near Marseilles. A former jeu provençal player named Jules Lenoir was afflicted by rheumatism so severe that he could no longer run before throwing a boule. In fact, he could barely stand. A good friend named Ernest Pitiot was a local café owner. In order to accommodate his friend Lenoir, Pitiot developed a variant form of the game in which the length of the pitch or field was reduced by roughly half, and a player, instead of running to throw a boule, stood, stationary, in a circle. They called the game pieds tanqués, "feet planted" (on the ground), a name that eventually evolved into the game's current name, pétanque.[3]
|
12 |
+
|
13 |
+
The first pétanque tournament was organized by Ernest Pitiot, along with his brother Joseph Pitiot, in 1910 in La Ciotat. After that the game spread quickly and soon became the most popular form of boules in France.
|
14 |
+
|
15 |
+
Before the mid-1800s, European boules games were played with solid wooden balls, usually made from boxwood root, a very hard wood. The late 1800s saw the introduction of cheap mass-manufactured nails, and wooden boules gradually began to be covered with nails, producing boules cloutées ("nailed boules"). After World War I, cannonball manufacturing technology was adapted to allow the manufacture of hollow, all-metal boules. The first all-metal boule, la Boule Intégrale, was introduced in the mid-1920s by Paul Courtieu. The Intégrale was cast in a single piece from a bronze-aluminum alloy. Shortly thereafter Jean Blanc invented a process of manufacturing steel boules by stamping two steel blanks into hemispheres and then welding the two hemispheres together to create a boule. With this technological advance, hollow all-metal balls rapidly became the norm.
|
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+
|
17 |
+
After the development of the all-metal boule, pétanque spread rapidly from Provence to the rest of France, then to the rest of Europe, and then to Francophone colonies and countries around the globe. Today, many countries have their own national governing bodies.
|
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|
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+
In France, the Fédération Française de Pétanque et Jeu Provençal (FFPJP) has more than 300,000 licensed members.
|
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+
|
21 |
+
There are strong national federations in Germany, Spain, and England. Petanque is actively played in many nations with histories of French colonial influence, especially in Southeast Asia, including Laos, Thailand, Vietnam, Cambodia, and Puducherry, India, as well as some parts of Africa. Today, some of the strongest players in the world come from Madagascar and Thailand.
|
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+
|
23 |
+
Pétanque was featured at the 2015 All-Africa Games, which were hosted by the Republic of Congo, a former French colony.[4]
|
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+
|
25 |
+
Petanque is not widely played in the Americas. There is a Canadian petanque federation based in Québec. In the United States the Federation of Petanque USA (FPUSA) reports that about 30,000 play nationwide. As of December 1, 2015, FPUSA counted 2141 members in the US, in 52 affiliated clubs.[5]
|
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+
|
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+
On the international level, the governing body of petanque is the Fédération Internationale de Pétanque et Jeu Provençal (FIPJP). It was founded in 1958 in Marseille and has about 600,000 members in 52 countries as of 2002[update].
|
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|
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+
The game made an appearance in the 1966 French crime film Le deuxieme souffle. Pétanque also appeared in Season 4 Episode 20 (Pétanque) of the American sitcom The Cosby Show in 1988. The fourth episode of The Amazing Race 30 featured a pétanque competition at Place des Lices in Saint-Tropez.[6]
|
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|
31 |
+
There are a number of important world championship tournaments.
|
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+
|
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+
The FIPJP world championships take place every two years. Men's championships are held in even-numbered years, while Women's and Youth championships are held in odd-numbered years.[7]
|
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+
|
35 |
+
Perhaps the best-known international championship is the Mondial la Marseillaise à Pétanque, which takes place every year in Marseille, France, with more than 10,000 participants and more than 150,000 spectators.[8]
|
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+
|
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+
The largest annual tournament in the United States is the Petanque Amelia Island Open (formerly the Petanque America Open), held in each year in November at Amelia Island, Florida.
|
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+
|
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+
La British Open is a major Pétanque tournament held in the North of England, in the United Kingdom. So far, this attracts players from across the UK and Europe.
|
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+
|
41 |
+
Pétanque is not currently an Olympic sport, although the Confédération Mondiale des Sports de Boules—which was created in 1985 by several international boules organizations specifically for this purpose—has been lobbying the Olympic committee since 1985 to make it part of the summer Olympics.[9]
|
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+
Pétanque is played by two teams, where each team consists of one, two, or three players.
|
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+
|
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In the singles and doubles games each player plays with three metal boules. In triples each player uses only two.
|
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+
|
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+
The area where a pétanque game is played is called a terrain. A game can be played in an open area like a public park, where the boundaries of the terrain are not marked, or more formally on a "marked terrain" where the terrain boundaries are marked (traditionally, by strings tightly strung between nails driven into the ground).
|
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+
|
49 |
+
In pétanque, players throw while standing in a circle. Traditionally, the circle was simply scratched in the dirt. Starting around 2005, red plastic "prefabricated" circles were introduced and are now widely used in formal games. A circle drawn on the ground must be 35–50 cm (14–20 in) in diameter, while a plastic circle must have an inside diameter of 50 cm (20 in).
|
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+
|
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+
A game consists of several mènes. The French word mène is usually translated into English as "end" or "round".
|
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+
|
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+
An end consists of the throwing out of the cochonnet (the little wooden target ball), followed by the two teams throwing their boules.
|
54 |
+
|
55 |
+
After both teams have thrown all of their boules, the team with the boule closest to the cochonnet wins the end. The winning team scores one point for each of its boules that is closer than the opposing team's closest boule. That means that the winning team could in theory score as many as six points in an end, although a score of one or two points is more typical.
|
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+
|
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+
As the game progresses, each team accumulates points until one of the teams reaches 13, the winning number of points.
|
58 |
+
|
59 |
+
A game begins with a coin toss to determine which team plays first. The team that wins the toss begins the game by placing the circle, then standing in the circle and throwing the jack to a distance of 6–10 metres (20–33 ft). A player from the team that threw the jack throws the first boule. Then a player from the opposing team throws a boule.
|
60 |
+
|
61 |
+
From that point on, the team with the boule that is closest to the jack is said to "have the point". The team that does not have the point throws the next boule. That team continues to throw boules until it either gains the point, or runs out of boules.
|
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+
|
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+
If at any point the closest boules from each team are equidistant from the jack, then the team that threw the last boule throws again. If the boules are still equidistant then the teams play alternately until the tie is broken. If the boules are still equidistant at the end of the mène then neither team scores any points.
|
64 |
+
|
65 |
+
The team that won the end starts the next end. A player from the winning team places (or draws) a circle around the jack. He/she then picks up the jack, stands in the circle, and throws the jack to start the next end.
|
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+
|
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+
An end is complete when both teams have played all of their boules, or when the jack is knocked out of play (goes "dead").
|
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+
|
69 |
+
If the end finishes in the usual way—with the jack still alive and one team with the closest boule—then the team with the closest boule wins the end and scores one point for each of its boules that is closer to the jack than other team's closest boule.
|
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+
|
71 |
+
If the jack is alive but there is an "equidistant boules" situation at the end of the mène, then neither team scores any points. If the jack is dead at the finish of the end, then if one (and only one) team still has boules left to play, that team scores one point for each boule that it still has in hand. Otherwise neither team scores any points in the end (like an inning in baseball in which neither team scores any runs).
|
72 |
+
|
73 |
+
Leisure boules are boules that do not meet the FIPJP standards for competition boules, but are less expensive than competition boules and completely adequate for "backyard" games. Unlike competition boules, leisure boules are a "one size fits all" affair—they come in one weight and size.
|
74 |
+
|
75 |
+
Competition boules must meet specifications set by the FIPJP. They must be hollow and made of metal (usually steel) with a diameter between 70.5 and 80 mm (2.78 and 3.15 in) and a weight between 650 and 800 g (23 and 28 oz). When purchasing competition boules, a purchaser has a choice of a number of characteristics of the boules, including the size, weight, and hardness of the boules, as well as the striations (patterned grooves on the surface of the boules).
|
76 |
+
|
77 |
+
The jack, or target ball, is a small ball made of wood, traditionally boxwood or beechwood, 30 mm (1.2 in) in diameter.[10] In the past jacks were often left "natural"—unfinished or with a clear finish—but nowadays they are often painted in bright colors. In French, the jack is known by a variety of names, including but (goal or target), cochonnet (piglet), bouchon ("little ball" in provençal language, not related to the French word "bouchon" that designates a bottle stopper), le petit (the little one), and gari ("rat", also in provençal language).
|
78 |
+
|
79 |
+
Pétanque can be played on almost any flat, open space. The ground may be irregular and interrupted by trees or rocks, and the surface is likely to be uneven, with some areas hard and smooth and other areas rough and stony. When an area is constructed specifically for the purposes of playing petanque, the playing surface is typically loose gravel, decomposed granite, brick grog or crushed sea shell. Sandy beaches are not suitable, although light plastic boules are sometimes used to adapt the game for the beach. There is no requirement for backboards or sideboards (as in bocce), but dedicated playing areas are often enclosed in boards or some other structural barrier.
|
80 |
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|
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+
In France, village squares and park pathways are often used as pétanque playing areas. In addition, many towns have recreational facilities (boulodromes) constructed especially for playing pétanque.
|
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+
|
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+
An area where a single pétanque game is played is called a terrain. A "playing area" (aire de jeu) is an area containing one or more terrains. For tournaments, a large playing area is subdivided and marked off (typically using nails and string) into rectangular marked terrains (also known as "lanes" (cadres) or "pistes") so that multiple games may be carried on simultaneously. For tournament play, a marked terrain is a rectangle at least 4 metres (13 ft) wide and 15 metres (49 ft) long.
|
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+
|
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+
In the United States, proponents of pétanque such as author Byron Putman often urge the use of non-dedicated public terrains—public walking paths, playground areas, dirt/gravel parking lots, and baseball infields – as terrains.
|
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|
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+
Generally speaking, a player throws a boule with one of two objectives.
|
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+
|
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+
The best throw is called a carreau. It is a shot that knocks away the opponent's boule, leaving the thrown boule exactly in its place.
|
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|
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+
Players who are skilful enough to shoot effectively are called shooters; players who usually point are called pointers. (The French terms are tireur and pointeur, respectively.) As a matter of strategy, pointers play first and shooters are held in reserve in case the opponents place well. Good pointing is what scores points, but national and international championships are usually dominated by skilful shooters, who target any opposing boule that comes close to scoring.
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|
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+
Some strategic considerations involved in the throw of a boule include:
|
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+
|
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+
Strategic considerations involved in the throw of the jack include:
|
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+
|
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+
Playing pétanque in the late afternoon at Aigues-Mortes
|
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|
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+
Men playing pétanque next to the Fort St. Louis in Toulon.
|
100 |
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|
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+
The 2006 Pétanque World Championship in Grenoble, France
|
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|
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Action on the Pétanque field in Batignolles.
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|
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Players of the Brighton & Hove Petanque Club on the Peace Statue Terrain, Brighton & Hove, UK
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Pétanque players at the port of Bonifacio in 1975
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1 |
+
Pétanque (French pronunciation: [petɑ̃k]; Occitan: petanca [peˈtaŋkɔ]) is a sport that falls into the category of boules sports, along with raffa, bocce, boule lyonnaise, lawn bowls and crown green bowling. In all of these sports, players or teams play their boules/balls towards a target ball.[1]
|
2 |
+
|
3 |
+
In pétanque the objective is to score points by having boules closer to the target than your opponent after all boules have been thrown. This is achieved by throwing or rolling boules closer to the small target ball, called a cochonnet,[2] or by hitting the opponents' boules away from the target, while standing inside a circle with both feet on the ground.
|
4 |
+
|
5 |
+
The game is normally and best played on hard dirt or gravel. It can be played in public areas in parks, or in dedicated facilities called boulodromes.
|
6 |
+
|
7 |
+
The current form of the game originated in 1907 or 1910 in La Ciotat, in Provence, France. The French name pétanque (borrowed into English, with or without the acute accent) comes from petanca in the Provençal dialect of the Occitan language, deriving from the expression pès tancats [ˈpɛs taŋˈkats], meaning 'feet fixed' or 'feet planted' (on the ground).
|
8 |
+
|
9 |
+
Boules games have a very long history, dating back through the Middle Ages to ancient Rome, and before that to ancient Greece and Egypt.
|
10 |
+
|
11 |
+
In France in the second half of the 19th century a form of boules known as jeu provençal (or boule lyonnaise) was extremely popular. In this form of the game players rolled their boules or ran three steps before throwing a boule. Pétanque originally developed as an offshoot or variant of jeu provençal in 1910, in what is now called the Jules Lenoir Boulodrome in the town of La Ciotat near Marseilles. A former jeu provençal player named Jules Lenoir was afflicted by rheumatism so severe that he could no longer run before throwing a boule. In fact, he could barely stand. A good friend named Ernest Pitiot was a local café owner. In order to accommodate his friend Lenoir, Pitiot developed a variant form of the game in which the length of the pitch or field was reduced by roughly half, and a player, instead of running to throw a boule, stood, stationary, in a circle. They called the game pieds tanqués, "feet planted" (on the ground), a name that eventually evolved into the game's current name, pétanque.[3]
|
12 |
+
|
13 |
+
The first pétanque tournament was organized by Ernest Pitiot, along with his brother Joseph Pitiot, in 1910 in La Ciotat. After that the game spread quickly and soon became the most popular form of boules in France.
|
14 |
+
|
15 |
+
Before the mid-1800s, European boules games were played with solid wooden balls, usually made from boxwood root, a very hard wood. The late 1800s saw the introduction of cheap mass-manufactured nails, and wooden boules gradually began to be covered with nails, producing boules cloutées ("nailed boules"). After World War I, cannonball manufacturing technology was adapted to allow the manufacture of hollow, all-metal boules. The first all-metal boule, la Boule Intégrale, was introduced in the mid-1920s by Paul Courtieu. The Intégrale was cast in a single piece from a bronze-aluminum alloy. Shortly thereafter Jean Blanc invented a process of manufacturing steel boules by stamping two steel blanks into hemispheres and then welding the two hemispheres together to create a boule. With this technological advance, hollow all-metal balls rapidly became the norm.
|
16 |
+
|
17 |
+
After the development of the all-metal boule, pétanque spread rapidly from Provence to the rest of France, then to the rest of Europe, and then to Francophone colonies and countries around the globe. Today, many countries have their own national governing bodies.
|
18 |
+
|
19 |
+
In France, the Fédération Française de Pétanque et Jeu Provençal (FFPJP) has more than 300,000 licensed members.
|
20 |
+
|
21 |
+
There are strong national federations in Germany, Spain, and England. Petanque is actively played in many nations with histories of French colonial influence, especially in Southeast Asia, including Laos, Thailand, Vietnam, Cambodia, and Puducherry, India, as well as some parts of Africa. Today, some of the strongest players in the world come from Madagascar and Thailand.
|
22 |
+
|
23 |
+
Pétanque was featured at the 2015 All-Africa Games, which were hosted by the Republic of Congo, a former French colony.[4]
|
24 |
+
|
25 |
+
Petanque is not widely played in the Americas. There is a Canadian petanque federation based in Québec. In the United States the Federation of Petanque USA (FPUSA) reports that about 30,000 play nationwide. As of December 1, 2015, FPUSA counted 2141 members in the US, in 52 affiliated clubs.[5]
|
26 |
+
|
27 |
+
On the international level, the governing body of petanque is the Fédération Internationale de Pétanque et Jeu Provençal (FIPJP). It was founded in 1958 in Marseille and has about 600,000 members in 52 countries as of 2002[update].
|
28 |
+
|
29 |
+
The game made an appearance in the 1966 French crime film Le deuxieme souffle. Pétanque also appeared in Season 4 Episode 20 (Pétanque) of the American sitcom The Cosby Show in 1988. The fourth episode of The Amazing Race 30 featured a pétanque competition at Place des Lices in Saint-Tropez.[6]
|
30 |
+
|
31 |
+
There are a number of important world championship tournaments.
|
32 |
+
|
33 |
+
The FIPJP world championships take place every two years. Men's championships are held in even-numbered years, while Women's and Youth championships are held in odd-numbered years.[7]
|
34 |
+
|
35 |
+
Perhaps the best-known international championship is the Mondial la Marseillaise à Pétanque, which takes place every year in Marseille, France, with more than 10,000 participants and more than 150,000 spectators.[8]
|
36 |
+
|
37 |
+
The largest annual tournament in the United States is the Petanque Amelia Island Open (formerly the Petanque America Open), held in each year in November at Amelia Island, Florida.
|
38 |
+
|
39 |
+
La British Open is a major Pétanque tournament held in the North of England, in the United Kingdom. So far, this attracts players from across the UK and Europe.
|
40 |
+
|
41 |
+
Pétanque is not currently an Olympic sport, although the Confédération Mondiale des Sports de Boules—which was created in 1985 by several international boules organizations specifically for this purpose—has been lobbying the Olympic committee since 1985 to make it part of the summer Olympics.[9]
|
42 |
+
|
43 |
+
Pétanque is played by two teams, where each team consists of one, two, or three players.
|
44 |
+
|
45 |
+
In the singles and doubles games each player plays with three metal boules. In triples each player uses only two.
|
46 |
+
|
47 |
+
The area where a pétanque game is played is called a terrain. A game can be played in an open area like a public park, where the boundaries of the terrain are not marked, or more formally on a "marked terrain" where the terrain boundaries are marked (traditionally, by strings tightly strung between nails driven into the ground).
|
48 |
+
|
49 |
+
In pétanque, players throw while standing in a circle. Traditionally, the circle was simply scratched in the dirt. Starting around 2005, red plastic "prefabricated" circles were introduced and are now widely used in formal games. A circle drawn on the ground must be 35–50 cm (14–20 in) in diameter, while a plastic circle must have an inside diameter of 50 cm (20 in).
|
50 |
+
|
51 |
+
A game consists of several mènes. The French word mène is usually translated into English as "end" or "round".
|
52 |
+
|
53 |
+
An end consists of the throwing out of the cochonnet (the little wooden target ball), followed by the two teams throwing their boules.
|
54 |
+
|
55 |
+
After both teams have thrown all of their boules, the team with the boule closest to the cochonnet wins the end. The winning team scores one point for each of its boules that is closer than the opposing team's closest boule. That means that the winning team could in theory score as many as six points in an end, although a score of one or two points is more typical.
|
56 |
+
|
57 |
+
As the game progresses, each team accumulates points until one of the teams reaches 13, the winning number of points.
|
58 |
+
|
59 |
+
A game begins with a coin toss to determine which team plays first. The team that wins the toss begins the game by placing the circle, then standing in the circle and throwing the jack to a distance of 6–10 metres (20–33 ft). A player from the team that threw the jack throws the first boule. Then a player from the opposing team throws a boule.
|
60 |
+
|
61 |
+
From that point on, the team with the boule that is closest to the jack is said to "have the point". The team that does not have the point throws the next boule. That team continues to throw boules until it either gains the point, or runs out of boules.
|
62 |
+
|
63 |
+
If at any point the closest boules from each team are equidistant from the jack, then the team that threw the last boule throws again. If the boules are still equidistant then the teams play alternately until the tie is broken. If the boules are still equidistant at the end of the mène then neither team scores any points.
|
64 |
+
|
65 |
+
The team that won the end starts the next end. A player from the winning team places (or draws) a circle around the jack. He/she then picks up the jack, stands in the circle, and throws the jack to start the next end.
|
66 |
+
|
67 |
+
An end is complete when both teams have played all of their boules, or when the jack is knocked out of play (goes "dead").
|
68 |
+
|
69 |
+
If the end finishes in the usual way—with the jack still alive and one team with the closest boule—then the team with the closest boule wins the end and scores one point for each of its boules that is closer to the jack than other team's closest boule.
|
70 |
+
|
71 |
+
If the jack is alive but there is an "equidistant boules" situation at the end of the mène, then neither team scores any points. If the jack is dead at the finish of the end, then if one (and only one) team still has boules left to play, that team scores one point for each boule that it still has in hand. Otherwise neither team scores any points in the end (like an inning in baseball in which neither team scores any runs).
|
72 |
+
|
73 |
+
Leisure boules are boules that do not meet the FIPJP standards for competition boules, but are less expensive than competition boules and completely adequate for "backyard" games. Unlike competition boules, leisure boules are a "one size fits all" affair—they come in one weight and size.
|
74 |
+
|
75 |
+
Competition boules must meet specifications set by the FIPJP. They must be hollow and made of metal (usually steel) with a diameter between 70.5 and 80 mm (2.78 and 3.15 in) and a weight between 650 and 800 g (23 and 28 oz). When purchasing competition boules, a purchaser has a choice of a number of characteristics of the boules, including the size, weight, and hardness of the boules, as well as the striations (patterned grooves on the surface of the boules).
|
76 |
+
|
77 |
+
The jack, or target ball, is a small ball made of wood, traditionally boxwood or beechwood, 30 mm (1.2 in) in diameter.[10] In the past jacks were often left "natural"—unfinished or with a clear finish—but nowadays they are often painted in bright colors. In French, the jack is known by a variety of names, including but (goal or target), cochonnet (piglet), bouchon ("little ball" in provençal language, not related to the French word "bouchon" that designates a bottle stopper), le petit (the little one), and gari ("rat", also in provençal language).
|
78 |
+
|
79 |
+
Pétanque can be played on almost any flat, open space. The ground may be irregular and interrupted by trees or rocks, and the surface is likely to be uneven, with some areas hard and smooth and other areas rough and stony. When an area is constructed specifically for the purposes of playing petanque, the playing surface is typically loose gravel, decomposed granite, brick grog or crushed sea shell. Sandy beaches are not suitable, although light plastic boules are sometimes used to adapt the game for the beach. There is no requirement for backboards or sideboards (as in bocce), but dedicated playing areas are often enclosed in boards or some other structural barrier.
|
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|
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In France, village squares and park pathways are often used as pétanque playing areas. In addition, many towns have recreational facilities (boulodromes) constructed especially for playing pétanque.
|
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|
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An area where a single pétanque game is played is called a terrain. A "playing area" (aire de jeu) is an area containing one or more terrains. For tournaments, a large playing area is subdivided and marked off (typically using nails and string) into rectangular marked terrains (also known as "lanes" (cadres) or "pistes") so that multiple games may be carried on simultaneously. For tournament play, a marked terrain is a rectangle at least 4 metres (13 ft) wide and 15 metres (49 ft) long.
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|
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In the United States, proponents of pétanque such as author Byron Putman often urge the use of non-dedicated public terrains—public walking paths, playground areas, dirt/gravel parking lots, and baseball infields – as terrains.
|
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|
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Generally speaking, a player throws a boule with one of two objectives.
|
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|
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The best throw is called a carreau. It is a shot that knocks away the opponent's boule, leaving the thrown boule exactly in its place.
|
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|
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Players who are skilful enough to shoot effectively are called shooters; players who usually point are called pointers. (The French terms are tireur and pointeur, respectively.) As a matter of strategy, pointers play first and shooters are held in reserve in case the opponents place well. Good pointing is what scores points, but national and international championships are usually dominated by skilful shooters, who target any opposing boule that comes close to scoring.
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Some strategic considerations involved in the throw of a boule include:
|
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|
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Strategic considerations involved in the throw of the jack include:
|
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|
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Playing pétanque in the late afternoon at Aigues-Mortes
|
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|
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Men playing pétanque next to the Fort St. Louis in Toulon.
|
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|
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The 2006 Pétanque World Championship in Grenoble, France
|
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|
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Action on the Pétanque field in Batignolles.
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Players of the Brighton & Hove Petanque Club on the Peace Statue Terrain, Brighton & Hove, UK
|
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Pétanque players at the port of Bonifacio in 1975
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1 |
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Sir Peter Paul Rubens (/ˈruːbənz/;[1] Dutch: [ˈrybə(n)s]; 28 June 1577 – 30 May 1640) was a Flemish artist and diplomat. He is considered the most influential artist of the Flemish Baroque tradition. Rubens's highly charged compositions reference erudite aspects of classical and Christian history. His unique and immensely popular Baroque style emphasized movement, colour, and sensuality, which followed the immediate, dramatic artistic style promoted in the Counter-Reformation. Rubens was a painter producing altarpieces, portraits, landscapes, and history paintings of mythological and allegorical subjects. He was also a prolific designer of cartoons for the Flemish tapestry workshops and of frontispieces for the publishers in Antwerp.
|
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|
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In addition to running a large workshop in Antwerp that produced paintings popular with nobility and art collectors throughout Europe, Rubens was a classically educated humanist scholar and diplomat who was knighted by both Philip IV of Spain and Charles I of England. Rubens was a prolific artist. The catalogue of his works by Michael Jaffé lists 1,403 pieces, excluding numerous copies made in his workshop.[2]
|
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|
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His commissioned works were mostly history paintings, which included religious and mythological subjects, and hunt scenes. He painted portraits, especially of friends, and self-portraits, and in later life painted several landscapes. Rubens designed tapestries and prints, as well as his own house. He also oversaw the ephemeral decorations of the royal entry into Antwerp by the Cardinal-Infante Ferdinand of Austria in 1635. He wrote a book with illustrations of the palaces in Genoa, which was published in 1622 as Palazzi di Genova. The book was influential in spreading the Genoese palace style in Northern Europe.[3] Rubens was an avid art collector and had one of the largest collections of art and books in Antwerp. He was also an art dealer and is known to have sold an important number of art objects to George Villiers, 1st Duke of Buckingham.[4]
|
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|
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He was one of the last major artists to make consistent use of wooden panels as a support medium, even for very large works, but he used canvas as well, especially when the work needed to be sent a long distance. For altarpieces he sometimes painted on slate to reduce reflection problems.
|
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|
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Rubens was born in Siegen to Jan Rubens and Maria Pypelincks. His father, a Calvinist, and mother fled Antwerp for Cologne in 1568, after increased religious turmoil and persecution of Protestants during the rule of the Habsburg Netherlands by the Duke of Alba. Rubens was baptised in Cologne at St Peter's Church.
|
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|
13 |
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Jan Rubens became the legal adviser (and lover) of Anna of Saxony, the second wife of William I of Orange, and settled at her court in Siegen in 1570, fathering her daughter Christine who was born in 1571.[5] Following Jan Rubens's imprisonment for the affair, Peter Paul Rubens was born in 1577. The family returned to Cologne the next year. In 1589, two years after his father's death, Rubens moved with his mother Maria Pypelincks to Antwerp, where he was raised as a Catholic.
|
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|
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Religion figured prominently in much of his work, and Rubens later became one of the leading voices of the Catholic Counter-Reformation style of painting[6] (he had said "My passion comes from the heavens, not from earthly musings").[citation needed]
|
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|
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In Antwerp, Rubens received a Renaissance humanist education, studying Latin and classical literature. By fourteen he began his artistic apprenticeship with Tobias Verhaeght. Subsequently, he studied under two of the city's leading painters of the time, the late Mannerist artists Adam van Noort and Otto van Veen.[7] Much of his earliest training involved copying earlier artists' works, such as woodcuts by Hans Holbein the Younger and Marcantonio Raimondi's engravings after Raphael. Rubens completed his education in 1598, at which time he entered the Guild of St. Luke as an independent master.[8]
|
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|
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+
In 1600 Rubens travelled to Italy. He stopped first in Venice, where he saw paintings by Titian, Veronese, and Tintoretto, before settling in Mantua at the court of Duke Vincenzo I Gonzaga. The colouring and compositions of Veronese and Tintoretto had an immediate effect on Rubens's painting, and his later, mature style was profoundly influenced by Titian.[9] With financial support from the Duke, Rubens travelled to Rome by way of Florence in 1601. There, he studied classical Greek and Roman art and copied works of the Italian masters. The Hellenistic sculpture Laocoön and His Sons was especially influential on him, as was the art of Michelangelo, Raphael, and Leonardo da Vinci.[10] He was also influenced by the recent, highly naturalistic paintings by Caravaggio.
|
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+
|
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+
Rubens later made a copy of Caravaggio's Entombment of Christ and recommended his patron, the Duke of Mantua, to purchase The Death of the Virgin (Louvre).[11] After his return to Antwerp he was instrumental in the acquisition of The Madonna of the Rosary (Kunsthistorisches Museum, Vienna) for the St. Paul's Church in Antwerp.[12] During this first stay in Rome, Rubens completed his first altarpiece commission, St. Helena with the True Cross for the Roman church of Santa Croce in Gerusalemme.
|
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+
|
23 |
+
Rubens travelled to Spain on a diplomatic mission in 1603, delivering gifts from the Gonzagas to the court of Philip III.[13] While there, he studied the extensive collections of Raphael and Titian that had been collected by Philip II.[14] He also painted an equestrian portrait of the Duke of Lerma during his stay (Prado, Madrid) that demonstrates the influence of works like Titian's Charles V at Mühlberg (1548; Prado, Madrid). This journey marked the first of many during his career that combined art and diplomacy.
|
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+
|
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+
He returned to Italy in 1604, where he remained for the next four years, first in Mantua and then in Genoa and Rome. In Genoa, Rubens painted numerous portraits, such as the Marchesa Brigida Spinola-Doria (National Gallery of Art, Washington, D.C.), and the portrait of Maria di Antonio Serra Pallavicini, in a style that influenced later paintings by Anthony van Dyck, Joshua Reynolds and Thomas Gainsborough.[15]
|
26 |
+
|
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+
He illustrated books, which was published in 1622 as Palazzi di Genova. From 1606 to 1608, he was mostly in Rome when he received, with the assistance of Cardinal Jacopo Serra (the brother of Maria Pallavicini), his most important commission to date for the High Altar of the city's most fashionable new church, Santa Maria in Vallicella also known as the Chiesa Nuova.
|
28 |
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|
29 |
+
The subject was to be St. Gregory the Great and important local saints adoring an icon of the Virgin and Child. The first version, a single canvas (now at the Musée des Beaux-Arts, Grenoble), was immediately replaced by a second version on three slate panels that permits the actual miraculous holy image of the "Santa Maria in Vallicella" to be revealed on important feast days by a removable copper cover, also painted by the artist.[16]
|
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|
31 |
+
Rubens's experiences in Italy continued to influence his work. He continued to write many of his letters and correspondences in Italian, signed his name as "Pietro Paolo Rubens", and spoke longingly of returning to the peninsula—a hope that never materialized.[17]
|
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|
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Upon hearing of his mother's illness in 1608, Rubens planned his departure from Italy for Antwerp. However, she died before he arrived home. His return coincided with a period of renewed prosperity in the city with the signing of the Treaty of Antwerp in April 1609, which initiated the Twelve Years' Truce. In September 1609 Rubens was appointed as court painter by Albert VII, Archduke of Austria, and Infanta Isabella Clara Eugenia of Spain, sovereigns of the Low Countries.
|
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|
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+
He received special permission to base his studio in Antwerp instead of at their court in Brussels, and to also work for other clients. He remained close to the Archduchess Isabella until her death in 1633, and was called upon not only as a painter but also as an ambassador and diplomat. Rubens further cemented his ties to the city when, on 3 October 1609, he married Isabella Brant, the daughter of a leading Antwerp citizen and humanist, Jan Brant.
|
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+
|
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+
In 1610 Rubens moved into a new house and studio that he designed. Now the Rubenshuis Museum, the Italian-influenced villa in the centre of Antwerp accommodated his workshop, where he and his apprentices made most of the paintings, and his personal art collection and library, both among the most extensive in Antwerp. During this time he built up a studio with numerous students and assistants. His most famous pupil was the young Anthony van Dyck, who soon became the leading Flemish portraitist and collaborated frequently with Rubens. He also often collaborated with the many specialists active in the city, including the animal painter Frans Snyders, who contributed the eagle to Prometheus Bound (c. 1611–12, completed by 1618), and his good friend the flower-painter Jan Brueghel the Elder.
|
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|
39 |
+
Another house was built by Rubens to the north of Antwerp in the polder village of Doel, "Hooghuis" (1613/1643), perhaps as an investment. The "High House" was built next to the village church.
|
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|
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Altarpieces such as The Raising of the Cross (1610) and The Descent from the Cross (1611–1614) for the Cathedral of Our Lady were particularly important in establishing Rubens as Flanders' leading painter shortly after his return. The Raising of the Cross, for example, demonstrates the artist's synthesis of Tintoretto's Crucifixion for the Scuola Grande di San Rocco in Venice, Michelangelo's dynamic figures, and Rubens's own personal style. This painting has been held as a prime example of Baroque religious art.[18]
|
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|
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Rubens used the production of prints and book title-pages, especially for his friend Balthasar Moretus, the owner of the large Plantin-Moretus publishing house, to extend his fame throughout Europe during this part of his career. In 1618, Rubens embarked upon a printmaking enterprise by soliciting an unusual triple privilege (an early form of copyright) to protect his designs in France, the Southern Netherlands, and United Provinces.[19] He enlisted Lucas Vorsterman to engrave a number of his notable religious and mythological paintings, to which Rubens appended personal and professional dedications to noteworthy individuals in the Southern Netherlands, United Provinces, England, France, and Spain.[19] With the exception of a few etchings, Rubens left the printmaking to specialists, who included Lucas Vorsterman, Paulus Pontius and Willem Panneels.[20] He recruited a number of engravers trained by Christoffel Jegher, whom he carefully schooled in the more vigorous style he wanted. Rubens also designed the last significant woodcuts before the 19th-century revival in the technique.[21]
|
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|
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In 1621, the Queen Mother of France, Marie de' Medici, commissioned Rubens to paint two large allegorical cycles celebrating her life and the life of her late husband, Henry IV, for the Luxembourg Palace in Paris. The Marie de' Medici cycle (now in the Louvre) was installed in 1625, and although he began work on the second series it was never completed.[22] Marie was exiled from France in 1630 by her son, Louis XIII, and died in 1642 in the same house in Cologne where Rubens had lived as a child.[23]
|
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|
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After the end of the Twelve Years' Truce in 1621, the Spanish Habsburg rulers entrusted Rubens with a number of diplomatic missions.[24] While in Paris in 1622 to discuss the Marie de' Medici cycle, Rubens engaged in clandestine information gathering activities, which at the time was an important task of diplomats. He relied on his friendship with Nicolas-Claude Fabri de Peiresc to get information on political developments in France.[25] Between 1627 and 1630, Rubens's diplomatic career was particularly active, and he moved between the courts of Spain and England in an attempt to bring peace between the Spanish Netherlands and the United Provinces. He also made several trips to the northern Netherlands as both an artist and a diplomat.
|
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|
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At the courts he sometimes encountered the attitude that courtiers should not use their hands in any art or trade, but he was also received as a gentleman by many. Rubens was raised by Philip IV of Spain to the nobility in 1624 and knighted by Charles I of England in 1630. Philip IV confirmed Rubens's status as a knight a few months later.[26] Rubens was awarded an honorary Master of Arts degree from Cambridge University in 1629.[27]
|
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|
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Rubens was in Madrid for eight months in 1628–1629. In addition to diplomatic negotiations, he executed several important works for Philip IV and private patrons. He also began a renewed study of Titian's paintings, copying numerous works including the Madrid Fall of Man (1628–29).[28] During this stay, he befriended the court painter Diego Velázquez and the two planned to travel to Italy together the following year. Rubens, however, returned to Antwerp and Velázquez made the journey without him.[29]
|
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|
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His stay in Antwerp was brief, and he soon travelled on to London where he remained until April 1630. An important work from this period is the Allegory of Peace and War (1629; National Gallery, London).[30] It illustrates the artist's lively concern for peace, and was given to Charles I as a gift.
|
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While Rubens's international reputation with collectors and nobility abroad continued to grow during this decade, he and his workshop also continued to paint monumental paintings for local patrons in Antwerp. The Assumption of the Virgin Mary (1625–6) for the Cathedral of Antwerp is one prominent example.
|
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Rubens's last decade was spent in and around Antwerp. Major works for foreign patrons still occupied him, such as the ceiling paintings for the Banqueting House at Inigo Jones's Palace of Whitehall, but he also explored more personal artistic directions.
|
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In 1630, four years after the death of his first wife Isabella, the 53-year-old painter married his first wife's niece, the 16-year-old Hélène Fourment. Hélène inspired the voluptuous figures in many of his paintings from the 1630s, including The Feast of Venus (Kunsthistorisches Museum, Vienna), The Three Graces and The Judgment of Paris (both Prado, Madrid). In the latter painting, which was made for the Spanish court, the artist's young wife was recognized by viewers in the figure of Venus. In an intimate portrait of her, Hélène Fourment in a Fur Wrap, also known as Het Pelsken, Rubens's wife is even partially modelled after classical sculptures of the Venus Pudica, such as the Medici Venus.
|
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|
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In 1635, Rubens bought an estate outside Antwerp, the Steen, where he spent much of his time. Landscapes, such as his Château de Steen with Hunter (National Gallery, London) and Farmers Returning from the Fields (Pitti Gallery, Florence), reflect the more personal nature of many of his later works. He also drew upon the Netherlandish traditions of Pieter Bruegel the Elder for inspiration in later works like Flemish Kermis (c. 1630; Louvre, Paris).
|
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Rubens died from heart failure a result of his chronic gout on 30 May 1640. He was interred in the Saint James' Church in Antwerp. A burial chapel for the artist and his family was built in the church. Construction on the chapel started in 1642 and was completed in 1650 when Cornelis van Mildert (the son of Rubens' friend, the sculptor Johannes van Mildert) delivered the altarstone. The chapel is a marble altar portico with two columns framing the altarpiece of the 'Virgin and child with saints painted by Rubens himself. The painting expresses the basis tenets of the Counter Reformation through the figures of the Virgin and saints. In the upper niche of the retable is a marble statue depicting the Virgin as the Mater Dolorosa whose heart is pierced by a sword, which was likely sculpted by Lucas Faydherbe, a pupil of Rubens. The remains of Rubens' second wife Helena Fourment and two of her children (one of which fathered by Rubens) were later also laid to rest in the chapel. Over the coming centuries about 80 descendants from the Rubens family were interred in the chapel.[31]
|
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At the request of canon van Parijs, Rubens' epitaph, written in Latin by his friend Gaspar Gevartius was chiselled on the chapel floor. In the tradition of the Renaissance, Rubens is compared in the epitaph to Apelles, the most famous painter of Greek Antiquity.[32][33]
|
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|
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His biblical and mythological nudes are especially well-known. Painted in the Baroque tradition of depicting women as soft-bodied, passive, and highly sexualized beings, his nudes emphasize the concepts of fertility, desire, physical beauty, temptation, and virtue. Skillfully rendered, these paintings of nude women are thought by feminists to have been created to sexually appeal to his largely male audience of patrons.[34] Additionally, Rubens was quite fond of painting full-figured women, giving rise to terms like 'Rubensian' or 'Rubenesque' (sometimes 'Rubensesque'). His large-scale cycle representing Marie de Medicis focuses on several classic female archetypes like the virgin, consort, wife, widow, and diplomatic regent.[35] The inclusion of this iconography in his female portraits, along with his art depicting noblewomen of the day, serve to elevate his female portrait sitters to the status and importance of his male portrait sitters.[35]
|
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|
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Rubens's depiction of males is equally stylized, replete with meaning, and quite the opposite of his female subjects. His male nudes represent highly athletic and large mythical or biblical men. Unlike his female nudes, most of his male nudes are depicted partially nude, with sashes, armour, or shadows shielding them from being completely unclothed. These men are twisting, reaching, bending, and grasping: all of which portrays his male subjects engaged in a great deal of physical, sometimes aggressive, action. The concepts Rubens artistically represents illustrate the male as powerful, capable, forceful and compelling. The allegorical and symbolic subjects he painted reference the classic masculine tropes of athleticism, high achievement, valour in war, and civil authority.[36] Male archetypes readily found in Rubens's paintings include the hero, husband, father, civic leader, king, and the battle weary.
|
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|
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+
Rubens was a great admirer of Leonardo da Vinci's work. Using an engraving done 50 years after Leonardo started his project on the Battle of Anghiari, Rubens did a masterly drawing of the Battle which is now in the Louvre in Paris. "The idea that an ancient copy of a lost artwork can be as important as the original is familiar to scholars," says Salvatore Settis, archaeologist and art historian.
|
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+
|
73 |
+
Paintings from Rubens's workshop can be divided into three categories: those he painted by himself, those he painted in part (mainly hands and faces), and copies supervised from his drawings or oil sketches. He had, as was usual at the time, a large workshop with many apprentices and students. It has not always been possible to identify who were Rubens' pupils and assistants since as a court painter Rubens was not required to register his pupils with the Antwerp Guild of Saint Luke. About 20 pupils or assistants of Rubens have been identified, with various levels of evidence to include them as such. It is also not clear from surviving records whether a particular person was a pupil or assistant in Rubens' workshop or was an artist who was an independent master collaborating on specific works with Rubens. The unknowm Jacob Moerman was registerd as his pupil while Willem Panneels and Justus van Egmont were registered in the Guild's records as Rubens' assistants. Anthony van Dyck worked in Rubens' workshop after training with Hendrick van Balen in Antwerp. Other artists linked to the Rubens' workshop as pupils, assistants or collaborators are Abraham van Diepenbeeck, Lucas Faydherbe, Lucas Franchoys the Younger, Nicolaas van der Horst, Frans Luycx, Peter van Mol, Deodat del Monte, Cornelis Schut, Erasmus Quellinus the Younger, Pieter Soutman, David Teniers the Elder, Frans Wouters, Jan Thomas van Ieperen, Theodoor van Thulden and Victor Wolfvoet (II).[37]
|
74 |
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|
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He also often sub-contracted elements such as animals, landscapes or still-lifes in large compositions to specialists such as animal painters Frans Snyders and Paul de Vos, or other artists such as Jacob Jordaens. One of his most frequent collaborators was Jan Brueghel the Younger.
|
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|
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At a Sotheby's auction on 10 July 2002, Rubens's painting Massacre of the Innocents, rediscovered not long before, sold for £49.5 million (US$76.2 million) to Lord Thomson. At the end of 2013 this remained the record auction price for an Old Master painting. At a Christie's auction in 2012, Portrait of a Commander sold for £9.1 million (US$13.5 million) despite a dispute over the authenticity so that Sotheby's refused to auction it as a Rubens.[38]
|
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|
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Lost works by Rubens include:
|
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|
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Portrait of a Young Woman with a Rosary, 1609–10, oil on wood, Thyssen-Bornemisza Museum
|
82 |
+
|
83 |
+
Venus at the Mirror, 1613–14
|
84 |
+
|
85 |
+
Diana Returning from Hunt, 1615, oil on canvas, Gemäldegalerie Alte Meister
|
86 |
+
|
87 |
+
The Rape of the Daughters of Leucippus, c. 1617, oil on canvas, Alte Pinakothek
|
88 |
+
|
89 |
+
Portrait of Marchesa Brigida Spinola-Doria, 1606
|
90 |
+
|
91 |
+
Portrait of King Philip IV of Spain, c. 1628–29
|
92 |
+
|
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+
Portrait of Elisabeth of France. 1628, Kunsthistorisches Museum, Vienna
|
94 |
+
|
95 |
+
Portrait of Ambrogio Spinola, c. 1627, National Gallery in Prague
|
96 |
+
|
97 |
+
Landscape with the Ruins of Mount Palatine in Rome, 1615
|
98 |
+
|
99 |
+
Miracle of Saint Hubert, painted together with Jan Bruegel, 1617
|
100 |
+
|
101 |
+
Landscape with Milkmaids and Cattle, 1618
|
102 |
+
|
103 |
+
The Château Het Steen with Hunter, c. 1635–1638, National Gallery, London
|
104 |
+
|
105 |
+
Venus and Adonis, 1635–1638, Metropolitan Museum of Art
|
106 |
+
|
107 |
+
Jupiter and Callisto, 1613, Museumslandschaft of Hesse in Kassel
|
108 |
+
|
109 |
+
Pythagoras Advocating Vegetarianism, 1618–1630, by Rubens and Frans Snyders, inspired by Pythagoras's speech in Ovid's Metamorphoses, Royal Collection
|
110 |
+
|
111 |
+
Perseus and Andromeda, c. 1622, Hermitage Museum
|
112 |
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|
113 |
+
Perseus Liberating Andromeda, 1639–40, Museo del Prado
|
114 |
+
|
115 |
+
Lot and his daughters, c. 1613–14
|
116 |
+
|
117 |
+
Ermit and sleeping Angelica, 1628
|
118 |
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|
119 |
+
Venus, Cupid, Baccchus and Ceres, 1612
|
120 |
+
|
121 |
+
The Three Graces, 1635, Prado
|
122 |
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|
123 |
+
Susanna and the elders, 1609–1610, Real Academia de Bellas Artes de San Fernando
|
124 |
+
|
125 |
+
Rubens with Hélène Fourment and their son Peter Paul, 1639, Metropolitan Museum of Art
|
126 |
+
|
127 |
+
Helena Fourment in Wedding Dress, detail, the artist's second wife, c. 1630, Alte Pinakothek
|
128 |
+
|
129 |
+
Bathsheba at the Fountain, 1635
|
130 |
+
|
131 |
+
Pastoral Scene, 1636
|
132 |
+
|
133 |
+
The Night, 1601–1603, black chalk and gouache on paper (after Michelangelo), Louvre-Lens
|
134 |
+
|
135 |
+
Man in Korean Costume, c. 1617, black chalk with touches of red chalk, J. Paul Getty Museum
|
136 |
+
|
137 |
+
Peter Paul Rubens (possibly his self-portrait), c. 1620s
|
138 |
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|
139 |
+
Young Woman with Folded Hands, c. 1629–30, red and black chalk, heightened with white, Boijmans Van Beuningen
|
140 |
+
|
141 |
+
Study of Three Women (Psyche and her sisters), c. 1635, sanguine and ink on paper, Warsaw University Library
|
142 |
+
|
143 |
+
Study for a St. Mary Magdalen, date unknown, British Museum
|
144 |
+
|
145 |
+
The Judgement of Paris, c. 1606 Museo del Prado
|
146 |
+
|
147 |
+
Jan Brueghel the Elder and Peter Paul Rubens, The Garden of Eden with the Fall of Man, Mauritshuis, The Hague
|
148 |
+
|
149 |
+
Christ Triumphant over Sin and Death, Musée des Beaux-Arts de Strasbourg
|
150 |
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|
151 |
+
Sketch for Equestrian Portrait of George Villiers, 1st Duke of Buckingham (Kimbell Art Museum)
|
152 |
+
|
153 |
+
Portrait of George Villiers, 1st Duke of Buckingham, Pollok House
|
154 |
+
|
155 |
+
Equestrian portrait of the Duke of Lerma, Prado Museum.
|
156 |
+
|
157 |
+
Diana and her Nymphs surprised by the Fauns, Prado Museum.
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en/4534.html.txt
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"Little Red Riding Hood" is a European fairy tale about a young girl and a Big Bad Wolf.[1] Its origins can be traced back to the 10th century to several European folk tales, including one from Italy called The False Grandmother. The best known version was written by Charles Perrault.[2]
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The story has been changed considerably in various retellings and subjected to numerous modern adaptations and readings. Other names for the story are: "Little Red Ridinghood", "Little Red Cap" or simply "Red Riding Hood". It is number 333 in the Aarne–Thompson classification system for folktales.[3]
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The story revolves around a girl called Little Red Riding Hood. In Perrault's versions of the tale, she is named after her red hooded cape/cloak that she wears. The girl walks through the woods to deliver food to her sickly grandmother (wine and cake depending on the translation). In Grimms' version, her mother had ordered her to stay strictly on the path.
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A Big Bad Wolf wants to eat the girl and the food in the basket. He secretly stalks her behind trees, bushes, shrubs, and patches of little and tall grass. He approaches Little Red Riding Hood, who naively tells him where she is going. He suggests that the girl pick some flowers as a present for her grandmother, which she does. In the meantime, he goes to the grandmother's house and gains entry by pretending to be her. He swallows the grandmother whole (in some stories, he locks her in the closet) and waits for the girl, disguised as the grandma.
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When the girl arrives, she notices that her grandmother looks very strange. Little Red then says, "What a deep voice you have!" ("The better to greet you with", responds the wolf), "Goodness, what big eyes you have!" ("The better to see you with", responds the wolf), "And what big hands you have!" ("The better to embrace you with", responds the wolf), and lastly, "What a big mouth you have" ("The better to eat you with!", responds the wolf), at which point the wolf jumps out of the bed and eats her, too. Then he falls asleep. In Charles Perrault's version of the story (the first version to be published), the tale ends here. However, in later versions, the story continues generally as follows:
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A woodcutter in the French version, but a hunter in the Brothers Grimm and traditional German versions, comes to the rescue with an axe, and cuts open the sleeping wolf. Little Red Riding Hood and her grandmother emerge shaken, but unharmed. Then they fill the wolf's body with heavy stones. The wolf awakens and attempts to flee, but the stones cause him to collapse and die. In Grimm's version, the wolf leaves the house and tries to drink out of a well, but the stones in his stomach cause him to fall in and drown. Sanitized versions of the story have the grandmother locked in the closet instead of being eaten and some have Little Red Riding Hood saved by the lumberjack as the wolf advances on her rather than after she gets eaten, where the woodcutter kills the wolf with his axe.[4]
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The tale makes the clearest contrast between the safe world of the village and the dangers of the forest, conventional antitheses that are essentially medieval, though no written versions are as old as that.[citation needed][6] It also warns about the dangers of not obeying one's mother (at least in Grimms' version).[citation needed]
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The story displays many similarities to stories from classical Greece and Rome. Scholar Graham Anderson has compared the story to a local legend recounted by Pausanias in which, each year, a virgin girl was offered to a malevolent spirit dressed in the skin of a wolf, who raped the girl. Then, one year, the boxer Euthymos came along, slew the spirit, and married the girl who had been offered as a sacrifice.[7] There are also a number of different stories recounted by Greek authors involving a woman named Pyrrha (literally "fire") and a man with some name meaning "wolf".[8] The Roman poet Horace alludes to a tale in which a male child is rescued alive from the belly of Lamia, an ogress in classical mythology.[9]
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|
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The dialogue between the Big Bad Wolf and Little Red Riding Hood has its analogies to the Norse Þrymskviða from the Elder Edda; the giant Þrymr had stolen Mjölnir, Thor's hammer, and demanded Freyja as his bride for its return. Instead, the gods dressed Thor as a bride and sent him. When the giants note Thor's unladylike eyes, eating, and drinking, Loki explains them as Freyja's not having slept, eaten, or drunk, out of longing for the wedding.[10] A parallel to another Norse myth, the chase and eventual murder of the sun goddess by the wolf Sköll, has also been drawn.[11]
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|
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A very similar story also belongs to the North African tradition, namely in Kabylia, where a number of versions are attested.[12] The theme of the little girl who visits her (grand)dad in his cabin and is recognized by the sound of her bracelets constitutes the refrain of a well-known song by the modern singer Idir, A Vava Inouva:
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|
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The theme of the ravening wolf and of the creature released unharmed from its belly is also reflected in the Russian tale Peter and the Wolf and another Grimm tale The Wolf and the Seven Young Kids, but its general theme of restoration is at least as old as the biblical story, Jonah and the Whale. The theme also appears in the story of the life of Saint Margaret, wherein the saint emerges unharmed from the belly of a dragon, and in the epic "The Red Path" by Jim C. Hines.
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|
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A Taiwanese story from the 16th century, known as Grandaunt Tiger bears several striking similarities. When the girl's mother goes out, the tigress comes to the girl's house and pretends to be their aunt, asking to come in. The girl says that her voice does not sound right, so the tigress attempts to disguise her voice. Then, the girl says that her hands feel too coarse, so the tigress attempts to make them smoother. When finally, the tigress gains entry, she eats the girl's sister's hand. The girl comes up with a ruse to go outside and fetch some food for her aunt. Grandaunt Tiger, suspicious of the girl, ties a rope to her leg. The girl ties a bucket to the rope to fool her, but Grandaunt Tiger realises this and chases after her, whereupon she climbs into a tree. The girl tells the tigress that she will let her eat her, but first she would like to feed her some fruit from the tree. The tigress comes closer to eat the food, whereupon, the girl pours boiling hot oil down her throat, killing her.[14]
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The origins of the Little Red Riding Hood story can be traced to several likely pre-17th century versions from various European countries. Some of these are significantly different from the currently known, Grimms-inspired version. It was told by French peasants in the 10th century[1] and recorded by the cathedral schoolmaster Egbert of Liège.[15] In Italy, Little Red Riding Hood was told by peasants in the fourteenth century, where a number of versions exist, including La finta nonna (The False Grandmother), written among others by Italo Calvino in the Italian Folktales collection.[16] It has also been called "The Story of Grandmother". It is also possible that this early tale has roots in very similar East Asian tales (e.g. "Grandaunt Tiger").[17]
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These early variations of the tale, do differ from the currently known version in several ways. The antagonist is not always a wolf, but sometimes a 'bzou' (werewolf), making these tales relevant to the werewolf trials (similar to witch trials) of the time (e.g. the trial of Peter Stumpp).[18] The wolf usually leaves the grandmother's blood and flesh for the girl to eat, who then unwittingly cannibalizes her own grandmother. Furthermore, the wolf was also known to ask her to remove her clothing and toss it into the fire.[19] In some versions, the wolf eats the girl after she gets into bed with him, and the story ends there.[20] In others, she sees through his disguise and tries to escape, complaining to her "grandmother" that she needs to defecate and would not wish to do so in the bed. The wolf reluctantly lets her go, tied to a piece of string so she does not get away. However, the girl slips the string over something else and runs off. In these stories she escapes with no help from any male or older female figure, instead using her own cunning, or in some versions the help of a younger boy who she happens to run into.[21] Sometimes, though more rarely, the red hood is even non-existent.[20]
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In other tellings of the story, the wolf chases after Little Red Riding Hood. She escapes with the help of some laundresses, who spread a sheet taut over a river so she may escape. When the wolf follows Red over the bridge of cloth, the sheet is released and the wolf drowns in the river.[22] And in another version the wolf is pushed into the fire, while he is preparing the flesh of the grandmother to be eaten by the girl.[20]
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The earliest known printed version[23] was known as Le Petit Chaperon Rouge and may have had its origins in 17th-century French folklore. It was included in the collection Tales and Stories of the Past with Morals. Tales of Mother Goose (Histoires et contes du temps passé, avec des moralités. Contes de ma mère l'Oye), in 1697, by Charles Perrault. As the title implies, this version[24] is both more sinister and more overtly moralized than the later ones. The redness of the hood, which has been given symbolic significance in many interpretations of the tale, was a detail introduced by Perrault.[25]
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The story had as its subject an "attractive, well-bred young lady", a village girl of the country being deceived into giving a wolf she encountered the information he needed to find her grandmother's house successfully and eat the old woman while at the same time avoiding being noticed by woodcutters working in the nearby forest. Then he proceeded to lay a trap for Red Riding Hood. Little Red Riding Hood ends up being asked to climb into the bed before being eaten by the wolf, where the story ends. The wolf emerges the victor of the encounter and there is no happy ending.
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Charles Perrault explained the 'moral' at the end of the tale:[26] so that no doubt is left to his intended meaning:
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From this story one learns that children, especially young lasses, pretty, courteous and well-bred, do very wrong to listen to strangers, And it is not an unheard thing if the Wolf is thereby provided with his dinner. I say Wolf, for all wolves are not of the same sort; there is one kind with an amenable disposition – neither noisy, nor hateful, nor angry, but tame, obliging and gentle, following the young maids in the streets, even into their homes. Alas! Who does not know that these gentle wolves are of all such creatures the most dangerous!
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This, the presumed original version of the tale was written for the late seventeenth-century French court of King Louis XIV. This audience, whom the King entertained with extravagant parties, presumably would take from the story the intended meaning.
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In the 19th century two separate German versions were retold to Jacob Grimm and his younger brother Wilhelm Grimm, known as the Brothers Grimm, the first by Jeanette Hassenpflug (1791–1860) and the second by Marie Hassenpflug (1788–1856). The brothers turned the first version to the main body of the story and the second into a sequel of it. The story as Rotkäppchen was included in the first edition of their collection Kinder- und Hausmärchen (Children's and Household Tales (1812)).[27]
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The earlier parts of the tale agree so closely with Perrault's variant that it is almost certainly the source of the tale.[28] However, they modified the ending; this version had the little girl and her grandmother saved by a huntsman who was after the wolf's skin; this ending is identical to that in the tale "The Wolf and the Seven Young Kids", which appears to be the source.[29] The second part featured the girl and her grandmother trapping and killing another wolf, this time anticipating his moves based on their experience with the previous one. The girl did not leave the path when the wolf spoke to her, her grandmother locked the door to keep it out, and when the wolf lurked, the grandmother had Little Red Riding Hood put a trough under the chimney and fill it with water that sausages had been cooked in; the smell lured the wolf down, and it drowned.[30]
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The Brothers further revised the story in later editions and it reached the above-mentioned final and better-known version in the 1857 edition of their work.[31] It is notably tamer than the older stories which contained darker themes.
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Numerous authors have rewritten or adapted this tale.
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Andrew Lang included a variant called "The True History of Little Goldenhood"[32] in The Red Fairy Book (1890). He derived it from the works of Charles Marelles,[33] in Contes of Charles Marelles. This version explicitly states that the story had been mistold earlier. The girl is saved, but not by the huntsman; when the wolf tries to eat her, its mouth is burned by the golden hood she wears, which is enchanted.
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James N. Barker wrote a variation of Little Red Riding Hood in 1827 as an approximately 1000-word story. It was later reprinted in 1858 in a book of collected stories edited by William E Burton, called the Cyclopedia of Wit and Humor. The reprint also features a wood engraving of a clothed wolf on a bended knee holding Little Red Riding Hood's hand.
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In the 20th century, the popularity of the tale appeared to snowball, with many new versions being written and produced, especially in the wake of Freudian analysis, deconstruction and feminist critical theory. (See "Modern uses and adaptations" below.) This trend has also led to a number of academic texts being written that focus on Little Red Riding Hood, including works by Alan Dundes and Jack Zipes.
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Apart from the overt warning about talking to strangers, there are many interpretations of the classic fairy tale, many of them sexual.[34] Some are listed below.
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Folklorists and cultural anthropologists, such as P. Saintyves and Edward Burnett Tylor, saw "Little Red Riding Hood" in terms of solar myths and other naturally occurring cycles. Her red hood could represent the bright sun which is ultimately swallowed by the terrible night (the wolf), and the variations in which she is cut out of the wolf's belly represent the dawn.[35] In this interpretation, there is a connection between the wolf of this tale and Sköll, the wolf in Norse mythology that will swallow the personified Sun at Ragnarök, or Fenrir.[36] Alternatively, the tale could be about the season of spring or the month of May, escaping the winter.[37]
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The tale has been interpreted as a puberty rite, stemming from a prehistoric origin (sometimes an origin stemming from a previous matriarchal era).[38] The girl, leaving home, enters a liminal state and by going through the acts of the tale, is transformed into an adult woman by the act of coming out of the wolf's stomach.[39]
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Bruno Bettelheim, in The Uses of Enchantment: The Meaning and Importance of Fairy Tales (1976), recast the Little Red Riding Hood motif in terms of classic Freudian analysis, that shows how fairy tales educate, support, and liberate children's emotions. The motif of the huntsman cutting open the wolf he interpreted as a "rebirth"; the girl who foolishly listened to the wolf has been reborn as a new person.[40]
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The poem "Þrymskviða" from the Poetic Edda mirrors some elements of Red Riding Hood. Loki's explanations for the strange behavior of "Freyja" (actually Thor disguised as Freyja) mirror the wolf's explanations for his strange appearance. The red hood has often been given great importance in many interpretations, with a significance from the dawn to blood.[41]
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A sexual analysis of the tale may also include negative connotations in terms of rape or abduction. In Against Our Will, Susan Brownmiller describes the fairy tale as a description of rape.[42] However, many revisionist retellings choose to focus on empowerment, and depict Little Red Riding Hood or the grandmother successfully defending herself against the wolf.[43]
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Such tellings bear some similarity to the "animal bridegroom" tales, such as Beauty and the Beast or The Frog Prince, but where the heroines of those tales revert the hero to a prince, these tellings of Little Red Riding Hood reveal to the heroine that she has a wild nature like the hero's.[44] These interpretations refuse to characterize Little Red Riding Hood as a victim; these are tales of female empowerment.
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Television (TV), sometimes shortened to tele or telly, is a telecommunication medium used for transmitting moving images in monochrome (black and white), or in color, and in two or three dimensions and sound. The term can refer to a television set, a television show, or the medium of television transmission. Television is a mass medium for advertising, entertainment, news, and sports.
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Television became available in crude experimental forms in the late 1920s, but it would still be several years before the new technology would be marketed to consumers. After World War II, an improved form of black-and-white TV broadcasting became popular in the United States and Britain, and television sets became commonplace in homes, businesses, and institutions. During the 1950s, television was the primary medium for influencing public opinion.[1] In the mid-1960s, color broadcasting was introduced in the US and most other developed countries. The availability of multiple types of archival storage media such as Betamax and VHS tapes, high-capacity hard disk drives, DVDs, flash drives, high-definition Blu-ray Discs, and cloud digital video recorders has enabled viewers to watch pre-recorded material—such as movies—at home on their own time schedule. For many reasons, especially the convenience of remote retrieval, the storage of television and video programming now occurs on the cloud. At the end of the first decade of the 2000s, digital television transmissions greatly increased in popularity. Another development was the move from standard-definition television (SDTV) (576i, with 576 interlaced lines of resolution and 480i) to high-definition television (HDTV), which provides a resolution that is substantially higher. HDTV may be transmitted in various formats: 1080p, 1080i and 720p. Since 2010, with the invention of smart television, Internet television has increased the availability of television programs and movies via the Internet through streaming video services such as Netflix, Amazon Video, iPlayer and Hulu.
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In 2013, 79% of the world's households owned a television set.[2] The replacement of early bulky, high-voltage cathode ray tube (CRT) screen displays with compact, energy-efficient, flat-panel alternative technologies such as LCDs (both fluorescent-backlit and LED), OLED displays, and plasma displays was a hardware revolution that began with computer monitors in the late 1990s. Most TV sets sold in the 2000s were flat-panel, mainly LEDs. Major manufacturers announced the discontinuation of CRT, DLP, plasma, and even fluorescent-backlit LCDs by the mid-2010s.[3][4] In the near future, LEDs are expected to be gradually replaced by OLEDs.[5] Also, major manufacturers have announced that they will increasingly produce smart TVs in the mid-2010s.[6][7][8] Smart TVs with integrated Internet and Web 2.0 functions became the dominant form of television by the late 2010s.[9]
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Television signals were initially distributed only as terrestrial television using high-powered radio-frequency transmitters to broadcast the signal to individual television receivers. Alternatively television signals are distributed by coaxial cable or optical fiber, satellite systems and, since the 2000s via the Internet. Until the early 2000s, these were transmitted as analog signals, but a transition to digital television is expected to be completed worldwide by the late 2010s. A standard television set is composed of multiple internal electronic circuits, including a tuner for receiving and decoding broadcast signals. A visual display device which lacks a tuner is correctly called a video monitor rather than a television.
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The word television comes from Ancient Greek τῆλε (tèle), meaning 'far', and Latin visio, meaning 'sight'. The first documented usage of the term dates back to 1900, when the Russian scientist Constantin Perskyi used it in a paper that he presented in French at the 1st International Congress of Electricity, which ran from 18 to 25 August 1900 during the International World Fair in Paris. The Anglicised version of the term is first attested in 1907, when it was still "...a theoretical system to transmit moving images over telegraph or telephone wires".[10] It was "...formed in English or borrowed from French télévision."[10] In the 19th century and early 20th century, other "...proposals for the name of a then-hypothetical technology for sending pictures over distance were telephote (1880) and televista (1904)."[10] The abbreviation "TV" is from 1948. The use of the term to mean "a television set" dates from 1941.[10] The use of the term to mean "television as a medium" dates from 1927.[10] The slang term "telly" is more common in the UK. The slang term "the tube" or the "boob tube" derives from the bulky cathode ray tube used on most TVs until the advent of flat-screen TVs. Another slang term for the TV is "idiot box".[11] Also, in the 1940s and throughout the 1950s, during the early rapid growth of television programming and television-set ownership in the United States, another slang term became widely used in that period and continues to be used today to distinguish productions originally created for broadcast on television from films developed for presentation in movie theaters.[12] The "small screen", as both a compound adjective and noun, became specific references to television, while the "big screen" was used to identify productions made for theatrical release.[12]
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Facsimile transmission systems for still photographs pioneered methods of mechanical scanning of images in the early 19th century. Alexander Bain introduced the facsimile machine between 1843 and 1846. Frederick Bakewell demonstrated a working laboratory version in 1851.[citation needed] Willoughby Smith discovered the photoconductivity of the element selenium in 1873. As a 23-year-old German university student, Paul Julius Gottlieb Nipkow proposed and patented the Nipkow disk in 1884.[13] This was a spinning disk with a spiral pattern of holes in it, so each hole scanned a line of the image. Although he never built a working model of the system, variations of Nipkow's spinning-disk "image rasterizer" became exceedingly common.[14] Constantin Perskyi had coined the word television in a paper read to the International Electricity Congress at the International World Fair in Paris on 24 August 1900. Perskyi's paper reviewed the existing electromechanical technologies, mentioning the work of Nipkow and others.[15] However, it was not until 1907 that developments in amplification tube technology by Lee de Forest and Arthur Korn, among others, made the design practical.[16]
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The first demonstration of the live transmission of images was by Georges Rignoux and A. Fournier in Paris in 1909. A matrix of 64 selenium cells, individually wired to a mechanical commutator, served as an electronic retina. In the receiver, a type of Kerr cell modulated the light and a series of variously angled mirrors attached to the edge of a rotating disc scanned the modulated beam onto the display screen. A separate circuit regulated synchronization. The 8x8 pixel resolution in this proof-of-concept demonstration was just sufficient to clearly transmit individual letters of the alphabet. An updated image was transmitted "several times" each second.[17]
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In 1911, Boris Rosing and his student Vladimir Zworykin created a system that used a mechanical mirror-drum scanner to transmit, in Zworykin's words, "very crude images" over wires to the "Braun tube" (cathode ray tube or "CRT") in the receiver. Moving images were not possible because, in the scanner: "the sensitivity was not enough and the selenium cell was very laggy".[18]
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In 1921, Edouard Belin sent the first image via radio waves with his belinograph.[citation needed]
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By the 1920s, when amplification made television practical, Scottish inventor John Logie Baird employed the Nipkow disk in his prototype video systems. On 25 March 1925, Baird gave the first public demonstration of televised silhouette images in motion, at Selfridge's Department Store in London.[19] Since human faces had inadequate contrast to show up on his primitive system, he televised a ventriloquist's dummy named "Stooky Bill", whose painted face had higher contrast, talking and moving. By 26 January 1926, he demonstrated the transmission of the image of a face in motion by radio. This is widely regarded as the first television demonstration. The subject was Baird's business partner Oliver Hutchinson. Baird's system used the Nipkow disk for both scanning the image and displaying it. A bright light shining through a spinning Nipkow disk set with lenses projected a bright spot of light which swept across the subject. A Selenium photoelectric tube detected the light reflected from the subject and converted it into a proportional electrical signal. This was transmitted by AM radio waves to a receiver unit, where the video signal was applied to a neon light behind a second Nipkow disk rotating synchronized with the first. The brightness of the neon lamp was varied in proportion to the brightness of each spot on the image. As each hole in the disk passed by, one scan line of the image was reproduced. Baird's disk had 30 holes, producing an image with only 30 scan lines, just enough to recognize a human face. In 1927, Baird transmitted a signal over 438 miles (705 km) of telephone line between London and Glasgow.[citation needed]
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In 1928, Baird's company (Baird Television Development Company/Cinema Television) broadcast the first transatlantic television signal, between London and New York, and the first shore-to-ship transmission. In 1929, he became involved in the first experimental mechanical television service in Germany. In November of the same year, Baird and Bernard Natan of Pathé established France's first television company, Télévision-Baird-Natan. In 1931, he made the first outdoor remote broadcast, of The Derby.[20] In 1932, he demonstrated ultra-short wave television. Baird's mechanical system reached a peak of 240-lines of resolution on BBC television broadcasts in 1936, though the mechanical system did not scan the televised scene directly. Instead a 17.5mm film was shot, rapidly developed and then scanned while the film was still wet.[citation needed]
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An American inventor, Charles Francis Jenkins, also pioneered the television. He published an article on "Motion Pictures by Wireless" in 1913, but it was not until December 1923 that he transmitted moving silhouette images for witnesses; and it was on 13 June 1925, that he publicly demonstrated synchronized transmission of silhouette pictures. In 1925 Jenkins used the Nipkow disk and transmitted the silhouette image of a toy windmill in motion, over a distance of 5 miles (8 km), from a naval radio station in Maryland to his laboratory in Washington, D.C., using a lensed disk scanner with a 48-line resolution.[21][22] He was granted U.S. Patent No. 1,544,156 (Transmitting Pictures over Wireless) on 30 June 1925 (filed 13 March 1922).[23]
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Herbert E. Ives and Frank Gray of Bell Telephone Laboratories gave a dramatic demonstration of mechanical television on 7 April 1927. Their reflected-light television system included both small and large viewing screens. The small receiver had a 2-inch-wide by 2.5-inch-high screen (5 by 6 cm). The large receiver had a screen 24 inches wide by 30 inches high (60 by 75 cm). Both sets were capable of reproducing reasonably accurate, monochromatic, moving images. Along with the pictures, the sets received synchronized sound. The system transmitted images over two paths: first, a copper wire link from Washington to New York City, then a radio link from Whippany, New Jersey. Comparing the two transmission methods, viewers noted no difference in quality. Subjects of the telecast included Secretary of Commerce Herbert Hoover. A flying-spot scanner beam illuminated these subjects. The scanner that produced the beam had a 50-aperture disk. The disc revolved at a rate of 18 frames per second, capturing one frame about every 56 milliseconds. (Today's systems typically transmit 30 or 60 frames per second, or one frame every 33.3 or 16.7 milliseconds respectively.) Television historian Albert Abramson underscored the significance of the Bell Labs demonstration: "It was in fact the best demonstration of a mechanical television system ever made to this time. It would be several years before any other system could even begin to compare with it in picture quality."[24]
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In 1928, WRGB, then W2XB, was started as the world's first television station. It broadcast from the General Electric facility in Schenectady, NY. It was popularly known as "WGY Television". Meanwhile, in the Soviet Union, Léon Theremin had been developing a mirror drum-based television, starting with 16 lines resolution in 1925, then 32 lines and eventually 64 using interlacing in 1926. As part of his thesis, on 7 May 1926, he electrically transmitted, and then projected, near-simultaneous moving images on a 5-square-foot (0.46 m2) screen.[22]
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By 1927, Theremin had achieved an image of 100 lines, a resolution that was not surpassed until May 1932 by RCA, with 120 lines.[25]
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On 25 December 1926, Kenjiro Takayanagi demonstrated a television system with a 40-line resolution that employed a Nipkow disk scanner and CRT display at Hamamatsu Industrial High School in Japan. This prototype is still on display at the Takayanagi Memorial Museum in Shizuoka University, Hamamatsu Campus. His research in creating a production model was halted by the SCAP after World War II.[26]
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Because only a limited number of holes could be made in the disks, and disks beyond a certain diameter became impractical, image resolution on mechanical television broadcasts was relatively low, ranging from about 30 lines up to 120 or so. Nevertheless, the image quality of 30-line transmissions steadily improved with technical advances, and by 1933 the UK broadcasts using the Baird system were remarkably clear.[27] A few systems ranging into the 200-line region also went on the air. Two of these were the 180-line system that Compagnie des Compteurs (CDC) installed in Paris in 1935, and the 180-line system that Peck Television Corp. started in 1935 at station VE9AK in Montreal.[28][29] The advancement of all-electronic television (including image dissectors and other camera tubes and cathode ray tubes for the reproducer) marked the beginning of the end for mechanical systems as the dominant form of television. Mechanical television, despite its inferior image quality and generally smaller picture, would remain the primary television technology until the 1930s. The last mechanical television broadcasts ended in 1939 at stations run by a handful of public universities in the United States.[citation needed]
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In 1897, English physicist J. J. Thomson was able, in his three famous experiments, to deflect cathode rays, a fundamental function of the modern cathode ray tube (CRT). The earliest version of the CRT was invented by the German physicist Ferdinand Braun in 1897 and is also known as the "Braun" tube.[30][31] It was a cold-cathode diode, a modification of the Crookes tube, with a phosphor-coated screen. In 1906 the Germans Max Dieckmann and Gustav Glage produced raster images for the first time in a CRT.[32] In 1907, Russian scientist Boris Rosing used a CRT in the receiving end of an experimental video signal to form a picture. He managed to display simple geometric shapes onto the screen.[33]
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In 1908 Alan Archibald Campbell-Swinton, fellow of the Royal Society (UK), published a letter in the scientific journal Nature in which he described how "distant electric vision" could be achieved by using a cathode ray tube, or Braun tube, as both a transmitting and receiving device,[34][35] He expanded on his vision in a speech given in London in 1911 and reported in The Times[36] and the Journal of the Röntgen Society.[37][38] In a letter to Nature published in October 1926, Campbell-Swinton also announced the results of some "not very successful experiments" he had conducted with G. M. Minchin and J. C. M. Stanton. They had attempted to generate an electrical signal by projecting an image onto a selenium-coated metal plate that was simultaneously scanned by a cathode ray beam.[39][40] These experiments were conducted before March 1914, when Minchin died,[41] but they were later repeated by two different teams in 1937, by H. Miller and J. W. Strange from EMI,[42] and by H. Iams and A. Rose from RCA.[43] Both teams succeeded in transmitting "very faint" images with the original Campbell-Swinton's selenium-coated plate. Although others had experimented with using a cathode ray tube as a receiver, the concept of using one as a transmitter was novel.[44] The first cathode ray tube to use a hot cathode was developed by John B. Johnson (who gave his name to the term Johnson noise) and Harry Weiner Weinhart of Western Electric, and became a commercial product in 1922.[citation needed]
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In 1926, Hungarian engineer Kálmán Tihanyi designed a television system utilizing fully electronic scanning and display elements and employing the principle of "charge storage" within the scanning (or "camera") tube.[45][46][47][48] The problem of low sensitivity to light resulting in low electrical output from transmitting or "camera" tubes would be solved with the introduction of charge-storage technology by Kálmán Tihanyi beginning in 1924.[49] His solution was a camera tube that accumulated and stored electrical charges ("photoelectrons") within the tube throughout each scanning cycle. The device was first described in a patent application he filed in Hungary in March 1926 for a television system he dubbed "Radioskop".[50] After further refinements included in a 1928 patent application,[49] Tihanyi's patent was declared void in Great Britain in 1930,[51] so he applied for patents in the United States. Although his breakthrough would be incorporated into the design of RCA's "iconoscope" in 1931, the U.S. patent for Tihanyi's transmitting tube would not be granted until May 1939. The patent for his receiving tube had been granted the previous October. Both patents had been purchased by RCA prior to their approval.[52][53] Charge storage remains a basic principle in the design of imaging devices for television to the present day.[50] On 25 December 1926, at Hamamatsu Industrial High School in Japan, Japanese inventor Kenjiro Takayanagi demonstrated a TV system with a 40-line resolution that employed a CRT display.[26] This was the first working example of a fully electronic television receiver. Takayanagi did not apply for a patent.[54]
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On 7 September 1927, American inventor Philo Farnsworth's image dissector camera tube transmitted its first image, a simple straight line, at his laboratory at 202 Green Street in San Francisco.[55][56] By 3 September 1928, Farnsworth had developed the system sufficiently to hold a demonstration for the press. This is widely regarded as the first electronic television demonstration.[56] In 1929, the system was improved further by the elimination of a motor generator, so that his television system now had no mechanical parts.[57] That year, Farnsworth transmitted the first live human images with his system, including a three and a half-inch image of his wife Elma ("Pem") with her eyes closed (possibly due to the bright lighting required).[58]
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Meanwhile, Vladimir Zworykin was also experimenting with the cathode ray tube to create and show images. While working for Westinghouse Electric in 1923, he began to develop an electronic camera tube. But in a 1925 demonstration, the image was dim, had low contrast, and poor definition, and was stationary.[59] Zworykin's imaging tube never got beyond the laboratory stage. But RCA, which acquired the Westinghouse patent, asserted that the patent for Farnsworth's 1927 image dissector was written so broadly that it would exclude any other electronic imaging device. Thus RCA, on the basis of Zworykin's 1923 patent application, filed a patent interference suit against Farnsworth. The U.S. Patent Office examiner disagreed in a 1935 decision, finding priority of invention for Farnsworth against Zworykin. Farnsworth claimed that Zworykin's 1923 system would be unable to produce an electrical image of the type to challenge his patent. Zworykin received a patent in 1928 for a color transmission version of his 1923 patent application;[60] he also divided his original application in 1931.[61] Zworykin was unable or unwilling to introduce evidence of a working model of his tube that was based on his 1923 patent application. In September 1939, after losing an appeal in the courts, and determined to go forward with the commercial manufacturing of television equipment, RCA agreed to pay Farnsworth US$1 million over a ten-year period, in addition to license payments, to use his patents.[62][63]
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In 1933, RCA introduced an improved camera tube that relied on Tihanyi's charge storage principle.[64] Dubbed the "Iconoscope" by Zworykin, the new tube had a light sensitivity of about 75,000 lux, and thus was claimed to be much more sensitive than Farnsworth's image dissector.[citation needed] However, Farnsworth had overcome his power problems with his Image Dissector through the invention of a completely unique "multipactor" device that he began work on in 1930, and demonstrated in 1931.[65][66] This small tube could amplify a signal reportedly to the 60th power or better[67] and showed great promise in all fields of electronics. Unfortunately, a problem with the multipactor was that it wore out at an unsatisfactory rate.[68]
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At the Berlin Radio Show in August 1931, Manfred von Ardenne gave a public demonstration of a television system using a CRT for both transmission and reception. However, Ardenne had not developed a camera tube, using the CRT instead as a flying-spot scanner to scan slides and film.[69] Philo Farnsworth gave the world's first public demonstration of an all-electronic television system, using a live camera, at the Franklin Institute of Philadelphia on 25 August 1934, and for ten days afterwards.[70][71] Mexican inventor Guillermo González Camarena also played an important role in early TV. His experiments with TV (known as telectroescopía at first) began in 1931 and led to a patent for the "trichromatic field sequential system" color television in 1940.[72] In Britain, the EMI engineering team led by Isaac Shoenberg applied in 1932 for a patent for a new device they dubbed "the Emitron",[73][74] which formed the heart of the cameras they designed for the BBC. On 2 November 1936, a 405-line broadcasting service employing the Emitron began at studios in Alexandra Palace, and transmitted from a specially built mast atop one of the Victorian building's towers. It alternated for a short time with Baird's mechanical system in adjoining studios, but was more reliable and visibly superior. This was the world's first regular "high-definition" television service.[75]
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The original American iconoscope was noisy, had a high ratio of interference to signal, and ultimately gave disappointing results, especially when compared to the high definition mechanical scanning systems then becoming available.[76][77] The EMI team, under the supervision of Isaac Shoenberg, analyzed how the iconoscope (or Emitron) produces an electronic signal and concluded that its real efficiency was only about 5% of the theoretical maximum.[78][79] They solved this problem by developing, and patenting in 1934, two new camera tubes dubbed super-Emitron and CPS Emitron.[80][81][82] The super-Emitron was between ten and fifteen times more sensitive than the original Emitron and iconoscope tubes and, in some cases, this ratio was considerably greater.[78] It was used for outside broadcasting by the BBC, for the first time, on Armistice Day 1937, when the general public could watch on a television set as the King laid a wreath at the Cenotaph.[83] This was the first time that anyone had broadcast a live street scene from cameras installed on the roof of neighboring buildings, because neither Farnsworth nor RCA would do the same until the 1939 New York World's Fair.
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On the other hand, in 1934, Zworykin shared some patent rights with the German licensee company Telefunken.[84] The "image iconoscope" ("Superikonoskop" in Germany) was produced as a result of the collaboration. This tube is essentially identical to the super-Emitron.[citation needed] The production and commercialization of the super-Emitron and image iconoscope in Europe were not affected by the patent war between Zworykin and Farnsworth, because Dieckmann and Hell had priority in Germany for the invention of the image dissector, having submitted a patent application for their Lichtelektrische Bildzerlegerröhre für Fernseher (Photoelectric Image Dissector Tube for Television) in Germany in 1925,[85] two years before Farnsworth did the same in the United States.[86] The image iconoscope (Superikonoskop) became the industrial standard for public broadcasting in Europe from 1936 until 1960, when it was replaced by the vidicon and plumbicon tubes. Indeed, it was the representative of the European tradition in electronic tubes competing against the American tradition represented by the image orthicon.[87][88] The German company Heimann produced the Superikonoskop for the 1936 Berlin Olympic Games,[89][90] later Heimann also produced and commercialized it from 1940 to 1955;[91] finally the Dutch company Philips produced and commercialized the image iconoscope and multicon from 1952 to 1958.[88][92]
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American television broadcasting, at the time, consisted of a variety of markets in a wide range of sizes, each competing for programming and dominance with separate technology, until deals were made and standards agreed upon in 1941.[93] RCA, for example, used only Iconoscopes in the New York area, but Farnsworth Image Dissectors in Philadelphia and San Francisco.[94] In September 1939, RCA agreed to pay the Farnsworth Television and Radio Corporation royalties over the next ten years for access to Farnsworth's patents.[95] With this historic agreement in place, RCA integrated much of what was best about the Farnsworth Technology into their systems.[94] In 1941, the United States implemented 525-line television.[96][97] Electrical engineer Benjamin Adler played a prominent role in the development of television.[98][99]
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The world's first 625-line television standard was designed in the Soviet Union in 1944 and became a national standard in 1946.[100] The first broadcast in 625-line standard occurred in Moscow in 1948.[101] The concept of 625 lines per frame was subsequently implemented in the European CCIR standard.[102] In 1936, Kálmán Tihanyi described the principle of plasma display, the first flat panel display system.[103][104]
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Early electronic television sets were large and bulky, with analog circuits made of vacuum tubes. Following the invention of the first working transistor at Bell Labs, Sony founder Masaru Ibuka predicted in 1952 that the transition to electronic circuits made of transistors would lead to smaller and more portable television sets.[105] The first fully transistorized, portable solid-state television set was the 8-inch Sony TV8-301, developed in 1959 and released in 1960.[106][107] This began the transformation of television viewership from a communal viewing experience to a solitary viewing experience.[108] By 1960, Sony had sold over 4 million portable television sets worldwide.[109]
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The basic idea of using three monochrome images to produce a color image had been experimented with almost as soon as black-and-white televisions had first been built. Although he gave no practical details, among the earliest published proposals for television was one by Maurice Le Blanc, in 1880, for a color system, including the first mentions in television literature of line and frame scanning.[110] Polish inventor Jan Szczepanik patented a color television system in 1897, using a selenium photoelectric cell at the transmitter and an electromagnet controlling an oscillating mirror and a moving prism at the receiver. But his system contained no means of analyzing the spectrum of colors at the transmitting end, and could not have worked as he described it.[111] Another inventor, Hovannes Adamian, also experimented with color television as early as 1907. The first color television project is claimed by him,[112] and was patented in Germany on 31 March 1908, patent No. 197183, then in Britain, on 1 April 1908, patent No. 7219,[113] in France (patent No. 390326) and in Russia in 1910 (patent No. 17912).[114]
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Scottish inventor John Logie Baird demonstrated the world's first color transmission on 3 July 1928, using scanning discs at the transmitting and receiving ends with three spirals of apertures, each spiral with filters of a different primary color; and three light sources at the receiving end, with a commutator to alternate their illumination.[115] Baird also made the world's first color broadcast on 4 February 1938, sending a mechanically scanned 120-line image from Baird's Crystal Palace studios to a projection screen at London's Dominion Theatre.[116] Mechanically scanned color television was also demonstrated by Bell Laboratories in June 1929 using three complete systems of photoelectric cells, amplifiers, glow-tubes, and color filters, with a series of mirrors to superimpose the red, green, and blue images into one full color image.
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The first practical hybrid system was again pioneered by John Logie Baird. In 1940 he publicly demonstrated a color television combining a traditional black-and-white display with a rotating colored disk. This device was very "deep", but was later improved with a mirror folding the light path into an entirely practical device resembling a large conventional console.[117] However, Baird was not happy with the design, and, as early as 1944, had commented to a British government committee that a fully electronic device would be better.
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In 1939, Hungarian engineer Peter Carl Goldmark introduced an electro-mechanical system while at CBS, which contained an Iconoscope sensor. The CBS field-sequential color system was partly mechanical, with a disc made of red, blue, and green filters spinning inside the television camera at 1,200 rpm, and a similar disc spinning in synchronization in front of the cathode ray tube inside the receiver set.[118] The system was first demonstrated to the Federal Communications Commission (FCC) on 29 August 1940, and shown to the press on 4 September.[119][120][121][122]
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CBS began experimental color field tests using film as early as 28 August 1940, and live cameras by 12 November.[120][123] NBC (owned by RCA) made its first field test of color television on 20 February 1941. CBS began daily color field tests on 1 June 1941.[124] These color systems were not compatible with existing black-and-white television sets, and, as no color television sets were available to the public at this time, viewing of the color field tests was restricted to RCA and CBS engineers and the invited press. The War Production Board halted the manufacture of television and radio equipment for civilian use from 22 April 1942 to 20 August 1945, limiting any opportunity to introduce color television to the general public.[125][126]
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As early as 1940, Baird had started work on a fully electronic system he called Telechrome. Early Telechrome devices used two electron guns aimed at either side of a phosphor plate. The phosphor was patterned so the electrons from the guns only fell on one side of the patterning or the other. Using cyan and magenta phosphors, a reasonable limited-color image could be obtained. He also demonstrated the same system using monochrome signals to produce a 3D image (called "stereoscopic" at the time). A demonstration on 16 August 1944 was the first example of a practical color television system. Work on the Telechrome continued and plans were made to introduce a three-gun version for full color. However, Baird's untimely death in 1946 ended development of the Telechrome system.[127][128]
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Similar concepts were common through the 1940s and 1950s, differing primarily in the way they re-combined the colors generated by the three guns. The Geer tube was similar to Baird's concept, but used small pyramids with the phosphors deposited on their outside faces, instead of Baird's 3D patterning on a flat surface. The Penetron used three layers of phosphor on top of each other and increased the power of the beam to reach the upper layers when drawing those colors. The Chromatron used a set of focusing wires to select the colored phosphors arranged in vertical stripes on the tube.
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One of the great technical challenges of introducing color broadcast television was the desire to conserve bandwidth, potentially three times that of the existing black-and-white standards, and not use an excessive amount of radio spectrum. In the United States, after considerable research, the National Television Systems Committee[129] approved an all-electronic system developed by RCA, which encoded the color information separately from the brightness information and greatly reduced the resolution of the color information in order to conserve bandwidth. As black-and-white TVs could receive the same transmission and display it in black-and-white, the color system adopted is [backwards] "compatible". ("Compatible Color", featured in RCA advertisements of the period, is mentioned in the song "America", of West Side Story, 1957.) The brightness image remained compatible with existing black-and-white television sets at slightly reduced resolution, while color televisions could decode the extra information in the signal and produce a limited-resolution color display. The higher resolution black-and-white and lower resolution color images combine in the brain to produce a seemingly high-resolution color image. The NTSC standard represented a major technical achievement.
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The first color broadcast (the first episode of the live program The Marriage (TV series)) occurred on 8 July 1954, but during the following ten years most network broadcasts, and nearly all local programming, continued to be in black-and-white. It was not until the mid-1960s that color sets started selling in large numbers, due in part to the color transition of 1965 in which it was announced that over half of all network prime-time programming would be broadcast in color that fall. The first all-color prime-time season came just one year later. In 1972, the last holdout among daytime network programs converted to color, resulting in the first completely all-color network season.
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Early color sets were either floor-standing console models or tabletop versions nearly as bulky and heavy, so in practice they remained firmly anchored in one place. GE's relatively compact and lightweight Porta-Color set was introduced in the spring of 1966. It used a transistor-based UHF tuner.[130] The first fully transistorized color television in the United States was the Quasar television introduced in 1967.[131] These developments made watching color television a more flexible and convenient proposition.
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The MOSFET (metal-oxide-semiconductor field-effect transistor, or MOS transistor) was invented by Mohamed M. Atalla and Dawon Kahng at Bell Labs in 1959,[132] and presented in 1960.[133] By the mid-1960s, RCA were using MOSFETs in their consumer television products.[134] RCA Laboratories researchers W.M. Austin, J.A. Dean, D.M. Griswold and O.P. Hart in 1966 described the use of the MOSFET in television circuits, including RF amplifier, low-level video, chroma and AGC circuits.[135] The power MOSFET was later widely adopted for television receiver circuits.[136]
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In 1972, sales of color sets finally surpassed sales of black-and-white sets. Color broadcasting in Europe was not standardized on the PAL format until the 1960s, and broadcasts did not start until 1967. By this point many of the technical problems in the early sets had been worked out, and the spread of color sets in Europe was fairly rapid. By the mid-1970s, the only stations broadcasting in black-and-white were a few high-numbered UHF stations in small markets, and a handful of low-power repeater stations in even smaller markets such as vacation spots. By 1979, even the last of these had converted to color and, by the early 1980s, B&W sets had been pushed into niche markets, notably low-power uses, small portable sets, or for use as video monitor screens in lower-cost consumer equipment. By the late 1980s even these areas switched to color sets.
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Digital television (DTV) is the transmission of audio and video by digitally processed and multiplexed signals, in contrast to the totally analog and channel separated signals used by analog television. Due to data compression, digital TV can support more than one program in the same channel bandwidth.[137] It is an innovative service that represents the most significant evolution in television broadcast technology since color television emerged in the 1950s.[138] Digital TV's roots have been tied very closely to the availability of inexpensive, high performance computers. It was not until the 1990s that digital TV became feasible.[139] Digital television was previously not practically feasible due to the impractically high bandwidth requirements of uncompressed digital video,[140][141] requiring around 200 Mbit/s bit-rate for a standard-definition television (SDTV) signal,[140] and over 1 Gbit/s for high-definition television (HDTV).[141]
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Digital TV became practically feasible in the early 1990s due to a major technological development, discrete cosine transform (DCT) video compression.[140][141] DCT coding is a lossy compression technique that was first proposed for image compression by Nasir Ahmed in 1972,[142] and was later adapted into a motion-compensated DCT video coding algorithm, for video coding standards such as the H.26x formats from 1988 onwards and the MPEG formats from 1991 onwards.[143][144] Motion-compensated DCT video compression significantly reduced the amount of bandwidth required for a digital TV signal.[140][141] DCT coding compressed down the bandwidth requirements of digital television signals to about 34 Mpps bit-rate for SDTV and around 70–140 Mbit/s for HDTV while maintaining near-studio-quality transmission, making digital television a practical reality in the 1990s.[141]
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A digital TV service was proposed in 1986 by Nippon Telegraph and Telephone (NTT) and the Ministry of Posts and Telecommunication (MPT) in Japan, where there were plans to develop an "Integrated Network System" service. However, it was not possible to practically implement such a digital TV service until the adoption of DCT video compression technology made it possible in the early 1990s.[140]
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In the mid-1980s, as Japanese consumer electronics firms forged ahead with the development of HDTV technology, the MUSE analog format proposed by NHK, a Japanese company, was seen as a pacesetter that threatened to eclipse U.S. electronics companies' technologies. Until June 1990, the Japanese MUSE standard, based on an analog system, was the front-runner among the more than 23 different technical concepts under consideration. Then, an American company, General Instrument, demonstrated the feasibility of a digital television signal. This breakthrough was of such significance that the FCC was persuaded to delay its decision on an ATV standard until a digitally based standard could be developed.
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In March 1990, when it became clear that a digital standard was feasible, the FCC made a number of critical decisions. First, the Commission declared that the new ATV standard must be more than an enhanced analog signal, but be able to provide a genuine HDTV signal with at least twice the resolution of existing television images.(7) Then, to ensure that viewers who did not wish to buy a new digital television set could continue to receive conventional television broadcasts, it dictated that the new ATV standard must be capable of being "simulcast" on different channels.(8)The new ATV standard also allowed the new DTV signal to be based on entirely new design principles. Although incompatible with the existing NTSC standard, the new DTV standard would be able to incorporate many improvements.
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The final standards adopted by the FCC did not require a single standard for scanning formats, aspect ratios, or lines of resolution. This compromise resulted from a dispute between the consumer electronics industry (joined by some broadcasters) and the computer industry (joined by the film industry and some public interest groups) over which of the two scanning processes—interlaced or progressive—would be best suited for the newer digital HDTV compatible display devices.[145] Interlaced scanning, which had been specifically designed for older analogue CRT display technologies, scans even-numbered lines first, then odd-numbered ones. In fact, interlaced scanning can be looked at as the first video compression model as it was partly designed in the 1940s to double the image resolution to exceed the limitations of the television broadcast bandwidth. Another reason for its adoption was to limit the flickering on early CRT screens whose phosphor coated screens could only retain the image from the electron scanning gun for a relatively short duration.[146] However interlaced scanning does not work as efficiently on newer display devices such as Liquid-crystal (LCD), for example, which are better suited to a more frequent progressive refresh rate.[145]
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Progressive scanning, the format that the computer industry had long adopted for computer display monitors, scans every line in sequence, from top to bottom. Progressive scanning in effect doubles the amount of data generated for every full screen displayed in comparison to interlaced scanning by painting the screen in one pass in 1/60-second, instead of two passes in 1/30-second. The computer industry argued that progressive scanning is superior because it does not "flicker" on the new standard of display devices in the manner of interlaced scanning. It also argued that progressive scanning enables easier connections with the Internet, and is more cheaply converted to interlaced formats than vice versa. The film industry also supported progressive scanning because it offered a more efficient means of converting filmed programming into digital formats. For their part, the consumer electronics industry and broadcasters argued that interlaced scanning was the only technology that could transmit the highest quality pictures then (and currently) feasible, i.e., 1,080 lines per picture and 1,920 pixels per line. Broadcasters also favored interlaced scanning because their vast archive of interlaced programming is not readily compatible with a progressive format. William F. Schreiber, who was director of the Advanced Television Research Program at the Massachusetts Institute of Technology from 1983 until his retirement in 1990, thought that the continued advocacy of interlaced equipment originated from consumer electronics companies that were trying to get back the substantial investments they made in the interlaced technology.[147]
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Digital television transition started in late 2000s. All governments across the world set the deadline for analog shutdown by 2010s. Initially the adoption rate was low, as the first digital tuner-equipped TVs were costly. But soon, as the price of digital-capable TVs dropped, more and more households were converting to digital televisions. The transition is expected to be completed worldwide by mid to late 2010s.
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The advent of digital television allowed innovations like smart TVs. A smart television, sometimes referred to as connected TV or hybrid TV, is a television set or set-top box with integrated Internet and Web 2.0 features, and is an example of technological convergence between computers, television sets and set-top boxes. Besides the traditional functions of television sets and set-top boxes provided through traditional Broadcasting media, these devices can also provide Internet TV, online interactive media, over-the-top content, as well as on-demand streaming media, and home networking access. These TVs come pre-loaded with an operating system.[9][148][149][150]
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Smart TV should not to be confused with Internet TV, Internet Protocol television (IPTV) or with Web TV. Internet television refers to the receiving of television content over the Internet instead of by traditional systems—terrestrial, cable and satellite (although internet itself is received by these methods). IPTV is one of the emerging Internet television technology standards for use by television broadcasters. Web television (WebTV) is a term used for programs created by a wide variety of companies and individuals for broadcast on Internet TV. A first patent was filed in 1994[151] (and extended the following year)[152] for an "intelligent" television system, linked with data processing systems, by means of a digital or analog network. Apart from being linked to data networks, one key point is its ability to automatically download necessary software routines, according to a user's demand, and process their needs. Major TV manufacturers have announced production of smart TVs only, for middle-end and high-end TVs in 2015.[6][7][8] Smart TVs have gotten more affordable compared to when they were first introduced, with 46 million of U.S. households having at least one as of 2019.[153]
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3D television conveys depth perception to the viewer by employing techniques such as stereoscopic display, multi-view display, 2D-plus-depth, or any other form of 3D display. Most modern 3D television sets use an active shutter 3D system or a polarized 3D system, and some are autostereoscopic without the need of glasses. Stereoscopic 3D television was demonstrated for the first time on 10 August 1928, by John Logie Baird in his company's premises at 133 Long Acre, London.[154] Baird pioneered a variety of 3D television systems using electromechanical and cathode-ray tube techniques. The first 3D TV was produced in 1935. The advent of digital television in the 2000s greatly improved 3D TVs. Although 3D TV sets are quite popular for watching 3D home media such as on Blu-ray discs, 3D programming has largely failed to make inroads with the public. Many 3D television channels which started in the early 2010s were shut down by the mid-2010s. According to DisplaySearch 3D televisions shipments totaled 41.45 million units in 2012, compared with 24.14 in 2011 and 2.26 in 2010.[155] As of late 2013, the number of 3D TV viewers started to decline.[156][157][158][159][160]
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Programming is broadcast by television stations, sometimes called "channels", as stations are licensed by their governments to broadcast only over assigned channels in the television band. At first, terrestrial broadcasting was the only way television could be widely distributed, and because bandwidth was limited, i.e., there were only a small number of channels available, government regulation was the norm. In the U.S., the Federal Communications Commission (FCC) allowed stations to broadcast advertisements beginning in July 1941, but required public service programming commitments as a requirement for a license. By contrast, the United Kingdom chose a different route, imposing a television license fee on owners of television reception equipment to fund the British Broadcasting Corporation (BBC), which had public service as part of its Royal Charter.
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WRGB claims to be the world's oldest television station, tracing its roots to an experimental station founded on 13 January 1928, broadcasting from the General Electric factory in Schenectady, NY, under the call letters W2XB.[161] It was popularly known as "WGY Television" after its sister radio station. Later in 1928, General Electric started a second facility, this one in New York City, which had the call letters W2XBS and which today is known as WNBC. The two stations were experimental in nature and had no regular programming, as receivers were operated by engineers within the company. The image of a Felix the Cat doll rotating on a turntable was broadcast for 2 hours every day for several years as new technology was being tested by the engineers. On 2 November 1936, the BBC began transmitting the world's first public regular high-definition service from the Victorian Alexandra Palace in north London.[162] It therefore claims to be the birthplace of TV broadcasting as we know it today.
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With the widespread adoption of cable across the United States in the 1970s and 80s, terrestrial television broadcasts have been in decline; in 2013 it was estimated that about 7% of US households used an antenna.[163][164] A slight increase in use began around 2010 due to switchover to digital terrestrial television broadcasts, which offered pristine image quality over very large areas, and offered an alternate to cable television (CATV) for cord cutters. All other countries around the world are also in the process of either shutting down analog terrestrial television or switching over to digital terrestrial television.
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Cable television is a system of broadcasting television programming to paying subscribers via radio frequency (RF) signals transmitted through coaxial cables or light pulses through fiber-optic cables. This contrasts with traditional terrestrial television, in which the television signal is transmitted over the air by radio waves and received by a television antenna attached to the television. In the 2000s, FM radio programming, high-speed Internet, telephone service, and similar non-television services may also be provided through these cables. The abbreviation CATV is often used for cable television. It originally stood for Community Access Television or Community Antenna Television, from cable television's origins in 1948: in areas where over-the-air reception was limited by distance from transmitters or mountainous terrain, large "community antennas" were constructed, and cable was run from them to individual homes.[165] The origins of cable broadcasting are even older as radio programming was distributed by cable in some European cities as far back as 1924. Earlier cable television was analog, but since the 2000s, all cable operators have switched to, or are in the process of switching to, digital cable television.
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Satellite television is a system of supplying television programming using broadcast signals relayed from communication satellites. The signals are received via an outdoor parabolic reflector antenna usually referred to as a satellite dish and a low-noise block downconverter (LNB). A satellite receiver then decodes the desired television program for viewing on a television set. Receivers can be external set-top boxes, or a built-in television tuner. Satellite television provides a wide range of channels and services, especially to geographic areas without terrestrial television or cable television.
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The most common method of reception is direct-broadcast satellite television (DBSTV), also known as "direct to home" (DTH).[166] In DBSTV systems, signals are relayed from a direct broadcast satellite on the Ku wavelength and are completely digital.[167] Satellite TV systems formerly used systems known as television receive-only. These systems received analog signals transmitted in the C-band spectrum from FSS type satellites, and required the use of large dishes. Consequently, these systems were nicknamed "big dish" systems, and were more expensive and less popular.[168]
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The direct-broadcast satellite television signals were earlier analog signals and later digital signals, both of which require a compatible receiver. Digital signals may include high-definition television (HDTV). Some transmissions and channels are free-to-air or free-to-view, while many other channels are pay television requiring a subscription.[169]
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In 1945, British science fiction writer Arthur C. Clarke proposed a worldwide communications system which would function by means of three satellites equally spaced apart in earth orbit.[170][171] This was published in the October 1945 issue of the Wireless World magazine and won him the Franklin Institute's Stuart Ballantine Medal in 1963.[172][173]
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The first satellite television signals from Europe to North America were relayed via the Telstar satellite over the Atlantic ocean on 23 July 1962.[174] The signals were received and broadcast in North American and European countries and watched by over 100 million.[174] Launched in 1962, the Relay 1 satellite was the first satellite to transmit television signals from the US to Japan.[175] The first geosynchronous communication satellite, Syncom 2, was launched on 26 July 1963.[176]
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The world's first commercial communications satellite, called Intelsat I and nicknamed "Early Bird", was launched into geosynchronous orbit on 6 April 1965.[177] The first national network of television satellites, called Orbita, was created by the Soviet Union in October 1967, and was based on the principle of using the highly elliptical Molniya satellite for rebroadcasting and delivering of television signals to ground downlink stations.[178] The first commercial North American satellite to carry television transmissions was Canada's geostationary Anik 1, which was launched on 9 November 1972.[179] ATS-6, the world's first experimental educational and Direct Broadcast Satellite (DBS), was launched on 30 May 1974.[180] It transmitted at 860 MHz using wideband FM modulation and had two sound channels. The transmissions were focused on the Indian subcontinent but experimenters were able to receive the signal in Western Europe using home constructed equipment that drew on UHF television design techniques already in use.[181]
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The first in a series of Soviet geostationary satellites to carry Direct-To-Home television, Ekran 1, was launched on 26 October 1976.[182] It used a 714 MHz UHF downlink frequency so that the transmissions could be received with existing UHF television technology rather than microwave technology.[183]
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Internet television (Internet TV) (or online television) is the digital distribution of television content via the Internet as opposed to traditional systems like terrestrial, cable, and satellite, although the Internet itself is received by terrestrial, cable, or satellite methods. Internet television is a general term that covers the delivery of television shows, and other video content, over the Internet by video streaming technology, typically by major traditional television broadcasters. Internet television should not be confused with Smart TV, IPTV or with Web TV. Smart television refers to the TV set which has a built-in operating system. Internet Protocol television (IPTV) is one of the emerging Internet television technology standards for use by television broadcasters. Web television is a term used for programs created by a wide variety of companies and individuals for broadcast on Internet TV.
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A television set, also called a television receiver, television, TV set, TV, or "telly", is a device that combines a tuner, display, an amplifier, and speakers for the purpose of viewing television and hearing its audio components. Introduced in the late 1920s in mechanical form, television sets became a popular consumer product after World War II in electronic form, using cathode ray tubes. The addition of color to broadcast television after 1953 further increased the popularity of television sets and an outdoor antenna became a common feature of suburban homes. The ubiquitous television set became the display device for recorded media in the 1970s, such as Betamax and VHS, which enabled viewers to record TV shows and watch prerecorded movies. In the subsequent decades, TVs were used to watch DVDs and Blu-ray Discs of movies and other content. Major TV manufacturers announced the discontinuation of CRT, DLP, plasma and fluorescent-backlit LCDs by the mid-2010s. Televisions since 2010s mostly use LEDs.[3][4][184][185] LEDs are expected to be gradually replaced by OLEDs in the near future.[5]
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The earliest systems employed a spinning disk to create and reproduce images.[186] These usually had a low resolution and screen size and never became popular with the public.
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The cathode ray tube (CRT) is a vacuum tube containing one or more electron guns (a source of electrons or electron emitter) and a fluorescent screen used to view images.[33] It has a means to accelerate and deflect the electron beam(s) onto the screen to create the images. The images may represent electrical waveforms (oscilloscope), pictures (television, computer monitor), radar targets or others. The CRT uses an evacuated glass envelope which is large, deep (i.e. long from front screen face to rear end), fairly heavy, and relatively fragile. As a matter of safety, the face is typically made of thick lead glass so as to be highly shatter-resistant and to block most X-ray emissions, particularly if the CRT is used in a consumer product.
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In television sets and computer monitors, the entire front area of the tube is scanned repetitively and systematically in a fixed pattern called a raster. An image is produced by controlling the intensity of each of the three electron beams, one for each additive primary color (red, green, and blue) with a video signal as a reference.[187] In all modern CRT monitors and televisions, the beams are bent by magnetic deflection, a varying magnetic field generated by coils and driven by electronic circuits around the neck of the tube, although electrostatic deflection is commonly used in oscilloscopes, a type of diagnostic instrument.[187]
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Digital Light Processing (DLP) is a type of video projector technology that uses a digital micromirror device. Some DLPs have a TV tuner, which makes them a type of TV display. It was originally developed in 1987 by Dr. Larry Hornbeck of Texas Instruments. While the DLP imaging device was invented by Texas Instruments, the first DLP based projector was introduced by Digital Projection Ltd in 1997. Digital Projection and Texas Instruments were both awarded Emmy Awards in 1998 for invention of the DLP projector technology. DLP is used in a variety of display applications from traditional static displays to interactive displays and also non-traditional embedded applications including medical, security, and industrial uses. DLP technology is used in DLP front projectors (standalone projection units for classrooms and business primarily), but also in private homes; in these cases, the image is projected onto a projection screen. DLP is also used in DLP rear projection television sets and digital signs. It is also used in about 85% of digital cinema projection.[188]
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A plasma display panel (PDP) is a type of flat panel display common to large TV displays 30 inches (76 cm) or larger. They are called "plasma" displays because the technology utilizes small cells containing electrically charged ionized gases, or what are in essence chambers more commonly known as fluorescent lamps.
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Liquid-crystal-display televisions (LCD TV) are television sets that use LCD display technology to produce images. LCD televisions are much thinner and lighter than cathode ray tube (CRTs) of similar display size, and are available in much larger sizes (e.g., 90-inch diagonal). When manufacturing costs fell, this combination of features made LCDs practical for television receivers. LCDs come in two types: those using cold cathode fluorescent lamps, simply called LCDs and those using LED as backlight called as LEDs.
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In 2007, LCD televisions surpassed sales of CRT-based televisions worldwide for the first time, and their sales figures relative to other technologies accelerated. LCD TVs have quickly displaced the only major competitors in the large-screen market, the Plasma display panel and rear-projection television.[189] In mid 2010s LCDs especially LEDs became, by far, the most widely produced and sold television display type.[184][185] LCDs also have disadvantages. Other technologies address these weaknesses, including OLEDs, FED and SED, but as of 2014[update] none of these have entered widespread production.
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An OLED (organic light-emitting diode) is a light-emitting diode (LED) in which the emissive electroluminescent layer is a film of organic compound which emits light in response to an electric current. This layer of organic semiconductor is situated between two electrodes. Generally, at least one of these electrodes is transparent. OLEDs are used to create digital displays in devices such as television screens. It is also used for computer monitors, portable systems such as mobile phones, handheld game consoles and PDAs.
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There are two main families of OLED: those based on small molecules and those employing polymers. Adding mobile ions to an OLED creates a light-emitting electrochemical cell or LEC, which has a slightly different mode of operation. OLED displays can use either passive-matrix (PMOLED) or active-matrix (AMOLED) addressing schemes. Active-matrix OLEDs require a thin-film transistor backplane to switch each individual pixel on or off, but allow for higher resolution and larger display sizes.
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An OLED display works without a backlight. Thus, it can display deep black levels and can be thinner and lighter than a liquid crystal display (LCD). In low ambient light conditions such as a dark room an OLED screen can achieve a higher contrast ratio than an LCD, whether the LCD uses cold cathode fluorescent lamps or LED backlight. OLEDs are expected to replace other forms of display in near future.[5]
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Low-definition television or LDTV refers to television systems that have a lower screen resolution than standard-definition television systems such 240p (320*240). It is used in handheld television. The most common source of LDTV programming is the Internet, where mass distribution of higher-resolution video files could overwhelm computer servers and take too long to download. Many mobile phones and portable devices such as Apple's iPod Nano, or Sony's PlayStation Portable use LDTV video, as higher-resolution files would be excessive to the needs of their small screens (320×240 and 480×272 pixels respectively). The current generation of iPod Nanos have LDTV screens, as do the first three generations of iPod Touch and iPhone (480×320). For the first years of its existence, YouTube offered only one, low-definition resolution of 320x240p at 30fps or less. A standard, consumer grade VHS videotape can be considered SDTV due to its resolution (approximately 360 × 480i/576i).
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Standard-definition television or SDTV refers to two different resolutions: 576i, with 576 interlaced lines of resolution, derived from the European-developed PAL and SECAM systems; and 480i based on the American National Television System Committee NTSC system. SDTV is a television system that uses a resolution that is not considered to be either high-definition television (720p, 1080i, 1080p, 1440p, 4K UHDTV, and 8K UHD) or enhanced-definition television (EDTV 480p). In North America, digital SDTV is broadcast in the same 4:3 aspect ratio as NTSC signals with widescreen content being center cut.[190] However, in other parts of the world that used the PAL or SECAM color systems, standard-definition television is now usually shown with a 16:9 aspect ratio, with the transition occurring between the mid-1990s and mid-2000s. Older programs with a 4:3 aspect ratio are shown in the US as 4:3 with non-ATSC countries preferring to reduce the horizontal resolution by anamorphically scaling a pillarboxed image.
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High-definition television (HDTV) provides a resolution that is substantially higher than that of standard-definition television.
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HDTV may be transmitted in various formats:
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Ultra-high-definition television (also known as Super Hi-Vision, Ultra HD television, UltraHD, UHDTV, or UHD) includes 4K UHD (2160p) and 8K UHD (4320p), which are two digital video formats proposed by NHK Science & Technology Research Laboratories and defined and approved by the International Telecommunication Union (ITU). The Consumer Electronics Association announced on 17 October 2012, that "Ultra High Definition", or "Ultra HD", would be used for displays that have an aspect ratio of at least 16:9 and at least one digital input capable of carrying and presenting native video at a minimum resolution of 3840×2160 pixels.[191][192]
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North American consumers purchase a new television set on average every seven years, and the average household owns 2.8 televisions. As of 2011[update], 48 million are sold each year at an average price of $460 and size of 38 in (97 cm).[193]
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Getting TV programming shown to the public can happen in many different ways. After production, the next step is to market and deliver the product to whichever markets are open to using it. This typically happens on two levels:
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First-run programming is increasing on subscription services outside the US, but few domestically produced programs are syndicated on domestic free-to-air (FTA) elsewhere. This practice is increasing, however, generally on digital-only FTA channels or with subscriber-only, first-run material appearing on FTA. Unlike the US, repeat FTA screenings of an FTA network program usually only occur on that network. Also, affiliates rarely buy or produce non-network programming that is not centered on local programming.
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Television genres include a broad range of programming types that entertain, inform, and educate viewers. The most expensive entertainment genres to produce are usually dramas and dramatic miniseries. However, other genres, such as historical Western genres, may also have high production costs.
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Popular culture entertainment genres include action-oriented shows such as police, crime, detective dramas, horror, or thriller shows. As well, there are also other variants of the drama genre, such as medical dramas and daytime soap operas. Science fiction shows can fall into either the drama or action category, depending on whether they emphasize philosophical questions or high adventure. Comedy is a popular genre which includes situation comedy (sitcom) and animated shows for the adult demographic such as South Park.
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The least expensive forms of entertainment programming genres are game shows, talk shows, variety shows, and reality television. Game shows feature contestants answering questions and solving puzzles to win prizes. Talk shows contain interviews with film, television, music and sports celebrities and public figures. Variety shows feature a range of musical performers and other entertainers, such as comedians and magicians, introduced by a host or Master of Ceremonies. There is some crossover between some talk shows and variety shows because leading talk shows often feature performances by bands, singers, comedians, and other performers in between the interview segments. Reality TV shows "regular" people (i.e., not actors) facing unusual challenges or experiences ranging from arrest by police officers (COPS) to significant weight loss (The Biggest Loser). A variant version of reality shows depicts celebrities doing mundane activities such as going about their everyday life (The Osbournes, Snoop Dogg's Father Hood) or doing regular jobs (The Simple Life).
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Fictional television programs that some television scholars and broadcasting advocacy groups argue are "quality television", include series such as Twin Peaks and The Sopranos. Kristin Thompson argues that some of these television series exhibit traits also found in art films, such as psychological realism, narrative complexity, and ambiguous plotlines. Nonfiction television programs that some television scholars and broadcasting advocacy groups argue are "quality television", include a range of serious, noncommercial, programming aimed at a niche audience, such as documentaries and public affairs shows.
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Around the globe, broadcast TV is financed by government, advertising, licensing (a form of tax), subscription, or any combination of these. To protect revenues, subscription TV channels are usually encrypted to ensure that only subscribers receive the decryption codes to see the signal. Unencrypted channels are known as free to air or FTA. In 2009, the global TV market represented 1,217.2 million TV households with at least one TV and total revenues of 268.9 billion EUR (declining 1.2% compared to 2008).[195] North America had the biggest TV revenue market share with 39% followed by Europe (31%), Asia-Pacific (21%), Latin America (8%), and Africa and the Middle East (2%).[196] Globally, the different TV revenue sources divide into 45–50% TV advertising revenues, 40–45% subscription fees and 10% public funding.[197][198]
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TV's broad reach makes it a powerful and attractive medium for advertisers. Many TV networks and stations sell blocks of broadcast time to advertisers ("sponsors") to fund their programming.[199] Television advertisements (variously called a television commercial, commercial or ad in American English, and known in British English as an advert) is a span of television programming produced and paid for by an organization, which conveys a message, typically to market a product or service. Advertising revenue provides a significant portion of the funding for most privately owned television networks. The vast majority of television advertisements today consist of brief advertising spots, ranging in length from a few seconds to several minutes (as well as program-length infomercials). Advertisements of this sort have been used to promote a wide variety of goods, services and ideas since the beginning of television.
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The effects of television advertising upon the viewing public (and the effects of mass media in general) have been the subject of philosophical discourse by such luminaries as Marshall McLuhan. The viewership of television programming, as measured by companies such as Nielsen Media Research, is often used as a metric for television advertisement placement, and consequently, for the rates charged to advertisers to air within a given network, television program, or time of day (called a "daypart"). In many countries, including the United States, television campaign advertisements are considered indispensable for a political campaign. In other countries, such as France, political advertising on television is heavily restricted,[200] while some countries, such as Norway, completely ban political advertisements.
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The first official, paid television advertisement was broadcast in the United States on 1 July 1941 over New York station WNBT (now WNBC) before a baseball game between the Brooklyn Dodgers and Philadelphia Phillies. The announcement for Bulova watches, for which the company paid anywhere from $4.00 to $9.00 (reports vary), displayed a WNBT test pattern modified to look like a clock with the hands showing the time. The Bulova logo, with the phrase "Bulova Watch Time", was shown in the lower right-hand quadrant of the test pattern while the second hand swept around the dial for one minute.[201][202] The first TV ad broadcast in the UK was on ITV on 22 September 1955, advertising Gibbs SR toothpaste. The first TV ad broadcast in Asia was on Nippon Television in Tokyo on 28 August 1953, advertising Seikosha (now Seiko), which also displayed a clock with the current time.[203]
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Since inception in the US in 1941,[204] television commercials have become one of the most effective, persuasive, and popular methods of selling products of many sorts, especially consumer goods. During the 1940s and into the 1950s, programs were hosted by single advertisers. This, in turn, gave great creative license to the advertisers over the content of the show. Perhaps due to the quiz show scandals in the 1950s,[205] networks shifted to the magazine concept, introducing advertising breaks with multiple advertisers.
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US advertising rates are determined primarily by Nielsen ratings. The time of the day and popularity of the channel determine how much a TV commercial can cost. For example, it can cost approximately $750,000 for a 30-second block of commercial time during the highly popular American Idol, while the same amount of time for the Super Bowl can cost several million dollars. Conversely, lesser-viewed time slots, such as early mornings and weekday afternoons, are often sold in bulk to producers of infomercials at far lower rates. In recent years, the paid program or infomercial has become common, usually in lengths of 30 minutes or one hour. Some drug companies and other businesses have even created "news" items for broadcast, known in the industry as video news releases, paying program directors to use them.[206]
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Some TV programs also deliberately place products into their shows as advertisements, a practice started in feature films[207] and known as product placement. For example, a character could be drinking a certain kind of soda, going to a particular chain restaurant, or driving a certain make of car. (This is sometimes very subtle, with shows having vehicles provided by manufacturers for low cost in exchange as a product placement). Sometimes, a specific brand or trade mark, or music from a certain artist or group, is used. (This excludes guest appearances by artists who perform on the show.)
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The TV regulator oversees TV advertising in the United Kingdom. Its restrictions have applied since the early days of commercially funded TV. Despite this, an early TV mogul, Roy Thomson, likened the broadcasting licence as being a "licence to print money".[208] Restrictions mean that the big three national commercial TV channels: ITV, Channel 4, and Channel 5 can show an average of only seven minutes of advertising per hour (eight minutes in the peak period). Other broadcasters must average no more than nine minutes (twelve in the peak). This means that many imported TV shows from the US have unnatural pauses where the UK company does not utilize the narrative breaks intended for more frequent US advertising. Advertisements must not be inserted in the course of certain specific proscribed types of programs which last less than half an hour in scheduled duration; this list includes any news or current affairs programs, documentaries, and programs for children; additionally, advertisements may not be carried in a program designed and broadcast for reception in schools or in any religious broadcasting service or other devotional program or during a formal Royal ceremony or occasion. There also must be clear demarcations in time between the programs and the advertisements. The BBC, being strictly non-commercial, is not allowed to show advertisements on television in the UK, although it has many advertising-funded channels abroad. The majority of its budget comes from television license fees (see below) and broadcast syndication, the sale of content to other broadcasters.
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Broadcast advertising is regulated by the Broadcasting Authority of Ireland.[209]
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Some TV channels are partly funded from subscriptions; therefore, the signals are encrypted during broadcast to ensure that only the paying subscribers have access to the decryption codes to watch pay television or specialty channels. Most subscription services are also funded by advertising.
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Television services in some countries may be funded by a television licence or a form of taxation, which means that advertising plays a lesser role or no role at all. For example, some channels may carry no advertising at all and some very little, including:
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The BBC carries no television advertising on its UK channels and is funded by an annual television licence paid by premises receiving live TV broadcasts. Currently, it is estimated that approximately 26.8 million UK private domestic households own televisions, with approximately 25 million TV licences in all premises in force as of 2010.[210] This television license fee is set by the government, but the BBC is not answerable to or controlled by the government.
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The two main BBC TV channels are watched by almost 90% of the population each week and overall have 27% share of total viewing,[211] despite the fact that 85% of homes are multichannel, with 42% of these having access to 200 free to air channels via satellite and another 43% having access to 30 or more channels via Freeview.[212] The licence that funds the seven advertising-free BBC TV channels costs £147 a year (about US$200) as of 2018 regardless of the number of TV sets owned; the price is reduced by two-thirds if only black and white television is received.[213] When the same sporting event has been presented on both BBC and commercial channels, the BBC always attracts the lion's share of the audience, indicating that viewers prefer to watch TV uninterrupted by advertising.
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Other than internal promotional material, the Australian Broadcasting Corporation (ABC) carries no advertising; it is banned under the ABC Act 1983. The ABC receives its funding from the Australian government every three years. In the 2014/15 federal budget, the ABC received A$1.11 billion.[214] The funds provide for the ABC's television, radio, online, and international outputs. The ABC also receives funds from its many ABC shops across Australia. Although funded by the Australian government, the editorial independence of the ABC is ensured through law.
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In France, government-funded channels carry advertisements, yet those who own television sets have to pay an annual tax ("la redevance audiovisuelle").[215]
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In Japan, NHK is paid for by license fees (known in Japanese as reception fee (受信料, Jushinryō)). The broadcast law that governs NHK's funding stipulates that any television equipped to receive NHK is required to pay. The fee is standardized, with discounts for office workers and students who commute, as well a general discount for residents of Okinawa prefecture.
|
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Broadcast programming, or TV listings in the United Kingdom, is the practice of organizing television programs in a schedule, with broadcast automation used to regularly change the scheduling of TV programs to build an audience for a new show, retain that audience, or compete with other broadcasters' programs.
|
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Television has played a pivotal role in the socialization of the 20th and 21st centuries. There are many aspects of television that can be addressed, including negative issues such as media violence. Current research is discovering that individuals suffering from social isolation can employ television to create what is termed a parasocial or faux relationship with characters from their favorite television shows and movies as a way of deflecting feelings of loneliness and social deprivation.[216] Several studies have found that educational television has many advantages. The article "The Good Things about Television"[217] argues that television can be a very powerful and effective learning tool for children if used wisely.
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Methodist denominations in the conservative holiness movement, such as the Allegheny Wesleyan Methodist Connection and the Evangelical Wesleyan Church, eschew the use of the television.[218]
|
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Children, especially those aged 5 or younger, are at risk of injury from falling televisions.[219] A CRT-style television that falls on a child will, because of its weight, hit with the equivalent force of falling multiple stories from a building.[220] Newer flat-screen televisions are "top-heavy and have narrow bases", which means that a small child can easily pull one over.[221] As of 2015[update], TV tip-overs were responsible for more than 10,000 injuries per year to children, at a cost of more than $8 million per year in emergency care.[219][221]
|
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A 2017 study in The Journal of Human Resources found that exposure to cable television reduced cognitive ability and high school graduation rates for boys. This effect was stronger for boys from more educated families. The article suggests a mechanism where light television entertainment crowds out more cognitively stimulating activities.[222]
|
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|
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With high lead content in CRTs and the rapid diffusion of new flat-panel display technologies, some of which (LCDs) use lamps which contain mercury, there is growing concern about electronic waste from discarded televisions. Related occupational health concerns exist, as well, for disassemblers removing copper wiring and other materials from CRTs. Further environmental concerns related to television design and use relate to the devices' increasing electrical energy requirements.[223]
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en/4536.html.txt
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A. f. fulgens F. Cuvier, 1825
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A. f. styani Thomas, 1902[2]
|
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The red panda (Ailurus fulgens) is a mammal species native to the eastern Himalayas and southwestern China. It is listed as Endangered on the IUCN Red List because the wild population is estimated at fewer than 10,000 mature individuals and continues to decline due to habitat loss and fragmentation, poaching, and inbreeding depression.[1] Despite its name, it is not closely related to the giant panda.[3]
|
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The red panda has reddish-brown fur, a long, shaggy tail, and a waddling gait due to its shorter front legs; it is roughly the size of a domestic cat, though with a longer body, and is somewhat heavier. It is arboreal and feeds mainly on bamboo, but also eats eggs, birds, and insects. It is a solitary animal, mainly active from dusk to dawn, and is largely sedentary during the day. It is also called the lesser panda, the red bear-cat, and the red cat-bear.[4]
|
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The red panda is the only living member of the genus Ailurus and the family Ailuridae. It has previously been placed in the raccoon and bear families, but the results of phylogenetic analysis provide strong support for its taxonomic classification in its own family, Ailuridae, which is part of the superfamily Musteloidea, along with the weasel, raccoon and skunk families.[5] Traditionally it was thought to consist of two subspecies.[6] However, results of genetic analysis indicate that there are probably two distinct red panda species, the Chinese red panda and the Himalayan red panda, which genetically diverged 0.22 million years ago.[7]
|
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|
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The red panda has long, soft, reddish-brown fur on the upper parts, blackish fur on the lower parts, and a light face with tear markings and white badges similar to those of a raccoon, but each individual can have distinctive markings. Its skull is roundish with medium-sized upright ears, its nose is black, and its eyes are blackish. Its teeth are robust. Its long, bushy tail with six alternating transverse ochre rings provide balance and excellent camouflage in a habitat with moss- and lichen-covered trees. The legs are black and short with thick fur on the soles of the paws. This fur serves as thermal insulation on snow-covered or icy surfaces and conceals scent glands, which are also present on the anus.[8]
|
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|
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The head and body length of a red panda measures 50 to 64 cm (20 to 25 in), and its tail is 28 to 59 cm (11 to 23 in) long. Males weigh 3.7 to 6.2 kg (8.2 to 13.7 lb) and females 3 to 6.0 kg (6.6 to 13.2 lb).[9]
|
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The red panda is specialized as a bamboo feeder with strong, curved and sharp semi-retractile claws[9] standing inward for grasping narrow tree branches, leaves, and fruit. Like the giant panda, it has a "false thumb", which is an extension of the wrist bone. When descending a tree head-first, the red panda rotates its ankle to control its descent, one of the few climbing species to do so.[10]
|
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|
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The red panda is endemic to the temperate forests of the Himalayas, and ranges from the foothills of western Nepal to China in the east.[11] Its easternmost limit is the Qinling Mountains of the Shaanxi Province in China. Its range includes southern Tibet, Sikkim and Assam in India, Bhutan, the northern mountains of Burma, and in south-western China, in the Hengduan Mountains of Sichuan and the Gongshan Mountains in Yunnan. It may also live in south-west Tibet and northern Arunachal Pradesh, but this has not been documented. Locations with the highest density of red pandas include an area in the Himalayas that has been proposed as having been a refuge for a variety of endemic species in the Pleistocene. The distribution range of the red panda should be considered disjunct, rather than continuous.[9] A disjunct population inhabits the Meghalaya Plateau of north-eastern India.[12]
|
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|
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The red panda lives between 2,200 and 4,800 m (7,200 and 15,700 ft) altitude, inhabiting areas of moderate temperature between 10 and 25 °C (50 and 77 °F) with little annual change. It prefers mountainous mixed deciduous and conifer forests, especially with old trees and dense understories of bamboo.[9][11]
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During a survey in the 1970s, signs of red pandas were found in Nepal's Dhorpatan Hunting Reserve.[13] Their presence was confirmed in spring 2007 when four red pandas were sighted at elevations ranging from 3,220 to 3,610 m (10,560 to 11,840 ft).[14] Its westernmost distribution is in Rara National Park.[15][16] In 2018, red pandas were sighted at elevations of 3,150–3,650 m (10,330–11,980 ft) in Nepal's Lamjung District.[17]
|
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|
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The red panda population in Sichuan Province is larger and more stable than the Yunnan population, suggesting a southward expansion from Sichuan into Yunnan in the Holocene.[18]
|
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+
The red panda has become extirpated from the Chinese provinces of Guizhou, Gansu, Shaanxi, and Qinghai.[19]
|
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+
|
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The red panda is territorial; it is solitary except during mating season. It is generally quiet except for some twittering, tweeting, and whistling communication sounds. It has been reported to be both nocturnal and crepuscular, sleeping on tree branches or in tree hollows during the day and increasing its activity in the late afternoon and early evening hours. It sleeps stretched out on a branch with legs dangling when it is hot, and curled up with its tail over the face when it is cold.[9] It is very heat-sensitive, with an optimal "well-being" temperature between 17 and 25 °C (63 and 77 °F).[20]
|
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|
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Shortly after waking, red pandas clean their fur somewhat like a cat would, licking their front paws and then rubbing their backs, torsos, and sides. They also rub their backs and bellies along the sides of trees or rocks. Then they patrol their territories, marking with urine and a weak musk-smelling secretion from their anal glands. They search for food running along the ground or through the trees. Red pandas may use their forepaws alternately to bring food to their mouths or place food directly into their mouths.[9]
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Predators of the red panda include the snow leopard (Panthera uncia), mustelids, and humans. If they feel threatened or sense danger, they may try to escape by climbing a rock column or tree. If they can no longer flee, they stand on their hind legs to make themselves appear larger and use the sharp claws on their front paws to defend themselves. A red panda became a visitor attraction in Japan for his ability to stand upright for ten seconds at a time.[21]
|
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Red pandas are excellent climbers, and forage largely in trees. They eat mostly bamboo, and may eat small mammals, birds, eggs, flowers, and berries. In captivity, they were observed to eat birds, flowers, maple and mulberry leaves, and bark and fruits of maple, beech, and mulberry.[9]
|
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Like the giant panda, they cannot digest cellulose, so they must consume a large volume of bamboo to survive. Their diets consist of about two-thirds bamboo, but they also eat mushrooms, roots, acorns, lichens, and grasses. Occasionally, they supplement their diets with fish and insects. They do little more than eat and sleep due to their low-calorie diets.[22][23]
|
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Bamboo shoots are more easily digested than leaves, exhibiting the highest digestibility in summer and autumn, intermediate digestibility in the spring, and lowest digestibility in the winter. These variations correlate with the nutrient contents in the bamboo. Red pandas process bamboo poorly, especially the cellulose and cell wall components. This implies microbial digestion plays only a minor role in their digestive strategy. To survive on this poor-quality diet, they have to eat the high-quality sections of the bamboo plant, such as the tender leaves and shoots, in large quantities, over 1.5 kg (3.3 lb) of fresh leaves and 4 kg (8.8 lb) of fresh shoots daily. This food passes through the digestive tract fairly rapidly (about 2–4 hr) so as to maximize daily nutrient intake.[24] Red pandas can taste artificial sweeteners, such as aspartame, and are the only nonprimates known to be able to do so.[25]
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Red pandas are able to reproduce at around 18 months of age, and are fully mature at two to three years. Adults rarely interact in the wild except to mate. Both sexes may mate with more than one partner during the mating season from mid-January to early March.[26] A few days before birth, females begin to collect material, such as brushwood, grass, and leaves; to build a nest, which is normally located in a hollow tree or a rock crevice. After a gestation period of 112 to 158 days, the female gives birth in mid-June to late July to one to four (usually 1–2) blind and deaf cubs weighing 110 to 130 g (3.9 to 4.6 oz) each.[9]
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After birth, the mother cleans the cubs, and can then recognize each by their smell. At first, she spends 60% to 90% of her time with the cubs. After the first week, the mother starts spending more time outside the nest, returning every few hours to nurse and groom the cubs. She moves the young frequently among several nests, all of which she keeps clean. The cubs start to open their eyes at about 18 days of age. By about 90 days, they achieve full adult fur and coloring, and begin to venture out of the nest. They also start eating solid foods at this point, weaning at around six to eight months of age. The cubs stay with their mother until the next litter is born in the following summer. Males rarely help raise the young, and only if they live in pairs or in small groups.[9]
|
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A red panda's lifespan ranges between eight and 10 years, but individuals have been known to reach 15 years.[27]
|
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The primary threats to red pandas are direct harvest from the wild, live or dead, competition with domestic livestock resulting in habitat degradation, and deforestation resulting in habitat loss or fragmentation. The relative importance of these factors is different in each region, and is not well understood.[11] For instance, in India, the biggest threat seems to be habitat loss followed by poaching, while in China, the biggest threat seems to be hunting and poaching.[1] A 40% decrease in red panda populations has been reported in China over the last 50 years, and populations in western Himalayan areas are considered to be lower.[19]
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Deforestation can inhibit the spread of red pandas and exacerbate the natural population subdivision by topography and ecology, leading to severe fragmentation of the remaining wild population. Fewer than 40 animals in four separate groups share resources with humans in Nepal's Langtang National Park, where only 6% of 1,710 km2 (660 sq mi) is preferred red panda habitat. Although direct competition for food with domestic livestock is not significant, livestock can depress bamboo growth by trampling.[28]
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Small groups of animals with little opportunity for exchange between them face the risk of inbreeding, decreased genetic diversity, and even extinction. In addition, clearcutting for firewood or agriculture, including hillside terracing, removes old trees that provide maternal dens and decreases the ability of some species of bamboo to regenerate.[11]
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In south-west China, red pandas are hunted for their fur, especially for the highly valued bushy tails, from which hats are produced. In these areas, the fur is often used for local cultural ceremonies. In weddings, the bridegroom traditionally carries the hide. The "good-luck charm" red panda-tail hats are also used by local newly-weds.[19] This practice may be quite old, as the red panda seems to be depicted in a 13th-century Chinese pen-and-ink scroll showing a hunting scene. Little or no mention of the red panda is made in the culture and folklore of Nepal.[29]
|
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In the past, red pandas were captured and sold to zoos. In an article appearing in the International Zoo News in 1969, one reported he personally had handled 350 red pandas in 17 years.[30]
|
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Due to CITES, this zoo harvest has decreased substantially in recent years, but poaching continues, and red pandas are often sold to private collectors at exorbitant prices. In some parts of Nepal and India, red pandas are kept as pets.[31]
|
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The red panda has a naturally low birth rate (usually one single or twin birth per year), and a high death rate in the wild[citation needed].
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The red panda is listed as endangered on the IUCN Red List since 2008 because the global population is estimated at about 10,000 individuals, with a decreasing population trend; only about half of the total area of potential habitat of 142,000 km2 (55,000 sq mi) is actually being used by the species. Due to its shy and secretive nature, and its largely nocturnal habits, observation of red pandas is difficult. Therefore, population figures in the wild are determined by population density estimates and not direct counts. It is protected in all range countries, and hunting is illegal. It is listed in CITES Appendix I.[1]
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Worldwide population estimates range from fewer than 2,500[26] to between 16,000 and 20,000 individuals.[12] In 1999, the total population in China was estimated at between 3,000 and 7,000 individuals.[19] In 2001, the wild population in India was estimated at between 5,000 and 6,000 individuals.[12] Estimates for Nepal indicate only a few hundred individuals.[32]
|
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Reliable population numbers are hard to find, partly because other animals have been mistaken for the red panda. For instance, one report from Myanmar stated that red pandas were still fairly common in some areas; however, the accompanying photographic proof of the "red panda" was in fact a viverrid species.[33]
|
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Conservation efforts are highly variable between countries:
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A community-managed forest in Ilam District of eastern Nepal is home to 15 red pandas which generate household income through tourism activities, including homestays. Villagers in the high-altitude areas of Arunachal Pradesh have formed the Pangchen Red Panda Conservation Alliance comprising five villages with a community-conserved forest area of 200 km2 (77 sq mi) at an altitude of 2,500 m (8,200 ft) to over 4,000 m (13,000 ft).[35]
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The international red panda studbook is currently managed at Rotterdam Zoo in the Netherlands. In cooperation with the International Red Panda Management Group, they coordinate the Species Survival Plan in North America, the European Endangered Species Programme in Europe, and other captive-breeding programs in Australia, India, Japan, and China. As of 2006, more than 800 individuals were kept in zoos and parks around the world. Of these, 511 individuals of the Himalayan red panda were kept in 173 institutions[36] and 306 individuals of Styan's red panda were kept in 81 institutions.[37]
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Since 2009, the North American Red Panda Species Survival Plan is coordinated at the Knoxville Zoo, which by 2011 had 101 red panda births. Only the Rotterdam Zoo has had more captive births worldwide.[36][37]
|
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The Padmaja Naidu Himalayan Zoological Park in Darjeeling successfully released four captive-bred red pandas to the wild in August and November 2003.[38]
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The most often cited example of keeping red pandas as pets is the case of former Indian prime minister Indira Gandhi. Pandas were presented to her family as a gift, and they were then housed in "a special tree house".[39]
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Ailurus fulgens was the scientific name proposed by Frédéric Cuvier in 1825, who described a zoological specimen sent by Alfred Duvaucel "from the mountains north of India". He was the first to also use the vernacular name panda.[40][41] In the 19th and 20th centuries, the following specimens were described:
|
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Pocock distinguished A. f. styani from A. f. fulgens by its longer winter coat and greater blackness of the pelage, bigger skull, more strongly curved forehead, and more robust teeth. His description is based on skulls and skins collected in Sichuan, Myitkyina District, close to the border of Yunnan, and Upper Burma.[8]
|
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Two subspecies are usually recognised, although results from a recent genomic study has suggested that these should be considered separate species:[1][7]
|
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The Brahmaputra River is often considered the natural barrier between the two subspecies, where it makes a curve around the eastern end of the Himalayas, although some authors suggest A. f. fulgens extends farther eastward into China.[43]
|
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The name Ailurus fulgens refulgens is sometimes incorrectly used for A. f. styani. This stems from a lapsus made by Henri Milne-Edwards in 1874.[44] making A. f. refulgens a nomen nudum.[43] This has been corrected in later publications.[45][46]
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At various times, the red panda was placed in the Procyonidae, Ursidae, with Ailuropoda (giant panda) in the Ailuropodinae (until this family was moved into the Ursidae), and into its own family, the Ailuridae. This uncertainty comes from difficulty in determining whether certain characteristics of Ailurus are phylogenetically conservative or are derived and convergent with species of similar ecological habits.[9]
|
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|
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Evidence based on the fossil record, serology, karyology, behavior, anatomy, and reproduction reflect closer affinities with Procyonidae than Ursidae. However, ecological and foraging specializations and distinct geographical distribution in relation to modern procyonids support classification in the separate family Ailuridae.[6][9][47]
|
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|
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Recent molecular systematic DNA research also places the red panda into its own family, Ailuridae, a part of the broad superfamily Musteloidea that also includes the mephitids (skunks), procyonids (raccoons), and mustelids (weasels).[5][47][48] According to the most recent phylogenetic studies, the red panda's closest relatives within the Musteloidea superfamily are the procyonids and mustelids.[49]
|
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|
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It is not a bear, nor closely related to the giant panda, nor a raccoon, nor a lineage of uncertain affinities. Rather it is a basal lineage of musteloid, with a long history of independence from its closest relatives (skunks, raccoons, and otters/weasels/badgers).
|
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|
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The red panda is considered a living fossil and only distantly related to the giant panda (Ailuropoda melanoleuca), as it is naturally more closely related to the other members of the superfamily Musteloidea to which it belongs. The common ancestor of both pandas (which also was an ancestor for all living bears; pinnipeds like seals and walruses; and members of the family Musteloidea like weasels and otters) can be traced back to the Paleogene period tens of millions of years ago, with a wide distribution across Eurasia.
|
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|
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Fossils of the extinct red panda Parailurus anglicus were excavated in sites from China in the east to Britain in the west.[50] In 1977, a single tooth of Parailurus was discovered in the Pliocene Ringold Formation of Washington. This first North American record is almost identical to European specimens and indicates the immigration of this species from Asia.[51] In 2004, a tooth from a red panda species never before recorded in North America was discovered at the Gray Fossil Site in Tennessee. The tooth dates from 4.5–7 million years ago. This species, described as Pristinailurus bristoli, indicates that a second, more primitive ailurine lineage inhabited North America during the Miocene. Cladistic analysis suggests that Parailurus and Ailurus are sister taxa.[50][52] Additional fossils of Pristinailurus bristoli were discovered at the Gray Fossil Site in 2010 and in 2012.[53][54]
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98 |
+
The discovery in Spain of the postcranial remains of Simocyon batalleri, a Miocene relative to the red panda, supports a sister-group relationship between red pandas and bears. The discovery suggests the red panda's "false thumb" was an adaptation to arboreal locomotion — independent of the giant panda's adaptation to manipulate bamboo — one of the most dramatic cases of convergent evolution among vertebrates.[55]
|
99 |
+
|
100 |
+
In 2020, results of a phylogenetic analysis of red panda samples showed that red pandas in China and the Himalayas were separated by a river about 250,000 years ago. Therefore, the two subspecies should be treated as distinct species. The analysed samples showed high levels of population structure across the red panda's range.[7] However, the results of this research should be treated with caution because of the sampling gap of >500 km between the two proposed species, and the lack of isolation-by-distance and morphometric analyses. Additionally, the use of the phylogenetic species concept for species delimitation in mammals has been associated with the unnecessary splitting of subspecies into species.[56][57]
|
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+
|
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+
Ailurus is adopted from the ancient Greek word αἴλουρος (ailouros), meaning "cat".[58] The specific epithet fulgens is Latin for "shining, bright".[59][60]
|
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+
|
104 |
+
Panda is a Roman goddess of peace and travellers, who was called upon before starting a difficult journey.[61]
|
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+
|
106 |
+
The Lepcha call it sak nam. In Nepal, it is called bhalu biralo (bear-cat) and habre. The Sherpa people of Nepal and Sikkim call it ye niglva ponva and wah donka.[62] The word wậː is Sunuwari meaning bear; in Tamang language, a small, red bear is called tāwām.[63] In the Kanchenjunga region of eastern Nepal, the Limbu people know red pandas as kaala (literally "dark") because of their underside pelage; villagers of Tibetan origin call them hoptongar.[64]
|
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+
|
108 |
+
Additionally, Pocock lists the vernacular names ye and nigálya ponya (Nepal); thokya and thongwa (Limbu); oakdonga or wakdonka and woker (Bhotia); saknam sunam (Lepcha).[8] Nigálya may originate from the Nepali word निङालो niṅālo or nĩgālo, a small bamboo, Arundinaria intermedia, but also refers to a kind of small leopard, or cat-bear.[65] The word pónya may originate from the Nepali पञ्जा pajā ("claw") or पौँजा paũjā ("paw").[66]
|
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+
'Poonya' also means "eater of bamboo".[67] The name panda could originate from panjā.[68]
|
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+
|
111 |
+
In modern Chinese, the red panda is called xiăoxióngmāo (小熊猫 and 小熊貓, lesser or small panda, or literally "little bear cat"),[69] or 红熊猫/紅熊貓 (hóngxióngmāo, red panda or literally "red bear cat").[70]
|
112 |
+
|
113 |
+
In English, the red panda is also called the "lesser panda", "true panda" and "common panda".[71][72][73]
|
114 |
+
|
115 |
+
The first known written record of the red panda occurs in a 13th-century Chinese scroll depicting a hunting scene between hunters and the red panda.[29]
|
116 |
+
|
117 |
+
The red panda was recognized as the state animal of Sikkim in the early 1990s,[74] and was the mascot of the Darjeeling Tea Festival.[29]
|
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+
|
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+
In 2005, Babu, a male red panda at Birmingham Nature Centre in Birmingham, England, escaped[75] and briefly became a media celebrity,[75][76] before being recaptured. He was subsequently voted "Brummie of the Year", the first animal to receive this honor.[75][76]
|
120 |
+
Rusty, a male red panda at the National Zoo in Washington, DC, similarly attracted media attention when he briefly escaped in 2013.[77][78]
|
121 |
+
|
122 |
+
The name of the open-source Firefox web browser is said to have been derived from a nickname of the red panda: "fire fox".[79][80]
|
123 |
+
|
124 |
+
An anthropomorphic red panda was featured as Master Shifu, the kung fu teacher, in the 2008 film Kung Fu Panda, and its sequels Kung Fu Panda 2 in 2011 and Kung Fu Panda 3 in 2016.[81] The red panda Futa inspired the character of Pabu, the so-called "fire ferret" animal companion (primarily of Bolin), in the U.S. animated TV series The Legend of Korra.[82]
|
125 |
+
|
126 |
+
Jetstar Japan uses a red panda mascot character named "Jetta" (ジェッ太).[83]
|
127 |
+
|
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+
An anthropomorphic red panda, Retsuko, is the main character of the TV anime and Netflix original series Aggretsuko.[84]
|
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1 |
+
|
2 |
+
|
3 |
+
Petroleum (pronounced /pəˈtroʊliəm/) is a naturally occurring, yellowish-black liquid found in geological formations beneath the Earth's surface. It is commonly refined into various types of fuels. Components of petroleum are separated using a technique called fractional distillation, i.e. separation of a liquid mixture into fractions differing in boiling point by means of distillation, typically using a fractionating column.
|
4 |
+
|
5 |
+
It consists of naturally occurring hydrocarbons of various molecular weights and may contain miscellaneous organic compounds.[1] The name petroleum covers both naturally occurring unprocessed crude oil and petroleum products that are made up of refined crude oil. A fossil fuel, petroleum is formed when large quantities of dead organisms, mostly zooplankton and algae, are buried underneath sedimentary rock and subjected to both intense heat and pressure.
|
6 |
+
|
7 |
+
Petroleum has mostly been recovered by oil drilling (natural petroleum springs are rare). Drilling is carried out after studies of structural geology (at the reservoir scale), sedimentary basin analysis, and reservoir characterisation (mainly in terms of the porosity and permeability of geologic reservoir structures) have been completed.[2][3] It is refined and separated, most easily by distillation, into numerous consumer products, from gasoline (petrol) and kerosene to asphalt and chemical reagents (ethylene, propylene, butene[4], acrylic acid[5][6][7], para-xylene[8]) used to make plastics, pesticides and pharmaceuticals.[9] Petroleum is used in manufacturing a wide variety of materials,[10] and it is estimated that the world consumes about 95 million barrels each day.
|
8 |
+
|
9 |
+
The use of petroleum as fuel contributes to global warming and ocean acidification. According to the UN's Intergovernmental Panel on Climate Change, without fossil fuel phase-out, including petroleum, there will be "severe, pervasive, and irreversible impacts for people and ecosystems".[11]
|
10 |
+
|
11 |
+
The word petroleum comes from Medieval Latin petroleum (literally "rock oil"), which comes from Latin petra, "rock", (from Ancient Greek: πέτρα, romanized: petra, "rock") and Latin oleum, "oil", (from Ancient Greek: ἔλαιον, romanized: élaion, "oil").[12][13]
|
12 |
+
|
13 |
+
The term was used in the treatise De Natura Fossilium, published in 1546 by the German mineralogist Georg Bauer, also known as Georgius Agricola.[14] In the 19th century, the term petroleum was often used to refer to mineral oils produced by distillation from mined organic solids such as cannel coal (and later oil shale) and refined oils produced from them; in the United Kingdom, storage (and later transport) of these oils were regulated by a series of Petroleum Acts, from the Petroleum Act 1863 onwards.
|
14 |
+
|
15 |
+
Petroleum, in one form or another, has been used since ancient times, and is now important across society, including in economy, politics and technology. The rise in importance was due to the invention of the internal combustion engine, the rise in commercial aviation, and the importance of petroleum to industrial organic chemistry, particularly the synthesis of plastics, fertilisers, solvents, adhesives and pesticides.
|
16 |
+
|
17 |
+
More than 4000 years ago, according to Herodotus and Diodorus Siculus, asphalt was used in the construction of the walls and towers of Babylon; there were oil pits near Ardericca (near Babylon), and a pitch spring on Zacynthus.[15] Great quantities of it were found on the banks of the river Issus, one of the tributaries of the Euphrates. Ancient Persian tablets indicate the medicinal and lighting uses of petroleum in the upper levels of their society.
|
18 |
+
|
19 |
+
The use of petroleum in ancient China dates back to more than 2000 years ago. In I Ching, one of the earliest Chinese writings cites that oil in its raw state, without refining, was first discovered, extracted, and used in China in the first century BCE. In addition, the Chinese were the first to record the use of petroleum as fuel as early as the fourth century BCE.[16][17][18] By 347 CE, oil was produced from bamboo-drilled wells in China.[19][20]
|
20 |
+
|
21 |
+
Crude oil was often distilled by Persian chemists, with clear descriptions given in Arabic handbooks such as those of Muhammad ibn Zakarīya Rāzi (Rhazes).[21] The streets of Baghdad were paved with tar, derived from petroleum that became accessible from natural fields in the region. In the 9th century, oil fields were exploited in the area around modern Baku, Azerbaijan. These fields were described by the Arab geographer Abu al-Hasan 'Alī al-Mas'ūdī in the 10th century, and by Marco Polo in the 13th century, who described the output of those wells as hundreds of shiploads.[22] Arab and Persian chemists also distilled crude oil in order to produce flammable products for military purposes. Through Islamic Spain, distillation became available in Western Europe by the 12th century.[23] It has also been present in Romania since the 13th century, being recorded as păcură.[24]
|
22 |
+
|
23 |
+
Early British explorers to Myanmar documented a flourishing oil extraction industry based in Yenangyaung that, in 1795, had hundreds of hand-dug wells under production.[25]
|
24 |
+
|
25 |
+
Pechelbronn (Pitch fountain) is said to be the first European site where petroleum has been explored and used. The still active Erdpechquelle, a spring where petroleum appears mixed with water has been used since 1498, notably for medical purposes. Oil sands have been mined since the 18th century.[26]
|
26 |
+
|
27 |
+
In Wietze in lower Saxony, natural asphalt/bitumen has been explored since the 18th century.[27] Both in Pechelbronn as in Wietze, the coal industry dominated the petroleum technologies.[28]
|
28 |
+
|
29 |
+
Chemist James Young noticed a natural petroleum seepage in the Riddings colliery at Alfreton, Derbyshire from which he distilled a light thin oil suitable for use as lamp oil, at the same time obtaining a more viscous oil suitable for lubricating machinery. In 1848, Young set up a small business refining the crude oil.[29]
|
30 |
+
|
31 |
+
Young eventually succeeded, by distilling cannel coal at a low heat, in creating a fluid resembling petroleum, which when treated in the same way as the seep oil gave similar products. Young found that by slow distillation he could obtain a number of useful liquids from it, one of which he named "paraffine oil" because at low temperatures it congealed into a substance resembling paraffin wax.[29]
|
32 |
+
|
33 |
+
The production of these oils and solid paraffin wax from coal formed the subject of his patent dated 17 October 1850. In 1850 Young & Meldrum and Edward William Binney entered into partnership under the title of E.W. Binney & Co. at Bathgate in West Lothian and E. Meldrum & Co. at Glasgow; their works at Bathgate were completed in 1851 and became the first truly commercial oil-works in the world with the first modern oil refinery.[30]
|
34 |
+
|
35 |
+
The world's first oil refinery was built in 1856 by Ignacy Łukasiewicz.[31] His achievements also included the discovery of how to distill kerosene from seep oil, the invention of the modern kerosene lamp (1853), the introduction of the first modern street lamp in Europe (1853), and the construction of the world's first modern oil well (1854).[32]
|
36 |
+
|
37 |
+
The demand for petroleum as a fuel for lighting in North America and around the world quickly grew.[33] Edwin Drake's 1859 well near Titusville, Pennsylvania, is popularly considered the first modern well. Already 1858 Georg Christian Konrad Hunäus had found a significant amount of petroleum while drilling for lignite 1858 in Wietze, Germany. Wietze later provided about 80% of the German consumption in the Wilhelminian Era.[34] The production stopped in 1963, but Wietze has hosted a Petroleum Museum since 1970.[35]
|
38 |
+
|
39 |
+
Drake's well is probably singled out because it was drilled, not dug; because it used a steam engine; because there was a company associated with it; and because it touched off a major boom.[36] However, there was considerable activity before Drake in various parts of the world in the mid-19th century. A group directed by Major Alexeyev of the Bakinskii Corps of Mining Engineers hand-drilled a well in the Baku region in 1848.[37] There were engine-drilled wells in West Virginia in the same year as Drake's well.[38] An early commercial well was hand dug in Poland in 1853, and another in nearby Romania in 1857. At around the same time the world's first, small, oil refinery was opened at Jasło in Poland, with a larger one opened at Ploiești in Romania shortly after. Romania is the first country in the world to have had its annual crude oil output officially recorded in international statistics: 275 tonnes for 1857.[39][40]
|
40 |
+
|
41 |
+
The first commercial oil well in Canada became operational in 1858 at Oil Springs, Ontario (then Canada West).[41] Businessman James Miller Williams dug several wells between 1855 and 1858 before discovering a rich reserve of oil four metres below ground.[42][specify] Williams extracted 1.5 million litres of crude oil by 1860, refining much of it into kerosene lamp oil. Williams's well became commercially viable a year before Drake's Pennsylvania operation and could be argued to be the first commercial oil well in North America.[43] The discovery at Oil Springs touched off an oil boom which brought hundreds of speculators and workers to the area. Advances in drilling continued into 1862 when local driller Shaw reached a depth of 62 metres using the spring-pole drilling method.[44] On January 16, 1862, after an explosion of natural gas Canada's first oil gusher came into production, shooting into the air at a recorded rate of 3,000 barrels per day.[45] By the end of the 19th century the Russian Empire, particularly the Branobel company in Azerbaijan, had taken the lead in production.[46]
|
42 |
+
|
43 |
+
Access to oil was and still is a major factor in several military conflicts of the twentieth century, including World War II, during which oil facilities were a major strategic asset and were extensively bombed.[47] The German invasion of the Soviet Union included the goal to capture the Baku oilfields, as it would provide much needed oil-supplies for the German military which was suffering from blockades.[48] Oil exploration in North America during the early 20th century later led to the US becoming the leading producer by mid-century. As petroleum production in the US peaked during the 1960s, however, the United States was surpassed by Saudi Arabia and the Soviet Union.[49][50][51]
|
44 |
+
|
45 |
+
In 1973, Saudi Arabia and other Arab nations imposed an oil embargo against the United States, United Kingdom, Japan and other Western nations which supported Israel in the Yom Kippur War of October 1973.[52] The embargo caused an oil crisis with many short- and long-term effects on global politics and the global economy.[53]
|
46 |
+
|
47 |
+
Today, about 90 percent of vehicular fuel needs are met by oil. Petroleum also makes up 40 percent of total energy consumption in the United States, but is responsible for only 1 percent of electricity generation.[54] Petroleum's worth as a portable, dense energy source powering the vast majority of vehicles and as the base of many industrial chemicals makes it one of the world's most important commodities. Viability of the oil commodity is controlled by several key parameters: number of vehicles in the world competing for fuel; quantity of oil exported to the world market (Export Land Model); net energy gain (economically useful energy provided minus energy consumed); political stability of oil exporting nations; and ability to defend oil supply lines.[citation needed]
|
48 |
+
|
49 |
+
The top three oil producing countries are Russia, Saudi Arabia and the United States.[55] In 2018, due in part to developments in hydraulic fracturing and horizontal drilling, the United States became the world's largest producer.[56][57]
|
50 |
+
About 80 percent of the world's readily accessible reserves are located in the Middle East, with 62.5 percent coming from the Arab 5: Saudi Arabia, United Arab Emirates, Iraq, Qatar and Kuwait. A large portion of the world's total oil exists as unconventional sources, such as bitumen in Athabasca oil sands and extra heavy oil in the Orinoco Belt. While significant volumes of oil are extracted from oil sands, particularly in Canada, logistical and technical hurdles remain, as oil extraction requires large amounts of heat and water, making its net energy content quite low relative to conventional crude oil. Thus, Canada's oil sands are not expected to provide more than a few million barrels per day in the foreseeable future.[58][59][60]
|
51 |
+
|
52 |
+
Petroleum includes not only crude oil, but all liquid, gaseous and solid hydrocarbons. Under surface pressure and temperature conditions, lighter hydrocarbons methane, ethane, propane and butane exist as gases, while pentane and heavier hydrocarbons are in the form of liquids or solids. However, in an underground oil reservoir the proportions of gas, liquid, and solid depend on subsurface conditions and on the phase diagram of the petroleum mixture.[61]
|
53 |
+
|
54 |
+
An oil well produces predominantly crude oil, with some natural gas dissolved in it. Because the pressure is lower at the surface than underground, some of the gas will come out of solution and be recovered (or burned) as associated gas or solution gas. A gas well produces predominantly natural gas. However, because the underground temperature and pressure are higher than at the surface, the gas may contain heavier hydrocarbons such as pentane, hexane, and heptane in the gaseous state. At surface conditions these will condense out of the gas to form "natural gas condensate", often shortened to condensate. Condensate resembles gasoline in appearance and is similar in composition to some volatile light crude oils.[62][63][64]
|
55 |
+
|
56 |
+
The proportion of light hydrocarbons in the petroleum mixture varies greatly among different oil fields, ranging from as much as 97 percent by weight in the lighter oils to as little as 50 percent in the heavier oils and bitumens.[citation needed]
|
57 |
+
|
58 |
+
The hydrocarbons in crude oil are mostly alkanes, cycloalkanes and various aromatic hydrocarbons, while the other organic compounds contain nitrogen, oxygen and sulfur, and trace amounts of metals such as iron, nickel, copper and vanadium. Many oil reservoirs contain live bacteria.[65] The exact molecular composition of crude oil varies widely from formation to formation but the proportion of chemical elements varies over fairly narrow limits as follows:[66]
|
59 |
+
|
60 |
+
Four different types of hydrocarbon molecules appear in crude oil. The relative percentage of each varies from oil to oil, determining the properties of each oil.[61]
|
61 |
+
|
62 |
+
Crude oil varies greatly in appearance depending on its composition. It is usually black or dark brown (although it may be yellowish, reddish, or even greenish). In the reservoir it is usually found in association with natural gas, which being lighter forms a "gas cap" over the petroleum, and saline water which, being heavier than most forms of crude oil, generally sinks beneath it. Crude oil may also be found in a semi-solid form mixed with sand and water, as in the Athabasca oil sands in Canada, where it is usually referred to as crude bitumen. In Canada, bitumen is considered a sticky, black, tar-like form of crude oil which is so thick and heavy that it must be heated or diluted before it will flow.[68] Venezuela also has large amounts of oil in the Orinoco oil sands, although the hydrocarbons trapped in them are more fluid than in Canada and are usually called extra heavy oil. These oil sands resources are called unconventional oil to distinguish them from oil which can be extracted using traditional oil well methods. Between them, Canada and Venezuela contain an estimated 3.6 trillion barrels (570×10^9 m3) of bitumen and extra-heavy oil, about twice the volume of the world's reserves of conventional oil.[69]
|
63 |
+
|
64 |
+
Petroleum is used mostly, by volume, for refining into fuel oil and gasoline, both important "primary energy" sources. 84 percent by volume of the hydrocarbons present in petroleum is converted into energy-rich fuels (petroleum-based fuels), including gasoline, diesel, jet, heating, and other fuel oils, and liquefied petroleum gas.[70] The lighter grades of crude oil produce the best yields of these products, but as the world's reserves of light and medium oil are depleted, oil refineries are increasingly having to process heavy oil and bitumen, and use more complex and expensive methods to produce the products required. Because heavier crude oils have too much carbon and not enough hydrogen, these processes generally involve removing carbon from or adding hydrogen to the molecules, and using fluid catalytic cracking to convert the longer, more complex molecules in the oil to the shorter, simpler ones in the fuels.[citation needed]
|
65 |
+
|
66 |
+
Due to its high energy density, easy transportability and relative abundance, oil has become the world's most important source of energy since the mid-1950s. Petroleum is also the raw material for many chemical products, including pharmaceuticals, solvents, fertilizers, pesticides, and plastics; the 16 percent not used for energy production is converted into these other materials. Petroleum is found in porous rock formations in the upper strata of some areas of the Earth's crust. There is also petroleum in oil sands (tar sands). Known oil reserves are typically estimated at around 190 km3 (1.2 trillion (short scale) barrels) without oil sands,[71] or 595 km3 (3.74 trillion barrels) with oil sands.[72] Consumption is currently around 84 million barrels (13.4×10^6 m3) per day, or 4.9 km3 per year, yielding a remaining oil supply of only about 120 years, if current demand remains static.[73]More recent studies, however, put the number at around 50 years[74][75].
|
67 |
+
|
68 |
+
Petroleum is a mixture of a very large number of different hydrocarbons; the most commonly found molecules are alkanes (paraffins), cycloalkanes (naphthenes), aromatic hydrocarbons, or more complicated chemicals like asphaltenes. Each petroleum variety has a unique mix of molecules, which define its physical and chemical properties, like color and viscosity.
|
69 |
+
|
70 |
+
The alkanes, also known as paraffins, are saturated hydrocarbons with straight or branched chains which contain only carbon and hydrogen and have the general formula CnH2n+2. They generally have from 5 to 40 carbon atoms per molecule, although trace amounts of shorter or longer molecules may be present in the mixture.
|
71 |
+
|
72 |
+
The alkanes from pentane (C5H12) to octane (C8H18) are refined into gasoline, the ones from nonane (C9H20) to hexadecane (C16H34) into diesel fuel, kerosene and jet fuel. Alkanes with more than 16 carbon atoms can be refined into fuel oil and lubricating oil. At the heavier end of the range, paraffin wax is an alkane with approximately 25 carbon atoms, while asphalt has 35 and up, although these are usually cracked by modern refineries into more valuable products. The shortest molecules, those with four or fewer carbon atoms, are in a gaseous state at room temperature. They are the petroleum gases. Depending on demand and the cost of recovery, these gases are either flared off, sold as liquefied petroleum gas under pressure, or used to power the refinery's own burners. During the winter, butane (C4H10), is blended into the gasoline pool at high rates, because its high vapour pressure assists with cold starts. Liquified under pressure slightly above atmospheric, it is best known for powering cigarette lighters, but it is also a main fuel source for many developing countries. Propane can be liquified under modest pressure, and is consumed for just about every application relying on petroleum for energy, from cooking to heating to transportation.
|
73 |
+
|
74 |
+
The cycloalkanes, also known as naphthenes, are saturated hydrocarbons which have one or more carbon rings to which hydrogen atoms are attached according to the formula CnH2n. Cycloalkanes have similar properties to alkanes but have higher boiling points.
|
75 |
+
|
76 |
+
The aromatic hydrocarbons are unsaturated hydrocarbons which have one or more planar six-carbon rings called benzene rings, to which hydrogen atoms are attached with the formula CnH2n-6. They tend to burn with a sooty flame, and many have a sweet aroma. Some are carcinogenic.
|
77 |
+
|
78 |
+
These different molecules are separated by fractional distillation at an oil refinery to produce gasoline, jet fuel, kerosene, and other hydrocarbons. For example, 2,2,4-trimethylpentane (isooctane), widely used in gasoline, has a chemical formula of C8H18 and it reacts with oxygen exothermically:[76]
|
79 |
+
|
80 |
+
The number of various molecules in an oil sample can be determined by laboratory analysis. The molecules are typically extracted in a solvent, then separated in a gas chromatograph, and finally determined with a suitable detector, such as a flame ionization detector or a mass spectrometer.[77] Due to the large number of co-eluted hydrocarbons within oil, many cannot be resolved by traditional gas chromatography and typically appear as a hump in the chromatogram. This Unresolved Complex Mixture (UCM) of hydrocarbons is particularly apparent when analysing weathered oils and extracts from tissues of organisms exposed to oil. Some of the component of oil will mix with water: the water associated fraction of the oil.
|
81 |
+
|
82 |
+
Incomplete combustion of petroleum or gasoline results in production of toxic byproducts. Too little oxygen during combustion results in the formation of carbon monoxide. Due to the high temperatures and high pressures involved, exhaust gases from gasoline combustion in car engines usually include nitrogen oxides which are responsible for creation of photochemical smog.
|
83 |
+
|
84 |
+
At a constant volume, the heat of combustion of a petroleum product can be approximated as follows:
|
85 |
+
|
86 |
+
where
|
87 |
+
|
88 |
+
|
89 |
+
|
90 |
+
|
91 |
+
Q
|
92 |
+
|
93 |
+
v
|
94 |
+
|
95 |
+
|
96 |
+
|
97 |
+
|
98 |
+
{\displaystyle Q_{v}}
|
99 |
+
|
100 |
+
is measured in calories per gram and
|
101 |
+
|
102 |
+
|
103 |
+
|
104 |
+
d
|
105 |
+
|
106 |
+
|
107 |
+
{\displaystyle d}
|
108 |
+
|
109 |
+
is the specific gravity at 60 °F (16 °C).
|
110 |
+
|
111 |
+
The thermal conductivity of petroleum based liquids can be modeled as follows:[78]
|
112 |
+
|
113 |
+
where
|
114 |
+
|
115 |
+
|
116 |
+
|
117 |
+
K
|
118 |
+
|
119 |
+
|
120 |
+
{\displaystyle K}
|
121 |
+
|
122 |
+
is measured in BTU · °F−1hr−1ft−1 ,
|
123 |
+
|
124 |
+
|
125 |
+
|
126 |
+
t
|
127 |
+
|
128 |
+
|
129 |
+
{\displaystyle t}
|
130 |
+
|
131 |
+
is measured in °F and
|
132 |
+
|
133 |
+
|
134 |
+
|
135 |
+
A
|
136 |
+
P
|
137 |
+
I
|
138 |
+
|
139 |
+
|
140 |
+
{\displaystyle API}
|
141 |
+
|
142 |
+
is degrees API gravity.
|
143 |
+
|
144 |
+
The specific heat of petroleum oils can be modeled as follows:[79]
|
145 |
+
|
146 |
+
where
|
147 |
+
|
148 |
+
|
149 |
+
|
150 |
+
c
|
151 |
+
|
152 |
+
|
153 |
+
{\displaystyle c}
|
154 |
+
|
155 |
+
is measured in BTU/(lb °F),
|
156 |
+
|
157 |
+
|
158 |
+
|
159 |
+
t
|
160 |
+
|
161 |
+
|
162 |
+
{\displaystyle t}
|
163 |
+
|
164 |
+
is the temperature in Fahrenheit and
|
165 |
+
|
166 |
+
|
167 |
+
|
168 |
+
d
|
169 |
+
|
170 |
+
|
171 |
+
{\displaystyle d}
|
172 |
+
|
173 |
+
is the specific gravity at 60 °F (16 °C).
|
174 |
+
|
175 |
+
In units of kcal/(kg·°C), the formula is:
|
176 |
+
|
177 |
+
where the temperature
|
178 |
+
|
179 |
+
|
180 |
+
|
181 |
+
t
|
182 |
+
|
183 |
+
|
184 |
+
{\displaystyle t}
|
185 |
+
|
186 |
+
is in Celsius and
|
187 |
+
|
188 |
+
|
189 |
+
|
190 |
+
d
|
191 |
+
|
192 |
+
|
193 |
+
{\displaystyle d}
|
194 |
+
|
195 |
+
is the specific gravity at 15 °C.
|
196 |
+
|
197 |
+
The latent heat of vaporization can be modeled under atmospheric conditions as follows:
|
198 |
+
|
199 |
+
where
|
200 |
+
|
201 |
+
|
202 |
+
|
203 |
+
L
|
204 |
+
|
205 |
+
|
206 |
+
{\displaystyle L}
|
207 |
+
|
208 |
+
is measured in BTU/lb,
|
209 |
+
|
210 |
+
|
211 |
+
|
212 |
+
t
|
213 |
+
|
214 |
+
|
215 |
+
{\displaystyle t}
|
216 |
+
|
217 |
+
is measured in °F and
|
218 |
+
|
219 |
+
|
220 |
+
|
221 |
+
d
|
222 |
+
|
223 |
+
|
224 |
+
{\displaystyle d}
|
225 |
+
|
226 |
+
is the specific gravity at 60 °F (16 °C).
|
227 |
+
|
228 |
+
In units of kcal/kg, the formula is:
|
229 |
+
|
230 |
+
where the temperature
|
231 |
+
|
232 |
+
|
233 |
+
|
234 |
+
t
|
235 |
+
|
236 |
+
|
237 |
+
{\displaystyle t}
|
238 |
+
|
239 |
+
is in Celsius and
|
240 |
+
|
241 |
+
|
242 |
+
|
243 |
+
d
|
244 |
+
|
245 |
+
|
246 |
+
{\displaystyle d}
|
247 |
+
|
248 |
+
is the specific gravity at 15 °C.[80]
|
249 |
+
|
250 |
+
Petroleum is a fossil fuel derived from ancient fossilized organic materials, such as zooplankton and algae.[83][84] Vast amounts of these remains settled to sea or lake bottoms where they were covered in stagnant water (water with no dissolved oxygen) or sediments such as mud and silt faster than they could decompose aerobically. Approximately 1 m below this sediment or[clarification needed] water oxygen concentration was low, below 0.1 mg/l, and anoxic conditions existed. Temperatures also remained constant.[84]
|
251 |
+
|
252 |
+
As further layers settled to the sea or lake bed, intense heat and pressure built up in the lower regions. This process caused the organic matter to change, first into a waxy material known as kerogen, found in various oil shales around the world, and then with more heat into liquid and gaseous hydrocarbons via a process known as catagenesis. Formation of petroleum occurs from hydrocarbon pyrolysis in a variety of mainly endothermic reactions at high temperature or pressure, or both.[84][85] These phases are described in detail below.
|
253 |
+
|
254 |
+
In the absence of plentiful oxygen, aerobic bacteria were prevented from decaying the organic matter after it was buried under a layer of sediment or water. However, anaerobic bacteria were able to reduce sulfates and nitrates among the matter to H2S and N2 respectively by using the matter as a source for other reactants. Due to such anaerobic bacteria, at first this matter began to break apart mostly via hydrolysis: polysaccharides and proteins were hydrolyzed to simple sugars and amino acids respectively. These were further anaerobically oxidized at an accelerated rate by the enzymes of the bacteria: e.g., amino acids went through oxidative deamination to imino acids, which in turn reacted further to ammonia and α-keto acids. Monosaccharides in turn ultimately decayed to CO2 and methane. The anaerobic decay products of amino acids, monosaccharides, phenols and aldehydes combined to fulvic acids. Fats and waxes were not extensively hydrolyzed under these mild conditions.[84]
|
255 |
+
|
256 |
+
Some phenolic compounds produced from previous reactions worked as bactericides and the actinomycetales order of bacteria also produced antibiotic compounds (e.g., streptomycin). Thus the action of anaerobic bacteria ceased at about 10 m below the water or sediment. The mixture at this depth contained fulvic acids, unreacted and partially reacted fats and waxes, slightly modified lignin, resins and other hydrocarbons.[84] As more layers of organic matter settled to the sea or lake bed, intense heat and pressure built up in the lower regions.[85] As a consequence, compounds of this mixture began to combine in poorly understood ways to kerogen. Combination happened in a similar fashion as phenol and formaldehyde molecules react to urea-formaldehyde resins, but kerogen formation occurred in a more complex manner due to a bigger variety of reactants. The total process of kerogen formation from the beginning of anaerobic decay is called diagenesis, a word that means a transformation of materials by dissolution and recombination of their constituents.[84]
|
257 |
+
|
258 |
+
Kerogen formation continued to the depth of about 1 km from the Earth's surface where temperatures may reach around 50 °C. Kerogen formation represents a halfway point between organic matter and fossil fuels: kerogen can be exposed to oxygen, oxidize and thus be lost or it could be buried deeper inside the Earth's crust and be subjected to conditions which allow it to slowly transform into fossil fuels like petroleum. The latter happened through catagenesis in which the reactions were mostly radical rearrangements of kerogen. These reactions took thousands to millions of years and no external reactants were involved. Due to radical nature of these reactions, kerogen reacted towards two classes of products: those with low H/C ratio (anthracene or products similar to it) and those with high H/C ratio (methane or products similar to it); i.e., carbon-rich or hydrogen-rich products. Because catagenesis was closed off from external reactants, the resulting composition of the fuel mixture was dependent on the composition of the kerogen via reaction stoichiometry. 3 main types of kerogen exist: type I (algal), II (liptinic) and III (humic), which were formed mainly from algae, plankton and woody plants (this term includes trees, shrubs and lianas) respectively.[84]
|
259 |
+
|
260 |
+
Catagenesis was pyrolytic despite of the fact that it happened at relatively low temperatures (when compared to commercial pyrolysis plants) of 60 to several hundred °C. Pyrolysis was possible because of the long reaction times involved. Heat for catagenesis came from the decomposition of radioactive materials of the crust, especially 40K, 232Th, 235U and 238U. The heat varied with geothermal gradient and was typically 10-30 °C per km of depth from the Earth's surface. Unusual magma intrusions, however, could have created greater localized heating.[84]
|
261 |
+
|
262 |
+
Geologists often refer to the temperature range in which oil forms as an "oil window".[86][84] Below the minimum temperature oil remains trapped in the form of kerogen. Above the maximum temperature the oil is converted to natural gas through the process of thermal cracking. Sometimes, oil formed at extreme depths may migrate and become trapped at a much shallower level. The Athabasca Oil Sands are one example of this.[84]
|
263 |
+
|
264 |
+
An alternative mechanism to the one described above was proposed by Russian scientists in the mid-1850s, the hypothesis of abiogenic petroleum origin (petroleum formed by inorganic means), but this is contradicted by geological and geochemical evidence.[87] Abiogenic sources of oil have been found, but never in commercially profitable amounts. "The controversy isn't over whether abiogenic oil reserves exist," said Larry Nation of the American Association of Petroleum Geologists. "The controversy is over how much they contribute to Earth's overall reserves and how much time and effort geologists should devote to seeking them out."[88]
|
265 |
+
|
266 |
+
Three conditions must be present for oil reservoirs to form:
|
267 |
+
|
268 |
+
The reactions that produce oil and natural gas are often modeled as first order breakdown reactions, where hydrocarbons are broken down to oil and natural gas by a set of parallel reactions, and oil eventually breaks down to natural gas by another set of reactions. The latter set is regularly used in petrochemical plants and oil refineries.
|
269 |
+
|
270 |
+
Wells are drilled into oil reservoirs to extract the crude oil. "Natural lift" production methods that rely on the natural reservoir pressure to force the oil to the surface are usually sufficient for a while after reservoirs are first tapped. In some reservoirs, such as in the Middle East, the natural pressure is sufficient over a long time. The natural pressure in most reservoirs, however, eventually dissipates. Then the oil must be extracted using "artificial lift" means. Over time, these "primary" methods become less effective and "secondary" production methods may be used. A common secondary method is "waterflood" or injection of water into the reservoir to increase pressure and force the oil to the drilled shaft or "wellbore." Eventually "tertiary" or "enhanced" oil recovery methods may be used to increase the oil's flow characteristics by injecting steam, carbon dioxide and other gases or chemicals into the reservoir. In the United States, primary production methods account for less than 40 percent of the oil produced on a daily basis, secondary methods account for about half, and tertiary recovery the remaining 10 percent. Extracting oil (or "bitumen") from oil/tar sand and oil shale deposits requires mining the sand or shale and heating it in a vessel or retort, or using "in-situ" methods of injecting heated liquids into the deposit and then pumping the liquid back out saturated with oil.
|
271 |
+
|
272 |
+
Oil-eating bacteria biodegrade oil that has escaped to the surface. Oil sands are reservoirs of partially biodegraded oil still in the process of escaping and being biodegraded, but they contain so much migrating oil that, although most of it has escaped, vast amounts are still present—more than can be found in conventional oil reservoirs. The lighter fractions of the crude oil are destroyed first, resulting in reservoirs containing an extremely heavy form of crude oil, called crude bitumen in Canada, or extra-heavy crude oil in Venezuela. These two countries have the world's largest deposits of oil sands.[citation needed]
|
273 |
+
|
274 |
+
On the other hand, oil shales are source rocks that have not been exposed to heat or pressure long enough to convert their trapped hydrocarbons into crude oil. Technically speaking, oil shales are not always shales and do not contain oil, but are fined-grain sedimentary rocks containing an insoluble organic solid called kerogen. The kerogen in the rock can be converted into crude oil using heat and pressure to simulate natural processes. The method has been known for centuries and was patented in 1694 under British Crown Patent No. 330 covering, "A way to extract and make great quantities of pitch, tar, and oil out of a sort of stone." Although oil shales are found in many countries, the United States has the world's largest deposits.[89]
|
275 |
+
|
276 |
+
The petroleum industry generally classifies crude oil by the geographic location it is produced in (e.g., West Texas Intermediate, Brent, or Oman), its API gravity (an oil industry measure of density), and its sulfur content. Crude oil may be considered light if it has low density or heavy if it has high density; and it may be referred to as sweet if it contains relatively little sulfur or sour if it contains substantial amounts of sulfur.[citation needed]
|
277 |
+
|
278 |
+
The geographic location is important because it affects transportation costs to the refinery. Light crude oil is more desirable than heavy oil since it produces a higher yield of gasoline, while sweet oil commands a higher price than sour oil because it has fewer environmental problems and requires less refining to meet sulfur standards imposed on fuels in consuming countries. Each crude oil has unique molecular characteristics which are revealed by the use of Crude oil assay analysis in petroleum laboratories.[90]
|
279 |
+
|
280 |
+
Barrels from an area in which the crude oil's molecular characteristics have been determined and the oil has been classified are used as pricing references throughout the world. Some of the common reference crudes are:[citation needed]
|
281 |
+
|
282 |
+
There are declining amounts of these benchmark oils being produced each year, so other oils are more commonly what is actually delivered. While the reference price may be for West Texas Intermediate delivered at Cushing, the actual oil being traded may be a discounted Canadian heavy oil—Western Canadian Select—delivered at Hardisty, Alberta, and for a Brent Blend delivered at Shetland, it may be a discounted Russian Export Blend delivered at the port of Primorsk.[93]
|
283 |
+
|
284 |
+
The petroleum industry is involved in the global processes of exploration, extraction, refining, transporting (often with oil tankers and pipelines), and marketing petroleum products. The largest volume products of the industry are fuel oil and gasoline. Petroleum is also the raw material for many chemical products, including pharmaceuticals, solvents, fertilizers, pesticides, and plastics. The industry is usually divided into three major components: upstream, midstream and downstream. Midstream operations are usually included in the downstream category.[citation needed]
|
285 |
+
|
286 |
+
Petroleum is vital to many industries, and is of importance to the maintenance of industrialized civilization itself, and thus is a critical concern to many nations. Oil accounts for a large percentage of the world's energy consumption, ranging from a low of 32 percent for Europe and Asia, up to a high of 53 percent for the Middle East, South and Central America (44%), Africa (41%), and North America (40%). The world at large consumes 30 billion barrels (4.8 km3) of oil per year, and the top oil consumers largely consist of developed nations. In fact, 24 percent of the oil consumed in 2004 went to the United States alone,[95] though by 2007 this had dropped to 21 percent of world oil consumed.[96]
|
287 |
+
|
288 |
+
In the US, in the states of Arizona, California, Hawaii, Nevada, Oregon and Washington, the Western States Petroleum Association (WSPA) represents companies responsible for producing, distributing, refining, transporting and marketing petroleum. This non-profit trade association was founded in 1907, and is the oldest petroleum trade association in the United States.[97]
|
289 |
+
|
290 |
+
In the 1950s, shipping costs made up 33 percent of the price of oil transported from the Persian Gulf to the United States,[98] but due to the development of supertankers in the 1970s, the cost of shipping dropped to only 5 percent of the price of Persian oil in the US.[98] Due to the increase of the value of the crude oil during the last 30 years, the share of the shipping cost on the final cost of the delivered commodity was less than 3% in 2010. For example, in 2010 the shipping cost from the Persian Gulf to the US was in the range of 20 $/t and the cost of the delivered crude oil around 800 $/t.[citation needed]
|
291 |
+
|
292 |
+
After the collapse of the OPEC-administered pricing system in 1985, and a short-lived experiment with netback pricing, oil-exporting countries adopted a market-linked pricing mechanism. First adopted by PEMEX in 1986, market-linked pricing was widely accepted, and by 1988 became and still is the main method for pricing crude oil in international trade. The current reference, or pricing markers, are Brent, WTI, and Dubai/Oman.[99] Other important market is in Shanghai, because of high consumption in China(rising in XXI century). It is also uncommon, because it shifted trading from USD to RMB.[100]
|
293 |
+
|
294 |
+
The chemical structure of petroleum is heterogeneous, composed of hydrocarbon chains of different lengths. Because of this, petroleum may be taken to oil refineries and the hydrocarbon chemicals separated by distillation and treated by other chemical processes, to be used for a variety of purposes. The total cost per plant is about 9 billion dollars.
|
295 |
+
|
296 |
+
The most common distillation fractions of petroleum are fuels. Fuels include (by increasing boiling temperature range):[66]
|
297 |
+
|
298 |
+
Petroleum classification according to chemical composition.[101]
|
299 |
+
|
300 |
+
Certain types of resultant hydrocarbons may be mixed with other non-hydrocarbons, to create other end products:
|
301 |
+
|
302 |
+
Since the 1940s, agricultural productivity has increased dramatically, due largely to the increased use of energy-intensive mechanization, fertilizers and pesticides.
|
303 |
+
|
304 |
+
Rate of world energy usage per year from 1970.[102]
|
305 |
+
|
306 |
+
Daily oil consumption from 1980 to 2006.
|
307 |
+
|
308 |
+
Oil consumption 1980 to 2007 by region.
|
309 |
+
|
310 |
+
According to the US Energy Information Administration (EIA) estimate for 2011, the world consumes 87.421 million barrels of oil each day.
|
311 |
+
|
312 |
+
This table orders the amount of petroleum consumed in 2011 in thousand barrels (1000 bbl) per day and in thousand cubic metres (1000 m3) per day:[103][104]
|
313 |
+
|
314 |
+
Source: US Energy Information Administration
|
315 |
+
|
316 |
+
Population Data:[105]
|
317 |
+
|
318 |
+
1 peak production of oil already passed in this state
|
319 |
+
|
320 |
+
2 This country is not a major oil producer
|
321 |
+
|
322 |
+
In petroleum industry parlance, production refers to the quantity of crude extracted from reserves, not the literal creation of the product.
|
323 |
+
|
324 |
+
In order of net exports in 2011, 2009 and 2006 in thousand bbl/d and thousand m3/d:
|
325 |
+
|
326 |
+
Source: US Energy Information Administration
|
327 |
+
|
328 |
+
1 peak production already passed in this state
|
329 |
+
|
330 |
+
2 Canadian statistics are complicated by the fact it is both an importer and exporter of crude oil, and refines large amounts of oil for the U.S. market. It is the leading source of U.S. imports of oil and products, averaging 2,500,000 bbl/d (400,000 m3/d) in August 2007.[108]
|
331 |
+
|
332 |
+
Total world production/consumption (as of 2005) is approximately 84 million barrels per day (13,400,000 m3/d).
|
333 |
+
|
334 |
+
In order of net imports in 2011, 2009 and 2006 in thousand bbl/d and thousand m3/d:
|
335 |
+
|
336 |
+
Source: US Energy Information Administration
|
337 |
+
|
338 |
+
1 peak production of oil expected in 2020[109]
|
339 |
+
|
340 |
+
Countries whose oil production is 10% or less of their consumption.
|
341 |
+
|
342 |
+
Source: CIA World Factbook[failed verification]
|
343 |
+
|
344 |
+
Because petroleum is a naturally occurring substance, its presence in the environment need not be the result of human causes such as accidents and routine activities (seismic exploration, drilling, extraction, refining and combustion). Phenomena such as seeps[110] and tar pits are examples of areas that petroleum affects without man's involvement. Regardless of source, petroleum's effects when released into the environment are similar.
|
345 |
+
|
346 |
+
When burned, petroleum releases carbon dioxide, a greenhouse gas. Along with the burning of coal, petroleum combustion is the largest contributor to the increase in atmospheric CO2.[111][112] Atmospheric CO2 has risen over the last 150 years to current levels of over 415 ppmv,[113] from the 180–300 ppmv of the prior 800 thousand years.[114][115][116] This rise in temperature has reduced the minimum Arctic ice pack to 4,320,000 km2 (1,670,000 sq mi), a loss of almost half since satellite measurements started in 1979.[117][118] Because of this melt, more oil reserves have been revealed. About 13 percent of the world's undiscovered oil resides in the Arctic.[119]
|
347 |
+
|
348 |
+
Ocean acidification is the increase in the acidity of the Earth's oceans caused by the uptake of carbon dioxide (CO2) from the atmosphere. This increase in acidity inhibits all marine life—having a greater impact on smaller organisms as well as shelled organisms (see scallops).[120]
|
349 |
+
|
350 |
+
Oil extraction is simply the removal of oil from the reservoir (oil pool). Oil is often recovered as a water-in-oil emulsion, and specialty chemicals called demulsifiers are used to separate the oil from water. Oil extraction is costly and often environmentally damaging. Offshore exploration and extraction of oil disturb the surrounding marine environment.[121]
|
351 |
+
|
352 |
+
Crude oil and refined fuel spills from tanker ship accidents have damaged natural ecosystems and human livelihoods in Alaska, the Gulf of Mexico, the Galápagos Islands, France and many other places.
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The quantity of oil spilled during accidents has ranged from a few hundred tons to several hundred thousand tons (e.g., Deepwater Horizon oil spill, SS Atlantic Empress, Amoco Cadiz). Smaller spills have already proven to have a great impact on ecosystems, such as the Exxon Valdez oil spill.
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Oil spills at sea are generally much more damaging than those on land, since they can spread for hundreds of nautical miles in a thin oil slick which can cover beaches with a thin coating of oil. This can kill sea birds, mammals, shellfish and other organisms it coats. Oil spills on land are more readily containable if a makeshift earth dam can be rapidly bulldozed around the spill site before most of the oil escapes, and land animals can avoid the oil more easily.
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Control of oil spills is difficult, requires ad hoc methods, and often a large amount of manpower. The dropping of bombs and incendiary devices from aircraft on the SS Torrey Canyon wreck produced poor results;[122] modern techniques would include pumping the oil from the wreck, like in the Prestige oil spill or the Erika oil spill.[123]
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Though crude oil is predominantly composed of various hydrocarbons, certain nitrogen heterocyclic compounds, such as pyridine, picoline, and quinoline are reported as contaminants associated with crude oil, as well as facilities processing oil shale or coal, and have also been found at legacy wood treatment sites. These compounds have a very high water solubility, and thus tend to dissolve and move with water. Certain naturally occurring bacteria, such as Micrococcus, Arthrobacter, and Rhodococcus have been shown to degrade these contaminants.[124]
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A tarball is a blob of crude oil (not to be confused with tar, which is a man-made product derived from pine trees or refined from petroleum) which has been weathered after floating in the ocean. Tarballs are an aquatic pollutant in most environments, although they can occur naturally, for example in the Santa Barbara Channel of California[125][126] or in the Gulf of Mexico off Texas.[127] Their concentration and features have been used to assess the extent of oil spills. Their composition can be used to identify their sources of origin,[128][129] and tarballs themselves may be dispersed over long distances by deep sea currents.[126] They are slowly decomposed by bacteria, including Chromobacterium violaceum, Cladosporium resinae, Bacillus submarinus, Micrococcus varians, Pseudomonas aeruginosa, Candida marina and Saccharomyces estuari.[125]
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James S. Robbins has argued that the advent of petroleum-refined kerosene saved some species of great whales from extinction by providing an inexpensive substitute for whale oil, thus eliminating the economic imperative for open-boat whaling.[130]
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In the United States in 2007 about 70 percent of petroleum was used for transportation (e.g. gasoline, diesel, jet fuel), 24 percent by industry (e.g. production of plastics), 5 percent for residential and commercial uses, and 2 percent for electricity production.[131] Outside of the US, a higher proportion of petroleum tends to be used for electricity.[132]
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Petroleum-based vehicle fuels can be replaced by either alternative fuels, or other methods of propulsion such as electric or nuclear.
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Alternative fuel vehicles refers to both:
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Biological feedstocks do exist for industrial uses such as Bioplastic production.[133]
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In oil producing countries with little refinery capacity, oil is sometimes burned to produce electricity. Renewable energy technologies such as solar power, wind power, micro hydro, biomass and biofuels are used, but the primary alternatives remain large-scale hydroelectricity, nuclear and coal-fired generation.
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Consumption in the twentieth and twenty-first centuries has been abundantly pushed by automobile sector growth. The 1985–2003 oil glut even fueled the sales of low fuel economy vehicles in OECD countries. The 2008 economic crisis seems to have had some impact on the sales of such vehicles; still, in 2008 oil consumption showed a small increase.
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In 2016 Goldman Sachs predicted lower demand for oil due to emerging economies concerns, especially China.[134] The BRICS (Brasil, Russia, India, China, South Africa) countries might also kick in, as China briefly was the first automobile market in December 2009.[135] The immediate outlook still hints upwards. In the long term, uncertainties linger; the OPEC believes that the OECD countries will push low consumption policies at some point in the future; when that happens, it will definitely curb oil sales, and both OPEC and the Energy Information Administration (EIA) kept lowering their 2020 consumption estimates during the past five years.[136] A detailed review of International Energy Agency oil projections have revealed that revisions of world oil production, price and investments have been motivated by a combination of demand and supply factors.[137] All together, Non-OPEC conventional projections have been fairly stable the last 15 years, while downward revisions were mainly allocated to OPEC. Recent upward revisions are primarily a result of US tight oil.
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Production will also face an increasingly complex situation; while OPEC countries still have large reserves at low production prices, newly found reservoirs often lead to higher prices; offshore giants such as Tupi, Guara and Tiber demand high investments and ever-increasing technological abilities. Subsalt reservoirs such as Tupi were unknown in the twentieth century, mainly because the industry was unable to probe them. Enhanced Oil Recovery (EOR) techniques (example: DaQing, China[138]) will continue to play a major role in increasing the world's recoverable oil.
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The expected availability of petroleum resources has always been around 35 years or even less since the start of the modern exploration. The oil constant, an insider pun in the German industry, refers to that effect.[139]
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A growing number of divestment campaigns from major funds pushed by newer generations who question the sustainability of petroleum may hinder the financing of future oil prospection and production.
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Peak oil is a term applied to the projection that future petroleum production (whether for individual oil wells, entire oil fields, whole countries, or worldwide production) will eventually peak and then decline at a similar rate to the rate of increase before the peak as these reserves are exhausted. The peak of oil discoveries was in 1965, and oil production per year has surpassed oil discoveries every year since 1980.[140] However, this does not mean that potential oil production has surpassed oil demand.
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Hubbert applied his theory to accurately predict the peak of U.S. conventional oil production at a date between 1966 and 1970. This prediction was based on data available at the time of his publication in 1956. In the same paper, Hubbert predicts world peak oil in "half a century" after his publication, which would be 2006.[141]
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It is difficult to predict the oil peak in any given region, due to the lack of knowledge and/or transparency in accounting of global oil reserves.[142] Based on available production data, proponents have previously predicted the peak for the world to be in years 1989, 1995, or 1995–2000. Some of these predictions date from before the recession of the early 1980s, and the consequent reduction in global consumption, the effect of which was to delay the date of any peak by several years. Just as the 1971 U.S. peak in oil production was only clearly recognized after the fact, a peak in world production will be difficult to discern until production clearly drops off.[143] The peak is also a moving target as it is now measured as "liquids", which includes synthetic fuels, instead of just conventional oil.[144]
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The International Energy Agency (IEA) said in 2010 that production of conventional crude oil had peaked in 2006 at 70 MBBL/d, then flattened at 68 or 69 thereafter.[145][146] Since virtually all economic sectors rely heavily on petroleum, peak oil, if it were to occur, could lead to a "partial or complete failure of markets".[147] In the mid-2000s, widespread fears of an imminent peak led to the "peak oil movement," in which over one hundred thousand Americans prepared, individually and collectively, for the "post-carbon" future.[148]
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While there has been much focus historically on peak oil supply, focus is increasingly shifting to peak demand as more countries seek to transition to renewable energy. The GeGaLo index of geopolitical gains and losses assesses how the geopolitical position of 156 countries may change if the world fully transitions to renewable energy resources. Former oil exporters are expected to lose power, while the positions of former oil importers and countries rich in renewable energy resources is expected to strengthen.[149]
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Unconventional oil is petroleum produced or extracted using techniques other than the conventional methods.[150][151] The calculus for peak oil has changed with the introduction of unconventional production methods. In particular, the combination of horizontal drilling and hydraulic fracturing has resulted in a significant increase in production from previously uneconomic plays.[152] Analysts expected that $150 billion would be spent on further developing North American tight oil fields in 2015. The large increase in tight oil production is one of the reasons behind the price drop in late 2014.[153] Certain rock strata contain hydrocarbons but have low permeability and are not thick from a vertical perspective. Conventional vertical wells would be unable to economically retrieve these hydrocarbons. Horizontal drilling, extending horizontally through the strata, permits the well to access a much greater volume of the strata. Hydraulic fracturing creates greater permeability and increases hydrocarbon flow to the wellbore.
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1 |
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Petroleum (pronounced /pəˈtroʊliəm/) is a naturally occurring, yellowish-black liquid found in geological formations beneath the Earth's surface. It is commonly refined into various types of fuels. Components of petroleum are separated using a technique called fractional distillation, i.e. separation of a liquid mixture into fractions differing in boiling point by means of distillation, typically using a fractionating column.
|
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|
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It consists of naturally occurring hydrocarbons of various molecular weights and may contain miscellaneous organic compounds.[1] The name petroleum covers both naturally occurring unprocessed crude oil and petroleum products that are made up of refined crude oil. A fossil fuel, petroleum is formed when large quantities of dead organisms, mostly zooplankton and algae, are buried underneath sedimentary rock and subjected to both intense heat and pressure.
|
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|
7 |
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Petroleum has mostly been recovered by oil drilling (natural petroleum springs are rare). Drilling is carried out after studies of structural geology (at the reservoir scale), sedimentary basin analysis, and reservoir characterisation (mainly in terms of the porosity and permeability of geologic reservoir structures) have been completed.[2][3] It is refined and separated, most easily by distillation, into numerous consumer products, from gasoline (petrol) and kerosene to asphalt and chemical reagents (ethylene, propylene, butene[4], acrylic acid[5][6][7], para-xylene[8]) used to make plastics, pesticides and pharmaceuticals.[9] Petroleum is used in manufacturing a wide variety of materials,[10] and it is estimated that the world consumes about 95 million barrels each day.
|
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|
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The use of petroleum as fuel contributes to global warming and ocean acidification. According to the UN's Intergovernmental Panel on Climate Change, without fossil fuel phase-out, including petroleum, there will be "severe, pervasive, and irreversible impacts for people and ecosystems".[11]
|
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|
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The word petroleum comes from Medieval Latin petroleum (literally "rock oil"), which comes from Latin petra, "rock", (from Ancient Greek: πέτρα, romanized: petra, "rock") and Latin oleum, "oil", (from Ancient Greek: ἔλαιον, romanized: élaion, "oil").[12][13]
|
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|
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The term was used in the treatise De Natura Fossilium, published in 1546 by the German mineralogist Georg Bauer, also known as Georgius Agricola.[14] In the 19th century, the term petroleum was often used to refer to mineral oils produced by distillation from mined organic solids such as cannel coal (and later oil shale) and refined oils produced from them; in the United Kingdom, storage (and later transport) of these oils were regulated by a series of Petroleum Acts, from the Petroleum Act 1863 onwards.
|
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|
15 |
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Petroleum, in one form or another, has been used since ancient times, and is now important across society, including in economy, politics and technology. The rise in importance was due to the invention of the internal combustion engine, the rise in commercial aviation, and the importance of petroleum to industrial organic chemistry, particularly the synthesis of plastics, fertilisers, solvents, adhesives and pesticides.
|
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|
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More than 4000 years ago, according to Herodotus and Diodorus Siculus, asphalt was used in the construction of the walls and towers of Babylon; there were oil pits near Ardericca (near Babylon), and a pitch spring on Zacynthus.[15] Great quantities of it were found on the banks of the river Issus, one of the tributaries of the Euphrates. Ancient Persian tablets indicate the medicinal and lighting uses of petroleum in the upper levels of their society.
|
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|
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The use of petroleum in ancient China dates back to more than 2000 years ago. In I Ching, one of the earliest Chinese writings cites that oil in its raw state, without refining, was first discovered, extracted, and used in China in the first century BCE. In addition, the Chinese were the first to record the use of petroleum as fuel as early as the fourth century BCE.[16][17][18] By 347 CE, oil was produced from bamboo-drilled wells in China.[19][20]
|
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|
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+
Crude oil was often distilled by Persian chemists, with clear descriptions given in Arabic handbooks such as those of Muhammad ibn Zakarīya Rāzi (Rhazes).[21] The streets of Baghdad were paved with tar, derived from petroleum that became accessible from natural fields in the region. In the 9th century, oil fields were exploited in the area around modern Baku, Azerbaijan. These fields were described by the Arab geographer Abu al-Hasan 'Alī al-Mas'ūdī in the 10th century, and by Marco Polo in the 13th century, who described the output of those wells as hundreds of shiploads.[22] Arab and Persian chemists also distilled crude oil in order to produce flammable products for military purposes. Through Islamic Spain, distillation became available in Western Europe by the 12th century.[23] It has also been present in Romania since the 13th century, being recorded as păcură.[24]
|
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|
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Early British explorers to Myanmar documented a flourishing oil extraction industry based in Yenangyaung that, in 1795, had hundreds of hand-dug wells under production.[25]
|
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+
|
25 |
+
Pechelbronn (Pitch fountain) is said to be the first European site where petroleum has been explored and used. The still active Erdpechquelle, a spring where petroleum appears mixed with water has been used since 1498, notably for medical purposes. Oil sands have been mined since the 18th century.[26]
|
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+
|
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+
In Wietze in lower Saxony, natural asphalt/bitumen has been explored since the 18th century.[27] Both in Pechelbronn as in Wietze, the coal industry dominated the petroleum technologies.[28]
|
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+
|
29 |
+
Chemist James Young noticed a natural petroleum seepage in the Riddings colliery at Alfreton, Derbyshire from which he distilled a light thin oil suitable for use as lamp oil, at the same time obtaining a more viscous oil suitable for lubricating machinery. In 1848, Young set up a small business refining the crude oil.[29]
|
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|
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Young eventually succeeded, by distilling cannel coal at a low heat, in creating a fluid resembling petroleum, which when treated in the same way as the seep oil gave similar products. Young found that by slow distillation he could obtain a number of useful liquids from it, one of which he named "paraffine oil" because at low temperatures it congealed into a substance resembling paraffin wax.[29]
|
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|
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+
The production of these oils and solid paraffin wax from coal formed the subject of his patent dated 17 October 1850. In 1850 Young & Meldrum and Edward William Binney entered into partnership under the title of E.W. Binney & Co. at Bathgate in West Lothian and E. Meldrum & Co. at Glasgow; their works at Bathgate were completed in 1851 and became the first truly commercial oil-works in the world with the first modern oil refinery.[30]
|
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|
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The world's first oil refinery was built in 1856 by Ignacy Łukasiewicz.[31] His achievements also included the discovery of how to distill kerosene from seep oil, the invention of the modern kerosene lamp (1853), the introduction of the first modern street lamp in Europe (1853), and the construction of the world's first modern oil well (1854).[32]
|
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|
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The demand for petroleum as a fuel for lighting in North America and around the world quickly grew.[33] Edwin Drake's 1859 well near Titusville, Pennsylvania, is popularly considered the first modern well. Already 1858 Georg Christian Konrad Hunäus had found a significant amount of petroleum while drilling for lignite 1858 in Wietze, Germany. Wietze later provided about 80% of the German consumption in the Wilhelminian Era.[34] The production stopped in 1963, but Wietze has hosted a Petroleum Museum since 1970.[35]
|
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|
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+
Drake's well is probably singled out because it was drilled, not dug; because it used a steam engine; because there was a company associated with it; and because it touched off a major boom.[36] However, there was considerable activity before Drake in various parts of the world in the mid-19th century. A group directed by Major Alexeyev of the Bakinskii Corps of Mining Engineers hand-drilled a well in the Baku region in 1848.[37] There were engine-drilled wells in West Virginia in the same year as Drake's well.[38] An early commercial well was hand dug in Poland in 1853, and another in nearby Romania in 1857. At around the same time the world's first, small, oil refinery was opened at Jasło in Poland, with a larger one opened at Ploiești in Romania shortly after. Romania is the first country in the world to have had its annual crude oil output officially recorded in international statistics: 275 tonnes for 1857.[39][40]
|
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+
The first commercial oil well in Canada became operational in 1858 at Oil Springs, Ontario (then Canada West).[41] Businessman James Miller Williams dug several wells between 1855 and 1858 before discovering a rich reserve of oil four metres below ground.[42][specify] Williams extracted 1.5 million litres of crude oil by 1860, refining much of it into kerosene lamp oil. Williams's well became commercially viable a year before Drake's Pennsylvania operation and could be argued to be the first commercial oil well in North America.[43] The discovery at Oil Springs touched off an oil boom which brought hundreds of speculators and workers to the area. Advances in drilling continued into 1862 when local driller Shaw reached a depth of 62 metres using the spring-pole drilling method.[44] On January 16, 1862, after an explosion of natural gas Canada's first oil gusher came into production, shooting into the air at a recorded rate of 3,000 barrels per day.[45] By the end of the 19th century the Russian Empire, particularly the Branobel company in Azerbaijan, had taken the lead in production.[46]
|
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Access to oil was and still is a major factor in several military conflicts of the twentieth century, including World War II, during which oil facilities were a major strategic asset and were extensively bombed.[47] The German invasion of the Soviet Union included the goal to capture the Baku oilfields, as it would provide much needed oil-supplies for the German military which was suffering from blockades.[48] Oil exploration in North America during the early 20th century later led to the US becoming the leading producer by mid-century. As petroleum production in the US peaked during the 1960s, however, the United States was surpassed by Saudi Arabia and the Soviet Union.[49][50][51]
|
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|
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In 1973, Saudi Arabia and other Arab nations imposed an oil embargo against the United States, United Kingdom, Japan and other Western nations which supported Israel in the Yom Kippur War of October 1973.[52] The embargo caused an oil crisis with many short- and long-term effects on global politics and the global economy.[53]
|
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|
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Today, about 90 percent of vehicular fuel needs are met by oil. Petroleum also makes up 40 percent of total energy consumption in the United States, but is responsible for only 1 percent of electricity generation.[54] Petroleum's worth as a portable, dense energy source powering the vast majority of vehicles and as the base of many industrial chemicals makes it one of the world's most important commodities. Viability of the oil commodity is controlled by several key parameters: number of vehicles in the world competing for fuel; quantity of oil exported to the world market (Export Land Model); net energy gain (economically useful energy provided minus energy consumed); political stability of oil exporting nations; and ability to defend oil supply lines.[citation needed]
|
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|
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The top three oil producing countries are Russia, Saudi Arabia and the United States.[55] In 2018, due in part to developments in hydraulic fracturing and horizontal drilling, the United States became the world's largest producer.[56][57]
|
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+
About 80 percent of the world's readily accessible reserves are located in the Middle East, with 62.5 percent coming from the Arab 5: Saudi Arabia, United Arab Emirates, Iraq, Qatar and Kuwait. A large portion of the world's total oil exists as unconventional sources, such as bitumen in Athabasca oil sands and extra heavy oil in the Orinoco Belt. While significant volumes of oil are extracted from oil sands, particularly in Canada, logistical and technical hurdles remain, as oil extraction requires large amounts of heat and water, making its net energy content quite low relative to conventional crude oil. Thus, Canada's oil sands are not expected to provide more than a few million barrels per day in the foreseeable future.[58][59][60]
|
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+
|
52 |
+
Petroleum includes not only crude oil, but all liquid, gaseous and solid hydrocarbons. Under surface pressure and temperature conditions, lighter hydrocarbons methane, ethane, propane and butane exist as gases, while pentane and heavier hydrocarbons are in the form of liquids or solids. However, in an underground oil reservoir the proportions of gas, liquid, and solid depend on subsurface conditions and on the phase diagram of the petroleum mixture.[61]
|
53 |
+
|
54 |
+
An oil well produces predominantly crude oil, with some natural gas dissolved in it. Because the pressure is lower at the surface than underground, some of the gas will come out of solution and be recovered (or burned) as associated gas or solution gas. A gas well produces predominantly natural gas. However, because the underground temperature and pressure are higher than at the surface, the gas may contain heavier hydrocarbons such as pentane, hexane, and heptane in the gaseous state. At surface conditions these will condense out of the gas to form "natural gas condensate", often shortened to condensate. Condensate resembles gasoline in appearance and is similar in composition to some volatile light crude oils.[62][63][64]
|
55 |
+
|
56 |
+
The proportion of light hydrocarbons in the petroleum mixture varies greatly among different oil fields, ranging from as much as 97 percent by weight in the lighter oils to as little as 50 percent in the heavier oils and bitumens.[citation needed]
|
57 |
+
|
58 |
+
The hydrocarbons in crude oil are mostly alkanes, cycloalkanes and various aromatic hydrocarbons, while the other organic compounds contain nitrogen, oxygen and sulfur, and trace amounts of metals such as iron, nickel, copper and vanadium. Many oil reservoirs contain live bacteria.[65] The exact molecular composition of crude oil varies widely from formation to formation but the proportion of chemical elements varies over fairly narrow limits as follows:[66]
|
59 |
+
|
60 |
+
Four different types of hydrocarbon molecules appear in crude oil. The relative percentage of each varies from oil to oil, determining the properties of each oil.[61]
|
61 |
+
|
62 |
+
Crude oil varies greatly in appearance depending on its composition. It is usually black or dark brown (although it may be yellowish, reddish, or even greenish). In the reservoir it is usually found in association with natural gas, which being lighter forms a "gas cap" over the petroleum, and saline water which, being heavier than most forms of crude oil, generally sinks beneath it. Crude oil may also be found in a semi-solid form mixed with sand and water, as in the Athabasca oil sands in Canada, where it is usually referred to as crude bitumen. In Canada, bitumen is considered a sticky, black, tar-like form of crude oil which is so thick and heavy that it must be heated or diluted before it will flow.[68] Venezuela also has large amounts of oil in the Orinoco oil sands, although the hydrocarbons trapped in them are more fluid than in Canada and are usually called extra heavy oil. These oil sands resources are called unconventional oil to distinguish them from oil which can be extracted using traditional oil well methods. Between them, Canada and Venezuela contain an estimated 3.6 trillion barrels (570×10^9 m3) of bitumen and extra-heavy oil, about twice the volume of the world's reserves of conventional oil.[69]
|
63 |
+
|
64 |
+
Petroleum is used mostly, by volume, for refining into fuel oil and gasoline, both important "primary energy" sources. 84 percent by volume of the hydrocarbons present in petroleum is converted into energy-rich fuels (petroleum-based fuels), including gasoline, diesel, jet, heating, and other fuel oils, and liquefied petroleum gas.[70] The lighter grades of crude oil produce the best yields of these products, but as the world's reserves of light and medium oil are depleted, oil refineries are increasingly having to process heavy oil and bitumen, and use more complex and expensive methods to produce the products required. Because heavier crude oils have too much carbon and not enough hydrogen, these processes generally involve removing carbon from or adding hydrogen to the molecules, and using fluid catalytic cracking to convert the longer, more complex molecules in the oil to the shorter, simpler ones in the fuels.[citation needed]
|
65 |
+
|
66 |
+
Due to its high energy density, easy transportability and relative abundance, oil has become the world's most important source of energy since the mid-1950s. Petroleum is also the raw material for many chemical products, including pharmaceuticals, solvents, fertilizers, pesticides, and plastics; the 16 percent not used for energy production is converted into these other materials. Petroleum is found in porous rock formations in the upper strata of some areas of the Earth's crust. There is also petroleum in oil sands (tar sands). Known oil reserves are typically estimated at around 190 km3 (1.2 trillion (short scale) barrels) without oil sands,[71] or 595 km3 (3.74 trillion barrels) with oil sands.[72] Consumption is currently around 84 million barrels (13.4×10^6 m3) per day, or 4.9 km3 per year, yielding a remaining oil supply of only about 120 years, if current demand remains static.[73]More recent studies, however, put the number at around 50 years[74][75].
|
67 |
+
|
68 |
+
Petroleum is a mixture of a very large number of different hydrocarbons; the most commonly found molecules are alkanes (paraffins), cycloalkanes (naphthenes), aromatic hydrocarbons, or more complicated chemicals like asphaltenes. Each petroleum variety has a unique mix of molecules, which define its physical and chemical properties, like color and viscosity.
|
69 |
+
|
70 |
+
The alkanes, also known as paraffins, are saturated hydrocarbons with straight or branched chains which contain only carbon and hydrogen and have the general formula CnH2n+2. They generally have from 5 to 40 carbon atoms per molecule, although trace amounts of shorter or longer molecules may be present in the mixture.
|
71 |
+
|
72 |
+
The alkanes from pentane (C5H12) to octane (C8H18) are refined into gasoline, the ones from nonane (C9H20) to hexadecane (C16H34) into diesel fuel, kerosene and jet fuel. Alkanes with more than 16 carbon atoms can be refined into fuel oil and lubricating oil. At the heavier end of the range, paraffin wax is an alkane with approximately 25 carbon atoms, while asphalt has 35 and up, although these are usually cracked by modern refineries into more valuable products. The shortest molecules, those with four or fewer carbon atoms, are in a gaseous state at room temperature. They are the petroleum gases. Depending on demand and the cost of recovery, these gases are either flared off, sold as liquefied petroleum gas under pressure, or used to power the refinery's own burners. During the winter, butane (C4H10), is blended into the gasoline pool at high rates, because its high vapour pressure assists with cold starts. Liquified under pressure slightly above atmospheric, it is best known for powering cigarette lighters, but it is also a main fuel source for many developing countries. Propane can be liquified under modest pressure, and is consumed for just about every application relying on petroleum for energy, from cooking to heating to transportation.
|
73 |
+
|
74 |
+
The cycloalkanes, also known as naphthenes, are saturated hydrocarbons which have one or more carbon rings to which hydrogen atoms are attached according to the formula CnH2n. Cycloalkanes have similar properties to alkanes but have higher boiling points.
|
75 |
+
|
76 |
+
The aromatic hydrocarbons are unsaturated hydrocarbons which have one or more planar six-carbon rings called benzene rings, to which hydrogen atoms are attached with the formula CnH2n-6. They tend to burn with a sooty flame, and many have a sweet aroma. Some are carcinogenic.
|
77 |
+
|
78 |
+
These different molecules are separated by fractional distillation at an oil refinery to produce gasoline, jet fuel, kerosene, and other hydrocarbons. For example, 2,2,4-trimethylpentane (isooctane), widely used in gasoline, has a chemical formula of C8H18 and it reacts with oxygen exothermically:[76]
|
79 |
+
|
80 |
+
The number of various molecules in an oil sample can be determined by laboratory analysis. The molecules are typically extracted in a solvent, then separated in a gas chromatograph, and finally determined with a suitable detector, such as a flame ionization detector or a mass spectrometer.[77] Due to the large number of co-eluted hydrocarbons within oil, many cannot be resolved by traditional gas chromatography and typically appear as a hump in the chromatogram. This Unresolved Complex Mixture (UCM) of hydrocarbons is particularly apparent when analysing weathered oils and extracts from tissues of organisms exposed to oil. Some of the component of oil will mix with water: the water associated fraction of the oil.
|
81 |
+
|
82 |
+
Incomplete combustion of petroleum or gasoline results in production of toxic byproducts. Too little oxygen during combustion results in the formation of carbon monoxide. Due to the high temperatures and high pressures involved, exhaust gases from gasoline combustion in car engines usually include nitrogen oxides which are responsible for creation of photochemical smog.
|
83 |
+
|
84 |
+
At a constant volume, the heat of combustion of a petroleum product can be approximated as follows:
|
85 |
+
|
86 |
+
where
|
87 |
+
|
88 |
+
|
89 |
+
|
90 |
+
|
91 |
+
Q
|
92 |
+
|
93 |
+
v
|
94 |
+
|
95 |
+
|
96 |
+
|
97 |
+
|
98 |
+
{\displaystyle Q_{v}}
|
99 |
+
|
100 |
+
is measured in calories per gram and
|
101 |
+
|
102 |
+
|
103 |
+
|
104 |
+
d
|
105 |
+
|
106 |
+
|
107 |
+
{\displaystyle d}
|
108 |
+
|
109 |
+
is the specific gravity at 60 °F (16 °C).
|
110 |
+
|
111 |
+
The thermal conductivity of petroleum based liquids can be modeled as follows:[78]
|
112 |
+
|
113 |
+
where
|
114 |
+
|
115 |
+
|
116 |
+
|
117 |
+
K
|
118 |
+
|
119 |
+
|
120 |
+
{\displaystyle K}
|
121 |
+
|
122 |
+
is measured in BTU · °F−1hr−1ft−1 ,
|
123 |
+
|
124 |
+
|
125 |
+
|
126 |
+
t
|
127 |
+
|
128 |
+
|
129 |
+
{\displaystyle t}
|
130 |
+
|
131 |
+
is measured in °F and
|
132 |
+
|
133 |
+
|
134 |
+
|
135 |
+
A
|
136 |
+
P
|
137 |
+
I
|
138 |
+
|
139 |
+
|
140 |
+
{\displaystyle API}
|
141 |
+
|
142 |
+
is degrees API gravity.
|
143 |
+
|
144 |
+
The specific heat of petroleum oils can be modeled as follows:[79]
|
145 |
+
|
146 |
+
where
|
147 |
+
|
148 |
+
|
149 |
+
|
150 |
+
c
|
151 |
+
|
152 |
+
|
153 |
+
{\displaystyle c}
|
154 |
+
|
155 |
+
is measured in BTU/(lb °F),
|
156 |
+
|
157 |
+
|
158 |
+
|
159 |
+
t
|
160 |
+
|
161 |
+
|
162 |
+
{\displaystyle t}
|
163 |
+
|
164 |
+
is the temperature in Fahrenheit and
|
165 |
+
|
166 |
+
|
167 |
+
|
168 |
+
d
|
169 |
+
|
170 |
+
|
171 |
+
{\displaystyle d}
|
172 |
+
|
173 |
+
is the specific gravity at 60 °F (16 °C).
|
174 |
+
|
175 |
+
In units of kcal/(kg·°C), the formula is:
|
176 |
+
|
177 |
+
where the temperature
|
178 |
+
|
179 |
+
|
180 |
+
|
181 |
+
t
|
182 |
+
|
183 |
+
|
184 |
+
{\displaystyle t}
|
185 |
+
|
186 |
+
is in Celsius and
|
187 |
+
|
188 |
+
|
189 |
+
|
190 |
+
d
|
191 |
+
|
192 |
+
|
193 |
+
{\displaystyle d}
|
194 |
+
|
195 |
+
is the specific gravity at 15 °C.
|
196 |
+
|
197 |
+
The latent heat of vaporization can be modeled under atmospheric conditions as follows:
|
198 |
+
|
199 |
+
where
|
200 |
+
|
201 |
+
|
202 |
+
|
203 |
+
L
|
204 |
+
|
205 |
+
|
206 |
+
{\displaystyle L}
|
207 |
+
|
208 |
+
is measured in BTU/lb,
|
209 |
+
|
210 |
+
|
211 |
+
|
212 |
+
t
|
213 |
+
|
214 |
+
|
215 |
+
{\displaystyle t}
|
216 |
+
|
217 |
+
is measured in °F and
|
218 |
+
|
219 |
+
|
220 |
+
|
221 |
+
d
|
222 |
+
|
223 |
+
|
224 |
+
{\displaystyle d}
|
225 |
+
|
226 |
+
is the specific gravity at 60 °F (16 °C).
|
227 |
+
|
228 |
+
In units of kcal/kg, the formula is:
|
229 |
+
|
230 |
+
where the temperature
|
231 |
+
|
232 |
+
|
233 |
+
|
234 |
+
t
|
235 |
+
|
236 |
+
|
237 |
+
{\displaystyle t}
|
238 |
+
|
239 |
+
is in Celsius and
|
240 |
+
|
241 |
+
|
242 |
+
|
243 |
+
d
|
244 |
+
|
245 |
+
|
246 |
+
{\displaystyle d}
|
247 |
+
|
248 |
+
is the specific gravity at 15 °C.[80]
|
249 |
+
|
250 |
+
Petroleum is a fossil fuel derived from ancient fossilized organic materials, such as zooplankton and algae.[83][84] Vast amounts of these remains settled to sea or lake bottoms where they were covered in stagnant water (water with no dissolved oxygen) or sediments such as mud and silt faster than they could decompose aerobically. Approximately 1 m below this sediment or[clarification needed] water oxygen concentration was low, below 0.1 mg/l, and anoxic conditions existed. Temperatures also remained constant.[84]
|
251 |
+
|
252 |
+
As further layers settled to the sea or lake bed, intense heat and pressure built up in the lower regions. This process caused the organic matter to change, first into a waxy material known as kerogen, found in various oil shales around the world, and then with more heat into liquid and gaseous hydrocarbons via a process known as catagenesis. Formation of petroleum occurs from hydrocarbon pyrolysis in a variety of mainly endothermic reactions at high temperature or pressure, or both.[84][85] These phases are described in detail below.
|
253 |
+
|
254 |
+
In the absence of plentiful oxygen, aerobic bacteria were prevented from decaying the organic matter after it was buried under a layer of sediment or water. However, anaerobic bacteria were able to reduce sulfates and nitrates among the matter to H2S and N2 respectively by using the matter as a source for other reactants. Due to such anaerobic bacteria, at first this matter began to break apart mostly via hydrolysis: polysaccharides and proteins were hydrolyzed to simple sugars and amino acids respectively. These were further anaerobically oxidized at an accelerated rate by the enzymes of the bacteria: e.g., amino acids went through oxidative deamination to imino acids, which in turn reacted further to ammonia and α-keto acids. Monosaccharides in turn ultimately decayed to CO2 and methane. The anaerobic decay products of amino acids, monosaccharides, phenols and aldehydes combined to fulvic acids. Fats and waxes were not extensively hydrolyzed under these mild conditions.[84]
|
255 |
+
|
256 |
+
Some phenolic compounds produced from previous reactions worked as bactericides and the actinomycetales order of bacteria also produced antibiotic compounds (e.g., streptomycin). Thus the action of anaerobic bacteria ceased at about 10 m below the water or sediment. The mixture at this depth contained fulvic acids, unreacted and partially reacted fats and waxes, slightly modified lignin, resins and other hydrocarbons.[84] As more layers of organic matter settled to the sea or lake bed, intense heat and pressure built up in the lower regions.[85] As a consequence, compounds of this mixture began to combine in poorly understood ways to kerogen. Combination happened in a similar fashion as phenol and formaldehyde molecules react to urea-formaldehyde resins, but kerogen formation occurred in a more complex manner due to a bigger variety of reactants. The total process of kerogen formation from the beginning of anaerobic decay is called diagenesis, a word that means a transformation of materials by dissolution and recombination of their constituents.[84]
|
257 |
+
|
258 |
+
Kerogen formation continued to the depth of about 1 km from the Earth's surface where temperatures may reach around 50 °C. Kerogen formation represents a halfway point between organic matter and fossil fuels: kerogen can be exposed to oxygen, oxidize and thus be lost or it could be buried deeper inside the Earth's crust and be subjected to conditions which allow it to slowly transform into fossil fuels like petroleum. The latter happened through catagenesis in which the reactions were mostly radical rearrangements of kerogen. These reactions took thousands to millions of years and no external reactants were involved. Due to radical nature of these reactions, kerogen reacted towards two classes of products: those with low H/C ratio (anthracene or products similar to it) and those with high H/C ratio (methane or products similar to it); i.e., carbon-rich or hydrogen-rich products. Because catagenesis was closed off from external reactants, the resulting composition of the fuel mixture was dependent on the composition of the kerogen via reaction stoichiometry. 3 main types of kerogen exist: type I (algal), II (liptinic) and III (humic), which were formed mainly from algae, plankton and woody plants (this term includes trees, shrubs and lianas) respectively.[84]
|
259 |
+
|
260 |
+
Catagenesis was pyrolytic despite of the fact that it happened at relatively low temperatures (when compared to commercial pyrolysis plants) of 60 to several hundred °C. Pyrolysis was possible because of the long reaction times involved. Heat for catagenesis came from the decomposition of radioactive materials of the crust, especially 40K, 232Th, 235U and 238U. The heat varied with geothermal gradient and was typically 10-30 °C per km of depth from the Earth's surface. Unusual magma intrusions, however, could have created greater localized heating.[84]
|
261 |
+
|
262 |
+
Geologists often refer to the temperature range in which oil forms as an "oil window".[86][84] Below the minimum temperature oil remains trapped in the form of kerogen. Above the maximum temperature the oil is converted to natural gas through the process of thermal cracking. Sometimes, oil formed at extreme depths may migrate and become trapped at a much shallower level. The Athabasca Oil Sands are one example of this.[84]
|
263 |
+
|
264 |
+
An alternative mechanism to the one described above was proposed by Russian scientists in the mid-1850s, the hypothesis of abiogenic petroleum origin (petroleum formed by inorganic means), but this is contradicted by geological and geochemical evidence.[87] Abiogenic sources of oil have been found, but never in commercially profitable amounts. "The controversy isn't over whether abiogenic oil reserves exist," said Larry Nation of the American Association of Petroleum Geologists. "The controversy is over how much they contribute to Earth's overall reserves and how much time and effort geologists should devote to seeking them out."[88]
|
265 |
+
|
266 |
+
Three conditions must be present for oil reservoirs to form:
|
267 |
+
|
268 |
+
The reactions that produce oil and natural gas are often modeled as first order breakdown reactions, where hydrocarbons are broken down to oil and natural gas by a set of parallel reactions, and oil eventually breaks down to natural gas by another set of reactions. The latter set is regularly used in petrochemical plants and oil refineries.
|
269 |
+
|
270 |
+
Wells are drilled into oil reservoirs to extract the crude oil. "Natural lift" production methods that rely on the natural reservoir pressure to force the oil to the surface are usually sufficient for a while after reservoirs are first tapped. In some reservoirs, such as in the Middle East, the natural pressure is sufficient over a long time. The natural pressure in most reservoirs, however, eventually dissipates. Then the oil must be extracted using "artificial lift" means. Over time, these "primary" methods become less effective and "secondary" production methods may be used. A common secondary method is "waterflood" or injection of water into the reservoir to increase pressure and force the oil to the drilled shaft or "wellbore." Eventually "tertiary" or "enhanced" oil recovery methods may be used to increase the oil's flow characteristics by injecting steam, carbon dioxide and other gases or chemicals into the reservoir. In the United States, primary production methods account for less than 40 percent of the oil produced on a daily basis, secondary methods account for about half, and tertiary recovery the remaining 10 percent. Extracting oil (or "bitumen") from oil/tar sand and oil shale deposits requires mining the sand or shale and heating it in a vessel or retort, or using "in-situ" methods of injecting heated liquids into the deposit and then pumping the liquid back out saturated with oil.
|
271 |
+
|
272 |
+
Oil-eating bacteria biodegrade oil that has escaped to the surface. Oil sands are reservoirs of partially biodegraded oil still in the process of escaping and being biodegraded, but they contain so much migrating oil that, although most of it has escaped, vast amounts are still present—more than can be found in conventional oil reservoirs. The lighter fractions of the crude oil are destroyed first, resulting in reservoirs containing an extremely heavy form of crude oil, called crude bitumen in Canada, or extra-heavy crude oil in Venezuela. These two countries have the world's largest deposits of oil sands.[citation needed]
|
273 |
+
|
274 |
+
On the other hand, oil shales are source rocks that have not been exposed to heat or pressure long enough to convert their trapped hydrocarbons into crude oil. Technically speaking, oil shales are not always shales and do not contain oil, but are fined-grain sedimentary rocks containing an insoluble organic solid called kerogen. The kerogen in the rock can be converted into crude oil using heat and pressure to simulate natural processes. The method has been known for centuries and was patented in 1694 under British Crown Patent No. 330 covering, "A way to extract and make great quantities of pitch, tar, and oil out of a sort of stone." Although oil shales are found in many countries, the United States has the world's largest deposits.[89]
|
275 |
+
|
276 |
+
The petroleum industry generally classifies crude oil by the geographic location it is produced in (e.g., West Texas Intermediate, Brent, or Oman), its API gravity (an oil industry measure of density), and its sulfur content. Crude oil may be considered light if it has low density or heavy if it has high density; and it may be referred to as sweet if it contains relatively little sulfur or sour if it contains substantial amounts of sulfur.[citation needed]
|
277 |
+
|
278 |
+
The geographic location is important because it affects transportation costs to the refinery. Light crude oil is more desirable than heavy oil since it produces a higher yield of gasoline, while sweet oil commands a higher price than sour oil because it has fewer environmental problems and requires less refining to meet sulfur standards imposed on fuels in consuming countries. Each crude oil has unique molecular characteristics which are revealed by the use of Crude oil assay analysis in petroleum laboratories.[90]
|
279 |
+
|
280 |
+
Barrels from an area in which the crude oil's molecular characteristics have been determined and the oil has been classified are used as pricing references throughout the world. Some of the common reference crudes are:[citation needed]
|
281 |
+
|
282 |
+
There are declining amounts of these benchmark oils being produced each year, so other oils are more commonly what is actually delivered. While the reference price may be for West Texas Intermediate delivered at Cushing, the actual oil being traded may be a discounted Canadian heavy oil—Western Canadian Select—delivered at Hardisty, Alberta, and for a Brent Blend delivered at Shetland, it may be a discounted Russian Export Blend delivered at the port of Primorsk.[93]
|
283 |
+
|
284 |
+
The petroleum industry is involved in the global processes of exploration, extraction, refining, transporting (often with oil tankers and pipelines), and marketing petroleum products. The largest volume products of the industry are fuel oil and gasoline. Petroleum is also the raw material for many chemical products, including pharmaceuticals, solvents, fertilizers, pesticides, and plastics. The industry is usually divided into three major components: upstream, midstream and downstream. Midstream operations are usually included in the downstream category.[citation needed]
|
285 |
+
|
286 |
+
Petroleum is vital to many industries, and is of importance to the maintenance of industrialized civilization itself, and thus is a critical concern to many nations. Oil accounts for a large percentage of the world's energy consumption, ranging from a low of 32 percent for Europe and Asia, up to a high of 53 percent for the Middle East, South and Central America (44%), Africa (41%), and North America (40%). The world at large consumes 30 billion barrels (4.8 km3) of oil per year, and the top oil consumers largely consist of developed nations. In fact, 24 percent of the oil consumed in 2004 went to the United States alone,[95] though by 2007 this had dropped to 21 percent of world oil consumed.[96]
|
287 |
+
|
288 |
+
In the US, in the states of Arizona, California, Hawaii, Nevada, Oregon and Washington, the Western States Petroleum Association (WSPA) represents companies responsible for producing, distributing, refining, transporting and marketing petroleum. This non-profit trade association was founded in 1907, and is the oldest petroleum trade association in the United States.[97]
|
289 |
+
|
290 |
+
In the 1950s, shipping costs made up 33 percent of the price of oil transported from the Persian Gulf to the United States,[98] but due to the development of supertankers in the 1970s, the cost of shipping dropped to only 5 percent of the price of Persian oil in the US.[98] Due to the increase of the value of the crude oil during the last 30 years, the share of the shipping cost on the final cost of the delivered commodity was less than 3% in 2010. For example, in 2010 the shipping cost from the Persian Gulf to the US was in the range of 20 $/t and the cost of the delivered crude oil around 800 $/t.[citation needed]
|
291 |
+
|
292 |
+
After the collapse of the OPEC-administered pricing system in 1985, and a short-lived experiment with netback pricing, oil-exporting countries adopted a market-linked pricing mechanism. First adopted by PEMEX in 1986, market-linked pricing was widely accepted, and by 1988 became and still is the main method for pricing crude oil in international trade. The current reference, or pricing markers, are Brent, WTI, and Dubai/Oman.[99] Other important market is in Shanghai, because of high consumption in China(rising in XXI century). It is also uncommon, because it shifted trading from USD to RMB.[100]
|
293 |
+
|
294 |
+
The chemical structure of petroleum is heterogeneous, composed of hydrocarbon chains of different lengths. Because of this, petroleum may be taken to oil refineries and the hydrocarbon chemicals separated by distillation and treated by other chemical processes, to be used for a variety of purposes. The total cost per plant is about 9 billion dollars.
|
295 |
+
|
296 |
+
The most common distillation fractions of petroleum are fuels. Fuels include (by increasing boiling temperature range):[66]
|
297 |
+
|
298 |
+
Petroleum classification according to chemical composition.[101]
|
299 |
+
|
300 |
+
Certain types of resultant hydrocarbons may be mixed with other non-hydrocarbons, to create other end products:
|
301 |
+
|
302 |
+
Since the 1940s, agricultural productivity has increased dramatically, due largely to the increased use of energy-intensive mechanization, fertilizers and pesticides.
|
303 |
+
|
304 |
+
Rate of world energy usage per year from 1970.[102]
|
305 |
+
|
306 |
+
Daily oil consumption from 1980 to 2006.
|
307 |
+
|
308 |
+
Oil consumption 1980 to 2007 by region.
|
309 |
+
|
310 |
+
According to the US Energy Information Administration (EIA) estimate for 2011, the world consumes 87.421 million barrels of oil each day.
|
311 |
+
|
312 |
+
This table orders the amount of petroleum consumed in 2011 in thousand barrels (1000 bbl) per day and in thousand cubic metres (1000 m3) per day:[103][104]
|
313 |
+
|
314 |
+
Source: US Energy Information Administration
|
315 |
+
|
316 |
+
Population Data:[105]
|
317 |
+
|
318 |
+
1 peak production of oil already passed in this state
|
319 |
+
|
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2 This country is not a major oil producer
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In petroleum industry parlance, production refers to the quantity of crude extracted from reserves, not the literal creation of the product.
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In order of net exports in 2011, 2009 and 2006 in thousand bbl/d and thousand m3/d:
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Source: US Energy Information Administration
|
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1 peak production already passed in this state
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2 Canadian statistics are complicated by the fact it is both an importer and exporter of crude oil, and refines large amounts of oil for the U.S. market. It is the leading source of U.S. imports of oil and products, averaging 2,500,000 bbl/d (400,000 m3/d) in August 2007.[108]
|
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Total world production/consumption (as of 2005) is approximately 84 million barrels per day (13,400,000 m3/d).
|
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In order of net imports in 2011, 2009 and 2006 in thousand bbl/d and thousand m3/d:
|
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Source: US Energy Information Administration
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1 peak production of oil expected in 2020[109]
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|
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Countries whose oil production is 10% or less of their consumption.
|
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|
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Source: CIA World Factbook[failed verification]
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Because petroleum is a naturally occurring substance, its presence in the environment need not be the result of human causes such as accidents and routine activities (seismic exploration, drilling, extraction, refining and combustion). Phenomena such as seeps[110] and tar pits are examples of areas that petroleum affects without man's involvement. Regardless of source, petroleum's effects when released into the environment are similar.
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When burned, petroleum releases carbon dioxide, a greenhouse gas. Along with the burning of coal, petroleum combustion is the largest contributor to the increase in atmospheric CO2.[111][112] Atmospheric CO2 has risen over the last 150 years to current levels of over 415 ppmv,[113] from the 180–300 ppmv of the prior 800 thousand years.[114][115][116] This rise in temperature has reduced the minimum Arctic ice pack to 4,320,000 km2 (1,670,000 sq mi), a loss of almost half since satellite measurements started in 1979.[117][118] Because of this melt, more oil reserves have been revealed. About 13 percent of the world's undiscovered oil resides in the Arctic.[119]
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Ocean acidification is the increase in the acidity of the Earth's oceans caused by the uptake of carbon dioxide (CO2) from the atmosphere. This increase in acidity inhibits all marine life—having a greater impact on smaller organisms as well as shelled organisms (see scallops).[120]
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Oil extraction is simply the removal of oil from the reservoir (oil pool). Oil is often recovered as a water-in-oil emulsion, and specialty chemicals called demulsifiers are used to separate the oil from water. Oil extraction is costly and often environmentally damaging. Offshore exploration and extraction of oil disturb the surrounding marine environment.[121]
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Crude oil and refined fuel spills from tanker ship accidents have damaged natural ecosystems and human livelihoods in Alaska, the Gulf of Mexico, the Galápagos Islands, France and many other places.
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The quantity of oil spilled during accidents has ranged from a few hundred tons to several hundred thousand tons (e.g., Deepwater Horizon oil spill, SS Atlantic Empress, Amoco Cadiz). Smaller spills have already proven to have a great impact on ecosystems, such as the Exxon Valdez oil spill.
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Oil spills at sea are generally much more damaging than those on land, since they can spread for hundreds of nautical miles in a thin oil slick which can cover beaches with a thin coating of oil. This can kill sea birds, mammals, shellfish and other organisms it coats. Oil spills on land are more readily containable if a makeshift earth dam can be rapidly bulldozed around the spill site before most of the oil escapes, and land animals can avoid the oil more easily.
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Control of oil spills is difficult, requires ad hoc methods, and often a large amount of manpower. The dropping of bombs and incendiary devices from aircraft on the SS Torrey Canyon wreck produced poor results;[122] modern techniques would include pumping the oil from the wreck, like in the Prestige oil spill or the Erika oil spill.[123]
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Though crude oil is predominantly composed of various hydrocarbons, certain nitrogen heterocyclic compounds, such as pyridine, picoline, and quinoline are reported as contaminants associated with crude oil, as well as facilities processing oil shale or coal, and have also been found at legacy wood treatment sites. These compounds have a very high water solubility, and thus tend to dissolve and move with water. Certain naturally occurring bacteria, such as Micrococcus, Arthrobacter, and Rhodococcus have been shown to degrade these contaminants.[124]
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A tarball is a blob of crude oil (not to be confused with tar, which is a man-made product derived from pine trees or refined from petroleum) which has been weathered after floating in the ocean. Tarballs are an aquatic pollutant in most environments, although they can occur naturally, for example in the Santa Barbara Channel of California[125][126] or in the Gulf of Mexico off Texas.[127] Their concentration and features have been used to assess the extent of oil spills. Their composition can be used to identify their sources of origin,[128][129] and tarballs themselves may be dispersed over long distances by deep sea currents.[126] They are slowly decomposed by bacteria, including Chromobacterium violaceum, Cladosporium resinae, Bacillus submarinus, Micrococcus varians, Pseudomonas aeruginosa, Candida marina and Saccharomyces estuari.[125]
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James S. Robbins has argued that the advent of petroleum-refined kerosene saved some species of great whales from extinction by providing an inexpensive substitute for whale oil, thus eliminating the economic imperative for open-boat whaling.[130]
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In the United States in 2007 about 70 percent of petroleum was used for transportation (e.g. gasoline, diesel, jet fuel), 24 percent by industry (e.g. production of plastics), 5 percent for residential and commercial uses, and 2 percent for electricity production.[131] Outside of the US, a higher proportion of petroleum tends to be used for electricity.[132]
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|
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Petroleum-based vehicle fuels can be replaced by either alternative fuels, or other methods of propulsion such as electric or nuclear.
|
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Alternative fuel vehicles refers to both:
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Biological feedstocks do exist for industrial uses such as Bioplastic production.[133]
|
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|
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In oil producing countries with little refinery capacity, oil is sometimes burned to produce electricity. Renewable energy technologies such as solar power, wind power, micro hydro, biomass and biofuels are used, but the primary alternatives remain large-scale hydroelectricity, nuclear and coal-fired generation.
|
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|
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Consumption in the twentieth and twenty-first centuries has been abundantly pushed by automobile sector growth. The 1985–2003 oil glut even fueled the sales of low fuel economy vehicles in OECD countries. The 2008 economic crisis seems to have had some impact on the sales of such vehicles; still, in 2008 oil consumption showed a small increase.
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|
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In 2016 Goldman Sachs predicted lower demand for oil due to emerging economies concerns, especially China.[134] The BRICS (Brasil, Russia, India, China, South Africa) countries might also kick in, as China briefly was the first automobile market in December 2009.[135] The immediate outlook still hints upwards. In the long term, uncertainties linger; the OPEC believes that the OECD countries will push low consumption policies at some point in the future; when that happens, it will definitely curb oil sales, and both OPEC and the Energy Information Administration (EIA) kept lowering their 2020 consumption estimates during the past five years.[136] A detailed review of International Energy Agency oil projections have revealed that revisions of world oil production, price and investments have been motivated by a combination of demand and supply factors.[137] All together, Non-OPEC conventional projections have been fairly stable the last 15 years, while downward revisions were mainly allocated to OPEC. Recent upward revisions are primarily a result of US tight oil.
|
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|
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Production will also face an increasingly complex situation; while OPEC countries still have large reserves at low production prices, newly found reservoirs often lead to higher prices; offshore giants such as Tupi, Guara and Tiber demand high investments and ever-increasing technological abilities. Subsalt reservoirs such as Tupi were unknown in the twentieth century, mainly because the industry was unable to probe them. Enhanced Oil Recovery (EOR) techniques (example: DaQing, China[138]) will continue to play a major role in increasing the world's recoverable oil.
|
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|
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The expected availability of petroleum resources has always been around 35 years or even less since the start of the modern exploration. The oil constant, an insider pun in the German industry, refers to that effect.[139]
|
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+
|
384 |
+
A growing number of divestment campaigns from major funds pushed by newer generations who question the sustainability of petroleum may hinder the financing of future oil prospection and production.
|
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|
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+
Peak oil is a term applied to the projection that future petroleum production (whether for individual oil wells, entire oil fields, whole countries, or worldwide production) will eventually peak and then decline at a similar rate to the rate of increase before the peak as these reserves are exhausted. The peak of oil discoveries was in 1965, and oil production per year has surpassed oil discoveries every year since 1980.[140] However, this does not mean that potential oil production has surpassed oil demand.
|
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|
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Hubbert applied his theory to accurately predict the peak of U.S. conventional oil production at a date between 1966 and 1970. This prediction was based on data available at the time of his publication in 1956. In the same paper, Hubbert predicts world peak oil in "half a century" after his publication, which would be 2006.[141]
|
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|
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It is difficult to predict the oil peak in any given region, due to the lack of knowledge and/or transparency in accounting of global oil reserves.[142] Based on available production data, proponents have previously predicted the peak for the world to be in years 1989, 1995, or 1995–2000. Some of these predictions date from before the recession of the early 1980s, and the consequent reduction in global consumption, the effect of which was to delay the date of any peak by several years. Just as the 1971 U.S. peak in oil production was only clearly recognized after the fact, a peak in world production will be difficult to discern until production clearly drops off.[143] The peak is also a moving target as it is now measured as "liquids", which includes synthetic fuels, instead of just conventional oil.[144]
|
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|
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The International Energy Agency (IEA) said in 2010 that production of conventional crude oil had peaked in 2006 at 70 MBBL/d, then flattened at 68 or 69 thereafter.[145][146] Since virtually all economic sectors rely heavily on petroleum, peak oil, if it were to occur, could lead to a "partial or complete failure of markets".[147] In the mid-2000s, widespread fears of an imminent peak led to the "peak oil movement," in which over one hundred thousand Americans prepared, individually and collectively, for the "post-carbon" future.[148]
|
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|
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+
While there has been much focus historically on peak oil supply, focus is increasingly shifting to peak demand as more countries seek to transition to renewable energy. The GeGaLo index of geopolitical gains and losses assesses how the geopolitical position of 156 countries may change if the world fully transitions to renewable energy resources. Former oil exporters are expected to lose power, while the positions of former oil importers and countries rich in renewable energy resources is expected to strengthen.[149]
|
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|
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Unconventional oil is petroleum produced or extracted using techniques other than the conventional methods.[150][151] The calculus for peak oil has changed with the introduction of unconventional production methods. In particular, the combination of horizontal drilling and hydraulic fracturing has resulted in a significant increase in production from previously uneconomic plays.[152] Analysts expected that $150 billion would be spent on further developing North American tight oil fields in 2015. The large increase in tight oil production is one of the reasons behind the price drop in late 2014.[153] Certain rock strata contain hydrocarbons but have low permeability and are not thick from a vertical perspective. Conventional vertical wells would be unable to economically retrieve these hydrocarbons. Horizontal drilling, extending horizontally through the strata, permits the well to access a much greater volume of the strata. Hydraulic fracturing creates greater permeability and increases hydrocarbon flow to the wellbore.
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World of Warcraft (WoW) is a massively multiplayer online role-playing game (MMORPG) released in 2004 by Blizzard Entertainment. It is the fourth released game set in the Warcraft fantasy universe.[3] World of Warcraft takes place within the Warcraft world of Azeroth, approximately four years after the events at the conclusion of Blizzard's previous Warcraft release, Warcraft III: The Frozen Throne.[4] The game was announced in 2001, and was released for the 10th anniversary of the Warcraft franchise on November 23, 2004. Since launch, World of Warcraft has had eight major expansion packs produced for it: The Burning Crusade, Wrath of the Lich King, Cataclysm, Mists of Pandaria, Warlords of Draenor, Legion, Battle for Azeroth, and Shadowlands.
|
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World of Warcraft was the world's most popular MMORPG by player count of nearly 10 million in 2009.[5][6] The game had a total of over a hundred million registered accounts by 2014.[7] By 2017, the game had grossed over $9.23 billion in revenue, making it one of the highest-grossing video game franchises of all time. At BlizzCon 2017, a vanilla version of the game titled World of Warcraft Classic was announced, which planned to provide a way to experience the base game before any of its expansions launched. It was released in August 2019.[8][9]
|
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|
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As with other MMORPGs, players control a character avatar within a game world in third- or first-person view, exploring the landscape, fighting various monsters, completing quests, and interacting with non-player characters (NPCs) or other players. Also similar to other MMORPGs, World of Warcraft requires the player to pay for a subscription by using a credit or debit card, using prepaid Blizzard game cards or using a WoW Token purchased in-game. Players without a subscription may use a trial account that lets the player character reach up to level 20 but has many features locked.[10]
|
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To enter the game, the player must select a server, referred to in-game as a realm. Each realm acts as an individual copy of the game world and falls into one of two categories. Available realms types are:
|
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|
11 |
+
Before the introduction of World of Warcraft's seventh expansion "Battle for Azeroth", both "Normal" and "RP" servers were each divided into two separate categories; PvE and PvP servers. This has since been removed after the implementation of the "War Mode" option, which allows any player (of level 20 and higher) on any server to determine whether they want to actively participate in PvP combat or not, by enabling War Mode in two of the game's capital cities.
|
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Realms are also categorized by language, with in-game support in the language available.[11]
|
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|
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+
Players can make new characters on all realms within the region, and it is also possible to move already established characters between realms for a fee.[12]
|
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|
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+
To create a new character, in keeping with the storyline of previous Warcraft games, players must choose between the opposing factions of the Alliance or the Horde; Pandaren, which were added in Mists of Pandaria, do not commit to a faction until after the starting zone is completed. Characters from the opposing factions can perform rudimentary communication (most often just "emotes"), but only members of the same faction can speak, mail, group and join guilds. The player selects the new character's race, such as orcs or trolls for the Horde, or humans or dwarves for the Alliance.[13] Players must select the class for the character, with choices such as mages, warriors, and priests available.[14] Most classes are limited to particular races.
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|
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+
As characters become more developed, they gain various talents and skills, requiring the player to further define the abilities of that character.[15] Characters can choose two primary professions that can focus on producing items, such as tailoring, blacksmithing or jewelcrafting or on gathering from resource nodes, such as skinning or mining. Characters can learn all three secondary skills: archeology, cooking, and fishing.[16][17] Characters may form and join guilds, allowing characters within the guild access to the guild's chat channel, the guild name and optionally allowing other features, including a guild tabard, guild bank, guild repairs, and dues.[18]
|
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|
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+
Much of World of Warcraft play involves the completion of quests. These quests are usually available from NPCs.[19] Quests usually reward the player with some combination of experience points, items, and in-game money. Quests allow characters to gain access to new skills and abilities, as well as the ability to explore new areas.[20] It is through quests that much of the game's story is told, both through the quest's text and through scripted NPC actions.[21] Quests are linked by a common theme, with each consecutive quest triggered by the completion of the previous, forming a quest chain. Quests commonly involve killing a number of creatures, gathering a certain number of resources, finding a difficult to locate object, speaking to various NPCs, visiting specific locations, interacting with objects in the world, or delivering an item from one place to another to acquire experience and treasures.
|
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While a character can be played on its own, players can group with others to tackle more challenging content. Most end-game challenges are designed in a way that they can only be overcome while in a group. In this way, character classes are used in specific roles within a group.[19][22] World of Warcraft uses a "rested bonus" system, increasing the rate that a character can gain experience points after the player has spent time away from the game.[15] When a character dies, it becomes a ghost—or wisp for Night Elf characters—at a nearby graveyard.[20] Characters can be resurrected by other characters that have the ability or can self-resurrect by moving from the graveyard to the place where they died. If a character is past level ten and they resurrect at a graveyard, the items equipped by the character degrade, requiring in-game money and a specialist NPC to repair them. Items that have degraded heavily become unusable until they are repaired. If the location of the character's body is unreachable, they can use a special "spirit healer" NPC to resurrect at the graveyard. When the spirit healer revives a character, items equipped by the character at that time are further degraded, and the character is significantly weakened by what is in-game called "resurrection sickness" for up to ten minutes, depending on the character's level. This "resurrection sickness" does not occur and item degradation is less severe if the character revives by locating its body, or is resurrected by another player through spells or special items.[23][24]
|
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|
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+
World of Warcraft contains a variety of mechanisms for player versus player (PvP) play. Players on player versus environment (PvE) servers can opt to "flag" themselves, making themselves attackable to players of the opposite faction.[25] Depending on the mode of the realm, PvP combat between members of opposing factions is possible at almost any time or location in the game world—the only exception being the starting zones, where the PvP "flag" must be enabled by the player wishing to fight against players of the opposite faction. PvE (called normal or RP) servers, by contrast, allow a player to choose whether or not to engage in combat against other players. On both server types, there are special areas of the world where free-for-all combat is permitted. Battlegrounds, for example, are similar to dungeons: only a set number of characters can enter a single battleground, but additional copies of the battleground can be made to accommodate additional players.[26] Each battleground has a set objective, such as capturing a flag or defeating an opposing general, that must be completed to win the battleground. Competing in battlegrounds rewards the character with tokens and honor points that can be used to buy armor, weapons, and other general items that can aid a player in many areas of the game. Winning a battleground awards more honor and tokens than losing. In addition, players also earn honor when they or nearby teammates kill players in a battleground.[25]
|
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|
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World of Warcraft is set in the same universe as the Warcraft series of real-time strategy games and has a similar art direction.[10] World of Warcraft contains elements from fantasy, steampunk, and science fiction: such as gryphons, dragons, and elves; steam-powered automata; zombies, werewolves, and other horror monsters; as well as time travel, spaceships, and alien worlds.
|
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|
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World of Warcraft takes place in a 3D representation of the Warcraft universe that players can interact with through their characters. The game world initially consisted of the two continents in Azeroth: Kalimdor and the Eastern Kingdoms. Four separate expansions later added to the game's playable area the realms of Outland and Draenor and the continents of Northrend and Pandaria. As a player explores new locations, different routes and means of transportation become available. Players can access "flight masters" in newly discovered locations to fly to previously discovered locations in other parts of the world.[27] Players can also use boats, zeppelins, or portals to move from one continent to another. Although the game world remains relatively similar from day to day, seasonal events reflecting real world events, such as Halloween,[28] Christmas, Children's Week,[25] Easter, and Midsummer have been represented in the game world. Locations also have variable weather including, among other things, rain, snow, and dust storms.[27]
|
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A number of facilities are available for characters while in towns and cities. In each major city, characters can access a bank to deposit items, such as treasure or crafted items. Each character has access to personal bank storage with the option to purchase additional storage space using in-game gold.[29] Additionally, guild banks are available for use by members of a guild with restrictions being set by the guild leader.[30] Auction houses are available for players to buy and sell items to others in a similar way to online auction sites such as eBay.[31] Players can use mailboxes, which can be found in almost every town. Mailboxes are used to collect items won at auction, and to send messages, items, and in-game money to other characters.[15]
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Some of the challenges in World of Warcraft require players to group together to complete them. These usually take place in dungeons—also known as "instances"—that a group of characters can enter together. The term "instance" comes from each group or party having a separate copy, or instance, of the dungeon, complete with their own enemies to defeat and their own treasure or rewards.[32] This allows a group to explore areas and complete quests without others interfering. Dungeons are spread over the game world and are designed for characters of varying progression. A typical dungeon will allow up to five characters to enter as part of a group. Some dungeons require more players to group together and form a "raid" of up to forty players to face some of the most difficult challenges.[33] As well as dungeon-based raid challenges, several creatures exist in the normal game environment that are designed for raids to attack.[28][34]
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World of Warcraft requires a subscription to allow continued play, with options to pay in one-month, three-month, or six-month blocks, and time cards of varying lengths available from retailers, or purchasing a "WoW Token" in-game.[35][36] Expansion packs are available online and from retailers. As the game client is the same regardless of the version of World of Warcraft the user owns, the option to purchase expansions online was added as it allows for a quick upgrade. World of Warcraft is also available as a free Starter Edition, which is free to play for an unlimited amount of time. Starter Edition characters are unable to gain experience after reaching level 20, and there are other restrictions in effect for Starter Edition accounts, including the inability to trade, use mail, use Auction House, use public chat channels, join guilds or amass more than ten gold.[37]
|
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In January 2015, accounts that have lapsed subscriptions, which previously would not let a player log in, work like a restricted Starter Edition account with the one difference that sub-level 20 characters will be able to join a guild if any of your other characters are still in that guild.[38]
|
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In April 2015, an alternate way to cover the subscription was introduced. A player may spend real money ($20 in North America and differing amounts in other regions) on a WoW Token, which is sold on the auction house for in-game gold that initially could only be used to add 30 days of playtime.[36] At the launch of the feature in NA, a token sold for 30k gold and 24 hours later sold for 20k gold, therefore the gold amount changes depending on what players are willing to spend and the supply. Subsequently, the amount that an NA token sells for remained selling at above 30,000 gold and the other Battle.net regions are well above that value. Once a player buys a token on the auction house, it is account bound and cannot be resold. In February 2017, the WoW Token can also be exchanged for $15 in Battle.net balance that can be used as credit for purchases in most of Blizzard's games as well as in Destiny 2.[39]
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|
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The company offers parental controls[40] that allow various limits to be set on playing time. It is possible to set a daily limit, a weekly limit, or to specify an allowed playing schedule. In order to control these settings, it is necessary to log in with different credentials than are used just to enter the game. It is also possible to receive statistics on the time spent playing. Apart from controlling children, adults sometimes use parental controls on themselves.[41] The company supports this kind of protection as otherwise the potential players or their supervisors may choose to uninstall or block the game permanently.
|
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Intent on settling in Durotar, Thrall's Horde expanded its ranks by inviting the undead Forsaken to join orcs, tauren, and trolls. Meanwhile, dwarves, gnomes, and the ancient night elves pledged their loyalties to the Alliance, guided by the human kingdom of Stormwind. After Stormwind's king, Varian Wrynn, mysteriously disappeared, Highlord Bolvar Fordragon served as Regent but his service was affected by the mind control of the black dragon Onyxia, who ruled in disguise as a human noblewoman. As heroes investigated Onyxia's manipulations, the ancient elemental lord Ragnaros resurfaced to endanger both the Horde and Alliance.[42] The heroes of the Horde and Alliance defeated Onyxia and sent Ragnaros back to the Elemental Plane.
|
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Deep within Blackrock Mountain, the black dragon Nefarian conducted twisted experiments with the blood of other dragonflights. Intent on seizing the entire area for his own, he recruited the remaining Dark Horde, a rogue army that embraced the demonic bloodlust of the old Horde. These corrupt orcs, trolls, and other races battled against Ragnaros and the Dark Iron dwarves for control of the mountain. Nefarian created the twisted chromatic dragons and a legion of other aberrations in his bid to form an army powerful enough to control Azeroth and continue the legacy of his infamous father, Deathwing the Destroyer. Nefarian was vanquished by the heroes from the Horde and the Alliance.
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Years ago, in the ruined temple of Atal'Hakkar, loyal priests of the Blood God Hakkar the Soulflayer attempted to summon the wrathful deity's avatar into the world. But his followers, the Atal'ai priesthood, discovered that the Soulflayer could only be summoned within the Gurubashi tribe's ancient capital, Zul'Gurub. Newly reborn in this jungle fortress, Hakkar took control of the Gurubashi tribe and mortal champions of the trolls' mighty animal gods. The Soulflayer's dark influence was halted when the Zandalari tribe recruited heroes and invaded Zul'Gurub.
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The great desert fortress of Ahn'Qiraj, long sealed behind the Scarab Wall, was home to the insectoid qiraji, a savage race that had once mounted an assault to devastate the continent of Kalimdor. But something far more sinister lurked behind Ahn'Qiraj's walls: the Old God C'Thun, an ancient entity whose pervasive evil had suffused Azeroth since time immemorial. As C'Thun incited the qiraji to frenzy, both the Alliance and Horde prepared for a massive war effort. A mixed force of Alliance and Horde soldiers, dubbed the Might of Kalimdor, opened the gates of Ahn'Qiraj under the command of the orc Varok Saurfang. The heroes laid siege to the ruins and temples of Ahn'Qiraj and vanquished C'Thun.
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In the Lich King's haste to spread the plague of undeath over Azeroth, he gifted one of his greatest servants, the lich Kel'Thuzad, with the flying citadel of Naxxramas, as a base of operations for the Scourge. Consistent attacks from the Scarlet Crusade and Argent Dawn factions weakened the defenses of the floating fortress, enabling an incursion from the heroes that led to Kel'Thuzad's defeat. However, a traitor among the ranks of the knightly order of the Argent Dawn ran away with Kel'Thuzad's cursed remains and fled to Northrend, where the fallen lich could be reanimated.
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World of Warcraft was first announced by Blizzard at the ECTS trade show in September 2001.[43] Released in 2004, development of the game took roughly 4–5 years, including extensive testing. The 3D graphics in World of Warcraft use elements of the proprietary graphics engine originally used in Warcraft III.[43] The game was designed to be an open environment where players are allowed to do what they please.[44] Quests are optional and were designed to help guide players, allow character development, and to spread characters across different zones to try to avoid what developers called player collision.[45] The game interface allows players to customize appearance and controls, and to install add-ons and other modifications.[46]
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World of Warcraft runs natively on both Macintosh and Windows platforms. Boxed copies of the game use a hybrid CD to install the game, eliminating the need for separate Mac and Windows retail products. The game allows all users to play together, regardless of their operating system. Although there is no official version for any other platform, support for World of Warcraft is present in Windows API implementations Wine and CrossOver allowing the game to be played under Linux and FreeBSD.[47] While a native Linux client is neither released nor announced by Blizzard, in January 2011 IT journalist Michael Larabel indicated in a Phoronix article that an internal Linux client might exist but is not released due to the non-standardization of the Linux distro ecosystem.[48]
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In the United States, Canada, and Europe, Blizzard distributes World of Warcraft via retail software packages.[49] The software package includes 30 days of gameplay for no additional cost. To continue playing after the initial 30 days, additional play time must be purchased using a credit card or prepaid game card. The minimum gameplay duration that a player can purchase is 30 days using a credit card, or 60 using a prepaid game card. A player also has the option of purchasing three or six months of gameplay at once for a 6–15% discount.[50] In Australia, the United States, and many European countries, video game stores commonly stock the trial version of World of Warcraft in DVD form, which includes the game and 20 levels[51] of gameplay, after which the player would have to upgrade to a retail account by supplying a valid credit card, or purchasing a game card as well as a retail copy of the game.
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In Brazil, World of Warcraft was released on December 6, 2011 via BattleNet. The first three expansions are currently available, fully translated, including voice acting, into Brazilian Portuguese.[52]
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In South Korea, there is no software package or CD key requirement to activate the account. However, to play the game, players must purchase time credits online. There are two kinds of time credits available: one where the player is billed based on the actual number of minutes that will be available, and one where the player can play the game for a number of days. In the former, time can be purchased in multiples of 5 hours or 30 hours, and in the latter, time can be purchased in multiples of 7 days, 1 month, or 3 months.[53] As software packages are not required, expansion pack contents are available to all players on launch day.
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In China, because a large number of players do not own the computer on which they play games (e.g. if they play in Internet cafés), the CD keys required to create an account can be purchased independently of the software package. To play the game, players must also purchase prepaid game cards that can be played for 66 hours and 40 minutes.[54] A monthly fee model is not available to players of this region. The Chinese government and NetEase, the licensee for World of Warcraft in China, have imposed a modification on Chinese versions of the game which places flesh on bare-boned skeletons and transforms dead character corpses into tidy graves. These changes were imposed by the Chinese government in an attempt to "promote a healthy and harmonious online game environment" in World of Warcraft.[55][56] The Chinese government delayed the release of the Wrath of the Lich King expansion, due to what it deemed objectionable content.[57] NetEase took over licensing of World of Warcraft from The9 in June 2009 following the expiration of The9's contract,[58] and were able to secure a launch for Wrath of the Lich King on August 31, 2010, nearly two years after its Western release.
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The World of Warcraft launcher (referred to in press releases and the menu bar as the "Blizzard Launcher") is a program designed to act as a starting point for World of Warcraft players. It provides a way to launch World of Warcraft and starts the Blizzard updater. It was first included with the version 1.8.3 patch. The 2.1.0 patch allowed for an option to bypass the use of the launcher. Features of the launcher include news and updates for World of Warcraft players, access to World of Warcraft's support website, access to the test version of World of Warcraft when it is available to test upcoming patches, updates to Warden,[59] and updates to the updater itself. The 3.0.8 patch redesigned the launcher and added the ability to change the game settings from the launcher itself. The launcher update from patch 4.0.1 also allows people to play the game while non-crucial pieces of the game are downloaded. This requires a high-speed broadband internet connection.
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Patch 1.9.3 added native support for Intel-powered Macs, making World of Warcraft a universal application. As a result of this, the minimum supported Mac OS X version has been changed to 10.3.9; World of Warcraft version 1.9.3 and later will not launch on older versions of Mac OS X.[60] PowerPC architecture Macs are no longer supported since version 4.0.1.[61]
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When new content is added to the game, official system requirements may change. In version 1.12.0 the requirements for Windows were increased from requiring 256 MB to 512 MB of RAM. Official Windows 98 technical support was dropped, but the game continued to run there until version 2.2.3.[62] Before Mists of Pandaria in 2012, World of Warcraft officially dropped support for Windows 2000,[63] followed by Windows XP and Vista in January 2018, as well as all 32-bit support.[64][better source needed]
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Starting with 4.3,[65] players could try out an experimental 64-bit version of the client, which required manual downloading and copying files into the installation folder. Since 5.0, the 64-bit client is automatically installed, and used by default.
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Since World IPv6 Day, the client and most of the servers support IPv6.[66]
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Seven expansions have been released: The Burning Crusade, released in January 2007; Wrath of the Lich King, released in November 2008; Cataclysm, released in December 2010; Mists of Pandaria, released in September 2012; Warlords of Draenor, released in November 2014; Legion, released in August 2016; and Battle for Azeroth, released in August 2018. Players are not required to purchase expansions in order to continue playing; however, new content and features such as higher level caps and new areas may not be available until they do so.
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Blizzard routinely applies older expansions to all accounts as new expansions are released. On June 28, 2011, The Burning Crusade expansion was automatically applied to all previous Warcraft accounts at no cost. On September 19, 2012, the same thing was done with the Wrath of the Lich King expansion,[67] and on October 15, 2013 the Cataclysm expansion was also applied.[68] On October 15, 2014, Mists of Pandaria was applied to all accounts following the release of Warlords.[69] On May 17, 2016, Warlords of Draenor was applied to all accounts to coincide with the release of the Warcraft movie that gives a 30-day trial of the game.[70]
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All The Burning Crusade, Wrath of the Lich King, Cataclysm, Mists of Pandaria and Warlords of Draenor content is now effectively part of the original game, with all new World of Warcraft accounts automatically including these expansions upon creation.[67] As of the pre-patch release of Battle for Azeroth in July 2018, all expansions up to Legion are included in the base game.[71]
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The fifth expansion, Warlords of Draenor, was announced at BlizzCon 2013 on November 8, 2013,[72][73] and entered beta on June 27, 2014.[74] Warlords of Draenor was released on November 13, 2014.[75] On August 6, 2015, Blizzard announced the sixth expansion, Legion, at Gamescom 2015.[76] In November 2015, the Legion's alpha testing started and in April 2016 the beta test started; the Legion expansion was released on August 30, 2016. The seventh expansion, Battle for Azeroth, was released worldwide on August 13 and 14 (depending on location) 2018.[77]
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The eighth expansion, Shadowlands, was announced at BlizzCon 2019 on November 1, 2019, and will bring about the first "level squish" in the game's history, with characters at level 120 (the level cap in Battle for Azeroth) being reduced to level 50, and the new level cap being set to 60. A release sometime in 2020 is planned.[78][79]
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The soundtrack for World of Warcraft was composed and arranged by Jason Hayes, Tracy W. Bush, Derek Duke, and Glenn Stafford and conducted by Eímear Noone. It was released on November 23, 2004, together with the collector's edition of the game. It is sold separately on one CD in the MP3 format. On January 12, 2011, Alfred Publishing produced an officially licensed sheet music series for vocalists, pianists, strings, and other instruments, World of Warcraft Sheet Music Anthology in solo and accompaniment formats with CD. These works include four pages of collectible artwork and vary by number of songs included. In 2018, a remix of the song from the game, "Hymn of the Firstborn Son", was nominated for "Best Game Music Cover/Remix" at the 16th Annual Game Audio Network Guild Awards.[80]
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World of Warcraft received very positive reviews upon release,[81] following a period of high anticipation before launch.[87] Although the game follows a similar model to—and was noted for using many familiar concepts from—the role-playing genre,[10][82] the new approaches to reducing pauses between game encounters were well liked.[21] A common example was the approach to character death. In some previous MMORPGs, a player would suffer a high penalty for character death; in World of Warcraft, a player is able to recover and start playing quickly.[10] Combat was another area where "downtime", or pauses between play, was reduced. By allowing all character types to recover from damage taken, players can return to combat quickly.[21] Reviewers felt that these changes in pacing would make the genre more accessible to casual players—those who play for short periods of time—[21] while still having "deep" gameplay that would attract players of all levels of interest.[20] The concept of a "rested bonus", or increasing the rate at which a player's character gains experience, was also welcomed as a way for players to quickly catch up with their friends in progression.[10]
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Questing was described as an integral part of the game, often being used to continue a storyline or lead the player through the game.[21] The high number of quests in each location was popular, as well as the rewards for completing them.[10] It was felt that the range of quests removed the need for a player to "grind", or carry out repetitive tasks, to advance their character.[20] Quests also require players to explore every section of the game world, potentially causing problems for social gamers or roleplayers seeking somewhere quiet.[21] Quests that required the player to collect items from the corpses of creatures they had killed were also unpopular; the low "drop rate", or chance of finding the items, makes them feel repetitive as a high number of creatures need to be killed to complete the quest.[20] A large number of new players in a particular area meant that there were often no creatures to kill,[21] or that players would have to wait and take turns to kill a particular creature to complete a quest.[10] Some critics mentioned that the lack of quests that required players to group up made the game feel as if it were designed for solo play.[84] Others complained that some dungeon or instanced group quests were not friendly to new players, and could take several hours to complete.[20] Upon release, a small number of quests had software bugs that made them impossible to complete.[10]
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Characters were felt to be implemented well, with each class appearing "viable and interesting", having unique and different mechanisms,[84] and each of the races having a distinct look and feel.[10] Character development was also liked, with the talent mechanism offering choice to players,[82] and profession options being praised.[10] Character customization options were felt to be low,[20] but the detail of character models was praised.[87]
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The appearance of the game world was praised by critics. Most popular was the fact that a player could run from one end of the continent to the other without having to pause at a "loading screen" while part of the game is retrieved from storage.[87] The environment was described as "breathtaking". Players found it difficult to become lost, and each area in the game world had a distinct look that blended from one to the next.[21] Critics described the environment as "a careful blend of cartoon, fantasy art, and realism".[82] The game was found to run smoothly on a range of computer systems,[10] although some described it as basic,[21] and mentioned that the bloom light rendering effect can blur things.[20] One reviewer described the ability to fly over long stretches of scenery as "very atmospheric".[84] The user interface was liked, being described as "simple", with tooltips helping to get the player started.[10]
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The game's audio was well received, particularly the background music. By assigning music to different areas of the game world, reviewers felt that the fantasy style added to the player's immersion,[82] and that the replay value was increased.[20] The sounds and voices used by characters and NPCs, as well as the overall sound effects, were felt to add a "personality" to the game.[82]
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World of Warcraft won several awards from critics upon release, including Editor's Choice awards.[10][20] In addition, it won several annual awards from the media, being described as the best game in the role-playing and MMORPG genres.[88] The graphics and audio were also praised in the annual awards, with the cartoonish style[89] and overall sound makeup being noted.[90] The game was also awarded Best Mac OS X Entertainment Product at the 2005 Apple Design Awards.[91] Computer Games Magazine named World of Warcraft the best computer game of 2004, and the magazine's Steve Bauman described his "feeling that Blizzard has analyzed every element of every existing game, pulled out the best ones, and then lovingly lavished an absurd amount of attention to their implementation." It also won the magazine's "Best Art Direction", "Best Original Music" and "Best Interface" awards.[92]
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World of Warcraft was recognized at the 2005 Spike TV Video Game Awards where it won Best PC Game, Best Multiplayer Game, Best RPG, and Most Addictive Game.[93] In 2008, World of Warcraft was honoured—along with Neverwinter Nights and EverQuest—at the 59th Annual Technology & Engineering Emmy Awards for advancing the art form of MMORPG games.[94] In 2009, Game Informer ranked World of Warcraft 11th on their list of "The Top 200 Games of All Time".[95] In 2015, the game placed 3rd on USgamer's The 15 Best Games Since 2000 list.[96]
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World of Warcraft was the best-selling PC game of 2005 and 2006.[97] In the United States, it sold 1.4 million copies ($68.1 million) by August 2006. It was the country's third best-selling computer game between January 2000 and August 2006.[98] On January 22, 2008, World of Warcraft had more than 10 million subscribers worldwide, with more than 2 million subscribers in Europe, more than 2.5 million in North America, and about 5.5 million in Asia.[99] At its peak in October 2010 the game had 12 million subscribers.[100] As of November 2014 the game has over 10 million active subscribers.[101] On January 28, 2014 Blizzard announced that 100 million accounts have been created for the game.[102] On May 7, 2015, it was announced that there were 7.1 million active subscriptions.[103][104][105][106] At the end of June 2015, subscriptions dropped down to 5.6 million, lowest since 2005.[107] By the end of September, subscribers were at 5.5 million.[108]
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Less than two months after beginning operation of World of Warcraft in China on September 19, 2009, NetEase was ordered to immediately stop charging players and to cease accepting registrations.[109][110] A press estimate indicated that if World of Warcraft were shut down in China, the loss of subscribers would have caused Activision Blizzard's earnings to fall from 65 cents per share to 60 cents per share.[109] In April 2008, World of Warcraft was estimated to hold 62 percent of the MMORPG subscription market.[111] The game has grossed $9.23 billion in revenue, making it one of the highest-grossing video games of all time, along with Space Invaders, Pac-Man and Street Fighter II.[112] In early 2012, Blizzard started its own series of tournaments for World of Warcraft and Starcraft II, known as the Battle.net World Championship Series.[113][114]
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When players create World of Warcraft accounts, they are asked to choose a username and password. Afterward, whenever they play World of Warcraft, they are asked to supply the same username and password in full. This is also the case when using account management facilities online. This type of authentication is vulnerable to keystroke logging. While this is not unique to World of Warcraft and is common to many MMORPGs, the game has been directly targeted with trojans being specifically crafted to capture account login details.[115] Attacks have been reported as early as May 2006 and may extend as far back as July 30, 2005.[116] The game does, however, allow players to save their account name to the program to allow the player to only have to type their password.[117]
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In September 2006, reports emerged of spoof World of Warcraft game advice websites that contained malware. Vulnerable computers would be infected through their web browsers, downloading a program that would then relay back account information. Blizzard's account support teams experienced high demand during this episode, stating that many users had been affected. Claims were also made that telephone support was closed for isolated periods due to the volume of calls and resulting queues.[118] In April 2007, attacks evolved to take advantage of further exploits involving animated cursors, with multiple websites being used.[119][120] Security researcher group Symantec released a report stating that a compromised World of Warcraft account was worth US$10 on the black market, compared to US$6 to US$12 for a compromised computer (correct as of March 2007).[121] In February 2008, phishing emails were distributed requesting that users validate their account information using a fake version of the World of Warcraft account management pages.[122] In June 2008, Blizzard announced the Blizzard Authenticator, available as a hardware security token or mobile application[123] that provides two-factor security. The token generates a one-time password based code that the player supplies when logging on. The password, used in addition to the user's own password, is only valid for a couple of minutes, thus providing extra security against keylogging malware.[124]
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Blizzard makes use of a system known as Warden on the Windows version of the game to detect third-party programs, such as botting software, allowing World of Warcraft to be played unattended. There has been some controversy as to the legality of Warden. Warden uses techniques similar to anti-virus software to analyze other running software on the players' PCs, as well as the file system. However, unlike most anti-virus software, it sends a portion of this information back to Blizzard, which caused privacy advocates to accuse it of being spyware.[125] One example of the information Warden collects is the title of every window open on the system while WoW is running.[126] On the other hand, many gamers responded positively to the development, stating that they supported the technology if it resulted in fewer cases of cheating. Blizzard's use of Warden was stated in the Terms of Agreement (TOA).[127]
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The Warden's existence was acknowledged in March 2008, during the opening legal proceedings against MDY Industries.[128] The lawsuit was filed in federal court in Arizona, and also listed Michael Donnelly as a defendant. Donnelly was included in the suit as the creator of MMO Glider, software that can automatically play many tasks in the game. Blizzard claimed the software is an infringement of its copyright and software license agreement, stating that "Glider use severely harms the WoW gaming experience for other players by altering the balance of play, disrupting the social and immersive aspects of the game, and undermining the in-game economy." Donnelly claims to have sold 100,000 copies of the $25 software.[129]
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On July 6, 2010, Blizzard Entertainment announced that on its forums for all games, users' accounts would display the real names tied to their accounts.[130] Blizzard announced the change following an agreement with Facebook to allow Facebook to connect persons who choose to become friends to share their real identity (Real ID, as Blizzard calls the feature). The integration of the feature into the forums on the Blizzard Entertainment site raised concerns amongst fans of the many game series Blizzard has created over the years.[131]
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In response to the concerns, Blizzard released an updated statement on July 9, 2010, announcing that the Real ID integration with the official forums was being canceled.[132][133]
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In addition to playing the game itself and conversing on discussion forums provided by Blizzard, World of Warcraft players often participate in the virtual community in creative ways, including fan artwork[134] and comic strip style storytelling.[135]
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Blizzard garnered criticism for its decision in January 2006 to ban guilds from advertising sexual orientation preferences. The incident occurred after several players were cited for "harassment" after advocating a group that was a gay-straight alliance.[136][137] Blizzard later reversed the decision to issue warnings to players promoting LGBT-friendly guilds.
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On October 7, 2010 World of Warcraft reached a subscriber base of over 12 million players.[138] Since May 2011, the number of players playing had decreased by 10% from 11.4 million to 10.3 million. Blizzard's CEO Mike Morhaime said that the reason was probably due to a drop-off in the Eastern markets.[139] In 2012, senior producer John Lagrave told Eurogamer that the drop in subscriptions may have also been attributed to the recent release of BioWare's Star Wars: The Old Republic.[140]
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As with other MMORPGs, companies have emerged offering to sell virtual gold and associated services. The practice of amassing gold and in-game items for financial profit is frequently referred to as gold farming.
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After Blizzard started offering free trial gameplay accounts, players noticed an increase in spam from bots advertising these services.[141] One study shows that this problem is particularly prevalent on the European realms, with gold being over 14 times more expensive to buy on US realms than their European counterparts.[142]
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In patch 2.1, Blizzard responded to this by adding additional anti-spam mechanics including whisper throttling and the report spam function. Additionally, trial accounts are prevented from speaking in the public chat channels (although they may speak to players within range or whisper to other players that have first whispered to them), participating in in-game trades, and using the Auction House and the mail feature, among other limitations.
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In May 2007, Blizzard filed a complaint against in Game Dollar LLC (trading as peons4hire) in U.S. federal court. In February 2008, the parties filed a consent decree in which in Game Dollar agreed to refrain from using any World of Warcraft chat or communication to advertise any business or sell any services relating to World of Warcraft.[143] In June 2007, World of Warcraft player Antonio Hernandez filed a class action lawsuit against IGE for interfering with the intended use of the game.[144]
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As characters progress in World of Warcraft and take on some of the toughest challenges, many of the rewards received are bound to that character and cannot be traded, generating a market for the trading of accounts with well-equipped characters. The highest noted World of Warcraft account trade was for £5000 (€7000, US$9,900) in early September 2007. The high price was due to the character possessing items that at the time were owned by only a handful out of the millions of active players, due to the difficulty in acquiring them. However, Blizzard banned the account five days after the purchase.[145]
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The practice of buying or selling gold in World of Warcraft has generated significant controversy.[146] On February 21, 2008, Blizzard released a statement concerning the consequences of buying gold. Blizzard reported that an "alarmingly high" proportion of all gold bought originates from "hacked" accounts. The article also stated that customers who had paid for character leveling services had found their accounts compromised months later, with all items stripped and sold for virtual gold. The article noted that leveling service companies often used "disruptive hacks ... which can cause realm performance and stability issues".[147] In April 2015, introduced a means to sell in-game gold for real money. A player may spend $20 on a one-month "game time token" that can be sold for in-game gold on the auction house.[36]
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In December 2015, Blizzard sold an in-game battle pet named Brightpaw for $10 with all proceeds going to the Make-A-Wish Foundation.[148] This resulted in a new Blizzard record donation of over $1.7 million to Make-A-Wish.[149] In December 2016, Blizzard again sold a battle pet named Mischief for $10; it helped raise more than $2.5 million for Make-A-Wish.[150] In September 2017, Blizzard sold a battle pet named Shadow the fox for $10, with proceeds going to the Red Cross to help with disaster relief.[151]
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The Corrupted Blood plague incident was one of the first events to affect entire servers. Patch 1.7 saw the opening of Zul'Gurub, the game's first 20-player raid dungeon where players faced off against a tribe of trolls. Upon engaging the final boss, players were stricken by a debuff called "Corrupted Blood" which would periodically sap their life. The disease was passed on to other players simply by being near infected players. Originally this malady was confined within the Zul'Gurub instance, but it made its way into the outside world by way of hunter pets or warlock minions that contracted the disease.
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Within hours, Corrupted Blood had completely infected major cities because of their high player concentrations. Low-level players were killed in seconds by the high-damage disease. Eventually, Blizzard fixed the issue so that the plague could not exist outside of Zul'Gurub.
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The Corrupted Blood plague so closely resembled the outbreak of real-world epidemics that scientists are currently looking at the ways MMORPGs or other massively distributed systems can model human behavior during outbreaks. The reaction of players to the plague closely resembled previously hard-to-model aspects of human behavior that may allow researchers to more accurately predict how diseases and outbreaks spread amongst a population.[152]
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World of Warcraft has inspired artists to satirize it and acknowledge its mark in popular culture. One example is the Emmy Award-winning South Park episode "Make Love, Not Warcraft".[153][154] The game has been used to advertise unrelated products, such as Toyota trucks.[155]
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In late 2007, a series of television commercials for the game began airing featuring pop culture celebrities such as Mr. T, William Shatner, and Verne Troyer discussing the virtues of the character classes they play in the game.[156] A Spanish commercial featuring Guillermo Toledo, and a French commercial featuring Jean-Claude Van Damme, were also televised.[157] Two more were shown in November 2008, featuring Ozzy Osbourne and Steve Van Zandt.[158] Another commercial in the series, which began airing in November 2011, featured Chuck Norris and played on the Internet phenomenon of "Chuck Norris facts".[159]
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World of Warcraft has inspired three board games: World of Warcraft: The Board Game (including Shadow of War and The Burning Crusade expansions),[160] World of Warcraft: The Adventure Game[161][162] (produced by Fantasy Flight Games), and a World of Warcraft edition of Trivial Pursuit.[163][164] There is also a trading card game,[165] and a collectible miniatures game[166] on the market, both formerly produced by Upper Deck Entertainment, now produced by Cryptozoic Entertainment. Cryptozoic released an "Archives" set which contains foil reproductions of older cards produced by Upper Deck. In August 2012, Megabloks launched a licensed line of World of Warcraft 'building block' toys based on the game scenes, scenarios and characters.[167] In March 2014, Hearthstone: Heroes of Warcraft was released, which is a free-to-play digital card game based on the Warcraft universe, using classes similar to World of Warcraft.[168]
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In November 2007, DC Comics published the first issue of the World of Warcraft comic under their WildStorm imprint.[169]
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In 2015, Blizzard released Heroes of the Storm, their own crossover multiplayer online battle arena video game in which players can control over 35 heroes from Warcraft universe such as Arthas, Gul'dan, Kel'thuzad, Malfurion, Ragnaros, Sylvanas, Thrall and Varian.[170] The game features Warcraft-themed battleground named Alterac Pass.[171]
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To mark the release of Hearthstone, Blizzard released the Hearthsteed mount for World of Warcraft players. The mount is obtained through winning three games in Arena or Play mode.[172] Widely advertised on various World of Warcraft websites, this promotion encourages World of Warcraft players to try Hearthstone and marked the first significant crossover implemented between Blizzard games.
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Players who purchase Warlords of Draenor Collector's or Digital Deluxe Edition receive an Orc themed card back in Hearthstone.[173] Heroes of the Storm players who reach level 20 receive the Grave Golem battle pet in World of Warcraft and after reaching level 100 in World of Warcraft receive an Ironside Dire Wolf mount in Heroes of the Storm.[174] Starting on March 11, 2016, players who level a character to 20 in WoW, which can be completed with the free starter edition, earn the alternate Paladin hero Lady Liadrin in Hearthstone.[175]
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Players who buy Overwatch Origins, Game of the Year, or Collectors Edition are given the Baby Winston battle pet in WoW.[176][177][178]
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Pierre-Auguste Renoir, commonly known as Auguste Renoir (/ˈrɛnwɑːr, rɛnˈwɑːr/ REN-wahr, ren-WAHR;[1] French: [pjɛʁ oɡyst ʁənwaʁ]; 25 February 1841 – 3 December 1919), was a French artist who was a leading painter in the development of the Impressionist style. As a celebrator of beauty and especially feminine sensuality, it has been said that "Renoir is the final representative of a tradition which runs directly from Rubens to Watteau."[2]
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He was the father of actor Pierre Renoir (1885–1952), filmmaker Jean Renoir (1894–1979) and ceramic artist Claude Renoir (1901–1969). He was the grandfather of the filmmaker Claude Renoir (1913–1993), son of Pierre.
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Pierre-Auguste Renoir was born in Limoges, Haute-Vienne, France, in 1841. His father, Léonard Renoir, was a tailor of modest means, so in 1844, Renoir's family moved to Paris in search of more favorable prospects. The location of their home, in rue d’Argenteuil in central Paris, placed Renoir in proximity to the Louvre. Although the young Renoir had a natural proclivity for drawing, he exhibited a greater talent for singing. His talent was encouraged by his teacher, Charles Gounod, who was the choir-master at the Church of St Roch at the time. However, due to the family's financial circumstances, Renoir had to discontinue his music lessons and leave school at the age of thirteen to pursue an apprenticeship at a porcelain factory.[3][4]
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Although Renoir displayed a talent for his work, he frequently tired of the subject matter and sought refuge in the galleries of the Louvre. The owner of the factory recognized his apprentice's talent and communicated this to Renoir's family. Following this, Renoir started taking lessons to prepare for entry into Ecole des Beaux Arts. When the porcelain factory adopted mechanical reproduction processes in 1858, Renoir was forced to find other means to support his learning.[4] Before he enrolled in art school, he also painted hangings for overseas missionaries and decorations on fans.[5]
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In 1862, he began studying art under Charles Gleyre in Paris. There he met Alfred Sisley, Frédéric Bazille, and Claude Monet.[6] At times, during the 1860s, he did not have enough money to buy paint. Renoir had his first success at the Salon of 1868 with his painting Lise with a Parasol (1867), which depicted Lise Tréhot, his lover at the time.[7] Although Renoir first started exhibiting paintings at the Paris Salon in 1864,[8] recognition was slow in coming, partly as a result of the turmoil of the Franco-Prussian War.
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During the Paris Commune in 1871, while Renoir painted on the banks of the Seine River, some Communards thought he was a spy and were about to throw him into the river, when a leader of the Commune, Raoul Rigault, recognized Renoir as the man who had protected him on an earlier occasion.[9]
|
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In 1874, a ten-year friendship with Jules Le Cœur and his family ended,[10] and Renoir lost not only the valuable support gained by the association but also a generous welcome to stay on their property near Fontainebleau and its scenic forest. This loss of a favorite painting location resulted in a distinct change of subjects.
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Renoir was inspired by the style and subject matter of previous modern painters Camille Pissarro and Edouard Manet.[11] After a series of rejections by the Salon juries, he joined forces with Monet, Sisley, Pissarro, and several other artists to mount the first Impressionist exhibition in April 1874, in which Renoir displayed six paintings. Although the critical response to the exhibition was largely unfavorable, Renoir's work was comparatively well received.[7] That same year, two of his works were shown with Durand-Ruel in London.[10]
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|
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Hoping to secure a livelihood by attracting portrait commissions, Renoir displayed mostly portraits at the second Impressionist exhibition in 1876.[12] He contributed a more diverse range of paintings the next year when the group presented its third exhibition; they included Dance at Le Moulin de la Galette and The Swing.[12] Renoir did not exhibit in the fourth or fifth Impressionist exhibitions, and instead resumed submitting his works to the Salon. By the end of the 1870s, particularly after the success of his painting Mme Charpentier and her Children (1878) at the Salon of 1879, Renoir was a successful and fashionable painter.[7]
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|
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In 1881, he traveled to Algeria, a country he associated with Eugène Delacroix,[13] then to Madrid, to see the work of Diego Velázquez. Following that, he traveled to Italy to see Titian's masterpieces in Florence and the paintings of Raphael in Rome. On 15 January 1882, Renoir met the composer Richard Wagner at his home in Palermo, Sicily. Renoir painted Wagner's portrait in just thirty-five minutes. In the same year, after contracting pneumonia which permanently damaged his respiratory system, Renoir convalesced for six weeks in Algeria.[14]
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|
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In 1883, Renoir spent the summer in Guernsey, one of the islands in the English Channel with a varied landscape of beaches, cliffs, and bays, where he created fifteen paintings in little over a month. Most of these feature Moulin Huet, a bay in Saint Martin's, Guernsey. These paintings were the subject of a set of commemorative postage stamps issued by the Bailiwick of Guernsey in 1983.
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|
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While living and working in Montmartre, Renoir employed Suzanne Valadon as a model, who posed for him (The Large Bathers, 1884–87; Dance at Bougival, 1883)[15] and many of his fellow painters; during that time she studied their techniques and eventually became one of the leading painters of the day.
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|
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In 1887, the year when Queen Victoria celebrated her Golden Jubilee, and upon the request of the queen's associate, Phillip Richbourg, Renoir donated several paintings to the "French Impressionist Paintings" catalog as a token of his loyalty.
|
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|
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In 1890, he married Aline Victorine Charigot, a dressmaker twenty years his junior,[16] who, along with a number of the artist's friends, had already served as a model for Le Déjeuner des canotiers (Luncheon of the Boating Party – she is the woman on the left playing with the dog) in 1881, and with whom he had already had a child, Pierre, in 1885.[14] After his marriage, Renoir painted many scenes of his wife and daily family life including their children and their nurse, Aline's cousin Gabrielle Renard. The Renoirs had three sons: Pierre Renoir (1885-1952), who became a stage and film actor; Jean Renoir (1894-1979), who became a filmmaker of note; and Claude Renoir (1901-1969), who became a ceramic artist.
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|
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Around 1892, Renoir developed rheumatoid arthritis. In 1907, he moved to the warmer climate of "Les Collettes," a farm at Cagnes-sur-Mer, close to the Mediterranean coast.[17] Renoir painted during the last twenty years of his life even after his arthritis severely limited his mobility. He developed progressive deformities in his hands and ankylosis of his right shoulder, requiring him to change his painting technique. It has often been reported that in the advanced stages of his arthritis, he painted by having a brush strapped to his paralyzed fingers,[18] but this is erroneous; Renoir remained able to grasp a brush, although he required an assistant to place it in his hand.[19] The wrapping of his hands with bandages, apparent in late photographs of the artist, served to prevent skin irritation.[19]
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In 1919, Renoir visited the Louvre to see his paintings hanging with those of the old masters. During this period, he created sculptures by cooperating with a young artist, Richard Guino, who worked the clay. Due to his limited joint mobility, Renoir also used a moving canvas, or picture roll, to facilitate painting large works.[19]
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Renoir's portrait of Austrian actress Tilla Durieux (1914) contains playful flecks of vibrant color on her shawl that offset the classical pose of the actress and highlight Renoir's skill just five years before his death.
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Renoir died in the village of Cagnes-sur-Mer, Provence-Alpes-Côte d'Azur, on 3 December 1919.
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|
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Pierre-Auguste Renoir's great-grandson, Alexandre Renoir, has also become a professional artist. In 2018, the Monthaven Arts and Cultural Center in Hendersonville, Tennessee hosted an exhibition of Alexandre's works titled "Beauty Remains." The exhibition title comes from a famous quote by Pierre-Auguste who, when asked why he continued to paint with his painful arthritis in his advanced years, once said "The pain passes, but the beauty remains."[20]
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|
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Renoir's paintings are notable for their vibrant light and saturated color, most often focusing on people in intimate and candid compositions. The female nude was one of his primary subjects. However, in 1876, a reviewer in Le Figaro wrote "Try to explain to Monsieur Renoir that a woman's torso is not a mass of decomposing flesh with those purplish green stains that denote a state of complete putrefaction in a corpse." [21] Yet in characteristic Impressionist style, Renoir suggested the details of a scene through freely brushed touches of colour, so that his figures softly fuse with one another and their surroundings.
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His initial paintings show the influence of the colorism of Eugène Delacroix and the luminosity of Camille Corot. He also admired the realism of Gustave Courbet and Édouard Manet, and his early work resembles theirs in his use of black as a color. Renoir admired Edgar Degas' sense of movement. Other painters Renoir greatly admired were the 18th-century masters François Boucher and Jean-Honoré Fragonard.[23]
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|
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A fine example of Renoir's early work and evidence of the influence of Courbet's realism, is Diana, 1867. Ostensibly a mythological subject, the painting is a naturalistic studio work; the figure carefully observed, solidly modeled and superimposed upon a contrived landscape. If the work is a "student" piece, Renoir's heightened personal response to female sensuality is present. The model was Lise Tréhot, the artist's mistress at that time, and inspiration for a number of paintings.[24]
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In the late 1860s, through the practice of painting light and water en plein air (outdoors), he and his friend Claude Monet discovered that the color of shadows is not brown or black, but the reflected color of the objects surrounding them, an effect known today as diffuse reflection. Several pairs of paintings exist in which Renoir and Monet worked side-by-side, depicting the same scenes (La Grenouillère, 1869).
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One of the best known Impressionist works is Renoir's 1876 Dance at Le Moulin de la Galette (Bal du moulin de la Galette). The painting depicts an open-air scene, crowded with people at a popular dance garden on the Butte Montmartre close to where he lived.
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The works of his early maturity were typically Impressionist snapshots of real life, full of sparkling color and light. By the mid-1880s, however, he had broken with the movement to apply a more disciplined formal technique to portraits and figure paintings, particularly of women. It was a trip to Italy in 1881 when he saw works by Raphael and other Renaissance masters, that convinced him that he was on the wrong path, and for the next several years he painted in a more severe style in an attempt to return to classicism.[25] Concentrating on his drawing and emphasizing the outlines of figures, he painted works such as Blonde Bather (1881 and 1882) and The Large Bathers (1884–87; Philadelphia Museum of Art) during what is sometimes called his "Ingres period".[26]
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After 1890 he changed direction again. To dissolve outlines, as in his earlier work, he returned to thinly brushed color. From this period onward he concentrated on monumental nudes and domestic scenes, fine examples of which are Girls at the Piano, 1892, and Grandes Baigneuses, 1887. The latter painting is the most typical and successful of Renoir's late, abundantly fleshed nudes.[27]
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A prolific artist, he created several thousand paintings. The warm sensuality of Renoir's style made his paintings some of the most well-known and frequently reproduced works in the history of art. The single largest collection of his works—181 paintings in all—is at the Barnes Foundation, in Philadelphia.
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A five-volume catalogue raisonné of Renoir's works (with one supplement) was published by Bernheim-Jeune between 1983 and 2014.[28] Bernheim-Jeune is the only surviving major art dealer that was used by Renoir. The Wildenstein Institute is preparing, but has not yet published, a critical catalogue of Renoir's work.[29] A disagreement between these two organizations concerning an unsigned work in Picton Castle was at the centre of the second episode of the fourth season of the television series Fake or Fortune.
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In 1919, Ambroise Vollard, a renowned art dealer, published a book on the life and work of Renoir, La Vie et l'Œuvre de Pierre-Auguste Renoir, in an edition of 1000 copies. In 1986, Vollard's heirs started reprinting the copper plates, generally, etchings with hand applied watercolor. These prints are signed by Renoir in the plate and are embossed "Vollard" in the lower margin. They are not numbered, dated or signed in pencil.
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A small version of Bal du moulin de la Galette sold for $78.1 million May 17, 1990 at Sotheby's New York.[30]
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In 2012, Renoir's Paysage Bords de Seine was offered for sale at auction but the painting was discovered to have been stolen from the Baltimore Museum of Art in 1951. The sale was cancelled.
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Lise Sewing, 1866, Dallas Museum of Art
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La Grenouillère, 1868, Nationalmuseum, Stockholm
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Portrait of Alfred Sisley, 1868
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Pont-Neuf, 1872
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Claude Monet Painting in His Garden at Argenteuil, 1873, Wadsworth Atheneum, Hartford, Connecticut
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La Parisienne, 1874, (Henriette Henriot), National Museum Cardiff
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The Dancer, 1874, National Gallery of Art, Washington, D.C.
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Portrait of Claude Monet, 1875, Musée d'Orsay, Paris, France
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The Grands Boulevards, 1875, Philadelphia Museum of Art
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A Girl with a Watering Can, 1876, National Gallery of Art, Washington, D.C.
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Portrait of Jeanne Durand-Ruel, 1876, Barnes Foundation, Philadelphia
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Mother and Children, 1876, Frick Collection, New York City
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Portrait of Jeanne Samary, 1877, Pushkin Museum, Moscow
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Mme. Charpentier and her children, 1878, Metropolitan Museum of Art, New York
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Portrait of Alphonsine Fournaise, 1879, Musée d'Orsay, Paris, France
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Pierre-Auguste Renoir, Boating on the Seine (La Yole), c. 1879
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By the Water, 1880, Art Institute of Chicago, Chicago, Illinois
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Sleeping Girl with a Cat, Clark Art Institute, Williamstown, Massachusetts
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|
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Pink and Blue, 1881, São Paulo Museum of Art, São Paulo
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|
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The Piazza San Marco, Venice, 1881 (Minneapolis Institute of Art)
|
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Fillette au chapeau bleu, 1881, (Jane Henriot), private collection
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Portrait of Charles and Georges Durand-Ruel, 1882
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Dance at Bougival, 1882–1883, (woman at left is painter Suzanne Valadon), Boston Museum of Fine Arts
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Dance in the Country (Aline Charigot and Paul Lhote), 1883, Musée d'Orsay, Paris
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|
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Dance in the City, 1883, Musée d'Orsay, Paris, France
|
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|
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Children at the Beach at Guernsey, 1883, Barnes Foundation, Philadelphia
|
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|
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Jeune garçon sur la plage d'Yport, 1883, Barnes Foundation, Philadelphia
|
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|
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Girl With a Hoop, 1885, National Gallery of Art, Washington, D.C.
|
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|
119 |
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Girl Braiding Her Hair (Suzanne Valadon), 1885
|
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|
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Still Life: Flowers, 1885, Solomon R. Guggenheim Museum, New York
|
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Tamaris, France, c. 1885 (Minneapolis Institute of Art)
|
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|
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Julie Manet with cat, 1887
|
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Young Woman with a Blue Choker, 1888
|
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Young Girl with Red Hair, 1894
|
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Portrait of Berthe Morisot and daughter Julie Manet, 1894
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Head of a Young Woman, late 19th century (Minneapolis Institute of Art)
|
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Gabrielle Renard and infant son Jean Renoir, 1895
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The Artist's Family, 1896, The Barnes Foundation, Philadelphia
|
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Portrait of Ambroise Vollard, 1908
|
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Portrait of Paul Durand-Ruel, 1910
|
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Portrait of Ambroise Vollard, 1917
|
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Woman with a Mandolin, 1919
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Self-portrait, 1875
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Self-portrait, 1876
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Self-portrait, 1910
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Self-portrait, 1910
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Diana, 1867, The National Gallery of Art, Washington, DC
|
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Nude in the Sun, 1875, Musée d'Orsay, Paris
|
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|
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Seated Girl, 1883
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|
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The Large Bathers, 1887, Philadelphia Museum of Art
|
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|
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After The Bath, 1888
|
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|
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Three Bathers, 1895, Cleveland Museum of Art Cleveland, Ohio
|
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Nude, National Museum of Serbia, Belgrade
|
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|
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After The Bath, 1910, Barnes Foundation, Philadelphia
|
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|
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+
Woman at the Well, 1910
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|
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Seated Bather Drying Her Leg, 1914, Musée de l'Orangerie, Paris
|
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|
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Women Bathers, 1916, National Museum, Stockholm
|
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|
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Bathers, 1918, Barnes Foundation, Philadelphia
|
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|
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On December 7, 2019 the Alberta Symphony Orchestra presented a Tribute to Renoir at Triffo Theater in Edmonton, Alberta, Canada, under the direction of pianist and conductor Emilio De Mercato, for the 100th anniversary of the death of Renoir.
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1 |
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See text
|
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|
5 |
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Populus is a genus of 25–30 species of deciduous flowering plants in the family Salicaceae, native to most of the Northern Hemisphere. English names variously applied to different species include poplar /ˈpɒp.lər/, aspen, and cottonwood.
|
6 |
+
|
7 |
+
The western balsam poplar (P. trichocarpa) was the first tree whose full DNA code had been determined by DNA sequencing, in 2006.[1]
|
8 |
+
|
9 |
+
The genus has a large genetic diversity, and can grow from 15–50 m (49–164 ft) tall, with trunks up to 2.5 m (8 ft 2 in) in diameter.
|
10 |
+
|
11 |
+
The bark on young trees is smooth, white to greenish or dark grey, and often has conspicuous lenticels; on old trees, it remains smooth in some species, but becomes rough and deeply fissured in others. The shoots are stout, with (unlike in the related willows) the terminal bud present. The leaves are spirally arranged, and vary in shape from triangular to circular or (rarely) lobed, and with a long petiole; in species in the sections Populus and Aigeiros, the petioles are laterally flattened, so that breezes easily cause the leaves to wobble back and forth, giving the whole tree a "twinkling" appearance in a breeze. Leaf size is very variable even on a single tree, typically with small leaves on side shoots, and very large leaves on strong-growing lead shoots. The leaves often turn bright gold to yellow before they fall during autumn.[2][3]
|
12 |
+
|
13 |
+
The flowers are mostly dioecious (rarely monoecious) and appear in early spring before the leaves. They are borne in long, drooping, sessile or pedunculate catkins produced from buds formed in the axils of the leaves of the previous year. The flowers are each seated in a cup-shaped disk which is borne on the base of a scale which is itself attached to the rachis of the catkin. The scales are obovate, lobed, and fringed, membranous, hairy or smooth, and usually caducous. The male flowers are without calyx or corolla, and comprise a group of four to 60 stamens inserted on a disk; filaments are short and pale yellow; anthers are oblong, purple or red, introrse, and two-celled; the cells open longitudinally. The female flower also has no calyx or corolla, and comprises a single-celled ovary seated in a cup-shaped disk. The style is short, with two to four stigmata, variously lobed, and numerous ovules. Pollination is by wind, with the female catkins lengthening considerably between pollination and maturity. The fruit is a two- to four-valved dehiscent capsule, green to reddish-brown, mature in midsummer, containing numerous minute light brown seeds surrounded by tufts of long, soft, white hairs which aid wind dispersal.[2][4]
|
14 |
+
|
15 |
+
Poplars of the cottonwood section are often wetlands or riparian trees. The aspens are among the most important boreal broadleaf trees.[2]
|
16 |
+
|
17 |
+
Poplars and aspens are important food plants for the larvae of a large number of Lepidoptera species. Pleurotus populinus, the aspen oyster mushroom, is found exclusively on dead wood of Populus trees in North America.
|
18 |
+
|
19 |
+
Several species of Populus in the United Kingdom and other parts of Europe have experienced heavy dieback; this is thought in part to be due to Sesia apiformis which bores into the trunk of the tree during its larval stage.[5]
|
20 |
+
|
21 |
+
The genus Populus has traditionally been divided into six sections on the basis of leaf and flower characters;[3][6] this classification is followed below. Recent genetic studies have largely supported this, confirming some previously suspected reticulate evolution due to past hybridisation and introgression events between the groups. Some species (noted below) had differing relationships indicated by their nuclear DNA (paternally inherited) and chloroplast DNA sequences (maternally inherited), a clear indication of likely hybrid origin.[7] Hybridisation continues to be common in the genus, with several hybrids between species in different sections known.[2][8]
|
22 |
+
|
23 |
+
The oldest easily identifiable fossil of this genus belongs to Poplus wilmattae, and comes from the Late Paleocene about 58 Ma.[10]
|
24 |
+
|
25 |
+
Many poplars are grown as ornamental trees, with numerous cultivars used. They have the advantage of growing to a very large size at a rapid pace. Almost all poplars take root readily from cuttings or where broken branches lie on the ground (they also often have remarkable suckering abilities, and can form huge colonies from a single original tree, such as the famous Pando forest made of thousands of Populus tremuloides clones).
|
26 |
+
|
27 |
+
Trees with fastigiate (erect, columnar) branching are particularly popular, and are widely grown across Europe and southwest Asia. However, like willows, poplars have very vigorous and invasive root systems stretching up to 40 metres (130 ft) from the trees; planting close to houses or ceramic water pipes may result in damaged foundations and cracked walls and pipes due to their search for moisture.
|
28 |
+
|
29 |
+
A simple, reproducible, high-frequency micropropagation protocol in eastern cottonwood Populus deltoides has been reported by Yadav et al. 2009.[11]
|
30 |
+
|
31 |
+
In India, the poplar is grown commercially by farmers, mainly in the Punjab region. Common poplar varieties are:
|
32 |
+
|
33 |
+
The trees are grown from kalam or cuttings, harvested annually in January and February, and commercially available up to 15 November.
|
34 |
+
|
35 |
+
Most commonly used to make plywood, Yamuna Nagar in Haryana state has a large plywood industry reliant upon poplar. It is graded according to sizes known as "over" (over 24 inches (610 mm)), "under" (18–24 inches (460–610 mm)), and "sokta" (less than 18 inches (460 mm)).
|
36 |
+
|
37 |
+
Although the wood from Populus is known as poplar wood, a common high-quality hardwood "poplar" with a greenish colour is actually from an unrelated genus Liriodendron. Populus wood is a lighter, more porous material.
|
38 |
+
|
39 |
+
Its flexibility and close grain make it suitable for a number of applications, similar to those for willow. The Greeks and Etruscans made shields of poplar, and Pliny the Elder also recommended poplar for this purpose.[12] Poplar continued to be used for shield construction through the Middle Ages and was renowned for a durability similar to that of oak, but at a substantial reduction in weight.
|
40 |
+
|
41 |
+
Interest exists in using poplar as an energy crop for biomass, in energy forestry systems, particularly in light of its high energy-in to energy-out ratio, large carbon mitigation potential, and fast growth.
|
42 |
+
|
43 |
+
In the United Kingdom, poplar (as with fellow energy crop willow) is typically grown in a short rotation coppice system for two to five years (with single or multiple stems), then harvested and burned - the yield of some varieties can be as high as 12 oven-dry tonnes per hectare every year.[15]
|
44 |
+
In warmer regions like Italy this crop can procuce up to 13.8, 16.4 oven-dry tonnes of biomass per hectare every year for biannual and triennial cutting cycles also showing a positive energy balance and a high energy efficiency.[16]
|
45 |
+
|
46 |
+
Biofuel is another option for using poplar as bioenergy supply. In the United States, scientists studied converting short rotation coppice poplar into sugars for biofuel (e.g. ethanol) production.[17]
|
47 |
+
Considering the relative cheap price, the process of making biofuel from SRC can be economic feasible, although the conversion yield from short rotation coppice (as juvenile crops) were lower than regular mature wood. Besides biochemical conversion, thermochemical conversion (e.g. fast pyrolysis) was also studied for making biofuel from short rotation coppice poplar and was found to have higher energy recovery than that from bioconversion.[18]
|
48 |
+
|
49 |
+
Poplar was the most common wood used in Italy for panel paintings; the Mona Lisa and most famous early renaissance Italian paintings are on poplar. The wood is generally white, often with a slightly yellowish colour.
|
50 |
+
|
51 |
+
Some stringed instruments are made with one-piece poplar backs; violas made in this fashion are said[citation needed] to have a particularly resonant tone. Similarly, though typically it is considered to have a less attractive grain than the traditional sitka spruce, poplar is beginning to be targeted by some harp luthiers as a sustainable and even superior alternative for their sound boards:[19] in these cases another hardwood veneer is sometimes applied to the resonant poplar base both for cosmetic reasons, and supposedly to fine-tune the acoustic properties.
|
52 |
+
|
53 |
+
Two notable poems in English lament the cutting down of poplars, William Cowper's "The Poplar Field" and Gerard Manley Hopkins' "Binsey Poplars felled 1879".
|
54 |
+
|
55 |
+
In Billie Holiday's Strange Fruit, she sings "Black bodies swinging in the southern breeze/Strange fruit hanging from the poplar trees…".
|
56 |
+
|
57 |
+
Poplars in Ukrainian folklore symbolise beauty or loneliness of a woman in love.[citation needed]
|
58 |
+
|
59 |
+
The Odd Poplars Alley, in Iași, Romania, is one of the spots where Mihai Eminescu sought inspiration in his works (the poem "Down Where the Lonely Poplars Grow"). In 1973, the 15 white poplars still left (with age ranges between 233 and 371 years) were declared natural monuments.[20]
|
60 |
+
|
61 |
+
In Pakistan, poplar is grown on commercial level by farmers in Punjab, Sindh, and Khyber Pakhtunkhwa Provinces. However, all varieties are seriously susceptible to termite attack, causing significant losses to poplar every year. Logs of poplar are therefore also used as bait in termite traps (termaps) for biocontrol of termites in crops.
|
62 |
+
|
63 |
+
Lombardy poplars are frequently used as a windbreak around agricultural fields to protect against wind erosion.
|
64 |
+
|
65 |
+
Logs from the poplar provide a growing medium for shiitake mushrooms.[21]
|
66 |
+
|
67 |
+
Poplar represents a suitable candidate for phytoremediation. This plant has been successfully used to target many types of pollutants including trace element (TEs) in soil [22] and sewage sludge,[23][24] Polychlorinated Biphenyl (PCBs),[25] Trichloroethylene (TCE),[26] Polycyclic Aromatic Hydrocarbon (PAHs).[27]
|
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|
en/4541.html.txt
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|
1 |
+
|
2 |
+
|
3 |
+
See text
|
4 |
+
|
5 |
+
Populus is a genus of 25–30 species of deciduous flowering plants in the family Salicaceae, native to most of the Northern Hemisphere. English names variously applied to different species include poplar /ˈpɒp.lər/, aspen, and cottonwood.
|
6 |
+
|
7 |
+
The western balsam poplar (P. trichocarpa) was the first tree whose full DNA code had been determined by DNA sequencing, in 2006.[1]
|
8 |
+
|
9 |
+
The genus has a large genetic diversity, and can grow from 15–50 m (49–164 ft) tall, with trunks up to 2.5 m (8 ft 2 in) in diameter.
|
10 |
+
|
11 |
+
The bark on young trees is smooth, white to greenish or dark grey, and often has conspicuous lenticels; on old trees, it remains smooth in some species, but becomes rough and deeply fissured in others. The shoots are stout, with (unlike in the related willows) the terminal bud present. The leaves are spirally arranged, and vary in shape from triangular to circular or (rarely) lobed, and with a long petiole; in species in the sections Populus and Aigeiros, the petioles are laterally flattened, so that breezes easily cause the leaves to wobble back and forth, giving the whole tree a "twinkling" appearance in a breeze. Leaf size is very variable even on a single tree, typically with small leaves on side shoots, and very large leaves on strong-growing lead shoots. The leaves often turn bright gold to yellow before they fall during autumn.[2][3]
|
12 |
+
|
13 |
+
The flowers are mostly dioecious (rarely monoecious) and appear in early spring before the leaves. They are borne in long, drooping, sessile or pedunculate catkins produced from buds formed in the axils of the leaves of the previous year. The flowers are each seated in a cup-shaped disk which is borne on the base of a scale which is itself attached to the rachis of the catkin. The scales are obovate, lobed, and fringed, membranous, hairy or smooth, and usually caducous. The male flowers are without calyx or corolla, and comprise a group of four to 60 stamens inserted on a disk; filaments are short and pale yellow; anthers are oblong, purple or red, introrse, and two-celled; the cells open longitudinally. The female flower also has no calyx or corolla, and comprises a single-celled ovary seated in a cup-shaped disk. The style is short, with two to four stigmata, variously lobed, and numerous ovules. Pollination is by wind, with the female catkins lengthening considerably between pollination and maturity. The fruit is a two- to four-valved dehiscent capsule, green to reddish-brown, mature in midsummer, containing numerous minute light brown seeds surrounded by tufts of long, soft, white hairs which aid wind dispersal.[2][4]
|
14 |
+
|
15 |
+
Poplars of the cottonwood section are often wetlands or riparian trees. The aspens are among the most important boreal broadleaf trees.[2]
|
16 |
+
|
17 |
+
Poplars and aspens are important food plants for the larvae of a large number of Lepidoptera species. Pleurotus populinus, the aspen oyster mushroom, is found exclusively on dead wood of Populus trees in North America.
|
18 |
+
|
19 |
+
Several species of Populus in the United Kingdom and other parts of Europe have experienced heavy dieback; this is thought in part to be due to Sesia apiformis which bores into the trunk of the tree during its larval stage.[5]
|
20 |
+
|
21 |
+
The genus Populus has traditionally been divided into six sections on the basis of leaf and flower characters;[3][6] this classification is followed below. Recent genetic studies have largely supported this, confirming some previously suspected reticulate evolution due to past hybridisation and introgression events between the groups. Some species (noted below) had differing relationships indicated by their nuclear DNA (paternally inherited) and chloroplast DNA sequences (maternally inherited), a clear indication of likely hybrid origin.[7] Hybridisation continues to be common in the genus, with several hybrids between species in different sections known.[2][8]
|
22 |
+
|
23 |
+
The oldest easily identifiable fossil of this genus belongs to Poplus wilmattae, and comes from the Late Paleocene about 58 Ma.[10]
|
24 |
+
|
25 |
+
Many poplars are grown as ornamental trees, with numerous cultivars used. They have the advantage of growing to a very large size at a rapid pace. Almost all poplars take root readily from cuttings or where broken branches lie on the ground (they also often have remarkable suckering abilities, and can form huge colonies from a single original tree, such as the famous Pando forest made of thousands of Populus tremuloides clones).
|
26 |
+
|
27 |
+
Trees with fastigiate (erect, columnar) branching are particularly popular, and are widely grown across Europe and southwest Asia. However, like willows, poplars have very vigorous and invasive root systems stretching up to 40 metres (130 ft) from the trees; planting close to houses or ceramic water pipes may result in damaged foundations and cracked walls and pipes due to their search for moisture.
|
28 |
+
|
29 |
+
A simple, reproducible, high-frequency micropropagation protocol in eastern cottonwood Populus deltoides has been reported by Yadav et al. 2009.[11]
|
30 |
+
|
31 |
+
In India, the poplar is grown commercially by farmers, mainly in the Punjab region. Common poplar varieties are:
|
32 |
+
|
33 |
+
The trees are grown from kalam or cuttings, harvested annually in January and February, and commercially available up to 15 November.
|
34 |
+
|
35 |
+
Most commonly used to make plywood, Yamuna Nagar in Haryana state has a large plywood industry reliant upon poplar. It is graded according to sizes known as "over" (over 24 inches (610 mm)), "under" (18–24 inches (460–610 mm)), and "sokta" (less than 18 inches (460 mm)).
|
36 |
+
|
37 |
+
Although the wood from Populus is known as poplar wood, a common high-quality hardwood "poplar" with a greenish colour is actually from an unrelated genus Liriodendron. Populus wood is a lighter, more porous material.
|
38 |
+
|
39 |
+
Its flexibility and close grain make it suitable for a number of applications, similar to those for willow. The Greeks and Etruscans made shields of poplar, and Pliny the Elder also recommended poplar for this purpose.[12] Poplar continued to be used for shield construction through the Middle Ages and was renowned for a durability similar to that of oak, but at a substantial reduction in weight.
|
40 |
+
|
41 |
+
Interest exists in using poplar as an energy crop for biomass, in energy forestry systems, particularly in light of its high energy-in to energy-out ratio, large carbon mitigation potential, and fast growth.
|
42 |
+
|
43 |
+
In the United Kingdom, poplar (as with fellow energy crop willow) is typically grown in a short rotation coppice system for two to five years (with single or multiple stems), then harvested and burned - the yield of some varieties can be as high as 12 oven-dry tonnes per hectare every year.[15]
|
44 |
+
In warmer regions like Italy this crop can procuce up to 13.8, 16.4 oven-dry tonnes of biomass per hectare every year for biannual and triennial cutting cycles also showing a positive energy balance and a high energy efficiency.[16]
|
45 |
+
|
46 |
+
Biofuel is another option for using poplar as bioenergy supply. In the United States, scientists studied converting short rotation coppice poplar into sugars for biofuel (e.g. ethanol) production.[17]
|
47 |
+
Considering the relative cheap price, the process of making biofuel from SRC can be economic feasible, although the conversion yield from short rotation coppice (as juvenile crops) were lower than regular mature wood. Besides biochemical conversion, thermochemical conversion (e.g. fast pyrolysis) was also studied for making biofuel from short rotation coppice poplar and was found to have higher energy recovery than that from bioconversion.[18]
|
48 |
+
|
49 |
+
Poplar was the most common wood used in Italy for panel paintings; the Mona Lisa and most famous early renaissance Italian paintings are on poplar. The wood is generally white, often with a slightly yellowish colour.
|
50 |
+
|
51 |
+
Some stringed instruments are made with one-piece poplar backs; violas made in this fashion are said[citation needed] to have a particularly resonant tone. Similarly, though typically it is considered to have a less attractive grain than the traditional sitka spruce, poplar is beginning to be targeted by some harp luthiers as a sustainable and even superior alternative for their sound boards:[19] in these cases another hardwood veneer is sometimes applied to the resonant poplar base both for cosmetic reasons, and supposedly to fine-tune the acoustic properties.
|
52 |
+
|
53 |
+
Two notable poems in English lament the cutting down of poplars, William Cowper's "The Poplar Field" and Gerard Manley Hopkins' "Binsey Poplars felled 1879".
|
54 |
+
|
55 |
+
In Billie Holiday's Strange Fruit, she sings "Black bodies swinging in the southern breeze/Strange fruit hanging from the poplar trees…".
|
56 |
+
|
57 |
+
Poplars in Ukrainian folklore symbolise beauty or loneliness of a woman in love.[citation needed]
|
58 |
+
|
59 |
+
The Odd Poplars Alley, in Iași, Romania, is one of the spots where Mihai Eminescu sought inspiration in his works (the poem "Down Where the Lonely Poplars Grow"). In 1973, the 15 white poplars still left (with age ranges between 233 and 371 years) were declared natural monuments.[20]
|
60 |
+
|
61 |
+
In Pakistan, poplar is grown on commercial level by farmers in Punjab, Sindh, and Khyber Pakhtunkhwa Provinces. However, all varieties are seriously susceptible to termite attack, causing significant losses to poplar every year. Logs of poplar are therefore also used as bait in termite traps (termaps) for biocontrol of termites in crops.
|
62 |
+
|
63 |
+
Lombardy poplars are frequently used as a windbreak around agricultural fields to protect against wind erosion.
|
64 |
+
|
65 |
+
Logs from the poplar provide a growing medium for shiitake mushrooms.[21]
|
66 |
+
|
67 |
+
Poplar represents a suitable candidate for phytoremediation. This plant has been successfully used to target many types of pollutants including trace element (TEs) in soil [22] and sewage sludge,[23][24] Polychlorinated Biphenyl (PCBs),[25] Trichloroethylene (TCE),[26] Polycyclic Aromatic Hydrocarbon (PAHs).[27]
|
68 |
+
|
en/4542.html.txt
ADDED
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1 |
+
Fear is an emotion induced by perceived danger or threat, which causes physiological changes and ultimately behavioral changes, such as fleeing, hiding, or freezing from perceived traumatic events. Fear in human beings may occur in response to a certain stimulus occurring in the present, or in anticipation or expectation of a future threat perceived as a risk to oneself. The fear response arises from the perception of danger leading to confrontation with or escape from/avoiding the threat (also known as the fight-or-flight response), which in extreme cases of fear (horror and terror) can be a freeze response or paralysis.
|
2 |
+
|
3 |
+
In humans and animals, fear is modulated by the process of cognition and learning. Thus fear is judged as rational or appropriate and irrational or inappropriate. An irrational fear is called a phobia.
|
4 |
+
|
5 |
+
Fear is closely related to the emotion anxiety, which occurs as the result of threats that are perceived to be uncontrollable or unavoidable.[1] The fear response serves survival by engendering appropriate behavioral responses, so it has been preserved throughout evolution.[2] Sociological and organizational research also suggests that individuals’ fears are not solely dependent on their nature but are also shaped by their social relations and culture, which guide their understanding of when and how much fear to feel.[3][better source needed]
|
6 |
+
|
7 |
+
Many physiological changes in the body are associated with fear, summarized as the fight-or-flight response. An innate response for coping with danger, it works by accelerating the breathing rate (hyperventilation), heart rate, vasoconstriction of the peripheral blood vessels leading to blushing and sanskadania of the central vessels (pooling), increasing muscle tension including the muscles attached to each hair follicle to contract and causing "goosebumps", or more clinically, piloerection (making a cold person warmer or a frightened animal look more impressive), sweating, increased blood glucose (hyperglycemia), increased serum calcium, increase in white blood cells called neutrophilic leukocytes, alertness leading to sleep disturbance and "butterflies in the stomach" (dyspepsia). This primitive mechanism may help an organism survive by either running away or fighting the danger.[4] With the series of physiological changes, the consciousness realizes an emotion of fear.
|
8 |
+
|
9 |
+
Although many fears are learned, the capacity to fear is part of human nature. Many studies[5] have found that certain fears (e.g. animals, heights) are much more common than others (e.g. flowers, clouds). These fears are also easier to induce in the laboratory. This phenomenon is known as preparedness. Because early humans that were quick to fear dangerous situations were more likely to survive and reproduce, preparedness is theorized to be a genetic effect that is the result of natural selection.[6]
|
10 |
+
|
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From an evolutionary psychology perspective, different fears may be different adaptations that have been useful in our evolutionary past. They may have developed during different time periods. Some fears, such as fear of heights, may be common to all mammals and developed during the mesozoic period. Other fears, such as fear of snakes, may be common to all simians and developed during the cenozoic time period. Still others, such as fear of mice and insects, may be unique to humans and developed during the paleolithic and neolithic time periods (when mice and insects become important carriers of infectious diseases and harmful for crops and stored foods).[7]
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Animals and humans innovate specific fears as a result of learning. This has been studied in psychology as fear conditioning, beginning with John B. Watson's Little Albert experiment in 1920, which was inspired after observing a child with an irrational fear of dogs. In this study, an 11-month-old boy was conditioned to fear a white rat in the laboratory. The fear became generalized to include other white, furry objects, such as a rabbit, dog, and even a ball of cotton.
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Fear can be learned by experiencing or watching a frightening traumatic accident. For example, if a child falls into a well and struggles to get out, he or she may develop a fear of wells, heights (acrophobia), enclosed spaces (claustrophobia), or water (aquaphobia). There are studies looking at areas of the brain that are affected in relation to fear. When looking at these areas (such as the amygdala), it was proposed that a person learns to fear regardless of whether they themselves have experienced trauma, or if they have observed the fear in others. In a study completed by Andreas Olsson, Katherine I. Nearing and Elizabeth A. Phelps, the amygdala were affected both when subjects observed someone else being submitted to an aversive event, knowing that the same treatment awaited themselves, and when subjects were subsequently placed in a fear-provoking situation.[8] This suggests that fear can develop in both conditions, not just simply from personal history.
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Fear is affected by cultural and historical context. For example, in the early 20th century, many Americans feared polio, a disease that can lead to paralysis.[9] There are consistent cross-cultural differences in how people respond to fear.[10] Display rules affect how likely people are to express the facial expression of fear and other emotions. Emotions of fear could be also influenced by gender. Research has shown participants were able to recognize the facial expression of fear significantly better on a male face than on a female face. Females also recognized fear generally better than males.[11]
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Fear of victimization is a function of perceived risk and seriousness.[12]
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According to surveys, some of the most common fears are of demons and ghosts, the existence of evil powers, cockroaches, spiders, snakes, heights, Trypophobia, water, enclosed spaces, tunnels, bridges, needles, social rejection, failure, examinations, and public speaking.[13][14][15]
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Fear of the unknown or irrational fear is caused by negative thinking (worry) which arises from anxiety accompanied by a subjective sense of apprehension or dread.[16] Irrational fear shares a common neural pathway with other fears, a pathway that engages the nervous system to mobilize bodily resources in the face of danger or threat. Many people are scared of the "unknown". The irrational fear can branch out to many areas such as the hereafter, the next ten years or even tomorrow. Chronic irrational fear has deleterious effects since the elicitor stimulus is commonly absent or perceived from delusions. Such fear can create comorbidity with the anxiety disorder umbrella.[17] Being scared may cause people to experience anticipatory fear of what may lie ahead rather than planning and evaluating for the same. For example, "continuation of scholarly education" is perceived by many educators as a risk that may cause them fear and stress,[18] and they would rather teach things they've been taught than go and do research. That can lead to habits such as laziness and procrastination.[citation needed]
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The ambiguity of situations that tend to be uncertain and unpredictable can cause anxiety in addition to other psychological and physical problems in some populations; especially those who engage it constantly, for example, in war-ridden places or in places of conflict, terrorism, abuse, etc. Poor parenting that instills fear can also debilitate a child's psyche development or personality. For example, parents tell their children not to talk to strangers in order to protect them. In school, they would be motivated to not show fear in talking with strangers, but to be assertive and also aware of the risks and the environment in which it takes place. Ambiguous and mixed messages like this can affect their self-esteem and self-confidence. Researchers say talking to strangers isn't something to be thwarted but allowed in a parent's presence if required.[19] Developing a sense of equanimity to handle various situations is often advocated as an antidote to irrational fear and as an essential skill by a number of ancient philosophies.
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Fear of the unknown (FOTU) "may be a, or possibly the, fundamental fear".[20]
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In a 2005 Gallup Poll (U.S.), a national sample of about 1000 adolescents (aged 13 to 17) were asked what they feared the most as an open-ended question. The American adolescents reported perceiving their top 10 fears as follows: terrorist attacks, spiders, death, failure, war, criminal or gang violence, being alone, the future, and nuclear war.[21]
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In an estimate of what Americans fear the most, book author Bill Tancer analyzed the most frequent online queries that involved the phrase, "fear of..." following the assumption that people tend to seek information on the issues that concern them the most. His top ten list of fears published 2008 consisted of flying, heights, clowns, intimacy, death, rejection, people, snakes, failure, and driving.[22]
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Often laboratory studies with rats are conducted to examine the acquisition and extinction of conditioned fear responses.[23] In 2004, researchers conditioned rats (Rattus norvegicus) to fear a certain stimulus, through electric shock.[24] The researchers were able to then cause an extinction of this conditioned fear, to a point that no medications or drugs were able to further aid in the extinction process. However, the rats did show signs of avoidance learning, not fear, but simply avoiding the area that brought pain to the test rats. The avoidance learning of rats is seen as a conditioned response, and therefore the behavior can be unconditioned, as supported by the earlier research.
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Species-specific defense reactions (SSDRs) or avoidance learning in nature is the specific tendency to avoid certain threats or stimuli, it is how animals survive in the wild. Humans and animals both share these species-specific defense reactions, such as the flight-or-fight, which also include pseudo-aggression, fake or intimidating aggression and freeze response to threats, which is controlled by the sympathetic nervous system. These SSDRs are learned very quickly through social interactions between others of the same species, other species, and interaction with the environment.[25] These acquired sets of reactions or responses are not easily forgotten. The animal that survives is the animal that already knows what to fear and how to avoid this threat. An example in humans is the reaction to the sight of a snake, many jump backwards before cognitively realizing what they are jumping away from, and in some cases, it is a stick rather than a snake.
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As with many functions of the brain, there are various regions of the brain involved in deciphering fear in humans and other nonhuman species.[26] The amygdala communicates both directions between the prefrontal cortex, hypothalamus, the sensory cortex, the hippocampus, thalamus, septum, and the brainstem. The amygdala plays an important role in SSDR, such as the ventral amygdalofugal, which is essential for associative learning, and SSDRs are learned through interaction with the environment and others of the same species. An emotional response is created only after the signals have been relayed between the different regions of the brain, and activating the sympathetic nervous systems; which controls the flight, fight, freeze, fright, and faint response.[27][28] Often a damaged amygdala can cause impairment in the recognition of fear (like the human case of patient S.M.).[29] This impairment can cause different species to lack the sensation of fear, and often can become overly confident, confronting larger peers, or walking up to predatory creatures.
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Robert C. Bolles (1970), a researcher at University of Washington, wanted to understand species-specific defense reactions and avoidance learning among animals, but found that the theories of avoidance learning and the tools that were used to measure this tendency were out of touch with the natural world.[30] He theorized the species-specific defense reaction (SSDR).[31] There are three forms of SSDRs: flight, fight (pseudo-aggression), or freeze. Even domesticated animals have SSDRs, and in those moments it is seen that animals revert to atavistic standards and become "wild" again. Dr. Bolles states that responses are often dependent on the reinforcement of a safety signal, and not the aversive conditioned stimuli. This safety signal can be a source of feedback or even stimulus change. Intrinsic feedback or information coming from within, muscle twitches, increased heart rate, are seen to be more important in SSDRs than extrinsic feedback, stimuli that comes from the external environment. Dr. Bolles found that most creatures have some intrinsic set of fears, to help assure survival of the species. Rats will run away from any shocking event, and pigeons will flap their wings harder when threatened. The wing flapping in pigeons and the scattered running of rats are considered species-specific defense reactions or behaviors. Bolles believed that SSDRs are conditioned through Pavlovian conditioning, and not operant conditioning; SSDRs arise from the association between the environmental stimuli and adverse events.[32] Michael S. Fanselow conducted an experiment, to test some specific defense reactions, he observed that rats in two different shock situations responded differently, based on instinct or defensive topography, rather than contextual information.[33]
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Species-specific defense responses are created out of fear, and are essential for survival.[34] Rats that lack the gene stathmin show no avoidance learning, or a lack of fear, and will often walk directly up to cats and be eaten.[35] Animals use these SSDRs to continue living, to help increase their chance of fitness, by surviving long enough to procreate. Humans and animals alike have created fear to know what should be avoided, and this fear can be learned through association with others in the community, or learned through personal experience with a creature, species, or situations that should be avoided. SSDRs are an evolutionary adaptation that has been seen in many species throughout the world including rats, chimpanzees, prairie dogs, and even humans, an adaptation created to help individual creatures survive in a hostile world.
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Fear learning changes across the lifetime due to natural developmental changes in the brain.[36][37] This includes changes in the prefrontal cortex and the amygdala.[38]
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The brain structures that are the center of most neurobiological events associated with fear are the two amygdalae, located behind the pituitary gland. Each amygdala is part of a circuitry of fear learning.[2] They are essential for proper adaptation to stress and specific modulation of emotional learning memory. In the presence of a threatening stimulus, the amygdalae generate the secretion of hormones that influence fear and aggression.[39] Once a response to the stimulus in the form of fear or aggression commences, the amygdalae may elicit the release of hormones into the body to put the person into a state of alertness, in which they are ready to move, run, fight, etc. This defensive response is generally referred to in physiology as the fight-or-flight response regulated by the hypothalamus, part of the limbic system.[40] Once the person is in safe mode, meaning that there are no longer any potential threats surrounding them, the amygdalae will send this information to the medial prefrontal cortex (mPFC) where it is stored for similar future situations, which is known as memory consolidation.[41]
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Some of the hormones involved during the state of fight-or-flight include epinephrine, which regulates heart rate and metabolism as well as dilating blood vessels and air passages, norepinephrine increasing heart rate, blood flow to skeletal muscles and the release of glucose from energy stores,[42] and cortisol which increases blood sugar, increases circulating neutrophilic leukocytes, calcium amongst other things.[43]
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After a situation which incites fear occurs, the amygdalae and hippocampus record the event through synaptic plasticity.[44] The stimulation to the hippocampus will cause the individual to remember many details surrounding the situation.[45] Plasticity and memory formation in the amygdala are generated by activation of the neurons in the region. Experimental data supports the notion that synaptic plasticity of the neurons leading to the lateral amygdalae occurs with fear conditioning.[46] In some cases, this forms permanent fear responses such as posttraumatic stress disorder (PTSD) or a phobia.[47] MRI and fMRI scans have shown that the amygdalae in individuals diagnosed with such disorders including bipolar or panic disorder are larger and wired for a higher level of fear.[48]
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Pathogens can suppress amygdala activity. Rats infected with the toxoplasmosis parasite become less fearful of cats, sometimes even seeking out their urine-marked areas. This behavior often leads to them being eaten by cats. The parasite then reproduces within the body of the cat. There is evidence that the parasite concentrates itself in the amygdala of infected rats.[49] In a separate experiment, rats with lesions in the amygdala did not express fear or anxiety towards unwanted stimuli. These rats pulled on levers supplying food that sometimes sent out electrical shocks. While they learned to avoid pressing on them, they did not distance themselves from these shock-inducing levers.[50]
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Several brain structures other than the amygdalae have also been observed to be activated when individuals are presented with fearful vs. neutral faces, namely the occipitocerebellar regions including the fusiform gyrus and the inferior parietal / superior temporal gyri.[51] Fearful eyes, brows and mouth seem to separately reproduce these brain responses.[51] Scientists from Zurich studies show that the hormone oxytocin related to stress and sex reduces activity in your brain fear center.[52]
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In threatening situations, insects, aquatic organisms, birds, reptiles, and mammals emit odorant substances, initially called alarm substances, which are chemical signals now called alarm pheromones. This is to defend themselves and at the same time to inform members of the same species of danger and leads to observable behavior change like freezing, defensive behavior, or dispersion depending on circumstances and species. For example, stressed rats release odorant cues that cause other rats to move away from the source of the signal.
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After the discovery of pheromones in 1959, alarm pheromones were first described in 1968 in ants[53] and earthworms,[54] and four years later also found in mammals, both mice and rats.[55] Over the next two decades, identification and characterization of these pheromones proceeded in all manner of insects and sea animals, including fish, but it was not until 1990 that more insight into mammalian alarm pheromones was gleaned.
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Earlier, in 1985, a link between odors released by stressed rats and pain perception was discovered: unstressed rats exposed to these odors developed opioid-mediated analgesia.[56] In 1997, researchers found that bees became less responsive to pain after they had been stimulated with isoamyl acetate, a chemical smelling of banana, and a component of bee alarm pheromone.[57] The experiment also showed that the bees' fear-induced pain tolerance was mediated by an endorphine.
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By using the forced swimming test in rats as a model of fear-induction, the first mammalian "alarm substance" was found.[58] In 1991, this "alarm substance" was shown to fulfill criteria for pheromones: well-defined behavioral effect, species specificity, minimal influence of experience and control for nonspecific arousal. Rat activity testing with the alarm pheromone, and their preference/avoidance for odors from cylinders containing the pheromone, showed that the pheromone had very low volatility.[59]
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In 1993 a connection between alarm chemosignals in mice and their immune response was found.[60] Pheromone production in mice was found to be associated with or mediated by the pituitary gland in 1994.[61]
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In 2004, it was demonstrated that rats' alarm pheromones had different effects on the "recipient" rat (the rat perceiving the pheromone) depending which body region they were released from: Pheromone production from the face modified behavior in the recipient rat, e.g. caused sniffing or movement, whereas pheromone secreted from the rat's anal area induced autonomic nervous system stress responses, like an increase in core body temperature.[62] Further experiments showed that when a rat perceived alarm pheromones, it increased its defensive and risk assessment behavior,[63] and its acoustic startle reflex was enhanced.
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It was not until 2011 that a link between severe pain, neuroinflammation and alarm pheromones release in rats was found: real time RT-PCR analysis of rat brain tissues indicated that shocking the footpad of a rat increased its production of proinflammatory cytokines in deep brain structures, namely of IL-1β, heteronuclear Corticotropin-releasing hormone and c-fos mRNA expressions in both the paraventricular nucleus and the bed nucleus of the stria terminalis, and it increased stress hormone levels in plasma (corticosterone).[64]
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The neurocircuit for how rats perceive alarm pheromones was shown to be related to the hypothalamus, brainstem, and amygdalae, all of which are evolutionary ancient structures deep inside or in the case of the brainstem underneath the brain away from the cortex, and involved in the fight-or-flight response, as is the case in humans.[65]
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Alarm pheromone-induced anxiety in rats has been used to evaluate the degree to which anxiolytics can alleviate anxiety in humans. For this, the change in the acoustic startle reflex of rats with alarm pheromone-induced anxiety (i.e. reduction of defensiveness) has been measured. Pretreatment of rats with one of five anxiolytics used in clinical medicine was able to reduce their anxiety: namely midazolam, phenelzine (a nonselective monoamine oxidase (MAO) inhibitor), propranolol, a nonselective beta blocker, clonidine, an alpha 2 adrenergic agonist or CP-154,526, a corticotropin-releasing hormone antagonist.[66]
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Faulty development of odor discrimination impairs the perception of pheromones and pheromone-related behavior, like aggressive behavior and mating in male rats: The enzyme Mitogen-activated protein kinase 7 (MAPK7) has been implicated in regulating the development of the olfactory bulb and odor discrimination and it is highly expressed in developing rat brains, but absent in most regions of adult rat brains. Conditional deletion of the MAPK7gene in mouse neural stem cells impairs several pheromone-mediated behaviors, including aggression and mating in male mice. These behavior impairments were not caused by a reduction in the level of testosterone, by physical immobility, by heightened fear or anxiety or by depression. Using mouse urine as a natural pheromone-containing solution, it has been shown that the impairment was associated with defective detection of related pheromones, and with changes in their inborn preference for pheromones related to sexual and reproductive activities.[67]
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Lastly, alleviation of an acute fear response because a friendly peer (or in biological language: an affiliative conspecific) tends and befriends is called "social buffering". The term is in analogy to the 1985 "buffering" hypothesis in psychology, where social support has been proven to mitigate the negative health effects of alarm pheromone mediated distress.[68] The role of a "social pheromone" is suggested by the recent discovery that olfactory signals are responsible in mediating the "social buffering" in male rats.[69] "Social buffering" was also observed to mitigate the conditioned fear responses of honeybees. A bee colony exposed to an environment of high threat of predation did not show increased aggression and aggressive-like gene expression patterns in individual bees, but decreased aggression. That the bees did not simply habituate to threats is suggested by the fact that the disturbed colonies also decreased their foraging.[70]
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Biologists have proposed in 2012 that fear pheromones evolved as molecules of "keystone significance", a term coined in analogy to keystone species. Pheromones may determine species compositions and affect rates of energy and material exchange in an ecological community. Thus pheromones generate structure in a food web and play critical roles in maintaining natural systems.[71]
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Evidence of chemosensory alarm signals in humans has emerged slowly: Although alarm pheromones have not been physically isolated and their chemical structures have not been identified in humans so far, there is evidence for their presence. Androstadienone, for example, a steroidal, endogenous odorant, is a pheromone candidate found in human sweat, axillary hair and plasma. The closely related compound androstenone is involved in communicating dominance, aggression or competition; sex hormone influences on androstenone perception in humans showed a high testosterone level related to heightened androstenone sensitivity in men, a high testosterone level related to unhappiness in response to androstenone in men, and a high estradiol level related to disliking of androstenone in women.[72]
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A German study from 2006 showed when anxiety-induced versus exercise-induced human sweat from a dozen people was pooled and offered to seven study participants, of five able to olfactorily distinguish exercise-induced sweat from room air, three could also distinguish exercise-induced sweat from anxiety induced sweat. The acoustic startle reflex response to a sound when sensing anxiety sweat was larger than when sensing exercise-induced sweat, as measured by electromyography analysis of the orbital muscle, which is responsible for the eyeblink component. This showed for the first time that fear chemosignals can modulate the startle reflex in humans without emotional mediation; fear chemosignals primed the recipient's "defensive behavior" prior to the subjects' conscious attention on the acoustic startle reflex level.[73]
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In analogy to the social buffering of rats and honeybees in response to chemosignals, induction of empathy by "smelling anxiety" of another person has been found in humans.[74]
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A study from 2013 provided brain imaging evidence that human responses to fear chemosignals may be gender-specific. Researchers collected alarm-induced sweat and exercise-induced sweat from donors extracted it, pooled it and presented it to 16 unrelated people undergoing functional brain MRI. While stress-induced sweat from males produced a comparably strong emotional response in both females and males, stress-induced sweat from females produced markedly stronger arousal in women than in men. Statistical tests pinpointed this gender-specificity to the right amygdala and strongest in the superficial nuclei. Since no significant differences were found in the olfactory bulb, the response to female fear-induced signals is likely based on processing the meaning, i.e. on the emotional level, rather than the strength of chemosensory cues from each gender, i.e. the perceptual level.[75]
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An approach-avoidance task was set up where volunteers seeing either an angry or a happy cartoon face on a computer screen pushed away or pulled toward them a joystick as fast as possible. Volunteers smelling androstadienone, masked with clove oil scent responded faster, especially to angry faces than those smelling clove oil only, which was interpreted as androstadienone-related activation of the fear system.[76] A potential mechanism of action is, that androstadienone alters the "emotional face processing". Androstadienone is known to influence the activity of the fusiform gyrus which is relevant for face recognition.
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A drug treatment for fear conditioning and phobias via the amygdalae is the use of glucocorticoids.[77] In one study, glucocorticoid receptors in the central nuclei of the amygdalae were disrupted in order to better understand the mechanisms of fear and fear conditioning. The glucocorticoid receptors were inhibited using lentiviral vectors containing Cre-recombinase injected into mice. Results showed that disruption of the glucocorticoid receptors prevented conditioned fear behavior. The mice were subjected to auditory cues which caused them to freeze normally. However, a reduction of freezing was observed in the mice that had inhibited glucocorticoid receptors.[78]
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Cognitive behavioral therapy has been successful in helping people overcome their fear. Because fear is more complex than just forgetting or deleting memories, an active and successful approach involves people repeatedly confronting their fears. By confronting their fears in a safe manner a person can suppress the "fear-triggering memories" or stimuli.[79]
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Exposure therapy has known to have helped up to 90% of people with specific phobias to significantly decrease their fear over time.[41][79]
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Another psychological treatment is systematic desensitization, which is a type of behavior therapy used to completely remove the fear or produce a disgusted response to this fear and replace it. The replacement that occurs will be relaxation and will occur through conditioning. Through conditioning treatments, muscle tensioning will lessen and deep breathing techniques will aid in de-tensioning.
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There are other methods for treating or coping with one's fear, such as writing down rational thoughts regarding fears. Journal entries are a healthy method of expressing one's fears without compromising safety or causing uncertainty. Another suggestion is a fear ladder. To create a fear ladder, one must write down all of their fears and score them on a scale of one to ten. Next, the person addresses their phobia, starting with the lowest number.
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Finding solace in religion is another method to cope with one's fear. Having something to answer your questions regarding your fears, such as, what happens after death or if there is an afterlife, can help mitigate one's fear of death because there is no room for uncertainty as their questions are answered. Religion offers a method of being able to understand and make sense of one's fears rather than ignore them.[80]
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People who have damage to their amygdalae, which can be caused by a rare genetic disease known as Urbach–Wiethe disease, are unable to experience fear. The disease destroys both amygdalae in late childhood. Since the discovery of the disease, there have only been 400 recorded cases. This is not debilitating; however, a lack of fear can allow someone to get into a dangerous situation they otherwise would have avoided. For example, those without fear would approach a known venomous snake while those with fear intact, would typically try to avoid it.[81]
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The fear of the end of life and its existence is, in other words, the fear of death. The fear of death ritualized the lives of our ancestors. These rituals were designed to reduce that fear; they helped collect the cultural ideas that we now have in the present.[citation needed] These rituals also helped preserve the cultural ideas. The results and methods of human existence had been changing at the same time that social formation was changing.
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When people are faced with their own thoughts of death, they either accept that they are dying or will die because they have lived a full life or they will experience fear. A theory was developed in response to this, which is called the Terror Management Theory. The theory states that a person's cultural worldviews (religion, values, etc.) will mitigate the terror associated with the fear of death through avoidance. To help manage their terror, they find solace in their death-denying beliefs, such as their religion. Another way people cope with their death related fears is pushing any thoughts of death into the future or by avoiding these thoughts all together through distractions.[82] Although there are methods for one coping with the terror associated with their fear of death, not everyone suffers from these same uncertainties. People who have lived a full life, typically do not fear death because they believe that they have lived their life to the fullest.
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Death anxiety is multidimensional; it covers "fears related to one's own death, the death of others, fear of the unknown after death, fear of obliteration, and fear of the dying process, which includes fear of a slow death and a painful death".[83] Death anxiety is one's uncertainty to dying. However, there is a more severe form of having a fear of death, which is known as Thanatophobia, which is anxiety over death that becomes debilitating or keeps a person from living their life.[medical citation needed]
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The Yale philosopher Shelly Kagan examined fear of death in a 2007 Yale open course[84] by examining the following questions: Is fear of death a reasonable appropriate response? What conditions are required and what are appropriate conditions for feeling fear of death? What is meant by fear, and how much fear is appropriate? According to Kagan for fear in general to make sense, three conditions should be met:
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The amount of fear should be appropriate to the size of "the bad". If the three conditions are not met, fear is an inappropriate emotion. He argues, that death does not meet the first two criteria, even if death is a "deprivation of good things" and even if one believes in a painful afterlife. Because death is certain, it also does not meet the third criterion, but he grants that the unpredictability of when one dies may be cause to a sense of fear.[84]
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In a 2003 study of 167 women and 121 men, aged 65–87, low self-efficacy predicted fear of the unknown after death and fear of dying for women and men better than demographics, social support, and physical health. Fear of death was measured by a "Multidimensional Fear of Death Scale" which included the 8 subscales Fear of Dying, Fear of the Dead, Fear of Being Destroyed, Fear for Significant Others, Fear of the Unknown, Fear of Conscious Death, Fear for the Body After Death, and Fear of Premature Death. In hierarchical multiple regression analysis, the most potent predictors of death fears were low "spiritual health efficacy", defined as beliefs relating to one's perceived ability to generate spiritually based faith and inner strength, and low "instrumental efficacy", defined as beliefs relating to one's perceived ability to manage activities of daily living.[83]
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Psychologists have tested the hypotheses that fear of death motivates religious commitment, and that assurances about an afterlife alleviate the fear; however, empirical research on this topic has been equivocal.[85] Religiosity can be related to fear of death when the afterlife is portrayed as time of punishment. "Intrinsic religiosity", as opposed to mere "formal religious involvement", has been found to be negatively correlated with death anxiety.[83] In a 1976 study of people of various Christian denominations, those who were most firm in their faith, who attended religious services weekly, were the least afraid of dying. The survey found a negative correlation between fear of death and "religious concern".[86][better source needed]
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In a 2006 study of white, Christian men and women the hypothesis was tested that traditional, church-centered religiousness and de-institutionalized spiritual seeking are ways of approaching fear of death in old age. Both religiousness and spirituality were related to positive psychosocial functioning, but only church-centered religiousness protected subjects against the fear of death.[87][88][better source needed]
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From a theological perspective, the word "fear" encompasses more than simple fear. Robert B. Strimple says that fear includes the "... convergence of awe, reverence, adoration...".[89] Some translations of the Bible, such as the New International Version, sometimes replace the word "fear" with "reverence".
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Fear in religion can be seen throughout the years, however, the most prominent example would be The Crusades. Pope Urban II allowed for Christian mercenary troops to be sent on a mission in order to recover the Holy Lands from the Muslims. However, the message was misinterpreted and as a result, innocent people were slaughtered. Although the Crusades were meant to stay between the Muslims and the Christians, the hate spread onto the Jewish culture. Jewish people who feared for their lives, gave into the forced conversion of Christianity because they believed this would secure their safety. Other Jewish people feared betraying their God by conceding to a conversion, and instead, secured their own fate, which was death.[90]
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Fear may be politically and culturally manipulated to persuade citizenry of ideas which would otherwise be widely rejected or dissuade citizenry from ideas which would otherwise be widely supported. In contexts of disasters, nation-states manage the fear not only to provide their citizens with an explanation about the event or blaming some minorities, but also to adjust their previous beliefs.
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Fear can alter how a person thinks or reacts to situations because fear has the power to inhibit one's rational way of thinking. As a result, people who do not experience fear, are able to use fear as a tool to manipulate others. People who are experiencing fear, seek preservation through safety and can be manipulated by a person who is there to provide that safety that is being sought after. "When we're afraid, a manipulator can talk us out of the truth we see right in front of us. Words become more real than reality"[91] By this, a manipulator is able to use our fear to manipulate us out the truth and instead make us believe and trust in their truth. Politicians are notorious for using fear to manipulate the people into supporting their will through keywords and key phrases such as "it is for your safety," or "it is for the safety of this country."[citation needed]
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Fear is found and reflected in mythology and folklore as well as in works of fiction such as novels and films.
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Works of dystopian and (post)apocalyptic fiction convey the fears and anxieties of societies.[92][93]
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The fear of the world's end is about as old as civilization itself.[94] In a 1967 study, Frank Kermode suggests that the failure of religious prophecies led to a shift in how society apprehends this ancient mode.[95] Scientific and critical thought supplanting religious and mythical thought as well as a public emancipation may be the cause of eschatology becoming replaced by more realistic scenarios. Such might constructively provoke discussion and steps to be taken to prevent depicted catastrophes.
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The Story of the Youth Who Went Forth to Learn What Fear Was is a German fairy tale dealing with the topic of not knowing fear.
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Many stories also include characters who fear the antagonist of the plot. One important characteristic of historical and mythical heroes across cultures is to be fearless in the face of big and often lethal enemies.[citation needed]
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In the world of athletics, fear is often used as a means of motivation to not fail.[96] This situation involves using fear in a way that increases the chances of a positive outcome. In this case, the fear that is being created is initially a cognitive state to the receiver.[97] This initial state is what generates the first response of the athlete, this response generates a possibility of fight or flight reaction by the athlete (receiver), which in turn will increase or decrease the possibility of success or failure in the certain situation for the athlete.[98] The amount of time that the athlete has to determine this decision is small but it is still enough time for the receiver to make a determination through cognition.[99] Even though the decision is made quickly, the decision is determined through past events that have been experienced by the athlete.[100] The results of these past events will determine how the athlete will make his cognitive decision in the split second that he or she has.[96]
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Fear of failure as described above has been studied frequently in the field of sport psychology. Many scholars have tried to determine how often fear of failure is triggered within athletes, as well as what personalities of athletes most often choose to use this type of motivation. Studies have also been conducted to determine the success rate of this method of motivation.
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Murray's Exploration in Personal (1938) was one of the first studies that actually identified fear of failure as an actual motive to avoid failure or to achieve success. His studies suggested that inavoidance, the need to avoid failure, was found in many college-aged men during the time of his research in 1938.[101] This was a monumental finding in the field of psychology because it allowed other researchers to better clarify how fear of failure can actually be a determinant of creating achievement goals as well as how it could be used in the actual act of achievement.[102]
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In the context of sport, a model was created by R.S. Lazarus in 1991 that uses the cognitive-motivational-relational theory of emotion.[103]
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It holds that Fear of Failure results when beliefs or cognitive schemas about aversive consequences of failing are activated by situations in which failure is possible. These belief systems predispose the individual to make appraisals of threat and experience the state anxiety that is associated with Fear of Failure in evaluative situations.[102][97]
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Another study was done in 2001 by Conroy, Poczwardowski, and Henschen that created five aversive consequences of failing that have been repeated over time. The five categories include (a) experiencing shame and embarrassment, (b) devaluing one's self-estimate, (c) having an uncertain future, (d) important others losing interest, (e) upsetting important others.[96] These five categories can help one infer the possibility of an individual to associate failure with one of these threat categories, which will lead them to experiencing fear of failure.
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In summary, the two studies that were done above created a more precise definition of fear of failure, which is "a dispositional tendency to experience apprehension and anxiety in evaluative situations because individuals have learned that failure is associated with aversive consequences".[102]
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A penis (plural penises or penes /-niːz/) is the primary sexual organ that male animals use to inseminate females (or hermaphrodites) during copulation.[1] Such organs occur in many animals, both vertebrate and invertebrate, but males do not bear a penis in every animal species, and in those species in which the male does bear a so-called penis, the penises in the various species are not necessarily homologous.
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The term penis applies to many intromittent organs, but not to all. As an example, the intromittent organ of most cephalopoda is the hectocotylus, a specialized arm, and male spiders use their pedipalps. Even within the Vertebrata there are morphological variants with specific terminology, such as hemipenes.
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In most species of animals in which there is an organ that might reasonably be described as a penis, it has no major function other than intromission, or at least conveying the sperm to the female, but in the placental mammals the penis bears the distal part of the urethra, which discharges both urine during urination and semen during copulation.[2]
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Most male birds (e.g., roosters and turkeys) have a cloaca (also present on the female), but not a penis. Among bird species with a penis are paleognathes (tinamous and ratites)[3] and Anatidae (ducks, geese and swans).[4] A bird penis is different in structure from mammal penises, being an erectile expansion of the cloacal wall and being erected by lymph, not blood.[5] It is usually partially feathered and in some species features spines and brush-like filaments, and in flaccid state curls up inside the cloaca. The lake duck (also called Argentine blue-bill) has the largest penis in relation to body size of all vertebrates; while usually about half the body size (20 cm), a specimen with a penis 42.5 cm long is documented.
|
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|
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+
While most male birds have no external genitalia, male waterfowl (Anatidae) have a phallus. Most birds mate with the males balancing on top of the females and touching cloacas in a "cloacal kiss"; this makes forceful insemination very difficult. The phallus that male waterfowl have evolved everts out of their bodies (in a clockwise coil) and aids in inseminating females without their cooperation.[6] The male waterfowl evolution of a phallus to forcefully copulate with females has led to counteradaptations in females in the form of vaginal structures called dead end sacs and clockwise coils. These structures make it harder for males to achieve intromission. The clockwise coils are significant because the male phallus everts out of their body in a counter-clockwise spiral; therefore, a clockwise vaginal structure would impede forceful copulation. Studies have shown that the longer a male's phallus is, the more elaborate the vaginal structures were.[6]
|
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The lake duck is notable for possessing, in relation to body length, the longest penis of all vertebrates; the penis, which is typically coiled up in flaccid state, can reach about the same length as the animal himself when fully erect, but is more commonly about half the bird's length.[7][8] It is theorized that the remarkable size of their spiny penises with bristled tips may have evolved in response to competitive pressure in these highly promiscuous birds, removing sperm from previous matings in the manner of a bottle brush. The lake duck has a corkscrew shaped penis.[9]
|
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+
|
17 |
+
Male and female emus are similar in appearance,[10] although the male's penis can become visible when it defecates.[11]
|
18 |
+
|
19 |
+
The male tinamou has a corkscrew shaped penis, similar to those of the ratites and to the hemipenis of some reptiles. Females have a small phallic organ in the cloaca which becomes larger during the breeding season.[12]
|
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+
|
21 |
+
As with any other bodily attribute, the length and girth of the penis can be highly variable between mammals of different species.[13][14] In many mammals, the size of a flaccid penis is smaller than its erect size.
|
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+
|
23 |
+
A bone called the baculum or os penis is present in most mammals but absent in humans, cattle and horses.
|
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+
|
25 |
+
In mammals the penis is divided into three parts:[15]
|
26 |
+
|
27 |
+
The internal structures of the penis consist mainly of cavernous, erectile tissue, which is a collection of blood sinusoids separated by sheets of connective tissue (trabeculae). Some mammals have a lot of erectile tissue relative to connective tissue, for example horses. Because of this a horse's penis can enlarge more than a bull's penis. The urethra is on the ventral side of the body of the penis. As a general rule, a mammal's penis is proportional to its body size, but this varies greatly between species – even between closely related ones. For example, an adult gorilla's erect penis is about 4 cm (1.5 in) in length; an adult chimpanzee, significantly smaller (in body size) than a gorilla, has a penis size about double that of the gorilla. In comparison, the human penis is larger than that of any other primate, both in proportion to body size and in absolute terms.[16]
|
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+
|
29 |
+
The penises of even-toed ungulates are curved in an S-shape when not erect.[17] In bulls, rams and boars, the sigmoid flexure of the penis straightens out during erection.[18]
|
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+
|
31 |
+
When mating, the tip of a male pronghorn's penis is often the first part to touch the female pronghorn.[19] The pronghorn's penis is about 5 inches (13 cm) long, and is shaped like an ice pick.[20] The front of a pronghorn's glans penis is relatively flat, while the back is relatively thick.[21] The male pronghorn usually ejaculates immediately after intromission.[22][23]
|
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+
|
33 |
+
The penis of a dromedary camel is covered by a triangular penile sheath opening backwards,[24] and is about 60 cm (24 in) long.[25][26] The camelmen often aid the male to enter his penis into the female's vulva, though the male is considered able to do it on his own. Copulation time ranges from 7 to 35 minutes, averaging 11–15 minutes.[27][28]
|
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+
|
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+
|
36 |
+
|
37 |
+
Bulls have a fibro-elastic penis. Given the small amount of erectile tissue, there is little enlargement after erection. The penis is quite rigid when non-erect, and becomes even more rigid during erection. Protrusion is not affected much by erection, but more by relaxation of the retractor penis muscle and straightening of the sigmoid flexure.[29][15][30]
|
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+
|
39 |
+
The male genitalia of mouse deer are similar to those of pigs.[31] A boar's penis, which rotates rhythmically during copulation,[32] is about 18 inches (46 cm) long, and ejaculates about a pint of semen.[33] Wild boars have a roughly egg-sized sack near the opening of the penis, which collects urine and emits a sharp odour. The purpose of this is not fully understood.[34]
|
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+
|
41 |
+
A stag's penis forms an S-shaped curve when it is not erect, and is retracted into its sheath by the retractor penis muscle.[35] Some deer species spray urine on their bodies by urinating from an erect penis.[36] One type of scent-marking behavior in elk is known as "thrash-urination,[37][38] which typically involves palpitation of the erect penis.[38][39][40] A male elk's urethra points upward so that urine is sprayed almost at a right angle to the penis.[38] A sambar stag will mark himself by spraying urine directly in the face with a highly mobile penis, which is often erect during its rutting activities.[41] Red deer stags often have erect penises during combat.[42]
|
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+
|
43 |
+
|
44 |
+
|
45 |
+
Cetaceans' reproductive organs are located inside the body. Male cetaceans (whales, dolphins, and porpoises) have two slits, the genital groove concealing the penis and one further behind for the anus.[43][44][45][46] Cetaceans have fibroelastic penises, similar to those of Artiodactyla.[47] The tapering tip of the cetacean penis is called the pars intrapraeputialis or terminal cone.[48] The blue whale has the largest penis of any organism on the planet, typically measuring 8–10 feet (2.4–3.0 m).[49] Accurate measurements are difficult to take because its erect length can only be observed during mating,[50] which occurs underwater. The penis on a right whale can be up to 2.7 m (8.9 ft) – the testes, at up to 2 m (6.6 ft) in length, 78 cm (2.56 ft) in diameter, and weighing up to 525 lb (238 kg), are also by far the largest of any animal on Earth.[51]
|
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+
On at least one occasion, a dolphin towed bathers through the water by hooking his erect penis around them.[52] Between male bottlenose dolphins, homosexual behaviour includes rubbing of genitals against each other, which sometimes leads to the males swimming belly to belly, inserting the penis in the other's genital slit and sometimes anus.[53]
|
47 |
+
|
48 |
+
Stallions (male horses) have a vascular penis. When non-erect, it is quite flaccid and contained within the prepuce (foreskin, or sheath).
|
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+
|
50 |
+
Tapirs have exceptionally long penises relative to their body size.[54][55][56][57] The glans of the Malayan tapir resembles a mushroom, and is similar to the glans of the horse.[58] The penis of the Sumatran rhinoceros contains two lateral lobes and a structure called the processus glandis.[59]
|
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+
|
52 |
+
|
53 |
+
|
54 |
+
All members of Carnivora (except hyenas) have a baculum.[60] Canine penises have a structure at the base called the bulbus glandis.[61][62]
|
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+
|
56 |
+
During copulation, the spotted hyena inserts his penis through the female's pseudo-penis instead of directly through the vagina, which is blocked by the false scrotum and testes. Once the female retracts her clitoris, the male enters the female by sliding beneath her, an operation facilitated by the penis's upward angle.[63][64] The pseudo-penis closely resembles the male hyena's penis, but can be distinguished from the male's genitalia by its greater thickness and more rounded glans.[65] In male spotted hyenas, as well as females, the base of the glans is covered with penile spines.[66][67][68]
|
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+
|
58 |
+
Domestic cats have barbed penises, with about 120–150 one millimeter long backwards-pointing spines.[69] Upon withdrawal of the penis, the spines rake the walls of the female's vagina, which is a trigger for ovulation. Lions also have barbed penises.[70][71] Male felids urinate backwards by curving the tip of the glans penis backward.[62][72] When male cheetahs urine-mark their territories, they stand one meter away from a tree or rock surface with the tail raised, pointing the penis either horizontally backward or 60° upward.[73]
|
59 |
+
|
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+
The male fossa has an unusually long penis and baculum (penis bone), reaching to between his front legs when erect[74] with backwards-pointing spines along most of its length.[75] The male fossa has scent glands near the penis, with the penile glands emitting a strong odor.[74]
|
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+
|
62 |
+
The beech marten's penis is larger than the pine marten's, with the bacula of young beech martens often outsizing those of old pine martens.[76]
|
63 |
+
|
64 |
+
Raccoons have penis bones which bend at a 90 degree angle at the tip.[77] The extrusibility of a raccoon's penis can be used to distinguish mature males from immature males.[78][79]
|
65 |
+
|
66 |
+
Male walruses possess the largest penis bones of any land mammal, both in absolute size and relative to body size.[80][81]
|
67 |
+
|
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+
The adult male American mink's penis is 2.2 in (5.6 cm) long, and is covered by a sheath. The baculum is well-developed, being triangular in cross section and curved at the tip.[82]
|
69 |
+
|
70 |
+
Males of Racey's pipistrelle bat have a long, straight penis with a notch between the shaft and the narrow, egg-shaped glans penis. Near the top, the penis is haired, but the base is almost naked. In the baculum (penis bone), the shaft is long and narrow and slightly curved.[83] The length of the penis and baculum distinguish P. raceyi from all comparably sized African and Malagasy vespertilionids.[84] In males, penis length is 9.6 to 11.8 mm (0.38 to 0.46 in) and baculum length is 8.8 to 10.0 mm (0.35 to 0.39 in).[85]
|
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+
|
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+
Copulation by male greater short-nosed fruit bats is dorsoventral and the females lick the shaft or the base of the male's penis, but not the glans which has already penetrated the vagina. While the females do this, the penis is not withdrawn and research has shown a positive relationship between length of the time that the penis is licked and the duration of copulation. Post copulation genital grooming has also been observed.[86]
|
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+
|
74 |
+
The glans penis of the marsh rice rat is long and robust,[87] averaging 7.3 mm (0.29 in) long and 4.6 mm (0.18 in) broad, and the baculum (penis bone) is 6.6 mm (0.26 in) long.[88] As is characteristic of Sigmodontinae, the marsh rice rat has a complex penis, with the distal (far) end of the baculum ending in three digits.[89] The central digit is notably larger than those at the sides.[87] The outer surface of the penis is mostly covered by small spines, but there is a broad band of nonspinous tissue. The papilla (nipple-like projection) on the dorsal (upper) side of the penis is covered with small spines, a character the marsh rice rat shares only with Oligoryzomys and Oryzomys couesi among oryzomyines examined.[90] On the urethral process, located in the crater at the end of the penis,[91] a fleshy process (the subapical lobule) is present; it is absent in all other oryzomyines with studied penes except O. couesi and Holochilus brasiliensis.[92] The baculum is deeper than it is wide.[87]
|
75 |
+
|
76 |
+
In Transandinomys talamancae, the outer surface of the penis is mostly covered by small spines, but there is a broad band of nonspinous tissue.[93]
|
77 |
+
|
78 |
+
Some features of the accessory glands in the male genital region vary among oryzomyines. In Transandinomys talamancae,[94] a single pair of preputial glands is present at the penis. As is usual for sigmodontines, there are two pairs of ventral prostate glands and a single pair of anterior and dorsal prostate glands. Part of the end of the vesicular gland is irregularly folded, not smooth as in most oryzomyines.[95]
|
79 |
+
|
80 |
+
In Pseudorhyzomys, the baculum (penis bone) displays large protuberances at the sides. In the cartilaginous part of the baculum, the central digit is smaller than those at the sides.[96]
|
81 |
+
|
82 |
+
In Drymoreomys, there are three digits at the tip of the penis, of which the central one is the largest.[97]
|
83 |
+
|
84 |
+
In Thomasomys ucucha the glans penis is rounded, short, and small and is superficially divided into left and right halves by a trough at the top and a ridge at the bottom.[98]
|
85 |
+
|
86 |
+
The glans penis of a male cape ground squirrel is large with a prominent baculum.[99]
|
87 |
+
|
88 |
+
Unlike other squirrel species, red squirrels have long, thin, and narrow penises, without a prominent baculum.[100][101]
|
89 |
+
|
90 |
+
Winkelmann's mouse can easily be distinguished from its close relatives by the shape of its penis, which has a partially corrugated glans.[102]
|
91 |
+
|
92 |
+
The foreskin of a capybara is attached to the anus in an unusual way, forming an anogenital invagination.[103]
|
93 |
+
|
94 |
+
It has been postulated that the shape of the human penis may have been selected by sperm competition. The shape could have favored displacement of seminal fluids implanted within the female reproductive tract by rival males: the thrusting action which occurs during sexual intercourse can mechanically remove seminal fluid out of the cervix area from a previous mating.[104]
|
95 |
+
|
96 |
+
The penile morphology of some types of strepsirrhine primates has provided information about their taxonomy.[105] Male galago species possess very distinctive penile morphology that can be used to classify species.[106][107][108]
|
97 |
+
|
98 |
+
The northern greater galago penis is on average 18 mm (0.71 in) in length, with doubled headed or even tridentate spines pointing towards the body. They are less densely packed than in Otolemur crassicaudatus.[106][107][108] The penis of the ring-tailed lemur is nearly cylindrical in shape and is covered in small spines, as well as having two pairs of larger spines on both sides.[109]
|
99 |
+
|
100 |
+
The adult male of each vervet monkey species has a pale blue scrotum and a red penis,[110][111] and male proboscis monkeys have a red penis with a black scrotum.[112]
|
101 |
+
|
102 |
+
Male baboons and squirrel monkeys sometimes gesture with an erect penis as both a warning of impending danger and a threat to predators.[113][114] In male squirrel monkeys, this gesture is used for social communication.[115][115]
|
103 |
+
|
104 |
+
The human penis is an external sex organ of male humans. It is a reproductive, intromittent organ that additionally serves as the urinal duct. The main parts are the root of the penis (radix): It is the attached part, consisting of the bulb of penis in the middle and the crus of penis, one on either side of the bulb; the body of the penis (corpus); and the epithelium of the penis consists of the shaft skin, the foreskin, and the preputial mucosa on the inside of the foreskin and covering the glans penis.
|
105 |
+
|
106 |
+
The human penis is made up of three columns of tissue: two corpora cavernosa lie next to each other on the dorsal side and one corpus spongiosum lies between them on the ventral side. The urethra, which is the last part of the urinary tract, traverses the corpus spongiosum, and its opening, known as the meatus /miːˈeɪtəs/, lies on the tip of the glans penis. It is a passage both for urine and for the ejaculation of semen.
|
107 |
+
|
108 |
+
In males, the expulsion of urine from the body is done through the penis. The urethra drains the bladder through the prostate gland where it is joined by the ejaculatory duct, and then onward to the penis.
|
109 |
+
|
110 |
+
An erection is the stiffening and rising of the penis, which occurs during sexual arousal, though it can also happen in non-sexual situations. Ejaculation is the ejecting of semen from the penis and is usually accompanied by orgasm. A series of muscular contractions delivers semen, containing male gametes known as sperm cells or spermatozoa, from the penis.
|
111 |
+
|
112 |
+
The most common form of genital alteration is circumcision, the removal of part or all of the foreskin for various cultural, religious, and more rarely medical reasons. There is controversy surrounding circumcision.
|
113 |
+
|
114 |
+
As of 2015[update], a systematic review of 15,521 men, and the best research to date on the topic, as the subjects were measured by health professionals, rather than self-measured, has concluded that the average length of an erect human penis is 13.12 cm (5.17 inches) long, while the average circumference of an erect human penis is 11.66 cm (4.59 inches).[116][117]
|
115 |
+
|
116 |
+
Most marsupials, except for the two largest species of kangaroos and marsupial moles[118] (assuming the latter are true marsupials), have a bifurcated penis, separated into two columns, so that the penis has two ends corresponding to the females' two vaginas.[119]
|
117 |
+
|
118 |
+
Monotremes and marsupial moles are the only mammals in which the penis is located inside the cloaca.[120][121]
|
119 |
+
|
120 |
+
Male echidnas have a bilaterally symmetrical, rosette-like, four-headed penis.[122] During mating, the heads on one side "shut down" and do not grow in size; the other two are used to release semen into the female's two-branched reproductive tract. The heads used are swapped each time the mammal copulates.[123][124][125] When not in use, the penis is retracted inside a preputial sac in the cloaca. The male echidna's penis is 7 centimetres (2.8 in) long when erect, and its shaft is covered with penile spines.[126] The penis is nearly a quarter of his body length when erect.[127]
|
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+
|
122 |
+
The penis of the bush hyrax is complex and distinct from that of the other hyrax genera. It has a short, thin appendage within a cup-like glans penis and measures greater than 6 centimetres (2.4 in) when erect. Additionally, it has been observed that the bush hyrax also has a greater distance between the anus and preputial opening in comparison to other hyraxes.[128]
|
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+
|
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+
An adult elephant has the largest penis of any land animal.[129][self-published source?] An elephant's penis can reach a length of 100 cm (39 in) and a diameter of 16 cm (6 in) at the base.[citation needed] It is S-shaped when fully erect and has a Y-shaped orifice.[130] During musth, a male elephant may urinate with his penis still in the sheath, which causes the urine to spray on the hind legs.[131][132] An elephant's penis is very mobile, being able to move independently of the male's pelvis,[133] and the penis curves forward and upward prior to mounting another elephant.[67]
|
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+
|
126 |
+
In giant anteaters, the (retracted) penis and testes are located internally between the rectum and urinary bladder.[134]
|
127 |
+
|
128 |
+
When the male armadillo Chaetophractus villosus is sexually aroused, species determination is easier. Its penis can be as long as 35 millimetres (1.4 in), and usually remains completely withdrawn inside a skin receptacle.[135] Scientists conducting studies on the C. villosus penis muscles revealed this species' very long penis exhibits variability. During its waking hours, it remains hidden beneath a skin receptacle, until it becomes erect and it projects outside in a rostral direction.[136]
|
129 |
+
|
130 |
+
Male turtles and crocodiles have a penis, while male specimens of the reptile order Squamata have two paired organs called hemipenes. Tuataras must use their cloacae for reproduction.[137] Due to evolutionary convergence, turtle and mammal penises have a similar structure.[138]
|
131 |
+
|
132 |
+
In some fish, the gonopodium, andropodium, and claspers are intromittent organs (to introduce sperm into the female) developed from modified fins.
|
133 |
+
|
134 |
+
The record for the largest penis size to body size ratio is held by the barnacle. The barnacle's penis can grow to up to forty times its own body length. This enables them to reach the nearest female for fertilization.
|
135 |
+
|
136 |
+
A number of invertebrate species have independently evolved the mating technique of traumatic insemination where the penis penetrates the female's abdomen, thereby creating a womb into which it deposits sperm. This has been most fully studied in bed bugs.
|
137 |
+
|
138 |
+
Some millipedes have penises. In these species, the penis is simply one or two projections on underneath the third body segment that produce a spermatophore or sperm packet. The act of insemination, however, occurs through specialized legs called gonopods which collect the spermatophore and insert it into the female.
|
139 |
+
|
140 |
+
In male insects, the structure analogous to a penis is known as aedeagus. The male copulatory organ of various lower invertebrate animals is often called the cirrus.[citation needed]
|
141 |
+
|
142 |
+
The lesser water boatman's mating call, generated by rubbing the penis against the abdomen, is the loudest sound, relative to body size, in the animal kingdom.[139]
|
143 |
+
|
144 |
+
In 2010, entomologist Charles Linehard described Neotrogla, a new genus of barkflies. Species of this genus have sex-reversed genitalia. Females have penis-like organs called gynosomes that are inserted into vagina-like openings of males during mating.[140] In 2014, a detailed study of the insects reproductive habits led by Kazunori Yoshizawae confirmed that the organ functions similar to a penis – for example, it swells during sexual intercourse – and is used to extract sperm from the male.[141][142]
|
145 |
+
|
146 |
+
The penis in most male Coleoid cephalopods is a long and muscular end of the gonoduct used to transfer spermatophores to a modified arm called a hectocotylus. That, in turn, is used to transfer the spermatophores to the female. In species where the hectocotylus is missing, the penis is long and able to extend beyond the mantle cavity and transfers the spermatophores directly to the female. Deepwater squid have the greatest known penis length relative to body size of all mobile animals, second in the entire animal kingdom only to certain sessile barnacles Penis elongation in Onykia ingens may result in a penis that is as long as the mantle, head and arms combined.[143][144] Giant squid of the genus Architeuthis are unusual in that they possess both a large penis and modified arm tips, although it is uncertain whether the latter are used for spermatophore transfer.[143]
|
147 |
+
|
148 |
+
The word "penis" is taken from the Latin word for "tail". Some derive that from Indo-European *pesnis, and the Greek word πέος = "penis" from Indo-European *pesos. Prior to the adoption of the Latin word in English the penis was referred to as a "yard". The Oxford English Dictionary cites an example of the word yard used in this sense from 1379,[145] and notes that in his Physical Dictionary of 1684, Steven Blankaart defined the word penis as "the Yard, made up of two nervous Bodies, the Channel, Nut, Skin, and Fore-skin, etc."[146]
|
149 |
+
|
150 |
+
As with nearly any aspect of the body involved in sexual or excretory functions, the penis is the subject of many slang words and euphemisms for it, a particularly common and enduring one being "cock". See WikiSaurus:penis for a list of alternative words for penis.
|
151 |
+
|
152 |
+
The Latin word "phallus" (from Greek φαλλος) is sometimes used to describe the penis, although "phallus" originally was used to describe representations, pictorial or carved, of the penis.[147]
|
153 |
+
|
154 |
+
Pizzles are represented in heraldry, where the adjective pizzled (or vilené[148]) indicates that part of an animate charge's anatomy, especially if coloured differently.
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en/4544.html.txt
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Pharaoh (/ˈfɛəroʊ/, US also /ˈfeɪ.roʊ/;[3] Coptic: ⲡⲣ̅ⲣⲟ Pǝrro) is the common title of the monarchs of ancient Egypt from the First Dynasty (c. 3150 BCE) until the annexation of Egypt by the Roman Empire in 30 BCE,[4] although the actual term "Pharaoh" was not used contemporaneously for a ruler until Merneptah, c. 1200 BCE. In the early dynasty, ancient Egyptian kings used to have up to three titles, the Horus, the Sedge and Bee (nswt-bjtj) name, and the Two Ladies (nbtj) name. The Golden Horus and nomen and prenomen titles were later added.
|
4 |
+
|
5 |
+
In Egyptian society, religion was central to everyday life. One of the roles of the pharaoh was as an intermediary between the gods and the people. The pharaoh thus deputised for the gods; his role was both as civil and religious administrator. He owned all of the land in Egypt, enacted laws, collected taxes, and defended Egypt from invaders as the commander-in-chief of the army.[5] Religiously, the pharaoh officiated over religious ceremonies and chose the sites of new temples. He was responsible for maintaining Maat (mꜣꜥt), or cosmic order, balance, and justice, and part of this included going to war when necessary to defend the country or attacking others when it was believed that this would contribute to Maat, such as to obtain resources.[6]
|
6 |
+
|
7 |
+
During the early days prior to the unification of Upper and Lower Egypt, the Deshret or the "Red Crown", was a representation of the kingdom of Lower Egypt, while the Hedjet, the "White Crown", was worn by the kings of the kingdom of Upper Egypt. After the unification of both kingdoms into one united Egypt, the Pschent, the combination of both the red and white crowns was the official crown of kings. With time new headdresses were introduced during different dynasties like the Khat, Nemes, Atef, Hemhem crown, and Khepresh. At times, it was depicted that a combination of these headdresses or crowns would be worn together.
|
8 |
+
|
9 |
+
The word pharaoh ultimately derives from the Egyptian compound pr ꜥꜣ, */ˌpaɾuwˈʕaʀ/ "great house", written with the two biliteral hieroglyphs pr "house" and ꜥꜣ "column", here meaning "great" or "high". It was used only in larger phrases such as smr pr-ꜥꜣ "Courtier of the High House", with specific reference to the buildings of the court or palace.[7] From the Twelfth Dynasty onward, the word appears in a wish formula "Great House, May it Live, Prosper, and be in Health", but again only with reference to the royal palace and not the person.
|
10 |
+
|
11 |
+
Sometime during the era of the New Kingdom, Second Intermediate Period, pharaoh became the form of address for a person who was king. The earliest confirmed instance where pr ꜥꜣ is used specifically to address the ruler is in a letter to Akhenaten (reigned c. 1353–1336 BCE) which is addressed to "Great House, L, W, H, the Lord".[8][9] However, there is a possibility that the title pr ꜥꜣ was applied to Thutmose III (c. 1479–1425 BCE), depending on whether an inscription on the Temple of Armant can be confirmed to refer to that king.[10] During the Eighteenth Dynasty (16th to 14th centuries BCE) the title pharaoh was employed as a reverential designation of the ruler. About the late Twenty-first Dynasty (10th century BCE), however, instead of being used alone as before, it began to be added to the other titles before the ruler's name, and from the Twenty-Fifth Dynasty (eighth to seventh centuries BCE) it was, at least in ordinary usage, the only epithet prefixed to the royal appellative.[11]
|
12 |
+
|
13 |
+
From the nineteenth dynasty onward pr-ꜥꜣ on its own was used as regularly as ḥm, "Majesty".[12][note 1] The term, therefore, evolved from a word specifically referring to a building to a respectful designation for the ruler, particularly by the Twenty-Second Dynasty and Twenty-third Dynasty.[citation needed]
|
14 |
+
|
15 |
+
For instance, the first dated appearance of the title pharaoh being attached to a ruler's name occurs in Year 17 of Siamun on a fragment from the Karnak Priestly Annals. Here, an induction of an individual to the Amun priesthood is dated specifically to the reign of Pharaoh Siamun.[13] This new practice was continued under his successor Psusennes II and the Twenty-second Dynasty kings. For instance, the Large Dakhla stela is specifically dated to Year 5 of king "Pharaoh Shoshenq, beloved of Amun", whom all Egyptologists concur was Shoshenq I—the founder of the Twenty-second Dynasty—including Alan Gardiner in his original 1933 publication of this stela.[14] Shoshenq I was the second successor of Siamun. Meanwhile, the old custom of referring to the sovereign simply as pr-ˤ3 continued in traditional Egyptian narratives.[citation needed]
|
16 |
+
|
17 |
+
By this time, the Late Egyptian word is reconstructed to have been pronounced *[parʕoʔ] whence Herodotus derived the name of one of the Egyptian kings, Koinē Greek: Φερων.[15] In the Hebrew Bible, the title also occurs as Hebrew: פרעה [parʕoːh];[16] from that, in the Septuagint, Koinē Greek: φαραώ, romanized: pharaō, and then in Late Latin pharaō, both -n stem nouns. The Qur'an likewise spells it Arabic: فرعون firʿawn with n (here, always referring to the one evil king in the Book of Exodus story, by contrast to the good king in surah Yusuf's story). The Arabic combines the original ayin from Egyptian along with the -n ending from Greek.
|
18 |
+
|
19 |
+
In English, it was at first spelled "Pharao", but the translators of the King James Bible revived "Pharaoh" with "h" from the Hebrew. Meanwhile, in Egypt itself, *[par-ʕoʔ] evolved into Sahidic Coptic ⲡⲣ̅ⲣⲟ pərro and then ərro by mistaking p- as the definite article "the" (from ancient Egyptian pꜣ).[17]
|
20 |
+
|
21 |
+
Other notable epithets are nswt, translated to "king"; ḥm, "Majesty"; jty for "monarch or sovereign"; nb for "lord";[12][note 2] and ḥqꜣ for "ruler".
|
22 |
+
|
23 |
+
Sceptres and staves were a general sign of authority in ancient Egypt.[18] One of the earliest royal scepters was discovered in the tomb of Khasekhemwy in Abydos.[18] Kings were also known to carry a staff, and Pharaoh Anedjib is shown on stone vessels carrying a so-called mks-staff.[19] The scepter with the longest history seems to be the heqa-sceptre, sometimes described as the shepherd's crook.[20] The earliest examples of this piece of regalia dates to prehistoric Egypt. A scepter was found in a tomb at Abydos that dates to Naqada III.
|
24 |
+
|
25 |
+
Another scepter associated with the king is the was-sceptre.[20] This is a long staff mounted with an animal head. The earliest known depictions of the was-scepter date to the First Dynasty. The was-scepter is shown in the hands of both kings and deities.
|
26 |
+
|
27 |
+
The flail later was closely related to the heqa-scepter (the crook and flail), but in early representations the king was also depicted solely with the flail, as shown in a late pre-dynastic knife handle which is now in the Metropolitan museum, and on the Narmer Macehead.[21]
|
28 |
+
|
29 |
+
The earliest evidence known of the Uraeus—a rearing cobra—is from the reign of Den from the First Dynasty. The cobra supposedly protected the pharaoh by spitting fire at its enemies.[22]
|
30 |
+
|
31 |
+
The red crown of Lower Egypt, the Deshret crown, dates back to pre-dynastic times and symbolised chief ruler. A red crown has been found on a pottery shard from Naqada, and later, Narmer is shown wearing the red crown on both the Narmer Macehead and the Narmer Palette.
|
32 |
+
|
33 |
+
The white crown of Upper Egypt, the Hedjet, was worn in the Predynastic Period by Scorpion II, and, later, by Narmer.
|
34 |
+
|
35 |
+
This is the combination of the Deshret and Hedjet crowns into a double crown, called the Pschent crown. It is first documented in the middle of the first dynasty. The earliest depiction may date to the reign of Djet, and is otherwise surely attested during the reign of Den.[23]
|
36 |
+
|
37 |
+
The khat headdress consists of a kind of "kerchief" whose end is tied similarly to a ponytail. The earliest depictions of the khat headdress comes from the reign of Den, but is not found again until the reign of Djoser.
|
38 |
+
|
39 |
+
The Nemes headdress dates from the time of Djoser. It is the most common type of crown that has been depicted throughout Pharaonic Egypt. Any other type of crown, apart from the Khat headdress, has been commonly depicted on top of the Nemes. The statue from his Serdab in Saqqara shows the king wearing the nemes headdress.[23]
|
40 |
+
|
41 |
+
Osiris is shown to wear the Atef crown, which is an elaborate Hedjet with feathers and disks. Depictions of Pharaohs wearing the Atef crown originate from the Old Kingdom.
|
42 |
+
|
43 |
+
The Hemhem crown is usually depicted on top of Nemes, Pschent, or Deshret crowns. It is an ornate triple Atef with corkscrew sheep horns and usually two uraei. The usage (depiction) of this crown begins during the Early 18th dynasty of Egypt.
|
44 |
+
|
45 |
+
Also called the blue crown, the Khepresh crown has been depicted in art since the New Kingdom. It is often depicted being worn in battle, but it was also frequently worn during ceremonies. It used to be called a war crown by many, but modern historians refrain from defining it thus.
|
46 |
+
|
47 |
+
Egyptologist Bob Brier has noted that despite their widespread depiction in royal portraits, no ancient Egyptian crown has ever been discovered. Tutankhamun's tomb, discovered largely intact, did contain such regalia as his crook and flail, but no crown was found among the funerary equipment. Diadems have been discovered.[24]
|
48 |
+
|
49 |
+
It is presumed that crowns would have been believed to have magical properties. Brier's speculation is that crowns were religious or state items, so a dead pharaoh likely could not retain a crown as a personal possession. The crowns may have been passed along to the successor.[25]
|
50 |
+
|
51 |
+
During the early dynastic period kings had three titles. The Horus name is the oldest and dates to the late pre-dynastic period. The Nesu Bity name was added during the first dynasty. The Nebty name was first introduced toward the end of the first dynasty.[23] The Golden falcon (bik-nbw) name is not well understood. The prenomen and nomen were introduced later and are traditionally enclosed in a cartouche.[26] By the Middle Kingdom, the official titulary of the ruler consisted of five names; Horus, nebty, golden Horus, nomen, and prenomen[27] for some rulers, only one or two of them may be known.
|
52 |
+
|
53 |
+
The Nesu Bity name, also known as Prenomen, was one of the new developments from the reign of Den. The name would follow the glyphs for the "Sedge and the Bee". The title is usually translated as king of Upper and Lower Egypt. The nsw bity name may have been the birth name of the king. It was often the name by which kings were recorded in the later annals and king lists.[23]
|
54 |
+
|
55 |
+
The Horus name was adopted by the king, when taking the throne. The name was written within a square frame representing the palace, named a serekh. The earliest known example of a serekh dates to the reign of king Ka, before the first dynasty.[28] The Horus name of several early kings expresses a relationship with Horus. Aha refers to "Horus the fighter", Djer refers to "Horus the strong", etc. Later kings express ideals of kingship in their Horus names. Khasekhemwy refers to "Horus: the two powers are at peace", while Nebra refers to "Horus, Lord of the Sun".[23]
|
56 |
+
|
57 |
+
The earliest example of a nebty name comes from the reign of king Aha from the first dynasty. The title links the king with the goddesses of Upper and Lower Egypt Nekhbet and Wadjet.[23][26] The title is preceded by the vulture (Nekhbet) and the cobra (Wadjet) standing on a basket (the neb sign).[23]
|
58 |
+
|
59 |
+
The Golden Horus or Golden Falcon name was preceded by a falcon on a gold or nbw sign. The title may have represented the divine status of the king. The Horus associated with gold may be referring to the idea that the bodies of the deities were made of gold and the pyramids and obelisks are representations of (golden) sun-rays. The gold sign may also be a reference to Nubt, the city of Set. This would suggest that the iconography represents Horus conquering Set.[23]
|
60 |
+
|
61 |
+
The prenomen and nomen were contained in a cartouche. The prenomen often followed the King of Upper and Lower Egypt (nsw bity) or Lord of the Two Lands (nebtawy) title. The prenomen often incorporated the name of Re. The nomen often followed the title Son of Re (sa-ra) or the title Lord of Appearances (neb-kha).[26]
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Pharaoh (/ˈfɛəroʊ/, US also /ˈfeɪ.roʊ/;[3] Coptic: ⲡⲣ̅ⲣⲟ Pǝrro) is the common title of the monarchs of ancient Egypt from the First Dynasty (c. 3150 BCE) until the annexation of Egypt by the Roman Empire in 30 BCE,[4] although the actual term "Pharaoh" was not used contemporaneously for a ruler until Merneptah, c. 1200 BCE. In the early dynasty, ancient Egyptian kings used to have up to three titles, the Horus, the Sedge and Bee (nswt-bjtj) name, and the Two Ladies (nbtj) name. The Golden Horus and nomen and prenomen titles were later added.
|
4 |
+
|
5 |
+
In Egyptian society, religion was central to everyday life. One of the roles of the pharaoh was as an intermediary between the gods and the people. The pharaoh thus deputised for the gods; his role was both as civil and religious administrator. He owned all of the land in Egypt, enacted laws, collected taxes, and defended Egypt from invaders as the commander-in-chief of the army.[5] Religiously, the pharaoh officiated over religious ceremonies and chose the sites of new temples. He was responsible for maintaining Maat (mꜣꜥt), or cosmic order, balance, and justice, and part of this included going to war when necessary to defend the country or attacking others when it was believed that this would contribute to Maat, such as to obtain resources.[6]
|
6 |
+
|
7 |
+
During the early days prior to the unification of Upper and Lower Egypt, the Deshret or the "Red Crown", was a representation of the kingdom of Lower Egypt, while the Hedjet, the "White Crown", was worn by the kings of the kingdom of Upper Egypt. After the unification of both kingdoms into one united Egypt, the Pschent, the combination of both the red and white crowns was the official crown of kings. With time new headdresses were introduced during different dynasties like the Khat, Nemes, Atef, Hemhem crown, and Khepresh. At times, it was depicted that a combination of these headdresses or crowns would be worn together.
|
8 |
+
|
9 |
+
The word pharaoh ultimately derives from the Egyptian compound pr ꜥꜣ, */ˌpaɾuwˈʕaʀ/ "great house", written with the two biliteral hieroglyphs pr "house" and ꜥꜣ "column", here meaning "great" or "high". It was used only in larger phrases such as smr pr-ꜥꜣ "Courtier of the High House", with specific reference to the buildings of the court or palace.[7] From the Twelfth Dynasty onward, the word appears in a wish formula "Great House, May it Live, Prosper, and be in Health", but again only with reference to the royal palace and not the person.
|
10 |
+
|
11 |
+
Sometime during the era of the New Kingdom, Second Intermediate Period, pharaoh became the form of address for a person who was king. The earliest confirmed instance where pr ꜥꜣ is used specifically to address the ruler is in a letter to Akhenaten (reigned c. 1353–1336 BCE) which is addressed to "Great House, L, W, H, the Lord".[8][9] However, there is a possibility that the title pr ꜥꜣ was applied to Thutmose III (c. 1479–1425 BCE), depending on whether an inscription on the Temple of Armant can be confirmed to refer to that king.[10] During the Eighteenth Dynasty (16th to 14th centuries BCE) the title pharaoh was employed as a reverential designation of the ruler. About the late Twenty-first Dynasty (10th century BCE), however, instead of being used alone as before, it began to be added to the other titles before the ruler's name, and from the Twenty-Fifth Dynasty (eighth to seventh centuries BCE) it was, at least in ordinary usage, the only epithet prefixed to the royal appellative.[11]
|
12 |
+
|
13 |
+
From the nineteenth dynasty onward pr-ꜥꜣ on its own was used as regularly as ḥm, "Majesty".[12][note 1] The term, therefore, evolved from a word specifically referring to a building to a respectful designation for the ruler, particularly by the Twenty-Second Dynasty and Twenty-third Dynasty.[citation needed]
|
14 |
+
|
15 |
+
For instance, the first dated appearance of the title pharaoh being attached to a ruler's name occurs in Year 17 of Siamun on a fragment from the Karnak Priestly Annals. Here, an induction of an individual to the Amun priesthood is dated specifically to the reign of Pharaoh Siamun.[13] This new practice was continued under his successor Psusennes II and the Twenty-second Dynasty kings. For instance, the Large Dakhla stela is specifically dated to Year 5 of king "Pharaoh Shoshenq, beloved of Amun", whom all Egyptologists concur was Shoshenq I—the founder of the Twenty-second Dynasty—including Alan Gardiner in his original 1933 publication of this stela.[14] Shoshenq I was the second successor of Siamun. Meanwhile, the old custom of referring to the sovereign simply as pr-ˤ3 continued in traditional Egyptian narratives.[citation needed]
|
16 |
+
|
17 |
+
By this time, the Late Egyptian word is reconstructed to have been pronounced *[parʕoʔ] whence Herodotus derived the name of one of the Egyptian kings, Koinē Greek: Φερων.[15] In the Hebrew Bible, the title also occurs as Hebrew: פרעה [parʕoːh];[16] from that, in the Septuagint, Koinē Greek: φαραώ, romanized: pharaō, and then in Late Latin pharaō, both -n stem nouns. The Qur'an likewise spells it Arabic: فرعون firʿawn with n (here, always referring to the one evil king in the Book of Exodus story, by contrast to the good king in surah Yusuf's story). The Arabic combines the original ayin from Egyptian along with the -n ending from Greek.
|
18 |
+
|
19 |
+
In English, it was at first spelled "Pharao", but the translators of the King James Bible revived "Pharaoh" with "h" from the Hebrew. Meanwhile, in Egypt itself, *[par-ʕoʔ] evolved into Sahidic Coptic ⲡⲣ̅ⲣⲟ pərro and then ərro by mistaking p- as the definite article "the" (from ancient Egyptian pꜣ).[17]
|
20 |
+
|
21 |
+
Other notable epithets are nswt, translated to "king"; ḥm, "Majesty"; jty for "monarch or sovereign"; nb for "lord";[12][note 2] and ḥqꜣ for "ruler".
|
22 |
+
|
23 |
+
Sceptres and staves were a general sign of authority in ancient Egypt.[18] One of the earliest royal scepters was discovered in the tomb of Khasekhemwy in Abydos.[18] Kings were also known to carry a staff, and Pharaoh Anedjib is shown on stone vessels carrying a so-called mks-staff.[19] The scepter with the longest history seems to be the heqa-sceptre, sometimes described as the shepherd's crook.[20] The earliest examples of this piece of regalia dates to prehistoric Egypt. A scepter was found in a tomb at Abydos that dates to Naqada III.
|
24 |
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Another scepter associated with the king is the was-sceptre.[20] This is a long staff mounted with an animal head. The earliest known depictions of the was-scepter date to the First Dynasty. The was-scepter is shown in the hands of both kings and deities.
|
26 |
+
|
27 |
+
The flail later was closely related to the heqa-scepter (the crook and flail), but in early representations the king was also depicted solely with the flail, as shown in a late pre-dynastic knife handle which is now in the Metropolitan museum, and on the Narmer Macehead.[21]
|
28 |
+
|
29 |
+
The earliest evidence known of the Uraeus—a rearing cobra—is from the reign of Den from the First Dynasty. The cobra supposedly protected the pharaoh by spitting fire at its enemies.[22]
|
30 |
+
|
31 |
+
The red crown of Lower Egypt, the Deshret crown, dates back to pre-dynastic times and symbolised chief ruler. A red crown has been found on a pottery shard from Naqada, and later, Narmer is shown wearing the red crown on both the Narmer Macehead and the Narmer Palette.
|
32 |
+
|
33 |
+
The white crown of Upper Egypt, the Hedjet, was worn in the Predynastic Period by Scorpion II, and, later, by Narmer.
|
34 |
+
|
35 |
+
This is the combination of the Deshret and Hedjet crowns into a double crown, called the Pschent crown. It is first documented in the middle of the first dynasty. The earliest depiction may date to the reign of Djet, and is otherwise surely attested during the reign of Den.[23]
|
36 |
+
|
37 |
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The khat headdress consists of a kind of "kerchief" whose end is tied similarly to a ponytail. The earliest depictions of the khat headdress comes from the reign of Den, but is not found again until the reign of Djoser.
|
38 |
+
|
39 |
+
The Nemes headdress dates from the time of Djoser. It is the most common type of crown that has been depicted throughout Pharaonic Egypt. Any other type of crown, apart from the Khat headdress, has been commonly depicted on top of the Nemes. The statue from his Serdab in Saqqara shows the king wearing the nemes headdress.[23]
|
40 |
+
|
41 |
+
Osiris is shown to wear the Atef crown, which is an elaborate Hedjet with feathers and disks. Depictions of Pharaohs wearing the Atef crown originate from the Old Kingdom.
|
42 |
+
|
43 |
+
The Hemhem crown is usually depicted on top of Nemes, Pschent, or Deshret crowns. It is an ornate triple Atef with corkscrew sheep horns and usually two uraei. The usage (depiction) of this crown begins during the Early 18th dynasty of Egypt.
|
44 |
+
|
45 |
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Also called the blue crown, the Khepresh crown has been depicted in art since the New Kingdom. It is often depicted being worn in battle, but it was also frequently worn during ceremonies. It used to be called a war crown by many, but modern historians refrain from defining it thus.
|
46 |
+
|
47 |
+
Egyptologist Bob Brier has noted that despite their widespread depiction in royal portraits, no ancient Egyptian crown has ever been discovered. Tutankhamun's tomb, discovered largely intact, did contain such regalia as his crook and flail, but no crown was found among the funerary equipment. Diadems have been discovered.[24]
|
48 |
+
|
49 |
+
It is presumed that crowns would have been believed to have magical properties. Brier's speculation is that crowns were religious or state items, so a dead pharaoh likely could not retain a crown as a personal possession. The crowns may have been passed along to the successor.[25]
|
50 |
+
|
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+
During the early dynastic period kings had three titles. The Horus name is the oldest and dates to the late pre-dynastic period. The Nesu Bity name was added during the first dynasty. The Nebty name was first introduced toward the end of the first dynasty.[23] The Golden falcon (bik-nbw) name is not well understood. The prenomen and nomen were introduced later and are traditionally enclosed in a cartouche.[26] By the Middle Kingdom, the official titulary of the ruler consisted of five names; Horus, nebty, golden Horus, nomen, and prenomen[27] for some rulers, only one or two of them may be known.
|
52 |
+
|
53 |
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The Nesu Bity name, also known as Prenomen, was one of the new developments from the reign of Den. The name would follow the glyphs for the "Sedge and the Bee". The title is usually translated as king of Upper and Lower Egypt. The nsw bity name may have been the birth name of the king. It was often the name by which kings were recorded in the later annals and king lists.[23]
|
54 |
+
|
55 |
+
The Horus name was adopted by the king, when taking the throne. The name was written within a square frame representing the palace, named a serekh. The earliest known example of a serekh dates to the reign of king Ka, before the first dynasty.[28] The Horus name of several early kings expresses a relationship with Horus. Aha refers to "Horus the fighter", Djer refers to "Horus the strong", etc. Later kings express ideals of kingship in their Horus names. Khasekhemwy refers to "Horus: the two powers are at peace", while Nebra refers to "Horus, Lord of the Sun".[23]
|
56 |
+
|
57 |
+
The earliest example of a nebty name comes from the reign of king Aha from the first dynasty. The title links the king with the goddesses of Upper and Lower Egypt Nekhbet and Wadjet.[23][26] The title is preceded by the vulture (Nekhbet) and the cobra (Wadjet) standing on a basket (the neb sign).[23]
|
58 |
+
|
59 |
+
The Golden Horus or Golden Falcon name was preceded by a falcon on a gold or nbw sign. The title may have represented the divine status of the king. The Horus associated with gold may be referring to the idea that the bodies of the deities were made of gold and the pyramids and obelisks are representations of (golden) sun-rays. The gold sign may also be a reference to Nubt, the city of Set. This would suggest that the iconography represents Horus conquering Set.[23]
|
60 |
+
|
61 |
+
The prenomen and nomen were contained in a cartouche. The prenomen often followed the King of Upper and Lower Egypt (nsw bity) or Lord of the Two Lands (nebtawy) title. The prenomen often incorporated the name of Re. The nomen often followed the title Son of Re (sa-ra) or the title Lord of Appearances (neb-kha).[26]
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en/4546.html.txt
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1 |
+
A lighthouse is a tower, building, or another type of structure designed to emit light from a system of lamps and lenses and to serve as a navigational aid for maritime pilots at sea or on inland waterways.
|
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|
3 |
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Lighthouses mark dangerous coastlines, hazardous shoals, reefs, rocks, and safe entries to harbors; they also assist in aerial navigation. Once widely used, the number of operational lighthouses has declined due to the expense of maintenance and has become uneconomical since the advent of cheaper and often much more effective electronic navigational systems.
|
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|
5 |
+
Before the development of clearly defined ports, mariners were guided by fires built on hilltops. Since elevating the fire would improve the visibility, placing the fire on a platform became a practice that led to the development of the lighthouse.[1] In antiquity, the lighthouse functioned more as an entrance marker to ports than as a warning signal for reefs and promontories, unlike many modern lighthouses. The most famous lighthouse structure from antiquity was the Pharos of Alexandria, Egypt, which collapsed following a series of earthquakes between 956 and 1323.
|
6 |
+
|
7 |
+
The intact Tower of Hercules at A Coruña, Spain gives insight into ancient lighthouse construction; other evidence about lighthouses exists in depictions on coins and mosaics, of which many represent the lighthouse at Ostia. Coins from Alexandria, Ostia, and Laodicea in Syria also exist.
|
8 |
+
|
9 |
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The modern era of lighthouses began at the turn of the 18th century, as lighthouse construction boomed in lockstep with burgeoning levels of transatlantic commerce. Advances in structural engineering and new and efficient lighting equipment allowed for the creation of larger and more powerful lighthouses, including ones exposed to the sea. The function of lighthouses shifted toward the provision of a visible warning against shipping hazards, such as rocks or reefs.
|
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+
|
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The Eddystone Rocks were a major shipwreck hazard for mariners sailing through the English Channel.[2] The first lighthouse built there was an octagonal wooden structure, anchored by 12 iron stanchions secured in the rock, and was built by Henry Winstanley from 1696 to 1698. His lighthouse was the first tower in the world to have been fully exposed to the open sea.[3]
|
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+
|
13 |
+
The civil engineer, John Smeaton, rebuilt the lighthouse from 1756–59;[4] his tower marked a major step forward in the design of lighthouses and remained in use until 1877. He modeled the shape of his lighthouse on that of an oak tree, using granite blocks. He rediscovered and used "hydraulic lime", a form of concrete that will set under water used by the Romans, and developed a technique of securing the granite blocks together using dovetail joints and marble dowels.[5] The dovetailing feature served to improve the structural stability, although Smeaton also had to taper the thickness of the tower towards the top, for which he curved the tower inwards on a gentle gradient. This profile had the added advantage of allowing some of the energy of the waves to dissipate on impact with the walls. His lighthouse was the prototype for the modern lighthouse and influenced all subsequent engineers.[6]
|
14 |
+
|
15 |
+
One such influence was Robert Stevenson, himself a seminal figure in the development of lighthouse design and construction.[7] His greatest achievement was the construction of the Bell Rock Lighthouse in 1810, one of the most impressive feats of engineering of the age. This structure was based upon Smeaton's design, but with several improved features, such as the incorporation of rotating lights, alternating between red and white.[8] Stevenson worked for the Northern Lighthouse Board for nearly fifty years[7] during which time he designed and oversaw the construction and later improvement of numerous lighthouses. He innovated in the choice of light sources, mountings, reflector design, the use of Fresnel lenses, and in rotation and shuttering systems providing lighthouses with individual signatures allowing them to be identified by seafarers. He also invented the movable jib and the balance-crane as a necessary part for lighthouse construction.
|
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+
|
17 |
+
Alexander Mitchell designed the first screw-pile lighthouse – his lighthouse was built on piles that were screwed into the sandy or muddy seabed. Construction of his design began in 1838 at the mouth of the Thames and was known as the Maplin Sands lighthouse, and first lit in 1841.[9] Although its construction began later, the Wyre Light in Fleetwood, Lancashire, was the first to be lit (in 1840).[9]
|
18 |
+
|
19 |
+
The Vittoria Light in Trieste it is one of the tallest lighthouses in the world.[10]
|
20 |
+
|
21 |
+
The source of illumination had generally been wood pyres or burning coal. The Argand lamp, invented in 1782 by the Swiss scientist, Aimé Argand, revolutionized lighthouse illumination with its steady smokeless flame. Early models used ground glass which was sometimes tinted around the wick. Later models used a mantle of thorium dioxide suspended over the flame, creating a bright, steady light.[11] The Argand lamp used whale oil, colza, olive oil[12] or other vegetable oil as fuel which was supplied by a gravity feed from a reservoir mounted above the burner. The lamp was first produced by Matthew Boulton, in partnership with Argand, in 1784 and became the standard for lighthouses for over a century.
|
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|
23 |
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South Foreland Lighthouse was the first tower to successfully use an electric light in 1875. The lighthouse's carbon arc lamps were powered by a steam-driven magneto.[13] John Richardson Wigham was the first to develop a system for gas illumination of lighthouses. His improved gas 'crocus' burner at the Baily Lighthouse near Dublin was 13 times more powerful than the most brilliant light then known.[14]
|
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|
25 |
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The vaporized oil burner was invented in 1901 by Arthur Kitson, and improved by David Hood at Trinity House. The fuel was vaporized at high pressure and burned to heat the mantle, giving an output of over six times the luminosity of traditional oil lights. The use of gas as illuminant became widely available with the invention of the Dalén light by Swedish engineer, Gustaf Dalén. He used Agamassan (Aga), a substrate, to absorb the gas allowing safe storage and hence commercial exploitation. Dalén also invented the 'sun valve', which automatically regulated the light and turned it off during the daytime. The technology was the predominant form of light source in lighthouses from the 1900s through the 1960s, when electric lighting had become dominant.[15]
|
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|
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+
With the development of the steady illumination of the Argand lamp, the application of optical lenses to increase and focus the light intensity became a practical possibility. William Hutchinson developed the first practical optical system in 1763, known as a catoptric system. This rudimentary system effectively collimated the emitted light into a concentrated beam, thereby greatly increasing the light's visibility.[16] The ability to focus the light led to the first revolving lighthouse beams, where the light would appear to the mariners as a series of intermittent flashes. It also became possible to transmit complex signals using the light flashes.
|
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+
|
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+
French physicist and engineer Augustin-Jean Fresnel developed the multi-part Fresnel lens for use in lighthouses. His design allowed for the construction of lenses of large aperture and short focal length, without the mass and volume of material that would be required by a lens of conventional design. A Fresnel lens can be made much thinner than a comparable conventional lens, in some cases taking the form of a flat sheet. A Fresnel lens can also capture more oblique light from a light source, thus allowing the light from a lighthouse equipped with one to be visible over greater distances.
|
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|
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The first Fresnel lens was used in 1823 in the Cordouan lighthouse at the mouth of the Gironde estuary; its light could be seen from more than 20 miles (32 km) out.[17] Fresnel's invention increased the luminosity of the lighthouse lamp by a factor of four and his system is still in common use.
|
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|
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The advent of electrification, and automatic lamp changers began to make lighthouse keepers obsolete. For many years, lighthouses still had keepers, partly because lighthouse keepers could serve as a rescue service if necessary. Improvements in maritime navigation and safety such as the Global Positioning System (GPS) have led to the phasing out of non-automated lighthouses across the world.[18] In Canada, this trend has been stopped and there are still 50 staffed light stations, with 27 on the west coast alone.[19]
|
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+
|
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Remaining modern lighthouses are usually illuminated by a single stationary flashing light powered by solar-charged batteries mounted on a steel skeleton tower.[20] Where the power requirement is too great for solar power, cycle charging by diesel generator is used: to save fuel and to increase periods between maintenance the light is battery powered, with the generator only coming into use when the battery has to be charged.[21]
|
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+
|
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+
John Smeaton is noteworthy for having designed the third and most famous Eddystone Lighthouse, but some builders are well known for their work in building multiple lighthouses. The Stevenson family (Robert, Alan, David, Thomas, David Alan, and Charles) made lighthouse building a three-generation profession in Scotland. Irishman Alexander Mitchell invented and built a number of screwpile lighthouses despite his blindness. Englishman James Douglass was knighted for his work on lighthouses.
|
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|
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United States Army Corps of Engineers Lieutenant George Meade built numerous lighthouses along the Atlantic and Gulf coasts before gaining wider fame as the winning general at the Battle of Gettysburg. Colonel Orlando M. Poe, engineer to General William Tecumseh Sherman in the Siege of Atlanta, designed and built some of the most exotic lighthouses in the most difficult locations on the U.S. Great Lakes.[22]
|
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|
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French merchant navy officer Marius Michel Pasha built almost a hundred lighthouses along the coasts of the Ottoman Empire in a period of twenty years after the Crimean War (1853–1856).[23]
|
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+
|
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In a lighthouse, the source of light is called the "lamp" (whether electric or fuelled by oil) and the concentration of the light is by the "lens" or "optic". Originally lit by open fires and later candles, the Argand hollow wick lamp and parabolic reflector were introduced in the late 18th century.
|
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|
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Whale oil was also used with wicks as the source of light. Kerosene became popular in the 1870s and electricity and carbide (acetylene gas) began replacing kerosene around the turn of the 20th century.[20] Carbide was promoted by the Dalén light which automatically lit the lamp at nightfall and extinguished it at dawn.
|
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+
|
47 |
+
During the Cold-War, many remote Soviet lighthouses were powered by radioisotope thermoelectric generators (RTGs). These had the advantage of providing power day or night and did not need refuelling or maintenance. However, after the breakdown of the Soviet Union, there are no official records of the locations or condition of all of these lighthouses.[24] As time passes, their condition is degrading; many have fallen victim to vandalism and scrap metal thieves, who may not be aware of the dangerous radioactive contents.[25]
|
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|
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Before modern strobe lights, lenses were used to concentrate the light from a continuous source. Vertical light rays of the lamp are redirected into a horizontal plane, and horizontally the light is focused into one or a few directions at a time, with the light beam swept around. As a result, in addition to seeing the side of the light beam, the light is directly visible from greater distances, and with an identifying light characteristic.
|
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|
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This concentration of light is accomplished with a rotating lens assembly. In early lighthouses, the light source was a kerosene lamp or, earlier, an animal or vegetable oil Argand lamp, and the lenses rotated by a weight driven clockwork assembly wound by lighthouse keepers, sometimes as often as every two hours. The lens assembly sometimes floated in liquid mercury to reduce friction. In more modern lighthouses, electric lights and motor drives were used, generally powered by diesel electric generators. These also supplied electricity for the lighthouse keepers.[20]
|
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|
53 |
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Efficiently concentrating the light from a large omnidirectional light source requires a very large diameter lens. This would require a very thick and heavy lens if a conventional lens were used. The Fresnel lens (pronounced /freɪˈnɛl/) focused 85% of a lamp's light versus the 20% focused with the parabolic reflectors of the time. Its design enabled construction of lenses of large size and short focal length without the weight and volume of material in conventional lens designs.[26]
|
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|
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Fresnel lighthouse lenses are ranked by order, a measure of refracting power, with a first order lens being the largest, most powerful and expensive; and a sixth order lens being the smallest. The order is based on the focal length of the lens. A first order lens has the longest focal length, with the sixth being the shortest. Coastal lighthouses generally use first, second, or third order lenses, while harbor lights and beacons use fourth, fifth, or sixth order lenses.[27]
|
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+
|
57 |
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Some lighthouses, such as those at Cape Race, Newfoundland, and Makapuu Point, Hawaii, used a more powerful hyperradiant Fresnel lens manufactured by the firm of Chance Brothers.
|
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|
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In recent times, many Fresnel lenses have been replaced by rotating aerobeacons which require less maintenance. In modern automated lighthouses, this system of rotating lenses is often replaced by a high intensity light that emits brief omnidirectional flashes (concentrating the light in time rather than direction). These lights are similar to obstruction lights used to warn aircraft of tall structures. Recent innovations are "Vega Lights", and initial experiments with light-emitting diode (LED) panels.[20]
|
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|
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Experimental installations of laser lights, either at high power to provide a "line of light" in the sky or, utilising low power, aimed towards mariners have identified problems of increased complexity in installation and maintenance, and high power requirements.[28]
|
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+
|
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In any of these designs an observer, rather than seeing a continuous weak light, sees a brighter light during short time intervals. These instants of bright light are arranged to create a light characteristic or pattern specific to a lighthouse.[29] For example, the Scheveningen Lighthouse flashes are alternately 2.5 and 7.5 seconds. Some lights have sectors of a particular color (usually formed by colored panes in the lantern) to distinguish safe water areas from dangerous shoals. Modern lighthouses often have unique reflectors or Racon transponders so the radar signature of the light is also unique.
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While lighthouse buildings differ depending on the location and purpose, they tend to have common components.
|
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A light station comprises the lighthouse tower and all outbuildings, such as the keeper's living quarters, fuel house, boathouse, and fog-signaling building. The Lighthouse itself consists of a tower structure supporting the lantern room where the light operates.
|
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|
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The lantern room is the glassed-in housing at the top of a lighthouse tower containing the lamp and lens. Its glass storm panes are supported by metal Astragal bars running vertically or diagonally. At the top of the lantern room is a stormproof ventilator designed to remove the smoke of the lamps and the heat that builds in the glass enclosure. A lightning rod and grounding system connected to the metal cupola roof provides a safe conduit for any lightning strikes.
|
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Immediately beneath the lantern room is usually a Watch Room or Service Room where fuel and other supplies were kept and where the keeper prepared the lanterns for the night and often stood watch. The clockworks (for rotating the lenses) were also located there. On a lighthouse tower, an open platform called the gallery is often located outside the watch room (called the Main Gallery) or Lantern Room (Lantern Gallery). This was mainly used for cleaning the outside of the windows of the Lantern Room.[30]
|
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Lighthouses near to each other that are similar in shape are often painted in a unique pattern so they can easily be recognized during daylight, a marking known as a daymark. The black and white barber pole spiral pattern of Cape Hatteras Lighthouse is one example. Race Rocks Light in western Canada is painted in horizontal black and white bands to stand out against the horizon.
|
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|
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For effectiveness, the lamp must be high enough to be seen before the danger is reached by a mariner. The minimum height is calculated by trigonometric formula
|
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d
|
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=
|
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1.17
|
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H
|
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{\displaystyle d=1.17{\sqrt {H}}}
|
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|
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+
where H is the height above water in feet, and d is the distance to the horizon in nautical miles.[31]
|
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+
|
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Where dangerous shoals are located far off a flat sandy beach, the prototypical tall masonry coastal lighthouse is constructed to assist the navigator making a landfall after an ocean crossing. Often these are cylindrical to reduce the effect of wind on a tall structure, such as Cape May Light. Smaller versions of this design are often used as harbor lights to mark the entrance into a harbor, such as New London Harbor Light.
|
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|
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Where a tall cliff exists, a smaller structure may be placed on top such as at Horton Point Light. Sometimes, such a location can be too high, for example along the west coast of the United States, where frequent low clouds can obscure the light. In these cases, lighthouses are placed below clifftop to ensure that they can still be seen at the surface during periods of fog or low clouds, as at Point Reyes Lighthouse. Another victim of fog was the Old Point Loma lighthouse, which was replaced in 1891 with a lower lighthouse, New Point Loma lighthouse.
|
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|
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+
As technology advanced, prefabricated skeletal iron or steel structures tended to be used for lighthouses constructed in the 20th century. These often have a narrow cylindrical core surrounded by an open lattice work bracing, such as Finns Point Range Light.
|
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+
|
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Sometimes a lighthouse needs to be constructed in the water itself. Wave-washed lighthouses are masonry structures constructed to withstand water impact, such as Eddystone Lighthouse in Britain and the St. George Reef Light of California. In shallower bays, Screw-pile lighthouse ironwork structures are screwed into the seabed and a low wooden structure is placed above the open framework, such as Thomas Point Shoal Lighthouse. As screw piles can be disrupted by ice, steel caisson lighthouses such as Orient Point Light are used in cold climates. Orient Long Beach Bar Light (Bug Light) is a blend of a screw pile light that was converted to a caisson light because of the threat of ice damage.[32]
|
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|
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In waters too deep for a conventional structure, a lightship might be used instead of a lighthouse, such as the former lightship Columbia. Most of these have now been replaced by fixed light platforms (such as Ambrose Light) similar to those used for offshore oil exploration.[33]
|
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|
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Aligning two fixed points on land provides a navigator with a line of position called a range in North America and a transit in Britain. Ranges can be used to precisely align a vessel within a narrow channel such as a river. With landmarks of a range illuminated with a set of fixed lighthouses, nighttime navigation is possible.
|
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|
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Such paired lighthouses are called range lights in North America and leading lights in the United Kingdom. The closer light is referred to as the beacon or front range; the further light is called the rear range. The rear range light is almost always taller than the front.
|
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+
|
107 |
+
When a vessel is on the correct course, the two lights align vertically, but when the observer is out of position, the difference in alignment indicates the direction of travel to correct the course.
|
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+
|
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+
There are two types of lighthouses: ones that are located on land, and ones that are offshore. A land lighthouse is simply a lighthouse constructed to aid navigation over land, rather than water. Historically, they were constructed in areas of flatland where the featureless landscape and prevailing weather conditions (e.g. winter fog) might cause travelers to become easily disorientated and lost. In such a landscape a high tower with a bright lantern could be visible for many miles.
|
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|
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+
One example of such a structure is Dunston Pillar, an 18th-century tower built to help travelers crossing the heathland of mid-Lincolnshire and to lessen the danger to them from highwaymen. Due to general improvements in transport and navigation throughout the 19th century, land lighthouses became almost totally obsolete as aids to travelers in remote places.
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Offshore Lighthouses are lighthouses that are not close to land.[34] There can be a number of reasons for these lighthouses to be built. There can be a shoal, reef or submerged island several miles from land.
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The current Cordouan Lighthouse was completed in 1611 7 kilometres (4.3 mi) from the shore on a small islet, but was built on a previous lighthouse that can be traced back to 880 and is the oldest surviving lighthouse in France. It is connected to the mainland by a causeway. The oldest surviving oceanic offshore lighthouse is Bell Rock Lighthouse in the North Sea, off the coast of Scotland.[35]
|
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In the United States, lighthouses are maintained by the United States Coast Guard (USCG).[36]
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Those in England and Wales are looked after by Trinity House; in Scotland, by the Northern Lighthouse Board; and in Ireland by the Commissioners of Irish Lights. In Canada, they are managed by the Canadian Coast Guard. In Australia, lighthouses are conducted by the Australian Maritime Safety Authority.
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The Soviet Union built a number of automated lighthouses powered by radioisotope thermoelectric generators in remote locations. They operated for long periods without external support with great reliability.[37] However numerous installations deteriorated, were stolen, or vandalized. Some cannot be found due to poor record keeping.[38]
|
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|
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In India (Bharat), Lighthouses are maintained by Directorate General of Lighthouses and Lightships which comes under the Ministry of Shipping.[39]
|
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As lighthouses became less essential to navigation, many of their historic structures faced demolition or neglect. In the United States, the National Historic Lighthouse Preservation Act of 2000 provides for the transfer of lighthouse structures to local governments and private non-profit groups, while the USCG continues to maintain the lamps and lenses. In Canada, the Nova Scotia Lighthouse Preservation Society won heritage status for Sambro Island Lighthouse, and sponsored the Heritage Lighthouse Protection Act to change Canadian federal laws to protect lighthouses.[40]
|
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|
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Many groups formed to restore and save lighthouses around the world. They include the World Lighthouse Society and the United States Lighthouse Society.[41] A further international group is the Amateur Radio Lighthouse Society, which sends amateur radio operators to publicize the preservation of remote lighthouses throughout the world.[42]
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Lighthouses were once regarded as an archetypal public good, because ships could benefit from the light without being forced to pay.
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1 |
+
Pharmacy is the health science that links medical science with chemistry and it is charged with the discovery, production, control, disposal, safe and effective use of drugs. The practice of pharmacy requires excellent knowledge of drugs, their mechanism of action, side effects, interactions, mobility and toxicity. At the same time, it requires knowledge of treatment and understanding of the pathological process. Some specialties of pharmacists, such as that of clinical pharmacists, require other skills, e.g. knowledge about the acquisition and evaluation of physical and laboratory data.
|
2 |
+
[1]
|
3 |
+
|
4 |
+
The scope of pharmacy practice includes more traditional roles such as compounding and dispensing of medications, and it also includes more modern services related to health care, including clinical services, reviewing medications for safety and efficacy, and providing drug information. Pharmacists, therefore, are the experts on drug therapy and are the primary health professionals who optimize the use of medication for the benefit of the patients.
|
5 |
+
|
6 |
+
An establishment in which pharmacy (in the first sense) is practiced is called a pharmacy (this term is more common in the United States) or a chemist's (which is more common in Great Britain)[citation needed]. In the United States and Canada, drugstores commonly sell medicines, as well as miscellaneous items such as confectionery, cosmetics, office supplies, toys, hair care products and magazines and occasionally refreshments and groceries.
|
7 |
+
|
8 |
+
In its investigation of herbal and chemical ingredients, the work of the pharma may be regarded as a precursor of the modern sciences of chemistry and pharmacology, prior to the formulation of the scientific method.
|
9 |
+
|
10 |
+
The field of pharmacy can generally be divided into three primary disciplines:
|
11 |
+
|
12 |
+
The boundaries between these disciplines and with other sciences, such as biochemistry, are not always clear-cut.
|
13 |
+
Often, collaborative teams from various disciplines (pharmacists and other scientists) work together toward the introduction of new therapeutics and methods for patient care. However, pharmacy is not a basic or biomedical science in its typical form. Medicinal chemistry is also a distinct branch of synthetic chemistry combining pharmacology, organic chemistry, and chemical biology.
|
14 |
+
|
15 |
+
Pharmacology is sometimes considered as the 4th discipline of pharmacy. Although pharmacology is essential to the study of pharmacy, it is not specific to pharmacy. Both disciplines are distinct. Those who wish to practice both pharmacy (patient-oriented) and pharmacology (a biomedical science requiring the scientific method) receive separate training and degrees unique to either discipline.
|
16 |
+
|
17 |
+
Pharmacoinformatics is considered another new discipline, for systematic drug discovery and development with efficiency and safety.
|
18 |
+
|
19 |
+
Pharmacogenomics is the study of genetic-linked variants that effect patient clinical responses, allergies, and metabolism of drugs.[2]
|
20 |
+
|
21 |
+
The World Health Organization estimates that there are at least 2.6 million pharmacists and other pharmaceutical personnel worldwide.[3]
|
22 |
+
|
23 |
+
Pharmacists are healthcare professionals with specialized education and training who perform various roles to ensure optimal health outcomes for their patients through the quality use of medicines. Pharmacists may also be small-business proprietors, owning the pharmacy in which they practice. Since pharmacists know about the mode of action of a particular drug, and its metabolism and physiological effects on the human body in great detail, they play an important role in optimization of drug treatment for an individual.
|
24 |
+
|
25 |
+
Pharmacists are represented internationally by the International Pharmaceutical Federation (FIP). They are represented at the national level by professional organisations such as the Royal Pharmaceutical Society in the UK, Pharmacy Guild of Australia (PSA), Canadian Pharmacists Association (CPhA), Indian Pharmacist Association (IPA), Pakistan Pharmacists Association (PPA), and the American Pharmacists Association (APhA). (See also: List of pharmacy associations.)
|
26 |
+
|
27 |
+
In some cases, the representative body is also the registering body, which is responsible for the regulation and ethics of the profession.
|
28 |
+
|
29 |
+
In the United States, specializations in pharmacy practice recognized by the Board of Pharmacy Specialties include: cardiovascular, infectious disease, oncology, pharmacotherapy, nuclear, nutrition, and psychiatry.[4] The Commission for Certification in Geriatric Pharmacy certifies pharmacists in geriatric pharmacy practice. The American Board of Applied Toxicology certifies pharmacists and other medical professionals in applied toxicology.
|
30 |
+
|
31 |
+
Pharmacy technicians support the work of pharmacists and other health professionals by performing a variety of pharmacy-related functions, including dispensing prescription drugs and other medical devices to patients and instructing on their use. They may also perform administrative duties in pharmaceutical practice, such as reviewing prescription requests with medic's offices and insurance companies to ensure correct medications are provided and payment is received.
|
32 |
+
|
33 |
+
A Pharmacy Technician in the UK has recently been referred to by some as a professional. Legislation requires the supervision of certain pharmacy technician's activities by a pharmacist. The majority of pharmacy technicians work in community pharmacies. In hospital pharmacies, pharmacy technicians may be managed by other senior pharmacy technicians. In the UK the role of a PhT in hospital pharmacy has grown and responsibility has been passed on to them to manage the pharmacy department and specialized areas in pharmacy practice allowing pharmacists the time to specialize in their expert field as medication consultants spending more time working with patients and in research. Pharmacy technicians are registered with the General Pharmaceutical Council (GPhC). The GPhC is the regulator of pharmacists, pharmacy technicians, and pharmacy premises.
|
34 |
+
|
35 |
+
In the US, pharmacy technicians perform their duties under the supervision of pharmacists. Although they may perform, under supervision, most dispensing, compounding and other tasks, they are not generally allowed to perform the role of counseling patients on the proper use of their medications. Some states have a legally mandated pharmacist-to-pharmacy technician ratio.
|
36 |
+
|
37 |
+
There are different requirements of schooling according to the national jurisdiction where the student intends to practise.
|
38 |
+
|
39 |
+
In the United States, general pharmacist will attain a Doctor of Pharmacy Degree (Pharm.D.). The Pharm.D. can be completed in a minimum of six years, which includes two years of pre-pharmacy classes, and four years of professional studies.[5] After graduating pharmacy school, it is highly suggested that the student go on to complete a one or two-year residency, which provides valuable experience for the student before going out independently to be a generalized or specialized pharmacist.
|
40 |
+
|
41 |
+
The curriculum specified for a Pharm.D. consists of at least 208-credit hours.[6] Of the 208-credit hours, 68 are transferred-credit hours, and the remaining 140-credit hours are completed in the professional school. There are a series of required standardized tests that students have to pass throughout the process of pharmacy school. The standardized test to get into pharmacy school in the United States is called the Pharmacy College Admission Test (PCAT). In a student's third professional year in pharmacy school, it is required to pass the Pharmacy Curriculum Outcomes Assessment (PCOA). Once the Pharm.D. is attained after the fourth year professional school, the student is then eligible to take the North American Pharmacist Licensure Exam (NAPLEX) and the Multistate Pharmacy Jurisprudence Exam (MPJE) to work as a professional pharmacist.[7]
|
42 |
+
|
43 |
+
The earliest known compilation of medicinal substances was the Sushruta Samhita, an Indian Ayurvedic treatise attributed to Sushruta in the 6th century BC. However, the earliest text as preserved dates to the 3rd or 4th century AD.
|
44 |
+
|
45 |
+
Many Sumerian (late 6th millennium BC – early 2nd millennium BC) cuneiform clay tablets record prescriptions for medicine.[8]
|
46 |
+
|
47 |
+
Ancient Egyptian pharmacological knowledge was recorded in various papyri such as the Ebers Papyrus of 1550 BC, and the Edwin Smith Papyrus of the 16th century BC.
|
48 |
+
|
49 |
+
In Ancient Greece, Diocles of Carystus (4th century BC) was one of several men studying the medicinal properties of plants. He wrote several treatises on the topic.[9] The Greek physician Pedanius Dioscorides is famous for writing a five-volume book in his native Greek Περί ύλης ιατρικής in the 1st century AD. The Latin translation De Materia Medica (Concerning medical substances) was used a basis for many medieval texts and was built upon by many middle eastern scientists during the Islamic Golden Age.
|
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+
|
51 |
+
Pharmacy in China dates at least to the earliest known Chinese manual, the Shennong Bencao Jing (The Divine Farmer's Herb-Root Classic), dating back to the 1st century AD. It was compiled during the Han dynasty and was attributed to the mythical Shennong. Earlier literature included lists of prescriptions for specific ailments, exemplified by a manuscript "Recipes for 52 Ailments", found in the Mawangdui, sealed in 168 BC.
|
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+
|
53 |
+
In Japan, at the end of the Asuka period (538–710) and the early Nara period (710–794), the men who fulfilled roles similar to those of modern pharmacists were highly respected. The place of pharmacists in society was expressly defined in the Taihō Code (701) and re-stated in the Yōrō Code (718). Ranked positions in the pre-Heian Imperial court were established; and this organizational structure remained largely intact until the Meiji Restoration (1868). In this highly stable hierarchy, the pharmacists—and even pharmacist assistants—were assigned status superior to all others in health-related fields such as physicians and acupuncturists. In the Imperial household, the pharmacist was even ranked above the two personal physicians of the Emperor.[10]
|
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+
|
55 |
+
There is a stone sign for a pharmacy with a tripod, a mortar, and a pestle opposite one for a doctor in the Arcadian Way in Ephesus near Kusadasi in Turkey.[11] The current Ephesus dates back to 400 BC and was the site of the Temple of Artemis, one of the seven wonders of the world.
|
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+
|
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+
In Baghdad the first pharmacies, or drug stores, were established in 754,[12] under the Abbasid Caliphate during the Islamic Golden Age. By the 9th century, these pharmacies were state-regulated.[13][unreliable source?]
|
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+
|
59 |
+
The advances made in the Middle East in botany and chemistry led medicine in medieval Islam substantially to develop pharmacology. Muhammad ibn Zakarīya Rāzi (Rhazes) (865–915), for instance, acted to promote the medical uses of chemical compounds. Abu al-Qasim al-Zahrawi (Abulcasis) (936–1013) pioneered the preparation of medicines by sublimation and distillation. His Liber servitoris is of particular interest, as it provides the reader with recipes and explains how to prepare the 'simples' from which were compounded the complex drugs then generally used. Sabur Ibn Sahl (d 869), was, however, the first physician to initiate pharmacopoedia, describing a large variety of drugs and remedies for ailments. Al-Biruni (973–1050) wrote one of the most valuable Islamic works on pharmacology, entitled Kitab al-Saydalah (The Book of Drugs), in which he detailed the properties of drugs and outlined the role of pharmacy and the functions and duties of the pharmacist. Avicenna, too, described no less than 700 preparations, their properties, modes of action, and their indications. He devoted in fact a whole volume to simple drugs in The Canon of Medicine. Of great impact were also the works by al-Maridini of Baghdad and Cairo, and Ibn al-Wafid (1008–1074), both of which were printed in Latin more than fifty times, appearing as De Medicinis universalibus et particularibus by 'Mesue' the younger, and the Medicamentis simplicibus by 'Abenguefit'. Peter of Abano (1250–1316) translated and added a supplement to the work of al-Maridini under the title De Veneris. Al-Muwaffaq's contributions in the field are also pioneering. Living in the 10th century, he wrote The foundations of the true properties of Remedies, amongst others describing arsenious oxide, and being acquainted with silicic acid. He made clear distinction between sodium carbonate and potassium carbonate, and drew attention to the poisonous nature of copper compounds, especially copper vitriol, and also lead compounds. He also describes the distillation of sea-water for drinking.[14][verification needed]
|
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+
|
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+
In Europe, pharmacy-like shops began to appear during the 12th century. In 1240 emperor Frederic II issued a decree by which the physician's and the apothecary's professions were separated.[15]
|
62 |
+
|
63 |
+
There are pharmacies in Europe that have been in operation since medieval times. In Dubrovnik (Croatia), a pharmacy that first opened in 1317 is located inside the Franciscan monastery: it is oldest operating pharmacy in Europe.[16][17] In the Town Hall Square of Tallinn (Estonia), there is a pharmacy dating from at least 1422.[citation needed] The medieval Esteve Pharmacy, located in Llívia, a Catalan enclave close to Puigcerdà, is a museum: the building dates back to the 15th century and the museum keeps albarellos from the 16th and 17th centuries, old prescription books and antique drugs.
|
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+
|
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+
Pharmacists practice in a variety of areas including community pharmacies, hospitals, clinics, extended care facilities, psychiatric hospitals, and regulatory agencies. Pharmacists themselves may have expertise in a medical specialty.
|
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+
|
67 |
+
A pharmacy (also known as a chemist in Australia, New Zealand and the British Isles; or drugstore in North America; retail pharmacy in industry terminology; or apothecary, historically) is where most pharmacists practice the profession of pharmacy. It is the community pharmacy in which the dichotomy of the profession exists; health professionals who are also retailers.
|
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+
|
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+
Community pharmacies usually consist of a retail storefront with a dispensary, where medications are stored and dispensed. According to Sharif Kaf al-Ghazal, the opening of the first drugstores are recorded by Muslim pharmacists in Baghdad in 754 AD.[12][18]
|
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|
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+
In most countries, the dispensary is subject to pharmacy legislation; with requirements for storage conditions, compulsory texts, equipment, etc., specified in legislation. It was once the case that pharmacists stayed within the dispensary compounding/dispensing medications, but there has been an increasing trend towards the use of trained pharmacy technicians, with the pharmacist spending more time communicating with patients. Pharmacy technicians are now more dependent upon automation to assist them in their new role dealing with patients' prescriptions and patient safety issues.
|
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+
|
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+
Pharmacies are typically required to have a pharmacist on-duty at all times when they are open. It is also often a requirement for the owner of a pharmacy to be a registered pharmacist, but that is not the case in all jurisdictions, such that many retailers (including supermarkets and mass merchandisers) now include a pharmacy as a department of their store.
|
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+
|
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+
Likewise, many pharmacies are now rather grocery store-like in their design. In addition to medicines and prescriptions, many now sell a diverse arrangement of additional items such as cosmetics, shampoo, office supplies, confections, snack foods, durable medical equipment, greeting cards, and provide photo processing services.
|
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|
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+
Community pharmacies offer a unique added value by building direct relationships with their customers. They are able to provide more personalized, dedicated care to local members of their community and even offer enhanced services such as Medication Therapy Management (MTM), Medication Synchronization, and compounding. With the aid of pharmacy management systems and different integrated technologies, these smaller pharmacies are able to keep up with their large-scale competition.
|
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+
|
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+
In community pharmacy, prescriptions, medical devices and other over the counter products are dispensed by community pharmacists. Community pharmacists may be confronted with numerous ethical problems in their daily work. Ethical issues may exist while dispensing medications based on prescription and over the counter products. Community pharmacists’ understanding of ethics, confidentiality, patient autonomy, trustworthiness and reliability may be the dynamics that affect community pharmacists’ values which may influence their decision making during ethical dilemmas.[19] Most of the pharmacists face the ethical dilemma situations may be at least once a week in their pharmacies. Community pharmacists may compromise on their values and ethical issues may not only because of patient's or physician's request but may also because of their employers' intrusion.[20] Individual factors such as age, gender, work experience, and educational level and organizational factors such as the number of pharmacists in a pharmacy and location of pharmacy may influence the ethical dilemma of community pharmacists.[21]
|
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|
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+
Pharmacies within hospitals differ considerably from community pharmacies. Some pharmacists in hospital pharmacies may have more complex clinical medication management issues, and pharmacists in community pharmacies often have more complex business and customer relations issues.
|
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+
|
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+
Because of the complexity of medications including specific indications, effectiveness of treatment regimens, safety of medications (i.e., drug interactions) and patient compliance issues (in the hospital and at home), many pharmacists practicing in hospitals gain more education and training after pharmacy school through a pharmacy practice residency and sometimes followed by another residency in a specific area. Those pharmacists are often referred to as clinical pharmacists and they often specialize in various disciplines of pharmacy.
|
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+
|
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+
For example, there are pharmacists who specialize in hematology/oncology, HIV/AIDS, infectious disease, critical care, emergency medicine, toxicology, nuclear pharmacy, pain management, psychiatry, anti-coagulation clinics, herbal medicine, neurology/epilepsy management, pediatrics, neonatal pharmacists and more.
|
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+
|
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+
Hospital pharmacies can often be found within the premises of the hospital. Hospital pharmacies usually stock a larger range of medications, including more specialized medications, than would be feasible in the community setting. Most hospital medications are unit-dose, or a single dose of medicine. Hospital pharmacists and trained pharmacy technicians compound sterile products for patients including total parenteral nutrition (TPN), and other medications are given intravenously. That is a complex process that requires adequate training of personnel, quality assurance of products, and adequate facilities.
|
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+
|
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+
Several hospital pharmacies have decided to outsource high-risk preparations and some other compounding functions to companies who specialize in compounding. The high cost of medications and drug-related technology and the potential impact of medications and pharmacy services on patient-care outcomes and patient safety require hospital pharmacies to perform at the highest level possible.
|
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|
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+
Pharmacists provide direct patient care services that optimize the use of medication and promotes health, wellness, and disease prevention.[22] Clinical pharmacists care for patients in all health care settings, but the clinical pharmacy movement initially began inside hospitals and clinics. Clinical pharmacists often collaborate with physicians and other healthcare professionals to improve pharmaceutical care. Clinical pharmacists are now an integral part of the interdisciplinary approach to patient care. They often participate in patient care rounds for drug product selection.
|
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|
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+
The clinical pharmacist's role involves creating a comprehensive drug therapy plan for patient-specific problems, identifying goals of therapy, and reviewing all prescribed medications prior to dispensing and administration to the patient. The review process often involves an evaluation of the appropriateness of drug therapy (e.g., drug choice, dose, route, frequency, and duration of therapy) and its efficacy. The pharmacist must also monitor for potential drug interactions, adverse drug reactions, and assess patient drug allergies while they design and initiate a drug therapy plan.[23]
|
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|
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+
Since the emergence of modern clinical pharmacy, ambulatory care pharmacy practice has emerged as a unique pharmacy practice setting. Ambulatory care pharmacy is based primarily on pharmacotherapy services that a pharmacist provides in a clinic. Pharmacists in this setting often do not dispense drugs, but rather see patients in-office visits to manage chronic disease states.
|
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|
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+
In the U.S. federal health care system (including the VA, the Indian Health Service, and NIH) ambulatory care pharmacists are given full independent prescribing authority. In some states such North Carolina and New Mexico these pharmacist clinicians are given collaborative prescriptive and diagnostic authority.[24] In 2011 the board of Pharmaceutical Specialties approved ambulatory care pharmacy practice as a separate board certification. The official designation for pharmacists who pass the ambulatory care pharmacy specialty certification exam will be Board Certified Ambulatory Care Pharmacist and these pharmacists will carry the initials BCACP.[25]
|
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+
|
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+
Compounding involves preparing drugs in forms that are different from the generic prescription standard. This may include altering the strength, ingredients, or dosage form.[26] Compounding is a way to create custom drugs for patients who may not be able to take the medication in its standard form, such as due to an allergy or difficulty swallowing. Compounding is necessary for these patients to still be able to properly get the prescriptions they need.
|
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|
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+
One area of compounding is preparing drugs in new dosage forms. For example, if a drug manufacturer only provides a drug as a tablet, a compounding pharmacist might make a medicated lollipop that contains the drug. Patients who have difficulty swallowing the tablet may prefer to suck the medicated lollipop instead.
|
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+
|
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+
Another form of compounding is by mixing different strengths (g, mg, mcg) of capsules or tablets to yield the desired amount of medication indicated by the physician, physician assistant, nurse practitioner, or clinical pharmacist practitioner. This form of compounding is found at community or hospital pharmacies or in-home administration therapy.
|
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|
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+
Compounding pharmacies specialize in compounding, although many also dispense the same non-compounded drugs that patients can obtain from community pharmacies.
|
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+
|
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+
Consultant pharmacy practice focuses more on medication regimen review (i.e. "cognitive services") than on actual dispensing of drugs. Consultant pharmacists most typically work in nursing homes, but are increasingly branching into other institutions and non-institutional settings.[27] Traditionally[where?] consultant pharmacists were usually independent business owners, though in the United States many now work for a large pharmacy management company such as Omnicare, Kindred Healthcare or PharMerica. This trend may be gradually reversing[citation needed] as consultant pharmacists begin to work directly with patients, primarily because many elderly people are now taking numerous medications but continue to live outside of institutional settings. Some community pharmacies employ consultant pharmacists and/or provide consulting services.
|
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+
|
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+
The main principle of consultant pharmacy is developed by Hepler and Strand in 1990.[28][29]
|
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+
|
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+
Since about the year 2000, a growing number of Internet pharmacies have been established worldwide. Many of these pharmacies are similar to community pharmacies, and in fact, many of them are actually operated by brick-and-mortar community pharmacies that serve consumers online and those that walk in their door. The primary difference is the method by which the medications are requested and received. Some customers consider this to be more convenient and private method rather than traveling to a community drugstore where another customer might overhear about the drugs that they take. Internet pharmacies (also known as online pharmacies) are also recommended to some patients by their physicians if they are home-bound.
|
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|
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While most Internet pharmacies sell prescription drugs and require a valid prescription, some Internet pharmacies sell prescription drugs without requiring a prescription.[citation needed] Some customers order drugs from such pharmacies to avoid the "inconvenience" of visiting a doctor, or to obtain medications which their doctors were unwilling to prescribe. However, this practice has been criticized as potentially dangerous, especially by those who feel that only doctors can reliably assess contraindications, risk/benefit ratios, and an individual's overall suitability for use of medication. There also have been reports of such pharmacies dispensing substandard products.[30]
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Of particular concern with Internet pharmacies is the ease with which people, youth in particular, can obtain controlled substances (e.g., Vicodin, generically known as hydrocodone) via the Internet without a prescription issued by a doctor/practitioner who has an established doctor-patient relationship.[citation needed] There are instances where a practitioner issues a prescription, brokered by an Internet server, for a controlled substance to a "patient" s/he has never met.[citation needed] In the United States, in order for a prescription for a controlled substance to be valid, it must be issued for a legitimate medical purpose by a licensed practitioner acting in the course of legitimate doctor-patient relationship. The filling pharmacy has a corresponding responsibility to ensure that the prescription is valid. Often, individual state laws outline what defines a valid patient-doctor relationship. The Food and Drug Administration (FDA) is also heavily involved in monitoring internet pharmacies and has issued warnings against several companies who have violated the U.S. Federal Food, Drug, and Cosmetic Act that protects individuals against rogue online pharmacies.
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Canada is home to dozens of licensed Internet pharmacies, many of which sell their lower-cost prescription drugs to U.S. consumers (who must otherwise pay one of the world's highest drug prices).[31] In recent years, many consumers in the US (and in other countries with high drug costs), have turned to licensed Internet pharmacies in India, Israel, and the UK, which often have even lower prices than in Canada.
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In the United States, there has been a push to legalize the importation of medications from Canada and other countries,[citation needed] in order to reduce consumer costs. While in most cases importation of prescription medications violates Food and Drug Administration (FDA) regulations and federal laws, enforcement is generally targeted at international drug suppliers, rather than consumers. There is no known case of any U.S. citizens buying Canadian drugs for personal use with a prescription, who has ever been charged by authorities.
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Veterinary pharmacies, sometimes called animal pharmacies, may fall in the category of hospital pharmacy, retail pharmacy or mail-order pharmacy. Veterinary pharmacies stock different varieties and different strengths of medications to fulfill the pharmaceutical needs of animals. Because the needs of animals, as well as the regulations on veterinary medicine, are often very different from those related to people, in some jurisdictions veterinary pharmacy may be kept separate from regular pharmacies.
|
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Nuclear pharmacy focuses on preparing radioactive materials for diagnostic tests and for treating certain diseases. Nuclear pharmacists undergo additional training specific to handling radioactive materials, and unlike in community and hospital pharmacies, nuclear pharmacists typically do not interact directly with patients.
|
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+
|
125 |
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Military pharmacy is a different working environment to civilian practise due to the fact that military pharmacy technicians perform duties such as evaluating medication orders, preparing medication orders, and dispensing medications. This would be illegal in civilian pharmacies because these duties are required to be performed by a licensed registered pharmacist.[32] In the US military, state laws that prevent technicians from counseling patients or doing the final medication check prior to dispensing to patients (rather than a pharmacist solely responsible for these duties) do not apply.
|
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Pharmacy informatics is the combination of pharmacy practice science and applied information science.[33] Pharmacy informaticists work in many practice areas of pharmacy, however, they may also work in information technology departments or for healthcare information technology vendor companies. As a practice area and specialist domain, pharmacy informatics is growing quickly to meet the needs of major national and international patient information projects and health system interoperability goals. Pharmacists in this area are trained to participate in medication management system development, deployment, and optimization.
|
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+
|
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Specialty pharmacies supply high-cost injectable, oral, infused, or inhaled medications that are used for chronic and complex disease states such as cancer, hepatitis, and rheumatoid arthritis.[34] Unlike a traditional community pharmacy where prescriptions for any common medication can be brought in and filled, specialty pharmacies carry novel medications that need to be properly stored, administered, carefully monitored, and clinically managed.[35] In addition to supplying these drugs, specialty pharmacies also provide lab monitoring, adherence counseling, and assist patients with cost-containment strategies needed to obtain their expensive specialty drugs.[36] In the US, it is currently the fastest-growing sector of the pharmaceutical industry with 19 of 28 newly FDA approved medications in 2013 being specialty drugs.[37]
|
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Due to the demand for clinicians who can properly manage these specific patient populations, the Specialty Pharmacy Certification Board has developed a new certification exam to certify specialty pharmacists. Along with the 100 questions computerized multiple-choice exam, pharmacists must also complete 3,000 hours of specialty pharmacy practice within the past three years as well as 30 hours of specialty pharmacist continuing education within the past two years.[38]
|
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|
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The pharmaceutical sciences are a group of interdisciplinary areas of study concerned with the design, action, delivery, and disposition of drugs. They apply knowledge from chemistry (inorganic, physical, biochemical and analytical), biology (anatomy, physiology, biochemistry, cell biology, and molecular biology), epidemiology, statistics, chemometrics, mathematics, physics, and chemical engineering.[39]
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The pharmaceutical sciences are further subdivided into several specific specialties, with four main branches:
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As new discoveries advance and extend the pharmaceutical sciences, subspecialties continue to be added to this list. Importantly, as knowledge advances, boundaries between these specialty areas of pharmaceutical sciences are beginning to blur. Many fundamental concepts are common to all pharmaceutical sciences. These shared fundamental concepts further the understanding of their applicability to all aspects of pharmaceutical research and drug therapy.
|
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|
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Pharmacocybernetics (also known as pharma-cybernetics, cybernetic pharmacy, and cyber pharmacy) is an emerging field that describes the science of supporting drugs and medications use through the application and evaluation of informatics and internet technologies, so as to improve the pharmaceutical care of patients.[45]
|
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The word pharmacy is derived from Old French farmacie "substance, such as a food or in the form of a medicine which has a laxative effect" from Medieval Latin pharmacia from Greek pharmakeia (Greek: φαρμακεία) "a medicine", which itself derives from pharmakon (φάρμακον), meaning "drug, poison, spell"[46][47][n 1] (which is etymologically related to pharmakos).
|
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|
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Separation of prescribing and dispensing, also called dispensing separation, is a practice in medicine and pharmacy in which the physician who provides a medical prescription is independent from the pharmacist who provides the prescription drug.
|
144 |
+
|
145 |
+
In the Western world there are centuries of tradition for separating pharmacists from physicians. In Asian countries, it is traditional for physicians to also provide drugs.
|
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In contemporary time researchers and health policy analysts have more deeply considered these traditions and their effects. Advocates for separation and advocates for combining make similar claims for each of their conflicting perspectives, saying that separating or combining reduces conflict of interest in the healthcare industry, unnecessary health care, and lowers costs, while the opposite causes those things. Research in various places reports mixed outcomes in different circumstances.
|
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|
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In the coming decades, pharmacists are expected to become more integral within the health care system. Rather than simply dispensing medication, pharmacists are increasingly expected to be compensated for their patient care skills.[49] In particular, Medication Therapy Management (MTM) includes the clinical services that pharmacists can provide for their patients. Such services include a thorough analysis of all medication (prescription, non-prescription, and herbals) currently being taken by an individual. The result is a reconciliation of medication and patient education resulting in increased patient health outcomes and decreased costs to the health care system.[50]
|
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This shift has already commenced in some countries; for instance, pharmacists in Australia receive remuneration from the Australian Government for conducting comprehensive Home Medicines Reviews. In Canada, pharmacists in certain provinces have limited prescribing rights (as in Alberta and British Columbia) or are remunerated by their provincial government for expanded services such as medications reviews (Medschecks in Ontario). In the United Kingdom, pharmacists who undertake additional training are obtaining prescribing rights and this is because of pharmacy education. They are also being paid for by the government for medicine use reviews. In Scotland, the pharmacist can write prescriptions for Scottish registered patients of their regular medications, for the majority of drugs, except for controlled drugs, when the patient is unable to see their doctor, as could happen if they are away from home or the doctor is unavailable. In the United States, pharmaceutical care or clinical pharmacy has had an evolving influence on the practice of pharmacy.[51] Moreover, the Doctor of Pharmacy (Pharm. D.) degree is now required before entering practice and some pharmacists now complete one or two years of residency or fellowship training following graduation. In addition, consultant pharmacists, who traditionally operated primarily in nursing homes are now expanding into direct consultation with patients, under the banner of "senior care pharmacy".[52]
|
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|
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In addition to patient care, pharmacies will be a focal point for medical adherence initiatives. There is enough evidence to show that integrated pharmacy based initiatives significantly impact adherence for chronic patients. For example, a study published in NIH shows "pharmacy based interventions improved patients' medication adherence rates by 2.1 percent and increased physicians' initiation rates by 38 percent, compared to the control group".[53]
|
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|
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The symbols most commonly associated with pharmacy are the mortar and pestle (North America) and the ℞ (Medical prescription) character, which is often written as "Rx" in typed text; the green Greek cross in France, Argentina, the United Kingdom, Belgium, Ireland, Italy, Spain, and India; the Bowl of Hygieia (only) often used in the Netherlands but may be seen combined with other symbols elsewhere. Other common symbols include conical measures, and (in the US) caduceuses, in their logos. A red stylized letter A in used Germany and Austria (from Apotheke, the German word for pharmacy, from the same Greek root as the English word "apothecary"). The show globe was used in the US until the early 20th century;the Gaper in the Netherlands is increasingly rare.
|
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|
157 |
+
Rod of Asclepius, the internationally recognised symbol of medicine
|
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|
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Green cross and Bowl of Hygieia used in Europe (with the exception of Germany and Austria) and India
|
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|
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+
Simple green Greek cross, widely used in Europe and India, often an animated neon sign
|
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|
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+
Red "A" (Apotheke) sign, used in Germany
|
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|
165 |
+
Similar red "A" sign, used in Austria
|
166 |
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|
167 |
+
The mortar and pestle, used in the United States and Canada
|
168 |
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|
169 |
+
A hanging Show globe, formerly used in the United States
|
170 |
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|
171 |
+
The Gaper, formerly used in the Netherlands
|
172 |
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|
173 |
+
The symbol used on medical prescriptions, from the Latin recipe (take thou).
|
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|
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the Bowl of Hygieia
|
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|
1 |
+
Pharmacy is the health science that links medical science with chemistry and it is charged with the discovery, production, control, disposal, safe and effective use of drugs. The practice of pharmacy requires excellent knowledge of drugs, their mechanism of action, side effects, interactions, mobility and toxicity. At the same time, it requires knowledge of treatment and understanding of the pathological process. Some specialties of pharmacists, such as that of clinical pharmacists, require other skills, e.g. knowledge about the acquisition and evaluation of physical and laboratory data.
|
2 |
+
[1]
|
3 |
+
|
4 |
+
The scope of pharmacy practice includes more traditional roles such as compounding and dispensing of medications, and it also includes more modern services related to health care, including clinical services, reviewing medications for safety and efficacy, and providing drug information. Pharmacists, therefore, are the experts on drug therapy and are the primary health professionals who optimize the use of medication for the benefit of the patients.
|
5 |
+
|
6 |
+
An establishment in which pharmacy (in the first sense) is practiced is called a pharmacy (this term is more common in the United States) or a chemist's (which is more common in Great Britain)[citation needed]. In the United States and Canada, drugstores commonly sell medicines, as well as miscellaneous items such as confectionery, cosmetics, office supplies, toys, hair care products and magazines and occasionally refreshments and groceries.
|
7 |
+
|
8 |
+
In its investigation of herbal and chemical ingredients, the work of the pharma may be regarded as a precursor of the modern sciences of chemistry and pharmacology, prior to the formulation of the scientific method.
|
9 |
+
|
10 |
+
The field of pharmacy can generally be divided into three primary disciplines:
|
11 |
+
|
12 |
+
The boundaries between these disciplines and with other sciences, such as biochemistry, are not always clear-cut.
|
13 |
+
Often, collaborative teams from various disciplines (pharmacists and other scientists) work together toward the introduction of new therapeutics and methods for patient care. However, pharmacy is not a basic or biomedical science in its typical form. Medicinal chemistry is also a distinct branch of synthetic chemistry combining pharmacology, organic chemistry, and chemical biology.
|
14 |
+
|
15 |
+
Pharmacology is sometimes considered as the 4th discipline of pharmacy. Although pharmacology is essential to the study of pharmacy, it is not specific to pharmacy. Both disciplines are distinct. Those who wish to practice both pharmacy (patient-oriented) and pharmacology (a biomedical science requiring the scientific method) receive separate training and degrees unique to either discipline.
|
16 |
+
|
17 |
+
Pharmacoinformatics is considered another new discipline, for systematic drug discovery and development with efficiency and safety.
|
18 |
+
|
19 |
+
Pharmacogenomics is the study of genetic-linked variants that effect patient clinical responses, allergies, and metabolism of drugs.[2]
|
20 |
+
|
21 |
+
The World Health Organization estimates that there are at least 2.6 million pharmacists and other pharmaceutical personnel worldwide.[3]
|
22 |
+
|
23 |
+
Pharmacists are healthcare professionals with specialized education and training who perform various roles to ensure optimal health outcomes for their patients through the quality use of medicines. Pharmacists may also be small-business proprietors, owning the pharmacy in which they practice. Since pharmacists know about the mode of action of a particular drug, and its metabolism and physiological effects on the human body in great detail, they play an important role in optimization of drug treatment for an individual.
|
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+
|
25 |
+
Pharmacists are represented internationally by the International Pharmaceutical Federation (FIP). They are represented at the national level by professional organisations such as the Royal Pharmaceutical Society in the UK, Pharmacy Guild of Australia (PSA), Canadian Pharmacists Association (CPhA), Indian Pharmacist Association (IPA), Pakistan Pharmacists Association (PPA), and the American Pharmacists Association (APhA). (See also: List of pharmacy associations.)
|
26 |
+
|
27 |
+
In some cases, the representative body is also the registering body, which is responsible for the regulation and ethics of the profession.
|
28 |
+
|
29 |
+
In the United States, specializations in pharmacy practice recognized by the Board of Pharmacy Specialties include: cardiovascular, infectious disease, oncology, pharmacotherapy, nuclear, nutrition, and psychiatry.[4] The Commission for Certification in Geriatric Pharmacy certifies pharmacists in geriatric pharmacy practice. The American Board of Applied Toxicology certifies pharmacists and other medical professionals in applied toxicology.
|
30 |
+
|
31 |
+
Pharmacy technicians support the work of pharmacists and other health professionals by performing a variety of pharmacy-related functions, including dispensing prescription drugs and other medical devices to patients and instructing on their use. They may also perform administrative duties in pharmaceutical practice, such as reviewing prescription requests with medic's offices and insurance companies to ensure correct medications are provided and payment is received.
|
32 |
+
|
33 |
+
A Pharmacy Technician in the UK has recently been referred to by some as a professional. Legislation requires the supervision of certain pharmacy technician's activities by a pharmacist. The majority of pharmacy technicians work in community pharmacies. In hospital pharmacies, pharmacy technicians may be managed by other senior pharmacy technicians. In the UK the role of a PhT in hospital pharmacy has grown and responsibility has been passed on to them to manage the pharmacy department and specialized areas in pharmacy practice allowing pharmacists the time to specialize in their expert field as medication consultants spending more time working with patients and in research. Pharmacy technicians are registered with the General Pharmaceutical Council (GPhC). The GPhC is the regulator of pharmacists, pharmacy technicians, and pharmacy premises.
|
34 |
+
|
35 |
+
In the US, pharmacy technicians perform their duties under the supervision of pharmacists. Although they may perform, under supervision, most dispensing, compounding and other tasks, they are not generally allowed to perform the role of counseling patients on the proper use of their medications. Some states have a legally mandated pharmacist-to-pharmacy technician ratio.
|
36 |
+
|
37 |
+
There are different requirements of schooling according to the national jurisdiction where the student intends to practise.
|
38 |
+
|
39 |
+
In the United States, general pharmacist will attain a Doctor of Pharmacy Degree (Pharm.D.). The Pharm.D. can be completed in a minimum of six years, which includes two years of pre-pharmacy classes, and four years of professional studies.[5] After graduating pharmacy school, it is highly suggested that the student go on to complete a one or two-year residency, which provides valuable experience for the student before going out independently to be a generalized or specialized pharmacist.
|
40 |
+
|
41 |
+
The curriculum specified for a Pharm.D. consists of at least 208-credit hours.[6] Of the 208-credit hours, 68 are transferred-credit hours, and the remaining 140-credit hours are completed in the professional school. There are a series of required standardized tests that students have to pass throughout the process of pharmacy school. The standardized test to get into pharmacy school in the United States is called the Pharmacy College Admission Test (PCAT). In a student's third professional year in pharmacy school, it is required to pass the Pharmacy Curriculum Outcomes Assessment (PCOA). Once the Pharm.D. is attained after the fourth year professional school, the student is then eligible to take the North American Pharmacist Licensure Exam (NAPLEX) and the Multistate Pharmacy Jurisprudence Exam (MPJE) to work as a professional pharmacist.[7]
|
42 |
+
|
43 |
+
The earliest known compilation of medicinal substances was the Sushruta Samhita, an Indian Ayurvedic treatise attributed to Sushruta in the 6th century BC. However, the earliest text as preserved dates to the 3rd or 4th century AD.
|
44 |
+
|
45 |
+
Many Sumerian (late 6th millennium BC – early 2nd millennium BC) cuneiform clay tablets record prescriptions for medicine.[8]
|
46 |
+
|
47 |
+
Ancient Egyptian pharmacological knowledge was recorded in various papyri such as the Ebers Papyrus of 1550 BC, and the Edwin Smith Papyrus of the 16th century BC.
|
48 |
+
|
49 |
+
In Ancient Greece, Diocles of Carystus (4th century BC) was one of several men studying the medicinal properties of plants. He wrote several treatises on the topic.[9] The Greek physician Pedanius Dioscorides is famous for writing a five-volume book in his native Greek Περί ύλης ιατρικής in the 1st century AD. The Latin translation De Materia Medica (Concerning medical substances) was used a basis for many medieval texts and was built upon by many middle eastern scientists during the Islamic Golden Age.
|
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+
|
51 |
+
Pharmacy in China dates at least to the earliest known Chinese manual, the Shennong Bencao Jing (The Divine Farmer's Herb-Root Classic), dating back to the 1st century AD. It was compiled during the Han dynasty and was attributed to the mythical Shennong. Earlier literature included lists of prescriptions for specific ailments, exemplified by a manuscript "Recipes for 52 Ailments", found in the Mawangdui, sealed in 168 BC.
|
52 |
+
|
53 |
+
In Japan, at the end of the Asuka period (538–710) and the early Nara period (710–794), the men who fulfilled roles similar to those of modern pharmacists were highly respected. The place of pharmacists in society was expressly defined in the Taihō Code (701) and re-stated in the Yōrō Code (718). Ranked positions in the pre-Heian Imperial court were established; and this organizational structure remained largely intact until the Meiji Restoration (1868). In this highly stable hierarchy, the pharmacists—and even pharmacist assistants—were assigned status superior to all others in health-related fields such as physicians and acupuncturists. In the Imperial household, the pharmacist was even ranked above the two personal physicians of the Emperor.[10]
|
54 |
+
|
55 |
+
There is a stone sign for a pharmacy with a tripod, a mortar, and a pestle opposite one for a doctor in the Arcadian Way in Ephesus near Kusadasi in Turkey.[11] The current Ephesus dates back to 400 BC and was the site of the Temple of Artemis, one of the seven wonders of the world.
|
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+
|
57 |
+
In Baghdad the first pharmacies, or drug stores, were established in 754,[12] under the Abbasid Caliphate during the Islamic Golden Age. By the 9th century, these pharmacies were state-regulated.[13][unreliable source?]
|
58 |
+
|
59 |
+
The advances made in the Middle East in botany and chemistry led medicine in medieval Islam substantially to develop pharmacology. Muhammad ibn Zakarīya Rāzi (Rhazes) (865–915), for instance, acted to promote the medical uses of chemical compounds. Abu al-Qasim al-Zahrawi (Abulcasis) (936–1013) pioneered the preparation of medicines by sublimation and distillation. His Liber servitoris is of particular interest, as it provides the reader with recipes and explains how to prepare the 'simples' from which were compounded the complex drugs then generally used. Sabur Ibn Sahl (d 869), was, however, the first physician to initiate pharmacopoedia, describing a large variety of drugs and remedies for ailments. Al-Biruni (973–1050) wrote one of the most valuable Islamic works on pharmacology, entitled Kitab al-Saydalah (The Book of Drugs), in which he detailed the properties of drugs and outlined the role of pharmacy and the functions and duties of the pharmacist. Avicenna, too, described no less than 700 preparations, their properties, modes of action, and their indications. He devoted in fact a whole volume to simple drugs in The Canon of Medicine. Of great impact were also the works by al-Maridini of Baghdad and Cairo, and Ibn al-Wafid (1008–1074), both of which were printed in Latin more than fifty times, appearing as De Medicinis universalibus et particularibus by 'Mesue' the younger, and the Medicamentis simplicibus by 'Abenguefit'. Peter of Abano (1250–1316) translated and added a supplement to the work of al-Maridini under the title De Veneris. Al-Muwaffaq's contributions in the field are also pioneering. Living in the 10th century, he wrote The foundations of the true properties of Remedies, amongst others describing arsenious oxide, and being acquainted with silicic acid. He made clear distinction between sodium carbonate and potassium carbonate, and drew attention to the poisonous nature of copper compounds, especially copper vitriol, and also lead compounds. He also describes the distillation of sea-water for drinking.[14][verification needed]
|
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+
|
61 |
+
In Europe, pharmacy-like shops began to appear during the 12th century. In 1240 emperor Frederic II issued a decree by which the physician's and the apothecary's professions were separated.[15]
|
62 |
+
|
63 |
+
There are pharmacies in Europe that have been in operation since medieval times. In Dubrovnik (Croatia), a pharmacy that first opened in 1317 is located inside the Franciscan monastery: it is oldest operating pharmacy in Europe.[16][17] In the Town Hall Square of Tallinn (Estonia), there is a pharmacy dating from at least 1422.[citation needed] The medieval Esteve Pharmacy, located in Llívia, a Catalan enclave close to Puigcerdà, is a museum: the building dates back to the 15th century and the museum keeps albarellos from the 16th and 17th centuries, old prescription books and antique drugs.
|
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+
|
65 |
+
Pharmacists practice in a variety of areas including community pharmacies, hospitals, clinics, extended care facilities, psychiatric hospitals, and regulatory agencies. Pharmacists themselves may have expertise in a medical specialty.
|
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+
|
67 |
+
A pharmacy (also known as a chemist in Australia, New Zealand and the British Isles; or drugstore in North America; retail pharmacy in industry terminology; or apothecary, historically) is where most pharmacists practice the profession of pharmacy. It is the community pharmacy in which the dichotomy of the profession exists; health professionals who are also retailers.
|
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+
|
69 |
+
Community pharmacies usually consist of a retail storefront with a dispensary, where medications are stored and dispensed. According to Sharif Kaf al-Ghazal, the opening of the first drugstores are recorded by Muslim pharmacists in Baghdad in 754 AD.[12][18]
|
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+
|
71 |
+
In most countries, the dispensary is subject to pharmacy legislation; with requirements for storage conditions, compulsory texts, equipment, etc., specified in legislation. It was once the case that pharmacists stayed within the dispensary compounding/dispensing medications, but there has been an increasing trend towards the use of trained pharmacy technicians, with the pharmacist spending more time communicating with patients. Pharmacy technicians are now more dependent upon automation to assist them in their new role dealing with patients' prescriptions and patient safety issues.
|
72 |
+
|
73 |
+
Pharmacies are typically required to have a pharmacist on-duty at all times when they are open. It is also often a requirement for the owner of a pharmacy to be a registered pharmacist, but that is not the case in all jurisdictions, such that many retailers (including supermarkets and mass merchandisers) now include a pharmacy as a department of their store.
|
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+
|
75 |
+
Likewise, many pharmacies are now rather grocery store-like in their design. In addition to medicines and prescriptions, many now sell a diverse arrangement of additional items such as cosmetics, shampoo, office supplies, confections, snack foods, durable medical equipment, greeting cards, and provide photo processing services.
|
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+
|
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+
Community pharmacies offer a unique added value by building direct relationships with their customers. They are able to provide more personalized, dedicated care to local members of their community and even offer enhanced services such as Medication Therapy Management (MTM), Medication Synchronization, and compounding. With the aid of pharmacy management systems and different integrated technologies, these smaller pharmacies are able to keep up with their large-scale competition.
|
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|
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In community pharmacy, prescriptions, medical devices and other over the counter products are dispensed by community pharmacists. Community pharmacists may be confronted with numerous ethical problems in their daily work. Ethical issues may exist while dispensing medications based on prescription and over the counter products. Community pharmacists’ understanding of ethics, confidentiality, patient autonomy, trustworthiness and reliability may be the dynamics that affect community pharmacists’ values which may influence their decision making during ethical dilemmas.[19] Most of the pharmacists face the ethical dilemma situations may be at least once a week in their pharmacies. Community pharmacists may compromise on their values and ethical issues may not only because of patient's or physician's request but may also because of their employers' intrusion.[20] Individual factors such as age, gender, work experience, and educational level and organizational factors such as the number of pharmacists in a pharmacy and location of pharmacy may influence the ethical dilemma of community pharmacists.[21]
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Pharmacies within hospitals differ considerably from community pharmacies. Some pharmacists in hospital pharmacies may have more complex clinical medication management issues, and pharmacists in community pharmacies often have more complex business and customer relations issues.
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Because of the complexity of medications including specific indications, effectiveness of treatment regimens, safety of medications (i.e., drug interactions) and patient compliance issues (in the hospital and at home), many pharmacists practicing in hospitals gain more education and training after pharmacy school through a pharmacy practice residency and sometimes followed by another residency in a specific area. Those pharmacists are often referred to as clinical pharmacists and they often specialize in various disciplines of pharmacy.
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For example, there are pharmacists who specialize in hematology/oncology, HIV/AIDS, infectious disease, critical care, emergency medicine, toxicology, nuclear pharmacy, pain management, psychiatry, anti-coagulation clinics, herbal medicine, neurology/epilepsy management, pediatrics, neonatal pharmacists and more.
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Hospital pharmacies can often be found within the premises of the hospital. Hospital pharmacies usually stock a larger range of medications, including more specialized medications, than would be feasible in the community setting. Most hospital medications are unit-dose, or a single dose of medicine. Hospital pharmacists and trained pharmacy technicians compound sterile products for patients including total parenteral nutrition (TPN), and other medications are given intravenously. That is a complex process that requires adequate training of personnel, quality assurance of products, and adequate facilities.
|
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Several hospital pharmacies have decided to outsource high-risk preparations and some other compounding functions to companies who specialize in compounding. The high cost of medications and drug-related technology and the potential impact of medications and pharmacy services on patient-care outcomes and patient safety require hospital pharmacies to perform at the highest level possible.
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Pharmacists provide direct patient care services that optimize the use of medication and promotes health, wellness, and disease prevention.[22] Clinical pharmacists care for patients in all health care settings, but the clinical pharmacy movement initially began inside hospitals and clinics. Clinical pharmacists often collaborate with physicians and other healthcare professionals to improve pharmaceutical care. Clinical pharmacists are now an integral part of the interdisciplinary approach to patient care. They often participate in patient care rounds for drug product selection.
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The clinical pharmacist's role involves creating a comprehensive drug therapy plan for patient-specific problems, identifying goals of therapy, and reviewing all prescribed medications prior to dispensing and administration to the patient. The review process often involves an evaluation of the appropriateness of drug therapy (e.g., drug choice, dose, route, frequency, and duration of therapy) and its efficacy. The pharmacist must also monitor for potential drug interactions, adverse drug reactions, and assess patient drug allergies while they design and initiate a drug therapy plan.[23]
|
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Since the emergence of modern clinical pharmacy, ambulatory care pharmacy practice has emerged as a unique pharmacy practice setting. Ambulatory care pharmacy is based primarily on pharmacotherapy services that a pharmacist provides in a clinic. Pharmacists in this setting often do not dispense drugs, but rather see patients in-office visits to manage chronic disease states.
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In the U.S. federal health care system (including the VA, the Indian Health Service, and NIH) ambulatory care pharmacists are given full independent prescribing authority. In some states such North Carolina and New Mexico these pharmacist clinicians are given collaborative prescriptive and diagnostic authority.[24] In 2011 the board of Pharmaceutical Specialties approved ambulatory care pharmacy practice as a separate board certification. The official designation for pharmacists who pass the ambulatory care pharmacy specialty certification exam will be Board Certified Ambulatory Care Pharmacist and these pharmacists will carry the initials BCACP.[25]
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Compounding involves preparing drugs in forms that are different from the generic prescription standard. This may include altering the strength, ingredients, or dosage form.[26] Compounding is a way to create custom drugs for patients who may not be able to take the medication in its standard form, such as due to an allergy or difficulty swallowing. Compounding is necessary for these patients to still be able to properly get the prescriptions they need.
|
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One area of compounding is preparing drugs in new dosage forms. For example, if a drug manufacturer only provides a drug as a tablet, a compounding pharmacist might make a medicated lollipop that contains the drug. Patients who have difficulty swallowing the tablet may prefer to suck the medicated lollipop instead.
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Another form of compounding is by mixing different strengths (g, mg, mcg) of capsules or tablets to yield the desired amount of medication indicated by the physician, physician assistant, nurse practitioner, or clinical pharmacist practitioner. This form of compounding is found at community or hospital pharmacies or in-home administration therapy.
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|
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Compounding pharmacies specialize in compounding, although many also dispense the same non-compounded drugs that patients can obtain from community pharmacies.
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Consultant pharmacy practice focuses more on medication regimen review (i.e. "cognitive services") than on actual dispensing of drugs. Consultant pharmacists most typically work in nursing homes, but are increasingly branching into other institutions and non-institutional settings.[27] Traditionally[where?] consultant pharmacists were usually independent business owners, though in the United States many now work for a large pharmacy management company such as Omnicare, Kindred Healthcare or PharMerica. This trend may be gradually reversing[citation needed] as consultant pharmacists begin to work directly with patients, primarily because many elderly people are now taking numerous medications but continue to live outside of institutional settings. Some community pharmacies employ consultant pharmacists and/or provide consulting services.
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The main principle of consultant pharmacy is developed by Hepler and Strand in 1990.[28][29]
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Since about the year 2000, a growing number of Internet pharmacies have been established worldwide. Many of these pharmacies are similar to community pharmacies, and in fact, many of them are actually operated by brick-and-mortar community pharmacies that serve consumers online and those that walk in their door. The primary difference is the method by which the medications are requested and received. Some customers consider this to be more convenient and private method rather than traveling to a community drugstore where another customer might overhear about the drugs that they take. Internet pharmacies (also known as online pharmacies) are also recommended to some patients by their physicians if they are home-bound.
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While most Internet pharmacies sell prescription drugs and require a valid prescription, some Internet pharmacies sell prescription drugs without requiring a prescription.[citation needed] Some customers order drugs from such pharmacies to avoid the "inconvenience" of visiting a doctor, or to obtain medications which their doctors were unwilling to prescribe. However, this practice has been criticized as potentially dangerous, especially by those who feel that only doctors can reliably assess contraindications, risk/benefit ratios, and an individual's overall suitability for use of medication. There also have been reports of such pharmacies dispensing substandard products.[30]
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Of particular concern with Internet pharmacies is the ease with which people, youth in particular, can obtain controlled substances (e.g., Vicodin, generically known as hydrocodone) via the Internet without a prescription issued by a doctor/practitioner who has an established doctor-patient relationship.[citation needed] There are instances where a practitioner issues a prescription, brokered by an Internet server, for a controlled substance to a "patient" s/he has never met.[citation needed] In the United States, in order for a prescription for a controlled substance to be valid, it must be issued for a legitimate medical purpose by a licensed practitioner acting in the course of legitimate doctor-patient relationship. The filling pharmacy has a corresponding responsibility to ensure that the prescription is valid. Often, individual state laws outline what defines a valid patient-doctor relationship. The Food and Drug Administration (FDA) is also heavily involved in monitoring internet pharmacies and has issued warnings against several companies who have violated the U.S. Federal Food, Drug, and Cosmetic Act that protects individuals against rogue online pharmacies.
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Canada is home to dozens of licensed Internet pharmacies, many of which sell their lower-cost prescription drugs to U.S. consumers (who must otherwise pay one of the world's highest drug prices).[31] In recent years, many consumers in the US (and in other countries with high drug costs), have turned to licensed Internet pharmacies in India, Israel, and the UK, which often have even lower prices than in Canada.
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In the United States, there has been a push to legalize the importation of medications from Canada and other countries,[citation needed] in order to reduce consumer costs. While in most cases importation of prescription medications violates Food and Drug Administration (FDA) regulations and federal laws, enforcement is generally targeted at international drug suppliers, rather than consumers. There is no known case of any U.S. citizens buying Canadian drugs for personal use with a prescription, who has ever been charged by authorities.
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Veterinary pharmacies, sometimes called animal pharmacies, may fall in the category of hospital pharmacy, retail pharmacy or mail-order pharmacy. Veterinary pharmacies stock different varieties and different strengths of medications to fulfill the pharmaceutical needs of animals. Because the needs of animals, as well as the regulations on veterinary medicine, are often very different from those related to people, in some jurisdictions veterinary pharmacy may be kept separate from regular pharmacies.
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Nuclear pharmacy focuses on preparing radioactive materials for diagnostic tests and for treating certain diseases. Nuclear pharmacists undergo additional training specific to handling radioactive materials, and unlike in community and hospital pharmacies, nuclear pharmacists typically do not interact directly with patients.
|
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Military pharmacy is a different working environment to civilian practise due to the fact that military pharmacy technicians perform duties such as evaluating medication orders, preparing medication orders, and dispensing medications. This would be illegal in civilian pharmacies because these duties are required to be performed by a licensed registered pharmacist.[32] In the US military, state laws that prevent technicians from counseling patients or doing the final medication check prior to dispensing to patients (rather than a pharmacist solely responsible for these duties) do not apply.
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Pharmacy informatics is the combination of pharmacy practice science and applied information science.[33] Pharmacy informaticists work in many practice areas of pharmacy, however, they may also work in information technology departments or for healthcare information technology vendor companies. As a practice area and specialist domain, pharmacy informatics is growing quickly to meet the needs of major national and international patient information projects and health system interoperability goals. Pharmacists in this area are trained to participate in medication management system development, deployment, and optimization.
|
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Specialty pharmacies supply high-cost injectable, oral, infused, or inhaled medications that are used for chronic and complex disease states such as cancer, hepatitis, and rheumatoid arthritis.[34] Unlike a traditional community pharmacy where prescriptions for any common medication can be brought in and filled, specialty pharmacies carry novel medications that need to be properly stored, administered, carefully monitored, and clinically managed.[35] In addition to supplying these drugs, specialty pharmacies also provide lab monitoring, adherence counseling, and assist patients with cost-containment strategies needed to obtain their expensive specialty drugs.[36] In the US, it is currently the fastest-growing sector of the pharmaceutical industry with 19 of 28 newly FDA approved medications in 2013 being specialty drugs.[37]
|
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Due to the demand for clinicians who can properly manage these specific patient populations, the Specialty Pharmacy Certification Board has developed a new certification exam to certify specialty pharmacists. Along with the 100 questions computerized multiple-choice exam, pharmacists must also complete 3,000 hours of specialty pharmacy practice within the past three years as well as 30 hours of specialty pharmacist continuing education within the past two years.[38]
|
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The pharmaceutical sciences are a group of interdisciplinary areas of study concerned with the design, action, delivery, and disposition of drugs. They apply knowledge from chemistry (inorganic, physical, biochemical and analytical), biology (anatomy, physiology, biochemistry, cell biology, and molecular biology), epidemiology, statistics, chemometrics, mathematics, physics, and chemical engineering.[39]
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The pharmaceutical sciences are further subdivided into several specific specialties, with four main branches:
|
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As new discoveries advance and extend the pharmaceutical sciences, subspecialties continue to be added to this list. Importantly, as knowledge advances, boundaries between these specialty areas of pharmaceutical sciences are beginning to blur. Many fundamental concepts are common to all pharmaceutical sciences. These shared fundamental concepts further the understanding of their applicability to all aspects of pharmaceutical research and drug therapy.
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|
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Pharmacocybernetics (also known as pharma-cybernetics, cybernetic pharmacy, and cyber pharmacy) is an emerging field that describes the science of supporting drugs and medications use through the application and evaluation of informatics and internet technologies, so as to improve the pharmaceutical care of patients.[45]
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+
The word pharmacy is derived from Old French farmacie "substance, such as a food or in the form of a medicine which has a laxative effect" from Medieval Latin pharmacia from Greek pharmakeia (Greek: φαρμακεία) "a medicine", which itself derives from pharmakon (φάρμακον), meaning "drug, poison, spell"[46][47][n 1] (which is etymologically related to pharmakos).
|
142 |
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|
143 |
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Separation of prescribing and dispensing, also called dispensing separation, is a practice in medicine and pharmacy in which the physician who provides a medical prescription is independent from the pharmacist who provides the prescription drug.
|
144 |
+
|
145 |
+
In the Western world there are centuries of tradition for separating pharmacists from physicians. In Asian countries, it is traditional for physicians to also provide drugs.
|
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+
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In contemporary time researchers and health policy analysts have more deeply considered these traditions and their effects. Advocates for separation and advocates for combining make similar claims for each of their conflicting perspectives, saying that separating or combining reduces conflict of interest in the healthcare industry, unnecessary health care, and lowers costs, while the opposite causes those things. Research in various places reports mixed outcomes in different circumstances.
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In the coming decades, pharmacists are expected to become more integral within the health care system. Rather than simply dispensing medication, pharmacists are increasingly expected to be compensated for their patient care skills.[49] In particular, Medication Therapy Management (MTM) includes the clinical services that pharmacists can provide for their patients. Such services include a thorough analysis of all medication (prescription, non-prescription, and herbals) currently being taken by an individual. The result is a reconciliation of medication and patient education resulting in increased patient health outcomes and decreased costs to the health care system.[50]
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This shift has already commenced in some countries; for instance, pharmacists in Australia receive remuneration from the Australian Government for conducting comprehensive Home Medicines Reviews. In Canada, pharmacists in certain provinces have limited prescribing rights (as in Alberta and British Columbia) or are remunerated by their provincial government for expanded services such as medications reviews (Medschecks in Ontario). In the United Kingdom, pharmacists who undertake additional training are obtaining prescribing rights and this is because of pharmacy education. They are also being paid for by the government for medicine use reviews. In Scotland, the pharmacist can write prescriptions for Scottish registered patients of their regular medications, for the majority of drugs, except for controlled drugs, when the patient is unable to see their doctor, as could happen if they are away from home or the doctor is unavailable. In the United States, pharmaceutical care or clinical pharmacy has had an evolving influence on the practice of pharmacy.[51] Moreover, the Doctor of Pharmacy (Pharm. D.) degree is now required before entering practice and some pharmacists now complete one or two years of residency or fellowship training following graduation. In addition, consultant pharmacists, who traditionally operated primarily in nursing homes are now expanding into direct consultation with patients, under the banner of "senior care pharmacy".[52]
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|
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In addition to patient care, pharmacies will be a focal point for medical adherence initiatives. There is enough evidence to show that integrated pharmacy based initiatives significantly impact adherence for chronic patients. For example, a study published in NIH shows "pharmacy based interventions improved patients' medication adherence rates by 2.1 percent and increased physicians' initiation rates by 38 percent, compared to the control group".[53]
|
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|
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+
The symbols most commonly associated with pharmacy are the mortar and pestle (North America) and the ℞ (Medical prescription) character, which is often written as "Rx" in typed text; the green Greek cross in France, Argentina, the United Kingdom, Belgium, Ireland, Italy, Spain, and India; the Bowl of Hygieia (only) often used in the Netherlands but may be seen combined with other symbols elsewhere. Other common symbols include conical measures, and (in the US) caduceuses, in their logos. A red stylized letter A in used Germany and Austria (from Apotheke, the German word for pharmacy, from the same Greek root as the English word "apothecary"). The show globe was used in the US until the early 20th century;the Gaper in the Netherlands is increasingly rare.
|
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|
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Rod of Asclepius, the internationally recognised symbol of medicine
|
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|
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Green cross and Bowl of Hygieia used in Europe (with the exception of Germany and Austria) and India
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|
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Simple green Greek cross, widely used in Europe and India, often an animated neon sign
|
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|
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Red "A" (Apotheke) sign, used in Germany
|
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|
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Similar red "A" sign, used in Austria
|
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|
167 |
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The mortar and pestle, used in the United States and Canada
|
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|
169 |
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A hanging Show globe, formerly used in the United States
|
170 |
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|
171 |
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The Gaper, formerly used in the Netherlands
|
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|
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The symbol used on medical prescriptions, from the Latin recipe (take thou).
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|
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the Bowl of Hygieia
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+
Pharmacists, also known as chemists (Commonwealth English) or druggists (North American and, archaically, Commonwealth English), are health professionals who specialize in the use of medicines, as they deal with the composition, effects, mechanism of action and proper and effective use of drugs. Using knowledge of the mechanism of action of drugs, the pharmacist understands how they should be used to achieve maximum benefit, minimal side effects and to avoid drug interactions.[1][2] Pharmacists undergo university or graduate-level education to understand the biochemical mechanisms and actions of drugs, drug uses, therapeutic roles, side effects, potential drug interactions, and monitoring parameters. This is mated to anatomy, physiology, and pathophysiology. Pharmacists interpret and communicate this specialized knowledge to patients, physicians, and other health care providers.
|
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|
3 |
+
Among other licensing requirements, different countries require pharmacists to hold either a Bachelor of Pharmacy, Master of Pharmacy, or Doctor of Pharmacy degree.
|
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|
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+
The most common pharmacist positions are that of a community pharmacist (also referred to as a retail pharmacist, first-line pharmacist or dispensing chemist), or a hospital pharmacist, where they instruct and counsel on the proper use and adverse effects of medically prescribed drugs and medicines.[3][4] In most countries, the profession is subject to professional regulation. Depending on the legal scope of practice, pharmacists may contribute to prescribing (also referred to as "pharmacist prescriber") and administering certain medications (e.g., immunizations) in some jurisdictions. Pharmacists may also practice in a variety of other settings, including industry, wholesaling, research, academia, formulary management, military, and government.
|
6 |
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|
7 |
+
Historically, the fundamental role of pharmacists as a healthcare practitioner was to check and distribute drugs to doctors for medication that had been prescribed to patients. In more modern times, pharmacists advise patients and health care providers on the selection, dosages, interactions, and side effects of medications, and act as a learned intermediary between a prescriber and a patient. Pharmacists monitor the health and progress of patients to ensure the safe and effective use of medication. Pharmacists may practice compounding; however, many medicines are now produced by pharmaceutical companies in a standard dosage and drug delivery form. In some jurisdictions, pharmacists have prescriptive authority to either independently prescribe under their own authority or in collaboration with a primary care physician through an agreed upon protocol called a collaborative practice agreement.[5]
|
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|
9 |
+
Increased numbers of drug therapies, aging but more knowledgeable and demanding populations, and deficiencies in other areas of the health care system seem to be driving increased demand for the clinical counseling skills of the pharmacist.[1] One of the most important roles that pharmacists are currently taking on is one of pharmaceutical care.[6] Pharmaceutical care involves taking direct responsibility for patients and their disease states, medications, and management of each to improve outcomes. Pharmaceutical care has many benefits that may include but are not limited to: decreased medication errors; increased patient compliance in medication regimen; better chronic disease state management, including hypertension and other cardiovascular disease risk factors;[7] strong pharmacist–patient relationship; and decreased long-term costs of medical care.
|
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|
11 |
+
Pharmacists are often the first point-of-contact for patients with health inquiries. Thus pharmacists have a significant role in assessing medication management in patients, and in referring patients to physicians. These roles may include, but are not limited to:
|
12 |
+
|
13 |
+
The role of pharmacy education, pharmacist licensing, and continuing education vary from country to country and between regions/localities within countries. In most countries, pharmacists must obtain a university degree at a pharmacy school or related institution, and/or satisfy other national/local credentialing requirements. In many contexts, students must first complete pre-professional (undergraduate) coursework, followed by about four years of professional academic studies to obtain a degree in pharmacy (such as Doctorate of Pharmacy). Pharmacists are educated in pharmacology, pharmacognosy, chemistry, organic chemistry, biochemistry, pharmaceutical chemistry, microbiology, pharmacy practice (including drug interactions, medicine monitoring, medication management), pharmaceutics, pharmacy law, pathophysiology, physiology, anatomy, pharmacokinetics, pharmacodynamics, drug delivery, pharmaceutical care, nephrology, hepatology, and compounding of medications. Additional curriculum may cover diagnosis with emphasis on laboratory tests, disease state management, therapeutics and prescribing (selecting the most appropriate medication for a given patient).
|
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|
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+
Upon graduation, pharmacists are licensed, either nationally or regionally, to dispense medication of various types in the areas they have trained for.
|
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17 |
+
Some may undergo further specialized training, such as in cardiology or oncology. Specialties include:[citation needed]
|
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|
19 |
+
The Ministry of Education and Ministry of Health oversee pharmacy school accreditation in Armenia. Pharmacists are expected to have competency in the WHO Model List of Essential Medicines (EML), the use of Standard Treatment Guidelines, drug information, clinical pharmacy, and medicine supply management. There are currently no laws requiring pharmacists to be registered, but all pharmacies must have a license to conduct business. According to a World Health Organization (WHO) report from 2010, there are 0.53 licensed pharmacists and 7.82 licensed pharmacies per 10,000 people in Armenia. Pharmacists are able to substitute for generic equivalents at point of dispensing.[11]
|
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+
|
21 |
+
The Australian Pharmacy Council is the independent accreditation agency for Australian pharmacists.[12] It conducts examinations on behalf of the Pharmacy Board of Australia towards eligibility for registration. The Australian College of Pharmacy provides continuing education programs for pharmacists.
|
22 |
+
|
23 |
+
Wages for pharmacists in Australia appear to have stagnated, and even gone backwards.[citation needed] As of 2007[update], the award wages for a pharmacist is $812 a week.[13] Pharmacist graduates are the lowest paid university graduates most years. Most pharmacists do earn above the award wage; the average male pharmacist earns $65,000, a female pharmacist averages $56,500.[citation needed] There are more graduates expected in the next few years making it even harder to get a job. Job security and increase in wages with regards to CPI could be unlikely.[citation needed] This is due to the large numbers of pharmacy graduates in recent years, and government desire to lower PBS costs. Contract and casual work is becoming more common. A contract pharmacist is self-employed and often called a locum; these pharmacists may be hired for one shift or for a longer period of time. There are accounts of underemployment and unemployment emerging recently.[citation needed]
|
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|
25 |
+
The Canadian Pharmacists Association (CPhA) is the national professional organization for pharmacists in Canada. Specific requirements for practice vary across provinces, but generally include a Bachelor of Science in Pharmacy from a recognized university, successful completion of a national board examination through the Pharmacy Examining Board of Canada, and practical experience through an apprenticeship/internship program. The vast majority (80%) of Canada's licensed pharmacists work in community pharmacies, another 15% work in hospital or institutional pharmacies, and the remainder work in situations that may not legally require licensed pharmacists such as associations, pharmaceutical companies, and consulting firms.[1] The wages for full-time pharmacists, at about CAD $95,000, have been said to be slightly better than Australia but not as good as in the United States.[citation needed] This likely depends on what parts of Canada and the United States are compared. Wages being significantly higher in Canada than most developing countries, recruitment of pharmacists from South Africa and other countries with acute health workforce shortages to work in private franchise chains is subject to controversy.[14] Pharmacists' scope of practice varies widely among the 13 provinces and territories.[15]
|
26 |
+
|
27 |
+
A pharmacist must be registered with the College of Pharmacists of British Columbia to practice in this province. A Bachelor of Science in Pharmaceutical Sciences is the minimum requirement to practice as a pharmacist in BC. The University of British Columbia is the only institution in the province that trains pharmacists. Professional associations include the College of Pharmacists of British Columbia and the British Columbia Pharmacy Association.
|
28 |
+
|
29 |
+
The University of Alberta is the only institution in the province awarding pharmacy degrees, offering both Bachelor of Pharmacy and Doctor of Pharmacy programs. Pharmacists must be registered with the Alberta College of Pharmacists in order to practice in Alberta.
|
30 |
+
|
31 |
+
The Ontario College of Pharmacists grants licenses to practice as a Pharmacist in the province of Ontario. International graduates of pharmacy must successfully complete the Pharmacist Evaluating Exam and Pharmacist Qualifying Exam along with a Studentship and Internship to be registered as a Pharmacist in Ontario. Canadian graduates of the pharmacy programme can sit the qualifying exam directly without the evaluating exam.
|
32 |
+
|
33 |
+
In Germany, the education and training is divided into three sections, each ending with a state examination:
|
34 |
+
|
35 |
+
After the third state examination a person must become licensed as an RPh ("registered pharmacist") for a licence to practice pharmacy.
|
36 |
+
Today, many pharmacists work as employees in public pharmacies. They will be paid according to the labour agreement of Adexa and employer associations.[citation needed]
|
37 |
+
|
38 |
+
In ancient Japan, the men who fulfilled roles similar to pharmacists were respected. The place of pharmacists in society was settled in the Taihō Code (701) and re-stated in the Yōrō Code (718). Ranked positions in the pre-Heian Imperial court were established; and this organizational structure remained largely intact until the Meiji Restoration (1868). In this highly stable hierarchy, the pharmacists — and even pharmacist assistants — were assigned status superior to all others in health-related fields such as physicians and acupuncturists. In the Imperial household, the pharmacist was even ranked above the two personal physicians of the Emperor.[16]
|
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+
|
40 |
+
As of 1997, 46 universities of pharmacy in Japan graduated about 8000 students annually.[17] Contemporary practice of clinical pharmacists in Japan (as evaluated in September 2000) focuses on dispensing of drugs, consultation with patients, supplying drug information, advising on prescription changes and amending prescriptions. These practices have been linked to decreases in the average number of drugs in prescriptions, drug costs and incidence of adverse drug events.[18]
|
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|
42 |
+
Training to become a registered pharmacist in Nigeria involves a five-year course after six years of secondary/high school or four years after eight years of secondary/high school (i.e. after 2 years of Advanced-level studies in accredited Universities). The degree awarded by most pharmacy schools is a Bachelor of Pharmacy Degree (B.Pharm.) However, in the near future,[when?] all schools will offer a 6-year first Degree course leading to the award of a Pharm.D (Doctor of Pharmacy Degree). The University of Benin has started the Pharm.D programme with other pharmacy schools planning to start soon. The Pharmacy Degree in Nigeria is unclassified i.e. awarded without first class, second class upper, etc., however graduates could be awarded Pass with Distinctions in specific fields such as Pharmaceutics, Pharmacology, medicinal chemistry etc. Pharmacy Graduates are required to undergo 1 year of Tutelage under the supervision of an already Registered Pharmacist(a preceptor) in a recognized and designated Institution before they can become Registered Pharmacists. The Profession is Regulated by a Government Statutory body called the Pharmacists Council of Nigeria. The West African Post Graduate College of Pharmacy runs post-registration courses on advanced-level practice in various fields of pharmacy. It is a college jointly funded by a number of Countries in the West Africa sub-region. There are thousands of Nigerian-trained pharmacists registered and practicing in countries such as the US, the UK, Canada etc., due to the relatively poor public sector salaries in Nigeria.[citation needed]
|
43 |
+
|
44 |
+
In Pakistan, the Pharm.D. (Doctor of Pharmacy) degree is a graduate-level professional doctorate degree. Twenty-one universities are registered with the Pharmacy Council of Pakistan for imparting Pharmacy courses. In 2004 the Higher Education Commission of Pakistan and the Pharmacy Council of Pakistan revised the syllabus and changed the 4-year B.Pharmacy (Bachelor of Pharmacy) Program to a 5-year Pharm.D. (Doctor of Pharmacy) program. All 21 universities have started the 5-year Pharm.D Program. In 2011 the Pharmacy Council of Pakistan approved the awarding of a Doctor of Pharmacy degree, a five-year programme at the Department of Pharmacy, University of Peshawar.[citation needed]
|
45 |
+
|
46 |
+
Polish pharmacists have to complete a 5 1⁄2-year Master of Pharmacy Programme at medical university and obtain the right to practice as a pharmacist in Poland from District Pharmaceutical Council. The Programme includes 6 months of pharmacy training. The Polish name for the Master of Pharmacy Degree (M. Pharm.) is magister farmacji (mgr farm). Not only pharmacists, but also pharmaceutical technicians are allowed to dispense prescription medicines, except for narcotics, psychotropics and very potent medicines. Pharmacists approve prescriptions fulfilled by pharmaceutical technicians subsequently. Pharmaceutical technicians have to complete 2 years of post-secondary occupational school and 2 years of pharmacy training afterwards. Pharmacists are eligible to prescribe medicines in exceptional circumstances. All Polish pharmacies are obliged to produce compound medicines. Most pharmacists in Poland are pharmacy managers and are responsible for pharmacy marketing in addition to traditional activities. To become a pharmacy manager in Poland, a pharmacist is expected to have at least 5 years of professional experience. All pharmacists in Poland have to maintain an adequate knowledge level by participating in various university- and industry-based courses and arrangements or by undergoing postgraduate specialization.[19]
|
47 |
+
|
48 |
+
In Sweden, the national board of health and welfare regulates the practice of all legislated health care professionals, and is also responsible for registration of pharmacists in the country. The education to become a licensed pharmacist is regulated by the European Union, and states that minimum educational requirements are five years of university studies in a pharmacy program, of which six months must be a pharmacy internship. To be admitted to pharmacy studies, students must complete a minimum of three years of gymnasium, similar to high school (school for about 15–20-year-old students) program in natural science after elementary school (6–16-year-olds). Only three universities in the whole of Sweden offer a pharmacy education, Uppsala University, where the Faculty of Pharmacy is located, the University of Gothenburg, and Umeå University. In Sweden, pharmacists are called Apotekare. At pharmacies in Sweden, pharmacists work together with another class of legislated health care professionals called Receptarier, in English so-called prescriptionists, who have completed studies equal to a bachelor of science in pharmacy, i.e., three years of university. Prescriptionists also have dispensing rights in Sweden, Norway, Finland and Iceland. The majority of the staff in a pharmacy are Apotekstekniker or "pharmacy technicians" with a three -semester education at a vocational college.[citation needed] Pharmacy technicians do not have dispensing rights in Sweden but are allowed to advise on and sell over-the-counter medicines.
|
49 |
+
|
50 |
+
In Switzerland, the federal office of public health regulates pharmacy practice. Four Swiss universities offer a major in pharmaceutical studies, the University of Basel, the University of Geneva, the University of Lausanne and the ETH Zurich. To major in pharmaceutical studies takes at least five years. Students spend their last year as interns in a pharmacy combined with courses at the university, with focus on the validation of prescriptions and the manufacturing of pharmaceutical formulations. Since all public health professions are regulated by the government it is also necessary to acquire a federal diploma in order to work in a pharmacy. It is not unusual for pharmaceutical studies majors to work in other fields such as the pharmaceutical industry or in hospitals. Pharmacists work alongside pharma assistants, an apprenticeship that takes three years to complete. Pharmacists can further specialise in various fields; this is organized by PharmaSuisse, the pharmacists' association of Switzerland.[citation needed]
|
51 |
+
|
52 |
+
In Tanzania, pharmacy practice is regulated by the national Pharmacy Board, which is also responsible for registration of pharmacists in the country. By international standards, the density of pharmacists is very low, with a mean of 0.18 per 10,000 population. The majority of pharmacists are found in urban areas, with some underserved regions having only 2 pharmacists per region. According to 2007–2009 data, the largest group of pharmacists was employed in the public sector (44%). Those working in private retail pharmacies were 23%, and the rest were mostly working for private wholesalers, pharmaceutical manufacturers, in academia/teaching, or with faith-based or non-governmental facilities. The salaries of pharmacists varied significantly depending on the place of work. Those who worked in the academia were the highest paid followed by those who worked in the multilateral non-governmental organizations. The public sector including public retail pharmacies and faith based organizations paid much less. The Ministry of Health salary scale for medical doctors was considerably higher than that of pharmacists despite having a difference of only one year of training.[20]
|
53 |
+
|
54 |
+
In Trinidad and Tobago, pharmacy practice is regulated by the Pharmacy Board of Trinidad and Tobago, which is responsible for the registration of pharmacists in the twin islands. The University of the West Indies in St. Augustine offers a 4-year Bachelor of Science in Pharmacy as the sole practicing degree of pharmacy. Graduates undertake a 6-month internship, known as pre-registration, under the supervision of a registered pharmacist, at a pharmacy of their choosing, whether community or institutional. After completion of the required pre-registration period, the graduate can then apply to the Pharmacy Board to become a registered pharmacist. After working 1 calendar year as a registered pharmacist, the individual can become a registered, responsible pharmacist. Being a registered, responsible pharmacist allows the individual to license a pharmacy and be a pharmacist-in-charge.
|
55 |
+
|
56 |
+
In British English (and to some extent Australian English), the professional title known as "pharmacist" is also known as "dispensing chemist" or, more commonly, "chemist". A dispensing chemist usually operates from a pharmacy or chemist's shop, and is allowed to fulfil medical prescriptions and sell over-the-counter drugs and other health-related goods. Pharmacists can undertake additional training to allow them to prescribe medicines for specific conditions.[21]
|
57 |
+
|
58 |
+
In the United Kingdom, most pharmacists working in the National Health Service practice in hospital pharmacy or community pharmacy. The Royal Commission on the National Health Service in 1979 reported that there were nearly 3,000 pharmacists employed in the hospital and community health service in the UK at that time. They were enthusiastic about the idea that pharmacists might develop their role of giving advice to the public.[22]
|
59 |
+
|
60 |
+
The new professional role for pharmacist as prescriber has been recognized in the UK since May 2006, called the "Pharmacist Independent Prescriber". Once qualified, a pharmacist independent prescriber can prescribe any licensed medicine for any medical condition within their competence. This includes controlled drugs except schedule 1 and prescribing certain drugs for the treatment of addiction (cocaine, diamorphine and dipipanone).[23]
|
61 |
+
|
62 |
+
Pharmacists, pharmacy technicians and pharmacy premises in the United Kingdom are regulated by the General Pharmaceutical Council (GPhC) for England, Scotland and Wales and by the Pharmaceutical Society of Northern Ireland for Northern Ireland. The role of regulatory and professional body on the mainland was previously carried out by the Royal Pharmaceutical Society of Great Britain, which remained as a professional body after handing over the regulatory role to the GPhC in 2010.[24]
|
63 |
+
|
64 |
+
The following criteria must be met for qualification as a pharmacist in the United Kingdom (the Northern Irish body and the GPhC operate separately but have broadly similar registration requirements):[25]
|
65 |
+
|
66 |
+
In 2014 the United States Bureau of Labor Statistics revealed that there were 297,100 American pharmacist jobs. By 2024 that number is projected to grow by 3%.[26] The majority (65%) of those pharmacists work in retail settings, mostly as salaried employees but some as self-employed owners. About 22% work in hospitals, and the rest mainly in mail-order or Internet pharmacies, pharmaceutical wholesalers, practices of physicians, and the Federal Government.[4]
|
67 |
+
|
68 |
+
All graduating pharmacists must now obtain the Doctor of Pharmacy (Pharm.D.) degree before they are eligible to sit for the North American Pharmacist Licensure Examination (NAPLEX) to enter into pharmacy practice.[27] In addition, pharmacists are subject to state-level jurisprudence exams in order to practice from state to state.[28]
|
69 |
+
|
70 |
+
The Accreditation Council for Pharmacy Education (ACPE) has operated since 1932 as the accrediting body for schools of pharmacy in the United States.[29] The mission of ACPE is “To assure and advance excellence in education for the profession of pharmacy”.[29] ACPE is recognized for the accreditation of professional degree programs by the United States Department of Education (USDE) and the Council for Higher Education Accreditation (CHEA).[30] Since 1975, ACPE has also been the accrediting body for continuing pharmacy education. The ACPE board of directors are appointed by the American Association of Colleges of Pharmacy (AACP), the American Pharmacists Association (APhA), the National Association of Boards of Pharmacy (NABP) (three appointments each), and the American Council on Education (one appointment). To obtain licensure in the United States, applicants for the North American Pharmacist Licensure Examination (NAPLEX) must graduate from an ACPE accredited school of pharmacy. ACPE publishes standards that schools of pharmacy must comply with to gain accreditation.[31]
|
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+
|
72 |
+
A Pharmacy school pursuing accreditation must first apply and be granted Pre-candidate status.[30] These schools have met all the requirements for accreditation, but have not yet enrolled any students. This status indicates that the school of pharmacy has developed its program in accordance with the ACPE standards and guidelines. Once a school has enrolled students, but has not yet had a graduating class, they may be granted Candidate status. The expectations of a Candidate program are that they continue to mature in accordance with stated plans. The graduates of a Candidate program are the same as those of fully accredited programs. Full accreditation is granted to a program once they have demonstrated they comply with the standards set forth by ACPE.
|
73 |
+
|
74 |
+
The customary review cycle for established accredited programs is six years, whereas for programs achieving their initial accreditation this cycle is two years. These are comprehensive on-site evaluations of the programs. Additional evaluations may be conducted at the discretion of ACPE in the interim between comprehensive evaluations.
|
75 |
+
|
76 |
+
Acceptance into a doctorate of pharmacy program depends upon completing specific prerequisites or obtaining a transferable bachelor's degree. Pharmacy school is four years of graduate school (accelerated Pharmacy Schools go January to January and are only 3 years), which include at least one year of practical experience. Graduates receive a Doctorate of Pharmacy (PharmD) upon graduation. Most schools require students to take a Pharmacy College Admissions Test PCAT and complete 90 credit hours of university coursework in the sciences, mathematics, composition, and humanities before entry into the PharmD program. Due to the large admittance requirements and highly competitive nature of the field, most pharmacy students complete a bachelor's degree before entry to pharmacy school.
|
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+
|
78 |
+
Possible prerequisites:
|
79 |
+
|
80 |
+
|
81 |
+
|
82 |
+
|
83 |
+
|
84 |
+
Besides taking classes, additional requirements before graduating may include a certain number of hours for community service, e.g., working in hospitals, clinics, and retail.
|
85 |
+
|
86 |
+
Estimated timeline: 4 years undergraduate + 4 years doctorate + 1–2 years residency + 1–3 years fellowship = 8–13 years
|
87 |
+
|
88 |
+
A doctorate of pharmacy (except non-traditional, i.e. transferring a license from another country) is the only degree accepted by the National Associate of Boards of Pharmacy NABP to be eligible to "sit" for the North American Pharmacist Licensure Examination (NAPLEX). Previously the United States had a 5-year bachelor's degree in pharmacy. For BS Pharmacy graduates currently licensed in US, there are 10 Universities offering non-traditional doctorate degree programs via part-time, weekend or on-line programs. These are programs fully accredited by Accreditation Council for Pharmacy Education (ACPE) but only available to current BS Pharmacy graduates with a license to practice pharmacy. Some institutions still offer 6 year accelerated PharmD programs.
|
89 |
+
|
90 |
+
The current Pharm.D. degree curriculum is considerably different from that of the prior BS in pharmacy. It now includes extensive didactic clinical preparation, a full year of hands-on practice experience in a wider array of healthcare settings, and a greater emphasis on clinical pharmacy practice pertaining to pharmacotherapy optimization. Legal requirements in the US to becoming a pharmacist include: graduating from an accredited PharmD program, conducting a specified number of internship hours under a licensed pharmacist (i.e. 1800 hours in some states), passing the NAPLEX, and passing a Multi-state Pharmacy Jurisprudence Exam MPJE. Arkansas, California, and Virginia have their own exams instead of the MPJE; in those states, pharmacists must pass the Arkansas Jurisprudence Exam, the California Jurisprudence Exam, or the Virginia Pharmacy Law Exam.[32][33][34]
|
91 |
+
|
92 |
+
Residency is an option for post-graduates that is typically 1–2 years in length. A residency gives licensed pharmacists decades of clinical experience in an extremely condensed timeframe of only a few short years. In order for new graduates to remain competitive, employers generally favor residency trained applicants for clinical positions. The profession is moving toward resident-trained pharmacists who wish to provide direct patient care clinical services. In 1990, the American Association of Colleges of Pharmacy (AACP) required the new professional degree. Graduates from a PharmD program may also elect to do a fellowship that is geared toward research. Fellowships can varying in length but last 1–3 years depending on the program and usually require 1 year of residency at minimum.
|
93 |
+
|
94 |
+
American pharmacists can become certified in recognized specialty practice areas by passing an examination administered by one of several credentialing boards.
|
95 |
+
|
96 |
+
As of 2016, all 50 states and the District of Columbia permit pharmacists to provide vaccination services, but specific protocols vary between states.[38][39][40]
|
97 |
+
|
98 |
+
All licensed California pharmacists can perform the following:
|
99 |
+
|
100 |
+
The passage of Assembly Bill 1535 (2014) authorizes pharmacists in California to furnish naloxone without a physician's prescription.[43]
|
101 |
+
|
102 |
+
With the passage of Senate Bill 159 in 2019, pharmacists in California are authorized to furnish pre-exposure prophylaxis (PrEP) and post-exposure prophylaxis (PEP) to patients without a physician's prescription.[44] In order to be eligible to dispense, a pharmacists must first "complete a training program approved by the" California State Board of Pharmacy.[44]
|
103 |
+
|
104 |
+
California pharmacists can apply for Advanced Practice Pharmacist (APh) licenses from the California State Board of Pharmacy. Senate Bill 493, written by Senator Ed Hernandez, established a section on the Advanced Practice Pharmacist and outlines the definition, scope of practice, qualifications, and regulations of those holding this license.[45] An APh can:
|
105 |
+
|
106 |
+
To qualify for an advanced practice pharmacist license in California, the applicant must be in good standing with the State Board of pharmacy, have an active pharmacist license, and fulfill two of three requirements, including certification in their area clinical practice.[46] The license must be renewed every 2 years, and the APh applying for renewal must complete 10 hours of continuing education in at least one area relevant to their clinical practice.[46]
|
107 |
+
|
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+
According to a 2010 PharmacyWeek survey, pharmacists were paid the following average annual salaries, depending on their positions:[47]
|
109 |
+
|
110 |
+
The American Pharmacy Journal of Education in 2014 reported the average salary around $112,160.[48]
|
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+
|
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+
According to the US Bureau of Labor Statistics' Occupational Outlook Handbook, 2016–17 Edition, Median annual wages of wage and salary pharmacists in May 2015 were $121,500.[26]
|
113 |
+
|
114 |
+
School students must take a national exam to enter a university of pharmacy or the pharmacy department of a university of medicine and pharmacy. About 5–7% of students can pass the exam. There are 3 aspects to the exam. These are on math, chemistry, and physics or biology. After being trained at the university for 5 years, successful students receive a bachelor's degree in pharmacy. Or they are university pharmacists (university pharmacist to discriminate between college pharmacist or vocational pharmacist in some countries of the world these trainee pharmacists are called pharmacist assistants). An alternative method of obtaining a bachelor's degree is as follows. School pupils study at a college of pharmacy or a vocational school of pharmacy. After attending the school or college they go to work in a pharmacy, and with two years of practice they could take an exam to enter university of pharmacy or the pharmacy department of a university of medicine and pharmacy. This exam is easier than the national one. Passing the exam they continue studying to gain 3-year bachelor's degrees or 4-year bachelor's degrees. This degree is considered equivalent to a 5-year bachelor's degree.[citation needed]
|
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|
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+
This article incorporates public domain material from websites or documents of the United States Government.
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Wild:
|
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domestic:
|
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The aurochs (/ˈɔːrɒks/ or /ˈaʊrɒks/; pl. aurochs, or rarely aurochsen, aurochses), also known as urus or ure (Bos primigenius), is an extinct species of large wild cattle that inhabited Asia, Europe, and North Africa. It is the ancestor of domestic cattle. The species survived in Europe until 1627, when the last recorded aurochs died in the Jaktorów Forest, Poland.
|
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|
11 |
+
During the Neolithic Revolution, which occurred during the early Holocene, at least two aurochs domestication events occurred: one related to the Indian subspecies, leading to zebu cattle, and the other related to the Eurasian subspecies, leading to taurine cattle. Other species of wild bovines were also domesticated, namely the wild water buffalo, gaur, wild yak and banteng. In modern cattle, many breeds share characteristics of the aurochs, such as a dark colour in the bulls with a light eel stripe along the back (the cows being lighter), or a typical aurochs-like horn shape.[2]
|
12 |
+
|
13 |
+
The aurochs was variously classified as Bos primigenius, Bos taurus, or, in old sources, Bos urus. However, in 2003, the International Commission on Zoological Nomenclature "conserved the usage of 17 specific names based on wild species, which are predated by or contemporary with those based on domestic forms",[3] confirming Bos primigenius for the aurochs. Taxonomists who consider domesticated cattle a subspecies of the wild aurochs should use B. primigenius taurus; those who consider domesticated cattle to be a separate species may use the name B. taurus, which the Commission has kept available for that purpose.[4]
|
14 |
+
|
15 |
+
The words aurochs, urus, and wisent have all been used synonymously in English.[5][6], but the extinct aurochs/urus is a completely separate species from the still-extant wisent, also known as the European bison. The two were often confused, and some 16th-century illustrations of aurochs and wisent have hybrid features.[7] The word urus (/ˈjʊərəs/; plural uri)[5][6] is a Latin word, but was borrowed into Latin from Germanic (cf. Old English/Old High German ūr, Old Norse úr).[5] In German, OHG ūr "primordial" was compounded with ohso "ox", giving ūrohso, which became the early modern Aurochs. The modern form is Auerochse.[8]
|
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+
|
17 |
+
The word aurochs was borrowed from early modern German, replacing archaic urochs, also from an earlier form of German. The word is invariable in number in English, though sometimes a back-formed singular auroch and/or innovated plural aurochses occur.[6] The use in English of the plural form aurochsen is nonstandard, but mentioned in The Cambridge Encyclopedia of the English Language. It is directly parallel to the German plural Ochsen (singular Ochse) and recreates by analogy the same distinction as English ox (singular) and oxen (plural).[9]
|
18 |
+
|
19 |
+
During the Pliocene, the colder climate caused an extension of open grassland, which led to the evolution of large grazers, such as wild bovines.[8] Bos acutifrons is an extinct species of cattle that has been suggested as an ancestor for the aurochs.[8]
|
20 |
+
|
21 |
+
The oldest aurochs remains have been dated to about 2 million years ago, in India. The Indian subspecies was the first to appear.[8] During the Pleistocene, the species migrated west into the Middle East (western Asia), as well as to the east. They reached Europe about 270,000 years ago.[8] The South Asian domestic cattle, or zebu, descended from Indian aurochs at the edge of the Thar Desert; the zebu is resistant to drought. Domestic yak, gayal, and Bali cattle do not descend from aurochs.
|
22 |
+
|
23 |
+
The first complete mitochondrial genome (16,338 base pairs) DNA sequence analysis of Bos primigenius from an archaeologically verified and exceptionally well preserved aurochs bone sample was published in 2010,[10] followed by the publication in 2015 of the complete genome sequence of Bos primigenius using DNA isolated from a 6,750-year-old British aurochs bone.[11] Further studies using the Bos primigenius whole genome sequence have identified candidate microRNA-regulated domestication genes.[12]
|
24 |
+
|
25 |
+
A DNA study has also suggested that the modern European bison originally developed as a prehistoric cross-breed between the aurochs and the steppe bison.[13][14]
|
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+
|
27 |
+
Three wild subspecies of aurochs are recognised. Only the Eurasian subspecies survived until recent times.
|
28 |
+
|
29 |
+
The appearance of the aurochs has been reconstructed from skeletal material, historical descriptions, and contemporaneous depictions, such as cave paintings, engravings, or Sigismund von Herberstein’s illustration. The work by Charles Hamilton Smith is a copy of a painting owned by a merchant in Augsburg, which may date to the 16th century. Scholars have proposed that Smith's illustration was based on a cattle/aurochs hybrid, or an aurochs-like breed.[20] The aurochs was depicted in prehistoric cave paintings and described in Julius Caesar's The Gallic War, Book 6, Ch. 28.[21]
|
30 |
+
|
31 |
+
The aurochs were one of the largest herbivores in postglacial Europe, comparable to the European bison. The size of an aurochs appears to have varied by region; in Europe, northern populations were bigger on average than those from the south. For example, during the Holocene, aurochs from Denmark and Germany had an average height at the shoulders of 155–180 cm (61–71 in) in bulls and 135–155 cm (53–61 in) in cows, while aurochs populations in Hungary had bulls reaching 155–160 cm (61–63 in).[22] The body mass of aurochs appears to have shown some variability. Some individuals were comparable in weight to the wisent and the banteng, reaching around 700 kg (1,540 lb), whereas those from the Late Middle Pleistocene are estimated to have weighed up to 1,500 kg (3,310 lb), as much as the largest gaur (the largest extant bovid).[8] The sexual dimorphism between bulls and cows was strongly expressed, with the cows being significantly shorter than bulls on average.
|
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+
|
33 |
+
Because of the massive horns, the frontal bones of aurochs were elongated and broad. The horns of the aurochs were characteristic in size, curvature, and orientation. They were curved in three directions: upwards and outwards at the base, then swinging forwards and inwards, then inwards and upwards. Aurochs horns could reach 80 cm (31 in) in length and between 10 and 20 cm (3.9 and 7.9 in) in diameter.[19] The horns of bulls were larger, with the curvature more strongly expressed than in cows. The horns grew from the skull at a 60° angle to the muzzle, facing forwards.[8]
|
34 |
+
|
35 |
+
The proportions and body shape of the aurochs were strikingly different from many modern cattle breeds.[8] For example, the legs were considerably longer and more slender, resulting in a shoulder height that nearly equalled the trunk length. The skull, carrying the large horns, was substantially larger and more elongated than in most cattle breeds. As in other wild bovines, the body shape of the aurochs was athletic, and especially in bulls, showed a strongly expressed neck and shoulder musculature. Therefore, the fore hand was larger than the rear, similar to the wisent, but unlike many domesticated cattle.[8] Even in carrying cows, the udder was small and hardly visible from the side; this feature is equal to that of other wild bovines.[8]
|
36 |
+
|
37 |
+
The coat colour of the aurochs can be reconstructed by using historical and contemporary depictions. In his letter to Conrad Gesner (1602), Anton Schneeberger describes the aurochs, a description that agrees with cave paintings in Lascaux and Chauvet. Calves were born a chestnut colour. Young bulls changed their coat colour at a few months old to a very deep brown or black, with a white eel stripe running down the spine. Cows retained the reddish-brown colour. Both sexes had a light-coloured muzzle.[8] Some North African engravings show aurochs with a light-coloured "saddle" on the back,[19] but otherwise no evidence of variation in coat colour is seen throughout its range. A passage from Mucante (1596) describes the “wild ox” as gray, but is ambiguous and may refer to the wisent. Egyptian grave paintings show cattle with a reddish-brown coat colour in both sexes, with a light saddle, but the horn shape of these suggest that they may depict domesticated cattle.[8] Remains of aurochs hair were not known until the early 1980s.[23]
|
38 |
+
|
39 |
+
Some primitive cattle breeds display similar coat colours to the aurochs, including the black colour in bulls with a light eel stripe, a pale mouth, and similar sexual dimorphism in colour. A feature often attributed to the aurochs is blond forehead hairs. Historical descriptions tell that the aurochs had long and curly forehead hair, but none mentions a certain colour for it. Cis van Vuure (2005) says that, although the colour is present in a variety of primitive cattle breeds, it is probably a discolouration that appeared after domestication. The gene responsible for this feature has not yet been identified.[8] Zebu breeds show lightly coloured inner sides of the legs and belly, caused by the so-called zebu-tipping gene. It has not been tested if this gene is present in remains of Indian aurochs.[8]
|
40 |
+
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Like many bovids, aurochs formed herds for at least a part of the year. These probably did not number much more than 30. If aurochs had social behaviour similar to their descendants, social status was gained through displays and fights, in which cows engaged as well as bulls.[19] Indeed, aurochs bulls were reported to often have had severe fights.[8] As in other wild cattle ungulates that form unisexual herds, considerable sexual dimorphism was expressed. Ungulates that form herds containing animals of both sexes, such as horses, have more weakly developed sexual dimorphism.[24]
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During the mating season, which probably took place during the late summer or early autumn,[8] the bulls had severe fights, and evidence from the forest of Jaktorów shows these could lead to death. In autumn, aurochs fed up for the winter and got fatter and shinier than during the rest of the year, according to Schneeberger.[8] Calves were born in spring. According to Schneeberger, the calf stayed at the cow's side until it was strong enough to join and keep up with the herd on the feeding grounds.[8]
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Calves were vulnerable to wolves and, to an extent, bears, while healthy adult aurochs probably did not have to fear these predators.[8] In prehistoric Europe, North Africa, and Asia, big cats, such as lions and tigers, and hyenas were additional predators that probably preyed on aurochs.[8]
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Historical descriptions, like Caesar's Commentarii de Bello Gallico or Schneeberger, tell that aurochs were swift and fast, and could be very aggressive. According to Schneeberger, aurochs were not concerned when a man approached, but when teased or hunted, an aurochs could get very aggressive and dangerous, and throw the teasing person into the air, as he described in a 1602 letter to Gesner.[8]
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No consensus exists concerning the habitat of the aurochs. Van Vuure points out that throughout much of the last few thousand years European landscapes probably consisted of dense forests, and as such the aurochs were confined to open areas in marshlands along rivers.[25] Comparisons of the ratios of certain mineral isotopes in recovered bones of aurochs from the Mesolithic with domestic cattle has shown they lived in floodplain forests or marshes, areas much wetter than in which modern domesticated cattle live.[25][26] According to the author such cattle were not able to create and maintain open landscapes without the help of man.[25] While some authors propose that the habitat selection of the aurochs was comparable to the African forest buffalo, others describe the species as inhabiting open grassland and helping maintain open areas by grazing, together with other large herbivores.[27][28] With its hypsodont jaw, the aurochs was probably a grazer and had a food selection very similar to domesticated cattle.[8] It was not a browser like many deer species, nor a semi-intermediary feeder like the wisent.[8] Schneeberger describes that during winter, the aurochs ate twigs and acorns in addition to grasses.[8]
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After the beginning of the Common Era, the habitat of aurochs became more fragmented because of the steadily growing human population. During the last centuries of its existence, the aurochs was limited to remote regions in northeastern Europe.[8]
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At one point, the range of the aurochs was from Europe (excluding Ireland and northern Scandinavia), to northern Africa, the Middle East, India, and Central and East Asia.[8][29] Until at least 3,000 years ago, the aurochs was also found in eastern China, where it is recorded at the Dingjiabao Reservoir in Yangyuan County. Most remains in China are known from the area east of 105°E, but the species has also been reported from the eastern margin of the Tibetan plateau, close to the Heihe River.[30] Fossils have been excavated from Korean Peninsula[31] and Japanese archipelago along with bison.[15][16]
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The aurochs, which ranged throughout much of Eurasia and Northern Africa during the late Pleistocene and early Holocene, is the wild ancestor of modern cattle. Archaeological evidence shows that domestication occurred independently in the Near East and the Indian subcontinent between 10,000 and 8,000 years ago, giving rise to the two major domestic subspecies observed today: the humpless taurine cattle (European cattle, Bos taurus taurus) and the humped indicine cattle (Zebu, Bos taurus indicus), respectively. This is confirmed by genetic analyses of matrilineal mitochondrial DNA sequences, which reveal a marked differentiation between modern B. t. taurus and B. t. indicus haplotypes, demonstrating their derivation from two genetically divergent wild populations.[10]
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[32] The sanga cattle (Bos taurus africanus), a zebu-like cattle breed with no back hump, is commonly believed to originate from crosses between humped zebus and taurine cattle breeds. A 1991 study of the bone morphology of domestic taurine cattle from Egypt from the third millennium theorised that sanga cattle were independently domesticated in Africa and that bloodlines of taurine and zebu cattle were introduced only within the last few hundred years.[33] However, a 1996 study of mitochondrial genetics indicates this is highly unlikely.[34]
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A number of mitochondrial DNA studies, most recently from the 2010s, suggest that all domesticated taurine cattle originated from about 80 wild female aurochs in the Near East.[35][36] Domestication of the aurochs began in the southern Caucasus and northern Mesopotamia from about the sixth millennium BC.[34] Domesticated cattle and aurochs are so different in size that they have been regarded as separate species; however, large ancient cattle and aurochs have more similar morphological characteristics, with significant differences only in the horns and some parts of the skull.[8][32]
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Aurochs were independently domesticated in India. Indian zebu, although domesticated eight to 10 thousand years ago, are related to Indian aurochs (B. p. namadicus) that diverged from the Near Eastern ones some 200,000 years ago. The Near Eastern (B. p. primigenius) and African aurochs (B. p. africanus) groups are thought to have split some 25,000 years ago, probably 15,000 years before domestication.[34]
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Aurochs became extinct in Britain during the Bronze Age, and analysis of bones from aurochs that lived about the same time as domesticated cattle has suggested no genetic contribution to modern breeds.[37] Some older studies dispute this. One study has pointed to possible introgression of local aurochs into the "Turano-Mongolian" type of cattle now found in northern China, Mongolia, Korea and Japan,[38] another found small introgression into local Italian breeds,[32] with a later study finding similar results in indigenous British and Irish cattle landraces. In this last study, researchers mapped the draft genome of a British aurochs dated to 6,750 years before present and compared it to the genomes of 73 modern cattle populations and found that traditional cattle breeds of Scottish, Irish, Welsh, and English origin – such as Highland, Dexter, Kerry, Welsh Black, and White Park, had more genetic similarity to the aurochs in question than other populations.[37] Another study concluded that because of this genomic introgression of the aurochs into cattle breeds, one might argue, that in "the bigger picture across the aurochs/cattle range, perhaps several subpopulations of aurochs are not extinct at all" but partially survive in such breeds.[39]
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By the time of Herodotus (5th century BC), aurochs had disappeared from southern Greece, but remained common in the area north and east of the Echedorus River close to modern Thessaloniki.[40] The last reports of the species in the southern tip of the Balkans date to the 1st century BC, when Varro reported that fierce wild oxen lived in Dardania (southern Serbia) and Thrace.[41] By the 13th century AD, the aurochs' range was restricted to Poland, Lithuania, Moldavia, Transylvania, and East Prussia. Archeological data indicate that they survived in Bulgaria, in the northeastern part of the country and around Sofia, until the 16th - 17th century,[42] in northwestern Transylvania until 14th - 16th century AD and in Romanian Moldavia till probably the beginning of the 17th century AD, almost at the same time as in Poland.[43][44] In Poland, the right to hunt large animals on any land was restricted first to nobles, and then gradually, to only the royal households. As the population of aurochs declined, hunting ceased altogether. The Polish Royal Family used gamekeepers to provide open fields for grazing for the aurochs, exempting them from local taxes in exchange for their service. Poaching aurochs was made a crime punishable by death.[45]
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According to a Polish royal survey in 1564, the gamekeepers knew of 38 animals. The last recorded live aurochs, a female, died in 1627 in the Jaktorów Forest, Poland, from natural causes. The causes of extinction were unrestricted hunting, a narrowing of habitat due to the development of farming, and diseases transmitted by domesticated cattle.[8][46]
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While all the wild subspecies are extinct, B. primigenius lives on in domesticated cattle, and attempts are being made to breed similar types suitable for filling the extinct subspecies' role in the former ecosystem.
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The idea of breeding back the aurochs was first proposed in the 19th century by Feliks Paweł Jarocki.[8] In the 1920s, a first attempt was undertaken by the Heck brothers in Germany with the aim of breeding an effigy (a look-alike) of the aurochs. Starting in the 1990s grazing and rewilding projects brought new impetus to the idea and new breeding-back efforts came underway, this time with the aim of recreating an animal not only with the looks, but also with the behaviour and the ecological impact of the aurochs, to be able to fill the ecological role of the aurochs.
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The drive behind reintroduction efforts of the aurochs is largely motivated by a belief that an aesthetically pleasing open park-like landscape is "natural".[47] The former natural European landscapes probably consisted of dense forests, with the aurochs being confined to open areas in marshlands along rivers. Research into the impact of large herbivores on forest growth has concluded that large herbivores are only able to create and maintain an open park-like landscape with the help of man.[25] Grazing behaviour by livestock alters the landscape, which one organisation promotes as "natural grazing" (also called conservation grazing). The Rewilding Europe foundation advocates for "returning" lands to their "natural state" and believes that, without grazing, everything becomes forest.[47] According to one theory, "mosaic landscapes" and gradients between different environments, from open soil to grassland, are important for biodiversity.[48]
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Approaches that aim to breed an aurochs-like phenotype do not equate to an aurochs-like genotype. One study proposed that using the mapped out genomes of prehistoric specimens it will be possible to breed back cattle "that are genetically akin to specific original aurochs populations, through selective cross-breeding of local cattle breeds bearing local aurochs-genome ancestry."[39]
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In the early 1920s, two German zoo directors (in Berlin and Munich), the brothers Heinz and Lutz Heck, began a selective breeding program to breed back the aurochs into existence from the descendant domesticated cattle. Their plan was based on the concept that a species is not extinct as long as all its genes are still present in a living population.[49] The result is the breed called Heck cattle. According to van Vuure, it bears little resemblance to what is known about the appearance of the aurochs.[8]
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The Arbeitsgemeinschaft Biologischer Umweltschutz, a conservation group in Germany, started to crossbreed Heck cattle with southern-European primitive breeds in 1996, with the goal of increasing the aurochs-likeness of certain Heck cattle herds. These crossbreeds are called Taurus cattle. It is intended to bring in aurochs-like features that are supposedly missing in Heck cattle using Sayaguesa Cattle and Chianina, and to a lesser extent Spanish Fighting Cattle (Lidia). The same breeding program is being carried out in Latvia,[50] in Lille Vildmose National Park in Denmark, and in the Hungarian Hortobágy National Park. The program in Hungary also includes Hungarian Grey cattle and Watusi.[51]
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The Dutch-based Tauros Programme,[52] (initially TaurOs Project) is trying to DNA-sequence breeds of primitive cattle to find gene sequences that match those found in "ancient DNA" from aurochs samples. The modern cattle would be selectively bred to try to produce the aurochs-type genes in a single animal.[53] Starting around 2007, Tauros Programme selected a number of primitive breeds mainly from Iberia and Italy, such as Sayaguesa cattle, Maremmana primitivo, Pajuna cattle, Limia cattle, Maronesa cattle, Tudanca cattle, and others, which already bear considerable resemblance to the aurochs in certain features. Tauros Programme started collaborations with Rewilding Europe[47][54] and European Wildlife,[55][56] two European organizations for ecological restoration and rewilding, and now has breeding herds not only in the Netherlands but also in Portugal, Croatia, Romania, and the Czech Republic. Numerous crossbred calves of the first, second, and third offspring generations have already been born.[57] An ecologist working on the Tauros programme has estimated it will take 7 generations for the project to achieve its aims, possibly by 2025.[48]
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Another back-breeding effort, the Uruz project, was started in 2013 by the True Nature Foundation, an organization for ecological restoration and rewilding.[58] It differs from the other projects in that it is planning to make use of genome editing.[59][60] In 2013 it planned to use either Sayaguesa, Maremmana primitive, Hungarian Grey (Steppe) cattle, Texas Longhorn with wild-type colour or Barrosã cattle.[61]
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Another back-breeding effort, the Auerrindprojekt,[62][63] was started in 2015 as a conjoined effort[64] of the Experimentalarchäologisches Freilichtlabor Lauresham (run by Lorsch Abbey),[65] the Förderkreis Große Pflanzenfresser im Kreis Bergstraße e.V.[66] and the Landschaftspflegebetrieb Hohmeyer.[67] The five breeds used include Watusi, Chianina, Sayaguesa, Maremmana and Hungarian Grey cattle. The project will not use Heck cattle as they have been deemed too genetically dissimilar to the extinct Aurochs, and it will not use any fighting breeds of cattle, because the breeders prefer to create a docile type of cattle.[68]
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Scientists of the Polish Foundation for Recreating the Aurochs (PFOT) in Poland hope to use DNA from bones in museums to recreate the aurochs. They plan to return this animal to the forests of Poland. The project has gained the support of the Polish Ministry of the Environment. They plan research on ancient preserved DNA. Polish scientists Ryszard Słomski and Jacek A. Modliński believe that modern genetics and biotechnology make it possible to recreate an animal similar to the aurochs.[69][citation needed]
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The aurochs was an important game animal appearing in both Paleolithic European and Mesopotamian cave paintings, such as those found at Lascaux and Livernon in France.[citation needed] An archaeological excavation in Israel found traces of a feast held by the Natufian culture around 12,000 B.P., in which three aurochs (and numerous tortoises) were eaten, this appears to be an uncommon occurrence in the culture and was held in conjunction with the burial of an older woman, presumably of some social status.[70] A 2012 archaeological mission in Sidon, Lebanon, discovered the remains numerous animal species, including an aurochs, and a few human bones and plant foods, dating from around 3700 B.P., which appear to have been buried together in some sort of necropolis.[71] A 1999 archaeological dig in Peterborough, England, uncovered the skull of an aurochs. The front part of the skull had been removed, but the horns remained attached. The supposition is that the killing of the aurochs in this instance was a sacrificial act.[citation needed]
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Also during antiquity, the aurochs was regarded as an animal of cultural value. Aurochs are depicted on the Ishtar Gate.[citation needed] In the Peloponnese there is a 15th-century B.C. depiction on the so-called violent cup of Vaphio, of hunters trying to capture with nets three wild bulls being probably aurochs,[72] in a possibly Cretan date palm stand. The one of the bulls throws one hunter on the ground while attacking the second with its horns. The cup despite the older perception of being Minoan seems to be Mycenaean.[73][74] Greeks and Paeonians were hunting aurochs (wild oxen/bulls) and used their huge horns as trophies, cups for wine, and offers to the gods and heroes. For example, according to Douglas (1927), the ox, mentioned by Samus, Philippus of Thessalonica and Antipater, killed by Philip V of Macedon on the foothills of mountain Orvilos, was actually an aurochs; Philip offered the horns which were 105 cm long and the skin to a temple of Hercules.[40][75]
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They survived in the wild in Europe till late in the Roman Empire and in 1847 were believed to be occasionally captured and exhibited in shows (venationes) in Roman amphitheatres such as the colosseum.[76] Aurochs horns were often used by Romans as hunting horns.[77] Julius Caesar described aurochs in Gaul:
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... those animals which are called uri. These are a little below the elephant in size, and of the appearance, colour, and shape of a bull. Their strength and speed are extraordinary; they spare neither man nor wild beast which they have espied. These the Germans take with much pains in pits and kill them. The young men harden themselves with this exercise, and practice themselves in this sort of hunting, and those who have slain the greatest number of them, having produced the horns in public, to serve as evidence, receive great praise. But not even when taken very young can they be rendered familiar to men and tamed. The size, shape, and appearance of their horns differ much from the horns of our oxen. These they anxiously seek after, and bind at the tips with silver, and use as cups at their most sumptuous entertainments.
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The Hebrew Bible contains numerous references to the untameable strength of the re'em,[78] translated as "bullock" or "wild-ox" in Jewish translations and translated rather poorly in the King James Version as "unicorn", but recognized from the last century by Hebrew scholars as the aurochs.[79][80]
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When the aurochs became rarer, hunting it became a privilege of the nobility and a sign of a high social status. The Nibelungenlied describes Siegfried killing aurochs: "Dar nâch sluoc er schiere einen wisent und einen elch / starker ûwer viere und einen grimmen schelch" (Nibelungenlied 937.1-2),[81] meaning "After that, he quickly defeated one wisent and one elk, four strong aurochs, and one terrible schelch."[a] Aurochs horns were commonly used as drinking horns by the nobility, which led to the fact that many aurochs horn sheaths are preserved today (albeit often discoloured).[citation needed] The drinking horn at Corpus Christi College, Cambridge, given to the college on its foundation in 1352, probably by the college's founders, the Guilds of Corpus Christi and the Blessed Virgin Mary, is thought to come from an aurochs.[83] A painting by Willem Kalf depicts an aurochs horn.[citation needed] The horns of the last aurochs bulls, which died in 1620, were ornamented with gold and are located at the Livrustkammaren in Stockholm today.[citation needed]
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Schneeberger writes that aurochs were hunted with arrows, nets, and hunting dogs. With the aurochs immobilized, the curly hair on the forehead was cut from the living animal. Belts were made out of this hair and were believed to increase the fertility of women. When the aurochs was slaughtered, a cross-like bone (os cardis) was extracted from the heart. This bone, which is also present in domesticated cattle, contributed to the mystique of the animal and magical powers have been attributed to it.[8]
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In eastern Europe, where it survived until nearly 400 years ago, the aurochs has left traces in fixed expressions. In Russia, a drunken person behaving badly was described as "behaving like an aurochs", whereas in Poland, big, strong people were characterized as being "a bloke like an aurochs".[25]
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In Central Europe, the aurochs features in toponyms and heraldic coats of arms. For example, the names Ursenbach and Aurach am Hongar are derived from the aurochs. An aurochs head, the traditional arms of the German region Mecklenburg, figures in the coat of arms of Mecklenburg-Vorpommern. The aurochs (Romanian bour, from Latin būbalus) was also the symbol of Moldavia; nowadays, they can be found in the coat of arms of both Romania and Moldova. An aurochs head is featured on an 1858 series of Moldavian stamps, the so-called Bull's Heads (cap de bour in Romanian), renowned for their rarity and price among collectors. In Romania there are still villages named Boureni, after the Romanian word for the aurochs. The horn of the aurochs is a charge of the coat of arms of Tauragė, Lithuania, (the name of Tauragė is a compound of taũras "auroch" and ragas "horn"). It is also present in the emblem of Kaunas, Lithuania, and was part of the emblem of Bukovina during its time as an Austro-Hungarian Kronland. The Swiss Canton of Uri is named after the aurochs; its yellow flag shows a black aurochs head.[citation needed] East Slavic surnames Turenin, Turishchev, Turov, and Turovsky originate from the Slavic name of the species tur.[84] In Slovakia, toponyms such as Turany, Turíčky, Turie, Turie Pole, Turík, Turová (villages), Turiec (river and region), Turská dolina (valley) and others are used. Turopolje, a large lowland floodplain south of the Sava River in Croatia, got its name from the aurochs (Croatian: tur).
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Aurochs is a commonly used symbol in Estonia. The town of Tartu (and its ancient name Tarvatu, Tarvato or Tarbatu) is likely named after the Estonian word tarvas ("aurochs").[85] The ancient name of another Estonian town Rakvere, Tarvanpää, Tarvanpea or Tarwanpe, also derives from the same source as "Aurochs' Head" in ancient Estonian.[86]. The aurochs is nowadays a symbol of Rakvere, with a well known aurochs monument at the Rakvere Castle ruins and several "Rakvere Tarvas" sports clubs.
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In 2002, a 3.5-m-high and 7.1-m-long statue of an aurochs was erected in Rakvere, Estonia, for the town's 700th birthday. The sculpture, by artist Tauno Kangro, has become a symbol of the town.[87]
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This article incorporates Creative Commons license CC BY-2.5 text from reference.[10]
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In physics, a state of matter is one of the distinct forms in which matter can exist. Four states of matter are observable in everyday life: solid, liquid, gas, and plasma. Many intermediate states are known to exist, such as liquid crystal, and some states only exist under extreme conditions, such as Bose–Einstein condensates, neutron-degenerate matter, and quark–gluon plasma, which only occur, respectively, in situations of extreme cold, extreme density, and extremely high energy. For a complete list of all exotic states of matter, see the list of states of matter.
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Historically, the distinction is made based on qualitative differences in properties. Matter in the solid state maintains a fixed volume and shape, with component particles (atoms, molecules or ions) close together and fixed into place. Matter in the liquid state maintains a fixed volume, but has a variable shape that adapts to fit its container. Its particles are still close together but move freely. Matter in the gaseous state has both variable volume and shape, adapting both to fit its container. Its particles are neither close together nor fixed in place. Matter in the plasma state has variable volume and shape, and contains neutral atoms as well as a significant number of ions and electrons, both of which can move around freely.
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The term phase is sometimes used as a synonym for state of matter, but a system can contain several immiscible phases of the same state of matter.
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In a solid, constituent particles (ions, atoms, or molecules) are closely packed together. The forces between particles are so strong that the particles cannot move freely but can only vibrate. As a result, a solid has a stable, definite shape, and a definite volume. Solids can only change their shape by an outside force, as when broken or cut.
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In crystalline solids, the particles (atoms, molecules, or ions) are packed in a regularly ordered, repeating pattern. There are various different crystal structures, and the same substance can have more than one structure (or solid phase). For example, iron has a body-centred cubic structure at temperatures below 912 °C (1,674 °F), and a face-centred cubic structure between 912 and 1,394 °C (2,541 °F). Ice has fifteen known crystal structures, or fifteen solid phases, which exist at various temperatures and pressures.[1]
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Glasses and other non-crystalline, amorphous solids without long-range order are not thermal equilibrium ground states; therefore they are described below as nonclassical states of matter.
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Solids can be transformed into liquids by melting, and liquids can be transformed into solids by freezing. Solids can also change directly into gases through the process of sublimation, and gases can likewise change directly into solids through deposition.
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A liquid is a nearly incompressible fluid that conforms to the shape of its container but retains a (nearly) constant volume independent of pressure. The volume is definite if the temperature and pressure are constant. When a solid is heated above its melting point, it becomes liquid, given that the pressure is higher than the triple point of the substance. Intermolecular (or interatomic or interionic) forces are still important, but the molecules have enough energy to move relative to each other and the structure is mobile. This means that the shape of a liquid is not definite but is determined by its container. The volume is usually greater than that of the corresponding solid, the best known exception being water, H2O. The highest temperature at which a given liquid can exist is its critical temperature.[2]
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A gas is a compressible fluid. Not only will a gas conform to the shape of its container but it will also expand to fill the container.
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In a gas, the molecules have enough kinetic energy so that the effect of intermolecular forces is small (or zero for an ideal gas), and the typical distance between neighboring molecules is much greater than the molecular size. A gas has no definite shape or volume, but occupies the entire container in which it is confined. A liquid may be converted to a gas by heating at constant pressure to the boiling point, or else by reducing the pressure at constant temperature.
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At temperatures below its critical temperature, a gas is also called a vapor, and can be liquefied by compression alone without cooling. A vapor can exist in equilibrium with a liquid (or solid), in which case the gas pressure equals the vapor pressure of the liquid (or solid).
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A supercritical fluid (SCF) is a gas whose temperature and pressure are above the critical temperature and critical pressure respectively. In this state, the distinction between liquid and gas disappears. A supercritical fluid has the physical properties of a gas, but its high density confers solvent properties in some cases, which leads to useful applications. For example, supercritical carbon dioxide is used to extract caffeine in the manufacture of decaffeinated coffee.[3]
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Like a gas, plasma does not have definite shape or volume. Unlike gases, plasmas are electrically conductive, produce magnetic fields and electric currents, and respond strongly to electromagnetic forces. Positively charged nuclei swim in a "sea" of freely-moving disassociated electrons, similar to the way such charges exist in conductive metal, where this electron "sea" allows matter in the plasma state to conduct electricity.
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A gas is usually converted to a plasma in one of two ways, e.g., either from a huge voltage difference between two points, or by exposing it to extremely high temperatures. Heating matter to high temperatures causes electrons to leave the atoms, resulting in the presence of free electrons. This creates a so-called partially ionised plasma. At very high temperatures, such as those present in stars, it is assumed that essentially all electrons are "free", and that a very high-energy plasma is essentially bare nuclei swimming in a sea of electrons. This forms the so-called fully ionised plasma.
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|
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The plasma state is often misunderstood, and although not freely existing under normal conditions on Earth, it is quite commonly generated by either lightning, electric sparks, fluorescent lights, neon lights or in plasma televisions. The Sun's corona, some types of flame, and stars are all examples of illuminated matter in the plasma state.
|
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|
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A state of matter is also characterized by phase transitions. A phase transition indicates a change in structure and can be recognized by an abrupt change in properties. A distinct state of matter can be defined as any set of states distinguished from any other set of states by a phase transition. Water can be said to have several distinct solid states.[4] The appearance of superconductivity is associated with a phase transition, so there are superconductive states. Likewise, ferromagnetic states are demarcated by phase transitions and have distinctive properties.
|
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When the change of state occurs in stages the intermediate steps are called mesophases. Such phases have been exploited by the introduction of liquid crystal technology.[5][6]
|
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|
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The state or phase of a given set of matter can change depending on pressure and temperature conditions, transitioning to other phases as these conditions change to favor their existence; for example, solid transitions to liquid with an increase in temperature. Near absolute zero, a substance exists as a solid. As heat is added to this substance it melts into a liquid at its melting point, boils into a gas at its boiling point, and if heated high enough would enter a plasma state in which the electrons are so energized that they leave their parent atoms.
|
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Forms of matter that are not composed of molecules and are organized by different forces can also be considered different states of matter. Superfluids (like Fermionic condensate) and the quark–gluon plasma are examples.
|
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|
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+
In a chemical equation, the state of matter of the chemicals may be shown as (s) for solid, (l) for liquid, and (g) for gas. An aqueous solution is denoted (aq). Matter in the plasma state is seldom used (if at all) in chemical equations, so there is no standard symbol to denote it. In the rare equations that plasma is used it is symbolized as (p).
|
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|
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Glass is a non-crystalline or amorphous solid material that exhibits a glass transition when heated towards the liquid state. Glasses can be made of quite different classes of materials: inorganic networks (such as window glass, made of silicate plus additives), metallic alloys, ionic melts, aqueous solutions, molecular liquids, and polymers.
|
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+
Thermodynamically, a glass is in a metastable state with respect to its crystalline counterpart. The conversion rate, however, is practically zero.
|
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+
|
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A plastic crystal is a molecular solid with long-range positional order but with constituent molecules retaining rotational freedom; in an orientational glass this degree of freedom is frozen in a quenched disordered state.
|
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|
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+
Similarly, in a spin glass magnetic disorder is frozen.
|
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|
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Liquid crystal states have properties intermediate between mobile liquids and ordered solids. Generally, they are able to flow like a liquid, but exhibiting long-range order. For example, the nematic phase consists of long rod-like molecules such as para-azoxyanisole, which is nematic in the temperature range 118–136 °C (244–277 °F).[7] In this state the molecules flow as in a liquid, but they all point in the same direction (within each domain) and cannot rotate freely. Like a crystalline solid, but unlike a liquid, liquid crystals react to polarized light.
|
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+
|
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Other types of liquid crystals are described in the main article on these states. Several types have technological importance, for example, in liquid crystal displays.
|
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+
|
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Transition metal atoms often have magnetic moments due to the net spin of electrons that remain unpaired and do not form chemical bonds. In some solids the magnetic moments on different atoms are ordered and can form a ferromagnet, an antiferromagnet or a ferrimagnet.
|
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|
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In a ferromagnet—for instance, solid iron—the magnetic moment on each atom is aligned in the same direction (within a magnetic domain). If the domains are also aligned, the solid is a permanent magnet, which is magnetic even in the absence of an external magnetic field. The magnetization disappears when the magnet is heated to the Curie point, which for iron is 768 °C (1,414 °F).
|
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|
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An antiferromagnet has two networks of equal and opposite magnetic moments, which cancel each other out so that the net magnetization is zero. For example, in nickel(II) oxide (NiO), half the nickel atoms have moments aligned in one direction and half in the opposite direction.
|
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|
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In a ferrimagnet, the two networks of magnetic moments are opposite but unequal, so that cancellation is incomplete and there is a non-zero net magnetization. An example is magnetite (Fe3O4), which contains Fe2+ and Fe3+ ions with different magnetic moments.
|
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|
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A quantum spin liquid (QSL) is a disordered state in a system of interacting quantum spins which preserves its disorder to very low temperatures, unlike other disordered states. It is not a liquid in physical sense, but a solid whose magnetic order is inherently disordered. The name "liquid" is due to an analogy with the molecular disorder in a conventional liquid. A QSL is neither a ferromagnet, where magnetic domains are parallel, nor an antiferromagnet, where the magnetic domains are antiparallel; instead, the magnetic domains are randomly oriented. This can be realized e.g. by geometrically frustrated magnetic moments that cannot point uniformly parallel or antiparallel. When cooling down and settling to a state, the domain must "choose" an orientation, but if the possible states are similar in energy, one will be chosen randomly. Consequently, despite strong short-range order, there is no long-range magnetic order.
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Copolymers can undergo microphase separation to form a diverse array of periodic nanostructures, as shown in the example of the styrene-butadiene-styrene block copolymer shown at right. Microphase separation can be understood by analogy to the phase separation between oil and water. Due to chemical incompatibility between the blocks, block copolymers undergo a similar phase separation. However, because the blocks are covalently bonded to each other, they cannot demix macroscopically as water and oil can, and so instead the blocks form nanometre-sized structures. Depending on the relative lengths of each block and the overall block topology of the polymer, many morphologies can be obtained, each its own phase of matter.
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Ionic liquids also display microphase separation. The anion and cation are not necessarily compatible and would demix otherwise, but electric charge attraction prevents them from separating. Their anions and cations appear to diffuse within compartmentalized layers or micelles instead of freely as in a uniform liquid.[8]
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Close to absolute zero, some liquids form a second liquid state described as superfluid because it has zero viscosity (or infinite fluidity; i.e., flowing without friction). This was discovered in 1937 for helium, which forms a superfluid below the lambda temperature of 2.17 K (−270.98 °C; −455.76 °F). In this state it will attempt to "climb" out of its container.[9] It also has infinite thermal conductivity so that no temperature gradient can form in a superfluid. Placing a superfluid in a spinning container will result in quantized vortices.
|
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|
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These properties are explained by the theory that the common isotope helium-4 forms a Bose–Einstein condensate (see next section) in the superfluid state. More recently, Fermionic condensate superfluids have been formed at even lower temperatures by the rare isotope helium-3 and by lithium-6.[10]
|
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|
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+
In 1924, Albert Einstein and Satyendra Nath Bose predicted the "Bose–Einstein condensate" (BEC), sometimes referred to as the fifth state of matter. In a BEC, matter stops behaving as independent particles, and collapses into a single quantum state that can be described with a single, uniform wavefunction.
|
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|
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In the gas phase, the Bose–Einstein condensate remained an unverified theoretical prediction for many years. In 1995, the research groups of Eric Cornell and Carl Wieman, of JILA at the University of Colorado at Boulder, produced the first such condensate experimentally. A Bose–Einstein condensate is "colder" than a solid. It may occur when atoms have very similar (or the same) quantum levels, at temperatures very close to absolute zero, −273.15 °C (−459.67 °F).
|
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|
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A fermionic condensate is similar to the Bose–Einstein condensate but composed of fermions. The Pauli exclusion principle prevents fermions from entering the same quantum state, but a pair of fermions can behave as a boson, and multiple such pairs can then enter the same quantum state without restriction.
|
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One of the metastable states of strongly non-ideal plasma is Rydberg matter, which forms upon condensation of excited atoms. These atoms can also turn into ions and electrons if they reach a certain temperature. In April 2009, Nature reported the creation of Rydberg molecules from a Rydberg atom and a ground state atom,[11] confirming that such a state of matter could exist.[12] The experiment was performed using ultracold rubidium atoms.
|
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|
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A quantum Hall state gives rise to quantized Hall voltage measured in the direction perpendicular to the current flow. A quantum spin Hall state is a theoretical phase that may pave the way for the development of electronic devices that dissipate less energy and generate less heat. This is a derivation of the Quantum Hall state of matter.
|
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|
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Photonic matter is a phenomenon where photons interacting with a gas develop apparent mass, and can interact with each other, even forming photonic "molecules". The source of mass is the gas, which is massive. This is in contrast to photons moving in empty space, which have no rest mass, and cannot interact.
|
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A "quantum fog" of electrons and holes that flow around each other and even ripple like a liquid, rather than existing as discrete pairs.[13]
|
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+
Under extremely high pressure, as in the cores of dead stars, ordinary matter undergoes a transition to a series of exotic states of matter collectively known as degenerate matter, which are supported mainly by quantum mechanical effects. In physics, "degenerate" refers to two states that have the same energy and are thus interchangeable. Degenerate matter is supported by the Pauli exclusion principle, which prevents two fermionic particles from occupying the same quantum state. Unlike regular plasma, degenerate plasma expands little when heated, because there are simply no momentum states left. Consequently, degenerate stars collapse into very high densities. More massive degenerate stars are smaller, because the gravitational force increases, but pressure does not increase proportionally.
|
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Electron-degenerate matter is found inside white dwarf stars. Electrons remain bound to atoms but are able to transfer to adjacent atoms. Neutron-degenerate matter is found in neutron stars. Vast gravitational pressure compresses atoms so strongly that the electrons are forced to combine with protons via inverse beta-decay, resulting in a superdense conglomeration of neutrons. Normally free neutrons outside an atomic nucleus will decay with a half life of just under 15 minutes, but in a neutron star, the decay is overtaken by inverse decay. Cold degenerate matter is also present in planets such as Jupiter and in the even more massive brown dwarfs, which are expected to have a core with metallic hydrogen. Because of the degeneracy, more massive brown dwarfs are not significantly larger. In metals, the electrons can be modeled as a degenerate gas moving in a lattice of non-degenerate positive ions.
|
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|
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In regular cold matter, quarks, fundamental particles of nuclear matter, are confined by the strong force into hadrons that consist of 2–4 quarks, such as protons and neutrons. Quark matter or quantum chromodynanamical (QCD) matter is a group of phases where the strong force is overcome and quarks are deconfined and free to move. Quark matter phases occur at extremely high densities or temperatures, and there are no known ways to produce them in equilibrium in the laboratory; in ordinary conditions, any quark matter formed immediately undergoes radioactive decay.
|
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+
|
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+
Strange matter is a type of quark matter that is suspected to exist inside some neutron stars close to the Tolman–Oppenheimer–Volkoff limit (approximately 2–3 solar masses), although there is no direct evidence of its existence. In strange matter, part of the energy available manifests as strange quarks, a heavier analogue of the common down quark. It may be stable at lower energy states once formed, although this is not known.
|
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+
|
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+
Quark–gluon plasma is a very high-temperature phase in which quarks become free and able to move independently, rather than being perpetually bound into particles, in a sea of gluons, subatomic particles that transmit the strong force that binds quarks together. This is analogous to the liberation of electrons from atoms in a plasma. This state is briefly attainable in extremely high-energy heavy ion collisions in particle accelerators, and allows scientists to observe the properties of individual quarks, and not just theorize. Quark–gluon plasma was discovered at CERN in 2000. Unlike plasma, which flows like a gas, interactions within QGP are strong and it flows like a liquid.
|
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|
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+
At high densities but relatively low temperatures, quarks are theorized to form a quark liquid whose nature is presently unknown. It forms a distinct color-flavor locked (CFL) phase at even higher densities. This phase is superconductive for color charge. These phases may occur in neutron stars but they are presently theoretical.
|
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+
|
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+
Color-glass condensate is a type of matter theorized to exist in atomic nuclei traveling near the speed of light. According to Einstein's theory of relativity, a high-energy nucleus appears length contracted, or compressed, along its direction of motion. As a result, the gluons inside the nucleus appear to a stationary observer as a "gluonic wall" traveling near the speed of light. At very high energies, the density of the gluons in this wall is seen to increase greatly. Unlike the quark–gluon plasma produced in the collision of such walls, the color-glass condensate describes the walls themselves, and is an intrinsic property of the particles that can only be observed under high-energy conditions such as those at RHIC and possibly at the Large Hadron Collider as well.
|
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|
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+
Various theories predict new states of matter at very high energies. An unknown state has created the baryon asymmetry in the universe, but little is known about it. In string theory, a Hagedorn temperature is predicted for superstrings at about 1030 K, where superstrings are copiously produced. At Planck temperature (1032 K), gravity becomes a significant force between individual particles. No current theory can describe these states and they cannot be produced with any foreseeable experiment. However, these states are important in cosmology because the universe may have passed through these states in the Big Bang.
|
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|
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+
The gravitational singularity predicted by general relativity to exist at the center of a black hole is not a phase of matter; it is not a material object at all (although the mass-energy of matter contributed to its creation) but rather a property of spacetime. Because spacetime breaks down there, the singularity should not be thought of as a localized structure, but as a global, topological feature of spacetime.[14] It has been argued that elementary particles are fundamentally not material, either, but are localized properties of spacetime.[15]. In quantum gravity, singularities may in fact mark transitions to a new phase of matter.[16]
|
102 |
+
|
103 |
+
A supersolid is a spatially ordered material (that is, a solid or crystal) with superfluid properties. Similar to a superfluid, a supersolid is able to move without friction but retains a rigid shape. Although a supersolid is a solid, it exhibits so many characteristic properties different from other solids that many argue it is another state of matter.[17]
|
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+
|
105 |
+
In a string-net liquid, atoms have apparently unstable arrangement, like a liquid, but are still consistent in overall pattern, like a solid. When in a normal solid state, the atoms of matter align themselves in a grid pattern, so that the spin of any electron is the opposite of the spin of all electrons touching it. But in a string-net liquid, atoms are arranged in some pattern that requires some electrons to have neighbors with the same spin. This gives rise to curious properties, as well as supporting some unusual proposals about the fundamental conditions of the universe itself.
|
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|
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+
A superglass is a phase of matter characterized, at the same time, by superfluidity and a frozen amorphous structure.
|
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Phaseolus vulgaris, also known as the common bean[2] and French bean,[3] is a herbaceous annual plant grown worldwide for its edible dry seeds or unripe fruit (both commonly called beans). The main categories of common beans, on the basis of use, are dry beans (seeds harvested at complete maturity), snap beans (tender pods with reduced fibre harvested before the seed development phase) and shell (shelled) beans (seeds harvested at physiological maturity). Its leaf is also occasionally used as a vegetable and the straw as fodder. Its botanical classification, along with other Phaseolus species, is as a member of the legume family Fabaceae. Like most members of this family, common beans acquire the nitrogen they require through an association with rhizobia, which are nitrogen-fixing bacteria.
|
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|
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The common bean is a highly variable species that has a long history of cultivation. All wild members of the species have a climbing habit,[4] but many cultivars are classified either as bush beans or dwarf beans, or as pole beans or climbing beans, depending on their style of growth. These include the kidney bean, the navy bean, the pinto bean, and the wax bean.[5] The other major types of commercially grown bean are the runner bean (Phaseolus coccineus) and the broad bean (Vicia faba). Beans are grown on every continent except Antarctica. Worldwide, 27 million tonnes of dried beans and 24 million tonnes of green beans were grown in 2016.[6] In 2016, Myanmar was the largest producer of dried beans, while China produced 79% of the world total of green beans.
|
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|
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+
The wild P. vulgaris is native to the Americas. It was originally believed that it had been domesticated separately in Mesoamerica and in the southern Andes region, giving the domesticated bean two gene pools.[7] However, recent genetic analyses show that it was actually domesticated in Mesoamerica first, and traveled south, probably along with squash and maize (corn). The three Mesoamerican crops constitute the "Three Sisters" central to indigenous North American agriculture.
|
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+
|
9 |
+
The common bean is a highly variable species with a long history. Bush varieties form erect bushes 20–60 cm (8–20 in) tall, while pole or running varieties form vines 2–3 m (7–10 ft) long. All varieties bear alternate, green or purple leaves, which are divided into three oval, smooth-edged leaflets, each 6–15 cm (2–6 in) long and 3–11 cm (1–4 in) wide. The white, pink, or purple flowers are about 1 cm long, and they give way to pods 8–20 cm (3–8 in) long and 1–1.5 cm wide. These may be green, yellow, black, or purple in color, each containing 4–6 beans. The beans are smooth, plump, kidney-shaped, up to 1.5 cm long, range widely in color, and are often mottled in two or more colors. Raw or undercooked beans contain a toxic protein called phytohaemagglutinin.[8]:254
|
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Similar to other beans, the common bean is high in starch, protein, and dietary fiber, and is an excellent source of iron, potassium, selenium, thiamine, vitamin B6, and folate.[citation needed]
|
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+
|
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+
Dry beans will keep indefinitely if stored in a cool, dry place, but as time passes, their nutritive value and flavor degrade and cooking times lengthen. Dried beans are almost always cooked by boiling, often after being soaked in water for several hours. While the soaking is not strictly necessary, it shortens cooking time and results in more evenly textured beans. In addition, soaking beans removes 5 to 10% of the gas-producing sugars that can cause flatulence for some people.[9] The methods include simple overnight soaking and the power soak method in which beans are boiled for three minutes and then set aside for 2–4 hours. Before cooking, the soaking water is drained off and discarded. Dry common beans take longer to cook than most pulses: cooking times vary from one to four hours, but are substantially reduced with pressure cooking.
|
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In Mexico, Central America, and South America, the traditional spice used with beans is epazote, which is also said to aid digestion. In East Asia, a type of seaweed, kombu, is added to beans as they cook for the same purpose. Salt, sugar, and acidic foods such as tomatoes may harden uncooked beans, resulting in seasoned beans at the expense of slightly longer cooking times.
|
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|
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+
Dry beans may also be bought cooked and canned as refried beans, or whole with water, salt, and sometimes sugar.
|
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+
|
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+
The three commonly known types of green beans are string or snap beans, which may be round or have a flat pod; stringless or French beans, which lack a tough, fibrous string running along the length of the pod; and runner beans, which belong to a separate species, Phaseolus coccineus. Green beans may have a purple rather than green pod, which changes to green when cooked.[10] Wax beans are P. vulgaris beans that have a yellow[4] or white pod. Wax bean cultivars are commonly grown;[4] the plants are often of the bush or dwarf form.[4]
|
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+
|
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+
As the name implies, snap beans break easily when the pod is bent, giving off a distinct audible snap sound. The pods of snap beans (green, yellow and purple in colour) are harvested when they are rapidly growing, fleshy, tender (not tough and stringy), bright in colour, and the seeds are small and underdeveloped (8 to 10 days after flowering).
|
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+
|
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+
Compared to dry beans, green and wax beans provide less starch and protein and more vitamin A and vitamin C.[citation needed] Green beans and wax beans are often steamed, boiled, stir-fried, or baked in casseroles.
|
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+
|
25 |
+
Shell, shelled, or shelling beans are beans removed from their pods before being cooked or dried. Common beans can be used as shell beans, but the term also refers to other species of beans whose pods are not typically eaten, such as lima beans, soybeans, peas, and fava beans. Fresh shell beans are nutritionally similar to dry beans, but are prepared more like a vegetable, often being steamed, fried, or made into soups.[citation needed]
|
26 |
+
|
27 |
+
The nuña is an Andean subspecies, P. v. subsp. nunas (formerly P. vulgaris Nuñas group), with round, multicolored seeds that resemble pigeon eggs. When cooked on high heat, the bean explodes, exposing the inner part, in the manner of popcorn and other puffed grains.[citation needed]
|
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+
|
29 |
+
Some scientists have proposed Mesoamerica as a possible origin for the common bean. Scientists disagree over whether the common bean was a product of one or multiple domestication events. Over time two diverse gene pools emerged: the Andean gene pool from Southern Peru to Northwest Argentina and the Mesoamerican gene pool between Mexico and Colombia.[11]
|
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+
|
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+
Large-seeded varieties of the domesticated bean have been found in the highlands of Peru, dating to 2300 BC, and spreading to the coastal regions by around 500 BC.[12] Small-seeded varieties were found in sites in Mexico, dating to 300 BC, which then spread north and east of the Mississippi River by 1000 AD.[12]
|
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+
|
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+
Many well-known bean cultivars and varieties belong to this species, and the list below is in no way exhaustive. Both bush and running (pole) cultivars/varieties exist. The colors and shapes of pods and seeds vary over a wide range.
|
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+
|
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+
In 2016, world production of green beans was 23.6 million tonnes, led by China with 79% of the total (table). World dried bean production in 2016 was 26.8 million tonnes, with Myanmar, India, and Brazil as leading producers (table).
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The toxic compound phytohaemagglutinin, a lectin, is present in many common bean varieties, but is especially concentrated in red kidney beans. White kidney beans contain about a third as much toxin as the red variety; broad beans (Vicia faba) contain 5 to 10% as much as red kidney beans.[8]
|
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+
|
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+
Phytohaemagglutinin can be deactivated by cooking beans for ten minutes at boiling point (100 °C, 212 °F). Insufficient cooking, such as in a slow cooker at 80 °C/ 176 °F, however, is not sufficient to deactivate all toxin.[27] To safely cook the beans, the U.S Food and Drug Administration recommends boiling for 30 minutes to ensure they reach a sufficient temperature for long enough to completely destroy the toxin.[28] For dry beans, the FDA also recommends an initial soak of at least 5 hours in water which should then be discarded.[8] Outbreaks of poisoning have been associated with cooking kidney beans in slow cookers.[8]
|
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|
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+
The primary symptoms of phytohaemagglutinin poisoning are nausea, vomiting, and diarrhea. Onset is from one to three hours after consumption of improperly prepared beans, and symptoms typically resolve within a few hours.[8] Consumption of as few as four or five raw, soaked kidney beans can cause symptoms.[8] Canned red kidney beans, though, are safe to use immediately, as they have already been cooked.[29][30][31]
|
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+
|
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+
Beans are high in purines, which are metabolized to uric acid. Uric acid is not a toxin as such, but may promote the development or exacerbation of gout. However, more recent research has questioned this association, finding that moderate intake of purine-rich foods is not associated with increased risk of gout.[32]
|
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Bean leaves have been used to trap bedbugs in houses.[33] Microscopic hairs (trichomes) on the bean leaves entrap the insects.[33]
|
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|
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+
From ancient times, beans were used as device in various methods of divination. Fortune-telling using beans is called favomancy.
|
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The Moon is an astronomical body orbiting Earth and is the planet's only natural satellite. It is the fifth-largest satellite in the Solar System, and by far[13] the largest among planetary satellites relative to the size of the planet that it orbits.[f] The Moon is, after Jupiter's satellite Io, the second-densest satellite in the Solar System among those whose densities are known.
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The Moon is thought to have formed about 4.51 billion years ago, not long after Earth. The most widely accepted explanation is that the Moon formed from the debris left over after a giant impact between Earth and a hypothetical Mars-sized body called Theia. New research of Moon rocks, although not rejecting the Theia hypothesis, suggests that the Moon may be older than previously thought.[14]
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The Moon is in synchronous rotation with Earth, and thus always shows the same side to Earth, the near side. Because of libration, slightly more than half (about 59%) of the total lunar surface can be viewed from Earth.[15] The near side is marked by dark volcanic maria that fill the spaces between the bright ancient crustal highlands and the prominent impact craters. After the Sun, the Moon is the second-brightest celestial object regularly visible in Earth's sky. Its surface is actually dark, although compared to the night sky it appears very bright, with a reflectance just slightly higher than that of worn asphalt. Its gravitational influence produces the ocean tides, body tides, and the slight lengthening of the day.
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The Moon's average orbital distance is 384,402 km (238,856 mi),[16][17] or 1.28 light-seconds. This is about thirty times the diameter of Earth. The Moon's apparent size in the sky is almost the same as that of the Sun, since the star is about 400 times the lunar distance and diameter. Therefore, the Moon covers the Sun nearly precisely during a total solar eclipse. This matching of apparent visual size will not continue in the far future because the Moon's distance from Earth is gradually increasing.
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The Moon was first reached by a human-made object in September 1959, when the Soviet Union's Luna 2, an uncrewed spacecraft, was intentionally crashed onto the lunar surface. This accomplishment was followed by the first successful soft landing on the Moon by Luna 9 in 1966. The United States' NASA Apollo program achieved the only human lunar missions to date, beginning with the first human orbital mission by Apollo 8 in 1968, and six human landings between 1969 and 1972, with the first being Apollo 11 in July 1969. These missions returned lunar rocks which have been used to develop a geological understanding of the Moon's origin, internal structure, and the Moon's later history. Since the 1972 Apollo 17 mission, the Moon has been visited only by un-crewed spacecraft.
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Both the Moon's natural prominence in the earthly sky and its regular cycle of phases as seen from Earth have provided cultural references and influences for human societies and cultures since time immemorial. Such cultural influences can be found in language, lunar calendar systems, art, and mythology.
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The usual English proper name for Earth's natural satellite is simply the Moon, with a capital M.[18][19] The noun moon is derived from Old English mōna, which (like all its Germanic cognates) stems from Proto-Germanic *mēnōn,[20] which in turn comes from Proto-Indo-European *mēnsis "month"[21] (from earlier *mēnōt, genitive *mēneses) which may be related to the verb "measure" (of time).[22]
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Occasionally, the name Luna /ˈluːnə/ is used in scientific writing[23] and especially in science fiction to distinguish the Earth's moon from others, while in poetry "Luna" has been used to denote personification of Earth's moon.[24] Cynthia /ˈsɪnθiə/ is another poetic name, though rare, for the Moon personified as a goddess,[25] while Selene /səˈliːniː/ (literally "Moon") is the Greek goddess of the Moon.
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The usual English adjective pertaining to the Moon is "lunar", derived from the Latin word for the Moon, lūna. The adjective selenian /səliːniən/,[26] derived from the Greek word for the Moon, σελήνη selēnē, and used to describe the Moon as a world rather than as an object in the sky, is rare,[27] while its cognate selenic was originally a rare synonym[28] but now nearly always refers to the chemical element selenium.[29] The Greek word for the Moon does however provide us with the prefix seleno-, as in selenography, the study of the physical features of the Moon, as well as the element name selenium.[30][31]
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The Greek goddess of the wilderness and the hunt, Artemis, equated with the Roman Diana, one of whose symbols was the Moon and who was often regarded as the goddess of the Moon, was also called Cynthia, from her legendary birthplace on Mount Cynthus.[32] These names – Luna, Cynthia and Selene – are reflected in technical terms for lunar orbits such as apolune, pericynthion and selenocentric.
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The Moon formed 4.51 billion years ago,[g] some 60 million years after the origin of the Solar System. Several forming mechanisms have been proposed,[33] including the fission of the Moon from Earth's crust through centrifugal force[34] (which would require too great an initial spin of Earth),[35] the gravitational capture of a pre-formed Moon[36] (which would require an unfeasibly extended atmosphere of Earth to dissipate the energy of the passing Moon),[35] and the co-formation of Earth and the Moon together in the primordial accretion disk (which does not explain the depletion of metals in the Moon).[35] These hypotheses also cannot account for the high angular momentum of the Earth–Moon system.[37]
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The prevailing hypothesis is that the Earth–Moon system formed after an impact of a Mars-sized body (named Theia) with the proto-Earth (giant impact). The impact blasted material into Earth's orbit and then the material accreted and formed the Moon.[38][39]
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The Moon's far side has a crust that is 50 km (31 mi) thicker than that of the near side. This is thought to be because the Moon fused from two different bodies.
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This hypothesis, although not perfect, perhaps best explains the evidence. Eighteen months prior to an October 1984 conference on lunar origins, Bill Hartmann, Roger Phillips, and Jeff Taylor challenged fellow lunar scientists: "You have eighteen months. Go back to your Apollo data, go back to your computer, do whatever you have to, but make up your mind. Don't come to our conference unless you have something to say about the Moon's birth." At the 1984 conference at Kona, Hawaii, the giant impact hypothesis emerged as the most consensual theory.
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Before the conference, there were partisans of the three "traditional" theories, plus a few people who were starting to take the giant impact seriously, and there was a huge apathetic middle who didn't think the debate would ever be resolved. Afterward, there were essentially only two groups: the giant impact camp and the agnostics.[40]
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Giant impacts are thought to have been common in the early Solar System. Computer simulations of giant impacts have produced results that are consistent with the mass of the lunar core and the angular momentum of the Earth–Moon system. These simulations also show that most of the Moon derived from the impactor, rather than the proto-Earth.[41] However, more recent simulations suggest a larger fraction of the Moon derived from the proto-Earth.[42][43][44][45] Other bodies of the inner Solar System such as Mars and Vesta have, according to meteorites from them, very different oxygen and tungsten isotopic compositions compared to Earth. However, Earth and the Moon have nearly identical isotopic compositions. The isotopic equalization of the Earth-Moon system might be explained by the post-impact mixing of the vaporized material that formed the two,[46] although this is debated.[47]
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The impact released a lot of energy and then the released material re-accreted into the Earth–Moon system. This would have melted the outer shell of Earth, and thus formed a magma ocean.[48][49] Similarly, the newly formed Moon would also have been affected and had its own lunar magma ocean; its depth is estimated from about 500 km (300 miles) to 1,737 km (1,079 miles).[48]
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While the giant impact hypothesis might explain many lines of evidence, some questions are still unresolved, most of which involve the Moon's composition.[50]
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In 2001, a team at the Carnegie Institute of Washington reported the most precise measurement of the isotopic signatures of lunar rocks.[51] The rocks from the Apollo program had the same isotopic signature as rocks from Earth, differing from almost all other bodies in the Solar System. This observation was unexpected, because most of the material that formed the Moon was thought to come from Theia and it was announced in 2007 that there was less than a 1% chance that Theia and Earth had identical isotopic signatures.[52] Other Apollo lunar samples had in 2012 the same titanium isotopes composition as Earth,[53] which conflicts with what is expected if the Moon formed far from Earth or is derived from Theia. These discrepancies may be explained by variations of the giant impact hypothesis.
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The Moon is a very slightly scalene ellipsoid due to tidal stretching, with its long axis displaced 30° from facing the Earth (due to gravitational anomalies from impact basins). Its shape is more elongated than current tidal forces can account for. This 'fossil bulge' indicates that the Moon solidified when it orbited at half its current distance to the Earth, and that it is now too cold for its shape to adjust to its orbit.[54]
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The Moon is a differentiated body. It has a geochemically distinct crust, mantle, and core. The Moon has a solid iron-rich inner core with a radius possibly as small as 240 kilometres (150 mi) and a fluid outer core primarily made of liquid iron with a radius of roughly 300 kilometres (190 mi). Around the core is a partially molten boundary layer with a radius of about 500 kilometres (310 mi).[56][57] This structure is thought to have developed through the fractional crystallization of a global magma ocean shortly after the Moon's formation 4.5 billion years ago.[58]
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Crystallization of this magma ocean would have created a mafic mantle from the precipitation and sinking of the minerals olivine, clinopyroxene, and orthopyroxene; after about three-quarters of the magma ocean had crystallised, lower-density plagioclase minerals could form and float into a crust atop.[59] The final liquids to crystallise would have been initially sandwiched between the crust and mantle, with a high abundance of incompatible and heat-producing elements.[1]
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Consistent with this perspective, geochemical mapping made from orbit suggests the crust of mostly anorthosite.[12] The Moon rock samples of the flood lavas that erupted onto the surface from partial melting in the mantle confirm the mafic mantle composition, which is more iron-rich than that of Earth.[1]
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The crust is on average about 50 kilometres (31 mi) thick.[1]
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The Moon is the second-densest satellite in the Solar System, after Io.[60] However, the inner core of the Moon is small, with a radius of about 350 kilometres (220 mi) or less,[1] around 20% of the radius of the Moon. Its composition is not well understood, but is probably metallic iron alloyed with a small amount of sulphur and nickel; analyses of the Moon's time-variable rotation suggest that it is at least partly molten.[61]
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The topography of the Moon has been measured with laser altimetry and stereo image analysis.[62] Its most visible topographic feature is the giant far-side South Pole–Aitken basin, some 2,240 km (1,390 mi) in diameter, the largest crater on the Moon and the second-largest confirmed impact crater in the Solar System.[63][64] At 13 km (8.1 mi) deep, its floor is the lowest point on the surface of the Moon.[63][65] The highest elevations of the surface are located directly to the northeast, and it has been suggested might have been thickened by the oblique formation impact of the South Pole–Aitken basin.[66] Other large impact basins such as Imbrium, Serenitatis, Crisium, Smythii, and Orientale also possess regionally low elevations and elevated rims.[63] The far side of the lunar surface is on average about 1.9 km (1.2 mi) higher than that of the near side.[1]
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The discovery of fault scarp cliffs by the Lunar Reconnaissance Orbiter suggest that the Moon has shrunk within the past billion years, by about 90 metres (300 ft).[67] Similar shrinkage features exist on Mercury. A recent study of over 12000 images from the orbiter has observed that Mare Frigoris near the north pole, a vast basin assumed to be geologically dead, has been cracking and shifting. Since the Moon doesn't have tectonic plates, its tectonic activity is slow and cracks develop as it loses heat over the years.[68]
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The dark and relatively featureless lunar plains, clearly seen with the naked eye, are called maria (Latin for "seas"; singular mare), as they were once believed to be filled with water;[69] they are now known to be vast solidified pools of ancient basaltic lava. Although similar to terrestrial basalts, lunar basalts have more iron and no minerals altered by water.[70] The majority of these lavas erupted or flowed into the depressions associated with impact basins. Several geologic provinces containing shield volcanoes and volcanic domes are found within the near side "maria".[71]
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Almost all maria are on the near side of the Moon, and cover 31% of the surface of the near side,[72] compared with 2% of the far side.[73] This is thought to be due to a concentration of heat-producing elements under the crust on the near side, seen on geochemical maps obtained by Lunar Prospector's gamma-ray spectrometer, which would have caused the underlying mantle to heat up, partially melt, rise to the surface and erupt.[59][74][75] Most of the Moon's mare basalts erupted during the Imbrian period, 3.0–3.5 billion years ago, although some radiometrically dated samples are as old as 4.2 billion years.[76] Until recently, the youngest eruptions, dated by crater counting, appeared to have been only 1.2 billion years ago.[77] In 2006, a study of Ina, a tiny depression in Lacus Felicitatis, found jagged, relatively dust-free features that, because of the lack of erosion by infalling debris, appeared to be only 2 million years old.[78] Moonquakes and releases of gas also indicate some continued lunar activity.[78] In 2014 NASA announced "widespread evidence of young lunar volcanism" at 70 irregular mare patches identified by the Lunar Reconnaissance Orbiter, some less than 50 million years old. This raises the possibility of a much warmer lunar mantle than previously believed, at least on the near side where the deep crust is substantially warmer because of the greater concentration of radioactive elements.[79][80][81][82] Just prior to this, evidence has been presented for 2–10 million years younger basaltic volcanism inside the crater Lowell,[83][84] Orientale basin, located in the transition zone between the near and far sides of the Moon. An initially hotter mantle and/or local enrichment of heat-producing elements in the mantle could be responsible for prolonged activities also on the far side in the Orientale basin.[85][86]
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The lighter-colored regions of the Moon are called terrae, or more commonly highlands, because they are higher than most maria. They have been radiometrically dated to having formed 4.4 billion years ago, and may represent plagioclase cumulates of the lunar magma ocean.[76][77] In contrast to Earth, no major lunar mountains are believed to have formed as a result of tectonic events.[87]
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The concentration of maria on the Near Side likely reflects the substantially thicker crust of the highlands of the Far Side, which may have formed in a slow-velocity impact of a second moon of Earth a few tens of millions of years after their formation.[88][89]
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The other major geologic process that has affected the Moon's surface is impact cratering,[90] with craters formed when asteroids and comets collide with the lunar surface. There are estimated to be roughly 300,000 craters wider than 1 km (0.6 mi) on the Moon's near side alone.[91] The lunar geologic timescale is based on the most prominent impact events, including Nectaris, Imbrium, and Orientale, structures characterized by multiple rings of uplifted material, between hundreds and thousands of kilometers in diameter and associated with a broad apron of ejecta deposits that form a regional stratigraphic horizon.[92] The lack of an atmosphere, weather and recent geological processes mean that many of these craters are well-preserved. Although only a few multi-ring basins have been definitively dated, they are useful for assigning relative ages. Because impact craters accumulate at a nearly constant rate, counting the number of craters per unit area can be used to estimate the age of the surface.[92] The radiometric ages of impact-melted rocks collected during the Apollo missions cluster between 3.8 and 4.1 billion years old: this has been used to propose a Late Heavy Bombardment of impacts.[93]
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Blanketed on top of the Moon's crust is a highly comminuted (broken into ever smaller particles) and impact gardened surface layer called regolith, formed by impact processes. The finer regolith, the lunar soil of silicon dioxide glass, has a texture resembling snow and a scent resembling spent gunpowder.[94] The regolith of older surfaces is generally thicker than for younger surfaces: it varies in thickness from 10–20 km (6.2–12.4 mi) in the highlands and 3–5 km (1.9–3.1 mi) in the maria.[95]
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Beneath the finely comminuted regolith layer is the megaregolith, a layer of highly fractured bedrock many kilometers thick.[96]
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Comparison of high-resolution images obtained by the Lunar Reconnaissance Orbiter has shown a contemporary crater-production rate significantly higher than previously estimated. A secondary cratering process caused by distal ejecta is thought to churn the top two centimeters of regolith a hundred times more quickly than previous models suggested – on a timescale of 81,000 years.[97][98]
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Lunar swirls are enigmatic features found across the Moon's surface. They are characterized by a high albedo, appear optically immature (i.e. the optical characteristics of a relatively young regolith), and have often a sinuous shape. Their shape is often accentuated by low albedo regions that wind between the bright swirls.
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Liquid water cannot persist on the lunar surface. When exposed to solar radiation, water quickly decomposes through a process known as photodissociation and is lost to space. However, since the 1960s, scientists have hypothesized that water ice may be deposited by impacting comets or possibly produced by the reaction of oxygen-rich lunar rocks, and hydrogen from solar wind, leaving traces of water which could possibly persist in cold, permanently shadowed craters at either pole on the Moon.[99][100] Computer simulations suggest that up to 14,000 km2 (5,400 sq mi) of the surface may be in permanent shadow.[101] The presence of usable quantities of water on the Moon is an important factor in rendering lunar habitation as a cost-effective plan; the alternative of transporting water from Earth would be prohibitively expensive.[102]
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In years since, signatures of water have been found to exist on the lunar surface.[103] In 1994, the bistatic radar experiment located on the Clementine spacecraft, indicated the existence of small, frozen pockets of water close to the surface. However, later radar observations by Arecibo, suggest these findings may rather be rocks ejected from young impact craters.[104] In 1998, the neutron spectrometer on the Lunar Prospector spacecraft showed that high concentrations of hydrogen are present in the first meter of depth in the regolith near the polar regions.[105] Volcanic lava beads, brought back to Earth aboard Apollo 15, showed small amounts of water in their interior.[106]
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The 2008 Chandrayaan-1 spacecraft has since confirmed the existence of surface water ice, using the on-board Moon Mineralogy Mapper. The spectrometer observed absorption lines common to hydroxyl, in reflected sunlight, providing evidence of large quantities of water ice, on the lunar surface. The spacecraft showed that concentrations may possibly be as high as 1,000 ppm.[107] Using the mapper's reflectance spectra, indirect lighting of areas in shadow confirmed water ice within 20° latitude of both poles in 2018.[108] In 2009, LCROSS sent a 2,300 kg (5,100 lb) impactor into a permanently shadowed polar crater, and detected at least 100 kg (220 lb) of water in a plume of ejected material.[109][110] Another examination of the LCROSS data showed the amount of detected water to be closer to 155 ± 12 kg (342 ± 26 lb).[111]
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In May 2011, 615–1410 ppm water in melt inclusions in lunar sample 74220 was reported,[112] the famous high-titanium "orange glass soil" of volcanic origin collected during the Apollo 17 mission in 1972. The inclusions were formed during explosive eruptions on the Moon approximately 3.7 billion years ago. This concentration is comparable with that of magma in Earth's upper mantle. Although of considerable selenological interest, this announcement affords little comfort to would-be lunar colonists – the sample originated many kilometers below the surface, and the inclusions are so difficult to access that it took 39 years to find them with a state-of-the-art ion microprobe instrument.
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Analysis of the findings of the Moon Mineralogy Mapper (M3) revealed in August 2018 for the first time "definitive evidence" for water-ice on the lunar surface.[113][114] The data revealed the distinct reflective signatures of water-ice, as opposed to dust and other reflective substances.[115] The ice deposits were found on the North and South poles, although it is more abundant in the South, where water is trapped in permanently shadowed craters and crevices, allowing it to persist as ice on the surface since they are shielded from the sun.[113][115]
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The gravitational field of the Moon has been measured through tracking the Doppler shift of radio signals emitted by orbiting spacecraft. The main lunar gravity features are mascons, large positive gravitational anomalies associated with some of the giant impact basins, partly caused by the dense mare basaltic lava flows that fill those basins.[116][117] The anomalies greatly influence the orbit of spacecraft about the Moon. There are some puzzles: lava flows by themselves cannot explain all of the gravitational signature, and some mascons exist that are not linked to mare volcanism.[118]
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The Moon has an external magnetic field of generally less than 0.2 nanoteslas,[119] or less than one hundred thousandth that of Earth. The Moon does not currently have a global dipolar magnetic field and only has crustal magnetization likely acquired early in its history when a dynamo was still operating.[120][121] However, early in its history, 4 billion years ago, its magnetic field strength was likely close to that of Earth today.[119] This early dynamo field apparently expired by about one billion years ago, after the lunar core had completely crystallized.[119] Theoretically, some of the remnant magnetization may originate from transient magnetic fields generated during large impacts through the expansion of plasma clouds. These clouds are generated during large impacts in an ambient magnetic field. This is supported by the location of the largest crustal magnetizations situated near the antipodes of the giant impact basins.[122]
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The Moon has an atmosphere so tenuous as to be nearly vacuum, with a total mass of less than 10 tonnes (9.8 long tons; 11 short tons).[125] The surface pressure of this small mass is around 3 × 10−15 atm (0.3 nPa); it varies with the lunar day. Its sources include outgassing and sputtering, a product of the bombardment of lunar soil by solar wind ions.[12][126] Elements that have been detected include sodium and potassium, produced by sputtering (also found in the atmospheres of Mercury and Io); helium-4 and neon[127] from the solar wind; and argon-40, radon-222, and polonium-210, outgassed after their creation by radioactive decay within the crust and mantle.[128][129] The absence of such neutral species (atoms or molecules) as oxygen, nitrogen, carbon, hydrogen and magnesium, which are present in the regolith, is not understood.[128] Water vapor has been detected by Chandrayaan-1 and found to vary with latitude, with a maximum at ~60–70 degrees; it is possibly generated from the sublimation of water ice in the regolith.[130] These gases either return into the regolith because of the Moon's gravity or are lost to space, either through solar radiation pressure or, if they are ionized, by being swept away by the solar wind's magnetic field.[128]
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A permanent asymmetric Moon dust cloud exists around the Moon, created by small particles from comets. Estimates are 5 tons of comet particles strike the Moon's surface every 24 hours. The particles striking the Moon's surface eject Moon dust above the Moon. The dust stays above the Moon approximately 10 minutes, taking 5 minutes to rise, and 5 minutes to fall. On average, 120 kilograms of dust are present above the Moon, rising to 100 kilometers above the surface. The dust measurements were made by LADEE's Lunar Dust EXperiment (LDEX), between 20 and 100 kilometers above the surface, during a six-month period. LDEX detected an average of one 0.3 micrometer Moon dust particle each minute. Dust particle counts peaked during the Geminid, Quadrantid, Northern Taurid, and Omicron Centaurid meteor showers, when the Earth, and Moon, pass through comet debris. The cloud is asymmetric, more dense near the boundary between the Moon's dayside and nightside.[131][132]
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In October 2017, NASA scientists at the Marshall Space Flight Center and the Lunar and Planetary Institute in Houston announced their finding, based on studies of Moon magma samples retrieved by the Apollo missions, that the Moon had once possessed a relatively thick atmosphere for a period of 70 million years between 3 and 4 billion years ago. This atmosphere, sourced from gases ejected from lunar volcanic eruptions, was twice the thickness of that of present-day Mars. The ancient lunar atmosphere was eventually stripped away by solar winds and dissipated into space.[133]
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The Moon's axial tilt with respect to the ecliptic is only 1.5424°,[134] much less than the 23.44° of Earth. Because of this, the Moon's solar illumination varies much less with season, and topographical details play a crucial role in seasonal effects.[135] From images taken by Clementine in 1994, it appears that four mountainous regions on the rim of the crater Peary at the Moon's north pole may remain illuminated for the entire lunar day, creating peaks of eternal light. No such regions exist at the south pole. Similarly, there are places that remain in permanent shadow at the bottoms of many polar craters,[101] and these "craters of eternal darkness" are extremely cold: Lunar Reconnaissance Orbiter measured the lowest summer temperatures in craters at the southern pole at 35 K (−238 °C; −397 °F)[136] and just 26 K (−247 °C; −413 °F) close to the winter solstice in the north polar crater Hermite. This is the coldest temperature in the Solar System ever measured by a spacecraft, colder even than the surface of Pluto.[135] Average temperatures of the Moon's surface are reported, but temperatures of different areas will vary greatly depending upon whether they are in sunlight or shadow.[137]
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Scale model of the Earth–Moon system: Sizes and distances are to scale.
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The Moon makes a complete orbit around Earth with respect to the fixed stars about once every 27.3 days[h] (its sidereal period). However, because Earth is moving in its orbit around the Sun at the same time, it takes slightly longer for the Moon to show the same phase to Earth, which is about 29.5 days[i] (its synodic period).[72] Unlike most satellites of other planets, the Moon orbits closer to the ecliptic plane than to the planet's equatorial plane. The Moon's orbit is subtly perturbed by the Sun and Earth in many small, complex and interacting ways. For example, the plane of the Moon's orbit gradually rotates once every 18.61 years,[138] which affects other aspects of lunar motion. These follow-on effects are mathematically described by Cassini's laws.[139]
|
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+
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The Moon is an exceptionally large natural satellite relative to Earth: Its diameter is more than a quarter and its mass is 1/81 of Earth's.[72] It is the largest moon in the Solar System relative to the size of its planet,[j] though Charon is larger relative to the dwarf planet Pluto, at 1/9 Pluto's mass.[f][140] The Earth and the Moon's barycentre, their common center of mass, is located 1,700 km (1,100 mi) (about a quarter of Earth's radius) beneath Earth's surface.
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The Earth revolves around the Earth-Moon barycentre once a sidereal month, with 1/81 the speed of the Moon, or about 12.5 metres (41 ft) per second. This motion is superimposed on the much larger revolution of the Earth around the Sun at a speed of about 30 kilometres (19 mi) per second.
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The surface area of the Moon is slightly less than the areas of North and South America combined.
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The Moon is in synchronous rotation as it orbits Earth; it rotates about its axis in about the same time it takes to orbit Earth. This results in it always keeping nearly the same face turned towards Earth. However, because of the effect of libration, about 59% of the Moon's surface can actually be seen from Earth. The side of the Moon that faces Earth is called the near side, and the opposite the far side. The far side is often inaccurately called the "dark side", but it is in fact illuminated as often as the near side: once every 29.5 Earth days. During new moon, the near side is dark.[141]
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The Moon had once rotated at a faster rate, but early in its history its rotation slowed and became tidally locked in this orientation as a result of frictional effects associated with tidal deformations caused by Earth.[142] With time, the energy of rotation of the Moon on its axis was dissipated as heat, until there was no rotation of the Moon relative to Earth. In 2016, planetary scientists using data collected on the much earlier NASA Lunar Prospector mission, found two hydrogen-rich areas (most likely former water ice) on opposite sides of the Moon. It is speculated that these patches were the poles of the Moon billions of years ago before it was tidally locked to Earth.[143]
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The Moon has an exceptionally low albedo, giving it a reflectance that is slightly brighter than that of worn asphalt. Despite this, it is the brightest object in the sky after the Sun.[72][k] This is due partly to the brightness enhancement of the opposition surge; the Moon at quarter phase is only one-tenth as bright, rather than half as bright, as at full moon.[144] Additionally, color constancy in the visual system recalibrates the relations between the colors of an object and its surroundings, and because the surrounding sky is comparatively dark, the sunlit Moon is perceived as a bright object. The edges of the full moon seem as bright as the center, without limb darkening, because of the reflective properties of lunar soil, which retroreflects light more towards the Sun than in other directions. The Moon does appear larger when close to the horizon, but this is a purely psychological effect, known as the moon illusion, first described in the 7th century BC.[145] The full Moon's angular diameter is about 0.52° (on average) in the sky, roughly the same apparent size as the Sun (see § Eclipses).
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The Moon's highest altitude at culmination varies by its phase and time of year. The full moon is highest in the sky during winter (for each hemisphere). The orientation of the Moon's crescent also depends on the latitude of the viewing location; an observer in the tropics can see a smile-shaped crescent Moon.[146] The Moon is visible for two weeks every 27.3 days at the North and South Poles. Zooplankton in the Arctic use moonlight when the Sun is below the horizon for months on end.[147]
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The distance between the Moon and Earth varies from around 356,400 km (221,500 mi) to 406,700 km (252,700 mi) at perigee (closest) and apogee (farthest), respectively. On 14 November 2016, it was closer to Earth when at full phase than it has been since 1948, 14% closer than its farthest position in apogee.[150] Reported as a "supermoon", this closest point coincided within an hour of a full moon, and it was 30% more luminous than when at its greatest distance because its angular diameter is 14% greater and
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1.14
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2
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≈
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1.30
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{\displaystyle \scriptstyle 1.14^{2}\approx 1.30}
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.[151][152][153] At lower levels, the human perception of reduced brightness as a percentage is provided by the following formula:[154][155]
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When the actual reduction is 1.00 / 1.30, or about 0.770, the perceived reduction is about 0.877, or 1.00 / 1.14. This gives a maximum perceived increase of 14% between apogee and perigee moons of the same phase.[156]
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There has been historical controversy over whether features on the Moon's surface change over time. Today, many of these claims are thought to be illusory, resulting from observation under different lighting conditions, poor astronomical seeing, or inadequate drawings. However, outgassing does occasionally occur and could be responsible for a minor percentage of the reported lunar transient phenomena. Recently, it has been suggested that a roughly 3 km (1.9 mi) diameter region of the lunar surface was modified by a gas release event about a million years ago.[157][158]
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The Moon's appearance, like the Sun's, can be affected by Earth's atmosphere. Common optical effects are the 22° halo ring, formed when the Moon's light is refracted through the ice crystals of high cirrostratus clouds, and smaller coronal rings when the Moon is seen through thin clouds.[159]
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The illuminated area of the visible sphere (degree of illumination) is given by
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(
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1
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−
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cos
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e
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)
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/
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2
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=
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sin
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2
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(
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e
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/
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2
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)
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{\displaystyle (1-\cos e)/2=\sin ^{2}(e/2)}
|
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, where
|
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e
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{\displaystyle e}
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is the elongation (i.e., the angle between Moon, the observer (on Earth) and the Sun).
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The gravitational attraction that masses have for one another decreases inversely with the square of the distance of those masses from each other. As a result, the slightly greater attraction that the Moon has for the side of Earth closest to the Moon, as compared to the part of the Earth opposite the Moon, results in tidal forces. Tidal forces affect both the Earth's crust and oceans.
|
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The most obvious effect of tidal forces is to cause two bulges in the Earth's oceans, one on the side facing the Moon and the other on the side opposite. This results in elevated sea levels called ocean tides.[160] As the Earth spins on its axis, one of the ocean bulges (high tide) is held in place "under" the Moon, while another such tide is opposite. As a result, there are two high tides, and two low tides in about 24 hours.[160] Since the Moon is orbiting the Earth in the same direction of the Earth's rotation, the high tides occur about every 12 hours and 25 minutes; the 25 minutes is due to the Moon's time to orbit the Earth. The Sun has the same tidal effect on the Earth, but its forces of attraction are only 40% that of the Moon's; the Sun's and Moon's interplay is responsible for spring and neap tides.[160] If the Earth were a water world (one with no continents) it would produce a tide of only one meter, and that tide would be very predictable, but the ocean tides are greatly modified by other effects: the frictional coupling of water to Earth's rotation through the ocean floors, the inertia of water's movement, ocean basins that grow shallower near land, the sloshing of water between different ocean basins.[161] As a result, the timing of the tides at most points on the Earth is a product of observations that are explained, incidentally, by theory.
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While gravitation causes acceleration and movement of the Earth's fluid oceans, gravitational coupling between the Moon and Earth's solid body is mostly elastic and plastic. The result is a further tidal effect of the Moon on the Earth that causes a bulge of the solid portion of the Earth nearest the Moon that acts as a torque in opposition to the Earth's rotation. This "drains" angular momentum and rotational kinetic energy from Earth's spin, slowing the Earth's rotation.[160][162] That angular momentum, lost from the Earth, is transferred to the Moon in a process (confusingly known as tidal acceleration), which lifts the Moon into a higher orbit and results in its lower orbital speed about the Earth. Thus the distance between Earth and Moon is increasing, and the Earth's spin is slowing in reaction.[162] Measurements from laser reflectors left during the Apollo missions (lunar ranging experiments) have found that the Moon's distance increases by 38 mm (1.5 in) per year[163] (roughly the rate at which human fingernails grow).[164]
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Atomic clocks also show that Earth's day lengthens by about 15 microseconds every year,[165] slowly increasing the rate at which UTC is adjusted by leap seconds.
|
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Left to run its course, this tidal drag would continue until the spin of Earth and the orbital period of the Moon matched, creating mutual tidal locking between the two. As a result, the Moon would be suspended in the sky over one meridian, as is already currently the case with Pluto and its moon Charon. However, the Sun will become a red giant engulfing the Earth-Moon system long before this occurrence.[166][167]
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In a like manner, the lunar surface experiences tides of around 10 cm (4 in) amplitude over 27 days, with two components: a fixed one due to Earth, because they are in synchronous rotation, and a varying component from the Sun.[162] The Earth-induced component arises from libration, a result of the Moon's orbital eccentricity (if the Moon's orbit were perfectly circular, there would only be solar tides).[162] Libration also changes the angle from which the Moon is seen, allowing a total of about 59% of its surface to be seen from Earth over time.[72] The cumulative effects of stress built up by these tidal forces produces moonquakes. Moonquakes are much less common and weaker than are earthquakes, although moonquakes can last for up to an hour – significantly longer than terrestrial quakes – because of the absence of water to damp out the seismic vibrations. The existence of moonquakes was an unexpected discovery from seismometers placed on the Moon by Apollo astronauts from 1969 through 1972.[168]
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Eclipses only occur when the Sun, Earth, and Moon are all in a straight line (termed "syzygy"). Solar eclipses occur at new moon, when the Moon is between the Sun and Earth. In contrast, lunar eclipses occur at full moon, when Earth is between the Sun and Moon. The apparent size of the Moon is roughly the same as that of the Sun, with both being viewed at close to one-half a degree wide. The Sun is much larger than the Moon but it is the vastly greater distance that gives it the same apparent size as the much closer and much smaller Moon from the perspective of Earth. The variations in apparent size, due to the non-circular orbits, are nearly the same as well, though occurring in different cycles. This makes possible both total (with the Moon appearing larger than the Sun) and annular (with the Moon appearing smaller than the Sun) solar eclipses.[170] In a total eclipse, the Moon completely covers the disc of the Sun and the solar corona becomes visible to the naked eye. Because the distance between the Moon and Earth is very slowly increasing over time,[160] the angular diameter of the Moon is decreasing. Also, as it evolves toward becoming a red giant, the size of the Sun, and its apparent diameter in the sky, are slowly increasing.[l] The combination of these two changes means that hundreds of millions of years ago, the Moon would always completely cover the Sun on solar eclipses, and no annular eclipses were possible. Likewise, hundreds of millions of years in the future, the Moon will no longer cover the Sun completely, and total solar eclipses will not occur.[171]
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Because the Moon's orbit around Earth is inclined by about 5.145° (5° 9') to the orbit of Earth around the Sun, eclipses do not occur at every full and new moon. For an eclipse to occur, the Moon must be near the intersection of the two orbital planes.[172] The periodicity and recurrence of eclipses of the Sun by the Moon, and of the Moon by Earth, is described by the saros, which has a period of approximately 18 years.[173]
|
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+
|
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+
Because the Moon continuously blocks the view of a half-degree-wide circular area of the sky,[m][174] the related phenomenon of occultation occurs when a bright star or planet passes behind the Moon and is occulted: hidden from view. In this way, a solar eclipse is an occultation of the Sun. Because the Moon is comparatively close to Earth, occultations of individual stars are not visible everywhere on the planet, nor at the same time. Because of the precession of the lunar orbit, each year different stars are occulted.[175]
|
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+
One of the earliest-discovered possible depictions of the Moon is a 5000-year-old rock carving Orthostat 47 at Knowth, Ireland.[176][177]
|
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+
|
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+
Understanding of the Moon's cycles was an early development of astronomy: by the 5th century BC, Babylonian astronomers had recorded the 18-year Saros cycle of lunar eclipses,[178] and Indian astronomers had described the Moon's monthly elongation.[179] The Chinese astronomer Shi Shen (fl. 4th century BC) gave instructions for predicting solar and lunar eclipses.[180](p411)
|
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+
Later, the physical form of the Moon and the cause of moonlight became understood. The ancient Greek philosopher Anaxagoras (d. 428 BC) reasoned that the Sun and Moon were both giant spherical rocks, and that the latter reflected the light of the former.[181][180](p227) Although the Chinese of the Han Dynasty believed the Moon to be energy equated to qi, their 'radiating influence' theory also recognized that the light of the Moon was merely a reflection of the Sun, and Jing Fang (78–37 BC) noted the sphericity of the Moon.[180](pp413–414) In the 2nd century AD, Lucian wrote the novel A True Story, in which the heroes travel to the Moon and meet its inhabitants. In 499 AD, the Indian astronomer Aryabhata mentioned in his Aryabhatiya that reflected sunlight is the cause of the shining of the Moon.[182] The astronomer and physicist Alhazen (965–1039) found that sunlight was not reflected from the Moon like a mirror, but that light was emitted from every part of the Moon's sunlit surface in all directions.[183] Shen Kuo (1031–1095) of the Song dynasty created an allegory equating the waxing and waning of the Moon to a round ball of reflective silver that, when doused with white powder and viewed from the side, would appear to be a crescent.[180](pp415–416)
|
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+
|
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+
In Aristotle's (384–322 BC) description of the universe, the Moon marked the boundary between the spheres of the mutable elements (earth, water, air and fire), and the imperishable stars of aether, an influential philosophy that would dominate for centuries.[184] However, in the 2nd century BC, Seleucus of Seleucia correctly theorized that tides were due to the attraction of the Moon, and that their height depends on the Moon's position relative to the Sun.[185] In the same century, Aristarchus computed the size and distance of the Moon from Earth, obtaining a value of about twenty times the radius of Earth for the distance. These figures were greatly improved by Ptolemy (90–168 AD): his values of a mean distance of 59 times Earth's radius and a diameter of 0.292 Earth diameters were close to the correct values of about 60 and 0.273 respectively.[186] Archimedes (287–212 BC) designed a planetarium that could calculate the motions of the Moon and other objects in the Solar System.[187]
|
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+
|
211 |
+
During the Middle Ages, before the invention of the telescope, the Moon was increasingly recognised as a sphere, though many believed that it was "perfectly smooth".[188]
|
212 |
+
|
213 |
+
In 1609, Galileo Galilei drew one of the first telescopic drawings of the Moon in his book Sidereus Nuncius and noted that it was not smooth but had mountains and craters. Thomas Harriot had made, but not published such drawings a few months earlier. Telescopic mapping of the Moon followed: later in the 17th century, the efforts of Giovanni Battista Riccioli and Francesco Maria Grimaldi led to the system of naming of lunar features in use today. The more exact 1834–36 Mappa Selenographica of Wilhelm Beer and Johann Heinrich Mädler, and their associated 1837 book Der Mond, the first trigonometrically accurate study of lunar features, included the heights of more than a thousand mountains, and introduced the study of the Moon at accuracies possible in earthly geography.[189] Lunar craters, first noted by Galileo, were thought to be volcanic until the 1870s proposal of Richard Proctor that they were formed by collisions.[72] This view gained support in 1892 from the experimentation of geologist Grove Karl Gilbert, and from comparative studies from 1920 to the 1940s,[190] leading to the development of lunar stratigraphy, which by the 1950s was becoming a new and growing branch of astrogeology.[72]
|
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+
|
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+
The Cold War-inspired Space Race between the Soviet Union and the U.S. led to an acceleration of interest in exploration of the Moon. Once launchers had the necessary capabilities, these nations sent uncrewed probes on both flyby and impact/lander missions. Spacecraft from the Soviet Union's Luna program were the first to accomplish a number of goals: following three unnamed, failed missions in 1958,[191] the first human-made object to escape Earth's gravity and pass near the Moon was Luna 1; the first human-made object to impact the lunar surface was Luna 2, and the first photographs of the normally occluded far side of the Moon were made by Luna 3, all in 1959.
|
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|
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+
The first spacecraft to perform a successful lunar soft landing was Luna 9 and the first uncrewed vehicle to orbit the Moon was Luna 10, both in 1966.[72] Rock and soil samples were brought back to Earth by three Luna sample return missions (Luna 16 in 1970, Luna 20 in 1972, and Luna 24 in 1976), which returned 0.3 kg total.[192] Two pioneering robotic rovers landed on the Moon in 1970 and 1973 as a part of Soviet Lunokhod programme.
|
218 |
+
|
219 |
+
Luna 24 was the last Soviet mission to the Moon.
|
220 |
+
|
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+
During the late 1950s at the height of the Cold War, the United States Army conducted a classified feasibility study that proposed the construction of a staffed military outpost on the Moon called Project Horizon with the potential to conduct a wide range of missions from scientific research to nuclear Earth bombardment. The study included the possibility of conducting a lunar-based nuclear test.[193][194] The Air Force, which at the time was in competition with the Army for a leading role in the space program, developed its own similar plan called Lunex.[195][196][193] However, both these proposals were ultimately passed over as the space program was largely transferred from the military to the civilian agency NASA.[196]
|
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+
|
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+
Following President John F. Kennedy's 1961 commitment to a human moon landing before the end of the decade, the United States, under NASA leadership, launched a series of uncrewed probes to develop an understanding of the lunar surface in preparation for human missions: the Jet Propulsion Laboratory's Ranger program produced the first close-up pictures; the Lunar Orbiter program produced maps of the entire Moon; the Surveyor program landed its first spacecraft four months after Luna 9. The crewed Apollo program was developed in parallel; after a series of uncrewed and crewed tests of the Apollo spacecraft in Earth orbit, and spurred on by a potential Soviet lunar human landing, in 1968 Apollo 8 made the first human mission to lunar orbit. The subsequent landing of the first humans on the Moon in 1969 is seen by many as the culmination of the Space Race.[197]
|
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|
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Neil Armstrong became the first person to walk on the Moon as the commander of the American mission Apollo 11 by first setting foot on the Moon at 02:56 UTC on 21 July 1969.[198] An estimated 500 million people worldwide watched the transmission by the Apollo TV camera, the largest television audience for a live broadcast at that time.[199][200] The Apollo missions 11 to 17 (except Apollo 13, which aborted its planned lunar landing) removed 380.05 kilograms (837.87 lb) of lunar rock and soil in 2,196 separate samples.[201] The American Moon landing and return was enabled by considerable technological advances in the early 1960s, in domains such as ablation chemistry, software engineering, and atmospheric re-entry technology, and by highly competent management of the enormous technical undertaking.[202][203]
|
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Scientific instrument packages were installed on the lunar surface during all the Apollo landings. Long-lived instrument stations, including heat flow probes, seismometers, and magnetometers, were installed at the Apollo 12, 14, 15, 16, and 17 landing sites. Direct transmission of data to Earth concluded in late 1977 because of budgetary considerations,[204][205] but as the stations' lunar laser ranging corner-cube retroreflector arrays are passive instruments, they are still being used. Ranging to the stations is routinely performed from Earth-based stations with an accuracy of a few centimeters, and data from this experiment are being used to place constraints on the size of the lunar core.[206]
|
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|
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After the first Moon race there were years of near quietude but starting in the 1990s, many more countries have become involved in direct exploration of the Moon. In 1990, Japan became the third country to place a spacecraft into lunar orbit with its Hiten spacecraft. The spacecraft released a smaller probe, Hagoromo, in lunar orbit, but the transmitter failed, preventing further scientific use of the mission.[207] In 1994, the U.S. sent the joint Defense Department/NASA spacecraft Clementine to lunar orbit. This mission obtained the first near-global topographic map of the Moon, and the first global multispectral images of the lunar surface.[208] This was followed in 1998 by the Lunar Prospector mission, whose instruments indicated the presence of excess hydrogen at the lunar poles, which is likely to have been caused by the presence of water ice in the upper few meters of the regolith within permanently shadowed craters.[209]
|
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The European spacecraft SMART-1, the second ion-propelled spacecraft, was in lunar orbit from 15 November 2004 until its lunar impact on 3 September 2006, and made the first detailed survey of chemical elements on the lunar surface.[210]
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The ambitious Chinese Lunar Exploration Program began with Chang'e 1, which successfully orbited the Moon from 5 November 2007 until its controlled lunar impact on 1 March 2009.[211] It obtained a full image map of the Moon. Chang'e 2, beginning in October 2010, reached the Moon more quickly, mapped the Moon at a higher resolution over an eight-month period, then left lunar orbit for an extended stay at the Earth–Sun L2 Lagrangian point, before finally performing a flyby of asteroid 4179 Toutatis on 13 December 2012, and then heading off into deep space. On 14 December 2013, Chang'e 3 landed a lunar lander onto the Moon's surface, which in turn deployed a lunar rover, named Yutu (Chinese: 玉兔; literally "Jade Rabbit"). This was the first lunar soft landing since Luna 24 in 1976, and the first lunar rover mission since Lunokhod 2 in 1973. Another rover mission (Chang'e 4) was launched in 2019, becoming the first ever spacecraft to land on the Moon's far side. China intends to following this up with a sample return mission (Chang'e 5) in 2020.[212]
|
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|
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Between 4 October 2007 and 10 June 2009, the Japan Aerospace Exploration Agency's Kaguya (Selene) mission, a lunar orbiter fitted with a high-definition video camera, and two small radio-transmitter satellites, obtained lunar geophysics data and took the first high-definition movies from beyond Earth orbit.[213][214]
|
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India's first lunar mission, Chandrayaan-1, orbited from 8 November 2008 until loss of contact on 27 August 2009, creating a high-resolution chemical, mineralogical and photo-geological map of the lunar surface, and confirming the presence of water molecules in lunar soil.[215] The Indian Space Research Organisation planned to launch Chandrayaan-2 in 2013, which would have included a Russian robotic lunar rover.[216][217] However, the failure of Russia's Fobos-Grunt mission has delayed this project, and was launched on 22 July 2019. The lander Vikram attempted to land on the lunar south pole region on 6 September, but lost the signal in 2.1 km (1.3 mi). What happened after that is unknown.
|
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|
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The U.S. co-launched the Lunar Reconnaissance Orbiter (LRO) and the LCROSS impactor and follow-up observation orbiter on 18 June 2009; LCROSS completed its mission by making a planned and widely observed impact in the crater Cabeus on 9 October 2009,[218] whereas LRO is currently in operation, obtaining precise lunar altimetry and high-resolution imagery. In November 2011, the LRO passed over the large and bright crater Aristarchus. NASA released photos of the crater on 25 December 2011.[219]
|
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|
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Two NASA GRAIL spacecraft began orbiting the Moon around 1 January 2012,[220] on a mission to learn more about the Moon's internal structure. NASA's LADEE probe, designed to study the lunar exosphere, achieved orbit on 6 October 2013.
|
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|
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Upcoming lunar missions include Russia's Luna-Glob: an uncrewed lander with a set of seismometers, and an orbiter based on its failed Martian Fobos-Grunt mission.[221]
|
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Privately funded lunar exploration has been promoted by the Google Lunar X Prize, announced 13 September 2007, which offers US$20 million to anyone who can land a robotic rover on the Moon and meet other specified criteria.[222] Shackleton Energy Company is building a program to establish operations on the south pole of the Moon to harvest water and supply their Propellant Depots.[223]
|
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|
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NASA began to plan to resume human missions following the call by U.S. President George W. Bush on 14 January 2004 for a human mission to the Moon by 2019 and the construction of a lunar base by 2024.[224] The Constellation program was funded and construction and testing begun on a crewed spacecraft and launch vehicle,[225] and design studies for a lunar base.[226] However, that program has been canceled in favor of a human asteroid landing by 2025 and a human Mars orbit by 2035.[227] India has also expressed its hope to send people to the Moon by 2020.[228]
|
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+
|
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On 28 February 2018, SpaceX, Vodafone, Nokia and Audi announced a collaboration to install a 4G wireless communication network on the Moon, with the aim of streaming live footage on the surface to Earth.[229]
|
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+
|
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Recent reports also indicate NASA's intent to send a woman astronaut to the Moon in their planned mid-2020s mission.[230]
|
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|
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In 2007, the X Prize Foundation together with Google launched the Google Lunar X Prize to encourage commercial endeavors to the Moon. A prize of $20 million was to be awarded to the first private venture to get to the Moon with a robotic lander by the end of March 2018, with additional prizes worth $10 million for further milestones.[231][232] As of August 2016, 16 teams were reportedly participating in the competition.[233] In January 2018 the foundation announced that the prize would go unclaimed as none of the finalist teams would be able to make a launch attempt by the deadline.[234]
|
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|
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In August 2016, the US government granted permission to US-based start-up Moon Express to land on the Moon.[235] This marked the first time that a private enterprise was given the right to do so. The decision is regarded as a precedent helping to define regulatory standards for deep-space commercial activity in the future, as thus far companies' operation had been restricted to being on or around Earth.[235]
|
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|
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On 29 November 2018 NASA announced that nine commercial companies would compete to win a contract to send small payloads to the Moon in what is known as Commercial Lunar Payload Services. According to NASA administrator Jim Bridenstine, "We are building a domestic American capability to get back and forth to the surface of the moon.".[236]
|
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|
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Beside the traces of human activity on the Moon, there have been some intended permanent installations like the Moon Museum art piece, Apollo 11 goodwill messages, Lunar plaque, Fallen Astronaut memorial and other artifacts.
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|
259 |
+
For many years, the Moon has been recognized as an excellent site for telescopes.[238] It is relatively nearby; astronomical seeing is not a concern; certain craters near the poles are permanently dark and cold, and thus especially useful for infrared telescopes; and radio telescopes on the far side would be shielded from the radio chatter of Earth.[239] The lunar soil, although it poses a problem for any moving parts of telescopes, can be mixed with carbon nanotubes and epoxies and employed in the construction of mirrors up to 50 meters in diameter.[240] A lunar zenith telescope can be made cheaply with an ionic liquid.[241]
|
260 |
+
|
261 |
+
In April 1972, the Apollo 16 mission recorded various astronomical photos and spectra in ultraviolet with the Far Ultraviolet Camera/Spectrograph.[242]
|
262 |
+
|
263 |
+
Although Luna landers scattered pennants of the Soviet Union on the Moon, and U.S. flags were symbolically planted at their landing sites by the Apollo astronauts, no nation claims ownership of any part of the Moon's surface.[243] Russia, China, India, and the U.S. are party to the 1967 Outer Space Treaty,[244] which defines the Moon and all outer space as the "province of all mankind".[243] This treaty also restricts the use of the Moon to peaceful purposes, explicitly banning military installations and weapons of mass destruction.[245]
|
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+
The 1979 Moon Agreement was created to restrict the exploitation of the Moon's resources by any single nation, but as of November 2016, it has been signed and ratified by only 18 nations, none of which engages in self-launched human space exploration or has plans to do so.[246] Although several individuals have made claims to the Moon in whole or in part, none of these are considered credible.[247][248][249]
|
265 |
+
|
266 |
+
In 2020, U.S. President Donald Trump signed an executive order called "Encouraging International Support for the Recovery and Use of Space Resources." The order emphasizes that "the United States does not view outer space as a 'global commons" and calls the Moon Agreement a "a failed attempt at constraining free enterprise."[250][251]
|
267 |
+
|
268 |
+
The contrast between the brighter highlands and the darker maria creates the patterns seen by different cultures as the Man in the Moon, the rabbit and the buffalo, among others. In many prehistoric and ancient cultures, the Moon was personified as a deity or other supernatural phenomenon, and astrological views of the Moon continue to be propagated today.
|
269 |
+
|
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+
In Proto-Indo-European religion, the Moon was personified as the male god *Meh1not.[252] The ancient Sumerians believed that the Moon was the god Nanna,[253][254] who was the father of Inanna, the goddess of the planet Venus,[253][254] and Utu, the god of the sun.[253][254] Nanna was later known as Sîn,[254][253] and was particularly associated with magic and sorcery.[253] In Greco-Roman mythology, the Sun and the Moon are represented as male and female, respectively (Helios/Sol and Selene/Luna);[252] this is a development unique to the eastern Mediterranean[252] and traces of an earlier male moon god in the Greek tradition are preserved in the figure of Menelaus.[252]
|
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+
|
272 |
+
In Mesopotamian iconography, the crescent was the primary symbol of Nanna-Sîn.[254] In ancient Greek art, the Moon goddess Selene was represented wearing a crescent on her headgear in an arrangement reminiscent of horns.[255][256] The star and crescent arrangement also goes back to the Bronze Age, representing either the Sun and Moon, or the Moon and planet Venus, in combination. It came to represent the goddess Artemis or Hecate, and via the patronage of Hecate came to be used as a symbol of Byzantium.
|
273 |
+
|
274 |
+
An iconographic tradition of representing Sun and Moon with faces developed in the late medieval period.
|
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+
|
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+
The splitting of the moon (Arabic: انشقاق القمر) is a miracle attributed to Muhammad.[257] A song titled 'Moon Anthem' was released on the occasion of landing of India's Chandrayan-II on the Moon.[258]
|
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+
|
278 |
+
The Moon's regular phases make it a very convenient timepiece, and the periods of its waxing and waning form the basis of many of the oldest calendars. Tally sticks, notched bones dating as far back as 20–30,000 years ago, are believed by some to mark the phases of the Moon.[259][260][261]
|
279 |
+
The ~30-day month is an approximation of the lunar cycle.
|
280 |
+
The English noun month and its cognates in other Germanic languages stem from Proto-Germanic *mǣnṓth-, which is connected to the above-mentioned Proto-Germanic *mǣnōn, indicating the usage of a lunar calendar among the Germanic peoples (Germanic calendar) prior to the adoption of a solar calendar.[262] The PIE root of moon, *méh1nōt, derives from the PIE verbal root *meh1-, "to measure", "indicat[ing] a functional conception of the Moon, i.e. marker of the month" (cf. the English words measure and menstrual),[263][264][265] and echoing the Moon's importance to many ancient cultures in measuring time (see Latin mensis and Ancient Greek μείς (meis) or μήν (mēn), meaning "month").[266][267][268][269]
|
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+
Most historical calendars are lunisolar. The 7th-century Islamic calendar is an exceptional example of a purely lunar calendar. Months are traditionally determined by the visual sighting of the hilal, or earliest crescent moon, over the horizon.[270]
|
282 |
+
|
283 |
+
The Moon has long been associated with insanity and irrationality; the words lunacy and lunatic (popular shortening loony) are derived from the Latin name for the Moon, Luna. Philosophers Aristotle and Pliny the Elder argued that the full moon induced insanity in susceptible individuals, believing that the brain, which is mostly water, must be affected by the Moon and its power over the tides, but the Moon's gravity is too slight to affect any single person.[271] Even today, people who believe in a lunar effect claim that admissions to psychiatric hospitals, traffic accidents, homicides or suicides increase during a full moon, but dozens of studies invalidate these claims.[271][272][273][274][275]
|
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+
|
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+
Solar System → Local Interstellar Cloud → Local Bubble → Gould Belt → Orion Arm → Milky Way → Milky Way subgroup → Local Group → Local Sheet → Virgo Supercluster → Laniakea Supercluster → Observable universe → UniverseEach arrow (→) may be read as "within" or "part of".
|
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1 |
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|
3 |
+
In chemistry, pH (/piːˈeɪtʃ/, denoting 'potential of hydrogen' or 'power of hydrogen'[1]) is a scale used to specify the acidity or basicity of an aqueous solution. Lower pH values correspond to solutions which are more acidic in nature, while higher values correspond to solutions which are more basic or alkaline. At room temperature (25°C or 77°F), pure water is neutral (neither acidic nor basic) and therefore has a pH of 7.
|
4 |
+
|
5 |
+
The pH scale is logarithmic and inversely indicates the concentration of hydrogen ions in the solution (a lower pH indicates a higher concentration of hydrogen ions). This is because the formula used to calculate pH approximates the negative of the base 10 logarithm of the molar concentration[a] of hydrogen ions in the solution. More precisely, pH is the negative of the base 10 logarithm of the activity of the hydrogen ion.[2]
|
6 |
+
|
7 |
+
At 25 °C, solutions with a pH less than 7 are acidic, and solutions with a pH greater than 7 are basic. The neutral value of the pH depends on the temperature, being lower than 7 if the temperature increases. The pH value can be less than 0 for very strong acids, or greater than 14 for very strong bases.[3]
|
8 |
+
|
9 |
+
The pH scale is traceable to a set of standard solutions whose pH is established by international agreement.[4] Primary pH standard values are determined using a concentration cell with transference, by measuring the potential difference between a hydrogen electrode and a standard electrode such as the silver chloride electrode. The pH of aqueous solutions can be measured with a glass electrode and a pH meter, or a color-changing indicator. Measurements of pH are important in chemistry, agronomy, medicine, water treatment, and many other applications.
|
10 |
+
|
11 |
+
The concept of pH was first introduced by the Danish chemist Søren Peder Lauritz Sørensen at the Carlsberg Laboratory in 1909[5] and revised to the modern pH in 1924 to accommodate definitions and measurements in terms of electrochemical cells. In the first papers, the notation had the H as a subscript to the lowercase p, as so: pH.
|
12 |
+
|
13 |
+
The exact meaning of the p in pH is disputed, as Sørensen did not explain why he used it.[6] He describes a way of measuring it using potential differences, and it represents the negative power of 10 in the concentration of hydrogen ions. All the words for these start with p in French, German and Danish, all languages Sørensen published in: Carlsberg Laboratory was French-speaking, German was the dominant language of scientific publishing, and Sørensen was Danish. He also used "q" in much the same way elsewhere in the paper. So the "p" could stand for the French puissance, German Potenz, or Danish potens, meaning "power", or it could mean "potential". He might also just have labelled the test solution "p" and the reference solution "q" arbitrarily; these letters are often paired.[7] There is little to support the suggestion that "pH" stands for the Latin terms pondus hydrogenii (quantity of hydrogen) or potentia hydrogenii (power of hydrogen).
|
14 |
+
|
15 |
+
Currently in chemistry, the p stands for "decimal cologarithm of", and is also used in the term pKa, used for acid dissociation constants[8] and pOH, the equivalent for hydroxide ions.
|
16 |
+
|
17 |
+
Bacteriologist Alice C. Evans, famed for her work's influence on dairying and food safety, credited William Mansfield Clark and colleagues (of whom she was one) with developing pH measuring methods in the 1910s, which had a wide influence on laboratory and industrial use thereafter. In her memoir, she does not mention how much, or how little, Clark and colleagues knew about Sørensen's work a few years prior.[9]:10 She said:
|
18 |
+
|
19 |
+
In these studies [of bacterial metabolism] Dr. Clark's attention was directed to the effect of acid on the growth of bacteria. He found that it is the intensity of the acid in terms of hydrogen-ion concentration that affects their growth. But existing methods of measuring acidity determined the quantity, not the intensity, of the acid. Next, with his collaborators, Dr. Clark developed accurate methods for measuring hydrogen-ion concentration. These methods replaced the inaccurate titration method of determining the acid content in use in biologic laboratories throughout the world. Also they were found to be applicable in many industrial and other processes in which they came into wide usage.[9]:10
|
20 |
+
|
21 |
+
The first electronic method for measuring pH was invented by Arnold Orville Beckman, a professor at California Institute of Technology in 1934.[10] It was in response to local citrus grower Sunkist that wanted a better method for quickly testing the pH of lemons they were picking from their nearby orchards.[11]
|
22 |
+
|
23 |
+
pH is defined as the decimal logarithm of the reciprocal of the hydrogen ion activity, aH+, in a solution.[4]
|
24 |
+
|
25 |
+
For example, for a solution with a hydrogen ion activity of 5×10−6 (at that level, this is essentially the number of moles of hydrogen ions per litre of solution) there is 1/(5×10−6) = 2×105, thus such a solution has a pH of log10(2×105) = 5.3. For a commonplace example based on the facts that the masses of a mole of water, a mole of hydrogen ions, and a mole of hydroxide ions are respectively 18 g, 1 g, and 17 g, a quantity of 107 moles of pure (pH 7) water, or 180 tonnes (18×107 g), contains close to 1 g of dissociated hydrogen ions (or rather 19 g of H3O+ hydronium ions) and 17 g of hydroxide ions.
|
26 |
+
|
27 |
+
Note that pH depends on temperature. For instance at 0 °C the pH of pure water is about 7.47. At 25 °C it is 7.00, and at 100 °C it is 6.14.
|
28 |
+
|
29 |
+
This definition was adopted because ion-selective electrodes, which are used to measure pH, respond to activity. Ideally, electrode potential, E, follows the Nernst equation, which, for the hydrogen ion can be written as
|
30 |
+
|
31 |
+
where E is a measured potential, E0 is the standard electrode potential, R is the gas constant, T is the temperature in kelvins, F is the Faraday constant. For H+ number of electrons transferred is one. It follows that electrode potential is proportional to pH when pH is defined in terms of activity. Precise measurement of pH is presented in International Standard ISO 31-8 as follows:[12] A galvanic cell is set up to measure the electromotive force (e.m.f.) between a reference electrode and an electrode sensitive to the hydrogen ion activity when they are both immersed in the same aqueous solution. The reference electrode may be a silver chloride electrode or a calomel electrode. The hydrogen-ion selective electrode is a standard hydrogen electrode.
|
32 |
+
|
33 |
+
Firstly, the cell is filled with a solution of known hydrogen ion activity and the emf, ES, is measured. Then the emf, EX, of the same cell containing the solution of unknown pH is measured.
|
34 |
+
|
35 |
+
The difference between the two measured emf values is proportional to pH. This method of calibration avoids the need to know the standard electrode potential. The proportionality constant, 1/z is ideally equal to
|
36 |
+
|
37 |
+
|
38 |
+
|
39 |
+
|
40 |
+
|
41 |
+
1
|
42 |
+
|
43 |
+
2.303
|
44 |
+
R
|
45 |
+
T
|
46 |
+
|
47 |
+
/
|
48 |
+
|
49 |
+
F
|
50 |
+
|
51 |
+
|
52 |
+
|
53 |
+
|
54 |
+
|
55 |
+
|
56 |
+
{\displaystyle {\frac {1}{2.303RT/F}}\ }
|
57 |
+
|
58 |
+
the "Nernstian slope".
|
59 |
+
|
60 |
+
To apply this process in practice, a glass electrode is used rather than the cumbersome hydrogen electrode. A combined glass electrode has an in-built reference electrode. It is calibrated against buffer solutions of known hydrogen ion activity. IUPAC has proposed the use of a set of buffer solutions of known H+ activity.[4] Two or more buffer solutions are used in order to accommodate the fact that the "slope" may differ slightly from ideal. To implement this approach to calibration, the electrode is first immersed in a standard solution and the reading on a pH meter is adjusted to be equal to the standard buffer's value. The reading from a second standard buffer solution is then adjusted, using the "slope" control, to be equal to the pH for that solution. Further details, are given in the IUPAC recommendations.[4] When more than two buffer solutions are used the electrode is calibrated by fitting observed pH values to a straight line with respect to standard buffer values. Commercial standard buffer solutions usually come with information on the value at 25 °C and a correction factor to be applied for other temperatures.
|
61 |
+
|
62 |
+
The pH scale is logarithmic and therefore pH is a dimensionless quantity.
|
63 |
+
|
64 |
+
This was the original definition of Sørensen in 1909,[13] which was superseded in favor of pH in 1924. [H] is the concentration of hydrogen ions, denoted [H+] in modern chemistry, which appears to have units of concentration. More correctly, the thermodynamic activity of H+ in dilute solution should be replaced by [H+]/c0, where the standard state concentration c0 = 1 mol/L. This ratio is a pure number whose logarithm can be defined.
|
65 |
+
|
66 |
+
However, it is possible to measure the concentration of hydrogen ions directly, if the electrode is calibrated in terms of hydrogen ion concentrations. One way to do this, which has been used extensively, is to titrate a solution of known concentration of a strong acid with a solution of known concentration of strong alkaline in the presence of a relatively high concentration of background electrolyte. Since the concentrations of acid and alkaline are known, it is easy to calculate the concentration of hydrogen ions so that the measured potential can be correlated with concentrations. The calibration is usually carried out using a Gran plot.[14] Thus, the effect of using this procedure is to make activity equal to the numerical value of concentration.
|
67 |
+
|
68 |
+
The glass electrode (and other ion selective electrodes) should be calibrated in a medium similar to the one being investigated. For instance, if one wishes to measure the pH of a seawater sample, the electrode should be calibrated in a solution resembling seawater in its chemical composition, as detailed below.
|
69 |
+
|
70 |
+
The difference between p[H] and pH is quite small. It has been stated[15] that pH = p[H] + 0.04. It is common practice to use the term "pH" for both types of measurement.
|
71 |
+
|
72 |
+
Indicators may be used to measure pH, by making use of the fact that their color changes with pH. Visual comparison of the color of a test solution with a standard color chart provides a means to measure pH accurate to the nearest whole number. More precise measurements are possible if the color is measured spectrophotometrically, using a colorimeter or spectrophotometer.
|
73 |
+
Universal indicator consists of a mixture of indicators such that there is a continuous color change from about pH 2 to pH 10. Universal indicator paper is made from absorbent paper that has been impregnated with universal indicator. Another method of measuring pH is using an electronic pH meter.
|
74 |
+
|
75 |
+
pOH is sometimes used as a measure of the concentration of hydroxide ions. OH−. pOH values are derived from pH measurements. The concentration of hydroxide ions in water is related to the concentration of hydrogen ions by
|
76 |
+
|
77 |
+
where KW is the self-ionisation constant of water. Taking logarithms
|
78 |
+
|
79 |
+
So, at room temperature, pOH ≈ 14 − pH. However this relationship is not strictly valid in other circumstances, such as in measurements of soil alkalinity.
|
80 |
+
|
81 |
+
Measurement of pH below about 2.5 (ca. 0.003 mol dm−3 acid) and above about 10.5 (ca. 0.0003 mol dm−3 alkaline) requires special procedures because, when using the glass electrode, the Nernst law breaks down under those conditions. Various factors contribute to this. It cannot be assumed that liquid junction potentials are independent of pH.[16] Also, extreme pH implies that the solution is concentrated, so electrode potentials are affected by ionic strength variation. At high pH the glass electrode may be affected by "alkaline error", because the electrode becomes sensitive to the concentration of cations such as Na+ and K+ in the solution.[17] Specially constructed electrodes are available which partly overcome these problems.
|
82 |
+
|
83 |
+
Runoff from mines or mine tailings can produce some very low pH values.[18]
|
84 |
+
|
85 |
+
Hydrogen ion concentrations (activities) can be measured in non-aqueous solvents. pH values based on these measurements belong to a different scale from aqueous pH values, because activities relate to different standard states. Hydrogen ion activity, aH+, can be defined[19][20] as:
|
86 |
+
|
87 |
+
where μH+ is the chemical potential of the hydrogen ion,
|
88 |
+
|
89 |
+
|
90 |
+
|
91 |
+
|
92 |
+
μ
|
93 |
+
|
94 |
+
|
95 |
+
|
96 |
+
H
|
97 |
+
|
98 |
+
+
|
99 |
+
|
100 |
+
|
101 |
+
|
102 |
+
|
103 |
+
|
104 |
+
⊖
|
105 |
+
|
106 |
+
|
107 |
+
|
108 |
+
|
109 |
+
{\displaystyle \mu _{{\ce {H+}}}^{\ominus }}
|
110 |
+
|
111 |
+
is its chemical potential in the chosen standard state, R is the gas constant and T is the thermodynamic temperature. Therefore, pH values on the different scales cannot be compared directly due to different solvated proton ions such as lyonium ions, requiring an intersolvent scale which involves the transfer activity coefficient of hydronium/lyonium ion.
|
112 |
+
|
113 |
+
pH is an example of an acidity function. Other acidity functions can be defined. For example, the Hammett acidity function, H0, has been developed in connection with superacids.
|
114 |
+
|
115 |
+
The concept of "unified pH scale" has been developed on the basis of the absolute chemical potential of the proton. This model uses the Lewis acid–base definition. This scale applies to liquids, gases and even solids.[21]
|
116 |
+
In 2010, a new "unified absolute pH scale" has been proposed that would allow various pH ranges across different solutions to use a common proton reference standard.[22]
|
117 |
+
|
118 |
+
Pure water is neutral. When an acid is dissolved in water, the pH will be less than 7 (25 °C). When a base, or alkali, is dissolved in water, the pH will be greater than 7. A solution of a strong acid, such as hydrochloric acid, at concentration 1 mol dm−3 has a pH of 0. A solution of a strong alkali, such as sodium hydroxide, at concentration 1 mol dm−3, has a pH of 14. Thus, measured pH values will lie mostly in the range 0 to 14, though negative pH values and values above 14 are entirely possible. Since pH is a logarithmic scale, a difference of one pH unit is equivalent to a tenfold difference in hydrogen ion concentration.
|
119 |
+
|
120 |
+
The pH of neutrality is not exactly 7 (25 °C), although this is a good approximation in most cases. Neutrality is defined as the condition where [H+] = [OH−] (or the activities are equal). Since self-ionization of water holds the product of these concentration [H+]×[OH−] = Kw, it can be seen that at neutrality [H+] = [OH−] = √Kw, or pH = pKw/2. pKw is approximately 14 but depends on ionic strength and temperature, and so the pH of neutrality does also. Pure water and a solution of NaCl in pure water are both neutral, since dissociation of water produces equal numbers of both ions. However the pH of the neutral NaCl solution will be slightly different from that of neutral pure water because the hydrogen and hydroxide ions' activity is dependent on ionic strength, so Kw varies with ionic strength.
|
121 |
+
|
122 |
+
If pure water is exposed to air it becomes mildly acidic. This is because water absorbs carbon dioxide from the air, which is then slowly converted into bicarbonate and hydrogen ions (essentially creating carbonic acid).
|
123 |
+
|
124 |
+
The United States Department of Agriculture Natural Resources Conservation Service, formerly Soil Conservation Service classifies soil pH ranges as follows:
|
125 |
+
[23]
|
126 |
+
|
127 |
+
In Europe, topsoil pH is influenced by soil parent material, erosional effects, climate and vegetation. A recent map [24] of topsoil pH in Europe shows the alkaline soils in Mediterranean, Hungary, East Romania, North France. Scandinavian countries, Portugal, Poland and North Germany have more acid soils.
|
128 |
+
|
129 |
+
pH-dependent plant pigments that can be used as pH indicators occur in many plants, including hibiscus, red cabbage (anthocyanin), and grapes (red wine). The juice of citrus fruits is acidic mainly because it contains citric acid. Other carboxylic acids occur in many living systems. For example, lactic acid is produced by muscle activity. The state of protonation of phosphate derivatives, such as ATP, is pH-dependent. The functioning of the oxygen-transport enzyme hemoglobin is affected by pH in a process known as the Root effect.
|
130 |
+
|
131 |
+
The pH of seawater is typically limited to a range between 7.5 and 8.4.[25] It plays an important role in the ocean's carbon cycle, and there is evidence of ongoing ocean acidification caused by carbon dioxide emissions.[26] However, pH measurement is complicated by the chemical properties of seawater, and several distinct pH scales exist in chemical oceanography.[27]
|
132 |
+
|
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+
As part of its operational definition of the pH scale, the IUPAC defines a series of buffer solutions across a range of pH values (often denoted with NBS or NIST designation). These solutions have a relatively low ionic strength (≈0.1) compared to that of seawater (≈0.7), and, as a consequence, are not recommended for use in characterizing the pH of seawater, since the ionic strength differences cause changes in electrode potential. To resolve this problem, an alternative series of buffers based on artificial seawater was developed.[28] This new series resolves the problem of ionic strength differences between samples and the buffers, and the new pH scale is referred to as the 'total scale', often denoted as pHT. The total scale was defined using a medium containing sulfate ions. These ions experience protonation, H+ + SO2−4 ⇌ HSO−4, such that the total scale includes the effect of both protons (free hydrogen ions) and hydrogen sulfate ions:
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An alternative scale, the 'free scale', often denoted 'pHF', omits this consideration and focuses solely on [H+]F, in principle making it a simpler representation of hydrogen ion concentration. Only [H+]T can be determined,[29] therefore [H+]F must be estimated using the [SO2−4] and the stability constant of HSO−4, K*S:
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However, it is difficult to estimate K*S in seawater, limiting the utility of the otherwise more straightforward free scale.
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Another scale, known as the 'seawater scale', often denoted 'pHSWS', takes account of a further protonation relationship between hydrogen ions and fluoride ions, H+ + F− ⇌ HF. Resulting in the following expression for [H+]SWS:
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However, the advantage of considering this additional complexity is dependent upon the abundance of fluoride in the medium. In seawater, for instance, sulfate ions occur at much greater concentrations (>400 times) than those of fluoride. As a consequence, for most practical purposes, the difference between the total and seawater scales is very small.
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The following three equations summarise the three scales of pH:
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In practical terms, the three seawater pH scales differ in their values by up to 0.12 pH units, differences that are much larger than the accuracy of pH measurements typically required, in particular, in relation to the ocean's carbonate system.[27] Since it omits consideration of sulfate and fluoride ions, the free scale is significantly different from both the total and seawater scales. Because of the relative unimportance of the fluoride ion, the total and seawater scales differ only very slightly.
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The pH of different cellular compartments, body fluids, and organs is usually tightly regulated in a process called acid-base homeostasis. The most common disorder in acid-base homeostasis is acidosis, which means an acid overload in the body, generally defined by pH falling below 7.35. Alkalosis is the opposite condition, with blood pH being excessively high.
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The pH of blood is usually slightly basic with a value of pH 7.365. This value is often referred to as physiological pH in biology and medicine. Plaque can create a local acidic environment that can result in tooth decay by demineralization. Enzymes and other proteins have an optimum pH range and can become inactivated or denatured outside this range.
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The calculation of the pH of a solution containing acids and/or bases is an example of a chemical speciation calculation, that is, a mathematical procedure for calculating the concentrations of all chemical species that are present in the solution. The complexity of the procedure depends on the nature of the solution. For strong acids and bases no calculations are necessary except in extreme situations. The pH of a solution containing a weak acid requires the solution of a quadratic equation. The pH of a solution containing a weak base may require the solution of a cubic equation. The general case requires the solution of a set of non-linear simultaneous equations.
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A complicating factor is that water itself is a weak acid and a weak base (see amphoterism). It dissociates according to the equilibrium
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with a dissociation constant, Kw defined as
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where [H+] stands for the concentration of the aqueous hydronium ion and [OH−] represents the concentration of the hydroxide ion. This equilibrium needs to be taken into account at high pH and when the solute concentration is extremely low.
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Strong acids and bases are compounds that, for practical purposes, are completely dissociated in water. Under normal circumstances this means that the concentration of hydrogen ions in acidic solution can be taken to be equal to the concentration of the acid. The pH is then equal to minus the logarithm of the concentration value. Hydrochloric acid (HCl) is an example of a strong acid. The pH of a 0.01M solution of HCl is equal to −log10(0.01), that is, pH = 2. Sodium hydroxide, NaOH, is an example of a strong base. The p[OH] value of a 0.01M solution of NaOH is equal to −log10(0.01), that is, p[OH] = 2. From the definition of p[OH] above, this means that the pH is equal to about 12. For solutions of sodium hydroxide at higher concentrations the self-ionization equilibrium must be taken into account.
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Self-ionization must also be considered when concentrations are extremely low. Consider, for example, a solution of hydrochloric acid at a concentration of 5×10−8M. The simple procedure given above would suggest that it has a pH of 7.3. This is clearly wrong as an acid solution should have a pH of less than 7. Treating the system as a mixture of hydrochloric acid and the amphoteric substance water, a pH of 6.89 results.[33]
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A weak acid or the conjugate acid of a weak base can be treated using the same formalism.
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First, an acid dissociation constant is defined as follows. Electrical charges are omitted from subsequent equations for the sake of generality
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and its value is assumed to have been determined by experiment. This being so, there are three unknown concentrations, [HA], [H+] and [A−] to determine by calculation. Two additional equations are needed. One way to provide them is to apply the law of mass conservation in terms of the two "reagents" H and A.
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C stands for analytical concentration. In some texts, one mass balance equation is replaced by an equation of charge balance. This is satisfactory for simple cases like this one, but is more difficult to apply to more complicated cases as those below. Together with the equation defining Ka, there are now three equations in three unknowns. When an acid is dissolved in water CA = CH = Ca, the concentration of the acid, so [A] = [H]. After some further algebraic manipulation an equation in the hydrogen ion concentration may be obtained.
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Solution of this quadratic equation gives the hydrogen ion concentration and hence p[H] or, more loosely, pH. This procedure is illustrated in an ICE table which can also be used to calculate the pH when some additional (strong) acid or alkaline has been added to the system, that is, when CA ≠ CH.
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For example, what is the pH of a 0.01M solution of benzoic acid, pKa = 4.19?
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For alkaline solutions an additional term is added to the mass-balance equation for hydrogen. Since addition of hydroxide reduces the hydrogen ion concentration, and the hydroxide ion concentration is constrained by the self-ionization equilibrium to be equal to
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K
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w
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[
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H
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+
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]
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|
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{\displaystyle {\frac {K_{w}}{{\ce {[H+]}}}}}
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+
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In this case the resulting equation in [H] is a cubic equation.
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+
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Some systems, such as with polyprotic acids, are amenable to spreadsheet calculations.[34] With three or more reagents or when many complexes are formed with general formulae such as ApBqHr,the following general method can be used to calculate the pH of a solution. For example, with three reagents, each equilibrium is characterized by an equilibrium constant, β.
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Next, write down the mass-balance equations for each reagent:
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Note that there are no approximations involved in these equations, except that each stability constant is defined as a quotient of concentrations, not activities. Much more complicated expressions are required if activities are to be used.
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There are 3 non-linear simultaneous equations in the three unknowns, [A], [B] and [H]. Because the equations are non-linear, and because concentrations may range over many powers of 10, the solution of these equations is not straightforward. However, many computer programs are available which can be used to perform these calculations. There may be more than three reagents. The calculation of hydrogen ion concentrations, using this formalism, is a key element in the determination of equilibrium constants by potentiometric titration.
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