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Impressionism is a 19th-century art movement characterized by relatively small, thin, yet visible brush strokes, open composition, emphasis on accurate depiction of light in its changing qualities (often accentuating the effects of the passage of time), ordinary subject matter, inclusion of movement as a crucial element of human perception and experience, and unusual visual angles. Impressionism originated with a group of Paris-based artists whose independent exhibitions brought them to prominence during the 1870s and 1880s.
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The Impressionists faced harsh opposition from the conventional art community in France. The name of the style derives from the title of a Claude Monet work, Impression, soleil levant (Impression, Sunrise), which provoked the critic Louis Leroy to coin the term in a satirical review published in the Parisian newspaper Le Charivari.
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The development of Impressionism in the visual arts was soon followed by analogous styles in other media that became known as impressionist music and impressionist literature.
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Radicals in their time, early Impressionists violated the rules of academic painting. They constructed their pictures from freely brushed colours that took precedence over lines and contours, following the example of painters such as Eugène Delacroix and J. M. W. Turner. They also painted realistic scenes of modern life, and often painted outdoors. Previously, still lifes and portraits as well as landscapes were usually painted in a studio.[1] The Impressionists found that they could capture the momentary and transient effects of sunlight by painting outdoors or en plein air. They portrayed overall visual effects instead of details, and used short "broken" brush strokes of mixed and pure unmixed colour—not blended smoothly or shaded, as was customary—to achieve an effect of intense colour vibration.
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Impressionism emerged in France at the same time that a number of other painters, including the Italian artists known as the Macchiaioli, and Winslow Homer in the United States, were also exploring plein-air painting. The Impressionists, however, developed new techniques specific to the style. Encompassing what its adherents argued was a different way of seeing, it is an art of immediacy and movement, of candid poses and compositions, of the play of light expressed in a bright and varied use of colour.
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The public, at first hostile, gradually came to believe that the Impressionists had captured a fresh and original vision, even if the art critics and art establishment disapproved of the new style. By recreating the sensation in the eye that views the subject, rather than delineating the details of the subject, and by creating a welter of techniques and forms, Impressionism is a precursor of various painting styles, including Neo-Impressionism, Post-Impressionism, Fauvism, and Cubism.
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In the middle of the 19th century—a time of change, as Emperor Napoleon III rebuilt Paris and waged war—the Académie des Beaux-Arts dominated French art. The Académie was the preserver of traditional French painting standards of content and style. Historical subjects, religious themes, and portraits were valued; landscape and still life were not. The Académie preferred carefully finished images that looked realistic when examined closely. Paintings in this style were made up of precise brush strokes carefully blended to hide the artist's hand in the work.[3] Colour was restrained and often toned down further by the application of a golden varnish.[4]
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The Académie had an annual, juried art show, the Salon de Paris, and artists whose work was displayed in the show won prizes, garnered commissions, and enhanced their prestige. The standards of the juries represented the values of the Académie, represented by the works of such artists as Jean-Léon Gérôme and Alexandre Cabanel.
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In the early 1860s, four young painters—Claude Monet, Pierre-Auguste Renoir, Alfred Sisley, and Frédéric Bazille—met while studying under the academic artist Charles Gleyre. They discovered that they shared an interest in painting landscape and contemporary life rather than historical or mythological scenes. Following a practice that had become increasingly popular by mid-century, they often ventured into the countryside together to paint in the open air,[5] but not for the purpose of making sketches to be developed into carefully finished works in the studio, as was the usual custom.[6] By painting in sunlight directly from nature, and making bold use of the vivid synthetic pigments that had become available since the beginning of the century, they began to develop a lighter and brighter manner of painting that extended further the Realism of Gustave Courbet and the Barbizon school. A favourite meeting place for the artists was the Café Guerbois on Avenue de Clichy in Paris, where the discussions were often led by Édouard Manet, whom the younger artists greatly admired. They were soon joined by Camille Pissarro, Paul Cézanne, and Armand Guillaumin.[7]
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During the 1860s, the Salon jury routinely rejected about half of the works submitted by Monet and his friends in favour of works by artists faithful to the approved style.[8] In 1863, the Salon jury rejected Manet's The Luncheon on the Grass (Le déjeuner sur l'herbe) primarily because it depicted a nude woman with two clothed men at a picnic. While the Salon jury routinely accepted nudes in historical and allegorical paintings, they condemned Manet for placing a realistic nude in a contemporary setting.[9] The jury's severely worded rejection of Manet's painting appalled his admirers, and the unusually large number of rejected works that year perturbed many French artists.
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After Emperor Napoleon III saw the rejected works of 1863, he decreed that the public be allowed to judge the work themselves, and the Salon des Refusés (Salon of the Refused) was organized. While many viewers came only to laugh, the Salon des Refusés drew attention to the existence of a new tendency in art and attracted more visitors than the regular Salon.[10]
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Artists' petitions requesting a new Salon des Refusés in 1867, and again in 1872, were denied. In December 1873, Monet, Renoir, Pissarro, Sisley, Cézanne, Berthe Morisot, Edgar Degas and several other artists founded the Société Anonyme Coopérative des Artistes Peintres, Sculpteurs, Graveurs ("Cooperative and Anonymous Association of Painters, Sculptors, and Engravers") to exhibit their artworks independently.[11] Members of the association were expected to forswear participation in the Salon.[12] The organizers invited a number of other progressive artists to join them in their inaugural exhibition, including the older Eugène Boudin, whose example had first persuaded Monet to adopt plein air painting years before.[13] Another painter who greatly influenced Monet and his friends, Johan Jongkind, declined to participate, as did Édouard Manet. In total, thirty artists participated in their first exhibition, held in April 1874 at the studio of the photographer Nadar.
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The critical response was mixed. Monet and Cézanne received the harshest attacks. Critic and humorist Louis Leroy wrote a scathing review in the newspaper Le Charivari in which, making wordplay with the title of Claude Monet's Impression, Sunrise (Impression, soleil levant), he gave the artists the name by which they became known. Derisively titling his article The Exhibition of the Impressionists, Leroy declared that Monet's painting was at most, a sketch, and could hardly be termed a finished work.
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He wrote, in the form of a dialog between viewers,
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The term Impressionist quickly gained favour with the public. It was also accepted by the artists themselves, even though they were a diverse group in style and temperament, unified primarily by their spirit of independence and rebellion. They exhibited together—albeit with shifting membership—eight times between 1874 and 1886. The Impressionists' style, with its loose, spontaneous brushstrokes, would soon become synonymous with modern life.[4]
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Monet, Sisley, Morisot, and Pissarro may be considered the "purest" Impressionists, in their consistent pursuit of an art of spontaneity, sunlight, and colour. Degas rejected much of this, as he believed in the primacy of drawing over colour and belittled the practice of painting outdoors.[15] Renoir turned away from Impressionism for a time during the 1880s, and never entirely regained his commitment to its ideas. Édouard Manet, although regarded by the Impressionists as their leader,[16] never abandoned his liberal use of black as a colour (while Impressionists avoided its use and preferred to obtain darker colours by mixing), and never participated in the Impressionist exhibitions. He continued to submit his works to the Salon, where his painting Spanish Singer had won a 2nd class medal in 1861, and he urged the others to do likewise, arguing that "the Salon is the real field of battle" where a reputation could be made.[17]
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Among the artists of the core group (minus Bazille, who had died in the Franco-Prussian War in 1870), defections occurred as Cézanne, followed later by Renoir, Sisley, and Monet, abstained from the group exhibitions so they could submit their works to the Salon. Disagreements arose from issues such as Guillaumin's membership in the group, championed by Pissarro and Cézanne against opposition from Monet and Degas, who thought him unworthy.[18] Degas invited Mary Cassatt to display her work in the 1879 exhibition, but also insisted on the inclusion of Jean-François Raffaëlli, Ludovic Lepic, and other realists who did not represent Impressionist practices, causing Monet in 1880 to accuse the Impressionists of "opening doors to first-come daubers".[19] The group divided over invitations to Paul Signac and Georges Seurat to exhibit with them in 1886. Pissarro was the only artist to show at all eight Impressionist exhibitions.
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The individual artists achieved few financial rewards from the Impressionist exhibitions, but their art gradually won a degree of public acceptance and support. Their dealer, Durand-Ruel, played a major role in this as he kept their work before the public and arranged shows for them in London and New York. Although Sisley died in poverty in 1899, Renoir had a great Salon success in 1879.[20] Monet became secure financially during the early 1880s and so did Pissarro by the early 1890s. By this time the methods of Impressionist painting, in a diluted form, had become commonplace in Salon art.[21]
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French painters who prepared the way for Impressionism include the Romantic colourist Eugène Delacroix, the leader of the realists Gustave Courbet, and painters of the Barbizon school such as Théodore Rousseau. The Impressionists learned much from the work of Johan Barthold Jongkind, Jean-Baptiste-Camille Corot and Eugène Boudin, who painted from nature in a direct and spontaneous style that prefigured Impressionism, and who befriended and advised the younger artists.
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A number of identifiable techniques and working habits contributed to the innovative style of the Impressionists. Although these methods had been used by previous artists—and are often conspicuous in the work of artists such as Frans Hals, Diego Velázquez, Peter Paul Rubens, John Constable, and J. M. W. Turner—the Impressionists were the first to use them all together, and with such consistency. These techniques include:
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New technology played a role in the development of the style. Impressionists took advantage of the mid-century introduction of premixed paints in tin tubes (resembling modern toothpaste tubes), which allowed artists to work more spontaneously, both outdoors and indoors.[22] Previously, painters made their own paints individually, by grinding and mixing dry pigment powders with linseed oil, which were then stored in animal bladders.[23]
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Many vivid synthetic pigments became commercially available to artists for the first time during the 19th century. These included cobalt blue, viridian, cadmium yellow, and synthetic ultramarine blue, all of which were in use by the 1840s, before Impressionism.[24] The Impressionists' manner of painting made bold use of these pigments, and of even newer colours such as cerulean blue,[4] which became commercially available to artists in the 1860s.[24]
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The Impressionists' progress toward a brighter style of painting was gradual. During the 1860s, Monet and Renoir sometimes painted on canvases prepared with the traditional red-brown or grey ground.[25] By the 1870s, Monet, Renoir, and Pissarro usually chose to paint on grounds of a lighter grey or beige colour, which functioned as a middle tone in the finished painting.[25] By the 1880s, some of the Impressionists had come to prefer white or slightly off-white grounds, and no longer allowed the ground colour a significant role in the finished painting.[26]
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Prior to the Impressionists, other painters, notably such 17th-century Dutch painters as Jan Steen, had emphasized common subjects, but their methods of composition were traditional. They arranged their compositions so that the main subject commanded the viewer's attention. J. M. W. Turner, while an artist of the Romantic era, anticipated the style of impressionism with his artwork.[27] The Impressionists relaxed the boundary between subject and background so that the effect of an Impressionist painting often resembles a snapshot, a part of a larger reality captured as if by chance.[28] Photography was gaining popularity, and as cameras became more portable, photographs became more candid. Photography inspired Impressionists to represent momentary action, not only in the fleeting lights of a landscape, but in the day-to-day lives of people.[29][30]
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The development of Impressionism can be considered partly as a reaction by artists to the challenge presented by photography, which seemed to devalue the artist's skill in reproducing reality. Both portrait and landscape paintings were deemed somewhat deficient and lacking in truth as photography "produced lifelike images much more efficiently and reliably".[31]
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In spite of this, photography actually inspired artists to pursue other means of creative expression, and rather than compete with photography to emulate reality, artists focused "on the one thing they could inevitably do better than the photograph—by further developing into an art form its very subjectivity in the conception of the image, the very subjectivity that photography eliminated".[31] The Impressionists sought to express their perceptions of nature, rather than create exact representations. This allowed artists to depict subjectively what they saw with their "tacit imperatives of taste and conscience".[32] Photography encouraged painters to exploit aspects of the painting medium, like colour, which photography then lacked: "The Impressionists were the first to consciously offer a subjective alternative to the photograph".[31]
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Another major influence was Japanese ukiyo-e art prints (Japonism). The art of these prints contributed significantly to the "snapshot" angles and unconventional compositions that became characteristic of Impressionism. An example is Monet's Jardin à Sainte-Adresse, 1867, with its bold blocks of colour and composition on a strong diagonal slant showing the influence of Japanese prints[34]
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Edgar Degas was both an avid photographer and a collector of Japanese prints.[35] His The Dance Class (La classe de danse) of 1874 shows both influences in its asymmetrical composition. The dancers are seemingly caught off guard in various awkward poses, leaving an expanse of empty floor space in the lower right quadrant. He also captured his dancers in sculpture, such as the Little Dancer of Fourteen Years.
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Impressionists, in varying degrees, were looking for ways to depict visual experience and contemporary subjects.[36] Women Impressionists were interested in these same ideals but had many social and career limitations compared to male Impressionists. In particular, they were excluded from the imagery of the bourgeois social sphere of the boulevard, cafe, and dance hall.[37] As well as imagery, women were excluded from the formative discussions that resulted in meetings in those places; that was where male Impressionists were able to form and share ideas about Impressionism.[37] In the academic realm, women were believed to be incapable of handling complex subjects which led teachers to restrict what they taught female students.[38] It was also considered unladylike to excel in art since women's true talents were then believed to center on homemaking and mothering.[38]
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Yet several women were able to find success during their lifetime, even though their careers were affected by personal circumstances – Bracquemond, for example, had a husband who was resentful of her work which caused her to give up painting.[39] The four most well known, namely, Mary Cassatt, Eva Gonzalès, Marie Bracquemond, and Berthe Morisot, are, and were, often referred to as the 'Women Impressionists'. Their participation in the series of eight Impressionist exhibitions that took place in Paris from 1874 to 1886 varied: Morisot participated in seven, Cassatt in four, Bracquemond in three, and Gonzalès did not participate.[39][40]
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The critics of the time lumped these four together without regard to their personal styles, techniques, or subject matter.[41] Critics viewing their works at the exhibitions often attempted to acknowledge the women artists' talents but circumscribed them within a limited notion of femininity.[42] Arguing for the suitability of Impressionist technique to women's manner of perception, Parisian critic S.C. de Soissons wrote:
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One can understand that women have no originality of thought, and that literature and music have no feminine character; but surely women know how to observe, and what they see is quite different from that which men see, and the art which they put in their gestures, in their toilet, in the decoration of their environment is sufficient to give is the idea of an instinctive, of a peculiar genius which resides in each one of them.[43]
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While Impressionism legitimized the domestic social life as subject matter, of which women had intimate knowledge, it also tended to limit them to that subject matter. Portrayals of often-identifiable sitters in domestic settings (which could offer commissions) were dominant in the exhibitions.[44] The subjects of the paintings were often women interacting with their environment by either their gaze or movement. Cassatt, in particular, was aware of her placement of subjects: she kept her predominantly female figures from objectification and cliche; when they are not reading, they converse, sew, drink tea, and when they are inactive, they seem lost in thought.[45]
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The women Impressionists, like their male counterparts, were striving for "truth," for new ways of seeing and new painting techniques; each artist had an individual painting style.[46] Women Impressionists (particularly Morisot and Cassatt) were conscious of the balance of power between women and objects in their paintings – the bourgeois women depicted are not defined by decorative objects, but instead, interact with and dominate the things with which they live.[47] There are many similarities in their depictions of women who seem both at ease and subtly confined.[48] Gonzalès' Box at the Italian Opera depicts a woman staring into the distance, at ease in a social sphere but confined by the box and the man standing next to her. Cassatt's painting Young Girl at a Window is brighter in color but remains constrained by the canvas edge as she looks out the window.
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Despite their success in their ability to have a career and Impressionism's demise attributed to its allegedly feminine characteristics (its sensuality, dependence on sensation, physicality, and fluidity) the four women artists (and other, lesser-known women Impressionists) were largely omitted from art historical textbooks covering Impressionist artists until Tamar Garb's Women Impressionists published in 1986.[49] For example, Impressionism by Jean Leymarie, published in 1955 included no information on any women Impressionists.
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The central figures in the development of Impressionism in France,[50][51] listed alphabetically, were:
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Frédéric Bazille, Paysage au bord du Lez, 1870, Minneapolis Institute of Art
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Alfred Sisley, Bridge at Villeneuve-la-Garenne, 1872, Metropolitan Museum of Art
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Berthe Morisot, The Cradle, 1872, Musée d'Orsay
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Armand Guillaumin, Sunset at Ivry (Soleil couchant à Ivry), 1873, Musée d'Orsay
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Édouard Manet, Boating, 1874, Metropolitan Museum of Art
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Alfred Sisley, La Seine au Point du jour, 1877, Museum of modern art André Malraux - MuMa, Le Havre
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Édouard Manet, The Plum, 1878, National Gallery of Art, Washington, D.C.
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Édouard Manet, A Bar at the Folies-Bergère (Un Bar aux Folies-Bergère), 1882, Courtauld Institute of Art
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Edgar Degas, After the Bath, Woman Drying Herself, c. 1884–1886 (reworked between 1890 and 1900), MuMa, Le Havre
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Edgar Degas, L'Absinthe, 1876, Musée d'Orsay, Paris
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Edgar Degas, Dancer with a Bouquet of Flowers (Star of the Ballet), 1878, Getty Center, Los Angeles
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Edgar Degas, Woman in the Bath, 1886, Hill–Stead Museum, Farmington, Connecticut
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Edgar Degas, Dancers at The Bar, 1888, The Phillips Collection, Washington, D.C.
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Gustave Caillebotte, Paris Street; Rainy Day, 1877, Art Institute of Chicago
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Pierre-Auguste Renoir, La Parisienne, 1874, National Museum Cardiff
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Pierre-Auguste Renoir, Portrait of Irène Cahen d'Anvers (La Petite Irène), 1880, Foundation E.G. Bührle, Zürich
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Pierre-Auguste Renoir, Two Sisters (On the Terrace), 1881, Art Institute of Chicago
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Pierre-Auguste Renoir, Girl with a Hoop, 1885, National Gallery of Art, Washington, D.C.
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Claude Monet, The Cliff at Étretat after the Storm, 1885, Clark Art Institute, Williamstown, Massachusetts
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Mary Cassatt, The Child's Bath (The Bath), 1893, oil on canvas, Art Institute of Chicago
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Berthe Morisot, Portrait of Mme Boursier and Her Daughter, c. 1873, Brooklyn Museum
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Claude Monet, Le Grand Canal, 1908, Museum of Fine Arts, Boston
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The Impressionists
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Among the close associates of the Impressionists were several painters who adopted their methods to some degree. These include Jean-Louis Forain (who participated in Impressionist exhibitions in 1879, 1880, 1881 and 1886)[54] and Giuseppe De Nittis, an Italian artist living in Paris who participated in the first Impressionist exhibit at the invitation of Degas, although the other Impressionists disparaged his work.[55] Federico Zandomeneghi was another Italian friend of Degas who showed with the Impressionists. Eva Gonzalès was a follower of Manet who did not exhibit with the group. James Abbott McNeill Whistler was an American-born painter who played a part in Impressionism although he did not join the group and preferred grayed colours. Walter Sickert, an English artist, was initially a follower of Whistler, and later an important disciple of Degas; he did not exhibit with the Impressionists. In 1904 the artist and writer Wynford Dewhurst wrote the first important study of the French painters published in English, Impressionist Painting: its genesis and development, which did much to popularize Impressionism in Great Britain.
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By the early 1880s, Impressionist methods were affecting, at least superficially, the art of the Salon. Fashionable painters such as Jean Béraud and Henri Gervex found critical and financial success by brightening their palettes while retaining the smooth finish expected of Salon art.[56] Works by these artists are sometimes casually referred to as Impressionism, despite their remoteness from Impressionist practice.
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The influence of the French Impressionists lasted long after most of them had died. Artists like J.D. Kirszenbaum were borrowing Impressionist techniques throughout the twentieth century.
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As the influence of Impressionism spread beyond France, artists, too numerous to list, became identified as practitioners of the new style. Some of the more important examples are:
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The sculptor Auguste Rodin is sometimes called an Impressionist for the way he used roughly modeled surfaces to suggest transient light effects.[57]
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Pictorialist photographers whose work is characterized by soft focus and atmospheric effects have also been called Impressionists.
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French Impressionist Cinema is a term applied to a loosely defined group of films and filmmakers in France from 1919–1929, although these years are debatable. French Impressionist filmmakers include Abel Gance, Jean Epstein, Germaine Dulac, Marcel L’Herbier, Louis Delluc, and Dmitry Kirsanoff.
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Musical Impressionism is the name given to a movement in European classical music that arose in the late 19th century and continued into the middle of the 20th century. Originating in France, musical Impressionism is characterized by suggestion and atmosphere, and eschews the emotional excesses of the Romantic era. Impressionist composers favoured short forms such as the nocturne, arabesque, and prelude, and often explored uncommon scales such as the whole tone scale. Perhaps the most notable innovations of Impressionist composers were the introduction of major 7th chords and the extension of chord structures in 3rds to five- and six-part harmonies.
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The influence of visual Impressionism on its musical counterpart is debatable. Claude Debussy and Maurice Ravel are generally considered the greatest Impressionist composers, but Debussy disavowed the term, calling it the invention of critics. Erik Satie was also considered in this category, though his approach was regarded as less serious, more musical novelty in nature. Paul Dukas is another French composer sometimes considered an Impressionist, but his style is perhaps more closely aligned to the late Romanticists. Musical Impressionism beyond France includes the work of such composers as Ottorino Respighi (Italy), Ralph Vaughan Williams, Cyril Scott, and John Ireland (England), Manuel De Falla and Isaac Albeniz (Spain), and Charles Griffes (America).
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The term Impressionism has also been used to describe works of literature in which a few select details suffice to convey the sensory impressions of an incident or scene. Impressionist literature is closely related to Symbolism, with its major exemplars being Baudelaire, Mallarmé, Rimbaud, and Verlaine. Authors such as Virginia Woolf, D.H. Lawrence, and Joseph Conrad have written works that are Impressionistic in the way that they describe, rather than interpret, the impressions, sensations and emotions that constitute a character's mental life.
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During the 1880s several artists began to develop different precepts for the use of colour, pattern, form, and line, derived from the Impressionist example: Vincent van Gogh, Paul Gauguin, Georges Seurat, and Henri de Toulouse-Lautrec. These artists were slightly younger than the Impressionists, and their work is known as post-Impressionism. Some of the original Impressionist artists also ventured into this new territory; Camille Pissarro briefly painted in a pointillist manner, and even Monet abandoned strict plein air painting. Paul Cézanne, who participated in the first and third Impressionist exhibitions, developed a highly individual vision emphasising pictorial structure, and he is more often called a post-Impressionist. Although these cases illustrate the difficulty of assigning labels, the work of the original Impressionist painters may, by definition, be categorised as Impressionism.
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Georges Seurat, A Sunday Afternoon on the Island of La Grande Jatte, 1884–1886, The Art Institute of Chicago
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Vincent van Gogh, Cypresses, 1889, Metropolitan Museum of Art
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Paul Gauguin, The Midday Nap, 1894, Metropolitan Museum of Art
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Paul Cézanne, The Card Players, 1894–1895, Musée d'Orsay, Paris
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The Alps[a] are the highest and most extensive mountain range system that lies entirely in Europe,[2][b] and stretch approximately 1,200 kilometres (750 mi) across eight Alpine countries (from west to east): France, Switzerland, Monaco, Italy, Liechtenstein, Austria, Germany, and Slovenia.[3] The Alpine arch generally extends from Nice on the western Mediterranean to Trieste on the Adriatic and Vienna at the beginning of the Pannonian basin. The mountains were formed over tens of millions of years as the African and Eurasian tectonic plates collided. Extreme shortening caused by the event resulted in marine sedimentary rocks rising by thrusting and folding into high mountain peaks such as Mont Blanc and the Matterhorn. Mont Blanc spans the French–Italian border, and at 4,809 m (15,778 ft) is the highest mountain in the Alps. The Alpine region area contains about a hundred peaks higher than 4,000 metres (13,000 ft).
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The altitude and size of the range affects the climate in Europe; in the mountains precipitation levels vary greatly and climatic conditions consist of distinct zones. Wildlife such as ibex live in the higher peaks to elevations of 3,400 m (11,155 ft), and plants such as Edelweiss grow in rocky areas in lower elevations as well as in higher elevations. Evidence of human habitation in the Alps goes back to the Palaeolithic era. A mummified man, determined to be 5,000 years old, was discovered on a glacier at the Austrian–Italian border in 1991.
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By the 6th century BC, the Celtic La Tène culture was well established. Hannibal famously crossed the Alps with a herd of elephants, and the Romans had settlements in the region. In 1800, Napoleon crossed one of the mountain passes with an army of 40,000. The 18th and 19th centuries saw an influx of naturalists, writers, and artists, in particular, the Romantics, followed by the golden age of alpinism as mountaineers began to ascend the peaks.
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The Alpine region has a strong cultural identity. The traditional culture of farming, cheesemaking, and woodworking still exists in Alpine villages, although the tourist industry began to grow early in the 20th century and expanded greatly after World War II to become the dominant industry by the end of the century. The Winter Olympic Games have been hosted in the Swiss, French, Italian, Austrian and German Alps. At present, the region is home to 14 million people and has 120 million annual visitors.[4]
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|
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The English word Alps derives from the Latin Alpes (through French).
|
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The Latin word Alpes could possibly come from the adjective albus[5] ("white"), which could possibly come from the Greek goddess Alphito, whose name is related to alphita, the "white flour"; alphos, a dull white leprosy; and finally the Proto-Indo-European word alphos. Similarly, the river god Alpheus (deity) also derives from the Greek alphos and means whitish.
|
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In his commentary on the Aeneid of Vergil, the late fourth-century grammarian Maurus Servius Honoratus says that all high mountains are called Alpes by Celts.[6] The term may be common to Italo-Celtic, because the Celtic languages have terms for high mountains derived from alp.[citation needed].
|
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This may be consistent with the theory that in Greek Alpes is a name of non-Indo-European origin (which is common for prominent mountains and mountain ranges in the Mediterranean region). According to the Oxford English Dictionary, the Latin Alpes might possibly derive from a pre-Indo-European word *alb "hill"; "Albania" is a related derivation. Albania, a name not native to the region known as the country of Albania, has been used as a name for a number of mountainous areas across Europe. In Roman times, "Albania" was a name for the eastern Caucasus, while in the English languages "Albania" (or "Albany") was occasionally used as a name for Scotland,[7] although it is more likely derived from the Latin word albus,[5] the color white.
|
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|
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In modern languages the term alp, alm, albe or alpe refers to a grazing pastures in the alpine regions below the glaciers, not the peaks.[8] An alp refers to a high mountain pasture where cows are taken to be grazed during the summer months and where hay barns can be found, and the term "the Alps", referring to the mountains, is a misnomer.[9][10] The term for the mountain peaks varies by nation and language: words such as Horn, Kogel, Kopf, Gipfel, Spitze, Stock, and Berg are used in German speaking regions; Mont, Pic, Tête, Pointe, Dent, Roche, and Aiguille in French speaking regions; and Monte, Picco, Corno, Punta, Pizzo, or Cima in Italian speaking regions.[11]
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|
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The Alps are a crescent shaped geographic feature of central Europe that ranges in an 800 km (500 mi) arc (curved line) from east to west and is 200 km (120 mi) in width. The mean height of the mountain peaks is 2.5 km (1.6 mi).[12] The range stretches from the Mediterranean Sea north above the Po basin, extending through France from Grenoble, and stretching eastward through mid and southern Switzerland. The range continues onward toward Vienna, Austria, and east to the Adriatic Sea and Slovenia.[13][14][15] To the south it dips into northern Italy and to the north extends to the southern border of Bavaria in Germany.[15] In areas like Chiasso, Switzerland, and Allgäu, Bavaria, the demarcation between the mountain range and the flatlands are clear; in other places such as Geneva, the demarcation is less clear. The countries with the greatest alpine territory are Austria (28.7% of the total area), Italy (27.2%), France (21.4%) and Switzerland (13.2%).[16]
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|
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The highest portion of the range is divided by the glacial trough of the Rhône valley, from Mont Blanc to the Matterhorn and Monte Rosa on the southern side, and the Bernese Alps on the northern. The peaks in the easterly portion of the range, in Austria and Slovenia, are smaller than those in the central and western portions.[15]
|
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|
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The variances in nomenclature in the region spanned by the Alps makes classification of the mountains and subregions difficult, but a general classification is that of the Eastern Alps and Western Alps with the divide between the two occurring in eastern Switzerland according to geologist Stefan Schmid,[8] near the Splügen Pass.
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The highest peaks of the Western Alps and Eastern Alps, respectively, are Mont Blanc, at 4,810 m (15,780 ft)[17] and Piz Bernina at 4,049 metres (13,284 ft). The second-highest major peaks are Monte Rosa at 4,634 m (15,200 ft) and Ortler[18] at 3,905 m (12,810 ft), respectively
|
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Series of lower mountain ranges run parallel to the main chain of the Alps, including the French Prealps in France and the Jura Mountains in Switzerland and France. The secondary chain of the Alps follows the watershed from the Mediterranean Sea to the Wienerwald, passing over many of the highest and most well-known peaks in the Alps. From the Colle di Cadibona to Col de Tende it runs westwards, before turning to the northwest and then, near the Colle della Maddalena, to the north. Upon reaching the Swiss border, the line of the main chain heads approximately east-northeast, a heading it follows until its end near Vienna.[19]
|
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The northeast end of the Alpine arc directly on the Danube, which flows into the Black Sea, is the Leopoldsberg near Vienna. In contrast, the southeastern part of the Alps ends on the Adriatic Sea in the area around Trieste towards Duino and Barcola.[20]
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The Alps have been crossed for war and commerce, and by pilgrims, students and tourists. Crossing routes by road, train or foot are known as passes, and usually consist of depressions in the mountains in which a valley leads from the plains and hilly pre-mountainous zones.[21] In the medieval period hospices were established by religious orders at the summits of many of the main passes.[10] The most important passes are the Col de l'Iseran (the highest), the Col Agnel, the Brenner Pass, the Mont-Cenis, the Great St. Bernard Pass, the Col de Tende, the Gotthard Pass, the Semmering Pass, the Simplon Pass, and the Stelvio Pass.[22]
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Crossing the Italian-Austrian border, the Brenner Pass separates the Ötztal Alps and Zillertal Alps and has been in use as a trading route since the 14th century. The lowest of the Alpine passes at 985 m (3,232 ft), the Semmering crosses from Lower Austria to Styria; since the 12th century when a hospice was built there, it has seen continuous use. A railroad with a tunnel 1.6 kilometres (1 mi) long was built along the route of the pass in the mid-19th century. With a summit of 2,469 m (8,100 ft), the Great St. Bernard Pass is one of the highest in the Alps, crossing the Italian-Swiss border east of the Pennine Alps along the flanks of Mont Blanc. The pass was used by Napoleon Bonaparte to cross 40,000 troops in 1800.
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The Mont Cenis pass has been a major commercial and military road between Western Europe and Italy. The pass was crossed by many troops on their way to the Italian peninsula. From Constantine I, Pepin the Short and Charlemagne to Henry IV, Napoléon and more recently the German Gebirgsjägers during World War II.
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Now the pass has been supplanted by the Fréjus Highway Tunnel (opened 1980) and Rail Tunnel (opened 1871).
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The Saint Gotthard Pass crosses from Central Switzerland to Ticino; in 1882 the 15-kilometre-long (9.3 mi) Saint Gotthard Railway Tunnel was opened connecting Lucerne in Switzerland, with Milan in Italy. 98 years later followed Gotthard Road Tunnel (16.9 km or 10.5 mi long) connecting the A2 motorway in Göschenen on the German-Swiss side with Airolo on the Italian-Swiss side, exactly like the railway tunnel. On June 1, 2016 the world's longest railway tunnel, the Gotthard Base Tunnel was opened, which connects Erstfeld in canton of Uri with Bodio in canton of Ticino by two single tubes of 57.1 kilometres (35.5 mi).[23] It is the first tunnel that traverses the Alps on a flat route.[24] From December 11, 2016 it is part of the regular railway timetable and be used hourly as standard way to ride between Basel/Lucerne/Zurich and Bellinzona/Lugano/Milano.[25]
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The highest pass in the alps is the col de l'Iseran in Savoy (France) at 2,770 m (9,088 ft), followed by the Stelvio Pass in northern Italy at 2,756 m (9,042 ft); the road was built in the 1820s.[22]
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Important geological concepts were established as naturalists began studying the rock formations of the Alps in the 18th century. In the mid-19th century the now defunct theory of geosynclines was used to explain the presence of "folded" mountain chains but by the mid-20th century the theory of plate tectonics became widely accepted.[26]
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The formation of the Alps (the Alpine orogeny) was an episodic process that began about 300 million years ago.[28] In the Paleozoic Era the Pangaean supercontinent consisted of a single tectonic plate; it broke into separate plates during the Mesozoic Era and the Tethys sea developed between Laurasia and Gondwana during the Jurassic Period.[26] The Tethys was later squeezed between colliding plates causing the formation of mountain ranges called the Alpide belt, from Gibraltar through the Himalayas to Indonesia—a process that began at the end of the Mesozoic and continues into the present. The formation of the Alps was a segment of this orogenic process,[26] caused by the collision between the African and the Eurasian plates[29] that began in the late Cretaceous Period.[30]
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Under extreme compressive stresses and pressure, marine sedimentary rocks were uplifted, creating characteristic recumbent folds, or nappes, and thrust faults.[31] As the rising peaks underwent erosion, a layer of marine flysch sediments was deposited in the foreland basin, and the sediments became involved in younger nappes (folds) as the orogeny progressed. Coarse sediments from the continual uplift and erosion were later deposited in foreland areas as molasse.[29] The molasse regions in Switzerland and Bavaria were well-developed and saw further upthrusting of flysch.[32]
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The Alpine orogeny occurred in ongoing cycles through to the Paleogene causing differences in nappe structures, with a late-stage orogeny causing the development of the Jura Mountains.[33] A series of tectonic events in the Triassic, Jurassic and Cretaceous periods caused different paleogeographic regions.[33] The Alps are subdivided by different lithology (rock composition) and nappe structure according to the orogenic events that affected them.[8] The geological subdivision differentiates the Western, Eastern Alps and Southern Alps: the Helveticum in the north, the Penninicum and Austroalpine system in the centre and, south of the Periadriatic Seam, the Southern Alpine system.[34]
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According to geologist Stefan Schmid, because the Western Alps underwent a metamorphic event in the Cenozoic Era while the Austroalpine peaks underwent an event in the Cretaceous Period, the two areas show distinct differences in nappe formations.[33] Flysch deposits in the Southern Alps of Lombardy probably occurred in the Cretaceous or later.[33]
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Peaks in France, Italy and Switzerland lie in the "Houillière zone", which consists of basement with sediments from the Mesozoic Era.[34] High "massifs" with external sedimentary cover are more common in the Western Alps and were affected by Neogene Period thin-skinned thrusting whereas the Eastern Alps have comparatively few high peaked massifs.[32] Similarly the peaks in eastern Switzerland extending to western Austria (Helvetic nappes) consist of thin-skinned sedimentary folding that detached from former basement rock.[35]
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In simple terms the structure of the Alps consists of layers of rock of European, African and oceanic (Tethyan) origin.[36] The bottom nappe structure is of continental European origin, above which are stacked marine sediment nappes, topped off by nappes derived from the African plate.[37] The Matterhorn is an example of the ongoing orogeny and shows evidence of great folding. The tip of the mountain consists of gneisses from the African plate; the base of the peak, below the glaciated area, consists of European basement rock. The sequence of Tethyan marine sediments and their oceanic basement is sandwiched between rock derived from the African and European plates.[27]
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The core regions of the Alpine orogenic belt have been folded and fractured in such a manner that erosion created the characteristic steep vertical peaks of the Swiss Alps that rise seemingly straight out of the foreland areas.[30] Peaks such as Mont Blanc, the Matterhorn, and high peaks in the Pennine Alps, the Briançonnais, and Hohe Tauern consist of layers of rock from the various orogenies including exposures of basement rock.[38]
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Due to the ever-present geologic instability, earthquakes continue in the Alps to this day.[39] Typically, the largest earthquakes in the alps have been between magnitude 6 and 7 on the Richter scale.[40]
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The Union Internationale des Associations d'Alpinisme (UIAA) has defined a list of 82 "official" Alpine summits that reach at least 4,000 m (13,123 ft).[41] The list includes not only mountains, but also subpeaks with little prominence that are considered important mountaineering objectives. Below are listed the 22 "four-thousanders" with at least 500 m (1,640 ft) of prominence.
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While Mont Blanc was first climbed in 1786, most of the Alpine four-thousanders were climbed during the second half of the 19th century; the ascent of the Matterhorn in 1865 marked the end of the golden age of alpinism. Karl Blodig (1859–1956) was among the first to successfully climb all the major 4,000 m peaks. He completed his series of ascents in 1911.[42]
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The first British Mont Blanc ascent was in 1788; the first female ascent in 1819. By the mid-1850s Swiss mountaineers had ascended most of the peaks and were eagerly sought as mountain guides. Edward Whymper reached the top of the Matterhorn in 1865 (after seven attempts), and in 1938 the last of the six great north faces of the Alps was climbed with the first ascent of the Eiger Nordwand (north face of the Eiger).[43]
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The Alps are a source of minerals that have been mined for thousands of years. In the 8th to 6th centuries BC during the Hallstatt culture, Celtic tribes mined copper; later the Romans mined gold for coins in the Bad Gastein area. Erzberg in Styria furnishes high-quality iron ore for the steel industry. Crystals are found throughout much of the Alpine region such as cinnabar, amethyst, and quartz. The cinnabar deposits in Slovenia are a notable source of cinnabar pigments.[45]
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Alpine crystals have been studied and collected for hundreds of years, and began to be classified in the 18th century. Leonhard Euler studied the shapes of crystals, and by the 19th century crystal hunting was common in Alpine regions. David Friedrich Wiser amassed a collection of 8000 crystals that he studied and documented. In the 20th century Robert Parker wrote a well-known work about the rock crystals of the Swiss Alps; at the same period a commission was established to control and standardize the naming of Alpine minerals.[46]
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In the Miocene Epoch the mountains underwent severe erosion because of glaciation,[30] which was noted in the mid-19th century by naturalist Louis Agassiz who presented a paper proclaiming the Alps were covered in ice at various intervals—a theory he formed when studying rocks near his Neuchâtel home which he believed originated to the west in the Bernese Oberland. Because of his work he came to be known as the "father of the ice-age concept" although other naturalists before him put forth similar ideas.[47]
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Agassiz studied glacier movement in the 1840s at the Unteraar Glacier where he found the glacier moved 100 m (328 ft) per year, more rapidly in the middle than at the edges. His work was continued by other scientists and now a permanent laboratory exists inside a glacier under the Jungfraujoch, devoted exclusively to the study of Alpine glaciers.[47]
|
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Glaciers pick up rocks and sediment with them as they flow. This causes erosion and the formation of valleys over time. The Inn valley is an example of a valley carved by glaciers during the ice ages with a typical terraced structure caused by erosion. Eroded rocks from the most recent ice age lie at the bottom of the valley while the top of the valley consists of erosion from earlier ice ages.[47] Glacial valleys have characteristically steep walls (reliefs); valleys with lower reliefs and talus slopes are remnants of glacial troughs or previously infilled valleys.[48] Moraines, piles of rock picked up during the movement of the glacier, accumulate at edges, centre and the terminus of glaciers.[47]
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Alpine glaciers can be straight rivers of ice, long sweeping rivers, spread in a fan-like shape (Piedmont glaciers), and curtains of ice that hang from vertical slopes of the mountain peaks. The stress of the movement causes the ice to break and crack loudly, perhaps explaining why the mountains were believed to be home to dragons in the medieval period. The cracking creates unpredictable and dangerous crevasses, often invisible under new snowfall, which cause the greatest danger to mountaineers.[49]
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Glaciers end in ice caves (the Rhône Glacier), by trailing into a lake or river, or by shedding snowmelt on a meadow. Sometimes a piece of glacier will detach or break resulting in flooding, property damage and loss of life.[49]
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High levels of precipitation cause the glaciers to descend to permafrost levels in some areas whereas in other, more arid regions, glaciers remain above about the 3,500 m (11,483 ft) level.[50] The 1,817 square kilometres (702 sq mi) of the Alps covered by glaciers in 1876 had shrunk to 1,342 km2 (518 sq mi) by 1973, resulting in decreased river run-off levels.[51] Forty percent of the glaciation in Austria has disappeared since 1850, and 30% of that in Switzerland.[52]
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The Alps provide lowland Europe with drinking water, irrigation, and hydroelectric power.[54] Although the area is only about 11 percent of the surface area of Europe, the Alps provide up to 90 percent of water to lowland Europe, particularly to arid areas and during the summer months. Cities such as Milan depend on 80 percent of water from Alpine runoff.[13][55][56] Water from the rivers is used in over 500 hydroelectricity power plants, generating as much as 2900 GWh[clarification needed] of electricity.[4]
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Major European rivers flow from the Alps, such as the Rhine, the Rhône, the Inn, and the Po, all of which have headwaters in the Alps and flow into neighbouring countries, finally emptying into the North Sea, the Mediterranean Sea, the Adriatic Sea and the Black Sea. Other rivers such as the Danube have major tributaries flowing into them that originate in the Alps.[13] The Rhône is second to the Nile as a freshwater source to the Mediterranean Sea; the river begins as glacial meltwater, flows into Lake Geneva, and from there to France where one of its uses is to cool nuclear power plants.[57] The Rhine originates in a 30-square-kilometre (12 sq mi) area in Switzerland and represents almost 60 percent of water exported from the country.[57] Tributary valleys, some of which are complicated, channel water to the main valleys which can experience flooding during the snow melt season when rapid runoff causes debris torrents and swollen rivers.[58]
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The rivers form lakes, such as Lake Geneva, a crescent shaped lake crossing the Swiss border with Lausanne on the Swiss side and the town of Evian-les-Bains on the French side. In Germany, the medieval St. Bartholomew's chapel was built on the south side of the Königssee, accessible only by boat or by climbing over the abutting peaks.[59]
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Additionally, the Alps have led to the creation of large lakes in Italy. For instance, the Sarca, the primary inflow of Lake Garda, originates in the Italian Alps.[60]
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Scientists have been studying the impact of climate change and water use. For example, each year more water is diverted from rivers for snowmaking in the ski resorts, the effect of which is yet unknown. Furthermore, the decrease of glaciated areas combined with a succession of winters with lower-than-expected precipitation may have a future impact on the rivers in the Alps as well as an effect on the water availability to the lowlands.[55][61]
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The Alps are a classic example of what happens when a temperate area at lower altitude gives way to higher-elevation terrain. Elevations around the world that have cold climates similar to those of the polar regions have been called Alpine. A rise from sea level into the upper regions of the atmosphere causes the temperature to decrease (see adiabatic lapse rate). The effect of mountain chains on prevailing winds is to carry warm air belonging to the lower region into an upper zone, where it expands in volume at the cost of a proportionate loss of temperature, often accompanied by precipitation in the form of snow or rain.[62] The height of the Alps is sufficient to divide the weather patterns in Europe into a wet north and a dry south because moisture is sucked from the air as it flows over the high peaks.[63]
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The severe weather in the Alps has been studied since the 18th century; particularly the weather patterns such as the seasonal foehn wind. Numerous weather stations were placed in the mountains early in the early 20th century, providing continuous data for climatologists.[12] Some of the valleys are quite arid such as the Aosta valley in Italy, the Maurienne in France, the Valais in Switzerland, and northern Tyrol.[12]
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The areas that are not arid and receive high precipitation experience periodic flooding from rapid snowmelt and runoff.[58] The mean precipitation in the Alps ranges from a low of 2,600 mm (100 in) per year to 3,600 mm (140 in) per year, with the higher levels occurring at high altitudes. At altitudes between 1,000 and 3,000 m (3,300 and 9,800 ft), snowfall begins in November and accumulates through to April or May when the melt begins. Snow lines vary from 2,400 to 3,000 m (7,900 to 9,800 ft), above which the snow is permanent and the temperatures hover around the freezing point even during July and August. High-water levels in streams and rivers peak in June and July when the snow is still melting at the higher altitudes.[64]
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The Alps are split into five climatic zones, each with different vegetation. The climate, plant life and animal life vary among the different sections or zones of the mountains. The lowest zone is the colline zone, which exists between 500 and 1,000 m (1,600 and 3,300 ft), depending on the location. The montane zone extends from 800 to 1,700 m (2,600 to 5,600 ft), followed by the sub-Alpine zone from 1,600 to 2,400 m (5,200 to 7,900 ft). The Alpine zone, extending from tree line to snow line, is followed by the glacial zone, which covers the glaciated areas of the mountain. Climatic conditions show variances within the same zones; for example, weather conditions at the head of a mountain valley, extending directly from the peaks, are colder and more severe than those at the mouth of a valley which tend to be less severe and receive less snowfall.[65]
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Various models of climate change have been projected into the 22nd century for the Alps, with an expectation that a trend toward increased temperatures will have an effect on snowfall, snowpack, glaciation, and river runoff.[66] Significant changes, of both natural and anthropogenic origins, have already been diagnosed from observations.[67][68][69]
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Thirteen thousand species of plants have been identified in the Alpine regions.[4] Alpine plants are grouped by habitat and soil type which can be limestone or non-calcareous. The habitats range from meadows, bogs, woodland (deciduous and coniferous) areas to soil-less scree and moraines, and rock faces and ridges.[9] A natural vegetation limit with altitude is given by the presence of the chief deciduous trees—oak, beech, ash and sycamore maple. These do not reach exactly to the same elevation, nor are they often found growing together; but their upper limit corresponds accurately enough to the change from a temperate to a colder climate that is further proved by a change in the presence of wild herbaceous vegetation.[70] This limit usually lies about 1,200 m (3,900 ft) above the sea on the north side of the Alps, but on the southern slopes it often rises to 1,500 m (4,900 ft), sometimes even to 1,700 m (5,600 ft).[71]
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Above the forestry, there is often a band of short pine trees (Pinus mugo), which is in turn superseded by Alpenrosen, dwarf shrubs, typically Rhododendron ferrugineum (on acid soils) or Rhododendron hirsutum (on alkaline soils).[72] Although the Alpenrose prefers acidic soil, the plants are found throughout the region.[9] Above the tree line is the area defined as "alpine" where in the alpine meadow plants are found that have adapted well to harsh conditions of cold temperatures, aridity, and high altitudes. The alpine area fluctuates greatly because of regional fluctuations in tree lines.[73]
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Alpine plants such as the Alpine gentian grow in abundance in areas such as the meadows above the Lauterbrunnental. Gentians are named after the Illyrian king Gentius, and 40 species of the early-spring blooming flower grow in the Alps, in a range of 1,500 to 2,400 m (4,900 to 7,900 ft).[74] Writing about the gentians in Switzerland D. H. Lawrence described them as "darkening the day-time, torch-like with the smoking blueness of Pluto's gloom."[75] Gentians tend to "appear" repeatedly as the spring blooming takes place at progressively later dates, moving from the lower altitude to the higher altitude meadows where the snow melts much later than in the valleys. On the highest rocky ledges the spring flowers bloom in the summer.[9]
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At these higher altitudes, the plants tend to form isolated cushions. In the Alps, several species of flowering plants have been recorded above 4,000 m (13,000 ft), including Ranunculus glacialis, Androsace alpina and Saxifraga biflora. Eritrichium nanum, commonly known as the King of the Alps, is the most elusive of the alpine flowers, growing on rocky ridges at 2,600 to 3,750 m (8,530 to 12,300 ft).[76] Perhaps the best known of the alpine plants is Edelweiss which grows in rocky areas and can be found at altitudes as low as 1,200 m (3,900 ft) and as high as 3,400 m (11,200 ft).[9] The plants that grow at the highest altitudes have adapted to conditions by specialization such as growing in rock screes that give protection from winds.[77]
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The extreme and stressful climatic conditions give way to the growth of plant species with secondary metabolites important for medicinal purposes. Origanum vulgare, Prunella vulgaris, Solanum nigrum and Urtica dioica are some of the more useful medicinal species found in the Alps.[78]
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Human interference has nearly exterminated the trees in many areas, and, except for the beech forests of the Austrian Alps, forests of deciduous trees are rarely found after the extreme deforestation between the 17th and 19th centuries.[79] The vegetation has changed since the second half of the 20th century, as the high alpine meadows cease to be harvested for hay or used for grazing which eventually might result in a regrowth of forest. In some areas the modern practice of building ski runs by mechanical means has destroyed the underlying tundra from which the plant life cannot recover during the non-skiing months, whereas areas that still practice a natural piste type of ski slope building preserve the fragile underlayers.[77]
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The Alps are a habitat for 30,000 species of wildlife, ranging from the tiniest snow fleas to brown bears, many of which have made adaptations to the harsh cold conditions and high altitudes to the point that some only survive in specific micro-climates either directly above or below the snow line.[4][80]
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The largest mammal to live in the highest altitudes are the alpine ibex, which have been sighted as high as 3,000 m (9,800 ft). The ibex live in caves and descend to eat the succulent alpine grasses.[81] Classified as antelopes,[9] chamois are smaller than ibex and found throughout the Alps, living above the tree line and are common in the entire alpine range.[82] Areas of the eastern Alps are still home to brown bears. In Switzerland the canton of Bern was named for the bears but the last bear is recorded as having been killed in 1792 above Kleine Scheidegg by three hunters from Grindelwald.[83]
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Many rodents such as voles live underground. Marmots live almost exclusively above the tree line as high as 2,700 m (8,900 ft). They hibernate in large groups to provide warmth,[84] and can be found in all areas of the Alps, in large colonies they build beneath the alpine pastures.[9] Golden eagles and bearded vultures are the largest birds to be found in the Alps; they nest high on rocky ledges and can be found at altitudes of 2,400 m (7,900 ft). The most common bird is the alpine chough which can be found scavenging at climber's huts or at the Jungfraujoch, a high altitude tourist destination.[85]
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Reptiles such as adders and vipers live up to the snow line; because they cannot bear the cold temperatures they hibernate underground and soak up the warmth on rocky ledges.[86] The high-altitude Alpine salamanders have adapted to living above the snow line by giving birth to fully developed young rather than laying eggs. Brown trout can be found in the streams up to the snow line.[86] Molluscs such as the wood snail live up the snow line. Popularly gathered as food, the snails are now protected.[87]
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A number of species of moths live in the Alps, some of which are believed to have evolved in the same habitat up to 120 million years ago, long before the Alps were created. Blue butterflies can commonly be seen drinking from the snow melt; some species of blues fly as high as 1,800 m (5,900 ft).[88] The butterflies tend to be large, such as those from the swallowtail Parnassius family, with a habitat that ranges to 1,800 m (5,900 ft). Twelve species of beetles have habitats up to the snow line; the most beautiful and formerly collected for its colours but now protected is Rosalia alpina.[89] Spiders, such as the large wolf spider, live above the snow line and can be seen as high as 400 m (1,300 ft). Scorpions can be found in the Italian Alps.[87]
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Some of the species of moths and insects show evidence of having been indigenous to the area from as long ago as the Alpine orogeny. In Emosson in Valais, Switzerland, dinosaur tracks were found in the 1970s, dating probably from the Triassic Period.[90]
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About 10,000 years ago, when the ice melted after the Würm glaciation, late Palaeolithic communities were established along the lake shores and in cave systems. Evidence of human habitation has been found in caves near Vercors, close to Grenoble; in Austria the Mondsee culture shows evidence of houses built on piles to keep them dry. Standing stones have been found in Alpine areas of France and Italy. The Rock Drawings in Valcamonica are more than 5000 years old; more than 200,000 drawings and etchings have been identified at the site.[91]
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In 1991 a mummy of a neolithic body, known as Ötzi the Iceman, was discovered by hikers on the Similaun glacier. His clothing and gear indicate that he lived in an alpine farming community, while the location and manner of his death – an arrowhead was discovered in his shoulder – suggests he was travelling from one place to another.[92] Analysis of the mitochondrial DNA of Ötzi, has shown that he belongs to the K1 subclade which cannot be categorized into any of the three modern branches of that subclade. The new subclade has provisionally been named K1ö for Ötzi.[93]
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Celtic tribes settled in Switzerland between 1500 and 1000 BC. The Raetians lived in the eastern regions, while the west was occupied by the Helvetii and the Allobrogi settled in the Rhône valley and in Savoy. The Ligurians and Adriatic Veneti lived in north-west Italy and Triveneto respectively. Among the many substances Celtic tribes mined was salt in areas such as Salzburg in Austria where evidence of the Hallstatt culture was found by a mine manager in the 19th century.[91] By the 6th century BC the La Tène culture was well established in the region,[94] and became known for high quality decorated weapons and jewellery.[95] The Celts were the most widespread of the mountain tribes—they had warriors that were strong, tall and fair skinned, and skilled with iron weapons, which gave them an advantage in warfare.[96]
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During the Second Punic War in 218 BC, the Carthaginian general Hannibal probably crossed the Alps with an army numbering 38,000 infantry, 8,000 cavalry, and 37 war elephants. This was one of the most celebrated achievements of any military force in ancient warfare,[97] although no evidence exists of the actual crossing or the place of crossing. The Romans, however, had built roads along the mountain passes, which continued to be used through the medieval period to cross the mountains and Roman road markers can still be found on the mountain passes.[98]
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The Roman expansion brought the defeat of the Allobrogi in 121 BC and during the Gallic Wars in 58 BC Julius Caesar overcame the Helvetii. The Rhaetians continued to resist but were eventually conquered when the Romans turned northward to the Danube valley in Austria and defeated the Brigantes.[99] The Romans built settlements in the Alps; towns such as Aosta (named for Augustus) in Italy, Martigny and Lausanne in Switzerland, and Partenkirchen in Bavaria show remains of Roman baths, villas, arenas and temples.[100] Much of the Alpine region was gradually settled by Germanic tribes, (Lombards, Alemanni, Bavarii, and Franks) from the 6th to the 13th centuries mixing with the local Celtic tribes.[101]
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Christianity was established in the region by the Romans, and saw the establishment of monasteries and churches in the high regions. The Frankish expansion of the Carolingian Empire and the Bavarian expansion in the eastern Alps introduced feudalism and the building of castles to support the growing number of dukedoms and kingdoms. Castello del Buonconsiglio in Trento, Italy, still has intricate frescoes, excellent examples of Gothic art, in a tower room. In Switzerland, Château de Chillon is preserved as an example of medieval architecture.[102]
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Much of the medieval period was a time of power struggles between competing dynasties such as the House of Savoy, the Visconti in northern Italy and the House of Habsburg in Austria and Slovenia.[103] In 1291 to protect themselves from incursions by the Habsburgs, four cantons in the middle of Switzerland drew up a charter that is considered to be a declaration of independence from neighbouring kingdoms. After a series of battles fought in the 13th, 14th and 15th centuries, more cantons joined the confederacy and by the 16th century Switzerland was well-established as a separate state.[104]
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During the Napoleonic Wars in the late 18th century and early 19th century, Napoleon annexed territory formerly controlled by the Habsburgs and Savoys. In 1798 he established the Helvetic Republic in Switzerland; two years later he led an army across the St. Bernard pass and conquered almost all of the Alpine regions.[105]
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After the fall of Napoléon, many alpine countries developed heavy protections to prevent any new invasion. Thus, Savoy built a series of fortifications in the Maurienne valley in order to protect the major alpine passes, such as the col du Mont-Cenis that was even crossed by Charlemagne and his father to defeat the Lombards. The later indeed became very popular after the construction of a paved road ordered by Napoléon Bonaparte.
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The Barrière de l'Esseillon is a serie of forts with heavy batteries, built on a cliff with a perfect view on the valley, a gorge on one side and steep mountains on the other side.
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In the 19th century, the monasteries built in the high Alps during the medieval period to shelter travellers and as places of pilgrimage, became tourist destinations. The Benedictines had built monasteries in Lucerne, Switzerland, and Oberammergau; the Cistercians in the Tyrol and at Lake Constance; and the Augustinians had abbeys in the Savoy and one in the centre of Interlaken, Switzerland.[106] The Great St Bernard Hospice, built in the 9th or 10th centuries, at the summit of the Great Saint Bernard Pass was shelter for travellers and place for pilgrims since its inception; by the 19th century it became a tourist attraction with notable visitors such as author Charles Dickens and mountaineer Edward Whymper.[107]
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Radiocarbon-dated charcoal placed around 50,000 years ago was found in the Drachloch (Dragon's Hole) cave above the village of Vattis in the canton of St. Gallen, proving that the high peaks were visited by prehistoric people. Seven bear skulls from the cave may have been buried by the same prehistoric people.[108] The peaks, however, were mostly ignored except for a few notable examples, and long left to the exclusive attention of the people of the adjoining valleys.[109][110] The mountain peaks were seen as terrifying, the abode of dragons and demons, to the point that people blindfolded themselves to cross the Alpine passes.[111] The glaciers remained a mystery and many still believed the highest areas to be inhabited by dragons.[112]
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Charles VII of France ordered his chamberlain to climb Mont Aiguille in 1356. The knight reached the summit of Rocciamelone where he left a bronze triptych of three crosses, a feat which he conducted with the use of ladders to traverse the ice.[113] In 1492 Antoine de Ville climbed Mont Aiguille, without reaching the summit, an experience he described as "horrifying and terrifying."[110] Leonardo da Vinci was fascinated by variations of light in the higher altitudes, and climbed a mountain—scholars are uncertain which one; some believe it may have been Monte Rosa. From his description of a "blue like that of a gentian" sky it is thought that he reached a significantly high altitude.[114] In the 18th century four Chamonix men almost made the summit of Mont Blanc but were overcome by altitude sickness and snowblindness.[115]
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Conrad Gessner was the first naturalist to ascend the mountains in the 16th century, to study them, writing that in the mountains he found the "theatre of the Lord".[116] By the 19th century more naturalists began to arrive to explore, study and conquer the high peaks.[117] Two men who first explored the regions of ice and snow were Horace-Bénédict de Saussure (1740–1799) in the Pennine Alps,[118] and the Benedictine monk of Disentis Placidus a Spescha (1752–1833).[117] Born in Geneva, Saussure was enamoured with the mountains from an early age; he left a law career to become a naturalist and spent many years trekking through the Bernese Oberland, the Savoy, the Piedmont and Valais, studying the glaciers and the geology, as he became an early proponent of the theory of rock upheaval.[119] Saussure, in 1787, was a member of the third ascent of Mont Blanc—today the summits of all the peaks have been climbed.[43]
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Albrecht von Haller's poem Die Alpen (1732) described the mountains as an area of mythical purity.[120] Jean-Jacques Rousseau was another writer who presented the Alps as a place of allure and beauty, in his novel Julie, or the New Heloise (1761), Later the first wave of Romantics such as Goethe and Turner came to admire the scenery;[citation needed] Wordsworth visited the area in 1790, writing of his experiences in The Prelude (1799). Schiller later wrote the play William Tell (1804), which tells the story the legendary Swiss marksman William Tell as part of the greater Swiss struggle for independence from the Habsburg Empire in the early 14th century. At the end of the Napoleonic Wars, the Alpine countries began to see an influx of poets, artists, and musicians,[121] as visitors came to experience the sublime effects of monumental nature.[122]
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In 1816 Byron, Percy Bysshe Shelley and his wife Mary Shelley visited Geneva and all three were inspired by the scenery in their writings.[121] During these visits Shelley wrote the poem "Mont Blanc", Byron wrote "The Prisoner of Chillon" and the dramatic poem Manfred, and Mary Shelley, who found the scenery overwhelming, conceived the idea for the novel Frankenstein in her villa on the shores of Lake Geneva in the midst of a thunderstorm. When Coleridge travelled to Chamonix, he declaimed, in defiance of Shelley, who had signed himself "Atheos" in the guestbook of the Hotel de Londres near Montenvers,[123] "Who would be, who could be an atheist in this valley of wonders".[124]
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By the mid-19th century scientists began to arrive en masse to study the geology and ecology of the region.[125]
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Austrian-born Adolf Hitler had a lifelong romantic fascination with the Alps and by the 1930s established a home at Berghof, in the Obersalzberg region outside of Berchtesgaden. His first visit to the area was in 1923 and he maintained a strong tie there until the end of his life. At the end of World War II the US Army occupied Obersalzberg, to prevent Hitler from retreating with the Wehrmacht into the mountains.[126]
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By 1940 many of the Alpine countries were under the control of the Axis powers. Austria underwent a political coup that made it part of the Third Reich; France had been invaded and Italy was a fascist regime. Switzerland and Liechtenstein were the only countries to avoid Axis takeover.[127] The Swiss Confederation mobilized its troops—the country follows the doctrine of "armed neutrality" with all males required to have military training—a number that General Eisenhower estimated to be about 850,000. The Swiss commanders wired the infrastructure leading into the country with explosives, and threatened to destroy bridges, railway tunnels and roads across passes in the event of a Nazi invasion; and if there was an invasion the Swiss army would then have retreated to the heart of the mountain peaks, where conditions were harsher, and a military invasion would involve difficult and protracted battles.[128]
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German Ski troops were trained for the war, and battles were waged in mountainous areas such as the battle at Riva Ridge in Italy, where the American 10th Mountain Division encountered heavy resistance in February 1945.[129] At the end of the war, a substantial amount of Nazi plunder was found stored in Austria, where Hitler had hoped to retreat as the war drew to a close. The salt mines surrounding the Altaussee area, where American troops found 75 kilograms (165 lb) of gold coins stored in a single mine, were used to store looted art, jewels, and currency; vast quantities of looted art were found and returned to the owners.[130]
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The largest city within the Alps is the city of Grenoble in France. Other larger and important cities within the Alps with over 100,000 inhabitants are in Tyrol with Bolzano (Italy), Trento (Italy) and Innsbruck (Austria). Larger cities outside the Alps are Milan, Verona, Turin (Italy), Munich (Germany), Vienna, Salzburg (Austria), Zurich, Geneva (Switzerland) and Lyon (France).
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Cities with over 100,000 inhabitants in the Alps are:
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The population of the region is 14 million spread across eight countries.[4] On the rim of the mountains, on the plateaus and the plains the economy consists of manufacturing and service jobs whereas in the higher altitudes and in the mountains farming is still essential to the economy.[131] Farming and forestry continue to be mainstays of Alpine culture, industries that provide for export to the cities and maintain the mountain ecology.[132]
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Much of the Alpine culture is unchanged since the medieval period when skills that guaranteed survival in the mountain valleys and in the highest villages became mainstays, leading to strong traditions of carpentry, woodcarving, baking and pastry-making, and cheesemaking.[133]
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Farming had been a traditional occupation for centuries, although it became less dominant in the 20th century with the advent of tourism. Grazing and pasture land are limited because of the steep and rocky topography of the Alps. In mid-June cows are moved to the highest pastures close to the snowline, where they are watched by herdsmen who stay in the high altitudes often living in stone huts or wooden barns during the summers.[133] Villagers celebrate the day the cows are herded up to the pastures and again when they return in mid-September. The Almabtrieb, Alpabzug, Alpabfahrt, Désalpes ("coming down from the alps") is celebrated by decorating the cows with garlands and enormous cowbells while the farmers dress in traditional costumes.[133]
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Cheesemaking is an ancient tradition in most Alpine countries. A wheel of cheese from the Emmental in Switzerland can weigh up to 45 kg (100 lb), and the Beaufort in Savoy can weigh up to 70 kg (150 lb). Owners of the cows traditionally receive from the cheesemakers a portion in relation to the proportion of the cows' milk from the summer months in the high alps. Haymaking is an important farming activity in mountain villages which has become somewhat mechanized in recent years, although the slopes are so steep that usually scythes are necessary to cut the grass. Hay is normally brought in twice a year, often also on festival days.[133] Alpine festivals vary from country to country and often include the display of local costumes such as dirndl and trachten, the playing of Alpenhorns, wrestling matches, some pagan traditions such as Walpurgis Night and, in many areas, Carnival is celebrated before Lent.[134]
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In the high villages people live in homes built according to medieval designs that withstand cold winters. The kitchen is separated from the living area (called the stube, the area of the home heated by a stove), and second-floor bedrooms benefit from rising heat. The typical Swiss chalet originated in the Bernese Oberland. Chalets often face south or downhill, and are built of solid wood, with a steeply gabled roof to allow accumulated snow to slide off easily. Stairs leading to upper levels are sometimes built on the outside, and balconies are sometimes enclosed.[133][135]
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Food is passed from the kitchen to the stube, where the dining room table is placed. Some meals are communal, such as fondue, where a pot is set in the middle of the table for each person to dip into. Other meals are still served in a traditional manner on carved wooden plates. Furniture has been traditionally elaborately carved and in many Alpine countries carpentry skills are passed from generation to generation.
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Roofs are traditionally constructed from Alpine rocks such as pieces of schist, gneiss or slate.[136] Such chalets are typically found in the higher parts of the valleys, as in the Maurienne valley in Savoy, where the amount of snow during the cold months is important. The inclination of the roof cannot exceed 40%, allowing the snow to stay on top, thereby functioning as insulation from the cold.[137] In the lower areas where the forests are widespread, wooden tiles are traditionally used. Commonly made of Norway spruce, they are called "tavaillon".
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The Alpine regions are multicultural and linguistically diverse. Dialects are common, and vary from valley to valley and region to region. In the Slavic Alps alone 19 dialects have been identified. Some of the French dialects spoken in the French, Swiss and Italian alps of Aosta Valley derive from Arpitan, while the southern part of the western range is related to Old Provençal; the German dialects derive from Germanic tribal languages.[138] Romansh, spoken by two percent of the population in southeast Switzerland, is an ancient Rhaeto-Romanic language derived from Latin, remnants of ancient Celtic languages and perhaps Etruscan.[138]
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The Alps are one of the more popular tourist destinations in the world with many resorts such Oberstdorf, in Bavaria, Saalbach in Austria, Davos in Switzerland, Chamonix in France, and Cortina d'Ampezzo in Italy recording more than a million annual visitors. With over 120 million visitors a year, tourism is integral to the Alpine economy with much it coming from winter sports, although summer visitors are also an important component.[139]
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The tourism industry began in the early 19th century when foreigners visited the Alps, travelled to the bases of the mountains to enjoy the scenery, and stayed at the spa-resorts. Large hotels were built during the Belle Époque; cog-railways, built early in the 20th century, brought tourists to ever higher elevations, with the Jungfraubahn terminating at the Jungfraujoch, well above the eternal snow-line, after going through a tunnel in Eiger. During this period winter sports were slowly introduced: in 1882 the first figure skating championship was held in St. Moritz, and downhill skiing became a popular sport with English visitors early in the 20th century,[139] as the first ski-lift was installed in 1908 above Grindelwald.[140]
|
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In the first half of the 20th century the Olympic Winter Games were held three times in Alpine venues: the 1924 Winter Olympics in Chamonix, France; the 1928 Winter Olympics in St. Moritz, Switzerland; and the 1936 Winter Olympics in Garmisch-Partenkirchen, Germany. During World War II the winter games were cancelled but after that time the Winter Games have been held in St. Moritz (1948), Cortina d'Ampezzo (1956), Innsbruck, Austria (1964 and 1976), Grenoble, France, (1968), Albertville, France, (1992), and Torino (2006).[141] In 1930 the Lauberhorn Rennen (Lauberhorn Race), was run for the first time on the Lauberhorn above Wengen;[142] the equally demanding Hahnenkamm was first run in the same year in Kitzbühl, Austria.[143] Both races continue to be held each January on successive weekends. The Lauberhorn is the more strenuous downhill race at 4.5 km (2.8 mi) and poses danger to racers who reach 130 km/h (81 mph) within seconds of leaving the start gate.[144]
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|
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During the post-World War I period ski-lifts were built in Swiss and Austrian towns to accommodate winter visitors, but summer tourism continued to be important; by the mid-20th century the popularity of downhill skiing increased greatly as it became more accessible and in the 1970s several new villages were built in France devoted almost exclusively to skiing, such as Les Menuires. Until this point Austria and Switzerland had been the traditional and more popular destinations for winter sports, but by the end of the 20th century and into the early 21st century, France, Italy and the Tyrol began to see increases in winter visitors.[139] From 1980 to the present, ski-lifts have been modernized and snow-making machines installed at many resorts, leading to concerns regarding the loss of traditional Alpine culture and questions regarding sustainable development as the winter ski industry continues to develop quickly and the number of summer tourists decline.[139]
|
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|
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In the 17th century about 2500 people were killed by an avalanche in a village on the French-Italian border; in the 19th century 120 homes in a village near Zermatt were destroyed by an avalanche.[145]
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The region is serviced by 4,200 km (2,600 mi) of roads used by six million vehicles per year.[4] Train travel is well established in the Alps, with, for instance 120 km (75 mi) of track for every 1,000 km2 (390 sq mi) in a country such as Switzerland.[146] Most of Europe's highest railways are located there. In 2007 the new 34.57-kilometre-long (21.48 mi) Lötschberg Base Tunnel was opened, which circumvents the 100 years older Lötschberg Tunnel. With the opening of the 57.1-kilometre-long (35.5 mi) Gotthard Base Tunnel on June 1, 2016 it bypasses the Gotthard Tunnel built in the 19th century and realizes the first flat route through the Alps.[147]
|
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|
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Some high mountain villages are car free either because of inaccessibility or by choice. Wengen, and Zermatt (in Switzerland) are accessible only by cable car or cog-rail trains. Avoriaz (in France), is car free, with other Alpine villages considering becoming car free zones or limiting the number of cars for reasons of sustainability of the fragile Alpine terrain.[148]
|
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The lower regions and larger towns of the Alps are well-served by motorways and main roads, but higher mountain passes and byroads, which are amongst the highest in Europe, can be treacherous even in summer due to steep slopes. Many passes are closed in winter. A number of airports around the Alps (and some within), as well as long-distance rail links from all neighbouring countries, afford large numbers of travellers easy access.[4]
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1 |
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2 |
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A student is primarily a person enrolled in a school or other educational institution who attends classes in a course to attain the appropriate level of mastery of a subject under the guidance of an instructor and who devotes time outside class to do whatever activities the instructor assigns that are necessary either for class preparation or to submit evidence of progress towards that mastery. In the broader sense, a student is anyone who applies themselves to the intensive intellectual engagement with some matter necessary to master it as part of some practical affair in which such mastery is basic or decisive.
|
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|
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In the United Kingdom and most commonwealth countries, the term "student" denotes those enrolled in secondary schools and higher (e.g., college or university); those enrolled in primary/elementary schools are called "pupils".[1]
|
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|
9 |
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In Nigeria, education is classified into four system known as a 6-3-3-4 system of education. It implies six years in primary school, three years in junior secondary, three years in senior secondary and four years in the university. However, the number of years to be spent in university is mostly determined by the course of study. Some courses have longer study length than others. Those in primary school are often referred to as pupils. Those in university, as well as those in secondary school, are referred to as students.[2]
|
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|
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The Nigerian system of education also has other recognized categories like the polytechnics and colleges of education. The Polytechnic gives out National Diploma and Higher National Diploma certifications after a period of two years and/or four years of study respectively.
|
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|
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Higher National Diploma (also known as HND) can be obtained in a different institution from where the National Diploma (also known as ND or OND) was obtained. However, the HND cannot be obtained without the OND certificate.
|
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|
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On the other hand, colleges of education give out NCE (Nigerian Certificate in Education) after a two-year period of study.
|
16 |
+
|
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In South Africa, education is divided into four bands: Foundation Phase (grades 1–3), Intermediate Phase (grades 4–6), Senior Phase (grades 7–9), and the Further Education and Training or FET Phase (grades 10–12). However, because this division is newer than most schools in the country, in practice, learners progress through three different types of school: primary school (grades 1–3), junior school (grades 4–7), and high school (grades 8–12). After the FET phase, learners who pursue further studies typically take three or four years to obtain an undergraduate degree or one or two years to achieve a vocational diploma or certificate. The number of years spent in university varies as different courses of study take different numbers of years. Those in the last year of high school (Grade 12) are referred to as 'Matrics' or are in 'Matric' and take the Grade 12 examinations accredited by the Umalusi Council (the South African board of education) in October and November of their Matric year. Exam papers are set and administered nationally through the National Department of Basic Education for government schools, while many (but not all) private school Matrics sit for exams set by the Independent Education Board (IEB), which operates with semi-autonomy under the requirements of Umalusi. (The assessment and learning requirements of both IEB and National exams are of roughly the same standard. The perceived better performance of learners within the IEB exams is largely attributable to their attending private, better-resourced schools with the much lower teacher: learner ratios and class sizes rather than because of fundamental differences in assessment or learning content). A school year for the majority of schools in South Africa runs from January to December, with holidays dividing the year into terms. Most public or government schools are 4-term schools and most private schools are 3-term school, but the 3-term government or public schools and 4-term private schools are not rare.
|
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|
19 |
+
Six years of primary school education in Singapore is compulsory.[3]
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Primary 1 to 3 (aged 7–9 respectively, Lower primary) Primary 4 to 6 (aged 10–12 respectively, Upper primary)
|
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|
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+
Sec 1s are 13, and Sec 4s are 16. Express Students take secondary school from Sec 1 to 4, and Normal Acad and Technical will take secondary school from Sec 1 to 5.
|
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|
25 |
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There are also schools which have the integrated program, such as River Valley High School (Singapore), which means they stay in the same school from Secondary 1 to Junior College 2, without having to take the "O" level examinations which most students take at the end of Secondary school.
|
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+
International Schools are subject to overseas curriculums, such as the British, American, Canadian or Australian Boards.
|
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Primary education is compulsory in Bangladesh. It is a near crime to not to send children to primary school when they are of age, but it is not a punishable crime. Sending children to work instead of school is a crime, however. Because of the socio-economic state of Bangladesh, child labour is sometimes legal, but the guardian must ensure the primary education of the child. Anyone who is learning in any institute or even online may be called a student in Bangladesh. Sometimes students taking undergraduate education are called undergraduates and students taking post-graduate education may be called post-graduates.
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|
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+
Education System Of Bangladesh:
|
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+
Education is free in Brunei. Darussalam not limited to government educational institutions but also private educational institutions. There are mainly two types of educational institutions: government or public, and private institutions. Several stages have to be undergone by the prospective students leading to higher qualifications, such as Bachelor's Degree.
|
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|
35 |
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It takes six and five years to complete the primary and secondary levels respectively. Upon completing these two crucial stages, students/pupils have freedom to progress to sixth-form centers, colleges or probably straight to employment. Students are permitted to progress towards university level programs in both government and private university colleges.[citation needed]
|
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+
|
37 |
+
Education in Cambodia is free for all students who study in Primary School, Secondary School or High School.
|
38 |
+
|
39 |
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After basic education, students can opt to take a bachelor's (undergraduate) degree at a higher education institution (i.e. a college or university), which normally lasts for four years, though the length of some courses may be longer or shorter depending on the institution.
|
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+
|
41 |
+
In India school is categorized in these stages: Pre-primary (Nursery, Lower Kindergarten or LKG, Upper Kindergarten or UKG), Primary (Class 1-5), Secondary (6-10) and Higher Secondary (11-12). For undergraduate it is 3 years except Engineering (BTech or BE), Pharmacy (B.pharm), Bsc agriculture which are 4-year degree course, Architecture (B.Arch.) which is a 5-year degree course and Medical (MBBS) which consists of a 4.5-year degree course and a 1-year internship, so 5.5 years in total.
|
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+
|
43 |
+
In Nepal 12-year school is categorized in three stages: Primary school, Secondary school and Higher Secondary school. For college it averages four years for a bachelor's degree (except BVSc and AH which is five years programme and MBBS which is a five and half years programme) and two years master's degree.
|
44 |
+
|
45 |
+
In Pakistan, 12-year school is categorized in three stages: Primary school, Secondary school and Higher Secondary school. It takes five years for a student to graduate from Primary school, five years for Secondary school and five years for Higher Secondary school (also called College). Most bachelor's degrees span over four years, followed by a two years master's degree.[citation needed]
|
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+
|
47 |
+
The Philippines is currently in the midst of a transition to a K-12 (also called K+12) basic education system.[5][6][7] Education ideally begins with one year of kinder. Once the transition is complete, elementary or grade school comprises grades 1 to 6. Although the term student may refer to learners of any age or level, the term 'pupil' is used by the Department of Education to refer to learners in the elementary level, particularly in public schools. Secondary level or high school comprises two major divisions: grades 7 to 10 will be collectively referred to as 'junior high school', whereas grades 11 to 12 will be collectively referred to as 'senior high school'. The Department of Education refers to learners in grade 7 and above as students.
|
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|
49 |
+
After basic education, students can opt to take a bachelor's (undergraduate) degree at a higher education institution (i.e. a college or university), which normally lasts for four years though the length of some courses may be longer or shorter depending on the institution.[citation needed]
|
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+
|
51 |
+
In Iran 12-year school is categorized in two stages: Elementary school and High school. It takes six years for a student to graduate from elementary school and six years for high school. High school study is divided into two part: junior and senior high school. In senior high school, student can choose between the following six fields: Mathematics and physics, Science, Humanities, Islamic science, Vocational, or Work and knowledge. After graduating from high school, students acquire a diploma. Having a diploma, a student can participate in the Iranian University Entrance Exam or Konkoor in different fields of Mathematics, Science, Humanities, languages, and art. The university entrance exam is conducted every year by National Organization of Education Assessment,[8] an organization under the supervision of the Ministry of Science, Research and Technology which is in charge of universities in Iran.[9] Members of the Bahá'í religion, a much-persecuted minority, are officially forbidden to attend university, in order to prevent members of the faith becoming doctors, lawyers or other professionals; however, Muslim, Christian, Jewish, and Zoroastrian people are allowed entry to universities.
|
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|
53 |
+
In Australia, Pre-school is optional for three and four year olds. At age five, children begin compulsory education at Primary School, known as Kindergarten in New South Wales, Preparatory School (prep) in Victoria, and Reception in South Australia, students then continue to year one through six (ages 6 to 12). Before 2014, primary school continued on to year seven in Western Australia, South Australia and Queensland. However, the state governments agreed that by 2014, all primary schooling will complete at year six. Students attend High School in year seven through twelve (ages 13 – 18). After year twelve, students may attend tertiary education at university or vocational training at TAFE (Technical and Further Education).
|
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|
55 |
+
In New Zealand, after kindergarten or pre-school, which is attended from ages three to five, children begin primary school, 'Year One', at five years of age. Years One to Six are Primary School, where children commonly attend local schools in the area for that specific year group. Then Year Seven and Year Eight are Intermediate, and from Year Nine until Year Thirteen, a student would attend a secondary school or a college.
|
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|
57 |
+
Europe uses the traditional, first form, second form, third form, fourth form, fifth form and six form grade system which is up to age eleven.[citation needed]
|
58 |
+
|
59 |
+
In Finland a student is called "opiskelija" (plural being 'opiskelijat'), though children in compulsory education are called "oppilas" (plural being 'oppilaat'). First level of education is "esikoulu" (literally 'preschool'), which used to be optional, but has been compulsory since the beginning of year 2015. Children attend esikoulu the year they turn six, and next year they start attending "peruskoulu" (literally "basic school", corresponds to American elementary school, middle school and junior high), which is compulsory. Peruskoulu is divided to "alakoulu" (years 1 through 6) and "yläkoulu" (years 7 through 9). After compulsory education most children attend second-level education (toisen asteen koulutus), either lukio (corresponds to high school) or ammattioppilaitos (Vocational School), at which point they are called students (opiskelija). Some attend "kymppiluokka", which is a retake on some yläkoulu's education.[citation needed]
|
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|
61 |
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To attend ammattikorkeakoulu (University of applied sciences) or a university a student must have a second-level education. The recommended graduation time is five years. First year students are called "fuksi" and students that have studied more than five years are called "N:nnen vuoden opiskelija" (Nth year student).
|
62 |
+
|
63 |
+
The generic term "étudiant" (lit. student) applies only to someone attending a university or a school of a similar level, that is to say pupils in a cursus reserved to people already owning a Baccalauréat.[citation needed] The general term for a person going to primary or secondary school is élève. In some French higher education establishments, a bleu or "bizuth" is a first-year student. Second-year students are sometimes called "carrés" (squares). Some other terms may apply in specific schools, some depending on the classe préparatoire aux grandes écoles attended.
|
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|
65 |
+
In Germany, the German cognate term Student (male) or "Studentin" (female) is reserved for those attending a university. University students in their first year are called Erstsemester or colloquially Ersties ("firsties"). Different terms for school students exist, depending on which kind of school is attended by the student. The general term for a person going to school is Schüler or Schülerin. They begin their first four (in some federal estates six) years in primary school or Grundschule. They then graduate to a secondary school called Gymnasium, which is a university preparatory school. Students attending this school are called Gymnasiasten, while those attending other schools are called Hauptschüler or Realschüler. Students who graduate with the Abitur are called Abiturienten. The abbreviation stud. + the abbreviation of the faculty p. e. phil. for philosophiae is a post-nominal for all students of a baccalaureus course. The abbreviation cand. for candidatus + the abbreviation of the faculty is given as a post-nominal to those close to the final exams. First name surname, stud. phil. or First name surname, cand. jur.[citation needed]
|
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|
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+
In Ireland, pupils officially start with primary school which consists of eight years: junior infants, senior infants, first class to sixth class (ages 5–11). After primary school, pupils proceed to the secondary school level. Here they first enter the junior cycle, which consists of first year to third year (ages 11–14). At the end of third year, all students must sit a compulsory state examination called the Junior Certificate. After third year, pupils have the option of taking a "transition year" or fourth year (usually at age 15-16). In transition year pupils take a break from regular studies to pursue other activities that help to promote their personal, social, vocational and educational development, and to prepares them for their role as autonomous, participative and responsible members of society. It also provides a bridge to enable pupils to make the transition from the more dependent type of learning associated with the Junior Cert. to the more independent learning environment associated with the senior cycle.[citation needed]
|
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|
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+
After the junior cycle pupils advance to the senior cycle, which consists of fifth year and sixth year (usually ages between 16 and 18). At the end of the sixth year a final state examination is required to be sat by all pupils, known as the Leaving Certificate. The Leaving Cert. is the basis for all Irish pupils who wish to do so to advance to higher education via a points system. A maximum of 625 points can be achieved. All higher education courses have a minimum of points needed for admission.[citation needed]
|
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|
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At Trinity College, Dublin under-graduate students are formally called "junior freshmen", "senior freshmen", "junior sophister" or "senior sophister", according to the year they have reached in the typical four year degree course. Sophister is another term for a sophomore, though the term is rarely used in other institutions and is largely limited to Trinity College Dublin.
|
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|
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+
At university, the term "fresher" is used to describe new students who are just beginning their first year. The term, "first year" is the more commonly used and connotation-free term for students in their first year. The week at the start of a new year is called "Freshers' Week" or "Welcome Week", with a programme of special events to welcome new students. An undergraduate in the last year of study before graduation is generally known as a "finalist".
|
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+
|
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+
In Italian, a matricola is a first-year student. Some other terms may apply in specific schools, some depending on the liceo classico or liceo scientifico attended.
|
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+
|
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According to the goliardic initiation traditions the grades granted (following approximately the year of enrollment at university) are: matricola (freshman), fagiolo (sophomore), colonna (junior), and anziano (senior), but most of the distinctions are rarely used outside Goliardia.
|
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|
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+
In Sweden, only those studying at university level are called students (student, plural studenter). To graduate from upper secondary school (gymnasium) is called ta studenten (literally "to take the student"), but after the graduation festivities, the graduate is no longer a student unless he or she enrolls at university-level education. At lower levels, the word elev (plural elever) is used. As a general term for all stages of education, the word studerande (plural also studerande) is used, meaning 'studying [person]'.
|
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|
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+
Traditionally, the term "student" is reserved for people studying at university level in the United Kingdom.
|
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+
|
83 |
+
At universities in the UK, the term "fresher" is used informally to describe new students who are just beginning their first year. Although it is not unusual to call someone a fresher after their first few weeks at university, they are typically referred to as "first years" or "first year students".
|
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|
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The ancient Scottish University of St Andrews uses the terms "bejant" for a first year (from the French "bec-jaune" – "yellow beak", "fledgling"). Second years are called "semi-bejants", third years are known as "tertians", and fourth years, or others in their final year of study, are called "magistrands".
|
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|
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In England and Wales, primary school begins with an optional "nursery" year (either in a primary school or a privately run nursery,) followed by reception and then move on to "year one, year two" and so on until "year six" (all in primary school.) In state schools, children join secondary school when they are 11–12 years old in what used to be called "first form" and is now known as "year 7". They go up to year 11 (formerly "fifth form") and then join the sixth form, either at the same school or at a separate sixth form college. A pupil entering a private, fee-paying school (usually at age 13) would join the "third form" — equivalent to year 9. Many schools have an alternate name for first years, some with a derogatory basis, but in others acting merely as a description — for example "shells" (non-derogatory) or "grubs" (derogatory).
|
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|
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In Northern Ireland and Scotland, it is very similar but with some differences. Pupils start off in nursery or reception aged 3 to 4, and then start primary school in "P1" (P standing for primary) or year 1. They then continue primary school until "P7" or year 7. After that they start secondary school at 11 years old, this is called "1st year" or year 8 in Northern Ireland, or "S1" in Scotland. They continue secondary school until the age of 16 at "5th year", year 12 or "S5", and then it is the choice of the individual pupil to decide to continue in school and (in Northern Ireland) do AS levels (known as "lower sixth") and then the next year to do A levels (known as "upper sixth"). In Scotland, students aged 16–18 take Highers, followed by Advanced Highers. Alternatively, pupils can leave and go into full-time employment or to start in a technical college.
|
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|
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Large increases in the size of student populations in the UK and the effect this has had on some university towns or on areas of cities located near universities have become a concern in the UK since 2000. A report by Universities UK, "Studentification: A Guide to Opportunities, Challenges and Practice" (2006) has explored the subject and made various recommendations.[10] A particular problem in many locations is seen as the impact of students on the availability, quality and price of rented and owner-occupied property.
|
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|
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Education in Canada is within the constitutional jurisdiction of the provinces, and the overall curriculum is overseen by the provincial governments. As there is no overall national coordinating authority, the way the educational stages are grouped and named differs from region to region. Education is generally divided into primary education, followed by secondary education, and post-secondary education. Primary and secondary education are generally divided into numbered grades from 1 to 12, although the first grade may be preceded by kindergarten (optional in many provinces). Ontario and Quebec offer a pre-kindergarten, called a "junior kindergarten" in Ontario, and a "garderie" in Quebec.
|
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|
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+
Education in Ontario once involved an Ontario Academic Credit (OAC) as university preparation, but that was phased out in 2007, and now all provinces except Quebec have 12 grades. The OAC was informally known as "grade 13" and the name was also used to refer to the students who took it.
|
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|
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Education in Quebec differs from the other provinces in that it has an école primaire (literally "primary school") consisting of grades 1–6, and an école secondaire (literally "secondary school") consisting of secondaries I-V. Secondaries I-V are equivalent to grades 7-11. A student graduating from high school (grade 11) can then either complete a three-year college program or attend a two-year pre-university program required before attending university. In some English High Schools, as well as in most French schools, high school students will refer to secondary 1-5 as year one through five. So if someone in Secondary three is asked "what grade/year are you in?" they will reply "three" or "sec 3". It is presumed that the person asking the question knows that they are not referring to "Grade 3" but rather "Secondary 3". This can be confusing for those outside of Quebec.
|
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|
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In some provinces, grades 1 through 6 are called "elementary school", grades 6 to 8 are called "middle school" or "junior high school", and grades 9 to 12 are considered high school. Other provinces, such as British Columbia, mainly divide schooling into elementary school (Kindergarten to grade 7) and secondary school (grades 8 through 12). In Alberta and Nova Scotia, elementary consists of kindergarten through grade 6. Junior high consists of Grades 7–9. High school consists of Grades 10–12. In English provinces, the high school (known as academy or secondary school) years can be referred to simply as first, second, third and fourth year. Some areas call it by grade such as grade 10, grade 11 and grade 12.
|
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+
The difference between college and university is significantly different from in the United States or even the United Kingdom. A Canadian college is more similar to an American community college but also the British, French and other European and British Commonwealth such as Australian and New Zealand etc., on the other hand. In contrast, a Canadian university is also quite comparable to an American university as well as many other universities among the English-speaking world and Francosphere. In Canada, colleges are generally geared for individuals seeking applied careers, while universities are geared for individuals seeking more academic careers.
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University students are generally classified as first, second, third or fourth-year students, and the American system of classifying them as "freshmen", "sophomores", "juniors" and "seniors" is seldom used or even understood in Canada. In some occasions, they can be called "senior ones", "twos", "threes" and "fours".
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In the United States, the first official year of schooling is called kindergarten, which is why the students are called kindergarteners. Kindergarten is optional in most states, but few students skip this level. Pre-kindergarten, also known as "preschool" (and sometimes shortened to "Pre-K") is becoming a standard of education as academic expectations for the youngest students continue to rise. Many public schools offer pre-kindergarten programs.
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In the United States there are 12 years of mandatory schooling. The first eight are solely referred to by numbers (e.g. 1st grade, 5th grade) so students may be referred to as 1st graders, 5th graders, then once in middle school they are referred to as 6th, 7th, 8th graders. Upon entering high school, grades 9 through 12 (high school) also have alternate names for students, namely freshman, sophomore, junior and senior. The actual divisions of which grade levels belong to which division (whether elementary, middle, junior high or high school) is a matter decided by state or local jurisdictions.
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Accordingly, college students are often called Freshmen, Sophomores, Juniors and Seniors (respectively), unless their undergraduate program calls for more than the traditional 4 years.
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The first year of college or high school is referred to as Freshman year. A freshman (slang alternatives that are usually derogatory in nature include "fish", "new-g", "fresher", "frosh", "newbie", "freshie", "snotter", "fresh-meat", "skippie", etc.) is a first-year student in college, university or high school.
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In the U.S., a sophomore, also called a "soph," is a second-year student. Outside the United States, the term Sophomore is rarely used, with second-year students simply called "second years". Folk etymology indicates that the word means "wise fool"; consequently "sophomoric" means "pretentious, bombastic, inflated in style or manner; immature, crude, superficial" (according to the Oxford English Dictionary). It is widely assumed to be formed from Greek "sophos", meaning "wise", and "moros" meaning "foolish", although the etymology suggests an origin from the now-defunct "sophumer", an obsolete variant of "sophism".[11]
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In the U.S., a Junior is a student in the penultimate (usually third) year and a Senior is a student in the last (usually fourth) year of college, university, or high school. A student who takes more than the normal number of years to graduate is sometimes referred to as a "super senior".[12] This term is often used in college, but can be used in high school as well. The term underclassman is used to refer collectively to Freshmen and Sophomores, and Upperclassman to refer collectively to Juniors and Seniors, sometimes even Sophomores. In some cases, the freshmen, sophomores, and juniors are considered underclassmen while seniors are designated as upperclassmen. The term Middler is used to describe a third-year student of a school (generally college) that offers five years of study. In this situation, the fourth and fifth years would be referred to as Junior and Senior years, respectively, and the first two years would be the Freshman and Sophomore years.
|
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A graduate student is a student who continues his/her education after graduation. Some examples of graduate programs are: business school, law school, medical school, and veterinary school. Degrees earned in graduate programs include the Master’s degree, a research doctoral degree, or a first professional degree.
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Students attending vocational school focus on their jobs and learning how to work in specific fields of work. A vocational program typically takes much less time to complete than a four-year degree program, lasting 12–24 months.[13]
|
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Students have their own current of politics and activism on and off campus. The student rights movement has centered itself on the empowerment of students similar to the labor movement.
|
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A mature, non-traditional, or adult student in tertiary education (at a university or a college) is normally classified as an (undergraduate) student who is at least 21–23 years old at the start of their course and usually having been out of the education system for at least two years. Mature students can also include students who have been out of the education system for decades, or students with no secondary education. Mature students also make up graduate and postgraduate populations by demographic of age.
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University students have been associated with pranks and japes since the creation of universities in the Middle Ages.[14][15][16][17][18] These can often involve petty crime, such as the theft of traffic cones and other public property,[19] or hoaxes. It is also not uncommon for students from one school to steal or deface the mascot of a rival school.[20] In fact, pranks play such a significant part in student culture that numerous books have been published that focus on the issue.[21][22]
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"Freshman" and "sophomore" are sometimes used figuratively, almost exclusively in the United States, to refer to a first or second effort ("the singer's sophomore album"), or to a politician's first or second term in office ("freshman senator") or an athlete's first or second year on a professional sports team. "Junior" and "senior" are not used in this figurative way to refer to third and fourth years or efforts, because of those words' broader meanings of "younger" and "older". A junior senator is therefore not one who is in a third term of office, but merely one who has not been in the Senate as long as the other senator from their state. Confusingly, this means that it is possible to be both a "freshman Senator" and a "senior Senator" simultaneously: for example, if a Senator wins election in 2008, and then the other Senator from the same state steps down and a new Senator elected in 2010, the former Senator is both senior Senator (as in the Senate for two years more) and a freshman Senator (since still in the first term).
|
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|
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International Students' Day (17 November) remembers the anniversary of the 1939 Nazi storming of the University of Prague after student demonstrations against the German occupation of Czechoslovakia. Germans closed all Czech universities and colleges, sent over 1200 students to Nazi concentration camps, and had nine student leaders executed (on 17 November).[23]
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1 |
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|
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|
4 |
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|
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Economics (/ɛkəˈnɒmɪks, iːkə-/)[1][2][3] is the social science that studies the production, distribution, and consumption of goods and services.[4]
|
6 |
+
|
7 |
+
Economics focuses on the behaviour and interactions of economic agents and how economies work. Microeconomics analyzes basic elements in the economy, including individual agents and markets, their interactions, and the outcomes of interactions. Individual agents may include, for example, households, firms, buyers, and sellers. Macroeconomics analyzes the economy as a system where production, consumption, saving, and investment interact, and factors affecting it: employment of the resources of labour, capital, and land, currency inflation, economic growth, and public policies that have impact on these elements.
|
8 |
+
|
9 |
+
Other broad distinctions within economics include those between positive economics, describing "what is", and normative economics, advocating "what ought to be"; between economic theory and applied economics; between rational and behavioural economics; and between mainstream economics and heterodox economics.[5]
|
10 |
+
|
11 |
+
Economic analysis can be applied throughout society, in real estate,[6] business,[7] finance, health care,[8] and government.[9] Economic analysis is sometimes also applied to such diverse subjects as crime, education,[10] the family, law, politics, religion,[11] social institutions, war,[12] science,[13] and the environment.[14]
|
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+
|
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+
|
14 |
+
|
15 |
+
The discipline was renamed in the late 19th century, primarily due to Alfred Marshall, from "political economy" to "economics" as a shorter term for "economic science". At that time, it became more open to rigorous thinking and made increased use of mathematics, which helped support efforts to have it accepted as a science and as a separate discipline outside of political science and other social sciences.[a][16][17][18]
|
16 |
+
|
17 |
+
There are a variety of modern definitions of economics; some reflect evolving views of the subject or different views among economists.[19][20] Scottish philosopher Adam Smith (1776) defined what was then called political economy as "an inquiry into the nature and causes of the wealth of nations", in particular as:
|
18 |
+
|
19 |
+
a branch of the science of a statesman or legislator [with the twofold objectives of providing] a plentiful revenue or subsistence for the people ... [and] to supply the state or commonwealth with a revenue for the publick services.[21]
|
20 |
+
|
21 |
+
Jean-Baptiste Say (1803), distinguishing the subject from its public-policy uses, defines it as the science of production, distribution, and consumption of wealth.[22] On the satirical side, Thomas Carlyle (1849) coined "the dismal science" as an epithet for classical economics, in this context, commonly linked to the pessimistic analysis of Malthus (1798).[23] John Stuart Mill (1844) defines the subject in a social context as:
|
22 |
+
|
23 |
+
The science which traces the laws of such of the phenomena of society as arise from the combined operations of mankind for the production of wealth, in so far as those phenomena are not modified by the pursuit of any other object.[24]
|
24 |
+
|
25 |
+
Alfred Marshall provides a still widely cited definition in his textbook Principles of Economics (1890) that extends analysis beyond wealth and from the societal to the microeconomic level:
|
26 |
+
|
27 |
+
Economics is a study of man in the ordinary business of life. It enquires how he gets his income and how he uses it. Thus, it is on the one side, the study of wealth and on the other and more important side, a part of the study of man.[25]
|
28 |
+
|
29 |
+
Lionel Robbins (1932) developed implications of what has been termed "[p]erhaps the most commonly accepted current definition of the subject":[20]
|
30 |
+
|
31 |
+
Economics is a science which studies human behaviour as a relationship between ends and scarce means which have alternative uses.[26]
|
32 |
+
|
33 |
+
Robbins describes the definition as not classificatory in "pick[ing] out certain kinds of behaviour" but rather analytical in "focus[ing] attention on a particular aspect of behaviour, the form imposed by the influence of scarcity."[27] He affirmed that previous economists have usually centred their studies on the analysis of wealth: how wealth is created (production), distributed, and consumed; and how wealth can grow.[28] But he said that economics can be used to study other things, such as war, that are outside its usual focus. This is because war has as the goal winning it (as a sought after end), generates both cost and benefits; and, resources (human life and other costs) are used to attain the goal. If the war is not winnable or if the expected costs outweigh the benefits, the deciding actors (assuming they are rational) may never go to war (a decision) but rather explore other alternatives. We cannot define economics as the science that studies wealth, war, crime, education, and any other field economic analysis can be applied to; but, as the science that studies a particular common aspect of each of those subjects (they all use scarce resources to attain a sought after end).
|
34 |
+
|
35 |
+
Some subsequent comments criticized the definition as overly broad in failing to limit its subject matter to analysis of markets. From the 1960s, however, such comments abated as the economic theory of maximizing behaviour and rational-choice modelling expanded the domain of the subject to areas previously treated in other fields.[29] There are other criticisms as well, such as in scarcity not accounting for the macroeconomics of high unemployment.[30]
|
36 |
+
|
37 |
+
Gary Becker, a contributor to the expansion of economics into new areas, describes the approach he favours as "combin[ing the] assumptions of maximizing behaviour, stable preferences, and market equilibrium, used relentlessly and unflinchingly."[31] One commentary characterizes the remark as making economics an approach rather than a subject matter but with great specificity as to the "choice process and the type of social interaction that [such] analysis involves." The same source reviews a range of definitions included in principles of economics textbooks and concludes that the lack of agreement need not affect the subject-matter that the texts treat. Among economists more generally, it argues that a particular definition presented may reflect the direction toward which the author believes economics is evolving, or should evolve.[20]
|
38 |
+
|
39 |
+
Economic writings date from earlier Mesopotamian, Greek, Roman, Indian subcontinent, Chinese, Persian, and Arab civilizations. Economic precepts occur throughout the writings of the Boeotian poet Hesiod and several economic historians have described Hesiod himself as the "first economist".[32] Other notable writers from Antiquity through to the Renaissance include Aristotle, Xenophon, Chanakya (also known as Kautilya), Qin Shi Huang, Thomas Aquinas, and Ibn Khaldun. Joseph Schumpeter described Aquinas as "coming nearer than any other group to being the "founders' of scientific economics" as to monetary, interest, and value theory within a natural-law perspective.[33][failed verification]
|
40 |
+
|
41 |
+
Two groups, who later were called "mercantilists" and "physiocrats", more directly influenced the subsequent development of the subject. Both groups were associated with the rise of economic nationalism and modern capitalism in Europe. Mercantilism was an economic doctrine that flourished from the 16th to 18th century in a prolific pamphlet literature, whether of merchants or statesmen. It held that a nation's wealth depended on its accumulation of gold and silver. Nations without access to mines could obtain gold and silver from trade only by selling goods abroad and restricting imports other than of gold and silver. The doctrine called for importing cheap raw materials to be used in manufacturing goods, which could be exported, and for state regulation to impose protective tariffs on foreign manufactured goods and prohibit manufacturing in the colonies.[34]
|
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+
|
43 |
+
Physiocrats, a group of 18th-century French thinkers and writers, developed the idea of the economy as a circular flow of income and output. Physiocrats believed that only agricultural production generated a clear surplus over cost, so that agriculture was the basis of all wealth. Thus, they opposed the mercantilist policy of promoting manufacturing and trade at the expense of agriculture, including import tariffs. Physiocrats advocated replacing administratively costly tax collections with a single tax on income of land owners. In reaction against copious mercantilist trade regulations, the physiocrats advocated a policy of laissez-faire, which called for minimal government intervention in the economy.[35]
|
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+
|
45 |
+
Adam Smith (1723–1790) was an early economic theorist.[36] Smith was harshly critical of the mercantilists but described the physiocratic system "with all its imperfections" as "perhaps the purest approximation to the truth that has yet been published" on the subject.[37]
|
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+
|
47 |
+
The publication of Adam Smith's The Wealth of Nations in 1776, has been described as "the effective birth of economics as a separate discipline."[38] The book identified land, labour, and capital as the three factors of production and the major contributors to a nation's wealth, as distinct from the physiocratic idea that only agriculture was productive.
|
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+
|
49 |
+
Smith discusses potential benefits of specialization by division of labour, including increased labour productivity and gains from trade, whether between town and country or across countries.[39] His "theorem" that "the division of labor is limited by the extent of the market" has been described as the "core of a theory of the functions of firm and industry" and a "fundamental principle of economic organization."[40] To Smith has also been ascribed "the most important substantive proposition in all of economics" and foundation of resource-allocation theory – that, under competition, resource owners (of labour, land, and capital) seek their most profitable uses, resulting in an equal rate of return for all uses in equilibrium (adjusted for apparent differences arising from such factors as training and unemployment).[41]
|
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+
|
51 |
+
In an argument that includes "one of the most famous passages in all economics,"[42] Smith represents every individual as trying to employ any capital they might command for their own advantage, not that of the society,[b] and for the sake of profit, which is necessary at some level for employing capital in domestic industry, and positively related to the value of produce.[44] In this:
|
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+
|
53 |
+
He generally, indeed, neither intends to promote the public interest, nor knows how much he is promoting it. By preferring the support of domestic to that of foreign industry, he intends only his own security; and by directing that industry in such a manner as its produce may be of the greatest value, he intends only his own gain, and he is in this, as in many other cases, led by an invisible hand to promote an end which was no part of his intention. Nor is it always the worse for the society that it was no part of it. By pursuing his own interest he frequently promotes that of the society more effectually than when he really intends to promote it.[45]
|
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+
|
55 |
+
The Rev. Thomas Robert Malthus (1798) used the concept of diminishing returns to explain low living standards. Human population, he argued, tended to increase geometrically, outstripping the production of food, which increased arithmetically. The force of a rapidly growing population against a limited amount of land meant diminishing returns to labour. The result, he claimed, was chronically low wages, which prevented the standard of living for most of the population from rising above the subsistence level.[46] Economist Julian Lincoln Simon has criticized Malthus's conclusions.[47]
|
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+
|
57 |
+
While Adam Smith emphasized the production of income, David Ricardo (1817) focused on the distribution of income among landowners, workers, and capitalists. Ricardo saw an inherent conflict between landowners on the one hand and labour and capital on the other. He posited that the growth of population and capital, pressing against a fixed supply of land, pushes up rents and holds down wages and profits. Ricardo was the first to state and prove the principle of comparative advantage, according to which each country should specialize in producing and exporting goods in that it has a lower relative cost of production, rather relying only on its own production.[48] It has been termed a "fundamental analytical explanation" for gains from trade.[49]
|
58 |
+
|
59 |
+
Coming at the end of the classical tradition, John Stuart Mill (1848) parted company with the earlier classical economists on the inevitability of the distribution of income produced by the market system. Mill pointed to a distinct difference between the market's two roles: allocation of resources and distribution of income. The market might be efficient in allocating resources but not in distributing income, he wrote, making it necessary for society to intervene.[50]
|
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+
|
61 |
+
Value theory was important in classical theory. Smith wrote that the "real price of every thing ... is the toil and trouble of acquiring it". Smith maintained that, with rent and profit, other costs besides wages also enter the price of a commodity.[51] Other classical economists presented variations on Smith, termed the 'labour theory of value'. Classical economics focused on the tendency of any market economy to settle in a final stationary state made up of a constant stock of physical wealth (capital) and a constant population size.
|
62 |
+
|
63 |
+
Marxist (later, Marxian) economics descends from classical economics and it derives from the work of Karl Marx. The first volume of Marx's major work, Das Kapital, was published in German in 1867. In it, Marx focused on the labour theory of value and the theory of surplus value which, he believed, explained the exploitation of labour by capital.[52] The labour theory of value held that the value of an exchanged commodity was determined by the labour that went into its production and the theory of surplus value demonstrated how the workers only got paid a proportion of the value their work had created.[53]
|
64 |
+
|
65 |
+
At the dawn as a social science, economics was defined and discussed at length as the study of production, distribution, and consumption of wealth by Jean-Baptiste Say in his Treatise on Political Economy or, The Production, Distribution, and Consumption of Wealth (1803). These three items are considered by the science only in relation to the increase or diminution of wealth, and not in reference to their processes of execution.[c] Say's definition has prevailed up to our time, saved by substituting the word "wealth" for "goods and services" meaning that wealth may include non-material objects as well. One hundred and thirty years later, Lionel Robbins noticed that this definition no longer sufficed,[d] because many economists were making theoretical and philosophical inroads in other areas of human activity. In his Essay on the Nature and Significance of Economic Science, he proposed a definition of economics as a study of a particular aspect of human behaviour, the one that falls under the influence of scarcity,[e] which forces people to choose, allocate scarce resources to competing ends, and economize (seeking the greatest welfare while avoiding the wasting of scarce resources). For Robbins, the insufficiency was solved, and his definition allows us to proclaim, with an easy conscience, education economics, safety and security economics, health economics, war economics, and of course, production, distribution and consumption economics as valid subjects of the economic science." Citing Robbins: "Economics is the science which studies human behavior as a relationship between ends and scarce means which have alternative uses".[27] After discussing it for decades, Robbins' definition became widely accepted by mainstream economists, and it has opened way into current textbooks.[54] Although far from unanimous, most mainstream economists would accept some version of Robbins' definition, even though many have raised serious objections to the scope and method of economics, emanating from that definition.[55] Due to the lack of strong consensus, and that production, distribution and consumption of goods and services is the prime area of study of economics, the old definition still stands in many quarters.
|
66 |
+
|
67 |
+
A body of theory later termed "neoclassical economics" or "marginalism" formed from about 1870 to 1910. The term "economics" was popularized by such neoclassical economists as Alfred Marshall as a concise synonym for "economic science" and a substitute for the earlier "political economy".[17][18] This corresponded to the influence on the subject of mathematical methods used in the natural sciences.[56]
|
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|
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Neoclassical economics systematized supply and demand as joint determinants of price and quantity in market equilibrium, affecting both the allocation of output and the distribution of income. It dispensed with the labour theory of value inherited from classical economics in favour of a marginal utility theory of value on the demand side and a more general theory of costs on the supply side.[57] In the 20th century, neoclassical theorists moved away from an earlier notion suggesting that total utility for a society could be measured in favour of ordinal utility, which hypothesizes merely behaviour-based relations across persons.[58][59]
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In microeconomics, neoclassical economics represents incentives and costs as playing a pervasive role in shaping decision making. An immediate example of this is the consumer theory of individual demand, which isolates how prices (as costs) and income affect quantity demanded.[58] In macroeconomics it is reflected in an early and lasting neoclassical synthesis with Keynesian macroeconomics.[60][58]
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Neoclassical economics is occasionally referred as orthodox economics whether by its critics or sympathizers. Modern mainstream economics builds on neoclassical economics but with many refinements that either supplement or generalize earlier analysis, such as econometrics, game theory, analysis of market failure and imperfect competition, and the neoclassical model of economic growth for analysing long-run variables affecting national income.
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Neoclassical economics studies the behaviour of individuals, households, and organizations (called economic actors, players, or agents), when they manage or use scarce resources, which have alternative uses, to achieve desired ends. Agents are assumed to act rationally, have multiple desirable ends in sight, limited resources to obtain these ends, a set of stable preferences, a definite overall guiding objective, and the capability of making a choice. There exists an economic problem, subject to study by economic science, when a decision (choice) is made by one or more resource-controlling players to attain the best possible outcome under bounded rational conditions. In other words, resource-controlling agents maximize value subject to the constraints imposed by the information the agents have, their cognitive limitations, and the finite amount of time they have to make and execute a decision. Economic science centres on the activities of the economic agents that comprise society.[61] They are the focus of economic analysis.[f]
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An approach to understanding these processes, through the study of agent behaviour under scarcity, may go as follows:
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The continuous interplay (exchange or trade) done by economic actors in all markets sets the prices for all goods and services which, in turn, make the rational managing of scarce resources possible. At the same time, the decisions (choices) made by the same actors, while they are pursuing their own interest, determine the level of output (production), consumption, savings, and investment, in an economy, as well as the remuneration (distribution) paid to the owners of labour (in the form of wages), capital (in the form of profits) and land (in the form of rent).[g] Each period, as if they were in a giant feedback system, economic players influence the pricing processes and the economy, and are in turn influenced by them until a steady state (equilibrium) of all variables involved is reached or until an external shock throws the system toward a new equilibrium point. Because of the autonomous actions of rational interacting agents, the economy is a complex adaptive system.[h]
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Keynesian economics derives from John Maynard Keynes, in particular his book The General Theory of Employment, Interest and Money (1936), which ushered in contemporary macroeconomics as a distinct field.[62] The book focused on determinants of national income in the short run when prices are relatively inflexible. Keynes attempted to explain in broad theoretical detail why high labour-market unemployment might not be self-correcting due to low "effective demand" and why even price flexibility and monetary policy might be unavailing. The term "revolutionary" has been applied to the book in its impact on economic analysis.[63]
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Keynesian economics has two successors. Post-Keynesian economics also concentrates on macroeconomic rigidities and adjustment processes. Research on micro foundations for their models is represented as based on real-life practices rather than simple optimizing models. It is generally associated with the University of Cambridge and the work of Joan Robinson.[64]
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New-Keynesian economics is also associated with developments in the Keynesian fashion. Within this group researchers tend to share with other economists the emphasis on models employing micro foundations and optimizing behaviour but with a narrower focus on standard Keynesian themes such as price and wage rigidity. These are usually made to be endogenous features of the models, rather than simply assumed as in older Keynesian-style ones.
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The Chicago School of economics is best known for its free market advocacy and monetarist ideas. According to Milton Friedman and monetarists, market economies are inherently stable if the money supply does not greatly expand or contract. Ben Bernanke, former Chairman of the Federal Reserve, is among the economists today generally accepting Friedman's analysis of the causes of the Great Depression.[65]
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Milton Friedman effectively took many of the basic principles set forth by Adam Smith and the classical economists and modernized them. One example of this is his article in the 13 September 1970 issue of The New York Times Magazine, in which he claims that the social responsibility of business should be "to use its resources and engage in activities designed to increase its profits ... (through) open and free competition without deception or fraud."[66]
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Other well-known schools or trends of thought referring to a particular style of economics practised at and disseminated from well-defined groups of academicians that have become known worldwide, include the Austrian School, the Freiburg School, the School of Lausanne, post-Keynesian economics and the Stockholm school. Contemporary mainstream economics is sometimes separated into the Saltwater approach of those universities along the Eastern and Western coasts of the US, and the Freshwater, or Chicago-school approach.
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Within macroeconomics there is, in general order of their appearance in the literature; classical economics, Keynesian economics, the neoclassical synthesis, post-Keynesian economics, monetarism, new classical economics, and supply-side economics. Alternative developments include ecological economics, constitutional economics, institutional economics, evolutionary economics, dependency theory, structuralist economics, world systems theory, econophysics, feminist economics and biophysical economics.[67]
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Economic systems is the branch of economics that studies the methods and institutions by which societies determine the ownership, direction, and allocation of economic resources. An economic system of a society is the unit of analysis.
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Among contemporary systems at different ends of the organizational spectrum are socialist systems and capitalist systems, in which most production occurs in respectively state-run and private enterprises. In between are mixed economies. A common element is the interaction of economic and political influences, broadly described as political economy. Comparative economic systems studies the relative performance and behaviour of different economies or systems.[68]
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The U.S. Export-Import Bank defines a Marxist–Leninist state as having a centrally planned economy.[53] They are now rare; examples can still be seen in Cuba, North Korea and Laos.[69][needs update]
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Mainstream economic theory relies upon a priori quantitative economic models, which employ a variety of concepts. Theory typically proceeds with an assumption of ceteris paribus, which means holding constant explanatory variables other than the one under consideration. When creating theories, the objective is to find ones which are at least as simple in information requirements, more precise in predictions, and more fruitful in generating additional research than prior theories.[70] While neoclassical economic theory constitutes both the dominant or orthodox theoretical as well as methodological framework, economic theory can also take the form of other schools of thought such as in heterodox economic theories.
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In microeconomics, principal concepts include supply and demand, marginalism, rational choice theory, opportunity cost, budget constraints, utility, and the theory of the firm.[71] Early macroeconomic models focused on modelling the relationships between aggregate variables, but as the relationships appeared to change over time macroeconomists, including new Keynesians, reformulated their models in microfoundations.[72]
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The aforementioned microeconomic concepts play a major part in macroeconomic models – for instance, in monetary theory, the quantity theory of money predicts that increases in the growth rate of the money supply increase inflation, and inflation is assumed to be influenced by rational expectations. In development economics, slower growth in developed nations has been sometimes predicted because of the declining marginal returns of investment and capital, and this has been observed in the Four Asian Tigers. Sometimes an economic hypothesis is only qualitative, not quantitative.[73]
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Expositions of economic reasoning often use two-dimensional graphs to illustrate theoretical relationships. At a higher level of generality, Paul Samuelson's treatise Foundations of Economic Analysis (1947) used mathematical methods beyond graphs to represent the theory, particularly as to maximizing behavioural relations of agents reaching equilibrium. The book focused on examining the class of statements called operationally meaningful theorems in economics, which are theorems that can conceivably be refuted by empirical data.[74]
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Microeconomics examines how entities, forming a market structure, interact within a market to create a market system. These entities include private and public players with various classifications, typically operating under scarcity of tradable units and light government regulation.[clarification needed] The item traded may be a tangible product such as apples or a service such as repair services, legal counsel, or entertainment.
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In theory, in a free market the aggregates (sum of) of quantity demanded by buyers and quantity supplied by sellers may reach economic equilibrium over time in reaction to price changes; in practice, various issues may prevent equilibrium, and any equilibrium reached may not necessarily be morally equitable. For example, if the supply of healthcare services is limited by external factors, the equilibrium price may be unaffordable for many who desire it but cannot pay for it.
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Various market structures exist. In perfectly competitive markets, no participants are large enough to have the market power to set the price of a homogeneous product. In other words, every participant is a "price taker" as no participant influences the price of a product. In the real world, markets often experience imperfect competition.
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Forms include monopoly (in which there is only one seller of a good), duopoly (in which there are only two sellers of a good), oligopoly (in which there are few sellers of a good), monopolistic competition (in which there are many sellers producing highly differentiated goods), monopsony (in which there is only one buyer of a good), and oligopsony (in which there are few buyers of a good). Unlike perfect competition, imperfect competition invariably means market power is unequally distributed. Firms under imperfect competition have the potential to be "price makers", which means that, by holding a disproportionately high share of market power, they can influence the prices of their products.
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Microeconomics studies individual markets by simplifying the economic system by assuming that activity in the market being analysed does not affect other markets. This method of analysis is known as partial-equilibrium analysis (supply and demand). This method aggregates (the sum of all activity) in only one market. General-equilibrium theory studies various markets and their behaviour. It aggregates (the sum of all activity) across all markets. This method studies both changes in markets and their interactions leading towards equilibrium.[75]
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In microeconomics, production is the conversion of inputs into outputs. It is an economic process that uses inputs to create a commodity or a service for exchange or direct use. Production is a flow and thus a rate of output per period of time. Distinctions include such production alternatives as for consumption (food, haircuts, etc.) vs. investment goods (new tractors, buildings, roads, etc.), public goods (national defence, smallpox vaccinations, etc.) or private goods (new computers, bananas, etc.), and "guns" vs "butter".
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Opportunity cost is the economic cost of production: the value of the next best opportunity foregone. Choices must be made between desirable yet mutually exclusive actions. It has been described as expressing "the basic relationship between scarcity and choice".[76] For example, if a baker uses a sack of flour to make pretzels one morning, then the baker cannot use either the flour or the morning to make bagels instead. Part of the cost of making pretzels is that neither the flour nor the morning are available any longer, for use in some other way. The opportunity cost of an activity is an element in ensuring that scarce resources are used efficiently, such that the cost is weighed against the value of that activity in deciding on more or less of it. Opportunity costs are not restricted to monetary or financial costs but could be measured by the real cost of output forgone, leisure, or anything else that provides the alternative benefit (utility).[77]
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Inputs used in the production process include such primary factors of production as labour services, capital (durable produced goods used in production, such as an existing factory), and land (including natural resources). Other inputs may include intermediate goods used in production of final goods, such as the steel in a new car.
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Economic efficiency measures how well a system generates desired output with a given set of inputs and available technology. Efficiency is improved if more output is generated without changing inputs, or in other words, the amount of "waste" is reduced. A widely accepted general standard is Pareto efficiency, which is reached when no further change can make someone better off without making someone else worse off.
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The production–possibility frontier (PPF) is an expository figure for representing scarcity, cost, and efficiency. In the simplest case an economy can produce just two goods (say "guns" and "butter"). The PPF is a table or graph (as at the right) showing the different quantity combinations of the two goods producible with a given technology and total factor inputs, which limit feasible total output. Each point on the curve shows potential total output for the economy, which is the maximum feasible output of one good, given a feasible output quantity of the other good.
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Scarcity is represented in the figure by people being willing but unable in the aggregate to consume beyond the PPF (such as at X) and by the negative slope of the curve.[78] If production of one good increases along the curve, production of the other good decreases, an inverse relationship. This is because increasing output of one good requires transferring inputs to it from production of the other good, decreasing the latter.
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The slope of the curve at a point on it gives the trade-off between the two goods. It measures what an additional unit of one good costs in units forgone of the other good, an example of a real opportunity cost. Thus, if one more Gun costs 100 units of butter, the opportunity cost of one Gun is 100 Butter. Along the PPF, scarcity implies that choosing more of one good in the aggregate entails doing with less of the other good. Still, in a market economy, movement along the curve may indicate that the choice of the increased output is anticipated to be worth the cost to the agents.
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By construction, each point on the curve shows productive efficiency in maximizing output for given total inputs. A point inside the curve (as at A), is feasible but represents production inefficiency (wasteful use of inputs), in that output of one or both goods could increase by moving in a northeast direction to a point on the curve. Examples cited of such inefficiency include high unemployment during a business-cycle recession or economic organization of a country that discourages full use of resources. Being on the curve might still not fully satisfy allocative efficiency (also called Pareto efficiency) if it does not produce a mix of goods that consumers prefer over other points.
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Much applied economics in public policy is concerned with determining how the efficiency of an economy can be improved. Recognizing the reality of scarcity and then figuring out how to organize society for the most efficient use of resources has been described as the "essence of economics", where the subject "makes its unique contribution."[79]
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Specialization is considered key to economic efficiency based on theoretical and empirical considerations. Different individuals or nations may have different real opportunity costs of production, say from differences in stocks of human capital per worker or capital/labour ratios. According to theory, this may give a comparative advantage in production of goods that make more intensive use of the relatively more abundant, thus relatively cheaper, input.
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Even if one region has an absolute advantage as to the ratio of its outputs to inputs in every type of output, it may still specialize in the output in which it has a comparative advantage and thereby gain from trading with a region that lacks any absolute advantage but has a comparative advantage in producing something else.
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It has been observed that a high volume of trade occurs among regions even with access to a similar technology and mix of factor inputs, including high-income countries. This has led to investigation of economies of scale and agglomeration to explain specialization in similar but differentiated product lines, to the overall benefit of respective trading parties or regions.[80]
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The general theory of specialization applies to trade among individuals, farms, manufacturers, service providers, and economies. Among each of these production systems, there may be a corresponding division of labour with different work groups specializing, or correspondingly different types of capital equipment and differentiated land uses.[81]
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An example that combines features above is a country that specializes in the production of high-tech knowledge products, as developed countries do, and trades with developing nations for goods produced in factories where labour is relatively cheap and plentiful, resulting in different in opportunity costs of production. More total output and utility thereby results from specializing in production and trading than if each country produced its own high-tech and low-tech products.
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Theory and observation set out the conditions such that market prices of outputs and productive inputs select an allocation of factor inputs by comparative advantage, so that (relatively) low-cost inputs go to producing low-cost outputs. In the process, aggregate output may increase as a by-product or by design.[82] Such specialization of production creates opportunities for gains from trade whereby resource owners benefit from trade in the sale of one type of output for other, more highly valued goods. A measure of gains from trade is the increased income levels that trade may facilitate.[83]
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Prices and quantities have been described as the most directly observable attributes of goods produced and exchanged in a market economy.[84] The theory of supply and demand is an organizing principle for explaining how prices coordinate the amounts produced and consumed. In microeconomics, it applies to price and output determination for a market with perfect competition, which includes the condition of no buyers or sellers large enough to have price-setting power.
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For a given market of a commodity, demand is the relation of the quantity that all buyers would be prepared to purchase at each unit price of the good. Demand is often represented by a table or a graph showing price and quantity demanded (as in the figure). Demand theory describes individual consumers as rationally choosing the most preferred quantity of each good, given income, prices, tastes, etc. A term for this is "constrained utility maximization" (with income and wealth as the constraints on demand). Here, utility refers to the hypothesized relation of each individual consumer for ranking different commodity bundles as more or less preferred.
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The law of demand states that, in general, price and quantity demanded in a given market are inversely related. That is, the higher the price of a product, the less of it people would be prepared to buy (other things unchanged). As the price of a commodity falls, consumers move toward it from relatively more expensive goods (the substitution effect). In addition, purchasing power from the price decline increases ability to buy (the income effect). Other factors can change demand; for example an increase in income will shift the demand curve for a normal good outward relative to the origin, as in the figure. All determinants are predominantly taken as constant factors of demand and supply.
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Supply is the relation between the price of a good and the quantity available for sale at that price. It may be represented as a table or graph relating price and quantity supplied. Producers, for example business firms, are hypothesized to be profit maximizers, meaning that they attempt to produce and supply the amount of goods that will bring them the highest profit. Supply is typically represented as a function relating price and quantity, if other factors are unchanged.
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That is, the higher the price at which the good can be sold, the more of it producers will supply, as in the figure. The higher price makes it profitable to increase production. Just as on the demand side, the position of the supply can shift, say from a change in the price of a productive input or a technical improvement. The "Law of Supply" states that, in general, a rise in price leads to an expansion in supply and a fall in price leads to a contraction in supply. Here as well, the determinants of supply, such as price of substitutes, cost of production, technology applied and various factors inputs of production are all taken to be constant for a specific time period of evaluation of supply.
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Market equilibrium occurs where quantity supplied equals quantity demanded, the intersection of the supply and demand curves in the figure above. At a price below equilibrium, there is a shortage of quantity supplied compared to quantity demanded. This is posited to bid the price up. At a price above equilibrium, there is a surplus of quantity supplied compared to quantity demanded. This pushes the price down. The model of supply and demand predicts that for given supply and demand curves, price and quantity will stabilize at the price that makes quantity supplied equal to quantity demanded. Similarly, demand-and-supply theory predicts a new price-quantity combination from a shift in demand (as to the figure), or in supply.
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People frequently do not trade directly on markets. Instead, on the supply side, they may work in and produce through firms. The most obvious kinds of firms are corporations, partnerships and trusts. According to Ronald Coase, people begin to organize their production in firms when the costs of doing business becomes lower than doing it on the market.[85] Firms combine labour and capital, and can achieve far greater economies of scale (when the average cost per unit declines as more units are produced) than individual market trading.
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In perfectly competitive markets studied in the theory of supply and demand, there are many producers, none of which significantly influence price. Industrial organization generalizes from that special case to study the strategic behaviour of firms that do have significant control of price. It considers the structure of such markets and their interactions. Common market structures studied besides perfect competition include monopolistic competition, various forms of oligopoly, and monopoly.[86]
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Managerial economics applies microeconomic analysis to specific decisions in business firms or other management units. It draws heavily from quantitative methods such as operations research and programming and from statistical methods such as regression analysis in the absence of certainty and perfect knowledge. A unifying theme is the attempt to optimize business decisions, including unit-cost minimization and profit maximization, given the firm's objectives and constraints imposed by technology and market conditions.[87]
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Uncertainty in economics is an unknown prospect of gain or loss, whether quantifiable as risk or not. Without it, household behaviour would be unaffected by uncertain employment and income prospects, financial and capital markets would reduce to exchange of a single instrument in each market period, and there would be no communications industry.[88] Given its different forms, there are various ways of representing uncertainty and modelling economic agents' responses to it.[89]
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Game theory is a branch of applied mathematics that considers strategic interactions between agents, one kind of uncertainty. It provides a mathematical foundation of industrial organization, discussed above, to model different types of firm behaviour, for example in a solipsistic industry (few sellers), but equally applicable to wage negotiations, bargaining, contract design, and any situation where individual agents are few enough to have perceptible effects on each other. In behavioural economics, it has been used to model the strategies agents choose when interacting with others whose interests are at least partially adverse to their own.[90]
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In this, it generalizes maximization approaches developed to analyse market actors such as in the supply and demand model and allows for incomplete information of actors. The field dates from the 1944 classic Theory of Games and Economic Behavior by John von Neumann and Oskar Morgenstern. It has significant applications seemingly outside of economics in such diverse subjects as formulation of nuclear strategies, ethics, political science, and evolutionary biology.[91]
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Risk aversion may stimulate activity that in well-functioning markets smooths out risk and communicates information about risk, as in markets for insurance, commodity futures contracts, and financial instruments. Financial economics or simply finance describes the allocation of financial resources. It also analyses the pricing of financial instruments, the financial structure of companies, the efficiency and fragility of financial markets,[92] financial crises, and related government policy or regulation.[93]
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Some market organizations may give rise to inefficiencies associated with uncertainty. Based on George Akerlof's "Market for Lemons" article, the paradigm example is of a dodgy second-hand car market. Customers without knowledge of whether a car is a "lemon" depress its price below what a quality second-hand car would be.[94] Information asymmetry arises here, if the seller has more relevant information than the buyer but no incentive to disclose it. Related problems in insurance are adverse selection, such that those at most risk are most likely to insure (say reckless drivers), and moral hazard, such that insurance results in riskier behaviour (say more reckless driving).[95]
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Both problems may raise insurance costs and reduce efficiency by driving otherwise willing transactors from the market ("incomplete markets"). Moreover, attempting to reduce one problem, say adverse selection by mandating insurance, may add to another, say moral hazard. Information economics, which studies such problems, has relevance in subjects such as insurance, contract law, mechanism design, monetary economics, and health care.[95] Applied subjects include market and legal remedies to spread or reduce risk, such as warranties, government-mandated partial insurance, restructuring or bankruptcy law, inspection, and regulation for quality and information disclosure.[96][97]
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The term "market failure" encompasses several problems which may undermine standard economic assumptions. Although economists categorize market failures differently, the following categories emerge in the main texts.[i]
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Information asymmetries and incomplete markets may result in economic inefficiency but also a possibility of improving efficiency through market, legal, and regulatory remedies, as discussed above.
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Natural monopoly, or the overlapping concepts of "practical" and "technical" monopoly, is an extreme case of failure of competition as a restraint on producers. Extreme economies of scale are one possible cause.
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Public goods are goods which are under-supplied in a typical market. The defining features are that people can consume public goods without having to pay for them and that more than one person can consume the good at the same time.
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Externalities occur where there are significant social costs or benefits from production or consumption that are not reflected in market prices. For example, air pollution may generate a negative externality, and education may generate a positive externality (less crime, etc.). Governments often tax and otherwise restrict the sale of goods that have negative externalities and subsidize or otherwise promote the purchase of goods that have positive externalities in an effort to correct the price distortions caused by these externalities.[98] Elementary demand-and-supply theory predicts equilibrium but not the speed of adjustment for changes of equilibrium due to a shift in demand or supply.[99]
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In many areas, some form of price stickiness is postulated to account for quantities, rather than prices, adjusting in the short run to changes on the demand side or the supply side. This includes standard analysis of the business cycle in macroeconomics. Analysis often revolves around causes of such price stickiness and their implications for reaching a hypothesized long-run equilibrium. Examples of such price stickiness in particular markets include wage rates in labour markets and posted prices in markets deviating from perfect competition.
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Some specialized fields of economics deal in market failure more than others. The economics of the public sector is one example. Much environmental economics concerns externalities or "public bads".
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Policy options include regulations that reflect cost-benefit analysis or market solutions that change incentives, such as emission fees or redefinition of property rights.[100]
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Public finance is the field of economics that deals with budgeting the revenues and expenditures of a public sector entity, usually government. The subject addresses such matters as tax incidence (who really pays a particular tax), cost-benefit analysis of government programmes, effects on economic efficiency and income distribution of different kinds of spending and taxes, and fiscal politics. The latter, an aspect of public choice theory, models public-sector behaviour analogously to microeconomics, involving interactions of self-interested voters, politicians, and bureaucrats.[101]
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Much of economics is positive, seeking to describe and predict economic phenomena. Normative economics seeks to identify what economies ought to be like.
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Welfare economics is a normative branch of economics that uses microeconomic techniques to simultaneously determine the allocative efficiency within an economy and the income distribution associated with it. It attempts to measure social welfare by examining the economic activities of the individuals that comprise society.[102]
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Macroeconomics examines the economy as a whole to explain broad aggregates and their interactions "top down", that is, using a simplified form of general-equilibrium theory.[103] Such aggregates include national income and output, the unemployment rate, and price inflation and subaggregates like total consumption and investment spending and their components. It also studies effects of monetary policy and fiscal policy.
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Since at least the 1960s, macroeconomics has been characterized by further integration as to micro-based modelling of sectors, including rationality of players, efficient use of market information, and imperfect competition.[104] This has addressed a long-standing concern about inconsistent developments of the same subject.[105]
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Macroeconomic analysis also considers factors affecting the long-term level and growth of national income. Such factors include capital accumulation, technological change and labour force growth.[106]
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Growth economics studies factors that explain economic growth – the increase in output per capita of a country over a long period of time. The same factors are used to explain differences in the level of output per capita between countries, in particular why some countries grow faster than others, and whether countries converge at the same rates of growth.
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Much-studied factors include the rate of investment, population growth, and technological change. These are represented in theoretical and empirical forms (as in the neoclassical and endogenous growth models) and in growth accounting.[107]
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The economics of a depression were the spur for the creation of "macroeconomics" as a separate discipline. During the Great Depression of the 1930s, John Maynard Keynes authored a book entitled The General Theory of Employment, Interest and Money outlining the key theories of Keynesian economics. Keynes contended that aggregate demand for goods might be insufficient during economic downturns, leading to unnecessarily high unemployment and losses of potential output.
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He therefore advocated active policy responses by the public sector, including monetary policy actions by the central bank and fiscal policy actions by the government to stabilize output over the business cycle.[108]
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Thus, a central conclusion of Keynesian economics is that, in some situations, no strong automatic mechanism moves output and employment towards full employment levels. John Hicks' IS/LM model has been the most influential interpretation of The General Theory.
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Over the years, understanding of the business cycle has branched into various research programmes, mostly related to or distinct from Keynesianism. The neoclassical synthesis refers to the reconciliation of Keynesian economics with neoclassical economics, stating that Keynesianism is correct in the short run but qualified by neoclassical-like considerations in the intermediate and long run.[60]
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New classical macroeconomics, as distinct from the Keynesian view of the business cycle, posits market clearing with imperfect information. It includes Friedman's permanent income hypothesis on consumption and "rational expectations" theory,[109] led by Robert Lucas, and real business cycle theory.[110]
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In contrast, the new Keynesian approach retains the rational expectations assumption, however it assumes a variety of market failures. In particular, New Keynesians assume prices and wages are "sticky", which means they do not adjust instantaneously to changes in economic conditions.[72]
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Thus, the new classicals assume that prices and wages adjust automatically to attain full employment, whereas the new Keynesians see full employment as being automatically achieved only in the long run, and hence government and central-bank policies are needed because the "long run" may be very long.
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The amount of unemployment in an economy is measured by the unemployment rate, the percentage of workers without jobs in the labour force. The labour force only includes workers actively looking for jobs. People who are retired, pursuing education, or discouraged from seeking work by a lack of job prospects are excluded from the labour force. Unemployment can be generally broken down into several types that are related to different causes.[111]
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Classical models of unemployment occurs when wages are too high for employers to be willing to hire more workers. Consistent with classical unemployment, frictional unemployment occurs when appropriate job vacancies exist for a worker, but the length of time needed to search for and find the job leads to a period of unemployment.[111]
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Structural unemployment covers a variety of possible causes of unemployment including a mismatch between workers' skills and the skills required for open jobs.[112] Large amounts of structural unemployment can occur when an economy is transitioning industries and workers find their previous set of skills are no longer in demand. Structural unemployment is similar to frictional unemployment since both reflect the problem of matching workers with job vacancies, but structural unemployment covers the time needed to acquire new skills not just the short term search process.[113]
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While some types of unemployment may occur regardless of the condition of the economy, cyclical unemployment occurs when growth stagnates. Okun's law represents the empirical relationship between unemployment and economic growth.[114] The original version of Okun's law states that a 3% increase in output would lead to a 1% decrease in unemployment.[115]
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Money is a means of final payment for goods in most price system economies, and is the unit of account in which prices are typically stated. Money has general acceptability, relative consistency in value, divisibility, durability, portability, elasticity in supply, and longevity with mass public confidence. It includes currency held by the nonbank public and checkable deposits. It has been described as a social convention, like language, useful to one largely because it is useful to others. In the words of Francis Amasa Walker, a well-known 19th-century economist, "Money is what money does" ("Money is that money does" in the original).[116]
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As a medium of exchange, money facilitates trade. It is essentially a measure of value and more importantly, a store of value being a basis for credit creation. Its economic function can be contrasted with barter (non-monetary exchange). Given a diverse array of produced goods and specialized producers, barter may entail a hard-to-locate double coincidence of wants as to what is exchanged, say apples and a book. Money can reduce the transaction cost of exchange because of its ready acceptability. Then it is less costly for the seller to accept money in exchange, rather than what the buyer produces.[117]
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At the level of an economy, theory and evidence are consistent with a positive relationship running from the total money supply to the nominal value of total output and to the general price level. For this reason, management of the money supply is a key aspect of monetary policy.[118]
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Governments implement fiscal policy to influence macroeconomic conditions by adjusting spending and taxation policies to alter aggregate demand. When aggregate demand falls below the potential output of the economy, there is an output gap where some productive capacity is left unemployed. Governments increase spending and cut taxes to boost aggregate demand. Resources that have been idled can be used by the government.
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For example, unemployed home builders can be hired to expand highways. Tax cuts allow consumers to increase their spending, which boosts aggregate demand. Both tax cuts and spending have multiplier effects where the initial increase in demand from the policy percolates through the economy and generates additional economic activity.
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The effects of fiscal policy can be limited by crowding out. When there is no output gap, the economy is producing at full capacity and there are no excess productive resources. If the government increases spending in this situation, the government uses resources that otherwise would have been used by the private sector, so there is no increase in overall output. Some economists think that crowding out is always an issue while others do not think it is a major issue when output is depressed.
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Sceptics of fiscal policy also make the argument of Ricardian equivalence. They argue that an increase in debt will have to be paid for with future tax increases, which will cause people to reduce their consumption and save money to pay for the future tax increase. Under Ricardian equivalence, any boost in demand from tax cuts will be offset by the increased saving intended to pay for future higher taxes.
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International trade studies determinants of goods-and-services flows across international boundaries. It also concerns the size and distribution of gains from trade. Policy applications include estimating the effects of changing tariff rates and trade quotas. International finance is a macroeconomic field which examines the flow of capital across international borders, and the effects of these movements on exchange rates. Increased trade in goods, services and capital between countries is a major effect of contemporary globalization.[119]
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Development economics examines economic aspects of the economic development process in relatively low-income countries focusing on structural change, poverty, and economic growth. Approaches in development economics frequently incorporate social and political factors.[120]
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Labor economics seeks to understand the functioning and dynamics of the markets for wage labor. Labor markets function through the interaction of workers and employers. Labor economics looks at the suppliers of labor services (workers), the demands of labor services (employers), and attempts to understand the resulting pattern of wages, employment, and income. In economics, labor is a measure of the work done by human beings. It is conventionally contrasted with such other factors of production as land and capital. There are theories which have developed a concept called human capital (referring to the skills that workers possess, not necessarily their actual work), although there are also counter posing macro-economic system theories that think human capital is a contradiction in terms.
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|
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Welfare economics uses microeconomics techniques to evaluate well-being from allocation of productive factors as to desirability and economic efficiency within an economy, often relative to competitive general equilibrium.[121] It analyzes social welfare, however measured, in terms of economic activities of the individuals that compose the theoretical society considered. Accordingly, individuals, with associated economic activities, are the basic units for aggregating to social welfare, whether of a group, a community, or a society, and there is no "social welfare" apart from the "welfare" associated with its individual units.
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According to various random and anonymous surveys of members of the American Economic Association, economists have agreement about the following propositions by percentage:[122][123][124][125][126]
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"The dismal science" is a derogatory alternative name for economics devised by the Victorian historian Thomas Carlyle in the 19th century. It is often stated that Carlyle gave economics the nickname "the dismal science" as a response to the late 18th century writings of The Reverend Thomas Robert Malthus, who grimly predicted that starvation would result, as projected population growth exceeded the rate of increase in the food supply. However, the actual phrase was coined by Carlyle in the context of a debate with John Stuart Mill on slavery, in which Carlyle argued for slavery, while Mill opposed it.[23]
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Some economists, like John Stuart Mill or Léon Walras, have maintained that the production of wealth should not be tied to its distribution.[127]
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In The Wealth of Nations, Adam Smith addressed many issues that are currently also the subject of debate and dispute. Smith repeatedly attacks groups of politically aligned individuals who attempt to use their collective influence to manipulate a government into doing their bidding. In Smith's day, these were referred to as factions, but are now more commonly called special interests, a term which can comprise international bankers, corporate conglomerations, outright oligopolies, monopolies, trade unions and other groups.[j]
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|
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Economics per se, as a social science, is independent of the political acts of any government or other decision-making organization; however, many policymakers or individuals holding highly ranked positions that can influence other people's lives are known for arbitrarily using a plethora of economic concepts and rhetoric as vehicles to legitimize agendas and value systems, and do not limit their remarks to matters relevant to their responsibilities.[128] The close relation of economic theory and practice with politics[129] is a focus of contention that may shade or distort the most unpretentious original tenets of economics, and is often confused with specific social agendas and value systems.[130]
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|
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Notwithstanding, economics legitimately has a role in informing government policy. It is, indeed, in some ways an outgrowth of the older field of political economy. Some academic economic journals have increased their efforts to gauge the consensus of economists regarding certain policy issues in hopes of effecting a more informed political environment. Often there exists a low approval rate from professional economists regarding many public policies. Policy issues featured in one survey of American Economic Association economists include trade restrictions, social insurance for those put out of work by international competition, genetically modified foods, curbside recycling, health insurance (several questions), medical malpractice, barriers to entering the medical profession, organ donations, unhealthy foods, mortgage deductions, taxing internet sales, Wal-Mart, casinos, ethanol subsidies, and inflation targeting.[131]
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In Steady State Economics 1977, leading ecological economist and steady-state theorist Herman Daly argues that there exist logical inconsistencies between the emphasis placed on economic growth and the limited availability of natural resources.[132]
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Issues like central bank independence, central bank policies and rhetoric in central bank governors discourse or the premises of macroeconomic policies[133] (monetary and fiscal policy) of the state, are focus of contention and criticism.[134]
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Deirdre McCloskey has argued that many empirical economic studies are poorly reported, and she and Stephen Ziliak argue that although her critique has been well-received, practice has not improved.[135] This latter contention is controversial.[136]
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A 2002 International Monetary Fund study assessed the national economic growth predictions from Consensus Forecasts in the 1990s. Of the 60 different national recessions that occurred, only 2 (3%) were predicted a year in advance.[137]
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Economics has been subject to criticism that it relies on unrealistic, unverifiable, or highly simplified assumptions, in some cases because these assumptions simplify the proofs of desired conclusions. Examples of such assumptions include perfect information, profit maximization and rational choices.[138] The field of information economics includes both mathematical-economical research and also behavioural economics, akin to studies in behavioural psychology.[139]
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Nevertheless, prominent mainstream economists such as Keynes[140] and Joskow have observed that much of economics is conceptual rather than quantitative, and difficult to model and formalize quantitatively. In a discussion on oligopoly research, Paul Joskow pointed out in 1975 that in practice, serious students of actual economies tended to use "informal models" based upon qualitative factors specific to particular industries. Joskow had a strong feeling that the important work in oligopoly was done through informal observations while formal models were "trotted out ex post". He argued that formal models were largely not important in the empirical work, either, and that the fundamental factor behind the theory of the firm, behaviour, was neglected.[141]
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In recent years, feminist critiques of neoclassical economic models gained prominence, leading to the formation of feminist economics.[142] Contrary to common conceptions of economics as a positive and objective science, feminist economists call attention to the social construction of economics[143] and highlight the ways in which its models and methods reflect masculine preferences. Primary criticisms focus on failures to account for: the selfish nature of actors (homo economicus); exogenous tastes; the impossibility of utility comparisons; the exclusion of unpaid work; and the exclusion of class and gender considerations. Feminist economics developed to address these concerns, and the field now includes critical examinations of many areas of economics including paid and unpaid work, economic epistemology and history, globalization, household economics and the care economy. In 1988, Marilyn Waring published the book If Women Counted, in which she argues that the discipline of economics ignores women's unpaid work and the value of nature;[144] according to Julie A. Nelson, If Women Counted "showed exactly how the unpaid work traditionally done by women has been made invisible within national accounting systems" and "issued a wake-up call to issues of ecological sustainability."[145] Bjørnholt and McKay argue that the financial crisis of 2007–08 and the response to it revealed a crisis of ideas in mainstream economics and within the economics profession, and call for a reshaping of both the economy, economic theory and the economics profession. They argue that such a reshaping should include new advances within feminist economics that take as their starting point the socially responsible, sensible and accountable subject in creating an economy and economic theories that fully acknowledge care for each other as well as the planet.[146]
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Philip Mirowski observes that:
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The imperatives of the orthodox research programme [of economic science] leave little room for maneuver and less room for originality. ... These mandates ... Appropriate as many mathematical techniques and metaphorical expressions from contemporary respectable science, primarily physics as possible. ... Preserve to the maximum extent possible the attendant nineteenth-century overtones of "natural order" ... Deny strenuously that neoclassical theory slavishly imitates physics. ... Above all, prevent all rival research programmes from encroaching ... by ridiculing all external attempts to appropriate twentieth century physics models. ... All theorizing is [in this way] held hostage to nineteenth-century concepts of energy.[147]
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In a series of peer-reviewed journal and conference papers and books published over a period of several decades, John McMurtry has provided extensive criticism of what he terms the "unexamined assumptions and implications [of economics], and their consequent cost to people's lives."[148][k]
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Nassim Nicholas Taleb and Michael Perelman are two additional scholars who criticized conventional or mainstream economics. Taleb opposes most economic theorizing, which in his view suffers acutely from the problem of overuse of Plato's Theory of Forms, and calls for cancellation of the Nobel Memorial Prize in Economics, saying that the damage from economic theories can be devastating.[149] Michael Perelman provides extensive criticism of economics and its assumptions in all his books (and especially his books published from 2000 to date), papers and interviews.
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Despite these concerns, mainstream graduate programs have become increasingly technical and mathematical.[150]
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Economics is one social science among several and has fields bordering on other areas, including economic geography, economic history, public choice, energy economics, cultural economics, family economics and institutional economics.
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Law and economics, or economic analysis of law, is an approach to legal theory that applies methods of economics to law. It includes the use of economic concepts to explain the effects of legal rules, to assess which legal rules are economically efficient, and to predict what the legal rules will be.[151] A seminal article by Ronald Coase published in 1961 suggested that well-defined property rights could overcome the problems of externalities.[152]
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Political economy is the interdisciplinary study that combines economics, law, and political science in explaining how political institutions, the political environment, and the economic system (capitalist, socialist, mixed) influence each other. It studies questions such as how monopoly, rent-seeking behaviour, and externalities should impact government policy.[153] Historians have employed political economy to explore the ways in the past that persons and groups with common economic interests have used politics to effect changes beneficial to their interests.[154]
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Energy economics is a broad scientific subject area which includes topics related to energy supply and energy demand. Georgescu-Roegen reintroduced the concept of entropy in relation to economics and energy from thermodynamics, as distinguished from what he viewed as the mechanistic foundation of neoclassical economics drawn from Newtonian physics. His work contributed significantly to thermoeconomics and to ecological economics. He also did foundational work which later developed into evolutionary economics.[155]
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The sociological subfield of economic sociology arose, primarily through the work of Émile Durkheim, Max Weber and Georg Simmel, as an approach to analysing the effects of economic phenomena in relation to the overarching social paradigm (i.e. modernity).[156] Classic works include Max Weber's The Protestant Ethic and the Spirit of Capitalism (1905) and Georg Simmel's The Philosophy of Money (1900). More recently, the works of Mark Granovetter, Peter Hedstrom and Richard Swedberg have been influential in this field.
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Contemporary economics uses mathematics. Economists draw on the tools of calculus, linear algebra, statistics, game theory, and computer science.[157] Professional economists are expected to be familiar with these tools, while a minority specialize in econometrics and mathematical methods.
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Economic theories are frequently tested empirically, largely through the use of econometrics using economic data.[158] The controlled experiments common to the physical sciences are difficult and uncommon in economics,[159] and instead broad data is observationally studied; this type of testing is typically regarded as less rigorous than controlled experimentation, and the conclusions typically more tentative. However, the field of experimental economics is growing, and increasing use is being made of natural experiments.
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Statistical methods such as regression analysis are common. Practitioners use such methods to estimate the size, economic significance, and statistical significance ("signal strength") of the hypothesized relation(s) and to adjust for noise from other variables. By such means, a hypothesis may gain acceptance, although in a probabilistic, rather than certain, sense. Acceptance is dependent upon the falsifiable hypothesis surviving tests. Use of commonly accepted methods need not produce a final conclusion or even a consensus on a particular question, given different tests, data sets, and prior beliefs.
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Criticisms based on professional standards and non-replicability of results serve as further checks against bias, errors, and over-generalization,[160][161] although much economic research has been accused of being non-replicable, and prestigious journals have been accused of not facilitating replication through the provision of the code and data.[162] Like theories, uses of test statistics are themselves open to critical analysis,[163] although critical commentary on papers in economics in prestigious journals such as the American Economic Review has declined precipitously in the past 40 years. This has been attributed to journals' incentives to maximize citations in order to rank higher on the Social Science Citation Index (SSCI).[164]
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In applied economics, input-output models employing linear programming methods are quite common. Large amounts of data are run through computer programs to analyse the impact of certain policies; IMPLAN is one well-known example.
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Experimental economics has promoted the use of scientifically controlled experiments. This has reduced the long-noted distinction of economics from natural sciences because it allows direct tests of what were previously taken as axioms.[165] In some cases these have found that the axioms are not entirely correct; for example, the ultimatum game has revealed that people reject unequal offers.
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In behavioural economics, psychologist Daniel Kahneman won the Nobel Prize in economics in 2002 for his and Amos Tversky's empirical discovery of several cognitive biases and heuristics. Similar empirical testing occurs in neuroeconomics. Another example is the assumption of narrowly selfish preferences versus a model that tests for selfish, altruistic, and cooperative preferences.[166] These techniques have led some to argue that economics is a "genuine science".[167]
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The professionalization of economics, reflected in the growth of graduate programmes on the subject, has been described as "the main change in economics since around 1900".[168] Most major universities and many colleges have a major, school, or department in which academic degrees are awarded in the subject, whether in the liberal arts, business, or for professional study.
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See Bachelor of Economics and Master of Economics.
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In the private sector, professional economists are employed as consultants and in industry, including banking and finance. Economists also work for various government departments and agencies, for example, the national treasury, central bank or bureau of statistics.
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There are dozens of prizes awarded to economists each year for outstanding intellectual contributions to the field, the most prominent of which is the Nobel Memorial Prize in Economic Sciences, though it is not a Nobel Prize.
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1 |
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Economics (/ɛkəˈnɒmɪks, iːkə-/)[1][2][3] is the social science that studies the production, distribution, and consumption of goods and services.[4]
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Economics focuses on the behaviour and interactions of economic agents and how economies work. Microeconomics analyzes basic elements in the economy, including individual agents and markets, their interactions, and the outcomes of interactions. Individual agents may include, for example, households, firms, buyers, and sellers. Macroeconomics analyzes the economy as a system where production, consumption, saving, and investment interact, and factors affecting it: employment of the resources of labour, capital, and land, currency inflation, economic growth, and public policies that have impact on these elements.
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Other broad distinctions within economics include those between positive economics, describing "what is", and normative economics, advocating "what ought to be"; between economic theory and applied economics; between rational and behavioural economics; and between mainstream economics and heterodox economics.[5]
|
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|
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Economic analysis can be applied throughout society, in real estate,[6] business,[7] finance, health care,[8] and government.[9] Economic analysis is sometimes also applied to such diverse subjects as crime, education,[10] the family, law, politics, religion,[11] social institutions, war,[12] science,[13] and the environment.[14]
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The discipline was renamed in the late 19th century, primarily due to Alfred Marshall, from "political economy" to "economics" as a shorter term for "economic science". At that time, it became more open to rigorous thinking and made increased use of mathematics, which helped support efforts to have it accepted as a science and as a separate discipline outside of political science and other social sciences.[a][16][17][18]
|
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There are a variety of modern definitions of economics; some reflect evolving views of the subject or different views among economists.[19][20] Scottish philosopher Adam Smith (1776) defined what was then called political economy as "an inquiry into the nature and causes of the wealth of nations", in particular as:
|
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a branch of the science of a statesman or legislator [with the twofold objectives of providing] a plentiful revenue or subsistence for the people ... [and] to supply the state or commonwealth with a revenue for the publick services.[21]
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Jean-Baptiste Say (1803), distinguishing the subject from its public-policy uses, defines it as the science of production, distribution, and consumption of wealth.[22] On the satirical side, Thomas Carlyle (1849) coined "the dismal science" as an epithet for classical economics, in this context, commonly linked to the pessimistic analysis of Malthus (1798).[23] John Stuart Mill (1844) defines the subject in a social context as:
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The science which traces the laws of such of the phenomena of society as arise from the combined operations of mankind for the production of wealth, in so far as those phenomena are not modified by the pursuit of any other object.[24]
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Alfred Marshall provides a still widely cited definition in his textbook Principles of Economics (1890) that extends analysis beyond wealth and from the societal to the microeconomic level:
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Economics is a study of man in the ordinary business of life. It enquires how he gets his income and how he uses it. Thus, it is on the one side, the study of wealth and on the other and more important side, a part of the study of man.[25]
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Lionel Robbins (1932) developed implications of what has been termed "[p]erhaps the most commonly accepted current definition of the subject":[20]
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Economics is a science which studies human behaviour as a relationship between ends and scarce means which have alternative uses.[26]
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Robbins describes the definition as not classificatory in "pick[ing] out certain kinds of behaviour" but rather analytical in "focus[ing] attention on a particular aspect of behaviour, the form imposed by the influence of scarcity."[27] He affirmed that previous economists have usually centred their studies on the analysis of wealth: how wealth is created (production), distributed, and consumed; and how wealth can grow.[28] But he said that economics can be used to study other things, such as war, that are outside its usual focus. This is because war has as the goal winning it (as a sought after end), generates both cost and benefits; and, resources (human life and other costs) are used to attain the goal. If the war is not winnable or if the expected costs outweigh the benefits, the deciding actors (assuming they are rational) may never go to war (a decision) but rather explore other alternatives. We cannot define economics as the science that studies wealth, war, crime, education, and any other field economic analysis can be applied to; but, as the science that studies a particular common aspect of each of those subjects (they all use scarce resources to attain a sought after end).
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Some subsequent comments criticized the definition as overly broad in failing to limit its subject matter to analysis of markets. From the 1960s, however, such comments abated as the economic theory of maximizing behaviour and rational-choice modelling expanded the domain of the subject to areas previously treated in other fields.[29] There are other criticisms as well, such as in scarcity not accounting for the macroeconomics of high unemployment.[30]
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Gary Becker, a contributor to the expansion of economics into new areas, describes the approach he favours as "combin[ing the] assumptions of maximizing behaviour, stable preferences, and market equilibrium, used relentlessly and unflinchingly."[31] One commentary characterizes the remark as making economics an approach rather than a subject matter but with great specificity as to the "choice process and the type of social interaction that [such] analysis involves." The same source reviews a range of definitions included in principles of economics textbooks and concludes that the lack of agreement need not affect the subject-matter that the texts treat. Among economists more generally, it argues that a particular definition presented may reflect the direction toward which the author believes economics is evolving, or should evolve.[20]
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Economic writings date from earlier Mesopotamian, Greek, Roman, Indian subcontinent, Chinese, Persian, and Arab civilizations. Economic precepts occur throughout the writings of the Boeotian poet Hesiod and several economic historians have described Hesiod himself as the "first economist".[32] Other notable writers from Antiquity through to the Renaissance include Aristotle, Xenophon, Chanakya (also known as Kautilya), Qin Shi Huang, Thomas Aquinas, and Ibn Khaldun. Joseph Schumpeter described Aquinas as "coming nearer than any other group to being the "founders' of scientific economics" as to monetary, interest, and value theory within a natural-law perspective.[33][failed verification]
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Two groups, who later were called "mercantilists" and "physiocrats", more directly influenced the subsequent development of the subject. Both groups were associated with the rise of economic nationalism and modern capitalism in Europe. Mercantilism was an economic doctrine that flourished from the 16th to 18th century in a prolific pamphlet literature, whether of merchants or statesmen. It held that a nation's wealth depended on its accumulation of gold and silver. Nations without access to mines could obtain gold and silver from trade only by selling goods abroad and restricting imports other than of gold and silver. The doctrine called for importing cheap raw materials to be used in manufacturing goods, which could be exported, and for state regulation to impose protective tariffs on foreign manufactured goods and prohibit manufacturing in the colonies.[34]
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Physiocrats, a group of 18th-century French thinkers and writers, developed the idea of the economy as a circular flow of income and output. Physiocrats believed that only agricultural production generated a clear surplus over cost, so that agriculture was the basis of all wealth. Thus, they opposed the mercantilist policy of promoting manufacturing and trade at the expense of agriculture, including import tariffs. Physiocrats advocated replacing administratively costly tax collections with a single tax on income of land owners. In reaction against copious mercantilist trade regulations, the physiocrats advocated a policy of laissez-faire, which called for minimal government intervention in the economy.[35]
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Adam Smith (1723–1790) was an early economic theorist.[36] Smith was harshly critical of the mercantilists but described the physiocratic system "with all its imperfections" as "perhaps the purest approximation to the truth that has yet been published" on the subject.[37]
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The publication of Adam Smith's The Wealth of Nations in 1776, has been described as "the effective birth of economics as a separate discipline."[38] The book identified land, labour, and capital as the three factors of production and the major contributors to a nation's wealth, as distinct from the physiocratic idea that only agriculture was productive.
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Smith discusses potential benefits of specialization by division of labour, including increased labour productivity and gains from trade, whether between town and country or across countries.[39] His "theorem" that "the division of labor is limited by the extent of the market" has been described as the "core of a theory of the functions of firm and industry" and a "fundamental principle of economic organization."[40] To Smith has also been ascribed "the most important substantive proposition in all of economics" and foundation of resource-allocation theory – that, under competition, resource owners (of labour, land, and capital) seek their most profitable uses, resulting in an equal rate of return for all uses in equilibrium (adjusted for apparent differences arising from such factors as training and unemployment).[41]
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In an argument that includes "one of the most famous passages in all economics,"[42] Smith represents every individual as trying to employ any capital they might command for their own advantage, not that of the society,[b] and for the sake of profit, which is necessary at some level for employing capital in domestic industry, and positively related to the value of produce.[44] In this:
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He generally, indeed, neither intends to promote the public interest, nor knows how much he is promoting it. By preferring the support of domestic to that of foreign industry, he intends only his own security; and by directing that industry in such a manner as its produce may be of the greatest value, he intends only his own gain, and he is in this, as in many other cases, led by an invisible hand to promote an end which was no part of his intention. Nor is it always the worse for the society that it was no part of it. By pursuing his own interest he frequently promotes that of the society more effectually than when he really intends to promote it.[45]
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The Rev. Thomas Robert Malthus (1798) used the concept of diminishing returns to explain low living standards. Human population, he argued, tended to increase geometrically, outstripping the production of food, which increased arithmetically. The force of a rapidly growing population against a limited amount of land meant diminishing returns to labour. The result, he claimed, was chronically low wages, which prevented the standard of living for most of the population from rising above the subsistence level.[46] Economist Julian Lincoln Simon has criticized Malthus's conclusions.[47]
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While Adam Smith emphasized the production of income, David Ricardo (1817) focused on the distribution of income among landowners, workers, and capitalists. Ricardo saw an inherent conflict between landowners on the one hand and labour and capital on the other. He posited that the growth of population and capital, pressing against a fixed supply of land, pushes up rents and holds down wages and profits. Ricardo was the first to state and prove the principle of comparative advantage, according to which each country should specialize in producing and exporting goods in that it has a lower relative cost of production, rather relying only on its own production.[48] It has been termed a "fundamental analytical explanation" for gains from trade.[49]
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Coming at the end of the classical tradition, John Stuart Mill (1848) parted company with the earlier classical economists on the inevitability of the distribution of income produced by the market system. Mill pointed to a distinct difference between the market's two roles: allocation of resources and distribution of income. The market might be efficient in allocating resources but not in distributing income, he wrote, making it necessary for society to intervene.[50]
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Value theory was important in classical theory. Smith wrote that the "real price of every thing ... is the toil and trouble of acquiring it". Smith maintained that, with rent and profit, other costs besides wages also enter the price of a commodity.[51] Other classical economists presented variations on Smith, termed the 'labour theory of value'. Classical economics focused on the tendency of any market economy to settle in a final stationary state made up of a constant stock of physical wealth (capital) and a constant population size.
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Marxist (later, Marxian) economics descends from classical economics and it derives from the work of Karl Marx. The first volume of Marx's major work, Das Kapital, was published in German in 1867. In it, Marx focused on the labour theory of value and the theory of surplus value which, he believed, explained the exploitation of labour by capital.[52] The labour theory of value held that the value of an exchanged commodity was determined by the labour that went into its production and the theory of surplus value demonstrated how the workers only got paid a proportion of the value their work had created.[53]
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At the dawn as a social science, economics was defined and discussed at length as the study of production, distribution, and consumption of wealth by Jean-Baptiste Say in his Treatise on Political Economy or, The Production, Distribution, and Consumption of Wealth (1803). These three items are considered by the science only in relation to the increase or diminution of wealth, and not in reference to their processes of execution.[c] Say's definition has prevailed up to our time, saved by substituting the word "wealth" for "goods and services" meaning that wealth may include non-material objects as well. One hundred and thirty years later, Lionel Robbins noticed that this definition no longer sufficed,[d] because many economists were making theoretical and philosophical inroads in other areas of human activity. In his Essay on the Nature and Significance of Economic Science, he proposed a definition of economics as a study of a particular aspect of human behaviour, the one that falls under the influence of scarcity,[e] which forces people to choose, allocate scarce resources to competing ends, and economize (seeking the greatest welfare while avoiding the wasting of scarce resources). For Robbins, the insufficiency was solved, and his definition allows us to proclaim, with an easy conscience, education economics, safety and security economics, health economics, war economics, and of course, production, distribution and consumption economics as valid subjects of the economic science." Citing Robbins: "Economics is the science which studies human behavior as a relationship between ends and scarce means which have alternative uses".[27] After discussing it for decades, Robbins' definition became widely accepted by mainstream economists, and it has opened way into current textbooks.[54] Although far from unanimous, most mainstream economists would accept some version of Robbins' definition, even though many have raised serious objections to the scope and method of economics, emanating from that definition.[55] Due to the lack of strong consensus, and that production, distribution and consumption of goods and services is the prime area of study of economics, the old definition still stands in many quarters.
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A body of theory later termed "neoclassical economics" or "marginalism" formed from about 1870 to 1910. The term "economics" was popularized by such neoclassical economists as Alfred Marshall as a concise synonym for "economic science" and a substitute for the earlier "political economy".[17][18] This corresponded to the influence on the subject of mathematical methods used in the natural sciences.[56]
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Neoclassical economics systematized supply and demand as joint determinants of price and quantity in market equilibrium, affecting both the allocation of output and the distribution of income. It dispensed with the labour theory of value inherited from classical economics in favour of a marginal utility theory of value on the demand side and a more general theory of costs on the supply side.[57] In the 20th century, neoclassical theorists moved away from an earlier notion suggesting that total utility for a society could be measured in favour of ordinal utility, which hypothesizes merely behaviour-based relations across persons.[58][59]
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In microeconomics, neoclassical economics represents incentives and costs as playing a pervasive role in shaping decision making. An immediate example of this is the consumer theory of individual demand, which isolates how prices (as costs) and income affect quantity demanded.[58] In macroeconomics it is reflected in an early and lasting neoclassical synthesis with Keynesian macroeconomics.[60][58]
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Neoclassical economics is occasionally referred as orthodox economics whether by its critics or sympathizers. Modern mainstream economics builds on neoclassical economics but with many refinements that either supplement or generalize earlier analysis, such as econometrics, game theory, analysis of market failure and imperfect competition, and the neoclassical model of economic growth for analysing long-run variables affecting national income.
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Neoclassical economics studies the behaviour of individuals, households, and organizations (called economic actors, players, or agents), when they manage or use scarce resources, which have alternative uses, to achieve desired ends. Agents are assumed to act rationally, have multiple desirable ends in sight, limited resources to obtain these ends, a set of stable preferences, a definite overall guiding objective, and the capability of making a choice. There exists an economic problem, subject to study by economic science, when a decision (choice) is made by one or more resource-controlling players to attain the best possible outcome under bounded rational conditions. In other words, resource-controlling agents maximize value subject to the constraints imposed by the information the agents have, their cognitive limitations, and the finite amount of time they have to make and execute a decision. Economic science centres on the activities of the economic agents that comprise society.[61] They are the focus of economic analysis.[f]
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An approach to understanding these processes, through the study of agent behaviour under scarcity, may go as follows:
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The continuous interplay (exchange or trade) done by economic actors in all markets sets the prices for all goods and services which, in turn, make the rational managing of scarce resources possible. At the same time, the decisions (choices) made by the same actors, while they are pursuing their own interest, determine the level of output (production), consumption, savings, and investment, in an economy, as well as the remuneration (distribution) paid to the owners of labour (in the form of wages), capital (in the form of profits) and land (in the form of rent).[g] Each period, as if they were in a giant feedback system, economic players influence the pricing processes and the economy, and are in turn influenced by them until a steady state (equilibrium) of all variables involved is reached or until an external shock throws the system toward a new equilibrium point. Because of the autonomous actions of rational interacting agents, the economy is a complex adaptive system.[h]
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Keynesian economics derives from John Maynard Keynes, in particular his book The General Theory of Employment, Interest and Money (1936), which ushered in contemporary macroeconomics as a distinct field.[62] The book focused on determinants of national income in the short run when prices are relatively inflexible. Keynes attempted to explain in broad theoretical detail why high labour-market unemployment might not be self-correcting due to low "effective demand" and why even price flexibility and monetary policy might be unavailing. The term "revolutionary" has been applied to the book in its impact on economic analysis.[63]
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Keynesian economics has two successors. Post-Keynesian economics also concentrates on macroeconomic rigidities and adjustment processes. Research on micro foundations for their models is represented as based on real-life practices rather than simple optimizing models. It is generally associated with the University of Cambridge and the work of Joan Robinson.[64]
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New-Keynesian economics is also associated with developments in the Keynesian fashion. Within this group researchers tend to share with other economists the emphasis on models employing micro foundations and optimizing behaviour but with a narrower focus on standard Keynesian themes such as price and wage rigidity. These are usually made to be endogenous features of the models, rather than simply assumed as in older Keynesian-style ones.
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The Chicago School of economics is best known for its free market advocacy and monetarist ideas. According to Milton Friedman and monetarists, market economies are inherently stable if the money supply does not greatly expand or contract. Ben Bernanke, former Chairman of the Federal Reserve, is among the economists today generally accepting Friedman's analysis of the causes of the Great Depression.[65]
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Milton Friedman effectively took many of the basic principles set forth by Adam Smith and the classical economists and modernized them. One example of this is his article in the 13 September 1970 issue of The New York Times Magazine, in which he claims that the social responsibility of business should be "to use its resources and engage in activities designed to increase its profits ... (through) open and free competition without deception or fraud."[66]
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Other well-known schools or trends of thought referring to a particular style of economics practised at and disseminated from well-defined groups of academicians that have become known worldwide, include the Austrian School, the Freiburg School, the School of Lausanne, post-Keynesian economics and the Stockholm school. Contemporary mainstream economics is sometimes separated into the Saltwater approach of those universities along the Eastern and Western coasts of the US, and the Freshwater, or Chicago-school approach.
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Within macroeconomics there is, in general order of their appearance in the literature; classical economics, Keynesian economics, the neoclassical synthesis, post-Keynesian economics, monetarism, new classical economics, and supply-side economics. Alternative developments include ecological economics, constitutional economics, institutional economics, evolutionary economics, dependency theory, structuralist economics, world systems theory, econophysics, feminist economics and biophysical economics.[67]
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Economic systems is the branch of economics that studies the methods and institutions by which societies determine the ownership, direction, and allocation of economic resources. An economic system of a society is the unit of analysis.
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Among contemporary systems at different ends of the organizational spectrum are socialist systems and capitalist systems, in which most production occurs in respectively state-run and private enterprises. In between are mixed economies. A common element is the interaction of economic and political influences, broadly described as political economy. Comparative economic systems studies the relative performance and behaviour of different economies or systems.[68]
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The U.S. Export-Import Bank defines a Marxist–Leninist state as having a centrally planned economy.[53] They are now rare; examples can still be seen in Cuba, North Korea and Laos.[69][needs update]
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Mainstream economic theory relies upon a priori quantitative economic models, which employ a variety of concepts. Theory typically proceeds with an assumption of ceteris paribus, which means holding constant explanatory variables other than the one under consideration. When creating theories, the objective is to find ones which are at least as simple in information requirements, more precise in predictions, and more fruitful in generating additional research than prior theories.[70] While neoclassical economic theory constitutes both the dominant or orthodox theoretical as well as methodological framework, economic theory can also take the form of other schools of thought such as in heterodox economic theories.
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In microeconomics, principal concepts include supply and demand, marginalism, rational choice theory, opportunity cost, budget constraints, utility, and the theory of the firm.[71] Early macroeconomic models focused on modelling the relationships between aggregate variables, but as the relationships appeared to change over time macroeconomists, including new Keynesians, reformulated their models in microfoundations.[72]
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The aforementioned microeconomic concepts play a major part in macroeconomic models – for instance, in monetary theory, the quantity theory of money predicts that increases in the growth rate of the money supply increase inflation, and inflation is assumed to be influenced by rational expectations. In development economics, slower growth in developed nations has been sometimes predicted because of the declining marginal returns of investment and capital, and this has been observed in the Four Asian Tigers. Sometimes an economic hypothesis is only qualitative, not quantitative.[73]
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Expositions of economic reasoning often use two-dimensional graphs to illustrate theoretical relationships. At a higher level of generality, Paul Samuelson's treatise Foundations of Economic Analysis (1947) used mathematical methods beyond graphs to represent the theory, particularly as to maximizing behavioural relations of agents reaching equilibrium. The book focused on examining the class of statements called operationally meaningful theorems in economics, which are theorems that can conceivably be refuted by empirical data.[74]
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Microeconomics examines how entities, forming a market structure, interact within a market to create a market system. These entities include private and public players with various classifications, typically operating under scarcity of tradable units and light government regulation.[clarification needed] The item traded may be a tangible product such as apples or a service such as repair services, legal counsel, or entertainment.
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In theory, in a free market the aggregates (sum of) of quantity demanded by buyers and quantity supplied by sellers may reach economic equilibrium over time in reaction to price changes; in practice, various issues may prevent equilibrium, and any equilibrium reached may not necessarily be morally equitable. For example, if the supply of healthcare services is limited by external factors, the equilibrium price may be unaffordable for many who desire it but cannot pay for it.
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Various market structures exist. In perfectly competitive markets, no participants are large enough to have the market power to set the price of a homogeneous product. In other words, every participant is a "price taker" as no participant influences the price of a product. In the real world, markets often experience imperfect competition.
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Forms include monopoly (in which there is only one seller of a good), duopoly (in which there are only two sellers of a good), oligopoly (in which there are few sellers of a good), monopolistic competition (in which there are many sellers producing highly differentiated goods), monopsony (in which there is only one buyer of a good), and oligopsony (in which there are few buyers of a good). Unlike perfect competition, imperfect competition invariably means market power is unequally distributed. Firms under imperfect competition have the potential to be "price makers", which means that, by holding a disproportionately high share of market power, they can influence the prices of their products.
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Microeconomics studies individual markets by simplifying the economic system by assuming that activity in the market being analysed does not affect other markets. This method of analysis is known as partial-equilibrium analysis (supply and demand). This method aggregates (the sum of all activity) in only one market. General-equilibrium theory studies various markets and their behaviour. It aggregates (the sum of all activity) across all markets. This method studies both changes in markets and their interactions leading towards equilibrium.[75]
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In microeconomics, production is the conversion of inputs into outputs. It is an economic process that uses inputs to create a commodity or a service for exchange or direct use. Production is a flow and thus a rate of output per period of time. Distinctions include such production alternatives as for consumption (food, haircuts, etc.) vs. investment goods (new tractors, buildings, roads, etc.), public goods (national defence, smallpox vaccinations, etc.) or private goods (new computers, bananas, etc.), and "guns" vs "butter".
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Opportunity cost is the economic cost of production: the value of the next best opportunity foregone. Choices must be made between desirable yet mutually exclusive actions. It has been described as expressing "the basic relationship between scarcity and choice".[76] For example, if a baker uses a sack of flour to make pretzels one morning, then the baker cannot use either the flour or the morning to make bagels instead. Part of the cost of making pretzels is that neither the flour nor the morning are available any longer, for use in some other way. The opportunity cost of an activity is an element in ensuring that scarce resources are used efficiently, such that the cost is weighed against the value of that activity in deciding on more or less of it. Opportunity costs are not restricted to monetary or financial costs but could be measured by the real cost of output forgone, leisure, or anything else that provides the alternative benefit (utility).[77]
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Inputs used in the production process include such primary factors of production as labour services, capital (durable produced goods used in production, such as an existing factory), and land (including natural resources). Other inputs may include intermediate goods used in production of final goods, such as the steel in a new car.
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Economic efficiency measures how well a system generates desired output with a given set of inputs and available technology. Efficiency is improved if more output is generated without changing inputs, or in other words, the amount of "waste" is reduced. A widely accepted general standard is Pareto efficiency, which is reached when no further change can make someone better off without making someone else worse off.
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The production–possibility frontier (PPF) is an expository figure for representing scarcity, cost, and efficiency. In the simplest case an economy can produce just two goods (say "guns" and "butter"). The PPF is a table or graph (as at the right) showing the different quantity combinations of the two goods producible with a given technology and total factor inputs, which limit feasible total output. Each point on the curve shows potential total output for the economy, which is the maximum feasible output of one good, given a feasible output quantity of the other good.
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Scarcity is represented in the figure by people being willing but unable in the aggregate to consume beyond the PPF (such as at X) and by the negative slope of the curve.[78] If production of one good increases along the curve, production of the other good decreases, an inverse relationship. This is because increasing output of one good requires transferring inputs to it from production of the other good, decreasing the latter.
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The slope of the curve at a point on it gives the trade-off between the two goods. It measures what an additional unit of one good costs in units forgone of the other good, an example of a real opportunity cost. Thus, if one more Gun costs 100 units of butter, the opportunity cost of one Gun is 100 Butter. Along the PPF, scarcity implies that choosing more of one good in the aggregate entails doing with less of the other good. Still, in a market economy, movement along the curve may indicate that the choice of the increased output is anticipated to be worth the cost to the agents.
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By construction, each point on the curve shows productive efficiency in maximizing output for given total inputs. A point inside the curve (as at A), is feasible but represents production inefficiency (wasteful use of inputs), in that output of one or both goods could increase by moving in a northeast direction to a point on the curve. Examples cited of such inefficiency include high unemployment during a business-cycle recession or economic organization of a country that discourages full use of resources. Being on the curve might still not fully satisfy allocative efficiency (also called Pareto efficiency) if it does not produce a mix of goods that consumers prefer over other points.
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Much applied economics in public policy is concerned with determining how the efficiency of an economy can be improved. Recognizing the reality of scarcity and then figuring out how to organize society for the most efficient use of resources has been described as the "essence of economics", where the subject "makes its unique contribution."[79]
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Specialization is considered key to economic efficiency based on theoretical and empirical considerations. Different individuals or nations may have different real opportunity costs of production, say from differences in stocks of human capital per worker or capital/labour ratios. According to theory, this may give a comparative advantage in production of goods that make more intensive use of the relatively more abundant, thus relatively cheaper, input.
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Even if one region has an absolute advantage as to the ratio of its outputs to inputs in every type of output, it may still specialize in the output in which it has a comparative advantage and thereby gain from trading with a region that lacks any absolute advantage but has a comparative advantage in producing something else.
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It has been observed that a high volume of trade occurs among regions even with access to a similar technology and mix of factor inputs, including high-income countries. This has led to investigation of economies of scale and agglomeration to explain specialization in similar but differentiated product lines, to the overall benefit of respective trading parties or regions.[80]
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The general theory of specialization applies to trade among individuals, farms, manufacturers, service providers, and economies. Among each of these production systems, there may be a corresponding division of labour with different work groups specializing, or correspondingly different types of capital equipment and differentiated land uses.[81]
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An example that combines features above is a country that specializes in the production of high-tech knowledge products, as developed countries do, and trades with developing nations for goods produced in factories where labour is relatively cheap and plentiful, resulting in different in opportunity costs of production. More total output and utility thereby results from specializing in production and trading than if each country produced its own high-tech and low-tech products.
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Theory and observation set out the conditions such that market prices of outputs and productive inputs select an allocation of factor inputs by comparative advantage, so that (relatively) low-cost inputs go to producing low-cost outputs. In the process, aggregate output may increase as a by-product or by design.[82] Such specialization of production creates opportunities for gains from trade whereby resource owners benefit from trade in the sale of one type of output for other, more highly valued goods. A measure of gains from trade is the increased income levels that trade may facilitate.[83]
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Prices and quantities have been described as the most directly observable attributes of goods produced and exchanged in a market economy.[84] The theory of supply and demand is an organizing principle for explaining how prices coordinate the amounts produced and consumed. In microeconomics, it applies to price and output determination for a market with perfect competition, which includes the condition of no buyers or sellers large enough to have price-setting power.
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For a given market of a commodity, demand is the relation of the quantity that all buyers would be prepared to purchase at each unit price of the good. Demand is often represented by a table or a graph showing price and quantity demanded (as in the figure). Demand theory describes individual consumers as rationally choosing the most preferred quantity of each good, given income, prices, tastes, etc. A term for this is "constrained utility maximization" (with income and wealth as the constraints on demand). Here, utility refers to the hypothesized relation of each individual consumer for ranking different commodity bundles as more or less preferred.
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The law of demand states that, in general, price and quantity demanded in a given market are inversely related. That is, the higher the price of a product, the less of it people would be prepared to buy (other things unchanged). As the price of a commodity falls, consumers move toward it from relatively more expensive goods (the substitution effect). In addition, purchasing power from the price decline increases ability to buy (the income effect). Other factors can change demand; for example an increase in income will shift the demand curve for a normal good outward relative to the origin, as in the figure. All determinants are predominantly taken as constant factors of demand and supply.
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Supply is the relation between the price of a good and the quantity available for sale at that price. It may be represented as a table or graph relating price and quantity supplied. Producers, for example business firms, are hypothesized to be profit maximizers, meaning that they attempt to produce and supply the amount of goods that will bring them the highest profit. Supply is typically represented as a function relating price and quantity, if other factors are unchanged.
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That is, the higher the price at which the good can be sold, the more of it producers will supply, as in the figure. The higher price makes it profitable to increase production. Just as on the demand side, the position of the supply can shift, say from a change in the price of a productive input or a technical improvement. The "Law of Supply" states that, in general, a rise in price leads to an expansion in supply and a fall in price leads to a contraction in supply. Here as well, the determinants of supply, such as price of substitutes, cost of production, technology applied and various factors inputs of production are all taken to be constant for a specific time period of evaluation of supply.
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Market equilibrium occurs where quantity supplied equals quantity demanded, the intersection of the supply and demand curves in the figure above. At a price below equilibrium, there is a shortage of quantity supplied compared to quantity demanded. This is posited to bid the price up. At a price above equilibrium, there is a surplus of quantity supplied compared to quantity demanded. This pushes the price down. The model of supply and demand predicts that for given supply and demand curves, price and quantity will stabilize at the price that makes quantity supplied equal to quantity demanded. Similarly, demand-and-supply theory predicts a new price-quantity combination from a shift in demand (as to the figure), or in supply.
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People frequently do not trade directly on markets. Instead, on the supply side, they may work in and produce through firms. The most obvious kinds of firms are corporations, partnerships and trusts. According to Ronald Coase, people begin to organize their production in firms when the costs of doing business becomes lower than doing it on the market.[85] Firms combine labour and capital, and can achieve far greater economies of scale (when the average cost per unit declines as more units are produced) than individual market trading.
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In perfectly competitive markets studied in the theory of supply and demand, there are many producers, none of which significantly influence price. Industrial organization generalizes from that special case to study the strategic behaviour of firms that do have significant control of price. It considers the structure of such markets and their interactions. Common market structures studied besides perfect competition include monopolistic competition, various forms of oligopoly, and monopoly.[86]
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Managerial economics applies microeconomic analysis to specific decisions in business firms or other management units. It draws heavily from quantitative methods such as operations research and programming and from statistical methods such as regression analysis in the absence of certainty and perfect knowledge. A unifying theme is the attempt to optimize business decisions, including unit-cost minimization and profit maximization, given the firm's objectives and constraints imposed by technology and market conditions.[87]
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Uncertainty in economics is an unknown prospect of gain or loss, whether quantifiable as risk or not. Without it, household behaviour would be unaffected by uncertain employment and income prospects, financial and capital markets would reduce to exchange of a single instrument in each market period, and there would be no communications industry.[88] Given its different forms, there are various ways of representing uncertainty and modelling economic agents' responses to it.[89]
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Game theory is a branch of applied mathematics that considers strategic interactions between agents, one kind of uncertainty. It provides a mathematical foundation of industrial organization, discussed above, to model different types of firm behaviour, for example in a solipsistic industry (few sellers), but equally applicable to wage negotiations, bargaining, contract design, and any situation where individual agents are few enough to have perceptible effects on each other. In behavioural economics, it has been used to model the strategies agents choose when interacting with others whose interests are at least partially adverse to their own.[90]
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In this, it generalizes maximization approaches developed to analyse market actors such as in the supply and demand model and allows for incomplete information of actors. The field dates from the 1944 classic Theory of Games and Economic Behavior by John von Neumann and Oskar Morgenstern. It has significant applications seemingly outside of economics in such diverse subjects as formulation of nuclear strategies, ethics, political science, and evolutionary biology.[91]
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Risk aversion may stimulate activity that in well-functioning markets smooths out risk and communicates information about risk, as in markets for insurance, commodity futures contracts, and financial instruments. Financial economics or simply finance describes the allocation of financial resources. It also analyses the pricing of financial instruments, the financial structure of companies, the efficiency and fragility of financial markets,[92] financial crises, and related government policy or regulation.[93]
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Some market organizations may give rise to inefficiencies associated with uncertainty. Based on George Akerlof's "Market for Lemons" article, the paradigm example is of a dodgy second-hand car market. Customers without knowledge of whether a car is a "lemon" depress its price below what a quality second-hand car would be.[94] Information asymmetry arises here, if the seller has more relevant information than the buyer but no incentive to disclose it. Related problems in insurance are adverse selection, such that those at most risk are most likely to insure (say reckless drivers), and moral hazard, such that insurance results in riskier behaviour (say more reckless driving).[95]
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Both problems may raise insurance costs and reduce efficiency by driving otherwise willing transactors from the market ("incomplete markets"). Moreover, attempting to reduce one problem, say adverse selection by mandating insurance, may add to another, say moral hazard. Information economics, which studies such problems, has relevance in subjects such as insurance, contract law, mechanism design, monetary economics, and health care.[95] Applied subjects include market and legal remedies to spread or reduce risk, such as warranties, government-mandated partial insurance, restructuring or bankruptcy law, inspection, and regulation for quality and information disclosure.[96][97]
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The term "market failure" encompasses several problems which may undermine standard economic assumptions. Although economists categorize market failures differently, the following categories emerge in the main texts.[i]
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Information asymmetries and incomplete markets may result in economic inefficiency but also a possibility of improving efficiency through market, legal, and regulatory remedies, as discussed above.
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Natural monopoly, or the overlapping concepts of "practical" and "technical" monopoly, is an extreme case of failure of competition as a restraint on producers. Extreme economies of scale are one possible cause.
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Public goods are goods which are under-supplied in a typical market. The defining features are that people can consume public goods without having to pay for them and that more than one person can consume the good at the same time.
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Externalities occur where there are significant social costs or benefits from production or consumption that are not reflected in market prices. For example, air pollution may generate a negative externality, and education may generate a positive externality (less crime, etc.). Governments often tax and otherwise restrict the sale of goods that have negative externalities and subsidize or otherwise promote the purchase of goods that have positive externalities in an effort to correct the price distortions caused by these externalities.[98] Elementary demand-and-supply theory predicts equilibrium but not the speed of adjustment for changes of equilibrium due to a shift in demand or supply.[99]
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In many areas, some form of price stickiness is postulated to account for quantities, rather than prices, adjusting in the short run to changes on the demand side or the supply side. This includes standard analysis of the business cycle in macroeconomics. Analysis often revolves around causes of such price stickiness and their implications for reaching a hypothesized long-run equilibrium. Examples of such price stickiness in particular markets include wage rates in labour markets and posted prices in markets deviating from perfect competition.
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Some specialized fields of economics deal in market failure more than others. The economics of the public sector is one example. Much environmental economics concerns externalities or "public bads".
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Policy options include regulations that reflect cost-benefit analysis or market solutions that change incentives, such as emission fees or redefinition of property rights.[100]
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Public finance is the field of economics that deals with budgeting the revenues and expenditures of a public sector entity, usually government. The subject addresses such matters as tax incidence (who really pays a particular tax), cost-benefit analysis of government programmes, effects on economic efficiency and income distribution of different kinds of spending and taxes, and fiscal politics. The latter, an aspect of public choice theory, models public-sector behaviour analogously to microeconomics, involving interactions of self-interested voters, politicians, and bureaucrats.[101]
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Much of economics is positive, seeking to describe and predict economic phenomena. Normative economics seeks to identify what economies ought to be like.
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Welfare economics is a normative branch of economics that uses microeconomic techniques to simultaneously determine the allocative efficiency within an economy and the income distribution associated with it. It attempts to measure social welfare by examining the economic activities of the individuals that comprise society.[102]
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Macroeconomics examines the economy as a whole to explain broad aggregates and their interactions "top down", that is, using a simplified form of general-equilibrium theory.[103] Such aggregates include national income and output, the unemployment rate, and price inflation and subaggregates like total consumption and investment spending and their components. It also studies effects of monetary policy and fiscal policy.
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Since at least the 1960s, macroeconomics has been characterized by further integration as to micro-based modelling of sectors, including rationality of players, efficient use of market information, and imperfect competition.[104] This has addressed a long-standing concern about inconsistent developments of the same subject.[105]
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Macroeconomic analysis also considers factors affecting the long-term level and growth of national income. Such factors include capital accumulation, technological change and labour force growth.[106]
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Growth economics studies factors that explain economic growth – the increase in output per capita of a country over a long period of time. The same factors are used to explain differences in the level of output per capita between countries, in particular why some countries grow faster than others, and whether countries converge at the same rates of growth.
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Much-studied factors include the rate of investment, population growth, and technological change. These are represented in theoretical and empirical forms (as in the neoclassical and endogenous growth models) and in growth accounting.[107]
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The economics of a depression were the spur for the creation of "macroeconomics" as a separate discipline. During the Great Depression of the 1930s, John Maynard Keynes authored a book entitled The General Theory of Employment, Interest and Money outlining the key theories of Keynesian economics. Keynes contended that aggregate demand for goods might be insufficient during economic downturns, leading to unnecessarily high unemployment and losses of potential output.
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He therefore advocated active policy responses by the public sector, including monetary policy actions by the central bank and fiscal policy actions by the government to stabilize output over the business cycle.[108]
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Thus, a central conclusion of Keynesian economics is that, in some situations, no strong automatic mechanism moves output and employment towards full employment levels. John Hicks' IS/LM model has been the most influential interpretation of The General Theory.
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Over the years, understanding of the business cycle has branched into various research programmes, mostly related to or distinct from Keynesianism. The neoclassical synthesis refers to the reconciliation of Keynesian economics with neoclassical economics, stating that Keynesianism is correct in the short run but qualified by neoclassical-like considerations in the intermediate and long run.[60]
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New classical macroeconomics, as distinct from the Keynesian view of the business cycle, posits market clearing with imperfect information. It includes Friedman's permanent income hypothesis on consumption and "rational expectations" theory,[109] led by Robert Lucas, and real business cycle theory.[110]
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In contrast, the new Keynesian approach retains the rational expectations assumption, however it assumes a variety of market failures. In particular, New Keynesians assume prices and wages are "sticky", which means they do not adjust instantaneously to changes in economic conditions.[72]
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Thus, the new classicals assume that prices and wages adjust automatically to attain full employment, whereas the new Keynesians see full employment as being automatically achieved only in the long run, and hence government and central-bank policies are needed because the "long run" may be very long.
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The amount of unemployment in an economy is measured by the unemployment rate, the percentage of workers without jobs in the labour force. The labour force only includes workers actively looking for jobs. People who are retired, pursuing education, or discouraged from seeking work by a lack of job prospects are excluded from the labour force. Unemployment can be generally broken down into several types that are related to different causes.[111]
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Classical models of unemployment occurs when wages are too high for employers to be willing to hire more workers. Consistent with classical unemployment, frictional unemployment occurs when appropriate job vacancies exist for a worker, but the length of time needed to search for and find the job leads to a period of unemployment.[111]
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Structural unemployment covers a variety of possible causes of unemployment including a mismatch between workers' skills and the skills required for open jobs.[112] Large amounts of structural unemployment can occur when an economy is transitioning industries and workers find their previous set of skills are no longer in demand. Structural unemployment is similar to frictional unemployment since both reflect the problem of matching workers with job vacancies, but structural unemployment covers the time needed to acquire new skills not just the short term search process.[113]
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While some types of unemployment may occur regardless of the condition of the economy, cyclical unemployment occurs when growth stagnates. Okun's law represents the empirical relationship between unemployment and economic growth.[114] The original version of Okun's law states that a 3% increase in output would lead to a 1% decrease in unemployment.[115]
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Money is a means of final payment for goods in most price system economies, and is the unit of account in which prices are typically stated. Money has general acceptability, relative consistency in value, divisibility, durability, portability, elasticity in supply, and longevity with mass public confidence. It includes currency held by the nonbank public and checkable deposits. It has been described as a social convention, like language, useful to one largely because it is useful to others. In the words of Francis Amasa Walker, a well-known 19th-century economist, "Money is what money does" ("Money is that money does" in the original).[116]
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As a medium of exchange, money facilitates trade. It is essentially a measure of value and more importantly, a store of value being a basis for credit creation. Its economic function can be contrasted with barter (non-monetary exchange). Given a diverse array of produced goods and specialized producers, barter may entail a hard-to-locate double coincidence of wants as to what is exchanged, say apples and a book. Money can reduce the transaction cost of exchange because of its ready acceptability. Then it is less costly for the seller to accept money in exchange, rather than what the buyer produces.[117]
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At the level of an economy, theory and evidence are consistent with a positive relationship running from the total money supply to the nominal value of total output and to the general price level. For this reason, management of the money supply is a key aspect of monetary policy.[118]
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Governments implement fiscal policy to influence macroeconomic conditions by adjusting spending and taxation policies to alter aggregate demand. When aggregate demand falls below the potential output of the economy, there is an output gap where some productive capacity is left unemployed. Governments increase spending and cut taxes to boost aggregate demand. Resources that have been idled can be used by the government.
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For example, unemployed home builders can be hired to expand highways. Tax cuts allow consumers to increase their spending, which boosts aggregate demand. Both tax cuts and spending have multiplier effects where the initial increase in demand from the policy percolates through the economy and generates additional economic activity.
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The effects of fiscal policy can be limited by crowding out. When there is no output gap, the economy is producing at full capacity and there are no excess productive resources. If the government increases spending in this situation, the government uses resources that otherwise would have been used by the private sector, so there is no increase in overall output. Some economists think that crowding out is always an issue while others do not think it is a major issue when output is depressed.
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Sceptics of fiscal policy also make the argument of Ricardian equivalence. They argue that an increase in debt will have to be paid for with future tax increases, which will cause people to reduce their consumption and save money to pay for the future tax increase. Under Ricardian equivalence, any boost in demand from tax cuts will be offset by the increased saving intended to pay for future higher taxes.
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International trade studies determinants of goods-and-services flows across international boundaries. It also concerns the size and distribution of gains from trade. Policy applications include estimating the effects of changing tariff rates and trade quotas. International finance is a macroeconomic field which examines the flow of capital across international borders, and the effects of these movements on exchange rates. Increased trade in goods, services and capital between countries is a major effect of contemporary globalization.[119]
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Development economics examines economic aspects of the economic development process in relatively low-income countries focusing on structural change, poverty, and economic growth. Approaches in development economics frequently incorporate social and political factors.[120]
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Labor economics seeks to understand the functioning and dynamics of the markets for wage labor. Labor markets function through the interaction of workers and employers. Labor economics looks at the suppliers of labor services (workers), the demands of labor services (employers), and attempts to understand the resulting pattern of wages, employment, and income. In economics, labor is a measure of the work done by human beings. It is conventionally contrasted with such other factors of production as land and capital. There are theories which have developed a concept called human capital (referring to the skills that workers possess, not necessarily their actual work), although there are also counter posing macro-economic system theories that think human capital is a contradiction in terms.
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Welfare economics uses microeconomics techniques to evaluate well-being from allocation of productive factors as to desirability and economic efficiency within an economy, often relative to competitive general equilibrium.[121] It analyzes social welfare, however measured, in terms of economic activities of the individuals that compose the theoretical society considered. Accordingly, individuals, with associated economic activities, are the basic units for aggregating to social welfare, whether of a group, a community, or a society, and there is no "social welfare" apart from the "welfare" associated with its individual units.
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According to various random and anonymous surveys of members of the American Economic Association, economists have agreement about the following propositions by percentage:[122][123][124][125][126]
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"The dismal science" is a derogatory alternative name for economics devised by the Victorian historian Thomas Carlyle in the 19th century. It is often stated that Carlyle gave economics the nickname "the dismal science" as a response to the late 18th century writings of The Reverend Thomas Robert Malthus, who grimly predicted that starvation would result, as projected population growth exceeded the rate of increase in the food supply. However, the actual phrase was coined by Carlyle in the context of a debate with John Stuart Mill on slavery, in which Carlyle argued for slavery, while Mill opposed it.[23]
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Some economists, like John Stuart Mill or Léon Walras, have maintained that the production of wealth should not be tied to its distribution.[127]
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In The Wealth of Nations, Adam Smith addressed many issues that are currently also the subject of debate and dispute. Smith repeatedly attacks groups of politically aligned individuals who attempt to use their collective influence to manipulate a government into doing their bidding. In Smith's day, these were referred to as factions, but are now more commonly called special interests, a term which can comprise international bankers, corporate conglomerations, outright oligopolies, monopolies, trade unions and other groups.[j]
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Economics per se, as a social science, is independent of the political acts of any government or other decision-making organization; however, many policymakers or individuals holding highly ranked positions that can influence other people's lives are known for arbitrarily using a plethora of economic concepts and rhetoric as vehicles to legitimize agendas and value systems, and do not limit their remarks to matters relevant to their responsibilities.[128] The close relation of economic theory and practice with politics[129] is a focus of contention that may shade or distort the most unpretentious original tenets of economics, and is often confused with specific social agendas and value systems.[130]
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Notwithstanding, economics legitimately has a role in informing government policy. It is, indeed, in some ways an outgrowth of the older field of political economy. Some academic economic journals have increased their efforts to gauge the consensus of economists regarding certain policy issues in hopes of effecting a more informed political environment. Often there exists a low approval rate from professional economists regarding many public policies. Policy issues featured in one survey of American Economic Association economists include trade restrictions, social insurance for those put out of work by international competition, genetically modified foods, curbside recycling, health insurance (several questions), medical malpractice, barriers to entering the medical profession, organ donations, unhealthy foods, mortgage deductions, taxing internet sales, Wal-Mart, casinos, ethanol subsidies, and inflation targeting.[131]
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In Steady State Economics 1977, leading ecological economist and steady-state theorist Herman Daly argues that there exist logical inconsistencies between the emphasis placed on economic growth and the limited availability of natural resources.[132]
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Issues like central bank independence, central bank policies and rhetoric in central bank governors discourse or the premises of macroeconomic policies[133] (monetary and fiscal policy) of the state, are focus of contention and criticism.[134]
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Deirdre McCloskey has argued that many empirical economic studies are poorly reported, and she and Stephen Ziliak argue that although her critique has been well-received, practice has not improved.[135] This latter contention is controversial.[136]
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A 2002 International Monetary Fund study assessed the national economic growth predictions from Consensus Forecasts in the 1990s. Of the 60 different national recessions that occurred, only 2 (3%) were predicted a year in advance.[137]
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Economics has been subject to criticism that it relies on unrealistic, unverifiable, or highly simplified assumptions, in some cases because these assumptions simplify the proofs of desired conclusions. Examples of such assumptions include perfect information, profit maximization and rational choices.[138] The field of information economics includes both mathematical-economical research and also behavioural economics, akin to studies in behavioural psychology.[139]
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Nevertheless, prominent mainstream economists such as Keynes[140] and Joskow have observed that much of economics is conceptual rather than quantitative, and difficult to model and formalize quantitatively. In a discussion on oligopoly research, Paul Joskow pointed out in 1975 that in practice, serious students of actual economies tended to use "informal models" based upon qualitative factors specific to particular industries. Joskow had a strong feeling that the important work in oligopoly was done through informal observations while formal models were "trotted out ex post". He argued that formal models were largely not important in the empirical work, either, and that the fundamental factor behind the theory of the firm, behaviour, was neglected.[141]
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In recent years, feminist critiques of neoclassical economic models gained prominence, leading to the formation of feminist economics.[142] Contrary to common conceptions of economics as a positive and objective science, feminist economists call attention to the social construction of economics[143] and highlight the ways in which its models and methods reflect masculine preferences. Primary criticisms focus on failures to account for: the selfish nature of actors (homo economicus); exogenous tastes; the impossibility of utility comparisons; the exclusion of unpaid work; and the exclusion of class and gender considerations. Feminist economics developed to address these concerns, and the field now includes critical examinations of many areas of economics including paid and unpaid work, economic epistemology and history, globalization, household economics and the care economy. In 1988, Marilyn Waring published the book If Women Counted, in which she argues that the discipline of economics ignores women's unpaid work and the value of nature;[144] according to Julie A. Nelson, If Women Counted "showed exactly how the unpaid work traditionally done by women has been made invisible within national accounting systems" and "issued a wake-up call to issues of ecological sustainability."[145] Bjørnholt and McKay argue that the financial crisis of 2007–08 and the response to it revealed a crisis of ideas in mainstream economics and within the economics profession, and call for a reshaping of both the economy, economic theory and the economics profession. They argue that such a reshaping should include new advances within feminist economics that take as their starting point the socially responsible, sensible and accountable subject in creating an economy and economic theories that fully acknowledge care for each other as well as the planet.[146]
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Philip Mirowski observes that:
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The imperatives of the orthodox research programme [of economic science] leave little room for maneuver and less room for originality. ... These mandates ... Appropriate as many mathematical techniques and metaphorical expressions from contemporary respectable science, primarily physics as possible. ... Preserve to the maximum extent possible the attendant nineteenth-century overtones of "natural order" ... Deny strenuously that neoclassical theory slavishly imitates physics. ... Above all, prevent all rival research programmes from encroaching ... by ridiculing all external attempts to appropriate twentieth century physics models. ... All theorizing is [in this way] held hostage to nineteenth-century concepts of energy.[147]
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In a series of peer-reviewed journal and conference papers and books published over a period of several decades, John McMurtry has provided extensive criticism of what he terms the "unexamined assumptions and implications [of economics], and their consequent cost to people's lives."[148][k]
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Nassim Nicholas Taleb and Michael Perelman are two additional scholars who criticized conventional or mainstream economics. Taleb opposes most economic theorizing, which in his view suffers acutely from the problem of overuse of Plato's Theory of Forms, and calls for cancellation of the Nobel Memorial Prize in Economics, saying that the damage from economic theories can be devastating.[149] Michael Perelman provides extensive criticism of economics and its assumptions in all his books (and especially his books published from 2000 to date), papers and interviews.
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Despite these concerns, mainstream graduate programs have become increasingly technical and mathematical.[150]
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Economics is one social science among several and has fields bordering on other areas, including economic geography, economic history, public choice, energy economics, cultural economics, family economics and institutional economics.
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Law and economics, or economic analysis of law, is an approach to legal theory that applies methods of economics to law. It includes the use of economic concepts to explain the effects of legal rules, to assess which legal rules are economically efficient, and to predict what the legal rules will be.[151] A seminal article by Ronald Coase published in 1961 suggested that well-defined property rights could overcome the problems of externalities.[152]
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Political economy is the interdisciplinary study that combines economics, law, and political science in explaining how political institutions, the political environment, and the economic system (capitalist, socialist, mixed) influence each other. It studies questions such as how monopoly, rent-seeking behaviour, and externalities should impact government policy.[153] Historians have employed political economy to explore the ways in the past that persons and groups with common economic interests have used politics to effect changes beneficial to their interests.[154]
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Energy economics is a broad scientific subject area which includes topics related to energy supply and energy demand. Georgescu-Roegen reintroduced the concept of entropy in relation to economics and energy from thermodynamics, as distinguished from what he viewed as the mechanistic foundation of neoclassical economics drawn from Newtonian physics. His work contributed significantly to thermoeconomics and to ecological economics. He also did foundational work which later developed into evolutionary economics.[155]
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The sociological subfield of economic sociology arose, primarily through the work of Émile Durkheim, Max Weber and Georg Simmel, as an approach to analysing the effects of economic phenomena in relation to the overarching social paradigm (i.e. modernity).[156] Classic works include Max Weber's The Protestant Ethic and the Spirit of Capitalism (1905) and Georg Simmel's The Philosophy of Money (1900). More recently, the works of Mark Granovetter, Peter Hedstrom and Richard Swedberg have been influential in this field.
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Contemporary economics uses mathematics. Economists draw on the tools of calculus, linear algebra, statistics, game theory, and computer science.[157] Professional economists are expected to be familiar with these tools, while a minority specialize in econometrics and mathematical methods.
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Economic theories are frequently tested empirically, largely through the use of econometrics using economic data.[158] The controlled experiments common to the physical sciences are difficult and uncommon in economics,[159] and instead broad data is observationally studied; this type of testing is typically regarded as less rigorous than controlled experimentation, and the conclusions typically more tentative. However, the field of experimental economics is growing, and increasing use is being made of natural experiments.
|
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Statistical methods such as regression analysis are common. Practitioners use such methods to estimate the size, economic significance, and statistical significance ("signal strength") of the hypothesized relation(s) and to adjust for noise from other variables. By such means, a hypothesis may gain acceptance, although in a probabilistic, rather than certain, sense. Acceptance is dependent upon the falsifiable hypothesis surviving tests. Use of commonly accepted methods need not produce a final conclusion or even a consensus on a particular question, given different tests, data sets, and prior beliefs.
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Criticisms based on professional standards and non-replicability of results serve as further checks against bias, errors, and over-generalization,[160][161] although much economic research has been accused of being non-replicable, and prestigious journals have been accused of not facilitating replication through the provision of the code and data.[162] Like theories, uses of test statistics are themselves open to critical analysis,[163] although critical commentary on papers in economics in prestigious journals such as the American Economic Review has declined precipitously in the past 40 years. This has been attributed to journals' incentives to maximize citations in order to rank higher on the Social Science Citation Index (SSCI).[164]
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In applied economics, input-output models employing linear programming methods are quite common. Large amounts of data are run through computer programs to analyse the impact of certain policies; IMPLAN is one well-known example.
|
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Experimental economics has promoted the use of scientifically controlled experiments. This has reduced the long-noted distinction of economics from natural sciences because it allows direct tests of what were previously taken as axioms.[165] In some cases these have found that the axioms are not entirely correct; for example, the ultimatum game has revealed that people reject unequal offers.
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In behavioural economics, psychologist Daniel Kahneman won the Nobel Prize in economics in 2002 for his and Amos Tversky's empirical discovery of several cognitive biases and heuristics. Similar empirical testing occurs in neuroeconomics. Another example is the assumption of narrowly selfish preferences versus a model that tests for selfish, altruistic, and cooperative preferences.[166] These techniques have led some to argue that economics is a "genuine science".[167]
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The professionalization of economics, reflected in the growth of graduate programmes on the subject, has been described as "the main change in economics since around 1900".[168] Most major universities and many colleges have a major, school, or department in which academic degrees are awarded in the subject, whether in the liberal arts, business, or for professional study.
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See Bachelor of Economics and Master of Economics.
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In the private sector, professional economists are employed as consultants and in industry, including banking and finance. Economists also work for various government departments and agencies, for example, the national treasury, central bank or bureau of statistics.
|
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|
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There are dozens of prizes awarded to economists each year for outstanding intellectual contributions to the field, the most prominent of which is the Nobel Memorial Prize in Economic Sciences, though it is not a Nobel Prize.
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1 |
+
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|
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|
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|
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Economics (/ɛkəˈnɒmɪks, iːkə-/)[1][2][3] is the social science that studies the production, distribution, and consumption of goods and services.[4]
|
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+
|
7 |
+
Economics focuses on the behaviour and interactions of economic agents and how economies work. Microeconomics analyzes basic elements in the economy, including individual agents and markets, their interactions, and the outcomes of interactions. Individual agents may include, for example, households, firms, buyers, and sellers. Macroeconomics analyzes the economy as a system where production, consumption, saving, and investment interact, and factors affecting it: employment of the resources of labour, capital, and land, currency inflation, economic growth, and public policies that have impact on these elements.
|
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+
|
9 |
+
Other broad distinctions within economics include those between positive economics, describing "what is", and normative economics, advocating "what ought to be"; between economic theory and applied economics; between rational and behavioural economics; and between mainstream economics and heterodox economics.[5]
|
10 |
+
|
11 |
+
Economic analysis can be applied throughout society, in real estate,[6] business,[7] finance, health care,[8] and government.[9] Economic analysis is sometimes also applied to such diverse subjects as crime, education,[10] the family, law, politics, religion,[11] social institutions, war,[12] science,[13] and the environment.[14]
|
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+
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|
14 |
+
|
15 |
+
The discipline was renamed in the late 19th century, primarily due to Alfred Marshall, from "political economy" to "economics" as a shorter term for "economic science". At that time, it became more open to rigorous thinking and made increased use of mathematics, which helped support efforts to have it accepted as a science and as a separate discipline outside of political science and other social sciences.[a][16][17][18]
|
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+
|
17 |
+
There are a variety of modern definitions of economics; some reflect evolving views of the subject or different views among economists.[19][20] Scottish philosopher Adam Smith (1776) defined what was then called political economy as "an inquiry into the nature and causes of the wealth of nations", in particular as:
|
18 |
+
|
19 |
+
a branch of the science of a statesman or legislator [with the twofold objectives of providing] a plentiful revenue or subsistence for the people ... [and] to supply the state or commonwealth with a revenue for the publick services.[21]
|
20 |
+
|
21 |
+
Jean-Baptiste Say (1803), distinguishing the subject from its public-policy uses, defines it as the science of production, distribution, and consumption of wealth.[22] On the satirical side, Thomas Carlyle (1849) coined "the dismal science" as an epithet for classical economics, in this context, commonly linked to the pessimistic analysis of Malthus (1798).[23] John Stuart Mill (1844) defines the subject in a social context as:
|
22 |
+
|
23 |
+
The science which traces the laws of such of the phenomena of society as arise from the combined operations of mankind for the production of wealth, in so far as those phenomena are not modified by the pursuit of any other object.[24]
|
24 |
+
|
25 |
+
Alfred Marshall provides a still widely cited definition in his textbook Principles of Economics (1890) that extends analysis beyond wealth and from the societal to the microeconomic level:
|
26 |
+
|
27 |
+
Economics is a study of man in the ordinary business of life. It enquires how he gets his income and how he uses it. Thus, it is on the one side, the study of wealth and on the other and more important side, a part of the study of man.[25]
|
28 |
+
|
29 |
+
Lionel Robbins (1932) developed implications of what has been termed "[p]erhaps the most commonly accepted current definition of the subject":[20]
|
30 |
+
|
31 |
+
Economics is a science which studies human behaviour as a relationship between ends and scarce means which have alternative uses.[26]
|
32 |
+
|
33 |
+
Robbins describes the definition as not classificatory in "pick[ing] out certain kinds of behaviour" but rather analytical in "focus[ing] attention on a particular aspect of behaviour, the form imposed by the influence of scarcity."[27] He affirmed that previous economists have usually centred their studies on the analysis of wealth: how wealth is created (production), distributed, and consumed; and how wealth can grow.[28] But he said that economics can be used to study other things, such as war, that are outside its usual focus. This is because war has as the goal winning it (as a sought after end), generates both cost and benefits; and, resources (human life and other costs) are used to attain the goal. If the war is not winnable or if the expected costs outweigh the benefits, the deciding actors (assuming they are rational) may never go to war (a decision) but rather explore other alternatives. We cannot define economics as the science that studies wealth, war, crime, education, and any other field economic analysis can be applied to; but, as the science that studies a particular common aspect of each of those subjects (they all use scarce resources to attain a sought after end).
|
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+
|
35 |
+
Some subsequent comments criticized the definition as overly broad in failing to limit its subject matter to analysis of markets. From the 1960s, however, such comments abated as the economic theory of maximizing behaviour and rational-choice modelling expanded the domain of the subject to areas previously treated in other fields.[29] There are other criticisms as well, such as in scarcity not accounting for the macroeconomics of high unemployment.[30]
|
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+
|
37 |
+
Gary Becker, a contributor to the expansion of economics into new areas, describes the approach he favours as "combin[ing the] assumptions of maximizing behaviour, stable preferences, and market equilibrium, used relentlessly and unflinchingly."[31] One commentary characterizes the remark as making economics an approach rather than a subject matter but with great specificity as to the "choice process and the type of social interaction that [such] analysis involves." The same source reviews a range of definitions included in principles of economics textbooks and concludes that the lack of agreement need not affect the subject-matter that the texts treat. Among economists more generally, it argues that a particular definition presented may reflect the direction toward which the author believes economics is evolving, or should evolve.[20]
|
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+
|
39 |
+
Economic writings date from earlier Mesopotamian, Greek, Roman, Indian subcontinent, Chinese, Persian, and Arab civilizations. Economic precepts occur throughout the writings of the Boeotian poet Hesiod and several economic historians have described Hesiod himself as the "first economist".[32] Other notable writers from Antiquity through to the Renaissance include Aristotle, Xenophon, Chanakya (also known as Kautilya), Qin Shi Huang, Thomas Aquinas, and Ibn Khaldun. Joseph Schumpeter described Aquinas as "coming nearer than any other group to being the "founders' of scientific economics" as to monetary, interest, and value theory within a natural-law perspective.[33][failed verification]
|
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+
|
41 |
+
Two groups, who later were called "mercantilists" and "physiocrats", more directly influenced the subsequent development of the subject. Both groups were associated with the rise of economic nationalism and modern capitalism in Europe. Mercantilism was an economic doctrine that flourished from the 16th to 18th century in a prolific pamphlet literature, whether of merchants or statesmen. It held that a nation's wealth depended on its accumulation of gold and silver. Nations without access to mines could obtain gold and silver from trade only by selling goods abroad and restricting imports other than of gold and silver. The doctrine called for importing cheap raw materials to be used in manufacturing goods, which could be exported, and for state regulation to impose protective tariffs on foreign manufactured goods and prohibit manufacturing in the colonies.[34]
|
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+
|
43 |
+
Physiocrats, a group of 18th-century French thinkers and writers, developed the idea of the economy as a circular flow of income and output. Physiocrats believed that only agricultural production generated a clear surplus over cost, so that agriculture was the basis of all wealth. Thus, they opposed the mercantilist policy of promoting manufacturing and trade at the expense of agriculture, including import tariffs. Physiocrats advocated replacing administratively costly tax collections with a single tax on income of land owners. In reaction against copious mercantilist trade regulations, the physiocrats advocated a policy of laissez-faire, which called for minimal government intervention in the economy.[35]
|
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+
|
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+
Adam Smith (1723–1790) was an early economic theorist.[36] Smith was harshly critical of the mercantilists but described the physiocratic system "with all its imperfections" as "perhaps the purest approximation to the truth that has yet been published" on the subject.[37]
|
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+
|
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+
The publication of Adam Smith's The Wealth of Nations in 1776, has been described as "the effective birth of economics as a separate discipline."[38] The book identified land, labour, and capital as the three factors of production and the major contributors to a nation's wealth, as distinct from the physiocratic idea that only agriculture was productive.
|
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+
|
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+
Smith discusses potential benefits of specialization by division of labour, including increased labour productivity and gains from trade, whether between town and country or across countries.[39] His "theorem" that "the division of labor is limited by the extent of the market" has been described as the "core of a theory of the functions of firm and industry" and a "fundamental principle of economic organization."[40] To Smith has also been ascribed "the most important substantive proposition in all of economics" and foundation of resource-allocation theory – that, under competition, resource owners (of labour, land, and capital) seek their most profitable uses, resulting in an equal rate of return for all uses in equilibrium (adjusted for apparent differences arising from such factors as training and unemployment).[41]
|
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+
|
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+
In an argument that includes "one of the most famous passages in all economics,"[42] Smith represents every individual as trying to employ any capital they might command for their own advantage, not that of the society,[b] and for the sake of profit, which is necessary at some level for employing capital in domestic industry, and positively related to the value of produce.[44] In this:
|
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+
|
53 |
+
He generally, indeed, neither intends to promote the public interest, nor knows how much he is promoting it. By preferring the support of domestic to that of foreign industry, he intends only his own security; and by directing that industry in such a manner as its produce may be of the greatest value, he intends only his own gain, and he is in this, as in many other cases, led by an invisible hand to promote an end which was no part of his intention. Nor is it always the worse for the society that it was no part of it. By pursuing his own interest he frequently promotes that of the society more effectually than when he really intends to promote it.[45]
|
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+
|
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+
The Rev. Thomas Robert Malthus (1798) used the concept of diminishing returns to explain low living standards. Human population, he argued, tended to increase geometrically, outstripping the production of food, which increased arithmetically. The force of a rapidly growing population against a limited amount of land meant diminishing returns to labour. The result, he claimed, was chronically low wages, which prevented the standard of living for most of the population from rising above the subsistence level.[46] Economist Julian Lincoln Simon has criticized Malthus's conclusions.[47]
|
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+
|
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While Adam Smith emphasized the production of income, David Ricardo (1817) focused on the distribution of income among landowners, workers, and capitalists. Ricardo saw an inherent conflict between landowners on the one hand and labour and capital on the other. He posited that the growth of population and capital, pressing against a fixed supply of land, pushes up rents and holds down wages and profits. Ricardo was the first to state and prove the principle of comparative advantage, according to which each country should specialize in producing and exporting goods in that it has a lower relative cost of production, rather relying only on its own production.[48] It has been termed a "fundamental analytical explanation" for gains from trade.[49]
|
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+
|
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Coming at the end of the classical tradition, John Stuart Mill (1848) parted company with the earlier classical economists on the inevitability of the distribution of income produced by the market system. Mill pointed to a distinct difference between the market's two roles: allocation of resources and distribution of income. The market might be efficient in allocating resources but not in distributing income, he wrote, making it necessary for society to intervene.[50]
|
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|
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Value theory was important in classical theory. Smith wrote that the "real price of every thing ... is the toil and trouble of acquiring it". Smith maintained that, with rent and profit, other costs besides wages also enter the price of a commodity.[51] Other classical economists presented variations on Smith, termed the 'labour theory of value'. Classical economics focused on the tendency of any market economy to settle in a final stationary state made up of a constant stock of physical wealth (capital) and a constant population size.
|
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|
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+
Marxist (later, Marxian) economics descends from classical economics and it derives from the work of Karl Marx. The first volume of Marx's major work, Das Kapital, was published in German in 1867. In it, Marx focused on the labour theory of value and the theory of surplus value which, he believed, explained the exploitation of labour by capital.[52] The labour theory of value held that the value of an exchanged commodity was determined by the labour that went into its production and the theory of surplus value demonstrated how the workers only got paid a proportion of the value their work had created.[53]
|
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|
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+
At the dawn as a social science, economics was defined and discussed at length as the study of production, distribution, and consumption of wealth by Jean-Baptiste Say in his Treatise on Political Economy or, The Production, Distribution, and Consumption of Wealth (1803). These three items are considered by the science only in relation to the increase or diminution of wealth, and not in reference to their processes of execution.[c] Say's definition has prevailed up to our time, saved by substituting the word "wealth" for "goods and services" meaning that wealth may include non-material objects as well. One hundred and thirty years later, Lionel Robbins noticed that this definition no longer sufficed,[d] because many economists were making theoretical and philosophical inroads in other areas of human activity. In his Essay on the Nature and Significance of Economic Science, he proposed a definition of economics as a study of a particular aspect of human behaviour, the one that falls under the influence of scarcity,[e] which forces people to choose, allocate scarce resources to competing ends, and economize (seeking the greatest welfare while avoiding the wasting of scarce resources). For Robbins, the insufficiency was solved, and his definition allows us to proclaim, with an easy conscience, education economics, safety and security economics, health economics, war economics, and of course, production, distribution and consumption economics as valid subjects of the economic science." Citing Robbins: "Economics is the science which studies human behavior as a relationship between ends and scarce means which have alternative uses".[27] After discussing it for decades, Robbins' definition became widely accepted by mainstream economists, and it has opened way into current textbooks.[54] Although far from unanimous, most mainstream economists would accept some version of Robbins' definition, even though many have raised serious objections to the scope and method of economics, emanating from that definition.[55] Due to the lack of strong consensus, and that production, distribution and consumption of goods and services is the prime area of study of economics, the old definition still stands in many quarters.
|
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|
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A body of theory later termed "neoclassical economics" or "marginalism" formed from about 1870 to 1910. The term "economics" was popularized by such neoclassical economists as Alfred Marshall as a concise synonym for "economic science" and a substitute for the earlier "political economy".[17][18] This corresponded to the influence on the subject of mathematical methods used in the natural sciences.[56]
|
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|
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Neoclassical economics systematized supply and demand as joint determinants of price and quantity in market equilibrium, affecting both the allocation of output and the distribution of income. It dispensed with the labour theory of value inherited from classical economics in favour of a marginal utility theory of value on the demand side and a more general theory of costs on the supply side.[57] In the 20th century, neoclassical theorists moved away from an earlier notion suggesting that total utility for a society could be measured in favour of ordinal utility, which hypothesizes merely behaviour-based relations across persons.[58][59]
|
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|
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In microeconomics, neoclassical economics represents incentives and costs as playing a pervasive role in shaping decision making. An immediate example of this is the consumer theory of individual demand, which isolates how prices (as costs) and income affect quantity demanded.[58] In macroeconomics it is reflected in an early and lasting neoclassical synthesis with Keynesian macroeconomics.[60][58]
|
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|
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Neoclassical economics is occasionally referred as orthodox economics whether by its critics or sympathizers. Modern mainstream economics builds on neoclassical economics but with many refinements that either supplement or generalize earlier analysis, such as econometrics, game theory, analysis of market failure and imperfect competition, and the neoclassical model of economic growth for analysing long-run variables affecting national income.
|
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|
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Neoclassical economics studies the behaviour of individuals, households, and organizations (called economic actors, players, or agents), when they manage or use scarce resources, which have alternative uses, to achieve desired ends. Agents are assumed to act rationally, have multiple desirable ends in sight, limited resources to obtain these ends, a set of stable preferences, a definite overall guiding objective, and the capability of making a choice. There exists an economic problem, subject to study by economic science, when a decision (choice) is made by one or more resource-controlling players to attain the best possible outcome under bounded rational conditions. In other words, resource-controlling agents maximize value subject to the constraints imposed by the information the agents have, their cognitive limitations, and the finite amount of time they have to make and execute a decision. Economic science centres on the activities of the economic agents that comprise society.[61] They are the focus of economic analysis.[f]
|
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|
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An approach to understanding these processes, through the study of agent behaviour under scarcity, may go as follows:
|
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|
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+
The continuous interplay (exchange or trade) done by economic actors in all markets sets the prices for all goods and services which, in turn, make the rational managing of scarce resources possible. At the same time, the decisions (choices) made by the same actors, while they are pursuing their own interest, determine the level of output (production), consumption, savings, and investment, in an economy, as well as the remuneration (distribution) paid to the owners of labour (in the form of wages), capital (in the form of profits) and land (in the form of rent).[g] Each period, as if they were in a giant feedback system, economic players influence the pricing processes and the economy, and are in turn influenced by them until a steady state (equilibrium) of all variables involved is reached or until an external shock throws the system toward a new equilibrium point. Because of the autonomous actions of rational interacting agents, the economy is a complex adaptive system.[h]
|
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|
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+
Keynesian economics derives from John Maynard Keynes, in particular his book The General Theory of Employment, Interest and Money (1936), which ushered in contemporary macroeconomics as a distinct field.[62] The book focused on determinants of national income in the short run when prices are relatively inflexible. Keynes attempted to explain in broad theoretical detail why high labour-market unemployment might not be self-correcting due to low "effective demand" and why even price flexibility and monetary policy might be unavailing. The term "revolutionary" has been applied to the book in its impact on economic analysis.[63]
|
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Keynesian economics has two successors. Post-Keynesian economics also concentrates on macroeconomic rigidities and adjustment processes. Research on micro foundations for their models is represented as based on real-life practices rather than simple optimizing models. It is generally associated with the University of Cambridge and the work of Joan Robinson.[64]
|
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New-Keynesian economics is also associated with developments in the Keynesian fashion. Within this group researchers tend to share with other economists the emphasis on models employing micro foundations and optimizing behaviour but with a narrower focus on standard Keynesian themes such as price and wage rigidity. These are usually made to be endogenous features of the models, rather than simply assumed as in older Keynesian-style ones.
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The Chicago School of economics is best known for its free market advocacy and monetarist ideas. According to Milton Friedman and monetarists, market economies are inherently stable if the money supply does not greatly expand or contract. Ben Bernanke, former Chairman of the Federal Reserve, is among the economists today generally accepting Friedman's analysis of the causes of the Great Depression.[65]
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Milton Friedman effectively took many of the basic principles set forth by Adam Smith and the classical economists and modernized them. One example of this is his article in the 13 September 1970 issue of The New York Times Magazine, in which he claims that the social responsibility of business should be "to use its resources and engage in activities designed to increase its profits ... (through) open and free competition without deception or fraud."[66]
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Other well-known schools or trends of thought referring to a particular style of economics practised at and disseminated from well-defined groups of academicians that have become known worldwide, include the Austrian School, the Freiburg School, the School of Lausanne, post-Keynesian economics and the Stockholm school. Contemporary mainstream economics is sometimes separated into the Saltwater approach of those universities along the Eastern and Western coasts of the US, and the Freshwater, or Chicago-school approach.
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Within macroeconomics there is, in general order of their appearance in the literature; classical economics, Keynesian economics, the neoclassical synthesis, post-Keynesian economics, monetarism, new classical economics, and supply-side economics. Alternative developments include ecological economics, constitutional economics, institutional economics, evolutionary economics, dependency theory, structuralist economics, world systems theory, econophysics, feminist economics and biophysical economics.[67]
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Economic systems is the branch of economics that studies the methods and institutions by which societies determine the ownership, direction, and allocation of economic resources. An economic system of a society is the unit of analysis.
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Among contemporary systems at different ends of the organizational spectrum are socialist systems and capitalist systems, in which most production occurs in respectively state-run and private enterprises. In between are mixed economies. A common element is the interaction of economic and political influences, broadly described as political economy. Comparative economic systems studies the relative performance and behaviour of different economies or systems.[68]
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The U.S. Export-Import Bank defines a Marxist–Leninist state as having a centrally planned economy.[53] They are now rare; examples can still be seen in Cuba, North Korea and Laos.[69][needs update]
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Mainstream economic theory relies upon a priori quantitative economic models, which employ a variety of concepts. Theory typically proceeds with an assumption of ceteris paribus, which means holding constant explanatory variables other than the one under consideration. When creating theories, the objective is to find ones which are at least as simple in information requirements, more precise in predictions, and more fruitful in generating additional research than prior theories.[70] While neoclassical economic theory constitutes both the dominant or orthodox theoretical as well as methodological framework, economic theory can also take the form of other schools of thought such as in heterodox economic theories.
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In microeconomics, principal concepts include supply and demand, marginalism, rational choice theory, opportunity cost, budget constraints, utility, and the theory of the firm.[71] Early macroeconomic models focused on modelling the relationships between aggregate variables, but as the relationships appeared to change over time macroeconomists, including new Keynesians, reformulated their models in microfoundations.[72]
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The aforementioned microeconomic concepts play a major part in macroeconomic models – for instance, in monetary theory, the quantity theory of money predicts that increases in the growth rate of the money supply increase inflation, and inflation is assumed to be influenced by rational expectations. In development economics, slower growth in developed nations has been sometimes predicted because of the declining marginal returns of investment and capital, and this has been observed in the Four Asian Tigers. Sometimes an economic hypothesis is only qualitative, not quantitative.[73]
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Expositions of economic reasoning often use two-dimensional graphs to illustrate theoretical relationships. At a higher level of generality, Paul Samuelson's treatise Foundations of Economic Analysis (1947) used mathematical methods beyond graphs to represent the theory, particularly as to maximizing behavioural relations of agents reaching equilibrium. The book focused on examining the class of statements called operationally meaningful theorems in economics, which are theorems that can conceivably be refuted by empirical data.[74]
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Microeconomics examines how entities, forming a market structure, interact within a market to create a market system. These entities include private and public players with various classifications, typically operating under scarcity of tradable units and light government regulation.[clarification needed] The item traded may be a tangible product such as apples or a service such as repair services, legal counsel, or entertainment.
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In theory, in a free market the aggregates (sum of) of quantity demanded by buyers and quantity supplied by sellers may reach economic equilibrium over time in reaction to price changes; in practice, various issues may prevent equilibrium, and any equilibrium reached may not necessarily be morally equitable. For example, if the supply of healthcare services is limited by external factors, the equilibrium price may be unaffordable for many who desire it but cannot pay for it.
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Various market structures exist. In perfectly competitive markets, no participants are large enough to have the market power to set the price of a homogeneous product. In other words, every participant is a "price taker" as no participant influences the price of a product. In the real world, markets often experience imperfect competition.
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Forms include monopoly (in which there is only one seller of a good), duopoly (in which there are only two sellers of a good), oligopoly (in which there are few sellers of a good), monopolistic competition (in which there are many sellers producing highly differentiated goods), monopsony (in which there is only one buyer of a good), and oligopsony (in which there are few buyers of a good). Unlike perfect competition, imperfect competition invariably means market power is unequally distributed. Firms under imperfect competition have the potential to be "price makers", which means that, by holding a disproportionately high share of market power, they can influence the prices of their products.
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Microeconomics studies individual markets by simplifying the economic system by assuming that activity in the market being analysed does not affect other markets. This method of analysis is known as partial-equilibrium analysis (supply and demand). This method aggregates (the sum of all activity) in only one market. General-equilibrium theory studies various markets and their behaviour. It aggregates (the sum of all activity) across all markets. This method studies both changes in markets and their interactions leading towards equilibrium.[75]
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In microeconomics, production is the conversion of inputs into outputs. It is an economic process that uses inputs to create a commodity or a service for exchange or direct use. Production is a flow and thus a rate of output per period of time. Distinctions include such production alternatives as for consumption (food, haircuts, etc.) vs. investment goods (new tractors, buildings, roads, etc.), public goods (national defence, smallpox vaccinations, etc.) or private goods (new computers, bananas, etc.), and "guns" vs "butter".
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Opportunity cost is the economic cost of production: the value of the next best opportunity foregone. Choices must be made between desirable yet mutually exclusive actions. It has been described as expressing "the basic relationship between scarcity and choice".[76] For example, if a baker uses a sack of flour to make pretzels one morning, then the baker cannot use either the flour or the morning to make bagels instead. Part of the cost of making pretzels is that neither the flour nor the morning are available any longer, for use in some other way. The opportunity cost of an activity is an element in ensuring that scarce resources are used efficiently, such that the cost is weighed against the value of that activity in deciding on more or less of it. Opportunity costs are not restricted to monetary or financial costs but could be measured by the real cost of output forgone, leisure, or anything else that provides the alternative benefit (utility).[77]
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Inputs used in the production process include such primary factors of production as labour services, capital (durable produced goods used in production, such as an existing factory), and land (including natural resources). Other inputs may include intermediate goods used in production of final goods, such as the steel in a new car.
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Economic efficiency measures how well a system generates desired output with a given set of inputs and available technology. Efficiency is improved if more output is generated without changing inputs, or in other words, the amount of "waste" is reduced. A widely accepted general standard is Pareto efficiency, which is reached when no further change can make someone better off without making someone else worse off.
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The production–possibility frontier (PPF) is an expository figure for representing scarcity, cost, and efficiency. In the simplest case an economy can produce just two goods (say "guns" and "butter"). The PPF is a table or graph (as at the right) showing the different quantity combinations of the two goods producible with a given technology and total factor inputs, which limit feasible total output. Each point on the curve shows potential total output for the economy, which is the maximum feasible output of one good, given a feasible output quantity of the other good.
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Scarcity is represented in the figure by people being willing but unable in the aggregate to consume beyond the PPF (such as at X) and by the negative slope of the curve.[78] If production of one good increases along the curve, production of the other good decreases, an inverse relationship. This is because increasing output of one good requires transferring inputs to it from production of the other good, decreasing the latter.
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The slope of the curve at a point on it gives the trade-off between the two goods. It measures what an additional unit of one good costs in units forgone of the other good, an example of a real opportunity cost. Thus, if one more Gun costs 100 units of butter, the opportunity cost of one Gun is 100 Butter. Along the PPF, scarcity implies that choosing more of one good in the aggregate entails doing with less of the other good. Still, in a market economy, movement along the curve may indicate that the choice of the increased output is anticipated to be worth the cost to the agents.
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By construction, each point on the curve shows productive efficiency in maximizing output for given total inputs. A point inside the curve (as at A), is feasible but represents production inefficiency (wasteful use of inputs), in that output of one or both goods could increase by moving in a northeast direction to a point on the curve. Examples cited of such inefficiency include high unemployment during a business-cycle recession or economic organization of a country that discourages full use of resources. Being on the curve might still not fully satisfy allocative efficiency (also called Pareto efficiency) if it does not produce a mix of goods that consumers prefer over other points.
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Much applied economics in public policy is concerned with determining how the efficiency of an economy can be improved. Recognizing the reality of scarcity and then figuring out how to organize society for the most efficient use of resources has been described as the "essence of economics", where the subject "makes its unique contribution."[79]
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Specialization is considered key to economic efficiency based on theoretical and empirical considerations. Different individuals or nations may have different real opportunity costs of production, say from differences in stocks of human capital per worker or capital/labour ratios. According to theory, this may give a comparative advantage in production of goods that make more intensive use of the relatively more abundant, thus relatively cheaper, input.
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Even if one region has an absolute advantage as to the ratio of its outputs to inputs in every type of output, it may still specialize in the output in which it has a comparative advantage and thereby gain from trading with a region that lacks any absolute advantage but has a comparative advantage in producing something else.
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It has been observed that a high volume of trade occurs among regions even with access to a similar technology and mix of factor inputs, including high-income countries. This has led to investigation of economies of scale and agglomeration to explain specialization in similar but differentiated product lines, to the overall benefit of respective trading parties or regions.[80]
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The general theory of specialization applies to trade among individuals, farms, manufacturers, service providers, and economies. Among each of these production systems, there may be a corresponding division of labour with different work groups specializing, or correspondingly different types of capital equipment and differentiated land uses.[81]
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An example that combines features above is a country that specializes in the production of high-tech knowledge products, as developed countries do, and trades with developing nations for goods produced in factories where labour is relatively cheap and plentiful, resulting in different in opportunity costs of production. More total output and utility thereby results from specializing in production and trading than if each country produced its own high-tech and low-tech products.
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Theory and observation set out the conditions such that market prices of outputs and productive inputs select an allocation of factor inputs by comparative advantage, so that (relatively) low-cost inputs go to producing low-cost outputs. In the process, aggregate output may increase as a by-product or by design.[82] Such specialization of production creates opportunities for gains from trade whereby resource owners benefit from trade in the sale of one type of output for other, more highly valued goods. A measure of gains from trade is the increased income levels that trade may facilitate.[83]
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Prices and quantities have been described as the most directly observable attributes of goods produced and exchanged in a market economy.[84] The theory of supply and demand is an organizing principle for explaining how prices coordinate the amounts produced and consumed. In microeconomics, it applies to price and output determination for a market with perfect competition, which includes the condition of no buyers or sellers large enough to have price-setting power.
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For a given market of a commodity, demand is the relation of the quantity that all buyers would be prepared to purchase at each unit price of the good. Demand is often represented by a table or a graph showing price and quantity demanded (as in the figure). Demand theory describes individual consumers as rationally choosing the most preferred quantity of each good, given income, prices, tastes, etc. A term for this is "constrained utility maximization" (with income and wealth as the constraints on demand). Here, utility refers to the hypothesized relation of each individual consumer for ranking different commodity bundles as more or less preferred.
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The law of demand states that, in general, price and quantity demanded in a given market are inversely related. That is, the higher the price of a product, the less of it people would be prepared to buy (other things unchanged). As the price of a commodity falls, consumers move toward it from relatively more expensive goods (the substitution effect). In addition, purchasing power from the price decline increases ability to buy (the income effect). Other factors can change demand; for example an increase in income will shift the demand curve for a normal good outward relative to the origin, as in the figure. All determinants are predominantly taken as constant factors of demand and supply.
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Supply is the relation between the price of a good and the quantity available for sale at that price. It may be represented as a table or graph relating price and quantity supplied. Producers, for example business firms, are hypothesized to be profit maximizers, meaning that they attempt to produce and supply the amount of goods that will bring them the highest profit. Supply is typically represented as a function relating price and quantity, if other factors are unchanged.
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That is, the higher the price at which the good can be sold, the more of it producers will supply, as in the figure. The higher price makes it profitable to increase production. Just as on the demand side, the position of the supply can shift, say from a change in the price of a productive input or a technical improvement. The "Law of Supply" states that, in general, a rise in price leads to an expansion in supply and a fall in price leads to a contraction in supply. Here as well, the determinants of supply, such as price of substitutes, cost of production, technology applied and various factors inputs of production are all taken to be constant for a specific time period of evaluation of supply.
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Market equilibrium occurs where quantity supplied equals quantity demanded, the intersection of the supply and demand curves in the figure above. At a price below equilibrium, there is a shortage of quantity supplied compared to quantity demanded. This is posited to bid the price up. At a price above equilibrium, there is a surplus of quantity supplied compared to quantity demanded. This pushes the price down. The model of supply and demand predicts that for given supply and demand curves, price and quantity will stabilize at the price that makes quantity supplied equal to quantity demanded. Similarly, demand-and-supply theory predicts a new price-quantity combination from a shift in demand (as to the figure), or in supply.
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People frequently do not trade directly on markets. Instead, on the supply side, they may work in and produce through firms. The most obvious kinds of firms are corporations, partnerships and trusts. According to Ronald Coase, people begin to organize their production in firms when the costs of doing business becomes lower than doing it on the market.[85] Firms combine labour and capital, and can achieve far greater economies of scale (when the average cost per unit declines as more units are produced) than individual market trading.
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In perfectly competitive markets studied in the theory of supply and demand, there are many producers, none of which significantly influence price. Industrial organization generalizes from that special case to study the strategic behaviour of firms that do have significant control of price. It considers the structure of such markets and their interactions. Common market structures studied besides perfect competition include monopolistic competition, various forms of oligopoly, and monopoly.[86]
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Managerial economics applies microeconomic analysis to specific decisions in business firms or other management units. It draws heavily from quantitative methods such as operations research and programming and from statistical methods such as regression analysis in the absence of certainty and perfect knowledge. A unifying theme is the attempt to optimize business decisions, including unit-cost minimization and profit maximization, given the firm's objectives and constraints imposed by technology and market conditions.[87]
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Uncertainty in economics is an unknown prospect of gain or loss, whether quantifiable as risk or not. Without it, household behaviour would be unaffected by uncertain employment and income prospects, financial and capital markets would reduce to exchange of a single instrument in each market period, and there would be no communications industry.[88] Given its different forms, there are various ways of representing uncertainty and modelling economic agents' responses to it.[89]
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Game theory is a branch of applied mathematics that considers strategic interactions between agents, one kind of uncertainty. It provides a mathematical foundation of industrial organization, discussed above, to model different types of firm behaviour, for example in a solipsistic industry (few sellers), but equally applicable to wage negotiations, bargaining, contract design, and any situation where individual agents are few enough to have perceptible effects on each other. In behavioural economics, it has been used to model the strategies agents choose when interacting with others whose interests are at least partially adverse to their own.[90]
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In this, it generalizes maximization approaches developed to analyse market actors such as in the supply and demand model and allows for incomplete information of actors. The field dates from the 1944 classic Theory of Games and Economic Behavior by John von Neumann and Oskar Morgenstern. It has significant applications seemingly outside of economics in such diverse subjects as formulation of nuclear strategies, ethics, political science, and evolutionary biology.[91]
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Risk aversion may stimulate activity that in well-functioning markets smooths out risk and communicates information about risk, as in markets for insurance, commodity futures contracts, and financial instruments. Financial economics or simply finance describes the allocation of financial resources. It also analyses the pricing of financial instruments, the financial structure of companies, the efficiency and fragility of financial markets,[92] financial crises, and related government policy or regulation.[93]
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Some market organizations may give rise to inefficiencies associated with uncertainty. Based on George Akerlof's "Market for Lemons" article, the paradigm example is of a dodgy second-hand car market. Customers without knowledge of whether a car is a "lemon" depress its price below what a quality second-hand car would be.[94] Information asymmetry arises here, if the seller has more relevant information than the buyer but no incentive to disclose it. Related problems in insurance are adverse selection, such that those at most risk are most likely to insure (say reckless drivers), and moral hazard, such that insurance results in riskier behaviour (say more reckless driving).[95]
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Both problems may raise insurance costs and reduce efficiency by driving otherwise willing transactors from the market ("incomplete markets"). Moreover, attempting to reduce one problem, say adverse selection by mandating insurance, may add to another, say moral hazard. Information economics, which studies such problems, has relevance in subjects such as insurance, contract law, mechanism design, monetary economics, and health care.[95] Applied subjects include market and legal remedies to spread or reduce risk, such as warranties, government-mandated partial insurance, restructuring or bankruptcy law, inspection, and regulation for quality and information disclosure.[96][97]
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The term "market failure" encompasses several problems which may undermine standard economic assumptions. Although economists categorize market failures differently, the following categories emerge in the main texts.[i]
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Information asymmetries and incomplete markets may result in economic inefficiency but also a possibility of improving efficiency through market, legal, and regulatory remedies, as discussed above.
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Natural monopoly, or the overlapping concepts of "practical" and "technical" monopoly, is an extreme case of failure of competition as a restraint on producers. Extreme economies of scale are one possible cause.
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Public goods are goods which are under-supplied in a typical market. The defining features are that people can consume public goods without having to pay for them and that more than one person can consume the good at the same time.
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Externalities occur where there are significant social costs or benefits from production or consumption that are not reflected in market prices. For example, air pollution may generate a negative externality, and education may generate a positive externality (less crime, etc.). Governments often tax and otherwise restrict the sale of goods that have negative externalities and subsidize or otherwise promote the purchase of goods that have positive externalities in an effort to correct the price distortions caused by these externalities.[98] Elementary demand-and-supply theory predicts equilibrium but not the speed of adjustment for changes of equilibrium due to a shift in demand or supply.[99]
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In many areas, some form of price stickiness is postulated to account for quantities, rather than prices, adjusting in the short run to changes on the demand side or the supply side. This includes standard analysis of the business cycle in macroeconomics. Analysis often revolves around causes of such price stickiness and their implications for reaching a hypothesized long-run equilibrium. Examples of such price stickiness in particular markets include wage rates in labour markets and posted prices in markets deviating from perfect competition.
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Some specialized fields of economics deal in market failure more than others. The economics of the public sector is one example. Much environmental economics concerns externalities or "public bads".
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Policy options include regulations that reflect cost-benefit analysis or market solutions that change incentives, such as emission fees or redefinition of property rights.[100]
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Public finance is the field of economics that deals with budgeting the revenues and expenditures of a public sector entity, usually government. The subject addresses such matters as tax incidence (who really pays a particular tax), cost-benefit analysis of government programmes, effects on economic efficiency and income distribution of different kinds of spending and taxes, and fiscal politics. The latter, an aspect of public choice theory, models public-sector behaviour analogously to microeconomics, involving interactions of self-interested voters, politicians, and bureaucrats.[101]
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Much of economics is positive, seeking to describe and predict economic phenomena. Normative economics seeks to identify what economies ought to be like.
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Welfare economics is a normative branch of economics that uses microeconomic techniques to simultaneously determine the allocative efficiency within an economy and the income distribution associated with it. It attempts to measure social welfare by examining the economic activities of the individuals that comprise society.[102]
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Macroeconomics examines the economy as a whole to explain broad aggregates and their interactions "top down", that is, using a simplified form of general-equilibrium theory.[103] Such aggregates include national income and output, the unemployment rate, and price inflation and subaggregates like total consumption and investment spending and their components. It also studies effects of monetary policy and fiscal policy.
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Since at least the 1960s, macroeconomics has been characterized by further integration as to micro-based modelling of sectors, including rationality of players, efficient use of market information, and imperfect competition.[104] This has addressed a long-standing concern about inconsistent developments of the same subject.[105]
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Macroeconomic analysis also considers factors affecting the long-term level and growth of national income. Such factors include capital accumulation, technological change and labour force growth.[106]
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Growth economics studies factors that explain economic growth – the increase in output per capita of a country over a long period of time. The same factors are used to explain differences in the level of output per capita between countries, in particular why some countries grow faster than others, and whether countries converge at the same rates of growth.
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Much-studied factors include the rate of investment, population growth, and technological change. These are represented in theoretical and empirical forms (as in the neoclassical and endogenous growth models) and in growth accounting.[107]
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The economics of a depression were the spur for the creation of "macroeconomics" as a separate discipline. During the Great Depression of the 1930s, John Maynard Keynes authored a book entitled The General Theory of Employment, Interest and Money outlining the key theories of Keynesian economics. Keynes contended that aggregate demand for goods might be insufficient during economic downturns, leading to unnecessarily high unemployment and losses of potential output.
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He therefore advocated active policy responses by the public sector, including monetary policy actions by the central bank and fiscal policy actions by the government to stabilize output over the business cycle.[108]
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Thus, a central conclusion of Keynesian economics is that, in some situations, no strong automatic mechanism moves output and employment towards full employment levels. John Hicks' IS/LM model has been the most influential interpretation of The General Theory.
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Over the years, understanding of the business cycle has branched into various research programmes, mostly related to or distinct from Keynesianism. The neoclassical synthesis refers to the reconciliation of Keynesian economics with neoclassical economics, stating that Keynesianism is correct in the short run but qualified by neoclassical-like considerations in the intermediate and long run.[60]
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New classical macroeconomics, as distinct from the Keynesian view of the business cycle, posits market clearing with imperfect information. It includes Friedman's permanent income hypothesis on consumption and "rational expectations" theory,[109] led by Robert Lucas, and real business cycle theory.[110]
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In contrast, the new Keynesian approach retains the rational expectations assumption, however it assumes a variety of market failures. In particular, New Keynesians assume prices and wages are "sticky", which means they do not adjust instantaneously to changes in economic conditions.[72]
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Thus, the new classicals assume that prices and wages adjust automatically to attain full employment, whereas the new Keynesians see full employment as being automatically achieved only in the long run, and hence government and central-bank policies are needed because the "long run" may be very long.
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The amount of unemployment in an economy is measured by the unemployment rate, the percentage of workers without jobs in the labour force. The labour force only includes workers actively looking for jobs. People who are retired, pursuing education, or discouraged from seeking work by a lack of job prospects are excluded from the labour force. Unemployment can be generally broken down into several types that are related to different causes.[111]
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Classical models of unemployment occurs when wages are too high for employers to be willing to hire more workers. Consistent with classical unemployment, frictional unemployment occurs when appropriate job vacancies exist for a worker, but the length of time needed to search for and find the job leads to a period of unemployment.[111]
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Structural unemployment covers a variety of possible causes of unemployment including a mismatch between workers' skills and the skills required for open jobs.[112] Large amounts of structural unemployment can occur when an economy is transitioning industries and workers find their previous set of skills are no longer in demand. Structural unemployment is similar to frictional unemployment since both reflect the problem of matching workers with job vacancies, but structural unemployment covers the time needed to acquire new skills not just the short term search process.[113]
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While some types of unemployment may occur regardless of the condition of the economy, cyclical unemployment occurs when growth stagnates. Okun's law represents the empirical relationship between unemployment and economic growth.[114] The original version of Okun's law states that a 3% increase in output would lead to a 1% decrease in unemployment.[115]
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Money is a means of final payment for goods in most price system economies, and is the unit of account in which prices are typically stated. Money has general acceptability, relative consistency in value, divisibility, durability, portability, elasticity in supply, and longevity with mass public confidence. It includes currency held by the nonbank public and checkable deposits. It has been described as a social convention, like language, useful to one largely because it is useful to others. In the words of Francis Amasa Walker, a well-known 19th-century economist, "Money is what money does" ("Money is that money does" in the original).[116]
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As a medium of exchange, money facilitates trade. It is essentially a measure of value and more importantly, a store of value being a basis for credit creation. Its economic function can be contrasted with barter (non-monetary exchange). Given a diverse array of produced goods and specialized producers, barter may entail a hard-to-locate double coincidence of wants as to what is exchanged, say apples and a book. Money can reduce the transaction cost of exchange because of its ready acceptability. Then it is less costly for the seller to accept money in exchange, rather than what the buyer produces.[117]
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At the level of an economy, theory and evidence are consistent with a positive relationship running from the total money supply to the nominal value of total output and to the general price level. For this reason, management of the money supply is a key aspect of monetary policy.[118]
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Governments implement fiscal policy to influence macroeconomic conditions by adjusting spending and taxation policies to alter aggregate demand. When aggregate demand falls below the potential output of the economy, there is an output gap where some productive capacity is left unemployed. Governments increase spending and cut taxes to boost aggregate demand. Resources that have been idled can be used by the government.
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For example, unemployed home builders can be hired to expand highways. Tax cuts allow consumers to increase their spending, which boosts aggregate demand. Both tax cuts and spending have multiplier effects where the initial increase in demand from the policy percolates through the economy and generates additional economic activity.
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The effects of fiscal policy can be limited by crowding out. When there is no output gap, the economy is producing at full capacity and there are no excess productive resources. If the government increases spending in this situation, the government uses resources that otherwise would have been used by the private sector, so there is no increase in overall output. Some economists think that crowding out is always an issue while others do not think it is a major issue when output is depressed.
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Sceptics of fiscal policy also make the argument of Ricardian equivalence. They argue that an increase in debt will have to be paid for with future tax increases, which will cause people to reduce their consumption and save money to pay for the future tax increase. Under Ricardian equivalence, any boost in demand from tax cuts will be offset by the increased saving intended to pay for future higher taxes.
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International trade studies determinants of goods-and-services flows across international boundaries. It also concerns the size and distribution of gains from trade. Policy applications include estimating the effects of changing tariff rates and trade quotas. International finance is a macroeconomic field which examines the flow of capital across international borders, and the effects of these movements on exchange rates. Increased trade in goods, services and capital between countries is a major effect of contemporary globalization.[119]
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Development economics examines economic aspects of the economic development process in relatively low-income countries focusing on structural change, poverty, and economic growth. Approaches in development economics frequently incorporate social and political factors.[120]
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Labor economics seeks to understand the functioning and dynamics of the markets for wage labor. Labor markets function through the interaction of workers and employers. Labor economics looks at the suppliers of labor services (workers), the demands of labor services (employers), and attempts to understand the resulting pattern of wages, employment, and income. In economics, labor is a measure of the work done by human beings. It is conventionally contrasted with such other factors of production as land and capital. There are theories which have developed a concept called human capital (referring to the skills that workers possess, not necessarily their actual work), although there are also counter posing macro-economic system theories that think human capital is a contradiction in terms.
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Welfare economics uses microeconomics techniques to evaluate well-being from allocation of productive factors as to desirability and economic efficiency within an economy, often relative to competitive general equilibrium.[121] It analyzes social welfare, however measured, in terms of economic activities of the individuals that compose the theoretical society considered. Accordingly, individuals, with associated economic activities, are the basic units for aggregating to social welfare, whether of a group, a community, or a society, and there is no "social welfare" apart from the "welfare" associated with its individual units.
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According to various random and anonymous surveys of members of the American Economic Association, economists have agreement about the following propositions by percentage:[122][123][124][125][126]
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"The dismal science" is a derogatory alternative name for economics devised by the Victorian historian Thomas Carlyle in the 19th century. It is often stated that Carlyle gave economics the nickname "the dismal science" as a response to the late 18th century writings of The Reverend Thomas Robert Malthus, who grimly predicted that starvation would result, as projected population growth exceeded the rate of increase in the food supply. However, the actual phrase was coined by Carlyle in the context of a debate with John Stuart Mill on slavery, in which Carlyle argued for slavery, while Mill opposed it.[23]
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Some economists, like John Stuart Mill or Léon Walras, have maintained that the production of wealth should not be tied to its distribution.[127]
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In The Wealth of Nations, Adam Smith addressed many issues that are currently also the subject of debate and dispute. Smith repeatedly attacks groups of politically aligned individuals who attempt to use their collective influence to manipulate a government into doing their bidding. In Smith's day, these were referred to as factions, but are now more commonly called special interests, a term which can comprise international bankers, corporate conglomerations, outright oligopolies, monopolies, trade unions and other groups.[j]
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Economics per se, as a social science, is independent of the political acts of any government or other decision-making organization; however, many policymakers or individuals holding highly ranked positions that can influence other people's lives are known for arbitrarily using a plethora of economic concepts and rhetoric as vehicles to legitimize agendas and value systems, and do not limit their remarks to matters relevant to their responsibilities.[128] The close relation of economic theory and practice with politics[129] is a focus of contention that may shade or distort the most unpretentious original tenets of economics, and is often confused with specific social agendas and value systems.[130]
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Notwithstanding, economics legitimately has a role in informing government policy. It is, indeed, in some ways an outgrowth of the older field of political economy. Some academic economic journals have increased their efforts to gauge the consensus of economists regarding certain policy issues in hopes of effecting a more informed political environment. Often there exists a low approval rate from professional economists regarding many public policies. Policy issues featured in one survey of American Economic Association economists include trade restrictions, social insurance for those put out of work by international competition, genetically modified foods, curbside recycling, health insurance (several questions), medical malpractice, barriers to entering the medical profession, organ donations, unhealthy foods, mortgage deductions, taxing internet sales, Wal-Mart, casinos, ethanol subsidies, and inflation targeting.[131]
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In Steady State Economics 1977, leading ecological economist and steady-state theorist Herman Daly argues that there exist logical inconsistencies between the emphasis placed on economic growth and the limited availability of natural resources.[132]
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Issues like central bank independence, central bank policies and rhetoric in central bank governors discourse or the premises of macroeconomic policies[133] (monetary and fiscal policy) of the state, are focus of contention and criticism.[134]
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Deirdre McCloskey has argued that many empirical economic studies are poorly reported, and she and Stephen Ziliak argue that although her critique has been well-received, practice has not improved.[135] This latter contention is controversial.[136]
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A 2002 International Monetary Fund study assessed the national economic growth predictions from Consensus Forecasts in the 1990s. Of the 60 different national recessions that occurred, only 2 (3%) were predicted a year in advance.[137]
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Economics has been subject to criticism that it relies on unrealistic, unverifiable, or highly simplified assumptions, in some cases because these assumptions simplify the proofs of desired conclusions. Examples of such assumptions include perfect information, profit maximization and rational choices.[138] The field of information economics includes both mathematical-economical research and also behavioural economics, akin to studies in behavioural psychology.[139]
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Nevertheless, prominent mainstream economists such as Keynes[140] and Joskow have observed that much of economics is conceptual rather than quantitative, and difficult to model and formalize quantitatively. In a discussion on oligopoly research, Paul Joskow pointed out in 1975 that in practice, serious students of actual economies tended to use "informal models" based upon qualitative factors specific to particular industries. Joskow had a strong feeling that the important work in oligopoly was done through informal observations while formal models were "trotted out ex post". He argued that formal models were largely not important in the empirical work, either, and that the fundamental factor behind the theory of the firm, behaviour, was neglected.[141]
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In recent years, feminist critiques of neoclassical economic models gained prominence, leading to the formation of feminist economics.[142] Contrary to common conceptions of economics as a positive and objective science, feminist economists call attention to the social construction of economics[143] and highlight the ways in which its models and methods reflect masculine preferences. Primary criticisms focus on failures to account for: the selfish nature of actors (homo economicus); exogenous tastes; the impossibility of utility comparisons; the exclusion of unpaid work; and the exclusion of class and gender considerations. Feminist economics developed to address these concerns, and the field now includes critical examinations of many areas of economics including paid and unpaid work, economic epistemology and history, globalization, household economics and the care economy. In 1988, Marilyn Waring published the book If Women Counted, in which she argues that the discipline of economics ignores women's unpaid work and the value of nature;[144] according to Julie A. Nelson, If Women Counted "showed exactly how the unpaid work traditionally done by women has been made invisible within national accounting systems" and "issued a wake-up call to issues of ecological sustainability."[145] Bjørnholt and McKay argue that the financial crisis of 2007–08 and the response to it revealed a crisis of ideas in mainstream economics and within the economics profession, and call for a reshaping of both the economy, economic theory and the economics profession. They argue that such a reshaping should include new advances within feminist economics that take as their starting point the socially responsible, sensible and accountable subject in creating an economy and economic theories that fully acknowledge care for each other as well as the planet.[146]
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Philip Mirowski observes that:
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The imperatives of the orthodox research programme [of economic science] leave little room for maneuver and less room for originality. ... These mandates ... Appropriate as many mathematical techniques and metaphorical expressions from contemporary respectable science, primarily physics as possible. ... Preserve to the maximum extent possible the attendant nineteenth-century overtones of "natural order" ... Deny strenuously that neoclassical theory slavishly imitates physics. ... Above all, prevent all rival research programmes from encroaching ... by ridiculing all external attempts to appropriate twentieth century physics models. ... All theorizing is [in this way] held hostage to nineteenth-century concepts of energy.[147]
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In a series of peer-reviewed journal and conference papers and books published over a period of several decades, John McMurtry has provided extensive criticism of what he terms the "unexamined assumptions and implications [of economics], and their consequent cost to people's lives."[148][k]
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Nassim Nicholas Taleb and Michael Perelman are two additional scholars who criticized conventional or mainstream economics. Taleb opposes most economic theorizing, which in his view suffers acutely from the problem of overuse of Plato's Theory of Forms, and calls for cancellation of the Nobel Memorial Prize in Economics, saying that the damage from economic theories can be devastating.[149] Michael Perelman provides extensive criticism of economics and its assumptions in all his books (and especially his books published from 2000 to date), papers and interviews.
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Despite these concerns, mainstream graduate programs have become increasingly technical and mathematical.[150]
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Economics is one social science among several and has fields bordering on other areas, including economic geography, economic history, public choice, energy economics, cultural economics, family economics and institutional economics.
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Law and economics, or economic analysis of law, is an approach to legal theory that applies methods of economics to law. It includes the use of economic concepts to explain the effects of legal rules, to assess which legal rules are economically efficient, and to predict what the legal rules will be.[151] A seminal article by Ronald Coase published in 1961 suggested that well-defined property rights could overcome the problems of externalities.[152]
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Political economy is the interdisciplinary study that combines economics, law, and political science in explaining how political institutions, the political environment, and the economic system (capitalist, socialist, mixed) influence each other. It studies questions such as how monopoly, rent-seeking behaviour, and externalities should impact government policy.[153] Historians have employed political economy to explore the ways in the past that persons and groups with common economic interests have used politics to effect changes beneficial to their interests.[154]
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Energy economics is a broad scientific subject area which includes topics related to energy supply and energy demand. Georgescu-Roegen reintroduced the concept of entropy in relation to economics and energy from thermodynamics, as distinguished from what he viewed as the mechanistic foundation of neoclassical economics drawn from Newtonian physics. His work contributed significantly to thermoeconomics and to ecological economics. He also did foundational work which later developed into evolutionary economics.[155]
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The sociological subfield of economic sociology arose, primarily through the work of Émile Durkheim, Max Weber and Georg Simmel, as an approach to analysing the effects of economic phenomena in relation to the overarching social paradigm (i.e. modernity).[156] Classic works include Max Weber's The Protestant Ethic and the Spirit of Capitalism (1905) and Georg Simmel's The Philosophy of Money (1900). More recently, the works of Mark Granovetter, Peter Hedstrom and Richard Swedberg have been influential in this field.
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Contemporary economics uses mathematics. Economists draw on the tools of calculus, linear algebra, statistics, game theory, and computer science.[157] Professional economists are expected to be familiar with these tools, while a minority specialize in econometrics and mathematical methods.
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Economic theories are frequently tested empirically, largely through the use of econometrics using economic data.[158] The controlled experiments common to the physical sciences are difficult and uncommon in economics,[159] and instead broad data is observationally studied; this type of testing is typically regarded as less rigorous than controlled experimentation, and the conclusions typically more tentative. However, the field of experimental economics is growing, and increasing use is being made of natural experiments.
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Statistical methods such as regression analysis are common. Practitioners use such methods to estimate the size, economic significance, and statistical significance ("signal strength") of the hypothesized relation(s) and to adjust for noise from other variables. By such means, a hypothesis may gain acceptance, although in a probabilistic, rather than certain, sense. Acceptance is dependent upon the falsifiable hypothesis surviving tests. Use of commonly accepted methods need not produce a final conclusion or even a consensus on a particular question, given different tests, data sets, and prior beliefs.
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Criticisms based on professional standards and non-replicability of results serve as further checks against bias, errors, and over-generalization,[160][161] although much economic research has been accused of being non-replicable, and prestigious journals have been accused of not facilitating replication through the provision of the code and data.[162] Like theories, uses of test statistics are themselves open to critical analysis,[163] although critical commentary on papers in economics in prestigious journals such as the American Economic Review has declined precipitously in the past 40 years. This has been attributed to journals' incentives to maximize citations in order to rank higher on the Social Science Citation Index (SSCI).[164]
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In applied economics, input-output models employing linear programming methods are quite common. Large amounts of data are run through computer programs to analyse the impact of certain policies; IMPLAN is one well-known example.
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Experimental economics has promoted the use of scientifically controlled experiments. This has reduced the long-noted distinction of economics from natural sciences because it allows direct tests of what were previously taken as axioms.[165] In some cases these have found that the axioms are not entirely correct; for example, the ultimatum game has revealed that people reject unequal offers.
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In behavioural economics, psychologist Daniel Kahneman won the Nobel Prize in economics in 2002 for his and Amos Tversky's empirical discovery of several cognitive biases and heuristics. Similar empirical testing occurs in neuroeconomics. Another example is the assumption of narrowly selfish preferences versus a model that tests for selfish, altruistic, and cooperative preferences.[166] These techniques have led some to argue that economics is a "genuine science".[167]
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The professionalization of economics, reflected in the growth of graduate programmes on the subject, has been described as "the main change in economics since around 1900".[168] Most major universities and many colleges have a major, school, or department in which academic degrees are awarded in the subject, whether in the liberal arts, business, or for professional study.
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See Bachelor of Economics and Master of Economics.
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In the private sector, professional economists are employed as consultants and in industry, including banking and finance. Economists also work for various government departments and agencies, for example, the national treasury, central bank or bureau of statistics.
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There are dozens of prizes awarded to economists each year for outstanding intellectual contributions to the field, the most prominent of which is the Nobel Memorial Prize in Economic Sciences, though it is not a Nobel Prize.
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1 |
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Economics (/ɛkəˈnɒmɪks, iːkə-/)[1][2][3] is the social science that studies the production, distribution, and consumption of goods and services.[4]
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Economics focuses on the behaviour and interactions of economic agents and how economies work. Microeconomics analyzes basic elements in the economy, including individual agents and markets, their interactions, and the outcomes of interactions. Individual agents may include, for example, households, firms, buyers, and sellers. Macroeconomics analyzes the economy as a system where production, consumption, saving, and investment interact, and factors affecting it: employment of the resources of labour, capital, and land, currency inflation, economic growth, and public policies that have impact on these elements.
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Other broad distinctions within economics include those between positive economics, describing "what is", and normative economics, advocating "what ought to be"; between economic theory and applied economics; between rational and behavioural economics; and between mainstream economics and heterodox economics.[5]
|
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+
|
11 |
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Economic analysis can be applied throughout society, in real estate,[6] business,[7] finance, health care,[8] and government.[9] Economic analysis is sometimes also applied to such diverse subjects as crime, education,[10] the family, law, politics, religion,[11] social institutions, war,[12] science,[13] and the environment.[14]
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The discipline was renamed in the late 19th century, primarily due to Alfred Marshall, from "political economy" to "economics" as a shorter term for "economic science". At that time, it became more open to rigorous thinking and made increased use of mathematics, which helped support efforts to have it accepted as a science and as a separate discipline outside of political science and other social sciences.[a][16][17][18]
|
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|
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There are a variety of modern definitions of economics; some reflect evolving views of the subject or different views among economists.[19][20] Scottish philosopher Adam Smith (1776) defined what was then called political economy as "an inquiry into the nature and causes of the wealth of nations", in particular as:
|
18 |
+
|
19 |
+
a branch of the science of a statesman or legislator [with the twofold objectives of providing] a plentiful revenue or subsistence for the people ... [and] to supply the state or commonwealth with a revenue for the publick services.[21]
|
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+
|
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Jean-Baptiste Say (1803), distinguishing the subject from its public-policy uses, defines it as the science of production, distribution, and consumption of wealth.[22] On the satirical side, Thomas Carlyle (1849) coined "the dismal science" as an epithet for classical economics, in this context, commonly linked to the pessimistic analysis of Malthus (1798).[23] John Stuart Mill (1844) defines the subject in a social context as:
|
22 |
+
|
23 |
+
The science which traces the laws of such of the phenomena of society as arise from the combined operations of mankind for the production of wealth, in so far as those phenomena are not modified by the pursuit of any other object.[24]
|
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+
|
25 |
+
Alfred Marshall provides a still widely cited definition in his textbook Principles of Economics (1890) that extends analysis beyond wealth and from the societal to the microeconomic level:
|
26 |
+
|
27 |
+
Economics is a study of man in the ordinary business of life. It enquires how he gets his income and how he uses it. Thus, it is on the one side, the study of wealth and on the other and more important side, a part of the study of man.[25]
|
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|
29 |
+
Lionel Robbins (1932) developed implications of what has been termed "[p]erhaps the most commonly accepted current definition of the subject":[20]
|
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+
|
31 |
+
Economics is a science which studies human behaviour as a relationship between ends and scarce means which have alternative uses.[26]
|
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|
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+
Robbins describes the definition as not classificatory in "pick[ing] out certain kinds of behaviour" but rather analytical in "focus[ing] attention on a particular aspect of behaviour, the form imposed by the influence of scarcity."[27] He affirmed that previous economists have usually centred their studies on the analysis of wealth: how wealth is created (production), distributed, and consumed; and how wealth can grow.[28] But he said that economics can be used to study other things, such as war, that are outside its usual focus. This is because war has as the goal winning it (as a sought after end), generates both cost and benefits; and, resources (human life and other costs) are used to attain the goal. If the war is not winnable or if the expected costs outweigh the benefits, the deciding actors (assuming they are rational) may never go to war (a decision) but rather explore other alternatives. We cannot define economics as the science that studies wealth, war, crime, education, and any other field economic analysis can be applied to; but, as the science that studies a particular common aspect of each of those subjects (they all use scarce resources to attain a sought after end).
|
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|
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Some subsequent comments criticized the definition as overly broad in failing to limit its subject matter to analysis of markets. From the 1960s, however, such comments abated as the economic theory of maximizing behaviour and rational-choice modelling expanded the domain of the subject to areas previously treated in other fields.[29] There are other criticisms as well, such as in scarcity not accounting for the macroeconomics of high unemployment.[30]
|
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+
|
37 |
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Gary Becker, a contributor to the expansion of economics into new areas, describes the approach he favours as "combin[ing the] assumptions of maximizing behaviour, stable preferences, and market equilibrium, used relentlessly and unflinchingly."[31] One commentary characterizes the remark as making economics an approach rather than a subject matter but with great specificity as to the "choice process and the type of social interaction that [such] analysis involves." The same source reviews a range of definitions included in principles of economics textbooks and concludes that the lack of agreement need not affect the subject-matter that the texts treat. Among economists more generally, it argues that a particular definition presented may reflect the direction toward which the author believes economics is evolving, or should evolve.[20]
|
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|
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Economic writings date from earlier Mesopotamian, Greek, Roman, Indian subcontinent, Chinese, Persian, and Arab civilizations. Economic precepts occur throughout the writings of the Boeotian poet Hesiod and several economic historians have described Hesiod himself as the "first economist".[32] Other notable writers from Antiquity through to the Renaissance include Aristotle, Xenophon, Chanakya (also known as Kautilya), Qin Shi Huang, Thomas Aquinas, and Ibn Khaldun. Joseph Schumpeter described Aquinas as "coming nearer than any other group to being the "founders' of scientific economics" as to monetary, interest, and value theory within a natural-law perspective.[33][failed verification]
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Two groups, who later were called "mercantilists" and "physiocrats", more directly influenced the subsequent development of the subject. Both groups were associated with the rise of economic nationalism and modern capitalism in Europe. Mercantilism was an economic doctrine that flourished from the 16th to 18th century in a prolific pamphlet literature, whether of merchants or statesmen. It held that a nation's wealth depended on its accumulation of gold and silver. Nations without access to mines could obtain gold and silver from trade only by selling goods abroad and restricting imports other than of gold and silver. The doctrine called for importing cheap raw materials to be used in manufacturing goods, which could be exported, and for state regulation to impose protective tariffs on foreign manufactured goods and prohibit manufacturing in the colonies.[34]
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Physiocrats, a group of 18th-century French thinkers and writers, developed the idea of the economy as a circular flow of income and output. Physiocrats believed that only agricultural production generated a clear surplus over cost, so that agriculture was the basis of all wealth. Thus, they opposed the mercantilist policy of promoting manufacturing and trade at the expense of agriculture, including import tariffs. Physiocrats advocated replacing administratively costly tax collections with a single tax on income of land owners. In reaction against copious mercantilist trade regulations, the physiocrats advocated a policy of laissez-faire, which called for minimal government intervention in the economy.[35]
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Adam Smith (1723–1790) was an early economic theorist.[36] Smith was harshly critical of the mercantilists but described the physiocratic system "with all its imperfections" as "perhaps the purest approximation to the truth that has yet been published" on the subject.[37]
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The publication of Adam Smith's The Wealth of Nations in 1776, has been described as "the effective birth of economics as a separate discipline."[38] The book identified land, labour, and capital as the three factors of production and the major contributors to a nation's wealth, as distinct from the physiocratic idea that only agriculture was productive.
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Smith discusses potential benefits of specialization by division of labour, including increased labour productivity and gains from trade, whether between town and country or across countries.[39] His "theorem" that "the division of labor is limited by the extent of the market" has been described as the "core of a theory of the functions of firm and industry" and a "fundamental principle of economic organization."[40] To Smith has also been ascribed "the most important substantive proposition in all of economics" and foundation of resource-allocation theory – that, under competition, resource owners (of labour, land, and capital) seek their most profitable uses, resulting in an equal rate of return for all uses in equilibrium (adjusted for apparent differences arising from such factors as training and unemployment).[41]
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In an argument that includes "one of the most famous passages in all economics,"[42] Smith represents every individual as trying to employ any capital they might command for their own advantage, not that of the society,[b] and for the sake of profit, which is necessary at some level for employing capital in domestic industry, and positively related to the value of produce.[44] In this:
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He generally, indeed, neither intends to promote the public interest, nor knows how much he is promoting it. By preferring the support of domestic to that of foreign industry, he intends only his own security; and by directing that industry in such a manner as its produce may be of the greatest value, he intends only his own gain, and he is in this, as in many other cases, led by an invisible hand to promote an end which was no part of his intention. Nor is it always the worse for the society that it was no part of it. By pursuing his own interest he frequently promotes that of the society more effectually than when he really intends to promote it.[45]
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The Rev. Thomas Robert Malthus (1798) used the concept of diminishing returns to explain low living standards. Human population, he argued, tended to increase geometrically, outstripping the production of food, which increased arithmetically. The force of a rapidly growing population against a limited amount of land meant diminishing returns to labour. The result, he claimed, was chronically low wages, which prevented the standard of living for most of the population from rising above the subsistence level.[46] Economist Julian Lincoln Simon has criticized Malthus's conclusions.[47]
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While Adam Smith emphasized the production of income, David Ricardo (1817) focused on the distribution of income among landowners, workers, and capitalists. Ricardo saw an inherent conflict between landowners on the one hand and labour and capital on the other. He posited that the growth of population and capital, pressing against a fixed supply of land, pushes up rents and holds down wages and profits. Ricardo was the first to state and prove the principle of comparative advantage, according to which each country should specialize in producing and exporting goods in that it has a lower relative cost of production, rather relying only on its own production.[48] It has been termed a "fundamental analytical explanation" for gains from trade.[49]
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Coming at the end of the classical tradition, John Stuart Mill (1848) parted company with the earlier classical economists on the inevitability of the distribution of income produced by the market system. Mill pointed to a distinct difference between the market's two roles: allocation of resources and distribution of income. The market might be efficient in allocating resources but not in distributing income, he wrote, making it necessary for society to intervene.[50]
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Value theory was important in classical theory. Smith wrote that the "real price of every thing ... is the toil and trouble of acquiring it". Smith maintained that, with rent and profit, other costs besides wages also enter the price of a commodity.[51] Other classical economists presented variations on Smith, termed the 'labour theory of value'. Classical economics focused on the tendency of any market economy to settle in a final stationary state made up of a constant stock of physical wealth (capital) and a constant population size.
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Marxist (later, Marxian) economics descends from classical economics and it derives from the work of Karl Marx. The first volume of Marx's major work, Das Kapital, was published in German in 1867. In it, Marx focused on the labour theory of value and the theory of surplus value which, he believed, explained the exploitation of labour by capital.[52] The labour theory of value held that the value of an exchanged commodity was determined by the labour that went into its production and the theory of surplus value demonstrated how the workers only got paid a proportion of the value their work had created.[53]
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At the dawn as a social science, economics was defined and discussed at length as the study of production, distribution, and consumption of wealth by Jean-Baptiste Say in his Treatise on Political Economy or, The Production, Distribution, and Consumption of Wealth (1803). These three items are considered by the science only in relation to the increase or diminution of wealth, and not in reference to their processes of execution.[c] Say's definition has prevailed up to our time, saved by substituting the word "wealth" for "goods and services" meaning that wealth may include non-material objects as well. One hundred and thirty years later, Lionel Robbins noticed that this definition no longer sufficed,[d] because many economists were making theoretical and philosophical inroads in other areas of human activity. In his Essay on the Nature and Significance of Economic Science, he proposed a definition of economics as a study of a particular aspect of human behaviour, the one that falls under the influence of scarcity,[e] which forces people to choose, allocate scarce resources to competing ends, and economize (seeking the greatest welfare while avoiding the wasting of scarce resources). For Robbins, the insufficiency was solved, and his definition allows us to proclaim, with an easy conscience, education economics, safety and security economics, health economics, war economics, and of course, production, distribution and consumption economics as valid subjects of the economic science." Citing Robbins: "Economics is the science which studies human behavior as a relationship between ends and scarce means which have alternative uses".[27] After discussing it for decades, Robbins' definition became widely accepted by mainstream economists, and it has opened way into current textbooks.[54] Although far from unanimous, most mainstream economists would accept some version of Robbins' definition, even though many have raised serious objections to the scope and method of economics, emanating from that definition.[55] Due to the lack of strong consensus, and that production, distribution and consumption of goods and services is the prime area of study of economics, the old definition still stands in many quarters.
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A body of theory later termed "neoclassical economics" or "marginalism" formed from about 1870 to 1910. The term "economics" was popularized by such neoclassical economists as Alfred Marshall as a concise synonym for "economic science" and a substitute for the earlier "political economy".[17][18] This corresponded to the influence on the subject of mathematical methods used in the natural sciences.[56]
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Neoclassical economics systematized supply and demand as joint determinants of price and quantity in market equilibrium, affecting both the allocation of output and the distribution of income. It dispensed with the labour theory of value inherited from classical economics in favour of a marginal utility theory of value on the demand side and a more general theory of costs on the supply side.[57] In the 20th century, neoclassical theorists moved away from an earlier notion suggesting that total utility for a society could be measured in favour of ordinal utility, which hypothesizes merely behaviour-based relations across persons.[58][59]
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In microeconomics, neoclassical economics represents incentives and costs as playing a pervasive role in shaping decision making. An immediate example of this is the consumer theory of individual demand, which isolates how prices (as costs) and income affect quantity demanded.[58] In macroeconomics it is reflected in an early and lasting neoclassical synthesis with Keynesian macroeconomics.[60][58]
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Neoclassical economics is occasionally referred as orthodox economics whether by its critics or sympathizers. Modern mainstream economics builds on neoclassical economics but with many refinements that either supplement or generalize earlier analysis, such as econometrics, game theory, analysis of market failure and imperfect competition, and the neoclassical model of economic growth for analysing long-run variables affecting national income.
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Neoclassical economics studies the behaviour of individuals, households, and organizations (called economic actors, players, or agents), when they manage or use scarce resources, which have alternative uses, to achieve desired ends. Agents are assumed to act rationally, have multiple desirable ends in sight, limited resources to obtain these ends, a set of stable preferences, a definite overall guiding objective, and the capability of making a choice. There exists an economic problem, subject to study by economic science, when a decision (choice) is made by one or more resource-controlling players to attain the best possible outcome under bounded rational conditions. In other words, resource-controlling agents maximize value subject to the constraints imposed by the information the agents have, their cognitive limitations, and the finite amount of time they have to make and execute a decision. Economic science centres on the activities of the economic agents that comprise society.[61] They are the focus of economic analysis.[f]
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An approach to understanding these processes, through the study of agent behaviour under scarcity, may go as follows:
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The continuous interplay (exchange or trade) done by economic actors in all markets sets the prices for all goods and services which, in turn, make the rational managing of scarce resources possible. At the same time, the decisions (choices) made by the same actors, while they are pursuing their own interest, determine the level of output (production), consumption, savings, and investment, in an economy, as well as the remuneration (distribution) paid to the owners of labour (in the form of wages), capital (in the form of profits) and land (in the form of rent).[g] Each period, as if they were in a giant feedback system, economic players influence the pricing processes and the economy, and are in turn influenced by them until a steady state (equilibrium) of all variables involved is reached or until an external shock throws the system toward a new equilibrium point. Because of the autonomous actions of rational interacting agents, the economy is a complex adaptive system.[h]
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Keynesian economics derives from John Maynard Keynes, in particular his book The General Theory of Employment, Interest and Money (1936), which ushered in contemporary macroeconomics as a distinct field.[62] The book focused on determinants of national income in the short run when prices are relatively inflexible. Keynes attempted to explain in broad theoretical detail why high labour-market unemployment might not be self-correcting due to low "effective demand" and why even price flexibility and monetary policy might be unavailing. The term "revolutionary" has been applied to the book in its impact on economic analysis.[63]
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Keynesian economics has two successors. Post-Keynesian economics also concentrates on macroeconomic rigidities and adjustment processes. Research on micro foundations for their models is represented as based on real-life practices rather than simple optimizing models. It is generally associated with the University of Cambridge and the work of Joan Robinson.[64]
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New-Keynesian economics is also associated with developments in the Keynesian fashion. Within this group researchers tend to share with other economists the emphasis on models employing micro foundations and optimizing behaviour but with a narrower focus on standard Keynesian themes such as price and wage rigidity. These are usually made to be endogenous features of the models, rather than simply assumed as in older Keynesian-style ones.
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The Chicago School of economics is best known for its free market advocacy and monetarist ideas. According to Milton Friedman and monetarists, market economies are inherently stable if the money supply does not greatly expand or contract. Ben Bernanke, former Chairman of the Federal Reserve, is among the economists today generally accepting Friedman's analysis of the causes of the Great Depression.[65]
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Milton Friedman effectively took many of the basic principles set forth by Adam Smith and the classical economists and modernized them. One example of this is his article in the 13 September 1970 issue of The New York Times Magazine, in which he claims that the social responsibility of business should be "to use its resources and engage in activities designed to increase its profits ... (through) open and free competition without deception or fraud."[66]
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Other well-known schools or trends of thought referring to a particular style of economics practised at and disseminated from well-defined groups of academicians that have become known worldwide, include the Austrian School, the Freiburg School, the School of Lausanne, post-Keynesian economics and the Stockholm school. Contemporary mainstream economics is sometimes separated into the Saltwater approach of those universities along the Eastern and Western coasts of the US, and the Freshwater, or Chicago-school approach.
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Within macroeconomics there is, in general order of their appearance in the literature; classical economics, Keynesian economics, the neoclassical synthesis, post-Keynesian economics, monetarism, new classical economics, and supply-side economics. Alternative developments include ecological economics, constitutional economics, institutional economics, evolutionary economics, dependency theory, structuralist economics, world systems theory, econophysics, feminist economics and biophysical economics.[67]
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Economic systems is the branch of economics that studies the methods and institutions by which societies determine the ownership, direction, and allocation of economic resources. An economic system of a society is the unit of analysis.
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Among contemporary systems at different ends of the organizational spectrum are socialist systems and capitalist systems, in which most production occurs in respectively state-run and private enterprises. In between are mixed economies. A common element is the interaction of economic and political influences, broadly described as political economy. Comparative economic systems studies the relative performance and behaviour of different economies or systems.[68]
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The U.S. Export-Import Bank defines a Marxist–Leninist state as having a centrally planned economy.[53] They are now rare; examples can still be seen in Cuba, North Korea and Laos.[69][needs update]
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Mainstream economic theory relies upon a priori quantitative economic models, which employ a variety of concepts. Theory typically proceeds with an assumption of ceteris paribus, which means holding constant explanatory variables other than the one under consideration. When creating theories, the objective is to find ones which are at least as simple in information requirements, more precise in predictions, and more fruitful in generating additional research than prior theories.[70] While neoclassical economic theory constitutes both the dominant or orthodox theoretical as well as methodological framework, economic theory can also take the form of other schools of thought such as in heterodox economic theories.
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In microeconomics, principal concepts include supply and demand, marginalism, rational choice theory, opportunity cost, budget constraints, utility, and the theory of the firm.[71] Early macroeconomic models focused on modelling the relationships between aggregate variables, but as the relationships appeared to change over time macroeconomists, including new Keynesians, reformulated their models in microfoundations.[72]
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The aforementioned microeconomic concepts play a major part in macroeconomic models – for instance, in monetary theory, the quantity theory of money predicts that increases in the growth rate of the money supply increase inflation, and inflation is assumed to be influenced by rational expectations. In development economics, slower growth in developed nations has been sometimes predicted because of the declining marginal returns of investment and capital, and this has been observed in the Four Asian Tigers. Sometimes an economic hypothesis is only qualitative, not quantitative.[73]
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Expositions of economic reasoning often use two-dimensional graphs to illustrate theoretical relationships. At a higher level of generality, Paul Samuelson's treatise Foundations of Economic Analysis (1947) used mathematical methods beyond graphs to represent the theory, particularly as to maximizing behavioural relations of agents reaching equilibrium. The book focused on examining the class of statements called operationally meaningful theorems in economics, which are theorems that can conceivably be refuted by empirical data.[74]
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Microeconomics examines how entities, forming a market structure, interact within a market to create a market system. These entities include private and public players with various classifications, typically operating under scarcity of tradable units and light government regulation.[clarification needed] The item traded may be a tangible product such as apples or a service such as repair services, legal counsel, or entertainment.
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In theory, in a free market the aggregates (sum of) of quantity demanded by buyers and quantity supplied by sellers may reach economic equilibrium over time in reaction to price changes; in practice, various issues may prevent equilibrium, and any equilibrium reached may not necessarily be morally equitable. For example, if the supply of healthcare services is limited by external factors, the equilibrium price may be unaffordable for many who desire it but cannot pay for it.
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Various market structures exist. In perfectly competitive markets, no participants are large enough to have the market power to set the price of a homogeneous product. In other words, every participant is a "price taker" as no participant influences the price of a product. In the real world, markets often experience imperfect competition.
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Forms include monopoly (in which there is only one seller of a good), duopoly (in which there are only two sellers of a good), oligopoly (in which there are few sellers of a good), monopolistic competition (in which there are many sellers producing highly differentiated goods), monopsony (in which there is only one buyer of a good), and oligopsony (in which there are few buyers of a good). Unlike perfect competition, imperfect competition invariably means market power is unequally distributed. Firms under imperfect competition have the potential to be "price makers", which means that, by holding a disproportionately high share of market power, they can influence the prices of their products.
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Microeconomics studies individual markets by simplifying the economic system by assuming that activity in the market being analysed does not affect other markets. This method of analysis is known as partial-equilibrium analysis (supply and demand). This method aggregates (the sum of all activity) in only one market. General-equilibrium theory studies various markets and their behaviour. It aggregates (the sum of all activity) across all markets. This method studies both changes in markets and their interactions leading towards equilibrium.[75]
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In microeconomics, production is the conversion of inputs into outputs. It is an economic process that uses inputs to create a commodity or a service for exchange or direct use. Production is a flow and thus a rate of output per period of time. Distinctions include such production alternatives as for consumption (food, haircuts, etc.) vs. investment goods (new tractors, buildings, roads, etc.), public goods (national defence, smallpox vaccinations, etc.) or private goods (new computers, bananas, etc.), and "guns" vs "butter".
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Opportunity cost is the economic cost of production: the value of the next best opportunity foregone. Choices must be made between desirable yet mutually exclusive actions. It has been described as expressing "the basic relationship between scarcity and choice".[76] For example, if a baker uses a sack of flour to make pretzels one morning, then the baker cannot use either the flour or the morning to make bagels instead. Part of the cost of making pretzels is that neither the flour nor the morning are available any longer, for use in some other way. The opportunity cost of an activity is an element in ensuring that scarce resources are used efficiently, such that the cost is weighed against the value of that activity in deciding on more or less of it. Opportunity costs are not restricted to monetary or financial costs but could be measured by the real cost of output forgone, leisure, or anything else that provides the alternative benefit (utility).[77]
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Inputs used in the production process include such primary factors of production as labour services, capital (durable produced goods used in production, such as an existing factory), and land (including natural resources). Other inputs may include intermediate goods used in production of final goods, such as the steel in a new car.
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Economic efficiency measures how well a system generates desired output with a given set of inputs and available technology. Efficiency is improved if more output is generated without changing inputs, or in other words, the amount of "waste" is reduced. A widely accepted general standard is Pareto efficiency, which is reached when no further change can make someone better off without making someone else worse off.
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The production–possibility frontier (PPF) is an expository figure for representing scarcity, cost, and efficiency. In the simplest case an economy can produce just two goods (say "guns" and "butter"). The PPF is a table or graph (as at the right) showing the different quantity combinations of the two goods producible with a given technology and total factor inputs, which limit feasible total output. Each point on the curve shows potential total output for the economy, which is the maximum feasible output of one good, given a feasible output quantity of the other good.
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Scarcity is represented in the figure by people being willing but unable in the aggregate to consume beyond the PPF (such as at X) and by the negative slope of the curve.[78] If production of one good increases along the curve, production of the other good decreases, an inverse relationship. This is because increasing output of one good requires transferring inputs to it from production of the other good, decreasing the latter.
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The slope of the curve at a point on it gives the trade-off between the two goods. It measures what an additional unit of one good costs in units forgone of the other good, an example of a real opportunity cost. Thus, if one more Gun costs 100 units of butter, the opportunity cost of one Gun is 100 Butter. Along the PPF, scarcity implies that choosing more of one good in the aggregate entails doing with less of the other good. Still, in a market economy, movement along the curve may indicate that the choice of the increased output is anticipated to be worth the cost to the agents.
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By construction, each point on the curve shows productive efficiency in maximizing output for given total inputs. A point inside the curve (as at A), is feasible but represents production inefficiency (wasteful use of inputs), in that output of one or both goods could increase by moving in a northeast direction to a point on the curve. Examples cited of such inefficiency include high unemployment during a business-cycle recession or economic organization of a country that discourages full use of resources. Being on the curve might still not fully satisfy allocative efficiency (also called Pareto efficiency) if it does not produce a mix of goods that consumers prefer over other points.
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Much applied economics in public policy is concerned with determining how the efficiency of an economy can be improved. Recognizing the reality of scarcity and then figuring out how to organize society for the most efficient use of resources has been described as the "essence of economics", where the subject "makes its unique contribution."[79]
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Specialization is considered key to economic efficiency based on theoretical and empirical considerations. Different individuals or nations may have different real opportunity costs of production, say from differences in stocks of human capital per worker or capital/labour ratios. According to theory, this may give a comparative advantage in production of goods that make more intensive use of the relatively more abundant, thus relatively cheaper, input.
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Even if one region has an absolute advantage as to the ratio of its outputs to inputs in every type of output, it may still specialize in the output in which it has a comparative advantage and thereby gain from trading with a region that lacks any absolute advantage but has a comparative advantage in producing something else.
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It has been observed that a high volume of trade occurs among regions even with access to a similar technology and mix of factor inputs, including high-income countries. This has led to investigation of economies of scale and agglomeration to explain specialization in similar but differentiated product lines, to the overall benefit of respective trading parties or regions.[80]
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The general theory of specialization applies to trade among individuals, farms, manufacturers, service providers, and economies. Among each of these production systems, there may be a corresponding division of labour with different work groups specializing, or correspondingly different types of capital equipment and differentiated land uses.[81]
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An example that combines features above is a country that specializes in the production of high-tech knowledge products, as developed countries do, and trades with developing nations for goods produced in factories where labour is relatively cheap and plentiful, resulting in different in opportunity costs of production. More total output and utility thereby results from specializing in production and trading than if each country produced its own high-tech and low-tech products.
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Theory and observation set out the conditions such that market prices of outputs and productive inputs select an allocation of factor inputs by comparative advantage, so that (relatively) low-cost inputs go to producing low-cost outputs. In the process, aggregate output may increase as a by-product or by design.[82] Such specialization of production creates opportunities for gains from trade whereby resource owners benefit from trade in the sale of one type of output for other, more highly valued goods. A measure of gains from trade is the increased income levels that trade may facilitate.[83]
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Prices and quantities have been described as the most directly observable attributes of goods produced and exchanged in a market economy.[84] The theory of supply and demand is an organizing principle for explaining how prices coordinate the amounts produced and consumed. In microeconomics, it applies to price and output determination for a market with perfect competition, which includes the condition of no buyers or sellers large enough to have price-setting power.
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For a given market of a commodity, demand is the relation of the quantity that all buyers would be prepared to purchase at each unit price of the good. Demand is often represented by a table or a graph showing price and quantity demanded (as in the figure). Demand theory describes individual consumers as rationally choosing the most preferred quantity of each good, given income, prices, tastes, etc. A term for this is "constrained utility maximization" (with income and wealth as the constraints on demand). Here, utility refers to the hypothesized relation of each individual consumer for ranking different commodity bundles as more or less preferred.
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The law of demand states that, in general, price and quantity demanded in a given market are inversely related. That is, the higher the price of a product, the less of it people would be prepared to buy (other things unchanged). As the price of a commodity falls, consumers move toward it from relatively more expensive goods (the substitution effect). In addition, purchasing power from the price decline increases ability to buy (the income effect). Other factors can change demand; for example an increase in income will shift the demand curve for a normal good outward relative to the origin, as in the figure. All determinants are predominantly taken as constant factors of demand and supply.
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Supply is the relation between the price of a good and the quantity available for sale at that price. It may be represented as a table or graph relating price and quantity supplied. Producers, for example business firms, are hypothesized to be profit maximizers, meaning that they attempt to produce and supply the amount of goods that will bring them the highest profit. Supply is typically represented as a function relating price and quantity, if other factors are unchanged.
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That is, the higher the price at which the good can be sold, the more of it producers will supply, as in the figure. The higher price makes it profitable to increase production. Just as on the demand side, the position of the supply can shift, say from a change in the price of a productive input or a technical improvement. The "Law of Supply" states that, in general, a rise in price leads to an expansion in supply and a fall in price leads to a contraction in supply. Here as well, the determinants of supply, such as price of substitutes, cost of production, technology applied and various factors inputs of production are all taken to be constant for a specific time period of evaluation of supply.
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Market equilibrium occurs where quantity supplied equals quantity demanded, the intersection of the supply and demand curves in the figure above. At a price below equilibrium, there is a shortage of quantity supplied compared to quantity demanded. This is posited to bid the price up. At a price above equilibrium, there is a surplus of quantity supplied compared to quantity demanded. This pushes the price down. The model of supply and demand predicts that for given supply and demand curves, price and quantity will stabilize at the price that makes quantity supplied equal to quantity demanded. Similarly, demand-and-supply theory predicts a new price-quantity combination from a shift in demand (as to the figure), or in supply.
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People frequently do not trade directly on markets. Instead, on the supply side, they may work in and produce through firms. The most obvious kinds of firms are corporations, partnerships and trusts. According to Ronald Coase, people begin to organize their production in firms when the costs of doing business becomes lower than doing it on the market.[85] Firms combine labour and capital, and can achieve far greater economies of scale (when the average cost per unit declines as more units are produced) than individual market trading.
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In perfectly competitive markets studied in the theory of supply and demand, there are many producers, none of which significantly influence price. Industrial organization generalizes from that special case to study the strategic behaviour of firms that do have significant control of price. It considers the structure of such markets and their interactions. Common market structures studied besides perfect competition include monopolistic competition, various forms of oligopoly, and monopoly.[86]
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Managerial economics applies microeconomic analysis to specific decisions in business firms or other management units. It draws heavily from quantitative methods such as operations research and programming and from statistical methods such as regression analysis in the absence of certainty and perfect knowledge. A unifying theme is the attempt to optimize business decisions, including unit-cost minimization and profit maximization, given the firm's objectives and constraints imposed by technology and market conditions.[87]
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Uncertainty in economics is an unknown prospect of gain or loss, whether quantifiable as risk or not. Without it, household behaviour would be unaffected by uncertain employment and income prospects, financial and capital markets would reduce to exchange of a single instrument in each market period, and there would be no communications industry.[88] Given its different forms, there are various ways of representing uncertainty and modelling economic agents' responses to it.[89]
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Game theory is a branch of applied mathematics that considers strategic interactions between agents, one kind of uncertainty. It provides a mathematical foundation of industrial organization, discussed above, to model different types of firm behaviour, for example in a solipsistic industry (few sellers), but equally applicable to wage negotiations, bargaining, contract design, and any situation where individual agents are few enough to have perceptible effects on each other. In behavioural economics, it has been used to model the strategies agents choose when interacting with others whose interests are at least partially adverse to their own.[90]
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In this, it generalizes maximization approaches developed to analyse market actors such as in the supply and demand model and allows for incomplete information of actors. The field dates from the 1944 classic Theory of Games and Economic Behavior by John von Neumann and Oskar Morgenstern. It has significant applications seemingly outside of economics in such diverse subjects as formulation of nuclear strategies, ethics, political science, and evolutionary biology.[91]
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Risk aversion may stimulate activity that in well-functioning markets smooths out risk and communicates information about risk, as in markets for insurance, commodity futures contracts, and financial instruments. Financial economics or simply finance describes the allocation of financial resources. It also analyses the pricing of financial instruments, the financial structure of companies, the efficiency and fragility of financial markets,[92] financial crises, and related government policy or regulation.[93]
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Some market organizations may give rise to inefficiencies associated with uncertainty. Based on George Akerlof's "Market for Lemons" article, the paradigm example is of a dodgy second-hand car market. Customers without knowledge of whether a car is a "lemon" depress its price below what a quality second-hand car would be.[94] Information asymmetry arises here, if the seller has more relevant information than the buyer but no incentive to disclose it. Related problems in insurance are adverse selection, such that those at most risk are most likely to insure (say reckless drivers), and moral hazard, such that insurance results in riskier behaviour (say more reckless driving).[95]
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Both problems may raise insurance costs and reduce efficiency by driving otherwise willing transactors from the market ("incomplete markets"). Moreover, attempting to reduce one problem, say adverse selection by mandating insurance, may add to another, say moral hazard. Information economics, which studies such problems, has relevance in subjects such as insurance, contract law, mechanism design, monetary economics, and health care.[95] Applied subjects include market and legal remedies to spread or reduce risk, such as warranties, government-mandated partial insurance, restructuring or bankruptcy law, inspection, and regulation for quality and information disclosure.[96][97]
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The term "market failure" encompasses several problems which may undermine standard economic assumptions. Although economists categorize market failures differently, the following categories emerge in the main texts.[i]
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Information asymmetries and incomplete markets may result in economic inefficiency but also a possibility of improving efficiency through market, legal, and regulatory remedies, as discussed above.
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Natural monopoly, or the overlapping concepts of "practical" and "technical" monopoly, is an extreme case of failure of competition as a restraint on producers. Extreme economies of scale are one possible cause.
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Public goods are goods which are under-supplied in a typical market. The defining features are that people can consume public goods without having to pay for them and that more than one person can consume the good at the same time.
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Externalities occur where there are significant social costs or benefits from production or consumption that are not reflected in market prices. For example, air pollution may generate a negative externality, and education may generate a positive externality (less crime, etc.). Governments often tax and otherwise restrict the sale of goods that have negative externalities and subsidize or otherwise promote the purchase of goods that have positive externalities in an effort to correct the price distortions caused by these externalities.[98] Elementary demand-and-supply theory predicts equilibrium but not the speed of adjustment for changes of equilibrium due to a shift in demand or supply.[99]
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In many areas, some form of price stickiness is postulated to account for quantities, rather than prices, adjusting in the short run to changes on the demand side or the supply side. This includes standard analysis of the business cycle in macroeconomics. Analysis often revolves around causes of such price stickiness and their implications for reaching a hypothesized long-run equilibrium. Examples of such price stickiness in particular markets include wage rates in labour markets and posted prices in markets deviating from perfect competition.
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Some specialized fields of economics deal in market failure more than others. The economics of the public sector is one example. Much environmental economics concerns externalities or "public bads".
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Policy options include regulations that reflect cost-benefit analysis or market solutions that change incentives, such as emission fees or redefinition of property rights.[100]
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Public finance is the field of economics that deals with budgeting the revenues and expenditures of a public sector entity, usually government. The subject addresses such matters as tax incidence (who really pays a particular tax), cost-benefit analysis of government programmes, effects on economic efficiency and income distribution of different kinds of spending and taxes, and fiscal politics. The latter, an aspect of public choice theory, models public-sector behaviour analogously to microeconomics, involving interactions of self-interested voters, politicians, and bureaucrats.[101]
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Much of economics is positive, seeking to describe and predict economic phenomena. Normative economics seeks to identify what economies ought to be like.
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Welfare economics is a normative branch of economics that uses microeconomic techniques to simultaneously determine the allocative efficiency within an economy and the income distribution associated with it. It attempts to measure social welfare by examining the economic activities of the individuals that comprise society.[102]
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Macroeconomics examines the economy as a whole to explain broad aggregates and their interactions "top down", that is, using a simplified form of general-equilibrium theory.[103] Such aggregates include national income and output, the unemployment rate, and price inflation and subaggregates like total consumption and investment spending and their components. It also studies effects of monetary policy and fiscal policy.
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Since at least the 1960s, macroeconomics has been characterized by further integration as to micro-based modelling of sectors, including rationality of players, efficient use of market information, and imperfect competition.[104] This has addressed a long-standing concern about inconsistent developments of the same subject.[105]
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Macroeconomic analysis also considers factors affecting the long-term level and growth of national income. Such factors include capital accumulation, technological change and labour force growth.[106]
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Growth economics studies factors that explain economic growth – the increase in output per capita of a country over a long period of time. The same factors are used to explain differences in the level of output per capita between countries, in particular why some countries grow faster than others, and whether countries converge at the same rates of growth.
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Much-studied factors include the rate of investment, population growth, and technological change. These are represented in theoretical and empirical forms (as in the neoclassical and endogenous growth models) and in growth accounting.[107]
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The economics of a depression were the spur for the creation of "macroeconomics" as a separate discipline. During the Great Depression of the 1930s, John Maynard Keynes authored a book entitled The General Theory of Employment, Interest and Money outlining the key theories of Keynesian economics. Keynes contended that aggregate demand for goods might be insufficient during economic downturns, leading to unnecessarily high unemployment and losses of potential output.
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He therefore advocated active policy responses by the public sector, including monetary policy actions by the central bank and fiscal policy actions by the government to stabilize output over the business cycle.[108]
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Thus, a central conclusion of Keynesian economics is that, in some situations, no strong automatic mechanism moves output and employment towards full employment levels. John Hicks' IS/LM model has been the most influential interpretation of The General Theory.
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Over the years, understanding of the business cycle has branched into various research programmes, mostly related to or distinct from Keynesianism. The neoclassical synthesis refers to the reconciliation of Keynesian economics with neoclassical economics, stating that Keynesianism is correct in the short run but qualified by neoclassical-like considerations in the intermediate and long run.[60]
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New classical macroeconomics, as distinct from the Keynesian view of the business cycle, posits market clearing with imperfect information. It includes Friedman's permanent income hypothesis on consumption and "rational expectations" theory,[109] led by Robert Lucas, and real business cycle theory.[110]
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In contrast, the new Keynesian approach retains the rational expectations assumption, however it assumes a variety of market failures. In particular, New Keynesians assume prices and wages are "sticky", which means they do not adjust instantaneously to changes in economic conditions.[72]
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Thus, the new classicals assume that prices and wages adjust automatically to attain full employment, whereas the new Keynesians see full employment as being automatically achieved only in the long run, and hence government and central-bank policies are needed because the "long run" may be very long.
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The amount of unemployment in an economy is measured by the unemployment rate, the percentage of workers without jobs in the labour force. The labour force only includes workers actively looking for jobs. People who are retired, pursuing education, or discouraged from seeking work by a lack of job prospects are excluded from the labour force. Unemployment can be generally broken down into several types that are related to different causes.[111]
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Classical models of unemployment occurs when wages are too high for employers to be willing to hire more workers. Consistent with classical unemployment, frictional unemployment occurs when appropriate job vacancies exist for a worker, but the length of time needed to search for and find the job leads to a period of unemployment.[111]
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Structural unemployment covers a variety of possible causes of unemployment including a mismatch between workers' skills and the skills required for open jobs.[112] Large amounts of structural unemployment can occur when an economy is transitioning industries and workers find their previous set of skills are no longer in demand. Structural unemployment is similar to frictional unemployment since both reflect the problem of matching workers with job vacancies, but structural unemployment covers the time needed to acquire new skills not just the short term search process.[113]
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While some types of unemployment may occur regardless of the condition of the economy, cyclical unemployment occurs when growth stagnates. Okun's law represents the empirical relationship between unemployment and economic growth.[114] The original version of Okun's law states that a 3% increase in output would lead to a 1% decrease in unemployment.[115]
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Money is a means of final payment for goods in most price system economies, and is the unit of account in which prices are typically stated. Money has general acceptability, relative consistency in value, divisibility, durability, portability, elasticity in supply, and longevity with mass public confidence. It includes currency held by the nonbank public and checkable deposits. It has been described as a social convention, like language, useful to one largely because it is useful to others. In the words of Francis Amasa Walker, a well-known 19th-century economist, "Money is what money does" ("Money is that money does" in the original).[116]
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As a medium of exchange, money facilitates trade. It is essentially a measure of value and more importantly, a store of value being a basis for credit creation. Its economic function can be contrasted with barter (non-monetary exchange). Given a diverse array of produced goods and specialized producers, barter may entail a hard-to-locate double coincidence of wants as to what is exchanged, say apples and a book. Money can reduce the transaction cost of exchange because of its ready acceptability. Then it is less costly for the seller to accept money in exchange, rather than what the buyer produces.[117]
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At the level of an economy, theory and evidence are consistent with a positive relationship running from the total money supply to the nominal value of total output and to the general price level. For this reason, management of the money supply is a key aspect of monetary policy.[118]
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Governments implement fiscal policy to influence macroeconomic conditions by adjusting spending and taxation policies to alter aggregate demand. When aggregate demand falls below the potential output of the economy, there is an output gap where some productive capacity is left unemployed. Governments increase spending and cut taxes to boost aggregate demand. Resources that have been idled can be used by the government.
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For example, unemployed home builders can be hired to expand highways. Tax cuts allow consumers to increase their spending, which boosts aggregate demand. Both tax cuts and spending have multiplier effects where the initial increase in demand from the policy percolates through the economy and generates additional economic activity.
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The effects of fiscal policy can be limited by crowding out. When there is no output gap, the economy is producing at full capacity and there are no excess productive resources. If the government increases spending in this situation, the government uses resources that otherwise would have been used by the private sector, so there is no increase in overall output. Some economists think that crowding out is always an issue while others do not think it is a major issue when output is depressed.
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Sceptics of fiscal policy also make the argument of Ricardian equivalence. They argue that an increase in debt will have to be paid for with future tax increases, which will cause people to reduce their consumption and save money to pay for the future tax increase. Under Ricardian equivalence, any boost in demand from tax cuts will be offset by the increased saving intended to pay for future higher taxes.
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International trade studies determinants of goods-and-services flows across international boundaries. It also concerns the size and distribution of gains from trade. Policy applications include estimating the effects of changing tariff rates and trade quotas. International finance is a macroeconomic field which examines the flow of capital across international borders, and the effects of these movements on exchange rates. Increased trade in goods, services and capital between countries is a major effect of contemporary globalization.[119]
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Development economics examines economic aspects of the economic development process in relatively low-income countries focusing on structural change, poverty, and economic growth. Approaches in development economics frequently incorporate social and political factors.[120]
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Labor economics seeks to understand the functioning and dynamics of the markets for wage labor. Labor markets function through the interaction of workers and employers. Labor economics looks at the suppliers of labor services (workers), the demands of labor services (employers), and attempts to understand the resulting pattern of wages, employment, and income. In economics, labor is a measure of the work done by human beings. It is conventionally contrasted with such other factors of production as land and capital. There are theories which have developed a concept called human capital (referring to the skills that workers possess, not necessarily their actual work), although there are also counter posing macro-economic system theories that think human capital is a contradiction in terms.
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Welfare economics uses microeconomics techniques to evaluate well-being from allocation of productive factors as to desirability and economic efficiency within an economy, often relative to competitive general equilibrium.[121] It analyzes social welfare, however measured, in terms of economic activities of the individuals that compose the theoretical society considered. Accordingly, individuals, with associated economic activities, are the basic units for aggregating to social welfare, whether of a group, a community, or a society, and there is no "social welfare" apart from the "welfare" associated with its individual units.
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According to various random and anonymous surveys of members of the American Economic Association, economists have agreement about the following propositions by percentage:[122][123][124][125][126]
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"The dismal science" is a derogatory alternative name for economics devised by the Victorian historian Thomas Carlyle in the 19th century. It is often stated that Carlyle gave economics the nickname "the dismal science" as a response to the late 18th century writings of The Reverend Thomas Robert Malthus, who grimly predicted that starvation would result, as projected population growth exceeded the rate of increase in the food supply. However, the actual phrase was coined by Carlyle in the context of a debate with John Stuart Mill on slavery, in which Carlyle argued for slavery, while Mill opposed it.[23]
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Some economists, like John Stuart Mill or Léon Walras, have maintained that the production of wealth should not be tied to its distribution.[127]
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In The Wealth of Nations, Adam Smith addressed many issues that are currently also the subject of debate and dispute. Smith repeatedly attacks groups of politically aligned individuals who attempt to use their collective influence to manipulate a government into doing their bidding. In Smith's day, these were referred to as factions, but are now more commonly called special interests, a term which can comprise international bankers, corporate conglomerations, outright oligopolies, monopolies, trade unions and other groups.[j]
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Economics per se, as a social science, is independent of the political acts of any government or other decision-making organization; however, many policymakers or individuals holding highly ranked positions that can influence other people's lives are known for arbitrarily using a plethora of economic concepts and rhetoric as vehicles to legitimize agendas and value systems, and do not limit their remarks to matters relevant to their responsibilities.[128] The close relation of economic theory and practice with politics[129] is a focus of contention that may shade or distort the most unpretentious original tenets of economics, and is often confused with specific social agendas and value systems.[130]
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Notwithstanding, economics legitimately has a role in informing government policy. It is, indeed, in some ways an outgrowth of the older field of political economy. Some academic economic journals have increased their efforts to gauge the consensus of economists regarding certain policy issues in hopes of effecting a more informed political environment. Often there exists a low approval rate from professional economists regarding many public policies. Policy issues featured in one survey of American Economic Association economists include trade restrictions, social insurance for those put out of work by international competition, genetically modified foods, curbside recycling, health insurance (several questions), medical malpractice, barriers to entering the medical profession, organ donations, unhealthy foods, mortgage deductions, taxing internet sales, Wal-Mart, casinos, ethanol subsidies, and inflation targeting.[131]
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In Steady State Economics 1977, leading ecological economist and steady-state theorist Herman Daly argues that there exist logical inconsistencies between the emphasis placed on economic growth and the limited availability of natural resources.[132]
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Issues like central bank independence, central bank policies and rhetoric in central bank governors discourse or the premises of macroeconomic policies[133] (monetary and fiscal policy) of the state, are focus of contention and criticism.[134]
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Deirdre McCloskey has argued that many empirical economic studies are poorly reported, and she and Stephen Ziliak argue that although her critique has been well-received, practice has not improved.[135] This latter contention is controversial.[136]
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A 2002 International Monetary Fund study assessed the national economic growth predictions from Consensus Forecasts in the 1990s. Of the 60 different national recessions that occurred, only 2 (3%) were predicted a year in advance.[137]
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Economics has been subject to criticism that it relies on unrealistic, unverifiable, or highly simplified assumptions, in some cases because these assumptions simplify the proofs of desired conclusions. Examples of such assumptions include perfect information, profit maximization and rational choices.[138] The field of information economics includes both mathematical-economical research and also behavioural economics, akin to studies in behavioural psychology.[139]
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Nevertheless, prominent mainstream economists such as Keynes[140] and Joskow have observed that much of economics is conceptual rather than quantitative, and difficult to model and formalize quantitatively. In a discussion on oligopoly research, Paul Joskow pointed out in 1975 that in practice, serious students of actual economies tended to use "informal models" based upon qualitative factors specific to particular industries. Joskow had a strong feeling that the important work in oligopoly was done through informal observations while formal models were "trotted out ex post". He argued that formal models were largely not important in the empirical work, either, and that the fundamental factor behind the theory of the firm, behaviour, was neglected.[141]
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In recent years, feminist critiques of neoclassical economic models gained prominence, leading to the formation of feminist economics.[142] Contrary to common conceptions of economics as a positive and objective science, feminist economists call attention to the social construction of economics[143] and highlight the ways in which its models and methods reflect masculine preferences. Primary criticisms focus on failures to account for: the selfish nature of actors (homo economicus); exogenous tastes; the impossibility of utility comparisons; the exclusion of unpaid work; and the exclusion of class and gender considerations. Feminist economics developed to address these concerns, and the field now includes critical examinations of many areas of economics including paid and unpaid work, economic epistemology and history, globalization, household economics and the care economy. In 1988, Marilyn Waring published the book If Women Counted, in which she argues that the discipline of economics ignores women's unpaid work and the value of nature;[144] according to Julie A. Nelson, If Women Counted "showed exactly how the unpaid work traditionally done by women has been made invisible within national accounting systems" and "issued a wake-up call to issues of ecological sustainability."[145] Bjørnholt and McKay argue that the financial crisis of 2007–08 and the response to it revealed a crisis of ideas in mainstream economics and within the economics profession, and call for a reshaping of both the economy, economic theory and the economics profession. They argue that such a reshaping should include new advances within feminist economics that take as their starting point the socially responsible, sensible and accountable subject in creating an economy and economic theories that fully acknowledge care for each other as well as the planet.[146]
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Philip Mirowski observes that:
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The imperatives of the orthodox research programme [of economic science] leave little room for maneuver and less room for originality. ... These mandates ... Appropriate as many mathematical techniques and metaphorical expressions from contemporary respectable science, primarily physics as possible. ... Preserve to the maximum extent possible the attendant nineteenth-century overtones of "natural order" ... Deny strenuously that neoclassical theory slavishly imitates physics. ... Above all, prevent all rival research programmes from encroaching ... by ridiculing all external attempts to appropriate twentieth century physics models. ... All theorizing is [in this way] held hostage to nineteenth-century concepts of energy.[147]
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In a series of peer-reviewed journal and conference papers and books published over a period of several decades, John McMurtry has provided extensive criticism of what he terms the "unexamined assumptions and implications [of economics], and their consequent cost to people's lives."[148][k]
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Nassim Nicholas Taleb and Michael Perelman are two additional scholars who criticized conventional or mainstream economics. Taleb opposes most economic theorizing, which in his view suffers acutely from the problem of overuse of Plato's Theory of Forms, and calls for cancellation of the Nobel Memorial Prize in Economics, saying that the damage from economic theories can be devastating.[149] Michael Perelman provides extensive criticism of economics and its assumptions in all his books (and especially his books published from 2000 to date), papers and interviews.
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Despite these concerns, mainstream graduate programs have become increasingly technical and mathematical.[150]
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Economics is one social science among several and has fields bordering on other areas, including economic geography, economic history, public choice, energy economics, cultural economics, family economics and institutional economics.
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Law and economics, or economic analysis of law, is an approach to legal theory that applies methods of economics to law. It includes the use of economic concepts to explain the effects of legal rules, to assess which legal rules are economically efficient, and to predict what the legal rules will be.[151] A seminal article by Ronald Coase published in 1961 suggested that well-defined property rights could overcome the problems of externalities.[152]
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Political economy is the interdisciplinary study that combines economics, law, and political science in explaining how political institutions, the political environment, and the economic system (capitalist, socialist, mixed) influence each other. It studies questions such as how monopoly, rent-seeking behaviour, and externalities should impact government policy.[153] Historians have employed political economy to explore the ways in the past that persons and groups with common economic interests have used politics to effect changes beneficial to their interests.[154]
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Energy economics is a broad scientific subject area which includes topics related to energy supply and energy demand. Georgescu-Roegen reintroduced the concept of entropy in relation to economics and energy from thermodynamics, as distinguished from what he viewed as the mechanistic foundation of neoclassical economics drawn from Newtonian physics. His work contributed significantly to thermoeconomics and to ecological economics. He also did foundational work which later developed into evolutionary economics.[155]
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The sociological subfield of economic sociology arose, primarily through the work of Émile Durkheim, Max Weber and Georg Simmel, as an approach to analysing the effects of economic phenomena in relation to the overarching social paradigm (i.e. modernity).[156] Classic works include Max Weber's The Protestant Ethic and the Spirit of Capitalism (1905) and Georg Simmel's The Philosophy of Money (1900). More recently, the works of Mark Granovetter, Peter Hedstrom and Richard Swedberg have been influential in this field.
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Contemporary economics uses mathematics. Economists draw on the tools of calculus, linear algebra, statistics, game theory, and computer science.[157] Professional economists are expected to be familiar with these tools, while a minority specialize in econometrics and mathematical methods.
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Economic theories are frequently tested empirically, largely through the use of econometrics using economic data.[158] The controlled experiments common to the physical sciences are difficult and uncommon in economics,[159] and instead broad data is observationally studied; this type of testing is typically regarded as less rigorous than controlled experimentation, and the conclusions typically more tentative. However, the field of experimental economics is growing, and increasing use is being made of natural experiments.
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Statistical methods such as regression analysis are common. Practitioners use such methods to estimate the size, economic significance, and statistical significance ("signal strength") of the hypothesized relation(s) and to adjust for noise from other variables. By such means, a hypothesis may gain acceptance, although in a probabilistic, rather than certain, sense. Acceptance is dependent upon the falsifiable hypothesis surviving tests. Use of commonly accepted methods need not produce a final conclusion or even a consensus on a particular question, given different tests, data sets, and prior beliefs.
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Criticisms based on professional standards and non-replicability of results serve as further checks against bias, errors, and over-generalization,[160][161] although much economic research has been accused of being non-replicable, and prestigious journals have been accused of not facilitating replication through the provision of the code and data.[162] Like theories, uses of test statistics are themselves open to critical analysis,[163] although critical commentary on papers in economics in prestigious journals such as the American Economic Review has declined precipitously in the past 40 years. This has been attributed to journals' incentives to maximize citations in order to rank higher on the Social Science Citation Index (SSCI).[164]
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In applied economics, input-output models employing linear programming methods are quite common. Large amounts of data are run through computer programs to analyse the impact of certain policies; IMPLAN is one well-known example.
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Experimental economics has promoted the use of scientifically controlled experiments. This has reduced the long-noted distinction of economics from natural sciences because it allows direct tests of what were previously taken as axioms.[165] In some cases these have found that the axioms are not entirely correct; for example, the ultimatum game has revealed that people reject unequal offers.
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In behavioural economics, psychologist Daniel Kahneman won the Nobel Prize in economics in 2002 for his and Amos Tversky's empirical discovery of several cognitive biases and heuristics. Similar empirical testing occurs in neuroeconomics. Another example is the assumption of narrowly selfish preferences versus a model that tests for selfish, altruistic, and cooperative preferences.[166] These techniques have led some to argue that economics is a "genuine science".[167]
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The professionalization of economics, reflected in the growth of graduate programmes on the subject, has been described as "the main change in economics since around 1900".[168] Most major universities and many colleges have a major, school, or department in which academic degrees are awarded in the subject, whether in the liberal arts, business, or for professional study.
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See Bachelor of Economics and Master of Economics.
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In the private sector, professional economists are employed as consultants and in industry, including banking and finance. Economists also work for various government departments and agencies, for example, the national treasury, central bank or bureau of statistics.
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There are dozens of prizes awarded to economists each year for outstanding intellectual contributions to the field, the most prominent of which is the Nobel Memorial Prize in Economic Sciences, though it is not a Nobel Prize.
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– in Europe (green & dark grey)– in the United Kingdom (green)
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Scotland (Scots: Scotland, Scottish Gaelic: Alba [ˈal̪ˠapə] (listen)) is a country that is part of the United Kingdom. Covering the northern third of the island of Great Britain,[18][19][20] mainland Scotland has a 96 mile (154 km) border with England to the southeast and is otherwise surrounded by the Atlantic Ocean to the north and west, the North Sea to the northeast and the Irish Sea to the south. In addition, Scotland includes more than 790 islands;[21] principally within the Northern Isles and the Hebrides archipelagos.
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The Kingdom of Scotland emerged as an independent sovereign state in the European Early Middle Ages and continued to exist until 1707. By inheritance in 1603, James VI of Scotland became king of England and Ireland, thus forming a personal union of the three kingdoms. Scotland subsequently entered into a political union with the Kingdom of England on 1 May 1707 to create the new Kingdom of Great Britain.[22][23] The union also created a new Parliament of Great Britain, which succeeded both the Parliament of Scotland and the Parliament of England. In 1801, the Kingdom of Great Britain entered into a political union with the Kingdom of Ireland to create the United Kingdom of Great Britain and Ireland (in 1922, the Irish Free State seceded from the United Kingdom, leading to the latter being officially renamed the United Kingdom of Great Britain and Northern Ireland in 1927).[24]
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Within Scotland, the monarchy of the United Kingdom has continued to use a variety of styles, titles and other royal symbols of statehood specific to the pre-union Kingdom of Scotland. The legal system within Scotland has also remained separate from those of England and Wales and Northern Ireland; Scotland constitutes a distinct jurisdiction in both public and private law.[25] The continued existence of legal, educational, religious and other institutions distinct from those in the remainder of the UK have all contributed to the continuation of Scottish culture and national identity since the 1707 union with England.[26]
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In 1999, a Scottish Parliament was re-established, in the form of a devolved unicameral legislature comprising 129 members, having authority over many areas of domestic policy.[27] The head of the Scottish Government is the first minister of Scotland, who is supported by the deputy first minister of Scotland.[28] Scotland is represented in the United Kingdom Parliament by 59 MPs. Scotland is also a member of the British–Irish Council,[29] sending five members of the Scottish Parliament to the British–Irish Parliamentary Assembly.[30]
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Scotland is divided into 32 administrative subdivisions or local authorities, known as council areas.[31] Glasgow City is the largest council area in terms of population, with Highland being the largest in terms of area. Limited self-governing power, covering matters such as education, social services and roads and transportation, is devolved from the Scottish Government to each subdivision.[31]
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"Scotland" comes from Scoti, the Latin name for the Gaels. Philip Freeman has speculated on the likelihood of a group of raiders adopting a name from an Indo-European root, *skot, citing the parallel in Greek skotos (σκότος), meaning "darkness, gloom".[32] The Late Latin word Scotia ("land of the Gaels") was initially used to refer to Ireland.[33] By the 11th century at the latest, Scotia was being used to refer to (Gaelic-speaking) Scotland north of the River Forth, alongside Albania or Albany, both derived from the Gaelic Alba.[34] The use of the words Scots and Scotland to encompass all of what is now Scotland became common in the Late Middle Ages.[22]
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Repeated glaciations, which covered the entire land mass of modern Scotland, destroyed any traces of human habitation that may have existed before the Mesolithic period. It is believed the first post-glacial groups of hunter-gatherers arrived in Scotland around 12,800 years ago, as the ice sheet retreated after the last glaciation.[35] At the time, Scotland was covered in forests, had more bog-land, and the main form of transport was by water.[36]:9 These settlers began building the first known permanent houses on Scottish soil around 9,500 years ago, and the first villages around 6,000 years ago. The well-preserved village of Skara Brae on the mainland of Orkney dates from this period. Neolithic habitation, burial, and ritual sites are particularly common and well preserved in the Northern Isles and Western Isles, where a lack of trees led to most structures being built of local stone.[37] Evidence of sophisticated pre-Christian belief systems is demonstrated by sites such as the Callanish Stones on Lewis and the Maes Howe on Orkney, which were built in the third millennium BCE.[38]:38
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The first written reference to Scotland was in 320 BCE by Greek sailor Pytheas, who called the northern tip of Britain "Orcas", the source of the name of the Orkney islands.[36]:10 During the first millennium BCE, the society changed dramatically to a chiefdom model, as consolidation of settlement led to the concentration of wealth and underground stores of surplus food.[36]:11 The first Roman incursion into Scotland occurred in 79 CE, when Agricola invaded Scotland; he defeated a Caledonian army at the Battle of Mons Graupius in 83 CE.[36]:12 After the Roman victory, Roman forts were briefly set along the Gask Ridge close to the Highland line, but by three years after the battle, the Roman armies had withdrawn to the Southern Uplands.[39] The Romans erected Hadrian's Wall in northern England[36]:12 and the Limes Britannicus became the northern border of the Roman Empire.[40][41] The Roman influence on the southern part of the country was considerable, and they introduced Christianity to Scotland.[36]:13–14[38]:38
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Beginning in the sixth century, the area that is now Scotland was divided into three areas: Pictland, a patchwork of small lordships in central Scotland;[36]:25–26 the Anglo-Saxon Kingdom of Northumbria, which had conquered southeastern Scotland;[36]:18–20 and Dál Riata, founded by settlers from Ireland, bringing Gaelic language and culture with them.[36]:20 These societies were based on the family unit and had sharp divisions in wealth, although the vast majority were poor and worked full-time in subsistence agriculture. The Picts kept slaves (mostly captured in war) through the ninth century.[36]:26–27
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Gaelic influence over Pictland and Northumbria was facilitated by the large number of Gaelic-speaking clerics working as missionaries.[36]:23–24 Operating in the sixth century on the island of Iona, Saint Columba was one of the earliest and best-known missionaries.[38]:39 The Vikings began to raid Scotland in the eighth century. Although the raiders sought slaves and luxury items, their main motivation was to acquire land. The oldest Norse settlements were in northwest Scotland, but they eventually conquered many areas along the coast. Old Norse entirely displaced Gaelic in the Northern Isles.[36]:29–30
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In the ninth century, the Norse threat allowed a Gael named Cináed mac Ailpín (Kenneth I) to seize power over Pictland, establishing a royal dynasty to which the modern monarchs trace their lineage, and marking the beginning of the end of Pictish culture.[36]:31–32[42] The kingdom of Cináed and his descendants, called Alba, was Gaelic in character but existed on the same area as Pictland. By the end of the tenth century, the Pictish language went extinct as its speakers shifted to Gaelic.[36]:32–33 From a base in eastern Scotland north of the River Forth and south of the River Spey, the kingdom expanded first southwards, into the former Northumbrian lands, and northwards into Moray.[36]:34–35 Around the turn of the millennium, there was a centralization in agricultural lands and the first towns began to be established.[36]:36–37
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In the twelfth and thirteenth centuries, with much of Scotland under the control of a single ruler and united by the Gaelic language, a modern nation-state first emerged, as did Scottish national consciousness.[43]:38 The domination of Gaelic was diminished during the reign of David I (1124–53), during which many English-speaking colonists settled in Scotland.[43]:39 David I and his successors centralized royal power[43]:41–42 and united mainland Scotland, capturing regions such as Moray, Galloway, and Caithness, although he did not succeed at extending his power over the Hebrides, which had been ruled by various Scottish clans following the death of Somerled in 1164.[43]:48–49 The system of feudalism was consolidated, with both Anglo-Norman incomers and native Gaelic chieftains being granted land in exchange for serving the king.[43]:53–54 The Scottish kings rejected English demands to subjugate themselves; in fact, England invaded Scotland several times to prevent Scotland's expansion into northern England.[43]:45
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The death of Alexander III in March 1286 broke the succession line of Scotland's kings. Edward I of England arbitrated between various claimants for the Scottish crown. In return for surrendering Scotland's nominal independence, John Balliol was pronounced king in 1292.[43]:47[44] In 1294, Balliol and other Scottish lords refused Edward's demands to serve in his army against the French. Scotland and France sealed a treaty on 23 October 1295, known as the Auld Alliance. War ensued, and John was deposed by Edward who took personal control of Scotland. Andrew Moray and William Wallace initially emerged as the principal leaders of the resistance to English rule in the Wars of Scottish Independence,[45] until Robert the Bruce was crowned king of Scotland in 1306.[46] Victory at the Battle of Bannockburn in 1314 proved the Scots had regained control of their kingdom. In 1320 the world's first documented declaration of independence, the Declaration of Arbroath, won the support of Pope John XXII, leading to the legal recognition of Scottish sovereignty by the English Crown.
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[47]:70, 72
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A civil war between the Bruce dynasty and their long-term Comyn-Balliol rivals lasted until the middle of the 14th century. Although the Bruce faction was successful, David II's lack of an heir allowed his half-nephew Robert II to come to the throne and establish the House of Stewart.[47]:77 The Stewarts ruled Scotland for the remainder of the Middle Ages. The country they ruled experienced greater prosperity from the end of the 14th century through the Scottish Renaissance to the Reformation,[48]:93 despite the effects of the Black Death in 1349[47]:76 and increasing division between Highlands and Lowlands.[47]:78 Multiple truces reduced warfare on the southern border.[47]:76, 83
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The Treaty of Perpetual Peace was signed in 1502 by James IV of Scotland and Henry VII of England. James married Henry's daughter, Margaret Tudor.[49] James invaded England in support of France under the terms of the Auld Alliance and became the last British monarch to die in battle, at Flodden in 1513.[50] In 1560, the Treaty of Edinburgh brought an end to the Anglo-French conflict and recognized the Protestant Elizabeth I as Queen of England.[48]:112 The Parliament of Scotland met and immediately adopted the Scots Confession, which signaled the Scottish Reformation's sharp break from papal authority and Catholic teaching.[38]:44 The Catholic Mary, Queen of Scots was forced to abdicate in 1567.[51]
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In 1603, James VI, King of Scots inherited the thrones of the Kingdom of England and the Kingdom of Ireland in the Union of the Crowns, and moved to London.[52] The military was strengthened, allowing the imposition of royal authority on the western Highland clans. The 1609 Statutes of Iona compelled the cultural integration of Hebridean clan leaders.[53]:37–40 With the exception of a short period under the Protectorate, Scotland remained a separate state, but there was considerable conflict between the crown and the Covenanters over the form of church government.[54]:124 The Glorious Revolution of 1688–89 saw the overthrow of King James VII of Scotland and II of England by the English Parliament in favour of William III and Mary II.[54]:142
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The Battle of Altimarlach in 1680 was the last significant clan battle fought between highland clans.[55] In common with countries such as France, Norway, Sweden and Finland, Scotland experienced famines during the 1690s. Mortality, reduced childbirths and increased emigration reduced the population of parts of the country about 10–15%.[56]
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In 1698, the Company of Scotland attempted a project to secure a trading colony on the Isthmus of Panama. Almost every Scottish landowner who had money to spare is said to have invested in the Darien scheme. Its failure bankrupted these landowners, but not the burghs. Nevertheless, the nobles' bankruptcy, along with the threat of an English invasion, played a leading role in convincing the Scots elite to back a union with England.[57][58]
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On 22 July 1706, the Treaty of Union was agreed between representatives of the Scots Parliament and the Parliament of England. The following year, twin Acts of Union were passed by both parliaments to create the united Kingdom of Great Britain with effect from 1 May 1707[23] with popular opposition and anti-union riots in Edinburgh, Glasgow, and elsewhere.[59][60]
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With trade tariffs with England abolished, trade blossomed, especially with Colonial America. The clippers belonging to the Glasgow Tobacco Lords were the fastest ships on the route to Virginia. Until the American War of Independence in 1776, Glasgow was the world's premier tobacco port, dominating world trade.[61] The disparity between the wealth of the merchant classes of the Scottish Lowlands and the ancient clans of the Scottish Highlands grew, amplifying centuries of division.
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The deposed Jacobite Stuart claimants had remained popular in the Highlands and north-east, particularly amongst non-Presbyterians, including Roman Catholics and Episcopalian Protestants. However, two major Jacobite risings launched in 1715 and 1745 failed to remove the House of Hanover from the British throne. The threat of the Jacobite movement to the United Kingdom and its monarchs effectively ended at the Battle of Culloden, Great Britain's last pitched battle.
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The Scottish Enlightenment and the Industrial Revolution turned Scotland into an intellectual, commercial and industrial powerhouse[62] – so much so Voltaire said "We look to Scotland for all our ideas of civilisation."[63] With the demise of Jacobitism and the advent of the Union, thousands of Scots, mainly Lowlanders, took up numerous positions of power in politics, civil service, the army and navy, trade, economics, colonial enterprises and other areas across the nascent British Empire. Historian Neil Davidson notes "after 1746 there was an entirely new level of participation by Scots in political life, particularly outside Scotland." Davidson also states "far from being 'peripheral' to the British economy, Scotland – or more precisely, the Lowlands – lay at its core."[64]
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In the Highlands, clan chiefs gradually started to think of themselves more as commercial landlords than leaders of their people. These social and economic changes included the first phase of the Highland Clearances and, ultimately, the demise of clanship.[65]:32–53, passim
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The Scottish Reform Act 1832 increased the number of Scottish MPs and widened the franchise to include more of the middle classes.[66] From the mid-century, there were increasing calls for Home Rule for Scotland and the post of Secretary of State for Scotland was revived.[67] Towards the end of the century Prime Ministers of Scottish descent included William Gladstone,[68] and the Earl of Rosebery.[69] In the late 19th century the growing importance of the working classes was marked by Keir Hardie's success in the Mid Lanarkshire by-election, 1888, leading to the foundation of the Scottish Labour Party, which was absorbed into the Independent Labour Party in 1895, with Hardie as its first leader.[70]
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Glasgow became one of the largest cities in the world and known as "the Second City of the Empire" after London.[71] After 1860 the Clydeside shipyards specialised in steamships made of iron (after 1870, made of steel), which rapidly replaced the wooden sailing vessels of both the merchant fleets and the battle fleets of the world. It became the world's pre-eminent shipbuilding centre.[72] The industrial developments, while they brought work and wealth, were so rapid that housing, town-planning, and provision for public health did not keep pace with them, and for a time living conditions in some of the towns and cities were notoriously bad, with overcrowding, high infant mortality, and growing rates of tuberculosis.[73]
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While the Scottish Enlightenment is traditionally considered to have concluded toward the end of the 18th century,[74] disproportionately large Scottish contributions to British science and letters continued for another 50 years or more, thanks to such figures as the physicists James Clerk Maxwell and Lord Kelvin, and the engineers and inventors James Watt and William Murdoch, whose work was critical to the technological developments of the Industrial Revolution throughout Britain.[75] In literature, the most successful figure of the mid-19th century was Walter Scott. His first prose work, Waverley in 1814, is often called the first historical novel.[76] It launched a highly successful career that probably more than any other helped define and popularise Scottish cultural identity.[77] In the late 19th century, a number of Scottish-born authors achieved international reputations, such as Robert Louis Stevenson, Arthur Conan Doyle, J. M. Barrie and George MacDonald.[78] Scotland also played a major part in the development of art and architecture. The Glasgow School, which developed in the late 19th century, and flourished in the early 20th century, produced a distinctive blend of influences including the Celtic Revival the Arts and Crafts movement, and Japonism, which found favour throughout the modern art world of continental Europe and helped define the Art Nouveau style. Proponents included architect and artist Charles Rennie Mackintosh.[79]
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This period saw a process of rehabilitation for Highland culture. In the 1820s, as part of the Romantic revival, tartan and the kilt were adopted by members of the social elite, not just in Scotland, but across Europe,[80][81] prompted by the popularity of Macpherson's Ossian cycle[82][83] and then Walter Scott's Waverley novels.[84] However, the Highlands remained poor, the only part of mainland Britain to continue to experience recurrent famine, with a limited range of products exported out of the region, negligible industrial production, but a continued population growth that tested the subsistence agriculture. These problems, and the desire to improve agriculture and profits were the driving forces of the ongoing Highland Clearances, in which many of the population of the Highlands suffered eviction as lands were enclosed, principally so that they could be used for sheep farming. The first phase of the clearances followed patterns of agricultural change throughout Britain. The second phase was driven by overpopulation, the Highland Potato Famine and the collapse of industries that had relied on the wartime economy of the Napoleonic Wars.[85] The population of Scotland grew steadily in the 19th century, from 1,608,000 in the census of 1801 to 2,889,000 in 1851 and 4,472,000 in 1901.[86] Even with the development of industry, there were not enough good jobs. As a result, during the period 1841–1931, about 2 million Scots migrated to North America and Australia, and another 750,000 Scots relocated to England.[87]
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After prolonged years of struggle in the Kirk, in 1834 the Evangelicals gained control of the General Assembly and passed the Veto Act, which allowed congregations to reject unwanted "intrusive" presentations to livings by patrons. The following "Ten Years' Conflict" of legal and political wrangling ended in defeat for the non-intrusionists in the civil courts. The result was a schism from the church by some of the non-intrusionists led by Dr Thomas Chalmers, known as the Great Disruption of 1843. Roughly a third of the clergy, mainly from the North and Highlands, formed the separate Free Church of Scotland.[88] In the late 19th century growing divisions between fundamentalist Calvinists and theological liberals resulted in a further split in the Free Church as the rigid Calvinists broke away to form the Free Presbyterian Church in 1893.[89] Catholic emancipation in 1829 and the influx of large numbers of Irish immigrants, particularly after the famine years of the late 1840s, mainly to the growing lowland centres like Glasgow, led to a transformation in the fortunes of Catholicism. In 1878, despite opposition, a Roman Catholic ecclesiastical hierarchy was restored to the country, and Catholicism became a significant denomination within Scotland.[89]
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Industrialisation, urbanisation and the Disruption of 1843 all undermined the tradition of parish schools. From 1830 the state began to fund buildings with grants; then from 1846 it was funding schools by direct sponsorship; and in 1872 Scotland moved to a system like that in England of state-sponsored largely free schools, run by local school boards.[90] The historic University of Glasgow became a leader in British higher education by providing the educational needs of youth from the urban and commercial classes, as opposed to the upper class.[91] The University of St Andrews pioneered the admission of women to Scottish universities. From 1892 Scottish universities could admit and graduate women and the numbers of women at Scottish universities steadily increased until the early 20th century.[92]
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Caused by the advent of refrigeration and imports of lamb, mutton and wool from overseas, the 1870s brought with them a collapse of sheep prices and an abrupt halt in the previous sheep farming boom.[93] Land prices subsequently plummeted, too, and accelerated the process of the so-called "Balmoralisation" of Scotland, an era in the second half of the 19th century that saw an increase in tourism and the establishment of large estates dedicated to field sports like deer stalking and grouse shooting, especially in the Scottish Highlands.[93][94] The process was named after Balmoral Estate, purchased by Queen Victoria in 1848, that fueled the romanticisation of upland Scotland and initiated an influx of the newly wealthy acquiring similar estates in the following decades.[93][94] In the late 19th century just 118 people owned half of Scotland, with nearly 60 per cent of the whole country being part of shooting estates.[93] While their relative importance has somewhat declined due to changing recreational interests throughout the 20th century, deer stalking and grouse shooting remain of prime importance on many private estates in Scotland.[93][95]
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Scotland played a major role in the British effort in the First World War. It especially provided manpower, ships, machinery, fish and money.[96] With a population of 4.8 million in 1911, Scotland sent over half a million men to the war, of whom over a quarter died in combat or from disease, and 150,000 were seriously wounded.[97] Field Marshal Sir Douglas Haig was Britain's commander on the Western Front.
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The war saw the emergence of a radical movement called "Red Clydeside" led by militant trades unionists. Formerly a Liberal stronghold, the industrial districts switched to Labour by 1922, with a base among the Irish Catholic working-class districts. Women were especially active in building neighbourhood solidarity on housing issues. However, the "Reds" operated within the Labour Party and had little influence in Parliament and the mood changed to passive despair by the late 1920s.[98]
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The shipbuilding industry expanded by a third and expected renewed prosperity, but instead, a serious depression hit the economy by 1922 and it did not fully recover until 1939. The interwar years were marked by economic stagnation in rural and urban areas, and high unemployment.[99] Indeed, the war brought with it deep social, cultural, economic, and political dislocations. Thoughtful Scots pondered their declension, as the main social indicators such as poor health, bad housing, and long-term mass unemployment, pointed to terminal social and economic stagnation at best, or even a downward spiral. Service abroad on behalf of the Empire lost its allure to ambitious young people, who left Scotland permanently. The heavy dependence on obsolescent heavy industry and mining was a central problem, and no one offered workable solutions. The despair reflected what Finlay (1994) describes as a widespread sense of hopelessness that prepared local business and political leaders to accept a new orthodoxy of centralised government economic planning when it arrived during the Second World War.[100]
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During the Second World War, Scotland was targeted by Nazi Germany largely due to its factories, shipyards, and coal mines.[101] Cities such as Glasgow and Edinburgh were targeted by German bombers, as were smaller towns mostly located in the central belt of the country.[101] Perhaps the most significant air-raid in Scotland was the Clydebank Blitz of March 1941, which intended to destroy naval shipbuilding in the area.[102] 528 people were killed and 4,000 homes totally destroyed.[102]
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Perhaps Scotland's most unusual wartime episode occurred in 1941 when Rudolf Hess flew to Renfrewshire, possibly intending to broker a peace deal through the Duke of Hamilton.[103] Before his departure from Germany, Hess had given his adjutant, Karlheinz Pintsch, a letter addressed to Hitler that detailed his intentions to open peace negotiations with the British. Pintsch delivered the letter to Hitler at the Berghof around noon on 11 May.[104] Albert Speer later said Hitler described Hess's departure as one of the worst personal blows of his life, as he considered it a personal betrayal.[105] Hitler worried that his allies, Italy and Japan, would perceive Hess's act as an attempt by Hitler to secretly open peace negotiations with the British.
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As in World War I, Scapa Flow in Orkney served as an important Royal Navy base. Attacks on Scapa Flow and Rosyth gave RAF fighters their first successes downing bombers in the Firth of Forth and East Lothian.[106] The shipyards and heavy engineering factories in Glasgow and Clydeside played a key part in the war effort, and suffered attacks from the Luftwaffe, enduring great destruction and loss of life.[107] As transatlantic voyages involved negotiating north-west Britain, Scotland played a key part in the battle of the North Atlantic.[108] Shetland's relative proximity to occupied Norway resulted in the Shetland bus by which fishing boats helped Norwegians flee the Nazis, and expeditions across the North Sea to assist resistance.[109]
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Scottish industry came out of the depression slump by a dramatic expansion of its industrial activity, absorbing unemployed men and many women as well. The shipyards were the centre of more activity, but many smaller industries produced the machinery needed by the British bombers, tanks and warships.[107] Agriculture prospered, as did all sectors except for coal mining, which was operating mines near exhaustion. Real wages, adjusted for inflation, rose 25% and unemployment temporarily vanished. Increased income, and the more equal distribution of food, obtained through a tight rationing system, dramatically improved the health and nutrition.
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After 1945, Scotland's economic situation worsened due to overseas competition, inefficient industry, and industrial disputes.[110] Only in recent decades has the country enjoyed something of a cultural and economic renaissance. Economic factors contributing to this recovery included a resurgent financial services industry, electronics manufacturing, (see Silicon Glen),[111] and the North Sea oil and gas industry.[112] The introduction in 1989 by Margaret Thatcher's government of the Community Charge (widely known as the Poll Tax) one year before the rest of Great Britain,[113] contributed to a growing movement for Scottish control over domestic affairs.[114] Following a referendum on devolution proposals in 1997, the Scotland Act 1998[115] was passed by the UK Parliament, which established a devolved Scottish Parliament and Scottish Government with responsibility for most laws specific to Scotland.[116] The Scottish Parliament was reconvened in Edinburgh on 4 July 1999.[117] The first to hold the office of first minister of Scotland was Donald Dewar, who served until his sudden death in 2000.[118]
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The Scottish Parliament Building at Holyrood itself did not open until October 2004, after lengthy construction delays and running over budget.[119] The Scottish Parliament has a form of proportional representation (the additional member system), which normally results in no one party having an overall majority. The pro-independence Scottish National Party led by Alex Salmond achieved this in the 2011 election, winning 69 of the 129 seats available.[120] The success of the SNP in achieving a majority in the Scottish Parliament paved the way for the September 2014 referendum on Scottish independence. The majority voted against the proposition, with 55% voting no to independence.[121] More powers, particularly in relation to taxation, were devolved to the Scottish Parliament after the referendum, following cross-party talks in the Smith Commission.
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The mainland of Scotland comprises the northern third of the land mass of the island of Great Britain, which lies off the north-west coast of Continental Europe. The total area is 78,772 km2 (30,414 sq mi),[122] comparable to the size of the Czech Republic. Scotland's only land border is with England, and runs for 96 kilometres (60 mi) between the basin of the River Tweed on the east coast and the Solway Firth in the west. The Atlantic Ocean borders the west coast and the North Sea is to the east. The island of Ireland lies only 21 kilometres (13 mi) from the south-western peninsula of Kintyre;[123] Norway is 305 kilometres (190 mi) to the east and the Faroe Islands, 270 kilometres (168 mi) to the north.
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The territorial extent of Scotland is generally that established by the 1237 Treaty of York between Scotland and the Kingdom of England[124] and the 1266 Treaty of Perth between Scotland and Norway.[23] Important exceptions include the Isle of Man, which having been lost to England in the 14th century is now a crown dependency outside of the United Kingdom; the island groups Orkney and Shetland, which were acquired from Norway in 1472;[122] and Berwick-upon-Tweed, lost to England in 1482
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The geographical centre of Scotland lies a few miles from the village of Newtonmore in Badenoch.[125] Rising to 1,344 metres (4,409 ft) above sea level, Scotland's highest point is the summit of Ben Nevis, in Lochaber, while Scotland's longest river, the River Tay, flows for a distance of 190 kilometres (118 mi).[126][127]
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The whole of Scotland was covered by ice sheets during the Pleistocene ice ages and the landscape is much affected by glaciation. From a geological perspective, the country has three main sub-divisions.
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The Highlands and Islands lie to the north and west of the Highland Boundary Fault, which runs from Arran to Stonehaven. This part of Scotland largely comprises ancient rocks from the Cambrian and Precambrian, which were uplifted during the later Caledonian orogeny. It is interspersed with igneous intrusions of a more recent age, remnants of which formed mountain massifs such as the Cairngorms and Skye Cuillins.
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A significant exception to the above are the fossil-bearing beds of Old Red Sandstones found principally along the Moray Firth coast. The Highlands are generally mountainous and the highest elevations in the British Isles are found here. Scotland has over 790 islands divided into four main groups: Shetland, Orkney, and the Inner Hebrides and Outer Hebrides. There are numerous bodies of freshwater including Loch Lomond and Loch Ness. Some parts of the coastline consist of machair, a low-lying dune pasture land.
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The Central Lowlands is a rift valley mainly comprising Paleozoic formations. Many of these sediments have economic significance for it is here that the coal and iron bearing rocks that fuelled Scotland's industrial revolution are found. This area has also experienced intense volcanism, Arthur's Seat in Edinburgh being the remnant of a once much larger volcano. This area is relatively low-lying, although even here hills such as the Ochils and Campsie Fells are rarely far from view.
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The Southern Uplands are a range of hills almost 200 kilometres (124 mi) long, interspersed with broad valleys. They lie south of a second fault line (the Southern Uplands fault) that runs from Girvan to Dunbar.[128][129][130] The geological foundations largely comprise Silurian deposits laid down some 400–500 million years ago. The high point of the Southern Uplands is Merrick with an elevation of 843 m (2,766 ft).[22][131][132][133] The Southern Uplands is home to Scotland's highest village, Wanlockhead (430 m or 1,411 ft above sea level).[130]
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The climate of most of Scotland is temperate and oceanic, and tends to be very changeable., As it is warmed by the Gulf Stream from the Atlantic, it has much milder winters (but cooler, wetter summers) than areas on similar latitudes, such as Labrador, southern Scandinavia, the Moscow region in Russia, and the Kamchatka Peninsula on the opposite side of Eurasia. However, temperatures are generally lower than in the rest of the UK, with the coldest ever UK temperature of −27.2 °C (−17.0 °F) recorded at Braemar in the Grampian Mountains, on 11 February 1895.[134] Winter maxima average 6 °C (43 °F) in the Lowlands, with summer maxima averaging 18 °C (64 °F). The highest temperature recorded was 32.9 °C (91.2 °F) at Greycrook, Scottish Borders on 9 August 2003.[135]
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The west of Scotland is usually warmer than the east, owing to the influence of Atlantic ocean currents and the colder surface temperatures of the North Sea. Tiree, in the Inner Hebrides, is one of the sunniest places in the country: it had more than 300 hours of sunshine in May 1975.[135] Rainfall varies widely across Scotland. The western highlands of Scotland are the wettest, with annual rainfall in a few places exceeding 3,000 mm (120 in).[136] In comparison, much of lowland Scotland receives less than 800 mm (31 in) annually.[137] Heavy snowfall is not common in the lowlands, but becomes more common with altitude. Braemar has an average of 59 snow days per year,[138] while many coastal areas average fewer than 10 days of lying snow per year.[137]
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Scotland's wildlife is typical of the north-west of Europe, although several of the larger mammals such as the lynx, brown bear, wolf, elk and walrus were hunted to extinction in historic times. There are important populations of seals and internationally significant nesting grounds for a variety of seabirds such as gannets.[139] The golden eagle is something of a national icon.[140]
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On the high mountain tops, species including ptarmigan, mountain hare and stoat can be seen in their white colour phase during winter months.[141] Remnants of the native Scots pine forest exist[142] and within these areas the Scottish crossbill, the UK's only endemic bird species and vertebrate, can be found alongside capercaillie, Scottish wildcat, red squirrel and pine marten.[143][144][145] Various animals have been re-introduced, including the white-tailed sea eagle in 1975, the red kite in the 1980s,[146][147] and there have been experimental projects involving the beaver and wild boar. Today, much of the remaining native Caledonian Forest lies within the Cairngorms National Park and remnants of the forest remain at 84 locations across Scotland. On the west coast, remnants of ancient Celtic Rainforest still remain, particularly on the Taynish peninsula in Argyll, these forests are particularly rare due to high rates of deforestation throughout Scottish history.[148][149]
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The flora of the country is varied incorporating both deciduous and coniferous woodland as well as moorland and tundra species. However, large scale commercial tree planting and the management of upland moorland habitat for the grazing of sheep and field sport activities like deer stalking and driven grouse shooting impacts upon the distribution of indigenous plants and animals.[150] The UK's tallest tree is a grand fir planted beside Loch Fyne, Argyll in the 1870s, and the Fortingall Yew may be 5,000 years old and is probably the oldest living thing in Europe.[dubious – discuss][151][152][153] Although the number of native vascular plants is low by world standards, Scotland's substantial bryophyte flora is of global importance.[154][155]
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The population of Scotland at the 2001 Census was 5,062,011. This rose to 5,295,400, the highest ever, at the 2011 Census.[156] The most recent ONS estimate, for mid-2017, was 5,424,800.[10]
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In the 2011 Census, 62% of Scotland's population stated their national identity as 'Scottish only', 18% as 'Scottish and British', 8% as 'British only', and 4% chose 'other identity only'.[157]
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Although Edinburgh is the capital of Scotland, the largest city is Glasgow, which has just over 584,000 inhabitants. The Greater Glasgow conurbation, with a population of almost 1.2 million, is home to nearly a quarter of Scotland's population.[158] The Central Belt is where most of the main towns and cities are located, including Glasgow, Edinburgh, Dundee, and Perth. Scotland's only major city outside the Central Belt is Aberdeen. The Scottish Lowlands host 80% of the total population, where the Central Belt accounts for 3.5 million people.
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In general, only the more accessible and larger islands remain inhabited. Currently, fewer than 90 remain inhabited. The Southern Uplands are essentially rural in nature and dominated by agriculture and forestry.[159][160] Because of housing problems in Glasgow and Edinburgh, five new towns were designated between 1947 and 1966. They are East Kilbride, Glenrothes, Cumbernauld, Livingston, and Irvine.[161]
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Immigration since World War II has given Glasgow, Edinburgh, and Dundee small South Asian communities.[162] In 2011, there were an estimated 49,000 ethnically Pakistani people living in Scotland, making them the largest non-White ethnic group.[6] Since the Enlargement of the European Union more people from Central and Eastern Europe have moved to Scotland, and the 2011 census indicated that 61,000 Poles live there.[6][163]
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Scotland has three officially recognised languages: English, Scots, and Scottish Gaelic.[164][165] Scottish Standard English, a variety of English as spoken in Scotland, is at one end of a bipolar linguistic continuum, with broad Scots at the other.[166] Scottish Standard English may have been influenced to varying degrees by Scots.[167][168] The 2011 census indicated that 63% of the population had "no skills in Scots".[169] Others speak Highland English. Gaelic is mostly spoken in the Western Isles, where a large proportion of people still speak it; however, nationally its use is confined to just 1% of the population.[170] The number of Gaelic speakers in Scotland dropped from 250,000 in 1881 to 60,000 in 2008.[171]
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There are many more people with Scottish ancestry living abroad than the total population of Scotland. In the 2000 Census, 9.2 million Americans self-reported some degree of Scottish descent.[172] Ulster's Protestant population is mainly of lowland Scottish descent,[173] and it is estimated that there are more than 27 million descendants of the Scots-Irish migration now living in the US.[174][175] In Canada, the Scottish-Canadian community accounts for 4.7 million people.[176] About 20% of the original European settler population of New Zealand came from Scotland.[177]
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In August 2012, the Scottish population reached an all-time high of 5.25 million people.[178] The reasons given were that, in Scotland, births were outnumbering the number of deaths, and immigrants were moving to Scotland from overseas. In 2011, 43,700 people moved from Wales, Northern Ireland or England to live in Scotland.[178]
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The total fertility rate (TFR) in Scotland is below the replacement rate of 2.1 (the TFR was 1.73 in 2011[179]). The majority of births are to unmarried women (51.3% of births were outside of marriage in 2012[180]).
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Life expectancy for those born in Scotland between 2012 and 2014 is 77.1 years for males and 81.1 years for females.[182] This is the lowest of any of the four countries of the UK.[182]
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Just over half (54%) of the Scottish population reported being a Christian while nearly 37% reported not having a religion in a 2011 census.[183]
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Since the Scottish Reformation of 1560, the national church (the Church of Scotland, also known as The Kirk) has been Protestant in classification and Reformed in theology. Since 1689 it has had a Presbyterian system of church government and enjoys independence from the state.[22] Its membership is 398,389,[184] about 7.5% of the total population, though according to the 2014 Scottish Annual Household Survey, 27.8%, or 1.5 million adherents, identified the Church of Scotland as the church of their religion.[185] The Church operates a territorial parish structure, with every community in Scotland having a local congregation.
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Scotland also has a significant Roman Catholic population, 19% professing that faith, particularly in Greater Glasgow and the north-west.[186] After the Reformation, Roman Catholicism in Scotland continued in the Highlands and some western islands like Uist and Barra, and it was strengthened during the 19th century by immigration from Ireland. Other Christian denominations in Scotland include the Free Church of Scotland, and various other Presbyterian offshoots. Scotland's third largest church is the Scottish Episcopal Church.[187]
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Islam is the largest non-Christian religion (estimated at around 75,000, which is about 1.4% of the population),[183][188] and there are also significant Jewish, Hindu and Sikh communities, especially in Glasgow.[188] The Samyé Ling monastery near Eskdalemuir, which celebrated its 40th anniversary in 2007, is the first Buddhist monastery in western Europe.[189]
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The head of state of the United Kingdom is the monarch, currently Queen Elizabeth II (since 1952). The monarchy of the United Kingdom continues to use a variety of styles, titles and other royal symbols of statehood specific to pre-union Scotland, including: the Royal Standard of Scotland, the Royal coat of arms used in Scotland together with its associated Royal Standard, royal titles including that of Duke of Rothesay, certain Great Officers of State, the chivalric Order of the Thistle and, since 1999, reinstating a ceremonial role for the Crown of Scotland after a 292-year hiatus.[190] Elizabeth II's regnal numbering caused controversy in 1953 because there had never been an Elizabeth I in Scotland. A legal action was brought in Scotland to contest the right of the Queen to entitle herself "Elizabeth II" within Scotland, but the Crown won the case.[191]
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Scotland has limited self-government within the United Kingdom, as well as representation in the UK Parliament. Executive and legislative powers respectively have been devolved to the Scottish Government and the Scottish Parliament at Holyrood in Edinburgh since 1999. The UK Parliament retains control over reserved matters specified in the Scotland Act 1998, including UK taxes, social security, defence, international relations and broadcasting.[192] The Scottish Parliament has legislative authority for all other areas relating to Scotland. It initially had only a limited power to vary income tax,[193] but powers over taxation and social security were significantly expanded by the Scotland Acts of 2012 and 2016.[194]
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The Scottish Parliament can give legislative consent over devolved matters back to the UK Parliament by passing a Legislative Consent Motion if United Kingdom-wide legislation is considered more appropriate for a certain issue. The programmes of legislation enacted by the Scottish Parliament have seen a divergence in the provision of public services compared to the rest of the UK. For instance, university education and care services for the elderly are free at point of use in Scotland, while fees are paid in the rest of the UK. Scotland was the first country in the UK to ban smoking in enclosed public places.[195]
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The Scottish Parliament is a unicameral legislature with 129 members (MSPs): 73 of them represent individual constituencies and are elected on a first-past-the-post system; the other 56 are elected in eight different electoral regions by the additional member system. MSPs serve for a four-year period (exceptionally five years from 2011–16). The Parliament nominates one of its Members, who is then appointed by the monarch to serve as first minister. Other ministers are appointed by the first minister and serve at his/her discretion. Together they make up the Scottish Government, the executive arm of the devolved government.[196] The Scottish Government is headed by the first minister, who is accountable to the Scottish Parliament and is the minister of charge of the Scottish Government. The first minister is also the political leader of Scotland. The Scottish Government also comprises the deputy first minister, currently John Swinney MSP, who deputises for the first minister during a period of absence of overseas visits. Alongside the deputy first minister's requirements as Deputy, the minister also has a cabinet ministerial responsibility. Swinney is also currently Cabinet Secretary for Education and Skills.[197] The Scottish Government's cabinet comprises nine cabinet secretaries, who form the Cabinet of Scotland. There are also twelve other ministers, who work alongside the cabinet secretaries in their appointed areas.[198]
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In the 2016 election, the Scottish National Party (SNP) won 63 of the 129 seats available.[199] Nicola Sturgeon, the leader of the SNP, has been the first minister since November 2014.[200] The Conservative Party became the largest opposition party in the 2016 elections, with the Labour Party, Liberal Democrats and the Green Party also represented in the Parliament.[199] The next Scottish Parliament election is due to be held on 6 May 2021.[201]
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Scotland is represented in the British House of Commons by 59 MPs elected from territory-based Scottish constituencies. In the 2019 general election, the SNP won 48 of the 59 seats.[202] This represented a significant increase from the 2017 general election, when the SNP won 35 seats.[202][203] Conservative, Labour and Liberal Democrat parties also represent Scottish constituencies in the House of Commons.[202] The next United Kingdom general election is scheduled for 2 May 2024. The Scotland Office represents the UK government in Scotland on reserved matters and represents Scottish interests within the UK government.[204] The Scotland Office is led by the Secretary of State for Scotland, who sits in the Cabinet of the United Kingdom.[205] Conservative MP Alister Jack has held the position since July 2019.[205]
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The relationships between the central UK Government and devolved governments of Scotland, Wales and Northern Ireland are based on the extra-statutory principles and agreements with the main elements are set out in a Memorandum of Understanding between the UK government and the devolved governments of Scotland, Wales and Northern Ireland. The MOU lays emphasis on the principles of good communication, consultation and co-operation.[206]
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Since devolution in 1999, Scotland has devolved stronger working relations across the two other devolved governments, the Welsh Government and Northern Ireland Executive. Whilst there are no formal concordats between the Scottish Government, Welsh Government and Northern Ireland Executive, ministers from each devolved government meet at various points throughout the year at various events such as the British-Irish Council and also meet to discuss matters and issues that are devolved to each government.[207] Scotland, along with the Welsh Government, British Government as well as the Northern Ireland executive, participate in the Joint Ministerial Committee (JMC) which allows each government to discuss policy issues together and work together across each government to find solutions. The Scottish Government considers the successful re-establishment of the Plenary, and establishment of the Domestic fora to be important facets of the relationship with the UK Government and the other devolved administrations.[207]
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In the aftermath of the United Kingdom's decision to withdraw from the European Union in 2016, the Scottish Government has called for there to be a joint approach from each of the devolved governments. In early 2017, the devolved governments met to discuss Brexit and agree on Brexit strategies from each devolved government[208] which lead for Theresa May to issue a statement that claims that the devolved governments will not have a central role or decision making process in the Brexit process, but that the UK Government plans to "fully engage" Scotland in talks alongside the governments of Wales and Northern Ireland.[209]
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Whilst foreign policy remains a reserved matter,[210] the Scottish Government still has the power and ability to strengthen and develop Scotland, the economy and Scottish interests on the world stage and encourage foreign businesses, international devolved, regional and central governments to invest in Scotland.[211] Whilst the first minister usually undertakes a number of foreign and international visits to promote Scotland, international relations, European and Commonwealth relations are also included within the portfolios of both the Cabinet Secretary for Culture, Tourism and External Affairs (responsible for international development)[212] and the Minister for International Development and Europe (responsible for European Union relations and international relations).[213]
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During the G8 Summit in 2005, First Minister Jack McConnell welcomed each head of government of the G8 nations to the country's Glasgow Prestwick Airport[214] on behalf of then UK Prime Minister Tony Blair. At the same time, McConnell and the then Scottish Executive pioneered the way forward to launch what would become the Scotland Malawi Partnership which co-ordinates Scottish activities to strengthen existing links with Malawi.[215] During McConnell's time as first minister, several relations with Scotland, including Scottish and Russian relations strengthened following a visit by President of Russia Vladimir Putin to Edinburgh. McConnell, speaking at the end, highlighted that the visit by Putin was a "post-devolution" step towards "Scotland regaining its international identity".[216]
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Under the Salmond administration, Scotland's trade and investment deals with countries such as China[217][218] and Canada, where Salmond established the Canada Plan 2010–2015 which aimed to strengthen "the important historical, cultural and economic links" between both Canada and Scotland.[219] To promote Scotland's interests and Scottish businesses in North America, there is a Scottish Affairs Office located in Washington, D.C. with the aim to promoting Scotland in both the United States and Canada.[220]
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During a 2017 visit to the United States, First Minister Nicola Sturgeon met with Jerry Brown, Governor of California, where both signed an agreement committing both the Government of California and the Scottish Government to work together to tackle climate change,[221] as well as Sturgeon signing a £6.3 million deal for Scottish investment from American businesses and firms promoting trade, tourism and innovation.[222] During an official visit to the Republic of Ireland in 2016, Sturgeon claimed that is it "important for Ireland and Scotland and the whole of the British Isles that Ireland has a strong ally in Scotland".[223] During the same engagement, Sturgeon became the first head of government to address the Seanad Éireann, the Upper House of the Irish Parliament.[223]
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A policy of devolution had been advocated by the three main UK parties with varying enthusiasm during recent history. A previous Labour leader. John Smith, described the revival of a Scottish parliament as the "settled will of the Scottish people".[224] The devolved Scottish Parliament was created after a referendum in 1997 found majority support for both creating the Parliament and granting it limited powers to vary income tax.[225]
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The Scottish National Party (SNP), which supports Scottish independence, was first elected to form the Scottish Government in 2007. The new government established a "National Conversation" on constitutional issues, proposing a number of options such as increasing the powers of the Scottish Parliament, federalism, or a referendum on Scottish independence from the United Kingdom. In rejecting the last option, the three main opposition parties in the Scottish Parliament created a commission to investigate the distribution of powers between devolved Scottish and UK-wide bodies.[226] The Scotland Act 2012, based on proposals by the commission, was subsequently enacted devolving additional powers to the Scottish Parliament.[227]
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In August 2009 the SNP proposed a bill to hold a referendum on independence in November 2010. Opposition from all other major parties led to an expected defeat.[228][229][230] After the 2011 elections gave the SNP an overall majority in the Scottish Parliament, a referendum on independence for Scotland was held on 18 September 2014.[231] The referendum resulted in a rejection of independence, by 55.3% to 44.7%.[232][233] During the campaign, the three main parties in the UK Parliament pledged to extend the powers of the Scottish Parliament.[234][235] An all-party commission chaired by Lord Smith of Kelvin was formed,[235] which led to a further devolution of powers through the Scotland Act 2016.[citation needed]
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Following a referendum on the UK's membership of the European Union on 23 June 2016, where a UK-wide majority voted to withdraw from the EU whilst a majority within Scotland voted to remain, Scotland's first minister, Nicola Sturgeon, announced that as a result a new independence referendum was "highly likely".[236][237]
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Historical subdivisions of Scotland included the mormaerdom, stewartry, earldom, burgh, parish, county and regions and districts. Some of these names are still sometimes used as geographical descriptors.[citation needed]
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Modern Scotland is subdivided in various ways depending on the purpose. In local government, there have been 32 single-tier council areas since 1996,[238] whose councils are responsible for the provision of all local government services. Decisions are made by councillors who are elected at local elections every five years. The head of each council is usually the Lord Provost alongside the Leader of the Council,[239] with a Chief Executive being appointed as director of the council area.[240] Community Councils are informal organisations that represent specific sub-divisions within each council area.[citation needed]
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In the Scottish Parliament, there are 73 constituencies and eight regions. For the Parliament of the United Kingdom, there are 59 constituencies. Until 2013, the Scottish fire brigades and police forces were based on a system of regions introduced in 1975. For healthcare and postal districts, and a number of other governmental and non-governmental organisations such as the churches, there are other long-standing methods of subdividing Scotland for the purposes of administration.
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City status in the United Kingdom is conferred by letters patent.[241] There are seven cities in Scotland: Aberdeen, Dundee, Edinburgh, Glasgow, Inverness, Stirling and Perth.[242]
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Scots law has a basis derived from Roman law,[243] combining features of both uncodified civil law, dating back to the Corpus Juris Civilis, and common law with medieval sources. The terms of the Treaty of Union with England in 1707 guaranteed the continued existence of a separate legal system in Scotland from that of England and Wales.[244] Prior to 1611, there were several regional law systems in Scotland, most notably Udal law in Orkney and Shetland, based on old Norse law. Various other systems derived from common Celtic or Brehon laws survived in the Highlands until the 1800s.[245]
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Scots law provides for three types of courts responsible for the administration of justice: civil, criminal and heraldic. The supreme civil court is the Court of Session, although civil appeals can be taken to the Supreme Court of the United Kingdom (or before 1 October 2009, the House of Lords). The High Court of Justiciary is the supreme criminal court in Scotland. The Court of Session is housed at Parliament House, in Edinburgh, which was the home of the pre-Union Parliament of Scotland with the High Court of Justiciary and the Supreme Court of Appeal currently located at the Lawnmarket. The sheriff court is the main criminal and civil court, hearing most cases. There are 49 sheriff courts throughout the country.[246] District courts were introduced in 1975 for minor offences and small claims. These were gradually replaced by Justice of the Peace Courts from 2008 to 2010. The Court of the Lord Lyon regulates heraldry.
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For three centuries the Scots legal system was unique for being the only national legal system without a parliament. This ended with the advent of the Scottish Parliament in 1999, which legislates for Scotland. Many features within the system have been preserved. Within criminal law, the Scots legal system is unique in having three possible verdicts: "guilty", "not guilty" and "not proven".[247] Both "not guilty" and "not proven" result in an acquittal, typically with no possibility of retrial in accordance with the rule of double jeopardy. There is, however, the possibility of a retrial where new evidence emerges at a later date that might have proven conclusive in the earlier trial at first instance, where the person acquitted subsequently admits the offence or where it can be proved that the acquittal was tainted by an attempt to pervert the course of justice – see the provisions of the Double Jeopardy (Scotland) Act 2011. Many laws differ between Scotland and the other parts of the United Kingdom, and many terms differ for certain legal concepts. Manslaughter, in England and Wales, is broadly similar to culpable homicide in Scotland, and arson is called wilful fire raising. Indeed, some acts considered crimes in England and Wales, such as forgery, are not so in Scotland. Procedure also differs. Scots juries, sitting in criminal cases, consist of fifteen jurors, which is three more than is typical in many countries.[248]
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The Scottish Prison Service (SPS) manages the prisons in Scotland, which collectively house over 8,500 prisoners.[249] The Cabinet Secretary for Justice is responsible for the Scottish Prison Service within the Scottish Government.
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Health care in Scotland is mainly provided by NHS Scotland, Scotland's public health care system. This was founded by the National Health Service (Scotland) Act 1947 (later repealed by the National Health Service (Scotland) Act 1978) that took effect on 5 July 1948 to coincide with the launch of the NHS in England and Wales. However, even prior to 1948, half of Scotland's landmass was already covered by state-funded health care, provided by the Highlands and Islands Medical Service.[251] Healthcare policy and funding is the responsibility of the Scottish Government's Health Directorates. The current Cabinet Secretary for Health and Sport is Jeane Freeman[252] and the Director-General (DG) Health and chief executive, NHS Scotland is Paul Gray.[253]
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In 2008, the NHS in Scotland had around 158,000 staff including more than 47,500 nurses, midwives and health visitors and over 3,800 consultants. There are also more than 12,000 doctors, family practitioners and allied health professionals, including dentists, opticians and community pharmacists, who operate as independent contractors providing a range of services within the NHS in return for fees and allowances. These fees and allowances were removed in May 2010, and prescriptions are entirely free, although dentists and opticians may charge if the patient's household earns over a certain amount, about £30,000 per annum.[254]
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Scotland has a Western-style open mixed economy closely linked with the rest of the UK and the wider world. Traditionally, the Scottish economy was dominated by heavy industry underpinned by shipbuilding in Glasgow, coal mining and steel industries. Petroleum related industries associated with the extraction of North Sea oil have also been important employers from the 1970s, especially in the north-east of Scotland. De-industrialisation during the 1970s and 1980s saw a shift from a manufacturing focus towards a more service-oriented economy.
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Scotland's gross domestic product (GDP), including oil and gas produced in Scottish waters, was estimated at £150 billion for the calendar year 2012.[256] In 2014, Scotland's per capita GDP was one of the highest in the EU.[257] As of April 2019 the Scottish unemployment rate was 3.3%, below the UK rate of 3.8%, and the Scottish employment rate was 75.9%.[258]
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Edinburgh is the financial services centre of Scotland, with many large finance firms based there, including: Lloyds Banking Group (owners of HBOS); the Government-owned Royal Bank of Scotland and Standard Life. Edinburgh was ranked 15th in the list of world financial centres in 2007, but fell to 37th in 2012, following damage to its reputation,[259] and in 2016 was ranked 56th out of 86.[260] Its status had returned to 17th however by 2020.[261]
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In 2014, total Scottish exports (excluding intra-UK trade) were estimated to be £27.5 billion.[262] Scotland's primary exports include whisky, electronics and financial services.[263] The United States, Netherlands, Germany, France, and Norway constitute the country's major export markets.[263]
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Whisky is one of Scotland's more known goods of economic activity. Exports increased by 87% in the decade to 2012[264] and were valued at £4.3 billion in 2013, which was 85% of Scotland's food and drink exports.[265] It supports around 10,000 jobs directly and 25,000 indirectly.[266] It may contribute £400–682 million to Scotland, rather than several billion pounds, as more than 80% of whisky produced is owned by non-Scottish companies.[267]
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A briefing published in 2002 by the Scottish Parliament Information Centre (SPICe) for the Scottish Parliament's Enterprise and Life Long Learning Committee stated that tourism accounted for up to 5% of GDP and 7.5% of employment.[268]
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Although the Bank of England is the central bank for the UK, three Scottish clearing banks issue Sterling banknotes: the Bank of Scotland, the Royal Bank of Scotland and the Clydesdale Bank. The value of the Scottish banknotes in circulation in 2013 was £3.8 billion, underwritten by the Bank of England using funds deposited by each clearing bank, under the Banking Act 2009, in order to cover the total value of such notes in circulation.[269]
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Of the money spent on UK defence, about £3.3 billion can be attributed to Scotland as of 2013. Although Scotland has a long military tradition predating the Treaty of Union with England, its armed forces now form part of the British Armed Forces, with the exception of the Atholl Highlanders, Europe's only legal private army. In 2006, the infantry regiments of the Scottish Division were amalgamated to form the Royal Regiment of Scotland. Other distinctively Scottish regiments in the British Army include the Scots Guards, the Royal Scots Dragoon Guards and the 154 (Scottish) Regiment RLC, an Army Reserve Regiment of the Royal Logistic Corps.
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Because of their topography and perceived remoteness, parts of Scotland have housed many sensitive defence establishments.[270][271][272] Between 1960 and 1991, the Holy Loch was a base for the US fleet of Polaris ballistic missile submarines.[273] Today, Her Majesty's Naval Base Clyde, 25 miles (40 kilometres) north-west of Glasgow, is the base for the four Trident-armed Vanguard-class ballistic missile submarines that comprise the UK's nuclear deterrent. Scapa Flow was the major Fleet base for the Royal Navy until 1956.
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A single front-line Royal Air Force base is located in Scotland. RAF Lossiemouth, located in Moray, is the most northerly air defence fighter base in the United Kingdom and is home to three fast-jet squadrons equipped with the Eurofighter Typhoon.
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The Scottish education system has always been distinct from the rest of the United Kingdom, with a characteristic emphasis on a broad education.[274] In the 15th century, the Humanist emphasis on education cumulated with the passing of the Education Act 1496, which decreed that all sons of barons and freeholders of substance should attend grammar schools to learn "perfyct Latyne", resulting in an increase in literacy among a male and wealthy elite.[275] In the Reformation, the 1560 First Book of Discipline set out a plan for a school in every parish, but this proved financially impossible.[276] In 1616 an act in Privy council commanded every parish to establish a school.[277] By the late seventeenth century there was a largely complete network of parish schools in the lowlands, but in the Highlands basic education was still lacking in many areas.[278] Education remained a matter for the church rather than the state until the Education (Scotland) Act 1872.[279]
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The Curriculum for Excellence, Scotland's national school curriculum, presently provides the curricular framework for children and young people from age 3 to 18.[280] All 3- and 4-year-old children in Scotland are entitled to a free nursery place. Formal primary education begins at approximately 5 years old and lasts for 7 years (P1–P7); children in Scotland study Standard Grades, or Intermediate qualifications between the ages of 14 and 16. These are being phased out and replaced by the National Qualifications of the Curriculum for Excellence. The school leaving age is 16, after which students may choose to remain at school and study for Access, Intermediate or Higher Grade and Advanced Higher qualifications. A small number of students at certain private, independent schools may follow the English system and study towards GCSEs and A and AS-Levels instead.[281]
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There are fifteen Scottish universities, some of which are amongst the oldest in the world.[vague][282][283] These include the University of St Andrews, the University of Glasgow, the University of Aberdeen and the University of Edinburgh—many of which are ranked amongst the best in the UK.[vague][284][285] Scotland had more universities per capita in QS' World University Rankings' top 100 in 2012 than any other nation.[286] The country produces 1% of the world's published research with less than 0.1% of the world's population, and higher education institutions account for 9% of Scotland's service sector exports.[287][288] Scotland's University Courts are the only bodies in Scotland authorised to award degrees.
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Tuition is handled by the Student Awards Agency Scotland (SAAS), which does not charge fees to what it defines as "Young Students". Young Students are defined as those under 25, without children, marriage, civil partnership or cohabiting partner, who have not been outside of full-time education for more than three years. Fees exist for those outside the young student definition, typically from £1,200 to £1,800 for undergraduate courses, dependent on year of application and type of qualification. Postgraduate fees can be up to £3,400.[289] The system has been in place since 2007 when graduate endowments were abolished.[290] Labour's education spokesperson Rhona Brankin criticised the Scottish system for failing to address student poverty.[291]
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Scotland's universities are complemented in the provision of Further and Higher Education by 43 colleges. Colleges offer National Certificates, Higher National Certificates, and Higher National Diplomas. These Group Awards, alongside Scottish Vocational Qualifications, aim to ensure Scotland's population has the appropriate skills and knowledge to meet workplace needs. In 2014, research reported by the Office for National Statistics found that Scotland was the most highly educated country in Europe and among the most well-educated in the world in terms of tertiary education attainment, with roughly 40% of people in Scotland aged 16–64 educated to NVQ level 4 and above.[292][failed verification] Based on the original data for EU statistical regions, all four Scottish regions ranked significantly above the European average for completion of tertiary-level education by 25- to 64-year-olds.[293]
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Kilmarnock Academy in East Ayrshire is one of only two schools in the UK, and the only school in Scotland, to have educated two Nobel Prize Laureates – Alexander Fleming, discoverer of Penicillin, and John Boyd Orr, 1st Baron Boyd-Orr, for his scientific research into nutrition and his work as the first Director-General of the United Nations Food and Agriculture Organization (FAO).
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Scottish music is a significant aspect of the nation's culture, with both traditional and modern influences. A famous traditional Scottish instrument is the Great Highland bagpipe, a wind instrument consisting of three drones and a melody pipe (called the chanter), which are fed continuously by a reservoir of air in a bag. Bagpipe bands, featuring bagpipes and various types of drums, and showcasing Scottish music styles while creating new ones, have spread throughout the world. The clàrsach (harp), fiddle and accordion are also traditional Scottish instruments, the latter two heavily featured in Scottish country dance bands. There are many successful Scottish bands and individual artists in varying styles including Annie Lennox, Amy Macdonald, Runrig, Belle and Sebastian, Boards of Canada, Camera Obscura, Cocteau Twins, Deacon Blue, Franz Ferdinand, Susan Boyle, Emeli Sandé, Texas, The View, The Fratellis, Twin Atlantic and Biffy Clyro. Other Scottish musicians include Shirley Manson, Paolo Nutini, Andy Stewart and Calvin Harris.[294][failed verification]
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Scotland has a literary heritage dating back to the early Middle Ages. The earliest extant literature composed in what is now Scotland was in Brythonic speech in the 6th century, but is preserved as part of Welsh literature.[295] Later medieval literature included works in Latin,[296] Gaelic,[297] Old English[298] and French.[299] The first surviving major text in Early Scots is the 14th-century poet John Barbour's epic Brus, focusing on the life of Robert I,[300] and was soon followed by a series of vernacular romances and prose works.[301] In the 16th century, the crown's patronage helped the development of Scots drama and poetry,[302] but the accession of James VI to the English throne removed a major centre of literary patronage and Scots was sidelined as a literary language.[303] Interest in Scots literature was revived in the 18th century by figures including James Macpherson, whose Ossian Cycle made him the first Scottish poet to gain an international reputation and was a major influence on the European Enlightenment.[304] It was also a major influence on Robert Burns, whom many consider the national poet,[305] and Walter Scott, whose Waverley Novels did much to define Scottish identity in the 19th century.[306] Towards the end of the Victorian era a number of Scottish-born authors achieved international reputations as writers in English, including Robert Louis Stevenson, Arthur Conan Doyle, J. M. Barrie and George MacDonald.[307] In the 20th century the Scottish Renaissance saw a surge of literary activity and attempts to reclaim the Scots language as a medium for serious literature.[308] Members of the movement were followed by a new generation of post-war poets including Edwin Morgan, who would be appointed the first Scots Makar by the inaugural Scottish government in 2004.[309] From the 1980s Scottish literature enjoyed another major revival, particularly associated with a group of writers including Irvine Welsh.[308] Scottish poets who emerged in the same period included Carol Ann Duffy, who, in May 2009, was the first Scot named UK Poet Laureate.[310]
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As one of the Celtic nations, Scotland and Scottish culture are represented at interceltic events at home and over the world. Scotland hosts several music festivals including Celtic Connections (Glasgow), and the Hebridean Celtic Festival (Stornoway). Festivals celebrating Celtic culture, such as Festival Interceltique de Lorient (Brittany), the Pan Celtic Festival (Ireland), and the National Celtic Festival (Portarlington, Australia), feature elements of Scottish culture such as language, music and dance.[311][312][313][314][315][316][317][excessive citations]
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The image of St. Andrew, martyred while bound to an X-shaped cross, first appeared in the Kingdom of Scotland during the reign of William I.[318] Following the death of King Alexander III in 1286 an image of Andrew was used on the seal of the Guardians of Scotland who assumed control of the kingdom during the subsequent interregnum.[319] Use of a simplified symbol associated with Saint Andrew, the saltire, has its origins in the late 14th century; the Parliament of Scotland decreeing in 1385 that Scottish soldiers should wear a white Saint Andrew's Cross on the front and back of their tunics.[320] Use of a blue background for the Saint Andrew's Cross is said to date from at least the 15th century.[321] Since 1606 the saltire has also formed part of the design of the Union Flag. There are numerous other symbols and symbolic artefacts, both official and unofficial, including the thistle, the nation's floral emblem (celebrated in the song, The Thistle o' Scotland), the Declaration of Arbroath, incorporating a statement of political independence made on 6 April 1320, the textile pattern tartan that often signifies a particular Scottish clan and the royal Lion Rampant flag.[322][323][324] Highlanders can thank James Graham, 3rd Duke of Montrose, for the repeal in 1782 of the Act of 1747 prohibiting the wearing of tartans.[325]
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Although there is no official national anthem of Scotland,[326] Flower of Scotland is played on special occasions and sporting events such as football and rugby matches involving the Scotland national teams and since 2010 is also played at the Commonwealth Games after it was voted the overwhelming favourite by participating Scottish athletes.[327] Other currently less popular candidates for the National Anthem of Scotland include Scotland the Brave, Highland Cathedral, Scots Wha Hae and A Man's A Man for A' That.[citation needed]
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St Andrew's Day, 30 November, is the national day, although Burns' Night tends to be more widely observed, particularly outside Scotland. In 2006, the Scottish Parliament passed the St Andrew's Day Bank Holiday (Scotland) Act 2007, designating the day an official bank holiday.[328] Tartan Day is a recent innovation from Canada.[citation needed]
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The national animal of Scotland is the unicorn, which has been a Scottish heraldic symbol since the 12th century.[329]
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Scottish cuisine has distinctive attributes and recipes of its own but shares much with wider British and European cuisine as a result of local and foreign influences, both ancient and modern. Traditional Scottish dishes exist alongside international foodstuffs brought about by migration. Scotland's natural larder of game, dairy products, fish, fruit, and vegetables is the chief factor in traditional Scots cooking, with a high reliance on simplicity and a lack of spices from abroad, as these were historically rare and expensive. Irn-Bru is the most common Scottish carbonated soft drink, often described as "Scotland's other national drink" (after whisky).[330] During the Late Middle Ages and early modern era, French cuisine played a role in Scottish cookery due to cultural exchanges brought about by the "Auld Alliance",[331] especially during the reign of Mary, Queen of Scots. Mary, on her return to Scotland, brought an entourage of French staff who are considered responsible for revolutionising Scots cooking and for some of Scotland's unique food terminology.[citation needed]
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National newspapers such as the Daily Record, The Herald, The Scotsman and The National are all produced in Scotland.[333] Important regional dailies include the Evening News in Edinburgh, The Courier in Dundee in the east, and The Press and Journal serving Aberdeen and the north.[333] Scotland is represented at the Celtic Media Festival, which showcases film and television from the Celtic countries. Scottish entrants have won many awards since the festival began in 1980.[334]
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Television in Scotland is largely the same as UK-wide broadcasts, however, the national broadcaster is BBC Scotland, a constituent part of the British Broadcasting Corporation, the publicly funded broadcaster of the United Kingdom. It runs three national television stations, and the national radio stations, BBC Radio Scotland and BBC Radio nan Gàidheal, amongst others. Scotland also has some programming in the Gaelic language. BBC Alba is the national Gaelic-language channel. The main Scottish commercial television station is STV which broadcasts on two of the three ITV regions of Scotland.[335]
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Scotland has a number of production companies which produce films and television programmes for Scottish, UK and international audiences. Popular films associated with Scotland through Scottish production or being filmed in Scotland include Braveheart (1995),[336] Highlander (1986),[336] Trainspotting (1996),[336] Red Road (2006), Neds (2010),[336] The Angel's Share (2012), Brave (2012)[337] and Outlaw King (2018).[338] Popular television programmes associated with Scotland include the long running BBC Scotland soap opera River City which has been broadcast since 2002,[339] Still Game, a popular Scottish sitcom broadcast throughout the United Kingdom (2002–2007, revived in 2016),[340] Rab C. Nesbitt, Two Doors Down[341] and Take the High Road.[342]
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Wardpark Studios in Cumbernauld is one of Scotland's television and film production studios where the television programme Outlander is produced.[343] Dumbarton Studios, located in Dumbarton is largely used for BBC Scotland programming, used for the filming and production of television programmes such as Still Game, River City, Two Doors Down, and Shetland.[344]
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Scotland hosts its own national sporting competitions and has independent representation at several international sporting events, including the FIFA World Cup, the Rugby Union World Cup, the Rugby League World Cup, the Cricket World Cup, the Netball World Cup and the Commonwealth Games. Scotland has its own national governing bodies, such as the Scottish Football Association (the second oldest national football association in the world)[345] and the Scottish Rugby Union. Variations of football have been played in Scotland for centuries, with the earliest reference dating back to 1424.[346]
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The world's first official international association football match was held in 1872 and was the idea of C. W. Alcock of the Football Association which was seeking to promote Association Football in Scotland.[347][better source needed] The match took place at the West of Scotland Cricket Club's Hamilton Crescent ground in the Partick area of Glasgow. The match was between Scotland and England and resulted in a 0–0 draw. Following this, the newly developed football became the most popular sport in Scotland. The Scottish Cup was first contested in 1873. Queen's Park F.C., in Glasgow, is probably the oldest association football club in the world outside England.[citation needed]
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The Scottish Football Association (SFA), the second-oldest national football association in the world, is the main governing body for Scottish association football, and a founding member of the International Football Association Board (IFAB) which governs the Laws of the Game. As a result of this key role in the development of the sport Scotland is one of only four countries to have a permanent representative on the IFAB; the other four representatives being appointed for set periods by FIFA.[citation needed]
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The SFA also has responsibility for the Scotland national football team, whose supporters are commonly known as the "Tartan Army". As of December 2019[update], Scotland are ranked as the 50th best national football team in the FIFA World Rankings.[348] The national team last attended the World Cup in France in 1998, but finished last in their group stage.[349] The Scotland women's team have achieved more recent success, qualifying for both Euro 2017[350] and the 2019 World Cup.[351] As of December 2019[update], they were ranked as the 22nd best women's national team in the FIFA Rankings.[352]
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Scottish clubs have achieved some success in European competitions, with Celtic winning the European Cup in 1967, Rangers and Aberdeen winning the UEFA Cup Winners' Cup in 1972 and 1983 respectively, and Aberdeen also winning the UEFA Super Cup in 1983. Celtic, Rangers and Dundee United have also reached European finals, the most recent of these being Rangers in 2008.[353]
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With the modern game of golf originating in 15th-century Scotland, the country is promoted as the home of golf.[354][355][356] To many golfers the Old Course in the Fife town of St Andrews, an ancient links course dating to before 1552,[357] is considered a site of pilgrimage.[358] In 1764, the standard 18-hole golf course was created at St Andrews when members modified the course from 22 to 18 holes.[359] The world's oldest golf tournament, and golf's first major, is The Open Championship, which was first played on 17 October 1860 at Prestwick Golf Club, in Ayrshire, Scotland, with Scottish golfers winning the earliest majors.[360] There are many other famous golf courses in Scotland, including Carnoustie, Gleneagles, Muirfield, and Royal Troon.
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Other distinctive features of the national sporting culture include the Highland games, curling and shinty. In boxing, Scotland has had 13 world champions, including Ken Buchanan, Benny Lynch and Jim Watt. Scotland has also been successful in motorsport, particularly in Formula One. Notable drivers include; David Coulthard, Jim Clark, Paul Di Resta, and Jackie Stewart.[361] In IndyCar, Dario Franchitti has won 4 consecutive IndyCar world championships.[362]
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Scotland has competed at every Commonwealth Games since 1930 and has won 356 medals in total—91 Gold, 104 Silver and 161 Bronze.[363] Edinburgh played host to the Commonwealth Games in 1970 and 1986, and most recently Glasgow in 2014.[364]
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Scotland's primary sources for energy are provided though renewable energy (42%), nuclear (35%) and fossil fuel generation (22%).[365]
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The Scottish Government has a target to have the equivalent of 50% of the energy for Scotland's heat, transport and electricity consumption to be supplied from renewable sources by 2030.[366]
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Scotland has five international airports operating scheduled services to Europe, North America and Asia, as well domestic services to England, Northern Ireland and Wales.
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Highlands and Islands Airports operates eleven airports across the Highlands, Orkney, Shetland and the Western Isles, which are primarily used for short distance, public service operations, although Inverness Airport has a number of scheduled flights to destinations across the UK and mainland Europe.
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Edinburgh Airport is currently Scotland's busiest airport handling over 13 million passengers in 2017.[367] It is also the UK's 6th busiest airport.
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British Airways, easyJet, flybe, Jet2, and Ryanair operate the majority of flights between Scotland and other major UK and European airports.
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Four airlines are based in Scotland:
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Network Rail owns and operates the fixed infrastructure assets of the railway system in Scotland, while the Scottish Government retains overall responsibility for rail strategy and funding in Scotland.[368] Scotland's rail network has 359 railway stations and around 1,710 miles (2,760 km) of track.[369] In 2018–19 there were 102 million passenger journies on Scottish railways.[370]
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The East Coast and West Coast main railway lines connect the major cities and towns of Scotland with each other and with the rail network in England. London North Eastern Railway provides inter-city rail journeys between Glasgow, Edinburgh, Aberdeen and Inverness to London. Domestic rail services within Scotland are operated by Abellio ScotRail. During the time of British Rail, the West Coast Main Line from London Euston to Glasgow Central was electrified in the early 1970s, followed by the East Coast Main Line in the late 1980s. British Rail created the ScotRail brand. When British Rail existed, many railway lines in Strathclyde were electrified. Strathclyde Passenger Transport Executive was at the forefront with the acclaimed "largest electrified rail network outside London". Some parts of the network are electrified, but there are no electrified lines in the Highlands, Angus, Aberdeenshire, the cities of Dundee or Aberdeen, or Perth & Kinross, and none of the islands has a rail link (although the railheads at Kyle of Lochalsh and Mallaig principally serve the islands).
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The East Coast Main Line crosses the Firth of Forth by the Forth Bridge. Completed in 1890, this cantilever bridge has been described as "the one internationally recognised Scottish landmark".[371][page needed] Scotland's rail network is managed by Transport Scotland.[372]
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The Scottish motorways and major trunk roads are managed by Transport Scotland. The remainder of the road network is managed by the Scottish local authorities in each of their areas.
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Regular ferry services operate between the Scottish mainland and outlying islands. Ferries serving both the inner and outer Hebrides are principally operated by the state-owned enterprise Caledonian MacBrayne.
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Services to the Northern Isles are operated by Serco. Other routes, served by multiple companies, connect southwest Scotland to Northern Ireland. DFDS Seaways operated a freight-only Rosyth – Zeebrugge ferry service, until a fire damaged the vessel DFDS were using.[373] A passenger service was also operated between 2002–2010.[374]
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Additional routes are operated by local authorities.
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Air Traffic Control tower of Edinburgh Airport
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Domestic rail services are operated by Abellio ScotRail.
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Bilingual (Scottish Gaelic/English) roadsigns are found throughout the Highlands and the Hebrides.
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A Calmac ferry departing Stornoway
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Click on a coloured area to see an article about English in that country or region
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– in Europe (green & dark grey)– in the United Kingdom (green)
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Scotland (Scots: Scotland, Scottish Gaelic: Alba [ˈal̪ˠapə] (listen)) is a country that is part of the United Kingdom. Covering the northern third of the island of Great Britain,[18][19][20] mainland Scotland has a 96 mile (154 km) border with England to the southeast and is otherwise surrounded by the Atlantic Ocean to the north and west, the North Sea to the northeast and the Irish Sea to the south. In addition, Scotland includes more than 790 islands;[21] principally within the Northern Isles and the Hebrides archipelagos.
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The Kingdom of Scotland emerged as an independent sovereign state in the European Early Middle Ages and continued to exist until 1707. By inheritance in 1603, James VI of Scotland became king of England and Ireland, thus forming a personal union of the three kingdoms. Scotland subsequently entered into a political union with the Kingdom of England on 1 May 1707 to create the new Kingdom of Great Britain.[22][23] The union also created a new Parliament of Great Britain, which succeeded both the Parliament of Scotland and the Parliament of England. In 1801, the Kingdom of Great Britain entered into a political union with the Kingdom of Ireland to create the United Kingdom of Great Britain and Ireland (in 1922, the Irish Free State seceded from the United Kingdom, leading to the latter being officially renamed the United Kingdom of Great Britain and Northern Ireland in 1927).[24]
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Within Scotland, the monarchy of the United Kingdom has continued to use a variety of styles, titles and other royal symbols of statehood specific to the pre-union Kingdom of Scotland. The legal system within Scotland has also remained separate from those of England and Wales and Northern Ireland; Scotland constitutes a distinct jurisdiction in both public and private law.[25] The continued existence of legal, educational, religious and other institutions distinct from those in the remainder of the UK have all contributed to the continuation of Scottish culture and national identity since the 1707 union with England.[26]
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In 1999, a Scottish Parliament was re-established, in the form of a devolved unicameral legislature comprising 129 members, having authority over many areas of domestic policy.[27] The head of the Scottish Government is the first minister of Scotland, who is supported by the deputy first minister of Scotland.[28] Scotland is represented in the United Kingdom Parliament by 59 MPs. Scotland is also a member of the British–Irish Council,[29] sending five members of the Scottish Parliament to the British–Irish Parliamentary Assembly.[30]
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Scotland is divided into 32 administrative subdivisions or local authorities, known as council areas.[31] Glasgow City is the largest council area in terms of population, with Highland being the largest in terms of area. Limited self-governing power, covering matters such as education, social services and roads and transportation, is devolved from the Scottish Government to each subdivision.[31]
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"Scotland" comes from Scoti, the Latin name for the Gaels. Philip Freeman has speculated on the likelihood of a group of raiders adopting a name from an Indo-European root, *skot, citing the parallel in Greek skotos (σκότος), meaning "darkness, gloom".[32] The Late Latin word Scotia ("land of the Gaels") was initially used to refer to Ireland.[33] By the 11th century at the latest, Scotia was being used to refer to (Gaelic-speaking) Scotland north of the River Forth, alongside Albania or Albany, both derived from the Gaelic Alba.[34] The use of the words Scots and Scotland to encompass all of what is now Scotland became common in the Late Middle Ages.[22]
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Repeated glaciations, which covered the entire land mass of modern Scotland, destroyed any traces of human habitation that may have existed before the Mesolithic period. It is believed the first post-glacial groups of hunter-gatherers arrived in Scotland around 12,800 years ago, as the ice sheet retreated after the last glaciation.[35] At the time, Scotland was covered in forests, had more bog-land, and the main form of transport was by water.[36]:9 These settlers began building the first known permanent houses on Scottish soil around 9,500 years ago, and the first villages around 6,000 years ago. The well-preserved village of Skara Brae on the mainland of Orkney dates from this period. Neolithic habitation, burial, and ritual sites are particularly common and well preserved in the Northern Isles and Western Isles, where a lack of trees led to most structures being built of local stone.[37] Evidence of sophisticated pre-Christian belief systems is demonstrated by sites such as the Callanish Stones on Lewis and the Maes Howe on Orkney, which were built in the third millennium BCE.[38]:38
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The first written reference to Scotland was in 320 BCE by Greek sailor Pytheas, who called the northern tip of Britain "Orcas", the source of the name of the Orkney islands.[36]:10 During the first millennium BCE, the society changed dramatically to a chiefdom model, as consolidation of settlement led to the concentration of wealth and underground stores of surplus food.[36]:11 The first Roman incursion into Scotland occurred in 79 CE, when Agricola invaded Scotland; he defeated a Caledonian army at the Battle of Mons Graupius in 83 CE.[36]:12 After the Roman victory, Roman forts were briefly set along the Gask Ridge close to the Highland line, but by three years after the battle, the Roman armies had withdrawn to the Southern Uplands.[39] The Romans erected Hadrian's Wall in northern England[36]:12 and the Limes Britannicus became the northern border of the Roman Empire.[40][41] The Roman influence on the southern part of the country was considerable, and they introduced Christianity to Scotland.[36]:13–14[38]:38
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Beginning in the sixth century, the area that is now Scotland was divided into three areas: Pictland, a patchwork of small lordships in central Scotland;[36]:25–26 the Anglo-Saxon Kingdom of Northumbria, which had conquered southeastern Scotland;[36]:18–20 and Dál Riata, founded by settlers from Ireland, bringing Gaelic language and culture with them.[36]:20 These societies were based on the family unit and had sharp divisions in wealth, although the vast majority were poor and worked full-time in subsistence agriculture. The Picts kept slaves (mostly captured in war) through the ninth century.[36]:26–27
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Gaelic influence over Pictland and Northumbria was facilitated by the large number of Gaelic-speaking clerics working as missionaries.[36]:23–24 Operating in the sixth century on the island of Iona, Saint Columba was one of the earliest and best-known missionaries.[38]:39 The Vikings began to raid Scotland in the eighth century. Although the raiders sought slaves and luxury items, their main motivation was to acquire land. The oldest Norse settlements were in northwest Scotland, but they eventually conquered many areas along the coast. Old Norse entirely displaced Gaelic in the Northern Isles.[36]:29–30
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In the ninth century, the Norse threat allowed a Gael named Cináed mac Ailpín (Kenneth I) to seize power over Pictland, establishing a royal dynasty to which the modern monarchs trace their lineage, and marking the beginning of the end of Pictish culture.[36]:31–32[42] The kingdom of Cináed and his descendants, called Alba, was Gaelic in character but existed on the same area as Pictland. By the end of the tenth century, the Pictish language went extinct as its speakers shifted to Gaelic.[36]:32–33 From a base in eastern Scotland north of the River Forth and south of the River Spey, the kingdom expanded first southwards, into the former Northumbrian lands, and northwards into Moray.[36]:34–35 Around the turn of the millennium, there was a centralization in agricultural lands and the first towns began to be established.[36]:36–37
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In the twelfth and thirteenth centuries, with much of Scotland under the control of a single ruler and united by the Gaelic language, a modern nation-state first emerged, as did Scottish national consciousness.[43]:38 The domination of Gaelic was diminished during the reign of David I (1124–53), during which many English-speaking colonists settled in Scotland.[43]:39 David I and his successors centralized royal power[43]:41–42 and united mainland Scotland, capturing regions such as Moray, Galloway, and Caithness, although he did not succeed at extending his power over the Hebrides, which had been ruled by various Scottish clans following the death of Somerled in 1164.[43]:48–49 The system of feudalism was consolidated, with both Anglo-Norman incomers and native Gaelic chieftains being granted land in exchange for serving the king.[43]:53–54 The Scottish kings rejected English demands to subjugate themselves; in fact, England invaded Scotland several times to prevent Scotland's expansion into northern England.[43]:45
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The death of Alexander III in March 1286 broke the succession line of Scotland's kings. Edward I of England arbitrated between various claimants for the Scottish crown. In return for surrendering Scotland's nominal independence, John Balliol was pronounced king in 1292.[43]:47[44] In 1294, Balliol and other Scottish lords refused Edward's demands to serve in his army against the French. Scotland and France sealed a treaty on 23 October 1295, known as the Auld Alliance. War ensued, and John was deposed by Edward who took personal control of Scotland. Andrew Moray and William Wallace initially emerged as the principal leaders of the resistance to English rule in the Wars of Scottish Independence,[45] until Robert the Bruce was crowned king of Scotland in 1306.[46] Victory at the Battle of Bannockburn in 1314 proved the Scots had regained control of their kingdom. In 1320 the world's first documented declaration of independence, the Declaration of Arbroath, won the support of Pope John XXII, leading to the legal recognition of Scottish sovereignty by the English Crown.
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[47]:70, 72
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A civil war between the Bruce dynasty and their long-term Comyn-Balliol rivals lasted until the middle of the 14th century. Although the Bruce faction was successful, David II's lack of an heir allowed his half-nephew Robert II to come to the throne and establish the House of Stewart.[47]:77 The Stewarts ruled Scotland for the remainder of the Middle Ages. The country they ruled experienced greater prosperity from the end of the 14th century through the Scottish Renaissance to the Reformation,[48]:93 despite the effects of the Black Death in 1349[47]:76 and increasing division between Highlands and Lowlands.[47]:78 Multiple truces reduced warfare on the southern border.[47]:76, 83
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The Treaty of Perpetual Peace was signed in 1502 by James IV of Scotland and Henry VII of England. James married Henry's daughter, Margaret Tudor.[49] James invaded England in support of France under the terms of the Auld Alliance and became the last British monarch to die in battle, at Flodden in 1513.[50] In 1560, the Treaty of Edinburgh brought an end to the Anglo-French conflict and recognized the Protestant Elizabeth I as Queen of England.[48]:112 The Parliament of Scotland met and immediately adopted the Scots Confession, which signaled the Scottish Reformation's sharp break from papal authority and Catholic teaching.[38]:44 The Catholic Mary, Queen of Scots was forced to abdicate in 1567.[51]
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In 1603, James VI, King of Scots inherited the thrones of the Kingdom of England and the Kingdom of Ireland in the Union of the Crowns, and moved to London.[52] The military was strengthened, allowing the imposition of royal authority on the western Highland clans. The 1609 Statutes of Iona compelled the cultural integration of Hebridean clan leaders.[53]:37–40 With the exception of a short period under the Protectorate, Scotland remained a separate state, but there was considerable conflict between the crown and the Covenanters over the form of church government.[54]:124 The Glorious Revolution of 1688–89 saw the overthrow of King James VII of Scotland and II of England by the English Parliament in favour of William III and Mary II.[54]:142
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The Battle of Altimarlach in 1680 was the last significant clan battle fought between highland clans.[55] In common with countries such as France, Norway, Sweden and Finland, Scotland experienced famines during the 1690s. Mortality, reduced childbirths and increased emigration reduced the population of parts of the country about 10–15%.[56]
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In 1698, the Company of Scotland attempted a project to secure a trading colony on the Isthmus of Panama. Almost every Scottish landowner who had money to spare is said to have invested in the Darien scheme. Its failure bankrupted these landowners, but not the burghs. Nevertheless, the nobles' bankruptcy, along with the threat of an English invasion, played a leading role in convincing the Scots elite to back a union with England.[57][58]
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On 22 July 1706, the Treaty of Union was agreed between representatives of the Scots Parliament and the Parliament of England. The following year, twin Acts of Union were passed by both parliaments to create the united Kingdom of Great Britain with effect from 1 May 1707[23] with popular opposition and anti-union riots in Edinburgh, Glasgow, and elsewhere.[59][60]
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With trade tariffs with England abolished, trade blossomed, especially with Colonial America. The clippers belonging to the Glasgow Tobacco Lords were the fastest ships on the route to Virginia. Until the American War of Independence in 1776, Glasgow was the world's premier tobacco port, dominating world trade.[61] The disparity between the wealth of the merchant classes of the Scottish Lowlands and the ancient clans of the Scottish Highlands grew, amplifying centuries of division.
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The deposed Jacobite Stuart claimants had remained popular in the Highlands and north-east, particularly amongst non-Presbyterians, including Roman Catholics and Episcopalian Protestants. However, two major Jacobite risings launched in 1715 and 1745 failed to remove the House of Hanover from the British throne. The threat of the Jacobite movement to the United Kingdom and its monarchs effectively ended at the Battle of Culloden, Great Britain's last pitched battle.
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The Scottish Enlightenment and the Industrial Revolution turned Scotland into an intellectual, commercial and industrial powerhouse[62] – so much so Voltaire said "We look to Scotland for all our ideas of civilisation."[63] With the demise of Jacobitism and the advent of the Union, thousands of Scots, mainly Lowlanders, took up numerous positions of power in politics, civil service, the army and navy, trade, economics, colonial enterprises and other areas across the nascent British Empire. Historian Neil Davidson notes "after 1746 there was an entirely new level of participation by Scots in political life, particularly outside Scotland." Davidson also states "far from being 'peripheral' to the British economy, Scotland – or more precisely, the Lowlands – lay at its core."[64]
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In the Highlands, clan chiefs gradually started to think of themselves more as commercial landlords than leaders of their people. These social and economic changes included the first phase of the Highland Clearances and, ultimately, the demise of clanship.[65]:32–53, passim
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The Scottish Reform Act 1832 increased the number of Scottish MPs and widened the franchise to include more of the middle classes.[66] From the mid-century, there were increasing calls for Home Rule for Scotland and the post of Secretary of State for Scotland was revived.[67] Towards the end of the century Prime Ministers of Scottish descent included William Gladstone,[68] and the Earl of Rosebery.[69] In the late 19th century the growing importance of the working classes was marked by Keir Hardie's success in the Mid Lanarkshire by-election, 1888, leading to the foundation of the Scottish Labour Party, which was absorbed into the Independent Labour Party in 1895, with Hardie as its first leader.[70]
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Glasgow became one of the largest cities in the world and known as "the Second City of the Empire" after London.[71] After 1860 the Clydeside shipyards specialised in steamships made of iron (after 1870, made of steel), which rapidly replaced the wooden sailing vessels of both the merchant fleets and the battle fleets of the world. It became the world's pre-eminent shipbuilding centre.[72] The industrial developments, while they brought work and wealth, were so rapid that housing, town-planning, and provision for public health did not keep pace with them, and for a time living conditions in some of the towns and cities were notoriously bad, with overcrowding, high infant mortality, and growing rates of tuberculosis.[73]
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While the Scottish Enlightenment is traditionally considered to have concluded toward the end of the 18th century,[74] disproportionately large Scottish contributions to British science and letters continued for another 50 years or more, thanks to such figures as the physicists James Clerk Maxwell and Lord Kelvin, and the engineers and inventors James Watt and William Murdoch, whose work was critical to the technological developments of the Industrial Revolution throughout Britain.[75] In literature, the most successful figure of the mid-19th century was Walter Scott. His first prose work, Waverley in 1814, is often called the first historical novel.[76] It launched a highly successful career that probably more than any other helped define and popularise Scottish cultural identity.[77] In the late 19th century, a number of Scottish-born authors achieved international reputations, such as Robert Louis Stevenson, Arthur Conan Doyle, J. M. Barrie and George MacDonald.[78] Scotland also played a major part in the development of art and architecture. The Glasgow School, which developed in the late 19th century, and flourished in the early 20th century, produced a distinctive blend of influences including the Celtic Revival the Arts and Crafts movement, and Japonism, which found favour throughout the modern art world of continental Europe and helped define the Art Nouveau style. Proponents included architect and artist Charles Rennie Mackintosh.[79]
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This period saw a process of rehabilitation for Highland culture. In the 1820s, as part of the Romantic revival, tartan and the kilt were adopted by members of the social elite, not just in Scotland, but across Europe,[80][81] prompted by the popularity of Macpherson's Ossian cycle[82][83] and then Walter Scott's Waverley novels.[84] However, the Highlands remained poor, the only part of mainland Britain to continue to experience recurrent famine, with a limited range of products exported out of the region, negligible industrial production, but a continued population growth that tested the subsistence agriculture. These problems, and the desire to improve agriculture and profits were the driving forces of the ongoing Highland Clearances, in which many of the population of the Highlands suffered eviction as lands were enclosed, principally so that they could be used for sheep farming. The first phase of the clearances followed patterns of agricultural change throughout Britain. The second phase was driven by overpopulation, the Highland Potato Famine and the collapse of industries that had relied on the wartime economy of the Napoleonic Wars.[85] The population of Scotland grew steadily in the 19th century, from 1,608,000 in the census of 1801 to 2,889,000 in 1851 and 4,472,000 in 1901.[86] Even with the development of industry, there were not enough good jobs. As a result, during the period 1841–1931, about 2 million Scots migrated to North America and Australia, and another 750,000 Scots relocated to England.[87]
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After prolonged years of struggle in the Kirk, in 1834 the Evangelicals gained control of the General Assembly and passed the Veto Act, which allowed congregations to reject unwanted "intrusive" presentations to livings by patrons. The following "Ten Years' Conflict" of legal and political wrangling ended in defeat for the non-intrusionists in the civil courts. The result was a schism from the church by some of the non-intrusionists led by Dr Thomas Chalmers, known as the Great Disruption of 1843. Roughly a third of the clergy, mainly from the North and Highlands, formed the separate Free Church of Scotland.[88] In the late 19th century growing divisions between fundamentalist Calvinists and theological liberals resulted in a further split in the Free Church as the rigid Calvinists broke away to form the Free Presbyterian Church in 1893.[89] Catholic emancipation in 1829 and the influx of large numbers of Irish immigrants, particularly after the famine years of the late 1840s, mainly to the growing lowland centres like Glasgow, led to a transformation in the fortunes of Catholicism. In 1878, despite opposition, a Roman Catholic ecclesiastical hierarchy was restored to the country, and Catholicism became a significant denomination within Scotland.[89]
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Industrialisation, urbanisation and the Disruption of 1843 all undermined the tradition of parish schools. From 1830 the state began to fund buildings with grants; then from 1846 it was funding schools by direct sponsorship; and in 1872 Scotland moved to a system like that in England of state-sponsored largely free schools, run by local school boards.[90] The historic University of Glasgow became a leader in British higher education by providing the educational needs of youth from the urban and commercial classes, as opposed to the upper class.[91] The University of St Andrews pioneered the admission of women to Scottish universities. From 1892 Scottish universities could admit and graduate women and the numbers of women at Scottish universities steadily increased until the early 20th century.[92]
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Caused by the advent of refrigeration and imports of lamb, mutton and wool from overseas, the 1870s brought with them a collapse of sheep prices and an abrupt halt in the previous sheep farming boom.[93] Land prices subsequently plummeted, too, and accelerated the process of the so-called "Balmoralisation" of Scotland, an era in the second half of the 19th century that saw an increase in tourism and the establishment of large estates dedicated to field sports like deer stalking and grouse shooting, especially in the Scottish Highlands.[93][94] The process was named after Balmoral Estate, purchased by Queen Victoria in 1848, that fueled the romanticisation of upland Scotland and initiated an influx of the newly wealthy acquiring similar estates in the following decades.[93][94] In the late 19th century just 118 people owned half of Scotland, with nearly 60 per cent of the whole country being part of shooting estates.[93] While their relative importance has somewhat declined due to changing recreational interests throughout the 20th century, deer stalking and grouse shooting remain of prime importance on many private estates in Scotland.[93][95]
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Scotland played a major role in the British effort in the First World War. It especially provided manpower, ships, machinery, fish and money.[96] With a population of 4.8 million in 1911, Scotland sent over half a million men to the war, of whom over a quarter died in combat or from disease, and 150,000 were seriously wounded.[97] Field Marshal Sir Douglas Haig was Britain's commander on the Western Front.
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The war saw the emergence of a radical movement called "Red Clydeside" led by militant trades unionists. Formerly a Liberal stronghold, the industrial districts switched to Labour by 1922, with a base among the Irish Catholic working-class districts. Women were especially active in building neighbourhood solidarity on housing issues. However, the "Reds" operated within the Labour Party and had little influence in Parliament and the mood changed to passive despair by the late 1920s.[98]
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The shipbuilding industry expanded by a third and expected renewed prosperity, but instead, a serious depression hit the economy by 1922 and it did not fully recover until 1939. The interwar years were marked by economic stagnation in rural and urban areas, and high unemployment.[99] Indeed, the war brought with it deep social, cultural, economic, and political dislocations. Thoughtful Scots pondered their declension, as the main social indicators such as poor health, bad housing, and long-term mass unemployment, pointed to terminal social and economic stagnation at best, or even a downward spiral. Service abroad on behalf of the Empire lost its allure to ambitious young people, who left Scotland permanently. The heavy dependence on obsolescent heavy industry and mining was a central problem, and no one offered workable solutions. The despair reflected what Finlay (1994) describes as a widespread sense of hopelessness that prepared local business and political leaders to accept a new orthodoxy of centralised government economic planning when it arrived during the Second World War.[100]
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During the Second World War, Scotland was targeted by Nazi Germany largely due to its factories, shipyards, and coal mines.[101] Cities such as Glasgow and Edinburgh were targeted by German bombers, as were smaller towns mostly located in the central belt of the country.[101] Perhaps the most significant air-raid in Scotland was the Clydebank Blitz of March 1941, which intended to destroy naval shipbuilding in the area.[102] 528 people were killed and 4,000 homes totally destroyed.[102]
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Perhaps Scotland's most unusual wartime episode occurred in 1941 when Rudolf Hess flew to Renfrewshire, possibly intending to broker a peace deal through the Duke of Hamilton.[103] Before his departure from Germany, Hess had given his adjutant, Karlheinz Pintsch, a letter addressed to Hitler that detailed his intentions to open peace negotiations with the British. Pintsch delivered the letter to Hitler at the Berghof around noon on 11 May.[104] Albert Speer later said Hitler described Hess's departure as one of the worst personal blows of his life, as he considered it a personal betrayal.[105] Hitler worried that his allies, Italy and Japan, would perceive Hess's act as an attempt by Hitler to secretly open peace negotiations with the British.
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As in World War I, Scapa Flow in Orkney served as an important Royal Navy base. Attacks on Scapa Flow and Rosyth gave RAF fighters their first successes downing bombers in the Firth of Forth and East Lothian.[106] The shipyards and heavy engineering factories in Glasgow and Clydeside played a key part in the war effort, and suffered attacks from the Luftwaffe, enduring great destruction and loss of life.[107] As transatlantic voyages involved negotiating north-west Britain, Scotland played a key part in the battle of the North Atlantic.[108] Shetland's relative proximity to occupied Norway resulted in the Shetland bus by which fishing boats helped Norwegians flee the Nazis, and expeditions across the North Sea to assist resistance.[109]
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Scottish industry came out of the depression slump by a dramatic expansion of its industrial activity, absorbing unemployed men and many women as well. The shipyards were the centre of more activity, but many smaller industries produced the machinery needed by the British bombers, tanks and warships.[107] Agriculture prospered, as did all sectors except for coal mining, which was operating mines near exhaustion. Real wages, adjusted for inflation, rose 25% and unemployment temporarily vanished. Increased income, and the more equal distribution of food, obtained through a tight rationing system, dramatically improved the health and nutrition.
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After 1945, Scotland's economic situation worsened due to overseas competition, inefficient industry, and industrial disputes.[110] Only in recent decades has the country enjoyed something of a cultural and economic renaissance. Economic factors contributing to this recovery included a resurgent financial services industry, electronics manufacturing, (see Silicon Glen),[111] and the North Sea oil and gas industry.[112] The introduction in 1989 by Margaret Thatcher's government of the Community Charge (widely known as the Poll Tax) one year before the rest of Great Britain,[113] contributed to a growing movement for Scottish control over domestic affairs.[114] Following a referendum on devolution proposals in 1997, the Scotland Act 1998[115] was passed by the UK Parliament, which established a devolved Scottish Parliament and Scottish Government with responsibility for most laws specific to Scotland.[116] The Scottish Parliament was reconvened in Edinburgh on 4 July 1999.[117] The first to hold the office of first minister of Scotland was Donald Dewar, who served until his sudden death in 2000.[118]
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The Scottish Parliament Building at Holyrood itself did not open until October 2004, after lengthy construction delays and running over budget.[119] The Scottish Parliament has a form of proportional representation (the additional member system), which normally results in no one party having an overall majority. The pro-independence Scottish National Party led by Alex Salmond achieved this in the 2011 election, winning 69 of the 129 seats available.[120] The success of the SNP in achieving a majority in the Scottish Parliament paved the way for the September 2014 referendum on Scottish independence. The majority voted against the proposition, with 55% voting no to independence.[121] More powers, particularly in relation to taxation, were devolved to the Scottish Parliament after the referendum, following cross-party talks in the Smith Commission.
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The mainland of Scotland comprises the northern third of the land mass of the island of Great Britain, which lies off the north-west coast of Continental Europe. The total area is 78,772 km2 (30,414 sq mi),[122] comparable to the size of the Czech Republic. Scotland's only land border is with England, and runs for 96 kilometres (60 mi) between the basin of the River Tweed on the east coast and the Solway Firth in the west. The Atlantic Ocean borders the west coast and the North Sea is to the east. The island of Ireland lies only 21 kilometres (13 mi) from the south-western peninsula of Kintyre;[123] Norway is 305 kilometres (190 mi) to the east and the Faroe Islands, 270 kilometres (168 mi) to the north.
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The territorial extent of Scotland is generally that established by the 1237 Treaty of York between Scotland and the Kingdom of England[124] and the 1266 Treaty of Perth between Scotland and Norway.[23] Important exceptions include the Isle of Man, which having been lost to England in the 14th century is now a crown dependency outside of the United Kingdom; the island groups Orkney and Shetland, which were acquired from Norway in 1472;[122] and Berwick-upon-Tweed, lost to England in 1482
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The geographical centre of Scotland lies a few miles from the village of Newtonmore in Badenoch.[125] Rising to 1,344 metres (4,409 ft) above sea level, Scotland's highest point is the summit of Ben Nevis, in Lochaber, while Scotland's longest river, the River Tay, flows for a distance of 190 kilometres (118 mi).[126][127]
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The whole of Scotland was covered by ice sheets during the Pleistocene ice ages and the landscape is much affected by glaciation. From a geological perspective, the country has three main sub-divisions.
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The Highlands and Islands lie to the north and west of the Highland Boundary Fault, which runs from Arran to Stonehaven. This part of Scotland largely comprises ancient rocks from the Cambrian and Precambrian, which were uplifted during the later Caledonian orogeny. It is interspersed with igneous intrusions of a more recent age, remnants of which formed mountain massifs such as the Cairngorms and Skye Cuillins.
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A significant exception to the above are the fossil-bearing beds of Old Red Sandstones found principally along the Moray Firth coast. The Highlands are generally mountainous and the highest elevations in the British Isles are found here. Scotland has over 790 islands divided into four main groups: Shetland, Orkney, and the Inner Hebrides and Outer Hebrides. There are numerous bodies of freshwater including Loch Lomond and Loch Ness. Some parts of the coastline consist of machair, a low-lying dune pasture land.
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The Central Lowlands is a rift valley mainly comprising Paleozoic formations. Many of these sediments have economic significance for it is here that the coal and iron bearing rocks that fuelled Scotland's industrial revolution are found. This area has also experienced intense volcanism, Arthur's Seat in Edinburgh being the remnant of a once much larger volcano. This area is relatively low-lying, although even here hills such as the Ochils and Campsie Fells are rarely far from view.
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The Southern Uplands are a range of hills almost 200 kilometres (124 mi) long, interspersed with broad valleys. They lie south of a second fault line (the Southern Uplands fault) that runs from Girvan to Dunbar.[128][129][130] The geological foundations largely comprise Silurian deposits laid down some 400–500 million years ago. The high point of the Southern Uplands is Merrick with an elevation of 843 m (2,766 ft).[22][131][132][133] The Southern Uplands is home to Scotland's highest village, Wanlockhead (430 m or 1,411 ft above sea level).[130]
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The climate of most of Scotland is temperate and oceanic, and tends to be very changeable., As it is warmed by the Gulf Stream from the Atlantic, it has much milder winters (but cooler, wetter summers) than areas on similar latitudes, such as Labrador, southern Scandinavia, the Moscow region in Russia, and the Kamchatka Peninsula on the opposite side of Eurasia. However, temperatures are generally lower than in the rest of the UK, with the coldest ever UK temperature of −27.2 °C (−17.0 °F) recorded at Braemar in the Grampian Mountains, on 11 February 1895.[134] Winter maxima average 6 °C (43 °F) in the Lowlands, with summer maxima averaging 18 °C (64 °F). The highest temperature recorded was 32.9 °C (91.2 °F) at Greycrook, Scottish Borders on 9 August 2003.[135]
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The west of Scotland is usually warmer than the east, owing to the influence of Atlantic ocean currents and the colder surface temperatures of the North Sea. Tiree, in the Inner Hebrides, is one of the sunniest places in the country: it had more than 300 hours of sunshine in May 1975.[135] Rainfall varies widely across Scotland. The western highlands of Scotland are the wettest, with annual rainfall in a few places exceeding 3,000 mm (120 in).[136] In comparison, much of lowland Scotland receives less than 800 mm (31 in) annually.[137] Heavy snowfall is not common in the lowlands, but becomes more common with altitude. Braemar has an average of 59 snow days per year,[138] while many coastal areas average fewer than 10 days of lying snow per year.[137]
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Scotland's wildlife is typical of the north-west of Europe, although several of the larger mammals such as the lynx, brown bear, wolf, elk and walrus were hunted to extinction in historic times. There are important populations of seals and internationally significant nesting grounds for a variety of seabirds such as gannets.[139] The golden eagle is something of a national icon.[140]
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On the high mountain tops, species including ptarmigan, mountain hare and stoat can be seen in their white colour phase during winter months.[141] Remnants of the native Scots pine forest exist[142] and within these areas the Scottish crossbill, the UK's only endemic bird species and vertebrate, can be found alongside capercaillie, Scottish wildcat, red squirrel and pine marten.[143][144][145] Various animals have been re-introduced, including the white-tailed sea eagle in 1975, the red kite in the 1980s,[146][147] and there have been experimental projects involving the beaver and wild boar. Today, much of the remaining native Caledonian Forest lies within the Cairngorms National Park and remnants of the forest remain at 84 locations across Scotland. On the west coast, remnants of ancient Celtic Rainforest still remain, particularly on the Taynish peninsula in Argyll, these forests are particularly rare due to high rates of deforestation throughout Scottish history.[148][149]
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The flora of the country is varied incorporating both deciduous and coniferous woodland as well as moorland and tundra species. However, large scale commercial tree planting and the management of upland moorland habitat for the grazing of sheep and field sport activities like deer stalking and driven grouse shooting impacts upon the distribution of indigenous plants and animals.[150] The UK's tallest tree is a grand fir planted beside Loch Fyne, Argyll in the 1870s, and the Fortingall Yew may be 5,000 years old and is probably the oldest living thing in Europe.[dubious – discuss][151][152][153] Although the number of native vascular plants is low by world standards, Scotland's substantial bryophyte flora is of global importance.[154][155]
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The population of Scotland at the 2001 Census was 5,062,011. This rose to 5,295,400, the highest ever, at the 2011 Census.[156] The most recent ONS estimate, for mid-2017, was 5,424,800.[10]
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In the 2011 Census, 62% of Scotland's population stated their national identity as 'Scottish only', 18% as 'Scottish and British', 8% as 'British only', and 4% chose 'other identity only'.[157]
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Although Edinburgh is the capital of Scotland, the largest city is Glasgow, which has just over 584,000 inhabitants. The Greater Glasgow conurbation, with a population of almost 1.2 million, is home to nearly a quarter of Scotland's population.[158] The Central Belt is where most of the main towns and cities are located, including Glasgow, Edinburgh, Dundee, and Perth. Scotland's only major city outside the Central Belt is Aberdeen. The Scottish Lowlands host 80% of the total population, where the Central Belt accounts for 3.5 million people.
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In general, only the more accessible and larger islands remain inhabited. Currently, fewer than 90 remain inhabited. The Southern Uplands are essentially rural in nature and dominated by agriculture and forestry.[159][160] Because of housing problems in Glasgow and Edinburgh, five new towns were designated between 1947 and 1966. They are East Kilbride, Glenrothes, Cumbernauld, Livingston, and Irvine.[161]
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Immigration since World War II has given Glasgow, Edinburgh, and Dundee small South Asian communities.[162] In 2011, there were an estimated 49,000 ethnically Pakistani people living in Scotland, making them the largest non-White ethnic group.[6] Since the Enlargement of the European Union more people from Central and Eastern Europe have moved to Scotland, and the 2011 census indicated that 61,000 Poles live there.[6][163]
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Scotland has three officially recognised languages: English, Scots, and Scottish Gaelic.[164][165] Scottish Standard English, a variety of English as spoken in Scotland, is at one end of a bipolar linguistic continuum, with broad Scots at the other.[166] Scottish Standard English may have been influenced to varying degrees by Scots.[167][168] The 2011 census indicated that 63% of the population had "no skills in Scots".[169] Others speak Highland English. Gaelic is mostly spoken in the Western Isles, where a large proportion of people still speak it; however, nationally its use is confined to just 1% of the population.[170] The number of Gaelic speakers in Scotland dropped from 250,000 in 1881 to 60,000 in 2008.[171]
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There are many more people with Scottish ancestry living abroad than the total population of Scotland. In the 2000 Census, 9.2 million Americans self-reported some degree of Scottish descent.[172] Ulster's Protestant population is mainly of lowland Scottish descent,[173] and it is estimated that there are more than 27 million descendants of the Scots-Irish migration now living in the US.[174][175] In Canada, the Scottish-Canadian community accounts for 4.7 million people.[176] About 20% of the original European settler population of New Zealand came from Scotland.[177]
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In August 2012, the Scottish population reached an all-time high of 5.25 million people.[178] The reasons given were that, in Scotland, births were outnumbering the number of deaths, and immigrants were moving to Scotland from overseas. In 2011, 43,700 people moved from Wales, Northern Ireland or England to live in Scotland.[178]
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The total fertility rate (TFR) in Scotland is below the replacement rate of 2.1 (the TFR was 1.73 in 2011[179]). The majority of births are to unmarried women (51.3% of births were outside of marriage in 2012[180]).
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Life expectancy for those born in Scotland between 2012 and 2014 is 77.1 years for males and 81.1 years for females.[182] This is the lowest of any of the four countries of the UK.[182]
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Just over half (54%) of the Scottish population reported being a Christian while nearly 37% reported not having a religion in a 2011 census.[183]
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Since the Scottish Reformation of 1560, the national church (the Church of Scotland, also known as The Kirk) has been Protestant in classification and Reformed in theology. Since 1689 it has had a Presbyterian system of church government and enjoys independence from the state.[22] Its membership is 398,389,[184] about 7.5% of the total population, though according to the 2014 Scottish Annual Household Survey, 27.8%, or 1.5 million adherents, identified the Church of Scotland as the church of their religion.[185] The Church operates a territorial parish structure, with every community in Scotland having a local congregation.
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Scotland also has a significant Roman Catholic population, 19% professing that faith, particularly in Greater Glasgow and the north-west.[186] After the Reformation, Roman Catholicism in Scotland continued in the Highlands and some western islands like Uist and Barra, and it was strengthened during the 19th century by immigration from Ireland. Other Christian denominations in Scotland include the Free Church of Scotland, and various other Presbyterian offshoots. Scotland's third largest church is the Scottish Episcopal Church.[187]
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Islam is the largest non-Christian religion (estimated at around 75,000, which is about 1.4% of the population),[183][188] and there are also significant Jewish, Hindu and Sikh communities, especially in Glasgow.[188] The Samyé Ling monastery near Eskdalemuir, which celebrated its 40th anniversary in 2007, is the first Buddhist monastery in western Europe.[189]
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The head of state of the United Kingdom is the monarch, currently Queen Elizabeth II (since 1952). The monarchy of the United Kingdom continues to use a variety of styles, titles and other royal symbols of statehood specific to pre-union Scotland, including: the Royal Standard of Scotland, the Royal coat of arms used in Scotland together with its associated Royal Standard, royal titles including that of Duke of Rothesay, certain Great Officers of State, the chivalric Order of the Thistle and, since 1999, reinstating a ceremonial role for the Crown of Scotland after a 292-year hiatus.[190] Elizabeth II's regnal numbering caused controversy in 1953 because there had never been an Elizabeth I in Scotland. A legal action was brought in Scotland to contest the right of the Queen to entitle herself "Elizabeth II" within Scotland, but the Crown won the case.[191]
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Scotland has limited self-government within the United Kingdom, as well as representation in the UK Parliament. Executive and legislative powers respectively have been devolved to the Scottish Government and the Scottish Parliament at Holyrood in Edinburgh since 1999. The UK Parliament retains control over reserved matters specified in the Scotland Act 1998, including UK taxes, social security, defence, international relations and broadcasting.[192] The Scottish Parliament has legislative authority for all other areas relating to Scotland. It initially had only a limited power to vary income tax,[193] but powers over taxation and social security were significantly expanded by the Scotland Acts of 2012 and 2016.[194]
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The Scottish Parliament can give legislative consent over devolved matters back to the UK Parliament by passing a Legislative Consent Motion if United Kingdom-wide legislation is considered more appropriate for a certain issue. The programmes of legislation enacted by the Scottish Parliament have seen a divergence in the provision of public services compared to the rest of the UK. For instance, university education and care services for the elderly are free at point of use in Scotland, while fees are paid in the rest of the UK. Scotland was the first country in the UK to ban smoking in enclosed public places.[195]
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The Scottish Parliament is a unicameral legislature with 129 members (MSPs): 73 of them represent individual constituencies and are elected on a first-past-the-post system; the other 56 are elected in eight different electoral regions by the additional member system. MSPs serve for a four-year period (exceptionally five years from 2011–16). The Parliament nominates one of its Members, who is then appointed by the monarch to serve as first minister. Other ministers are appointed by the first minister and serve at his/her discretion. Together they make up the Scottish Government, the executive arm of the devolved government.[196] The Scottish Government is headed by the first minister, who is accountable to the Scottish Parliament and is the minister of charge of the Scottish Government. The first minister is also the political leader of Scotland. The Scottish Government also comprises the deputy first minister, currently John Swinney MSP, who deputises for the first minister during a period of absence of overseas visits. Alongside the deputy first minister's requirements as Deputy, the minister also has a cabinet ministerial responsibility. Swinney is also currently Cabinet Secretary for Education and Skills.[197] The Scottish Government's cabinet comprises nine cabinet secretaries, who form the Cabinet of Scotland. There are also twelve other ministers, who work alongside the cabinet secretaries in their appointed areas.[198]
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In the 2016 election, the Scottish National Party (SNP) won 63 of the 129 seats available.[199] Nicola Sturgeon, the leader of the SNP, has been the first minister since November 2014.[200] The Conservative Party became the largest opposition party in the 2016 elections, with the Labour Party, Liberal Democrats and the Green Party also represented in the Parliament.[199] The next Scottish Parliament election is due to be held on 6 May 2021.[201]
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Scotland is represented in the British House of Commons by 59 MPs elected from territory-based Scottish constituencies. In the 2019 general election, the SNP won 48 of the 59 seats.[202] This represented a significant increase from the 2017 general election, when the SNP won 35 seats.[202][203] Conservative, Labour and Liberal Democrat parties also represent Scottish constituencies in the House of Commons.[202] The next United Kingdom general election is scheduled for 2 May 2024. The Scotland Office represents the UK government in Scotland on reserved matters and represents Scottish interests within the UK government.[204] The Scotland Office is led by the Secretary of State for Scotland, who sits in the Cabinet of the United Kingdom.[205] Conservative MP Alister Jack has held the position since July 2019.[205]
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The relationships between the central UK Government and devolved governments of Scotland, Wales and Northern Ireland are based on the extra-statutory principles and agreements with the main elements are set out in a Memorandum of Understanding between the UK government and the devolved governments of Scotland, Wales and Northern Ireland. The MOU lays emphasis on the principles of good communication, consultation and co-operation.[206]
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Since devolution in 1999, Scotland has devolved stronger working relations across the two other devolved governments, the Welsh Government and Northern Ireland Executive. Whilst there are no formal concordats between the Scottish Government, Welsh Government and Northern Ireland Executive, ministers from each devolved government meet at various points throughout the year at various events such as the British-Irish Council and also meet to discuss matters and issues that are devolved to each government.[207] Scotland, along with the Welsh Government, British Government as well as the Northern Ireland executive, participate in the Joint Ministerial Committee (JMC) which allows each government to discuss policy issues together and work together across each government to find solutions. The Scottish Government considers the successful re-establishment of the Plenary, and establishment of the Domestic fora to be important facets of the relationship with the UK Government and the other devolved administrations.[207]
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In the aftermath of the United Kingdom's decision to withdraw from the European Union in 2016, the Scottish Government has called for there to be a joint approach from each of the devolved governments. In early 2017, the devolved governments met to discuss Brexit and agree on Brexit strategies from each devolved government[208] which lead for Theresa May to issue a statement that claims that the devolved governments will not have a central role or decision making process in the Brexit process, but that the UK Government plans to "fully engage" Scotland in talks alongside the governments of Wales and Northern Ireland.[209]
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Whilst foreign policy remains a reserved matter,[210] the Scottish Government still has the power and ability to strengthen and develop Scotland, the economy and Scottish interests on the world stage and encourage foreign businesses, international devolved, regional and central governments to invest in Scotland.[211] Whilst the first minister usually undertakes a number of foreign and international visits to promote Scotland, international relations, European and Commonwealth relations are also included within the portfolios of both the Cabinet Secretary for Culture, Tourism and External Affairs (responsible for international development)[212] and the Minister for International Development and Europe (responsible for European Union relations and international relations).[213]
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During the G8 Summit in 2005, First Minister Jack McConnell welcomed each head of government of the G8 nations to the country's Glasgow Prestwick Airport[214] on behalf of then UK Prime Minister Tony Blair. At the same time, McConnell and the then Scottish Executive pioneered the way forward to launch what would become the Scotland Malawi Partnership which co-ordinates Scottish activities to strengthen existing links with Malawi.[215] During McConnell's time as first minister, several relations with Scotland, including Scottish and Russian relations strengthened following a visit by President of Russia Vladimir Putin to Edinburgh. McConnell, speaking at the end, highlighted that the visit by Putin was a "post-devolution" step towards "Scotland regaining its international identity".[216]
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Under the Salmond administration, Scotland's trade and investment deals with countries such as China[217][218] and Canada, where Salmond established the Canada Plan 2010–2015 which aimed to strengthen "the important historical, cultural and economic links" between both Canada and Scotland.[219] To promote Scotland's interests and Scottish businesses in North America, there is a Scottish Affairs Office located in Washington, D.C. with the aim to promoting Scotland in both the United States and Canada.[220]
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During a 2017 visit to the United States, First Minister Nicola Sturgeon met with Jerry Brown, Governor of California, where both signed an agreement committing both the Government of California and the Scottish Government to work together to tackle climate change,[221] as well as Sturgeon signing a £6.3 million deal for Scottish investment from American businesses and firms promoting trade, tourism and innovation.[222] During an official visit to the Republic of Ireland in 2016, Sturgeon claimed that is it "important for Ireland and Scotland and the whole of the British Isles that Ireland has a strong ally in Scotland".[223] During the same engagement, Sturgeon became the first head of government to address the Seanad Éireann, the Upper House of the Irish Parliament.[223]
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A policy of devolution had been advocated by the three main UK parties with varying enthusiasm during recent history. A previous Labour leader. John Smith, described the revival of a Scottish parliament as the "settled will of the Scottish people".[224] The devolved Scottish Parliament was created after a referendum in 1997 found majority support for both creating the Parliament and granting it limited powers to vary income tax.[225]
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The Scottish National Party (SNP), which supports Scottish independence, was first elected to form the Scottish Government in 2007. The new government established a "National Conversation" on constitutional issues, proposing a number of options such as increasing the powers of the Scottish Parliament, federalism, or a referendum on Scottish independence from the United Kingdom. In rejecting the last option, the three main opposition parties in the Scottish Parliament created a commission to investigate the distribution of powers between devolved Scottish and UK-wide bodies.[226] The Scotland Act 2012, based on proposals by the commission, was subsequently enacted devolving additional powers to the Scottish Parliament.[227]
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In August 2009 the SNP proposed a bill to hold a referendum on independence in November 2010. Opposition from all other major parties led to an expected defeat.[228][229][230] After the 2011 elections gave the SNP an overall majority in the Scottish Parliament, a referendum on independence for Scotland was held on 18 September 2014.[231] The referendum resulted in a rejection of independence, by 55.3% to 44.7%.[232][233] During the campaign, the three main parties in the UK Parliament pledged to extend the powers of the Scottish Parliament.[234][235] An all-party commission chaired by Lord Smith of Kelvin was formed,[235] which led to a further devolution of powers through the Scotland Act 2016.[citation needed]
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Following a referendum on the UK's membership of the European Union on 23 June 2016, where a UK-wide majority voted to withdraw from the EU whilst a majority within Scotland voted to remain, Scotland's first minister, Nicola Sturgeon, announced that as a result a new independence referendum was "highly likely".[236][237]
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Historical subdivisions of Scotland included the mormaerdom, stewartry, earldom, burgh, parish, county and regions and districts. Some of these names are still sometimes used as geographical descriptors.[citation needed]
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Modern Scotland is subdivided in various ways depending on the purpose. In local government, there have been 32 single-tier council areas since 1996,[238] whose councils are responsible for the provision of all local government services. Decisions are made by councillors who are elected at local elections every five years. The head of each council is usually the Lord Provost alongside the Leader of the Council,[239] with a Chief Executive being appointed as director of the council area.[240] Community Councils are informal organisations that represent specific sub-divisions within each council area.[citation needed]
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In the Scottish Parliament, there are 73 constituencies and eight regions. For the Parliament of the United Kingdom, there are 59 constituencies. Until 2013, the Scottish fire brigades and police forces were based on a system of regions introduced in 1975. For healthcare and postal districts, and a number of other governmental and non-governmental organisations such as the churches, there are other long-standing methods of subdividing Scotland for the purposes of administration.
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City status in the United Kingdom is conferred by letters patent.[241] There are seven cities in Scotland: Aberdeen, Dundee, Edinburgh, Glasgow, Inverness, Stirling and Perth.[242]
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Scots law has a basis derived from Roman law,[243] combining features of both uncodified civil law, dating back to the Corpus Juris Civilis, and common law with medieval sources. The terms of the Treaty of Union with England in 1707 guaranteed the continued existence of a separate legal system in Scotland from that of England and Wales.[244] Prior to 1611, there were several regional law systems in Scotland, most notably Udal law in Orkney and Shetland, based on old Norse law. Various other systems derived from common Celtic or Brehon laws survived in the Highlands until the 1800s.[245]
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Scots law provides for three types of courts responsible for the administration of justice: civil, criminal and heraldic. The supreme civil court is the Court of Session, although civil appeals can be taken to the Supreme Court of the United Kingdom (or before 1 October 2009, the House of Lords). The High Court of Justiciary is the supreme criminal court in Scotland. The Court of Session is housed at Parliament House, in Edinburgh, which was the home of the pre-Union Parliament of Scotland with the High Court of Justiciary and the Supreme Court of Appeal currently located at the Lawnmarket. The sheriff court is the main criminal and civil court, hearing most cases. There are 49 sheriff courts throughout the country.[246] District courts were introduced in 1975 for minor offences and small claims. These were gradually replaced by Justice of the Peace Courts from 2008 to 2010. The Court of the Lord Lyon regulates heraldry.
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For three centuries the Scots legal system was unique for being the only national legal system without a parliament. This ended with the advent of the Scottish Parliament in 1999, which legislates for Scotland. Many features within the system have been preserved. Within criminal law, the Scots legal system is unique in having three possible verdicts: "guilty", "not guilty" and "not proven".[247] Both "not guilty" and "not proven" result in an acquittal, typically with no possibility of retrial in accordance with the rule of double jeopardy. There is, however, the possibility of a retrial where new evidence emerges at a later date that might have proven conclusive in the earlier trial at first instance, where the person acquitted subsequently admits the offence or where it can be proved that the acquittal was tainted by an attempt to pervert the course of justice – see the provisions of the Double Jeopardy (Scotland) Act 2011. Many laws differ between Scotland and the other parts of the United Kingdom, and many terms differ for certain legal concepts. Manslaughter, in England and Wales, is broadly similar to culpable homicide in Scotland, and arson is called wilful fire raising. Indeed, some acts considered crimes in England and Wales, such as forgery, are not so in Scotland. Procedure also differs. Scots juries, sitting in criminal cases, consist of fifteen jurors, which is three more than is typical in many countries.[248]
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The Scottish Prison Service (SPS) manages the prisons in Scotland, which collectively house over 8,500 prisoners.[249] The Cabinet Secretary for Justice is responsible for the Scottish Prison Service within the Scottish Government.
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Health care in Scotland is mainly provided by NHS Scotland, Scotland's public health care system. This was founded by the National Health Service (Scotland) Act 1947 (later repealed by the National Health Service (Scotland) Act 1978) that took effect on 5 July 1948 to coincide with the launch of the NHS in England and Wales. However, even prior to 1948, half of Scotland's landmass was already covered by state-funded health care, provided by the Highlands and Islands Medical Service.[251] Healthcare policy and funding is the responsibility of the Scottish Government's Health Directorates. The current Cabinet Secretary for Health and Sport is Jeane Freeman[252] and the Director-General (DG) Health and chief executive, NHS Scotland is Paul Gray.[253]
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In 2008, the NHS in Scotland had around 158,000 staff including more than 47,500 nurses, midwives and health visitors and over 3,800 consultants. There are also more than 12,000 doctors, family practitioners and allied health professionals, including dentists, opticians and community pharmacists, who operate as independent contractors providing a range of services within the NHS in return for fees and allowances. These fees and allowances were removed in May 2010, and prescriptions are entirely free, although dentists and opticians may charge if the patient's household earns over a certain amount, about £30,000 per annum.[254]
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Scotland has a Western-style open mixed economy closely linked with the rest of the UK and the wider world. Traditionally, the Scottish economy was dominated by heavy industry underpinned by shipbuilding in Glasgow, coal mining and steel industries. Petroleum related industries associated with the extraction of North Sea oil have also been important employers from the 1970s, especially in the north-east of Scotland. De-industrialisation during the 1970s and 1980s saw a shift from a manufacturing focus towards a more service-oriented economy.
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Scotland's gross domestic product (GDP), including oil and gas produced in Scottish waters, was estimated at £150 billion for the calendar year 2012.[256] In 2014, Scotland's per capita GDP was one of the highest in the EU.[257] As of April 2019 the Scottish unemployment rate was 3.3%, below the UK rate of 3.8%, and the Scottish employment rate was 75.9%.[258]
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Edinburgh is the financial services centre of Scotland, with many large finance firms based there, including: Lloyds Banking Group (owners of HBOS); the Government-owned Royal Bank of Scotland and Standard Life. Edinburgh was ranked 15th in the list of world financial centres in 2007, but fell to 37th in 2012, following damage to its reputation,[259] and in 2016 was ranked 56th out of 86.[260] Its status had returned to 17th however by 2020.[261]
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In 2014, total Scottish exports (excluding intra-UK trade) were estimated to be £27.5 billion.[262] Scotland's primary exports include whisky, electronics and financial services.[263] The United States, Netherlands, Germany, France, and Norway constitute the country's major export markets.[263]
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Whisky is one of Scotland's more known goods of economic activity. Exports increased by 87% in the decade to 2012[264] and were valued at £4.3 billion in 2013, which was 85% of Scotland's food and drink exports.[265] It supports around 10,000 jobs directly and 25,000 indirectly.[266] It may contribute £400–682 million to Scotland, rather than several billion pounds, as more than 80% of whisky produced is owned by non-Scottish companies.[267]
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A briefing published in 2002 by the Scottish Parliament Information Centre (SPICe) for the Scottish Parliament's Enterprise and Life Long Learning Committee stated that tourism accounted for up to 5% of GDP and 7.5% of employment.[268]
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Although the Bank of England is the central bank for the UK, three Scottish clearing banks issue Sterling banknotes: the Bank of Scotland, the Royal Bank of Scotland and the Clydesdale Bank. The value of the Scottish banknotes in circulation in 2013 was £3.8 billion, underwritten by the Bank of England using funds deposited by each clearing bank, under the Banking Act 2009, in order to cover the total value of such notes in circulation.[269]
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Of the money spent on UK defence, about £3.3 billion can be attributed to Scotland as of 2013. Although Scotland has a long military tradition predating the Treaty of Union with England, its armed forces now form part of the British Armed Forces, with the exception of the Atholl Highlanders, Europe's only legal private army. In 2006, the infantry regiments of the Scottish Division were amalgamated to form the Royal Regiment of Scotland. Other distinctively Scottish regiments in the British Army include the Scots Guards, the Royal Scots Dragoon Guards and the 154 (Scottish) Regiment RLC, an Army Reserve Regiment of the Royal Logistic Corps.
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Because of their topography and perceived remoteness, parts of Scotland have housed many sensitive defence establishments.[270][271][272] Between 1960 and 1991, the Holy Loch was a base for the US fleet of Polaris ballistic missile submarines.[273] Today, Her Majesty's Naval Base Clyde, 25 miles (40 kilometres) north-west of Glasgow, is the base for the four Trident-armed Vanguard-class ballistic missile submarines that comprise the UK's nuclear deterrent. Scapa Flow was the major Fleet base for the Royal Navy until 1956.
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A single front-line Royal Air Force base is located in Scotland. RAF Lossiemouth, located in Moray, is the most northerly air defence fighter base in the United Kingdom and is home to three fast-jet squadrons equipped with the Eurofighter Typhoon.
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The Scottish education system has always been distinct from the rest of the United Kingdom, with a characteristic emphasis on a broad education.[274] In the 15th century, the Humanist emphasis on education cumulated with the passing of the Education Act 1496, which decreed that all sons of barons and freeholders of substance should attend grammar schools to learn "perfyct Latyne", resulting in an increase in literacy among a male and wealthy elite.[275] In the Reformation, the 1560 First Book of Discipline set out a plan for a school in every parish, but this proved financially impossible.[276] In 1616 an act in Privy council commanded every parish to establish a school.[277] By the late seventeenth century there was a largely complete network of parish schools in the lowlands, but in the Highlands basic education was still lacking in many areas.[278] Education remained a matter for the church rather than the state until the Education (Scotland) Act 1872.[279]
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The Curriculum for Excellence, Scotland's national school curriculum, presently provides the curricular framework for children and young people from age 3 to 18.[280] All 3- and 4-year-old children in Scotland are entitled to a free nursery place. Formal primary education begins at approximately 5 years old and lasts for 7 years (P1–P7); children in Scotland study Standard Grades, or Intermediate qualifications between the ages of 14 and 16. These are being phased out and replaced by the National Qualifications of the Curriculum for Excellence. The school leaving age is 16, after which students may choose to remain at school and study for Access, Intermediate or Higher Grade and Advanced Higher qualifications. A small number of students at certain private, independent schools may follow the English system and study towards GCSEs and A and AS-Levels instead.[281]
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There are fifteen Scottish universities, some of which are amongst the oldest in the world.[vague][282][283] These include the University of St Andrews, the University of Glasgow, the University of Aberdeen and the University of Edinburgh—many of which are ranked amongst the best in the UK.[vague][284][285] Scotland had more universities per capita in QS' World University Rankings' top 100 in 2012 than any other nation.[286] The country produces 1% of the world's published research with less than 0.1% of the world's population, and higher education institutions account for 9% of Scotland's service sector exports.[287][288] Scotland's University Courts are the only bodies in Scotland authorised to award degrees.
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Tuition is handled by the Student Awards Agency Scotland (SAAS), which does not charge fees to what it defines as "Young Students". Young Students are defined as those under 25, without children, marriage, civil partnership or cohabiting partner, who have not been outside of full-time education for more than three years. Fees exist for those outside the young student definition, typically from £1,200 to £1,800 for undergraduate courses, dependent on year of application and type of qualification. Postgraduate fees can be up to £3,400.[289] The system has been in place since 2007 when graduate endowments were abolished.[290] Labour's education spokesperson Rhona Brankin criticised the Scottish system for failing to address student poverty.[291]
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Scotland's universities are complemented in the provision of Further and Higher Education by 43 colleges. Colleges offer National Certificates, Higher National Certificates, and Higher National Diplomas. These Group Awards, alongside Scottish Vocational Qualifications, aim to ensure Scotland's population has the appropriate skills and knowledge to meet workplace needs. In 2014, research reported by the Office for National Statistics found that Scotland was the most highly educated country in Europe and among the most well-educated in the world in terms of tertiary education attainment, with roughly 40% of people in Scotland aged 16–64 educated to NVQ level 4 and above.[292][failed verification] Based on the original data for EU statistical regions, all four Scottish regions ranked significantly above the European average for completion of tertiary-level education by 25- to 64-year-olds.[293]
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Kilmarnock Academy in East Ayrshire is one of only two schools in the UK, and the only school in Scotland, to have educated two Nobel Prize Laureates – Alexander Fleming, discoverer of Penicillin, and John Boyd Orr, 1st Baron Boyd-Orr, for his scientific research into nutrition and his work as the first Director-General of the United Nations Food and Agriculture Organization (FAO).
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Scottish music is a significant aspect of the nation's culture, with both traditional and modern influences. A famous traditional Scottish instrument is the Great Highland bagpipe, a wind instrument consisting of three drones and a melody pipe (called the chanter), which are fed continuously by a reservoir of air in a bag. Bagpipe bands, featuring bagpipes and various types of drums, and showcasing Scottish music styles while creating new ones, have spread throughout the world. The clàrsach (harp), fiddle and accordion are also traditional Scottish instruments, the latter two heavily featured in Scottish country dance bands. There are many successful Scottish bands and individual artists in varying styles including Annie Lennox, Amy Macdonald, Runrig, Belle and Sebastian, Boards of Canada, Camera Obscura, Cocteau Twins, Deacon Blue, Franz Ferdinand, Susan Boyle, Emeli Sandé, Texas, The View, The Fratellis, Twin Atlantic and Biffy Clyro. Other Scottish musicians include Shirley Manson, Paolo Nutini, Andy Stewart and Calvin Harris.[294][failed verification]
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Scotland has a literary heritage dating back to the early Middle Ages. The earliest extant literature composed in what is now Scotland was in Brythonic speech in the 6th century, but is preserved as part of Welsh literature.[295] Later medieval literature included works in Latin,[296] Gaelic,[297] Old English[298] and French.[299] The first surviving major text in Early Scots is the 14th-century poet John Barbour's epic Brus, focusing on the life of Robert I,[300] and was soon followed by a series of vernacular romances and prose works.[301] In the 16th century, the crown's patronage helped the development of Scots drama and poetry,[302] but the accession of James VI to the English throne removed a major centre of literary patronage and Scots was sidelined as a literary language.[303] Interest in Scots literature was revived in the 18th century by figures including James Macpherson, whose Ossian Cycle made him the first Scottish poet to gain an international reputation and was a major influence on the European Enlightenment.[304] It was also a major influence on Robert Burns, whom many consider the national poet,[305] and Walter Scott, whose Waverley Novels did much to define Scottish identity in the 19th century.[306] Towards the end of the Victorian era a number of Scottish-born authors achieved international reputations as writers in English, including Robert Louis Stevenson, Arthur Conan Doyle, J. M. Barrie and George MacDonald.[307] In the 20th century the Scottish Renaissance saw a surge of literary activity and attempts to reclaim the Scots language as a medium for serious literature.[308] Members of the movement were followed by a new generation of post-war poets including Edwin Morgan, who would be appointed the first Scots Makar by the inaugural Scottish government in 2004.[309] From the 1980s Scottish literature enjoyed another major revival, particularly associated with a group of writers including Irvine Welsh.[308] Scottish poets who emerged in the same period included Carol Ann Duffy, who, in May 2009, was the first Scot named UK Poet Laureate.[310]
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As one of the Celtic nations, Scotland and Scottish culture are represented at interceltic events at home and over the world. Scotland hosts several music festivals including Celtic Connections (Glasgow), and the Hebridean Celtic Festival (Stornoway). Festivals celebrating Celtic culture, such as Festival Interceltique de Lorient (Brittany), the Pan Celtic Festival (Ireland), and the National Celtic Festival (Portarlington, Australia), feature elements of Scottish culture such as language, music and dance.[311][312][313][314][315][316][317][excessive citations]
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The image of St. Andrew, martyred while bound to an X-shaped cross, first appeared in the Kingdom of Scotland during the reign of William I.[318] Following the death of King Alexander III in 1286 an image of Andrew was used on the seal of the Guardians of Scotland who assumed control of the kingdom during the subsequent interregnum.[319] Use of a simplified symbol associated with Saint Andrew, the saltire, has its origins in the late 14th century; the Parliament of Scotland decreeing in 1385 that Scottish soldiers should wear a white Saint Andrew's Cross on the front and back of their tunics.[320] Use of a blue background for the Saint Andrew's Cross is said to date from at least the 15th century.[321] Since 1606 the saltire has also formed part of the design of the Union Flag. There are numerous other symbols and symbolic artefacts, both official and unofficial, including the thistle, the nation's floral emblem (celebrated in the song, The Thistle o' Scotland), the Declaration of Arbroath, incorporating a statement of political independence made on 6 April 1320, the textile pattern tartan that often signifies a particular Scottish clan and the royal Lion Rampant flag.[322][323][324] Highlanders can thank James Graham, 3rd Duke of Montrose, for the repeal in 1782 of the Act of 1747 prohibiting the wearing of tartans.[325]
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Although there is no official national anthem of Scotland,[326] Flower of Scotland is played on special occasions and sporting events such as football and rugby matches involving the Scotland national teams and since 2010 is also played at the Commonwealth Games after it was voted the overwhelming favourite by participating Scottish athletes.[327] Other currently less popular candidates for the National Anthem of Scotland include Scotland the Brave, Highland Cathedral, Scots Wha Hae and A Man's A Man for A' That.[citation needed]
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St Andrew's Day, 30 November, is the national day, although Burns' Night tends to be more widely observed, particularly outside Scotland. In 2006, the Scottish Parliament passed the St Andrew's Day Bank Holiday (Scotland) Act 2007, designating the day an official bank holiday.[328] Tartan Day is a recent innovation from Canada.[citation needed]
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The national animal of Scotland is the unicorn, which has been a Scottish heraldic symbol since the 12th century.[329]
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Scottish cuisine has distinctive attributes and recipes of its own but shares much with wider British and European cuisine as a result of local and foreign influences, both ancient and modern. Traditional Scottish dishes exist alongside international foodstuffs brought about by migration. Scotland's natural larder of game, dairy products, fish, fruit, and vegetables is the chief factor in traditional Scots cooking, with a high reliance on simplicity and a lack of spices from abroad, as these were historically rare and expensive. Irn-Bru is the most common Scottish carbonated soft drink, often described as "Scotland's other national drink" (after whisky).[330] During the Late Middle Ages and early modern era, French cuisine played a role in Scottish cookery due to cultural exchanges brought about by the "Auld Alliance",[331] especially during the reign of Mary, Queen of Scots. Mary, on her return to Scotland, brought an entourage of French staff who are considered responsible for revolutionising Scots cooking and for some of Scotland's unique food terminology.[citation needed]
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National newspapers such as the Daily Record, The Herald, The Scotsman and The National are all produced in Scotland.[333] Important regional dailies include the Evening News in Edinburgh, The Courier in Dundee in the east, and The Press and Journal serving Aberdeen and the north.[333] Scotland is represented at the Celtic Media Festival, which showcases film and television from the Celtic countries. Scottish entrants have won many awards since the festival began in 1980.[334]
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Television in Scotland is largely the same as UK-wide broadcasts, however, the national broadcaster is BBC Scotland, a constituent part of the British Broadcasting Corporation, the publicly funded broadcaster of the United Kingdom. It runs three national television stations, and the national radio stations, BBC Radio Scotland and BBC Radio nan Gàidheal, amongst others. Scotland also has some programming in the Gaelic language. BBC Alba is the national Gaelic-language channel. The main Scottish commercial television station is STV which broadcasts on two of the three ITV regions of Scotland.[335]
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Scotland has a number of production companies which produce films and television programmes for Scottish, UK and international audiences. Popular films associated with Scotland through Scottish production or being filmed in Scotland include Braveheart (1995),[336] Highlander (1986),[336] Trainspotting (1996),[336] Red Road (2006), Neds (2010),[336] The Angel's Share (2012), Brave (2012)[337] and Outlaw King (2018).[338] Popular television programmes associated with Scotland include the long running BBC Scotland soap opera River City which has been broadcast since 2002,[339] Still Game, a popular Scottish sitcom broadcast throughout the United Kingdom (2002–2007, revived in 2016),[340] Rab C. Nesbitt, Two Doors Down[341] and Take the High Road.[342]
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Wardpark Studios in Cumbernauld is one of Scotland's television and film production studios where the television programme Outlander is produced.[343] Dumbarton Studios, located in Dumbarton is largely used for BBC Scotland programming, used for the filming and production of television programmes such as Still Game, River City, Two Doors Down, and Shetland.[344]
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Scotland hosts its own national sporting competitions and has independent representation at several international sporting events, including the FIFA World Cup, the Rugby Union World Cup, the Rugby League World Cup, the Cricket World Cup, the Netball World Cup and the Commonwealth Games. Scotland has its own national governing bodies, such as the Scottish Football Association (the second oldest national football association in the world)[345] and the Scottish Rugby Union. Variations of football have been played in Scotland for centuries, with the earliest reference dating back to 1424.[346]
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The world's first official international association football match was held in 1872 and was the idea of C. W. Alcock of the Football Association which was seeking to promote Association Football in Scotland.[347][better source needed] The match took place at the West of Scotland Cricket Club's Hamilton Crescent ground in the Partick area of Glasgow. The match was between Scotland and England and resulted in a 0–0 draw. Following this, the newly developed football became the most popular sport in Scotland. The Scottish Cup was first contested in 1873. Queen's Park F.C., in Glasgow, is probably the oldest association football club in the world outside England.[citation needed]
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The Scottish Football Association (SFA), the second-oldest national football association in the world, is the main governing body for Scottish association football, and a founding member of the International Football Association Board (IFAB) which governs the Laws of the Game. As a result of this key role in the development of the sport Scotland is one of only four countries to have a permanent representative on the IFAB; the other four representatives being appointed for set periods by FIFA.[citation needed]
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The SFA also has responsibility for the Scotland national football team, whose supporters are commonly known as the "Tartan Army". As of December 2019[update], Scotland are ranked as the 50th best national football team in the FIFA World Rankings.[348] The national team last attended the World Cup in France in 1998, but finished last in their group stage.[349] The Scotland women's team have achieved more recent success, qualifying for both Euro 2017[350] and the 2019 World Cup.[351] As of December 2019[update], they were ranked as the 22nd best women's national team in the FIFA Rankings.[352]
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Scottish clubs have achieved some success in European competitions, with Celtic winning the European Cup in 1967, Rangers and Aberdeen winning the UEFA Cup Winners' Cup in 1972 and 1983 respectively, and Aberdeen also winning the UEFA Super Cup in 1983. Celtic, Rangers and Dundee United have also reached European finals, the most recent of these being Rangers in 2008.[353]
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With the modern game of golf originating in 15th-century Scotland, the country is promoted as the home of golf.[354][355][356] To many golfers the Old Course in the Fife town of St Andrews, an ancient links course dating to before 1552,[357] is considered a site of pilgrimage.[358] In 1764, the standard 18-hole golf course was created at St Andrews when members modified the course from 22 to 18 holes.[359] The world's oldest golf tournament, and golf's first major, is The Open Championship, which was first played on 17 October 1860 at Prestwick Golf Club, in Ayrshire, Scotland, with Scottish golfers winning the earliest majors.[360] There are many other famous golf courses in Scotland, including Carnoustie, Gleneagles, Muirfield, and Royal Troon.
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Other distinctive features of the national sporting culture include the Highland games, curling and shinty. In boxing, Scotland has had 13 world champions, including Ken Buchanan, Benny Lynch and Jim Watt. Scotland has also been successful in motorsport, particularly in Formula One. Notable drivers include; David Coulthard, Jim Clark, Paul Di Resta, and Jackie Stewart.[361] In IndyCar, Dario Franchitti has won 4 consecutive IndyCar world championships.[362]
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Scotland has competed at every Commonwealth Games since 1930 and has won 356 medals in total—91 Gold, 104 Silver and 161 Bronze.[363] Edinburgh played host to the Commonwealth Games in 1970 and 1986, and most recently Glasgow in 2014.[364]
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Scotland's primary sources for energy are provided though renewable energy (42%), nuclear (35%) and fossil fuel generation (22%).[365]
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The Scottish Government has a target to have the equivalent of 50% of the energy for Scotland's heat, transport and electricity consumption to be supplied from renewable sources by 2030.[366]
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Scotland has five international airports operating scheduled services to Europe, North America and Asia, as well domestic services to England, Northern Ireland and Wales.
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Highlands and Islands Airports operates eleven airports across the Highlands, Orkney, Shetland and the Western Isles, which are primarily used for short distance, public service operations, although Inverness Airport has a number of scheduled flights to destinations across the UK and mainland Europe.
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Edinburgh Airport is currently Scotland's busiest airport handling over 13 million passengers in 2017.[367] It is also the UK's 6th busiest airport.
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British Airways, easyJet, flybe, Jet2, and Ryanair operate the majority of flights between Scotland and other major UK and European airports.
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Four airlines are based in Scotland:
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Network Rail owns and operates the fixed infrastructure assets of the railway system in Scotland, while the Scottish Government retains overall responsibility for rail strategy and funding in Scotland.[368] Scotland's rail network has 359 railway stations and around 1,710 miles (2,760 km) of track.[369] In 2018–19 there were 102 million passenger journies on Scottish railways.[370]
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The East Coast and West Coast main railway lines connect the major cities and towns of Scotland with each other and with the rail network in England. London North Eastern Railway provides inter-city rail journeys between Glasgow, Edinburgh, Aberdeen and Inverness to London. Domestic rail services within Scotland are operated by Abellio ScotRail. During the time of British Rail, the West Coast Main Line from London Euston to Glasgow Central was electrified in the early 1970s, followed by the East Coast Main Line in the late 1980s. British Rail created the ScotRail brand. When British Rail existed, many railway lines in Strathclyde were electrified. Strathclyde Passenger Transport Executive was at the forefront with the acclaimed "largest electrified rail network outside London". Some parts of the network are electrified, but there are no electrified lines in the Highlands, Angus, Aberdeenshire, the cities of Dundee or Aberdeen, or Perth & Kinross, and none of the islands has a rail link (although the railheads at Kyle of Lochalsh and Mallaig principally serve the islands).
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The East Coast Main Line crosses the Firth of Forth by the Forth Bridge. Completed in 1890, this cantilever bridge has been described as "the one internationally recognised Scottish landmark".[371][page needed] Scotland's rail network is managed by Transport Scotland.[372]
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The Scottish motorways and major trunk roads are managed by Transport Scotland. The remainder of the road network is managed by the Scottish local authorities in each of their areas.
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Regular ferry services operate between the Scottish mainland and outlying islands. Ferries serving both the inner and outer Hebrides are principally operated by the state-owned enterprise Caledonian MacBrayne.
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Services to the Northern Isles are operated by Serco. Other routes, served by multiple companies, connect southwest Scotland to Northern Ireland. DFDS Seaways operated a freight-only Rosyth – Zeebrugge ferry service, until a fire damaged the vessel DFDS were using.[373] A passenger service was also operated between 2002–2010.[374]
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Additional routes are operated by local authorities.
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Air Traffic Control tower of Edinburgh Airport
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Domestic rail services are operated by Abellio ScotRail.
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Bilingual (Scottish Gaelic/English) roadsigns are found throughout the Highlands and the Hebrides.
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A Calmac ferry departing Stornoway
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Click on a coloured area to see an article about English in that country or region
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An ecosystem is a community of living organisms in conjunction with the nonliving components of their environment, interacting as a system.[2] These biotic and abiotic components are linked together through nutrient cycles and energy flows.[3] Energy enters the system through photosynthesis and is incorporated into plant tissue. By feeding on plants and on one another, animals play an important role in the movement of matter and energy through the system. They also influence the quantity of plant and microbial biomass present. By breaking down dead organic matter, decomposers release carbon back to the atmosphere and facilitate nutrient cycling by converting nutrients stored in dead biomass back to a form that can be readily used by plants and other microbes.[4]
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Ecosystems are controlled by external and internal factors. External factors such as climate, parent material which forms the soil and topography, control the overall structure of an ecosystem but are not themselves influenced by the ecosystem.[5] Unlike external factors, internal factors are controlled, for example, decomposition, root competition, shading, disturbance, succession, and the types of species present.
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Ecosystems are dynamic entities—they are subject to periodic disturbances and are in the process of recovering from some past disturbance.[6] Ecosystems in similar environments that are located in different parts of the world can end up doing things very differently simply because they have different pools of species present.[5] Internal factors not only control ecosystem processes but are also controlled by them and are often subject to feedback loops.[5]
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Resource inputs are generally controlled by external processes like climate and parent material. Resource availability within the ecosystem is controlled by internal factors like decomposition, root competition or shading.[5] Although humans operate within ecosystems, their cumulative effects are large enough to influence external factors like climate.[5]
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Biodiversity affects ecosystem functioning, as do the processes of disturbance and succession. Ecosystems provide a variety of goods and services upon which people depend.
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The term ecosystem was first used in 1935 in a publication by British ecologist Arthur Tansley.[fn 1][7] Tansley devised the concept to draw attention to the importance of transfers of materials between organisms and their environment.[8] He later refined the term, describing it as "The whole system, ... including not only the organism-complex, but also the whole complex of physical factors forming what we call the environment".[9] Tansley regarded ecosystems not simply as natural units, but as "mental isolates".[9] Tansley later defined the spatial extent of ecosystems using the term ecotope.[10]
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G. Evelyn Hutchinson, a limnologist who was a contemporary of Tansley's, combined Charles Elton's ideas about trophic ecology with those of Russian geochemist Vladimir Vernadsky. As a result, he suggested that mineral nutrient availability in a lake limited algal production. This would, in turn, limit the abundance of animals that feed on algae. Raymond Lindeman took these ideas further to suggest that the flow of energy through a lake was the primary driver of the ecosystem. Hutchinson's students, brothers Howard T. Odum and Eugene P. Odum, further developed a "systems approach" to the study of ecosystems. This allowed them to study the flow of energy and material through ecological systems.[8]
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Ecosystems are controlled both by external and internal factors. External factors, also called state factors, control the overall structure of an ecosystem and the way things work within it, but are not themselves influenced by the ecosystem. The most important of these is climate.[5] Climate determines the biome in which the ecosystem is embedded. Rainfall patterns and seasonal temperatures influence photosynthesis and thereby determine the amount of water and energy available to the ecosystem.[5]
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Parent material determines the nature of the soil in an ecosystem, and influences the supply of mineral nutrients. Topography also controls ecosystem processes by affecting things like microclimate, soil development and the movement of water through a system. For example, ecosystems can be quite different if situated in a small depression on the landscape, versus one present on an adjacent steep hillside.[5]
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Other external factors that play an important role in ecosystem functioning include time and potential biota. Similarly, the set of organisms that can potentially be present in an area can also significantly affect ecosystems. Ecosystems in similar environments that are located in different parts of the world can end up doing things very differently simply because they have different pools of species present.[5] The introduction of non-native species can cause substantial shifts in ecosystem function.[11]
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Unlike external factors, internal factors in ecosystems not only control ecosystem processes but are also controlled by them. Consequently, they are often subject to feedback loops.[5] While the resource inputs are generally controlled by external processes like climate and parent material, the availability of these resources within the ecosystem is controlled by internal factors like decomposition, root competition or shading.[5] Other factors like disturbance, succession or the types of species present are also internal factors.
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Primary production is the production of organic matter from inorganic carbon sources. This mainly occurs through photosynthesis. The energy incorporated through this process supports life on earth, while the carbon makes up much of the organic matter in living and dead biomass, soil carbon and fossil fuels. It also drives the carbon cycle, which influences global climate via the greenhouse effect.
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Through the process of photosynthesis, plants capture energy from light and use it to combine carbon dioxide and water to produce carbohydrates and oxygen. The photosynthesis carried out by all the plants in an ecosystem is called the gross primary production (GPP).[12] About half of the GPP is consumed in plant respiration.[13] The remainder, that portion of GPP that is not used up by respiration, is known as the net primary production (NPP).[14] Total photosynthesis is limited by a range of environmental factors. These include the amount of light available, the amount of leaf area a plant has to capture light (shading by other plants is a major limitation of photosynthesis), rate at which carbon dioxide can be supplied to the chloroplasts to support photosynthesis, the availability of water, and the availability of suitable temperatures for carrying out photosynthesis.[12]
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Energy and carbon enter ecosystems through photosynthesis, are incorporated into living tissue, transferred to other organisms that feed on the living and dead plant matter, and eventually released through respiration.[14]
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The carbon and energy incorporated into plant tissues (net primary production) is either consumed by animals while the plant is alive, or it remains uneaten when the plant tissue dies and becomes detritus. In terrestrial ecosystems, roughly 90% of the net primary production ends up being broken down by decomposers. The remainder is either consumed by animals while still alive and enters the plant-based trophic system, or it is consumed after it has died, and enters the detritus-based trophic system.[citation needed]
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In aquatic systems, the proportion of plant biomass that gets consumed by herbivores is much higher.[15]
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In trophic systems photosynthetic organisms are the primary producers. The organisms that consume their tissues are called primary consumers or secondary producers—herbivores. Organisms which feed on microbes (bacteria and fungi) are termed microbivores. Animals that feed on primary consumers—carnivores—are secondary consumers. Each of these constitutes a trophic level.[15]
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+
The sequence of consumption—from plant to herbivore, to carnivore—forms a food chain. Real systems are much more complex than this—organisms will generally feed on more than one form of food, and may feed at more than one trophic level. Carnivores may capture some prey which is part of a plant-based trophic system and others that are part of a detritus-based trophic system (a bird that feeds both on herbivorous grasshoppers and earthworms, which consume detritus). Real systems, with all these complexities, form food webs rather than food chains.[15] The food chain usually consists of five levels of consumption which are producers, primary consumers, secondary consumers, tertiary consumers, and decomposers.[citation needed]
|
37 |
+
|
38 |
+
The carbon and nutrients in dead organic matter are broken down by a group of processes known as decomposition. This releases nutrients that can then be re-used for plant and microbial production and returns carbon dioxide to the atmosphere (or water) where it can be used for photosynthesis. In the absence of decomposition, the dead organic matter would accumulate in an ecosystem, and nutrients and atmospheric carbon dioxide would be depleted.[16] Approximately 90% of terrestrial net primary production goes directly from plant to decomposer.[15]
|
39 |
+
|
40 |
+
Decomposition processes can be separated into three categories—leaching, fragmentation and chemical alteration of dead material. As water moves through dead organic matter, it dissolves and carries with it the water-soluble components. These are then taken up by organisms in the soil, react with mineral soil, or are transported beyond the confines of the ecosystem (and are considered lost to it).[16] Newly shed leaves and newly dead animals have high concentrations of water-soluble components and include sugars, amino acids and mineral nutrients. Leaching is more important in wet environments and much less important in dry ones.[16]
|
41 |
+
|
42 |
+
Fragmentation processes break organic material into smaller pieces, exposing new surfaces for colonization by microbes. Freshly shed leaf litter may be inaccessible due to an outer layer of cuticle or bark, and cell contents are protected by a cell wall. Newly dead animals may be covered by an exoskeleton. Fragmentation processes, which break through these protective layers, accelerate the rate of microbial decomposition.[16] Animals fragment detritus as they hunt for food, as does passage through the gut. Freeze-thaw cycles and cycles of wetting and drying also fragment dead material.[16]
|
43 |
+
|
44 |
+
The chemical alteration of the dead organic matter is primarily achieved through bacterial and fungal action. Fungal hyphae produces enzymes that can break through the tough outer structures surrounding dead plant material. They also produce enzymes which break down lignin, which allows them access to both cell contents and the nitrogen in the lignin. Fungi can transfer carbon and nitrogen through their hyphal networks and thus, unlike bacteria, are not dependent solely on locally available resources.[16]
|
45 |
+
|
46 |
+
Decomposition rates vary among ecosystems.[17] The rate of decomposition is governed by three sets of factors—the physical environment (temperature, moisture, and soil properties), the quantity and quality of the dead material available to decomposers, and the nature of the microbial community itself.[18] Temperature controls the rate of microbial respiration; the higher the temperature, the faster the microbial decomposition occurs. It also affects soil moisture, which slows microbial growth and reduces leaching. Freeze-thaw cycles also affect decomposition—freezing temperatures kill soil microorganisms, which allows leaching to play a more important role in moving nutrients around. This can be especially important as the soil thaws in the spring, creating a pulse of nutrients which become available.[18]
|
47 |
+
|
48 |
+
Decomposition rates are low under very wet or very dry conditions. Decomposition rates are highest in wet, moist conditions with adequate levels of oxygen. Wet soils tend to become deficient in oxygen (this is especially true in wetlands), which slows microbial growth. In dry soils, decomposition slows as well, but bacteria continue to grow (albeit at a slower rate) even after soils become too dry to support plant growth.[18]
|
49 |
+
|
50 |
+
Ecosystems continually exchange energy and carbon with the wider environment. Mineral nutrients, on the other hand, are mostly cycled back and forth between plants, animals, microbes and the soil. Most nitrogen enters ecosystems through biological nitrogen fixation, is deposited through precipitation, dust, gases or is applied as fertilizer.[19]
|
51 |
+
|
52 |
+
Since most terrestrial ecosystems are nitrogen-limited, nitrogen cycling is an important control on ecosystem production.[19]
|
53 |
+
|
54 |
+
Until modern times, nitrogen fixation was the major source of nitrogen for ecosystems. Nitrogen-fixing bacteria either live symbiotically with plants or live freely in the soil. The energetic cost is high for plants that support nitrogen-fixing symbionts—as much as 25% of gross primary production when measured in controlled conditions. Many members of the legume plant family support nitrogen-fixing symbionts. Some cyanobacteria are also capable of nitrogen fixation. These are phototrophs, which carry out photosynthesis. Like other nitrogen-fixing bacteria, they can either be free-living or have symbiotic relationships with plants.[19] Other sources of nitrogen include acid deposition produced through the combustion of fossil fuels, ammonia gas which evaporates from agricultural fields which have had fertilizers applied to them, and dust.[19] Anthropogenic nitrogen inputs account for about 80% of all nitrogen fluxes in ecosystems.[19]
|
55 |
+
|
56 |
+
When plant tissues are shed or are eaten, the nitrogen in those tissues becomes available to animals and microbes. Microbial decomposition releases nitrogen compounds from dead organic matter in the soil, where plants, fungi, and bacteria compete for it. Some soil bacteria use organic nitrogen-containing compounds as a source of carbon, and release ammonium ions into the soil. This process is known as nitrogen mineralization. Others convert ammonium to nitrite and nitrate ions, a process known as nitrification. Nitric oxide and nitrous oxide are also produced during nitrification.[19] Under nitrogen-rich and oxygen-poor conditions, nitrates and nitrites are converted to nitrogen gas, a process known as denitrification.[19]
|
57 |
+
|
58 |
+
Other important nutrients include phosphorus, sulfur, calcium, potassium, magnesium and manganese.[20][17] Phosphorus enters ecosystems through weathering. As ecosystems age this supply diminishes, making phosphorus-limitation more common in older landscapes (especially in the tropics).[20] Calcium and sulfur are also produced by weathering, but acid deposition is an important source of sulfur in many ecosystems. Although magnesium and manganese are produced by weathering, exchanges between soil organic matter and living cells account for a significant portion of ecosystem fluxes. Potassium is primarily cycled between living cells and soil organic matter.[20]
|
59 |
+
|
60 |
+
Biodiversity plays an important role in ecosystem functioning.[22] The reason for this is that ecosystem processes are driven by the number of species in an ecosystem, the exact nature of each individual species, and the relative abundance organisms within these species.[23] Ecosystem processes are broad generalizations that actually take place through the actions of individual organisms. The nature of the organisms—the species, functional groups and trophic levels to which they belong—dictates the sorts of actions these individuals are capable of carrying out and the relative efficiency with which they do so.[citation needed]
|
61 |
+
|
62 |
+
Ecological theory suggests that in order to coexist, species must have some level of limiting similarity—they must be different from one another in some fundamental way, otherwise one species would competitively exclude the other.[24] Despite this, the cumulative effect of additional species in an ecosystem is not linear—additional species may enhance nitrogen retention, for example, but beyond some level of species richness, additional species may have little additive effect.[23]
|
63 |
+
|
64 |
+
The addition (or loss) of species that are ecologically similar to those already present in an ecosystem tends to only have a small effect on ecosystem function. Ecologically distinct species, on the other hand, have a much larger effect. Similarly, dominant species have a large effect on ecosystem function, while rare species tend to have a small effect. Keystone species tend to have an effect on ecosystem function that is disproportionate to their abundance in an ecosystem.[23] Similarly, an ecosystem engineer is any organism that creates, significantly modifies, maintains or destroys a habitat.[25]
|
65 |
+
|
66 |
+
Ecosystems are dynamic entities. They are subject to periodic disturbances and are in the process of recovering from some past disturbance.[6] When a perturbation occurs, an ecosystem responds by moving away from its initial state. The tendency of an ecosystem to remain close to its equilibrium state, despite that disturbance, is termed its resistance. On the other hand, the speed with which it returns to its initial state after disturbance is called its resilience.[6] Time plays a role in the development of soil from bare rock and the recovery of a community from disturbance.[5]
|
67 |
+
|
68 |
+
From one year to another, ecosystems experience variation in their biotic and abiotic environments. A drought, a colder than usual winter, and a pest outbreak all are short-term variability in environmental conditions. Animal populations vary from year to year, building up during resource-rich periods and crashing as they overshoot their food supply. These changes play out in changes in net primary production decomposition rates, and other ecosystem processes.[6] Longer-term changes also shape ecosystem processes—the forests of eastern North America still show legacies of cultivation which ceased 200 years ago, while methane production in eastern Siberian lakes is controlled by organic matter which accumulated during the Pleistocene.[6]
|
69 |
+
|
70 |
+
Disturbance also plays an important role in ecological processes. F. Stuart Chapin and coauthors define disturbance as "a relatively discrete event in time and space that alters the structure of populations, communities, and ecosystems and causes changes in resources availability or the physical environment".[26] This can range from tree falls and insect outbreaks to hurricanes and wildfires to volcanic eruptions. Such disturbances can cause large changes in plant, animal and microbe populations, as well as soil organic matter content.[6] Disturbance is followed by succession, a "directional change in ecosystem structure and functioning resulting from biotically driven changes in resources supply."[26]
|
71 |
+
|
72 |
+
The frequency and severity of disturbance determine the way it affects ecosystem function. A major disturbance like a volcanic eruption or glacial advance and retreat leave behind soils that lack plants, animals or organic matter. Ecosystems that experience such disturbances undergo primary succession. A less severe disturbance like forest fires, hurricanes or cultivation result in secondary succession and a faster recovery.[6] More severe disturbance and more frequent disturbance result in longer recovery times.[6]
|
73 |
+
|
74 |
+
Ecosystem ecology studies the processes and dynamics of ecosystems, and the way the flow of matter and energy through them structures natural systems. The study of ecosystems can cover 10 orders of magnitude, from the surface layers of rocks to the surface of the planet.[27]
|
75 |
+
|
76 |
+
There is no single definition of what constitutes an ecosystem.[28] German ecologist Ernst-Detlef Schulze and coauthors defined an ecosystem as an area which is "uniform regarding the biological turnover, and contains all the fluxes above and below the ground area under consideration." They explicitly reject Gene Likens' use of entire river catchments as "too wide a demarcation" to be a single ecosystem, given the level of heterogeneity within such an area.[29] Other authors have suggested that an ecosystem can encompass a much larger area, even the whole planet.[30] Schulze and coauthors also rejected the idea that a single rotting log could be studied as an ecosystem because the size of the flows between the log and its surroundings are too large, relative to the proportion cycles within the log.[29] Philosopher of science Mark Sagoff considers the failure to define "the kind of object it studies" to be an obstacle to the development of theory in ecosystem ecology.[28]
|
77 |
+
|
78 |
+
Ecosystems can be studied through a variety of approaches—theoretical studies, studies monitoring specific ecosystems over long periods of time, those that look at differences between ecosystems to elucidate how they work and direct manipulative experimentation.[31] Studies can be carried out at a variety of scales, ranging from whole-ecosystem studies to studying microcosms or mesocosms (simplified representations of ecosystems).[32] American ecologist Stephen R. Carpenter has argued that microcosm experiments can be "irrelevant and diversionary" if they are not carried out in conjunction with field studies done at the ecosystem scale. Microcosm experiments often fail to accurately predict ecosystem-level dynamics.[33]
|
79 |
+
|
80 |
+
The Hubbard Brook Ecosystem Study started in 1963 to study the White Mountains in New Hampshire. It was the first successful attempt to study an entire watershed as an ecosystem. The study used stream chemistry as a means of monitoring ecosystem properties, and developed a detailed biogeochemical model of the ecosystem.[34] Long-term research at the site led to the discovery of acid rain in North America in 1972. Researchers documented the depletion of soil cations (especially calcium) over the next several decades.[35]
|
81 |
+
|
82 |
+
Human activities are important in almost all ecosystems. Although humans exist and operate within ecosystems, their cumulative effects are large enough to influence external factors like climate.[5]
|
83 |
+
|
84 |
+
Ecosystems provide a variety of goods and services upon which people depend.[36] Ecosystem goods include the "tangible, material products" of ecosystem processes such as food, construction material, medicinal plants.[37] They also include less tangible items like tourism and recreation, and genes from wild plants and animals that can be used to improve domestic species.[36]
|
85 |
+
|
86 |
+
Ecosystem services, on the other hand, are generally "improvements in the condition or location of things of value".[37] These include things like the maintenance of hydrological cycles, cleaning air and water, the maintenance of oxygen in the atmosphere, crop pollination and even things like beauty, inspiration and opportunities for research.[36] While material from the ecosystem had traditionally been recognized as being the basis for things of economic value, ecosystem services tend to be taken for granted.[37]
|
87 |
+
|
88 |
+
When natural resource management is applied to whole ecosystems, rather than single species, it is termed ecosystem management.[38] Although definitions of ecosystem management abound, there is a common set of principles which underlie these definitions.[39] A fundamental principle is the long-term sustainability of the production of goods and services by the ecosystem;[39] "intergenerational sustainability [is] a precondition for management, not an afterthought".[36]
|
89 |
+
|
90 |
+
While ecosystem management can be used as part of a plan for wilderness conservation, it can also be used in intensively managed ecosystems[36] (see, for example, agroecosystem and close to nature forestry).
|
91 |
+
|
92 |
+
As human population and per capita consumption grow, so do the resource demands imposed on ecosystems and the effects of the human ecological footprint. Natural resources are vulnerable and limited. The environmental impacts of anthropogenic actions are becoming more apparent. Problems for all ecosystems include: environmental pollution, climate change and biodiversity loss. For terrestrial ecosystems further threats include air pollution, soil degradation, and deforestation. For aquatic ecosystems threats include also unsustainable exploitation of marine resources (for example overfishing of certain species), marine pollution, microplastics pollution, water pollution, the warming of oceans, and building on coastal areas.[40]
|
93 |
+
|
94 |
+
Society is increasingly becoming aware that ecosystem services are not only limited but also that they are threatened by human activities. The need to better consider long-term ecosystem health and its role in enabling human habitation and economic activity is urgent. To help inform decision-makers, many ecosystem services are being assigned economic values, often based on the cost of replacement with anthropogenic alternatives. The ongoing challenge of prescribing economic value to nature, for example through biodiversity banking, is prompting transdisciplinary shifts in how we recognize and manage the environment, social responsibility, business opportunities, and our future as a species.[citation needed]
|
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+
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en/164.html.txt
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|
1 |
+
Egyptian hieroglyphs 32 c. BCE
|
2 |
+
|
3 |
+
Hangul 1443
|
4 |
+
|
5 |
+
The Arabic alphabet (Arabic: أَلْأَبْجَدِيَّة ٱلْعَرَبِيَّة, al-ʾabjadīyaḧ l-ʿarabīyah or أَلْحُرُوف ٱلْعَرَبِيَّة, al-ḥurūf l-ʿarabīyaḧ), or Arabic abjad, is the Arabic script as it is codified for writing Arabic. It is written from right to left in a cursive style and includes 28 letters. Most letters have contextual letterforms.
|
6 |
+
|
7 |
+
The Arabic alphabet is considered an abjad, meaning it only uses consonants, but it is now considered an "impure abjad".[1] As with other impure abjads, such as the Hebrew alphabet, scribes later devised means of indicating vowel sounds by separate vowel diacritics.
|
8 |
+
|
9 |
+
The basic Arabic alphabet contains 28 letters. Adaptations of the Arabic script for other languages added and removed some letters, as for Persian, Ottoman Turkish, Central Kurdish, Urdu, Sindhi, Malay, Pashto, Arwi and Malayalam (Arabi Malayalam), all of which have additional letters as shown below. There are no distinct upper and lower case letter forms.
|
10 |
+
|
11 |
+
Many letters look similar but are distinguished from one another by dots (ʾiʿjām) above or below their central part (rasm). These dots are an integral part of a letter, since they distinguish between letters that represent different sounds. For example, the Arabic letters ب (b), ت (t) and ث (th) have the same basic shape, but have one dot below, two dots above and three dots above; the letter ن (n) also has the same form in initial and medial forms, with one dot above, though it is somewhat different in isolated and final form.
|
12 |
+
|
13 |
+
Both printed and written Arabic are cursive, with most of the letters within a word directly connected to the adjacent letters.
|
14 |
+
|
15 |
+
There are two main collating sequences for the Arabic alphabet: abjad and hija.
|
16 |
+
|
17 |
+
The original ʾabjadīy order (أَبْجَدِيّ), used for lettering, derives from the order of the Phoenician alphabet, and is therefore similar to the order of other Phoenician-derived alphabets, such as the Hebrew alphabet. In this order, letters are also used as numbers, Abjad numerals, and possess the same alphanumeric code/cipher as Hebrew gematria and Greek isopsephy.
|
18 |
+
|
19 |
+
The hijā’ī (هِجَائِي) or alifbāʾī (أَلِفْبَائِي) order, used where lists of names and words are sorted, as in phonebooks, classroom lists, and dictionaries, groups letters by similarity of shape.
|
20 |
+
|
21 |
+
The ʾabjadī order is not a simple historical continuation of the earlier north Semitic alphabetic order, since it has a position corresponding to the Aramaic letter samekh/semkat ס, yet no letter of the Arabic alphabet historically derives from that letter. Loss of sameḵ was compensated for by the split of shin ש into two independent Arabic letters, ش (shīn) and ﺱ (sīn) which moved up to take the place of sameḵ. The six other letters that do not correspond to any north Semitic letter are placed at the end.
|
22 |
+
|
23 |
+
This is commonly vocalized as follows:
|
24 |
+
|
25 |
+
Another vocalization is:
|
26 |
+
|
27 |
+
This can be vocalized as:
|
28 |
+
|
29 |
+
Modern dictionaries and other reference books do not use the abjadī order to sort alphabetically; instead, the newer hijāʾī order is used wherein letters are partially grouped together by similarity of shape. The hijāʾī order is never used as numerals.
|
30 |
+
|
31 |
+
Another kind of hijāʾī order was used widely in the Maghreb until recently[when?] when it was replaced by the Mashriqi order.[2]
|
32 |
+
|
33 |
+
The Arabic alphabet is always cursive and letters vary in shape depending on their position within a word. Letters can exhibit up to four distinct forms corresponding to an initial, medial (middle), final, or isolated position (IMFI). While some letters show considerable variations, others remain almost identical across all four positions. Generally, letters in the same word are linked together on both sides by short horizontal lines, but six letters (و ,ز ,ر ,ذ ,د ,ا) can only be linked to their preceding letter. For example, أرارات (Ararat) has only isolated forms because each letter cannot be connected to its following one. In addition, some letter combinations are written as ligatures (special shapes), notably lām-alif لا,[3] which is the only mandatory ligature (the un-ligated combination لـا is considered difficult to read).
|
34 |
+
|
35 |
+
|
36 |
+
|
37 |
+
(Classical pronunciation)
|
38 |
+
|
39 |
+
(also â )
|
40 |
+
|
41 |
+
(also ṯ )
|
42 |
+
|
43 |
+
(also ǧ )
|
44 |
+
|
45 |
+
(also ḩ )
|
46 |
+
|
47 |
+
("guttural" h, may be approximated as heart)
|
48 |
+
|
49 |
+
(also ḫ, ḵ, ẖ )
|
50 |
+
|
51 |
+
(also ḏ )
|
52 |
+
|
53 |
+
(also š )
|
54 |
+
|
55 |
+
(also ş )
|
56 |
+
|
57 |
+
(can be approximated with sauce, but with the throat constricted)
|
58 |
+
|
59 |
+
(also ḑ )
|
60 |
+
|
61 |
+
(can be approximated with dawn, but with the throat constricted)
|
62 |
+
|
63 |
+
(also ţ )
|
64 |
+
|
65 |
+
(can be approximated with stall, but with the throat constricted)
|
66 |
+
|
67 |
+
(also z̧ )
|
68 |
+
|
69 |
+
(can be approximated with father, but with the throat constricted)
|
70 |
+
|
71 |
+
("guttural" voiced h; similar to ḥāʾ above)
|
72 |
+
|
73 |
+
(also ġ, ḡ )
|
74 |
+
|
75 |
+
French Paris
|
76 |
+
|
77 |
+
(similar to caught, but pronounced further back in the mouth.)
|
78 |
+
|
79 |
+
(not counted as a letter in the alphabet but plays an important role in Arabic spelling)
|
80 |
+
|
81 |
+
[denoting most irregular female nouns][citation needed]
|
82 |
+
|
83 |
+
(aka "glottal stop")
|
84 |
+
|
85 |
+
(used mainly in medial and final position, which is an unlinked letter)
|
86 |
+
|
87 |
+
ى
|
88 |
+
|
89 |
+
Notes
|
90 |
+
|
91 |
+
(hamzah alif)
|
92 |
+
|
93 |
+
(hamzah alif)
|
94 |
+
|
95 |
+
The following are not individual letters, but rather different contextual variants of some of the Arabic letters.
|
96 |
+
|
97 |
+
(أَلِفْ مَدَّة)
|
98 |
+
|
99 |
+
(تَاءْ مَرْبُوطَة)
|
100 |
+
|
101 |
+
used in final position only and for denoting the feminine noun/word or to make the noun/word feminine; however, in rare irregular noun/word cases, it appears to denote the "masculine";
|
102 |
+
singular nouns: /a/,
|
103 |
+
|
104 |
+
plural nouns: āt (a preceding letter followed by a fatḥah alif + tāʾ = ـَات)
|
105 |
+
|
106 |
+
In some special cases, denoting the neutral/non-feminine aspect of the word (mainly verbs), where tā’ marbūṭah cannot be used.
|
107 |
+
|
108 |
+
The undotted version has been the traditional way of writing the letter ي yāʾ in the final position, and it remains to be used in the Nile Valley region.
|
109 |
+
|
110 |
+
The use of ligature in Arabic is common. There is one compulsory ligature, that for lām ل + alif ا, which exists in two forms. All other ligatures, of which there are many,[4] are optional.
|
111 |
+
|
112 |
+
A more complex ligature that combines as many as seven distinct components is commonly used to represent the word Allāh.
|
113 |
+
|
114 |
+
The only ligature within the primary range of Arabic script in Unicode (U+06xx) is lām + alif. This is the only one compulsory for fonts and word-processing. Other ranges are for compatibility to older standards and contain other ligatures, which are optional.
|
115 |
+
|
116 |
+
Note: Unicode also has in its Presentation Form B FExx range a code for this ligature. If your browser and font are configured correctly for Arabic, the ligature displayed above should be identical to this one, U+FEFB ARABIC LIGATURE LAM WITH ALEF ISOLATED FORM:
|
117 |
+
|
118 |
+
Note: Unicode also has in its Presentation Form B U+FExx range a code for this ligature. If your browser and font are configured correctly for Arabic, the ligature displayed above should be identical to this one:
|
119 |
+
|
120 |
+
Another ligature in the Unicode Presentation Form A range U+FB50 to U+FDxx is the special code for glyph for the ligature Allāh ("God"), U+FDF2 ARABIC LIGATURE ALLAH ISOLATED FORM:
|
121 |
+
|
122 |
+
This is a work-around for the shortcomings of most text processors, which are incapable of displaying the correct vowel marks for the word Allāh in Koran. Because Arabic script is used to write other texts rather than Koran only, rendering lām + lām + hā’ as the previous ligature is considered faulty:[6] If one of a number of fonts (Noto Naskh Arabic, mry_KacstQurn, KacstOne, DejaVu Sans, Harmattan, Scheherazade, Lateef, Iranian Sans) is installed on a computer (Iranian Sans is supported by Wikimedia web-fonts), the word will appear without diacritics.
|
123 |
+
|
124 |
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An attempt to show them on the faulty fonts without automatically adding the gemination mark and the superscript alif, although may not display as desired on all browsers, is by adding the U+200d (Zero width joiner) after the first or second lām
|
125 |
+
|
126 |
+
Gemination is the doubling of a consonant. Instead of writing the letter twice, Arabic places a W-shaped sign called shaddah, above it. Note that if a vowel occurs between the two consonants the letter will simply be written twice. The diacritic only appears where the consonant at the end of one syllable is identical to the initial consonant of the following syllable. (The generic term for such diacritical signs is ḥarakāt).
|
127 |
+
|
128 |
+
ــّـ
|
129 |
+
|
130 |
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Nunation (Arabic: تنوين tanwīn) is the addition of a final -n to a noun or adjective. The vowel before it indicates grammatical case. In written Arabic nunation is indicated by doubling the vowel diacritic at the end of the word.
|
131 |
+
|
132 |
+
Users of Arabic usually write long vowels but omit short ones, so readers must utilize their knowledge of the language in order to supply the missing vowels. However, in the education system and particularly in classes on Arabic grammar these vowels are used since they are crucial to the grammar. An Arabic sentence can have a completely different meaning by a subtle change of the vowels. This is why in an important text such as the Qur’ān the three basic vowel signs (see below) are mandated, like the ḥarakāt and all the other diacritics or other types of marks, for example the cantillation signs.
|
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|
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In the Arabic handwriting of everyday use, in general publications, and on street signs, short vowels are typically not written. On the other hand, copies of the Qur’ān cannot be endorsed by the religious institutes that review them unless the diacritics are included. Children's books, elementary school texts, and Arabic-language grammars in general will include diacritics to some degree. These are known as "vocalized" texts.
|
135 |
+
|
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+
Short vowels may be written with diacritics placed above or below the consonant that precedes them in the syllable, called ḥarakāt. All Arabic vowels, long and short, follow a consonant; in Arabic, words like "Ali" or "alif", for example, start with a consonant: ‘Aliyy, alif.
|
137 |
+
|
138 |
+
ــَـ
|
139 |
+
|
140 |
+
e.g. حَرَكَة ḥarakah is pronounced more like "ḥerekeh"; شَمْس shams is pronounced more like "shems"
|
141 |
+
|
142 |
+
ــِـ
|
143 |
+
|
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+
In the fully vocalized Arabic text found in texts such as Quran, a long ā following a consonant other than a hamzah is written with a short a sign (fatḥah) on the consonant plus an ʾalif after it; long ī is written as a sign for short i (kasrah) plus a yāʾ; and long ū as a sign for short u (ḍammah) plus a wāw. Briefly, ᵃa = ā; ⁱy = ī; and ᵘw = ū. Long ā following a hamzah may be represented by an ʾalif maddah or by a free hamzah followed by an ʾalif (two consecutive ʾalifs are never allowed in Arabic).
|
145 |
+
|
146 |
+
The table below shows vowels placed above or below a dotted circle replacing a primary consonant letter or a shaddah sign. For clarity in the table, the primary letters on the left used to mark these long vowels are shown only in their isolated form. Please note that most consonants do connect to the left with ʾalif, wāw and yāʾ written then with their medial or final form. Additionally, the letter yāʾ in the last row may connect to the letter on its left, and then will use a medial or initial form. Use the table of primary letters to look at their actual glyph and joining types.
|
147 |
+
|
148 |
+
In unvocalized text (one in which the short vowels are not marked), the long vowels are represented by the vowel in question: ʾalif ṭawīlah/maqṣūrah, wāw, or yāʾ. Long vowels written in the middle of a word of unvocalized text are treated like consonants with a sukūn (see below) in a text that has full diacritics. Here also, the table shows long vowel letters only in isolated form for clarity.
|
149 |
+
|
150 |
+
Combinations وا and يا are always pronounced wā and yāʾ respectively. The exception is the suffix ـوا۟ in verb endings where ʾalif is silent, resulting in ū or aw.
|
151 |
+
|
152 |
+
In addition, when transliterating names and loanwords, Arabic language speakers write out most or all the vowels as long (ā with ا ʾalif, ē and ī with ي yaʾ, and ō and ū with و wāw), meaning it approaches a true alphabet.
|
153 |
+
|
154 |
+
The diphthongs /aj/ and /aw/ are represented in vocalized text as follows:
|
155 |
+
|
156 |
+
An Arabic syllable can be open (ending with a vowel) or closed (ending with a consonant):
|
157 |
+
|
158 |
+
A normal text is composed only of a series of consonants plus vowel-lengthening letters; thus, the word qalb, "heart", is written qlb, and the word qalaba "he turned around", is also written qlb.
|
159 |
+
|
160 |
+
To write qalaba without this ambiguity, we could indicate that the l is followed by a short a by writing a fatḥah above it.
|
161 |
+
|
162 |
+
To write qalb, we would instead indicate that the l is followed by no vowel by marking it with a diacritic called sukūn ( ْ), like this: قلْب.
|
163 |
+
|
164 |
+
This is one step down from full vocalization, where the vowel after the q would also be indicated by a fatḥah: قَلْب.
|
165 |
+
|
166 |
+
The Qurʾān is traditionally written in full vocalization.
|
167 |
+
|
168 |
+
The long i sound in some editions of the Qur’ān is written with a kasrah followed by a diacritic-less y, and long u by a ḍammah followed by a bare w. In others, these y and w carry a sukūn. Outside of the Qur’ān, the latter convention is extremely rare, to the point that y with sukūn will be unambiguously read as the diphthong /aj/, and w with sukūn will be read /aw/.
|
169 |
+
|
170 |
+
For example, the letters m-y-l can be read like English meel or mail, or (theoretically) also like mayyal or mayil. But if a sukūn is added on the y then the m cannot have a sukūn (because two letters in a row cannot be sukūnated), cannot have a ḍammah (because there is never an uy sound in Arabic unless there is another vowel after the y), and cannot have a kasrah (because kasrah before sukūnated y is never found outside the Qur’ān), so it must have a fatḥah and the only possible pronunciation is /majl/ (meaning mile, or even e-mail). By the same token, m-y-t with a sukūn over the y can be mayt but not mayyit or meet, and m-w-t with a sukūn on the w can only be mawt, not moot (iw is impossible when the w closes the syllable).
|
171 |
+
|
172 |
+
Vowel marks are always written as if the i‘rāb vowels were in fact pronounced, even when they must be skipped in actual pronunciation. So, when writing the name Aḥmad, it is optional to place a sukūn on the ḥ, but a sukūn is forbidden on the d, because it would carry a ḍammah if any other word followed, as in Aḥmadu zawjī "Ahmad is my husband".
|
173 |
+
|
174 |
+
Another example: the sentence that in correct literary Arabic must be pronounced Aḥmadu zawjun shirrīr "Ahmad is a wicked husband", is usually mispronounced (due to influence from vernacular Arabic varieties) as Aḥmad zawj shirrīr. Yet, for the purposes of Arabic grammar and orthography, is treated as if it were not mispronounced and as if yet another word followed it, i.e., if adding any vowel marks, they must be added as if the pronunciation were Aḥmadu zawjun sharrīrun with a tanwīn 'un' at the end. So, it is correct to add an un tanwīn sign on the final r, but actually pronouncing it would be a hypercorrection. Also, it is never correct to write a sukūn on that r, even though in actual pronunciation it is (and in correct Arabic MUST be) sukūned.
|
175 |
+
|
176 |
+
Of course, if the correct i‘rāb is a sukūn, it may be optionally written.
|
177 |
+
|
178 |
+
ٰٰ
|
179 |
+
The sukūn is also used for transliterating words into the Arabic script. The Persian word ماسک (mâsk, from the English word "mask"), for example, might be written with a sukūn above the ﺱ to signify that there is no vowel sound between that letter and the ک.
|
180 |
+
|
181 |
+
Some letters take a traditionally different form in specific regions:
|
182 |
+
|
183 |
+
See also Arabic script#Special letters for languages other than Arabic.
|
184 |
+
|
185 |
+
Some modified letters are used to represent non-native sounds of Modern Standard Arabic. These letters are used in transliterated names, loanwords and dialectal words.
|
186 |
+
|
187 |
+
There are two main kinds of numerals used along with Arabic text; Western Arabic numerals and Eastern Arabic numerals. In most of present-day North Africa, the usual Western Arabic numerals are used. Like Western Arabic numerals, in Eastern Arabic numerals, the units are always right-most, and the highest value left-most.
|
188 |
+
|
189 |
+
In addition, the Arabic alphabet can be used to represent numbers (Abjad numerals). This usage is based on the ʾabjadī order of the alphabet. أ ʾalif is 1, ب bāʾ is 2, ج jīm is 3, and so on until ي yāʾ = 10, ك kāf = 20, ل lām = 30, ..., ر rāʾ = 200, ..., غ ghayn = 1000. This is sometimes used to produce chronograms.
|
190 |
+
|
191 |
+
The Arabic alphabet can be traced back to the Nabataean alphabet used to write Nabataean. The first known text in the Arabic alphabet is a late 4th-century inscription from Jabal Ramm (50 km east of ‘Aqabah) in Jordan, but the first dated one is a trilingual inscription at Zebed in Syria from 512.[citation needed] However, the epigraphic record is extremely sparse, with only five certainly pre-Islamic Arabic inscriptions surviving, though some others may be pre-Islamic. Later, dots were added above and below the letters to differentiate them. (The Aramaic language had fewer phonemes than the Arabic, and some originally distinct Aramaic letters had become indistinguishable in shape, so that in the early writings 15 distinct letter-shapes had to do duty for 28 sounds; cf. the similarly ambiguous Pahlavi alphabet.) The first surviving document that definitely uses these dots is also the first surviving Arabic papyrus (PERF 558), dated April 643, although they did not become obligatory until much later. Important texts were and still are frequently memorized, especially in Qurʾan memorization.
|
192 |
+
|
193 |
+
Later still, vowel marks and the hamzah were introduced, beginning some time in the latter half of the 7th century, preceding the first invention of Syriac and Hebrew vocalization. Initially, this was done by a system of red dots, said to have been commissioned in the Umayyad era by Abu al-Aswad al-Du'ali a dot above = a, a dot below = i, a dot on the line = u, and doubled dots indicated nunation. However, this was cumbersome and easily confusable with the letter-distinguishing dots, so about 100 years later, the modern system was adopted. The system was finalized around 786 by al-Farāhīdī.
|
194 |
+
|
195 |
+
Although Napoleon Bonaparte generally receives credit for introducing the printing press to Egypt during his invasion of that country in 1798, and though he did indeed bring printing presses and Arabic script presses to print the French occupation's official newspaper Al-Tanbiyyah ("The Courier"), printing in the Arabic language started several centuries earlier.
|
196 |
+
|
197 |
+
In 1514, following Gutenberg's invention of the printing press in 1450, Gregorio de Gregorii, a Venetian, published an entire prayer-book in Arabic script; it was entitled Kitab Salat al-Sawa'i and was intended for eastern Christian communities.[12]
|
198 |
+
|
199 |
+
Between 1580 and 1586, type designer Robert Granjon designed Arabic typefaces for Cardinal Ferdinando de' Medici, and the Medici press published many Christian prayer and scholarly Arabic texts in the late 16th century.[13]
|
200 |
+
|
201 |
+
Maronite monks at the Maar Quzhayy Monastery in Mount Lebanon published the first Arabic books to use movable type in the Middle East. The monks transliterated the Arabic language using Syriac script.
|
202 |
+
|
203 |
+
A goldsmith (like Gutenberg) designed and implemented an Arabic-script movable-type printing-press in the Middle East. The Greek Orthodox monk Abd Allah Zakhir set up an Arabic printing press using movable type at the monastery of Saint John at the town of Dhour El Shuwayr in Mount Lebanon, the first homemade press in Lebanon using Arabic script. He personally cut the type molds and did the founding of the typeface. The first book came off his press in 1734; this press continued in use until 1899.[14]
|
204 |
+
|
205 |
+
The Arabic alphabet can be encoded using several character sets, including ISO-8859-6, Windows-1256 and Unicode (see links in Infobox above), latter thanks to the "Arabic segment", entries U+0600 to U+06FF. However, none of the sets indicates the form that each character should take in context. It is left to the rendering engine to select the proper glyph to display for each character.
|
206 |
+
|
207 |
+
Each letter has a position-independent encoding in Unicode, and the rendering software can infer the correct glyph form (initial, medial, final or isolated) from its joining context. That is the current recommendation. However, for compatibility with previous standards, the initial, medial, final and isolated forms can also be encoded separately.
|
208 |
+
|
209 |
+
As of Unicode 13.0, the Arabic script is contained in the following blocks:[15]
|
210 |
+
|
211 |
+
The basic Arabic range encodes the standard letters and diacritics but does not encode contextual forms (U+0621-U+0652 being directly based on ISO 8859-6). It also includes the most common diacritics and Arabic-Indic digits. U+06D6 to U+06ED encode Qur'anic annotation signs such as "end of ayah" ۖ and "start of rub el hizb" ۞. The Arabic supplement range encodes letter variants mostly used for writing African (non-Arabic) languages. The Arabic Extended-A range encodes additional Qur'anic annotations and letter variants used for various non-Arabic languages.
|
212 |
+
|
213 |
+
The Arabic Presentation Forms-A range encodes contextual forms and ligatures of letter variants needed for Persian, Urdu, Sindhi and Central Asian languages. The Arabic Presentation Forms-B range encodes spacing forms of Arabic diacritics, and more contextual letter forms. The Arabic Mathematical Alphabetical Symbols block encodes characters used in Arabic mathematical expressions.
|
214 |
+
|
215 |
+
See also the notes of the section on modified letters.
|
216 |
+
|
217 |
+
Keyboards designed for different nations have different layouts so proficiency in one style of keyboard, such as Iraq's, does not transfer to proficiency in another, such as Saudi Arabia's. Differences can include the location of non-alphabetic characters.
|
218 |
+
|
219 |
+
All Arabic keyboards allow typing Roman characters, e.g., for the URL in a web browser. Thus, each Arabic keyboard has both Arabic and Roman characters marked on the keys. Usually the Roman characters of an Arabic keyboard conform to the QWERTY layout, but in North Africa, where French is the most common language typed using the Roman characters, the Arabic keyboards are AZERTY.
|
220 |
+
|
221 |
+
To encode a particular written form of a character, there are extra code points provided in Unicode which can be used to express the exact written form desired. The range Arabic presentation forms A (U+FB50 to U+FDFF) contain ligatures while the range Arabic presentation forms B (U+FE70 to U+FEFF) contains the positional variants. These effects are better achieved in Unicode by using the zero-width joiner and non-joiner, as these presentation forms are deprecated in Unicode, and should generally only be used within the internals of text-rendering software, when using Unicode as an intermediate form for conversion between character encodings, or for backwards compatibility with implementations that rely on the hard-coding of glyph forms.
|
222 |
+
|
223 |
+
Finally, the Unicode encoding of Arabic is in logical order, that is, the characters are entered, and stored in computer memory, in the order that they are written and pronounced without worrying about the direction in which they will be displayed on paper or on the screen. Again, it is left to the rendering engine to present the characters in the correct direction, using Unicode's bi-directional text features. In this regard, if the Arabic words on this page are written left to right, it is an indication that the Unicode rendering engine used to display them is out of date.[16][17]
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224 |
+
|
225 |
+
There are competing online tools, e.g. Yamli editor, which allow entry of Arabic letters without having Arabic support installed on a PC, and without knowledge of the layout of the Arabic keyboard.[18]
|
226 |
+
|
227 |
+
The first software program of its kind in the world that identifies Arabic handwriting in real time was developed by researchers at Ben-Gurion University (BGU).
|
228 |
+
|
229 |
+
The prototype enables the user to write Arabic words by hand on an electronic screen, which then analyzes the text and translates it into printed Arabic letters in a thousandth of a second. The error rate is less than three percent, according to Dr. Jihad El-Sana, from BGU's department of computer sciences, who developed the system along with master's degree student Fadi Biadsy.[19]
|
230 |
+
|
231 |
+
This article contains major sections of text from the very detailed article Arabic alphabet from the French Wikipedia, which has been partially translated into English. Further translation of that page, and its incorporation into the text here, are welcomed.
|
232 |
+
|
233 |
+
ʾ
|
234 |
+
|
235 |
+
b
|
236 |
+
|
237 |
+
g
|
238 |
+
|
239 |
+
d
|
240 |
+
|
241 |
+
h
|
242 |
+
|
243 |
+
w
|
244 |
+
|
245 |
+
z
|
246 |
+
|
247 |
+
ḥ
|
248 |
+
|
249 |
+
ṭ
|
250 |
+
|
251 |
+
y
|
252 |
+
|
253 |
+
k
|
254 |
+
|
255 |
+
l
|
256 |
+
|
257 |
+
m
|
258 |
+
|
259 |
+
n
|
260 |
+
|
261 |
+
s
|
262 |
+
|
263 |
+
ʿ
|
264 |
+
|
265 |
+
p
|
266 |
+
|
267 |
+
ṣ
|
268 |
+
|
269 |
+
q
|
270 |
+
|
271 |
+
r
|
272 |
+
|
273 |
+
š
|
274 |
+
|
275 |
+
t
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en/1640.html.txt
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1 |
+
|
2 |
+
|
3 |
+
An ecosystem is a community of living organisms in conjunction with the nonliving components of their environment, interacting as a system.[2] These biotic and abiotic components are linked together through nutrient cycles and energy flows.[3] Energy enters the system through photosynthesis and is incorporated into plant tissue. By feeding on plants and on one another, animals play an important role in the movement of matter and energy through the system. They also influence the quantity of plant and microbial biomass present. By breaking down dead organic matter, decomposers release carbon back to the atmosphere and facilitate nutrient cycling by converting nutrients stored in dead biomass back to a form that can be readily used by plants and other microbes.[4]
|
4 |
+
|
5 |
+
Ecosystems are controlled by external and internal factors. External factors such as climate, parent material which forms the soil and topography, control the overall structure of an ecosystem but are not themselves influenced by the ecosystem.[5] Unlike external factors, internal factors are controlled, for example, decomposition, root competition, shading, disturbance, succession, and the types of species present.
|
6 |
+
|
7 |
+
Ecosystems are dynamic entities—they are subject to periodic disturbances and are in the process of recovering from some past disturbance.[6] Ecosystems in similar environments that are located in different parts of the world can end up doing things very differently simply because they have different pools of species present.[5] Internal factors not only control ecosystem processes but are also controlled by them and are often subject to feedback loops.[5]
|
8 |
+
|
9 |
+
Resource inputs are generally controlled by external processes like climate and parent material. Resource availability within the ecosystem is controlled by internal factors like decomposition, root competition or shading.[5] Although humans operate within ecosystems, their cumulative effects are large enough to influence external factors like climate.[5]
|
10 |
+
|
11 |
+
Biodiversity affects ecosystem functioning, as do the processes of disturbance and succession. Ecosystems provide a variety of goods and services upon which people depend.
|
12 |
+
|
13 |
+
The term ecosystem was first used in 1935 in a publication by British ecologist Arthur Tansley.[fn 1][7] Tansley devised the concept to draw attention to the importance of transfers of materials between organisms and their environment.[8] He later refined the term, describing it as "The whole system, ... including not only the organism-complex, but also the whole complex of physical factors forming what we call the environment".[9] Tansley regarded ecosystems not simply as natural units, but as "mental isolates".[9] Tansley later defined the spatial extent of ecosystems using the term ecotope.[10]
|
14 |
+
|
15 |
+
G. Evelyn Hutchinson, a limnologist who was a contemporary of Tansley's, combined Charles Elton's ideas about trophic ecology with those of Russian geochemist Vladimir Vernadsky. As a result, he suggested that mineral nutrient availability in a lake limited algal production. This would, in turn, limit the abundance of animals that feed on algae. Raymond Lindeman took these ideas further to suggest that the flow of energy through a lake was the primary driver of the ecosystem. Hutchinson's students, brothers Howard T. Odum and Eugene P. Odum, further developed a "systems approach" to the study of ecosystems. This allowed them to study the flow of energy and material through ecological systems.[8]
|
16 |
+
|
17 |
+
Ecosystems are controlled both by external and internal factors. External factors, also called state factors, control the overall structure of an ecosystem and the way things work within it, but are not themselves influenced by the ecosystem. The most important of these is climate.[5] Climate determines the biome in which the ecosystem is embedded. Rainfall patterns and seasonal temperatures influence photosynthesis and thereby determine the amount of water and energy available to the ecosystem.[5]
|
18 |
+
|
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+
Parent material determines the nature of the soil in an ecosystem, and influences the supply of mineral nutrients. Topography also controls ecosystem processes by affecting things like microclimate, soil development and the movement of water through a system. For example, ecosystems can be quite different if situated in a small depression on the landscape, versus one present on an adjacent steep hillside.[5]
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Other external factors that play an important role in ecosystem functioning include time and potential biota. Similarly, the set of organisms that can potentially be present in an area can also significantly affect ecosystems. Ecosystems in similar environments that are located in different parts of the world can end up doing things very differently simply because they have different pools of species present.[5] The introduction of non-native species can cause substantial shifts in ecosystem function.[11]
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Unlike external factors, internal factors in ecosystems not only control ecosystem processes but are also controlled by them. Consequently, they are often subject to feedback loops.[5] While the resource inputs are generally controlled by external processes like climate and parent material, the availability of these resources within the ecosystem is controlled by internal factors like decomposition, root competition or shading.[5] Other factors like disturbance, succession or the types of species present are also internal factors.
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Primary production is the production of organic matter from inorganic carbon sources. This mainly occurs through photosynthesis. The energy incorporated through this process supports life on earth, while the carbon makes up much of the organic matter in living and dead biomass, soil carbon and fossil fuels. It also drives the carbon cycle, which influences global climate via the greenhouse effect.
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Through the process of photosynthesis, plants capture energy from light and use it to combine carbon dioxide and water to produce carbohydrates and oxygen. The photosynthesis carried out by all the plants in an ecosystem is called the gross primary production (GPP).[12] About half of the GPP is consumed in plant respiration.[13] The remainder, that portion of GPP that is not used up by respiration, is known as the net primary production (NPP).[14] Total photosynthesis is limited by a range of environmental factors. These include the amount of light available, the amount of leaf area a plant has to capture light (shading by other plants is a major limitation of photosynthesis), rate at which carbon dioxide can be supplied to the chloroplasts to support photosynthesis, the availability of water, and the availability of suitable temperatures for carrying out photosynthesis.[12]
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Energy and carbon enter ecosystems through photosynthesis, are incorporated into living tissue, transferred to other organisms that feed on the living and dead plant matter, and eventually released through respiration.[14]
|
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The carbon and energy incorporated into plant tissues (net primary production) is either consumed by animals while the plant is alive, or it remains uneaten when the plant tissue dies and becomes detritus. In terrestrial ecosystems, roughly 90% of the net primary production ends up being broken down by decomposers. The remainder is either consumed by animals while still alive and enters the plant-based trophic system, or it is consumed after it has died, and enters the detritus-based trophic system.[citation needed]
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In aquatic systems, the proportion of plant biomass that gets consumed by herbivores is much higher.[15]
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In trophic systems photosynthetic organisms are the primary producers. The organisms that consume their tissues are called primary consumers or secondary producers—herbivores. Organisms which feed on microbes (bacteria and fungi) are termed microbivores. Animals that feed on primary consumers—carnivores—are secondary consumers. Each of these constitutes a trophic level.[15]
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The sequence of consumption—from plant to herbivore, to carnivore—forms a food chain. Real systems are much more complex than this—organisms will generally feed on more than one form of food, and may feed at more than one trophic level. Carnivores may capture some prey which is part of a plant-based trophic system and others that are part of a detritus-based trophic system (a bird that feeds both on herbivorous grasshoppers and earthworms, which consume detritus). Real systems, with all these complexities, form food webs rather than food chains.[15] The food chain usually consists of five levels of consumption which are producers, primary consumers, secondary consumers, tertiary consumers, and decomposers.[citation needed]
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The carbon and nutrients in dead organic matter are broken down by a group of processes known as decomposition. This releases nutrients that can then be re-used for plant and microbial production and returns carbon dioxide to the atmosphere (or water) where it can be used for photosynthesis. In the absence of decomposition, the dead organic matter would accumulate in an ecosystem, and nutrients and atmospheric carbon dioxide would be depleted.[16] Approximately 90% of terrestrial net primary production goes directly from plant to decomposer.[15]
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Decomposition processes can be separated into three categories—leaching, fragmentation and chemical alteration of dead material. As water moves through dead organic matter, it dissolves and carries with it the water-soluble components. These are then taken up by organisms in the soil, react with mineral soil, or are transported beyond the confines of the ecosystem (and are considered lost to it).[16] Newly shed leaves and newly dead animals have high concentrations of water-soluble components and include sugars, amino acids and mineral nutrients. Leaching is more important in wet environments and much less important in dry ones.[16]
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Fragmentation processes break organic material into smaller pieces, exposing new surfaces for colonization by microbes. Freshly shed leaf litter may be inaccessible due to an outer layer of cuticle or bark, and cell contents are protected by a cell wall. Newly dead animals may be covered by an exoskeleton. Fragmentation processes, which break through these protective layers, accelerate the rate of microbial decomposition.[16] Animals fragment detritus as they hunt for food, as does passage through the gut. Freeze-thaw cycles and cycles of wetting and drying also fragment dead material.[16]
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The chemical alteration of the dead organic matter is primarily achieved through bacterial and fungal action. Fungal hyphae produces enzymes that can break through the tough outer structures surrounding dead plant material. They also produce enzymes which break down lignin, which allows them access to both cell contents and the nitrogen in the lignin. Fungi can transfer carbon and nitrogen through their hyphal networks and thus, unlike bacteria, are not dependent solely on locally available resources.[16]
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Decomposition rates vary among ecosystems.[17] The rate of decomposition is governed by three sets of factors—the physical environment (temperature, moisture, and soil properties), the quantity and quality of the dead material available to decomposers, and the nature of the microbial community itself.[18] Temperature controls the rate of microbial respiration; the higher the temperature, the faster the microbial decomposition occurs. It also affects soil moisture, which slows microbial growth and reduces leaching. Freeze-thaw cycles also affect decomposition—freezing temperatures kill soil microorganisms, which allows leaching to play a more important role in moving nutrients around. This can be especially important as the soil thaws in the spring, creating a pulse of nutrients which become available.[18]
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Decomposition rates are low under very wet or very dry conditions. Decomposition rates are highest in wet, moist conditions with adequate levels of oxygen. Wet soils tend to become deficient in oxygen (this is especially true in wetlands), which slows microbial growth. In dry soils, decomposition slows as well, but bacteria continue to grow (albeit at a slower rate) even after soils become too dry to support plant growth.[18]
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Ecosystems continually exchange energy and carbon with the wider environment. Mineral nutrients, on the other hand, are mostly cycled back and forth between plants, animals, microbes and the soil. Most nitrogen enters ecosystems through biological nitrogen fixation, is deposited through precipitation, dust, gases or is applied as fertilizer.[19]
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Since most terrestrial ecosystems are nitrogen-limited, nitrogen cycling is an important control on ecosystem production.[19]
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Until modern times, nitrogen fixation was the major source of nitrogen for ecosystems. Nitrogen-fixing bacteria either live symbiotically with plants or live freely in the soil. The energetic cost is high for plants that support nitrogen-fixing symbionts—as much as 25% of gross primary production when measured in controlled conditions. Many members of the legume plant family support nitrogen-fixing symbionts. Some cyanobacteria are also capable of nitrogen fixation. These are phototrophs, which carry out photosynthesis. Like other nitrogen-fixing bacteria, they can either be free-living or have symbiotic relationships with plants.[19] Other sources of nitrogen include acid deposition produced through the combustion of fossil fuels, ammonia gas which evaporates from agricultural fields which have had fertilizers applied to them, and dust.[19] Anthropogenic nitrogen inputs account for about 80% of all nitrogen fluxes in ecosystems.[19]
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When plant tissues are shed or are eaten, the nitrogen in those tissues becomes available to animals and microbes. Microbial decomposition releases nitrogen compounds from dead organic matter in the soil, where plants, fungi, and bacteria compete for it. Some soil bacteria use organic nitrogen-containing compounds as a source of carbon, and release ammonium ions into the soil. This process is known as nitrogen mineralization. Others convert ammonium to nitrite and nitrate ions, a process known as nitrification. Nitric oxide and nitrous oxide are also produced during nitrification.[19] Under nitrogen-rich and oxygen-poor conditions, nitrates and nitrites are converted to nitrogen gas, a process known as denitrification.[19]
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Other important nutrients include phosphorus, sulfur, calcium, potassium, magnesium and manganese.[20][17] Phosphorus enters ecosystems through weathering. As ecosystems age this supply diminishes, making phosphorus-limitation more common in older landscapes (especially in the tropics).[20] Calcium and sulfur are also produced by weathering, but acid deposition is an important source of sulfur in many ecosystems. Although magnesium and manganese are produced by weathering, exchanges between soil organic matter and living cells account for a significant portion of ecosystem fluxes. Potassium is primarily cycled between living cells and soil organic matter.[20]
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Biodiversity plays an important role in ecosystem functioning.[22] The reason for this is that ecosystem processes are driven by the number of species in an ecosystem, the exact nature of each individual species, and the relative abundance organisms within these species.[23] Ecosystem processes are broad generalizations that actually take place through the actions of individual organisms. The nature of the organisms—the species, functional groups and trophic levels to which they belong—dictates the sorts of actions these individuals are capable of carrying out and the relative efficiency with which they do so.[citation needed]
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Ecological theory suggests that in order to coexist, species must have some level of limiting similarity—they must be different from one another in some fundamental way, otherwise one species would competitively exclude the other.[24] Despite this, the cumulative effect of additional species in an ecosystem is not linear—additional species may enhance nitrogen retention, for example, but beyond some level of species richness, additional species may have little additive effect.[23]
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The addition (or loss) of species that are ecologically similar to those already present in an ecosystem tends to only have a small effect on ecosystem function. Ecologically distinct species, on the other hand, have a much larger effect. Similarly, dominant species have a large effect on ecosystem function, while rare species tend to have a small effect. Keystone species tend to have an effect on ecosystem function that is disproportionate to their abundance in an ecosystem.[23] Similarly, an ecosystem engineer is any organism that creates, significantly modifies, maintains or destroys a habitat.[25]
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Ecosystems are dynamic entities. They are subject to periodic disturbances and are in the process of recovering from some past disturbance.[6] When a perturbation occurs, an ecosystem responds by moving away from its initial state. The tendency of an ecosystem to remain close to its equilibrium state, despite that disturbance, is termed its resistance. On the other hand, the speed with which it returns to its initial state after disturbance is called its resilience.[6] Time plays a role in the development of soil from bare rock and the recovery of a community from disturbance.[5]
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From one year to another, ecosystems experience variation in their biotic and abiotic environments. A drought, a colder than usual winter, and a pest outbreak all are short-term variability in environmental conditions. Animal populations vary from year to year, building up during resource-rich periods and crashing as they overshoot their food supply. These changes play out in changes in net primary production decomposition rates, and other ecosystem processes.[6] Longer-term changes also shape ecosystem processes—the forests of eastern North America still show legacies of cultivation which ceased 200 years ago, while methane production in eastern Siberian lakes is controlled by organic matter which accumulated during the Pleistocene.[6]
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Disturbance also plays an important role in ecological processes. F. Stuart Chapin and coauthors define disturbance as "a relatively discrete event in time and space that alters the structure of populations, communities, and ecosystems and causes changes in resources availability or the physical environment".[26] This can range from tree falls and insect outbreaks to hurricanes and wildfires to volcanic eruptions. Such disturbances can cause large changes in plant, animal and microbe populations, as well as soil organic matter content.[6] Disturbance is followed by succession, a "directional change in ecosystem structure and functioning resulting from biotically driven changes in resources supply."[26]
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The frequency and severity of disturbance determine the way it affects ecosystem function. A major disturbance like a volcanic eruption or glacial advance and retreat leave behind soils that lack plants, animals or organic matter. Ecosystems that experience such disturbances undergo primary succession. A less severe disturbance like forest fires, hurricanes or cultivation result in secondary succession and a faster recovery.[6] More severe disturbance and more frequent disturbance result in longer recovery times.[6]
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Ecosystem ecology studies the processes and dynamics of ecosystems, and the way the flow of matter and energy through them structures natural systems. The study of ecosystems can cover 10 orders of magnitude, from the surface layers of rocks to the surface of the planet.[27]
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There is no single definition of what constitutes an ecosystem.[28] German ecologist Ernst-Detlef Schulze and coauthors defined an ecosystem as an area which is "uniform regarding the biological turnover, and contains all the fluxes above and below the ground area under consideration." They explicitly reject Gene Likens' use of entire river catchments as "too wide a demarcation" to be a single ecosystem, given the level of heterogeneity within such an area.[29] Other authors have suggested that an ecosystem can encompass a much larger area, even the whole planet.[30] Schulze and coauthors also rejected the idea that a single rotting log could be studied as an ecosystem because the size of the flows between the log and its surroundings are too large, relative to the proportion cycles within the log.[29] Philosopher of science Mark Sagoff considers the failure to define "the kind of object it studies" to be an obstacle to the development of theory in ecosystem ecology.[28]
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Ecosystems can be studied through a variety of approaches—theoretical studies, studies monitoring specific ecosystems over long periods of time, those that look at differences between ecosystems to elucidate how they work and direct manipulative experimentation.[31] Studies can be carried out at a variety of scales, ranging from whole-ecosystem studies to studying microcosms or mesocosms (simplified representations of ecosystems).[32] American ecologist Stephen R. Carpenter has argued that microcosm experiments can be "irrelevant and diversionary" if they are not carried out in conjunction with field studies done at the ecosystem scale. Microcosm experiments often fail to accurately predict ecosystem-level dynamics.[33]
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The Hubbard Brook Ecosystem Study started in 1963 to study the White Mountains in New Hampshire. It was the first successful attempt to study an entire watershed as an ecosystem. The study used stream chemistry as a means of monitoring ecosystem properties, and developed a detailed biogeochemical model of the ecosystem.[34] Long-term research at the site led to the discovery of acid rain in North America in 1972. Researchers documented the depletion of soil cations (especially calcium) over the next several decades.[35]
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Human activities are important in almost all ecosystems. Although humans exist and operate within ecosystems, their cumulative effects are large enough to influence external factors like climate.[5]
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Ecosystems provide a variety of goods and services upon which people depend.[36] Ecosystem goods include the "tangible, material products" of ecosystem processes such as food, construction material, medicinal plants.[37] They also include less tangible items like tourism and recreation, and genes from wild plants and animals that can be used to improve domestic species.[36]
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Ecosystem services, on the other hand, are generally "improvements in the condition or location of things of value".[37] These include things like the maintenance of hydrological cycles, cleaning air and water, the maintenance of oxygen in the atmosphere, crop pollination and even things like beauty, inspiration and opportunities for research.[36] While material from the ecosystem had traditionally been recognized as being the basis for things of economic value, ecosystem services tend to be taken for granted.[37]
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When natural resource management is applied to whole ecosystems, rather than single species, it is termed ecosystem management.[38] Although definitions of ecosystem management abound, there is a common set of principles which underlie these definitions.[39] A fundamental principle is the long-term sustainability of the production of goods and services by the ecosystem;[39] "intergenerational sustainability [is] a precondition for management, not an afterthought".[36]
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While ecosystem management can be used as part of a plan for wilderness conservation, it can also be used in intensively managed ecosystems[36] (see, for example, agroecosystem and close to nature forestry).
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As human population and per capita consumption grow, so do the resource demands imposed on ecosystems and the effects of the human ecological footprint. Natural resources are vulnerable and limited. The environmental impacts of anthropogenic actions are becoming more apparent. Problems for all ecosystems include: environmental pollution, climate change and biodiversity loss. For terrestrial ecosystems further threats include air pollution, soil degradation, and deforestation. For aquatic ecosystems threats include also unsustainable exploitation of marine resources (for example overfishing of certain species), marine pollution, microplastics pollution, water pollution, the warming of oceans, and building on coastal areas.[40]
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Society is increasingly becoming aware that ecosystem services are not only limited but also that they are threatened by human activities. The need to better consider long-term ecosystem health and its role in enabling human habitation and economic activity is urgent. To help inform decision-makers, many ecosystem services are being assigned economic values, often based on the cost of replacement with anthropogenic alternatives. The ongoing challenge of prescribing economic value to nature, for example through biodiversity banking, is prompting transdisciplinary shifts in how we recognize and manage the environment, social responsibility, business opportunities, and our future as a species.[citation needed]
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Braille (Braille: ⠃⠗⠁⠊⠇⠇⠑) (/breɪl/; French: [bʁaj]) is a tactile writing system used by people who are visually impaired. It is traditionally written with embossed paper. Braille users can read computer screens and other electronic supports using refreshable braille displays. They can write braille with the original slate and stylus or type it on a braille writer, such as a portable braille notetaker or computer that prints with a braille embosser.
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Braille is named after its creator, Louis Braille, a Frenchman who lost his sight as a result of a childhood accident. In 1824, at the age of fifteen, he developed a code for the French alphabet as an improvement on night writing. He published his system, which subsequently included musical notation, in 1829.[1] The second revision, published in 1837, was the first small binary form of writing developed in the modern era.
|
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These characters have rectangular blocks called cells that have tiny bumps called raised dots. The number and arrangement of these dots distinguish one character from another. Since the various braille alphabets originated as transcription codes for printed writing, the mappings (sets of character designations) vary from language to language, and even within one; in English Braille there are three levels of encoding: Grade 1 – a letter-by-letter transcription used for basic literacy; Grade 2 – an addition of abbreviations and contractions; and Grade 3 – various non-standardized personal stenography.
|
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Braille cells are not the only thing to appear in braille text. There may be embossed illustrations and graphs, with the lines either solid or made of series of dots, arrows, bullets that are larger than braille dots, etc. A full braille cell includes six raised dots arranged in two columns, each column having three dots.[2] The dot positions are identified by numbers from one to six.[2] There are 64 possible combinations, including no dots at all for a word space.[3] A cell can be used to represent a letter, digit, punctuation mark, or even a word.[2]
|
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Braille literacy is a social-justice issue.[4] Early braille education is crucial to literacy, education and employment among the blind. However, in the face of changes in education policy and screen reader software, braille usage has declined in recent decades, despite the fact that technologies such as braille displays have also made braille more accessible and practical.
|
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⠏⠗⠑⠍⠊⠑⠗
|
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|
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Braille was based on a tactile military code called night writing, developed by Charles Barbier in response to Napoleon's demand for a means for soldiers to communicate silently at night and without a light source.[5] In Barbier's system, sets of 12 embossed dots encoded 36 different sounds. It proved to be too difficult for soldiers to recognize by touch and was rejected by the military. In 1821 Barbier visited the Royal Institute for the Blind in Paris, where he met Louis Braille. Braille identified two major defects of the code: first, by representing only sounds, the code was unable to render the orthography of the words; second, the human finger could not encompass the whole 12-dot symbol without moving, and so could not move rapidly from one symbol to another. Braille's solution was to use 6-dot cells and to assign a specific pattern to each letter of the alphabet.[6]
|
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At first, Braille was a one-to-one transliteration of French orthography, but soon various abbreviations, contractions, and even logograms were developed, creating a system much more like shorthand.[7] The expanded English system, called Grade-2 Braille, was completed by 1905. For blind readers, Braille is an independent writing system, rather than a code of printed orthography.[8]
|
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|
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Braille is derived from the Latin alphabet, albeit indirectly. In Braille's original system, the dot patterns were assigned to letters according to their position within the alphabetic order of the French alphabet, with accented letters and w sorted at the end.[9]
|
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|
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The first ten letters of the alphabet, a–j, use the upper four dot positions: ⠁⠃⠉⠙⠑⠋⠛⠓⠊⠚ (black dots in the table below). These stand for the ten digits 1–9 and 0 in a system parallel to Hebrew gematria and Greek isopsephy. (Though the dots are assigned in no obvious order, the cells with the fewest dots are assigned to the first three letters (and lowest digits), abc = 123 (⠁⠃⠉), and to the three vowels in this part of the alphabet, aei (⠁⠑⠊), whereas the even digits, 4, 6, 8, 0 (⠙⠋⠓⠚), are corners/right angles.)
|
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The next ten letters, k–t, are identical to a–j, respectively, apart from the addition of a dot at position 3 (red dots in the table below): ⠅⠇⠍⠝⠕⠏⠟⠗⠎⠞:
|
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|
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The next ten letters (the next "decade") are the same again, but with dots also at both position 3 and position 6 (green dots in the table above). Here w was left out as not being a part of the official French alphabet at the time of Braille's life; the French braille order is u v x y z ç é à è ù (⠥⠧⠭⠽⠵⠯⠿⠷⠮⠾).[note 1]
|
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|
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The next ten letters, ending in w, are the same again, except that for this series position 6 (purple dot in the table above) is used without a dot at position 3. In French braille these are the letters â ê î ô û ë ï ü ö w (⠡⠣⠩⠹⠱⠫⠻⠳⠪⠺). W had been tacked onto the end of 39 letters of the French alphabet to accommodate English.
|
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|
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+
The a–j series shifted down by one dot space (⠂⠆⠒⠲⠢⠖⠶⠦⠔⠴) is used for punctuation. Letters a ⠁ and c ⠉, which only use dots in the top row, were shifted two places for the apostrophe and hyphen: ⠄⠤. (These are also the decade diacritics, at left in the table below, of the second and third decade.)
|
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|
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+
In addition, there are ten patterns that are based on the first two letters (⠁⠃) with their dots shifted to the right; these were assigned to non-French letters (ì ä ò ⠌⠜⠬), or serve non-letter functions: ⠈ (superscript; in English the accent mark), ⠘ (currency prefix), ⠨ (capital, in English the decimal point), ⠼ (number sign), ⠸ (emphasis mark), ⠐ (symbol prefix).
|
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|
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+
Originally there had been nine decades. The fifth through ninth used dashes as well as dots, but proved to be impractical and were soon abandoned. These could be replaced with what we now know as the number sign (⠼), though that only caught on for the digits (old 5th decade → modern 1st decade). The dash occupying the top row of the original sixth decade was simply dropped, producing the modern fifth decade. (See 1829 braille.)
|
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|
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Historically, there have been three principles in assigning the values of a linear script (print) to Braille: Using Louis Braille's original French letter values; reassigning the braille letters according to the sort order of the print alphabet being transcribed; and reassigning the letters to improve the efficiency of writing in braille.
|
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|
36 |
+
Under international consensus, most braille alphabets follow the French sorting order for the 26 letters of the basic Latin alphabet, and there have been attempts at unifying the letters beyond these 26 (see international braille), though differences remain, for example in German Braille and the contractions of English Braille. This unification avoids the chaos of each nation reordering the braille code to match the sorting order of its print alphabet, as happened in Algerian Braille, where braille codes were numerically reassigned to match the order of the Arabic alphabet and bear little relation to the values used in other countries (compare modern Arabic Braille, which uses the French sorting order), and as happened in an early American version of English Braille, where the letters w, x, y, z were reassigned to match English alphabetical order. A convention sometimes seen for letters beyond the basic 26 is to exploit the physical symmetry of braille patterns iconically, for example, by assigning a reversed n to ñ or an inverted s to sh. (See Hungarian Braille and Bharati Braille, which do this to some extent.)
|
37 |
+
|
38 |
+
A third principle was to assign braille codes according to frequency, with the simplest patterns (quickest ones to write with a stylus) assigned to the most frequent letters of the alphabet. Such frequency-based alphabets were used in Germany and the United States in the 19th century (see American Braille), but with the invention of the braille typewriter their advantage disappeared, and none are attested in modern use – they had the disadvantage that the resulting small number of dots in a text interfered with following the alignment of the letters, and consequently made texts more difficult to read than Braille's more arbitrary letter-assignment. Finally, there are braille scripts which don't order the codes numerically at all, such as Japanese Braille and Korean Braille, which are based on more abstract principles of syllable composition.
|
39 |
+
|
40 |
+
Academic texts are sometimes written in a script of eight dots per cell rather than six, enabling them to encode a greater number of symbols. (See Gardner–Salinas braille codes.) Luxembourgish Braille has adopted eight-dot cells for general use; for example, it adds a dot below each letter to derive its capital variant.
|
41 |
+
|
42 |
+
Braille was the first writing system with binary encoding.[7] The system as devised by Braille consists of two parts:[8]
|
43 |
+
|
44 |
+
Within an individual cell, the dot positions are arranged in two columns of three positions. A raised dot can appear in any of the six positions, producing sixty-four (26) possible patterns, including one in which there are no raised dots. For reference purposes, a pattern is commonly described by listing the positions where dots are raised, the positions being universally numbered, from top to bottom, as 1 to 3 on the left and 4 to 6 on the right. For example, dot pattern 1-3-4 describes a cell with three dots raised, at the top and bottom in the left column and at the top of the right column: that is, the letter ⠍ m. The lines of horizontal Braille text are separated by a space, much like visible printed text, so that the dots of one line can be differentiated from the braille text above and below. Different assignments of braille codes (or code pages) are used to map the character sets of different printed scripts to the six-bit cells. Braille assignments have also been created for mathematical and musical notation. However, because the six-dot braille cell allows only 64 (26) patterns, including space, the characters of a braille script commonly have multiple values, depending on their context. That is, character mapping between print and braille is not one-to-one. For example, the character ⠙ corresponds in print to both the letter d and the digit 4.
|
45 |
+
|
46 |
+
In addition to simple encoding, many braille alphabets use contractions to reduce the size of braille texts and to increase reading speed. (See Contracted braille)
|
47 |
+
|
48 |
+
Braille may be produced by hand using a slate and stylus in which each dot is created from the back of the page, writing in mirror image, or it may be produced on a braille typewriter or Perkins Brailler, or an electronic Brailler or eBrailler. Because braille letters cannot be effectively erased and written over if an error is made, an error is overwritten with all six dots (⠿). Interpoint refers to braille printing that is offset, so that the paper can be embossed on both sides, with the dots on one side appearing between the divots that form the dots on the other.
|
49 |
+
Using a computer or other electronic device, Braille may be produced with a braille embosser (printer) or a refreshable braille display (screen).
|
50 |
+
|
51 |
+
Braille has been extended to an 8-dot code, particularly for use with braille embossers and refreshable braille displays. In 8-dot braille the additional dots are added at the bottom of the cell, giving a matrix 4 dots high by 2 dots wide. The additional dots are given the numbers 7 (for the lower-left dot) and 8 (for the lower-right dot). Eight-dot braille has the advantages that the case of an individual letter is directly coded in the cell containing the letter and that all the printable ASCII characters can be represented in a single cell. All 256 (28) possible combinations of 8 dots are encoded by the Unicode standard. Braille with six dots is frequently stored as Braille ASCII.
|
52 |
+
|
53 |
+
The first 25 braille letters, up through the first half of the 3rd decade, transcribe a–z (skipping w). In English Braille, the rest of that decade is rounded out with the ligatures and, for, of, the, and with. Omitting dot 3 from these forms the 4th decade, the ligatures ch, gh, sh, th, wh, ed, er, ou, ow and the letter w.
|
54 |
+
|
55 |
+
(See English Braille.)
|
56 |
+
|
57 |
+
Various formatting marks affect the values of the letters that follow them. They have no direct equivalent in print. The most important in English Braille are:
|
58 |
+
|
59 |
+
That is, ⠠⠁ is read as capital 'A', and ⠼⠁ as the digit '1'.
|
60 |
+
|
61 |
+
Basic punctuation marks in English Braille include:
|
62 |
+
|
63 |
+
⠦ is both the question mark and the opening quotation mark. Its reading depends on whether it occurs before a word or after.
|
64 |
+
|
65 |
+
⠶ is used for both opening and closing parentheses. Its placement relative to spaces and other characters determines its interpretation.
|
66 |
+
|
67 |
+
Punctuation varies from language to language. For example, French Braille uses ⠢ for its question mark and swaps the quotation marks and parentheses (to ⠶ and ⠦⠴); it uses the period (⠲) for the decimal point, as in print, and the decimal point (⠨) to mark capitalization.
|
68 |
+
|
69 |
+
Braille contractions are words and affixes that are shortened so that they take up fewer cells. In English Braille, for example, the word afternoon is written with just three letters, ⠁⠋⠝ ⟨afn⟩, much like stenoscript. There are also several abbreviation marks that create what are effectively logograms.[8] The most common of these is dot 5, which combines with the first letter of words. With the letter ⠍ m, the resulting word is ⠐⠍ mother. There are also ligatures ("contracted" letters), which are single letters in braille but correspond to more than one letter in print. The letter ⠯ and, for example, is used to write words with the sequence a-n-d in them, such as ⠓⠯ hand.
|
70 |
+
|
71 |
+
Most braille embossers support between 34 and 40 cells per line, and 25 lines per page.
|
72 |
+
|
73 |
+
A manually operated Perkins braille typewriter supports a maximum of 42 cells per line (its margins are adjustable), and typical paper allows 25 lines per page.
|
74 |
+
|
75 |
+
A large interlining Stainsby has 36 cells per line and 18 lines per page.
|
76 |
+
|
77 |
+
An A4-sized Marburg braille frame, which allows interpoint braille (dots on both sides of the page, offset so they do not interfere with each other) has 30 cells per line and 27 lines per page.
|
78 |
+
|
79 |
+
A Braille writing machine is a typewriter with six keys that allow to write in Braille alphabet on a regular white page.
|
80 |
+
|
81 |
+
The first Braille typewriter to gain general acceptance was invented by Frank Haven Hall (Superintendent of the Illinois School for the Blind), and was presented to the public in 1892.[10][11]
|
82 |
+
|
83 |
+
The Stainsby Brailler, developed by Henry Stainsby in 1903, is a mechanical writer with a sliding carriage that moves over an aluminium plate as it embosses Braille characters. An improved version was introduced around 1933.[12][13]
|
84 |
+
|
85 |
+
In 1951 David Abraham, a woodworking teacher at the Perkins School for the Blind produced a more advanced Braille typewriter, the Perkins Brailler.[14]
|
86 |
+
|
87 |
+
Braille printers or embosser were produced in 1950s.
|
88 |
+
In 1960 Robert Mann, a teacher in MIT, wrote DOTSYS, a software that allowed automatic braille translation, and another group created an embossing device called "M.I.T. Braillemboss.". The Mitre Corporation team of Robert Gildea, Jonathan Millen, Reid Gerhart and Joseph Sullivan (now president of Duxbury Systems) developed DOTSYS III, the first braille translator written in a portable programming language. DOTSYS III was developed for the Atlanta Public Schools as a public domain program.[15][16][17]
|
89 |
+
|
90 |
+
In 1991 Ernest Bate developed the Mountbatten Brailler, an electronic machine used to type braille on braille paper, giving it a number of additional features such as word processing, audio feedback and embossing. This version was improved in 2008 with a quiet writer that had an erase key.[citation needed]
|
91 |
+
|
92 |
+
In 2011 David S. Morgan produced the first SMART Brailler machine, with added text to speech function and allowed digital capture of data entered.[18]
|
93 |
+
|
94 |
+
Braille is usually read in printed forms such as paper books written in braille, braille public signals and also on Braille e-books. Currently more than 1% of all printed books have been translated into braille.
|
95 |
+
|
96 |
+
Although the finger can read only one braille character at a time, the brain chunks braille at a higher level, processing words a digraph, root or suffix at a time. The processing largely takes place in the visual cortex.[4]
|
97 |
+
|
98 |
+
Children who are blind not only have the educational disadvantage of not being able to see – they also miss out on fundamental parts of early and advanced education if not provided with the necessary tools. Children who are blind or visually impaired can begin learning pre-braille skills from a very young age to become fluent braille readers as they get older.
|
99 |
+
|
100 |
+
In 1960, 50% of legally blind, school-age children were able to read braille in the U.S.[19][20] According to the 2015 Annual Report from the American Printing House for the Blind, there were 61,739 legally blind students registered in the U.S. Of these, 8.6% (5,333) were registered as braille readers, 31% (19,109) as visual readers, 9.4% (5,795) as auditory readers, 17% (10,470) as pre-readers, and 34% (21,032) as non-readers.[21]
|
101 |
+
|
102 |
+
There are numerous causes for the decline in braille usage, including school budget constraints, technology advancements such as screen-reader software, and different philosophical views over how blind children should be educated.[22][23]
|
103 |
+
|
104 |
+
A key turning point for braille literacy was the passage of the Rehabilitation Act of 1973, an act of Congress that moved thousands of children from specialized schools for the blind into mainstream public schools.[20] Because only a small percentage of public schools could afford to train and hire braille-qualified teachers, braille literacy has declined since the law took effect.[clarification needed][20] Braille literacy rates have improved slightly since the bill was passed,[clarification needed] in part because of pressure from consumers and advocacy groups that has led 27 states to pass legislation mandating that children who are legally blind be given the opportunity to learn braille.[22]
|
105 |
+
|
106 |
+
In 1998 there were 57,425 legally blind students registered in the United States, but only 10% (5,461) of them used braille as their primary reading medium.[24][25]
|
107 |
+
|
108 |
+
Early Braille education is crucial to literacy for a blind or low-vision child. A study conducted in the state of Washington found that people who learned braille at an early age did just as well, if not better than their sighted peers in several areas, including vocabulary and comprehension. In the preliminary adult study, while evaluating the correlation between adult literacy skills and employment, it was found that 44% of the participants who had learned to read in braille were unemployed, compared to the 77% unemployment rate of those who had learned to read using print.[26] Currently, among the estimated 85,000 blind adults in the United States, 90% of those who are braille-literate are employed. Among adults who do not know braille, only 33% are employed.[20] Statistically, history has proven that braille reading proficiency provides an essential skill set that allows blind or low-vision children to compete with their sighted peers in a school environment and later in life as they enter the workforce.[22]
|
109 |
+
|
110 |
+
Though braille is thought to be the main way blind people read and write, in Britain (for example) out of the reported two million blind and low vision population, it is estimated that only around 15,000–20,000 people use braille.[27] Younger people are turning to electronic text on computers with screen reader software instead, a more portable communication method that they can use with their friends. A debate has started on how to make braille more attractive and for more teachers to be available to teach it.
|
111 |
+
|
112 |
+
|
113 |
+
|
114 |
+
Although it is possible to transcribe print by simply substituting the equivalent braille character for its printed equivalent, in English such a character-by-character transcription (known as uncontracted braille) is only used by beginners.
|
115 |
+
|
116 |
+
Braille characters are much larger than their printed equivalents, and the standard 11" by 11.5" (28 cm × 30 cm) page has room for only 25 lines of 43 characters. To reduce space and increase reading speed, most braille alphabets and orthographies use ligatures, abbreviations, and contractions. Virtually all English Braille books are transcribed in this contracted braille, which adds an additional layer of complexity to English orthography: The Library of Congress's Instruction Manual for Braille Transcribing[28] runs to over 300 pages and braille transcribers must pass certification tests.
|
117 |
+
|
118 |
+
Fully contracted braille is known as Grade 2 Braille. There is an intermediate form, called Grade 1 Braille, that is between Computer Braille (one-for-one identity with print) and Grade 2 Braille. In Grade 1 Braille, the capital sign and number sign are used, and most punctuation marks are shown using their Grade 2 values.
|
119 |
+
|
120 |
+
The system of contractions in English Braille begins with a set of 23 words which are contracted to single characters. Thus the word but is contracted to the single letter b, can to c, do to d, and so on. Even this simple rule creates issues requiring special cases; for example, d is, specifically, an abbreviation of the verb do; the noun do representing the note of the musical scale is a different word, and must be spelled out.
|
121 |
+
|
122 |
+
Portions of words may be contracted, and many rules govern this process. For example, the character with dots 2-3-5 (the letter "f" lowered in the Braille cell) stands for "ff" when used in the middle of a word. At the beginning of a word, this same character stands for the word "to"; the character is written in braille with no space following it. (This contraction was removed in the Unified English Braille Code.) At the end of a word, the same character represents an exclamation point.
|
123 |
+
|
124 |
+
Some contractions are more similar than their print equivalents. For example, the contraction ⟨lr⟩, meaning 'letter', differs from ⟨ll⟩, meaning 'little', only by one dot in the second letter: ⠇⠇ little, ⠇⠗ letter. This causes greater confusion between the braille spellings of these words and can hinder the learning process of contracted braille.[29]
|
125 |
+
|
126 |
+
The contraction rules take into account the linguistic structure of the word; thus, contractions are generally not to be used when their use would alter the usual braille form of a base word to which a prefix or suffix has been added. Some portions of the transcription rules are not fully codified and rely on the judgment of the transcriber. Thus, when the contraction rules permit the same word in more than one way, preference is given to "the contraction that more nearly approximates correct pronunciation."
|
127 |
+
|
128 |
+
Grade 3 Braille[30] is a variety of non-standardized systems that include many additional shorthand-like contractions. They are not used for publication, but by individuals for their personal convenience.
|
129 |
+
|
130 |
+
When people produce braille, this is called braille transcription. When computer software produces braille, this is called braille
|
131 |
+
translation. Braille translation software exists to handle most of the common languages of the world, and many technical areas,
|
132 |
+
such as mathematics (mathematical notation), for example WIMATS, music (musical notation), and tactile graphics.
|
133 |
+
|
134 |
+
Since Braille is one of the few writing systems where tactile perception is used, as opposed to visual perception, a braille reader must develop new skills. One skill important for Braille readers is the ability to create smooth and even pressures when running one's fingers along the words. There are many different styles and techniques used for the understanding and development of braille, even though a study by B. F. Holland[31] suggests that there is no specific technique that is superior to any other.
|
135 |
+
|
136 |
+
Another study by Lowenfield & Abel[32] shows that braille can be read "the fastest and best... by students who read using the index fingers of both hands". Another important reading skill emphasized in this study is to finish reading the end of a line with the right hand and to find the beginning of the next line with the left hand simultaneously. One final conclusion drawn by both Lowenfield and Abel is that children have difficulty using both hands independently where the right hand is the dominant hand. But this hand preference does not correlate to other activities.
|
137 |
+
|
138 |
+
|
139 |
+
|
140 |
+
When Braille was first adapted to languages other than French, many schemes were adopted, including mapping the native alphabet to the alphabetical order of French – e.g. in English W, which was not in the French alphabet at the time, is mapped to braille X, X to Y, Y to Z, and Z to the first French-accented letter – or completely rearranging the alphabet such that common letters are represented by the simplest braille patterns. Consequently, mutual intelligibility was greatly hindered by this state of affairs. In 1878, the International Congress on Work for the Blind, held in Paris, proposed an international braille standard, where braille codes for different languages and scripts would be based, not on the order of a particular alphabet, but on phonetic correspondence and transliteration to Latin.[33]
|
141 |
+
|
142 |
+
This unified braille has been applied to the languages of India and Africa, Arabic, Vietnamese, Hebrew, Russian, and Armenian, as well as nearly all Latin-script languages. Greek, for example, gamma is written as Latin g, despite the fact that it has the alphabetic position of c; Hebrew bet, the second letter of the alphabet and cognate with the Latin letter b, is sometimes pronounced /b/ and sometimes /v/, and is written b or v accordingly; Russian ts is written as c, which is the usual letter for /ts/ in those Slavic languages that use the Latin alphabet; and Arabic f is written as f, despite being historically p, and occurring in that part of the Arabic alphabet (between historic o and q).
|
143 |
+
|
144 |
+
Other systems for assigning values to braille patterns are also followed beside the simple mapping of the alphabetical order onto the original French order. Some braille alphabets start with unified braille, and then diverge significantly based on the phonology of the target languages, while others diverge even further.
|
145 |
+
|
146 |
+
In the various Chinese systems, traditional braille values are used for initial consonants and the simple vowels. In both Mandarin and Cantonese Braille, however, characters have different readings depending on whether they are placed in syllable-initial (onset) or syllable-final (rime) position. For instance, the cell for Latin k, ⠅, represents Cantonese k (g in Yale and other modern romanizations) when initial, but aak when final, while Latin j, ⠚, represents Cantonese initial j but final oei.
|
147 |
+
|
148 |
+
Novel systems of braille mapping include Korean, which adopts separate syllable-initial and syllable-final forms for its consonants, explicitly grouping braille cells into syllabic groups in the same way as hangul. Japanese, meanwhile, combines independent vowel dot patterns and modifier consonant dot patterns into a single braille cell – an abugida representation of each Japanese mora.
|
149 |
+
|
150 |
+
The current series of Canadian banknotes has a tactile feature consisting of raised dots that indicate the denomination, allowing bills to be easily identified by blind or low vision people. It does not use standard braille; rather, the feature uses a system developed in consultation with blind and low vision Canadians after research indicated that braille was not sufficiently robust and that not all potential users read braille. Mexican bank notes, Australian bank notes, Indian rupee notes, Israeli new shekel notes[34] and Russian ruble notes also have special raised symbols to make them identifiable by persons who are blind or low vision.[35]
|
151 |
+
|
152 |
+
In India there are instances where the parliament acts have been published in braille, such as The Right to Information Act.[36]
|
153 |
+
|
154 |
+
In the United States, the Americans with Disabilities Act of 1990[37] requires various building signage to be in braille.
|
155 |
+
|
156 |
+
In the United Kingdom, it is required that medicines have the name of the medicine in Braille on the labeling.[38]
|
157 |
+
|
158 |
+
Australia also recently introduced the tactile feature onto their five-dollar banknote[39]
|
159 |
+
|
160 |
+
U.K. September 2017 – On the front of the £10 polymer note (the side with raised print), there are two clusters of raised dots in the top left hand corner. This tactile feature helps blind and partially sighted people identify the value of the note.[40]
|
161 |
+
|
162 |
+
Braille was added to the Unicode Standard in September 1999 with the release of version 3.0.
|
163 |
+
|
164 |
+
Most braille embossers and refreshable braille displays do not support Unicode, using instead 6-dot braille ASCII. Some embossers have proprietary control codes for 8-dot braille or for full graphics mode, where dots may be placed anywhere on the page without leaving any space between braille cells so that continuous lines can be drawn in diagrams, but these are rarely used and are not standard.
|
165 |
+
|
166 |
+
The Unicode standard encodes 8-dot braille glyphs according to their binary appearance, rather than following their assigned numeric order. Dot 1 corresponds to the least significant bit of the low byte of the Unicode scalar value, and dot 8 to the high bit of that byte.
|
167 |
+
|
168 |
+
The Unicode block for braille is U+2800 ... U+28FF:
|
169 |
+
|
170 |
+
Every year on January 4, World Braille Day is observed internationally to commemorate the birth of Louis Braille and to recognize his efforts, but the event is not considered a public holiday.[41]
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Chinese characters are logograms developed for the writing of Chinese.[2][3][4] They have been adapted to write a number of other Asian languages. They remain a key component of the Japanese writing system where they are known as kanji. Chinese characters constitute the oldest continuously used system of writing in the world.[5] By virtue of their widespread current use in East Asia, and historic use throughout the Sinosphere, Chinese characters are among the most widely adopted writing systems in the world by number of users. Chinese characters number in the tens of thousands, though most of them are minor graphic variants encountered only in historical texts. Unlike an alphabet, a character-based writing system associates each logogram with an entire sound and thus may be compared in some aspects to a syllabary.
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Functional literacy in written Chinese requires a knowledge of between three and four thousand characters.[6] In Japan, 2,136 are taught through secondary school (the Jōyō kanji); hundreds more are in everyday use. Due to post-WWII simplifications of characters in Japan as well as in China, the Chinese characters used in Japan today are distinct from those used in China in several respects. There are various national standard lists of characters, forms, and pronunciations. Simplified forms of certain characters are used in mainland China, Singapore, and Malaysia; the corresponding traditional characters are used in Taiwan, Hong Kong, Macau, and to a limited extent in South Korea. In Japan, common characters are written in post-WWII Japan-specific simplified forms, while uncommon characters are written in Japanese traditional forms, which are virtually identical to Chinese traditional forms.
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In modern Chinese, the majority of Chinese words today consist of two or more characters.[7] A character almost always corresponds to a single syllable that is also a morpheme.[8] However, there are a few exceptions to this general correspondence, including bisyllabic morphemes (written with two characters), bimorphemic syllables (written with two characters) and cases where a single character represents a polysyllabic word or phrase.[9]
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Modern Chinese has many homophones; thus the same spoken syllable may be represented by many characters, depending on meaning. A single character may also have a range of meanings, or sometimes quite distinct meanings; occasionally these correspond to different pronunciations. Cognates in the several varieties of Chinese are generally written with the same character. In other languages, most significantly today in Japanese and sometimes in Korean, characters are used to represent Chinese loanwords, to represent native words independently of the Chinese pronunciation (e.g., kunyomi in Japanese), and as purely phonetic elements based on their pronunciation in the historical variety of Chinese from which they were acquired. These foreign adaptations of Chinese pronunciation are known as Sino-Xenic pronunciations and have been useful in the reconstruction of Middle Chinese.
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When the script was first used in the late 2nd millennium BC, words of Old Chinese were generally monosyllabic, and each character denoted a single word.[10] Increasing numbers of polysyllabic words have entered the language from the Western Zhou period to the present day. It is estimated that about 25–30% of the vocabulary of classic texts from the Warring States period was polysyllabic, though these words were used far less commonly than monosyllables, which accounted for 80–90% of occurrences in these texts.[11]
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The process has accelerated over the centuries as phonetic change has increased the number of homophones.[12]
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It has been estimated that over two thirds of the 3,000 most common words in modern Standard Chinese are polysyllables, the vast majority of those being disyllables.[13]
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The most common process has been to form compounds of existing words, written with the characters of the constituent words. Words have also been created by adding affixes, reduplication and borrowing from other languages.[14]
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Polysyllabic words are generally written with one character per syllable.[15][a]
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In most cases the character denotes a morpheme descended from an Old Chinese word.[16]
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Many characters have multiple readings, with instances denoting different morphemes, sometimes with different pronunciations. In modern Standard Chinese, one fifth of the 2,400 most common characters have multiple pronunciations.
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For the 500 most common characters, the proportion rises to 30%.[17]
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Often these readings are similar in sound and related in meaning. In the Old Chinese period, affixes could be added to a word to form a new word, which was often written with the same character. In many cases the pronunciations diverged due to subsequent sound change. For example, many additional readings have the Middle Chinese departing tone, the major source of the 4th tone in modern Standard Chinese. Scholars now believe that this tone is the reflex of an Old Chinese *-s suffix, with a range of semantic functions.[18]
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For example,
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Another common alternation is between voiced and voiceless initials (though the voicing distinction has disappeared on most modern varieties).
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This is believed to reflect an ancient prefix, but scholars disagree on whether the voiced or voiceless form is the original root.
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For example,
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Chinese characters represent words of the language using several strategies. A few characters, including some of the most commonly used, were originally pictograms, which depicted the objects denoted, or ideograms, in which meaning was expressed iconically. The vast majority were written using the rebus principle, in which a character for a similarly sounding word was either simply borrowed or (more commonly) extended with a disambiguating semantic marker to form a phono-semantic compound character.[24]
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The traditional six-fold classification (liùshū 六书 / 六書 "six writings") was first described by the scholar Xu Shen in the postface of his dictionary Shuowen Jiezi in 100 AD.[25]
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While this analysis is sometimes problematic and arguably fails to reflect the complete nature of the Chinese writing system, it has been perpetuated by its long history and pervasive use.
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Pictograms are highly stylized and simplified pictures of material objects. Examples of pictograms include 日 rì for "sun", 月 yuè for "moon", and 木 mù for "tree" or "wood". Xu Shen placed approximately 4% of characters in this category.
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Though few in number and expressing literal objects, pictograms and ideograms are nonetheless the basis on which all the more complex characters such as associative idea characters (会意字) and pictophonetic characters (形声字) are formed.
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Pictograms are primary characters in the sense that they, along with ideograms (indicative characters i.e. symbols), are the building blocks of compound characters (意意字) and picto-phonetic characters (形声字).
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Over time pictograms were increasingly standardized, simplified, and stylized to make them easier to write. Furthermore, the same kangxi radical character element can be used to depict different objects.
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Thus, the image depicted by most pictograms is not often immediately evident. For example 口 may indicate the mouth, a window as in 高 which depicts a tall building as a symbol of the idea of "tall" or the lip of a vessel as in 富 a wine jar under a roof as symbol of wealth. That is, pictograms extended from literal objects to take on symbolic or metaphoric meanings; sometimes even displacing the use of the character as a literal term, or creating ambiguity, which was resolved though character determinants, more commonly but less accurately known as "radicals" i.e. concept keys in the phono-semantic characters.
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Also called simple indicatives, this small category contains characters that are direct iconic illustrations. Examples include 上 shàng "up" and 下 xià "down", originally a dot above and below a line. Indicative characters are symbols for abstract concepts which could not be depicted literally but nonetheless can be expressed as a visual symbol e.g. convex 凸 , concave 凹, flat-and-level 平
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Also translated as logical aggregates or associative compounds, these characters have been interpreted as combining two or more pictographic or ideographic characters to suggest a third meaning. The canonical example is 明 bright. 明 is the association of the two brightest objects in the sky the sun 日 and moon 月, brought together to express the idea of "bright". It is canonical because the term 明白 in Chinese (lit. "bright white") means "to understand, understand". Other commonly cited examples include 休 "rest" (composed of the pictograms 人 "person" and 木 "tree") and 好 "good" (composed of 女 "woman" and 子 "child").
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Xu Shen placed approximately 13% of characters in this category, but many of his examples are now believed to be phono-semantic compounds whose origin has been obscured by subsequent changes in their form.[26] Peter Boodberg and William Boltz go so far as to deny that any of the compound characters devised in ancient times were of this type, maintaining that now-lost "secondary readings" are responsible for the apparent absence of phonetic indicators,[27] but their arguments have been rejected by other scholars.[28]
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In contrast, associative compound characters are common among characters coined in Japan. Also, a few characters coined in China in modern times, such as 鉑 platinum, "white metal" (see chemical elements in East Asian languages) belong to this category.
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Also called borrowings or phonetic loan characters, the rebus category covers cases where an existing character is used to represent an unrelated word with similar or identical pronunciation; sometimes the old meaning is then lost completely, as with characters such as 自 zì, which has lost its original meaning of "nose" completely and exclusively means "oneself", or 萬 wàn, which originally meant "scorpion" but is now used only in the sense of "ten thousand".
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Rebus was pivotal in the history of writing in China insofar as it represented the stage at which logographic writing could become purely phonetic (phonographic). Chinese characters used purely for their sound values are attested in the Spring and Autumn and Warring States period manuscripts, in which zhi 氏 was used to write shi 是 and vice versa, just lines apart; the same happened with shao 勺 for Zhao 趙, with the characters in question being homophonous or nearly homophonous at the time.[29]
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Chinese characters are used rebus-like and exclusively for their phonetic value when transcribing words of foreign origin, such as ancient Buddhist terms or modern foreign names. For example, the word for the country "Romania" is 罗马尼亚 (Luó Mǎ Ní Yà), in which the Chinese characters are only used for their sounds and do not provide any meaning.[30] This usage is similar to that of the Japanese Katakana, although the Katakanas use a special set of simplified forms of Chinese characters, in order to advertize their value as purely phonetic symbols. The same rebus principle for names in particular has also been used in Egyptian hieroglyphs and Maya hieroglyphs.[31] In the Chinese usage, in a few instances, the characters used for pronunciation might be carefully chosen in order to connote a specific meaning, as regularly happens for brand names: Coca-Cola is translated phonetically as 可口可乐 (Kěkǒu Kělè), but the characters were carefully selected so as to have the additional meaning of "Delicious and Enjoyable".[30][31]
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Semantic-phonetic compounds or pictophonetic compounds are by far the most numerous characters. These characters are composed of at least two parts. A semantic component, often a character key as a clue to the topic to which the character refers, often in an abbreviated form, The semantic component suggests the general meaning of the compound character. The phonetic component suggests the pronunciation of the compound character. In most cases the semantic indicator is also the 部首 radical under which the character is listed in dictionaries. Because Chinese is replete in homophones phonetic elements may also carry semantic content. In some rare examples phono-semantic characters may also convey pictorial content. Each Chinese character is an attempt to combine sound, image, and idea in a mutually reinforcing fashion.
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Examples of phono-semantic characters include 河 hé "river", 湖 hú "lake", 流 liú "stream", 沖 chōng "surge", 滑 huá "slippery". All these characters have on the left a radical of three short strokes (氵), which is a reduced form of the character 水 shuǐ meaning "water", indicating that the character has a semantic connection with water. The right-hand side in each case is a phonetic indicator. For example, in the case of 沖 chōng (Old Chinese *ɡ-ljuŋ[32]) "surge", the phonetic indicator is 中 zhōng (Old Chinese *k-ljuŋ[33]), which by itself means "middle". In this case it can be seen that the pronunciation of the character is slightly different from that of its phonetic indicator; the effect of historical sound change means that the composition of such characters can sometimes seem arbitrary today.
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In general, phonetic components do not determine the exact pronunciation of a character, but only give a clue as to its pronunciation. While some characters take the exact pronunciation of their phonetic component, others take only the initial or final sounds.[34] In fact, some characters' pronunciations may not correspond to the pronunciations of their phonetic parts at all, which is sometimes the case with characters after having undergone simplification. The 8 characters in the following table all take 也 for their phonetic part, however, as it is readily apparent, none of them take the pronunciation of 也, which is yě (Old Chinese *lajʔ). As the table below shows, the sound changes that have taken place since the Shang/Zhou period when most of these characters were created can be dramatic, to the point of not providing any useful hint of the modern pronunciation.
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Xu Shen (c. 100 AD) placed approximately 82% of characters into this category, while in the Kangxi Dictionary (1716 AD) the number is closer to 90%, due to the extremely productive use of this technique to extend the Chinese vocabulary.[citation needed] The Chu Nom characters of Vietnam were created using this principle.
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This method is used to form new characters, for example 钚 / 鈈 bù ("plutonium") is the metal radical 金 jīn plus the phonetic component 不 bù, described in Chinese as "不 gives sound, 金 gives meaning". Many Chinese names of elements in the periodic table and many other chemistry-related characters were formed this way. In fact, it is possible to tell from a Chinese periodic table at a glance which elements are metal (金), solid nonmetal (石, "stone"), liquid (氵), or gas (气).
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Occasionally a bisyllabic word is written with two characters that contain the same radical, as in 蝴蝶 húdié "butterfly", where both characters have the insect radical 虫. A notable example is pipa (a Chinese lute, also a fruit, the loquat, of similar shape) – originally written as 批把 with the hand radical (扌), referring to the down and up strokes when playing this instrument, which was then changed to 枇杷 (tree radical 木), which is still used for the fruit, while the character was changed to 琵琶 when referring to the instrument (radical 玨) .[37] In other cases a compound word may coincidentally share a radical without this being meaningful.
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The smallest category of characters is also the least understood.[38] In the postface to the Shuowen Jiezi, Xu Shen gave as an example the characters 考 kǎo "to verify" and 老 lǎo "old", which had similar Old Chinese pronunciations (*khuʔ and *C-ruʔ respectively[39]) and may once have been the same word, meaning "elderly person", but became lexicalized into two separate words. The term does not appear in the body of the dictionary, and is often omitted from modern systems.[40]
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According to legend, Chinese characters were invented by Cangjie, a bureaucrat under the legendary Yellow Emperor. Inspired by his study of the animals of the world, the landscape of the earth and the stars in the sky, Cangjie is said to have invented symbols called zì (字) – the first Chinese characters. The legend relates that on the day the characters were created, grain rained down from the sky and that night the people heard ghosts wailing and demons crying because the human beings could no longer be cheated.[41]
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In recent decades, a series of inscribed graphs and pictures have been found at Neolithic sites in China, including Jiahu (c. 6500 BC), Dadiwan and Damaidi from the 6th millennium BC, and Banpo (5th millennium BC). Often these finds are accompanied by media reports that push back the purported beginnings of Chinese writing by thousands of years.[42][43] However, because these marks occur singly, without any implied context, and are made crudely and simply, Qiu Xigui concluded that "we do not have any basis for stating that these constituted writing nor is there reason to conclude that they were ancestral to Shang dynasty Chinese characters."[44] They do however demonstrate a history of sign use in the Yellow River valley during the Neolithic through to the Shang period.[43]
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The earliest confirmed evidence of the Chinese script yet discovered is the body of inscriptions carved on bronze vessels and oracle bones from the late Shang dynasty (c. 1250–1050 BC).[45][46] The earliest of these is dated to around 1200 BC.[47][48] In 1899, pieces of these bones were being sold as "dragon bones" for medicinal purposes, when scholars identified the symbols on them as Chinese writing. By 1928, the source of the bones had been traced to a village near Anyang in Henan Province, which was excavated by the Academia Sinica between 1928 and 1937. Over 150,000 fragments have been found.[45]
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Oracle bone inscriptions are records of divinations performed in communication with royal ancestral spirits.[45] The shortest are only a few characters long, while the longest are thirty to forty characters in length. The Shang king would communicate with his ancestors on topics relating to the royal family, military success, weather forecasting, ritual sacrifices, and related topics by means of scapulimancy, and the answers would be recorded on the divination material itself.[45]
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The oracle-bone script is a well-developed writing system,[49][50] suggesting that the Chinese script's origins may lie earlier than the late second millennium BC.[51] Although these divinatory inscriptions are the earliest surviving evidence of ancient Chinese writing, it is widely believed that writing was used for many other non-official purposes, but that the materials upon which non-divinatory writing was done – likely wood and bamboo – were less durable than bone and shell and have since decayed away.[51]
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The traditional picture of an orderly series of scripts, each one invented suddenly and then completely displacing the previous one, has been conclusively demonstrated to be fiction by the archaeological finds and scholarly research of the later 20th and early 21st centuries.[52] Gradual evolution and the coexistence of two or more scripts was more often the case. As early as the Shang dynasty, oracle-bone script coexisted as a simplified form alongside the normal script of bamboo books (preserved in typical bronze inscriptions), as well as the extra-elaborate pictorial forms (often clan emblems) found on many bronzes.
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Based on studies of these bronze inscriptions, it is clear that, from the Shang dynasty writing to that of the Western Zhou and early Eastern Zhou, the mainstream script evolved in a slow, unbroken fashion, until assuming the form that is now known as seal script in the late Eastern Zhou in the state of Qin, without any clear line of division.[53][54] Meanwhile, other scripts had evolved, especially in the eastern and southern areas during the late Zhou dynasty, including regional forms, such as the gǔwén ("ancient forms") of the eastern Warring States preserved as variant forms in the Han dynasty character dictionary Shuowen Jiezi, as well as decorative forms such as bird and insect scripts.
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Seal script, which had evolved slowly in the state of Qin during the Eastern Zhou dynasty, became standardized and adopted as the formal script for all of China in the Qin dynasty (leading to a popular misconception that it was invented at that time), and was still widely used for decorative engraving and seals (name chops, or signets) in the Han dynasty period. However, despite the Qin script standardization, more than one script remained in use at the time. For example, a little-known, rectilinear and roughly executed kind of common (vulgar) writing had for centuries coexisted with the more formal seal script in the Qin state, and the popularity of this vulgar writing grew as the use of writing itself became more widespread.[55] By the Warring States period, an immature form of clerical script called "early clerical" or "proto-clerical" had already developed in the state of Qin[56] based upon this vulgar writing, and with influence from seal script as well.[57] The coexistence of the three scripts – small seal, vulgar and proto-clerical, with the latter evolving gradually in the Qin to early Han dynasties into clerical script – runs counter to the traditional belief that the Qin dynasty had one script only, and that clerical script was suddenly invented in the early Han dynasty from the small seal script.
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Proto-clerical script, which had emerged by the time of the Warring States period from vulgar Qin writing, matured gradually, and by the early Western Han period, it was little different from that of the Qin.[58] Recently discovered bamboo slips show the script becoming mature clerical script by the middle-to-late reign of Emperor Wu of the Western Han,[59] who ruled from 141 to 87 BC.
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Contrary to the popular belief of there being only one script per period, there were in fact multiple scripts in use during the Han period.[60] Although mature clerical script, also called 八分 (bāfēn)[61] script, was dominant at that time, an early type of cursive script was also in use by the Han by at least as early as 24 BC (during the very late Western Han period),[b] incorporating cursive forms popular at the time, well as many elements from the vulgar writing of the Warring State of Qin.[62] By around the time of the Eastern Jin dynasty, this Han cursive became known as 章草 zhāngcǎo (also known as 隶草 / 隸草 lìcǎo today), or in English sometimes clerical cursive, ancient cursive, or draft cursive. Some believe that the name, based on 章 zhāng meaning "orderly", arose because the script was a more orderly form[63] of cursive than the modern form, which emerged during the Eastern Jin dynasty and is still in use today, called 今草 jīncǎo or "modern cursive".[64]
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Around the mid-Eastern Han period,[63] a simplified and easier-to-write form of clerical script appeared, which Qiu terms "neo-clerical" (新隶体 / 新隸體, xīnlìtǐ).[65] By the late Eastern Han, this had become the dominant daily script,[63] although the formal, mature bāfēn (八分) clerical script remained in use for formal works such as engraved stelae.[63] Qiu describes this neo-clerical script as a transition between clerical and regular script,[63] and it remained in use through the Cao Wei and Jin dynasties.[66]
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By the late Eastern Han period, an early form of semi-cursive script appeared,[65] developing out of a cursively written form of neo-clerical script[c] and simple cursive.[67] This semi-cursive script was traditionally attributed to Liu Desheng c. 147–188 AD,[66][d] although such attributions refer to early masters of a script rather than to their actual inventors, since the scripts generally evolved into being over time. Qiu gives examples of early semi-cursive script, showing that it had popular origins rather than being purely Liu's invention.[68]
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Regular script has been attributed to Zhong Yao (c. 151–230 AD), during the period at the end of the Han dynasty in the state of Cao Wei. Zhong Yao has been called the "father of regular script". However, some scholars[69] postulate that one person alone could not have developed a new script which was universally adopted, but could only have been a contributor to its gradual formation. The earliest surviving pieces written in regular script are copies of Zhong Yao's works, including at least one copied by Wang Xizhi. This new script, which is the dominant modern Chinese script, developed out of a neatly written form of early semi-cursive, with addition of the pause (顿/頓 dùn) technique to end horizontal strokes, plus heavy tails on strokes which are written to the downward-right diagonal.[70] Thus, early regular script emerged from a neat, formal form of semi-cursive, which had itself emerged from neo-clerical (a simplified, convenient form of clerical script). It then matured further in the Eastern Jin dynasty in the hands of the "Sage of Calligraphy", Wang Xizhi, and his son Wang Xianzhi. It was not, however, in widespread use at that time, and most writers continued using neo-clerical, or a somewhat semi-cursive form of it, for daily writing,[70] while the conservative bafen clerical script remained in use on some stelae, alongside some semi-cursive, but primarily neo-clerical.[71]
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Meanwhile, modern cursive script slowly emerged from the clerical cursive (zhāngcǎo) script during the Cao Wei to Jin period, under the influence of both semi-cursive and the newly emerged regular script.[72] Cursive was formalized in the hands of a few master calligraphers, the most famous and influential of whom was Wang Xizhi.[e]
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It was not until the Northern and Southern dynasties that regular script rose to dominant status.[73] During that period, regular script continued evolving stylistically, reaching full maturity in the early Tang dynasty. Some call the writing of the early Tang calligrapher Ouyang Xun (557–641) the first mature regular script. After this point, although developments in the art of calligraphy and in character simplification still lay ahead, there were no more major stages of evolution for the mainstream script.
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Although most of the simplified Chinese characters in use today are the result of the works moderated by the government of the People's Republic of China in the 1950s and 60s, character simplification predates the republic's formation in 1949.
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One of the earliest proponents of character simplification was Lufei Kui, who proposed in 1909 that simplified characters should be used in education. In the years following the May Fourth Movement in 1919, many anti-imperialist Chinese intellectuals sought ways to modernise China. In the 1930s and 1940s, discussions on character simplification took place within the Kuomintang government, and many Chinese intellectuals and writers have long maintained that character simplification would help boost literacy in China. In many world languages, literacy has been promoted as a justification for spelling reforms. The People's Republic of China issued its first round of official character simplifications in two documents, the first in 1956 and the second in 1964. In the 1950s and 1960s, while confusion about simplified characters was still rampant, transitional characters that mixed simplified parts with yet-to-be simplified parts of characters together appeared briefly, then disappeared.
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"Han unification" was an effort by the authors of Unicode and the Universal Character Set to map multiple character sets of the so-called CJK languages (Chinese/Japanese/Korean) into a single set of unified characters and was completed for the purposes of Unicode in 1991 (Unicode 1.0).
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Apart from Chinese ones, Korean, Japanese and Vietnamese normative medium of record-keeping, written historical narratives and official communication are in adaptations and variations of Chinese script.[74]
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The Chinese script spread to Korea together with Buddhism from the 2nd century BC to 5th century AD (hanja).[75] This was adopted for recording the Japanese language from the 5th century AD.[f]
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Chinese characters were first used in Vietnam during the millennium of Chinese rule starting in 111 BC. They were used to write Classical Chinese and adapted around the 13th century to create the Nôm script to write Vietnamese.
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Currently, the only non-Chinese language outside of China that regularly uses the Chinese script is Japanese. Vietnam abandoned their use in the early 20th century in favour of a Latin-based script, and Korea in the late 20th century in favour of its homegrown hangul script, although as Korea switched much more recently, many Koreans still learn them to read texts written before then, or in some cases to disambiguate homophones.[citation needed]
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Chinese characters adapted to write Japanese words are known as kanji. Chinese words borrowed into Japanese could be written with Chinese characters, while native Japanese words could also be written using the character(s) for a Chinese word of similar meaning. Most kanji have both the native (and often multi-syllabic) Japanese pronunciation, known as kun'yomi, and the (mono-syllabic) Chinese-based pronunciation, known as on'yomi. For example, the native Japanese word katana is written as 刀 in kanji, which uses the native pronunciation since the word is native to Japanese, while the Chinese loanword nihontō (meaning "Japanese sword") is written as 日本刀, which uses the Chinese-based pronunciation. While nowadays loanwords from non-Sinosphere languages are usually just written in katakana, one of the two syllabary systems of Japanese, loanwords that were borrowed into Japanese before the Meiji Period were typically written with Chinese characters whose on'yomi had the same pronunciation as the loanword itself, words like Amerika (kanji: 亜米利加, katakana: アメリカ, meaning: America), karuta (kanji: 歌留多, 加留多, katakana: カルタ, meaning: card, letter), and tenpura (kanji: 天婦羅, 天麩羅, katakana: テンプラ, meaning: tempura), although the meanings of the characters used often had no relation to the words themselves. Only some of the old kanji spellings are in common use, like kan (缶, meaning: can). Kanji that are used to only represent the sounds of a word are called ateji (当て字).
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Because Chinese words have been borrowed from varying dialects at different times, a single character may have several on'yomi in Japanese.[76]
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Written Japanese also includes a pair of syllabaries known as kana, derived by simplifying Chinese characters selected to represent syllables of Japanese.
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The syllabaries differ because they sometimes selected different characters for a syllable, and because they used different strategies to reduce these characters for easy writing: the angular katakana were obtained by selecting a part of each character, while hiragana were derived from the cursive forms of whole characters.[77]
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Modern Japanese writing uses a composite system, using kanji for word stems, hiragana for inflectional endings and grammatical words, and katakana to transcribe non-Chinese loanwords as well as serve as a method to emphasize native words (similar to how italics are used in Latin-script languages).[78]
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In times past, until the 15th century, in Korea, Literary Chinese was the dominant form of written communication prior to the creation of hangul, the Korean alphabet. Much of the vocabulary, especially in the realms of science and sociology, comes directly from Chinese, comparable to Latin or Greek root words in European languages. However, due to the lack of tones in Modern Standard Korean,[79] as the words were imported from Chinese, many dissimilar characters and syllables took on identical pronunciations, and subsequently identical spelling in hangul.[citation needed] Chinese characters are sometimes used to this day for either clarification in a practical manner, or to give a distinguished appearance, as knowledge of Chinese characters is considered by many Koreans a high class attribute and an indispensable part of a classical education.[citation needed] It is also observed that the preference for Chinese characters is treated as being conservative and Confucian.
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In South Korea, hanja have become a politically contentious issue, with some urging a "purification" of the national language and culture by abandoning their use. Efforts to re-extend Hanja education to elementary schools in the 2015 were met with generally negative reaction from the public and from teachers' organizations.[80]
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In South Korea, educational policy on characters has swung back and forth, often swayed by education ministers' personal opinions. At present, middle and high school students (grades 7 to 12) are taught 1,800 characters,[81] albeit with the principal focus on recognition, with the aim of achieving newspaper literacy.
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There is a clear trend toward the exclusive use of hangul in day-to-day South Korean society. Hanja are still used to some extent, particularly in newspapers, weddings, place names and calligraphy (although it is nowhere near the extent of kanji use in day-to-day Japanese society). Hanja is also extensively used in situations where ambiguity must be avoided,[citation needed] such as academic papers, high-level corporate reports, government documents, and newspapers; this is due to the large number of homonyms that have resulted from extensive borrowing of Chinese words.
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The issue of ambiguity is the main hurdle in any effort to "cleanse" the Korean language of Chinese characters.[citation needed] Characters convey meaning visually, while alphabets convey guidance to pronunciation, which in turn hints at meaning. As an example, in Korean dictionaries, the phonetic entry for 기사 gisa yields more than 30 different entries. In the past, this ambiguity had been efficiently resolved by parenthetically displaying the associated hanja. While hanja is sometimes used for Sino-Korean vocabulary, native Korean words are rarely, if ever, written in hanja.
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When learning how to write hanja, students are taught to memorize the native Korean pronunciation for the hanja's meaning and the Sino-Korean pronunciations (the pronunciation based on the Chinese pronunciation of the characters) for each hanja respectively so that students know what the syllable and meaning is for a particular hanja. For example, the name for the hanja 水 is 물 수 (mul-su) in which 물 (mul) is the native Korean pronunciation for "water", while 수 (su) is the Sino-Korean pronunciation of the character. The naming of hanja is similar to if "water" were named "water-aqua", "horse-equus", or "gold-aurum" based on a hybridization of both the English and the Latin names. Other examples include 사람 인 (saram-in) for 人 "person/people", 큰 대 (keun-dae) for 大 "big/large//great", 작을 소 (jakeul-so) for 小 "small/little", 아래 하 (arae-ha) for 下 "underneath/below/low", 아비 부 (abi-bu) for 父 "father", and 나라이름 한 (naraireum-han) for 韓 "Han/Korea".[82]
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In North Korea, the hanja system was once completely banned since June 1949 due to fears of collapsed containment of the country; during the 1950s, Kim Il Sung had condemned all sorts of foreign languages (even the newly proposed New Korean Orthography). The ban continued into the 21st century. However, a textbook for university history departments containing 3,323 distinct characters was published in 1971. In the 1990s, school children were still expected to learn 2,000 characters (more than in South Korea or Japan).[83]
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After Kim Jong Il, the second ruler of North Korea, died in December 2011, Kim Jong Un stepped up and began mandating the use of Hanja as a source of definition for the Korean language. Currently, it is said that North Korea teaches around 3,000 Hanja characters to North Korean students, and in some cases, the characters appear within advertisements and newspapers. However, it is also said that the authorities implore students not to use the characters in public.[84] Due to North Korea's strict isolationism, accurate reports about hanja use in North Korea are hard to obtain.
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Chinese characters are thought to have been first introduced to the Ryukyu Islands in 1265 by a Japanese Buddhist monk.[85] After the Okinawan kingdoms became tributaries of Ming China, especially the Ryukyu Kingdom, Classical Chinese was used in court documents, but hiragana was mostly used for popular writing and poetry. After Ryukyu became a vassal of Japan's Satsuma Domain, Chinese characters became more popular, as well as the use of Kanbun. In modern Okinawan, which is labeled as a Japanese dialect by the Japanese government, katakana and hiragana are mostly used to write Okinawan, but Chinese characters are still used.
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Although Chinese characters in Vietnam are now limited to ceremonial uses, they were once in widespread use. Until the early 20th century, Literary Chinese was used in Vietnam for all official and scholarly writing. Around the 13th century, the Nôm script was developed to record folk literature in the Vietnamese language. The script used Chinese characters to represent both borrowed Sino-Vietnamese vocabulary and native words with similar pronunciation or meaning. In addition, thousands of new compound characters were created to write Vietnamese words. This process resulted in a highly complex system that was never mastered by more than 5% of the population.[86] Both Literary Chinese and Nôm were replaced in the early 20th century by Vietnamese written with the Latin-based Vietnamese alphabet.[87][88]
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Several minority languages of south and southwest China were formerly written with scripts based on Hanzi but also including many locally created characters.
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The most extensive is the sawndip script for the Zhuang language of Guangxi which is still used to this day.
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Other languages written with such scripts include Miao, Yao, Bouyei, Mulam, Kam, Bai and Hani.[89] All these languages are now officially written using Latin-based scripts, while Chinese characters are still used for the Mulam language.[citation needed] Even today for Zhuang, according to survey, the traditional sawndip script has twice as many users as the official Latin script.[90]
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The foreign dynasties that ruled northern China between the 10th and 13th centuries developed scripts that were inspired by Hanzi but did not use them directly: the Khitan large script, Khitan small script, Tangut script and Jurchen script.
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Other scripts in China that borrowed or adapted a few Chinese characters but are otherwise distinct include Geba script, Sui script, Yi script and the Lisu syllabary.[89]
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Along with Persian and Arabic, Chinese characters were also used as a foreign script to write the Mongolian language, where characters were used to phonetically transcribe Mongolian sounds. Most notably, the only surviving copies of The Secret History of the Mongols were written in such a manner; the Chinese characters 忙豁侖紐察 脫[卜]察安 is the rendering of Mongγol-un niγuca tobčiyan, the title in Mongolian.
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Hanzi was also used to phonetically transcribe the Manchu language in the Qing dynasty.
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According to the Rev. John Gulick: "The inhabitants of other Asiatic nations, who have had occasion to represent the words of their several languages by Chinese characters, have as a rule used unaspirated characters for the sounds, g, d, b. The Muslims from Arabia and Persia have followed this method … The Mongols, Manchu, and Japanese also constantly select unaspirated characters to represent the sounds g, d, b, and j of their languages. These surrounding Asiatic nations, in writing Chinese words in their own alphabets, have uniformly used g, d, b, etc., to represent the unaspirated sounds."[91]
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Chinese character simplification is the overall reduction of the number of strokes in the regular script of a set of Chinese characters.
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The use of traditional Chinese characters versus simplified Chinese characters varies greatly, and can depend on both the local customs and the medium. Before the official reform, character simplifications were not officially sanctioned and generally adopted vulgar variants and idiosyncratic substitutions. Orthodox variants were mandatory in printed works, while the (unofficial) simplified characters would be used in everyday writing or quick notes. Since the 1950s, and especially with the publication of the 1964 list, the People's Republic of China has officially adopted simplified Chinese characters for use in mainland China, while Hong Kong, Macau, and the Republic of China (Taiwan) were not affected by the reform. There is no absolute rule for using either system, and often it is determined by what the target audience understands, as well as the upbringing of the writer.
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Although most often associated with the People's Republic of China, character simplification predates the 1949 communist victory. Caoshu, cursive written text, almost always includes character simplification, and simplified forms have always existed in print, albeit not for the most formal works. In the 1930s and 1940s, discussions on character simplification took place within the Kuomintang government, and a large number of Chinese intellectuals and writers have long maintained that character simplification would help boost literacy in China. Indeed, this desire by the Kuomintang to simplify the Chinese writing system (inherited and implemented by the Communist Party of China) also nursed aspirations of some for the adoption of a phonetic script based on the Latin script, and spawned such inventions as the Gwoyeu Romatzyh.
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The People's Republic of China issued its first round of official character simplifications in two documents, the first in 1956 and the second in 1964. A second round of character simplifications (known as erjian, or "second round simplified characters") was promulgated in 1977. It was poorly received, and in 1986 the authorities rescinded the second round completely, while making six revisions to the 1964 list, including the restoration of three traditional characters that had been simplified: 叠 dié, 覆 fù, 像 xiàng.
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The majority of simplified characters are drawn from conventional abbreviated forms, or ancient standard forms.[92] For example, the orthodox character 來 lái ("come") was written with the structure 来 in the clerical script (隶书 / 隸書, lìshū) of the Han dynasty. This clerical form uses one fewer stroke, and was thus adopted as a simplified form. The character 雲 yún ("cloud") was written with the structure 云 in the oracle bone script of the Shang dynasty, and had remained in use later as a phonetic loan in the meaning of "to say" while the 雨 radical was added to differentiate meanings. The simplified form adopts the original structure.
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In the years after World War II, the Japanese government also instituted a series of orthographic reforms. Some characters were given simplified forms called shinjitai (新字体, lit. "new character forms"); the older forms were then labelled the kyūjitai (旧字体, lit. "old character forms"). The number of characters in common use was restricted, and formal lists of characters to be learned during each grade of school were established, first the 1850-character tōyō kanji (当用漢字) list in 1945, the 1945-character jōyō kanji (常用漢字) list in 1981, and a 2136-character reformed version of the jōyō kanji in 2010. Many variant forms of characters and obscure alternatives for common characters were officially discouraged. This was done with the goal of facilitating learning for children and simplifying kanji use in literature and periodicals. These are simply guidelines, hence many characters outside these standards are still widely known and commonly used, especially those used for personal and place names (for the latter, see jinmeiyō kanji),[citation needed] as well as for some common words such as "dragon" (竜/龍, tatsu) in which both old and new forms of the character are both acceptable and widely known amongst native Japanese speakers.
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Singapore underwent three successive rounds of character simplification. These resulted in some simplifications that differed from those used in mainland China. It ultimately adopted the reforms of the People's Republic of China in their entirety as official, and has implemented them in the educational system. However, unlike in China, personal names may still be registered in traditional characters.
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Malaysia started teaching a set of simplified characters at schools in 1981, which were also completely identical to the Mainland China simplifications. Chinese newspapers in Malaysia are published in either set of characters, typically with the headlines in traditional Chinese while the body is in simplified Chinese.
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Although in both countries the use of simplified characters is universal among the younger Chinese generation, a large majority of the older Chinese literate generation still use the traditional characters. Chinese shop signs are also generally written in traditional characters.
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In the Philippines, most Chinese schools and businesses still use the traditional characters and bopomofo, owing from influence from the Republic of China (Taiwan) due to the shared Hokkien heritage. Recently, however, more Chinese schools now use both simplified characters and pinyin. Since most readers of Chinese newspapers in the Philippines belong to the older generation, they are still published largely using traditional characters.
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Public and private Chinese signage in the United States and Canada most often use traditional characters.[93] There is some effort to get municipal governments to implement more simplified character signage due to recent immigration from mainland China.[94] Most community newspapers printed in North America are also printed in traditional characters.
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The following is a comparison of Chinese characters in the Standard Form of National Characters, a common traditional Chinese standard used in Taiwan, the Table of General Standard Chinese Characters, the standard for Mainland Chinese jiantizi (simplified), and the jōyō kanji, the standard for Japanese kanji. Generally, the jōyō kanji are more similar to fantizi (traditional) than jiantizi are to fantizi. "Simplified" refers to having significant differences from the Taiwan standard, not necessarily being a newly created character or a newly performed substitution. The characters in the Hong Kong standard and the Kangxi Dictionary are also known as "Traditional," but are not shown.
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There are numerous styles, or scripts, in which Chinese characters can be written, deriving from various calligraphic and historical models. Most of these originated in China and are now common, with minor variations, in all countries where Chinese characters are used.
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The Shang dynasty oracle bone script and the Zhou dynasty scripts found on Chinese bronze inscriptions are no longer used; the oldest script that is still in use today is the Seal Script (篆書(篆书), zhuànshū). It evolved organically out of the Spring and Autumn period Zhou script, and was adopted in a standardized form under the first Emperor of China, Qin Shi Huang. The seal script, as the name suggests, is now used only in artistic seals. Few people are still able to read it effortlessly today, although the art of carving a traditional seal in the script remains alive; some calligraphers also work in this style.
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Scripts that are still used regularly are the "Clerical Script" (隸書(隶书), lìshū) of the Qin dynasty to the Han dynasty, the Weibei (魏碑, wèibēi), the "Regular Script" (楷書(楷书), kǎishū), which is used mostly for printing, and the "Semi-cursive Script" (行書(行书), xíngshū), used mostly for handwriting.
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The cursive script (草書(草书), cǎoshū, literally "grass script") is used informally. The basic character shapes are suggested, rather than explicitly realized, and the abbreviations are sometimes extreme. Despite being cursive to the point where individual strokes are no longer differentiable and the characters often illegible to the untrained eye, this script (also known as draft) is highly revered for the beauty and freedom that it embodies. Some of the simplified Chinese characters adopted by the People's Republic of China, and some simplified characters used in Japan, are derived from the cursive script. The Japanese hiragana script is also derived from this script.
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183 |
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There also exist scripts created outside China, such as the Japanese Edomoji styles; these have tended to remain restricted to their countries of origin, rather than spreading to other countries like the Chinese scripts.
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The art of writing Chinese characters is called Chinese calligraphy. It is usually done with ink brushes. In ancient China, Chinese calligraphy is one of the Four Arts of the Chinese Scholars. There is a minimalist set of rules of Chinese calligraphy. Every character from the Chinese scripts is built into a uniform shape by means of assigning it a geometric area in which the character must occur. Each character has a set number of brushstrokes; none must be added or taken away from the character to enhance it visually, lest the meaning be lost. Finally, strict regularity is not required, meaning the strokes may be accentuated for dramatic effect of individual style. Calligraphy was the means by which scholars could mark their thoughts and teachings for immortality, and as such, represent some of the most precious treasures that can be found from ancient China.
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There are three major families of typefaces used in Chinese typography:
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Ming and sans-serif are the most popular in body text and are based on regular script for Chinese characters akin to Western serif and sans-serif typefaces, respectively. Regular script typefaces emulate regular script.
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The Song typeface (宋体 / 宋體, sòngtǐ) is known as the Ming typeface (明朝, minchō) in Japan, and it is also somewhat more commonly known as the Ming typeface (明体 / 明體, míngtǐ) than the Song typeface in Taiwan and Hong Kong. The names of these styles come from the Song and Ming dynasties, when block printing flourished in China.
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Sans-serif typefaces, called black typeface (黑体 / 黑體, hēitǐ) in Chinese and Gothic typeface (ゴシック体) in Japanese, are characterized by simple lines of even thickness for each stroke, akin to sans-serif styles such as Arial and Helvetica in Western typography.
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Regular script typefaces are also commonly used, but not as common as Ming or sans-serif typefaces for body text. Regular script typefaces are often used to teach students Chinese characters, and often aim to match the standard forms of the region where they are meant to be used. Most typefaces in the Song dynasty were regular script typefaces which resembled a particular person's handwriting (e.g. the handwriting of Ouyang Xun, Yan Zhenqing, or Liu Gongquan), while most modern regular script typefaces tend toward anonymity and regularity.
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Just as Roman letters have a characteristic shape (lower-case letters mostly occupying the x-height, with ascenders or descenders on some letters), Chinese characters occupy a more or less square area in which the components of every character are written to fit in order to maintain a uniform size and shape, especially with small printed characters in Ming and sans-serif styles. Because of this, beginners often practise writing on squared graph paper, and the Chinese sometimes use the term "Square-Block Characters" (方块字 / 方塊字, fāngkuàizì), sometimes translated as tetragraph,[95] in reference to Chinese characters.
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Despite standardization, some nonstandard forms are commonly used, especially in handwriting. In older sources, even authoritative ones, variant characters are commonplace. For example, in the preface to the Imperial Dictionary, there are 30 variant characters which are not found in the dictionary itself.[96] A few of these are reproduced at right.
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The nature of Chinese characters makes it very easy to produce allographs (variants) for many characters, and there have been many efforts at orthographical standardization throughout history. In recent times, the widespread usage of the characters in several nations has prevented any particular system becoming universally adopted and the standard form of many Chinese characters thus varies in different regions.
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Mainland China adopted simplified Chinese characters in 1956. They are also used in Singapore and Malaysia. Traditional Chinese characters are used in Hong Kong, Macau and Taiwan. Postwar Japan has used its own less drastically simplified characters, Shinjitai, since 1946, while South Korea has limited its use of Chinese characters, and Vietnam and North Korea have completely abolished their use in favour of Vietnamese alphabet and Hangul, respectively.
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The standard character forms of each region are described in:
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In addition to strictness in character size and shape, Chinese characters are written with very precise rules. The most important rules regard the strokes employed, stroke placement, and stroke order. Just as each region that uses Chinese characters has standardized character forms, each also has standardized stroke orders, with each standard being different. Most characters can be written with just one correct stroke order, though some words also have many valid stroke orders, which may occasionally result in different stroke counts. Some characters are also written with different stroke orders due to character simplification.
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Chinese characters are primarily morphosyllabic, meaning that most Chinese morphemes are monosyllabic and are written with a single character, though in modern Chinese most words are disyllabic and dimorphemic, consisting of two syllables, each of which is a morpheme. In modern Chinese 10% of morphemes only occur as part of a given compound. However, a few morphemes are disyllabic, some of them dating back to Classical Chinese.[97] Excluding foreign loan words, these are typically words for plants and small animals. They are usually written with a pair of phono-semantic compound characters sharing a common radical. Examples are 蝴蝶 húdié "butterfly" and 珊瑚 shānhú "coral". Note that the 蝴 hú of húdié and the 瑚 hú of shānhú have the same phonetic, 胡, but different radicals ("insect" and "jade", respectively). Neither exists as an independent morpheme except as a poetic abbreviation of the disyllabic word.
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In certain cases compound words and set phrases may be contracted into single characters. Some of these can be considered logograms, where characters represent whole words rather than syllable-morphemes, though these are generally instead considered ligatures or abbreviations (similar to scribal abbreviations, such as & for "et"), and as non-standard. These do see use, particularly in handwriting or decoration, but also in some cases in print. In Chinese, these ligatures are called héwén (合文), héshū (合書) or hétǐzì (合体字), and in the special case of combining two characters, these are known as "two-syllable Chinese characters" (双音节汉字, 雙音節漢字).
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A commonly seen example is the double happiness symbol 囍, formed as a ligature of 喜喜 and referred to by its disyllabic name (simplified Chinese: 双喜; traditional Chinese: 雙喜; pinyin: shuāngxǐ). In handwriting, numbers are very frequently squeezed into one space or combined – common ligatures include 廿 niàn, "twenty", normally read as 二十 èrshí, 卅 sà, "thirty", normally read as 三十 sānshí, and 卌 xì "forty", normally read as 四十 "sìshí". Calendars often use numeral ligatures in order to save space; for example, the "21st of March" can be read as 三月廿一. In some cases counters are also merged into one character, such as 七十人 qīshí rén "seventy people".[clarification needed] Another common abbreviation is 门 with a "T" written inside it, for 問題, 问题, wèntí ("question; problem"), where the "T" is from pinyin for the second syllable tí 题.[9] Since polysyllabic characters are often non-standard, they are often excluded in character dictionaries.
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Modern examples particularly include Chinese characters for SI units. In Chinese these units are disyllabic and standardly written with two characters, as 厘米 límǐ "centimeter" (厘 centi-, 米 meter) or 千瓦 qiānwǎ "kilowatt". However, in the 19th century these were often written via compound characters, pronounced disyllabically, such as 瓩 for 千瓦 or 糎 for 厘米 – some of these characters were also used in Japan, where they were pronounced with borrowed European readings instead. These have now fallen out of general use, but are occasionally seen. Less systematic examples include 圕 túshūguǎn "library", a contraction of 圖書館,[98][99]
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The use of such contractions is as old as Chinese characters themselves, and they have frequently been found in religious or ritual use. In the Oracle Bone script, personal names, ritual items, and even phrases such as 受又(祐) shòu yòu "receive blessings" are commonly contracted into single characters. A dramatic example is that in medieval manuscripts 菩薩 púsà "bodhisattva" (simplified: 菩萨) is sometimes written with a single character formed of a 2×2 grid of four 十 (derived from the grass radical over two 十).[9] However, for the sake of consistency and standardization, the CPC seeks to limit the use of such polysyllabic characters in public writing to ensure that every character only has one syllable.[100]
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Conversely, with the fusion of the diminutive -er suffix in Mandarin, some monosyllabic words may even be written with two characters, as in 花儿 huār "flower", which was formerly disyllabic.
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In most other languages that use the Chinese family of scripts, notably Korean, Vietnamese, and Zhuang, Chinese characters are typically monosyllabic, but in Japanese a single character is generally used to represent a borrowed monosyllabic Chinese morpheme (the on'yomi), a polysyllabic native Japanese morpheme (the kun'yomi), or even (in rare cases) a foreign loanword. These uses are completely standard and unexceptional.
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Often a character not commonly used (a "rare" or "variant" character) will appear in a personal or place name in Chinese, Japanese, Korean, and Vietnamese (see Chinese name, Japanese name, Korean name, and Vietnamese name, respectively). This has caused problems as many computer encoding systems include only the most common characters and exclude the less often used characters. This is especially a problem for personal names which often contain rare or classical, antiquated characters.
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One man who has encountered this problem is Taiwanese politician Yu Shyi-kun, due to the rarity of the last character in his name. Newspapers have dealt with this problem in varying ways, including using software to combine two existing, similar characters, including a picture of the personality, or, especially as is the case with Yu Shyi-kun, simply substituting a homophone for the rare character in the hope that the reader would be able to make the correct inference. Taiwanese political posters, movie posters etc. will often add the bopomofo phonetic symbols next to such a character. Japanese newspapers may render such names and words in katakana instead, and it is accepted practice for people to write names for which they are unsure of the correct kanji in katakana instead.
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There are also some extremely complex characters which have understandably become rather rare. According to Joël Bellassen (1989), the most complex Chinese character is /𪚥 (U+2A6A5) zhé listen (help·info), meaning "verbose" and containing sixty-four strokes; this character fell from use around the 5th century. It might be argued, however, that while containing the most strokes, it is not necessarily the most complex character (in terms of difficulty), as it simply requires writing the same sixteen-stroke character 龍 lóng (lit. "dragon") four times in the space for one. Another 64-stroke character is /𠔻 (U+2053B) zhèng composed of 興 xīng/xìng (lit. "flourish") four times.
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One of the most complex characters found in modern Chinese dictionaries[g] is 齉 (U+9F49) (nàng, listen (help·info), pictured below, middle image), meaning "snuffle" (that is, a pronunciation marred by a blocked nose), with "just" thirty-six strokes. Another stroke-rich characters are 靐 (bìng), with 39 strokes and 䨻 (bèng), with 52 strokes, meaning the loud noise thunder. However, these are not in common use. The most complex character that can be input using the Microsoft New Phonetic IME 2002a for traditional Chinese is 龘 (dá, "the appearance of a dragon flying"). It is composed of the dragon radical represented three times, for a total of 16 × 3 = 48 strokes. Among the most complex characters in modern dictionaries and also in frequent modern use are 籲 (yù, "to implore"), with 32 strokes; 鬱 (yù, "luxuriant, lush; gloomy"), with 29 strokes, as in 憂鬱 (yōuyù, "depressed"); 豔 (yàn, "colorful"), with 28 strokes; and 釁 (xìn, "quarrel"), with 25 strokes, as in 挑釁 (tiǎoxìn, "to pick a fight"). Also in occasional modern use is 鱻 (xiān "fresh"; variant of 鮮 xiān) with 33 strokes.
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+
In Japanese, an 84-stroke kokuji exists: , normally read taito. It is composed of triple "cloud" character (䨺) on top of the abovementioned triple "dragon" character (龘). Also meaning "the appearance of a dragon in flight", it has been pronounced おとど otodo, たいと taito, and だいと daito.[101] The most elaborate character in the jōyō kanji list is the 29-stroke 鬱, meaning "depression" or "melancholy".
|
233 |
+
|
234 |
+
The most complex Chinese character still in use may be[according to whom?] /𰻞 (U+30EDE) (biáng, pictured right, bottom), with 58 strokes, which refers to biangbiang noodles, a type of noodle from China's Shaanxi province. This character along with the syllable biáng cannot be found in dictionaries. The fact that it represents a syllable that does not exist in any Standard Chinese word means that it could be classified as a dialectal character.
|
235 |
+
|
236 |
+
Zhé, "verbose"
|
237 |
+
|
238 |
+
Zhèng (unknown meaning)
|
239 |
+
|
240 |
+
Nàng, "poor enunciation due to snuffle"
|
241 |
+
|
242 |
+
Taito, "the appearance of a dragon in flight"
|
243 |
+
|
244 |
+
alternative form of Taito
|
245 |
+
|
246 |
+
Biáng, a kind of noodle in Shaanxi
|
247 |
+
|
248 |
+
The total number of Chinese characters from past to present remains unknowable because new ones are being developed all the time – for instance, brands may create new characters when none of the existing ones allow for the intended meaning – or they have been invented by whoever wrote them and have never been adopted as official characters. Chinese characters are theoretically an open set and anyone can create new characters, though such inventions are rarely included in official character sets.[102] The number of entries in major Chinese dictionaries is the best means of estimating the historical growth of character inventory.
|
249 |
+
|
250 |
+
Even the Zhonghua Zihai does not include characters in the Chinese family of scripts created to represent non-Chinese languages, except the unique characters in use in Japan and Korea. Characters formed by Chinese principles in other languages include the roughly 1,500 Japanese-made kokuji given in the Kokuji no Jiten,[116] the Korean-made gukja, the over 10,000 Sawndip characters still in use in Guangxi, and the almost 20,000 Nôm characters formerly used in Vietnam.[citation needed] More divergent descendants of Chinese script include Tangut script, which created over 5,000 characters with similar strokes but different formation principles to Chinese characters.
|
251 |
+
|
252 |
+
Modified radicals and new variants are two common reasons for the ever-increasing number of characters. There are about 300 radicals and 100 are in common use. Creating a new character by modifying the radical is an easy way to disambiguate homographs among xíngshēngzì pictophonetic compounds. This practice began long before the standardization of Chinese script by Qin Shi Huang and continues to the present day. The traditional 3rd-person pronoun tā (他 "he, she, it"), which is written with the "person radical", illustrates modifying significs to form new characters. In modern usage, there is a graphic distinction between tā (她 "she") with the "woman radical", tā (牠 "it") with the "animal radical", tā (它 "it") with the "roof radical", and tā (祂 "He") with the "deity radical", One consequence of modifying radicals is the fossilization of rare and obscure variant logographs, some of which are not even used in Classical Chinese. For instance, he 和 "harmony, peace", which combines the "grain radical" with the "mouth radical", has infrequent variants 咊 with the radicals reversed and 龢 with the "flute radical".
|
253 |
+
|
254 |
+
Chinese characters should not be confused with Chinese words, as the majority of modern Chinese words, unlike their Old Chinese and Middle Chinese counterparts, are written with two or more characters, each character representing one syllable and/or morpheme. Knowing the meanings of the individual characters of a word will often allow the general meaning of the word to be inferred, but this is not always the case.
|
255 |
+
|
256 |
+
Studies in China have shown that literate individuals know and use between 3,000 and 4,000 characters. Specialists in classical literature or history, who would often encounter characters no longer in use, are estimated to have a working vocabulary of between 5,000 and 6,000 characters.[6]
|
257 |
+
|
258 |
+
In China, which uses simplified Chinese characters, the Xiàndài Hànyǔ Chángyòng Zìbiǎo (现代汉语常用字表, Chart of Common Characters of Modern Chinese) lists 2,500 common characters and 1,000 less-than-common characters, while the Xiàndài Hànyǔ Tōngyòng Zìbiǎo (现代汉语通用字表, Chart of Generally Utilized Characters of Modern Chinese) lists 7,000 characters, including the 3,500 characters already listed above. GB2312, an early version of the national encoding standard used in the People's Republic of China, has 6,763 code points. GB18030, the modern, mandatory standard, has a much higher number. The New Hànyǔ Shuǐpíng Kǎoshì (汉语水平考试, Chinese Proficiency Test) covers approximately 2,600 characters at its highest level (level six).[118]
|
259 |
+
|
260 |
+
In Taiwan, which uses traditional Chinese characters, the Ministry of Education's Chángyòng Guózì Biāozhǔn Zìtǐ Biǎo (常用國字標準字體表, Chart of Standard Forms of Common National Characters) lists 4,808 characters; the Cì Chángyòng Guózì Biāozhǔn Zìtǐ Biǎo (次常用國字標準字體表, Chart of Standard Forms of Less-Than-Common National Characters) lists another 6,341 characters. The Chinese Standard Interchange Code (CNS11643)—the official national encoding standard—supports 48,027 characters, while the most widely used encoding scheme, BIG-5, supports only 13,053.
|
261 |
+
|
262 |
+
In Hong Kong, which uses traditional Chinese characters, the Education and Manpower Bureau's Soengjung Zi Zijing Biu (常用字字形表), intended for use in elementary and junior secondary education, lists a total of 4,759 characters.
|
263 |
+
|
264 |
+
In addition, there are a number of dialect characters (方言字) that are not generally used in formal written Chinese but represent colloquial terms in nonstandard varieties of Chinese. In general, it is common practice to use standard characters to transcribe Chinese dialects when obvious cognates with words in Standard Mandarin exist. However, when no obvious cognate could be found for a word, due to factors like irregular sound change or semantic drift in the meanings of characters, or the word originates from a non-Chinese source like a substratum from an earlier displaced language or a later borrowing from another language family, then characters are borrowed and used according to the rebus principle or invented in an ad hoc manner to transcribe it. These new characters are generally phonosemantic compounds (e.g., 侬, 'person' in Min), although a few are compound ideographs (e.g., 孬, 'bad', in Northeast Mandarin). Except in the case of Written Cantonese, there is no official orthography, and there may be several ways to write a dialectal word, often one that is etymologically correct and one or several that are based on the current pronunciation (e.g., 触祭 (etymological) vs. 戳鸡 (phonetic), 'eat' (low-register) in Shanghainese). Speakers of a dialect will generally recognize a dialectal word if it is transcribed according to phonetic considerations, while the etymologically correct form may be more difficult or impossible to recognize. For example, few Gan speakers would recognize the character meaning 'to lean' in their dialect, because this character (隑) has become archaic in Standard Mandarin. The historically "correct" transcription is often so obscure that it is uncovered only after considerable scholarly research into philology and historical phonology and may be disputed by other researchers.
|
265 |
+
|
266 |
+
As an exception, Written Cantonese is in widespread use in Hong Kong, even for certain formal documents, due to the former British colonial administration's recognition of Cantonese for use for official purposes. In Taiwan, there is also a body of semi-official characters used to represent Taiwanese Hokkien and Hakka. For example, the vernacular character 㓾, pronounced cii11 in Hakka, means "to kill".[119] Other varieties of Chinese with a significant number of speakers, like Shanghainese Wu, Gan Chinese, and Sichuanese, also have their own series of characters, but these are not often seen, except on advertising billboards directed toward locals and are not used in formal settings except to give precise transcriptions of witness statements in legal proceedings. Written Standard Mandarin is the preference for all mainland regions.
|
267 |
+
|
268 |
+
In Japanese there are 2,136 jōyō kanji (常用漢字, lit. "frequently used Chinese characters") designated by the Japanese Ministry of Education; these are taught during primary and secondary school. The list is a recommendation, not a restriction, and many characters missing from it are still in common use.[120]
|
269 |
+
|
270 |
+
One area where character usage is officially restricted is in names, which may contain only government-approved characters. Since the jōyō kanji list excludes many characters that have been used in personal and place names for generations, an additional list, referred to as the jinmeiyō kanji (人名用漢字, lit. "kanji for use in personal names"), is published.[121] It currently contains 983 characters.[citation needed]
|
271 |
+
|
272 |
+
Today, a well-educated Japanese person may know upwards of 3,500 characters.[citation needed] The kanji kentei (日本漢字能力検定試験, Nihon Kanji Nōryoku Kentei Shiken or Test of Japanese Kanji Aptitude) tests a speaker's ability to read and write kanji. The highest level of the kanji kentei tests on approximately 6,000 kanji,[122][123] though in practice few people attain (or need to attain) this level.[citation needed]
|
273 |
+
|
274 |
+
New characters can in principle be coined at any time, just as new words can be, but they may not be adopted. Significant historically recent coinages date to scientific terms of the 19th century. Specifically, Chinese coined new characters for chemical elements – see chemical elements in East Asian languages – which continue to be used and taught in schools in China and Taiwan. In Japan, in the Meiji era (specifically, late 19th century), new characters were coined for some (but not all) SI units, such as 粁 (米 "meter" + 千 "thousand, kilo-") for kilometer. These kokuji (Japanese-coinages) have found use in China as well – see Chinese characters for SI units for details.
|
275 |
+
|
276 |
+
While new characters can be easily coined by writing on paper, they are difficult to represent on a computer – they must generally be represented as a picture, rather than as text – which presents a significant barrier to their use or widespread adoption. Compare this with the use of symbols as names in 20th century musical albums such as Led Zeppelin IV (1971) and Love Symbol Album (1993); an album cover may potentially contain any graphics, but in writing and other computation these symbols are difficult to use.
|
277 |
+
|
278 |
+
Dozens of indexing schemes have been created for arranging Chinese characters in Chinese dictionaries. The great majority of these schemes have appeared in only a single dictionary; only one such system has achieved truly widespread use. This is the system of radicals (see for example, the 214 so-called Kangxi radicals).
|
279 |
+
|
280 |
+
Chinese character dictionaries often allow users to locate entries in several ways. Many Chinese, Japanese, and Korean dictionaries of Chinese characters list characters in radical order: characters are grouped together by radical, and radicals containing fewer strokes come before radicals containing more strokes (radical-and-stroke sorting). Under each radical, characters are listed by their total number of strokes. It is often also possible to search for characters by sound, using pinyin (in Chinese dictionaries), zhuyin (in Taiwanese dictionaries), kana (in Japanese dictionaries) or hangul (in Korean dictionaries). Most dictionaries also allow searches by total number of strokes, and individual dictionaries often allow other search methods as well.
|
281 |
+
|
282 |
+
For instance, to look up the character where the sound is not known, e.g., 松 (pine tree), the user first determines which part of the character is the radical (here 木), then counts the number of strokes in the radical (four), and turns to the radical index (usually located on the inside front or back cover of the dictionary). Under the number "4" for radical stroke count, the user locates 木, then turns to the page number listed, which is the start of the listing of all the characters containing this radical. This page will have a sub-index giving remainder stroke numbers (for the non-radical portions of characters) and page numbers. The right half of the character also contains four strokes, so the user locates the number 4, and turns to the page number given. From there, the user must scan the entries to locate the character he or she is seeking. Some dictionaries have a sub-index which lists every character containing each radical, and if the user knows the number of strokes in the non-radical portion of the character, he or she can locate the correct page directly.
|
283 |
+
|
284 |
+
Another dictionary system is the four corner method, where characters are classified according to the shape of each of the four corners.
|
285 |
+
|
286 |
+
Most modern Chinese dictionaries and Chinese dictionaries sold to English speakers use the traditional radical-based character index in a section at the front, while the main body of the dictionary arranges the main character entries alphabetically according to their pinyin spelling.[citation needed] To find a character with unknown sound using one of these dictionaries, the reader finds the radical and stroke number of the character, as before, and locates the character in the radical index. The character's entry will have the character's pronunciation in pinyin written down; the reader then turns to the main dictionary section and looks up the pinyin spelling alphabetically.
|
287 |
+
|
288 |
+
This article incorporates text from The Chinese recorder and missionary journal, Volume 3, a publication from 1871 now in the public domain in the United States.
|
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|
en/1643.html.txt
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1 |
+
|
2 |
+
|
3 |
+
Cuneiform[a] was one of the earliest systems of writing, invented by Sumerians in ancient Mesopotamia.[b][4][5] It is distinguished by its wedge-shaped marks on clay tablets, made by means of a blunt reed for a stylus.[6][7][8][9] The term cuneiform comes from cuneus, Latin for "wedge".[10][11][12]
|
4 |
+
|
5 |
+
Emerging in Sumer in the late fourth millennium BC (the Uruk IV period) to convey the Sumerian language, which was a language isolate, cuneiform writing began as a system of pictograms, stemming from an earlier system of shaped tokens used for accounting. In the third millennium, the pictorial representations became simplified and more abstract as the number of characters in use decreased (Hittite cuneiform). The system consists of a combination of logophonetic, consonantal alphabetic, and syllabic signs.
|
6 |
+
|
7 |
+
The original Sumerian script was adapted for the writing of the Semitic Akkadian (Assyrian/Babylonian), Eblaite and Amorite languages, the language isolates Elamite, Hattic, Hurrian and Urartian, as well as Indo-European languages Hittite and Luwian; it inspired the later Semitic Ugaritic alphabet as well as Old Persian cuneiform. Cuneiform writing was gradually replaced by the Phoenician alphabet during the Neo-Assyrian Empire (911–612 BC). By the second century AD, the script had become extinct, its last traces being found in Assyria and Babylonia, and all knowledge of how to read it was lost until it began to be deciphered in the 19th century.
|
8 |
+
|
9 |
+
Geoffrey Sampson stated that Egyptian hieroglyphs "came into existence a little after Sumerian script, and, probably, [were] invented under the influence of the latter",[13] and that it is "probable that the general idea of expressing words of a language in writing was brought to Egypt from Sumerian Mesopotamia".[14][15] There are many instances of Egypt-Mesopotamia relations at the time of the invention of writing, and standard reconstructions of the development of writing generally place the development of the Sumerian proto-cuneiform script before the development of Egyptian hieroglyphs, with the suggestion the former influenced the latter.[16]
|
10 |
+
|
11 |
+
Between half a million[17] and two million cuneiform tablets are estimated to have been excavated in modern times, of which only approximately 30,000[18]–100,000 have been read or published. The British Museum holds the largest collection (c. 130,000), followed by the Vorderasiatisches Museum Berlin, the Louvre, the Istanbul Archaeology Museums, the National Museum of Iraq, the Yale Babylonian Collection (c. 40,000), and Penn Museum. Most of these have "lain in these collections for a century without being translated, studied or published",[17] as there are only a few hundred qualified cuneiformists in the world.[18]
|
12 |
+
|
13 |
+
The origins of writing appear during the start of the pottery phase of the Neolithic, when clay tokens were used to record specific amounts of livestock or commodities.[21] These tokens were initially impressed on the surface of round clay envelopes and then stored in them.[21] The tokens were then progressively replaced by flat tablets, on which signs were recorded with a stylus. Actual writing is first recorded in Uruk, at the end of the 4th millennium BC, and soon after in various parts of the Near-East.[21]
|
14 |
+
|
15 |
+
An ancient Mesopotamian poem gives the first known story of the invention of writing:
|
16 |
+
|
17 |
+
Because the messenger's mouth was heavy and he couldn't repeat [the message], the Lord of Kulaba patted some clay and put words on it, like a tablet. Until then, there had been no putting words on clay.
|
18 |
+
|
19 |
+
The cuneiform writing system was in use for more than three millennia, through several stages of development, from the 31st century BC down to the second century AD.[24] Ultimately, it was completely replaced by alphabetic writing (in the general sense) in the course of the Roman era, and there are no cuneiform systems in current use. It had to be deciphered as a completely unknown writing system in 19th-century Assyriology. Successful completion of its deciphering is dated to 1857.
|
20 |
+
|
21 |
+
The cuneiform script underwent considerable changes over a period of more than two millennia. The image below shows the development of the sign SAĜ "head" (Borger nr. 184, U+12295 𒊕).
|
22 |
+
|
23 |
+
Stages:
|
24 |
+
|
25 |
+
The cuneiform script was developed from pictographic proto-writing in the late 4th millennium BC, stemming from the near eastern token system used for accounting. These tokens were in use from the 9th millennium BC and remained in occasional use even late in the 2nd millennium BC.[26] Early tokens with pictographic shapes of animals, associated with numbers, were discovered in Tell Brak, and date to the mid-4th millennium BC.[27] It has been suggested that the token shapes were the original basis for some of the Sumerian pictographs.[28]
|
26 |
+
|
27 |
+
Mesopotamia's "proto-literate" period spans roughly the 35th to 32nd centuries BC. The first unequivocal written documents start with the Uruk IV period, from circa 3,300 BC, followed by tablets found in Uruk III, Jemdet Nasr and Susa (in Proto-Elamite) dating to the period until circa 2,900 BC.[29]
|
28 |
+
Originally, pictographs were either drawn on clay tablets in vertical columns with a sharpened reed stylus or incised in stone. This early style lacked the characteristic wedge shape of the strokes.[30]
|
29 |
+
|
30 |
+
Certain signs to indicate names of gods, countries, cities, vessels, birds, trees, etc., are known as determinatives and were the Sumerian signs of the terms in question, added as a guide for the reader. Proper names continued to be usually written in purely "logographic" fashion.
|
31 |
+
|
32 |
+
The first inscribed tablets were purely pictographic, which makes it technically impossible to know in which language they were written, but later tablets after circa 2,900 BC start to use syllabic elements, which clearly show a language structure typical of the non-Indo-European agglutinative Sumerian language.[32] The first tablets using syllabic elements date to the Early Dynastic I-II, circa 2,800 BC, and they are clearly in Sumerian.[33] This is the time when some pictographic element started to be used for their phonetical value, permitting the recording of abstract ideas or personal names.[33] Many pictographs began to lose their original function, and a given sign could have various meanings depending on context. The sign inventory was reduced from some 1,500 signs to some 600 signs, and writing became increasingly phonological. Determinative signs were re-introduced to avoid ambiguity. Cuneiform writing proper thus arises from the more primitive system of pictographs at about that time (Early Bronze Age II).
|
33 |
+
|
34 |
+
The earliest known Sumerian king, whose name appears on contemporary cuneiform tablets, is Enmebaragesi of Kish (fl. c. 2600 BC).[34] Surviving records only very gradually become less fragmentary and more complete for the following reigns, but by the end of the pre-Sargonic period, it had become standard practice for each major city-state to date documents by year-names commemorating the exploits of its lugal (king).
|
35 |
+
|
36 |
+
Pre-cuneiform tablet, end of the 4th millennium BC.
|
37 |
+
|
38 |
+
Proto-cuneiform tablet, Jemdet Nasr period, c. 3100–2900 BC.
|
39 |
+
|
40 |
+
Proto-cuneiform tablet, Jemdet Nasr period, c. 3100–2900 BC. A dog on a leash is visible in the background of the lower panel.[35]
|
41 |
+
|
42 |
+
The Blau Monuments combine proto-cuneiform characters and illustrations, 3100–2700 BC. British Museum.
|
43 |
+
|
44 |
+
Early cuneiform inscription used simple linear inscriptions, made by using a pointed stylus, sometimes called "linear cuneiform", before the introduction of new wedge-type styluses with their typical wedge-shaped signs.[36] Many of the early dynastic inscriptions, particularly those made on stone continued to use the linear style as late as circa 2000 BCE.[36]
|
45 |
+
|
46 |
+
In the mid-3rd millennium BC, a new wedge-tipped stylus was introduced which was pushed into the clay, producing wedge-shaped ("cuneiform") signs; the development made writing quicker and easier, especially when writing on soft clay.[36] By adjusting the relative position of the stylus to the tablet, the writer could use a single tool to make a variety of impressions.[36] For numbers, a round-tipped stylus was initially used, until the wedge-tipped stylus was generalized.[36] The direction of writing remained to be from top-to-bottom and right-to-left, until the mid-2nd millennium BC.[36] Cuneiform clay tablets could be fired in kilns to bake them hard, and so provide a permanent record, or they could be left moist and recycled if permanence was not needed. Many of the clay tablets found by archaeologists have been preserved by chance, baked when attacking armies burned the buildings in which they were kept.[36]
|
47 |
+
|
48 |
+
The script was also widely used on commemorative stelae and carved reliefs to record the achievements of the ruler in whose honor the monument had been erected. The spoken language included many homophones and near-homophones, and in the beginning, similar-sounding words such as "life" [til] and "arrow" [ti] were written with the same symbol. After the Semites conquered Southern Mesopotamia, some signs gradually changed from being pictograms to syllabograms, most likely to make things clearer in writing. In that way, the sign for the word "arrow" would become the sign for the sound "ti".
|
49 |
+
|
50 |
+
Words that sounded alike would have different signs; for instance, the syllable [ɡu] had fourteen different symbols.
|
51 |
+
When the words had a similar meaning but very different sounds they were written with the same symbol. For instance 'tooth' [zu], 'mouth' [ka] and 'voice' [gu] were all written with the symbol for "voice". To be more accurate, scribes started adding to signs or combining two signs to define the meaning. They used either geometrical patterns or another cuneiform sign.
|
52 |
+
|
53 |
+
As time went by, the cuneiform got very complex and the distinction between a pictogram and syllabogram became vague. Several symbols had too many meanings to permit clarity. Therefore, symbols were put together to indicate both the sound and the meaning of a compound. The word 'raven' [UGA] had the same logogram as the word 'soap' [NAGA], the name of a city [EREŠ], and the patron goddess of Eresh [NISABA]. Two phonetic complements were used to define the word [u] in front of the symbol and [gu] behind. Finally, the symbol for 'bird' [MUŠEN] was added to ensure proper interpretation.[clarification needed]
|
54 |
+
|
55 |
+
For unknown reasons, cuneiform pictographs, until then written vertically, were rotated 90° to the left, in effect putting them on their side. This change first occurred slightly before the Akkadian period, at the time of the Uruk ruler Lugalzagesi (r. c. 2294–2270 BC).[37][36] The vertical style remained for monumental purposes on stone stelas until the middle of the 2nd millennium.[36]
|
56 |
+
|
57 |
+
Written Sumerian was used as a scribal language until the first century AD. The spoken language died out between about 2100 and 1700 BC.
|
58 |
+
|
59 |
+
|
60 |
+
|
61 |
+
The archaic cuneiform script was adopted by the Akkadian Empire from the 23rd century BC (short chronology). The Akkadian language being Semitic, its structure was completely different from Sumerian.[41] There was no way to use the Sumerian writing system as such, and the Akkadians found a practical solution in writing their language phonetically, using the corresponding Sumerian phonetic signs.[41] Still, some of the Sumerian characters were retained for their pictorial value as well: for example the character for "sheep" was retained, but was now pronounced immerū, rather than the Sumerian "udu-meš".[41]
|
62 |
+
|
63 |
+
The Semitic languages employed equivalents for many signs that were distorted or abbreviated to represent new values because the syllabic nature of the script as refined by the Sumerians was not intuitive to Semitic speakers.[41] From the beginning of the Middle Bronze Age (20th century BC), the script evolved to accommodate the various dialects of Akkadian: Old Akkadian, Babylonian and Assyrian.[41] In particular, the Old Assyrian cuneiform employed many modifications to Sumerian orthography. At this stage, the former pictograms were reduced to a high level of abstraction, and were composed of only five basic wedge shapes: horizontal, vertical, two diagonals and the Winkelhaken impressed vertically by the tip of the stylus. The signs exemplary of these basic wedges are:
|
64 |
+
|
65 |
+
Except for the Winkelhaken which has no tail, the length of the wedges' tails could vary as required for sign composition.
|
66 |
+
|
67 |
+
Signs tilted by about 45 degrees are called tenû in Akkadian, thus DIŠ is a vertical wedge and DIŠ tenû a diagonal one. If a sign is modified with additional wedges, this is called gunû or "gunification"; if signs are cross-hatched with additional Winkelhaken, they are called šešig; if signs are modified by the removal of a wedge or wedges, they are called nutillu.
|
68 |
+
|
69 |
+
"Typical" signs have about five to ten wedges, while complex ligatures can consist of twenty or more (although it is not always clear if a ligature should be considered a single sign or two collated, but distinct signs); the ligature KAxGUR7 consists of 31 strokes.
|
70 |
+
|
71 |
+
Most later adaptations of Sumerian cuneiform preserved at least some aspects of the Sumerian script. Written Akkadian included phonetic symbols from the Sumerian syllabary, together with logograms that were read as whole words. Many signs in the script were polyvalent, having both a syllabic and logographic meaning. The complexity of the system bears a resemblance to Old Japanese, written in a Chinese-derived script, where some of these Sinograms were used as logograms and others as phonetic characters.
|
72 |
+
|
73 |
+
This "mixed" method of writing continued through the end of the Babylonian and Assyrian empires, although there were periods when "purism" was in fashion and there was a more marked tendency to spell out the words laboriously, in preference to using signs with a phonetic complement. Yet even in those days, the Babylonian syllabary remained a mixture of logographic and phonemic writing.
|
74 |
+
|
75 |
+
Hittite cuneiform is an adaptation of the Old Assyrian cuneiform of c. 1800 BC to the Hittite language. When the cuneiform script was adapted to writing Hittite, a layer of Akkadian logographic spellings was added to the script, thus the pronunciations of many Hittite words which were conventionally written by logograms are now unknown.
|
76 |
+
|
77 |
+
In the Iron Age (c. 10th to 6th centuries BC), Assyrian cuneiform was further simplified. The characters remained the same as those of Sumero-Akkadian cuneiforms, but the graphic design of each character relied more heavily on wedges and square angles, making them significantly more abstract. The pronunciation of the characters was replaced by that of the Assyrian dialect of the Akkadian language:
|
78 |
+
|
79 |
+
The Rassam cylinder with translation of a segment about the Assyrian conquest of Egypt by Ashurbanipal against "Black Pharaoh" Taharqa, 643 BCE
|
80 |
+
|
81 |
+
From the 6th century, the Akkadian language was marginalized by Aramaic, written in the Aramaean alphabet, but Neo-Assyrian cuneiform remained in use in the literary tradition well into the times of the Parthian Empire (250 BC–226 AD). The last known cuneiform inscription, an astronomical text, was written in 75 AD.[43] The ability to read cuneiform may have persisted until the third century AD.[44][45]
|
82 |
+
|
83 |
+
The complexity of cuneiforms prompted the development of a number of simplified versions of the script. Old Persian cuneiform was developed with an independent and unrelated set of simple cuneiform characters, by Darius the Great in the 5th century BC. Most scholars consider this writing system to be an independent invention because it has no obvious connections with other writing systems at the time, such as Elamite, Akkadian, Hurrian, and Hittite cuneiforms.[46]
|
84 |
+
|
85 |
+
It formed a semi-alphabetic syllabary, using far fewer wedge strokes than Assyrian used, together with a handful of logograms for frequently occurring words like "god" (𐏎), "king" (𐏋) or "country" (𐏌). This almost purely alphabetical form of the cuneiform script (36 phonetic characters and 8 logograms), was specially designed and used by the early Achaemenid rulers from the 6th century BC down to the 4th century BC.[47]
|
86 |
+
|
87 |
+
Because of its simplicity and logical structure, the Old Persian cuneiform script was the first to be deciphered by modern scholars. Various ancient bilingual or trilingual then permitted to decipher the other, much more complicated and more ancient scripts, as far back as to the 3rd millennium Sumerian script.
|
88 |
+
|
89 |
+
Ugaritic was written using the Ugaritic alphabet, a standard Semitic style alphabet (an abjad) written using the cuneiform method.
|
90 |
+
|
91 |
+
For centuries, travelers to Persepolis, located in Iran, had noticed carved cuneiform inscriptions and were intrigued.[48] Attempts at deciphering Old Persian cuneiform date back to Arabo-Persian historians of the medieval Islamic world, though these early attempts at decipherment were largely unsuccessful.[49]
|
92 |
+
|
93 |
+
In the 15th century, the Venetian Giosafat Barbaro explored ancient ruins in the Middle East and came back with news of a very odd writing he had found carved on the stones in the temples of Shiraz and on many clay tablets.
|
94 |
+
|
95 |
+
Antonio de Gouvea, a professor of theology, noted in 1602 the strange writing he had had occasion to observe during his travels a year earlier in Persia which took in visits to ruins.[50][51][52] In 1625, the Roman traveler Pietro Della Valle, who had sojourned in Mesopotamia between 1616 and 1621, brought to Europe copies of characters he had seen in Persepolis and inscribed bricks from Ur and the ruins of Babylon.[53][54] The copies he made, the first that reached circulation within Europe, were not quite accurate but Della Valle understood that the writing had to be read from left to right, following the direction of wedges, but did not attempt to decipher the scripts.[55]
|
96 |
+
|
97 |
+
Englishman Sir Thomas Herbert, in the 1638 edition of his travel book Some Yeares Travels into Africa & Asia the Great, reported seeing at Persepolis carved on the wall "a dozen lines of strange characters...consisting of figures, obelisk, triangular, and pyramidal" and thought they resembled Greek.[56] In the 1677 edition he reproduced some and thought they were 'legible and intelligible' and therefore decipherable. He also guessed, correctly, that they represented not letters or hieroglyphics but words and syllables, and were to be read from left to right.[57] Herbert is rarely mentioned in standard histories of the decipherment of cuneiform.
|
98 |
+
|
99 |
+
Carsten Niebuhr brought the first reasonably complete and accurate copies of the inscriptions at Persepolis to Europe in 1767.[58][48]:9 Old Persian cuneiform was visibly the simplest of the scripts used in Persepolis (the two other, older and more complicated scripts were Elamite and Babylonian), and therefore attracted the inquiries of the first scholars in priority. Bishop Friedrich Münter of Copenhagen discovered that the words in the Persian inscriptions were divided from one another by an oblique wedge (𐏐), and that the monuments must belong to the age of Cyrus and his successors. One word, which occurs without any variation towards the beginning of each inscription (𐎧𐏁𐎠𐎹𐎰𐎡𐎹), he correctly inferred to signify "king" (now read xšāyaϑiya).[59][48]:10
|
100 |
+
|
101 |
+
Niebuhr inscription 1, with the suggested words for "King" (𐎧𐏁𐎠𐎹𐎰𐎡𐎹) highlighted. Inscription now known to mean "Darius the Great King, King of Kings, King of countries, son of Hystaspes, an Achaemenian, who built this Palace".[60]
|
102 |
+
|
103 |
+
Niebuhr inscription 2, with the suggested words for "King" (𐎧𐏁𐎠𐎹𐎰𐎡𐎹) highlighted. Inscription now known to mean "Xerxes the Great King, King of Kings, son of Darius the King, an Achaemenian".[60]
|
104 |
+
|
105 |
+
By 1802 Georg Friedrich Grotefend conjectured that, based on the known inscriptions of much later rulers (the Pahlavi inscriptions of the Sassanid kings), that a king's name is often followed by “great king, king of kings” and the name of the king's father.[61][62] This understanding of the structure of monumental inscriptions in Old Persian was based on the work of Anquetil-Duperron, who had studied Old Persian through the Zoroastrian Avestas in India, and Antoine Isaac Silvestre de Sacy, who had decrypted the monumental Pahlavi inscriptions of the Sassanid kings.[63][64]
|
106 |
+
|
107 |
+
Looking at the length of the character sequences in the Nieburg inscriptions 1 & 2, and comparing with the names and genealogy of the Achaemenid kings as known from the Greeks, also taking into account the fact that the father of one of the rulers in the inscriptions didn't have the attribute "king", he made the correct guess that this could be no other than Darius the Great, his father Hystapes who was not a king, and his son the famous Xerxes. In Persian history around the time period the inscriptions were expected to be made, there were only two instances where a ruler came to power without being a previous king's son. They were Darius the Great and Cyrus the Great, both of whom became emperor by revolt. The deciding factors between these two choices were the names of their fathers and sons. Darius's father was Hystaspes and his son was Xerxes, while Cyrus' father was Cambyses I and his son was Cambyses II. Within the text, the father and son of the king had different groups of symbols for names so Grotefend assumed that the king must have been Darius.[62]
|
108 |
+
|
109 |
+
These connections allowed Grotefend to figure out the cuneiform characters that are part of Darius, Darius's father Hystaspes, and Darius's son Xerxes.[62] He equated the letters 𐎭𐎠𐎼𐎹𐎺𐎢𐏁 with the name d-a-r-h-e-u-sh for Darius, as known from the Greeks.[60][65] This identification was correct, although the actual Persian spelling was da-a-ra-ya-va-u-sha, but this was unknown at the time.[60] Grotefend similarly equated the sequence 𐎧𐏁𐎹𐎠𐎼𐏁𐎠 with kh-sh-h-e-r-sh-e for Xerxes, which again was right, but the actual Old Persian transcription was wsa-sha-ya-a-ra-sha-a.[60] Finally, he matched the sequence of the father who was not a king 𐎻𐎡𐏁𐎫𐎠𐎿𐎱 with Hystaspes, but again with the supposed Persian reading of g-o-sh-t-a-s-p,[65] rather than the actual Old Persian vi-i-sha-ta-a-sa-pa.[60]
|
110 |
+
|
111 |
+
By this method, Grotefend had correctly identified each king in the inscriptions, but his identification of the value of individual letters was still quite defective, for want of a better understanding of the Old Persian language itself.[60] Grotefend only identified correctly eight letters among the thirty signs he had collated.[66] However groundbreaking, this inductive method failed to convince academics, and the official recognition of his work was denied for nearly a generation.[62] Although Grotefend's Memoir was presented to the Göttingen Academy of Sciences and Humanities on September 4, 1802, the Academy refused to publish it; it was subsequently published in Heeren's work in 1815, but was overlooked by most researchers at the time.[67][68]
|
112 |
+
|
113 |
+
It was only in 1823 that Grotefend's discovery was confirmed, when the French philologist Champollion, who had just deciphered Egyptian hieroglyphs, was able to read the Egyptian dedication of a quadrilingual hieroglyph-cuneiform inscription on an alabaster vase in the Cabinet des Médailles, the Caylus vase.[69][70] The Egyptian inscription on the vase was in the name of King Xerxes I, and the orientalist Antoine-Jean Saint-Martin who accompanied Champollion, was able to confirm that the corresponding words in the cuneiform script were indeed the words which Grotefend had identified as meaning "king" and "Xerxes" through guesswork.[69][70] In effect the decipherment of Egyptian hieroglyphs was thus decisive in confirming the first steps of the decipherment of the cuneiform script.[70]
|
114 |
+
|
115 |
+
In 1836, the eminent French scholar Eugène Burnouf discovered that the first of the inscriptions published by Niebuhr contained a list of the satrapies of Darius. With this clue in his hand, he identified and published an alphabet of thirty letters, most of which he had correctly deciphered.[48]:14[71][72]
|
116 |
+
|
117 |
+
A month earlier, a friend and pupil of Burnouf's, Professor Christian Lassen of Bonn, had also published his own work on The Old Persian Cuneiform Inscriptions of Persepolis.[72][73] He and Burnouf had been in frequent correspondence, and his claim to have independently detected the names of the satrapies, and thereby to have fixed the values of the Persian characters, was consequently fiercely attacked. According to Sayce, whatever his obligations to Burnouf may have been, Lassen's
|
118 |
+
|
119 |
+
...contributions to the decipherment of the inscriptions were numerous and important. He succeeded in fixing the true values of nearly all the letters in the Persian alphabet, in translating the texts, and in proving that the language of them was not Zend, but stood to both Zend and Sanskrit in the relation of a sister.
|
120 |
+
|
121 |
+
Meanwhile, in 1835 Henry Rawlinson, a British East India Company army officer, visited the Behistun Inscriptions in Persia. Carved in the reign of King Darius of Persia (522–486 BC), they consisted of identical texts in the three official languages of the empire: Old Persian, Babylonian and Elamite. The Behistun inscription was to the decipherment of cuneiform what the Rosetta Stone (discovered in 1799) was to the decipherment of Egyptian hieroglyphs in 1822.[74]
|
122 |
+
|
123 |
+
Rawlinson successfully completed the decipherement of Old Persian cuneiform. In 1837, he finished his copy of the Behistun inscription, and sent a translation of its opening paragraphs to the Royal Asiatic Society. Before his article could be published, however, the works of Lassen and Burnouf reached him, necessitating a revision of his article and the postponement of its publication. Then came other causes of delay. In 1847, the first part of the Rawlinson's Memoir was published; the second part did not appear until 1849.[75][c] The task of deciphering Old Persian cuneiform texts was virtually accomplished.[48]:17
|
124 |
+
|
125 |
+
After translating Old Persian, Rawlinson and, working independently of him, the Irish Assyriologist Edward Hincks, began to decipher the other cuneiform scripts. The decipherment of Old Persian was thus notably instrumental to the decipherment of Elamite and Babylonian, thanks to the trilingual Behistun inscription.
|
126 |
+
|
127 |
+
The decipherment of Babylonian ultimately led to the decipherment of Akkadian, which was a close predecessor of Babylonian. The actual techniques used to decipher the Akkadian language have never been fully published; Hincks described how he sought the proper names already legible in the deciphered Persian while Rawlinson never said anything at all, leading some to speculate that he was secretly copying Hincks.[78][79][80] They were greatly helped by the excavations of the French naturalist Paul Émile Botta and English traveler and diplomat Austen Henry Layard of the city of Nineveh from 1842. Among the treasures uncovered by Layard and his successor Hormuzd Rassam were, in 1849 and 1851, the remains of two libraries, now mixed up, usually called the Library of Ashurbanipal, a royal archive containing tens of thousands of baked clay tablets covered with cuneiform inscriptions.
|
128 |
+
|
129 |
+
By 1851, Hincks and Rawlinson could read 200 Akkadian signs. They were soon joined by two other decipherers: young German-born scholar Julius Oppert, and versatile British Orientalist William Henry Fox Talbot. In 1857, the four men met in London and took part in a famous experiment to test the accuracy of their decipherments. Edwin Norris, the secretary of the Royal Asiatic Society, gave each of them a copy of a recently discovered inscription from the reign of the Assyrian emperor Tiglath-Pileser I. A jury of experts was impaneled to examine the resulting translations and assess their accuracy. In all essential points, the translations produced by the four scholars were found to be in close agreement with one another. There were, of course, some slight discrepancies. The inexperienced Talbot had made a number of mistakes, and Oppert's translation contained a few doubtful passages which the jury politely ascribed to his unfamiliarity with the English language. But Hincks' and Rawlinson's versions corresponded remarkably closely in many respects. The jury declared itself satisfied, and the decipherment of Akkadian cuneiform was adjudged a fait accompli.[81]
|
130 |
+
|
131 |
+
Finally, Sumerian, the oldest language with a script, was also deciphered through the analysis of ancient Akkadian-Sumerian dictionaries and bilingual tablets, as Sumerian long remained a literary language in Mesopotamia, which was often re-copied, translated and commented in numerous Babylonian tablets.[82]
|
132 |
+
|
133 |
+
In the early days of cuneiform decipherment, the reading of proper names presented the greatest difficulties. However, there is now a better understanding of the principles behind the formation and the pronunciation of the thousands of names found in historical records, business documents, votive inscriptions, literary productions, and legal documents. The primary challenge was posed by the characteristic use of old Sumerian non-phonetic logograms in other languages that had different pronunciations for the same symbols. Until the exact phonetic reading of many names was determined through parallel passages or explanatory lists, scholars remained in doubt or had recourse to conjectural or provisional readings. However, in many cases, there are variant readings, the same name being written phonetically (in whole or in part) in one instance and logographically in another.
|
134 |
+
|
135 |
+
Cuneiform has a specific format for transliteration. Because of the script's polyvalence, transliteration requires certain choices of the transliterating scholar, who must decide in the case of each sign which of its several possible meanings is intended in the original document. For example, the sign DINGIR in a Hittite text may represent either the Hittite syllable an or may be part of an Akkadian phrase, representing the syllable il, it may be a Sumerogram, representing the original Sumerian meaning, 'god' or the determinative for a deity. In transliteration, a different rendition of the same glyph is chosen depending on its role in the present context.
|
136 |
+
|
137 |
+
Therefore, a text containing DINGIR and MU in succession could be construed to represent the words "ana", "ila", god + "a" (the accusative case ending), god + water, or a divine name "A" or Water. Someone transcribing the signs would make the decision how the signs should be read and assemble the signs as "ana", "ila", "Ila" ("god"+accusative case), etc. A transliteration of these signs, however, would separate the signs with dashes "il-a", "an-a", "DINGIR-a" or "Da". This is still easier to read than the original cuneiform, but now the reader is able to trace the sounds back to the original signs and determine if the correct decision was made on how to read them. A transliterated document thus presents the reading preferred by the transliterating scholar as well as an opportunity to reconstruct the original text.
|
138 |
+
|
139 |
+
There are differing conventions for transliterating Sumerian, Akkadian (Babylonian), and Hittite (and Luwian) cuneiform texts. One convention that sees wide use across the different fields is the use of acute and grave accents as an abbreviation for homophone disambiguation. Thus, u is equivalent to u1, the first glyph expressing phonetic u. An acute accent, ú, is equivalent to the second, u2, and a grave accent ù to the third, u3 glyph in the series (while the sequence of numbering is conventional but essentially arbitrary and subject to the history of decipherment). In Sumerian transliteration, a multiplication sign 'x' is used to indicate typographic ligatures. As shown above, signs as such are represented in capital letters, while the specific reading selected in the transliteration is represented in small letters. Thus, capital letters can be used to indicate a so-called Diri compound – a sign sequence that has, in combination, a reading different from the sum of the individual constituent signs (for example, the compound IGI.A – "eye" + "water" – has the reading imhur, meaning "foam"). In a Diri compound, the individual signs are separated with dots in transliteration. Capital letters may also be used to indicate a Sumerogram (for example, KÙ.BABBAR – Sumerian for "silver" – being used with the intended Akkadian reading kaspum, "silver"), an Akkadogram, or simply a sign sequence of whose reading the editor is uncertain. Naturally, the "real" reading, if it is clear, will be presented in small letters in the transliteration: IGI.A will be rendered as imhur4.
|
140 |
+
|
141 |
+
Since the Sumerian language has only been widely known and studied by scholars for approximately a century, changes in the accepted reading of Sumerian names have occurred from time to time. Thus the name of a king of Ur, read Ur-Bau at one time, was later read as Ur-Engur, and is now read as Ur-Nammu or Ur-Namma; for Lugal-zage-si, a king of Uruk, some scholars continued to read Ungal-zaggisi; and so forth. Also, with some names of the older period, there was often uncertainty whether their bearers were Sumerians or Semites. If the former, then their names could be assumed to be read as Sumerian, while, if they were Semites, the signs for writing their names were probably to be read according to their Semitic equivalents, though occasionally Semites might be encountered bearing genuine Sumerian names. There was also doubt whether the signs composing a Semite's name represented a phonetic reading or a logographic compound. Thus, e.g. when inscriptions of a Semitic ruler of Kish, whose name was written Uru-mu-ush, were first deciphered, that name was first taken to be logographic because uru mu-ush could be read as "he founded a city" in Sumerian, and scholars accordingly retranslated it back to the original Semitic as Alu-usharshid. It was later recognized that the URU sign can also be read as rí and that the name is that of the Akkadian king Rimush.
|
142 |
+
|
143 |
+
The tables below show signs used for simple syllables of the form CV or VC. As used for the Sumerian language, the cuneiform script was in principle capable of distinguishing at least 16 consonants,[84][85] transliterated as
|
144 |
+
|
145 |
+
as well as four vowel qualities, a, e, i, u.
|
146 |
+
The Akkadian language had no use for g̃ or ř but needed to distinguish its emphatic series, q, ṣ, ṭ, adopting various "superfluous" Sumerian signs for the purpose (e.g. qe=KIN, qu=KUM, qi=KIN, ṣa=ZA, ṣe=ZÍ, ṭur=DUR etc.)[clarification needed]
|
147 |
+
Hittite, as it adopted the Akkadian cuneiform, further introduced signs such as wi5=GEŠTIN.
|
148 |
+
|
149 |
+
á 𒀉
|
150 |
+
|
151 |
+
é 𒂍
|
152 |
+
|
153 |
+
í=IÁ 𒐊
|
154 |
+
|
155 |
+
ú 𒌑,
|
156 |
+
ù 𒅇
|
157 |
+
|
158 |
+
bá=PA 𒉺,
|
159 |
+
bà=EŠ 𒂠
|
160 |
+
|
161 |
+
bé=BI 𒁉,
|
162 |
+
bè=NI 𒉌
|
163 |
+
|
164 |
+
bí=NE 𒉈,
|
165 |
+
bì=PI 𒉿
|
166 |
+
|
167 |
+
bú=KASKAL 𒆜,
|
168 |
+
bù=PÙ 𒅤
|
169 |
+
|
170 |
+
dá=TA 𒋫
|
171 |
+
|
172 |
+
dé ,
|
173 |
+
dè=NE 𒉈
|
174 |
+
|
175 |
+
dí=TÍ 𒄭
|
176 |
+
|
177 |
+
dú=TU 𒌅,
|
178 |
+
dù=GAG 𒆕,
|
179 |
+
du4=TUM 𒌈
|
180 |
+
|
181 |
+
gá 𒂷
|
182 |
+
|
183 |
+
gé=KID 𒆤,
|
184 |
+
gè=DIŠ 𒁹
|
185 |
+
|
186 |
+
gí=KID 𒆤,
|
187 |
+
gì=DIŠ 𒁹,
|
188 |
+
gi4 𒄄,
|
189 |
+
gi5=KI 𒆠
|
190 |
+
|
191 |
+
gú 𒄘,
|
192 |
+
gù=KA 𒅗,
|
193 |
+
gu4 𒄞,
|
194 |
+
gu5=KU 𒆪,
|
195 |
+
gu6=NAG 𒅘,
|
196 |
+
gu7 𒅥
|
197 |
+
|
198 |
+
ḫá=ḪI.A 𒄭𒀀,
|
199 |
+
ḫà=U 𒌋,
|
200 |
+
ḫa4=ḪI 𒄭
|
201 |
+
|
202 |
+
ḫé=GAN 𒃶
|
203 |
+
|
204 |
+
ḫí=GAN 𒃶
|
205 |
+
|
206 |
+
ká 𒆍,
|
207 |
+
kà=GA 𒂵
|
208 |
+
|
209 |
+
ké=GI 𒄀
|
210 |
+
|
211 |
+
kí=GI 𒄀
|
212 |
+
|
213 |
+
kú=GU7 𒅥,
|
214 |
+
kù 𒆬,
|
215 |
+
ku4 𒆭
|
216 |
+
|
217 |
+
lá=LAL 𒇲,
|
218 |
+
là=NU 𒉡
|
219 |
+
|
220 |
+
lé=NI 𒉌
|
221 |
+
|
222 |
+
lí=NI 𒉌
|
223 |
+
|
224 |
+
lú 𒇽
|
225 |
+
|
226 |
+
má 𒈣
|
227 |
+
|
228 |
+
mé=MI 𒈪,
|
229 |
+
mè 𒀞/𒅠
|
230 |
+
|
231 |
+
mí=MUNUS 𒊩,
|
232 |
+
mì=ME 𒈨
|
233 |
+
|
234 |
+
mú=SAR 𒊬
|
235 |
+
|
236 |
+
ná 𒈿,
|
237 |
+
nà=AG 𒀝,
|
238 |
+
na4 ("NI.UD") 𒉌𒌓
|
239 |
+
|
240 |
+
né=NI 𒉌
|
241 |
+
|
242 |
+
ní=IM 𒉎
|
243 |
+
|
244 |
+
nú=NÁ 𒈿
|
245 |
+
|
246 |
+
pá=BA 𒐀
|
247 |
+
|
248 |
+
pé=BI 𒁉
|
249 |
+
|
250 |
+
pí=BI 𒁉,
|
251 |
+
pì=BAD 𒁁
|
252 |
+
|
253 |
+
pú=TÚL 𒇥,
|
254 |
+
pù 𒅤
|
255 |
+
|
256 |
+
rá=DU 𒁺
|
257 |
+
|
258 |
+
ré=URU 𒌷
|
259 |
+
|
260 |
+
rí=URU 𒌷
|
261 |
+
|
262 |
+
rú=GAG 𒆕,
|
263 |
+
rù=AŠ 𒀸
|
264 |
+
|
265 |
+
sá=DI 𒁲,
|
266 |
+
sà=ZA 𒍝,
|
267 |
+
sa4 ("ḪU.NÁ") 𒄷𒈾
|
268 |
+
|
269 |
+
sé=ZI 𒍣
|
270 |
+
|
271 |
+
sí=ZI 𒍣
|
272 |
+
|
273 |
+
sú=ZU 𒍪,
|
274 |
+
sù=SUD 𒋤,
|
275 |
+
su4 𒋜
|
276 |
+
|
277 |
+
šá=NÍG 𒐼,
|
278 |
+
šà 𒊮
|
279 |
+
|
280 |
+
šé,
|
281 |
+
šè 𒂠
|
282 |
+
|
283 |
+
ší=SI 𒋛
|
284 |
+
|
285 |
+
šú 𒋙,
|
286 |
+
šù=ŠÈ 𒂠,
|
287 |
+
šu4=U 𒌋
|
288 |
+
|
289 |
+
tá=DA 𒁕
|
290 |
+
|
291 |
+
té=TÍ 𒊹
|
292 |
+
|
293 |
+
tí 𒊹,
|
294 |
+
tì=DIM 𒁴,
|
295 |
+
ti4=DI 𒁲
|
296 |
+
|
297 |
+
tú=UD 𒌓,
|
298 |
+
tù=DU 𒁺
|
299 |
+
|
300 |
+
zá=NA4 𒉌𒌓
|
301 |
+
|
302 |
+
zé=ZÌ 𒍢
|
303 |
+
|
304 |
+
zí 𒍢,
|
305 |
+
zì 𒍥
|
306 |
+
|
307 |
+
zú=KA 𒅗
|
308 |
+
|
309 |
+
á 𒀉
|
310 |
+
|
311 |
+
é 𒂍
|
312 |
+
|
313 |
+
í=IÁ 𒐊
|
314 |
+
|
315 |
+
ú 𒌑,
|
316 |
+
ù 𒅇
|
317 |
+
|
318 |
+
áb 𒀖
|
319 |
+
|
320 |
+
éb=TUM 𒌈
|
321 |
+
|
322 |
+
íb=TUM 𒌈
|
323 |
+
|
324 |
+
úb=ŠÈ 𒂠
|
325 |
+
|
326 |
+
ád 𒄉
|
327 |
+
|
328 |
+
íd=A.ENGUR 𒀀𒇉
|
329 |
+
|
330 |
+
úd=ÁŠ 𒀾
|
331 |
+
|
332 |
+
ág 𒉘
|
333 |
+
|
334 |
+
ég=E 𒂊
|
335 |
+
|
336 |
+
íg=E 𒂊
|
337 |
+
|
338 |
+
áḫ=ŠEŠ 𒋀
|
339 |
+
|
340 |
+
úḫ 𒌔
|
341 |
+
|
342 |
+
ál=ALAM 𒀩
|
343 |
+
|
344 |
+
él=IL 𒅋
|
345 |
+
|
346 |
+
íl 𒅍
|
347 |
+
|
348 |
+
úl=NU 𒉡
|
349 |
+
|
350 |
+
ám=ÁG 𒉘
|
351 |
+
|
352 |
+
ím=KAŠ4 𒁽
|
353 |
+
|
354 |
+
úm=UD 𒌓
|
355 |
+
|
356 |
+
én,
|
357 |
+
èn=LI 𒇷
|
358 |
+
|
359 |
+
in4=EN 𒂗,
|
360 |
+
in5=NIN 𒊩𒌆
|
361 |
+
|
362 |
+
ún=U 𒌋
|
363 |
+
|
364 |
+
ép=TUM 𒌈
|
365 |
+
|
366 |
+
íp=TUM 𒌈
|
367 |
+
|
368 |
+
úp=ŠÈ 𒂠
|
369 |
+
|
370 |
+
ár=UB 𒌒
|
371 |
+
|
372 |
+
íp=A.IGI 𒀀𒅆
|
373 |
+
|
374 |
+
úr 𒌫
|
375 |
+
|
376 |
+
és=EŠ 𒂠
|
377 |
+
|
378 |
+
ís=EŠ 𒂠
|
379 |
+
|
380 |
+
ús=UŠ 𒍑
|
381 |
+
|
382 |
+
áš 𒀾
|
383 |
+
|
384 |
+
éš=ŠÈ 𒂠
|
385 |
+
|
386 |
+
íš=KASKAL 𒆜
|
387 |
+
|
388 |
+
úš𒍗=BAD 𒁁
|
389 |
+
|
390 |
+
át=GÍR gunû 𒄉
|
391 |
+
|
392 |
+
út=ÁŠ 𒀾
|
393 |
+
|
394 |
+
éz=EŠ 𒂠
|
395 |
+
|
396 |
+
íz=IŠ 𒅖
|
397 |
+
|
398 |
+
úz=UŠ 𒍑,
|
399 |
+
ùz 𒍚
|
400 |
+
|
401 |
+
The Sumerian cuneiform script had on the order of 1,000 distinct signs (or about 1,500 if variants are included). This number was reduced to about 600 by the 24th century BC and the beginning of Akkadian records. Not all Sumerian signs are used in Akkadian texts, and not all Akkadian signs are used in Hittite.
|
402 |
+
|
403 |
+
A. Falkenstein (1936) lists 939 signs used in the earliest period (late Uruk, 34th to 31st centuries). (See #Bibliography for the works mentioned in this paragraph.)
|
404 |
+
With an emphasis on Sumerian forms, Deimel (1922) lists 870 signs used in the Early Dynastic II period (28th century, Liste der archaischen Keilschriftzeichen or "LAK") and for the Early Dynastic IIIa period (26th century, Šumerisches Lexikon or "ŠL").
|
405 |
+
Rosengarten (1967) lists 468 signs used in Sumerian (pre-Sargonian) Lagash,
|
406 |
+
and Mittermayer and Attinger (2006, Altbabylonische Zeichenliste der Sumerisch-Literarischen Texte or "aBZL") list 480 Sumerian forms, written in Isin-Larsa and Old Babylonian times. Regarding Akkadian forms, the standard handbook for many years was Borger (1981, Assyrisch-Babylonische Zeichenliste or "ABZ") with 598 signs used in Assyrian/Babylonian writing, recently superseded by Borger (2004, Mesopotamisches Zeichenlexikon or "MesZL") with an expansion to 907 signs, an extension of their Sumerian readings and a new numbering scheme.
|
407 |
+
|
408 |
+
Signs used in Hittite cuneiform are listed by Forrer (1922), Friedrich (1960) and Rüster and Neu (1989, Hethitisches Zeichenlexikon or "HZL"). The HZL lists a total of 375 signs, many with variants (for example, 12 variants are given for number 123 EGIR).
|
409 |
+
|
410 |
+
The Sumerians used a numerical system based on 1, 10, and 60. The way of writing a number like 70 would be the sign for 60 and the sign for 10 right after.
|
411 |
+
|
412 |
+
Cuneiform script was used in many ways in ancient Mesopotamia. It was used to record laws, like the Code of Hammurabi. It was also used for recording maps, compiling medical manuals, and documenting religious stories and beliefs, among other uses.[93] Studies by Assyriologists like Claus Wilcke[94] and Dominique Charpin[95] suggest that cuneiform literacy was not reserved solely for the elite but was common for average citizens.
|
413 |
+
|
414 |
+
According to the Oxford Handbook of Cuneiform Culture,[96] cuneiform script was used at a variety of literacy levels: average citizens needed only a basic, functional knowledge of cuneiform script to write personal letters and business documents. More highly literate citizens put the script to more technical use, listing medicines and diagnoses and writing mathematical equations. Scholars held the highest literacy level of cuneiform and mostly focused on writing as a complex skill and an art form.
|
415 |
+
|
416 |
+
Cuneiform is occasionally used nowadays as inspiration for logos.
|
417 |
+
|
418 |
+
Cuneiform ama-gi, literally "return to the mother", loosely "liberty", is the logo of Liberty Fund.[97]
|
419 |
+
|
420 |
+
The central element of the GigaMesh Software Framework logo is the sign 𒆜 (kaskal) meaning "street" or "road junction", which symbolizes the intersection of the humanities and computer science.
|
421 |
+
|
422 |
+
As of version 8.0, the following ranges are assigned to the Sumero-Akkadian Cuneiform script in the Unicode Standard:
|
423 |
+
|
424 |
+
The final proposal for Unicode encoding of the script was submitted by two cuneiform scholars working with an experienced Unicode proposal writer in June 2004.[98]
|
425 |
+
The base character inventory is derived from the list of Ur III signs compiled by the Cuneiform Digital Library Initiative of UCLA based on the inventories of Miguel Civil, Rykle Borger (2003) and Robert Englund. Rather than opting for a direct ordering by glyph shape and complexity, according to the numbering of an existing catalog, the Unicode order of glyphs was based on the Latin alphabetic order of their "last" Sumerian transliteration as a practical approximation.
|
en/1644.html.txt
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
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|
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|
1 |
+
|
2 |
+
|
3 |
+
|
4 |
+
|
5 |
+
Edgar Allan Poe (/poʊ/; born Edgar Poe; January 19, 1809 – October 7, 1849) was an American writer, poet, editor, and literary critic. Poe is best known for his poetry and short stories, particularly his tales of mystery and the macabre. He is widely regarded as a central figure of Romanticism in the United States and of American literature as a whole, and he was one of the country's earliest practitioners of the short story. He is also generally considered the inventor of the detective fiction genre and is further credited with contributing to the emerging genre of science fiction.[1] Poe was the first well-known American writer to earn a living through writing alone, resulting in a financially difficult life and career.[2]
|
6 |
+
|
7 |
+
Poe was born in Boston, the second child of actors David and Elizabeth "Eliza" Poe.[3] His father abandoned the family in 1810, and his mother died the following year. Thus orphaned, Poe was taken in by John and Frances Allan of Richmond, Virginia. They never formally adopted him, but he was with them well into young adulthood. Tension developed later as Poe and John Allan repeatedly clashed over Poe's debts, including those incurred by gambling, and the cost of Poe's education. Poe attended the University of Virginia but left after a year due to lack of money. He quarreled with Allan over the funds for his education and enlisted in the United States Army in 1827 under an assumed name. It was at this time that his publishing career began with the anonymous collection Tamerlane and Other Poems (1827), credited only to "a Bostonian". Poe and Allan reached a temporary rapprochement after the death of Allan's wife in 1829. Poe later failed as an officer cadet at West Point, declaring a firm wish to be a poet and writer, and he ultimately parted ways with Allan.
|
8 |
+
|
9 |
+
Poe switched his focus to prose and spent the next several years working for literary journals and periodicals, becoming known for his own style of literary criticism. His work forced him to move among several cities, including Baltimore, Philadelphia, and New York City. He married his 13-year-old cousin, Virginia Clemm, in 1836, but Virginia died of tuberculosis in 1847. In January 1845, Poe published his poem "The Raven" to instant success. He planned for years to produce his own journal The Penn (later renamed The Stylus), but before it could be produced, he died in Baltimore on October 7, 1849, at age 40. The cause of his death is unknown and has been variously attributed to disease, alcoholism, substance abuse, suicide, and other causes.[4]
|
10 |
+
|
11 |
+
Poe and his works influenced literature around the world, as well as specialized fields such as cosmology and cryptography. He and his work appear throughout popular culture in literature, music, films, and television. A number of his homes are dedicated museums today. The Mystery Writers of America present an annual award known as the Edgar Award for distinguished work in the mystery genre.
|
12 |
+
|
13 |
+
Edgar Poe was born in Boston, Massachusetts on January 19, 1809, the second child of English-born actress Elizabeth Arnold Hopkins Poe and actor David Poe Jr. He had an elder brother named William Henry Leonard Poe and a younger sister named Rosalie Poe.[6] Their grandfather, David Poe Sr., emigrated from County Cavan, Ireland around 1750.[7] Edgar may have been named after a character in William Shakespeare's King Lear, which the couple were performing in 1809.[8] His father abandoned the family in 1810,[9] and his mother died a year later from consumption (pulmonary tuberculosis). Poe was then taken into the home of John Allan, a successful merchant in Richmond, Virginia who dealt in a variety of goods, including cloth, wheat, tombstones, tobacco, and slaves.[10] The Allans served as a foster family and gave him the name "Edgar Allan Poe",[11] though they never formally adopted him.[12]
|
14 |
+
|
15 |
+
The Allan family had Poe baptized into the Episcopal Church in 1812. John Allan alternately spoiled and aggressively disciplined his foster son.[11] The family sailed to the United Kingdom in 1815, and Poe attended the grammar school for a short period in Irvine, Ayrshire, Scotland (where Allan was born) before rejoining the family in London in 1816. There he studied at a boarding school in Chelsea until summer 1817. He was subsequently entered at the Reverend John Bransby's Manor House School at Stoke Newington, then a suburb 4 miles (6 km) north of London.[13]
|
16 |
+
|
17 |
+
Poe moved with the Allans back to Richmond in 1820. In 1824, he served as the lieutenant of the Richmond youth honor guard as the city celebrated the visit of the Marquis de Lafayette.[14] In March 1825, Allan's uncle and business benefactor William Galt died, who was said to be one of the wealthiest men in Richmond,[15] leaving Allan several acres of real estate. The inheritance was estimated at $750,000 (equivalent to $17,000,000 in 2019).[16] By summer 1825, Allan celebrated his expansive wealth by purchasing a two-story brick house called Moldavia.[17]
|
18 |
+
|
19 |
+
Poe may have become engaged to Sarah Elmira Royster before he registered at the University of Virginia in February 1826 to study ancient and modern languages.[18][19] The university was in its infancy, established on the ideals of its founder Thomas Jefferson. It had strict rules against gambling, horses, guns, tobacco, and alcohol, but these rules were mostly ignored. Jefferson had enacted a system of student self-government, allowing students to choose their own studies, make their own arrangements for boarding, and report all wrongdoing to the faculty. The unique system was still in chaos, and there was a high dropout rate.[20] During his time there, Poe lost touch with Royster and also became estranged from his foster father over gambling debts. He claimed that Allan had not given him sufficient money to register for classes, purchase texts, and procure and furnish a dormitory. Allan did send additional money and clothes, but Poe's debts increased.[21] Poe gave up on the university after a year but did not feel welcome returning to Richmond, especially when he learned that his sweetheart Royster had married another man, Alexander Shelton. He traveled to Boston in April 1827, sustaining himself with odd jobs as a clerk and newspaper writer,[22] and he started using the pseudonym Henri Le Rennet during this period.[23]
|
20 |
+
|
21 |
+
Poe was unable to support himself, so he enlisted in the United States Army as a private on May 27, 1827, using the name "Edgar A. Perry". He claimed that he was 22 years old even though he was 18.[24] He first served at Fort Independence in Boston Harbor for five dollars a month.[22] That same year, he released his first book, a 40-page collection of poetry titled Tamerlane and Other Poems, attributed with the byline "by a Bostonian". Only 50 copies were printed, and the book received virtually no attention.[25] Poe's regiment was posted to Fort Moultrie in Charleston, South Carolina and traveled by ship on the brig Waltham on November 8, 1827. Poe was promoted to "artificer", an enlisted tradesman who prepared shells for artillery, and had his monthly pay doubled.[26] He served for two years and attained the rank of Sergeant Major for Artillery (the highest rank that a non-commissioned officer could achieve); he then sought to end his five-year enlistment early. Poe revealed his real name and his circumstances to his commanding officer, Lieutenant Howard, who would only allow Poe to be discharged if he reconciled with Allan. Poe wrote a letter to Allan, who was unsympathetic and spent several months ignoring Poe's pleas; Allan may not have written to Poe even to make him aware of his foster mother's illness. Frances Allan died on February 28, 1829, and Poe visited the day after her burial. Perhaps softened by his wife's death, Allan agreed to support Poe's attempt to be discharged in order to receive an appointment to the United States Military Academy at West Point, New York.[27]
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Poe was finally discharged on April 15, 1829, after securing a replacement to finish his enlisted term for him.[28] Before entering West Point, he moved back to Baltimore for a time to stay with his widowed aunt Maria Clemm, her daughter Virginia Eliza Clemm (Poe's first cousin), his brother Henry, and his invalid grandmother Elizabeth Cairnes Poe.[29] In September of that year Poe received “the very first words of encouragement I ever remember to have heard”[30] in a review of his poetry by influential critic John Neal, prompting Poe to dedicate one of the poems to Neal[31] in his second book Al Aaraaf, Tamerlane and Minor Poems, published in Baltimore in 1829.[32]
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Poe traveled to West Point and matriculated as a cadet on July 1, 1830.[33] In October 1830, Allan married his second wife Louisa Patterson.[34] The marriage and bitter quarrels with Poe over the children born to Allan out of extramarital affairs led to the foster father finally disowning Poe.[35] Poe decided to leave West Point by purposely getting court-martialed. On February 8, 1831, he was tried for gross neglect of duty and disobedience of orders for refusing to attend formations, classes, or church. He tactically pleaded not guilty to induce dismissal, knowing that he would be found guilty.[36]
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Poe left for New York in February 1831 and released a third volume of poems, simply titled Poems. The book was financed with help from his fellow cadets at West Point, many of whom donated 75 cents to the cause, raising a total of $170. They may have been expecting verses similar to the satirical ones that Poe had been writing about commanding officers.[37] It was printed by Elam Bliss of New York, labeled as "Second Edition," and including a page saying, "To the U.S. Corps of Cadets this volume is respectfully dedicated". The book once again reprinted the long poems "Tamerlane" and "Al Aaraaf" but also six previously unpublished poems, including early versions of "To Helen", "Israfel", and "The City in the Sea".[38] Poe returned to Baltimore to his aunt, brother, and cousin in March 1831. His elder brother Henry had been in ill health, in part due to problems with alcoholism, and he died on August 1, 1831.[39]
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After his brother's death, Poe began more earnest attempts to start his career as a writer, but he chose a difficult time in American publishing to do so.[40] He was one of the first Americans to live by writing alone[2][41] and was hampered by the lack of an international copyright law.[42] American publishers often produced unauthorized copies of British works rather than paying for new work by Americans.[41] The industry was also particularly hurt by the Panic of 1837.[43] There was a booming growth in American periodicals around this time, fueled in part by new technology, but many did not last beyond a few issues.[44] Publishers often refused to pay their writers or paid them much later than they promised,[45] and Poe repeatedly resorted to humiliating pleas for money and other assistance.[46]
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After his early attempts at poetry, Poe had turned his attention to prose, likely based on John Neal's critiques in The Yankee magazine.[47] He placed a few stories with a Philadelphia publication and began work on his only drama Politian. The Baltimore Saturday Visiter awarded him a prize in October 1833 for his short story "MS. Found in a Bottle".[48] The story brought him to the attention of John P. Kennedy, a Baltimorean of considerable means who helped Poe place some of his stories and introduced him to Thomas W. White, editor of the Southern Literary Messenger in Richmond. Poe became assistant editor of the periodical in August 1835,[49] but White discharged him within a few weeks for being drunk on the job.[50] Poe returned to Baltimore where he obtained a license to marry his cousin Virginia on September 22, 1835, though it is unknown if they were married at that time.[51] He was 26 and she was 13.
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Poe was reinstated by White after promising good behavior, and he went back to Richmond with Virginia and her mother. He remained at the Messenger until January 1837. During this period, Poe claimed that its circulation increased from 700 to 3,500.[6] He published several poems, book reviews, critiques, and stories in the paper. On May 16, 1836, he and Virginia held a Presbyterian wedding ceremony at their Richmond boarding house, with a witness falsely attesting Clemm's age as 21.[51][52]
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Poe's novel The Narrative of Arthur Gordon Pym of Nantucket was published and widely reviewed in 1838.[53] In the summer of 1839, Poe became assistant editor of Burton's Gentleman's Magazine. He published numerous articles, stories, and reviews, enhancing his reputation as a trenchant critic which he had established at the Messenger. Also in 1839, the collection Tales of the Grotesque and Arabesque was published in two volumes, though he made little money from it and it received mixed reviews.[54] Poe left Burton's after about a year and found a position as assistant at Graham's Magazine.[55]
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In June 1840, Poe published a prospectus announcing his intentions to start his own journal called The Stylus,[56] although he originally intended to call it The Penn, as it would have been based in Philadelphia. He bought advertising space for his prospectus in the June 6, 1840 issue of Philadelphia's Saturday Evening Post: "Prospectus of the Penn Magazine, a Monthly Literary journal to be edited and published in the city of Philadelphia by Edgar A. Poe."[57] The journal was never produced before Poe's death.
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Around this time, Poe attempted to secure a position within the administration of President John Tyler, claiming that he was a member of the Whig Party.[58] He hoped to be appointed to the United States Custom House in Philadelphia with help from President Tyler's son Robert,[59] an acquaintance of Poe's friend Frederick Thomas.[60] Poe failed to show up for a meeting with Thomas to discuss the appointment in mid-September 1842, claiming to have been sick, though Thomas believed that he had been drunk.[61] Poe was promised an appointment, but all positions were filled by others.[62]
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One evening in January 1842, Virginia showed the first signs of consumption, now known as tuberculosis, while singing and playing the piano, which Poe described as breaking a blood vessel in her throat.[63] She only partially recovered, and Poe began to drink more heavily under the stress of her illness. He left Graham's and attempted to find a new position, for a time angling for a government post. He returned to New York where he worked briefly at the Evening Mirror before becoming editor of the Broadway Journal, and later its owner.[64] There Poe alienated himself from other writers by publicly accusing Henry Wadsworth Longfellow of plagiarism, though Longfellow never responded.[65] On January 29, 1845, his poem "The Raven" appeared in the Evening Mirror and became a popular sensation. It made Poe a household name almost instantly,[66] though he was paid only $9 for its publication.[67] It was concurrently published in The American Review: A Whig Journal under the pseudonym "Quarles".[68]
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The Broadway Journal failed in 1846,[64] and Poe moved to a cottage in Fordham, New York, in what is now the Bronx. That home is now known as the Edgar Allan Poe Cottage, relocated to a park near the southeast corner of the Grand Concourse and Kingsbridge Road. Nearby, Poe befriended the Jesuits at St. John's College, now Fordham University.[69] Virginia died at the cottage on January 30, 1847.[70] Biographers and critics often suggest that Poe's frequent theme of the "death of a beautiful woman" stems from the repeated loss of women throughout his life, including his wife.[71]
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Poe was increasingly unstable after his wife's death. He attempted to court poet Sarah Helen Whitman who lived in Providence, Rhode Island. Their engagement failed, purportedly because of Poe's drinking and erratic behavior. There is also strong evidence that Whitman's mother intervened and did much to derail their relationship.[72] Poe then returned to Richmond and resumed a relationship with his childhood sweetheart Sarah Elmira Royster.[73]
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On October 3, 1849, Poe was found delirious on the streets of Baltimore, "in great distress, and… in need of immediate assistance", according to Joseph W. Walker, who found him.[74] He was taken to the Washington Medical College, where he died on Sunday, October 7, 1849, at 5:00 in the morning.[75] Poe was not coherent long enough to explain how he came to be in his dire condition and, oddly, was wearing clothes that were not his own. He is said to have repeatedly called out the name "Reynolds" on the night before his death, though it is unclear to whom he was referring. Some sources say that Poe's final words were, "Lord help my poor soul".[75] All medical records have been lost, including Poe's death certificate.[76]
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Newspapers at the time reported Poe's death as "congestion of the brain" or "cerebral inflammation", common euphemisms for death from disreputable causes such as alcoholism.[77] The actual cause of death remains a mystery.[78] Speculation has included delirium tremens, heart disease, epilepsy, syphilis, meningeal inflammation,[4] cholera,[79] and rabies.[80] One theory dating from 1872 suggests that cooping was the cause of Poe's death, a form of electoral fraud in which citizens were forced to vote for a particular candidate, sometimes leading to violence and even murder.[81]
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Immediately after Poe's death, his literary rival Rufus Wilmot Griswold wrote a slanted high-profile obituary under a pseudonym, filled with falsehoods that cast him as a lunatic and a madman, and which described him as a person who "walked the streets, in madness or melancholy, with lips moving in indistinct curses, or with eyes upturned in passionate prayers, (never for himself, for he felt, or professed to feel, that he was already damned)".[82]
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The long obituary appeared in the New York Tribune signed "Ludwig" on the day that Poe was buried. It was soon further published throughout the country. The piece began, "Edgar Allan Poe is dead. He died in Baltimore the day before yesterday. This announcement will startle many, but few will be grieved by it."[83] "Ludwig" was soon identified as Griswold, an editor, critic, and anthologist who had borne a grudge against Poe since 1842. Griswold somehow became Poe's literary executor and attempted to destroy his enemy's reputation after his death.[84]
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Griswold wrote a biographical article of Poe called "Memoir of the Author", which he included in an 1850 volume of the collected works. There he depicted Poe as a depraved, drunken, drug-addled madman and included Poe's letters as evidence.[84] Many of his claims were either lies or distorted half-truths. For example, it is seriously disputed that Poe really was a drug addict.[85] Griswold's book was denounced by those who knew Poe well,[86] including John Neal, who published an article defending Poe and attacking Griswold as “a Rhadamanthus, who is not to be bilked of his fee, a thimble-full of newspaper notoriety.”[87] Griswold's book nevertheless became a popularly accepted biographical source. This occurred in part because it was the only full biography available and was widely reprinted, and in part because readers thrilled at the thought of reading works by an "evil" man.[88] Letters that Griswold presented as proof were later revealed to be forgeries.[89]
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After Poe's death, Griswold convinced Poe's mother-in-law to sign away the rights to his works. Griswold went on to publish the collected works attached with his own fabricated biography of Poe that invented stories of his drunkenness, immorality and instability.
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Poe's best known fiction works are Gothic,[90] adhering to the genre's conventions to appeal to the public taste.[91] His most recurring themes deal with questions of death, including its physical signs, the effects of decomposition, concerns of premature burial, the reanimation of the dead, and mourning.[92] Many of his works are generally considered part of the dark romanticism genre, a literary reaction to transcendentalism[93] which Poe strongly disliked.[94] He referred to followers of the transcendental movement as "Frog-Pondians", after the pond on Boston Common,[95][96] and ridiculed their writings as "metaphor—run mad,"[97] lapsing into "obscurity for obscurity's sake" or "mysticism for mysticism's sake".[94] Poe once wrote in a letter to Thomas Holley Chivers that he did not dislike transcendentalists, "only the pretenders and sophists among them".[98]
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Beyond horror, Poe also wrote satires, humor tales, and hoaxes. For comic effect, he used irony and ludicrous extravagance, often in an attempt to liberate the reader from cultural conformity.[91] "Metzengerstein" is the first story that Poe is known to have published[99] and his first foray into horror, but it was originally intended as a burlesque satirizing the popular genre.[100] Poe also reinvented science fiction, responding in his writing to emerging technologies such as hot air balloons in "The Balloon-Hoax".[101]
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Poe wrote much of his work using themes aimed specifically at mass-market tastes.[102] To that end, his fiction often included elements of popular pseudosciences, such as phrenology[103] and physiognomy.[104]
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Poe's writing reflects his literary theories, which he presented in his criticism and also in essays such as "The Poetic Principle".[105] He disliked didacticism[106] and allegory,[107] though he believed that meaning in literature should be an undercurrent just beneath the surface. Works with obvious meanings, he wrote, cease to be art.[108] He believed that work of quality should be brief and focus on a specific single effect.[105] To that end, he believed that the writer should carefully calculate every sentiment and idea.[109]
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Poe describes his method in writing "The Raven" in the essay "The Philosophy of Composition", and he claims to have strictly followed this method. It has been questioned whether he really followed this system, however. T. S. Eliot said: "It is difficult for us to read that essay without reflecting that if Poe plotted out his poem with such calculation, he might have taken a little more pains over it: the result hardly does credit to the method."[110] Biographer Joseph Wood Krutch described the essay as "a rather highly ingenious exercise in the art of rationalization".[111]
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During his lifetime, Poe was mostly recognized as a literary critic. Fellow critic James Russell Lowell called him "the most discriminating, philosophical, and fearless critic upon imaginative works who has written in America", suggesting—rhetorically—that he occasionally used prussic acid instead of ink.[112] Poe's caustic reviews earned him the reputation of being a "tomahawk man".[113] A favorite target of Poe's criticism was Boston's acclaimed poet Henry Wadsworth Longfellow, who was often defended by his literary friends in what was later called "The Longfellow War". Poe accused Longfellow of "the heresy of the didactic", writing poetry that was preachy, derivative, and thematically plagiarized.[114] Poe correctly predicted that Longfellow's reputation and style of poetry would decline, concluding, "We grant him high qualities, but deny him the Future".[115]
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Poe was also known as a writer of fiction and became one of the first American authors of the 19th century to become more popular in Europe than in the United States.[116] Poe is particularly respected in France, in part due to early translations by Charles Baudelaire. Baudelaire's translations became definitive renditions of Poe's work throughout Europe.[117]
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Poe's early detective fiction tales featuring C. Auguste Dupin laid the groundwork for future detectives in literature. Sir Arthur Conan Doyle said, "Each [of Poe's detective stories] is a root from which a whole literature has developed.... Where was the detective story until Poe breathed the breath of life into it?"[118] The Mystery Writers of America have named their awards for excellence in the genre the "Edgars".[119] Poe's work also influenced science fiction, notably Jules Verne, who wrote a sequel to Poe's novel The Narrative of Arthur Gordon Pym of Nantucket called An Antarctic Mystery, also known as The Sphinx of the Ice Fields.[120] Science fiction author H. G. Wells noted, "Pym tells what a very intelligent mind could imagine about the south polar region a century ago".[121] In 2013, The Guardian cited Pym as one of the greatest novels ever written in the English language, and noted its influence on later authors such as Doyle, Henry James, B. Traven, and David Morrell.[122]
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Horror author and historian H. P. Lovecraft was heavily influenced by Poe’s horror tales, dedicating an entire section of his long essay, “Supernatural Horror in Literature”, to his influence on the genre. In his letters, Lovecraft stated, “When I write stories, Edgar Allan Poe is my model.”[123] Alfred Hitchcock once said, "It's because I liked Edgar Allan Poe's stories so much that I began to make suspense films".[124]
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Like many famous artists, Poe's works have spawned imitators.[125] One trend among imitators of Poe has been claims by clairvoyants or psychics to be "channeling" poems from Poe's spirit. One of the most notable of these was Lizzie Doten, who published Poems from the Inner Life in 1863, in which she claimed to have "received" new compositions by Poe's spirit. The compositions were re-workings of famous Poe poems such as "The Bells", but which reflected a new, positive outlook.[126]
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Even so, Poe has received not only praise, but criticism as well. This is partly because of the negative perception of his personal character and its influence upon his reputation.[116] William Butler Yeats was occasionally critical of Poe and once called him "vulgar".[127] Transcendentalist Ralph Waldo Emerson reacted to "The Raven" by saying, "I see nothing in it",[128] and derisively referred to Poe as "the jingle man".[129] Aldous Huxley wrote that Poe's writing "falls into vulgarity" by being "too poetical"—the equivalent of wearing a diamond ring on every finger.[130]
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It is believed that only twelve copies have survived of Poe's first book Tamerlane and Other Poems. In December 2009, one copy sold at Christie's auctioneers in New York City for $662,500, a record price paid for a work of American literature.[131]
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Eureka: A Prose Poem, an essay written in 1848, included a cosmological theory that presaged the Big Bang theory by 80 years,[132][133] as well as the first plausible solution to Olbers' paradox.[134][135]
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Poe eschewed the scientific method in Eureka and instead wrote from pure intuition.[136] For this reason, he considered it a work of art, not science,[136] but insisted that it was still true[137] and considered it to be his career masterpiece.[138] Even so, Eureka is full of scientific errors. In particular, Poe's suggestions ignored Newtonian principles regarding the density and rotation of planets.[139]
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Poe had a keen interest in cryptography. He had placed a notice of his abilities in the Philadelphia paper Alexander's Weekly (Express) Messenger, inviting submissions of ciphers which he proceeded to solve.[140] In July 1841, Poe had published an essay called "A Few Words on Secret Writing" in Graham's Magazine. Capitalizing on public interest in the topic, he wrote "The Gold-Bug" incorporating ciphers as an essential part of the story.[141] Poe's success with cryptography relied not so much on his deep knowledge of that field (his method was limited to the simple substitution cryptogram) as on his knowledge of the magazine and newspaper culture. His keen analytical abilities, which were so evident in his detective stories, allowed him to see that the general public was largely ignorant of the methods by which a simple substitution cryptogram can be solved, and he used this to his advantage.[140] The sensation that Poe created with his cryptography stunts played a major role in popularizing cryptograms in newspapers and magazines.[142]
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Two ciphers he published in 1841 under the name "W. B. Tyler" were not solved until 1992 and 2000 respectively. One was a quote from Joseph Addison's play Cato; the other is still unidentified.[143]
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Poe had an influence on cryptography beyond increasing public interest during his lifetime. William Friedman, America's foremost cryptologist, was heavily influenced by Poe.[144] Friedman's initial interest in cryptography came from reading "The Gold-Bug" as a child, an interest that he later put to use in deciphering Japan's PURPLE code during World War II.[145]
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The historical Edgar Allan Poe has appeared as a fictionalized character, often representing the "mad genius" or "tormented artist" and exploiting his personal struggles.[146] Many such depictions also blend in with characters from his stories, suggesting that Poe and his characters share identities.[147] Often, fictional depictions of Poe use his mystery-solving skills in such novels as The Poe Shadow by Matthew Pearl.[148]
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No childhood home of Poe is still standing, including the Allan family's Moldavia estate. The oldest standing home in Richmond, the Old Stone House, is in use as the Edgar Allan Poe Museum, though Poe never lived there. The collection includes many items that Poe used during his time with the Allan family, and also features several rare first printings of Poe works. 13 West Range is the dorm room that Poe is believed to have used while studying at the University of Virginia in 1826; it is preserved and available for visits. Its upkeep is now overseen by a group of students and staff known as the Raven Society.[149]
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The earliest surviving home in which Poe lived is in Baltimore, preserved as the Edgar Allan Poe House and Museum. Poe is believed to have lived in the home at the age of 23 when he first lived with Maria Clemm and Virginia (as well as his grandmother and possibly his brother William Henry Leonard Poe).[150] It is open to the public and is also the home of the Edgar Allan Poe Society. Of the several homes that Poe, his wife Virginia, and his mother-in-law Maria rented in Philadelphia, only the last house has survived. The Spring Garden home, where the author lived in 1843–1844, is today preserved by the National Park Service as the Edgar Allan Poe National Historic Site.[151] Poe's final home is preserved as the Edgar Allan Poe Cottage in the Bronx.[70]
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In Boston, a commemorative plaque on Boylston Street is several blocks away from the actual location of Poe's birth.[5][152][153][154] The house which was his birthplace at 62 Carver Street no longer exists; also, the street has since been renamed "Charles Street South".[155][156] A "square" at the intersection of Broadway, Fayette, and Carver Streets had once been named in his honor,[157] but it disappeared when the streets were rearranged. In 2009, the intersection of Charles and Boylston Streets (two blocks north of his birthplace) was designated "Edgar Allan Poe Square".[158]
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In March 2014, fundraising was completed for construction of a permanent memorial sculpture, known as "Poe Returning to Boston," at this location. The winning design by Stefanie Rocknak depicts a life-sized Poe striding against the wind, accompanied by a flying raven; his suitcase lid has fallen open, leaving a "paper trail" of literary works embedded in the sidewalk behind him.[159][160][161] The public unveiling on October 5, 2014 was attended by former U.S. poet laureate Robert Pinsky.[162]
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Other Poe landmarks include a building on the Upper West Side where Poe temporarily lived when he first moved to New York. A plaque suggests that Poe wrote "The Raven" here. On Sullivan's Island in Charleston, South Carolina, the setting of Poe's tale "The Gold-Bug" and where Poe served in the Army in 1827 at Fort Moultrie, there is a restaurant called Poe's Tavern. In Fell's Point, Baltimore, a bar still stands where legend says that Poe was last seen drinking before his death. Now known as "The Horse You Came in On", local lore insists that a ghost whom they call "Edgar" haunts the rooms above.[163]
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Early daguerreotypes of Poe continue to arouse great interest among literary historians.[164] Notable among them are:
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Between 1949 and 2009, a bottle of cognac and three roses were left at Poe's original grave marker every January 19 by an unknown visitor affectionately referred to as the "Poe Toaster". Sam Porpora was a historian at the Westminster Church in Baltimore where Poe is buried, and he claimed on August 15, 2007 that he had started the tradition in 1949. Porpora said that the tradition began in order to raise money and enhance the profile of the church. His story has not been confirmed,[165] and some details which he gave to the press are factually inaccurate.[166] The Poe Toaster's last appearance was on January 19, 2009, the day of Poe's bicentennial.[167]
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Tales
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Other works
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Edgar Allan Poe (/poʊ/; born Edgar Poe; January 19, 1809 – October 7, 1849) was an American writer, poet, editor, and literary critic. Poe is best known for his poetry and short stories, particularly his tales of mystery and the macabre. He is widely regarded as a central figure of Romanticism in the United States and of American literature as a whole, and he was one of the country's earliest practitioners of the short story. He is also generally considered the inventor of the detective fiction genre and is further credited with contributing to the emerging genre of science fiction.[1] Poe was the first well-known American writer to earn a living through writing alone, resulting in a financially difficult life and career.[2]
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Poe was born in Boston, the second child of actors David and Elizabeth "Eliza" Poe.[3] His father abandoned the family in 1810, and his mother died the following year. Thus orphaned, Poe was taken in by John and Frances Allan of Richmond, Virginia. They never formally adopted him, but he was with them well into young adulthood. Tension developed later as Poe and John Allan repeatedly clashed over Poe's debts, including those incurred by gambling, and the cost of Poe's education. Poe attended the University of Virginia but left after a year due to lack of money. He quarreled with Allan over the funds for his education and enlisted in the United States Army in 1827 under an assumed name. It was at this time that his publishing career began with the anonymous collection Tamerlane and Other Poems (1827), credited only to "a Bostonian". Poe and Allan reached a temporary rapprochement after the death of Allan's wife in 1829. Poe later failed as an officer cadet at West Point, declaring a firm wish to be a poet and writer, and he ultimately parted ways with Allan.
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Poe switched his focus to prose and spent the next several years working for literary journals and periodicals, becoming known for his own style of literary criticism. His work forced him to move among several cities, including Baltimore, Philadelphia, and New York City. He married his 13-year-old cousin, Virginia Clemm, in 1836, but Virginia died of tuberculosis in 1847. In January 1845, Poe published his poem "The Raven" to instant success. He planned for years to produce his own journal The Penn (later renamed The Stylus), but before it could be produced, he died in Baltimore on October 7, 1849, at age 40. The cause of his death is unknown and has been variously attributed to disease, alcoholism, substance abuse, suicide, and other causes.[4]
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Poe and his works influenced literature around the world, as well as specialized fields such as cosmology and cryptography. He and his work appear throughout popular culture in literature, music, films, and television. A number of his homes are dedicated museums today. The Mystery Writers of America present an annual award known as the Edgar Award for distinguished work in the mystery genre.
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Edgar Poe was born in Boston, Massachusetts on January 19, 1809, the second child of English-born actress Elizabeth Arnold Hopkins Poe and actor David Poe Jr. He had an elder brother named William Henry Leonard Poe and a younger sister named Rosalie Poe.[6] Their grandfather, David Poe Sr., emigrated from County Cavan, Ireland around 1750.[7] Edgar may have been named after a character in William Shakespeare's King Lear, which the couple were performing in 1809.[8] His father abandoned the family in 1810,[9] and his mother died a year later from consumption (pulmonary tuberculosis). Poe was then taken into the home of John Allan, a successful merchant in Richmond, Virginia who dealt in a variety of goods, including cloth, wheat, tombstones, tobacco, and slaves.[10] The Allans served as a foster family and gave him the name "Edgar Allan Poe",[11] though they never formally adopted him.[12]
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The Allan family had Poe baptized into the Episcopal Church in 1812. John Allan alternately spoiled and aggressively disciplined his foster son.[11] The family sailed to the United Kingdom in 1815, and Poe attended the grammar school for a short period in Irvine, Ayrshire, Scotland (where Allan was born) before rejoining the family in London in 1816. There he studied at a boarding school in Chelsea until summer 1817. He was subsequently entered at the Reverend John Bransby's Manor House School at Stoke Newington, then a suburb 4 miles (6 km) north of London.[13]
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Poe moved with the Allans back to Richmond in 1820. In 1824, he served as the lieutenant of the Richmond youth honor guard as the city celebrated the visit of the Marquis de Lafayette.[14] In March 1825, Allan's uncle and business benefactor William Galt died, who was said to be one of the wealthiest men in Richmond,[15] leaving Allan several acres of real estate. The inheritance was estimated at $750,000 (equivalent to $17,000,000 in 2019).[16] By summer 1825, Allan celebrated his expansive wealth by purchasing a two-story brick house called Moldavia.[17]
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Poe may have become engaged to Sarah Elmira Royster before he registered at the University of Virginia in February 1826 to study ancient and modern languages.[18][19] The university was in its infancy, established on the ideals of its founder Thomas Jefferson. It had strict rules against gambling, horses, guns, tobacco, and alcohol, but these rules were mostly ignored. Jefferson had enacted a system of student self-government, allowing students to choose their own studies, make their own arrangements for boarding, and report all wrongdoing to the faculty. The unique system was still in chaos, and there was a high dropout rate.[20] During his time there, Poe lost touch with Royster and also became estranged from his foster father over gambling debts. He claimed that Allan had not given him sufficient money to register for classes, purchase texts, and procure and furnish a dormitory. Allan did send additional money and clothes, but Poe's debts increased.[21] Poe gave up on the university after a year but did not feel welcome returning to Richmond, especially when he learned that his sweetheart Royster had married another man, Alexander Shelton. He traveled to Boston in April 1827, sustaining himself with odd jobs as a clerk and newspaper writer,[22] and he started using the pseudonym Henri Le Rennet during this period.[23]
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Poe was unable to support himself, so he enlisted in the United States Army as a private on May 27, 1827, using the name "Edgar A. Perry". He claimed that he was 22 years old even though he was 18.[24] He first served at Fort Independence in Boston Harbor for five dollars a month.[22] That same year, he released his first book, a 40-page collection of poetry titled Tamerlane and Other Poems, attributed with the byline "by a Bostonian". Only 50 copies were printed, and the book received virtually no attention.[25] Poe's regiment was posted to Fort Moultrie in Charleston, South Carolina and traveled by ship on the brig Waltham on November 8, 1827. Poe was promoted to "artificer", an enlisted tradesman who prepared shells for artillery, and had his monthly pay doubled.[26] He served for two years and attained the rank of Sergeant Major for Artillery (the highest rank that a non-commissioned officer could achieve); he then sought to end his five-year enlistment early. Poe revealed his real name and his circumstances to his commanding officer, Lieutenant Howard, who would only allow Poe to be discharged if he reconciled with Allan. Poe wrote a letter to Allan, who was unsympathetic and spent several months ignoring Poe's pleas; Allan may not have written to Poe even to make him aware of his foster mother's illness. Frances Allan died on February 28, 1829, and Poe visited the day after her burial. Perhaps softened by his wife's death, Allan agreed to support Poe's attempt to be discharged in order to receive an appointment to the United States Military Academy at West Point, New York.[27]
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Poe was finally discharged on April 15, 1829, after securing a replacement to finish his enlisted term for him.[28] Before entering West Point, he moved back to Baltimore for a time to stay with his widowed aunt Maria Clemm, her daughter Virginia Eliza Clemm (Poe's first cousin), his brother Henry, and his invalid grandmother Elizabeth Cairnes Poe.[29] In September of that year Poe received “the very first words of encouragement I ever remember to have heard”[30] in a review of his poetry by influential critic John Neal, prompting Poe to dedicate one of the poems to Neal[31] in his second book Al Aaraaf, Tamerlane and Minor Poems, published in Baltimore in 1829.[32]
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Poe traveled to West Point and matriculated as a cadet on July 1, 1830.[33] In October 1830, Allan married his second wife Louisa Patterson.[34] The marriage and bitter quarrels with Poe over the children born to Allan out of extramarital affairs led to the foster father finally disowning Poe.[35] Poe decided to leave West Point by purposely getting court-martialed. On February 8, 1831, he was tried for gross neglect of duty and disobedience of orders for refusing to attend formations, classes, or church. He tactically pleaded not guilty to induce dismissal, knowing that he would be found guilty.[36]
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Poe left for New York in February 1831 and released a third volume of poems, simply titled Poems. The book was financed with help from his fellow cadets at West Point, many of whom donated 75 cents to the cause, raising a total of $170. They may have been expecting verses similar to the satirical ones that Poe had been writing about commanding officers.[37] It was printed by Elam Bliss of New York, labeled as "Second Edition," and including a page saying, "To the U.S. Corps of Cadets this volume is respectfully dedicated". The book once again reprinted the long poems "Tamerlane" and "Al Aaraaf" but also six previously unpublished poems, including early versions of "To Helen", "Israfel", and "The City in the Sea".[38] Poe returned to Baltimore to his aunt, brother, and cousin in March 1831. His elder brother Henry had been in ill health, in part due to problems with alcoholism, and he died on August 1, 1831.[39]
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After his brother's death, Poe began more earnest attempts to start his career as a writer, but he chose a difficult time in American publishing to do so.[40] He was one of the first Americans to live by writing alone[2][41] and was hampered by the lack of an international copyright law.[42] American publishers often produced unauthorized copies of British works rather than paying for new work by Americans.[41] The industry was also particularly hurt by the Panic of 1837.[43] There was a booming growth in American periodicals around this time, fueled in part by new technology, but many did not last beyond a few issues.[44] Publishers often refused to pay their writers or paid them much later than they promised,[45] and Poe repeatedly resorted to humiliating pleas for money and other assistance.[46]
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After his early attempts at poetry, Poe had turned his attention to prose, likely based on John Neal's critiques in The Yankee magazine.[47] He placed a few stories with a Philadelphia publication and began work on his only drama Politian. The Baltimore Saturday Visiter awarded him a prize in October 1833 for his short story "MS. Found in a Bottle".[48] The story brought him to the attention of John P. Kennedy, a Baltimorean of considerable means who helped Poe place some of his stories and introduced him to Thomas W. White, editor of the Southern Literary Messenger in Richmond. Poe became assistant editor of the periodical in August 1835,[49] but White discharged him within a few weeks for being drunk on the job.[50] Poe returned to Baltimore where he obtained a license to marry his cousin Virginia on September 22, 1835, though it is unknown if they were married at that time.[51] He was 26 and she was 13.
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Poe was reinstated by White after promising good behavior, and he went back to Richmond with Virginia and her mother. He remained at the Messenger until January 1837. During this period, Poe claimed that its circulation increased from 700 to 3,500.[6] He published several poems, book reviews, critiques, and stories in the paper. On May 16, 1836, he and Virginia held a Presbyterian wedding ceremony at their Richmond boarding house, with a witness falsely attesting Clemm's age as 21.[51][52]
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Poe's novel The Narrative of Arthur Gordon Pym of Nantucket was published and widely reviewed in 1838.[53] In the summer of 1839, Poe became assistant editor of Burton's Gentleman's Magazine. He published numerous articles, stories, and reviews, enhancing his reputation as a trenchant critic which he had established at the Messenger. Also in 1839, the collection Tales of the Grotesque and Arabesque was published in two volumes, though he made little money from it and it received mixed reviews.[54] Poe left Burton's after about a year and found a position as assistant at Graham's Magazine.[55]
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In June 1840, Poe published a prospectus announcing his intentions to start his own journal called The Stylus,[56] although he originally intended to call it The Penn, as it would have been based in Philadelphia. He bought advertising space for his prospectus in the June 6, 1840 issue of Philadelphia's Saturday Evening Post: "Prospectus of the Penn Magazine, a Monthly Literary journal to be edited and published in the city of Philadelphia by Edgar A. Poe."[57] The journal was never produced before Poe's death.
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Around this time, Poe attempted to secure a position within the administration of President John Tyler, claiming that he was a member of the Whig Party.[58] He hoped to be appointed to the United States Custom House in Philadelphia with help from President Tyler's son Robert,[59] an acquaintance of Poe's friend Frederick Thomas.[60] Poe failed to show up for a meeting with Thomas to discuss the appointment in mid-September 1842, claiming to have been sick, though Thomas believed that he had been drunk.[61] Poe was promised an appointment, but all positions were filled by others.[62]
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One evening in January 1842, Virginia showed the first signs of consumption, now known as tuberculosis, while singing and playing the piano, which Poe described as breaking a blood vessel in her throat.[63] She only partially recovered, and Poe began to drink more heavily under the stress of her illness. He left Graham's and attempted to find a new position, for a time angling for a government post. He returned to New York where he worked briefly at the Evening Mirror before becoming editor of the Broadway Journal, and later its owner.[64] There Poe alienated himself from other writers by publicly accusing Henry Wadsworth Longfellow of plagiarism, though Longfellow never responded.[65] On January 29, 1845, his poem "The Raven" appeared in the Evening Mirror and became a popular sensation. It made Poe a household name almost instantly,[66] though he was paid only $9 for its publication.[67] It was concurrently published in The American Review: A Whig Journal under the pseudonym "Quarles".[68]
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The Broadway Journal failed in 1846,[64] and Poe moved to a cottage in Fordham, New York, in what is now the Bronx. That home is now known as the Edgar Allan Poe Cottage, relocated to a park near the southeast corner of the Grand Concourse and Kingsbridge Road. Nearby, Poe befriended the Jesuits at St. John's College, now Fordham University.[69] Virginia died at the cottage on January 30, 1847.[70] Biographers and critics often suggest that Poe's frequent theme of the "death of a beautiful woman" stems from the repeated loss of women throughout his life, including his wife.[71]
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Poe was increasingly unstable after his wife's death. He attempted to court poet Sarah Helen Whitman who lived in Providence, Rhode Island. Their engagement failed, purportedly because of Poe's drinking and erratic behavior. There is also strong evidence that Whitman's mother intervened and did much to derail their relationship.[72] Poe then returned to Richmond and resumed a relationship with his childhood sweetheart Sarah Elmira Royster.[73]
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On October 3, 1849, Poe was found delirious on the streets of Baltimore, "in great distress, and… in need of immediate assistance", according to Joseph W. Walker, who found him.[74] He was taken to the Washington Medical College, where he died on Sunday, October 7, 1849, at 5:00 in the morning.[75] Poe was not coherent long enough to explain how he came to be in his dire condition and, oddly, was wearing clothes that were not his own. He is said to have repeatedly called out the name "Reynolds" on the night before his death, though it is unclear to whom he was referring. Some sources say that Poe's final words were, "Lord help my poor soul".[75] All medical records have been lost, including Poe's death certificate.[76]
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Newspapers at the time reported Poe's death as "congestion of the brain" or "cerebral inflammation", common euphemisms for death from disreputable causes such as alcoholism.[77] The actual cause of death remains a mystery.[78] Speculation has included delirium tremens, heart disease, epilepsy, syphilis, meningeal inflammation,[4] cholera,[79] and rabies.[80] One theory dating from 1872 suggests that cooping was the cause of Poe's death, a form of electoral fraud in which citizens were forced to vote for a particular candidate, sometimes leading to violence and even murder.[81]
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Immediately after Poe's death, his literary rival Rufus Wilmot Griswold wrote a slanted high-profile obituary under a pseudonym, filled with falsehoods that cast him as a lunatic and a madman, and which described him as a person who "walked the streets, in madness or melancholy, with lips moving in indistinct curses, or with eyes upturned in passionate prayers, (never for himself, for he felt, or professed to feel, that he was already damned)".[82]
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The long obituary appeared in the New York Tribune signed "Ludwig" on the day that Poe was buried. It was soon further published throughout the country. The piece began, "Edgar Allan Poe is dead. He died in Baltimore the day before yesterday. This announcement will startle many, but few will be grieved by it."[83] "Ludwig" was soon identified as Griswold, an editor, critic, and anthologist who had borne a grudge against Poe since 1842. Griswold somehow became Poe's literary executor and attempted to destroy his enemy's reputation after his death.[84]
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Griswold wrote a biographical article of Poe called "Memoir of the Author", which he included in an 1850 volume of the collected works. There he depicted Poe as a depraved, drunken, drug-addled madman and included Poe's letters as evidence.[84] Many of his claims were either lies or distorted half-truths. For example, it is seriously disputed that Poe really was a drug addict.[85] Griswold's book was denounced by those who knew Poe well,[86] including John Neal, who published an article defending Poe and attacking Griswold as “a Rhadamanthus, who is not to be bilked of his fee, a thimble-full of newspaper notoriety.”[87] Griswold's book nevertheless became a popularly accepted biographical source. This occurred in part because it was the only full biography available and was widely reprinted, and in part because readers thrilled at the thought of reading works by an "evil" man.[88] Letters that Griswold presented as proof were later revealed to be forgeries.[89]
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After Poe's death, Griswold convinced Poe's mother-in-law to sign away the rights to his works. Griswold went on to publish the collected works attached with his own fabricated biography of Poe that invented stories of his drunkenness, immorality and instability.
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Poe's best known fiction works are Gothic,[90] adhering to the genre's conventions to appeal to the public taste.[91] His most recurring themes deal with questions of death, including its physical signs, the effects of decomposition, concerns of premature burial, the reanimation of the dead, and mourning.[92] Many of his works are generally considered part of the dark romanticism genre, a literary reaction to transcendentalism[93] which Poe strongly disliked.[94] He referred to followers of the transcendental movement as "Frog-Pondians", after the pond on Boston Common,[95][96] and ridiculed their writings as "metaphor—run mad,"[97] lapsing into "obscurity for obscurity's sake" or "mysticism for mysticism's sake".[94] Poe once wrote in a letter to Thomas Holley Chivers that he did not dislike transcendentalists, "only the pretenders and sophists among them".[98]
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Beyond horror, Poe also wrote satires, humor tales, and hoaxes. For comic effect, he used irony and ludicrous extravagance, often in an attempt to liberate the reader from cultural conformity.[91] "Metzengerstein" is the first story that Poe is known to have published[99] and his first foray into horror, but it was originally intended as a burlesque satirizing the popular genre.[100] Poe also reinvented science fiction, responding in his writing to emerging technologies such as hot air balloons in "The Balloon-Hoax".[101]
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Poe wrote much of his work using themes aimed specifically at mass-market tastes.[102] To that end, his fiction often included elements of popular pseudosciences, such as phrenology[103] and physiognomy.[104]
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Poe's writing reflects his literary theories, which he presented in his criticism and also in essays such as "The Poetic Principle".[105] He disliked didacticism[106] and allegory,[107] though he believed that meaning in literature should be an undercurrent just beneath the surface. Works with obvious meanings, he wrote, cease to be art.[108] He believed that work of quality should be brief and focus on a specific single effect.[105] To that end, he believed that the writer should carefully calculate every sentiment and idea.[109]
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Poe describes his method in writing "The Raven" in the essay "The Philosophy of Composition", and he claims to have strictly followed this method. It has been questioned whether he really followed this system, however. T. S. Eliot said: "It is difficult for us to read that essay without reflecting that if Poe plotted out his poem with such calculation, he might have taken a little more pains over it: the result hardly does credit to the method."[110] Biographer Joseph Wood Krutch described the essay as "a rather highly ingenious exercise in the art of rationalization".[111]
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During his lifetime, Poe was mostly recognized as a literary critic. Fellow critic James Russell Lowell called him "the most discriminating, philosophical, and fearless critic upon imaginative works who has written in America", suggesting—rhetorically—that he occasionally used prussic acid instead of ink.[112] Poe's caustic reviews earned him the reputation of being a "tomahawk man".[113] A favorite target of Poe's criticism was Boston's acclaimed poet Henry Wadsworth Longfellow, who was often defended by his literary friends in what was later called "The Longfellow War". Poe accused Longfellow of "the heresy of the didactic", writing poetry that was preachy, derivative, and thematically plagiarized.[114] Poe correctly predicted that Longfellow's reputation and style of poetry would decline, concluding, "We grant him high qualities, but deny him the Future".[115]
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Poe was also known as a writer of fiction and became one of the first American authors of the 19th century to become more popular in Europe than in the United States.[116] Poe is particularly respected in France, in part due to early translations by Charles Baudelaire. Baudelaire's translations became definitive renditions of Poe's work throughout Europe.[117]
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Poe's early detective fiction tales featuring C. Auguste Dupin laid the groundwork for future detectives in literature. Sir Arthur Conan Doyle said, "Each [of Poe's detective stories] is a root from which a whole literature has developed.... Where was the detective story until Poe breathed the breath of life into it?"[118] The Mystery Writers of America have named their awards for excellence in the genre the "Edgars".[119] Poe's work also influenced science fiction, notably Jules Verne, who wrote a sequel to Poe's novel The Narrative of Arthur Gordon Pym of Nantucket called An Antarctic Mystery, also known as The Sphinx of the Ice Fields.[120] Science fiction author H. G. Wells noted, "Pym tells what a very intelligent mind could imagine about the south polar region a century ago".[121] In 2013, The Guardian cited Pym as one of the greatest novels ever written in the English language, and noted its influence on later authors such as Doyle, Henry James, B. Traven, and David Morrell.[122]
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Horror author and historian H. P. Lovecraft was heavily influenced by Poe’s horror tales, dedicating an entire section of his long essay, “Supernatural Horror in Literature”, to his influence on the genre. In his letters, Lovecraft stated, “When I write stories, Edgar Allan Poe is my model.”[123] Alfred Hitchcock once said, "It's because I liked Edgar Allan Poe's stories so much that I began to make suspense films".[124]
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Like many famous artists, Poe's works have spawned imitators.[125] One trend among imitators of Poe has been claims by clairvoyants or psychics to be "channeling" poems from Poe's spirit. One of the most notable of these was Lizzie Doten, who published Poems from the Inner Life in 1863, in which she claimed to have "received" new compositions by Poe's spirit. The compositions were re-workings of famous Poe poems such as "The Bells", but which reflected a new, positive outlook.[126]
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Even so, Poe has received not only praise, but criticism as well. This is partly because of the negative perception of his personal character and its influence upon his reputation.[116] William Butler Yeats was occasionally critical of Poe and once called him "vulgar".[127] Transcendentalist Ralph Waldo Emerson reacted to "The Raven" by saying, "I see nothing in it",[128] and derisively referred to Poe as "the jingle man".[129] Aldous Huxley wrote that Poe's writing "falls into vulgarity" by being "too poetical"—the equivalent of wearing a diamond ring on every finger.[130]
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It is believed that only twelve copies have survived of Poe's first book Tamerlane and Other Poems. In December 2009, one copy sold at Christie's auctioneers in New York City for $662,500, a record price paid for a work of American literature.[131]
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Eureka: A Prose Poem, an essay written in 1848, included a cosmological theory that presaged the Big Bang theory by 80 years,[132][133] as well as the first plausible solution to Olbers' paradox.[134][135]
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Poe eschewed the scientific method in Eureka and instead wrote from pure intuition.[136] For this reason, he considered it a work of art, not science,[136] but insisted that it was still true[137] and considered it to be his career masterpiece.[138] Even so, Eureka is full of scientific errors. In particular, Poe's suggestions ignored Newtonian principles regarding the density and rotation of planets.[139]
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Poe had a keen interest in cryptography. He had placed a notice of his abilities in the Philadelphia paper Alexander's Weekly (Express) Messenger, inviting submissions of ciphers which he proceeded to solve.[140] In July 1841, Poe had published an essay called "A Few Words on Secret Writing" in Graham's Magazine. Capitalizing on public interest in the topic, he wrote "The Gold-Bug" incorporating ciphers as an essential part of the story.[141] Poe's success with cryptography relied not so much on his deep knowledge of that field (his method was limited to the simple substitution cryptogram) as on his knowledge of the magazine and newspaper culture. His keen analytical abilities, which were so evident in his detective stories, allowed him to see that the general public was largely ignorant of the methods by which a simple substitution cryptogram can be solved, and he used this to his advantage.[140] The sensation that Poe created with his cryptography stunts played a major role in popularizing cryptograms in newspapers and magazines.[142]
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Two ciphers he published in 1841 under the name "W. B. Tyler" were not solved until 1992 and 2000 respectively. One was a quote from Joseph Addison's play Cato; the other is still unidentified.[143]
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Poe had an influence on cryptography beyond increasing public interest during his lifetime. William Friedman, America's foremost cryptologist, was heavily influenced by Poe.[144] Friedman's initial interest in cryptography came from reading "The Gold-Bug" as a child, an interest that he later put to use in deciphering Japan's PURPLE code during World War II.[145]
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The historical Edgar Allan Poe has appeared as a fictionalized character, often representing the "mad genius" or "tormented artist" and exploiting his personal struggles.[146] Many such depictions also blend in with characters from his stories, suggesting that Poe and his characters share identities.[147] Often, fictional depictions of Poe use his mystery-solving skills in such novels as The Poe Shadow by Matthew Pearl.[148]
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No childhood home of Poe is still standing, including the Allan family's Moldavia estate. The oldest standing home in Richmond, the Old Stone House, is in use as the Edgar Allan Poe Museum, though Poe never lived there. The collection includes many items that Poe used during his time with the Allan family, and also features several rare first printings of Poe works. 13 West Range is the dorm room that Poe is believed to have used while studying at the University of Virginia in 1826; it is preserved and available for visits. Its upkeep is now overseen by a group of students and staff known as the Raven Society.[149]
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The earliest surviving home in which Poe lived is in Baltimore, preserved as the Edgar Allan Poe House and Museum. Poe is believed to have lived in the home at the age of 23 when he first lived with Maria Clemm and Virginia (as well as his grandmother and possibly his brother William Henry Leonard Poe).[150] It is open to the public and is also the home of the Edgar Allan Poe Society. Of the several homes that Poe, his wife Virginia, and his mother-in-law Maria rented in Philadelphia, only the last house has survived. The Spring Garden home, where the author lived in 1843–1844, is today preserved by the National Park Service as the Edgar Allan Poe National Historic Site.[151] Poe's final home is preserved as the Edgar Allan Poe Cottage in the Bronx.[70]
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In Boston, a commemorative plaque on Boylston Street is several blocks away from the actual location of Poe's birth.[5][152][153][154] The house which was his birthplace at 62 Carver Street no longer exists; also, the street has since been renamed "Charles Street South".[155][156] A "square" at the intersection of Broadway, Fayette, and Carver Streets had once been named in his honor,[157] but it disappeared when the streets were rearranged. In 2009, the intersection of Charles and Boylston Streets (two blocks north of his birthplace) was designated "Edgar Allan Poe Square".[158]
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In March 2014, fundraising was completed for construction of a permanent memorial sculpture, known as "Poe Returning to Boston," at this location. The winning design by Stefanie Rocknak depicts a life-sized Poe striding against the wind, accompanied by a flying raven; his suitcase lid has fallen open, leaving a "paper trail" of literary works embedded in the sidewalk behind him.[159][160][161] The public unveiling on October 5, 2014 was attended by former U.S. poet laureate Robert Pinsky.[162]
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Other Poe landmarks include a building on the Upper West Side where Poe temporarily lived when he first moved to New York. A plaque suggests that Poe wrote "The Raven" here. On Sullivan's Island in Charleston, South Carolina, the setting of Poe's tale "The Gold-Bug" and where Poe served in the Army in 1827 at Fort Moultrie, there is a restaurant called Poe's Tavern. In Fell's Point, Baltimore, a bar still stands where legend says that Poe was last seen drinking before his death. Now known as "The Horse You Came in On", local lore insists that a ghost whom they call "Edgar" haunts the rooms above.[163]
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Early daguerreotypes of Poe continue to arouse great interest among literary historians.[164] Notable among them are:
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Between 1949 and 2009, a bottle of cognac and three roses were left at Poe's original grave marker every January 19 by an unknown visitor affectionately referred to as the "Poe Toaster". Sam Porpora was a historian at the Westminster Church in Baltimore where Poe is buried, and he claimed on August 15, 2007 that he had started the tradition in 1949. Porpora said that the tradition began in order to raise money and enhance the profile of the church. His story has not been confirmed,[165] and some details which he gave to the press are factually inaccurate.[166] The Poe Toaster's last appearance was on January 19, 2009, the day of Poe's bicentennial.[167]
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Tales
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Poetry
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Other works
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Edgar Allan Poe (/poʊ/; born Edgar Poe; January 19, 1809 – October 7, 1849) was an American writer, poet, editor, and literary critic. Poe is best known for his poetry and short stories, particularly his tales of mystery and the macabre. He is widely regarded as a central figure of Romanticism in the United States and of American literature as a whole, and he was one of the country's earliest practitioners of the short story. He is also generally considered the inventor of the detective fiction genre and is further credited with contributing to the emerging genre of science fiction.[1] Poe was the first well-known American writer to earn a living through writing alone, resulting in a financially difficult life and career.[2]
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Poe was born in Boston, the second child of actors David and Elizabeth "Eliza" Poe.[3] His father abandoned the family in 1810, and his mother died the following year. Thus orphaned, Poe was taken in by John and Frances Allan of Richmond, Virginia. They never formally adopted him, but he was with them well into young adulthood. Tension developed later as Poe and John Allan repeatedly clashed over Poe's debts, including those incurred by gambling, and the cost of Poe's education. Poe attended the University of Virginia but left after a year due to lack of money. He quarreled with Allan over the funds for his education and enlisted in the United States Army in 1827 under an assumed name. It was at this time that his publishing career began with the anonymous collection Tamerlane and Other Poems (1827), credited only to "a Bostonian". Poe and Allan reached a temporary rapprochement after the death of Allan's wife in 1829. Poe later failed as an officer cadet at West Point, declaring a firm wish to be a poet and writer, and he ultimately parted ways with Allan.
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Poe switched his focus to prose and spent the next several years working for literary journals and periodicals, becoming known for his own style of literary criticism. His work forced him to move among several cities, including Baltimore, Philadelphia, and New York City. He married his 13-year-old cousin, Virginia Clemm, in 1836, but Virginia died of tuberculosis in 1847. In January 1845, Poe published his poem "The Raven" to instant success. He planned for years to produce his own journal The Penn (later renamed The Stylus), but before it could be produced, he died in Baltimore on October 7, 1849, at age 40. The cause of his death is unknown and has been variously attributed to disease, alcoholism, substance abuse, suicide, and other causes.[4]
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Poe and his works influenced literature around the world, as well as specialized fields such as cosmology and cryptography. He and his work appear throughout popular culture in literature, music, films, and television. A number of his homes are dedicated museums today. The Mystery Writers of America present an annual award known as the Edgar Award for distinguished work in the mystery genre.
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Edgar Poe was born in Boston, Massachusetts on January 19, 1809, the second child of English-born actress Elizabeth Arnold Hopkins Poe and actor David Poe Jr. He had an elder brother named William Henry Leonard Poe and a younger sister named Rosalie Poe.[6] Their grandfather, David Poe Sr., emigrated from County Cavan, Ireland around 1750.[7] Edgar may have been named after a character in William Shakespeare's King Lear, which the couple were performing in 1809.[8] His father abandoned the family in 1810,[9] and his mother died a year later from consumption (pulmonary tuberculosis). Poe was then taken into the home of John Allan, a successful merchant in Richmond, Virginia who dealt in a variety of goods, including cloth, wheat, tombstones, tobacco, and slaves.[10] The Allans served as a foster family and gave him the name "Edgar Allan Poe",[11] though they never formally adopted him.[12]
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The Allan family had Poe baptized into the Episcopal Church in 1812. John Allan alternately spoiled and aggressively disciplined his foster son.[11] The family sailed to the United Kingdom in 1815, and Poe attended the grammar school for a short period in Irvine, Ayrshire, Scotland (where Allan was born) before rejoining the family in London in 1816. There he studied at a boarding school in Chelsea until summer 1817. He was subsequently entered at the Reverend John Bransby's Manor House School at Stoke Newington, then a suburb 4 miles (6 km) north of London.[13]
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Poe moved with the Allans back to Richmond in 1820. In 1824, he served as the lieutenant of the Richmond youth honor guard as the city celebrated the visit of the Marquis de Lafayette.[14] In March 1825, Allan's uncle and business benefactor William Galt died, who was said to be one of the wealthiest men in Richmond,[15] leaving Allan several acres of real estate. The inheritance was estimated at $750,000 (equivalent to $17,000,000 in 2019).[16] By summer 1825, Allan celebrated his expansive wealth by purchasing a two-story brick house called Moldavia.[17]
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Poe may have become engaged to Sarah Elmira Royster before he registered at the University of Virginia in February 1826 to study ancient and modern languages.[18][19] The university was in its infancy, established on the ideals of its founder Thomas Jefferson. It had strict rules against gambling, horses, guns, tobacco, and alcohol, but these rules were mostly ignored. Jefferson had enacted a system of student self-government, allowing students to choose their own studies, make their own arrangements for boarding, and report all wrongdoing to the faculty. The unique system was still in chaos, and there was a high dropout rate.[20] During his time there, Poe lost touch with Royster and also became estranged from his foster father over gambling debts. He claimed that Allan had not given him sufficient money to register for classes, purchase texts, and procure and furnish a dormitory. Allan did send additional money and clothes, but Poe's debts increased.[21] Poe gave up on the university after a year but did not feel welcome returning to Richmond, especially when he learned that his sweetheart Royster had married another man, Alexander Shelton. He traveled to Boston in April 1827, sustaining himself with odd jobs as a clerk and newspaper writer,[22] and he started using the pseudonym Henri Le Rennet during this period.[23]
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Poe was unable to support himself, so he enlisted in the United States Army as a private on May 27, 1827, using the name "Edgar A. Perry". He claimed that he was 22 years old even though he was 18.[24] He first served at Fort Independence in Boston Harbor for five dollars a month.[22] That same year, he released his first book, a 40-page collection of poetry titled Tamerlane and Other Poems, attributed with the byline "by a Bostonian". Only 50 copies were printed, and the book received virtually no attention.[25] Poe's regiment was posted to Fort Moultrie in Charleston, South Carolina and traveled by ship on the brig Waltham on November 8, 1827. Poe was promoted to "artificer", an enlisted tradesman who prepared shells for artillery, and had his monthly pay doubled.[26] He served for two years and attained the rank of Sergeant Major for Artillery (the highest rank that a non-commissioned officer could achieve); he then sought to end his five-year enlistment early. Poe revealed his real name and his circumstances to his commanding officer, Lieutenant Howard, who would only allow Poe to be discharged if he reconciled with Allan. Poe wrote a letter to Allan, who was unsympathetic and spent several months ignoring Poe's pleas; Allan may not have written to Poe even to make him aware of his foster mother's illness. Frances Allan died on February 28, 1829, and Poe visited the day after her burial. Perhaps softened by his wife's death, Allan agreed to support Poe's attempt to be discharged in order to receive an appointment to the United States Military Academy at West Point, New York.[27]
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Poe was finally discharged on April 15, 1829, after securing a replacement to finish his enlisted term for him.[28] Before entering West Point, he moved back to Baltimore for a time to stay with his widowed aunt Maria Clemm, her daughter Virginia Eliza Clemm (Poe's first cousin), his brother Henry, and his invalid grandmother Elizabeth Cairnes Poe.[29] In September of that year Poe received “the very first words of encouragement I ever remember to have heard”[30] in a review of his poetry by influential critic John Neal, prompting Poe to dedicate one of the poems to Neal[31] in his second book Al Aaraaf, Tamerlane and Minor Poems, published in Baltimore in 1829.[32]
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Poe traveled to West Point and matriculated as a cadet on July 1, 1830.[33] In October 1830, Allan married his second wife Louisa Patterson.[34] The marriage and bitter quarrels with Poe over the children born to Allan out of extramarital affairs led to the foster father finally disowning Poe.[35] Poe decided to leave West Point by purposely getting court-martialed. On February 8, 1831, he was tried for gross neglect of duty and disobedience of orders for refusing to attend formations, classes, or church. He tactically pleaded not guilty to induce dismissal, knowing that he would be found guilty.[36]
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Poe left for New York in February 1831 and released a third volume of poems, simply titled Poems. The book was financed with help from his fellow cadets at West Point, many of whom donated 75 cents to the cause, raising a total of $170. They may have been expecting verses similar to the satirical ones that Poe had been writing about commanding officers.[37] It was printed by Elam Bliss of New York, labeled as "Second Edition," and including a page saying, "To the U.S. Corps of Cadets this volume is respectfully dedicated". The book once again reprinted the long poems "Tamerlane" and "Al Aaraaf" but also six previously unpublished poems, including early versions of "To Helen", "Israfel", and "The City in the Sea".[38] Poe returned to Baltimore to his aunt, brother, and cousin in March 1831. His elder brother Henry had been in ill health, in part due to problems with alcoholism, and he died on August 1, 1831.[39]
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After his brother's death, Poe began more earnest attempts to start his career as a writer, but he chose a difficult time in American publishing to do so.[40] He was one of the first Americans to live by writing alone[2][41] and was hampered by the lack of an international copyright law.[42] American publishers often produced unauthorized copies of British works rather than paying for new work by Americans.[41] The industry was also particularly hurt by the Panic of 1837.[43] There was a booming growth in American periodicals around this time, fueled in part by new technology, but many did not last beyond a few issues.[44] Publishers often refused to pay their writers or paid them much later than they promised,[45] and Poe repeatedly resorted to humiliating pleas for money and other assistance.[46]
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After his early attempts at poetry, Poe had turned his attention to prose, likely based on John Neal's critiques in The Yankee magazine.[47] He placed a few stories with a Philadelphia publication and began work on his only drama Politian. The Baltimore Saturday Visiter awarded him a prize in October 1833 for his short story "MS. Found in a Bottle".[48] The story brought him to the attention of John P. Kennedy, a Baltimorean of considerable means who helped Poe place some of his stories and introduced him to Thomas W. White, editor of the Southern Literary Messenger in Richmond. Poe became assistant editor of the periodical in August 1835,[49] but White discharged him within a few weeks for being drunk on the job.[50] Poe returned to Baltimore where he obtained a license to marry his cousin Virginia on September 22, 1835, though it is unknown if they were married at that time.[51] He was 26 and she was 13.
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Poe was reinstated by White after promising good behavior, and he went back to Richmond with Virginia and her mother. He remained at the Messenger until January 1837. During this period, Poe claimed that its circulation increased from 700 to 3,500.[6] He published several poems, book reviews, critiques, and stories in the paper. On May 16, 1836, he and Virginia held a Presbyterian wedding ceremony at their Richmond boarding house, with a witness falsely attesting Clemm's age as 21.[51][52]
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Poe's novel The Narrative of Arthur Gordon Pym of Nantucket was published and widely reviewed in 1838.[53] In the summer of 1839, Poe became assistant editor of Burton's Gentleman's Magazine. He published numerous articles, stories, and reviews, enhancing his reputation as a trenchant critic which he had established at the Messenger. Also in 1839, the collection Tales of the Grotesque and Arabesque was published in two volumes, though he made little money from it and it received mixed reviews.[54] Poe left Burton's after about a year and found a position as assistant at Graham's Magazine.[55]
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In June 1840, Poe published a prospectus announcing his intentions to start his own journal called The Stylus,[56] although he originally intended to call it The Penn, as it would have been based in Philadelphia. He bought advertising space for his prospectus in the June 6, 1840 issue of Philadelphia's Saturday Evening Post: "Prospectus of the Penn Magazine, a Monthly Literary journal to be edited and published in the city of Philadelphia by Edgar A. Poe."[57] The journal was never produced before Poe's death.
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Around this time, Poe attempted to secure a position within the administration of President John Tyler, claiming that he was a member of the Whig Party.[58] He hoped to be appointed to the United States Custom House in Philadelphia with help from President Tyler's son Robert,[59] an acquaintance of Poe's friend Frederick Thomas.[60] Poe failed to show up for a meeting with Thomas to discuss the appointment in mid-September 1842, claiming to have been sick, though Thomas believed that he had been drunk.[61] Poe was promised an appointment, but all positions were filled by others.[62]
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One evening in January 1842, Virginia showed the first signs of consumption, now known as tuberculosis, while singing and playing the piano, which Poe described as breaking a blood vessel in her throat.[63] She only partially recovered, and Poe began to drink more heavily under the stress of her illness. He left Graham's and attempted to find a new position, for a time angling for a government post. He returned to New York where he worked briefly at the Evening Mirror before becoming editor of the Broadway Journal, and later its owner.[64] There Poe alienated himself from other writers by publicly accusing Henry Wadsworth Longfellow of plagiarism, though Longfellow never responded.[65] On January 29, 1845, his poem "The Raven" appeared in the Evening Mirror and became a popular sensation. It made Poe a household name almost instantly,[66] though he was paid only $9 for its publication.[67] It was concurrently published in The American Review: A Whig Journal under the pseudonym "Quarles".[68]
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The Broadway Journal failed in 1846,[64] and Poe moved to a cottage in Fordham, New York, in what is now the Bronx. That home is now known as the Edgar Allan Poe Cottage, relocated to a park near the southeast corner of the Grand Concourse and Kingsbridge Road. Nearby, Poe befriended the Jesuits at St. John's College, now Fordham University.[69] Virginia died at the cottage on January 30, 1847.[70] Biographers and critics often suggest that Poe's frequent theme of the "death of a beautiful woman" stems from the repeated loss of women throughout his life, including his wife.[71]
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Poe was increasingly unstable after his wife's death. He attempted to court poet Sarah Helen Whitman who lived in Providence, Rhode Island. Their engagement failed, purportedly because of Poe's drinking and erratic behavior. There is also strong evidence that Whitman's mother intervened and did much to derail their relationship.[72] Poe then returned to Richmond and resumed a relationship with his childhood sweetheart Sarah Elmira Royster.[73]
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On October 3, 1849, Poe was found delirious on the streets of Baltimore, "in great distress, and… in need of immediate assistance", according to Joseph W. Walker, who found him.[74] He was taken to the Washington Medical College, where he died on Sunday, October 7, 1849, at 5:00 in the morning.[75] Poe was not coherent long enough to explain how he came to be in his dire condition and, oddly, was wearing clothes that were not his own. He is said to have repeatedly called out the name "Reynolds" on the night before his death, though it is unclear to whom he was referring. Some sources say that Poe's final words were, "Lord help my poor soul".[75] All medical records have been lost, including Poe's death certificate.[76]
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Newspapers at the time reported Poe's death as "congestion of the brain" or "cerebral inflammation", common euphemisms for death from disreputable causes such as alcoholism.[77] The actual cause of death remains a mystery.[78] Speculation has included delirium tremens, heart disease, epilepsy, syphilis, meningeal inflammation,[4] cholera,[79] and rabies.[80] One theory dating from 1872 suggests that cooping was the cause of Poe's death, a form of electoral fraud in which citizens were forced to vote for a particular candidate, sometimes leading to violence and even murder.[81]
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Immediately after Poe's death, his literary rival Rufus Wilmot Griswold wrote a slanted high-profile obituary under a pseudonym, filled with falsehoods that cast him as a lunatic and a madman, and which described him as a person who "walked the streets, in madness or melancholy, with lips moving in indistinct curses, or with eyes upturned in passionate prayers, (never for himself, for he felt, or professed to feel, that he was already damned)".[82]
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The long obituary appeared in the New York Tribune signed "Ludwig" on the day that Poe was buried. It was soon further published throughout the country. The piece began, "Edgar Allan Poe is dead. He died in Baltimore the day before yesterday. This announcement will startle many, but few will be grieved by it."[83] "Ludwig" was soon identified as Griswold, an editor, critic, and anthologist who had borne a grudge against Poe since 1842. Griswold somehow became Poe's literary executor and attempted to destroy his enemy's reputation after his death.[84]
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Griswold wrote a biographical article of Poe called "Memoir of the Author", which he included in an 1850 volume of the collected works. There he depicted Poe as a depraved, drunken, drug-addled madman and included Poe's letters as evidence.[84] Many of his claims were either lies or distorted half-truths. For example, it is seriously disputed that Poe really was a drug addict.[85] Griswold's book was denounced by those who knew Poe well,[86] including John Neal, who published an article defending Poe and attacking Griswold as “a Rhadamanthus, who is not to be bilked of his fee, a thimble-full of newspaper notoriety.”[87] Griswold's book nevertheless became a popularly accepted biographical source. This occurred in part because it was the only full biography available and was widely reprinted, and in part because readers thrilled at the thought of reading works by an "evil" man.[88] Letters that Griswold presented as proof were later revealed to be forgeries.[89]
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After Poe's death, Griswold convinced Poe's mother-in-law to sign away the rights to his works. Griswold went on to publish the collected works attached with his own fabricated biography of Poe that invented stories of his drunkenness, immorality and instability.
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Poe's best known fiction works are Gothic,[90] adhering to the genre's conventions to appeal to the public taste.[91] His most recurring themes deal with questions of death, including its physical signs, the effects of decomposition, concerns of premature burial, the reanimation of the dead, and mourning.[92] Many of his works are generally considered part of the dark romanticism genre, a literary reaction to transcendentalism[93] which Poe strongly disliked.[94] He referred to followers of the transcendental movement as "Frog-Pondians", after the pond on Boston Common,[95][96] and ridiculed their writings as "metaphor—run mad,"[97] lapsing into "obscurity for obscurity's sake" or "mysticism for mysticism's sake".[94] Poe once wrote in a letter to Thomas Holley Chivers that he did not dislike transcendentalists, "only the pretenders and sophists among them".[98]
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Beyond horror, Poe also wrote satires, humor tales, and hoaxes. For comic effect, he used irony and ludicrous extravagance, often in an attempt to liberate the reader from cultural conformity.[91] "Metzengerstein" is the first story that Poe is known to have published[99] and his first foray into horror, but it was originally intended as a burlesque satirizing the popular genre.[100] Poe also reinvented science fiction, responding in his writing to emerging technologies such as hot air balloons in "The Balloon-Hoax".[101]
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Poe wrote much of his work using themes aimed specifically at mass-market tastes.[102] To that end, his fiction often included elements of popular pseudosciences, such as phrenology[103] and physiognomy.[104]
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Poe's writing reflects his literary theories, which he presented in his criticism and also in essays such as "The Poetic Principle".[105] He disliked didacticism[106] and allegory,[107] though he believed that meaning in literature should be an undercurrent just beneath the surface. Works with obvious meanings, he wrote, cease to be art.[108] He believed that work of quality should be brief and focus on a specific single effect.[105] To that end, he believed that the writer should carefully calculate every sentiment and idea.[109]
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Poe describes his method in writing "The Raven" in the essay "The Philosophy of Composition", and he claims to have strictly followed this method. It has been questioned whether he really followed this system, however. T. S. Eliot said: "It is difficult for us to read that essay without reflecting that if Poe plotted out his poem with such calculation, he might have taken a little more pains over it: the result hardly does credit to the method."[110] Biographer Joseph Wood Krutch described the essay as "a rather highly ingenious exercise in the art of rationalization".[111]
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During his lifetime, Poe was mostly recognized as a literary critic. Fellow critic James Russell Lowell called him "the most discriminating, philosophical, and fearless critic upon imaginative works who has written in America", suggesting—rhetorically—that he occasionally used prussic acid instead of ink.[112] Poe's caustic reviews earned him the reputation of being a "tomahawk man".[113] A favorite target of Poe's criticism was Boston's acclaimed poet Henry Wadsworth Longfellow, who was often defended by his literary friends in what was later called "The Longfellow War". Poe accused Longfellow of "the heresy of the didactic", writing poetry that was preachy, derivative, and thematically plagiarized.[114] Poe correctly predicted that Longfellow's reputation and style of poetry would decline, concluding, "We grant him high qualities, but deny him the Future".[115]
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Poe was also known as a writer of fiction and became one of the first American authors of the 19th century to become more popular in Europe than in the United States.[116] Poe is particularly respected in France, in part due to early translations by Charles Baudelaire. Baudelaire's translations became definitive renditions of Poe's work throughout Europe.[117]
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Poe's early detective fiction tales featuring C. Auguste Dupin laid the groundwork for future detectives in literature. Sir Arthur Conan Doyle said, "Each [of Poe's detective stories] is a root from which a whole literature has developed.... Where was the detective story until Poe breathed the breath of life into it?"[118] The Mystery Writers of America have named their awards for excellence in the genre the "Edgars".[119] Poe's work also influenced science fiction, notably Jules Verne, who wrote a sequel to Poe's novel The Narrative of Arthur Gordon Pym of Nantucket called An Antarctic Mystery, also known as The Sphinx of the Ice Fields.[120] Science fiction author H. G. Wells noted, "Pym tells what a very intelligent mind could imagine about the south polar region a century ago".[121] In 2013, The Guardian cited Pym as one of the greatest novels ever written in the English language, and noted its influence on later authors such as Doyle, Henry James, B. Traven, and David Morrell.[122]
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Horror author and historian H. P. Lovecraft was heavily influenced by Poe’s horror tales, dedicating an entire section of his long essay, “Supernatural Horror in Literature”, to his influence on the genre. In his letters, Lovecraft stated, “When I write stories, Edgar Allan Poe is my model.”[123] Alfred Hitchcock once said, "It's because I liked Edgar Allan Poe's stories so much that I began to make suspense films".[124]
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Like many famous artists, Poe's works have spawned imitators.[125] One trend among imitators of Poe has been claims by clairvoyants or psychics to be "channeling" poems from Poe's spirit. One of the most notable of these was Lizzie Doten, who published Poems from the Inner Life in 1863, in which she claimed to have "received" new compositions by Poe's spirit. The compositions were re-workings of famous Poe poems such as "The Bells", but which reflected a new, positive outlook.[126]
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Even so, Poe has received not only praise, but criticism as well. This is partly because of the negative perception of his personal character and its influence upon his reputation.[116] William Butler Yeats was occasionally critical of Poe and once called him "vulgar".[127] Transcendentalist Ralph Waldo Emerson reacted to "The Raven" by saying, "I see nothing in it",[128] and derisively referred to Poe as "the jingle man".[129] Aldous Huxley wrote that Poe's writing "falls into vulgarity" by being "too poetical"—the equivalent of wearing a diamond ring on every finger.[130]
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It is believed that only twelve copies have survived of Poe's first book Tamerlane and Other Poems. In December 2009, one copy sold at Christie's auctioneers in New York City for $662,500, a record price paid for a work of American literature.[131]
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Eureka: A Prose Poem, an essay written in 1848, included a cosmological theory that presaged the Big Bang theory by 80 years,[132][133] as well as the first plausible solution to Olbers' paradox.[134][135]
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Poe eschewed the scientific method in Eureka and instead wrote from pure intuition.[136] For this reason, he considered it a work of art, not science,[136] but insisted that it was still true[137] and considered it to be his career masterpiece.[138] Even so, Eureka is full of scientific errors. In particular, Poe's suggestions ignored Newtonian principles regarding the density and rotation of planets.[139]
|
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Poe had a keen interest in cryptography. He had placed a notice of his abilities in the Philadelphia paper Alexander's Weekly (Express) Messenger, inviting submissions of ciphers which he proceeded to solve.[140] In July 1841, Poe had published an essay called "A Few Words on Secret Writing" in Graham's Magazine. Capitalizing on public interest in the topic, he wrote "The Gold-Bug" incorporating ciphers as an essential part of the story.[141] Poe's success with cryptography relied not so much on his deep knowledge of that field (his method was limited to the simple substitution cryptogram) as on his knowledge of the magazine and newspaper culture. His keen analytical abilities, which were so evident in his detective stories, allowed him to see that the general public was largely ignorant of the methods by which a simple substitution cryptogram can be solved, and he used this to his advantage.[140] The sensation that Poe created with his cryptography stunts played a major role in popularizing cryptograms in newspapers and magazines.[142]
|
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Two ciphers he published in 1841 under the name "W. B. Tyler" were not solved until 1992 and 2000 respectively. One was a quote from Joseph Addison's play Cato; the other is still unidentified.[143]
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Poe had an influence on cryptography beyond increasing public interest during his lifetime. William Friedman, America's foremost cryptologist, was heavily influenced by Poe.[144] Friedman's initial interest in cryptography came from reading "The Gold-Bug" as a child, an interest that he later put to use in deciphering Japan's PURPLE code during World War II.[145]
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The historical Edgar Allan Poe has appeared as a fictionalized character, often representing the "mad genius" or "tormented artist" and exploiting his personal struggles.[146] Many such depictions also blend in with characters from his stories, suggesting that Poe and his characters share identities.[147] Often, fictional depictions of Poe use his mystery-solving skills in such novels as The Poe Shadow by Matthew Pearl.[148]
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No childhood home of Poe is still standing, including the Allan family's Moldavia estate. The oldest standing home in Richmond, the Old Stone House, is in use as the Edgar Allan Poe Museum, though Poe never lived there. The collection includes many items that Poe used during his time with the Allan family, and also features several rare first printings of Poe works. 13 West Range is the dorm room that Poe is believed to have used while studying at the University of Virginia in 1826; it is preserved and available for visits. Its upkeep is now overseen by a group of students and staff known as the Raven Society.[149]
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The earliest surviving home in which Poe lived is in Baltimore, preserved as the Edgar Allan Poe House and Museum. Poe is believed to have lived in the home at the age of 23 when he first lived with Maria Clemm and Virginia (as well as his grandmother and possibly his brother William Henry Leonard Poe).[150] It is open to the public and is also the home of the Edgar Allan Poe Society. Of the several homes that Poe, his wife Virginia, and his mother-in-law Maria rented in Philadelphia, only the last house has survived. The Spring Garden home, where the author lived in 1843–1844, is today preserved by the National Park Service as the Edgar Allan Poe National Historic Site.[151] Poe's final home is preserved as the Edgar Allan Poe Cottage in the Bronx.[70]
|
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|
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+
In Boston, a commemorative plaque on Boylston Street is several blocks away from the actual location of Poe's birth.[5][152][153][154] The house which was his birthplace at 62 Carver Street no longer exists; also, the street has since been renamed "Charles Street South".[155][156] A "square" at the intersection of Broadway, Fayette, and Carver Streets had once been named in his honor,[157] but it disappeared when the streets were rearranged. In 2009, the intersection of Charles and Boylston Streets (two blocks north of his birthplace) was designated "Edgar Allan Poe Square".[158]
|
101 |
+
|
102 |
+
In March 2014, fundraising was completed for construction of a permanent memorial sculpture, known as "Poe Returning to Boston," at this location. The winning design by Stefanie Rocknak depicts a life-sized Poe striding against the wind, accompanied by a flying raven; his suitcase lid has fallen open, leaving a "paper trail" of literary works embedded in the sidewalk behind him.[159][160][161] The public unveiling on October 5, 2014 was attended by former U.S. poet laureate Robert Pinsky.[162]
|
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+
Other Poe landmarks include a building on the Upper West Side where Poe temporarily lived when he first moved to New York. A plaque suggests that Poe wrote "The Raven" here. On Sullivan's Island in Charleston, South Carolina, the setting of Poe's tale "The Gold-Bug" and where Poe served in the Army in 1827 at Fort Moultrie, there is a restaurant called Poe's Tavern. In Fell's Point, Baltimore, a bar still stands where legend says that Poe was last seen drinking before his death. Now known as "The Horse You Came in On", local lore insists that a ghost whom they call "Edgar" haunts the rooms above.[163]
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|
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+
Early daguerreotypes of Poe continue to arouse great interest among literary historians.[164] Notable among them are:
|
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|
108 |
+
Between 1949 and 2009, a bottle of cognac and three roses were left at Poe's original grave marker every January 19 by an unknown visitor affectionately referred to as the "Poe Toaster". Sam Porpora was a historian at the Westminster Church in Baltimore where Poe is buried, and he claimed on August 15, 2007 that he had started the tradition in 1949. Porpora said that the tradition began in order to raise money and enhance the profile of the church. His story has not been confirmed,[165] and some details which he gave to the press are factually inaccurate.[166] The Poe Toaster's last appearance was on January 19, 2009, the day of Poe's bicentennial.[167]
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Tales
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Poetry
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Other works
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1 |
+
|
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3 |
+
518,500 – Council Area[2]
|
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+
|
5 |
+
Edinburgh (/ˈɛdɪnbərə/ (listen);[8][9][10] Scots: Edinburgh; Scottish Gaelic: Dùn Èideann [ˈt̪uːn ˈeːtʲən̪ˠ]) is the capital of Scotland and one of its 32 council areas. Historically part of the county of Midlothian (interchangeably Edinburghshire before 1921),[11] it is located in Lothian on the Firth of Forth's southern shore.
|
6 |
+
|
7 |
+
Recognised as the capital of Scotland since at least the 15th century, Edinburgh is the seat of the Scottish Government, the Scottish Parliament and the supreme courts of Scotland. The city's Palace of Holyroodhouse is the official residence of the monarch in Scotland. The city has long been a centre of education, particularly in the fields of medicine, Scots law, literature, philosophy, the sciences and engineering. It is the second largest financial centre in the United Kingdom (after London)[12] and the city's historical and cultural attractions have made it the United Kingdom's second most visited tourist destination attracting 4.9 million visits including 2.4 million from overseas in 2018.[13]
|
8 |
+
|
9 |
+
Edinburgh is Scotland's second most populous city and the seventh most populous in the United Kingdom. The official population estimates are 488,050 (2016) for the Locality of Edinburgh (Edinburgh pre 1975 regionalisation plus Currie and Balerno),[1] 518,500 (2018) for the City of Edinburgh,[2] and 1,339,380 (2014) for the city region.[14][15] Edinburgh lies at the heart of the Edinburgh and South East Scotland city region comprising East Lothian, Edinburgh, Fife, Midlothian, Scottish Borders and West Lothian.[16]
|
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+
|
11 |
+
The city is the annual venue of the General Assembly of the Church of Scotland. It is home to national institutions such as the National Museum of Scotland, the National Library of Scotland and the Scottish National Gallery. The University of Edinburgh, founded in 1582 and now one of three in the city, is placed 20th in the QS World University Rankings for 2020.[17] The city is also known for the Edinburgh International Festival and the Fringe, the latter being the world's largest annual international arts festival. Historic sites in Edinburgh include Edinburgh Castle, the Palace of Holyroodhouse, the churches of St. Giles, Greyfriars and the Canongate, and the extensive Georgian New Town built in the 18th/19th centuries. Edinburgh's Old Town and New Town together are listed as a UNESCO World Heritage site,[18] which has been managed by Edinburgh World Heritage since 1999.
|
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+
|
13 |
+
"Edin", the root of the city's name, derives from Eidyn, the name for this region in Cumbric, the Brittonic Celtic language formerly spoken there. The name's meaning is unknown.[19] The district of Eidyn centred on the stronghold Din Eidyn, the dun or hillfort of Eidyn.[19] This stronghold is believed to have been located at Castle Rock, now the site of Edinburgh Castle. Eidyn was conquered by the Angles of Bernicia in the 7th century and later by the Scots in the 10th century.[20] As the language shifted to Old English, and subsequently to Scots, the Brittonic din in Din Eidyn was replaced by burh, producing Edinburgh. Similarly, din became dùn in Scottish Gaelic, producing Dùn Èideann.[19][21]
|
14 |
+
|
15 |
+
The city is affectionately nicknamed Auld Reekie,[22][23] Scots for Old Smoky, for the views from the country of the smoke-covered Old Town.
|
16 |
+
A remark on a poem in an 1800 collection of the poems of Allan Ramsay said, "Auld Reeky. A name the country people give Edinburgh from the cloud of smoke or reek that is always impending over it."[24]
|
17 |
+
|
18 |
+
Thomas Carlyle said, "Smoke cloud hangs over old Edinburgh,—for, ever since Aeneas Silvius's time and earlier, the people have the art, very strange to Aeneas, of burning a certain sort of black stones, and Edinburgh with its chimneys is called 'Auld Reekie' by the country people."[25]
|
19 |
+
|
20 |
+
A character in Walter Scott's The Abbot says "... yonder stands Auld Reekie—you may see the smoke hover over her at twenty miles' distance."[26]
|
21 |
+
|
22 |
+
Robert Chambers who said that the sobriquet could not be traced before the reign of Charles II attributed the name to a Fife laird, Durham of Largo, who regulated the bedtime of his children by the smoke rising above Edinburgh from the fires of the tenements. "It's time now bairns, to tak' the beuks, and gang to our beds, for yonder's Auld Reekie, I see, putting on her nicht -cap!"[27]
|
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+
|
24 |
+
Some have called Edinburgh the Athens of the North for a variety of reasons. The earliest comparison between the two cities showed that they had a similar topography, with the Castle Rock of Edinburgh performing a similar role to the Athenian Acropolis. Both of them had flatter, fertile agricultural land sloping down to a port several miles away (respectively Leith and Piraeus). Although this arrangement is common in Southern Europe, it is rare in Northern Europe. The 18th-century intellectual life, referred to as the Scottish Enlightenment, was a key influence in gaining the name. Such luminaries as David Hume and Adam Smith shone during this period. Having lost most of its political importance after the Union, some hoped that Edinburgh could gain a similar influence on London as Athens had on Rome. Also a contributing factor was the later neoclassical architecture, particularly that of William Henry Playfair, and the National Monument. Tom Stoppard's character Archie, of Jumpers, said, perhaps playing on Reykjavík meaning "smoky bay", that the "Reykjavík of the South" would be more appropriate.[28]
|
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+
|
26 |
+
The city has also been known by several Latin names such as Edinburgum while the adjectival forms Edinburgensis and Edinensis are used in educational and scientific contexts.[29][30]
|
27 |
+
|
28 |
+
Edina is a late 18th century poetical form used by the Scots poets Robert Fergusson and Robert Burns. "Embra" or "Embro" are colloquialisms from the same time,[31] as in Robert Garioch's Embro to the Ploy.[32]
|
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+
|
30 |
+
Ben Jonson described it as "Britaine's other eye",[33] and Sir Walter Scott referred to it as "yon Empress of the North".[34] Robert Louis Stevenson, also a son of the city, wrote that Edinburgh "is what Paris ought to be."[35]
|
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+
|
32 |
+
The earliest known human habitation in the Edinburgh area was at Cramond, where evidence was found of a Mesolithic camp site dated to c. 8500 BC.[36] Traces of later Bronze Age and Iron Age settlements have been found on Castle Rock, Arthur's Seat, Craiglockhart Hill and the Pentland Hills.[37]
|
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+
|
34 |
+
When the Romans arrived in Lothian at the end of the 1st century AD, they found a Brittonic Celtic tribe whose name they recorded as the Votadini.[38] The Votadini transitioned into the Gododdin kingdom in the Early Middle Ages, with Eidyn serving as one of the kingdom's districts. During this period, the Castle Rock site, thought to have been the stronghold of Din Eidyn, emerged as the kingdom's major centre.[39] The medieval poem Y Gododdin describes a war band from across the Brittonic world who gathered in Eidyn before a fateful raid; this may describe a historical event around AD 600.[40][41][42]
|
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+
|
36 |
+
In 638, the Gododdin stronghold was besieged by forces loyal to King Oswald of Northumbria, and around this time control of Lothian passed to the Angles. Their influence continued for the next three centuries until around 950, when, during the reign of Indulf, son of Constantine II, the "burh" (fortress), named in the 10th-century Pictish Chronicle as oppidum Eden,[43] was abandoned to the Scots. It thenceforth remained under their jurisdiction.[44]
|
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+
|
38 |
+
The royal burgh was founded by King David I in the early 12th century on land belonging to the Crown, though the date of its charter is unknown.[45] The first documentary evidence of the medieval burgh is a royal charter, c. 1124–1127, by King David I granting a toft in burgo meo de Edenesburg to the Priory of Dunfermline.[46] By the middle of the 14th century, the French chronicler Jean Froissart was describing it as the capital of Scotland (c. 1365), and James III (1451–88) referred to it in the 15th century as "the principal burgh of our kingdom".[47] Despite the destruction caused by an English assault in 1544, the town slowly recovered,[48] and was at the centre of events in the 16th-century Scottish Reformation[49] and 17th-century Wars of the Covenant.[50]
|
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+
|
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+
In 1603, King James VI of Scotland succeeded to the English throne, uniting the crowns of Scotland and England in a personal union known as the Union of the Crowns, though Scotland remained, in all other respects, a separate kingdom.[51] In 1638, King Charles I's attempt to introduce Anglican church forms in Scotland encountered stiff Presbyterian opposition culminating in the conflicts of the Wars of the Three Kingdoms.[52] Subsequent Scottish support for Charles Stuart's restoration to the throne of England resulted in Edinburgh's occupation by Oliver Cromwell's Commonwealth of England forces – the New Model Army – in 1650.[53]
|
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+
|
42 |
+
In the 17th century, Edinburgh's boundaries were still defined by the city's defensive town walls. As a result, the city's growing population was accommodated by increasing the height of the houses. Buildings of 11 storeys or more were common,[54] and have been described as forerunners of the modern-day skyscraper.[55][56] Most of these old structures were replaced by the predominantly Victorian buildings seen in today's Old Town.
|
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+
|
44 |
+
Following the Treaty of Union in 1706, the Parliaments of England and Scotland passed Acts of Union in 1706 and 1707 respectively, uniting the two kingdoms in the Kingdom of Great Britain effective from 1 May 1707.[57] As a consequence, the Parliament of Scotland merged with the Parliament of England to form the Parliament of Great Britain, which sat at Westminster in London. The Union was opposed by many Scots, resulting in riots in the city.[58]
|
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+
|
46 |
+
By the first half of the 18th century, Edinburgh was described as one of Europe's most densely populated, overcrowded and unsanitary towns.[59][60] Visitors were struck by the fact that the various social classes shared the same urban space, even inhabiting the same tenement buildings; although here a form of social segregation did prevail, whereby shopkeepers and tradesmen tended to occupy the cheaper-to-rent cellars and garrets, while the more well-to-do professional classes occupied the more expensive middle storeys.[61]
|
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+
|
48 |
+
During the Jacobite rising of 1745, Edinburgh was briefly occupied by the Jacobite "Highland Army" before its march into England.[62] After its eventual defeat at Culloden, there followed a period of reprisals and pacification, largely directed at the rebellious clans.[63] In Edinburgh, the Town Council, keen to emulate London by initiating city improvements and expansion to the north of the castle,[64] reaffirmed its belief in the Union and loyalty to the Hanoverian monarch George III by its choice of names for the streets of the New Town: for example, Rose Street and Thistle Street; and for the royal family, George Street, Queen Street, Hanover Street, Frederick Street and Princes Street (in honour of George's two sons).[65]
|
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+
|
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+
In the second half of the century, the city was at the heart of the Scottish Enlightenment,[66] when thinkers like David Hume, Adam Smith, James Hutton and Joseph Black were familiar figures in its streets. Edinburgh became a major intellectual centre, earning it the nickname "Athens of the North" because of its many neo-classical buildings and reputation for learning, recalling ancient Athens.[67] In the 18th-century novel The Expedition of Humphry Clinker by Tobias Smollett one character describes Edinburgh as a "hotbed of genius".[68] Edinburgh was also a major centre for the Scottish book trade. The highly successful London bookseller Andrew Millar was apprenticed there to James McEuen.[69]
|
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+
|
52 |
+
From the 1770s onwards, the professional and business classes gradually deserted the Old Town in favour of the more elegant "one-family" residences of the New Town, a migration that changed the city's social character. According to the foremost historian of this development, "Unity of social feeling was one of the most valuable heritages of old Edinburgh, and its disappearance was widely and properly lamented."[70]
|
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+
|
54 |
+
Although Edinburgh's traditional industries of printing, brewing and distilling continued to grow in the 19th century, and were joined by new rubber works and engineering works, there was little industrialisation compared with other cities in Britain. By 1821, Edinburgh had been overtaken by Glasgow as Scotland's largest city.[71] The city centre between Princes Street and George Street became a major commercial and shopping district, a development partly stimulated by the arrival of railways in the 1840s. The Old Town became an increasingly dilapidated, overcrowded slum with high mortality rates.[72] Improvements carried out under Lord Provost William Chambers in the 1860s began the transformation of the area into the predominantly Victorian Old Town seen today.[73] More improvements followed in the early 20th century as a result of the work of Patrick Geddes,[74] but relative economic stagnation during the two world wars and beyond saw the Old Town deteriorate further before major slum clearance in the 1960s and 1970s began to reverse the process. University building developments which transformed the George Square and Potterrow areas proved highly controversial.[75]
|
55 |
+
|
56 |
+
Since the 1990s a new "financial district", including the Edinburgh International Conference Centre, has grown mainly on demolished railway property to the west of the castle, stretching into Fountainbridge, a run-down 19th-century industrial suburb which has undergone radical change since the 1980s with the demise of industrial and brewery premises. This ongoing development has enabled Edinburgh to maintain its place as the United Kingdom's second largest financial and administrative centre after London.[76][77] Financial services now account for a third of all commercial office space in the city.[78] The development of Edinburgh Park, a new business and technology park covering 38 acres (15 ha), 4 mi (6 km) west of the city centre, has also contributed to the District Council's strategy for the city's major economic regeneration.[78]
|
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+
|
58 |
+
In 1998, the Scotland Act, which came into force the following year, established a devolved Scottish Parliament and Scottish Executive (renamed the Scottish Government since September 2007[79]). Both based in Edinburgh, they are responsible for governing Scotland while reserved matters such as defence, taxation and foreign affairs remain the responsibility of the Parliament of the United Kingdom in London.[80]
|
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+
|
60 |
+
Situated in Scotland's Central Belt, Edinburgh lies on the Firth of Forth's southern shore. The city centre is 2 1⁄2 miles (4.0 km) southwest of the shoreline of Leith and 26 miles (42 km) inland, as the crow flies, from the east coast of Scotland and the North Sea at Dunbar.[81] While the early burgh grew up near the prominent Castle Rock, the modern city is often said to be built on seven hills, namely Calton Hill, Corstorphine Hill, Craiglockhart Hill, Braid Hill, Blackford Hill, Arthur's Seat and the Castle Rock,[82] giving rise to allusions to the seven hills of Rome.[83]
|
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+
|
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Occupying a narrow gap between the Firth of Forth to the north and the Pentland Hills and their outrunners to the south, the city sprawls over a landscape which is the product of early volcanic activity and later periods of intensive glaciation.
|
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+
[84]:64–65 Igneous activity between 350 and 400 million years ago, coupled with faulting, led to the creation of tough basalt volcanic plugs, which predominate over much of the area.[84]:64–65 One such example is the Castle Rock which forced the advancing ice sheet to divide, sheltering the softer rock and forming a 1-mile-long (1.6 km) tail of material to the east, thus creating a distinctive crag and tail formation.[84]:64–65 Glacial erosion on the north side of the crag gouged a deep valley later filled by the now drained Nor Loch. These features, along with another hollow on the rock's south side, formed an ideal natural strongpoint upon which Edinburgh Castle was built.[84]:64–65 Similarly, Arthur's Seat is the remains of a volcano dating from the Carboniferous period, which was eroded by a glacier moving west to east during the ice age.[84]:64–65 Erosive action such as plucking and abrasion exposed the rocky crags to the west before leaving a tail of deposited glacial material swept to the east.[85] This process formed the distinctive Salisbury Crags, a series of teschenite cliffs between Arthur's Seat and the location of the early burgh.[86] The residential areas of Marchmont and Bruntsfield are built along a series of drumlin ridges south of the city centre, which were deposited as the glacier receded.[84]:64–65
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Other prominent landforms such as Calton Hill and Corstorphine Hill are also products of glacial erosion.[84]:64–65 The Braid Hills and Blackford Hill are a series of small summits to the south of the city centre that command expansive views looking northwards over the urban area to the Firth of Forth.[84]:64–65
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Edinburgh is drained by the river named the Water of Leith, which rises at the Colzium Springs in the Pentland Hills and runs for 29 kilometres (18 mi) through the south and west of the city, emptying into the Firth of Forth at Leith.[87] The nearest the river gets to the city centre is at Dean Village on the north-western edge of the New Town, where a deep gorge is spanned by Thomas Telford's Dean Bridge, built in 1832 for the road to Queensferry. The Water of Leith Walkway is a mixed-use trail that follows the course of the river for 19.6 kilometres (12.2 mi) from Balerno to Leith.[88]
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Excepting the shoreline of the Firth of Forth, Edinburgh is encircled by a green belt, designated in 1957, which stretches from Dalmeny in the west to Prestongrange in the east.[89] With an average width of 3.2 kilometres (2 mi) the principal objectives of the green belt were to contain the outward expansion of the city and to prevent the agglomeration of urban areas.[89] Expansion affecting the green belt is strictly controlled but developments such as Edinburgh Airport and the Royal Highland Showground at Ingliston lie within the zone.[89] Similarly, suburbs such as Juniper Green and Balerno are situated on green belt land.[89] One feature of the Edinburgh green belt is the inclusion of parcels of land within the city which are designated green belt, even though they do not connect with the peripheral ring. Examples of these independent wedges of green belt include Holyrood Park and Corstorphine Hill.[89]
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Edinburgh includes former towns and villages that retain much of their original character as settlements in existence before they were absorbed into the expanding city of the nineteenth and twentieth centuries.[90] Many areas, such as Dalry, contain residences that are multi-occupancy buildings known as tenements, although the more southern and western parts of the city have traditionally been less built-up with a greater number of detached and semi-detached villas[91].
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The historic centre of Edinburgh is divided in two by the broad green swathe of Princes Street Gardens. To the south, the view is dominated by Edinburgh Castle, built high on Castle Rock, and the long sweep of the Old Town descending towards Holyrood Palace. To the north lie Princes Street and the New Town.
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The West End includes the financial district, with insurance and banking offices as well as the Edinburgh International Conference Centre.
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Edinburgh's Old and New Towns were listed as a UNESCO World Heritage Site in 1995 in recognition of the unique character of the Old Town with its medieval street layout and the planned Georgian New Town, including the adjoining Dean Village and Calton Hill areas. There are over 4,500 listed buildings within the city,[18] a higher proportion relative to area than any other city in the United Kingdom.
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The Royal Mile runs downhill and terminates at Holyrood Palace. Minor streets (called closes or wynds) lie on either side of the main spine forming a herringbone pattern.[92] The street has several fine public buildings such as St Giles' Cathedral, the City Chambers and the Law Courts. Other places of historical interest nearby are Greyfriars Kirkyard and the Grassmarket. The street layout is typical of the old quarters of many northern European cities.
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The castle is perched on top of a rocky crag (the remnant of an extinct volcano) and the Royal Mile runs down the crest of a ridge from it. Due to space restrictions imposed by the narrowness of this landform, the Old Town became home to some of the earliest "high rise" residential buildings. Multi-storey dwellings known as lands were the norm from the 16th century onwards with ten and eleven storeys being typical and one even reaching fourteen or fifteen storeys.[93] Numerous vaults below street level were inhabited to accommodate the influx of incomers, particularly Irish immigrants, during the Industrial Revolution.
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The New Town was an 18th-century solution to the problem of an increasingly crowded city which had been confined to the ridge sloping down from the castle. In 1766 a competition to design a "New Town" was won by James Craig, a 27-year-old architect.[94] The plan was a rigid, ordered grid, which fitted in well with Enlightenment ideas of rationality. The principal street was to be George Street, running along the natural ridge to the north of what became known as the "Old Town". To either side of it are two other main streets: Princes Street and Queen Street. Princes Street has become Edinburgh's main shopping street and now has few of its Georgian buildings in their original state. The three main streets are connected by a series of streets running perpendicular to them. The east and west ends of George Street are terminated by St Andrew Square and Charlotte Square respectively. The latter, designed by Robert Adam, influenced the architectural style of the New Town into the early 19th century.[95] Bute House, the official residence of the First Minister of Scotland, is on the north side of Charlotte Square.[96]
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The hollow between the Old and New Towns was formerly the Nor Loch, which was created for the town's defence but came to be used by the inhabitants for dumping their sewage. It was drained by the 1820s as part of the city's northward expansion. Craig's original plan included an ornamental canal on the site of the loch,[65] but this idea was abandoned.[97] Soil excavated while laying the foundations of buildings in the New Town was dumped on the site of the loch to create the slope connecting the Old and New Towns known as The Mound.
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In the middle of the 19th century the National Gallery of Scotland and Royal Scottish Academy Building were built on The Mound, and tunnels for the railway line between Haymarket and Waverley stations were driven through it.
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The Southside is a residential part of the city, which includes the districts of St Leonards, Marchmont, Morningside, Newington, Sciennes, the Grange and Blackford. The Southside is broadly analogous to the area covered formerly by the Burgh Muir, and was developed as a residential area after the opening of the South Bridge in the 1780s. The Southside is particularly popular with families (many state and private schools are here), young professionals and students (the central University of Edinburgh campus is based around George Square just north of Marchmont and the Meadows), and Napier University (with major campuses around Merchiston and Morningside). The area is also well provided with hotel and "bed and breakfast" accommodation for visiting festival-goers. These districts often feature in works of fiction. For example, Church Hill in Morningside, was the home of Muriel Spark's Miss Jean Brodie,[98] and Ian Rankin's Inspector Rebus lives in Marchmont and works in St Leonards.[99]
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Leith was historically the port of Edinburgh, an arrangement of unknown date that was confirmed by the royal charter Robert the Bruce granted to the city in 1329.[100] The port developed a separate identity from Edinburgh, which to some extent it still retains, and it was a matter of great resentment when the two burghs merged in 1920 into the City of Edinburgh.[101] Even today the parliamentary seat is known as "Edinburgh North and Leith". The loss of traditional industries and commerce (the last shipyard closed in 1983) resulted in economic decline.[102] The Edinburgh Waterfront development has transformed old dockland areas from Leith to Granton into residential areas with shopping and leisure facilities and helped rejuvenate the area. With the redevelopment, Edinburgh has gained the business of cruise liner companies which now provide cruises to Norway, Sweden, Denmark, Germany, and the Netherlands.
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The coastal suburb of Portobello is characterised by Georgian villas, Victorian tenements, a beach and promenade and cafés, bars, restaurants and independent shops. There are rowing and sailing clubs and a restored Victorian swimming pool, including Turkish baths.
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The urban area of Edinburgh is almost entirely within the City of Edinburgh Council boundary, merging with Musselburgh in East Lothian. Towns within easy reach of the city boundary include Haddington, Tranent, Prestonpans, Dalkeith, Bonnyrigg, Loanhead, Penicuik, Broxburn, Livingston and Dunfermline. Edinburgh lies at the heart of the Edinburgh & South East Scotland City region with a population in 2014 of 1,339,380.[14][15]
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Like most of Scotland, Edinburgh has a temperate, maritime climate which, despite its northerly latitude, is milder than places which lie at similar latitudes such as Moscow and Labrador.[103] The city's proximity to the sea mitigates any large variations in temperature or extremes of climate. Winter daytime temperatures rarely fall below freezing while summer temperatures are moderate, rarely exceeding 22 °C (72 °F).[103] The highest temperature recorded in the city was 31.6 °C (88.9 °F) on 25 July 2019[103] at Gogarbank, beating the previous record of 31 °C (88 °F) on 4 August 1975 at Edinburgh Airport.[104] The lowest temperature recorded in recent years was −14.6 °C (5.7 °F) during December 2010 at Gogarbank.[105]
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Given Edinburgh's position between the coast and hills, it is renowned as "the windy city", with the prevailing wind direction coming from the south-west, which is often associated with warm, unstable air from the North Atlantic Current that can give rise to rainfall – although considerably less than cities to the west, such as Glasgow.[103] Rainfall is distributed fairly evenly throughout the year.[103] Winds from an easterly direction are usually drier but considerably colder, and may be accompanied by haar, a persistent coastal fog. Vigorous Atlantic depressions, known as European windstorms, can affect the city between October and May.[103]
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Located slightly north of the city centre, the weather station at the Royal Botanic Garden Edinburgh (RBGE) has been an official weather station for the Met Office since 1956.
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The Met Office operates its own weather station at Gogarbank on the city's western outskirts, near Edinburgh Airport.[106] This slightly inland station has a slightly wider temperature span between seasons, is cloudier and somewhat wetter, but differences are minor.
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Temperature and rainfall records have been kept at the Royal Observatory since 1764. In that time, the warmest month on record was July 1779, with an average temperature of 18.4 °C (65.1 °F), whereas the coldest was January 1814, with a mean temperature of −3.1 °C (26.4 °F). The warmest years on record are 1779 and 1846, both with mean temperatures of 9.8 °C (49.6 °F). The coldest year on record is 1879, with a mean temperature of 6.6 °C (43.9 °F).[107] The wettest month on record was August 1948, with 238.8 millimetres (9.40 in). The driest was February 1934, with 2.3 millimetres (0.091 in). The wettest year on record was 1916, with 992.9 millimetres (39.09 in). The driest year on record was 1826, with 388.0 millimetres (15.28 in) of rainfall.[108]
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The most recent official population estimates are 512,150 (2016) for the Edinburgh settlement (includes Musselburgh)[113] and 518,500 (2018) for the local authority area.[2]
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Edinburgh has a high proportion of young adults, with 19.5% of the population in their 20s (exceeded only by Aberdeen) and 15.2% in their 30s which is the highest in Scotland. The proportion of Edinburgh's population born in the UK fell from 92% to 84% between 2001 and 2011, while the proportion of White Scottish-born fell from 78% to 70%. Of those Edinburgh residents born in the UK, 335,000 or 83% were born in Scotland, with 58,000 or 14% being born in England.[114]
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100.00%
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†† Previously ‘Mixed’
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Some 13,000 people or 2.7% of the city's population are of Polish descent. 39,500 people or 8.2% of Edinburgh's population class themselves as Non-White which is an increase from 4% in 2001. Of the Non-White population, the largest group by far are Asian, totalling 26,264 people. Within the Asian population, people of Chinese descent are now the largest sub-group, with 8,076 people, amounting to about 1.7% of the city's total population. The city's population of Indian descent amounts to 6,470 (1.4% of the total population), while there are some 5,858 of Pakistani descent (1.2% of the total population). Although they account for only 1,277 people or 0.3% of the city's population, Edinburgh has the highest number and proportion of people of Bangladeshi descent in Scotland. Over 7,000 people were born in African countries (1.6% of the total population) and nearly 7,000 in the Americas. With the notable exception of Inner London, Edinburgh has a higher number of people born in the United States (over 3,700) than any other city in the UK.[114]
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The proportion of people born outside the UK was 15.9% compared with 8% in 2001.
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A census by the Edinburgh presbytery in 1592 recorded a population of 8,003 adults spread equally north and south of the High Street which runs along the spine of the ridge sloping down from the Castle.[118] In the 18th and 19th centuries, the population expanded rapidly, rising from 49,000 in 1751 to 136,000 in 1831, primarily due to migration from rural areas.[84]:9 As the population grew, problems of overcrowding in the Old Town, particularly in the cramped tenements that lined the present day Royal Mile and the Cowgate, were exacerbated.[84]:9 Poor sanitary arrangements resulted in a high incidence of disease,[84]:9 with outbreaks of cholera occurring in 1832, 1848 and 1866.[119]
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The construction of the New Town from 1767 onwards witnessed the migration of the professional and business classes from the difficult living conditions in the Old Town to the lower density, higher quality surroundings taking shape on land to the north.
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[120] Expansion southwards from the Old Town saw more tenements being built in the 19th century, giving rise to Victorian suburbs such as Dalry, Newington, Marchmont and Bruntsfield.[120]
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Early 20th-century population growth coincided with lower-density suburban development. As the city expanded to the south and west, detached and semi-detached villas with large gardens replaced tenements as the predominant building style. Nonetheless, the 2001 census revealed that over 55% of Edinburgh's population were still living in tenements or blocks of flats, a figure in line with other Scottish cities, but much higher than other British cities, and even central London.[121]
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From the early to mid 20th century the growth in population, together with slum clearance in the Old Town and other areas, such as Dumbiedykes, Leith, and Fountainbridge, led to the creation of new estates such as Stenhouse and Saughton, Craigmillar and Niddrie, Pilton and Muirhouse, Piershill, and Sighthill.[122]
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In 2018 the Church of Scotland had 20,956 members in 71 congregations in the Presbytery of Edinburgh.[123]. Its most prominent church is St Giles' on the Royal Mile, first dedicated in 1243 but believed to date from before the 12th century.[124] Saint Giles is historically the patron saint of Edinburgh.[125] St Cuthbert's, situated at the west end of Princes Street Gardens in the shadow of Edinburgh Castle and St Giles' can lay claim to being the oldest Christian sites in the city,[126] though the present St Cuthbert's, designed by Hippolyte Blanc, was dedicated in 1894.[127]
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Other Church of Scotland churches include Greyfriars Kirk, the Canongate Kirk, St Andrew's and St George's West Church and the Barclay Church. The Church of Scotland Offices are in Edinburgh,[128] as is the Assembly Hall where the annual General Assembly is held.[129]
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The Roman Catholic Archdiocese of St Andrews and Edinburgh has 27 parishes across the city.[130] The Archbishop of St Andrews and Edinburgh has his official residence in Greenhill,[131] and the diocesan offices are in nearby Marchmont.[132] The Diocese of Edinburgh of the Scottish Episcopal Church has over 50 churches, half of them in the city.[133] Its centre is the late-19th-century Gothic style St Mary's Cathedral in the West End's Palmerston Place.[134] Orthodox Christianity is represented by Pan, Romanian and Russian Orthodox churches. There are several independent churches in the city, both Catholic and Protestant, including Charlotte Chapel, Carrubbers Christian Centre, Bellevue Chapel and Sacred Heart.[135] There are also churches belonging to Quakers, Christadelphians,[136] Seventh-day Adventists, Church of Christ, Scientist, The Church of Jesus Christ of Latter-day Saints (LDS Church) and Elim Pentecostal Church.
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Muslims have several places of worship across the city. Edinburgh Central Mosque is the largest Islamic place of worship, is located in Potterrow, on the city's Southside, near Bristo Square. Construction was largely financed by a gift from King Fahd of Saudi Arabia[137] and was completed in 1998.[138] There is also an active presence of the Ahmadiyya Muslim community.[139]
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The first recorded presence of a Jewish community in Edinburgh dates back to the late 18th century.[140] Edinburgh's Orthodox synagogue, opened in 1932, is in Salisbury Road and can accommodate a congregation of 2000. A Liberal Jewish congregation also meets in the city.
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A Sikh gurdwara and a Hindu mandir are located in Leith.[141][142] The city also has a Brahma Kumaris centre in the Polwarth area.[143]
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The Edinburgh Buddhist Centre, run by the Triratna Buddhist Community, formerly situated in Melville Terrace, now runs sessions at the Healthy Life Centre, Bread Street.[144] Other Buddhist traditions are represented by groups which meet in the capital: the Community of Interbeing (followers of Thich Nhat Hanh), Rigpa, Samye Dzong, Theravadin, Pure Land and Shambala. There is a Sōtō Zen Priory in Portobello[145] and a Theravadin Thai Buddhist Monastery in Slateford Road.[146]
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Edinburgh is home to an active Bahá'í Community,[147] and a Theosophical Society meets in Great King Street.[148]
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Edinburgh has an active Inter-Faith Association.[149]
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Edinburgh has the strongest economy of any city in the United Kingdom outside London and the highest percentage of professionals in the UK with 43% of the population holding a degree-level or professional qualification.[150] According to the Centre for International Competitiveness, it is the most competitive large city in the United Kingdom.[151] It also has the highest gross value added per employee of any city in the UK outside London, measuring £57,594 in 2010.[152] It was named European Best Large City of the Future for Foreign Direct Investment and Best Large City for Foreign Direct Investment Strategy in the Financial Times fDi magazine awards 2012/13.
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In the 19th century, Edinburgh's economy was known for banking, publishing and brewing. Today, its economy is based mainly on financial services, scientific research, higher education, and tourism.[153] In March 2010, unemployment in Edinburgh was comparatively low at 3.6%, and it remains consistently below the Scottish average of 4.5%.[154] Edinburgh is the 2nd most visited city by foreign visitors in the UK after London.
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Banking has been a mainstay of the Edinburgh economy for over 300 years, since the Bank of Scotland was established by an act of the Scottish Parliament in 1695. Today, the financial services industry, with its particularly strong insurance and investment sectors, and underpinned by Edinburgh-based firms such as Scottish Widows and Standard Life Aberdeen, accounts for the city being the UK's second financial centre after London and Europe's fourth in terms of equity assets.[155] The NatWest Group (formerly Royal Bank of Scotland Group) opened new global headquarters at Gogarburn in the west of the city in October 2005. The city is home to the headquarters of Bank of Scotland, Sainsbury's Bank,[156] Tesco Bank,[157] and TSB Bank.
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Tourism is also an important element in the city's economy. As a World Heritage Site, tourists visit historical sites such as Edinburgh Castle, the Palace of Holyroodhouse and the Old and New Towns. Their numbers are augmented in August each year during the Edinburgh Festivals, which attracts 4.4 million visitors,[154] and generates over £100m for the local economy.[158]
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As the centre of Scotland's government and legal system, the public sector plays a central role in Edinburgh's economy. Many departments of the Scottish Government are in the city. Other major employers include NHS Scotland and local government administration.[153] When the £1.3bn Edinburgh & South East Scotland City Region Deal was signed in 2018, the region's Gross Value Added (GVA) contribution to the Scottish economy was cited as £33bn, or 33% of the country's output. But the Deal's partners noted that prosperity was not evenly spread across the city region, citing 22.4% of children living in poverty and a shortage of affordable housing.[159]
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The city hosts a series of festivals that run between the end of July and early September each year. The best known of these events are the Edinburgh Festival Fringe, the Edinburgh International Festival, the Edinburgh Military Tattoo, the Edinburgh Art Festival and the Edinburgh International Book Festival.[160]
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The longest established of these festivals is the Edinburgh International Festival, which was first held in 1947[161] and consists mainly of a programme of high-profile theatre productions and classical music performances, featuring international directors, conductors, theatre companies and orchestras.[162]
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This has since been overtaken in size by the Edinburgh Fringe which began as a programme of marginal acts alongside the "official" Festival and has become the world's largest performing arts festival. In 2017, nearly 3400 different shows were staged in 300 venues across the city.[163][164] Comedy has become one of the mainstays of the Fringe, with numerous well-known comedians getting their first 'break' there, often by being chosen to receive the Edinburgh Comedy Award.[165] The Edinburgh Military Tattoo, occupies the Castle Esplanade every night for three weeks each August, with massed pipe bands and military bands drawn from around the world. Performances end with a short fireworks display.
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As well as the various summer festivals, many other festivals are held during the rest of the year, including the Edinburgh International Film Festival[166] and Edinburgh International Science Festival.[167]
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The annual Edinburgh Hogmanay celebration was originally an informal street party focused on the Tron Kirk in the Old Town's High Street. Since 1993, it has been officially organised with the focus moved to Princes Street. In 1996, over 300,000 people attended, leading to ticketing of the main street party in later years up to a limit of 100,000 tickets.[168] Hogmanay now covers four days of processions, concerts and fireworks, with the street party beginning on Hogmanay. Alternative tickets are available for entrance into the Princes Street Gardens concert and Cèilidh, where well-known artists perform and ticket holders can participate in traditional Scottish cèilidh dancing. The event attracts thousands of people from all over the world.[168]
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On the night of 30 April the Beltane Fire Festival takes place on Calton Hill, involving a procession followed by scenes inspired by pagan old spring fertility celebrations.[169] At the beginning of October each year the Dussehra Hindu Festival is also held on Calton Hill.[170]
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Outside the Festival season, Edinburgh supports several theatres and production companies. The Royal Lyceum Theatre has its own company, while the King's Theatre, Edinburgh Festival Theatre and Edinburgh Playhouse stage large touring shows. The Traverse Theatre presents a more contemporary repertoire. Amateur theatre companies productions are staged at the Bedlam Theatre, Church Hill Theatre and King's Theatre among others.[171]
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The Usher Hall is Edinburgh's premier venue for classical music, as well as occasional popular music concerts.[172] It was the venue for the Eurovision Song Contest 1972. Other halls staging music and theatre include The Hub, the Assembly Rooms and the Queen's Hall. The Scottish Chamber Orchestra is based in Edinburgh.[173]
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Edinburgh has two repertory cinemas, the Edinburgh Filmhouse and The Cameo, as well as the independent Dominion Cinema and a range of multiplexes.[174]
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Edinburgh has a healthy popular music scene. Occasionally large concerts are staged at Murrayfield and Meadowbank, while mid-sized events take place at smaller venues such as 'The Corn Exchange', 'The Liquid Rooms' and 'The Bongo Club'. In 2010, PRS for Music listed Edinburgh among the UK's top ten 'most musical' cities.[175] Several city pubs are well known for their live performances of folk music. They include 'Sandy Bell's' in Forrest Road, 'Captain's Bar' in South College Street and 'Whistlebinkies' in South Bridge.
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Like many other cities in the UK, numerous nightclub venues host Electronic dance music events.[176]
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Edinburgh is home to a flourishing group of contemporary composers such as Nigel Osborne, Peter Nelson, Lyell Cresswell, Hafliði Hallgrímsson, Edward Harper, Robert Crawford, Robert Dow and John McLeod. McLeod's music is heard regularly on BBC Radio 3 and throughout the UK.[177]
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The main local newspaper is the Edinburgh Evening News. It is owned and published alongside its sister titles The Scotsman and Scotland on Sunday by JPIMedia.[178]
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The city has two commercial radio stations: Forth 1, a station which broadcasts mainstream chart music, and Forth 2 on medium wave which plays classic hits.[179] Capital Radio Scotland and Eklipse Sports Radio also have transmitters covering Edinburgh. Along with the UK national radio stations, Radio Scotland and the Gaelic language service BBC Radio nan Gàidheal are also broadcast. DAB digital radio is broadcast over two local multiplexes. BFBS Radio broadcasts from studios on the base at Dreghorn Barracks across the city on 98.5FM as part of its UK Bases network
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Television, along with most radio services, is broadcast to the city from the Craigkelly transmitting station situated in Fife on the opposite side of the Firth of Forth[180] and the Black Hill transmitting station in North Lanarkshire to the west.
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There are currently no television stations based in the city. Edinburgh Television existed in the late 1990s to early 2003[181] and STV Edinburgh existed from 2015 to 2018.[182][183]
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Edinburgh has many museums and libraries. These include the National Museum of Scotland, the National Library of Scotland, National War Museum, the Museum of Edinburgh, Surgeons' Hall Museum, the Writers' Museum, the Museum of Childhood and Dynamic Earth. The Museum on The Mound has exhibits on money and banking.[184]
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Edinburgh Zoo, covering 82 acres (33 ha) on Corstorphine Hill, is the second most visited paid tourist attraction in Scotland,[185] and currently home to two giant pandas, Tian Tian and Yang Guang, on loan from the People's Republic of China.
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Edinburgh is also home to The Royal Yacht Britannia, decommissioned in 1997 and now a five-star visitor attraction and evening events venue permanently berthed at Ocean Terminal.
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Edinburgh contains Scotland's three National Galleries of Art as well as numerous smaller art galleries.[186] The national collection is housed in the Scottish National Gallery, located on The Mound, comprising the linked National Gallery of Scotland building and the Royal Scottish Academy building. Contemporary collections are shown in the Scottish National Gallery of Modern Art which occupies a split site at Belford. The Scottish National Portrait Gallery on Queen Street focuses on portraits and photography.
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The council-owned City Art Centre in Market Street mounts regular art exhibitions. Across the road, The Fruitmarket Gallery offers world-class exhibitions of contemporary art, featuring work by British and international artists with both emerging and established international reputations.[187]
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The city hosts several of Scotland's galleries and organisations dedicated to contemporary visual art. Significant strands of this infrastructure include: Creative Scotland, Edinburgh College of Art, Talbot Rice Gallery (University of Edinburgh), Collective (based at the City Observatory) and the Edinburgh Annuale.
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There are also many small private shops/galleries that provide space to showcase works from local artists.[188]
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The locale around Princes Street is the main shopping area in the city centre, with souvenir shops, chain stores such as Boots the Chemist, Edinburgh Woollen Mill, H&M and Jenners.[189] George Street, north of Princes Street, is the preferred location for some upmarket shops and independent stores.[189] At the east end of Princes Street , the St. James Centre is currently being redeveloped [190] while next to the Balmoral Hotel and Waverley Station is the Waverley Mall. Multrees Walk, adjacent to the St. James Centre, is a recent addition to the central shopping district, dominated by the presence of Harvey Nichols. Shops here include Louis Vuitton, Mulberry and Calvin Klein.[189]
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Edinburgh also has substantial retail parks outside the city centre. These include The Gyle Shopping Centre and Hermiston Gait in the west of the city, Cameron Toll Shopping Centre, Straiton Retail Park (actually just outside the city, in Midlothian) and Fort Kinnaird in the south and east, and Ocean Terminal in the north on the Leith waterfront.[191]
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Following local government reorganisation in 1996, The City of Edinburgh Council constitutes one of the 32 council areas of Scotland.[192] Like all other local authorities of Scotland, the council has powers over most matters of local administration such as housing, planning, local transport, parks, economic development and regeneration.[193] The council comprises 58 elected councillors, returned from 17 multi-member electoral wards in the city.[194] Following the 2007 City of Edinburgh Council election the incumbent Labour Party lost majority control of the council after 23 years to a Liberal Democrat/SNP coalition.[195] The 2012 City of Edinburgh Council election saw a Scottish Labour/SNP coalition. The 2017 City of Edinburgh Council election, saw a continuation of this administration, but with the SNP as the largest party.
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The city's coat of arms was registered by the Lord Lyon King of Arms in 1732.[196]
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Edinburgh, like all of Scotland, is represented in the Scottish Parliament. For electoral purposes, the city is divided into six constituencies which, along with 3 seats outside of the city, form part of the Lothian region.[197] Each constituency elects one Member of the Scottish Parliament (MSP) by the first past the post system of election, and the region elects seven additional MSPs to produce a result based on a form of proportional representation.[197]
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As of the 2016 election, the Scottish National Party have three MSPs: Ash Denham for Edinburgh Eastern, Ben Macpherson for Edinburgh Northern and Leith and Gordon MacDonald for Edinburgh Pentlands constituencies. Alex Cole-Hamilton of the Scottish Liberal Democrats represents Edinburgh Western, Daniel Johnson of the Scottish Labour Party represents Edinburgh Southern constituency, and former Leader of the Scottish Conservative Party, Ruth Davidson currently represents the Edinburgh Central constituency.
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Edinburgh is also represented in the House of Commons of the United Kingdom by five Members of Parliament. The city is divided into Edinburgh North and Leith, Edinburgh East, Edinburgh South, Edinburgh South West, and Edinburgh West,[198] each constituency electing one member by the first past the post system. Edinburgh is currently represented by three MPs affiliated with the Scottish National Party, one Liberal Democrat MP in Edinburgh West and one Labour MP in Edinburgh South.
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Edinburgh Airport is Scotland's busiest airport and the principal international gateway to the capital, handling over 14.7 million passengers, it was also the sixth-busiest airport in the United Kingdom by total passengers in 2019.[199][200] In anticipation of rising passenger numbers, the former operator of the airport BAA outlined a draft masterplan in 2011 to provide for the expansion of the airfield and the terminal building. In June 2012, Global Infrastructure Partners purchased the airport for £807 million.[201] The possibility of building a second runway to cope with an increased number of aircraft movements has also been mooted.[202]
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Travel in Edinburgh is undertaken predominantly by bus. Lothian Buses, the successor company to Edinburgh Corporation Transport Department, operate the majority of city bus services within the city and to surrounding suburbs, with the most routes running via Princes Street. Services further afield operate from the Edinburgh Bus Station off St Andrew Square and Waterloo Place and are operated mainly by Stagecoach East Scotland, Scottish Citylink, National Express Coaches and Borders Buses.
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Lothian Buses also operates all of the city's branded public tour buses, night bus service and airport bus link.[203] In 2019, Lothian Buses recorded 124.2 million passenger journeys.[204]
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Edinburgh Waverley is the second-busiest railway station in Scotland, with only Glasgow Central handling more passengers. On the evidence of passenger entries and exits between April 2015 and March 2016, Edinburgh Waverley is the fifth-busiest station outside London; it is also the UK's second biggest station in terms of the number of platforms and area size.[205] Waverley is the terminus for most trains arriving from London King's Cross and the departure point for many rail services within Scotland operated by Abellio ScotRail.
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To the west of the city centre lies Haymarket Station which is an important commuter stop. Opened in 2003, Edinburgh Park station serves the Gyle business park in the west of the city and the nearby Gogarburn headquarters of the Royal Bank of Scotland. The Edinburgh Crossrail route connects Edinburgh Park with Haymarket, Edinburgh Waverley and the suburban stations of Brunstane and Newcraighall in the east of the city.[206] There are also commuter lines to South Gyle and Dalmeny, the latter serving South Queensferry by the Forth Bridges, and to Wester Hailes and Curriehill in the south-west of the city.
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To tackle traffic congestion, Edinburgh is now served by six park and ride sites on the periphery of the city at Sheriffhall (in Midlothian), Ingliston, Riccarton, Inverkeithing (in Fife), Newcraighall and Straiton (in Midlothian). A referendum of Edinburgh residents in February 2005 rejected a proposal to introduce congestion charging in the city.
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+
[207]
|
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+
Edinburgh Trams became operational on 31 May 2014. The city had been without a tram system since Edinburgh Corporation Tramways ceased on 16 November 1956.[208] Following parliamentary approval in 2007, construction began in early 2008. The first stage of the project was expected to be completed by July 2011[209] but, following delays caused by extra utility work and a long-running contractual dispute between the Council and the main contractor, Bilfinger SE, the project was rescheduled.[210][211][212] The cost of the project rose from the original projection of £545 million to £750 million in mid-2011[213] and some suggest it could eventually exceed £1 billion.[214] The completed line is 8.7 miles (14.0 km) in length, running from Edinburgh Airport, west of the city, to its current terminus at York Place in the city centre's East End. It was originally planned to continue down Leith Walk to Ocean Terminal and terminate at Newhaven.
|
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Should the original plan be taken to completion, trams will also run from Haymarket through Ravelston and Craigleith to Granton Square on the Waterfront Edinburgh.[215] Long-term proposals envisage a line running west from the airport to Ratho and Newbridge and another connecting Granton Square to Newhaven via Lower Granton Road, thus completing the Line 1 (North Edinburgh) loop.[216] A further line serving the south of the city has also been suggested.
|
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|
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+
Lothian Buses and Edinburgh Trams are both owned and operated by Transport for Edinburgh.
|
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+
There are three universities in Edinburgh, the University of Edinburgh, Heriot-Watt University and Edinburgh Napier University.
|
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+
Established by royal charter in 1583, the University of Edinburgh is one of Scotland's ancient universities and is the fourth oldest in the country after St Andrews, Glasgow and Aberdeen.[217] Originally centred on Old College the university expanded to premises on The Mound, the Royal Mile and George Square.[217] Today, the King's Buildings in the south of the city contain most of the schools within the College of Science and Engineering. In 2002, the medical school moved to purpose built accommodation adjacent to the new Royal Infirmary of Edinburgh at Little France. The University is placed 20th in the QS World University Rankings for 2020.[17]
|
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+
Heriot-Watt University is based at the Riccarton campus in the west of Edinburgh. Originally established in 1821 as the world's first mechanics' institute it was granted university status by royal charter in 1966. It has other campuses in the Scottish Borders, Orkney, United Arab Emirates and Putrajaya in Malaysia. It takes the name Heriot-Watt from Scottish inventor James Watt and Scottish philanthropist and goldsmith George Heriot. Heriot-Watt University has been named International University of the Year by The Times and Sunday Times Good University Guide 2018. In the latest Research Excellence Framework, it was ranked overall in the Top 25% of UK universities and 1st in Scotland for research impact.
|
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|
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+
Edinburgh Napier University was originally founded as the Napier College which was renamed Napier Polytechnic in 1986 and gained university status in 1992.[218] Edinburgh Napier University has campuses in the south and west of the city, including the former Merchiston Tower and Craiglockhart Hydropathic.[218] It is home to the Screen Academy Scotland.
|
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+
Queen Margaret University was located in Edinburgh before it moved to a new campus just outside the city boundaries on the edge of Musselburgh in 2008.[219] Until 2012 further education colleges in the city included Jewel and Esk College (incorporating Leith Nautical College founded in 1903), Telford College, opened in 1968, and Stevenson College, opened in 1970. These have now been amalgamated to form Edinburgh College. Scotland's Rural College also has a campus in south Edinburgh. Other institutions include the Royal College of Surgeons of Edinburgh and the Royal College of Physicians of Edinburgh which were established by royal charter in 1506 and 1681 respectively. The Trustees Drawing Academy of Edinburgh, founded in 1760, became the Edinburgh College of Art in 1907.[220]
|
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|
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+
There are 18 nursery, 94 primary and 23 secondary schools administered by the City of Edinburgh Council.[221]
|
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Edinburgh is home to The Royal High School, one of the oldest schools in the country and the world. The city also has several independent, fee-paying schools including Edinburgh Academy, Fettes College, George Heriot's School, George Watson's College, Merchiston Castle School, Stewart's Melville College and The Mary Erskine School. In 2009, the proportion of pupils attending independent schools was 24.2%, far above the Scottish national average of just over 7% and higher than in any other region of Scotland.[222] In August 2013, the City of Edinburgh Council opened the city's first stand-alone Gaelic primary school, Bun-sgoil Taobh na Pàirce.[223]
|
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|
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The main NHS Lothian hospitals serving the Edinburgh area are the Royal Infirmary of Edinburgh, which includes the University of Edinburgh Medical School, and the Western General Hospital,[224] which has a large cancer treatment centre and nurse-led Minor Injuries Clinic.[225] The Royal Edinburgh Hospital in Morningside specialises in mental health. The Royal Hospital for Sick Children, colloquially referred to as 'the Sick Kids', is a specialist paediatrics hospital.
|
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|
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+
There are two private hospitals: Murrayfield Hospital in the west of the city and Shawfair Hospital in the south. Both are owned by Spire Healthcare.[224]
|
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|
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+
Edinburgh has three football clubs that play in the Scottish Professional Football League (SPFL): Heart of Midlothian, founded in 1874, Hibernian, founded in 1875 and Edinburgh City, founded in 1966.
|
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|
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+
Heart of Midlothian and Hibernian are known locally as "Hearts" and "Hibs" respectively, both play in the Scottish Premiership.[226] They are the oldest city rivals in Scotland and the Edinburgh derby is one of the oldest derby matches in world football. Both clubs have won the Scottish league championship four times. Hearts have won the Scottish Cup eight times and the Scottish League Cup four times. Hibs have won the Scottish Cup and the Scottish League Cup three times each. Edinburgh City were promoted to Scottish League Two in the 2015–16 season, becoming the first club to win promotion to the SPFL via the pyramid system playoffs.
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Edinburgh was also home to four other former Scottish Football League clubs: the original Edinburgh City (founded in 1928), Leith Athletic, Meadowbank Thistle and St Bernard's. Meadowbank Thistle played at Meadowbank Stadium until 1995, when the club moved to Livingston and became Livingston F.C. The Scottish national team has very occasionally played at Easter Road and Tynecastle, although its normal home stadium is Hampden Park in Glasgow. St Bernard's' New Logie Green was used to host the 1896 Scottish Cup Final, the only time the match has been played outside Glasgow.[227]
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The city also plays host to Lowland Football League clubs Civil Service Strollers, Edinburgh University and Spartans, as well as East of Scotland League clubs Craigroyston, Edinburgh United, Heriot-Watt University, Leith Athletic, Lothian Thistle Hutchison Vale, and Tynecastle.
|
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In women's football, Hearts, Hibs and Spartans play in the SWPL 1.[228] Hutchison Vale play in the SWPL 2.[229]
|
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The Scotland national rugby union team and the professional Edinburgh Rugby team play at Murrayfield Stadium, which is owned by the Scottish Rugby Union and also used for other events, including music concerts. It is the largest capacity stadium in Scotland, seating 67,144 spectators.[230] Edinburgh is also home to Scottish Premiership teams Boroughmuir RFC, Currie RFC, the Edinburgh Academicals, Heriot's Rugby Club and Watsonians RFC.[231]
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Rugby league is represented by the Edinburgh Eagles who play in the Rugby League Conference Scotland Division. Murrayfield Stadium has hosted the Magic Weekend where all Super League matches are played in the stadium over one weekend.
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Tynecastle Park
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Easter Road Stadium
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Murrayfield Stadium
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Meadowbank Stadium
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Edinburgh Marathon
|
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Murrayfield Ice Rink
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The Scottish cricket team, which represents Scotland internationally, play their home matches at the Grange cricket club.[232]
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The Murrayfield Racers are the latest of a succession of ice hockey clubs in the Scottish capital. Previously Edinburgh was represented by the Edinburgh Capitals (who folded in 2018), the original Murrayfield Racers (who folded in 1996) and the Edinburgh Racers. The club play their home games at the Murrayfield Ice Rink and have competed in the eleven-team professional Scottish National League (SNL) since the 2018–19 season.[233]
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Next door to Murrayfield Ice Rink is a 7-sheeter dedicated curling facility where curling is played from October to March each season.
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Caledonia Pride are the only women's professional basketball team in Scotland. Established in 2016, the team compete in the UK wide Women's British Basketball League and play their home matches at the Oriam National Performance Centre. Edinburgh also has several men's basketball teams within the Scottish National League. Boroughmuir Blaze, City of Edinburgh Kings, Edinburgh Lions and Edinburgh University all compete in Division 1 of the National League, and Pleasance B.C. compete in Division 2. Boroughmuir won the league in 2016, and won the playoffs in the same year, beating the University in the final.
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The Edinburgh Diamond Devils is a baseball club which won its first Scottish Championship in 1991 as the "Reivers." 1992 saw the team repeat the achievement, becoming the first team to do so in league history. The same year saw the start of their first youth team, the Blue Jays. The club adopted its present name in 1999.[234]
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Edinburgh has also hosted national and international sports events including the World Student Games, the 1970 British Commonwealth Games,[235] the 1986 Commonwealth Games[235] and the inaugural 2000 Commonwealth Youth Games.[236] For the 1970 Games the city built Olympic standard venues and facilities including Meadowbank Stadium and the Royal Commonwealth Pool. The Pool underwent refurbishment in 2012 and hosted the Diving competition in the 2014 Commonwealth Games which were held in Glasgow.[237]
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In American football, the Scottish Claymores played WLAF/NFL Europe games at Murrayfield, including their World Bowl 96 victory. From 1995 to 1997 they played all their games there, from 1998 to 2000 they split their home matches between Murrayfield and Glasgow's Hampden Park, then moved to Glasgow full-time, with one final Murrayfield appearance in 2002.[238] The city's most successful non-professional team are the Edinburgh Wolves who play at Meadowbank Stadium.[239]
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The Edinburgh Marathon has been held annually in the city since 2003 with more than 16,000 runners taking part on each occasion.[240] Its organisers have called it "the fastest marathon in the UK" due to the elevation drop of 40 metres (130 ft).[241] The city also organises a half-marathon, as well as 10 km (6.2 miles) and 5 km (3.1 mi) races, including a 5 km (3 miles) race on 1 January each year.
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Edinburgh has a speedway team, the Edinburgh Monarchs, which, since the loss of its stadium in the city, has raced at the Lothian Arena in Armadale, West Lothian. The Monarchs have won the Premier League championship five times in their history, in 2003[242] and again in 2008,[243] 2010, 2014 and 2015.
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Edinburgh has a long literary tradition, which became especially evident during the Scottish Enlightenment. This heritage and the city's lively literary life in the present led to it being declared the first UNESCO City of Literature in 2004.[244][245] Prominent authors who have lived in Edinburgh include the economist Adam Smith, born in Kirkcaldy and author of The Wealth of Nations,
|
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[246] James Boswell, biographer of Samuel Johnson; Sir Walter Scott, creator of the historical novel and author of works such as Rob Roy, Ivanhoe, and Heart of Midlothian; James Hogg, author of The Private Memoirs and Confessions of a Justified Sinner; Robert Louis Stevenson, creator of Treasure Island, Kidnapped, and The Strange Case of Dr Jekyll and Mr Hyde; Sir Arthur Conan Doyle, the creator of Sherlock Holmes; Muriel Spark, author of The Prime of Miss Jean Brodie; Irvine Welsh, author of Trainspotting, whose novels are mostly set in the city and often written in colloquial Scots;
|
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[247] Ian Rankin, author of the Inspector Rebus series of crime thrillers, Alexander McCall Smith, author of the No. 1 Ladies' Detective Agency series,[248] and J. K. Rowling, creator of Harry Potter, who began her first book in an Edinburgh coffee shop and who lives in the Cramond area of the city.[249]
|
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Scotland has a rich history of science and engineering, with Edinburgh producing a number of leading figures. John Napier, inventor of logarithms, was born in Merchiston Tower and lived and died in the city.[250] His house now forms part of the original campus of Napier University which was named in his honour. He lies buried under St. Cuthbert's Church. James Clerk Maxwell, founder of the modern theory of electromagnetism, was born at 14 India Street (now the home of the James Clerk Maxwell Foundation) and educated at the Edinburgh Academy and the University of Edinburgh,[246] as was the engineer and telephone pioneer Alexander Graham Bell.[246] James Braidwood, who organised Britain's first municipal fire brigade, was also born in the city and began his career there.
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Other names connected with the city include Max Born, physicist and Nobel laureate;[251] Charles Darwin, the biologist who propounded the theory of natural selection;[246] David Hume, philosopher, economist and historian;[246] James Hutton, regarded as the "Father of Geology";[246] Joseph Black, the chemist and one of the founders of thermodynamics;[246] pioneering medical researchers Joseph Lister and James Young Simpson;[246] chemist and discoverer of the element nitrogen Daniel Rutherford; Colin Maclaurin, mathematician and developer of the Maclaurin series,[252] and Ian Wilmut, the geneticist involved in the cloning of Dolly the sheep just outside Edinburgh.[246] The stuffed carcass of Dolly the sheep is now on display in the National Museum of Scotland.[253] The latest in a long line of science celebrities associated with the city is theoretical physicist and Nobel Prizewinner Professor Emeritus Peter Higgs, born in Newcastle but resident in Edinburgh for most of his academic career, after whom the Higgs boson particle has been named.[254]
|
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Edinburgh has been the birthplace of actors like Alastair Sim and Sir Sean Connery, known for being the first cinematic James Bond,[255] the comedian and actor Ronnie Corbett, best known as one of The Two Ronnies,[256] and the impressionist Rory Bremner. Famous artists from the city include the portrait painters Sir Henry Raeburn, Sir David Wilkie and Allan Ramsay.
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The city has produced or been home to some very successful musicians in recent decades, particularly Ian Anderson, front man of the band Jethro Tull, The Incredible String Band, the folk duo The Corries, Wattie Buchan, lead singer and founding member of punk band The Exploited, Shirley Manson, lead singer of the band Garbage, the Bay City Rollers, The Proclaimers, Boards of Canada and Idlewild.
|
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Edinburgh is the birthplace of former British Prime Minister Tony Blair who attended the city's Fettes College.[257]
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Notorious criminals from Edinburgh's past include Deacon Brodie, head of a trades guild and Edinburgh city councillor by day but a burglar by night, who is said to have been the inspiration for Robert Louis Stevenson's story, the Strange Case of Dr Jekyll and Mr Hyde,[258] and murderers Burke and Hare who delivered fresh corpses for dissection to the famous anatomist Robert Knox.[259]
|
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Another well-known Edinburgh resident was Greyfriars Bobby. The small Skye Terrier reputedly kept vigil over his dead master's grave in Greyfriars Kirkyard for 14 years in the 1860s and 1870s, giving rise to a story of canine devotion which plays a part in attracting visitors to the city.[260]
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The City of Edinburgh has entered into 14 international twinning arrangements since 1954.[261] Most of the arrangements are styled as 'Twin Cities' but the agreement with Kraków is designated as a 'Partner City',[261] and the agreement with Kyoto Prefecture is officially styled as a 'Friendship Link', reflecting its status as the only region to be twinned with Edinburgh.[261]
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For a list of consulates in Edinburgh, see List of diplomatic missions in Scotland.
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518,500 – Council Area[2]
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Edinburgh (/ˈɛdɪnbərə/ (listen);[8][9][10] Scots: Edinburgh; Scottish Gaelic: Dùn Èideann [ˈt̪uːn ˈeːtʲən̪ˠ]) is the capital of Scotland and one of its 32 council areas. Historically part of the county of Midlothian (interchangeably Edinburghshire before 1921),[11] it is located in Lothian on the Firth of Forth's southern shore.
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Recognised as the capital of Scotland since at least the 15th century, Edinburgh is the seat of the Scottish Government, the Scottish Parliament and the supreme courts of Scotland. The city's Palace of Holyroodhouse is the official residence of the monarch in Scotland. The city has long been a centre of education, particularly in the fields of medicine, Scots law, literature, philosophy, the sciences and engineering. It is the second largest financial centre in the United Kingdom (after London)[12] and the city's historical and cultural attractions have made it the United Kingdom's second most visited tourist destination attracting 4.9 million visits including 2.4 million from overseas in 2018.[13]
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Edinburgh is Scotland's second most populous city and the seventh most populous in the United Kingdom. The official population estimates are 488,050 (2016) for the Locality of Edinburgh (Edinburgh pre 1975 regionalisation plus Currie and Balerno),[1] 518,500 (2018) for the City of Edinburgh,[2] and 1,339,380 (2014) for the city region.[14][15] Edinburgh lies at the heart of the Edinburgh and South East Scotland city region comprising East Lothian, Edinburgh, Fife, Midlothian, Scottish Borders and West Lothian.[16]
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The city is the annual venue of the General Assembly of the Church of Scotland. It is home to national institutions such as the National Museum of Scotland, the National Library of Scotland and the Scottish National Gallery. The University of Edinburgh, founded in 1582 and now one of three in the city, is placed 20th in the QS World University Rankings for 2020.[17] The city is also known for the Edinburgh International Festival and the Fringe, the latter being the world's largest annual international arts festival. Historic sites in Edinburgh include Edinburgh Castle, the Palace of Holyroodhouse, the churches of St. Giles, Greyfriars and the Canongate, and the extensive Georgian New Town built in the 18th/19th centuries. Edinburgh's Old Town and New Town together are listed as a UNESCO World Heritage site,[18] which has been managed by Edinburgh World Heritage since 1999.
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"Edin", the root of the city's name, derives from Eidyn, the name for this region in Cumbric, the Brittonic Celtic language formerly spoken there. The name's meaning is unknown.[19] The district of Eidyn centred on the stronghold Din Eidyn, the dun or hillfort of Eidyn.[19] This stronghold is believed to have been located at Castle Rock, now the site of Edinburgh Castle. Eidyn was conquered by the Angles of Bernicia in the 7th century and later by the Scots in the 10th century.[20] As the language shifted to Old English, and subsequently to Scots, the Brittonic din in Din Eidyn was replaced by burh, producing Edinburgh. Similarly, din became dùn in Scottish Gaelic, producing Dùn Èideann.[19][21]
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The city is affectionately nicknamed Auld Reekie,[22][23] Scots for Old Smoky, for the views from the country of the smoke-covered Old Town.
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A remark on a poem in an 1800 collection of the poems of Allan Ramsay said, "Auld Reeky. A name the country people give Edinburgh from the cloud of smoke or reek that is always impending over it."[24]
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Thomas Carlyle said, "Smoke cloud hangs over old Edinburgh,—for, ever since Aeneas Silvius's time and earlier, the people have the art, very strange to Aeneas, of burning a certain sort of black stones, and Edinburgh with its chimneys is called 'Auld Reekie' by the country people."[25]
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A character in Walter Scott's The Abbot says "... yonder stands Auld Reekie—you may see the smoke hover over her at twenty miles' distance."[26]
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Robert Chambers who said that the sobriquet could not be traced before the reign of Charles II attributed the name to a Fife laird, Durham of Largo, who regulated the bedtime of his children by the smoke rising above Edinburgh from the fires of the tenements. "It's time now bairns, to tak' the beuks, and gang to our beds, for yonder's Auld Reekie, I see, putting on her nicht -cap!"[27]
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Some have called Edinburgh the Athens of the North for a variety of reasons. The earliest comparison between the two cities showed that they had a similar topography, with the Castle Rock of Edinburgh performing a similar role to the Athenian Acropolis. Both of them had flatter, fertile agricultural land sloping down to a port several miles away (respectively Leith and Piraeus). Although this arrangement is common in Southern Europe, it is rare in Northern Europe. The 18th-century intellectual life, referred to as the Scottish Enlightenment, was a key influence in gaining the name. Such luminaries as David Hume and Adam Smith shone during this period. Having lost most of its political importance after the Union, some hoped that Edinburgh could gain a similar influence on London as Athens had on Rome. Also a contributing factor was the later neoclassical architecture, particularly that of William Henry Playfair, and the National Monument. Tom Stoppard's character Archie, of Jumpers, said, perhaps playing on Reykjavík meaning "smoky bay", that the "Reykjavík of the South" would be more appropriate.[28]
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The city has also been known by several Latin names such as Edinburgum while the adjectival forms Edinburgensis and Edinensis are used in educational and scientific contexts.[29][30]
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Edina is a late 18th century poetical form used by the Scots poets Robert Fergusson and Robert Burns. "Embra" or "Embro" are colloquialisms from the same time,[31] as in Robert Garioch's Embro to the Ploy.[32]
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Ben Jonson described it as "Britaine's other eye",[33] and Sir Walter Scott referred to it as "yon Empress of the North".[34] Robert Louis Stevenson, also a son of the city, wrote that Edinburgh "is what Paris ought to be."[35]
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The earliest known human habitation in the Edinburgh area was at Cramond, where evidence was found of a Mesolithic camp site dated to c. 8500 BC.[36] Traces of later Bronze Age and Iron Age settlements have been found on Castle Rock, Arthur's Seat, Craiglockhart Hill and the Pentland Hills.[37]
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When the Romans arrived in Lothian at the end of the 1st century AD, they found a Brittonic Celtic tribe whose name they recorded as the Votadini.[38] The Votadini transitioned into the Gododdin kingdom in the Early Middle Ages, with Eidyn serving as one of the kingdom's districts. During this period, the Castle Rock site, thought to have been the stronghold of Din Eidyn, emerged as the kingdom's major centre.[39] The medieval poem Y Gododdin describes a war band from across the Brittonic world who gathered in Eidyn before a fateful raid; this may describe a historical event around AD 600.[40][41][42]
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In 638, the Gododdin stronghold was besieged by forces loyal to King Oswald of Northumbria, and around this time control of Lothian passed to the Angles. Their influence continued for the next three centuries until around 950, when, during the reign of Indulf, son of Constantine II, the "burh" (fortress), named in the 10th-century Pictish Chronicle as oppidum Eden,[43] was abandoned to the Scots. It thenceforth remained under their jurisdiction.[44]
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The royal burgh was founded by King David I in the early 12th century on land belonging to the Crown, though the date of its charter is unknown.[45] The first documentary evidence of the medieval burgh is a royal charter, c. 1124–1127, by King David I granting a toft in burgo meo de Edenesburg to the Priory of Dunfermline.[46] By the middle of the 14th century, the French chronicler Jean Froissart was describing it as the capital of Scotland (c. 1365), and James III (1451–88) referred to it in the 15th century as "the principal burgh of our kingdom".[47] Despite the destruction caused by an English assault in 1544, the town slowly recovered,[48] and was at the centre of events in the 16th-century Scottish Reformation[49] and 17th-century Wars of the Covenant.[50]
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In 1603, King James VI of Scotland succeeded to the English throne, uniting the crowns of Scotland and England in a personal union known as the Union of the Crowns, though Scotland remained, in all other respects, a separate kingdom.[51] In 1638, King Charles I's attempt to introduce Anglican church forms in Scotland encountered stiff Presbyterian opposition culminating in the conflicts of the Wars of the Three Kingdoms.[52] Subsequent Scottish support for Charles Stuart's restoration to the throne of England resulted in Edinburgh's occupation by Oliver Cromwell's Commonwealth of England forces – the New Model Army – in 1650.[53]
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In the 17th century, Edinburgh's boundaries were still defined by the city's defensive town walls. As a result, the city's growing population was accommodated by increasing the height of the houses. Buildings of 11 storeys or more were common,[54] and have been described as forerunners of the modern-day skyscraper.[55][56] Most of these old structures were replaced by the predominantly Victorian buildings seen in today's Old Town.
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Following the Treaty of Union in 1706, the Parliaments of England and Scotland passed Acts of Union in 1706 and 1707 respectively, uniting the two kingdoms in the Kingdom of Great Britain effective from 1 May 1707.[57] As a consequence, the Parliament of Scotland merged with the Parliament of England to form the Parliament of Great Britain, which sat at Westminster in London. The Union was opposed by many Scots, resulting in riots in the city.[58]
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By the first half of the 18th century, Edinburgh was described as one of Europe's most densely populated, overcrowded and unsanitary towns.[59][60] Visitors were struck by the fact that the various social classes shared the same urban space, even inhabiting the same tenement buildings; although here a form of social segregation did prevail, whereby shopkeepers and tradesmen tended to occupy the cheaper-to-rent cellars and garrets, while the more well-to-do professional classes occupied the more expensive middle storeys.[61]
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During the Jacobite rising of 1745, Edinburgh was briefly occupied by the Jacobite "Highland Army" before its march into England.[62] After its eventual defeat at Culloden, there followed a period of reprisals and pacification, largely directed at the rebellious clans.[63] In Edinburgh, the Town Council, keen to emulate London by initiating city improvements and expansion to the north of the castle,[64] reaffirmed its belief in the Union and loyalty to the Hanoverian monarch George III by its choice of names for the streets of the New Town: for example, Rose Street and Thistle Street; and for the royal family, George Street, Queen Street, Hanover Street, Frederick Street and Princes Street (in honour of George's two sons).[65]
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In the second half of the century, the city was at the heart of the Scottish Enlightenment,[66] when thinkers like David Hume, Adam Smith, James Hutton and Joseph Black were familiar figures in its streets. Edinburgh became a major intellectual centre, earning it the nickname "Athens of the North" because of its many neo-classical buildings and reputation for learning, recalling ancient Athens.[67] In the 18th-century novel The Expedition of Humphry Clinker by Tobias Smollett one character describes Edinburgh as a "hotbed of genius".[68] Edinburgh was also a major centre for the Scottish book trade. The highly successful London bookseller Andrew Millar was apprenticed there to James McEuen.[69]
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From the 1770s onwards, the professional and business classes gradually deserted the Old Town in favour of the more elegant "one-family" residences of the New Town, a migration that changed the city's social character. According to the foremost historian of this development, "Unity of social feeling was one of the most valuable heritages of old Edinburgh, and its disappearance was widely and properly lamented."[70]
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Although Edinburgh's traditional industries of printing, brewing and distilling continued to grow in the 19th century, and were joined by new rubber works and engineering works, there was little industrialisation compared with other cities in Britain. By 1821, Edinburgh had been overtaken by Glasgow as Scotland's largest city.[71] The city centre between Princes Street and George Street became a major commercial and shopping district, a development partly stimulated by the arrival of railways in the 1840s. The Old Town became an increasingly dilapidated, overcrowded slum with high mortality rates.[72] Improvements carried out under Lord Provost William Chambers in the 1860s began the transformation of the area into the predominantly Victorian Old Town seen today.[73] More improvements followed in the early 20th century as a result of the work of Patrick Geddes,[74] but relative economic stagnation during the two world wars and beyond saw the Old Town deteriorate further before major slum clearance in the 1960s and 1970s began to reverse the process. University building developments which transformed the George Square and Potterrow areas proved highly controversial.[75]
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Since the 1990s a new "financial district", including the Edinburgh International Conference Centre, has grown mainly on demolished railway property to the west of the castle, stretching into Fountainbridge, a run-down 19th-century industrial suburb which has undergone radical change since the 1980s with the demise of industrial and brewery premises. This ongoing development has enabled Edinburgh to maintain its place as the United Kingdom's second largest financial and administrative centre after London.[76][77] Financial services now account for a third of all commercial office space in the city.[78] The development of Edinburgh Park, a new business and technology park covering 38 acres (15 ha), 4 mi (6 km) west of the city centre, has also contributed to the District Council's strategy for the city's major economic regeneration.[78]
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In 1998, the Scotland Act, which came into force the following year, established a devolved Scottish Parliament and Scottish Executive (renamed the Scottish Government since September 2007[79]). Both based in Edinburgh, they are responsible for governing Scotland while reserved matters such as defence, taxation and foreign affairs remain the responsibility of the Parliament of the United Kingdom in London.[80]
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Situated in Scotland's Central Belt, Edinburgh lies on the Firth of Forth's southern shore. The city centre is 2 1⁄2 miles (4.0 km) southwest of the shoreline of Leith and 26 miles (42 km) inland, as the crow flies, from the east coast of Scotland and the North Sea at Dunbar.[81] While the early burgh grew up near the prominent Castle Rock, the modern city is often said to be built on seven hills, namely Calton Hill, Corstorphine Hill, Craiglockhart Hill, Braid Hill, Blackford Hill, Arthur's Seat and the Castle Rock,[82] giving rise to allusions to the seven hills of Rome.[83]
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Occupying a narrow gap between the Firth of Forth to the north and the Pentland Hills and their outrunners to the south, the city sprawls over a landscape which is the product of early volcanic activity and later periods of intensive glaciation.
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[84]:64–65 Igneous activity between 350 and 400 million years ago, coupled with faulting, led to the creation of tough basalt volcanic plugs, which predominate over much of the area.[84]:64–65 One such example is the Castle Rock which forced the advancing ice sheet to divide, sheltering the softer rock and forming a 1-mile-long (1.6 km) tail of material to the east, thus creating a distinctive crag and tail formation.[84]:64–65 Glacial erosion on the north side of the crag gouged a deep valley later filled by the now drained Nor Loch. These features, along with another hollow on the rock's south side, formed an ideal natural strongpoint upon which Edinburgh Castle was built.[84]:64–65 Similarly, Arthur's Seat is the remains of a volcano dating from the Carboniferous period, which was eroded by a glacier moving west to east during the ice age.[84]:64–65 Erosive action such as plucking and abrasion exposed the rocky crags to the west before leaving a tail of deposited glacial material swept to the east.[85] This process formed the distinctive Salisbury Crags, a series of teschenite cliffs between Arthur's Seat and the location of the early burgh.[86] The residential areas of Marchmont and Bruntsfield are built along a series of drumlin ridges south of the city centre, which were deposited as the glacier receded.[84]:64–65
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Other prominent landforms such as Calton Hill and Corstorphine Hill are also products of glacial erosion.[84]:64–65 The Braid Hills and Blackford Hill are a series of small summits to the south of the city centre that command expansive views looking northwards over the urban area to the Firth of Forth.[84]:64–65
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Edinburgh is drained by the river named the Water of Leith, which rises at the Colzium Springs in the Pentland Hills and runs for 29 kilometres (18 mi) through the south and west of the city, emptying into the Firth of Forth at Leith.[87] The nearest the river gets to the city centre is at Dean Village on the north-western edge of the New Town, where a deep gorge is spanned by Thomas Telford's Dean Bridge, built in 1832 for the road to Queensferry. The Water of Leith Walkway is a mixed-use trail that follows the course of the river for 19.6 kilometres (12.2 mi) from Balerno to Leith.[88]
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Excepting the shoreline of the Firth of Forth, Edinburgh is encircled by a green belt, designated in 1957, which stretches from Dalmeny in the west to Prestongrange in the east.[89] With an average width of 3.2 kilometres (2 mi) the principal objectives of the green belt were to contain the outward expansion of the city and to prevent the agglomeration of urban areas.[89] Expansion affecting the green belt is strictly controlled but developments such as Edinburgh Airport and the Royal Highland Showground at Ingliston lie within the zone.[89] Similarly, suburbs such as Juniper Green and Balerno are situated on green belt land.[89] One feature of the Edinburgh green belt is the inclusion of parcels of land within the city which are designated green belt, even though they do not connect with the peripheral ring. Examples of these independent wedges of green belt include Holyrood Park and Corstorphine Hill.[89]
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Edinburgh includes former towns and villages that retain much of their original character as settlements in existence before they were absorbed into the expanding city of the nineteenth and twentieth centuries.[90] Many areas, such as Dalry, contain residences that are multi-occupancy buildings known as tenements, although the more southern and western parts of the city have traditionally been less built-up with a greater number of detached and semi-detached villas[91].
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The historic centre of Edinburgh is divided in two by the broad green swathe of Princes Street Gardens. To the south, the view is dominated by Edinburgh Castle, built high on Castle Rock, and the long sweep of the Old Town descending towards Holyrood Palace. To the north lie Princes Street and the New Town.
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The West End includes the financial district, with insurance and banking offices as well as the Edinburgh International Conference Centre.
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Edinburgh's Old and New Towns were listed as a UNESCO World Heritage Site in 1995 in recognition of the unique character of the Old Town with its medieval street layout and the planned Georgian New Town, including the adjoining Dean Village and Calton Hill areas. There are over 4,500 listed buildings within the city,[18] a higher proportion relative to area than any other city in the United Kingdom.
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The Royal Mile runs downhill and terminates at Holyrood Palace. Minor streets (called closes or wynds) lie on either side of the main spine forming a herringbone pattern.[92] The street has several fine public buildings such as St Giles' Cathedral, the City Chambers and the Law Courts. Other places of historical interest nearby are Greyfriars Kirkyard and the Grassmarket. The street layout is typical of the old quarters of many northern European cities.
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The castle is perched on top of a rocky crag (the remnant of an extinct volcano) and the Royal Mile runs down the crest of a ridge from it. Due to space restrictions imposed by the narrowness of this landform, the Old Town became home to some of the earliest "high rise" residential buildings. Multi-storey dwellings known as lands were the norm from the 16th century onwards with ten and eleven storeys being typical and one even reaching fourteen or fifteen storeys.[93] Numerous vaults below street level were inhabited to accommodate the influx of incomers, particularly Irish immigrants, during the Industrial Revolution.
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The New Town was an 18th-century solution to the problem of an increasingly crowded city which had been confined to the ridge sloping down from the castle. In 1766 a competition to design a "New Town" was won by James Craig, a 27-year-old architect.[94] The plan was a rigid, ordered grid, which fitted in well with Enlightenment ideas of rationality. The principal street was to be George Street, running along the natural ridge to the north of what became known as the "Old Town". To either side of it are two other main streets: Princes Street and Queen Street. Princes Street has become Edinburgh's main shopping street and now has few of its Georgian buildings in their original state. The three main streets are connected by a series of streets running perpendicular to them. The east and west ends of George Street are terminated by St Andrew Square and Charlotte Square respectively. The latter, designed by Robert Adam, influenced the architectural style of the New Town into the early 19th century.[95] Bute House, the official residence of the First Minister of Scotland, is on the north side of Charlotte Square.[96]
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The hollow between the Old and New Towns was formerly the Nor Loch, which was created for the town's defence but came to be used by the inhabitants for dumping their sewage. It was drained by the 1820s as part of the city's northward expansion. Craig's original plan included an ornamental canal on the site of the loch,[65] but this idea was abandoned.[97] Soil excavated while laying the foundations of buildings in the New Town was dumped on the site of the loch to create the slope connecting the Old and New Towns known as The Mound.
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In the middle of the 19th century the National Gallery of Scotland and Royal Scottish Academy Building were built on The Mound, and tunnels for the railway line between Haymarket and Waverley stations were driven through it.
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The Southside is a residential part of the city, which includes the districts of St Leonards, Marchmont, Morningside, Newington, Sciennes, the Grange and Blackford. The Southside is broadly analogous to the area covered formerly by the Burgh Muir, and was developed as a residential area after the opening of the South Bridge in the 1780s. The Southside is particularly popular with families (many state and private schools are here), young professionals and students (the central University of Edinburgh campus is based around George Square just north of Marchmont and the Meadows), and Napier University (with major campuses around Merchiston and Morningside). The area is also well provided with hotel and "bed and breakfast" accommodation for visiting festival-goers. These districts often feature in works of fiction. For example, Church Hill in Morningside, was the home of Muriel Spark's Miss Jean Brodie,[98] and Ian Rankin's Inspector Rebus lives in Marchmont and works in St Leonards.[99]
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Leith was historically the port of Edinburgh, an arrangement of unknown date that was confirmed by the royal charter Robert the Bruce granted to the city in 1329.[100] The port developed a separate identity from Edinburgh, which to some extent it still retains, and it was a matter of great resentment when the two burghs merged in 1920 into the City of Edinburgh.[101] Even today the parliamentary seat is known as "Edinburgh North and Leith". The loss of traditional industries and commerce (the last shipyard closed in 1983) resulted in economic decline.[102] The Edinburgh Waterfront development has transformed old dockland areas from Leith to Granton into residential areas with shopping and leisure facilities and helped rejuvenate the area. With the redevelopment, Edinburgh has gained the business of cruise liner companies which now provide cruises to Norway, Sweden, Denmark, Germany, and the Netherlands.
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The coastal suburb of Portobello is characterised by Georgian villas, Victorian tenements, a beach and promenade and cafés, bars, restaurants and independent shops. There are rowing and sailing clubs and a restored Victorian swimming pool, including Turkish baths.
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The urban area of Edinburgh is almost entirely within the City of Edinburgh Council boundary, merging with Musselburgh in East Lothian. Towns within easy reach of the city boundary include Haddington, Tranent, Prestonpans, Dalkeith, Bonnyrigg, Loanhead, Penicuik, Broxburn, Livingston and Dunfermline. Edinburgh lies at the heart of the Edinburgh & South East Scotland City region with a population in 2014 of 1,339,380.[14][15]
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Like most of Scotland, Edinburgh has a temperate, maritime climate which, despite its northerly latitude, is milder than places which lie at similar latitudes such as Moscow and Labrador.[103] The city's proximity to the sea mitigates any large variations in temperature or extremes of climate. Winter daytime temperatures rarely fall below freezing while summer temperatures are moderate, rarely exceeding 22 °C (72 °F).[103] The highest temperature recorded in the city was 31.6 °C (88.9 °F) on 25 July 2019[103] at Gogarbank, beating the previous record of 31 °C (88 °F) on 4 August 1975 at Edinburgh Airport.[104] The lowest temperature recorded in recent years was −14.6 °C (5.7 °F) during December 2010 at Gogarbank.[105]
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Given Edinburgh's position between the coast and hills, it is renowned as "the windy city", with the prevailing wind direction coming from the south-west, which is often associated with warm, unstable air from the North Atlantic Current that can give rise to rainfall – although considerably less than cities to the west, such as Glasgow.[103] Rainfall is distributed fairly evenly throughout the year.[103] Winds from an easterly direction are usually drier but considerably colder, and may be accompanied by haar, a persistent coastal fog. Vigorous Atlantic depressions, known as European windstorms, can affect the city between October and May.[103]
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Located slightly north of the city centre, the weather station at the Royal Botanic Garden Edinburgh (RBGE) has been an official weather station for the Met Office since 1956.
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The Met Office operates its own weather station at Gogarbank on the city's western outskirts, near Edinburgh Airport.[106] This slightly inland station has a slightly wider temperature span between seasons, is cloudier and somewhat wetter, but differences are minor.
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Temperature and rainfall records have been kept at the Royal Observatory since 1764. In that time, the warmest month on record was July 1779, with an average temperature of 18.4 °C (65.1 °F), whereas the coldest was January 1814, with a mean temperature of −3.1 °C (26.4 °F). The warmest years on record are 1779 and 1846, both with mean temperatures of 9.8 °C (49.6 °F). The coldest year on record is 1879, with a mean temperature of 6.6 °C (43.9 °F).[107] The wettest month on record was August 1948, with 238.8 millimetres (9.40 in). The driest was February 1934, with 2.3 millimetres (0.091 in). The wettest year on record was 1916, with 992.9 millimetres (39.09 in). The driest year on record was 1826, with 388.0 millimetres (15.28 in) of rainfall.[108]
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The most recent official population estimates are 512,150 (2016) for the Edinburgh settlement (includes Musselburgh)[113] and 518,500 (2018) for the local authority area.[2]
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Edinburgh has a high proportion of young adults, with 19.5% of the population in their 20s (exceeded only by Aberdeen) and 15.2% in their 30s which is the highest in Scotland. The proportion of Edinburgh's population born in the UK fell from 92% to 84% between 2001 and 2011, while the proportion of White Scottish-born fell from 78% to 70%. Of those Edinburgh residents born in the UK, 335,000 or 83% were born in Scotland, with 58,000 or 14% being born in England.[114]
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100.00%
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†† Previously ‘Mixed’
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Some 13,000 people or 2.7% of the city's population are of Polish descent. 39,500 people or 8.2% of Edinburgh's population class themselves as Non-White which is an increase from 4% in 2001. Of the Non-White population, the largest group by far are Asian, totalling 26,264 people. Within the Asian population, people of Chinese descent are now the largest sub-group, with 8,076 people, amounting to about 1.7% of the city's total population. The city's population of Indian descent amounts to 6,470 (1.4% of the total population), while there are some 5,858 of Pakistani descent (1.2% of the total population). Although they account for only 1,277 people or 0.3% of the city's population, Edinburgh has the highest number and proportion of people of Bangladeshi descent in Scotland. Over 7,000 people were born in African countries (1.6% of the total population) and nearly 7,000 in the Americas. With the notable exception of Inner London, Edinburgh has a higher number of people born in the United States (over 3,700) than any other city in the UK.[114]
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The proportion of people born outside the UK was 15.9% compared with 8% in 2001.
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A census by the Edinburgh presbytery in 1592 recorded a population of 8,003 adults spread equally north and south of the High Street which runs along the spine of the ridge sloping down from the Castle.[118] In the 18th and 19th centuries, the population expanded rapidly, rising from 49,000 in 1751 to 136,000 in 1831, primarily due to migration from rural areas.[84]:9 As the population grew, problems of overcrowding in the Old Town, particularly in the cramped tenements that lined the present day Royal Mile and the Cowgate, were exacerbated.[84]:9 Poor sanitary arrangements resulted in a high incidence of disease,[84]:9 with outbreaks of cholera occurring in 1832, 1848 and 1866.[119]
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The construction of the New Town from 1767 onwards witnessed the migration of the professional and business classes from the difficult living conditions in the Old Town to the lower density, higher quality surroundings taking shape on land to the north.
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[120] Expansion southwards from the Old Town saw more tenements being built in the 19th century, giving rise to Victorian suburbs such as Dalry, Newington, Marchmont and Bruntsfield.[120]
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Early 20th-century population growth coincided with lower-density suburban development. As the city expanded to the south and west, detached and semi-detached villas with large gardens replaced tenements as the predominant building style. Nonetheless, the 2001 census revealed that over 55% of Edinburgh's population were still living in tenements or blocks of flats, a figure in line with other Scottish cities, but much higher than other British cities, and even central London.[121]
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From the early to mid 20th century the growth in population, together with slum clearance in the Old Town and other areas, such as Dumbiedykes, Leith, and Fountainbridge, led to the creation of new estates such as Stenhouse and Saughton, Craigmillar and Niddrie, Pilton and Muirhouse, Piershill, and Sighthill.[122]
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In 2018 the Church of Scotland had 20,956 members in 71 congregations in the Presbytery of Edinburgh.[123]. Its most prominent church is St Giles' on the Royal Mile, first dedicated in 1243 but believed to date from before the 12th century.[124] Saint Giles is historically the patron saint of Edinburgh.[125] St Cuthbert's, situated at the west end of Princes Street Gardens in the shadow of Edinburgh Castle and St Giles' can lay claim to being the oldest Christian sites in the city,[126] though the present St Cuthbert's, designed by Hippolyte Blanc, was dedicated in 1894.[127]
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Other Church of Scotland churches include Greyfriars Kirk, the Canongate Kirk, St Andrew's and St George's West Church and the Barclay Church. The Church of Scotland Offices are in Edinburgh,[128] as is the Assembly Hall where the annual General Assembly is held.[129]
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The Roman Catholic Archdiocese of St Andrews and Edinburgh has 27 parishes across the city.[130] The Archbishop of St Andrews and Edinburgh has his official residence in Greenhill,[131] and the diocesan offices are in nearby Marchmont.[132] The Diocese of Edinburgh of the Scottish Episcopal Church has over 50 churches, half of them in the city.[133] Its centre is the late-19th-century Gothic style St Mary's Cathedral in the West End's Palmerston Place.[134] Orthodox Christianity is represented by Pan, Romanian and Russian Orthodox churches. There are several independent churches in the city, both Catholic and Protestant, including Charlotte Chapel, Carrubbers Christian Centre, Bellevue Chapel and Sacred Heart.[135] There are also churches belonging to Quakers, Christadelphians,[136] Seventh-day Adventists, Church of Christ, Scientist, The Church of Jesus Christ of Latter-day Saints (LDS Church) and Elim Pentecostal Church.
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Muslims have several places of worship across the city. Edinburgh Central Mosque is the largest Islamic place of worship, is located in Potterrow, on the city's Southside, near Bristo Square. Construction was largely financed by a gift from King Fahd of Saudi Arabia[137] and was completed in 1998.[138] There is also an active presence of the Ahmadiyya Muslim community.[139]
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The first recorded presence of a Jewish community in Edinburgh dates back to the late 18th century.[140] Edinburgh's Orthodox synagogue, opened in 1932, is in Salisbury Road and can accommodate a congregation of 2000. A Liberal Jewish congregation also meets in the city.
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A Sikh gurdwara and a Hindu mandir are located in Leith.[141][142] The city also has a Brahma Kumaris centre in the Polwarth area.[143]
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The Edinburgh Buddhist Centre, run by the Triratna Buddhist Community, formerly situated in Melville Terrace, now runs sessions at the Healthy Life Centre, Bread Street.[144] Other Buddhist traditions are represented by groups which meet in the capital: the Community of Interbeing (followers of Thich Nhat Hanh), Rigpa, Samye Dzong, Theravadin, Pure Land and Shambala. There is a Sōtō Zen Priory in Portobello[145] and a Theravadin Thai Buddhist Monastery in Slateford Road.[146]
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Edinburgh is home to an active Bahá'í Community,[147] and a Theosophical Society meets in Great King Street.[148]
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Edinburgh has an active Inter-Faith Association.[149]
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Edinburgh has the strongest economy of any city in the United Kingdom outside London and the highest percentage of professionals in the UK with 43% of the population holding a degree-level or professional qualification.[150] According to the Centre for International Competitiveness, it is the most competitive large city in the United Kingdom.[151] It also has the highest gross value added per employee of any city in the UK outside London, measuring £57,594 in 2010.[152] It was named European Best Large City of the Future for Foreign Direct Investment and Best Large City for Foreign Direct Investment Strategy in the Financial Times fDi magazine awards 2012/13.
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In the 19th century, Edinburgh's economy was known for banking, publishing and brewing. Today, its economy is based mainly on financial services, scientific research, higher education, and tourism.[153] In March 2010, unemployment in Edinburgh was comparatively low at 3.6%, and it remains consistently below the Scottish average of 4.5%.[154] Edinburgh is the 2nd most visited city by foreign visitors in the UK after London.
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Banking has been a mainstay of the Edinburgh economy for over 300 years, since the Bank of Scotland was established by an act of the Scottish Parliament in 1695. Today, the financial services industry, with its particularly strong insurance and investment sectors, and underpinned by Edinburgh-based firms such as Scottish Widows and Standard Life Aberdeen, accounts for the city being the UK's second financial centre after London and Europe's fourth in terms of equity assets.[155] The NatWest Group (formerly Royal Bank of Scotland Group) opened new global headquarters at Gogarburn in the west of the city in October 2005. The city is home to the headquarters of Bank of Scotland, Sainsbury's Bank,[156] Tesco Bank,[157] and TSB Bank.
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Tourism is also an important element in the city's economy. As a World Heritage Site, tourists visit historical sites such as Edinburgh Castle, the Palace of Holyroodhouse and the Old and New Towns. Their numbers are augmented in August each year during the Edinburgh Festivals, which attracts 4.4 million visitors,[154] and generates over £100m for the local economy.[158]
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As the centre of Scotland's government and legal system, the public sector plays a central role in Edinburgh's economy. Many departments of the Scottish Government are in the city. Other major employers include NHS Scotland and local government administration.[153] When the £1.3bn Edinburgh & South East Scotland City Region Deal was signed in 2018, the region's Gross Value Added (GVA) contribution to the Scottish economy was cited as £33bn, or 33% of the country's output. But the Deal's partners noted that prosperity was not evenly spread across the city region, citing 22.4% of children living in poverty and a shortage of affordable housing.[159]
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The city hosts a series of festivals that run between the end of July and early September each year. The best known of these events are the Edinburgh Festival Fringe, the Edinburgh International Festival, the Edinburgh Military Tattoo, the Edinburgh Art Festival and the Edinburgh International Book Festival.[160]
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The longest established of these festivals is the Edinburgh International Festival, which was first held in 1947[161] and consists mainly of a programme of high-profile theatre productions and classical music performances, featuring international directors, conductors, theatre companies and orchestras.[162]
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This has since been overtaken in size by the Edinburgh Fringe which began as a programme of marginal acts alongside the "official" Festival and has become the world's largest performing arts festival. In 2017, nearly 3400 different shows were staged in 300 venues across the city.[163][164] Comedy has become one of the mainstays of the Fringe, with numerous well-known comedians getting their first 'break' there, often by being chosen to receive the Edinburgh Comedy Award.[165] The Edinburgh Military Tattoo, occupies the Castle Esplanade every night for three weeks each August, with massed pipe bands and military bands drawn from around the world. Performances end with a short fireworks display.
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As well as the various summer festivals, many other festivals are held during the rest of the year, including the Edinburgh International Film Festival[166] and Edinburgh International Science Festival.[167]
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The annual Edinburgh Hogmanay celebration was originally an informal street party focused on the Tron Kirk in the Old Town's High Street. Since 1993, it has been officially organised with the focus moved to Princes Street. In 1996, over 300,000 people attended, leading to ticketing of the main street party in later years up to a limit of 100,000 tickets.[168] Hogmanay now covers four days of processions, concerts and fireworks, with the street party beginning on Hogmanay. Alternative tickets are available for entrance into the Princes Street Gardens concert and Cèilidh, where well-known artists perform and ticket holders can participate in traditional Scottish cèilidh dancing. The event attracts thousands of people from all over the world.[168]
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On the night of 30 April the Beltane Fire Festival takes place on Calton Hill, involving a procession followed by scenes inspired by pagan old spring fertility celebrations.[169] At the beginning of October each year the Dussehra Hindu Festival is also held on Calton Hill.[170]
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Outside the Festival season, Edinburgh supports several theatres and production companies. The Royal Lyceum Theatre has its own company, while the King's Theatre, Edinburgh Festival Theatre and Edinburgh Playhouse stage large touring shows. The Traverse Theatre presents a more contemporary repertoire. Amateur theatre companies productions are staged at the Bedlam Theatre, Church Hill Theatre and King's Theatre among others.[171]
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The Usher Hall is Edinburgh's premier venue for classical music, as well as occasional popular music concerts.[172] It was the venue for the Eurovision Song Contest 1972. Other halls staging music and theatre include The Hub, the Assembly Rooms and the Queen's Hall. The Scottish Chamber Orchestra is based in Edinburgh.[173]
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Edinburgh has two repertory cinemas, the Edinburgh Filmhouse and The Cameo, as well as the independent Dominion Cinema and a range of multiplexes.[174]
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Edinburgh has a healthy popular music scene. Occasionally large concerts are staged at Murrayfield and Meadowbank, while mid-sized events take place at smaller venues such as 'The Corn Exchange', 'The Liquid Rooms' and 'The Bongo Club'. In 2010, PRS for Music listed Edinburgh among the UK's top ten 'most musical' cities.[175] Several city pubs are well known for their live performances of folk music. They include 'Sandy Bell's' in Forrest Road, 'Captain's Bar' in South College Street and 'Whistlebinkies' in South Bridge.
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Like many other cities in the UK, numerous nightclub venues host Electronic dance music events.[176]
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Edinburgh is home to a flourishing group of contemporary composers such as Nigel Osborne, Peter Nelson, Lyell Cresswell, Hafliði Hallgrímsson, Edward Harper, Robert Crawford, Robert Dow and John McLeod. McLeod's music is heard regularly on BBC Radio 3 and throughout the UK.[177]
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The main local newspaper is the Edinburgh Evening News. It is owned and published alongside its sister titles The Scotsman and Scotland on Sunday by JPIMedia.[178]
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The city has two commercial radio stations: Forth 1, a station which broadcasts mainstream chart music, and Forth 2 on medium wave which plays classic hits.[179] Capital Radio Scotland and Eklipse Sports Radio also have transmitters covering Edinburgh. Along with the UK national radio stations, Radio Scotland and the Gaelic language service BBC Radio nan Gàidheal are also broadcast. DAB digital radio is broadcast over two local multiplexes. BFBS Radio broadcasts from studios on the base at Dreghorn Barracks across the city on 98.5FM as part of its UK Bases network
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Television, along with most radio services, is broadcast to the city from the Craigkelly transmitting station situated in Fife on the opposite side of the Firth of Forth[180] and the Black Hill transmitting station in North Lanarkshire to the west.
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There are currently no television stations based in the city. Edinburgh Television existed in the late 1990s to early 2003[181] and STV Edinburgh existed from 2015 to 2018.[182][183]
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Edinburgh has many museums and libraries. These include the National Museum of Scotland, the National Library of Scotland, National War Museum, the Museum of Edinburgh, Surgeons' Hall Museum, the Writers' Museum, the Museum of Childhood and Dynamic Earth. The Museum on The Mound has exhibits on money and banking.[184]
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Edinburgh Zoo, covering 82 acres (33 ha) on Corstorphine Hill, is the second most visited paid tourist attraction in Scotland,[185] and currently home to two giant pandas, Tian Tian and Yang Guang, on loan from the People's Republic of China.
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Edinburgh is also home to The Royal Yacht Britannia, decommissioned in 1997 and now a five-star visitor attraction and evening events venue permanently berthed at Ocean Terminal.
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Edinburgh contains Scotland's three National Galleries of Art as well as numerous smaller art galleries.[186] The national collection is housed in the Scottish National Gallery, located on The Mound, comprising the linked National Gallery of Scotland building and the Royal Scottish Academy building. Contemporary collections are shown in the Scottish National Gallery of Modern Art which occupies a split site at Belford. The Scottish National Portrait Gallery on Queen Street focuses on portraits and photography.
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The council-owned City Art Centre in Market Street mounts regular art exhibitions. Across the road, The Fruitmarket Gallery offers world-class exhibitions of contemporary art, featuring work by British and international artists with both emerging and established international reputations.[187]
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The city hosts several of Scotland's galleries and organisations dedicated to contemporary visual art. Significant strands of this infrastructure include: Creative Scotland, Edinburgh College of Art, Talbot Rice Gallery (University of Edinburgh), Collective (based at the City Observatory) and the Edinburgh Annuale.
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There are also many small private shops/galleries that provide space to showcase works from local artists.[188]
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The locale around Princes Street is the main shopping area in the city centre, with souvenir shops, chain stores such as Boots the Chemist, Edinburgh Woollen Mill, H&M and Jenners.[189] George Street, north of Princes Street, is the preferred location for some upmarket shops and independent stores.[189] At the east end of Princes Street , the St. James Centre is currently being redeveloped [190] while next to the Balmoral Hotel and Waverley Station is the Waverley Mall. Multrees Walk, adjacent to the St. James Centre, is a recent addition to the central shopping district, dominated by the presence of Harvey Nichols. Shops here include Louis Vuitton, Mulberry and Calvin Klein.[189]
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Edinburgh also has substantial retail parks outside the city centre. These include The Gyle Shopping Centre and Hermiston Gait in the west of the city, Cameron Toll Shopping Centre, Straiton Retail Park (actually just outside the city, in Midlothian) and Fort Kinnaird in the south and east, and Ocean Terminal in the north on the Leith waterfront.[191]
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Following local government reorganisation in 1996, The City of Edinburgh Council constitutes one of the 32 council areas of Scotland.[192] Like all other local authorities of Scotland, the council has powers over most matters of local administration such as housing, planning, local transport, parks, economic development and regeneration.[193] The council comprises 58 elected councillors, returned from 17 multi-member electoral wards in the city.[194] Following the 2007 City of Edinburgh Council election the incumbent Labour Party lost majority control of the council after 23 years to a Liberal Democrat/SNP coalition.[195] The 2012 City of Edinburgh Council election saw a Scottish Labour/SNP coalition. The 2017 City of Edinburgh Council election, saw a continuation of this administration, but with the SNP as the largest party.
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The city's coat of arms was registered by the Lord Lyon King of Arms in 1732.[196]
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Edinburgh, like all of Scotland, is represented in the Scottish Parliament. For electoral purposes, the city is divided into six constituencies which, along with 3 seats outside of the city, form part of the Lothian region.[197] Each constituency elects one Member of the Scottish Parliament (MSP) by the first past the post system of election, and the region elects seven additional MSPs to produce a result based on a form of proportional representation.[197]
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As of the 2016 election, the Scottish National Party have three MSPs: Ash Denham for Edinburgh Eastern, Ben Macpherson for Edinburgh Northern and Leith and Gordon MacDonald for Edinburgh Pentlands constituencies. Alex Cole-Hamilton of the Scottish Liberal Democrats represents Edinburgh Western, Daniel Johnson of the Scottish Labour Party represents Edinburgh Southern constituency, and former Leader of the Scottish Conservative Party, Ruth Davidson currently represents the Edinburgh Central constituency.
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Edinburgh is also represented in the House of Commons of the United Kingdom by five Members of Parliament. The city is divided into Edinburgh North and Leith, Edinburgh East, Edinburgh South, Edinburgh South West, and Edinburgh West,[198] each constituency electing one member by the first past the post system. Edinburgh is currently represented by three MPs affiliated with the Scottish National Party, one Liberal Democrat MP in Edinburgh West and one Labour MP in Edinburgh South.
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Edinburgh Airport is Scotland's busiest airport and the principal international gateway to the capital, handling over 14.7 million passengers, it was also the sixth-busiest airport in the United Kingdom by total passengers in 2019.[199][200] In anticipation of rising passenger numbers, the former operator of the airport BAA outlined a draft masterplan in 2011 to provide for the expansion of the airfield and the terminal building. In June 2012, Global Infrastructure Partners purchased the airport for £807 million.[201] The possibility of building a second runway to cope with an increased number of aircraft movements has also been mooted.[202]
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Travel in Edinburgh is undertaken predominantly by bus. Lothian Buses, the successor company to Edinburgh Corporation Transport Department, operate the majority of city bus services within the city and to surrounding suburbs, with the most routes running via Princes Street. Services further afield operate from the Edinburgh Bus Station off St Andrew Square and Waterloo Place and are operated mainly by Stagecoach East Scotland, Scottish Citylink, National Express Coaches and Borders Buses.
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Lothian Buses also operates all of the city's branded public tour buses, night bus service and airport bus link.[203] In 2019, Lothian Buses recorded 124.2 million passenger journeys.[204]
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Edinburgh Waverley is the second-busiest railway station in Scotland, with only Glasgow Central handling more passengers. On the evidence of passenger entries and exits between April 2015 and March 2016, Edinburgh Waverley is the fifth-busiest station outside London; it is also the UK's second biggest station in terms of the number of platforms and area size.[205] Waverley is the terminus for most trains arriving from London King's Cross and the departure point for many rail services within Scotland operated by Abellio ScotRail.
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To the west of the city centre lies Haymarket Station which is an important commuter stop. Opened in 2003, Edinburgh Park station serves the Gyle business park in the west of the city and the nearby Gogarburn headquarters of the Royal Bank of Scotland. The Edinburgh Crossrail route connects Edinburgh Park with Haymarket, Edinburgh Waverley and the suburban stations of Brunstane and Newcraighall in the east of the city.[206] There are also commuter lines to South Gyle and Dalmeny, the latter serving South Queensferry by the Forth Bridges, and to Wester Hailes and Curriehill in the south-west of the city.
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To tackle traffic congestion, Edinburgh is now served by six park and ride sites on the periphery of the city at Sheriffhall (in Midlothian), Ingliston, Riccarton, Inverkeithing (in Fife), Newcraighall and Straiton (in Midlothian). A referendum of Edinburgh residents in February 2005 rejected a proposal to introduce congestion charging in the city.
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[207]
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Edinburgh Trams became operational on 31 May 2014. The city had been without a tram system since Edinburgh Corporation Tramways ceased on 16 November 1956.[208] Following parliamentary approval in 2007, construction began in early 2008. The first stage of the project was expected to be completed by July 2011[209] but, following delays caused by extra utility work and a long-running contractual dispute between the Council and the main contractor, Bilfinger SE, the project was rescheduled.[210][211][212] The cost of the project rose from the original projection of £545 million to £750 million in mid-2011[213] and some suggest it could eventually exceed £1 billion.[214] The completed line is 8.7 miles (14.0 km) in length, running from Edinburgh Airport, west of the city, to its current terminus at York Place in the city centre's East End. It was originally planned to continue down Leith Walk to Ocean Terminal and terminate at Newhaven.
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Should the original plan be taken to completion, trams will also run from Haymarket through Ravelston and Craigleith to Granton Square on the Waterfront Edinburgh.[215] Long-term proposals envisage a line running west from the airport to Ratho and Newbridge and another connecting Granton Square to Newhaven via Lower Granton Road, thus completing the Line 1 (North Edinburgh) loop.[216] A further line serving the south of the city has also been suggested.
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Lothian Buses and Edinburgh Trams are both owned and operated by Transport for Edinburgh.
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There are three universities in Edinburgh, the University of Edinburgh, Heriot-Watt University and Edinburgh Napier University.
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Established by royal charter in 1583, the University of Edinburgh is one of Scotland's ancient universities and is the fourth oldest in the country after St Andrews, Glasgow and Aberdeen.[217] Originally centred on Old College the university expanded to premises on The Mound, the Royal Mile and George Square.[217] Today, the King's Buildings in the south of the city contain most of the schools within the College of Science and Engineering. In 2002, the medical school moved to purpose built accommodation adjacent to the new Royal Infirmary of Edinburgh at Little France. The University is placed 20th in the QS World University Rankings for 2020.[17]
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Heriot-Watt University is based at the Riccarton campus in the west of Edinburgh. Originally established in 1821 as the world's first mechanics' institute it was granted university status by royal charter in 1966. It has other campuses in the Scottish Borders, Orkney, United Arab Emirates and Putrajaya in Malaysia. It takes the name Heriot-Watt from Scottish inventor James Watt and Scottish philanthropist and goldsmith George Heriot. Heriot-Watt University has been named International University of the Year by The Times and Sunday Times Good University Guide 2018. In the latest Research Excellence Framework, it was ranked overall in the Top 25% of UK universities and 1st in Scotland for research impact.
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Edinburgh Napier University was originally founded as the Napier College which was renamed Napier Polytechnic in 1986 and gained university status in 1992.[218] Edinburgh Napier University has campuses in the south and west of the city, including the former Merchiston Tower and Craiglockhart Hydropathic.[218] It is home to the Screen Academy Scotland.
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Queen Margaret University was located in Edinburgh before it moved to a new campus just outside the city boundaries on the edge of Musselburgh in 2008.[219] Until 2012 further education colleges in the city included Jewel and Esk College (incorporating Leith Nautical College founded in 1903), Telford College, opened in 1968, and Stevenson College, opened in 1970. These have now been amalgamated to form Edinburgh College. Scotland's Rural College also has a campus in south Edinburgh. Other institutions include the Royal College of Surgeons of Edinburgh and the Royal College of Physicians of Edinburgh which were established by royal charter in 1506 and 1681 respectively. The Trustees Drawing Academy of Edinburgh, founded in 1760, became the Edinburgh College of Art in 1907.[220]
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There are 18 nursery, 94 primary and 23 secondary schools administered by the City of Edinburgh Council.[221]
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Edinburgh is home to The Royal High School, one of the oldest schools in the country and the world. The city also has several independent, fee-paying schools including Edinburgh Academy, Fettes College, George Heriot's School, George Watson's College, Merchiston Castle School, Stewart's Melville College and The Mary Erskine School. In 2009, the proportion of pupils attending independent schools was 24.2%, far above the Scottish national average of just over 7% and higher than in any other region of Scotland.[222] In August 2013, the City of Edinburgh Council opened the city's first stand-alone Gaelic primary school, Bun-sgoil Taobh na Pàirce.[223]
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The main NHS Lothian hospitals serving the Edinburgh area are the Royal Infirmary of Edinburgh, which includes the University of Edinburgh Medical School, and the Western General Hospital,[224] which has a large cancer treatment centre and nurse-led Minor Injuries Clinic.[225] The Royal Edinburgh Hospital in Morningside specialises in mental health. The Royal Hospital for Sick Children, colloquially referred to as 'the Sick Kids', is a specialist paediatrics hospital.
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There are two private hospitals: Murrayfield Hospital in the west of the city and Shawfair Hospital in the south. Both are owned by Spire Healthcare.[224]
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Edinburgh has three football clubs that play in the Scottish Professional Football League (SPFL): Heart of Midlothian, founded in 1874, Hibernian, founded in 1875 and Edinburgh City, founded in 1966.
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Heart of Midlothian and Hibernian are known locally as "Hearts" and "Hibs" respectively, both play in the Scottish Premiership.[226] They are the oldest city rivals in Scotland and the Edinburgh derby is one of the oldest derby matches in world football. Both clubs have won the Scottish league championship four times. Hearts have won the Scottish Cup eight times and the Scottish League Cup four times. Hibs have won the Scottish Cup and the Scottish League Cup three times each. Edinburgh City were promoted to Scottish League Two in the 2015–16 season, becoming the first club to win promotion to the SPFL via the pyramid system playoffs.
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Edinburgh was also home to four other former Scottish Football League clubs: the original Edinburgh City (founded in 1928), Leith Athletic, Meadowbank Thistle and St Bernard's. Meadowbank Thistle played at Meadowbank Stadium until 1995, when the club moved to Livingston and became Livingston F.C. The Scottish national team has very occasionally played at Easter Road and Tynecastle, although its normal home stadium is Hampden Park in Glasgow. St Bernard's' New Logie Green was used to host the 1896 Scottish Cup Final, the only time the match has been played outside Glasgow.[227]
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The city also plays host to Lowland Football League clubs Civil Service Strollers, Edinburgh University and Spartans, as well as East of Scotland League clubs Craigroyston, Edinburgh United, Heriot-Watt University, Leith Athletic, Lothian Thistle Hutchison Vale, and Tynecastle.
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In women's football, Hearts, Hibs and Spartans play in the SWPL 1.[228] Hutchison Vale play in the SWPL 2.[229]
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The Scotland national rugby union team and the professional Edinburgh Rugby team play at Murrayfield Stadium, which is owned by the Scottish Rugby Union and also used for other events, including music concerts. It is the largest capacity stadium in Scotland, seating 67,144 spectators.[230] Edinburgh is also home to Scottish Premiership teams Boroughmuir RFC, Currie RFC, the Edinburgh Academicals, Heriot's Rugby Club and Watsonians RFC.[231]
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Rugby league is represented by the Edinburgh Eagles who play in the Rugby League Conference Scotland Division. Murrayfield Stadium has hosted the Magic Weekend where all Super League matches are played in the stadium over one weekend.
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Tynecastle Park
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Easter Road Stadium
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Murrayfield Stadium
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Meadowbank Stadium
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Edinburgh Marathon
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Murrayfield Ice Rink
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The Scottish cricket team, which represents Scotland internationally, play their home matches at the Grange cricket club.[232]
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The Murrayfield Racers are the latest of a succession of ice hockey clubs in the Scottish capital. Previously Edinburgh was represented by the Edinburgh Capitals (who folded in 2018), the original Murrayfield Racers (who folded in 1996) and the Edinburgh Racers. The club play their home games at the Murrayfield Ice Rink and have competed in the eleven-team professional Scottish National League (SNL) since the 2018–19 season.[233]
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Next door to Murrayfield Ice Rink is a 7-sheeter dedicated curling facility where curling is played from October to March each season.
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Caledonia Pride are the only women's professional basketball team in Scotland. Established in 2016, the team compete in the UK wide Women's British Basketball League and play their home matches at the Oriam National Performance Centre. Edinburgh also has several men's basketball teams within the Scottish National League. Boroughmuir Blaze, City of Edinburgh Kings, Edinburgh Lions and Edinburgh University all compete in Division 1 of the National League, and Pleasance B.C. compete in Division 2. Boroughmuir won the league in 2016, and won the playoffs in the same year, beating the University in the final.
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The Edinburgh Diamond Devils is a baseball club which won its first Scottish Championship in 1991 as the "Reivers." 1992 saw the team repeat the achievement, becoming the first team to do so in league history. The same year saw the start of their first youth team, the Blue Jays. The club adopted its present name in 1999.[234]
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Edinburgh has also hosted national and international sports events including the World Student Games, the 1970 British Commonwealth Games,[235] the 1986 Commonwealth Games[235] and the inaugural 2000 Commonwealth Youth Games.[236] For the 1970 Games the city built Olympic standard venues and facilities including Meadowbank Stadium and the Royal Commonwealth Pool. The Pool underwent refurbishment in 2012 and hosted the Diving competition in the 2014 Commonwealth Games which were held in Glasgow.[237]
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In American football, the Scottish Claymores played WLAF/NFL Europe games at Murrayfield, including their World Bowl 96 victory. From 1995 to 1997 they played all their games there, from 1998 to 2000 they split their home matches between Murrayfield and Glasgow's Hampden Park, then moved to Glasgow full-time, with one final Murrayfield appearance in 2002.[238] The city's most successful non-professional team are the Edinburgh Wolves who play at Meadowbank Stadium.[239]
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The Edinburgh Marathon has been held annually in the city since 2003 with more than 16,000 runners taking part on each occasion.[240] Its organisers have called it "the fastest marathon in the UK" due to the elevation drop of 40 metres (130 ft).[241] The city also organises a half-marathon, as well as 10 km (6.2 miles) and 5 km (3.1 mi) races, including a 5 km (3 miles) race on 1 January each year.
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Edinburgh has a speedway team, the Edinburgh Monarchs, which, since the loss of its stadium in the city, has raced at the Lothian Arena in Armadale, West Lothian. The Monarchs have won the Premier League championship five times in their history, in 2003[242] and again in 2008,[243] 2010, 2014 and 2015.
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Edinburgh has a long literary tradition, which became especially evident during the Scottish Enlightenment. This heritage and the city's lively literary life in the present led to it being declared the first UNESCO City of Literature in 2004.[244][245] Prominent authors who have lived in Edinburgh include the economist Adam Smith, born in Kirkcaldy and author of The Wealth of Nations,
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[246] James Boswell, biographer of Samuel Johnson; Sir Walter Scott, creator of the historical novel and author of works such as Rob Roy, Ivanhoe, and Heart of Midlothian; James Hogg, author of The Private Memoirs and Confessions of a Justified Sinner; Robert Louis Stevenson, creator of Treasure Island, Kidnapped, and The Strange Case of Dr Jekyll and Mr Hyde; Sir Arthur Conan Doyle, the creator of Sherlock Holmes; Muriel Spark, author of The Prime of Miss Jean Brodie; Irvine Welsh, author of Trainspotting, whose novels are mostly set in the city and often written in colloquial Scots;
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[247] Ian Rankin, author of the Inspector Rebus series of crime thrillers, Alexander McCall Smith, author of the No. 1 Ladies' Detective Agency series,[248] and J. K. Rowling, creator of Harry Potter, who began her first book in an Edinburgh coffee shop and who lives in the Cramond area of the city.[249]
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Scotland has a rich history of science and engineering, with Edinburgh producing a number of leading figures. John Napier, inventor of logarithms, was born in Merchiston Tower and lived and died in the city.[250] His house now forms part of the original campus of Napier University which was named in his honour. He lies buried under St. Cuthbert's Church. James Clerk Maxwell, founder of the modern theory of electromagnetism, was born at 14 India Street (now the home of the James Clerk Maxwell Foundation) and educated at the Edinburgh Academy and the University of Edinburgh,[246] as was the engineer and telephone pioneer Alexander Graham Bell.[246] James Braidwood, who organised Britain's first municipal fire brigade, was also born in the city and began his career there.
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Other names connected with the city include Max Born, physicist and Nobel laureate;[251] Charles Darwin, the biologist who propounded the theory of natural selection;[246] David Hume, philosopher, economist and historian;[246] James Hutton, regarded as the "Father of Geology";[246] Joseph Black, the chemist and one of the founders of thermodynamics;[246] pioneering medical researchers Joseph Lister and James Young Simpson;[246] chemist and discoverer of the element nitrogen Daniel Rutherford; Colin Maclaurin, mathematician and developer of the Maclaurin series,[252] and Ian Wilmut, the geneticist involved in the cloning of Dolly the sheep just outside Edinburgh.[246] The stuffed carcass of Dolly the sheep is now on display in the National Museum of Scotland.[253] The latest in a long line of science celebrities associated with the city is theoretical physicist and Nobel Prizewinner Professor Emeritus Peter Higgs, born in Newcastle but resident in Edinburgh for most of his academic career, after whom the Higgs boson particle has been named.[254]
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Edinburgh has been the birthplace of actors like Alastair Sim and Sir Sean Connery, known for being the first cinematic James Bond,[255] the comedian and actor Ronnie Corbett, best known as one of The Two Ronnies,[256] and the impressionist Rory Bremner. Famous artists from the city include the portrait painters Sir Henry Raeburn, Sir David Wilkie and Allan Ramsay.
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The city has produced or been home to some very successful musicians in recent decades, particularly Ian Anderson, front man of the band Jethro Tull, The Incredible String Band, the folk duo The Corries, Wattie Buchan, lead singer and founding member of punk band The Exploited, Shirley Manson, lead singer of the band Garbage, the Bay City Rollers, The Proclaimers, Boards of Canada and Idlewild.
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Edinburgh is the birthplace of former British Prime Minister Tony Blair who attended the city's Fettes College.[257]
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Notorious criminals from Edinburgh's past include Deacon Brodie, head of a trades guild and Edinburgh city councillor by day but a burglar by night, who is said to have been the inspiration for Robert Louis Stevenson's story, the Strange Case of Dr Jekyll and Mr Hyde,[258] and murderers Burke and Hare who delivered fresh corpses for dissection to the famous anatomist Robert Knox.[259]
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Another well-known Edinburgh resident was Greyfriars Bobby. The small Skye Terrier reputedly kept vigil over his dead master's grave in Greyfriars Kirkyard for 14 years in the 1860s and 1870s, giving rise to a story of canine devotion which plays a part in attracting visitors to the city.[260]
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The City of Edinburgh has entered into 14 international twinning arrangements since 1954.[261] Most of the arrangements are styled as 'Twin Cities' but the agreement with Kraków is designated as a 'Partner City',[261] and the agreement with Kyoto Prefecture is officially styled as a 'Friendship Link', reflecting its status as the only region to be twinned with Edinburgh.[261]
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For a list of consulates in Edinburgh, see List of diplomatic missions in Scotland.
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1 |
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518,500 – Council Area[2]
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Edinburgh (/ˈɛdɪnbərə/ (listen);[8][9][10] Scots: Edinburgh; Scottish Gaelic: Dùn Èideann [ˈt̪uːn ˈeːtʲən̪ˠ]) is the capital of Scotland and one of its 32 council areas. Historically part of the county of Midlothian (interchangeably Edinburghshire before 1921),[11] it is located in Lothian on the Firth of Forth's southern shore.
|
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Recognised as the capital of Scotland since at least the 15th century, Edinburgh is the seat of the Scottish Government, the Scottish Parliament and the supreme courts of Scotland. The city's Palace of Holyroodhouse is the official residence of the monarch in Scotland. The city has long been a centre of education, particularly in the fields of medicine, Scots law, literature, philosophy, the sciences and engineering. It is the second largest financial centre in the United Kingdom (after London)[12] and the city's historical and cultural attractions have made it the United Kingdom's second most visited tourist destination attracting 4.9 million visits including 2.4 million from overseas in 2018.[13]
|
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Edinburgh is Scotland's second most populous city and the seventh most populous in the United Kingdom. The official population estimates are 488,050 (2016) for the Locality of Edinburgh (Edinburgh pre 1975 regionalisation plus Currie and Balerno),[1] 518,500 (2018) for the City of Edinburgh,[2] and 1,339,380 (2014) for the city region.[14][15] Edinburgh lies at the heart of the Edinburgh and South East Scotland city region comprising East Lothian, Edinburgh, Fife, Midlothian, Scottish Borders and West Lothian.[16]
|
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The city is the annual venue of the General Assembly of the Church of Scotland. It is home to national institutions such as the National Museum of Scotland, the National Library of Scotland and the Scottish National Gallery. The University of Edinburgh, founded in 1582 and now one of three in the city, is placed 20th in the QS World University Rankings for 2020.[17] The city is also known for the Edinburgh International Festival and the Fringe, the latter being the world's largest annual international arts festival. Historic sites in Edinburgh include Edinburgh Castle, the Palace of Holyroodhouse, the churches of St. Giles, Greyfriars and the Canongate, and the extensive Georgian New Town built in the 18th/19th centuries. Edinburgh's Old Town and New Town together are listed as a UNESCO World Heritage site,[18] which has been managed by Edinburgh World Heritage since 1999.
|
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"Edin", the root of the city's name, derives from Eidyn, the name for this region in Cumbric, the Brittonic Celtic language formerly spoken there. The name's meaning is unknown.[19] The district of Eidyn centred on the stronghold Din Eidyn, the dun or hillfort of Eidyn.[19] This stronghold is believed to have been located at Castle Rock, now the site of Edinburgh Castle. Eidyn was conquered by the Angles of Bernicia in the 7th century and later by the Scots in the 10th century.[20] As the language shifted to Old English, and subsequently to Scots, the Brittonic din in Din Eidyn was replaced by burh, producing Edinburgh. Similarly, din became dùn in Scottish Gaelic, producing Dùn Èideann.[19][21]
|
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The city is affectionately nicknamed Auld Reekie,[22][23] Scots for Old Smoky, for the views from the country of the smoke-covered Old Town.
|
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+
A remark on a poem in an 1800 collection of the poems of Allan Ramsay said, "Auld Reeky. A name the country people give Edinburgh from the cloud of smoke or reek that is always impending over it."[24]
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|
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Thomas Carlyle said, "Smoke cloud hangs over old Edinburgh,—for, ever since Aeneas Silvius's time and earlier, the people have the art, very strange to Aeneas, of burning a certain sort of black stones, and Edinburgh with its chimneys is called 'Auld Reekie' by the country people."[25]
|
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|
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A character in Walter Scott's The Abbot says "... yonder stands Auld Reekie—you may see the smoke hover over her at twenty miles' distance."[26]
|
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|
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Robert Chambers who said that the sobriquet could not be traced before the reign of Charles II attributed the name to a Fife laird, Durham of Largo, who regulated the bedtime of his children by the smoke rising above Edinburgh from the fires of the tenements. "It's time now bairns, to tak' the beuks, and gang to our beds, for yonder's Auld Reekie, I see, putting on her nicht -cap!"[27]
|
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+
Some have called Edinburgh the Athens of the North for a variety of reasons. The earliest comparison between the two cities showed that they had a similar topography, with the Castle Rock of Edinburgh performing a similar role to the Athenian Acropolis. Both of them had flatter, fertile agricultural land sloping down to a port several miles away (respectively Leith and Piraeus). Although this arrangement is common in Southern Europe, it is rare in Northern Europe. The 18th-century intellectual life, referred to as the Scottish Enlightenment, was a key influence in gaining the name. Such luminaries as David Hume and Adam Smith shone during this period. Having lost most of its political importance after the Union, some hoped that Edinburgh could gain a similar influence on London as Athens had on Rome. Also a contributing factor was the later neoclassical architecture, particularly that of William Henry Playfair, and the National Monument. Tom Stoppard's character Archie, of Jumpers, said, perhaps playing on Reykjavík meaning "smoky bay", that the "Reykjavík of the South" would be more appropriate.[28]
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The city has also been known by several Latin names such as Edinburgum while the adjectival forms Edinburgensis and Edinensis are used in educational and scientific contexts.[29][30]
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Edina is a late 18th century poetical form used by the Scots poets Robert Fergusson and Robert Burns. "Embra" or "Embro" are colloquialisms from the same time,[31] as in Robert Garioch's Embro to the Ploy.[32]
|
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Ben Jonson described it as "Britaine's other eye",[33] and Sir Walter Scott referred to it as "yon Empress of the North".[34] Robert Louis Stevenson, also a son of the city, wrote that Edinburgh "is what Paris ought to be."[35]
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The earliest known human habitation in the Edinburgh area was at Cramond, where evidence was found of a Mesolithic camp site dated to c. 8500 BC.[36] Traces of later Bronze Age and Iron Age settlements have been found on Castle Rock, Arthur's Seat, Craiglockhart Hill and the Pentland Hills.[37]
|
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When the Romans arrived in Lothian at the end of the 1st century AD, they found a Brittonic Celtic tribe whose name they recorded as the Votadini.[38] The Votadini transitioned into the Gododdin kingdom in the Early Middle Ages, with Eidyn serving as one of the kingdom's districts. During this period, the Castle Rock site, thought to have been the stronghold of Din Eidyn, emerged as the kingdom's major centre.[39] The medieval poem Y Gododdin describes a war band from across the Brittonic world who gathered in Eidyn before a fateful raid; this may describe a historical event around AD 600.[40][41][42]
|
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In 638, the Gododdin stronghold was besieged by forces loyal to King Oswald of Northumbria, and around this time control of Lothian passed to the Angles. Their influence continued for the next three centuries until around 950, when, during the reign of Indulf, son of Constantine II, the "burh" (fortress), named in the 10th-century Pictish Chronicle as oppidum Eden,[43] was abandoned to the Scots. It thenceforth remained under their jurisdiction.[44]
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The royal burgh was founded by King David I in the early 12th century on land belonging to the Crown, though the date of its charter is unknown.[45] The first documentary evidence of the medieval burgh is a royal charter, c. 1124–1127, by King David I granting a toft in burgo meo de Edenesburg to the Priory of Dunfermline.[46] By the middle of the 14th century, the French chronicler Jean Froissart was describing it as the capital of Scotland (c. 1365), and James III (1451–88) referred to it in the 15th century as "the principal burgh of our kingdom".[47] Despite the destruction caused by an English assault in 1544, the town slowly recovered,[48] and was at the centre of events in the 16th-century Scottish Reformation[49] and 17th-century Wars of the Covenant.[50]
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In 1603, King James VI of Scotland succeeded to the English throne, uniting the crowns of Scotland and England in a personal union known as the Union of the Crowns, though Scotland remained, in all other respects, a separate kingdom.[51] In 1638, King Charles I's attempt to introduce Anglican church forms in Scotland encountered stiff Presbyterian opposition culminating in the conflicts of the Wars of the Three Kingdoms.[52] Subsequent Scottish support for Charles Stuart's restoration to the throne of England resulted in Edinburgh's occupation by Oliver Cromwell's Commonwealth of England forces – the New Model Army – in 1650.[53]
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In the 17th century, Edinburgh's boundaries were still defined by the city's defensive town walls. As a result, the city's growing population was accommodated by increasing the height of the houses. Buildings of 11 storeys or more were common,[54] and have been described as forerunners of the modern-day skyscraper.[55][56] Most of these old structures were replaced by the predominantly Victorian buildings seen in today's Old Town.
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Following the Treaty of Union in 1706, the Parliaments of England and Scotland passed Acts of Union in 1706 and 1707 respectively, uniting the two kingdoms in the Kingdom of Great Britain effective from 1 May 1707.[57] As a consequence, the Parliament of Scotland merged with the Parliament of England to form the Parliament of Great Britain, which sat at Westminster in London. The Union was opposed by many Scots, resulting in riots in the city.[58]
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By the first half of the 18th century, Edinburgh was described as one of Europe's most densely populated, overcrowded and unsanitary towns.[59][60] Visitors were struck by the fact that the various social classes shared the same urban space, even inhabiting the same tenement buildings; although here a form of social segregation did prevail, whereby shopkeepers and tradesmen tended to occupy the cheaper-to-rent cellars and garrets, while the more well-to-do professional classes occupied the more expensive middle storeys.[61]
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During the Jacobite rising of 1745, Edinburgh was briefly occupied by the Jacobite "Highland Army" before its march into England.[62] After its eventual defeat at Culloden, there followed a period of reprisals and pacification, largely directed at the rebellious clans.[63] In Edinburgh, the Town Council, keen to emulate London by initiating city improvements and expansion to the north of the castle,[64] reaffirmed its belief in the Union and loyalty to the Hanoverian monarch George III by its choice of names for the streets of the New Town: for example, Rose Street and Thistle Street; and for the royal family, George Street, Queen Street, Hanover Street, Frederick Street and Princes Street (in honour of George's two sons).[65]
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In the second half of the century, the city was at the heart of the Scottish Enlightenment,[66] when thinkers like David Hume, Adam Smith, James Hutton and Joseph Black were familiar figures in its streets. Edinburgh became a major intellectual centre, earning it the nickname "Athens of the North" because of its many neo-classical buildings and reputation for learning, recalling ancient Athens.[67] In the 18th-century novel The Expedition of Humphry Clinker by Tobias Smollett one character describes Edinburgh as a "hotbed of genius".[68] Edinburgh was also a major centre for the Scottish book trade. The highly successful London bookseller Andrew Millar was apprenticed there to James McEuen.[69]
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From the 1770s onwards, the professional and business classes gradually deserted the Old Town in favour of the more elegant "one-family" residences of the New Town, a migration that changed the city's social character. According to the foremost historian of this development, "Unity of social feeling was one of the most valuable heritages of old Edinburgh, and its disappearance was widely and properly lamented."[70]
|
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Although Edinburgh's traditional industries of printing, brewing and distilling continued to grow in the 19th century, and were joined by new rubber works and engineering works, there was little industrialisation compared with other cities in Britain. By 1821, Edinburgh had been overtaken by Glasgow as Scotland's largest city.[71] The city centre between Princes Street and George Street became a major commercial and shopping district, a development partly stimulated by the arrival of railways in the 1840s. The Old Town became an increasingly dilapidated, overcrowded slum with high mortality rates.[72] Improvements carried out under Lord Provost William Chambers in the 1860s began the transformation of the area into the predominantly Victorian Old Town seen today.[73] More improvements followed in the early 20th century as a result of the work of Patrick Geddes,[74] but relative economic stagnation during the two world wars and beyond saw the Old Town deteriorate further before major slum clearance in the 1960s and 1970s began to reverse the process. University building developments which transformed the George Square and Potterrow areas proved highly controversial.[75]
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Since the 1990s a new "financial district", including the Edinburgh International Conference Centre, has grown mainly on demolished railway property to the west of the castle, stretching into Fountainbridge, a run-down 19th-century industrial suburb which has undergone radical change since the 1980s with the demise of industrial and brewery premises. This ongoing development has enabled Edinburgh to maintain its place as the United Kingdom's second largest financial and administrative centre after London.[76][77] Financial services now account for a third of all commercial office space in the city.[78] The development of Edinburgh Park, a new business and technology park covering 38 acres (15 ha), 4 mi (6 km) west of the city centre, has also contributed to the District Council's strategy for the city's major economic regeneration.[78]
|
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In 1998, the Scotland Act, which came into force the following year, established a devolved Scottish Parliament and Scottish Executive (renamed the Scottish Government since September 2007[79]). Both based in Edinburgh, they are responsible for governing Scotland while reserved matters such as defence, taxation and foreign affairs remain the responsibility of the Parliament of the United Kingdom in London.[80]
|
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Situated in Scotland's Central Belt, Edinburgh lies on the Firth of Forth's southern shore. The city centre is 2 1⁄2 miles (4.0 km) southwest of the shoreline of Leith and 26 miles (42 km) inland, as the crow flies, from the east coast of Scotland and the North Sea at Dunbar.[81] While the early burgh grew up near the prominent Castle Rock, the modern city is often said to be built on seven hills, namely Calton Hill, Corstorphine Hill, Craiglockhart Hill, Braid Hill, Blackford Hill, Arthur's Seat and the Castle Rock,[82] giving rise to allusions to the seven hills of Rome.[83]
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Occupying a narrow gap between the Firth of Forth to the north and the Pentland Hills and their outrunners to the south, the city sprawls over a landscape which is the product of early volcanic activity and later periods of intensive glaciation.
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[84]:64–65 Igneous activity between 350 and 400 million years ago, coupled with faulting, led to the creation of tough basalt volcanic plugs, which predominate over much of the area.[84]:64–65 One such example is the Castle Rock which forced the advancing ice sheet to divide, sheltering the softer rock and forming a 1-mile-long (1.6 km) tail of material to the east, thus creating a distinctive crag and tail formation.[84]:64–65 Glacial erosion on the north side of the crag gouged a deep valley later filled by the now drained Nor Loch. These features, along with another hollow on the rock's south side, formed an ideal natural strongpoint upon which Edinburgh Castle was built.[84]:64–65 Similarly, Arthur's Seat is the remains of a volcano dating from the Carboniferous period, which was eroded by a glacier moving west to east during the ice age.[84]:64–65 Erosive action such as plucking and abrasion exposed the rocky crags to the west before leaving a tail of deposited glacial material swept to the east.[85] This process formed the distinctive Salisbury Crags, a series of teschenite cliffs between Arthur's Seat and the location of the early burgh.[86] The residential areas of Marchmont and Bruntsfield are built along a series of drumlin ridges south of the city centre, which were deposited as the glacier receded.[84]:64–65
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Other prominent landforms such as Calton Hill and Corstorphine Hill are also products of glacial erosion.[84]:64–65 The Braid Hills and Blackford Hill are a series of small summits to the south of the city centre that command expansive views looking northwards over the urban area to the Firth of Forth.[84]:64–65
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Edinburgh is drained by the river named the Water of Leith, which rises at the Colzium Springs in the Pentland Hills and runs for 29 kilometres (18 mi) through the south and west of the city, emptying into the Firth of Forth at Leith.[87] The nearest the river gets to the city centre is at Dean Village on the north-western edge of the New Town, where a deep gorge is spanned by Thomas Telford's Dean Bridge, built in 1832 for the road to Queensferry. The Water of Leith Walkway is a mixed-use trail that follows the course of the river for 19.6 kilometres (12.2 mi) from Balerno to Leith.[88]
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Excepting the shoreline of the Firth of Forth, Edinburgh is encircled by a green belt, designated in 1957, which stretches from Dalmeny in the west to Prestongrange in the east.[89] With an average width of 3.2 kilometres (2 mi) the principal objectives of the green belt were to contain the outward expansion of the city and to prevent the agglomeration of urban areas.[89] Expansion affecting the green belt is strictly controlled but developments such as Edinburgh Airport and the Royal Highland Showground at Ingliston lie within the zone.[89] Similarly, suburbs such as Juniper Green and Balerno are situated on green belt land.[89] One feature of the Edinburgh green belt is the inclusion of parcels of land within the city which are designated green belt, even though they do not connect with the peripheral ring. Examples of these independent wedges of green belt include Holyrood Park and Corstorphine Hill.[89]
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Edinburgh includes former towns and villages that retain much of their original character as settlements in existence before they were absorbed into the expanding city of the nineteenth and twentieth centuries.[90] Many areas, such as Dalry, contain residences that are multi-occupancy buildings known as tenements, although the more southern and western parts of the city have traditionally been less built-up with a greater number of detached and semi-detached villas[91].
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The historic centre of Edinburgh is divided in two by the broad green swathe of Princes Street Gardens. To the south, the view is dominated by Edinburgh Castle, built high on Castle Rock, and the long sweep of the Old Town descending towards Holyrood Palace. To the north lie Princes Street and the New Town.
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The West End includes the financial district, with insurance and banking offices as well as the Edinburgh International Conference Centre.
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Edinburgh's Old and New Towns were listed as a UNESCO World Heritage Site in 1995 in recognition of the unique character of the Old Town with its medieval street layout and the planned Georgian New Town, including the adjoining Dean Village and Calton Hill areas. There are over 4,500 listed buildings within the city,[18] a higher proportion relative to area than any other city in the United Kingdom.
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The Royal Mile runs downhill and terminates at Holyrood Palace. Minor streets (called closes or wynds) lie on either side of the main spine forming a herringbone pattern.[92] The street has several fine public buildings such as St Giles' Cathedral, the City Chambers and the Law Courts. Other places of historical interest nearby are Greyfriars Kirkyard and the Grassmarket. The street layout is typical of the old quarters of many northern European cities.
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The castle is perched on top of a rocky crag (the remnant of an extinct volcano) and the Royal Mile runs down the crest of a ridge from it. Due to space restrictions imposed by the narrowness of this landform, the Old Town became home to some of the earliest "high rise" residential buildings. Multi-storey dwellings known as lands were the norm from the 16th century onwards with ten and eleven storeys being typical and one even reaching fourteen or fifteen storeys.[93] Numerous vaults below street level were inhabited to accommodate the influx of incomers, particularly Irish immigrants, during the Industrial Revolution.
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The New Town was an 18th-century solution to the problem of an increasingly crowded city which had been confined to the ridge sloping down from the castle. In 1766 a competition to design a "New Town" was won by James Craig, a 27-year-old architect.[94] The plan was a rigid, ordered grid, which fitted in well with Enlightenment ideas of rationality. The principal street was to be George Street, running along the natural ridge to the north of what became known as the "Old Town". To either side of it are two other main streets: Princes Street and Queen Street. Princes Street has become Edinburgh's main shopping street and now has few of its Georgian buildings in their original state. The three main streets are connected by a series of streets running perpendicular to them. The east and west ends of George Street are terminated by St Andrew Square and Charlotte Square respectively. The latter, designed by Robert Adam, influenced the architectural style of the New Town into the early 19th century.[95] Bute House, the official residence of the First Minister of Scotland, is on the north side of Charlotte Square.[96]
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The hollow between the Old and New Towns was formerly the Nor Loch, which was created for the town's defence but came to be used by the inhabitants for dumping their sewage. It was drained by the 1820s as part of the city's northward expansion. Craig's original plan included an ornamental canal on the site of the loch,[65] but this idea was abandoned.[97] Soil excavated while laying the foundations of buildings in the New Town was dumped on the site of the loch to create the slope connecting the Old and New Towns known as The Mound.
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In the middle of the 19th century the National Gallery of Scotland and Royal Scottish Academy Building were built on The Mound, and tunnels for the railway line between Haymarket and Waverley stations were driven through it.
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The Southside is a residential part of the city, which includes the districts of St Leonards, Marchmont, Morningside, Newington, Sciennes, the Grange and Blackford. The Southside is broadly analogous to the area covered formerly by the Burgh Muir, and was developed as a residential area after the opening of the South Bridge in the 1780s. The Southside is particularly popular with families (many state and private schools are here), young professionals and students (the central University of Edinburgh campus is based around George Square just north of Marchmont and the Meadows), and Napier University (with major campuses around Merchiston and Morningside). The area is also well provided with hotel and "bed and breakfast" accommodation for visiting festival-goers. These districts often feature in works of fiction. For example, Church Hill in Morningside, was the home of Muriel Spark's Miss Jean Brodie,[98] and Ian Rankin's Inspector Rebus lives in Marchmont and works in St Leonards.[99]
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Leith was historically the port of Edinburgh, an arrangement of unknown date that was confirmed by the royal charter Robert the Bruce granted to the city in 1329.[100] The port developed a separate identity from Edinburgh, which to some extent it still retains, and it was a matter of great resentment when the two burghs merged in 1920 into the City of Edinburgh.[101] Even today the parliamentary seat is known as "Edinburgh North and Leith". The loss of traditional industries and commerce (the last shipyard closed in 1983) resulted in economic decline.[102] The Edinburgh Waterfront development has transformed old dockland areas from Leith to Granton into residential areas with shopping and leisure facilities and helped rejuvenate the area. With the redevelopment, Edinburgh has gained the business of cruise liner companies which now provide cruises to Norway, Sweden, Denmark, Germany, and the Netherlands.
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The coastal suburb of Portobello is characterised by Georgian villas, Victorian tenements, a beach and promenade and cafés, bars, restaurants and independent shops. There are rowing and sailing clubs and a restored Victorian swimming pool, including Turkish baths.
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The urban area of Edinburgh is almost entirely within the City of Edinburgh Council boundary, merging with Musselburgh in East Lothian. Towns within easy reach of the city boundary include Haddington, Tranent, Prestonpans, Dalkeith, Bonnyrigg, Loanhead, Penicuik, Broxburn, Livingston and Dunfermline. Edinburgh lies at the heart of the Edinburgh & South East Scotland City region with a population in 2014 of 1,339,380.[14][15]
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Like most of Scotland, Edinburgh has a temperate, maritime climate which, despite its northerly latitude, is milder than places which lie at similar latitudes such as Moscow and Labrador.[103] The city's proximity to the sea mitigates any large variations in temperature or extremes of climate. Winter daytime temperatures rarely fall below freezing while summer temperatures are moderate, rarely exceeding 22 °C (72 °F).[103] The highest temperature recorded in the city was 31.6 °C (88.9 °F) on 25 July 2019[103] at Gogarbank, beating the previous record of 31 °C (88 °F) on 4 August 1975 at Edinburgh Airport.[104] The lowest temperature recorded in recent years was −14.6 °C (5.7 °F) during December 2010 at Gogarbank.[105]
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Given Edinburgh's position between the coast and hills, it is renowned as "the windy city", with the prevailing wind direction coming from the south-west, which is often associated with warm, unstable air from the North Atlantic Current that can give rise to rainfall – although considerably less than cities to the west, such as Glasgow.[103] Rainfall is distributed fairly evenly throughout the year.[103] Winds from an easterly direction are usually drier but considerably colder, and may be accompanied by haar, a persistent coastal fog. Vigorous Atlantic depressions, known as European windstorms, can affect the city between October and May.[103]
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Located slightly north of the city centre, the weather station at the Royal Botanic Garden Edinburgh (RBGE) has been an official weather station for the Met Office since 1956.
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The Met Office operates its own weather station at Gogarbank on the city's western outskirts, near Edinburgh Airport.[106] This slightly inland station has a slightly wider temperature span between seasons, is cloudier and somewhat wetter, but differences are minor.
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Temperature and rainfall records have been kept at the Royal Observatory since 1764. In that time, the warmest month on record was July 1779, with an average temperature of 18.4 °C (65.1 °F), whereas the coldest was January 1814, with a mean temperature of −3.1 °C (26.4 °F). The warmest years on record are 1779 and 1846, both with mean temperatures of 9.8 °C (49.6 °F). The coldest year on record is 1879, with a mean temperature of 6.6 °C (43.9 °F).[107] The wettest month on record was August 1948, with 238.8 millimetres (9.40 in). The driest was February 1934, with 2.3 millimetres (0.091 in). The wettest year on record was 1916, with 992.9 millimetres (39.09 in). The driest year on record was 1826, with 388.0 millimetres (15.28 in) of rainfall.[108]
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The most recent official population estimates are 512,150 (2016) for the Edinburgh settlement (includes Musselburgh)[113] and 518,500 (2018) for the local authority area.[2]
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Edinburgh has a high proportion of young adults, with 19.5% of the population in their 20s (exceeded only by Aberdeen) and 15.2% in their 30s which is the highest in Scotland. The proportion of Edinburgh's population born in the UK fell from 92% to 84% between 2001 and 2011, while the proportion of White Scottish-born fell from 78% to 70%. Of those Edinburgh residents born in the UK, 335,000 or 83% were born in Scotland, with 58,000 or 14% being born in England.[114]
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100.00%
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†† Previously ‘Mixed’
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Some 13,000 people or 2.7% of the city's population are of Polish descent. 39,500 people or 8.2% of Edinburgh's population class themselves as Non-White which is an increase from 4% in 2001. Of the Non-White population, the largest group by far are Asian, totalling 26,264 people. Within the Asian population, people of Chinese descent are now the largest sub-group, with 8,076 people, amounting to about 1.7% of the city's total population. The city's population of Indian descent amounts to 6,470 (1.4% of the total population), while there are some 5,858 of Pakistani descent (1.2% of the total population). Although they account for only 1,277 people or 0.3% of the city's population, Edinburgh has the highest number and proportion of people of Bangladeshi descent in Scotland. Over 7,000 people were born in African countries (1.6% of the total population) and nearly 7,000 in the Americas. With the notable exception of Inner London, Edinburgh has a higher number of people born in the United States (over 3,700) than any other city in the UK.[114]
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The proportion of people born outside the UK was 15.9% compared with 8% in 2001.
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A census by the Edinburgh presbytery in 1592 recorded a population of 8,003 adults spread equally north and south of the High Street which runs along the spine of the ridge sloping down from the Castle.[118] In the 18th and 19th centuries, the population expanded rapidly, rising from 49,000 in 1751 to 136,000 in 1831, primarily due to migration from rural areas.[84]:9 As the population grew, problems of overcrowding in the Old Town, particularly in the cramped tenements that lined the present day Royal Mile and the Cowgate, were exacerbated.[84]:9 Poor sanitary arrangements resulted in a high incidence of disease,[84]:9 with outbreaks of cholera occurring in 1832, 1848 and 1866.[119]
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The construction of the New Town from 1767 onwards witnessed the migration of the professional and business classes from the difficult living conditions in the Old Town to the lower density, higher quality surroundings taking shape on land to the north.
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[120] Expansion southwards from the Old Town saw more tenements being built in the 19th century, giving rise to Victorian suburbs such as Dalry, Newington, Marchmont and Bruntsfield.[120]
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Early 20th-century population growth coincided with lower-density suburban development. As the city expanded to the south and west, detached and semi-detached villas with large gardens replaced tenements as the predominant building style. Nonetheless, the 2001 census revealed that over 55% of Edinburgh's population were still living in tenements or blocks of flats, a figure in line with other Scottish cities, but much higher than other British cities, and even central London.[121]
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From the early to mid 20th century the growth in population, together with slum clearance in the Old Town and other areas, such as Dumbiedykes, Leith, and Fountainbridge, led to the creation of new estates such as Stenhouse and Saughton, Craigmillar and Niddrie, Pilton and Muirhouse, Piershill, and Sighthill.[122]
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In 2018 the Church of Scotland had 20,956 members in 71 congregations in the Presbytery of Edinburgh.[123]. Its most prominent church is St Giles' on the Royal Mile, first dedicated in 1243 but believed to date from before the 12th century.[124] Saint Giles is historically the patron saint of Edinburgh.[125] St Cuthbert's, situated at the west end of Princes Street Gardens in the shadow of Edinburgh Castle and St Giles' can lay claim to being the oldest Christian sites in the city,[126] though the present St Cuthbert's, designed by Hippolyte Blanc, was dedicated in 1894.[127]
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Other Church of Scotland churches include Greyfriars Kirk, the Canongate Kirk, St Andrew's and St George's West Church and the Barclay Church. The Church of Scotland Offices are in Edinburgh,[128] as is the Assembly Hall where the annual General Assembly is held.[129]
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The Roman Catholic Archdiocese of St Andrews and Edinburgh has 27 parishes across the city.[130] The Archbishop of St Andrews and Edinburgh has his official residence in Greenhill,[131] and the diocesan offices are in nearby Marchmont.[132] The Diocese of Edinburgh of the Scottish Episcopal Church has over 50 churches, half of them in the city.[133] Its centre is the late-19th-century Gothic style St Mary's Cathedral in the West End's Palmerston Place.[134] Orthodox Christianity is represented by Pan, Romanian and Russian Orthodox churches. There are several independent churches in the city, both Catholic and Protestant, including Charlotte Chapel, Carrubbers Christian Centre, Bellevue Chapel and Sacred Heart.[135] There are also churches belonging to Quakers, Christadelphians,[136] Seventh-day Adventists, Church of Christ, Scientist, The Church of Jesus Christ of Latter-day Saints (LDS Church) and Elim Pentecostal Church.
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Muslims have several places of worship across the city. Edinburgh Central Mosque is the largest Islamic place of worship, is located in Potterrow, on the city's Southside, near Bristo Square. Construction was largely financed by a gift from King Fahd of Saudi Arabia[137] and was completed in 1998.[138] There is also an active presence of the Ahmadiyya Muslim community.[139]
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The first recorded presence of a Jewish community in Edinburgh dates back to the late 18th century.[140] Edinburgh's Orthodox synagogue, opened in 1932, is in Salisbury Road and can accommodate a congregation of 2000. A Liberal Jewish congregation also meets in the city.
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A Sikh gurdwara and a Hindu mandir are located in Leith.[141][142] The city also has a Brahma Kumaris centre in the Polwarth area.[143]
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The Edinburgh Buddhist Centre, run by the Triratna Buddhist Community, formerly situated in Melville Terrace, now runs sessions at the Healthy Life Centre, Bread Street.[144] Other Buddhist traditions are represented by groups which meet in the capital: the Community of Interbeing (followers of Thich Nhat Hanh), Rigpa, Samye Dzong, Theravadin, Pure Land and Shambala. There is a Sōtō Zen Priory in Portobello[145] and a Theravadin Thai Buddhist Monastery in Slateford Road.[146]
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Edinburgh is home to an active Bahá'í Community,[147] and a Theosophical Society meets in Great King Street.[148]
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Edinburgh has an active Inter-Faith Association.[149]
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Edinburgh has the strongest economy of any city in the United Kingdom outside London and the highest percentage of professionals in the UK with 43% of the population holding a degree-level or professional qualification.[150] According to the Centre for International Competitiveness, it is the most competitive large city in the United Kingdom.[151] It also has the highest gross value added per employee of any city in the UK outside London, measuring £57,594 in 2010.[152] It was named European Best Large City of the Future for Foreign Direct Investment and Best Large City for Foreign Direct Investment Strategy in the Financial Times fDi magazine awards 2012/13.
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In the 19th century, Edinburgh's economy was known for banking, publishing and brewing. Today, its economy is based mainly on financial services, scientific research, higher education, and tourism.[153] In March 2010, unemployment in Edinburgh was comparatively low at 3.6%, and it remains consistently below the Scottish average of 4.5%.[154] Edinburgh is the 2nd most visited city by foreign visitors in the UK after London.
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Banking has been a mainstay of the Edinburgh economy for over 300 years, since the Bank of Scotland was established by an act of the Scottish Parliament in 1695. Today, the financial services industry, with its particularly strong insurance and investment sectors, and underpinned by Edinburgh-based firms such as Scottish Widows and Standard Life Aberdeen, accounts for the city being the UK's second financial centre after London and Europe's fourth in terms of equity assets.[155] The NatWest Group (formerly Royal Bank of Scotland Group) opened new global headquarters at Gogarburn in the west of the city in October 2005. The city is home to the headquarters of Bank of Scotland, Sainsbury's Bank,[156] Tesco Bank,[157] and TSB Bank.
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Tourism is also an important element in the city's economy. As a World Heritage Site, tourists visit historical sites such as Edinburgh Castle, the Palace of Holyroodhouse and the Old and New Towns. Their numbers are augmented in August each year during the Edinburgh Festivals, which attracts 4.4 million visitors,[154] and generates over £100m for the local economy.[158]
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As the centre of Scotland's government and legal system, the public sector plays a central role in Edinburgh's economy. Many departments of the Scottish Government are in the city. Other major employers include NHS Scotland and local government administration.[153] When the £1.3bn Edinburgh & South East Scotland City Region Deal was signed in 2018, the region's Gross Value Added (GVA) contribution to the Scottish economy was cited as £33bn, or 33% of the country's output. But the Deal's partners noted that prosperity was not evenly spread across the city region, citing 22.4% of children living in poverty and a shortage of affordable housing.[159]
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The city hosts a series of festivals that run between the end of July and early September each year. The best known of these events are the Edinburgh Festival Fringe, the Edinburgh International Festival, the Edinburgh Military Tattoo, the Edinburgh Art Festival and the Edinburgh International Book Festival.[160]
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The longest established of these festivals is the Edinburgh International Festival, which was first held in 1947[161] and consists mainly of a programme of high-profile theatre productions and classical music performances, featuring international directors, conductors, theatre companies and orchestras.[162]
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This has since been overtaken in size by the Edinburgh Fringe which began as a programme of marginal acts alongside the "official" Festival and has become the world's largest performing arts festival. In 2017, nearly 3400 different shows were staged in 300 venues across the city.[163][164] Comedy has become one of the mainstays of the Fringe, with numerous well-known comedians getting their first 'break' there, often by being chosen to receive the Edinburgh Comedy Award.[165] The Edinburgh Military Tattoo, occupies the Castle Esplanade every night for three weeks each August, with massed pipe bands and military bands drawn from around the world. Performances end with a short fireworks display.
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As well as the various summer festivals, many other festivals are held during the rest of the year, including the Edinburgh International Film Festival[166] and Edinburgh International Science Festival.[167]
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The annual Edinburgh Hogmanay celebration was originally an informal street party focused on the Tron Kirk in the Old Town's High Street. Since 1993, it has been officially organised with the focus moved to Princes Street. In 1996, over 300,000 people attended, leading to ticketing of the main street party in later years up to a limit of 100,000 tickets.[168] Hogmanay now covers four days of processions, concerts and fireworks, with the street party beginning on Hogmanay. Alternative tickets are available for entrance into the Princes Street Gardens concert and Cèilidh, where well-known artists perform and ticket holders can participate in traditional Scottish cèilidh dancing. The event attracts thousands of people from all over the world.[168]
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On the night of 30 April the Beltane Fire Festival takes place on Calton Hill, involving a procession followed by scenes inspired by pagan old spring fertility celebrations.[169] At the beginning of October each year the Dussehra Hindu Festival is also held on Calton Hill.[170]
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Outside the Festival season, Edinburgh supports several theatres and production companies. The Royal Lyceum Theatre has its own company, while the King's Theatre, Edinburgh Festival Theatre and Edinburgh Playhouse stage large touring shows. The Traverse Theatre presents a more contemporary repertoire. Amateur theatre companies productions are staged at the Bedlam Theatre, Church Hill Theatre and King's Theatre among others.[171]
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The Usher Hall is Edinburgh's premier venue for classical music, as well as occasional popular music concerts.[172] It was the venue for the Eurovision Song Contest 1972. Other halls staging music and theatre include The Hub, the Assembly Rooms and the Queen's Hall. The Scottish Chamber Orchestra is based in Edinburgh.[173]
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Edinburgh has two repertory cinemas, the Edinburgh Filmhouse and The Cameo, as well as the independent Dominion Cinema and a range of multiplexes.[174]
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Edinburgh has a healthy popular music scene. Occasionally large concerts are staged at Murrayfield and Meadowbank, while mid-sized events take place at smaller venues such as 'The Corn Exchange', 'The Liquid Rooms' and 'The Bongo Club'. In 2010, PRS for Music listed Edinburgh among the UK's top ten 'most musical' cities.[175] Several city pubs are well known for their live performances of folk music. They include 'Sandy Bell's' in Forrest Road, 'Captain's Bar' in South College Street and 'Whistlebinkies' in South Bridge.
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Like many other cities in the UK, numerous nightclub venues host Electronic dance music events.[176]
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Edinburgh is home to a flourishing group of contemporary composers such as Nigel Osborne, Peter Nelson, Lyell Cresswell, Hafliði Hallgrímsson, Edward Harper, Robert Crawford, Robert Dow and John McLeod. McLeod's music is heard regularly on BBC Radio 3 and throughout the UK.[177]
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The main local newspaper is the Edinburgh Evening News. It is owned and published alongside its sister titles The Scotsman and Scotland on Sunday by JPIMedia.[178]
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The city has two commercial radio stations: Forth 1, a station which broadcasts mainstream chart music, and Forth 2 on medium wave which plays classic hits.[179] Capital Radio Scotland and Eklipse Sports Radio also have transmitters covering Edinburgh. Along with the UK national radio stations, Radio Scotland and the Gaelic language service BBC Radio nan Gàidheal are also broadcast. DAB digital radio is broadcast over two local multiplexes. BFBS Radio broadcasts from studios on the base at Dreghorn Barracks across the city on 98.5FM as part of its UK Bases network
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Television, along with most radio services, is broadcast to the city from the Craigkelly transmitting station situated in Fife on the opposite side of the Firth of Forth[180] and the Black Hill transmitting station in North Lanarkshire to the west.
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There are currently no television stations based in the city. Edinburgh Television existed in the late 1990s to early 2003[181] and STV Edinburgh existed from 2015 to 2018.[182][183]
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Edinburgh has many museums and libraries. These include the National Museum of Scotland, the National Library of Scotland, National War Museum, the Museum of Edinburgh, Surgeons' Hall Museum, the Writers' Museum, the Museum of Childhood and Dynamic Earth. The Museum on The Mound has exhibits on money and banking.[184]
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Edinburgh Zoo, covering 82 acres (33 ha) on Corstorphine Hill, is the second most visited paid tourist attraction in Scotland,[185] and currently home to two giant pandas, Tian Tian and Yang Guang, on loan from the People's Republic of China.
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Edinburgh is also home to The Royal Yacht Britannia, decommissioned in 1997 and now a five-star visitor attraction and evening events venue permanently berthed at Ocean Terminal.
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Edinburgh contains Scotland's three National Galleries of Art as well as numerous smaller art galleries.[186] The national collection is housed in the Scottish National Gallery, located on The Mound, comprising the linked National Gallery of Scotland building and the Royal Scottish Academy building. Contemporary collections are shown in the Scottish National Gallery of Modern Art which occupies a split site at Belford. The Scottish National Portrait Gallery on Queen Street focuses on portraits and photography.
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The council-owned City Art Centre in Market Street mounts regular art exhibitions. Across the road, The Fruitmarket Gallery offers world-class exhibitions of contemporary art, featuring work by British and international artists with both emerging and established international reputations.[187]
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The city hosts several of Scotland's galleries and organisations dedicated to contemporary visual art. Significant strands of this infrastructure include: Creative Scotland, Edinburgh College of Art, Talbot Rice Gallery (University of Edinburgh), Collective (based at the City Observatory) and the Edinburgh Annuale.
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There are also many small private shops/galleries that provide space to showcase works from local artists.[188]
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The locale around Princes Street is the main shopping area in the city centre, with souvenir shops, chain stores such as Boots the Chemist, Edinburgh Woollen Mill, H&M and Jenners.[189] George Street, north of Princes Street, is the preferred location for some upmarket shops and independent stores.[189] At the east end of Princes Street , the St. James Centre is currently being redeveloped [190] while next to the Balmoral Hotel and Waverley Station is the Waverley Mall. Multrees Walk, adjacent to the St. James Centre, is a recent addition to the central shopping district, dominated by the presence of Harvey Nichols. Shops here include Louis Vuitton, Mulberry and Calvin Klein.[189]
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Edinburgh also has substantial retail parks outside the city centre. These include The Gyle Shopping Centre and Hermiston Gait in the west of the city, Cameron Toll Shopping Centre, Straiton Retail Park (actually just outside the city, in Midlothian) and Fort Kinnaird in the south and east, and Ocean Terminal in the north on the Leith waterfront.[191]
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Following local government reorganisation in 1996, The City of Edinburgh Council constitutes one of the 32 council areas of Scotland.[192] Like all other local authorities of Scotland, the council has powers over most matters of local administration such as housing, planning, local transport, parks, economic development and regeneration.[193] The council comprises 58 elected councillors, returned from 17 multi-member electoral wards in the city.[194] Following the 2007 City of Edinburgh Council election the incumbent Labour Party lost majority control of the council after 23 years to a Liberal Democrat/SNP coalition.[195] The 2012 City of Edinburgh Council election saw a Scottish Labour/SNP coalition. The 2017 City of Edinburgh Council election, saw a continuation of this administration, but with the SNP as the largest party.
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The city's coat of arms was registered by the Lord Lyon King of Arms in 1732.[196]
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Edinburgh, like all of Scotland, is represented in the Scottish Parliament. For electoral purposes, the city is divided into six constituencies which, along with 3 seats outside of the city, form part of the Lothian region.[197] Each constituency elects one Member of the Scottish Parliament (MSP) by the first past the post system of election, and the region elects seven additional MSPs to produce a result based on a form of proportional representation.[197]
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As of the 2016 election, the Scottish National Party have three MSPs: Ash Denham for Edinburgh Eastern, Ben Macpherson for Edinburgh Northern and Leith and Gordon MacDonald for Edinburgh Pentlands constituencies. Alex Cole-Hamilton of the Scottish Liberal Democrats represents Edinburgh Western, Daniel Johnson of the Scottish Labour Party represents Edinburgh Southern constituency, and former Leader of the Scottish Conservative Party, Ruth Davidson currently represents the Edinburgh Central constituency.
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Edinburgh is also represented in the House of Commons of the United Kingdom by five Members of Parliament. The city is divided into Edinburgh North and Leith, Edinburgh East, Edinburgh South, Edinburgh South West, and Edinburgh West,[198] each constituency electing one member by the first past the post system. Edinburgh is currently represented by three MPs affiliated with the Scottish National Party, one Liberal Democrat MP in Edinburgh West and one Labour MP in Edinburgh South.
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Edinburgh Airport is Scotland's busiest airport and the principal international gateway to the capital, handling over 14.7 million passengers, it was also the sixth-busiest airport in the United Kingdom by total passengers in 2019.[199][200] In anticipation of rising passenger numbers, the former operator of the airport BAA outlined a draft masterplan in 2011 to provide for the expansion of the airfield and the terminal building. In June 2012, Global Infrastructure Partners purchased the airport for £807 million.[201] The possibility of building a second runway to cope with an increased number of aircraft movements has also been mooted.[202]
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Travel in Edinburgh is undertaken predominantly by bus. Lothian Buses, the successor company to Edinburgh Corporation Transport Department, operate the majority of city bus services within the city and to surrounding suburbs, with the most routes running via Princes Street. Services further afield operate from the Edinburgh Bus Station off St Andrew Square and Waterloo Place and are operated mainly by Stagecoach East Scotland, Scottish Citylink, National Express Coaches and Borders Buses.
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Lothian Buses also operates all of the city's branded public tour buses, night bus service and airport bus link.[203] In 2019, Lothian Buses recorded 124.2 million passenger journeys.[204]
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Edinburgh Waverley is the second-busiest railway station in Scotland, with only Glasgow Central handling more passengers. On the evidence of passenger entries and exits between April 2015 and March 2016, Edinburgh Waverley is the fifth-busiest station outside London; it is also the UK's second biggest station in terms of the number of platforms and area size.[205] Waverley is the terminus for most trains arriving from London King's Cross and the departure point for many rail services within Scotland operated by Abellio ScotRail.
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To the west of the city centre lies Haymarket Station which is an important commuter stop. Opened in 2003, Edinburgh Park station serves the Gyle business park in the west of the city and the nearby Gogarburn headquarters of the Royal Bank of Scotland. The Edinburgh Crossrail route connects Edinburgh Park with Haymarket, Edinburgh Waverley and the suburban stations of Brunstane and Newcraighall in the east of the city.[206] There are also commuter lines to South Gyle and Dalmeny, the latter serving South Queensferry by the Forth Bridges, and to Wester Hailes and Curriehill in the south-west of the city.
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To tackle traffic congestion, Edinburgh is now served by six park and ride sites on the periphery of the city at Sheriffhall (in Midlothian), Ingliston, Riccarton, Inverkeithing (in Fife), Newcraighall and Straiton (in Midlothian). A referendum of Edinburgh residents in February 2005 rejected a proposal to introduce congestion charging in the city.
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[207]
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Edinburgh Trams became operational on 31 May 2014. The city had been without a tram system since Edinburgh Corporation Tramways ceased on 16 November 1956.[208] Following parliamentary approval in 2007, construction began in early 2008. The first stage of the project was expected to be completed by July 2011[209] but, following delays caused by extra utility work and a long-running contractual dispute between the Council and the main contractor, Bilfinger SE, the project was rescheduled.[210][211][212] The cost of the project rose from the original projection of £545 million to £750 million in mid-2011[213] and some suggest it could eventually exceed £1 billion.[214] The completed line is 8.7 miles (14.0 km) in length, running from Edinburgh Airport, west of the city, to its current terminus at York Place in the city centre's East End. It was originally planned to continue down Leith Walk to Ocean Terminal and terminate at Newhaven.
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Should the original plan be taken to completion, trams will also run from Haymarket through Ravelston and Craigleith to Granton Square on the Waterfront Edinburgh.[215] Long-term proposals envisage a line running west from the airport to Ratho and Newbridge and another connecting Granton Square to Newhaven via Lower Granton Road, thus completing the Line 1 (North Edinburgh) loop.[216] A further line serving the south of the city has also been suggested.
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Lothian Buses and Edinburgh Trams are both owned and operated by Transport for Edinburgh.
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There are three universities in Edinburgh, the University of Edinburgh, Heriot-Watt University and Edinburgh Napier University.
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Established by royal charter in 1583, the University of Edinburgh is one of Scotland's ancient universities and is the fourth oldest in the country after St Andrews, Glasgow and Aberdeen.[217] Originally centred on Old College the university expanded to premises on The Mound, the Royal Mile and George Square.[217] Today, the King's Buildings in the south of the city contain most of the schools within the College of Science and Engineering. In 2002, the medical school moved to purpose built accommodation adjacent to the new Royal Infirmary of Edinburgh at Little France. The University is placed 20th in the QS World University Rankings for 2020.[17]
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Heriot-Watt University is based at the Riccarton campus in the west of Edinburgh. Originally established in 1821 as the world's first mechanics' institute it was granted university status by royal charter in 1966. It has other campuses in the Scottish Borders, Orkney, United Arab Emirates and Putrajaya in Malaysia. It takes the name Heriot-Watt from Scottish inventor James Watt and Scottish philanthropist and goldsmith George Heriot. Heriot-Watt University has been named International University of the Year by The Times and Sunday Times Good University Guide 2018. In the latest Research Excellence Framework, it was ranked overall in the Top 25% of UK universities and 1st in Scotland for research impact.
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Edinburgh Napier University was originally founded as the Napier College which was renamed Napier Polytechnic in 1986 and gained university status in 1992.[218] Edinburgh Napier University has campuses in the south and west of the city, including the former Merchiston Tower and Craiglockhart Hydropathic.[218] It is home to the Screen Academy Scotland.
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Queen Margaret University was located in Edinburgh before it moved to a new campus just outside the city boundaries on the edge of Musselburgh in 2008.[219] Until 2012 further education colleges in the city included Jewel and Esk College (incorporating Leith Nautical College founded in 1903), Telford College, opened in 1968, and Stevenson College, opened in 1970. These have now been amalgamated to form Edinburgh College. Scotland's Rural College also has a campus in south Edinburgh. Other institutions include the Royal College of Surgeons of Edinburgh and the Royal College of Physicians of Edinburgh which were established by royal charter in 1506 and 1681 respectively. The Trustees Drawing Academy of Edinburgh, founded in 1760, became the Edinburgh College of Art in 1907.[220]
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There are 18 nursery, 94 primary and 23 secondary schools administered by the City of Edinburgh Council.[221]
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Edinburgh is home to The Royal High School, one of the oldest schools in the country and the world. The city also has several independent, fee-paying schools including Edinburgh Academy, Fettes College, George Heriot's School, George Watson's College, Merchiston Castle School, Stewart's Melville College and The Mary Erskine School. In 2009, the proportion of pupils attending independent schools was 24.2%, far above the Scottish national average of just over 7% and higher than in any other region of Scotland.[222] In August 2013, the City of Edinburgh Council opened the city's first stand-alone Gaelic primary school, Bun-sgoil Taobh na Pàirce.[223]
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The main NHS Lothian hospitals serving the Edinburgh area are the Royal Infirmary of Edinburgh, which includes the University of Edinburgh Medical School, and the Western General Hospital,[224] which has a large cancer treatment centre and nurse-led Minor Injuries Clinic.[225] The Royal Edinburgh Hospital in Morningside specialises in mental health. The Royal Hospital for Sick Children, colloquially referred to as 'the Sick Kids', is a specialist paediatrics hospital.
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There are two private hospitals: Murrayfield Hospital in the west of the city and Shawfair Hospital in the south. Both are owned by Spire Healthcare.[224]
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Edinburgh has three football clubs that play in the Scottish Professional Football League (SPFL): Heart of Midlothian, founded in 1874, Hibernian, founded in 1875 and Edinburgh City, founded in 1966.
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Heart of Midlothian and Hibernian are known locally as "Hearts" and "Hibs" respectively, both play in the Scottish Premiership.[226] They are the oldest city rivals in Scotland and the Edinburgh derby is one of the oldest derby matches in world football. Both clubs have won the Scottish league championship four times. Hearts have won the Scottish Cup eight times and the Scottish League Cup four times. Hibs have won the Scottish Cup and the Scottish League Cup three times each. Edinburgh City were promoted to Scottish League Two in the 2015–16 season, becoming the first club to win promotion to the SPFL via the pyramid system playoffs.
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Edinburgh was also home to four other former Scottish Football League clubs: the original Edinburgh City (founded in 1928), Leith Athletic, Meadowbank Thistle and St Bernard's. Meadowbank Thistle played at Meadowbank Stadium until 1995, when the club moved to Livingston and became Livingston F.C. The Scottish national team has very occasionally played at Easter Road and Tynecastle, although its normal home stadium is Hampden Park in Glasgow. St Bernard's' New Logie Green was used to host the 1896 Scottish Cup Final, the only time the match has been played outside Glasgow.[227]
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The city also plays host to Lowland Football League clubs Civil Service Strollers, Edinburgh University and Spartans, as well as East of Scotland League clubs Craigroyston, Edinburgh United, Heriot-Watt University, Leith Athletic, Lothian Thistle Hutchison Vale, and Tynecastle.
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In women's football, Hearts, Hibs and Spartans play in the SWPL 1.[228] Hutchison Vale play in the SWPL 2.[229]
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The Scotland national rugby union team and the professional Edinburgh Rugby team play at Murrayfield Stadium, which is owned by the Scottish Rugby Union and also used for other events, including music concerts. It is the largest capacity stadium in Scotland, seating 67,144 spectators.[230] Edinburgh is also home to Scottish Premiership teams Boroughmuir RFC, Currie RFC, the Edinburgh Academicals, Heriot's Rugby Club and Watsonians RFC.[231]
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Rugby league is represented by the Edinburgh Eagles who play in the Rugby League Conference Scotland Division. Murrayfield Stadium has hosted the Magic Weekend where all Super League matches are played in the stadium over one weekend.
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Tynecastle Park
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Easter Road Stadium
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Murrayfield Stadium
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Meadowbank Stadium
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Edinburgh Marathon
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Murrayfield Ice Rink
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The Scottish cricket team, which represents Scotland internationally, play their home matches at the Grange cricket club.[232]
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The Murrayfield Racers are the latest of a succession of ice hockey clubs in the Scottish capital. Previously Edinburgh was represented by the Edinburgh Capitals (who folded in 2018), the original Murrayfield Racers (who folded in 1996) and the Edinburgh Racers. The club play their home games at the Murrayfield Ice Rink and have competed in the eleven-team professional Scottish National League (SNL) since the 2018–19 season.[233]
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Next door to Murrayfield Ice Rink is a 7-sheeter dedicated curling facility where curling is played from October to March each season.
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Caledonia Pride are the only women's professional basketball team in Scotland. Established in 2016, the team compete in the UK wide Women's British Basketball League and play their home matches at the Oriam National Performance Centre. Edinburgh also has several men's basketball teams within the Scottish National League. Boroughmuir Blaze, City of Edinburgh Kings, Edinburgh Lions and Edinburgh University all compete in Division 1 of the National League, and Pleasance B.C. compete in Division 2. Boroughmuir won the league in 2016, and won the playoffs in the same year, beating the University in the final.
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The Edinburgh Diamond Devils is a baseball club which won its first Scottish Championship in 1991 as the "Reivers." 1992 saw the team repeat the achievement, becoming the first team to do so in league history. The same year saw the start of their first youth team, the Blue Jays. The club adopted its present name in 1999.[234]
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Edinburgh has also hosted national and international sports events including the World Student Games, the 1970 British Commonwealth Games,[235] the 1986 Commonwealth Games[235] and the inaugural 2000 Commonwealth Youth Games.[236] For the 1970 Games the city built Olympic standard venues and facilities including Meadowbank Stadium and the Royal Commonwealth Pool. The Pool underwent refurbishment in 2012 and hosted the Diving competition in the 2014 Commonwealth Games which were held in Glasgow.[237]
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In American football, the Scottish Claymores played WLAF/NFL Europe games at Murrayfield, including their World Bowl 96 victory. From 1995 to 1997 they played all their games there, from 1998 to 2000 they split their home matches between Murrayfield and Glasgow's Hampden Park, then moved to Glasgow full-time, with one final Murrayfield appearance in 2002.[238] The city's most successful non-professional team are the Edinburgh Wolves who play at Meadowbank Stadium.[239]
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The Edinburgh Marathon has been held annually in the city since 2003 with more than 16,000 runners taking part on each occasion.[240] Its organisers have called it "the fastest marathon in the UK" due to the elevation drop of 40 metres (130 ft).[241] The city also organises a half-marathon, as well as 10 km (6.2 miles) and 5 km (3.1 mi) races, including a 5 km (3 miles) race on 1 January each year.
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Edinburgh has a speedway team, the Edinburgh Monarchs, which, since the loss of its stadium in the city, has raced at the Lothian Arena in Armadale, West Lothian. The Monarchs have won the Premier League championship five times in their history, in 2003[242] and again in 2008,[243] 2010, 2014 and 2015.
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Edinburgh has a long literary tradition, which became especially evident during the Scottish Enlightenment. This heritage and the city's lively literary life in the present led to it being declared the first UNESCO City of Literature in 2004.[244][245] Prominent authors who have lived in Edinburgh include the economist Adam Smith, born in Kirkcaldy and author of The Wealth of Nations,
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[246] James Boswell, biographer of Samuel Johnson; Sir Walter Scott, creator of the historical novel and author of works such as Rob Roy, Ivanhoe, and Heart of Midlothian; James Hogg, author of The Private Memoirs and Confessions of a Justified Sinner; Robert Louis Stevenson, creator of Treasure Island, Kidnapped, and The Strange Case of Dr Jekyll and Mr Hyde; Sir Arthur Conan Doyle, the creator of Sherlock Holmes; Muriel Spark, author of The Prime of Miss Jean Brodie; Irvine Welsh, author of Trainspotting, whose novels are mostly set in the city and often written in colloquial Scots;
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[247] Ian Rankin, author of the Inspector Rebus series of crime thrillers, Alexander McCall Smith, author of the No. 1 Ladies' Detective Agency series,[248] and J. K. Rowling, creator of Harry Potter, who began her first book in an Edinburgh coffee shop and who lives in the Cramond area of the city.[249]
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Scotland has a rich history of science and engineering, with Edinburgh producing a number of leading figures. John Napier, inventor of logarithms, was born in Merchiston Tower and lived and died in the city.[250] His house now forms part of the original campus of Napier University which was named in his honour. He lies buried under St. Cuthbert's Church. James Clerk Maxwell, founder of the modern theory of electromagnetism, was born at 14 India Street (now the home of the James Clerk Maxwell Foundation) and educated at the Edinburgh Academy and the University of Edinburgh,[246] as was the engineer and telephone pioneer Alexander Graham Bell.[246] James Braidwood, who organised Britain's first municipal fire brigade, was also born in the city and began his career there.
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Other names connected with the city include Max Born, physicist and Nobel laureate;[251] Charles Darwin, the biologist who propounded the theory of natural selection;[246] David Hume, philosopher, economist and historian;[246] James Hutton, regarded as the "Father of Geology";[246] Joseph Black, the chemist and one of the founders of thermodynamics;[246] pioneering medical researchers Joseph Lister and James Young Simpson;[246] chemist and discoverer of the element nitrogen Daniel Rutherford; Colin Maclaurin, mathematician and developer of the Maclaurin series,[252] and Ian Wilmut, the geneticist involved in the cloning of Dolly the sheep just outside Edinburgh.[246] The stuffed carcass of Dolly the sheep is now on display in the National Museum of Scotland.[253] The latest in a long line of science celebrities associated with the city is theoretical physicist and Nobel Prizewinner Professor Emeritus Peter Higgs, born in Newcastle but resident in Edinburgh for most of his academic career, after whom the Higgs boson particle has been named.[254]
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Edinburgh has been the birthplace of actors like Alastair Sim and Sir Sean Connery, known for being the first cinematic James Bond,[255] the comedian and actor Ronnie Corbett, best known as one of The Two Ronnies,[256] and the impressionist Rory Bremner. Famous artists from the city include the portrait painters Sir Henry Raeburn, Sir David Wilkie and Allan Ramsay.
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The city has produced or been home to some very successful musicians in recent decades, particularly Ian Anderson, front man of the band Jethro Tull, The Incredible String Band, the folk duo The Corries, Wattie Buchan, lead singer and founding member of punk band The Exploited, Shirley Manson, lead singer of the band Garbage, the Bay City Rollers, The Proclaimers, Boards of Canada and Idlewild.
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Edinburgh is the birthplace of former British Prime Minister Tony Blair who attended the city's Fettes College.[257]
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Notorious criminals from Edinburgh's past include Deacon Brodie, head of a trades guild and Edinburgh city councillor by day but a burglar by night, who is said to have been the inspiration for Robert Louis Stevenson's story, the Strange Case of Dr Jekyll and Mr Hyde,[258] and murderers Burke and Hare who delivered fresh corpses for dissection to the famous anatomist Robert Knox.[259]
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Another well-known Edinburgh resident was Greyfriars Bobby. The small Skye Terrier reputedly kept vigil over his dead master's grave in Greyfriars Kirkyard for 14 years in the 1860s and 1870s, giving rise to a story of canine devotion which plays a part in attracting visitors to the city.[260]
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The City of Edinburgh has entered into 14 international twinning arrangements since 1954.[261] Most of the arrangements are styled as 'Twin Cities' but the agreement with Kraków is designated as a 'Partner City',[261] and the agreement with Kyoto Prefecture is officially styled as a 'Friendship Link', reflecting its status as the only region to be twinned with Edinburgh.[261]
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For a list of consulates in Edinburgh, see List of diplomatic missions in Scotland.
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Braille (Braille: ⠃⠗⠁⠊⠇⠇⠑) (/breɪl/; French: [bʁaj]) is a tactile writing system used by people who are visually impaired. It is traditionally written with embossed paper. Braille users can read computer screens and other electronic supports using refreshable braille displays. They can write braille with the original slate and stylus or type it on a braille writer, such as a portable braille notetaker or computer that prints with a braille embosser.
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Braille is named after its creator, Louis Braille, a Frenchman who lost his sight as a result of a childhood accident. In 1824, at the age of fifteen, he developed a code for the French alphabet as an improvement on night writing. He published his system, which subsequently included musical notation, in 1829.[1] The second revision, published in 1837, was the first small binary form of writing developed in the modern era.
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These characters have rectangular blocks called cells that have tiny bumps called raised dots. The number and arrangement of these dots distinguish one character from another. Since the various braille alphabets originated as transcription codes for printed writing, the mappings (sets of character designations) vary from language to language, and even within one; in English Braille there are three levels of encoding: Grade 1 – a letter-by-letter transcription used for basic literacy; Grade 2 – an addition of abbreviations and contractions; and Grade 3 – various non-standardized personal stenography.
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Braille cells are not the only thing to appear in braille text. There may be embossed illustrations and graphs, with the lines either solid or made of series of dots, arrows, bullets that are larger than braille dots, etc. A full braille cell includes six raised dots arranged in two columns, each column having three dots.[2] The dot positions are identified by numbers from one to six.[2] There are 64 possible combinations, including no dots at all for a word space.[3] A cell can be used to represent a letter, digit, punctuation mark, or even a word.[2]
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Braille literacy is a social-justice issue.[4] Early braille education is crucial to literacy, education and employment among the blind. However, in the face of changes in education policy and screen reader software, braille usage has declined in recent decades, despite the fact that technologies such as braille displays have also made braille more accessible and practical.
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⠏⠗⠑⠍⠊⠑⠗
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Braille was based on a tactile military code called night writing, developed by Charles Barbier in response to Napoleon's demand for a means for soldiers to communicate silently at night and without a light source.[5] In Barbier's system, sets of 12 embossed dots encoded 36 different sounds. It proved to be too difficult for soldiers to recognize by touch and was rejected by the military. In 1821 Barbier visited the Royal Institute for the Blind in Paris, where he met Louis Braille. Braille identified two major defects of the code: first, by representing only sounds, the code was unable to render the orthography of the words; second, the human finger could not encompass the whole 12-dot symbol without moving, and so could not move rapidly from one symbol to another. Braille's solution was to use 6-dot cells and to assign a specific pattern to each letter of the alphabet.[6]
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16 |
+
At first, Braille was a one-to-one transliteration of French orthography, but soon various abbreviations, contractions, and even logograms were developed, creating a system much more like shorthand.[7] The expanded English system, called Grade-2 Braille, was completed by 1905. For blind readers, Braille is an independent writing system, rather than a code of printed orthography.[8]
|
17 |
+
|
18 |
+
Braille is derived from the Latin alphabet, albeit indirectly. In Braille's original system, the dot patterns were assigned to letters according to their position within the alphabetic order of the French alphabet, with accented letters and w sorted at the end.[9]
|
19 |
+
|
20 |
+
The first ten letters of the alphabet, a–j, use the upper four dot positions: ⠁⠃⠉⠙⠑⠋⠛⠓⠊⠚ (black dots in the table below). These stand for the ten digits 1–9 and 0 in a system parallel to Hebrew gematria and Greek isopsephy. (Though the dots are assigned in no obvious order, the cells with the fewest dots are assigned to the first three letters (and lowest digits), abc = 123 (⠁⠃⠉), and to the three vowels in this part of the alphabet, aei (⠁⠑⠊), whereas the even digits, 4, 6, 8, 0 (⠙⠋⠓⠚), are corners/right angles.)
|
21 |
+
|
22 |
+
The next ten letters, k–t, are identical to a–j, respectively, apart from the addition of a dot at position 3 (red dots in the table below): ⠅⠇⠍⠝⠕⠏⠟⠗⠎⠞:
|
23 |
+
|
24 |
+
The next ten letters (the next "decade") are the same again, but with dots also at both position 3 and position 6 (green dots in the table above). Here w was left out as not being a part of the official French alphabet at the time of Braille's life; the French braille order is u v x y z ç é à è ù (⠥⠧⠭⠽⠵⠯⠿⠷⠮⠾).[note 1]
|
25 |
+
|
26 |
+
The next ten letters, ending in w, are the same again, except that for this series position 6 (purple dot in the table above) is used without a dot at position 3. In French braille these are the letters â ê î ô û ë ï ü ö w (⠡⠣⠩⠹⠱⠫⠻⠳⠪⠺). W had been tacked onto the end of 39 letters of the French alphabet to accommodate English.
|
27 |
+
|
28 |
+
The a–j series shifted down by one dot space (⠂⠆⠒⠲⠢⠖⠶⠦⠔⠴) is used for punctuation. Letters a ⠁ and c ⠉, which only use dots in the top row, were shifted two places for the apostrophe and hyphen: ⠄⠤. (These are also the decade diacritics, at left in the table below, of the second and third decade.)
|
29 |
+
|
30 |
+
In addition, there are ten patterns that are based on the first two letters (⠁⠃) with their dots shifted to the right; these were assigned to non-French letters (ì ä ò ⠌⠜⠬), or serve non-letter functions: ⠈ (superscript; in English the accent mark), ⠘ (currency prefix), ⠨ (capital, in English the decimal point), ⠼ (number sign), ⠸ (emphasis mark), ⠐ (symbol prefix).
|
31 |
+
|
32 |
+
Originally there had been nine decades. The fifth through ninth used dashes as well as dots, but proved to be impractical and were soon abandoned. These could be replaced with what we now know as the number sign (⠼), though that only caught on for the digits (old 5th decade → modern 1st decade). The dash occupying the top row of the original sixth decade was simply dropped, producing the modern fifth decade. (See 1829 braille.)
|
33 |
+
|
34 |
+
Historically, there have been three principles in assigning the values of a linear script (print) to Braille: Using Louis Braille's original French letter values; reassigning the braille letters according to the sort order of the print alphabet being transcribed; and reassigning the letters to improve the efficiency of writing in braille.
|
35 |
+
|
36 |
+
Under international consensus, most braille alphabets follow the French sorting order for the 26 letters of the basic Latin alphabet, and there have been attempts at unifying the letters beyond these 26 (see international braille), though differences remain, for example in German Braille and the contractions of English Braille. This unification avoids the chaos of each nation reordering the braille code to match the sorting order of its print alphabet, as happened in Algerian Braille, where braille codes were numerically reassigned to match the order of the Arabic alphabet and bear little relation to the values used in other countries (compare modern Arabic Braille, which uses the French sorting order), and as happened in an early American version of English Braille, where the letters w, x, y, z were reassigned to match English alphabetical order. A convention sometimes seen for letters beyond the basic 26 is to exploit the physical symmetry of braille patterns iconically, for example, by assigning a reversed n to ñ or an inverted s to sh. (See Hungarian Braille and Bharati Braille, which do this to some extent.)
|
37 |
+
|
38 |
+
A third principle was to assign braille codes according to frequency, with the simplest patterns (quickest ones to write with a stylus) assigned to the most frequent letters of the alphabet. Such frequency-based alphabets were used in Germany and the United States in the 19th century (see American Braille), but with the invention of the braille typewriter their advantage disappeared, and none are attested in modern use – they had the disadvantage that the resulting small number of dots in a text interfered with following the alignment of the letters, and consequently made texts more difficult to read than Braille's more arbitrary letter-assignment. Finally, there are braille scripts which don't order the codes numerically at all, such as Japanese Braille and Korean Braille, which are based on more abstract principles of syllable composition.
|
39 |
+
|
40 |
+
Academic texts are sometimes written in a script of eight dots per cell rather than six, enabling them to encode a greater number of symbols. (See Gardner–Salinas braille codes.) Luxembourgish Braille has adopted eight-dot cells for general use; for example, it adds a dot below each letter to derive its capital variant.
|
41 |
+
|
42 |
+
Braille was the first writing system with binary encoding.[7] The system as devised by Braille consists of two parts:[8]
|
43 |
+
|
44 |
+
Within an individual cell, the dot positions are arranged in two columns of three positions. A raised dot can appear in any of the six positions, producing sixty-four (26) possible patterns, including one in which there are no raised dots. For reference purposes, a pattern is commonly described by listing the positions where dots are raised, the positions being universally numbered, from top to bottom, as 1 to 3 on the left and 4 to 6 on the right. For example, dot pattern 1-3-4 describes a cell with three dots raised, at the top and bottom in the left column and at the top of the right column: that is, the letter ⠍ m. The lines of horizontal Braille text are separated by a space, much like visible printed text, so that the dots of one line can be differentiated from the braille text above and below. Different assignments of braille codes (or code pages) are used to map the character sets of different printed scripts to the six-bit cells. Braille assignments have also been created for mathematical and musical notation. However, because the six-dot braille cell allows only 64 (26) patterns, including space, the characters of a braille script commonly have multiple values, depending on their context. That is, character mapping between print and braille is not one-to-one. For example, the character ⠙ corresponds in print to both the letter d and the digit 4.
|
45 |
+
|
46 |
+
In addition to simple encoding, many braille alphabets use contractions to reduce the size of braille texts and to increase reading speed. (See Contracted braille)
|
47 |
+
|
48 |
+
Braille may be produced by hand using a slate and stylus in which each dot is created from the back of the page, writing in mirror image, or it may be produced on a braille typewriter or Perkins Brailler, or an electronic Brailler or eBrailler. Because braille letters cannot be effectively erased and written over if an error is made, an error is overwritten with all six dots (⠿). Interpoint refers to braille printing that is offset, so that the paper can be embossed on both sides, with the dots on one side appearing between the divots that form the dots on the other.
|
49 |
+
Using a computer or other electronic device, Braille may be produced with a braille embosser (printer) or a refreshable braille display (screen).
|
50 |
+
|
51 |
+
Braille has been extended to an 8-dot code, particularly for use with braille embossers and refreshable braille displays. In 8-dot braille the additional dots are added at the bottom of the cell, giving a matrix 4 dots high by 2 dots wide. The additional dots are given the numbers 7 (for the lower-left dot) and 8 (for the lower-right dot). Eight-dot braille has the advantages that the case of an individual letter is directly coded in the cell containing the letter and that all the printable ASCII characters can be represented in a single cell. All 256 (28) possible combinations of 8 dots are encoded by the Unicode standard. Braille with six dots is frequently stored as Braille ASCII.
|
52 |
+
|
53 |
+
The first 25 braille letters, up through the first half of the 3rd decade, transcribe a–z (skipping w). In English Braille, the rest of that decade is rounded out with the ligatures and, for, of, the, and with. Omitting dot 3 from these forms the 4th decade, the ligatures ch, gh, sh, th, wh, ed, er, ou, ow and the letter w.
|
54 |
+
|
55 |
+
(See English Braille.)
|
56 |
+
|
57 |
+
Various formatting marks affect the values of the letters that follow them. They have no direct equivalent in print. The most important in English Braille are:
|
58 |
+
|
59 |
+
That is, ⠠⠁ is read as capital 'A', and ⠼⠁ as the digit '1'.
|
60 |
+
|
61 |
+
Basic punctuation marks in English Braille include:
|
62 |
+
|
63 |
+
⠦ is both the question mark and the opening quotation mark. Its reading depends on whether it occurs before a word or after.
|
64 |
+
|
65 |
+
⠶ is used for both opening and closing parentheses. Its placement relative to spaces and other characters determines its interpretation.
|
66 |
+
|
67 |
+
Punctuation varies from language to language. For example, French Braille uses ⠢ for its question mark and swaps the quotation marks and parentheses (to ⠶ and ⠦⠴); it uses the period (⠲) for the decimal point, as in print, and the decimal point (⠨) to mark capitalization.
|
68 |
+
|
69 |
+
Braille contractions are words and affixes that are shortened so that they take up fewer cells. In English Braille, for example, the word afternoon is written with just three letters, ⠁⠋⠝ ⟨afn⟩, much like stenoscript. There are also several abbreviation marks that create what are effectively logograms.[8] The most common of these is dot 5, which combines with the first letter of words. With the letter ⠍ m, the resulting word is ⠐⠍ mother. There are also ligatures ("contracted" letters), which are single letters in braille but correspond to more than one letter in print. The letter ⠯ and, for example, is used to write words with the sequence a-n-d in them, such as ⠓⠯ hand.
|
70 |
+
|
71 |
+
Most braille embossers support between 34 and 40 cells per line, and 25 lines per page.
|
72 |
+
|
73 |
+
A manually operated Perkins braille typewriter supports a maximum of 42 cells per line (its margins are adjustable), and typical paper allows 25 lines per page.
|
74 |
+
|
75 |
+
A large interlining Stainsby has 36 cells per line and 18 lines per page.
|
76 |
+
|
77 |
+
An A4-sized Marburg braille frame, which allows interpoint braille (dots on both sides of the page, offset so they do not interfere with each other) has 30 cells per line and 27 lines per page.
|
78 |
+
|
79 |
+
A Braille writing machine is a typewriter with six keys that allow to write in Braille alphabet on a regular white page.
|
80 |
+
|
81 |
+
The first Braille typewriter to gain general acceptance was invented by Frank Haven Hall (Superintendent of the Illinois School for the Blind), and was presented to the public in 1892.[10][11]
|
82 |
+
|
83 |
+
The Stainsby Brailler, developed by Henry Stainsby in 1903, is a mechanical writer with a sliding carriage that moves over an aluminium plate as it embosses Braille characters. An improved version was introduced around 1933.[12][13]
|
84 |
+
|
85 |
+
In 1951 David Abraham, a woodworking teacher at the Perkins School for the Blind produced a more advanced Braille typewriter, the Perkins Brailler.[14]
|
86 |
+
|
87 |
+
Braille printers or embosser were produced in 1950s.
|
88 |
+
In 1960 Robert Mann, a teacher in MIT, wrote DOTSYS, a software that allowed automatic braille translation, and another group created an embossing device called "M.I.T. Braillemboss.". The Mitre Corporation team of Robert Gildea, Jonathan Millen, Reid Gerhart and Joseph Sullivan (now president of Duxbury Systems) developed DOTSYS III, the first braille translator written in a portable programming language. DOTSYS III was developed for the Atlanta Public Schools as a public domain program.[15][16][17]
|
89 |
+
|
90 |
+
In 1991 Ernest Bate developed the Mountbatten Brailler, an electronic machine used to type braille on braille paper, giving it a number of additional features such as word processing, audio feedback and embossing. This version was improved in 2008 with a quiet writer that had an erase key.[citation needed]
|
91 |
+
|
92 |
+
In 2011 David S. Morgan produced the first SMART Brailler machine, with added text to speech function and allowed digital capture of data entered.[18]
|
93 |
+
|
94 |
+
Braille is usually read in printed forms such as paper books written in braille, braille public signals and also on Braille e-books. Currently more than 1% of all printed books have been translated into braille.
|
95 |
+
|
96 |
+
Although the finger can read only one braille character at a time, the brain chunks braille at a higher level, processing words a digraph, root or suffix at a time. The processing largely takes place in the visual cortex.[4]
|
97 |
+
|
98 |
+
Children who are blind not only have the educational disadvantage of not being able to see – they also miss out on fundamental parts of early and advanced education if not provided with the necessary tools. Children who are blind or visually impaired can begin learning pre-braille skills from a very young age to become fluent braille readers as they get older.
|
99 |
+
|
100 |
+
In 1960, 50% of legally blind, school-age children were able to read braille in the U.S.[19][20] According to the 2015 Annual Report from the American Printing House for the Blind, there were 61,739 legally blind students registered in the U.S. Of these, 8.6% (5,333) were registered as braille readers, 31% (19,109) as visual readers, 9.4% (5,795) as auditory readers, 17% (10,470) as pre-readers, and 34% (21,032) as non-readers.[21]
|
101 |
+
|
102 |
+
There are numerous causes for the decline in braille usage, including school budget constraints, technology advancements such as screen-reader software, and different philosophical views over how blind children should be educated.[22][23]
|
103 |
+
|
104 |
+
A key turning point for braille literacy was the passage of the Rehabilitation Act of 1973, an act of Congress that moved thousands of children from specialized schools for the blind into mainstream public schools.[20] Because only a small percentage of public schools could afford to train and hire braille-qualified teachers, braille literacy has declined since the law took effect.[clarification needed][20] Braille literacy rates have improved slightly since the bill was passed,[clarification needed] in part because of pressure from consumers and advocacy groups that has led 27 states to pass legislation mandating that children who are legally blind be given the opportunity to learn braille.[22]
|
105 |
+
|
106 |
+
In 1998 there were 57,425 legally blind students registered in the United States, but only 10% (5,461) of them used braille as their primary reading medium.[24][25]
|
107 |
+
|
108 |
+
Early Braille education is crucial to literacy for a blind or low-vision child. A study conducted in the state of Washington found that people who learned braille at an early age did just as well, if not better than their sighted peers in several areas, including vocabulary and comprehension. In the preliminary adult study, while evaluating the correlation between adult literacy skills and employment, it was found that 44% of the participants who had learned to read in braille were unemployed, compared to the 77% unemployment rate of those who had learned to read using print.[26] Currently, among the estimated 85,000 blind adults in the United States, 90% of those who are braille-literate are employed. Among adults who do not know braille, only 33% are employed.[20] Statistically, history has proven that braille reading proficiency provides an essential skill set that allows blind or low-vision children to compete with their sighted peers in a school environment and later in life as they enter the workforce.[22]
|
109 |
+
|
110 |
+
Though braille is thought to be the main way blind people read and write, in Britain (for example) out of the reported two million blind and low vision population, it is estimated that only around 15,000–20,000 people use braille.[27] Younger people are turning to electronic text on computers with screen reader software instead, a more portable communication method that they can use with their friends. A debate has started on how to make braille more attractive and for more teachers to be available to teach it.
|
111 |
+
|
112 |
+
|
113 |
+
|
114 |
+
Although it is possible to transcribe print by simply substituting the equivalent braille character for its printed equivalent, in English such a character-by-character transcription (known as uncontracted braille) is only used by beginners.
|
115 |
+
|
116 |
+
Braille characters are much larger than their printed equivalents, and the standard 11" by 11.5" (28 cm × 30 cm) page has room for only 25 lines of 43 characters. To reduce space and increase reading speed, most braille alphabets and orthographies use ligatures, abbreviations, and contractions. Virtually all English Braille books are transcribed in this contracted braille, which adds an additional layer of complexity to English orthography: The Library of Congress's Instruction Manual for Braille Transcribing[28] runs to over 300 pages and braille transcribers must pass certification tests.
|
117 |
+
|
118 |
+
Fully contracted braille is known as Grade 2 Braille. There is an intermediate form, called Grade 1 Braille, that is between Computer Braille (one-for-one identity with print) and Grade 2 Braille. In Grade 1 Braille, the capital sign and number sign are used, and most punctuation marks are shown using their Grade 2 values.
|
119 |
+
|
120 |
+
The system of contractions in English Braille begins with a set of 23 words which are contracted to single characters. Thus the word but is contracted to the single letter b, can to c, do to d, and so on. Even this simple rule creates issues requiring special cases; for example, d is, specifically, an abbreviation of the verb do; the noun do representing the note of the musical scale is a different word, and must be spelled out.
|
121 |
+
|
122 |
+
Portions of words may be contracted, and many rules govern this process. For example, the character with dots 2-3-5 (the letter "f" lowered in the Braille cell) stands for "ff" when used in the middle of a word. At the beginning of a word, this same character stands for the word "to"; the character is written in braille with no space following it. (This contraction was removed in the Unified English Braille Code.) At the end of a word, the same character represents an exclamation point.
|
123 |
+
|
124 |
+
Some contractions are more similar than their print equivalents. For example, the contraction ⟨lr⟩, meaning 'letter', differs from ⟨ll⟩, meaning 'little', only by one dot in the second letter: ⠇⠇ little, ⠇⠗ letter. This causes greater confusion between the braille spellings of these words and can hinder the learning process of contracted braille.[29]
|
125 |
+
|
126 |
+
The contraction rules take into account the linguistic structure of the word; thus, contractions are generally not to be used when their use would alter the usual braille form of a base word to which a prefix or suffix has been added. Some portions of the transcription rules are not fully codified and rely on the judgment of the transcriber. Thus, when the contraction rules permit the same word in more than one way, preference is given to "the contraction that more nearly approximates correct pronunciation."
|
127 |
+
|
128 |
+
Grade 3 Braille[30] is a variety of non-standardized systems that include many additional shorthand-like contractions. They are not used for publication, but by individuals for their personal convenience.
|
129 |
+
|
130 |
+
When people produce braille, this is called braille transcription. When computer software produces braille, this is called braille
|
131 |
+
translation. Braille translation software exists to handle most of the common languages of the world, and many technical areas,
|
132 |
+
such as mathematics (mathematical notation), for example WIMATS, music (musical notation), and tactile graphics.
|
133 |
+
|
134 |
+
Since Braille is one of the few writing systems where tactile perception is used, as opposed to visual perception, a braille reader must develop new skills. One skill important for Braille readers is the ability to create smooth and even pressures when running one's fingers along the words. There are many different styles and techniques used for the understanding and development of braille, even though a study by B. F. Holland[31] suggests that there is no specific technique that is superior to any other.
|
135 |
+
|
136 |
+
Another study by Lowenfield & Abel[32] shows that braille can be read "the fastest and best... by students who read using the index fingers of both hands". Another important reading skill emphasized in this study is to finish reading the end of a line with the right hand and to find the beginning of the next line with the left hand simultaneously. One final conclusion drawn by both Lowenfield and Abel is that children have difficulty using both hands independently where the right hand is the dominant hand. But this hand preference does not correlate to other activities.
|
137 |
+
|
138 |
+
|
139 |
+
|
140 |
+
When Braille was first adapted to languages other than French, many schemes were adopted, including mapping the native alphabet to the alphabetical order of French – e.g. in English W, which was not in the French alphabet at the time, is mapped to braille X, X to Y, Y to Z, and Z to the first French-accented letter – or completely rearranging the alphabet such that common letters are represented by the simplest braille patterns. Consequently, mutual intelligibility was greatly hindered by this state of affairs. In 1878, the International Congress on Work for the Blind, held in Paris, proposed an international braille standard, where braille codes for different languages and scripts would be based, not on the order of a particular alphabet, but on phonetic correspondence and transliteration to Latin.[33]
|
141 |
+
|
142 |
+
This unified braille has been applied to the languages of India and Africa, Arabic, Vietnamese, Hebrew, Russian, and Armenian, as well as nearly all Latin-script languages. Greek, for example, gamma is written as Latin g, despite the fact that it has the alphabetic position of c; Hebrew bet, the second letter of the alphabet and cognate with the Latin letter b, is sometimes pronounced /b/ and sometimes /v/, and is written b or v accordingly; Russian ts is written as c, which is the usual letter for /ts/ in those Slavic languages that use the Latin alphabet; and Arabic f is written as f, despite being historically p, and occurring in that part of the Arabic alphabet (between historic o and q).
|
143 |
+
|
144 |
+
Other systems for assigning values to braille patterns are also followed beside the simple mapping of the alphabetical order onto the original French order. Some braille alphabets start with unified braille, and then diverge significantly based on the phonology of the target languages, while others diverge even further.
|
145 |
+
|
146 |
+
In the various Chinese systems, traditional braille values are used for initial consonants and the simple vowels. In both Mandarin and Cantonese Braille, however, characters have different readings depending on whether they are placed in syllable-initial (onset) or syllable-final (rime) position. For instance, the cell for Latin k, ⠅, represents Cantonese k (g in Yale and other modern romanizations) when initial, but aak when final, while Latin j, ⠚, represents Cantonese initial j but final oei.
|
147 |
+
|
148 |
+
Novel systems of braille mapping include Korean, which adopts separate syllable-initial and syllable-final forms for its consonants, explicitly grouping braille cells into syllabic groups in the same way as hangul. Japanese, meanwhile, combines independent vowel dot patterns and modifier consonant dot patterns into a single braille cell – an abugida representation of each Japanese mora.
|
149 |
+
|
150 |
+
The current series of Canadian banknotes has a tactile feature consisting of raised dots that indicate the denomination, allowing bills to be easily identified by blind or low vision people. It does not use standard braille; rather, the feature uses a system developed in consultation with blind and low vision Canadians after research indicated that braille was not sufficiently robust and that not all potential users read braille. Mexican bank notes, Australian bank notes, Indian rupee notes, Israeli new shekel notes[34] and Russian ruble notes also have special raised symbols to make them identifiable by persons who are blind or low vision.[35]
|
151 |
+
|
152 |
+
In India there are instances where the parliament acts have been published in braille, such as The Right to Information Act.[36]
|
153 |
+
|
154 |
+
In the United States, the Americans with Disabilities Act of 1990[37] requires various building signage to be in braille.
|
155 |
+
|
156 |
+
In the United Kingdom, it is required that medicines have the name of the medicine in Braille on the labeling.[38]
|
157 |
+
|
158 |
+
Australia also recently introduced the tactile feature onto their five-dollar banknote[39]
|
159 |
+
|
160 |
+
U.K. September 2017 – On the front of the £10 polymer note (the side with raised print), there are two clusters of raised dots in the top left hand corner. This tactile feature helps blind and partially sighted people identify the value of the note.[40]
|
161 |
+
|
162 |
+
Braille was added to the Unicode Standard in September 1999 with the release of version 3.0.
|
163 |
+
|
164 |
+
Most braille embossers and refreshable braille displays do not support Unicode, using instead 6-dot braille ASCII. Some embossers have proprietary control codes for 8-dot braille or for full graphics mode, where dots may be placed anywhere on the page without leaving any space between braille cells so that continuous lines can be drawn in diagrams, but these are rarely used and are not standard.
|
165 |
+
|
166 |
+
The Unicode standard encodes 8-dot braille glyphs according to their binary appearance, rather than following their assigned numeric order. Dot 1 corresponds to the least significant bit of the low byte of the Unicode scalar value, and dot 8 to the high bit of that byte.
|
167 |
+
|
168 |
+
The Unicode block for braille is U+2800 ... U+28FF:
|
169 |
+
|
170 |
+
Every year on January 4, World Braille Day is observed internationally to commemorate the birth of Louis Braille and to recognize his efforts, but the event is not considered a public holiday.[41]
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Édith Piaf (UK: /ˈpiːæf/, US: /piːˈɑːf/;[1] French: [edit pjaf] (listen); born Édith Giovanna Gassion, French: [edit dʒɔvana ɡasjɔ̃]; 19 December 1915 – 10 October 1963) was a French singer-songwriter, cabaret performer and film actress noted as France's national chanteuse and one of the country's most widely known international stars.[2]
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Piaf's music was often autobiographical and she specialized in chanson and torch ballads about love, loss and sorrow. Her most widely known songs include "La Vie en rose" (1946), "Non, je ne regrette rien" (1960), "Hymne à l'amour" (1949), "Milord" (1959), "La Foule" (1957), "L'Accordéoniste" (1940) and "Padam, padam..." (1951).
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Since her death in 1963, several biographies and films have studied her life, including 2007's Academy Award-winning La Vie en rose—Piaf has become one of the most celebrated performers of the 20th century.[3]
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Despite numerous biographies, much of Piaf's life is unknown.[4] She was born Édith Giovanna Gassion[5] in Belleville, Paris. Legend has it that she was born on the pavement of Rue de Belleville 72, but her birth certificate says that she was born on 19 December 1915 at the Hôpital Tenon, a hospital located at the 20th arrondissement.[6]
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She was named Édith after the World War I British nurse Edith Cavell, who was executed 2 months before Édith's birth for helping French soldiers escape from German captivity.[7] Piaf – slang for "sparrow" – was a nickname she received 20 years later.
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Louis Alphonse Gassion (1881–1944), Édith's father, was a street performer of acrobatics from Normandy with a past in the theatre. He was the son of Victor Alphonse Gassion (1850–1928) and Léontine Louise Descamps (1860–1937), known as Maman Tine, a "madam" who ran a brothel in Bernay in Normandy.[8]
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Her mother, Annetta Giovanna Maillard, better known professionally as Line Marsa (1895–1945), was a singer and circus performer born in Italy of French descent on her father's side and of Italian and Moroccan Berber origin on her mother's. Her parents were Auguste Eugène Maillard (1866–1912) and Emma (Aïcha) Saïd Ben Mohammed (1876–1930), daughter of Said ben Mohammed (1827–1890), a Moroccan acrobat born in Mogador [9] and Marguerite Bracco (1830–1898), born in Murazzano in Italy. She and Louis-Alphonse divorced on 4 June 1929.[10][11][3]:5[12]
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Piaf's mother abandoned her at birth, and she lived for a short time with her maternal grandmother, Emma (Aïcha). When her father enlisted with the French Army in 1916 to fight in World War I, he took her to his mother, who ran a brothel in Bernay, Normandy. There, prostitutes helped look after Piaf.[2] The bordello had two floors and seven rooms, and the prostitutes were not very numerous, "about ten poor girls" as she later described, in fact five or six were permanent and a dozen for market and any busy days. The sub-mistress of the brothel, "Madam Gaby" could be considered a little like family since she became godmother of Denise Gassion, the half-sister born in 1931.[13] Edith believed her weakness for men came from mixing with prostitutes in her grandmother's brothel. "I thought that when a boy called a girl, the girl would never refuse" she would say later.[14]
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From the age of three to seven, Piaf was allegedly blind as a result of keratitis. According to one of her biographers, she recovered her sight after her grandmother's prostitutes pooled money to accompany her on a pilgrimage honouring Saint Thérèse of Lisieux. Piaf claimed this was the result of a miraculous healing.[15]
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In 1929, at age 14, she was taken by her father to join him in his acrobatic street performances all over France, where she first began to sing in public.[16] At the age of 15, Piaf met Simone "Mômone" Berteaut [fr], who may have been her half-sister, and who became a companion for most of her life. Together they toured the streets singing and earning money for themselves. With the additional money Piaf earned as part of an acrobatic trio, she and Mômone were able to rent their own place;[2] Piaf took a room at Grand Hôtel de Clermont (18 rue Véron [fr], 18th arrondissement of Paris), working with Mômone as a street singer in Pigalle, Ménilmontant, and the Paris suburbs (cf. the song "Elle fréquentait la rue Pigalle").
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In 1932, she met and fell in love with Louis Dupont. Within a very short time, he moved into their small room, where the three lived despite Louis' and Mômone's dislike for each other. Louis was never happy with the idea of Piaf's roaming the streets, and continually persuaded her to take jobs he found for her. She resisted his suggestions, until she became pregnant and worked for a short while making wreaths in a factory.[17]
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In February 1933, the 17-year-old Piaf gave birth to her daughter, Marcelle (nicknamed Cécelle) at the Hôpital Tenon. Like her mother, Piaf found it difficult to care for the child and had little parenting knowledge. She rapidly returned to street singing, until the summer of 1933, when she started performing at Juan-les-Pins, Rue Pigalle.[17]
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Following an intense quarrel over her behavior, Piaf left Louis Dupont (Marcelle's father) taking Mômone and Marcelle with her. The three stayed at the Hôtel Au Clair de Lune, Rue André-Antoine. During this time, Marcelle was often left alone in the room while Piaf and Mômone were out on the streets or at the club singing. Dupont eventually came and took Marcelle away, saying that if Édith wanted the child, she must come home. Like her own mother, Piaf decided not to come home, though she did pay for childcare. Marcelle died of meningitis at age two. It is rumored that Piaf slept with a man to pay for Marcelle's funeral.[17][18]
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In 1935, Piaf was discovered in the Pigalle area of Paris[2] by nightclub owner Louis Leplée,[5] whose club Le Gerny's off the Champs-Élysées[8] was frequented by the upper and lower classes alike. He persuaded her to sing despite her extreme nervousness, which, combined with her height of only 142 centimetres (4 ft 8 in),[6][19] inspired him to give her the nickname that would stay with her for the rest of her life and serve as her stage name, La Môme Piaf[5] (Paris slang meaning "The Waif Sparrow" or "The Little Sparrow").[2] Leplée taught her the basics of stage presence and told her to wear a black dress, which became her trademark apparel.[2]
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Leplée ran an intense publicity campaign leading up to her opening night, attracting the presence of many celebrities, including actor and singer Maurice Chevalier.[2] The bandleader that evening was Django Reinhardt, with his pianist, Norbert Glanzberg.[3]:35 Her nightclub gigs led to her first two records produced that same year,[19] with one of them penned by Marguerite Monnot, a collaborator throughout Piaf's life and one of her favourite composers.[2]
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On 6 April 1936,[2] Leplée was murdered. Piaf was questioned and accused as an accessory, but acquitted.[5] Leplée had been killed by mobsters with previous ties to Piaf.[20] A barrage of negative media attention[6] now threatened her career.[2] To rehabilitate her image, she recruited Raymond Asso, with whom she would become romantically involved. He changed her stage name to "Édith Piaf", barred undesirable acquaintances from seeing her, and commissioned Monnot to write songs that reflected or alluded to Piaf's previous life on the streets.[2]
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In 1940, Piaf co-starred in Jean Cocteau's successful one-act play Le Bel Indifférent.[2] The German occupation of Paris did not stop her career; she began forming friendships with prominent people, including Chevalier and poet Jacques Bourgeat. She wrote the lyrics of many of her songs and collaborated with composers on the tunes. Spring 1944 saw the first cooperation and a love affair with Yves Montand in the Moulin Rouge.[6][20]
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In 1947, she wrote the lyrics to the song "Mais qu’est-ce que j’ai ?" (music by Henri Betti) for Yves Montand. She contributed greatly to the revolutionizing of the cabaret-genre. Within a year, he became one of the most famous singers in France. She broke off their relationship when he had become almost as popular as she was.[2]
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During this time, she was in great demand and very successful in Paris[5] as France's most popular entertainer.[19] After the war, she became known internationally,[5] touring Europe, the United States, and South America. In Paris, she gave Atahualpa Yupanqui (Héctor Roberto Chavero) – a central figure in the Argentine folk music tradition – the opportunity to share the scene, making his debut in July 1950. She helped launch the career of Charles Aznavour in the early 1950s, taking him on tour with her in France and the United States and recording some of his songs.[2] At first she met with little success with American audiences, who expected a gaudy spectacle and were disappointed by Piaf's simple presentation.[2] After a glowing 1947 review in the New York Herald Tribune by the influential New York critic Virgil Thomson, himself a contributor to international avant-garde culture, her popularity grew[21][2] to the point where she eventually appeared on The Ed Sullivan Show eight times, and at Carnegie Hall twice (1956[8] and 1957).
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Piaf wrote and performed her signature song, "La Vie en rose",[2] in 1945 and it was voted a Grammy Hall of Fame Award in 1998.
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Bruno Coquatrix's famous Paris Olympia music hall is where Piaf achieved lasting fame, giving several series of concerts at the hall, the most famous venue in Paris,[6] between January 1955 and October 1962. Excerpts from five of these concerts (1955, 1956, 1958, 1961, 1962) were issued on record and on CD, and have never been out of print. The 1961 concerts, promised by Piaf in an effort to save the venue from bankruptcy, debuted her song "Non, je ne regrette rien".[6] In April 1963, Piaf recorded her last song, "L'Homme de Berlin".
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Piaf's career and fame gained momentum during the German occupation of France.[22] She performed in various nightclubs and brothels, which flourished during the 1940–1945 Années Erotiques (book title of Patrick Buisson, director of the French history channel).[23][24] Various top Paris brothels, including Le Chabanais, Le Sphinx, One Two Two,[25] La rue des Moulins, and Chez Marguerite, were reserved for German officers and collaborating Frenchmen.[26] She was, for example, invited to take part in a concert tour to Berlin, sponsored by the German officials, together with artists such as Loulou Gasté, Raymond Souplex, Viviane Romance and Albert Préjean.[27]
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In 1942, Piaf was able to afford a luxury flat in a house in the fancy 16th arrondissement of Paris (today rue Paul-Valéry).[28] She lived above the L'Étoile de Kléber, a famous nightclub and bordello close to the Paris Gestapo headquarters.[29]
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Piaf was deemed to have been a traitor and collaboratrice. She had to testify before a purge panel, as there were plans to ban her from appearing on radio transmissions.[3] However, her secretary Andrée Bigard, a member of the Résistance, spoke in her favour after the Liberation.[29][30] According to Bigard, she performed several times at prisoner of war camps in Germany and was instrumental in helping a number of prisoners escape.[31] Piaf was quickly back in the singing business and in December 1944, she went on stage for the Allied forces together with Montand in Marseille.[3]
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At age 17 Piaf had a daughter, Marcelle, who died aged two. Piaf neither wanted nor had other children.
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The love of Piaf's life, the married boxer Marcel Cerdan, died in a plane crash in October 1949, while flying from Paris to New York City to meet her. Cerdan's Air France flight, on a Lockheed Constellation, crashed in the Azores, killing everyone on board, including noted violinist Ginette Neveu.[32] Piaf and Cerdan's affair made international headlines,[6] as Cerdan was the former middleweight world champion and a legend in France in his own right.
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In 1951, Piaf was seriously injured in a car crash along with Charles Aznavour, breaking her arm and two ribs, and thereafter had serious difficulties arising from morphine and alcohol addictions.[2] Two more near-fatal car crashes exacerbated the situation.[8] Jacques Pills, a singer, took her into rehabilitation on three different occasions to no avail.[2]
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Piaf married Jacques Pills (real name René Ducos), her first husband, in 1952 (her matron of honour was Marlene Dietrich) and divorced him in 1957. In 1962, she wed Théo Sarapo (Theophanis Lamboukas), a singer, actor, and former hairdresser who was born in France of Greek descent.[2] Sarapo was 20 years her junior. The couple sang together in some of her last engagements.
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Piaf lived mainly in Belleville, Paris, with her father from 1915 to 1931. From 1934 to 1941, she lived at 45 rue de Chézy in Neuilly-sur-Seine; she lived alone from 1941 to 1952 and with Jacques Pills from 1952 to 1956. She continued to live there alone from 1956 to 1959. In her final years she lived at 23 rue Édouard Nortier in Neuilly-sur-Seine – alone from 1959 to 1962 and with Théo Sarapo from 1962 until her death in 1963.
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Years of alcohol abuse alongside copious amounts of medications, initially for arthritic pains and later insomnia, took their toll on Piaf's health. A series of car accidents only exacerbated her addictions and she eventually underwent a series of surgeries for a stomach ulcer in 1959. Coupled with a deteriorating liver and the need for a blood transfusion, by 1962 she had lost a significant amount of weight, reaching a low of 30 kg (66 pounds). Drifting in and out of consciousness for several months, she died of an aneurysm due to liver failure at age 47 at her villa in Plascassier (Grasse), on the French Riviera, on 10 October 1963.[33] Her last words were "Every damn thing you do in this life, you have to pay for."[34] It is said that Sarapo drove her body back to Paris secretly so that fans would think she had died in her hometown.[2][25] She is buried in Père Lachaise Cemetery in Paris next to her daughter Marcelle, where her grave is among the most visited.[2] Buried in the same grave are her father, Louis-Alphonse Gassion, and Théo (Lamboukas) Sarapo. The name inscribed at the foot of the tombstone is Famille Gassion-Piaf. Her name is engraved on the side as Madame Lamboukas dite Édith Piaf.
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Although she was denied a funeral Mass by Cardinal Maurice Feltin because of her lifestyle,[25] her funeral procession drew tens of thousands[2] of mourners onto the streets of Paris, and the ceremony at the cemetery was attended by more than 100,000 fans.[25][35] Charles Aznavour recalled that Piaf's funeral procession was the only time since the end of World War II that he saw Parisian traffic come to a complete stop.[25] On 10 October 2013, fifty years after her death, the Roman Catholic Church recanted and gave Piaf a memorial Mass in the St. Jean-Baptiste Church in Belleville, Paris, the parish into which she was born.
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Since 1963, the French media have continually published magazines, books, plays, television specials and films about the star often coinciding with the anniversary of her death.[3] In 1973, the Association of the Friends of Édith Piaf was formed followed by the inauguration of the Place Édith Piaf in Belleville in 1981. Soviet astronomer Lyudmila Georgievna Karachkina named a small planet, 3772 Piaf, in her honor.
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In Paris, a two-room museum is dedicated to her, the Musée Édith Piaf[25][36] (5, Rue Crespin du Gast).
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Elton John and Bernie Taupin, along with their guitarist Davey Johnstone, co-wrote a haunting tribute to Piaf called Cage the Songbird for his 1976 album Blue Moves. It's a fictional tale, with Piaf dying alone in her dressing room after a show, when in reality she died of complications from liver cancer. Singers David Crosby and Graham Nash perform on the track.
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A concert at The Town Hall in New York City commemorated the 100th anniversary of Piaf's birth on 19 December 2015. Hosted by Robert Osborne and produced by Daniel Nardicio and Andy Brattain, it featured Little Annie, Gay Marshall, Amber Martin, Marilyn Maye, Meow Meow, Elaine Paige, Molly Pope, Vivian Reed, Kim David Smith, and Aaron Weinstein.[37][38]
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Piaf's life has been the subject of several films and plays.
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(1998) “Tu Es Partout” Saving Private Ryan
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The following titles are compilations of Piaf's songs, and not reissues of the titles released while Piaf was active.
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Édith Piaf (UK: /ˈpiːæf/, US: /piːˈɑːf/;[1] French: [edit pjaf] (listen); born Édith Giovanna Gassion, French: [edit dʒɔvana ɡasjɔ̃]; 19 December 1915 – 10 October 1963) was a French singer-songwriter, cabaret performer and film actress noted as France's national chanteuse and one of the country's most widely known international stars.[2]
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Piaf's music was often autobiographical and she specialized in chanson and torch ballads about love, loss and sorrow. Her most widely known songs include "La Vie en rose" (1946), "Non, je ne regrette rien" (1960), "Hymne à l'amour" (1949), "Milord" (1959), "La Foule" (1957), "L'Accordéoniste" (1940) and "Padam, padam..." (1951).
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Since her death in 1963, several biographies and films have studied her life, including 2007's Academy Award-winning La Vie en rose—Piaf has become one of the most celebrated performers of the 20th century.[3]
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Despite numerous biographies, much of Piaf's life is unknown.[4] She was born Édith Giovanna Gassion[5] in Belleville, Paris. Legend has it that she was born on the pavement of Rue de Belleville 72, but her birth certificate says that she was born on 19 December 1915 at the Hôpital Tenon, a hospital located at the 20th arrondissement.[6]
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She was named Édith after the World War I British nurse Edith Cavell, who was executed 2 months before Édith's birth for helping French soldiers escape from German captivity.[7] Piaf – slang for "sparrow" – was a nickname she received 20 years later.
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Louis Alphonse Gassion (1881–1944), Édith's father, was a street performer of acrobatics from Normandy with a past in the theatre. He was the son of Victor Alphonse Gassion (1850–1928) and Léontine Louise Descamps (1860–1937), known as Maman Tine, a "madam" who ran a brothel in Bernay in Normandy.[8]
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Her mother, Annetta Giovanna Maillard, better known professionally as Line Marsa (1895–1945), was a singer and circus performer born in Italy of French descent on her father's side and of Italian and Moroccan Berber origin on her mother's. Her parents were Auguste Eugène Maillard (1866–1912) and Emma (Aïcha) Saïd Ben Mohammed (1876–1930), daughter of Said ben Mohammed (1827–1890), a Moroccan acrobat born in Mogador [9] and Marguerite Bracco (1830–1898), born in Murazzano in Italy. She and Louis-Alphonse divorced on 4 June 1929.[10][11][3]:5[12]
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Piaf's mother abandoned her at birth, and she lived for a short time with her maternal grandmother, Emma (Aïcha). When her father enlisted with the French Army in 1916 to fight in World War I, he took her to his mother, who ran a brothel in Bernay, Normandy. There, prostitutes helped look after Piaf.[2] The bordello had two floors and seven rooms, and the prostitutes were not very numerous, "about ten poor girls" as she later described, in fact five or six were permanent and a dozen for market and any busy days. The sub-mistress of the brothel, "Madam Gaby" could be considered a little like family since she became godmother of Denise Gassion, the half-sister born in 1931.[13] Edith believed her weakness for men came from mixing with prostitutes in her grandmother's brothel. "I thought that when a boy called a girl, the girl would never refuse" she would say later.[14]
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From the age of three to seven, Piaf was allegedly blind as a result of keratitis. According to one of her biographers, she recovered her sight after her grandmother's prostitutes pooled money to accompany her on a pilgrimage honouring Saint Thérèse of Lisieux. Piaf claimed this was the result of a miraculous healing.[15]
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In 1929, at age 14, she was taken by her father to join him in his acrobatic street performances all over France, where she first began to sing in public.[16] At the age of 15, Piaf met Simone "Mômone" Berteaut [fr], who may have been her half-sister, and who became a companion for most of her life. Together they toured the streets singing and earning money for themselves. With the additional money Piaf earned as part of an acrobatic trio, she and Mômone were able to rent their own place;[2] Piaf took a room at Grand Hôtel de Clermont (18 rue Véron [fr], 18th arrondissement of Paris), working with Mômone as a street singer in Pigalle, Ménilmontant, and the Paris suburbs (cf. the song "Elle fréquentait la rue Pigalle").
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In 1932, she met and fell in love with Louis Dupont. Within a very short time, he moved into their small room, where the three lived despite Louis' and Mômone's dislike for each other. Louis was never happy with the idea of Piaf's roaming the streets, and continually persuaded her to take jobs he found for her. She resisted his suggestions, until she became pregnant and worked for a short while making wreaths in a factory.[17]
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In February 1933, the 17-year-old Piaf gave birth to her daughter, Marcelle (nicknamed Cécelle) at the Hôpital Tenon. Like her mother, Piaf found it difficult to care for the child and had little parenting knowledge. She rapidly returned to street singing, until the summer of 1933, when she started performing at Juan-les-Pins, Rue Pigalle.[17]
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Following an intense quarrel over her behavior, Piaf left Louis Dupont (Marcelle's father) taking Mômone and Marcelle with her. The three stayed at the Hôtel Au Clair de Lune, Rue André-Antoine. During this time, Marcelle was often left alone in the room while Piaf and Mômone were out on the streets or at the club singing. Dupont eventually came and took Marcelle away, saying that if Édith wanted the child, she must come home. Like her own mother, Piaf decided not to come home, though she did pay for childcare. Marcelle died of meningitis at age two. It is rumored that Piaf slept with a man to pay for Marcelle's funeral.[17][18]
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In 1935, Piaf was discovered in the Pigalle area of Paris[2] by nightclub owner Louis Leplée,[5] whose club Le Gerny's off the Champs-Élysées[8] was frequented by the upper and lower classes alike. He persuaded her to sing despite her extreme nervousness, which, combined with her height of only 142 centimetres (4 ft 8 in),[6][19] inspired him to give her the nickname that would stay with her for the rest of her life and serve as her stage name, La Môme Piaf[5] (Paris slang meaning "The Waif Sparrow" or "The Little Sparrow").[2] Leplée taught her the basics of stage presence and told her to wear a black dress, which became her trademark apparel.[2]
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Leplée ran an intense publicity campaign leading up to her opening night, attracting the presence of many celebrities, including actor and singer Maurice Chevalier.[2] The bandleader that evening was Django Reinhardt, with his pianist, Norbert Glanzberg.[3]:35 Her nightclub gigs led to her first two records produced that same year,[19] with one of them penned by Marguerite Monnot, a collaborator throughout Piaf's life and one of her favourite composers.[2]
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On 6 April 1936,[2] Leplée was murdered. Piaf was questioned and accused as an accessory, but acquitted.[5] Leplée had been killed by mobsters with previous ties to Piaf.[20] A barrage of negative media attention[6] now threatened her career.[2] To rehabilitate her image, she recruited Raymond Asso, with whom she would become romantically involved. He changed her stage name to "Édith Piaf", barred undesirable acquaintances from seeing her, and commissioned Monnot to write songs that reflected or alluded to Piaf's previous life on the streets.[2]
|
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In 1940, Piaf co-starred in Jean Cocteau's successful one-act play Le Bel Indifférent.[2] The German occupation of Paris did not stop her career; she began forming friendships with prominent people, including Chevalier and poet Jacques Bourgeat. She wrote the lyrics of many of her songs and collaborated with composers on the tunes. Spring 1944 saw the first cooperation and a love affair with Yves Montand in the Moulin Rouge.[6][20]
|
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|
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+
In 1947, she wrote the lyrics to the song "Mais qu’est-ce que j’ai ?" (music by Henri Betti) for Yves Montand. She contributed greatly to the revolutionizing of the cabaret-genre. Within a year, he became one of the most famous singers in France. She broke off their relationship when he had become almost as popular as she was.[2]
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During this time, she was in great demand and very successful in Paris[5] as France's most popular entertainer.[19] After the war, she became known internationally,[5] touring Europe, the United States, and South America. In Paris, she gave Atahualpa Yupanqui (Héctor Roberto Chavero) – a central figure in the Argentine folk music tradition – the opportunity to share the scene, making his debut in July 1950. She helped launch the career of Charles Aznavour in the early 1950s, taking him on tour with her in France and the United States and recording some of his songs.[2] At first she met with little success with American audiences, who expected a gaudy spectacle and were disappointed by Piaf's simple presentation.[2] After a glowing 1947 review in the New York Herald Tribune by the influential New York critic Virgil Thomson, himself a contributor to international avant-garde culture, her popularity grew[21][2] to the point where she eventually appeared on The Ed Sullivan Show eight times, and at Carnegie Hall twice (1956[8] and 1957).
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Piaf wrote and performed her signature song, "La Vie en rose",[2] in 1945 and it was voted a Grammy Hall of Fame Award in 1998.
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Bruno Coquatrix's famous Paris Olympia music hall is where Piaf achieved lasting fame, giving several series of concerts at the hall, the most famous venue in Paris,[6] between January 1955 and October 1962. Excerpts from five of these concerts (1955, 1956, 1958, 1961, 1962) were issued on record and on CD, and have never been out of print. The 1961 concerts, promised by Piaf in an effort to save the venue from bankruptcy, debuted her song "Non, je ne regrette rien".[6] In April 1963, Piaf recorded her last song, "L'Homme de Berlin".
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Piaf's career and fame gained momentum during the German occupation of France.[22] She performed in various nightclubs and brothels, which flourished during the 1940–1945 Années Erotiques (book title of Patrick Buisson, director of the French history channel).[23][24] Various top Paris brothels, including Le Chabanais, Le Sphinx, One Two Two,[25] La rue des Moulins, and Chez Marguerite, were reserved for German officers and collaborating Frenchmen.[26] She was, for example, invited to take part in a concert tour to Berlin, sponsored by the German officials, together with artists such as Loulou Gasté, Raymond Souplex, Viviane Romance and Albert Préjean.[27]
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In 1942, Piaf was able to afford a luxury flat in a house in the fancy 16th arrondissement of Paris (today rue Paul-Valéry).[28] She lived above the L'Étoile de Kléber, a famous nightclub and bordello close to the Paris Gestapo headquarters.[29]
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Piaf was deemed to have been a traitor and collaboratrice. She had to testify before a purge panel, as there were plans to ban her from appearing on radio transmissions.[3] However, her secretary Andrée Bigard, a member of the Résistance, spoke in her favour after the Liberation.[29][30] According to Bigard, she performed several times at prisoner of war camps in Germany and was instrumental in helping a number of prisoners escape.[31] Piaf was quickly back in the singing business and in December 1944, she went on stage for the Allied forces together with Montand in Marseille.[3]
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At age 17 Piaf had a daughter, Marcelle, who died aged two. Piaf neither wanted nor had other children.
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The love of Piaf's life, the married boxer Marcel Cerdan, died in a plane crash in October 1949, while flying from Paris to New York City to meet her. Cerdan's Air France flight, on a Lockheed Constellation, crashed in the Azores, killing everyone on board, including noted violinist Ginette Neveu.[32] Piaf and Cerdan's affair made international headlines,[6] as Cerdan was the former middleweight world champion and a legend in France in his own right.
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In 1951, Piaf was seriously injured in a car crash along with Charles Aznavour, breaking her arm and two ribs, and thereafter had serious difficulties arising from morphine and alcohol addictions.[2] Two more near-fatal car crashes exacerbated the situation.[8] Jacques Pills, a singer, took her into rehabilitation on three different occasions to no avail.[2]
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Piaf married Jacques Pills (real name René Ducos), her first husband, in 1952 (her matron of honour was Marlene Dietrich) and divorced him in 1957. In 1962, she wed Théo Sarapo (Theophanis Lamboukas), a singer, actor, and former hairdresser who was born in France of Greek descent.[2] Sarapo was 20 years her junior. The couple sang together in some of her last engagements.
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Piaf lived mainly in Belleville, Paris, with her father from 1915 to 1931. From 1934 to 1941, she lived at 45 rue de Chézy in Neuilly-sur-Seine; she lived alone from 1941 to 1952 and with Jacques Pills from 1952 to 1956. She continued to live there alone from 1956 to 1959. In her final years she lived at 23 rue Édouard Nortier in Neuilly-sur-Seine – alone from 1959 to 1962 and with Théo Sarapo from 1962 until her death in 1963.
|
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Years of alcohol abuse alongside copious amounts of medications, initially for arthritic pains and later insomnia, took their toll on Piaf's health. A series of car accidents only exacerbated her addictions and she eventually underwent a series of surgeries for a stomach ulcer in 1959. Coupled with a deteriorating liver and the need for a blood transfusion, by 1962 she had lost a significant amount of weight, reaching a low of 30 kg (66 pounds). Drifting in and out of consciousness for several months, she died of an aneurysm due to liver failure at age 47 at her villa in Plascassier (Grasse), on the French Riviera, on 10 October 1963.[33] Her last words were "Every damn thing you do in this life, you have to pay for."[34] It is said that Sarapo drove her body back to Paris secretly so that fans would think she had died in her hometown.[2][25] She is buried in Père Lachaise Cemetery in Paris next to her daughter Marcelle, where her grave is among the most visited.[2] Buried in the same grave are her father, Louis-Alphonse Gassion, and Théo (Lamboukas) Sarapo. The name inscribed at the foot of the tombstone is Famille Gassion-Piaf. Her name is engraved on the side as Madame Lamboukas dite Édith Piaf.
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Although she was denied a funeral Mass by Cardinal Maurice Feltin because of her lifestyle,[25] her funeral procession drew tens of thousands[2] of mourners onto the streets of Paris, and the ceremony at the cemetery was attended by more than 100,000 fans.[25][35] Charles Aznavour recalled that Piaf's funeral procession was the only time since the end of World War II that he saw Parisian traffic come to a complete stop.[25] On 10 October 2013, fifty years after her death, the Roman Catholic Church recanted and gave Piaf a memorial Mass in the St. Jean-Baptiste Church in Belleville, Paris, the parish into which she was born.
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Since 1963, the French media have continually published magazines, books, plays, television specials and films about the star often coinciding with the anniversary of her death.[3] In 1973, the Association of the Friends of Édith Piaf was formed followed by the inauguration of the Place Édith Piaf in Belleville in 1981. Soviet astronomer Lyudmila Georgievna Karachkina named a small planet, 3772 Piaf, in her honor.
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In Paris, a two-room museum is dedicated to her, the Musée Édith Piaf[25][36] (5, Rue Crespin du Gast).
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Elton John and Bernie Taupin, along with their guitarist Davey Johnstone, co-wrote a haunting tribute to Piaf called Cage the Songbird for his 1976 album Blue Moves. It's a fictional tale, with Piaf dying alone in her dressing room after a show, when in reality she died of complications from liver cancer. Singers David Crosby and Graham Nash perform on the track.
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A concert at The Town Hall in New York City commemorated the 100th anniversary of Piaf's birth on 19 December 2015. Hosted by Robert Osborne and produced by Daniel Nardicio and Andy Brattain, it featured Little Annie, Gay Marshall, Amber Martin, Marilyn Maye, Meow Meow, Elaine Paige, Molly Pope, Vivian Reed, Kim David Smith, and Aaron Weinstein.[37][38]
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Piaf's life has been the subject of several films and plays.
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(1998) “Tu Es Partout” Saving Private Ryan
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The following titles are compilations of Piaf's songs, and not reissues of the titles released while Piaf was active.
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1 |
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|
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|
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Edmonton (/ˈɛdməntən/ (listen)) is the capital city of the Canadian province of Alberta. Edmonton is on the North Saskatchewan River and is the centre of the Edmonton Metropolitan Region, which is surrounded by Alberta's central region. The city anchors the north end of what Statistics Canada defines as the "Calgary–Edmonton Corridor".[13]
|
4 |
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|
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+
The city had a population of 932,546 in 2016, making it Alberta's second-largest city and Canada's fifth-largest municipality.[5] Edmonton's 2019 municipal census subsequently recorded a population of 972,223.[10] Also in 2016, Edmonton had a metropolitan population of 1,321,426, making it the sixth-largest census metropolitan area (CMA) in Canada.[7] Edmonton is North America's northernmost metropolitan area with a population over one million. A resident of Edmonton is known as an Edmontonian.[14]
|
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+
|
7 |
+
Edmonton's historic growth has been facilitated through the absorption of five adjacent urban municipalities (Strathcona, North Edmonton, West Edmonton, Beverly and Jasper Place)[15] in addition to a series of annexations through 1982,[16] and the annexation of 8,260 ha (82.6 km2) of land from Leduc County and the City of Beaumont on January 1, 2019.[8] Known as the "Gateway to the North",[17] the city is a staging point for large-scale oil sands projects occurring in northern Alberta and large-scale diamond mining operations in the Northwest Territories.[18]
|
8 |
+
|
9 |
+
Edmonton is a cultural, governmental and educational centre. It hosts a year-round slate of festivals, reflected in the nickname "Canada's Festival City".[1] It is home to North America's largest mall, West Edmonton Mall (the world's largest mall from 1981 until 2004),[19] and Fort Edmonton Park, Canada's largest living history museum.[20]
|
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|
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The earliest known inhabitants arrived in the area that is now Edmonton around 3000 BC and perhaps as early as 12,000 BC when an ice-free corridor opened as the last glacial period ended and timber, water, and wildlife became available in the region.[21]
|
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|
13 |
+
In 1754, Anthony Henday, an explorer for the Hudson's Bay Company (HBC), may have been the first European to enter the Edmonton area.[22] His expeditions across the Canadian Prairies were mainly to seek contact with the Indigenous population for establishing the fur trade, as the competition was fierce between the Hudson's Bay Company and the North West Company.
|
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|
15 |
+
By 1795, Fort Edmonton was established on the river's north bank as a major trading post for the Hudson's Bay Company, near the mouth of the Sturgeon River close to present-day Fort Saskatchewan.[23] Fort Edmonton, also known as Edmonton House, was built within "musket-shot range" of the rival North West Company's (NWC) Fort Augustus.[24] The fort's name was chosen by William Tomison, who was in charge of its construction, for Edmonton, Middlesex, England, home town of the Lake family – at least five of whom were influential members of the HBC between 1696-1807.[24] Although both forts were initially successful, declines in beaver pelt hauls and firewood stocks forced both HBC and NWC to move their forts upstream.[24]
|
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|
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+
By 1813, after some changes in location, Fort Edmonton was established in the area of what is now Rossdale, beginning Edmonton's start as a permanent population centre.[25] The fort was located on the border of territory that was disputed by the Blackfoot and Cree nations.[24] Furthermore, the fort intersected territory patrolled by the Blackfoot Confederacy to the South, and the Cree, Dene, and Nakoda nations to the North.[24] After the North West Company merged with the Hudson's Bay Company, Fort Augustus was closed in favour of Fort Edmonton.[24]
|
18 |
+
|
19 |
+
In 1876, Treaty 6, which includes what is now Edmonton, was signed between the Indigenous peoples in Canada (or First Nations) and Queen Victoria as Queen of Canada, as part of the Numbered Treaties of Canada.[26][27] The agreement includes the Plains and Woods Cree, Assiniboine, and other band governments of First Nations at Fort Carlton, Fort Pitt, and Battle River. The area covered by the treaty represents most of the central area of the current provinces of Saskatchewan and Alberta.[28]
|
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|
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+
The coming of the Canadian Pacific Railway (CPR) to southern Alberta in 1885 helped the Edmonton economy, and the 1891 building of the Calgary and Edmonton (C&E) Railway resulted in the emergence of a railway townsite (South Edmonton/Strathcona) on the river's south side, across from Edmonton. The arrival of the CPR and the C&E Railway helped bring settlers and entrepreneurs from eastern Canada, Europe, U.S. and other parts of the world. The Edmonton area's fertile soil and cheap land attracted settlers, further establishing Edmonton as a major regional commercial and agricultural centre. Some people participating in the Klondike Gold Rush passed through South Edmonton/Strathcona in 1897. Strathcona was North America's northernmost railway point, but travel to the Klondike was still very difficult for the "Klondikers," and a majority of them took a steamship north to the Yukon from Vancouver, British Columbia.[29]
|
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+
|
23 |
+
Incorporated as a town in 1892 with a population of 700 and then as a city in 1904 with a population of 8,350,[30] Edmonton became the capital of Alberta when the province was formed a year later, on September 1, 1905.[31] In November 1905, the Canadian Northern Railway (CNR) arrived in Edmonton, accelerating growth.[32]
|
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+
|
25 |
+
During the early 1900s, Edmonton's rapid growth led to speculation in real estate. In 1912, Edmonton amalgamated with the City of Strathcona, south of the North Saskatchewan River; as a result, the city extended south of the North Saskatchewan River for the first time.[33]
|
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+
|
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+
Just before World War I, the boom ended, and the city's population declined from more than 72,000 in 1914 to less than 54,000 only two years later.[34] Many impoverished families moved to subsistence farms outside the city, while others fled to greener pastures in other provinces.[35] Recruitment to the army during the war also contributed to the drop in population.[36] Afterwards, the city slowly recovered in population and economy during the 1920s and 1930s and took off again during and after World War II.
|
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+
|
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+
The Edmonton City Centre Airport opened in 1929,[37] becoming Canada's first licensed airfield.[38] Originally named Blatchford Field in honour of former mayor Kenny Blatchford, pioneering aviators such as Wilfrid R. "Wop" May and Max Ward used Blatchford Field as a major base for distributing mail, food, and medicine to Northern Canada; hence Edmonton's emergence as the "Gateway to the North". World War II saw Edmonton become a major base for the construction of the Alaska Highway and the Northwest Staging Route.[39] The airport was closed in November 2013.[40]
|
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|
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+
On July 31, 1987, a devastating F4 tornado hit the city and killed 27 people.[41] The storm hit the areas of Beaumont, Mill Woods, Bannerman, Fraser, and Evergreen.[42] The day became known as "Black Friday."[43]
|
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+
|
33 |
+
In 1892 Edmonton was incorporated as a town. The first mayor was Matthew McCauley, who established the first school board in Edmonton and Board of Trade (later Chamber of Commerce) and a municipal police service.[44] Due to McCauley's good relationship with the federal Liberals, Edmonton maintained economic and political prominence over Strathcona, a rival settlement/town/city on the south side of the North Saskatchewan River.[44] Edmonton was incorporated as a city in 1904 and became Alberta's capital in 1905.
|
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+
|
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+
In 1904, the City of Edmonton purchased the Edmonton District Telephone Company for $17,000 from Alex Taylor (businessman), a Canadian entrepreneur, inventor and politician. Amalgamated into a city department as City of Edmonton Telephone Department, City Telephone System (CTS), 'edmonton telephones'. In 1989, City Council voted to create Edmonton Telephones Corporation to operate as an autonomous organization under a board of directors appointed by the city. In 1995, City of Edmonton ownership of its telephone service ended when ED TEL was sold to the TELUS corporation. City Bylaw 11713 created The Ed Tel Endowment Fund whereas the shares owned by Edmonton Telephones Corporation in Ed Tel Inc. were sold by the City of Edmonton to Telus on March 10, 1995 for $470,221,872 to be invested for the perpetual benefit of Edmontonians.
|
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|
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+
Unions and radical organizations such as the Industrial Workers of the World struggled for progressive social change through the early years, with the first reformer, James East, elected in 1912, followed by the first official Labour alderman, James Kinney, the following year. Many thousands of workers participated in the Edmonton general strike of 1919 and a strong block of Labour representatives were on council after the next election: East, Kinney, Sam McCoppen, Rice Sheppard and Joe Clarke.
|
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|
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+
The City used Single Transferable Vote (STV), a form of proportional representation, for elections from 1923 to 1927, in which councillors were elected at large with ranked transferable votes.
|
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+
|
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+
Labour representation on city council became a near-majority in 1929, and a full majority from 1932 to 1934, during the Great Depression.[45] Jan Reimer became the city's first female mayor when she was elected in 1989.[46][47]
|
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|
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+
Edmonton is on the North Saskatchewan River, at an elevation of 671 m (2,201 ft).[31] It is North America's northernmost city with a metropolitan population over one million. It is at the same latitude as Hamburg (Germany); Dublin (Ireland); Manchester (United Kingdom); and Magnitogorsk (Russia). It is south of Alberta's geographic centre, which is near the Hamlet of Fort Assiniboine.[48] The terrain in and around Edmonton is generally flat to gently rolling, with ravines and deep river valleys, such as the North Saskatchewan River valley.[49] The Canadian Rockies are west of Edmonton and about 220 km (140 mi) to the southwest.
|
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|
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The North Saskatchewan River originates at the Columbia Icefield in Jasper National Park and bisects the city. It sometimes floods Edmonton's river valley, most notably in the North Saskatchewan River flood of 1915. It empties via the Saskatchewan River, Lake Winnipeg, and the Nelson River into Hudson Bay.[50] It runs from the southwest to the northeast and is fed by numerous creeks throughout the city, including Mill Creek, Whitemud Creek and Blackmud Creek; these creeks have created ravines, some of which are used for urban parkland.[51] Edmonton is within the Canadian Prairies Ecozone.[52] Aspen parkland surrounds the city and is a transitional area from the prairies to the south and boreal forest in the north.[53] The aspen woods and forests in and around Edmonton have long since been reduced by farming and residential and commercial developments including oil and natural gas exploration.[54]
|
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|
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Edmonton has a humid continental climate (Köppen climate classification Dwb). It falls into the NRC 4a Plant Hardiness Zone.[55]
|
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|
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+
The city is known for having cold winters, though its weather is milder than Regina, Saskatoon and Winnipeg,[56] all of which are south of Edmonton. Its average daily temperatures range from a low of −10.4 °C (13.3 °F) in January to a summer peak of 17.7 °C (63.9 °F) in July.[57] With average maximum of 23.1 °C (73.6 °F) in July, and minimum of −14.8 °C (5.4 °F) in January.[58] Temperatures can exceed 30 °C (86 °F) for an average of four to five days anytime from late April to mid-September and fall below −20 °C (−4 °F) for an average of 24.6 days in the winter. The highest temperature recorded in Edmonton was 37.2 °C (99.0 °F), on June 29, 1937.[59] On July 2, 2013, a record high humidex of 44 was recorded, due to an unusually humid day with a temperature of 33.9 °C (93.0 °F) and a record high dew point of 23 °C (73.4 °F).[60][61] The lowest temperature ever recorded in Edmonton was −49.4 °C (−56.9 °F), on January 19 and 21, 1886.[62]
|
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|
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+
Summer lasts from late June until early September, and the humidity is seldom uncomfortably high. Winter lasts from November to March and varies greatly in length and severity. Spring and autumn are both short and highly variable. Edmonton's growing season is from May 9 to September 22;[57][63] it averages 135-140 frost-free days a year.[57][64] At the summer solstice, Edmonton receives 17 hours and three minutes of daylight, with an hour and 46 minutes of civil twilight.[65] On average Edmonton receives 2,299 hours of bright sunshine[66] per year and is one of Canada's sunniest cities.[57]
|
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+
|
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+
The summer of 2006 was particularly warm for Edmonton, as temperatures reached 29 °C (84 °F) or higher more than 20 times from mid-May to early September. The winter of 2011–12 was particularly warm; from December 22, 2011, till March 20, 2012, on 53 occasions Edmonton saw temperatures at or above 0.0 °C (32.0 °F) at the City Centre Airport, and even warmer in the city proper.[67][68][69][70]
|
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|
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Edmonton has a fairly dry climate. On average, it receives 476.9 mm (18.78 in) of precipitation, of which 365.7 mm (14.40 in) is rain and 111.2 mm (4.38 in) is the melt from 123.5 cm (48.6 in) of snowfall per annum.[57] Precipitation is heaviest in the late spring, summer, and early autumn. The wettest month is July, while the driest months are February, March, October, and November.[57] In July the mean precipitation is 91.7 mm (3.61 in).[57] Dry spells are not uncommon and may occur at any time of the year. Extremes do occur, such as the 114 mm (4.49 in) of rainfall that fell on July 31, 1953.[57] Summer thunderstorms can be frequent and occasionally severe enough to produce large hail, damaging winds, funnel clouds, and occasionally tornadoes. Twelve tornadoes had been recorded in Edmonton between 1890 and 1989,[71] and eight since 1990.[72] An F4 tornado that struck Edmonton on July 31, 1987, killing 27, was unusual in many respects, including severity, duration, damage, and casualties.[citation needed][73][74] It is commonly referred to as Black Friday due both to its aberrant characteristics and the emotional shock it generated.[75] Then-mayor Laurence Decore cited the community's response to the tornado as evidence that Edmonton was a "city of champions," which later became an unofficial slogan of the city.[1][76]
|
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|
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+
A massive cluster of thunderstorms occurred on July 11, 2004, with large hail and over 100 mm (4 in) of rain reported within an hour in many places.[77] This "1-in-200 year event" flooded major intersections and underpasses and damaged both residential and commercial properties. The storm caused extensive damage to West Edmonton Mall; a small glass section of the roof collapsed under the weight of the rainwater, causing water to drain onto the mall's indoor ice rink. As a result, the mall was evacuated as a precautionary measure.[78]
|
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|
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Edmonton is at the centre of Canada's sixth-largest census metropolitan area (CMA),[83] which includes Edmonton and 34 other municipalities in the surrounding area.[84] Larger urban communities include Sherwood Park (an urban service area within Strathcona County), the cities of St. Albert, Beaumont, Leduc, Spruce Grove and Fort Saskatchewan, and the towns of Stony Plain, Morinville, and Devon.[85] Major employment areas outside Edmonton but within the CMA include the Nisku Industrial Business Park and the Edmonton International Airport (including a planned inland port logistics support facility in support of the Port Alberta initiative)[86] in Leduc County, the Acheson Industrial Area in Parkland County, Refinery Row in Strathcona County and Alberta's Industrial Heartland[87] within portions of Fort Saskatchewan, Strathcona County and Sturgeon County.[88] Alberta's Industrial Heartland also extends beyond the CMA's northeastern boundary[13] into Lamont County.[88]
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The individual economic development interests and costs of service delivery in certain municipalities within the region have led to intermunicipal competition, strained intermunicipal relationships and overall fragmentation of the region. Although several attempts have been made by the City of Edmonton to absorb surrounding municipalities[89] or annex portions of its neighbours,[90] the city has not absorbed another municipality since the Town of Jasper Place joined Edmonton on August 17, 1964,[91] and the city has not annexed land from any of its neighbours since January 1, 1982.[92] After years of mounting pressure in the early 21st century, the Province of Alberta formed the Capital Region Board (CRB) on April 15, 2008.[93] The CRB consists of 24 member municipalities – 22 of which are within the Edmonton CMA and two of which are outside the CMA. The City of Edmonton announced in March 2013 its intent to annex 156 square kilometres of land (including the Edmonton International Airport) from Leduc County.[94]
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On November 30, 2016, the City of Edmonton and Leduc County came to an agreement on Edmonton's annexation proposal. The City of Edmonton was poised to annex 29,900 acres (121 km2) of land from Leduc County and Beaumont, including the Edmonton International Airport, as a result.[95]
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On January 1, 2019, the City of Edmonton officially annexed 8,260 ha (82.6 km2) from Leduc County and the City of Beaumont, increasing the city's area to 767.85 km2 (296.47 sq mi), with discussions of annexing an additional 2,830 ha (28.3 km2) of Edmonton International Airport land still ongoing.[8]
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Edmonton is divided into 375 neighbourhoods[96] within 7 geographic sectors—a mature area sector, which includes neighbourhoods that were essentially built out before 1970,[97] and six surrounding suburban sectors.[98]
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Edmonton's Downtown is within the city's mature area or inner city.[98] It and the surrounding Boyle Street, Central McDougall, Cloverdale, Garneau, McCauley, Oliver, Queen Mary Park, Riverdale, Rossdale, Strathcona and University of Alberta form Edmonton's Central Core.[97] Oliver and Garneau are the city's most populated and most densely populated neighbourhoods respectively. The mature area sector also contains the five former urban municipalities annexed by the city over its history: Beverly, Jasper Place, North Edmonton, Strathcona and West Edmonton (Calder).[16][98]
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Larger residential areas within Edmonton's six suburban sectors,[98] each comprising multiple neighbourhoods,[99] include Heritage Valley, Kaskitayo, Riverbend, Terwillegar Heights and Windermere (southwest sector); The Grange, Lewis Farms and West Jasper Place (west sector); Big Lake (northwest sector); Castle Downs, Lake District and The Palisades (north sector); Casselman-Steele Heights, Clareview, Hermitage, Londonderry and Pilot Sound (northeast sector); and Ellerslie, The Meadows, Mill Woods and Southeast Edmonton (southeast sector).[100] Mill Woods is divided into a town centre community (Mill Woods Town Centre)[101] and eight surrounding communities:[102] Burnewood, Knottwood, Lakewood, Millbourne, Millhurst, Ridgewood, Southwood, and Woodvale.[103][104] Each has between two and four neighbourhoods.[99]
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Several transit-oriented developments (TOD) have begun to appear along the LRT line at Clareview, with future developments planned at Belvedere (part of the Old Town Fort Road Redevelopment Project).[105] Another TOD, Century Park,[106] is being constructed at the site of what was once Heritage Mall, at the southern end of the LRT line. Century Park will eventually house up to 5,000 residents.[107]
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The Edmonton City Centre Airport is planned to be redeveloped into a sustainable community of 30,000 people comprising a transit-oriented mixed use town centre, townhouses, low, medium and high rise apartments, neighbourhood retail and service uses, and a major park.[108]
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Edmonton has four major industrial districts: the Northwest Industrial District, the Northeast Industrial District, the Southeast Industrial District, and the emerging Edmonton Energy and Technology Park,[109] which is part of Alberta's Industrial Heartland.[110] The northwest, northeast and southeast districts each have smaller industrial areas and neighbourhoods within them.[99][109]
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The city has established 12 business revitalization zones: 124 Street and Area, Alberta Avenue, Beverly, Downtown, Chinatown and Little Italy, Fort Road and Area, Inglewood, Kingsway, North Edge, Northwest Industrial, Old Strathcona and Stony Plain Road.[111]
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The population of the City of Edmonton according to its 2019 municipal census is 972,223,[10] a change of 8.1% from its 2016 municipal census population of 899,447.[135] After factoring in dwellings that did not respond to the municipal census, Edmonton's population is further estimated to be 992,812.[136] Per its municipal census policy,[137] the city's next municipal census is scheduled for 2020.[138]
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In the 2016 Census of Population conducted by Statistics Canada, the City of Edmonton recorded a population of 932,546 living in 360,828 of its 387,950 total private dwellings, a change of 14.8% from its 2011 population of 812,201. With a land area of 685.25 km2 (264.58 sq mi), it had a population density of 1,360.9/km2 (3,524.7/sq mi) in 2016.[5]
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The 2016 municipal census captured more detailed demographic information on residents, including age and gender, marital status, employment status, length of residency, prior residence, employment transportation mode, citizenship, school residency, economic diversity, city resource access, highest educational attainment, household language and income, as well as dwellings and properties, including ownership, structure and status.[139]
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In the 2011 Census, the City of Edmonton had a population of 812,201 living in 324,756 of its 348,672 total dwellings, a change of 11.2% from its 2006 population of 730,372. With a land area of 684.37 km2 (264.24 sq mi), it had a population density of 1,186.8/km2 (3,073.8/sq mi) in 2011.[140] The census also reported that 50.2 percent of the population (407,325) was female while 49.8 percent (404,875) was male. The average age of the city's population was 36.0 years while there was an average 2.5 people per household.[141]
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The Edmonton census metropolitan area (CMA) has the fifth-greatest population of CMAs in Canada and the second-greatest in Alberta, but has the largest land area in Canada. It had a population of 1,159,869 in the 2011 Census compared to its 2006 population of 1,034,945. Its five-year population change of 12.1 percent was second only to the Calgary CMA between 2006 and 2011. With a land area of 9,426.73 km2 (3,639.68 sq mi), the Edmonton CMA had a population density of 123.0/km2 (318.7/sq mi) in 2011.[83] Statistics Canada's latest estimate of the Edmonton CMA population, as of July 1, 2016 is 1,363,300[142]
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The Edmonton population centre is the core[143] of the Edmonton CMA. This core includes the cities of Edmonton, Fort Saskatchewan and St. Albert, the Sherwood Park portion of Strathcona County, and portions of Parkland County and Sturgeon County.[144] The Edmonton population centre, the fifth-largest in Canada, had a population of 960,015 in 2011, an 11.3 percent increase over its 2006 population of 862,544.[145]
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According to the 2016 census, 55.8% of Edmonton's population were of European ethnicities, the most frequent of which included the English (16.8%), Scottish (13.8%), German (13.6%), Irish (12.5%), Ukrainian (10.8%), French (9.4%), and Polish (5.1%) origins.[146] Other ethnic groups and origins included, among others:[146]
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The 2016 census also reported that 37.1% of Edmonton's population identified themselves as visible minorities.[147] The most frequent visible minorities included South Asian (9.5%), Chinese (6.3%), Black (5.9%), Filipino (5.9%), and Arab (2.6%).[147]
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Edmonton religious affiliation (2011)[148]
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Edmonton is home to members of a number of world religions. According to the 2011 Canadian Household Survey, 59.1 percent of metropolitan Edmonton residents identify as Christian. Significant religious minorities include Muslims (4.1 percent), Sikhs (1.8 percent), Buddhists (1.5 percent), Hindus (1.4 percent), Jewish people (0.3 percent), and practitioners of traditional Aboriginal spirituality (0.2 percent). Those belonging to smaller religions account for 0.5 percent, while 31.1 percent profess no religious affiliation.[148]
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Within Christianity, major denominations include the Roman Catholic Church (44.4 percent of self-identified Christians) and the United Church (10.5 percent).[148] Edmonton is home to four major cathedrals, with St. Joseph's Basilica seating the Roman Catholic Archdiocese of Edmonton, All Saints' Cathedral seating the Anglican Diocese of Edmonton, St. Josaphat Cathedral seating the Ukrainian Catholic Eparchy of Edmonton, and St. John Cathedral seating the Ukrainian Orthodox Eparchy of Western Canada. Additionally, members of The Church of Jesus Christ of Latter-day Saints are served by the Edmonton Alberta Temple.
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In the 1930s, the local Muslim community began organizing to build a mosque. A local Muslim woman, Hilwie Hamdon, met with the mayor to acquire the land, and campaigned to raise $5,000 for the building. In 1938, Abdullah Yusuf Ali was present at the opening of the new Al-Rashid Mosque, which became the first mosque established in Canada and the third in North America.[149] In the 1980s, Muslim students at the University of Alberta found it difficult to rent prayer rooms large enough to accommodate the local population, and opened the Muslim Community of Edmonton as a mosque and outreach centre in 1992.[150] From these beginnings, Muslims now form the city's largest religious minority, with 46,125 members (2011)[148] representing over 62 ethnic backgrounds[151] at over 20 Edmonton-area mosques (2019).[152]
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Edmonton's Jewish community is represented by the Jewish Federation of Edmonton, operating the historic Edmonton Jewish Cemetery, purchased in 1907. The city contains six synagogues.[153][154] The oldest, Beth Israel, was established in 1912 and served as home of Canada's first Jewish day school. Other Abrahamic religions active in Edmonton include the Bahá'í Faith, operating a Bahá'í Centre in Norwood, and Druze, with its Canadian Druze Centre located in the Northwest Industrial District.[155][156]
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Edmonton also hosts a Maronite Catholic church, on 76 Avenue/98 Street, with services in English on Saturdays and Arabic on Sundays. The Hindu Community in Edmonton is served by the Hindu Society of Alberta[157] (North Indian Temple) and the Maha Ganapathy Society of Alberta (South Indian Temple).[158] The Sikh community in Edmonton is served by four gurdwaras. Edmonton is also home to two of Alberta's five Unitarian Universalist congregations – the Unitarian Church of Edmonton[159] and the Westwood Unitarian Congregation;[160] the other three are located in Calgary, Lethbridge, and Red Deer.[161]
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Edmonton is the major economic centre for northern and central Alberta and a major centre for the oil and gas industry. As of 2014, the estimated value of major projects within the Edmonton Metropolitan Region was $57.8-billion, of which $34.4-billion are within the oil and gas, oil sands, and pipeline sectors.[163]
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Edmonton traditionally has been a hub for Albertan petrochemical industries, earning it the nickname "Oil Capital of Canada" in the 1940s.[164] Supply and service industries drive the energy extraction engine, while research develops new technologies and supports expanded value-added processing of Alberta's massive oil, gas, and oil sands reserves. These are reported to be the second-largest in the world, after Saudi Arabia.[165]
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Much of the growth in technology sectors is due to Edmonton's reputation as one of Canada's premier research and education centres. Research initiatives are anchored by educational institutions such as the University of Alberta (U of A) as well as government initiatives underway at Alberta Innovates and Edmonton Research Park. The U of A campus is home to the National Institute for Nanotechnology.[166]
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During the 1970s and 1980s, Edmonton became a major financial centre, with both regional offices of Canada's major banks and locally based institutions opening.[167] However, the turmoil of the late-1980s economy radically changed the situation. Locally based operations such as Principal Trust and Canadian Commercial Bank[168] would fail, and some regional offices were moved to other cities. The 1990s saw a solidification of the economy, and Edmonton is now home to Canadian Western Bank, the only publicly traded Schedule I chartered bank headquarters west of Toronto.[169] Other major financial institutions include ATB Financial, Servus Credit Union (formerly Capital City Savings), TD Canada Trust and Manulife Financial.[170]
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Edmonton has been the birthplace of several companies that have grown to international stature.[171] The local retail market has also seen the creation of many successful store concepts, such as The Brick, Katz Group, AutoCanada, Boston Pizza, Pizza 73, Liquor Stores GP (which includes Liquor Depot, Liquor Barn, OK Liquor, and Grapes & Grains), Planet Organic, Shaw Communications, Empire Design, Running Room, Booster Juice, Earl's, Fountain Tire and XS Cargo.[172]
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Edmonton's geographical location has made it an ideal spot for distribution and logistics. CN Rail's North American operational facility is located in the city, as well as a major intermodal facility that handles all incoming freight from the port of Prince Rupert in British Columbia.[173] In early 2020, CN Rail announced that it was closing its Montreal control centre and would eventually close its Vancouver control centre as well, with a goal to consolidate all of its control operations into Edmonton.[174]
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Edmonton is home to several shopping malls and the largest mall in North America, West Edmonton Mall, which is also considered to be the 10th largest mall in the world.[175][176] Other mentionable malls include Bonnie Doon Shopping Centre, Edmonton City Centre (a combination of the former Edmonton Centre and Eaton Centre malls), Southgate Centre, Kingsway Mall, Northgate Centre, Riverview Crossing, Londonderry Mall, and Mill Woods Town Centre.[177]
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Edmonton also has many big box shopping centres and power centres. Some of the major ones include South Edmonton Common (North America's largest open air retail development),[178] Mayfield Common , Westpoint, Skyview Power Centre, Terra Losa Centre, Oliver Square, Southpark Centre, The Meadows, Christy's Corner, Currents of Windermere, and Manning Village.[179]
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In contrast to suburban centres, Edmonton has many urban retail locations. The largest of them all, Old Strathcona, includes many independent stores between 99 Street and 109 Street, on Whyte Avenue and in the surrounding area.[180] In and around Downtown Edmonton, there are a few shopping districts, including the Edmonton City Centre mall, Jasper Avenue, and 104 Street. Near Oliver, 124 Street is home to a significant number of retail stores. Edmonton is the Canadian testing ground for many American retailers, such as Bath & Body Works and Calvin Klein.[181]
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Many events are anchored in the downtown Arts District, centred around Churchill Square (named in honour of Sir Winston Churchill). On the south side of the river, the University district and Whyte Avenue contain theatres, concert halls, and various live music venues. The centrepiece of the square builds a life-size bronze statue of Churchill, unveiled by Lady Soames on May 24, 1989. It is a copy of a statue by Oscar Nemon.
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The Francis Winspear Centre for Music[182] opened in 1997 after years of planning and fundraising.[183] Described as one of the most acoustically perfect concert halls in Canada, it is home to the Edmonton Symphony Orchestra and hosts a wide variety of shows every year. It seats 1,932 patrons and houses the $3-million Davis Concert Organ, the largest concert organ in Canada.[184] Across 102 Avenue is the Citadel Theatre, named after The Salvation Army Citadel in which Joe Shoctor first started the Citadel Theatre Company in 1965. It is now one of the largest theatre complexes in Canada, with five halls, each specializing in different kinds of productions.[185] In 2015 the Citadel Theatre also became home to Catalyst Theatre. On the University of Alberta grounds is the 2,534-seat Northern Alberta Jubilee Auditorium, which had over a year of heavy renovations as part of the province's 2005 centennial celebrations. Both it and its southern twin in Calgary were constructed in 1955 for the province's golden jubilee and have hosted many concerts, musicals, and ballets. On the front of the building is a quote from Suetonius' Life of Augustus: "He found a city built of brick – left it built of marble."
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The Old Strathcona neighbourhood is home to the Theatre District, which holds the ATB Financial Arts Barns (headquarters of the Edmonton International Fringe Festival), The Walterdale Playhouse, and the Varscona Theatre (base of operations for several theatre companies, including Teatro la Quindicina, Shadow Theatre, Die-Nasty, Plane Jane Theatre, and Grindstone Theatre!). Edmonton was named cultural capital of Canada in 2007.[186][187] The Ukrainian Dnipro Ensemble of Edmonton, along with other Ukrainian choirs such as the Ukrainian Male Chorus of Edmonton, helps preserve the Ukrainian musical culture within the parameters of the Canadian multicultural identity in Edmonton.[188]
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Edmonton hosts several large festivals each year, contributing to its nickname, "Canada's Festival City".[1] Downtown Edmonton's Churchill Square host numerous festivals each summer. The Works Art & Design Festival, which takes place from late June to early July, showcases Canadian and international art and design from well-known award-winning artists as well as emerging and student artists. The Edmonton International Street Performer's Festival takes place in mid-July and is the biggest of its kind in North America.[189] The TD Edmonton International Jazz Festival takes place in late June and, along with Montreal, were the first jazz festivals in Canada.[190]
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Edmonton's main summer festival is K-Days, formerly Klondike Days, Capital Ex and originally the Edmonton Exhibition.[191] Founded in 1879, the Edmonton Exhibition was originally an annual fair and exhibition that eventually adopted a gold rush theme, becoming Klondike Days in the 1960s.[191] Northlands, the operators, renamed the festival "Edmonton's Capital Ex" or "Capital Ex" in 2006.[191] In 2012 Edmonton Northlands conducted a poll to rename the festival that resulted in changing the name to "K-Days".[191] The Canadian Finals Rodeo was held in Edmonton from 1974 to 2017, but moved to Red Deer in 2018 due to the closure of the Coliseum.[192]
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The Edmonton International Fringe Festival, held in mid-August, is the largest fringe theatre festival in North America.[193] Also in August Edmonton hosts the Edmonton Folk Music Festival, the fourth major folk festival in Canada.[194] Other summer festivals in and around Edmonton include the Edmonton Heritage Festival, Taste of Edmonton, Chaos Alberta Festival, Interstellar Rodeo, Big Valley Jambore, Pigeon Lake Music Festival, Edmonton Rockfest, Edmonton International Reggae Jamboree Festival, Edmonton Blues Festival and Cariwest.[195] Edmonton also hosts a number of winter festivals, one of the oldest being the Silver Skate Festival.[196] Others are Flying Canoe Volant,[196] Ice on Whyte and the Ice Magic Festival.[197]
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In the city's early days, music was performed in churches and community halls. Edmonton has a history of opera and classical music performance; both have been supported by a variety of clubs and associations. Edmonton's first major radio station, CKUA, began broadcasting music in 1927.[198] The city is a centre for music instruction; the University of Alberta began its music department in 1945, and MacEwan University opened a jazz and musical theatre program in 1980. Festivals of jazz, folk, and classical music are popular entertainment events in the city.[199]
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The Edmonton Symphony Orchestra has existed under various incarnations since 1913. In 1952 the Edmonton Philharmonic and the Edmonton Pops orchestras amalgamated to form the 60-member modern version. The Orchestra performs at the Francis Winspear Centre for Music.[200]
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The city also has a vibrant popular music scene, across genres including hip-hop, reggae, R&B, rock, pop, metal, punk, country and electronic. Notable past and present local musicians include Robert Goulet,[201] Tommy Banks, Stu Davis, Tim Feehan, Cadence Weapon, Kreesha Turner, The Smalls, SNFU, Social Code, Stereos, Ten Second Epic, Tupelo Honey, Mac DeMarco, Shout Out Out Out Out, Psyche, Purity Ring, The Wet Secrets, Nuela Charles, Celeigh Cardinal, and Ruth B.[202]
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There are several key areas of nightlife in Edmonton. The most popular is the Whyte Avenue (82 Avenue) strip, between 109 Street and 99 Street; it has the highest number of heritage buildings in Edmonton,[203] and bars, clubs, and restaurants throughout, but mostly west of Gateway Boulevard (103 Street). Once the heart of the town of Strathcona (annexed by Edmonton on February 1, 1912), it fell into disrepair during the middle of the 20th century.[204] Beginning in the 1970s, a coordinated effort to revive the area through a business revitalization zone produced an area rich with restored historical buildings and pleasant streetscapes.[111] Its proximity to the University of Alberta has led to a high number of restaurants, pubs, trendy clubs, and retail and specialty shops. This area also has two independent movie theatres, the Garneau and Princess, as well as several live theatre, music, and comedy venues.[205]
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Downtown Edmonton has undergone a continual process of renewal and growth since the mid-1990s. Many buildings were demolished during the oil boom, starting in the 1960s and continuing into the 1980s, to make way for office towers. There have always been numerous pub-type establishments, hotel lounges, and restaurants. The past decade has seen a strong resurgence in more mainstream venues. Edmonton also has a high demand for pub crawl tours in the city. Various clubs are found along Edmonton's main street, Jasper Avenue. The Edmonton City Centre mall also houses a Landmark Cinemas movie theatre with nine screens. The nonprofit Metro Cinema[206] shows a variety of alternative or otherwise unreleased films every week.
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West Edmonton Mall holds several after-hour establishments in addition to its many stores and attractions. Bourbon Street has numerous eating establishments; clubs and casinos can also be found within the complex. Scotiabank Theatre (formerly known as Silver City), at the west end of the mall, is a theatre with 12 screens and an IMAX.[19]
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Edmonton's river valley constitutes the longest stretch of connected urban parkland in North America, and Edmonton has the highest amount of parkland per capita of any Canadian city; the river valley is 22 times larger than New York City's Central Park.[207] The river valley is home to various parks ranging from fully serviced urban parks to campsite-like facilities with few amenities. This main "Ribbon of Green" is supplemented by numerous neighbourhood parks located throughout the city, to give a total of 111 km2 (27,400 acres) of parkland.[207] Within the 7,400 ha (18,000 acres), 25 km (16 mi)-long river valley park system, there are 11 lakes, 14 ravines, and 22 major parks, and most of the city has accessible bike and walking trail connections.[208] These trails are also part of the 235 km (146 mi) Waskahegan walking trail. The City of Edmonton has named five parks in its River Valley Parks System in honour of each of "The Famous Five".[209]
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Edmonton's streets and parklands also contain one of the largest remaining concentrations of healthy American elm trees in the world, unaffected by Dutch elm disease, which has wiped out vast numbers of such trees in eastern North America. Jack pine, lodgepole pine, white spruce, white birch, aspen, mountain ash, Amur maple, Russian olive, green ash, basswood, various poplars and willows, flowering crabapple, Mayday tree and Manitoba maple are also abundant; bur oak, silver maple, hawthorn and Ohio buckeye are increasingly popular. Other introduced tree species include white ash, blue spruce, Norway maple, red oak, sugar maple, common horse-chestnut, McIntosh apple, and Evans cherry.[210] Three walnut species – butternut, Manchurian walnut, and black walnut – have survived in Edmonton.[211]
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Several golf courses, both public and private, are also located in the river valley; the long summer daylight hours of this northern city provide for extended play from early morning well into the evening.[212] Golf courses and the park system become a winter recreation area during this season, and cross-country skiing and skating are popular during the long winter. Four downhill ski slopes are located in the river valley as well, two within the city and two immediately outside.[213]
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The Edmonton & Area Land Trust (EALT) is a charity focused on conserving natural areas in Edmonton and surrounding municipalities. Its first project in Edmonton was conserving Larch Sanctuary,[214] via a 59-acre Conservation Easement with the City, straddling Whitemud Creek south of 23rd Avenue, and containing the only oxbow lake in the City. EALT works with many organisations in Edmonton, and is currently working to conserve the 233 acres of Forest and Farmland[215] in a loop of the river in North East Edmonton.
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A variety of volunteer opportunities exist for citizens to participate in the stewardship of Edmonton's parkland and river valley. Volunteer programs include River Valley Clean-up, Root for Trees, and Partner in Parks.[216] River Valley Clean-up engages volunteers to pick up hundreds of bags of litter each year.
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There are many museums in Edmonton of various sizes.[217] The largest is the Royal Alberta Museum (RAM), which was formerly known as the Provincial Museum of Alberta until it was renamed in honour of Queen Elizabeth II's 2005 Alberta centennial visit. The RAM houses over 10 million objects in its collection and showcases the culture and practices of the diverse aboriginal tribes of the region. In 2018, the building relocated from its location in Glenora to a new building in downtown on 103A Avenue and 97 Street. The museum held a grand opening event and gave out 40,000 free tickets for its first few days of operation.[218]
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The Telus World of Science is located in the Woodcroft neighbourhood northwest of the city centre. It opened in 1984 and has since been expanded several times. It contains five permanent galleries, one additional gallery for temporary exhibits, an IMAX theatre, a planetarium, an observatory, and an amateur radio station. The Edmonton Valley Zoo is in the river valley to the southwest of the city centre.[219]
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The Alberta Aviation Museum, located in a hangar at the City Centre Airport, was built for the British Commonwealth Air Training Plan. Its collection includes both civilian and military aircraft, the largest of which are a Boeing 737 and two CF-101 Voodoos. It also has one of only 3 BOMARC missiles in Canada.
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The Prince of Wales Armouries Heritage Centre[220] is home to the Loyal Edmonton Regiment Military Museum. The museum is dedicated to preserving the military heritage and the sacrifices made by the people of Edmonton and Alberta in general. The museum features two galleries and several smaller exhibits. The collection includes historic firearms, uniforms, souvenirs, memorabilia, military accoutrements, as well as a large photographic and archival collection spanning the pre-World War One period to the present. The museum features an exhibit on the role of the 49th Battalion, CEF in Canada's Hundred Days Offensive.
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The Telephone Historical Centre is a telephone museum also located in the Prince of Wales Armouries Heritage Centre. In addition to a collection of artifacts tracing the history of the telephone, the museum has its own theatre featuring a brief film led by the robot Xeldon.[221] As of April, 2019, the museum is permanently closed.[222]
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The Alberta Railway Museum[223] is located in the rural northeast portion of the city. It contains a variety of locomotives and railroad cars from different periods, and includes a working steam locomotive. Since most of its exhibits are outdoors, it is only open between Victoria Day and Labour Day.
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Fort Edmonton Park, Canada's largest living history museum, is located in the river valley southwest of the city centre. Edmonton's heritage is displayed through historical buildings (many of which are originals moved to the park), costumed historical interpreters, and authentic artifacts. In total, it covers the region's history from approximately 1795 to 1929 (represented by Fort Edmonton), followed chronologically by 1885, 1905, and 1920 streets, and a recreation of a 1920s midway. A steam train, streetcars, automobiles and horse-drawn vehicles may be seen in operation (and utilized by the public) around the park. The John Walter Museum and Historical Area (c. 1875 to 1901) is on the Canadian Register of Historic Places.[224] The University of Alberta operates its own internal Museums and Collections service.[225]
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The Art Gallery of Alberta (AGA) is the city's largest single gallery. Formerly housed in an iconic 1970s Brutalist building designed by Don Bittorf,[226] the AGA collection had over 5,000 pieces of art. The former AGA building was demolished in July 2007 to make way for construction of a new facility designed by Randall Stout. It was estimated to cost over $88-million and the amount that Edmonton City Council donated towards its construction was met with some controversy. The AGA officially opened on January 31, 2010.[227] Commercial art galleries can be found throughout the city, especially along the 124 Street/Jasper Avenue corridor, known as the "gallery walk".[228]
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Edmonton is home to four artist-run centres all located in the downtown core Harcourt House, Latitude 53, Ociciwan Contemporary Art Collective and Society of Northern Alberta Print-Artists (SNAP). The University of Alberta and MacEwan University also have galleries: the Fine Arts Building Gallery[229] and the Mitchell Art Gallery,[230] respectively. The University of Alberta Museums and Collections also has 17 million objects, 29 registered museum collections and occasional exhibitions.[231]
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Edmonton has a number of professional sports teams,[232] including the Edmonton Football Team, formerly referred to as the Edmonton Eskimos, of the Canadian Football League, Edmonton Oilers of the National Hockey League, and FC Edmonton of the Canadian Premier League. Junior sports clubs include the Edmonton Huskies and Edmonton Wildcats of the Canadian Junior Football League and the Edmonton Oil Kings of the Western Hockey League. Venues for Edmonton's professional and junior sports teams include Commonwealth Stadium (Edmonton Football Team), Argyll Velodrome, Rogers Place (Oilers and Oil Kings), Edmonton Ballpark (Prospects), the Universiade Pavilion (Energy), and Clarke Stadium (FC Edmonton, Huskies and Wildcats).
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Edmonton's teams have rivalries with Calgary's teams and games between Edmonton and Calgary teams are often referred to as the Battle of Alberta.
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Past notable hockey teams in Edmonton include: the original junior hockey incarnation of the Edmonton Oil Kings, with multiple league and national Memorial Cup championships playing in the Western Hockey League; the Edmonton Flyers, with multiple Lester Patrick Cups and one national Allan Cup, and; the Edmonton Roadrunners of the American Hockey League. Other past notable sports teams include; the Edmonton Grads, a women's basketball team with 108 local, provincial, national, and international titles and the world champions for 17 years in a row; the Edmonton Trappers, a Triple-A level baseball team with multiple division and league titles in the Pacific Coast League, and; the Edmonton Rush, a box lacrosse team with one league championship.
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Local university-level sports teams include the U of A Golden Bears, the U of A Pandas, the NAIT Ooks, and the MacEwan Griffins. Local amateur teams, among others, include the Edmonton Gold of the Rugby Canada Super League and two flat track roller derby leagues: Oil City Roller Derby[233] and E-Ville Roller Derby.[234]
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The Castrol Raceway hosts regular sprint car and a national IHRA events at their facility next to Edmonton International Airport.[235] The airport also hosts horse racing at the Century Mile Racetrack and Casino.[236] The Edmonton International Raceway, which hosts NASCAR Pinty's Series races, is located about 50 km to the south near Wetaskiwin.
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From 2005 to 2012, Edmonton hosted an annual circuit on the Indy Racing League known as the Edmonton Indy. Other past sporting events hosted by Edmonton include the 1978 Commonwealth Games, the 1983 World University Games (Universiade), the 2001 World Championships in Athletics, the 2002 World Ringette Championships, the 2005 World Master Games,[237] the 2006 Women's Rugby World Cup, the 2007 and 2014 FIFA U-20 Women's World Cup, the 2015 FIFA Women's World Cup,[238] and the CN Canadian Women's Open. Edmonton shared hosting duties with Calgary for the 2012 World Junior Ice Hockey Championships. Edmonton is one of the venues for the 2026 FIFA World Cup[239]
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The Edmonton City Council consists of a mayor and twelve councillors serving four-year terms. Each councillor is elected in a ward (electoral district); the mayor is elected at-large. The elections are non-partisan. Council has the responsibility of approving the city's budget, and develops laws and policies intended to promote the health and safety of Edmonton residents. The Council passes all legislation related to the city's police, firefighting, parks, libraries, and electricity, water supply, solid waste, and drainage utilities.
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On July 22, 2009, City Council adopted an electoral system that divides Edmonton into 12 wards, instead of the previous two for each of six wards. This system came into effect with the following election in October 2010.[240] The most recent election was held in October 2017, and elected members to a four-year term.
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Edmonton is the capital of the province of Alberta and holds all main provincial areas of government such as the Provincial Legislature of Alberta. The Edmonton Metropolitan Region is represented by 20 MLAs, one for each provincial electoral district. Many of these boundaries have been changed, adjusted and renamed while the city has grown.[241] In the current 30th Alberta Legislature nearly all of Edmonton's districts are represented by members from the Opposition Alberta New Democratic Party. One of the MLAs, Rachel Notley, is also the Leader of the Opposition.
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Edmonton is represented by nine Members of Parliament (MP), with one being elected to represent each of its federal electoral districts.[242] In the current 43rd Canadian Parliament, eight MPs are members of the Conservative Party of Canada, while the remaining MP is part of the New Democratic Party.[243] After the 2019 federal election, Edmonton lacked elected representation in the federal government for the first time since 1980.[244]
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The city's police force, the Edmonton Police Service, was founded in 1892, and had approximately 1,400 officers in 2012.[245] Edmonton experienced a decrease in crime in the 1990s, an increase in the early 2000s,[246] and another downturn at the end of the decade.
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The Edmonton census metropolitan area (CMA) had a crime severity index of 84.5 in 2013, which is higher than the national average of 68.7.[247] Its crime severity index was the fifth-highest among CMAs in Canada behind Regina, Saskatoon, Kelowna and Vancouver.[247] Edmonton had the fourth-most homicides in 2013 at 27.[247]
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Edmonton is home to 1 Canadian Mechanized Brigade Group (1 CMBG), the Regular Force army brigade group of Land Force Western Area of the Canadian Army. Units in 1 CMBG include Lord Strathcona's Horse (Royal Canadians), 1 Combat Engineer Regiment, two of the three regular force battalions of Princess Patricia's Canadian Light Infantry, and various headquarters, service, and support elements. Although not part of 1 CMBG, 408 Tactical Helicopter Squadron and 1 Field Ambulance are located with the brigade group. All of these units are located at Lancaster Park, immediately north of the city. From 1943, as CFB Namao (now CFB Edmonton/Edmonton Garrison), it was a major air force base.[248] In 1996, all fixed-wing aviation units were transferred to CFB Cold Lake.
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The Canadian Airborne Training Centre had been located in the city in the 1980s. The move of 1 CMBG and component units from Calgary occurred in 1996 in what was described as a cost-saving measure.[249] The brigade had existed in Calgary since the 1950s, and Lord Strathcona's Horse had traditionally been a Calgary garrison unit dating back to before World War I.
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Edmonton also has a large army reserve element from 41 Canadian Brigade Group (41 CBG), including The Loyal Edmonton Regiment (4th Battalion, Princess Patricia's Canadian Light Infantry); 41 Combat Engineer Regiment; HQ Battery, 20th Field Artillery Regiment; and B Squadron of The South Alberta Light Horse, one of Alberta's oldest army reserve units. Despite being far from Canada's coasts, Edmonton is also the home of HMCS Nonsuch,[250] a naval reserve division. There are numerous cadet corps[251] of the different elements (naval, army and air force) within Edmonton as well.
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Edmonton is a major air transportation gateway to northern Alberta and northern Canada.[31] The Edmonton International Airport (EIA) is the main airport serving the city.
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The EIA provides passenger service to destinations in the United States, Europe, Mexico, and the Caribbean. The EIA is located within Leduc County, adjacent to the City of Leduc and the Nisku Industrial Business Park. With direct air distances from Edmonton to places such as London in United Kingdom being shorter than to other main airports in western North America,[252] Edmonton Airports is working to establish a major container shipping hub called Port Alberta.[253]
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Edmonton serves as a major transportation hub for Canadian National Railway, whose North American operations management centre is located at their Edmonton offices. It is also tied into the Canadian Pacific Railway network, which provides service from Calgary to the south and extends northeast of Edmonton to serve Alberta's Industrial Heartland.
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Inter-city rail passenger rail service is provided by Via Rail's premier train, the Canadian, as it travels between Vancouver, British Columbia, and Toronto, Ontario. Passenger trains stop at the Edmonton railway station three days a week in both directions. The train connects Edmonton to multiple stops in British Columbia, Alberta, Saskatchewan, Manitoba, and Ontario.[254]
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The Edmonton Transit Service (ETS) is the city's public transit agency, operating the Edmonton Light Rail Transit (LRT) line as well as a fleet of buses.[255] As of 2009 there were 354,440 boardings per day[256][257] (in a population of 1,034,945[258]). There are approximately 280,000 ETS bus boardings, 54,000 LRT boardings, and 3,500 paratransit boardings per weekday.[256]
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From the 1990s to early 2009, Edmonton was one of two cities in Canada still operating trolley buses, along with Vancouver. On June 18, 2008, City Council decided to abandon the Edmonton trolley bus system[259] and the last trolley bus ran on May 2, 2009.[260][261]
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Scheduled LRT service began on April 23, 1978, with five extensions of the single line completed since.[262] The original Edmonton line is considered to be the first "modern" light rail line in North America (i.e., built from scratch, rather than being an upgrade of an old system). It introduced the use of German-designed rolling stock that subsequently became the standard light rail vehicle of the United States.[262] The Edmonton "proof-of-payment" fare collection system adopted in 1980 – modelled after European ticket systems – became the North American transit industry's preferred approach for subsequent light rail projects.[263] The four-year South LRT extension was opened in full on April 24, 2010, which sees trains travelling to Century Park[264] (located at 23 Avenue and 111 Street), making stops at South Campus and Southgate Centre along the way.[264] A line to the Northern Alberta Institute of Technology in north-central Edmonton using the same high floor technology of the existing system opened September 6, 2015. Edmonton currently constructing the southeast leg of the Valley Line, which starts in Mill Woods and ends in the downtown core.[265] The southeast portion is expected to open in 2021, after experiencing significant delays.[266] Construction on the second and final phase of the Valley Line, which will extend the line west to Lewis Farms, is expected to commence in 2021.[267] Unlike the Capital and Metro lines, trains on the Valley Line will utilize low-floor technology.[265]
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A largely gridded system forms most of Edmonton's street and road network.[268] The address system is mostly numbered, with streets running south to north and avenues running east to west. In built-up areas built since the 1950s, local streets and major roadways generally do not conform to the grid system. Major roadways include Kingsway, Yellowhead Trail (Highway 16), Whitemud Drive and Anthony Henday Drive.
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The major roads connecting to other communities elsewhere in Alberta, British Columbia, and Saskatchewan are the Yellowhead Highway to the west and east and Highway 2 (Queen Elizabeth II Highway) to the south.[269][270]
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Edmonton maintains over 160 kilometres (99 mi) of multi-use trails; however, most of this is within the river valley parkland system.[271][272]
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Edmonton's first power company established itself in 1891 and installed streetlights along the city's main avenue, Jasper Avenue. The power company was bought by the Town of Edmonton in 1902 and remains under municipal ownership today as EPCOR. Also in charge of water treatment, in 2002 EPCOR installed the world's largest ultraviolet (UV) water treatment (ultraviolet disinfection) system at its E. L. Smith Water Treatment Plant.[273]
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The Edmonton Composting Facility, the largest of its type in the world, is also the largest stainless steel building in North America.[274] Among the innovative uses for the city's waste includes a Christmas tree recycling program. The trees are collected each January and put through a woodchipper; this material is used as an addition to the composting process. In addition, the wood chips absorb much of the odour produced by the compost by providing a biofilter element to trap odour causing gaseous results of the process.[275] The composting facility was permanently shut down in 2019 after an inspection found that the structural integrity of its roof was compromised.[276] Edmonton is currently operating a pilot project for organics waste collection, with approximately 8,000 households in thirteen different neighbourhoods participating.[277]
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Together, the Waste Management Centre and Wastewater Treatment plant are known as the Edmonton Waste Management Centre of Excellence. Research partners include the University of Alberta, the Alberta Research Council, the Northern Alberta Institute of Technology, and Olds College.[278]
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There are four main hospitals serving Edmonton: University of Alberta Hospital, Royal Alexandra Hospital, Misericordia Community Hospital, and Grey Nuns Community Hospital.[279] Other area hospitals include Sturgeon Community Hospital in St. Albert, Leduc Community Hospital in Leduc, Westview Health Centre in Stony Plain, and Fort Saskatchewan Community Hospital in Fort Saskatchewan. Dedicated psychiatric care is provided at the Alberta Hospital. The Northeast Community Health Centre offers a 24-hour emergency room with no inpatient ward services. The University of Alberta Hospital is the centre of a larger complex of hospitals and clinics located adjacent to the university campus which comprises the Stollery Children's Hospital, Mazankowski Alberta Heart Institute, Cross Cancer Institute, Zeidler Gastrointestinal Health Centre, Ledcor Clinical Training Centre, and Edmonton Clinic. Several health research institutes, including the Heritage Medical Research Centre, Medical Sciences Building, Katz Group Centre for Pharmacy and Health Research, and Li Ka Shing Centre for Health Research Innovation, are also located at this site. A similar set-up is also evident at the Royal Alexandra Hospital, which is connected to the Lois Hole Hospital for Women and Orthopaedic Surgery Centre. All hospitals are under the administration of Alberta Health Services, although Misericordia and Grey Nuns are run separately by Covenant Health.[280]
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Edmonton has three publicly funded school boards (districts) that provide kindergarten and grades 1–12. The vast majority of students attend schools in the two large English-language boards: Edmonton Public Schools, and the separate Edmonton Catholic School District.[281] Also, since 1994, the Francophone minority community has had their own school board based in Edmonton, the Greater North Central Francophone Education Region No. 2, which includes surrounding communities. The city also has a number of public charter schools that are independent of any board. All three school boards and public charter schools are funded through provincial grants and property taxes.
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Some private schools exist as well, including Edmonton Academy,[282] Progressive Academy[283] and Tempo School.[284]
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Edmonton Public Schools is known for pioneering the concept of site-based decision making (decentralization) in Canada, which gives principals the authority, the financial resources and the flexibility to make decisions based on the individual needs of their schools.[285] This initiative has led to Edmonton Public offering an school of choice model in which students have more options as to what school they want to attend to suit their interests, and has led to the creation of alternative programs such as Vimy Ridge Academy, Old Scona Academic and Victoria School of the Arts.[286][287][288] The Edmonton Society for Christian Education[289] and Millwoods Christian School (not part of the former) used to be private schools; however, have both also become part of Edmonton Public Schools as alternative programs.[290][291]
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Both the Edmonton Public Schools and the Edmonton Catholic School District provide support and resources for those wishing to homeschool their children.[292]
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Those post-secondary institutions based in Edmonton that are publicly funded include Concordia University of Edmonton, MacEwan University, King's University, NorQuest College, the Northern Alberta Institute of Technology (NAIT) and the University of Alberta (U of A).[293] The publicly funded Athabasca University also has a campus in Edmonton.[294][295]
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The U of A is a board-governed institution[296] that has an annual revenue of over one billion dollars.[297] In 2011/12, the university had over 38,000 students enrolled within nearly 400 undergraduate, graduate and professional programs, as well as over 15,000 students enrolled in its faculty of extension.[298] The U of A is also home to the second-largest research library system in Canada.[299]
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In 2010/11, MacEwan University had a total student population of over 43,000 students, including nearly 14,000 full-time students, enrolled in programs offering bachelor's degrees, university transfers, diplomas and certificates.[300] NAIT has an approximate total of 61,200 students enrolled in more than 200 programs[301] while NorQuest College has approximately 8,500 students enrolled in various full-time, part-time and continuing education programs.[302]
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Other post-secondary institutions within Edmonton include Newman Theological College, Taylor University College and Seminary[303] and Yellowhead Tribal College, a First Nations college[304] and Campbell College, a vocational school.
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Edmonton has seven local broadcast television stations shown on basic cable TV or over-the-air, with the oldest broadcasters in the city being CTV (1961) and CBC (1954).[305] Most of Edmonton's conventional television stations have made the switch to over-the-air digital broadcasting. The cable television providers in Edmonton are TELUS (for IPTV) and Shaw Cable. Twenty-one FM and eight AM radio stations are based in Edmonton.[306]
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Edmonton has two large-circulation daily newspapers, the Edmonton Journal and the Edmonton Sun. The Journal, established in 1903 and owned by the Postmedia Network, has a daily circulation of 112,000, while the Sun, established in 1978 and owned by Sun Media, has a circulation of 55,000.[307] The Journal no longer publishes a Sunday edition as of July 2012.[308]
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Metro, Edmonton's only free daily newspaper, ceased printing on December 20, 2019.[309][310] The magazine Vue Weekly, a weekly publication which focused on alternative news, was published in Edmonton from 1995-2018.[311][312] The Edmonton Examiner is a citywide community-based paper also published weekly.[313] There are also a number of smaller weekly and community newspapers.
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Edmonton has five sister cities, with one American city listed by Sister Cities International.[314][315] Edmonton was Nashville's first sister city and in 2015, the cities celebrated the 25th anniversary of their partnership. In 2014 and 2015, Nashville Mayor Karl Dean visited Edmonton during the Canadian Country Music Awards and the Edmonton Folk Music Festival. At the Folk Festival, Mayor Dean addressed the crowd of 20,000 and together with civic and arts leaders, celebrated the 25th anniversary of our sister city twinning. In August 2015, more than 150 Canadians visited Nashville to attend native son Brett Kissel's Grand Ole Opry debut and to meet with Sister Cities representatives.[316] In November 2015, Doug Hoyer and Jeremy Witten represented Edmonton at World of Friendship, Nashville's annual sister cities celebration.[317]
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Édouard Manet (UK: /ˈmæneɪ/, US: /mæˈneɪ, mə-/,[1][2] French: [edwaʁ manɛ]; 23 January 1832 – 30 April 1883) was a French modernist painter. He was one of the first 19th-century artists to paint modern life, and a pivotal figure in the transition from Realism to Impressionism.
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Born into an upper-class household with strong political connections, Manet rejected the future originally envisioned for him, and became engrossed in the world of painting. His early masterworks, The Luncheon on the Grass (Le déjeuner sur l'herbe) and Olympia, both 1863, caused great controversy and served as rallying points for the young painters who would create Impressionism. Today, these are considered watershed paintings that mark the start of modern art. The last 20 years of Manet's life saw him form bonds with other great artists of the time, and develop his own style that would be heralded as innovative and serve as a major influence for future painters.
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Édouard Manet was born in Paris on 23 January 1832, in the ancestral hôtel particulier (mansion) on the rue des Petits Augustins (now rue Bonaparte) to an affluent and well-connected family.[3] His mother, Eugénie-Desirée Fournier, was the daughter of a diplomat and goddaughter of the Swedish crown prince Charles Bernadotte, from whom the Swedish monarchs are descended. His father, Auguste Manet, was a French judge who expected Édouard to pursue a career in law. His uncle, Edmond Fournier, encouraged him to pursue painting and took young Manet to the Louvre.[4] In 1841 he enrolled at secondary school, the Collège Rollin. In 1845, at the advice of his uncle, Manet enrolled in a special course of drawing where he met Antonin Proust, future Minister of Fine Arts and subsequent lifelong friend.
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At his father's suggestion, in 1848 he sailed on a training vessel to Rio de Janeiro. After he twice failed the examination to join the Navy,[5] his father relented to his wishes to pursue an art education. From 1850 to 1856, Manet studied under the academic painter Thomas Couture. In his spare time, Manet copied the Old Masters in the Louvre.
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From 1853 to 1856, Manet visited Germany, Italy, and the Netherlands, during which time he was influenced by the Dutch painter Frans Hals, and the Spanish artists Diego Velázquez and Francisco José de Goya.
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In 1856, Manet opened a studio. His style in this period was characterized by loose brush strokes, simplification of details and the suppression of transitional tones. Adopting the current style of realism initiated by Gustave Courbet, he painted The Absinthe Drinker (1858–59) and other contemporary subjects such as beggars, singers, Gypsies, people in cafés, and bullfights. After his early career, he rarely painted religious, mythological, or historical subjects; examples include his Christ Mocked, now in the Art Institute of Chicago, and Christ with Angels, in the Metropolitan Museum of Art, New York. Manet had two canvases accepted at the Salon in 1861. A portrait of his mother and father, who at the time was paralysed and robbed of speech by a stroke, was ill-received by critics. The other, The Spanish Singer, was admired by Theophile Gautier, and placed in a more conspicuous location as a result of its popularity with Salon-goers. Manet's work, which appeared "slightly slapdash" when compared with the meticulous style of so many other Salon paintings, intrigued some young artists. The Spanish Singer, painted in a "strange new fashion [-] caused many painters' eyes to open and their jaws to drop."[6]
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Music in the Tuileries is an early example of Manet's painterly style. Inspired by Hals and Velázquez, it is a harbinger of his lifelong interest in the subject of leisure.
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While the picture was regarded as unfinished by some,[4] the suggested atmosphere imparts a sense of what the Tuileries gardens were like at the time; one may imagine the music and conversation.
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Here, Manet has depicted his friends, artists, authors, and musicians who take part, and he has included a self-portrait among the subjects.
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A major early work is The Luncheon on the Grass (Le Déjeuner sur l'herbe), originally Le Bain. The Paris Salon rejected it for exhibition in 1863, but Manet agreed to exhibit it at the Salon des Refusés (Salon of the Rejected) which was a parallel exhibition to the official Salon, as an alternative exhibition in the Palais des Champs-Elysée. The Salon des Refusés was initiated by Emperor Napoleon III as a solution to a problematic situation which came about as the Selection Committee of the Salon that year rejected 2,783 paintings of the ca. 5000. Each painter could decide whether to take the opportunity to exhibit at the Salon des Refusés, less than 500 of the rejected painters chose to do so.
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Manet employed model Victorine Meurent, his wife Suzanne, future brother-in-law Ferdinand Leenhoff, and one of his brothers to pose. Meurent also posed for several more of Manet's important paintings including Olympia; and by the mid-1870s she became an accomplished painter in her own right.
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The painting's juxtaposition of fully dressed men and a nude woman was controversial, as was its abbreviated, sketch-like handling, an innovation that distinguished Manet from Courbet. At the same time, Manet's composition reveals his study of the old masters, as the disposition of the main figures is derived from Marcantonio Raimondi's engraving of the Judgement of Paris (c. 1515) based on a drawing by Raphael.[4]
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Two additional works cited by scholars as important precedents for Le déjeuner sur l'herbe are Pastoral Concert (c. 1510, The Louvre) and The Tempest (Gallerie dell'Accademia, Venice), both of which are attributed variously to Italian Renaissance masters Giorgione or Titian.[7] The Tempest is an enigmatic painting featuring a fully dressed man and a nude woman in a rural setting. The man is standing to the left and gazing to the side, apparently at the woman, who is seated and breastfeeding a baby; the relationship between the two figures is unclear.[8] In Pastoral Concert, two clothed men and a nude woman are seated on the grass, engaged in music making, while a second nude woman stands beside them.
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As he had in Luncheon on the Grass, Manet again paraphrased a respected work by a Renaissance artist in the painting Olympia (1863), a nude portrayed in a style reminiscent of early studio photographs, but whose pose was based on Titian's Venus of Urbino (1538). The painting is also reminiscent of Francisco Goya's painting The Nude Maja (1800).
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Manet embarked on the canvas after being challenged to give the Salon a nude painting to display. His uniquely frank depiction of a self-assured prostitute was accepted by the Paris Salon in 1865, where it created a scandal. According to Antonin Proust, "only the precautions taken by the administration prevented the painting being punctured and torn" by offended viewers.[9] The painting was controversial partly because the nude is wearing some small items of clothing such as an orchid in her hair, a bracelet, a ribbon around her neck, and mule slippers, all of which accentuated her nakedness, sexuality, and comfortable courtesan lifestyle. The orchid, upswept hair, black cat, and bouquet of flowers were all recognized symbols of sexuality at the time. This modern Venus' body is thin, counter to prevailing standards; the painting's lack of idealism rankled viewers. The painting's flatness, inspired by Japanese wood block art, serves to make the nude more human and less voluptuous. A fully dressed black servant is featured, exploiting the then-current theory that black people were hyper-sexed.[4] That she is wearing the clothing of a servant to a courtesan here furthers the sexual tension of the piece.
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Olympia's body as well as her gaze is unabashedly confrontational. She defiantly looks out as her servant offers flowers from one of her male suitors. Although her hand rests on her leg, hiding her pubic area, the reference to traditional female virtue is ironic; a notion of modesty is notoriously absent in this work. A contemporary critic denounced Olympia's "shamelessly flexed" left hand, which seemed to him a mockery of the relaxed, shielding hand of Titian's Venus.[10] Likewise, the alert black cat at the foot of the bed strikes a sexually rebellious note in contrast to that of the sleeping dog in Titian's portrayal of the goddess in his Venus of Urbino.
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Olympia was the subject of caricatures in the popular press, but was championed by the French avant-garde community, and the painting's significance was appreciated by artists such as Gustave Courbet, Paul Cézanne, Claude Monet, and later Paul Gauguin.
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As with Luncheon on the Grass, the painting raised the issue of prostitution within contemporary France and the roles of women within society.[4]
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After the death of his father in 1862, Manet married Suzanne Leenhoff in 1863. Leenhoff was a Dutch-born piano teacher two years Manet's senior with whom he had been romantically involved for approximately ten years. Leenhoff initially had been employed by Manet's father, Auguste, to teach Manet and his younger brother piano. She also may have been Auguste's mistress. In 1852, Leenhoff gave birth, out of wedlock, to a son, Leon Koella Leenhoff.
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Manet painted his wife in The Reading, among other paintings. Her son, Leon Leenhoff, whose father may have been either of the Manets, posed often for Manet. Most famously, he is the subject of the Boy Carrying a Sword of 1861 (Metropolitan Museum of Art, New York). He also appears as the boy carrying a tray in the background of The Balcony (1868-69).[11]
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Manet became friends with the Impressionists Edgar Degas, Claude Monet, Pierre-Auguste Renoir, Alfred Sisley, Paul Cézanne, and Camille Pissarro through another painter, Berthe Morisot, who was a member of the group and drew him into their activities. The supposed grand-niece of the painter Jean-Honoré Fragonard, Morisot had her first painting accepted in the Salon de Paris in 1864, and she continued to show in the salon for the next ten years.
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Manet became the friend and colleague of Morisot in 1868. She is credited with convincing Manet to attempt plein air painting, which she had been practicing since she was introduced to it by another friend of hers, Camille Corot. They had a reciprocating relationship and Manet incorporated some of her techniques into his paintings. In 1874, she became his sister-in-law when she married his brother, Eugène.
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Unlike the core Impressionist group, Manet maintained that modern artists should seek to exhibit at the Paris Salon rather than abandon it in favor of independent exhibitions. Nevertheless, when Manet was excluded from the International Exhibition of 1867, he set up his own exhibition. His mother worried that he would waste all his inheritance on this project, which was enormously expensive. While the exhibition earned poor reviews from the major critics, it also provided his first contacts with several future Impressionist painters, including Degas.
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Although his own work influenced and anticipated the Impressionist style, Manet resisted involvement in Impressionist exhibitions, partly because he did not wish to be seen as the representative of a group identity, and partly because he preferred to exhibit at the Salon. Eva Gonzalès, a daughter of the novelist Emmanuel Gonzalès, was his only formal student.
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He was influenced by the Impressionists, especially Monet and Morisot. Their influence is seen in Manet's use of lighter colors: after the early 1870s he made less use of dark backgrounds but retained his distinctive use of black, uncharacteristic of Impressionist painting. He painted many outdoor (plein air) pieces, but always returned to what he considered the serious work of the studio.
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Manet enjoyed a close friendship with composer Emmanuel Chabrier, painting two portraits of him; the musician owned 14 of Manet's paintings and dedicated his Impromptu to Manet's wife.[12]
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One of Manet's frequent models at the beginning of the 1880s was the "semimondaine" Méry Laurent, who posed for seven portraits in pastel.[13] Laurent's salons hosted many French (and even American) writers and painters of her time; Manet had connections and influence through such events.
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Throughout his life, although resisted by art critics, Manet could number as his champions Émile Zola, who supported him publicly in the press, Stéphane Mallarmé, and Charles Baudelaire, who challenged him to depict life as it was. Manet, in turn, drew or painted each of them.
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Manet's paintings of café scenes are observations of social life in 19th-century Paris. People are depicted drinking beer, listening to music, flirting, reading, or waiting. Many of these paintings were based on sketches executed on the spot. Manet often visited the Brasserie Reichshoffen on boulevard de Rochechourt, upon which he based At the Cafe in 1878. Several people are at the bar, and one woman confronts the viewer while others wait to be served. Such depictions represent the painted journal of a flâneur. These are painted in a style which is loose, referencing Hals and Velázquez, yet they capture the mood and feeling of Parisian night life. They are painted snapshots of bohemianism, urban working people, as well as some of the bourgeoisie.
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In Corner of a Cafe Concert, a man smokes while behind him a waitress serves drinks. In The Beer Drinkers a woman enjoys her beer in the company of a friend. In The Cafe Concert, shown at right, a sophisticated gentleman sits at a bar while a waitress stands resolutely in the background, sipping her drink. In The Waitress, a serving woman pauses for a moment behind a seated customer smoking a pipe, while a ballet dancer, with arms extended as she is about to turn, is on stage in the background.
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Manet also sat at the restaurant on the Avenue de Clichy called Pere Lathuille's, which had a garden in addition to the dining area. One of the paintings he produced here was Chez le père Lathuille (At Pere Lathuille's), in which a man displays an unrequited interest in a woman dining near him.
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In Le Bon Bock (1873), a large, cheerful, bearded man sits with a pipe in one hand and a glass of beer in the other, looking straight at the viewer.
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Manet painted the upper class enjoying more formal social activities. In Masked Ball at the Opera, Manet shows a lively crowd of people enjoying a party. Men stand with top hats and long black suits while talking to women with masks and costumes. He included portraits of his friends in this picture.
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His 1868 painting The Luncheon was posed in the dining room of the Manet house.
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Manet depicted other popular activities in his work. In The Races at Longchamp, an unusual perspective is employed to underscore the furious energy of racehorses as they rush toward the viewer. In Skating, Manet shows a well dressed woman in the foreground, while others skate behind her. Always there is the sense of active urban life continuing behind the subject, extending outside the frame of the canvas.
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In View of the International Exhibition, soldiers relax, seated and standing, prosperous couples are talking. There is a gardener, a boy with a dog, a woman on horseback—in short, a sample of the classes and ages of the people of Paris.
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Manet's response to modern life included works devoted to war, in subjects that may be seen as updated interpretations of the genre of "history painting".[15] The first such work was the Battle of the Kearsarge and Alabama (1864), a sea skirmish known as the Battle of Cherbourg from the American Civil War which took place off the French coast, and may have been witnessed by the artist.[16]
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Of interest next was the French intervention in Mexico; from 1867 to 1869 Manet painted three versions of the Execution of Emperor Maximilian, an event which raised concerns regarding French foreign and domestic policy.[17] The several versions of the Execution are among Manet's largest paintings, which suggests that the theme was one which the painter regarded as most important. Its subject is the execution by Mexican firing squad of a Habsburg emperor who had been installed by Napoleon III. Neither the paintings nor a lithograph of the subject were permitted to be shown in France.[18] As an indictment of formalized slaughter the paintings look back to Goya,[19] and anticipate Picasso's Guernica.
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In January 1871, Manet traveled to Oloron-Sainte-Marie in the Pyrenees. In his absence his friends added his name to the "Fédération des artistes" (see: Courbet) of the Paris Commune. Manet stayed away from Paris, perhaps, until after the semaine sanglante: in a letter to Berthe Morisot at Cherbourg (10 June 1871) he writes, "We came back to Paris a few days ago..." (the semaine sanglante ended on 28 May).
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The prints and drawings collection of the Museum of Fine Arts (Budapest) has a watercolour/gouache by Manet, The Barricade, depicting a summary execution of Communards by Versailles troops based on a lithograph of the execution of Maximilian. A similar piece, The Barricade (oil on plywood), is held by a private collector.
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On 18 March 1871, he wrote to his (confederate) friend Félix Bracquemond in Paris about his visit to Bordeaux, the provisory seat of the French National Assembly of the Third French Republic where Émile Zola introduced him to the sites: "I never imagined that France could be represented by such doddering old fools, not excepting that little twit Thiers..."[20] If this could be interpreted as support of the Commune, a following letter to Bracquemond (21 March 1871) expressed his idea more clearly: "Only party hacks and the ambitious, the Henrys of this world following on the heels of the Milliéres, the grotesque imitators of the Commune of 1793..." He knew the communard Lucien Henry to have been a former painter's model and Millière, an insurance agent. "What an encouragement all these bloodthirsty caperings are for the arts! But there is at least one consolation in our misfortunes: that we're not politicians and have no desire to be elected as deputies".
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The public figure Manet admired most was the republican Léon Gambetta.[21] In the heat of the seize mai coup in 1877, Manet opened up his atelier to a republican electoral meeting chaired by Gambetta's friend Eugène Spuller.[21]
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Manet depicted many scenes of the streets of Paris in his works. The Rue Mosnier Decked with Flags depicts red, white, and blue pennants covering buildings on either side of the street; another painting of the same title features a one-legged man walking with crutches. Again depicting the same street, but this time in a different context, is Rue Mosnier with Pavers, in which men repair the roadway while people and horses move past.
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The Railway, widely known as The Gare Saint-Lazare, was painted in 1873. The setting is the urban landscape of Paris in the late 19th century. Using his favorite model in his last painting of her, a fellow painter, Victorine Meurent, also the model for Olympia and the Luncheon on the Grass, sits before an iron fence holding a sleeping puppy and an open book in her lap. Next to her is a little girl with her back to the painter, watching a train pass beneath them.
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Instead of choosing the traditional natural view as background for an outdoor scene, Manet opts for the iron grating which "boldly stretches across the canvas"[22] The only evidence of the train is its white cloud of steam. In the distance, modern apartment buildings are seen. This arrangement compresses the foreground into a narrow focus. The traditional convention of deep space is ignored.
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Historian Isabelle Dervaux has described the reception this painting received when it was first exhibited at the official Paris Salon of 1874: "Visitors and critics found its subject baffling, its composition incoherent, and its execution sketchy. Caricaturists ridiculed Manet's picture, in which only a few recognized the symbol of modernity that it has become today".[23] The painting is currently in the National Gallery of Art in Washington, D.C.[24]
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Manet painted several boating subjects in 1874. Boating, now in the Metropolitan Museum of Art, exemplifies in its conciseness the lessons Manet learned from Japanese prints, and the abrupt cropping by the frame of the boat and sail adds to the immediacy of the image.[25]
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In 1875, a book-length French edition of Edgar Allan Poe's The Raven included lithographs by Manet and translation by Mallarmé.[26]
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In 1881, with pressure from his friend Antonin Proust, the French government awarded Manet the Légion d'honneur.[27]
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In his mid-forties Manet's health deteriorated, and he developed severe pain and partial paralysis in his legs. In 1879 he began receiving hydrotherapy treatments at a spa near Meudon intended to improve what he believed was a circulatory problem, but in reality he was suffering from locomotor ataxia, a known side-effect of syphilis.[28][29] In 1880, he painted a portrait there of the opera singer Émilie Ambre as Carmen. Ambre and her lover Gaston de Beauplan had an estate in Meudon and had organized the first exhibition of Manet's The Execution of Emperor Maximilian in New York in December 1879.[30]
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In his last years Manet painted many small-scale still lifes of fruits and vegetables, such as Bunch of Asparagus and The Lemon (both 1880).[31] He completed his last major work, A Bar at the Folies-Bergère (Un Bar aux Folies-Bergère), in 1882 and it hung in the Salon that year. Afterwards he limited himself to small formats. His last paintings were of flowers in glass vases.[32]
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In April 1883, his left foot was amputated because of gangrene, due to complications from syphilis and rheumatism. He died eleven days later on 30 April in Paris. He is buried in the Passy Cemetery in the city.[33]
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Manet's public career lasted from 1861, the year of his first participation in the Salon, until his death in 1883. His known extant works, as catalogued in 1975 by Denis Rouart and Daniel Wildenstein, comprise 430 oil paintings, 89 pastels, and more than 400 works on paper.[34]
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Although harshly condemned by critics who decried its lack of conventional finish, Manet's work had admirers from the beginning. One was Émile Zola, who wrote in 1867: "We are not accustomed to seeing such simple and direct translations of reality. Then, as I said, there is such a surprisingly elegant awkwardness ... it is a truly charming experience to contemplate this luminous and serious painting which interprets nature with a gentle brutality."[35]
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The roughly painted style and photographic lighting in Manet's paintings was seen as specifically modern, and as a challenge to the Renaissance works he copied or used as source material. He rejected the technique he had learned in the studio of Thomas Couture – in which a painting was constructed using successive layers of paint on a dark-toned ground – in favor of a direct, alla prima method using opaque paint on a light ground. Novel at the time, this method made possible the completion of a painting in a single sitting. It was adopted by the Impressionists, and became the prevalent method of painting in oils for generations that followed.[36] Manet's work is considered "early modern", partially because of the opaque flatness of his surfaces, the frequent sketchlike passages, and the black outlining of figures, all of which draw attention to the surface of the picture plane and the material quality of paint.
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The art historian Beatrice Farwell says Manet "has been universally regarded as the Father of Modernism. With Courbet he was among the first to take serious risks with the public whose favour he sought, the first to make alla prima painting the standard technique for oil painting and one of the first to take liberties with Renaissance perspective and to offer ‘pure painting’ as a source of aesthetic pleasure. He was a pioneer, again with Courbet, in the rejection of humanistic and historical subject-matter, and shared with Degas the establishment of modern urban life as acceptable material for high art."[36]
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The late Manet painting, Le Printemps (1881), sold to the J. Paul Getty Museum for $65.1 million, setting a new auction record for Manet, exceeding its pre-sale estimate of $25–35 million at Christie's on 5 November 2014.[37] The previous auction record was held by Self-Portrait With Palette which sold for $33.2 million at Sotheby's on 22 June 2010.[38]
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Christ the Gardener, c. 1858/59, Private Collection
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The Absinthe Drinker c. 1859, Ny Carlsberg Glyptotek, Copenhagen
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The Spanish Singer, 1860 Metropolitan Museum of Art
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Boy Carrying a Sword, 1861
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The surprised nymph, 1861, National Museum of Fine Arts, Buenos Aires
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The Old Musician, 1862, National Gallery of Art
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Mlle. Victorine in the Costume of a Matador, 1862, Metropolitan Museum of Art
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The Dead Christ with Angels, 1864, Metropolitan Museum of Art
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The Battle of the Kearsarge and the Alabama, 1864, Philadelphia Museum of Art. Inspired by the Battle of Cherbourg (1864)
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Dead Matador, 1864–65, National Gallery of Art
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The Philosopher, (Beggar with Oysters), 1864–67, Art Institute of Chicago
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The Ragpicker, 1865–70, Norton Simon Museum
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The Reading, 1865–1873
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Young Flautist, or The Fifer, 1866, Musée d'Orsay
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Still Life with Melon and Peaches, 1866, National Gallery of Art
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The Tragic Actor (Rouvière as Hamlet), 1866, National Gallery of Art
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Woman with Parrot, 1866, Metropolitan Museum of Art
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The Guitar Player, c. 1866, Hill-Stead Museum
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Portrait of Madame Brunet, 1867, J. Paul Getty Museum
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The Execution of Emperor Maximilian, 1868
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Portrait of Émile Zola, 1868, Musée d'Orsay
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Breakfast in the Studio (the Black Jacket), 1868, New Pinakothek, Munich, Germany
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The Balcony, 1868–69, Musée d'Orsay
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Gypsy with a Cigarette, c. 1860s–1870s, Princeton University Art Museum
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Boating, 1874, Metropolitan Museum of Art
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Portrait of Abbé Hurel, 1874, National Museum of Decorative Arts, Buenos Aires
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The grand canal of Venice (Blue Venice), 1875, Shelburne Museum, Vermont
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Madame Manet, 1874–76, Norton Simon Museum, Pasadena
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Portrait of Stéphane Mallarmé, 1876, Musée d'Orsay
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Nana, 1877, Hamburger Kunsthalle
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The Rue Mosnier with Flags, 1878, J. Paul Getty Museum
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The Plum, 1878, National Gallery of Art
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The bar, 1878–79, Pushkin Museum
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In the Conservatory, 1879, National Gallery, Berlin
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Chez le père Lathuille, 1879, Musée des Beaux-Arts Tournai
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Bunch of Asparagus, 1880, Wallraf-Richartz Museum, Cologne
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The Bugler, 1882, Dallas Museum of Art
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House in Rueil, 1882, National Gallery of Victoria, Melbourne
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Garden Path in Rueil, 1882, Musée des Beaux-Arts de Dijon
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Flowers in a Crystal Vase, 1882, National Gallery of Art
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Still Life, Lilac Bouquet, 1883
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Carnations and Clematis in a Crystal Vase, 1883, Musée d'Orsay
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Edward Christopher Sheeran MBE (/ˈʃɪərən/; born 17 February 1991) is an English singer, songwriter, record producer, and actor. In early 2011, Sheeran independently released the extended play, No. 5 Collaborations Project. After signing with Asylum Records, his debut album, + (pronounced "plus"), was released in September 2011 and topped the UK Albums Chart. It contained his first hit single "The A Team". In 2012, Sheeran won the Brit Awards for Best British Male Solo Artist and British Breakthrough Act.
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Sheeran's second studio album, × (pronounced "multiply"), was released in June 2014. It was named the second-best-selling album worldwide of 2015. In the same year, × won Album of the Year at the 2015 Brit Awards, and he received the Ivor Novello Award for Songwriter of the Year from the British Academy of Songwriters, Composers and Authors. A single from ×, "Thinking Out Loud", earned him the 2016 Grammy Awards for Song of the Year and Best Pop Solo Performance. Sheeran's third album, ÷ (pronounced "divide"), was released in March 2017, and was the best-selling album worldwide of 2017. The first two singles from the album, "Shape of You" and "Castle on the Hill", broke records in a number of countries by debuting in the top two positions of the charts. He also became the first artist to have two songs debut in the US top 10 in the same week. By March 2017, Sheeran had accumulated ten top 10 singles from ÷ on the UK Singles Chart, breaking the record for most top 10 UK singles from one album. His fourth single from ÷, "Perfect", reached number one in the US, Australia and the UK, where it became the Christmas number one in 2017. The world’s best-selling artist of 2017, he was named the Global Recording Artist of the Year. Released in 2019, his fourth studio album No.6 Collaborations Project debuted at number one in most major markets, and spawned three UK number one singles, "I Don't Care", "Beautiful People" and "Take Me Back to London".
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Sheeran has sold more than 150 million records worldwide, making him one of the world's best-selling music artists.[6] He has 84.5 million RIAA-certified units in the US,[7] and two of his albums are in the list of the best-selling albums in UK chart history: x at number 20, and ÷ at number 34. In December 2019, the Official Charts Company named him artist of the decade, with the most combined success in the UK album and singles charts in the 2010s.[8] Globally, Spotify named him the second most streamed artist of the decade.[8] Beginning in March 2017, his ÷ Tour became the highest-grossing of all time in August 2019. An alumnus of the National Youth Theatre in London, as an actor Sheeran’s roles include appearing in the 2019 film Yesterday.
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Edward Christopher Sheeran was born in Halifax, West Yorkshire, England on 17 February 1991.[3][9] His early childhood home was on Birchcliffe Road in nearby Hebden Bridge.[10] His father was a curator at Cartwright Hall in Bradford and his mother worked at Manchester City Art Gallery.[10] When Sheeran was still a child, he moved with his family from Hebden Bridge to Framlingham in Suffolk.[11] He has an older brother named Matthew, who works as a composer.[12] Sheeran's parents, John and Imogen, are from London. His paternal grandparents are Irish,[13][14][15] and Sheeran has stated that his father is from a "very large" Catholic family.[16] John is an art curator and lecturer, and Imogen is a culture publicist turned jewellery designer.[14][17] His parents ran Sheeran Lock, an independent art consultancy, from 1990 to 2010.[18]
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Sheeran sang at a local church choir at the age of four, learned how to play the guitar at age eleven,[19] and began writing songs while at Thomas Mills High School in Framlingham.[20][21] A 2004 school report described him as a "natural performer", and his classmates also voted him "most likely to be famous".[22] He was accepted at the National Youth Theatre in London as a teenager.[23][24] He successfully auditioned for Youth Music Theatre UK in 2007 and joined their production of Frankenstein in Plymouth.[25] He is a patron of Youth Music Theatre UK (now renamed British Youth Music Theatre)[26] and of Access to Music, where he studied Artist Development.[27][28] Sheeran is a second cousin of Northern Irish broadcaster Gordon Burns,[29] who hosted the British game show The Krypton Factor.[14]
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Sheeran began recording music in 2004 and independently released his first collection of work Spinning Man.[A] He has been friends with fellow English singer, Passenger, since he was 15, with the two playing the same gig in Cambridge.[31] He moved to London in 2008 and began playing in small venues. In 2008, he auditioned for the ITV series Britannia High.[32] He also opened for Nizlopi in Norwich in April 2008, after being one of their guitar technicians.[21]
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He released another EP in 2009, You Need Me, just before going on tour with Just Jack. He also collaborated several times with Essex singer Leddra Chapman, including CeeLo Green's "Fuck You". In February 2010, Sheeran posted a video through SB.TV, and rapper Example invited Sheeran to tour with him. In the same month, he also released his critically acclaimed Loose Change EP, which featured his future debut single, "The A Team".[33] In the autumn of 2009, Sheeran began studying music at the Academy of Contemporary Music (ACM) in Guildford, Surrey as an undergraduate at the age 18,[34] though it is not clear how long he remained at the college.
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Sheeran began to be seen by more people over the internet through YouTube and his fan base expanded, with him also receiving praise from The Independent newspaper and Elton John.[35] He played a Station Session in St. Pancras International in June 2010.[36][37] The episode is unavailable from the official Station Sessions channel.[38] Sheeran also self-released two other EPs in 2010, Ed Sheeran: Live at the Bedford and Songs I Wrote with Amy, which is a collection of love songs he wrote in Wales with Amy Wadge.[39] When in Los Angeles in 2010, he was invited to perform at The Foxxhole, a club run by actor Jamie Foxx, which ended with an invitation to stay at Foxx's home.[40]
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On 8 January 2011, Sheeran released another independent EP, No. 5 Collaborations Project, featuring grime artists such as Wiley, Jme, Devlin, Sway and Ghetts.[41] With this EP, Sheeran gained mainstream attention for having reached number 2 in the iTunes chart without any promotion or label, selling over 7,000 copies in the first week.[42] Three months later, Sheeran put on a free show to fans at the Barfly in Camden Town. Over 1,000 fans turned up, so Sheeran played four different shows to ensure everyone saw a gig, including a gig outside on the street after the venue had closed. Later that month, Sheeran was signed to Asylum Records.[42]
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On 26 April 2011, Sheeran appeared on the TV music show Later... with Jools Holland, where he performed his debut single "The A Team". Six weeks later, "The A Team" was released as a digital download in the UK. The release served as the lead single from Sheeran's debut studio album, + (pronounced "plus").[43] "The A Team" entered the UK Singles Chart at number three, selling over 58,000 copies in the first week. It was the best-selling debut single and the overall eighth-best selling single of 2011, selling 801,000 copies.[44] The lead single also became a top ten hit in Australia, Germany, Ireland, Japan, Luxembourg, New Zealand, Norway and the Netherlands. During a headline set in the BBC Introducing tent at Glastonbury Festival 2011, Sheeran announced that "You Need Me, I Don't Need You" would be released on 26 August as the second single from the album. The second single peaked at number four on the UK Singles Chart.[45] "Lego House" was released as the third single, reaching the top ten on the Australian, Irish and New Zealand Singles Charts.[46] The music video for “Lego House” features Harry Potter actor Rupert Grint, as a play on their similar appearance.[47] "Drunk", released on 19 February 2012, became Sheeran's fourth consecutive top ten single in the UK, peaking at number nine.[48]
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Sheeran released + on 12 September 2011. The album received generally favourable reviews from music critics.[49] + debuted at number one on the UK Albums Chart for sales of 102,000 copies.[50] By end of 2011, sales of the album in the UK stand at 791,000; it became the second best-selling debut album and the ninth biggest-selling album there.[51] The album has been certified platinum six times by the British Phonographic Industry, denoting shipments of 1,800,000 copies.[52] As of March 2012, the album had sold 1,021,072 copies in the UK.[53] The album also reached the top five in Australia, Canada, Ireland, New Zealand and the US.[54][55][56]
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The song, "Moments", on the debut album by boy band One Direction, released in November 2011, was co-written by Sheeran.[57] At the 2012 Brit Awards on 21 February, Sheeran won the Brit Awards for Best British Male Solo Artist, and British Breakthrough Act of the Year.[58][59] On 10 January 2012, it was announced that Sheeran would support Snow Patrol on their US tour from late March until May.[60] His song, "Give Me Love", was featured in the episode "Dangerous Liaisons" of The Vampire Diaries.[61] At the Ivor Novello Awards in May 2012, Sheeran's "The A Team" bested Adele's "Rolling in the Deep" and Florence and the Machine's "Shake It Out" for Best Song Musically and Lyrically.[62] Sheeran performed "The A Team" at the Diamond Jubilee of Queen Elizabeth II concert held on The Mall outside Buckingham Palace on 4 June 2012 and a cover of Pink Floyd's "Wish You Were Here" at the closing ceremony of the 2012 Summer Olympics in London on 12 August 2012.[63]
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Taylor Swift contacted Sheeran after hearing his music while touring Australia in March 2012.[64] He later co-wrote and provided vocals for "Everything Has Changed", a single featured on Swift's fourth studio album, Red. Sheeran also contributed two songs to One Direction's second studio album, Take Me Home, released in November 2012; the single "Little Things" became the group's second number-one in the UK.[65] Sheeran's album peaked at No. 5 on the Billboard 200, while "The A Team" reached No. 16 on the US Billboard Hot 100.[64] In late 2012 and early 2013, he headlined a US tour of 6,000–9,000 capacity venues.[64] "The A Team" received a nomination for Song of the Year at the 2013 Grammy Awards.[66] Elton John, who runs Sheeran's management company, canvassed the award organisers to get Sheeran a performance slot at the ceremony but was told that Sheeran alone was not high-profile enough. John decided to appear with Sheeran to circumvent this problem.[67] Sheeran was also featured on some tracks from Irish singer Foy Vance's fourth album Joy of Nothing.[68]
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From March to September 2013, Sheeran played at arenas and stadiums across North America as the opening act for Swift's The Red Tour.[69][70] According to Sheeran, it was then his biggest tour, and he added a scarlet RED tattoo to commemorate it.[71] In October 2013, Sheeran headlined three sold-out shows at New York's Madison Square Garden.[70][72][73] At the concert, Sheeran debuted new songs, including "Tenerife Sea",[74] a future track on his second studio album. Sheeran released "I See Fire" on 5 November 2013. The song is featured in the end credits of the film The Hobbit: The Desolation of Smaug, the film's soundtrack, and on the deluxe version of his second album.[75] Sheeran was nominated for Best New Artist at the 2014 Grammy Awards.[76]
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On 24 March 2014, Sheeran performed at the Teenage Cancer Trust charity concert at the Royal Albert Hall in London where he unveiled "Take It Back", a track that would appear on the deluxe version of the second album.[77] "Sing", the lead single, was released on 7 April 2014. Sonically, the song is a departure from Sheeran's previous recordings.[78][79] "Sing" was intended to create hype over the album release, but from concern that this might alienate Sheeran's fan base, "One", an acoustic ballad, was released on 16 May 2014;[70][80] "One" also marked the first of several promotional singles released leading to the album release. By early June 2014, "Sing" had earned Sheeran his first number-one single in the UK.[81]
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Sheeran's second studio album, × (pronounced "multiply"), was released worldwide on 23 June 2014. Spanning three years, Sheeran wrote more than 120 songs for the album,[82] the earliest of which was composed shortly after + was released.[83] The album features tracks produced by Rick Rubin, Pharrell Williams and Benny Blanco,[82] as well as that of Gosling's.[78] × peaked at number one in both the UK Albums Chart and the US Billboard 200. To support the album, Sheeran embarked on a world tour starting on 6 August 2014 at Osaka, Japan. On 27 September 2014, Sheeran was one of the headline acts at the Melbourne Cricket Ground prior to the 2014 AFL Grand Final.[84]
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Following "Don't", "Thinking Out Loud" was released on 24 September 2014 as the album's third single. Unlike his previous music videos, Sheeran took the lead role in the single's accompaniment, where he performed a ballroom dance.[85] It became his second single to reach number one in the UK,[86] and it also spent eight weeks at number two on the US Billboard Hot 100 (with only "Uptown Funk" by Mark Ronson featuring Bruno Mars keeping it from top spot).[87] In 2014, combined streams on Sheeran's catalogue in Spotify reached 860 million; Spotify named him the most-streamed artist and × the most-streamed album.[88] In the same year, the album made Sheeran iTunes' best-selling artist in the UK, Ireland and New Zealand.[89][90]
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× was nominated for Album of the Year at the 57th Grammy Awards.[91] Sheeran performed alongside John Mayer at the ceremony.[92] On 25 February, Sheeran won British Male Solo Artist and British Album of the Year for x at the 2015 Brit Awards.[93] On 21 May he received the Ivor Novello Award for Songwriter of the Year.[94] On 21 June, Sheeran co-hosted the 2015 Much Music Video Awards in Toronto, where he performed the singles, "Thinking Out Loud" and "Photograph"; he also won two awards, Best International Artist and Most Buzzworthy International Artist or Group.[95][96] On 27 June, Sheeran performed as the opening act for The Rolling Stones in their Zip Code Tour date in Kansas City's Arrowhead Stadium.[97] On 10–12 July 2015, Sheeran performed sold-out shows at London's Wembley Stadium. The shows, which were announced in November 2014, were part of his world tour.[98] The concert was documented and aired on 16 August 2015 on NBC; the one-hour special Ed Sheeran – Live at Wembley Stadium also included behind-the-scenes footage.[99] In November 2015 Sheeran released the DVD Jumpers for Goalposts: Live at Wembley Stadium; the title is a nod to playing concerts at Wembley Stadium, the home of English football.[100]
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In 2015, Sheeran wrote "Love Yourself" for Justin Bieber's fourth album.[101] Sheeran had initially planned to put the song on his third album ÷ and added that the track would have been scrapped before Bieber took the song.[102] In August 2015, he sang along with Macklemore on the track "Growing Up".[103] On 26 September, Sheeran performed at the 2015 Global Citizen Festival in Central Park's Great Lawn in New York, an event organised by Coldplay lead singer, Chris Martin, that advocates an end to extreme global poverty. Sheeran headlined the festival along with Beyoncé, Coldplay, and Pearl Jam. The festival was broadcast on NBC in the US on 27 September and the BBC in the UK on 28 September.[104] Sheeran co-hosted the 2015 MTV Europe Music Awards on 25 October in Milan, Italy. He won the awards for Best Live Act and Best Live Stage;[105] the latter was in recognition for his performance at the 2014 V Festival in England.[106] Sheeran won the Breakthrough award at the 2015 Billboard Touring Awards.[107] His single from ×, "Thinking Out Loud", earned him two Grammy Awards at the 2016 ceremony: Song of the Year and Best Pop Solo Performance.[108] In May 2016, × was named the second-best-selling album worldwide in 2015, behind 25 by Adele.[109]
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On 13 December 2016, after a year long hiatus and social media break, Sheeran tweeted a picture and changed his Twitter, Facebook and Instagram to a light blue, implying the release of a new album – each of Sheeran's previous albums were a single coloured background with a solid mathematical symbol.[110] On 2 January, he posted a 10-second video on Twitter and other social media showing what was the cover design of his forthcoming album entitled ÷ (pronounced "divide") which was released on 3 March 2017.[111] The album debuted at number one in the UK, the US, Germany, Australia, Canada and other major markets.[112][113][114] With first week sales of 672,000 it is the fastest selling album by a male solo artist in the UK, and third fastest in UK chart history behind 25 by Adele and Be Here Now by Oasis.[112] It had the biggest first week sales of 2017 in the US, until it was surpassed by Taylor Swift's Reputation.[113]
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On 6 January, Sheeran released two singles, "Shape of You" and "Castle on the Hill"; the theme of the latter single influences Sheeran's upbringing in his home town of Framlingham in Suffolk, with the castle referring to Framlingham Castle.[115] Following the release of these singles, Sheeran co-hosted the BBC Radio 1 Breakfast Show with Scott Mills where it was inferred that he would possibly make an appearance at the Glastonbury Festival in 2017.[116] It was also during this show that Sheeran used a new Martin guitar that featured the ÷ logo (of his new album) on both the headstock and body of the acoustic guitar.[117] Both singles went on to break the Spotify day one streaming record, with a combined total of over 13 million streams in 24 hours.[118]
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On 13 January, "Shape of You" and "Castle on the Hill" entered the UK Singles Chart at number one and number two, the first time in history an artist has taken the top two UK chart positions with new songs.[119] The same day he also became the first artist to debut at number one and number two on the German Single Charts.[120] On 15 January, the songs debuted at number one and number two on the ARIA Singles Chart, the first time this has been achieved in the history of the Australian chart.[121] On 17 January, "Shape of You" debuted at number one on the US Billboard Hot 100, while "Castle on the Hill" entered at number six; this made Sheeran the first artist ever to have two songs simultaneously debut in the US top 10.[122]
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On 26 January, Sheeran announced dates for the beginning of the Divide Tour with shows in Europe, South America and North America from 17 March until 14 June 2017.[124] On 17 February, Sheeran released "How Would You Feel (Paean)". Though not an official single, the song peaked at number two in the UK.[125] By 11 March 2017 Sheeran had accumulated ten top 10 singles from ÷ on the UK Singles Chart, breaking Scottish DJ Calvin Harris's record of nine top 10 singles from one album.[126][126] On 25 June, Sheeran headlined the final night of Glastonbury, performing infront of 135,000 people.[127] At the 2017 MTV Video Music Awards Sheeran was named Artist of the Year.[128] The fourth single from ÷, "Perfect", reached number one in the UK and Australia, and a stripped-down acoustic version of the song titled "Perfect Duet", a collaboration with Beyoncé, reached number one in the US and the UK,[129][130] becoming the year's UK Christmas number one.[131] On 7 November, Taylor Swift revealed that Sheeran collaborated on the song "End Game" for her sixth studio album Reputation.[132] The song, which also features rapper Future, was released on 10 November.[133]
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On 4 December, Sheeran was named Spotify's most streamed artist of 2017 with 6.3 billion streams. He has Spotify's biggest album of the year with ÷ streamed 3.1 billion times, and the top song with "Shape of You" with 1.4 billion streams.[134] On 5 December 2017, hip-hop artist Eminem announced that Sheeran had collaborated on the song "River" for his ninth studio album Revival.[135] On working with Eminem, Sheeran stated, "He is one of the reasons I started writing songs, and was such a pleasure to work with him."[135] Speaking on The Late Late Show on Irish television on 15 December, Sheeran stated he has a theme song written for a James Bond film in case he gets the call from producers of the film series.[136] In December 2017, Sheeran appeared on BBC Radio 1’s Live Lounge, performing his song “Perfect” and a duet of The Pogues’ festive classic “Fairytale of New York” with Anne-Marie.[137]
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On 3 January 2018, "Shape of You" was named the best selling single of 2017 in the UK,[138] and the best selling single of 2017 on the Billboard Hot 100 in the US.[139] The same day, ÷ was named the best selling album of 2017 in the UK,[140] and the US.[141] As the best-selling artist worldwide for 2017 the IFPI named him the Global Recording Artist of the Year.[142] At the 2018 Brit Awards held at the O2 Arena in London on 21 February, Sheeran performed "Supermarket Flowers", and received the Global Success Award from Elton John and Rolling Stones guitarist Ronnie Wood.[143] Sheeran played to over 950,000 people in Australia and New Zealand in March and April, making it the biggest concert tour in Australasian music history, overtaking the previous record set by Dire Straits in 1986.[144] In April, the IFPI named ÷ the best-selling album worldwide of 2017.[145] At the 2018 Billboard Music Awards on 20 May, Sheeran performed "Galway Girl" from Phoenix Park in Dublin, Ireland, and picked up six awards, including Top Artist and Top Hot 100 Artist.[146]
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On 10 May 2019, Sheeran released the single "I Don't Care", a duet with Justin Bieber, from his fourth studio album No.6 Collaborations Project. On Spotify, "I Don't Care" debuted with 10.977 million daily global streams, breaking the platform's single-day streaming record.[147][148] The song debuted at number one in the UK, Australia and other markets, and number two in the US.[149][150] On 31 May, “Cross Me” featuring Chance the Rapper and PnB Rock, debuted at number 9 in the UK.[151] Released on 28 June 2019, "Beautiful People" featuring Khalid debuted at number 3 in the UK and number 4 in Australia.[152] On 5 July, Sheeran released two new songs, "Best Part of Me" featuring Yebba, and "Blow" with Bruno Mars and Chris Stapleton. On 12 July, he released the album, along with “Antisocial” with Travis Scott.[153] The album debuted at number one in the UK, the US, Australia and other markets.[154][155] As of 9 August 2019, his four albums have spent a combined 41 weeks at number one in the UK, the most weeks at number one in the UK Album Charts in the 2010s, five weeks more than Adele in second.[156][157] On 26 August, Sheeran wrapped up the 260-show Divide Tour with the last of four homecoming gigs in Ipswich, Suffolk.[158] On 30 August, the seventh single from the album, “Take Me Back to London” featuring Stormzy, reached number one in the UK.[159]
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In 2019, Sheeran co-wrote country music singer Kenny Chesney's single "Tip of My Tongue".[160] In December 2019, Sheeran was named artist of the decade by the Official Charts Company for being the most successful performer in the UK album and singles charts of the 2010s.[8] Eight of his songs featured in the Official Chart Company's chart of the decade with three songs inside the top 5 – "Shape of You" was named number one.[161] Globally, Spotify named him the second most streamed artist of the decade behind Drake.[8]
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In 2017, the team behind TLC's song "No Scrubs" were given writing credits on Sheeran's hit song "Shape of You" after fans and critics found similarities between elements of the two songs.[162] Also in 2017, Sheeran settled out of court over claims his song "Photograph" was a "note-for-note" copy of the chorus in the song "Amazing" by X Factor UK winner Matt Cardle.[163]
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In 2018, legal action was brought against Sheeran, Sony/ATV Music Publishing and Atlantic Records by the estate and heirs of the late producer Ed Townsend, who co-wrote the song "Let's Get It On" with Marvin Gaye. US District Judge Louis Stanton rejected Sheeran's call for a legal case accusing him of copying parts of the song in “Thinking Out Loud“ to be dismissed in January 2019. Stanton said that a jury should decide but that he found "substantial similarities between several of the two works' musical elements".[164] A previous case by Townsend’s estate was dismissed without prejudice in February 2017.[165]
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Sheeran's earliest memories include listening to the records of Joni Mitchell, Bob Dylan and Elton John's Greatest Hits.[40] According to Sheeran, the album that introduced him to music was Van Morrison's Irish Heartbeat.[14] During his childhood his father took him to live concerts that would inspire his musical creations. These included seeing Eric Clapton at the Royal Albert Hall, Paul McCartney in Birmingham, and Bob Dylan.[166] On the influence of Clapton, Sheeran states, "He's the reason I started playing guitar".[19] He singled out Clapton's performance at the Party at the Palace in the grounds of Buckingham Palace, "I was eleven when I saw Eric Clapton play at the Queen's Golden Jubilee concert in June 2002. I remember him walking on stage with this rainbow-coloured Stratocaster and playing the first riff of "Layla". I was hooked. Two days later I bought a black Stratocaster copy for £30 that came with an amp. All I did for the next month was try to play that Layla riff."[167]
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He has also cited The Beatles, Nizlopi and Eminem as his biggest musical influences.[168][169] According to Sheeran, he had a stutter in his speech when he was younger, and he credited rapping along to Eminem's The Marshall Mathers LP for helping him stammer less.[170] He was also inspired by "Cannonball" singer-songwriter Damien Rice in 2002, with Sheeran stating, "seeing him play this small club in Ireland, I was able to meet him, and he was unbelievably cool. I went straight home and started writing songs. I would not be doing what I'm doing now if he'd been a jerk."[171] He also played the guitar to Westlife's Greatest hits album when he was ten, citing them as one of his influences.[172][173] Sheeran collaborated with his idol Eric Clapton in April 2016, with Sheeran stating to People magazine, "I sang on Eric Clapton's album [I Still Do]. It's one thing having him on mine, but being his, that's an honour that you can't ever pinpoint on how great that is. I did something for his record, and I was credited as 'Angelo Mysterioso,' [appearing as a guest on Clapton's "I Will Be There", in addition to performing the song with Clapton on stage], and he did something for my record [performing a guitar solo on "Dive" on Sheeran's album ÷] and was credited as 'Angelo Mysterioso.'"[19] Sheeran also cited Taylor Swift as one of his influences, suggesting in 2015 their respective success drives each other on.[174]
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In March 2015, Sheeran announced he was setting up a record label, Gingerbread Man Records, which is a deal with Warner Music Group.[175] The label was launched in August 2015 alongside its accompanying YouTube channel.[176] Jamie Lawson, the label's first signee, met Sheeran while they were both in London's folk circuit.[177] Lawson released his self-titled debut album on 9 October 2015, which has earned him a number one in the UK Albums Chart.[178] Sheeran signed his second artist, Foy Vance, in November 2015.[179]
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Sheeran performed a gig in Bristol, which raised £40,000 for a charity that reaches out to street sex workers. "It's good to show insight that these people are real people with real emotions and they deserve the same charity work as anyone else," Sheeran said. "There's a lot more popular charities that get a lot of attention. And with certain subjects like this they're often washed over and people don't necessarily give them the attention they deserve." Tickets were available to those taking part in the charity's Give it up for One25 campaign by giving something up for 125 hours and hitting the £40,000 fundraising mark.[180]
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Sheeran frequently gives away his clothes to charity shops around Suffolk, his home county.[181] An ambassador for East Anglia's Children's Hospice, he has donated clothes to the St Elizabeth Hospice charity shop in his home town Framlingham, including eight bags of clothes to the shop in February 2014.[182] In 2016 he donated 13 bags of clothes to the shop.[183] The tartan shirt worn by Sheeran when he met Renee Zellweger's character, Bridget, in Bridget Jones's Baby, was auctioned online to raise further funds for the hospice.[183]
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On 15 November 2014, Sheeran joined the charity supergroup Band Aid 30 along with other British and Irish pop acts, recording the latest version of the track "Do They Know It's Christmas?" at Sarm West Studios in Notting Hill, London, to raise money for the West African Ebola virus epidemic.[184]
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In November 2015, Sheeran supported the No Cold Homes campaign by the UK charity, Turn2us.[185] Sheeran was one of nearly thirty celebrities, which included Helen Mirren, Jeremy Irons and Hugh Laurie, to donate items of winter clothing to the campaign, with the proceeds used to help people in the country struggling to keep their home warm in winter.[186]
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Sheeran teamed up with the cast of the BBC3 mockumentary sitcom People Just Do Nothing to perform a charity single for the BBC's biennial telethon Comic Relief which aired in March 2017.[187] He appeared in a November 2017 episode of Gogglebox along with other UK celebrities such as Ozzy Osbourne, former Oasis frontman Liam Gallagher, and Labour Party leader Jeremy Corbyn as part of Channel 4 and Cancer Research UK's Stand Up to Cancer fundraising campaign.[188]
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Sheeran made his acting debut in 2014, a cameo role as himself on New Zealand soap opera Shortland Street, filmed while he was in the country for a one-off performance.[189] In May 2015, he appeared as himself and performed on a live episode of the NBC sitcom Undateable.[190] Later that year, while in Australia, he recorded scenes for the soap Home and Away, as a character based on himself.[191]
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After recording a cover version of Foy Vance's "Make It Rain" for Sons of Anarchy, Sheeran was cast by creator Kurt Sutter to play Sir Cormac in the medieval drama The Bastard Executioner on FX.[192] Sheeran also appeared as himself in the 2016 film Bridget Jones's Baby in a scene where Bridget Jones, played by Renée Zellweger, encounters the singer at the Glastonbury Festival.[193]
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In July 2017, Sheeran appeared in a scene on Game of Thrones opposite Maisie Williams, who plays Arya Stark.[194] David Benioff explained that since Williams was a big fan of the singer, they wanted to have Sheeran appear on the show to surprise Williams, and that they had tried to get him on for years.[195] It received a mix of positive and very negative reviews.[196][197]
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In June 2019, Sheeran made his debut appearance in an advertisement for Heinz Tomato Ketchup.[198] A lifelong fan of the product – he has it with everything from fish and chips to his morning sausage “butty” to upmarket dinners, carries a bottle on tour, and has a Heinz Ketchup tattoo on his arm – he put forward an idea he had written for their next TV campaign, and the company responded.[198][199] A representative from Heinz started that “1/3 of @HEINZ Instagram posts include people mentioning or tagging Ed, dating all the way back to 2014.”[200] Poking fun at people who turn their nose up at those who ask for ketchup in fancy restaurants, the advert sees him walking into a ‘super posh’ restaurant while narrating the message he had sent to the company. As the other wealthy diners look on in horror at the sight of a ketchup bottle, he flips the bottle, bangs it against his hand to budge the ketchup and smothers it all over his food. The company released a limited edition ketchup product known as Ed Sheeran X Heinz ketchup, also known as “Heinz Edchup”.[198]
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Released in June 2019, Sheeran appeared as himself in a supporting role in the Richard Curtis/Danny Boyle film Yesterday, a film about a struggling singer/songwriter, who after a freak bus accident in the middle of a mysterious worldwide blackout, finds himself in a world where nobody else is aware of the Beatles having ever existed.[201]
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In early 2011, after securing recording and publishing deals, Sheeran purchased and renovated a farm near Framlingham, Suffolk, where he was raised. He has stated that he hopes to raise a family there.[70][202] During 2013, he lived between Hendersonville, Tennessee and Los Angeles, California.[203] In 2014, he bought a house in South London.[70]
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Sheeran was in a relationship with Scottish singer-songwriter Nina Nesbitt (who was in his music video for "Drunk") in 2012, before breaking up.[204] Nesbitt is the subject of Sheeran's songs "Nina" and "Photograph", while most of Nesbitt's album, Peroxide, is about Sheeran.[204] In January 2014, Sheeran was in a relationship with Athina Andrelos, who works for chef Jamie Oliver.[205] She is the inspiration of Sheeran's song "Thinking Out Loud".[206] They broke up in February 2015.[206] Since July 2015, Sheeran has been in a relationship with childhood friend and former high school classmate Cherry Seaborn.[207] They announced their engagement in January 2018 and were married in January a year later.[208][209] She is the inspiration of the song "Perfect".[210] He is also close friends with singer-songwriter Taylor Swift, and collaborated on her albums Red and Reputation.[19]
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Sheeran is a supporter of his local football club Ipswich Town F.C.[211] A collector of Panini’s FIFA World Cup sticker album, he completed the 2014 World Cup album.[212] Appearing as a guest on BBC Radio 4's Desert Island Discs on 7 May 2017, Sheeran chose His Dark Materials by Philip Pullman as his book of choice, and a lifetime supply of ketchup as the one inanimate luxury item that he would take with him on a desert island.[213]
|
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+
|
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+
In June 2015, Forbes listed his earnings at $57 million for the previous 12 months, and ranked him the 27th-highest-earning celebrity in the world.[214] In July 2018, Forbes named Sheeran 9th on their list of the highest paid celebrities.[215] According to The Sunday Times Rich List of 2019, Sheeran is worth £160 million ($207 million) as the 17th richest musician in the UK.[216] Sheeran’s net worth is estimated at £200 million in 2020.[217]
|
94 |
+
|
95 |
+
In a December 2017 interview with The Sunday Times' "Culture" magazine, Sheeran spoke of his admiration for Labour Party leader Jeremy Corbyn. "I love Corbyn. I love everything Corbyn is about. And I feel people thought that, because I didn't put myself behind him, I wasn't a Corbyn supporter. He cares about other people. He cares about all classes, races and generations, and that's how I was brought up – we need more people that care about everyone."[218]
|
96 |
+
|
97 |
+
Sheeran publicly opposed Brexit (UK leaving the European Union), and supported the "remain" option. Following the June 2016 referendum result where the British public marginally voted to leave, Sheeran was among a group of British musicians (which included Sting, Queen drummer Roger Taylor, Pink Floyd drummer Nick Mason and Damon Albarn of Blur and Gorillaz) who signed a letter to the Prime Minister Theresa May, drafted by Bob Geldof in October 2018, calling for “a 2nd vote”. Stating that Brexit will “impact every aspect of the music industry. From touring to sales, to copyright legislation to royalty collation”, the letter adds: “We dominate the market and our bands, singers, musicians, writers, producers and engineers work all over Europe and the world and in turn, Europe and the world come to us. Why? Because we are brilliant at it ... [Our music] reaches out, all inclusive, and embraces anyone and everyone. And that truly is what Britain is.”[219]
|
98 |
+
|
99 |
+
On 19 October 2015, Sheeran received an honorary degree from the University of Suffolk in Ipswich for his "outstanding contribution to music".[220] Sheeran commented: "Suffolk is very much where I call home. Receiving this recognition is a real privilege."[220] He was appointed Member of the Order of the British Empire (MBE) in the 2017 Birthday Honours for “services to music and charity”.[221] Sheeran received the award from Prince Charles at Buckingham Palace on 7 December 2017.[222] In 2012, he was named a baron of Sealand.[223]
|
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+
|
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+
In addition to having the highest-grossing concert tour and being one of the world's best-selling music artists with more than 150 million records sold, Sheeran has received a number of awards. As of 2019, he has received four Grammy Awards (including Song of the Year in 2016 for "Thinking Out Loud"), five Brit Awards (including British Male Solo Artist in 2015), and six Billboard Music Awards (including Top Artist in 2018).[93][108][146] In 2015 and 2018, he received the Ivor Novello Award for Songwriter of the Year from the British Academy of Songwriters, Composers, and Authors.[94][224]
|
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+
|
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+
Although he regards Suffolk as home having moved to the county as a child, Sheeran was recognised by his county of birth in a 2018 poll when he was ranked the fourth greatest Yorkshireman ever behind Monty Python comedian Michael Palin, and actors Sean Bean and Patrick Stewart.[225]
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1 |
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The greenhouse effect is the process by which radiation from a planet's atmosphere warms the planet's surface to a temperature above what it would be without this atmosphere.[1][2]
|
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+
|
5 |
+
Radiatively active gases (i.e., greenhouse gases) in a planet's atmosphere radiate energy in all directions. Part of this radiation is directed towards the surface, warming it.[3] The intensity of the downward radiation – that is, the strength of the greenhouse effect – will depend on the atmosphere's temperature and on the amount of greenhouse gases that the atmosphere contains.
|
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+
|
7 |
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Earth's natural greenhouse effect is critical to supporting life, and initially was a precursor to life moving out of the ocean onto land. Human activities, however, mainly the burning of fossil fuels and clearcutting of forests, have accelerated the greenhouse effect and caused global warming.[4]
|
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+
|
9 |
+
The planet Venus experienced runaway greenhouse effect, resulting in an atmosphere which is 96% carbon dioxide, with surface atmospheric pressure roughly the same as found 900 m (3,000 ft) underwater on Earth. Venus may have had water oceans, but they would have boiled off as the mean surface temperature rose to the current 735 K (462 °C; 863 °F).[5][6][7]
|
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+
|
11 |
+
The term "greenhouse effect" continues to see use in scientific circles and the media despite being a slight misnomer, as an atmosphere reduces radiative heat loss[8] while a greenhouse blocks convective heat loss.[2] The result, however, is an increase in temperature in both cases.[9][10]
|
12 |
+
|
13 |
+
The existence of the greenhouse effect, while not named as such, was proposed by Joseph Fourier in 1824.[11] The argument and the evidence were further strengthened by Claude Pouillet in 1827 and 1838. John Tyndall was the first to measure the infrared absorption and emission of various gases and vapours. From 1859 onwards, he showed that the effect was due to a very small proportion of the atmosphere, with the main gases having no effect, and was largely due to water vapour, though small percentages of hydrocarbons and carbon dioxide had a significant effect.[12] The effect was more fully quantified by Svante Arrhenius in 1896, who made the first quantitative prediction of global warming due to a hypothetical doubling of atmospheric carbon dioxide.[13] However, the term "greenhouse" was not used to refer to this effect by any of these scientists; the term was first used in this way by Nils Gustaf Ekholm in 1901.[14][15]
|
14 |
+
|
15 |
+
Earth receives energy from the Sun in the form of ultraviolet, visible, and near-infrared radiation. About 26% of the incoming solar energy is reflected to space by the atmosphere and clouds, and 19% is absorbed by the atmosphere and clouds. Most of the remaining energy is absorbed at the surface of Earth. Because the Earth's surface is colder than the Sun, it radiates at wavelengths that are much longer than the wavelengths that were absorbed. Most of this thermal radiation is absorbed by the atmosphere and warms it. The atmosphere also gains heat by sensible and latent heat fluxes from the surface. The atmosphere radiates energy both upwards and downwards; the part radiated downwards is absorbed by the surface of Earth. This leads to a higher equilibrium temperature than if the atmosphere did not radiate.
|
16 |
+
|
17 |
+
An ideal thermally conductive blackbody at the same distance from the Sun as Earth would have a temperature of about 5.3 °C (41.5 °F). However, because Earth reflects about 30%[16][17] of the incoming sunlight, this idealized planet's effective temperature (the temperature of a blackbody that would emit the same amount of radiation) would be about −18 °C (0 °F).[18][19] The surface temperature of this hypothetical planet is 33 °C (59 °F) below Earth's actual surface temperature of approximately 14 °C (57 °F).[20] The greenhouse effect is the contribution of greenhouse gases to this difference.[clarification needed]
|
18 |
+
|
19 |
+
The idealized greenhouse model is a simplification. In reality the atmosphere near the Earth's surface is largely opaque to thermal radiation and most heat loss from the surface is by convection. However radiative energy losses become increasingly important higher in the atmosphere, largely because of the decreasing concentration of water vapor, an important greenhouse gas. Rather than the surface itself, it is more realistic to think of the greenhouse effect as applying to a layer in the mid-troposphere, which is effectively coupled to the surface by a lapse rate. A simple picture also assumes a steady state, but in the real world, the diurnal cycle as well as the seasonal cycle and weather disturbances complicate matters. Solar heating applies only during daytime. During the night, the atmosphere cools somewhat, but not greatly, because its emissivity is low. Diurnal temperature changes decrease with height in the atmosphere.
|
20 |
+
|
21 |
+
Within the region where radiative effects are important, the description given by the idealized greenhouse model becomes realistic. Earth's surface, warmed to an "effective temperature" around −18 °C (0 °F), radiates long-wavelength, infrared heat in the range of 4–100 μm.[21] At these wavelengths, greenhouse gases that were largely transparent to incoming solar radiation are more absorbent.[21] Each layer of atmosphere with greenhouse gases absorbs some of the heat being radiated upwards from lower layers. It reradiates in all directions, both upwards and downwards; in equilibrium (by definition) the same amount as it has absorbed. This results in more warmth below. Increasing the concentration of the gases increases the amount of absorption and reradiation, and thereby further warms the layers and ultimately the surface below.[19]
|
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+
|
23 |
+
Greenhouse gases—including most diatomic gases with two different atoms (such as carbon monoxide, CO) and all gases with three or more atoms—are able to absorb and emit infrared radiation. Though more than 99% of the dry atmosphere is IR transparent (because the main constituents—N2, O2, and Ar—are not able to directly absorb or emit infrared radiation), intermolecular collisions cause the energy absorbed and emitted by the greenhouse gases to be shared with the other, non-IR-active, gases.
|
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+
|
25 |
+
By their percentage contribution to the greenhouse effect on Earth the four major gases are:[22][23]
|
26 |
+
|
27 |
+
It is not possible to assign a specific percentage to each gas because the absorption and emission bands of the gases overlap (hence the ranges given above). Clouds also absorb and emit infrared radiation and thus affect the radiative properties of the atmosphere.[23]
|
28 |
+
|
29 |
+
Strengthening of the greenhouse effect through human activities is known as the enhanced (or anthropogenic) greenhouse effect.[25] This increase in radiative forcing from human activity is attributable mainly to increased atmospheric carbon dioxide levels.[26] According to the 2014 Assessment Report from the Intergovernmental Panel on Climate Change, "atmospheric concentrations of carbon dioxide, methane and nitrous oxide are unprecedented in at least the last 800,000 years. Their effects, together with those of other anthropogenic drivers, have been detected throughout the climate system and are extremely likely to have been the dominant cause of the observed warming since the mid-20th century'".[27]
|
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+
|
31 |
+
CO2 is produced by fossil fuel burning and other activities such as cement production and tropical deforestation.[28] Measurements of CO2 from the Mauna Loa observatory show that concentrations have increased from about 313 parts per million (ppm)[29] in 1960, passing the 400 ppm milestone on May 9, 2013.[30] The current observed amount of CO2 exceeds the geological record maxima (~300 ppm) from ice core data.[31] The effect of combustion-produced carbon dioxide on the global climate, a special case of the greenhouse effect first described in 1896 by Svante Arrhenius, has also been called the Callendar effect.
|
32 |
+
|
33 |
+
Over the past 800,000 years,[32] ice core data shows that carbon dioxide has varied from values as low as 180 ppm to the pre-industrial level of 270 ppm.[33] Paleoclimatologists consider variations in carbon dioxide concentration to be a fundamental factor influencing climate variations over this time scale.[34][35]
|
34 |
+
|
35 |
+
The "greenhouse effect" of the atmosphere is named by analogy to greenhouses which become warmer in sunlight. However, a greenhouse is not primarily warmed by the "greenhouse effect".[36]
|
36 |
+
"Greenhouse effect" is actually a misnomer since heating in the usual greenhouse is due to the reduction of convection,[10] while the "greenhouse effect" works by preventing absorbed heat from leaving the structure through radiative transfer.
|
37 |
+
|
38 |
+
A greenhouse is built of any material that passes sunlight: usually glass or plastic. The sun warms the ground and contents inside just like the outside, and these then warm the air. Outside, the warm air near the surface rises and mixes with cooler air aloft, keeping the temperature lower than inside, where the air continues to heat up because it is confined within the greenhouse. This can be demonstrated by opening a small window near the roof of a greenhouse: the temperature will drop considerably. It was demonstrated experimentally (R. W. Wood, 1909) that a (not heated) "greenhouse" with a cover of rock salt (which is transparent to infrared) heats up an enclosure similarly to one with a glass cover.[9] Thus greenhouses work primarily by preventing convective cooling.[8]
|
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+
|
40 |
+
Heated greenhouses are yet another matter: as they have an internal source of heating, it is desirable to minimise the amount of heat leaking out by radiative cooling. This can be done through the use of adequate glazing.[37]
|
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+
|
42 |
+
The anti-greenhouse effect is a mechanism similar and symmetrical to the greenhouse effect: in the greenhouse effect, the atmosphere lets radiation in while not letting thermal radiation out, thus warming the body surface; in the anti-greenhouse effect, the atmosphere keeps radiation out while letting thermal radiation out, which lowers the equilibrium surface temperature. Such an effect has been proposed for Saturn's moon Titan.[38]
|
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+
|
44 |
+
A runaway greenhouse effect occurs if positive feedbacks lead to the evaporation of all greenhouse gases into the atmosphere.[39] A runaway greenhouse effect involving carbon dioxide and water vapor has long ago been hypothesized to have occurred on Venus,[40] this idea is still largely accepted[citation needed].
|
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+
|
46 |
+
The 'greenhouse effect' on Venus is particularly large for several reasons:
|
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+
|
48 |
+
"Venus experienced a runaway greenhouse in the past, and we expect that Earth will in about 2 billion years as solar luminosity increases".[42]
|
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+
|
50 |
+
Titan is a body with both a greenhouse effect and an anti-greenhouse effect. The presence of N2, CH4, and H2 in the atmosphere contribute to a greenhouse effect, increasing the surface temperature by 21K over the expected temperature of the body with no atmosphere. The existence of a high-altitude haze, which absorbs wavelengths of solar radiation but is transparent to infrared, contribute to an anti-greenhouse effect of approximately 9K. The net effect of these two phenomena result is a net warming of 21K- 9K= 12K, so Titan is 12 K warmer than it would be if there were no atmosphere.[43][44]
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Church may refer to:
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God
|
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Schools
|
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|
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Relations with:
|
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|
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+
The Catholic Church, sometimes referred to as the Roman Catholic Church, is the largest Christian church, with approximately 1.3 billion baptised Catholics worldwide as of 2018[update].[4] As the world's oldest and largest continuously functioning international institution,[7] it has played a prominent role in the history and development of Western civilization.[8] The church is headed by the bishop of Rome, known as the pope. Its central administration is the Holy See.
|
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|
11 |
+
The Christian beliefs of Catholicism are found in the Nicene Creed. The Catholic Church teaches that it is the one, holy, catholic and apostolic church founded by Jesus Christ in his Great Commission,[9][10][note 1] that its bishops are the successors of Christ's apostles, and that the pope is the successor to Saint Peter, upon whom primacy was conferred by Jesus Christ.[13] It maintains that it practises the original Christian faith, reserving infallibility, passed down by sacred tradition.[14] The Latin Church, the twenty-three Eastern Catholic Churches, and institutes such as mendicant orders, enclosed monastic orders and third orders reflect a variety of theological and spiritual emphases in the church.[15][16]
|
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+
|
13 |
+
Of its seven sacraments, the Eucharist is the principal one, celebrated liturgically in the Mass.[17] The church teaches that through consecration by a priest, the sacrificial bread and wine become the body and blood of Christ. The Virgin Mary is venerated in the Catholic Church as Mother of God and Queen of Heaven, honoured in dogmas and devotions.[18] Its teaching includes Divine Mercy, sanctification through faith and evangelization of the Gospel as well as Catholic social teaching, which emphasises voluntary support for the sick, the poor, and the afflicted through the corporal and spiritual works of mercy. The Catholic Church is the largest non-government provider of education and health care in the world.[19]
|
14 |
+
|
15 |
+
The Catholic Church has influenced Western philosophy, culture, art, and science. Catholics live all over the world through missions, diaspora, and conversions. Since the 20th century the majority reside in the southern hemisphere, due to secularization in Europe, and increased persecution in the Middle East.
|
16 |
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|
17 |
+
The Catholic Church shared communion with the Eastern Orthodox Church until the East–West Schism in 1054, disputing particularly the authority of the pope. Before the Council of Ephesus in AD 431, the Church of the East also shared in this communion, as did the Oriental Orthodox churches before the Council of Chalcedon in AD 451; all separated primarily over differences in Christology. In the 16th century, the Reformation led to Protestantism also breaking away.
|
18 |
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|
19 |
+
From the late 20th century the Catholic Church has been criticized for its teachings on sexuality, its absence of female priests, and its handling of sexual abuse cases involving clergy.
|
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+
|
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+
Catholic (from Greek: καθολικός, romanized: katholikos, lit. 'universal') was first used to describe the church in the early 2nd century.[22] The first known use of the phrase "the catholic church" (καθολικὴ ἐκκλησία he katholike ekklesia) occurred in the letter written about 110 AD from Saint Ignatius of Antioch to the Smyrnaeans.[note 2] In the Catechetical Lectures (c. 350) of Saint Cyril of Jerusalem, the name "Catholic Church" was used to distinguish it from other groups that also called themselves "the church".[23][24] The "Catholic" notion was further stressed in the edict De fide Catolica issued 380 by Theodosius I, the last emperor to rule over both the eastern and the western halves of the Roman Empire, when establishing the state church of the Roman Empire.[25]
|
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Since the East–West Schism of 1054, the Eastern Church has taken the adjective "Orthodox" as its distinctive epithet (however, its official name continues to be the "Orthodox Catholic Church"[26]) and the Western Church in communion with the Holy See has similarly taken "Catholic", keeping that description also after the Protestant Reformation of the 16th century, when those who ceased to be in communion became known as "Protestants".[27][28]
|
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|
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While the "Roman Church" has been used to describe the pope's Diocese of Rome since the Fall of the Western Roman Empire and into the Early Middle Ages (6th–10th century), the "Roman Catholic Church" has been applied to the whole church in the English language since the Protestant Reformation in the late 16th century.[29] "Roman Catholic" has occasionally appeared also in documents produced both by the Holy See,[note 3] notably applied to certain national episcopal conferences, and local dioceses.[note 4]
|
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|
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The name "Catholic Church" for the whole church is used in the Catechism of the Catholic Church (1990) and the Code of Canon Law (1983). The name "Catholic Church" is also used in the documents of the Second Vatican Council (1962–1965),[30] the First Vatican Council (1869–1870),[31] the Council of Trent (1545–1563),[32] and numerous other official documents.[33][34]
|
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The Catholic Church follows an episcopal polity, led by bishops who have received the sacrament of Holy Orders who are given formal jurisdictions of governance within the church.[35][36] There are three levels of clergy, the episcopate, composed of bishops who hold jurisdiction over a geographic area called a diocese or eparchy; the presbyterate, composed of priests ordained by bishops and who work in local diocese or religious orders; and the diaconate, composed of deacons who assist bishops and priests in a variety of ministerial roles. Ultimately leading the entire Catholic Church is the Bishop of Rome, commonly called the pope, whose jurisdiction is called the Holy See. In parallel to the diocesan structure are a variety of religious institutes that function autonomously, often subject only to the authority of the pope, though sometimes subject to the local bishop. Most religious institutes only have male or female members but some have both. Additionally, lay members aid many liturgical functions during worship services.
|
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|
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+
The hierarchy of the Catholic Church is headed by the Bishop of Rome, known as the pope (Latin: papa; "father"), who is the leader of the worldwide Catholic Church.[37] The current pope, Francis, was elected on 13 March 2013 by papal conclave.[38]
|
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|
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+
Jus novum (c. 1140-1563)
|
36 |
+
|
37 |
+
Jus novissimum (c. 1563-1918)
|
38 |
+
|
39 |
+
Jus codicis (1918-present)
|
40 |
+
|
41 |
+
Other
|
42 |
+
|
43 |
+
Sacraments
|
44 |
+
|
45 |
+
Sacramentals
|
46 |
+
|
47 |
+
Sacred places
|
48 |
+
|
49 |
+
Sacred times
|
50 |
+
|
51 |
+
Supra-diocesan/eparchal structures
|
52 |
+
|
53 |
+
Particular churches
|
54 |
+
|
55 |
+
Juridic persons
|
56 |
+
|
57 |
+
Philosophy, theology, and fundamental theory of canon law
|
58 |
+
|
59 |
+
Clerics
|
60 |
+
|
61 |
+
Office
|
62 |
+
|
63 |
+
Juridic and physical persons
|
64 |
+
|
65 |
+
Associations of the faithful
|
66 |
+
|
67 |
+
Pars dynamica (trial procedure)
|
68 |
+
|
69 |
+
Canonization
|
70 |
+
|
71 |
+
Election of the Roman Pontiff
|
72 |
+
|
73 |
+
Academic degrees
|
74 |
+
|
75 |
+
Journals and Professional Societies
|
76 |
+
|
77 |
+
Faculties of canon law
|
78 |
+
|
79 |
+
Canonists
|
80 |
+
|
81 |
+
Institute of consecrated life
|
82 |
+
|
83 |
+
Society of apostolic life
|
84 |
+
|
85 |
+
The office of the pope is known as the papacy. The Catholic Church holds that Christ instituted the papacy upon giving the keys of Heaven to Saint Peter. His ecclesiastical jurisdiction is called the "Holy See" (Sancta Sedes in Latin), or the "Apostolic See" (meaning the see of the apostle Peter).[39][40] Directly serving the pope is the Roman Curia, the central governing body that administers the day-to-day business of the Catholic Church.
|
86 |
+
|
87 |
+
The pope is also Sovereign of Vatican City,[41] a small city-state entirely enclaved within the city of Rome, which is an entity distinct from the Holy See. It is as head of the Holy See, not as head of Vatican City State, that the pope receives ambassadors of states and sends them his own diplomatic representatives.[42] The Holy See also confers orders, decorations and medals, such as the orders of chivalry originating from the Middle Ages.
|
88 |
+
|
89 |
+
While the famous Saint Peter's Basilica is located in Vatican City, above the traditional site of Saint Peter's tomb, the papal cathedral for the Diocese of Rome is the Archbasilica of Saint John Lateran, located within the city of Rome, though enjoying extraterritorial privileges accredited to the Holy See.
|
90 |
+
|
91 |
+
The position of cardinal is a rank of honour bestowed by popes on certain clerics, such as leaders within the Roman Curia, bishops serving in major cities and distinguished theologians. For advice and assistance in governing, the pope may turn to the College of Cardinals.[43]
|
92 |
+
|
93 |
+
Following the death or resignation of a pope,[note 5] members of the College of Cardinals who are under age 80 act as an electoral college, meeting in a papal conclave to elect a successor.[45] Although the conclave may elect any male Catholic as pope since 1389 only cardinals have been elected.[46]
|
94 |
+
|
95 |
+
Canon law (Latin: jus canonicum)[47] is the system of laws and legal principles made and enforced by the hierarchical authorities of the Catholic Church to regulate its external organization and government and to order and direct the activities of Catholics toward the mission of the church.[48] The canon law of the Latin Church was the first modern Western legal system[49] and is the oldest continuously functioning legal system in the West,[50][51] while the distinctive traditions of Oriental canon law govern the 23 Eastern Catholic particular churches sui iuris.
|
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+
|
97 |
+
Positive ecclesiastical laws, based directly or indirectly upon immutable divine law or natural law, derive formal authority in the case of universal laws from promulgation by the supreme legislator—the Supreme Pontiff—who possesses the totality of legislative, executive and judicial power in his person,[52] while particular laws derive formal authority from promulgation by a legislator inferior to the supreme legislator, whether an ordinary or a delegated legislator. The actual subject material of the canons is not just doctrinal or moral in nature, but all-encompassing of the human condition. It has all the ordinary elements of a mature legal system:[53] laws, courts, lawyers, judges,[53] a fully articulated legal code for the Latin Church[54] as well as a code for the Eastern Catholic Churches,[54] principles of legal interpretation,[55] and coercive penalties.[56][57]
|
98 |
+
|
99 |
+
Canon law concerns the Catholic Church's life and organization and is distinct from civil law. In its own field it gives force to civil law only by specific enactment in matters such as the guardianship of minors.[58] Similarly, civil law may give force in its field to canon law, but only by specific enactment, as with regard to canonical marriages.[59] Currently, the 1983 Code of Canon Law is in effect for the Latin Church.[60] The distinct 1990 Code of Canons of the Eastern Churches (CCEO, after the Latin initials) applies to the autonomous Eastern Catholic Churches.[61]
|
100 |
+
|
101 |
+
|
102 |
+
|
103 |
+
In the first thousand years of Catholic history, different varieties of Christianity developed in the Western and Eastern Christian areas of Europe. Though most Eastern-tradition churches are no longer in communion with the Catholic Church after the Great Schism of 1054, autonomous particular churches of both traditions currently participate, also known as "churches sui iuris" (Latin: "of one's own right"). The largest and most well known is the Latin Church, the only Western-tradition church, with more than 1 billion members worldwide. Relatively small in terms of adherents compared to the Latin Church, are the 23 self-governing Eastern Catholic Churches with a combined membership of 17.3 million as of 2010[update].[62][63][64][65]
|
104 |
+
|
105 |
+
The Latin Church is governed by the pope and diocesan bishops directly appointed by him. The pope exercises a direct patriarchal role over the Latin Church, which is considered to form the original and still major part of Western Christianity, a heritage of certain beliefs and customs originating in Europe and northwestern Africa, some of which are inherited by many Christian denominations that trace their origins to the Protestant Reformation.[66]
|
106 |
+
|
107 |
+
The Eastern Catholic Churches follow the traditions and spirituality of Eastern Christianity and are churches which have always remained in full communion with the Catholic Church or who have chosen to re-enter full communion in the centuries following the East–West Schism and earlier divisions. These churches are communities of Catholic Christians whose forms of worship reflect distinct historical and cultural influences rather than differences in doctrine.
|
108 |
+
|
109 |
+
A church sui iuris is defined in the Code of Canons for the Eastern Churches as a "group of Christian faithful united by a hierarchy" that is recognised by the pope in his capacity as the supreme authority on matters of doctrine within the church.[67] The term is an innovation of the CCEO to denote the relative autonomy of the Eastern Catholic Churches,[68] who remain in full communion with the pope, but have governance structures and liturgical traditions separate from that of the Latin Church.[63] While the Latin Church's canons do not explicitly use the term, it is tacitly recognised as equivalent.
|
110 |
+
|
111 |
+
Some Eastern Catholic churches are governed by a patriarch who is elected by the synod of the bishops of that church,[69] others are headed by a major archbishop,[70] others are under a metropolitan,[71] and others are organized as individual eparchies.[72] Each church has authority over the particulars of its internal organization, liturgical rites, liturgical calendar and other aspects of its spirituality, subject only to the authority of the pope.[73] The Roman Curia has a specific department, the Congregation for the Oriental Churches, to maintain relations with them.[74] The pope does not generally appoint bishops or clergy in the Eastern Catholic Churches, deferring to their internal governance structures, but may intervene if he feels it necessary.
|
112 |
+
|
113 |
+
Individual countries, regions, or major cities are served by particular churches known as dioceses in the Latin Church, or eparchies in the Eastern Catholic Churches, each overseen by a bishop. As of 2008[update], the Catholic Church has 2,795 dioceses.[76] The bishops in a particular country are members of a national or regional episcopal conference.[77]
|
114 |
+
|
115 |
+
Dioceses are divided into parishes, each with one or more priests, deacons or lay ecclesial ministers.[78] Parishes are responsible for the day to day celebration of the sacraments and pastoral care of the laity.[79] As of 2016[update], there are 221,700 parishes worldwide.[80]
|
116 |
+
|
117 |
+
In the Latin Church, Catholic men may serve as deacons or priests by receiving sacramental ordination. Men and women may serve as extraordinary ministers of Holy Communion, as readers (lectors), or as altar servers. Historically, boys and men have only been permitted to serve as altar servers; however, since the 1990s, girls and women have also been permitted.[81][note 6]
|
118 |
+
|
119 |
+
Ordained Catholics, as well as members of the laity, may enter into consecrated life either on an individual basis, as a hermit or consecrated virgin, or by joining an institute of consecrated life (a religious institute or a secular institute) in which to take vows confirming their desire to follow the three evangelical counsels of chastity, poverty and obedience.[82] Examples of institutes of consecrated life are the Benedictines, the Carmelites, the Dominicans, the Franciscans, the Missionaries of Charity, the Legionaries of Christ and the Sisters of Mercy.[82]
|
120 |
+
|
121 |
+
"Religious institutes" is a modern term encompassing both "religious orders" and "religious congregations," which were once distinguished in canon law.[83] The terms "religious order" and "religious institute" tend to be used as synonyms colloquially.[84]
|
122 |
+
|
123 |
+
By means of Catholic charities and beyond, the Catholic Church is the largest non-government provider of education and health care in the world.[19]
|
124 |
+
|
125 |
+
Catholicism is the world's second largest religious body after Sunni Islam.[85] Church membership, defined as baptised Catholics, was 1.329 billion at the end of 2018, which is 18% of the world population.[4] Catholics represent about half of all Christians.[86]
|
126 |
+
|
127 |
+
Geographic distribution of Catholics worldwide continues to shift, with 17.8% in Africa, 48.3% in the Americas, 11.1% Asia, 21.5% in Europe, and 0.9% in Oceania.[4]
|
128 |
+
|
129 |
+
Catholic ministers include ordained clergy, lay ecclesial ministers, missionaries, and catechists. Also as of the end of 2014, there were 465,595 ordained clergy, including 5,237 bishops, 415,792 priests (diocesan and religious), and 44,566 deacons (permanent).[87] Non-ordained ministers included 3,157,568 catechists, 367,679 lay missionaries, and 39,951 lay ecclesial ministers.[88]
|
130 |
+
|
131 |
+
Catholics who have committed to religious or consecrated life instead of marriage or single celibacy, as a state of life or relational vocation, include 54,559 male religious, 705,529 women religious. These are not ordained, nor generally considered ministers unless also engaged in one of the lay minister categories above.[87]
|
132 |
+
|
133 |
+
Catholic doctrine has developed over the centuries, reflecting direct teachings of early Christians, formal definitions of heretical and orthodox beliefs by ecumenical councils and in papal bulls, and theological debate by scholars. The church believes that it is continually guided by the Holy Spirit as it discerns new theological issues and is protected infallibly from falling into doctrinal error when a firm decision on an issue is reached.[89][90]
|
134 |
+
|
135 |
+
It teaches that revelation has one common source, God, and two distinct modes of transmission: Sacred Scripture and Sacred Tradition,[91][92] and that these are authentically interpreted by the Magisterium.[93][94] Sacred Scripture consists of the 73 books of the Catholic Bible, consisting of 46 Old Testament and 27 New Testament writings. Sacred Tradition consists of those teachings believed by the church to have been handed down since the time of the Apostles.[95] Sacred Scripture and Sacred Tradition are collectively known as the "deposit of faith" (depositum fidei in Latin). These are in turn interpreted by the Magisterium (from magister, Latin for "teacher"), the church's teaching authority, which is exercised by the pope and the College of Bishops in union with the pope, the Bishop of Rome.[96] Catholic doctrine is authoritatively summarized in the Catechism of the Catholic Church, published by the Holy See.[97][98]
|
136 |
+
|
137 |
+
The Catholic Church holds that there is one eternal God, who exists as a perichoresis ("mutual indwelling") of three hypostases, or "persons": God the Father; God the Son; and God the Holy Spirit, which together are called the "Holy Trinity".[99]
|
138 |
+
|
139 |
+
Catholics believe that Jesus Christ is the "Second Person" of the Trinity, God the Son. In an event known as the Incarnation, through the power of the Holy Spirit, God became united with human nature through the conception of Christ in the womb of the Blessed Virgin Mary. Christ, therefore, is understood as being both fully divine and fully human, including possessing a human soul. It is taught that Christ's mission on earth included giving people his teachings and providing his example for them to follow as recorded in the four Gospels.[100] Jesus is believed to have remained sinless while on earth, and to have allowed himself to be unjustly executed by crucifixion, as a sacrifice of himself to reconcile humanity to God; this reconciliation is known as the Paschal Mystery.[101] The Greek term "Christ" and the Hebrew "Messiah" both mean "anointed one", referring to the Christian belief that Jesus' death and resurrection are the fulfilment of the Old Testament's messianic prophecies.[102]
|
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+
|
141 |
+
The Catholic Church teaches dogmatically that "the Holy Spirit proceeds eternally from the Father and the Son, not as from two principles but as from one single principle".[103] It holds that the Father, as the "principle without principle", is the first origin of the Spirit, but also that he, as Father of the only Son, is with the Son the single principle from which the Spirit proceeds.[104] This belief is expressed in the Filioque clause which was added to the Latin version of the Nicene Creed of 381 but not included in the Greek versions of the creed used in Eastern Christianity.[105]
|
142 |
+
|
143 |
+
The Catholic Church teaches that it is the "one true church",[9][106] "the universal sacrament of salvation for the human race",[107][108] and "the one true religion".[109] According to the Catechism, the Catholic Church is further described in the Nicene Creed as the "one, holy, catholic, and apostolic Church".[110] These are collectively known as the Four Marks of the Church. The church teaches that its founder is Jesus Christ.[111][112] The New Testament records several events considered integral to the establishment of the Catholic Church, including Jesus' activities and teaching and his appointment of the apostles as witnesses to his ministry, suffering, and resurrection. The Great Commission, after his resurrection, instructed the apostles to continue his work. The coming of the Holy Spirit upon the apostles, in an event known as Pentecost, is seen as the beginning of the public ministry of the Catholic Church.[113] The church teaches that all duly consecrated bishops have a lineal succession from the apostles of Christ, known as apostolic succession.[114] In particular, the Bishop of Rome (the pope) is considered the successor to the apostle Simon Peter, a position from which he derives his supremacy over the church.[115]
|
144 |
+
|
145 |
+
Catholic belief holds that the church "is the continuing presence of Jesus on earth"[116] and that it alone possesses the full means of salvation.[117] Through the passion (suffering) of Christ leading to his crucifixion as described in the Gospels, it is said Christ made himself an oblation to God the Father in order to reconcile humanity to God;[118] the Resurrection of Jesus makes him the firstborn from the dead, the first among many brethren.[119] By reconciling with God and following Christ's words and deeds, an individual can enter the Kingdom of God.[120] The church sees its liturgy and sacraments as perpetuating the graces achieved through Christ's sacrifice to strengthen a person's relationship with Christ and aid in overcoming sin.[121]
|
146 |
+
|
147 |
+
The Catholic Church teaches that, immediately after death, the soul of each person will receive a particular judgement from God, based on their sins and their relationship to Christ.[122][123] This teaching also attests to another day when Christ will sit in universal judgement of all mankind. This final judgement, according to the church's teaching, will bring an end to human history and mark the beginning of both a new and better heaven and earth ruled by God in righteousness.[124]
|
148 |
+
|
149 |
+
Depending on the judgement rendered following death, it is believed that a soul may enter one of three states of the afterlife:
|
150 |
+
|
151 |
+
While the Catholic Church teaches that it alone possesses the full means of salvation,[117] it also acknowledges that the Holy Spirit can make use of Christian communities separated from itself to "impel towards Catholic unity"[133] and "tend and lead toward the Catholic Church",[133] and thus bring people to salvation, because these separated communities contain some elements of proper doctrine, albeit admixed with errors. It teaches that anyone who is saved is saved through the Catholic Church but that people can be saved outside of the ordinary means known as baptism of desire, and by pre-baptismal martyrdom, known as baptism of blood, as well as when conditions of invincible ignorance are present, although invincible ignorance in itself is not a means of salvation.[134]
|
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|
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+
A saint (also historically known as a hallow) is a person who is recognised as having an exceptional degree of holiness or likeness or closeness to God, while canonization is the act by which a Christian church declares that a person who has died was a saint, upon which declaration the person is included in the "canon", or list, of recognised saints.[135][136] The first persons honoured as saints were the martyrs. Pious legends of their deaths were considered affirmations of the truth of their faith in Christ. By the fourth century, however, "confessors"—people who had confessed their faith not by dying but by word and life—began to be venerated publicly.
|
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|
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+
In the Catholic Church, both in Latin and Eastern Catholic churches, the act of canonization is reserved to the Apostolic See and occurs at the conclusion of a long process requiring extensive proof that the candidate for canonization lived and died in such an exemplary and holy way that he is worthy to be recognised as a saint. The church's official recognition of sanctity implies that the person is now in Heaven and that he may be publicly invoked and mentioned officially in the liturgy of the church, including in the Litany of the Saints. Canonization allows universal veneration of the saint in the liturgy of the Roman Rite; for permission to venerate merely locally, only beatification is needed.[137]
|
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|
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+
Devotions are "external practices of piety" which are not part of the official liturgy of the Catholic Church but are part of the popular spiritual practices of Catholics.[138] These include various practices regarding the veneration of the saints, especially veneration of the Virgin Mary. Other devotional practices include the Stations of the Cross, the Sacred Heart of Jesus, the Holy Face of Jesus,[139] the various scapulars, novenas to various saints,[140] pilgrimages[141] and devotions to the Blessed Sacrament,[140] and the veneration of saintly images such as the santos.[142] The bishops at the Second Vatican Council reminded Catholics that "devotions should be so drawn up that they harmonise with the liturgical seasons, accord with the sacred liturgy, are in some fashion derived from it, and lead the people to it, since, in fact, the liturgy by its very nature far surpasses any of them."[143]
|
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|
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+
Catholic Mariology deals with the doctrines and teachings concerning the life of the Mary, mother of Jesus, as well as the veneration of Mary by the faithful. Mary is held in special regard, declared the Mother of God (Greek: Θεοτόκος, romanized: Theotokos, lit. 'God-bearer'), and believed as dogma to have remained a virgin throughout her life.[144] Further teachings include the doctrines of the Immaculate Conception (her own conception without the stain of original sin) and the Assumption of Mary (that her body was assumed directly into heaven at the end of her life). Both of these doctrines were defined as infallible dogma, by Pope Pius IX in 1854 and Pope Pius XII in 1950 respectively,[145] but only after consulting with the Catholic bishops throughout the world to ascertain that this is a Catholic belief.[146]
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|
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Devotions to Mary are part of Catholic piety but are distinct from the worship of God.[147] Practices include prayers and Marian art, music, and architecture. Several liturgical Marian feasts are celebrated throughout the Church Year and she is honoured with many titles such as Queen of Heaven. Pope Paul VI called her Mother of the Church because, by giving birth to Christ, she is considered to be the spiritual mother to each member of the Body of Christ.[145] Because of her influential role in the life of Jesus, prayers and devotions such as the Hail Mary, the Rosary, the Salve Regina and the Memorare are common Catholic practices.[148] Pilgrimage to the sites of several Marian apparitions affirmed by the church, such as Lourdes, Fátima, and Guadalupe,[149] are also popular Catholic devotions.[150]
|
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|
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The Catholic Church teaches that it was entrusted with seven sacraments that were instituted by Christ. The number and nature of the sacraments were defined by several ecumenical councils, most recently the Council of Trent.[151][note 7] These are Baptism, Confirmation, the Eucharist, Penance, Anointing of the Sick (formerly called Extreme Unction, one of the "Last Rites"), Holy Orders and Holy Matrimony. Sacraments are visible rituals that Catholics see as signs of God's presence and effective channels of God's grace to all those who receive them with the proper disposition (ex opere operato).[152] The Catechism of the Catholic Church categorizes the sacraments into three groups, the "sacraments of Christian initiation", "sacraments of healing" and "sacraments at the service of communion and the mission of the faithful". These groups broadly reflect the stages of people's natural and spiritual lives which each sacrament is intended to serve.[153]
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|
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The liturgies of the sacraments are central to the church's mission. According to the Catechism:
|
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+
|
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+
In the liturgy of the New Covenant every liturgical action, especially the celebration of the Eucharist and the sacraments, is an encounter between Christ and the Church. The liturgical assembly derives its unity from the "communion of the Holy Spirit" who gathers the children of God into the one Body of Christ. This assembly transcends racial, cultural, social—indeed, all human affinities.[154]
|
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|
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+
According to church doctrine, the sacraments of the church require the proper form, matter, and intent to be validly celebrated.[155] In addition, the Canon Laws for both the Latin Church and the Eastern Catholic Churches govern who may licitly celebrate certain sacraments, as well as strict rules about who may receive the sacraments.[156] Notably, because the church teaches that Christ is present in the Eucharist,[157] those who are conscious of being in a state of mortal sin are forbidden to receive the sacrament until they have received absolution through the sacrament of Reconciliation (Penance).[158] Catholics are normally obliged to abstain from eating for at least an hour before receiving the sacrament.[158] Non-Catholics are ordinarily prohibited from receiving the Eucharist as well.[156][159]
|
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Catholics, even if they were in danger of death and unable to approach a Catholic minister, may not ask for the sacraments of the Eucharist, penance or anointing of the sick from someone, such as a Protestant minister, who is not known to be validly ordained in line with Catholic teaching on ordination.[160][161] Likewise, even in grave and pressing need, Catholic ministers may not administer these sacraments to those who do not manifest Catholic faith in the sacrament. In relation to the churches of Eastern Christianity not in communion with the Holy See, the Catholic Church is less restrictive, declaring that "a certain communion in sacris, and so in the Eucharist, given suitable circumstances and the approval of Church authority, is not merely possible but is encouraged."[162]
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|
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As viewed by the Catholic Church, Baptism is the first of three sacraments of initiation as a Christian.[163] It washes away all sins, both original sin and personal actual sins.[164] It makes a person a member of the church.[165] As a gratuitous gift of God that requires no merit on the part of the person who is baptised, it is conferred even on children,[166] who, though they have no personal sins, need it on account of original sin.[167] If a new-born child is in a danger of death, anyone—be it a doctor, a nurse, or a parent—may baptise the child.[168] Baptism marks a person permanently and cannot be repeated.[169] The Catholic Church recognises as valid baptisms conferred even by people who are not Catholics or Christians, provided that they intend to baptise ("to do what the Church does when she baptises") and that they use the Trinitarian baptismal formula.[170]
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The Catholic Church sees the sacrament of confirmation as required to complete the grace given in baptism.[171] When adults are baptised, confirmation is normally given immediately afterwards,[172] a practice followed even with newly baptised infants in the Eastern Catholic Churches.[173] In the West confirmation of children is delayed until they are old enough to understand or at the bishop's discretion.[174] In Western Christianity, particularly Catholicism, the sacrament is called confirmation, because it confirms and strengthens the grace of baptism; in the Eastern Churches, it is called chrismation, because the essential rite is the anointing of the person with chrism,[175] a mixture of olive oil and some perfumed substance, usually balsam, blessed by a bishop.[175][176] Those who receive confirmation must be in a state of grace, which for those who have reached the age of reason means that they should first be cleansed spiritually by the sacrament of Penance; they should also have the intention of receiving the sacrament, and be prepared to show in their lives that they are Christians.[177]
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For Catholics, the Eucharist is the sacrament which completes Christian initiation. It is described as "the source and summit of the Christian life".[178] The ceremony in which a Catholic first receives the Eucharist is known as First Communion.[179]
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The Eucharistic celebration, also called the Mass or Divine liturgy, includes prayers and scriptural readings, as well as an offering of bread and wine, which are brought to the altar and consecrated by the priest to become the body and the blood of Jesus Christ, a change called transubstantiation.[180][note 8] The words of consecration reflect the words spoken by Jesus during the Last Supper, where Christ offered his body and blood to his Apostles the night before his crucifixion. The sacrament re-presents (makes present) the sacrifice of Jesus on the cross,[181] and perpetuates it. Christ's death and resurrection gives grace through the sacrament that unites the faithful with Christ and one another, remits venial sin, and aids against committing moral sin (though mortal sin itself is forgiven through the sacrament of penance).[182]
|
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The two sacraments of healing are the Sacrament of Penance and Anointing of the Sick.
|
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|
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The Sacrament of Penance (also called Reconciliation, Forgiveness, Confession, and Conversion[183]) exists for the conversion of those who, after baptism, separate themselves from Christ by sin.[184] Essential to this sacrament are acts both by the sinner (examination of conscience, contrition with a determination not to sin again, confession to a priest, and performance of some act to repair the damage caused by sin) and by the priest (determination of the act of reparation to be performed and absolution).[185] Serious sins (mortal sins) should be confessed at least once a year and always before receiving Holy Communion, while confession of venial sins also is recommended.[186] The priest is bound under the severest penalties to maintain the "seal of confession", absolute secrecy about any sins revealed to him in confession.[187]
|
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While chrism is used only for the three sacraments that cannot be repeated, a different oil is used by a priest or bishop to bless a Catholic who, because of illness or old age, has begun to be in danger of death.[188] This sacrament, known as Anointing of the Sick, is believed to give comfort, peace, courage and, if the sick person is unable to make a confession, even forgiveness of sins.[189]
|
188 |
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|
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The sacrament is also referred to as Unction, and in the past as Extreme Unction, and it is one of the three sacraments that constitute the last rites, together with Penance and Viaticum (Eucharist).[190]
|
190 |
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|
191 |
+
According to the Catechism, there are two sacraments of communion directed towards the salvation of others: priesthood and marriage.[191] Within the general vocation to be a Christian, these two sacraments "consecrate to specific mission or vocation among the people of God. Men receive the holy orders to feed the Church by the word and grace. Spouses marry so that their love may be fortified to fulfil duties of their state".[192]
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The sacrament of Holy Orders consecrates and deputes some Christians to serve the whole body as members of three degrees or orders: episcopate (bishops), presbyterate (priests) and diaconate (deacons).[193][194] The church has defined rules on who may be ordained into the clergy. In the Latin Church, the priesthood is generally restricted to celibate men, and the episcopate is always restricted to celibate men.[195] Men who are already married may be ordained in certain Eastern Catholic churches in most countries,[196] and the personal ordinariates and may become deacons even in the Western Church[197][198] (see Clerical marriage). But after becoming a Catholic priest, a man may not marry (see Clerical celibacy) unless he is formally laicized.
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All clergy, whether deacons, priests or bishops, may preach, teach, baptise, witness marriages and conduct funeral liturgies.[199] Only bishops and priests can administer the sacraments of the Eucharist, Reconciliation (Penance) and Anointing of the Sick.[200][201] Only bishops can administer the sacrament of Holy Orders, which ordains someone into the clergy.[202]
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The Catholic Church teaches that marriage is a social and spiritual bond between a man and a woman, ordered towards the good of the spouses and procreation of children; according to Catholic teachings on sexual morality, it is the only appropriate context for sexual activity. A Catholic marriage, or any marriage between baptised individuals of any Christian denomination, is viewed as a sacrament. A sacramental marriage, once consummated, cannot be dissolved except by death.[203][note 9] The church recognises certain conditions, such as freedom of consent, as required for any marriage to be valid; In addition, the church sets specific rules and norms, known as canonical form, that Catholics must follow.[206]
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The church does not recognise divorce as ending a valid marriage and allows state-recognised divorce only as a means of protecting the property and well being of the spouses and any children. However, consideration of particular cases by the competent ecclesiastical tribunal can lead to declaration of the invalidity of a marriage, a declaration usually referred to as an annulment.[207] Remarriage following a divorce is not permitted unless the prior marriage was declared invalid.[207]
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Among the 24 autonomous (sui iuris) churches, numerous liturgical and other traditions exist, called rites, which reflect historical and cultural diversity rather than differences in belief.[208] In the definition of the Code of Canons of the Eastern Churches, "a rite is the liturgical, theological, spiritual, and disciplinary patrimony, culture and circumstances of history of a distinct people, by which its own manner of living the faith is manifested in each Church sui iuris".[209]
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The liturgy of the sacrament of the Eucharist, called the Mass in the West and Divine Liturgy or other names in the East, is the principal liturgy of the Catholic Church.[210] This is because it is considered the propitiatory sacrifice of Christ himself.[211] Its most widely used form is that of the Roman Rite as promulgated by Paul VI in 1969 and revised by Pope John Paul II in 2002. In certain circumstances, the 1962 form of the Roman Rite remains authorized in the Latin Church. Eastern Catholic Churches have their own rites. The liturgies of the Eucharist and the other sacraments vary from rite to rite, reflecting different theological emphases.
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The Roman Rite is the most common rite of worship used by the Catholic Church. Its use is found worldwide, originating in Rome and spreading throughout Europe, influencing and eventually supplanting local rites.[212] The present ordinary form of Mass in the Roman Rite, found in the post-1969 editions of the Roman Missal, is usually celebrated in the local vernacular language, using an officially approved translation from the original text in Latin. An outline of its major liturgical elements can be found in the sidebar.
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In 2007, Pope Benedict XVI affirmed the licitness of continued use of the 1962 Roman Missal as an "extraordinary form" (forma extraordinaria) of the Roman Rite, speaking of it also as an usus antiquior ("older use"), and issuing new more permissive norms for its employment.[213] An instruction issued four years later spoke of the two forms or usages of the Roman Rite approved by the pope as the ordinary form and the extraordinary form ("the forma ordinaria" and "the forma extraordinaria").[214]
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The 1962 edition of the Roman Missal, published a few months before the Second Vatican Council opened, was the last that presented the Mass as standardized in 1570 by Pope Pius V at the request of the Council of Trent and that is therefore known as the Tridentine Mass.[157] Pope Pius V's Roman Missal was subjected to minor revisions by Pope Clement VIII in 1604, Pope Urban VIII in 1634, Pope Pius X in 1911, Pope Pius XII in 1955, and Pope John XXIII in 1962. Each successive edition was the ordinary form of the Roman Rite Mass until superseded by a later edition. When the 1962 edition was superseded by that of Paul VI, promulgated in 1969, its continued use at first required permission from bishops;[215] but Pope Benedict XVI's 2007 motu proprio Summorum Pontificum allowed free use of it for Mass celebrated without a congregation and authorized parish priests to permit, under certain conditions, its use even at public Masses. Except for the scriptural readings, which Pope Benedict allowed to be proclaimed in the vernacular language, it is celebrated exclusively in liturgical Latin.[216]
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Since 2014, clergy in the small personal ordinariates set up for groups of former Anglicans under the terms of the 2009 document Anglicanorum Coetibus[217] are permitted to use a variation of the Roman Rite called "Divine Worship" or, less formally, "Ordinariate Use",[218] which incorporates elements of the Anglican liturgy and traditions,[note 10] an accommodation protested by Anglican leaders.
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In the Archdiocese of Milan, with around five million Catholics the largest in Europe,[219] Mass is celebrated according to the Ambrosian Rite. Other Latin Church rites include the Mozarabic[220] and those of some religious institutes.[221] These liturgical rites have an antiquity of at least 200 years before 1570, the date of Pope Pius V's Quo primum, and were thus allowed to continue.[222]
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The Eastern Catholic Churches share common patrimony and liturgical rites as their counterparts, including Eastern Orthodox and other Eastern Christian churches who are no longer in communion with the Holy See. These include churches that historically developed in Russia, Caucasus, the Balkans, North Eastern Africa, India and the Middle East. The Eastern Catholic Churches are groups of faithful who have either never been out of communion with the Holy See or who have restored communion with it at the cost of breaking communion with their associates of the same tradition.[223]
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The rites used by the Eastern Catholic Churches include the Byzantine Rite, in its Antiochian, Greek and Slavonic varieties; the Alexandrian Rite; the Syriac Rite; the Armenian Rite; the Maronite Rite and the Chaldean Rite. Eastern Catholic Churches have the autonomy to set the particulars of their liturgical forms and worship, within certain limits to protect the "accurate observance" of their liturgical tradition.[224] In the past some of the rites used by the Eastern Catholic Churches were subject to a degree of liturgical Latinization. However, in recent years Eastern Catholic Churches have returned to traditional Eastern practices in accord with the Vatican II decree Orientalium Ecclesiarum.[225] Each church has its own liturgical calendar.[226]
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Catholic social teaching, reflecting the concern Jesus showed for the impoverished, places a heavy emphasis on the corporal works of mercy and the spiritual works of mercy, namely the support and concern for the sick, the poor and the afflicted.[227][228] Church teaching calls for a preferential option for the poor while canon law prescribes that "The Christian faithful are also obliged to promote social justice and, mindful of the precept of the Lord, to assist the poor."[229] Its foundations are widely considered to have been laid by Pope Leo XIII's 1891 encyclical letter Rerum novarum which upholds the rights and dignity of labour and the right of workers to form unions.
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Catholic teaching regarding sexuality calls for a practice of chastity, with a focus on maintaining the spiritual and bodily integrity of the human person. Marriage is considered the only appropriate context for sexual activity.[230] Church teachings about sexuality have become an issue of increasing controversy, especially after the close of the Second Vatican Council, due to changing cultural attitudes in the Western world described as the sexual revolution.
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The church has also addressed stewardship of the natural environment, and its relationship to other social and theological teachings. In the document Laudato si', dated 24 May 2015, Pope Francis critiques consumerism and irresponsible development, and laments environmental degradation and global warming.[231] The pope expressed concern that the warming of the planet is a symptom of a greater problem: the developed world's indifference to the destruction of the planet as humans pursue short-term economic gains.[232]
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The Catholic Church is the largest non-government provider of education and medical services in the world.[19] In 2010, the Catholic Church's Pontifical Council for Pastoral Assistance to Health Care Workers said that the church manages 26% of health care facilities in the world, including hospitals, clinics, orphanages, pharmacies and centres for those with leprosy.[233]
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The church has always been involved in education, since the founding of the first universities of Europe. It runs and sponsors thousands of primary and secondary schools, colleges and universities throughout the world[234][235] and operates the world's largest non-governmental school system.[236]
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Religious institutes for women have played a particularly prominent role in the provision of health and education services,[237] as with orders such as the Sisters of Mercy, Little Sisters of the Poor, the Missionaries of Charity, the Sisters of St. Joseph of the Sacred Heart, the Sisters of the Blessed Sacrament and the Daughters of Charity of Saint Vincent de Paul.[238] The Catholic nun Mother Teresa of Calcutta, India, founder of the Missionaries of Charity, was awarded the Nobel Peace Prize in 1979 for her humanitarian work among India's poor.[239] Bishop Carlos Filipe Ximenes Belo won the same award in 1996 for "work towards a just and peaceful solution to the conflict in East Timor".[240]
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The church is also actively engaged in international aid and development through organizations such as Catholic Relief Services, Caritas International, Aid to the Church in Need, refugee advocacy groups such as the Jesuit Refugee Service and community aid groups such as the Saint Vincent de Paul Society.[241]
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The Catholic Church calls all members to practise chastity according to their state in life. Chastity includes temperance, self-mastery, personal and cultural growth, and divine grace. It requires refraining from lust, masturbation, fornication, pornography, prostitution and, especially, rape. Chastity for those who are not married requires living in continence, abstaining from sexual activity; those who are married are called to conjugal chastity.[242]
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In the church's teaching, sexual activity is reserved to married couples, whether in a sacramental marriage among Christians or in a natural marriage where one or both spouses are unbaptised. Even in romantic relationships, particularly engagement to marriage, partners are called to practise continence, in order to test mutual respect and fidelity.[243] Chastity in marriage requires in particular conjugal fidelity and protecting the fecundity of marriage. The couple must foster trust and honesty as well as spiritual and physical intimacy. Sexual activity must always be open to the possibility of life;[244] the church calls this the procreative significance. It must likewise always bring a couple together in love; the church calls this the unitive significance.[245]
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Contraception and certain other sexual practices are not permitted, although natural family planning methods are permitted to provide healthy spacing between births, or to postpone children for a just reason.[246] Pope Francis said in 2015 that he is worried that the church has grown "obsessed" with issues such as abortion, same-sex marriage and contraception and has criticized the Catholic Church for placing dogma before love, and for prioritizing moral doctrines over helping the poor and marginalized.[247][248]
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Canon law makes no provision for divorce between baptised individuals, as a valid, consummated sacramental marriage is considered to be a lifelong bond.[249] However, a declaration of nullity may be granted when the proof is produced that essential conditions for contracting a valid marriage were absent from the beginning—in other words, that the marriage was not valid due to some impediment. A declaration of nullity, commonly called an annulment, is a judgement on the part of an ecclesiastical tribunal determining that a marriage was invalidly attempted.[250] In addition, marriages among unbaptised individuals may be dissolved with papal permission under certain situations, such as a desire to marry a Catholic, under Pauline or Petrine privilege.[204][205] An attempt at remarriage following divorce without a declaration of nullity places "the remarried spouse ... in a situation of public and permanent adultery". An innocent spouse who lives in continence following divorce, or couples who live in continence following a civil divorce for a grave cause, do not sin.[251]
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Worldwide, diocesan tribunals completed over 49000 cases for nullity of marriage in 2006. Over the past 30 years about 55 to 70% of annulments have occurred in the United States. The growth in annulments has been substantial; in the United States, 27,000 marriages were annulled in 2006, compared to 338 in 1968. However, approximately 200,000 married Catholics in the United States divorce each year; 10 million total as of 2006[update].[252][note 11] Divorce is increasing in some predominantly Catholic countries in Europe.[254] In some predominantly Catholic countries, it is only in recent years that divorce was introduced (e.g. Italy (1970), Portugal (1975), Brazil (1977), Spain (1981), Ireland (1996), Chile (2004) and Malta (2011), while the Philippines and the Vatican City have no procedure for divorce. (The Philippines does, however, allow divorce for Muslims.)
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The church teaches that sexual intercourse should only take place between a man and woman who are married to each other, and should be without the use of birth control or contraception. In his encyclical Humanae vitae[255] (1968), Pope Paul VI firmly rejected all contraception, thus contradicting dissenters in the church that saw the birth control pill as an ethically justifiable method of contraception, though he permitted the regulation of births by means of natural family planning. This teaching was continued especially by John Paul II in his encyclical Evangelium Vitae, where he clarified the church's position on contraception, abortion and euthanasia by condemning them as part of a "culture of death" and calling instead for a "culture of life".[256]
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Many Western Catholics have voiced significant disagreement with the church's teaching on contraception.[257] Catholics for Choice, a political lobbyist group which is not associated with the Catholic Church, stated in 1998 that 96% of U.S. Catholic women had used contraceptives at some point in their lives and that 72% of Catholics believed that one could be a good Catholic without obeying the church's teaching on birth control.[258] Use of natural family planning methods among United States Catholics purportedly is low, although the number cannot be known with certainty.[note 12] As Catholic health providers are among the largest providers of services to patients with HIV/AIDS worldwide, there is significant controversy within and outside the church regarding the use of condoms as a means of limiting new infections, as condom use ordinarily constitutes prohibited contraceptive use.[261]
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Similarly, the Catholic Church opposes in vitro fertilization (IVF), saying that the artificial process replaces the love between a husband and wife.[262] In addition, it opposes IVF because it might cause disposal of embryos; Catholics believe an embryo is an individual with a soul who must be treated as such.[263] For this reason, the church also opposes abortion.[264]
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The Catholic Church also teaches that "homosexual acts" are "contrary to the natural law", "acts of grave depravity" and "under no circumstances can they be approved", but that persons experiencing homosexual tendencies must be accorded respect and dignity.[265] According to the Catechism of the Catholic Church,
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The number of men and women who have deep-seated homosexual tendencies is not negligible. This inclination, which is objectively disordered, constitutes for most of them a trial. They must be accepted with respect, compassion, and sensitivity. Every sign of unjust discrimination in their regard should be avoided. ...
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Homosexual persons are called to chastity. By the virtues of self-mastery that teach them inner freedom, at times by the support of disinterested friendship, by prayer and sacramental grace, they can and should gradually and resolutely approach Christian perfection.[266]
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This part of the Catechism was quoted by Pope Francis in a 2013 press interview in which he remarked, when asked about an individual:
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I think that when you encounter a person like this [the individual he was asked about], you must make a distinction between the fact of a person being gay from the fact of being a lobby, because lobbies, all are not good. That is bad. If a person is gay and seeks the Lord and has good will, well who am I to judge them?[267]
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This remark and others made in the same interview were seen as a change in the tone, but not in the substance of the teaching of the church,[268] which includes opposition to same-sex marriage.[269] Certain dissenting Catholic groups oppose the position of the Catholic Church and seek to change it.[270]
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Women and men religious engage in a variety of occupations, from contemplative prayer, to teaching, to providing health care, to working as missionaries.[237][271] While Holy Orders are reserved for men, Catholic women have played diverse roles in the life of the church, with religious institutes providing a formal space for their participation and convents providing spaces for their self-government, prayer and influence through many centuries. Religious sisters and nuns have been extensively involved in developing and running the church's worldwide health and education service networks.[272]
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Efforts in support of the ordination of women to the priesthood led to several rulings by the Roman Curia or popes against the proposal, as in Declaration on the Question of the Admission of Women to the Ministerial Priesthood (1976), Mulieris Dignitatem (1988) and Ordinatio sacerdotalis (1994). According to the latest ruling, found in Ordinatio sacerdotalis, Pope John Paul II affirmed that the Catholic Church "does not consider herself authorized to admit women to priestly ordination".[273] In defiance of these rulings, opposition groups such as Roman Catholic Womenpriests have performed ceremonies they affirm as sacramental ordinations (with, reputedly, an ordaining male Catholic bishop in the first few instances) which, according to canon law, are both illicit and invalid and considered mere simulations[274] of the sacrament of ordination.[275][note 13] The Congregation for the Doctrine of the Faith responded by issuing a statement clarifying that any Catholic bishops involved in ordination ceremonies for women, as well as the women themselves if they were Catholic, would automatically receive the penalty of excommunication (latae sententiae, literally "with the sentence already applied", i.e. automatically), citing canon 1378 of canon law and other church laws.[276]
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From the 1990s, the issue of sexual abuse of minors by Catholic clergy and other church members has become the subject of civil litigation, criminal prosecution, media coverage and public debate in countries around the world. The Catholic Church has been criticized for its handling of abuse complaints when it became known that some bishops had shielded accused priests, transferring them to other pastoral assignments where some continued to commit sexual offences.
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In response to the scandal, formal procedures have been established to help prevent abuse, encourage the reporting of any abuse that occurs and to handle such reports promptly, although groups representing victims have disputed their effectiveness.[277] In 2014, Pope Francis instituted the Pontifical Commission for the Protection of Minors for the safeguarding of minors.[278]
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The Christian religion is based on the teachings of Jesus Christ, who lived and preached in the 1st century AD in the province of Judea of the Roman Empire. Catholic doctrine teaches that the contemporary Catholic Church is the continuation of this early Christian community established by Jesus.[9] Christianity spread throughout the early Roman Empire, despite persecutions due to conflicts with the pagan state religion. Emperor Constantine legalized the practice of Christianity in 313, and it became the state religion in 380. Germanic invaders of Roman territory in the 5th and 6th centuries, many of whom had previously adopted Arian Christianity, eventually adopted Catholicism to ally themselves with the papacy and the monasteries.
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In the 7th and 8th centuries, expanding Muslim conquests following the advent of Islam led to an Arab domination of the Mediterranean that severed political connections between that area and northern Europe, and weakened cultural connections between Rome and the Byzantine Empire. Conflicts involving authority in the church, particularly the authority of the Bishop of Rome finally culminated in the East–West Schism in the 11th century, splitting the church into the Catholic and Orthodox Churches. Earlier splits within the church occurred after the Council of Ephesus (431) and the Council of Chalcedon (451). However, a few Eastern Churches remained in communion with Rome, and portions of some others established communion in the 15th century and later, forming what are called the Eastern Catholic Churches.
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Early monasteries throughout Europe helped preserve Greek and Roman classical civilization. The church eventually became the dominant influence in Western civilization into the modern age. Many Renaissance figures were sponsored by the church. The 16th century, however, began to see challenges to the church, in particular to its religious authority, by figures in the Protestant Reformation, as well as in the 17th century by secular intellectuals in the Enlightenment. Concurrently, Spanish and Portuguese explorers and missionaries spread the church's influence through Africa, Asia, and the New World.
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In 1870, the First Vatican Council declared the dogma of papal infallibility and the Kingdom of Italy annexed the city of Rome, the last portion of the Papal States to be incorporated into the new nation. In the 20th century, anti-clerical governments around the world, including Mexico and Spain, persecuted or executed thousands of clerics and laypersons. In the Second World War, the church condemned Nazism, and protected hundreds of thousands of Jews from the Holocaust; its efforts, however, have been criticized as inadequate. After the war, freedom of religion was severely restricted in the Communist countries newly aligned with the Soviet Union, several of which had large Catholic populations.
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In the 1960s, the Second Vatican Council led to reforms of the church's liturgy and practices, described as "opening the windows" by defenders, but criticized by traditionalist Catholics. In the face of increased criticism from both within and without, the church has upheld or reaffirmed at various times controversial doctrinal positions regarding sexuality and gender, including limiting clergy to males, and moral exhortations against abortion, contraception, sexual activity outside of marriage, remarriage following divorce without annulment, and against same-sex marriage.
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The New Testament, in particular the Gospels, records Jesus' activities and teaching, his appointment of the twelve Apostles and his Great Commission of the Apostles, instructing them to continue his work.[112][279] The book Acts of Apostles, tells of the founding of the Christian church and the spread of its message to the Roman empire.[280] The Catholic Church teaches that its public ministry began on Pentecost, occurring fifty days following the date Christ is believed to have resurrected.[113] At Pentecost, the Apostles are believed to have received the Holy Spirit, preparing them for their mission in leading the church.[281][282] The Catholic Church teaches that the college of bishops, led by the Bishop of Rome are the successors to the Apostles.[283]
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In the account of the Confession of Peter found in the Gospel of Matthew, Christ designates Peter as the "rock" upon which Christ's church will be built.[284][285] The Catholic Church considers the Bishop of Rome, the pope, to be the successor to Saint Peter.[286] Some scholars state Peter was the first Bishop of Rome.[287][note 14] Others say that the institution of the papacy is not dependent on the idea that Peter was Bishop of Rome or even on his ever having been in Rome.[288] Many scholars hold that a church structure of plural presbyters/bishops persisted in Rome until the mid-2nd century, when the structure of a single bishop and plural presbyters was adopted,[289] and that later writers retrospectively applied the term "bishop of Rome" to the most prominent members of the clergy in the earlier period and also to Peter himself.[289] On this basis, Oscar Cullmann,[290] Henry Chadwick,[291] and Bart D. Ehrman[292] question whether there was a formal link between Peter and the modern papacy. Raymond E. Brown also says that it is anachronistic to speak of Peter in terms of local bishop of Rome, but that Christians of that period would have looked on Peter as having "roles that would contribute in an essential way to the development of the role of the papacy in the subsequent church". These roles, Brown says, "contributed enormously to seeing the bishop of Rome, the bishop of the city where Peter died, and where Paul witnessed to the truth of Christ, as the successor of Peter in care for the church universal".[289]
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Conditions in the Roman Empire facilitated the spread of new ideas. The empire's network of roads and waterways facilitated travel, and the Pax Romana made travelling safe. The empire encouraged the spread of a common culture with Greek roots, which allowed ideas to be more easily expressed and understood.[293]
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Unlike most religions in the Roman Empire, however, Christianity required its adherents to renounce all other gods, a practice adopted from Judaism (see Idolatry). The Christians' refusal to join pagan celebrations meant they were unable to participate in much of public life, which caused non-Christians—including government authorities—to fear that the Christians were angering the gods and thereby threatening the peace and prosperity of the Empire. The resulting persecutions were a defining feature of Christian self-understanding until Christianity was legalized in the 4th century.[294]
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In 313, Emperor Constantine I's Edict of Milan legalized Christianity, and in 330 Constantine moved the imperial capital to Constantinople, modern Istanbul, Turkey. In 380 the Edict of Thessalonica made Nicene Christianity the state church of the Roman Empire, a position that within the diminishing territory of the Byzantine Empire would persist until the empire itself ended in the fall of Constantinople in 1453, while elsewhere the church was independent of the empire, as became particularly clear with the East–West Schism. During the period of the Seven Ecumenical Councils, five primary sees emerged, an arrangement formalized in the mid-6th century by Emperor Justinian I as the pentarchy of Rome, Constantinople, Antioch, Jerusalem and Alexandria.[295][296] In 451 the Council of Chalcedon, in a canon of disputed validity,[297] elevated the see of Constantinople to a position "second in eminence and power to the bishop of Rome".[298] From c. 350 to c. 500, the bishops, or popes, of Rome, steadily increased in authority through their consistent intervening in support of orthodox leaders in theological disputes, which encouraged appeals to them.[299] Emperor Justinian, who in the areas under his control definitively established a form of caesaropapism,[300] in which "he had the right and duty of regulating by his laws the minutest details of worship and discipline, and also of dictating the theological opinions to be held in the Church",[301] reestablished imperial power over Rome and other parts of the West, initiating the period termed the Byzantine Papacy (537–752), during which the bishops of Rome, or popes, required approval from the emperor in Constantinople or from his representative in Ravenna for consecration, and most were selected by the emperor from his Greek-speaking subjects,[302] resulting in a "melting pot" of Western and Eastern Christian traditions in art as well as liturgy.[303]
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Most of the Germanic tribes who in the following centuries invaded the Roman Empire had adopted Christianity in its Arian form, which the Catholic Church declared heretical.[304] The resulting religious discord between Germanic rulers and Catholic subjects[305] was avoided when, in 497, Clovis I, the Frankish ruler, converted to orthodox Catholicism, allying himself with the papacy and the monasteries.[306] The Visigoths in Spain followed his lead in 589,[307] and the Lombards in Italy in the course of the 7th century.[308]
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Western Christianity, particularly through its monasteries, was a major factor in preserving classical civilization, with its art (see Illuminated manuscript) and literacy.[309][310] Through his Rule, Benedict of Nursia (c. 480–543), one of the founders of Western monasticism, exerted an enormous influence on European culture through the appropriation of the monastic spiritual heritage of the early Catholic Church and, with the spread of the Benedictine tradition, through the preservation and transmission of ancient culture. During this period, monastic Ireland became a centre of learning and early Irish missionaries such as Columbanus and Columba spread Christianity and established monasteries across continental Europe.[1]
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Catholicism portal
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The Catholic Church was the dominant influence on Western civilization from Late Antiquity to the dawn of the modern age.[8] It was the primary sponsor of Romanesque, Gothic, Renaissance, Mannerist and Baroque styles in art, architecture and music.[311] Renaissance figures such as Raphael, Michelangelo, Leonardo da Vinci, Botticelli, Fra Angelico, Tintoretto, Titian, Bernini and Caravaggio are examples of the numerous visual artists sponsored by the church.[312] Historian Paul Legutko of Stanford University said the Catholic Church is "at the center of the development of the values, ideas, science, laws, and institutions which constitute what we call Western civilization".[313]
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The massive Islamic invasions of the mid-7th century began a long struggle between Christianity and Islam throughout the Mediterranean Basin. The Byzantine Empire soon lost the lands of the eastern patriarchates of Jerusalem, Alexandria and Antioch and was reduced to that of Constantinople, the empire's capital. As a result of Islamic domination of the Mediterranean, the Frankish state, centred away from that sea, was able to evolve as the dominant power that shaped the Western Europe of the Middle Ages.[314] The battles of Toulouse and Poitiers halted the Islamic advance in the West and the failed Siege of Constantinople halted it in the East. Two or three decades later, in 751, the Byzantine Empire lost to the Lombards the city of Ravenna from which it governed the small fragments of Italy, including Rome, that acknowledged its sovereignty. The fall of Ravenna meant that confirmation by a no longer existent exarch was not asked for during the election in 752 of Pope Stephen II and that the papacy was forced to look elsewhere for a civil power to protect it.[315] In 754, at the urgent request of Pope Stephen, the Frankish king Pepin the Short conquered the Lombards. He then gifted the lands of the former exarchate to the pope, thus initiating the Papal States. Rome and the Byzantine East would delve into further conflict during the Photian schism of the 860s, when Photius criticized the Latin west of adding of the filioque clause after being excommunicated by Nicholas I. Though the schism was reconciled, unresolved issues would lead to further division.[316]
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In the 11th century, the efforts of Hildebrand of Sovana led to the creation of the College of Cardinals to elect new popes, starting with Pope Alexander II in the papal election of 1061. When Alexander II died, Hildebrand was elected to succeed him, as Pope Gregory VII. The basic election system of the College of Cardinals which Gregory VII helped establish has continued to function into the 21st century. Pope Gregory VII further initiated the Gregorian Reforms regarding the independence of the clergy from secular authority. This led to the Investiture Controversy between the church and the Holy Roman Emperors, over which had the authority to appoint bishops and popes.[317][318]
|
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|
306 |
+
In 1095, Byzantine emperor Alexius I appealed to Pope Urban II for help against renewed Muslim invasions in the Byzantine–Seljuk Wars,[319] which caused Urban to launch the First Crusade aimed at aiding the Byzantine Empire and returning the Holy Land to Christian control.[320] In the 11th century, strained relations between the primarily Greek church and the Latin Church separated them in the East–West Schism, partially due to conflicts over papal authority. The Fourth Crusade and the sacking of Constantinople by renegade crusaders proved the final breach.[321] In this age great gothic cathedrals in France were an expression of popular pride in the Christian faith.
|
307 |
+
|
308 |
+
In the early 13th century mendicant orders were founded by Francis of Assisi and Dominic de Guzmán. The studia conventualia and studia generalia of the mendicant orders played a large role in the transformation of Church-sponsored cathedral schools and palace schools, such as that of Charlemagne at Aachen, into the prominent universities of Europe.[322] Scholastic theologians and philosophers such as the Dominican priest Thomas Aquinas studied and taught at these studia. Aquinas' Summa Theologica was an intellectual milestone in its synthesis of the legacy of ancient Greek philosophers such as Plato and Aristotle with the content of Christian revelation.[323]
|
309 |
+
|
310 |
+
A growing sense of church-state conflicts marked the 14th century. To escape instability in Rome, Clement V in 1309 became the first of seven popes to reside in the fortified city of Avignon in southern France[324] during a period known as the Avignon Papacy. The Avignon Papacy ended in 1376 when the pope returned to Rome,[325] but was followed in 1378 by the 38-year-long Western schism, with claimants to the papacy in Rome, Avignon and (after 1409) Pisa.[325] The matter was largely resolved in 1415–17 at the Council of Constance, with the claimants in Rome and Pisa agreeing to resign and the third claimant excommunicated by the cardinals, who held a new election naming Martin V pope.[326]
|
311 |
+
|
312 |
+
In 1438, the Council of Florence convened, which featured a strong dialogue focussed on understanding the theological differences between the East and West, with the hope of reuniting the Catholic and Orthodox churches.[327] Several eastern churches reunited, forming the majority of the Eastern Catholic Churches.[328]
|
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+
|
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+
The Age of Discovery beginning in the 15th century saw the expansion of Western Europe's political and cultural influence worldwide. Because of the prominent role the strongly Catholic nations of Spain and Portugal played in Western Colonialism, Catholicism was spread to the Americas, Asia and Oceania by explorers, conquistadors, and missionaries, as well as by the transformation of societies through the socio-political mechanisms of colonial rule. Pope Alexander VI had awarded colonial rights over most of the newly discovered lands to Spain and Portugal[329] and the ensuing patronato system allowed state authorities, not the Vatican, to control all clerical appointments in the new colonies.[330] In 1521 the Portuguese explorer Ferdinand Magellan made the first Catholic converts in the Philippines.[331] Elsewhere, Portuguese missionaries under the Spanish Jesuit Francis Xavier evangelized in India, China, and Japan.[332] The French colonization of the Americas beginning in the 16th century established a Roman Catholic francophone population and forbade non-Catholics to settle in Quebec.[333]
|
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+
|
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+
In 1415, Jan Hus was burned at the stake for heresy, but his reform efforts encouraged Martin Luther, an Augustinian monk in Germany, who sent his Ninety-five Theses to several bishops in 1517.[334] His theses protested key points of Catholic doctrine as well as the sale of indulgences, and along with the Leipzig Debate this led to his excommunication in 1521.[334][335] In Switzerland, Huldrych Zwingli, John Calvin and other Protestant Reformers further criticized Catholic teachings. These challenges developed into the Reformation, which gave birth to the great majority of Protestant denominations[336] and also crypto-Protestantism within the Catholic Church.[337] Meanwhile, Henry VIII petitioned the pope for a declaration of nullity concerning his marriage to Catherine of Aragon. When this was denied, he had the Acts of Supremacy passed to make him head of the Church of England, spurring the English Reformation and the eventual development of Anglicanism.[338]
|
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|
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+
The Reformation contributed to clashes between the Protestant Schmalkaldic League and the Catholic Emperor Charles V and his allies. The first nine-year war ended in 1555 with the Peace of Augsburg but continued tensions produced a far graver conflict—the Thirty Years' War—which broke out in 1618.[339] In France, a series of conflicts termed the French Wars of Religion was fought from 1562 to 1598 between the Huguenots (French Calvinists) and the forces of the French Catholic League, which were backed and funded by a series of popes.[340] This ended under Pope Clement VIII, who hesitantly accepted King Henry IV's 1598 Edict of Nantes granting civil and religious toleration to French Protestants.[339][340]
|
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+
|
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+
The Council of Trent (1545–1563) became the driving force behind the Counter-Reformation in response to the Protestant movement. Doctrinally, it reaffirmed central Catholic teachings such as transubstantiation and the requirement for love and hope as well as faith to attain salvation.[341] In subsequent centuries, Catholicism spread widely across the world, in part through missionaries and imperialism, although its hold on European populations declined due to the growth of religious scepticism during and after the Enlightenment.[342]
|
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+
|
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+
From the 17th century onward, the Enlightenment questioned the power and influence of the Catholic Church over Western society.[343] In the 18th century, writers such as Voltaire and the Encyclopédistes wrote biting critiques of both religion and the Catholic Church. One target of their criticism was the 1685 revocation of the Edict of Nantes by King Louis XIV of France, which ended a century-long policy of religious toleration of Protestant Huguenots. As the papacy resisted pushes for Gallicanism, the French Revolution of 1789 shifted power to the state, caused the destruction of churches, the establishment of a Cult of Reason,[344] and the martyrdom of nuns during the Reign of Terror.[345] In 1798, Napoleon Bonaparte's General Louis-Alexandre Berthier invaded the Italian Peninsula, imprisoning Pope Pius VI, who died in captivity. Napoleon later re-established the Catholic Church in France through the Concordat of 1801.[346] The end of the Napoleonic Wars brought Catholic revival and the return of the Papal States.[347]
|
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+
|
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+
In 1854, Pope Pius IX, with the support of the overwhelming majority of Catholic bishops, whom he had consulted from 1851 to 1853, proclaimed the Immaculate Conception as a Dogma in the Catholic Church.[348] In 1870, the First Vatican Council affirmed the doctrine of papal infallibility when exercised in specifically defined pronouncements,[349][350] striking a blow to the rival position of conciliarism. Controversy over this and other issues resulted in a breakaway movement called the Old Catholic Church,[351]
|
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+
|
326 |
+
The Italian unification of the 1860s incorporated the Papal States, including Rome itself from 1870, into the Kingdom of Italy, thus ending the papacy's temporal power. In response, Pope Pius IX excommunicated King Victor Emmanuel II, refused payment for the land, and rejected the Italian Law of Guarantees, which granted him special privileges. To avoid placing himself in visible subjection to the Italian authorities, he remained a "prisoner in the Vatican".[352] This stand-off, which was spoken of as the Roman Question, was resolved by the 1929 Lateran Treaties, whereby the Holy See acknowledged Italian sovereignty over the former Papal States in return for payment and Italy's recognition of papal sovereignty over Vatican City as a new sovereign and independent state.[353]
|
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+
|
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+
A number of anti-clerical governments emerged in the 20th century.
|
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+
|
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The 1926 Calles Law separating church and state in Mexico led to the Cristero War[354] in which more than 3,000 priests were exiled or assassinated,[355] churches desecrated, services mocked, nuns raped, and captured priests shot.[354] Following the 1917 October Revolution, persecution of the church and Catholics in the Soviet Union continued into the 1930s, with the execution and exiling of clerics, monks and laymen, the confiscation of religious implements, and closure of churches.[356][357] In the 1936–39 Spanish Civil War, the Catholic hierarchy allied with Franco's Nationalists against the Popular Front government,[358] citing as justification Republican violence against the church.[359][360] Pope Pius XI referred to these three countries as a "terrible triangle".[361][362]
|
331 |
+
|
332 |
+
After violations of the 1933 Reichskonkordat between the church and Nazi Germany, Pope Pius XI issued the 1937 encyclical Mit brennender Sorge, which publicly condemned the Nazis' persecution of the church and their ideology of neo-paganism and racial superiority.[363][364][365] The church condemned the 1939 Invasion of Poland that started World War II and other subsequent wartime Nazi invasions.[366] Thousands of Catholic priests, nuns and brothers were imprisoned and murdered throughout the countries occupied by the Nazis, including Saints Maximilian Kolbe and Edith Stein.[367] While Pope Pius XII has been credited with helping to save hundreds of thousands of Jews during the Holocaust,[368][369] the church has also been accused of having encouraged centuries of antisemitism by its teachings[370] and not doing enough to stop Nazi atrocities.[371]
|
333 |
+
|
334 |
+
During the post-war period, Communist governments in Eastern Europe severely restricted religious freedoms.[372] Although some priests and religious people collaborated with Communist regimes,[373] many others were imprisoned, deported, or executed. The church was an important player in the fall of Communism in Europe, particularly in the Polish People's Republic.[374]
|
335 |
+
|
336 |
+
In 1949, the Communist victory in the Chinese Civil War led to the expulsion of all foreign missionaries.[375] The new government also created the Patriotic Church and appointed its bishops. These appointments were initially rejected by Rome before many of them were accepted.[376] In the 1960s during the Cultural Revolution, the Chinese Communists closed all religious establishments. When Chinese churches eventually reopened, they remained under the control of the Patriotic Church. Many Catholic pastors and priests continued to be sent to prison for refusing to renounce allegiance to Rome.[377]
|
337 |
+
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+
The Second Vatican Council (1962–1965) introduced the most significant changes to Catholic practices since the Council of Trent, four centuries before.[378] Initiated by Pope John XXIII, this ecumenical council modernised the practices of the Catholic Church, allowing the Mass to be said in the vernacular (local language) and encouraging "fully conscious, and active participation in liturgical celebrations".[379] It intended to engage the church more closely with the present world (aggiornamento), which was described by its advocates as an "opening of the windows".[380] In addition to changes in the liturgy, it led to changes to the church's approach to ecumenism,[381] and a call to improved relations with non-Christian religions, especially Judaism, in its document Nostra aetate.[382]
|
339 |
+
|
340 |
+
The council, however, generated significant controversy in implementing its reforms: proponents of the "Spirit of Vatican II" such as Swiss theologian Hans Küng said that Vatican II had "not gone far enough" to change church policies.[383] Traditionalist Catholics, such as Archbishop Marcel Lefebvre, however, strongly criticized the council, arguing that its liturgical reforms led "to the destruction of the Holy Sacrifice of the Mass and the sacraments", among other issues.[384]
|
341 |
+
|
342 |
+
Several teachings of the Catholic Church came under increased scrutiny both concurrent with and following the council; among those teachings was the church's teaching regarding the immorality of contraception. The recent introduction of hormonal contraception (including "the pill"), which were believed by some to be morally different from previous methods, prompted John XXIII to form a committee to advise him of the moral and theological issues with the new method.[385][386] Pope Paul VI later expanded the committee's scope to freely examine all methods, and the committee's unreleased final report was rumoured to suggest permitting at least some methods of contraception. Paul did not agree with the arguments presented, and eventually issued Humanae vitae, saying that it upheld the constant teaching of the church against contraception. It expressly included hormonal methods as prohibited.[note 15] This document generated a largely negative response from many Catholics.[from whom?][387]
|
343 |
+
|
344 |
+
In 1978, Pope John Paul II, formerly Archbishop of Kraków in the Polish People's Republic, became the first non-Italian pope in 455 years. His 26 1/2-year pontificate was one of the longest in history.[388] Mikhail Gorbachev, the president of the Soviet Union, credited the Polish pope with hastening the fall of Communism in Europe.[389]
|
345 |
+
|
346 |
+
John Paul II sought to evangelize an increasingly secular world. He instituted World Youth Day as a "worldwide encounter with the pope" for young people; it is now held every two to three years.[390] He travelled more than any other pope, visiting 129 countries,[391] and used television and radio as means of spreading the church's teachings. He also emphasised the dignity of work and natural rights of labourers to have fair wages and safe conditions in Laborem exercens.[392] He emphasised several church teachings, including moral exhortations against abortion, euthanasia, and against widespread use of the death penalty, in Evangelium Vitae.[393]
|
347 |
+
|
348 |
+
From the late 20th century, the Catholic Church has been criticized for its doctrines on sexuality, its inability to ordain women, and its handling of sexual abuse cases.
|
349 |
+
|
350 |
+
In 2005, following the death of John Paul II, Pope Benedict XVI, head of the Congregation for the Doctrine of the Faith under John Paul, was elected. He was known for upholding traditional Christian values against secularization,[394] and for increasing use of the Tridentine Mass as found in the Roman Missal of 1962.[395] In 2012, the 50th anniversary of Vatican II, an assembly of the Synod of Bishops discussed re-evangelising lapsed Catholics in the developed world.[396] Citing the frailties of advanced age, Benedict resigned in 2013, the first pope to do so in nearly 600 years.[397]
|
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|
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+
Pope Francis, the current pope of the Catholic Church, succeeded Pope Benedict XVI in 2013 as the first pope from the Americas, the first from the Southern Hemisphere, and the first Pope from outside Europe since the Syrian Gregory III, who reigned in the 8th century. Pope Francis has been noted for his humility, emphasis on God's mercy, concern for the poor and the environment, as well as his commitment to interfaith dialogue. He is credited with having a less formal approach to the papacy than his predecessors.
|
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+
Pope Francis is recognised for his efforts "to further close the nearly 1,000-year estrangement with the Orthodox Churches".[398] His installation was attended by Patriarch Bartholomew I of Constantinople of the Eastern Orthodox Church,[399] the first time since the Great Schism of 1054 that the Eastern Orthodox Ecumenical Patriarch of Constantinople has attended a papal installation.[400] On 12 February 2016, Pope Francis and Patriarch Kirill of Moscow, head of the largest Eastern Orthodox church, met in Havana, Cuba, issuing a joint declaration calling for restored Christian unity between the two churches. This was reported as the first such high-level meeting between the two churches since the Great Schism of 1054.[401]
|
355 |
+
|
356 |
+
In 2014, the Third Extraordinary General Assembly of the Synod of Bishops addressed the church's ministry towards families and marriages and to Catholics in "irregular" relationships, such as those who divorced and remarried outside of the church without a declaration of nullity.[402][403] While welcomed by some, it was criticized by some for perceived ambiguity, provoking controversies among individual representatives of differing perspectives.[404]
|
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+
In 2017 during a visit in Egypt, Pope Francis reestablished mutual recognition of baptism with the Coptic Orthodox Church.[405]
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God
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Schools
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Relations with:
|
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The Catholic Church, sometimes referred to as the Roman Catholic Church, is the largest Christian church, with approximately 1.3 billion baptised Catholics worldwide as of 2018[update].[4] As the world's oldest and largest continuously functioning international institution,[7] it has played a prominent role in the history and development of Western civilization.[8] The church is headed by the bishop of Rome, known as the pope. Its central administration is the Holy See.
|
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|
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+
The Christian beliefs of Catholicism are found in the Nicene Creed. The Catholic Church teaches that it is the one, holy, catholic and apostolic church founded by Jesus Christ in his Great Commission,[9][10][note 1] that its bishops are the successors of Christ's apostles, and that the pope is the successor to Saint Peter, upon whom primacy was conferred by Jesus Christ.[13] It maintains that it practises the original Christian faith, reserving infallibility, passed down by sacred tradition.[14] The Latin Church, the twenty-three Eastern Catholic Churches, and institutes such as mendicant orders, enclosed monastic orders and third orders reflect a variety of theological and spiritual emphases in the church.[15][16]
|
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|
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+
Of its seven sacraments, the Eucharist is the principal one, celebrated liturgically in the Mass.[17] The church teaches that through consecration by a priest, the sacrificial bread and wine become the body and blood of Christ. The Virgin Mary is venerated in the Catholic Church as Mother of God and Queen of Heaven, honoured in dogmas and devotions.[18] Its teaching includes Divine Mercy, sanctification through faith and evangelization of the Gospel as well as Catholic social teaching, which emphasises voluntary support for the sick, the poor, and the afflicted through the corporal and spiritual works of mercy. The Catholic Church is the largest non-government provider of education and health care in the world.[19]
|
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15 |
+
The Catholic Church has influenced Western philosophy, culture, art, and science. Catholics live all over the world through missions, diaspora, and conversions. Since the 20th century the majority reside in the southern hemisphere, due to secularization in Europe, and increased persecution in the Middle East.
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+
The Catholic Church shared communion with the Eastern Orthodox Church until the East–West Schism in 1054, disputing particularly the authority of the pope. Before the Council of Ephesus in AD 431, the Church of the East also shared in this communion, as did the Oriental Orthodox churches before the Council of Chalcedon in AD 451; all separated primarily over differences in Christology. In the 16th century, the Reformation led to Protestantism also breaking away.
|
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From the late 20th century the Catholic Church has been criticized for its teachings on sexuality, its absence of female priests, and its handling of sexual abuse cases involving clergy.
|
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|
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+
Catholic (from Greek: καθολικός, romanized: katholikos, lit. 'universal') was first used to describe the church in the early 2nd century.[22] The first known use of the phrase "the catholic church" (καθολικὴ ἐκκλησία he katholike ekklesia) occurred in the letter written about 110 AD from Saint Ignatius of Antioch to the Smyrnaeans.[note 2] In the Catechetical Lectures (c. 350) of Saint Cyril of Jerusalem, the name "Catholic Church" was used to distinguish it from other groups that also called themselves "the church".[23][24] The "Catholic" notion was further stressed in the edict De fide Catolica issued 380 by Theodosius I, the last emperor to rule over both the eastern and the western halves of the Roman Empire, when establishing the state church of the Roman Empire.[25]
|
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Since the East–West Schism of 1054, the Eastern Church has taken the adjective "Orthodox" as its distinctive epithet (however, its official name continues to be the "Orthodox Catholic Church"[26]) and the Western Church in communion with the Holy See has similarly taken "Catholic", keeping that description also after the Protestant Reformation of the 16th century, when those who ceased to be in communion became known as "Protestants".[27][28]
|
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While the "Roman Church" has been used to describe the pope's Diocese of Rome since the Fall of the Western Roman Empire and into the Early Middle Ages (6th–10th century), the "Roman Catholic Church" has been applied to the whole church in the English language since the Protestant Reformation in the late 16th century.[29] "Roman Catholic" has occasionally appeared also in documents produced both by the Holy See,[note 3] notably applied to certain national episcopal conferences, and local dioceses.[note 4]
|
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The name "Catholic Church" for the whole church is used in the Catechism of the Catholic Church (1990) and the Code of Canon Law (1983). The name "Catholic Church" is also used in the documents of the Second Vatican Council (1962–1965),[30] the First Vatican Council (1869–1870),[31] the Council of Trent (1545–1563),[32] and numerous other official documents.[33][34]
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The Catholic Church follows an episcopal polity, led by bishops who have received the sacrament of Holy Orders who are given formal jurisdictions of governance within the church.[35][36] There are three levels of clergy, the episcopate, composed of bishops who hold jurisdiction over a geographic area called a diocese or eparchy; the presbyterate, composed of priests ordained by bishops and who work in local diocese or religious orders; and the diaconate, composed of deacons who assist bishops and priests in a variety of ministerial roles. Ultimately leading the entire Catholic Church is the Bishop of Rome, commonly called the pope, whose jurisdiction is called the Holy See. In parallel to the diocesan structure are a variety of religious institutes that function autonomously, often subject only to the authority of the pope, though sometimes subject to the local bishop. Most religious institutes only have male or female members but some have both. Additionally, lay members aid many liturgical functions during worship services.
|
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|
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+
The hierarchy of the Catholic Church is headed by the Bishop of Rome, known as the pope (Latin: papa; "father"), who is the leader of the worldwide Catholic Church.[37] The current pope, Francis, was elected on 13 March 2013 by papal conclave.[38]
|
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Jus novum (c. 1140-1563)
|
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+
|
37 |
+
Jus novissimum (c. 1563-1918)
|
38 |
+
|
39 |
+
Jus codicis (1918-present)
|
40 |
+
|
41 |
+
Other
|
42 |
+
|
43 |
+
Sacraments
|
44 |
+
|
45 |
+
Sacramentals
|
46 |
+
|
47 |
+
Sacred places
|
48 |
+
|
49 |
+
Sacred times
|
50 |
+
|
51 |
+
Supra-diocesan/eparchal structures
|
52 |
+
|
53 |
+
Particular churches
|
54 |
+
|
55 |
+
Juridic persons
|
56 |
+
|
57 |
+
Philosophy, theology, and fundamental theory of canon law
|
58 |
+
|
59 |
+
Clerics
|
60 |
+
|
61 |
+
Office
|
62 |
+
|
63 |
+
Juridic and physical persons
|
64 |
+
|
65 |
+
Associations of the faithful
|
66 |
+
|
67 |
+
Pars dynamica (trial procedure)
|
68 |
+
|
69 |
+
Canonization
|
70 |
+
|
71 |
+
Election of the Roman Pontiff
|
72 |
+
|
73 |
+
Academic degrees
|
74 |
+
|
75 |
+
Journals and Professional Societies
|
76 |
+
|
77 |
+
Faculties of canon law
|
78 |
+
|
79 |
+
Canonists
|
80 |
+
|
81 |
+
Institute of consecrated life
|
82 |
+
|
83 |
+
Society of apostolic life
|
84 |
+
|
85 |
+
The office of the pope is known as the papacy. The Catholic Church holds that Christ instituted the papacy upon giving the keys of Heaven to Saint Peter. His ecclesiastical jurisdiction is called the "Holy See" (Sancta Sedes in Latin), or the "Apostolic See" (meaning the see of the apostle Peter).[39][40] Directly serving the pope is the Roman Curia, the central governing body that administers the day-to-day business of the Catholic Church.
|
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|
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The pope is also Sovereign of Vatican City,[41] a small city-state entirely enclaved within the city of Rome, which is an entity distinct from the Holy See. It is as head of the Holy See, not as head of Vatican City State, that the pope receives ambassadors of states and sends them his own diplomatic representatives.[42] The Holy See also confers orders, decorations and medals, such as the orders of chivalry originating from the Middle Ages.
|
88 |
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|
89 |
+
While the famous Saint Peter's Basilica is located in Vatican City, above the traditional site of Saint Peter's tomb, the papal cathedral for the Diocese of Rome is the Archbasilica of Saint John Lateran, located within the city of Rome, though enjoying extraterritorial privileges accredited to the Holy See.
|
90 |
+
|
91 |
+
The position of cardinal is a rank of honour bestowed by popes on certain clerics, such as leaders within the Roman Curia, bishops serving in major cities and distinguished theologians. For advice and assistance in governing, the pope may turn to the College of Cardinals.[43]
|
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+
|
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+
Following the death or resignation of a pope,[note 5] members of the College of Cardinals who are under age 80 act as an electoral college, meeting in a papal conclave to elect a successor.[45] Although the conclave may elect any male Catholic as pope since 1389 only cardinals have been elected.[46]
|
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+
|
95 |
+
Canon law (Latin: jus canonicum)[47] is the system of laws and legal principles made and enforced by the hierarchical authorities of the Catholic Church to regulate its external organization and government and to order and direct the activities of Catholics toward the mission of the church.[48] The canon law of the Latin Church was the first modern Western legal system[49] and is the oldest continuously functioning legal system in the West,[50][51] while the distinctive traditions of Oriental canon law govern the 23 Eastern Catholic particular churches sui iuris.
|
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+
|
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+
Positive ecclesiastical laws, based directly or indirectly upon immutable divine law or natural law, derive formal authority in the case of universal laws from promulgation by the supreme legislator—the Supreme Pontiff—who possesses the totality of legislative, executive and judicial power in his person,[52] while particular laws derive formal authority from promulgation by a legislator inferior to the supreme legislator, whether an ordinary or a delegated legislator. The actual subject material of the canons is not just doctrinal or moral in nature, but all-encompassing of the human condition. It has all the ordinary elements of a mature legal system:[53] laws, courts, lawyers, judges,[53] a fully articulated legal code for the Latin Church[54] as well as a code for the Eastern Catholic Churches,[54] principles of legal interpretation,[55] and coercive penalties.[56][57]
|
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+
|
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+
Canon law concerns the Catholic Church's life and organization and is distinct from civil law. In its own field it gives force to civil law only by specific enactment in matters such as the guardianship of minors.[58] Similarly, civil law may give force in its field to canon law, but only by specific enactment, as with regard to canonical marriages.[59] Currently, the 1983 Code of Canon Law is in effect for the Latin Church.[60] The distinct 1990 Code of Canons of the Eastern Churches (CCEO, after the Latin initials) applies to the autonomous Eastern Catholic Churches.[61]
|
100 |
+
|
101 |
+
|
102 |
+
|
103 |
+
In the first thousand years of Catholic history, different varieties of Christianity developed in the Western and Eastern Christian areas of Europe. Though most Eastern-tradition churches are no longer in communion with the Catholic Church after the Great Schism of 1054, autonomous particular churches of both traditions currently participate, also known as "churches sui iuris" (Latin: "of one's own right"). The largest and most well known is the Latin Church, the only Western-tradition church, with more than 1 billion members worldwide. Relatively small in terms of adherents compared to the Latin Church, are the 23 self-governing Eastern Catholic Churches with a combined membership of 17.3 million as of 2010[update].[62][63][64][65]
|
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+
|
105 |
+
The Latin Church is governed by the pope and diocesan bishops directly appointed by him. The pope exercises a direct patriarchal role over the Latin Church, which is considered to form the original and still major part of Western Christianity, a heritage of certain beliefs and customs originating in Europe and northwestern Africa, some of which are inherited by many Christian denominations that trace their origins to the Protestant Reformation.[66]
|
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+
|
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+
The Eastern Catholic Churches follow the traditions and spirituality of Eastern Christianity and are churches which have always remained in full communion with the Catholic Church or who have chosen to re-enter full communion in the centuries following the East–West Schism and earlier divisions. These churches are communities of Catholic Christians whose forms of worship reflect distinct historical and cultural influences rather than differences in doctrine.
|
108 |
+
|
109 |
+
A church sui iuris is defined in the Code of Canons for the Eastern Churches as a "group of Christian faithful united by a hierarchy" that is recognised by the pope in his capacity as the supreme authority on matters of doctrine within the church.[67] The term is an innovation of the CCEO to denote the relative autonomy of the Eastern Catholic Churches,[68] who remain in full communion with the pope, but have governance structures and liturgical traditions separate from that of the Latin Church.[63] While the Latin Church's canons do not explicitly use the term, it is tacitly recognised as equivalent.
|
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+
|
111 |
+
Some Eastern Catholic churches are governed by a patriarch who is elected by the synod of the bishops of that church,[69] others are headed by a major archbishop,[70] others are under a metropolitan,[71] and others are organized as individual eparchies.[72] Each church has authority over the particulars of its internal organization, liturgical rites, liturgical calendar and other aspects of its spirituality, subject only to the authority of the pope.[73] The Roman Curia has a specific department, the Congregation for the Oriental Churches, to maintain relations with them.[74] The pope does not generally appoint bishops or clergy in the Eastern Catholic Churches, deferring to their internal governance structures, but may intervene if he feels it necessary.
|
112 |
+
|
113 |
+
Individual countries, regions, or major cities are served by particular churches known as dioceses in the Latin Church, or eparchies in the Eastern Catholic Churches, each overseen by a bishop. As of 2008[update], the Catholic Church has 2,795 dioceses.[76] The bishops in a particular country are members of a national or regional episcopal conference.[77]
|
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+
|
115 |
+
Dioceses are divided into parishes, each with one or more priests, deacons or lay ecclesial ministers.[78] Parishes are responsible for the day to day celebration of the sacraments and pastoral care of the laity.[79] As of 2016[update], there are 221,700 parishes worldwide.[80]
|
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+
|
117 |
+
In the Latin Church, Catholic men may serve as deacons or priests by receiving sacramental ordination. Men and women may serve as extraordinary ministers of Holy Communion, as readers (lectors), or as altar servers. Historically, boys and men have only been permitted to serve as altar servers; however, since the 1990s, girls and women have also been permitted.[81][note 6]
|
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+
|
119 |
+
Ordained Catholics, as well as members of the laity, may enter into consecrated life either on an individual basis, as a hermit or consecrated virgin, or by joining an institute of consecrated life (a religious institute or a secular institute) in which to take vows confirming their desire to follow the three evangelical counsels of chastity, poverty and obedience.[82] Examples of institutes of consecrated life are the Benedictines, the Carmelites, the Dominicans, the Franciscans, the Missionaries of Charity, the Legionaries of Christ and the Sisters of Mercy.[82]
|
120 |
+
|
121 |
+
"Religious institutes" is a modern term encompassing both "religious orders" and "religious congregations," which were once distinguished in canon law.[83] The terms "religious order" and "religious institute" tend to be used as synonyms colloquially.[84]
|
122 |
+
|
123 |
+
By means of Catholic charities and beyond, the Catholic Church is the largest non-government provider of education and health care in the world.[19]
|
124 |
+
|
125 |
+
Catholicism is the world's second largest religious body after Sunni Islam.[85] Church membership, defined as baptised Catholics, was 1.329 billion at the end of 2018, which is 18% of the world population.[4] Catholics represent about half of all Christians.[86]
|
126 |
+
|
127 |
+
Geographic distribution of Catholics worldwide continues to shift, with 17.8% in Africa, 48.3% in the Americas, 11.1% Asia, 21.5% in Europe, and 0.9% in Oceania.[4]
|
128 |
+
|
129 |
+
Catholic ministers include ordained clergy, lay ecclesial ministers, missionaries, and catechists. Also as of the end of 2014, there were 465,595 ordained clergy, including 5,237 bishops, 415,792 priests (diocesan and religious), and 44,566 deacons (permanent).[87] Non-ordained ministers included 3,157,568 catechists, 367,679 lay missionaries, and 39,951 lay ecclesial ministers.[88]
|
130 |
+
|
131 |
+
Catholics who have committed to religious or consecrated life instead of marriage or single celibacy, as a state of life or relational vocation, include 54,559 male religious, 705,529 women religious. These are not ordained, nor generally considered ministers unless also engaged in one of the lay minister categories above.[87]
|
132 |
+
|
133 |
+
Catholic doctrine has developed over the centuries, reflecting direct teachings of early Christians, formal definitions of heretical and orthodox beliefs by ecumenical councils and in papal bulls, and theological debate by scholars. The church believes that it is continually guided by the Holy Spirit as it discerns new theological issues and is protected infallibly from falling into doctrinal error when a firm decision on an issue is reached.[89][90]
|
134 |
+
|
135 |
+
It teaches that revelation has one common source, God, and two distinct modes of transmission: Sacred Scripture and Sacred Tradition,[91][92] and that these are authentically interpreted by the Magisterium.[93][94] Sacred Scripture consists of the 73 books of the Catholic Bible, consisting of 46 Old Testament and 27 New Testament writings. Sacred Tradition consists of those teachings believed by the church to have been handed down since the time of the Apostles.[95] Sacred Scripture and Sacred Tradition are collectively known as the "deposit of faith" (depositum fidei in Latin). These are in turn interpreted by the Magisterium (from magister, Latin for "teacher"), the church's teaching authority, which is exercised by the pope and the College of Bishops in union with the pope, the Bishop of Rome.[96] Catholic doctrine is authoritatively summarized in the Catechism of the Catholic Church, published by the Holy See.[97][98]
|
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+
|
137 |
+
The Catholic Church holds that there is one eternal God, who exists as a perichoresis ("mutual indwelling") of three hypostases, or "persons": God the Father; God the Son; and God the Holy Spirit, which together are called the "Holy Trinity".[99]
|
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+
|
139 |
+
Catholics believe that Jesus Christ is the "Second Person" of the Trinity, God the Son. In an event known as the Incarnation, through the power of the Holy Spirit, God became united with human nature through the conception of Christ in the womb of the Blessed Virgin Mary. Christ, therefore, is understood as being both fully divine and fully human, including possessing a human soul. It is taught that Christ's mission on earth included giving people his teachings and providing his example for them to follow as recorded in the four Gospels.[100] Jesus is believed to have remained sinless while on earth, and to have allowed himself to be unjustly executed by crucifixion, as a sacrifice of himself to reconcile humanity to God; this reconciliation is known as the Paschal Mystery.[101] The Greek term "Christ" and the Hebrew "Messiah" both mean "anointed one", referring to the Christian belief that Jesus' death and resurrection are the fulfilment of the Old Testament's messianic prophecies.[102]
|
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+
|
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+
The Catholic Church teaches dogmatically that "the Holy Spirit proceeds eternally from the Father and the Son, not as from two principles but as from one single principle".[103] It holds that the Father, as the "principle without principle", is the first origin of the Spirit, but also that he, as Father of the only Son, is with the Son the single principle from which the Spirit proceeds.[104] This belief is expressed in the Filioque clause which was added to the Latin version of the Nicene Creed of 381 but not included in the Greek versions of the creed used in Eastern Christianity.[105]
|
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+
|
143 |
+
The Catholic Church teaches that it is the "one true church",[9][106] "the universal sacrament of salvation for the human race",[107][108] and "the one true religion".[109] According to the Catechism, the Catholic Church is further described in the Nicene Creed as the "one, holy, catholic, and apostolic Church".[110] These are collectively known as the Four Marks of the Church. The church teaches that its founder is Jesus Christ.[111][112] The New Testament records several events considered integral to the establishment of the Catholic Church, including Jesus' activities and teaching and his appointment of the apostles as witnesses to his ministry, suffering, and resurrection. The Great Commission, after his resurrection, instructed the apostles to continue his work. The coming of the Holy Spirit upon the apostles, in an event known as Pentecost, is seen as the beginning of the public ministry of the Catholic Church.[113] The church teaches that all duly consecrated bishops have a lineal succession from the apostles of Christ, known as apostolic succession.[114] In particular, the Bishop of Rome (the pope) is considered the successor to the apostle Simon Peter, a position from which he derives his supremacy over the church.[115]
|
144 |
+
|
145 |
+
Catholic belief holds that the church "is the continuing presence of Jesus on earth"[116] and that it alone possesses the full means of salvation.[117] Through the passion (suffering) of Christ leading to his crucifixion as described in the Gospels, it is said Christ made himself an oblation to God the Father in order to reconcile humanity to God;[118] the Resurrection of Jesus makes him the firstborn from the dead, the first among many brethren.[119] By reconciling with God and following Christ's words and deeds, an individual can enter the Kingdom of God.[120] The church sees its liturgy and sacraments as perpetuating the graces achieved through Christ's sacrifice to strengthen a person's relationship with Christ and aid in overcoming sin.[121]
|
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+
|
147 |
+
The Catholic Church teaches that, immediately after death, the soul of each person will receive a particular judgement from God, based on their sins and their relationship to Christ.[122][123] This teaching also attests to another day when Christ will sit in universal judgement of all mankind. This final judgement, according to the church's teaching, will bring an end to human history and mark the beginning of both a new and better heaven and earth ruled by God in righteousness.[124]
|
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+
|
149 |
+
Depending on the judgement rendered following death, it is believed that a soul may enter one of three states of the afterlife:
|
150 |
+
|
151 |
+
While the Catholic Church teaches that it alone possesses the full means of salvation,[117] it also acknowledges that the Holy Spirit can make use of Christian communities separated from itself to "impel towards Catholic unity"[133] and "tend and lead toward the Catholic Church",[133] and thus bring people to salvation, because these separated communities contain some elements of proper doctrine, albeit admixed with errors. It teaches that anyone who is saved is saved through the Catholic Church but that people can be saved outside of the ordinary means known as baptism of desire, and by pre-baptismal martyrdom, known as baptism of blood, as well as when conditions of invincible ignorance are present, although invincible ignorance in itself is not a means of salvation.[134]
|
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|
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+
A saint (also historically known as a hallow) is a person who is recognised as having an exceptional degree of holiness or likeness or closeness to God, while canonization is the act by which a Christian church declares that a person who has died was a saint, upon which declaration the person is included in the "canon", or list, of recognised saints.[135][136] The first persons honoured as saints were the martyrs. Pious legends of their deaths were considered affirmations of the truth of their faith in Christ. By the fourth century, however, "confessors"—people who had confessed their faith not by dying but by word and life—began to be venerated publicly.
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|
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+
In the Catholic Church, both in Latin and Eastern Catholic churches, the act of canonization is reserved to the Apostolic See and occurs at the conclusion of a long process requiring extensive proof that the candidate for canonization lived and died in such an exemplary and holy way that he is worthy to be recognised as a saint. The church's official recognition of sanctity implies that the person is now in Heaven and that he may be publicly invoked and mentioned officially in the liturgy of the church, including in the Litany of the Saints. Canonization allows universal veneration of the saint in the liturgy of the Roman Rite; for permission to venerate merely locally, only beatification is needed.[137]
|
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|
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+
Devotions are "external practices of piety" which are not part of the official liturgy of the Catholic Church but are part of the popular spiritual practices of Catholics.[138] These include various practices regarding the veneration of the saints, especially veneration of the Virgin Mary. Other devotional practices include the Stations of the Cross, the Sacred Heart of Jesus, the Holy Face of Jesus,[139] the various scapulars, novenas to various saints,[140] pilgrimages[141] and devotions to the Blessed Sacrament,[140] and the veneration of saintly images such as the santos.[142] The bishops at the Second Vatican Council reminded Catholics that "devotions should be so drawn up that they harmonise with the liturgical seasons, accord with the sacred liturgy, are in some fashion derived from it, and lead the people to it, since, in fact, the liturgy by its very nature far surpasses any of them."[143]
|
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|
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+
Catholic Mariology deals with the doctrines and teachings concerning the life of the Mary, mother of Jesus, as well as the veneration of Mary by the faithful. Mary is held in special regard, declared the Mother of God (Greek: Θεοτόκος, romanized: Theotokos, lit. 'God-bearer'), and believed as dogma to have remained a virgin throughout her life.[144] Further teachings include the doctrines of the Immaculate Conception (her own conception without the stain of original sin) and the Assumption of Mary (that her body was assumed directly into heaven at the end of her life). Both of these doctrines were defined as infallible dogma, by Pope Pius IX in 1854 and Pope Pius XII in 1950 respectively,[145] but only after consulting with the Catholic bishops throughout the world to ascertain that this is a Catholic belief.[146]
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|
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+
Devotions to Mary are part of Catholic piety but are distinct from the worship of God.[147] Practices include prayers and Marian art, music, and architecture. Several liturgical Marian feasts are celebrated throughout the Church Year and she is honoured with many titles such as Queen of Heaven. Pope Paul VI called her Mother of the Church because, by giving birth to Christ, she is considered to be the spiritual mother to each member of the Body of Christ.[145] Because of her influential role in the life of Jesus, prayers and devotions such as the Hail Mary, the Rosary, the Salve Regina and the Memorare are common Catholic practices.[148] Pilgrimage to the sites of several Marian apparitions affirmed by the church, such as Lourdes, Fátima, and Guadalupe,[149] are also popular Catholic devotions.[150]
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The Catholic Church teaches that it was entrusted with seven sacraments that were instituted by Christ. The number and nature of the sacraments were defined by several ecumenical councils, most recently the Council of Trent.[151][note 7] These are Baptism, Confirmation, the Eucharist, Penance, Anointing of the Sick (formerly called Extreme Unction, one of the "Last Rites"), Holy Orders and Holy Matrimony. Sacraments are visible rituals that Catholics see as signs of God's presence and effective channels of God's grace to all those who receive them with the proper disposition (ex opere operato).[152] The Catechism of the Catholic Church categorizes the sacraments into three groups, the "sacraments of Christian initiation", "sacraments of healing" and "sacraments at the service of communion and the mission of the faithful". These groups broadly reflect the stages of people's natural and spiritual lives which each sacrament is intended to serve.[153]
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|
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The liturgies of the sacraments are central to the church's mission. According to the Catechism:
|
168 |
+
|
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+
In the liturgy of the New Covenant every liturgical action, especially the celebration of the Eucharist and the sacraments, is an encounter between Christ and the Church. The liturgical assembly derives its unity from the "communion of the Holy Spirit" who gathers the children of God into the one Body of Christ. This assembly transcends racial, cultural, social—indeed, all human affinities.[154]
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+
According to church doctrine, the sacraments of the church require the proper form, matter, and intent to be validly celebrated.[155] In addition, the Canon Laws for both the Latin Church and the Eastern Catholic Churches govern who may licitly celebrate certain sacraments, as well as strict rules about who may receive the sacraments.[156] Notably, because the church teaches that Christ is present in the Eucharist,[157] those who are conscious of being in a state of mortal sin are forbidden to receive the sacrament until they have received absolution through the sacrament of Reconciliation (Penance).[158] Catholics are normally obliged to abstain from eating for at least an hour before receiving the sacrament.[158] Non-Catholics are ordinarily prohibited from receiving the Eucharist as well.[156][159]
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Catholics, even if they were in danger of death and unable to approach a Catholic minister, may not ask for the sacraments of the Eucharist, penance or anointing of the sick from someone, such as a Protestant minister, who is not known to be validly ordained in line with Catholic teaching on ordination.[160][161] Likewise, even in grave and pressing need, Catholic ministers may not administer these sacraments to those who do not manifest Catholic faith in the sacrament. In relation to the churches of Eastern Christianity not in communion with the Holy See, the Catholic Church is less restrictive, declaring that "a certain communion in sacris, and so in the Eucharist, given suitable circumstances and the approval of Church authority, is not merely possible but is encouraged."[162]
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As viewed by the Catholic Church, Baptism is the first of three sacraments of initiation as a Christian.[163] It washes away all sins, both original sin and personal actual sins.[164] It makes a person a member of the church.[165] As a gratuitous gift of God that requires no merit on the part of the person who is baptised, it is conferred even on children,[166] who, though they have no personal sins, need it on account of original sin.[167] If a new-born child is in a danger of death, anyone—be it a doctor, a nurse, or a parent—may baptise the child.[168] Baptism marks a person permanently and cannot be repeated.[169] The Catholic Church recognises as valid baptisms conferred even by people who are not Catholics or Christians, provided that they intend to baptise ("to do what the Church does when she baptises") and that they use the Trinitarian baptismal formula.[170]
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The Catholic Church sees the sacrament of confirmation as required to complete the grace given in baptism.[171] When adults are baptised, confirmation is normally given immediately afterwards,[172] a practice followed even with newly baptised infants in the Eastern Catholic Churches.[173] In the West confirmation of children is delayed until they are old enough to understand or at the bishop's discretion.[174] In Western Christianity, particularly Catholicism, the sacrament is called confirmation, because it confirms and strengthens the grace of baptism; in the Eastern Churches, it is called chrismation, because the essential rite is the anointing of the person with chrism,[175] a mixture of olive oil and some perfumed substance, usually balsam, blessed by a bishop.[175][176] Those who receive confirmation must be in a state of grace, which for those who have reached the age of reason means that they should first be cleansed spiritually by the sacrament of Penance; they should also have the intention of receiving the sacrament, and be prepared to show in their lives that they are Christians.[177]
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For Catholics, the Eucharist is the sacrament which completes Christian initiation. It is described as "the source and summit of the Christian life".[178] The ceremony in which a Catholic first receives the Eucharist is known as First Communion.[179]
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The Eucharistic celebration, also called the Mass or Divine liturgy, includes prayers and scriptural readings, as well as an offering of bread and wine, which are brought to the altar and consecrated by the priest to become the body and the blood of Jesus Christ, a change called transubstantiation.[180][note 8] The words of consecration reflect the words spoken by Jesus during the Last Supper, where Christ offered his body and blood to his Apostles the night before his crucifixion. The sacrament re-presents (makes present) the sacrifice of Jesus on the cross,[181] and perpetuates it. Christ's death and resurrection gives grace through the sacrament that unites the faithful with Christ and one another, remits venial sin, and aids against committing moral sin (though mortal sin itself is forgiven through the sacrament of penance).[182]
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The two sacraments of healing are the Sacrament of Penance and Anointing of the Sick.
|
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|
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The Sacrament of Penance (also called Reconciliation, Forgiveness, Confession, and Conversion[183]) exists for the conversion of those who, after baptism, separate themselves from Christ by sin.[184] Essential to this sacrament are acts both by the sinner (examination of conscience, contrition with a determination not to sin again, confession to a priest, and performance of some act to repair the damage caused by sin) and by the priest (determination of the act of reparation to be performed and absolution).[185] Serious sins (mortal sins) should be confessed at least once a year and always before receiving Holy Communion, while confession of venial sins also is recommended.[186] The priest is bound under the severest penalties to maintain the "seal of confession", absolute secrecy about any sins revealed to him in confession.[187]
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While chrism is used only for the three sacraments that cannot be repeated, a different oil is used by a priest or bishop to bless a Catholic who, because of illness or old age, has begun to be in danger of death.[188] This sacrament, known as Anointing of the Sick, is believed to give comfort, peace, courage and, if the sick person is unable to make a confession, even forgiveness of sins.[189]
|
188 |
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|
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The sacrament is also referred to as Unction, and in the past as Extreme Unction, and it is one of the three sacraments that constitute the last rites, together with Penance and Viaticum (Eucharist).[190]
|
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|
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+
According to the Catechism, there are two sacraments of communion directed towards the salvation of others: priesthood and marriage.[191] Within the general vocation to be a Christian, these two sacraments "consecrate to specific mission or vocation among the people of God. Men receive the holy orders to feed the Church by the word and grace. Spouses marry so that their love may be fortified to fulfil duties of their state".[192]
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The sacrament of Holy Orders consecrates and deputes some Christians to serve the whole body as members of three degrees or orders: episcopate (bishops), presbyterate (priests) and diaconate (deacons).[193][194] The church has defined rules on who may be ordained into the clergy. In the Latin Church, the priesthood is generally restricted to celibate men, and the episcopate is always restricted to celibate men.[195] Men who are already married may be ordained in certain Eastern Catholic churches in most countries,[196] and the personal ordinariates and may become deacons even in the Western Church[197][198] (see Clerical marriage). But after becoming a Catholic priest, a man may not marry (see Clerical celibacy) unless he is formally laicized.
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All clergy, whether deacons, priests or bishops, may preach, teach, baptise, witness marriages and conduct funeral liturgies.[199] Only bishops and priests can administer the sacraments of the Eucharist, Reconciliation (Penance) and Anointing of the Sick.[200][201] Only bishops can administer the sacrament of Holy Orders, which ordains someone into the clergy.[202]
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The Catholic Church teaches that marriage is a social and spiritual bond between a man and a woman, ordered towards the good of the spouses and procreation of children; according to Catholic teachings on sexual morality, it is the only appropriate context for sexual activity. A Catholic marriage, or any marriage between baptised individuals of any Christian denomination, is viewed as a sacrament. A sacramental marriage, once consummated, cannot be dissolved except by death.[203][note 9] The church recognises certain conditions, such as freedom of consent, as required for any marriage to be valid; In addition, the church sets specific rules and norms, known as canonical form, that Catholics must follow.[206]
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The church does not recognise divorce as ending a valid marriage and allows state-recognised divorce only as a means of protecting the property and well being of the spouses and any children. However, consideration of particular cases by the competent ecclesiastical tribunal can lead to declaration of the invalidity of a marriage, a declaration usually referred to as an annulment.[207] Remarriage following a divorce is not permitted unless the prior marriage was declared invalid.[207]
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Among the 24 autonomous (sui iuris) churches, numerous liturgical and other traditions exist, called rites, which reflect historical and cultural diversity rather than differences in belief.[208] In the definition of the Code of Canons of the Eastern Churches, "a rite is the liturgical, theological, spiritual, and disciplinary patrimony, culture and circumstances of history of a distinct people, by which its own manner of living the faith is manifested in each Church sui iuris".[209]
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The liturgy of the sacrament of the Eucharist, called the Mass in the West and Divine Liturgy or other names in the East, is the principal liturgy of the Catholic Church.[210] This is because it is considered the propitiatory sacrifice of Christ himself.[211] Its most widely used form is that of the Roman Rite as promulgated by Paul VI in 1969 and revised by Pope John Paul II in 2002. In certain circumstances, the 1962 form of the Roman Rite remains authorized in the Latin Church. Eastern Catholic Churches have their own rites. The liturgies of the Eucharist and the other sacraments vary from rite to rite, reflecting different theological emphases.
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The Roman Rite is the most common rite of worship used by the Catholic Church. Its use is found worldwide, originating in Rome and spreading throughout Europe, influencing and eventually supplanting local rites.[212] The present ordinary form of Mass in the Roman Rite, found in the post-1969 editions of the Roman Missal, is usually celebrated in the local vernacular language, using an officially approved translation from the original text in Latin. An outline of its major liturgical elements can be found in the sidebar.
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In 2007, Pope Benedict XVI affirmed the licitness of continued use of the 1962 Roman Missal as an "extraordinary form" (forma extraordinaria) of the Roman Rite, speaking of it also as an usus antiquior ("older use"), and issuing new more permissive norms for its employment.[213] An instruction issued four years later spoke of the two forms or usages of the Roman Rite approved by the pope as the ordinary form and the extraordinary form ("the forma ordinaria" and "the forma extraordinaria").[214]
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The 1962 edition of the Roman Missal, published a few months before the Second Vatican Council opened, was the last that presented the Mass as standardized in 1570 by Pope Pius V at the request of the Council of Trent and that is therefore known as the Tridentine Mass.[157] Pope Pius V's Roman Missal was subjected to minor revisions by Pope Clement VIII in 1604, Pope Urban VIII in 1634, Pope Pius X in 1911, Pope Pius XII in 1955, and Pope John XXIII in 1962. Each successive edition was the ordinary form of the Roman Rite Mass until superseded by a later edition. When the 1962 edition was superseded by that of Paul VI, promulgated in 1969, its continued use at first required permission from bishops;[215] but Pope Benedict XVI's 2007 motu proprio Summorum Pontificum allowed free use of it for Mass celebrated without a congregation and authorized parish priests to permit, under certain conditions, its use even at public Masses. Except for the scriptural readings, which Pope Benedict allowed to be proclaimed in the vernacular language, it is celebrated exclusively in liturgical Latin.[216]
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Since 2014, clergy in the small personal ordinariates set up for groups of former Anglicans under the terms of the 2009 document Anglicanorum Coetibus[217] are permitted to use a variation of the Roman Rite called "Divine Worship" or, less formally, "Ordinariate Use",[218] which incorporates elements of the Anglican liturgy and traditions,[note 10] an accommodation protested by Anglican leaders.
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In the Archdiocese of Milan, with around five million Catholics the largest in Europe,[219] Mass is celebrated according to the Ambrosian Rite. Other Latin Church rites include the Mozarabic[220] and those of some religious institutes.[221] These liturgical rites have an antiquity of at least 200 years before 1570, the date of Pope Pius V's Quo primum, and were thus allowed to continue.[222]
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The Eastern Catholic Churches share common patrimony and liturgical rites as their counterparts, including Eastern Orthodox and other Eastern Christian churches who are no longer in communion with the Holy See. These include churches that historically developed in Russia, Caucasus, the Balkans, North Eastern Africa, India and the Middle East. The Eastern Catholic Churches are groups of faithful who have either never been out of communion with the Holy See or who have restored communion with it at the cost of breaking communion with their associates of the same tradition.[223]
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The rites used by the Eastern Catholic Churches include the Byzantine Rite, in its Antiochian, Greek and Slavonic varieties; the Alexandrian Rite; the Syriac Rite; the Armenian Rite; the Maronite Rite and the Chaldean Rite. Eastern Catholic Churches have the autonomy to set the particulars of their liturgical forms and worship, within certain limits to protect the "accurate observance" of their liturgical tradition.[224] In the past some of the rites used by the Eastern Catholic Churches were subject to a degree of liturgical Latinization. However, in recent years Eastern Catholic Churches have returned to traditional Eastern practices in accord with the Vatican II decree Orientalium Ecclesiarum.[225] Each church has its own liturgical calendar.[226]
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Catholic social teaching, reflecting the concern Jesus showed for the impoverished, places a heavy emphasis on the corporal works of mercy and the spiritual works of mercy, namely the support and concern for the sick, the poor and the afflicted.[227][228] Church teaching calls for a preferential option for the poor while canon law prescribes that "The Christian faithful are also obliged to promote social justice and, mindful of the precept of the Lord, to assist the poor."[229] Its foundations are widely considered to have been laid by Pope Leo XIII's 1891 encyclical letter Rerum novarum which upholds the rights and dignity of labour and the right of workers to form unions.
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Catholic teaching regarding sexuality calls for a practice of chastity, with a focus on maintaining the spiritual and bodily integrity of the human person. Marriage is considered the only appropriate context for sexual activity.[230] Church teachings about sexuality have become an issue of increasing controversy, especially after the close of the Second Vatican Council, due to changing cultural attitudes in the Western world described as the sexual revolution.
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The church has also addressed stewardship of the natural environment, and its relationship to other social and theological teachings. In the document Laudato si', dated 24 May 2015, Pope Francis critiques consumerism and irresponsible development, and laments environmental degradation and global warming.[231] The pope expressed concern that the warming of the planet is a symptom of a greater problem: the developed world's indifference to the destruction of the planet as humans pursue short-term economic gains.[232]
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The Catholic Church is the largest non-government provider of education and medical services in the world.[19] In 2010, the Catholic Church's Pontifical Council for Pastoral Assistance to Health Care Workers said that the church manages 26% of health care facilities in the world, including hospitals, clinics, orphanages, pharmacies and centres for those with leprosy.[233]
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The church has always been involved in education, since the founding of the first universities of Europe. It runs and sponsors thousands of primary and secondary schools, colleges and universities throughout the world[234][235] and operates the world's largest non-governmental school system.[236]
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Religious institutes for women have played a particularly prominent role in the provision of health and education services,[237] as with orders such as the Sisters of Mercy, Little Sisters of the Poor, the Missionaries of Charity, the Sisters of St. Joseph of the Sacred Heart, the Sisters of the Blessed Sacrament and the Daughters of Charity of Saint Vincent de Paul.[238] The Catholic nun Mother Teresa of Calcutta, India, founder of the Missionaries of Charity, was awarded the Nobel Peace Prize in 1979 for her humanitarian work among India's poor.[239] Bishop Carlos Filipe Ximenes Belo won the same award in 1996 for "work towards a just and peaceful solution to the conflict in East Timor".[240]
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The church is also actively engaged in international aid and development through organizations such as Catholic Relief Services, Caritas International, Aid to the Church in Need, refugee advocacy groups such as the Jesuit Refugee Service and community aid groups such as the Saint Vincent de Paul Society.[241]
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The Catholic Church calls all members to practise chastity according to their state in life. Chastity includes temperance, self-mastery, personal and cultural growth, and divine grace. It requires refraining from lust, masturbation, fornication, pornography, prostitution and, especially, rape. Chastity for those who are not married requires living in continence, abstaining from sexual activity; those who are married are called to conjugal chastity.[242]
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In the church's teaching, sexual activity is reserved to married couples, whether in a sacramental marriage among Christians or in a natural marriage where one or both spouses are unbaptised. Even in romantic relationships, particularly engagement to marriage, partners are called to practise continence, in order to test mutual respect and fidelity.[243] Chastity in marriage requires in particular conjugal fidelity and protecting the fecundity of marriage. The couple must foster trust and honesty as well as spiritual and physical intimacy. Sexual activity must always be open to the possibility of life;[244] the church calls this the procreative significance. It must likewise always bring a couple together in love; the church calls this the unitive significance.[245]
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Contraception and certain other sexual practices are not permitted, although natural family planning methods are permitted to provide healthy spacing between births, or to postpone children for a just reason.[246] Pope Francis said in 2015 that he is worried that the church has grown "obsessed" with issues such as abortion, same-sex marriage and contraception and has criticized the Catholic Church for placing dogma before love, and for prioritizing moral doctrines over helping the poor and marginalized.[247][248]
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Canon law makes no provision for divorce between baptised individuals, as a valid, consummated sacramental marriage is considered to be a lifelong bond.[249] However, a declaration of nullity may be granted when the proof is produced that essential conditions for contracting a valid marriage were absent from the beginning—in other words, that the marriage was not valid due to some impediment. A declaration of nullity, commonly called an annulment, is a judgement on the part of an ecclesiastical tribunal determining that a marriage was invalidly attempted.[250] In addition, marriages among unbaptised individuals may be dissolved with papal permission under certain situations, such as a desire to marry a Catholic, under Pauline or Petrine privilege.[204][205] An attempt at remarriage following divorce without a declaration of nullity places "the remarried spouse ... in a situation of public and permanent adultery". An innocent spouse who lives in continence following divorce, or couples who live in continence following a civil divorce for a grave cause, do not sin.[251]
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Worldwide, diocesan tribunals completed over 49000 cases for nullity of marriage in 2006. Over the past 30 years about 55 to 70% of annulments have occurred in the United States. The growth in annulments has been substantial; in the United States, 27,000 marriages were annulled in 2006, compared to 338 in 1968. However, approximately 200,000 married Catholics in the United States divorce each year; 10 million total as of 2006[update].[252][note 11] Divorce is increasing in some predominantly Catholic countries in Europe.[254] In some predominantly Catholic countries, it is only in recent years that divorce was introduced (e.g. Italy (1970), Portugal (1975), Brazil (1977), Spain (1981), Ireland (1996), Chile (2004) and Malta (2011), while the Philippines and the Vatican City have no procedure for divorce. (The Philippines does, however, allow divorce for Muslims.)
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The church teaches that sexual intercourse should only take place between a man and woman who are married to each other, and should be without the use of birth control or contraception. In his encyclical Humanae vitae[255] (1968), Pope Paul VI firmly rejected all contraception, thus contradicting dissenters in the church that saw the birth control pill as an ethically justifiable method of contraception, though he permitted the regulation of births by means of natural family planning. This teaching was continued especially by John Paul II in his encyclical Evangelium Vitae, where he clarified the church's position on contraception, abortion and euthanasia by condemning them as part of a "culture of death" and calling instead for a "culture of life".[256]
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Many Western Catholics have voiced significant disagreement with the church's teaching on contraception.[257] Catholics for Choice, a political lobbyist group which is not associated with the Catholic Church, stated in 1998 that 96% of U.S. Catholic women had used contraceptives at some point in their lives and that 72% of Catholics believed that one could be a good Catholic without obeying the church's teaching on birth control.[258] Use of natural family planning methods among United States Catholics purportedly is low, although the number cannot be known with certainty.[note 12] As Catholic health providers are among the largest providers of services to patients with HIV/AIDS worldwide, there is significant controversy within and outside the church regarding the use of condoms as a means of limiting new infections, as condom use ordinarily constitutes prohibited contraceptive use.[261]
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Similarly, the Catholic Church opposes in vitro fertilization (IVF), saying that the artificial process replaces the love between a husband and wife.[262] In addition, it opposes IVF because it might cause disposal of embryos; Catholics believe an embryo is an individual with a soul who must be treated as such.[263] For this reason, the church also opposes abortion.[264]
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The Catholic Church also teaches that "homosexual acts" are "contrary to the natural law", "acts of grave depravity" and "under no circumstances can they be approved", but that persons experiencing homosexual tendencies must be accorded respect and dignity.[265] According to the Catechism of the Catholic Church,
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The number of men and women who have deep-seated homosexual tendencies is not negligible. This inclination, which is objectively disordered, constitutes for most of them a trial. They must be accepted with respect, compassion, and sensitivity. Every sign of unjust discrimination in their regard should be avoided. ...
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Homosexual persons are called to chastity. By the virtues of self-mastery that teach them inner freedom, at times by the support of disinterested friendship, by prayer and sacramental grace, they can and should gradually and resolutely approach Christian perfection.[266]
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This part of the Catechism was quoted by Pope Francis in a 2013 press interview in which he remarked, when asked about an individual:
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I think that when you encounter a person like this [the individual he was asked about], you must make a distinction between the fact of a person being gay from the fact of being a lobby, because lobbies, all are not good. That is bad. If a person is gay and seeks the Lord and has good will, well who am I to judge them?[267]
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This remark and others made in the same interview were seen as a change in the tone, but not in the substance of the teaching of the church,[268] which includes opposition to same-sex marriage.[269] Certain dissenting Catholic groups oppose the position of the Catholic Church and seek to change it.[270]
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Women and men religious engage in a variety of occupations, from contemplative prayer, to teaching, to providing health care, to working as missionaries.[237][271] While Holy Orders are reserved for men, Catholic women have played diverse roles in the life of the church, with religious institutes providing a formal space for their participation and convents providing spaces for their self-government, prayer and influence through many centuries. Religious sisters and nuns have been extensively involved in developing and running the church's worldwide health and education service networks.[272]
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Efforts in support of the ordination of women to the priesthood led to several rulings by the Roman Curia or popes against the proposal, as in Declaration on the Question of the Admission of Women to the Ministerial Priesthood (1976), Mulieris Dignitatem (1988) and Ordinatio sacerdotalis (1994). According to the latest ruling, found in Ordinatio sacerdotalis, Pope John Paul II affirmed that the Catholic Church "does not consider herself authorized to admit women to priestly ordination".[273] In defiance of these rulings, opposition groups such as Roman Catholic Womenpriests have performed ceremonies they affirm as sacramental ordinations (with, reputedly, an ordaining male Catholic bishop in the first few instances) which, according to canon law, are both illicit and invalid and considered mere simulations[274] of the sacrament of ordination.[275][note 13] The Congregation for the Doctrine of the Faith responded by issuing a statement clarifying that any Catholic bishops involved in ordination ceremonies for women, as well as the women themselves if they were Catholic, would automatically receive the penalty of excommunication (latae sententiae, literally "with the sentence already applied", i.e. automatically), citing canon 1378 of canon law and other church laws.[276]
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From the 1990s, the issue of sexual abuse of minors by Catholic clergy and other church members has become the subject of civil litigation, criminal prosecution, media coverage and public debate in countries around the world. The Catholic Church has been criticized for its handling of abuse complaints when it became known that some bishops had shielded accused priests, transferring them to other pastoral assignments where some continued to commit sexual offences.
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In response to the scandal, formal procedures have been established to help prevent abuse, encourage the reporting of any abuse that occurs and to handle such reports promptly, although groups representing victims have disputed their effectiveness.[277] In 2014, Pope Francis instituted the Pontifical Commission for the Protection of Minors for the safeguarding of minors.[278]
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The Christian religion is based on the teachings of Jesus Christ, who lived and preached in the 1st century AD in the province of Judea of the Roman Empire. Catholic doctrine teaches that the contemporary Catholic Church is the continuation of this early Christian community established by Jesus.[9] Christianity spread throughout the early Roman Empire, despite persecutions due to conflicts with the pagan state religion. Emperor Constantine legalized the practice of Christianity in 313, and it became the state religion in 380. Germanic invaders of Roman territory in the 5th and 6th centuries, many of whom had previously adopted Arian Christianity, eventually adopted Catholicism to ally themselves with the papacy and the monasteries.
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In the 7th and 8th centuries, expanding Muslim conquests following the advent of Islam led to an Arab domination of the Mediterranean that severed political connections between that area and northern Europe, and weakened cultural connections between Rome and the Byzantine Empire. Conflicts involving authority in the church, particularly the authority of the Bishop of Rome finally culminated in the East–West Schism in the 11th century, splitting the church into the Catholic and Orthodox Churches. Earlier splits within the church occurred after the Council of Ephesus (431) and the Council of Chalcedon (451). However, a few Eastern Churches remained in communion with Rome, and portions of some others established communion in the 15th century and later, forming what are called the Eastern Catholic Churches.
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Early monasteries throughout Europe helped preserve Greek and Roman classical civilization. The church eventually became the dominant influence in Western civilization into the modern age. Many Renaissance figures were sponsored by the church. The 16th century, however, began to see challenges to the church, in particular to its religious authority, by figures in the Protestant Reformation, as well as in the 17th century by secular intellectuals in the Enlightenment. Concurrently, Spanish and Portuguese explorers and missionaries spread the church's influence through Africa, Asia, and the New World.
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In 1870, the First Vatican Council declared the dogma of papal infallibility and the Kingdom of Italy annexed the city of Rome, the last portion of the Papal States to be incorporated into the new nation. In the 20th century, anti-clerical governments around the world, including Mexico and Spain, persecuted or executed thousands of clerics and laypersons. In the Second World War, the church condemned Nazism, and protected hundreds of thousands of Jews from the Holocaust; its efforts, however, have been criticized as inadequate. After the war, freedom of religion was severely restricted in the Communist countries newly aligned with the Soviet Union, several of which had large Catholic populations.
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In the 1960s, the Second Vatican Council led to reforms of the church's liturgy and practices, described as "opening the windows" by defenders, but criticized by traditionalist Catholics. In the face of increased criticism from both within and without, the church has upheld or reaffirmed at various times controversial doctrinal positions regarding sexuality and gender, including limiting clergy to males, and moral exhortations against abortion, contraception, sexual activity outside of marriage, remarriage following divorce without annulment, and against same-sex marriage.
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The New Testament, in particular the Gospels, records Jesus' activities and teaching, his appointment of the twelve Apostles and his Great Commission of the Apostles, instructing them to continue his work.[112][279] The book Acts of Apostles, tells of the founding of the Christian church and the spread of its message to the Roman empire.[280] The Catholic Church teaches that its public ministry began on Pentecost, occurring fifty days following the date Christ is believed to have resurrected.[113] At Pentecost, the Apostles are believed to have received the Holy Spirit, preparing them for their mission in leading the church.[281][282] The Catholic Church teaches that the college of bishops, led by the Bishop of Rome are the successors to the Apostles.[283]
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In the account of the Confession of Peter found in the Gospel of Matthew, Christ designates Peter as the "rock" upon which Christ's church will be built.[284][285] The Catholic Church considers the Bishop of Rome, the pope, to be the successor to Saint Peter.[286] Some scholars state Peter was the first Bishop of Rome.[287][note 14] Others say that the institution of the papacy is not dependent on the idea that Peter was Bishop of Rome or even on his ever having been in Rome.[288] Many scholars hold that a church structure of plural presbyters/bishops persisted in Rome until the mid-2nd century, when the structure of a single bishop and plural presbyters was adopted,[289] and that later writers retrospectively applied the term "bishop of Rome" to the most prominent members of the clergy in the earlier period and also to Peter himself.[289] On this basis, Oscar Cullmann,[290] Henry Chadwick,[291] and Bart D. Ehrman[292] question whether there was a formal link between Peter and the modern papacy. Raymond E. Brown also says that it is anachronistic to speak of Peter in terms of local bishop of Rome, but that Christians of that period would have looked on Peter as having "roles that would contribute in an essential way to the development of the role of the papacy in the subsequent church". These roles, Brown says, "contributed enormously to seeing the bishop of Rome, the bishop of the city where Peter died, and where Paul witnessed to the truth of Christ, as the successor of Peter in care for the church universal".[289]
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Conditions in the Roman Empire facilitated the spread of new ideas. The empire's network of roads and waterways facilitated travel, and the Pax Romana made travelling safe. The empire encouraged the spread of a common culture with Greek roots, which allowed ideas to be more easily expressed and understood.[293]
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Unlike most religions in the Roman Empire, however, Christianity required its adherents to renounce all other gods, a practice adopted from Judaism (see Idolatry). The Christians' refusal to join pagan celebrations meant they were unable to participate in much of public life, which caused non-Christians—including government authorities—to fear that the Christians were angering the gods and thereby threatening the peace and prosperity of the Empire. The resulting persecutions were a defining feature of Christian self-understanding until Christianity was legalized in the 4th century.[294]
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In 313, Emperor Constantine I's Edict of Milan legalized Christianity, and in 330 Constantine moved the imperial capital to Constantinople, modern Istanbul, Turkey. In 380 the Edict of Thessalonica made Nicene Christianity the state church of the Roman Empire, a position that within the diminishing territory of the Byzantine Empire would persist until the empire itself ended in the fall of Constantinople in 1453, while elsewhere the church was independent of the empire, as became particularly clear with the East–West Schism. During the period of the Seven Ecumenical Councils, five primary sees emerged, an arrangement formalized in the mid-6th century by Emperor Justinian I as the pentarchy of Rome, Constantinople, Antioch, Jerusalem and Alexandria.[295][296] In 451 the Council of Chalcedon, in a canon of disputed validity,[297] elevated the see of Constantinople to a position "second in eminence and power to the bishop of Rome".[298] From c. 350 to c. 500, the bishops, or popes, of Rome, steadily increased in authority through their consistent intervening in support of orthodox leaders in theological disputes, which encouraged appeals to them.[299] Emperor Justinian, who in the areas under his control definitively established a form of caesaropapism,[300] in which "he had the right and duty of regulating by his laws the minutest details of worship and discipline, and also of dictating the theological opinions to be held in the Church",[301] reestablished imperial power over Rome and other parts of the West, initiating the period termed the Byzantine Papacy (537–752), during which the bishops of Rome, or popes, required approval from the emperor in Constantinople or from his representative in Ravenna for consecration, and most were selected by the emperor from his Greek-speaking subjects,[302] resulting in a "melting pot" of Western and Eastern Christian traditions in art as well as liturgy.[303]
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Most of the Germanic tribes who in the following centuries invaded the Roman Empire had adopted Christianity in its Arian form, which the Catholic Church declared heretical.[304] The resulting religious discord between Germanic rulers and Catholic subjects[305] was avoided when, in 497, Clovis I, the Frankish ruler, converted to orthodox Catholicism, allying himself with the papacy and the monasteries.[306] The Visigoths in Spain followed his lead in 589,[307] and the Lombards in Italy in the course of the 7th century.[308]
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Western Christianity, particularly through its monasteries, was a major factor in preserving classical civilization, with its art (see Illuminated manuscript) and literacy.[309][310] Through his Rule, Benedict of Nursia (c. 480–543), one of the founders of Western monasticism, exerted an enormous influence on European culture through the appropriation of the monastic spiritual heritage of the early Catholic Church and, with the spread of the Benedictine tradition, through the preservation and transmission of ancient culture. During this period, monastic Ireland became a centre of learning and early Irish missionaries such as Columbanus and Columba spread Christianity and established monasteries across continental Europe.[1]
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Catholicism portal
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The Catholic Church was the dominant influence on Western civilization from Late Antiquity to the dawn of the modern age.[8] It was the primary sponsor of Romanesque, Gothic, Renaissance, Mannerist and Baroque styles in art, architecture and music.[311] Renaissance figures such as Raphael, Michelangelo, Leonardo da Vinci, Botticelli, Fra Angelico, Tintoretto, Titian, Bernini and Caravaggio are examples of the numerous visual artists sponsored by the church.[312] Historian Paul Legutko of Stanford University said the Catholic Church is "at the center of the development of the values, ideas, science, laws, and institutions which constitute what we call Western civilization".[313]
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The massive Islamic invasions of the mid-7th century began a long struggle between Christianity and Islam throughout the Mediterranean Basin. The Byzantine Empire soon lost the lands of the eastern patriarchates of Jerusalem, Alexandria and Antioch and was reduced to that of Constantinople, the empire's capital. As a result of Islamic domination of the Mediterranean, the Frankish state, centred away from that sea, was able to evolve as the dominant power that shaped the Western Europe of the Middle Ages.[314] The battles of Toulouse and Poitiers halted the Islamic advance in the West and the failed Siege of Constantinople halted it in the East. Two or three decades later, in 751, the Byzantine Empire lost to the Lombards the city of Ravenna from which it governed the small fragments of Italy, including Rome, that acknowledged its sovereignty. The fall of Ravenna meant that confirmation by a no longer existent exarch was not asked for during the election in 752 of Pope Stephen II and that the papacy was forced to look elsewhere for a civil power to protect it.[315] In 754, at the urgent request of Pope Stephen, the Frankish king Pepin the Short conquered the Lombards. He then gifted the lands of the former exarchate to the pope, thus initiating the Papal States. Rome and the Byzantine East would delve into further conflict during the Photian schism of the 860s, when Photius criticized the Latin west of adding of the filioque clause after being excommunicated by Nicholas I. Though the schism was reconciled, unresolved issues would lead to further division.[316]
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In the 11th century, the efforts of Hildebrand of Sovana led to the creation of the College of Cardinals to elect new popes, starting with Pope Alexander II in the papal election of 1061. When Alexander II died, Hildebrand was elected to succeed him, as Pope Gregory VII. The basic election system of the College of Cardinals which Gregory VII helped establish has continued to function into the 21st century. Pope Gregory VII further initiated the Gregorian Reforms regarding the independence of the clergy from secular authority. This led to the Investiture Controversy between the church and the Holy Roman Emperors, over which had the authority to appoint bishops and popes.[317][318]
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+
In 1095, Byzantine emperor Alexius I appealed to Pope Urban II for help against renewed Muslim invasions in the Byzantine–Seljuk Wars,[319] which caused Urban to launch the First Crusade aimed at aiding the Byzantine Empire and returning the Holy Land to Christian control.[320] In the 11th century, strained relations between the primarily Greek church and the Latin Church separated them in the East–West Schism, partially due to conflicts over papal authority. The Fourth Crusade and the sacking of Constantinople by renegade crusaders proved the final breach.[321] In this age great gothic cathedrals in France were an expression of popular pride in the Christian faith.
|
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|
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+
In the early 13th century mendicant orders were founded by Francis of Assisi and Dominic de Guzmán. The studia conventualia and studia generalia of the mendicant orders played a large role in the transformation of Church-sponsored cathedral schools and palace schools, such as that of Charlemagne at Aachen, into the prominent universities of Europe.[322] Scholastic theologians and philosophers such as the Dominican priest Thomas Aquinas studied and taught at these studia. Aquinas' Summa Theologica was an intellectual milestone in its synthesis of the legacy of ancient Greek philosophers such as Plato and Aristotle with the content of Christian revelation.[323]
|
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+
|
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+
A growing sense of church-state conflicts marked the 14th century. To escape instability in Rome, Clement V in 1309 became the first of seven popes to reside in the fortified city of Avignon in southern France[324] during a period known as the Avignon Papacy. The Avignon Papacy ended in 1376 when the pope returned to Rome,[325] but was followed in 1378 by the 38-year-long Western schism, with claimants to the papacy in Rome, Avignon and (after 1409) Pisa.[325] The matter was largely resolved in 1415–17 at the Council of Constance, with the claimants in Rome and Pisa agreeing to resign and the third claimant excommunicated by the cardinals, who held a new election naming Martin V pope.[326]
|
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+
|
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+
In 1438, the Council of Florence convened, which featured a strong dialogue focussed on understanding the theological differences between the East and West, with the hope of reuniting the Catholic and Orthodox churches.[327] Several eastern churches reunited, forming the majority of the Eastern Catholic Churches.[328]
|
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+
|
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+
The Age of Discovery beginning in the 15th century saw the expansion of Western Europe's political and cultural influence worldwide. Because of the prominent role the strongly Catholic nations of Spain and Portugal played in Western Colonialism, Catholicism was spread to the Americas, Asia and Oceania by explorers, conquistadors, and missionaries, as well as by the transformation of societies through the socio-political mechanisms of colonial rule. Pope Alexander VI had awarded colonial rights over most of the newly discovered lands to Spain and Portugal[329] and the ensuing patronato system allowed state authorities, not the Vatican, to control all clerical appointments in the new colonies.[330] In 1521 the Portuguese explorer Ferdinand Magellan made the first Catholic converts in the Philippines.[331] Elsewhere, Portuguese missionaries under the Spanish Jesuit Francis Xavier evangelized in India, China, and Japan.[332] The French colonization of the Americas beginning in the 16th century established a Roman Catholic francophone population and forbade non-Catholics to settle in Quebec.[333]
|
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|
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+
In 1415, Jan Hus was burned at the stake for heresy, but his reform efforts encouraged Martin Luther, an Augustinian monk in Germany, who sent his Ninety-five Theses to several bishops in 1517.[334] His theses protested key points of Catholic doctrine as well as the sale of indulgences, and along with the Leipzig Debate this led to his excommunication in 1521.[334][335] In Switzerland, Huldrych Zwingli, John Calvin and other Protestant Reformers further criticized Catholic teachings. These challenges developed into the Reformation, which gave birth to the great majority of Protestant denominations[336] and also crypto-Protestantism within the Catholic Church.[337] Meanwhile, Henry VIII petitioned the pope for a declaration of nullity concerning his marriage to Catherine of Aragon. When this was denied, he had the Acts of Supremacy passed to make him head of the Church of England, spurring the English Reformation and the eventual development of Anglicanism.[338]
|
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|
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The Reformation contributed to clashes between the Protestant Schmalkaldic League and the Catholic Emperor Charles V and his allies. The first nine-year war ended in 1555 with the Peace of Augsburg but continued tensions produced a far graver conflict—the Thirty Years' War—which broke out in 1618.[339] In France, a series of conflicts termed the French Wars of Religion was fought from 1562 to 1598 between the Huguenots (French Calvinists) and the forces of the French Catholic League, which were backed and funded by a series of popes.[340] This ended under Pope Clement VIII, who hesitantly accepted King Henry IV's 1598 Edict of Nantes granting civil and religious toleration to French Protestants.[339][340]
|
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The Council of Trent (1545–1563) became the driving force behind the Counter-Reformation in response to the Protestant movement. Doctrinally, it reaffirmed central Catholic teachings such as transubstantiation and the requirement for love and hope as well as faith to attain salvation.[341] In subsequent centuries, Catholicism spread widely across the world, in part through missionaries and imperialism, although its hold on European populations declined due to the growth of religious scepticism during and after the Enlightenment.[342]
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From the 17th century onward, the Enlightenment questioned the power and influence of the Catholic Church over Western society.[343] In the 18th century, writers such as Voltaire and the Encyclopédistes wrote biting critiques of both religion and the Catholic Church. One target of their criticism was the 1685 revocation of the Edict of Nantes by King Louis XIV of France, which ended a century-long policy of religious toleration of Protestant Huguenots. As the papacy resisted pushes for Gallicanism, the French Revolution of 1789 shifted power to the state, caused the destruction of churches, the establishment of a Cult of Reason,[344] and the martyrdom of nuns during the Reign of Terror.[345] In 1798, Napoleon Bonaparte's General Louis-Alexandre Berthier invaded the Italian Peninsula, imprisoning Pope Pius VI, who died in captivity. Napoleon later re-established the Catholic Church in France through the Concordat of 1801.[346] The end of the Napoleonic Wars brought Catholic revival and the return of the Papal States.[347]
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In 1854, Pope Pius IX, with the support of the overwhelming majority of Catholic bishops, whom he had consulted from 1851 to 1853, proclaimed the Immaculate Conception as a Dogma in the Catholic Church.[348] In 1870, the First Vatican Council affirmed the doctrine of papal infallibility when exercised in specifically defined pronouncements,[349][350] striking a blow to the rival position of conciliarism. Controversy over this and other issues resulted in a breakaway movement called the Old Catholic Church,[351]
|
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+
The Italian unification of the 1860s incorporated the Papal States, including Rome itself from 1870, into the Kingdom of Italy, thus ending the papacy's temporal power. In response, Pope Pius IX excommunicated King Victor Emmanuel II, refused payment for the land, and rejected the Italian Law of Guarantees, which granted him special privileges. To avoid placing himself in visible subjection to the Italian authorities, he remained a "prisoner in the Vatican".[352] This stand-off, which was spoken of as the Roman Question, was resolved by the 1929 Lateran Treaties, whereby the Holy See acknowledged Italian sovereignty over the former Papal States in return for payment and Italy's recognition of papal sovereignty over Vatican City as a new sovereign and independent state.[353]
|
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+
A number of anti-clerical governments emerged in the 20th century.
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The 1926 Calles Law separating church and state in Mexico led to the Cristero War[354] in which more than 3,000 priests were exiled or assassinated,[355] churches desecrated, services mocked, nuns raped, and captured priests shot.[354] Following the 1917 October Revolution, persecution of the church and Catholics in the Soviet Union continued into the 1930s, with the execution and exiling of clerics, monks and laymen, the confiscation of religious implements, and closure of churches.[356][357] In the 1936–39 Spanish Civil War, the Catholic hierarchy allied with Franco's Nationalists against the Popular Front government,[358] citing as justification Republican violence against the church.[359][360] Pope Pius XI referred to these three countries as a "terrible triangle".[361][362]
|
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+
After violations of the 1933 Reichskonkordat between the church and Nazi Germany, Pope Pius XI issued the 1937 encyclical Mit brennender Sorge, which publicly condemned the Nazis' persecution of the church and their ideology of neo-paganism and racial superiority.[363][364][365] The church condemned the 1939 Invasion of Poland that started World War II and other subsequent wartime Nazi invasions.[366] Thousands of Catholic priests, nuns and brothers were imprisoned and murdered throughout the countries occupied by the Nazis, including Saints Maximilian Kolbe and Edith Stein.[367] While Pope Pius XII has been credited with helping to save hundreds of thousands of Jews during the Holocaust,[368][369] the church has also been accused of having encouraged centuries of antisemitism by its teachings[370] and not doing enough to stop Nazi atrocities.[371]
|
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+
During the post-war period, Communist governments in Eastern Europe severely restricted religious freedoms.[372] Although some priests and religious people collaborated with Communist regimes,[373] many others were imprisoned, deported, or executed. The church was an important player in the fall of Communism in Europe, particularly in the Polish People's Republic.[374]
|
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+
In 1949, the Communist victory in the Chinese Civil War led to the expulsion of all foreign missionaries.[375] The new government also created the Patriotic Church and appointed its bishops. These appointments were initially rejected by Rome before many of them were accepted.[376] In the 1960s during the Cultural Revolution, the Chinese Communists closed all religious establishments. When Chinese churches eventually reopened, they remained under the control of the Patriotic Church. Many Catholic pastors and priests continued to be sent to prison for refusing to renounce allegiance to Rome.[377]
|
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The Second Vatican Council (1962–1965) introduced the most significant changes to Catholic practices since the Council of Trent, four centuries before.[378] Initiated by Pope John XXIII, this ecumenical council modernised the practices of the Catholic Church, allowing the Mass to be said in the vernacular (local language) and encouraging "fully conscious, and active participation in liturgical celebrations".[379] It intended to engage the church more closely with the present world (aggiornamento), which was described by its advocates as an "opening of the windows".[380] In addition to changes in the liturgy, it led to changes to the church's approach to ecumenism,[381] and a call to improved relations with non-Christian religions, especially Judaism, in its document Nostra aetate.[382]
|
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+
|
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+
The council, however, generated significant controversy in implementing its reforms: proponents of the "Spirit of Vatican II" such as Swiss theologian Hans Küng said that Vatican II had "not gone far enough" to change church policies.[383] Traditionalist Catholics, such as Archbishop Marcel Lefebvre, however, strongly criticized the council, arguing that its liturgical reforms led "to the destruction of the Holy Sacrifice of the Mass and the sacraments", among other issues.[384]
|
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+
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+
Several teachings of the Catholic Church came under increased scrutiny both concurrent with and following the council; among those teachings was the church's teaching regarding the immorality of contraception. The recent introduction of hormonal contraception (including "the pill"), which were believed by some to be morally different from previous methods, prompted John XXIII to form a committee to advise him of the moral and theological issues with the new method.[385][386] Pope Paul VI later expanded the committee's scope to freely examine all methods, and the committee's unreleased final report was rumoured to suggest permitting at least some methods of contraception. Paul did not agree with the arguments presented, and eventually issued Humanae vitae, saying that it upheld the constant teaching of the church against contraception. It expressly included hormonal methods as prohibited.[note 15] This document generated a largely negative response from many Catholics.[from whom?][387]
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+
In 1978, Pope John Paul II, formerly Archbishop of Kraków in the Polish People's Republic, became the first non-Italian pope in 455 years. His 26 1/2-year pontificate was one of the longest in history.[388] Mikhail Gorbachev, the president of the Soviet Union, credited the Polish pope with hastening the fall of Communism in Europe.[389]
|
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John Paul II sought to evangelize an increasingly secular world. He instituted World Youth Day as a "worldwide encounter with the pope" for young people; it is now held every two to three years.[390] He travelled more than any other pope, visiting 129 countries,[391] and used television and radio as means of spreading the church's teachings. He also emphasised the dignity of work and natural rights of labourers to have fair wages and safe conditions in Laborem exercens.[392] He emphasised several church teachings, including moral exhortations against abortion, euthanasia, and against widespread use of the death penalty, in Evangelium Vitae.[393]
|
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+
From the late 20th century, the Catholic Church has been criticized for its doctrines on sexuality, its inability to ordain women, and its handling of sexual abuse cases.
|
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+
|
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+
In 2005, following the death of John Paul II, Pope Benedict XVI, head of the Congregation for the Doctrine of the Faith under John Paul, was elected. He was known for upholding traditional Christian values against secularization,[394] and for increasing use of the Tridentine Mass as found in the Roman Missal of 1962.[395] In 2012, the 50th anniversary of Vatican II, an assembly of the Synod of Bishops discussed re-evangelising lapsed Catholics in the developed world.[396] Citing the frailties of advanced age, Benedict resigned in 2013, the first pope to do so in nearly 600 years.[397]
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+
Pope Francis, the current pope of the Catholic Church, succeeded Pope Benedict XVI in 2013 as the first pope from the Americas, the first from the Southern Hemisphere, and the first Pope from outside Europe since the Syrian Gregory III, who reigned in the 8th century. Pope Francis has been noted for his humility, emphasis on God's mercy, concern for the poor and the environment, as well as his commitment to interfaith dialogue. He is credited with having a less formal approach to the papacy than his predecessors.
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Pope Francis is recognised for his efforts "to further close the nearly 1,000-year estrangement with the Orthodox Churches".[398] His installation was attended by Patriarch Bartholomew I of Constantinople of the Eastern Orthodox Church,[399] the first time since the Great Schism of 1054 that the Eastern Orthodox Ecumenical Patriarch of Constantinople has attended a papal installation.[400] On 12 February 2016, Pope Francis and Patriarch Kirill of Moscow, head of the largest Eastern Orthodox church, met in Havana, Cuba, issuing a joint declaration calling for restored Christian unity between the two churches. This was reported as the first such high-level meeting between the two churches since the Great Schism of 1054.[401]
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In 2014, the Third Extraordinary General Assembly of the Synod of Bishops addressed the church's ministry towards families and marriages and to Catholics in "irregular" relationships, such as those who divorced and remarried outside of the church without a declaration of nullity.[402][403] While welcomed by some, it was criticized by some for perceived ambiguity, provoking controversies among individual representatives of differing perspectives.[404]
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In 2017 during a visit in Egypt, Pope Francis reestablished mutual recognition of baptism with the Coptic Orthodox Church.[405]
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Christianity is an Abrahamic monotheistic religion based on the life and teachings of Jesus of Nazareth. Its adherents, known as Christians, believe that Jesus is the Christ, whose coming as the messiah was prophesied in the Hebrew Bible, called the Old Testament in Christianity, and chronicled in the New Testament.[1] It is the world's largest religion, with about 2.4 billion followers.[2]
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Christianity remains culturally diverse in its Western and Eastern branches, as well as in its doctrines concerning justification and the nature of salvation, ecclesiology, ordination, and Christology. Their creeds generally hold in common Jesus as the Son of God—the logos incarnated—who ministered, suffered, and died on a cross, but rose from the dead for the salvation of mankind; as referred to as the gospel, meaning the "good news", in the Bible. Describing Jesus' life and teachings are the four canonical gospels of Matthew, Mark, Luke and John with the Jewish Old Testament as the gospel's respected background.
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Christianity began as a Second Temple Judaic sect in the 1st century in the Roman province of Judea. Jesus' apostles and their followers spread around the Levant, Europe, Anatolia, Mesopotamia, Transcaucasia, Egypt, and Ethiopia, despite initial persecution. It soon attracted gentile God-fearers, which led to a departure from Jewish customs, and, after the Fall of Jerusalem, AD 70 which ended the Temple-based Judaism, Christianity slowly separated from Judaism. Emperor Constantine the Great decriminalized Christianity in the Roman Empire by the Edict of Milan (313), later convening the Council of Nicaea (325) where Early Christianity was consolidated into what would become the State church of the Roman Empire (380). The early history of Christianity's united church before major schisms is sometimes referred to as the "Great Church". The Church of the East split after the Council of Ephesus (431) and Oriental Orthodoxy split after the Council of Chalcedon (451) over differences in Christology,[3] while the Eastern Orthodox Church and the Catholic Church separated in the East–West Schism (1054), especially over the authority of the bishop of Rome. Protestantism split in numerous denominations from the Latin Catholic Church in the Reformation era (16th century) over theological and ecclesiological disputes, most predominantly on the issue of justification and papal primacy. Christianity played a prominent role in the development of Western civilization, particularly in Europe from late antiquity and the Middle Ages.[4][5][6][7][8] Following the Age of Discovery (15th–17th century), Christianity was spread into the Americas, Oceania, sub-Saharan Africa, and the rest of the world via missionary work.[9][10][11]
|
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The four largest branches of Christianity are the Catholic Church (1.3 billion/50.1%), Protestantism (920 million/36.7%), the Eastern Orthodox Church (230 million) and Oriental Orthodoxy (62 million/Orthodoxy combined at 11.9%),[12][13] amid various efforts toward unity (ecumenism).[14] Despite a decline in adherence in the West, Christianity remains the dominant religion in the region, with about 70% of the population identifying as Christian.[15] Christianity is growing in Africa and Asia, the world's most populous continents.[16] Christians remain persecuted in some regions the world, especially in the Middle-East, North Africa, East Asia, and South Asia.[17][18]
|
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Early Jewish Christians referred to themselves as 'The Way' (της οδου), probably coming from Isaiah 40:3, "prepare the way of the Lord."[19][note 1] According to Acts 11:26, the term "Christian" (Greek: Χριστιανός) was first used in reference to Jesus's disciples in the city of Antioch, meaning "followers of Christ," by the non-Jewish inhabitants of Antioch.[25] The earliest recorded use of the term "Christianity" (Greek: Χριστιανισμός) was by Ignatius of Antioch, in around 100 AD.[26]
|
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While Christians worldwide share basic convictions, there are also differences of interpretations and opinions of the Bible and sacred traditions on which Christianity is based.[27]
|
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+
Concise doctrinal statements or confessions of religious beliefs are known as creeds. They began as baptismal formulae and were later expanded during the Christological controversies of the 4th and 5th centuries to become statements of faith.
|
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The Apostles' Creed is the most widely accepted statement of the articles of Christian faith. It is used by a number of Christian denominations for both liturgical and catechetical purposes, most visibly by liturgical churches of Western Christian tradition, including the Latin Church of the Catholic Church, Lutheranism, Anglicanism, and Western Rite Orthodoxy. It is also used by Presbyterians, Methodists, and Congregationalists. This particular creed was developed between the 2nd and 9th centuries. Its central doctrines are those of the Trinity and God the Creator. Each of the doctrines found in this creed can be traced to statements current in the apostolic period. The creed was apparently used as a summary of Christian doctrine for baptismal candidates in the churches of Rome.[28] Its points include:
|
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+
The Nicene Creed was formulated, largely in response to Arianism, at the Councils of Nicaea and Constantinople in 325 and 381 respectively,[29][30] and ratified as the universal creed of Christendom by the First Council of Ephesus in 431.[31]
|
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+
The Chalcedonian Definition, or Creed of Chalcedon, developed at the Council of Chalcedon in 451,[32] though rejected by the Oriental Orthodox,[33] taught Christ "to be acknowledged in two natures, inconfusedly, unchangeably, indivisibly, inseparably": one divine and one human, and that both natures, while perfect in themselves, are nevertheless also perfectly united into one person.[34]
|
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The Athanasian Creed, received in the Western Church as having the same status as the Nicene and Chalcedonian, says: "We worship one God in Trinity, and Trinity in Unity; neither confounding the Persons nor dividing the Substance."[35]
|
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+
Most Christians (Catholic, Eastern Orthodox, Oriental Orthodox, and Protestant alike) accept the use of creeds, and subscribe to at least one of the creeds mentioned above.[36]
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+
Many Evangelical Protestants reject creeds as definitive statements of faith, even while agreeing with some or all of the substance of the creeds. Most Baptists do not use creeds "in that they have not sought to establish binding authoritative confessions of faith on one another."[37]:111 Also rejecting creeds are groups with roots in the Restoration Movement, such as the Christian Church (Disciples of Christ), the Evangelical Christian Church in Canada, and the Churches of Christ.[38][39]:14–15[40]:123
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The central tenet of Christianity is the belief in Jesus as the Son of God and the Messiah (Christ). Christians believe that Jesus, as the Messiah, was anointed by God as savior of humanity and hold that Jesus' coming was the fulfillment of messianic prophecies of the Old Testament. The Christian concept of messiah differs significantly from the contemporary Jewish concept. The core Christian belief is that through belief in and acceptance of the death and resurrection of Jesus, sinful humans can be reconciled to God, and thereby are offered salvation and the promise of eternal life.[41]
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While there have been many theological disputes over the nature of Jesus over the earliest centuries of Christian history, generally, Christians believe that Jesus is God incarnate and "true God and true man" (or both fully divine and fully human). Jesus, having become fully human, suffered the pains and temptations of a mortal man, but did not sin. As fully God, he rose to life again. According to the New Testament, he rose from the dead,[42] ascended to heaven, is seated at the right hand of the Father,[43] and will ultimately return[Acts 1:9–11] to fulfill the rest of the Messianic prophecy, including the resurrection of the dead, the Last Judgment, and the final establishment of the Kingdom of God.
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According to the canonical gospels of Matthew and Luke, Jesus was conceived by the Holy Spirit and born from the Virgin Mary. Little of Jesus' childhood is recorded in the canonical gospels, although infancy gospels were popular in antiquity. In comparison, his adulthood, especially the week before his death, is well documented in the gospels contained within the New Testament, because that part of his life is believed to be most important. The biblical accounts of Jesus' ministry include: his baptism, miracles, preaching, teaching, and deeds.
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Christians consider the resurrection of Jesus to be the cornerstone of their faith (see 1 Corinthians 15) and the most important event in history.[44] Among Christian beliefs, the death and resurrection of Jesus are two core events on which much of Christian doctrine and theology is based.[45] According to the New Testament, Jesus was crucified, died a physical death, was buried within a tomb, and rose from the dead three days later.[Jn. 19:30–31] [Mk. 16:1] [16:6]
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The New Testament mentions several post-resurrection appearances of Jesus on different occasions to his twelve apostles and disciples, including "more than five hundred brethren at once",[1Cor 15:6] before Jesus' ascension to heaven. Jesus' death and resurrection are commemorated by Christians in all worship services, with special emphasis during Holy Week, which includes Good Friday and Easter Sunday.
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The death and resurrection of Jesus are usually considered the most important events in Christian theology, partly because they demonstrate that Jesus has power over life and death and therefore has the authority and power to give people eternal life.[46]
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Christian churches accept and teach the New Testament account of the resurrection of Jesus with very few exceptions.[47] Some modern scholars use the belief of Jesus' followers in the resurrection as a point of departure for establishing the continuity of the historical Jesus and the proclamation of the early church.[48] Some liberal Christians do not accept a literal bodily resurrection,[49][50] seeing the story as richly symbolic and spiritually nourishing myth. Arguments over death and resurrection claims occur at many religious debates and interfaith dialogues.[51] Paul the Apostle, an early Christian convert and missionary, wrote, "If Christ was not raised, then all our preaching is useless, and your trust in God is useless."[1Cor 15:14][52]
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Paul the Apostle, like Jews and Roman pagans of his time, believed that sacrifice can bring about new kinship ties, purity, and eternal life.[53] For Paul, the necessary sacrifice was the death of Jesus: Gentiles who are "Christ's" are, like Israel, descendants of Abraham and "heirs according to the promise".[Gal. 3:29][54] The God who raised Jesus from the dead would also give new life to the "mortal bodies" of Gentile Christians, who had become with Israel, the "children of God", and were therefore no longer "in the flesh".[Rom. 8:9,11,16][53]
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Modern Christian churches tend to be much more concerned with how humanity can be saved from a universal condition of sin and death than the question of how both Jews and Gentiles can be in God's family. According to Eastern Orthodox theology, based upon their understanding of the atonement as put forward by Irenaeus' recapitulation theory, Jesus' death is a ransom. This restores the relation with God, who is loving and reaches out to humanity, and offers the possibility of theosis c.q. divinization, becoming the kind of humans God wants humanity to be. According to Catholic doctrine, Jesus' death satisfies the wrath of God, aroused by the offense to God's honor caused by human's sinfulness. The Catholic Church teaches that salvation does not occur without faithfulness on the part of Christians; converts must live in accordance with principles of love and ordinarily must be baptized.[55] In Protestant theology, Jesus' death is regarded as a substitutionary penalty carried by Jesus, for the debt that has to be paid by humankind when it broke God's moral law. Martin Luther taught that baptism was necessary for salvation, but modern Lutherans and other Protestants tend to teach that salvation is a gift that comes to an individual by God's grace, sometimes defined as "unmerited favor", even apart from baptism.[citation needed]
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Christians differ in their views on the extent to which individuals' salvation is pre-ordained by God. Reformed theology places distinctive emphasis on grace by teaching that individuals are completely incapable of self-redemption, but that sanctifying grace is irresistible.[56] In contrast Catholics, Orthodox Christians, and Arminian Protestants believe that the exercise of free will is necessary to have faith in Jesus.[57]
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Trinity refers to the teaching that the one God[59] comprises three distinct, eternally co-existing persons: the Father, the Son (incarnate in Jesus Christ), and the Holy Spirit. Together, these three persons are sometimes called the Godhead,[60][61][62] although there is no single term in use in Scripture to denote the unified Godhead.[63] In the words of the Athanasian Creed, an early statement of Christian belief, "the Father is God, the Son is God, and the Holy Spirit is God, and yet there are not three Gods but one God".[64] They are distinct from another: the Father has no source, the Son is begotten of the Father, and the Spirit proceeds from the Father. Though distinct, the three persons cannot be divided from one another in being or in operation. While some Christians also believe that God appeared as the Father in the Old Testament, it is agreed that he appeared as the Son in the New Testament, and will still continue to manifest as the Holy Spirit in the present. But still, God still existed as three persons in each of these times.[65] However, traditionally there is a belief that it was the Son who appeared in the Old Testament because, for example, when the Trinity is depicted in art, the Son typically has the distinctive appearance, a cruciform halo identifying Christ, and in depictions of the Garden of Eden, this looks forward to an Incarnation yet to occur. In some Early Christian sarcophagi the Logos is distinguished with a beard, "which allows him to appear ancient, even pre-existent."[66]
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The Trinity is an essential doctrine of mainstream Christianity. From earlier than the times of the Nicene Creed (325) Christianity advocated[67] the triune mystery-nature of God as a normative profession of faith. According to Roger E. Olson and Christopher Hall, through prayer, meditation, study and practice, the Christian community concluded "that God must exist as both a unity and trinity", codifying this in ecumenical council at the end of the 4th century.[68][69]
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According to this doctrine, God is not divided in the sense that each person has a third of the whole; rather, each person is considered to be fully God (see Perichoresis). The distinction lies in their relations, the Father being unbegotten; the Son being begotten of the Father; and the Holy Spirit proceeding from the Father and (in Western Christian theology) from the Son. Regardless of this apparent difference, the three "persons" are each eternal and omnipotent. Other Christian religions including Unitarian Universalism, Jehovah's Witnesses, and Mormonism, do not share those views on the Trinity.
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The Greek word trias[70][note 2] is first seen in this sense in the works of Theophilus of Antioch; his text reads: "of the Trinity, of God, and of His Word, and of His Wisdom".[74] The term may have been in use before this time; its Latin equivalent,[note 2] trinitas,[72] appears afterwards with an explicit reference to the Father, the Son, and the Holy Spirit, in Tertullian.[75][76] In the following century, the word was in general use. It is found in many passages of Origen.[77]
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Trinitarianism denotes Christians who believe in the concept of the Trinity. Almost all Christian denominations and churches hold Trinitarian beliefs. Although the words "Trinity" and "Triune" do not appear in the Bible, beginning in the 3rd century theologians developed the term and concept to facilitate comprehension of the New Testament teachings of God as being Father, Son, and Holy Spirit. Since that time, Christian theologians have been careful to emphasize that Trinity does not imply that there are three gods (the antitrinitarian heresy of Tritheism), nor that each hypostasis of the Trinity is one-third of an infinite God (partialism), nor that the Son and the Holy Spirit are beings created by and subordinate to the Father (Arianism). Rather, the Trinity is defined as one God in three persons.[78]
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Nontrinitarianism (or antitrinitarianism) refers to theology that rejects the doctrine of the Trinity. Various nontrinitarian views, such as adoptionism or modalism, existed in early Christianity, leading to the disputes about Christology.[79] Nontrinitarianism reappeared in the Gnosticism of the Cathars between the 11th and 13th centuries, among groups with Unitarian theology in the Protestant Reformation of the 16th century,[80] in the 18th-century Enlightenment, and in some groups arising during the Second Great Awakening of the 19th century.
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The end of things, whether the end of an individual life, the end of the age, or the end of the world, broadly speaking, is Christian eschatology; the study of the destiny of humans as it is revealed in the Bible. The major issues in Christian eschatology are the Tribulation, death and the afterlife, (mainly for Evangelical groups) the Millennium and the following Rapture, the Second Coming of Jesus, Resurrection of the Dead, Heaven, (for liturgical branches) Purgatory, and Hell, the Last Judgment, the end of the world, and the New Heavens and New Earth.
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Christians believe that the second coming of Christ will occur at the end of time, after a period of severe persecution (the Great Tribulation). All who have died will be resurrected bodily from the dead for the Last Judgment. Jesus will fully establish the Kingdom of God in fulfillment of scriptural prophecies.[82][83]
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Most Christians believe that human beings experience divine judgment and are rewarded either with eternal life or eternal damnation. This includes the general judgement at the resurrection of the dead as well as the belief (held by Catholics,[84][85] Orthodox[86][87] and most Protestants) in a judgment particular to the individual soul upon physical death.
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In the liturgical branches (e.g. Catholicism or Eastern or Oriental Orthodoxy), those who die in a state of grace, i.e., without any mortal sin separating them from God, but are still imperfectly purified from the effects of sin, undergo purification through the intermediate state of purgatory to achieve the holiness necessary for entrance into God's presence.[88] Those who have attained this goal are called saints (Latin sanctus, "holy").[89]
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Some Christian groups, such as Seventh-day Adventists, hold to mortalism, the belief that the human soul is not naturally immortal, and is unconscious during the intermediate state between bodily death and resurrection. These Christians also hold to Annihilationism, the belief that subsequent to the final judgement, the wicked will cease to exist rather than suffer everlasting torment. Jehovah's Witnesses hold to a similar view.[90]
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Depending on the specific denomination of Christianity, practices may include baptism, the Eucharist (Holy Communion or the Lord's Supper), prayer (including the Lord's Prayer), confession, confirmation, burial rites, marriage rites and the religious education of children. Most denominations have ordained clergy who lead regular communal worship services.[91]
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Services of worship typically follow a pattern or form known as liturgy.[note 3] Justin Martyr described 2nd-century Christian liturgy in his First Apology (c. 150) to Emperor Antoninus Pius, and his description remains relevant to the basic structure of Christian liturgical worship:
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And on the day called Sunday, all who live in cities or in the country gather together to one place, and the memoirs of the apostles or the writings of the prophets are read, as long as time permits; then, when the reader has ceased, the president verbally instructs, and exhorts to the imitation of these good things. Then we all rise together and pray, and, as we before said, when our prayer is ended, bread and wine and water are brought, and the president in like manner offers prayers and thanksgivings, according to his ability, and the people assent, saying Amen; and there is a distribution to each, and a participation of that over which thanks have been given, and to those who are absent a portion is sent by the deacons. And they who are well to do, and willing, give what each thinks fit; and what is collected is deposited with the president, who succours the orphans and widows and those who, through sickness or any other cause, are in want, and those who are in bonds and the strangers sojourning among us, and in a word takes care of all who are in need.[93]
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Thus, as Justin described, Christians assemble for communal worship typically on Sunday, the day of the resurrection, though other liturgical practices often occur outside this setting. Scripture readings are drawn from the Old and New Testaments, but especially the gospels.[note 4][94] Instruction is given based on these readings, called a sermon or homily. There are a variety of congregational prayers, including thanksgiving, confession, and intercession, which occur throughout the service and take a variety of forms including recited, responsive, silent, or sung.[91] Psalms, hymns, or worship songs may be sung.[95][96] Services can be varied for special events like significant feast days.[97]
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Nearly all forms of worship incorporate the Eucharist, which consists of a meal. It is reenacted in accordance with Jesus' instruction at the Last Supper that his followers do in remembrance of him as when he gave his disciples bread, saying, "This is my body", and gave them wine saying, "This is my blood".[98] In the early church, Christians and those yet to complete initiation would separate for the Eucharistic part of the service.[99] Some denominations continue to practice 'closed communion'. They offer communion to those who are already united in that denomination or sometimes individual church. Catholics restrict participation to their members who are not in a state of mortal sin.[100] Many other churches practice 'open communion' since they view communion as a means to unity, rather than an end, and invite all believing Christians to participate.[101][102]
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Justin Martyr[93]
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In Christian belief and practice, a sacrament is a rite, instituted by Christ, that confers grace, constituting a sacred mystery. The term is derived from the Latin word sacramentum, which was used to translate the Greek word for mystery. Views concerning both which rites are sacramental, and what it means for an act to be a sacrament, vary among Christian denominations and traditions.[103]
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The most conventional functional definition of a sacrament is that it is an outward sign, instituted by Christ, that conveys an inward, spiritual grace through Christ. The two most widely accepted sacraments are Baptism and the Eucharist, however, the majority of Christians also recognize five additional sacraments: Confirmation (Chrismation in the Orthodox tradition), Holy Orders (or ordination), Penance (or Confession), Anointing of the Sick, and Matrimony (see Christian views on marriage).[103]
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Taken together, these are the Seven Sacraments as recognized by churches in the High Church tradition—notably Catholic, Eastern Orthodox, Oriental Orthodox, Independent Catholic, Old Catholic, many Anglicans, and some Lutherans. Most other denominations and traditions typically affirm only Baptism and Eucharist as sacraments, while some Protestant groups, such as the Quakers, reject sacramental theology.[103] Christian denominations, such as Baptists, which believe these rites do not communicate grace, prefer to call Baptism and Holy Communion ordinances rather than sacraments.[citation needed]
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In addition to this, the Church of the East has two additional sacraments in place of the traditional sacraments of Matrimony and the Anointing of the Sick. These include Holy Leaven (Melka) and the sign of the cross.[104]
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Baptism, specifically infant baptism, in the Lutheran tradition
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A penitent confessing his sins in a Ukrainian Catholic church
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A Methodist minister celebrating the Eucharist
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Confirmation being administered in an Anglican church
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Ordination of a priest in the Eastern Orthodox tradition
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Crowning during Holy Matrimony in the Syro-Malabar Catholic Church
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Service of the Sacrament of Holy Unction served on Great and Holy Wednesday
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Catholics, Eastern Christians, Lutherans, Anglicans and other traditional Protestant communities frame worship around the liturgical year.[105] The liturgical cycle divides the year into a series of seasons, each with their theological emphases, and modes of prayer, which can be signified by different ways of decorating churches, colors of paraments and vestments for clergy,[106] scriptural readings, themes for preaching and even different traditions and practices often observed personally or in the home.
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Western Christian liturgical calendars are based on the cycle of the Roman Rite of the Catholic Church,[106] and Eastern Christians use analogous calendars based on the cycle of their respective rites. Calendars set aside holy days, such as solemnities which commemorate an event in the life of Jesus, Mary, or the saints, and periods of fasting, such as Lent and other pious events such as memoria, or lesser festivals commemorating saints. Christian groups that do not follow a liturgical tradition often retain certain celebrations, such as Christmas, Easter, and Pentecost: these are the celebrations of Christ's birth, resurrection, and the descent of the Holy Spirit upon the Church, respectively. A few denominations make no use of a liturgical calendar.[107]
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Christianity has not generally practiced aniconism, the avoidance or prohibition of devotional images, even if early Jewish Christians and some modern denominations, invoking the Decalogue's prohibition of idolatry, avoided figures in their symbols.
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The cross, today one of the most widely recognized symbols, was used by Christians from the earliest times.[108][109] Tertullian, in his book De Corona, tells how it was already a tradition for Christians to trace the sign of the cross on their foreheads.[110] Although the cross was known to the early Christians, the crucifix did not appear in use until the 5th century.[111]
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Among the earliest Christian symbols, that of the fish or Ichthys seems to have ranked first in importance, as seen on monumental sources such as tombs from the first decades of the 2nd century.[112] Its popularity seemingly arose from the Greek word ichthys (fish) forming an acronym for the Greek phrase Iesous Christos Theou Yios Soter (Ἰησοῦς Χριστός, Θεοῦ Υἱός, Σωτήρ),[note 5] (Jesus Christ, Son of God, Savior), a concise summary of Christian faith.[112]
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Other major Christian symbols include the chi-rho monogram, the dove (symbolic of the Holy Spirit), the sacrificial lamb (representing Christ's sacrifice), the vine (symbolizing the connection of the Christian with Christ) and many others. These all derive from passages of the New Testament.[111]
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Baptism is the ritual act, with the use of water, by which a person is admitted to membership of the Church. Beliefs on baptism vary among denominations. Differences occur firstly on whether the act has any spiritual significance. Some, such as the Catholic and Eastern Orthodox churches, as well as Lutherans and Anglicans, hold to the doctrine of baptismal regeneration, which affirms that baptism creates or strengthens a person's faith, and is intimately linked to salvation. Others view baptism as a purely symbolic act, an external public declaration of the inward change which has taken place in the person, but not as spiritually efficacious. Secondly, there are differences of opinion on the methodology of the act. These methods are: by immersion; if immersion is total, by submersion; by affusion (pouring); and by aspersion (sprinkling). Those who hold the first view may also adhere to the tradition of infant baptism;[113] the Orthodox Churches all practice infant baptism and always baptize by total immersion repeated three times in the name of the Father, the Son, and the Holy Spirit.[114][115] The Catholic Church also practices infant baptism,[116] usually by affusion, and utilizing the Trinitarian formula.[117]
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— The Lord’s Prayer, Matthew 6:9-13, EHV[118]
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Jesus' teaching on prayer in the Sermon on the Mount displays a distinct lack of interest in the external aspects of prayer. A concern with the techniques of prayer is condemned as "pagan", and instead a simple trust in God's fatherly goodness is encouraged.[Mat. 6:5–15] Elsewhere in the New Testament, this same freedom of access to God is also emphasized.[Phil. 4:6][Jam. 5:13–19] This confident position should be understood in light of Christian belief in the unique relationship between the believer and Christ through the indweling of the Holy Spirit.[119]
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In subsequent Christian traditions, certain physical gestures are emphasized, including medieval gestures such as genuflection or making the sign of the cross. Kneeling, bowing, and prostrations (see also poklon) are often practiced in more traditional branches of Christianity. Frequently in Western Christianity, the hands are placed palms together and forward as in the feudal commendation ceremony. At other times the older orans posture may be used, with palms up and elbows in.
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Intercessory prayer is prayer offered for the benefit of other people. There are many intercessory prayers recorded in the Bible, including prayers of the Apostle Peter on behalf of sick persons[Acts 9:40] and by prophets of the Old Testament in favor of other people.[1Ki 17:19–22] In the Epistle of James, no distinction is made between the intercessory prayer offered by ordinary believers and the prominent Old Testament prophet Elijah.[Jam 5:16–18] The effectiveness of prayer in Christianity derives from the power of God rather than the status of the one praying.[119]
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The ancient church, in both Eastern and Western Christianity, developed a tradition of asking for the intercession of (deceased) saints, and this remains the practice of most Eastern Orthodox, Oriental Orthodox, Catholic, and some Anglican churches. Churches of the Protestant Reformation, however, rejected prayer to the saints, largely on the basis of the sole mediatorship of Christ.[120] The reformer Huldrych Zwingli admitted that he had offered prayers to the saints until his reading of the Bible convinced him that this was idolatrous.[121]
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According to the Catechism of the Catholic Church: "Prayer is the raising of one's mind and heart to God or the requesting of good things from God."[122] The Book of Common Prayer in the Anglican tradition is a guide which provides a set order for services, containing set prayers, scripture readings, and hymns or sung Psalms.[123]
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Christianity, like other religions, has adherents whose beliefs and biblical interpretations vary. Christianity regards the biblical canon, the Old Testament and the New Testament, as the inspired word of God. The traditional view of inspiration is that God worked through human authors so that what they produced was what God wished to communicate. The Greek word referring to inspiration in 2 Timothy 3:16 is theopneustos, which literally means "God-breathed".[124]
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Some believe that divine inspiration makes our present Bibles inerrant. Others claim inerrancy for the Bible in its original manuscripts, although none of those are extant. Still others maintain that only a particular translation is inerrant, such as the King James Version.[125][126][127] Another closely related view is biblical infallibility or limited inerrancy, which affirms that the Bible is free of error as a guide to salvation, but may include errors on matters such as history, geography, or science.
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The books of the Bible accepted by the Orthodox, Catholic, and Protestant churches vary somewhat, with Jews accepting only the Hebrew Bible as canonical; however, there is substantial overlap. These variations are a reflection of the range of traditions, and of the councils that have convened on the subject. Every version of the Old Testament always includes the books of the Tanakh, the canon of the Hebrew Bible. The Catholic and Orthodox canons, in addition to the Tanakh, also include the deuterocanonical books as part of the Old Testament. These books appear in the Septuagint, but are regarded by Protestants to be apocryphal. However, they are considered to be important historical documents which help to inform the understanding of words, grammar, and syntax used in the historical period of their conception. Some versions of the Bible include a separate Apocrypha section between the Old Testament and the New Testament.[128] The New Testament, originally written in Koine Greek, contains 27 books which are agreed upon by all churches.
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Modern scholarship has raised many issues with the Bible. While the King James Version is held to by many because of its striking English prose, in fact it was translated from the Erasmus Greek Bible, which in turn "was based on a single 12th Century manuscript that is one of the worst manuscripts we have available to us".[129] Much scholarship in the past several hundred years has gone into comparing different manuscripts in order to reconstruct the original text. Another issue is that several books are considered to be forgeries. The injunction that women "be silent and submissive" in 1 Timothy 2[130] is thought by many to be a forgery by a follower of Paul, a similar phrase in 1 Corinthians 14,[131] which is thought to be by Paul, appears in different places in different manuscripts and is thought to originally be a margin note by a copyist.[129] Other verses in 1 Corinthians, such as 1 Corinthians 11:2–16 where women are instructed to wear a covering over their hair "when they pray or prophesies",[132] contradict this verse.
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A final issue with the Bible is the way in which books were selected for inclusion in the New Testament. Other gospels have now been recovered, such as those found near Nag Hammadi in 1945, and while some of these texts are quite different from what Christians have been used to, it should be understood that some of this newly recovered Gospel material is quite possibly contemporaneous with, or even earlier than, the New Testament Gospels. The core of the Gospel of Thomas, in particular, may date from as early as AD 50 (although some major scholars contest this early dating),[133] and if so would provide an insight into the earliest gospel texts that underlie the canonical Gospels, texts that are mentioned in Luke 1:1–2. The Gospel of Thomas contains much that is familiar from the canonical Gospels—verse 113, for example ("The Father's Kingdom is spread out upon the earth, but people do not see it"),[134] is reminiscent of Luke 17:20–21[135][136]—and the Gospel of John, with a terminology and approach that is suggestive of what was later termed Gnosticism, has recently been seen as a possible response to the Gospel of Thomas, a text that is commonly labeled proto-Gnostic. Scholarship, then, is currently exploring the relationship in the early church between mystical speculation and experience on the one hand and the search for church order on the other, by analyzing new-found texts, by subjecting canonical texts to further scrutiny, and by an examination of the passage of New Testament texts to canonical status.
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In antiquity, two schools of exegesis developed in Alexandria and Antioch. The Alexandrian interpretation, exemplified by Origen, tended to read Scripture allegorically, while the Antiochene interpretation adhered to the literal sense, holding that other meanings (called theoria) could only be accepted if based on the literal meaning.[137]
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Catholic theology distinguishes two senses of scripture: the literal and the spiritual.[138]
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The literal sense of understanding scripture is the meaning conveyed by the words of Scripture. The spiritual sense is further subdivided into:
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Regarding exegesis, following the rules of sound interpretation, Catholic theology holds:
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Protestant Christians believe that the Bible is a self-sufficient revelation, the final authority on all Christian doctrine, and revealed all truth necessary for salvation. This concept is known as sola scriptura.[144] Protestants characteristically believe that ordinary believers may reach an adequate understanding of Scripture because Scripture itself is clear in its meaning (or "perspicuous"). Martin Luther believed that without God's help, Scripture would be "enveloped in darkness".[145] He advocated for "one definite and simple understanding of Scripture".[145] John Calvin wrote, "all who refuse not to follow the Holy Spirit as their guide, find in the Scripture a clear light".[146] Related to this is "efficacy", that Scripture is able to lead people to faith; and "sufficiency", that the Scriptures contain everything that one needs to know in order to obtain salvation and to live a Christian life.[147]
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Protestants stress the meaning conveyed by the words of Scripture, the historical-grammatical method.[148] The historical-grammatical method or grammatico-historical method is an effort in Biblical hermeneutics to find the intended original meaning in the text.[149] This original intended meaning of the text is drawn out through examination of the passage in light of the grammatical and syntactical aspects, the historical background, the literary genre, as well as theological (canonical) considerations.[150] The historical-grammatical method distinguishes between the one original meaning and the significance of the text. The significance of the text includes the ensuing use of the text or application. The original passage is seen as having only a single meaning or sense. As Milton S. Terry said: "A fundamental principle in grammatico-historical exposition is that the words and sentences can have but one significance in one and the same connection. The moment we neglect this principle we drift out upon a sea of uncertainty and conjecture."[151] Technically speaking, the grammatical-historical method of interpretation is distinct from the determination of the passage's significance in light of that interpretation. Taken together, both define the term (Biblical) hermeneutics.[149]
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Some Protestant interpreters make use of typology.[152]
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Christianity developed during the 1st century CE as a Jewish Christian sect of Second Temple Judaism.[154][155] An early Jewish Christian community was founded in Jerusalem under the leadership of the Pillars of the Church, namely James the Just, the brother of the Lord, Peter, and John.[156]
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Jewish Christianity soon attracted Gentile God-fearers, posing a problem for its Jewish religious outlook, which insisted on close observance of the Jewish commands. Paul the Apostle solved this by insisting that salvation by faith in Christ, and participation in his death and resurrection, sufficed.[157] At first he persecuted the early Christians, but after a conversion experience he preached to the gentiles, and is regarded as having had a formative effect on the emerging Christian identity as separate from Judaism. Eventually, his departure from Jewish customs would result in the establishment of Christianity as an independent religion.[158]
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This formative period was followed by the early bishops, whom Christians consider the successors of Christ's apostles. From the year 150, Christian teachers began to produce theological and apologetic works aimed at defending the faith. These authors are known as the Church Fathers, and the study of them is called patristics. Notable early Fathers include Ignatius of Antioch, Polycarp, Justin Martyr, Irenaeus, Tertullian, Clement of Alexandria and Origen.
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According to the New Testament, Christians were from the beginning, subject to persecution by some Jewish and Roman religious authorities. This involved punishments, including death, for Christians such as Stephen[Acts 7:59] and James, son of Zebedee.[Acts 12:2] Further widespread persecution of the Church occurred under nine subsequent Roman emperors, most intensely under Decius and Diocletian.
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Christianity spread to Aramaic-speaking peoples along the Mediterranean coast and also to the inland parts of the Roman Empire and beyond that into the Parthian Empire and the later Sasanian Empire, including Mesopotamia, which was dominated at different times and to varying extents by these empires.[159] The presence of Christianity in Africa began in the middle of the 1st century in Egypt and by the end of the 2nd century in the region around Carthage. Mark the Evangelist is claimed to have started the Church of Alexandria in about 43 CE; various later churches claim this as their own legacy, including the Coptic Orthodox Church of Alexandria.[160][161][162] Important Africans who influenced the early development of Christianity include Tertullian, Clement of Alexandria, Origen of Alexandria, Cyprian, Athanasius, and Augustine of Hippo.
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King Tiridates III made Christianity the state religion in Armenia between 301 and 314[81][163][164], thus Armenia became the first officially Christian state. It was not an entirely new religion in Armenia, having penetrated into the country from at least the third century, but it may have been present even earlier.[165]
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Constantine I was exposed to Christianity in his youth, and throughout his life his support for the religion grew, culminating in baptism on his deathbed.[166] During his reign, state-sanctioned persecution of Christians was ended with the Edict of Toleration in 311 and the Edict of Milan in 313. At that point, Christianity was still a minority belief, comprising perhaps only five percent of the Roman population.[167] Influenced by his adviser Mardonius, Constantine's nephew Julian unsuccessfully tried to suppress Christianity.[168] On 27 February 380, Theodosius I, Gratian, and Valentinian II established Nicene Christianity as the State church of the Roman Empire.[169] As soon as it became connected to the state, Christianity grew wealthy; the Church solicited donations from the rich and could now own land.[170]
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Constantine was also instrumental in the convocation of the First Council of Nicaea in 325, which sought to address Arianism and formulated the Nicene Creed, which is still used by in Catholicism, Eastern Orthodoxy, Lutheranism, Anglicanism, and many other Protestant churches.[171][36] Nicaea was the first of a series of ecumenical councils, which formally defined critical elements of the theology of the Church, notably concerning Christology.[172] The Church of the East did not accept the third and following ecumenical councils and is still separate today by its successors (Assyrian Church of the East).
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In terms of prosperity and cultural life, the Byzantine Empire was one of the peaks in Christian history and Christian civilization,[173] and Constantinople remained the leading city of the Christian world in size, wealth, and culture.[174] There was a renewed interest in classical Greek philosophy, as well as an increase in literary output in vernacular Greek.[175] Byzantine art and literature held a preeminent place in Europe, and the cultural impact of Byzantine art on the West during this period was enormous and of long-lasting significance.[176] The later rise of Islam in North Africa reduced the size and numbers of Christian congregations, leaving in large numbers only the Coptic Church in Egypt, the Ethiopian Orthodox Tewahedo Church in the Horn of Africa and the Nubian Church in the Sudan (Nobatia, Makuria and Alodia).
|
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With the decline and fall of the Roman Empire in the West, the papacy became a political player, first visible in Pope Leo's diplomatic dealings with Huns and Vandals.[177] The church also entered into a long period of missionary activity and expansion among the various tribes. While Arianists instituted the death penalty for practicing pagans (see the Massacre of Verden, for example), what would later become Catholicism also spread among the Hungarians, the Germanic,[177] the Celtic, the Baltic and some Slavic peoples.
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Around 500, St. Benedict set out his Monastic Rule, establishing a system of regulations for the foundation and running of monasteries.[177] Monasticism became a powerful force throughout Europe,[177] and gave rise to many early centers of learning, most famously in Ireland, Scotland, and Gaul, contributing to the Carolingian Renaissance of the 9th century.
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In the 7th century, Muslims conquered Syria (including Jerusalem), North Africa, and Spain, converting some of the Christian population to Islam, and placing the rest under a separate legal status. Part of the Muslims' success was due to the exhaustion of the Byzantine Empire in its decades long conflict with Persia.[178] Beginning in the 8th century, with the rise of Carolingian leaders, the Papacy sought greater political support in the Frankish Kingdom.[179]
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The Middle Ages brought about major changes within the church. Pope Gregory the Great dramatically reformed the ecclesiastical structure and administration.[180] In the early 8th century, iconoclasm became a divisive issue, when it was sponsored by the Byzantine emperors. The Second Ecumenical Council of Nicaea (787) finally pronounced in favor of icons.[181] In the early 10th century, Western Christian monasticism was further rejuvenated through the leadership of the great Benedictine monastery of Cluny.[182]
|
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In the West, from the 11th century onward, some older cathedral schools became universities (see, for example, University of Oxford, University of Paris and University of Bologna). Previously, higher education had been the domain of Christian cathedral schools or monastic schools (Scholae monasticae), led by monks and nuns. Evidence of such schools dates back to the 6th century CE.[183] These new universities expanded the curriculum to include academic programs for clerics, lawyers, civil servants, and physicians.[184] The university is generally regarded as an institution that has its origin in the Medieval Christian setting.[185]
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Accompanying the rise of the "new towns" throughout Europe, mendicant orders were founded, bringing the consecrated religious life out of the monastery and into the new urban setting. The two principal mendicant movements were the Franciscans[186] and the Dominicans,[187] founded by St. Francis and St. Dominic, respectively. Both orders made significant contributions to the development of the great universities of Europe. Another new order was the Cistercians, whose large isolated monasteries spearheaded the settlement of former wilderness areas. In this period, church building and ecclesiastical architecture reached new heights, culminating in the orders of Romanesque and Gothic architecture and the building of the great European cathedrals.[188]
|
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185 |
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Christian nationalism emerged during this era in which Christians felt the impulse to recover lands in which Christianity had historically flourished.[189] From 1095 under the pontificate of Urban II, the Crusades were launched.[190] These were a series of military campaigns in the Holy Land and elsewhere, initiated in response to pleas from the Byzantine Emperor Alexios I for aid against Turkish expansion. The Crusades ultimately failed to stifle Islamic aggression and even contributed to Christian enmity with the sacking of Constantinople during the Fourth Crusade.[191]
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The Christian Church experienced internal conflict between the 7th and 13th centuries that resulted in a schism between the so-called Latin or Western Christian branch (the Catholic Church),[192] and an Eastern, largely Greek, branch (the Eastern Orthodox Church). The two sides disagreed on a number of administrative, liturgical and doctrinal issues, most notably papal primacy of jurisdiction.[193][194] The Second Council of Lyon (1274) and the Council of Florence (1439) attempted to reunite the churches, but in both cases, the Eastern Orthodox refused to implement the decisions, and the two principal churches remain in schism to the present day. However, the Catholic Church has achieved union with various smaller eastern churches.
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|
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In the thirteenth century, a new emphasis on Jesus' suffering, exemplified by the Franciscans' preaching, had the consequence of turning worshippers' attention towards Jews, on whom Christians had placed the blame for Jesus' death. Christianity's limited tolerance of Jews was not new—Augustine of Hippo said that Jews should not be allowed to enjoy the citizenship that Christians took for granted—but the growing antipathy towards Jews was a factor that led to the expulsion of Jews from England in 1290, the first of many such expulsions in Europe.[195][196]
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|
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Beginning around 1184, following the crusade against Cathar heresy,[197] various institutions, broadly referred to as the Inquisition, were established with the aim of suppressing heresy and securing religious and doctrinal unity within Christianity through conversion and prosecution.[198]
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The 15th-century Renaissance brought about a renewed interest in ancient and classical learning. During the Reformation, Martin Luther posted the Ninety-five Theses 1517 against the sale of indulgences.[199] Printed copies soon spread throughout Europe. In 1521 the Edict of Worms condemned and excommunicated Luther and his followers, resulting in the schism of the Western Christendom into several branches.[200]
|
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+
|
195 |
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Other reformers like Zwingli, Oecolampadius, Calvin, Knox, and Arminius further criticized Catholic teaching and worship. These challenges developed into the movement called Protestantism, which repudiated the primacy of the pope, the role of tradition, the seven sacraments, and other doctrines and practices.[199] The Reformation in England began in 1534, when King Henry VIII had himself declared head of the Church of England. Beginning in 1536, the monasteries throughout England, Wales and Ireland were dissolved.[201]
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|
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Thomas Müntzer, Andreas Karlstadt and other theologians perceived both the Catholic Church and the confessions of the Magisterial Reformation as corrupted. Their activity brought about the Radical Reformation, which gave birth to various Anabaptist denominations.
|
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+
|
199 |
+
Partly in response to the Protestant Reformation, the Catholic Church engaged in a substantial process of reform and renewal, known as the Counter-Reformation or Catholic Reform.[205] The Council of Trent clarified and reasserted Catholic doctrine. During the following centuries, competition between Catholicism and Protestantism became deeply entangled with political struggles among European states.[206]
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|
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Meanwhile, the discovery of America by Christopher Columbus in 1492 brought about a new wave of missionary activity. Partly from missionary zeal, but under the impetus of colonial expansion by the European powers, Christianity spread to the Americas, Oceania, East Asia and sub-Saharan Africa.
|
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|
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+
Throughout Europe, the division caused by the Reformation led to outbreaks of religious violence and the establishment of separate state churches in Europe. Lutheranism spread into the northern, central, and eastern parts of present-day Germany, Livonia, and Scandinavia. Anglicanism was established in England in 1534. Calvinism and its varieties, such as Presbyterianism, were introduced in Scotland, the Netherlands, Hungary, Switzerland, and France. Arminianism gained followers in the Netherlands and Frisia. Ultimately, these differences led to the outbreak of conflicts in which religion played a key factor. The Thirty Years' War, the English Civil War, and the French Wars of Religion are prominent examples. These events intensified the Christian debate on persecution and toleration.[207]
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|
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In the era known as the Great Divergence, when in the West, the Age of Enlightenment and the scientific revolution brought about great societal changes, Christianity was confronted with various forms of skepticism and with certain modern political ideologies, such as versions of socialism and liberalism.[208] Events ranged from mere anti-clericalism to violent outbursts against Christianity, such as the dechristianization of France during the French Revolution,[209] the Spanish Civil War, and certain Marxist movements, especially the Russian Revolution and the persecution of Christians in the Soviet Union under state atheism.[210][211][212][213]
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|
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Especially pressing in Europe was the formation of nation states after the Napoleonic era. In all European countries, different Christian denominations found themselves in competition to greater or lesser extents with each other and with the state. Variables were the relative sizes of the denominations and the religious, political, and ideological orientation of the states. Urs Altermatt of the University of Fribourg, looking specifically at Catholicism in Europe, identifies four models for the European nations. In traditionally Catholic-majority countries such as Belgium, Spain, and Austria, to some extent, religious and national communities are more or less identical. Cultural symbiosis and separation are found in Poland, the Republic of Ireland, and Switzerland, all countries with competing denominations. Competition is found in Germany, the Netherlands, and again Switzerland, all countries with minority Catholic populations, which to a greater or lesser extent identified with the nation. Finally, separation between religion (again, specifically Catholicism) and the state is found to a great degree in France and Italy, countries where the state actively opposed itself to the authority of the Catholic Church.[214]
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|
209 |
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The combined factors of the formation of nation states and ultramontanism, especially in Germany and the Netherlands, but also in England to a much lesser extent,[215] often forced Catholic churches, organizations, and believers to choose between the national demands of the state and the authority of the Church, specifically the papacy. This conflict came to a head in the First Vatican Council, and in Germany would lead directly to the Kulturkampf, where liberals and Protestants under the leadership of Bismarck managed to severely restrict Catholic expression and organization.
|
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|
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Christian commitment in Europe dropped as modernity and secularism came into their own,[216] particularly in Czechia and Estonia,[217] while religious commitments in America have been generally high in comparison to Europe. The late 20th century has shown the shift of Christian adherence to the Third World and the Southern Hemisphere in general,[218][219] with the West no longer the chief standard bearer of Christianity. Approximately 7 to 10% of Arabs are Christians,[220] most prevalent in Egypt, Syria and Lebanon.
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|
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With around 2.4 billion adherents,[221][222] split into three main branches of Catholic, Protestant, and Eastern Orthodox, Christianity is the world's largest religion.[223] The Christian share of the world's population has stood at around 33% for the last hundred years, which means that one in three persons on Earth are Christians. This masks a major shift in the demographics of Christianity; large increases in the developing world have been accompanied by substantial declines in the developed world, mainly in Europe and North America.[224] According to a 2015 Pew Research Center study, within the next four decades, Christians will remain the world's largest religion; and by 2050, the Christian population is expected to exceed 3 billion.[225]:60
|
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|
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As a percentage of Christians, the Catholic Church and Orthodoxy (both Eastern and Oriental) are declining in parts of the world (though Catholicism is growing in Asia, in Africa, vibrant in Eastern Europe, etc.), while Protestants and other Christians are on the rise in the developing world.[226][227][228] The so-called popular Protestantism[note 6] is one of the fastest growing religious categories in the world.[229][230] Nevertheless, Catholicism will also continue to grow to 1.63 billion by 2050, according to Todd Johnson of the Center for the Study of Global Christianity.[231] Africa alone, by 2015, will be home to 230 million African Catholics.[232] And if in 2018, the U.N. projects that Africa's population will reach 4.5 billion by 2100 (not 2 billion as predicted in 2004), Catholicism will indeed grow, as will other religious groups.[233]
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|
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Christianity is the predominant religion in Europe, the Americas, and Southern Africa.[15] In Asia, it is the dominant religion in Georgia, Armenia, East Timor, and the Philippines.[234] However, it is declining in many areas including the Northern and Western United States,[235] Oceania (Australia and New Zealand), northern Europe (including Great Britain,[236] Scandinavia and other places), France, Germany, and the Canadian provinces of Ontario, British Columbia, and Quebec, and parts of Asia (especially the Middle East, due to the Christian emigration,[237][238][239] South Korea,[240] Taiwan,[241] and Macau[242]).
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|
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The Christian population is not decreasing in Brazil, the Southern United States,[243] and the province of Alberta, Canada,[244] but the percentage is decreasing. In countries such as Australia[245] and New Zealand,[246] the Christian population are declining in both numbers and percentage.
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|
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Despite the declining numbers, Christianity remains the dominant religion in the Western World, where 70% are Christians.[15] A 2011 Pew Research Center survey found that 76% of Europeans, 73% in Oceania and about 86% in the Americas (90% in Latin America and 77% in North America) identified themselves as Christians.[15][247][248][249] By 2010 about 157 countries and territories in the world had Christian majorities.[223]
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However, there are many charismatic movements that have become well established over large parts of the world, especially Africa, Latin America, and Asia.[250][251][252][253][254] Since 1900, primarily due to conversion, Protestantism has spread rapidly in Africa, Asia, Oceania, and Latin America.[255] From 1960 to 2000, the global growth of the number of reported Evangelical Protestants grew three times the world's population rate, and twice that of Islam.[256] A study conducted by St. Mary's University estimated about 10.2 million Muslim converts to Christianity in 2015.[257] The results also state that significant numbers of Muslims converts to Christianity in Afghanistan,[258] Albania,[257] Azerbaijan,[259][260] Algeria,[261][262] Belgium,[263] France,[262] Germany,[264] Iran,[265] India,[262] Indonesia,[266] Malaysia,[267] Morocco,[262][268] Russia,[262] the Netherlands,[269] Saudi Arabia,[270] Tunisia,[257] Turkey,[262][271][272][273] Kazakhstan,[274] Kyrgyzstan,[257] Kosovo,[275] the United States,[276] and Central Asia.[277][278] It is also reported that Christianity is popular among people of different backgrounds in India (mostly Hindus),[279][280] and Malaysia,[281] Mongolia,[282] Nigeria,[283] Vietnam,[284] Singapore,[285] Indonesia,[286][287] China,[288] Japan,[289] and South Korea.[290]
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In most countries in the developed world, church attendance among people who continue to identify themselves as Christians has been falling over the last few decades.[291] Some sources view this simply as part of a drift away from traditional membership institutions,[292] while others link it to signs of a decline in belief in the importance of religion in general.[293] Europe's Christian population, though in decline, still constitutes the largest geographical component of the religion.[294] According to data from the 2012 European Social Survey, around a third of European Christians say they attend services once a month or more,[295] Conversely about more than two-thirds of Latin American Christians; according to the World Values Survey, about 90% of African Christians (in Ghana, Nigeria, Rwand], South Africa and Zimbabwe) said they attended church regularly.[295]
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Christianity, in one form or another, is the sole state religion of the following nations: Argentina (Catholic),[296] Tuvalu (Reformed), Tonga (Methodist), Norway (Lutheran),[297][298][299] Costa Rica (Catholic),[300] the Kingdom of Denmark (Lutheran),[301] England (Anglican),[302] Georgia (Georgian Orthodox),[303] Greece (Greek Orthodox),[304] Iceland (Lutheran),[305] Liechtenstein (Catholic),[306] Malta (Catholic),[307] Monaco (Catholic),[308] and Vatican City (Catholic).[309]
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There are numerous other countries, such as Cyprus, which although do not have an established church, still give official recognition and support to a specific Christian denomination.[310]
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Countries with 50% or more Christians are colored purple; countries with 10% to 50% Christians are colored pink
|
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Nations with Christianity as their state religion are in blue
|
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Distribution of Catholics
|
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Distribution of Protestants
|
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Distribution of Eastern Orthodox
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Distribution of Oriental Orthodox
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Distribution of other Christians
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The four primary divisions of Christianity are the Catholic Church, the Eastern Orthodox Church, Oriental Orthodoxy, and Protestantism.[40]:14[314] A broader distinction that is sometimes drawn is between Eastern Christianity and Western Christianity, which has its origins in the East–West Schism (Great Schism) of the 11th century. Recently, neither Western or Eastern World Christianity has also stood out, for example, African-initiated churches. However, there are other present[315] and historical[316] Christian groups that do not fit neatly into one of these primary categories.
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There is a diversity of doctrines and liturgical practices among groups calling themselves Christian. These groups may vary ecclesiologically in their views on a classification of Christian denominations.[317] The Nicene Creed (325), however, is typically accepted as authoritative by most Christians, including the Catholic, Eastern Orthodox, Oriental Orthodox, and major Protestant (including Anglican) denominations.[318]
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The Catholic Church consists of those particular churches, headed by bishops, in communion with the pope, the bishop of Rome, as its highest authority in matters of faith, morality, and Church governance.[319][320] Like Eastern Orthodoxy, the Catholic Church, through apostolic succession, traces its origins to the Christian community founded by Jesus Christ.[321][322] Catholics maintain that the "one, holy, catholic, and apostolic church" founded by Jesus subsists fully in the Catholic Church, but also acknowledges other Christian churches and communities[323][324] and works towards reconciliation among all Christians.[323] The Catholic faith is detailed in the Catechism of the Catholic Church.[325][326]
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As the world's oldest and largest continuously functioning international institution,[327] it has played a prominent role in the history and development of Western civilization.[328] The 2,834 sees[329] are grouped into 24 particular autonomous Churches (the largest of which being the Latin Church), each with its own distinct traditions regarding the liturgy and the administering of sacraments.[330] With more than 1.1 billion baptized members, the Catholic Church is the largest Christian church and represents 50.1%[15] all Christians as well as one sixth of the world's population.[331][332][333]
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The Eastern Orthodox Church consists of those churches in communion with the patriarchal sees of the East, such as the Ecumenical Patriarch of Constantinople.[334] Like the Catholic Church, the Eastern Orthodox Church also traces its heritage to the foundation of Christianity through apostolic succession and has an episcopal structure, though the autonomy of its component parts is emphasized, and most of them are national churches.
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A number of conflicts with Western Christianity over questions of doctrine and authority culminated in the Great Schism. Eastern Orthodoxy is the second largest single denomination in Christianity, with an estimated 230 million adherents, although Protestants collectively outnumber them, substantially.[15][13][335] As one of the oldest surviving religious institutions in the world, the Eastern Orthodox Church has played a prominent role in the history and culture of Eastern and Southeastern Europe, the Caucasus, and the Near East.[336]
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The Oriental Orthodox Churches (also called "Old Oriental" churches) are those eastern churches that recognize the first three ecumenical councils—Nicaea, Constantinople, and Ephesus—but reject the dogmatic definitions of the Council of Chalcedon and instead espouse a Miaphysite christology.
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The Oriental Orthodox communion consists of six groups: Syriac Orthodox, Coptic Orthodox, Ethiopian Orthodox, Eritrean Orthodox, Malankara Orthodox Syrian Church (India), and Armenian Apostolic churches.[337] These six churches, while being in communion with each other, are completely independent hierarchically.[338] These churches are generally not in communion with Eastern Orthodox Church, with whom they are in dialogue for erecting a communion.[339] And together have about 62 million members worldwide.[340][341][342]
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The Assyrian Church of the East, with an unbroken patriarchate established in the 17th century, is an independent Eastern Christian denomination which claims continuity from the Church of the East—in parallel to the Catholic patriarchate established in the 16th century that evolved into the Chaldean Catholic Church, an Eastern Catholic church in full communion with the Pope. It is an Eastern Christian church that follows the traditional christology and ecclesiology of the historical Church of the East. Largely aniconic and not in communion with any other church, it belongs to the eastern branch of Syriac Christianity, and uses the East Syriac Rite in its liturgy.[343]
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Its main spoken language is Syriac, a dialect of Eastern Aramaic, and the majority of its adherents are ethnic Assyrians. It is officially headquartered in the city of Erbil in northern Iraqi Kurdistan, and its original area also spreads into south-eastern Turkey and north-western Iran, corresponding to ancient Assyria. Its hierarchy is composed of metropolitan bishops and diocesan bishops, while lower clergy consists of priests and deacons, who serve in dioceses (eparchies) and parishes throughout the Middle East, India, North America, Oceania, and Europe (including the Caucasus and Russia).[344]
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|
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The Ancient Church of the East distinguished itself from the Assyrian Church of the East in 1964. It is one of the Assyrian churches that claim continuity with the historical Patriarchate of Seleucia-Ctesiphon—the Church of the East, one of the oldest Christian churches in Mesopotamia.[345]
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In 1521, the Edict of Worms condemned Martin Luther and officially banned citizens of the Holy Roman Empire from defending or propagating his ideas.[346] This split within the Roman Catholic church is now called the Reformation. Prominent Reformers included Martin Luther, Huldrych Zwingli, and John Calvin. The 1529 Protestation at Speyer against being excommunicated gave this party the name Protestantism. Luther's primary theological heirs are known as Lutherans. Zwingli and Calvin's heirs are far broader denominationally, and are referred to as the Reformed tradition.[347] Protestants have developed their own culture, with major contributions in education, the humanities and sciences, the political and social order, the economy and the arts, and many other fields.[348]
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The Anglican churches descended from the Church of England and organized in the Anglican Communion. Some, but not all Anglicans consider themselves both Protestant and Catholic.[349][350]
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Since the Anglican, Lutheran, and the Reformed branches of Protestantism originated for the most part in cooperation with the government, these movements are termed the "Magisterial Reformation". On the other hand, groups such as the Anabaptists, who often do not consider themselves to be Protestant, originated in the Radical Reformation, which though sometimes protected under Acts of Toleration, do not trace their history back to any state church. They are further distinguished by their rejection of infant baptism; they believe in baptism only of adult believers—credobaptism (Anabaptists include the Amish, Apostolic, Mennonites, Hutterites and Schwarzenau Brethren/German Baptist groups.)[351][352][353]
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The term Protestant also refers to any churches which formed later, with either the Magisterial or Radical traditions. In the 18th century, for example, Methodism grew out of Anglican minister John Wesley's evangelical and revival movement.[354] Several Pentecostal and non-denominational churches, which emphasize the cleansing power of the Holy Spirit, in turn grew out of Methodism.[355] Because Methodists, Pentecostals and other evangelicals stress "accepting Jesus as your personal Lord and Savior",[356] which comes from Wesley's emphasis of the New Birth,[357] they often refer to themselves as being born-again.[358][359]
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Protestantism is the second largest major group of Christians after Catholicism by number of followers, although the Eastern Orthodox Church is larger than any single Protestant denomination.[332] Estimates vary, mainly over the question of which denominations to classify as Protestant. Yet, the total number of Protestant Christians is generally estimated between 800 million and 1 billion, corresponding to nearly 40% of world's Christians.[13][226][360][361] The majority of Protestants are members of just a handful of denominational families, i.e. Adventists, Anglicans, Baptists, Reformed (Calvinists),[362] Lutherans, Methodists, and Pentecostals.[226] Nondenominational, evangelical, charismatic, neo-charismatic, independent, and other churches are on the rise, and constitute a significant part of Protestant Christianity.[363]
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Some groups of individuals who hold basic Protestant tenets identify themselves simply as "Christians" or "born-again Christians". They typically distance themselves from the confessionalism and creedalism of other Christian communities[364] by calling themselves "non-denominational" or "evangelical". Often founded by individual pastors, they have little affiliation with historic denominations.[365]
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The Second Great Awakening, a period of religious revival that occurred in the United States during the early 1800s, saw the development of a number of unrelated churches. They generally saw themselves as restoring the original church of Jesus Christ rather than reforming one of the existing churches.[366] A common belief held by Restorationists was that the other divisions of Christianity had introduced doctrinal defects into Christianity, which was known as the Great Apostasy.[367] In Asia, Iglesia ni Cristo is a known restorationist religion that was established during the early 1900s.
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Some of the churches originating during this period are historically connected to early 19th-century camp meetings in the Midwest and upstate New York. One of the largest churches produced from the movement is The Church of Jesus Christ of Latter-day Saints.[368] American Millennialism and Adventism, which arose from Evangelical Protestantism, influenced the Jehovah's Witnesses movement and, as a reaction specifically to William Miller, the Seventh-day Adventists. Others, including the Christian Church (Disciples of Christ), Evangelical Christian Church in Canada,[369][370] Churches of Christ, and the Christian churches and churches of Christ, have their roots in the contemporaneous Stone-Campbell Restoration Movement, which was centered in Kentucky and Tennessee. Other groups originating in this time period include the Christadelphians and the previously mentioned Latter Day Saints movement. While the churches originating in the Second Great Awakening have some superficial similarities, their doctrine and practices vary significantly.[citation needed]
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Various smaller Independent Catholic communities, such as the Old Catholic Church, include the word Catholic in their title, and arguably have more or less liturgical practices in common with the Catholic Church, but are no longer in full communion with the Holy See.
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Spiritual Christians, such as the Doukhobor and Molokan, broke from the Russian Orthodox Church and maintain close association with Mennonites and Quakers due to similar religious practices; all of these groups are furthermore collectively considered to be peace churches due to their belief in pacifism.[371][372]
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Messianic Judaism (or the Messianic Movement) is the name of a Christian movement comprising a number of streams, whose members may consider themselves Jewish. The movement originated in the 1960s and 1970s, and it blends elements of religious Jewish practice with evangelical Christianity. Messianic Judaism affirms Christian creeds such as the messiahship and divinity of "Yeshua" (the Hebrew name of Jesus) and the Triune Nature of God, while also adhering to some Jewish dietary laws and customs.[373]
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Esoteric Christians regard Christianity as a mystery religion,[374][375] and profess the existence and possession of certain esoteric doctrines or practices,[376][377] hidden from the public but accessible only to a narrow circle of "enlightened", "initiated", or highly educated people.[378][379] Some of the esoteric Christian institutions include the Rosicrucian Fellowship, the Anthroposophical Society, and Martinism.
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Western culture, throughout most of its history, has been nearly equivalent to Christian culture, and a large portion of the population of the Western Hemisphere can be described as practicing or nominal Christians. The notion of "Europe" and the "Western World" has been intimately connected with the concept of "Christianity and Christendom". Many even attribute Christianity for being the link that created a unified European identity.[380]
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Though Western culture contained several polytheistic religions during its early years under the Greek and Roman empires, as the centralized Roman power waned, the dominance of the Catholic Church was the only consistent force in Western Europe.[381] Until the Age of Enlightenment,[382] Christian culture guided the course of philosophy, literature, art, music and science.[381][383] Christian disciplines of the respective arts have subsequently developed into Christian philosophy, Christian art, Christian music, Christian literature, etc.
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Christianity has had a significant impact on education, as the church created the bases of the Western system of education,[384] and was the sponsor of founding universities in the Western world, as the university is generally regarded as an institution that has its origin in the Medieval Christian setting.[185] Historically, Christianity has often been a patron of science and medicine; many Catholic clergy,[385] Jesuits in particular,[386][387] have been active in the sciences throughout history and have made significant contributions to the development of science.[388] Protestantism also has had an important influence on science. According to the Merton Thesis, there was a positive correlation between the rise of English Puritanism and German Pietism on the one hand, and early experimental science on the other.[389] The civilizing influence of Christianity includes social welfare,[390] founding hospitals,[391] economics (as the Protestant work ethic),[392][393][394] architecture,[395] politics,[396] literature,[397] personal hygiene (ablution),[398][399][400] and family life.[401][402]
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Eastern Christians (particularly Nestorian Christians) contributed to the Arab Islamic civilization during the reign of the Ummayad and the Abbasid, by translating works of Greek philosophers to Syriac and afterwards, to Arabic.[403][404][405] They also excelled in philosophy, science, theology, and medicine.[406][407][408]
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Christians have made a myriad of contributions to human progress in a broad and diverse range of fields,[409] including philosophy,[410][411] science and technology,[412][413][414][415][416][417] fine arts and architecture,[418] politics, literatures, music,[419] and business.[420] According to 100 Years of Nobel Prizes a review of the Nobel Prizes award between 1901 and 2000 reveals that (65.4%) of Nobel Prizes Laureates, have identified Christianity in its various forms as their religious preference.[421]
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Postchristianity[422] is the term for the decline of Christianity, particularly in Europe, Canada, Australia, and to a minor degree the Southern Cone, in the 20th and 21st centuries, considered in terms of postmodernism. It refers to the loss of Christianity's monopoly on values and world view in historically Christian societies.
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Cultural Christians are secular people with a Christian heritage who may not believe in the religious claims of Christianity, but who retain an affinity for the popular culture, art, music, and so on related to the religion.[423]
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Christian groups and denominations have long expressed ideals of being reconciled, and in the 20th century, Christian ecumenism advanced in two ways.[424] One way was greater cooperation between groups, such as the World Evangelical Alliance founded in 1846 in London or the Edinburgh Missionary Conference of Protestants in 1910, the Justice, Peace and Creation Commission of the World Council of Churches founded in 1948 by Protestant and Orthodox churches, and similar national councils like the National Council of Churches in Australia, which includes Catholics.[424]
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The other way was an institutional union with united churches, a practice that can be traced back to unions between Lutherans and Calvinists in early 19th-century Germany. Congregationalist, Methodist, and Presbyterian churches united in 1925 to form the United Church of Canada,[425] and in 1977 to form the Uniting Church in Australia. The Church of South India was formed in 1947 by the union of Anglican, Baptist, Methodist, Congregationalist, and Presbyterian churches.[426]
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The ecumenical, monastic Taizé Community is notable for being composed of more than one hundred brothers from Protestant and Catholic traditions.[427] The community emphasizes the reconciliation of all denominations and its main church, located in Taizé, Saône-et-Loire, France, is named the "Church of Reconciliation".[427] The community is internationally known, attracting over 100,000 young pilgrims annually.[428]
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Steps towards reconciliation on a global level were taken in 1965 by the Catholic and Orthodox churches, mutually revoking the excommunications that marked their Great Schism in 1054;[429] the Anglican Catholic International Commission (ARCIC) working towards full communion between those churches since 1970;[430] and some Lutheran and Catholic churches signing the Joint Declaration on the Doctrine of Justification in 1999 to address conflicts at the root of the Protestant Reformation. In 2006, the World Methodist Council, representing all Methodist denominations, adopted the declaration.[431]
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Criticism of Christianity and Christians goes back to the Apostolic Age, with the New Testament recording friction between the followers of Jesus and the Pharisees and scribes (e.g. Matthew 15:1–20 and Mark 7:1–23).[432] In the 2nd century, Christianity was criticized by the Jews on various grounds, e.g. that the prophecies of the Hebrew Bible could not have been fulfilled by Jesus, given that he did not have a successful life.[433] Additionally, a sacrifice to remove sins in advance, for everyone or as a human being, did not fit to the Jewish sacrifice ritual; furthermore, God is said to judge people on their deeds instead of their beliefs.[434][435] One of the first comprehensive attacks on Christianity came from the Greek philosopher Celsus, who wrote The True Word, a polemic criticizing Christians as being unprofitable members of society.[436][437][438] In response, the church father Origen published his treatise Contra Celsum, or Against Celsus, a seminal work of Christian apologetics, which systematically addressed Celsus's criticisms and helped bring Christianity a level of academic respectability.[439][438]
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By the 3rd century, criticism of Christianity had mounted. Wild rumors about Christians were widely circulated, claiming that they were atheists and that, as part of their rituals, they devoured human infants and engaged in incestuous orgies.[440][441] The Neoplatonist philosopher Porphyry wrote the fifteen-volume Adversus Christianos as a comprehensive attack on Christianity, in part building on the teachings of Plotinus.[442][443]
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By the 12th century, the Mishneh Torah (i.e., Rabbi Moses Maimonides) was criticizing Christianity on the grounds of idol worship, in that Christians attributed divinity to Jesus, who had a physical body.[444] In the 19th century, Nietzsche began to write a series of polemics on the "unnatural" teachings of Christianity (e.g. sexual abstinence), and continued his criticism of Christianity to the end of his life.[445] In the 20th century, the philosopher Bertrand Russell expressed his criticism of Christianity in Why I Am Not a Christian, formulating his rejection of Christianity in the setting of logical arguments.[446]
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Criticism of Christianity continues to date, e.g. Jewish and Muslim theologians criticize the doctrine of the Trinity held by most Christians, stating that this doctrine in effect assumes that there are three gods, running against the basic tenet of monotheism.[447] New Testament scholar Robert M. Price has outlined the possibility that some Bible stories are based partly on myth in The Christ Myth Theory and its problems.[448]
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Christians are one of the most persecuted religious group in the world, especially in the Middle-East, North Africa and South and East Asia.[449] In 2017, Open Doors estimated approximately 260 million Christians are subjected annually to "high, very high, or extreme persecution"[450] with North Korea considered the most hazardous nation for Christians.[451][452] In 2019, a report[453][454] commissioned by the United Kingdom's Secretary of State of the Foreign and Commonwealth Office (FCO) to investigate global persecution of Christians found persecution has increased, and is highest in the Middle East, North Africa, India, China, North Korea, and Latin America,[clarification needed] among others,[455] and that it is global and not limited to Islamic states.[454] This investigation found that approximately 80% of persecuted believers worldwide are Christians.[18]
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Christian apologetics aims to present a rational basis for Christianity. The word "apologetic" (Greek: ἀπολογητικός apologētikos) comes from the Greek verb ἀπολογέομαι apologeomai, meaning "(I) speak in defense of".[456] Christian apologetics has taken many forms over the centuries, starting with Paul the Apostle. The philosopher Thomas Aquinas presented five arguments for God's existence in the Summa Theologica, while his Summa contra Gentiles was a major apologetic work.[457][458] Another famous apologist, G. K. Chesterton, wrote in the early twentieth century about the benefits of religion and, specifically, Christianity. Famous for his use of paradox, Chesterton explained that while Christianity had the most mysteries, it was the most practical religion.[459][460] He pointed to the advance of Christian civilizations as proof of its practicality.[461] The physicist and priest John Polkinghorne, in his Questions of Truth, discusses the subject of religion and science, a topic that other Christian apologists such as Ravi Zacharias, John Lennox, and William Lane Craig have engaged, with the latter two men opining that the inflationary Big Bang model is evidence for the existence of God.[462]
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Hence all the power of magic became dissolved; and every bond of wickedness was destroyed, men's ignorance was taken away, and the old kingdom abolished God Himself appearing in the form of a man, for the renewal of eternal life.
|
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We have also as a Physician the Lord our God Jesus the Christ the only-begotten Son and Word, before time began, but who afterwards became also man, of Mary the virgin. For 'the Word was made flesh.' Being incorporeal, He was in the body; being impassible, He was in a passable body; being immortal, He was in a mortal body; being life, He became subject to corruption, that He might free our souls from death and corruption, and heal them, and might restore them to health, when they were diseased with ungodliness and wicked lusts
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The Church, though dispersed throughout the whole world, even to the ends of the earth, has received from the apostles and their disciples this faith: ...one God, the Father Almighty, Maker of heaven, and earth, and the sea, and all things that are in them; and in one Christ Jesus, the Son of God, who became incarnate for our salvation; and in the Holy Spirit, who proclaimed through the prophets the dispensations of God, and the advents, and the birth from a virgin, and the passion, and the resurrection from the dead, and the ascension into heaven in the flesh of the beloved Christ Jesus, our Lord, and His manifestation from heaven in the glory of the Father 'to gather all things in one,' and to raise up anew all flesh of the whole human race, in order that to Christ Jesus, our Lord, and God, and Savior, and King, according to the will of the invisible Father, 'every knee should bow, of things in heaven, and things in earth, and things under the earth, and that every tongue should confess; to him, and that He should execute just judgment towards all...
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For, in the name of God, the Father and Lord of the universe, and of our Savior Jesus Christ, and of the Holy Spirit, they then receive the washing with water
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en/166.html.txt
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The Cyrillic script (/sɪˈrɪlɪk/) is a writing system used for various languages across Eurasia and is used as the national script in various Slavic, Turkic, Mongolic and Iranic-speaking countries in Eastern Europe, the Caucasus, Central Asia and Northern Asia.
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In the 9th century AD the Bulgarian Tsar Simeon I the Great, following the cultural and political course of his father Boris I, commissioned a new script, the Early Cyrillic alphabet, to be made at the Preslav Literary School in the First Bulgarian Empire, which would replace the Glagolitic script, produced earlier by Saints Cyril and Methodius and the same disciples that created the new Slavic script in Bulgaria. The usage of the Cyrillic script in Bulgaria was made official in 893.[3][4][5] The new script became the basis of alphabets used in various languages, especially those of Orthodox Slavic origin, and non-Slavic languages influenced by Russian. For centuries Cyrillic was used by Catholic and Muslim Slavs too (see Bosnian Cyrillic). As of 2019[update], around 250 million people in Eurasia use it as the official alphabet for their national languages, with Russia accounting for about half of them.[6] With the accession of Bulgaria to the European Union on 1 January 2007, Cyrillic became the third official script of the European Union, following Latin and Greek.[7]
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Cyrillic is derived from the Greek uncial script, augmented by letters from the older Glagolitic alphabet, including some ligatures. These additional letters were used for Old Church Slavonic sounds not found in Greek. The script is named in honor of the two Byzantine brothers,[8] Saints Cyril and Methodius, who created the Glagolitic alphabet earlier on. Modern scholars believe that Cyrillic was developed and formalized by the early disciples of Cyril and Methodius, particularly by Clement of Ohrid.
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In the early 18th century, the Cyrillic script used in Russia was heavily reformed by Peter the Great, who had recently returned from his Grand Embassy in Western Europe. The new letterforms, called the Civil script, became closer to those of the Latin alphabet; several archaic letters were abolished and several letters were designed by Peter himself. Letters became distinguished between upper and lower case. West European typography culture was also adopted.[9] The pre-reform forms of letters called 'Полуустав' were notably kept for use in Church Slavonic and are sometimes used in Russian even today, especially if one wants to give text 'Slavic' or 'archaic' feel.
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Cyrillic script spread throughout the East Slavic and some South Slavic territories, being adopted for writing local languages, such as Old East Slavic. Its adaptation to local languages produced a number of Cyrillic alphabets, discussed below.
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Capital and lowercase letters were not distinguished in old manuscripts.
|
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Yeri (Ы) was originally a ligature of Yer and I (Ъ + І = Ы). Iotation was indicated by ligatures formed with the letter І: Ꙗ (not an ancestor of modern Ya, Я, which is derived from Ѧ), Ѥ, Ю (ligature of І and ОУ), Ѩ, Ѭ. Sometimes different letters were used interchangeably, for example И = І = Ї, as were typographical variants like О = Ѻ. There were also commonly used ligatures like ѠТ = Ѿ.
|
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The letters also had numeric values, based not on Cyrillic alphabetical order, but inherited from the letters' Greek ancestors.
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The early Cyrillic alphabet is difficult to represent on computers. Many of the letterforms differed from those of modern Cyrillic, varied a great deal in manuscripts, and changed over time. Few fonts include glyphs sufficient to reproduce the alphabet. In accordance with Unicode policy, the standard does not include letterform variations or ligatures found in manuscript sources unless they can be shown to conform to the Unicode definition of a character.
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The Unicode 5.1 standard, released on 4 April 2008, greatly improves computer support for the early Cyrillic and the modern Church Slavonic language. In Microsoft Windows, the Segoe UI user interface font is notable for having complete support for the archaic Cyrillic letters since Windows 8.[citation needed]
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The development of Cyrillic typography passed directly from the medieval stage to the late Baroque, without a Renaissance phase as in Western Europe. Late Medieval Cyrillic letters (still found on many icon inscriptions today) show a marked tendency to be very tall and narrow, with strokes often shared between adjacent letters.
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Peter the Great, Tsar of Russia, mandated the use of westernized letter forms (ru) in the early 18th century. Over time, these were largely adopted in the other languages that use the script. Thus, unlike the majority of modern Greek fonts that retained their own set of design principles for lower-case letters (such as the placement of serifs, the shapes of stroke ends, and stroke-thickness rules, although Greek capital letters do use Latin design principles), modern Cyrillic fonts are much the same as modern Latin fonts of the same font family. The development of some Cyrillic computer typefaces from Latin ones has also contributed to the visual Latinization of Cyrillic type.
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Cyrillic uppercase and lowercase letter forms are not as differentiated as in Latin typography. Upright Cyrillic lowercase letters are essentially small capitals (with exceptions: Cyrillic ⟨а⟩, ⟨е⟩, ⟨і⟩, ⟨ј⟩, ⟨р⟩, and ⟨у⟩ adopted Western lowercase shapes, lowercase ⟨ф⟩ is typically designed under the influence of Latin ⟨p⟩, lowercase ⟨б⟩, ⟨ђ⟩ and ⟨ћ⟩ are traditional handwritten forms), although a good-quality Cyrillic typeface will still include separate small-caps glyphs.[16]
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Cyrillic fonts, as well as Latin ones, have roman and italic types (practically all popular modern fonts include parallel sets of Latin and Cyrillic letters, where many glyphs, uppercase as well as lowercase, are simply shared by both). However, the native font terminology in most Slavic languages (for example, in Russian) does not use the words "roman" and "italic" in this sense.[17] Instead, the nomenclature follows German naming patterns:
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As in Latin typography, a sans-serif face may have a mechanically sloped oblique type (naklonniy shrift—"sloped", or "slanted type") instead of italic.
|
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+
|
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+
Similarly to Latin fonts, italic and cursive types of many Cyrillic letters (typically lowercase; uppercase only for handwritten or stylish types) are very different from their upright roman types. In certain cases, the correspondence between uppercase and lowercase glyphs does not coincide in Latin and Cyrillic fonts: for example, italic Cyrillic ⟨т⟩ is the lowercase counterpart of ⟨Т⟩ not of ⟨М⟩.
|
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A boldfaced type is called poluzhirniy shrift ("semi-bold type"), because there existed fully boldfaced shapes that have been out of use since the beginning of the 20th century. A bold italic combination (bold slanted) does not exist for all font families.
|
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In Standard Serbian, as well as in Macedonian,[18] some italic and cursive letters are allowed to be different to resemble more to the handwritten letters. The regular (upright) shapes are generally standardized among languages and there are no officially recognized variations.[19]
|
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|
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The following table shows the differences between the upright and italic Cyrillic letters of the Russian alphabet. Italic forms significantly different from their upright analogues, or especially confusing to users of a Latin alphabet, are highlighted.
|
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+
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41 |
+
Note: in some fonts or styles, lowercase italic Cyrillic ⟨д⟩ (⟨д⟩) may look like Latin ⟨g⟩ and lowercase italic Cyrillic ⟨т⟩ (⟨т⟩) may look exactly like a capital italic ⟨T⟩ (⟨T⟩), only smaller.
|
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+
Among others, Cyrillic is the standard script for writing the following languages:
|
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The Cyrillic script has also been used for languages of Alaska,[22] Slavic Europe (except for Western Slavic and some Southern Slavic), the Caucasus, Siberia, and the Russian Far East.
|
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|
47 |
+
The first alphabet derived from Cyrillic was Abur, used for the Komi language. Other Cyrillic alphabets include the Molodtsov alphabet for the Komi language and various alphabets for Caucasian languages.
|
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49 |
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Since the script was conceived and popularised by the followers of Cyril and Methodius, rather than by Cyril and Methodius themselves, its name denotes homage rather than authorship. The name "Cyrillic" often confuses people who are not familiar with the script's history, because it does not identify a country of origin (in contrast to the "Greek alphabet"). Among the general public, it is often called "the Russian alphabet," because Russian is the most popular and influential alphabet based on the script. Some Bulgarian intellectuals, notably Stefan Tsanev, have expressed concern over this, and have suggested that the Cyrillic script be called the "Bulgarian alphabet" instead, for the sake of historical accuracy.[23] It must be noted here that 'alphabet' is not the same as 'script' (e.g. letter Її exists in the Cyrillic script since its very invention and is still used in Ukrainian, but is absent in the modern Bulgarian alphabet, that is Cyrillic as used in Bulgarian), so the accurate name is actually 'the Bulgarian script'.
|
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In Bulgarian, Macedonian, Russian, Serbian and Slovak, the Cyrillic alphabet is also known as azbuka, derived from the old names of the first two letters of most Cyrillic alphabets (just as the term alphabet came from the first two Greek letters alpha and beta). In the Russian language syllabaries, especially the Japanese kana, are commonly referred to as 'syllabic azbukas' rather than 'syllabic scripts'.
|
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Egyptian hieroglyphs 32 c. BCE
|
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Hangul 1443
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The Cyrillic script was created in the First Bulgarian Empire.[24] Its first variant, the Early Cyrillic alphabet, was created at the Preslav Literary School. It is derived from the Greek uncial script letters, augmented by ligatures and consonants from the older Glagolitic alphabet for sounds not found in Greek. Tradition holds that Cyrillic and Glagolitic were formalized either by Saints Cyril and Methodius who brought Christianity to the southern Slavs, or by their disciples.[25][26][27][28] Paul Cubberley posits that although Cyril may have codified and expanded Glagolitic, it was his students in the First Bulgarian Empire under Tsar Simeon the Great that developed Cyrillic from the Greek letters in the 890s as a more suitable script for church books.[24] Later Cyrillic spread among other Slavic peoples, as well as among non-Slavic Vlachs.
|
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|
59 |
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Cyrillic and Glagolitic were used for the Church Slavonic language, especially the Old Church Slavonic variant. Hence expressions such as "И is the tenth Cyrillic letter" typically refer to the order of the Church Slavonic alphabet; not every Cyrillic alphabet uses every letter available in the script.
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The Cyrillic script came to dominate Glagolitic in the 12th century. The literature produced in the Old Bulgarian language soon spread north and became the lingua franca of the Balkans and Eastern Europe, where it came to also be known as Old Church Slavonic.[29][30][31][32][33] The alphabet used for the modern Church Slavonic language in Eastern Orthodox and Eastern Catholic rites still resembles early Cyrillic. However, over the course of the following millennium, Cyrillic adapted to changes in spoken language, developed regional variations to suit the features of national languages, and was subjected to academic reform and political decrees. A notable example of such linguistic reform can be attributed to Vuk Stefanović Karadžić who updated the Serbian Cyrillic alphabet by removing certain graphemes no longer represented in the vernacular, and introducing graphemes specific to Serbian (i.e. Љ Њ Ђ Ћ Џ Ј), distancing it from Church Slavonic alphabet in use prior to the reform. Today, many languages in the Balkans, Eastern Europe, and northern Eurasia are written in Cyrillic alphabets.
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A number of languages written in a Cyrillic alphabet have also been written in a Latin alphabet, such as Azerbaijani, Uzbek, Serbian and Romanian (in the Republic of Moldova until 1989, in Romania throughout the 19th century). After the disintegration of the Soviet Union in 1991, some of the former republics officially shifted from Cyrillic to Latin. The transition is complete in most of Moldova (except the breakaway region of Transnistria, where Moldovan Cyrillic is official), Turkmenistan, and Azerbaijan. Uzbekistan still uses both systems, and Kazakhstan has officially begun a transition from Cyrillic to Latin (scheduled to be complete by 2025). The Russian government has mandated that Cyrillic must be used for all public communications in all federal subjects of Russia, to promote closer ties across the federation.[citation needed] This act was controversial for speakers of many Slavic languages; for others, such as Chechen and Ingush speakers, the law had political ramifications. For example, the separatist Chechen government mandated a Latin script which is still used by many Chechens. Those in the diaspora especially refuse to use the Chechen Cyrillic alphabet, which they associate with Russian imperialism.
|
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Standard Serbian uses both the Cyrillic and Latin scripts. Cyrillic is nominally the official script of Serbia's administration according to the Serbian constitution;[34] however, the law does not regulate scripts in standard language, or standard language itself by any means. In practice the scripts are equal, with Latin being used more often in a less official capacity.[35]
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+
The Zhuang alphabet, used between the 1950s and 1980s in portions of the People's Republic of China, used a mixture of Latin, phonetic, numeral-based, and Cyrillic letters. The non-Latin letters, including Cyrillic, were removed from the alphabet in 1982 and replaced with Latin letters that closely resembled the letters they replaced.
|
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There are various systems for Romanization of Cyrillic text, including transliteration to convey Cyrillic spelling in Latin letters, and transcription to convey pronunciation.
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Standard Cyrillic-to-Latin transliteration systems include:
|
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+
See also Romanization of Belarusian, Bulgarian, Kyrgyz, Russian, Macedonian and Ukrainian.
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|
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Representing other writing systems with Cyrillic letters is called Cyrillization.
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|
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+
As of Unicode version 13.0, Cyrillic letters, including national and historical alphabets, are encoded across several blocks:
|
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+
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The characters in the range U+0400 to U+045F are essentially the characters from ISO 8859-5 moved upward by 864 positions. The characters in the range U+0460 to U+0489 are historic letters, not used now. The characters in the range U+048A to U+052F are additional letters for various languages that are written with Cyrillic script.
|
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Unicode as a general rule does not include accented Cyrillic letters. A few exceptions include:
|
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|
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+
To indicate stressed or long vowels, combining diacritical marks can be used after the respective letter (for example, U+0301 ◌́ COMBINING ACUTE ACCENT: ы́ э́ ю́ я́ etc.).
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+
Some languages, including Church Slavonic, are still not fully supported.[citation needed]
|
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Unicode 5.1, released on 4 April 2008, introduces major changes to the Cyrillic blocks. Revisions to the existing Cyrillic blocks, and the addition of Cyrillic Extended A (2DE0 ... 2DFF) and Cyrillic Extended B (A640 ... A69F), significantly improve support for the early Cyrillic alphabet, Abkhaz, Aleut, Chuvash, Kurdish, and Moksha.[37]
|
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+
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Punctuation for Cyrillic text is similar to that used in European Latin-alphabet languages.
|
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+
|
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+
Other character encoding systems for Cyrillic:
|
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+
|
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+
Each language has its own standard keyboard layout, adopted from typewriters. With the flexibility of computer input methods, there are also transliterating or phonetic/homophonic keyboard layouts made for typists who are more familiar with other layouts, like the common English QWERTY keyboard. When practical Cyrillic keyboard layouts or fonts are unavailable, computer users sometimes use transliteration or look-alike "volapuk" encoding to type in languages that are normally written with the Cyrillic alphabet.
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Church may refer to:
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1 |
+
|
2 |
+
|
3 |
+
www.fatih.gov.tr/dunya-mimarlik-tarihinin-onemli-anitlarindan-ayasofya
|
4 |
+
|
5 |
+
Hagia Sophia (/ˈhɑːɡiə soʊˈfiːə/; from Koinē Greek: Ἁγία Σοφία, romanized: Hagía Sophía; Latin: Sancta Sophia, lit. 'Holy Wisdom'), officially the Hagia Sophia Grand Mosque (Turkish: Ayasofya-i Kebir Camii Şerifi)[2] and formerly the Church of Hagia Sophia,[3] is a Late Antique place of worship in Istanbul. Built in 537 as the patriarchal cathedral of the imperial capital of Constantinople, it was the largest Christian church of the eastern Roman Empire (the Byzantine Empire), except during the Latin Empire from 1204 to 1261, when it became the Roman Catholic cathedral. In 1453, after the Fall of Constantinople to the Ottoman Empire, it was converted into a Muslim mosque. In 1935 the secular Turkish Republic established it as a museum. In 2020, it was re-opened as a mosque.
|
6 |
+
|
7 |
+
Built by the eastern Roman emperor Justinian I as the Christian cathedral of Constantinople for the state church of the Roman Empire between 532 and 537, the church was then the world's largest interior space and among the first to employ a fully pendentive dome. It is considered the epitome of Byzantine architecture[4] and is said to have "changed the history of architecture".[5] The building was designed by the Greek geometers Isidore of Miletus and Anthemius of Tralles.[6] The present Justinianic building was the third church of the same name to occupy the site, the prior one having been destroyed in the Nika riots. Being the episcopal see of the ecumenical patriarch of Constantinople, it remained the world's largest cathedral for nearly a thousand years, until Seville Cathedral was completed in 1520. Beginning with subsequent Byzantine architecture, Hagia Sophia became the paradigmatic Orthodox church form and its architectural style was emulated by Ottoman mosques a thousand years later.[7] It has been described as "holding a unique position in the Christian world",[7] and architectural and cultural icon of Byzantine and Eastern Orthodox civilization.[8][9][10][7]
|
8 |
+
|
9 |
+
The church was dedicated to the Holy Wisdom, the Logos, the second person of the Trinity.[11] Its patronal feast falls on 25 December (Christmas), the commemoration of the incarnation of the Logos in Christ.[11] Sophia is the Latin transliteration of the Greek word for wisdom and, although sometimes referred to as Sancta Sophia, 'Saint Sophia', it is not connected with Sophia the Martyr.[12][13] The centre of the Eastern Orthodox Church for nearly one thousand years, the building witnessed the excommunication of Patriarch Michael I Cerularius officially delivered by Humbert of Silva Candida, the papal envoy of Pope Leo IX in 1054, an act that is commonly considered the start of the East–West Schism. In 1204, it was converted by the Fourth Crusaders to a Roman Catholic cathedral under the Latin Empire, before being restored to the Eastern Orthodox Church upon the return of the Byzantine Empire in 1261. The doge of Venice who led the Fourth Crusade and the 1204 Sack of Constantinople, Enrico Dandolo, was buried in the church.
|
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+
|
11 |
+
After the Fall of Constantinople to the Ottoman Empire in 1453,[14] it was converted to a mosque by Mehmed the Conqueror. The patriarchate moved to the Church of the Holy Apostles, which became the city's cathedral. Although some parts of the city had fallen into disrepair, the cathedral had been maintained with funds set aside for this purpose, and the Christian cathedral made a strong impression on the new Ottoman rulers who conceived its conversion.[15][16] The bells, altar, iconostasis, ambo and baptistery were removed and relics destroyed. The mosaics depicting Jesus, his mother Mary, Christian saints, and angels were eventually destroyed or plastered over.[17] Islamic architectural features were added, such as a minbar (pulpit), four minarets, and a mihrab – a niche indicating the direction of prayer (qibla). From its initial conversion until the construction in 1616 of the nearby Sultan Ahmed Mosque, aka the Blue Mosque, it was the principal mosque of Istanbul. The Byzantine architecture of the Hagia Sophia served as inspiration for many other religious buildings from the Hagia Sophia, Thessaloniki and Panagia Ekatontapiliani to the Blue Mosque, the Şehzade Mosque, the Süleymaniye Mosque, the Rüstem Pasha Mosque and the Kılıç Ali Pasha Complex.
|
12 |
+
|
13 |
+
The complex remained a mosque until 1931, when it was closed to the public for four years. It was re-opened in 1935 as a museum by the secular Republic of Turkey.[18] According to data released by the Ministry of Culture and Tourism, Hagia Sophia was Turkey's most visited tourist attraction in 2015[19] and 2019.[20][21]
|
14 |
+
|
15 |
+
In early July 2020, the Council of State annulled the Cabinet's 1934 decision to establish the museum, revoking the monument's status, and a subsequent decree by Turkish president Recep Tayyip Erdoğan ordered the reclassification of Hagia Sophia as a mosque.[22][23][24] The 1934 decree was ruled to be unlawful under both Ottoman and Turkish law as Hagia Sophia's waqf, endowed by Sultan Mehmed, had designated the site a mosque; proponents of the decision argued the Hagia Sophia was the personal property of the sultan.[25][26][27] This redesignation is controversial, invoking condemnation from the Turkish opposition, UNESCO, the World Council of Churches, the International Association of Byzantine Studies, and many international leaders.[28][29][30][31][32]
|
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+
|
17 |
+
The first church on the site was known as the Magna Ecclesia (Μεγάλη Ἐκκλησία, Megálē Ekklēsíā, 'Great Church'),[33][34] because of its larger dimensions in comparison to the contemporary churches in the city.[11] According to the Chronicon Paschale, the church was consecrated on 15 February 360, during the reign of the emperor Constantius II (r. 337–361), by the Arian bishop Eudoxius of Antioch,[35][36] it was built next to the area where the Great Palace was being developed. According to the 5th-century ecclesiastical historian Socrates of Constantinople, the emperor Constantius had around 346 "constructed the Great Church alongside that called Irene which because it was too small, the emperor's father [Constantine] had enlarged and beautified".[37][35] A tradition which is not older than the 7th or 8th century, reports that the edifice was built by Constantius' father, Constantine the Great (r. 306–337).[35] The 12th century chronicler Joannes Zonaras reconciles the two opinions, writing that Constantius had repaired the edifice consecrated by Eusebius of Nicomedia, after it had collapsed.[35] Since Eusebius was bishop of Constantinople 339 to 341, and Constantine died in 337, it seems that the first church was erected by Constantius.[35]
|
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+
|
19 |
+
The nearby Hagia Irene ("Holy Peace") church was completed earlier and served as cathedral until the Great Church was completed. Besides Hagia Irene, there is no record of any major churches in the city-centre before the late 4th century.[36] Rowland Mainstone argued the 4th-century church was not yet known as Hagia Sophia.[38] Though its name as the 'Great Church' implies it was larger than other Constantinopolitan churches, the only other major churches of the 4th century were the Church of St Mocius, which lay outside the Constantinian walls and was perhaps attached to a cemetery, and the Church of the Holy Apostles.[36]
|
20 |
+
|
21 |
+
The church itself is known to have had a timber roof, curtains, columns, and an entrance that faced west.[36] It probably had a narthex, and is described as being shaped like a Roman circus.[39] This may mean that it had a U-shaped plan like the basilicas of San Marcellino e Pietro and Sant'Agnese fuori le mura in Rome.[36] However, it may also have been a more conventional three-, four-, or five-aisled basilica, perhaps resembling the original Church of the Holy Sepulchre in Jerusalem or the Church of the Nativity in Bethlehem.[36] The building was likely preceded by an atrium, as in the later churches on the site.
|
22 |
+
|
23 |
+
According to Ken Dark and Jan Kostenec, a further remnant of the 4th century basilica may exist in a wall of alternating brick and stone banded masonry immediately to the west of the Justinianic church.[40] The top part of the wall is constructed with bricks stamped with brick-stamps dating from the 5th century, but the lower part is of constructed of bricks typical of the 4th century.[40] This wall was probably part of the propylaeum at the west front of both the Constantinian and Theodosian Great Church.[40]
|
24 |
+
|
25 |
+
The building was accompanied by a baptistery and a skeuophylakion.[36] A hypogeum, perhaps with an martyrium above it, was discovered before 1946 and the surviving parts of a brick wall with traces of marble revetment were identified in 2004.[40] The hypogeum was a tomb which may have been part of the 4th-century church or may have dated from the pre-Constantinian city of Byzantium.[40] The skeuophylakion is said by Palladius to have circular plan, and because some U-shaped basilicas in Rome were funerary churches with attached circular mausolea (the Mausoleum of Constantina and the Mausoleum of Helena) it is possible it originally had a funerary function, though by 405 its use had changed.[40] One much later account credited a woman called Anna with donating the land on which the church was built in return for the right to be buried there.[40]
|
26 |
+
|
27 |
+
Excavations on the western side of the site of the first church under the propylaeum wall reveal that the first church was built atop a road some 8 metres (26 ft) broad.[40] According to early accounts, the first Hagia Sophia was built on the site of an ancient pagan temple,[41][42][43] although there are no artefacts to confirm this.[44]
|
28 |
+
|
29 |
+
The Patriarch of Constantinople John Chrysostom came into a conflict with Empress Aelia Eudoxia, wife of the emperor Arcadius (r. 395–408), and was sent into exile on 20 June 404. During the subsequent riots, this first church was largely burnt down.[35] Palladius noted that the 4th-century skeuophylakion survived the fire.[45] According to Dark and Kostenec, the fire may only have affected the main basilica, leaving the surrounding ancillary buildings intact.[45]
|
30 |
+
|
31 |
+
A second church on the site was ordered by Theodosius II (r. 401–450), who inaugurated it on 10 October 415.[citation needed] The Notitia Urbis Constantinopolitanae describes the Hagia Sophia as the Magna Ecclesia, 'Great Church', while the former cathedral Hagia Irene is named the Ecclesia Antiqua, 'Old Church'. At the time of Socrates of Constantinople around 440, "both churches are enclosed by a single wall and served by the same clergy".[37] The complex would thus have encompassed a large area including the site of the later Hospital of Samson.[45] If the fire of 404 destroyed only the 4th-century main basilica church, then the 5th century Theodosian basilica could have been built surrounded by a mainly 4th-century complex.[45]
|
32 |
+
|
33 |
+
The area of the western entrance to the Justinianic Hagia Sophia revealed the western remains of its Theodosian predecessor, as well as some fragments of the Constantinian church.[45] German archaeologist Alfons Maria Schneider began conducting archaeological excavations during the mid-1930s, publishing his final report in 1941.[45] Excavations in the area that had once been the 6th-century atrium of the Justinianic church revealed the monumental western entrance and atrium, along with columns and sculptural fragments from both 4th- and 5th-century churches.[45] Further digging was abandoned for fear of impinging on the integrity of the Justinianic building, but parts of the excavation trenches remain uncovered, laying bare the foundations of the Theodosian building.
|
34 |
+
|
35 |
+
The basilica was built by architect Rufinus.[citation needed] The church's main entrance faced west, perhaps with gilded doors, and with an additional entrance to the east.[46] There was a central pulpit, and probably there was an upper gallery, possibly employed as a matroneum (women's section).[46] The exterior was decorated with elaborate carvings with rich Theodosian-era designs, of which fragments survive, while the floor just inside the portico was embellished with polychrome mosaics.[45] The surviving carved gable end from the centre of the western facade is decorated with a cross-roundel.[45] Fragments of a frieze of reliefs with 12 lambs representing the 12 apostles also remain; unlike Justinian's 6th-century church the Theodosian Hagia Sophia had both colourful floor mosaics and external decorative sculpture.[45]
|
36 |
+
|
37 |
+
At the western end, surviving stone fragments of the show there was vaulting, at least at the western end.[45] The Theodosian building had a monumental propylaeum hall with a portico, which may account for this vaulting, which was thought by the original excavators in the 1930s to be part of the western entrance of the church itself.[45] The propylaeum opened onto an atrium which lay in front of the basilica church itself. Preceding the propylaeum was a steep monumental staircase following the contours of the ground as it sloped away westwards in the direction of the Strategion, the Basilica, and the harbours of the Golden Horn.[45] This arrangement would have recalled the steps outside the atrium of the Constantinian Old St Peter's Basilica in Rome.[45] Nearby was a cistern, perhaps to supply a fountain in the atrium or for worshippers to wash with before entering.[45]
|
38 |
+
|
39 |
+
The 4th-century skeuophylakion was replaced in the 5th century by the present-day structure, a rotunda constructed of banded masonry in the lower two levels and of plain brick masonry in the third.[45] Originally this rotunda, probably employed as a treasury for liturgical objects, had an second-storey internal gallery accessed by an external spiral staircase and two levels of niches for storage.[45] A further row, of windows with marble window frames on the third level remain bricked up.[45] The gallery was supported on monumental consoles with carved acanthus designs, similar to those used on the late 5th-century Column of Leo.[45] A large lintel of the skeuophylakion's western entrance – bricked up in the Ottoman era – was discovered inside the rotunda when it was archaeologically cleared to its foundations in 1979, during which time the brickwork was also repointed.[45] The skeuophylakion was again restored in 2014 by the Vakıflar.[45]
|
40 |
+
|
41 |
+
A fire started during the tumult of the Nika Revolt, which had begun nearby in the Hippodrome of Constantinople, and the second Hagia Sophia was burnt to the ground on 13–14 January 532. The court historian Procopius wrote:[47]
|
42 |
+
|
43 |
+
And by way of shewing that it was not against the Emperor alone that they [the rioters] had taken up arms, but no less against God himself, unholy wretches that they were, they had the hardihood to fire the Church of the Christians, which the people of Byzantium call "Sophia", an epithet which they have most appropriately invented for God, by which they call His temple; and God permitted them to accomplish this impiety, foreseeing into what an object of beauty this shrine was destined to be transformed. So the whole church at that time lay a charred mass of ruins.
|
44 |
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|
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Column and capital with a Greek cross
|
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Porphyry column; column capital; impost block
|
48 |
+
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+
Soffits and cornice
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+
Columns and other fragments
|
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Frieze with lambs
|
54 |
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|
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Frieze with lambs
|
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|
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Theodosian capital for a pilaster
|
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Theodosian capital
|
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Theodosian capital for a column
|
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63 |
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Soffits
|
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On 23 February 532, only a few weeks after the destruction of the second basilica, Emperor Justinian I decided to build a third and entirely different basilica, larger and more majestic than its predecessors. It was designed by Anthemius of Tralles, and Isidore of Miletus.
|
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Construction of the church began in 532 during the short term of Phocas as praetorian prefect.[48] Phocas replaced John the Cappadocian after the Nika Riots saw the destruction of the Theodosian church, although he had previously been arrrested in 529 on suspicion of paganism.[48] According to John the Lydian, Phocas was responsible for funding the initial construction of the building with 4,000 Roman pounds of gold, although he was dismissed from office in October 532.[49][48] John the Lydian, writing in the 550s, was careful to say Phocas had acquired the funds by moral means; Evagrius Scholasticus later wrote that he had obtained the money unjustly.[50][48]
|
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According to Aristotle Kaldellis, both of Hagia Sophia's architects named by Procopius were associated with to the school of the pagan philosopher Ammonius of Alexandria.[48] It is possible that both they and John the Lydian envisaged Hagia Sophia as a great temple of the supreme Neoplantonist deity whose visible manifestation was light and the sun. John the Lydian describes the church as the "temenos of the Great God" (Greek: τὸ τοῦ μεγάλου θεοῦ Τέμενος, romanized: tò toû meglou theoû Témenos).[49][48]
|
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Originally the exterior was covered with marble veneer, as indicated by remaining pieces of marble and surviving attachments for lost panels on the building's western face.[51] The white marble cladding of much of the church, together with gilding of some parts, would have given Hagia Sophia a shimmering appearance quite different to the brick- and plaster-work of the modern period, and would greatly have increased its visibility from the sea.[51] The cathedral's interior surfaces were sheathed with polychrome marbles, green and white with purple porphyry, and gold mosaics. The exterior was clad in stucco tinted yellow and red during restorations in the 19th century at the direction of the Fossati architects.[citation needed]
|
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+
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+
Justinian chose geometer and engineer Isidore of Miletus and mathematician Anthemius of Tralles as architects. The construction is described by Procopius's On Buildings (Greek: Περὶ κτισμάτων, romanized: Peri ktismatōn, Latin: De aedificiis).[47] Columns and other marbles were brought from all over the empire, throughout the Mediterranean. The idea of these columns being spoils from cities such as Rome and Ephesus is a later invention.[52] Even though they were made specifically for Hagia Sophia, the columns show variations in size.[53] More than ten thousand people were employed. This new church was contemporaneously recognized as a major work of architecture. Outside the church was an elaborate array of monuments around the bronze-plated Column of Justinian, topped by an equestrian statue of the emperor which dominated the Augustaeum, the open square outside the church which connected it with the Great Palace complex through the Chalke Gate. At the edge of the Augustaeum was the Milion and the Regia, the first stretch of Constantinople's main thoroughfare, the Mese. Also facing the Augustaeum were the enormous Constantinian thermae, the Baths of Zeuxippus, and the Justinianic civic basilica under which was the vast cistern known as the Basilica Cistern. On the opposite side of Hagia Sophia was the former cathedral, Hagia Irene.
|
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+
|
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Referring to the destruction of the Theodosian Hagia Sophia and comparing the new church with the old, Procopius lauded the Justinianic building, writing in De aedificiis:[47]
|
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+
|
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+
... the Emperor Justinian built not long afterwards a church so finely shaped, that if anyone had enquired of the Christians before the burning if it would be their wish that the church should be destroyed and one like this should take its place, shewing them some sort of model of the building we now see, it seems to me that they would have prayed that they might see their church destroyed forthwith, in order that the building might be converted into its present form.
|
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|
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The Justinian and Patriarch Menas, inaugurated the new basilica on 27 December 537 – 5 years and 10 months after construction started – with much pomp.[54][55][56] Hagia Sophia was the seat of the Patriarchate of Constantinople and a principal setting for Byzantine imperial ceremonies, such as coronations. Like other churches throughout Christendom, the basilica offered sanctuary from persecution to outlaws.[citation needed]
|
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|
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Earthquakes in August 553 and on 14 December 557 caused cracks in the main dome and eastern semi-dome. According to the Chronicle of John Malalas, during a subsequent earthquake on 7 May 558,[57] the eastern semi-dome fell down, destroying the ambon, altar, and ciborium. The collapse was due mainly to the unfeasibly high bearing load and to the enormous shear load of the dome, which was too flat.[54] These caused the deformation of the piers which sustained the dome.[54] Justinian ordered an immediate restoration. He entrusted it to Isidorus the Younger, nephew of Isidore of Miletus, who used lighter materials. The entire vault had to be taken down and rebuilt 20 Byzantine feet (6.25 meters or 20.5 feet) higher than before, giving the building its current interior height of 55.6 meters (182 ft).[58] Moreover, Isidorus changed the dome type, erecting a ribbed dome with pendentives whose diameter was between 32.7 and 33.5 m.[54] Under Justinian's orders, eight Corinthian columns were disassembled from Baalbek, Lebanon, and shipped to Constantinople around 560.[59] This reconstruction, giving the church its present 6th-century form, was completed in 562. The poet Paul the Silentiary composed a long Greek poem, an ekphrasis, for the re-dedication of the basilica presided over by Patriarch Eutychius on 23 December 562. Paul the Silentiary's poem is conventionally known under the Latin title Descriptio Sanctae Sophiae, and he was also author of another ekphrasis on the ambon of the church, the Descripto Ambonis.[60][61] The mosaics were completed in the reign of Emperor Justin II (r. 565–578), Justinian I's successor.[citation needed]
|
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|
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+
In 726, the emperor Leo the Isaurian issued a series of edicts against the veneration of images, ordering the army to destroy all icons – ushering in the period of Byzantine iconoclasm. At that time, all religious pictures and statues were removed from the Hagia Sophia. After a brief reprieve under Empress Irene (797–802), the iconoclasts made a comeback. The Emperor Theophilus (r. 829–842) had two-winged bronze doors with his monograms installed at the southern entrance of the church.[citation needed]
|
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+
|
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+
The basilica suffered damage, first in a great fire in 859, and again in an earthquake on 8 January 869, that made one of the half-domes collapse. Emperor Basil I ordered the church repaired.[citation needed]
|
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|
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In his book De caerimoniis aulae Byzantinae ("Book of Ceremonies"), Emperor Constantine VII (r. 913–959) wrote a detailed account of the ceremonies held in the Hagia Sophia by the emperor and the patriarch.
|
88 |
+
|
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+
After the great earthquake of 25 October 989, which collapsed the western dome arch, Emperor Basil II asked for the Armenian architect Trdat, creator of the Cathedral of Ani, to direct the repairs.[62] He erected again and reinforced the fallen dome arch, and rebuilt the west side of the dome with 15 dome ribs.[63] The extent of the damage required six years of repair and reconstruction; the church was re-opened on 13 May 994. At the end of the reconstruction, the church's decorations were renovated, including the addition of four immense paintings of cherubs; a new depiction of Christ on the dome; a burial cloth of Christ shown on Fridays, and on the apse a new depiction of the Virgin Mary holding Jesus, between the apostles Peter and Paul.[64] On the great side arches were painted the prophets and the teachers of the church.[64]
|
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+
|
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+
According to the Greek historian Niketas Choniates, in 1203 during the Fourth Crusade, the emperors Isaac II Angelos and Alexios IV Angelos stripped Hagia Sophia of all the gold ornaments and all the silver oil-lamps in order to pay off the Crusaders who had ousted Alexios III Angelos and helped Isaac return to the throne.[65] Upon the subsequent Sack of Constantinople in 1204, the church was further ransacked and desecrated by the Crusaders, as described by Niketas, though he did not witness the events in person. According to his account, composed at the court of the rump Empire of Nicaea, Hagia Sophia was stripped of its remaining metal ornaments, its altar was smashed into pieces, and a "woman laden with sins" sang and danced on the synthronon.[66][67][68] He adds that mules and donkeys were brought into the cathedral's sanctuary to carry away the gilded silver plating of the bema, the ambo, and the doors and other furnishings, and that one of these slipped on the marble floor and was accidentally disembowelled, further contaminating the place.[66] According to Ali ibn al-Athir, whose treatment of the Sack of Constantinople was probably dependent on a Christian source, the Crusaders massacred some clerics who had surrendered to them.[69] Much of the interior was damaged and would not be repaired until its return to Orthodox control in 1261.[44] The sack of Hagia Sophia, and Constantinople in general, remained a sore point in Catholic–Eastern Orthodox relations.[70]
|
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+
|
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+
During the Latin occupation of Constantinople (1204–1261) the church became a Roman Catholic cathedral. Baldwin I of Constantinople (r. 1204–1205) was crowned emperor on 16 May 1204 in Hagia Sophia, at a ceremony which closely followed Byzantine practices. Enrico Dandolo, the Doge of Venice who commanded the sack and invasion of the city by the Latin Crusaders in 1204, is buried inside the church, probably in the upper eastern gallery. In the 19th century, an Italian restoration team placed a cenotaph marker, frequently mistaken as being a medieval, near the probable location and still visible today. The original tomb was destroyed by the Ottomans during the conversion of the church into a mosque.[71]
|
94 |
+
|
95 |
+
At the capture of Constantinople in 1261 by the Empire of Nicaea and the emperor Michael VIII Palaeologus, (r. 1261–1282) the church was in a dilapidated state. In 1317, emperor Andronicus II Palaeologus (r. 1282–1328) ordered four new buttresses (Byzantine Greek: Πυραμίδας, romanized: Pyramídas) to be built in the eastern and northern parts of the church, financing them with the inheritance of his late wife, Irene of Montferrat (d.1314).[17] New cracks developed in the dome after the earthquake of October 1344, and several parts of the building collapsed on 19 May 1346; consequently, the church was closed until 1354, when repairs were undertaken by architects Astras and Peralta.[citation needed]
|
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+
|
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+
On 12 December 1452, Isidore of Kiev proclaimed in Hagia Sophia the long-anticipated and short-lived ecclesiastical union between the western Catholic and eastern Orthodox Churches as decided at the Council of Florence and the papal bull Laetentur Caeli. The union was unpopular among the Byzantines, who had already expelled the Partiarch of Constantinople, Gregory III, for his pro-union stance. A new patriarch was not installed until after the Ottoman conquest. According to the Greek historian Doukas, the Hagia Sophia was tainted by these Catholic associations, and the anti-union Orthodox faithful avoided the cathedral, considering it to be a haunt of demons and a "Hellenic" temple of Roman paganism.[72]
|
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According to Nestor Iskander's Tale on the Taking of Tsargrad, the Hagia Sophia was the focus of an alarming omen interpreted as the Holy Spirit abandoning Constantinople on 21 May 1453, in the final days of the Siege of Constantinople.[73] The sky lit up, illuminating the city, and "many people gathered and saw on the Church of the Wisdom, at the top of the window, a large flame of fire issuing forth. It encircled the entire neck of the church for a long time. The flame gathered into one; its flame altered, and there was an indescribable light. At once it took to the sky. ... The light itself has gone up to heaven; the gates of heaven were opened; the light was received; and again they were closed."[73] This phenomenon was perhaps St Elmo's fire induced by gunpowder smoke and unusual weather.[73] In Niccolò Barbaro's account, the statue on the Column of Justinian in the Augustaion beside Hagia Sophia, which gestured towards Asia, was interpreted in the last days of the siege as indicating "this is the way my conqueror will come".[73]
|
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Constantinople fell to the attacking Ottoman forces on 29 May 1453. Sultan Mehmed entered the city and performed the Friday prayer and kutbah (sermon) in Hagia Sophia, this action marked the official conversion of Hagia Sophia into a mosque.[74]
|
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In accordance with the traditional custom at the time, Sultan Mehmed II allowed his troops and his entourage three full days of unbridled pillage and looting in the city shortly after it was captured. Once the three days passed, he would then claim its remaining contents for himself.[75][76] However, by the end of the first day, he proclaimed that the looting should cease as he felt profound sadness when he toured the looted and enslaved city.[77][75]
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+
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Hagia Sophia was not exempted from the pillage and looting and specifically became its focal point as the invaders believed it to contain the greatest treasures and valuables of the city.[78] Shortly after the defence of the Walls of Constantinople collapsed and the Ottoman troops entered the city victoriously, the pillagers and looters made their way to the Hagia Sophia and battered down its doors before storming in.[79]
|
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+
|
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Throughout the period of the siege of Constantinople, the trapped worshippers of the city participated in the Divine Liturgy and the Prayer of the Hours at the Hagia Sophia and the church formed a safe-haven and a refuge for many of those who were unable to contribute to the city's defence, which comprised women, children, elderly, the sick and the wounded.[80][81] Being trapped in the church, the many congregants and yet more refugees inside became spoils-of-war to be divided amongst the triumphant invaders. The building was desecrated and looted, with the helpless occupants who sought shelter within the church being enslaved.[78] While most of the elderly and the infirm/wounded and sick were killed, and the remainder (mainly teenage males and young boys) were chained up and sold into slavery.[82]
|
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+
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In an apocryphal story described by Matthias Döring, Leonardo Benvoglienti, Filippo da Rimini, and Mathieu d'Escouchy, Mehmed perpetrated the rape of a girl inside the church.[83] Two Greek refugees, Thomas Eparkhos and Joseph Diplovatazes, appear to be the source of the narrative; their accounts were translated into German and Italian.[83] According to Filippo da Rimini, who compared the girl's fate to that of Cassandra at the Fall of Troy, Mehmed claimed it was his revenge for Cassandra's rape by Ajax the Lesser in Troy's Temple of Athena.[83] In the account to Mathieu d'Escouchy, the victim was a daughter of Constantine XI whom Mehmed had tried to convert to Islam, decapitating her and sending her head to her uncle when she refused.[83] As told by Matthias Döring, Mehmed raped the girl on the church's altar, while her father and brother were made to watch, and then dismembered them all the following day.[83] Leonardo Benvoglienti added that her brother was raped as well, before father, daughter and son were all killed on the altar itself.[83] The claim of the girl being the emperor's daughter is fictitious; Constantine XI did not have a daughter, and this detail was apparently invented to closer match the tragic fate of the Trojan king Priam and his daughter Cassandra.[83]
|
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The church's priests and religious personnel continued to perform Christian rites, prayers and ceremonies until finally being forced to stop by the invaders.[82] When Sultan Mehmed and his entourage entered the church, he ordered that it be converted into a mosque at once. One of the ʿulamāʾ (Islamic scholars) present climbed onto the church's ambo and recited the shahada ("There is no god but God, and Muhammed is his messenger"), thus marking the beginning of the conversion of the church into a mosque.[17][84] Mehmed is reported to have taken a sword to a soldier who tried to prise up one of the paving slabs of the Proconnesian marble floor.[85]
|
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+
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As described by Western visitors before 1453, such as the Córdoban nobleman Pero Tafur[86] and the Florentine geographer Cristoforo Buondelmonti,[87] the church was in a dilapidated state, with several of its doors fallen from their hinges; Mehmed II ordered a renovation of the building. Mehmed attended the first Friday prayer in the mosque on 1 June 1453.[88] Aya Sofya became the first imperial mosque of Istanbul.[89] To the corresponding waqf were endowed most of the existing houses in the city and the area of the future Topkapı Palace.[17] From 1478, 2,360 shops, 1,300 houses, 4 caravanserais, 30 boza shops, and 23 shops of sheep heads and trotters gave their income to the foundation.[90] Through the imperial charters of 1520 (AH 926) and 1547 (AH 954) shops and parts of the Grand Bazaar and other markets were added to the foundation.[17]
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Before 1481, a small minaret was erected on the southwest corner of the building, above the stair tower.[17] Later, Mehmed's successor Bayezid II (r. 1481–1512) built another minaret at the northeast corner.[17] One of these collapsed after the earthquake of 1509,[17] and around the middle of the 16th century they were both replaced by two diagonally opposite minarets built at the east and west corners of the edifice.[17] In 1498, Bernardo Bonsignori was the last Western visitor to Hagia Sophia to report seeing the ancient Justinianic floor; shortly afterwards the floor was covered over with carpet and not seen again until the 19th-century.[85]
|
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In the 16th century, Sultan Suleiman the Magnificent (r. 1520–1566) brought two colossal candlesticks from his conquest of the Kingdom of Hungary and placed them on either side of the mihrab. During Suleiman's reign, the mosaics above the narthex and imperial gates depicting Jesus, Mary and various Byzantine emperors were covered by whitewash and plaster, which was removed in 1930 under the Turkish Republic.[91]
|
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During the reign of Selim II (r. 1566–1574), the building started showing signs of fatigue and was extensively strengthened with the addition of structural supports to its exterior by Ottoman architect Mimar Sinan, who was also an earthquake engineer.[92] In addition to strengthening the historic Byzantine structure, Sinan built the two additional large minarets at the western end of the building, the original sultan's lodge and the türbe (mausoleum) of Selim II to the southeast of the building in 1576–1577 / AH 984. In order to do that, parts of the Patriarchate at the south corner of the building were pulled down the previous year.[17] Moreover, the golden crescent was mounted on the top of the dome,[17] while a respect zone 35 arşin (about 24 m) wide was imposed around the building, pulling down all the houses which in the meantime had nested around it.[17] Later his türbe hosted also 43 tombs of Ottoman princes.[17] Murad III (r. 1574–1595) had two large alabaster Hellenistic urns transported from Pergamon (Bergama) and placed on two sides of the nave.[17]
|
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In 1594 / AH 1004 Mimar (court architect) Davud Ağa built the türbe of Murad III, where the Sultan and his valide, Safiye Sultan were later buried.[17] The octagonal mausoleum of their son Mehmed III (r. 1595–1603) and his valide was built next to it in 1608 (AH 1017) by royal architect Dalgiç Mehmet Aĝa.[93] His son Mustafa I (r. 1617–1618, 1622–1623) converted the baptistery into his türbe.[93]
|
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In 1717, under Sultan Ahmed III (r. 1703–1730), the crumbling plaster of the interior was renovated, contributing indirectly to the preservation of many mosaics, which otherwise would have been destroyed by mosque workers.[93] In fact, it was usual for them to sell the mosaic's tesserae—believed to be talismans—to the visitors.[93] Sultan Mahmud I ordered the restoration of the building in 1739 and added a medrese (a Koranic school, subsequently the library of the museum), an imaret (soup kitchen for distribution to the poor) and a library, and in 1740 a Şadirvan (fountain for ritual ablutions), thus transforming it into a külliye, i.e. a social complex. At the same time, a new sultan's lodge and a new mihrab were built inside.
|
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Restoration of the Hagia Sophia was ordered by Sultan Abdulmejid I (r. 1823–1861) and completed by eight hundred workers between 1847 and 1849, under the supervision of the Swiss-Italian architect brothers Gaspare and Giuseppe Fossati. The brothers consolidated the dome with a restraining iron chain and strengthened the vaults, straightened the columns, and revised the decoration of the exterior and the interior of the building.[94] The mosaics in the upper gallery were exposed and cleaned, although many were recovered "for protection against further damage".[citation needed]
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Eight new gigantic circular-framed discs or medallions were hung from the cornice, on each of the four piers and at either side of the apse and the west doors. These were painted, to designs by the calligrapher Kazasker Mustafa Izzet Efendi (1801–1877), with the names of Allah, Muhammad, the Rashidun (the first four caliphs: Abu Bakr, Umar, Uthman and Ali), and the two grandsons of Muhammad: Hasan and Husayn, the sons of Ali. The old chandeliers were replaced by new pendant ones.[citation needed]
|
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In 1850 the architects Fossati built a new maqsura or caliphal loge in Neo-Byzantine columns and an Ottoman–Rococo style marble grille, connecting to the royal pavilion behind the mosque.[94] The new maqsura was built at the extreme east end of the northern aisle, next to the north-eastern pier. The existing maqsura in the apse, near the mihrab, was demolished.[94] A new entrance was constructed for the sultan: the Hünkar Mahfili.[94] The Fossati brothers also renovated the minbar and mihrab.
|
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Outside the main building, the minarets were repaired and altered so that they were of equal height.[95] A clock building, the Muvakkithanesi was built by the Fossatis for the use of the muwaqqit (the mosque timekeeper), and a new madrasa (Islamic school) was constructed. The Kasr-ı Hümayun was also built under their direction When the restoration was finished, the mosque was re-opened with ceremonial pomp on 13 July 1849.[citation needed] An edition of lithographs from drawings made during the Fossatis' work on Hagia Sophia was published in London in 1852, entitled: Aya Sophia of Constantinople as Recently Restored by Order of H.M. The Sultan Abdulmedjid.[94]
|
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Nave before restoration, looking east.
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Nave and apse after restoration, looking east.
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Nave and entrance after restoration, looking west.
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Narthex, looking north.
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Exonarthex, looking north
|
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North aisle from the entrance looking east
|
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North aisle, looking west.
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Nave and south aisle from the north aisle.
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Northern gallery and entrance to the matroneum from the north-west.
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Southern gallery from the south-west
|
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Southern gallery from the Marble Door looking west.
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Southern gallery from the Marble Door looking east.
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In 1935, the first Turkish President and founder of the Republic of Turkey, Mustafa Kemal Atatürk, transformed the building into a museum. The carpet and the layer of mortar underneath them were removed and marble floor decorations such as the omphalion appeared for the first time since the Fossatis' restoration,[96] while the white plaster covering many of the mosaics was removed. Nevertheless, the condition of the structure deteriorated, and the World Monuments Fund (WMF) placed Hagia Sophia on 1996 World Monuments Watch, and again in 1998. The building's copper roof had cracked, causing water to leak down over the fragile frescoes and mosaics. Moisture entered from below as well. Rising ground water had raised the level of humidity within the monument, creating an unstable environment for stone and paint. The WMF secured a series of grants from 1997 to 2002 for the restoration of the dome. The first stage of work involved the structural stabilization and repair of the cracked roof, which was undertaken with the participation of the Turkish Ministry of Culture. The second phase, the preservation of the dome's interior, afforded the opportunity to employ and train young Turkish conservators in the care of mosaics. By 2006, the WMF project was complete, though many other areas of Hagia Sophia continue to require significant stability improvement, restoration and conservation.[97] Hagia Sophia is currently (2014) the second most visited museum in Turkey, attracting almost 3.3 million visitors annually.[98]
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While use of the complex as a place of worship (mosque or church) was strictly prohibited,[99] in 1991 the Turkish government allowed the allocation of a pavilion in the museum complex (Ayasofya Müzesi Hünkar Kasrı'nda) to be used as a prayer room, and since 2013, two of the museum′s minarets had been used for voicing the call to prayer (the ezan) regularly.[100][101]
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In 2007, Greek American politician Chris Spirou launched an international organization "Free Agia Sophia Council" championing the cause of restoring the building to its original function as a Christian church.[102][103][104] Since the early 2010s, several campaigns and government high officials, notably Turkey's deputy prime minister Bülent Arınç in November 2013, have been demanding that Hagia Sophia be converted into a mosque again.[105][106][107] In 2015, in response to the acknowledgement by Pope Francis of the Armenian Genocide, which is officially denied in Turkey, the mufti of Ankara, Mefail Hızlı, said that he believed that the Pope′s remarks would accelerate the conversion of Hagia Sophia into a mosque.[108]
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On 1 July 2016, Muslim prayers were held again in the Hagia Sophia for the first time in 85 years.[109] On November, the Turkish non-governmental organization, the Association for the Protection of Historic Monuments and the Environment filed a lawsuit for converting the museum into a mosque.[110] The court decided it should stay as a 'monument museum'.[111] In October 2016, Turkey's Directorate of Religious Affairs (Diyanet) appointed, for the first time in 81 years, a designated imam, Önder Soy, to the Hagia Sofia mosque (Ayasofya Camii Hünkar Kasrı'nda), located at the Hünkâr Kasrı, a pavilion for the sultans' private ablutions. Since then, the adhan has been regularly called out from the Hagia Sophia′s all four minarets five times a day.[100][101][112]
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On 13 May 2017 a large group of people, organized by the Anatolia Youth Association (AGD), gathered in front of Hagia Sophia and prayed the morning prayer with a call for the re-conversion of the museum into a mosque.[113] On 21 June 2017 the Directorate of Religious Affairs (Diyanet) organized a special programme, broadcast live by state-run television TRT, which included the recitation of the Quran and prayers in Hagia Sofia, to mark the Laylat al-Qadr.[114]
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Since 2018, Turkish president Recep Tayyip Erdoğan has spoken of reverting the status of the Hagia Sophia back to a mosque, a move seen to be very popularly accepted by the religious populace whom Erdoğan is attempting to persuade.[115] On 31 March 2018 Erdoğan recited the first verse of the Quran in the Hagia Sophia, dedicating the prayer to the "souls of all who left us this work as inheritance, especially Istanbul's conqueror," strengthening the political movement to make the Hagia Sophia a mosque once again, which would reverse Atatürk's measure of turning the Hagia Sophia into a secular museum.[116] In March 2019 Erdoğan said that he would change the status of Hagia Sophia from a museum to a mosque,[117] adding that it had been a "very big mistake" to turn it into a museum.[118] As a UNESCO World Heritage site, this change would require approval from UNESCO's World Heritage Committee.[119]
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In 2020, Turkey's government is set to celebrate the 567th anniversary of the Fall of Constantinople with an Islamic prayer in Hagia Sophia. Turkish president Recep Tayyip Erdoğan said during a televised broadcast "Al-Fath surah will be recited and prayers will be done at Hagia Sophia as part of conquest festival".[120] In May, during the anniversary events, passages from the Quran was read in the Hagia Sophia. Greece condemned this action, while Turkey in response accused Greece of making “futile and ineffective statements”.[121]
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In June, the head of the Turkey's Directorate of Religious Affairs (Diyanet) said that "we would be very happy to open Hagia Sophia for worship" and if this happens "we will provide our religious services as we do in all our mosques”.[110] On 25 June, John Haldon, president of the International Association of Byzantine Studies, wrote an open letter to Erdoğan asking that he "consider the value of keeping the Aya Sofya as a museum".[32]
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On 10 July 2020, the decision of the Council of Ministers to transform the Hagia Sophia into a museum was cancelled by the Council of State, decreeing that Hagia Sophia can be used only as a mosque and not “for any other purpose”.[122] Despite secular and global criticism, Erdoğan signed a decree annulling the Hagia Sophia's museum status, reverting it to a mosque.[123][124] The call to prayer was broadcast from the minarets shortly after the announcement of the change and rebroadcast by major Turkish news networks.[124] The Hagia Sophia Museum's social media channels were taken down the same day, with Erdoğan announcing at a press conference that prayers themselves would be held there from 24 July.[124] A presidential spokesperson said it would become a working mosque, open to anyone similar to the Parisian churches Sacré-Cœur and Notre-Dame. The spokesperson also said that the change would not affect the status of the Hagia Sophia as a UNESCO World Heritage site, and that "Christian icons" within it would continue to be protected.[115] Earlier the same day, before the final decision, the Turkish Finance and Treasury Minister Berat Albayrak and the Justice Minister Abdulhamit Gül expressed their expectations of opening the Hagia Sophia to worship for Muslims.[125][126] Mustafa Şentop, Speaker of Turkey's Grand National Assembly, said "a longing in the heart of our nation has ended".[125] A presidential spokesperson claimed that all political parties in Turkey supported Erdoğan's decision;[127] however, the Peoples' Democratic Party had previously released a statement denouncing the decision, saying "decisions on human heritage cannot be made on the basis of political games played by the government".[128] The mayor of Istanbul, Ekrem İmamoğlu, said that he supports the conversion "as long as it benefits Turkey", adding that he always said that Hagia Sophia is a mosque and for him it has remained a mosque since 1453.[129] Ali Babacan attacked the policy of his former ally Erdoğan, saying the Hagia Sophia issue "has come to the agenda now only to cover up other problems".[130] Orhan Pamuk, Turkish novelist and Nobel laureate, publicly denounced the move, saying "Kemal Atatürk changed ... Hagia Sophia from a mosque to a museum, honouring all previous Greek Orthodox and Roman Catholic history, making it as a sign of Turkish modern secularism".[124][131]
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On 17 July, Erdoğan announced that the first prayers in the Hagia Sophia would be open to between 1,000 and 1,500 worshippers, and reiterated that the issue was a matter of Turkey's sovereignty and international reaction would not deter him.[132] Turkey invited foreign leaders and officials, including Pope Francis,[133] for the first prayers which was held on Friday on July 24 2020, in the Hagia Sophia.[134]
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On 22 July, a turquoise-coloured carpet was laid to prepare the mosque for worshippers; Ali Erbaş, head of the Diyanet, attended its laying.[130] The omphalion was left exposed. Because of the COVID-19 pandemic in Turkey, Erbaş said Hagia Sophia would accommodate up to 1,000 worshippers at a time and asked that they bring "masks, a prayer rug, patience and understanding".[130] The mosque opened for Friday prayers on 24 July, the 97th anniversary of the signature of the Treaty of Lausanne, which after the victory of the Republic in the Turkish War of Independence reversed the territorial losses of the World War I's Treaty of Sèvres.[135][130] White drapes covered the mosaics of the Virgin and Child in the apse.[131] Erbaş leaned on a sword while delivering his sermon, he also said "Sultan Mehmet the Conqueror dedicated this magnificent construction to believers to remain a mosque until the Day of Resurrection".[131] Erdoğan attended the midday prayers as many worshippers prayed outside; at one point the security cordon was breached and dozens of people broke through police lines.[131] It is the fourth Byzantine church converted from museum to a mosque during Erdoğan's rule.[136]
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Days before the final decision on the conversion was made, Ecumenical Patriarch Bartholomew I of Constantinople stated in a sermon that "the conversion of Hagia Sophia into a mosque w[ould] disappoint millions of Christians around the world”, he also said that Hagia Sophia, which was "a vital center where East is embraced with the West", would "fracture these two worlds" in the event of conversion.[137][138] The proposed conversion was decried by other Orthodox Christian leaders, the Russian Orthodox Church's Patriarch Kirill of Moscow stating that "a threat to Hagia Sophia [is] a threat to all of Christian civilization".[139][140]
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Following the Turkish government′s decision, UNESCO announced it "deeply regret[ed]" the conversion "made without prior discussion", and asked Turkey to "open a dialogue without delay", stating that the lack of negotiation was "regrettable".[28][124] UNESCO further announced that the "state of conservation" of Hagia Sophia would be "examined" at the next session of the World Heritage Committee, urging Turkey "to initiate dialogue without delay, in order to prevent any detrimental effect on the universal value of this exceptional heritage".[28] Ernesto Ottone, UNESCO’s Assistant Director-General for Culture said "It is important to avoid any implementing measure, without prior discussion with UNESCO, that would affect physical access to the site, the structure of the buildings, the site’s moveable property, or the site’s management".[28] UNESCO's statement of 10 July said "these concerns were shared with the Republic of Turkey in several letters, and again yesterday evening with the representative of the Turkish Delegation" without a response.[28]
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The World Council of Churches, which claims to represent 500 million Christians of 350 denominations, condemned the decision to convert the building into a mosque, saying that would "inevitably create uncertainties, suspicions and mistrust"; the World Council of Churches urged Turkey′s president Erdoğan "to reconsider and reverse" his decision "in the interests of promoting mutual understanding, respect, dialogue and cooperation, and avoiding cultivating old animosities and divisions".[141][29][142] At the recitation of the Sunday Angelus prayer at St Peter's Square on 12 July Pope Francis said, "My thoughts go to Istanbul. I think of Santa Sophia and I am very pained" (Italian: Penso a Santa Sofia, a Istanbul, e sono molto addolorato).[a][144][30] The International Association of Byzantine Studies announced that its 21st International Congress, due to be held in Istanbul in 2021, will no longer be held there and is postponed to 2022.[32]
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Josep Borrell, the European Union's High Representative for Foreign Affairs and Vice-President of the European Commission, released a statement calling the decisions by the Council of State and Erdoğan "regrettable" and pointing out that "as a founding member of the Alliance of Civilisations, Turkey has committed to the promotion of inter-religious and inter-cultural dialogue and to fostering of tolerance and co-existence."[145] According to Borrell, the European Union member states' twenty-seven foreign ministers "condemned the Turkish decision to convert such an emblematic monument as the Hagia Sophia" at meeting on 13 July, saying it "will inevitably fuel the mistrust, promote renewed division between religious communities and undermine our efforts at dialog and cooperation" and that "there was a broad support to call on the Turkish authorities to urgently reconsider and reverse this decision".[146][147] Greece denounced the conversion and considered it a breach of the UNESCO World Heritage titling.[115] Greek culture minister Lina Mendoni called it an "open provocation to the civilised world" which "absolutely confirms that there is no independent justice" in Erdoğan's Turkey, and that his Turkish nationalism "takes his country back six centuries".[31] Greece and Cyprus called for EU sanctions on Turkey.[148] Morgan Ortagus, the spokesperson for the United States Department of State noted that "We are disappointed by the decision by the government of Turkey to change the status of the Hagia Sophia."[31] Jean-Yves Le Drian, foreign minister of France, said his country "deplores" the move, saying "these decisions cast doubt on one of the most symbolic acts of modern and secular Turkey".[142] Vladimir Dzhabarov, deputy head of the foreign affairs committee of the Russian Federation Council, said that it "will not do anything for the Muslim world. It does not bring nations together, but on the contrary brings them into collision" and calling the move a "mistake".[31] The former deputy prime minister of Italy, Matteo Salvini held a demonstration in protest outside the Turkish consulate in Milan, calling for all plans for accession of Turkey to the European Union to be terminated "once and for all".[149] In East Jerusalem, a protest was held outside the Turkish consulate on the 13 July, with the burning of a Turkish flag and the display of the Greek flag and flag of the Greek Orthodox Church.[150] In a statement the Turkish foreign ministry condemned the burning of the flag, saying "nobody can disrespect or encroach our glorious flag".[151]
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Ersin Tatar, prime minister of the Turkish Republic of Northern Cyprus which is recognized only by Turkey, welcomed the decision, calling it "sound" and "pleasing".[152][31] He further criticized the government of Cyprus, claiming that "the Greek Cypriot administration, who burned down our mosques, should not have a say in this".[152] Through a spokesman the Foreign Ministry of Iran welcomed the change, saying the decision was an "issue that should be considered as part of Turkey's national sovereignty" and "Turkey's internal affair".[153] Sergei Vershinin, deputy foreign minister of Russia, said that the matter was of one of "internal affairs, in which, of course, neither we nor others should interfere."[154] The Arab Maghreb Union was supportive.[155] Ekrema Sabri, imam of the al-Aqsa Mosque, and Ahmed bin Hamad al-Khalili, grand mufti of Oman, both congratulated Turkey on the move.[155] The Muslim Brotherhood was also in favour of the news.[155] A spokesman for the Palestinian Islamist movement Hamas called the verdict a "a proud moment for all Muslims".[156] Pakistani politician Chaudhry Pervaiz Elahi of the Pakistan Muslim League (Q) welcomed the ruling, claiming it was "not only in accordance with the wishes of the people of Turkey but the entire Muslim world".[157] The Muslim Judicial Council group in South Africa praised the move, calling it "a historic turning point".[158] In Nouakchott, capital of Mauritania, there were prayers and celebrations topped by the sacrifice of a camel.[159] On the other hand, Shawki Allam, grand mufti of Egypt, ruled that conversion of the Hagia Sophia to a mosque is "impermissible".[160]
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When President Erdoğan announced that the first Muslim prayers would be held inside the building on 24 July, he added that "like all our mosques, the doors of Hagia Sophia will be wide open to locals and foreigners, Muslims and non-Muslims." Presidential spokesman İbrahim Kalın said that the icons and mosaics of the building would be preserved, and that "in regards to the arguments of secularism, religious tolerance and coexistence, there are more than four hundred churches and synagogues open in Turkey today."[161] Ömer Çelik, spokesman for the ruling Justice and Development Party (AKP), announced on 13 July that entry to Hagia Sophia would be free of charge and open to all visitors outside prayer times, during which Christian imagery in the building's mosaics would be covered by curtains or lasers.[149] In response to the criticisms of Pope Francis, Çelik said that the papacy was responsible for the greatest disrespect done to the site, during the 13th-century Roman Catholic Fourth Crusade's sack of Constantinople and the Latin Empire, during which the cathedral was pillaged.[149] The Turkish foreign minister, Mevlüt Çavuşoğlu told TRT Haber on 13 July that the government was surprised at the reaction of UNESCO, saying that "We have to protect our ancestors’ heritage. The function can be this way or that way – it does not matter".[162]
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On 14 July the prime minister of Greece, Kyriakos Mitsotakis said his government was "considering its response at all levels" to what he called Turkey's "unnecessary, petty initiative", and that "with this backward action, Turkey is opting to sever links with western world and its values".[163] In relation to both Hagia Sophia and the Cyprus–Turkey maritime zones dispute, Mitsotakis called for European sanctions against Turkey, referring to it as "a regional troublemaker, and which is evolving into a threat to the stability of the whole south-east Mediterranean region".[163] Dora Bakoyannis, Greek former foreign minister, said Turkey's actions had "crossed the Rubicon", distancing itself from the West.[164] On the day of the building's re-opening, Mitsotakis called it not a show of power but evidence of Turkey's weakness.[131]
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Hagia Sophia is one of the greatest surviving examples of Byzantine architecture.[4] Its interior is decorated with mosaics and marble pillars and coverings of great artistic value. The temple itself was so richly and artistically decorated that according to much later legend, Justinian proclaimed, "Solomon, I have outdone thee!" (Byzantine Greek: Νενίκηκά σε Σολομών). Justinian himself had overseen the completion of the greatest cathedral ever built up to that time, and it was to remain the largest cathedral for 1,000 years up until the completion of the cathedral in Seville in Spain.[165]
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The Hagia Sophia is of masonry construction. The structure has brick and mortar joints that are 1.5 times the width of the bricks. The mortar joints are composed of a combination of sand and minute ceramic pieces distributed evenly throughout the mortar joints. This combination of sand and potsherds was often used in Roman concrete, predecessor of modern concrete.[166]
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Justinian's basilica was at once the culminating architectural achievement of late antiquity and the first masterpiece of Byzantine architecture. Its influence, both architecturally and liturgically, was widespread and enduring in the Eastern Christianity, Western Christianity, and Islam alike.
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The vast interior has a complex structure. The nave is covered by a central dome which at its maximum is 55.6 m (182 ft 5 in) from floor level and rests on an arcade of 40 arched windows. Repairs to its structure have left the dome somewhat elliptical, with the diameter varying between 31.24 and 30.86 m (102 ft 6 in and 101 ft 3 in).[citation needed]
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At the western entrance side and eastern liturgical side, there are arched openings extended by half domes of identical diameter to the central dome, carried on smaller semi-domed exedrae; a hierarchy of dome-headed elements built up to create a vast oblong interior crowned by the central dome, with a clear span of 76.2 m (250 ft).[4]
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The theories of Hero of Alexandria, a Hellenistic mathematician of the 1st century AD, may have been utilized to address the challenges presented by building such an expansive dome over so large a space.[167] The idea is that
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π
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{\displaystyle \pi }
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, which is not expressible as a rational number, was approximated and deliberately used as a less accurate rational value that approximates the irrational number
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π
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{\displaystyle \pi }
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. This is appropriate for 22/7 which was used for solving circle problems in construction. When it is ascertained that the circle circumference is U=D*22/7, several elegant solutions are produced, among them those which use a diameter which is cancelling the denominator. As thus Svenshon and Stiffel proposed that the architects used Heron's proposed values for constructing vaults. Central for the erection of the dome of the Hagia Sophia was that the central square corresponds to a diagonal, which is expressible as a rational number approximating
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2
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{\displaystyle {\sqrt {2}}}
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. If this was not rightly done, all related measures to the square would not be manageable by the instruments of the surveyors of those times. As thus for the calculation of the square measurements derived from the so-called side-and-diagonal number progression were used. With its help, approximations for
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2
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{\displaystyle {\sqrt {2}}}
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can be produced, which is essential for measuring all types of square or square-related objects and surfaces (i.e. 1/1, 3/2, 7/5, 17/12, 41/29, 99/70). With this method, the squares defined by the numbers 12 and 17, whereas 12 defines the side of the square and 17 its diagonal, has been used as a standard value as early as in cuneiform Babylonian texts.[168]
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As the great square in Hagia Sophia is 31 m long, it was previously thought, without any reassurance,[clarification needed] that this length corresponded to 100 Byzantine feet.[citation needed] Yet such a round figure for the square side would lead to a diagonal with the irrational length of 141.421... because of the factor
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2
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{\displaystyle {\sqrt {2}}}
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. This would mean that the square and all dimensions related to it would not be manageable. It has now been realised that in this context, the diagonal is nothing else but the diameter of the circle defined by the vault's circumference, while at the same time, as Heron's circle calculations, in which the practical diameter-values 7 and 14 were used, that the diagonal of the square, or diameter of the circle has been calculated with the tenfold of the exemplary value of 14 or else 140 Byzantine feet. If the dimension of the dome diameter of the Hagia Sophia is constructed with a value that fits to the approximation of
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π
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{\displaystyle \pi }
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(22/7) all derived values become rational: 70*22/7=220; 105*22/7=330; 140*22/7=440, ... 210*22/7=660.[citation needed]
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Therefore, Svenshon suggested that the size of the side of the central square of Hagia Sophia is not 100 Byzantine feet, but instead 99. This measurement is not only rational, but is also embedded in the system of the side-and-diagonal number progression (70/99) and therefore a usable value by the applied mathematics of antiquity. It gives a diagonal of 140 which is manageable for constructing a huge dome as was done in the Hagia Sophia.[169]
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The Imperial Gate was the main entrance between the exo- and esonarthex. It was reserved exclusively for the Emperor. The Byzantine mosaic above the portal depicts Christ and an unnamed emperor. A long ramp from the northern part of the outer narthex leads up to the upper gallery.
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The upper gallery, the matroneum, is laid out in a horseshoe shape that encloses the nave on three sides and is interrupted by the apse. Several mosaics are preserved in the upper gallery, an area traditionally reserved for the Empress and her court. The best-preserved mosaics are located in the southern part of the gallery.
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The upper gallery contains runic graffiti presumed to be left by members of the Varangian Guard.
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Throughout history the Hagia Sophia has been a victim to natural disasters, such as earthquakes, and has also fallen victim to vandalism. Structural damage can easily be seen on its exterior surface. To ensure that the Hagia Sophia did not sustain any damage on the interior of the building, studies have been conducted using ground penetrating radar within the gallery of the Hagia Sophia. With the use of GPR (ground penetrating radar), teams discovered weak zones within the Hagia Sophia's gallery and also concluded that the curvature of the vault dome has been shifted out of proportion, compared to its original angular orientation.[170]
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The dome of Hagia Sophia has spurred particular interest for many art historians, architects and engineers because of the innovative way the original architects envisioned it. The dome is carried on four spherical triangular pendentives, one of the first large-scale uses of them. The pendentives are the corners of the square base of the dome, which curve upwards into the dome to support it, restraining the lateral forces of the dome and allowing its weight to flow downwards.[171][172] It was the largest pendentive dome in the world until the completion of St Peter's Basilica, and has a much lower height than any other dome of such a large diameter.
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The great dome at the Hagia Sophia is one hundred and seven feet in diameter and is only two feet thick. The main building material for the Hagia Sophia composed of brick and mortar. Brick aggregate was used to make roofs easier to construct. The aggregate weighs one hundred and fifty pounds per cubic foot, an average weight of masonry construction at the time. Due to the materials plasticity it was chosen over cut stone due to the fact that aggregate can be used over a longer distance.[173] According to Rowland Mainstone, "it is unlikely that the vaulting-shell is anywhere more than one normal brick in thickness".[174]
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The weight of the dome remained a problem for most of the building's existence. The original cupola collapsed entirely after the earthquake of 558; in 563 a new dome was built by Isidore the younger, a nephew of Isidore of Miletus. Unlike the original, this included 40 ribs and was raised 20 feet, in order to lower the lateral forces on the church walls. A larger section of the second dome collapsed as well, in two episodes, so that today only two sections of the present dome, in the north and south side, still date from the 562 reconstructions. Of the whole dome's 40 ribs, the surviving north section contains eight ribs, while the south section includes six ribs.[175]
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Although this design stabilizes the dome and the surrounding walls and arches, the actual construction of the walls of Hagia Sophia weakened the overall structure. The bricklayers used more mortar than brick, which is more effective if the mortar was allowed to settle as the building would have been more flexible; however, the builders raced to complete the building and left no time for the mortar to cure before they began the next layer. When the dome was erected, its weight caused the walls to lean outward because of the wet mortar underneath. When Isidore the Younger rebuilt the fallen cupola, he had first to build up the interior of the walls to make them vertical again. Additionally, the architect raised the height of the rebuilt dome by approximately 6 metres (20 ft) so that the lateral forces would not be as strong and its weight would be transmitted more effectively down into the walls. Moreover, he shaped the new cupola like a scalloped shell or the inside of an umbrella, with ribs that extend from the top down to the base. These ribs allow the weight of the dome to flow between the windows, down the pendentives, and ultimately to the foundation.[176]
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Hagia Sophia is famous for the light that reflects everywhere in the interior of the nave, giving the dome the appearance of hovering above. This effect was achieved by inserting forty windows around the base of the original structure. Moreover, the insertion of the windows in the dome structure reduced its weight.[176]
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Numerous buttresses have been added throughout the centuries. The flying buttresses to the west of the building, although thought to have been constructed by the Crusaders upon their visit to Constantinople, are actually built during the Byzantine era. This shows that the Romans had prior knowledge of flying buttresses which can also be seen at in Greece, at the Rotunda of Galerius in Thessaloniki and at the monastery of Hosios Loukas in Boeotia, and in Italy at the octagonal basilica of San Vitale in Ravenna.[176] Other buttresses were constructed during the Ottoman times under the guidance of the architect Sinan. A total of 24 buttresses were added.[177]
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The minarets were an Ottoman addition and not part of the original church's Byzantine design. They were built for notification of invitations for prayers (adhan) and announcements. Mehmed had built a wooden minaret over one of the half domes soon after Hagia Sophia's conversion from a cathedral to a mosque. This minaret does not exist today. One of the minarets (at southeast) was built from red brick and can be dated back from the reign of Mehmed or his successor Beyazıd II. The other three were built from white limestone and sandstone, of which the slender northeast column was erected by Bayezid II and the two identical larger minarets to the west were erected by Selim II and designed by the famous Ottoman architect Mimar Sinan. Both are 60 metres (200 ft) in height, and their thick and massive patterns complete Hagia Sophia's main structure. Many ornaments and details were added to these minarets on repairs during the 15th, 16th, and 19th centuries, which reflect each period's characteristics and ideals.[178][179]
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Originally, under Justinian's reign, the interior decorations consisted of abstract designs on marble slabs on the walls and floors, as well as mosaics on the curving vaults. Of these mosaics, one can still see the two archangels Gabriel and Michael in the spandrels (corners) of the bema. There were already a few figurative decorations, as attested by the late 6th-century ekphrasis of Paul the Silentiary, the Description of Hagia Sophia. The spandrels of the gallery are faced in inlaid thin slabs (opus sectile), showing patterns and figures of flowers and birds in precisely cut pieces of white marble set against a background of black marble. In later stages, figurative mosaics were added, which were destroyed during the iconoclastic controversy (726–843). Present mosaics are from the post-iconoclastic period.
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Apart from the mosaics, many figurative decorations were added during the second half of the 9th century: an image of Christ in the central dome; Eastern Orthodox saints, prophets and Church Fathers in the tympana below; historical figures connected with this church, such as Patriarch Ignatius; and some scenes from the Gospels in the galleries.Basil II let artists paint on each of the four pendentives a giant six-winged seraph.[64] The Ottomans covered their faces with a golden star,[64] but in 2009 one of them was restored to the original state.[180]
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The loggia of the empress is located in the centre of the gallery of the Hagia Sophia, above the Imperial Door and directly opposite the apse. From this matroneum (women's gallery), the empress and the court-ladies would watch the proceedings down below. A green stone disc of verd antique marks the spot where the throne of the empress stood.[181][182]
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Two huge marble lustration (ritual purification) urns were brought from Pergamon during the reign of Sultan Murad III. From the Hellenistic period, they are carved from single blocks of marble.[17]
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The Marble Door inside the Hagia Sophia is located in the southern upper enclosure or gallery. It was used by the participants in synods, who entered and left the meeting chamber through this door. It is said[by whom?] that each side is symbolic and that one side represents heaven while the other represents hell. Its panels are covered in fruits and fish motives. The door opens into a space that was used as a venue for solemn meetings and important resolutions of patriarchate officials.[183]
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The Nice Door is the oldest architectural element found in the Hagia Sophia dating back to the 2nd century BC. The decorations are of reliefs of geometric shapes as well as plants that are believed to have come from a pagan temple in Tarsus in Cilicia, part of the Cibyrrhaeot Theme in modern-day Mersin Province in southeastern Turkey. It was incorporated into the building by Emperor Theophilos in 838 where it is placed in the south exit in the inner narthex.[184]
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The Imperial Door is the door that would be used solely by the Emperor as well as his personal bodyguard and retinue. It is the largest door in the Hagia Sophia and has been dated to the 6th century. It is about 7 meters long and Byzantine sources say it was made with wood from Noah's Ark.[185]
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At the northwest of the building, there is a column with a hole in the middle covered by bronze plates. This column goes by different names; the "perspiring" or "sweating column", the "crying column", or the "wishing column". The column is said to be damp when touched and have supernatural powers.[186] The legend states that since Gregory the Wonderworker appeared near the column in the year 1200, it has been moist. It is believed that touching the moisture cures many illnesses.[187][188]
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The first mosaics which adorned the church were completed during the reign of Justin II.[189] Many of the non-figurative mosaics in the church come from this period. Most of the mosaics, however, were created in the 10th and 12th centuries,[190] following the periods of Byzantine Iconoclasm.
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During the Sack of Constantinople in 1204, the Latin Crusaders vandalized valuable items in every important Byzantine structure of the city, including the golden mosaics of the Hagia Sophia. Many of these items were shipped to Venice, whose Doge, Enrico Dandolo, had organized the invasion and sack of Constantinople after an agreement with Prince Alexios Angelos, the son of a deposed Byzantine emperor.
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Following the building's conversion into a mosque in 1453, many of its mosaics were covered with plaster, due to Islam's ban on representational imagery. This process was not completed at once, and reports exist from the 17th century in which travellers note that they could still see Christian images in the former church. In 1847–1849, the building was restored by two Swiss-Italian Fossati brothers, Gaspare and Giuseppe, and Sultan Abdulmejid I allowed them to also document any mosaics they might discover during this process, which were later archived in Swiss libraries.[191] This work did not include repairing the mosaics and after recording the details about an image, the Fossatis painted it over again. The Fossatis restored the mosaics of the two hexapteryga (singular Greek: ἑξαπτέρυγον, pr. hexapterygon, six-winged angel; it is uncertain whether they are seraphim or cherubim) located on the two east pendentives, covering their faces again before the end of the restoration.[192] The other two placed on the west pendentives are copies in paint created by the Fossatis since they could find no surviving remains of them.[192] As in this case, the architects reproduced in paint damaged decorative mosaic patterns, sometimes redesigning them in the process. The Fossati records are the primary sources about a number of mosaic images now believed to have been completely or partially destroyed in the 1894 Istanbul earthquake. These include a mosaic over a now-unidentified Door of the Poor, a large image of a jewel-encrusted cross, and many images of angels, saints, patriarchs, and church fathers. Most of the missing images were located in the building's two tympana.
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One mosaic they documented is Christ Pantocrator in a circle, which would indicate it to be a ceiling mosaic, possibly even of the main dome which was later covered and painted over with Islamic calligraphy that expounds God as the light of the universe. The Fossatis' drawings of the Hagia Sophia mosaics are today kept in the Archive of the Canton of Ticino.[193]
|
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+
|
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Many mosaics were uncovered in the 1930s by a team from the Byzantine Institute of America led by Thomas Whittemore. The team chose to let a number of simple cross images remain covered by plaster but uncovered all major mosaics found.
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|
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Because of its long history as both a church and a mosque, a particular challenge arises in the restoration process. Christian iconographic mosaics can be uncovered, but often at the expense of important and historic Islamic art. Restorers have attempted to maintain a balance between both Christian and Islamic cultures. In particular, much controversy rests upon whether the Islamic calligraphy on the dome of the cathedral should be removed, in order to permit the underlying Pantocrator mosaic of Christ as Master of the World, to be exhibited (assuming the mosaic still exists).[194]
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|
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The Hagia Sophia has been a victim to natural disasters that have caused deterioration to the buildings structure and walls. The deterioration of the Hagia Sophia's walls can be directly relate to salt crystallization. The crystallization of salt is due to an intrusion of rainwater that is at fault for the Hagia Sophia's deteriorating inner and outer walls. Diverting excess rainwater is the main solution to solve the deteriorating walls at the Hagia Sophia.[195]
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|
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Built between 532–537 a subsurface structure under the Hagia Sophia has been under investigation, using LaCoste-Romberg gravimeters to determine the depth of the subsurface structure and to discover other hidden cavities beneath the Hagia Sophia. The hidden cavities have also acted as a support system against earthquakes. With these findings using the LaCoste-Romberg gravimeters, it was also discovered that the Hagia Sophia's foundation is built on a slope of natural rock.[196]
|
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|
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The Imperial Gate mosaic is located in the tympanum above that gate, which was used only by the emperors when entering the church. Based on style analysis, it has been dated to the late 9th or early 10th century. The emperor with a nimbus or halo could possibly represent emperor Leo VI the Wise or his son Constantine VII Porphyrogenitus bowing down before Christ Pantocrator, seated on a jewelled throne, giving his blessing and holding in his left hand an open book.[197] The text on the book reads: "Peace be with you" (John 20:19, 20:26) and "I am the light of the world" (John 8:12). On each side of Christ's shoulders is a circular medallion with busts: on his left the Archangel Gabriel, holding a staff, on his right his mother Mary.[198]
|
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|
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+
The southwestern entrance mosaic, situated in the tympanum of the southwestern entrance, dates from the reign of Basil II.[199] It was rediscovered during the restorations of 1849 by the Fossatis. The Virgin sits on a throne without a back, her feet resting on a pedestal, embellished with precious stones. The Christ Child sits on her lap, giving his blessing and holding a scroll in his left hand. On her left side stands emperor Constantine in ceremonial attire, presenting a model of the city to Mary. The inscription next to him says: "Great emperor Constantine of the Saints". On her right side stands emperor Justinian I, offering a model of the Hagia Sophia. The medallions on both sides of the Virgin's head carry the nomina sacra MP and ΘΥ, abbreviations of the Greek: Μήτηρ του Θεοῦ, romanized: Mētēr Theou, lit. 'Mother of God'.[200]
|
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|
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+
The Virgin and Child mosaic was the first of the post-iconoclastic mosaics. It was inaugurated on 29 March 867 by Patriarch Photius and the emperors Michael III and Basil I. This mosaic is situated in a high location on the half dome of the apse. Mary is sitting on a throne without a back, holding the Child Jesus on her lap. Her feet rest on a pedestal. Both the pedestal and the throne are adorned with precious stones. The portraits of the archangels Gabriel and Michael (largely destroyed) in the bema of the arch also date from the 9th century. The mosaics are set against the original golden background of the 6th century. These mosaics were believed to be a reconstruction of the mosaics of the 6th century that were previously destroyed during the iconoclastic era by the Byzantines of that time, as represented in the inaugural sermon by the patriarch Photios. However, no record of figurative decoration of Hagia Sophia exists before this time.[201]
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|
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The Emperor Alexander mosaic is not easy to find for the first-time visitor, located on the second floor in a dark corner of the ceiling. It depicts the emperor Alexander in full regalia, holding a scroll in his right hand and a globus cruciger in his left. A drawing by the Fossatis showed that the mosaic survived until 1849 and that Thomas Whittemore, founder of the Byzantine Institute of America who was granted permission to preserve the mosaics, assumed that it had been destroyed in the earthquake of 1894. Eight years after his death, the mosaic was discovered in 1958 largely through the researches of Robert Van Nice. Unlike most of the other mosaics in Hagia Sophia, which had been covered over by ordinary plaster, the Alexander mosaic was simply painted over and reflected the surrounding mosaic patterns and thus was well hidden. It was duly cleaned by the Byzantine Institute's successor to Whittemore, Paul A. Underwood.[202][203]
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The Empress Zoe mosaic on the eastern wall of the southern gallery date from the 11th century. Christ Pantocrator, clad in the dark blue robe (as is the custom in Byzantine art), is seated in the middle against a golden background, giving his blessing with the right hand and holding the Bible in his left hand. On either side of his head are the nomina sacra IC and XC, meaning Iēsous Christos. He is flanked by Constantine IX Monomachus and Empress Zoe, both in ceremonial costumes. He is offering a purse, as a symbol of donation, he made to the church, while she is holding a scroll, symbol of the donations she made. The inscription over the head of the emperor says: "Constantine, pious emperor in Christ the God, king of the Romans, Monomachus". The inscription over the head of the empress reads as follows: "Zoë, the very pious Augusta". The previous heads have been scraped off and replaced by the three present ones. Perhaps the earlier mosaic showed her first husband Romanus III Argyrus or her second husband Michael IV. Another theory is that this mosaic was made for an earlier emperor and empress, with their heads changed into the present ones.[204]
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The Comnenus mosaic, also located on the eastern wall of the southern gallery, dates from 1122. The Virgin Mary is standing in the middle, depicted, as usual in Byzantine art, in a dark blue gown. She holds the Christ Child on her lap. He gives his blessing with his right hand while holding a scroll in his left hand. On her right side stands emperor John II Comnenus, represented in a garb embellished with precious stones. He holds a purse, symbol of an imperial donation to the church. his wife, the empress Irene of Hungary stands on the left side of the Virgin, wearing ceremonial garments and offering a document. Their eldest son Alexius Comnenus is represented on an adjacent pilaster. He is shown as a beardless youth, probably representing his appearance at his coronation aged seventeen. In this panel, one can already see a difference with the Empress Zoe mosaic that is one century older. There is a more realistic expression in the portraits instead of an idealized representation. The Empress Irene (born Piroska), daughter of Ladislaus I of Hungary, is shown with plaited blond hair, rosy cheeks, and grey eyes, revealing her Hungarian descent. The emperor is depicted in a dignified manner.[205]
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The Deësis mosaic (Δέησις, "Entreaty") probably dates from 1261. It was commissioned to mark the end of 57 years of Roman Catholic use and the return to the Eastern Orthodox faith. It is the third panel situated in the imperial enclosure of the upper galleries. It is widely considered the finest in Hagia Sophia, because of the softness of the features, the humane expressions and the tones of the mosaic. The style is close to that of the Italian painters of the late 13th or early 14th century, such as Duccio. In this panel the Virgin Mary and John the Baptist (Ioannes Prodromos), both shown in three-quarters profile, are imploring the intercession of Christ Pantocrator for humanity on Judgment Day. The bottom part of this mosaic is badly deteriorated.[206] This mosaic is considered as the beginning of a renaissance in Byzantine pictorial art.[207]
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The northern tympanum mosaics feature various saints. They have been able to survive due to their high and inaccessible location. They depict Patriarchs of Constantinople John Chrysostom and Ignatius standing, clothed in white robes with crosses, and holding richly jewelled Bibles. The figures of each patriarch, revered as saints, are identifiable by labels in Greek. The other mosaics in the other tympana have not survived probably due to the frequent earthquakes, as opposed to any deliberate destruction by the Ottoman conquerors.[208]
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The dome was decorated with four non-identical figures of the six-winged angels which protect the Throne of God; it is uncertain whether they are seraphim or cherubim. The mosaics survive in the eastern part of the dome, but since the ones on the western side were damaged during the Byzantine period, they have been renewed as frescoes. During the Ottoman period each seraph's (or cherub's) face was covered with metallic lids in the shape of stars, but these were removed to reveal the faces during renovations in 2009.[209]
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Mosaic in the northern tympanum depicting Saint John Chrysostom
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Six patriarchs mosaic in the southern tympanum as drawn by the Fossati brothers
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Moasics as drawn by the Fossati brothers
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Interior of the Hagia Sophia by John Singer Sargent, 1891
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Photograph by Sébah & Joaillier, c.1900–10
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Watercolour of the interior by Philippe Chaperon, 1893
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Detail of relief on the Marble Door.
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Imperial Gate from the nave
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19th-century centotaph of Enrico Dandolo, Doge of Venice, and commander of the 1204 Sack of Constantinople
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Ambigram ΝΙΨΟΝ��ΝΟΜΗΜΑΤΑΜΗΜΟΝΑΝΟΨΙΝ ("Wash your sins, not only the face") inscribed upon a holy water font
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Gate of the külliye, by John Frederick Lewis, 1838
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Fountain of Ahmed III from the gate of the külliye, by John Frederick Lewis, 1838
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Southern side of Hagia Sophia, looking east, by John Frederick Lewis, 1838
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From Verhandeling van de godsdienst der Mahometaanen, by Adriaan Reland, 1719
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Hagia Sophia from the south-west, 1914
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Hagia Sophia in the snow, December 2015
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Maschinengewehr 08 mounted on a minaret during World War II
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Many religious buildings have been modeled on the Hagia Sophia's core structure of a large central dome resting on pendentives and buttressed by two semi-domes.
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Many Byzantine churches were modeled on the Hagia Sophia including the namesake Hagia Sophia in Thessaloniki, Greece. Under Justinian, the Hagia Irene was remodeled to have a dome similar to the Hagia Sophia.
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Several mosques commissioned by the Ottoman dynasty closely mimic the geometry of the Hagia Sophia, including the Süleymaniye Mosque and the Bayezid II Mosque. In many cases, Ottoman architects preferred to surround the central dome with four semi-domes rather than two.[210] This is true in the Sultan Ahmed Mosque, the New Mosque (Istanbul), and the Fatih Mosque. Like the original plan of the Hagia Sophia, many of these mosques are also entered through a colonnaded courtyard. However, the courtyard of the Hagia Sophia no longer exists.
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Neo-Byzantine churches modeled on the Hagia Sophia include the Kronstadt Naval Cathedral and Poti Cathedral which closely replicate the internal geometry of the Hagia Sophia. The interior of the Kronstadt Naval Cathedral is a nearly 1-to-1 copy of the Hagia Sophia. The marble revetment also closely mimics the source work. Like Ottoman mosques, many churches based on the Hagia Sophia include four semi-domes rather than two, such as the Church of Saint Sava in Belgrade.
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Several churches combine the layout of the Hagia Sophia with a Latin cross plan. For instance, the Cathedral Basilica of Saint Louis (St. Louis), where the transept is formed by two semi-domes surrounding the main dome. This church also closely emulates the column capitals and mosaic styles of the Hagia Sophia. Other similar examples include the Alexander Nevsky Cathedral, Sofia, St Sophia's Cathedral, London, Saint Clement Catholic Church, Chicago, and Basilica of the National Shrine of the Immaculate Conception.
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The Catedral Metropolitana Ortodoxa in São Paulo and the Église du Saint-Esprit (Paris) closely follow the interior layout of the Hagia Sophia. Both include four semi-domes, but the two lateral semi-domes are very shallow. In terms of size, the Église du Saint-Esprit is about two-thirds the scale of the Hagia Sophia.
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Synagogues based on the Hagia Sophia include the Congregation Emanu-El (San Francisco), Great Synagogue of Florence, and Hurva Synagogue.
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Articles
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Mosaics
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www.fatih.gov.tr/dunya-mimarlik-tarihinin-onemli-anitlarindan-ayasofya
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Hagia Sophia (/ˈhɑːɡiə soʊˈfiːə/; from Koinē Greek: Ἁγία Σοφία, romanized: Hagía Sophía; Latin: Sancta Sophia, lit. 'Holy Wisdom'), officially the Hagia Sophia Grand Mosque (Turkish: Ayasofya-i Kebir Camii Şerifi)[2] and formerly the Church of Hagia Sophia,[3] is a Late Antique place of worship in Istanbul. Built in 537 as the patriarchal cathedral of the imperial capital of Constantinople, it was the largest Christian church of the eastern Roman Empire (the Byzantine Empire), except during the Latin Empire from 1204 to 1261, when it became the Roman Catholic cathedral. In 1453, after the Fall of Constantinople to the Ottoman Empire, it was converted into a Muslim mosque. In 1935 the secular Turkish Republic established it as a museum. In 2020, it was re-opened as a mosque.
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Built by the eastern Roman emperor Justinian I as the Christian cathedral of Constantinople for the state church of the Roman Empire between 532 and 537, the church was then the world's largest interior space and among the first to employ a fully pendentive dome. It is considered the epitome of Byzantine architecture[4] and is said to have "changed the history of architecture".[5] The building was designed by the Greek geometers Isidore of Miletus and Anthemius of Tralles.[6] The present Justinianic building was the third church of the same name to occupy the site, the prior one having been destroyed in the Nika riots. Being the episcopal see of the ecumenical patriarch of Constantinople, it remained the world's largest cathedral for nearly a thousand years, until Seville Cathedral was completed in 1520. Beginning with subsequent Byzantine architecture, Hagia Sophia became the paradigmatic Orthodox church form and its architectural style was emulated by Ottoman mosques a thousand years later.[7] It has been described as "holding a unique position in the Christian world",[7] and architectural and cultural icon of Byzantine and Eastern Orthodox civilization.[8][9][10][7]
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The church was dedicated to the Holy Wisdom, the Logos, the second person of the Trinity.[11] Its patronal feast falls on 25 December (Christmas), the commemoration of the incarnation of the Logos in Christ.[11] Sophia is the Latin transliteration of the Greek word for wisdom and, although sometimes referred to as Sancta Sophia, 'Saint Sophia', it is not connected with Sophia the Martyr.[12][13] The centre of the Eastern Orthodox Church for nearly one thousand years, the building witnessed the excommunication of Patriarch Michael I Cerularius officially delivered by Humbert of Silva Candida, the papal envoy of Pope Leo IX in 1054, an act that is commonly considered the start of the East–West Schism. In 1204, it was converted by the Fourth Crusaders to a Roman Catholic cathedral under the Latin Empire, before being restored to the Eastern Orthodox Church upon the return of the Byzantine Empire in 1261. The doge of Venice who led the Fourth Crusade and the 1204 Sack of Constantinople, Enrico Dandolo, was buried in the church.
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After the Fall of Constantinople to the Ottoman Empire in 1453,[14] it was converted to a mosque by Mehmed the Conqueror. The patriarchate moved to the Church of the Holy Apostles, which became the city's cathedral. Although some parts of the city had fallen into disrepair, the cathedral had been maintained with funds set aside for this purpose, and the Christian cathedral made a strong impression on the new Ottoman rulers who conceived its conversion.[15][16] The bells, altar, iconostasis, ambo and baptistery were removed and relics destroyed. The mosaics depicting Jesus, his mother Mary, Christian saints, and angels were eventually destroyed or plastered over.[17] Islamic architectural features were added, such as a minbar (pulpit), four minarets, and a mihrab – a niche indicating the direction of prayer (qibla). From its initial conversion until the construction in 1616 of the nearby Sultan Ahmed Mosque, aka the Blue Mosque, it was the principal mosque of Istanbul. The Byzantine architecture of the Hagia Sophia served as inspiration for many other religious buildings from the Hagia Sophia, Thessaloniki and Panagia Ekatontapiliani to the Blue Mosque, the Şehzade Mosque, the Süleymaniye Mosque, the Rüstem Pasha Mosque and the Kılıç Ali Pasha Complex.
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The complex remained a mosque until 1931, when it was closed to the public for four years. It was re-opened in 1935 as a museum by the secular Republic of Turkey.[18] According to data released by the Ministry of Culture and Tourism, Hagia Sophia was Turkey's most visited tourist attraction in 2015[19] and 2019.[20][21]
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In early July 2020, the Council of State annulled the Cabinet's 1934 decision to establish the museum, revoking the monument's status, and a subsequent decree by Turkish president Recep Tayyip Erdoğan ordered the reclassification of Hagia Sophia as a mosque.[22][23][24] The 1934 decree was ruled to be unlawful under both Ottoman and Turkish law as Hagia Sophia's waqf, endowed by Sultan Mehmed, had designated the site a mosque; proponents of the decision argued the Hagia Sophia was the personal property of the sultan.[25][26][27] This redesignation is controversial, invoking condemnation from the Turkish opposition, UNESCO, the World Council of Churches, the International Association of Byzantine Studies, and many international leaders.[28][29][30][31][32]
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The first church on the site was known as the Magna Ecclesia (Μεγάλη Ἐκκλησία, Megálē Ekklēsíā, 'Great Church'),[33][34] because of its larger dimensions in comparison to the contemporary churches in the city.[11] According to the Chronicon Paschale, the church was consecrated on 15 February 360, during the reign of the emperor Constantius II (r. 337–361), by the Arian bishop Eudoxius of Antioch,[35][36] it was built next to the area where the Great Palace was being developed. According to the 5th-century ecclesiastical historian Socrates of Constantinople, the emperor Constantius had around 346 "constructed the Great Church alongside that called Irene which because it was too small, the emperor's father [Constantine] had enlarged and beautified".[37][35] A tradition which is not older than the 7th or 8th century, reports that the edifice was built by Constantius' father, Constantine the Great (r. 306–337).[35] The 12th century chronicler Joannes Zonaras reconciles the two opinions, writing that Constantius had repaired the edifice consecrated by Eusebius of Nicomedia, after it had collapsed.[35] Since Eusebius was bishop of Constantinople 339 to 341, and Constantine died in 337, it seems that the first church was erected by Constantius.[35]
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The nearby Hagia Irene ("Holy Peace") church was completed earlier and served as cathedral until the Great Church was completed. Besides Hagia Irene, there is no record of any major churches in the city-centre before the late 4th century.[36] Rowland Mainstone argued the 4th-century church was not yet known as Hagia Sophia.[38] Though its name as the 'Great Church' implies it was larger than other Constantinopolitan churches, the only other major churches of the 4th century were the Church of St Mocius, which lay outside the Constantinian walls and was perhaps attached to a cemetery, and the Church of the Holy Apostles.[36]
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The church itself is known to have had a timber roof, curtains, columns, and an entrance that faced west.[36] It probably had a narthex, and is described as being shaped like a Roman circus.[39] This may mean that it had a U-shaped plan like the basilicas of San Marcellino e Pietro and Sant'Agnese fuori le mura in Rome.[36] However, it may also have been a more conventional three-, four-, or five-aisled basilica, perhaps resembling the original Church of the Holy Sepulchre in Jerusalem or the Church of the Nativity in Bethlehem.[36] The building was likely preceded by an atrium, as in the later churches on the site.
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According to Ken Dark and Jan Kostenec, a further remnant of the 4th century basilica may exist in a wall of alternating brick and stone banded masonry immediately to the west of the Justinianic church.[40] The top part of the wall is constructed with bricks stamped with brick-stamps dating from the 5th century, but the lower part is of constructed of bricks typical of the 4th century.[40] This wall was probably part of the propylaeum at the west front of both the Constantinian and Theodosian Great Church.[40]
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The building was accompanied by a baptistery and a skeuophylakion.[36] A hypogeum, perhaps with an martyrium above it, was discovered before 1946 and the surviving parts of a brick wall with traces of marble revetment were identified in 2004.[40] The hypogeum was a tomb which may have been part of the 4th-century church or may have dated from the pre-Constantinian city of Byzantium.[40] The skeuophylakion is said by Palladius to have circular plan, and because some U-shaped basilicas in Rome were funerary churches with attached circular mausolea (the Mausoleum of Constantina and the Mausoleum of Helena) it is possible it originally had a funerary function, though by 405 its use had changed.[40] One much later account credited a woman called Anna with donating the land on which the church was built in return for the right to be buried there.[40]
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Excavations on the western side of the site of the first church under the propylaeum wall reveal that the first church was built atop a road some 8 metres (26 ft) broad.[40] According to early accounts, the first Hagia Sophia was built on the site of an ancient pagan temple,[41][42][43] although there are no artefacts to confirm this.[44]
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The Patriarch of Constantinople John Chrysostom came into a conflict with Empress Aelia Eudoxia, wife of the emperor Arcadius (r. 395–408), and was sent into exile on 20 June 404. During the subsequent riots, this first church was largely burnt down.[35] Palladius noted that the 4th-century skeuophylakion survived the fire.[45] According to Dark and Kostenec, the fire may only have affected the main basilica, leaving the surrounding ancillary buildings intact.[45]
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A second church on the site was ordered by Theodosius II (r. 401–450), who inaugurated it on 10 October 415.[citation needed] The Notitia Urbis Constantinopolitanae describes the Hagia Sophia as the Magna Ecclesia, 'Great Church', while the former cathedral Hagia Irene is named the Ecclesia Antiqua, 'Old Church'. At the time of Socrates of Constantinople around 440, "both churches are enclosed by a single wall and served by the same clergy".[37] The complex would thus have encompassed a large area including the site of the later Hospital of Samson.[45] If the fire of 404 destroyed only the 4th-century main basilica church, then the 5th century Theodosian basilica could have been built surrounded by a mainly 4th-century complex.[45]
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The area of the western entrance to the Justinianic Hagia Sophia revealed the western remains of its Theodosian predecessor, as well as some fragments of the Constantinian church.[45] German archaeologist Alfons Maria Schneider began conducting archaeological excavations during the mid-1930s, publishing his final report in 1941.[45] Excavations in the area that had once been the 6th-century atrium of the Justinianic church revealed the monumental western entrance and atrium, along with columns and sculptural fragments from both 4th- and 5th-century churches.[45] Further digging was abandoned for fear of impinging on the integrity of the Justinianic building, but parts of the excavation trenches remain uncovered, laying bare the foundations of the Theodosian building.
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The basilica was built by architect Rufinus.[citation needed] The church's main entrance faced west, perhaps with gilded doors, and with an additional entrance to the east.[46] There was a central pulpit, and probably there was an upper gallery, possibly employed as a matroneum (women's section).[46] The exterior was decorated with elaborate carvings with rich Theodosian-era designs, of which fragments survive, while the floor just inside the portico was embellished with polychrome mosaics.[45] The surviving carved gable end from the centre of the western facade is decorated with a cross-roundel.[45] Fragments of a frieze of reliefs with 12 lambs representing the 12 apostles also remain; unlike Justinian's 6th-century church the Theodosian Hagia Sophia had both colourful floor mosaics and external decorative sculpture.[45]
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At the western end, surviving stone fragments of the show there was vaulting, at least at the western end.[45] The Theodosian building had a monumental propylaeum hall with a portico, which may account for this vaulting, which was thought by the original excavators in the 1930s to be part of the western entrance of the church itself.[45] The propylaeum opened onto an atrium which lay in front of the basilica church itself. Preceding the propylaeum was a steep monumental staircase following the contours of the ground as it sloped away westwards in the direction of the Strategion, the Basilica, and the harbours of the Golden Horn.[45] This arrangement would have recalled the steps outside the atrium of the Constantinian Old St Peter's Basilica in Rome.[45] Nearby was a cistern, perhaps to supply a fountain in the atrium or for worshippers to wash with before entering.[45]
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The 4th-century skeuophylakion was replaced in the 5th century by the present-day structure, a rotunda constructed of banded masonry in the lower two levels and of plain brick masonry in the third.[45] Originally this rotunda, probably employed as a treasury for liturgical objects, had an second-storey internal gallery accessed by an external spiral staircase and two levels of niches for storage.[45] A further row, of windows with marble window frames on the third level remain bricked up.[45] The gallery was supported on monumental consoles with carved acanthus designs, similar to those used on the late 5th-century Column of Leo.[45] A large lintel of the skeuophylakion's western entrance – bricked up in the Ottoman era – was discovered inside the rotunda when it was archaeologically cleared to its foundations in 1979, during which time the brickwork was also repointed.[45] The skeuophylakion was again restored in 2014 by the Vakıflar.[45]
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A fire started during the tumult of the Nika Revolt, which had begun nearby in the Hippodrome of Constantinople, and the second Hagia Sophia was burnt to the ground on 13–14 January 532. The court historian Procopius wrote:[47]
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And by way of shewing that it was not against the Emperor alone that they [the rioters] had taken up arms, but no less against God himself, unholy wretches that they were, they had the hardihood to fire the Church of the Christians, which the people of Byzantium call "Sophia", an epithet which they have most appropriately invented for God, by which they call His temple; and God permitted them to accomplish this impiety, foreseeing into what an object of beauty this shrine was destined to be transformed. So the whole church at that time lay a charred mass of ruins.
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Column and capital with a Greek cross
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Porphyry column; column capital; impost block
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Soffits and cornice
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Columns and other fragments
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Frieze with lambs
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Frieze with lambs
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Theodosian capital for a pilaster
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Theodosian capital
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Theodosian capital for a column
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Soffits
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On 23 February 532, only a few weeks after the destruction of the second basilica, Emperor Justinian I decided to build a third and entirely different basilica, larger and more majestic than its predecessors. It was designed by Anthemius of Tralles, and Isidore of Miletus.
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Construction of the church began in 532 during the short term of Phocas as praetorian prefect.[48] Phocas replaced John the Cappadocian after the Nika Riots saw the destruction of the Theodosian church, although he had previously been arrrested in 529 on suspicion of paganism.[48] According to John the Lydian, Phocas was responsible for funding the initial construction of the building with 4,000 Roman pounds of gold, although he was dismissed from office in October 532.[49][48] John the Lydian, writing in the 550s, was careful to say Phocas had acquired the funds by moral means; Evagrius Scholasticus later wrote that he had obtained the money unjustly.[50][48]
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According to Aristotle Kaldellis, both of Hagia Sophia's architects named by Procopius were associated with to the school of the pagan philosopher Ammonius of Alexandria.[48] It is possible that both they and John the Lydian envisaged Hagia Sophia as a great temple of the supreme Neoplantonist deity whose visible manifestation was light and the sun. John the Lydian describes the church as the "temenos of the Great God" (Greek: τὸ τοῦ μεγάλου θεοῦ Τέμενος, romanized: tò toû meglou theoû Témenos).[49][48]
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Originally the exterior was covered with marble veneer, as indicated by remaining pieces of marble and surviving attachments for lost panels on the building's western face.[51] The white marble cladding of much of the church, together with gilding of some parts, would have given Hagia Sophia a shimmering appearance quite different to the brick- and plaster-work of the modern period, and would greatly have increased its visibility from the sea.[51] The cathedral's interior surfaces were sheathed with polychrome marbles, green and white with purple porphyry, and gold mosaics. The exterior was clad in stucco tinted yellow and red during restorations in the 19th century at the direction of the Fossati architects.[citation needed]
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Justinian chose geometer and engineer Isidore of Miletus and mathematician Anthemius of Tralles as architects. The construction is described by Procopius's On Buildings (Greek: Περὶ κτισμάτων, romanized: Peri ktismatōn, Latin: De aedificiis).[47] Columns and other marbles were brought from all over the empire, throughout the Mediterranean. The idea of these columns being spoils from cities such as Rome and Ephesus is a later invention.[52] Even though they were made specifically for Hagia Sophia, the columns show variations in size.[53] More than ten thousand people were employed. This new church was contemporaneously recognized as a major work of architecture. Outside the church was an elaborate array of monuments around the bronze-plated Column of Justinian, topped by an equestrian statue of the emperor which dominated the Augustaeum, the open square outside the church which connected it with the Great Palace complex through the Chalke Gate. At the edge of the Augustaeum was the Milion and the Regia, the first stretch of Constantinople's main thoroughfare, the Mese. Also facing the Augustaeum were the enormous Constantinian thermae, the Baths of Zeuxippus, and the Justinianic civic basilica under which was the vast cistern known as the Basilica Cistern. On the opposite side of Hagia Sophia was the former cathedral, Hagia Irene.
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Referring to the destruction of the Theodosian Hagia Sophia and comparing the new church with the old, Procopius lauded the Justinianic building, writing in De aedificiis:[47]
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... the Emperor Justinian built not long afterwards a church so finely shaped, that if anyone had enquired of the Christians before the burning if it would be their wish that the church should be destroyed and one like this should take its place, shewing them some sort of model of the building we now see, it seems to me that they would have prayed that they might see their church destroyed forthwith, in order that the building might be converted into its present form.
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The Justinian and Patriarch Menas, inaugurated the new basilica on 27 December 537 – 5 years and 10 months after construction started – with much pomp.[54][55][56] Hagia Sophia was the seat of the Patriarchate of Constantinople and a principal setting for Byzantine imperial ceremonies, such as coronations. Like other churches throughout Christendom, the basilica offered sanctuary from persecution to outlaws.[citation needed]
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Earthquakes in August 553 and on 14 December 557 caused cracks in the main dome and eastern semi-dome. According to the Chronicle of John Malalas, during a subsequent earthquake on 7 May 558,[57] the eastern semi-dome fell down, destroying the ambon, altar, and ciborium. The collapse was due mainly to the unfeasibly high bearing load and to the enormous shear load of the dome, which was too flat.[54] These caused the deformation of the piers which sustained the dome.[54] Justinian ordered an immediate restoration. He entrusted it to Isidorus the Younger, nephew of Isidore of Miletus, who used lighter materials. The entire vault had to be taken down and rebuilt 20 Byzantine feet (6.25 meters or 20.5 feet) higher than before, giving the building its current interior height of 55.6 meters (182 ft).[58] Moreover, Isidorus changed the dome type, erecting a ribbed dome with pendentives whose diameter was between 32.7 and 33.5 m.[54] Under Justinian's orders, eight Corinthian columns were disassembled from Baalbek, Lebanon, and shipped to Constantinople around 560.[59] This reconstruction, giving the church its present 6th-century form, was completed in 562. The poet Paul the Silentiary composed a long Greek poem, an ekphrasis, for the re-dedication of the basilica presided over by Patriarch Eutychius on 23 December 562. Paul the Silentiary's poem is conventionally known under the Latin title Descriptio Sanctae Sophiae, and he was also author of another ekphrasis on the ambon of the church, the Descripto Ambonis.[60][61] The mosaics were completed in the reign of Emperor Justin II (r. 565–578), Justinian I's successor.[citation needed]
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In 726, the emperor Leo the Isaurian issued a series of edicts against the veneration of images, ordering the army to destroy all icons – ushering in the period of Byzantine iconoclasm. At that time, all religious pictures and statues were removed from the Hagia Sophia. After a brief reprieve under Empress Irene (797–802), the iconoclasts made a comeback. The Emperor Theophilus (r. 829–842) had two-winged bronze doors with his monograms installed at the southern entrance of the church.[citation needed]
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The basilica suffered damage, first in a great fire in 859, and again in an earthquake on 8 January 869, that made one of the half-domes collapse. Emperor Basil I ordered the church repaired.[citation needed]
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In his book De caerimoniis aulae Byzantinae ("Book of Ceremonies"), Emperor Constantine VII (r. 913–959) wrote a detailed account of the ceremonies held in the Hagia Sophia by the emperor and the patriarch.
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After the great earthquake of 25 October 989, which collapsed the western dome arch, Emperor Basil II asked for the Armenian architect Trdat, creator of the Cathedral of Ani, to direct the repairs.[62] He erected again and reinforced the fallen dome arch, and rebuilt the west side of the dome with 15 dome ribs.[63] The extent of the damage required six years of repair and reconstruction; the church was re-opened on 13 May 994. At the end of the reconstruction, the church's decorations were renovated, including the addition of four immense paintings of cherubs; a new depiction of Christ on the dome; a burial cloth of Christ shown on Fridays, and on the apse a new depiction of the Virgin Mary holding Jesus, between the apostles Peter and Paul.[64] On the great side arches were painted the prophets and the teachers of the church.[64]
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According to the Greek historian Niketas Choniates, in 1203 during the Fourth Crusade, the emperors Isaac II Angelos and Alexios IV Angelos stripped Hagia Sophia of all the gold ornaments and all the silver oil-lamps in order to pay off the Crusaders who had ousted Alexios III Angelos and helped Isaac return to the throne.[65] Upon the subsequent Sack of Constantinople in 1204, the church was further ransacked and desecrated by the Crusaders, as described by Niketas, though he did not witness the events in person. According to his account, composed at the court of the rump Empire of Nicaea, Hagia Sophia was stripped of its remaining metal ornaments, its altar was smashed into pieces, and a "woman laden with sins" sang and danced on the synthronon.[66][67][68] He adds that mules and donkeys were brought into the cathedral's sanctuary to carry away the gilded silver plating of the bema, the ambo, and the doors and other furnishings, and that one of these slipped on the marble floor and was accidentally disembowelled, further contaminating the place.[66] According to Ali ibn al-Athir, whose treatment of the Sack of Constantinople was probably dependent on a Christian source, the Crusaders massacred some clerics who had surrendered to them.[69] Much of the interior was damaged and would not be repaired until its return to Orthodox control in 1261.[44] The sack of Hagia Sophia, and Constantinople in general, remained a sore point in Catholic–Eastern Orthodox relations.[70]
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During the Latin occupation of Constantinople (1204–1261) the church became a Roman Catholic cathedral. Baldwin I of Constantinople (r. 1204–1205) was crowned emperor on 16 May 1204 in Hagia Sophia, at a ceremony which closely followed Byzantine practices. Enrico Dandolo, the Doge of Venice who commanded the sack and invasion of the city by the Latin Crusaders in 1204, is buried inside the church, probably in the upper eastern gallery. In the 19th century, an Italian restoration team placed a cenotaph marker, frequently mistaken as being a medieval, near the probable location and still visible today. The original tomb was destroyed by the Ottomans during the conversion of the church into a mosque.[71]
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At the capture of Constantinople in 1261 by the Empire of Nicaea and the emperor Michael VIII Palaeologus, (r. 1261–1282) the church was in a dilapidated state. In 1317, emperor Andronicus II Palaeologus (r. 1282–1328) ordered four new buttresses (Byzantine Greek: Πυραμίδας, romanized: Pyramídas) to be built in the eastern and northern parts of the church, financing them with the inheritance of his late wife, Irene of Montferrat (d.1314).[17] New cracks developed in the dome after the earthquake of October 1344, and several parts of the building collapsed on 19 May 1346; consequently, the church was closed until 1354, when repairs were undertaken by architects Astras and Peralta.[citation needed]
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On 12 December 1452, Isidore of Kiev proclaimed in Hagia Sophia the long-anticipated and short-lived ecclesiastical union between the western Catholic and eastern Orthodox Churches as decided at the Council of Florence and the papal bull Laetentur Caeli. The union was unpopular among the Byzantines, who had already expelled the Partiarch of Constantinople, Gregory III, for his pro-union stance. A new patriarch was not installed until after the Ottoman conquest. According to the Greek historian Doukas, the Hagia Sophia was tainted by these Catholic associations, and the anti-union Orthodox faithful avoided the cathedral, considering it to be a haunt of demons and a "Hellenic" temple of Roman paganism.[72]
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According to Nestor Iskander's Tale on the Taking of Tsargrad, the Hagia Sophia was the focus of an alarming omen interpreted as the Holy Spirit abandoning Constantinople on 21 May 1453, in the final days of the Siege of Constantinople.[73] The sky lit up, illuminating the city, and "many people gathered and saw on the Church of the Wisdom, at the top of the window, a large flame of fire issuing forth. It encircled the entire neck of the church for a long time. The flame gathered into one; its flame altered, and there was an indescribable light. At once it took to the sky. ... The light itself has gone up to heaven; the gates of heaven were opened; the light was received; and again they were closed."[73] This phenomenon was perhaps St Elmo's fire induced by gunpowder smoke and unusual weather.[73] In Niccolò Barbaro's account, the statue on the Column of Justinian in the Augustaion beside Hagia Sophia, which gestured towards Asia, was interpreted in the last days of the siege as indicating "this is the way my conqueror will come".[73]
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Constantinople fell to the attacking Ottoman forces on 29 May 1453. Sultan Mehmed entered the city and performed the Friday prayer and kutbah (sermon) in Hagia Sophia, this action marked the official conversion of Hagia Sophia into a mosque.[74]
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In accordance with the traditional custom at the time, Sultan Mehmed II allowed his troops and his entourage three full days of unbridled pillage and looting in the city shortly after it was captured. Once the three days passed, he would then claim its remaining contents for himself.[75][76] However, by the end of the first day, he proclaimed that the looting should cease as he felt profound sadness when he toured the looted and enslaved city.[77][75]
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Hagia Sophia was not exempted from the pillage and looting and specifically became its focal point as the invaders believed it to contain the greatest treasures and valuables of the city.[78] Shortly after the defence of the Walls of Constantinople collapsed and the Ottoman troops entered the city victoriously, the pillagers and looters made their way to the Hagia Sophia and battered down its doors before storming in.[79]
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Throughout the period of the siege of Constantinople, the trapped worshippers of the city participated in the Divine Liturgy and the Prayer of the Hours at the Hagia Sophia and the church formed a safe-haven and a refuge for many of those who were unable to contribute to the city's defence, which comprised women, children, elderly, the sick and the wounded.[80][81] Being trapped in the church, the many congregants and yet more refugees inside became spoils-of-war to be divided amongst the triumphant invaders. The building was desecrated and looted, with the helpless occupants who sought shelter within the church being enslaved.[78] While most of the elderly and the infirm/wounded and sick were killed, and the remainder (mainly teenage males and young boys) were chained up and sold into slavery.[82]
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In an apocryphal story described by Matthias Döring, Leonardo Benvoglienti, Filippo da Rimini, and Mathieu d'Escouchy, Mehmed perpetrated the rape of a girl inside the church.[83] Two Greek refugees, Thomas Eparkhos and Joseph Diplovatazes, appear to be the source of the narrative; their accounts were translated into German and Italian.[83] According to Filippo da Rimini, who compared the girl's fate to that of Cassandra at the Fall of Troy, Mehmed claimed it was his revenge for Cassandra's rape by Ajax the Lesser in Troy's Temple of Athena.[83] In the account to Mathieu d'Escouchy, the victim was a daughter of Constantine XI whom Mehmed had tried to convert to Islam, decapitating her and sending her head to her uncle when she refused.[83] As told by Matthias Döring, Mehmed raped the girl on the church's altar, while her father and brother were made to watch, and then dismembered them all the following day.[83] Leonardo Benvoglienti added that her brother was raped as well, before father, daughter and son were all killed on the altar itself.[83] The claim of the girl being the emperor's daughter is fictitious; Constantine XI did not have a daughter, and this detail was apparently invented to closer match the tragic fate of the Trojan king Priam and his daughter Cassandra.[83]
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The church's priests and religious personnel continued to perform Christian rites, prayers and ceremonies until finally being forced to stop by the invaders.[82] When Sultan Mehmed and his entourage entered the church, he ordered that it be converted into a mosque at once. One of the ʿulamāʾ (Islamic scholars) present climbed onto the church's ambo and recited the shahada ("There is no god but God, and Muhammed is his messenger"), thus marking the beginning of the conversion of the church into a mosque.[17][84] Mehmed is reported to have taken a sword to a soldier who tried to prise up one of the paving slabs of the Proconnesian marble floor.[85]
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As described by Western visitors before 1453, such as the Córdoban nobleman Pero Tafur[86] and the Florentine geographer Cristoforo Buondelmonti,[87] the church was in a dilapidated state, with several of its doors fallen from their hinges; Mehmed II ordered a renovation of the building. Mehmed attended the first Friday prayer in the mosque on 1 June 1453.[88] Aya Sofya became the first imperial mosque of Istanbul.[89] To the corresponding waqf were endowed most of the existing houses in the city and the area of the future Topkapı Palace.[17] From 1478, 2,360 shops, 1,300 houses, 4 caravanserais, 30 boza shops, and 23 shops of sheep heads and trotters gave their income to the foundation.[90] Through the imperial charters of 1520 (AH 926) and 1547 (AH 954) shops and parts of the Grand Bazaar and other markets were added to the foundation.[17]
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Before 1481, a small minaret was erected on the southwest corner of the building, above the stair tower.[17] Later, Mehmed's successor Bayezid II (r. 1481–1512) built another minaret at the northeast corner.[17] One of these collapsed after the earthquake of 1509,[17] and around the middle of the 16th century they were both replaced by two diagonally opposite minarets built at the east and west corners of the edifice.[17] In 1498, Bernardo Bonsignori was the last Western visitor to Hagia Sophia to report seeing the ancient Justinianic floor; shortly afterwards the floor was covered over with carpet and not seen again until the 19th-century.[85]
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In the 16th century, Sultan Suleiman the Magnificent (r. 1520–1566) brought two colossal candlesticks from his conquest of the Kingdom of Hungary and placed them on either side of the mihrab. During Suleiman's reign, the mosaics above the narthex and imperial gates depicting Jesus, Mary and various Byzantine emperors were covered by whitewash and plaster, which was removed in 1930 under the Turkish Republic.[91]
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During the reign of Selim II (r. 1566–1574), the building started showing signs of fatigue and was extensively strengthened with the addition of structural supports to its exterior by Ottoman architect Mimar Sinan, who was also an earthquake engineer.[92] In addition to strengthening the historic Byzantine structure, Sinan built the two additional large minarets at the western end of the building, the original sultan's lodge and the türbe (mausoleum) of Selim II to the southeast of the building in 1576–1577 / AH 984. In order to do that, parts of the Patriarchate at the south corner of the building were pulled down the previous year.[17] Moreover, the golden crescent was mounted on the top of the dome,[17] while a respect zone 35 arşin (about 24 m) wide was imposed around the building, pulling down all the houses which in the meantime had nested around it.[17] Later his türbe hosted also 43 tombs of Ottoman princes.[17] Murad III (r. 1574–1595) had two large alabaster Hellenistic urns transported from Pergamon (Bergama) and placed on two sides of the nave.[17]
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In 1594 / AH 1004 Mimar (court architect) Davud Ağa built the türbe of Murad III, where the Sultan and his valide, Safiye Sultan were later buried.[17] The octagonal mausoleum of their son Mehmed III (r. 1595–1603) and his valide was built next to it in 1608 (AH 1017) by royal architect Dalgiç Mehmet Aĝa.[93] His son Mustafa I (r. 1617–1618, 1622–1623) converted the baptistery into his türbe.[93]
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In 1717, under Sultan Ahmed III (r. 1703–1730), the crumbling plaster of the interior was renovated, contributing indirectly to the preservation of many mosaics, which otherwise would have been destroyed by mosque workers.[93] In fact, it was usual for them to sell the mosaic's tesserae—believed to be talismans—to the visitors.[93] Sultan Mahmud I ordered the restoration of the building in 1739 and added a medrese (a Koranic school, subsequently the library of the museum), an imaret (soup kitchen for distribution to the poor) and a library, and in 1740 a Şadirvan (fountain for ritual ablutions), thus transforming it into a külliye, i.e. a social complex. At the same time, a new sultan's lodge and a new mihrab were built inside.
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Restoration of the Hagia Sophia was ordered by Sultan Abdulmejid I (r. 1823–1861) and completed by eight hundred workers between 1847 and 1849, under the supervision of the Swiss-Italian architect brothers Gaspare and Giuseppe Fossati. The brothers consolidated the dome with a restraining iron chain and strengthened the vaults, straightened the columns, and revised the decoration of the exterior and the interior of the building.[94] The mosaics in the upper gallery were exposed and cleaned, although many were recovered "for protection against further damage".[citation needed]
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Eight new gigantic circular-framed discs or medallions were hung from the cornice, on each of the four piers and at either side of the apse and the west doors. These were painted, to designs by the calligrapher Kazasker Mustafa Izzet Efendi (1801–1877), with the names of Allah, Muhammad, the Rashidun (the first four caliphs: Abu Bakr, Umar, Uthman and Ali), and the two grandsons of Muhammad: Hasan and Husayn, the sons of Ali. The old chandeliers were replaced by new pendant ones.[citation needed]
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In 1850 the architects Fossati built a new maqsura or caliphal loge in Neo-Byzantine columns and an Ottoman–Rococo style marble grille, connecting to the royal pavilion behind the mosque.[94] The new maqsura was built at the extreme east end of the northern aisle, next to the north-eastern pier. The existing maqsura in the apse, near the mihrab, was demolished.[94] A new entrance was constructed for the sultan: the Hünkar Mahfili.[94] The Fossati brothers also renovated the minbar and mihrab.
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Outside the main building, the minarets were repaired and altered so that they were of equal height.[95] A clock building, the Muvakkithanesi was built by the Fossatis for the use of the muwaqqit (the mosque timekeeper), and a new madrasa (Islamic school) was constructed. The Kasr-ı Hümayun was also built under their direction When the restoration was finished, the mosque was re-opened with ceremonial pomp on 13 July 1849.[citation needed] An edition of lithographs from drawings made during the Fossatis' work on Hagia Sophia was published in London in 1852, entitled: Aya Sophia of Constantinople as Recently Restored by Order of H.M. The Sultan Abdulmedjid.[94]
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Nave before restoration, looking east.
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Nave and apse after restoration, looking east.
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Nave and entrance after restoration, looking west.
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Narthex, looking north.
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Exonarthex, looking north
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North aisle from the entrance looking east
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North aisle, looking west.
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Nave and south aisle from the north aisle.
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Northern gallery and entrance to the matroneum from the north-west.
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Southern gallery from the south-west
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Southern gallery from the Marble Door looking west.
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Southern gallery from the Marble Door looking east.
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In 1935, the first Turkish President and founder of the Republic of Turkey, Mustafa Kemal Atatürk, transformed the building into a museum. The carpet and the layer of mortar underneath them were removed and marble floor decorations such as the omphalion appeared for the first time since the Fossatis' restoration,[96] while the white plaster covering many of the mosaics was removed. Nevertheless, the condition of the structure deteriorated, and the World Monuments Fund (WMF) placed Hagia Sophia on 1996 World Monuments Watch, and again in 1998. The building's copper roof had cracked, causing water to leak down over the fragile frescoes and mosaics. Moisture entered from below as well. Rising ground water had raised the level of humidity within the monument, creating an unstable environment for stone and paint. The WMF secured a series of grants from 1997 to 2002 for the restoration of the dome. The first stage of work involved the structural stabilization and repair of the cracked roof, which was undertaken with the participation of the Turkish Ministry of Culture. The second phase, the preservation of the dome's interior, afforded the opportunity to employ and train young Turkish conservators in the care of mosaics. By 2006, the WMF project was complete, though many other areas of Hagia Sophia continue to require significant stability improvement, restoration and conservation.[97] Hagia Sophia is currently (2014) the second most visited museum in Turkey, attracting almost 3.3 million visitors annually.[98]
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While use of the complex as a place of worship (mosque or church) was strictly prohibited,[99] in 1991 the Turkish government allowed the allocation of a pavilion in the museum complex (Ayasofya Müzesi Hünkar Kasrı'nda) to be used as a prayer room, and since 2013, two of the museum′s minarets had been used for voicing the call to prayer (the ezan) regularly.[100][101]
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In 2007, Greek American politician Chris Spirou launched an international organization "Free Agia Sophia Council" championing the cause of restoring the building to its original function as a Christian church.[102][103][104] Since the early 2010s, several campaigns and government high officials, notably Turkey's deputy prime minister Bülent Arınç in November 2013, have been demanding that Hagia Sophia be converted into a mosque again.[105][106][107] In 2015, in response to the acknowledgement by Pope Francis of the Armenian Genocide, which is officially denied in Turkey, the mufti of Ankara, Mefail Hızlı, said that he believed that the Pope′s remarks would accelerate the conversion of Hagia Sophia into a mosque.[108]
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On 1 July 2016, Muslim prayers were held again in the Hagia Sophia for the first time in 85 years.[109] On November, the Turkish non-governmental organization, the Association for the Protection of Historic Monuments and the Environment filed a lawsuit for converting the museum into a mosque.[110] The court decided it should stay as a 'monument museum'.[111] In October 2016, Turkey's Directorate of Religious Affairs (Diyanet) appointed, for the first time in 81 years, a designated imam, Önder Soy, to the Hagia Sofia mosque (Ayasofya Camii Hünkar Kasrı'nda), located at the Hünkâr Kasrı, a pavilion for the sultans' private ablutions. Since then, the adhan has been regularly called out from the Hagia Sophia′s all four minarets five times a day.[100][101][112]
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On 13 May 2017 a large group of people, organized by the Anatolia Youth Association (AGD), gathered in front of Hagia Sophia and prayed the morning prayer with a call for the re-conversion of the museum into a mosque.[113] On 21 June 2017 the Directorate of Religious Affairs (Diyanet) organized a special programme, broadcast live by state-run television TRT, which included the recitation of the Quran and prayers in Hagia Sofia, to mark the Laylat al-Qadr.[114]
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Since 2018, Turkish president Recep Tayyip Erdoğan has spoken of reverting the status of the Hagia Sophia back to a mosque, a move seen to be very popularly accepted by the religious populace whom Erdoğan is attempting to persuade.[115] On 31 March 2018 Erdoğan recited the first verse of the Quran in the Hagia Sophia, dedicating the prayer to the "souls of all who left us this work as inheritance, especially Istanbul's conqueror," strengthening the political movement to make the Hagia Sophia a mosque once again, which would reverse Atatürk's measure of turning the Hagia Sophia into a secular museum.[116] In March 2019 Erdoğan said that he would change the status of Hagia Sophia from a museum to a mosque,[117] adding that it had been a "very big mistake" to turn it into a museum.[118] As a UNESCO World Heritage site, this change would require approval from UNESCO's World Heritage Committee.[119]
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In 2020, Turkey's government is set to celebrate the 567th anniversary of the Fall of Constantinople with an Islamic prayer in Hagia Sophia. Turkish president Recep Tayyip Erdoğan said during a televised broadcast "Al-Fath surah will be recited and prayers will be done at Hagia Sophia as part of conquest festival".[120] In May, during the anniversary events, passages from the Quran was read in the Hagia Sophia. Greece condemned this action, while Turkey in response accused Greece of making “futile and ineffective statements”.[121]
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In June, the head of the Turkey's Directorate of Religious Affairs (Diyanet) said that "we would be very happy to open Hagia Sophia for worship" and if this happens "we will provide our religious services as we do in all our mosques”.[110] On 25 June, John Haldon, president of the International Association of Byzantine Studies, wrote an open letter to Erdoğan asking that he "consider the value of keeping the Aya Sofya as a museum".[32]
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On 10 July 2020, the decision of the Council of Ministers to transform the Hagia Sophia into a museum was cancelled by the Council of State, decreeing that Hagia Sophia can be used only as a mosque and not “for any other purpose”.[122] Despite secular and global criticism, Erdoğan signed a decree annulling the Hagia Sophia's museum status, reverting it to a mosque.[123][124] The call to prayer was broadcast from the minarets shortly after the announcement of the change and rebroadcast by major Turkish news networks.[124] The Hagia Sophia Museum's social media channels were taken down the same day, with Erdoğan announcing at a press conference that prayers themselves would be held there from 24 July.[124] A presidential spokesperson said it would become a working mosque, open to anyone similar to the Parisian churches Sacré-Cœur and Notre-Dame. The spokesperson also said that the change would not affect the status of the Hagia Sophia as a UNESCO World Heritage site, and that "Christian icons" within it would continue to be protected.[115] Earlier the same day, before the final decision, the Turkish Finance and Treasury Minister Berat Albayrak and the Justice Minister Abdulhamit Gül expressed their expectations of opening the Hagia Sophia to worship for Muslims.[125][126] Mustafa Şentop, Speaker of Turkey's Grand National Assembly, said "a longing in the heart of our nation has ended".[125] A presidential spokesperson claimed that all political parties in Turkey supported Erdoğan's decision;[127] however, the Peoples' Democratic Party had previously released a statement denouncing the decision, saying "decisions on human heritage cannot be made on the basis of political games played by the government".[128] The mayor of Istanbul, Ekrem İmamoğlu, said that he supports the conversion "as long as it benefits Turkey", adding that he always said that Hagia Sophia is a mosque and for him it has remained a mosque since 1453.[129] Ali Babacan attacked the policy of his former ally Erdoğan, saying the Hagia Sophia issue "has come to the agenda now only to cover up other problems".[130] Orhan Pamuk, Turkish novelist and Nobel laureate, publicly denounced the move, saying "Kemal Atatürk changed ... Hagia Sophia from a mosque to a museum, honouring all previous Greek Orthodox and Roman Catholic history, making it as a sign of Turkish modern secularism".[124][131]
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On 17 July, Erdoğan announced that the first prayers in the Hagia Sophia would be open to between 1,000 and 1,500 worshippers, and reiterated that the issue was a matter of Turkey's sovereignty and international reaction would not deter him.[132] Turkey invited foreign leaders and officials, including Pope Francis,[133] for the first prayers which was held on Friday on July 24 2020, in the Hagia Sophia.[134]
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On 22 July, a turquoise-coloured carpet was laid to prepare the mosque for worshippers; Ali Erbaş, head of the Diyanet, attended its laying.[130] The omphalion was left exposed. Because of the COVID-19 pandemic in Turkey, Erbaş said Hagia Sophia would accommodate up to 1,000 worshippers at a time and asked that they bring "masks, a prayer rug, patience and understanding".[130] The mosque opened for Friday prayers on 24 July, the 97th anniversary of the signature of the Treaty of Lausanne, which after the victory of the Republic in the Turkish War of Independence reversed the territorial losses of the World War I's Treaty of Sèvres.[135][130] White drapes covered the mosaics of the Virgin and Child in the apse.[131] Erbaş leaned on a sword while delivering his sermon, he also said "Sultan Mehmet the Conqueror dedicated this magnificent construction to believers to remain a mosque until the Day of Resurrection".[131] Erdoğan attended the midday prayers as many worshippers prayed outside; at one point the security cordon was breached and dozens of people broke through police lines.[131] It is the fourth Byzantine church converted from museum to a mosque during Erdoğan's rule.[136]
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Days before the final decision on the conversion was made, Ecumenical Patriarch Bartholomew I of Constantinople stated in a sermon that "the conversion of Hagia Sophia into a mosque w[ould] disappoint millions of Christians around the world”, he also said that Hagia Sophia, which was "a vital center where East is embraced with the West", would "fracture these two worlds" in the event of conversion.[137][138] The proposed conversion was decried by other Orthodox Christian leaders, the Russian Orthodox Church's Patriarch Kirill of Moscow stating that "a threat to Hagia Sophia [is] a threat to all of Christian civilization".[139][140]
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Following the Turkish government′s decision, UNESCO announced it "deeply regret[ed]" the conversion "made without prior discussion", and asked Turkey to "open a dialogue without delay", stating that the lack of negotiation was "regrettable".[28][124] UNESCO further announced that the "state of conservation" of Hagia Sophia would be "examined" at the next session of the World Heritage Committee, urging Turkey "to initiate dialogue without delay, in order to prevent any detrimental effect on the universal value of this exceptional heritage".[28] Ernesto Ottone, UNESCO’s Assistant Director-General for Culture said "It is important to avoid any implementing measure, without prior discussion with UNESCO, that would affect physical access to the site, the structure of the buildings, the site’s moveable property, or the site’s management".[28] UNESCO's statement of 10 July said "these concerns were shared with the Republic of Turkey in several letters, and again yesterday evening with the representative of the Turkish Delegation" without a response.[28]
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The World Council of Churches, which claims to represent 500 million Christians of 350 denominations, condemned the decision to convert the building into a mosque, saying that would "inevitably create uncertainties, suspicions and mistrust"; the World Council of Churches urged Turkey′s president Erdoğan "to reconsider and reverse" his decision "in the interests of promoting mutual understanding, respect, dialogue and cooperation, and avoiding cultivating old animosities and divisions".[141][29][142] At the recitation of the Sunday Angelus prayer at St Peter's Square on 12 July Pope Francis said, "My thoughts go to Istanbul. I think of Santa Sophia and I am very pained" (Italian: Penso a Santa Sofia, a Istanbul, e sono molto addolorato).[a][144][30] The International Association of Byzantine Studies announced that its 21st International Congress, due to be held in Istanbul in 2021, will no longer be held there and is postponed to 2022.[32]
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Josep Borrell, the European Union's High Representative for Foreign Affairs and Vice-President of the European Commission, released a statement calling the decisions by the Council of State and Erdoğan "regrettable" and pointing out that "as a founding member of the Alliance of Civilisations, Turkey has committed to the promotion of inter-religious and inter-cultural dialogue and to fostering of tolerance and co-existence."[145] According to Borrell, the European Union member states' twenty-seven foreign ministers "condemned the Turkish decision to convert such an emblematic monument as the Hagia Sophia" at meeting on 13 July, saying it "will inevitably fuel the mistrust, promote renewed division between religious communities and undermine our efforts at dialog and cooperation" and that "there was a broad support to call on the Turkish authorities to urgently reconsider and reverse this decision".[146][147] Greece denounced the conversion and considered it a breach of the UNESCO World Heritage titling.[115] Greek culture minister Lina Mendoni called it an "open provocation to the civilised world" which "absolutely confirms that there is no independent justice" in Erdoğan's Turkey, and that his Turkish nationalism "takes his country back six centuries".[31] Greece and Cyprus called for EU sanctions on Turkey.[148] Morgan Ortagus, the spokesperson for the United States Department of State noted that "We are disappointed by the decision by the government of Turkey to change the status of the Hagia Sophia."[31] Jean-Yves Le Drian, foreign minister of France, said his country "deplores" the move, saying "these decisions cast doubt on one of the most symbolic acts of modern and secular Turkey".[142] Vladimir Dzhabarov, deputy head of the foreign affairs committee of the Russian Federation Council, said that it "will not do anything for the Muslim world. It does not bring nations together, but on the contrary brings them into collision" and calling the move a "mistake".[31] The former deputy prime minister of Italy, Matteo Salvini held a demonstration in protest outside the Turkish consulate in Milan, calling for all plans for accession of Turkey to the European Union to be terminated "once and for all".[149] In East Jerusalem, a protest was held outside the Turkish consulate on the 13 July, with the burning of a Turkish flag and the display of the Greek flag and flag of the Greek Orthodox Church.[150] In a statement the Turkish foreign ministry condemned the burning of the flag, saying "nobody can disrespect or encroach our glorious flag".[151]
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Ersin Tatar, prime minister of the Turkish Republic of Northern Cyprus which is recognized only by Turkey, welcomed the decision, calling it "sound" and "pleasing".[152][31] He further criticized the government of Cyprus, claiming that "the Greek Cypriot administration, who burned down our mosques, should not have a say in this".[152] Through a spokesman the Foreign Ministry of Iran welcomed the change, saying the decision was an "issue that should be considered as part of Turkey's national sovereignty" and "Turkey's internal affair".[153] Sergei Vershinin, deputy foreign minister of Russia, said that the matter was of one of "internal affairs, in which, of course, neither we nor others should interfere."[154] The Arab Maghreb Union was supportive.[155] Ekrema Sabri, imam of the al-Aqsa Mosque, and Ahmed bin Hamad al-Khalili, grand mufti of Oman, both congratulated Turkey on the move.[155] The Muslim Brotherhood was also in favour of the news.[155] A spokesman for the Palestinian Islamist movement Hamas called the verdict a "a proud moment for all Muslims".[156] Pakistani politician Chaudhry Pervaiz Elahi of the Pakistan Muslim League (Q) welcomed the ruling, claiming it was "not only in accordance with the wishes of the people of Turkey but the entire Muslim world".[157] The Muslim Judicial Council group in South Africa praised the move, calling it "a historic turning point".[158] In Nouakchott, capital of Mauritania, there were prayers and celebrations topped by the sacrifice of a camel.[159] On the other hand, Shawki Allam, grand mufti of Egypt, ruled that conversion of the Hagia Sophia to a mosque is "impermissible".[160]
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When President Erdoğan announced that the first Muslim prayers would be held inside the building on 24 July, he added that "like all our mosques, the doors of Hagia Sophia will be wide open to locals and foreigners, Muslims and non-Muslims." Presidential spokesman İbrahim Kalın said that the icons and mosaics of the building would be preserved, and that "in regards to the arguments of secularism, religious tolerance and coexistence, there are more than four hundred churches and synagogues open in Turkey today."[161] Ömer Çelik, spokesman for the ruling Justice and Development Party (AKP), announced on 13 July that entry to Hagia Sophia would be free of charge and open to all visitors outside prayer times, during which Christian imagery in the building's mosaics would be covered by curtains or lasers.[149] In response to the criticisms of Pope Francis, Çelik said that the papacy was responsible for the greatest disrespect done to the site, during the 13th-century Roman Catholic Fourth Crusade's sack of Constantinople and the Latin Empire, during which the cathedral was pillaged.[149] The Turkish foreign minister, Mevlüt Çavuşoğlu told TRT Haber on 13 July that the government was surprised at the reaction of UNESCO, saying that "We have to protect our ancestors’ heritage. The function can be this way or that way – it does not matter".[162]
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On 14 July the prime minister of Greece, Kyriakos Mitsotakis said his government was "considering its response at all levels" to what he called Turkey's "unnecessary, petty initiative", and that "with this backward action, Turkey is opting to sever links with western world and its values".[163] In relation to both Hagia Sophia and the Cyprus–Turkey maritime zones dispute, Mitsotakis called for European sanctions against Turkey, referring to it as "a regional troublemaker, and which is evolving into a threat to the stability of the whole south-east Mediterranean region".[163] Dora Bakoyannis, Greek former foreign minister, said Turkey's actions had "crossed the Rubicon", distancing itself from the West.[164] On the day of the building's re-opening, Mitsotakis called it not a show of power but evidence of Turkey's weakness.[131]
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Hagia Sophia is one of the greatest surviving examples of Byzantine architecture.[4] Its interior is decorated with mosaics and marble pillars and coverings of great artistic value. The temple itself was so richly and artistically decorated that according to much later legend, Justinian proclaimed, "Solomon, I have outdone thee!" (Byzantine Greek: Νενίκηκά σε Σολομών). Justinian himself had overseen the completion of the greatest cathedral ever built up to that time, and it was to remain the largest cathedral for 1,000 years up until the completion of the cathedral in Seville in Spain.[165]
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The Hagia Sophia is of masonry construction. The structure has brick and mortar joints that are 1.5 times the width of the bricks. The mortar joints are composed of a combination of sand and minute ceramic pieces distributed evenly throughout the mortar joints. This combination of sand and potsherds was often used in Roman concrete, predecessor of modern concrete.[166]
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Justinian's basilica was at once the culminating architectural achievement of late antiquity and the first masterpiece of Byzantine architecture. Its influence, both architecturally and liturgically, was widespread and enduring in the Eastern Christianity, Western Christianity, and Islam alike.
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The vast interior has a complex structure. The nave is covered by a central dome which at its maximum is 55.6 m (182 ft 5 in) from floor level and rests on an arcade of 40 arched windows. Repairs to its structure have left the dome somewhat elliptical, with the diameter varying between 31.24 and 30.86 m (102 ft 6 in and 101 ft 3 in).[citation needed]
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At the western entrance side and eastern liturgical side, there are arched openings extended by half domes of identical diameter to the central dome, carried on smaller semi-domed exedrae; a hierarchy of dome-headed elements built up to create a vast oblong interior crowned by the central dome, with a clear span of 76.2 m (250 ft).[4]
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The theories of Hero of Alexandria, a Hellenistic mathematician of the 1st century AD, may have been utilized to address the challenges presented by building such an expansive dome over so large a space.[167] The idea is that
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π
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{\displaystyle \pi }
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, which is not expressible as a rational number, was approximated and deliberately used as a less accurate rational value that approximates the irrational number
|
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π
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{\displaystyle \pi }
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. This is appropriate for 22/7 which was used for solving circle problems in construction. When it is ascertained that the circle circumference is U=D*22/7, several elegant solutions are produced, among them those which use a diameter which is cancelling the denominator. As thus Svenshon and Stiffel proposed that the architects used Heron's proposed values for constructing vaults. Central for the erection of the dome of the Hagia Sophia was that the central square corresponds to a diagonal, which is expressible as a rational number approximating
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2
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{\displaystyle {\sqrt {2}}}
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. If this was not rightly done, all related measures to the square would not be manageable by the instruments of the surveyors of those times. As thus for the calculation of the square measurements derived from the so-called side-and-diagonal number progression were used. With its help, approximations for
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2
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{\displaystyle {\sqrt {2}}}
|
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can be produced, which is essential for measuring all types of square or square-related objects and surfaces (i.e. 1/1, 3/2, 7/5, 17/12, 41/29, 99/70). With this method, the squares defined by the numbers 12 and 17, whereas 12 defines the side of the square and 17 its diagonal, has been used as a standard value as early as in cuneiform Babylonian texts.[168]
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As the great square in Hagia Sophia is 31 m long, it was previously thought, without any reassurance,[clarification needed] that this length corresponded to 100 Byzantine feet.[citation needed] Yet such a round figure for the square side would lead to a diagonal with the irrational length of 141.421... because of the factor
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2
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{\displaystyle {\sqrt {2}}}
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. This would mean that the square and all dimensions related to it would not be manageable. It has now been realised that in this context, the diagonal is nothing else but the diameter of the circle defined by the vault's circumference, while at the same time, as Heron's circle calculations, in which the practical diameter-values 7 and 14 were used, that the diagonal of the square, or diameter of the circle has been calculated with the tenfold of the exemplary value of 14 or else 140 Byzantine feet. If the dimension of the dome diameter of the Hagia Sophia is constructed with a value that fits to the approximation of
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π
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{\displaystyle \pi }
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(22/7) all derived values become rational: 70*22/7=220; 105*22/7=330; 140*22/7=440, ... 210*22/7=660.[citation needed]
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Therefore, Svenshon suggested that the size of the side of the central square of Hagia Sophia is not 100 Byzantine feet, but instead 99. This measurement is not only rational, but is also embedded in the system of the side-and-diagonal number progression (70/99) and therefore a usable value by the applied mathematics of antiquity. It gives a diagonal of 140 which is manageable for constructing a huge dome as was done in the Hagia Sophia.[169]
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The Imperial Gate was the main entrance between the exo- and esonarthex. It was reserved exclusively for the Emperor. The Byzantine mosaic above the portal depicts Christ and an unnamed emperor. A long ramp from the northern part of the outer narthex leads up to the upper gallery.
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The upper gallery, the matroneum, is laid out in a horseshoe shape that encloses the nave on three sides and is interrupted by the apse. Several mosaics are preserved in the upper gallery, an area traditionally reserved for the Empress and her court. The best-preserved mosaics are located in the southern part of the gallery.
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The upper gallery contains runic graffiti presumed to be left by members of the Varangian Guard.
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Throughout history the Hagia Sophia has been a victim to natural disasters, such as earthquakes, and has also fallen victim to vandalism. Structural damage can easily be seen on its exterior surface. To ensure that the Hagia Sophia did not sustain any damage on the interior of the building, studies have been conducted using ground penetrating radar within the gallery of the Hagia Sophia. With the use of GPR (ground penetrating radar), teams discovered weak zones within the Hagia Sophia's gallery and also concluded that the curvature of the vault dome has been shifted out of proportion, compared to its original angular orientation.[170]
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The dome of Hagia Sophia has spurred particular interest for many art historians, architects and engineers because of the innovative way the original architects envisioned it. The dome is carried on four spherical triangular pendentives, one of the first large-scale uses of them. The pendentives are the corners of the square base of the dome, which curve upwards into the dome to support it, restraining the lateral forces of the dome and allowing its weight to flow downwards.[171][172] It was the largest pendentive dome in the world until the completion of St Peter's Basilica, and has a much lower height than any other dome of such a large diameter.
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The great dome at the Hagia Sophia is one hundred and seven feet in diameter and is only two feet thick. The main building material for the Hagia Sophia composed of brick and mortar. Brick aggregate was used to make roofs easier to construct. The aggregate weighs one hundred and fifty pounds per cubic foot, an average weight of masonry construction at the time. Due to the materials plasticity it was chosen over cut stone due to the fact that aggregate can be used over a longer distance.[173] According to Rowland Mainstone, "it is unlikely that the vaulting-shell is anywhere more than one normal brick in thickness".[174]
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The weight of the dome remained a problem for most of the building's existence. The original cupola collapsed entirely after the earthquake of 558; in 563 a new dome was built by Isidore the younger, a nephew of Isidore of Miletus. Unlike the original, this included 40 ribs and was raised 20 feet, in order to lower the lateral forces on the church walls. A larger section of the second dome collapsed as well, in two episodes, so that today only two sections of the present dome, in the north and south side, still date from the 562 reconstructions. Of the whole dome's 40 ribs, the surviving north section contains eight ribs, while the south section includes six ribs.[175]
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Although this design stabilizes the dome and the surrounding walls and arches, the actual construction of the walls of Hagia Sophia weakened the overall structure. The bricklayers used more mortar than brick, which is more effective if the mortar was allowed to settle as the building would have been more flexible; however, the builders raced to complete the building and left no time for the mortar to cure before they began the next layer. When the dome was erected, its weight caused the walls to lean outward because of the wet mortar underneath. When Isidore the Younger rebuilt the fallen cupola, he had first to build up the interior of the walls to make them vertical again. Additionally, the architect raised the height of the rebuilt dome by approximately 6 metres (20 ft) so that the lateral forces would not be as strong and its weight would be transmitted more effectively down into the walls. Moreover, he shaped the new cupola like a scalloped shell or the inside of an umbrella, with ribs that extend from the top down to the base. These ribs allow the weight of the dome to flow between the windows, down the pendentives, and ultimately to the foundation.[176]
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Hagia Sophia is famous for the light that reflects everywhere in the interior of the nave, giving the dome the appearance of hovering above. This effect was achieved by inserting forty windows around the base of the original structure. Moreover, the insertion of the windows in the dome structure reduced its weight.[176]
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Numerous buttresses have been added throughout the centuries. The flying buttresses to the west of the building, although thought to have been constructed by the Crusaders upon their visit to Constantinople, are actually built during the Byzantine era. This shows that the Romans had prior knowledge of flying buttresses which can also be seen at in Greece, at the Rotunda of Galerius in Thessaloniki and at the monastery of Hosios Loukas in Boeotia, and in Italy at the octagonal basilica of San Vitale in Ravenna.[176] Other buttresses were constructed during the Ottoman times under the guidance of the architect Sinan. A total of 24 buttresses were added.[177]
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The minarets were an Ottoman addition and not part of the original church's Byzantine design. They were built for notification of invitations for prayers (adhan) and announcements. Mehmed had built a wooden minaret over one of the half domes soon after Hagia Sophia's conversion from a cathedral to a mosque. This minaret does not exist today. One of the minarets (at southeast) was built from red brick and can be dated back from the reign of Mehmed or his successor Beyazıd II. The other three were built from white limestone and sandstone, of which the slender northeast column was erected by Bayezid II and the two identical larger minarets to the west were erected by Selim II and designed by the famous Ottoman architect Mimar Sinan. Both are 60 metres (200 ft) in height, and their thick and massive patterns complete Hagia Sophia's main structure. Many ornaments and details were added to these minarets on repairs during the 15th, 16th, and 19th centuries, which reflect each period's characteristics and ideals.[178][179]
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Originally, under Justinian's reign, the interior decorations consisted of abstract designs on marble slabs on the walls and floors, as well as mosaics on the curving vaults. Of these mosaics, one can still see the two archangels Gabriel and Michael in the spandrels (corners) of the bema. There were already a few figurative decorations, as attested by the late 6th-century ekphrasis of Paul the Silentiary, the Description of Hagia Sophia. The spandrels of the gallery are faced in inlaid thin slabs (opus sectile), showing patterns and figures of flowers and birds in precisely cut pieces of white marble set against a background of black marble. In later stages, figurative mosaics were added, which were destroyed during the iconoclastic controversy (726–843). Present mosaics are from the post-iconoclastic period.
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Apart from the mosaics, many figurative decorations were added during the second half of the 9th century: an image of Christ in the central dome; Eastern Orthodox saints, prophets and Church Fathers in the tympana below; historical figures connected with this church, such as Patriarch Ignatius; and some scenes from the Gospels in the galleries.Basil II let artists paint on each of the four pendentives a giant six-winged seraph.[64] The Ottomans covered their faces with a golden star,[64] but in 2009 one of them was restored to the original state.[180]
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The loggia of the empress is located in the centre of the gallery of the Hagia Sophia, above the Imperial Door and directly opposite the apse. From this matroneum (women's gallery), the empress and the court-ladies would watch the proceedings down below. A green stone disc of verd antique marks the spot where the throne of the empress stood.[181][182]
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Two huge marble lustration (ritual purification) urns were brought from Pergamon during the reign of Sultan Murad III. From the Hellenistic period, they are carved from single blocks of marble.[17]
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The Marble Door inside the Hagia Sophia is located in the southern upper enclosure or gallery. It was used by the participants in synods, who entered and left the meeting chamber through this door. It is said[by whom?] that each side is symbolic and that one side represents heaven while the other represents hell. Its panels are covered in fruits and fish motives. The door opens into a space that was used as a venue for solemn meetings and important resolutions of patriarchate officials.[183]
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The Nice Door is the oldest architectural element found in the Hagia Sophia dating back to the 2nd century BC. The decorations are of reliefs of geometric shapes as well as plants that are believed to have come from a pagan temple in Tarsus in Cilicia, part of the Cibyrrhaeot Theme in modern-day Mersin Province in southeastern Turkey. It was incorporated into the building by Emperor Theophilos in 838 where it is placed in the south exit in the inner narthex.[184]
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The Imperial Door is the door that would be used solely by the Emperor as well as his personal bodyguard and retinue. It is the largest door in the Hagia Sophia and has been dated to the 6th century. It is about 7 meters long and Byzantine sources say it was made with wood from Noah's Ark.[185]
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At the northwest of the building, there is a column with a hole in the middle covered by bronze plates. This column goes by different names; the "perspiring" or "sweating column", the "crying column", or the "wishing column". The column is said to be damp when touched and have supernatural powers.[186] The legend states that since Gregory the Wonderworker appeared near the column in the year 1200, it has been moist. It is believed that touching the moisture cures many illnesses.[187][188]
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The first mosaics which adorned the church were completed during the reign of Justin II.[189] Many of the non-figurative mosaics in the church come from this period. Most of the mosaics, however, were created in the 10th and 12th centuries,[190] following the periods of Byzantine Iconoclasm.
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During the Sack of Constantinople in 1204, the Latin Crusaders vandalized valuable items in every important Byzantine structure of the city, including the golden mosaics of the Hagia Sophia. Many of these items were shipped to Venice, whose Doge, Enrico Dandolo, had organized the invasion and sack of Constantinople after an agreement with Prince Alexios Angelos, the son of a deposed Byzantine emperor.
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Following the building's conversion into a mosque in 1453, many of its mosaics were covered with plaster, due to Islam's ban on representational imagery. This process was not completed at once, and reports exist from the 17th century in which travellers note that they could still see Christian images in the former church. In 1847–1849, the building was restored by two Swiss-Italian Fossati brothers, Gaspare and Giuseppe, and Sultan Abdulmejid I allowed them to also document any mosaics they might discover during this process, which were later archived in Swiss libraries.[191] This work did not include repairing the mosaics and after recording the details about an image, the Fossatis painted it over again. The Fossatis restored the mosaics of the two hexapteryga (singular Greek: ἑξαπτέρυγον, pr. hexapterygon, six-winged angel; it is uncertain whether they are seraphim or cherubim) located on the two east pendentives, covering their faces again before the end of the restoration.[192] The other two placed on the west pendentives are copies in paint created by the Fossatis since they could find no surviving remains of them.[192] As in this case, the architects reproduced in paint damaged decorative mosaic patterns, sometimes redesigning them in the process. The Fossati records are the primary sources about a number of mosaic images now believed to have been completely or partially destroyed in the 1894 Istanbul earthquake. These include a mosaic over a now-unidentified Door of the Poor, a large image of a jewel-encrusted cross, and many images of angels, saints, patriarchs, and church fathers. Most of the missing images were located in the building's two tympana.
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One mosaic they documented is Christ Pantocrator in a circle, which would indicate it to be a ceiling mosaic, possibly even of the main dome which was later covered and painted over with Islamic calligraphy that expounds God as the light of the universe. The Fossatis' drawings of the Hagia Sophia mosaics are today kept in the Archive of the Canton of Ticino.[193]
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Many mosaics were uncovered in the 1930s by a team from the Byzantine Institute of America led by Thomas Whittemore. The team chose to let a number of simple cross images remain covered by plaster but uncovered all major mosaics found.
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Because of its long history as both a church and a mosque, a particular challenge arises in the restoration process. Christian iconographic mosaics can be uncovered, but often at the expense of important and historic Islamic art. Restorers have attempted to maintain a balance between both Christian and Islamic cultures. In particular, much controversy rests upon whether the Islamic calligraphy on the dome of the cathedral should be removed, in order to permit the underlying Pantocrator mosaic of Christ as Master of the World, to be exhibited (assuming the mosaic still exists).[194]
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The Hagia Sophia has been a victim to natural disasters that have caused deterioration to the buildings structure and walls. The deterioration of the Hagia Sophia's walls can be directly relate to salt crystallization. The crystallization of salt is due to an intrusion of rainwater that is at fault for the Hagia Sophia's deteriorating inner and outer walls. Diverting excess rainwater is the main solution to solve the deteriorating walls at the Hagia Sophia.[195]
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Built between 532–537 a subsurface structure under the Hagia Sophia has been under investigation, using LaCoste-Romberg gravimeters to determine the depth of the subsurface structure and to discover other hidden cavities beneath the Hagia Sophia. The hidden cavities have also acted as a support system against earthquakes. With these findings using the LaCoste-Romberg gravimeters, it was also discovered that the Hagia Sophia's foundation is built on a slope of natural rock.[196]
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The Imperial Gate mosaic is located in the tympanum above that gate, which was used only by the emperors when entering the church. Based on style analysis, it has been dated to the late 9th or early 10th century. The emperor with a nimbus or halo could possibly represent emperor Leo VI the Wise or his son Constantine VII Porphyrogenitus bowing down before Christ Pantocrator, seated on a jewelled throne, giving his blessing and holding in his left hand an open book.[197] The text on the book reads: "Peace be with you" (John 20:19, 20:26) and "I am the light of the world" (John 8:12). On each side of Christ's shoulders is a circular medallion with busts: on his left the Archangel Gabriel, holding a staff, on his right his mother Mary.[198]
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The southwestern entrance mosaic, situated in the tympanum of the southwestern entrance, dates from the reign of Basil II.[199] It was rediscovered during the restorations of 1849 by the Fossatis. The Virgin sits on a throne without a back, her feet resting on a pedestal, embellished with precious stones. The Christ Child sits on her lap, giving his blessing and holding a scroll in his left hand. On her left side stands emperor Constantine in ceremonial attire, presenting a model of the city to Mary. The inscription next to him says: "Great emperor Constantine of the Saints". On her right side stands emperor Justinian I, offering a model of the Hagia Sophia. The medallions on both sides of the Virgin's head carry the nomina sacra MP and ΘΥ, abbreviations of the Greek: Μήτηρ του Θεοῦ, romanized: Mētēr Theou, lit. 'Mother of God'.[200]
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The Virgin and Child mosaic was the first of the post-iconoclastic mosaics. It was inaugurated on 29 March 867 by Patriarch Photius and the emperors Michael III and Basil I. This mosaic is situated in a high location on the half dome of the apse. Mary is sitting on a throne without a back, holding the Child Jesus on her lap. Her feet rest on a pedestal. Both the pedestal and the throne are adorned with precious stones. The portraits of the archangels Gabriel and Michael (largely destroyed) in the bema of the arch also date from the 9th century. The mosaics are set against the original golden background of the 6th century. These mosaics were believed to be a reconstruction of the mosaics of the 6th century that were previously destroyed during the iconoclastic era by the Byzantines of that time, as represented in the inaugural sermon by the patriarch Photios. However, no record of figurative decoration of Hagia Sophia exists before this time.[201]
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The Emperor Alexander mosaic is not easy to find for the first-time visitor, located on the second floor in a dark corner of the ceiling. It depicts the emperor Alexander in full regalia, holding a scroll in his right hand and a globus cruciger in his left. A drawing by the Fossatis showed that the mosaic survived until 1849 and that Thomas Whittemore, founder of the Byzantine Institute of America who was granted permission to preserve the mosaics, assumed that it had been destroyed in the earthquake of 1894. Eight years after his death, the mosaic was discovered in 1958 largely through the researches of Robert Van Nice. Unlike most of the other mosaics in Hagia Sophia, which had been covered over by ordinary plaster, the Alexander mosaic was simply painted over and reflected the surrounding mosaic patterns and thus was well hidden. It was duly cleaned by the Byzantine Institute's successor to Whittemore, Paul A. Underwood.[202][203]
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The Empress Zoe mosaic on the eastern wall of the southern gallery date from the 11th century. Christ Pantocrator, clad in the dark blue robe (as is the custom in Byzantine art), is seated in the middle against a golden background, giving his blessing with the right hand and holding the Bible in his left hand. On either side of his head are the nomina sacra IC and XC, meaning Iēsous Christos. He is flanked by Constantine IX Monomachus and Empress Zoe, both in ceremonial costumes. He is offering a purse, as a symbol of donation, he made to the church, while she is holding a scroll, symbol of the donations she made. The inscription over the head of the emperor says: "Constantine, pious emperor in Christ the God, king of the Romans, Monomachus". The inscription over the head of the empress reads as follows: "Zoë, the very pious Augusta". The previous heads have been scraped off and replaced by the three present ones. Perhaps the earlier mosaic showed her first husband Romanus III Argyrus or her second husband Michael IV. Another theory is that this mosaic was made for an earlier emperor and empress, with their heads changed into the present ones.[204]
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The Comnenus mosaic, also located on the eastern wall of the southern gallery, dates from 1122. The Virgin Mary is standing in the middle, depicted, as usual in Byzantine art, in a dark blue gown. She holds the Christ Child on her lap. He gives his blessing with his right hand while holding a scroll in his left hand. On her right side stands emperor John II Comnenus, represented in a garb embellished with precious stones. He holds a purse, symbol of an imperial donation to the church. his wife, the empress Irene of Hungary stands on the left side of the Virgin, wearing ceremonial garments and offering a document. Their eldest son Alexius Comnenus is represented on an adjacent pilaster. He is shown as a beardless youth, probably representing his appearance at his coronation aged seventeen. In this panel, one can already see a difference with the Empress Zoe mosaic that is one century older. There is a more realistic expression in the portraits instead of an idealized representation. The Empress Irene (born Piroska), daughter of Ladislaus I of Hungary, is shown with plaited blond hair, rosy cheeks, and grey eyes, revealing her Hungarian descent. The emperor is depicted in a dignified manner.[205]
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The Deësis mosaic (Δέησις, "Entreaty") probably dates from 1261. It was commissioned to mark the end of 57 years of Roman Catholic use and the return to the Eastern Orthodox faith. It is the third panel situated in the imperial enclosure of the upper galleries. It is widely considered the finest in Hagia Sophia, because of the softness of the features, the humane expressions and the tones of the mosaic. The style is close to that of the Italian painters of the late 13th or early 14th century, such as Duccio. In this panel the Virgin Mary and John the Baptist (Ioannes Prodromos), both shown in three-quarters profile, are imploring the intercession of Christ Pantocrator for humanity on Judgment Day. The bottom part of this mosaic is badly deteriorated.[206] This mosaic is considered as the beginning of a renaissance in Byzantine pictorial art.[207]
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The northern tympanum mosaics feature various saints. They have been able to survive due to their high and inaccessible location. They depict Patriarchs of Constantinople John Chrysostom and Ignatius standing, clothed in white robes with crosses, and holding richly jewelled Bibles. The figures of each patriarch, revered as saints, are identifiable by labels in Greek. The other mosaics in the other tympana have not survived probably due to the frequent earthquakes, as opposed to any deliberate destruction by the Ottoman conquerors.[208]
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The dome was decorated with four non-identical figures of the six-winged angels which protect the Throne of God; it is uncertain whether they are seraphim or cherubim. The mosaics survive in the eastern part of the dome, but since the ones on the western side were damaged during the Byzantine period, they have been renewed as frescoes. During the Ottoman period each seraph's (or cherub's) face was covered with metallic lids in the shape of stars, but these were removed to reveal the faces during renovations in 2009.[209]
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Mosaic in the northern tympanum depicting Saint John Chrysostom
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Six patriarchs mosaic in the southern tympanum as drawn by the Fossati brothers
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Moasics as drawn by the Fossati brothers
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Interior of the Hagia Sophia by John Singer Sargent, 1891
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Photograph by Sébah & Joaillier, c.1900–10
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Watercolour of the interior by Philippe Chaperon, 1893
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Detail of relief on the Marble Door.
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Imperial Gate from the nave
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19th-century centotaph of Enrico Dandolo, Doge of Venice, and commander of the 1204 Sack of Constantinople
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Ambigram ΝΙΨΟΝ��ΝΟΜΗΜΑΤΑΜΗΜΟΝΑΝΟΨΙΝ ("Wash your sins, not only the face") inscribed upon a holy water font
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Gate of the külliye, by John Frederick Lewis, 1838
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Fountain of Ahmed III from the gate of the külliye, by John Frederick Lewis, 1838
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Southern side of Hagia Sophia, looking east, by John Frederick Lewis, 1838
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From Verhandeling van de godsdienst der Mahometaanen, by Adriaan Reland, 1719
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Hagia Sophia from the south-west, 1914
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Hagia Sophia in the snow, December 2015
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Maschinengewehr 08 mounted on a minaret during World War II
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Many religious buildings have been modeled on the Hagia Sophia's core structure of a large central dome resting on pendentives and buttressed by two semi-domes.
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Many Byzantine churches were modeled on the Hagia Sophia including the namesake Hagia Sophia in Thessaloniki, Greece. Under Justinian, the Hagia Irene was remodeled to have a dome similar to the Hagia Sophia.
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Several mosques commissioned by the Ottoman dynasty closely mimic the geometry of the Hagia Sophia, including the Süleymaniye Mosque and the Bayezid II Mosque. In many cases, Ottoman architects preferred to surround the central dome with four semi-domes rather than two.[210] This is true in the Sultan Ahmed Mosque, the New Mosque (Istanbul), and the Fatih Mosque. Like the original plan of the Hagia Sophia, many of these mosques are also entered through a colonnaded courtyard. However, the courtyard of the Hagia Sophia no longer exists.
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Neo-Byzantine churches modeled on the Hagia Sophia include the Kronstadt Naval Cathedral and Poti Cathedral which closely replicate the internal geometry of the Hagia Sophia. The interior of the Kronstadt Naval Cathedral is a nearly 1-to-1 copy of the Hagia Sophia. The marble revetment also closely mimics the source work. Like Ottoman mosques, many churches based on the Hagia Sophia include four semi-domes rather than two, such as the Church of Saint Sava in Belgrade.
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Several churches combine the layout of the Hagia Sophia with a Latin cross plan. For instance, the Cathedral Basilica of Saint Louis (St. Louis), where the transept is formed by two semi-domes surrounding the main dome. This church also closely emulates the column capitals and mosaic styles of the Hagia Sophia. Other similar examples include the Alexander Nevsky Cathedral, Sofia, St Sophia's Cathedral, London, Saint Clement Catholic Church, Chicago, and Basilica of the National Shrine of the Immaculate Conception.
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The Catedral Metropolitana Ortodoxa in São Paulo and the Église du Saint-Esprit (Paris) closely follow the interior layout of the Hagia Sophia. Both include four semi-domes, but the two lateral semi-domes are very shallow. In terms of size, the Église du Saint-Esprit is about two-thirds the scale of the Hagia Sophia.
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Synagogues based on the Hagia Sophia include the Congregation Emanu-El (San Francisco), Great Synagogue of Florence, and Hurva Synagogue.
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Articles
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Mosaics
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Ancient Egypt was a civilization of ancient North Africa, concentrated along the lower reaches of the Nile River, situated in the place that is now the country Egypt. Ancient Egyptian civilization followed prehistoric Egypt and coalesced around 3100 BC (according to conventional Egyptian chronology)[1] with the political unification of Upper and Lower Egypt under Menes (often identified with Narmer).[2] The history of ancient Egypt occurred as a series of stable kingdoms, separated by periods of relative instability known as Intermediate Periods: the Old Kingdom of the Early Bronze Age, the Middle Kingdom of the Middle Bronze Age and the New Kingdom of the Late Bronze Age.
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Egypt reached the pinnacle of its power in the New Kingdom, ruling much of Nubia and a sizable portion of the Near East, after which it entered a period of slow decline. During the course of its history Egypt was invaded or conquered by a number of foreign powers, including the Hyksos, the Libyans, the Nubians, the Assyrians, the Achaemenid Persians, and the Macedonians under the command of Alexander the Great. The Greek Ptolemaic Kingdom, formed in the aftermath of Alexander's death, ruled Egypt until 30 BC, when, under Cleopatra, it fell to the Roman Empire and became a Roman province.[3]
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The success of ancient Egyptian civilization came partly from its ability to adapt to the conditions of the Nile River valley for agriculture. The predictable flooding and controlled irrigation of the fertile valley produced surplus crops, which supported a more dense population, and social development and culture. With resources to spare, the administration sponsored mineral exploitation of the valley and surrounding desert regions, the early development of an independent writing system, the organization of collective construction and agricultural projects, trade with surrounding regions, and a military intended to assert Egyptian dominance. Motivating and organizing these activities was a bureaucracy of elite scribes, religious leaders, and administrators under the control of a pharaoh, who ensured the cooperation and unity of the Egyptian people in the context of an elaborate system of religious beliefs.[4]
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The many achievements of the ancient Egyptians include the quarrying, surveying and construction techniques that supported the building of monumental pyramids, temples, and obelisks; a system of mathematics, a practical and effective system of medicine, irrigation systems and agricultural production techniques, the first known planked boats,[5] Egyptian faience and glass technology, new forms of literature, and the earliest known peace treaty, made with the Hittites.[6] Ancient Egypt has left a lasting legacy. Its art and architecture were widely copied, and its antiquities carried off to far corners of the world. Its monumental ruins have inspired the imaginations of travelers and writers for centuries. A new-found respect for antiquities and excavations in the early modern period by Europeans and Egyptians led to the scientific investigation of Egyptian civilization and a greater appreciation of its cultural legacy.[7]
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The Nile has been the lifeline of its region for much of human history.[8] The fertile floodplain of the Nile gave humans the opportunity to develop a settled agricultural economy and a more sophisticated, centralized society that became a cornerstone in the history of human civilization.[9] Nomadic modern human hunter-gatherers began living in the Nile valley through the end of the Middle Pleistocene some 120,000 years ago. By the late Paleolithic period, the arid climate of Northern Africa became increasingly hot and dry, forcing the populations of the area to concentrate along the river region.
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In Predynastic and Early Dynastic times, the Egyptian climate was much less arid than it is today. Large regions of Egypt were covered in treed savanna and traversed by herds of grazing ungulates. Foliage and fauna were far more prolific in all environs and the Nile region supported large populations of waterfowl. Hunting would have been common for Egyptians, and this is also the period when many animals were first domesticated.[10]
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By about 5500 BC, small tribes living in the Nile valley had developed into a series of cultures demonstrating firm control of agriculture and animal husbandry, and identifiable by their pottery and personal items, such as combs, bracelets, and beads. The largest of these early cultures in upper (Southern) Egypt was the Badarian culture, which probably originated in the Western Desert; it was known for its high quality ceramics, stone tools, and its use of copper.[11]
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The Badari was followed by the Naqada culture: the Amratian (Naqada I), the Gerzeh (Naqada II), and Semainean (Naqada III).[12][page needed] These brought a number of technological improvements. As early as the Naqada I Period, predynastic Egyptians imported obsidian from Ethiopia, used to shape blades and other objects from flakes.[13] In Naqada II times, early evidence exists of contact with the Near East, particularly Canaan and the Byblos coast.[14] Over a period of about 1,000 years, the Naqada culture developed from a few small farming communities into a powerful civilization whose leaders were in complete control of the people and resources of the Nile valley.[15] Establishing a power center at Nekhen (in Greek, Hierakonpolis), and later at Abydos, Naqada III leaders expanded their control of Egypt northwards along the Nile.[16] They also traded with Nubia to the south, the oases of the western desert to the west, and the cultures of the eastern Mediterranean and Near East to the east, initiating a period of Egypt-Mesopotamia relations.[17][when?]
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The Naqada culture manufactured a diverse selection of material goods, reflective of the increasing power and wealth of the elite, as well as societal personal-use items, which included combs, small statuary, painted pottery, high quality decorative stone vases, cosmetic palettes, and jewelry made of gold, lapis, and ivory. They also developed a ceramic glaze known as faience, which was used well into the Roman Period to decorate cups, amulets, and figurines.[18] During the last predynastic phase, the Naqada culture began using written symbols that eventually were developed into a full system of hieroglyphs for writing the ancient Egyptian language.[19]
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The Early Dynastic Period was approximately contemporary to the early Sumerian-Akkadian civilisation of Mesopotamia and of ancient Elam. The third-century BC Egyptian priest Manetho grouped the long line of kings from Menes to his own time into 30 dynasties, a system still used today. He began his official history with the king named "Meni" (or Menes in Greek) who was believed to have united the two kingdoms of Upper and Lower Egypt.[20]
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The transition to a unified state happened more gradually than ancient Egyptian writers represented, and there is no contemporary record of Menes. Some scholars now believe, however, that the mythical Menes may have been the king Narmer, who is depicted wearing royal regalia on the ceremonial Narmer Palette, in a symbolic act of unification.[22] In the Early Dynastic Period, which began about 3000 BC, the first of the Dynastic kings solidified control over lower Egypt by establishing a capital at Memphis, from which he could control the labour force and agriculture of the fertile delta region, as well as the lucrative and critical trade routes to the Levant. The increasing power and wealth of the kings during the early dynastic period was reflected in their elaborate mastaba tombs and mortuary cult structures at Abydos, which were used to celebrate the deified king after his death.[23] The strong institution of kingship developed by the kings served to legitimize state control over the land, labour, and resources that were essential to the survival and growth of ancient Egyptian civilization.[24]
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Major advances in architecture, art, and technology were made during the Old Kingdom, fueled by the increased agricultural productivity and resulting population, made possible by a well-developed central administration.[25] Some of ancient Egypt's crowning achievements, the Giza pyramids and Great Sphinx, were constructed during the Old Kingdom. Under the direction of the vizier, state officials collected taxes, coordinated irrigation projects to improve crop yield, drafted peasants to work on construction projects, and established a justice system to maintain peace and order.[26]
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With the rising importance of central administration in Egypt a new class of educated scribes and officials arose who were granted estates by the king in payment for their services. Kings also made land grants to their mortuary cults and local temples, to ensure that these institutions had the resources to worship the king after his death. Scholars believe that five centuries of these practices slowly eroded the economic vitality of Egypt, and that the economy could no longer afford to support a large centralized administration.[27] As the power of the kings diminished, regional governors called nomarchs began to challenge the supremacy of the office of king. This, coupled with severe droughts between 2200 and 2150 BC,[28] is believed to have caused the country to enter the 140-year period of famine and strife known as the First Intermediate Period.[29]
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After Egypt's central government collapsed at the end of the Old Kingdom, the administration could no longer support or stabilize the country's economy. Regional governors could not rely on the king for help in times of crisis, and the ensuing food shortages and political disputes escalated into famines and small-scale civil wars. Yet despite difficult problems, local leaders, owing no tribute to the king, used their new-found independence to establish a thriving culture in the provinces. Once in control of their own resources, the provinces became economically richer—which was demonstrated by larger and better burials among all social classes.[30] In bursts of creativity, provincial artisans adopted and adapted cultural motifs formerly restricted to the royalty of the Old Kingdom, and scribes developed literary styles that expressed the optimism and originality of the period.[31]
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Free from their loyalties to the king, local rulers began competing with each other for territorial control and political power. By 2160 BC, rulers in Herakleopolis controlled Lower Egypt in the north, while a rival clan based in Thebes, the Intef family, took control of Upper Egypt in the south. As the Intefs grew in power and expanded their control northward, a clash between the two rival dynasties became inevitable. Around 2055 BC the northern Theban forces under Nebhepetre Mentuhotep II finally defeated the Herakleopolitan rulers, reuniting the Two Lands. They inaugurated a period of economic and cultural renaissance known as the Middle Kingdom.[32]
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The kings of the Middle Kingdom restored the country's stability and prosperity, thereby stimulating a resurgence of art, literature, and monumental building projects.[33] Mentuhotep II and his Eleventh Dynasty successors ruled from Thebes, but the vizier Amenemhat I, upon assuming the kingship at the beginning of the Twelfth Dynasty around 1985 BC, shifted the kingdom's capital to the city of Itjtawy, located in Faiyum.[34] From Itjtawy, the kings of the Twelfth Dynasty undertook a far-sighted land reclamation and irrigation scheme to increase agricultural output in the region. Moreover, the military reconquered territory in Nubia that was rich in quarries and gold mines, while laborers built a defensive structure in the Eastern Delta, called the "Walls-of-the-Ruler", to defend against foreign attack.[35]
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With the kings having secured the country militarily and politically and with vast agricultural and mineral wealth at their disposal, the nation's population, arts, and religion flourished. In contrast to elitist Old Kingdom attitudes towards the gods, the Middle Kingdom displayed an increase in expressions of personal piety.[36] Middle Kingdom literature featured sophisticated themes and characters written in a confident, eloquent style.[31] The relief and portrait sculpture of the period captured subtle, individual details that reached new heights of technical sophistication.[37]
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The last great ruler of the Middle Kingdom, Amenemhat III, allowed Semitic-speaking Canaanite settlers from the Near East into the Delta region to provide a sufficient labour force for his especially active mining and building campaigns. These ambitious building and mining activities, however, combined with severe Nile floods later in his reign, strained the economy and precipitated the slow decline into the Second Intermediate Period during the later Thirteenth and Fourteenth dynasties. During this decline, the Canaanite settlers began to assume greater control of the Delta region, eventually coming to power in Egypt as the Hyksos.[38]
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Around 1785 BC, as the power of the Middle Kingdom kings weakened, a Western Asian people called the Hyksos, who had already settled in the Delta, seized control of Egypt and established their capital at Avaris, forcing the former central government to retreat to Thebes. The king was treated as a vassal and expected to pay tribute.[39] The Hyksos ("foreign rulers") retained Egyptian models of government and identified as kings, thereby integrating Egyptian elements into their culture. They and other invaders introduced new tools of warfare into Egypt, most notably the composite bow and the horse-drawn chariot.[40]
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After retreating south, the native Theban kings found themselves trapped between the Canaanite Hyksos ruling the north and the Hyksos' Nubian allies, the Kushites, to the south. After years of vassalage, Thebes gathered enough strength to challenge the Hyksos in a conflict that lasted more than 30 years, until 1555 BC.[39] The kings Seqenenre Tao II and Kamose were ultimately able to defeat the Nubians to the south of Egypt, but failed to defeat the Hyksos. That task fell to Kamose's successor, Ahmose I, who successfully waged a series of campaigns that permanently eradicated the Hyksos' presence in Egypt. He established a new dynasty and, in the New Kingdom that followed, the military became a central priority for the kings, who sought to expand Egypt's borders and attempted to gain mastery of the Near East.[41]
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The New Kingdom pharaohs established a period of unprecedented prosperity by securing their borders and strengthening diplomatic ties with their neighbours, including the Mitanni Empire, Assyria, and Canaan. Military campaigns waged under Tuthmosis I and his grandson Tuthmosis III extended the influence of the pharaohs to the largest empire Egypt had ever seen. Beginning with Merneptah the rulers of Egypt adopted the title of pharaoh.
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Between their reigns, Hatshepsut, a queen who established herself as pharaoh, launched many building projects, including restoration of temples damaged by the Hyksos, and sent trading expeditions to Punt and the Sinai.[42] When Tuthmosis III died in 1425 BC, Egypt had an empire extending from Niya in north west Syria to the Fourth Cataract of the Nile in Nubia, cementing loyalties and opening access to critical imports such as bronze and wood.[43]
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The New Kingdom pharaohs began a large-scale building campaign to promote the god Amun, whose growing cult was based in Karnak. They also constructed monuments to glorify their own achievements, both real and imagined. The Karnak temple is the largest Egyptian temple ever built.[44]
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Around 1350 BC, the stability of the New Kingdom was threatened when Amenhotep IV ascended the throne and instituted a series of radical and chaotic reforms. Changing his name to Akhenaten, he touted the previously obscure sun deity Aten as the supreme deity, suppressed the worship of most other deities, and moved the capital to the new city of Akhetaten (modern-day Amarna).[45] He was devoted to his new religion and artistic style. After his death, the cult of the Aten was quickly abandoned and the traditional religious order restored. The subsequent pharaohs, Tutankhamun, Ay, and Horemheb, worked to erase all mention of Akhenaten's heresy, now known as the Amarna Period.[46]
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Around 1279 BC, Ramesses II, also known as Ramesses the Great, ascended the throne, and went on to build more temples, erect more statues and obelisks, and sire more children than any other pharaoh in history.[a] A bold military leader, Ramesses II led his army against the Hittites in the Battle of Kadesh (in modern Syria) and, after fighting to a stalemate, finally agreed to the first recorded peace treaty, around 1258 BC.[47]
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Egypt's wealth, however, made it a tempting target for invasion, particularly by the Libyan Berbers to the west, and the Sea Peoples, a conjectured confederation of seafarers from the Aegean Sea.[b] Initially, the military was able to repel these invasions, but Egypt eventually lost control of its remaining territories in southern Canaan, much of it falling to the Assyrians. The effects of external threats were exacerbated by internal problems such as corruption, tomb robbery, and civil unrest. After regaining their power, the high priests at the temple of Amun in Thebes accumulated vast tracts of land and wealth, and their expanded power splintered the country during the Third Intermediate Period.[48]
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Following the death of Ramesses XI in 1078 BC, Smendes assumed authority over the northern part of Egypt, ruling from the city of Tanis. The south was effectively controlled by the High Priests of Amun at Thebes, who recognized Smendes in name only.[49] During this time, Libyans had been settling in the western delta, and chieftains of these settlers began increasing their autonomy. Libyan princes took control of the delta under Shoshenq I in 945 BC, founding the so-called Libyan or Bubastite dynasty that would rule for some 200 years. Shoshenq also gained control of southern Egypt by placing his family members in important priestly positions. Libyan control began to erode as a rival dynasty in the delta arose in Leontopolis, and Kushites threatened from the south. Around 727 BC the Kushite king Piye invaded northward, seizing control of Thebes and eventually the Delta.[50]
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Egypt's far-reaching prestige declined considerably toward the end of the Third Intermediate Period. Its foreign allies had fallen under the Assyrian sphere of influence, and by 700 BC war between the two states became inevitable. Between 671 and 667 BC the Assyrians began the Assyrian conquest of Egypt. The reigns of both Taharqa and his successor, Tanutamun, were filled with constant conflict with the Assyrians, against whom Egypt enjoyed several victories. Ultimately, the Assyrians pushed the Kushites back into Nubia, occupied Memphis, and sacked the temples of Thebes.[52]
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The Assyrians left control of Egypt to a series of vassals who became known as the Saite kings of the Twenty-Sixth Dynasty. By 653 BC, the Saite king Psamtik I was able to oust the Assyrians with the help of Greek mercenaries, who were recruited to form Egypt's first navy. Greek influence expanded greatly as the city-state of Naukratis became the home of Greeks in the Nile Delta. The Saite kings based in the new capital of Sais witnessed a brief but spirited resurgence in the economy and culture, but in 525 BC, the powerful Persians, led by Cambyses II, began their conquest of Egypt, eventually capturing the pharaoh Psamtik III at the battle of Pelusium. Cambyses II then assumed the formal title of pharaoh, but ruled Egypt from Iran, leaving Egypt under the control of a satrapy. A few successful revolts against the Persians marked the 5th century BC, but Egypt was never able to permanently overthrow the Persians.[53]
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Following its annexation by Persia, Egypt was joined with Cyprus and Phoenicia in the sixth satrapy of the Achaemenid Persian Empire. This first period of Persian rule over Egypt, also known as the Twenty-Seventh dynasty, ended in 402 BC, when Egypt regained independence under a series of native dynasties. The last of these dynasties, the Thirtieth, proved to be the last native royal house of ancient Egypt, ending with the kingship of Nectanebo II. A brief restoration of Persian rule, sometimes known as the Thirty-First Dynasty, began in 343 BC, but shortly after, in 332 BC, the Persian ruler Mazaces handed Egypt over to Alexander the Great without a fight.[54]
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In 332 BC, Alexander the Great conquered Egypt with little resistance from the Persians and was welcomed by the Egyptians as a deliverer. The administration established by Alexander's successors, the Macedonian Ptolemaic Kingdom, was based on an Egyptian model and based in the new capital city of Alexandria. The city showcased the power and prestige of Hellenistic rule, and became a seat of learning and culture, centered at the famous Library of Alexandria.[55] The Lighthouse of Alexandria lit the way for the many ships that kept trade flowing through the city—as the Ptolemies made commerce and revenue-generating enterprises, such as papyrus manufacturing, their top priority.[56]
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Hellenistic culture did not supplant native Egyptian culture, as the Ptolemies supported time-honored traditions in an effort to secure the loyalty of the populace. They built new temples in Egyptian style, supported traditional cults, and portrayed themselves as pharaohs. Some traditions merged, as Greek and Egyptian gods were syncretized into composite deities, such as Serapis, and classical Greek forms of sculpture influenced traditional Egyptian motifs. Despite their efforts to appease the Egyptians, the Ptolemies were challenged by native rebellion, bitter family rivalries, and the powerful mob of Alexandria that formed after the death of Ptolemy IV.[57] In addition, as Rome relied more heavily on imports of grain from Egypt, the Romans took great interest in the political situation in the country. Continued Egyptian revolts, ambitious politicians, and powerful opponents from the Near East made this situation unstable, leading Rome to send forces to secure the country as a province of its empire.[58]
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Egypt became a province of the Roman Empire in 30 BC, following the defeat of Marc Antony and Ptolemaic Queen Cleopatra VII by Octavian (later Emperor Augustus) in the Battle of Actium. The Romans relied heavily on grain shipments from Egypt, and the Roman army, under the control of a prefect appointed by the Emperor, quelled rebellions, strictly enforced the collection of heavy taxes, and prevented attacks by bandits, which had become a notorious problem during the period.[59] Alexandria became an increasingly important center on the trade route with the orient, as exotic luxuries were in high demand in Rome.[60]
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Although the Romans had a more hostile attitude than the Greeks towards the Egyptians, some traditions such as mummification and worship of the traditional gods continued.[61] The art of mummy portraiture flourished, and some Roman emperors had themselves depicted as pharaohs, though not to the extent that the Ptolemies had. The former lived outside Egypt and did not perform the ceremonial functions of Egyptian kingship. Local administration became Roman in style and closed to native Egyptians.[61]
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From the mid-first century AD, Christianity took root in Egypt and it was originally seen as another cult that could be accepted. However, it was an uncompromising religion that sought to win converts from Egyptian Religion and Greco-Roman religion and threatened popular religious traditions. This led to the persecution of converts to Christianity, culminating in the great purges of Diocletian starting in 303, but eventually Christianity won out.[62] In 391 the Christian Emperor Theodosius introduced legislation that banned pagan rites and closed temples.[63] Alexandria became the scene of great anti-pagan riots with public and private religious imagery destroyed.[64] As a consequence, Egypt's native religious culture was continually in decline. While the native population continued to speak their language, the ability to read hieroglyphic writing slowly disappeared as the role of the Egyptian temple priests and priestesses diminished. The temples themselves were sometimes converted to churches or abandoned to the desert.[65]
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In the fourth century, as the Roman Empire divided, Egypt found itself in the Eastern Empire with its capital at Constantinople. In the waning years of the Empire, Egypt fell to the Sasanian Persian army (618–628 AD), was recaptured by the Roman Emperor Heraclius (629–639 AD), and then was finally captured by Muslim Rashidun army in 639–641 AD, ending Roman rule.
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The pharaoh was the absolute monarch of the country and, at least in theory, wielded complete control of the land and its resources. The king was the supreme military commander and head of the government, who relied on a bureaucracy of officials to manage his affairs. In charge of the administration was his second in command, the vizier, who acted as the king's representative and coordinated land surveys, the treasury, building projects, the legal system, and the archives.[66] At a regional level, the country was divided into as many as 42 administrative regions called nomes each governed by a nomarch, who was accountable to the vizier for his jurisdiction. The temples formed the backbone of the economy. Not only were they houses of worship, but were also responsible for collecting and storing the kingdom's wealth in a system of granaries and treasuries administered by overseers, who redistributed grain and goods.[67]
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Much of the economy was centrally organized and strictly controlled. Although the ancient Egyptians did not use coinage until the Late period,[68] they did use a type of money-barter system,[69] with standard sacks of grain and the deben, a weight of roughly 91 grams (3 oz) of copper or silver, forming a common denominator.[70] Workers were paid in grain; a simple laborer might earn 51⁄2 sacks (200 kg or 400 lb) of grain per month, while a foreman might earn 71⁄2 sacks (250 kg or 550 lb). Prices were fixed across the country and recorded in lists to facilitate trading; for example a shirt cost five copper deben, while a cow cost 140 deben.[70] Grain could be traded for other goods, according to the fixed price list.[70] During the fifth century BC coined money was introduced into Egypt from abroad. At first the coins were used as standardized pieces of precious metal rather than true money, but in the following centuries international traders came to rely on coinage.[71]
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Egyptian society was highly stratified, and social status was expressly displayed. Farmers made up the bulk of the population, but agricultural produce was owned directly by the state, temple, or noble family that owned the land.[72] Farmers were also subject to a labor tax and were required to work on irrigation or construction projects in a corvée system.[73] Artists and craftsmen were of higher status than farmers, but they were also under state control, working in the shops attached to the temples and paid directly from the state treasury. Scribes and officials formed the upper class in ancient Egypt, known as the "white kilt class" in reference to the bleached linen garments that served as a mark of their rank.[74] The upper class prominently displayed their social status in art and literature. Below the nobility were the priests, physicians, and engineers with specialized training in their field. It is unclear whether slavery as understood today existed in ancient Egypt, there is difference of opinions among authors.[75]
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The ancient Egyptians viewed men and women, including people from all social classes, as essentially equal under the law, and even the lowliest peasant was entitled to petition the vizier and his court for redress.[76] Although slaves were mostly used as indentured servants, they were able to buy and sell their servitude, work their way to freedom or nobility, and were usually treated by doctors in the workplace.[77] Both men and women had the right to own and sell property, make contracts, marry and divorce, receive inheritance, and pursue legal disputes in court. Married couples could own property jointly and protect themselves from divorce by agreeing to marriage contracts, which stipulated the financial obligations of the husband to his wife and children should the marriage end. Compared with their counterparts in ancient Greece, Rome, and even more modern places around the world, ancient Egyptian women had a greater range of personal choices, legal rights, and opportunities for achievement. Women such as Hatshepsut and Cleopatra VII even became pharaohs, while others wielded power as Divine Wives of Amun. Despite these freedoms, ancient Egyptian women did not often take part in official roles in the administration, aside from the royal high priestesses, apparently served only secondary roles in the temples (not much data for many dynasties), and were not so likely to be as educated as men.[76]
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The head of the legal system was officially the pharaoh, who was responsible for enacting laws, delivering justice, and maintaining law and order, a concept the ancient Egyptians referred to as Ma'at.[66] Although no legal codes from ancient Egypt survive, court documents show that Egyptian law was based on a common-sense view of right and wrong that emphasized reaching agreements and resolving conflicts rather than strictly adhering to a complicated set of statutes.[76] Local councils of elders, known as Kenbet in the New Kingdom, were responsible for ruling in court cases involving small claims and minor disputes.[66] More serious cases involving murder, major land transactions, and tomb robbery were referred to the Great Kenbet, over which the vizier or pharaoh presided. Plaintiffs and defendants were expected to represent themselves and were required to swear an oath that they had told the truth. In some cases, the state took on both the role of prosecutor and judge, and it could torture the accused with beatings to obtain a confession and the names of any co-conspirators. Whether the charges were trivial or serious, court scribes documented the complaint, testimony, and verdict of the case for future reference.[78]
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Punishment for minor crimes involved either imposition of fines, beatings, facial mutilation, or exile, depending on the severity of the offense. Serious crimes such as murder and tomb robbery were punished by execution, carried out by decapitation, drowning, or impaling the criminal on a stake. Punishment could also be extended to the criminal's family.[66] Beginning in the New Kingdom, oracles played a major role in the legal system, dispensing justice in both civil and criminal cases. The procedure was to ask the god a "yes" or "no" question concerning the right or wrong of an issue. The god, carried by a number of priests, rendered judgment by choosing one or the other, moving forward or backward, or pointing to one of the answers written on a piece of papyrus or an ostracon.[79]
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A combination of favorable geographical features contributed to the success of ancient Egyptian culture, the most important of which was the rich fertile soil resulting from annual inundations of the Nile River. The ancient Egyptians were thus able to produce an abundance of food, allowing the population to devote more time and resources to cultural, technological, and artistic pursuits. Land management was crucial in ancient Egypt because taxes were assessed based on the amount of land a person owned.[80]
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Farming in Egypt was dependent on the cycle of the Nile River. The Egyptians recognized three seasons: Akhet (flooding), Peret (planting), and Shemu (harvesting). The flooding season lasted from June to September, depositing on the river's banks a layer of mineral-rich silt ideal for growing crops. After the floodwaters had receded, the growing season lasted from October to February. Farmers plowed and planted seeds in the fields, which were irrigated with ditches and canals. Egypt received little rainfall, so farmers relied on the Nile to water their crops.[81] From March to May, farmers used sickles to harvest their crops, which were then threshed with a flail to separate the straw from the grain. Winnowing removed the chaff from the grain, and the grain was then ground into flour, brewed to make beer, or stored for later use.[82]
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The ancient Egyptians cultivated emmer and barley, and several other cereal grains, all of which were used to make the two main food staples of bread and beer.[83] Flax plants, uprooted before they started flowering, were grown for the fibers of their stems. These fibers were split along their length and spun into thread, which was used to weave sheets of linen and to make clothing. Papyrus growing on the banks of the Nile River was used to make paper. Vegetables and fruits were grown in garden plots, close to habitations and on higher ground, and had to be watered by hand. Vegetables included leeks, garlic, melons, squashes, pulses, lettuce, and other crops, in addition to grapes that were made into wine.[84]
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The Egyptians believed that a balanced relationship between people and animals was an essential element of the cosmic order; thus humans, animals and plants were believed to be members of a single whole.[85] Animals, both domesticated and wild, were therefore a critical source of spirituality, companionship, and sustenance to the ancient Egyptians. Cattle were the most important livestock; the administration collected taxes on livestock in regular censuses, and the size of a herd reflected the prestige and importance of the estate or temple that owned them. In addition to cattle, the ancient Egyptians kept sheep, goats, and pigs. Poultry, such as ducks, geese, and pigeons, were captured in nets and bred on farms, where they were force-fed with dough to fatten them.[86] The Nile provided a plentiful source of fish. Bees were also domesticated from at least the Old Kingdom, and provided both honey and wax.[87]
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The ancient Egyptians used donkeys and oxen as beasts of burden, and they were responsible for plowing the fields and trampling seed into the soil. The slaughter of a fattened ox was also a central part of an offering ritual.[86] Horses were introduced by the Hyksos in the Second Intermediate Period. Camels, although known from the New Kingdom, were not used as beasts of burden until the Late Period. There is also evidence to suggest that elephants were briefly utilized in the Late Period but largely abandoned due to lack of grazing land.[86] Dogs, cats, and monkeys were common family pets, while more exotic pets imported from the heart of Africa, such as Sub-Saharan African lions,[88] were reserved for royalty. Herodotus observed that the Egyptians were the only people to keep their animals with them in their houses.[85] During the Late Period, the worship of the gods in their animal form was extremely popular, such as the cat goddess Bastet and the ibis god Thoth, and these animals were kept in large numbers for the purpose of ritual sacrifice.[89]
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Egypt is rich in building and decorative stone, copper and lead ores, gold, and semiprecious stones. These natural resources allowed the ancient Egyptians to build monuments, sculpt statues, make tools, and fashion jewelry.[90] Embalmers used salts from the Wadi Natrun for mummification, which also provided the gypsum needed to make plaster.[91] Ore-bearing rock formations were found in distant, inhospitable wadis in the Eastern Desert and the Sinai, requiring large, state-controlled expeditions to obtain natural resources found there. There were extensive gold mines in Nubia, and one of the first maps known is of a gold mine in this region. The Wadi Hammamat was a notable source of granite, greywacke, and gold. Flint was the first mineral collected and used to make tools, and flint handaxes are the earliest pieces of evidence of habitation in the Nile valley. Nodules of the mineral were carefully flaked to make blades and arrowheads of moderate hardness and durability even after copper was adopted for this purpose.[92] Ancient Egyptians were among the first to use minerals such as sulfur as cosmetic substances.[93]
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The Egyptians worked deposits of the lead ore galena at Gebel Rosas to make net sinkers, plumb bobs, and small figurines. Copper was the most important metal for toolmaking in ancient Egypt and was smelted in furnaces from malachite ore mined in the Sinai.[94] Workers collected gold by washing the nuggets out of sediment in alluvial deposits, or by the more labor-intensive process of grinding and washing gold-bearing quartzite. Iron deposits found in upper Egypt were utilized in the Late Period.[95] High-quality building stones were abundant in Egypt; the ancient Egyptians quarried limestone all along the Nile valley, granite from Aswan, and basalt and sandstone from the wadis of the Eastern Desert. Deposits of decorative stones such as porphyry, greywacke, alabaster, and carnelian dotted the Eastern Desert and were collected even before the First Dynasty. In the Ptolemaic and Roman Periods, miners worked deposits of emeralds in Wadi Sikait and amethyst in Wadi el-Hudi.[96]
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The ancient Egyptians engaged in trade with their foreign neighbors to obtain rare, exotic goods not found in Egypt. In the Predynastic Period, they established trade with Nubia to obtain gold and incense. They also established trade with Palestine, as evidenced by Palestinian-style oil jugs found in the burials of the First Dynasty pharaohs.[97] An Egyptian colony stationed in southern Canaan dates to slightly before the First Dynasty.[98] Narmer had Egyptian pottery produced in Canaan and exported back to Egypt.[99][100]
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By the Second Dynasty at latest, ancient Egyptian trade with Byblos yielded a critical source of quality timber not found in Egypt. By the Fifth Dynasty, trade with Punt provided gold, aromatic resins, ebony, ivory, and wild animals such as monkeys and baboons.[101] Egypt relied on trade with Anatolia for essential quantities of tin as well as supplementary supplies of copper, both metals being necessary for the manufacture of bronze. The ancient Egyptians prized the blue stone lapis lazuli, which had to be imported from far-away Afghanistan. Egypt's Mediterranean trade partners also included Greece and Crete, which provided, among other goods, supplies of olive oil.[102] In exchange for its luxury imports and raw materials, Egypt mainly exported grain, gold, linen, and papyrus, in addition to other finished goods including glass and stone objects.[103][better source needed]
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The Egyptian language is a northern Afro-Asiatic language closely related to the Berber and Semitic languages.[104] It has the second longest known history of any language (after Sumerian), having been written from c. 3200 BC to the Middle Ages and remaining as a spoken language for longer. The phases of ancient Egyptian are Old Egyptian, Middle Egyptian (Classical Egyptian), Late Egyptian, Demotic and Coptic.[105] Egyptian writings do not show dialect differences before Coptic, but it was probably spoken in regional dialects around Memphis and later Thebes.[106]
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Ancient Egyptian was a synthetic language, but it became more analytic later on. Late Egyptian developed prefixal definite and indefinite articles, which replaced the older inflectional suffixes. There was a change from the older verb–subject–object word order to subject–verb–object.[107] The Egyptian hieroglyphic, hieratic, and demotic scripts were eventually replaced by the more phonetic Coptic alphabet. Coptic is still used in the liturgy of the Egyptian Orthodox Church, and traces of it are found in modern Egyptian Arabic.[108]
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Ancient Egyptian has 25 consonants similar to those of other Afro-Asiatic languages. These include pharyngeal and emphatic consonants, voiced and voiceless stops, voiceless fricatives and voiced and voiceless affricates. It has three long and three short vowels, which expanded in Late Egyptian to about nine.[109] The basic word in Egyptian, similar to Semitic and Berber, is a triliteral or biliteral root of consonants and semiconsonants. Suffixes are added to form words. The verb conjugation corresponds to the person. For example, the triconsonantal skeleton S-Ḏ-M is the semantic core of the word 'hear'; its basic conjugation is sḏm, 'he hears'. If the subject is a noun, suffixes are not added to the verb:[110] sḏm ḥmt, 'the woman hears'.
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Adjectives are derived from nouns through a process that Egyptologists call nisbation because of its similarity with Arabic.[111] The word order is predicate–subject in verbal and adjectival sentences, and subject–predicate in nominal and adverbial sentences.[112] The subject can be moved to the beginning of sentences if it is long and is followed by a resumptive pronoun.[113] Verbs and nouns are negated by the particle n, but nn is used for adverbial and adjectival sentences. Stress falls on the ultimate or penultimate syllable, which can be open (CV) or closed (CVC).[114]
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Hieroglyphic writing dates from c. 3000 BC, and is composed of hundreds of symbols. A hieroglyph can represent a word, a sound, or a silent determinative; and the same symbol can serve different purposes in different contexts. Hieroglyphs were a formal script, used on stone monuments and in tombs, that could be as detailed as individual works of art. In day-to-day writing, scribes used a cursive form of writing, called hieratic, which was quicker and easier. While formal hieroglyphs may be read in rows or columns in either direction (though typically written from right to left), hieratic was always written from right to left, usually in horizontal rows. A new form of writing, Demotic, became the prevalent writing style, and it is this form of writing—along with formal hieroglyphs—that accompany the Greek text on the Rosetta Stone.[116]
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Around the first century AD, the Coptic alphabet started to be used alongside the Demotic script. Coptic is a modified Greek alphabet with the addition of some Demotic signs.[117] Although formal hieroglyphs were used in a ceremonial role until the fourth century, towards the end only a small handful of priests could still read them. As the traditional religious establishments were disbanded, knowledge of hieroglyphic writing was mostly lost. Attempts to decipher them date to the Byzantine[118] and Islamic periods in Egypt,[119] but only in the 1820s, after the discovery of the Rosetta Stone and years of research by Thomas Young and Jean-François Champollion, were hieroglyphs substantially deciphered.[120]
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Writing first appeared in association with kingship on labels and tags for items found in royal tombs. It was primarily an occupation of the scribes, who worked out of the Per Ankh institution or the House of Life. The latter comprised offices, libraries (called House of Books), laboratories and observatories.[121] Some of the best-known pieces of ancient Egyptian literature, such as the Pyramid and Coffin Texts, were written in Classical Egyptian, which continued to be the language of writing until about 1300 BC. Late Egyptian was spoken from the New Kingdom onward and is represented in Ramesside administrative documents, love poetry and tales, as well as in Demotic and Coptic texts. During this period, the tradition of writing had evolved into the tomb autobiography, such as those of Harkhuf and Weni. The genre known as Sebayt ("instructions") was developed to communicate teachings and guidance from famous nobles; the Ipuwer papyrus, a poem of lamentations describing natural disasters and social upheaval, is a famous example.
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The Story of Sinuhe, written in Middle Egyptian, might be the classic of Egyptian literature.[122] Also written at this time was the Westcar Papyrus, a set of stories told to Khufu by his sons relating the marvels performed by priests.[123] The Instruction of Amenemope is considered a masterpiece of Near Eastern literature.[124] Towards the end of the New Kingdom, the vernacular language was more often employed to write popular pieces like the Story of Wenamun and the Instruction of Any. The former tells the story of a noble who is robbed on his way to buy cedar from Lebanon and of his struggle to return to Egypt. From about 700 BC, narrative stories and instructions, such as the popular Instructions of Onchsheshonqy, as well as personal and business documents were written in the demotic script and phase of Egyptian. Many stories written in demotic during the Greco-Roman period were set in previous historical eras, when Egypt was an independent nation ruled by great pharaohs such as Ramesses II.[125]
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Most ancient Egyptians were farmers tied to the land. Their dwellings were restricted to immediate family members, and were constructed of mud-brick designed to remain cool in the heat of the day. Each home had a kitchen with an open roof, which contained a grindstone for milling grain and a small oven for baking the bread.[126] Walls were painted white and could be covered with dyed linen wall hangings. Floors were covered with reed mats, while wooden stools, beds raised from the floor and individual tables comprised the furniture.[127]
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The ancient Egyptians placed a great value on hygiene and appearance. Most bathed in the Nile and used a pasty soap made from animal fat and chalk. Men shaved their entire bodies for cleanliness; perfumes and aromatic ointments covered bad odors and soothed skin.[128] Clothing was made from simple linen sheets that were bleached white, and both men and women of the upper classes wore wigs, jewelry, and cosmetics. Children went without clothing until maturity, at about age 12, and at this age males were circumcised and had their heads shaved. Mothers were responsible for taking care of the children, while the father provided the family's income.[129]
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Music and dance were popular entertainments for those who could afford them. Early instruments included flutes and harps, while instruments similar to trumpets, oboes, and pipes developed later and became popular. In the New Kingdom, the Egyptians played on bells, cymbals, tambourines, drums, and imported lutes and lyres from Asia.[130] The sistrum was a rattle-like musical instrument that was especially important in religious ceremonies.
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The ancient Egyptians enjoyed a variety of leisure activities, including games and music. Senet, a board game where pieces moved according to random chance, was particularly popular from the earliest times; another similar game was mehen, which had a circular gaming board. “Hounds and Jackals” also known as 58 holes is another example of board games played in ancient Egypt. The first complete set of this game was discovered from a Theban tomb of the Egyptian pharaoh Amenemhat IV that dates to the 13th Dynasty.[131] Juggling and ball games were popular with children, and wrestling is also documented in a tomb at Beni Hasan.[132] The wealthy members of ancient Egyptian society enjoyed hunting and boating as well.
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The excavation of the workers' village of Deir el-Medina has resulted in one of the most thoroughly documented accounts of community life in the ancient world, which spans almost four hundred years. There is no comparable site in which the organization, social interactions, and working and living conditions of a community have been studied in such detail.[133]
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Egyptian cuisine remained remarkably stable over time; indeed, the cuisine of modern Egypt retains some striking similarities to the cuisine of the ancients. The staple diet consisted of bread and beer, supplemented with vegetables such as onions and garlic, and fruit such as dates and figs. Wine and meat were enjoyed by all on feast days while the upper classes indulged on a more regular basis. Fish, meat, and fowl could be salted or dried, and could be cooked in stews or roasted on a grill.[134]
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The architecture of ancient Egypt includes some of the most famous structures in the world: the Great Pyramids of Giza and the temples at Thebes. Building projects were organized and funded by the state for religious and commemorative purposes, but also to reinforce the wide-ranging power of the pharaoh. The ancient Egyptians were skilled builders; using only simple but effective tools and sighting instruments, architects could build large stone structures with great accuracy and precision that is still envied today.[135]
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The domestic dwellings of elite and ordinary Egyptians alike were constructed from perishable materials such as mud bricks and wood, and have not survived. Peasants lived in simple homes, while the palaces of the elite and the pharaoh were more elaborate structures. A few surviving New Kingdom palaces, such as those in Malkata and Amarna, show richly decorated walls and floors with scenes of people, birds, water pools, deities and geometric designs.[136] Important structures such as temples and tombs that were intended to last forever were constructed of stone instead of mud bricks. The architectural elements used in the world's first large-scale stone building, Djoser's mortuary complex, include post and lintel supports in the papyrus and lotus motif.
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The earliest preserved ancient Egyptian temples, such as those at Giza, consist of single, enclosed halls with roof slabs supported by columns. In the New Kingdom, architects added the pylon, the open courtyard, and the enclosed hypostyle hall to the front of the temple's sanctuary, a style that was standard until the Greco-Roman period.[137] The earliest and most popular tomb architecture in the Old Kingdom was the mastaba, a flat-roofed rectangular structure of mudbrick or stone built over an underground burial chamber. The step pyramid of Djoser is a series of stone mastabas stacked on top of each other. Pyramids were built during the Old and Middle Kingdoms, but most later rulers abandoned them in favor of less conspicuous rock-cut tombs.[138] The use of the pyramid form continued in private tomb chapels of the New Kingdom and in the royal pyramids of Nubia.[139]
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Model of a household porch and garden, c. 1981–1975 BC]]
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The Temple of Dendur, completed by 10 BC, made of aeolian sandstone, temple proper: height: 6.4 m, width: 6.4 m; length: 12.5 m, in the Metropolitan Museum of Art (New York City)
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The well preserved Temple of Isis from Philae (Egypt) is an example of Egyptian architecture and architectural sculpture
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Illustration of various types of capitals, drawn by the egyptologist Karl Richard Lepsius
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The ancient Egyptians produced art to serve functional purposes. For over 3500 years, artists adhered to artistic forms and iconography that were developed during the Old Kingdom, following a strict set of principles that resisted foreign influence and internal change.[140] These artistic standards—simple lines, shapes, and flat areas of color combined with the characteristic flat projection of figures with no indication of spatial depth—created a sense of order and balance within a composition. Images and text were intimately interwoven on tomb and temple walls, coffins, stelae, and even statues. The Narmer Palette, for example, displays figures that can also be read as hieroglyphs.[141] Because of the rigid rules that governed its highly stylized and symbolic appearance, ancient Egyptian art served its political and religious purposes with precision and clarity.[142]
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Ancient Egyptian artisans used stone as a medium for carving statues and fine reliefs, but used wood as a cheap and easily carved substitute. Paints were obtained from minerals such as iron ores (red and yellow ochres), copper ores (blue and green), soot or charcoal (black), and limestone (white). Paints could be mixed with gum arabic as a binder and pressed into cakes, which could be moistened with water when needed.[143]
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Pharaohs used reliefs to record victories in battle, royal decrees, and religious scenes. Common citizens had access to pieces of funerary art, such as shabti statues and books of the dead, which they believed would protect them in the afterlife.[144] During the Middle Kingdom, wooden or clay models depicting scenes from everyday life became popular additions to the tomb. In an attempt to duplicate the activities of the living in the afterlife, these models show laborers, houses, boats, and even military formations that are scale representations of the ideal ancient Egyptian afterlife.[145]
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Despite the homogeneity of ancient Egyptian art, the styles of particular times and places sometimes reflected changing cultural or political attitudes. After the invasion of the Hyksos in the Second Intermediate Period, Minoan-style frescoes were found in Avaris.[146] The most striking example of a politically driven change in artistic forms comes from the Amarna period, where figures were radically altered to conform to Akhenaten's revolutionary religious ideas.[147] This style, known as Amarna art, was quickly abandoned after Akhenaten's death and replaced by the traditional forms.[148]
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Kneeling portrait statue of Amenemhat holding a stele with an inscription; circa 1500 BC; limestone; Egyptian Museum of Berlin (Germany)
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Fresco which depicts Nebamun hunting birds; 1350 BC; paint on plaster; 98 × 83 cm; British Museum (London)
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Portrait head of pharaoh Hatshepsut or Thutmose III; 1480-1425 BC; most probably granite; height: 16.5 cm; Egyptian Museum of Berlin
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Falcon box with wrapped contents; 332–30 BC; painted and gilded wood, linen, resin and feathers; 58.5 × 24.9 cm; Metropolitan Museum of Art (New York City)
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Beliefs in the divine and in the afterlife were ingrained in ancient Egyptian civilization from its inception; pharaonic rule was based on the divine right of kings. The Egyptian pantheon was populated by gods who had supernatural powers and were called on for help or protection. However, the gods were not always viewed as benevolent, and Egyptians believed they had to be appeased with offerings and prayers. The structure of this pantheon changed continually as new deities were promoted in the hierarchy, but priests made no effort to organize the diverse and sometimes conflicting myths and stories into a coherent system.[149] These various conceptions of divinity were not considered contradictory but rather layers in the multiple facets of reality.[150]
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Gods were worshiped in cult temples administered by priests acting on the king's behalf. At the center of the temple was the cult statue in a shrine. Temples were not places of public worship or congregation, and only on select feast days and celebrations was a shrine carrying the statue of the god brought out for public worship. Normally, the god's domain was sealed off from the outside world and was only accessible to temple officials. Common citizens could worship private statues in their homes, and amulets offered protection against the forces of chaos.[151] After the New Kingdom, the pharaoh's role as a spiritual intermediary was de-emphasized as religious customs shifted to direct worship of the gods. As a result, priests developed a system of oracles to communicate the will of the gods directly to the people.[152]
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The Egyptians believed that every human being was composed of physical and spiritual parts or aspects. In addition to the body, each person had a šwt (shadow), a ba (personality or soul), a ka (life-force), and a name.[153] The heart, rather than the brain, was considered the seat of thoughts and emotions. After death, the spiritual aspects were released from the body and could move at will, but they required the physical remains (or a substitute, such as a statue) as a permanent home. The ultimate goal of the deceased was to rejoin his ka and ba and become one of the "blessed dead", living on as an akh, or "effective one". For this to happen, the deceased had to be judged worthy in a trial, in which the heart was weighed against a "feather of truth." If deemed worthy, the deceased could continue their existence on earth in spiritual form.[154] If they were not deemed worthy, their heart was eaten by Ammit the Devourer and they were erased from the Universe.
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The ancient Egyptians maintained an elaborate set of burial customs that they believed were necessary to ensure immortality after death. These customs involved preserving the body by mummification, performing burial ceremonies, and interring with the body goods the deceased would use in the afterlife.[144] Before the Old Kingdom, bodies buried in desert pits were naturally preserved by desiccation. The arid, desert conditions were a boon throughout the history of ancient Egypt for burials of the poor, who could not afford the elaborate burial preparations available to the elite. Wealthier Egyptians began to bury their dead in stone tombs and use artificial mummification, which involved removing the internal organs, wrapping the body in linen, and burying it in a rectangular stone sarcophagus or wooden coffin. Beginning in the Fourth Dynasty, some parts were preserved separately in canopic jars.[155]
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By the New Kingdom, the ancient Egyptians had perfected the art of mummification; the best technique took 70 days and involved removing the internal organs, removing the brain through the nose, and desiccating the body in a mixture of salts called natron. The body was then wrapped in linen with protective amulets inserted between layers and placed in a decorated anthropoid coffin. Mummies of the Late Period were also placed in painted cartonnage mummy cases. Actual preservation practices declined during the Ptolemaic and Roman eras, while greater emphasis was placed on the outer appearance of the mummy, which was decorated.[156]
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Wealthy Egyptians were buried with larger quantities of luxury items, but all burials, regardless of social status, included goods for the deceased. Funerary texts were often included in the grave, and, beginning in the New Kingdom, so were shabti statues that were believed to perform manual labor for them in the afterlife.[157] Rituals in which the deceased was magically re-animated accompanied burials. After burial, living relatives were expected to occasionally bring food to the tomb and recite prayers on behalf of the deceased.[158]
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The ancient Egyptian military was responsible for defending Egypt against foreign invasion, and for maintaining Egypt's domination in the ancient Near East. The military protected mining expeditions to the Sinai during the Old Kingdom and fought civil wars during the First and Second Intermediate Periods. The military was responsible for maintaining fortifications along important trade routes, such as those found at the city of Buhen on the way to Nubia. Forts also were constructed to serve as military bases, such as the fortress at Sile, which was a base of operations for expeditions to the Levant. In the New Kingdom, a series of pharaohs used the standing Egyptian army to attack and conquer Kush and parts of the Levant.[159]
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Typical military equipment included bows and arrows, spears, and round-topped shields made by stretching animal skin over a wooden frame. In the New Kingdom, the military began using chariots that had earlier been introduced by the Hyksos invaders. Weapons and armor continued to improve after the adoption of bronze: shields were now made from solid wood with a bronze buckle, spears were tipped with a bronze point, and the Khopesh was adopted from Asiatic soldiers.[160] The pharaoh was usually depicted in art and literature riding at the head of the army; it has been suggested that at least a few pharaohs, such as Seqenenre Tao II and his sons, did do so.[161] However, it has also been argued that "kings of this period did not personally act as frontline war leaders, fighting alongside their troops."[162] Soldiers were recruited from the general population, but during, and especially after, the New Kingdom, mercenaries from Nubia, Kush, and Libya were hired to fight for Egypt.[163]
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In technology, medicine, and mathematics, ancient Egypt achieved a relatively high standard of productivity and sophistication. Traditional empiricism, as evidenced by the Edwin Smith and Ebers papyri (c. 1600 BC), is first credited to Egypt. The Egyptians created their own alphabet and decimal system.
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Even before the Old Kingdom, the ancient Egyptians had developed a glassy material known as faience, which they treated as a type of artificial semi-precious stone. Faience is a non-clay ceramic made of silica, small amounts of lime and soda, and a colorant, typically copper.[164] The material was used to make beads, tiles, figurines, and small wares. Several methods can be used to create faience, but typically production involved application of the powdered materials in the form of a paste over a clay core, which was then fired. By a related technique, the ancient Egyptians produced a pigment known as Egyptian Blue, also called blue frit, which is produced by fusing (or sintering) silica, copper, lime, and an alkali such as natron. The product can be ground up and used as a pigment.[165]
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The ancient Egyptians could fabricate a wide variety of objects from glass with great skill, but it is not clear whether they developed the process independently.[166] It is also unclear whether they made their own raw glass or merely imported pre-made ingots, which they melted and finished. However, they did have technical expertise in making objects, as well as adding trace elements to control the color of the finished glass. A range of colors could be produced, including yellow, red, green, blue, purple, and white, and the glass could be made either transparent or opaque.[167]
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The medical problems of the ancient Egyptians stemmed directly from their environment. Living and working close to the Nile brought hazards from malaria and debilitating schistosomiasis parasites, which caused liver and intestinal damage. Dangerous wildlife such as crocodiles and hippos were also a common threat. The lifelong labors of farming and building put stress on the spine and joints, and traumatic injuries from construction and warfare all took a significant toll on the body. The grit and sand from stone-ground flour abraded teeth, leaving them susceptible to abscesses (though caries were rare).[168]
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The diets of the wealthy were rich in sugars, which promoted periodontal disease.[169] Despite the flattering physiques portrayed on tomb walls, the overweight mummies of many of the upper class show the effects of a life of overindulgence.[170] Adult life expectancy was about 35 for men and 30 for women, but reaching adulthood was difficult as about one-third of the population died in infancy.[c]
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Ancient Egyptian physicians were renowned in the ancient Near East for their healing skills, and some, such as Imhotep, remained famous long after their deaths.[171] Herodotus remarked that there was a high degree of specialization among Egyptian physicians, with some treating only the head or the stomach, while others were eye-doctors and dentists.[172] Training of physicians took place at the Per Ankh or "House of Life" institution, most notably those headquartered in Per-Bastet during the New Kingdom and at Abydos and Saïs in the Late period. Medical papyri show empirical knowledge of anatomy, injuries, and practical treatments.[173]
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Wounds were treated by bandaging with raw meat, white linen, sutures, nets, pads, and swabs soaked with honey to prevent infection,[174] while opium, thyme, and belladona were used to relieve pain. The earliest records of burn treatment describe burn dressings that use the milk from mothers of male babies. Prayers were made to the goddess Isis. Moldy bread, honey, and copper salts were also used to prevent infection from dirt in burns.[175] Garlic and onions were used regularly to promote good health and were thought to relieve asthma symptoms. Ancient Egyptian surgeons stitched wounds, set broken bones, and amputated diseased limbs, but they recognized that some injuries were so serious that they could only make the patient comfortable until death occurred.[176]
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Early Egyptians knew how to assemble planks of wood into a ship hull and had mastered advanced forms of shipbuilding as early as 3000 BC. The Archaeological Institute of America reports that the oldest planked ships known are the Abydos boats.[5] A group of 14 discovered ships in Abydos were constructed of wooden planks "sewn" together. Discovered by Egyptologist David O'Connor of New York University,[177] woven straps were found to have been used to lash the planks together,[5] and reeds or grass stuffed between the planks helped to seal the seams.[5] Because the ships are all buried together and near a mortuary belonging to Pharaoh Khasekhemwy, originally they were all thought to have belonged to him, but one of the 14 ships dates to 3000 BC, and the associated pottery jars buried with the vessels also suggest earlier dating. The ship dating to 3000 BC was 75 feet (23 m) long and is now thought to perhaps have belonged to an earlier pharaoh, perhaps one as early as Hor-Aha.[177]
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Early Egyptians also knew how to assemble planks of wood with treenails to fasten them together, using pitch for caulking the seams. The "Khufu ship", a 43.6-metre (143 ft) vessel sealed into a pit in the Giza pyramid complex at the foot of the Great Pyramid of Giza in the Fourth Dynasty around 2500 BC, is a full-size surviving example that may have filled the symbolic function of a solar barque. Early Egyptians also knew how to fasten the planks of this ship together with mortise and tenon joints.[5]
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Large seagoing ships are known to have been heavily used by the Egyptians in their trade with the city states of the eastern Mediterranean, especially Byblos (on the coast of modern-day Lebanon), and in several expeditions down the Red Sea to the Land of Punt.[178] In fact one of the earliest Egyptian words for a seagoing ship is a "Byblos Ship", which originally defined a class of Egyptian seagoing ships used on the Byblos run; however, by the end of the Old Kingdom, the term had come to include large seagoing ships, whatever their destination.[178]
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In 2011 archaeologists from Italy, the United States, and Egypt excavating a dried-up lagoon known as Mersa Gawasis have unearthed traces of an ancient harbor that once launched early voyages like Hatshepsut's Punt expedition onto the open ocean.[179] Some of the site's most evocative evidence for the ancient Egyptians' seafaring prowess include large ship timbers and hundreds of feet of ropes, made from papyrus, coiled in huge bundles.[179] And in 2013 a team of Franco-Egyptian archaeologists discovered what is believed to be the world's oldest port, dating back about 4500 years, from the time of King Cheops on the Red Sea coast near Wadi el-Jarf (about 110 miles south of Suez).[180]
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In 1977, an ancient north–south canal dating to the Middle Kingdom of Egypt was discovered extending from Lake Timsah to the Ballah Lakes.[181] It was dated to the Middle Kingdom of Egypt by extrapolating dates of ancient sites constructed along its course.[181][d]
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The earliest attested examples of mathematical calculations date to the predynastic Naqada period, and show a fully developed numeral system.[e] The importance of mathematics to an educated Egyptian is suggested by a New Kingdom fictional letter in which the writer proposes a scholarly competition between himself and another scribe regarding everyday calculation tasks such as accounting of land, labor, and grain.[183] Texts such as the Rhind Mathematical Papyrus and the Moscow Mathematical Papyrus show that the ancient Egyptians could perform the four basic mathematical operations—addition, subtraction, multiplication, and division—use fractions, calculate the areas of rectangles, triangles, and circles and compute the volumes of boxes, columns and pyramids. They understood basic concepts of algebra and geometry, and could solve simple sets of simultaneous equations.[184]
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Mathematical notation was decimal, and based on hieroglyphic signs for each power of ten up to one million. Each of these could be written as many times as necessary to add up to the desired number; so to write the number eighty or eight hundred, the symbol for ten or one hundred was written eight times respectively.[185] Because their methods of calculation could not handle most fractions with a numerator greater than one, they had to write fractions as the sum of several fractions. For example, they resolved the fraction two-fifths into the sum of one-third + one-fifteenth. Standard tables of values facilitated this.[186] Some common fractions, however, were written with a special glyph—the equivalent of the modern two-thirds is shown on the right.[187]
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Ancient Egyptian mathematicians knew the Pythagorean theorem as an empirical formula. They were aware, for example, that a triangle had a right angle opposite the hypotenuse when its sides were in a 3–4–5 ratio.[188] They were able to estimate the area of a circle by subtracting one-ninth from its diameter and squaring the result:
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a reasonable approximation of the formula πr2.[189]
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The golden ratio seems to be reflected in many Egyptian constructions, including the pyramids, but its use may have been an unintended consequence of the ancient Egyptian practice of combining the use of knotted ropes with an intuitive sense of proportion and harmony.[190]
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A team led by Johannes Krause managed the first reliable sequencing of the genomes of 90 mummified individuals in 2017 from northern Egypt (buried near modern-day Cairo), which constituted "the first reliable data set obtained from ancient Egyptians using high-throughput DNA sequencing methods." Whilst not conclusive, because of the non-exhaustive time frame and restricted location that the mummies represent, their study nevertheless showed that these ancient Egyptians "closely resembled ancient and modern Near Eastern populations, especially those in the Levant, and had almost no DNA from sub-Saharan Africa. What's more, the genetics of the mummies remained remarkably consistent even as different powers—including Nubians, Greeks, and Romans—conquered the empire." Later, however, something did alter the genomes of Egyptians. Some 15% to 20% of modern Egyptians' DNA reflects sub-Saharan ancestry, but the ancient mummies had only 6–15% sub-Saharan DNA.[191] They called for additional research to be undertaken. Other genetic studies show much greater levels of sub-Saharan African ancestry in the current-day populations of southern as opposed to northern Egypt,[192] and anticipate that mummies from southern Egypt would contain greater levels of sub-Saharan African ancestry than Lower Egyptian mummies.
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The culture and monuments of ancient Egypt have left a lasting legacy on the world. The cult of the goddess Isis, for example, became popular in the Roman Empire, as obelisks and other relics were transported back to Rome.[193] The Romans also imported building materials from Egypt to erect Egyptian-style structures. Early historians such as Herodotus, Strabo, and Diodorus Siculus studied and wrote about the land, which Romans came to view as a place of mystery.[194]
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During the Middle Ages and the Renaissance, Egyptian pagan culture was in decline after the rise of Christianity and later Islam, but interest in Egyptian antiquity continued in the writings of medieval scholars such as Dhul-Nun al-Misri and al-Maqrizi.[195] In the seventeenth and eighteenth centuries, European travelers and tourists brought back antiquities and wrote stories of their journeys, leading to a wave of Egyptomania across Europe. This renewed interest sent collectors to Egypt, who took, purchased, or were given many important antiquities.[196] Napoleon arranged the first studies in Egyptology when he brought some 150 scientists and artists to study and document Egypt's natural history, which was published in the Description de l'Égypte.[197]
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In the 20th century, the Egyptian Government and archaeologists alike recognized the importance of cultural respect and integrity in excavations. The Supreme Council of Antiquities now approves and oversees all excavations, which are aimed at finding information rather than treasure. The council also supervises museums and monument reconstruction programs designed to preserve the historical legacy of Egypt.
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Tourists at the pyramid complex of Khafre near the Great Sphinx of Giza
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Frontispiece of Description de l'Égypte, published in 38 volumes between 1809 and 1829.
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Ancient Egypt portal
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1 |
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Ancient Egypt was a civilization of ancient North Africa, concentrated along the lower reaches of the Nile River, situated in the place that is now the country Egypt. Ancient Egyptian civilization followed prehistoric Egypt and coalesced around 3100 BC (according to conventional Egyptian chronology)[1] with the political unification of Upper and Lower Egypt under Menes (often identified with Narmer).[2] The history of ancient Egypt occurred as a series of stable kingdoms, separated by periods of relative instability known as Intermediate Periods: the Old Kingdom of the Early Bronze Age, the Middle Kingdom of the Middle Bronze Age and the New Kingdom of the Late Bronze Age.
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Egypt reached the pinnacle of its power in the New Kingdom, ruling much of Nubia and a sizable portion of the Near East, after which it entered a period of slow decline. During the course of its history Egypt was invaded or conquered by a number of foreign powers, including the Hyksos, the Libyans, the Nubians, the Assyrians, the Achaemenid Persians, and the Macedonians under the command of Alexander the Great. The Greek Ptolemaic Kingdom, formed in the aftermath of Alexander's death, ruled Egypt until 30 BC, when, under Cleopatra, it fell to the Roman Empire and became a Roman province.[3]
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The success of ancient Egyptian civilization came partly from its ability to adapt to the conditions of the Nile River valley for agriculture. The predictable flooding and controlled irrigation of the fertile valley produced surplus crops, which supported a more dense population, and social development and culture. With resources to spare, the administration sponsored mineral exploitation of the valley and surrounding desert regions, the early development of an independent writing system, the organization of collective construction and agricultural projects, trade with surrounding regions, and a military intended to assert Egyptian dominance. Motivating and organizing these activities was a bureaucracy of elite scribes, religious leaders, and administrators under the control of a pharaoh, who ensured the cooperation and unity of the Egyptian people in the context of an elaborate system of religious beliefs.[4]
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The many achievements of the ancient Egyptians include the quarrying, surveying and construction techniques that supported the building of monumental pyramids, temples, and obelisks; a system of mathematics, a practical and effective system of medicine, irrigation systems and agricultural production techniques, the first known planked boats,[5] Egyptian faience and glass technology, new forms of literature, and the earliest known peace treaty, made with the Hittites.[6] Ancient Egypt has left a lasting legacy. Its art and architecture were widely copied, and its antiquities carried off to far corners of the world. Its monumental ruins have inspired the imaginations of travelers and writers for centuries. A new-found respect for antiquities and excavations in the early modern period by Europeans and Egyptians led to the scientific investigation of Egyptian civilization and a greater appreciation of its cultural legacy.[7]
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The Nile has been the lifeline of its region for much of human history.[8] The fertile floodplain of the Nile gave humans the opportunity to develop a settled agricultural economy and a more sophisticated, centralized society that became a cornerstone in the history of human civilization.[9] Nomadic modern human hunter-gatherers began living in the Nile valley through the end of the Middle Pleistocene some 120,000 years ago. By the late Paleolithic period, the arid climate of Northern Africa became increasingly hot and dry, forcing the populations of the area to concentrate along the river region.
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In Predynastic and Early Dynastic times, the Egyptian climate was much less arid than it is today. Large regions of Egypt were covered in treed savanna and traversed by herds of grazing ungulates. Foliage and fauna were far more prolific in all environs and the Nile region supported large populations of waterfowl. Hunting would have been common for Egyptians, and this is also the period when many animals were first domesticated.[10]
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By about 5500 BC, small tribes living in the Nile valley had developed into a series of cultures demonstrating firm control of agriculture and animal husbandry, and identifiable by their pottery and personal items, such as combs, bracelets, and beads. The largest of these early cultures in upper (Southern) Egypt was the Badarian culture, which probably originated in the Western Desert; it was known for its high quality ceramics, stone tools, and its use of copper.[11]
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The Badari was followed by the Naqada culture: the Amratian (Naqada I), the Gerzeh (Naqada II), and Semainean (Naqada III).[12][page needed] These brought a number of technological improvements. As early as the Naqada I Period, predynastic Egyptians imported obsidian from Ethiopia, used to shape blades and other objects from flakes.[13] In Naqada II times, early evidence exists of contact with the Near East, particularly Canaan and the Byblos coast.[14] Over a period of about 1,000 years, the Naqada culture developed from a few small farming communities into a powerful civilization whose leaders were in complete control of the people and resources of the Nile valley.[15] Establishing a power center at Nekhen (in Greek, Hierakonpolis), and later at Abydos, Naqada III leaders expanded their control of Egypt northwards along the Nile.[16] They also traded with Nubia to the south, the oases of the western desert to the west, and the cultures of the eastern Mediterranean and Near East to the east, initiating a period of Egypt-Mesopotamia relations.[17][when?]
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The Naqada culture manufactured a diverse selection of material goods, reflective of the increasing power and wealth of the elite, as well as societal personal-use items, which included combs, small statuary, painted pottery, high quality decorative stone vases, cosmetic palettes, and jewelry made of gold, lapis, and ivory. They also developed a ceramic glaze known as faience, which was used well into the Roman Period to decorate cups, amulets, and figurines.[18] During the last predynastic phase, the Naqada culture began using written symbols that eventually were developed into a full system of hieroglyphs for writing the ancient Egyptian language.[19]
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The Early Dynastic Period was approximately contemporary to the early Sumerian-Akkadian civilisation of Mesopotamia and of ancient Elam. The third-century BC Egyptian priest Manetho grouped the long line of kings from Menes to his own time into 30 dynasties, a system still used today. He began his official history with the king named "Meni" (or Menes in Greek) who was believed to have united the two kingdoms of Upper and Lower Egypt.[20]
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The transition to a unified state happened more gradually than ancient Egyptian writers represented, and there is no contemporary record of Menes. Some scholars now believe, however, that the mythical Menes may have been the king Narmer, who is depicted wearing royal regalia on the ceremonial Narmer Palette, in a symbolic act of unification.[22] In the Early Dynastic Period, which began about 3000 BC, the first of the Dynastic kings solidified control over lower Egypt by establishing a capital at Memphis, from which he could control the labour force and agriculture of the fertile delta region, as well as the lucrative and critical trade routes to the Levant. The increasing power and wealth of the kings during the early dynastic period was reflected in their elaborate mastaba tombs and mortuary cult structures at Abydos, which were used to celebrate the deified king after his death.[23] The strong institution of kingship developed by the kings served to legitimize state control over the land, labour, and resources that were essential to the survival and growth of ancient Egyptian civilization.[24]
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Major advances in architecture, art, and technology were made during the Old Kingdom, fueled by the increased agricultural productivity and resulting population, made possible by a well-developed central administration.[25] Some of ancient Egypt's crowning achievements, the Giza pyramids and Great Sphinx, were constructed during the Old Kingdom. Under the direction of the vizier, state officials collected taxes, coordinated irrigation projects to improve crop yield, drafted peasants to work on construction projects, and established a justice system to maintain peace and order.[26]
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With the rising importance of central administration in Egypt a new class of educated scribes and officials arose who were granted estates by the king in payment for their services. Kings also made land grants to their mortuary cults and local temples, to ensure that these institutions had the resources to worship the king after his death. Scholars believe that five centuries of these practices slowly eroded the economic vitality of Egypt, and that the economy could no longer afford to support a large centralized administration.[27] As the power of the kings diminished, regional governors called nomarchs began to challenge the supremacy of the office of king. This, coupled with severe droughts between 2200 and 2150 BC,[28] is believed to have caused the country to enter the 140-year period of famine and strife known as the First Intermediate Period.[29]
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After Egypt's central government collapsed at the end of the Old Kingdom, the administration could no longer support or stabilize the country's economy. Regional governors could not rely on the king for help in times of crisis, and the ensuing food shortages and political disputes escalated into famines and small-scale civil wars. Yet despite difficult problems, local leaders, owing no tribute to the king, used their new-found independence to establish a thriving culture in the provinces. Once in control of their own resources, the provinces became economically richer—which was demonstrated by larger and better burials among all social classes.[30] In bursts of creativity, provincial artisans adopted and adapted cultural motifs formerly restricted to the royalty of the Old Kingdom, and scribes developed literary styles that expressed the optimism and originality of the period.[31]
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Free from their loyalties to the king, local rulers began competing with each other for territorial control and political power. By 2160 BC, rulers in Herakleopolis controlled Lower Egypt in the north, while a rival clan based in Thebes, the Intef family, took control of Upper Egypt in the south. As the Intefs grew in power and expanded their control northward, a clash between the two rival dynasties became inevitable. Around 2055 BC the northern Theban forces under Nebhepetre Mentuhotep II finally defeated the Herakleopolitan rulers, reuniting the Two Lands. They inaugurated a period of economic and cultural renaissance known as the Middle Kingdom.[32]
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The kings of the Middle Kingdom restored the country's stability and prosperity, thereby stimulating a resurgence of art, literature, and monumental building projects.[33] Mentuhotep II and his Eleventh Dynasty successors ruled from Thebes, but the vizier Amenemhat I, upon assuming the kingship at the beginning of the Twelfth Dynasty around 1985 BC, shifted the kingdom's capital to the city of Itjtawy, located in Faiyum.[34] From Itjtawy, the kings of the Twelfth Dynasty undertook a far-sighted land reclamation and irrigation scheme to increase agricultural output in the region. Moreover, the military reconquered territory in Nubia that was rich in quarries and gold mines, while laborers built a defensive structure in the Eastern Delta, called the "Walls-of-the-Ruler", to defend against foreign attack.[35]
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With the kings having secured the country militarily and politically and with vast agricultural and mineral wealth at their disposal, the nation's population, arts, and religion flourished. In contrast to elitist Old Kingdom attitudes towards the gods, the Middle Kingdom displayed an increase in expressions of personal piety.[36] Middle Kingdom literature featured sophisticated themes and characters written in a confident, eloquent style.[31] The relief and portrait sculpture of the period captured subtle, individual details that reached new heights of technical sophistication.[37]
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The last great ruler of the Middle Kingdom, Amenemhat III, allowed Semitic-speaking Canaanite settlers from the Near East into the Delta region to provide a sufficient labour force for his especially active mining and building campaigns. These ambitious building and mining activities, however, combined with severe Nile floods later in his reign, strained the economy and precipitated the slow decline into the Second Intermediate Period during the later Thirteenth and Fourteenth dynasties. During this decline, the Canaanite settlers began to assume greater control of the Delta region, eventually coming to power in Egypt as the Hyksos.[38]
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Around 1785 BC, as the power of the Middle Kingdom kings weakened, a Western Asian people called the Hyksos, who had already settled in the Delta, seized control of Egypt and established their capital at Avaris, forcing the former central government to retreat to Thebes. The king was treated as a vassal and expected to pay tribute.[39] The Hyksos ("foreign rulers") retained Egyptian models of government and identified as kings, thereby integrating Egyptian elements into their culture. They and other invaders introduced new tools of warfare into Egypt, most notably the composite bow and the horse-drawn chariot.[40]
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After retreating south, the native Theban kings found themselves trapped between the Canaanite Hyksos ruling the north and the Hyksos' Nubian allies, the Kushites, to the south. After years of vassalage, Thebes gathered enough strength to challenge the Hyksos in a conflict that lasted more than 30 years, until 1555 BC.[39] The kings Seqenenre Tao II and Kamose were ultimately able to defeat the Nubians to the south of Egypt, but failed to defeat the Hyksos. That task fell to Kamose's successor, Ahmose I, who successfully waged a series of campaigns that permanently eradicated the Hyksos' presence in Egypt. He established a new dynasty and, in the New Kingdom that followed, the military became a central priority for the kings, who sought to expand Egypt's borders and attempted to gain mastery of the Near East.[41]
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The New Kingdom pharaohs established a period of unprecedented prosperity by securing their borders and strengthening diplomatic ties with their neighbours, including the Mitanni Empire, Assyria, and Canaan. Military campaigns waged under Tuthmosis I and his grandson Tuthmosis III extended the influence of the pharaohs to the largest empire Egypt had ever seen. Beginning with Merneptah the rulers of Egypt adopted the title of pharaoh.
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Between their reigns, Hatshepsut, a queen who established herself as pharaoh, launched many building projects, including restoration of temples damaged by the Hyksos, and sent trading expeditions to Punt and the Sinai.[42] When Tuthmosis III died in 1425 BC, Egypt had an empire extending from Niya in north west Syria to the Fourth Cataract of the Nile in Nubia, cementing loyalties and opening access to critical imports such as bronze and wood.[43]
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The New Kingdom pharaohs began a large-scale building campaign to promote the god Amun, whose growing cult was based in Karnak. They also constructed monuments to glorify their own achievements, both real and imagined. The Karnak temple is the largest Egyptian temple ever built.[44]
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Around 1350 BC, the stability of the New Kingdom was threatened when Amenhotep IV ascended the throne and instituted a series of radical and chaotic reforms. Changing his name to Akhenaten, he touted the previously obscure sun deity Aten as the supreme deity, suppressed the worship of most other deities, and moved the capital to the new city of Akhetaten (modern-day Amarna).[45] He was devoted to his new religion and artistic style. After his death, the cult of the Aten was quickly abandoned and the traditional religious order restored. The subsequent pharaohs, Tutankhamun, Ay, and Horemheb, worked to erase all mention of Akhenaten's heresy, now known as the Amarna Period.[46]
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Around 1279 BC, Ramesses II, also known as Ramesses the Great, ascended the throne, and went on to build more temples, erect more statues and obelisks, and sire more children than any other pharaoh in history.[a] A bold military leader, Ramesses II led his army against the Hittites in the Battle of Kadesh (in modern Syria) and, after fighting to a stalemate, finally agreed to the first recorded peace treaty, around 1258 BC.[47]
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Egypt's wealth, however, made it a tempting target for invasion, particularly by the Libyan Berbers to the west, and the Sea Peoples, a conjectured confederation of seafarers from the Aegean Sea.[b] Initially, the military was able to repel these invasions, but Egypt eventually lost control of its remaining territories in southern Canaan, much of it falling to the Assyrians. The effects of external threats were exacerbated by internal problems such as corruption, tomb robbery, and civil unrest. After regaining their power, the high priests at the temple of Amun in Thebes accumulated vast tracts of land and wealth, and their expanded power splintered the country during the Third Intermediate Period.[48]
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Following the death of Ramesses XI in 1078 BC, Smendes assumed authority over the northern part of Egypt, ruling from the city of Tanis. The south was effectively controlled by the High Priests of Amun at Thebes, who recognized Smendes in name only.[49] During this time, Libyans had been settling in the western delta, and chieftains of these settlers began increasing their autonomy. Libyan princes took control of the delta under Shoshenq I in 945 BC, founding the so-called Libyan or Bubastite dynasty that would rule for some 200 years. Shoshenq also gained control of southern Egypt by placing his family members in important priestly positions. Libyan control began to erode as a rival dynasty in the delta arose in Leontopolis, and Kushites threatened from the south. Around 727 BC the Kushite king Piye invaded northward, seizing control of Thebes and eventually the Delta.[50]
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Egypt's far-reaching prestige declined considerably toward the end of the Third Intermediate Period. Its foreign allies had fallen under the Assyrian sphere of influence, and by 700 BC war between the two states became inevitable. Between 671 and 667 BC the Assyrians began the Assyrian conquest of Egypt. The reigns of both Taharqa and his successor, Tanutamun, were filled with constant conflict with the Assyrians, against whom Egypt enjoyed several victories. Ultimately, the Assyrians pushed the Kushites back into Nubia, occupied Memphis, and sacked the temples of Thebes.[52]
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The Assyrians left control of Egypt to a series of vassals who became known as the Saite kings of the Twenty-Sixth Dynasty. By 653 BC, the Saite king Psamtik I was able to oust the Assyrians with the help of Greek mercenaries, who were recruited to form Egypt's first navy. Greek influence expanded greatly as the city-state of Naukratis became the home of Greeks in the Nile Delta. The Saite kings based in the new capital of Sais witnessed a brief but spirited resurgence in the economy and culture, but in 525 BC, the powerful Persians, led by Cambyses II, began their conquest of Egypt, eventually capturing the pharaoh Psamtik III at the battle of Pelusium. Cambyses II then assumed the formal title of pharaoh, but ruled Egypt from Iran, leaving Egypt under the control of a satrapy. A few successful revolts against the Persians marked the 5th century BC, but Egypt was never able to permanently overthrow the Persians.[53]
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Following its annexation by Persia, Egypt was joined with Cyprus and Phoenicia in the sixth satrapy of the Achaemenid Persian Empire. This first period of Persian rule over Egypt, also known as the Twenty-Seventh dynasty, ended in 402 BC, when Egypt regained independence under a series of native dynasties. The last of these dynasties, the Thirtieth, proved to be the last native royal house of ancient Egypt, ending with the kingship of Nectanebo II. A brief restoration of Persian rule, sometimes known as the Thirty-First Dynasty, began in 343 BC, but shortly after, in 332 BC, the Persian ruler Mazaces handed Egypt over to Alexander the Great without a fight.[54]
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In 332 BC, Alexander the Great conquered Egypt with little resistance from the Persians and was welcomed by the Egyptians as a deliverer. The administration established by Alexander's successors, the Macedonian Ptolemaic Kingdom, was based on an Egyptian model and based in the new capital city of Alexandria. The city showcased the power and prestige of Hellenistic rule, and became a seat of learning and culture, centered at the famous Library of Alexandria.[55] The Lighthouse of Alexandria lit the way for the many ships that kept trade flowing through the city—as the Ptolemies made commerce and revenue-generating enterprises, such as papyrus manufacturing, their top priority.[56]
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Hellenistic culture did not supplant native Egyptian culture, as the Ptolemies supported time-honored traditions in an effort to secure the loyalty of the populace. They built new temples in Egyptian style, supported traditional cults, and portrayed themselves as pharaohs. Some traditions merged, as Greek and Egyptian gods were syncretized into composite deities, such as Serapis, and classical Greek forms of sculpture influenced traditional Egyptian motifs. Despite their efforts to appease the Egyptians, the Ptolemies were challenged by native rebellion, bitter family rivalries, and the powerful mob of Alexandria that formed after the death of Ptolemy IV.[57] In addition, as Rome relied more heavily on imports of grain from Egypt, the Romans took great interest in the political situation in the country. Continued Egyptian revolts, ambitious politicians, and powerful opponents from the Near East made this situation unstable, leading Rome to send forces to secure the country as a province of its empire.[58]
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Egypt became a province of the Roman Empire in 30 BC, following the defeat of Marc Antony and Ptolemaic Queen Cleopatra VII by Octavian (later Emperor Augustus) in the Battle of Actium. The Romans relied heavily on grain shipments from Egypt, and the Roman army, under the control of a prefect appointed by the Emperor, quelled rebellions, strictly enforced the collection of heavy taxes, and prevented attacks by bandits, which had become a notorious problem during the period.[59] Alexandria became an increasingly important center on the trade route with the orient, as exotic luxuries were in high demand in Rome.[60]
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Although the Romans had a more hostile attitude than the Greeks towards the Egyptians, some traditions such as mummification and worship of the traditional gods continued.[61] The art of mummy portraiture flourished, and some Roman emperors had themselves depicted as pharaohs, though not to the extent that the Ptolemies had. The former lived outside Egypt and did not perform the ceremonial functions of Egyptian kingship. Local administration became Roman in style and closed to native Egyptians.[61]
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From the mid-first century AD, Christianity took root in Egypt and it was originally seen as another cult that could be accepted. However, it was an uncompromising religion that sought to win converts from Egyptian Religion and Greco-Roman religion and threatened popular religious traditions. This led to the persecution of converts to Christianity, culminating in the great purges of Diocletian starting in 303, but eventually Christianity won out.[62] In 391 the Christian Emperor Theodosius introduced legislation that banned pagan rites and closed temples.[63] Alexandria became the scene of great anti-pagan riots with public and private religious imagery destroyed.[64] As a consequence, Egypt's native religious culture was continually in decline. While the native population continued to speak their language, the ability to read hieroglyphic writing slowly disappeared as the role of the Egyptian temple priests and priestesses diminished. The temples themselves were sometimes converted to churches or abandoned to the desert.[65]
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In the fourth century, as the Roman Empire divided, Egypt found itself in the Eastern Empire with its capital at Constantinople. In the waning years of the Empire, Egypt fell to the Sasanian Persian army (618–628 AD), was recaptured by the Roman Emperor Heraclius (629–639 AD), and then was finally captured by Muslim Rashidun army in 639–641 AD, ending Roman rule.
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The pharaoh was the absolute monarch of the country and, at least in theory, wielded complete control of the land and its resources. The king was the supreme military commander and head of the government, who relied on a bureaucracy of officials to manage his affairs. In charge of the administration was his second in command, the vizier, who acted as the king's representative and coordinated land surveys, the treasury, building projects, the legal system, and the archives.[66] At a regional level, the country was divided into as many as 42 administrative regions called nomes each governed by a nomarch, who was accountable to the vizier for his jurisdiction. The temples formed the backbone of the economy. Not only were they houses of worship, but were also responsible for collecting and storing the kingdom's wealth in a system of granaries and treasuries administered by overseers, who redistributed grain and goods.[67]
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Much of the economy was centrally organized and strictly controlled. Although the ancient Egyptians did not use coinage until the Late period,[68] they did use a type of money-barter system,[69] with standard sacks of grain and the deben, a weight of roughly 91 grams (3 oz) of copper or silver, forming a common denominator.[70] Workers were paid in grain; a simple laborer might earn 51⁄2 sacks (200 kg or 400 lb) of grain per month, while a foreman might earn 71⁄2 sacks (250 kg or 550 lb). Prices were fixed across the country and recorded in lists to facilitate trading; for example a shirt cost five copper deben, while a cow cost 140 deben.[70] Grain could be traded for other goods, according to the fixed price list.[70] During the fifth century BC coined money was introduced into Egypt from abroad. At first the coins were used as standardized pieces of precious metal rather than true money, but in the following centuries international traders came to rely on coinage.[71]
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Egyptian society was highly stratified, and social status was expressly displayed. Farmers made up the bulk of the population, but agricultural produce was owned directly by the state, temple, or noble family that owned the land.[72] Farmers were also subject to a labor tax and were required to work on irrigation or construction projects in a corvée system.[73] Artists and craftsmen were of higher status than farmers, but they were also under state control, working in the shops attached to the temples and paid directly from the state treasury. Scribes and officials formed the upper class in ancient Egypt, known as the "white kilt class" in reference to the bleached linen garments that served as a mark of their rank.[74] The upper class prominently displayed their social status in art and literature. Below the nobility were the priests, physicians, and engineers with specialized training in their field. It is unclear whether slavery as understood today existed in ancient Egypt, there is difference of opinions among authors.[75]
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The ancient Egyptians viewed men and women, including people from all social classes, as essentially equal under the law, and even the lowliest peasant was entitled to petition the vizier and his court for redress.[76] Although slaves were mostly used as indentured servants, they were able to buy and sell their servitude, work their way to freedom or nobility, and were usually treated by doctors in the workplace.[77] Both men and women had the right to own and sell property, make contracts, marry and divorce, receive inheritance, and pursue legal disputes in court. Married couples could own property jointly and protect themselves from divorce by agreeing to marriage contracts, which stipulated the financial obligations of the husband to his wife and children should the marriage end. Compared with their counterparts in ancient Greece, Rome, and even more modern places around the world, ancient Egyptian women had a greater range of personal choices, legal rights, and opportunities for achievement. Women such as Hatshepsut and Cleopatra VII even became pharaohs, while others wielded power as Divine Wives of Amun. Despite these freedoms, ancient Egyptian women did not often take part in official roles in the administration, aside from the royal high priestesses, apparently served only secondary roles in the temples (not much data for many dynasties), and were not so likely to be as educated as men.[76]
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The head of the legal system was officially the pharaoh, who was responsible for enacting laws, delivering justice, and maintaining law and order, a concept the ancient Egyptians referred to as Ma'at.[66] Although no legal codes from ancient Egypt survive, court documents show that Egyptian law was based on a common-sense view of right and wrong that emphasized reaching agreements and resolving conflicts rather than strictly adhering to a complicated set of statutes.[76] Local councils of elders, known as Kenbet in the New Kingdom, were responsible for ruling in court cases involving small claims and minor disputes.[66] More serious cases involving murder, major land transactions, and tomb robbery were referred to the Great Kenbet, over which the vizier or pharaoh presided. Plaintiffs and defendants were expected to represent themselves and were required to swear an oath that they had told the truth. In some cases, the state took on both the role of prosecutor and judge, and it could torture the accused with beatings to obtain a confession and the names of any co-conspirators. Whether the charges were trivial or serious, court scribes documented the complaint, testimony, and verdict of the case for future reference.[78]
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Punishment for minor crimes involved either imposition of fines, beatings, facial mutilation, or exile, depending on the severity of the offense. Serious crimes such as murder and tomb robbery were punished by execution, carried out by decapitation, drowning, or impaling the criminal on a stake. Punishment could also be extended to the criminal's family.[66] Beginning in the New Kingdom, oracles played a major role in the legal system, dispensing justice in both civil and criminal cases. The procedure was to ask the god a "yes" or "no" question concerning the right or wrong of an issue. The god, carried by a number of priests, rendered judgment by choosing one or the other, moving forward or backward, or pointing to one of the answers written on a piece of papyrus or an ostracon.[79]
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A combination of favorable geographical features contributed to the success of ancient Egyptian culture, the most important of which was the rich fertile soil resulting from annual inundations of the Nile River. The ancient Egyptians were thus able to produce an abundance of food, allowing the population to devote more time and resources to cultural, technological, and artistic pursuits. Land management was crucial in ancient Egypt because taxes were assessed based on the amount of land a person owned.[80]
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Farming in Egypt was dependent on the cycle of the Nile River. The Egyptians recognized three seasons: Akhet (flooding), Peret (planting), and Shemu (harvesting). The flooding season lasted from June to September, depositing on the river's banks a layer of mineral-rich silt ideal for growing crops. After the floodwaters had receded, the growing season lasted from October to February. Farmers plowed and planted seeds in the fields, which were irrigated with ditches and canals. Egypt received little rainfall, so farmers relied on the Nile to water their crops.[81] From March to May, farmers used sickles to harvest their crops, which were then threshed with a flail to separate the straw from the grain. Winnowing removed the chaff from the grain, and the grain was then ground into flour, brewed to make beer, or stored for later use.[82]
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The ancient Egyptians cultivated emmer and barley, and several other cereal grains, all of which were used to make the two main food staples of bread and beer.[83] Flax plants, uprooted before they started flowering, were grown for the fibers of their stems. These fibers were split along their length and spun into thread, which was used to weave sheets of linen and to make clothing. Papyrus growing on the banks of the Nile River was used to make paper. Vegetables and fruits were grown in garden plots, close to habitations and on higher ground, and had to be watered by hand. Vegetables included leeks, garlic, melons, squashes, pulses, lettuce, and other crops, in addition to grapes that were made into wine.[84]
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The Egyptians believed that a balanced relationship between people and animals was an essential element of the cosmic order; thus humans, animals and plants were believed to be members of a single whole.[85] Animals, both domesticated and wild, were therefore a critical source of spirituality, companionship, and sustenance to the ancient Egyptians. Cattle were the most important livestock; the administration collected taxes on livestock in regular censuses, and the size of a herd reflected the prestige and importance of the estate or temple that owned them. In addition to cattle, the ancient Egyptians kept sheep, goats, and pigs. Poultry, such as ducks, geese, and pigeons, were captured in nets and bred on farms, where they were force-fed with dough to fatten them.[86] The Nile provided a plentiful source of fish. Bees were also domesticated from at least the Old Kingdom, and provided both honey and wax.[87]
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The ancient Egyptians used donkeys and oxen as beasts of burden, and they were responsible for plowing the fields and trampling seed into the soil. The slaughter of a fattened ox was also a central part of an offering ritual.[86] Horses were introduced by the Hyksos in the Second Intermediate Period. Camels, although known from the New Kingdom, were not used as beasts of burden until the Late Period. There is also evidence to suggest that elephants were briefly utilized in the Late Period but largely abandoned due to lack of grazing land.[86] Dogs, cats, and monkeys were common family pets, while more exotic pets imported from the heart of Africa, such as Sub-Saharan African lions,[88] were reserved for royalty. Herodotus observed that the Egyptians were the only people to keep their animals with them in their houses.[85] During the Late Period, the worship of the gods in their animal form was extremely popular, such as the cat goddess Bastet and the ibis god Thoth, and these animals were kept in large numbers for the purpose of ritual sacrifice.[89]
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Egypt is rich in building and decorative stone, copper and lead ores, gold, and semiprecious stones. These natural resources allowed the ancient Egyptians to build monuments, sculpt statues, make tools, and fashion jewelry.[90] Embalmers used salts from the Wadi Natrun for mummification, which also provided the gypsum needed to make plaster.[91] Ore-bearing rock formations were found in distant, inhospitable wadis in the Eastern Desert and the Sinai, requiring large, state-controlled expeditions to obtain natural resources found there. There were extensive gold mines in Nubia, and one of the first maps known is of a gold mine in this region. The Wadi Hammamat was a notable source of granite, greywacke, and gold. Flint was the first mineral collected and used to make tools, and flint handaxes are the earliest pieces of evidence of habitation in the Nile valley. Nodules of the mineral were carefully flaked to make blades and arrowheads of moderate hardness and durability even after copper was adopted for this purpose.[92] Ancient Egyptians were among the first to use minerals such as sulfur as cosmetic substances.[93]
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The Egyptians worked deposits of the lead ore galena at Gebel Rosas to make net sinkers, plumb bobs, and small figurines. Copper was the most important metal for toolmaking in ancient Egypt and was smelted in furnaces from malachite ore mined in the Sinai.[94] Workers collected gold by washing the nuggets out of sediment in alluvial deposits, or by the more labor-intensive process of grinding and washing gold-bearing quartzite. Iron deposits found in upper Egypt were utilized in the Late Period.[95] High-quality building stones were abundant in Egypt; the ancient Egyptians quarried limestone all along the Nile valley, granite from Aswan, and basalt and sandstone from the wadis of the Eastern Desert. Deposits of decorative stones such as porphyry, greywacke, alabaster, and carnelian dotted the Eastern Desert and were collected even before the First Dynasty. In the Ptolemaic and Roman Periods, miners worked deposits of emeralds in Wadi Sikait and amethyst in Wadi el-Hudi.[96]
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The ancient Egyptians engaged in trade with their foreign neighbors to obtain rare, exotic goods not found in Egypt. In the Predynastic Period, they established trade with Nubia to obtain gold and incense. They also established trade with Palestine, as evidenced by Palestinian-style oil jugs found in the burials of the First Dynasty pharaohs.[97] An Egyptian colony stationed in southern Canaan dates to slightly before the First Dynasty.[98] Narmer had Egyptian pottery produced in Canaan and exported back to Egypt.[99][100]
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By the Second Dynasty at latest, ancient Egyptian trade with Byblos yielded a critical source of quality timber not found in Egypt. By the Fifth Dynasty, trade with Punt provided gold, aromatic resins, ebony, ivory, and wild animals such as monkeys and baboons.[101] Egypt relied on trade with Anatolia for essential quantities of tin as well as supplementary supplies of copper, both metals being necessary for the manufacture of bronze. The ancient Egyptians prized the blue stone lapis lazuli, which had to be imported from far-away Afghanistan. Egypt's Mediterranean trade partners also included Greece and Crete, which provided, among other goods, supplies of olive oil.[102] In exchange for its luxury imports and raw materials, Egypt mainly exported grain, gold, linen, and papyrus, in addition to other finished goods including glass and stone objects.[103][better source needed]
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The Egyptian language is a northern Afro-Asiatic language closely related to the Berber and Semitic languages.[104] It has the second longest known history of any language (after Sumerian), having been written from c. 3200 BC to the Middle Ages and remaining as a spoken language for longer. The phases of ancient Egyptian are Old Egyptian, Middle Egyptian (Classical Egyptian), Late Egyptian, Demotic and Coptic.[105] Egyptian writings do not show dialect differences before Coptic, but it was probably spoken in regional dialects around Memphis and later Thebes.[106]
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Ancient Egyptian was a synthetic language, but it became more analytic later on. Late Egyptian developed prefixal definite and indefinite articles, which replaced the older inflectional suffixes. There was a change from the older verb–subject–object word order to subject–verb–object.[107] The Egyptian hieroglyphic, hieratic, and demotic scripts were eventually replaced by the more phonetic Coptic alphabet. Coptic is still used in the liturgy of the Egyptian Orthodox Church, and traces of it are found in modern Egyptian Arabic.[108]
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Ancient Egyptian has 25 consonants similar to those of other Afro-Asiatic languages. These include pharyngeal and emphatic consonants, voiced and voiceless stops, voiceless fricatives and voiced and voiceless affricates. It has three long and three short vowels, which expanded in Late Egyptian to about nine.[109] The basic word in Egyptian, similar to Semitic and Berber, is a triliteral or biliteral root of consonants and semiconsonants. Suffixes are added to form words. The verb conjugation corresponds to the person. For example, the triconsonantal skeleton S-Ḏ-M is the semantic core of the word 'hear'; its basic conjugation is sḏm, 'he hears'. If the subject is a noun, suffixes are not added to the verb:[110] sḏm ḥmt, 'the woman hears'.
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Adjectives are derived from nouns through a process that Egyptologists call nisbation because of its similarity with Arabic.[111] The word order is predicate–subject in verbal and adjectival sentences, and subject–predicate in nominal and adverbial sentences.[112] The subject can be moved to the beginning of sentences if it is long and is followed by a resumptive pronoun.[113] Verbs and nouns are negated by the particle n, but nn is used for adverbial and adjectival sentences. Stress falls on the ultimate or penultimate syllable, which can be open (CV) or closed (CVC).[114]
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Hieroglyphic writing dates from c. 3000 BC, and is composed of hundreds of symbols. A hieroglyph can represent a word, a sound, or a silent determinative; and the same symbol can serve different purposes in different contexts. Hieroglyphs were a formal script, used on stone monuments and in tombs, that could be as detailed as individual works of art. In day-to-day writing, scribes used a cursive form of writing, called hieratic, which was quicker and easier. While formal hieroglyphs may be read in rows or columns in either direction (though typically written from right to left), hieratic was always written from right to left, usually in horizontal rows. A new form of writing, Demotic, became the prevalent writing style, and it is this form of writing—along with formal hieroglyphs—that accompany the Greek text on the Rosetta Stone.[116]
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Around the first century AD, the Coptic alphabet started to be used alongside the Demotic script. Coptic is a modified Greek alphabet with the addition of some Demotic signs.[117] Although formal hieroglyphs were used in a ceremonial role until the fourth century, towards the end only a small handful of priests could still read them. As the traditional religious establishments were disbanded, knowledge of hieroglyphic writing was mostly lost. Attempts to decipher them date to the Byzantine[118] and Islamic periods in Egypt,[119] but only in the 1820s, after the discovery of the Rosetta Stone and years of research by Thomas Young and Jean-François Champollion, were hieroglyphs substantially deciphered.[120]
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Writing first appeared in association with kingship on labels and tags for items found in royal tombs. It was primarily an occupation of the scribes, who worked out of the Per Ankh institution or the House of Life. The latter comprised offices, libraries (called House of Books), laboratories and observatories.[121] Some of the best-known pieces of ancient Egyptian literature, such as the Pyramid and Coffin Texts, were written in Classical Egyptian, which continued to be the language of writing until about 1300 BC. Late Egyptian was spoken from the New Kingdom onward and is represented in Ramesside administrative documents, love poetry and tales, as well as in Demotic and Coptic texts. During this period, the tradition of writing had evolved into the tomb autobiography, such as those of Harkhuf and Weni. The genre known as Sebayt ("instructions") was developed to communicate teachings and guidance from famous nobles; the Ipuwer papyrus, a poem of lamentations describing natural disasters and social upheaval, is a famous example.
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The Story of Sinuhe, written in Middle Egyptian, might be the classic of Egyptian literature.[122] Also written at this time was the Westcar Papyrus, a set of stories told to Khufu by his sons relating the marvels performed by priests.[123] The Instruction of Amenemope is considered a masterpiece of Near Eastern literature.[124] Towards the end of the New Kingdom, the vernacular language was more often employed to write popular pieces like the Story of Wenamun and the Instruction of Any. The former tells the story of a noble who is robbed on his way to buy cedar from Lebanon and of his struggle to return to Egypt. From about 700 BC, narrative stories and instructions, such as the popular Instructions of Onchsheshonqy, as well as personal and business documents were written in the demotic script and phase of Egyptian. Many stories written in demotic during the Greco-Roman period were set in previous historical eras, when Egypt was an independent nation ruled by great pharaohs such as Ramesses II.[125]
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Most ancient Egyptians were farmers tied to the land. Their dwellings were restricted to immediate family members, and were constructed of mud-brick designed to remain cool in the heat of the day. Each home had a kitchen with an open roof, which contained a grindstone for milling grain and a small oven for baking the bread.[126] Walls were painted white and could be covered with dyed linen wall hangings. Floors were covered with reed mats, while wooden stools, beds raised from the floor and individual tables comprised the furniture.[127]
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The ancient Egyptians placed a great value on hygiene and appearance. Most bathed in the Nile and used a pasty soap made from animal fat and chalk. Men shaved their entire bodies for cleanliness; perfumes and aromatic ointments covered bad odors and soothed skin.[128] Clothing was made from simple linen sheets that were bleached white, and both men and women of the upper classes wore wigs, jewelry, and cosmetics. Children went without clothing until maturity, at about age 12, and at this age males were circumcised and had their heads shaved. Mothers were responsible for taking care of the children, while the father provided the family's income.[129]
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Music and dance were popular entertainments for those who could afford them. Early instruments included flutes and harps, while instruments similar to trumpets, oboes, and pipes developed later and became popular. In the New Kingdom, the Egyptians played on bells, cymbals, tambourines, drums, and imported lutes and lyres from Asia.[130] The sistrum was a rattle-like musical instrument that was especially important in religious ceremonies.
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The ancient Egyptians enjoyed a variety of leisure activities, including games and music. Senet, a board game where pieces moved according to random chance, was particularly popular from the earliest times; another similar game was mehen, which had a circular gaming board. “Hounds and Jackals” also known as 58 holes is another example of board games played in ancient Egypt. The first complete set of this game was discovered from a Theban tomb of the Egyptian pharaoh Amenemhat IV that dates to the 13th Dynasty.[131] Juggling and ball games were popular with children, and wrestling is also documented in a tomb at Beni Hasan.[132] The wealthy members of ancient Egyptian society enjoyed hunting and boating as well.
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The excavation of the workers' village of Deir el-Medina has resulted in one of the most thoroughly documented accounts of community life in the ancient world, which spans almost four hundred years. There is no comparable site in which the organization, social interactions, and working and living conditions of a community have been studied in such detail.[133]
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Egyptian cuisine remained remarkably stable over time; indeed, the cuisine of modern Egypt retains some striking similarities to the cuisine of the ancients. The staple diet consisted of bread and beer, supplemented with vegetables such as onions and garlic, and fruit such as dates and figs. Wine and meat were enjoyed by all on feast days while the upper classes indulged on a more regular basis. Fish, meat, and fowl could be salted or dried, and could be cooked in stews or roasted on a grill.[134]
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The architecture of ancient Egypt includes some of the most famous structures in the world: the Great Pyramids of Giza and the temples at Thebes. Building projects were organized and funded by the state for religious and commemorative purposes, but also to reinforce the wide-ranging power of the pharaoh. The ancient Egyptians were skilled builders; using only simple but effective tools and sighting instruments, architects could build large stone structures with great accuracy and precision that is still envied today.[135]
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The domestic dwellings of elite and ordinary Egyptians alike were constructed from perishable materials such as mud bricks and wood, and have not survived. Peasants lived in simple homes, while the palaces of the elite and the pharaoh were more elaborate structures. A few surviving New Kingdom palaces, such as those in Malkata and Amarna, show richly decorated walls and floors with scenes of people, birds, water pools, deities and geometric designs.[136] Important structures such as temples and tombs that were intended to last forever were constructed of stone instead of mud bricks. The architectural elements used in the world's first large-scale stone building, Djoser's mortuary complex, include post and lintel supports in the papyrus and lotus motif.
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The earliest preserved ancient Egyptian temples, such as those at Giza, consist of single, enclosed halls with roof slabs supported by columns. In the New Kingdom, architects added the pylon, the open courtyard, and the enclosed hypostyle hall to the front of the temple's sanctuary, a style that was standard until the Greco-Roman period.[137] The earliest and most popular tomb architecture in the Old Kingdom was the mastaba, a flat-roofed rectangular structure of mudbrick or stone built over an underground burial chamber. The step pyramid of Djoser is a series of stone mastabas stacked on top of each other. Pyramids were built during the Old and Middle Kingdoms, but most later rulers abandoned them in favor of less conspicuous rock-cut tombs.[138] The use of the pyramid form continued in private tomb chapels of the New Kingdom and in the royal pyramids of Nubia.[139]
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Model of a household porch and garden, c. 1981–1975 BC]]
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The Temple of Dendur, completed by 10 BC, made of aeolian sandstone, temple proper: height: 6.4 m, width: 6.4 m; length: 12.5 m, in the Metropolitan Museum of Art (New York City)
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The well preserved Temple of Isis from Philae (Egypt) is an example of Egyptian architecture and architectural sculpture
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Illustration of various types of capitals, drawn by the egyptologist Karl Richard Lepsius
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The ancient Egyptians produced art to serve functional purposes. For over 3500 years, artists adhered to artistic forms and iconography that were developed during the Old Kingdom, following a strict set of principles that resisted foreign influence and internal change.[140] These artistic standards—simple lines, shapes, and flat areas of color combined with the characteristic flat projection of figures with no indication of spatial depth—created a sense of order and balance within a composition. Images and text were intimately interwoven on tomb and temple walls, coffins, stelae, and even statues. The Narmer Palette, for example, displays figures that can also be read as hieroglyphs.[141] Because of the rigid rules that governed its highly stylized and symbolic appearance, ancient Egyptian art served its political and religious purposes with precision and clarity.[142]
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Ancient Egyptian artisans used stone as a medium for carving statues and fine reliefs, but used wood as a cheap and easily carved substitute. Paints were obtained from minerals such as iron ores (red and yellow ochres), copper ores (blue and green), soot or charcoal (black), and limestone (white). Paints could be mixed with gum arabic as a binder and pressed into cakes, which could be moistened with water when needed.[143]
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Pharaohs used reliefs to record victories in battle, royal decrees, and religious scenes. Common citizens had access to pieces of funerary art, such as shabti statues and books of the dead, which they believed would protect them in the afterlife.[144] During the Middle Kingdom, wooden or clay models depicting scenes from everyday life became popular additions to the tomb. In an attempt to duplicate the activities of the living in the afterlife, these models show laborers, houses, boats, and even military formations that are scale representations of the ideal ancient Egyptian afterlife.[145]
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Despite the homogeneity of ancient Egyptian art, the styles of particular times and places sometimes reflected changing cultural or political attitudes. After the invasion of the Hyksos in the Second Intermediate Period, Minoan-style frescoes were found in Avaris.[146] The most striking example of a politically driven change in artistic forms comes from the Amarna period, where figures were radically altered to conform to Akhenaten's revolutionary religious ideas.[147] This style, known as Amarna art, was quickly abandoned after Akhenaten's death and replaced by the traditional forms.[148]
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Kneeling portrait statue of Amenemhat holding a stele with an inscription; circa 1500 BC; limestone; Egyptian Museum of Berlin (Germany)
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Fresco which depicts Nebamun hunting birds; 1350 BC; paint on plaster; 98 × 83 cm; British Museum (London)
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Portrait head of pharaoh Hatshepsut or Thutmose III; 1480-1425 BC; most probably granite; height: 16.5 cm; Egyptian Museum of Berlin
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Falcon box with wrapped contents; 332–30 BC; painted and gilded wood, linen, resin and feathers; 58.5 × 24.9 cm; Metropolitan Museum of Art (New York City)
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Beliefs in the divine and in the afterlife were ingrained in ancient Egyptian civilization from its inception; pharaonic rule was based on the divine right of kings. The Egyptian pantheon was populated by gods who had supernatural powers and were called on for help or protection. However, the gods were not always viewed as benevolent, and Egyptians believed they had to be appeased with offerings and prayers. The structure of this pantheon changed continually as new deities were promoted in the hierarchy, but priests made no effort to organize the diverse and sometimes conflicting myths and stories into a coherent system.[149] These various conceptions of divinity were not considered contradictory but rather layers in the multiple facets of reality.[150]
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Gods were worshiped in cult temples administered by priests acting on the king's behalf. At the center of the temple was the cult statue in a shrine. Temples were not places of public worship or congregation, and only on select feast days and celebrations was a shrine carrying the statue of the god brought out for public worship. Normally, the god's domain was sealed off from the outside world and was only accessible to temple officials. Common citizens could worship private statues in their homes, and amulets offered protection against the forces of chaos.[151] After the New Kingdom, the pharaoh's role as a spiritual intermediary was de-emphasized as religious customs shifted to direct worship of the gods. As a result, priests developed a system of oracles to communicate the will of the gods directly to the people.[152]
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The Egyptians believed that every human being was composed of physical and spiritual parts or aspects. In addition to the body, each person had a šwt (shadow), a ba (personality or soul), a ka (life-force), and a name.[153] The heart, rather than the brain, was considered the seat of thoughts and emotions. After death, the spiritual aspects were released from the body and could move at will, but they required the physical remains (or a substitute, such as a statue) as a permanent home. The ultimate goal of the deceased was to rejoin his ka and ba and become one of the "blessed dead", living on as an akh, or "effective one". For this to happen, the deceased had to be judged worthy in a trial, in which the heart was weighed against a "feather of truth." If deemed worthy, the deceased could continue their existence on earth in spiritual form.[154] If they were not deemed worthy, their heart was eaten by Ammit the Devourer and they were erased from the Universe.
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The ancient Egyptians maintained an elaborate set of burial customs that they believed were necessary to ensure immortality after death. These customs involved preserving the body by mummification, performing burial ceremonies, and interring with the body goods the deceased would use in the afterlife.[144] Before the Old Kingdom, bodies buried in desert pits were naturally preserved by desiccation. The arid, desert conditions were a boon throughout the history of ancient Egypt for burials of the poor, who could not afford the elaborate burial preparations available to the elite. Wealthier Egyptians began to bury their dead in stone tombs and use artificial mummification, which involved removing the internal organs, wrapping the body in linen, and burying it in a rectangular stone sarcophagus or wooden coffin. Beginning in the Fourth Dynasty, some parts were preserved separately in canopic jars.[155]
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By the New Kingdom, the ancient Egyptians had perfected the art of mummification; the best technique took 70 days and involved removing the internal organs, removing the brain through the nose, and desiccating the body in a mixture of salts called natron. The body was then wrapped in linen with protective amulets inserted between layers and placed in a decorated anthropoid coffin. Mummies of the Late Period were also placed in painted cartonnage mummy cases. Actual preservation practices declined during the Ptolemaic and Roman eras, while greater emphasis was placed on the outer appearance of the mummy, which was decorated.[156]
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Wealthy Egyptians were buried with larger quantities of luxury items, but all burials, regardless of social status, included goods for the deceased. Funerary texts were often included in the grave, and, beginning in the New Kingdom, so were shabti statues that were believed to perform manual labor for them in the afterlife.[157] Rituals in which the deceased was magically re-animated accompanied burials. After burial, living relatives were expected to occasionally bring food to the tomb and recite prayers on behalf of the deceased.[158]
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The ancient Egyptian military was responsible for defending Egypt against foreign invasion, and for maintaining Egypt's domination in the ancient Near East. The military protected mining expeditions to the Sinai during the Old Kingdom and fought civil wars during the First and Second Intermediate Periods. The military was responsible for maintaining fortifications along important trade routes, such as those found at the city of Buhen on the way to Nubia. Forts also were constructed to serve as military bases, such as the fortress at Sile, which was a base of operations for expeditions to the Levant. In the New Kingdom, a series of pharaohs used the standing Egyptian army to attack and conquer Kush and parts of the Levant.[159]
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Typical military equipment included bows and arrows, spears, and round-topped shields made by stretching animal skin over a wooden frame. In the New Kingdom, the military began using chariots that had earlier been introduced by the Hyksos invaders. Weapons and armor continued to improve after the adoption of bronze: shields were now made from solid wood with a bronze buckle, spears were tipped with a bronze point, and the Khopesh was adopted from Asiatic soldiers.[160] The pharaoh was usually depicted in art and literature riding at the head of the army; it has been suggested that at least a few pharaohs, such as Seqenenre Tao II and his sons, did do so.[161] However, it has also been argued that "kings of this period did not personally act as frontline war leaders, fighting alongside their troops."[162] Soldiers were recruited from the general population, but during, and especially after, the New Kingdom, mercenaries from Nubia, Kush, and Libya were hired to fight for Egypt.[163]
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In technology, medicine, and mathematics, ancient Egypt achieved a relatively high standard of productivity and sophistication. Traditional empiricism, as evidenced by the Edwin Smith and Ebers papyri (c. 1600 BC), is first credited to Egypt. The Egyptians created their own alphabet and decimal system.
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Even before the Old Kingdom, the ancient Egyptians had developed a glassy material known as faience, which they treated as a type of artificial semi-precious stone. Faience is a non-clay ceramic made of silica, small amounts of lime and soda, and a colorant, typically copper.[164] The material was used to make beads, tiles, figurines, and small wares. Several methods can be used to create faience, but typically production involved application of the powdered materials in the form of a paste over a clay core, which was then fired. By a related technique, the ancient Egyptians produced a pigment known as Egyptian Blue, also called blue frit, which is produced by fusing (or sintering) silica, copper, lime, and an alkali such as natron. The product can be ground up and used as a pigment.[165]
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The ancient Egyptians could fabricate a wide variety of objects from glass with great skill, but it is not clear whether they developed the process independently.[166] It is also unclear whether they made their own raw glass or merely imported pre-made ingots, which they melted and finished. However, they did have technical expertise in making objects, as well as adding trace elements to control the color of the finished glass. A range of colors could be produced, including yellow, red, green, blue, purple, and white, and the glass could be made either transparent or opaque.[167]
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The medical problems of the ancient Egyptians stemmed directly from their environment. Living and working close to the Nile brought hazards from malaria and debilitating schistosomiasis parasites, which caused liver and intestinal damage. Dangerous wildlife such as crocodiles and hippos were also a common threat. The lifelong labors of farming and building put stress on the spine and joints, and traumatic injuries from construction and warfare all took a significant toll on the body. The grit and sand from stone-ground flour abraded teeth, leaving them susceptible to abscesses (though caries were rare).[168]
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The diets of the wealthy were rich in sugars, which promoted periodontal disease.[169] Despite the flattering physiques portrayed on tomb walls, the overweight mummies of many of the upper class show the effects of a life of overindulgence.[170] Adult life expectancy was about 35 for men and 30 for women, but reaching adulthood was difficult as about one-third of the population died in infancy.[c]
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Ancient Egyptian physicians were renowned in the ancient Near East for their healing skills, and some, such as Imhotep, remained famous long after their deaths.[171] Herodotus remarked that there was a high degree of specialization among Egyptian physicians, with some treating only the head or the stomach, while others were eye-doctors and dentists.[172] Training of physicians took place at the Per Ankh or "House of Life" institution, most notably those headquartered in Per-Bastet during the New Kingdom and at Abydos and Saïs in the Late period. Medical papyri show empirical knowledge of anatomy, injuries, and practical treatments.[173]
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Wounds were treated by bandaging with raw meat, white linen, sutures, nets, pads, and swabs soaked with honey to prevent infection,[174] while opium, thyme, and belladona were used to relieve pain. The earliest records of burn treatment describe burn dressings that use the milk from mothers of male babies. Prayers were made to the goddess Isis. Moldy bread, honey, and copper salts were also used to prevent infection from dirt in burns.[175] Garlic and onions were used regularly to promote good health and were thought to relieve asthma symptoms. Ancient Egyptian surgeons stitched wounds, set broken bones, and amputated diseased limbs, but they recognized that some injuries were so serious that they could only make the patient comfortable until death occurred.[176]
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Early Egyptians knew how to assemble planks of wood into a ship hull and had mastered advanced forms of shipbuilding as early as 3000 BC. The Archaeological Institute of America reports that the oldest planked ships known are the Abydos boats.[5] A group of 14 discovered ships in Abydos were constructed of wooden planks "sewn" together. Discovered by Egyptologist David O'Connor of New York University,[177] woven straps were found to have been used to lash the planks together,[5] and reeds or grass stuffed between the planks helped to seal the seams.[5] Because the ships are all buried together and near a mortuary belonging to Pharaoh Khasekhemwy, originally they were all thought to have belonged to him, but one of the 14 ships dates to 3000 BC, and the associated pottery jars buried with the vessels also suggest earlier dating. The ship dating to 3000 BC was 75 feet (23 m) long and is now thought to perhaps have belonged to an earlier pharaoh, perhaps one as early as Hor-Aha.[177]
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Early Egyptians also knew how to assemble planks of wood with treenails to fasten them together, using pitch for caulking the seams. The "Khufu ship", a 43.6-metre (143 ft) vessel sealed into a pit in the Giza pyramid complex at the foot of the Great Pyramid of Giza in the Fourth Dynasty around 2500 BC, is a full-size surviving example that may have filled the symbolic function of a solar barque. Early Egyptians also knew how to fasten the planks of this ship together with mortise and tenon joints.[5]
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Large seagoing ships are known to have been heavily used by the Egyptians in their trade with the city states of the eastern Mediterranean, especially Byblos (on the coast of modern-day Lebanon), and in several expeditions down the Red Sea to the Land of Punt.[178] In fact one of the earliest Egyptian words for a seagoing ship is a "Byblos Ship", which originally defined a class of Egyptian seagoing ships used on the Byblos run; however, by the end of the Old Kingdom, the term had come to include large seagoing ships, whatever their destination.[178]
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In 2011 archaeologists from Italy, the United States, and Egypt excavating a dried-up lagoon known as Mersa Gawasis have unearthed traces of an ancient harbor that once launched early voyages like Hatshepsut's Punt expedition onto the open ocean.[179] Some of the site's most evocative evidence for the ancient Egyptians' seafaring prowess include large ship timbers and hundreds of feet of ropes, made from papyrus, coiled in huge bundles.[179] And in 2013 a team of Franco-Egyptian archaeologists discovered what is believed to be the world's oldest port, dating back about 4500 years, from the time of King Cheops on the Red Sea coast near Wadi el-Jarf (about 110 miles south of Suez).[180]
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In 1977, an ancient north–south canal dating to the Middle Kingdom of Egypt was discovered extending from Lake Timsah to the Ballah Lakes.[181] It was dated to the Middle Kingdom of Egypt by extrapolating dates of ancient sites constructed along its course.[181][d]
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The earliest attested examples of mathematical calculations date to the predynastic Naqada period, and show a fully developed numeral system.[e] The importance of mathematics to an educated Egyptian is suggested by a New Kingdom fictional letter in which the writer proposes a scholarly competition between himself and another scribe regarding everyday calculation tasks such as accounting of land, labor, and grain.[183] Texts such as the Rhind Mathematical Papyrus and the Moscow Mathematical Papyrus show that the ancient Egyptians could perform the four basic mathematical operations—addition, subtraction, multiplication, and division—use fractions, calculate the areas of rectangles, triangles, and circles and compute the volumes of boxes, columns and pyramids. They understood basic concepts of algebra and geometry, and could solve simple sets of simultaneous equations.[184]
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Mathematical notation was decimal, and based on hieroglyphic signs for each power of ten up to one million. Each of these could be written as many times as necessary to add up to the desired number; so to write the number eighty or eight hundred, the symbol for ten or one hundred was written eight times respectively.[185] Because their methods of calculation could not handle most fractions with a numerator greater than one, they had to write fractions as the sum of several fractions. For example, they resolved the fraction two-fifths into the sum of one-third + one-fifteenth. Standard tables of values facilitated this.[186] Some common fractions, however, were written with a special glyph—the equivalent of the modern two-thirds is shown on the right.[187]
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Ancient Egyptian mathematicians knew the Pythagorean theorem as an empirical formula. They were aware, for example, that a triangle had a right angle opposite the hypotenuse when its sides were in a 3–4–5 ratio.[188] They were able to estimate the area of a circle by subtracting one-ninth from its diameter and squaring the result:
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a reasonable approximation of the formula πr2.[189]
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The golden ratio seems to be reflected in many Egyptian constructions, including the pyramids, but its use may have been an unintended consequence of the ancient Egyptian practice of combining the use of knotted ropes with an intuitive sense of proportion and harmony.[190]
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A team led by Johannes Krause managed the first reliable sequencing of the genomes of 90 mummified individuals in 2017 from northern Egypt (buried near modern-day Cairo), which constituted "the first reliable data set obtained from ancient Egyptians using high-throughput DNA sequencing methods." Whilst not conclusive, because of the non-exhaustive time frame and restricted location that the mummies represent, their study nevertheless showed that these ancient Egyptians "closely resembled ancient and modern Near Eastern populations, especially those in the Levant, and had almost no DNA from sub-Saharan Africa. What's more, the genetics of the mummies remained remarkably consistent even as different powers—including Nubians, Greeks, and Romans—conquered the empire." Later, however, something did alter the genomes of Egyptians. Some 15% to 20% of modern Egyptians' DNA reflects sub-Saharan ancestry, but the ancient mummies had only 6–15% sub-Saharan DNA.[191] They called for additional research to be undertaken. Other genetic studies show much greater levels of sub-Saharan African ancestry in the current-day populations of southern as opposed to northern Egypt,[192] and anticipate that mummies from southern Egypt would contain greater levels of sub-Saharan African ancestry than Lower Egyptian mummies.
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The culture and monuments of ancient Egypt have left a lasting legacy on the world. The cult of the goddess Isis, for example, became popular in the Roman Empire, as obelisks and other relics were transported back to Rome.[193] The Romans also imported building materials from Egypt to erect Egyptian-style structures. Early historians such as Herodotus, Strabo, and Diodorus Siculus studied and wrote about the land, which Romans came to view as a place of mystery.[194]
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During the Middle Ages and the Renaissance, Egyptian pagan culture was in decline after the rise of Christianity and later Islam, but interest in Egyptian antiquity continued in the writings of medieval scholars such as Dhul-Nun al-Misri and al-Maqrizi.[195] In the seventeenth and eighteenth centuries, European travelers and tourists brought back antiquities and wrote stories of their journeys, leading to a wave of Egyptomania across Europe. This renewed interest sent collectors to Egypt, who took, purchased, or were given many important antiquities.[196] Napoleon arranged the first studies in Egyptology when he brought some 150 scientists and artists to study and document Egypt's natural history, which was published in the Description de l'Égypte.[197]
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In the 20th century, the Egyptian Government and archaeologists alike recognized the importance of cultural respect and integrity in excavations. The Supreme Council of Antiquities now approves and oversees all excavations, which are aimed at finding information rather than treasure. The council also supervises museums and monument reconstruction programs designed to preserve the historical legacy of Egypt.
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Tourists at the pyramid complex of Khafre near the Great Sphinx of Giza
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Frontispiece of Description de l'Égypte, published in 38 volumes between 1809 and 1829.
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Ancient Egypt portal
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Ancient Egypt was a civilization of ancient North Africa, concentrated along the lower reaches of the Nile River, situated in the place that is now the country Egypt. Ancient Egyptian civilization followed prehistoric Egypt and coalesced around 3100 BC (according to conventional Egyptian chronology)[1] with the political unification of Upper and Lower Egypt under Menes (often identified with Narmer).[2] The history of ancient Egypt occurred as a series of stable kingdoms, separated by periods of relative instability known as Intermediate Periods: the Old Kingdom of the Early Bronze Age, the Middle Kingdom of the Middle Bronze Age and the New Kingdom of the Late Bronze Age.
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Egypt reached the pinnacle of its power in the New Kingdom, ruling much of Nubia and a sizable portion of the Near East, after which it entered a period of slow decline. During the course of its history Egypt was invaded or conquered by a number of foreign powers, including the Hyksos, the Libyans, the Nubians, the Assyrians, the Achaemenid Persians, and the Macedonians under the command of Alexander the Great. The Greek Ptolemaic Kingdom, formed in the aftermath of Alexander's death, ruled Egypt until 30 BC, when, under Cleopatra, it fell to the Roman Empire and became a Roman province.[3]
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The success of ancient Egyptian civilization came partly from its ability to adapt to the conditions of the Nile River valley for agriculture. The predictable flooding and controlled irrigation of the fertile valley produced surplus crops, which supported a more dense population, and social development and culture. With resources to spare, the administration sponsored mineral exploitation of the valley and surrounding desert regions, the early development of an independent writing system, the organization of collective construction and agricultural projects, trade with surrounding regions, and a military intended to assert Egyptian dominance. Motivating and organizing these activities was a bureaucracy of elite scribes, religious leaders, and administrators under the control of a pharaoh, who ensured the cooperation and unity of the Egyptian people in the context of an elaborate system of religious beliefs.[4]
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The many achievements of the ancient Egyptians include the quarrying, surveying and construction techniques that supported the building of monumental pyramids, temples, and obelisks; a system of mathematics, a practical and effective system of medicine, irrigation systems and agricultural production techniques, the first known planked boats,[5] Egyptian faience and glass technology, new forms of literature, and the earliest known peace treaty, made with the Hittites.[6] Ancient Egypt has left a lasting legacy. Its art and architecture were widely copied, and its antiquities carried off to far corners of the world. Its monumental ruins have inspired the imaginations of travelers and writers for centuries. A new-found respect for antiquities and excavations in the early modern period by Europeans and Egyptians led to the scientific investigation of Egyptian civilization and a greater appreciation of its cultural legacy.[7]
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The Nile has been the lifeline of its region for much of human history.[8] The fertile floodplain of the Nile gave humans the opportunity to develop a settled agricultural economy and a more sophisticated, centralized society that became a cornerstone in the history of human civilization.[9] Nomadic modern human hunter-gatherers began living in the Nile valley through the end of the Middle Pleistocene some 120,000 years ago. By the late Paleolithic period, the arid climate of Northern Africa became increasingly hot and dry, forcing the populations of the area to concentrate along the river region.
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In Predynastic and Early Dynastic times, the Egyptian climate was much less arid than it is today. Large regions of Egypt were covered in treed savanna and traversed by herds of grazing ungulates. Foliage and fauna were far more prolific in all environs and the Nile region supported large populations of waterfowl. Hunting would have been common for Egyptians, and this is also the period when many animals were first domesticated.[10]
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By about 5500 BC, small tribes living in the Nile valley had developed into a series of cultures demonstrating firm control of agriculture and animal husbandry, and identifiable by their pottery and personal items, such as combs, bracelets, and beads. The largest of these early cultures in upper (Southern) Egypt was the Badarian culture, which probably originated in the Western Desert; it was known for its high quality ceramics, stone tools, and its use of copper.[11]
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The Badari was followed by the Naqada culture: the Amratian (Naqada I), the Gerzeh (Naqada II), and Semainean (Naqada III).[12][page needed] These brought a number of technological improvements. As early as the Naqada I Period, predynastic Egyptians imported obsidian from Ethiopia, used to shape blades and other objects from flakes.[13] In Naqada II times, early evidence exists of contact with the Near East, particularly Canaan and the Byblos coast.[14] Over a period of about 1,000 years, the Naqada culture developed from a few small farming communities into a powerful civilization whose leaders were in complete control of the people and resources of the Nile valley.[15] Establishing a power center at Nekhen (in Greek, Hierakonpolis), and later at Abydos, Naqada III leaders expanded their control of Egypt northwards along the Nile.[16] They also traded with Nubia to the south, the oases of the western desert to the west, and the cultures of the eastern Mediterranean and Near East to the east, initiating a period of Egypt-Mesopotamia relations.[17][when?]
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The Naqada culture manufactured a diverse selection of material goods, reflective of the increasing power and wealth of the elite, as well as societal personal-use items, which included combs, small statuary, painted pottery, high quality decorative stone vases, cosmetic palettes, and jewelry made of gold, lapis, and ivory. They also developed a ceramic glaze known as faience, which was used well into the Roman Period to decorate cups, amulets, and figurines.[18] During the last predynastic phase, the Naqada culture began using written symbols that eventually were developed into a full system of hieroglyphs for writing the ancient Egyptian language.[19]
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The Early Dynastic Period was approximately contemporary to the early Sumerian-Akkadian civilisation of Mesopotamia and of ancient Elam. The third-century BC Egyptian priest Manetho grouped the long line of kings from Menes to his own time into 30 dynasties, a system still used today. He began his official history with the king named "Meni" (or Menes in Greek) who was believed to have united the two kingdoms of Upper and Lower Egypt.[20]
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The transition to a unified state happened more gradually than ancient Egyptian writers represented, and there is no contemporary record of Menes. Some scholars now believe, however, that the mythical Menes may have been the king Narmer, who is depicted wearing royal regalia on the ceremonial Narmer Palette, in a symbolic act of unification.[22] In the Early Dynastic Period, which began about 3000 BC, the first of the Dynastic kings solidified control over lower Egypt by establishing a capital at Memphis, from which he could control the labour force and agriculture of the fertile delta region, as well as the lucrative and critical trade routes to the Levant. The increasing power and wealth of the kings during the early dynastic period was reflected in their elaborate mastaba tombs and mortuary cult structures at Abydos, which were used to celebrate the deified king after his death.[23] The strong institution of kingship developed by the kings served to legitimize state control over the land, labour, and resources that were essential to the survival and growth of ancient Egyptian civilization.[24]
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Major advances in architecture, art, and technology were made during the Old Kingdom, fueled by the increased agricultural productivity and resulting population, made possible by a well-developed central administration.[25] Some of ancient Egypt's crowning achievements, the Giza pyramids and Great Sphinx, were constructed during the Old Kingdom. Under the direction of the vizier, state officials collected taxes, coordinated irrigation projects to improve crop yield, drafted peasants to work on construction projects, and established a justice system to maintain peace and order.[26]
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With the rising importance of central administration in Egypt a new class of educated scribes and officials arose who were granted estates by the king in payment for their services. Kings also made land grants to their mortuary cults and local temples, to ensure that these institutions had the resources to worship the king after his death. Scholars believe that five centuries of these practices slowly eroded the economic vitality of Egypt, and that the economy could no longer afford to support a large centralized administration.[27] As the power of the kings diminished, regional governors called nomarchs began to challenge the supremacy of the office of king. This, coupled with severe droughts between 2200 and 2150 BC,[28] is believed to have caused the country to enter the 140-year period of famine and strife known as the First Intermediate Period.[29]
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After Egypt's central government collapsed at the end of the Old Kingdom, the administration could no longer support or stabilize the country's economy. Regional governors could not rely on the king for help in times of crisis, and the ensuing food shortages and political disputes escalated into famines and small-scale civil wars. Yet despite difficult problems, local leaders, owing no tribute to the king, used their new-found independence to establish a thriving culture in the provinces. Once in control of their own resources, the provinces became economically richer—which was demonstrated by larger and better burials among all social classes.[30] In bursts of creativity, provincial artisans adopted and adapted cultural motifs formerly restricted to the royalty of the Old Kingdom, and scribes developed literary styles that expressed the optimism and originality of the period.[31]
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Free from their loyalties to the king, local rulers began competing with each other for territorial control and political power. By 2160 BC, rulers in Herakleopolis controlled Lower Egypt in the north, while a rival clan based in Thebes, the Intef family, took control of Upper Egypt in the south. As the Intefs grew in power and expanded their control northward, a clash between the two rival dynasties became inevitable. Around 2055 BC the northern Theban forces under Nebhepetre Mentuhotep II finally defeated the Herakleopolitan rulers, reuniting the Two Lands. They inaugurated a period of economic and cultural renaissance known as the Middle Kingdom.[32]
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The kings of the Middle Kingdom restored the country's stability and prosperity, thereby stimulating a resurgence of art, literature, and monumental building projects.[33] Mentuhotep II and his Eleventh Dynasty successors ruled from Thebes, but the vizier Amenemhat I, upon assuming the kingship at the beginning of the Twelfth Dynasty around 1985 BC, shifted the kingdom's capital to the city of Itjtawy, located in Faiyum.[34] From Itjtawy, the kings of the Twelfth Dynasty undertook a far-sighted land reclamation and irrigation scheme to increase agricultural output in the region. Moreover, the military reconquered territory in Nubia that was rich in quarries and gold mines, while laborers built a defensive structure in the Eastern Delta, called the "Walls-of-the-Ruler", to defend against foreign attack.[35]
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With the kings having secured the country militarily and politically and with vast agricultural and mineral wealth at their disposal, the nation's population, arts, and religion flourished. In contrast to elitist Old Kingdom attitudes towards the gods, the Middle Kingdom displayed an increase in expressions of personal piety.[36] Middle Kingdom literature featured sophisticated themes and characters written in a confident, eloquent style.[31] The relief and portrait sculpture of the period captured subtle, individual details that reached new heights of technical sophistication.[37]
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The last great ruler of the Middle Kingdom, Amenemhat III, allowed Semitic-speaking Canaanite settlers from the Near East into the Delta region to provide a sufficient labour force for his especially active mining and building campaigns. These ambitious building and mining activities, however, combined with severe Nile floods later in his reign, strained the economy and precipitated the slow decline into the Second Intermediate Period during the later Thirteenth and Fourteenth dynasties. During this decline, the Canaanite settlers began to assume greater control of the Delta region, eventually coming to power in Egypt as the Hyksos.[38]
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Around 1785 BC, as the power of the Middle Kingdom kings weakened, a Western Asian people called the Hyksos, who had already settled in the Delta, seized control of Egypt and established their capital at Avaris, forcing the former central government to retreat to Thebes. The king was treated as a vassal and expected to pay tribute.[39] The Hyksos ("foreign rulers") retained Egyptian models of government and identified as kings, thereby integrating Egyptian elements into their culture. They and other invaders introduced new tools of warfare into Egypt, most notably the composite bow and the horse-drawn chariot.[40]
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After retreating south, the native Theban kings found themselves trapped between the Canaanite Hyksos ruling the north and the Hyksos' Nubian allies, the Kushites, to the south. After years of vassalage, Thebes gathered enough strength to challenge the Hyksos in a conflict that lasted more than 30 years, until 1555 BC.[39] The kings Seqenenre Tao II and Kamose were ultimately able to defeat the Nubians to the south of Egypt, but failed to defeat the Hyksos. That task fell to Kamose's successor, Ahmose I, who successfully waged a series of campaigns that permanently eradicated the Hyksos' presence in Egypt. He established a new dynasty and, in the New Kingdom that followed, the military became a central priority for the kings, who sought to expand Egypt's borders and attempted to gain mastery of the Near East.[41]
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The New Kingdom pharaohs established a period of unprecedented prosperity by securing their borders and strengthening diplomatic ties with their neighbours, including the Mitanni Empire, Assyria, and Canaan. Military campaigns waged under Tuthmosis I and his grandson Tuthmosis III extended the influence of the pharaohs to the largest empire Egypt had ever seen. Beginning with Merneptah the rulers of Egypt adopted the title of pharaoh.
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Between their reigns, Hatshepsut, a queen who established herself as pharaoh, launched many building projects, including restoration of temples damaged by the Hyksos, and sent trading expeditions to Punt and the Sinai.[42] When Tuthmosis III died in 1425 BC, Egypt had an empire extending from Niya in north west Syria to the Fourth Cataract of the Nile in Nubia, cementing loyalties and opening access to critical imports such as bronze and wood.[43]
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The New Kingdom pharaohs began a large-scale building campaign to promote the god Amun, whose growing cult was based in Karnak. They also constructed monuments to glorify their own achievements, both real and imagined. The Karnak temple is the largest Egyptian temple ever built.[44]
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Around 1350 BC, the stability of the New Kingdom was threatened when Amenhotep IV ascended the throne and instituted a series of radical and chaotic reforms. Changing his name to Akhenaten, he touted the previously obscure sun deity Aten as the supreme deity, suppressed the worship of most other deities, and moved the capital to the new city of Akhetaten (modern-day Amarna).[45] He was devoted to his new religion and artistic style. After his death, the cult of the Aten was quickly abandoned and the traditional religious order restored. The subsequent pharaohs, Tutankhamun, Ay, and Horemheb, worked to erase all mention of Akhenaten's heresy, now known as the Amarna Period.[46]
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Around 1279 BC, Ramesses II, also known as Ramesses the Great, ascended the throne, and went on to build more temples, erect more statues and obelisks, and sire more children than any other pharaoh in history.[a] A bold military leader, Ramesses II led his army against the Hittites in the Battle of Kadesh (in modern Syria) and, after fighting to a stalemate, finally agreed to the first recorded peace treaty, around 1258 BC.[47]
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Egypt's wealth, however, made it a tempting target for invasion, particularly by the Libyan Berbers to the west, and the Sea Peoples, a conjectured confederation of seafarers from the Aegean Sea.[b] Initially, the military was able to repel these invasions, but Egypt eventually lost control of its remaining territories in southern Canaan, much of it falling to the Assyrians. The effects of external threats were exacerbated by internal problems such as corruption, tomb robbery, and civil unrest. After regaining their power, the high priests at the temple of Amun in Thebes accumulated vast tracts of land and wealth, and their expanded power splintered the country during the Third Intermediate Period.[48]
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Following the death of Ramesses XI in 1078 BC, Smendes assumed authority over the northern part of Egypt, ruling from the city of Tanis. The south was effectively controlled by the High Priests of Amun at Thebes, who recognized Smendes in name only.[49] During this time, Libyans had been settling in the western delta, and chieftains of these settlers began increasing their autonomy. Libyan princes took control of the delta under Shoshenq I in 945 BC, founding the so-called Libyan or Bubastite dynasty that would rule for some 200 years. Shoshenq also gained control of southern Egypt by placing his family members in important priestly positions. Libyan control began to erode as a rival dynasty in the delta arose in Leontopolis, and Kushites threatened from the south. Around 727 BC the Kushite king Piye invaded northward, seizing control of Thebes and eventually the Delta.[50]
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Egypt's far-reaching prestige declined considerably toward the end of the Third Intermediate Period. Its foreign allies had fallen under the Assyrian sphere of influence, and by 700 BC war between the two states became inevitable. Between 671 and 667 BC the Assyrians began the Assyrian conquest of Egypt. The reigns of both Taharqa and his successor, Tanutamun, were filled with constant conflict with the Assyrians, against whom Egypt enjoyed several victories. Ultimately, the Assyrians pushed the Kushites back into Nubia, occupied Memphis, and sacked the temples of Thebes.[52]
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The Assyrians left control of Egypt to a series of vassals who became known as the Saite kings of the Twenty-Sixth Dynasty. By 653 BC, the Saite king Psamtik I was able to oust the Assyrians with the help of Greek mercenaries, who were recruited to form Egypt's first navy. Greek influence expanded greatly as the city-state of Naukratis became the home of Greeks in the Nile Delta. The Saite kings based in the new capital of Sais witnessed a brief but spirited resurgence in the economy and culture, but in 525 BC, the powerful Persians, led by Cambyses II, began their conquest of Egypt, eventually capturing the pharaoh Psamtik III at the battle of Pelusium. Cambyses II then assumed the formal title of pharaoh, but ruled Egypt from Iran, leaving Egypt under the control of a satrapy. A few successful revolts against the Persians marked the 5th century BC, but Egypt was never able to permanently overthrow the Persians.[53]
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Following its annexation by Persia, Egypt was joined with Cyprus and Phoenicia in the sixth satrapy of the Achaemenid Persian Empire. This first period of Persian rule over Egypt, also known as the Twenty-Seventh dynasty, ended in 402 BC, when Egypt regained independence under a series of native dynasties. The last of these dynasties, the Thirtieth, proved to be the last native royal house of ancient Egypt, ending with the kingship of Nectanebo II. A brief restoration of Persian rule, sometimes known as the Thirty-First Dynasty, began in 343 BC, but shortly after, in 332 BC, the Persian ruler Mazaces handed Egypt over to Alexander the Great without a fight.[54]
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In 332 BC, Alexander the Great conquered Egypt with little resistance from the Persians and was welcomed by the Egyptians as a deliverer. The administration established by Alexander's successors, the Macedonian Ptolemaic Kingdom, was based on an Egyptian model and based in the new capital city of Alexandria. The city showcased the power and prestige of Hellenistic rule, and became a seat of learning and culture, centered at the famous Library of Alexandria.[55] The Lighthouse of Alexandria lit the way for the many ships that kept trade flowing through the city—as the Ptolemies made commerce and revenue-generating enterprises, such as papyrus manufacturing, their top priority.[56]
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Hellenistic culture did not supplant native Egyptian culture, as the Ptolemies supported time-honored traditions in an effort to secure the loyalty of the populace. They built new temples in Egyptian style, supported traditional cults, and portrayed themselves as pharaohs. Some traditions merged, as Greek and Egyptian gods were syncretized into composite deities, such as Serapis, and classical Greek forms of sculpture influenced traditional Egyptian motifs. Despite their efforts to appease the Egyptians, the Ptolemies were challenged by native rebellion, bitter family rivalries, and the powerful mob of Alexandria that formed after the death of Ptolemy IV.[57] In addition, as Rome relied more heavily on imports of grain from Egypt, the Romans took great interest in the political situation in the country. Continued Egyptian revolts, ambitious politicians, and powerful opponents from the Near East made this situation unstable, leading Rome to send forces to secure the country as a province of its empire.[58]
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Egypt became a province of the Roman Empire in 30 BC, following the defeat of Marc Antony and Ptolemaic Queen Cleopatra VII by Octavian (later Emperor Augustus) in the Battle of Actium. The Romans relied heavily on grain shipments from Egypt, and the Roman army, under the control of a prefect appointed by the Emperor, quelled rebellions, strictly enforced the collection of heavy taxes, and prevented attacks by bandits, which had become a notorious problem during the period.[59] Alexandria became an increasingly important center on the trade route with the orient, as exotic luxuries were in high demand in Rome.[60]
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Although the Romans had a more hostile attitude than the Greeks towards the Egyptians, some traditions such as mummification and worship of the traditional gods continued.[61] The art of mummy portraiture flourished, and some Roman emperors had themselves depicted as pharaohs, though not to the extent that the Ptolemies had. The former lived outside Egypt and did not perform the ceremonial functions of Egyptian kingship. Local administration became Roman in style and closed to native Egyptians.[61]
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From the mid-first century AD, Christianity took root in Egypt and it was originally seen as another cult that could be accepted. However, it was an uncompromising religion that sought to win converts from Egyptian Religion and Greco-Roman religion and threatened popular religious traditions. This led to the persecution of converts to Christianity, culminating in the great purges of Diocletian starting in 303, but eventually Christianity won out.[62] In 391 the Christian Emperor Theodosius introduced legislation that banned pagan rites and closed temples.[63] Alexandria became the scene of great anti-pagan riots with public and private religious imagery destroyed.[64] As a consequence, Egypt's native religious culture was continually in decline. While the native population continued to speak their language, the ability to read hieroglyphic writing slowly disappeared as the role of the Egyptian temple priests and priestesses diminished. The temples themselves were sometimes converted to churches or abandoned to the desert.[65]
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In the fourth century, as the Roman Empire divided, Egypt found itself in the Eastern Empire with its capital at Constantinople. In the waning years of the Empire, Egypt fell to the Sasanian Persian army (618–628 AD), was recaptured by the Roman Emperor Heraclius (629–639 AD), and then was finally captured by Muslim Rashidun army in 639–641 AD, ending Roman rule.
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The pharaoh was the absolute monarch of the country and, at least in theory, wielded complete control of the land and its resources. The king was the supreme military commander and head of the government, who relied on a bureaucracy of officials to manage his affairs. In charge of the administration was his second in command, the vizier, who acted as the king's representative and coordinated land surveys, the treasury, building projects, the legal system, and the archives.[66] At a regional level, the country was divided into as many as 42 administrative regions called nomes each governed by a nomarch, who was accountable to the vizier for his jurisdiction. The temples formed the backbone of the economy. Not only were they houses of worship, but were also responsible for collecting and storing the kingdom's wealth in a system of granaries and treasuries administered by overseers, who redistributed grain and goods.[67]
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Much of the economy was centrally organized and strictly controlled. Although the ancient Egyptians did not use coinage until the Late period,[68] they did use a type of money-barter system,[69] with standard sacks of grain and the deben, a weight of roughly 91 grams (3 oz) of copper or silver, forming a common denominator.[70] Workers were paid in grain; a simple laborer might earn 51⁄2 sacks (200 kg or 400 lb) of grain per month, while a foreman might earn 71⁄2 sacks (250 kg or 550 lb). Prices were fixed across the country and recorded in lists to facilitate trading; for example a shirt cost five copper deben, while a cow cost 140 deben.[70] Grain could be traded for other goods, according to the fixed price list.[70] During the fifth century BC coined money was introduced into Egypt from abroad. At first the coins were used as standardized pieces of precious metal rather than true money, but in the following centuries international traders came to rely on coinage.[71]
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Egyptian society was highly stratified, and social status was expressly displayed. Farmers made up the bulk of the population, but agricultural produce was owned directly by the state, temple, or noble family that owned the land.[72] Farmers were also subject to a labor tax and were required to work on irrigation or construction projects in a corvée system.[73] Artists and craftsmen were of higher status than farmers, but they were also under state control, working in the shops attached to the temples and paid directly from the state treasury. Scribes and officials formed the upper class in ancient Egypt, known as the "white kilt class" in reference to the bleached linen garments that served as a mark of their rank.[74] The upper class prominently displayed their social status in art and literature. Below the nobility were the priests, physicians, and engineers with specialized training in their field. It is unclear whether slavery as understood today existed in ancient Egypt, there is difference of opinions among authors.[75]
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The ancient Egyptians viewed men and women, including people from all social classes, as essentially equal under the law, and even the lowliest peasant was entitled to petition the vizier and his court for redress.[76] Although slaves were mostly used as indentured servants, they were able to buy and sell their servitude, work their way to freedom or nobility, and were usually treated by doctors in the workplace.[77] Both men and women had the right to own and sell property, make contracts, marry and divorce, receive inheritance, and pursue legal disputes in court. Married couples could own property jointly and protect themselves from divorce by agreeing to marriage contracts, which stipulated the financial obligations of the husband to his wife and children should the marriage end. Compared with their counterparts in ancient Greece, Rome, and even more modern places around the world, ancient Egyptian women had a greater range of personal choices, legal rights, and opportunities for achievement. Women such as Hatshepsut and Cleopatra VII even became pharaohs, while others wielded power as Divine Wives of Amun. Despite these freedoms, ancient Egyptian women did not often take part in official roles in the administration, aside from the royal high priestesses, apparently served only secondary roles in the temples (not much data for many dynasties), and were not so likely to be as educated as men.[76]
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The head of the legal system was officially the pharaoh, who was responsible for enacting laws, delivering justice, and maintaining law and order, a concept the ancient Egyptians referred to as Ma'at.[66] Although no legal codes from ancient Egypt survive, court documents show that Egyptian law was based on a common-sense view of right and wrong that emphasized reaching agreements and resolving conflicts rather than strictly adhering to a complicated set of statutes.[76] Local councils of elders, known as Kenbet in the New Kingdom, were responsible for ruling in court cases involving small claims and minor disputes.[66] More serious cases involving murder, major land transactions, and tomb robbery were referred to the Great Kenbet, over which the vizier or pharaoh presided. Plaintiffs and defendants were expected to represent themselves and were required to swear an oath that they had told the truth. In some cases, the state took on both the role of prosecutor and judge, and it could torture the accused with beatings to obtain a confession and the names of any co-conspirators. Whether the charges were trivial or serious, court scribes documented the complaint, testimony, and verdict of the case for future reference.[78]
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Punishment for minor crimes involved either imposition of fines, beatings, facial mutilation, or exile, depending on the severity of the offense. Serious crimes such as murder and tomb robbery were punished by execution, carried out by decapitation, drowning, or impaling the criminal on a stake. Punishment could also be extended to the criminal's family.[66] Beginning in the New Kingdom, oracles played a major role in the legal system, dispensing justice in both civil and criminal cases. The procedure was to ask the god a "yes" or "no" question concerning the right or wrong of an issue. The god, carried by a number of priests, rendered judgment by choosing one or the other, moving forward or backward, or pointing to one of the answers written on a piece of papyrus or an ostracon.[79]
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A combination of favorable geographical features contributed to the success of ancient Egyptian culture, the most important of which was the rich fertile soil resulting from annual inundations of the Nile River. The ancient Egyptians were thus able to produce an abundance of food, allowing the population to devote more time and resources to cultural, technological, and artistic pursuits. Land management was crucial in ancient Egypt because taxes were assessed based on the amount of land a person owned.[80]
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Farming in Egypt was dependent on the cycle of the Nile River. The Egyptians recognized three seasons: Akhet (flooding), Peret (planting), and Shemu (harvesting). The flooding season lasted from June to September, depositing on the river's banks a layer of mineral-rich silt ideal for growing crops. After the floodwaters had receded, the growing season lasted from October to February. Farmers plowed and planted seeds in the fields, which were irrigated with ditches and canals. Egypt received little rainfall, so farmers relied on the Nile to water their crops.[81] From March to May, farmers used sickles to harvest their crops, which were then threshed with a flail to separate the straw from the grain. Winnowing removed the chaff from the grain, and the grain was then ground into flour, brewed to make beer, or stored for later use.[82]
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The ancient Egyptians cultivated emmer and barley, and several other cereal grains, all of which were used to make the two main food staples of bread and beer.[83] Flax plants, uprooted before they started flowering, were grown for the fibers of their stems. These fibers were split along their length and spun into thread, which was used to weave sheets of linen and to make clothing. Papyrus growing on the banks of the Nile River was used to make paper. Vegetables and fruits were grown in garden plots, close to habitations and on higher ground, and had to be watered by hand. Vegetables included leeks, garlic, melons, squashes, pulses, lettuce, and other crops, in addition to grapes that were made into wine.[84]
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The Egyptians believed that a balanced relationship between people and animals was an essential element of the cosmic order; thus humans, animals and plants were believed to be members of a single whole.[85] Animals, both domesticated and wild, were therefore a critical source of spirituality, companionship, and sustenance to the ancient Egyptians. Cattle were the most important livestock; the administration collected taxes on livestock in regular censuses, and the size of a herd reflected the prestige and importance of the estate or temple that owned them. In addition to cattle, the ancient Egyptians kept sheep, goats, and pigs. Poultry, such as ducks, geese, and pigeons, were captured in nets and bred on farms, where they were force-fed with dough to fatten them.[86] The Nile provided a plentiful source of fish. Bees were also domesticated from at least the Old Kingdom, and provided both honey and wax.[87]
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The ancient Egyptians used donkeys and oxen as beasts of burden, and they were responsible for plowing the fields and trampling seed into the soil. The slaughter of a fattened ox was also a central part of an offering ritual.[86] Horses were introduced by the Hyksos in the Second Intermediate Period. Camels, although known from the New Kingdom, were not used as beasts of burden until the Late Period. There is also evidence to suggest that elephants were briefly utilized in the Late Period but largely abandoned due to lack of grazing land.[86] Dogs, cats, and monkeys were common family pets, while more exotic pets imported from the heart of Africa, such as Sub-Saharan African lions,[88] were reserved for royalty. Herodotus observed that the Egyptians were the only people to keep their animals with them in their houses.[85] During the Late Period, the worship of the gods in their animal form was extremely popular, such as the cat goddess Bastet and the ibis god Thoth, and these animals were kept in large numbers for the purpose of ritual sacrifice.[89]
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Egypt is rich in building and decorative stone, copper and lead ores, gold, and semiprecious stones. These natural resources allowed the ancient Egyptians to build monuments, sculpt statues, make tools, and fashion jewelry.[90] Embalmers used salts from the Wadi Natrun for mummification, which also provided the gypsum needed to make plaster.[91] Ore-bearing rock formations were found in distant, inhospitable wadis in the Eastern Desert and the Sinai, requiring large, state-controlled expeditions to obtain natural resources found there. There were extensive gold mines in Nubia, and one of the first maps known is of a gold mine in this region. The Wadi Hammamat was a notable source of granite, greywacke, and gold. Flint was the first mineral collected and used to make tools, and flint handaxes are the earliest pieces of evidence of habitation in the Nile valley. Nodules of the mineral were carefully flaked to make blades and arrowheads of moderate hardness and durability even after copper was adopted for this purpose.[92] Ancient Egyptians were among the first to use minerals such as sulfur as cosmetic substances.[93]
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The Egyptians worked deposits of the lead ore galena at Gebel Rosas to make net sinkers, plumb bobs, and small figurines. Copper was the most important metal for toolmaking in ancient Egypt and was smelted in furnaces from malachite ore mined in the Sinai.[94] Workers collected gold by washing the nuggets out of sediment in alluvial deposits, or by the more labor-intensive process of grinding and washing gold-bearing quartzite. Iron deposits found in upper Egypt were utilized in the Late Period.[95] High-quality building stones were abundant in Egypt; the ancient Egyptians quarried limestone all along the Nile valley, granite from Aswan, and basalt and sandstone from the wadis of the Eastern Desert. Deposits of decorative stones such as porphyry, greywacke, alabaster, and carnelian dotted the Eastern Desert and were collected even before the First Dynasty. In the Ptolemaic and Roman Periods, miners worked deposits of emeralds in Wadi Sikait and amethyst in Wadi el-Hudi.[96]
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The ancient Egyptians engaged in trade with their foreign neighbors to obtain rare, exotic goods not found in Egypt. In the Predynastic Period, they established trade with Nubia to obtain gold and incense. They also established trade with Palestine, as evidenced by Palestinian-style oil jugs found in the burials of the First Dynasty pharaohs.[97] An Egyptian colony stationed in southern Canaan dates to slightly before the First Dynasty.[98] Narmer had Egyptian pottery produced in Canaan and exported back to Egypt.[99][100]
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By the Second Dynasty at latest, ancient Egyptian trade with Byblos yielded a critical source of quality timber not found in Egypt. By the Fifth Dynasty, trade with Punt provided gold, aromatic resins, ebony, ivory, and wild animals such as monkeys and baboons.[101] Egypt relied on trade with Anatolia for essential quantities of tin as well as supplementary supplies of copper, both metals being necessary for the manufacture of bronze. The ancient Egyptians prized the blue stone lapis lazuli, which had to be imported from far-away Afghanistan. Egypt's Mediterranean trade partners also included Greece and Crete, which provided, among other goods, supplies of olive oil.[102] In exchange for its luxury imports and raw materials, Egypt mainly exported grain, gold, linen, and papyrus, in addition to other finished goods including glass and stone objects.[103][better source needed]
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The Egyptian language is a northern Afro-Asiatic language closely related to the Berber and Semitic languages.[104] It has the second longest known history of any language (after Sumerian), having been written from c. 3200 BC to the Middle Ages and remaining as a spoken language for longer. The phases of ancient Egyptian are Old Egyptian, Middle Egyptian (Classical Egyptian), Late Egyptian, Demotic and Coptic.[105] Egyptian writings do not show dialect differences before Coptic, but it was probably spoken in regional dialects around Memphis and later Thebes.[106]
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Ancient Egyptian was a synthetic language, but it became more analytic later on. Late Egyptian developed prefixal definite and indefinite articles, which replaced the older inflectional suffixes. There was a change from the older verb–subject–object word order to subject–verb–object.[107] The Egyptian hieroglyphic, hieratic, and demotic scripts were eventually replaced by the more phonetic Coptic alphabet. Coptic is still used in the liturgy of the Egyptian Orthodox Church, and traces of it are found in modern Egyptian Arabic.[108]
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Ancient Egyptian has 25 consonants similar to those of other Afro-Asiatic languages. These include pharyngeal and emphatic consonants, voiced and voiceless stops, voiceless fricatives and voiced and voiceless affricates. It has three long and three short vowels, which expanded in Late Egyptian to about nine.[109] The basic word in Egyptian, similar to Semitic and Berber, is a triliteral or biliteral root of consonants and semiconsonants. Suffixes are added to form words. The verb conjugation corresponds to the person. For example, the triconsonantal skeleton S-Ḏ-M is the semantic core of the word 'hear'; its basic conjugation is sḏm, 'he hears'. If the subject is a noun, suffixes are not added to the verb:[110] sḏm ḥmt, 'the woman hears'.
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Adjectives are derived from nouns through a process that Egyptologists call nisbation because of its similarity with Arabic.[111] The word order is predicate–subject in verbal and adjectival sentences, and subject–predicate in nominal and adverbial sentences.[112] The subject can be moved to the beginning of sentences if it is long and is followed by a resumptive pronoun.[113] Verbs and nouns are negated by the particle n, but nn is used for adverbial and adjectival sentences. Stress falls on the ultimate or penultimate syllable, which can be open (CV) or closed (CVC).[114]
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Hieroglyphic writing dates from c. 3000 BC, and is composed of hundreds of symbols. A hieroglyph can represent a word, a sound, or a silent determinative; and the same symbol can serve different purposes in different contexts. Hieroglyphs were a formal script, used on stone monuments and in tombs, that could be as detailed as individual works of art. In day-to-day writing, scribes used a cursive form of writing, called hieratic, which was quicker and easier. While formal hieroglyphs may be read in rows or columns in either direction (though typically written from right to left), hieratic was always written from right to left, usually in horizontal rows. A new form of writing, Demotic, became the prevalent writing style, and it is this form of writing—along with formal hieroglyphs—that accompany the Greek text on the Rosetta Stone.[116]
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Around the first century AD, the Coptic alphabet started to be used alongside the Demotic script. Coptic is a modified Greek alphabet with the addition of some Demotic signs.[117] Although formal hieroglyphs were used in a ceremonial role until the fourth century, towards the end only a small handful of priests could still read them. As the traditional religious establishments were disbanded, knowledge of hieroglyphic writing was mostly lost. Attempts to decipher them date to the Byzantine[118] and Islamic periods in Egypt,[119] but only in the 1820s, after the discovery of the Rosetta Stone and years of research by Thomas Young and Jean-François Champollion, were hieroglyphs substantially deciphered.[120]
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Writing first appeared in association with kingship on labels and tags for items found in royal tombs. It was primarily an occupation of the scribes, who worked out of the Per Ankh institution or the House of Life. The latter comprised offices, libraries (called House of Books), laboratories and observatories.[121] Some of the best-known pieces of ancient Egyptian literature, such as the Pyramid and Coffin Texts, were written in Classical Egyptian, which continued to be the language of writing until about 1300 BC. Late Egyptian was spoken from the New Kingdom onward and is represented in Ramesside administrative documents, love poetry and tales, as well as in Demotic and Coptic texts. During this period, the tradition of writing had evolved into the tomb autobiography, such as those of Harkhuf and Weni. The genre known as Sebayt ("instructions") was developed to communicate teachings and guidance from famous nobles; the Ipuwer papyrus, a poem of lamentations describing natural disasters and social upheaval, is a famous example.
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The Story of Sinuhe, written in Middle Egyptian, might be the classic of Egyptian literature.[122] Also written at this time was the Westcar Papyrus, a set of stories told to Khufu by his sons relating the marvels performed by priests.[123] The Instruction of Amenemope is considered a masterpiece of Near Eastern literature.[124] Towards the end of the New Kingdom, the vernacular language was more often employed to write popular pieces like the Story of Wenamun and the Instruction of Any. The former tells the story of a noble who is robbed on his way to buy cedar from Lebanon and of his struggle to return to Egypt. From about 700 BC, narrative stories and instructions, such as the popular Instructions of Onchsheshonqy, as well as personal and business documents were written in the demotic script and phase of Egyptian. Many stories written in demotic during the Greco-Roman period were set in previous historical eras, when Egypt was an independent nation ruled by great pharaohs such as Ramesses II.[125]
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Most ancient Egyptians were farmers tied to the land. Their dwellings were restricted to immediate family members, and were constructed of mud-brick designed to remain cool in the heat of the day. Each home had a kitchen with an open roof, which contained a grindstone for milling grain and a small oven for baking the bread.[126] Walls were painted white and could be covered with dyed linen wall hangings. Floors were covered with reed mats, while wooden stools, beds raised from the floor and individual tables comprised the furniture.[127]
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The ancient Egyptians placed a great value on hygiene and appearance. Most bathed in the Nile and used a pasty soap made from animal fat and chalk. Men shaved their entire bodies for cleanliness; perfumes and aromatic ointments covered bad odors and soothed skin.[128] Clothing was made from simple linen sheets that were bleached white, and both men and women of the upper classes wore wigs, jewelry, and cosmetics. Children went without clothing until maturity, at about age 12, and at this age males were circumcised and had their heads shaved. Mothers were responsible for taking care of the children, while the father provided the family's income.[129]
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Music and dance were popular entertainments for those who could afford them. Early instruments included flutes and harps, while instruments similar to trumpets, oboes, and pipes developed later and became popular. In the New Kingdom, the Egyptians played on bells, cymbals, tambourines, drums, and imported lutes and lyres from Asia.[130] The sistrum was a rattle-like musical instrument that was especially important in religious ceremonies.
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The ancient Egyptians enjoyed a variety of leisure activities, including games and music. Senet, a board game where pieces moved according to random chance, was particularly popular from the earliest times; another similar game was mehen, which had a circular gaming board. “Hounds and Jackals” also known as 58 holes is another example of board games played in ancient Egypt. The first complete set of this game was discovered from a Theban tomb of the Egyptian pharaoh Amenemhat IV that dates to the 13th Dynasty.[131] Juggling and ball games were popular with children, and wrestling is also documented in a tomb at Beni Hasan.[132] The wealthy members of ancient Egyptian society enjoyed hunting and boating as well.
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The excavation of the workers' village of Deir el-Medina has resulted in one of the most thoroughly documented accounts of community life in the ancient world, which spans almost four hundred years. There is no comparable site in which the organization, social interactions, and working and living conditions of a community have been studied in such detail.[133]
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Egyptian cuisine remained remarkably stable over time; indeed, the cuisine of modern Egypt retains some striking similarities to the cuisine of the ancients. The staple diet consisted of bread and beer, supplemented with vegetables such as onions and garlic, and fruit such as dates and figs. Wine and meat were enjoyed by all on feast days while the upper classes indulged on a more regular basis. Fish, meat, and fowl could be salted or dried, and could be cooked in stews or roasted on a grill.[134]
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The architecture of ancient Egypt includes some of the most famous structures in the world: the Great Pyramids of Giza and the temples at Thebes. Building projects were organized and funded by the state for religious and commemorative purposes, but also to reinforce the wide-ranging power of the pharaoh. The ancient Egyptians were skilled builders; using only simple but effective tools and sighting instruments, architects could build large stone structures with great accuracy and precision that is still envied today.[135]
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The domestic dwellings of elite and ordinary Egyptians alike were constructed from perishable materials such as mud bricks and wood, and have not survived. Peasants lived in simple homes, while the palaces of the elite and the pharaoh were more elaborate structures. A few surviving New Kingdom palaces, such as those in Malkata and Amarna, show richly decorated walls and floors with scenes of people, birds, water pools, deities and geometric designs.[136] Important structures such as temples and tombs that were intended to last forever were constructed of stone instead of mud bricks. The architectural elements used in the world's first large-scale stone building, Djoser's mortuary complex, include post and lintel supports in the papyrus and lotus motif.
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The earliest preserved ancient Egyptian temples, such as those at Giza, consist of single, enclosed halls with roof slabs supported by columns. In the New Kingdom, architects added the pylon, the open courtyard, and the enclosed hypostyle hall to the front of the temple's sanctuary, a style that was standard until the Greco-Roman period.[137] The earliest and most popular tomb architecture in the Old Kingdom was the mastaba, a flat-roofed rectangular structure of mudbrick or stone built over an underground burial chamber. The step pyramid of Djoser is a series of stone mastabas stacked on top of each other. Pyramids were built during the Old and Middle Kingdoms, but most later rulers abandoned them in favor of less conspicuous rock-cut tombs.[138] The use of the pyramid form continued in private tomb chapels of the New Kingdom and in the royal pyramids of Nubia.[139]
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Model of a household porch and garden, c. 1981–1975 BC]]
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The Temple of Dendur, completed by 10 BC, made of aeolian sandstone, temple proper: height: 6.4 m, width: 6.4 m; length: 12.5 m, in the Metropolitan Museum of Art (New York City)
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The well preserved Temple of Isis from Philae (Egypt) is an example of Egyptian architecture and architectural sculpture
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Illustration of various types of capitals, drawn by the egyptologist Karl Richard Lepsius
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The ancient Egyptians produced art to serve functional purposes. For over 3500 years, artists adhered to artistic forms and iconography that were developed during the Old Kingdom, following a strict set of principles that resisted foreign influence and internal change.[140] These artistic standards—simple lines, shapes, and flat areas of color combined with the characteristic flat projection of figures with no indication of spatial depth—created a sense of order and balance within a composition. Images and text were intimately interwoven on tomb and temple walls, coffins, stelae, and even statues. The Narmer Palette, for example, displays figures that can also be read as hieroglyphs.[141] Because of the rigid rules that governed its highly stylized and symbolic appearance, ancient Egyptian art served its political and religious purposes with precision and clarity.[142]
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Ancient Egyptian artisans used stone as a medium for carving statues and fine reliefs, but used wood as a cheap and easily carved substitute. Paints were obtained from minerals such as iron ores (red and yellow ochres), copper ores (blue and green), soot or charcoal (black), and limestone (white). Paints could be mixed with gum arabic as a binder and pressed into cakes, which could be moistened with water when needed.[143]
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Pharaohs used reliefs to record victories in battle, royal decrees, and religious scenes. Common citizens had access to pieces of funerary art, such as shabti statues and books of the dead, which they believed would protect them in the afterlife.[144] During the Middle Kingdom, wooden or clay models depicting scenes from everyday life became popular additions to the tomb. In an attempt to duplicate the activities of the living in the afterlife, these models show laborers, houses, boats, and even military formations that are scale representations of the ideal ancient Egyptian afterlife.[145]
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Despite the homogeneity of ancient Egyptian art, the styles of particular times and places sometimes reflected changing cultural or political attitudes. After the invasion of the Hyksos in the Second Intermediate Period, Minoan-style frescoes were found in Avaris.[146] The most striking example of a politically driven change in artistic forms comes from the Amarna period, where figures were radically altered to conform to Akhenaten's revolutionary religious ideas.[147] This style, known as Amarna art, was quickly abandoned after Akhenaten's death and replaced by the traditional forms.[148]
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Kneeling portrait statue of Amenemhat holding a stele with an inscription; circa 1500 BC; limestone; Egyptian Museum of Berlin (Germany)
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Fresco which depicts Nebamun hunting birds; 1350 BC; paint on plaster; 98 × 83 cm; British Museum (London)
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Portrait head of pharaoh Hatshepsut or Thutmose III; 1480-1425 BC; most probably granite; height: 16.5 cm; Egyptian Museum of Berlin
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Falcon box with wrapped contents; 332–30 BC; painted and gilded wood, linen, resin and feathers; 58.5 × 24.9 cm; Metropolitan Museum of Art (New York City)
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Beliefs in the divine and in the afterlife were ingrained in ancient Egyptian civilization from its inception; pharaonic rule was based on the divine right of kings. The Egyptian pantheon was populated by gods who had supernatural powers and were called on for help or protection. However, the gods were not always viewed as benevolent, and Egyptians believed they had to be appeased with offerings and prayers. The structure of this pantheon changed continually as new deities were promoted in the hierarchy, but priests made no effort to organize the diverse and sometimes conflicting myths and stories into a coherent system.[149] These various conceptions of divinity were not considered contradictory but rather layers in the multiple facets of reality.[150]
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Gods were worshiped in cult temples administered by priests acting on the king's behalf. At the center of the temple was the cult statue in a shrine. Temples were not places of public worship or congregation, and only on select feast days and celebrations was a shrine carrying the statue of the god brought out for public worship. Normally, the god's domain was sealed off from the outside world and was only accessible to temple officials. Common citizens could worship private statues in their homes, and amulets offered protection against the forces of chaos.[151] After the New Kingdom, the pharaoh's role as a spiritual intermediary was de-emphasized as religious customs shifted to direct worship of the gods. As a result, priests developed a system of oracles to communicate the will of the gods directly to the people.[152]
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The Egyptians believed that every human being was composed of physical and spiritual parts or aspects. In addition to the body, each person had a šwt (shadow), a ba (personality or soul), a ka (life-force), and a name.[153] The heart, rather than the brain, was considered the seat of thoughts and emotions. After death, the spiritual aspects were released from the body and could move at will, but they required the physical remains (or a substitute, such as a statue) as a permanent home. The ultimate goal of the deceased was to rejoin his ka and ba and become one of the "blessed dead", living on as an akh, or "effective one". For this to happen, the deceased had to be judged worthy in a trial, in which the heart was weighed against a "feather of truth." If deemed worthy, the deceased could continue their existence on earth in spiritual form.[154] If they were not deemed worthy, their heart was eaten by Ammit the Devourer and they were erased from the Universe.
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The ancient Egyptians maintained an elaborate set of burial customs that they believed were necessary to ensure immortality after death. These customs involved preserving the body by mummification, performing burial ceremonies, and interring with the body goods the deceased would use in the afterlife.[144] Before the Old Kingdom, bodies buried in desert pits were naturally preserved by desiccation. The arid, desert conditions were a boon throughout the history of ancient Egypt for burials of the poor, who could not afford the elaborate burial preparations available to the elite. Wealthier Egyptians began to bury their dead in stone tombs and use artificial mummification, which involved removing the internal organs, wrapping the body in linen, and burying it in a rectangular stone sarcophagus or wooden coffin. Beginning in the Fourth Dynasty, some parts were preserved separately in canopic jars.[155]
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By the New Kingdom, the ancient Egyptians had perfected the art of mummification; the best technique took 70 days and involved removing the internal organs, removing the brain through the nose, and desiccating the body in a mixture of salts called natron. The body was then wrapped in linen with protective amulets inserted between layers and placed in a decorated anthropoid coffin. Mummies of the Late Period were also placed in painted cartonnage mummy cases. Actual preservation practices declined during the Ptolemaic and Roman eras, while greater emphasis was placed on the outer appearance of the mummy, which was decorated.[156]
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Wealthy Egyptians were buried with larger quantities of luxury items, but all burials, regardless of social status, included goods for the deceased. Funerary texts were often included in the grave, and, beginning in the New Kingdom, so were shabti statues that were believed to perform manual labor for them in the afterlife.[157] Rituals in which the deceased was magically re-animated accompanied burials. After burial, living relatives were expected to occasionally bring food to the tomb and recite prayers on behalf of the deceased.[158]
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The ancient Egyptian military was responsible for defending Egypt against foreign invasion, and for maintaining Egypt's domination in the ancient Near East. The military protected mining expeditions to the Sinai during the Old Kingdom and fought civil wars during the First and Second Intermediate Periods. The military was responsible for maintaining fortifications along important trade routes, such as those found at the city of Buhen on the way to Nubia. Forts also were constructed to serve as military bases, such as the fortress at Sile, which was a base of operations for expeditions to the Levant. In the New Kingdom, a series of pharaohs used the standing Egyptian army to attack and conquer Kush and parts of the Levant.[159]
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Typical military equipment included bows and arrows, spears, and round-topped shields made by stretching animal skin over a wooden frame. In the New Kingdom, the military began using chariots that had earlier been introduced by the Hyksos invaders. Weapons and armor continued to improve after the adoption of bronze: shields were now made from solid wood with a bronze buckle, spears were tipped with a bronze point, and the Khopesh was adopted from Asiatic soldiers.[160] The pharaoh was usually depicted in art and literature riding at the head of the army; it has been suggested that at least a few pharaohs, such as Seqenenre Tao II and his sons, did do so.[161] However, it has also been argued that "kings of this period did not personally act as frontline war leaders, fighting alongside their troops."[162] Soldiers were recruited from the general population, but during, and especially after, the New Kingdom, mercenaries from Nubia, Kush, and Libya were hired to fight for Egypt.[163]
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In technology, medicine, and mathematics, ancient Egypt achieved a relatively high standard of productivity and sophistication. Traditional empiricism, as evidenced by the Edwin Smith and Ebers papyri (c. 1600 BC), is first credited to Egypt. The Egyptians created their own alphabet and decimal system.
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Even before the Old Kingdom, the ancient Egyptians had developed a glassy material known as faience, which they treated as a type of artificial semi-precious stone. Faience is a non-clay ceramic made of silica, small amounts of lime and soda, and a colorant, typically copper.[164] The material was used to make beads, tiles, figurines, and small wares. Several methods can be used to create faience, but typically production involved application of the powdered materials in the form of a paste over a clay core, which was then fired. By a related technique, the ancient Egyptians produced a pigment known as Egyptian Blue, also called blue frit, which is produced by fusing (or sintering) silica, copper, lime, and an alkali such as natron. The product can be ground up and used as a pigment.[165]
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The ancient Egyptians could fabricate a wide variety of objects from glass with great skill, but it is not clear whether they developed the process independently.[166] It is also unclear whether they made their own raw glass or merely imported pre-made ingots, which they melted and finished. However, they did have technical expertise in making objects, as well as adding trace elements to control the color of the finished glass. A range of colors could be produced, including yellow, red, green, blue, purple, and white, and the glass could be made either transparent or opaque.[167]
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The medical problems of the ancient Egyptians stemmed directly from their environment. Living and working close to the Nile brought hazards from malaria and debilitating schistosomiasis parasites, which caused liver and intestinal damage. Dangerous wildlife such as crocodiles and hippos were also a common threat. The lifelong labors of farming and building put stress on the spine and joints, and traumatic injuries from construction and warfare all took a significant toll on the body. The grit and sand from stone-ground flour abraded teeth, leaving them susceptible to abscesses (though caries were rare).[168]
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The diets of the wealthy were rich in sugars, which promoted periodontal disease.[169] Despite the flattering physiques portrayed on tomb walls, the overweight mummies of many of the upper class show the effects of a life of overindulgence.[170] Adult life expectancy was about 35 for men and 30 for women, but reaching adulthood was difficult as about one-third of the population died in infancy.[c]
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Ancient Egyptian physicians were renowned in the ancient Near East for their healing skills, and some, such as Imhotep, remained famous long after their deaths.[171] Herodotus remarked that there was a high degree of specialization among Egyptian physicians, with some treating only the head or the stomach, while others were eye-doctors and dentists.[172] Training of physicians took place at the Per Ankh or "House of Life" institution, most notably those headquartered in Per-Bastet during the New Kingdom and at Abydos and Saïs in the Late period. Medical papyri show empirical knowledge of anatomy, injuries, and practical treatments.[173]
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Wounds were treated by bandaging with raw meat, white linen, sutures, nets, pads, and swabs soaked with honey to prevent infection,[174] while opium, thyme, and belladona were used to relieve pain. The earliest records of burn treatment describe burn dressings that use the milk from mothers of male babies. Prayers were made to the goddess Isis. Moldy bread, honey, and copper salts were also used to prevent infection from dirt in burns.[175] Garlic and onions were used regularly to promote good health and were thought to relieve asthma symptoms. Ancient Egyptian surgeons stitched wounds, set broken bones, and amputated diseased limbs, but they recognized that some injuries were so serious that they could only make the patient comfortable until death occurred.[176]
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Early Egyptians knew how to assemble planks of wood into a ship hull and had mastered advanced forms of shipbuilding as early as 3000 BC. The Archaeological Institute of America reports that the oldest planked ships known are the Abydos boats.[5] A group of 14 discovered ships in Abydos were constructed of wooden planks "sewn" together. Discovered by Egyptologist David O'Connor of New York University,[177] woven straps were found to have been used to lash the planks together,[5] and reeds or grass stuffed between the planks helped to seal the seams.[5] Because the ships are all buried together and near a mortuary belonging to Pharaoh Khasekhemwy, originally they were all thought to have belonged to him, but one of the 14 ships dates to 3000 BC, and the associated pottery jars buried with the vessels also suggest earlier dating. The ship dating to 3000 BC was 75 feet (23 m) long and is now thought to perhaps have belonged to an earlier pharaoh, perhaps one as early as Hor-Aha.[177]
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Early Egyptians also knew how to assemble planks of wood with treenails to fasten them together, using pitch for caulking the seams. The "Khufu ship", a 43.6-metre (143 ft) vessel sealed into a pit in the Giza pyramid complex at the foot of the Great Pyramid of Giza in the Fourth Dynasty around 2500 BC, is a full-size surviving example that may have filled the symbolic function of a solar barque. Early Egyptians also knew how to fasten the planks of this ship together with mortise and tenon joints.[5]
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Large seagoing ships are known to have been heavily used by the Egyptians in their trade with the city states of the eastern Mediterranean, especially Byblos (on the coast of modern-day Lebanon), and in several expeditions down the Red Sea to the Land of Punt.[178] In fact one of the earliest Egyptian words for a seagoing ship is a "Byblos Ship", which originally defined a class of Egyptian seagoing ships used on the Byblos run; however, by the end of the Old Kingdom, the term had come to include large seagoing ships, whatever their destination.[178]
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In 2011 archaeologists from Italy, the United States, and Egypt excavating a dried-up lagoon known as Mersa Gawasis have unearthed traces of an ancient harbor that once launched early voyages like Hatshepsut's Punt expedition onto the open ocean.[179] Some of the site's most evocative evidence for the ancient Egyptians' seafaring prowess include large ship timbers and hundreds of feet of ropes, made from papyrus, coiled in huge bundles.[179] And in 2013 a team of Franco-Egyptian archaeologists discovered what is believed to be the world's oldest port, dating back about 4500 years, from the time of King Cheops on the Red Sea coast near Wadi el-Jarf (about 110 miles south of Suez).[180]
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In 1977, an ancient north–south canal dating to the Middle Kingdom of Egypt was discovered extending from Lake Timsah to the Ballah Lakes.[181] It was dated to the Middle Kingdom of Egypt by extrapolating dates of ancient sites constructed along its course.[181][d]
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The earliest attested examples of mathematical calculations date to the predynastic Naqada period, and show a fully developed numeral system.[e] The importance of mathematics to an educated Egyptian is suggested by a New Kingdom fictional letter in which the writer proposes a scholarly competition between himself and another scribe regarding everyday calculation tasks such as accounting of land, labor, and grain.[183] Texts such as the Rhind Mathematical Papyrus and the Moscow Mathematical Papyrus show that the ancient Egyptians could perform the four basic mathematical operations—addition, subtraction, multiplication, and division—use fractions, calculate the areas of rectangles, triangles, and circles and compute the volumes of boxes, columns and pyramids. They understood basic concepts of algebra and geometry, and could solve simple sets of simultaneous equations.[184]
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Mathematical notation was decimal, and based on hieroglyphic signs for each power of ten up to one million. Each of these could be written as many times as necessary to add up to the desired number; so to write the number eighty or eight hundred, the symbol for ten or one hundred was written eight times respectively.[185] Because their methods of calculation could not handle most fractions with a numerator greater than one, they had to write fractions as the sum of several fractions. For example, they resolved the fraction two-fifths into the sum of one-third + one-fifteenth. Standard tables of values facilitated this.[186] Some common fractions, however, were written with a special glyph—the equivalent of the modern two-thirds is shown on the right.[187]
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Ancient Egyptian mathematicians knew the Pythagorean theorem as an empirical formula. They were aware, for example, that a triangle had a right angle opposite the hypotenuse when its sides were in a 3–4–5 ratio.[188] They were able to estimate the area of a circle by subtracting one-ninth from its diameter and squaring the result:
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a reasonable approximation of the formula πr2.[189]
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The golden ratio seems to be reflected in many Egyptian constructions, including the pyramids, but its use may have been an unintended consequence of the ancient Egyptian practice of combining the use of knotted ropes with an intuitive sense of proportion and harmony.[190]
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A team led by Johannes Krause managed the first reliable sequencing of the genomes of 90 mummified individuals in 2017 from northern Egypt (buried near modern-day Cairo), which constituted "the first reliable data set obtained from ancient Egyptians using high-throughput DNA sequencing methods." Whilst not conclusive, because of the non-exhaustive time frame and restricted location that the mummies represent, their study nevertheless showed that these ancient Egyptians "closely resembled ancient and modern Near Eastern populations, especially those in the Levant, and had almost no DNA from sub-Saharan Africa. What's more, the genetics of the mummies remained remarkably consistent even as different powers—including Nubians, Greeks, and Romans—conquered the empire." Later, however, something did alter the genomes of Egyptians. Some 15% to 20% of modern Egyptians' DNA reflects sub-Saharan ancestry, but the ancient mummies had only 6–15% sub-Saharan DNA.[191] They called for additional research to be undertaken. Other genetic studies show much greater levels of sub-Saharan African ancestry in the current-day populations of southern as opposed to northern Egypt,[192] and anticipate that mummies from southern Egypt would contain greater levels of sub-Saharan African ancestry than Lower Egyptian mummies.
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The culture and monuments of ancient Egypt have left a lasting legacy on the world. The cult of the goddess Isis, for example, became popular in the Roman Empire, as obelisks and other relics were transported back to Rome.[193] The Romans also imported building materials from Egypt to erect Egyptian-style structures. Early historians such as Herodotus, Strabo, and Diodorus Siculus studied and wrote about the land, which Romans came to view as a place of mystery.[194]
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During the Middle Ages and the Renaissance, Egyptian pagan culture was in decline after the rise of Christianity and later Islam, but interest in Egyptian antiquity continued in the writings of medieval scholars such as Dhul-Nun al-Misri and al-Maqrizi.[195] In the seventeenth and eighteenth centuries, European travelers and tourists brought back antiquities and wrote stories of their journeys, leading to a wave of Egyptomania across Europe. This renewed interest sent collectors to Egypt, who took, purchased, or were given many important antiquities.[196] Napoleon arranged the first studies in Egyptology when he brought some 150 scientists and artists to study and document Egypt's natural history, which was published in the Description de l'Égypte.[197]
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In the 20th century, the Egyptian Government and archaeologists alike recognized the importance of cultural respect and integrity in excavations. The Supreme Council of Antiquities now approves and oversees all excavations, which are aimed at finding information rather than treasure. The council also supervises museums and monument reconstruction programs designed to preserve the historical legacy of Egypt.
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Tourists at the pyramid complex of Khafre near the Great Sphinx of Giza
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Frontispiece of Description de l'Égypte, published in 38 volumes between 1809 and 1829.
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Ancient Egypt portal
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1 |
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Ancient Egypt was a civilization of ancient North Africa, concentrated along the lower reaches of the Nile River, situated in the place that is now the country Egypt. Ancient Egyptian civilization followed prehistoric Egypt and coalesced around 3100 BC (according to conventional Egyptian chronology)[1] with the political unification of Upper and Lower Egypt under Menes (often identified with Narmer).[2] The history of ancient Egypt occurred as a series of stable kingdoms, separated by periods of relative instability known as Intermediate Periods: the Old Kingdom of the Early Bronze Age, the Middle Kingdom of the Middle Bronze Age and the New Kingdom of the Late Bronze Age.
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Egypt reached the pinnacle of its power in the New Kingdom, ruling much of Nubia and a sizable portion of the Near East, after which it entered a period of slow decline. During the course of its history Egypt was invaded or conquered by a number of foreign powers, including the Hyksos, the Libyans, the Nubians, the Assyrians, the Achaemenid Persians, and the Macedonians under the command of Alexander the Great. The Greek Ptolemaic Kingdom, formed in the aftermath of Alexander's death, ruled Egypt until 30 BC, when, under Cleopatra, it fell to the Roman Empire and became a Roman province.[3]
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The success of ancient Egyptian civilization came partly from its ability to adapt to the conditions of the Nile River valley for agriculture. The predictable flooding and controlled irrigation of the fertile valley produced surplus crops, which supported a more dense population, and social development and culture. With resources to spare, the administration sponsored mineral exploitation of the valley and surrounding desert regions, the early development of an independent writing system, the organization of collective construction and agricultural projects, trade with surrounding regions, and a military intended to assert Egyptian dominance. Motivating and organizing these activities was a bureaucracy of elite scribes, religious leaders, and administrators under the control of a pharaoh, who ensured the cooperation and unity of the Egyptian people in the context of an elaborate system of religious beliefs.[4]
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The many achievements of the ancient Egyptians include the quarrying, surveying and construction techniques that supported the building of monumental pyramids, temples, and obelisks; a system of mathematics, a practical and effective system of medicine, irrigation systems and agricultural production techniques, the first known planked boats,[5] Egyptian faience and glass technology, new forms of literature, and the earliest known peace treaty, made with the Hittites.[6] Ancient Egypt has left a lasting legacy. Its art and architecture were widely copied, and its antiquities carried off to far corners of the world. Its monumental ruins have inspired the imaginations of travelers and writers for centuries. A new-found respect for antiquities and excavations in the early modern period by Europeans and Egyptians led to the scientific investigation of Egyptian civilization and a greater appreciation of its cultural legacy.[7]
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The Nile has been the lifeline of its region for much of human history.[8] The fertile floodplain of the Nile gave humans the opportunity to develop a settled agricultural economy and a more sophisticated, centralized society that became a cornerstone in the history of human civilization.[9] Nomadic modern human hunter-gatherers began living in the Nile valley through the end of the Middle Pleistocene some 120,000 years ago. By the late Paleolithic period, the arid climate of Northern Africa became increasingly hot and dry, forcing the populations of the area to concentrate along the river region.
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In Predynastic and Early Dynastic times, the Egyptian climate was much less arid than it is today. Large regions of Egypt were covered in treed savanna and traversed by herds of grazing ungulates. Foliage and fauna were far more prolific in all environs and the Nile region supported large populations of waterfowl. Hunting would have been common for Egyptians, and this is also the period when many animals were first domesticated.[10]
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By about 5500 BC, small tribes living in the Nile valley had developed into a series of cultures demonstrating firm control of agriculture and animal husbandry, and identifiable by their pottery and personal items, such as combs, bracelets, and beads. The largest of these early cultures in upper (Southern) Egypt was the Badarian culture, which probably originated in the Western Desert; it was known for its high quality ceramics, stone tools, and its use of copper.[11]
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The Badari was followed by the Naqada culture: the Amratian (Naqada I), the Gerzeh (Naqada II), and Semainean (Naqada III).[12][page needed] These brought a number of technological improvements. As early as the Naqada I Period, predynastic Egyptians imported obsidian from Ethiopia, used to shape blades and other objects from flakes.[13] In Naqada II times, early evidence exists of contact with the Near East, particularly Canaan and the Byblos coast.[14] Over a period of about 1,000 years, the Naqada culture developed from a few small farming communities into a powerful civilization whose leaders were in complete control of the people and resources of the Nile valley.[15] Establishing a power center at Nekhen (in Greek, Hierakonpolis), and later at Abydos, Naqada III leaders expanded their control of Egypt northwards along the Nile.[16] They also traded with Nubia to the south, the oases of the western desert to the west, and the cultures of the eastern Mediterranean and Near East to the east, initiating a period of Egypt-Mesopotamia relations.[17][when?]
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The Naqada culture manufactured a diverse selection of material goods, reflective of the increasing power and wealth of the elite, as well as societal personal-use items, which included combs, small statuary, painted pottery, high quality decorative stone vases, cosmetic palettes, and jewelry made of gold, lapis, and ivory. They also developed a ceramic glaze known as faience, which was used well into the Roman Period to decorate cups, amulets, and figurines.[18] During the last predynastic phase, the Naqada culture began using written symbols that eventually were developed into a full system of hieroglyphs for writing the ancient Egyptian language.[19]
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The Early Dynastic Period was approximately contemporary to the early Sumerian-Akkadian civilisation of Mesopotamia and of ancient Elam. The third-century BC Egyptian priest Manetho grouped the long line of kings from Menes to his own time into 30 dynasties, a system still used today. He began his official history with the king named "Meni" (or Menes in Greek) who was believed to have united the two kingdoms of Upper and Lower Egypt.[20]
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The transition to a unified state happened more gradually than ancient Egyptian writers represented, and there is no contemporary record of Menes. Some scholars now believe, however, that the mythical Menes may have been the king Narmer, who is depicted wearing royal regalia on the ceremonial Narmer Palette, in a symbolic act of unification.[22] In the Early Dynastic Period, which began about 3000 BC, the first of the Dynastic kings solidified control over lower Egypt by establishing a capital at Memphis, from which he could control the labour force and agriculture of the fertile delta region, as well as the lucrative and critical trade routes to the Levant. The increasing power and wealth of the kings during the early dynastic period was reflected in their elaborate mastaba tombs and mortuary cult structures at Abydos, which were used to celebrate the deified king after his death.[23] The strong institution of kingship developed by the kings served to legitimize state control over the land, labour, and resources that were essential to the survival and growth of ancient Egyptian civilization.[24]
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Major advances in architecture, art, and technology were made during the Old Kingdom, fueled by the increased agricultural productivity and resulting population, made possible by a well-developed central administration.[25] Some of ancient Egypt's crowning achievements, the Giza pyramids and Great Sphinx, were constructed during the Old Kingdom. Under the direction of the vizier, state officials collected taxes, coordinated irrigation projects to improve crop yield, drafted peasants to work on construction projects, and established a justice system to maintain peace and order.[26]
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With the rising importance of central administration in Egypt a new class of educated scribes and officials arose who were granted estates by the king in payment for their services. Kings also made land grants to their mortuary cults and local temples, to ensure that these institutions had the resources to worship the king after his death. Scholars believe that five centuries of these practices slowly eroded the economic vitality of Egypt, and that the economy could no longer afford to support a large centralized administration.[27] As the power of the kings diminished, regional governors called nomarchs began to challenge the supremacy of the office of king. This, coupled with severe droughts between 2200 and 2150 BC,[28] is believed to have caused the country to enter the 140-year period of famine and strife known as the First Intermediate Period.[29]
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After Egypt's central government collapsed at the end of the Old Kingdom, the administration could no longer support or stabilize the country's economy. Regional governors could not rely on the king for help in times of crisis, and the ensuing food shortages and political disputes escalated into famines and small-scale civil wars. Yet despite difficult problems, local leaders, owing no tribute to the king, used their new-found independence to establish a thriving culture in the provinces. Once in control of their own resources, the provinces became economically richer—which was demonstrated by larger and better burials among all social classes.[30] In bursts of creativity, provincial artisans adopted and adapted cultural motifs formerly restricted to the royalty of the Old Kingdom, and scribes developed literary styles that expressed the optimism and originality of the period.[31]
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Free from their loyalties to the king, local rulers began competing with each other for territorial control and political power. By 2160 BC, rulers in Herakleopolis controlled Lower Egypt in the north, while a rival clan based in Thebes, the Intef family, took control of Upper Egypt in the south. As the Intefs grew in power and expanded their control northward, a clash between the two rival dynasties became inevitable. Around 2055 BC the northern Theban forces under Nebhepetre Mentuhotep II finally defeated the Herakleopolitan rulers, reuniting the Two Lands. They inaugurated a period of economic and cultural renaissance known as the Middle Kingdom.[32]
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The kings of the Middle Kingdom restored the country's stability and prosperity, thereby stimulating a resurgence of art, literature, and monumental building projects.[33] Mentuhotep II and his Eleventh Dynasty successors ruled from Thebes, but the vizier Amenemhat I, upon assuming the kingship at the beginning of the Twelfth Dynasty around 1985 BC, shifted the kingdom's capital to the city of Itjtawy, located in Faiyum.[34] From Itjtawy, the kings of the Twelfth Dynasty undertook a far-sighted land reclamation and irrigation scheme to increase agricultural output in the region. Moreover, the military reconquered territory in Nubia that was rich in quarries and gold mines, while laborers built a defensive structure in the Eastern Delta, called the "Walls-of-the-Ruler", to defend against foreign attack.[35]
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With the kings having secured the country militarily and politically and with vast agricultural and mineral wealth at their disposal, the nation's population, arts, and religion flourished. In contrast to elitist Old Kingdom attitudes towards the gods, the Middle Kingdom displayed an increase in expressions of personal piety.[36] Middle Kingdom literature featured sophisticated themes and characters written in a confident, eloquent style.[31] The relief and portrait sculpture of the period captured subtle, individual details that reached new heights of technical sophistication.[37]
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The last great ruler of the Middle Kingdom, Amenemhat III, allowed Semitic-speaking Canaanite settlers from the Near East into the Delta region to provide a sufficient labour force for his especially active mining and building campaigns. These ambitious building and mining activities, however, combined with severe Nile floods later in his reign, strained the economy and precipitated the slow decline into the Second Intermediate Period during the later Thirteenth and Fourteenth dynasties. During this decline, the Canaanite settlers began to assume greater control of the Delta region, eventually coming to power in Egypt as the Hyksos.[38]
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Around 1785 BC, as the power of the Middle Kingdom kings weakened, a Western Asian people called the Hyksos, who had already settled in the Delta, seized control of Egypt and established their capital at Avaris, forcing the former central government to retreat to Thebes. The king was treated as a vassal and expected to pay tribute.[39] The Hyksos ("foreign rulers") retained Egyptian models of government and identified as kings, thereby integrating Egyptian elements into their culture. They and other invaders introduced new tools of warfare into Egypt, most notably the composite bow and the horse-drawn chariot.[40]
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After retreating south, the native Theban kings found themselves trapped between the Canaanite Hyksos ruling the north and the Hyksos' Nubian allies, the Kushites, to the south. After years of vassalage, Thebes gathered enough strength to challenge the Hyksos in a conflict that lasted more than 30 years, until 1555 BC.[39] The kings Seqenenre Tao II and Kamose were ultimately able to defeat the Nubians to the south of Egypt, but failed to defeat the Hyksos. That task fell to Kamose's successor, Ahmose I, who successfully waged a series of campaigns that permanently eradicated the Hyksos' presence in Egypt. He established a new dynasty and, in the New Kingdom that followed, the military became a central priority for the kings, who sought to expand Egypt's borders and attempted to gain mastery of the Near East.[41]
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The New Kingdom pharaohs established a period of unprecedented prosperity by securing their borders and strengthening diplomatic ties with their neighbours, including the Mitanni Empire, Assyria, and Canaan. Military campaigns waged under Tuthmosis I and his grandson Tuthmosis III extended the influence of the pharaohs to the largest empire Egypt had ever seen. Beginning with Merneptah the rulers of Egypt adopted the title of pharaoh.
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Between their reigns, Hatshepsut, a queen who established herself as pharaoh, launched many building projects, including restoration of temples damaged by the Hyksos, and sent trading expeditions to Punt and the Sinai.[42] When Tuthmosis III died in 1425 BC, Egypt had an empire extending from Niya in north west Syria to the Fourth Cataract of the Nile in Nubia, cementing loyalties and opening access to critical imports such as bronze and wood.[43]
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The New Kingdom pharaohs began a large-scale building campaign to promote the god Amun, whose growing cult was based in Karnak. They also constructed monuments to glorify their own achievements, both real and imagined. The Karnak temple is the largest Egyptian temple ever built.[44]
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Around 1350 BC, the stability of the New Kingdom was threatened when Amenhotep IV ascended the throne and instituted a series of radical and chaotic reforms. Changing his name to Akhenaten, he touted the previously obscure sun deity Aten as the supreme deity, suppressed the worship of most other deities, and moved the capital to the new city of Akhetaten (modern-day Amarna).[45] He was devoted to his new religion and artistic style. After his death, the cult of the Aten was quickly abandoned and the traditional religious order restored. The subsequent pharaohs, Tutankhamun, Ay, and Horemheb, worked to erase all mention of Akhenaten's heresy, now known as the Amarna Period.[46]
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Around 1279 BC, Ramesses II, also known as Ramesses the Great, ascended the throne, and went on to build more temples, erect more statues and obelisks, and sire more children than any other pharaoh in history.[a] A bold military leader, Ramesses II led his army against the Hittites in the Battle of Kadesh (in modern Syria) and, after fighting to a stalemate, finally agreed to the first recorded peace treaty, around 1258 BC.[47]
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Egypt's wealth, however, made it a tempting target for invasion, particularly by the Libyan Berbers to the west, and the Sea Peoples, a conjectured confederation of seafarers from the Aegean Sea.[b] Initially, the military was able to repel these invasions, but Egypt eventually lost control of its remaining territories in southern Canaan, much of it falling to the Assyrians. The effects of external threats were exacerbated by internal problems such as corruption, tomb robbery, and civil unrest. After regaining their power, the high priests at the temple of Amun in Thebes accumulated vast tracts of land and wealth, and their expanded power splintered the country during the Third Intermediate Period.[48]
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Following the death of Ramesses XI in 1078 BC, Smendes assumed authority over the northern part of Egypt, ruling from the city of Tanis. The south was effectively controlled by the High Priests of Amun at Thebes, who recognized Smendes in name only.[49] During this time, Libyans had been settling in the western delta, and chieftains of these settlers began increasing their autonomy. Libyan princes took control of the delta under Shoshenq I in 945 BC, founding the so-called Libyan or Bubastite dynasty that would rule for some 200 years. Shoshenq also gained control of southern Egypt by placing his family members in important priestly positions. Libyan control began to erode as a rival dynasty in the delta arose in Leontopolis, and Kushites threatened from the south. Around 727 BC the Kushite king Piye invaded northward, seizing control of Thebes and eventually the Delta.[50]
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Egypt's far-reaching prestige declined considerably toward the end of the Third Intermediate Period. Its foreign allies had fallen under the Assyrian sphere of influence, and by 700 BC war between the two states became inevitable. Between 671 and 667 BC the Assyrians began the Assyrian conquest of Egypt. The reigns of both Taharqa and his successor, Tanutamun, were filled with constant conflict with the Assyrians, against whom Egypt enjoyed several victories. Ultimately, the Assyrians pushed the Kushites back into Nubia, occupied Memphis, and sacked the temples of Thebes.[52]
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The Assyrians left control of Egypt to a series of vassals who became known as the Saite kings of the Twenty-Sixth Dynasty. By 653 BC, the Saite king Psamtik I was able to oust the Assyrians with the help of Greek mercenaries, who were recruited to form Egypt's first navy. Greek influence expanded greatly as the city-state of Naukratis became the home of Greeks in the Nile Delta. The Saite kings based in the new capital of Sais witnessed a brief but spirited resurgence in the economy and culture, but in 525 BC, the powerful Persians, led by Cambyses II, began their conquest of Egypt, eventually capturing the pharaoh Psamtik III at the battle of Pelusium. Cambyses II then assumed the formal title of pharaoh, but ruled Egypt from Iran, leaving Egypt under the control of a satrapy. A few successful revolts against the Persians marked the 5th century BC, but Egypt was never able to permanently overthrow the Persians.[53]
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Following its annexation by Persia, Egypt was joined with Cyprus and Phoenicia in the sixth satrapy of the Achaemenid Persian Empire. This first period of Persian rule over Egypt, also known as the Twenty-Seventh dynasty, ended in 402 BC, when Egypt regained independence under a series of native dynasties. The last of these dynasties, the Thirtieth, proved to be the last native royal house of ancient Egypt, ending with the kingship of Nectanebo II. A brief restoration of Persian rule, sometimes known as the Thirty-First Dynasty, began in 343 BC, but shortly after, in 332 BC, the Persian ruler Mazaces handed Egypt over to Alexander the Great without a fight.[54]
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In 332 BC, Alexander the Great conquered Egypt with little resistance from the Persians and was welcomed by the Egyptians as a deliverer. The administration established by Alexander's successors, the Macedonian Ptolemaic Kingdom, was based on an Egyptian model and based in the new capital city of Alexandria. The city showcased the power and prestige of Hellenistic rule, and became a seat of learning and culture, centered at the famous Library of Alexandria.[55] The Lighthouse of Alexandria lit the way for the many ships that kept trade flowing through the city—as the Ptolemies made commerce and revenue-generating enterprises, such as papyrus manufacturing, their top priority.[56]
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Hellenistic culture did not supplant native Egyptian culture, as the Ptolemies supported time-honored traditions in an effort to secure the loyalty of the populace. They built new temples in Egyptian style, supported traditional cults, and portrayed themselves as pharaohs. Some traditions merged, as Greek and Egyptian gods were syncretized into composite deities, such as Serapis, and classical Greek forms of sculpture influenced traditional Egyptian motifs. Despite their efforts to appease the Egyptians, the Ptolemies were challenged by native rebellion, bitter family rivalries, and the powerful mob of Alexandria that formed after the death of Ptolemy IV.[57] In addition, as Rome relied more heavily on imports of grain from Egypt, the Romans took great interest in the political situation in the country. Continued Egyptian revolts, ambitious politicians, and powerful opponents from the Near East made this situation unstable, leading Rome to send forces to secure the country as a province of its empire.[58]
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Egypt became a province of the Roman Empire in 30 BC, following the defeat of Marc Antony and Ptolemaic Queen Cleopatra VII by Octavian (later Emperor Augustus) in the Battle of Actium. The Romans relied heavily on grain shipments from Egypt, and the Roman army, under the control of a prefect appointed by the Emperor, quelled rebellions, strictly enforced the collection of heavy taxes, and prevented attacks by bandits, which had become a notorious problem during the period.[59] Alexandria became an increasingly important center on the trade route with the orient, as exotic luxuries were in high demand in Rome.[60]
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Although the Romans had a more hostile attitude than the Greeks towards the Egyptians, some traditions such as mummification and worship of the traditional gods continued.[61] The art of mummy portraiture flourished, and some Roman emperors had themselves depicted as pharaohs, though not to the extent that the Ptolemies had. The former lived outside Egypt and did not perform the ceremonial functions of Egyptian kingship. Local administration became Roman in style and closed to native Egyptians.[61]
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From the mid-first century AD, Christianity took root in Egypt and it was originally seen as another cult that could be accepted. However, it was an uncompromising religion that sought to win converts from Egyptian Religion and Greco-Roman religion and threatened popular religious traditions. This led to the persecution of converts to Christianity, culminating in the great purges of Diocletian starting in 303, but eventually Christianity won out.[62] In 391 the Christian Emperor Theodosius introduced legislation that banned pagan rites and closed temples.[63] Alexandria became the scene of great anti-pagan riots with public and private religious imagery destroyed.[64] As a consequence, Egypt's native religious culture was continually in decline. While the native population continued to speak their language, the ability to read hieroglyphic writing slowly disappeared as the role of the Egyptian temple priests and priestesses diminished. The temples themselves were sometimes converted to churches or abandoned to the desert.[65]
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In the fourth century, as the Roman Empire divided, Egypt found itself in the Eastern Empire with its capital at Constantinople. In the waning years of the Empire, Egypt fell to the Sasanian Persian army (618–628 AD), was recaptured by the Roman Emperor Heraclius (629–639 AD), and then was finally captured by Muslim Rashidun army in 639–641 AD, ending Roman rule.
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The pharaoh was the absolute monarch of the country and, at least in theory, wielded complete control of the land and its resources. The king was the supreme military commander and head of the government, who relied on a bureaucracy of officials to manage his affairs. In charge of the administration was his second in command, the vizier, who acted as the king's representative and coordinated land surveys, the treasury, building projects, the legal system, and the archives.[66] At a regional level, the country was divided into as many as 42 administrative regions called nomes each governed by a nomarch, who was accountable to the vizier for his jurisdiction. The temples formed the backbone of the economy. Not only were they houses of worship, but were also responsible for collecting and storing the kingdom's wealth in a system of granaries and treasuries administered by overseers, who redistributed grain and goods.[67]
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Much of the economy was centrally organized and strictly controlled. Although the ancient Egyptians did not use coinage until the Late period,[68] they did use a type of money-barter system,[69] with standard sacks of grain and the deben, a weight of roughly 91 grams (3 oz) of copper or silver, forming a common denominator.[70] Workers were paid in grain; a simple laborer might earn 51⁄2 sacks (200 kg or 400 lb) of grain per month, while a foreman might earn 71⁄2 sacks (250 kg or 550 lb). Prices were fixed across the country and recorded in lists to facilitate trading; for example a shirt cost five copper deben, while a cow cost 140 deben.[70] Grain could be traded for other goods, according to the fixed price list.[70] During the fifth century BC coined money was introduced into Egypt from abroad. At first the coins were used as standardized pieces of precious metal rather than true money, but in the following centuries international traders came to rely on coinage.[71]
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Egyptian society was highly stratified, and social status was expressly displayed. Farmers made up the bulk of the population, but agricultural produce was owned directly by the state, temple, or noble family that owned the land.[72] Farmers were also subject to a labor tax and were required to work on irrigation or construction projects in a corvée system.[73] Artists and craftsmen were of higher status than farmers, but they were also under state control, working in the shops attached to the temples and paid directly from the state treasury. Scribes and officials formed the upper class in ancient Egypt, known as the "white kilt class" in reference to the bleached linen garments that served as a mark of their rank.[74] The upper class prominently displayed their social status in art and literature. Below the nobility were the priests, physicians, and engineers with specialized training in their field. It is unclear whether slavery as understood today existed in ancient Egypt, there is difference of opinions among authors.[75]
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The ancient Egyptians viewed men and women, including people from all social classes, as essentially equal under the law, and even the lowliest peasant was entitled to petition the vizier and his court for redress.[76] Although slaves were mostly used as indentured servants, they were able to buy and sell their servitude, work their way to freedom or nobility, and were usually treated by doctors in the workplace.[77] Both men and women had the right to own and sell property, make contracts, marry and divorce, receive inheritance, and pursue legal disputes in court. Married couples could own property jointly and protect themselves from divorce by agreeing to marriage contracts, which stipulated the financial obligations of the husband to his wife and children should the marriage end. Compared with their counterparts in ancient Greece, Rome, and even more modern places around the world, ancient Egyptian women had a greater range of personal choices, legal rights, and opportunities for achievement. Women such as Hatshepsut and Cleopatra VII even became pharaohs, while others wielded power as Divine Wives of Amun. Despite these freedoms, ancient Egyptian women did not often take part in official roles in the administration, aside from the royal high priestesses, apparently served only secondary roles in the temples (not much data for many dynasties), and were not so likely to be as educated as men.[76]
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The head of the legal system was officially the pharaoh, who was responsible for enacting laws, delivering justice, and maintaining law and order, a concept the ancient Egyptians referred to as Ma'at.[66] Although no legal codes from ancient Egypt survive, court documents show that Egyptian law was based on a common-sense view of right and wrong that emphasized reaching agreements and resolving conflicts rather than strictly adhering to a complicated set of statutes.[76] Local councils of elders, known as Kenbet in the New Kingdom, were responsible for ruling in court cases involving small claims and minor disputes.[66] More serious cases involving murder, major land transactions, and tomb robbery were referred to the Great Kenbet, over which the vizier or pharaoh presided. Plaintiffs and defendants were expected to represent themselves and were required to swear an oath that they had told the truth. In some cases, the state took on both the role of prosecutor and judge, and it could torture the accused with beatings to obtain a confession and the names of any co-conspirators. Whether the charges were trivial or serious, court scribes documented the complaint, testimony, and verdict of the case for future reference.[78]
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Punishment for minor crimes involved either imposition of fines, beatings, facial mutilation, or exile, depending on the severity of the offense. Serious crimes such as murder and tomb robbery were punished by execution, carried out by decapitation, drowning, or impaling the criminal on a stake. Punishment could also be extended to the criminal's family.[66] Beginning in the New Kingdom, oracles played a major role in the legal system, dispensing justice in both civil and criminal cases. The procedure was to ask the god a "yes" or "no" question concerning the right or wrong of an issue. The god, carried by a number of priests, rendered judgment by choosing one or the other, moving forward or backward, or pointing to one of the answers written on a piece of papyrus or an ostracon.[79]
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A combination of favorable geographical features contributed to the success of ancient Egyptian culture, the most important of which was the rich fertile soil resulting from annual inundations of the Nile River. The ancient Egyptians were thus able to produce an abundance of food, allowing the population to devote more time and resources to cultural, technological, and artistic pursuits. Land management was crucial in ancient Egypt because taxes were assessed based on the amount of land a person owned.[80]
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Farming in Egypt was dependent on the cycle of the Nile River. The Egyptians recognized three seasons: Akhet (flooding), Peret (planting), and Shemu (harvesting). The flooding season lasted from June to September, depositing on the river's banks a layer of mineral-rich silt ideal for growing crops. After the floodwaters had receded, the growing season lasted from October to February. Farmers plowed and planted seeds in the fields, which were irrigated with ditches and canals. Egypt received little rainfall, so farmers relied on the Nile to water their crops.[81] From March to May, farmers used sickles to harvest their crops, which were then threshed with a flail to separate the straw from the grain. Winnowing removed the chaff from the grain, and the grain was then ground into flour, brewed to make beer, or stored for later use.[82]
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The ancient Egyptians cultivated emmer and barley, and several other cereal grains, all of which were used to make the two main food staples of bread and beer.[83] Flax plants, uprooted before they started flowering, were grown for the fibers of their stems. These fibers were split along their length and spun into thread, which was used to weave sheets of linen and to make clothing. Papyrus growing on the banks of the Nile River was used to make paper. Vegetables and fruits were grown in garden plots, close to habitations and on higher ground, and had to be watered by hand. Vegetables included leeks, garlic, melons, squashes, pulses, lettuce, and other crops, in addition to grapes that were made into wine.[84]
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The Egyptians believed that a balanced relationship between people and animals was an essential element of the cosmic order; thus humans, animals and plants were believed to be members of a single whole.[85] Animals, both domesticated and wild, were therefore a critical source of spirituality, companionship, and sustenance to the ancient Egyptians. Cattle were the most important livestock; the administration collected taxes on livestock in regular censuses, and the size of a herd reflected the prestige and importance of the estate or temple that owned them. In addition to cattle, the ancient Egyptians kept sheep, goats, and pigs. Poultry, such as ducks, geese, and pigeons, were captured in nets and bred on farms, where they were force-fed with dough to fatten them.[86] The Nile provided a plentiful source of fish. Bees were also domesticated from at least the Old Kingdom, and provided both honey and wax.[87]
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The ancient Egyptians used donkeys and oxen as beasts of burden, and they were responsible for plowing the fields and trampling seed into the soil. The slaughter of a fattened ox was also a central part of an offering ritual.[86] Horses were introduced by the Hyksos in the Second Intermediate Period. Camels, although known from the New Kingdom, were not used as beasts of burden until the Late Period. There is also evidence to suggest that elephants were briefly utilized in the Late Period but largely abandoned due to lack of grazing land.[86] Dogs, cats, and monkeys were common family pets, while more exotic pets imported from the heart of Africa, such as Sub-Saharan African lions,[88] were reserved for royalty. Herodotus observed that the Egyptians were the only people to keep their animals with them in their houses.[85] During the Late Period, the worship of the gods in their animal form was extremely popular, such as the cat goddess Bastet and the ibis god Thoth, and these animals were kept in large numbers for the purpose of ritual sacrifice.[89]
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Egypt is rich in building and decorative stone, copper and lead ores, gold, and semiprecious stones. These natural resources allowed the ancient Egyptians to build monuments, sculpt statues, make tools, and fashion jewelry.[90] Embalmers used salts from the Wadi Natrun for mummification, which also provided the gypsum needed to make plaster.[91] Ore-bearing rock formations were found in distant, inhospitable wadis in the Eastern Desert and the Sinai, requiring large, state-controlled expeditions to obtain natural resources found there. There were extensive gold mines in Nubia, and one of the first maps known is of a gold mine in this region. The Wadi Hammamat was a notable source of granite, greywacke, and gold. Flint was the first mineral collected and used to make tools, and flint handaxes are the earliest pieces of evidence of habitation in the Nile valley. Nodules of the mineral were carefully flaked to make blades and arrowheads of moderate hardness and durability even after copper was adopted for this purpose.[92] Ancient Egyptians were among the first to use minerals such as sulfur as cosmetic substances.[93]
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The Egyptians worked deposits of the lead ore galena at Gebel Rosas to make net sinkers, plumb bobs, and small figurines. Copper was the most important metal for toolmaking in ancient Egypt and was smelted in furnaces from malachite ore mined in the Sinai.[94] Workers collected gold by washing the nuggets out of sediment in alluvial deposits, or by the more labor-intensive process of grinding and washing gold-bearing quartzite. Iron deposits found in upper Egypt were utilized in the Late Period.[95] High-quality building stones were abundant in Egypt; the ancient Egyptians quarried limestone all along the Nile valley, granite from Aswan, and basalt and sandstone from the wadis of the Eastern Desert. Deposits of decorative stones such as porphyry, greywacke, alabaster, and carnelian dotted the Eastern Desert and were collected even before the First Dynasty. In the Ptolemaic and Roman Periods, miners worked deposits of emeralds in Wadi Sikait and amethyst in Wadi el-Hudi.[96]
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The ancient Egyptians engaged in trade with their foreign neighbors to obtain rare, exotic goods not found in Egypt. In the Predynastic Period, they established trade with Nubia to obtain gold and incense. They also established trade with Palestine, as evidenced by Palestinian-style oil jugs found in the burials of the First Dynasty pharaohs.[97] An Egyptian colony stationed in southern Canaan dates to slightly before the First Dynasty.[98] Narmer had Egyptian pottery produced in Canaan and exported back to Egypt.[99][100]
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By the Second Dynasty at latest, ancient Egyptian trade with Byblos yielded a critical source of quality timber not found in Egypt. By the Fifth Dynasty, trade with Punt provided gold, aromatic resins, ebony, ivory, and wild animals such as monkeys and baboons.[101] Egypt relied on trade with Anatolia for essential quantities of tin as well as supplementary supplies of copper, both metals being necessary for the manufacture of bronze. The ancient Egyptians prized the blue stone lapis lazuli, which had to be imported from far-away Afghanistan. Egypt's Mediterranean trade partners also included Greece and Crete, which provided, among other goods, supplies of olive oil.[102] In exchange for its luxury imports and raw materials, Egypt mainly exported grain, gold, linen, and papyrus, in addition to other finished goods including glass and stone objects.[103][better source needed]
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The Egyptian language is a northern Afro-Asiatic language closely related to the Berber and Semitic languages.[104] It has the second longest known history of any language (after Sumerian), having been written from c. 3200 BC to the Middle Ages and remaining as a spoken language for longer. The phases of ancient Egyptian are Old Egyptian, Middle Egyptian (Classical Egyptian), Late Egyptian, Demotic and Coptic.[105] Egyptian writings do not show dialect differences before Coptic, but it was probably spoken in regional dialects around Memphis and later Thebes.[106]
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Ancient Egyptian was a synthetic language, but it became more analytic later on. Late Egyptian developed prefixal definite and indefinite articles, which replaced the older inflectional suffixes. There was a change from the older verb–subject–object word order to subject–verb–object.[107] The Egyptian hieroglyphic, hieratic, and demotic scripts were eventually replaced by the more phonetic Coptic alphabet. Coptic is still used in the liturgy of the Egyptian Orthodox Church, and traces of it are found in modern Egyptian Arabic.[108]
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Ancient Egyptian has 25 consonants similar to those of other Afro-Asiatic languages. These include pharyngeal and emphatic consonants, voiced and voiceless stops, voiceless fricatives and voiced and voiceless affricates. It has three long and three short vowels, which expanded in Late Egyptian to about nine.[109] The basic word in Egyptian, similar to Semitic and Berber, is a triliteral or biliteral root of consonants and semiconsonants. Suffixes are added to form words. The verb conjugation corresponds to the person. For example, the triconsonantal skeleton S-Ḏ-M is the semantic core of the word 'hear'; its basic conjugation is sḏm, 'he hears'. If the subject is a noun, suffixes are not added to the verb:[110] sḏm ḥmt, 'the woman hears'.
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Adjectives are derived from nouns through a process that Egyptologists call nisbation because of its similarity with Arabic.[111] The word order is predicate–subject in verbal and adjectival sentences, and subject–predicate in nominal and adverbial sentences.[112] The subject can be moved to the beginning of sentences if it is long and is followed by a resumptive pronoun.[113] Verbs and nouns are negated by the particle n, but nn is used for adverbial and adjectival sentences. Stress falls on the ultimate or penultimate syllable, which can be open (CV) or closed (CVC).[114]
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Hieroglyphic writing dates from c. 3000 BC, and is composed of hundreds of symbols. A hieroglyph can represent a word, a sound, or a silent determinative; and the same symbol can serve different purposes in different contexts. Hieroglyphs were a formal script, used on stone monuments and in tombs, that could be as detailed as individual works of art. In day-to-day writing, scribes used a cursive form of writing, called hieratic, which was quicker and easier. While formal hieroglyphs may be read in rows or columns in either direction (though typically written from right to left), hieratic was always written from right to left, usually in horizontal rows. A new form of writing, Demotic, became the prevalent writing style, and it is this form of writing—along with formal hieroglyphs—that accompany the Greek text on the Rosetta Stone.[116]
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Around the first century AD, the Coptic alphabet started to be used alongside the Demotic script. Coptic is a modified Greek alphabet with the addition of some Demotic signs.[117] Although formal hieroglyphs were used in a ceremonial role until the fourth century, towards the end only a small handful of priests could still read them. As the traditional religious establishments were disbanded, knowledge of hieroglyphic writing was mostly lost. Attempts to decipher them date to the Byzantine[118] and Islamic periods in Egypt,[119] but only in the 1820s, after the discovery of the Rosetta Stone and years of research by Thomas Young and Jean-François Champollion, were hieroglyphs substantially deciphered.[120]
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Writing first appeared in association with kingship on labels and tags for items found in royal tombs. It was primarily an occupation of the scribes, who worked out of the Per Ankh institution or the House of Life. The latter comprised offices, libraries (called House of Books), laboratories and observatories.[121] Some of the best-known pieces of ancient Egyptian literature, such as the Pyramid and Coffin Texts, were written in Classical Egyptian, which continued to be the language of writing until about 1300 BC. Late Egyptian was spoken from the New Kingdom onward and is represented in Ramesside administrative documents, love poetry and tales, as well as in Demotic and Coptic texts. During this period, the tradition of writing had evolved into the tomb autobiography, such as those of Harkhuf and Weni. The genre known as Sebayt ("instructions") was developed to communicate teachings and guidance from famous nobles; the Ipuwer papyrus, a poem of lamentations describing natural disasters and social upheaval, is a famous example.
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The Story of Sinuhe, written in Middle Egyptian, might be the classic of Egyptian literature.[122] Also written at this time was the Westcar Papyrus, a set of stories told to Khufu by his sons relating the marvels performed by priests.[123] The Instruction of Amenemope is considered a masterpiece of Near Eastern literature.[124] Towards the end of the New Kingdom, the vernacular language was more often employed to write popular pieces like the Story of Wenamun and the Instruction of Any. The former tells the story of a noble who is robbed on his way to buy cedar from Lebanon and of his struggle to return to Egypt. From about 700 BC, narrative stories and instructions, such as the popular Instructions of Onchsheshonqy, as well as personal and business documents were written in the demotic script and phase of Egyptian. Many stories written in demotic during the Greco-Roman period were set in previous historical eras, when Egypt was an independent nation ruled by great pharaohs such as Ramesses II.[125]
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Most ancient Egyptians were farmers tied to the land. Their dwellings were restricted to immediate family members, and were constructed of mud-brick designed to remain cool in the heat of the day. Each home had a kitchen with an open roof, which contained a grindstone for milling grain and a small oven for baking the bread.[126] Walls were painted white and could be covered with dyed linen wall hangings. Floors were covered with reed mats, while wooden stools, beds raised from the floor and individual tables comprised the furniture.[127]
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The ancient Egyptians placed a great value on hygiene and appearance. Most bathed in the Nile and used a pasty soap made from animal fat and chalk. Men shaved their entire bodies for cleanliness; perfumes and aromatic ointments covered bad odors and soothed skin.[128] Clothing was made from simple linen sheets that were bleached white, and both men and women of the upper classes wore wigs, jewelry, and cosmetics. Children went without clothing until maturity, at about age 12, and at this age males were circumcised and had their heads shaved. Mothers were responsible for taking care of the children, while the father provided the family's income.[129]
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Music and dance were popular entertainments for those who could afford them. Early instruments included flutes and harps, while instruments similar to trumpets, oboes, and pipes developed later and became popular. In the New Kingdom, the Egyptians played on bells, cymbals, tambourines, drums, and imported lutes and lyres from Asia.[130] The sistrum was a rattle-like musical instrument that was especially important in religious ceremonies.
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The ancient Egyptians enjoyed a variety of leisure activities, including games and music. Senet, a board game where pieces moved according to random chance, was particularly popular from the earliest times; another similar game was mehen, which had a circular gaming board. “Hounds and Jackals” also known as 58 holes is another example of board games played in ancient Egypt. The first complete set of this game was discovered from a Theban tomb of the Egyptian pharaoh Amenemhat IV that dates to the 13th Dynasty.[131] Juggling and ball games were popular with children, and wrestling is also documented in a tomb at Beni Hasan.[132] The wealthy members of ancient Egyptian society enjoyed hunting and boating as well.
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The excavation of the workers' village of Deir el-Medina has resulted in one of the most thoroughly documented accounts of community life in the ancient world, which spans almost four hundred years. There is no comparable site in which the organization, social interactions, and working and living conditions of a community have been studied in such detail.[133]
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Egyptian cuisine remained remarkably stable over time; indeed, the cuisine of modern Egypt retains some striking similarities to the cuisine of the ancients. The staple diet consisted of bread and beer, supplemented with vegetables such as onions and garlic, and fruit such as dates and figs. Wine and meat were enjoyed by all on feast days while the upper classes indulged on a more regular basis. Fish, meat, and fowl could be salted or dried, and could be cooked in stews or roasted on a grill.[134]
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The architecture of ancient Egypt includes some of the most famous structures in the world: the Great Pyramids of Giza and the temples at Thebes. Building projects were organized and funded by the state for religious and commemorative purposes, but also to reinforce the wide-ranging power of the pharaoh. The ancient Egyptians were skilled builders; using only simple but effective tools and sighting instruments, architects could build large stone structures with great accuracy and precision that is still envied today.[135]
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The domestic dwellings of elite and ordinary Egyptians alike were constructed from perishable materials such as mud bricks and wood, and have not survived. Peasants lived in simple homes, while the palaces of the elite and the pharaoh were more elaborate structures. A few surviving New Kingdom palaces, such as those in Malkata and Amarna, show richly decorated walls and floors with scenes of people, birds, water pools, deities and geometric designs.[136] Important structures such as temples and tombs that were intended to last forever were constructed of stone instead of mud bricks. The architectural elements used in the world's first large-scale stone building, Djoser's mortuary complex, include post and lintel supports in the papyrus and lotus motif.
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The earliest preserved ancient Egyptian temples, such as those at Giza, consist of single, enclosed halls with roof slabs supported by columns. In the New Kingdom, architects added the pylon, the open courtyard, and the enclosed hypostyle hall to the front of the temple's sanctuary, a style that was standard until the Greco-Roman period.[137] The earliest and most popular tomb architecture in the Old Kingdom was the mastaba, a flat-roofed rectangular structure of mudbrick or stone built over an underground burial chamber. The step pyramid of Djoser is a series of stone mastabas stacked on top of each other. Pyramids were built during the Old and Middle Kingdoms, but most later rulers abandoned them in favor of less conspicuous rock-cut tombs.[138] The use of the pyramid form continued in private tomb chapels of the New Kingdom and in the royal pyramids of Nubia.[139]
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Model of a household porch and garden, c. 1981–1975 BC]]
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The Temple of Dendur, completed by 10 BC, made of aeolian sandstone, temple proper: height: 6.4 m, width: 6.4 m; length: 12.5 m, in the Metropolitan Museum of Art (New York City)
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The well preserved Temple of Isis from Philae (Egypt) is an example of Egyptian architecture and architectural sculpture
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Illustration of various types of capitals, drawn by the egyptologist Karl Richard Lepsius
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The ancient Egyptians produced art to serve functional purposes. For over 3500 years, artists adhered to artistic forms and iconography that were developed during the Old Kingdom, following a strict set of principles that resisted foreign influence and internal change.[140] These artistic standards—simple lines, shapes, and flat areas of color combined with the characteristic flat projection of figures with no indication of spatial depth—created a sense of order and balance within a composition. Images and text were intimately interwoven on tomb and temple walls, coffins, stelae, and even statues. The Narmer Palette, for example, displays figures that can also be read as hieroglyphs.[141] Because of the rigid rules that governed its highly stylized and symbolic appearance, ancient Egyptian art served its political and religious purposes with precision and clarity.[142]
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Ancient Egyptian artisans used stone as a medium for carving statues and fine reliefs, but used wood as a cheap and easily carved substitute. Paints were obtained from minerals such as iron ores (red and yellow ochres), copper ores (blue and green), soot or charcoal (black), and limestone (white). Paints could be mixed with gum arabic as a binder and pressed into cakes, which could be moistened with water when needed.[143]
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Pharaohs used reliefs to record victories in battle, royal decrees, and religious scenes. Common citizens had access to pieces of funerary art, such as shabti statues and books of the dead, which they believed would protect them in the afterlife.[144] During the Middle Kingdom, wooden or clay models depicting scenes from everyday life became popular additions to the tomb. In an attempt to duplicate the activities of the living in the afterlife, these models show laborers, houses, boats, and even military formations that are scale representations of the ideal ancient Egyptian afterlife.[145]
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Despite the homogeneity of ancient Egyptian art, the styles of particular times and places sometimes reflected changing cultural or political attitudes. After the invasion of the Hyksos in the Second Intermediate Period, Minoan-style frescoes were found in Avaris.[146] The most striking example of a politically driven change in artistic forms comes from the Amarna period, where figures were radically altered to conform to Akhenaten's revolutionary religious ideas.[147] This style, known as Amarna art, was quickly abandoned after Akhenaten's death and replaced by the traditional forms.[148]
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Kneeling portrait statue of Amenemhat holding a stele with an inscription; circa 1500 BC; limestone; Egyptian Museum of Berlin (Germany)
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Fresco which depicts Nebamun hunting birds; 1350 BC; paint on plaster; 98 × 83 cm; British Museum (London)
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Portrait head of pharaoh Hatshepsut or Thutmose III; 1480-1425 BC; most probably granite; height: 16.5 cm; Egyptian Museum of Berlin
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Falcon box with wrapped contents; 332–30 BC; painted and gilded wood, linen, resin and feathers; 58.5 × 24.9 cm; Metropolitan Museum of Art (New York City)
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Beliefs in the divine and in the afterlife were ingrained in ancient Egyptian civilization from its inception; pharaonic rule was based on the divine right of kings. The Egyptian pantheon was populated by gods who had supernatural powers and were called on for help or protection. However, the gods were not always viewed as benevolent, and Egyptians believed they had to be appeased with offerings and prayers. The structure of this pantheon changed continually as new deities were promoted in the hierarchy, but priests made no effort to organize the diverse and sometimes conflicting myths and stories into a coherent system.[149] These various conceptions of divinity were not considered contradictory but rather layers in the multiple facets of reality.[150]
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Gods were worshiped in cult temples administered by priests acting on the king's behalf. At the center of the temple was the cult statue in a shrine. Temples were not places of public worship or congregation, and only on select feast days and celebrations was a shrine carrying the statue of the god brought out for public worship. Normally, the god's domain was sealed off from the outside world and was only accessible to temple officials. Common citizens could worship private statues in their homes, and amulets offered protection against the forces of chaos.[151] After the New Kingdom, the pharaoh's role as a spiritual intermediary was de-emphasized as religious customs shifted to direct worship of the gods. As a result, priests developed a system of oracles to communicate the will of the gods directly to the people.[152]
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The Egyptians believed that every human being was composed of physical and spiritual parts or aspects. In addition to the body, each person had a šwt (shadow), a ba (personality or soul), a ka (life-force), and a name.[153] The heart, rather than the brain, was considered the seat of thoughts and emotions. After death, the spiritual aspects were released from the body and could move at will, but they required the physical remains (or a substitute, such as a statue) as a permanent home. The ultimate goal of the deceased was to rejoin his ka and ba and become one of the "blessed dead", living on as an akh, or "effective one". For this to happen, the deceased had to be judged worthy in a trial, in which the heart was weighed against a "feather of truth." If deemed worthy, the deceased could continue their existence on earth in spiritual form.[154] If they were not deemed worthy, their heart was eaten by Ammit the Devourer and they were erased from the Universe.
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The ancient Egyptians maintained an elaborate set of burial customs that they believed were necessary to ensure immortality after death. These customs involved preserving the body by mummification, performing burial ceremonies, and interring with the body goods the deceased would use in the afterlife.[144] Before the Old Kingdom, bodies buried in desert pits were naturally preserved by desiccation. The arid, desert conditions were a boon throughout the history of ancient Egypt for burials of the poor, who could not afford the elaborate burial preparations available to the elite. Wealthier Egyptians began to bury their dead in stone tombs and use artificial mummification, which involved removing the internal organs, wrapping the body in linen, and burying it in a rectangular stone sarcophagus or wooden coffin. Beginning in the Fourth Dynasty, some parts were preserved separately in canopic jars.[155]
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By the New Kingdom, the ancient Egyptians had perfected the art of mummification; the best technique took 70 days and involved removing the internal organs, removing the brain through the nose, and desiccating the body in a mixture of salts called natron. The body was then wrapped in linen with protective amulets inserted between layers and placed in a decorated anthropoid coffin. Mummies of the Late Period were also placed in painted cartonnage mummy cases. Actual preservation practices declined during the Ptolemaic and Roman eras, while greater emphasis was placed on the outer appearance of the mummy, which was decorated.[156]
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Wealthy Egyptians were buried with larger quantities of luxury items, but all burials, regardless of social status, included goods for the deceased. Funerary texts were often included in the grave, and, beginning in the New Kingdom, so were shabti statues that were believed to perform manual labor for them in the afterlife.[157] Rituals in which the deceased was magically re-animated accompanied burials. After burial, living relatives were expected to occasionally bring food to the tomb and recite prayers on behalf of the deceased.[158]
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The ancient Egyptian military was responsible for defending Egypt against foreign invasion, and for maintaining Egypt's domination in the ancient Near East. The military protected mining expeditions to the Sinai during the Old Kingdom and fought civil wars during the First and Second Intermediate Periods. The military was responsible for maintaining fortifications along important trade routes, such as those found at the city of Buhen on the way to Nubia. Forts also were constructed to serve as military bases, such as the fortress at Sile, which was a base of operations for expeditions to the Levant. In the New Kingdom, a series of pharaohs used the standing Egyptian army to attack and conquer Kush and parts of the Levant.[159]
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Typical military equipment included bows and arrows, spears, and round-topped shields made by stretching animal skin over a wooden frame. In the New Kingdom, the military began using chariots that had earlier been introduced by the Hyksos invaders. Weapons and armor continued to improve after the adoption of bronze: shields were now made from solid wood with a bronze buckle, spears were tipped with a bronze point, and the Khopesh was adopted from Asiatic soldiers.[160] The pharaoh was usually depicted in art and literature riding at the head of the army; it has been suggested that at least a few pharaohs, such as Seqenenre Tao II and his sons, did do so.[161] However, it has also been argued that "kings of this period did not personally act as frontline war leaders, fighting alongside their troops."[162] Soldiers were recruited from the general population, but during, and especially after, the New Kingdom, mercenaries from Nubia, Kush, and Libya were hired to fight for Egypt.[163]
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In technology, medicine, and mathematics, ancient Egypt achieved a relatively high standard of productivity and sophistication. Traditional empiricism, as evidenced by the Edwin Smith and Ebers papyri (c. 1600 BC), is first credited to Egypt. The Egyptians created their own alphabet and decimal system.
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Even before the Old Kingdom, the ancient Egyptians had developed a glassy material known as faience, which they treated as a type of artificial semi-precious stone. Faience is a non-clay ceramic made of silica, small amounts of lime and soda, and a colorant, typically copper.[164] The material was used to make beads, tiles, figurines, and small wares. Several methods can be used to create faience, but typically production involved application of the powdered materials in the form of a paste over a clay core, which was then fired. By a related technique, the ancient Egyptians produced a pigment known as Egyptian Blue, also called blue frit, which is produced by fusing (or sintering) silica, copper, lime, and an alkali such as natron. The product can be ground up and used as a pigment.[165]
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The ancient Egyptians could fabricate a wide variety of objects from glass with great skill, but it is not clear whether they developed the process independently.[166] It is also unclear whether they made their own raw glass or merely imported pre-made ingots, which they melted and finished. However, they did have technical expertise in making objects, as well as adding trace elements to control the color of the finished glass. A range of colors could be produced, including yellow, red, green, blue, purple, and white, and the glass could be made either transparent or opaque.[167]
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The medical problems of the ancient Egyptians stemmed directly from their environment. Living and working close to the Nile brought hazards from malaria and debilitating schistosomiasis parasites, which caused liver and intestinal damage. Dangerous wildlife such as crocodiles and hippos were also a common threat. The lifelong labors of farming and building put stress on the spine and joints, and traumatic injuries from construction and warfare all took a significant toll on the body. The grit and sand from stone-ground flour abraded teeth, leaving them susceptible to abscesses (though caries were rare).[168]
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The diets of the wealthy were rich in sugars, which promoted periodontal disease.[169] Despite the flattering physiques portrayed on tomb walls, the overweight mummies of many of the upper class show the effects of a life of overindulgence.[170] Adult life expectancy was about 35 for men and 30 for women, but reaching adulthood was difficult as about one-third of the population died in infancy.[c]
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Ancient Egyptian physicians were renowned in the ancient Near East for their healing skills, and some, such as Imhotep, remained famous long after their deaths.[171] Herodotus remarked that there was a high degree of specialization among Egyptian physicians, with some treating only the head or the stomach, while others were eye-doctors and dentists.[172] Training of physicians took place at the Per Ankh or "House of Life" institution, most notably those headquartered in Per-Bastet during the New Kingdom and at Abydos and Saïs in the Late period. Medical papyri show empirical knowledge of anatomy, injuries, and practical treatments.[173]
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Wounds were treated by bandaging with raw meat, white linen, sutures, nets, pads, and swabs soaked with honey to prevent infection,[174] while opium, thyme, and belladona were used to relieve pain. The earliest records of burn treatment describe burn dressings that use the milk from mothers of male babies. Prayers were made to the goddess Isis. Moldy bread, honey, and copper salts were also used to prevent infection from dirt in burns.[175] Garlic and onions were used regularly to promote good health and were thought to relieve asthma symptoms. Ancient Egyptian surgeons stitched wounds, set broken bones, and amputated diseased limbs, but they recognized that some injuries were so serious that they could only make the patient comfortable until death occurred.[176]
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Early Egyptians knew how to assemble planks of wood into a ship hull and had mastered advanced forms of shipbuilding as early as 3000 BC. The Archaeological Institute of America reports that the oldest planked ships known are the Abydos boats.[5] A group of 14 discovered ships in Abydos were constructed of wooden planks "sewn" together. Discovered by Egyptologist David O'Connor of New York University,[177] woven straps were found to have been used to lash the planks together,[5] and reeds or grass stuffed between the planks helped to seal the seams.[5] Because the ships are all buried together and near a mortuary belonging to Pharaoh Khasekhemwy, originally they were all thought to have belonged to him, but one of the 14 ships dates to 3000 BC, and the associated pottery jars buried with the vessels also suggest earlier dating. The ship dating to 3000 BC was 75 feet (23 m) long and is now thought to perhaps have belonged to an earlier pharaoh, perhaps one as early as Hor-Aha.[177]
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Early Egyptians also knew how to assemble planks of wood with treenails to fasten them together, using pitch for caulking the seams. The "Khufu ship", a 43.6-metre (143 ft) vessel sealed into a pit in the Giza pyramid complex at the foot of the Great Pyramid of Giza in the Fourth Dynasty around 2500 BC, is a full-size surviving example that may have filled the symbolic function of a solar barque. Early Egyptians also knew how to fasten the planks of this ship together with mortise and tenon joints.[5]
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Large seagoing ships are known to have been heavily used by the Egyptians in their trade with the city states of the eastern Mediterranean, especially Byblos (on the coast of modern-day Lebanon), and in several expeditions down the Red Sea to the Land of Punt.[178] In fact one of the earliest Egyptian words for a seagoing ship is a "Byblos Ship", which originally defined a class of Egyptian seagoing ships used on the Byblos run; however, by the end of the Old Kingdom, the term had come to include large seagoing ships, whatever their destination.[178]
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In 2011 archaeologists from Italy, the United States, and Egypt excavating a dried-up lagoon known as Mersa Gawasis have unearthed traces of an ancient harbor that once launched early voyages like Hatshepsut's Punt expedition onto the open ocean.[179] Some of the site's most evocative evidence for the ancient Egyptians' seafaring prowess include large ship timbers and hundreds of feet of ropes, made from papyrus, coiled in huge bundles.[179] And in 2013 a team of Franco-Egyptian archaeologists discovered what is believed to be the world's oldest port, dating back about 4500 years, from the time of King Cheops on the Red Sea coast near Wadi el-Jarf (about 110 miles south of Suez).[180]
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In 1977, an ancient north–south canal dating to the Middle Kingdom of Egypt was discovered extending from Lake Timsah to the Ballah Lakes.[181] It was dated to the Middle Kingdom of Egypt by extrapolating dates of ancient sites constructed along its course.[181][d]
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The earliest attested examples of mathematical calculations date to the predynastic Naqada period, and show a fully developed numeral system.[e] The importance of mathematics to an educated Egyptian is suggested by a New Kingdom fictional letter in which the writer proposes a scholarly competition between himself and another scribe regarding everyday calculation tasks such as accounting of land, labor, and grain.[183] Texts such as the Rhind Mathematical Papyrus and the Moscow Mathematical Papyrus show that the ancient Egyptians could perform the four basic mathematical operations—addition, subtraction, multiplication, and division—use fractions, calculate the areas of rectangles, triangles, and circles and compute the volumes of boxes, columns and pyramids. They understood basic concepts of algebra and geometry, and could solve simple sets of simultaneous equations.[184]
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Mathematical notation was decimal, and based on hieroglyphic signs for each power of ten up to one million. Each of these could be written as many times as necessary to add up to the desired number; so to write the number eighty or eight hundred, the symbol for ten or one hundred was written eight times respectively.[185] Because their methods of calculation could not handle most fractions with a numerator greater than one, they had to write fractions as the sum of several fractions. For example, they resolved the fraction two-fifths into the sum of one-third + one-fifteenth. Standard tables of values facilitated this.[186] Some common fractions, however, were written with a special glyph—the equivalent of the modern two-thirds is shown on the right.[187]
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Ancient Egyptian mathematicians knew the Pythagorean theorem as an empirical formula. They were aware, for example, that a triangle had a right angle opposite the hypotenuse when its sides were in a 3–4–5 ratio.[188] They were able to estimate the area of a circle by subtracting one-ninth from its diameter and squaring the result:
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a reasonable approximation of the formula πr2.[189]
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The golden ratio seems to be reflected in many Egyptian constructions, including the pyramids, but its use may have been an unintended consequence of the ancient Egyptian practice of combining the use of knotted ropes with an intuitive sense of proportion and harmony.[190]
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A team led by Johannes Krause managed the first reliable sequencing of the genomes of 90 mummified individuals in 2017 from northern Egypt (buried near modern-day Cairo), which constituted "the first reliable data set obtained from ancient Egyptians using high-throughput DNA sequencing methods." Whilst not conclusive, because of the non-exhaustive time frame and restricted location that the mummies represent, their study nevertheless showed that these ancient Egyptians "closely resembled ancient and modern Near Eastern populations, especially those in the Levant, and had almost no DNA from sub-Saharan Africa. What's more, the genetics of the mummies remained remarkably consistent even as different powers—including Nubians, Greeks, and Romans—conquered the empire." Later, however, something did alter the genomes of Egyptians. Some 15% to 20% of modern Egyptians' DNA reflects sub-Saharan ancestry, but the ancient mummies had only 6–15% sub-Saharan DNA.[191] They called for additional research to be undertaken. Other genetic studies show much greater levels of sub-Saharan African ancestry in the current-day populations of southern as opposed to northern Egypt,[192] and anticipate that mummies from southern Egypt would contain greater levels of sub-Saharan African ancestry than Lower Egyptian mummies.
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The culture and monuments of ancient Egypt have left a lasting legacy on the world. The cult of the goddess Isis, for example, became popular in the Roman Empire, as obelisks and other relics were transported back to Rome.[193] The Romans also imported building materials from Egypt to erect Egyptian-style structures. Early historians such as Herodotus, Strabo, and Diodorus Siculus studied and wrote about the land, which Romans came to view as a place of mystery.[194]
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During the Middle Ages and the Renaissance, Egyptian pagan culture was in decline after the rise of Christianity and later Islam, but interest in Egyptian antiquity continued in the writings of medieval scholars such as Dhul-Nun al-Misri and al-Maqrizi.[195] In the seventeenth and eighteenth centuries, European travelers and tourists brought back antiquities and wrote stories of their journeys, leading to a wave of Egyptomania across Europe. This renewed interest sent collectors to Egypt, who took, purchased, or were given many important antiquities.[196] Napoleon arranged the first studies in Egyptology when he brought some 150 scientists and artists to study and document Egypt's natural history, which was published in the Description de l'Égypte.[197]
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In the 20th century, the Egyptian Government and archaeologists alike recognized the importance of cultural respect and integrity in excavations. The Supreme Council of Antiquities now approves and oversees all excavations, which are aimed at finding information rather than treasure. The council also supervises museums and monument reconstruction programs designed to preserve the historical legacy of Egypt.
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Tourists at the pyramid complex of Khafre near the Great Sphinx of Giza
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Frontispiece of Description de l'Égypte, published in 38 volumes between 1809 and 1829.
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Ancient Egypt portal
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en/167.html.txt
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Official script in:
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The Greek alphabet has been used to write the Greek language since the late ninth or early eighth century BC.[3][4] It is derived from the earlier Phoenician alphabet,[5] and was the first alphabetic script in history to have distinct letters for vowels as well as consonants. In Archaic and early Classical times, the Greek alphabet existed in many different local variants, but, by the end of the fourth century BC, the Euclidean alphabet, with twenty-four letters, ordered from alpha to omega, had become standard and it is this version that is still used to write Greek today. These twenty-four letters (each in uppercase and lowercase forms) are: Α α, Β β, Γ γ, Δ δ, Ε ε, Ζ ζ, Η η, Θ θ, Ι ι, Κ κ, Λ λ, Μ μ, Ν ν, Ξ ξ, Ο ο, Π π, Ρ ρ, Σ σ/ς, Τ τ, Υ υ, Φ φ, Χ χ, Ψ ψ, and Ω ω.
|
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|
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The Greek alphabet is the ancestor of the Latin and Cyrillic scripts.[6] Like Latin and Cyrillic, Greek originally had only a single form of each letter; it developed the letter case distinction between uppercase and lowercase in parallel with Latin during the modern era. Sound values and conventional transcriptions for some of the letters differ between Ancient and Modern Greek usage, because the pronunciation of Greek has changed significantly between the fifth century BC and today. Modern and Ancient Greek also use different diacritics. Apart from its use in writing the Greek language, in both its ancient and its modern forms, the Greek alphabet today also serves as a source of technical symbols and labels in many domains of mathematics, science and other fields.
|
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In both Ancient and Modern Greek, the letters of the Greek alphabet have fairly stable and consistent symbol-to-sound mappings, making pronunciation of words largely predictable. Ancient Greek spelling was generally near-phonemic. For a number of letters, sound values differ considerably between Ancient and Modern Greek, because their pronunciation has followed a set of systematic phonological shifts that affected the language in its post-classical stages.[7]
|
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Among consonant letters, all letters that denoted voiced plosive consonants (/b, d, g/) and aspirated plosives (/pʰ, tʰ, kʰ/) in Ancient Greek stand for corresponding fricative sounds in Modern Greek. The correspondences are as follows:
|
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|
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+
Among the vowel symbols, Modern Greek sound values reflect the radical simplification of the vowel system of post-classical Greek, merging multiple formerly distinct vowel phonemes into a much smaller number. This leads to several groups of vowel letters denoting identical sounds today. Modern Greek orthography remains true to the historical spellings in most of these cases. As a consequence, the spellings of words in Modern Greek are often not predictable from the pronunciation alone, while the reverse mapping, from spelling to pronunciation, is usually regular and predictable.
|
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The following vowel letters and digraphs are involved in the mergers:
|
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Modern Greek speakers typically use the same, modern symbol–sound mappings in reading Greek of all historical stages. In other countries, students of Ancient Greek may use a variety of conventional approximations of the historical sound system in pronouncing Ancient Greek.
|
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Several letter combinations have special conventional sound values different from those of their single components. Among them are several digraphs of vowel letters that formerly represented diphthongs but are now monophthongized. In addition to the four mentioned above (⟨ει, αι, οι, υι,⟩), there is also ⟨ηι, ωι⟩, and ⟨ου⟩, pronounced /u/. The Ancient Greek diphthongs ⟨αυ⟩, ⟨ευ⟩ and ⟨ηυ⟩ are pronounced [av], [ev] and [iv] in Modern Greek. In some environments, they are devoiced to [af], [ef] and [if] respectively.[23] The Modern Greek consonant combinations ⟨μπ⟩ and ⟨ντ⟩ stand for [b] and [d] (or [mb] and [nd]) respectively; ⟨τζ⟩ stands for [dz] and ⟨τσ⟩ stands for [t͡s]. In addition, both in Ancient and Modern Greek, the letter ⟨γ⟩, before another velar consonant, stands for the velar nasal [ŋ]; thus ⟨γγ⟩ and ⟨γκ⟩ are pronounced like English ⟨ng⟩. In analogy to ⟨μπ⟩ and ⟨ντ⟩, ⟨γκ⟩ is also used to stand for [g]. There are also the combinations ⟨γχ⟩ and ⟨γξ⟩.
|
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In the polytonic orthography traditionally used for ancient Greek, the stressed vowel of each word carries one of three accent marks: either the acute accent (ά), the grave accent (ὰ), or the circumflex accent (α̃ or α̑). These signs were originally designed to mark different forms of the phonological pitch accent in Ancient Greek. By the time their use became conventional and obligatory in Greek writing, in late antiquity, pitch accent was evolving into a single stress accent, and thus the three signs have not corresponded to a phonological distinction in actual speech ever since. In addition to the accent marks, every word-initial vowel must carry either of two so-called "breathing marks": the rough breathing (ἁ), marking an /h/ sound at the beginning of a word, or the smooth breathing (ἀ), marking its absence. The letter rho (ρ), although not a vowel, also carries a rough breathing in word-initial position. If a rho was geminated within a word, the first ρ always had the smooth breathing and the second the rough breathing (ῤῥ) leading to the transliteration rrh.
|
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The vowel letters ⟨α, η, ω⟩ carry an additional diacritic in certain words, the so-called iota subscript, which has the shape of a small vertical stroke or a miniature ⟨ι⟩ below the letter. This iota represents the former offglide of what were originally long diphthongs, ⟨ᾱι, ηι, ωι⟩ (i.e. /aːi, ɛːi, ɔːi/), which became monophthongized during antiquity.
|
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Another diacritic used in Greek is the diaeresis (¨), indicating a hiatus.
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This system of diacritics was first developed by the scholar Aristophanes of Byzantium (c. 257 – c. 185/180 BC), who worked at the Musaeum in Alexandria during the third century BC.[24] Aristophanes of Byzantium also was the first to divide poems into lines, rather than writing them like prose, and also introduced a series of signs for textual criticism.[25] In 1982, a new, simplified orthography, known as "monotonic", was adopted for official use in Modern Greek by the Greek state. It uses only a single accent mark, the acute (also known in this context as tonos, i.e. simply "accent"), marking the stressed syllable of polysyllabic words, and occasionally the diaeresis to distinguish diphthongal from digraph readings in pairs of vowel letters, making this monotonic system very similar to the accent mark system used in Spanish. The polytonic system is still conventionally used for writing Ancient Greek, while in some book printing and generally in the usage of conservative writers it can still also be found in use for Modern Greek.
|
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|
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Although it is not a diacritic, the comma has a similar function as a silent letter in a handful of Greek words, principally distinguishing ό,τι (ó,ti, "whatever") from ότι (óti, "that").[26]
|
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|
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There are many different methods of rendering Greek text or Greek names in the Latin script.[27] The form in which classical Greek names are conventionally rendered in English goes back to the way Greek loanwords were incorporated into Latin in antiquity.[28] In this system, ⟨κ⟩ is replaced with ⟨c⟩, the diphthongs ⟨αι⟩ and ⟨οι⟩ are rendered as ⟨ae⟩ and ⟨oe⟩ (or ⟨æ,œ⟩) respectively; and ⟨ει⟩ and ⟨ου⟩ are simplified to ⟨i⟩ and ⟨u⟩ respectively.[29] Smooth breathing marks are usually ignored and rough breathing marks are usually rendered as the letter ⟨h⟩.[30] In modern scholarly transliteration of Ancient Greek, ⟨κ⟩ will usually be rendered as ⟨k⟩, and the vowel combinations ⟨αι, οι, ει, ου⟩ as ⟨ai, oi, ei, ou⟩ respectively.[27] The letters ⟨θ⟩ and ⟨φ⟩ are generally rendered as ⟨th⟩ and ⟨ph⟩; ⟨χ⟩ as either ⟨ch⟩ or ⟨kh⟩; and word-initial ⟨ρ⟩ as ⟨rh⟩.[31]
|
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|
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+
Multiple different transcription conventions exist for Modern Greek.[32] These differ widely, depending on their purpose, on how close they stay to the conventional letter correspondences of Ancient Greek-based transcription systems, and to what degree they attempt either an exact letter-by-letter transliteration or rather a phonetically-based transcription.[32] Standardized formal transcription systems have been defined by the International Organization for Standardization (as ISO 843),[32][33] by the United Nations Group of Experts on Geographical Names,[34] by the Library of Congress,[35] and others.
|
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|
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During the Mycenaean period, from around the sixteenth century to the twelfth century BC, Linear B was used to write the earliest attested form of the Greek language, known as Mycenaean Greek. This writing system, unrelated to the Greek alphabet, last appeared in the thirteenth century BC. In the late ninth century BC or early eighth century BC, the Greek alphabet emerged.[2] The period between the use of the two writing systems, during which no Greek texts are attested, is known as the Greek Dark Ages. The Greeks adopted the alphabet from the earlier Phoenician alphabet, one of the closely related scripts used for the West Semitic languages, calling it Φοινικήια γράμματα 'Phoenician letters'.[36] However, the Phoenician alphabet is limited to consonants. When it was adopted for writing Greek, certain consonants were adapted to express vowels. The use of both vowels and consonants makes Greek the first alphabet in the narrow sense,[6] as distinguished from the abjads used in Semitic languages, which have letters only for consonants.[37]
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|
37 |
+
Greek initially took over all of the 22 letters of Phoenician. Five were reassigned to denote vowel sounds: the glide consonants /j/ (yodh) and /w/ (waw) were used for [i] (Ι, iota) and [u] (Υ, upsilon) respectively; the glottal stop consonant /ʔ/ (aleph) was used for [a] (Α, alpha); the pharyngeal /ʕ/ (ʿayin) was turned into [o] (Ο, omicron); and the letter for /h/ (he) was turned into [e] (Ε, epsilon). A doublet of waw was also borrowed as a consonant for [w] (Ϝ, digamma). In addition, the Phoenician letter for the emphatic glottal /ħ/ (heth) was borrowed in two different functions by different dialects of Greek: as a letter for /h/ (Η, heta) by those dialects that had such a sound, and as an additional vowel letter for the long /ɛː/ (Η, eta) by those dialects that lacked the consonant. Eventually, a seventh vowel letter for the long /ɔː/ (Ω, omega) was introduced.
|
38 |
+
|
39 |
+
Greek also introduced three new consonant letters for its aspirated plosive sounds and consonant clusters: Φ (phi) for /pʰ/, Χ (chi) for /kʰ/ and Ψ (psi) for /ps/. In western Greek variants, Χ was instead used for /ks/ and Ψ for /kʰ/. The origin of these letters is a matter of some debate.
|
40 |
+
|
41 |
+
Three of the original Phoenician letters dropped out of use before the alphabet took its classical shape: the letter Ϻ (san), which had been in competition with Σ (sigma) denoting the same phoneme /s/; the letter Ϙ (qoppa), which was redundant with Κ (kappa) for /k/, and Ϝ (digamma), whose sound value /w/ dropped out of the spoken language before or during the classical period.
|
42 |
+
|
43 |
+
Greek was originally written predominantly from right to left, just like Phoenician, but scribes could freely alternate between directions. For a time, a writing style with alternating right-to-left and left-to-right lines (called boustrophedon, literally "ox-turning", after the manner of an ox ploughing a field) was common, until in the classical period the left-to-right writing direction became the norm. Individual letter shapes were mirrored depending on the writing direction of the current line.
|
44 |
+
|
45 |
+
There were initially numerous local (epichoric) variants of the Greek alphabet, which differed in the use and non-use of the additional vowel and consonant symbols and several other features. Epichoric alphabets are commonly divided into four major types according to their different treatments of additional consonant letters for the aspirated consonants (/pʰ, kʰ/) and consonant clusters (/ks, ps/) of Greek.[38] These four types are often conventionally labelled as "green", "red", "light blue" and "dark blue" types, based on a colour-coded map in a seminal 19th-century work on the topic, Studien zur Geschichte des griechischen Alphabets by Adolf Kirchhoff (1867).[38]
|
46 |
+
|
47 |
+
The "green" (or southern) type is the most archaic and closest to the Phoenician.[39] The "red" (or western) type is the one that was later transmitted to the West and became the ancestor of the Latin alphabet, and bears some crucial features characteristic of that later development.[39] The "blue" (or eastern) type is the one from which the later standard Greek alphabet emerged.[39] Athens used a local form of the "light blue" alphabet type until the end of the fifth century BC, which lacked the letters Ξ and Ψ as well as the vowel symbols Η and Ω.[39][40] In the Old Attic alphabet, ΧΣ stood for /ks/ and ΦΣ for /ps/. Ε was used for all three sounds /e, eː, ɛː/ (correspondinɡ to classical Ε, ΕΙ, Η respectively), and Ο was used for all of /o, oː, ɔː/ (corresponding to classical Ο, ΟΥ, Ω respectively).[40] The letter Η (heta) was used for the consonant /h/.[40] Some variant local letter forms were also characteristic of Athenian writing, some of which were shared with the neighboring (but otherwise "red") alphabet of Euboia: a form of Λ that resembled a Latin L () and a form of Σ that resembled a Latin S ().[40]
|
48 |
+
|
49 |
+
*Upsilon is also derived from waw ().
|
50 |
+
|
51 |
+
The classical twenty-four-letter alphabet that is now used to represent the Greek language was originally the local alphabet of Ionia.[41] By the late fifth century BC, it was commonly used by many Athenians.[41] In c. 403 BC, at the suggestion of the archon Eucleides, the Athenian Assembly formally abandoned the Old Attic alphabet and adopted the Ionian alphabet as part of the democratic reforms after the overthrow of the Thirty Tyrants.[41][42] Because of Eucleides's role in suggesting the idea to adopt the Ionian alphabet, the standard twenty-four-letter Greek alphabet is sometimes known as the "Eucleidean alphabet".[41] Roughly thirty years later, the Eucleidean alphabet was adopted in Boeotia and it may have been adopted a few years previously in Macedonia.[43] By the end of the fourth century BC, it had displaced local alphabets across the Greek-speaking world to become the standard form of the Greek alphabet.[43]
|
52 |
+
|
53 |
+
When the Greeks adopted the Phoenician alphabet, they took over not only the letter shapes and sound values, but also the names by which the sequence of the alphabet could be recited and memorized. In Phoenician, each letter name was a word that began with the sound represented by that letter; thus ʾaleph, the word for "ox", was used as the name for the glottal stop /ʔ/, bet, or "house", for the /b/ sound, and so on. When the letters were adopted by the Greeks, most of the Phoenician names were maintained or modified slightly to fit Greek phonology; thus, ʾaleph, bet, gimel became alpha, beta, gamma.
|
54 |
+
|
55 |
+
The Greek names of the following letters are more or less straightforward continuations of their Phoenician antecedents. Between Ancient and Modern Greek, they have remained largely unchanged, except that their pronunciation has followed regular sound changes along with other words (for instance, in the name of beta, ancient /b/ regularly changed to modern /v/, and ancient /ɛː/ to modern /i/, resulting in the modern pronunciation vita). The name of lambda is attested in early sources as λάβδα besides λάμβδα;[44][11] in Modern Greek the spelling is often λάμδα, reflecting pronunciation.[11] Similarly, iota is sometimes spelled γιώτα in Modern Greek ([ʝ] is conventionally transcribed ⟨γ{ι,η,υ,ει,οι}⟩ word-initially and intervocalically before back vowels and /a/). In the tables below, the Greek names of all letters are given in their traditional polytonic spelling; in modern practice, like with all other words, they are usually spelled in the simplified monotonic system.
|
56 |
+
|
57 |
+
In the cases of the three historical sibilant letters below, the correspondence between Phoenician and Ancient Greek is less clear, with apparent mismatches both in letter names and sound values. The early history of these letters (and the fourth sibilant letter, obsolete san) has been a matter of some debate. Here too, the changes in the pronunciation of the letter names between Ancient and Modern Greek are regular.
|
58 |
+
|
59 |
+
In the following group of consonant letters, the older forms of the names in Ancient Greek were spelled with -εῖ, indicating an original pronunciation with -ē. In Modern Greek these names are spelled with -ι.
|
60 |
+
|
61 |
+
The following group of vowel letters were originally called simply by their sound values as long vowels: ē, ō, ū, and ɔ. Their modern names contain adjectival qualifiers that were added during the Byzantine period, to distinguish between letters that had become confusable.[11] Thus, the letters ⟨ο⟩ and ⟨ω⟩, pronounced identically by this time, were called o mikron ("small o") and o mega ("big o") respectively.[11] The letter ⟨ε⟩ was called e psilon ("plain e") to distinguish it from the identically pronounced digraph ⟨αι⟩, while, similarly, ⟨υ⟩, which at this time was pronounced [y], was called y psilon ("plain y") to distinguish it from the identically pronounced digraph ⟨οι⟩.[11]
|
62 |
+
|
63 |
+
Some dialects of the Aegean and Cypriot have retained long consonants and pronounce [ˈɣamːa] and [ˈkapʰa]; also, ήτα has come to be pronounced [ˈitʰa] in Cypriot.[45]
|
64 |
+
|
65 |
+
Like Latin and other alphabetic scripts, Greek originally had only a single form of each letter, without a distinction between uppercase and lowercase. This distinction is an innovation of the modern era, drawing on different lines of development of the letter shapes in earlier handwriting.
|
66 |
+
|
67 |
+
The oldest forms of the letters in antiquity are majuscule forms. Besides the upright, straight inscriptional forms (capitals) found in stone carvings or incised pottery, more fluent writing styles adapted for handwriting on soft materials were also developed during antiquity. Such handwriting has been preserved especially from papyrus manuscripts in Egypt since the Hellenistic period. Ancient handwriting developed two distinct styles: uncial writing, with carefully drawn, rounded block letters of about equal size, used as a book hand for carefully produced literary and religious manuscripts, and cursive writing, used for everyday purposes.[46] The cursive forms approached the style of lowercase letter forms, with ascenders and descenders, as well as many connecting lines and ligatures between letters.
|
68 |
+
|
69 |
+
In the ninth and tenth century, uncial book hands were replaced with a new, more compact writing style, with letter forms partly adapted from the earlier cursive.[46] This minuscule style remained the dominant form of handwritten Greek into the modern era. During the Renaissance, western printers adopted the minuscule letter forms as lowercase printed typefaces, while modelling uppercase letters on the ancient inscriptional forms. The orthographic practice of using the letter case distinction for marking proper names, titles etc. developed in parallel to the practice in Latin and other western languages.
|
70 |
+
|
71 |
+
The Greek alphabet was the model for various others:[6]
|
72 |
+
|
73 |
+
The Armenian and Georgian alphabets are almost certainly modeled on the Greek alphabet, but their graphic forms are quite different.[48]
|
74 |
+
|
75 |
+
Apart from the daughter alphabets listed above, which were adapted from Greek but developed into separate writing systems, the Greek alphabet has also been adopted at various times and in various places to write other languages.[49] For some of them, additional letters were introduced.
|
76 |
+
|
77 |
+
Greek symbols are used as symbols in mathematics, physics and other sciences. Many symbols have traditional uses, such as lower case epsilon (ε) for an arbitrarily small positive number, lower case pi (π) for the ratio of the circumference of a circle to its diameter, capital sigma (Σ) for summation, and lower case sigma (σ) for standard deviation.
|
78 |
+
|
79 |
+
Greek letters are used to denote the brighter stars within each of the eighty-eight constellations. In most constellations, the brightest star is designated Alpha and the next brightest Beta etc. For example, the brightest star in the constellation of Centaurus is known as Alpha Centauri. For historical reasons, the Greek designations of some constellations begin with a lower ranked letter.
|
80 |
+
|
81 |
+
Several Greek letters are used as phonetic symbols in the International Phonetic Alphabet (IPA).[57] Several of them denote fricative consonants; the rest stand for variants of vowel sounds. The glyph shapes used for these letters in specialized phonetic fonts is sometimes slightly different from the conventional shapes in Greek typography proper, with glyphs typically being more upright and using serifs, to make them conform more with the typographical character of other, Latin-based letters in the phonetic alphabet. Nevertheless, in the Unicode encoding standard, the following three phonetic symbols are considered the same characters as the corresponding Greek letters proper:[58]
|
82 |
+
|
83 |
+
On the other hand, the following phonetic letters have Unicode representations separate from their Greek alphabetic use, either because their conventional typographic shape is too different from the original, or because they also have secondary uses as regular alphabetic characters in some Latin-based alphabets, including separate Latin uppercase letters distinct from the Greek ones.
|
84 |
+
|
85 |
+
The symbol in Americanist phonetic notation for the voiceless alveolar lateral fricative is the Greek letter lambda ⟨λ⟩, but ⟨ɬ⟩ in the IPA. The IPA symbol for the palatal lateral approximant is ⟨ʎ⟩, which looks similar to lambda, but is actually an inverted lowercase y.
|
86 |
+
|
87 |
+
Greek letters were also used to write numbers. In the classical Ionian system, the first nine letters of the alphabet stood for the numbers from 1 to 9, the next nine letters stood for the multiples of 10, from 10 to 90, and the next nine letters stood for the multiples of 100, from 100 to 900. For this purpose, in addition to the 24 letters which by that time made up the standard alphabet, three otherwise obsolete letters were retained or revived: digamma ⟨Ϝ⟩ for 6, koppa ⟨Ϙ⟩ for 90, and a rare Ionian letter for [ss], today called sampi ⟨Ͳ⟩, for 900. This system has remained in use in Greek up to the present day, although today it is only employed for limited purposes such as enumerating chapters in a book, similar to the way Roman numerals are used in English. The three extra symbols are today written as ⟨ϛ⟩, ⟨ϟ⟩ and ⟨ϡ⟩ respectively. To mark a letter as a numeral sign, a small stroke called keraia is added to the right of it.
|
88 |
+
|
89 |
+
In North America, many college fraternities and sororities are named with combinations of Greek letters, and are hence also known as "Greek letter organizations".[59] This naming tradition was initiated by the foundation of the Phi Beta Kappa Society at the College of William and Mary in 1776.[59] The name of this fraternal organization is an acronym for the ancient Greek phrase Φιλοσοφία Βίου Κυβερνήτης (Philosophia Biou Kybernētēs), which means "Love of wisdom, the guide of life" and serves as the organization's motto.[59] Sometimes early fraternal organizations were known by their Greek letter names because the mottos that these names stood for were secret and revealed only to members of the fraternity.[59] The Greek letter names of most fraternal organizations today are meaningless and do not stand for anything,[59] which Caroline Winterer states is "understandable, considering that general knowledge of the ancient Greek alphabet and language has almost entirely vanished."[59]
|
90 |
+
|
91 |
+
Different chapters within the same fraternity are almost always (with a handful of exceptions) designated using Greek letters as serial numbers. The founding chapter of each respective organization is its A chapter. As an organization expands, it establishes a B chapter, a Γ chapter, and so on and so forth. In an organization that expands to more than 24 chapters, the chapter after Ω chapter is AA chapter, followed by AB chapter, etc. Each of these is still a "chapter Letter", albeit a double-digit letter just as 10 through 99 are double-digit numbers. The Roman alphabet has a similar extended form with such double-digit letters when necessary, but it is used for columns in a table or chart rather than chapters of an organization.[citation needed]
|
92 |
+
|
93 |
+
Some letters can occur in variant shapes, mostly inherited from medieval minuscule handwriting. While their use in normal typography of Greek is purely a matter of font styles, some such variants have been given separate encodings in Unicode.
|
94 |
+
|
95 |
+
For computer usage, a variety of encodings have been used for Greek online, many of them documented in RFC 1947.
|
96 |
+
|
97 |
+
The two principal ones still used today are ISO/IEC 8859-7 and Unicode. ISO 8859-7 supports only the monotonic orthography; Unicode supports both the monotonic and polytonic orthographies.
|
98 |
+
|
99 |
+
For the range A0–FF (hex), it follows the Unicode range 370–3CF (see below) except that some symbols, like ©, ½, § etc. are used where Unicode has unused locations. Like all ISO-8859 encodings, it is equal to ASCII for 00–7F (hex).
|
100 |
+
|
101 |
+
Unicode supports polytonic orthography well enough for ordinary continuous text in modern and ancient Greek, and even many archaic forms for epigraphy. With the use of combining characters, Unicode also supports Greek philology and dialectology and various other specialized requirements. Most current text rendering engines do not render diacritics well, so, though alpha with macron and acute can be represented as U+03B1 U+0304 U+0301, this rarely renders well: ᾱ́.[citation needed]
|
102 |
+
|
103 |
+
There are two main blocks of Greek characters in Unicode. The first is "Greek and Coptic" (U+0370 to U+03FF). This block is based on ISO 8859-7 and is sufficient to write Modern Greek. There are also some archaic letters and Greek-based technical symbols.
|
104 |
+
|
105 |
+
This block also supports the Coptic alphabet. Formerly, most Coptic letters shared codepoints with similar-looking Greek letters; but in many scholarly works, both scripts occur, with quite different letter shapes, so as of Unicode 4.1, Coptic and Greek were disunified. Those Coptic letters with no Greek equivalents still remain in this block (U+03E2 to U+03EF).
|
106 |
+
|
107 |
+
To write polytonic Greek, one may use combining diacritical marks or the precomposed characters in the "Greek Extended" block (U+1F00 to U+1FFF).
|
108 |
+
|
109 |
+
Combining and spacing (letter-free) diacritical marks pertaining to Greek language:
|
110 |
+
|
111 |
+
IBM code pages 437, 860, 861, 862, 863, and 865 contain the letters ΓΘΣΦΩαδεπστφ (plus β as an alternative interpretation for ß).
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1 |
+
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2 |
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|
3 |
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|
4 |
+
|
5 |
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Ancient Egypt was a civilization of ancient North Africa, concentrated along the lower reaches of the Nile River, situated in the place that is now the country Egypt. Ancient Egyptian civilization followed prehistoric Egypt and coalesced around 3100 BC (according to conventional Egyptian chronology)[1] with the political unification of Upper and Lower Egypt under Menes (often identified with Narmer).[2] The history of ancient Egypt occurred as a series of stable kingdoms, separated by periods of relative instability known as Intermediate Periods: the Old Kingdom of the Early Bronze Age, the Middle Kingdom of the Middle Bronze Age and the New Kingdom of the Late Bronze Age.
|
6 |
+
|
7 |
+
Egypt reached the pinnacle of its power in the New Kingdom, ruling much of Nubia and a sizable portion of the Near East, after which it entered a period of slow decline. During the course of its history Egypt was invaded or conquered by a number of foreign powers, including the Hyksos, the Libyans, the Nubians, the Assyrians, the Achaemenid Persians, and the Macedonians under the command of Alexander the Great. The Greek Ptolemaic Kingdom, formed in the aftermath of Alexander's death, ruled Egypt until 30 BC, when, under Cleopatra, it fell to the Roman Empire and became a Roman province.[3]
|
8 |
+
|
9 |
+
The success of ancient Egyptian civilization came partly from its ability to adapt to the conditions of the Nile River valley for agriculture. The predictable flooding and controlled irrigation of the fertile valley produced surplus crops, which supported a more dense population, and social development and culture. With resources to spare, the administration sponsored mineral exploitation of the valley and surrounding desert regions, the early development of an independent writing system, the organization of collective construction and agricultural projects, trade with surrounding regions, and a military intended to assert Egyptian dominance. Motivating and organizing these activities was a bureaucracy of elite scribes, religious leaders, and administrators under the control of a pharaoh, who ensured the cooperation and unity of the Egyptian people in the context of an elaborate system of religious beliefs.[4]
|
10 |
+
|
11 |
+
The many achievements of the ancient Egyptians include the quarrying, surveying and construction techniques that supported the building of monumental pyramids, temples, and obelisks; a system of mathematics, a practical and effective system of medicine, irrigation systems and agricultural production techniques, the first known planked boats,[5] Egyptian faience and glass technology, new forms of literature, and the earliest known peace treaty, made with the Hittites.[6] Ancient Egypt has left a lasting legacy. Its art and architecture were widely copied, and its antiquities carried off to far corners of the world. Its monumental ruins have inspired the imaginations of travelers and writers for centuries. A new-found respect for antiquities and excavations in the early modern period by Europeans and Egyptians led to the scientific investigation of Egyptian civilization and a greater appreciation of its cultural legacy.[7]
|
12 |
+
|
13 |
+
The Nile has been the lifeline of its region for much of human history.[8] The fertile floodplain of the Nile gave humans the opportunity to develop a settled agricultural economy and a more sophisticated, centralized society that became a cornerstone in the history of human civilization.[9] Nomadic modern human hunter-gatherers began living in the Nile valley through the end of the Middle Pleistocene some 120,000 years ago. By the late Paleolithic period, the arid climate of Northern Africa became increasingly hot and dry, forcing the populations of the area to concentrate along the river region.
|
14 |
+
|
15 |
+
In Predynastic and Early Dynastic times, the Egyptian climate was much less arid than it is today. Large regions of Egypt were covered in treed savanna and traversed by herds of grazing ungulates. Foliage and fauna were far more prolific in all environs and the Nile region supported large populations of waterfowl. Hunting would have been common for Egyptians, and this is also the period when many animals were first domesticated.[10]
|
16 |
+
|
17 |
+
By about 5500 BC, small tribes living in the Nile valley had developed into a series of cultures demonstrating firm control of agriculture and animal husbandry, and identifiable by their pottery and personal items, such as combs, bracelets, and beads. The largest of these early cultures in upper (Southern) Egypt was the Badarian culture, which probably originated in the Western Desert; it was known for its high quality ceramics, stone tools, and its use of copper.[11]
|
18 |
+
|
19 |
+
The Badari was followed by the Naqada culture: the Amratian (Naqada I), the Gerzeh (Naqada II), and Semainean (Naqada III).[12][page needed] These brought a number of technological improvements. As early as the Naqada I Period, predynastic Egyptians imported obsidian from Ethiopia, used to shape blades and other objects from flakes.[13] In Naqada II times, early evidence exists of contact with the Near East, particularly Canaan and the Byblos coast.[14] Over a period of about 1,000 years, the Naqada culture developed from a few small farming communities into a powerful civilization whose leaders were in complete control of the people and resources of the Nile valley.[15] Establishing a power center at Nekhen (in Greek, Hierakonpolis), and later at Abydos, Naqada III leaders expanded their control of Egypt northwards along the Nile.[16] They also traded with Nubia to the south, the oases of the western desert to the west, and the cultures of the eastern Mediterranean and Near East to the east, initiating a period of Egypt-Mesopotamia relations.[17][when?]
|
20 |
+
|
21 |
+
The Naqada culture manufactured a diverse selection of material goods, reflective of the increasing power and wealth of the elite, as well as societal personal-use items, which included combs, small statuary, painted pottery, high quality decorative stone vases, cosmetic palettes, and jewelry made of gold, lapis, and ivory. They also developed a ceramic glaze known as faience, which was used well into the Roman Period to decorate cups, amulets, and figurines.[18] During the last predynastic phase, the Naqada culture began using written symbols that eventually were developed into a full system of hieroglyphs for writing the ancient Egyptian language.[19]
|
22 |
+
|
23 |
+
The Early Dynastic Period was approximately contemporary to the early Sumerian-Akkadian civilisation of Mesopotamia and of ancient Elam. The third-century BC Egyptian priest Manetho grouped the long line of kings from Menes to his own time into 30 dynasties, a system still used today. He began his official history with the king named "Meni" (or Menes in Greek) who was believed to have united the two kingdoms of Upper and Lower Egypt.[20]
|
24 |
+
|
25 |
+
The transition to a unified state happened more gradually than ancient Egyptian writers represented, and there is no contemporary record of Menes. Some scholars now believe, however, that the mythical Menes may have been the king Narmer, who is depicted wearing royal regalia on the ceremonial Narmer Palette, in a symbolic act of unification.[22] In the Early Dynastic Period, which began about 3000 BC, the first of the Dynastic kings solidified control over lower Egypt by establishing a capital at Memphis, from which he could control the labour force and agriculture of the fertile delta region, as well as the lucrative and critical trade routes to the Levant. The increasing power and wealth of the kings during the early dynastic period was reflected in their elaborate mastaba tombs and mortuary cult structures at Abydos, which were used to celebrate the deified king after his death.[23] The strong institution of kingship developed by the kings served to legitimize state control over the land, labour, and resources that were essential to the survival and growth of ancient Egyptian civilization.[24]
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26 |
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27 |
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Major advances in architecture, art, and technology were made during the Old Kingdom, fueled by the increased agricultural productivity and resulting population, made possible by a well-developed central administration.[25] Some of ancient Egypt's crowning achievements, the Giza pyramids and Great Sphinx, were constructed during the Old Kingdom. Under the direction of the vizier, state officials collected taxes, coordinated irrigation projects to improve crop yield, drafted peasants to work on construction projects, and established a justice system to maintain peace and order.[26]
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With the rising importance of central administration in Egypt a new class of educated scribes and officials arose who were granted estates by the king in payment for their services. Kings also made land grants to their mortuary cults and local temples, to ensure that these institutions had the resources to worship the king after his death. Scholars believe that five centuries of these practices slowly eroded the economic vitality of Egypt, and that the economy could no longer afford to support a large centralized administration.[27] As the power of the kings diminished, regional governors called nomarchs began to challenge the supremacy of the office of king. This, coupled with severe droughts between 2200 and 2150 BC,[28] is believed to have caused the country to enter the 140-year period of famine and strife known as the First Intermediate Period.[29]
|
30 |
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After Egypt's central government collapsed at the end of the Old Kingdom, the administration could no longer support or stabilize the country's economy. Regional governors could not rely on the king for help in times of crisis, and the ensuing food shortages and political disputes escalated into famines and small-scale civil wars. Yet despite difficult problems, local leaders, owing no tribute to the king, used their new-found independence to establish a thriving culture in the provinces. Once in control of their own resources, the provinces became economically richer—which was demonstrated by larger and better burials among all social classes.[30] In bursts of creativity, provincial artisans adopted and adapted cultural motifs formerly restricted to the royalty of the Old Kingdom, and scribes developed literary styles that expressed the optimism and originality of the period.[31]
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32 |
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Free from their loyalties to the king, local rulers began competing with each other for territorial control and political power. By 2160 BC, rulers in Herakleopolis controlled Lower Egypt in the north, while a rival clan based in Thebes, the Intef family, took control of Upper Egypt in the south. As the Intefs grew in power and expanded their control northward, a clash between the two rival dynasties became inevitable. Around 2055 BC the northern Theban forces under Nebhepetre Mentuhotep II finally defeated the Herakleopolitan rulers, reuniting the Two Lands. They inaugurated a period of economic and cultural renaissance known as the Middle Kingdom.[32]
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The kings of the Middle Kingdom restored the country's stability and prosperity, thereby stimulating a resurgence of art, literature, and monumental building projects.[33] Mentuhotep II and his Eleventh Dynasty successors ruled from Thebes, but the vizier Amenemhat I, upon assuming the kingship at the beginning of the Twelfth Dynasty around 1985 BC, shifted the kingdom's capital to the city of Itjtawy, located in Faiyum.[34] From Itjtawy, the kings of the Twelfth Dynasty undertook a far-sighted land reclamation and irrigation scheme to increase agricultural output in the region. Moreover, the military reconquered territory in Nubia that was rich in quarries and gold mines, while laborers built a defensive structure in the Eastern Delta, called the "Walls-of-the-Ruler", to defend against foreign attack.[35]
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With the kings having secured the country militarily and politically and with vast agricultural and mineral wealth at their disposal, the nation's population, arts, and religion flourished. In contrast to elitist Old Kingdom attitudes towards the gods, the Middle Kingdom displayed an increase in expressions of personal piety.[36] Middle Kingdom literature featured sophisticated themes and characters written in a confident, eloquent style.[31] The relief and portrait sculpture of the period captured subtle, individual details that reached new heights of technical sophistication.[37]
|
38 |
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39 |
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The last great ruler of the Middle Kingdom, Amenemhat III, allowed Semitic-speaking Canaanite settlers from the Near East into the Delta region to provide a sufficient labour force for his especially active mining and building campaigns. These ambitious building and mining activities, however, combined with severe Nile floods later in his reign, strained the economy and precipitated the slow decline into the Second Intermediate Period during the later Thirteenth and Fourteenth dynasties. During this decline, the Canaanite settlers began to assume greater control of the Delta region, eventually coming to power in Egypt as the Hyksos.[38]
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40 |
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Around 1785 BC, as the power of the Middle Kingdom kings weakened, a Western Asian people called the Hyksos, who had already settled in the Delta, seized control of Egypt and established their capital at Avaris, forcing the former central government to retreat to Thebes. The king was treated as a vassal and expected to pay tribute.[39] The Hyksos ("foreign rulers") retained Egyptian models of government and identified as kings, thereby integrating Egyptian elements into their culture. They and other invaders introduced new tools of warfare into Egypt, most notably the composite bow and the horse-drawn chariot.[40]
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After retreating south, the native Theban kings found themselves trapped between the Canaanite Hyksos ruling the north and the Hyksos' Nubian allies, the Kushites, to the south. After years of vassalage, Thebes gathered enough strength to challenge the Hyksos in a conflict that lasted more than 30 years, until 1555 BC.[39] The kings Seqenenre Tao II and Kamose were ultimately able to defeat the Nubians to the south of Egypt, but failed to defeat the Hyksos. That task fell to Kamose's successor, Ahmose I, who successfully waged a series of campaigns that permanently eradicated the Hyksos' presence in Egypt. He established a new dynasty and, in the New Kingdom that followed, the military became a central priority for the kings, who sought to expand Egypt's borders and attempted to gain mastery of the Near East.[41]
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44 |
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The New Kingdom pharaohs established a period of unprecedented prosperity by securing their borders and strengthening diplomatic ties with their neighbours, including the Mitanni Empire, Assyria, and Canaan. Military campaigns waged under Tuthmosis I and his grandson Tuthmosis III extended the influence of the pharaohs to the largest empire Egypt had ever seen. Beginning with Merneptah the rulers of Egypt adopted the title of pharaoh.
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Between their reigns, Hatshepsut, a queen who established herself as pharaoh, launched many building projects, including restoration of temples damaged by the Hyksos, and sent trading expeditions to Punt and the Sinai.[42] When Tuthmosis III died in 1425 BC, Egypt had an empire extending from Niya in north west Syria to the Fourth Cataract of the Nile in Nubia, cementing loyalties and opening access to critical imports such as bronze and wood.[43]
|
48 |
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49 |
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The New Kingdom pharaohs began a large-scale building campaign to promote the god Amun, whose growing cult was based in Karnak. They also constructed monuments to glorify their own achievements, both real and imagined. The Karnak temple is the largest Egyptian temple ever built.[44]
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50 |
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Around 1350 BC, the stability of the New Kingdom was threatened when Amenhotep IV ascended the throne and instituted a series of radical and chaotic reforms. Changing his name to Akhenaten, he touted the previously obscure sun deity Aten as the supreme deity, suppressed the worship of most other deities, and moved the capital to the new city of Akhetaten (modern-day Amarna).[45] He was devoted to his new religion and artistic style. After his death, the cult of the Aten was quickly abandoned and the traditional religious order restored. The subsequent pharaohs, Tutankhamun, Ay, and Horemheb, worked to erase all mention of Akhenaten's heresy, now known as the Amarna Period.[46]
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52 |
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53 |
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Around 1279 BC, Ramesses II, also known as Ramesses the Great, ascended the throne, and went on to build more temples, erect more statues and obelisks, and sire more children than any other pharaoh in history.[a] A bold military leader, Ramesses II led his army against the Hittites in the Battle of Kadesh (in modern Syria) and, after fighting to a stalemate, finally agreed to the first recorded peace treaty, around 1258 BC.[47]
|
54 |
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55 |
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Egypt's wealth, however, made it a tempting target for invasion, particularly by the Libyan Berbers to the west, and the Sea Peoples, a conjectured confederation of seafarers from the Aegean Sea.[b] Initially, the military was able to repel these invasions, but Egypt eventually lost control of its remaining territories in southern Canaan, much of it falling to the Assyrians. The effects of external threats were exacerbated by internal problems such as corruption, tomb robbery, and civil unrest. After regaining their power, the high priests at the temple of Amun in Thebes accumulated vast tracts of land and wealth, and their expanded power splintered the country during the Third Intermediate Period.[48]
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Following the death of Ramesses XI in 1078 BC, Smendes assumed authority over the northern part of Egypt, ruling from the city of Tanis. The south was effectively controlled by the High Priests of Amun at Thebes, who recognized Smendes in name only.[49] During this time, Libyans had been settling in the western delta, and chieftains of these settlers began increasing their autonomy. Libyan princes took control of the delta under Shoshenq I in 945 BC, founding the so-called Libyan or Bubastite dynasty that would rule for some 200 years. Shoshenq also gained control of southern Egypt by placing his family members in important priestly positions. Libyan control began to erode as a rival dynasty in the delta arose in Leontopolis, and Kushites threatened from the south. Around 727 BC the Kushite king Piye invaded northward, seizing control of Thebes and eventually the Delta.[50]
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Egypt's far-reaching prestige declined considerably toward the end of the Third Intermediate Period. Its foreign allies had fallen under the Assyrian sphere of influence, and by 700 BC war between the two states became inevitable. Between 671 and 667 BC the Assyrians began the Assyrian conquest of Egypt. The reigns of both Taharqa and his successor, Tanutamun, were filled with constant conflict with the Assyrians, against whom Egypt enjoyed several victories. Ultimately, the Assyrians pushed the Kushites back into Nubia, occupied Memphis, and sacked the temples of Thebes.[52]
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The Assyrians left control of Egypt to a series of vassals who became known as the Saite kings of the Twenty-Sixth Dynasty. By 653 BC, the Saite king Psamtik I was able to oust the Assyrians with the help of Greek mercenaries, who were recruited to form Egypt's first navy. Greek influence expanded greatly as the city-state of Naukratis became the home of Greeks in the Nile Delta. The Saite kings based in the new capital of Sais witnessed a brief but spirited resurgence in the economy and culture, but in 525 BC, the powerful Persians, led by Cambyses II, began their conquest of Egypt, eventually capturing the pharaoh Psamtik III at the battle of Pelusium. Cambyses II then assumed the formal title of pharaoh, but ruled Egypt from Iran, leaving Egypt under the control of a satrapy. A few successful revolts against the Persians marked the 5th century BC, but Egypt was never able to permanently overthrow the Persians.[53]
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63 |
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Following its annexation by Persia, Egypt was joined with Cyprus and Phoenicia in the sixth satrapy of the Achaemenid Persian Empire. This first period of Persian rule over Egypt, also known as the Twenty-Seventh dynasty, ended in 402 BC, when Egypt regained independence under a series of native dynasties. The last of these dynasties, the Thirtieth, proved to be the last native royal house of ancient Egypt, ending with the kingship of Nectanebo II. A brief restoration of Persian rule, sometimes known as the Thirty-First Dynasty, began in 343 BC, but shortly after, in 332 BC, the Persian ruler Mazaces handed Egypt over to Alexander the Great without a fight.[54]
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In 332 BC, Alexander the Great conquered Egypt with little resistance from the Persians and was welcomed by the Egyptians as a deliverer. The administration established by Alexander's successors, the Macedonian Ptolemaic Kingdom, was based on an Egyptian model and based in the new capital city of Alexandria. The city showcased the power and prestige of Hellenistic rule, and became a seat of learning and culture, centered at the famous Library of Alexandria.[55] The Lighthouse of Alexandria lit the way for the many ships that kept trade flowing through the city—as the Ptolemies made commerce and revenue-generating enterprises, such as papyrus manufacturing, their top priority.[56]
|
66 |
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67 |
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Hellenistic culture did not supplant native Egyptian culture, as the Ptolemies supported time-honored traditions in an effort to secure the loyalty of the populace. They built new temples in Egyptian style, supported traditional cults, and portrayed themselves as pharaohs. Some traditions merged, as Greek and Egyptian gods were syncretized into composite deities, such as Serapis, and classical Greek forms of sculpture influenced traditional Egyptian motifs. Despite their efforts to appease the Egyptians, the Ptolemies were challenged by native rebellion, bitter family rivalries, and the powerful mob of Alexandria that formed after the death of Ptolemy IV.[57] In addition, as Rome relied more heavily on imports of grain from Egypt, the Romans took great interest in the political situation in the country. Continued Egyptian revolts, ambitious politicians, and powerful opponents from the Near East made this situation unstable, leading Rome to send forces to secure the country as a province of its empire.[58]
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Egypt became a province of the Roman Empire in 30 BC, following the defeat of Marc Antony and Ptolemaic Queen Cleopatra VII by Octavian (later Emperor Augustus) in the Battle of Actium. The Romans relied heavily on grain shipments from Egypt, and the Roman army, under the control of a prefect appointed by the Emperor, quelled rebellions, strictly enforced the collection of heavy taxes, and prevented attacks by bandits, which had become a notorious problem during the period.[59] Alexandria became an increasingly important center on the trade route with the orient, as exotic luxuries were in high demand in Rome.[60]
|
70 |
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71 |
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Although the Romans had a more hostile attitude than the Greeks towards the Egyptians, some traditions such as mummification and worship of the traditional gods continued.[61] The art of mummy portraiture flourished, and some Roman emperors had themselves depicted as pharaohs, though not to the extent that the Ptolemies had. The former lived outside Egypt and did not perform the ceremonial functions of Egyptian kingship. Local administration became Roman in style and closed to native Egyptians.[61]
|
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From the mid-first century AD, Christianity took root in Egypt and it was originally seen as another cult that could be accepted. However, it was an uncompromising religion that sought to win converts from Egyptian Religion and Greco-Roman religion and threatened popular religious traditions. This led to the persecution of converts to Christianity, culminating in the great purges of Diocletian starting in 303, but eventually Christianity won out.[62] In 391 the Christian Emperor Theodosius introduced legislation that banned pagan rites and closed temples.[63] Alexandria became the scene of great anti-pagan riots with public and private religious imagery destroyed.[64] As a consequence, Egypt's native religious culture was continually in decline. While the native population continued to speak their language, the ability to read hieroglyphic writing slowly disappeared as the role of the Egyptian temple priests and priestesses diminished. The temples themselves were sometimes converted to churches or abandoned to the desert.[65]
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In the fourth century, as the Roman Empire divided, Egypt found itself in the Eastern Empire with its capital at Constantinople. In the waning years of the Empire, Egypt fell to the Sasanian Persian army (618–628 AD), was recaptured by the Roman Emperor Heraclius (629–639 AD), and then was finally captured by Muslim Rashidun army in 639–641 AD, ending Roman rule.
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The pharaoh was the absolute monarch of the country and, at least in theory, wielded complete control of the land and its resources. The king was the supreme military commander and head of the government, who relied on a bureaucracy of officials to manage his affairs. In charge of the administration was his second in command, the vizier, who acted as the king's representative and coordinated land surveys, the treasury, building projects, the legal system, and the archives.[66] At a regional level, the country was divided into as many as 42 administrative regions called nomes each governed by a nomarch, who was accountable to the vizier for his jurisdiction. The temples formed the backbone of the economy. Not only were they houses of worship, but were also responsible for collecting and storing the kingdom's wealth in a system of granaries and treasuries administered by overseers, who redistributed grain and goods.[67]
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Much of the economy was centrally organized and strictly controlled. Although the ancient Egyptians did not use coinage until the Late period,[68] they did use a type of money-barter system,[69] with standard sacks of grain and the deben, a weight of roughly 91 grams (3 oz) of copper or silver, forming a common denominator.[70] Workers were paid in grain; a simple laborer might earn 51⁄2 sacks (200 kg or 400 lb) of grain per month, while a foreman might earn 71⁄2 sacks (250 kg or 550 lb). Prices were fixed across the country and recorded in lists to facilitate trading; for example a shirt cost five copper deben, while a cow cost 140 deben.[70] Grain could be traded for other goods, according to the fixed price list.[70] During the fifth century BC coined money was introduced into Egypt from abroad. At first the coins were used as standardized pieces of precious metal rather than true money, but in the following centuries international traders came to rely on coinage.[71]
|
80 |
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81 |
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Egyptian society was highly stratified, and social status was expressly displayed. Farmers made up the bulk of the population, but agricultural produce was owned directly by the state, temple, or noble family that owned the land.[72] Farmers were also subject to a labor tax and were required to work on irrigation or construction projects in a corvée system.[73] Artists and craftsmen were of higher status than farmers, but they were also under state control, working in the shops attached to the temples and paid directly from the state treasury. Scribes and officials formed the upper class in ancient Egypt, known as the "white kilt class" in reference to the bleached linen garments that served as a mark of their rank.[74] The upper class prominently displayed their social status in art and literature. Below the nobility were the priests, physicians, and engineers with specialized training in their field. It is unclear whether slavery as understood today existed in ancient Egypt, there is difference of opinions among authors.[75]
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The ancient Egyptians viewed men and women, including people from all social classes, as essentially equal under the law, and even the lowliest peasant was entitled to petition the vizier and his court for redress.[76] Although slaves were mostly used as indentured servants, they were able to buy and sell their servitude, work their way to freedom or nobility, and were usually treated by doctors in the workplace.[77] Both men and women had the right to own and sell property, make contracts, marry and divorce, receive inheritance, and pursue legal disputes in court. Married couples could own property jointly and protect themselves from divorce by agreeing to marriage contracts, which stipulated the financial obligations of the husband to his wife and children should the marriage end. Compared with their counterparts in ancient Greece, Rome, and even more modern places around the world, ancient Egyptian women had a greater range of personal choices, legal rights, and opportunities for achievement. Women such as Hatshepsut and Cleopatra VII even became pharaohs, while others wielded power as Divine Wives of Amun. Despite these freedoms, ancient Egyptian women did not often take part in official roles in the administration, aside from the royal high priestesses, apparently served only secondary roles in the temples (not much data for many dynasties), and were not so likely to be as educated as men.[76]
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The head of the legal system was officially the pharaoh, who was responsible for enacting laws, delivering justice, and maintaining law and order, a concept the ancient Egyptians referred to as Ma'at.[66] Although no legal codes from ancient Egypt survive, court documents show that Egyptian law was based on a common-sense view of right and wrong that emphasized reaching agreements and resolving conflicts rather than strictly adhering to a complicated set of statutes.[76] Local councils of elders, known as Kenbet in the New Kingdom, were responsible for ruling in court cases involving small claims and minor disputes.[66] More serious cases involving murder, major land transactions, and tomb robbery were referred to the Great Kenbet, over which the vizier or pharaoh presided. Plaintiffs and defendants were expected to represent themselves and were required to swear an oath that they had told the truth. In some cases, the state took on both the role of prosecutor and judge, and it could torture the accused with beatings to obtain a confession and the names of any co-conspirators. Whether the charges were trivial or serious, court scribes documented the complaint, testimony, and verdict of the case for future reference.[78]
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Punishment for minor crimes involved either imposition of fines, beatings, facial mutilation, or exile, depending on the severity of the offense. Serious crimes such as murder and tomb robbery were punished by execution, carried out by decapitation, drowning, or impaling the criminal on a stake. Punishment could also be extended to the criminal's family.[66] Beginning in the New Kingdom, oracles played a major role in the legal system, dispensing justice in both civil and criminal cases. The procedure was to ask the god a "yes" or "no" question concerning the right or wrong of an issue. The god, carried by a number of priests, rendered judgment by choosing one or the other, moving forward or backward, or pointing to one of the answers written on a piece of papyrus or an ostracon.[79]
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A combination of favorable geographical features contributed to the success of ancient Egyptian culture, the most important of which was the rich fertile soil resulting from annual inundations of the Nile River. The ancient Egyptians were thus able to produce an abundance of food, allowing the population to devote more time and resources to cultural, technological, and artistic pursuits. Land management was crucial in ancient Egypt because taxes were assessed based on the amount of land a person owned.[80]
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Farming in Egypt was dependent on the cycle of the Nile River. The Egyptians recognized three seasons: Akhet (flooding), Peret (planting), and Shemu (harvesting). The flooding season lasted from June to September, depositing on the river's banks a layer of mineral-rich silt ideal for growing crops. After the floodwaters had receded, the growing season lasted from October to February. Farmers plowed and planted seeds in the fields, which were irrigated with ditches and canals. Egypt received little rainfall, so farmers relied on the Nile to water their crops.[81] From March to May, farmers used sickles to harvest their crops, which were then threshed with a flail to separate the straw from the grain. Winnowing removed the chaff from the grain, and the grain was then ground into flour, brewed to make beer, or stored for later use.[82]
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The ancient Egyptians cultivated emmer and barley, and several other cereal grains, all of which were used to make the two main food staples of bread and beer.[83] Flax plants, uprooted before they started flowering, were grown for the fibers of their stems. These fibers were split along their length and spun into thread, which was used to weave sheets of linen and to make clothing. Papyrus growing on the banks of the Nile River was used to make paper. Vegetables and fruits were grown in garden plots, close to habitations and on higher ground, and had to be watered by hand. Vegetables included leeks, garlic, melons, squashes, pulses, lettuce, and other crops, in addition to grapes that were made into wine.[84]
|
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95 |
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The Egyptians believed that a balanced relationship between people and animals was an essential element of the cosmic order; thus humans, animals and plants were believed to be members of a single whole.[85] Animals, both domesticated and wild, were therefore a critical source of spirituality, companionship, and sustenance to the ancient Egyptians. Cattle were the most important livestock; the administration collected taxes on livestock in regular censuses, and the size of a herd reflected the prestige and importance of the estate or temple that owned them. In addition to cattle, the ancient Egyptians kept sheep, goats, and pigs. Poultry, such as ducks, geese, and pigeons, were captured in nets and bred on farms, where they were force-fed with dough to fatten them.[86] The Nile provided a plentiful source of fish. Bees were also domesticated from at least the Old Kingdom, and provided both honey and wax.[87]
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The ancient Egyptians used donkeys and oxen as beasts of burden, and they were responsible for plowing the fields and trampling seed into the soil. The slaughter of a fattened ox was also a central part of an offering ritual.[86] Horses were introduced by the Hyksos in the Second Intermediate Period. Camels, although known from the New Kingdom, were not used as beasts of burden until the Late Period. There is also evidence to suggest that elephants were briefly utilized in the Late Period but largely abandoned due to lack of grazing land.[86] Dogs, cats, and monkeys were common family pets, while more exotic pets imported from the heart of Africa, such as Sub-Saharan African lions,[88] were reserved for royalty. Herodotus observed that the Egyptians were the only people to keep their animals with them in their houses.[85] During the Late Period, the worship of the gods in their animal form was extremely popular, such as the cat goddess Bastet and the ibis god Thoth, and these animals were kept in large numbers for the purpose of ritual sacrifice.[89]
|
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Egypt is rich in building and decorative stone, copper and lead ores, gold, and semiprecious stones. These natural resources allowed the ancient Egyptians to build monuments, sculpt statues, make tools, and fashion jewelry.[90] Embalmers used salts from the Wadi Natrun for mummification, which also provided the gypsum needed to make plaster.[91] Ore-bearing rock formations were found in distant, inhospitable wadis in the Eastern Desert and the Sinai, requiring large, state-controlled expeditions to obtain natural resources found there. There were extensive gold mines in Nubia, and one of the first maps known is of a gold mine in this region. The Wadi Hammamat was a notable source of granite, greywacke, and gold. Flint was the first mineral collected and used to make tools, and flint handaxes are the earliest pieces of evidence of habitation in the Nile valley. Nodules of the mineral were carefully flaked to make blades and arrowheads of moderate hardness and durability even after copper was adopted for this purpose.[92] Ancient Egyptians were among the first to use minerals such as sulfur as cosmetic substances.[93]
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The Egyptians worked deposits of the lead ore galena at Gebel Rosas to make net sinkers, plumb bobs, and small figurines. Copper was the most important metal for toolmaking in ancient Egypt and was smelted in furnaces from malachite ore mined in the Sinai.[94] Workers collected gold by washing the nuggets out of sediment in alluvial deposits, or by the more labor-intensive process of grinding and washing gold-bearing quartzite. Iron deposits found in upper Egypt were utilized in the Late Period.[95] High-quality building stones were abundant in Egypt; the ancient Egyptians quarried limestone all along the Nile valley, granite from Aswan, and basalt and sandstone from the wadis of the Eastern Desert. Deposits of decorative stones such as porphyry, greywacke, alabaster, and carnelian dotted the Eastern Desert and were collected even before the First Dynasty. In the Ptolemaic and Roman Periods, miners worked deposits of emeralds in Wadi Sikait and amethyst in Wadi el-Hudi.[96]
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The ancient Egyptians engaged in trade with their foreign neighbors to obtain rare, exotic goods not found in Egypt. In the Predynastic Period, they established trade with Nubia to obtain gold and incense. They also established trade with Palestine, as evidenced by Palestinian-style oil jugs found in the burials of the First Dynasty pharaohs.[97] An Egyptian colony stationed in southern Canaan dates to slightly before the First Dynasty.[98] Narmer had Egyptian pottery produced in Canaan and exported back to Egypt.[99][100]
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104 |
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By the Second Dynasty at latest, ancient Egyptian trade with Byblos yielded a critical source of quality timber not found in Egypt. By the Fifth Dynasty, trade with Punt provided gold, aromatic resins, ebony, ivory, and wild animals such as monkeys and baboons.[101] Egypt relied on trade with Anatolia for essential quantities of tin as well as supplementary supplies of copper, both metals being necessary for the manufacture of bronze. The ancient Egyptians prized the blue stone lapis lazuli, which had to be imported from far-away Afghanistan. Egypt's Mediterranean trade partners also included Greece and Crete, which provided, among other goods, supplies of olive oil.[102] In exchange for its luxury imports and raw materials, Egypt mainly exported grain, gold, linen, and papyrus, in addition to other finished goods including glass and stone objects.[103][better source needed]
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107 |
+
The Egyptian language is a northern Afro-Asiatic language closely related to the Berber and Semitic languages.[104] It has the second longest known history of any language (after Sumerian), having been written from c. 3200 BC to the Middle Ages and remaining as a spoken language for longer. The phases of ancient Egyptian are Old Egyptian, Middle Egyptian (Classical Egyptian), Late Egyptian, Demotic and Coptic.[105] Egyptian writings do not show dialect differences before Coptic, but it was probably spoken in regional dialects around Memphis and later Thebes.[106]
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108 |
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109 |
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Ancient Egyptian was a synthetic language, but it became more analytic later on. Late Egyptian developed prefixal definite and indefinite articles, which replaced the older inflectional suffixes. There was a change from the older verb–subject–object word order to subject–verb–object.[107] The Egyptian hieroglyphic, hieratic, and demotic scripts were eventually replaced by the more phonetic Coptic alphabet. Coptic is still used in the liturgy of the Egyptian Orthodox Church, and traces of it are found in modern Egyptian Arabic.[108]
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Ancient Egyptian has 25 consonants similar to those of other Afro-Asiatic languages. These include pharyngeal and emphatic consonants, voiced and voiceless stops, voiceless fricatives and voiced and voiceless affricates. It has three long and three short vowels, which expanded in Late Egyptian to about nine.[109] The basic word in Egyptian, similar to Semitic and Berber, is a triliteral or biliteral root of consonants and semiconsonants. Suffixes are added to form words. The verb conjugation corresponds to the person. For example, the triconsonantal skeleton S-Ḏ-M is the semantic core of the word 'hear'; its basic conjugation is sḏm, 'he hears'. If the subject is a noun, suffixes are not added to the verb:[110] sḏm ḥmt, 'the woman hears'.
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Adjectives are derived from nouns through a process that Egyptologists call nisbation because of its similarity with Arabic.[111] The word order is predicate–subject in verbal and adjectival sentences, and subject–predicate in nominal and adverbial sentences.[112] The subject can be moved to the beginning of sentences if it is long and is followed by a resumptive pronoun.[113] Verbs and nouns are negated by the particle n, but nn is used for adverbial and adjectival sentences. Stress falls on the ultimate or penultimate syllable, which can be open (CV) or closed (CVC).[114]
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Hieroglyphic writing dates from c. 3000 BC, and is composed of hundreds of symbols. A hieroglyph can represent a word, a sound, or a silent determinative; and the same symbol can serve different purposes in different contexts. Hieroglyphs were a formal script, used on stone monuments and in tombs, that could be as detailed as individual works of art. In day-to-day writing, scribes used a cursive form of writing, called hieratic, which was quicker and easier. While formal hieroglyphs may be read in rows or columns in either direction (though typically written from right to left), hieratic was always written from right to left, usually in horizontal rows. A new form of writing, Demotic, became the prevalent writing style, and it is this form of writing—along with formal hieroglyphs—that accompany the Greek text on the Rosetta Stone.[116]
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Around the first century AD, the Coptic alphabet started to be used alongside the Demotic script. Coptic is a modified Greek alphabet with the addition of some Demotic signs.[117] Although formal hieroglyphs were used in a ceremonial role until the fourth century, towards the end only a small handful of priests could still read them. As the traditional religious establishments were disbanded, knowledge of hieroglyphic writing was mostly lost. Attempts to decipher them date to the Byzantine[118] and Islamic periods in Egypt,[119] but only in the 1820s, after the discovery of the Rosetta Stone and years of research by Thomas Young and Jean-François Champollion, were hieroglyphs substantially deciphered.[120]
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Writing first appeared in association with kingship on labels and tags for items found in royal tombs. It was primarily an occupation of the scribes, who worked out of the Per Ankh institution or the House of Life. The latter comprised offices, libraries (called House of Books), laboratories and observatories.[121] Some of the best-known pieces of ancient Egyptian literature, such as the Pyramid and Coffin Texts, were written in Classical Egyptian, which continued to be the language of writing until about 1300 BC. Late Egyptian was spoken from the New Kingdom onward and is represented in Ramesside administrative documents, love poetry and tales, as well as in Demotic and Coptic texts. During this period, the tradition of writing had evolved into the tomb autobiography, such as those of Harkhuf and Weni. The genre known as Sebayt ("instructions") was developed to communicate teachings and guidance from famous nobles; the Ipuwer papyrus, a poem of lamentations describing natural disasters and social upheaval, is a famous example.
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The Story of Sinuhe, written in Middle Egyptian, might be the classic of Egyptian literature.[122] Also written at this time was the Westcar Papyrus, a set of stories told to Khufu by his sons relating the marvels performed by priests.[123] The Instruction of Amenemope is considered a masterpiece of Near Eastern literature.[124] Towards the end of the New Kingdom, the vernacular language was more often employed to write popular pieces like the Story of Wenamun and the Instruction of Any. The former tells the story of a noble who is robbed on his way to buy cedar from Lebanon and of his struggle to return to Egypt. From about 700 BC, narrative stories and instructions, such as the popular Instructions of Onchsheshonqy, as well as personal and business documents were written in the demotic script and phase of Egyptian. Many stories written in demotic during the Greco-Roman period were set in previous historical eras, when Egypt was an independent nation ruled by great pharaohs such as Ramesses II.[125]
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Most ancient Egyptians were farmers tied to the land. Their dwellings were restricted to immediate family members, and were constructed of mud-brick designed to remain cool in the heat of the day. Each home had a kitchen with an open roof, which contained a grindstone for milling grain and a small oven for baking the bread.[126] Walls were painted white and could be covered with dyed linen wall hangings. Floors were covered with reed mats, while wooden stools, beds raised from the floor and individual tables comprised the furniture.[127]
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The ancient Egyptians placed a great value on hygiene and appearance. Most bathed in the Nile and used a pasty soap made from animal fat and chalk. Men shaved their entire bodies for cleanliness; perfumes and aromatic ointments covered bad odors and soothed skin.[128] Clothing was made from simple linen sheets that were bleached white, and both men and women of the upper classes wore wigs, jewelry, and cosmetics. Children went without clothing until maturity, at about age 12, and at this age males were circumcised and had their heads shaved. Mothers were responsible for taking care of the children, while the father provided the family's income.[129]
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Music and dance were popular entertainments for those who could afford them. Early instruments included flutes and harps, while instruments similar to trumpets, oboes, and pipes developed later and became popular. In the New Kingdom, the Egyptians played on bells, cymbals, tambourines, drums, and imported lutes and lyres from Asia.[130] The sistrum was a rattle-like musical instrument that was especially important in religious ceremonies.
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The ancient Egyptians enjoyed a variety of leisure activities, including games and music. Senet, a board game where pieces moved according to random chance, was particularly popular from the earliest times; another similar game was mehen, which had a circular gaming board. “Hounds and Jackals” also known as 58 holes is another example of board games played in ancient Egypt. The first complete set of this game was discovered from a Theban tomb of the Egyptian pharaoh Amenemhat IV that dates to the 13th Dynasty.[131] Juggling and ball games were popular with children, and wrestling is also documented in a tomb at Beni Hasan.[132] The wealthy members of ancient Egyptian society enjoyed hunting and boating as well.
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The excavation of the workers' village of Deir el-Medina has resulted in one of the most thoroughly documented accounts of community life in the ancient world, which spans almost four hundred years. There is no comparable site in which the organization, social interactions, and working and living conditions of a community have been studied in such detail.[133]
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Egyptian cuisine remained remarkably stable over time; indeed, the cuisine of modern Egypt retains some striking similarities to the cuisine of the ancients. The staple diet consisted of bread and beer, supplemented with vegetables such as onions and garlic, and fruit such as dates and figs. Wine and meat were enjoyed by all on feast days while the upper classes indulged on a more regular basis. Fish, meat, and fowl could be salted or dried, and could be cooked in stews or roasted on a grill.[134]
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The architecture of ancient Egypt includes some of the most famous structures in the world: the Great Pyramids of Giza and the temples at Thebes. Building projects were organized and funded by the state for religious and commemorative purposes, but also to reinforce the wide-ranging power of the pharaoh. The ancient Egyptians were skilled builders; using only simple but effective tools and sighting instruments, architects could build large stone structures with great accuracy and precision that is still envied today.[135]
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The domestic dwellings of elite and ordinary Egyptians alike were constructed from perishable materials such as mud bricks and wood, and have not survived. Peasants lived in simple homes, while the palaces of the elite and the pharaoh were more elaborate structures. A few surviving New Kingdom palaces, such as those in Malkata and Amarna, show richly decorated walls and floors with scenes of people, birds, water pools, deities and geometric designs.[136] Important structures such as temples and tombs that were intended to last forever were constructed of stone instead of mud bricks. The architectural elements used in the world's first large-scale stone building, Djoser's mortuary complex, include post and lintel supports in the papyrus and lotus motif.
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The earliest preserved ancient Egyptian temples, such as those at Giza, consist of single, enclosed halls with roof slabs supported by columns. In the New Kingdom, architects added the pylon, the open courtyard, and the enclosed hypostyle hall to the front of the temple's sanctuary, a style that was standard until the Greco-Roman period.[137] The earliest and most popular tomb architecture in the Old Kingdom was the mastaba, a flat-roofed rectangular structure of mudbrick or stone built over an underground burial chamber. The step pyramid of Djoser is a series of stone mastabas stacked on top of each other. Pyramids were built during the Old and Middle Kingdoms, but most later rulers abandoned them in favor of less conspicuous rock-cut tombs.[138] The use of the pyramid form continued in private tomb chapels of the New Kingdom and in the royal pyramids of Nubia.[139]
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Model of a household porch and garden, c. 1981–1975 BC]]
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The Temple of Dendur, completed by 10 BC, made of aeolian sandstone, temple proper: height: 6.4 m, width: 6.4 m; length: 12.5 m, in the Metropolitan Museum of Art (New York City)
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The well preserved Temple of Isis from Philae (Egypt) is an example of Egyptian architecture and architectural sculpture
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Illustration of various types of capitals, drawn by the egyptologist Karl Richard Lepsius
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The ancient Egyptians produced art to serve functional purposes. For over 3500 years, artists adhered to artistic forms and iconography that were developed during the Old Kingdom, following a strict set of principles that resisted foreign influence and internal change.[140] These artistic standards—simple lines, shapes, and flat areas of color combined with the characteristic flat projection of figures with no indication of spatial depth—created a sense of order and balance within a composition. Images and text were intimately interwoven on tomb and temple walls, coffins, stelae, and even statues. The Narmer Palette, for example, displays figures that can also be read as hieroglyphs.[141] Because of the rigid rules that governed its highly stylized and symbolic appearance, ancient Egyptian art served its political and religious purposes with precision and clarity.[142]
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Ancient Egyptian artisans used stone as a medium for carving statues and fine reliefs, but used wood as a cheap and easily carved substitute. Paints were obtained from minerals such as iron ores (red and yellow ochres), copper ores (blue and green), soot or charcoal (black), and limestone (white). Paints could be mixed with gum arabic as a binder and pressed into cakes, which could be moistened with water when needed.[143]
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Pharaohs used reliefs to record victories in battle, royal decrees, and religious scenes. Common citizens had access to pieces of funerary art, such as shabti statues and books of the dead, which they believed would protect them in the afterlife.[144] During the Middle Kingdom, wooden or clay models depicting scenes from everyday life became popular additions to the tomb. In an attempt to duplicate the activities of the living in the afterlife, these models show laborers, houses, boats, and even military formations that are scale representations of the ideal ancient Egyptian afterlife.[145]
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Despite the homogeneity of ancient Egyptian art, the styles of particular times and places sometimes reflected changing cultural or political attitudes. After the invasion of the Hyksos in the Second Intermediate Period, Minoan-style frescoes were found in Avaris.[146] The most striking example of a politically driven change in artistic forms comes from the Amarna period, where figures were radically altered to conform to Akhenaten's revolutionary religious ideas.[147] This style, known as Amarna art, was quickly abandoned after Akhenaten's death and replaced by the traditional forms.[148]
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Kneeling portrait statue of Amenemhat holding a stele with an inscription; circa 1500 BC; limestone; Egyptian Museum of Berlin (Germany)
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Fresco which depicts Nebamun hunting birds; 1350 BC; paint on plaster; 98 × 83 cm; British Museum (London)
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Portrait head of pharaoh Hatshepsut or Thutmose III; 1480-1425 BC; most probably granite; height: 16.5 cm; Egyptian Museum of Berlin
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Falcon box with wrapped contents; 332–30 BC; painted and gilded wood, linen, resin and feathers; 58.5 × 24.9 cm; Metropolitan Museum of Art (New York City)
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Beliefs in the divine and in the afterlife were ingrained in ancient Egyptian civilization from its inception; pharaonic rule was based on the divine right of kings. The Egyptian pantheon was populated by gods who had supernatural powers and were called on for help or protection. However, the gods were not always viewed as benevolent, and Egyptians believed they had to be appeased with offerings and prayers. The structure of this pantheon changed continually as new deities were promoted in the hierarchy, but priests made no effort to organize the diverse and sometimes conflicting myths and stories into a coherent system.[149] These various conceptions of divinity were not considered contradictory but rather layers in the multiple facets of reality.[150]
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Gods were worshiped in cult temples administered by priests acting on the king's behalf. At the center of the temple was the cult statue in a shrine. Temples were not places of public worship or congregation, and only on select feast days and celebrations was a shrine carrying the statue of the god brought out for public worship. Normally, the god's domain was sealed off from the outside world and was only accessible to temple officials. Common citizens could worship private statues in their homes, and amulets offered protection against the forces of chaos.[151] After the New Kingdom, the pharaoh's role as a spiritual intermediary was de-emphasized as religious customs shifted to direct worship of the gods. As a result, priests developed a system of oracles to communicate the will of the gods directly to the people.[152]
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The Egyptians believed that every human being was composed of physical and spiritual parts or aspects. In addition to the body, each person had a šwt (shadow), a ba (personality or soul), a ka (life-force), and a name.[153] The heart, rather than the brain, was considered the seat of thoughts and emotions. After death, the spiritual aspects were released from the body and could move at will, but they required the physical remains (or a substitute, such as a statue) as a permanent home. The ultimate goal of the deceased was to rejoin his ka and ba and become one of the "blessed dead", living on as an akh, or "effective one". For this to happen, the deceased had to be judged worthy in a trial, in which the heart was weighed against a "feather of truth." If deemed worthy, the deceased could continue their existence on earth in spiritual form.[154] If they were not deemed worthy, their heart was eaten by Ammit the Devourer and they were erased from the Universe.
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The ancient Egyptians maintained an elaborate set of burial customs that they believed were necessary to ensure immortality after death. These customs involved preserving the body by mummification, performing burial ceremonies, and interring with the body goods the deceased would use in the afterlife.[144] Before the Old Kingdom, bodies buried in desert pits were naturally preserved by desiccation. The arid, desert conditions were a boon throughout the history of ancient Egypt for burials of the poor, who could not afford the elaborate burial preparations available to the elite. Wealthier Egyptians began to bury their dead in stone tombs and use artificial mummification, which involved removing the internal organs, wrapping the body in linen, and burying it in a rectangular stone sarcophagus or wooden coffin. Beginning in the Fourth Dynasty, some parts were preserved separately in canopic jars.[155]
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By the New Kingdom, the ancient Egyptians had perfected the art of mummification; the best technique took 70 days and involved removing the internal organs, removing the brain through the nose, and desiccating the body in a mixture of salts called natron. The body was then wrapped in linen with protective amulets inserted between layers and placed in a decorated anthropoid coffin. Mummies of the Late Period were also placed in painted cartonnage mummy cases. Actual preservation practices declined during the Ptolemaic and Roman eras, while greater emphasis was placed on the outer appearance of the mummy, which was decorated.[156]
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Wealthy Egyptians were buried with larger quantities of luxury items, but all burials, regardless of social status, included goods for the deceased. Funerary texts were often included in the grave, and, beginning in the New Kingdom, so were shabti statues that were believed to perform manual labor for them in the afterlife.[157] Rituals in which the deceased was magically re-animated accompanied burials. After burial, living relatives were expected to occasionally bring food to the tomb and recite prayers on behalf of the deceased.[158]
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The ancient Egyptian military was responsible for defending Egypt against foreign invasion, and for maintaining Egypt's domination in the ancient Near East. The military protected mining expeditions to the Sinai during the Old Kingdom and fought civil wars during the First and Second Intermediate Periods. The military was responsible for maintaining fortifications along important trade routes, such as those found at the city of Buhen on the way to Nubia. Forts also were constructed to serve as military bases, such as the fortress at Sile, which was a base of operations for expeditions to the Levant. In the New Kingdom, a series of pharaohs used the standing Egyptian army to attack and conquer Kush and parts of the Levant.[159]
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Typical military equipment included bows and arrows, spears, and round-topped shields made by stretching animal skin over a wooden frame. In the New Kingdom, the military began using chariots that had earlier been introduced by the Hyksos invaders. Weapons and armor continued to improve after the adoption of bronze: shields were now made from solid wood with a bronze buckle, spears were tipped with a bronze point, and the Khopesh was adopted from Asiatic soldiers.[160] The pharaoh was usually depicted in art and literature riding at the head of the army; it has been suggested that at least a few pharaohs, such as Seqenenre Tao II and his sons, did do so.[161] However, it has also been argued that "kings of this period did not personally act as frontline war leaders, fighting alongside their troops."[162] Soldiers were recruited from the general population, but during, and especially after, the New Kingdom, mercenaries from Nubia, Kush, and Libya were hired to fight for Egypt.[163]
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In technology, medicine, and mathematics, ancient Egypt achieved a relatively high standard of productivity and sophistication. Traditional empiricism, as evidenced by the Edwin Smith and Ebers papyri (c. 1600 BC), is first credited to Egypt. The Egyptians created their own alphabet and decimal system.
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Even before the Old Kingdom, the ancient Egyptians had developed a glassy material known as faience, which they treated as a type of artificial semi-precious stone. Faience is a non-clay ceramic made of silica, small amounts of lime and soda, and a colorant, typically copper.[164] The material was used to make beads, tiles, figurines, and small wares. Several methods can be used to create faience, but typically production involved application of the powdered materials in the form of a paste over a clay core, which was then fired. By a related technique, the ancient Egyptians produced a pigment known as Egyptian Blue, also called blue frit, which is produced by fusing (or sintering) silica, copper, lime, and an alkali such as natron. The product can be ground up and used as a pigment.[165]
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The ancient Egyptians could fabricate a wide variety of objects from glass with great skill, but it is not clear whether they developed the process independently.[166] It is also unclear whether they made their own raw glass or merely imported pre-made ingots, which they melted and finished. However, they did have technical expertise in making objects, as well as adding trace elements to control the color of the finished glass. A range of colors could be produced, including yellow, red, green, blue, purple, and white, and the glass could be made either transparent or opaque.[167]
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The medical problems of the ancient Egyptians stemmed directly from their environment. Living and working close to the Nile brought hazards from malaria and debilitating schistosomiasis parasites, which caused liver and intestinal damage. Dangerous wildlife such as crocodiles and hippos were also a common threat. The lifelong labors of farming and building put stress on the spine and joints, and traumatic injuries from construction and warfare all took a significant toll on the body. The grit and sand from stone-ground flour abraded teeth, leaving them susceptible to abscesses (though caries were rare).[168]
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The diets of the wealthy were rich in sugars, which promoted periodontal disease.[169] Despite the flattering physiques portrayed on tomb walls, the overweight mummies of many of the upper class show the effects of a life of overindulgence.[170] Adult life expectancy was about 35 for men and 30 for women, but reaching adulthood was difficult as about one-third of the population died in infancy.[c]
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Ancient Egyptian physicians were renowned in the ancient Near East for their healing skills, and some, such as Imhotep, remained famous long after their deaths.[171] Herodotus remarked that there was a high degree of specialization among Egyptian physicians, with some treating only the head or the stomach, while others were eye-doctors and dentists.[172] Training of physicians took place at the Per Ankh or "House of Life" institution, most notably those headquartered in Per-Bastet during the New Kingdom and at Abydos and Saïs in the Late period. Medical papyri show empirical knowledge of anatomy, injuries, and practical treatments.[173]
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Wounds were treated by bandaging with raw meat, white linen, sutures, nets, pads, and swabs soaked with honey to prevent infection,[174] while opium, thyme, and belladona were used to relieve pain. The earliest records of burn treatment describe burn dressings that use the milk from mothers of male babies. Prayers were made to the goddess Isis. Moldy bread, honey, and copper salts were also used to prevent infection from dirt in burns.[175] Garlic and onions were used regularly to promote good health and were thought to relieve asthma symptoms. Ancient Egyptian surgeons stitched wounds, set broken bones, and amputated diseased limbs, but they recognized that some injuries were so serious that they could only make the patient comfortable until death occurred.[176]
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Early Egyptians knew how to assemble planks of wood into a ship hull and had mastered advanced forms of shipbuilding as early as 3000 BC. The Archaeological Institute of America reports that the oldest planked ships known are the Abydos boats.[5] A group of 14 discovered ships in Abydos were constructed of wooden planks "sewn" together. Discovered by Egyptologist David O'Connor of New York University,[177] woven straps were found to have been used to lash the planks together,[5] and reeds or grass stuffed between the planks helped to seal the seams.[5] Because the ships are all buried together and near a mortuary belonging to Pharaoh Khasekhemwy, originally they were all thought to have belonged to him, but one of the 14 ships dates to 3000 BC, and the associated pottery jars buried with the vessels also suggest earlier dating. The ship dating to 3000 BC was 75 feet (23 m) long and is now thought to perhaps have belonged to an earlier pharaoh, perhaps one as early as Hor-Aha.[177]
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Early Egyptians also knew how to assemble planks of wood with treenails to fasten them together, using pitch for caulking the seams. The "Khufu ship", a 43.6-metre (143 ft) vessel sealed into a pit in the Giza pyramid complex at the foot of the Great Pyramid of Giza in the Fourth Dynasty around 2500 BC, is a full-size surviving example that may have filled the symbolic function of a solar barque. Early Egyptians also knew how to fasten the planks of this ship together with mortise and tenon joints.[5]
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Large seagoing ships are known to have been heavily used by the Egyptians in their trade with the city states of the eastern Mediterranean, especially Byblos (on the coast of modern-day Lebanon), and in several expeditions down the Red Sea to the Land of Punt.[178] In fact one of the earliest Egyptian words for a seagoing ship is a "Byblos Ship", which originally defined a class of Egyptian seagoing ships used on the Byblos run; however, by the end of the Old Kingdom, the term had come to include large seagoing ships, whatever their destination.[178]
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In 2011 archaeologists from Italy, the United States, and Egypt excavating a dried-up lagoon known as Mersa Gawasis have unearthed traces of an ancient harbor that once launched early voyages like Hatshepsut's Punt expedition onto the open ocean.[179] Some of the site's most evocative evidence for the ancient Egyptians' seafaring prowess include large ship timbers and hundreds of feet of ropes, made from papyrus, coiled in huge bundles.[179] And in 2013 a team of Franco-Egyptian archaeologists discovered what is believed to be the world's oldest port, dating back about 4500 years, from the time of King Cheops on the Red Sea coast near Wadi el-Jarf (about 110 miles south of Suez).[180]
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In 1977, an ancient north–south canal dating to the Middle Kingdom of Egypt was discovered extending from Lake Timsah to the Ballah Lakes.[181] It was dated to the Middle Kingdom of Egypt by extrapolating dates of ancient sites constructed along its course.[181][d]
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The earliest attested examples of mathematical calculations date to the predynastic Naqada period, and show a fully developed numeral system.[e] The importance of mathematics to an educated Egyptian is suggested by a New Kingdom fictional letter in which the writer proposes a scholarly competition between himself and another scribe regarding everyday calculation tasks such as accounting of land, labor, and grain.[183] Texts such as the Rhind Mathematical Papyrus and the Moscow Mathematical Papyrus show that the ancient Egyptians could perform the four basic mathematical operations—addition, subtraction, multiplication, and division—use fractions, calculate the areas of rectangles, triangles, and circles and compute the volumes of boxes, columns and pyramids. They understood basic concepts of algebra and geometry, and could solve simple sets of simultaneous equations.[184]
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Mathematical notation was decimal, and based on hieroglyphic signs for each power of ten up to one million. Each of these could be written as many times as necessary to add up to the desired number; so to write the number eighty or eight hundred, the symbol for ten or one hundred was written eight times respectively.[185] Because their methods of calculation could not handle most fractions with a numerator greater than one, they had to write fractions as the sum of several fractions. For example, they resolved the fraction two-fifths into the sum of one-third + one-fifteenth. Standard tables of values facilitated this.[186] Some common fractions, however, were written with a special glyph—the equivalent of the modern two-thirds is shown on the right.[187]
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Ancient Egyptian mathematicians knew the Pythagorean theorem as an empirical formula. They were aware, for example, that a triangle had a right angle opposite the hypotenuse when its sides were in a 3–4–5 ratio.[188] They were able to estimate the area of a circle by subtracting one-ninth from its diameter and squaring the result:
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a reasonable approximation of the formula πr2.[189]
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The golden ratio seems to be reflected in many Egyptian constructions, including the pyramids, but its use may have been an unintended consequence of the ancient Egyptian practice of combining the use of knotted ropes with an intuitive sense of proportion and harmony.[190]
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A team led by Johannes Krause managed the first reliable sequencing of the genomes of 90 mummified individuals in 2017 from northern Egypt (buried near modern-day Cairo), which constituted "the first reliable data set obtained from ancient Egyptians using high-throughput DNA sequencing methods." Whilst not conclusive, because of the non-exhaustive time frame and restricted location that the mummies represent, their study nevertheless showed that these ancient Egyptians "closely resembled ancient and modern Near Eastern populations, especially those in the Levant, and had almost no DNA from sub-Saharan Africa. What's more, the genetics of the mummies remained remarkably consistent even as different powers—including Nubians, Greeks, and Romans—conquered the empire." Later, however, something did alter the genomes of Egyptians. Some 15% to 20% of modern Egyptians' DNA reflects sub-Saharan ancestry, but the ancient mummies had only 6–15% sub-Saharan DNA.[191] They called for additional research to be undertaken. Other genetic studies show much greater levels of sub-Saharan African ancestry in the current-day populations of southern as opposed to northern Egypt,[192] and anticipate that mummies from southern Egypt would contain greater levels of sub-Saharan African ancestry than Lower Egyptian mummies.
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The culture and monuments of ancient Egypt have left a lasting legacy on the world. The cult of the goddess Isis, for example, became popular in the Roman Empire, as obelisks and other relics were transported back to Rome.[193] The Romans also imported building materials from Egypt to erect Egyptian-style structures. Early historians such as Herodotus, Strabo, and Diodorus Siculus studied and wrote about the land, which Romans came to view as a place of mystery.[194]
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During the Middle Ages and the Renaissance, Egyptian pagan culture was in decline after the rise of Christianity and later Islam, but interest in Egyptian antiquity continued in the writings of medieval scholars such as Dhul-Nun al-Misri and al-Maqrizi.[195] In the seventeenth and eighteenth centuries, European travelers and tourists brought back antiquities and wrote stories of their journeys, leading to a wave of Egyptomania across Europe. This renewed interest sent collectors to Egypt, who took, purchased, or were given many important antiquities.[196] Napoleon arranged the first studies in Egyptology when he brought some 150 scientists and artists to study and document Egypt's natural history, which was published in the Description de l'Égypte.[197]
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In the 20th century, the Egyptian Government and archaeologists alike recognized the importance of cultural respect and integrity in excavations. The Supreme Council of Antiquities now approves and oversees all excavations, which are aimed at finding information rather than treasure. The council also supervises museums and monument reconstruction programs designed to preserve the historical legacy of Egypt.
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Tourists at the pyramid complex of Khafre near the Great Sphinx of Giza
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Frontispiece of Description de l'Égypte, published in 38 volumes between 1809 and 1829.
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Ancient Egypt portal
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1 |
+
Coordinates: 26°N 30°E / 26°N 30°E / 26; 30
|
2 |
+
|
3 |
+
Egypt (/ˈiːdʒɪpt/ (listen) EE-jipt; Arabic: مِصر Miṣr), officially the Arab Republic of Egypt, is a transcontinental country spanning the northeast corner of Africa and southwest corner of Asia by a land bridge formed by the Sinai Peninsula. Egypt is a Mediterranean country bordered by the Gaza Strip (Palestine) and Israel to the northeast, the Gulf of Aqaba and the Red Sea to the east, Sudan to the south, and Libya to the west. Across the Gulf of Aqaba lies Jordan, across the Red Sea lies Saudi Arabia, and across the Mediterranean lie Greece, Turkey and Cyprus, although none share a land border with Egypt.
|
4 |
+
|
5 |
+
Egypt has one of the longest histories of any country, tracing its heritage back to the 6th–4th millennia BCE. Considered a cradle of civilisation, Ancient Egypt saw some of the earliest developments of writing, agriculture, urbanisation, organised religion and central government.[14] Iconic monuments such as the Giza Necropolis and its Great Sphinx, as well the ruins of Memphis, Thebes, Karnak, and the Valley of the Kings, reflect this legacy and remain a significant focus of scientific and popular interest. Egypt's long and rich cultural heritage is an integral part of its national identity, which has endured, and often assimilated, various foreign influences, including Greek, Persian, Roman, Arab, Ottoman Turkish, and Nubian. Egypt was an early and important centre of Christianity, but was largely Islamised in the seventh century and remains a predominantly Muslim country, albeit with a significant Christian minority.
|
6 |
+
|
7 |
+
From the 16th to the beginning of the 20th century, Egypt was ruled by foreign imperial powers: the Ottoman Empire and the British Empire. Modern Egypt dates back to 1922, when it gained nominal independence from the British Empire as a monarchy. However, British military occupation of Egypt continued, and many Egyptians believed that the monarchy was an instrument of British colonialism. Following the 1952 revolution, Egypt expelled British soldiers and bureaucrats and ended British occupation, nationalized the British-held Suez Canal, exiled King Farouk and his family, and declared itself a republic. In 1958 it merged with Syria to form the United Arab Republic, which dissolved in 1961. Throughout the second half of the 20th century, Egypt endured social and religious strife and political instability, fighting several armed conflicts with Israel in 1948, 1956, 1967 and 1973, and occupying the Gaza Strip intermittently until 1967. In 1978, Egypt signed the Camp David Accords, officially withdrawing from the Gaza Strip and recognising Israel. The country continues to face challenges, from political unrest, including the recent 2011 revolution and its aftermath, to terrorism and economic underdevelopment. Egypt's current government is a semi-presidential republic headed by President Abdel Fattah el-Sisi, which has been described by a number of watchdogs as authoritarian.
|
8 |
+
|
9 |
+
Islam is the official religion of Egypt and Arabic is its official language.[15] With over 100 million inhabitants, Egypt is the most populous country in North Africa, the Middle East, and the Arab world, the third-most populous in Africa (after Nigeria and Ethiopia), and the thirteenth-most populous in the world. The great majority of its people live near the banks of the Nile River, an area of about 40,000 square kilometres (15,000 sq mi), where the only arable land is found. The large regions of the Sahara desert, which constitute most of Egypt's territory, are sparsely inhabited. About half of Egypt's residents live in urban areas, with most spread across the densely populated centres of greater Cairo, Alexandria and other major cities in the Nile Delta.
|
10 |
+
|
11 |
+
Egypt is considered to be a regional power in North Africa, the Middle East and the Muslim world, and a middle power worldwide.[16] With one of the largest and most diversified economies in the Middle East, which is projected to become one of the largest in the world in the 21st century, Egypt has the third-largest economy in Africa, the world's 40th-largest economy by nominal GDP, and the 19-largest by PPP. Egypt is a founding member of the United Nations, the Non-Aligned Movement, the Arab League, the African Union, and the Organisation of Islamic Cooperation.
|
12 |
+
|
13 |
+
"Miṣr" (Arabic pronunciation: [mesˤɾ]; "مِصر") is the Classical Quranic Arabic and modern official name of Egypt, while "Maṣr" (Egyptian Arabic pronunciation: [mɑsˤɾ]; مَصر) is the local pronunciation in Egyptian Arabic.[18] The name is of Semitic origin, directly cognate with other Semitic words for Egypt such as the Hebrew "מִצְרַיִם" ("Mitzráyim"). The oldest attestation of this name for Egypt is the Akkadian "mi-iṣ-ru" ("miṣru")[19][20] related to miṣru/miṣirru/miṣaru, meaning "border" or "frontier".[21] The Neo-Assyrian Empire used the derived term , Mu-ṣur.[22]
|
14 |
+
|
15 |
+
There is evidence of rock carvings along the Nile terraces and in desert oases. In the 10th millennium BCE, a culture of hunter-gatherers and fishers was replaced by a grain-grinding culture. Climate changes or overgrazing around 8000 BCE began to desiccate the pastoral lands of Egypt, forming the Sahara. Early tribal peoples migrated to the Nile River where they developed a settled agricultural economy and more centralised society.[28]
|
16 |
+
|
17 |
+
By about 6000 BCE, a Neolithic culture rooted in the Nile Valley.[29] During the Neolithic era, several predynastic cultures developed independently in Upper and Lower Egypt. The Badarian culture and the successor Naqada series are generally regarded as precursors to dynastic Egypt. The earliest known Lower Egyptian site, Merimda, predates the Badarian by about seven hundred years. Contemporaneous Lower Egyptian communities coexisted with their southern counterparts for more than two thousand years, remaining culturally distinct, but maintaining frequent contact through trade. The earliest known evidence of Egyptian hieroglyphic inscriptions appeared during the predynastic period on Naqada III pottery vessels, dated to about 3200 BCE.[30]
|
18 |
+
|
19 |
+
A unified kingdom was founded c. 3150 BCE by King Menes, leading to a series of dynasties that ruled Egypt for the next three millennia. Egyptian culture flourished during this long period and remained distinctively Egyptian in its religion, arts, language and customs. The first two ruling dynasties of a unified Egypt set the stage for the Old Kingdom period, c. 2700–2200 BCE, which constructed many pyramids, most notably the Third Dynasty pyramid of Djoser and the Fourth Dynasty Giza pyramids.
|
20 |
+
|
21 |
+
The First Intermediate Period ushered in a time of political upheaval for about 150 years.[31] Stronger Nile floods and stabilisation of government, however, brought back renewed prosperity for the country in the Middle Kingdom c. 2040 BCE, reaching a peak during the reign of Pharaoh Amenemhat III. A second period of disunity heralded the arrival of the first foreign ruling dynasty in Egypt, that of the Semitic Hyksos. The Hyksos invaders took over much of Lower Egypt around 1650 BCE and founded a new capital at Avaris. They were driven out by an Upper Egyptian force led by Ahmose I, who founded the Eighteenth Dynasty and relocated the capital from Memphis to Thebes.
|
22 |
+
|
23 |
+
The New Kingdom c. 1550–1070 BCE began with the Eighteenth Dynasty, marking the rise of Egypt as an international power that expanded during its greatest extension to an empire as far south as Tombos in Nubia, and included parts of the Levant in the east. This period is noted for some of the most well known Pharaohs, including Hatshepsut, Thutmose III, Akhenaten and his wife Nefertiti, Tutankhamun and Ramesses II. The first historically attested expression of monotheism came during this period as Atenism. Frequent contacts with other nations brought new ideas to the New Kingdom. The country was later invaded and conquered by Libyans, Nubians and Assyrians, but native Egyptians eventually drove them out and regained control of their country.[32]
|
24 |
+
|
25 |
+
In 525 BCE, the powerful Achaemenid Persians, led by Cambyses II, began their conquest of Egypt, eventually capturing the pharaoh Psamtik III at the battle of Pelusium. Cambyses II then assumed the formal title of pharaoh, but ruled Egypt from his home of Susa in Persia (modern Iran), leaving Egypt under the control of a satrapy. The entire Twenty-seventh Dynasty of Egypt, from 525–402 BCE, save for Petubastis III, was an entirely Persian ruled period, with the Achaemenid Emperors all being granted the title of pharaoh. A few temporarily successful revolts against the Persians marked the fifth century BCE, but Egypt was never able to permanently overthrow the Persians.[33]
|
26 |
+
|
27 |
+
The Thirtieth Dynasty was the last native ruling dynasty during the Pharaonic epoch. It fell to the Persians again in 343 BCE after the last native Pharaoh, King Nectanebo II, was defeated in battle. This Thirty-first Dynasty of Egypt, however, did not last long, for the Persians were toppled several decades later by Alexander the Great. The Macedonian Greek general of Alexander, Ptolemy I Soter, founded the Ptolemaic dynasty.
|
28 |
+
|
29 |
+
The Ptolemaic Kingdom was a powerful Hellenistic state, extending from southern Syria in the east, to Cyrene to the west, and south to the frontier with Nubia. Alexandria became the capital city and a centre of Greek culture and trade. To gain recognition by the native Egyptian populace, they named themselves as the successors to the Pharaohs. The later Ptolemies took on Egyptian traditions, had themselves portrayed on public monuments in Egyptian style and dress, and participated in Egyptian religious life.[34][35]
|
30 |
+
|
31 |
+
The last ruler from the Ptolemaic line was Cleopatra VII, who committed suicide following the burial of her lover Mark Antony who had died in her arms (from a self-inflicted stab wound), after Octavian had captured Alexandria and her mercenary forces had fled.
|
32 |
+
The Ptolemies faced rebellions of native Egyptians often caused by an unwanted regime and were involved in foreign and civil wars that led to the decline of the kingdom and its annexation by Rome. Nevertheless, Hellenistic culture continued to thrive in Egypt well after the Muslim conquest.
|
33 |
+
|
34 |
+
Christianity was brought to Egypt by Saint Mark the Evangelist in the 1st century.[36] Diocletian's reign (284–305 CE) marked the transition from the Roman to the Byzantine era in Egypt, when a great number of Egyptian Christians were persecuted. The New Testament had by then been translated into Egyptian. After the Council of Chalcedon in CE 451, a distinct Egyptian Coptic Church was firmly established.[37]
|
35 |
+
|
36 |
+
The Byzantines were able to regain control of the country after a brief Sasanian Persian invasion early in the 7th century amidst the Byzantine–Sasanian War of 602–628 during which they established a new short-lived province for ten years known as Sasanian Egypt, until 639–42, when Egypt was invaded and
|
37 |
+
conquered by the Islamic Empire by the Muslim Arabs. When they defeated the Byzantine armies in Egypt, the Arabs brought Sunni Islam to the country. Early in this period, Egyptians began to blend their new faith with indigenous beliefs and practices, leading to various Sufi orders that have flourished to this day.[36] These earlier rites had survived the period of Coptic Christianity.[38]
|
38 |
+
|
39 |
+
In 639 an army of some 4,000 men were sent against Egypt by the second caliph, Umar, under the command of Amr ibn al-As. This army was joined by another 5,000 men in 640 and defeated a Byzantine army at the battle of Heliopolis. Amr next proceeded in the direction of Alexandria, which was surrendered to him by a treaty signed on 8 November 641. Alexandria was regained for the Byzantine Empire in 645 but was retaken by Amr in 646. In 654 an invasion fleet sent by Constans II was repulsed. From that time no serious effort was made by the Byzantines to regain possession of the country.
|
40 |
+
|
41 |
+
The Arabs founded the capital of Egypt called Fustat, which was later burned down during the Crusades. Cairo was later built in the year 986 to grow to become the largest and richest city in the Arab Empire, and one of the biggest and richest in the world.
|
42 |
+
|
43 |
+
The Abbasid period was marked by new taxations, and the Copts revolted again in the fourth year of Abbasid rule. At the beginning of the 9th century the practice of ruling Egypt through a governor was resumed under Abdallah ibn Tahir, who decided to reside at Baghdad, sending a deputy to Egypt to govern for him. In 828 another Egyptian revolt broke out, and in 831 the Copts joined with native Muslims against the government. Eventually the power loss of the Abbasids in Baghdad has led for general upon general to take over rule of Egypt, yet being under Abbasid allegiance, the Ikhshids and the Tulunids dynasties were among the most successful to defy the Abbasid Caliph.
|
44 |
+
|
45 |
+
Muslim rulers nominated by the Caliphate remained in control of Egypt for the next six centuries, with Cairo as the seat of the Fatimid Caliphate. With the end of the Kurdish Ayyubid dynasty, the Mamluks, a Turco-Circassian military caste, took control about 1250. By the late 13th century, Egypt linked the Red Sea, India, Malaya, and East Indies.[39] The mid-14th-century Black Death killed about 40% of the country's population.[40]
|
46 |
+
|
47 |
+
Egypt was conquered by the Ottoman Turks in 1517, after which it became a province of the Ottoman Empire. The defensive militarisation damaged its civil society and economic institutions.[39] The weakening of the economic system combined with the effects of plague left Egypt vulnerable to foreign invasion. Portuguese traders took over their trade.[39] Between 1687 and 1731, Egypt experienced six famines.[41] The 1784 famine cost it roughly one-sixth of its population.[42]
|
48 |
+
|
49 |
+
Egypt was always a difficult province for the Ottoman Sultans to control, due in part to the continuing power and influence of the Mamluks, the Egyptian military caste who had ruled the country for centuries.
|
50 |
+
|
51 |
+
Egypt remained semi-autonomous under the Mamluks until it was invaded by the French forces of Napoleon Bonaparte in 1798 (see French campaign in Egypt and Syria). After the French were defeated by the British, a power vacuum was created in Egypt, and a three-way power struggle ensued between the Ottoman Turks, Egyptian Mamluks who had ruled Egypt for centuries, and Albanian mercenaries in the service of the Ottomans.
|
52 |
+
|
53 |
+
After the French were expelled, power was seized in 1805 by Muhammad Ali Pasha, an Albanian military commander of the Ottoman army in Egypt. While he carried the title of viceroy of Egypt, his subordination to the Ottoman porte was merely nominal.[citation needed] Muhammad Ali massacred the Mamluks and established a dynasty that was to rule Egypt until the revolution of 1952.
|
54 |
+
|
55 |
+
The introduction in 1820 of long-staple cotton transformed its agriculture into a cash-crop monoculture before the end of the century, concentrating land ownership and shifting production towards international markets.[43]
|
56 |
+
|
57 |
+
Muhammad Ali annexed Northern Sudan (1820–1824), Syria (1833), and parts of Arabia and Anatolia; but in 1841 the European powers, fearful lest he topple the Ottoman Empire itself, forced him to return most of his conquests to the Ottomans. His military ambition required him to modernise the country: he built industries, a system of canals for irrigation and transport, and reformed the civil service.[43]
|
58 |
+
|
59 |
+
He constructed a military state with around four percent of the populace serving the army to raise Egypt to a powerful positioning in the Ottoman Empire in a way showing various similarities to the Soviet strategies (without communism) conducted in the 20th century.[44]
|
60 |
+
|
61 |
+
Muhammad Ali Pasha evolved the military from one that convened under the tradition of the corvée to a great modernised army. He introduced conscription of the male peasantry in 19th century Egypt, and took a novel approach to create his great army, strengthening it with numbers and in skill. Education and training of the new soldiers became mandatory; the new concepts were furthermore enforced by isolation. The men were held in barracks to avoid distraction of their growth as a military unit to be reckoned with. The resentment for the military way of life eventually faded from the men and a new ideology took hold, one of nationalism and pride. It was with the help of this newly reborn martial unit that Muhammad Ali imposed his rule over Egypt.[45]
|
62 |
+
|
63 |
+
The policy that Mohammad Ali Pasha followed during his reign explains partly why the numeracy in Egypt compared to other North-African and Middle-Eastern countries increased only at a remarkably small rate, as investment in further education only took place in the military and industrial sector.[46]
|
64 |
+
|
65 |
+
Muhammad Ali was succeeded briefly by his son Ibrahim (in September 1848), then by a grandson Abbas I (in November 1848), then by Said (in 1854), and Isma'il (in 1863) who encouraged science and agriculture and banned slavery in Egypt.[44]
|
66 |
+
|
67 |
+
Egypt under the Muhammad Ali dynasty remained nominally an Ottoman province. It was granted the status of an autonomous vassal state or Khedivate in 1867, a legal status which was to remain in place until 1914 although the Ottomans had no power or presence.
|
68 |
+
|
69 |
+
The Suez Canal, built in partnership with the French, was completed in 1869. Its construction was financed by European banks. Large sums also went to patronage and corruption. New taxes caused popular discontent. In 1875 Isma'il avoided bankruptcy by selling all Egypt's shares in the canal to the British government. Within three years this led to the imposition of British and French controllers who sat in the Egyptian cabinet, and, "with the financial power of the bondholders behind them, were the real power in the Government."[47]
|
70 |
+
|
71 |
+
Other circumstances like epidemic diseases (cattle disease in the 1880s), floods and wars drove the economic downturn and increased Egypt's dependency on foreign debt even further.[48]
|
72 |
+
|
73 |
+
Local dissatisfaction with the Khedive and with European intrusion led to the formation of the first nationalist groupings in 1879, with Ahmed ʻUrabi a prominent figure. After increasing tensions and nationalist revolts, the United Kingdom invaded Egypt in 1882, crushing the Egyptian army at the Battle of Tell El Kebir and militarily occupying the country.[49] Following this, the Khedivate became a de facto British protectorate under nominal Ottoman sovereignty.[50]
|
74 |
+
|
75 |
+
In 1899 the Anglo-Egyptian Condominium Agreement was signed: the Agreement stated that Sudan would be jointly governed by the Khedivate of Egypt and the United Kingdom. However, actual control of Sudan was in British hands only.
|
76 |
+
|
77 |
+
In 1906, the Denshawai incident prompted many neutral Egyptians to join the nationalist movement.
|
78 |
+
|
79 |
+
In 1914 the Ottoman Empire entered World War I in alliance with the Central Empires; Khedive Abbas II (who had grown increasingly hostile to the British in preceding years) decided to support the motherland in war. Following such decision, the British forcibly removed him from power and replaced him with his brother Hussein Kamel.[51][52]
|
80 |
+
|
81 |
+
Hussein Kamel declared Egypt's independence from the Ottoman Empire, assuming the title of Sultan of Egypt. Shortly following independence, Egypt was declared a protectorate of the United Kingdom.
|
82 |
+
|
83 |
+
After World War I, Saad Zaghlul and the Wafd Party led the Egyptian nationalist movement to a majority at the local Legislative Assembly. When the British exiled Zaghlul and his associates to Malta on 8 March 1919, the country arose in its first modern revolution. The revolt led the UK government to issue a unilateral declaration of Egypt's independence on 22 February 1922.[53]
|
84 |
+
|
85 |
+
Following independence from the United Kingom, Sultan Fuad I assumed the title of King of Egypt; despite being nominally independent, the Kingdom was still under British military occupation and the UK still had great influence over the state.
|
86 |
+
|
87 |
+
The new government drafted and implemented a constitution in 1923 based on a parliamentary system. The nationalist Wafd Party won a landslide victory in the 1923–1924 election and Saad Zaghloul was appointed as the new Prime Minister.
|
88 |
+
|
89 |
+
In 1936, the Anglo-Egyptian Treaty was concluded and British troops withdrew from Egypt, except for the Suez Canal. The treaty did not resolve the question of Sudan, which, under the terms of the existing Anglo-Egyptian Condominium Agreement of 1899, stated that Sudan should be jointly governed by Egypt and Britain, but with real power remaining in British hands.[54]
|
90 |
+
|
91 |
+
Britain used Egypt as a base for Allied operations throughout the region, especially the battles in North Africa against Italy and Germany. Its highest priorities were control of the Eastern Mediterranean, and especially keeping the Suez Canal open for merchant ships and for military connections with India and Australia. The government of Egypt, and the Egyptian population, played a minor role in the Second World War. When the war began in September 1939, Egypt declared martial law and broke off diplomatic relations with Germany. It did not declare war on Germany, but the Prime Minister associated Egypt with the British war effort. It broke diplomatic relations with Italy in 1940, but never declared war, even when the Italian army invaded Egypt. King Farouk took practically a neutral position, which accorded with elite opinion among the Egyptians. The Egyptian army did no fighting. It was apathetic about the war, with the leading officers looking on the British as occupiers and sometimes holding some private sympathy with the Axis. In June 1940 the King dismissed Prime Minister Aly Maher, who got on poorly with the British. A new coalition Government was formed with the Independent Hassan Pasha Sabri as Prime Minister.
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Following a ministerial crisis in February 1942, the ambassador Sir Miles Lampson, pressed Farouk to have a Wafd or Wafd-coalition government replace Hussein Sirri Pasha's government. On the night of 4 February 1942, British troops and tanks surrounded Abdeen Palace in Cairo and Lampson presented Farouk with an ultimatum. Farouk capitulated, and Nahhas formed a government shortly thereafter. However, the humiliation meted out to Farouk, and the actions of the Wafd in cooperating with the British and taking power, lost support for both the British and the Wafd among both civilians and, more importantly, the Egyptian military.
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Most British troops were withdrawn to the Suez Canal area in 1947 (although the British army maintained a military base in the area), but nationalist, anti-British feelings continued to grow after the War. Anti-monarchy sentiments further increased following the disastrous performance of the Kingdom in the First Arab-Israeli War. The 1950 election saw a landslide victory of the nationalist Wafd Party and the King was forced to appoint Mostafa El-Nahas as new Prime Minister. In 1951 Egypt unilaterally withdrew from the Anglo-Egyptian Treaty of 1936 and ordered all remaining British troops to leave the Suez Canal.
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As the British refused to leave their base around the Suez Canal, the Egyptian government cut off the water and refused to allow food into the Suez Canal base, announced a boycott of British goods, forbade Egyptian workers from entering the base and sponsored guerrilla attacks, turning the area around the Suez Canal into a low level war zone. On 24 January 1952, Egyptian guerrillas staged a fierce attack on the British forces around the Suez Canal, during which the Egyptian Auxiliary Police were observed helping the guerrillas. In response, on 25 January, General George Erskine sent out British tanks and infantry to surround the auxiliary police station in Ismailia and gave the policemen an hour to surrender their arms on the grounds the police were arming the guerrillas. The police commander called the Interior Minister, Fouad Serageddin, Nahas's right-hand man, who was smoking cigars in his bath at the time, to ask if he should surrender or fight. Serageddin ordered the police to fight "to the last man and the last bullet". The resulting battle saw the police station levelled and 43 Egyptian policemen killed together with 3 British soldiers. The Ismailia incident outraged Egypt. The next day, 26 January 1952 was "Black Saturday", as the anti-British riot was known, that saw much of downtown Cairo which the Khedive Ismail the Magnificent had rebuilt in the style of Paris, burned down. Farouk blamed the Wafd for the Black Saturday riot, and dismissed Nahas as prime minister the next day. He was replaced by Aly Maher Pasha.[55]
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On July 22–23, 1952, the Free Officers Movement, led by Muhammad Naguib and Gamal Abdel Nasser, launched a coup d'état (Egyptian Revolution of 1952) against the king. Farouk I abdicated the throne to his son Fouad II, who was, at the time, a seven month old baby. The Royal Family left Egypt some days later and the Council of Regency, led by Prince Muhammad Abdel Moneim was formed, The Council, however, held only nominal authority and the real power was actually in the hands of the Revolutionary Command Council, led by Naguib and Nasser.
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Popular expectations for immediate reforms led to the workers' riots in Kafr Dawar on 12 August 1952, which resulted in two death sentences. Following a brief experiment with civilian rule, the Free Officers abrogated the monarchy and the 1923 constitution and declared Egypt a republic on 18 June 1953. Naguib was proclaimed as president, while Nasser was appointed as the new Prime Minister.
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Following the 1952 Revolution by the Free Officers Movement, the rule of Egypt passed to military hands and all political parties were banned. On 18 June 1953, the Egyptian Republic was declared, with General Muhammad Naguib as the first President of the Republic, serving in that capacity for a little under one and a half years.
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Naguib was forced to resign in 1954 by Gamal Abdel Nasser – a Pan-Arabist and the real architect of the 1952 movement – and was later put under house arrest. After Naguib's resignation, the position of President was vacant until the election of Gamal Abdel Nasser in 1956.[56]
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In October 1954 Egypt and the United Kingdom agreed to abolish the Anglo-Egyptian Condominium Agreement of 1899 and grant Sudan independence; the agreement came into force on 1 January 1956.
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Nasser assumed power as President in June 1956. British forces completed their withdrawal from the occupied Suez Canal Zone on 13 June 1956. He nationalised the Suez Canal on 26 July 1956; his hostile approach towards Israel and economic nationalism prompted the beginning of the Second Arab-Israeli War (Suez Crisis), in which Israel (with support from France and the United Kingdom) occupied the Sinai peninsula and the Canal. The war came to an end because of US and USSR diplomatic intervention and the status quo was restored.
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In 1958, Egypt and Syria formed a sovereign union known as the United Arab Republic. The union was short-lived, ending in 1961 when Syria seceded, thus ending the union. During most of its existence, the United Arab Republic was also in a loose confederation with North Yemen (or the Mutawakkilite Kingdom of Yemen), known as the United Arab States. In 1959, the All-Palestine Government of the Gaza Strip, an Egyptian client state, was absorbed into the United Arab Republic under the pretext of Arab union, and was never restored. The Arab Socialist Union, a new nasserist state-party was founded in 1962.
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In the early 1960s, Egypt became fully involved in the North Yemen Civil War. The Egyptian President, Gamal Abdel Nasser, supported the Yemeni republicans with as many as 70,000 Egyptian troops and chemical weapons. Despite several military moves and peace conferences, the war sank into a stalemate. Egyptian commitment in Yemen was greatly undermined later.
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In mid May 1967, the Soviet Union issued warnings to Nasser of an impending Israeli attack on Syria. Although the chief of staff Mohamed Fawzi verified them as "baseless",[57][58] Nasser took three successive steps that made the war virtually inevitable: on 14 May he deployed his troops in Sinai near the border with Israel, on 19 May he expelled the UN peacekeepers stationed in the Sinai Peninsula border with Israel, and on 23 May he closed the Straits of Tiran to Israeli shipping.[59] On 26 May Nasser declared, "The battle will be a general one and our basic objective will be to destroy Israel".[60]
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Israel re-iterated that the Straits of Tiran closure was a Casus belli. This prompted the beginning of the Third Arab Israeli War (Six-Day War) in which Israel attacked Egypt, and occupied Sinai Peninsula and the Gaza Strip, which Egypt had occupied since the 1948 Arab–Israeli War. During the 1967 war, an Emergency Law was enacted, and remained in effect until 2012, with the exception of an 18-month break in 1980/81.[61] Under this law, police powers were extended, constitutional rights suspended and censorship legalised.[citation needed]
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At the time of the fall of the Egyptian monarchy in the early 1950s, less than half a million Egyptians were considered upper class and rich, four million middle class and 17 million lower class and poor.[62] Fewer than half of all primary-school-age children attended school, most of them being boys. Nasser's policies changed this. Land reform and distribution, the dramatic growth in university education, and government support to national industries greatly improved social mobility and flattened the social curve. From academic year 1953–54 through 1965–66, overall public school enrolments more than doubled. Millions of previously poor Egyptians, through education and jobs in the public sector, joined the middle class. Doctors, engineers, teachers, lawyers, journalists, constituted the bulk of the swelling middle class in Egypt under Nasser.[62] During the 1960s, the Egyptian economy went from sluggish to the verge of collapse, the society became less free, and Nasser's appeal waned considerably.[63]
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In 1970, President Nasser died of a heart attack and was succeeded by Anwar Sadat. Sadat switched Egypt's Cold War allegiance from the Soviet Union to the United States, expelling Soviet advisors in 1972. He launched the Infitah economic reform policy, while clamping down on religious and secular opposition. In 1973, Egypt, along with Syria, launched the Fourth Arab-Israeli War (Yom Kippur War), a surprise attack to regain part of the Sinai territory Israel had captured 6 years earlier. It presented Sadat with a victory that allowed him to regain the Sinai later in return for peace with Israel.[64]
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In 1975, Sadat shifted Nasser's economic policies and sought to use his popularity to reduce government regulations and encourage foreign investment through his program of Infitah. Through this policy, incentives such as reduced taxes and import tariffs attracted some investors, but investments were mainly directed at low risk and profitable ventures like tourism and construction, abandoning Egypt's infant industries.[65] Even though Sadat's policy was intended to modernise Egypt and assist the middle class, it mainly benefited the higher class, and, because of the elimination of subsidies on basic foodstuffs, led to the 1977 Egyptian Bread Riots.
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In 1977, Sadat dissolved the Arab Socialist Union and replaced it with the National Democratic Party.
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Sadat made a historic visit to Israel in 1977, which led to the 1979 peace treaty in exchange for Israeli withdrawal from Sinai. Sadat's initiative sparked enormous controversy in the Arab world and led to Egypt's expulsion from the Arab League, but it was supported by most Egyptians.[66] Sadat was assassinated by an Islamic extremist in October 1981.
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Hosni Mubarak came to power after the assassination of Sadat in a referendum in which he was the only candidate.[67]
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Hosni Mubarak reaffirmed Egypt's relationship with Israel yet eased the tensions with Egypt's Arab neighbours. Domestically, Mubarak faced serious problems. Even though farm and industry output expanded, the economy could not keep pace with the population boom. Mass poverty and unemployment led rural families to stream into cities like Cairo where they ended up in crowded slums, barely managing to survive.
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On 25 February 1986 Security Police started rioting, protesting against reports that their term of duty was to be extended from 3 to 4 years. Hotels, nightclubs, restaurants and casinos were attacked in Cairo and there were riots in other cities. A day time curfew was imposed. It took the army 3 days to restore order. 107 people were killed.[68]
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In the 1980s, 1990s, and 2000s, terrorist attacks in Egypt became numerous and severe, and began to target Christian Copts, foreign tourists and government officials.[69] In the 1990s an Islamist group, Al-Gama'a al-Islamiyya, engaged in an extended campaign of violence, from the murders and attempted murders of prominent writers and intellectuals, to the repeated targeting of tourists and foreigners. Serious damage was done to the largest sector of Egypt's economy—tourism[70]—and in turn to the government, but it also devastated the livelihoods of many of the people on whom the group depended for support.[71]
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During Mubarak's reign, the political scene was dominated by the National Democratic Party, which was created by Sadat in 1978. It passed the 1993 Syndicates Law, 1995 Press Law, and 1999 Nongovernmental Associations Law which hampered freedoms of association and expression by imposing new regulations and draconian penalties on violations.[citation needed] As a result, by the late 1990s parliamentary politics had become virtually irrelevant and alternative avenues for political expression were curtailed as well.[72]
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On 17 November 1997, 62 people, mostly tourists, were massacred near Luxor.
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In late February 2005, Mubarak announced a reform of the presidential election law, paving the way for multi-candidate polls for the first time since the 1952 movement.[73] However, the new law placed restrictions on the candidates, and led to Mubarak's easy re-election victory.[74] Voter turnout was less than 25%.[75] Election observers also alleged government interference in the election process.[76] After the election, Mubarak imprisoned Ayman Nour, the runner-up.[77]
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Human Rights Watch's 2006 report on Egypt detailed serious human rights violations, including routine torture, arbitrary detentions and trials before military and state security courts.[78] In 2007, Amnesty International released a report alleging that Egypt had become an international centre for torture, where other nations send suspects for interrogation, often as part of the War on Terror.[79] Egypt's foreign ministry quickly issued a rebuttal to this report.[80]
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Constitutional changes voted on 19 March 2007 prohibited parties from using religion as a basis for political activity, allowed the drafting of a new anti-terrorism law, authorised broad police powers of arrest and surveillance, and gave the president power to dissolve parliament and end judicial election monitoring.[81] In 2009, Dr. Ali El Deen Hilal Dessouki, Media Secretary of the National Democratic Party (NDP), described Egypt as a "pharaonic" political system, and democracy as a "long-term goal". Dessouki also stated that "the real center of power in Egypt is the military".[82]
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On 25 January 2011, widespread protests began against Mubarak's government. On 11 February 2011, Mubarak resigned and fled Cairo. Jubilant celebrations broke out in Cairo's Tahrir Square at the news.[83] The Egyptian military then assumed the power to govern.[84][85] Mohamed Hussein Tantawi, chairman of the Supreme Council of the Armed Forces, became the de facto interim head of state.[86][87] On 13 February 2011, the military dissolved the parliament and suspended the constitution.[88]
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A constitutional referendum was held on 19 March 2011. On 28 November 2011, Egypt held its first parliamentary election since the previous regime had been in power. Turnout was high and there were no reports of major irregularities or violence.[89]
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Mohamed Morsi was elected president on 24 June 2012.[90] On 2 August 2012, Egypt's Prime Minister Hisham Qandil announced his 35-member cabinet comprising 28 newcomers, including four from the Muslim Brotherhood.[91]
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Liberal and secular groups walked out of the constituent assembly because they believed that it would impose strict Islamic practices, while Muslim Brotherhood backers threw their support behind Morsi.[92] On 22 November 2012, President Morsi issued a temporary declaration immunising his decrees from challenge and seeking to protect the work of the constituent assembly.[93]
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The move led to massive protests and violent action throughout Egypt.[94] On 5 December 2012, tens of thousands of supporters and opponents of President Morsi clashed, in what was described as the largest violent battle between Islamists and their foes since the country's revolution.[95] Mohamed Morsi offered a "national dialogue" with opposition leaders but refused to cancel the December 2012 constitutional referendum.[96]
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On 3 July 2013, after a wave of public discontent with autocratic excesses of Morsi's Muslim Brotherhood government,[97] the military removed Morsi from office, dissolved the Shura Council and installed a temporary interim government.[98]
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On 4 July 2013, 68-year-old Chief Justice of the Supreme Constitutional Court of Egypt Adly Mansour was sworn in as acting president over the new government following the removal of Morsi. The new Egyptian authorities cracked down on the Muslim Brotherhood and its supporters, jailing thousands and forcefully dispersing pro-Morsi and/or pro-Brotherhood protests.[99][100] Many of the Muslim Brotherhood leaders and activists have either been sentenced to death or life imprisonment in a series of mass trials.[101][102][103]
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On 18 January 2014, the interim government instituted a new constitution following a referendum approved by an overwhelming majority of voters (98.1%). 38.6% of registered voters participated in the referendum[104] a higher number than the 33% who voted in a referendum during Morsi's tenure.[105]
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On 26 March 2014, Field Marshal Abdel Fattah el-Sisi, Egyptian Defence Minister and Commander-in-Chief Egyptian Armed Forces, retired from the military, announcing he would stand as a candidate in the 2014 presidential election.[106] The poll, held between 26 and 28 May 2014, resulted in a landslide victory for el-Sisi.[107] Sisi was sworn into office as President of Egypt on 8 June 2014. The Muslim Brotherhood and some liberal and secular activist groups boycotted the vote.[108] Even though the interim authorities extended voting to a third day, the 46% turnout was lower than the 52% turnout in the 2012 election.[109]
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A new parliamentary election was held in December 2015, resulting in a landslide victory for pro-Sisi parties, which secured a strong majority in the newly-formed House of Representatives.
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In 2016, Egypt entered in a diplomatic crisis with Italy following the murder of researcher Giulio Regeni: in April 2016, Prime Minister Matteo Renzi recalled the Italian ambassador from El-Cairo because of lack of co-operation from the Egyptian Government in the investigation. The ambassador was sent back to Egypt in 2017 by the new Prime Minister Paolo Gentiloni.
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El-Sisi was re-elected in 2018, facing no serious opposition. In 2019, a series of constitutional amendments were approved by the parliament, further increasing the President's and the military's power, increasing presidential terms from 4 years to 6 years and allowing El-Sisi to run for other two mandates. The proposals were approved in a referendum.
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The dispute between Egypt and Ethiopia over the Grand Ethiopian Renaissance Dam escalated in 2020.[110][111] Egypt sees the dam as an existential threat,[112] fearing that the dam will reduce the amount of water it receives from the Nile.[113]
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Egypt lies primarily between latitudes 22° and 32°N, and longitudes 25° and 35°E. At 1,001,450 square kilometres (386,660 sq mi),[114] it is the world's 30th-largest country. Due to the extreme aridity of Egypt's climate, population centres are concentrated along the narrow Nile Valley and Delta, meaning that about 99% of the population uses about 5.5% of the total land area.[115] 98% of Egyptians live on 3% of the territory.[116]
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Egypt is bordered by Libya to the west, the Sudan to the south, and the Gaza Strip and Israel to the east. Egypt's important role in geopolitics stems from its strategic position: a transcontinental nation, it possesses a land bridge (the Isthmus of Suez) between Africa and Asia, traversed by a navigable waterway (the Suez Canal) that connects the Mediterranean Sea with the Indian Ocean by way of the Red Sea.
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Apart from the Nile Valley, the majority of Egypt's landscape is desert, with a few oases scattered about. Winds create prolific sand dunes that peak at more than 30 metres (100 ft) high. Egypt includes parts of the Sahara desert and of the Libyan Desert. These deserts protected the Kingdom of the Pharaohs from western threats and were referred to as the "red land" in ancient Egypt.
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Towns and cities include Alexandria, the second largest city; Aswan; Asyut; Cairo, the modern Egyptian capital and largest city; El Mahalla El Kubra; Giza, the site of the Pyramid of Khufu; Hurghada; Luxor; Kom Ombo; Port Safaga; Port Said; Sharm El Sheikh; Suez, where the south end of the Suez Canal is located; Zagazig; and Minya. Oases include Bahariya, Dakhla, Farafra, Kharga and Siwa. Protectorates include Ras Mohamed National Park, Zaranik Protectorate and Siwa.
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On 13 March 2015, plans for a proposed new capital of Egypt were announced.[117]
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Most of Egypt's rain falls in the winter months.[118] South of Cairo, rainfall averages only around 2 to 5 mm (0.1 to 0.2 in) per year and at intervals of many years. On a very thin strip of the northern coast the rainfall can be as high as 410 mm (16.1 in),[119] mostly between October and March. Snow falls on Sinai's mountains and some of the north coastal cities such as Damietta, Baltim and Sidi Barrani, and rarely in Alexandria. A very small amount of snow fell on Cairo on 13 December 2013, the first time in many decades.[120] Frost is also known in mid-Sinai and mid-Egypt. Egypt is the driest and the sunniest country in the world, and most of its land surface is desert.
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Egypt has an unusually hot, sunny and dry climate. Average high temperatures are high in the north but very to extremely high in the rest of the country during summer. The cooler Mediterranean winds consistently blow over the northern sea coast, which helps to get more moderated temperatures, especially at the height of the summertime. The Khamaseen is a hot, dry wind that originates from the vast deserts in the south and blows in the spring or in the early summer. It brings scorching sand and dust particles, and usually brings daytime temperatures over 40 °C (104 °F) and sometimes over 50 °C (122 °F) in the interior, while the relative humidity can drop to 5% or even less. The absolute highest temperatures in Egypt occur when the Khamaseen blows. The weather is always sunny and clear in Egypt, especially in cities such as Aswan, Luxor and Asyut. It is one of the least cloudy and least rainy regions on Earth.
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Prior to the construction of the Aswan Dam, the Nile flooded annually (colloquially The Gift of the Nile) replenishing Egypt's soil. This gave Egypt a consistent harvest throughout the years.
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The potential rise in sea levels due to global warming could threaten Egypt's densely populated coastal strip and have grave consequences for the country's economy, agriculture and industry. Combined with growing demographic pressures, a significant rise in sea levels could turn millions of Egyptians into environmental refugees by the end of the 21st century, according to some climate experts.[121][122]
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Egypt signed the Rio Convention on Biological Diversity on 9 June 1992, and became a party to the convention on 2 June 1994.[123] It has subsequently produced a National Biodiversity Strategy and Action Plan, which was received by the convention on 31 July 1998.[124] Where many CBD National Biodiversity Strategy and Action Plans neglect biological kingdoms apart from animals and plants,[125] Egypt's plan was unusual in providing balanced information about all forms of life.
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The plan stated that the following numbers of species of different groups had been recorded from Egypt: algae (1483 species), animals (about 15,000 species of which more than 10,000 were insects), fungi (more than 627 species), monera (319 species), plants (2426 species), protozoans (371 species). For some major groups, for example lichen-forming fungi and nematode worms, the number was not known. Apart from small and well-studied groups like amphibians, birds, fish, mammals and reptiles, the many of those numbers are likely to increase as further species are recorded from Egypt. For the fungi, including lichen-forming species, for example, subsequent work has shown that over 2200 species have been recorded from Egypt, and the final figure of all fungi actually occurring in the country is expected to be much higher.[126] For the grasses, 284 native and naturalised species have been identified and recorded in Egypt.[127]
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The House of Representatives, whose members are elected to serve five-year terms, specialises in legislation. Elections were last held between November 2011 and January 2012 which was later dissolved. The next parliamentary election was announced to be held within 6 months of the constitution's ratification on 18 January 2014, and were held in two phases, from 17 October to 2 December 2015.[128] Originally, the parliament was to be formed before the president was elected, but interim president Adly Mansour pushed the date.[129] The Egyptian presidential election, 2014, took place on 26–28 May 2014. Official figures showed a turnout of 25,578,233 or 47.5%, with Abdel Fattah el-Sisi winning with 23.78 million votes, or 96.9% compared to 757,511 (3.1%) for Hamdeen Sabahi.[130]
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After a wave of public discontent with autocratic excesses of the Muslim Brotherhood government of President Mohamed Morsi,[97] on 3 July 2013 then-General Abdel Fattah el-Sisi announced the removal of Morsi from office and the suspension of the constitution. A 50-member constitution committee was formed for modifying the constitution which was later published for public voting and was adopted on 18 January 2014.[131]
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In 2013, Freedom House rated political rights in Egypt at 5 (with 1 representing the most free and 7 the least), and civil liberties at 5, which gave it the freedom rating of "Partly Free".[132]
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Egyptian nationalism predates its Arab counterpart by many decades, having roots in the 19th century and becoming the dominant mode of expression of Egyptian anti-colonial activists and intellectuals until the early 20th century.[133] The ideology espoused by Islamists such as the Muslim Brotherhood is mostly supported by the lower-middle strata of Egyptian society.[134]
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Egypt has the oldest continuous parliamentary tradition in the Arab world.[135] The first popular assembly was established in 1866. It was disbanded as a result of the British occupation of 1882, and the British allowed only a consultative body to sit. In 1923, however, after the country's independence was declared, a new constitution provided for a parliamentary monarchy.[135]
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The legal system is based on Islamic and civil law (particularly Napoleonic codes); and judicial review by a Supreme Court, which accepts compulsory International Court of Justice jurisdiction only with reservations.[55]
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Islamic jurisprudence is the principal source of legislation. Sharia courts and qadis are run and licensed by the Ministry of Justice.[136] The personal status law that regulates matters such as marriage, divorce and child custody is governed by Sharia. In a family court, a woman's testimony is worth half of a man's testimony.[137]
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On 26 December 2012, the Muslim Brotherhood attempted to institutionalise a controversial new constitution. It was approved by the public in a referendum held 15–22 December 2012 with 64% support, but with only 33% electorate participation.[138] It replaced the 2011 Provisional Constitution of Egypt, adopted following the revolution.
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The Penal code was unique as it contains a "Blasphemy Law."[139] The present court system allows a death penalty including against an absent individual tried in absentia. Several Americans and Canadians were sentenced to death in 2012.[140]
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On 18 January 2014, the interim government successfully institutionalised a more secular constitution.[141] The president is elected to a four-year term and may serve 2 terms.[141] The parliament may impeach the president.[141] Under the constitution, there is a guarantee of gender equality and absolute freedom of thought.[141] The military retains the ability to appoint the national Minister of Defence for the next two full presidential terms since the constitution took effect.[141] Under the constitution, political parties may not be based on "religion, race, gender or geography".[141]
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The Egyptian Organization for Human Rights is one of the longest-standing bodies for the defence of human rights in Egypt.[142] In 2003, the government established the National Council for Human Rights.[143] Shortly after its foundation, the council came under heavy criticism by local activists, who contend it was a propaganda tool for the government to excuse its own violations[144] and to give legitimacy to repressive laws such as the Emergency Law.[145]
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The Pew Forum on Religion & Public Life ranks Egypt as the fifth worst country in the world for religious freedom.[146][147] The United States Commission on International Religious Freedom, a bipartisan independent agency of the US government, has placed Egypt on its watch list of countries that require close monitoring due to the nature and extent of violations of religious freedom engaged in or tolerated by the government.[148] According to a 2010 Pew Global Attitudes survey, 84% of Egyptians polled supported the death penalty for those who leave Islam; 77% supported whippings and cutting off of hands for theft and robbery; and 82% support stoning a person who commits adultery.[149]
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In February 2016 Giulio Regeni, an Italian Ph.D student from the University of Cambridge studying trade unions and worker's rights in the country, was found brutally murdered in Cairo after he went missing in January of the same year. Subsequently, Italy withdrew its ambassador to Egypt. Egyptian law enforcement produced conflicting information on the fate of the Italian citizen, which was unacceptable to Italian investigators. As a result, the Italian press and foreign ministry pointed at the systematic human rights violations in Egypt, and threatened with political sanctions unless police leadership and practices undergo significant revisions.[150]
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Coptic Christians face discrimination at multiple levels of the government, ranging from underrepresentation in government ministries to laws that limit their ability to build or repair churches.[151] Intolerance of Bahá'ís and non-orthodox Muslim sects, such as Sufis, Shi'a and Ahmadis, also remains a problem.[78] When the government moved to computerise identification cards, members of religious minorities, such as Bahá'ís, could not obtain identification documents.[152] An Egyptian court ruled in early 2008 that members of other faiths may obtain identity cards without listing their faiths, and without becoming officially recognised.[153]
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Clashes continued between police and supporters of former President Mohamed Morsi. During violent clashes that ensued as part of the August 2013 sit-in dispersal, 595 protesters were killed[154] with 14 August 2013 becoming the single deadliest day in Egypt's modern history.[155]
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Egypt actively practices capital punishment. Egypt's authorities do not release figures on death sentences and executions, despite repeated requests over the years by human rights organisations.[156] The United Nations human rights office[157] and various NGOs[156][158] expressed "deep alarm" after an Egyptian Minya Criminal Court sentenced 529 people to death in a single hearing on 25 March 2014. Sentenced supporters of former President Mohamed Morsi were to be executed for their alleged role in violence following his removal in July 2013. The judgement was condemned as a violation of international law.[159] By May 2014, approximately 16,000 people (and as high as more than 40,000 by one independent count, according to The Economist),[160] mostly Brotherhood members or supporters, have been imprisoned after Morsi's removal[161] after the Muslim Brotherhood was labelled as terrorist organisation by the post-Morsi interim Egyptian government.[162]
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After Morsi was ousted by the military, the judiciary system aligned itself with the new government, actively supporting the repression of Muslim Brotherhood members. This resulted in a sharp increase in mass death sentences that arose criticism from then-U.S. President Barack Obama and the General Secretary of the UN, Ban Ki Moon.
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Homosexuality is illegal in Egypt.[163] According to a 2013 survey by the Pew Research Center, 95% of Egyptians believe that homosexuality should not be accepted by society.[164]
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In 2017, Cairo was voted the most dangerous megacity for women with more than 10 million inhabitants in a poll by Thomson Reuters Foundation. Sexual harassment was described as occurring on a daily basis.[165]
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Reporters Without Borders ranked Egypt in their 2017 World Press Freedom Index at No. 160 out of 180 nations. At least 18 journalists were imprisoned in Egypt, as of August 2015[update]. A new anti-terror law was enacted in August 2015 that threatens members of the media with fines ranging from about US$25,000 to $60,000 for the distribution of wrong information on acts of terror inside the country "that differ from official declarations of the Egyptian Department of Defense".[166]
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Some critics of the government have been arrested for allegedly spreading false information about the COVID-19 pandemic in Egypt.[167][168]
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The military is influential in the political and economic life of Egypt and exempts itself from laws that apply to other sectors. It enjoys considerable power, prestige and independence within the state and has been widely considered part of the Egyptian "deep state".[67][169][170]
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According to the former chair of Israel's Knesset Foreign Affairs and Defense Committee, Yuval Steinitz, the Egyptian Air Force has roughly the same number of modern warplanes as the Israeli Air Force and far more Western tanks, artillery, anti-aircraft batteries and warships than the IDF.[171] Egypt is speculated by Israel to be the second country in the region with a spy satellite, EgyptSat 1[172] in addition to EgyptSat 2 launched on 16 April 2014.[173]
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The United States provides Egypt with annual military assistance, which in 2015 amounted to US$1.3 billion.[174] In 1989, Egypt was designated as a major non-NATO ally of the United States.[175] Nevertheless, ties between the two countries have partially soured since the July 2013 overthrow of Islamist president Mohamed Morsi,[176] with the Obama administration denouncing Egypt over its crackdown on the Muslim Brotherhood, and cancelling future military exercises involving the two countries.[177] There have been recent attempts, however, to normalise relations between the two, with both governments frequently calling for mutual support in the fight against regional and international terrorism.[178][179][180] However, following the election of Republican Donald Trump as the President of the United States, the two countries were looking to improve the Egyptian-American relations. al-Sisi and Trump had met during the opening of the seventy-first session of the United Nations General Assembly in September 2016.[181] The absence of Egypt in President Trump's travel ban towards seven Muslim countries was noted in Washington although the Congress has voiced human rights concerns over the handling of dissidents.[182] On 3 April 2017 al-Sisi met with Trump at the White House, marking the first visit of an Egyptian president to Washington in 8 years. Trump praised al-Sisi in what was reported as a public relations victory for the Egyptian president, and signaled it was time for a normalization of the relations between Egypt and the US.[183]
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The Egyptian military has dozens of factories manufacturing weapons as well as consumer goods. The Armed Forces' inventory includes equipment from different countries around the world. Equipment from the former Soviet Union is being progressively replaced by more modern US, French, and British equipment, a significant portion of which is built under license in Egypt, such as the M1 Abrams tank.[citation needed] Relations with Russia have improved significantly following Mohamed Morsi's removal[184] and both countries have worked since then to strengthen military[185] and trade ties[186] among other aspects of bilateral co-operation. Relations with China have also improved considerably. In 2014, Egypt and China established a bilateral "comprehensive strategic partnership".[187] In July 2019, UN ambassadors of 37 countries, including Egypt, have signed a joint letter to the UNHRC defending China's treatment of Uyghurs in the Xinjiang region.[188]
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The permanent headquarters of the Arab League are located in Cairo and the body's secretary general has traditionally been Egyptian. This position is currently held by former foreign minister Ahmed Aboul Gheit. The Arab League briefly moved from Egypt to Tunis in 1978 to protest the Egypt–Israel Peace Treaty, but it later returned to Cairo in 1989. Gulf monarchies, including the United Arab Emirates[189] and Saudi Arabia,[190] have pledged billions of dollars to help Egypt overcome its economic difficulties since the overthrow of Morsi.[191]
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Following the 1973 war and the subsequent peace treaty, Egypt became the first Arab nation to establish diplomatic relations with Israel. Despite that, Israel is still widely considered as a hostile state by the majority of Egyptians.[192] Egypt has played a historical role as a mediator in resolving various disputes in the Middle East, most notably its handling of the Israeli–Palestinian conflict and the peace process.[193] Egypt's ceasefire and truce brokering efforts in Gaza have hardly been challenged following Israel's evacuation of its settlements from the strip in 2005, despite increasing animosity towards the Hamas government in Gaza following the ouster of Mohamed Morsi,[194] and despite recent attempts by countries like Turkey and Qatar to take over this role.[195]
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Ties between Egypt and other non-Arab Middle Eastern nations, including Iran and Turkey, have often been strained. Tensions with Iran are mostly due to Egypt's peace treaty with Israel and Iran's rivalry with traditional Egyptian allies in the Gulf.[196] Turkey's recent support for the now-banned Muslim Brotherhood in Egypt and its alleged involvement in Libya also made of both countries bitter regional rivals.[197][198]
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Egypt is a founding member of the Non-Aligned Movement and the United Nations. It is also a member of the Organisation internationale de la francophonie, since 1983. Former Egyptian Deputy Prime Minister Boutros Boutros-Ghali served as Secretary-General of the United Nations from 1991 to 1996.
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In 2008, Egypt was estimated to have two million African refugees, including over 20,000 Sudanese nationals registered with UNHCR as refugees fleeing armed conflict or asylum seekers. Egypt adopted "harsh, sometimes lethal" methods of border control.[199]
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Egypt is divided into 27 governorates. The governorates are further divided into regions. The regions contain towns and villages. Each governorate has a capital, sometimes carrying the same name as the governorate.[200]
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Egypt's economy depends mainly on agriculture, media, petroleum imports, natural gas, and tourism; there are also more than three million Egyptians working abroad, mainly in Libya, Saudi Arabia, the Persian Gulf and Europe. The completion of the Aswan High Dam in 1970 and the resultant Lake Nasser have altered the time-honoured place of the Nile River in the agriculture and ecology of Egypt. A rapidly growing population, limited arable land, and dependence on the Nile all continue to overtax resources and stress the economy.
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The government has invested in communications and physical infrastructure. Egypt has received United States foreign aid since 1979 (an average of $2.2 billion per year) and is the third-largest recipient of such funds from the United States following the Iraq war. Egypt's economy mainly relies on these sources of income: tourism, remittances from Egyptians working abroad and revenues from the Suez Canal.[202]
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Egypt has a developed energy market based on coal, oil, natural gas, and hydro power. Substantial coal deposits in the northeast Sinai are mined at the rate of about 600,000 tonnes (590,000 long tons; 660,000 short tons) per year. Oil and gas are produced in the western desert regions, the Gulf of Suez, and the Nile Delta. Egypt has huge reserves of gas, estimated at 2,180 cubic kilometres (520 cu mi),[203] and LNG up to 2012 exported to many countries. In 2013, the Egyptian General Petroleum Co (EGPC) said the country will cut exports of natural gas and tell major industries to slow output this summer to avoid an energy crisis and stave off political unrest, Reuters has reported. Egypt is counting on top liquid natural gas (LNG) exporter Qatar to obtain additional gas volumes in summer, while encouraging factories to plan their annual maintenance for those months of peak demand, said EGPC chairman, Tarek El Barkatawy. Egypt produces its own energy, but has been a net oil importer since 2008 and is rapidly becoming a net importer of natural gas.[204]
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Economic conditions have started to improve considerably, after a period of stagnation, due to the adoption of more liberal economic policies by the government as well as increased revenues from tourism and a booming stock market. In its annual report, the International Monetary Fund (IMF) has rated Egypt as one of the top countries in the world undertaking economic reforms.[205] Some major economic reforms undertaken by the government since 2003 include a dramatic slashing of customs and tariffs. A new taxation law implemented in 2005 decreased corporate taxes from 40% to the current 20%, resulting in a stated 100% increase in tax revenue by the year 2006.
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Foreign direct investment (FDI) in Egypt increased considerably before the removal of Hosni Mubarak, exceeding $6 billion in 2006, due to economic liberalisation and privatisation measures taken by minister of investment Mahmoud Mohieddin.[citation needed] Since the fall of Hosni Mubarak in 2011, Egypt has experienced a drastic fall in both foreign investment and tourism revenues, followed by a 60% drop in foreign exchange reserves, a 3% drop in growth, and a rapid devaluation of the Egyptian pound.[206]
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Although one of the main obstacles still facing the Egyptian economy is the limited trickle down of wealth to the average population, many Egyptians criticise their government for higher prices of basic goods while their standards of living or purchasing power remains relatively stagnant. Corruption is often cited by Egyptians as the main impediment to further economic growth.[207][208] The government promised major reconstruction of the country's infrastructure, using money paid for the newly acquired third mobile license ($3 billion) by Etisalat in 2006.[209] In the Corruption Perceptions Index 2013, Egypt was ranked 114 out of 177.[210]
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Egypt's most prominent multinational companies are the Orascom Group and Raya Contact Center. The information technology (IT) sector has expanded rapidly in the past few years, with many start-ups selling outsourcing services to North America and Europe, operating with companies such as Microsoft, Oracle and other major corporations, as well as many small and medium size enterprises. Some of these companies are the Xceed Contact Center, Raya, E Group Connections and C3. The IT sector has been stimulated by new Egyptian entrepreneurs with government encouragement.[citation needed]
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An estimated 2.7 million Egyptians abroad contribute actively to the development of their country through remittances (US$7.8 billion in 2009), as well as circulation of human and social capital and investment.[211] Remittances, money earned by Egyptians living abroad and sent home, reached a record US$21 billion in 2012, according to the World Bank.[212]
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Egyptian society is moderately unequal in terms of income distribution, with an estimated 35–40% of Egypt's population earning less than the equivalent of $2 a day, while only around 2–3% may be considered wealthy.[213]
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Tourism is one of the most important sectors in Egypt's economy. More than 12.8 million tourists visited Egypt in 2008, providing revenues of nearly $11 billion. The tourism sector employs about 12% of Egypt's workforce.[214] Tourism Minister Hisham Zaazou told industry professionals and reporters that tourism generated some $9.4 billion in 2012, a slight increase over the $9 billion seen in 2011.[215]
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The Giza Necropolis is one of Egypt's best-known tourist attractions; it is the only one of the Seven Wonders of the Ancient World still in existence.
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Egypt's beaches on the Mediterranean and the Red Sea, which extend to over 3,000 kilometres (1,900 miles), are also popular tourist destinations; the Gulf of Aqaba beaches, Safaga, Sharm el-Sheikh, Hurghada, Luxor, Dahab, Ras Sidr and Marsa Alam are popular sites.
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Egypt produced 691,000 bbl/d of oil and 2,141.05 Tcf of natural gas in 2013, making the country the largest non-OPEC producer of oil and the second-largest dry natural gas producer in Africa. In 2013, Egypt was the largest consumer of oil and natural gas in Africa, as more than 20% of total oil consumption and more than 40% of total dry natural gas consumption in Africa. Also, Egypt possesses the largest oil refinery capacity in Africa 726,000 bbl/d (in 2012).[203]
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Egypt is currently planning to build its first nuclear power plant in El Dabaa, in the northern part of the country, with $25 billion in Russian financing.[216]
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Transport in Egypt is centred around Cairo and largely follows the pattern of settlement along the Nile. The main line of the nation's 40,800-kilometre (25,400 mi) railway network runs from Alexandria to Aswan and is operated by Egyptian National Railways. The vehicle road network has expanded rapidly to over 34,000 km (21,000 mi), consisting of 28 line, 796 stations, 1800 train covering the Nile Valley and Nile Delta, the Mediterranean and Red Sea coasts, the Sinai, and the Western oases.
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The Cairo Metro in Egypt is the first of only two full-fledged metro systems in Africa and the Arab World. It is considered one of the most important recent projects in Egypt which cost around 12 billion Egyptian pounds. The system consists of three operational lines with a fourth line expected in the future.
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EgyptAir, which is now the country's flag carrier and largest airline, was founded in 1932 by Egyptian industrialist Talaat Harb, today owned by the Egyptian government. The airline is based at Cairo International Airport, its main hub, operating scheduled passenger and freight services to more than 75 destinations in the Middle East, Europe, Africa, Asia, and the Americas. The Current EgyptAir fleet includes 80 aeroplanes.
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The Suez Canal is an artificial sea-level waterway in Egypt considered the most important centre of the maritime transport in the Middle East, connecting the Mediterranean Sea and the Red Sea. Opened in November 1869 after 10 years of construction work, it allows ship transport between Europe and Asia without navigation around Africa. The northern terminus is Port Said and the southern terminus is Port Tawfiq at the city of Suez. Ismailia lies on its west bank, 3 kilometres (1 7⁄8 miles) from the half-way point.
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The canal is 193.30 km (120 1⁄8 mi) long, 24 metres (79 feet) deep and 205 m (673 ft) wide as of 2010[update]. It consists of the northern access channel of 22 km (14 mi), the canal itself of 162.25 km (100 7⁄8 mi) and the southern access channel of 9 km (5 1⁄2 mi). The canal is a single lane with passing places in the Ballah By-Pass and the Great Bitter Lake. It contains no locks; seawater flows freely through the canal. In general, the canal north of the Bitter Lakes flows north in winter and south in summer. The current south of the lakes changes with the tide at Suez.
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On 26 August 2014 a proposal was made for opening a New Suez Canal. Work on the New Suez Canal was completed in July 2015.[217][218] The channel was officially inaugurated with a ceremony attended by foreign leaders and featuring military flyovers on 6 August 2015, in accordance with the budgets laid out for the project.[219][220]
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The piped water supply in Egypt increased between 1990 and 2010 from 89% to 100% in urban areas and from 39% to 93% in rural areas despite rapid population growth. Over that period, Egypt achieved the elimination of open defecation in rural areas and invested in infrastructure. Access to an improved water source in Egypt is now practically universal with a rate of 99%. About one half of the population is connected to sanitary sewers.[221]
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Partly because of low sanitation coverage about 17,000 children die each year because of diarrhoea.[222] Another challenge is low cost recovery due to water tariffs that are among the lowest in the world. This in turn requires government subsidies even for operating costs, a situation that has been aggravated by salary increases without tariff increases after the Arab Spring. Poor operation of facilities, such as water and wastewater treatment plants, as well as limited government accountability and transparency, are also issues.
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Due to the absence of appreciable rainfall, Egypt's agriculture depends entirely on irrigation. The main source of irrigation water is the river Nile of which the flow is controlled by the high dam at Aswan. It releases, on average, 55 cubic kilometres (45,000,000 acre·ft) water per year, of which some 46 cubic kilometres (37,000,000 acre·ft) are diverted into the irrigation canals.[223]
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In the Nile valley and delta, almost 33,600 square kilometres (13,000 sq mi) of land benefit from these irrigation waters producing on average 1.8 crops per year.[223]
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Egypt is the most populated country in the Arab world and the third most populous on the African continent, with about 95 million inhabitants as of 2017[update].[225] Its population grew rapidly from 1970 to 2010 due to medical advances and increases in agricultural productivity[226] enabled by the Green Revolution.[227] Egypt's population was estimated at 3 million when Napoleon invaded the country in 1798.[228]
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Egypt's people are highly urbanised, being concentrated along the Nile (notably Cairo and Alexandria), in the Delta and near the Suez Canal. Egyptians are divided demographically into those who live in the major urban centres and the fellahin, or farmers, that reside in rural villages. The total inhabited area constitutes only 77,041 km², putting the physiological density at over 1,200 people per km2, similar to Bangladesh.
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While emigration was restricted under Nasser, thousands of Egyptian professionals were dispatched abroad in the context of the Arab Cold War.[229] Egyptian emigration was liberalised in 1971, under President Sadat, reaching record numbers after the 1973 oil crisis.[230] An estimated 2.7 million Egyptians live abroad. Approximately 70% of Egyptian migrants live in Arab countries (923,600 in Saudi Arabia, 332,600 in Libya, 226,850 in Jordan, 190,550 in Kuwait with the rest elsewhere in the region) and the remaining 30% reside mostly in Europe and North America (318,000 in the United States, 110,000 in Canada and 90,000 in Italy).[211] The process of emigrating to non-Arab states has been ongoing since the 1950s.[231]
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Ethnic Egyptians are by far the largest ethnic group in the country, constituting 99.7% of the total population.[55] Ethnic minorities include the Abazas, Turks, Greeks, Bedouin Arab tribes living in the eastern deserts and the Sinai Peninsula, the Berber-speaking Siwis (Amazigh) of the Siwa Oasis, and the Nubian communities clustered along the Nile. There are also tribal Beja communities concentrated in the southeasternmost corner of the country, and a number of Dom clans mostly in the Nile Delta and Faiyum who are progressively becoming assimilated as urbanisation increases.
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Some 5 million immigrants live in Egypt, mostly Sudanese, "some of whom have lived in Egypt for generations."[232] Smaller numbers of immigrants come from Iraq, Ethiopia, Somalia, South Sudan, and Eritrea.[232]
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The Office of the United Nations High Commissioner for Refugees estimated that the total number of "people of concern" (refugees, asylum seekers, and stateless people) was about 250,000. In 2015, the number of registered Syrian refugees in Egypt was 117,000, a decrease from the previous year.[232] Egyptian government claims that a half-million Syrian refugees live in Egypt are thought to be exaggerated.[232] There are 28,000 registered Sudanese refugees in Egypt.[232]
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The once-vibrant and ancient Greek and Jewish communities in Egypt have almost disappeared, with only a small number remaining in the country, but many Egyptian Jews visit on religious or other occasions and tourism. Several important Jewish archaeological and historical sites are found in Cairo, Alexandria and other cities.
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The official language of the Republic is Arabic.[233] The spoken languages are: Egyptian Arabic (68%), Sa'idi Arabic (29%), Eastern Egyptian Bedawi Arabic (1.6%), Sudanese Arabic (0.6%), Domari (0.3%), Nobiin (0.3%), Beja (0.1%), Siwi and others. Additionally, Greek, Armenian and Italian, and more recently, African languages like Amharic and Tigrigna are the main languages of immigrants.
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The main foreign languages taught in schools, by order of popularity, are English, French, German and Italian.
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Historically Egyptian was spoken, of which the latest stage is Coptic Egyptian. Spoken Coptic was mostly extinct by the 17th century but may have survived in isolated pockets in Upper Egypt as late as the 19th century. It remains in use as the liturgical language of the Coptic Orthodox Church of Alexandria.[234][235] It forms a separate branch among the family of Afroasiatic languages.
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Egypt is a predominantly Sunni Muslim country with Islam as its state religion. The percentage of adherents of various religions is a controversial topic in Egypt. An estimated 85–90% are identified as Muslim, 10–15% as Coptic Christians, and 1% as other Christian denominations, although without a census the numbers cannot be known. Other estimates put the Christian population as high as 15–20%.[note 1] Non-denominational Muslims form roughly 12% of the population.[242][243]
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Egypt was a Christian country before the 7th century, and after Islam arrived, the country was gradually Islamised into a majority-Muslim country.[244][245] It is not known when Muslims reached a majority variously estimated from c. 1000 CE to as late as the 14th century. Egypt emerged as a centre of politics and culture in the Muslim world. Under Anwar Sadat, Islam became the official state religion and Sharia the main source of law.[246] It is estimated that 15 million Egyptians follow Native Sufi orders,[247][248][249] with the Sufi leadership asserting that the numbers are much greater as many Egyptian Sufis are not officially registered with a Sufi order.[248] At least 305 people were killed during a November 2017 attack on a Sufi mosque in Sinai.[250]
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There is also a Shi'a minority. The Jerusalem Center for Public Affairs estimates the Shia population at 1 to 2.2 million[251] and could measure as much as 3 million.[252] The Ahmadiyya population is estimated at less than 50,000,[253] whereas the Salafi (ultra-conservative) population is estimated at five to six million.[254] Cairo is famous for its numerous mosque minarets and has been dubbed "The City of 1,000 Minarets".[255]
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Of the Christian population in Egypt over 90% belong to the native Coptic Orthodox Church of Alexandria, an Oriental Orthodox Christian Church.[256] Other native Egyptian Christians are adherents of the Coptic Catholic Church, the Evangelical Church of Egypt and various other Protestant denominations. Non-native Christian communities are largely found in the urban regions of Cairo and Alexandria, such as the Syro-Lebanese, who belong to Greek Catholic, Greek Orthodox, and Maronite Catholic denominations.[257]
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Ethnic Greeks also made up a large Greek Orthodox population in the past. Likewise, Armenians made up the then larger Armenian Orthodox and Catholic communities. Egypt also used to have a large Roman Catholic community, largely made up of Italians and Maltese. These non-native communities were much larger in Egypt before the Nasser regime and the nationalisation that took place.
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Egypt hosts the Coptic Orthodox Church of Alexandria. It was founded back in the first century, considered to be the largest church in the country.
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Egypt is also the home of Al-Azhar University (founded in 969 CE, began teaching in 975 CE), which is today the world's "most influential voice of establishment Sunni Islam" and is, by some measures, the second-oldest continuously operating university in world.[258]
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Egypt recognises only three religions: Islam, Christianity, and Judaism. Other faiths and minority Muslim sects practised by Egyptians, such as the small Bahá'í and Ahmadi community, are not recognised by the state and face persecution by the government, which labels these groups a threat to Egypt's national security.[259][260] Individuals, particularly Baha'is and atheists, wishing to include their religion (or lack thereof) on their mandatory state issued identification cards are denied this ability (see Egyptian identification card controversy), and are put in the position of either not obtaining required identification or lying about their faith. A 2008 court ruling allowed members of unrecognised faiths to obtain identification and leave the religion field blank.[152][153]
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Egypt is a recognised cultural trend-setter of the Arabic-speaking world. Contemporary Arabic and Middle-Eastern culture is heavily influenced by Egyptian literature, music, film and television. Egypt gained a regional leadership role during the 1950s and 1960s, giving a further enduring boost to the standing of Egyptian culture in the Arabic-speaking world.[261]
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Egyptian identity evolved in the span of a long period of occupation to accommodate Islam, Christianity and Judaism; and a new language, Arabic, and its spoken descendant, Egyptian Arabic which is also based on many Ancient Egyptian words.[262]
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The work of early 19th century scholar Rifa'a al-Tahtawi renewed interest in Egyptian antiquity and exposed Egyptian society to Enlightenment principles. Tahtawi co-founded with education reformer Ali Mubarak a native Egyptology school that looked for inspiration to medieval Egyptian scholars, such as Suyuti and Maqrizi, who themselves studied the history, language and antiquities of Egypt.[263]
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Egypt's renaissance peaked in the late 19th and early 20th centuries through the work of people like Muhammad Abduh, Ahmed Lutfi el-Sayed, Muhammad Loutfi Goumah, Tawfiq el-Hakim, Louis Awad, Qasim Amin, Salama Moussa, Taha Hussein and Mahmoud Mokhtar. They forged a liberal path for Egypt expressed as a commitment to personal freedom, secularism and faith in science to bring progress.[264]
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The Egyptians were one of the first major civilisations to codify design elements in art and architecture. Egyptian blue, also known as calcium copper silicate is a pigment used by Egyptians for thousands of years. It is considered to be the first synthetic pigment. The wall paintings done in the service of the Pharaohs followed a rigid code of visual rules and meanings. Egyptian civilisation is renowned for its colossal pyramids, temples and monumental tombs.
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Well-known examples are the Pyramid of Djoser designed by ancient architect and engineer Imhotep, the Sphinx, and the temple of Abu Simbel. Modern and contemporary Egyptian art can be as diverse as any works in the world art scene, from the vernacular architecture of Hassan Fathy and Ramses Wissa Wassef, to Mahmoud Mokhtar's sculptures, to the distinctive Coptic iconography of Isaac Fanous. The Cairo Opera House serves as the main performing arts venue in the Egyptian capital.
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Egyptian literature traces its beginnings to ancient Egypt and is some of the earliest known literature. Indeed, the Egyptians were the first culture to develop literature as we know it today, that is, the book.[265] It is an important cultural element in the life of Egypt. Egyptian novelists and poets were among the first to experiment with modern styles of Arabic literature, and the forms they developed have been widely imitated throughout the Arab world.[266] The first modern Egyptian novel Zaynab by Muhammad Husayn Haykal was published in 1913 in the Egyptian vernacular.[267] Egyptian novelist Naguib Mahfouz was the first Arabic-language writer to win the Nobel Prize in Literature. Egyptian women writers include Nawal El Saadawi, well known for her feminist activism, and Alifa Rifaat who also writes about women and tradition.
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Vernacular poetry is perhaps the most popular literary genre among Egyptians, represented by the works of Ahmed Fouad Negm (Fagumi), Salah Jaheen and Abdel Rahman el-Abnudi.[citation needed]
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Egyptian media are highly influential throughout the Arab World, attributed to large audiences and increasing freedom from government control.[268][269] Freedom of the media is guaranteed in the constitution; however, many laws still restrict this right.[268][270]
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Egyptian cinema became a regional force with the coming of sound. In 1936, Studio Misr, financed by industrialist Talaat Harb, emerged as the leading Egyptian studio, a role the company retained for three decades.[271] For over 100 years, more than 4000 films have been produced in Egypt, three quarters of the total Arab production.[citation needed] Egypt is considered the leading country in the field of cinema in the Arab world. Actors from all over the Arab world seek to appear in the Egyptian cinema for the sake of fame. The Cairo International Film Festival has been rated as one of 11 festivals with a top class rating worldwide by the International Federation of Film Producers' Associations.[272]
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Egyptian music is a rich mixture of indigenous, Mediterranean, African and Western elements. It has been an integral part of Egyptian culture since antiquity. The ancient Egyptians credited one of their gods Hathor with the invention of music, which Osiris in turn used as part of his effort to civilise the world. Egyptians used music instruments since then.[273]
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Contemporary Egyptian music traces its beginnings to the creative work of people such as Abdu al-Hamuli, Almaz and Mahmoud Osman, who influenced the later work of Sayed Darwish, Umm Kulthum, Mohammed Abdel Wahab and Abdel Halim Hafez whose age is considered the golden age of music in Egypt and the whole Arab world. Prominent contemporary Egyptian pop singers include Amr Diab and Mohamed Mounir.
|
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|
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Today, Egypt is often considered the home of belly dance. Egyptian belly dance has two main styles – raqs baladi and raqs sharqi. There are also numerous folkloric and character dances that may be part of an Egyptian-style belly dancer's repertoire, as well as the modern shaabi street dance which shares some elements with raqs baladi.
|
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|
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+
Egypt has one of the oldest civilisations in the world. It has been in contact with many other civilisations and nations and has been through so many eras, starting from prehistoric age to the modern age, passing through so many ages such as; Pharonic, Roman, Greek, Islamic and many other ages. Because of this wide variation of ages, the continuous contact with other nations and the big number of conflicts Egypt had been through, at least 60 museums may be found in Egypt, mainly covering a wide area of these ages and conflicts.
|
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|
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The three main museums in Egypt are The Egyptian Museum which has more than 120,000 items, the Egyptian National Military Museum and the 6th of October Panorama.
|
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The Grand Egyptian Museum (GEM), also known as the Giza Museum, is an under construction museum that will house the largest collection of ancient Egyptian artifacts in the world, it has been described as the world's largest archaeological museum.[274] The museum was scheduled to open in 2015 and will be sited on 50 hectares (120 acres) of land approximately two kilometres (1.2 miles) from the Giza Necropolis and is part of a new master plan for the plateau. The Minister of Antiquities Mamdouh al-Damaty announced in May 2015 that the museum will be partially opened in May 2018.[275]
|
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|
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Egypt celebrates many festivals and religious carnivals, also known as mulid. They are usually associated with a particular Coptic or Sufi saint, but are often celebrated by Egyptians irrespective of creed or religion. Ramadan has a special flavour in Egypt, celebrated with sounds, lights (local lanterns known as fawanees) and much flare that many Muslim tourists from the region flock to Egypt to witness during Ramadan.
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|
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The ancient spring festival of Sham en Nisim (Coptic: Ϭⲱⲙ‘ⲛⲛⲓⲥⲓⲙ shom en nisim) has been celebrated by Egyptians for thousands of years, typically between the Egyptian months of Paremoude (April) and Pashons (May), following Easter Sunday.
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Egyptian cuisine is notably conducive to vegetarian diets, as it relies heavily on legume and vegetable dishes. Although food in Alexandria and the coast of Egypt tends to use a great deal of fish and other seafood, for the most part Egyptian cuisine is based on foods that grow out of the ground. Meat has been very expensive for most Egyptians throughout history, so a great number of vegetarian dishes have been developed.
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|
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+
Some consider kushari (a mixture of rice, lentils, and macaroni) to be the national dish. Fried onions can be also added to kushari. In addition, ful medames (mashed fava beans) is one of the most popular dishes. Fava bean is also used in making falafel (also known as "ta‘miya"), which may have originated in Egypt and spread to other parts of the Middle East. Garlic fried with coriander is added to molokhiya, a popular green soup made from finely chopped jute leaves, sometimes with chicken or rabbit.
|
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Football is the most popular national sport of Egypt. The Cairo Derby is one of the fiercest derbies in Africa, and the BBC picked it as one of the 7 toughest derbies in the world.[276] Al Ahly is the most successful club of the 20th century in the African continent according to CAF, closely followed by their rivals Zamalek SC. They're known as the "African Club of the Century". With twenty titles, Al Ahly is currently the world's most successful club in terms of international trophies, surpassing Italy's A.C. Milan and Argentina's Boca Juniors, both having eighteen.[277]
|
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The Egyptian national football team, known as the Pharaohs, won the African Cup of Nations seven times, including three times in a row in 2006, 2008, and 2010. Considered the most successful African national team and one which has reached the top 10 of the FIFA world rankings, Egypt has qualified for the FIFA World Cup three times. Two goals from star player Mohamed Salah in their last qualifying game took Egypt through to the 2018 FIFA World Cup.[278] The Egyptian Youth National team Young Pharaohs won the Bronze Medal of the 2001 FIFA youth world cup in Argentina. Egypt was 4th place in the football tournament in the 1928 and the 1964 Olympics.
|
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|
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Squash and tennis are other popular sports in Egypt. The Egyptian squash team has been competitive in international championships since the 1930s. Amr Shabana and Ramy Ashour are Egypt's best players and both were ranked the world's number one squash player. Egypt has won the Squash World Championships four times, with the last title being in 2017.
|
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|
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In 1999, Egypt hosted the IHF World Men's Handball Championship, and will host it again in 2021. In 2001, the national handball team achieved its best result in the tournament by reaching fourth place. Egypt has won in the African Men's Handball Championship five times, being the best team in Africa. In addition to that, it also championed the Mediterranean Games in 2013, the Beach Handball World Championships in 2004 and the Summer Youth Olympics in 2010.
|
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Among all African nations, the Egypt national basketball team holds the record for best performance at the Basketball World Cup and at the Summer Olympics.[279][280] Further, the team has won a record number of 16 medals at the African Championship.
|
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+
|
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+
Egypt has taken part in the Summer Olympic Games since 1912 and hosted and Alexandria h the first Mediterranean Games in 1951. Egypt has hosted several international competitions. The last one being the 2009 FIFA U-20 World Cup which took place between 24 September – 16 October 2009.
|
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+
|
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On Friday 19 September 2014, Guinness World Records announced that Egyptian scuba diver Ahmed Gabr is the new title holder for deepest salt water scuba dive, at 332.35 metres (1,090.4 feet).[281] Ahmed set a new world record Friday when he reached a depth of more than 1,000 feet (300 metres). The 14-hour feat took Gabr 1,066 feet (325 metres) down into the abyss near the Egyptian town of Dahab in the Red Sea, where he works as a diving instructor.[282]
|
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On 1 September 2015 Raneem El Weleily was ranked as the world number one woman squash player.[283] Other female Egyptian squash players include Nour El Tayeb, Omneya Abdel Kawy, Nouran Gohar and Nour El Sherbini.
|
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The wired and wireless telecommunication industry in Egypt started in 1854 with the launch of the country's first telegram line connecting Cairo and Alexandria. The first telephone line between the two cities was installed in 1881.[284] In September 1999 a national project for a technological renaissance was announced reflecting the commitment of the Egyptian government to developing the country's IT-sector.
|
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+
|
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Egypt Post is the company responsible for postal service in Egypt. Established in 1865, it is one of the oldest governmental institutions in the country. Egypt is one of 21 countries that contributed to the establishment of the Universal Postal Union, initially named the General Postal Union, as signatory of the Treaty of Bern.
|
399 |
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|
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+
In September 2018, Egypt ratified the law granting authorities the right to monitor social media users in the country as part of tightening internet controls.[285][286]
|
401 |
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|
402 |
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The illiteracy rate has decreased since 1996 from 39.4 to 25.9 percent in 2013. The adult literacy rate as of July 2014[update] was estimated at 73.9%.[287] The illiteracy rate is highest among those over 60 years of age being estimated at around 64.9%, while illiteracy among youth between 15 and 24 years of age was listed at 8.6 percent.[288]
|
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|
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A European-style education system was first introduced in Egypt by the Ottomans in the early 19th century to nurture a class of loyal bureaucrats and army officers.[289] Under British occupation investment in education was curbed drastically, and secular public schools, which had previously been free, began to charge fees.[289]
|
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|
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In the 1950s, President Nasser phased in free education for all Egyptians.[289] The Egyptian curriculum influenced other Arab education systems, which often employed Egyptian-trained teachers.[289] Demand soon outstripped the level of available state resources, causing the quality of public education to deteriorate.[289] Today this trend has culminated in poor teacher–student ratios (often around one to fifty) and persistent gender inequality.[289]
|
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|
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Basic education, which includes six years of primary and three years of preparatory school, is a right for Egyptian children from the age of six.[290] After grade 9, students are tracked into one of two strands of secondary education: general or technical schools. General secondary education prepares students for further education, and graduates of this track normally join higher education institutes based on the results of the Thanaweya Amma, the leaving exam.[290]
|
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|
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+
Technical secondary education has two strands, one lasting three years and a more advanced education lasting five. Graduates of these schools may have access to higher education based on their results on the final exam, but this is generally uncommon.[290]
|
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|
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Cairo University is ranked as 401–500 according to the Academic Ranking of World Universities (Shanghai Ranking)[291] and 551–600 according to QS World University Rankings. American University in Cairo is ranked as 360 according to QS World University Rankings and Al-Azhar University, Alexandria University and Ain Shams University fall in the 701+ range.[292]
|
413 |
+
Egypt is currently opening new research institutes for the aim of modernising research in the nation, the most recent example of which is Zewail City of Science and Technology.
|
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|
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+
Egyptian life expectancy at birth was 73.20 years in 2011, or 71.30 years for males and 75.20 years for females. Egypt spends 3.7 percent of its gross domestic product on health including treatment costs 22 percent incurred by citizens and the rest by the state.[293] In 2010, spending on healthcare accounted for 4.66% of the country's GDP. In 2009, there were 16.04 physicians and 33.80 nurses per 10,000 inhabitants.[294]
|
416 |
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|
417 |
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As a result of modernisation efforts over the years, Egypt's healthcare system has made great strides forward. Access to healthcare in both urban and rural areas greatly improved and immunisation programs are now able to cover 98% of the population. Life expectancy increased from 44.8 years during the 1960s to 72.12 years in 2009. There was a noticeable decline of the infant mortality rate (during the 1970s to the 1980s the infant mortality rate was 101-132/1000 live births, in 2000 the rate was 50-60/1000, and in 2008 it was 28-30/1000).[295]
|
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|
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+
According to the World Health Organization in 2008, an estimated 91.1% of Egypt's girls and women aged 15 to 49 have been subjected to genital mutilation,[296] despite being illegal in the country. In 2016 the law was amended to impose tougher penalties on those convicted of performing the procedure, pegging the highest jail term at 15 years. Those who escort victims to the procedure can also face jail terms up to 3 years.[297]
|
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|
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The total number of Egyptians with health insurance reached 37 million in 2009, of which 11 million are minors, providing an insurance coverage of approximately 52 percent of Egypt's population.[298]
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1 |
+
Coordinates: 26°N 30°E / 26°N 30°E / 26; 30
|
2 |
+
|
3 |
+
Egypt (/ˈiːdʒɪpt/ (listen) EE-jipt; Arabic: مِصر Miṣr), officially the Arab Republic of Egypt, is a transcontinental country spanning the northeast corner of Africa and southwest corner of Asia by a land bridge formed by the Sinai Peninsula. Egypt is a Mediterranean country bordered by the Gaza Strip (Palestine) and Israel to the northeast, the Gulf of Aqaba and the Red Sea to the east, Sudan to the south, and Libya to the west. Across the Gulf of Aqaba lies Jordan, across the Red Sea lies Saudi Arabia, and across the Mediterranean lie Greece, Turkey and Cyprus, although none share a land border with Egypt.
|
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+
|
5 |
+
Egypt has one of the longest histories of any country, tracing its heritage back to the 6th–4th millennia BCE. Considered a cradle of civilisation, Ancient Egypt saw some of the earliest developments of writing, agriculture, urbanisation, organised religion and central government.[14] Iconic monuments such as the Giza Necropolis and its Great Sphinx, as well the ruins of Memphis, Thebes, Karnak, and the Valley of the Kings, reflect this legacy and remain a significant focus of scientific and popular interest. Egypt's long and rich cultural heritage is an integral part of its national identity, which has endured, and often assimilated, various foreign influences, including Greek, Persian, Roman, Arab, Ottoman Turkish, and Nubian. Egypt was an early and important centre of Christianity, but was largely Islamised in the seventh century and remains a predominantly Muslim country, albeit with a significant Christian minority.
|
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+
|
7 |
+
From the 16th to the beginning of the 20th century, Egypt was ruled by foreign imperial powers: the Ottoman Empire and the British Empire. Modern Egypt dates back to 1922, when it gained nominal independence from the British Empire as a monarchy. However, British military occupation of Egypt continued, and many Egyptians believed that the monarchy was an instrument of British colonialism. Following the 1952 revolution, Egypt expelled British soldiers and bureaucrats and ended British occupation, nationalized the British-held Suez Canal, exiled King Farouk and his family, and declared itself a republic. In 1958 it merged with Syria to form the United Arab Republic, which dissolved in 1961. Throughout the second half of the 20th century, Egypt endured social and religious strife and political instability, fighting several armed conflicts with Israel in 1948, 1956, 1967 and 1973, and occupying the Gaza Strip intermittently until 1967. In 1978, Egypt signed the Camp David Accords, officially withdrawing from the Gaza Strip and recognising Israel. The country continues to face challenges, from political unrest, including the recent 2011 revolution and its aftermath, to terrorism and economic underdevelopment. Egypt's current government is a semi-presidential republic headed by President Abdel Fattah el-Sisi, which has been described by a number of watchdogs as authoritarian.
|
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+
|
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Islam is the official religion of Egypt and Arabic is its official language.[15] With over 100 million inhabitants, Egypt is the most populous country in North Africa, the Middle East, and the Arab world, the third-most populous in Africa (after Nigeria and Ethiopia), and the thirteenth-most populous in the world. The great majority of its people live near the banks of the Nile River, an area of about 40,000 square kilometres (15,000 sq mi), where the only arable land is found. The large regions of the Sahara desert, which constitute most of Egypt's territory, are sparsely inhabited. About half of Egypt's residents live in urban areas, with most spread across the densely populated centres of greater Cairo, Alexandria and other major cities in the Nile Delta.
|
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+
|
11 |
+
Egypt is considered to be a regional power in North Africa, the Middle East and the Muslim world, and a middle power worldwide.[16] With one of the largest and most diversified economies in the Middle East, which is projected to become one of the largest in the world in the 21st century, Egypt has the third-largest economy in Africa, the world's 40th-largest economy by nominal GDP, and the 19-largest by PPP. Egypt is a founding member of the United Nations, the Non-Aligned Movement, the Arab League, the African Union, and the Organisation of Islamic Cooperation.
|
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+
|
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+
"Miṣr" (Arabic pronunciation: [mesˤɾ]; "مِصر") is the Classical Quranic Arabic and modern official name of Egypt, while "Maṣr" (Egyptian Arabic pronunciation: [mɑsˤɾ]; مَصر) is the local pronunciation in Egyptian Arabic.[18] The name is of Semitic origin, directly cognate with other Semitic words for Egypt such as the Hebrew "מִצְרַיִם" ("Mitzráyim"). The oldest attestation of this name for Egypt is the Akkadian "mi-iṣ-ru" ("miṣru")[19][20] related to miṣru/miṣirru/miṣaru, meaning "border" or "frontier".[21] The Neo-Assyrian Empire used the derived term , Mu-ṣur.[22]
|
14 |
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|
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There is evidence of rock carvings along the Nile terraces and in desert oases. In the 10th millennium BCE, a culture of hunter-gatherers and fishers was replaced by a grain-grinding culture. Climate changes or overgrazing around 8000 BCE began to desiccate the pastoral lands of Egypt, forming the Sahara. Early tribal peoples migrated to the Nile River where they developed a settled agricultural economy and more centralised society.[28]
|
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+
|
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By about 6000 BCE, a Neolithic culture rooted in the Nile Valley.[29] During the Neolithic era, several predynastic cultures developed independently in Upper and Lower Egypt. The Badarian culture and the successor Naqada series are generally regarded as precursors to dynastic Egypt. The earliest known Lower Egyptian site, Merimda, predates the Badarian by about seven hundred years. Contemporaneous Lower Egyptian communities coexisted with their southern counterparts for more than two thousand years, remaining culturally distinct, but maintaining frequent contact through trade. The earliest known evidence of Egyptian hieroglyphic inscriptions appeared during the predynastic period on Naqada III pottery vessels, dated to about 3200 BCE.[30]
|
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|
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A unified kingdom was founded c. 3150 BCE by King Menes, leading to a series of dynasties that ruled Egypt for the next three millennia. Egyptian culture flourished during this long period and remained distinctively Egyptian in its religion, arts, language and customs. The first two ruling dynasties of a unified Egypt set the stage for the Old Kingdom period, c. 2700–2200 BCE, which constructed many pyramids, most notably the Third Dynasty pyramid of Djoser and the Fourth Dynasty Giza pyramids.
|
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|
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+
The First Intermediate Period ushered in a time of political upheaval for about 150 years.[31] Stronger Nile floods and stabilisation of government, however, brought back renewed prosperity for the country in the Middle Kingdom c. 2040 BCE, reaching a peak during the reign of Pharaoh Amenemhat III. A second period of disunity heralded the arrival of the first foreign ruling dynasty in Egypt, that of the Semitic Hyksos. The Hyksos invaders took over much of Lower Egypt around 1650 BCE and founded a new capital at Avaris. They were driven out by an Upper Egyptian force led by Ahmose I, who founded the Eighteenth Dynasty and relocated the capital from Memphis to Thebes.
|
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|
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+
The New Kingdom c. 1550–1070 BCE began with the Eighteenth Dynasty, marking the rise of Egypt as an international power that expanded during its greatest extension to an empire as far south as Tombos in Nubia, and included parts of the Levant in the east. This period is noted for some of the most well known Pharaohs, including Hatshepsut, Thutmose III, Akhenaten and his wife Nefertiti, Tutankhamun and Ramesses II. The first historically attested expression of monotheism came during this period as Atenism. Frequent contacts with other nations brought new ideas to the New Kingdom. The country was later invaded and conquered by Libyans, Nubians and Assyrians, but native Egyptians eventually drove them out and regained control of their country.[32]
|
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|
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+
In 525 BCE, the powerful Achaemenid Persians, led by Cambyses II, began their conquest of Egypt, eventually capturing the pharaoh Psamtik III at the battle of Pelusium. Cambyses II then assumed the formal title of pharaoh, but ruled Egypt from his home of Susa in Persia (modern Iran), leaving Egypt under the control of a satrapy. The entire Twenty-seventh Dynasty of Egypt, from 525–402 BCE, save for Petubastis III, was an entirely Persian ruled period, with the Achaemenid Emperors all being granted the title of pharaoh. A few temporarily successful revolts against the Persians marked the fifth century BCE, but Egypt was never able to permanently overthrow the Persians.[33]
|
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|
27 |
+
The Thirtieth Dynasty was the last native ruling dynasty during the Pharaonic epoch. It fell to the Persians again in 343 BCE after the last native Pharaoh, King Nectanebo II, was defeated in battle. This Thirty-first Dynasty of Egypt, however, did not last long, for the Persians were toppled several decades later by Alexander the Great. The Macedonian Greek general of Alexander, Ptolemy I Soter, founded the Ptolemaic dynasty.
|
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|
29 |
+
The Ptolemaic Kingdom was a powerful Hellenistic state, extending from southern Syria in the east, to Cyrene to the west, and south to the frontier with Nubia. Alexandria became the capital city and a centre of Greek culture and trade. To gain recognition by the native Egyptian populace, they named themselves as the successors to the Pharaohs. The later Ptolemies took on Egyptian traditions, had themselves portrayed on public monuments in Egyptian style and dress, and participated in Egyptian religious life.[34][35]
|
30 |
+
|
31 |
+
The last ruler from the Ptolemaic line was Cleopatra VII, who committed suicide following the burial of her lover Mark Antony who had died in her arms (from a self-inflicted stab wound), after Octavian had captured Alexandria and her mercenary forces had fled.
|
32 |
+
The Ptolemies faced rebellions of native Egyptians often caused by an unwanted regime and were involved in foreign and civil wars that led to the decline of the kingdom and its annexation by Rome. Nevertheless, Hellenistic culture continued to thrive in Egypt well after the Muslim conquest.
|
33 |
+
|
34 |
+
Christianity was brought to Egypt by Saint Mark the Evangelist in the 1st century.[36] Diocletian's reign (284–305 CE) marked the transition from the Roman to the Byzantine era in Egypt, when a great number of Egyptian Christians were persecuted. The New Testament had by then been translated into Egyptian. After the Council of Chalcedon in CE 451, a distinct Egyptian Coptic Church was firmly established.[37]
|
35 |
+
|
36 |
+
The Byzantines were able to regain control of the country after a brief Sasanian Persian invasion early in the 7th century amidst the Byzantine–Sasanian War of 602–628 during which they established a new short-lived province for ten years known as Sasanian Egypt, until 639–42, when Egypt was invaded and
|
37 |
+
conquered by the Islamic Empire by the Muslim Arabs. When they defeated the Byzantine armies in Egypt, the Arabs brought Sunni Islam to the country. Early in this period, Egyptians began to blend their new faith with indigenous beliefs and practices, leading to various Sufi orders that have flourished to this day.[36] These earlier rites had survived the period of Coptic Christianity.[38]
|
38 |
+
|
39 |
+
In 639 an army of some 4,000 men were sent against Egypt by the second caliph, Umar, under the command of Amr ibn al-As. This army was joined by another 5,000 men in 640 and defeated a Byzantine army at the battle of Heliopolis. Amr next proceeded in the direction of Alexandria, which was surrendered to him by a treaty signed on 8 November 641. Alexandria was regained for the Byzantine Empire in 645 but was retaken by Amr in 646. In 654 an invasion fleet sent by Constans II was repulsed. From that time no serious effort was made by the Byzantines to regain possession of the country.
|
40 |
+
|
41 |
+
The Arabs founded the capital of Egypt called Fustat, which was later burned down during the Crusades. Cairo was later built in the year 986 to grow to become the largest and richest city in the Arab Empire, and one of the biggest and richest in the world.
|
42 |
+
|
43 |
+
The Abbasid period was marked by new taxations, and the Copts revolted again in the fourth year of Abbasid rule. At the beginning of the 9th century the practice of ruling Egypt through a governor was resumed under Abdallah ibn Tahir, who decided to reside at Baghdad, sending a deputy to Egypt to govern for him. In 828 another Egyptian revolt broke out, and in 831 the Copts joined with native Muslims against the government. Eventually the power loss of the Abbasids in Baghdad has led for general upon general to take over rule of Egypt, yet being under Abbasid allegiance, the Ikhshids and the Tulunids dynasties were among the most successful to defy the Abbasid Caliph.
|
44 |
+
|
45 |
+
Muslim rulers nominated by the Caliphate remained in control of Egypt for the next six centuries, with Cairo as the seat of the Fatimid Caliphate. With the end of the Kurdish Ayyubid dynasty, the Mamluks, a Turco-Circassian military caste, took control about 1250. By the late 13th century, Egypt linked the Red Sea, India, Malaya, and East Indies.[39] The mid-14th-century Black Death killed about 40% of the country's population.[40]
|
46 |
+
|
47 |
+
Egypt was conquered by the Ottoman Turks in 1517, after which it became a province of the Ottoman Empire. The defensive militarisation damaged its civil society and economic institutions.[39] The weakening of the economic system combined with the effects of plague left Egypt vulnerable to foreign invasion. Portuguese traders took over their trade.[39] Between 1687 and 1731, Egypt experienced six famines.[41] The 1784 famine cost it roughly one-sixth of its population.[42]
|
48 |
+
|
49 |
+
Egypt was always a difficult province for the Ottoman Sultans to control, due in part to the continuing power and influence of the Mamluks, the Egyptian military caste who had ruled the country for centuries.
|
50 |
+
|
51 |
+
Egypt remained semi-autonomous under the Mamluks until it was invaded by the French forces of Napoleon Bonaparte in 1798 (see French campaign in Egypt and Syria). After the French were defeated by the British, a power vacuum was created in Egypt, and a three-way power struggle ensued between the Ottoman Turks, Egyptian Mamluks who had ruled Egypt for centuries, and Albanian mercenaries in the service of the Ottomans.
|
52 |
+
|
53 |
+
After the French were expelled, power was seized in 1805 by Muhammad Ali Pasha, an Albanian military commander of the Ottoman army in Egypt. While he carried the title of viceroy of Egypt, his subordination to the Ottoman porte was merely nominal.[citation needed] Muhammad Ali massacred the Mamluks and established a dynasty that was to rule Egypt until the revolution of 1952.
|
54 |
+
|
55 |
+
The introduction in 1820 of long-staple cotton transformed its agriculture into a cash-crop monoculture before the end of the century, concentrating land ownership and shifting production towards international markets.[43]
|
56 |
+
|
57 |
+
Muhammad Ali annexed Northern Sudan (1820–1824), Syria (1833), and parts of Arabia and Anatolia; but in 1841 the European powers, fearful lest he topple the Ottoman Empire itself, forced him to return most of his conquests to the Ottomans. His military ambition required him to modernise the country: he built industries, a system of canals for irrigation and transport, and reformed the civil service.[43]
|
58 |
+
|
59 |
+
He constructed a military state with around four percent of the populace serving the army to raise Egypt to a powerful positioning in the Ottoman Empire in a way showing various similarities to the Soviet strategies (without communism) conducted in the 20th century.[44]
|
60 |
+
|
61 |
+
Muhammad Ali Pasha evolved the military from one that convened under the tradition of the corvée to a great modernised army. He introduced conscription of the male peasantry in 19th century Egypt, and took a novel approach to create his great army, strengthening it with numbers and in skill. Education and training of the new soldiers became mandatory; the new concepts were furthermore enforced by isolation. The men were held in barracks to avoid distraction of their growth as a military unit to be reckoned with. The resentment for the military way of life eventually faded from the men and a new ideology took hold, one of nationalism and pride. It was with the help of this newly reborn martial unit that Muhammad Ali imposed his rule over Egypt.[45]
|
62 |
+
|
63 |
+
The policy that Mohammad Ali Pasha followed during his reign explains partly why the numeracy in Egypt compared to other North-African and Middle-Eastern countries increased only at a remarkably small rate, as investment in further education only took place in the military and industrial sector.[46]
|
64 |
+
|
65 |
+
Muhammad Ali was succeeded briefly by his son Ibrahim (in September 1848), then by a grandson Abbas I (in November 1848), then by Said (in 1854), and Isma'il (in 1863) who encouraged science and agriculture and banned slavery in Egypt.[44]
|
66 |
+
|
67 |
+
Egypt under the Muhammad Ali dynasty remained nominally an Ottoman province. It was granted the status of an autonomous vassal state or Khedivate in 1867, a legal status which was to remain in place until 1914 although the Ottomans had no power or presence.
|
68 |
+
|
69 |
+
The Suez Canal, built in partnership with the French, was completed in 1869. Its construction was financed by European banks. Large sums also went to patronage and corruption. New taxes caused popular discontent. In 1875 Isma'il avoided bankruptcy by selling all Egypt's shares in the canal to the British government. Within three years this led to the imposition of British and French controllers who sat in the Egyptian cabinet, and, "with the financial power of the bondholders behind them, were the real power in the Government."[47]
|
70 |
+
|
71 |
+
Other circumstances like epidemic diseases (cattle disease in the 1880s), floods and wars drove the economic downturn and increased Egypt's dependency on foreign debt even further.[48]
|
72 |
+
|
73 |
+
Local dissatisfaction with the Khedive and with European intrusion led to the formation of the first nationalist groupings in 1879, with Ahmed ʻUrabi a prominent figure. After increasing tensions and nationalist revolts, the United Kingdom invaded Egypt in 1882, crushing the Egyptian army at the Battle of Tell El Kebir and militarily occupying the country.[49] Following this, the Khedivate became a de facto British protectorate under nominal Ottoman sovereignty.[50]
|
74 |
+
|
75 |
+
In 1899 the Anglo-Egyptian Condominium Agreement was signed: the Agreement stated that Sudan would be jointly governed by the Khedivate of Egypt and the United Kingdom. However, actual control of Sudan was in British hands only.
|
76 |
+
|
77 |
+
In 1906, the Denshawai incident prompted many neutral Egyptians to join the nationalist movement.
|
78 |
+
|
79 |
+
In 1914 the Ottoman Empire entered World War I in alliance with the Central Empires; Khedive Abbas II (who had grown increasingly hostile to the British in preceding years) decided to support the motherland in war. Following such decision, the British forcibly removed him from power and replaced him with his brother Hussein Kamel.[51][52]
|
80 |
+
|
81 |
+
Hussein Kamel declared Egypt's independence from the Ottoman Empire, assuming the title of Sultan of Egypt. Shortly following independence, Egypt was declared a protectorate of the United Kingdom.
|
82 |
+
|
83 |
+
After World War I, Saad Zaghlul and the Wafd Party led the Egyptian nationalist movement to a majority at the local Legislative Assembly. When the British exiled Zaghlul and his associates to Malta on 8 March 1919, the country arose in its first modern revolution. The revolt led the UK government to issue a unilateral declaration of Egypt's independence on 22 February 1922.[53]
|
84 |
+
|
85 |
+
Following independence from the United Kingom, Sultan Fuad I assumed the title of King of Egypt; despite being nominally independent, the Kingdom was still under British military occupation and the UK still had great influence over the state.
|
86 |
+
|
87 |
+
The new government drafted and implemented a constitution in 1923 based on a parliamentary system. The nationalist Wafd Party won a landslide victory in the 1923–1924 election and Saad Zaghloul was appointed as the new Prime Minister.
|
88 |
+
|
89 |
+
In 1936, the Anglo-Egyptian Treaty was concluded and British troops withdrew from Egypt, except for the Suez Canal. The treaty did not resolve the question of Sudan, which, under the terms of the existing Anglo-Egyptian Condominium Agreement of 1899, stated that Sudan should be jointly governed by Egypt and Britain, but with real power remaining in British hands.[54]
|
90 |
+
|
91 |
+
Britain used Egypt as a base for Allied operations throughout the region, especially the battles in North Africa against Italy and Germany. Its highest priorities were control of the Eastern Mediterranean, and especially keeping the Suez Canal open for merchant ships and for military connections with India and Australia. The government of Egypt, and the Egyptian population, played a minor role in the Second World War. When the war began in September 1939, Egypt declared martial law and broke off diplomatic relations with Germany. It did not declare war on Germany, but the Prime Minister associated Egypt with the British war effort. It broke diplomatic relations with Italy in 1940, but never declared war, even when the Italian army invaded Egypt. King Farouk took practically a neutral position, which accorded with elite opinion among the Egyptians. The Egyptian army did no fighting. It was apathetic about the war, with the leading officers looking on the British as occupiers and sometimes holding some private sympathy with the Axis. In June 1940 the King dismissed Prime Minister Aly Maher, who got on poorly with the British. A new coalition Government was formed with the Independent Hassan Pasha Sabri as Prime Minister.
|
92 |
+
|
93 |
+
Following a ministerial crisis in February 1942, the ambassador Sir Miles Lampson, pressed Farouk to have a Wafd or Wafd-coalition government replace Hussein Sirri Pasha's government. On the night of 4 February 1942, British troops and tanks surrounded Abdeen Palace in Cairo and Lampson presented Farouk with an ultimatum. Farouk capitulated, and Nahhas formed a government shortly thereafter. However, the humiliation meted out to Farouk, and the actions of the Wafd in cooperating with the British and taking power, lost support for both the British and the Wafd among both civilians and, more importantly, the Egyptian military.
|
94 |
+
|
95 |
+
Most British troops were withdrawn to the Suez Canal area in 1947 (although the British army maintained a military base in the area), but nationalist, anti-British feelings continued to grow after the War. Anti-monarchy sentiments further increased following the disastrous performance of the Kingdom in the First Arab-Israeli War. The 1950 election saw a landslide victory of the nationalist Wafd Party and the King was forced to appoint Mostafa El-Nahas as new Prime Minister. In 1951 Egypt unilaterally withdrew from the Anglo-Egyptian Treaty of 1936 and ordered all remaining British troops to leave the Suez Canal.
|
96 |
+
|
97 |
+
As the British refused to leave their base around the Suez Canal, the Egyptian government cut off the water and refused to allow food into the Suez Canal base, announced a boycott of British goods, forbade Egyptian workers from entering the base and sponsored guerrilla attacks, turning the area around the Suez Canal into a low level war zone. On 24 January 1952, Egyptian guerrillas staged a fierce attack on the British forces around the Suez Canal, during which the Egyptian Auxiliary Police were observed helping the guerrillas. In response, on 25 January, General George Erskine sent out British tanks and infantry to surround the auxiliary police station in Ismailia and gave the policemen an hour to surrender their arms on the grounds the police were arming the guerrillas. The police commander called the Interior Minister, Fouad Serageddin, Nahas's right-hand man, who was smoking cigars in his bath at the time, to ask if he should surrender or fight. Serageddin ordered the police to fight "to the last man and the last bullet". The resulting battle saw the police station levelled and 43 Egyptian policemen killed together with 3 British soldiers. The Ismailia incident outraged Egypt. The next day, 26 January 1952 was "Black Saturday", as the anti-British riot was known, that saw much of downtown Cairo which the Khedive Ismail the Magnificent had rebuilt in the style of Paris, burned down. Farouk blamed the Wafd for the Black Saturday riot, and dismissed Nahas as prime minister the next day. He was replaced by Aly Maher Pasha.[55]
|
98 |
+
|
99 |
+
On July 22–23, 1952, the Free Officers Movement, led by Muhammad Naguib and Gamal Abdel Nasser, launched a coup d'état (Egyptian Revolution of 1952) against the king. Farouk I abdicated the throne to his son Fouad II, who was, at the time, a seven month old baby. The Royal Family left Egypt some days later and the Council of Regency, led by Prince Muhammad Abdel Moneim was formed, The Council, however, held only nominal authority and the real power was actually in the hands of the Revolutionary Command Council, led by Naguib and Nasser.
|
100 |
+
|
101 |
+
Popular expectations for immediate reforms led to the workers' riots in Kafr Dawar on 12 August 1952, which resulted in two death sentences. Following a brief experiment with civilian rule, the Free Officers abrogated the monarchy and the 1923 constitution and declared Egypt a republic on 18 June 1953. Naguib was proclaimed as president, while Nasser was appointed as the new Prime Minister.
|
102 |
+
|
103 |
+
Following the 1952 Revolution by the Free Officers Movement, the rule of Egypt passed to military hands and all political parties were banned. On 18 June 1953, the Egyptian Republic was declared, with General Muhammad Naguib as the first President of the Republic, serving in that capacity for a little under one and a half years.
|
104 |
+
|
105 |
+
Naguib was forced to resign in 1954 by Gamal Abdel Nasser – a Pan-Arabist and the real architect of the 1952 movement – and was later put under house arrest. After Naguib's resignation, the position of President was vacant until the election of Gamal Abdel Nasser in 1956.[56]
|
106 |
+
|
107 |
+
In October 1954 Egypt and the United Kingdom agreed to abolish the Anglo-Egyptian Condominium Agreement of 1899 and grant Sudan independence; the agreement came into force on 1 January 1956.
|
108 |
+
|
109 |
+
Nasser assumed power as President in June 1956. British forces completed their withdrawal from the occupied Suez Canal Zone on 13 June 1956. He nationalised the Suez Canal on 26 July 1956; his hostile approach towards Israel and economic nationalism prompted the beginning of the Second Arab-Israeli War (Suez Crisis), in which Israel (with support from France and the United Kingdom) occupied the Sinai peninsula and the Canal. The war came to an end because of US and USSR diplomatic intervention and the status quo was restored.
|
110 |
+
|
111 |
+
In 1958, Egypt and Syria formed a sovereign union known as the United Arab Republic. The union was short-lived, ending in 1961 when Syria seceded, thus ending the union. During most of its existence, the United Arab Republic was also in a loose confederation with North Yemen (or the Mutawakkilite Kingdom of Yemen), known as the United Arab States. In 1959, the All-Palestine Government of the Gaza Strip, an Egyptian client state, was absorbed into the United Arab Republic under the pretext of Arab union, and was never restored. The Arab Socialist Union, a new nasserist state-party was founded in 1962.
|
112 |
+
|
113 |
+
In the early 1960s, Egypt became fully involved in the North Yemen Civil War. The Egyptian President, Gamal Abdel Nasser, supported the Yemeni republicans with as many as 70,000 Egyptian troops and chemical weapons. Despite several military moves and peace conferences, the war sank into a stalemate. Egyptian commitment in Yemen was greatly undermined later.
|
114 |
+
|
115 |
+
In mid May 1967, the Soviet Union issued warnings to Nasser of an impending Israeli attack on Syria. Although the chief of staff Mohamed Fawzi verified them as "baseless",[57][58] Nasser took three successive steps that made the war virtually inevitable: on 14 May he deployed his troops in Sinai near the border with Israel, on 19 May he expelled the UN peacekeepers stationed in the Sinai Peninsula border with Israel, and on 23 May he closed the Straits of Tiran to Israeli shipping.[59] On 26 May Nasser declared, "The battle will be a general one and our basic objective will be to destroy Israel".[60]
|
116 |
+
|
117 |
+
Israel re-iterated that the Straits of Tiran closure was a Casus belli. This prompted the beginning of the Third Arab Israeli War (Six-Day War) in which Israel attacked Egypt, and occupied Sinai Peninsula and the Gaza Strip, which Egypt had occupied since the 1948 Arab–Israeli War. During the 1967 war, an Emergency Law was enacted, and remained in effect until 2012, with the exception of an 18-month break in 1980/81.[61] Under this law, police powers were extended, constitutional rights suspended and censorship legalised.[citation needed]
|
118 |
+
|
119 |
+
At the time of the fall of the Egyptian monarchy in the early 1950s, less than half a million Egyptians were considered upper class and rich, four million middle class and 17 million lower class and poor.[62] Fewer than half of all primary-school-age children attended school, most of them being boys. Nasser's policies changed this. Land reform and distribution, the dramatic growth in university education, and government support to national industries greatly improved social mobility and flattened the social curve. From academic year 1953–54 through 1965–66, overall public school enrolments more than doubled. Millions of previously poor Egyptians, through education and jobs in the public sector, joined the middle class. Doctors, engineers, teachers, lawyers, journalists, constituted the bulk of the swelling middle class in Egypt under Nasser.[62] During the 1960s, the Egyptian economy went from sluggish to the verge of collapse, the society became less free, and Nasser's appeal waned considerably.[63]
|
120 |
+
|
121 |
+
In 1970, President Nasser died of a heart attack and was succeeded by Anwar Sadat. Sadat switched Egypt's Cold War allegiance from the Soviet Union to the United States, expelling Soviet advisors in 1972. He launched the Infitah economic reform policy, while clamping down on religious and secular opposition. In 1973, Egypt, along with Syria, launched the Fourth Arab-Israeli War (Yom Kippur War), a surprise attack to regain part of the Sinai territory Israel had captured 6 years earlier. It presented Sadat with a victory that allowed him to regain the Sinai later in return for peace with Israel.[64]
|
122 |
+
|
123 |
+
In 1975, Sadat shifted Nasser's economic policies and sought to use his popularity to reduce government regulations and encourage foreign investment through his program of Infitah. Through this policy, incentives such as reduced taxes and import tariffs attracted some investors, but investments were mainly directed at low risk and profitable ventures like tourism and construction, abandoning Egypt's infant industries.[65] Even though Sadat's policy was intended to modernise Egypt and assist the middle class, it mainly benefited the higher class, and, because of the elimination of subsidies on basic foodstuffs, led to the 1977 Egyptian Bread Riots.
|
124 |
+
|
125 |
+
In 1977, Sadat dissolved the Arab Socialist Union and replaced it with the National Democratic Party.
|
126 |
+
|
127 |
+
Sadat made a historic visit to Israel in 1977, which led to the 1979 peace treaty in exchange for Israeli withdrawal from Sinai. Sadat's initiative sparked enormous controversy in the Arab world and led to Egypt's expulsion from the Arab League, but it was supported by most Egyptians.[66] Sadat was assassinated by an Islamic extremist in October 1981.
|
128 |
+
|
129 |
+
Hosni Mubarak came to power after the assassination of Sadat in a referendum in which he was the only candidate.[67]
|
130 |
+
|
131 |
+
Hosni Mubarak reaffirmed Egypt's relationship with Israel yet eased the tensions with Egypt's Arab neighbours. Domestically, Mubarak faced serious problems. Even though farm and industry output expanded, the economy could not keep pace with the population boom. Mass poverty and unemployment led rural families to stream into cities like Cairo where they ended up in crowded slums, barely managing to survive.
|
132 |
+
|
133 |
+
On 25 February 1986 Security Police started rioting, protesting against reports that their term of duty was to be extended from 3 to 4 years. Hotels, nightclubs, restaurants and casinos were attacked in Cairo and there were riots in other cities. A day time curfew was imposed. It took the army 3 days to restore order. 107 people were killed.[68]
|
134 |
+
|
135 |
+
In the 1980s, 1990s, and 2000s, terrorist attacks in Egypt became numerous and severe, and began to target Christian Copts, foreign tourists and government officials.[69] In the 1990s an Islamist group, Al-Gama'a al-Islamiyya, engaged in an extended campaign of violence, from the murders and attempted murders of prominent writers and intellectuals, to the repeated targeting of tourists and foreigners. Serious damage was done to the largest sector of Egypt's economy—tourism[70]—and in turn to the government, but it also devastated the livelihoods of many of the people on whom the group depended for support.[71]
|
136 |
+
|
137 |
+
During Mubarak's reign, the political scene was dominated by the National Democratic Party, which was created by Sadat in 1978. It passed the 1993 Syndicates Law, 1995 Press Law, and 1999 Nongovernmental Associations Law which hampered freedoms of association and expression by imposing new regulations and draconian penalties on violations.[citation needed] As a result, by the late 1990s parliamentary politics had become virtually irrelevant and alternative avenues for political expression were curtailed as well.[72]
|
138 |
+
|
139 |
+
On 17 November 1997, 62 people, mostly tourists, were massacred near Luxor.
|
140 |
+
|
141 |
+
In late February 2005, Mubarak announced a reform of the presidential election law, paving the way for multi-candidate polls for the first time since the 1952 movement.[73] However, the new law placed restrictions on the candidates, and led to Mubarak's easy re-election victory.[74] Voter turnout was less than 25%.[75] Election observers also alleged government interference in the election process.[76] After the election, Mubarak imprisoned Ayman Nour, the runner-up.[77]
|
142 |
+
|
143 |
+
Human Rights Watch's 2006 report on Egypt detailed serious human rights violations, including routine torture, arbitrary detentions and trials before military and state security courts.[78] In 2007, Amnesty International released a report alleging that Egypt had become an international centre for torture, where other nations send suspects for interrogation, often as part of the War on Terror.[79] Egypt's foreign ministry quickly issued a rebuttal to this report.[80]
|
144 |
+
|
145 |
+
Constitutional changes voted on 19 March 2007 prohibited parties from using religion as a basis for political activity, allowed the drafting of a new anti-terrorism law, authorised broad police powers of arrest and surveillance, and gave the president power to dissolve parliament and end judicial election monitoring.[81] In 2009, Dr. Ali El Deen Hilal Dessouki, Media Secretary of the National Democratic Party (NDP), described Egypt as a "pharaonic" political system, and democracy as a "long-term goal". Dessouki also stated that "the real center of power in Egypt is the military".[82]
|
146 |
+
|
147 |
+
On 25 January 2011, widespread protests began against Mubarak's government. On 11 February 2011, Mubarak resigned and fled Cairo. Jubilant celebrations broke out in Cairo's Tahrir Square at the news.[83] The Egyptian military then assumed the power to govern.[84][85] Mohamed Hussein Tantawi, chairman of the Supreme Council of the Armed Forces, became the de facto interim head of state.[86][87] On 13 February 2011, the military dissolved the parliament and suspended the constitution.[88]
|
148 |
+
|
149 |
+
A constitutional referendum was held on 19 March 2011. On 28 November 2011, Egypt held its first parliamentary election since the previous regime had been in power. Turnout was high and there were no reports of major irregularities or violence.[89]
|
150 |
+
|
151 |
+
Mohamed Morsi was elected president on 24 June 2012.[90] On 2 August 2012, Egypt's Prime Minister Hisham Qandil announced his 35-member cabinet comprising 28 newcomers, including four from the Muslim Brotherhood.[91]
|
152 |
+
|
153 |
+
Liberal and secular groups walked out of the constituent assembly because they believed that it would impose strict Islamic practices, while Muslim Brotherhood backers threw their support behind Morsi.[92] On 22 November 2012, President Morsi issued a temporary declaration immunising his decrees from challenge and seeking to protect the work of the constituent assembly.[93]
|
154 |
+
|
155 |
+
The move led to massive protests and violent action throughout Egypt.[94] On 5 December 2012, tens of thousands of supporters and opponents of President Morsi clashed, in what was described as the largest violent battle between Islamists and their foes since the country's revolution.[95] Mohamed Morsi offered a "national dialogue" with opposition leaders but refused to cancel the December 2012 constitutional referendum.[96]
|
156 |
+
|
157 |
+
On 3 July 2013, after a wave of public discontent with autocratic excesses of Morsi's Muslim Brotherhood government,[97] the military removed Morsi from office, dissolved the Shura Council and installed a temporary interim government.[98]
|
158 |
+
|
159 |
+
On 4 July 2013, 68-year-old Chief Justice of the Supreme Constitutional Court of Egypt Adly Mansour was sworn in as acting president over the new government following the removal of Morsi. The new Egyptian authorities cracked down on the Muslim Brotherhood and its supporters, jailing thousands and forcefully dispersing pro-Morsi and/or pro-Brotherhood protests.[99][100] Many of the Muslim Brotherhood leaders and activists have either been sentenced to death or life imprisonment in a series of mass trials.[101][102][103]
|
160 |
+
|
161 |
+
On 18 January 2014, the interim government instituted a new constitution following a referendum approved by an overwhelming majority of voters (98.1%). 38.6% of registered voters participated in the referendum[104] a higher number than the 33% who voted in a referendum during Morsi's tenure.[105]
|
162 |
+
|
163 |
+
On 26 March 2014, Field Marshal Abdel Fattah el-Sisi, Egyptian Defence Minister and Commander-in-Chief Egyptian Armed Forces, retired from the military, announcing he would stand as a candidate in the 2014 presidential election.[106] The poll, held between 26 and 28 May 2014, resulted in a landslide victory for el-Sisi.[107] Sisi was sworn into office as President of Egypt on 8 June 2014. The Muslim Brotherhood and some liberal and secular activist groups boycotted the vote.[108] Even though the interim authorities extended voting to a third day, the 46% turnout was lower than the 52% turnout in the 2012 election.[109]
|
164 |
+
|
165 |
+
A new parliamentary election was held in December 2015, resulting in a landslide victory for pro-Sisi parties, which secured a strong majority in the newly-formed House of Representatives.
|
166 |
+
|
167 |
+
In 2016, Egypt entered in a diplomatic crisis with Italy following the murder of researcher Giulio Regeni: in April 2016, Prime Minister Matteo Renzi recalled the Italian ambassador from El-Cairo because of lack of co-operation from the Egyptian Government in the investigation. The ambassador was sent back to Egypt in 2017 by the new Prime Minister Paolo Gentiloni.
|
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+
|
169 |
+
El-Sisi was re-elected in 2018, facing no serious opposition. In 2019, a series of constitutional amendments were approved by the parliament, further increasing the President's and the military's power, increasing presidential terms from 4 years to 6 years and allowing El-Sisi to run for other two mandates. The proposals were approved in a referendum.
|
170 |
+
|
171 |
+
The dispute between Egypt and Ethiopia over the Grand Ethiopian Renaissance Dam escalated in 2020.[110][111] Egypt sees the dam as an existential threat,[112] fearing that the dam will reduce the amount of water it receives from the Nile.[113]
|
172 |
+
|
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Egypt lies primarily between latitudes 22° and 32°N, and longitudes 25° and 35°E. At 1,001,450 square kilometres (386,660 sq mi),[114] it is the world's 30th-largest country. Due to the extreme aridity of Egypt's climate, population centres are concentrated along the narrow Nile Valley and Delta, meaning that about 99% of the population uses about 5.5% of the total land area.[115] 98% of Egyptians live on 3% of the territory.[116]
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Egypt is bordered by Libya to the west, the Sudan to the south, and the Gaza Strip and Israel to the east. Egypt's important role in geopolitics stems from its strategic position: a transcontinental nation, it possesses a land bridge (the Isthmus of Suez) between Africa and Asia, traversed by a navigable waterway (the Suez Canal) that connects the Mediterranean Sea with the Indian Ocean by way of the Red Sea.
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Apart from the Nile Valley, the majority of Egypt's landscape is desert, with a few oases scattered about. Winds create prolific sand dunes that peak at more than 30 metres (100 ft) high. Egypt includes parts of the Sahara desert and of the Libyan Desert. These deserts protected the Kingdom of the Pharaohs from western threats and were referred to as the "red land" in ancient Egypt.
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Towns and cities include Alexandria, the second largest city; Aswan; Asyut; Cairo, the modern Egyptian capital and largest city; El Mahalla El Kubra; Giza, the site of the Pyramid of Khufu; Hurghada; Luxor; Kom Ombo; Port Safaga; Port Said; Sharm El Sheikh; Suez, where the south end of the Suez Canal is located; Zagazig; and Minya. Oases include Bahariya, Dakhla, Farafra, Kharga and Siwa. Protectorates include Ras Mohamed National Park, Zaranik Protectorate and Siwa.
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On 13 March 2015, plans for a proposed new capital of Egypt were announced.[117]
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Most of Egypt's rain falls in the winter months.[118] South of Cairo, rainfall averages only around 2 to 5 mm (0.1 to 0.2 in) per year and at intervals of many years. On a very thin strip of the northern coast the rainfall can be as high as 410 mm (16.1 in),[119] mostly between October and March. Snow falls on Sinai's mountains and some of the north coastal cities such as Damietta, Baltim and Sidi Barrani, and rarely in Alexandria. A very small amount of snow fell on Cairo on 13 December 2013, the first time in many decades.[120] Frost is also known in mid-Sinai and mid-Egypt. Egypt is the driest and the sunniest country in the world, and most of its land surface is desert.
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Egypt has an unusually hot, sunny and dry climate. Average high temperatures are high in the north but very to extremely high in the rest of the country during summer. The cooler Mediterranean winds consistently blow over the northern sea coast, which helps to get more moderated temperatures, especially at the height of the summertime. The Khamaseen is a hot, dry wind that originates from the vast deserts in the south and blows in the spring or in the early summer. It brings scorching sand and dust particles, and usually brings daytime temperatures over 40 °C (104 °F) and sometimes over 50 °C (122 °F) in the interior, while the relative humidity can drop to 5% or even less. The absolute highest temperatures in Egypt occur when the Khamaseen blows. The weather is always sunny and clear in Egypt, especially in cities such as Aswan, Luxor and Asyut. It is one of the least cloudy and least rainy regions on Earth.
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Prior to the construction of the Aswan Dam, the Nile flooded annually (colloquially The Gift of the Nile) replenishing Egypt's soil. This gave Egypt a consistent harvest throughout the years.
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The potential rise in sea levels due to global warming could threaten Egypt's densely populated coastal strip and have grave consequences for the country's economy, agriculture and industry. Combined with growing demographic pressures, a significant rise in sea levels could turn millions of Egyptians into environmental refugees by the end of the 21st century, according to some climate experts.[121][122]
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Egypt signed the Rio Convention on Biological Diversity on 9 June 1992, and became a party to the convention on 2 June 1994.[123] It has subsequently produced a National Biodiversity Strategy and Action Plan, which was received by the convention on 31 July 1998.[124] Where many CBD National Biodiversity Strategy and Action Plans neglect biological kingdoms apart from animals and plants,[125] Egypt's plan was unusual in providing balanced information about all forms of life.
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The plan stated that the following numbers of species of different groups had been recorded from Egypt: algae (1483 species), animals (about 15,000 species of which more than 10,000 were insects), fungi (more than 627 species), monera (319 species), plants (2426 species), protozoans (371 species). For some major groups, for example lichen-forming fungi and nematode worms, the number was not known. Apart from small and well-studied groups like amphibians, birds, fish, mammals and reptiles, the many of those numbers are likely to increase as further species are recorded from Egypt. For the fungi, including lichen-forming species, for example, subsequent work has shown that over 2200 species have been recorded from Egypt, and the final figure of all fungi actually occurring in the country is expected to be much higher.[126] For the grasses, 284 native and naturalised species have been identified and recorded in Egypt.[127]
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The House of Representatives, whose members are elected to serve five-year terms, specialises in legislation. Elections were last held between November 2011 and January 2012 which was later dissolved. The next parliamentary election was announced to be held within 6 months of the constitution's ratification on 18 January 2014, and were held in two phases, from 17 October to 2 December 2015.[128] Originally, the parliament was to be formed before the president was elected, but interim president Adly Mansour pushed the date.[129] The Egyptian presidential election, 2014, took place on 26–28 May 2014. Official figures showed a turnout of 25,578,233 or 47.5%, with Abdel Fattah el-Sisi winning with 23.78 million votes, or 96.9% compared to 757,511 (3.1%) for Hamdeen Sabahi.[130]
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After a wave of public discontent with autocratic excesses of the Muslim Brotherhood government of President Mohamed Morsi,[97] on 3 July 2013 then-General Abdel Fattah el-Sisi announced the removal of Morsi from office and the suspension of the constitution. A 50-member constitution committee was formed for modifying the constitution which was later published for public voting and was adopted on 18 January 2014.[131]
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In 2013, Freedom House rated political rights in Egypt at 5 (with 1 representing the most free and 7 the least), and civil liberties at 5, which gave it the freedom rating of "Partly Free".[132]
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Egyptian nationalism predates its Arab counterpart by many decades, having roots in the 19th century and becoming the dominant mode of expression of Egyptian anti-colonial activists and intellectuals until the early 20th century.[133] The ideology espoused by Islamists such as the Muslim Brotherhood is mostly supported by the lower-middle strata of Egyptian society.[134]
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Egypt has the oldest continuous parliamentary tradition in the Arab world.[135] The first popular assembly was established in 1866. It was disbanded as a result of the British occupation of 1882, and the British allowed only a consultative body to sit. In 1923, however, after the country's independence was declared, a new constitution provided for a parliamentary monarchy.[135]
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The legal system is based on Islamic and civil law (particularly Napoleonic codes); and judicial review by a Supreme Court, which accepts compulsory International Court of Justice jurisdiction only with reservations.[55]
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Islamic jurisprudence is the principal source of legislation. Sharia courts and qadis are run and licensed by the Ministry of Justice.[136] The personal status law that regulates matters such as marriage, divorce and child custody is governed by Sharia. In a family court, a woman's testimony is worth half of a man's testimony.[137]
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On 26 December 2012, the Muslim Brotherhood attempted to institutionalise a controversial new constitution. It was approved by the public in a referendum held 15–22 December 2012 with 64% support, but with only 33% electorate participation.[138] It replaced the 2011 Provisional Constitution of Egypt, adopted following the revolution.
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The Penal code was unique as it contains a "Blasphemy Law."[139] The present court system allows a death penalty including against an absent individual tried in absentia. Several Americans and Canadians were sentenced to death in 2012.[140]
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On 18 January 2014, the interim government successfully institutionalised a more secular constitution.[141] The president is elected to a four-year term and may serve 2 terms.[141] The parliament may impeach the president.[141] Under the constitution, there is a guarantee of gender equality and absolute freedom of thought.[141] The military retains the ability to appoint the national Minister of Defence for the next two full presidential terms since the constitution took effect.[141] Under the constitution, political parties may not be based on "religion, race, gender or geography".[141]
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The Egyptian Organization for Human Rights is one of the longest-standing bodies for the defence of human rights in Egypt.[142] In 2003, the government established the National Council for Human Rights.[143] Shortly after its foundation, the council came under heavy criticism by local activists, who contend it was a propaganda tool for the government to excuse its own violations[144] and to give legitimacy to repressive laws such as the Emergency Law.[145]
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The Pew Forum on Religion & Public Life ranks Egypt as the fifth worst country in the world for religious freedom.[146][147] The United States Commission on International Religious Freedom, a bipartisan independent agency of the US government, has placed Egypt on its watch list of countries that require close monitoring due to the nature and extent of violations of religious freedom engaged in or tolerated by the government.[148] According to a 2010 Pew Global Attitudes survey, 84% of Egyptians polled supported the death penalty for those who leave Islam; 77% supported whippings and cutting off of hands for theft and robbery; and 82% support stoning a person who commits adultery.[149]
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In February 2016 Giulio Regeni, an Italian Ph.D student from the University of Cambridge studying trade unions and worker's rights in the country, was found brutally murdered in Cairo after he went missing in January of the same year. Subsequently, Italy withdrew its ambassador to Egypt. Egyptian law enforcement produced conflicting information on the fate of the Italian citizen, which was unacceptable to Italian investigators. As a result, the Italian press and foreign ministry pointed at the systematic human rights violations in Egypt, and threatened with political sanctions unless police leadership and practices undergo significant revisions.[150]
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Coptic Christians face discrimination at multiple levels of the government, ranging from underrepresentation in government ministries to laws that limit their ability to build or repair churches.[151] Intolerance of Bahá'ís and non-orthodox Muslim sects, such as Sufis, Shi'a and Ahmadis, also remains a problem.[78] When the government moved to computerise identification cards, members of religious minorities, such as Bahá'ís, could not obtain identification documents.[152] An Egyptian court ruled in early 2008 that members of other faiths may obtain identity cards without listing their faiths, and without becoming officially recognised.[153]
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Clashes continued between police and supporters of former President Mohamed Morsi. During violent clashes that ensued as part of the August 2013 sit-in dispersal, 595 protesters were killed[154] with 14 August 2013 becoming the single deadliest day in Egypt's modern history.[155]
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Egypt actively practices capital punishment. Egypt's authorities do not release figures on death sentences and executions, despite repeated requests over the years by human rights organisations.[156] The United Nations human rights office[157] and various NGOs[156][158] expressed "deep alarm" after an Egyptian Minya Criminal Court sentenced 529 people to death in a single hearing on 25 March 2014. Sentenced supporters of former President Mohamed Morsi were to be executed for their alleged role in violence following his removal in July 2013. The judgement was condemned as a violation of international law.[159] By May 2014, approximately 16,000 people (and as high as more than 40,000 by one independent count, according to The Economist),[160] mostly Brotherhood members or supporters, have been imprisoned after Morsi's removal[161] after the Muslim Brotherhood was labelled as terrorist organisation by the post-Morsi interim Egyptian government.[162]
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After Morsi was ousted by the military, the judiciary system aligned itself with the new government, actively supporting the repression of Muslim Brotherhood members. This resulted in a sharp increase in mass death sentences that arose criticism from then-U.S. President Barack Obama and the General Secretary of the UN, Ban Ki Moon.
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Homosexuality is illegal in Egypt.[163] According to a 2013 survey by the Pew Research Center, 95% of Egyptians believe that homosexuality should not be accepted by society.[164]
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In 2017, Cairo was voted the most dangerous megacity for women with more than 10 million inhabitants in a poll by Thomson Reuters Foundation. Sexual harassment was described as occurring on a daily basis.[165]
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Reporters Without Borders ranked Egypt in their 2017 World Press Freedom Index at No. 160 out of 180 nations. At least 18 journalists were imprisoned in Egypt, as of August 2015[update]. A new anti-terror law was enacted in August 2015 that threatens members of the media with fines ranging from about US$25,000 to $60,000 for the distribution of wrong information on acts of terror inside the country "that differ from official declarations of the Egyptian Department of Defense".[166]
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Some critics of the government have been arrested for allegedly spreading false information about the COVID-19 pandemic in Egypt.[167][168]
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The military is influential in the political and economic life of Egypt and exempts itself from laws that apply to other sectors. It enjoys considerable power, prestige and independence within the state and has been widely considered part of the Egyptian "deep state".[67][169][170]
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According to the former chair of Israel's Knesset Foreign Affairs and Defense Committee, Yuval Steinitz, the Egyptian Air Force has roughly the same number of modern warplanes as the Israeli Air Force and far more Western tanks, artillery, anti-aircraft batteries and warships than the IDF.[171] Egypt is speculated by Israel to be the second country in the region with a spy satellite, EgyptSat 1[172] in addition to EgyptSat 2 launched on 16 April 2014.[173]
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The United States provides Egypt with annual military assistance, which in 2015 amounted to US$1.3 billion.[174] In 1989, Egypt was designated as a major non-NATO ally of the United States.[175] Nevertheless, ties between the two countries have partially soured since the July 2013 overthrow of Islamist president Mohamed Morsi,[176] with the Obama administration denouncing Egypt over its crackdown on the Muslim Brotherhood, and cancelling future military exercises involving the two countries.[177] There have been recent attempts, however, to normalise relations between the two, with both governments frequently calling for mutual support in the fight against regional and international terrorism.[178][179][180] However, following the election of Republican Donald Trump as the President of the United States, the two countries were looking to improve the Egyptian-American relations. al-Sisi and Trump had met during the opening of the seventy-first session of the United Nations General Assembly in September 2016.[181] The absence of Egypt in President Trump's travel ban towards seven Muslim countries was noted in Washington although the Congress has voiced human rights concerns over the handling of dissidents.[182] On 3 April 2017 al-Sisi met with Trump at the White House, marking the first visit of an Egyptian president to Washington in 8 years. Trump praised al-Sisi in what was reported as a public relations victory for the Egyptian president, and signaled it was time for a normalization of the relations between Egypt and the US.[183]
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The Egyptian military has dozens of factories manufacturing weapons as well as consumer goods. The Armed Forces' inventory includes equipment from different countries around the world. Equipment from the former Soviet Union is being progressively replaced by more modern US, French, and British equipment, a significant portion of which is built under license in Egypt, such as the M1 Abrams tank.[citation needed] Relations with Russia have improved significantly following Mohamed Morsi's removal[184] and both countries have worked since then to strengthen military[185] and trade ties[186] among other aspects of bilateral co-operation. Relations with China have also improved considerably. In 2014, Egypt and China established a bilateral "comprehensive strategic partnership".[187] In July 2019, UN ambassadors of 37 countries, including Egypt, have signed a joint letter to the UNHRC defending China's treatment of Uyghurs in the Xinjiang region.[188]
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The permanent headquarters of the Arab League are located in Cairo and the body's secretary general has traditionally been Egyptian. This position is currently held by former foreign minister Ahmed Aboul Gheit. The Arab League briefly moved from Egypt to Tunis in 1978 to protest the Egypt–Israel Peace Treaty, but it later returned to Cairo in 1989. Gulf monarchies, including the United Arab Emirates[189] and Saudi Arabia,[190] have pledged billions of dollars to help Egypt overcome its economic difficulties since the overthrow of Morsi.[191]
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Following the 1973 war and the subsequent peace treaty, Egypt became the first Arab nation to establish diplomatic relations with Israel. Despite that, Israel is still widely considered as a hostile state by the majority of Egyptians.[192] Egypt has played a historical role as a mediator in resolving various disputes in the Middle East, most notably its handling of the Israeli–Palestinian conflict and the peace process.[193] Egypt's ceasefire and truce brokering efforts in Gaza have hardly been challenged following Israel's evacuation of its settlements from the strip in 2005, despite increasing animosity towards the Hamas government in Gaza following the ouster of Mohamed Morsi,[194] and despite recent attempts by countries like Turkey and Qatar to take over this role.[195]
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Ties between Egypt and other non-Arab Middle Eastern nations, including Iran and Turkey, have often been strained. Tensions with Iran are mostly due to Egypt's peace treaty with Israel and Iran's rivalry with traditional Egyptian allies in the Gulf.[196] Turkey's recent support for the now-banned Muslim Brotherhood in Egypt and its alleged involvement in Libya also made of both countries bitter regional rivals.[197][198]
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Egypt is a founding member of the Non-Aligned Movement and the United Nations. It is also a member of the Organisation internationale de la francophonie, since 1983. Former Egyptian Deputy Prime Minister Boutros Boutros-Ghali served as Secretary-General of the United Nations from 1991 to 1996.
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In 2008, Egypt was estimated to have two million African refugees, including over 20,000 Sudanese nationals registered with UNHCR as refugees fleeing armed conflict or asylum seekers. Egypt adopted "harsh, sometimes lethal" methods of border control.[199]
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Egypt is divided into 27 governorates. The governorates are further divided into regions. The regions contain towns and villages. Each governorate has a capital, sometimes carrying the same name as the governorate.[200]
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Egypt's economy depends mainly on agriculture, media, petroleum imports, natural gas, and tourism; there are also more than three million Egyptians working abroad, mainly in Libya, Saudi Arabia, the Persian Gulf and Europe. The completion of the Aswan High Dam in 1970 and the resultant Lake Nasser have altered the time-honoured place of the Nile River in the agriculture and ecology of Egypt. A rapidly growing population, limited arable land, and dependence on the Nile all continue to overtax resources and stress the economy.
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The government has invested in communications and physical infrastructure. Egypt has received United States foreign aid since 1979 (an average of $2.2 billion per year) and is the third-largest recipient of such funds from the United States following the Iraq war. Egypt's economy mainly relies on these sources of income: tourism, remittances from Egyptians working abroad and revenues from the Suez Canal.[202]
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Egypt has a developed energy market based on coal, oil, natural gas, and hydro power. Substantial coal deposits in the northeast Sinai are mined at the rate of about 600,000 tonnes (590,000 long tons; 660,000 short tons) per year. Oil and gas are produced in the western desert regions, the Gulf of Suez, and the Nile Delta. Egypt has huge reserves of gas, estimated at 2,180 cubic kilometres (520 cu mi),[203] and LNG up to 2012 exported to many countries. In 2013, the Egyptian General Petroleum Co (EGPC) said the country will cut exports of natural gas and tell major industries to slow output this summer to avoid an energy crisis and stave off political unrest, Reuters has reported. Egypt is counting on top liquid natural gas (LNG) exporter Qatar to obtain additional gas volumes in summer, while encouraging factories to plan their annual maintenance for those months of peak demand, said EGPC chairman, Tarek El Barkatawy. Egypt produces its own energy, but has been a net oil importer since 2008 and is rapidly becoming a net importer of natural gas.[204]
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Economic conditions have started to improve considerably, after a period of stagnation, due to the adoption of more liberal economic policies by the government as well as increased revenues from tourism and a booming stock market. In its annual report, the International Monetary Fund (IMF) has rated Egypt as one of the top countries in the world undertaking economic reforms.[205] Some major economic reforms undertaken by the government since 2003 include a dramatic slashing of customs and tariffs. A new taxation law implemented in 2005 decreased corporate taxes from 40% to the current 20%, resulting in a stated 100% increase in tax revenue by the year 2006.
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Foreign direct investment (FDI) in Egypt increased considerably before the removal of Hosni Mubarak, exceeding $6 billion in 2006, due to economic liberalisation and privatisation measures taken by minister of investment Mahmoud Mohieddin.[citation needed] Since the fall of Hosni Mubarak in 2011, Egypt has experienced a drastic fall in both foreign investment and tourism revenues, followed by a 60% drop in foreign exchange reserves, a 3% drop in growth, and a rapid devaluation of the Egyptian pound.[206]
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Although one of the main obstacles still facing the Egyptian economy is the limited trickle down of wealth to the average population, many Egyptians criticise their government for higher prices of basic goods while their standards of living or purchasing power remains relatively stagnant. Corruption is often cited by Egyptians as the main impediment to further economic growth.[207][208] The government promised major reconstruction of the country's infrastructure, using money paid for the newly acquired third mobile license ($3 billion) by Etisalat in 2006.[209] In the Corruption Perceptions Index 2013, Egypt was ranked 114 out of 177.[210]
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Egypt's most prominent multinational companies are the Orascom Group and Raya Contact Center. The information technology (IT) sector has expanded rapidly in the past few years, with many start-ups selling outsourcing services to North America and Europe, operating with companies such as Microsoft, Oracle and other major corporations, as well as many small and medium size enterprises. Some of these companies are the Xceed Contact Center, Raya, E Group Connections and C3. The IT sector has been stimulated by new Egyptian entrepreneurs with government encouragement.[citation needed]
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An estimated 2.7 million Egyptians abroad contribute actively to the development of their country through remittances (US$7.8 billion in 2009), as well as circulation of human and social capital and investment.[211] Remittances, money earned by Egyptians living abroad and sent home, reached a record US$21 billion in 2012, according to the World Bank.[212]
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Egyptian society is moderately unequal in terms of income distribution, with an estimated 35–40% of Egypt's population earning less than the equivalent of $2 a day, while only around 2–3% may be considered wealthy.[213]
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Tourism is one of the most important sectors in Egypt's economy. More than 12.8 million tourists visited Egypt in 2008, providing revenues of nearly $11 billion. The tourism sector employs about 12% of Egypt's workforce.[214] Tourism Minister Hisham Zaazou told industry professionals and reporters that tourism generated some $9.4 billion in 2012, a slight increase over the $9 billion seen in 2011.[215]
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The Giza Necropolis is one of Egypt's best-known tourist attractions; it is the only one of the Seven Wonders of the Ancient World still in existence.
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Egypt's beaches on the Mediterranean and the Red Sea, which extend to over 3,000 kilometres (1,900 miles), are also popular tourist destinations; the Gulf of Aqaba beaches, Safaga, Sharm el-Sheikh, Hurghada, Luxor, Dahab, Ras Sidr and Marsa Alam are popular sites.
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Egypt produced 691,000 bbl/d of oil and 2,141.05 Tcf of natural gas in 2013, making the country the largest non-OPEC producer of oil and the second-largest dry natural gas producer in Africa. In 2013, Egypt was the largest consumer of oil and natural gas in Africa, as more than 20% of total oil consumption and more than 40% of total dry natural gas consumption in Africa. Also, Egypt possesses the largest oil refinery capacity in Africa 726,000 bbl/d (in 2012).[203]
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Egypt is currently planning to build its first nuclear power plant in El Dabaa, in the northern part of the country, with $25 billion in Russian financing.[216]
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Transport in Egypt is centred around Cairo and largely follows the pattern of settlement along the Nile. The main line of the nation's 40,800-kilometre (25,400 mi) railway network runs from Alexandria to Aswan and is operated by Egyptian National Railways. The vehicle road network has expanded rapidly to over 34,000 km (21,000 mi), consisting of 28 line, 796 stations, 1800 train covering the Nile Valley and Nile Delta, the Mediterranean and Red Sea coasts, the Sinai, and the Western oases.
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The Cairo Metro in Egypt is the first of only two full-fledged metro systems in Africa and the Arab World. It is considered one of the most important recent projects in Egypt which cost around 12 billion Egyptian pounds. The system consists of three operational lines with a fourth line expected in the future.
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EgyptAir, which is now the country's flag carrier and largest airline, was founded in 1932 by Egyptian industrialist Talaat Harb, today owned by the Egyptian government. The airline is based at Cairo International Airport, its main hub, operating scheduled passenger and freight services to more than 75 destinations in the Middle East, Europe, Africa, Asia, and the Americas. The Current EgyptAir fleet includes 80 aeroplanes.
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The Suez Canal is an artificial sea-level waterway in Egypt considered the most important centre of the maritime transport in the Middle East, connecting the Mediterranean Sea and the Red Sea. Opened in November 1869 after 10 years of construction work, it allows ship transport between Europe and Asia without navigation around Africa. The northern terminus is Port Said and the southern terminus is Port Tawfiq at the city of Suez. Ismailia lies on its west bank, 3 kilometres (1 7⁄8 miles) from the half-way point.
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The canal is 193.30 km (120 1⁄8 mi) long, 24 metres (79 feet) deep and 205 m (673 ft) wide as of 2010[update]. It consists of the northern access channel of 22 km (14 mi), the canal itself of 162.25 km (100 7⁄8 mi) and the southern access channel of 9 km (5 1⁄2 mi). The canal is a single lane with passing places in the Ballah By-Pass and the Great Bitter Lake. It contains no locks; seawater flows freely through the canal. In general, the canal north of the Bitter Lakes flows north in winter and south in summer. The current south of the lakes changes with the tide at Suez.
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On 26 August 2014 a proposal was made for opening a New Suez Canal. Work on the New Suez Canal was completed in July 2015.[217][218] The channel was officially inaugurated with a ceremony attended by foreign leaders and featuring military flyovers on 6 August 2015, in accordance with the budgets laid out for the project.[219][220]
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The piped water supply in Egypt increased between 1990 and 2010 from 89% to 100% in urban areas and from 39% to 93% in rural areas despite rapid population growth. Over that period, Egypt achieved the elimination of open defecation in rural areas and invested in infrastructure. Access to an improved water source in Egypt is now practically universal with a rate of 99%. About one half of the population is connected to sanitary sewers.[221]
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Partly because of low sanitation coverage about 17,000 children die each year because of diarrhoea.[222] Another challenge is low cost recovery due to water tariffs that are among the lowest in the world. This in turn requires government subsidies even for operating costs, a situation that has been aggravated by salary increases without tariff increases after the Arab Spring. Poor operation of facilities, such as water and wastewater treatment plants, as well as limited government accountability and transparency, are also issues.
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Due to the absence of appreciable rainfall, Egypt's agriculture depends entirely on irrigation. The main source of irrigation water is the river Nile of which the flow is controlled by the high dam at Aswan. It releases, on average, 55 cubic kilometres (45,000,000 acre·ft) water per year, of which some 46 cubic kilometres (37,000,000 acre·ft) are diverted into the irrigation canals.[223]
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In the Nile valley and delta, almost 33,600 square kilometres (13,000 sq mi) of land benefit from these irrigation waters producing on average 1.8 crops per year.[223]
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Egypt is the most populated country in the Arab world and the third most populous on the African continent, with about 95 million inhabitants as of 2017[update].[225] Its population grew rapidly from 1970 to 2010 due to medical advances and increases in agricultural productivity[226] enabled by the Green Revolution.[227] Egypt's population was estimated at 3 million when Napoleon invaded the country in 1798.[228]
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Egypt's people are highly urbanised, being concentrated along the Nile (notably Cairo and Alexandria), in the Delta and near the Suez Canal. Egyptians are divided demographically into those who live in the major urban centres and the fellahin, or farmers, that reside in rural villages. The total inhabited area constitutes only 77,041 km², putting the physiological density at over 1,200 people per km2, similar to Bangladesh.
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While emigration was restricted under Nasser, thousands of Egyptian professionals were dispatched abroad in the context of the Arab Cold War.[229] Egyptian emigration was liberalised in 1971, under President Sadat, reaching record numbers after the 1973 oil crisis.[230] An estimated 2.7 million Egyptians live abroad. Approximately 70% of Egyptian migrants live in Arab countries (923,600 in Saudi Arabia, 332,600 in Libya, 226,850 in Jordan, 190,550 in Kuwait with the rest elsewhere in the region) and the remaining 30% reside mostly in Europe and North America (318,000 in the United States, 110,000 in Canada and 90,000 in Italy).[211] The process of emigrating to non-Arab states has been ongoing since the 1950s.[231]
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Ethnic Egyptians are by far the largest ethnic group in the country, constituting 99.7% of the total population.[55] Ethnic minorities include the Abazas, Turks, Greeks, Bedouin Arab tribes living in the eastern deserts and the Sinai Peninsula, the Berber-speaking Siwis (Amazigh) of the Siwa Oasis, and the Nubian communities clustered along the Nile. There are also tribal Beja communities concentrated in the southeasternmost corner of the country, and a number of Dom clans mostly in the Nile Delta and Faiyum who are progressively becoming assimilated as urbanisation increases.
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+
Some 5 million immigrants live in Egypt, mostly Sudanese, "some of whom have lived in Egypt for generations."[232] Smaller numbers of immigrants come from Iraq, Ethiopia, Somalia, South Sudan, and Eritrea.[232]
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|
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+
The Office of the United Nations High Commissioner for Refugees estimated that the total number of "people of concern" (refugees, asylum seekers, and stateless people) was about 250,000. In 2015, the number of registered Syrian refugees in Egypt was 117,000, a decrease from the previous year.[232] Egyptian government claims that a half-million Syrian refugees live in Egypt are thought to be exaggerated.[232] There are 28,000 registered Sudanese refugees in Egypt.[232]
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The once-vibrant and ancient Greek and Jewish communities in Egypt have almost disappeared, with only a small number remaining in the country, but many Egyptian Jews visit on religious or other occasions and tourism. Several important Jewish archaeological and historical sites are found in Cairo, Alexandria and other cities.
|
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The official language of the Republic is Arabic.[233] The spoken languages are: Egyptian Arabic (68%), Sa'idi Arabic (29%), Eastern Egyptian Bedawi Arabic (1.6%), Sudanese Arabic (0.6%), Domari (0.3%), Nobiin (0.3%), Beja (0.1%), Siwi and others. Additionally, Greek, Armenian and Italian, and more recently, African languages like Amharic and Tigrigna are the main languages of immigrants.
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The main foreign languages taught in schools, by order of popularity, are English, French, German and Italian.
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+
|
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Historically Egyptian was spoken, of which the latest stage is Coptic Egyptian. Spoken Coptic was mostly extinct by the 17th century but may have survived in isolated pockets in Upper Egypt as late as the 19th century. It remains in use as the liturgical language of the Coptic Orthodox Church of Alexandria.[234][235] It forms a separate branch among the family of Afroasiatic languages.
|
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|
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+
Egypt is a predominantly Sunni Muslim country with Islam as its state religion. The percentage of adherents of various religions is a controversial topic in Egypt. An estimated 85–90% are identified as Muslim, 10–15% as Coptic Christians, and 1% as other Christian denominations, although without a census the numbers cannot be known. Other estimates put the Christian population as high as 15–20%.[note 1] Non-denominational Muslims form roughly 12% of the population.[242][243]
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Egypt was a Christian country before the 7th century, and after Islam arrived, the country was gradually Islamised into a majority-Muslim country.[244][245] It is not known when Muslims reached a majority variously estimated from c. 1000 CE to as late as the 14th century. Egypt emerged as a centre of politics and culture in the Muslim world. Under Anwar Sadat, Islam became the official state religion and Sharia the main source of law.[246] It is estimated that 15 million Egyptians follow Native Sufi orders,[247][248][249] with the Sufi leadership asserting that the numbers are much greater as many Egyptian Sufis are not officially registered with a Sufi order.[248] At least 305 people were killed during a November 2017 attack on a Sufi mosque in Sinai.[250]
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There is also a Shi'a minority. The Jerusalem Center for Public Affairs estimates the Shia population at 1 to 2.2 million[251] and could measure as much as 3 million.[252] The Ahmadiyya population is estimated at less than 50,000,[253] whereas the Salafi (ultra-conservative) population is estimated at five to six million.[254] Cairo is famous for its numerous mosque minarets and has been dubbed "The City of 1,000 Minarets".[255]
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Of the Christian population in Egypt over 90% belong to the native Coptic Orthodox Church of Alexandria, an Oriental Orthodox Christian Church.[256] Other native Egyptian Christians are adherents of the Coptic Catholic Church, the Evangelical Church of Egypt and various other Protestant denominations. Non-native Christian communities are largely found in the urban regions of Cairo and Alexandria, such as the Syro-Lebanese, who belong to Greek Catholic, Greek Orthodox, and Maronite Catholic denominations.[257]
|
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Ethnic Greeks also made up a large Greek Orthodox population in the past. Likewise, Armenians made up the then larger Armenian Orthodox and Catholic communities. Egypt also used to have a large Roman Catholic community, largely made up of Italians and Maltese. These non-native communities were much larger in Egypt before the Nasser regime and the nationalisation that took place.
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Egypt hosts the Coptic Orthodox Church of Alexandria. It was founded back in the first century, considered to be the largest church in the country.
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Egypt is also the home of Al-Azhar University (founded in 969 CE, began teaching in 975 CE), which is today the world's "most influential voice of establishment Sunni Islam" and is, by some measures, the second-oldest continuously operating university in world.[258]
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Egypt recognises only three religions: Islam, Christianity, and Judaism. Other faiths and minority Muslim sects practised by Egyptians, such as the small Bahá'í and Ahmadi community, are not recognised by the state and face persecution by the government, which labels these groups a threat to Egypt's national security.[259][260] Individuals, particularly Baha'is and atheists, wishing to include their religion (or lack thereof) on their mandatory state issued identification cards are denied this ability (see Egyptian identification card controversy), and are put in the position of either not obtaining required identification or lying about their faith. A 2008 court ruling allowed members of unrecognised faiths to obtain identification and leave the religion field blank.[152][153]
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|
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Egypt is a recognised cultural trend-setter of the Arabic-speaking world. Contemporary Arabic and Middle-Eastern culture is heavily influenced by Egyptian literature, music, film and television. Egypt gained a regional leadership role during the 1950s and 1960s, giving a further enduring boost to the standing of Egyptian culture in the Arabic-speaking world.[261]
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|
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Egyptian identity evolved in the span of a long period of occupation to accommodate Islam, Christianity and Judaism; and a new language, Arabic, and its spoken descendant, Egyptian Arabic which is also based on many Ancient Egyptian words.[262]
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|
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+
The work of early 19th century scholar Rifa'a al-Tahtawi renewed interest in Egyptian antiquity and exposed Egyptian society to Enlightenment principles. Tahtawi co-founded with education reformer Ali Mubarak a native Egyptology school that looked for inspiration to medieval Egyptian scholars, such as Suyuti and Maqrizi, who themselves studied the history, language and antiquities of Egypt.[263]
|
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|
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+
Egypt's renaissance peaked in the late 19th and early 20th centuries through the work of people like Muhammad Abduh, Ahmed Lutfi el-Sayed, Muhammad Loutfi Goumah, Tawfiq el-Hakim, Louis Awad, Qasim Amin, Salama Moussa, Taha Hussein and Mahmoud Mokhtar. They forged a liberal path for Egypt expressed as a commitment to personal freedom, secularism and faith in science to bring progress.[264]
|
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The Egyptians were one of the first major civilisations to codify design elements in art and architecture. Egyptian blue, also known as calcium copper silicate is a pigment used by Egyptians for thousands of years. It is considered to be the first synthetic pigment. The wall paintings done in the service of the Pharaohs followed a rigid code of visual rules and meanings. Egyptian civilisation is renowned for its colossal pyramids, temples and monumental tombs.
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|
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Well-known examples are the Pyramid of Djoser designed by ancient architect and engineer Imhotep, the Sphinx, and the temple of Abu Simbel. Modern and contemporary Egyptian art can be as diverse as any works in the world art scene, from the vernacular architecture of Hassan Fathy and Ramses Wissa Wassef, to Mahmoud Mokhtar's sculptures, to the distinctive Coptic iconography of Isaac Fanous. The Cairo Opera House serves as the main performing arts venue in the Egyptian capital.
|
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|
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Egyptian literature traces its beginnings to ancient Egypt and is some of the earliest known literature. Indeed, the Egyptians were the first culture to develop literature as we know it today, that is, the book.[265] It is an important cultural element in the life of Egypt. Egyptian novelists and poets were among the first to experiment with modern styles of Arabic literature, and the forms they developed have been widely imitated throughout the Arab world.[266] The first modern Egyptian novel Zaynab by Muhammad Husayn Haykal was published in 1913 in the Egyptian vernacular.[267] Egyptian novelist Naguib Mahfouz was the first Arabic-language writer to win the Nobel Prize in Literature. Egyptian women writers include Nawal El Saadawi, well known for her feminist activism, and Alifa Rifaat who also writes about women and tradition.
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|
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Vernacular poetry is perhaps the most popular literary genre among Egyptians, represented by the works of Ahmed Fouad Negm (Fagumi), Salah Jaheen and Abdel Rahman el-Abnudi.[citation needed]
|
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|
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+
Egyptian media are highly influential throughout the Arab World, attributed to large audiences and increasing freedom from government control.[268][269] Freedom of the media is guaranteed in the constitution; however, many laws still restrict this right.[268][270]
|
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|
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Egyptian cinema became a regional force with the coming of sound. In 1936, Studio Misr, financed by industrialist Talaat Harb, emerged as the leading Egyptian studio, a role the company retained for three decades.[271] For over 100 years, more than 4000 films have been produced in Egypt, three quarters of the total Arab production.[citation needed] Egypt is considered the leading country in the field of cinema in the Arab world. Actors from all over the Arab world seek to appear in the Egyptian cinema for the sake of fame. The Cairo International Film Festival has been rated as one of 11 festivals with a top class rating worldwide by the International Federation of Film Producers' Associations.[272]
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|
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Egyptian music is a rich mixture of indigenous, Mediterranean, African and Western elements. It has been an integral part of Egyptian culture since antiquity. The ancient Egyptians credited one of their gods Hathor with the invention of music, which Osiris in turn used as part of his effort to civilise the world. Egyptians used music instruments since then.[273]
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Contemporary Egyptian music traces its beginnings to the creative work of people such as Abdu al-Hamuli, Almaz and Mahmoud Osman, who influenced the later work of Sayed Darwish, Umm Kulthum, Mohammed Abdel Wahab and Abdel Halim Hafez whose age is considered the golden age of music in Egypt and the whole Arab world. Prominent contemporary Egyptian pop singers include Amr Diab and Mohamed Mounir.
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Today, Egypt is often considered the home of belly dance. Egyptian belly dance has two main styles – raqs baladi and raqs sharqi. There are also numerous folkloric and character dances that may be part of an Egyptian-style belly dancer's repertoire, as well as the modern shaabi street dance which shares some elements with raqs baladi.
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Egypt has one of the oldest civilisations in the world. It has been in contact with many other civilisations and nations and has been through so many eras, starting from prehistoric age to the modern age, passing through so many ages such as; Pharonic, Roman, Greek, Islamic and many other ages. Because of this wide variation of ages, the continuous contact with other nations and the big number of conflicts Egypt had been through, at least 60 museums may be found in Egypt, mainly covering a wide area of these ages and conflicts.
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The three main museums in Egypt are The Egyptian Museum which has more than 120,000 items, the Egyptian National Military Museum and the 6th of October Panorama.
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The Grand Egyptian Museum (GEM), also known as the Giza Museum, is an under construction museum that will house the largest collection of ancient Egyptian artifacts in the world, it has been described as the world's largest archaeological museum.[274] The museum was scheduled to open in 2015 and will be sited on 50 hectares (120 acres) of land approximately two kilometres (1.2 miles) from the Giza Necropolis and is part of a new master plan for the plateau. The Minister of Antiquities Mamdouh al-Damaty announced in May 2015 that the museum will be partially opened in May 2018.[275]
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Egypt celebrates many festivals and religious carnivals, also known as mulid. They are usually associated with a particular Coptic or Sufi saint, but are often celebrated by Egyptians irrespective of creed or religion. Ramadan has a special flavour in Egypt, celebrated with sounds, lights (local lanterns known as fawanees) and much flare that many Muslim tourists from the region flock to Egypt to witness during Ramadan.
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The ancient spring festival of Sham en Nisim (Coptic: Ϭⲱⲙ‘ⲛⲛⲓⲥⲓⲙ shom en nisim) has been celebrated by Egyptians for thousands of years, typically between the Egyptian months of Paremoude (April) and Pashons (May), following Easter Sunday.
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Egyptian cuisine is notably conducive to vegetarian diets, as it relies heavily on legume and vegetable dishes. Although food in Alexandria and the coast of Egypt tends to use a great deal of fish and other seafood, for the most part Egyptian cuisine is based on foods that grow out of the ground. Meat has been very expensive for most Egyptians throughout history, so a great number of vegetarian dishes have been developed.
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Some consider kushari (a mixture of rice, lentils, and macaroni) to be the national dish. Fried onions can be also added to kushari. In addition, ful medames (mashed fava beans) is one of the most popular dishes. Fava bean is also used in making falafel (also known as "ta‘miya"), which may have originated in Egypt and spread to other parts of the Middle East. Garlic fried with coriander is added to molokhiya, a popular green soup made from finely chopped jute leaves, sometimes with chicken or rabbit.
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Football is the most popular national sport of Egypt. The Cairo Derby is one of the fiercest derbies in Africa, and the BBC picked it as one of the 7 toughest derbies in the world.[276] Al Ahly is the most successful club of the 20th century in the African continent according to CAF, closely followed by their rivals Zamalek SC. They're known as the "African Club of the Century". With twenty titles, Al Ahly is currently the world's most successful club in terms of international trophies, surpassing Italy's A.C. Milan and Argentina's Boca Juniors, both having eighteen.[277]
|
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|
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The Egyptian national football team, known as the Pharaohs, won the African Cup of Nations seven times, including three times in a row in 2006, 2008, and 2010. Considered the most successful African national team and one which has reached the top 10 of the FIFA world rankings, Egypt has qualified for the FIFA World Cup three times. Two goals from star player Mohamed Salah in their last qualifying game took Egypt through to the 2018 FIFA World Cup.[278] The Egyptian Youth National team Young Pharaohs won the Bronze Medal of the 2001 FIFA youth world cup in Argentina. Egypt was 4th place in the football tournament in the 1928 and the 1964 Olympics.
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|
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Squash and tennis are other popular sports in Egypt. The Egyptian squash team has been competitive in international championships since the 1930s. Amr Shabana and Ramy Ashour are Egypt's best players and both were ranked the world's number one squash player. Egypt has won the Squash World Championships four times, with the last title being in 2017.
|
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In 1999, Egypt hosted the IHF World Men's Handball Championship, and will host it again in 2021. In 2001, the national handball team achieved its best result in the tournament by reaching fourth place. Egypt has won in the African Men's Handball Championship five times, being the best team in Africa. In addition to that, it also championed the Mediterranean Games in 2013, the Beach Handball World Championships in 2004 and the Summer Youth Olympics in 2010.
|
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Among all African nations, the Egypt national basketball team holds the record for best performance at the Basketball World Cup and at the Summer Olympics.[279][280] Further, the team has won a record number of 16 medals at the African Championship.
|
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+
Egypt has taken part in the Summer Olympic Games since 1912 and hosted and Alexandria h the first Mediterranean Games in 1951. Egypt has hosted several international competitions. The last one being the 2009 FIFA U-20 World Cup which took place between 24 September – 16 October 2009.
|
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+
On Friday 19 September 2014, Guinness World Records announced that Egyptian scuba diver Ahmed Gabr is the new title holder for deepest salt water scuba dive, at 332.35 metres (1,090.4 feet).[281] Ahmed set a new world record Friday when he reached a depth of more than 1,000 feet (300 metres). The 14-hour feat took Gabr 1,066 feet (325 metres) down into the abyss near the Egyptian town of Dahab in the Red Sea, where he works as a diving instructor.[282]
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On 1 September 2015 Raneem El Weleily was ranked as the world number one woman squash player.[283] Other female Egyptian squash players include Nour El Tayeb, Omneya Abdel Kawy, Nouran Gohar and Nour El Sherbini.
|
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The wired and wireless telecommunication industry in Egypt started in 1854 with the launch of the country's first telegram line connecting Cairo and Alexandria. The first telephone line between the two cities was installed in 1881.[284] In September 1999 a national project for a technological renaissance was announced reflecting the commitment of the Egyptian government to developing the country's IT-sector.
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Egypt Post is the company responsible for postal service in Egypt. Established in 1865, it is one of the oldest governmental institutions in the country. Egypt is one of 21 countries that contributed to the establishment of the Universal Postal Union, initially named the General Postal Union, as signatory of the Treaty of Bern.
|
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|
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In September 2018, Egypt ratified the law granting authorities the right to monitor social media users in the country as part of tightening internet controls.[285][286]
|
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|
402 |
+
The illiteracy rate has decreased since 1996 from 39.4 to 25.9 percent in 2013. The adult literacy rate as of July 2014[update] was estimated at 73.9%.[287] The illiteracy rate is highest among those over 60 years of age being estimated at around 64.9%, while illiteracy among youth between 15 and 24 years of age was listed at 8.6 percent.[288]
|
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A European-style education system was first introduced in Egypt by the Ottomans in the early 19th century to nurture a class of loyal bureaucrats and army officers.[289] Under British occupation investment in education was curbed drastically, and secular public schools, which had previously been free, began to charge fees.[289]
|
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In the 1950s, President Nasser phased in free education for all Egyptians.[289] The Egyptian curriculum influenced other Arab education systems, which often employed Egyptian-trained teachers.[289] Demand soon outstripped the level of available state resources, causing the quality of public education to deteriorate.[289] Today this trend has culminated in poor teacher–student ratios (often around one to fifty) and persistent gender inequality.[289]
|
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Basic education, which includes six years of primary and three years of preparatory school, is a right for Egyptian children from the age of six.[290] After grade 9, students are tracked into one of two strands of secondary education: general or technical schools. General secondary education prepares students for further education, and graduates of this track normally join higher education institutes based on the results of the Thanaweya Amma, the leaving exam.[290]
|
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Technical secondary education has two strands, one lasting three years and a more advanced education lasting five. Graduates of these schools may have access to higher education based on their results on the final exam, but this is generally uncommon.[290]
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Cairo University is ranked as 401–500 according to the Academic Ranking of World Universities (Shanghai Ranking)[291] and 551–600 according to QS World University Rankings. American University in Cairo is ranked as 360 according to QS World University Rankings and Al-Azhar University, Alexandria University and Ain Shams University fall in the 701+ range.[292]
|
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Egypt is currently opening new research institutes for the aim of modernising research in the nation, the most recent example of which is Zewail City of Science and Technology.
|
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|
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+
Egyptian life expectancy at birth was 73.20 years in 2011, or 71.30 years for males and 75.20 years for females. Egypt spends 3.7 percent of its gross domestic product on health including treatment costs 22 percent incurred by citizens and the rest by the state.[293] In 2010, spending on healthcare accounted for 4.66% of the country's GDP. In 2009, there were 16.04 physicians and 33.80 nurses per 10,000 inhabitants.[294]
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As a result of modernisation efforts over the years, Egypt's healthcare system has made great strides forward. Access to healthcare in both urban and rural areas greatly improved and immunisation programs are now able to cover 98% of the population. Life expectancy increased from 44.8 years during the 1960s to 72.12 years in 2009. There was a noticeable decline of the infant mortality rate (during the 1970s to the 1980s the infant mortality rate was 101-132/1000 live births, in 2000 the rate was 50-60/1000, and in 2008 it was 28-30/1000).[295]
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According to the World Health Organization in 2008, an estimated 91.1% of Egypt's girls and women aged 15 to 49 have been subjected to genital mutilation,[296] despite being illegal in the country. In 2016 the law was amended to impose tougher penalties on those convicted of performing the procedure, pegging the highest jail term at 15 years. Those who escort victims to the procedure can also face jail terms up to 3 years.[297]
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The total number of Egyptians with health insurance reached 37 million in 2009, of which 11 million are minors, providing an insurance coverage of approximately 52 percent of Egypt's population.[298]
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Ancient Egypt was a civilization of ancient North Africa, concentrated along the lower reaches of the Nile River, situated in the place that is now the country Egypt. Ancient Egyptian civilization followed prehistoric Egypt and coalesced around 3100 BC (according to conventional Egyptian chronology)[1] with the political unification of Upper and Lower Egypt under Menes (often identified with Narmer).[2] The history of ancient Egypt occurred as a series of stable kingdoms, separated by periods of relative instability known as Intermediate Periods: the Old Kingdom of the Early Bronze Age, the Middle Kingdom of the Middle Bronze Age and the New Kingdom of the Late Bronze Age.
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Egypt reached the pinnacle of its power in the New Kingdom, ruling much of Nubia and a sizable portion of the Near East, after which it entered a period of slow decline. During the course of its history Egypt was invaded or conquered by a number of foreign powers, including the Hyksos, the Libyans, the Nubians, the Assyrians, the Achaemenid Persians, and the Macedonians under the command of Alexander the Great. The Greek Ptolemaic Kingdom, formed in the aftermath of Alexander's death, ruled Egypt until 30 BC, when, under Cleopatra, it fell to the Roman Empire and became a Roman province.[3]
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The success of ancient Egyptian civilization came partly from its ability to adapt to the conditions of the Nile River valley for agriculture. The predictable flooding and controlled irrigation of the fertile valley produced surplus crops, which supported a more dense population, and social development and culture. With resources to spare, the administration sponsored mineral exploitation of the valley and surrounding desert regions, the early development of an independent writing system, the organization of collective construction and agricultural projects, trade with surrounding regions, and a military intended to assert Egyptian dominance. Motivating and organizing these activities was a bureaucracy of elite scribes, religious leaders, and administrators under the control of a pharaoh, who ensured the cooperation and unity of the Egyptian people in the context of an elaborate system of religious beliefs.[4]
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The many achievements of the ancient Egyptians include the quarrying, surveying and construction techniques that supported the building of monumental pyramids, temples, and obelisks; a system of mathematics, a practical and effective system of medicine, irrigation systems and agricultural production techniques, the first known planked boats,[5] Egyptian faience and glass technology, new forms of literature, and the earliest known peace treaty, made with the Hittites.[6] Ancient Egypt has left a lasting legacy. Its art and architecture were widely copied, and its antiquities carried off to far corners of the world. Its monumental ruins have inspired the imaginations of travelers and writers for centuries. A new-found respect for antiquities and excavations in the early modern period by Europeans and Egyptians led to the scientific investigation of Egyptian civilization and a greater appreciation of its cultural legacy.[7]
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The Nile has been the lifeline of its region for much of human history.[8] The fertile floodplain of the Nile gave humans the opportunity to develop a settled agricultural economy and a more sophisticated, centralized society that became a cornerstone in the history of human civilization.[9] Nomadic modern human hunter-gatherers began living in the Nile valley through the end of the Middle Pleistocene some 120,000 years ago. By the late Paleolithic period, the arid climate of Northern Africa became increasingly hot and dry, forcing the populations of the area to concentrate along the river region.
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In Predynastic and Early Dynastic times, the Egyptian climate was much less arid than it is today. Large regions of Egypt were covered in treed savanna and traversed by herds of grazing ungulates. Foliage and fauna were far more prolific in all environs and the Nile region supported large populations of waterfowl. Hunting would have been common for Egyptians, and this is also the period when many animals were first domesticated.[10]
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By about 5500 BC, small tribes living in the Nile valley had developed into a series of cultures demonstrating firm control of agriculture and animal husbandry, and identifiable by their pottery and personal items, such as combs, bracelets, and beads. The largest of these early cultures in upper (Southern) Egypt was the Badarian culture, which probably originated in the Western Desert; it was known for its high quality ceramics, stone tools, and its use of copper.[11]
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The Badari was followed by the Naqada culture: the Amratian (Naqada I), the Gerzeh (Naqada II), and Semainean (Naqada III).[12][page needed] These brought a number of technological improvements. As early as the Naqada I Period, predynastic Egyptians imported obsidian from Ethiopia, used to shape blades and other objects from flakes.[13] In Naqada II times, early evidence exists of contact with the Near East, particularly Canaan and the Byblos coast.[14] Over a period of about 1,000 years, the Naqada culture developed from a few small farming communities into a powerful civilization whose leaders were in complete control of the people and resources of the Nile valley.[15] Establishing a power center at Nekhen (in Greek, Hierakonpolis), and later at Abydos, Naqada III leaders expanded their control of Egypt northwards along the Nile.[16] They also traded with Nubia to the south, the oases of the western desert to the west, and the cultures of the eastern Mediterranean and Near East to the east, initiating a period of Egypt-Mesopotamia relations.[17][when?]
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The Naqada culture manufactured a diverse selection of material goods, reflective of the increasing power and wealth of the elite, as well as societal personal-use items, which included combs, small statuary, painted pottery, high quality decorative stone vases, cosmetic palettes, and jewelry made of gold, lapis, and ivory. They also developed a ceramic glaze known as faience, which was used well into the Roman Period to decorate cups, amulets, and figurines.[18] During the last predynastic phase, the Naqada culture began using written symbols that eventually were developed into a full system of hieroglyphs for writing the ancient Egyptian language.[19]
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The Early Dynastic Period was approximately contemporary to the early Sumerian-Akkadian civilisation of Mesopotamia and of ancient Elam. The third-century BC Egyptian priest Manetho grouped the long line of kings from Menes to his own time into 30 dynasties, a system still used today. He began his official history with the king named "Meni" (or Menes in Greek) who was believed to have united the two kingdoms of Upper and Lower Egypt.[20]
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The transition to a unified state happened more gradually than ancient Egyptian writers represented, and there is no contemporary record of Menes. Some scholars now believe, however, that the mythical Menes may have been the king Narmer, who is depicted wearing royal regalia on the ceremonial Narmer Palette, in a symbolic act of unification.[22] In the Early Dynastic Period, which began about 3000 BC, the first of the Dynastic kings solidified control over lower Egypt by establishing a capital at Memphis, from which he could control the labour force and agriculture of the fertile delta region, as well as the lucrative and critical trade routes to the Levant. The increasing power and wealth of the kings during the early dynastic period was reflected in their elaborate mastaba tombs and mortuary cult structures at Abydos, which were used to celebrate the deified king after his death.[23] The strong institution of kingship developed by the kings served to legitimize state control over the land, labour, and resources that were essential to the survival and growth of ancient Egyptian civilization.[24]
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Major advances in architecture, art, and technology were made during the Old Kingdom, fueled by the increased agricultural productivity and resulting population, made possible by a well-developed central administration.[25] Some of ancient Egypt's crowning achievements, the Giza pyramids and Great Sphinx, were constructed during the Old Kingdom. Under the direction of the vizier, state officials collected taxes, coordinated irrigation projects to improve crop yield, drafted peasants to work on construction projects, and established a justice system to maintain peace and order.[26]
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With the rising importance of central administration in Egypt a new class of educated scribes and officials arose who were granted estates by the king in payment for their services. Kings also made land grants to their mortuary cults and local temples, to ensure that these institutions had the resources to worship the king after his death. Scholars believe that five centuries of these practices slowly eroded the economic vitality of Egypt, and that the economy could no longer afford to support a large centralized administration.[27] As the power of the kings diminished, regional governors called nomarchs began to challenge the supremacy of the office of king. This, coupled with severe droughts between 2200 and 2150 BC,[28] is believed to have caused the country to enter the 140-year period of famine and strife known as the First Intermediate Period.[29]
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After Egypt's central government collapsed at the end of the Old Kingdom, the administration could no longer support or stabilize the country's economy. Regional governors could not rely on the king for help in times of crisis, and the ensuing food shortages and political disputes escalated into famines and small-scale civil wars. Yet despite difficult problems, local leaders, owing no tribute to the king, used their new-found independence to establish a thriving culture in the provinces. Once in control of their own resources, the provinces became economically richer—which was demonstrated by larger and better burials among all social classes.[30] In bursts of creativity, provincial artisans adopted and adapted cultural motifs formerly restricted to the royalty of the Old Kingdom, and scribes developed literary styles that expressed the optimism and originality of the period.[31]
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Free from their loyalties to the king, local rulers began competing with each other for territorial control and political power. By 2160 BC, rulers in Herakleopolis controlled Lower Egypt in the north, while a rival clan based in Thebes, the Intef family, took control of Upper Egypt in the south. As the Intefs grew in power and expanded their control northward, a clash between the two rival dynasties became inevitable. Around 2055 BC the northern Theban forces under Nebhepetre Mentuhotep II finally defeated the Herakleopolitan rulers, reuniting the Two Lands. They inaugurated a period of economic and cultural renaissance known as the Middle Kingdom.[32]
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The kings of the Middle Kingdom restored the country's stability and prosperity, thereby stimulating a resurgence of art, literature, and monumental building projects.[33] Mentuhotep II and his Eleventh Dynasty successors ruled from Thebes, but the vizier Amenemhat I, upon assuming the kingship at the beginning of the Twelfth Dynasty around 1985 BC, shifted the kingdom's capital to the city of Itjtawy, located in Faiyum.[34] From Itjtawy, the kings of the Twelfth Dynasty undertook a far-sighted land reclamation and irrigation scheme to increase agricultural output in the region. Moreover, the military reconquered territory in Nubia that was rich in quarries and gold mines, while laborers built a defensive structure in the Eastern Delta, called the "Walls-of-the-Ruler", to defend against foreign attack.[35]
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With the kings having secured the country militarily and politically and with vast agricultural and mineral wealth at their disposal, the nation's population, arts, and religion flourished. In contrast to elitist Old Kingdom attitudes towards the gods, the Middle Kingdom displayed an increase in expressions of personal piety.[36] Middle Kingdom literature featured sophisticated themes and characters written in a confident, eloquent style.[31] The relief and portrait sculpture of the period captured subtle, individual details that reached new heights of technical sophistication.[37]
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The last great ruler of the Middle Kingdom, Amenemhat III, allowed Semitic-speaking Canaanite settlers from the Near East into the Delta region to provide a sufficient labour force for his especially active mining and building campaigns. These ambitious building and mining activities, however, combined with severe Nile floods later in his reign, strained the economy and precipitated the slow decline into the Second Intermediate Period during the later Thirteenth and Fourteenth dynasties. During this decline, the Canaanite settlers began to assume greater control of the Delta region, eventually coming to power in Egypt as the Hyksos.[38]
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Around 1785 BC, as the power of the Middle Kingdom kings weakened, a Western Asian people called the Hyksos, who had already settled in the Delta, seized control of Egypt and established their capital at Avaris, forcing the former central government to retreat to Thebes. The king was treated as a vassal and expected to pay tribute.[39] The Hyksos ("foreign rulers") retained Egyptian models of government and identified as kings, thereby integrating Egyptian elements into their culture. They and other invaders introduced new tools of warfare into Egypt, most notably the composite bow and the horse-drawn chariot.[40]
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After retreating south, the native Theban kings found themselves trapped between the Canaanite Hyksos ruling the north and the Hyksos' Nubian allies, the Kushites, to the south. After years of vassalage, Thebes gathered enough strength to challenge the Hyksos in a conflict that lasted more than 30 years, until 1555 BC.[39] The kings Seqenenre Tao II and Kamose were ultimately able to defeat the Nubians to the south of Egypt, but failed to defeat the Hyksos. That task fell to Kamose's successor, Ahmose I, who successfully waged a series of campaigns that permanently eradicated the Hyksos' presence in Egypt. He established a new dynasty and, in the New Kingdom that followed, the military became a central priority for the kings, who sought to expand Egypt's borders and attempted to gain mastery of the Near East.[41]
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The New Kingdom pharaohs established a period of unprecedented prosperity by securing their borders and strengthening diplomatic ties with their neighbours, including the Mitanni Empire, Assyria, and Canaan. Military campaigns waged under Tuthmosis I and his grandson Tuthmosis III extended the influence of the pharaohs to the largest empire Egypt had ever seen. Beginning with Merneptah the rulers of Egypt adopted the title of pharaoh.
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Between their reigns, Hatshepsut, a queen who established herself as pharaoh, launched many building projects, including restoration of temples damaged by the Hyksos, and sent trading expeditions to Punt and the Sinai.[42] When Tuthmosis III died in 1425 BC, Egypt had an empire extending from Niya in north west Syria to the Fourth Cataract of the Nile in Nubia, cementing loyalties and opening access to critical imports such as bronze and wood.[43]
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The New Kingdom pharaohs began a large-scale building campaign to promote the god Amun, whose growing cult was based in Karnak. They also constructed monuments to glorify their own achievements, both real and imagined. The Karnak temple is the largest Egyptian temple ever built.[44]
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Around 1350 BC, the stability of the New Kingdom was threatened when Amenhotep IV ascended the throne and instituted a series of radical and chaotic reforms. Changing his name to Akhenaten, he touted the previously obscure sun deity Aten as the supreme deity, suppressed the worship of most other deities, and moved the capital to the new city of Akhetaten (modern-day Amarna).[45] He was devoted to his new religion and artistic style. After his death, the cult of the Aten was quickly abandoned and the traditional religious order restored. The subsequent pharaohs, Tutankhamun, Ay, and Horemheb, worked to erase all mention of Akhenaten's heresy, now known as the Amarna Period.[46]
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Around 1279 BC, Ramesses II, also known as Ramesses the Great, ascended the throne, and went on to build more temples, erect more statues and obelisks, and sire more children than any other pharaoh in history.[a] A bold military leader, Ramesses II led his army against the Hittites in the Battle of Kadesh (in modern Syria) and, after fighting to a stalemate, finally agreed to the first recorded peace treaty, around 1258 BC.[47]
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Egypt's wealth, however, made it a tempting target for invasion, particularly by the Libyan Berbers to the west, and the Sea Peoples, a conjectured confederation of seafarers from the Aegean Sea.[b] Initially, the military was able to repel these invasions, but Egypt eventually lost control of its remaining territories in southern Canaan, much of it falling to the Assyrians. The effects of external threats were exacerbated by internal problems such as corruption, tomb robbery, and civil unrest. After regaining their power, the high priests at the temple of Amun in Thebes accumulated vast tracts of land and wealth, and their expanded power splintered the country during the Third Intermediate Period.[48]
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Following the death of Ramesses XI in 1078 BC, Smendes assumed authority over the northern part of Egypt, ruling from the city of Tanis. The south was effectively controlled by the High Priests of Amun at Thebes, who recognized Smendes in name only.[49] During this time, Libyans had been settling in the western delta, and chieftains of these settlers began increasing their autonomy. Libyan princes took control of the delta under Shoshenq I in 945 BC, founding the so-called Libyan or Bubastite dynasty that would rule for some 200 years. Shoshenq also gained control of southern Egypt by placing his family members in important priestly positions. Libyan control began to erode as a rival dynasty in the delta arose in Leontopolis, and Kushites threatened from the south. Around 727 BC the Kushite king Piye invaded northward, seizing control of Thebes and eventually the Delta.[50]
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Egypt's far-reaching prestige declined considerably toward the end of the Third Intermediate Period. Its foreign allies had fallen under the Assyrian sphere of influence, and by 700 BC war between the two states became inevitable. Between 671 and 667 BC the Assyrians began the Assyrian conquest of Egypt. The reigns of both Taharqa and his successor, Tanutamun, were filled with constant conflict with the Assyrians, against whom Egypt enjoyed several victories. Ultimately, the Assyrians pushed the Kushites back into Nubia, occupied Memphis, and sacked the temples of Thebes.[52]
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The Assyrians left control of Egypt to a series of vassals who became known as the Saite kings of the Twenty-Sixth Dynasty. By 653 BC, the Saite king Psamtik I was able to oust the Assyrians with the help of Greek mercenaries, who were recruited to form Egypt's first navy. Greek influence expanded greatly as the city-state of Naukratis became the home of Greeks in the Nile Delta. The Saite kings based in the new capital of Sais witnessed a brief but spirited resurgence in the economy and culture, but in 525 BC, the powerful Persians, led by Cambyses II, began their conquest of Egypt, eventually capturing the pharaoh Psamtik III at the battle of Pelusium. Cambyses II then assumed the formal title of pharaoh, but ruled Egypt from Iran, leaving Egypt under the control of a satrapy. A few successful revolts against the Persians marked the 5th century BC, but Egypt was never able to permanently overthrow the Persians.[53]
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Following its annexation by Persia, Egypt was joined with Cyprus and Phoenicia in the sixth satrapy of the Achaemenid Persian Empire. This first period of Persian rule over Egypt, also known as the Twenty-Seventh dynasty, ended in 402 BC, when Egypt regained independence under a series of native dynasties. The last of these dynasties, the Thirtieth, proved to be the last native royal house of ancient Egypt, ending with the kingship of Nectanebo II. A brief restoration of Persian rule, sometimes known as the Thirty-First Dynasty, began in 343 BC, but shortly after, in 332 BC, the Persian ruler Mazaces handed Egypt over to Alexander the Great without a fight.[54]
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In 332 BC, Alexander the Great conquered Egypt with little resistance from the Persians and was welcomed by the Egyptians as a deliverer. The administration established by Alexander's successors, the Macedonian Ptolemaic Kingdom, was based on an Egyptian model and based in the new capital city of Alexandria. The city showcased the power and prestige of Hellenistic rule, and became a seat of learning and culture, centered at the famous Library of Alexandria.[55] The Lighthouse of Alexandria lit the way for the many ships that kept trade flowing through the city—as the Ptolemies made commerce and revenue-generating enterprises, such as papyrus manufacturing, their top priority.[56]
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Hellenistic culture did not supplant native Egyptian culture, as the Ptolemies supported time-honored traditions in an effort to secure the loyalty of the populace. They built new temples in Egyptian style, supported traditional cults, and portrayed themselves as pharaohs. Some traditions merged, as Greek and Egyptian gods were syncretized into composite deities, such as Serapis, and classical Greek forms of sculpture influenced traditional Egyptian motifs. Despite their efforts to appease the Egyptians, the Ptolemies were challenged by native rebellion, bitter family rivalries, and the powerful mob of Alexandria that formed after the death of Ptolemy IV.[57] In addition, as Rome relied more heavily on imports of grain from Egypt, the Romans took great interest in the political situation in the country. Continued Egyptian revolts, ambitious politicians, and powerful opponents from the Near East made this situation unstable, leading Rome to send forces to secure the country as a province of its empire.[58]
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Egypt became a province of the Roman Empire in 30 BC, following the defeat of Marc Antony and Ptolemaic Queen Cleopatra VII by Octavian (later Emperor Augustus) in the Battle of Actium. The Romans relied heavily on grain shipments from Egypt, and the Roman army, under the control of a prefect appointed by the Emperor, quelled rebellions, strictly enforced the collection of heavy taxes, and prevented attacks by bandits, which had become a notorious problem during the period.[59] Alexandria became an increasingly important center on the trade route with the orient, as exotic luxuries were in high demand in Rome.[60]
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Although the Romans had a more hostile attitude than the Greeks towards the Egyptians, some traditions such as mummification and worship of the traditional gods continued.[61] The art of mummy portraiture flourished, and some Roman emperors had themselves depicted as pharaohs, though not to the extent that the Ptolemies had. The former lived outside Egypt and did not perform the ceremonial functions of Egyptian kingship. Local administration became Roman in style and closed to native Egyptians.[61]
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From the mid-first century AD, Christianity took root in Egypt and it was originally seen as another cult that could be accepted. However, it was an uncompromising religion that sought to win converts from Egyptian Religion and Greco-Roman religion and threatened popular religious traditions. This led to the persecution of converts to Christianity, culminating in the great purges of Diocletian starting in 303, but eventually Christianity won out.[62] In 391 the Christian Emperor Theodosius introduced legislation that banned pagan rites and closed temples.[63] Alexandria became the scene of great anti-pagan riots with public and private religious imagery destroyed.[64] As a consequence, Egypt's native religious culture was continually in decline. While the native population continued to speak their language, the ability to read hieroglyphic writing slowly disappeared as the role of the Egyptian temple priests and priestesses diminished. The temples themselves were sometimes converted to churches or abandoned to the desert.[65]
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In the fourth century, as the Roman Empire divided, Egypt found itself in the Eastern Empire with its capital at Constantinople. In the waning years of the Empire, Egypt fell to the Sasanian Persian army (618–628 AD), was recaptured by the Roman Emperor Heraclius (629–639 AD), and then was finally captured by Muslim Rashidun army in 639–641 AD, ending Roman rule.
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The pharaoh was the absolute monarch of the country and, at least in theory, wielded complete control of the land and its resources. The king was the supreme military commander and head of the government, who relied on a bureaucracy of officials to manage his affairs. In charge of the administration was his second in command, the vizier, who acted as the king's representative and coordinated land surveys, the treasury, building projects, the legal system, and the archives.[66] At a regional level, the country was divided into as many as 42 administrative regions called nomes each governed by a nomarch, who was accountable to the vizier for his jurisdiction. The temples formed the backbone of the economy. Not only were they houses of worship, but were also responsible for collecting and storing the kingdom's wealth in a system of granaries and treasuries administered by overseers, who redistributed grain and goods.[67]
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Much of the economy was centrally organized and strictly controlled. Although the ancient Egyptians did not use coinage until the Late period,[68] they did use a type of money-barter system,[69] with standard sacks of grain and the deben, a weight of roughly 91 grams (3 oz) of copper or silver, forming a common denominator.[70] Workers were paid in grain; a simple laborer might earn 51⁄2 sacks (200 kg or 400 lb) of grain per month, while a foreman might earn 71⁄2 sacks (250 kg or 550 lb). Prices were fixed across the country and recorded in lists to facilitate trading; for example a shirt cost five copper deben, while a cow cost 140 deben.[70] Grain could be traded for other goods, according to the fixed price list.[70] During the fifth century BC coined money was introduced into Egypt from abroad. At first the coins were used as standardized pieces of precious metal rather than true money, but in the following centuries international traders came to rely on coinage.[71]
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Egyptian society was highly stratified, and social status was expressly displayed. Farmers made up the bulk of the population, but agricultural produce was owned directly by the state, temple, or noble family that owned the land.[72] Farmers were also subject to a labor tax and were required to work on irrigation or construction projects in a corvée system.[73] Artists and craftsmen were of higher status than farmers, but they were also under state control, working in the shops attached to the temples and paid directly from the state treasury. Scribes and officials formed the upper class in ancient Egypt, known as the "white kilt class" in reference to the bleached linen garments that served as a mark of their rank.[74] The upper class prominently displayed their social status in art and literature. Below the nobility were the priests, physicians, and engineers with specialized training in their field. It is unclear whether slavery as understood today existed in ancient Egypt, there is difference of opinions among authors.[75]
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The ancient Egyptians viewed men and women, including people from all social classes, as essentially equal under the law, and even the lowliest peasant was entitled to petition the vizier and his court for redress.[76] Although slaves were mostly used as indentured servants, they were able to buy and sell their servitude, work their way to freedom or nobility, and were usually treated by doctors in the workplace.[77] Both men and women had the right to own and sell property, make contracts, marry and divorce, receive inheritance, and pursue legal disputes in court. Married couples could own property jointly and protect themselves from divorce by agreeing to marriage contracts, which stipulated the financial obligations of the husband to his wife and children should the marriage end. Compared with their counterparts in ancient Greece, Rome, and even more modern places around the world, ancient Egyptian women had a greater range of personal choices, legal rights, and opportunities for achievement. Women such as Hatshepsut and Cleopatra VII even became pharaohs, while others wielded power as Divine Wives of Amun. Despite these freedoms, ancient Egyptian women did not often take part in official roles in the administration, aside from the royal high priestesses, apparently served only secondary roles in the temples (not much data for many dynasties), and were not so likely to be as educated as men.[76]
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The head of the legal system was officially the pharaoh, who was responsible for enacting laws, delivering justice, and maintaining law and order, a concept the ancient Egyptians referred to as Ma'at.[66] Although no legal codes from ancient Egypt survive, court documents show that Egyptian law was based on a common-sense view of right and wrong that emphasized reaching agreements and resolving conflicts rather than strictly adhering to a complicated set of statutes.[76] Local councils of elders, known as Kenbet in the New Kingdom, were responsible for ruling in court cases involving small claims and minor disputes.[66] More serious cases involving murder, major land transactions, and tomb robbery were referred to the Great Kenbet, over which the vizier or pharaoh presided. Plaintiffs and defendants were expected to represent themselves and were required to swear an oath that they had told the truth. In some cases, the state took on both the role of prosecutor and judge, and it could torture the accused with beatings to obtain a confession and the names of any co-conspirators. Whether the charges were trivial or serious, court scribes documented the complaint, testimony, and verdict of the case for future reference.[78]
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Punishment for minor crimes involved either imposition of fines, beatings, facial mutilation, or exile, depending on the severity of the offense. Serious crimes such as murder and tomb robbery were punished by execution, carried out by decapitation, drowning, or impaling the criminal on a stake. Punishment could also be extended to the criminal's family.[66] Beginning in the New Kingdom, oracles played a major role in the legal system, dispensing justice in both civil and criminal cases. The procedure was to ask the god a "yes" or "no" question concerning the right or wrong of an issue. The god, carried by a number of priests, rendered judgment by choosing one or the other, moving forward or backward, or pointing to one of the answers written on a piece of papyrus or an ostracon.[79]
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A combination of favorable geographical features contributed to the success of ancient Egyptian culture, the most important of which was the rich fertile soil resulting from annual inundations of the Nile River. The ancient Egyptians were thus able to produce an abundance of food, allowing the population to devote more time and resources to cultural, technological, and artistic pursuits. Land management was crucial in ancient Egypt because taxes were assessed based on the amount of land a person owned.[80]
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Farming in Egypt was dependent on the cycle of the Nile River. The Egyptians recognized three seasons: Akhet (flooding), Peret (planting), and Shemu (harvesting). The flooding season lasted from June to September, depositing on the river's banks a layer of mineral-rich silt ideal for growing crops. After the floodwaters had receded, the growing season lasted from October to February. Farmers plowed and planted seeds in the fields, which were irrigated with ditches and canals. Egypt received little rainfall, so farmers relied on the Nile to water their crops.[81] From March to May, farmers used sickles to harvest their crops, which were then threshed with a flail to separate the straw from the grain. Winnowing removed the chaff from the grain, and the grain was then ground into flour, brewed to make beer, or stored for later use.[82]
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The ancient Egyptians cultivated emmer and barley, and several other cereal grains, all of which were used to make the two main food staples of bread and beer.[83] Flax plants, uprooted before they started flowering, were grown for the fibers of their stems. These fibers were split along their length and spun into thread, which was used to weave sheets of linen and to make clothing. Papyrus growing on the banks of the Nile River was used to make paper. Vegetables and fruits were grown in garden plots, close to habitations and on higher ground, and had to be watered by hand. Vegetables included leeks, garlic, melons, squashes, pulses, lettuce, and other crops, in addition to grapes that were made into wine.[84]
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The Egyptians believed that a balanced relationship between people and animals was an essential element of the cosmic order; thus humans, animals and plants were believed to be members of a single whole.[85] Animals, both domesticated and wild, were therefore a critical source of spirituality, companionship, and sustenance to the ancient Egyptians. Cattle were the most important livestock; the administration collected taxes on livestock in regular censuses, and the size of a herd reflected the prestige and importance of the estate or temple that owned them. In addition to cattle, the ancient Egyptians kept sheep, goats, and pigs. Poultry, such as ducks, geese, and pigeons, were captured in nets and bred on farms, where they were force-fed with dough to fatten them.[86] The Nile provided a plentiful source of fish. Bees were also domesticated from at least the Old Kingdom, and provided both honey and wax.[87]
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The ancient Egyptians used donkeys and oxen as beasts of burden, and they were responsible for plowing the fields and trampling seed into the soil. The slaughter of a fattened ox was also a central part of an offering ritual.[86] Horses were introduced by the Hyksos in the Second Intermediate Period. Camels, although known from the New Kingdom, were not used as beasts of burden until the Late Period. There is also evidence to suggest that elephants were briefly utilized in the Late Period but largely abandoned due to lack of grazing land.[86] Dogs, cats, and monkeys were common family pets, while more exotic pets imported from the heart of Africa, such as Sub-Saharan African lions,[88] were reserved for royalty. Herodotus observed that the Egyptians were the only people to keep their animals with them in their houses.[85] During the Late Period, the worship of the gods in their animal form was extremely popular, such as the cat goddess Bastet and the ibis god Thoth, and these animals were kept in large numbers for the purpose of ritual sacrifice.[89]
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Egypt is rich in building and decorative stone, copper and lead ores, gold, and semiprecious stones. These natural resources allowed the ancient Egyptians to build monuments, sculpt statues, make tools, and fashion jewelry.[90] Embalmers used salts from the Wadi Natrun for mummification, which also provided the gypsum needed to make plaster.[91] Ore-bearing rock formations were found in distant, inhospitable wadis in the Eastern Desert and the Sinai, requiring large, state-controlled expeditions to obtain natural resources found there. There were extensive gold mines in Nubia, and one of the first maps known is of a gold mine in this region. The Wadi Hammamat was a notable source of granite, greywacke, and gold. Flint was the first mineral collected and used to make tools, and flint handaxes are the earliest pieces of evidence of habitation in the Nile valley. Nodules of the mineral were carefully flaked to make blades and arrowheads of moderate hardness and durability even after copper was adopted for this purpose.[92] Ancient Egyptians were among the first to use minerals such as sulfur as cosmetic substances.[93]
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The Egyptians worked deposits of the lead ore galena at Gebel Rosas to make net sinkers, plumb bobs, and small figurines. Copper was the most important metal for toolmaking in ancient Egypt and was smelted in furnaces from malachite ore mined in the Sinai.[94] Workers collected gold by washing the nuggets out of sediment in alluvial deposits, or by the more labor-intensive process of grinding and washing gold-bearing quartzite. Iron deposits found in upper Egypt were utilized in the Late Period.[95] High-quality building stones were abundant in Egypt; the ancient Egyptians quarried limestone all along the Nile valley, granite from Aswan, and basalt and sandstone from the wadis of the Eastern Desert. Deposits of decorative stones such as porphyry, greywacke, alabaster, and carnelian dotted the Eastern Desert and were collected even before the First Dynasty. In the Ptolemaic and Roman Periods, miners worked deposits of emeralds in Wadi Sikait and amethyst in Wadi el-Hudi.[96]
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The ancient Egyptians engaged in trade with their foreign neighbors to obtain rare, exotic goods not found in Egypt. In the Predynastic Period, they established trade with Nubia to obtain gold and incense. They also established trade with Palestine, as evidenced by Palestinian-style oil jugs found in the burials of the First Dynasty pharaohs.[97] An Egyptian colony stationed in southern Canaan dates to slightly before the First Dynasty.[98] Narmer had Egyptian pottery produced in Canaan and exported back to Egypt.[99][100]
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By the Second Dynasty at latest, ancient Egyptian trade with Byblos yielded a critical source of quality timber not found in Egypt. By the Fifth Dynasty, trade with Punt provided gold, aromatic resins, ebony, ivory, and wild animals such as monkeys and baboons.[101] Egypt relied on trade with Anatolia for essential quantities of tin as well as supplementary supplies of copper, both metals being necessary for the manufacture of bronze. The ancient Egyptians prized the blue stone lapis lazuli, which had to be imported from far-away Afghanistan. Egypt's Mediterranean trade partners also included Greece and Crete, which provided, among other goods, supplies of olive oil.[102] In exchange for its luxury imports and raw materials, Egypt mainly exported grain, gold, linen, and papyrus, in addition to other finished goods including glass and stone objects.[103][better source needed]
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The Egyptian language is a northern Afro-Asiatic language closely related to the Berber and Semitic languages.[104] It has the second longest known history of any language (after Sumerian), having been written from c. 3200 BC to the Middle Ages and remaining as a spoken language for longer. The phases of ancient Egyptian are Old Egyptian, Middle Egyptian (Classical Egyptian), Late Egyptian, Demotic and Coptic.[105] Egyptian writings do not show dialect differences before Coptic, but it was probably spoken in regional dialects around Memphis and later Thebes.[106]
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Ancient Egyptian was a synthetic language, but it became more analytic later on. Late Egyptian developed prefixal definite and indefinite articles, which replaced the older inflectional suffixes. There was a change from the older verb–subject–object word order to subject–verb–object.[107] The Egyptian hieroglyphic, hieratic, and demotic scripts were eventually replaced by the more phonetic Coptic alphabet. Coptic is still used in the liturgy of the Egyptian Orthodox Church, and traces of it are found in modern Egyptian Arabic.[108]
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Ancient Egyptian has 25 consonants similar to those of other Afro-Asiatic languages. These include pharyngeal and emphatic consonants, voiced and voiceless stops, voiceless fricatives and voiced and voiceless affricates. It has three long and three short vowels, which expanded in Late Egyptian to about nine.[109] The basic word in Egyptian, similar to Semitic and Berber, is a triliteral or biliteral root of consonants and semiconsonants. Suffixes are added to form words. The verb conjugation corresponds to the person. For example, the triconsonantal skeleton S-Ḏ-M is the semantic core of the word 'hear'; its basic conjugation is sḏm, 'he hears'. If the subject is a noun, suffixes are not added to the verb:[110] sḏm ḥmt, 'the woman hears'.
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Adjectives are derived from nouns through a process that Egyptologists call nisbation because of its similarity with Arabic.[111] The word order is predicate–subject in verbal and adjectival sentences, and subject–predicate in nominal and adverbial sentences.[112] The subject can be moved to the beginning of sentences if it is long and is followed by a resumptive pronoun.[113] Verbs and nouns are negated by the particle n, but nn is used for adverbial and adjectival sentences. Stress falls on the ultimate or penultimate syllable, which can be open (CV) or closed (CVC).[114]
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Hieroglyphic writing dates from c. 3000 BC, and is composed of hundreds of symbols. A hieroglyph can represent a word, a sound, or a silent determinative; and the same symbol can serve different purposes in different contexts. Hieroglyphs were a formal script, used on stone monuments and in tombs, that could be as detailed as individual works of art. In day-to-day writing, scribes used a cursive form of writing, called hieratic, which was quicker and easier. While formal hieroglyphs may be read in rows or columns in either direction (though typically written from right to left), hieratic was always written from right to left, usually in horizontal rows. A new form of writing, Demotic, became the prevalent writing style, and it is this form of writing—along with formal hieroglyphs—that accompany the Greek text on the Rosetta Stone.[116]
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Around the first century AD, the Coptic alphabet started to be used alongside the Demotic script. Coptic is a modified Greek alphabet with the addition of some Demotic signs.[117] Although formal hieroglyphs were used in a ceremonial role until the fourth century, towards the end only a small handful of priests could still read them. As the traditional religious establishments were disbanded, knowledge of hieroglyphic writing was mostly lost. Attempts to decipher them date to the Byzantine[118] and Islamic periods in Egypt,[119] but only in the 1820s, after the discovery of the Rosetta Stone and years of research by Thomas Young and Jean-François Champollion, were hieroglyphs substantially deciphered.[120]
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Writing first appeared in association with kingship on labels and tags for items found in royal tombs. It was primarily an occupation of the scribes, who worked out of the Per Ankh institution or the House of Life. The latter comprised offices, libraries (called House of Books), laboratories and observatories.[121] Some of the best-known pieces of ancient Egyptian literature, such as the Pyramid and Coffin Texts, were written in Classical Egyptian, which continued to be the language of writing until about 1300 BC. Late Egyptian was spoken from the New Kingdom onward and is represented in Ramesside administrative documents, love poetry and tales, as well as in Demotic and Coptic texts. During this period, the tradition of writing had evolved into the tomb autobiography, such as those of Harkhuf and Weni. The genre known as Sebayt ("instructions") was developed to communicate teachings and guidance from famous nobles; the Ipuwer papyrus, a poem of lamentations describing natural disasters and social upheaval, is a famous example.
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The Story of Sinuhe, written in Middle Egyptian, might be the classic of Egyptian literature.[122] Also written at this time was the Westcar Papyrus, a set of stories told to Khufu by his sons relating the marvels performed by priests.[123] The Instruction of Amenemope is considered a masterpiece of Near Eastern literature.[124] Towards the end of the New Kingdom, the vernacular language was more often employed to write popular pieces like the Story of Wenamun and the Instruction of Any. The former tells the story of a noble who is robbed on his way to buy cedar from Lebanon and of his struggle to return to Egypt. From about 700 BC, narrative stories and instructions, such as the popular Instructions of Onchsheshonqy, as well as personal and business documents were written in the demotic script and phase of Egyptian. Many stories written in demotic during the Greco-Roman period were set in previous historical eras, when Egypt was an independent nation ruled by great pharaohs such as Ramesses II.[125]
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Most ancient Egyptians were farmers tied to the land. Their dwellings were restricted to immediate family members, and were constructed of mud-brick designed to remain cool in the heat of the day. Each home had a kitchen with an open roof, which contained a grindstone for milling grain and a small oven for baking the bread.[126] Walls were painted white and could be covered with dyed linen wall hangings. Floors were covered with reed mats, while wooden stools, beds raised from the floor and individual tables comprised the furniture.[127]
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The ancient Egyptians placed a great value on hygiene and appearance. Most bathed in the Nile and used a pasty soap made from animal fat and chalk. Men shaved their entire bodies for cleanliness; perfumes and aromatic ointments covered bad odors and soothed skin.[128] Clothing was made from simple linen sheets that were bleached white, and both men and women of the upper classes wore wigs, jewelry, and cosmetics. Children went without clothing until maturity, at about age 12, and at this age males were circumcised and had their heads shaved. Mothers were responsible for taking care of the children, while the father provided the family's income.[129]
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Music and dance were popular entertainments for those who could afford them. Early instruments included flutes and harps, while instruments similar to trumpets, oboes, and pipes developed later and became popular. In the New Kingdom, the Egyptians played on bells, cymbals, tambourines, drums, and imported lutes and lyres from Asia.[130] The sistrum was a rattle-like musical instrument that was especially important in religious ceremonies.
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The ancient Egyptians enjoyed a variety of leisure activities, including games and music. Senet, a board game where pieces moved according to random chance, was particularly popular from the earliest times; another similar game was mehen, which had a circular gaming board. “Hounds and Jackals” also known as 58 holes is another example of board games played in ancient Egypt. The first complete set of this game was discovered from a Theban tomb of the Egyptian pharaoh Amenemhat IV that dates to the 13th Dynasty.[131] Juggling and ball games were popular with children, and wrestling is also documented in a tomb at Beni Hasan.[132] The wealthy members of ancient Egyptian society enjoyed hunting and boating as well.
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The excavation of the workers' village of Deir el-Medina has resulted in one of the most thoroughly documented accounts of community life in the ancient world, which spans almost four hundred years. There is no comparable site in which the organization, social interactions, and working and living conditions of a community have been studied in such detail.[133]
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Egyptian cuisine remained remarkably stable over time; indeed, the cuisine of modern Egypt retains some striking similarities to the cuisine of the ancients. The staple diet consisted of bread and beer, supplemented with vegetables such as onions and garlic, and fruit such as dates and figs. Wine and meat were enjoyed by all on feast days while the upper classes indulged on a more regular basis. Fish, meat, and fowl could be salted or dried, and could be cooked in stews or roasted on a grill.[134]
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The architecture of ancient Egypt includes some of the most famous structures in the world: the Great Pyramids of Giza and the temples at Thebes. Building projects were organized and funded by the state for religious and commemorative purposes, but also to reinforce the wide-ranging power of the pharaoh. The ancient Egyptians were skilled builders; using only simple but effective tools and sighting instruments, architects could build large stone structures with great accuracy and precision that is still envied today.[135]
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The domestic dwellings of elite and ordinary Egyptians alike were constructed from perishable materials such as mud bricks and wood, and have not survived. Peasants lived in simple homes, while the palaces of the elite and the pharaoh were more elaborate structures. A few surviving New Kingdom palaces, such as those in Malkata and Amarna, show richly decorated walls and floors with scenes of people, birds, water pools, deities and geometric designs.[136] Important structures such as temples and tombs that were intended to last forever were constructed of stone instead of mud bricks. The architectural elements used in the world's first large-scale stone building, Djoser's mortuary complex, include post and lintel supports in the papyrus and lotus motif.
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The earliest preserved ancient Egyptian temples, such as those at Giza, consist of single, enclosed halls with roof slabs supported by columns. In the New Kingdom, architects added the pylon, the open courtyard, and the enclosed hypostyle hall to the front of the temple's sanctuary, a style that was standard until the Greco-Roman period.[137] The earliest and most popular tomb architecture in the Old Kingdom was the mastaba, a flat-roofed rectangular structure of mudbrick or stone built over an underground burial chamber. The step pyramid of Djoser is a series of stone mastabas stacked on top of each other. Pyramids were built during the Old and Middle Kingdoms, but most later rulers abandoned them in favor of less conspicuous rock-cut tombs.[138] The use of the pyramid form continued in private tomb chapels of the New Kingdom and in the royal pyramids of Nubia.[139]
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Model of a household porch and garden, c. 1981–1975 BC]]
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The Temple of Dendur, completed by 10 BC, made of aeolian sandstone, temple proper: height: 6.4 m, width: 6.4 m; length: 12.5 m, in the Metropolitan Museum of Art (New York City)
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The well preserved Temple of Isis from Philae (Egypt) is an example of Egyptian architecture and architectural sculpture
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Illustration of various types of capitals, drawn by the egyptologist Karl Richard Lepsius
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The ancient Egyptians produced art to serve functional purposes. For over 3500 years, artists adhered to artistic forms and iconography that were developed during the Old Kingdom, following a strict set of principles that resisted foreign influence and internal change.[140] These artistic standards—simple lines, shapes, and flat areas of color combined with the characteristic flat projection of figures with no indication of spatial depth—created a sense of order and balance within a composition. Images and text were intimately interwoven on tomb and temple walls, coffins, stelae, and even statues. The Narmer Palette, for example, displays figures that can also be read as hieroglyphs.[141] Because of the rigid rules that governed its highly stylized and symbolic appearance, ancient Egyptian art served its political and religious purposes with precision and clarity.[142]
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Ancient Egyptian artisans used stone as a medium for carving statues and fine reliefs, but used wood as a cheap and easily carved substitute. Paints were obtained from minerals such as iron ores (red and yellow ochres), copper ores (blue and green), soot or charcoal (black), and limestone (white). Paints could be mixed with gum arabic as a binder and pressed into cakes, which could be moistened with water when needed.[143]
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Pharaohs used reliefs to record victories in battle, royal decrees, and religious scenes. Common citizens had access to pieces of funerary art, such as shabti statues and books of the dead, which they believed would protect them in the afterlife.[144] During the Middle Kingdom, wooden or clay models depicting scenes from everyday life became popular additions to the tomb. In an attempt to duplicate the activities of the living in the afterlife, these models show laborers, houses, boats, and even military formations that are scale representations of the ideal ancient Egyptian afterlife.[145]
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Despite the homogeneity of ancient Egyptian art, the styles of particular times and places sometimes reflected changing cultural or political attitudes. After the invasion of the Hyksos in the Second Intermediate Period, Minoan-style frescoes were found in Avaris.[146] The most striking example of a politically driven change in artistic forms comes from the Amarna period, where figures were radically altered to conform to Akhenaten's revolutionary religious ideas.[147] This style, known as Amarna art, was quickly abandoned after Akhenaten's death and replaced by the traditional forms.[148]
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Kneeling portrait statue of Amenemhat holding a stele with an inscription; circa 1500 BC; limestone; Egyptian Museum of Berlin (Germany)
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Fresco which depicts Nebamun hunting birds; 1350 BC; paint on plaster; 98 × 83 cm; British Museum (London)
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Portrait head of pharaoh Hatshepsut or Thutmose III; 1480-1425 BC; most probably granite; height: 16.5 cm; Egyptian Museum of Berlin
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Falcon box with wrapped contents; 332–30 BC; painted and gilded wood, linen, resin and feathers; 58.5 × 24.9 cm; Metropolitan Museum of Art (New York City)
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Beliefs in the divine and in the afterlife were ingrained in ancient Egyptian civilization from its inception; pharaonic rule was based on the divine right of kings. The Egyptian pantheon was populated by gods who had supernatural powers and were called on for help or protection. However, the gods were not always viewed as benevolent, and Egyptians believed they had to be appeased with offerings and prayers. The structure of this pantheon changed continually as new deities were promoted in the hierarchy, but priests made no effort to organize the diverse and sometimes conflicting myths and stories into a coherent system.[149] These various conceptions of divinity were not considered contradictory but rather layers in the multiple facets of reality.[150]
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Gods were worshiped in cult temples administered by priests acting on the king's behalf. At the center of the temple was the cult statue in a shrine. Temples were not places of public worship or congregation, and only on select feast days and celebrations was a shrine carrying the statue of the god brought out for public worship. Normally, the god's domain was sealed off from the outside world and was only accessible to temple officials. Common citizens could worship private statues in their homes, and amulets offered protection against the forces of chaos.[151] After the New Kingdom, the pharaoh's role as a spiritual intermediary was de-emphasized as religious customs shifted to direct worship of the gods. As a result, priests developed a system of oracles to communicate the will of the gods directly to the people.[152]
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The Egyptians believed that every human being was composed of physical and spiritual parts or aspects. In addition to the body, each person had a šwt (shadow), a ba (personality or soul), a ka (life-force), and a name.[153] The heart, rather than the brain, was considered the seat of thoughts and emotions. After death, the spiritual aspects were released from the body and could move at will, but they required the physical remains (or a substitute, such as a statue) as a permanent home. The ultimate goal of the deceased was to rejoin his ka and ba and become one of the "blessed dead", living on as an akh, or "effective one". For this to happen, the deceased had to be judged worthy in a trial, in which the heart was weighed against a "feather of truth." If deemed worthy, the deceased could continue their existence on earth in spiritual form.[154] If they were not deemed worthy, their heart was eaten by Ammit the Devourer and they were erased from the Universe.
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The ancient Egyptians maintained an elaborate set of burial customs that they believed were necessary to ensure immortality after death. These customs involved preserving the body by mummification, performing burial ceremonies, and interring with the body goods the deceased would use in the afterlife.[144] Before the Old Kingdom, bodies buried in desert pits were naturally preserved by desiccation. The arid, desert conditions were a boon throughout the history of ancient Egypt for burials of the poor, who could not afford the elaborate burial preparations available to the elite. Wealthier Egyptians began to bury their dead in stone tombs and use artificial mummification, which involved removing the internal organs, wrapping the body in linen, and burying it in a rectangular stone sarcophagus or wooden coffin. Beginning in the Fourth Dynasty, some parts were preserved separately in canopic jars.[155]
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By the New Kingdom, the ancient Egyptians had perfected the art of mummification; the best technique took 70 days and involved removing the internal organs, removing the brain through the nose, and desiccating the body in a mixture of salts called natron. The body was then wrapped in linen with protective amulets inserted between layers and placed in a decorated anthropoid coffin. Mummies of the Late Period were also placed in painted cartonnage mummy cases. Actual preservation practices declined during the Ptolemaic and Roman eras, while greater emphasis was placed on the outer appearance of the mummy, which was decorated.[156]
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Wealthy Egyptians were buried with larger quantities of luxury items, but all burials, regardless of social status, included goods for the deceased. Funerary texts were often included in the grave, and, beginning in the New Kingdom, so were shabti statues that were believed to perform manual labor for them in the afterlife.[157] Rituals in which the deceased was magically re-animated accompanied burials. After burial, living relatives were expected to occasionally bring food to the tomb and recite prayers on behalf of the deceased.[158]
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The ancient Egyptian military was responsible for defending Egypt against foreign invasion, and for maintaining Egypt's domination in the ancient Near East. The military protected mining expeditions to the Sinai during the Old Kingdom and fought civil wars during the First and Second Intermediate Periods. The military was responsible for maintaining fortifications along important trade routes, such as those found at the city of Buhen on the way to Nubia. Forts also were constructed to serve as military bases, such as the fortress at Sile, which was a base of operations for expeditions to the Levant. In the New Kingdom, a series of pharaohs used the standing Egyptian army to attack and conquer Kush and parts of the Levant.[159]
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Typical military equipment included bows and arrows, spears, and round-topped shields made by stretching animal skin over a wooden frame. In the New Kingdom, the military began using chariots that had earlier been introduced by the Hyksos invaders. Weapons and armor continued to improve after the adoption of bronze: shields were now made from solid wood with a bronze buckle, spears were tipped with a bronze point, and the Khopesh was adopted from Asiatic soldiers.[160] The pharaoh was usually depicted in art and literature riding at the head of the army; it has been suggested that at least a few pharaohs, such as Seqenenre Tao II and his sons, did do so.[161] However, it has also been argued that "kings of this period did not personally act as frontline war leaders, fighting alongside their troops."[162] Soldiers were recruited from the general population, but during, and especially after, the New Kingdom, mercenaries from Nubia, Kush, and Libya were hired to fight for Egypt.[163]
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In technology, medicine, and mathematics, ancient Egypt achieved a relatively high standard of productivity and sophistication. Traditional empiricism, as evidenced by the Edwin Smith and Ebers papyri (c. 1600 BC), is first credited to Egypt. The Egyptians created their own alphabet and decimal system.
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Even before the Old Kingdom, the ancient Egyptians had developed a glassy material known as faience, which they treated as a type of artificial semi-precious stone. Faience is a non-clay ceramic made of silica, small amounts of lime and soda, and a colorant, typically copper.[164] The material was used to make beads, tiles, figurines, and small wares. Several methods can be used to create faience, but typically production involved application of the powdered materials in the form of a paste over a clay core, which was then fired. By a related technique, the ancient Egyptians produced a pigment known as Egyptian Blue, also called blue frit, which is produced by fusing (or sintering) silica, copper, lime, and an alkali such as natron. The product can be ground up and used as a pigment.[165]
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The ancient Egyptians could fabricate a wide variety of objects from glass with great skill, but it is not clear whether they developed the process independently.[166] It is also unclear whether they made their own raw glass or merely imported pre-made ingots, which they melted and finished. However, they did have technical expertise in making objects, as well as adding trace elements to control the color of the finished glass. A range of colors could be produced, including yellow, red, green, blue, purple, and white, and the glass could be made either transparent or opaque.[167]
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The medical problems of the ancient Egyptians stemmed directly from their environment. Living and working close to the Nile brought hazards from malaria and debilitating schistosomiasis parasites, which caused liver and intestinal damage. Dangerous wildlife such as crocodiles and hippos were also a common threat. The lifelong labors of farming and building put stress on the spine and joints, and traumatic injuries from construction and warfare all took a significant toll on the body. The grit and sand from stone-ground flour abraded teeth, leaving them susceptible to abscesses (though caries were rare).[168]
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The diets of the wealthy were rich in sugars, which promoted periodontal disease.[169] Despite the flattering physiques portrayed on tomb walls, the overweight mummies of many of the upper class show the effects of a life of overindulgence.[170] Adult life expectancy was about 35 for men and 30 for women, but reaching adulthood was difficult as about one-third of the population died in infancy.[c]
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Ancient Egyptian physicians were renowned in the ancient Near East for their healing skills, and some, such as Imhotep, remained famous long after their deaths.[171] Herodotus remarked that there was a high degree of specialization among Egyptian physicians, with some treating only the head or the stomach, while others were eye-doctors and dentists.[172] Training of physicians took place at the Per Ankh or "House of Life" institution, most notably those headquartered in Per-Bastet during the New Kingdom and at Abydos and Saïs in the Late period. Medical papyri show empirical knowledge of anatomy, injuries, and practical treatments.[173]
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Wounds were treated by bandaging with raw meat, white linen, sutures, nets, pads, and swabs soaked with honey to prevent infection,[174] while opium, thyme, and belladona were used to relieve pain. The earliest records of burn treatment describe burn dressings that use the milk from mothers of male babies. Prayers were made to the goddess Isis. Moldy bread, honey, and copper salts were also used to prevent infection from dirt in burns.[175] Garlic and onions were used regularly to promote good health and were thought to relieve asthma symptoms. Ancient Egyptian surgeons stitched wounds, set broken bones, and amputated diseased limbs, but they recognized that some injuries were so serious that they could only make the patient comfortable until death occurred.[176]
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Early Egyptians knew how to assemble planks of wood into a ship hull and had mastered advanced forms of shipbuilding as early as 3000 BC. The Archaeological Institute of America reports that the oldest planked ships known are the Abydos boats.[5] A group of 14 discovered ships in Abydos were constructed of wooden planks "sewn" together. Discovered by Egyptologist David O'Connor of New York University,[177] woven straps were found to have been used to lash the planks together,[5] and reeds or grass stuffed between the planks helped to seal the seams.[5] Because the ships are all buried together and near a mortuary belonging to Pharaoh Khasekhemwy, originally they were all thought to have belonged to him, but one of the 14 ships dates to 3000 BC, and the associated pottery jars buried with the vessels also suggest earlier dating. The ship dating to 3000 BC was 75 feet (23 m) long and is now thought to perhaps have belonged to an earlier pharaoh, perhaps one as early as Hor-Aha.[177]
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Early Egyptians also knew how to assemble planks of wood with treenails to fasten them together, using pitch for caulking the seams. The "Khufu ship", a 43.6-metre (143 ft) vessel sealed into a pit in the Giza pyramid complex at the foot of the Great Pyramid of Giza in the Fourth Dynasty around 2500 BC, is a full-size surviving example that may have filled the symbolic function of a solar barque. Early Egyptians also knew how to fasten the planks of this ship together with mortise and tenon joints.[5]
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Large seagoing ships are known to have been heavily used by the Egyptians in their trade with the city states of the eastern Mediterranean, especially Byblos (on the coast of modern-day Lebanon), and in several expeditions down the Red Sea to the Land of Punt.[178] In fact one of the earliest Egyptian words for a seagoing ship is a "Byblos Ship", which originally defined a class of Egyptian seagoing ships used on the Byblos run; however, by the end of the Old Kingdom, the term had come to include large seagoing ships, whatever their destination.[178]
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In 2011 archaeologists from Italy, the United States, and Egypt excavating a dried-up lagoon known as Mersa Gawasis have unearthed traces of an ancient harbor that once launched early voyages like Hatshepsut's Punt expedition onto the open ocean.[179] Some of the site's most evocative evidence for the ancient Egyptians' seafaring prowess include large ship timbers and hundreds of feet of ropes, made from papyrus, coiled in huge bundles.[179] And in 2013 a team of Franco-Egyptian archaeologists discovered what is believed to be the world's oldest port, dating back about 4500 years, from the time of King Cheops on the Red Sea coast near Wadi el-Jarf (about 110 miles south of Suez).[180]
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In 1977, an ancient north–south canal dating to the Middle Kingdom of Egypt was discovered extending from Lake Timsah to the Ballah Lakes.[181] It was dated to the Middle Kingdom of Egypt by extrapolating dates of ancient sites constructed along its course.[181][d]
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The earliest attested examples of mathematical calculations date to the predynastic Naqada period, and show a fully developed numeral system.[e] The importance of mathematics to an educated Egyptian is suggested by a New Kingdom fictional letter in which the writer proposes a scholarly competition between himself and another scribe regarding everyday calculation tasks such as accounting of land, labor, and grain.[183] Texts such as the Rhind Mathematical Papyrus and the Moscow Mathematical Papyrus show that the ancient Egyptians could perform the four basic mathematical operations—addition, subtraction, multiplication, and division—use fractions, calculate the areas of rectangles, triangles, and circles and compute the volumes of boxes, columns and pyramids. They understood basic concepts of algebra and geometry, and could solve simple sets of simultaneous equations.[184]
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Mathematical notation was decimal, and based on hieroglyphic signs for each power of ten up to one million. Each of these could be written as many times as necessary to add up to the desired number; so to write the number eighty or eight hundred, the symbol for ten or one hundred was written eight times respectively.[185] Because their methods of calculation could not handle most fractions with a numerator greater than one, they had to write fractions as the sum of several fractions. For example, they resolved the fraction two-fifths into the sum of one-third + one-fifteenth. Standard tables of values facilitated this.[186] Some common fractions, however, were written with a special glyph—the equivalent of the modern two-thirds is shown on the right.[187]
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Ancient Egyptian mathematicians knew the Pythagorean theorem as an empirical formula. They were aware, for example, that a triangle had a right angle opposite the hypotenuse when its sides were in a 3–4–5 ratio.[188] They were able to estimate the area of a circle by subtracting one-ninth from its diameter and squaring the result:
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a reasonable approximation of the formula πr2.[189]
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The golden ratio seems to be reflected in many Egyptian constructions, including the pyramids, but its use may have been an unintended consequence of the ancient Egyptian practice of combining the use of knotted ropes with an intuitive sense of proportion and harmony.[190]
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A team led by Johannes Krause managed the first reliable sequencing of the genomes of 90 mummified individuals in 2017 from northern Egypt (buried near modern-day Cairo), which constituted "the first reliable data set obtained from ancient Egyptians using high-throughput DNA sequencing methods." Whilst not conclusive, because of the non-exhaustive time frame and restricted location that the mummies represent, their study nevertheless showed that these ancient Egyptians "closely resembled ancient and modern Near Eastern populations, especially those in the Levant, and had almost no DNA from sub-Saharan Africa. What's more, the genetics of the mummies remained remarkably consistent even as different powers—including Nubians, Greeks, and Romans—conquered the empire." Later, however, something did alter the genomes of Egyptians. Some 15% to 20% of modern Egyptians' DNA reflects sub-Saharan ancestry, but the ancient mummies had only 6–15% sub-Saharan DNA.[191] They called for additional research to be undertaken. Other genetic studies show much greater levels of sub-Saharan African ancestry in the current-day populations of southern as opposed to northern Egypt,[192] and anticipate that mummies from southern Egypt would contain greater levels of sub-Saharan African ancestry than Lower Egyptian mummies.
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The culture and monuments of ancient Egypt have left a lasting legacy on the world. The cult of the goddess Isis, for example, became popular in the Roman Empire, as obelisks and other relics were transported back to Rome.[193] The Romans also imported building materials from Egypt to erect Egyptian-style structures. Early historians such as Herodotus, Strabo, and Diodorus Siculus studied and wrote about the land, which Romans came to view as a place of mystery.[194]
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During the Middle Ages and the Renaissance, Egyptian pagan culture was in decline after the rise of Christianity and later Islam, but interest in Egyptian antiquity continued in the writings of medieval scholars such as Dhul-Nun al-Misri and al-Maqrizi.[195] In the seventeenth and eighteenth centuries, European travelers and tourists brought back antiquities and wrote stories of their journeys, leading to a wave of Egyptomania across Europe. This renewed interest sent collectors to Egypt, who took, purchased, or were given many important antiquities.[196] Napoleon arranged the first studies in Egyptology when he brought some 150 scientists and artists to study and document Egypt's natural history, which was published in the Description de l'Égypte.[197]
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In the 20th century, the Egyptian Government and archaeologists alike recognized the importance of cultural respect and integrity in excavations. The Supreme Council of Antiquities now approves and oversees all excavations, which are aimed at finding information rather than treasure. The council also supervises museums and monument reconstruction programs designed to preserve the historical legacy of Egypt.
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Tourists at the pyramid complex of Khafre near the Great Sphinx of Giza
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Frontispiece of Description de l'Égypte, published in 38 volumes between 1809 and 1829.
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Ancient Egypt portal
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