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The Adriatic Sea /ˌeɪdriˈætɪk/ is a body of water separating the Italian Peninsula from the Balkans. The Adriatic is the northernmost arm of the Mediterranean Sea, extending from the Strait of Otranto (where it connects to the Ionian Sea) to the northwest and the Po Valley. The countries with coasts on the Adriatic are Albania, Bosnia and Herzegovina, Croatia, Italy, Montenegro and Slovenia. The Adriatic contains over 1,300 islands, mostly located along the Croatian part of its eastern coast. It is divided into three basins, the northern being the shallowest and the southern being the deepest, with a maximum depth of 1,233 metres (4,045 ft). The Otranto Sill, an underwater ridge, is located at the border between the Adriatic and Ionian Seas. The prevailing currents flow counterclockwise from the Strait of Otranto, along the eastern coast and back to the strait along the western (Italian) coast. Tidal movements in the Adriatic are slight, although larger amplitudes are known to occur occasionally. The Adriatic's salinity is lower than the Mediterranean's because the Adriatic collects a third of the fresh water flowing into the Mediterranean, acting as a dilution basin. The surface water temperatures generally range from 30 °C (86 °F) in summer to 12 °C (54 °F) in winter, significantly moderating the Adriatic Basin's climate.
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The Adriatic Sea sits on the Apulian or Adriatic Microplate, which separated from the African Plate in the Mesozoic era. The plate's movement contributed to the formation of the surrounding mountain chains and Apennine tectonic uplift after its collision with the Eurasian plate. In the Late Oligocene, the Apennine Peninsula first formed, separating the Adriatic Basin from the rest of the Mediterranean. All types of sediment are found in the Adriatic, with the bulk of the material transported by the Po and other rivers on the western coast. The western coast is alluvial or terraced, while the eastern coast is highly indented with pronounced karstification. There are dozens of marine protected areas in the Adriatic, designed to protect the sea's karst habitats and biodiversity. The sea is abundant in flora and fauna—more than 7,000 species are identified as native to the Adriatic, many of them endemic, rare and threatened ones.
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The Adriatic's shores are populated by more than 3.5 million people; the largest cities are Bari, Venice, Trieste and Split. The earliest settlements on the Adriatic shores were Etruscan, Illyrian, and Greek. By the 2nd century BC, the shores were under Rome's control. In the Middle Ages, the Adriatic shores and the sea itself were controlled, to a varying extent, by a series of states—most notably the Byzantine Empire, the Croatian Kingdom, the Republic of Venice, the Habsburg Monarchy and the Ottoman Empire. The Napoleonic Wars resulted in the First French Empire gaining coastal control and the British effort to counter the French in the area, ultimately securing most of the eastern Adriatic shore and the Po Valley for Austria. Following Italian unification, the Kingdom of Italy started an eastward expansion that lasted until the 20th century. Following World War I and the collapse of Austria-Hungary and the Ottoman Empire, the eastern coast's control passed to Yugoslavia and Albania. The former disintegrated during the 1990s, resulting in four new states on the Adriatic coast. Italy and Yugoslavia agreed on their maritime boundaries by 1975 and this boundary is recognised by Yugoslavia's successor states, but the maritime boundaries between Slovenia, Croatia, Bosnia-Herzegovina, and Montenegro are still disputed. Italy and Albania agreed on their maritime boundary in 1992.
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Fisheries and tourism are significant sources of income all along the Adriatic coast. Adriatic Croatia's tourism industry has grown faster economically than the rest of the Adriatic Basin's. Maritime transport is also a significant branch of the area's economy—there are 19 seaports in the Adriatic that each handle more than a million tonnes of cargo per year. The largest Adriatic seaport by annual cargo turnover is the Port of Trieste, while the Port of Split is the largest Adriatic seaport by passengers served per year.
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The origins of the name Adriatic are linked to the Etruscan settlement of Adria, which probably derives its name from the Illyrian adur meaning water or sea.[2] In classical antiquity, the sea was known as Mare Adriaticum (Mare Hadriaticum, also sometimes simplified to Adria) or, less frequently, as Mare Superum, "[the] upper sea".[3] The two terms were not synonymous, however. Mare Adriaticum generally corresponds to the Adriatic Sea's extent, spanning from the Gulf of Venice to the Strait of Otranto. That boundary became more consistently defined by Roman authors – early Greek sources place the boundary between the Adriatic and Ionian seas at various places ranging from adjacent to the Gulf of Venice to the southern tip of the Peloponnese, eastern shores of Sicily and western shores of Crete.[4] Mare Superum on the other hand normally encompassed both the modern Adriatic Sea and the sea off the Apennine peninsula's southern coast, as far as the Strait of Sicily.[5] Another name used in the period was Mare Dalmaticum, applied to waters off the coast of Dalmatia or Illyricum.[6]
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The names for the sea in the languages of the surrounding countries include Albanian: Deti Adriatik; Emilian: Mèr Adriatic; Friulian: Mâr Adriatic; Greek: Αδριατική θάλασσα – Adriatikí thálassa; Istro Romanian: Marea Adriatică; Italian: Mare Adriatico; Serbo-Croatian: Jadransko more, Јадранско море; Slovene: Jadransko morje; Venetian: Mar Adriàtico. In Serbo-Croatian and Slovene, the sea is often referred to as simply Jadran.
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The Adriatic Sea is a semi-enclosed sea,[7] bordered in the southwest by the Apennine or Italian Peninsula, in the northwest by the Italian regions of Veneto and Friuli-Venezia Giulia, and in the northeast by Slovenia, Croatia, Bosnia and Herzegovina, Montenegro, and Albania—the Balkan peninsula. In the southeast, the Adriatic Sea connects to the Ionian Sea at the 72-kilometre (45 mi) wide Strait of Otranto.[8] The International Hydrographic Organization (IHO) defines the boundary between the Adriatic and the Ionian seas as a line running from the Butrinto River's mouth (latitude 39°44'N) in Albania to the Karagol Cape in Corfu, through this island to the Kephali Cape (these two capes are in latitude 39°45'N), and on to the Santa Maria di Leuca Cape (latitude 39°48'N).[9] It extends 800 kilometres (500 mi) from the northwest to the southeast and is 200 kilometres (120 mi) wide. It covers 138,600 square kilometres (53,500 sq mi) and has a volume of 35,000 cubic kilometres (8,400 cu mi). The Adriatic extends northwest from 40° to 45°47' north, representing the Mediterranean's northernmost portion.[8] The sea is geographically divided into the Northern Adriatic, Central (or Middle) Adriatic, and Southern Adriatic.[10] The Adriatic Sea drainage basin encompasses 235,000 square kilometres (91,000 sq mi), yielding a land–sea ratio of 1.8. The drainage basin's mean elevation is 782 metres (2,566 ft) above sea level, with a mean slope of 12.1°.[11] Major rivers discharging into the Adriatic include the Po, Soča, Krka, Neretva, Drin, Bojana, and Vjosë.[12][13] In the late 19th century, Austria-Hungary established a geodetic network with an elevation benchmark using the average Adriatic Sea level at the Sartorio pier in Trieste, Italy. The benchmark was subsequently retained by Austria, adopted by Yugoslavia, and retained by the states that emerged after its dissolution.[14][15] In 2016, Slovenia adopted a new elevation benchmark referring to the upgraded tide gauge station in the coastal town of Koper.[16]
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The Adriatic Sea contains more than 1,300 islands and islets, most along the Adriatic's eastern coast—especially in Croatia, with 1,246 counted.[20] The number includes islands, islets, and rocks of all sizes, including ones emerging at ebb tide only.[21] The Croatian islands include the largest—Cres and Krk, each covering about the same area of 405.78 square kilometres (156.67 sq mi)—and the tallest—Brač, whose peak reaches 780 metres (2,560 ft) above sea level. The islands of Cres and the adjacent Lošinj are separated only by a narrow navigable canal dug in the time of classical antiquity;[22] the original single island was known to the Greeks as Apsyrtides.[23] The Croatian islands include 47 permanently inhabited ones, the most populous among them being Krk, Korčula and Brač.[24] The islands along the Adriatic's western (Italian) coast are smaller and less numerous than those along the opposite coast; the best-known ones are the 117 islands on which the city of Venice is built.[25] The northern shore of the Greek island of Corfu also lies in the Adriatic Sea as defined by the IHO.[26] The IHO boundary places the Diapontia Islands (northwest of Corfu) in the Adriatic Sea.[9][27]
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The Adriatic Sea's average depth is 259.5 metres (851 ft), and its maximum depth is 1,233 metres (4,045 ft); however, the North Adriatic basin rarely exceeds a depth of 100 metres (330 ft).[17] The North Adriatic basin, extending between Venice and Trieste towards a line connecting Ancona and Zadar, is only 15 metres (49 ft) deep at its northwestern end; it gradually deepens towards the southeast. It is the largest Mediterranean shelf and is simultaneously a dilution basin and a site of bottom water formation.[28] The Middle Adriatic basin is south of the Ancona–Zadar line, with the 270-metre (890 ft) deep Middle Adriatic Pit (also called the Pomo Depression or the Jabuka Pit). The 170-metre (560 ft) deep Palagruža Sill is south of the Middle Adriatic Pit, separating it from the 1,200-metre (3,900 ft) deep South Adriatic Pit and the Middle Adriatic basin from the South Adriatic Basin. Further on to the south, the sea floor rises to 780 metres (2,560 ft) to form the Otranto Sill at the boundary to the Ionian Sea. The South Adriatic Basin is similar in many respects to the Northern Ionian Sea, to which it is connected.[13] Transversely, the Adriatic Sea is also asymmetric: the Apennine peninsular coast is relatively smooth with very few islands and the Monte Conero and Gargano promontories as the only significant protrusions into the sea; in contrast, the Balkan peninsular coast is rugged with numerous islands, especially in Croatia. The coast's ruggedness is exacerbated by the Dinaric Alps' proximity to the coast, in contrast to the opposite (Italian) coast where the Apennine Mountains are further away from the shoreline.[29]
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The coastal water dynamics are determined by the asymmetric coasts and the inflow of the Mediterranean seawater through the Straits of Otranto and further on along the eastern coast.[30] The smooth Italian coast (with very few protrusions and no major islands) allows the Western Adriatic Current to flow smoothly, which is composed of the relatively freshwater mass on the surface and the cold and dense water mass at the bottom.[31] The coastal currents on the opposite shore are far more complex owing to the jagged shoreline, several large islands and the proximity of the Dinaric Alps to the shore. The last produces significant temperature variations between the sea and the hinterland, which leads to the creation of local jets.[29] The tidal movement is normally slight, usually remaining below 30 centimetres (12 in). The amphidromic point is at the mid-width east of Ancona.[32]
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The normal tide levels are known to increase significantly in a conducive environment, leading to coastal flooding; this phenomenon is most famously known in Italy—especially Venice—as acqua alta. Such tides can exceed normal levels by more than 140 centimetres (55 in),[33] with the highest tide level of 194 centimetres (76 in) observed on 4 November 1966.[34] Such flooding is caused by a combination of factors, including the alignment of the Sun and Moon, meteorological factors such as sirocco related storm surges,[35] and the basin's geometric shape (which amplifies or reduces the astronomical component). Moreover, the Adriatic's long and narrow rectangular shape is the source of an oscillating water motion (French: seiche) along the basin's minor axis.[36] Finally, Venice is increasingly vulnerable to flooding due to coastal area soil subsidence.[37] Such unusually high tides resulting in flooding have also been observed elsewhere in the Adriatic Sea, and have been recorded in recent years in the towns of Koper, Zadar and Šibenik as well.[38][39][40]
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It is estimated that the Adriatic's entire volume is exchanged through the Strait of Otranto in 3.4±0.4 years, a comparatively short period. (For instance, approximately 500 years are necessary to exchange all the Black Sea's water.) This short period is particularly important as the rivers flowing into the Adriatic discharge up to 5,700 cubic metres per second (200,000 cu ft/s). This rate of discharge amounts to 0.5% of the total Adriatic Sea volume, or a 1.3-metre (4 ft 3 in) layer of water each year. The greatest portion of the discharge from any single river comes from the Po (28%),[41] with an average discharge from it alone of 1,569 cubic metres per second (55,400 cu ft/s).[42] In terms of the annual total discharge into the entire Mediterranean Sea, the Po is ranked second, followed by the Neretva and Drin, which rank as third and fourth.[43] Another significant contributor of freshwater to the Adriatic is the submarine groundwater discharge through submarine springs (Croatian: vrulja); it is estimated to comprise 29% of the total water flux into the Adriatic.[44] The submarine springs include thermal springs, discovered offshore near the town of Izola. The thermal springwater is rich with hydrogen sulfide, has a temperature of 22 to 29.6 °C (71.6 to 85.3 °F), and has enabled the development of specific ecosystems.[45] The inflow of freshwater, representing a third of the freshwater volume flowing into the Mediterranean,[13] makes the Adriatic a dilution basin for the Mediterranean Sea.[46] The Middle and South Adriatic Gyres (SAG), are significant cyclonic circulation features, with the former being intermittent and the latter permanent. The SAG measures 150 kilometres (93 miles) in diameter. It contributes to the flow of bottom water from the Adriatic to the Levantine Basin through the Ionian Sea. Through that process, the Adriatic Sea produces most of the East Mediterranean deep water.[47]
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The Adriatic's surface temperature usually ranges from 22 to 30 °C (72 to 86 °F) in the summer, or 12 to 14 °C (54 to 57 °F) in the winter, except along the western Adriatic coast's northern part, where it drops to 9 °C (48 °F) in the winter. The distinct seasonal temperature variations, with a longitudinal gradient in the Northern and transversal gradient in the Middle and Southern Adriatic,[48] are attributed to the continental characteristics of the Adriatic Sea: it is shallower and closer to land than are oceans.[49] During particularly cold winters, sea ice may appear in the Adriatic's shallow coastal areas, especially in the Venetian Lagoon but also in isolated shallows as far south as Tisno (south of Zadar).[50][51] The Southern Adriatic is about 8 to 10 °C (14 to 18 °F) warmer during the winter than the more northerly regions.[52] The Adriatic's salinity variation over the year is likewise distinct:[49] it ranges between 38 and 39 PSUs.[48] The southern Adriatic is subjected to saltier water from the Levantine Basin.[52]
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According to the Köppen climate classification, the upper half of the Adriatic is classified as humid subtropical climate (Cfa), with wetter summers and colder and drier winters, and the southern Adriatic are classified as hot-summer Mediterranean climate (Csa).[53][54] The air temperature can fluctuate by about 20 °C (36 °F) during a season.[48]
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The predominant winter winds are the bora and sirocco (called jugo along the eastern coast). The bora is significantly conditioned by wind gaps in the Dinaric Alps bringing cold and dry continental air; it reaches peak speeds in the areas of Trieste, Senj, and Split, with gusts of up to 180 kilometres per hour (97 kn; 110 mph). The sirocco brings humid and warm air, often carrying Saharan sand causing rain dust.[55]
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Bari
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Venice
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Trieste
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Durrës
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On the Adriatic Sea's coasts and islands, there are numerous small settlements, and a number of larger cities. Among the largest are Bari, Venice, Trieste, and Rimini in Italy, Split, Rijeka and Zadar in Croatia, Durrës and Vlorë in Albania and Koper in Slovenia. In total, more than 3.5 million people live on the Adriatic coasts.[61] There are also some larger cities that are located very near the coast, such as the Italian cities of Ravenna and Lecce.
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Venice, which was originally built on islands off the coast, is most at risk due to subsidence, but the threat is present in the Po delta as well. The causes are a decrease in sedimentation rate due to loss of sediment behind dams, the deliberate excavation of sand for industrial purposes, agricultural use of water, and removal of ground water.[62][63]
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The sinking of Venice slowed after artesian wells were banned in the 1960s, but the city remains threatened by the acqua alta floods. Recent studies have suggested that the city is no longer sinking,[64][65] but a state of alert remains in place. In May 2003, then-Prime Minister Silvio Berlusconi inaugurated the MOSE project (Italian: Modulo Sperimentale Elettromeccanico), an experimental model for evaluating the performance of inflatable gates. The project proposes laying a series of 79 inflatable pontoons across the sea bed at the three entrances to the Venetian Lagoon. When tides are predicted to rise above 110 centimetres (43 in), the pontoons will be filled with air and block the incoming water from the Adriatic Sea. This engineering work is due to be completed by 2014.[66][needs update]
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Geophysical and geological information indicate that the Adriatic Sea and the Po Valley are associated with a tectonic microplate—identified as the Apulian or Adriatic Plate—that separated from the African Plate during the Mesozoic era. This separation began in the Middle and Late Triassic, when limestone began to be deposited in the area. Between the Norian and Late Cretaceous, the Adriatic and Apulia Carbonate Platforms formed as a thick series of carbonate sediments (dolomites and limestones), up to 8,000 metres (26,000 ft) deep.[67] Remnants of the former are found in the Adriatic Sea, as well as in the southern Alps and the Dinaric Alps, and remnants of the latter are seen as the Gargano Promontory and the Maiella mountain. In the Eocene and early Oligocene, the plate moved north and north-east, contributing to the Alpine orogeny (along with the African and Eurasian Plates' movements) via the tectonic uplift of the Dinarides and Alps. In the Late Oligocene, the motion was reversed and the Apennine Mountains' orogeny took place.[68] An unbroken zone of increased seismic activity borders the Adriatic Sea, with a belt of thrust faults generally oriented in the northeast–southwest direction on the east coast and the northeast–southwest normal faults in the Apennines, indicating an Adriatic counterclockwise rotation.[69] An active 200-kilometre (120 mi) fault has been identified to the northwest of Dubrovnik, adding to the Dalmatian islands as the Eurasian Plate slides over the Adriatic microplate. Furthermore, the fault causes the Apennine peninsula's southern tip to move towards the opposite shore by about 0.4 centimetres (0.16 in) per year. If this movement continues, the seafloor will be completely consumed and the Adriatic Sea closed off in 50–70 million years.[70] In the Northern Adriatic, the coast of the Gulf of Trieste and western Istria is gradually subsiding, having sunk about 1.5 metres (4 ft 11 in) in the past two thousand years.[71] In the Middle Adriatic Basin, there is evidence of Permian volcanism in the area of Komiža on the island of Vis and the volcanic islands of Jabuka and Brusnik.[72] Earthquakes have been observed in the region since the earliest historical records.[73] A recent strong earthquake in the region was the 1979 Montenegro earthquake, measuring 7.0 on the Richter scale.[74] Historical earthquakes in the area include the 1627 Gargano peninsula and the 1667 Dubrovnik earthquakes, both followed by strong tsunamis.[75] In the last 600 years, fifteen tsunamis have occurred in the Adriatic Sea.[76]
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All types of seafloor sediments are found in the Adriatic Sea. The Northern Adriatic's comparatively shallow seabed is characterised by relict sand (from times when the water level was lower and the area was a sandy beach), while a muddy bed is typical at depths below 100 metres (330 ft).[30][77] There are five geomorphological units in the Adriatic: the Northern Adriatic (up to 100 metres (330 ft) deep); the North Adriatic islands area protected against sediments filling it in by outer islands (pre-Holocene karst relief); the Middle Adriatic islands area (large Dalmatian islands); the Middle Adriatic (characterized by the Middle Adriatic Depression); and the Southern Adriatic consisting of a coastal shelf and the Southern Adriatic Depression. Sediments deposited in the Adriatic Sea today generally come from the northwest coast, being carried by the Po, Reno, Adige, Brenta, Tagliamento, Piave and Soča rivers. The volume of sediments carried from the eastern shore by the Rječina, Zrmanja, Krka, Cetina, Ombla, Dragonja, Mirna, Raša and Neretva rivers is negligible, because these sediments are mostly deposited at the river mouths. The Adriatic's western shores are largely either alluvial or terraced, whereas the eastern shores are predominantly rocky, except for the southernmost part of the shore located in Albania that consists of sandy coves and rocky capes.[68]
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The eastern Adriatic shore's Croatian part is the most indented Mediterranean coastline.[78] Most of the eastern coast is characterised by a karst topography, developed from the Adriatic Carbonate Platform's exposure to weathering. Karstification there largely began after the Dinarides' final uplift in the Oligocene and the Miocene, when carbonate deposits were exposed to atmospheric effects; this extended to the level of 120 metres (390 ft) below the present sea level, exposed during the Last Glacial Maximum. It is estimated that some karst formations are from earlier sea level drops, most notably the Messinian salinity crisis.[67] Similarly, karst developed in Apulia from the Apulian Carbonate Platform.[79]
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The largest part of the eastern coast consists of carbonate rocks, while flysch (a particular type of sedimentary rock) is significantly represented in the Gulf of Trieste coast, especially along Slovenia's coast where the 80-metre (260 ft) Strunjan cliff—the highest cliff on the entire Adriatic and the only one of its type on the eastern Adriatic coast—is located,[80] on the Kvarner Gulf coast opposite Krk, and in Dalmatia north of Split.[81] Rocks of the same type are found in Albania and on the western Adriatic coast.[82][83]
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There are alternations of maritime and alluvial sediments occurring in the Po Valley, at the Adriatic's north-west coast, and as far west as Piacenza, dating to the Pleistocene as the sea advanced and receded over the valley. An advance began after the Last Glacial Maximum, which brought the Adriatic to a high point at about 5,500 years ago.[84] Since then, the Po delta has been prograding (expanding/extending). The rate of coastal zone progradation between 1000 BC and 1200 AD was 4 metres (13 ft) per year.[85] In the 12th century, the delta advanced at a rate of 25 metres (82 ft) per year. In the 17th century, the delta began to become a human-controlled environment, as the excavation of artificial channels started; the channels and new distributaries of the Po have been prograding at rates of 50 metres (160 ft) per year or more since then.[86] There are more than 20 other rivers flowing into the Adriatic Sea in Italy alone, also forming alluvial coastlines,[87] including the lagoons of Venice, Grado and Caorle.[88] There are smaller eastern Adriatic alluvial coasts—in the deltas of the Dragonja,[89] Bojana and Neretva rivers.[90][91]
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The Adriatic Sea is a unique water body in respect of its overall biogeochemical physiognomy. It exports inorganic nutrients and imports particulate organic carbon and nitrogen through the Strait of Otranto—acting as a mineralization site. The exchange of the substances is made more complex by bathymetry of the Adriatic Sea—75% of water flowing north through the strait recirculates at the Palagruža Sill and North Adriatic adds no more than 3 – 4% of water to the South Adriatic.[92] This is reflected in its biogeography and ecology, and particularly in the composition and properties of its ecosystems.[93] Its main biogeographic units are the Northern Adriatic, the Central Adriatic, and the Southern Adriatic.[94]
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The unique nature of the Adriatic gives rise to an abundance of endemic flora and fauna. The Croatian National Biodiversity Strategy Action Plan identified more than 7,000 animal and plant species in the Adriatic Sea. The Central Adriatic is especially abundant in endemic plant species, with 535 identified species of green, brown and red algae.[95] Four out of five Mediterranean seagrass species are found in the Adriatic Sea. The most common species are Cymodocea nodosa and Zostera noltii, while Zostera marina and Posidonia oceanica are comparatively rare.[96]
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A number of rare and threatened species are also found along the Adriatic's eastern coast; it is relatively clearer and less polluted than the western Adriatic coast—in part because the sea currents flow through the Adriatic in a counterclockwise direction, thus bringing clearer waters up the eastern coast and returning increasingly polluted water down the western coast. This circulation has significantly contributed to the biodiversity of the countries along the eastern Adriatic coast; the common bottlenose dolphin is frequent in the eastern coast's waters only, and the Croatian coast provides refuge for the critically endangered monk seal and sea turtles.[95] Recent studies revealed that cetaceans and other marine megafaunas, that were once thought to be vagrants to Adriatic Sea, migrate and live in the semi-closed sea on larger scales.[97] Largest of these live normally is the fin whale,[98] and sperm whale,[99] the largest of toothed whales also migrate but less common than fin whales, followed by Cuvier's beaked whales.[97] Basking sharks[100] and manta rays are some of migrant species to the sea.[101][102][103] Historical presences of depleted or extinct species such as North Atlantic right whales (extinct or functionally extinct), atlantic gray whales (extinct), and humpback whales have been speculated as well.[104]
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The Northern Adriatic in particular is rich in endemic fish fauna.[13] Around thirty species of fish are found in only one or two countries bordering the Adriatic Sea. These are particularly due to or dependent upon the karst morphology of the coastal or submarine topography; this includes inhabiting subterranean habitats, karst rivers, and areas around freshwater springs.[105] There are 45 known subspecies endemic to the Adriatic's coasts and islands. In the Adriatic, there are at least 410 species and subspecies of fish, representing approximately 70% of Mediterranean taxa, with at least 7 species endemic to the Adriatic. Sixty-four known species are threatened with extinction, largely because of overfishing.[95] Only a small fraction of the fish found in the Adriatic are attributed to recent processes such as Lessepsian migration, and escape from mariculture.[106]
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The biodiversity of the Adriatic is relatively high, and several marine protected areas have been established by countries along its coasts. In Italy, these are Miramare in the Gulf of Trieste (in the Northern Adriatic), Torre del Cerrano and Isole Tremiti in the Middle Adriatic basin and Torre Guaceto in southern Apulia.[107][108] The Miramare protected area was established in 1986 and covers 30 hectares (74 acres) of coast and 90 hectares (220 acres) of sea. The area encompasses 1.8 kilometres (1.1 mi) of coastline near the Miramare promontory in the Gulf of Trieste.[109] The Torre del Cerrano protected area was created in 2009, extending 3 nautical miles (5.6 km; 3.5 mi) into the sea and along 7 kilometres (4.3 mi) of coastline. Various zones of the protected area cover 37 square kilometres (14 sq mi) of sea surface.[110] The Isole Tremiti reserve has been protected since 1989, while the Tremiti islands themselves are part of the Gargano National Park.[111] The Torre Guaceto protected area, located near Brindisi and Carovigno, covers a sea surface of 2,227 hectares (5,500 acres) and is adjacent to the Torre Guaceto State Reserve covering 1,114 hectares (2,750 acres) of coast and sharing an 8-kilometre (5.0 mi) coastline with the marine protected area.[112] Furthermore, there are 10 internationally important (Ramsar) wetland reserves in Italy located along the Adriatic coast.[113]
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There are seven marine protected areas in Croatia: Brijuni and the Lim Canal off the Istria peninsula's coast, near Pula and Rovinj respectively; Kornati and Telašćica in the Middle Adriatic basin, near Zadar; and Lastovo, Bay of Mali Ston (Croatian: Malostonski zaljev) and Mljet in southern Dalmatia.[107] The Brijuni national park encompasses the 743.3-hectare (1,837-acre) archipelago itself and 2,651.7 hectares (6,552 acres) of surrounding sea;[114] it became a national park in 1999.[115] The Lim Canal is a 10-kilometre (6.2 mi) ria of the Pazinčica river.[116] The Kornati national park was established in 1980; it covers approximately 220 square kilometres (85 sq mi), including 89 islands and islets. The marine environment encompasses three-quarters of the total area, while the island shores' combined length equals 238 kilometres (148 mi).[117] Telašćica is a nature park established on Dugi Otok in 1988. The park covers 69 kilometres (43 mi) of coastline, 22.95 square kilometres (8.86 sq mi) of land and 44.55 square kilometres (17.20 sq mi) of sea.[118] The Bay of Mali Ston is located at the border of Croatia and Bosnia–Herzegovina, north of the Pelješac peninsula. The marine protected area covers 48 square kilometres (19 sq mi).[107] The Lastovo nature park was established in 2006, and it includes 44 islands and islets, 53 square kilometres (20 sq mi) of land and 143 square kilometres (55 sq mi) of sea surface.[119] The Mljet national park was established in 1960, covering a 24-square-kilometre (9.3 sq mi) marine protection area.[107] In addition, there is a Ramsar wetland reserve in Croatia—the Neretva river's delta.[120]
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In Slovenia, the marine and coastal protected nature areas are the Sečovlje Salina Landscape Park, Strunjan Landscape Park, Škocjan Inlet Nature Reserve, and the Debeli Rtič, Cape Madona and Lakes in Fiesa natural monuments.[121][122] The Sečovlje Salina Landscape Park was established in 1990, covers 721 hectares (1,780 acres), and includes four nature reserves.[123][124] In 1993, the area was designated a Ramsar site;[121] it is also a site of international importance for waterbird species.[125] The 429-hectare (1,060-acre) Strunjan Landscape Park was established in 2004 and comprises two nature reserves.[121][123] It includes a 4 kilometres (2.5 mi) long cliff, the northernmost Mediterranean salt field and the only Slovenian lagoon system.[126] It is also the northernmost point of growth of some Mediterranean plant species.[127] The Škocjan Inlet Nature Reserve was established in 1998 and covers 122 hectares (300 acres).[128] The Debeli Rtič natural monument covers 24 hectares (59 acres),[129] the Cape Madona natural monument covers 12 hectares (30 acres),[130] and the Lakes in Fiesa natural monument, with the coastal lake as the only brackish lake in Slovenia,[131] covers 2.1 hectares (5.2 acres).[132]
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In 2010, Albania established its first marine protection area, the Karaburun-Sazan National Marine Park at the Karaburun Peninsula where the Adriatic and Ionian Seas meet. The park covers a total of 12,570 hectares (31,100 acres).[133] Two additional marine protection areas are planned in Albania: the Cape of Rodon (Albanian: Kepi i Rodonit) and Porto Palermo.[107] In addition, Albania is home to two Ramsar wetland reserves: Karavasta Lagoon, and Butrint.[134] Neither Bosnia–Herzegovina nor Montenegro have or plan to establish any marine protection areas.[107]
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The Adriatic Sea ecosystem is threatened by excessive input of nutrients through drainage from agricultural land and wastewater flowing from cities; this includes both along its coast and from rivers draining into the sea—especially from the Po River.[135] Venice is often cited as an example of polluted coastal waters where shipping, transportation, farming, manufacturing and wastewater disposal contribute to polluting the sea.[136] A further risk is presented by ballast water discharge by ships, especially tankers. Still, since most of the cargo handled by the Adriatic ports, and virtually all liquid (tanker) cargo handled by the ports, is coming to—not coming from—the Adriatic Basin, the risk from ballast water (from tankers expelling ballast water then loading in the Adriatic) remains minimal. However, proposed export oil pipelines were objected to specifically because of this issue. Oil spills are a major concern in terms of potential environmental impact and damage to tourism and fisheries.[137] It is estimated that if a major oil spill happened, a million people would lose their livelihoods in Croatia alone.[138] An additional risk is presented by oil refineries in the Po River basin where oil spills have occurred before,[139] in addition to accidents occurring in the Adriatic already, so far with no significant environmental consequences.[140] Since 2006, Italy has been considering the construction of an offshore and an onshore LNG terminal in the Gulf of Trieste, as well as a pipeline, in the immediate vicinity of the Slovenian–Italian border.[141] The Slovenian government and municipalities,[142] the municipal council of Trieste,[143] and non-governmental organisations have voiced concern over their environmental hazards, effect on transport and effect on tourism.[144][145]
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Another source of pollution of the Adriatic is solid waste. Drifting waste—occasionally relatively large quantities of material, especially waste plastic—is transported northwest by the sirocco.[146] Air pollution in the Adriatic Basin is associated with the large industrial centres in the Po River valley and the large industrial cities along the coast.[147][148]
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Italy and Yugoslavia established a joint commission to protect the Adriatic Sea from pollution in 1977; the organization later changed with Slovenia, Croatia and Montenegro replacing Yugoslavia.[149] Future pollution hazards are addressed and pollution hotspots are assessed not only by nations in the basin but also through regional projects with World Bank support. 27 such hotspots have been determined as of 2011, 6 warranting an urgent response.[150]
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Settlements along the Adriatic dating to between 6100 and 5900 BC appear in Albania and Dalmatia on the eastern coast, related to the Cardium pottery culture.[151] During classical antiquity, Illyrians inhabited the eastern Adriatic coast,[152] and the western coast was inhabited by the peoples of Ancient Italy, mainly Etruscans, before the Roman Republic's rise.[153] Greek colonisation of the Adriatic dates back to the 7th and 6th centuries BC when Epidamnos and Apollonia were founded. The Greeks soon expanded further north establishing several cities, including Epidaurus, Black Corcyra, Issa and Ancona, with trade established as far north as the Po River delta, where the emporion (trading station) of Adria was founded.[154]
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Roman economic and military influence in the region began to grow with the creation by 246 BC of a major naval base at Brundisium (now Brindisi), which was established to bar Carthaginian ships from the Adriatic during the Punic Wars. This led to conflict with the Illyrians, who lived in a collection of semi-Hellenized kingdoms that covered much of the Balkans and controlled the eastern shore of the sea, resulting in the Illyrian Wars from 229–168 BC. The initial Roman intervention in 229 BC, motivated in part by a desire to suppress Illyrian piracy in the Adriatic, marked the first time that the Roman navy crossed that sea to launch a military campaign.[155][156] Those wars ended with the eastern shore becoming a province of the Roman Republic.[157] However, resistance to Roman rule continued sporadically and Rome did not completely consolidate control of the region until Augustus's general Tiberius put down the Great Illyrian Revolt, a bitter struggle waged from 6 to 9 AD.[156][158] Following the repression of the revolt the Roman province of Illyricum was split into Dalmatia and Pannonia. Most of the eastern shore of the Adriatic was part of Dalmatia, except for the southernmost portion, part of the province of Macedonia, and the peninsula of Istria on the northern part of the eastern shore; Istria contained the important Roman colony at Pula and was incorporated into the province of Italy.[159]
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During the Roman period Brundisium, on the western shore, and Apollonia and Dyrrachium (originally called Epidamnos, now Durrës in Albania) on the eastern shore became important ports. Brundisium was linked by the Via Appia road to the city of Rome, and Dyrrachium and Apollonia were both on the Via Egnatia, a road that by about 130 BC the Romans had extended eastward across the Balkans to Byzantium (later Constantinople, now Istanbul).[160][161] This made the sea passage across the Adriatic between Brundisium and Dyrrachium (or Apollonia) a link in the primary route for travelers, trade, and troop movements, between Rome and the East. This route played a major role in some of the military operations that marked the end of the Roman Republic and start of the imperial period. Sulla used it during the First Mithridatic War.[162] During Caesar's Civil War, there was a three-month delay in Caesar's Balkan campaign against Pompey caused when winter storms on the Adriatic and a naval blockade held up Mark Antony from reaching him from Brundisium with reinforcements; after the reinforcements finally arrived Caesar made an unsuccessful attempt to capture Dyrrachium before the campaign moved inland.[163] Marc Antony and Octavian (later Augustus) crossed the Adriatic to Dyrrachium with their armies in their campaign against two of Caesar's assassins, Brutus and Cassius, that culminated in the Battle of Philippi.[164] Brundisium and Dyrrachium remained important ports well after the Roman period, but an earthquake in the 3rd century AD changed the path of a river causing Apollonia's harbor to silt up, and the city to decline.[165]
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Another city on the Italian coast of the Adriatic that increased in importance during the Roman era was Ravenna. During the reign of Augustus it became a major naval base as part of his program to re-organize the Roman navy to better protect commerce in the Mediterranean.[166] During the 4th century AD the emperors of the Western Roman Empire had moved their official residence north from Rome to Mediolanum (now Milan) in order to be better able to control the military frontier with the Germanic tribes. In 402 AD, during a period of repeated Germanic invasions of Italy, the capital was shifted to Ravenna because nearby marshes made it more defensible, and the Adriatic provided an easy escape path by sea.[167] When the Western Empire fell in 476 AD Ravenna became the capital of the Ostrogothic Kingdom of Italy.[168]
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In the Early Middle Ages, after the Roman Empire's decline, the Adriatic's coasts were ruled by Ostrogoths, Lombards and the Byzantine Empire.[169][170] The Ostrogothic Kingdom ruled Italy following the fall of the Western Roman Empire in 476 AD. However, during the reign of Justinian the Byzantine Empire sent an army under the general Belisarius to regain control of Italy, resulting in the Gothic War (535–554). The Byzantines established the Exarchate of Ravenna and by 553 AD their viceroy (Exarch) ruled almost the entire Italian peninsula from that city. In 568 AD the Lombards invaded northern Italy, and over the course of the next century or so the importance of the Exarchate declined as the territory under Lombard control expanded and as the Byzantine outpost of Venice became increasingly independent. In 752 AD the Lombards overthrew the Exarchate, ending the influence of the Byzantine Empire on the western shore of the Adriatic for a few centuries.[171]
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The last part of the period saw the rise of the Carolingian Empire and then the Frankish Kingdom of Italy, which controlled the Adriatic Sea's western coast,[172] while Byzantine Dalmatia on the east coast gradually shrunk following the Avar and Croatian invasions starting in the 7th century.[173] The Republic of Venice was founded during this period and went on to become a significant maritime power after receiving a Byzantine tax exemption in 1082.[174] The end of the period brought about the Holy Roman Empire's control over the Kingdom of Italy (which would last until the Peace of Westphalia in 1648),[175] the establishment of an independent Kingdom of Croatia and the Byzantine Empire's return to the southern Apennine peninsula.[176][177] In addition, the Papal States were carved out in the area around Rome and central Italy in the 8th century.[178]
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The High Middle Ages in the Adriatic Sea basin saw further territorial changes, including the Norman conquest of southern Italy ending the Byzantine presence on the Apennine peninsula in the 11th and 12th centuries (the territory would become the Kingdom of Naples in 1282)[179][180] and the control of a substantial part of the eastern Adriatic coast by the Kingdom of Hungary after a personal union was established between Croatia and Hungary in 1102.[181] In this period, the Republic of Venice began to expand its territory and influence.[182] In 1202, the Fourth Crusade was diverted to conquer Zadar at the behest of the Venetians—the first instance of a Crusader force attacking a Catholic city—before proceeding to sack Constantinople.[183] In the 13th century, Venice established itself as a leading maritime nation. During much of the 12th and 13th centuries, Venice and the Republic of Genoa were engaged in warfare culminating in the War of Chioggia, ousting the Genoese from the Adriatic.[184] Still, the 1381 Treaty of Turin that ended the war required Venice to renounce claims to Dalmatia, after losing the territory to Hungary in 1358. In the same year, the Republic of Ragusa was established in Dubrovnik as a city-state after it was freed from Venetian suzerainty.[185]
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Venice regained Dalmatia in 1409 and held it for nearly four hundred years, with the republic's apex of trading and military power in the first half of the 15th century.[186] The 15th and the 16th centuries brought about the Byzantine Empire's destruction in 1453 and the Ottoman Empire's expansion that reached Adriatic shores in present-day Albania and Montenegro as well as the immediate hinterland of the Dalmatian coast,[187][188] defeating the Hungarian and Croatian armies at Krbava in 1493 and Mohács in 1526.[189] These defeats spelled the end of an independent Hungarian kingdom, and both Croatian and Hungarian nobility chose Ferdinand I of the House of Habsburg as their new ruler, bringing the Habsburg Monarchy to the shore of the Adriatic Sea, where it would remain for nearly four hundred years.[190] The Ottomans and Venetians fought a series of wars, but until the 17th century these were not fought in the Adriatic area.[191] Ottoman raids on the Adriatic coasts effectively ceased after the massive setback in the Battle of Lepanto in October 1571.[192]
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In 1648, the Holy Roman Empire lost its claim on its former Italian lands, formally ending the Kingdom of Italy; however, its only outlet on the Adriatic Sea, the Duchy of Ferrara, was already lost to the Papal States.[193] The 17th century's final territorial changes were caused by the Morean or Sixth Ottoman–Venetian War, when in 1699 Venice slightly enlarged its possessions in Dalmatia.[194] In 1797, the Republic of Venice was abolished after the French conquest.[195] The Venetian territory was then handed over to Austria and briefly ruled as part of the Archduchy of Austria. The territory was turned back over to France after the Peace of Pressburg in 1805, when the territory in the Po valley became an integral part of the new Napoleonic Kingdom of Italy.[196] The new kingdom included the province of Romagna, thus removing the Papal State from the Adriatic coast;[197] however, Trieste, Istria and Dalmatia were joined into a set of separate provinces of the French Empire: the Illyrian Provinces.[196] These were created in 1809 through the Treaty of Schönbrunn; they represented the end of Venetian rule on the eastern Adriatic coast, as well as the end of the Republic of Ragusa.[198] The Adriatic Sea was a minor theatre in the Napoleonic Wars; the Adriatic campaign of 1807–1814 involved the British Royal Navy contesting the Adriatic's control by the combined navies of France, Italy and the Kingdom of Naples. During the campaign, the Royal Navy occupied Vis and established its base there in Port St. George.[199] The campaign reached its climax in the 1811 Battle of Lissa,[200] and ended with British and Austrian troops seizing the coastal cities on the eastern Adriatic coast from the French.[201] Days before the Battle of Waterloo, the Congress of Vienna awarded the Illyrian Provinces (spanning from the Gulf of Trieste to the Bay of Kotor) to Austria.[202] The Congress of Vienna also created the Kingdom of Lombardy–Venetia which encompassed the city of Venice, the surrounding coast and a substantial hinterland, and was controlled by Austria.[203] In the Apennine peninsula's south, the Kingdom of the Two Sicilies was formed in 1816 by unifying the kingdoms of Naples and Sicily.[204]
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The process of Italian unification culminated in the Second Italian War of Independence, resulting in the Kingdom of Sardinia annexing all territories along the western Adriatic coast south of Venetia in 1860, and the 1861 establishment of the Kingdom of Italy in its place. The Kingdom of Italy expanded in 1866: it annexed Venetia,[205] but its navy was defeated in the Adriatic near Vis.[206] Following the Austro-Hungarian Compromise of 1867 and the Croatian–Hungarian Settlement of 1868, the control of much of the eastern Adriatic coast was redefined. The cisleithanian (Austrian) part of Austria-Hungary spanned from the Austrian Littoral to the Bay of Kotor, with the exception of the Croatian Littoral mainland. In the territory outside the Austrian Littoral, special status was given to Fiume (modern day Rijeka) as a separate part of the Kingdom of Hungary. The rest of the territory was made a part of the Kingdom of Croatia-Slavonia, which in turn was also in the Transleithanian part of the dual monarchy.[181] The Adriatic coastline controlled by the Ottoman Empire was reduced by the Congress of Berlin in 1878, through recognition of the independence of the Principality of Montenegro, which controlled the coast south of the Bay of Kotor to the Bojana River.[207] The Ottoman Empire lost all territories along the Adriatic following the First Balkan War and consequent 1913 Treaty of London that established an independent Albania.[208]
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The World War I Adriatic Campaign was largely limited to blockade attempts by the Allies and the effort of the Central Powers to thwart the British, French and Italian moves.[209] Italy joined the Allies in April 1915 with the Treaty of London, which promised Italy the Austrian Littoral, northern Dalmatia, the port of Vlorë, most of the eastern Adriatic islands and Albania as a protectorate.[210] The treaty provided the basis for all the following divisions between Italy and Yugoslavia.[211] In 1918, the Montenegrin national assembly voted to unite with the Kingdom of Serbia, giving the latter access to the Adriatic.[212] Another short-lived, unrecognised state established in 1918 was the State of Slovenes, Croats and Serbs, formed from parts of Austria-Hungary, comprising most of the former monarchy's Adriatic coastline. Later that year, the Kingdom of Serbia and the State of Slovenes, Croats and Serbs formed the Kingdom of Serbs, Croats and Slovenes—subsequently renamed Yugoslavia. The proponents of the new union in the Croatian parliament saw the move as a safeguard against Italian expansionism as stipulated in the Treaty of London.[213] The treaty was largely disregarded by Britain and France because of conflicting promises made to Serbia and a perceived lack of Italian contribution to the war effort outside Italy itself.[214] The 1919 Treaty of Saint-Germain-en-Laye did transfer the Austrian Littoral and Istria to Italy, but awarded Dalmatia to Yugoslavia.[215] Following the war, a private force of demobilized Italian soldiers seized Rijeka and set up the Italian Regency of Carnaro—seen as a harbinger of Fascism—in order to force the recognition of Italian claims to the city.[216] After sixteen months of the Regency's existence, the 1920 Treaty of Rapallo redefined the Italian–Yugoslav borders, among other things transferring Zadar and the islands of Cres, Lastovo and Palagruža to Italy, securing the island of Krk for Yugoslavia and establishing the Free State of Fiume; this new state was abolished in 1924 by the Treaty of Rome that awarded Fiume (modern Rijeka) to Italy and Sušak to Yugoslavia.[217]
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During World War II, the Adriatic saw only limited naval action, starting with the Italian invasion of Albania and the joint Axis invasion of Yugoslavia. The latter led to the annexation of a large part of Dalmatia and nearly all the eastern Adriatic islands by Italy and the establishment of two puppet states, the Independent State of Croatia and the Kingdom of Montenegro, which controlled the remainder of the former Yugoslav Adriatic coast.[218] In 1947, after the Armistice between Italy and Allied armed forces and the war's end, Italy (now a republic) and the Allies signed the Treaty of Peace with Italy. The treaty reversed all wartime annexations, guaranteed the independence of Albania, created the Free Territory of Trieste (FTT) as a city-state, and gave communist Yugoslavia most of the Slovenian Littoral, as well as Istria, the islands of Cres, Lastovo and Palagruža, and the cities of Zadar and Rijeka.[219] The FTT was partitioned in 1954: Trieste itself and the area to the North of it were placed under Italian control, while the rest came under Yugoslav control. This arrangement was made permanent in the 1975 Treaty of Osimo.[220]
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During the Cold War, the Adriatic Sea became the southernmost flank of the Iron Curtain as Italy joined NATO,[221] while the Warsaw Pact established bases in Albania.[222] After the fall of communism, Yugoslavia broke apart: Slovenia and Croatia declared independence in 1991,[223] and Bosnia–Herzegovina followed in 1992,[224] while Montenegro remained in a federation with Serbia, officially called Serbia and Montenegro.[225] The ensuing Croatian War of Independence included limited naval engagements and a blockade of Croatia's coast by the Yugoslav Navy,[226] leading to the Battle of the Dalmatian channels and a later withdrawal of Yugoslav vessels.[227] Montenegro declared itself independent in 2006, effectively land-locking Serbia.[225] The period also saw the Adriatic Sea as the theatre of several NATO operations, including the blockade of Yugoslavia,[228] intervention in Bosnia-Herzegovina and the 1999 bombing of Yugoslavia.[229][230]
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Italy and Yugoslavia defined their Adriatic continental shelf delimitation in 1968,[231] with an additional agreement signed in 1975 on the Gulf of Trieste boundary, following the Treaty of Osimo. The boundary agreed in 1968 extends 353 nautical miles (654 km; 406 mi) and consists of 43 points connected by straight lines or circular arc segments. The additional boundary agreed upon in 1975 consists of 5 points, extending from an end point of the 1968 line. All successor states of former Yugoslavia accepted the agreements. In the Adriatic's southernmost areas the border was not determined in order to avoid prejudicing the location of the tripoint with the Albanian continental shelf border, which remains undefined. Before the breakup of Yugoslavia, Albania, Italy and Yugoslavia initially proclaimed 15-nautical-mile (28 km; 17 mi) territorial waters, subsequently reduced to international-standard 12 nautical miles (22 km; 14 mi) and all sides adopted baseline systems (mostly in the 1970s). Albania and Italy determined their sea border in 1992 according to the equidistance principle.[232] Following Croatian EU membership, the Adriatic became an internal sea of the EU.[233] The United Nations Convention on the Law of the Sea defines the Adriatic Sea as an enclosed or semi-enclosed sea.[234]
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The Adriatic Euroregion was established in Pula in 2006 to promote trans-regional and trans-national cooperation in the Adriatic Sea area and serve as an Adriatic framework to help resolve issues of regional importance. The Adriatic Euroregion consists of 23 members: the Apulia, Molise, Abruzzo, Marche, Emilia-Romagna, Veneto and Friuli-Venezia Giulia regions of Italy; the municipality of Izola in Slovenia; the Istria, Primorje-Gorski Kotar, Lika-Senj, Zadar, Šibenik-Knin, Split-Dalmatia and Dubrovnik-Neretva counties of Croatia; the Herzegovina-Neretva Canton of Bosnia–Herzegovina; the municipalities of Kotor and Tivat in Montenegro; the Fier, Vlorë, Tirana, Shkodër, Durrës and Lezhë counties of Albania; and the Greek prefectures of Thesprotia and Corfu.[235]
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The former Yugoslav republics' land borders were decided by demarcation commissions implementing the AVNOJ decisions of 1943 and 1945,[236][237] but the exact course has not been agreed upon by the successor states, which makes the maritime boundaries' definition difficult;[238] the maritime borders were not defined at all in the time of Yugoslavia.[239] In addition, the maritime boundary between Albania and Montenegro was not defined before the 1990s.[232]
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Croatia and Slovenia started negotiations to define maritime borders in the Gulf of Piran in 1992 but failed to agree, resulting in a dispute. Both countries also declared their economic zones, which partially overlap.[232][240] Croatia's application to become an EU member state was initially suspended pending resolution of its border disputes with Slovenia.[232] These disputes with Slovenia were eventually settled with an agreement to accept the decision of an international arbitration commission set up via the UN, enabling Croatia to progress towards EU membership.[241][242][243] Aside from the EU membership difficulty, even before its settling the dispute has caused no major practical problems.[232]
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The maritime boundary between Bosnia–Herzegovina and Croatia was formally settled in 1999, but a few issues are still in dispute—the Klek peninsula and two islets in the border area. The Croatia–Montenegro maritime boundary is disputed in the Bay of Kotor, at the Prevlaka peninsula. This dispute was exacerbated by the peninsula's occupation by the Yugoslav People's Army and later by the (Serbian–Montenegrin) FR Yugoslav Army, which in turn was replaced by a United Nations observer mission that lasted until 2002. Croatia took over the area with an agreement that allowed Montenegrin presence in the bay's Croatian waters, and the dispute has become far less contentious since Montenegro's independence in 2006.[232]
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The Adriatic Sea fishery's production is distributed among countries in the basin.[244] In 2000, the nominal—on a live weight basis—total landings of all Adriatic fisheries reached 110,000 tonnes (108,000 long tons).[245] Overfishing is a recognised problem—450 species of fish live in the Adriatic Sea, including 120 species threatened by excessive commercial fishing, a problem exacerbated by pollution and global warming. Overexploited species include common dentex, red scorpionfish, monkfish, John Dory, blue shark, spiny dogfish,[246] mullet, red mullet, Norway lobster,[247] as well as European hake,[248] and sardines.[249] Turtles and common bottlenose dolphins are also being killed by fishing nets. The depleted fish stock, and Croatia's Ecological and Fisheries Protection Zone (ZERP) contributed to accusations of overfishing exchanged between Italian and Croatian fishermen.[246] ZERP was introduced in 2003, but its application to EU member states was suspended in 2004.[233] The depleted stocks of fish are being addressed through a new proposed EU fisheries policy that was scheduled to take effect in 2013, when Croatia acceded to the EU,[250] and restore the stocks to sustainable levels by 2015.[251]
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The largest volume of fish harvesting was in Italy, where the total production volume in 2007 stood at 465,637 tonnes (458,283 long tons).[244] In 2003, 28.8% of Italian fisheries production volume was generated in the Northern and central Adriatic, and 24.5% in Apulia (from the Southern Adriatic and Ionian Sea). Italian fisheries, including those operating outside the Adriatic, employed 60,700 in the primary sector, including aquaculture (which comprises 40% of the total fisheries production). The total fisheries output's gross value in 2002 was $1.9 billion.[252]
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In 2007, Croatia's production in live weight reached 53,083 tonnes (52,245 long tons).[244] In 2006, the total Croatian fisheries production volume was 37,800 tonnes (37,200 long tons) of catch and 14,200 tonnes (14,000 long tons) from marine aquaculture. Croatian fisheries employed approximately 20,000. The 2006 marine capture catch in Croatian waters consisted of sardines (44.8%), anchovies (31.3%), tunas (2.7%), other pelagic fish (4.8%), hake (2.4%), mullet (2.1%), other demersal fish (8.3%), crustaceans (largely lobster and Nephrops norvegicus) (0.8%), shellfish (largely oysters and mussels) (0.3%), cuttlefish (0.6%), squids (0.2%) and octopuses and other cephalopods (1.6%). Croatian marine aquaculture production consisted of tuna (47.2%), oysters and mussels (28.2% combined) and bass and bream (24.6% combined).[253]
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In 2007, Albanian fisheries production amounted to 7,505 tonnes (7,386 long tons),[244] including aquaculture production, which reached 1,970 tonnes (1,940 long tons) in 2006. At the same time, Slovenian fisheries produced a total of 2,500 tonnes (2,460 long tons) with 55% of the production volume originating in aquaculture, representing the highest ratio in the Adriatic. Finally, the Montenegrin fisheries production stood at 911 tonnes (897 long tons) in 2006, with only 11 tonnes coming from aquaculture.[254] In 2007, the fisheries production in Bosnia–Herzegovina reached volume of 9,625 tonnes (9,473 long tons) and 2,463 tonnes (2,424 long tons) in Slovenia.[244]
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The countries bordering the Adriatic Sea are significant tourist destinations. The largest number of tourist overnight stays and the most numerous tourist accommodation facilities are recorded in Italy, especially in the Veneto region (around Venice). Veneto is followed by the Emilia-Romagna region and by the Adriatic Croatian counties. The Croatian tourist facilities are further augmented by 21,000 nautical ports and moorings; nautical tourists are attracted to various types of marine protected areas.[107]
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All countries along the Adriatic coast, except Albania and Bosnia–Herzegovina, take part in the Blue Flag beach certification programme (of the Foundation for Environmental Education), for beaches and marinas meeting strict quality standards including environmental protection, water quality, safety and services criteria.[255] As of January 2012, the Blue Flag has been awarded to 103 Italian Adriatic beaches and 29 marinas, 116 Croatian beaches and 19 marinas, 7 Slovenian beaches and 2 marinas, and 16 Montenegrin beaches.[256] Adriatic tourism is a significant source of income for these countries, especially in Croatia and Montenegro where the tourism income generated along the Adriatic coast represents the bulk of such income.[257][258] The direct contribution of travel and tourism to Croatia's GDP stood at 5.1% in 2011, with the total industry contribution estimated at 12.8% of the national GDP.[259] For Montenegro, the direct contribution of tourism to the national GDP is 8.1%, with the total contribution to the economy at 17.2% of Montenegrin GDP.[260] Tourism in Adriatic Croatia has recently exhibited greater growth than in the other regions around the Adriatic.[261]
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There are nineteen Adriatic Sea ports (in four different countries) that each handle more than a million tonnes of cargo per year. The largest cargo ports among them are the Port of Trieste (the largest Adriatic cargo port in Italy), the Port of Venice, the Port of Ravenna, the Port of Koper (the largest Slovenian port),[268] the Port of Rijeka (the largest Croatian cargo port), and the Port of Brindisi. The largest passenger ports in the Adriatic are the Port of Split (the largest Croatian passenger port) and ports in Ancona (the largest Italian passenger seaport in the Adriatic).[269][270][271][272] The largest seaport in Montenegro is the Port of Bar.[273] In 2010, the Northern Adriatic seaports of Trieste, Venice, Ravenna, Koper and Rijeka founded the North Adriatic Ports Association to position themselves more favourably in the EU's transport systems.[274][275]
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Natural gas is produced through several projects, including a joint venture of the Eni and INA companies that operates two platforms—one is in Croatian waters and draws gas from six wells, and the other (which started operating in 2010) is located in Italian waters. The Adriatic gas fields were discovered in the 1970s,[280]:265 but their development commenced in 1996. In 2008, INA produced 14.58 million BOE per day of gas.[281] About 100 offshore platforms are located in the Emilia-Romagna region,[107] along with 17 in the Northern Adriatic.[282] Eni estimated its concessions in the Adriatic Sea to hold at least 40,000,000,000 cubic metres (1.4×1012 cu ft) of natural gas, adding that they may even reach 100,000,000,000 cubic metres (3.5×1012 cu ft). INA estimates, however, are 50% lower than those supplied by Eni.[283] Oil was discovered in the Northern Adriatic at a depth of approximately 5,400 metres (17,700 ft); the discovery was assessed as not viable because of its location, depth and quality.[284] These gas and oil reserves are part of the Po basin Province of Northern Italy and the Northern Mediterranean Sea.[285]
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In the 2000s, investigation works aimed at discovering gas and oil reserves in the Middle and Southern Adriatic basins intensified, and by the decade's end, oil and natural gas reserves were discovered southeast of the Bari, Brindisi—Rovesti and Giove oil discoveries. Surveys indicate reserves of 3 billion barrels of oil in place and 5.7×1010 cubic metres (2,000,000,000,000 cu ft) of gas in place.[286] The discovery was followed by further surveys off the Croatian coast.[287] In January 2012, INA commenced prospecting for oil off Dubrovnik, marking the resumption of oil exploration along the eastern Adriatic coast after surveys commenced in the late 1980s around the island of Brač were cancelled because of Yugoslavia's breakup and war in Croatia. Montenegro is also expected to look for oil off its coast.[288] As of January 2012, only 200 exploration wells had been sunk off the Croatian coast, with all but 30 in the Northern Adriatic basin.[289]
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A bank is a financial institution that accepts deposits from the public and creates a demand deposit, while simultaneously making loans.[1] Lending activities can be performed either directly or indirectly through capital markets.
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Due to the importance of banks in the financial stability of a country, most jurisdictions exercise a high degree of regulation over banks. Most countries have institutionalized a system known as fractional reserve banking, under which banks hold liquid assets equal to only a portion of their current liabilities. In addition to other regulations intended to ensure liquidity, banks are generally subject to minimum capital requirements based on an international set of capital standards, the Basel Accords.
|
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|
7 |
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Banking in its modern sense evolved in the fourteenth century in the prosperous cities of Renaissance Italy but in many ways functioned as a continuation of ideas and concepts of credit and lending that had their roots in the ancient world. In the history of banking, a number of banking dynasties – notably, the Medicis, the Fuggers, the Welsers, the Berenbergs, and the Rothschilds – have played a central role over many centuries. The oldest existing retail bank is Banca Monte dei Paschi di Siena (founded in 1472), while the oldest existing merchant bank is Berenberg Bank (founded in 1590).
|
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+
|
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+
The concept of banking may have begun in ancient Assyria and Babylonia, with the merchants offering loans of grain as collateral within a barter system. Lenders in ancient Greece and during the Roman Empire added two important innovations: they accepted deposits and changed money.[citation needed] Archaeology from this period in ancient China and India also shows evidence of money lending.
|
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+
|
11 |
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The present era of banking can be traced to medieval and early Renaissance Italy, to the rich cities in the centre and north like Florence, Lucca, Siena, Venice and Genoa. The Bardi and Peruzzi families dominated banking in 14th-century Florence, establishing branches in many other parts of Europe.[2] One of the most famous Italian banks was the Medici Bank, set up by Giovanni di Bicci de' Medici in 1397.[3] The earliest known state deposit bank, Banco di San Giorgio (Bank of St. George), was founded in 1407 at Genoa, Italy.[4]
|
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|
13 |
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Fractional reserve banking and the issue of banknotes emerged in the 17th and 18th centuries. Merchants started to store their gold with the goldsmiths of London, who possessed private vaults, and charged a fee for that service. In exchange for each deposit of precious metal, the goldsmiths issued receipts certifying the quantity and purity of the metal they held as a bailee; these receipts could not be assigned, only the original depositor could collect the stored goods.
|
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+
|
15 |
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Gradually the goldsmiths began to lend the money out on behalf of the depositor, and promissory notes (which evolved into banknotes) were issued for money deposited as a loan to the goldsmith.[5] The goldsmith paid interest on these deposits. Since the promissory notes were payable on demand, and the advances (loans) to the goldsmith's customers were repayable over a longer time period, this was an early form of fractional reserve banking. The promissory notes developed into an assignable instrument which could circulate as a safe and convenient form of money backed by the goldsmith's promise to pay,[6] allowing goldsmiths to advance loans with little risk of default.[7] Thus, the goldsmiths of London became the forerunners of banking by creating new money based on credit.
|
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|
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The Bank of England was the first to begin the permanent issue of banknotes, in 1695.[8] The Royal Bank of Scotland established the first overdraft facility in 1728.[9] By the beginning of the 19th century a bankers' clearing house was established in London to allow multiple banks to clear transactions. The Rothschilds pioneered international finance on a large scale, financing the purchase of the Suez canal for the British government.[10][11][12]
|
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|
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+
The word bank was taken Middle English from Middle French banque, from Spanish banca,from Old Italian banca, meaning "table", from Old High German banc, bank "bench, counter". Benches were used as makeshift desks or exchange counters during the Renaissance by Florentine bankers, who used to make their transactions atop desks covered by green tablecloths.[13][14]
|
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The definition of a bank varies from country to country. See the relevant country pages for more information.
|
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Under English common law, a banker is defined as a person who carries on the business of banking by conducting current accounts for his customers, paying cheques drawn on him/her and also collecting cheques for his/her customers.[15]
|
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+
|
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+
In most common law jurisdictions there is a Bills of Exchange Act that codifies the law in relation to negotiable instruments, including cheques, and this Act contains a statutory definition of the term banker: banker includes a body of persons, whether incorporated or not, who carry on the business of banking' (Section 2, Interpretation). Although this definition seems circular, it is actually functional, because it ensures that the legal basis for bank transactions such as cheques does not depend on how the bank is structured or regulated.
|
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|
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+
The business of banking is in many common law countries not defined by statute but by common law, the definition above. In other English common law jurisdictions there are statutory definitions of the business of banking or banking business. When looking at these definitions it is important to keep in mind that they are defining the business of banking for the purposes of the legislation, and not necessarily in general. In particular, most of the definitions are from legislation that has the purpose of regulating and supervising banks rather than regulating the actual business of banking. However, in many cases the statutory definition closely mirrors the common law one. Examples of statutory definitions:
|
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+
|
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+
Since the advent of EFTPOS (Electronic Funds Transfer at Point Of Sale), direct credit, direct debit and internet banking, the cheque has lost its primacy in most banking systems as a payment instrument. This has led legal theorists to suggest that the cheque based definition should be broadened to include financial institutions that conduct current accounts for customers and enable customers to pay and be paid by third parties, even if they do not pay and collect cheques .[17]
|
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+
|
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+
Banks act as payment agents by conducting checking or current accounts for customers, paying cheques drawn by customers in the bank, and collecting cheques deposited to customers' current accounts. Banks also enable customer payments via other payment methods such as Automated Clearing House (ACH), Wire transfers or telegraphic transfer, EFTPOS, and automated teller machines (ATMs).
|
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|
33 |
+
Banks borrow money by accepting funds deposited on current accounts, by accepting term deposits, and by issuing debt securities such as banknotes and bonds. Banks lend money by making advances to customers on current accounts, by making installment loans, and by investing in marketable debt securities and other forms of money lending.
|
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|
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Banks provide different payment services, and a bank account is considered indispensable by most businesses and individuals. Non-banks that provide payment services such as remittance companies are normally not considered as an adequate substitute for a bank account.
|
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+
|
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+
Banks can create new money when they make a loan. New loans throughout the banking system generate new deposits elsewhere in the system. The money supply is usually increased by the act of lending, and reduced when loans are repaid faster than new ones are generated. In the United Kingdom between 1997 and 2007, there was an increase in the money supply, largely caused by much more bank lending, which served to push up property prices and increase private debt. The amount of money in the economy as measured by M4 in the UK went from £750 billion to £1700 billion between 1997 and 2007, much of the increase caused by bank lending.[18] If all the banks increase their lending together, then they can expect new deposits to return to them and the amount of money in the economy will increase. Excessive or risky lending can cause borrowers to default, the banks then become more cautious, so there is less lending and therefore less money so that the economy can go from boom to bust as happened in the UK and many other Western economies after 2007.
|
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|
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Activities undertaken by banks include personal banking, corporate banking, investment banking, private banking, transaction banking, insurance, consumer finance, foreign exchange trading, commodity trading, trading in equities, futures and options trading and money market trading.
|
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|
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+
Banks offer many different channels to access their banking and other services:
|
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|
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A bank can generate revenue in a variety of different ways including interest, transaction fees and financial advice. Traditionally, the most significant method is via charging interest on the capital it lends out to customers.[19] The bank profits from the difference between the level of interest it pays for deposits and other sources of funds, and the level of interest it charges in its lending activities.
|
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|
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This difference is referred to as the spread between the cost of funds and the loan interest rate. Historically, profitability from lending activities has been cyclical and dependent on the needs and strengths of loan customers and the stage of the economic cycle. Fees and financial advice constitute a more stable revenue stream and banks have therefore placed more emphasis on these revenue lines to smooth their financial performance.
|
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|
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In the past 20 years, American banks have taken many measures to ensure that they remain profitable while responding to increasingly changing market conditions.
|
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|
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This helps in making a profit and facilitates economic development as a whole.[21]
|
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|
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Recently, as banks have been faced with pressure from fintechs, new and additional business models have been suggested such as freemium, monetization of data, white-labeling of banking and payment applications, or the cross-selling of complementary products.[22]
|
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|
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Banks face a number of risks in order to conduct their business, and how well these risks are managed and understood is a key driver behind profitability, and how much capital a bank is required to hold. Bank capital consists principally of equity, retained earnings and subordinated debt.
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After the 2007-2009 financial crisis, regulators force banks to issue Contingent convertible bonds (CoCos).These are hybrid capital securities that absorb losses in accordance with their contractual terms when the capital of the issuing bank falls below a certain level. Then debt is reduced and bank capitalization gets a boost. Owing to their capacity to absorb losses, CoCos have the potential to satisfy regulatory capital requirement.[23][24]
|
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Some of the main risks faced by banks include:
|
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|
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The capital requirement is a bank regulation, which sets a framework within which a bank or depository institution must manage its balance sheet. The categorization of assets and capital is highly standardized so that it can be risk weighted.
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+
|
61 |
+
The economic functions of banks include:
|
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|
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Banks are susceptible to many forms of risk which have triggered occasional systemic crises.[27] These include liquidity risk (where many depositors may request withdrawals in excess of available funds), credit risk (the chance that those who owe money to the bank will not repay it), and interest rate risk (the possibility that the bank will become unprofitable, if rising interest rates force it to pay relatively more on its deposits than it receives on its loans).
|
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|
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Banking crises have developed many times throughout history when one or more risks have emerged for a banking sector as a whole. Prominent examples include the bank run that occurred during the Great Depression, the U.S. Savings and Loan crisis in the 1980s and early 1990s, the Japanese banking crisis during the 1990s, and the sub-prime mortgage crisis in the 2000s.
|
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Assets of the largest 1,000 banks in the world grew by 6.8% in the 2008/2009 financial year to a record US$96.4 trillion while profits declined by 85% to US$115 billion. Growth in assets in adverse market conditions was largely a result of recapitalization. EU banks held the largest share of the total, 56% in 2008/2009, down from 61% in the previous year. Asian banks' share increased from 12% to 14% during the year, while the share of US banks increased from 11% to 13%. Fee revenue generated by global investment banking totalled US$66.3 billion in 2009, up 12% on the previous year.[28]
|
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|
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The United States has the most banks in the world in terms of institutions (5,330 as of 2015) and possibly branches (81,607 as of 2015).[29] This is an indicator of the geography and regulatory structure of the US, resulting in a large number of small to medium-sized institutions in its banking system. As of November 2009, China's top 4 banks have in excess of 67,000 branches (ICBC:18000+, BOC:12000+, CCB:13000+, ABC:24000+) with an additional 140 smaller banks with an undetermined number of branches.
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Japan had 129 banks and 12,000 branches. In 2004, Germany, France, and Italy each had more than 30,000 branches – more than double the 15,000 branches in the UK.[28]
|
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Between 1985 and 2018 banks engaged in around 28,798 mergers or acquisitions, either as the acquirer or the target company. The overall known value of these deals cumulates to around 5,169 bil. USD.[30] In terms of value, there have been two major waves (1999 and 2007) which both peaked at around 460 bil. USD followed by a steep decline (-82% from 2007 until 2018).
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Here is a list of the largest deals in history in terms of value with participation from at least one bank:
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Currently, commercial banks are regulated in most jurisdictions by government entities and require a special bank license to operate.
|
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|
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Usually, the definition of the business of banking for the purposes of regulation is extended to include acceptance of deposits, even if they are not repayable to the customer's order – although money lending, by itself, is generally not included in the definition.
|
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+
|
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Unlike most other regulated industries, the regulator is typically also a participant in the market, being either a publicly or privately governed central bank. Central banks also typically have a monopoly on the business of issuing banknotes. However, in some countries this is not the case. In the UK, for example, the Financial Services Authority licenses banks, and some commercial banks (such as the Bank of Scotland) issue their own banknotes in addition to those issued by the Bank of England, the UK government's central bank.
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Banking law is based on a contractual analysis of the relationship between the bank (defined above) and the customer – defined as any entity for which the bank agrees to conduct an account.
|
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|
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+
The law implies rights and obligations into this relationship as follows:
|
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|
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These implied contractual terms may be modified by express agreement between the customer and the bank. The statutes and regulations in force within a particular jurisdiction may also modify the above terms and/or create new rights, obligations or limitations relevant to the bank-customer relationship.
|
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|
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Some types of financial institution, such as building societies and credit unions, may be partly or wholly exempt from bank license requirements, and therefore regulated under separate rules.
|
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The requirements for the issue of a bank license vary between jurisdictions but typically include:
|
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|
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Banks' activities can be divided into:
|
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|
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Most banks are profit-making, private enterprises. However, some are owned by government, or are non-profit organizations.
|
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The United States banking industry is one of the most heavily regulated and guarded in the world,[33] with multiple specialized and focused regulators. All banks with FDIC-insured deposits have the Federal Deposit Insurance Corporation (FDIC) as a regulator. However, for soundness examinations (i.e., whether a bank is operating in a sound manner), the Federal Reserve is the primary federal regulator for Fed-member state banks; the Office of the Comptroller of the Currency (OCC) is the primary federal regulator for national banks. State non-member banks are examined by the state agencies as well as the FDIC. National banks have one primary regulator – the OCC.
|
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|
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Each regulatory agency has their own set of rules and regulations to which banks and thrifts must adhere.
|
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The Federal Financial Institutions Examination Council (FFIEC) was established in 1979 as a formal inter-agency body empowered to prescribe uniform principles, standards, and report forms for the federal examination of financial institutions. Although the FFIEC has resulted in a greater degree of regulatory consistency between the agencies, the rules and regulations are constantly changing.
|
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|
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In addition to changing regulations, changes in the industry have led to consolidations within the Federal Reserve, FDIC, OTS, and OCC. Offices have been closed, supervisory regions have been merged, staff levels have been reduced and budgets have been cut. The remaining regulators face an increased burden with increased workload and more banks per regulator. While banks struggle to keep up with the changes in the regulatory environment, regulators struggle to manage their workload and effectively regulate their banks. The impact of these changes is that banks are receiving less hands-on assessment by the regulators, less time spent with each institution, and the potential for more problems slipping through the cracks, potentially resulting in an overall increase in bank failures across the United States.
|
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|
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The changing economic environment has a significant impact on banks and thrifts as they struggle to effectively manage their interest rate spread in the face of low rates on loans, rate competition for deposits and the general market changes, industry trends and economic fluctuations. It has been a challenge for banks to effectively set their growth strategies with the recent economic market. A rising interest rate environment may seem to help financial institutions, but the effect of the changes on consumers and businesses is not predictable and the challenge remains for banks to grow and effectively manage the spread to generate a return to their shareholders.
|
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The management of the banks’ asset portfolios also remains a challenge in today's economic environment. Loans are a bank's primary asset category and when loan quality becomes suspect, the foundation of a bank is shaken to the core. While always an issue for banks, declining asset quality has become a big problem for financial institutions.
|
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There are several reasons for this, one of which is the lax attitude some banks have adopted because of the years of “good times.” The potential for this is exacerbated by the reduction in the regulatory oversight of banks and in some cases depth of management. Problems are more likely to go undetected, resulting in a significant impact on the bank when they are discovered. In addition, banks, like any business, struggle to cut costs and have consequently eliminated certain expenses, such as adequate employee training programs.
|
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Banks also face a host of other challenges such as ageing ownership groups. Across the country, many banks’ management teams and board of directors are ageing. Banks also face ongoing pressure by shareholders, both public and private, to achieve earnings and growth projections. Regulators place added pressure on banks to manage the various categories of risk. Banking is also an extremely competitive industry. Competing in the financial services industry has become tougher with the entrance of such players as insurance agencies, credit unions, cheque cashing services, credit card companies, etc.
|
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|
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As a reaction, banks have developed their activities in financial instruments, through financial market operations such as brokerage and have become big players in such activities.
|
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|
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Another major challenge is the ageing infrastructure, also called legacy IT. Backend systems were built decades ago and are incompatible to new applications. Fixing bugs and creating interfaces costs huge sums, as knowledgeable programmers become scarce.[34]
|
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|
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To be able to provide home buyers and builders with the funds needed, banks must compete for deposits. The phenomenon of disintermediation had to dollars moving from savings accounts and into direct market instruments such as U.S. Department of Treasury obligations, agency securities, and corporate debt. One of the greatest factors in recent years in the movement of deposits was the tremendous growth of money market funds whose higher interest rates attracted consumer deposits.[35]
|
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|
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To compete for deposits, US savings institutions offer many different types of plans:[35]
|
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+
|
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Bank statements are accounting records produced by banks under the various accounting standards of the world. Under GAAP there are two kinds of accounts: debit and credit. Credit accounts are Revenue, Equity and Liabilities. Debit Accounts are Assets and Expenses. The bank credits a credit account to increase its balance, and debits a credit account to decrease its balance.[36]
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The customer debits his or her savings/bank (asset) account in his ledger when making a deposit (and the account is normally in debit), while the customer credits a credit card (liability) account in his ledger every time he spends money (and the account is normally in credit). When the customer reads his bank statement, the statement will show a credit to the account for deposits, and debits for withdrawals of funds. The customer with a positive balance will see this balance reflected as a credit balance on the bank statement. If the customer is overdrawn, he will have a negative balance, reflected as a debit balance on the bank statement.
|
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+
|
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+
One source of deposits for banks is brokers who deposit large sums of money on behalf of investors through trust corporations. This money will generally go to the banks which offer the most favourable terms, often better than those offered local depositors. It is possible for a bank to engage in business with no local deposits at all, all funds being brokered deposits. Accepting a significant quantity of such deposits, or "hot money" as it is sometimes called, puts a bank in a difficult and sometimes risky position, as the funds must be lent or invested in a way that yields a return sufficient to pay the high interest being paid on the brokered deposits. This may result in risky decisions and even in eventual failure of the bank. Banks which failed during 2008 and 2009 in the United States during the global financial crisis had, on average, four times more brokered deposits as a percent of their deposits than the average bank. Such deposits, combined with risky real estate investments, factored into the savings and loan crisis of the 1980s. Regulation of brokered deposits is opposed by banks on the grounds that the practice can be a source of external funding to growing communities with insufficient local deposits.[37] There are different types of accounts: saving, recurring and current accounts.
|
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+
|
125 |
+
Custodial accounts are accounts in which assets are held for a third party. For example, businesses that accept custody of funds for clients prior to their conversion, return or transfer may have a custodial account at a bank for this purposes.
|
126 |
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|
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+
In modern time there has been huge reductions to the barriers of global competition in the banking industry. Increases in telecommunications and other financial technologies, such as Bloomberg, have allowed banks to extend their reach all over the world, since they no longer have to be near customers to manage both their finances and their risk. The growth in cross-border activities has also increased the demand for banks that can provide various services across borders to different nationalities.
|
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However, despite these reductions in barriers and growth in cross-border activities, the banking industry is nowhere near as globalized as some other industries. In the US, for instance, very few banks even worry about the Riegle–Neal Act, which promotes more efficient interstate banking. In the vast majority of nations around the globe the market share for foreign owned banks is currently less than a tenth of all market shares for banks in a particular nation.
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One reason the banking industry has not been fully globalized is that it is more convenient to have local banks provide loans to small business and individuals. On the other hand, for large corporations, it is not as important in what nation the bank is in, since the corporation's financial information is available around the globe.[38]
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Types of institutions:
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Terms and concepts:
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Terms and concepts:
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Crime:
|
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Cyber Crime
|
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+
|
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Lists:
|
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|
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|
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Banking by country
|
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+
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|
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|
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Banking, Banks, and Credit Unions from UCB Libraries GovPubs
|
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|
1 |
+
|
2 |
+
|
3 |
+
|
4 |
+
|
5 |
+
The International Space Station (ISS) is a modular space station (habitable artificial satellite) in low Earth orbit. The ISS program is a multi-national collaborative project between five participating space agencies: NASA (United States), Roscosmos (Russia), JAXA (Japan), ESA (Europe), and CSA (Canada).[6][7] It is an international collaborative effort between multiple countries. The ownership and use of the space station is established by intergovernmental treaties and agreements.[8] It evolved from the Space Station Freedom proposal.
|
6 |
+
|
7 |
+
The ISS serves as a microgravity and space environment research laboratory in which scientific experiments are conducted in astrobiology, astronomy, meteorology, physics, and other fields.[9][10][11] The station is suited for testing the spacecraft systems and equipment required for possible future long-duration missions to the Moon and Mars.[12] It is the largest artificial object in space and the largest satellite in low Earth orbit, regularly visible to the naked eye from Earth's surface.[13][14] It maintains an orbit with an average altitude of 400 kilometres (250 mi) by means of reboost manoeuvres using the engines of the Zvezda Service Module or visiting spacecraft.[15] The ISS circles the Earth in roughly 93 minutes, completing 15.5 orbits per day.[16]
|
8 |
+
|
9 |
+
The station is divided into two sections: the Russian Orbital Segment (ROS), operated by Russia; and the United States Orbital Segment (USOS), which is shared by many nations. Roscosmos has endorsed the continued operation of ISS through 2024,[17] but had previously proposed using elements of the Russian segment to construct a new Russian space station called OPSEK.[18] As of December 2018[update], the station is expected to operate until 2030.[19]
|
10 |
+
|
11 |
+
The first ISS component was launched in 1998, with the first long-term residents arriving on 2 November 2000.[20] Since then, the station has been continuously occupied for 19 years and 269 days.[21] This is the longest continuous human presence in low Earth orbit, having surpassed the previous record of 9 years and 357 days held by the Mir space station. The latest major pressurised module was fitted in 2011, with an experimental inflatable space habitat added in 2016. Development and assembly of the station continues, with several major new Russian elements scheduled for launch starting in 2020. The ISS consists of pressurised habitation modules, structural trusses, photovoltaic solar arrays, thermal radiators, docking ports, experiment bays and robotic arms. Major ISS modules have been launched by Russian Proton and Soyuz rockets and US Space Shuttles.[22]
|
12 |
+
|
13 |
+
The ISS is the ninth space station to be inhabited by crews, following the Soviet and later Russian Salyut, Almaz, and Mir stations as well as Skylab from the US. The station is serviced by a variety of visiting spacecraft: the Russian Soyuz and Progress, the US Dragon and Cygnus, the Japanese H-II Transfer Vehicle,[6] and formerly the European Automated Transfer Vehicle. The Dragon spacecraft allows the return of pressurised cargo to Earth (downmass), which is used, for example, to repatriate scientific experiments for further analysis. The Soyuz return capsule has minimal downmass capability next to the astronauts.
|
14 |
+
|
15 |
+
As of September 2019[update], 239 astronauts, cosmonauts, and space tourists from 20 different nations have visited the space station, many of them multiple times. The United States sent 151 people, Russia sent 47, nine were Japanese, eight Canadian, five Italian, four French, three German, and one each from Belgium, Brazil, Denmark, Kazakhstan, Malaysia, the Netherlands, South Africa, South Korea, Spain, Sweden, the United Arab Emirates, and the United Kingdom.[23]
|
16 |
+
|
17 |
+
The ISS was originally intended to be a laboratory, observatory, and factory while providing transportation, maintenance, and a low Earth orbit staging base for possible future missions to the Moon, Mars, and asteroids. However, not all of the uses envisioned in the initial memorandum of understanding between NASA and Roscosmos have come to fruition.[24] In the 2010 United States National Space Policy, the ISS was given additional roles of serving commercial, diplomatic,[25] and educational purposes.[26]
|
18 |
+
|
19 |
+
The ISS provides a platform to conduct scientific research, with power, data, cooling, and crew available to support experiments. Small uncrewed spacecraft can also provide platforms for experiments, especially those involving zero gravity and exposure to space, but space stations offer a long-term environment where studies can be performed potentially for decades, combined with ready access by human researchers.[27][28]
|
20 |
+
|
21 |
+
The ISS simplifies individual experiments by allowing groups of experiments to share the same launches and crew time. Research is conducted in a wide variety of fields, including astrobiology, astronomy, physical sciences, materials science, space weather, meteorology, and human research including space medicine and the life sciences.[9][10][11][29][30] Scientists on Earth have timely access to the data and can suggest experimental modifications to the crew. If follow-on experiments are necessary, the routinely scheduled launches of resupply craft allows new hardware to be launched with relative ease.[28] Crews fly expeditions of several months' duration, providing approximately 160 person-hours per week of labour with a crew of six. However, a considerable amount of crew time is taken up by station maintenance.[9][31]
|
22 |
+
|
23 |
+
Perhaps the most notable ISS experiment is the Alpha Magnetic Spectrometer (AMS), which is intended to detect dark matter and answer other fundamental questions about our universe and is as important as the Hubble Space Telescope according to NASA. Currently docked on station, it could not have been easily accommodated on a free flying satellite platform because of its power and bandwidth needs.[32][33] On 3 April 2013, scientists reported that hints of dark matter may have been detected by the AMS.[34][35][36][37][38][39] According to the scientists, "The first results from the space-borne Alpha Magnetic Spectrometer confirm an unexplained excess of high-energy positrons in Earth-bound cosmic rays".
|
24 |
+
|
25 |
+
The space environment is hostile to life. Unprotected presence in space is characterised by an intense radiation field (consisting primarily of protons and other subatomic charged particles from the solar wind, in addition to cosmic rays), high vacuum, extreme temperatures, and microgravity.[40] Some simple forms of life called extremophiles,[41] as well as small invertebrates called tardigrades[42] can survive in this environment in an extremely dry state through desiccation.
|
26 |
+
|
27 |
+
Medical research improves knowledge about the effects of long-term space exposure on the human body, including muscle atrophy, bone loss, and fluid shift. This data will be used to determine whether high duration human spaceflight and space colonisation are feasible. As of 2006[update], data on bone loss and muscular atrophy suggest that there would be a significant risk of fractures and movement problems if astronauts landed on a planet after a lengthy interplanetary cruise, such as the six-month interval required to travel to Mars.[43][44]
|
28 |
+
|
29 |
+
Medical studies are conducted aboard the ISS on behalf of the National Space Biomedical Research Institute (NSBRI). Prominent among these is the Advanced Diagnostic Ultrasound in Microgravity study in which astronauts perform ultrasound scans under the guidance of remote experts. The study considers the diagnosis and treatment of medical conditions in space. Usually, there is no physician on board the ISS and diagnosis of medical conditions is a challenge. It is anticipated that remotely guided ultrasound scans will have application on Earth in emergency and rural care situations where access to a trained physician is difficult.[45][46][47]
|
30 |
+
|
31 |
+
Gravity at the altitude of the ISS is approximately 90% as strong as at Earth's surface, but objects in orbit are in a continuous state of freefall, resulting in an apparent state of weightlessness.[48] This perceived weightlessness is disturbed by five separate effects:[49]
|
32 |
+
|
33 |
+
Researchers are investigating the effect of the station's near-weightless environment on the evolution, development, growth and internal processes of plants and animals. In response to some of this data, NASA wants to investigate microgravity's effects on the growth of three-dimensional, human-like tissues, and the unusual protein crystals that can be formed in space.[10]
|
34 |
+
|
35 |
+
Investigating the physics of fluids in microgravity will provide better models of the behaviour of fluids. Because fluids can be almost completely combined in microgravity, physicists investigate fluids that do not mix well on Earth. In addition, examining reactions that are slowed by low gravity and low temperatures will improve our understanding of superconductivity.[10]
|
36 |
+
|
37 |
+
The study of materials science is an important ISS research activity, with the objective of reaping economic benefits through the improvement of techniques used on the ground.[50] Other areas of interest include the effect of the low gravity environment on combustion, through the study of the efficiency of burning and control of emissions and pollutants. These findings may improve current knowledge about energy production, and lead to economic and environmental benefits. Future plans are for the researchers aboard the ISS to examine aerosols, ozone, water vapour, and oxides in Earth's atmosphere, as well as cosmic rays, cosmic dust, antimatter, and dark matter in the Universe.[10]
|
38 |
+
|
39 |
+
The ISS provides a location in the relative safety of low Earth orbit to test spacecraft systems that will be required for long-duration missions to the Moon and Mars. This provides experience in operations, maintenance as well as repair and replacement activities on-orbit, which will be essential skills in operating spacecraft farther from Earth, mission risks can be reduced and the capabilities of interplanetary spacecraft advanced.[12] Referring to the MARS-500 experiment, ESA states that "Whereas the ISS is essential for answering questions concerning the possible impact of weightlessness, radiation and other space-specific factors, aspects such as the effect of long-term isolation and confinement can be more appropriately addressed via ground-based simulations".[51] Sergey Krasnov, the head of human space flight programmes for Russia's space agency, Roscosmos, in 2011 suggested a "shorter version" of MARS-500 may be carried out on the ISS.[52]
|
40 |
+
|
41 |
+
In 2009, noting the value of the partnership framework itself, Sergey Krasnov wrote, "When compared with partners acting separately, partners developing complementary abilities and resources could give us much more assurance of the success and safety of space exploration. The ISS is helping further advance near-Earth space exploration and realisation of prospective programmes of research and exploration of the Solar system, including the Moon and Mars."[53] A crewed mission to Mars may be a multinational effort involving space agencies and countries outside the current ISS partnership. In 2010, ESA Director-General Jean-Jacques Dordain stated his agency was ready to propose to the other four partners that China, India and South Korea be invited to join the ISS partnership.[54] NASA chief Charlie Bolden stated in February 2011, "Any mission to Mars is likely to be a global effort".[55] Currently, US federal legislation prevents NASA co-operation with China on space projects.[56]
|
42 |
+
|
43 |
+
The ISS crew provides opportunities for students on Earth by running student-developed experiments, making educational demonstrations, allowing for student participation in classroom versions of ISS experiments, and directly engaging students using radio, videolink and email.[6][57] ESA offers a wide range of free teaching materials that can be downloaded for use in classrooms.[58] In one lesson, students can navigate a 3-D model of the interior and exterior of the ISS, and face spontaneous challenges to solve in real time.[59]
|
44 |
+
|
45 |
+
JAXA aims to inspire children to "pursue craftsmanship" and to heighten their "awareness of the importance of life and their responsibilities in society".[60] Through a series of education guides, a deeper understanding of the past and near-term future of crewed space flight, as well as that of Earth and life, will be learned.[61][62] In the JAXA Seeds in Space experiments, the mutation effects of spaceflight on plant seeds aboard the ISS is explored. Students grow sunflower seeds which flew on the ISS for about nine months. In the first phase of Kibō utilisation from 2008 to mid-2010, researchers from more than a dozen Japanese universities conducted experiments in diverse fields.[63]
|
46 |
+
|
47 |
+
Cultural activities are another major objective. Tetsuo Tanaka, director of JAXA's Space Environment and Utilization Center, says "There is something about space that touches even people who are not interested in science."[64]
|
48 |
+
|
49 |
+
Amateur Radio on the ISS (ARISS) is a volunteer programme which encourages students worldwide to pursue careers in science, technology, engineering and mathematics through amateur radio communications opportunities with the ISS crew. ARISS is an international working group, consisting of delegations from nine countries including several countries in Europe as well as Japan, Russia, Canada, and the United States. In areas where radio equipment cannot be used, speakerphones connect students to ground stations which then connect the calls to the station.[65]
|
50 |
+
|
51 |
+
First Orbit is a feature-length documentary film about Vostok 1, the first crewed space flight around the Earth. By matching the orbit of the International Space Station to that of Vostok 1 as closely as possible, in terms of ground path and time of day, documentary filmmaker Christopher Riley and ESA astronaut Paolo Nespoli were able to film the view that Yuri Gagarin saw on his pioneering orbital space flight. This new footage was cut together with the original Vostok 1 mission audio recordings sourced from the Russian State Archive. Nespoli, during Expedition 26/27, filmed the majority of the footage for this documentary film, and as a result is credited as its director of photography.[66] The film was streamed through the website firstorbit.org in a global YouTube premiere in 2011, under a free licence.[67]
|
52 |
+
|
53 |
+
In May 2013, commander Chris Hadfield shot a music video of David Bowie's "Space Oddity" on board the station; the film was released on YouTube.[68] It was the first music video ever to be filmed in space.[69]
|
54 |
+
|
55 |
+
In November 2017, while participating in Expedition 52/53 on the ISS, Paolo Nespoli made two recordings (one in English the other in his native Italian) of his spoken voice, for use on Wikipedia articles. These were the first content made specifically for Wikipedia, in space.[70][71]
|
56 |
+
|
57 |
+
Since the International Space Station is a multi-national collaborative project, the components for in-orbit assembly were manufactured in various countries around the world. Beginning in the mid 1990s, the U.S. components Destiny, Unity, the Integrated Truss Structure, and the solar arrays were fabricated at the Marshall Space Flight Center and the Michoud Assembly Facility. These modules were delivered to the Operations and Checkout Building and the Space Station Processing Facility for final assembly and processing for launch.[72]
|
58 |
+
|
59 |
+
The Russian modules, including Zarya and Zvezda, were manufactured at the Khrunichev State Research and Production Space Center in Moscow. Zvezda was initially manufactured in 1985 as a component for Mir-2, but was never launched and instead became the ISS Service Module.[73]
|
60 |
+
|
61 |
+
The European Space Agency Columbus module was manufactured at the EADS Astrium Space Transportation facilities in Bremen, Germany, along with many other contractors throughout Europe.[74] The other ESA-built modules - Harmony, Tranquility, the Leonardo MPLM, and the Cupola - were initially manufactured at the Thales Alenia Space factory in Turin, Italy. The structural steel hulls of the modules were transported by aircraft to the Kennedy Space Center SSPF for launch processing.[75]
|
62 |
+
|
63 |
+
The Japanese Experiment Module Kibō, was fabricated in various technology manufacturing facilities in Japan, at the NASDA (now JAXA) Tsukuba Space Center, and the Institute of Space and Astronautical Science. The Kibo module was transported by ship and flown by aircraft to the KSC Space Station Processing Facility.[76]
|
64 |
+
|
65 |
+
The Mobile Servicing System, consisting of the Canadarm2 and the Dextre grapple fixture, was manufactured at various factories in Canada (such as the David Florida Laboratory) and the United States, under contract by the Canadian Space Agency. The mobile base system, a connecting framework for Canadarm2 mounted on rails, was built by Northrop Grumman.
|
66 |
+
|
67 |
+
The assembly of the International Space Station, a major endeavour in space architecture, began in November 1998.[3] Russian modules launched and docked robotically, with the exception of Rassvet. All other modules were delivered by the Space Shuttle, which required installation by ISS and Shuttle crewmembers using the Canadarm2 (SSRMS) and extra-vehicular activities (EVAs); as of 5 June 2011[update], they had added 159 components during more than 1,000 hours of EVA (see List of ISS spacewalks). 127 of these spacewalks originated from the station, and the remaining 32 were launched from the airlocks of docked Space Shuttles.[77] The beta angle of the station had to be considered at all times during construction.[78]
|
68 |
+
|
69 |
+
The first module of the ISS, Zarya, was launched on 20 November 1998 on an autonomous Russian Proton rocket. It provided propulsion, attitude control, communications, electrical power, but lacked long-term life support functions. Two weeks later, a passive NASA module Unity was launched aboard Space Shuttle flight STS-88 and attached to Zarya by astronauts during EVAs. This module has two Pressurised Mating Adapters (PMAs), one connects permanently to Zarya, the other allowed the Space Shuttle to dock to the space station. At that time, the Russian station Mir was still inhabited, and the ISS remained uncrewed for two years. On 12 July 2000, Zvezda was launched into orbit. Preprogrammed commands on board deployed its solar arrays and communications antenna. It then became the passive target for a rendezvous with Zarya and Unity: it maintained a station-keeping orbit while the Zarya-Unity vehicle performed the rendezvous and docking via ground control and the Russian automated rendezvous and docking system. Zarya's computer transferred control of the station to Zvezda's computer soon after docking. Zvezda added sleeping quarters, a toilet, kitchen, CO2 scrubbers, dehumidifier, oxygen generators, exercise equipment, plus data, voice and television communications with mission control. This enabled permanent habitation of the station.[79][80]
|
70 |
+
|
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The first resident crew, Expedition 1, arrived in November 2000 on Soyuz TM-31. At the end of the first day on the station, astronaut Bill Shepherd requested the use of the radio call sign "Alpha", which he and cosmonaut Krikalev preferred to the more cumbersome "International Space Station".[81] The name "Alpha" had previously been used for the station in the early 1990s,[82] and its use was authorised for the whole of Expedition 1.[83] Shepherd had been advocating the use of a new name to project managers for some time. Referencing a naval tradition in a pre-launch news conference he had said: "For thousands of years, humans have been going to sea in ships. People have designed and built these vessels, launched them with a good feeling that a name will bring good fortune to the crew and success to their voyage."[84] Yuri Semenov, the President of Russian Space Corporation Energia at the time, disapproved of the name "Alpha" as he felt that Mir was the first modular space station, so the names "Beta" or "Mir 2" for the ISS would have been more fitting.[83][85][86]
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Expedition 1 arrived midway between the flights of STS-92 and STS-97. These two Space Shuttle flights each added segments of the station's Integrated Truss Structure, which provided the station with Ku-band communication for US television, additional attitude support needed for the additional mass of the USOS, and substantial solar arrays supplementing the station's four existing solar arrays.[87]
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Over the next two years, the station continued to expand. A Soyuz-U rocket delivered the Pirs docking compartment. The Space Shuttles Discovery, Atlantis, and Endeavour delivered the Destiny laboratory and Quest airlock, in addition to the station's main robot arm, the Canadarm2, and several more segments of the Integrated Truss Structure.
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The expansion schedule was interrupted by the Space Shuttle Columbia disaster in 2003 and a resulting hiatus in flights. The Space Shuttle was grounded until 2005 with STS-114 flown by Discovery.[88]
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Assembly resumed in 2006 with the arrival of STS-115 with Atlantis, which delivered the station's second set of solar arrays. Several more truss segments and a third set of arrays were delivered on STS-116, STS-117, and STS-118. As a result of the major expansion of the station's power-generating capabilities, more pressurised modules could be accommodated, and the Harmony node and Columbus European laboratory were added. These were soon followed by the first two components of Kibō. In March 2009, STS-119 completed the Integrated Truss Structure with the installation of the fourth and final set of solar arrays. The final section of Kibō was delivered in July 2009 on STS-127, followed by the Russian Poisk module. The third node, Tranquility, was delivered in February 2010 during STS-130 by the Space Shuttle Endeavour, alongside the Cupola, followed in May 2010 by the penultimate Russian module, Rassvet. Rassvet was delivered by Space Shuttle Atlantis on STS-132 in exchange for the Russian Proton delivery of the US-funded Zarya module in 1998.[89] The last pressurised module of the USOS, Leonardo, was brought to the station in February 2011 on the final flight of Discovery, STS-133.[90] The Alpha Magnetic Spectrometer was delivered by Endeavour on STS-134 the same year.[91]
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As of June 2011[update], the station consisted of 15 pressurised modules and the Integrated Truss Structure. Five modules are still to be launched, including the Nauka with the European Robotic Arm, the Prichal module, and two power modules called NEM-1 and NEM-2.[92] As of May 2020[update], Russia's future primary research module Nauka is set to launch in the spring of 2021,[93] along with the European Robotic Arm which will be able to relocate itself to different parts of the Russian modules of the station.[94]
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The gross mass of the station changes over time. The total launch mass of the modules on orbit is about 417,289 kg (919,965 lb) (as of 3 September 2011[update]).[95] The mass of experiments, spare parts, personal effects, crew, foodstuff, clothing, propellants, water supplies, gas supplies, docked spacecraft, and other items add to the total mass of the station. Hydrogen gas is constantly vented overboard by the oxygen generators.
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The ISS is a third generation[96] modular space station.[97] Modular stations can allow modules to be added to or removed from the existing structure, allowing greater flexibility.
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Below is a diagram of major station components. The blue areas are pressurised sections accessible by the crew without using spacesuits. The station's unpressurised superstructure is indicated in red. Other unpressurised components are yellow. The Unity node joins directly to the Destiny laboratory. For clarity, they are shown apart.
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Zarya (Russian: Заря́, lit. 'Dawn'), also known as the Functional Cargo Block or FGB (from the Russian: "Функционально-грузовой блок", lit. 'Funktsionalno-gruzovoy blok' or ФГБ), is the first module of the ISS to be launched.[98] The FGB provided electrical power, storage, propulsion, and guidance to the ISS during the initial stage of assembly. With the launch and assembly in orbit of other modules with more specialised functionality, Zarya is currently primarily used for storage, both inside the pressurised section and in the externally mounted fuel tanks. The Zarya is a descendant of the TKS spacecraft designed for the Russian Salyut programme. The name Zarya, which means sunrise,[98] was given to the FGB because it signified the dawn of a new era of international cooperation in space. Although it was built by a Russian company, it is owned by the United States.[99]
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Zarya was built from December 1994 to January 1998 at the Khrunichev State Research and Production Space Center (KhSC) in Moscow.[98]
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Zarya was launched on 20 November 1998 on a Russian Proton rocket from Baikonur Cosmodrome Site 81 in Kazakhstan to a 400 kilometres (250 mi) high orbit with a designed lifetime of at least 15 years. After Zarya reached orbit, STS-88 launched on 4 December 1998 to attach the Unity module.
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The Unity connecting module, also known as Node 1, is the first US-built component of the ISS. It connects the Russian and US segments of the station, and is where crew eat meals together.
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The module is cylindrical in shape, with six berthing locations (forward, aft, port, starboard, zenith, and nadir) facilitating connections to other modules. Unity measures 4.57 metres (15.0 ft) in diameter, is 5.47 metres (17.9 ft) long, made of steel, and was built for NASA by Boeing in a manufacturing facility at the Marshall Space Flight Center in Huntsville, Alabama. Unity is the first of the three connecting modules; the other two are Harmony and Tranquility.
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Unity was carried into orbit as the primary cargo of the Space Shuttle Endeavour on STS-88, the first Space Shuttle mission dedicated to assembly of the station. On 6 December 1998, the STS-88 crew mated the aft berthing port of Unity with the forward hatch of the already orbiting Zarya module. This was the first connection made between two station modules.
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Zvezda (Russian: Звезда́, meaning "star"), Salyut DOS-8, also known as the Zvezda Service Module, is a module of the ISS. It was the third module launched to the station, and provides all of the station's life support systems, some of which are supplemented in the USOS, as well as living quarters for two crew members. It is the structural and functional center of the Russian Orbital Segment, which is the Russian part of the ISS. Crew assemble here to deal with emergencies on the station.[100][101][102]
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The basic structural frame of Zvezda, known as "DOS-8", was initially built in the mid-1980s to be the core of the Mir-2 space station. This means that Zvezda is similar in layout to the core module (DOS-7) of the Mir space station. It was in fact labeled as Mir-2 for quite some time in the factory. Its design lineage thus extends back to the original Salyut stations. The space frame was completed in February 1985 and major internal equipment was installed by October 1986.
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The rocket used for launch to the ISS carried advertising; it was emblazoned with the logo of Pizza Hut restaurants,[103][104][105] for which they are reported to have paid more than US$1 million.[106] The money helped support Khrunichev State Research and Production Space Center and the Russian advertising agencies that orchestrated the event.[107]
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On 26 July 2000, Zvezda became the third component of the ISS when it docked at the aft port of Zarya. (U.S. Unity module had already been attached to the Zarya.) Later in July, the computers aboard Zarya handed over ISS commanding functions to computers on Zvezda.[108]
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The Destiny module, also known as the U.S. Lab, is the primary operating facility for U.S. research payloads aboard the International Space Station (ISS).[109][110] It was berthed to the Unity module and activated over a period of five days in February 2001.[111] Destiny is NASA's first permanent operating orbital research station since Skylab was vacated in February 1974.
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The Boeing Company began construction of the 14.5-tonne (32,000 lb) research laboratory in 1995 at the Michoud Assembly Facility and then the Marshall Space Flight Center in Huntsville, Alabama.[109] Destiny was shipped to the Kennedy Space Center in Florida in 1998, and was turned over to NASA for pre-launch preparations in August 2000. It launched on 7 February 2001 aboard the Space Shuttle Atlantis on STS-98.[111]
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The Quest Joint Airlock, previously known as the Joint Airlock Module, is the primary airlock for the ISS. Quest was designed to host spacewalks with both Extravehicular Mobility Unit (EMU) spacesuits and Orlan space suits. The airlock was launched on STS-104 on 14 July 2001. Before Quest was attached, Russian spacewalks using Orlan suits could only be done from the Zvezda service module, and American spacewalks using EMUs were only possible when a Space Shuttle was docked. The arrival of Pirs docking compartment on 16 September 2001 provided another airlock from which Orlan spacewalks can be conducted.[citation needed]
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Pirs (Russian: Пирс, lit. 'pier') and Poisk (Russian: По́иск, lit. 'search') are Russian airlock modules, each having two identical hatches. An outward-opening hatch on the Mir space station failed after it swung open too fast after unlatching, because of a small amount of air pressure remaining in the airlock.[112] All EVA hatches on the ISS open inwards and are pressure-sealing. Pirs was used to store, service, and refurbish Russian Orlan suits and provided contingency entry for crew using the slightly bulkier American suits. The outermost docking ports on both airlocks allow docking of Soyuz and Progress spacecraft, and the automatic transfer of propellants to and from storage on the ROS.[113]
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Pirs was launched on 14 September 2001, as ISS Assembly Mission 4R, on a Russian Soyuz-U rocket, using a modified Progress spacecraft, Progress M-SO1, as an upper stage. Poisk was launched on 10 November 2009[114][115] attached to a modified Progress spacecraft, called Progress M-MIM2, on a Soyuz-U rocket from Launch Pad 1 at the Baikonur Cosmodrome in Kazakhstan.
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Harmony, also known as Node 2, is the "utility hub" of the ISS. It connects the laboratory modules of the United States, Europe and Japan, as well as providing electrical power and electronic data. Sleeping cabins for four of the six crew are housed here.[116]
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Harmony was successfully launched into space aboard Space Shuttle flight STS-120 on 23 October 2007.[117][118] After temporarily being attached to the port side of the Unity,[119] it was moved to its permanent location on the forward end of the Destiny laboratory on 14 November 2007.[120] Harmony added 2,666 cubic feet (75.5 m3) to the station's living volume, an increase of almost 20 percent, from 15,000 cu ft (420 m3) to 17,666 cu ft (500.2 m3). Its successful installation meant that from NASA's perspective, the station was "U.S. Core Complete".
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Tranquility, also known as Node 3, is a module of the ISS. It contains environmental control systems, life support systems, a toilet, exercise equipment, and an observation cupola.
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ESA and the Italian Space Agency had Tranquility built by Thales Alenia Space. A ceremony on 20 November 2009 transferred ownership of the module to NASA.[121] On 8 February 2010, NASA launched the module on the Space Shuttle's STS-130 mission.
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Columbus is a science laboratory that is part of the ISS and is the largest single contribution to the ISS made by the European Space Agency (ESA).
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The Columbus laboratory was flown to the Kennedy Space Center (KSC) in Florida in an Airbus Beluga. It was launched aboard Space Shuttle Atlantis on 7 February 2008 on flight STS-122. It is designed for ten years of operation. The module is controlled by the Columbus Control Centre, located at the German Space Operations Centre, part of the German Aerospace Center in Oberpfaffenhofen near Munich, Germany.
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The European Space Agency has spent €1.4 billion (about US$2 billion) on building Columbus, including the experiments that will orbit in Columbus and the ground control infrastructure necessary to operate the experiments.[122]
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The Japanese Experiment Module (JEM), nicknamed Kibo (きぼう, Kibō, Hope), is a Japanese science module for the ISS developed by JAXA. It is the largest single ISS module, and is attached to the Harmony module. The first two pieces of the module were launched on Space Shuttle missions STS-123 and STS-124. The third and final components were launched on STS-127.[123]
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Pressurised Module
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Experiment Logistics Module
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Exposed Facility
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Experiment Logistics Module
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Remote Manipulator System
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The Cupola is an ESA-built observatory module of the ISS. Its name derives from the Italian word cupola, which means "dome". Its seven windows are used to conduct experiments, dockings and observations of Earth. It was launched aboard Space Shuttle mission STS-130 on 8 February 2010 and attached to the Tranquility (Node 3) module. With the Cupola attached, ISS assembly reached 85 percent completion. The Cupola's central window has a diameter of 80 cm (31 in).[124]
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Rassvet (Russian: Рассве́т; lit. "dawn"), also known as the Mini-Research Module 1 (MRM-1) (Russian: Малый исследовательский модуль, МИМ 1) and formerly known as the Docking Cargo Module (DCM), is a component of the ISS. The module's design is similar to the Mir Docking Module launched on STS-74 in 1995. Rassvet is primarily used for cargo storage and as a docking port for visiting spacecraft. It was flown to the ISS aboard Space Shuttle Atlantis on the STS-132 mission on 14 May 2010,[125] and was connected to the ISS on 18 May.[126] The hatch connecting Rassvet with the ISS was first opened on 20 May.[127] On 28 June 2010, the Soyuz TMA-19 spacecraft performed the first docking with the module.[128]
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The Leonardo Permanent Multipurpose Module (PMM) is a module of the ISS. It was flown into space aboard the Space Shuttle on STS-133 on 24 February 2011 and installed on 1 March. Leonardo is primarily used for storage of spares, supplies and waste on the ISS, which was until then stored in many different places within the space station. The Leonardo PMM was a Multi-Purpose Logistics Module (MPLM) before 2011, but was modified into its current configuration. It was formerly one of three MPLM used for bringing cargo to and from the ISS with the Space Shuttle. The module was named for Italian polymath Leonardo da Vinci.
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The Bigelow Expandable Activity Module (BEAM) is an experimental expandable space station module developed by Bigelow Aerospace, under contract to NASA, for testing as a temporary module on the ISS from 2016 to at least 2020. It arrived at the ISS on 10 April 2016,[129] was berthed to the station on 16 April, and was expanded and pressurised on 28 May 2016.
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The International Docking Adapter (IDA) is a spacecraft docking system adapter developed to convert APAS-95 to the NASA Docking System (NDS)/International Docking System Standard (IDSS). An IDA is placed on each of the ISS' two open Pressurised Mating Adapters (PMAs), both of which are connected to the Harmony module.
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IDA-1 was lost during the launch failure of SpaceX CRS-7 on 28 June 2015.[130][131][132]
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IDA-2 was launched on SpaceX CRS-9 on 18 July 2016.[133] It was attached and connected to PMA-2 during a spacewalk on 19 August 2016.[134] First docking was achieved with the arrival of Crew Dragon Demo-1 on 3 March 2019.[135]
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IDA-3 was launched on the SpaceX CRS-18 mission in July 2019.[136] IDA-3 is constructed mostly from spare parts to speed construction.[137] It was attached and connected to PMA-3 during a spacewalk on 21 August 2019.[138]
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The ISS has a large number of external components that do not require pressurisation. The largest of these is the Integrated Truss Structure (ITS), to which the station's main solar arrays and thermal radiators are mounted.[139] The ITS consists of ten separate segments forming a structure 108.5 metres (356 ft) long.[3]
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The station was intended to have several smaller external components, such as six robotic arms, three External Stowage Platforms (ESPs) and four ExPRESS Logistics Carriers (ELCs).[140][141] While these platforms allow experiments (including MISSE, the STP-H3 and the Robotic Refueling Mission) to be deployed and conducted in the vacuum of space by providing electricity and processing experimental data locally, their primary function is to store spare Orbital Replacement Units (ORUs). ORUs are parts that can be replaced when they fail or pass their design life, including pumps, storage tanks, antennas, and battery units. Such units are replaced either by astronauts during EVA or by robotic arms.[142] Several shuttle missions were dedicated to the delivery of ORUs, including STS-129,[143] STS-133[144] and STS-134.[145] As of January 2011[update], only one other mode of transportation of ORUs had been utilised—the Japanese cargo vessel HTV-2—which delivered an FHRC and CTC-2 via its Exposed Pallet (EP).[146][needs update]
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There are also smaller exposure facilities mounted directly to laboratory modules; the Kibō Exposed Facility serves as an external "porch" for the Kibō complex,[147] and a facility on the European Columbus laboratory provides power and data connections for experiments such as the European Technology Exposure Facility[148][149] and the Atomic Clock Ensemble in Space.[150] A remote sensing instrument, SAGE III-ISS, was delivered to the station in February 2017 aboard CRS-10,[151] and the NICER experiment was delivered aboard CRS-11 in June 2017.[152] The largest scientific payload externally mounted to the ISS is the Alpha Magnetic Spectrometer (AMS), a particle physics experiment launched on STS-134 in May 2011, and mounted externally on the ITS. The AMS measures cosmic rays to look for evidence of dark matter and antimatter.[153][154]
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The commercial Bartolomeo External Payload Hosting Platform, manufactured by Airbus, was launched on 6 March 2020 aboard CRS-20 and attached to the European Columbus module. It will provide an additional 12 external payload slots, supplementing the eight on the ExPRESS Logistics Carriers, ten on Kibō, and four on Columbus. The system is designed to be robotically serviced and will require no astronaut intervention. It is named after Christopher Columbus's younger brother.[155][156][157]
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The Integrated Truss Structure serves as a base for the station's primary remote manipulator system, called the Mobile Servicing System (MSS), which is composed of three main components. Canadarm2, the largest robotic arm on the ISS, has a mass of 1,800 kilograms (4,000 lb) and is used to dock and manipulate spacecraft and modules on the USOS, hold crew members and equipment in place during EVAs and move Dextre around to perform tasks.[158] Dextre is a 1,560 kg (3,440 lb) robotic manipulator with two arms, a rotating torso and has power tools, lights and video for replacing orbital replacement units (ORUs) and performing other tasks requiring fine control.[159] The Mobile Base System (MBS) is a platform which rides on rails along the length of the station's main truss. It serves as a mobile base for Canadarm2 and Dextre, allowing the robotic arms to reach all parts of the USOS.[160] To gain access to the Russian Segment a grapple fixture was added to Zarya on STS-134, so that Canadarm2 can inchworm itself onto the ROS.[161] Also installed during STS-134 was the 15 m (50 ft) Orbiter Boom Sensor System (OBSS), which had been used to inspect heat shield tiles on Space Shuttle missions and can be used on station to increase the reach of the MSS.[161] Staff on Earth or the station can operate the MSS components via remote control, performing work outside the station without space walks.
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Japan's Remote Manipulator System, which services the Kibō Exposed Facility,[162] was launched on STS-124 and is attached to the Kibō Pressurised Module.[163] The arm is similar to the Space Shuttle arm as it is permanently attached at one end and has a latching end effector for standard grapple fixtures at the other.
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The European Robotic Arm, which will service the Russian Orbital Segment, will be launched alongside the Multipurpose Laboratory Module in 2020.[164] The ROS does not require spacecraft or modules to be manipulated, as all spacecraft and modules dock automatically and may be discarded the same way. Crew use the two Strela (Russian: Стрела́; lit. Arrow) cargo cranes during EVAs for moving crew and equipment around the ROS. Each Strela crane has a mass of 45 kg (99 lb).
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Nauka (Russian: Нау́ка; lit. Science), also known as the Multipurpose Laboratory Module (MLM), (Russian: Многофункциональный лабораторный модуль, or МЛМ), is a component of the ISS which has not yet been launched into space. The MLM is funded by the Roscosmos State Corporation. In the original ISS plans, Nauka was to use the location of the Docking and Stowage Module. Later, the DSM was replaced by the Rassvet module and it was moved to Zarya's nadir port. Planners anticipate Nauka will dock at Zvezda's nadir port, replacing Pirs.[165]
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The launch of Nauka, initially planned for 2007, has been repeatedly delayed for various reasons. As of May 2020[update], the launch to the ISS is assigned to no earlier than spring 2021.[93] After this date, the warranties of some of Nauka's systems will expire.
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Prichal, also known as Uzlovoy Module or UM (Russian: Узловой Модуль "Причал", Nodal Module Berth),[166] is a 4-tonne (8,800 lb)[167] ball-shaped module that will allow docking of two scientific and power modules during the final stage of the station assembly, and provide the Russian segment additional docking ports to receive Soyuz MS and Progress MS spacecraft. UM is due to be launched in the third quarter of 2021.[168] It will be integrated with a special version of the Progress cargo ship and launched by a standard Soyuz rocket, docking to the nadir port of the Nauka module. One port is equipped with an active hybrid docking port, which enables docking with the MLM module. The remaining five ports are passive hybrids, enabling docking of Soyuz and Progress vehicles, as well as heavier modules and future spacecraft with modified docking systems. The node module was intended to serve as the only permanent element of the cancelled OPSEK.[168][169]
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Science Power Module 1 (SPM-1, also known as NEM-1) and Science Power Module 2 (SPM-2, also known as NEM-2) are modules planned to arrive at the ISS not earlier than 2024.[170] It is going to dock to the Prichal module, which is planned to be attached to the Nauka module.[citation needed] If Nauka is cancelled, then the Prichal, SPM-1, and SPM-2 would dock at the zenith port of Zvezda. SPM-1 and SPM-2 would also be required components for the OPSEK space station.[171]
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The NanoRacks Bishop Airlock Module is a commercially-funded airlock module intended to be launched to the ISS on SpaceX CRS-21 in August 2020.[172][173] The module is being built by NanoRacks, Thales Alenia Space, and Boeing.[174] It will be used to deploy CubeSats, small satellites, and other external payloads for NASA, CASIS, and other commercial and governmental customers.[175]
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In January 2020, NASA awarded Axiom Space a contract to build a commercial module for the space station with it launching in 2024. The contract is under the NextSTEP2 program. NASA said it will begin negotiations with Axiom on a firm-fixed-price contract to build and deliver the module, which will attach to the forward port on space station's Harmony module, or Node 2. Although NASA has only commissioned one module, Axiom plans to build an entire segment which would consist of five modules. These modules would include a node module, an orbital research and manufacturing facility, a crew habitat, and a "large-windowed Earth observatory". The Axiom segment would greatly increase the capabilities and value of the station and allow for larger crews and private spaceflight by other organisations. Axiom plans to turn its segment into its own space station once the ISS is decommissioned and would let it act as a successor to the station.[176][177][178]
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Several modules planned for the station were cancelled over the course of the ISS programme. Reasons include budgetary constraints, the modules becoming unnecessary, and station redesigns after the 2003 Columbia disaster. The US Centrifuge Accommodations Module would have hosted science experiments in varying levels of artificial gravity.[179] The US Habitation Module would have served as the station's living quarters. Instead, the living quarters are now spread throughout the station.[180] The US Interim Control Module and ISS Propulsion Module would have replaced the functions of Zvezda in case of a launch failure.[181] Two Russian Research Modules were planned for scientific research.[182] They would have docked to a Russian Universal Docking Module.[183] The Russian Science Power Platform would have supplied power to the Russian Orbital Segment independent of the ITS solar arrays.
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The critical systems are the atmosphere control system, the water supply system, the food supply facilities, the sanitation and hygiene equipment, and fire detection and suppression equipment. The Russian Orbital Segment's life support systems are contained in the Zvezda service module. Some of these systems are supplemented by equipment in the USOS. The Nauka laboratory has a complete set of life support systems.
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The atmosphere on board the ISS is similar to the Earth's.[184] Normal air pressure on the ISS is 101.3 kPa (14.69 psi);[185] the same as at sea level on Earth. An Earth-like atmosphere offers benefits for crew comfort, and is much safer than a pure oxygen atmosphere, because of the increased risk of a fire such as that responsible for the deaths of the Apollo 1 crew.[186] Earth-like atmospheric conditions have been maintained on all Russian and Soviet spacecraft.[187]
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The Elektron system aboard Zvezda and a similar system in Destiny generate oxygen aboard the station.[188] The crew has a backup option in the form of bottled oxygen and Solid Fuel Oxygen Generation (SFOG) canisters, a chemical oxygen generator system.[189] Carbon dioxide is removed from the air by the Vozdukh system in Zvezda. Other by-products of human metabolism, such as methane from the intestines and ammonia from sweat, are removed by activated charcoal filters.[189]
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Part of the ROS atmosphere control system is the oxygen supply. Triple-redundancy is provided by the Elektron unit, solid fuel generators, and stored oxygen. The primary supply of oxygen is the Elektron unit which produces O2 and H2 by electrolysis of water and vents H2 overboard. The 1 kW (1.3 hp) system uses approximately one litre of water per crew member per day. This water is either brought from Earth or recycled from other systems. Mir was the first spacecraft to use recycled water for oxygen production. The secondary oxygen supply is provided by burning O2-producing Vika cartridges (see also ISS ECLSS). Each 'candle' takes 5–20 minutes to decompose at 450–500 °C (842–932 °F), producing 600 litres (130 imp gal; 160 US gal) of O2. This unit is manually operated.[190]
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The US Orbital Segment has redundant supplies of oxygen, from a pressurised storage tank on the Quest airlock module delivered in 2001, supplemented ten years later by ESA-built Advanced Closed-Loop System (ACLS) in the Tranquility module (Node 3), which produces O2 by electrolysis.[191] Hydrogen produced is combined with carbon dioxide from the cabin atmosphere and converted to water and methane.
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Double-sided solar arrays provide electrical power to the ISS. These bifacial cells collect direct sunlight on one side and light reflected off from the Earth on the other, and are more efficient and operate at a lower temperature than single-sided cells commonly used on Earth.[192]
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The Russian segment of the station, like most spacecraft, uses 28 V low voltage DC from four rotating solar arrays mounted on Zarya and Zvezda. The USOS uses 130–180 V DC from the USOS PV array, power is stabilised and distributed at 160 V DC and converted to the user-required 124 V DC. The higher distribution voltage allows smaller, lighter conductors, at the expense of crew safety. The two station segments share power with converters.
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The USOS solar arrays are arranged as four wing pairs, for a total production of 75 to 90 kilowatts.[193] These arrays normally track the sun to maximise power generation. Each array is about 375 m2 (4,036 sq ft) in area and 58 m (190 ft) long. In the complete configuration, the solar arrays track the sun by rotating the alpha gimbal once per orbit; the beta gimbal follows slower changes in the angle of the sun to the orbital plane. The Night Glider mode aligns the solar arrays parallel to the ground at night to reduce the significant aerodynamic drag at the station's relatively low orbital altitude.[194]
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The station originally used rechargeable nickel–hydrogen batteries (NiH2) for continuous power during the 35 minutes of every 90-minute orbit that it is eclipsed by the Earth. The batteries are recharged on the day side of the orbit. They had a 6.5-year lifetime (over 37,000 charge/discharge cycles) and were regularly replaced over the anticipated 20-year life of the station.[195] Starting in 2016, the nickel–hydrogen batteries were replaced by lithium-ion batteries, which are expected to last until the end of the ISS program.[196]
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The station's large solar panels generate a high potential voltage difference between the station and the ionosphere. This could cause arcing through insulating surfaces and sputtering of conductive surfaces as ions are accelerated by the spacecraft plasma sheath. To mitigate this, plasma contactor units (PCU)s create current paths between the station and the ambient plasma field.[197]
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The station's systems and experiments consume a large amount of electrical power, almost all of which is converted to heat. To keep the internal temperature within workable limits, a passive thermal control system (PTCS) is made of external surface materials, insulation such as MLI, and heat pipes. If the PTCS cannot keep up with the heat load, an External Active Thermal Control System (EATCS) maintains the temperature. The EATCS consists of an internal, non-toxic, water coolant loop used to cool and dehumidify the atmosphere, which transfers collected heat into an external liquid ammonia loop. From the heat exchangers, ammonia is pumped into external radiators that emit heat as infrared radiation, then back to the station.[198] The EATCS provides cooling for all the US pressurised modules, including Kibō and Columbus, as well as the main power distribution electronics of the S0, S1 and P1 trusses. It can reject up to 70 kW. This is much more than the 14 kW of the Early External Active Thermal Control System (EEATCS) via the Early Ammonia Servicer (EAS), which was launched on STS-105 and installed onto the P6 Truss.[199]
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Radio communications provide telemetry and scientific data links between the station and mission control centres. Radio links are also used during rendezvous and docking procedures and for audio and video communication between crew members, flight controllers and family members. As a result, the ISS is equipped with internal and external communication systems used for different purposes.[200]
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The Russian Orbital Segment communicates directly with the ground via the Lira antenna mounted to Zvezda.[6][201] The Lira antenna also has the capability to use the Luch data relay satellite system.[6] This system fell into disrepair during the 1990s, and so was not used during the early years of the ISS,[6][202][203] although two new Luch satellites—Luch-5A and Luch-5B—were launched in 2011 and 2012 respectively to restore the operational capability of the system.[204] Another Russian communications system is the Voskhod-M, which enables internal telephone communications between Zvezda, Zarya, Pirs, Poisk, and the USOS and provides a VHF radio link to ground control centres via antennas on Zvezda's exterior.[205]
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The US Orbital Segment (USOS) makes use of two separate radio links mounted in the Z1 truss structure: the S band (audio) and Ku band (audio, video and data) systems. These transmissions are routed via the United States Tracking and Data Relay Satellite System (TDRSS) in geostationary orbit, allowing for almost continuous real-time communications with Christopher C. Kraft Jr. Mission Control Center (MCC-H) in Houston.[6][22][200] Data channels for the Canadarm2, European Columbus laboratory and Japanese Kibō modules were originally also routed via the S band and Ku band systems, with the European Data Relay System and a similar Japanese system intended to eventually complement the TDRSS in this role.[22][206] Communications between modules are carried on an internal wireless network.[207]
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UHF radio is used by astronauts and cosmonauts conducting EVAs and other spacecraft that dock to or undock from the station.[6] Automated spacecraft are fitted with their own communications equipment; the ATV uses a laser attached to the spacecraft and the Proximity Communications Equipment attached to Zvezda to accurately dock with the station.[208][209]
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The ISS is equipped with about 100 IBM/Lenovo ThinkPad and HP ZBook 15 laptop computers. The laptops have run Windows 95, Windows 2000, Windows XP, Windows 7, Windows 10 and Linux operating systems.[210] Each computer is a commercial off-the-shelf purchase which is then modified for safety and operation including updates to connectors, cooling and power to accommodate the station's 28V DC power system and weightless environment. Heat generated by the laptops does not rise but stagnates around the laptop, so additional forced ventilation is required. Laptops aboard the ISS are connected to the station's wireless LAN via Wi-Fi and ethernet, which connects to the ground via Ku band. While originally this provided speeds of 10 Mbit/s download and 3 Mbit/s upload from the station,[211][212] NASA upgraded the system in late August 2019 and increased the speeds to 600 Mbit/s.[213][214] Laptop hard drives occasionally fail and must be replaced.[215] Other computer hardware failures include instances in 2001, 2007 and 2017; some of these failures have required EVAs to replace computer modules in externally mounted devices.[216][217][218][219]
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The operating system used for key station functions is the Debian Linux distribution.[220] The migration from Microsoft Windows was made in May 2013 for reasons of reliability, stability and flexibility.[221]
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In 2017, an SG100 Cloud Computer was launched to the ISS as part of OA-7 mission.[222] It was manufactured by NCSIST of Taiwan and designed in collaboration with Academia Sinica, and National Central University under contract for NASA.[223]
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Each permanent crew is given an expedition number. Expeditions run up to six months, from launch until undocking, an 'increment' covers the same time period, but includes cargo ships and all activities. Expeditions 1 to 6 consisted of three-person crews. Expeditions 7 to 12 were reduced to the safe minimum of two following the destruction of the NASA Shuttle Columbia. From Expedition 13 the crew gradually increased to six around 2010.[224][225] With the planned arrival of crew on US commercial vehicles in the early 2020s,[226] expedition size may be increased to seven crew members, the number ISS is designed for.[227][228]
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Gennady Padalka, member of Expeditions 9, 19/20, 31/32, and 43/44, and Commander of Expedition 11, has spent more time in space than anyone else, a total of 878 days, 11 hours, and 29 minutes.[229] Peggy Whitson has spent the most time in space of any American, totalling 665 days, 22 hours, and 22 minutes during her time on Expeditions 5, 16, and 50/51/52.[230]
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Travellers who pay for their own passage into space are termed spaceflight participants by Roscosmos and NASA, and are sometimes referred to as "space tourists", a term they generally dislike.[note 1] All seven were transported to the ISS on Russian Soyuz spacecraft. When professional crews change over in numbers not divisible by the three seats in a Soyuz, and a short-stay crewmember is not sent, the spare seat is sold by MirCorp through Space Adventures. When the space shuttle retired in 2011, and the station's crew size was reduced to six, space tourism was halted, as the partners relied on Russian transport seats for access to the station. Soyuz flight schedules increase after 2013, allowing five Soyuz flights (15 seats) with only two expeditions (12 seats) required.[236] The remaining seats are sold for around US$40 million to members of the public who can pass a medical exam. ESA and NASA criticised private spaceflight at the beginning of the ISS, and NASA initially resisted training Dennis Tito, the first person to pay for his own passage to the ISS.[note 2]
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Anousheh Ansari became the first Iranian in space and the first self-funded woman to fly to the station. Officials reported that her education and experience make her much more than a tourist, and her performance in training had been "excellent."[237] Ansari herself dismisses the idea that she is a tourist. She did Russian and European studies involving medicine and microbiology during her 10-day stay. The documentary Space Tourists follows her journey to the station, where she fulfilled "an age-old dream of man: to leave our planet as a "normal person" and travel into outer space."[238]
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In 2008, spaceflight participant Richard Garriott placed a geocache aboard the ISS during his flight.[239] This is currently the only non-terrestrial geocache in existence.[240] At the same time, the Immortality Drive, an electronic record of eight digitised human DNA sequences, was placed aboard the ISS.[241]
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A wide variety of crewed and uncrewed spacecraft have supported the station's activities. Thirty-seven Space Shuttle ISS flights were conducted before retirement. 75 Progress resupply spacecraft (including the modified M-MIM2 and M-SO1 module transports), 59 crewed Soyuz spacecraft, five European ATV, nine Japanese HTV 'Kounotori', 20 SpaceX Dragon, and 12 orbital ATK Cygnus have flown to the ISS.
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All Russian spacecraft and self-propelled modules are able to rendezvous and dock to the space station without human intervention using the Kurs radar docking system from over 200 kilometres away. The European ATV uses star sensors and GPS to determine its intercept course. When it catches up it uses laser equipment to optically recognise Zvezda, along with the Kurs system for redundancy. Crew supervise these craft, but do not intervene except to send abort commands in emergencies. Progress and ATV supply craft can remain at the ISS for six months,[259][260] allowing great flexibility in crew time for loading and unloading of supplies and trash.
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From the initial station programs, the Russians pursued an automated docking methodology that used the crew in override or monitoring roles. Although the initial development costs were high, the system has become very reliable with standardisations that provide significant cost benefits in repetitive operations.[261]
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Soyuz spacecraft used for crew rotation also serve as lifeboats for emergency evacuation; they are replaced every six months and were used after the Columbia disaster to return stranded crew from the ISS.[262] Expeditions require, on average, 2,722 kg of supplies, and as of 9 March 2011[update], crews had consumed a total of around 22,000 meals.[77] Soyuz crew rotation flights and Progress resupply flights visit the station on average two and three times respectively each year.[263]
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Other vehicles berth instead of docking. The Japanese H-II Transfer Vehicle parks itself in progressively closer orbits to the station, and then awaits 'approach' commands from the crew, until it is close enough for a robotic arm to grapple and berth the vehicle to the USOS. Berthed craft can transfer International Standard Payload Racks. Japanese spacecraft berth for one to two months.[264] The berthing Cygnus and SpaceX Dragon were contracted to fly cargo to the station under the phase 1 of the Commercial Resupply Services program.[265][266]
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From 26 February 2011 to 7 March 2011 four of the governmental partners (United States, ESA, Japan and Russia) had their spacecraft (NASA Shuttle, ATV, HTV, Progress and Soyuz) docked at the ISS, the only time this has happened to date.[267] On 25 May 2012, SpaceX delivered the first commercial cargo with a Dragon spacecraft.[268]
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Prior to a ship's docking to the ISS, navigation and attitude control (GNC) is handed over to the ground control of the ship's country of origin. GNC is set to allow the station to drift in space, rather than fire its thrusters or turn using gyroscopes. The solar panels of the station are turned edge-on to the incoming ships, so residue from its thrusters does not damage the cells. Before its retirement, Shuttle launches were often given priority over Soyuz, with occasional priority given to Soyuz arrivals carrying crew and time-critical cargoes, such as biological experiment materials.[269]
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The components of the ISS are operated and monitored by their respective space agencies at mission control centres across the globe, including:
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Orbital Replacement Units (ORUs) are spare parts that can be readily replaced when a unit either passes its design life or fails. Examples of ORUs are pumps, storage tanks, controller boxes, antennas, and battery units. Some units can be replaced using robotic arms. Most are stored outside the station, either on small pallets called ExPRESS Logistics Carriers (ELCs) or share larger platforms called External Stowage Platforms which also hold science experiments. Both kinds of pallets provide electricity for many parts that could be damaged by the cold of space and require heating. The larger logistics carriers also have local area network (LAN) connections for telemetry to connect experiments. A heavy emphasis on stocking the USOS with ORU's occurred around 2011, before the end of the NASA shuttle programme, as its commercial replacements, Cygnus and Dragon, carry one tenth to one quarter the payload.
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Unexpected problems and failures have impacted the station's assembly time-line and work schedules leading to periods of reduced capabilities and, in some cases, could have forced abandonment of the station for safety reasons. Serious problems include an air leak from the USOS in 2004,[272] the venting of fumes from an Elektron oxygen generator in 2006,[273] and the failure of the computers in the ROS in 2007 during STS-117 that left the station without thruster, Elektron, Vozdukh and other environmental control system operations. In the latter case, the root cause was found to be condensation inside electrical connectors leading to a short-circuit.[274]
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During STS-120 in 2007 and following the relocation of the P6 truss and solar arrays, it was noted during the solar array had torn and was not deploying properly.[275] An EVA was carried out by Scott Parazynski, assisted by Douglas Wheelock. Extra precautions were taken to reduce the risk of electric shock, as the repairs were carried out with the solar array exposed to sunlight.[276] The issues with the array were followed in the same year by problems with the starboard Solar Alpha Rotary Joint (SARJ), which rotates the arrays on the starboard side of the station. Excessive vibration and high-current spikes in the array drive motor were noted, resulting in a decision to substantially curtail motion of the starboard SARJ until the cause was understood. Inspections during EVAs on STS-120 and STS-123 showed extensive contamination from metallic shavings and debris in the large drive gear and confirmed damage to the large metallic bearing surfaces, so the joint was locked to prevent further damage.[277][278] Repairs to the joints were carried out during STS-126 with lubrication and the replacement of 11 out of 12 trundle bearings on the joint.[279][280]
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In September 2008, damage to the S1 radiator was first noticed in Soyuz imagery. The problem was initially not thought to be serious.[281] The imagery showed that the surface of one sub-panel has peeled back from the underlying central structure, possibly because of micro-meteoroid or debris impact. On 15 May 2009 the damaged radiator panel's ammonia tubing was mechanically shut off from the rest of the cooling system by the computer-controlled closure of a valve. The same valve was then used to vent the ammonia from the damaged panel, eliminating the possibility of an ammonia leak.[281] It is also known that a Service Module thruster cover struck the S1 radiator after being jettisoned during an EVA in 2008, but its effect, if any, has not been determined.
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Early on 1 August 2010, a failure in cooling Loop A (starboard side), one of two external cooling loops, left the station with only half of its normal cooling capacity and zero redundancy in some systems.[282][283][284] The problem appeared to be in the ammonia pump module that circulates the ammonia cooling fluid. Several subsystems, including two of the four CMGs, were shut down.
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Planned operations on the ISS were interrupted through a series of EVAs to address the cooling system issue. A first EVA on 7 August 2010, to replace the failed pump module, was not fully completed because of an ammonia leak in one of four quick-disconnects. A second EVA on 11 August successfully removed the failed pump module.[285][286] A third EVA was required to restore Loop A to normal functionality.[287][288]
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The USOS's cooling system is largely built by the US company Boeing,[289] which is also the manufacturer of the failed pump.[290]
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The four Main Bus Switching Units (MBSUs, located in the S0 truss), control the routing of power from the four solar array wings to the rest of the ISS. Each MBSU has two power channels that feed 160V DC from the arrays to two DC-to-DC power converters (DDCUs) that supply the 124V power used in the station. In late 2011 MBSU-1 ceased responding to commands or sending data confirming its health. While still routing power correctly, it was scheduled to be swapped out at the next available EVA. A spare MBSU was already on board, but a 30 August 2012 EVA failed to be completed when a bolt being tightened to finish installation of the spare unit jammed before the electrical connection was secured.[291] The loss of MBSU-1 limited the station to 75% of its normal power capacity, requiring minor limitations in normal operations until the problem could be addressed.
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On 5 September 2012, in a second six-hour EVA, astronauts Sunita Williams and Akihiko Hoshide successfully replaced MBSU-1 and restored the ISS to 100% power.[292]
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On 24 December 2013, astronauts installed a new ammonia pump for the station's cooling system. The faulty cooling system had failed earlier in the month, halting many of the station's science experiments. Astronauts had to brave a "mini blizzard" of ammonia while installing the new pump. It was only the second Christmas Eve spacewalk in NASA history.[293]
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A typical day for the crew begins with a wake-up at 06:00, followed by post-sleep activities and a morning inspection of the station. The crew then eats breakfast and takes part in a daily planning conference with Mission Control before starting work at around 08:10. The first scheduled exercise of the day follows, after which the crew continues work until 13:05. Following a one-hour lunch break, the afternoon consists of more exercise and work before the crew carries out its pre-sleep activities beginning at 19:30, including dinner and a crew conference. The scheduled sleep period begins at 21:30. In general, the crew works ten hours per day on a weekday, and five hours on Saturdays, with the rest of the time their own for relaxation or work catch-up.[294]
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The time zone used aboard the ISS is Coordinated Universal Time (UTC). The windows are covered at night hours to give the impression of darkness because the station experiences 16 sunrises and sunsets per day. During visiting Space Shuttle missions, the ISS crew mostly follows the shuttle's Mission Elapsed Time (MET), which is a flexible time zone based on the launch time of the Space Shuttle mission.[295][296][297]
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The station provides crew quarters for each member of the expedition's crew, with two 'sleep stations' in the Zvezda and four more installed in Harmony.[298][299] The USOS quarters are private, approximately person-sized soundproof booths. The ROS crew quarters include a small window, but provide less ventilation and sound proofing. A crew member can sleep in a crew quarter in a tethered sleeping bag, listen to music, use a laptop, and store personal items in a large drawer or in nets attached to the module's walls. The module also provides a reading lamp, a shelf and a desktop.[300][301][302] Visiting crews have no allocated sleep module, and attach a sleeping bag to an available space on a wall. It is possible to sleep floating freely through the station, but this is generally avoided because of the possibility of bumping into sensitive equipment.[303] It is important that crew accommodations be well ventilated; otherwise, astronauts can wake up oxygen-deprived and gasping for air, because a bubble of their own exhaled carbon dioxide has formed around their heads.[300] During various station activities and crew rest times, the lights in the ISS can be dimmed, switched off, and colour temperatures adjusted.[304][305]
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On the USOS, most of the food aboard is vacuum sealed in plastic bags; cans are rare because they are heavy and expensive to transport. Preserved food is not highly regarded by the crew and taste is reduced in microgravity,[300] so efforts are taken to make the food more palatable, including using more spices than in regular cooking. The crew looks forward to the arrival of any ships from Earth as they bring fresh fruit and vegetables. Care is taken that foods do not create crumbs, and liquid condiments are preferred over solid to avoid contaminating station equipment. Each crew member has individual food packages and cooks them using the on-board galley. The galley features two food warmers, a refrigerator which was added in November 2008, and a water dispenser that provides both heated and unheated water.[301] Drinks are provided as dehydrated powder that is mixed with water before consumption.[301][302] Drinks and soups are sipped from plastic bags with straws, while solid food is eaten with a knife and fork attached to a tray with magnets to prevent them from floating away. Any food that floats away, including crumbs, must be collected to prevent it from clogging the station's air filters and other equipment.[302]
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Showers on space stations were introduced in the early 1970s on Skylab and Salyut 3.[306]:139 By Salyut 6, in the early 1980s, the crew complained of the complexity of showering in space, which was a monthly activity.[307] The ISS does not feature a shower; instead, crewmembers wash using a water jet and wet wipes, with soap dispensed from a toothpaste tube-like container. Crews are also provided with rinseless shampoo and edible toothpaste to save water.[303][308]
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There are two space toilets on the ISS, both of Russian design, located in Zvezda and Tranquility.[301] These Waste and Hygiene Compartments use a fan-driven suction system similar to the Space Shuttle Waste Collection System. Astronauts first fasten themselves to the toilet seat, which is equipped with spring-loaded restraining bars to ensure a good seal.[300] A lever operates a powerful fan and a suction hole slides open: the air stream carries the waste away. Solid waste is collected in individual bags which are stored in an aluminium container. Full containers are transferred to Progress spacecraft for disposal.[301][309] Liquid waste is evacuated by a hose connected to the front of the toilet, with anatomically correct "urine funnel adapters" attached to the tube so that men and women can use the same toilet. The diverted urine is collected and transferred to the Water Recovery System, where it is recycled into drinking water.[302]
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On 12 April 2019, NASA reported medical results from the Astronaut Twin Study. One astronaut twin spent a year in space on the ISS, while the other twin spent the year on Earth. Several long-lasting changes were observed, including those related to alterations in DNA and cognition, when one twin was compared with the other.[310][311]
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In November 2019, researchers reported that astronauts experienced serious blood flow and clot problems while on board the International Space Station, based on a six-month study of 11 healthy astronauts. The results may influence long-term spaceflight, including a mission to the planet Mars, according to the researchers.[312][313]
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The ISS is partially protected from the space environment by Earth's magnetic field. From an average distance of about 70,000 km (43,000 mi), depending on Solar activity, the magnetosphere begins to deflect solar wind around Earth and ISS. Solar flares are still a hazard to the crew, who may receive only a few minutes warning. In 2005, during the initial 'proton storm' of an X-3 class solar flare, the crew of Expedition 10 took shelter in a more heavily shielded part of the ROS designed for this purpose.[314][315]
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Subatomic charged particles, primarily protons from cosmic rays and solar wind, are normally absorbed by Earth's atmosphere. When they interact in sufficient quantity, their effect is visible to the naked eye in a phenomenon called an aurora. Outside Earth's atmosphere, crews are exposed to about 1 millisievert each day, which is about a year of natural exposure on Earth, resulting in a higher risk of cancer. Radiation can penetrate living tissue and damage the DNA and chromosomes of lymphocytes. These cells are central to the immune system, and so any damage to them could contribute to the lower immunity experienced by astronauts. Radiation has also been linked to a higher incidence of cataracts in astronauts. Protective shielding and drugs may lower risks to an acceptable level.[43]
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Radiation levels on the ISS are about five times greater than those experienced by airline passengers and crew, as Earth's electromagnetic field provides almost the same level of protection against solar and other radiation in low Earth orbit as in the stratosphere. For example, on a 12-hour flight an airline passenger would experience 0.1 millisieverts of radiation, or a rate of 0.2 millisieverts per day; only 1/5 the rate experienced by an astronaut in LEO. Additionally, airline passengers experience this level of radiation for a few hours of flight, while ISS crew are exposed for their whole stay.[316]
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There is considerable evidence that psychosocial stressors are among the most important impediments to optimal crew morale and performance.[317] Cosmonaut Valery Ryumin wrote in his journal during a particularly difficult period on board the Salyut 6 space station: "All the conditions necessary for murder are met if you shut two men in a cabin measuring 18 feet by 20 and leave them together for two months."
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NASA's interest in psychological stress caused by space travel, initially studied when their crewed missions began, was rekindled when astronauts joined cosmonauts on the Russian space station Mir. Common sources of stress in early US missions included maintaining high performance under public scrutiny and isolation from peers and family. The latter is still often a cause of stress on the ISS, such as when the mother of NASA Astronaut Daniel Tani died in a car accident, and when Michael Fincke was forced to miss the birth of his second child.
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A study of the longest spaceflight concluded that the first three weeks are a critical period where attention is adversely affected because of the demand to adjust to the extreme change of environment.[318] ISS crew flights typically last about five to six months.
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The ISS working environment includes further stress caused by living and working in cramped conditions with people from very different cultures who speak a different language. First-generation space stations had crews who spoke a single language; second- and third-generation stations have crew from many cultures who speak many languages. Astronauts must speak English and Russian, and knowing additional languages is even better.[319]
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Due to the lack of gravity, confusion often occurs. Even though there is no up and down in space, some crew members feel like they are oriented upside down. They may also have difficulty measuring distances. This can cause problems like getting lost inside the space station, pulling switches in the wrong direction or misjudging the speed of an approaching vehicle during docking.[320]
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Medical effects of long-term weightlessness include muscle atrophy, deterioration of the skeleton (osteopenia), fluid redistribution, a slowing of the cardiovascular system, decreased production of red blood cells, balance disorders, and a weakening of the immune system. Lesser symptoms include loss of body mass, and puffiness of the face.[43]
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Sleep is disturbed on the ISS regularly because of mission demands, such as incoming or departing ships. Sound levels in the station are unavoidably high. Because the atmosphere is unable to thermosiphon, fans are required at all times to allow processing of the atmosphere which would stagnate in the freefall (zero-g) environment.
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To prevent some of these adverse physiological effects, the station is equipped with two treadmills (including the COLBERT), and the aRED (advanced Resistive Exercise Device) which enables various weightlifting exercises which add muscle but do not compensate for or raise astronauts' reduced bone density,[321] and a stationary bicycle; each astronaut spends at least two hours per day exercising on the equipment.[300][301] Astronauts use bungee cords to strap themselves to the treadmill.[322][323]
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Hazardous moulds which can foul air and water filters may develop aboard space stations. They can produce acids which degrade metal, glass, and rubber. They can also be harmful for the crew's health. Microbiological hazards have led to a development of the LOCAD-PTS that can identify common bacteria and moulds faster than standard methods of culturing, which may require a sample to be sent back to Earth.[324] As of 2012[update], 76 types of unregulated micro-organisms have been detected on the ISS.[325] Researchers in 2018 reported, after detecting the presence of five Enterobacter bugandensis bacterial strains on the ISS, none pathogenic to humans, that microorganisms on ISS should be carefully monitored to continue assuring a medically healthy environment for astronauts.[326][327]
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Reduced humidity, paint with mould-killing chemicals, and antiseptic solutions can be used to prevent contamination in space stations. All materials used in the ISS are tested for resistance against fungi.[328]
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In April 2019, NASA reported that a comprehensive study of microorganisms and fungi present on the International Space Station has been conducted. The results can be useful in improving health and safety conditions for astronauts.[329][330]
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Space flight is not inherently quiet, with noise levels exceeding acoustic standards as far back as the Apollo missions.[331][332] For this reason, NASA and the International Space Station international partners have developed noise control and hearing loss prevention goals as part of the health program for crew members. Specifically, these goals have been the primary focus of the ISS Multilateral Medical Operations Panel (MMOP) Acoustics Subgroup since the first days of ISS assembly and operations.[1] [2] The effort includes contributions from acoustical engineers, audiologists, industrial hygienists, and physicians who comprise the subgroup's membership from NASA, the Russian Space Agency (RSA), the European Space Agency (ESA), the Japanese Aerospace Exploration Agency (JAXA), and the Canadian Space Agency (CSA).
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When compared to terrestrial environments, the noise levels incurred by astronauts and cosmonauts on the ISS may seem insignificant and typically occur at levels that would not be of major concern to the Occupational Safety and Health Administration – rarely reaching 85 dBA. But crew members are exposed to these levels 24 hours a day, seven days a week, with current missions averaging six months in duration. These levels of noise also impose risks to crew health and performance in the form of sleep interference and communication, as well as reduced alarm audibility.
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Over the 19 plus year history of the ISS, significant efforts have been put forth to limit and reduce noise levels on the ISS. During design and pre-flight activities, members of the Acoustic Subgroup have written acoustic limits and verification requirements, consulted to design and choose quietest available payloads, and then conducted acoustic verification tests prior to launch.[3] During spaceflights, the Acoustics Subgroup has assessed each ISS module's in flight sound levels, produced by a large number of vehicle and science experiment noise sources, to assure compliance with strict acoustic standards. The acoustic environment on ISS changed when additional modules were added during its construction, and as additional spacecraft arrive at the ISS. The Acoustics Subgroup has responded to this dynamic operations schedule by successfully designing and employing acoustic covers, absorptive materials, noise barriers, and vibration isolators to reduce noise levels. Moreover, when pumps, fans, and ventilation systems age and show increased noise levels, this Acoustics Subgroup has guided ISS managers to replace the older, noisier instruments with quiet fan and pump technologies, significantly reducing ambient noise levels.
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NASA has adopted most-conservative damage risk criteria (based on recommendations from the National Institute for Occupational Safety and Health and the World Health Organization), in order to protect all crew members. The MMOP Acoustics Subgroup has adjusted its approach to managing noise risks in this unique environment by applying, or modifying, terrestrial approaches for hearing loss prevention to set these conservative limits. One innovative approach has been NASA's Noise Exposure Estimation Tool (NEET), in which noise exposures are calculated in a task-based approach to determine the need for hearing protection devices (HPDs). Guidance for use of HPDs, either mandatory use or recommended, is then documented in the Noise Hazard Inventory, and posted for crew reference during their missions. The Acoustics Subgroup also tracks spacecraft noise exceedances, applies engineering controls, and recommends hearing protective devices to reduce crew noise exposures. Finally, hearing thresholds are monitored on-orbit, during missions .
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There have been no persistent mission-related hearing threshold shifts among US Orbital Segment crewmembers (JAXA, CSA, ESA, NASA) during what is approaching 20 years of ISS mission operations, or nearly 175,000 work hours. In 2020, the MMOP Acoustics Subgroup received the Safe-In-Sound Award for Innovation for their combined efforts to mitigate any health effects of noise.[4]
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An onboard fire or a toxic gas leak are other potential hazards. Ammonia is used in the external radiators of the station and could potentially leak into the pressurised modules.[333]
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The ISS is maintained in a nearly circular orbit with a minimum mean altitude of 330 km (205 mi) and a maximum of 410 km (255 mi), in the centre of the thermosphere, at an inclination of 51.6 degrees to Earth's equator. This orbit was selected because it is the lowest inclination that can be directly reached by Russian Soyuz and Progress spacecraft launched from Baikonur Cosmodrome at 46° N latitude without overflying China or dropping spent rocket stages in inhabited areas.[334][335]
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It travels at an average speed of 27,724 kilometres per hour (17,227 mph), and completes 15.54 orbits per day (93 minutes per orbit).[2][16] The station's altitude was allowed to fall around the time of each NASA shuttle flight to permit heavier loads to be transferred to the station. After the retirement of the shuttle, the nominal orbit of the space station was raised in altitude.[336][337] Other, more frequent supply ships do not require this adjustment as they are substantially higher performance vehicles.[28][338]
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Orbital boosting can be performed by the station's two main engines on the Zvezda service module, or Russian or European spacecraft docked to Zvezda's aft port. The Automated Transfer Vehicle is constructed with the possibility of adding a second docking port to its aft end, allowing other craft to dock and boost the station. It takes approximately two orbits (three hours) for the boost to a higher altitude to be completed.[338] Maintaining ISS altitude uses about 7.5 tonnes of chemical fuel per annum[339] at an annual cost of about $210 million.[340]
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The Russian Orbital Segment contains the Data Management System, which handles Guidance, Navigation and Control (ROS GNC) for the entire station.[270] Initially, Zarya, the first module of the station, controlled the station until a short time after the Russian service module Zvezda docked and was transferred control. Zvezda contains the ESA built DMS-R Data Management System.[271] Using two fault-tolerant computers (FTC), Zvezda computes the station's position and orbital trajectory using redundant Earth horizon sensors, Solar horizon sensors as well as Sun and star trackers. The FTCs each contain three identical processing units working in parallel and provide advanced fault-masking by majority voting.
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Zvezda uses gyroscopes (reaction wheels) and thrusters to turn itself around. Gyroscopes do not require propellant, rather they use electricity to 'store' momentum in flywheels by turning in the opposite direction to the station's movement. The USOS has its own computer controlled gyroscopes to handle the extra mass of that section. When gyroscopes 'saturate', thrusters are used to cancel out the stored momentum. During Expedition 10, an incorrect command was sent to the station's computer, using about 14 kilograms of propellant before the fault was noticed and fixed. When attitude control computers in the ROS and USOS fail to communicate properly, it can result in a rare 'force fight' where the ROS GNC computer must ignore the USOS counterpart, which has no thrusters.[341][342][343]
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Docked spacecraft can also be used to maintain station attitude, such as for troubleshooting or during the installation of the S3/S4 truss, which provides electrical power and data interfaces for the station's electronics.[344]
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The low altitudes at which the ISS orbits are also home to a variety of space debris,[345] including spent rocket stages, defunct satellites, explosion fragments (including materials from anti-satellite weapon tests), paint flakes, slag from solid rocket motors, and coolant released by US-A nuclear-powered satellites. These objects, in addition to natural micrometeoroids,[346] are a significant threat. Objects large enough to destroy the station can be tracked, and are not as dangerous as smaller debris.[347][348] Objects too small to be detected by optical and radar instruments, from approximately 1 cm down to microscopic size, number in the trillions. Despite their small size, some of these objects are a threat because of their kinetic energy and direction in relation to the station. Spacewalking crew in spacesuits are also at risk of suit damage and consequent exposure to vacuum.[349]
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Ballistic panels, also called micrometeorite shielding, are incorporated into the station to protect pressurised sections and critical systems. The type and thickness of these panels depend on their predicted exposure to damage. The station's shields and structure have different designs on the ROS and the USOS. On the USOS, Whipple shields are used. The US segment modules consist of an inner layer made from 1.5 cm thick aluminum, a 10 cm thick intermediate layers of Kevlar and Nextel,[350] and an outer layer of stainless steel, which causes objects to shatter into a cloud before hitting the hull, thereby spreading the energy of impact. On the ROS, a Carbon fiber reinforced polymer honeycomb screen is spaced from the hull, an aluminium honeycomb screen is spaced from that, with a screen-vacuum thermal insulation covering, and glass cloth over the top.[citation needed]
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Space debris is tracked remotely from the ground, and the station crew can be notified.[351] If necessary, thrusters on the Russian Orbital Segment can alter the station's orbital altitude, avoiding the debris. These Debris Avoidance Manoeuvres (DAMs) are not uncommon, taking place if computational models show the debris will approach within a certain threat distance. Ten DAMs had been performed by the end of 2009.[352][353][354] Usually, an increase in orbital velocity of the order of 1 m/s is used to raise the orbit by one or two kilometres. If necessary, the altitude can also be lowered, although such a manoeuvre wastes propellant.[353][355] If a threat from orbital debris is identified too late for a DAM to be safely conducted, the station crew close all the hatches aboard the station and retreat into their Soyuz spacecraft in order to be able to evacuate in the event the station was seriously damaged by the debris. This partial station evacuation has occurred on 13 March 2009, 28 June 2011, 24 March 2012 and 16 June 2015.[356][357]
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The ISS is visible to the naked eye as a slow-moving, bright white dot because of reflected sunlight, and can be seen in the hours after sunset and before sunrise, when the station remains sunlit but the ground and sky are dark.[358] The ISS takes about 10 minutes to pass from one horizon to another, and will only be visible part of that time because of moving into or out of the Earth's shadow. Because of the size of its reflective surface area, the ISS is the brightest artificial object in the sky (excluding other satellite flares), with an approximate maximum magnitude of −4 when overhead (similar to Venus). The ISS, like many satellites including the Iridium constellation, can also produce flares of up to 16 times the brightness of Venus as sunlight glints off reflective surfaces.[359][360] The ISS is also visible in broad daylight, albeit with a great deal more difficulty.
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Tools are provided by a number of websites such as Heavens-Above (see Live viewing below) as well as smartphone applications that use orbital data and the observer's longitude and latitude to indicate when the ISS will be visible (weather permitting), where the station will appear to rise, the altitude above the horizon it will reach and the duration of the pass before the station disappears either by setting below the horizon or entering into Earth's shadow.[361][362][363][364]
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In November 2012 NASA launched its "Spot the Station" service, which sends people text and email alerts when the station is due to fly above their town.[365] The station is visible from 95% of the inhabited land on Earth, but is not visible from extreme northern or southern latitudes.[334]
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Using a telescope-mounted camera to photograph the station is a popular hobby for astronomers,[366] while using a mounted camera to photograph the Earth and stars is a popular hobby for crew.[367] The use of a telescope or binoculars allows viewing of the ISS during daylight hours.[368]
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Some amateur astronomers also use telescopic lenses to photograph the ISS while it transits the Sun, sometimes doing so during an eclipse (and so the Sun, Moon, and ISS are all positioned approximately in a single line). One example is during the 21 August solar eclipse, where at one location in Wyoming, images of the ISS were captured during the eclipse.[369] Similar images were captured by NASA from a location in Washington.
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Parisian engineer and astrophotographer Thierry Legault, known for his photos of spaceships transiting the Sun, travelled to Oman in 2011 to photograph the Sun, Moon and space station all lined up.[370] Legault, who received the Marius Jacquemetton award from the Société astronomique de France in 1999, and other hobbyists, use websites that predict when the ISS will transit the Sun or Moon and from what location those passes will be visible.
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Involving five space programs and fifteen countries,[371] the International Space Station is the most politically and legally complex space exploration programme in history.[372] The 1998 Space Station Intergovernmental Agreement sets forth the primary framework for international cooperation among the parties. A series of subsequent agreements govern other aspects of the station, ranging from jurisdictional issues to a code of conduct among visiting astronauts.[373]
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According to the Outer Space Treaty, the United States and Russia are legally responsible for all modules they have launched.[374] Natural orbital decay with random reentry (as with Skylab), boosting the station to a higher altitude (which would delay reentry), and a controlled targeted de-orbit to a remote ocean area were considered as ISS disposal options.[375] As of late 2010, the preferred plan is to use a slightly modified Progress spacecraft to de-orbit the ISS.[376] This plan was seen as the simplest, cheapest and with the highest margin.[376]
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The Orbital Piloted Assembly and Experiment Complex (OPSEK) was previously intended to be constructed of modules from the Russian Orbital Segment after the ISS is decommissioned. The modules under consideration for removal from the current ISS included the Multipurpose Laboratory Module (Nauka), planned to be launched in spring 2021 as of May 2020[update],[93] and the other new Russian modules that are proposed to be attached to Nauka. These newly launched modules would still be well within their useful lives in 2024.[377]
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At the end of 2011, the Exploration Gateway Platform concept also proposed using leftover USOS hardware and Zvezda 2 as a refuelling depot and service station located at one of the Earth-Moon Lagrange points. However, the entire USOS was not designed for disassembly and will be discarded.[378]
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In February 2015, Roscosmos announced that it would remain a part of the ISS programme until 2024.[17] Nine months earlier—in response to US sanctions against Russia over the annexation of Crimea—Russian Deputy Prime Minister Dmitry Rogozin had stated that Russia would reject a US request to prolong the orbiting station's use beyond 2020, and would only supply rocket engines to the US for non-military satellite launches.[379]
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On 28 March 2015, Russian sources announced that Roscosmos and NASA had agreed to collaborate on the development of a replacement for the current ISS.[380][381] Igor Komarov, the head of Russia's Roscosmos, made the announcement with NASA administrator Charles Bolden at his side.[382] In a statement provided to SpaceNews on 28 March, NASA spokesman David Weaver said the agency appreciated the Russian commitment to extending the ISS, but did not confirm any plans for a future space station.[383]
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On 30 September 2015, Boeing's contract with NASA as prime contractor for the ISS was extended to 30 September 2020. Part of Boeing's services under the contract will relate to extending the station's primary structural hardware past 2020 to the end of 2028.[384]
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Regarding extending the ISS, on 15 November 2016 General Director Vladimir Solntsev of RSC Energia stated "Maybe the ISS will receive continued resources. Today we discussed the possibility of using the station until 2028", with discussion to continue under the new presidential administration.[385][386] There have also been suggestions that the station could be converted to commercial operations after it is retired by government entities.[387]
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In July 2018, the Space Frontier Act of 2018 was intended to extend operations of the ISS to 2030. This bill was unanimously approved in the Senate, but failed to pass in the U.S. House.[388][389] In September 2018, the Leading Human Spaceflight Act was introduced with the intent to extend operations of the ISS to 2030, and was confirmed in December 2018.[19][390][391]
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The ISS has been described as the most expensive single item ever constructed.[392] As of 2010 the total cost was US$150 billion. This includes NASA's budget of $58.7 billion (inflation-unadjusted) for the station from 1985 to 2015 ($72.4 billion in 2010 dollars), Russia's $12 billion, Europe's $5 billion, Japan's $5 billion, Canada's $2 billion, and the cost of 36 shuttle flights to build the station, estimated at $1.4 billion each, or $50.4 billion in total. Assuming 20,000 person-days of use from 2000 to 2015 by two- to six-person crews, each person-day would cost $7.5 million, less than half the inflation-adjusted $19.6 million ($5.5 million before inflation) per person-day of Skylab.[393]
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Statistics is the discipline that concerns the collection, organization, analysis, interpretation and presentation of data.[1][2][3] In applying statistics to a scientific, industrial, or social problem, it is conventional to begin with a statistical population or a statistical model to be studied. Populations can be diverse groups of people or objects such as "all people living in a country" or "every atom composing a crystal". Statistics deals with every aspect of data, including the planning of data collection in terms of the design of surveys and experiments.[4] See glossary of probability and statistics.
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When census data cannot be collected, statisticians collect data by developing specific experiment designs and survey samples. Representative sampling assures that inferences and conclusions can reasonably extend from the sample to the population as a whole. An experimental study involves taking measurements of the system under study, manipulating the system, and then taking additional measurements using the same procedure to determine if the manipulation has modified the values of the measurements. In contrast, an observational study does not involve experimental manipulation.
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Two main statistical methods are used in data analysis: descriptive statistics, which summarize data from a sample using indexes such as the mean or standard deviation, and inferential statistics, which draw conclusions from data that are subject to random variation (e.g., observational errors, sampling variation).[5] Descriptive statistics are most often concerned with two sets of properties of a distribution (sample or population): central tendency (or location) seeks to characterize the distribution's central or typical value, while dispersion (or variability) characterizes the extent to which members of the distribution depart from its center and each other. Inferences on mathematical statistics are made under the framework of probability theory, which deals with the analysis of random phenomena.
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A standard statistical procedure involves the collection of data leading to test of the relationship between two statistical data sets, or a data set and synthetic data drawn from an idealized model. A hypothesis is proposed for the statistical relationship between the two data sets, and this is compared as an alternative to an idealized null hypothesis of no relationship between two data sets. Rejecting or disproving the null hypothesis is done using statistical tests that quantify the sense in which the null can be proven false, given the data that are used in the test. Working from a null hypothesis, two basic forms of error are recognized: Type I errors (null hypothesis is falsely rejected giving a "false positive") and Type II errors (null hypothesis fails to be rejected and an actual relationship between populations is missed giving a "false negative").[6] Multiple problems have come to be associated with this framework: ranging from obtaining a sufficient sample size to specifying an adequate null hypothesis.[citation needed]
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Measurement processes that generate statistical data are also subject to error. Many of these errors are classified as random (noise) or systematic (bias), but other types of errors (e.g., blunder, such as when an analyst reports incorrect units) can also occur. The presence of missing data or censoring may result in biased estimates and specific techniques have been developed to address these problems.
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The earliest writings on probability and statistics, statistical methods drawing from probability theory, date back to Arab mathematicians and cryptographers, notably Al-Khalil (717–786)[7] and Al-Kindi (801–873).[8][9] In the 18th century, statistics also started to draw heavily from calculus. In more recent years statistics has relied more on statistical software to produce these tests such as descriptive analysis.[10]
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Statistics is a mathematical body of science that pertains to the collection, analysis, interpretation or explanation, and presentation of data,[11] or as a branch of mathematics.[12] Some consider statistics to be a distinct mathematical science rather than a branch of mathematics. While many scientific investigations make use of data, statistics is concerned with the use of data in the context of uncertainty and decision making in the face of uncertainty.[13][14]
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In applying statistics to a problem, it is common practice to start with a population or process to be studied. Populations can be diverse topics such as "all people living in a country" or "every atom composing a crystal". Ideally, statisticians compile data about the entire population (an operation called census). This may be organized by governmental statistical institutes. Descriptive statistics can be used to summarize the population data. Numerical descriptors include mean and standard deviation for continuous data types (like income), while frequency and percentage are more useful in terms of describing categorical data (like education).
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When a census is not feasible, a chosen subset of the population called a sample is studied. Once a sample that is representative of the population is determined, data is collected for the sample members in an observational or experimental setting. Again, descriptive statistics can be used to summarize the sample data. However, the drawing of the sample has been subject to an element of randomness, hence the established numerical descriptors from the sample are also due to uncertainty. To still draw meaningful conclusions about the entire population, inferential statistics is needed. It uses patterns in the sample data to draw inferences about the population represented, accounting for randomness. These inferences may take the form of: answering yes/no questions about the data (hypothesis testing), estimating numerical characteristics of the data (estimation), describing associations within the data (correlation) and modeling relationships within the data (for example, using regression analysis). Inference can extend to forecasting, prediction and estimation of unobserved values either in or associated with the population being studied; it can include extrapolation and interpolation of time series or spatial data, and can also include data mining.
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Mathematical statistics is the application of mathematics to statistics. Mathematical techniques used for this include mathematical analysis, linear algebra, stochastic analysis, differential equations, and measure-theoretic probability theory.[15][16]
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The earliest writings on probability and statistics date back to Arab mathematicians and cryptographers, during the Islamic Golden Age between the 8th and 13th centuries. Al-Khalil (717–786) wrote the Book of Cryptographic Messages, which contains the first use of permutations and combinations, to list all possible Arabic words with and without vowels.[7] The earliest book on statistics is the 9th-century treatise Manuscript on Deciphering Cryptographic Messages, written by Arab scholar Al-Kindi (801–873). In his book, Al-Kindi gave a detailed description of how to use statistics and frequency analysis to decipher encrypted messages. This text laid the foundations for statistics and cryptanalysis.[8][9] Al-Kindi also made the earliest known use of statistical inference, while he and later Arab cryptographers developed the early statistical methods for decoding encrypted messages. Ibn Adlan (1187–1268) later made an important contribution, on the use of sample size in frequency analysis.[7]
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The earliest European writing on statistics dates back to 1663, with the publication of Natural and Political Observations upon the Bills of Mortality by John Graunt.[17] Early applications of statistical thinking revolved around the needs of states to base policy on demographic and economic data, hence its stat- etymology. The scope of the discipline of statistics broadened in the early 19th century to include the collection and analysis of data in general. Today, statistics is widely employed in government, business, and natural and social sciences.
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The mathematical foundations of modern statistics were laid in the 17th century with the development of the probability theory by Gerolamo Cardano, Blaise Pascal and Pierre de Fermat. Mathematical probability theory arose from the study of games of chance, although the concept of probability was already examined in medieval law and by philosophers such as Juan Caramuel.[18] The method of least squares was first described by Adrien-Marie Legendre in 1805.
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The modern field of statistics emerged in the late 19th and early 20th century in three stages.[19] The first wave, at the turn of the century, was led by the work of Francis Galton and Karl Pearson, who transformed statistics into a rigorous mathematical discipline used for analysis, not just in science, but in industry and politics as well. Galton's contributions included introducing the concepts of standard deviation, correlation, regression analysis and the application of these methods to the study of the variety of human characteristics—height, weight, eyelash length among others.[20] Pearson developed the Pearson product-moment correlation coefficient, defined as a product-moment,[21] the method of moments for the fitting of distributions to samples and the Pearson distribution, among many other things.[22] Galton and Pearson founded Biometrika as the first journal of mathematical statistics and biostatistics (then called biometry), and the latter founded the world's first university statistics department at University College London.[23]
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Ronald Fisher coined the term null hypothesis during the Lady tasting tea experiment, which "is never proved or established, but is possibly disproved, in the course of experimentation".[24][25]
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The second wave of the 1910s and 20s was initiated by William Sealy Gosset, and reached its culmination in the insights of Ronald Fisher, who wrote the textbooks that were to define the academic discipline in universities around the world. Fisher's most important publications were his 1918 seminal paper The Correlation between Relatives on the Supposition of Mendelian Inheritance (which was the first to use the statistical term, variance), his classic 1925 work Statistical Methods for Research Workers and his 1935 The Design of Experiments,[26][27][28] where he developed rigorous design of experiments models. He originated the concepts of sufficiency, ancillary statistics, Fisher's linear discriminator and Fisher information.[29] In his 1930 book The Genetical Theory of Natural Selection, he applied statistics to various biological concepts such as Fisher's principle[30] (which A. W. F. Edwards called "probably the most celebrated argument in evolutionary biology") and Fisherian runaway,[31][32][33][34][35][36] a concept in sexual selection about a positive feedback runaway affect found in evolution.
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The final wave, which mainly saw the refinement and expansion of earlier developments, emerged from the collaborative work between Egon Pearson and Jerzy Neyman in the 1930s. They introduced the concepts of "Type II" error, power of a test and confidence intervals. Jerzy Neyman in 1934 showed that stratified random sampling was in general a better method of estimation than purposive (quota) sampling.[37]
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Today, statistical methods are applied in all fields that involve decision making, for making accurate inferences from a collated body of data and for making decisions in the face of uncertainty based on statistical methodology. The use of modern computers has expedited large-scale statistical computations and has also made possible new methods that are impractical to perform manually. Statistics continues to be an area of active research for example on the problem of how to analyze big data.[38]
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When full census data cannot be collected, statisticians collect sample data by developing specific experiment designs and survey samples. Statistics itself also provides tools for prediction and forecasting through statistical models. The idea of making inferences based on sampled data began around the mid-1600s in connection with estimating populations and developing precursors of life insurance.[39]
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To use a sample as a guide to an entire population, it is important that it truly represents the overall population. Representative sampling assures that inferences and conclusions can safely extend from the sample to the population as a whole. A major problem lies in determining the extent that the sample chosen is actually representative. Statistics offers methods to estimate and correct for any bias within the sample and data collection procedures. There are also methods of experimental design for experiments that can lessen these issues at the outset of a study, strengthening its capability to discern truths about the population.
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Sampling theory is part of the mathematical discipline of probability theory. Probability is used in mathematical statistics to study the sampling distributions of sample statistics and, more generally, the properties of statistical procedures. The use of any statistical method is valid when the system or population under consideration satisfies the assumptions of the method.
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The difference in point of view between classic probability theory and sampling theory is, roughly, that probability theory starts from the given parameters of a total population to deduce probabilities that pertain to samples. Statistical inference, however, moves in the opposite direction—inductively inferring from samples to the parameters of a larger or total population.
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A common goal for a statistical research project is to investigate causality, and in particular to draw a conclusion on the effect of changes in the values of predictors or independent variables on dependent variables. There are two major types of causal statistical studies: experimental studies and observational studies. In both types of studies, the effect of differences of an independent variable (or variables) on the behavior of the dependent variable are observed. The difference between the two types lies in how the study is actually conducted. Each can be very effective.
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An experimental study involves taking measurements of the system under study, manipulating the system, and then taking additional measurements using the same procedure to determine if the manipulation has modified the values of the measurements. In contrast, an observational study does not involve experimental manipulation. Instead, data are gathered and correlations between predictors and response are investigated. While the tools of data analysis work best on data from randomized studies, they are also applied to other kinds of data—like natural experiments and observational studies[40]—for which a statistician would use a modified, more structured estimation method (e.g., Difference in differences estimation and instrumental variables, among many others) that produce consistent estimators.
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The basic steps of a statistical experiment are:
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Experiments on human behavior have special concerns. The famous Hawthorne study examined changes to the working environment at the Hawthorne plant of the Western Electric Company. The researchers were interested in determining whether increased illumination would increase the productivity of the assembly line workers. The researchers first measured the productivity in the plant, then modified the illumination in an area of the plant and checked if the changes in illumination affected productivity. It turned out that productivity indeed improved (under the experimental conditions). However, the study is heavily criticized today for errors in experimental procedures, specifically for the lack of a control group and blindness. The Hawthorne effect refers to finding that an outcome (in this case, worker productivity) changed due to observation itself. Those in the Hawthorne study became more productive not because the lighting was changed but because they were being observed.[41]
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An example of an observational study is one that explores the association between smoking and lung cancer. This type of study typically uses a survey to collect observations about the area of interest and then performs statistical analysis. In this case, the researchers would collect observations of both smokers and non-smokers, perhaps through a cohort study, and then look for the number of cases of lung cancer in each group.[42] A case-control study is another type of observational study in which people with and without the outcome of interest (e.g. lung cancer) are invited to participate and their exposure histories are collected.
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Various attempts have been made to produce a taxonomy of levels of measurement. The psychophysicist Stanley Smith Stevens defined nominal, ordinal, interval, and ratio scales. Nominal measurements do not have meaningful rank order among values, and permit any one-to-one (injective) transformation. Ordinal measurements have imprecise differences between consecutive values, but have a meaningful order to those values, and permit any order-preserving transformation. Interval measurements have meaningful distances between measurements defined, but the zero value is arbitrary (as in the case with longitude and temperature measurements in Celsius or Fahrenheit), and permit any linear transformation. Ratio measurements have both a meaningful zero value and the distances between different measurements defined, and permit any rescaling transformation.
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Because variables conforming only to nominal or ordinal measurements cannot be reasonably measured numerically, sometimes they are grouped together as categorical variables, whereas ratio and interval measurements are grouped together as quantitative variables, which can be either discrete or continuous, due to their numerical nature. Such distinctions can often be loosely correlated with data type in computer science, in that dichotomous categorical variables may be represented with the Boolean data type, polytomous categorical variables with arbitrarily assigned integers in the integral data type, and continuous variables with the real data type involving floating point computation. But the mapping of computer science data types to statistical data types depends on which categorization of the latter is being implemented.
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Other categorizations have been proposed. For example, Mosteller and Tukey (1977)[43] distinguished grades, ranks, counted fractions, counts, amounts, and balances. Nelder (1990)[44] described continuous counts, continuous ratios, count ratios, and categorical modes of data. See also Chrisman (1998),[45] van den Berg (1991).[46]
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The issue of whether or not it is appropriate to apply different kinds of statistical methods to data obtained from different kinds of measurement procedures is complicated by issues concerning the transformation of variables and the precise interpretation of research questions. "The relationship between the data and what they describe merely reflects the fact that certain kinds of statistical statements may have truth values which are not invariant under some transformations. Whether or not a transformation is sensible to contemplate depends on the question one is trying to answer" (Hand, 2004, p. 82).[47]
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A descriptive statistic (in the count noun sense) is a summary statistic that quantitatively describes or summarizes features of a collection of information,[48] while descriptive statistics in the mass noun sense is the process of using and analyzing those statistics. Descriptive statistics is distinguished from inferential statistics (or inductive statistics), in that descriptive statistics aims to summarize a sample, rather than use the data to learn about the population that the sample of data is thought to represent.
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Statistical inference is the process of using data analysis to deduce properties of an underlying probability distribution.[49] Inferential statistical analysis infers properties of a population, for example by testing hypotheses and deriving estimates. It is assumed that the observed data set is sampled from a larger population. Inferential statistics can be contrasted with descriptive statistics. Descriptive statistics is solely concerned with properties of the observed data, and it does not rest on the assumption that the data come from a larger population.
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Consider independent identically distributed (IID) random variables with a given probability distribution: standard statistical inference and estimation theory defines a random sample as the random vector given by the column vector of these IID variables.[50] The population being examined is described by a probability distribution that may have unknown parameters.
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A statistic is a random variable that is a function of the random sample, but not a function of unknown parameters. The probability distribution of the statistic, though, may have unknown parameters.
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Consider now a function of the unknown parameter: an estimator is a statistic used to estimate such function. Commonly used estimators include sample mean, unbiased sample variance and sample covariance.
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A random variable that is a function of the random sample and of the unknown parameter, but whose probability distribution does not depend on the unknown parameter is called a pivotal quantity or pivot. Widely used pivots include the z-score, the chi square statistic and Student's t-value.
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Between two estimators of a given parameter, the one with lower mean squared error is said to be more efficient. Furthermore, an estimator is said to be unbiased if its expected value is equal to the true value of the unknown parameter being estimated, and asymptotically unbiased if its expected value converges at the limit to the true value of such parameter.
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Other desirable properties for estimators include: UMVUE estimators that have the lowest variance for all possible values of the parameter to be estimated (this is usually an easier property to verify than efficiency) and consistent estimators which converges in probability to the true value of such parameter.
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This still leaves the question of how to obtain estimators in a given situation and carry the computation, several methods have been proposed: the method of moments, the maximum likelihood method, the least squares method and the more recent method of estimating equations.
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Interpretation of statistical information can often involve the development of a null hypothesis which is usually (but not necessarily) that no relationship exists among variables or that no change occurred over time.[51][52]
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The best illustration for a novice is the predicament encountered by a criminal trial. The null hypothesis, H0, asserts that the defendant is innocent, whereas the alternative hypothesis, H1, asserts that the defendant is guilty. The indictment comes because of suspicion of the guilt. The H0 (status quo) stands in opposition to H1 and is maintained unless H1 is supported by evidence "beyond a reasonable doubt". However, "failure to reject H0" in this case does not imply innocence, but merely that the evidence was insufficient to convict. So the jury does not necessarily accept H0 but fails to reject H0. While one can not "prove" a null hypothesis, one can test how close it is to being true with a power test, which tests for type II errors.
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What statisticians call an alternative hypothesis is simply a hypothesis that contradicts the null hypothesis.
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Working from a null hypothesis, two basic forms of error are recognized:
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Standard deviation refers to the extent to which individual observations in a sample differ from a central value, such as the sample or population mean, while Standard error refers to an estimate of difference between sample mean and population mean.
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A statistical error is the amount by which an observation differs from its expected value, a residual is the amount an observation differs from the value the estimator of the expected value assumes on a given sample (also called prediction).
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Mean squared error is used for obtaining efficient estimators, a widely used class of estimators. Root mean square error is simply the square root of mean squared error.
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Many statistical methods seek to minimize the residual sum of squares, and these are called "methods of least squares" in contrast to Least absolute deviations. The latter gives equal weight to small and big errors, while the former gives more weight to large errors. Residual sum of squares is also differentiable, which provides a handy property for doing regression. Least squares applied to linear regression is called ordinary least squares method and least squares applied to nonlinear regression is called non-linear least squares. Also in a linear regression model the non deterministic part of the model is called error term, disturbance or more simply noise. Both linear regression and non-linear regression are addressed in polynomial least squares, which also describes the variance in a prediction of the dependent variable (y axis) as a function of the independent variable (x axis) and the deviations (errors, noise, disturbances) from the estimated (fitted) curve.
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Measurement processes that generate statistical data are also subject to error. Many of these errors are classified as random (noise) or systematic (bias), but other types of errors (e.g., blunder, such as when an analyst reports incorrect units) can also be important. The presence of missing data or censoring may result in biased estimates and specific techniques have been developed to address these problems.[53]
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Most studies only sample part of a population, so results don't fully represent the whole population. Any estimates obtained from the sample only approximate the population value. Confidence intervals allow statisticians to express how closely the sample estimate matches the true value in the whole population. Often they are expressed as 95% confidence intervals. Formally, a 95% confidence interval for a value is a range where, if the sampling and analysis were repeated under the same conditions (yielding a different dataset), the interval would include the true (population) value in 95% of all possible cases. This does not imply that the probability that the true value is in the confidence interval is 95%. From the frequentist perspective, such a claim does not even make sense, as the true value is not a random variable. Either the true value is or is not within the given interval. However, it is true that, before any data are sampled and given a plan for how to construct the confidence interval, the probability is 95% that the yet-to-be-calculated interval will cover the true value: at this point, the limits of the interval are yet-to-be-observed random variables. One approach that does yield an interval that can be interpreted as having a given probability of containing the true value is to use a credible interval from Bayesian statistics: this approach depends on a different way of interpreting what is meant by "probability", that is as a Bayesian probability.
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In principle confidence intervals can be symmetrical or asymmetrical. An interval can be asymmetrical because it works as lower or upper bound for a parameter (left-sided interval or right sided interval), but it can also be asymmetrical because the two sided interval is built violating symmetry around the estimate. Sometimes the bounds for a confidence interval are reached asymptotically and these are used to approximate the true bounds.
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Statistics rarely give a simple Yes/No type answer to the question under analysis. Interpretation often comes down to the level of statistical significance applied to the numbers and often refers to the probability of a value accurately rejecting the null hypothesis (sometimes referred to as the p-value).
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The standard approach[50] is to test a null hypothesis against an alternative hypothesis. A critical region is the set of values of the estimator that leads to refuting the null hypothesis. The probability of type I error is therefore the probability that the estimator belongs to the critical region given that null hypothesis is true (statistical significance) and the probability of type II error is the probability that the estimator doesn't belong to the critical region given that the alternative hypothesis is true. The statistical power of a test is the probability that it correctly rejects the null hypothesis when the null hypothesis is false.
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Referring to statistical significance does not necessarily mean that the overall result is significant in real world terms. For example, in a large study of a drug it may be shown that the drug has a statistically significant but very small beneficial effect, such that the drug is unlikely to help the patient noticeably.
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Although in principle the acceptable level of statistical significance may be subject to debate, the p-value is the smallest significance level that allows the test to reject the null hypothesis. This test is logically equivalent to saying that the p-value is the probability, assuming the null hypothesis is true, of observing a result at least as extreme as the test statistic. Therefore, the smaller the p-value, the lower the probability of committing type I error.
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Some problems are usually associated with this framework (See criticism of hypothesis testing):
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Some well-known statistical tests and procedures are:
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Exploratory data analysis (EDA) is an approach to analyzing data sets to summarize their main characteristics, often with visual methods. A statistical model can be used or not, but primarily EDA is for seeing what the data can tell us beyond the formal modeling or hypothesis testing task.
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Misuse of statistics can produce subtle but serious errors in description and interpretation—subtle in the sense that even experienced professionals make such errors, and serious in the sense that they can lead to devastating decision errors. For instance, social policy, medical practice, and the reliability of structures like bridges all rely on the proper use of statistics.
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Even when statistical techniques are correctly applied, the results can be difficult to interpret for those lacking expertise. The statistical significance of a trend in the data—which measures the extent to which a trend could be caused by random variation in the sample—may or may not agree with an intuitive sense of its significance. The set of basic statistical skills (and skepticism) that people need to deal with information in their everyday lives properly is referred to as statistical literacy.
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There is a general perception that statistical knowledge is all-too-frequently intentionally misused by finding ways to interpret only the data that are favorable to the presenter.[55] A mistrust and misunderstanding of statistics is associated with the quotation, "There are three kinds of lies: lies, damned lies, and statistics". Misuse of statistics can be both inadvertent and intentional, and the book How to Lie with Statistics[55] outlines a range of considerations. In an attempt to shed light on the use and misuse of statistics, reviews of statistical techniques used in particular fields are conducted (e.g. Warne, Lazo, Ramos, and Ritter (2012)).[56]
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Ways to avoid misuse of statistics include using proper diagrams and avoiding bias.[57] Misuse can occur when conclusions are overgeneralized and claimed to be representative of more than they really are, often by either deliberately or unconsciously overlooking sampling bias.[58] Bar graphs are arguably the easiest diagrams to use and understand, and they can be made either by hand or with simple computer programs.[57] Unfortunately, most people do not look for bias or errors, so they are not noticed. Thus, people may often believe that something is true even if it is not well represented.[58] To make data gathered from statistics believable and accurate, the sample taken must be representative of the whole.[59] According to Huff, "The dependability of a sample can be destroyed by [bias]... allow yourself some degree of skepticism."[60]
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To assist in the understanding of statistics Huff proposed a series of questions to be asked in each case:[61]
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The concept of correlation is particularly noteworthy for the potential confusion it can cause. Statistical analysis of a data set often reveals that two variables (properties) of the population under consideration tend to vary together, as if they were connected. For example, a study of annual income that also looks at age of death might find that poor people tend to have shorter lives than affluent people. The two variables are said to be correlated; however, they may or may not be the cause of one another. The correlation phenomena could be caused by a third, previously unconsidered phenomenon, called a lurking variable or confounding variable. For this reason, there is no way to immediately infer the existence of a causal relationship between the two variables. (See Correlation does not imply causation.)
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Applied statistics comprises descriptive statistics and the application of inferential statistics.[62][63] Theoretical statistics concerns the logical arguments underlying justification of approaches to statistical inference, as well as encompassing mathematical statistics. Mathematical statistics includes not only the manipulation of probability distributions necessary for deriving results related to methods of estimation and inference, but also various aspects of computational statistics and the design of experiments.
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Statistical consultants can help organizations and companies that don't have in-house expertise relevant to their particular questions.
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Machine learning models are statistical and probabilistic models that capture patterns in the data through use of computational algorithms.
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Statistics is applicable to a wide variety of academic disciplines, including natural and social sciences, government, and business. Business statistics applies statistical methods in econometrics, auditing and production and operations, including services improvement and marketing research.[64] In the field of biological sciences, the 12 most frequent statistical tests are: Analysis of Variance (ANOVA), Chi-Square Test, Student’s T Test, Linear Regression, Pearson’s Correlation Coefficient, Mann-Whitney U Test, Kruskal-Wallis Test, Shannon’s Diversity Index, Tukey’s Test, Cluster Analysis, Spearman’s Rank Correlation Test and Principal Component Analysis.[65]
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A typical statistics course covers descriptive statistics, probability, binomial and normal distributions, test of hypotheses and confidence intervals, linear regression, and correlation.[66] Modern fundamental statistical courses for undergraduate students focus on the correct test selection, results interpretation and use of free statistics software [65].
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The rapid and sustained increases in computing power starting from the second half of the 20th century have had a substantial impact on the practice of statistical science. Early statistical models were almost always from the class of linear models, but powerful computers, coupled with suitable numerical algorithms, caused an increased interest in nonlinear models (such as neural networks) as well as the creation of new types, such as generalized linear models and multilevel models.
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Increased computing power has also led to the growing popularity of computationally intensive methods based on resampling, such as permutation tests and the bootstrap, while techniques such as Gibbs sampling have made use of Bayesian models more feasible. The computer revolution has implications for the future of statistics with a new emphasis on "experimental" and "empirical" statistics. A large number of both general and special purpose statistical software are now available. Examples of available software capable of complex statistical computation include programs such as Mathematica, SAS, SPSS, and R.
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Traditionally, statistics was concerned with drawing inferences using a semi-standardized methodology that was "required learning" in most sciences.[citation needed] This tradition has changed with the use of statistics in non-inferential contexts. What was once considered a dry subject, taken in many fields as a degree-requirement, is now viewed enthusiastically.[according to whom?] Initially derided by some mathematical purists, it is now considered essential methodology in certain areas.
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Statistical techniques are used in a wide range of types of scientific and social research, including: biostatistics, computational biology, computational sociology, network biology, social science, sociology and social research. Some fields of inquiry use applied statistics so extensively that they have specialized terminology. These disciplines include:
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In addition, there are particular types of statistical analysis that have also developed their own specialised terminology and methodology:
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Statistics form a key basis tool in business and manufacturing as well. It is used to understand measurement systems variability, control processes (as in statistical process control or SPC), for summarizing data, and to make data-driven decisions. In these roles, it is a key tool, and perhaps the only reliable tool.
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Statistics is the discipline that concerns the collection, organization, analysis, interpretation and presentation of data.[1][2][3] In applying statistics to a scientific, industrial, or social problem, it is conventional to begin with a statistical population or a statistical model to be studied. Populations can be diverse groups of people or objects such as "all people living in a country" or "every atom composing a crystal". Statistics deals with every aspect of data, including the planning of data collection in terms of the design of surveys and experiments.[4] See glossary of probability and statistics.
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When census data cannot be collected, statisticians collect data by developing specific experiment designs and survey samples. Representative sampling assures that inferences and conclusions can reasonably extend from the sample to the population as a whole. An experimental study involves taking measurements of the system under study, manipulating the system, and then taking additional measurements using the same procedure to determine if the manipulation has modified the values of the measurements. In contrast, an observational study does not involve experimental manipulation.
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Two main statistical methods are used in data analysis: descriptive statistics, which summarize data from a sample using indexes such as the mean or standard deviation, and inferential statistics, which draw conclusions from data that are subject to random variation (e.g., observational errors, sampling variation).[5] Descriptive statistics are most often concerned with two sets of properties of a distribution (sample or population): central tendency (or location) seeks to characterize the distribution's central or typical value, while dispersion (or variability) characterizes the extent to which members of the distribution depart from its center and each other. Inferences on mathematical statistics are made under the framework of probability theory, which deals with the analysis of random phenomena.
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A standard statistical procedure involves the collection of data leading to test of the relationship between two statistical data sets, or a data set and synthetic data drawn from an idealized model. A hypothesis is proposed for the statistical relationship between the two data sets, and this is compared as an alternative to an idealized null hypothesis of no relationship between two data sets. Rejecting or disproving the null hypothesis is done using statistical tests that quantify the sense in which the null can be proven false, given the data that are used in the test. Working from a null hypothesis, two basic forms of error are recognized: Type I errors (null hypothesis is falsely rejected giving a "false positive") and Type II errors (null hypothesis fails to be rejected and an actual relationship between populations is missed giving a "false negative").[6] Multiple problems have come to be associated with this framework: ranging from obtaining a sufficient sample size to specifying an adequate null hypothesis.[citation needed]
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Measurement processes that generate statistical data are also subject to error. Many of these errors are classified as random (noise) or systematic (bias), but other types of errors (e.g., blunder, such as when an analyst reports incorrect units) can also occur. The presence of missing data or censoring may result in biased estimates and specific techniques have been developed to address these problems.
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The earliest writings on probability and statistics, statistical methods drawing from probability theory, date back to Arab mathematicians and cryptographers, notably Al-Khalil (717–786)[7] and Al-Kindi (801–873).[8][9] In the 18th century, statistics also started to draw heavily from calculus. In more recent years statistics has relied more on statistical software to produce these tests such as descriptive analysis.[10]
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Statistics is a mathematical body of science that pertains to the collection, analysis, interpretation or explanation, and presentation of data,[11] or as a branch of mathematics.[12] Some consider statistics to be a distinct mathematical science rather than a branch of mathematics. While many scientific investigations make use of data, statistics is concerned with the use of data in the context of uncertainty and decision making in the face of uncertainty.[13][14]
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In applying statistics to a problem, it is common practice to start with a population or process to be studied. Populations can be diverse topics such as "all people living in a country" or "every atom composing a crystal". Ideally, statisticians compile data about the entire population (an operation called census). This may be organized by governmental statistical institutes. Descriptive statistics can be used to summarize the population data. Numerical descriptors include mean and standard deviation for continuous data types (like income), while frequency and percentage are more useful in terms of describing categorical data (like education).
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When a census is not feasible, a chosen subset of the population called a sample is studied. Once a sample that is representative of the population is determined, data is collected for the sample members in an observational or experimental setting. Again, descriptive statistics can be used to summarize the sample data. However, the drawing of the sample has been subject to an element of randomness, hence the established numerical descriptors from the sample are also due to uncertainty. To still draw meaningful conclusions about the entire population, inferential statistics is needed. It uses patterns in the sample data to draw inferences about the population represented, accounting for randomness. These inferences may take the form of: answering yes/no questions about the data (hypothesis testing), estimating numerical characteristics of the data (estimation), describing associations within the data (correlation) and modeling relationships within the data (for example, using regression analysis). Inference can extend to forecasting, prediction and estimation of unobserved values either in or associated with the population being studied; it can include extrapolation and interpolation of time series or spatial data, and can also include data mining.
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Mathematical statistics is the application of mathematics to statistics. Mathematical techniques used for this include mathematical analysis, linear algebra, stochastic analysis, differential equations, and measure-theoretic probability theory.[15][16]
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The earliest writings on probability and statistics date back to Arab mathematicians and cryptographers, during the Islamic Golden Age between the 8th and 13th centuries. Al-Khalil (717–786) wrote the Book of Cryptographic Messages, which contains the first use of permutations and combinations, to list all possible Arabic words with and without vowels.[7] The earliest book on statistics is the 9th-century treatise Manuscript on Deciphering Cryptographic Messages, written by Arab scholar Al-Kindi (801–873). In his book, Al-Kindi gave a detailed description of how to use statistics and frequency analysis to decipher encrypted messages. This text laid the foundations for statistics and cryptanalysis.[8][9] Al-Kindi also made the earliest known use of statistical inference, while he and later Arab cryptographers developed the early statistical methods for decoding encrypted messages. Ibn Adlan (1187–1268) later made an important contribution, on the use of sample size in frequency analysis.[7]
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The earliest European writing on statistics dates back to 1663, with the publication of Natural and Political Observations upon the Bills of Mortality by John Graunt.[17] Early applications of statistical thinking revolved around the needs of states to base policy on demographic and economic data, hence its stat- etymology. The scope of the discipline of statistics broadened in the early 19th century to include the collection and analysis of data in general. Today, statistics is widely employed in government, business, and natural and social sciences.
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The mathematical foundations of modern statistics were laid in the 17th century with the development of the probability theory by Gerolamo Cardano, Blaise Pascal and Pierre de Fermat. Mathematical probability theory arose from the study of games of chance, although the concept of probability was already examined in medieval law and by philosophers such as Juan Caramuel.[18] The method of least squares was first described by Adrien-Marie Legendre in 1805.
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The modern field of statistics emerged in the late 19th and early 20th century in three stages.[19] The first wave, at the turn of the century, was led by the work of Francis Galton and Karl Pearson, who transformed statistics into a rigorous mathematical discipline used for analysis, not just in science, but in industry and politics as well. Galton's contributions included introducing the concepts of standard deviation, correlation, regression analysis and the application of these methods to the study of the variety of human characteristics—height, weight, eyelash length among others.[20] Pearson developed the Pearson product-moment correlation coefficient, defined as a product-moment,[21] the method of moments for the fitting of distributions to samples and the Pearson distribution, among many other things.[22] Galton and Pearson founded Biometrika as the first journal of mathematical statistics and biostatistics (then called biometry), and the latter founded the world's first university statistics department at University College London.[23]
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Ronald Fisher coined the term null hypothesis during the Lady tasting tea experiment, which "is never proved or established, but is possibly disproved, in the course of experimentation".[24][25]
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The second wave of the 1910s and 20s was initiated by William Sealy Gosset, and reached its culmination in the insights of Ronald Fisher, who wrote the textbooks that were to define the academic discipline in universities around the world. Fisher's most important publications were his 1918 seminal paper The Correlation between Relatives on the Supposition of Mendelian Inheritance (which was the first to use the statistical term, variance), his classic 1925 work Statistical Methods for Research Workers and his 1935 The Design of Experiments,[26][27][28] where he developed rigorous design of experiments models. He originated the concepts of sufficiency, ancillary statistics, Fisher's linear discriminator and Fisher information.[29] In his 1930 book The Genetical Theory of Natural Selection, he applied statistics to various biological concepts such as Fisher's principle[30] (which A. W. F. Edwards called "probably the most celebrated argument in evolutionary biology") and Fisherian runaway,[31][32][33][34][35][36] a concept in sexual selection about a positive feedback runaway affect found in evolution.
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The final wave, which mainly saw the refinement and expansion of earlier developments, emerged from the collaborative work between Egon Pearson and Jerzy Neyman in the 1930s. They introduced the concepts of "Type II" error, power of a test and confidence intervals. Jerzy Neyman in 1934 showed that stratified random sampling was in general a better method of estimation than purposive (quota) sampling.[37]
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Today, statistical methods are applied in all fields that involve decision making, for making accurate inferences from a collated body of data and for making decisions in the face of uncertainty based on statistical methodology. The use of modern computers has expedited large-scale statistical computations and has also made possible new methods that are impractical to perform manually. Statistics continues to be an area of active research for example on the problem of how to analyze big data.[38]
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When full census data cannot be collected, statisticians collect sample data by developing specific experiment designs and survey samples. Statistics itself also provides tools for prediction and forecasting through statistical models. The idea of making inferences based on sampled data began around the mid-1600s in connection with estimating populations and developing precursors of life insurance.[39]
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To use a sample as a guide to an entire population, it is important that it truly represents the overall population. Representative sampling assures that inferences and conclusions can safely extend from the sample to the population as a whole. A major problem lies in determining the extent that the sample chosen is actually representative. Statistics offers methods to estimate and correct for any bias within the sample and data collection procedures. There are also methods of experimental design for experiments that can lessen these issues at the outset of a study, strengthening its capability to discern truths about the population.
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Sampling theory is part of the mathematical discipline of probability theory. Probability is used in mathematical statistics to study the sampling distributions of sample statistics and, more generally, the properties of statistical procedures. The use of any statistical method is valid when the system or population under consideration satisfies the assumptions of the method.
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The difference in point of view between classic probability theory and sampling theory is, roughly, that probability theory starts from the given parameters of a total population to deduce probabilities that pertain to samples. Statistical inference, however, moves in the opposite direction—inductively inferring from samples to the parameters of a larger or total population.
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A common goal for a statistical research project is to investigate causality, and in particular to draw a conclusion on the effect of changes in the values of predictors or independent variables on dependent variables. There are two major types of causal statistical studies: experimental studies and observational studies. In both types of studies, the effect of differences of an independent variable (or variables) on the behavior of the dependent variable are observed. The difference between the two types lies in how the study is actually conducted. Each can be very effective.
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An experimental study involves taking measurements of the system under study, manipulating the system, and then taking additional measurements using the same procedure to determine if the manipulation has modified the values of the measurements. In contrast, an observational study does not involve experimental manipulation. Instead, data are gathered and correlations between predictors and response are investigated. While the tools of data analysis work best on data from randomized studies, they are also applied to other kinds of data—like natural experiments and observational studies[40]—for which a statistician would use a modified, more structured estimation method (e.g., Difference in differences estimation and instrumental variables, among many others) that produce consistent estimators.
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The basic steps of a statistical experiment are:
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Experiments on human behavior have special concerns. The famous Hawthorne study examined changes to the working environment at the Hawthorne plant of the Western Electric Company. The researchers were interested in determining whether increased illumination would increase the productivity of the assembly line workers. The researchers first measured the productivity in the plant, then modified the illumination in an area of the plant and checked if the changes in illumination affected productivity. It turned out that productivity indeed improved (under the experimental conditions). However, the study is heavily criticized today for errors in experimental procedures, specifically for the lack of a control group and blindness. The Hawthorne effect refers to finding that an outcome (in this case, worker productivity) changed due to observation itself. Those in the Hawthorne study became more productive not because the lighting was changed but because they were being observed.[41]
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An example of an observational study is one that explores the association between smoking and lung cancer. This type of study typically uses a survey to collect observations about the area of interest and then performs statistical analysis. In this case, the researchers would collect observations of both smokers and non-smokers, perhaps through a cohort study, and then look for the number of cases of lung cancer in each group.[42] A case-control study is another type of observational study in which people with and without the outcome of interest (e.g. lung cancer) are invited to participate and their exposure histories are collected.
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Various attempts have been made to produce a taxonomy of levels of measurement. The psychophysicist Stanley Smith Stevens defined nominal, ordinal, interval, and ratio scales. Nominal measurements do not have meaningful rank order among values, and permit any one-to-one (injective) transformation. Ordinal measurements have imprecise differences between consecutive values, but have a meaningful order to those values, and permit any order-preserving transformation. Interval measurements have meaningful distances between measurements defined, but the zero value is arbitrary (as in the case with longitude and temperature measurements in Celsius or Fahrenheit), and permit any linear transformation. Ratio measurements have both a meaningful zero value and the distances between different measurements defined, and permit any rescaling transformation.
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Because variables conforming only to nominal or ordinal measurements cannot be reasonably measured numerically, sometimes they are grouped together as categorical variables, whereas ratio and interval measurements are grouped together as quantitative variables, which can be either discrete or continuous, due to their numerical nature. Such distinctions can often be loosely correlated with data type in computer science, in that dichotomous categorical variables may be represented with the Boolean data type, polytomous categorical variables with arbitrarily assigned integers in the integral data type, and continuous variables with the real data type involving floating point computation. But the mapping of computer science data types to statistical data types depends on which categorization of the latter is being implemented.
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Other categorizations have been proposed. For example, Mosteller and Tukey (1977)[43] distinguished grades, ranks, counted fractions, counts, amounts, and balances. Nelder (1990)[44] described continuous counts, continuous ratios, count ratios, and categorical modes of data. See also Chrisman (1998),[45] van den Berg (1991).[46]
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The issue of whether or not it is appropriate to apply different kinds of statistical methods to data obtained from different kinds of measurement procedures is complicated by issues concerning the transformation of variables and the precise interpretation of research questions. "The relationship between the data and what they describe merely reflects the fact that certain kinds of statistical statements may have truth values which are not invariant under some transformations. Whether or not a transformation is sensible to contemplate depends on the question one is trying to answer" (Hand, 2004, p. 82).[47]
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A descriptive statistic (in the count noun sense) is a summary statistic that quantitatively describes or summarizes features of a collection of information,[48] while descriptive statistics in the mass noun sense is the process of using and analyzing those statistics. Descriptive statistics is distinguished from inferential statistics (or inductive statistics), in that descriptive statistics aims to summarize a sample, rather than use the data to learn about the population that the sample of data is thought to represent.
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Statistical inference is the process of using data analysis to deduce properties of an underlying probability distribution.[49] Inferential statistical analysis infers properties of a population, for example by testing hypotheses and deriving estimates. It is assumed that the observed data set is sampled from a larger population. Inferential statistics can be contrasted with descriptive statistics. Descriptive statistics is solely concerned with properties of the observed data, and it does not rest on the assumption that the data come from a larger population.
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Consider independent identically distributed (IID) random variables with a given probability distribution: standard statistical inference and estimation theory defines a random sample as the random vector given by the column vector of these IID variables.[50] The population being examined is described by a probability distribution that may have unknown parameters.
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A statistic is a random variable that is a function of the random sample, but not a function of unknown parameters. The probability distribution of the statistic, though, may have unknown parameters.
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Consider now a function of the unknown parameter: an estimator is a statistic used to estimate such function. Commonly used estimators include sample mean, unbiased sample variance and sample covariance.
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A random variable that is a function of the random sample and of the unknown parameter, but whose probability distribution does not depend on the unknown parameter is called a pivotal quantity or pivot. Widely used pivots include the z-score, the chi square statistic and Student's t-value.
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Between two estimators of a given parameter, the one with lower mean squared error is said to be more efficient. Furthermore, an estimator is said to be unbiased if its expected value is equal to the true value of the unknown parameter being estimated, and asymptotically unbiased if its expected value converges at the limit to the true value of such parameter.
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Other desirable properties for estimators include: UMVUE estimators that have the lowest variance for all possible values of the parameter to be estimated (this is usually an easier property to verify than efficiency) and consistent estimators which converges in probability to the true value of such parameter.
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This still leaves the question of how to obtain estimators in a given situation and carry the computation, several methods have been proposed: the method of moments, the maximum likelihood method, the least squares method and the more recent method of estimating equations.
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Interpretation of statistical information can often involve the development of a null hypothesis which is usually (but not necessarily) that no relationship exists among variables or that no change occurred over time.[51][52]
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The best illustration for a novice is the predicament encountered by a criminal trial. The null hypothesis, H0, asserts that the defendant is innocent, whereas the alternative hypothesis, H1, asserts that the defendant is guilty. The indictment comes because of suspicion of the guilt. The H0 (status quo) stands in opposition to H1 and is maintained unless H1 is supported by evidence "beyond a reasonable doubt". However, "failure to reject H0" in this case does not imply innocence, but merely that the evidence was insufficient to convict. So the jury does not necessarily accept H0 but fails to reject H0. While one can not "prove" a null hypothesis, one can test how close it is to being true with a power test, which tests for type II errors.
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What statisticians call an alternative hypothesis is simply a hypothesis that contradicts the null hypothesis.
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Working from a null hypothesis, two basic forms of error are recognized:
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Standard deviation refers to the extent to which individual observations in a sample differ from a central value, such as the sample or population mean, while Standard error refers to an estimate of difference between sample mean and population mean.
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A statistical error is the amount by which an observation differs from its expected value, a residual is the amount an observation differs from the value the estimator of the expected value assumes on a given sample (also called prediction).
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Mean squared error is used for obtaining efficient estimators, a widely used class of estimators. Root mean square error is simply the square root of mean squared error.
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Many statistical methods seek to minimize the residual sum of squares, and these are called "methods of least squares" in contrast to Least absolute deviations. The latter gives equal weight to small and big errors, while the former gives more weight to large errors. Residual sum of squares is also differentiable, which provides a handy property for doing regression. Least squares applied to linear regression is called ordinary least squares method and least squares applied to nonlinear regression is called non-linear least squares. Also in a linear regression model the non deterministic part of the model is called error term, disturbance or more simply noise. Both linear regression and non-linear regression are addressed in polynomial least squares, which also describes the variance in a prediction of the dependent variable (y axis) as a function of the independent variable (x axis) and the deviations (errors, noise, disturbances) from the estimated (fitted) curve.
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Measurement processes that generate statistical data are also subject to error. Many of these errors are classified as random (noise) or systematic (bias), but other types of errors (e.g., blunder, such as when an analyst reports incorrect units) can also be important. The presence of missing data or censoring may result in biased estimates and specific techniques have been developed to address these problems.[53]
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Most studies only sample part of a population, so results don't fully represent the whole population. Any estimates obtained from the sample only approximate the population value. Confidence intervals allow statisticians to express how closely the sample estimate matches the true value in the whole population. Often they are expressed as 95% confidence intervals. Formally, a 95% confidence interval for a value is a range where, if the sampling and analysis were repeated under the same conditions (yielding a different dataset), the interval would include the true (population) value in 95% of all possible cases. This does not imply that the probability that the true value is in the confidence interval is 95%. From the frequentist perspective, such a claim does not even make sense, as the true value is not a random variable. Either the true value is or is not within the given interval. However, it is true that, before any data are sampled and given a plan for how to construct the confidence interval, the probability is 95% that the yet-to-be-calculated interval will cover the true value: at this point, the limits of the interval are yet-to-be-observed random variables. One approach that does yield an interval that can be interpreted as having a given probability of containing the true value is to use a credible interval from Bayesian statistics: this approach depends on a different way of interpreting what is meant by "probability", that is as a Bayesian probability.
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In principle confidence intervals can be symmetrical or asymmetrical. An interval can be asymmetrical because it works as lower or upper bound for a parameter (left-sided interval or right sided interval), but it can also be asymmetrical because the two sided interval is built violating symmetry around the estimate. Sometimes the bounds for a confidence interval are reached asymptotically and these are used to approximate the true bounds.
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Statistics rarely give a simple Yes/No type answer to the question under analysis. Interpretation often comes down to the level of statistical significance applied to the numbers and often refers to the probability of a value accurately rejecting the null hypothesis (sometimes referred to as the p-value).
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The standard approach[50] is to test a null hypothesis against an alternative hypothesis. A critical region is the set of values of the estimator that leads to refuting the null hypothesis. The probability of type I error is therefore the probability that the estimator belongs to the critical region given that null hypothesis is true (statistical significance) and the probability of type II error is the probability that the estimator doesn't belong to the critical region given that the alternative hypothesis is true. The statistical power of a test is the probability that it correctly rejects the null hypothesis when the null hypothesis is false.
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Referring to statistical significance does not necessarily mean that the overall result is significant in real world terms. For example, in a large study of a drug it may be shown that the drug has a statistically significant but very small beneficial effect, such that the drug is unlikely to help the patient noticeably.
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Although in principle the acceptable level of statistical significance may be subject to debate, the p-value is the smallest significance level that allows the test to reject the null hypothesis. This test is logically equivalent to saying that the p-value is the probability, assuming the null hypothesis is true, of observing a result at least as extreme as the test statistic. Therefore, the smaller the p-value, the lower the probability of committing type I error.
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Some problems are usually associated with this framework (See criticism of hypothesis testing):
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Some well-known statistical tests and procedures are:
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Exploratory data analysis (EDA) is an approach to analyzing data sets to summarize their main characteristics, often with visual methods. A statistical model can be used or not, but primarily EDA is for seeing what the data can tell us beyond the formal modeling or hypothesis testing task.
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Misuse of statistics can produce subtle but serious errors in description and interpretation—subtle in the sense that even experienced professionals make such errors, and serious in the sense that they can lead to devastating decision errors. For instance, social policy, medical practice, and the reliability of structures like bridges all rely on the proper use of statistics.
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Even when statistical techniques are correctly applied, the results can be difficult to interpret for those lacking expertise. The statistical significance of a trend in the data—which measures the extent to which a trend could be caused by random variation in the sample—may or may not agree with an intuitive sense of its significance. The set of basic statistical skills (and skepticism) that people need to deal with information in their everyday lives properly is referred to as statistical literacy.
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There is a general perception that statistical knowledge is all-too-frequently intentionally misused by finding ways to interpret only the data that are favorable to the presenter.[55] A mistrust and misunderstanding of statistics is associated with the quotation, "There are three kinds of lies: lies, damned lies, and statistics". Misuse of statistics can be both inadvertent and intentional, and the book How to Lie with Statistics[55] outlines a range of considerations. In an attempt to shed light on the use and misuse of statistics, reviews of statistical techniques used in particular fields are conducted (e.g. Warne, Lazo, Ramos, and Ritter (2012)).[56]
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Ways to avoid misuse of statistics include using proper diagrams and avoiding bias.[57] Misuse can occur when conclusions are overgeneralized and claimed to be representative of more than they really are, often by either deliberately or unconsciously overlooking sampling bias.[58] Bar graphs are arguably the easiest diagrams to use and understand, and they can be made either by hand or with simple computer programs.[57] Unfortunately, most people do not look for bias or errors, so they are not noticed. Thus, people may often believe that something is true even if it is not well represented.[58] To make data gathered from statistics believable and accurate, the sample taken must be representative of the whole.[59] According to Huff, "The dependability of a sample can be destroyed by [bias]... allow yourself some degree of skepticism."[60]
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To assist in the understanding of statistics Huff proposed a series of questions to be asked in each case:[61]
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The concept of correlation is particularly noteworthy for the potential confusion it can cause. Statistical analysis of a data set often reveals that two variables (properties) of the population under consideration tend to vary together, as if they were connected. For example, a study of annual income that also looks at age of death might find that poor people tend to have shorter lives than affluent people. The two variables are said to be correlated; however, they may or may not be the cause of one another. The correlation phenomena could be caused by a third, previously unconsidered phenomenon, called a lurking variable or confounding variable. For this reason, there is no way to immediately infer the existence of a causal relationship between the two variables. (See Correlation does not imply causation.)
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Applied statistics comprises descriptive statistics and the application of inferential statistics.[62][63] Theoretical statistics concerns the logical arguments underlying justification of approaches to statistical inference, as well as encompassing mathematical statistics. Mathematical statistics includes not only the manipulation of probability distributions necessary for deriving results related to methods of estimation and inference, but also various aspects of computational statistics and the design of experiments.
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Statistical consultants can help organizations and companies that don't have in-house expertise relevant to their particular questions.
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Machine learning models are statistical and probabilistic models that capture patterns in the data through use of computational algorithms.
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Statistics is applicable to a wide variety of academic disciplines, including natural and social sciences, government, and business. Business statistics applies statistical methods in econometrics, auditing and production and operations, including services improvement and marketing research.[64] In the field of biological sciences, the 12 most frequent statistical tests are: Analysis of Variance (ANOVA), Chi-Square Test, Student’s T Test, Linear Regression, Pearson’s Correlation Coefficient, Mann-Whitney U Test, Kruskal-Wallis Test, Shannon’s Diversity Index, Tukey’s Test, Cluster Analysis, Spearman’s Rank Correlation Test and Principal Component Analysis.[65]
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A typical statistics course covers descriptive statistics, probability, binomial and normal distributions, test of hypotheses and confidence intervals, linear regression, and correlation.[66] Modern fundamental statistical courses for undergraduate students focus on the correct test selection, results interpretation and use of free statistics software [65].
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The rapid and sustained increases in computing power starting from the second half of the 20th century have had a substantial impact on the practice of statistical science. Early statistical models were almost always from the class of linear models, but powerful computers, coupled with suitable numerical algorithms, caused an increased interest in nonlinear models (such as neural networks) as well as the creation of new types, such as generalized linear models and multilevel models.
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Increased computing power has also led to the growing popularity of computationally intensive methods based on resampling, such as permutation tests and the bootstrap, while techniques such as Gibbs sampling have made use of Bayesian models more feasible. The computer revolution has implications for the future of statistics with a new emphasis on "experimental" and "empirical" statistics. A large number of both general and special purpose statistical software are now available. Examples of available software capable of complex statistical computation include programs such as Mathematica, SAS, SPSS, and R.
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Traditionally, statistics was concerned with drawing inferences using a semi-standardized methodology that was "required learning" in most sciences.[citation needed] This tradition has changed with the use of statistics in non-inferential contexts. What was once considered a dry subject, taken in many fields as a degree-requirement, is now viewed enthusiastically.[according to whom?] Initially derided by some mathematical purists, it is now considered essential methodology in certain areas.
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Statistical techniques are used in a wide range of types of scientific and social research, including: biostatistics, computational biology, computational sociology, network biology, social science, sociology and social research. Some fields of inquiry use applied statistics so extensively that they have specialized terminology. These disciplines include:
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In addition, there are particular types of statistical analysis that have also developed their own specialised terminology and methodology:
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Statistics form a key basis tool in business and manufacturing as well. It is used to understand measurement systems variability, control processes (as in statistical process control or SPC), for summarizing data, and to make data-driven decisions. In these roles, it is a key tool, and perhaps the only reliable tool.
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The Statue of Liberty (Liberty Enlightening the World; French: La Liberté éclairant le monde) is a colossal neoclassical sculpture on Liberty Island in New York Harbor within New York City, in the United States. The copper statue, a gift from the people of France to the people of the United States, was designed by French sculptor Frédéric Auguste Bartholdi and its metal framework was built by Gustave Eiffel. The statue was dedicated on October 28, 1886.
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The statue is a figure of Libertas, a robed Roman liberty goddess. She holds a torch above her head with her right hand, and in her left hand carries a tabula ansata inscribed JULY IV MDCCLXXVI (July 4, 1776 in Roman numerals), the date of the U.S. Declaration of Independence. A broken shackle and chain lie at her feet as she walks forward, commemorating the recent national abolition of slavery.[8] After its dedication, the statue became an icon of freedom and of the United States, seen as a symbol of welcome to immigrants arriving by sea.
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Bartholdi was inspired by a French law professor and politician, Édouard René de Laboulaye, who is said to have commented in 1865 that any monument raised to U.S. independence would properly be a joint project of the French and U.S. peoples. The Franco-Prussian War delayed progress until 1875, when Laboulaye proposed that the French finance the statue and the U.S. provide the site and build the pedestal. Bartholdi completed the head and the torch-bearing arm before the statue was fully designed, and these pieces were exhibited for publicity at international expositions.
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The torch-bearing arm was displayed at the Centennial Exposition in Philadelphia in 1876, and in Madison Square Park in Manhattan from 1876 to 1882. Fundraising proved difficult, especially for the Americans, and by 1885 work on the pedestal was threatened by lack of funds. Publisher Joseph Pulitzer, of the New York World, started a drive for donations to finish the project and attracted more than 120,000 contributors, most of whom gave less than a dollar. The statue was built in France, shipped overseas in crates, and assembled on the completed pedestal on what was then called Bedloe's Island. The statue's completion was marked by New York's first ticker-tape parade and a dedication ceremony presided over by President Grover Cleveland.
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The statue was administered by the United States Lighthouse Board until 1901 and then by the Department of War; since 1933 it has been maintained by the National Park Service as part of the Statue of Liberty National Monument, and is a major tourist attraction. The monument has been temporarily closed since March 16, 2020 due to the COVID-19 pandemic. Public access to the balcony around the torch has been barred since 1916.
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According to the National Park Service, the idea of a monument presented by the French people to the United States was first proposed by Édouard René de Laboulaye, president of the French Anti-Slavery Society and a prominent and important political thinker of his time. The project is traced to a mid-1865 conversation between Laboulaye, a staunch abolitionist, and Frédéric Bartholdi, a sculptor. In after-dinner conversation at his home near Versailles, Laboulaye, an ardent supporter of the Union in the American Civil War, is supposed to have said: "If a monument should rise in the United States, as a memorial to their independence, I should think it only natural if it were built by united effort—a common work of both our nations."[9] The National Park Service, in a 2000 report, however, deemed this a legend traced to an 1885 fundraising pamphlet, and that the statue was most likely conceived in 1870.[10] In another essay on their website, the Park Service suggested that Laboulaye was minded to honor the Union victory and its consequences, "With the abolition of slavery and the Union's victory in the Civil War in 1865, Laboulaye's wishes of freedom and democracy were turning into a reality in the United States. In order to honor these achievements, Laboulaye proposed that a gift be built for the United States on behalf of France. Laboulaye hoped that by calling attention to the recent achievements of the United States, the French people would be inspired to call for their own democracy in the face of a repressive monarchy."[11]
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According to sculptor Frédéric Auguste Bartholdi, who later recounted the story, Laboulaye's alleged comment was not intended as a proposal, but it inspired Bartholdi.[9] Given the repressive nature of the regime of Napoleon III, Bartholdi took no immediate action on the idea except to discuss it with Laboulaye. Bartholdi was in any event busy with other possible projects; in the late 1860s, he approached Isma'il Pasha, Khedive of Egypt, with a plan to build Progress or Egypt Carrying the Light to Asia,[12] a huge lighthouse in the form of an ancient Egyptian female fellah or peasant, robed and holding a torch aloft, at the northern entrance to the Suez Canal in Port Said. Sketches and models were made of the proposed work, though it was never erected. There was a classical precedent for the Suez proposal, the Colossus of Rhodes: an ancient bronze statue of the Greek god of the sun, Helios. This statue is believed to have been over 100 feet (30 m) high, and it similarly stood at a harbor entrance and carried a light to guide ships.[13] Both the khedive and Lesseps declined the proposed statue from Bartholdi, citing the expensive cost.[14] The Port Said Lighthouse was built instead, by François Coignet in 1869.
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Any large project was further delayed by the Franco-Prussian War, in which Bartholdi served as a major of militia. In the war, Napoleon III was captured and deposed. Bartholdi's home province of Alsace was lost to the Prussians, and a more liberal republic was installed in France.[9] As Bartholdi had been planning a trip to the United States, he and Laboulaye decided the time was right to discuss the idea with influential Americans.[15] In June 1871, Bartholdi crossed the Atlantic, with letters of introduction signed by Laboulaye.[16]
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Arriving at New York Harbor, Bartholdi focused on Bedloe's Island (now named Liberty Island) as a site for the statue, struck by the fact that vessels arriving in New York had to sail past it. He was delighted to learn that the island was owned by the United States government—it had been ceded by the New York State Legislature in 1800 for harbor defense. It was thus, as he put it in a letter to Laboulaye: "land common to all the states."[17] As well as meeting many influential New Yorkers, Bartholdi visited President Ulysses S. Grant, who assured him that it would not be difficult to obtain the site for the statue.[18] Bartholdi crossed the United States twice by rail, and met many Americans who he thought would be sympathetic to the project.[16] But he remained concerned that popular opinion on both sides of the Atlantic was insufficiently supportive of the proposal, and he and Laboulaye decided to wait before mounting a public campaign.[19]
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Bartholdi had made a first model of his concept in 1870.[20] The son of a friend of Bartholdi's, U.S. artist John LaFarge, later maintained that Bartholdi made the first sketches for the statue during his U.S. visit at La Farge's Rhode Island studio. Bartholdi continued to develop the concept following his return to France.[20] He also worked on a number of sculptures designed to bolster French patriotism after the defeat by the Prussians. One of these was the Lion of Belfort, a monumental sculpture carved in sandstone below the fortress of Belfort, which during the war had resisted a Prussian siege for over three months. The defiant lion, 73 feet (22 m) long and half that in height, displays an emotional quality characteristic of Romanticism, which Bartholdi would later bring to the Statue of Liberty.[21]
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Bartholdi and Laboulaye considered how best to express the idea of American liberty.[22] In early American history, two female figures were frequently used as cultural symbols of the nation.[23] One of these symbols, the personified Columbia, was seen as an embodiment of the United States in the manner that Britannia was identified with the United Kingdom, and Marianne came to represent France. Columbia had supplanted the traditional European personification of the Americas as an "Indian princess", which had come to be regarded as uncivilized and derogatory toward Americans.[23] The other significant female icon in American culture was a representation of Liberty, derived from Libertas, the goddess of freedom widely worshipped in ancient Rome, especially among emancipated slaves. A Liberty figure adorned most American coins of the time,[22] and representations of Liberty appeared in popular and civic art, including Thomas Crawford's Statue of Freedom (1863) atop the dome of the United States Capitol Building.[22]
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The statue's design envokes iconography evident in ancient history including the Egyptian goddess Isis, the ancient Greek deity of the same name, the Roman Columbia and the Christian iconography of the Virgin Mary.[24][25]
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Artists of the 18th and 19th centuries striving to evoke republican ideals commonly used representations of Libertas as an allegorical symbol.[22] A figure of Liberty was also depicted on the Great Seal of France.[22] However, Bartholdi and Laboulaye avoided an image of revolutionary liberty such as that depicted in Eugène Delacroix's famed Liberty Leading the People (1830). In this painting, which commemorates France's July Revolution, a half-clothed Liberty leads an armed mob over the bodies of the fallen.[23] Laboulaye had no sympathy for revolution, and so Bartholdi's figure would be fully dressed in flowing robes.[23] Instead of the impression of violence in the Delacroix work, Bartholdi wished to give the statue a peaceful appearance and chose a torch, representing progress, for the figure to hold.[26]
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Crawford's statue was designed in the early 1850s. It was originally to be crowned with a pileus, the cap given to emancipated slaves in ancient Rome. Secretary of War Jefferson Davis, a Southerner who would later serve as President of the Confederate States of America, was concerned that the pileus would be taken as an abolitionist symbol. He ordered that it be changed to a helmet.[27] Delacroix's figure wears a pileus,[23] and Bartholdi at first considered placing one on his figure as well. Instead, he used a diadem, or crown, to top its head.[28] In so doing, he avoided a reference to Marianne, who invariably wears a pileus.[29] The seven rays form a halo or aureole.[30] They evoke the sun, the seven seas, and the seven continents,[31] and represent another means, besides the torch, whereby Liberty enlightens the world.[26]
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Bartholdi's early models were all similar in concept: a female figure in neoclassical style representing liberty, wearing a stola and pella (gown and cloak, common in depictions of Roman goddesses) and holding a torch aloft. According to popular accounts, the face was modeled after that of Charlotte Beysser Bartholdi, the sculptor's mother,[32] but Regis Huber, the curator of the Bartholdi Museum is on record as saying that this, as well as other similar speculations, have no basis in fact.[33] He designed the figure with a strong, uncomplicated silhouette, which would be set off well by its dramatic harbor placement and allow passengers on vessels entering New York Bay to experience a changing perspective on the statue as they proceeded toward Manhattan. He gave it bold classical contours and applied simplified modeling, reflecting the huge scale of the project and its solemn purpose.[26] Bartholdi wrote of his technique:
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The surfaces should be broad and simple, defined by a bold and clear design, accentuated in the important places. The enlargement of the details or their multiplicity is to be feared. By exaggerating the forms, in order to render them more clearly visible, or by enriching them with details, we would destroy the proportion of the work. Finally, the model, like the design, should have a summarized character, such as one would give to a rapid sketch. Only it is necessary that this character should be the product of volition and study, and that the artist, concentrating his knowledge, should find the form and the line in its greatest simplicity.[34]
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Bartholdi made alterations in the design as the project evolved. Bartholdi considered having Liberty hold a broken chain, but decided this would be too divisive in the days after the Civil War. The erected statue does stride over a broken chain, half-hidden by her robes and difficult to see from the ground.[28] Bartholdi was initially uncertain of what to place in Liberty's left hand; he settled on a tabula ansata,[35] used to evoke the concept of law.[36] Though Bartholdi greatly admired the United States Constitution, he chose to inscribe JULY IV MDCCLXXVI on the tablet, thus associating the date of the country's Declaration of Independence with the concept of liberty.[35]
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Bartholdi interested his friend and mentor, architect Eugène Viollet-le-Duc, in the project.[33] As chief engineer,[33] Viollet-le-Duc designed a brick pier within the statue, to which the skin would be anchored.[37]
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After consultations with the metalwork foundry Gaget, Gauthier & Co., Viollet-le-Duc chose the metal which would be used for the skin, copper sheets, and the method used to shape it, repoussé, in which the sheets were heated and then struck with wooden hammers.[33][38] An advantage of this choice was that the entire statue would be light for its volume, as the copper need be only 0.094 inches (2.4 mm) thick. Bartholdi had decided on a height of just over 151 feet (46 m) for the statue, double that of Italy's Sancarlone and the German statue of Arminius, both made with the same method.[39]
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By 1875, France was enjoying improved political stability and a recovering postwar economy. Growing interest in the upcoming Centennial Exposition in Philadelphia led Laboulaye to decide it was time to seek public support.[40] In September 1875, he announced the project and the formation of the Franco-American Union as its fundraising arm. With the announcement, the statue was given a name, Liberty Enlightening the World.[41] The French would finance the statue; Americans would be expected to pay for the pedestal.[42] The announcement provoked a generally favorable reaction in France, though many Frenchmen resented the United States for not coming to their aid during the war with Prussia.[41] French monarchists opposed the statue, if for no other reason than it was proposed by the liberal Laboulaye, who had recently been elected a senator for life.[42] Laboulaye arranged events designed to appeal to the rich and powerful, including a special performance at the Paris Opera on April 25, 1876, that featured a new cantata by composer Charles Gounod. The piece was titled La Liberté éclairant le monde, the French version of the statue's announced name.[41]
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Initially focused on the elites, the Union was successful in raising funds from across French society. Schoolchildren and ordinary citizens gave, as did 181 French municipalities. Laboulaye's political allies supported the call, as did descendants of the French contingent in the American Revolutionary War. Less idealistically, contributions came from those who hoped for American support in the French attempt to build the Panama Canal. The copper may have come from multiple sources and some of it is said to have come from a mine in Visnes, Norway,[43] though this has not been conclusively determined after testing samples.[44] According to Cara Sutherland in her book on the statue for the Museum of the City of New York, 200,000 pounds (91,000 kg) was needed to build the statue, and the French copper industrialist Eugène Secrétan donated 128,000 pounds (58,000 kg) of copper.[45]
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Although plans for the statue had not been finalized, Bartholdi moved forward with fabrication of the right arm, bearing the torch, and the head. Work began at the Gaget, Gauthier & Co. workshop.[46] In May 1876, Bartholdi traveled to the United States as a member of a French delegation to the Centennial Exhibition,[47] and arranged for a huge painting of the statue to be shown in New York as part of the Centennial festivities.[48] The arm did not arrive in Philadelphia until August; because of its late arrival, it was not listed in the exhibition catalogue, and while some reports correctly identified the work, others called it the "Colossal Arm" or "Bartholdi Electric Light". The exhibition grounds contained a number of monumental artworks to compete for fairgoers' interest, including an outsized fountain designed by Bartholdi.[49] Nevertheless, the arm proved popular in the exhibition's waning days, and visitors would climb up to the balcony of the torch to view the fairgrounds.[50] After the exhibition closed, the arm was transported to New York, where it remained on display in Madison Square Park for several years before it was returned to France to join the rest of the statue.[50]
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During his second trip to the United States, Bartholdi addressed a number of groups about the project, and urged the formation of American committees of the Franco-American Union.[51] Committees to raise money to pay for the foundation and pedestal were formed in New York, Boston, and Philadelphia.[52] The New York group eventually took on most of the responsibility for American fundraising and is often referred to as the "American Committee".[53] One of its members was 19-year-old Theodore Roosevelt, the future governor of New York and president of the United States.[51] On March 3, 1877, on his final full day in office, President Grant signed a joint resolution that authorized the President to accept the statue when it was presented by France and to select a site for it. President Rutherford B. Hayes, who took office the following day, selected the Bedloe's Island site that Bartholdi had proposed.[54]
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On his return to Paris in 1877, Bartholdi concentrated on completing the head, which was exhibited at the 1878 Paris World's Fair. Fundraising continued, with models of the statue put on sale. Tickets to view the construction activity at the Gaget, Gauthier & Co. workshop were also offered.[55] The French government authorized a lottery; among the prizes were valuable silver plate and a terracotta model of the statue. By the end of 1879, about 250,000 francs had been raised.[56]
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The head and arm had been built with assistance from Viollet-le-Duc, who fell ill in 1879. He soon died, leaving no indication of how he intended to transition from the copper skin to his proposed masonry pier.[57] The following year, Bartholdi was able to obtain the services of the innovative designer and builder Gustave Eiffel.[55] Eiffel and his structural engineer, Maurice Koechlin, decided to abandon the pier and instead build an iron truss tower. Eiffel opted not to use a completely rigid structure, which would force stresses to accumulate in the skin and lead eventually to cracking. A secondary skeleton was attached to the center pylon, then, to enable the statue to move slightly in the winds of New York Harbor and as the metal expanded on hot summer days, he loosely connected the support structure to the skin using flat iron bars[33] which culminated in a mesh of metal straps, known as "saddles", that were riveted to the skin, providing firm support. In a labor-intensive process, each saddle had to be crafted individually.[58][59] To prevent galvanic corrosion between the copper skin and the iron support structure, Eiffel insulated the skin with asbestos impregnated with shellac.[60]
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Eiffel's design made the statue one of the earliest examples of curtain wall construction, in which the exterior of the structure is not load bearing, but is instead supported by an interior framework. He included two interior spiral staircases, to make it easier for visitors to reach the observation point in the crown.[61] Access to an observation platform surrounding the torch was also provided, but the narrowness of the arm allowed for only a single ladder, 40 feet (12 m) long.[62] As the pylon tower arose, Eiffel and Bartholdi coordinated their work carefully so that completed segments of skin would fit exactly on the support structure.[63] The components of the pylon tower were built in the Eiffel factory in the nearby Parisian suburb of Levallois-Perret.[64]
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The change in structural material from masonry to iron allowed Bartholdi to change his plans for the statue's assembly. He had originally expected to assemble the skin on-site as the masonry pier was built; instead, he decided to build the statue in France and have it disassembled and transported to the United States for reassembly in place on Bedloe's Island.[65]
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In a symbolic act, the first rivet placed into the skin, fixing a copper plate onto the statue's big toe, was driven by United States Ambassador to France Levi P. Morton.[66] The skin was not, however, crafted in exact sequence from low to high; work proceeded on a number of segments simultaneously in a manner often confusing to visitors.[67] Some work was performed by contractors—one of the fingers was made to Bartholdi's exacting specifications by a coppersmith in the southern French town of Montauban.[68] By 1882, the statue was complete up to the waist, an event Barthodi celebrated by inviting reporters to lunch on a platform built within the statue.[69] Laboulaye died in 1883. He was succeeded as chairman of the French committee by Ferdinand de Lesseps, builder of the Suez Canal. The completed statue was formally presented to Ambassador Morton at a ceremony in Paris on July 4, 1884, and de Lesseps announced that the French government had agreed to pay for its transport to New York.[70] The statue remained intact in Paris pending sufficient progress on the pedestal; by January 1885, this had occurred and the statue was disassembled and crated for its ocean voyage.[71]
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The committees in the United States faced great difficulties in obtaining funds for the construction of the pedestal. The Panic of 1873 had led to an economic depression that persisted through much of the decade. The Liberty statue project was not the only such undertaking that had difficulty raising money: construction of the obelisk later known as the Washington Monument sometimes stalled for years; it would ultimately take over three-and-a-half decades to complete.[72] There was criticism both of Bartholdi's statue and of the fact that the gift required Americans to foot the bill for the pedestal. In the years following the Civil War, most Americans preferred realistic artworks depicting heroes and events from the nation's history, rather than allegorical works like the Liberty statue.[72] There was also a feeling that Americans should design American public works—the selection of Italian-born Constantino Brumidi to decorate the Capitol had provoked intense criticism, even though he was a naturalized U.S. citizen.[73] Harper's Weekly declared its wish that "M. Bartholdi and our French cousins had 'gone the whole figure' while they were about it, and given us statue and pedestal at once."[74] The New York Times stated that "no true patriot can countenance any such expenditures for bronze females in the present state of our finances."[75] Faced with these criticisms, the American committees took little action for several years.[75]
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The foundation of Bartholdi's statue was to be laid inside Fort Wood, a disused army base on Bedloe's Island constructed between 1807 and 1811. Since 1823, it had rarely been used, though during the Civil War, it had served as a recruiting station.[76] The fortifications of the structure were in the shape of an eleven-point star. The statue's foundation and pedestal were aligned so that it would face southeast, greeting ships entering the harbor from the Atlantic Ocean.[77]
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In 1881, the New York committee commissioned Richard Morris Hunt to design the pedestal. Within months, Hunt submitted a detailed plan, indicating that he expected construction to take about nine months.[78] He proposed a pedestal 114 feet (35 m) in height; faced with money problems, the committee reduced that to 89 feet (27 m).[79]
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Hunt's pedestal design contains elements of classical architecture, including Doric portals, as well as some elements influenced by Aztec architecture.[33] The large mass is fragmented with architectural detail, in order to focus attention on the statue.[79] In form, it is a truncated pyramid, 62 feet (19 m) square at the base and 39.4 feet (12.0 m) at the top. The four sides are identical in appearance. Above the door on each side, there are ten disks upon which Bartholdi proposed to place the coats of arms of the states (between 1876 and 1889, there were 38 U.S. states), although this was not done. Above that, a balcony was placed on each side, framed by pillars. Bartholdi placed an observation platform near the top of the pedestal, above which the statue itself rises.[80] According to author Louis Auchincloss, the pedestal "craggily evokes the power of an ancient Europe over which rises the dominating figure of the Statue of Liberty".[79] The committee hired former army General Charles Pomeroy Stone to oversee the construction work.[81] Construction on the 15-foot-deep (4.6 m) foundation began in 1883, and the pedestal's cornerstone was laid in 1884.[78] In Hunt's original conception, the pedestal was to have been made of solid granite. Financial concerns again forced him to revise his plans; the final design called for poured concrete walls, up to 20 feet (6.1 m) thick, faced with granite blocks.[82][83] This Stony Creek granite came from the Beattie Quarry in Branford, Connecticut.[84] The concrete mass was the largest poured to that time.[83]
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Norwegian immigrant civil engineer Joachim Goschen Giæver designed the structural framework for the Statue of Liberty. His work involved design computations, detailed fabrication and construction drawings, and oversight of construction. In completing his engineering for the statue's frame, Giæver worked from drawings and sketches produced by Gustave Eiffel.[85]
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Fundraising in the US for the pedestal had begun in 1882. The committee organized a large number of money-raising events.[86] As part of one such effort, an auction of art and manuscripts, poet Emma Lazarus was asked to donate an original work. She initially declined, stating she could not write a poem about a statue. At the time, she was also involved in aiding refugees to New York who had fled anti-Semitic pogroms in eastern Europe. These refugees were forced to live in conditions that the wealthy Lazarus had never experienced. She saw a way to express her empathy for these refugees in terms of the statue.[87] The resulting sonnet, "The New Colossus", including the iconic lines: "Give me your tired, your poor/Your huddled masses yearning to breathe free", is uniquely identified with the Statue of Liberty and is inscribed on a plaque in its museum.[88]
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Even with these efforts, fundraising lagged. Grover Cleveland, the governor of New York, vetoed a bill to provide $50,000 for the statue project in 1884. An attempt the next year to have Congress provide $100,000, sufficient to complete the project, also failed. The New York committee, with only $3,000 in the bank, suspended work on the pedestal. With the project in jeopardy, groups from other American cities, including Boston and Philadelphia, offered to pay the full cost of erecting the statue in return for relocating it.[89]
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Joseph Pulitzer, publisher of the New York World, a New York newspaper, announced a drive to raise $100,000—the equivalent of $2.3 million today.[90] Pulitzer pledged to print the name of every contributor, no matter how small the amount given.[91] The drive captured the imagination of New Yorkers, especially when Pulitzer began publishing the notes he received from contributors. "A young girl alone in the world" donated "60 cents, the result of self denial."[92] One donor gave "five cents as a poor office boy's mite toward the Pedestal Fund." A group of children sent a dollar as "the money we saved to go to the circus with."[93] Another dollar was given by a "lonely and very aged woman."[92] Residents of a home for alcoholics in New York's rival city of Brooklyn—the cities would not merge until 1898—donated $15; other drinkers helped out through donation boxes in bars and saloons.[94] A kindergarten class in Davenport, Iowa, mailed the World a gift of $1.35.[92] As the donations flooded in, the committee resumed work on the pedestal.[95]
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On June 17, 1885, the French steamer Isère [fr] arrived in New York with the crates holding the disassembled statue on board. New Yorkers displayed their new-found enthusiasm for the statue. Two hundred thousand people lined the docks and hundreds of boats put to sea to welcome the ship.[96][97] After five months of daily calls to donate to the statue fund, on August 11, 1885, the World announced that $102,000 had been raised from 120,000 donors, and that 80 percent of the total had been received in sums of less than one dollar.[98]
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Even with the success of the fund drive, the pedestal was not completed until April 1886. Immediately thereafter, reassembly of the statue began. Eiffel's iron framework was anchored to steel I-beams within the concrete pedestal and assembled.[99] Once this was done, the sections of skin were carefully attached.[100] Due to the width of the pedestal, it was not possible to erect scaffolding, and workers dangled from ropes while installing the skin sections.[101] Bartholdi had planned to put floodlights on the torch's balcony to illuminate it; a week before the dedication, the Army Corps of Engineers vetoed the proposal, fearing that ships' pilots passing the statue would be blinded. Instead, Bartholdi cut portholes in the torch—which was covered with gold leaf—and placed the lights inside them.[102] A power plant was installed on the island to light the torch and for other electrical needs.[103] After the skin was completed, landscape architect Frederick Law Olmsted, co-designer of Manhattan's Central Park and Brooklyn's Prospect Park, supervised a cleanup of Bedloe's Island in anticipation of the dedication.[104] General Charles Stone claimed on the day of dedication that no man had died during the construction of the statue. This was not true however, as Francis Longo, a thirty-nine year old Italian laborer had been killed when an old wall fell on him.[105]
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A ceremony of dedication was held on the afternoon of October 28, 1886. President Grover Cleveland, the former New York governor, presided over the event.[106] On the morning of the dedication, a parade was held in New York City; estimates of the number of people who watched it ranged from several hundred thousand to a million. President Cleveland headed the procession, then stood in the reviewing stand to see bands and marchers from across America. General Stone was the grand marshal of the parade. The route began at Madison Square, once the venue for the arm, and proceeded to the Battery at the southern tip of Manhattan by way of Fifth Avenue and Broadway, with a slight detour so the parade could pass in front of the World building on Park Row. As the parade passed the New York Stock Exchange, traders threw ticker tape from the windows, beginning the New York tradition of the ticker-tape parade.[107]
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A nautical parade began at 12:45 p.m., and President Cleveland embarked on a yacht that took him across the harbor to Bedloe's Island for the dedication.[108] De Lesseps made the first speech, on behalf of the French committee, followed by the chairman of the New York committee, Senator William M. Evarts. A French flag draped across the statue's face was to be lowered to unveil the statue at the close of Evarts's speech, but Bartholdi mistook a pause as the conclusion and let the flag fall prematurely. The ensuing cheers put an end to Evarts's address.[107] President Cleveland spoke next, stating that the statue's "stream of light shall pierce the darkness of ignorance and man's oppression until Liberty enlightens the world".[109] Bartholdi, observed near the dais, was called upon to speak, but he declined. Orator Chauncey M. Depew concluded the speechmaking with a lengthy address.[110]
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No members of the general public were permitted on the island during the ceremonies, which were reserved entirely for dignitaries. The only females granted access were Bartholdi's wife and de Lesseps's granddaughter; officials stated that they feared women might be injured in the crush of people. The restriction offended area suffragists, who chartered a boat and got as close as they could to the island. The group's leaders made speeches applauding the embodiment of Liberty as a woman and advocating women's right to vote.[109] A scheduled fireworks display was postponed until November 1 because of poor weather.[111]
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Shortly after the dedication, The Cleveland Gazette, an African American newspaper, suggested that the statue's torch not be lit until the United States became a free nation "in reality":
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"Liberty enlightening the world," indeed! The expression makes us sick. This government is a howling farce. It can not or rather does not protect its citizens within its own borders. Shove the Bartholdi statue, torch and all, into the ocean until the "liberty" of this country is such as to make it possible for an inoffensive and industrious colored man to earn a respectable living for himself and family, without being ku-kluxed, perhaps murdered, his daughter and wife outraged, and his property destroyed. The idea of the "liberty" of this country "enlightening the world," or even Patagonia, is ridiculous in the extreme.[112]
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When the torch was illuminated on the evening of the statue's dedication, it produced only a faint gleam, barely visible from Manhattan. The World characterized it as "more like a glowworm than a beacon."[103] Bartholdi suggested gilding the statue to increase its ability to reflect light, but this proved too expensive. The United States Lighthouse Board took over the Statue of Liberty in 1887 and pledged to install equipment to enhance the torch's effect; in spite of its efforts, the statue remained virtually invisible at night. When Bartholdi returned to the United States in 1893, he made additional suggestions, all of which proved ineffective. He did successfully lobby for improved lighting within the statue, allowing visitors to better appreciate Eiffel's design.[103] In 1901, President Theodore Roosevelt, once a member of the New York committee, ordered the statue's transfer to the War Department, as it had proved useless as a lighthouse.[113] A unit of the Army Signal Corps was stationed on Bedloe's Island until 1923, after which military police remained there while the island was under military jurisdiction.[114]
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Wars and other upheavals in Europe prompted large-scale emigration to the United States in the late 19th and early 20th century; many entered through New York and saw the statue not as a symbol of enlightenment, as Bartholdi had intended, but as a sign of welcome to their new home. The association with immigration only became stronger when an immigrant processing station was opened on nearby Ellis Island. This view was consistent with Lazarus's vision in her sonnet—she described the statue as "Mother of Exiles"—but her work had become obscure. In 1903, the sonnet was engraved on a plaque that was affixed to the base of the statue.[115]
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Oral histories of immigrants record their feelings of exhilaration on first viewing the Statue of Liberty. One immigrant who arrived from Greece recalled:
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I saw the Statue of Liberty. And I said to myself, "Lady, you're such a beautiful! [sic] You opened your arms and you get all the foreigners here. Give me a chance to prove that I am worth it, to do something, to be someone in America." And always that statue was on my mind.[116]
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The statue rapidly became a landmark.[116] Originally, it was a dull copper color, but shortly after 1900 a green patina, also called verdigris, caused by the oxidation of the copper skin, began to spread. As early as 1902 it was mentioned in the press; by 1906 it had entirely covered the statue.[117] Believing that the patina was evidence of corrosion, Congress authorized US$62,800 (equivalent to $1,787,000 in 2019) for various repairs, and to paint the statue both inside and out.[118] There was considerable public protest against the proposed exterior painting.[119] The Army Corps of Engineers studied the patina for any ill effects to the statue and concluded that it protected the skin, "softened the outlines of the Statue and made it beautiful."[120] The statue was painted only on the inside. The Corps of Engineers also installed an elevator to take visitors from the base to the top of the pedestal.[120]
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On July 30, 1916, during World War I, German saboteurs set off a disastrous explosion on the Black Tom peninsula in Jersey City, New Jersey, in what is now part of Liberty State Park, close to Bedloe's Island. Carloads of dynamite and other explosives that were being sent to Britain and France for their war efforts were detonated, and five people were killed. The statue sustained minor damage, mostly to the torch-bearing right arm, and was closed for ten days. The cost to repair the statue and buildings on the island was about $100,000 (equivalent to about $2,350,000 in 2019). The narrow ascent to the torch was closed for public-safety reasons, and it has remained closed ever since.[110]
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That same year, Ralph Pulitzer, who had succeeded his father Joseph as publisher of the World, began a drive to raise $30,000 (equivalent to $705,000 in 2019) for an exterior lighting system to illuminate the statue at night. He claimed over 80,000 contributors, but failed to reach the goal. The difference was quietly made up by a gift from a wealthy donor—a fact that was not revealed until 1936. An underwater power cable brought electricity from the mainland and floodlights were placed along the walls of Fort Wood. Gutzon Borglum, who later sculpted Mount Rushmore, redesigned the torch, replacing much of the original copper with stained glass. On December 2, 1916, President Woodrow Wilson pressed the telegraph key that turned on the lights, successfully illuminating the statue.[121]
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After the United States entered World War I in 1917, images of the statue were heavily used in both recruitment posters and the Liberty bond drives that urged American citizens to support the war financially. This impressed upon the public the war's stated purpose—to secure liberty—and served as a reminder that embattled France had given the United States the statue.[122]
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In 1924, President Calvin Coolidge used his authority under the Antiquities Act to declare the statue a national monument.[113] The only successful suicide in the statue's history occurred five years later, when a man climbed out of one of the windows in the crown and jumped to his death, glancing off the statue's breast and landing on the base.[123]
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In 1933, President Franklin Roosevelt ordered the statue to be transferred to the National Park Service (NPS). In 1937, the NPS gained jurisdiction over the rest of Bedloe's Island.[113] With the Army's departure, the NPS began to transform the island into a park.[124] The Works Progress Administration (WPA) demolished most of the old buildings, regraded and reseeded the eastern end of the island, and built granite steps for a new public entrance to the statue from its rear. The WPA also carried out restoration work within the statue, temporarily removing the rays from the statue's halo so their rusted supports could be replaced. Rusted cast-iron steps in the pedestal were replaced with new ones made of reinforced concrete;[125] the upper parts of the stairways within the statue were replaced, as well. Copper sheathing was installed to prevent further damage from rainwater that had been seeping into the pedestal.[126] The statue was closed to the public from May until December 1938.[125]
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During World War II, the statue remained open to visitors, although it was not illuminated at night due to wartime blackouts. It was lit briefly on December 31, 1943, and on D-Day, June 6, 1944, when its lights flashed "dot-dot-dot-dash", the Morse code for V, for victory. New, powerful lighting was installed in 1944–1945, and beginning on V-E Day, the statue was once again illuminated after sunset. The lighting was for only a few hours each evening, and it was not until 1957 that the statue was illuminated every night, all night.[127] In 1946, the interior of the statue within reach of visitors was coated with a special plastic so that graffiti could be washed away.[126]
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In 1956, an Act of Congress officially renamed Bedloe's Island as Liberty Island, a change advocated by Bartholdi generations earlier. The act also mentioned the efforts to found an American Museum of Immigration on the island, which backers took as federal approval of the project, though the government was slow to grant funds for it.[128] Nearby Ellis Island was made part of the Statue of Liberty National Monument by proclamation of President Lyndon Johnson in 1965.[113] In 1972, the immigration museum, in the statue's base, was finally opened in a ceremony led by President Richard Nixon. The museum's backers never provided it with an endowment to secure its future and it closed in 1991 after the opening of an immigration museum on Ellis Island.[99]
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In 1970, Ivy Bottini led a demonstration at the statue where she and others from the National Organization for Women's New York chapter draped an enormous banner over a railing which read "WOMEN OF THE WORLD UNITE!"[129][130]
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Beginning December 26, 1971, 15 anti-Vietnam War veterans occupied the statue, flying a US flag upside down from her crown. They left December 28 following a Federal Court order.[131] The statue was also several times taken over briefly by demonstrators publicizing causes such as Puerto Rican independence, opposition to abortion, and opposition to US intervention in Grenada. Demonstrations with the permission of the Park Service included a Gay Pride Parade rally and the annual Captive Baltic Nations rally.[132]
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A powerful new lighting system was installed in advance of the American Bicentennial in 1976. The statue was the focal point for Operation Sail, a regatta of tall ships from all over the world that entered New York Harbor on July 4, 1976, and sailed around Liberty Island.[133] The day concluded with a spectacular display of fireworks near the statue.[134]
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The statue was examined in great detail by French and American engineers as part of the planning for its centennial in 1986.[135] In 1982, it was announced that the statue was in need of considerable restoration. Careful study had revealed that the right arm had been improperly attached to the main structure. It was swaying more and more when strong winds blew and there was a significant risk of structural failure. In addition, the head had been installed 2 feet (0.61 m) off center, and one of the rays was wearing a hole in the right arm when the statue moved in the wind. The armature structure was badly corroded, and about two percent of the exterior plates needed to be replaced.[136] Although problems with the armature had been recognized as early as 1936, when cast iron replacements for some of the bars had been installed, much of the corrosion had been hidden by layers of paint applied over the years.[137]
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In May 1982, President Ronald Reagan announced the formation of the Statue of Liberty–Ellis Island Centennial Commission, led by Chrysler Corporation chair Lee Iacocca, to raise the funds needed to complete the work.[138][139][140] Through its fundraising arm, the Statue of Liberty–Ellis Island Foundation, Inc., the group raised more than $350 million in donations for the renovations of both the Statue of Liberty and Ellis Island.[141] The Statue of Liberty was one of the earliest beneficiaries of a cause marketing campaign. A 1983 promotion advertised that for each purchase made with an American Express card, the company would contribute one cent to the renovation of the statue. The campaign generated contributions of $1.7 million to the restoration project.[142]
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In 1984, the statue was closed to the public for the duration of the renovation. Workers erected the world's largest free-standing scaffold,[33] which obscured the statue from view. Liquid nitrogen was used to remove layers of paint that had been applied to the interior of the copper skin over decades, leaving two layers of coal tar, originally applied to plug leaks and prevent corrosion. Blasting with baking soda powder removed the tar without further damaging the copper.[143] The restorers' work was hampered by the asbestos-based substance that Bartholdi had used—ineffectively, as inspections showed—to prevent galvanic corrosion. Workers within the statue had to wear protective gear, dubbed "moon suits", with self-contained breathing circuits.[144] Larger holes in the copper skin were repaired, and new copper was added where necessary.[145] The replacement skin was taken from a copper rooftop at Bell Labs, which had a patina that closely resembled the statue's; in exchange, the laboratory was provided some of the old copper skin for testing.[146] The torch, found to have been leaking water since the 1916 alterations, was replaced with an exact replica of Bartholdi's unaltered torch.[147] Consideration was given to replacing the arm and shoulder; the National Park Service insisted that they be repaired instead.[148] The original torch was removed and replaced in 1986 with the current one, whose flame is covered in 24-karat gold.[36] The torch reflects the Sun's rays in daytime and is lighted by floodlights at night.[36]
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The entire puddled iron armature designed by Gustave Eiffel was replaced. Low-carbon corrosion-resistant stainless steel bars that now hold the staples next to the skin are made of Ferralium, an alloy that bends slightly and returns to its original shape as the statue moves.[149] To prevent the ray and arm making contact, the ray was realigned by several degrees.[150] The lighting was again replaced—night-time illumination subsequently came from metal-halide lamps that send beams of light to particular parts of the pedestal or statue, showing off various details.[151] Access to the pedestal, which had been through a nondescript entrance built in the 1960s, was renovated to create a wide opening framed by a set of monumental bronze doors with designs symbolic of the renovation.[152] A modern elevator was installed, allowing handicapped access to the observation area of the pedestal.[153] An emergency elevator was installed within the statue, reaching up to the level of the shoulder.[154]
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July 3–6, 1986, was designated "Liberty Weekend", marking the centennial of the statue and its reopening. President Reagan presided over the rededication, with French President François Mitterrand in attendance. July 4 saw a reprise of Operation Sail,[155] and the statue was reopened to the public on July 5.[156] In Reagan's dedication speech, he stated, "We are the keepers of the flame of liberty; we hold it high for the world to see."[155]
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Immediately following the September 11 attacks, the statue and Liberty Island were closed to the public. The island reopened at the end of 2001, while the pedestal and statue remained off-limits. The pedestal reopened in August 2004,[156] but the National Park Service announced that visitors could not safely be given access to the statue due to the difficulty of evacuation in an emergency. The Park Service adhered to that position through the remainder of the Bush administration.[157] New York Congressman Anthony Weiner made the statue's reopening a personal crusade.[158] On May 17, 2009, President Barack Obama's Secretary of the Interior, Ken Salazar, announced that as a "special gift" to America, the statue would be reopened to the public as of July 4, but that only a limited number of people would be permitted to ascend to the crown each day.[157]
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The statue, including the pedestal and base, closed on October 29, 2011, for installation of new elevators and staircases and to bring other facilities, such as restrooms, up to code. The statue was reopened on October 28, 2012,[1][159][160] but then closed again a day later in advance of Hurricane Sandy.[161] Although the storm did not harm the statue, it destroyed some of the infrastructure on both Liberty and Ellis Islands, including the dock used by the ferries that ran to Liberty and Ellis Islands. On November 8, 2012, a Park Service spokesperson announced that both islands would remain closed for an indefinite period for repairs to be done.[162] Since Liberty Island had no electricity, a generator was installed to power temporary floodlights to illuminate the statue at night. The superintendent of Statue of Liberty National Monument, David Luchsinger—whose home on the island was severely damaged—stated that it would be "optimistically ... months" before the island was reopened to the public.[163] The statue and Liberty Island reopened to the public on July 4, 2013.[164] Ellis Island remained closed for repairs for several more months but reopened in late October 2013.[165]
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The Statue of Liberty has also been closed due to government shutdowns and protests, as well as for disease pandemics. During the October 2013 United States federal government shutdown, Liberty Island and other federally funded sites were closed.[166] In addition, Liberty Island was briefly closed on July 4, 2018, after a woman protesting against American immigration policy climbed onto the statue.[167] However, the island remained open during the 2018–19 United States federal government shutdown because the Statue of Liberty-Ellis Island Foundation had donated funds.[168] It closed beginning on March 16, 2020 due to the COVID-19 pandemic.[169]
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On October 7, 2016, construction started on the new Statue of Liberty Museum on Liberty Island.[170] The new $70 million, 26,000-square-foot (2,400 m2) museum may be visited by all who come to the island,[171] as opposed to the museum in the pedestal, which only 20% of the island's visitors had access to.[170] The new museum, designed by FXFOWLE Architects, is integrated with the surrounding parkland.[172][173] Diane von Fürstenberg headed the fundraising for the museum, and the project received over $40 million in fundraising by groundbreaking.[172] The museum opened on May 16, 2019.[174][175]
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The statue is situated in Upper New York Bay on Liberty Island south of Ellis Island, which together comprise the Statue of Liberty National Monument. Both islands were ceded by New York to the federal government in 1800.[176] As agreed in an 1834 compact between New York and New Jersey that set the state border at the bay's midpoint, the original islands remain New York territory though located on the New Jersey side of the state line. Liberty Island is one of the islands that are part of the borough of Manhattan in New York. Land created by reclamation added to the 2.3-acre (0.93 ha) original island at Ellis Island is New Jersey territory.[177]
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No charge is made for entrance to the national monument, but there is a cost for the ferry service that all visitors must use,[178] as private boats may not dock at the island. A concession was granted in 2007 to Statue Cruises to operate the transportation and ticketing facilities, replacing Circle Line, which had operated the service since 1953.[179] The ferries, which depart from Liberty State Park in Jersey City and the Battery in Lower Manhattan, also stop at Ellis Island when it is open to the public, making a combined trip possible.[180] All ferry riders are subject to security screening, similar to airport procedures, prior to boarding.[181]
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Visitors intending to enter the statue's base and pedestal must obtain a complimentary museum/pedestal ticket along with their ferry ticket.[178][182] Those wishing to climb the staircase within the statue to the crown purchase a special ticket, which may be reserved up to a year in advance. A total of 240 people per day are permitted to ascend: ten per group, three groups per hour. Climbers may bring only medication and cameras—lockers are provided for other items—and must undergo a second security screening.[183]
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There are several plaques and dedicatory tablets on or near the Statue of Liberty.
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A group of statues stands at the western end of the island, honoring those closely associated with the Statue of Liberty. Two Americans—Pulitzer and Lazarus—and three Frenchmen—Bartholdi, Eiffel, and Laboulaye—are depicted. They are the work of Maryland sculptor Phillip Ratner.[185]
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President Calvin Coolidge officially designated the Statue of Liberty as part of the Statue of Liberty National Monument in 1924.[3][186] The monument was expanded to also include Ellis Island in 1965.[187][188] The following year, the Statue of Liberty and Ellis Island were jointly added to the National Register of Historic Places,[189] and the statue individually in 2017.[5] On the sub-national level, the Statue of Liberty National Monument was added to the New Jersey Register of Historic Places in 1971,[6] and was made a New York City designated landmark in 1976.[7]
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In 1984, the Statue of Liberty was designated a UNESCO World Heritage Site. The UNESCO "Statement of Significance" describes the statue as a "masterpiece of the human spirit" that "endures as a highly potent symbol—inspiring contemplation, debate and protest—of ideals such as liberty, peace, human rights, abolition of slavery, democracy and opportunity."[190]
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Hundreds of replicas of the Statue of Liberty are displayed worldwide.[191] A smaller version of the statue, one-fourth the height of the original, was given by the American community in Paris to that city. It now stands on the Île aux Cygnes, facing west toward her larger sister.[191] A replica 30 feet (9.1 m) tall stood atop the Liberty Warehouse on West 64th Street in Manhattan for many years;[191] it now resides at the Brooklyn Museum.[192] In a patriotic tribute, the Boy Scouts of America, as part of their Strengthen the Arm of Liberty campaign in 1949–1952, donated about two hundred replicas of the statue, made of stamped copper and 100 inches (2.5 m) in height, to states and municipalities across the United States.[193] Though not a true replica, the statue known as the Goddess of Democracy temporarily erected during the Tiananmen Square protests of 1989 was similarly inspired by French democratic traditions—the sculptors took care to avoid a direct imitation of the Statue of Liberty.[194] Among other recreations of New York City structures, a replica of the statue is part of the exterior of the New York-New York Hotel and Casino in Las Vegas.[195]
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As an American icon, the Statue of Liberty has been depicted on the country's coinage and stamps. It appeared on commemorative coins issued to mark its 1986 centennial, and on New York's 2001 entry in the state quarters series.[196] An image of the statue was chosen for the American Eagle platinum bullion coins in 1997, and it was placed on the reverse, or tails, side of the Presidential Dollar series of circulating coins.[31] Two images of the statue's torch appear on the current ten-dollar bill.[197] The statue's intended photographic depiction on a 2010 forever stamp proved instead to be of the replica at the Las Vegas casino.[198]
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Depictions of the statue have been used by many regional institutions. Between 1986[199] and 2000,[200] New York State issued license plates with an outline of the statue.[199][200] The Women's National Basketball Association's New York Liberty use both the statue's name and its image in their logo, in which the torch's flame doubles as a basketball.[201] The New York Rangers of the National Hockey League depicted the statue's head on their third jersey, beginning in 1997.[202] The National Collegiate Athletic Association's 1996 Men's Basketball Final Four, played at New Jersey's Meadowlands Sports Complex, featured the statue in its logo.[203] The Libertarian Party of the United States uses the statue in its emblem.[204]
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The statue is a frequent subject in popular culture. In music, it has been evoked to indicate support for American policies, as in Toby Keith's song "Courtesy of the Red, White and Blue (The Angry American)", and in opposition, appearing on the cover of the Dead Kennedys' album Bedtime for Democracy, which protested the Reagan administration.[205] In film, the torch is the setting for the climax of director Alfred Hitchcock's 1942 movie Saboteur.[206] The statue makes one of its most famous cinematic appearances in the 1968 picture Planet of the Apes, in which it is seen half-buried in sand.[205][207] It is knocked over in the science-fiction film Independence Day [208] and in Cloverfield the head is ripped off.[209] In Jack Finney's time-travel novel Time and Again, the right arm of the statue, on display in the early 1880s in Madison Square Park, plays a crucial role.[210] Robert Holdstock, consulting editor of The Encyclopedia of Science Fiction, wondered in 1979:
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Where would science fiction be without the Statue of Liberty? For decades it has towered or crumbled above the wastelands of deserted [E]arth—giants have uprooted it, aliens have found it curious ... the symbol of Liberty, of optimism, has become a symbol of science fiction's pessimistic view of the future.[211]
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The Statue of Liberty (Liberty Enlightening the World; French: La Liberté éclairant le monde) is a colossal neoclassical sculpture on Liberty Island in New York Harbor within New York City, in the United States. The copper statue, a gift from the people of France to the people of the United States, was designed by French sculptor Frédéric Auguste Bartholdi and its metal framework was built by Gustave Eiffel. The statue was dedicated on October 28, 1886.
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The statue is a figure of Libertas, a robed Roman liberty goddess. She holds a torch above her head with her right hand, and in her left hand carries a tabula ansata inscribed JULY IV MDCCLXXVI (July 4, 1776 in Roman numerals), the date of the U.S. Declaration of Independence. A broken shackle and chain lie at her feet as she walks forward, commemorating the recent national abolition of slavery.[8] After its dedication, the statue became an icon of freedom and of the United States, seen as a symbol of welcome to immigrants arriving by sea.
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Bartholdi was inspired by a French law professor and politician, Édouard René de Laboulaye, who is said to have commented in 1865 that any monument raised to U.S. independence would properly be a joint project of the French and U.S. peoples. The Franco-Prussian War delayed progress until 1875, when Laboulaye proposed that the French finance the statue and the U.S. provide the site and build the pedestal. Bartholdi completed the head and the torch-bearing arm before the statue was fully designed, and these pieces were exhibited for publicity at international expositions.
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The torch-bearing arm was displayed at the Centennial Exposition in Philadelphia in 1876, and in Madison Square Park in Manhattan from 1876 to 1882. Fundraising proved difficult, especially for the Americans, and by 1885 work on the pedestal was threatened by lack of funds. Publisher Joseph Pulitzer, of the New York World, started a drive for donations to finish the project and attracted more than 120,000 contributors, most of whom gave less than a dollar. The statue was built in France, shipped overseas in crates, and assembled on the completed pedestal on what was then called Bedloe's Island. The statue's completion was marked by New York's first ticker-tape parade and a dedication ceremony presided over by President Grover Cleveland.
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The statue was administered by the United States Lighthouse Board until 1901 and then by the Department of War; since 1933 it has been maintained by the National Park Service as part of the Statue of Liberty National Monument, and is a major tourist attraction. The monument has been temporarily closed since March 16, 2020 due to the COVID-19 pandemic. Public access to the balcony around the torch has been barred since 1916.
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According to the National Park Service, the idea of a monument presented by the French people to the United States was first proposed by Édouard René de Laboulaye, president of the French Anti-Slavery Society and a prominent and important political thinker of his time. The project is traced to a mid-1865 conversation between Laboulaye, a staunch abolitionist, and Frédéric Bartholdi, a sculptor. In after-dinner conversation at his home near Versailles, Laboulaye, an ardent supporter of the Union in the American Civil War, is supposed to have said: "If a monument should rise in the United States, as a memorial to their independence, I should think it only natural if it were built by united effort—a common work of both our nations."[9] The National Park Service, in a 2000 report, however, deemed this a legend traced to an 1885 fundraising pamphlet, and that the statue was most likely conceived in 1870.[10] In another essay on their website, the Park Service suggested that Laboulaye was minded to honor the Union victory and its consequences, "With the abolition of slavery and the Union's victory in the Civil War in 1865, Laboulaye's wishes of freedom and democracy were turning into a reality in the United States. In order to honor these achievements, Laboulaye proposed that a gift be built for the United States on behalf of France. Laboulaye hoped that by calling attention to the recent achievements of the United States, the French people would be inspired to call for their own democracy in the face of a repressive monarchy."[11]
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According to sculptor Frédéric Auguste Bartholdi, who later recounted the story, Laboulaye's alleged comment was not intended as a proposal, but it inspired Bartholdi.[9] Given the repressive nature of the regime of Napoleon III, Bartholdi took no immediate action on the idea except to discuss it with Laboulaye. Bartholdi was in any event busy with other possible projects; in the late 1860s, he approached Isma'il Pasha, Khedive of Egypt, with a plan to build Progress or Egypt Carrying the Light to Asia,[12] a huge lighthouse in the form of an ancient Egyptian female fellah or peasant, robed and holding a torch aloft, at the northern entrance to the Suez Canal in Port Said. Sketches and models were made of the proposed work, though it was never erected. There was a classical precedent for the Suez proposal, the Colossus of Rhodes: an ancient bronze statue of the Greek god of the sun, Helios. This statue is believed to have been over 100 feet (30 m) high, and it similarly stood at a harbor entrance and carried a light to guide ships.[13] Both the khedive and Lesseps declined the proposed statue from Bartholdi, citing the expensive cost.[14] The Port Said Lighthouse was built instead, by François Coignet in 1869.
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Any large project was further delayed by the Franco-Prussian War, in which Bartholdi served as a major of militia. In the war, Napoleon III was captured and deposed. Bartholdi's home province of Alsace was lost to the Prussians, and a more liberal republic was installed in France.[9] As Bartholdi had been planning a trip to the United States, he and Laboulaye decided the time was right to discuss the idea with influential Americans.[15] In June 1871, Bartholdi crossed the Atlantic, with letters of introduction signed by Laboulaye.[16]
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Arriving at New York Harbor, Bartholdi focused on Bedloe's Island (now named Liberty Island) as a site for the statue, struck by the fact that vessels arriving in New York had to sail past it. He was delighted to learn that the island was owned by the United States government—it had been ceded by the New York State Legislature in 1800 for harbor defense. It was thus, as he put it in a letter to Laboulaye: "land common to all the states."[17] As well as meeting many influential New Yorkers, Bartholdi visited President Ulysses S. Grant, who assured him that it would not be difficult to obtain the site for the statue.[18] Bartholdi crossed the United States twice by rail, and met many Americans who he thought would be sympathetic to the project.[16] But he remained concerned that popular opinion on both sides of the Atlantic was insufficiently supportive of the proposal, and he and Laboulaye decided to wait before mounting a public campaign.[19]
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Bartholdi had made a first model of his concept in 1870.[20] The son of a friend of Bartholdi's, U.S. artist John LaFarge, later maintained that Bartholdi made the first sketches for the statue during his U.S. visit at La Farge's Rhode Island studio. Bartholdi continued to develop the concept following his return to France.[20] He also worked on a number of sculptures designed to bolster French patriotism after the defeat by the Prussians. One of these was the Lion of Belfort, a monumental sculpture carved in sandstone below the fortress of Belfort, which during the war had resisted a Prussian siege for over three months. The defiant lion, 73 feet (22 m) long and half that in height, displays an emotional quality characteristic of Romanticism, which Bartholdi would later bring to the Statue of Liberty.[21]
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Bartholdi and Laboulaye considered how best to express the idea of American liberty.[22] In early American history, two female figures were frequently used as cultural symbols of the nation.[23] One of these symbols, the personified Columbia, was seen as an embodiment of the United States in the manner that Britannia was identified with the United Kingdom, and Marianne came to represent France. Columbia had supplanted the traditional European personification of the Americas as an "Indian princess", which had come to be regarded as uncivilized and derogatory toward Americans.[23] The other significant female icon in American culture was a representation of Liberty, derived from Libertas, the goddess of freedom widely worshipped in ancient Rome, especially among emancipated slaves. A Liberty figure adorned most American coins of the time,[22] and representations of Liberty appeared in popular and civic art, including Thomas Crawford's Statue of Freedom (1863) atop the dome of the United States Capitol Building.[22]
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The statue's design envokes iconography evident in ancient history including the Egyptian goddess Isis, the ancient Greek deity of the same name, the Roman Columbia and the Christian iconography of the Virgin Mary.[24][25]
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Artists of the 18th and 19th centuries striving to evoke republican ideals commonly used representations of Libertas as an allegorical symbol.[22] A figure of Liberty was also depicted on the Great Seal of France.[22] However, Bartholdi and Laboulaye avoided an image of revolutionary liberty such as that depicted in Eugène Delacroix's famed Liberty Leading the People (1830). In this painting, which commemorates France's July Revolution, a half-clothed Liberty leads an armed mob over the bodies of the fallen.[23] Laboulaye had no sympathy for revolution, and so Bartholdi's figure would be fully dressed in flowing robes.[23] Instead of the impression of violence in the Delacroix work, Bartholdi wished to give the statue a peaceful appearance and chose a torch, representing progress, for the figure to hold.[26]
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Crawford's statue was designed in the early 1850s. It was originally to be crowned with a pileus, the cap given to emancipated slaves in ancient Rome. Secretary of War Jefferson Davis, a Southerner who would later serve as President of the Confederate States of America, was concerned that the pileus would be taken as an abolitionist symbol. He ordered that it be changed to a helmet.[27] Delacroix's figure wears a pileus,[23] and Bartholdi at first considered placing one on his figure as well. Instead, he used a diadem, or crown, to top its head.[28] In so doing, he avoided a reference to Marianne, who invariably wears a pileus.[29] The seven rays form a halo or aureole.[30] They evoke the sun, the seven seas, and the seven continents,[31] and represent another means, besides the torch, whereby Liberty enlightens the world.[26]
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Bartholdi's early models were all similar in concept: a female figure in neoclassical style representing liberty, wearing a stola and pella (gown and cloak, common in depictions of Roman goddesses) and holding a torch aloft. According to popular accounts, the face was modeled after that of Charlotte Beysser Bartholdi, the sculptor's mother,[32] but Regis Huber, the curator of the Bartholdi Museum is on record as saying that this, as well as other similar speculations, have no basis in fact.[33] He designed the figure with a strong, uncomplicated silhouette, which would be set off well by its dramatic harbor placement and allow passengers on vessels entering New York Bay to experience a changing perspective on the statue as they proceeded toward Manhattan. He gave it bold classical contours and applied simplified modeling, reflecting the huge scale of the project and its solemn purpose.[26] Bartholdi wrote of his technique:
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The surfaces should be broad and simple, defined by a bold and clear design, accentuated in the important places. The enlargement of the details or their multiplicity is to be feared. By exaggerating the forms, in order to render them more clearly visible, or by enriching them with details, we would destroy the proportion of the work. Finally, the model, like the design, should have a summarized character, such as one would give to a rapid sketch. Only it is necessary that this character should be the product of volition and study, and that the artist, concentrating his knowledge, should find the form and the line in its greatest simplicity.[34]
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Bartholdi made alterations in the design as the project evolved. Bartholdi considered having Liberty hold a broken chain, but decided this would be too divisive in the days after the Civil War. The erected statue does stride over a broken chain, half-hidden by her robes and difficult to see from the ground.[28] Bartholdi was initially uncertain of what to place in Liberty's left hand; he settled on a tabula ansata,[35] used to evoke the concept of law.[36] Though Bartholdi greatly admired the United States Constitution, he chose to inscribe JULY IV MDCCLXXVI on the tablet, thus associating the date of the country's Declaration of Independence with the concept of liberty.[35]
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Bartholdi interested his friend and mentor, architect Eugène Viollet-le-Duc, in the project.[33] As chief engineer,[33] Viollet-le-Duc designed a brick pier within the statue, to which the skin would be anchored.[37]
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After consultations with the metalwork foundry Gaget, Gauthier & Co., Viollet-le-Duc chose the metal which would be used for the skin, copper sheets, and the method used to shape it, repoussé, in which the sheets were heated and then struck with wooden hammers.[33][38] An advantage of this choice was that the entire statue would be light for its volume, as the copper need be only 0.094 inches (2.4 mm) thick. Bartholdi had decided on a height of just over 151 feet (46 m) for the statue, double that of Italy's Sancarlone and the German statue of Arminius, both made with the same method.[39]
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By 1875, France was enjoying improved political stability and a recovering postwar economy. Growing interest in the upcoming Centennial Exposition in Philadelphia led Laboulaye to decide it was time to seek public support.[40] In September 1875, he announced the project and the formation of the Franco-American Union as its fundraising arm. With the announcement, the statue was given a name, Liberty Enlightening the World.[41] The French would finance the statue; Americans would be expected to pay for the pedestal.[42] The announcement provoked a generally favorable reaction in France, though many Frenchmen resented the United States for not coming to their aid during the war with Prussia.[41] French monarchists opposed the statue, if for no other reason than it was proposed by the liberal Laboulaye, who had recently been elected a senator for life.[42] Laboulaye arranged events designed to appeal to the rich and powerful, including a special performance at the Paris Opera on April 25, 1876, that featured a new cantata by composer Charles Gounod. The piece was titled La Liberté éclairant le monde, the French version of the statue's announced name.[41]
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Initially focused on the elites, the Union was successful in raising funds from across French society. Schoolchildren and ordinary citizens gave, as did 181 French municipalities. Laboulaye's political allies supported the call, as did descendants of the French contingent in the American Revolutionary War. Less idealistically, contributions came from those who hoped for American support in the French attempt to build the Panama Canal. The copper may have come from multiple sources and some of it is said to have come from a mine in Visnes, Norway,[43] though this has not been conclusively determined after testing samples.[44] According to Cara Sutherland in her book on the statue for the Museum of the City of New York, 200,000 pounds (91,000 kg) was needed to build the statue, and the French copper industrialist Eugène Secrétan donated 128,000 pounds (58,000 kg) of copper.[45]
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Although plans for the statue had not been finalized, Bartholdi moved forward with fabrication of the right arm, bearing the torch, and the head. Work began at the Gaget, Gauthier & Co. workshop.[46] In May 1876, Bartholdi traveled to the United States as a member of a French delegation to the Centennial Exhibition,[47] and arranged for a huge painting of the statue to be shown in New York as part of the Centennial festivities.[48] The arm did not arrive in Philadelphia until August; because of its late arrival, it was not listed in the exhibition catalogue, and while some reports correctly identified the work, others called it the "Colossal Arm" or "Bartholdi Electric Light". The exhibition grounds contained a number of monumental artworks to compete for fairgoers' interest, including an outsized fountain designed by Bartholdi.[49] Nevertheless, the arm proved popular in the exhibition's waning days, and visitors would climb up to the balcony of the torch to view the fairgrounds.[50] After the exhibition closed, the arm was transported to New York, where it remained on display in Madison Square Park for several years before it was returned to France to join the rest of the statue.[50]
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During his second trip to the United States, Bartholdi addressed a number of groups about the project, and urged the formation of American committees of the Franco-American Union.[51] Committees to raise money to pay for the foundation and pedestal were formed in New York, Boston, and Philadelphia.[52] The New York group eventually took on most of the responsibility for American fundraising and is often referred to as the "American Committee".[53] One of its members was 19-year-old Theodore Roosevelt, the future governor of New York and president of the United States.[51] On March 3, 1877, on his final full day in office, President Grant signed a joint resolution that authorized the President to accept the statue when it was presented by France and to select a site for it. President Rutherford B. Hayes, who took office the following day, selected the Bedloe's Island site that Bartholdi had proposed.[54]
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On his return to Paris in 1877, Bartholdi concentrated on completing the head, which was exhibited at the 1878 Paris World's Fair. Fundraising continued, with models of the statue put on sale. Tickets to view the construction activity at the Gaget, Gauthier & Co. workshop were also offered.[55] The French government authorized a lottery; among the prizes were valuable silver plate and a terracotta model of the statue. By the end of 1879, about 250,000 francs had been raised.[56]
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The head and arm had been built with assistance from Viollet-le-Duc, who fell ill in 1879. He soon died, leaving no indication of how he intended to transition from the copper skin to his proposed masonry pier.[57] The following year, Bartholdi was able to obtain the services of the innovative designer and builder Gustave Eiffel.[55] Eiffel and his structural engineer, Maurice Koechlin, decided to abandon the pier and instead build an iron truss tower. Eiffel opted not to use a completely rigid structure, which would force stresses to accumulate in the skin and lead eventually to cracking. A secondary skeleton was attached to the center pylon, then, to enable the statue to move slightly in the winds of New York Harbor and as the metal expanded on hot summer days, he loosely connected the support structure to the skin using flat iron bars[33] which culminated in a mesh of metal straps, known as "saddles", that were riveted to the skin, providing firm support. In a labor-intensive process, each saddle had to be crafted individually.[58][59] To prevent galvanic corrosion between the copper skin and the iron support structure, Eiffel insulated the skin with asbestos impregnated with shellac.[60]
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Eiffel's design made the statue one of the earliest examples of curtain wall construction, in which the exterior of the structure is not load bearing, but is instead supported by an interior framework. He included two interior spiral staircases, to make it easier for visitors to reach the observation point in the crown.[61] Access to an observation platform surrounding the torch was also provided, but the narrowness of the arm allowed for only a single ladder, 40 feet (12 m) long.[62] As the pylon tower arose, Eiffel and Bartholdi coordinated their work carefully so that completed segments of skin would fit exactly on the support structure.[63] The components of the pylon tower were built in the Eiffel factory in the nearby Parisian suburb of Levallois-Perret.[64]
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The change in structural material from masonry to iron allowed Bartholdi to change his plans for the statue's assembly. He had originally expected to assemble the skin on-site as the masonry pier was built; instead, he decided to build the statue in France and have it disassembled and transported to the United States for reassembly in place on Bedloe's Island.[65]
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In a symbolic act, the first rivet placed into the skin, fixing a copper plate onto the statue's big toe, was driven by United States Ambassador to France Levi P. Morton.[66] The skin was not, however, crafted in exact sequence from low to high; work proceeded on a number of segments simultaneously in a manner often confusing to visitors.[67] Some work was performed by contractors—one of the fingers was made to Bartholdi's exacting specifications by a coppersmith in the southern French town of Montauban.[68] By 1882, the statue was complete up to the waist, an event Barthodi celebrated by inviting reporters to lunch on a platform built within the statue.[69] Laboulaye died in 1883. He was succeeded as chairman of the French committee by Ferdinand de Lesseps, builder of the Suez Canal. The completed statue was formally presented to Ambassador Morton at a ceremony in Paris on July 4, 1884, and de Lesseps announced that the French government had agreed to pay for its transport to New York.[70] The statue remained intact in Paris pending sufficient progress on the pedestal; by January 1885, this had occurred and the statue was disassembled and crated for its ocean voyage.[71]
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The committees in the United States faced great difficulties in obtaining funds for the construction of the pedestal. The Panic of 1873 had led to an economic depression that persisted through much of the decade. The Liberty statue project was not the only such undertaking that had difficulty raising money: construction of the obelisk later known as the Washington Monument sometimes stalled for years; it would ultimately take over three-and-a-half decades to complete.[72] There was criticism both of Bartholdi's statue and of the fact that the gift required Americans to foot the bill for the pedestal. In the years following the Civil War, most Americans preferred realistic artworks depicting heroes and events from the nation's history, rather than allegorical works like the Liberty statue.[72] There was also a feeling that Americans should design American public works—the selection of Italian-born Constantino Brumidi to decorate the Capitol had provoked intense criticism, even though he was a naturalized U.S. citizen.[73] Harper's Weekly declared its wish that "M. Bartholdi and our French cousins had 'gone the whole figure' while they were about it, and given us statue and pedestal at once."[74] The New York Times stated that "no true patriot can countenance any such expenditures for bronze females in the present state of our finances."[75] Faced with these criticisms, the American committees took little action for several years.[75]
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The foundation of Bartholdi's statue was to be laid inside Fort Wood, a disused army base on Bedloe's Island constructed between 1807 and 1811. Since 1823, it had rarely been used, though during the Civil War, it had served as a recruiting station.[76] The fortifications of the structure were in the shape of an eleven-point star. The statue's foundation and pedestal were aligned so that it would face southeast, greeting ships entering the harbor from the Atlantic Ocean.[77]
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In 1881, the New York committee commissioned Richard Morris Hunt to design the pedestal. Within months, Hunt submitted a detailed plan, indicating that he expected construction to take about nine months.[78] He proposed a pedestal 114 feet (35 m) in height; faced with money problems, the committee reduced that to 89 feet (27 m).[79]
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Hunt's pedestal design contains elements of classical architecture, including Doric portals, as well as some elements influenced by Aztec architecture.[33] The large mass is fragmented with architectural detail, in order to focus attention on the statue.[79] In form, it is a truncated pyramid, 62 feet (19 m) square at the base and 39.4 feet (12.0 m) at the top. The four sides are identical in appearance. Above the door on each side, there are ten disks upon which Bartholdi proposed to place the coats of arms of the states (between 1876 and 1889, there were 38 U.S. states), although this was not done. Above that, a balcony was placed on each side, framed by pillars. Bartholdi placed an observation platform near the top of the pedestal, above which the statue itself rises.[80] According to author Louis Auchincloss, the pedestal "craggily evokes the power of an ancient Europe over which rises the dominating figure of the Statue of Liberty".[79] The committee hired former army General Charles Pomeroy Stone to oversee the construction work.[81] Construction on the 15-foot-deep (4.6 m) foundation began in 1883, and the pedestal's cornerstone was laid in 1884.[78] In Hunt's original conception, the pedestal was to have been made of solid granite. Financial concerns again forced him to revise his plans; the final design called for poured concrete walls, up to 20 feet (6.1 m) thick, faced with granite blocks.[82][83] This Stony Creek granite came from the Beattie Quarry in Branford, Connecticut.[84] The concrete mass was the largest poured to that time.[83]
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Norwegian immigrant civil engineer Joachim Goschen Giæver designed the structural framework for the Statue of Liberty. His work involved design computations, detailed fabrication and construction drawings, and oversight of construction. In completing his engineering for the statue's frame, Giæver worked from drawings and sketches produced by Gustave Eiffel.[85]
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Fundraising in the US for the pedestal had begun in 1882. The committee organized a large number of money-raising events.[86] As part of one such effort, an auction of art and manuscripts, poet Emma Lazarus was asked to donate an original work. She initially declined, stating she could not write a poem about a statue. At the time, she was also involved in aiding refugees to New York who had fled anti-Semitic pogroms in eastern Europe. These refugees were forced to live in conditions that the wealthy Lazarus had never experienced. She saw a way to express her empathy for these refugees in terms of the statue.[87] The resulting sonnet, "The New Colossus", including the iconic lines: "Give me your tired, your poor/Your huddled masses yearning to breathe free", is uniquely identified with the Statue of Liberty and is inscribed on a plaque in its museum.[88]
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Even with these efforts, fundraising lagged. Grover Cleveland, the governor of New York, vetoed a bill to provide $50,000 for the statue project in 1884. An attempt the next year to have Congress provide $100,000, sufficient to complete the project, also failed. The New York committee, with only $3,000 in the bank, suspended work on the pedestal. With the project in jeopardy, groups from other American cities, including Boston and Philadelphia, offered to pay the full cost of erecting the statue in return for relocating it.[89]
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Joseph Pulitzer, publisher of the New York World, a New York newspaper, announced a drive to raise $100,000—the equivalent of $2.3 million today.[90] Pulitzer pledged to print the name of every contributor, no matter how small the amount given.[91] The drive captured the imagination of New Yorkers, especially when Pulitzer began publishing the notes he received from contributors. "A young girl alone in the world" donated "60 cents, the result of self denial."[92] One donor gave "five cents as a poor office boy's mite toward the Pedestal Fund." A group of children sent a dollar as "the money we saved to go to the circus with."[93] Another dollar was given by a "lonely and very aged woman."[92] Residents of a home for alcoholics in New York's rival city of Brooklyn—the cities would not merge until 1898—donated $15; other drinkers helped out through donation boxes in bars and saloons.[94] A kindergarten class in Davenport, Iowa, mailed the World a gift of $1.35.[92] As the donations flooded in, the committee resumed work on the pedestal.[95]
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On June 17, 1885, the French steamer Isère [fr] arrived in New York with the crates holding the disassembled statue on board. New Yorkers displayed their new-found enthusiasm for the statue. Two hundred thousand people lined the docks and hundreds of boats put to sea to welcome the ship.[96][97] After five months of daily calls to donate to the statue fund, on August 11, 1885, the World announced that $102,000 had been raised from 120,000 donors, and that 80 percent of the total had been received in sums of less than one dollar.[98]
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Even with the success of the fund drive, the pedestal was not completed until April 1886. Immediately thereafter, reassembly of the statue began. Eiffel's iron framework was anchored to steel I-beams within the concrete pedestal and assembled.[99] Once this was done, the sections of skin were carefully attached.[100] Due to the width of the pedestal, it was not possible to erect scaffolding, and workers dangled from ropes while installing the skin sections.[101] Bartholdi had planned to put floodlights on the torch's balcony to illuminate it; a week before the dedication, the Army Corps of Engineers vetoed the proposal, fearing that ships' pilots passing the statue would be blinded. Instead, Bartholdi cut portholes in the torch—which was covered with gold leaf—and placed the lights inside them.[102] A power plant was installed on the island to light the torch and for other electrical needs.[103] After the skin was completed, landscape architect Frederick Law Olmsted, co-designer of Manhattan's Central Park and Brooklyn's Prospect Park, supervised a cleanup of Bedloe's Island in anticipation of the dedication.[104] General Charles Stone claimed on the day of dedication that no man had died during the construction of the statue. This was not true however, as Francis Longo, a thirty-nine year old Italian laborer had been killed when an old wall fell on him.[105]
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A ceremony of dedication was held on the afternoon of October 28, 1886. President Grover Cleveland, the former New York governor, presided over the event.[106] On the morning of the dedication, a parade was held in New York City; estimates of the number of people who watched it ranged from several hundred thousand to a million. President Cleveland headed the procession, then stood in the reviewing stand to see bands and marchers from across America. General Stone was the grand marshal of the parade. The route began at Madison Square, once the venue for the arm, and proceeded to the Battery at the southern tip of Manhattan by way of Fifth Avenue and Broadway, with a slight detour so the parade could pass in front of the World building on Park Row. As the parade passed the New York Stock Exchange, traders threw ticker tape from the windows, beginning the New York tradition of the ticker-tape parade.[107]
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A nautical parade began at 12:45 p.m., and President Cleveland embarked on a yacht that took him across the harbor to Bedloe's Island for the dedication.[108] De Lesseps made the first speech, on behalf of the French committee, followed by the chairman of the New York committee, Senator William M. Evarts. A French flag draped across the statue's face was to be lowered to unveil the statue at the close of Evarts's speech, but Bartholdi mistook a pause as the conclusion and let the flag fall prematurely. The ensuing cheers put an end to Evarts's address.[107] President Cleveland spoke next, stating that the statue's "stream of light shall pierce the darkness of ignorance and man's oppression until Liberty enlightens the world".[109] Bartholdi, observed near the dais, was called upon to speak, but he declined. Orator Chauncey M. Depew concluded the speechmaking with a lengthy address.[110]
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No members of the general public were permitted on the island during the ceremonies, which were reserved entirely for dignitaries. The only females granted access were Bartholdi's wife and de Lesseps's granddaughter; officials stated that they feared women might be injured in the crush of people. The restriction offended area suffragists, who chartered a boat and got as close as they could to the island. The group's leaders made speeches applauding the embodiment of Liberty as a woman and advocating women's right to vote.[109] A scheduled fireworks display was postponed until November 1 because of poor weather.[111]
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Shortly after the dedication, The Cleveland Gazette, an African American newspaper, suggested that the statue's torch not be lit until the United States became a free nation "in reality":
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"Liberty enlightening the world," indeed! The expression makes us sick. This government is a howling farce. It can not or rather does not protect its citizens within its own borders. Shove the Bartholdi statue, torch and all, into the ocean until the "liberty" of this country is such as to make it possible for an inoffensive and industrious colored man to earn a respectable living for himself and family, without being ku-kluxed, perhaps murdered, his daughter and wife outraged, and his property destroyed. The idea of the "liberty" of this country "enlightening the world," or even Patagonia, is ridiculous in the extreme.[112]
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When the torch was illuminated on the evening of the statue's dedication, it produced only a faint gleam, barely visible from Manhattan. The World characterized it as "more like a glowworm than a beacon."[103] Bartholdi suggested gilding the statue to increase its ability to reflect light, but this proved too expensive. The United States Lighthouse Board took over the Statue of Liberty in 1887 and pledged to install equipment to enhance the torch's effect; in spite of its efforts, the statue remained virtually invisible at night. When Bartholdi returned to the United States in 1893, he made additional suggestions, all of which proved ineffective. He did successfully lobby for improved lighting within the statue, allowing visitors to better appreciate Eiffel's design.[103] In 1901, President Theodore Roosevelt, once a member of the New York committee, ordered the statue's transfer to the War Department, as it had proved useless as a lighthouse.[113] A unit of the Army Signal Corps was stationed on Bedloe's Island until 1923, after which military police remained there while the island was under military jurisdiction.[114]
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Wars and other upheavals in Europe prompted large-scale emigration to the United States in the late 19th and early 20th century; many entered through New York and saw the statue not as a symbol of enlightenment, as Bartholdi had intended, but as a sign of welcome to their new home. The association with immigration only became stronger when an immigrant processing station was opened on nearby Ellis Island. This view was consistent with Lazarus's vision in her sonnet—she described the statue as "Mother of Exiles"—but her work had become obscure. In 1903, the sonnet was engraved on a plaque that was affixed to the base of the statue.[115]
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Oral histories of immigrants record their feelings of exhilaration on first viewing the Statue of Liberty. One immigrant who arrived from Greece recalled:
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I saw the Statue of Liberty. And I said to myself, "Lady, you're such a beautiful! [sic] You opened your arms and you get all the foreigners here. Give me a chance to prove that I am worth it, to do something, to be someone in America." And always that statue was on my mind.[116]
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The statue rapidly became a landmark.[116] Originally, it was a dull copper color, but shortly after 1900 a green patina, also called verdigris, caused by the oxidation of the copper skin, began to spread. As early as 1902 it was mentioned in the press; by 1906 it had entirely covered the statue.[117] Believing that the patina was evidence of corrosion, Congress authorized US$62,800 (equivalent to $1,787,000 in 2019) for various repairs, and to paint the statue both inside and out.[118] There was considerable public protest against the proposed exterior painting.[119] The Army Corps of Engineers studied the patina for any ill effects to the statue and concluded that it protected the skin, "softened the outlines of the Statue and made it beautiful."[120] The statue was painted only on the inside. The Corps of Engineers also installed an elevator to take visitors from the base to the top of the pedestal.[120]
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On July 30, 1916, during World War I, German saboteurs set off a disastrous explosion on the Black Tom peninsula in Jersey City, New Jersey, in what is now part of Liberty State Park, close to Bedloe's Island. Carloads of dynamite and other explosives that were being sent to Britain and France for their war efforts were detonated, and five people were killed. The statue sustained minor damage, mostly to the torch-bearing right arm, and was closed for ten days. The cost to repair the statue and buildings on the island was about $100,000 (equivalent to about $2,350,000 in 2019). The narrow ascent to the torch was closed for public-safety reasons, and it has remained closed ever since.[110]
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That same year, Ralph Pulitzer, who had succeeded his father Joseph as publisher of the World, began a drive to raise $30,000 (equivalent to $705,000 in 2019) for an exterior lighting system to illuminate the statue at night. He claimed over 80,000 contributors, but failed to reach the goal. The difference was quietly made up by a gift from a wealthy donor—a fact that was not revealed until 1936. An underwater power cable brought electricity from the mainland and floodlights were placed along the walls of Fort Wood. Gutzon Borglum, who later sculpted Mount Rushmore, redesigned the torch, replacing much of the original copper with stained glass. On December 2, 1916, President Woodrow Wilson pressed the telegraph key that turned on the lights, successfully illuminating the statue.[121]
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After the United States entered World War I in 1917, images of the statue were heavily used in both recruitment posters and the Liberty bond drives that urged American citizens to support the war financially. This impressed upon the public the war's stated purpose—to secure liberty—and served as a reminder that embattled France had given the United States the statue.[122]
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In 1924, President Calvin Coolidge used his authority under the Antiquities Act to declare the statue a national monument.[113] The only successful suicide in the statue's history occurred five years later, when a man climbed out of one of the windows in the crown and jumped to his death, glancing off the statue's breast and landing on the base.[123]
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In 1933, President Franklin Roosevelt ordered the statue to be transferred to the National Park Service (NPS). In 1937, the NPS gained jurisdiction over the rest of Bedloe's Island.[113] With the Army's departure, the NPS began to transform the island into a park.[124] The Works Progress Administration (WPA) demolished most of the old buildings, regraded and reseeded the eastern end of the island, and built granite steps for a new public entrance to the statue from its rear. The WPA also carried out restoration work within the statue, temporarily removing the rays from the statue's halo so their rusted supports could be replaced. Rusted cast-iron steps in the pedestal were replaced with new ones made of reinforced concrete;[125] the upper parts of the stairways within the statue were replaced, as well. Copper sheathing was installed to prevent further damage from rainwater that had been seeping into the pedestal.[126] The statue was closed to the public from May until December 1938.[125]
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During World War II, the statue remained open to visitors, although it was not illuminated at night due to wartime blackouts. It was lit briefly on December 31, 1943, and on D-Day, June 6, 1944, when its lights flashed "dot-dot-dot-dash", the Morse code for V, for victory. New, powerful lighting was installed in 1944–1945, and beginning on V-E Day, the statue was once again illuminated after sunset. The lighting was for only a few hours each evening, and it was not until 1957 that the statue was illuminated every night, all night.[127] In 1946, the interior of the statue within reach of visitors was coated with a special plastic so that graffiti could be washed away.[126]
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In 1956, an Act of Congress officially renamed Bedloe's Island as Liberty Island, a change advocated by Bartholdi generations earlier. The act also mentioned the efforts to found an American Museum of Immigration on the island, which backers took as federal approval of the project, though the government was slow to grant funds for it.[128] Nearby Ellis Island was made part of the Statue of Liberty National Monument by proclamation of President Lyndon Johnson in 1965.[113] In 1972, the immigration museum, in the statue's base, was finally opened in a ceremony led by President Richard Nixon. The museum's backers never provided it with an endowment to secure its future and it closed in 1991 after the opening of an immigration museum on Ellis Island.[99]
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In 1970, Ivy Bottini led a demonstration at the statue where she and others from the National Organization for Women's New York chapter draped an enormous banner over a railing which read "WOMEN OF THE WORLD UNITE!"[129][130]
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Beginning December 26, 1971, 15 anti-Vietnam War veterans occupied the statue, flying a US flag upside down from her crown. They left December 28 following a Federal Court order.[131] The statue was also several times taken over briefly by demonstrators publicizing causes such as Puerto Rican independence, opposition to abortion, and opposition to US intervention in Grenada. Demonstrations with the permission of the Park Service included a Gay Pride Parade rally and the annual Captive Baltic Nations rally.[132]
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A powerful new lighting system was installed in advance of the American Bicentennial in 1976. The statue was the focal point for Operation Sail, a regatta of tall ships from all over the world that entered New York Harbor on July 4, 1976, and sailed around Liberty Island.[133] The day concluded with a spectacular display of fireworks near the statue.[134]
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The statue was examined in great detail by French and American engineers as part of the planning for its centennial in 1986.[135] In 1982, it was announced that the statue was in need of considerable restoration. Careful study had revealed that the right arm had been improperly attached to the main structure. It was swaying more and more when strong winds blew and there was a significant risk of structural failure. In addition, the head had been installed 2 feet (0.61 m) off center, and one of the rays was wearing a hole in the right arm when the statue moved in the wind. The armature structure was badly corroded, and about two percent of the exterior plates needed to be replaced.[136] Although problems with the armature had been recognized as early as 1936, when cast iron replacements for some of the bars had been installed, much of the corrosion had been hidden by layers of paint applied over the years.[137]
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In May 1982, President Ronald Reagan announced the formation of the Statue of Liberty–Ellis Island Centennial Commission, led by Chrysler Corporation chair Lee Iacocca, to raise the funds needed to complete the work.[138][139][140] Through its fundraising arm, the Statue of Liberty–Ellis Island Foundation, Inc., the group raised more than $350 million in donations for the renovations of both the Statue of Liberty and Ellis Island.[141] The Statue of Liberty was one of the earliest beneficiaries of a cause marketing campaign. A 1983 promotion advertised that for each purchase made with an American Express card, the company would contribute one cent to the renovation of the statue. The campaign generated contributions of $1.7 million to the restoration project.[142]
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In 1984, the statue was closed to the public for the duration of the renovation. Workers erected the world's largest free-standing scaffold,[33] which obscured the statue from view. Liquid nitrogen was used to remove layers of paint that had been applied to the interior of the copper skin over decades, leaving two layers of coal tar, originally applied to plug leaks and prevent corrosion. Blasting with baking soda powder removed the tar without further damaging the copper.[143] The restorers' work was hampered by the asbestos-based substance that Bartholdi had used—ineffectively, as inspections showed—to prevent galvanic corrosion. Workers within the statue had to wear protective gear, dubbed "moon suits", with self-contained breathing circuits.[144] Larger holes in the copper skin were repaired, and new copper was added where necessary.[145] The replacement skin was taken from a copper rooftop at Bell Labs, which had a patina that closely resembled the statue's; in exchange, the laboratory was provided some of the old copper skin for testing.[146] The torch, found to have been leaking water since the 1916 alterations, was replaced with an exact replica of Bartholdi's unaltered torch.[147] Consideration was given to replacing the arm and shoulder; the National Park Service insisted that they be repaired instead.[148] The original torch was removed and replaced in 1986 with the current one, whose flame is covered in 24-karat gold.[36] The torch reflects the Sun's rays in daytime and is lighted by floodlights at night.[36]
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The entire puddled iron armature designed by Gustave Eiffel was replaced. Low-carbon corrosion-resistant stainless steel bars that now hold the staples next to the skin are made of Ferralium, an alloy that bends slightly and returns to its original shape as the statue moves.[149] To prevent the ray and arm making contact, the ray was realigned by several degrees.[150] The lighting was again replaced—night-time illumination subsequently came from metal-halide lamps that send beams of light to particular parts of the pedestal or statue, showing off various details.[151] Access to the pedestal, which had been through a nondescript entrance built in the 1960s, was renovated to create a wide opening framed by a set of monumental bronze doors with designs symbolic of the renovation.[152] A modern elevator was installed, allowing handicapped access to the observation area of the pedestal.[153] An emergency elevator was installed within the statue, reaching up to the level of the shoulder.[154]
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July 3–6, 1986, was designated "Liberty Weekend", marking the centennial of the statue and its reopening. President Reagan presided over the rededication, with French President François Mitterrand in attendance. July 4 saw a reprise of Operation Sail,[155] and the statue was reopened to the public on July 5.[156] In Reagan's dedication speech, he stated, "We are the keepers of the flame of liberty; we hold it high for the world to see."[155]
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Immediately following the September 11 attacks, the statue and Liberty Island were closed to the public. The island reopened at the end of 2001, while the pedestal and statue remained off-limits. The pedestal reopened in August 2004,[156] but the National Park Service announced that visitors could not safely be given access to the statue due to the difficulty of evacuation in an emergency. The Park Service adhered to that position through the remainder of the Bush administration.[157] New York Congressman Anthony Weiner made the statue's reopening a personal crusade.[158] On May 17, 2009, President Barack Obama's Secretary of the Interior, Ken Salazar, announced that as a "special gift" to America, the statue would be reopened to the public as of July 4, but that only a limited number of people would be permitted to ascend to the crown each day.[157]
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The statue, including the pedestal and base, closed on October 29, 2011, for installation of new elevators and staircases and to bring other facilities, such as restrooms, up to code. The statue was reopened on October 28, 2012,[1][159][160] but then closed again a day later in advance of Hurricane Sandy.[161] Although the storm did not harm the statue, it destroyed some of the infrastructure on both Liberty and Ellis Islands, including the dock used by the ferries that ran to Liberty and Ellis Islands. On November 8, 2012, a Park Service spokesperson announced that both islands would remain closed for an indefinite period for repairs to be done.[162] Since Liberty Island had no electricity, a generator was installed to power temporary floodlights to illuminate the statue at night. The superintendent of Statue of Liberty National Monument, David Luchsinger—whose home on the island was severely damaged—stated that it would be "optimistically ... months" before the island was reopened to the public.[163] The statue and Liberty Island reopened to the public on July 4, 2013.[164] Ellis Island remained closed for repairs for several more months but reopened in late October 2013.[165]
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The Statue of Liberty has also been closed due to government shutdowns and protests, as well as for disease pandemics. During the October 2013 United States federal government shutdown, Liberty Island and other federally funded sites were closed.[166] In addition, Liberty Island was briefly closed on July 4, 2018, after a woman protesting against American immigration policy climbed onto the statue.[167] However, the island remained open during the 2018–19 United States federal government shutdown because the Statue of Liberty-Ellis Island Foundation had donated funds.[168] It closed beginning on March 16, 2020 due to the COVID-19 pandemic.[169]
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On October 7, 2016, construction started on the new Statue of Liberty Museum on Liberty Island.[170] The new $70 million, 26,000-square-foot (2,400 m2) museum may be visited by all who come to the island,[171] as opposed to the museum in the pedestal, which only 20% of the island's visitors had access to.[170] The new museum, designed by FXFOWLE Architects, is integrated with the surrounding parkland.[172][173] Diane von Fürstenberg headed the fundraising for the museum, and the project received over $40 million in fundraising by groundbreaking.[172] The museum opened on May 16, 2019.[174][175]
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The statue is situated in Upper New York Bay on Liberty Island south of Ellis Island, which together comprise the Statue of Liberty National Monument. Both islands were ceded by New York to the federal government in 1800.[176] As agreed in an 1834 compact between New York and New Jersey that set the state border at the bay's midpoint, the original islands remain New York territory though located on the New Jersey side of the state line. Liberty Island is one of the islands that are part of the borough of Manhattan in New York. Land created by reclamation added to the 2.3-acre (0.93 ha) original island at Ellis Island is New Jersey territory.[177]
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No charge is made for entrance to the national monument, but there is a cost for the ferry service that all visitors must use,[178] as private boats may not dock at the island. A concession was granted in 2007 to Statue Cruises to operate the transportation and ticketing facilities, replacing Circle Line, which had operated the service since 1953.[179] The ferries, which depart from Liberty State Park in Jersey City and the Battery in Lower Manhattan, also stop at Ellis Island when it is open to the public, making a combined trip possible.[180] All ferry riders are subject to security screening, similar to airport procedures, prior to boarding.[181]
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Visitors intending to enter the statue's base and pedestal must obtain a complimentary museum/pedestal ticket along with their ferry ticket.[178][182] Those wishing to climb the staircase within the statue to the crown purchase a special ticket, which may be reserved up to a year in advance. A total of 240 people per day are permitted to ascend: ten per group, three groups per hour. Climbers may bring only medication and cameras—lockers are provided for other items—and must undergo a second security screening.[183]
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There are several plaques and dedicatory tablets on or near the Statue of Liberty.
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A group of statues stands at the western end of the island, honoring those closely associated with the Statue of Liberty. Two Americans—Pulitzer and Lazarus—and three Frenchmen—Bartholdi, Eiffel, and Laboulaye—are depicted. They are the work of Maryland sculptor Phillip Ratner.[185]
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President Calvin Coolidge officially designated the Statue of Liberty as part of the Statue of Liberty National Monument in 1924.[3][186] The monument was expanded to also include Ellis Island in 1965.[187][188] The following year, the Statue of Liberty and Ellis Island were jointly added to the National Register of Historic Places,[189] and the statue individually in 2017.[5] On the sub-national level, the Statue of Liberty National Monument was added to the New Jersey Register of Historic Places in 1971,[6] and was made a New York City designated landmark in 1976.[7]
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In 1984, the Statue of Liberty was designated a UNESCO World Heritage Site. The UNESCO "Statement of Significance" describes the statue as a "masterpiece of the human spirit" that "endures as a highly potent symbol—inspiring contemplation, debate and protest—of ideals such as liberty, peace, human rights, abolition of slavery, democracy and opportunity."[190]
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Hundreds of replicas of the Statue of Liberty are displayed worldwide.[191] A smaller version of the statue, one-fourth the height of the original, was given by the American community in Paris to that city. It now stands on the Île aux Cygnes, facing west toward her larger sister.[191] A replica 30 feet (9.1 m) tall stood atop the Liberty Warehouse on West 64th Street in Manhattan for many years;[191] it now resides at the Brooklyn Museum.[192] In a patriotic tribute, the Boy Scouts of America, as part of their Strengthen the Arm of Liberty campaign in 1949–1952, donated about two hundred replicas of the statue, made of stamped copper and 100 inches (2.5 m) in height, to states and municipalities across the United States.[193] Though not a true replica, the statue known as the Goddess of Democracy temporarily erected during the Tiananmen Square protests of 1989 was similarly inspired by French democratic traditions—the sculptors took care to avoid a direct imitation of the Statue of Liberty.[194] Among other recreations of New York City structures, a replica of the statue is part of the exterior of the New York-New York Hotel and Casino in Las Vegas.[195]
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As an American icon, the Statue of Liberty has been depicted on the country's coinage and stamps. It appeared on commemorative coins issued to mark its 1986 centennial, and on New York's 2001 entry in the state quarters series.[196] An image of the statue was chosen for the American Eagle platinum bullion coins in 1997, and it was placed on the reverse, or tails, side of the Presidential Dollar series of circulating coins.[31] Two images of the statue's torch appear on the current ten-dollar bill.[197] The statue's intended photographic depiction on a 2010 forever stamp proved instead to be of the replica at the Las Vegas casino.[198]
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Depictions of the statue have been used by many regional institutions. Between 1986[199] and 2000,[200] New York State issued license plates with an outline of the statue.[199][200] The Women's National Basketball Association's New York Liberty use both the statue's name and its image in their logo, in which the torch's flame doubles as a basketball.[201] The New York Rangers of the National Hockey League depicted the statue's head on their third jersey, beginning in 1997.[202] The National Collegiate Athletic Association's 1996 Men's Basketball Final Four, played at New Jersey's Meadowlands Sports Complex, featured the statue in its logo.[203] The Libertarian Party of the United States uses the statue in its emblem.[204]
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The statue is a frequent subject in popular culture. In music, it has been evoked to indicate support for American policies, as in Toby Keith's song "Courtesy of the Red, White and Blue (The Angry American)", and in opposition, appearing on the cover of the Dead Kennedys' album Bedtime for Democracy, which protested the Reagan administration.[205] In film, the torch is the setting for the climax of director Alfred Hitchcock's 1942 movie Saboteur.[206] The statue makes one of its most famous cinematic appearances in the 1968 picture Planet of the Apes, in which it is seen half-buried in sand.[205][207] It is knocked over in the science-fiction film Independence Day [208] and in Cloverfield the head is ripped off.[209] In Jack Finney's time-travel novel Time and Again, the right arm of the statue, on display in the early 1880s in Madison Square Park, plays a crucial role.[210] Robert Holdstock, consulting editor of The Encyclopedia of Science Fiction, wondered in 1979:
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Where would science fiction be without the Statue of Liberty? For decades it has towered or crumbled above the wastelands of deserted [E]arth—giants have uprooted it, aliens have found it curious ... the symbol of Liberty, of optimism, has become a symbol of science fiction's pessimistic view of the future.[211]
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The Statue of Liberty (Liberty Enlightening the World; French: La Liberté éclairant le monde) is a colossal neoclassical sculpture on Liberty Island in New York Harbor within New York City, in the United States. The copper statue, a gift from the people of France to the people of the United States, was designed by French sculptor Frédéric Auguste Bartholdi and its metal framework was built by Gustave Eiffel. The statue was dedicated on October 28, 1886.
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The statue is a figure of Libertas, a robed Roman liberty goddess. She holds a torch above her head with her right hand, and in her left hand carries a tabula ansata inscribed JULY IV MDCCLXXVI (July 4, 1776 in Roman numerals), the date of the U.S. Declaration of Independence. A broken shackle and chain lie at her feet as she walks forward, commemorating the recent national abolition of slavery.[8] After its dedication, the statue became an icon of freedom and of the United States, seen as a symbol of welcome to immigrants arriving by sea.
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Bartholdi was inspired by a French law professor and politician, Édouard René de Laboulaye, who is said to have commented in 1865 that any monument raised to U.S. independence would properly be a joint project of the French and U.S. peoples. The Franco-Prussian War delayed progress until 1875, when Laboulaye proposed that the French finance the statue and the U.S. provide the site and build the pedestal. Bartholdi completed the head and the torch-bearing arm before the statue was fully designed, and these pieces were exhibited for publicity at international expositions.
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The torch-bearing arm was displayed at the Centennial Exposition in Philadelphia in 1876, and in Madison Square Park in Manhattan from 1876 to 1882. Fundraising proved difficult, especially for the Americans, and by 1885 work on the pedestal was threatened by lack of funds. Publisher Joseph Pulitzer, of the New York World, started a drive for donations to finish the project and attracted more than 120,000 contributors, most of whom gave less than a dollar. The statue was built in France, shipped overseas in crates, and assembled on the completed pedestal on what was then called Bedloe's Island. The statue's completion was marked by New York's first ticker-tape parade and a dedication ceremony presided over by President Grover Cleveland.
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The statue was administered by the United States Lighthouse Board until 1901 and then by the Department of War; since 1933 it has been maintained by the National Park Service as part of the Statue of Liberty National Monument, and is a major tourist attraction. The monument has been temporarily closed since March 16, 2020 due to the COVID-19 pandemic. Public access to the balcony around the torch has been barred since 1916.
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According to the National Park Service, the idea of a monument presented by the French people to the United States was first proposed by Édouard René de Laboulaye, president of the French Anti-Slavery Society and a prominent and important political thinker of his time. The project is traced to a mid-1865 conversation between Laboulaye, a staunch abolitionist, and Frédéric Bartholdi, a sculptor. In after-dinner conversation at his home near Versailles, Laboulaye, an ardent supporter of the Union in the American Civil War, is supposed to have said: "If a monument should rise in the United States, as a memorial to their independence, I should think it only natural if it were built by united effort—a common work of both our nations."[9] The National Park Service, in a 2000 report, however, deemed this a legend traced to an 1885 fundraising pamphlet, and that the statue was most likely conceived in 1870.[10] In another essay on their website, the Park Service suggested that Laboulaye was minded to honor the Union victory and its consequences, "With the abolition of slavery and the Union's victory in the Civil War in 1865, Laboulaye's wishes of freedom and democracy were turning into a reality in the United States. In order to honor these achievements, Laboulaye proposed that a gift be built for the United States on behalf of France. Laboulaye hoped that by calling attention to the recent achievements of the United States, the French people would be inspired to call for their own democracy in the face of a repressive monarchy."[11]
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According to sculptor Frédéric Auguste Bartholdi, who later recounted the story, Laboulaye's alleged comment was not intended as a proposal, but it inspired Bartholdi.[9] Given the repressive nature of the regime of Napoleon III, Bartholdi took no immediate action on the idea except to discuss it with Laboulaye. Bartholdi was in any event busy with other possible projects; in the late 1860s, he approached Isma'il Pasha, Khedive of Egypt, with a plan to build Progress or Egypt Carrying the Light to Asia,[12] a huge lighthouse in the form of an ancient Egyptian female fellah or peasant, robed and holding a torch aloft, at the northern entrance to the Suez Canal in Port Said. Sketches and models were made of the proposed work, though it was never erected. There was a classical precedent for the Suez proposal, the Colossus of Rhodes: an ancient bronze statue of the Greek god of the sun, Helios. This statue is believed to have been over 100 feet (30 m) high, and it similarly stood at a harbor entrance and carried a light to guide ships.[13] Both the khedive and Lesseps declined the proposed statue from Bartholdi, citing the expensive cost.[14] The Port Said Lighthouse was built instead, by François Coignet in 1869.
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Any large project was further delayed by the Franco-Prussian War, in which Bartholdi served as a major of militia. In the war, Napoleon III was captured and deposed. Bartholdi's home province of Alsace was lost to the Prussians, and a more liberal republic was installed in France.[9] As Bartholdi had been planning a trip to the United States, he and Laboulaye decided the time was right to discuss the idea with influential Americans.[15] In June 1871, Bartholdi crossed the Atlantic, with letters of introduction signed by Laboulaye.[16]
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Arriving at New York Harbor, Bartholdi focused on Bedloe's Island (now named Liberty Island) as a site for the statue, struck by the fact that vessels arriving in New York had to sail past it. He was delighted to learn that the island was owned by the United States government—it had been ceded by the New York State Legislature in 1800 for harbor defense. It was thus, as he put it in a letter to Laboulaye: "land common to all the states."[17] As well as meeting many influential New Yorkers, Bartholdi visited President Ulysses S. Grant, who assured him that it would not be difficult to obtain the site for the statue.[18] Bartholdi crossed the United States twice by rail, and met many Americans who he thought would be sympathetic to the project.[16] But he remained concerned that popular opinion on both sides of the Atlantic was insufficiently supportive of the proposal, and he and Laboulaye decided to wait before mounting a public campaign.[19]
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Bartholdi had made a first model of his concept in 1870.[20] The son of a friend of Bartholdi's, U.S. artist John LaFarge, later maintained that Bartholdi made the first sketches for the statue during his U.S. visit at La Farge's Rhode Island studio. Bartholdi continued to develop the concept following his return to France.[20] He also worked on a number of sculptures designed to bolster French patriotism after the defeat by the Prussians. One of these was the Lion of Belfort, a monumental sculpture carved in sandstone below the fortress of Belfort, which during the war had resisted a Prussian siege for over three months. The defiant lion, 73 feet (22 m) long and half that in height, displays an emotional quality characteristic of Romanticism, which Bartholdi would later bring to the Statue of Liberty.[21]
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Bartholdi and Laboulaye considered how best to express the idea of American liberty.[22] In early American history, two female figures were frequently used as cultural symbols of the nation.[23] One of these symbols, the personified Columbia, was seen as an embodiment of the United States in the manner that Britannia was identified with the United Kingdom, and Marianne came to represent France. Columbia had supplanted the traditional European personification of the Americas as an "Indian princess", which had come to be regarded as uncivilized and derogatory toward Americans.[23] The other significant female icon in American culture was a representation of Liberty, derived from Libertas, the goddess of freedom widely worshipped in ancient Rome, especially among emancipated slaves. A Liberty figure adorned most American coins of the time,[22] and representations of Liberty appeared in popular and civic art, including Thomas Crawford's Statue of Freedom (1863) atop the dome of the United States Capitol Building.[22]
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The statue's design envokes iconography evident in ancient history including the Egyptian goddess Isis, the ancient Greek deity of the same name, the Roman Columbia and the Christian iconography of the Virgin Mary.[24][25]
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Artists of the 18th and 19th centuries striving to evoke republican ideals commonly used representations of Libertas as an allegorical symbol.[22] A figure of Liberty was also depicted on the Great Seal of France.[22] However, Bartholdi and Laboulaye avoided an image of revolutionary liberty such as that depicted in Eugène Delacroix's famed Liberty Leading the People (1830). In this painting, which commemorates France's July Revolution, a half-clothed Liberty leads an armed mob over the bodies of the fallen.[23] Laboulaye had no sympathy for revolution, and so Bartholdi's figure would be fully dressed in flowing robes.[23] Instead of the impression of violence in the Delacroix work, Bartholdi wished to give the statue a peaceful appearance and chose a torch, representing progress, for the figure to hold.[26]
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Crawford's statue was designed in the early 1850s. It was originally to be crowned with a pileus, the cap given to emancipated slaves in ancient Rome. Secretary of War Jefferson Davis, a Southerner who would later serve as President of the Confederate States of America, was concerned that the pileus would be taken as an abolitionist symbol. He ordered that it be changed to a helmet.[27] Delacroix's figure wears a pileus,[23] and Bartholdi at first considered placing one on his figure as well. Instead, he used a diadem, or crown, to top its head.[28] In so doing, he avoided a reference to Marianne, who invariably wears a pileus.[29] The seven rays form a halo or aureole.[30] They evoke the sun, the seven seas, and the seven continents,[31] and represent another means, besides the torch, whereby Liberty enlightens the world.[26]
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Bartholdi's early models were all similar in concept: a female figure in neoclassical style representing liberty, wearing a stola and pella (gown and cloak, common in depictions of Roman goddesses) and holding a torch aloft. According to popular accounts, the face was modeled after that of Charlotte Beysser Bartholdi, the sculptor's mother,[32] but Regis Huber, the curator of the Bartholdi Museum is on record as saying that this, as well as other similar speculations, have no basis in fact.[33] He designed the figure with a strong, uncomplicated silhouette, which would be set off well by its dramatic harbor placement and allow passengers on vessels entering New York Bay to experience a changing perspective on the statue as they proceeded toward Manhattan. He gave it bold classical contours and applied simplified modeling, reflecting the huge scale of the project and its solemn purpose.[26] Bartholdi wrote of his technique:
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The surfaces should be broad and simple, defined by a bold and clear design, accentuated in the important places. The enlargement of the details or their multiplicity is to be feared. By exaggerating the forms, in order to render them more clearly visible, or by enriching them with details, we would destroy the proportion of the work. Finally, the model, like the design, should have a summarized character, such as one would give to a rapid sketch. Only it is necessary that this character should be the product of volition and study, and that the artist, concentrating his knowledge, should find the form and the line in its greatest simplicity.[34]
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Bartholdi made alterations in the design as the project evolved. Bartholdi considered having Liberty hold a broken chain, but decided this would be too divisive in the days after the Civil War. The erected statue does stride over a broken chain, half-hidden by her robes and difficult to see from the ground.[28] Bartholdi was initially uncertain of what to place in Liberty's left hand; he settled on a tabula ansata,[35] used to evoke the concept of law.[36] Though Bartholdi greatly admired the United States Constitution, he chose to inscribe JULY IV MDCCLXXVI on the tablet, thus associating the date of the country's Declaration of Independence with the concept of liberty.[35]
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Bartholdi interested his friend and mentor, architect Eugène Viollet-le-Duc, in the project.[33] As chief engineer,[33] Viollet-le-Duc designed a brick pier within the statue, to which the skin would be anchored.[37]
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After consultations with the metalwork foundry Gaget, Gauthier & Co., Viollet-le-Duc chose the metal which would be used for the skin, copper sheets, and the method used to shape it, repoussé, in which the sheets were heated and then struck with wooden hammers.[33][38] An advantage of this choice was that the entire statue would be light for its volume, as the copper need be only 0.094 inches (2.4 mm) thick. Bartholdi had decided on a height of just over 151 feet (46 m) for the statue, double that of Italy's Sancarlone and the German statue of Arminius, both made with the same method.[39]
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By 1875, France was enjoying improved political stability and a recovering postwar economy. Growing interest in the upcoming Centennial Exposition in Philadelphia led Laboulaye to decide it was time to seek public support.[40] In September 1875, he announced the project and the formation of the Franco-American Union as its fundraising arm. With the announcement, the statue was given a name, Liberty Enlightening the World.[41] The French would finance the statue; Americans would be expected to pay for the pedestal.[42] The announcement provoked a generally favorable reaction in France, though many Frenchmen resented the United States for not coming to their aid during the war with Prussia.[41] French monarchists opposed the statue, if for no other reason than it was proposed by the liberal Laboulaye, who had recently been elected a senator for life.[42] Laboulaye arranged events designed to appeal to the rich and powerful, including a special performance at the Paris Opera on April 25, 1876, that featured a new cantata by composer Charles Gounod. The piece was titled La Liberté éclairant le monde, the French version of the statue's announced name.[41]
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Initially focused on the elites, the Union was successful in raising funds from across French society. Schoolchildren and ordinary citizens gave, as did 181 French municipalities. Laboulaye's political allies supported the call, as did descendants of the French contingent in the American Revolutionary War. Less idealistically, contributions came from those who hoped for American support in the French attempt to build the Panama Canal. The copper may have come from multiple sources and some of it is said to have come from a mine in Visnes, Norway,[43] though this has not been conclusively determined after testing samples.[44] According to Cara Sutherland in her book on the statue for the Museum of the City of New York, 200,000 pounds (91,000 kg) was needed to build the statue, and the French copper industrialist Eugène Secrétan donated 128,000 pounds (58,000 kg) of copper.[45]
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Although plans for the statue had not been finalized, Bartholdi moved forward with fabrication of the right arm, bearing the torch, and the head. Work began at the Gaget, Gauthier & Co. workshop.[46] In May 1876, Bartholdi traveled to the United States as a member of a French delegation to the Centennial Exhibition,[47] and arranged for a huge painting of the statue to be shown in New York as part of the Centennial festivities.[48] The arm did not arrive in Philadelphia until August; because of its late arrival, it was not listed in the exhibition catalogue, and while some reports correctly identified the work, others called it the "Colossal Arm" or "Bartholdi Electric Light". The exhibition grounds contained a number of monumental artworks to compete for fairgoers' interest, including an outsized fountain designed by Bartholdi.[49] Nevertheless, the arm proved popular in the exhibition's waning days, and visitors would climb up to the balcony of the torch to view the fairgrounds.[50] After the exhibition closed, the arm was transported to New York, where it remained on display in Madison Square Park for several years before it was returned to France to join the rest of the statue.[50]
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During his second trip to the United States, Bartholdi addressed a number of groups about the project, and urged the formation of American committees of the Franco-American Union.[51] Committees to raise money to pay for the foundation and pedestal were formed in New York, Boston, and Philadelphia.[52] The New York group eventually took on most of the responsibility for American fundraising and is often referred to as the "American Committee".[53] One of its members was 19-year-old Theodore Roosevelt, the future governor of New York and president of the United States.[51] On March 3, 1877, on his final full day in office, President Grant signed a joint resolution that authorized the President to accept the statue when it was presented by France and to select a site for it. President Rutherford B. Hayes, who took office the following day, selected the Bedloe's Island site that Bartholdi had proposed.[54]
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On his return to Paris in 1877, Bartholdi concentrated on completing the head, which was exhibited at the 1878 Paris World's Fair. Fundraising continued, with models of the statue put on sale. Tickets to view the construction activity at the Gaget, Gauthier & Co. workshop were also offered.[55] The French government authorized a lottery; among the prizes were valuable silver plate and a terracotta model of the statue. By the end of 1879, about 250,000 francs had been raised.[56]
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The head and arm had been built with assistance from Viollet-le-Duc, who fell ill in 1879. He soon died, leaving no indication of how he intended to transition from the copper skin to his proposed masonry pier.[57] The following year, Bartholdi was able to obtain the services of the innovative designer and builder Gustave Eiffel.[55] Eiffel and his structural engineer, Maurice Koechlin, decided to abandon the pier and instead build an iron truss tower. Eiffel opted not to use a completely rigid structure, which would force stresses to accumulate in the skin and lead eventually to cracking. A secondary skeleton was attached to the center pylon, then, to enable the statue to move slightly in the winds of New York Harbor and as the metal expanded on hot summer days, he loosely connected the support structure to the skin using flat iron bars[33] which culminated in a mesh of metal straps, known as "saddles", that were riveted to the skin, providing firm support. In a labor-intensive process, each saddle had to be crafted individually.[58][59] To prevent galvanic corrosion between the copper skin and the iron support structure, Eiffel insulated the skin with asbestos impregnated with shellac.[60]
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Eiffel's design made the statue one of the earliest examples of curtain wall construction, in which the exterior of the structure is not load bearing, but is instead supported by an interior framework. He included two interior spiral staircases, to make it easier for visitors to reach the observation point in the crown.[61] Access to an observation platform surrounding the torch was also provided, but the narrowness of the arm allowed for only a single ladder, 40 feet (12 m) long.[62] As the pylon tower arose, Eiffel and Bartholdi coordinated their work carefully so that completed segments of skin would fit exactly on the support structure.[63] The components of the pylon tower were built in the Eiffel factory in the nearby Parisian suburb of Levallois-Perret.[64]
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The change in structural material from masonry to iron allowed Bartholdi to change his plans for the statue's assembly. He had originally expected to assemble the skin on-site as the masonry pier was built; instead, he decided to build the statue in France and have it disassembled and transported to the United States for reassembly in place on Bedloe's Island.[65]
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In a symbolic act, the first rivet placed into the skin, fixing a copper plate onto the statue's big toe, was driven by United States Ambassador to France Levi P. Morton.[66] The skin was not, however, crafted in exact sequence from low to high; work proceeded on a number of segments simultaneously in a manner often confusing to visitors.[67] Some work was performed by contractors—one of the fingers was made to Bartholdi's exacting specifications by a coppersmith in the southern French town of Montauban.[68] By 1882, the statue was complete up to the waist, an event Barthodi celebrated by inviting reporters to lunch on a platform built within the statue.[69] Laboulaye died in 1883. He was succeeded as chairman of the French committee by Ferdinand de Lesseps, builder of the Suez Canal. The completed statue was formally presented to Ambassador Morton at a ceremony in Paris on July 4, 1884, and de Lesseps announced that the French government had agreed to pay for its transport to New York.[70] The statue remained intact in Paris pending sufficient progress on the pedestal; by January 1885, this had occurred and the statue was disassembled and crated for its ocean voyage.[71]
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The committees in the United States faced great difficulties in obtaining funds for the construction of the pedestal. The Panic of 1873 had led to an economic depression that persisted through much of the decade. The Liberty statue project was not the only such undertaking that had difficulty raising money: construction of the obelisk later known as the Washington Monument sometimes stalled for years; it would ultimately take over three-and-a-half decades to complete.[72] There was criticism both of Bartholdi's statue and of the fact that the gift required Americans to foot the bill for the pedestal. In the years following the Civil War, most Americans preferred realistic artworks depicting heroes and events from the nation's history, rather than allegorical works like the Liberty statue.[72] There was also a feeling that Americans should design American public works—the selection of Italian-born Constantino Brumidi to decorate the Capitol had provoked intense criticism, even though he was a naturalized U.S. citizen.[73] Harper's Weekly declared its wish that "M. Bartholdi and our French cousins had 'gone the whole figure' while they were about it, and given us statue and pedestal at once."[74] The New York Times stated that "no true patriot can countenance any such expenditures for bronze females in the present state of our finances."[75] Faced with these criticisms, the American committees took little action for several years.[75]
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The foundation of Bartholdi's statue was to be laid inside Fort Wood, a disused army base on Bedloe's Island constructed between 1807 and 1811. Since 1823, it had rarely been used, though during the Civil War, it had served as a recruiting station.[76] The fortifications of the structure were in the shape of an eleven-point star. The statue's foundation and pedestal were aligned so that it would face southeast, greeting ships entering the harbor from the Atlantic Ocean.[77]
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In 1881, the New York committee commissioned Richard Morris Hunt to design the pedestal. Within months, Hunt submitted a detailed plan, indicating that he expected construction to take about nine months.[78] He proposed a pedestal 114 feet (35 m) in height; faced with money problems, the committee reduced that to 89 feet (27 m).[79]
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Hunt's pedestal design contains elements of classical architecture, including Doric portals, as well as some elements influenced by Aztec architecture.[33] The large mass is fragmented with architectural detail, in order to focus attention on the statue.[79] In form, it is a truncated pyramid, 62 feet (19 m) square at the base and 39.4 feet (12.0 m) at the top. The four sides are identical in appearance. Above the door on each side, there are ten disks upon which Bartholdi proposed to place the coats of arms of the states (between 1876 and 1889, there were 38 U.S. states), although this was not done. Above that, a balcony was placed on each side, framed by pillars. Bartholdi placed an observation platform near the top of the pedestal, above which the statue itself rises.[80] According to author Louis Auchincloss, the pedestal "craggily evokes the power of an ancient Europe over which rises the dominating figure of the Statue of Liberty".[79] The committee hired former army General Charles Pomeroy Stone to oversee the construction work.[81] Construction on the 15-foot-deep (4.6 m) foundation began in 1883, and the pedestal's cornerstone was laid in 1884.[78] In Hunt's original conception, the pedestal was to have been made of solid granite. Financial concerns again forced him to revise his plans; the final design called for poured concrete walls, up to 20 feet (6.1 m) thick, faced with granite blocks.[82][83] This Stony Creek granite came from the Beattie Quarry in Branford, Connecticut.[84] The concrete mass was the largest poured to that time.[83]
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Norwegian immigrant civil engineer Joachim Goschen Giæver designed the structural framework for the Statue of Liberty. His work involved design computations, detailed fabrication and construction drawings, and oversight of construction. In completing his engineering for the statue's frame, Giæver worked from drawings and sketches produced by Gustave Eiffel.[85]
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Fundraising in the US for the pedestal had begun in 1882. The committee organized a large number of money-raising events.[86] As part of one such effort, an auction of art and manuscripts, poet Emma Lazarus was asked to donate an original work. She initially declined, stating she could not write a poem about a statue. At the time, she was also involved in aiding refugees to New York who had fled anti-Semitic pogroms in eastern Europe. These refugees were forced to live in conditions that the wealthy Lazarus had never experienced. She saw a way to express her empathy for these refugees in terms of the statue.[87] The resulting sonnet, "The New Colossus", including the iconic lines: "Give me your tired, your poor/Your huddled masses yearning to breathe free", is uniquely identified with the Statue of Liberty and is inscribed on a plaque in its museum.[88]
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Even with these efforts, fundraising lagged. Grover Cleveland, the governor of New York, vetoed a bill to provide $50,000 for the statue project in 1884. An attempt the next year to have Congress provide $100,000, sufficient to complete the project, also failed. The New York committee, with only $3,000 in the bank, suspended work on the pedestal. With the project in jeopardy, groups from other American cities, including Boston and Philadelphia, offered to pay the full cost of erecting the statue in return for relocating it.[89]
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Joseph Pulitzer, publisher of the New York World, a New York newspaper, announced a drive to raise $100,000—the equivalent of $2.3 million today.[90] Pulitzer pledged to print the name of every contributor, no matter how small the amount given.[91] The drive captured the imagination of New Yorkers, especially when Pulitzer began publishing the notes he received from contributors. "A young girl alone in the world" donated "60 cents, the result of self denial."[92] One donor gave "five cents as a poor office boy's mite toward the Pedestal Fund." A group of children sent a dollar as "the money we saved to go to the circus with."[93] Another dollar was given by a "lonely and very aged woman."[92] Residents of a home for alcoholics in New York's rival city of Brooklyn—the cities would not merge until 1898—donated $15; other drinkers helped out through donation boxes in bars and saloons.[94] A kindergarten class in Davenport, Iowa, mailed the World a gift of $1.35.[92] As the donations flooded in, the committee resumed work on the pedestal.[95]
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On June 17, 1885, the French steamer Isère [fr] arrived in New York with the crates holding the disassembled statue on board. New Yorkers displayed their new-found enthusiasm for the statue. Two hundred thousand people lined the docks and hundreds of boats put to sea to welcome the ship.[96][97] After five months of daily calls to donate to the statue fund, on August 11, 1885, the World announced that $102,000 had been raised from 120,000 donors, and that 80 percent of the total had been received in sums of less than one dollar.[98]
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Even with the success of the fund drive, the pedestal was not completed until April 1886. Immediately thereafter, reassembly of the statue began. Eiffel's iron framework was anchored to steel I-beams within the concrete pedestal and assembled.[99] Once this was done, the sections of skin were carefully attached.[100] Due to the width of the pedestal, it was not possible to erect scaffolding, and workers dangled from ropes while installing the skin sections.[101] Bartholdi had planned to put floodlights on the torch's balcony to illuminate it; a week before the dedication, the Army Corps of Engineers vetoed the proposal, fearing that ships' pilots passing the statue would be blinded. Instead, Bartholdi cut portholes in the torch—which was covered with gold leaf—and placed the lights inside them.[102] A power plant was installed on the island to light the torch and for other electrical needs.[103] After the skin was completed, landscape architect Frederick Law Olmsted, co-designer of Manhattan's Central Park and Brooklyn's Prospect Park, supervised a cleanup of Bedloe's Island in anticipation of the dedication.[104] General Charles Stone claimed on the day of dedication that no man had died during the construction of the statue. This was not true however, as Francis Longo, a thirty-nine year old Italian laborer had been killed when an old wall fell on him.[105]
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A ceremony of dedication was held on the afternoon of October 28, 1886. President Grover Cleveland, the former New York governor, presided over the event.[106] On the morning of the dedication, a parade was held in New York City; estimates of the number of people who watched it ranged from several hundred thousand to a million. President Cleveland headed the procession, then stood in the reviewing stand to see bands and marchers from across America. General Stone was the grand marshal of the parade. The route began at Madison Square, once the venue for the arm, and proceeded to the Battery at the southern tip of Manhattan by way of Fifth Avenue and Broadway, with a slight detour so the parade could pass in front of the World building on Park Row. As the parade passed the New York Stock Exchange, traders threw ticker tape from the windows, beginning the New York tradition of the ticker-tape parade.[107]
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A nautical parade began at 12:45 p.m., and President Cleveland embarked on a yacht that took him across the harbor to Bedloe's Island for the dedication.[108] De Lesseps made the first speech, on behalf of the French committee, followed by the chairman of the New York committee, Senator William M. Evarts. A French flag draped across the statue's face was to be lowered to unveil the statue at the close of Evarts's speech, but Bartholdi mistook a pause as the conclusion and let the flag fall prematurely. The ensuing cheers put an end to Evarts's address.[107] President Cleveland spoke next, stating that the statue's "stream of light shall pierce the darkness of ignorance and man's oppression until Liberty enlightens the world".[109] Bartholdi, observed near the dais, was called upon to speak, but he declined. Orator Chauncey M. Depew concluded the speechmaking with a lengthy address.[110]
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No members of the general public were permitted on the island during the ceremonies, which were reserved entirely for dignitaries. The only females granted access were Bartholdi's wife and de Lesseps's granddaughter; officials stated that they feared women might be injured in the crush of people. The restriction offended area suffragists, who chartered a boat and got as close as they could to the island. The group's leaders made speeches applauding the embodiment of Liberty as a woman and advocating women's right to vote.[109] A scheduled fireworks display was postponed until November 1 because of poor weather.[111]
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Shortly after the dedication, The Cleveland Gazette, an African American newspaper, suggested that the statue's torch not be lit until the United States became a free nation "in reality":
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"Liberty enlightening the world," indeed! The expression makes us sick. This government is a howling farce. It can not or rather does not protect its citizens within its own borders. Shove the Bartholdi statue, torch and all, into the ocean until the "liberty" of this country is such as to make it possible for an inoffensive and industrious colored man to earn a respectable living for himself and family, without being ku-kluxed, perhaps murdered, his daughter and wife outraged, and his property destroyed. The idea of the "liberty" of this country "enlightening the world," or even Patagonia, is ridiculous in the extreme.[112]
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When the torch was illuminated on the evening of the statue's dedication, it produced only a faint gleam, barely visible from Manhattan. The World characterized it as "more like a glowworm than a beacon."[103] Bartholdi suggested gilding the statue to increase its ability to reflect light, but this proved too expensive. The United States Lighthouse Board took over the Statue of Liberty in 1887 and pledged to install equipment to enhance the torch's effect; in spite of its efforts, the statue remained virtually invisible at night. When Bartholdi returned to the United States in 1893, he made additional suggestions, all of which proved ineffective. He did successfully lobby for improved lighting within the statue, allowing visitors to better appreciate Eiffel's design.[103] In 1901, President Theodore Roosevelt, once a member of the New York committee, ordered the statue's transfer to the War Department, as it had proved useless as a lighthouse.[113] A unit of the Army Signal Corps was stationed on Bedloe's Island until 1923, after which military police remained there while the island was under military jurisdiction.[114]
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Wars and other upheavals in Europe prompted large-scale emigration to the United States in the late 19th and early 20th century; many entered through New York and saw the statue not as a symbol of enlightenment, as Bartholdi had intended, but as a sign of welcome to their new home. The association with immigration only became stronger when an immigrant processing station was opened on nearby Ellis Island. This view was consistent with Lazarus's vision in her sonnet—she described the statue as "Mother of Exiles"—but her work had become obscure. In 1903, the sonnet was engraved on a plaque that was affixed to the base of the statue.[115]
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Oral histories of immigrants record their feelings of exhilaration on first viewing the Statue of Liberty. One immigrant who arrived from Greece recalled:
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I saw the Statue of Liberty. And I said to myself, "Lady, you're such a beautiful! [sic] You opened your arms and you get all the foreigners here. Give me a chance to prove that I am worth it, to do something, to be someone in America." And always that statue was on my mind.[116]
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The statue rapidly became a landmark.[116] Originally, it was a dull copper color, but shortly after 1900 a green patina, also called verdigris, caused by the oxidation of the copper skin, began to spread. As early as 1902 it was mentioned in the press; by 1906 it had entirely covered the statue.[117] Believing that the patina was evidence of corrosion, Congress authorized US$62,800 (equivalent to $1,787,000 in 2019) for various repairs, and to paint the statue both inside and out.[118] There was considerable public protest against the proposed exterior painting.[119] The Army Corps of Engineers studied the patina for any ill effects to the statue and concluded that it protected the skin, "softened the outlines of the Statue and made it beautiful."[120] The statue was painted only on the inside. The Corps of Engineers also installed an elevator to take visitors from the base to the top of the pedestal.[120]
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On July 30, 1916, during World War I, German saboteurs set off a disastrous explosion on the Black Tom peninsula in Jersey City, New Jersey, in what is now part of Liberty State Park, close to Bedloe's Island. Carloads of dynamite and other explosives that were being sent to Britain and France for their war efforts were detonated, and five people were killed. The statue sustained minor damage, mostly to the torch-bearing right arm, and was closed for ten days. The cost to repair the statue and buildings on the island was about $100,000 (equivalent to about $2,350,000 in 2019). The narrow ascent to the torch was closed for public-safety reasons, and it has remained closed ever since.[110]
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That same year, Ralph Pulitzer, who had succeeded his father Joseph as publisher of the World, began a drive to raise $30,000 (equivalent to $705,000 in 2019) for an exterior lighting system to illuminate the statue at night. He claimed over 80,000 contributors, but failed to reach the goal. The difference was quietly made up by a gift from a wealthy donor—a fact that was not revealed until 1936. An underwater power cable brought electricity from the mainland and floodlights were placed along the walls of Fort Wood. Gutzon Borglum, who later sculpted Mount Rushmore, redesigned the torch, replacing much of the original copper with stained glass. On December 2, 1916, President Woodrow Wilson pressed the telegraph key that turned on the lights, successfully illuminating the statue.[121]
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After the United States entered World War I in 1917, images of the statue were heavily used in both recruitment posters and the Liberty bond drives that urged American citizens to support the war financially. This impressed upon the public the war's stated purpose—to secure liberty—and served as a reminder that embattled France had given the United States the statue.[122]
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In 1924, President Calvin Coolidge used his authority under the Antiquities Act to declare the statue a national monument.[113] The only successful suicide in the statue's history occurred five years later, when a man climbed out of one of the windows in the crown and jumped to his death, glancing off the statue's breast and landing on the base.[123]
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In 1933, President Franklin Roosevelt ordered the statue to be transferred to the National Park Service (NPS). In 1937, the NPS gained jurisdiction over the rest of Bedloe's Island.[113] With the Army's departure, the NPS began to transform the island into a park.[124] The Works Progress Administration (WPA) demolished most of the old buildings, regraded and reseeded the eastern end of the island, and built granite steps for a new public entrance to the statue from its rear. The WPA also carried out restoration work within the statue, temporarily removing the rays from the statue's halo so their rusted supports could be replaced. Rusted cast-iron steps in the pedestal were replaced with new ones made of reinforced concrete;[125] the upper parts of the stairways within the statue were replaced, as well. Copper sheathing was installed to prevent further damage from rainwater that had been seeping into the pedestal.[126] The statue was closed to the public from May until December 1938.[125]
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During World War II, the statue remained open to visitors, although it was not illuminated at night due to wartime blackouts. It was lit briefly on December 31, 1943, and on D-Day, June 6, 1944, when its lights flashed "dot-dot-dot-dash", the Morse code for V, for victory. New, powerful lighting was installed in 1944–1945, and beginning on V-E Day, the statue was once again illuminated after sunset. The lighting was for only a few hours each evening, and it was not until 1957 that the statue was illuminated every night, all night.[127] In 1946, the interior of the statue within reach of visitors was coated with a special plastic so that graffiti could be washed away.[126]
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In 1956, an Act of Congress officially renamed Bedloe's Island as Liberty Island, a change advocated by Bartholdi generations earlier. The act also mentioned the efforts to found an American Museum of Immigration on the island, which backers took as federal approval of the project, though the government was slow to grant funds for it.[128] Nearby Ellis Island was made part of the Statue of Liberty National Monument by proclamation of President Lyndon Johnson in 1965.[113] In 1972, the immigration museum, in the statue's base, was finally opened in a ceremony led by President Richard Nixon. The museum's backers never provided it with an endowment to secure its future and it closed in 1991 after the opening of an immigration museum on Ellis Island.[99]
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In 1970, Ivy Bottini led a demonstration at the statue where she and others from the National Organization for Women's New York chapter draped an enormous banner over a railing which read "WOMEN OF THE WORLD UNITE!"[129][130]
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Beginning December 26, 1971, 15 anti-Vietnam War veterans occupied the statue, flying a US flag upside down from her crown. They left December 28 following a Federal Court order.[131] The statue was also several times taken over briefly by demonstrators publicizing causes such as Puerto Rican independence, opposition to abortion, and opposition to US intervention in Grenada. Demonstrations with the permission of the Park Service included a Gay Pride Parade rally and the annual Captive Baltic Nations rally.[132]
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A powerful new lighting system was installed in advance of the American Bicentennial in 1976. The statue was the focal point for Operation Sail, a regatta of tall ships from all over the world that entered New York Harbor on July 4, 1976, and sailed around Liberty Island.[133] The day concluded with a spectacular display of fireworks near the statue.[134]
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The statue was examined in great detail by French and American engineers as part of the planning for its centennial in 1986.[135] In 1982, it was announced that the statue was in need of considerable restoration. Careful study had revealed that the right arm had been improperly attached to the main structure. It was swaying more and more when strong winds blew and there was a significant risk of structural failure. In addition, the head had been installed 2 feet (0.61 m) off center, and one of the rays was wearing a hole in the right arm when the statue moved in the wind. The armature structure was badly corroded, and about two percent of the exterior plates needed to be replaced.[136] Although problems with the armature had been recognized as early as 1936, when cast iron replacements for some of the bars had been installed, much of the corrosion had been hidden by layers of paint applied over the years.[137]
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In May 1982, President Ronald Reagan announced the formation of the Statue of Liberty–Ellis Island Centennial Commission, led by Chrysler Corporation chair Lee Iacocca, to raise the funds needed to complete the work.[138][139][140] Through its fundraising arm, the Statue of Liberty–Ellis Island Foundation, Inc., the group raised more than $350 million in donations for the renovations of both the Statue of Liberty and Ellis Island.[141] The Statue of Liberty was one of the earliest beneficiaries of a cause marketing campaign. A 1983 promotion advertised that for each purchase made with an American Express card, the company would contribute one cent to the renovation of the statue. The campaign generated contributions of $1.7 million to the restoration project.[142]
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In 1984, the statue was closed to the public for the duration of the renovation. Workers erected the world's largest free-standing scaffold,[33] which obscured the statue from view. Liquid nitrogen was used to remove layers of paint that had been applied to the interior of the copper skin over decades, leaving two layers of coal tar, originally applied to plug leaks and prevent corrosion. Blasting with baking soda powder removed the tar without further damaging the copper.[143] The restorers' work was hampered by the asbestos-based substance that Bartholdi had used—ineffectively, as inspections showed—to prevent galvanic corrosion. Workers within the statue had to wear protective gear, dubbed "moon suits", with self-contained breathing circuits.[144] Larger holes in the copper skin were repaired, and new copper was added where necessary.[145] The replacement skin was taken from a copper rooftop at Bell Labs, which had a patina that closely resembled the statue's; in exchange, the laboratory was provided some of the old copper skin for testing.[146] The torch, found to have been leaking water since the 1916 alterations, was replaced with an exact replica of Bartholdi's unaltered torch.[147] Consideration was given to replacing the arm and shoulder; the National Park Service insisted that they be repaired instead.[148] The original torch was removed and replaced in 1986 with the current one, whose flame is covered in 24-karat gold.[36] The torch reflects the Sun's rays in daytime and is lighted by floodlights at night.[36]
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The entire puddled iron armature designed by Gustave Eiffel was replaced. Low-carbon corrosion-resistant stainless steel bars that now hold the staples next to the skin are made of Ferralium, an alloy that bends slightly and returns to its original shape as the statue moves.[149] To prevent the ray and arm making contact, the ray was realigned by several degrees.[150] The lighting was again replaced—night-time illumination subsequently came from metal-halide lamps that send beams of light to particular parts of the pedestal or statue, showing off various details.[151] Access to the pedestal, which had been through a nondescript entrance built in the 1960s, was renovated to create a wide opening framed by a set of monumental bronze doors with designs symbolic of the renovation.[152] A modern elevator was installed, allowing handicapped access to the observation area of the pedestal.[153] An emergency elevator was installed within the statue, reaching up to the level of the shoulder.[154]
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July 3–6, 1986, was designated "Liberty Weekend", marking the centennial of the statue and its reopening. President Reagan presided over the rededication, with French President François Mitterrand in attendance. July 4 saw a reprise of Operation Sail,[155] and the statue was reopened to the public on July 5.[156] In Reagan's dedication speech, he stated, "We are the keepers of the flame of liberty; we hold it high for the world to see."[155]
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Immediately following the September 11 attacks, the statue and Liberty Island were closed to the public. The island reopened at the end of 2001, while the pedestal and statue remained off-limits. The pedestal reopened in August 2004,[156] but the National Park Service announced that visitors could not safely be given access to the statue due to the difficulty of evacuation in an emergency. The Park Service adhered to that position through the remainder of the Bush administration.[157] New York Congressman Anthony Weiner made the statue's reopening a personal crusade.[158] On May 17, 2009, President Barack Obama's Secretary of the Interior, Ken Salazar, announced that as a "special gift" to America, the statue would be reopened to the public as of July 4, but that only a limited number of people would be permitted to ascend to the crown each day.[157]
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The statue, including the pedestal and base, closed on October 29, 2011, for installation of new elevators and staircases and to bring other facilities, such as restrooms, up to code. The statue was reopened on October 28, 2012,[1][159][160] but then closed again a day later in advance of Hurricane Sandy.[161] Although the storm did not harm the statue, it destroyed some of the infrastructure on both Liberty and Ellis Islands, including the dock used by the ferries that ran to Liberty and Ellis Islands. On November 8, 2012, a Park Service spokesperson announced that both islands would remain closed for an indefinite period for repairs to be done.[162] Since Liberty Island had no electricity, a generator was installed to power temporary floodlights to illuminate the statue at night. The superintendent of Statue of Liberty National Monument, David Luchsinger—whose home on the island was severely damaged—stated that it would be "optimistically ... months" before the island was reopened to the public.[163] The statue and Liberty Island reopened to the public on July 4, 2013.[164] Ellis Island remained closed for repairs for several more months but reopened in late October 2013.[165]
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The Statue of Liberty has also been closed due to government shutdowns and protests, as well as for disease pandemics. During the October 2013 United States federal government shutdown, Liberty Island and other federally funded sites were closed.[166] In addition, Liberty Island was briefly closed on July 4, 2018, after a woman protesting against American immigration policy climbed onto the statue.[167] However, the island remained open during the 2018–19 United States federal government shutdown because the Statue of Liberty-Ellis Island Foundation had donated funds.[168] It closed beginning on March 16, 2020 due to the COVID-19 pandemic.[169]
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On October 7, 2016, construction started on the new Statue of Liberty Museum on Liberty Island.[170] The new $70 million, 26,000-square-foot (2,400 m2) museum may be visited by all who come to the island,[171] as opposed to the museum in the pedestal, which only 20% of the island's visitors had access to.[170] The new museum, designed by FXFOWLE Architects, is integrated with the surrounding parkland.[172][173] Diane von Fürstenberg headed the fundraising for the museum, and the project received over $40 million in fundraising by groundbreaking.[172] The museum opened on May 16, 2019.[174][175]
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The statue is situated in Upper New York Bay on Liberty Island south of Ellis Island, which together comprise the Statue of Liberty National Monument. Both islands were ceded by New York to the federal government in 1800.[176] As agreed in an 1834 compact between New York and New Jersey that set the state border at the bay's midpoint, the original islands remain New York territory though located on the New Jersey side of the state line. Liberty Island is one of the islands that are part of the borough of Manhattan in New York. Land created by reclamation added to the 2.3-acre (0.93 ha) original island at Ellis Island is New Jersey territory.[177]
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No charge is made for entrance to the national monument, but there is a cost for the ferry service that all visitors must use,[178] as private boats may not dock at the island. A concession was granted in 2007 to Statue Cruises to operate the transportation and ticketing facilities, replacing Circle Line, which had operated the service since 1953.[179] The ferries, which depart from Liberty State Park in Jersey City and the Battery in Lower Manhattan, also stop at Ellis Island when it is open to the public, making a combined trip possible.[180] All ferry riders are subject to security screening, similar to airport procedures, prior to boarding.[181]
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Visitors intending to enter the statue's base and pedestal must obtain a complimentary museum/pedestal ticket along with their ferry ticket.[178][182] Those wishing to climb the staircase within the statue to the crown purchase a special ticket, which may be reserved up to a year in advance. A total of 240 people per day are permitted to ascend: ten per group, three groups per hour. Climbers may bring only medication and cameras—lockers are provided for other items—and must undergo a second security screening.[183]
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There are several plaques and dedicatory tablets on or near the Statue of Liberty.
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A group of statues stands at the western end of the island, honoring those closely associated with the Statue of Liberty. Two Americans—Pulitzer and Lazarus—and three Frenchmen—Bartholdi, Eiffel, and Laboulaye—are depicted. They are the work of Maryland sculptor Phillip Ratner.[185]
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President Calvin Coolidge officially designated the Statue of Liberty as part of the Statue of Liberty National Monument in 1924.[3][186] The monument was expanded to also include Ellis Island in 1965.[187][188] The following year, the Statue of Liberty and Ellis Island were jointly added to the National Register of Historic Places,[189] and the statue individually in 2017.[5] On the sub-national level, the Statue of Liberty National Monument was added to the New Jersey Register of Historic Places in 1971,[6] and was made a New York City designated landmark in 1976.[7]
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In 1984, the Statue of Liberty was designated a UNESCO World Heritage Site. The UNESCO "Statement of Significance" describes the statue as a "masterpiece of the human spirit" that "endures as a highly potent symbol—inspiring contemplation, debate and protest—of ideals such as liberty, peace, human rights, abolition of slavery, democracy and opportunity."[190]
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Hundreds of replicas of the Statue of Liberty are displayed worldwide.[191] A smaller version of the statue, one-fourth the height of the original, was given by the American community in Paris to that city. It now stands on the Île aux Cygnes, facing west toward her larger sister.[191] A replica 30 feet (9.1 m) tall stood atop the Liberty Warehouse on West 64th Street in Manhattan for many years;[191] it now resides at the Brooklyn Museum.[192] In a patriotic tribute, the Boy Scouts of America, as part of their Strengthen the Arm of Liberty campaign in 1949–1952, donated about two hundred replicas of the statue, made of stamped copper and 100 inches (2.5 m) in height, to states and municipalities across the United States.[193] Though not a true replica, the statue known as the Goddess of Democracy temporarily erected during the Tiananmen Square protests of 1989 was similarly inspired by French democratic traditions—the sculptors took care to avoid a direct imitation of the Statue of Liberty.[194] Among other recreations of New York City structures, a replica of the statue is part of the exterior of the New York-New York Hotel and Casino in Las Vegas.[195]
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As an American icon, the Statue of Liberty has been depicted on the country's coinage and stamps. It appeared on commemorative coins issued to mark its 1986 centennial, and on New York's 2001 entry in the state quarters series.[196] An image of the statue was chosen for the American Eagle platinum bullion coins in 1997, and it was placed on the reverse, or tails, side of the Presidential Dollar series of circulating coins.[31] Two images of the statue's torch appear on the current ten-dollar bill.[197] The statue's intended photographic depiction on a 2010 forever stamp proved instead to be of the replica at the Las Vegas casino.[198]
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Depictions of the statue have been used by many regional institutions. Between 1986[199] and 2000,[200] New York State issued license plates with an outline of the statue.[199][200] The Women's National Basketball Association's New York Liberty use both the statue's name and its image in their logo, in which the torch's flame doubles as a basketball.[201] The New York Rangers of the National Hockey League depicted the statue's head on their third jersey, beginning in 1997.[202] The National Collegiate Athletic Association's 1996 Men's Basketball Final Four, played at New Jersey's Meadowlands Sports Complex, featured the statue in its logo.[203] The Libertarian Party of the United States uses the statue in its emblem.[204]
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The statue is a frequent subject in popular culture. In music, it has been evoked to indicate support for American policies, as in Toby Keith's song "Courtesy of the Red, White and Blue (The Angry American)", and in opposition, appearing on the cover of the Dead Kennedys' album Bedtime for Democracy, which protested the Reagan administration.[205] In film, the torch is the setting for the climax of director Alfred Hitchcock's 1942 movie Saboteur.[206] The statue makes one of its most famous cinematic appearances in the 1968 picture Planet of the Apes, in which it is seen half-buried in sand.[205][207] It is knocked over in the science-fiction film Independence Day [208] and in Cloverfield the head is ripped off.[209] In Jack Finney's time-travel novel Time and Again, the right arm of the statue, on display in the early 1880s in Madison Square Park, plays a crucial role.[210] Robert Holdstock, consulting editor of The Encyclopedia of Science Fiction, wondered in 1979:
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Where would science fiction be without the Statue of Liberty? For decades it has towered or crumbled above the wastelands of deserted [E]arth—giants have uprooted it, aliens have found it curious ... the symbol of Liberty, of optimism, has become a symbol of science fiction's pessimistic view of the future.[211]
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Christ the Redeemer (Portuguese: Cristo Redentor, standard Brazilian Portuguese: [ˈkɾistu ʁedenˈtoʁ], local pronunciation: [ˈkɾiɕtŭ̻ xe̞denˈtoɦ]) is an Art Deco statue of Jesus Christ in Rio de Janeiro, Brazil, created by French sculptor Paul Landowski and built by Brazilian engineer Heitor da Silva Costa, in collaboration with French engineer Albert Caquot. Romanian sculptor Gheorghe Leonida fashioned the face. Constructed between 1922 and 1931, the statue is 30 metres (98 ft) high, excluding its 8-metre (26 ft) pedestal. The arms stretch 28 metres (92 ft) wide.[1][2]
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The statue weighs 635 metric tons (625 long, 700 short tons), and is located at the peak of the 700-metre (2,300 ft) Corcovado mountain in the Tijuca Forest National Park overlooking the city of Rio de Janeiro. A symbol of Christianity across the world, the statue has also become a cultural icon of both Rio de Janeiro and Brazil, and is listed as one of the New7Wonders of the World.[3] It is made of reinforced concrete and soapstone.[4][5][6]
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Vincentian priest Pedro Maria Boss first suggested placing a Christian monument on Mount Corcovado in the mid 1850s to honor Princess Isabel, regent of Brazil and the daughter of Emperor Pedro II, but the project was not approved.[1] In 1889, the country became a republic, and due to the separation of church and state, the proposed statue was dismissed.[7]
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The Catholic Circle[clarification needed] of Rio made a second proposal for a landmark statue on the mountain in 1920.[8] The group organized an event called Semana do Monumento ("Monument Week") to attract donations and collect signatures to support the building of the statue. The organization was motivated by what they perceived as 'Godlessness' in the society. The donations came mostly from Brazilian Catholics.[4] The designs considered for the "Statue of the Christ" included a representation of the Christian cross, a statue of Jesus with a globe in his hands, and a pedestal symbolizing the world.[9] The statue of Christ the Redeemer with open arms, a symbol of peace, was chosen.
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Local engineer Heitor da Silva Costa designed the statue. French sculptor Paul Landowski created the work.[10]
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In 1922, Landowski commissioned fellow Parisian Romanian sculptor Gheorghe Leonida, who studied sculpture at the Fine Arts Conservatory in Bucharest and in Italy.[11]
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A group of engineers and technicians studied Landowski's submissions and felt building the structure of reinforced concrete (designed by Albert Caquot) instead of steel was more suitable for the cross-shaped statue. The concrete making up the base was supplied from Limhamn, Sweden.[12][13] The outer layers are soapstone, chosen for its enduring qualities and ease of use.[5] Construction took nine years, from 1922 to 1931 and cost the equivalent of US$250,000 (equivalent to $3,600,000 in 2019) and the monument opened on October 12, 1931.[5][6] During the opening ceremony, the statue was to be lit by a battery of floodlights turned on remotely by Italian shortwave radio inventor Guglielmo Marconi, stationed 9,200 kilometres (5,700 mi) away in Rome but because of bad weather, the lights were activated on-site.[8]
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In October 2006, on the 75th anniversary of the statue's completion, Archbishop of Rio, Cardinal Eusebio Oscar Scheid, consecrated a chapel, named after Brazil's patron saint—Our Lady of the Apparition, under the statue, allowing Catholics to hold baptisms and weddings there.[6]
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Lightning struck the statue during a violent thunderstorm on February 10, 2008, causing some damage to the fingers, head and eyebrows. The Rio de Janeiro state government initiated a restoration effort to replace some of the outer soapstone layers and repair the lightning rods on the statue. Lightning damaged it again, on January 17, 2014, dislodging a finger on the right hand.[14][15][16][17]
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In 2010, a massive restoration of the statue began. Work included cleaning, replacing the mortar and soapstone on the exterior, restoring iron in the internal structure, and waterproofing the monument. Vandals attacked the statue during renovation, spraying paint along the arm. Mayor Eduardo Paes called the act "a crime against the nation". The culprits later apologized and presented themselves to the police.[18][19][20]
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In reference to Brazil striker Ronaldo's usual goal celebration of both arms outstretched, the Pirelli tyre company ran a 1998 commercial in which he replaced the statue while in an Inter Milan strip.[21] The commercial was controversial with the Catholic Church.[22]
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In 1990, several organizations, including the Archdiocese of Rio de Janeiro, media company Grupo Globo, oil company Shell do Brasil, environmental regulator IBAMA, National Institute of Historic and Artistic Heritage, and the city government of Rio de Janeiro entered an agreement to conduct restoration work.
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More work on the statue and its environs was conducted in 2003 and early 2010. In 2003, a set of escalators, walkways, and elevators were installed to facilitate access to the platform surrounding the statue. The four-month restoration in 2010[23] focused on the statue itself. The statue's internal structure was renovated and its soapstone mosaic covering was restored by removing a crust of fungi and other microorganisms and repairing small cracks. The lightning rods located in the statue's head and arms were also repaired, and new lighting fixtures were installed at the foot of the statue.[24]
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The restoration involved one hundred people and used more than 60,000 pieces of stone taken from the same quarry as the original statue.[23] During the unveiling of the restored statue, it was illuminated with green-and-yellow lighting in support of the Brazil national football team playing in the 2010 FIFA World Cup.[23]
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Maintenance work needs to be conducted periodically due to the strong winds and erosion to which the statue is exposed, as well as lightning strikes.[25] The original pale stone is no longer available in sufficient quantity, and replacement stones are increasingly darker in hue.[26]
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The statue
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Access escalators
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Christ the Redeemer after restoration
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The statue illuminated in yellow and green, the colors of Brazil, during the 2014 FIFA World Cup.
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Christ the Redeemer lit in the colours of the French flag after the November 2015 Paris attacks
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The Corcovado and Christ the Redeemer as seen from Sugarloaf Mountain.
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Christ the Redeemer with moon in the background.
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A statue is a free-standing sculpture in which the realistic, full-length figures of persons or animals or non-representational forms are carved or cast in a durable material such as wood, metal or stone. Typical statues are life-sized or close to life-size; a sculpture that represents persons or animals in full figure but that is small enough to lift and carry is a statuette or figurine, whilst one more than twice life-size is a colossal statue.[2]
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Statues have been produced in many cultures from prehistory to the present; the oldest-known statue dating to about 30,000 years ago. Statues represent many different people and animals, real and mythical. Many statues are placed in public places as public art. The world's tallest statue, Statue of Unity, is 182 metres (597 ft) tall and is located near the Narmada dam in Gujarat, India.
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Ancient statues often show the bare surface of the material of which they are made. For example many people associate Greek classical art with white marble sculpture, but there is evidence that many statues were painted in bright colors.[3] Most of the color has weathered off over time; small remnants were removed during cleaning; in some cases small traces remained that could be identified.[3] A travelling exhibition of 20 coloured replicas of Greek and Roman works, alongside 35 original statues and reliefs, was held in Europe and the United States in 2008: Gods in Color: Painted Sculpture of Classical Antiquity.[4] Details such as whether the paint was applied in one or two coats, how finely the pigments were ground or exactly which binding medium would have been used in each case—all elements that would affect the appearance of a finished piece—are not known. Richter goes so far as to say of classical Greek sculpture, "All stone sculpture, whether limestone or marble, was painted, either wholly or in part."[5]
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Medieval statues were also usually painted, with some still retaining their original pigments. The coloring of statues ceased during the Renaissance, since excavated classical sculptures, which had lost their coloring, became regarded as the best models.
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The Venus of Berekhat Ram, an anthropomorphic pebble found in northern Israel and dated to at least 230,000 years before present, is claimed to be the oldest known statuette. However, researchers are divided as to whether its shape is derived from natural erosion or was carved by an early human.[6] The Venus of Tan-Tan, a similar object of similar age found in Morocco, has also been claimed to be a statuette.[7]
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The Löwenmensch figurine and the Venus of Hohle Fels, both from Germany, are the oldest confirmed statuettes in the world, dating to 35,000-40,000 years ago.[8][9][10]
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The oldest known life-sized statue is Urfa Man found in Turkey which is dated to around 9,000 BC.
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Throughout history, statues have been associated with cult images in many religious traditions, from Ancient Egypt, Ancient India, Ancient Greece, and Ancient Rome to the present. Egyptian statues showing kings as sphinxes have existed since the Old Kingdom, the oldest being for Djedefre (c. 2500 BC).[11] The oldest statue of a striding pharaoh dates from the reign of Senwosret I (c. 1950 BC) and is the Egyptian Museum, Cairo.[12] The Middle Kingdom of Egypt (starting around 2000 BC) witnessed the growth of block statues which then became the most popular form until the Ptolemaic period (c. 300 BC).[13]
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The focal point of the cella or main interior space of a Roman or Greek temple was a statue of the deity it was dedicated to. In major temples these could be several times life-size. Other statues of deities might have subordinate positions along the side walls.
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The oldest statue of a deity in Rome was the bronze statue of Ceres in 485 BC.[14][15] The oldest statue in Rome is now the statue of Diana on the Aventine.[16]
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For a successful Greek or Roman politician or businessman (who donated considerable sums to public projects for the honour), having a public statue, preferably in the local forum or the grounds of a temple was an important confirmation of status, and these sites filled up with statues on plinths (mostly smaller than those of their 19th century equivalents).
|
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|
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+
The wonders of the world include several statues from antiquity, with the Colossus of Rhodes and the Statue of Zeus at Olympia among the Seven Wonders of the Ancient World.
|
26 |
+
|
27 |
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While sculpture generally flourished in European Medieval art, the single statue was not one of the most common types, except for figures of the Virgin Mary, usually with Child, and the corpus or body of Christ on crucifixes. Both of these appeared in all size up to life-size, and by the late Middle Ages many churches, even in villages, had a crucifixion group around a rood cross. The Gero Cross in Cologne is both one of the earliest and finest large figures of the crucified Christ. As yet, full-size standing statues of saints and rulers were uncommon, but tomb effigies, generally lying down, were very common for the wealthy from about the 14th century, having spread downwards from royal tombs in the centuries before.
|
28 |
+
|
29 |
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While Byzantine art flourished in various forms, sculpture and statue making witnessed a general decline; although statues of emperors continued to appear.[17] An example was the statue of Justinian (6th century) which stood in the square across from the Hagia Sophia until the fall of Constantinople in the 15th century.[17] Part of the decline in statue making in the Byzantine period can be attributed to the mistrust the Church placed in the art form, given that it viewed sculpture in general as a method for making and worshiping idols.[17] While making statues was not subject to a general ban, it was hardly encouraged in this period.[17] Justinian was one of the last Emperors to have a full-size statue made, and secular statues of any size became virtually non-existent after iconoclasm; and the artistic skill for making statues was lost in the process.
|
30 |
+
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31 |
+
Italian Renaissance art identified the standing statue as the key form of Roman art to survive, and there was a great revival of statues of both religious and secular figures, to which most of the leading figures contributed, led by Donatello and Michelangelo. The equestrian statue, a great technical challenge, was mastered again, and gradually statue groups.
|
32 |
+
|
33 |
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These trends intensified in Baroque art, when every ruler wanted to have statues made of themself, and Catholic churches filled with crowds of statues of saints, although after the Protestant Reformation religious sculpture largely disappeared from Protestant churches, with some exceptions in large Lutheran German churches. In England, churches instead were filled with increasing elaborate tomb monuments, for which the ultimate models were continental extravagances such as the Papal tombs in Rome, those of the Doges of Venice, or the French royal family.
|
34 |
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In the late 18th and 19th century there was a growth in public open air statues of public figures on plinths. As well as monarches, politicians, generals, landowners, and eventually artists and writers were commemorated. World War I saw the war memorial, previously uncommon, become very widespread, and these were often statues of generic soldiers.
|
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|
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Starting with the work of Maillol around 1900, the human figures embodied in statues began to move away from the various schools of realism that been followed for thousands of years. The Futurist and Cubist schools took this metamorphism even further until statues, often still nominally representing humans, had lost all but the most rudimentary relationship to the human form. By the 1920s and 1930s statues began to appear that were completely abstract in design and execution.[18]
|
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|
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+
The notion that the position of the hooves of horses in equestrian statues indicated the rider's cause of death has been disproved.[19][20]
|
40 |
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Löwenmensch figurine, from Hohlenstein-Stadel, Germany, now in Ulmer Museum, Ulm, Germany, the oldest known zoomorphic statuette, Aurignacian era, 40,000 BC-35,000 BC
|
42 |
+
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+
Two views of the Venus of Hohle Fels figurine, 40,000 BC-35,000 BC (6 cm (2.4 in) tall), one of the earliest known, undisputed examples of a depiction of a human being
|
44 |
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|
45 |
+
Venus of Dolní Věstonice, ceramic figurine, 29,000 BC-25,000 BC
|
46 |
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|
47 |
+
Venus of Willendorf, one of the oldest known statuettes, Upper Paleolithic, 24,000 BC-22,000 BC
|
48 |
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|
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+
'Ain Ghazal Statues, c. 7000 BC, at the Amman Citadel, Jordan
|
50 |
+
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51 |
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Great Sphinx of Giza, c. 2558–2532 BC, the largest monolithic statue in the world, standing 73.5 metres (241 ft) long, 6 metres (20 ft) wide, and 20.22 m (66.34 ft) high. Giza, Egypt.
|
52 |
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|
53 |
+
The Charioteer of Delphi, 474 BC, Delphi Archaeological Museum, Greece
|
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|
55 |
+
Hermes and the Infant Dionysus by Praxiteles, 4th century BC, Archaeological Museum of Olympia, Greece
|
56 |
+
|
57 |
+
Venus de Milo, c. 130 - 100 BC, Greek, the Louvre
|
58 |
+
|
59 |
+
Laocoön and his Sons, Greek, (Late Hellenistic), c. 160 BC and 20 BC, White marble, Vatican Museum
|
60 |
+
|
61 |
+
Nara Daibutsu, c. 752, Nara, Japan
|
62 |
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|
63 |
+
Gommateshvara Bahubali, c. 978-993 AD, 57 feet (17 m) high
|
64 |
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|
65 |
+
Moai of Easter Island facing inland, Ahu Tongariki, c. 1250 - 1500, restored by Chilean archaeologist Claudio Cristino in the 1990s
|
66 |
+
|
67 |
+
The Great Buddha of Kamakura, c. 1252, Japan
|
68 |
+
|
69 |
+
Michelangelo's David, 1504, The Accademia Gallery, Florence, Italy
|
70 |
+
|
71 |
+
Auguste Rodin, The Burghers of Calais, 1884–c. 1889, in Victoria Tower Gardens, London, England.
|
72 |
+
|
73 |
+
The Statue of Liberty, (formally Liberty Enlightening the World) New York Harbor, United States, by Frédéric Auguste Bartholdi c.1886
|
74 |
+
|
75 |
+
Henry Bain Smith's bronze of Robert Burns, 1892, above Union Terrace Gardens, Aberdeen, Scotland
|
76 |
+
|
77 |
+
Camille Claudel, The Waltz, 1889-1905, Musée Camille Claudel, Nogent-sur-Seine, France
|
78 |
+
|
79 |
+
The Little Mermaid, Copenhagen, Denmark by Edvard Eriksen 1913
|
80 |
+
|
81 |
+
Statue of Dr. Jose Rizal. at the Luneta Park, Philippines c.1908
|
82 |
+
|
83 |
+
Thomas Brock, John Everett Millais, at Tate Britain 1905
|
84 |
+
|
85 |
+
The statue of Hans Egede, 1921, at Nuuk, Greenland
|
86 |
+
|
87 |
+
Mount Rushmore, by Gutzon Borglum, 1927-1941, Black Hills, South Dakota
|
88 |
+
|
89 |
+
U.S. Marine Corps War Memorial, located in Arlington, Virginia, by Felix de Weldon 1954
|
90 |
+
|
91 |
+
A closeup of the replica statue of Roman Emperor, Marcus Aurelius, 1981; the original c. 200 AD is in the nearby Capitoline Museum, Rome
|
92 |
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|
93 |
+
Spring Temple Buddha, the world's second tallest statue, overall 128 m (420 ft) in height, completed 2002, China.
|
94 |
+
|
95 |
+
Kailashnath Mahadev Statue, Bhaktapur, Nepal. Nepal's tallest statue of Lord Shiva, 144 feet (44 m), 2003–Present.
|
96 |
+
|
97 |
+
Lord Murugan Statue, Batu Caves, Malaysia, 140 feet (42.7 m).
|
98 |
+
|
99 |
+
Balance of Nature statue near VUDA Park, Visakhapatnam
|
100 |
+
|
101 |
+
Aristotle in the Aristotlepark of Stagira
|
102 |
+
|
103 |
+
Sardar Vallabhbhai Patel was one of the founding fathers and Iron Man of the Republic of India; the world's tallest statue
|
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|
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1 |
+
|
2 |
+
|
3 |
+
A star is an astronomical object consisting of a luminous spheroid of plasma held together by its own gravity. The nearest star to Earth is the Sun. Many other stars are visible to the naked eye from Earth during the night, appearing as a multitude of fixed luminous points in the sky due to their immense distance from Earth. Historically, the most prominent stars were grouped into constellations and asterisms, the brightest of which gained proper names. Astronomers have assembled star catalogues that identify the known stars and provide standardized stellar designations. The observable Universe contains an estimated 1×1024 stars,[1][2] but most are invisible to the naked eye from Earth, including all stars outside our galaxy, the Milky Way.
|
4 |
+
|
5 |
+
For most of its active life, a star shines due to thermonuclear fusion of hydrogen into helium in its core, releasing energy that traverses the star's interior and then radiates into outer space. Almost all naturally occurring elements heavier than helium are created by stellar nucleosynthesis during the star's lifetime, and for some stars by supernova nucleosynthesis when it explodes. Near the end of its life, a star can also contain degenerate matter. Astronomers can determine the mass, age, metallicity (chemical composition), and many other properties of a star by observing its motion through space, its luminosity, and spectrum respectively. The total mass of a star is the main factor that determines its evolution and eventual fate. Other characteristics of a star, including diameter and temperature, change over its life, while the star's environment affects its rotation and movement. A plot of the temperature of many stars against their luminosities produces a plot known as a Hertzsprung–Russell diagram (H–R diagram). Plotting a particular star on that diagram allows the age and evolutionary state of that star to be determined.
|
6 |
+
|
7 |
+
A star's life begins with the gravitational collapse of a gaseous nebula of material composed primarily of hydrogen, along with helium and trace amounts of heavier elements. When the stellar core is sufficiently dense, hydrogen becomes steadily converted into helium through nuclear fusion, releasing energy in the process.[3] The remainder of the star's interior carries energy away from the core through a combination of radiative and convective heat transfer processes. The star's internal pressure prevents it from collapsing further under its own gravity. A star with mass greater than 0.4 times the Sun's will expand to become a red giant when the hydrogen fuel in its core is exhausted.[4] In some cases, it will fuse heavier elements at the core or in shells around the core. As the star expands it throws a part of its mass, enriched with those heavier elements, into the interstellar environment, to be recycled later as new stars.[5] Meanwhile, the core becomes a stellar remnant: a white dwarf, a neutron star, or, if it is sufficiently massive, a black hole.
|
8 |
+
|
9 |
+
Binary and multi-star systems consist of two or more stars that are gravitationally bound and generally move around each other in stable orbits. When two such stars have a relatively close orbit, their gravitational interaction can have a significant impact on their evolution.[6] Stars can form part of a much larger gravitationally bound structure, such as a star cluster or a galaxy.
|
10 |
+
|
11 |
+
Historically, stars have been important to civilizations throughout the world. They have been part of religious practices and used for celestial navigation and orientation. Many ancient astronomers believed that stars were permanently affixed to a heavenly sphere and that they were immutable. By convention, astronomers grouped stars into constellations and used them to track the motions of the planets and the inferred position of the Sun.[7] The motion of the Sun against the background stars (and the horizon) was used to create calendars, which could be used to regulate agricultural practices.[9] The Gregorian calendar, currently used nearly everywhere in the world, is a solar calendar based on the angle of the Earth's rotational axis relative to its local star, the Sun.
|
12 |
+
|
13 |
+
The oldest accurately dated star chart was the result of ancient Egyptian astronomy in 1534 BC.[10] The earliest known star catalogues were compiled by the ancient Babylonian astronomers of Mesopotamia in the late 2nd millennium BC, during the Kassite Period (c. 1531–1155 BC).[11]
|
14 |
+
|
15 |
+
The first star catalogue in Greek astronomy was created by Aristillus in approximately 300 BC, with the help of Timocharis.[12] The star catalog of Hipparchus (2nd century BC) included 1020 stars, and was used to assemble Ptolemy's star catalogue.[13] Hipparchus is known for the discovery of the first recorded nova (new star).[14] Many of the constellations and star names in use today derive from Greek astronomy.
|
16 |
+
|
17 |
+
In spite of the apparent immutability of the heavens, Chinese astronomers were aware that new stars could appear.[15] In 185 AD, they were the first to observe and write about a supernova, now known as the SN 185.[16] The brightest stellar event in recorded history was the SN 1006 supernova, which was observed in 1006 and written about by the Egyptian astronomer Ali ibn Ridwan and several Chinese astronomers.[17] The SN 1054 supernova, which gave birth to the Crab Nebula, was also observed by Chinese and Islamic astronomers.[18][19][20]
|
18 |
+
|
19 |
+
Medieval Islamic astronomers gave Arabic names to many stars that are still used today and they invented numerous astronomical instruments that could compute the positions of the stars. They built the first large observatory research institutes, mainly for the purpose of producing Zij star catalogues.[21] Among these, the Book of Fixed Stars (964) was written by the Persian astronomer Abd al-Rahman al-Sufi, who observed a number of stars, star clusters (including the Omicron Velorum and Brocchi's Clusters) and galaxies (including the Andromeda Galaxy).[22] According to A. Zahoor, in the 11th century, the Persian polymath scholar Abu Rayhan Biruni described the Milky Way galaxy as a multitude of fragments having the properties of nebulous stars, and also gave the latitudes of various stars during a lunar eclipse in 1019.[23]
|
20 |
+
|
21 |
+
According to Josep Puig, the Andalusian astronomer Ibn Bajjah proposed that the Milky Way was made up of many stars that almost touched one another and appeared to be a continuous image due to the effect of refraction from sublunary material, citing his observation of the conjunction of Jupiter and Mars on 500 AH (1106/1107 AD) as evidence.[24]
|
22 |
+
Early European astronomers such as Tycho Brahe identified new stars in the night sky (later termed novae), suggesting that the heavens were not immutable. In 1584, Giordano Bruno suggested that the stars were like the Sun, and may have other planets, possibly even Earth-like, in orbit around them,[25] an idea that had been suggested earlier by the ancient Greek philosophers, Democritus and Epicurus,[26] and by medieval Islamic cosmologists[27] such as Fakhr al-Din al-Razi.[28] By the following century, the idea of the stars being the same as the Sun was reaching a consensus among astronomers. To explain why these stars exerted no net gravitational pull on the Solar System, Isaac Newton suggested that the stars were equally distributed in every direction, an idea prompted by the theologian Richard Bentley.[29]
|
23 |
+
|
24 |
+
The Italian astronomer Geminiano Montanari recorded observing variations in luminosity of the star Algol in 1667. Edmond Halley published the first measurements of the proper motion of a pair of nearby "fixed" stars, demonstrating that they had changed positions since the time of the ancient Greek astronomers Ptolemy and Hipparchus.[25]
|
25 |
+
|
26 |
+
William Herschel was the first astronomer to attempt to determine the distribution of stars in the sky. During the 1780s, he established a series of gauges in 600 directions and counted the stars observed along each line of sight. From this he deduced that the number of stars steadily increased toward one side of the sky, in the direction of the Milky Way core. His son John Herschel repeated this study in the southern hemisphere and found a corresponding increase in the same direction.[30] In addition to his other accomplishments, William Herschel is also noted for his discovery that some stars do not merely lie along the same line of sight, but are also physical companions that form binary star systems.
|
27 |
+
|
28 |
+
The science of stellar spectroscopy was pioneered by Joseph von Fraunhofer and Angelo Secchi. By comparing the spectra of stars such as Sirius to the Sun, they found differences in the strength and number of their absorption lines—the dark lines in stellar spectra caused by the atmosphere's absorption of specific frequencies. In 1865, Secchi began classifying stars into spectral types.[31] However, the modern version of the stellar classification scheme was developed by Annie J. Cannon during the 1900s.
|
29 |
+
|
30 |
+
The first direct measurement of the distance to a star (61 Cygni at 11.4 light-years) was made in 1838 by Friedrich Bessel using the parallax technique. Parallax measurements demonstrated the vast separation of the stars in the heavens.[25] Observation of double stars gained increasing importance during the 19th century. In 1834, Friedrich Bessel observed changes in the proper motion of the star Sirius and inferred a hidden companion. Edward Pickering discovered the first spectroscopic binary in 1899 when he observed the periodic splitting of the spectral lines of the star Mizar in a 104-day period. Detailed observations of many binary star systems were collected by astronomers such as Friedrich Georg Wilhelm von Struve and S. W. Burnham, allowing the masses of stars to be determined from computation of orbital elements. The first solution to the problem of deriving an orbit of binary stars from telescope observations was made by Felix Savary in 1827.[32]
|
31 |
+
The twentieth century saw increasingly rapid advances in the scientific study of stars. The photograph became a valuable astronomical tool. Karl Schwarzschild discovered that the color of a star and, hence, its temperature, could be determined by comparing the visual magnitude against the photographic magnitude. The development of the photoelectric photometer allowed precise measurements of magnitude at multiple wavelength intervals. In 1921 Albert A. Michelson made the first measurements of a stellar diameter using an interferometer on the Hooker telescope at Mount Wilson Observatory.[33]
|
32 |
+
|
33 |
+
Important theoretical work on the physical structure of stars occurred during the first decades of the twentieth century. In 1913, the Hertzsprung-Russell diagram was developed, propelling the astrophysical study of stars. Successful models were developed to explain the interiors of stars and stellar evolution. Cecilia Payne-Gaposchkin first proposed that stars were made primarily of hydrogen and helium in her 1925 PhD thesis.[34] The spectra of stars were further understood through advances in quantum physics. This allowed the chemical composition of the stellar atmosphere to be determined.[35]
|
34 |
+
|
35 |
+
With the exception of supernovae, individual stars have primarily been observed in the Local Group,[36] and especially in the visible part of the Milky Way (as demonstrated by the detailed star catalogues available for our
|
36 |
+
galaxy).[37] But some stars have been observed in the M100 galaxy of the Virgo Cluster, about 100 million light years from the Earth.[38]
|
37 |
+
In the Local Supercluster it is possible to see star clusters, and current telescopes could in principle observe faint individual stars in the Local Group[39] (see Cepheids). However, outside the Local Supercluster of galaxies, neither individual stars nor clusters of stars have been observed. The only exception is a faint image of a large star cluster containing hundreds of thousands of stars located at a distance of one billion light years[40]—ten times further than the most distant star cluster previously observed.
|
38 |
+
|
39 |
+
In February 2018, astronomers reported, for the first time, a signal of the reionization epoch, an indirect detection of light from the earliest stars formed—about 180 million years after the Big Bang.[41]
|
40 |
+
|
41 |
+
In April, 2018, astronomers reported the detection of the most distant "ordinary" (i.e., main sequence) star, named Icarus (formally, MACS J1149 Lensed Star 1), at 9 billion light-years away from Earth.[42][43]
|
42 |
+
|
43 |
+
In May 2018, astronomers reported the detection of the most distant oxygen ever detected in the Universe—and the most distant galaxy ever observed by Atacama Large Millimeter Array or the Very Large Telescope—with the team inferring that the signal was emitted 13.3 billion years ago (or 500 million years after the Big Bang). They found that the observed brightness of the galaxy is well-explained by a model where the onset of star formation corresponds to only 250 million years after the Universe began, corresponding to a redshift of about 15.[44]
|
44 |
+
|
45 |
+
The concept of a constellation was known to exist during the Babylonian period. Ancient sky watchers imagined that prominent arrangements of stars formed patterns, and they associated these with particular aspects of nature or their myths. Twelve of these formations lay along the band of the ecliptic and these became the basis of astrology.[45] Many of the more prominent individual stars were also given names, particularly with Arabic or Latin designations.
|
46 |
+
|
47 |
+
As well as certain constellations and the Sun itself, individual stars have their own myths.[46] To the Ancient Greeks, some "stars", known as planets (Greek πλανήτης (planētēs), meaning "wanderer"), represented various important deities, from which the names of the planets Mercury, Venus, Mars, Jupiter and Saturn were taken.[46] (Uranus and Neptune were also Greek and Roman gods, but neither planet was known in Antiquity because of their low brightness. Their names were assigned by later astronomers.)
|
48 |
+
|
49 |
+
Circa 1600, the names of the constellations were used to name the stars in the corresponding regions of the sky. The German astronomer Johann Bayer created a series of star maps and applied Greek letters as designations to the stars in each constellation. Later a numbering system based on the star's right ascension was invented and added to John Flamsteed's star catalogue in his book "Historia coelestis Britannica" (the 1712 edition), whereby this numbering system came to be called Flamsteed designation or Flamsteed numbering.[47][48]
|
50 |
+
|
51 |
+
The only internationally recognized authority for naming celestial bodies is the International Astronomical Union (IAU).[49] The International Astronomical Union maintains the Working Group on Star Names (WGSN)[50] which catalogs and standardizes proper names for stars. A number of private companies sell names of stars, which the British Library calls an unregulated commercial enterprise.[51][52] The IAU has disassociated itself from this commercial practice, and these names are neither recognized by the IAU, professional astronomers, nor the amateur astronomy community.[53] One such star-naming company is the International Star Registry, which, during the 1980s, was accused of deceptive practice for making it appear that the assigned name was official. This now-discontinued ISR practice was informally labeled a scam and a fraud,[54][55][56][57] and the New York City Department of Consumer and Worker Protection issued a violation against ISR for engaging in a deceptive trade practice.[58][59]
|
52 |
+
|
53 |
+
Although stellar parameters can be expressed in SI units or CGS units, it is often most convenient to express mass, luminosity, and radii in solar units, based on the characteristics of the Sun. In 2015, the IAU defined a set of nominal solar values (defined as SI constants, without uncertainties) which can be used for quoting stellar parameters:
|
54 |
+
|
55 |
+
The solar mass M⊙ was not explicitly defined by the IAU due to the large relative uncertainty (10−4) of the Newtonian gravitational constant G. However, since the product of the Newtonian gravitational constant and solar mass
|
56 |
+
together (GM⊙) has been determined to much greater precision, the IAU defined the nominal solar mass parameter to be:
|
57 |
+
|
58 |
+
However, one can combine the nominal solar mass parameter with the most recent (2014) CODATA estimate of the Newtonian gravitational constant G to derive the solar mass to be approximately 1.9885 × 1030 kg. Although the exact values for the luminosity, radius, mass parameter, and mass may vary slightly in the future due to observational uncertainties, the 2015 IAU nominal constants will remain the same SI values as they remain useful measures for quoting stellar parameters.
|
59 |
+
|
60 |
+
Large lengths, such as the radius of a giant star or the semi-major axis of a binary star system, are often expressed in terms of the astronomical unit—approximately equal to the mean distance between the Earth and the Sun (150 million km or approximately 93 million miles). In 2012, the IAU defined the astronomical constant to be an exact length in meters: 149,597,870,700 m.[60]
|
61 |
+
|
62 |
+
Stars condense from regions of space of higher matter density, yet those regions are less dense than within a vacuum chamber. These regions—known as molecular clouds—consist mostly of hydrogen, with about 23 to 28 percent helium and a few percent heavier elements. One example of such a star-forming region is the Orion Nebula.[61] Most stars form in groups of dozens to hundreds of thousands of stars.[62]
|
63 |
+
Massive stars in these groups may powerfully illuminate those clouds, ionizing the hydrogen, and creating H II regions. Such feedback effects, from star formation, may ultimately disrupt the cloud and prevent further star formation.
|
64 |
+
|
65 |
+
All stars spend the majority of their existence as main sequence stars, fueled primarily by the nuclear fusion of hydrogen into helium within their cores. However, stars of different masses have markedly different properties at various stages of their development. The ultimate fate of more massive stars differs from that of less massive stars, as do their luminosities and the impact they have on their environment. Accordingly, astronomers often group stars by their mass:[63]
|
66 |
+
|
67 |
+
The formation of a star begins with gravitational instability within a molecular cloud, caused by regions of higher density—often triggered by compression of clouds by radiation from massive stars, expanding bubbles in the interstellar medium, the collision of different molecular clouds, or the collision of galaxies (as in a starburst galaxy).[65][66] When a region reaches a sufficient density of matter to satisfy the criteria for Jeans instability, it begins to collapse under its own gravitational force.[67]
|
68 |
+
|
69 |
+
As the cloud collapses, individual conglomerations of dense dust and gas form "Bok globules". As a globule collapses and the density increases, the gravitational energy converts into heat and the temperature rises. When the protostellar cloud has approximately reached the stable condition of hydrostatic equilibrium, a protostar forms at the core.[68] These pre-main-sequence stars are often surrounded by a protoplanetary disk and powered mainly by the conversion of gravitational energy. The period of gravitational contraction lasts about 10 to 15 million years.
|
70 |
+
|
71 |
+
Early stars of less than 2 M☉ are called T Tauri stars, while those with greater mass are Herbig Ae/Be stars. These newly formed stars emit jets of gas along their axis of rotation, which may reduce the angular momentum of the collapsing star and result in small patches of nebulosity known as Herbig–Haro objects.[69][70]
|
72 |
+
These jets, in combination with radiation from nearby massive stars, may help to drive away the surrounding cloud from which the star was formed.[71]
|
73 |
+
|
74 |
+
Early in their development, T Tauri stars follow the Hayashi track—they contract and decrease in luminosity while remaining at roughly the same temperature. Less massive T Tauri stars follow this track to the main sequence, while more massive stars turn onto the Henyey track.
|
75 |
+
|
76 |
+
Most stars are observed to be members of binary star systems, and the properties of those binaries are the result of the conditions in which they formed.[72] A gas cloud must lose its angular momentum in order to collapse and form a star. The fragmentation of the cloud into multiple stars distributes some of that angular momentum. The primordial binaries transfer some angular momentum by gravitational interactions during close encounters with other stars in young stellar clusters. These interactions tend to split apart more widely separated (soft) binaries while causing hard binaries to become more tightly bound. This produces the separation of binaries into their two observed populations distributions.
|
77 |
+
|
78 |
+
Stars spend about 90% of their existence fusing hydrogen into helium in high-temperature and high-pressure reactions near the core. Such stars are said to be on the main sequence, and are called dwarf stars. Starting at zero-age main sequence, the proportion of helium in a star's core will steadily increase, the rate of nuclear fusion at the core will slowly increase, as will the star's temperature and luminosity.[73]
|
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+
The Sun, for example, is estimated to have increased in luminosity by about 40% since it reached the main sequence 4.6 billion (4.6 × 109) years ago.[74]
|
80 |
+
|
81 |
+
Every star generates a stellar wind of particles that causes a continual outflow of gas into space. For most stars, the mass lost is negligible. The Sun loses 10−14 M☉ every year,[75] or about 0.01% of its total mass over its entire lifespan. However, very massive stars can lose 10−7 to 10−5 M☉ each year, significantly affecting their evolution.[76] Stars that begin with more than 50 M☉ can lose over half their total mass while on the main sequence.[77]
|
82 |
+
|
83 |
+
The time a star spends on the main sequence depends primarily on the amount of fuel it has and the rate at which it fuses it. The Sun is expected to live 10 billion (1010) years. Massive stars consume their fuel very rapidly and are short-lived. Low mass stars consume their fuel very slowly. Stars less massive than 0.25 M☉, called red dwarfs, are able to fuse nearly all of their mass while stars of about 1 M☉ can only fuse about 10% of their mass. The combination of their slow fuel-consumption and relatively large usable fuel supply allows low mass stars to last about one trillion (1012) years; the most extreme of 0.08 M☉) will last for about 12 trillion years. Red dwarfs become hotter and more luminous as they accumulate helium. When they eventually run out of hydrogen, they contract into a white dwarf and decline in temperature.[64] However, since the lifespan of such stars is greater than the current age of the universe (13.8 billion years), no stars under about 0.85 M☉[78] are expected to have moved off the main sequence.
|
84 |
+
|
85 |
+
Besides mass, the elements heavier than helium can play a significant role in the evolution of stars. Astronomers label all elements heavier than helium "metals", and call the chemical concentration of these elements in a star, its metallicity. A star's metallicity can influence the time the star takes to burn its fuel, and controls the formation of its magnetic fields,[79] which affects the strength of its stellar wind.[80] Older, population II stars have substantially less metallicity than the younger, population I stars due to the composition of the molecular clouds from which they formed. Over time, such clouds become increasingly enriched in heavier elements as older stars die and shed portions of their atmospheres.
|
86 |
+
|
87 |
+
As stars of at least 0.4 M☉[4] exhaust their supply of hydrogen at their core, they start to fuse hydrogen in a shell outside the helium core. Their outer layers expand and cool greatly as they form a red giant. In about 5 billion years, when the Sun enters the helium burning phase, it will expand to a maximum radius of roughly 1 astronomical unit (150 million kilometres), 250 times its present size, and lose 30% of its current mass.[74][81]
|
88 |
+
|
89 |
+
As the hydrogen shell burning produces more helium, the core increases in mass and temperature. In a red giant of up to 2.25 M☉, the mass of the helium core becomes degenerate prior to helium fusion. Finally, when the temperature increases sufficiently, helium fusion begins explosively in what is called a helium flash, and the star rapidly shrinks in radius, increases its surface temperature, and moves to the horizontal branch of the HR diagram. For more massive stars, helium core fusion starts before the core becomes degenerate, and the star spends some time in the red clump, slowly burning helium, before the outer convective envelope collapses and the star then moves to the horizontal branch.[6]
|
90 |
+
|
91 |
+
After the star has fused the helium of its core, the carbon product fuses producing a hot core with an outer shell of fusing helium. The star then follows an evolutionary path called the asymptotic giant branch (AGB) that parallels the other described red giant phase, but with a higher luminosity. The more massive AGB stars may undergo a brief period of carbon fusion before the core becomes degenerate.
|
92 |
+
|
93 |
+
During their helium-burning phase, a star of more than 9 solar masses expands to form first a blue and then a red supergiant. Particularly massive stars may evolve to a Wolf-Rayet star, characterised by spectra dominated by emission lines of elements heavier than hydrogen, which have reached the surface due to strong convection and intense mass loss.
|
94 |
+
|
95 |
+
When helium is exhausted at the core of a massive star, the core contracts and the temperature and pressure rises enough to fuse carbon (see Carbon-burning process). This process continues, with the successive stages being fueled by neon (see neon-burning process), oxygen (see oxygen-burning process), and silicon (see silicon-burning process). Near the end of the star's life, fusion continues along a series of onion-layer shells within a massive star. Each shell fuses a different element, with the outermost shell fusing hydrogen; the next shell fusing helium, and so forth.[82]
|
96 |
+
|
97 |
+
The final stage occurs when a massive star begins producing iron. Since iron nuclei are more tightly bound than any heavier nuclei, any fusion beyond iron does not produce a net release of energy.[83]
|
98 |
+
|
99 |
+
As a star's core shrinks, the intensity of radiation from that surface increases, creating such radiation pressure on the outer shell of gas that it will push those layers away, forming a planetary nebula. If what remains after the outer atmosphere has been shed is less than roughly 1.4 M☉, it shrinks to a relatively tiny object about the size of Earth, known as a white dwarf. White dwarfs lack the mass for further gravitational compression to take place.[84] The electron-degenerate matter inside a white dwarf is no longer a plasma, even though stars are generally referred to as being spheres of plasma. Eventually, white dwarfs fade into black dwarfs over a very long period of time.
|
100 |
+
|
101 |
+
In massive stars, fusion continues until the iron core has grown so large (more than 1.4 M☉) that it can no longer support its own mass. This core will suddenly collapse as its electrons are driven into its protons, forming neutrons, neutrinos, and gamma rays in a burst of electron capture and inverse beta decay. The shockwave formed by this sudden collapse causes the rest of the star to explode in a supernova. Supernovae become so bright that they may briefly outshine the star's entire home galaxy. When they occur within the Milky Way, supernovae have historically been observed by naked-eye observers as "new stars" where none seemingly existed before.[85]
|
102 |
+
|
103 |
+
A supernova explosion blows away the star's outer layers, leaving a remnant such as the Crab Nebula.[85] The core is compressed into a neutron star, which sometimes manifests itself as a pulsar or X-ray burster. In the case of the largest stars, the remnant is a black hole greater than 4 M☉.[86] In a neutron star the matter is in a state known as neutron-degenerate matter, with a more exotic form of degenerate matter, QCD matter, possibly present in the core. Within a black hole, the matter is in a state that is not currently understood.
|
104 |
+
|
105 |
+
The blown-off outer layers of dying stars include heavy elements, which may be recycled during the formation of new stars. These heavy elements allow the formation of rocky planets. The outflow from supernovae and the stellar wind of large stars play an important part in shaping the interstellar medium.[85]
|
106 |
+
|
107 |
+
The post–main-sequence evolution of binary stars may be significantly different from the evolution of single stars of the same mass. If stars in a binary system are sufficiently close, when one of the stars expands to become a red giant it may overflow its Roche lobe, the region around a star where material is gravitationally bound to that star, leading to transfer of material to the other. When the Roche lobe is violated, a variety of phenomena can result, including contact binaries, common-envelope binaries, cataclysmic variables, and type Ia supernovae.
|
108 |
+
|
109 |
+
Stars are not spread uniformly across the universe, but are normally grouped into galaxies along with interstellar gas and dust. A typical galaxy contains hundreds of billions of stars, and there are more than 2 trillion (1012) galaxies.[87] Overall, there are as many as an estimated 1×1024 stars[1][2] (more stars than all the grains of sand on planet Earth).[88][89][90] While it is often believed that stars only exist within galaxies, intergalactic stars have been discovered.[91]
|
110 |
+
|
111 |
+
A multi-star system consists of two or more gravitationally bound stars that orbit each other. The simplest and most common multi-star system is a binary star, but systems of three or more stars are also found. For reasons of orbital stability, such multi-star systems are often organized into hierarchical sets of binary stars.[92] Larger groups called star clusters also exist. These range from loose stellar associations with only a few stars, up to enormous globular clusters with hundreds of thousands of stars. Such systems orbit their host galaxy.
|
112 |
+
|
113 |
+
It has been a long-held assumption that the majority of stars occur in gravitationally bound, multiple-star systems. This is particularly true for very massive O and B class stars, where 80% of the stars are believed to be part of multiple-star systems. The proportion of single star systems increases with decreasing star mass, so that only 25% of red dwarfs are known to have stellar companions. As 85% of all stars are red dwarfs, most stars in the Milky Way are likely single from birth.[93]
|
114 |
+
|
115 |
+
The nearest star to the Earth, apart from the Sun, is Proxima Centauri, which is 39.9 trillion kilometres, or 4.2 light-years. Travelling at the orbital speed of the Space Shuttle (8 kilometres per second—almost 30,000 kilometres per hour), it would take about 150,000 years to arrive.[94] This is typical of stellar separations in galactic discs.[95] Stars can be much closer to each other in the centres of galaxies and in globular clusters, or much farther apart in galactic halos.
|
116 |
+
|
117 |
+
Due to the relatively vast distances between stars outside the galactic nucleus, collisions between stars are thought to be rare. In denser regions such as the core of globular clusters or the galactic center, collisions can be more common.[96] Such collisions can produce what are known as blue stragglers. These abnormal stars have a higher surface temperature than the other main sequence stars with the same luminosity of the cluster to which it belongs.[97]
|
118 |
+
|
119 |
+
Almost everything about a star is determined by its initial mass, including such characteristics as luminosity, size, evolution, lifespan, and its eventual fate.
|
120 |
+
|
121 |
+
Most stars are between 1 billion and 10 billion years old. Some stars may even be close to 13.8 billion years old—the observed age of the universe. The oldest star yet discovered, HD 140283, nicknamed Methuselah star, is an estimated 14.46 ± 0.8 billion years old.[98] (Due to the uncertainty in the value, this age for the star does not conflict with the age of the Universe, determined by the Planck satellite as 13.799 ± 0.021).[98][99]
|
122 |
+
|
123 |
+
The more massive the star, the shorter its lifespan, primarily because massive stars have greater pressure on their cores, causing them to burn hydrogen more rapidly. The most massive stars last an average of a few million years, while stars of minimum mass (red dwarfs) burn their fuel very slowly and can last tens to hundreds of billions of years.[100][101]
|
124 |
+
|
125 |
+
When stars form in the present Milky Way galaxy they are composed of about 71% hydrogen and 27% helium,[103] as measured by mass, with a small fraction of heavier elements. Typically the portion of heavy elements is measured in terms of the iron content of the stellar atmosphere, as iron is a common element and its absorption lines are relatively easy to measure. The portion of heavier elements may be an indicator of the likelihood that the star has a planetary system.[104]
|
126 |
+
|
127 |
+
The star with the lowest iron content ever measured is the dwarf HE1327-2326, with only 1/200,000th the iron content of the Sun.[105] By contrast, the super-metal-rich star μ Leonis has nearly double the abundance of iron as the Sun, while the planet-bearing star 14 Herculis has nearly triple the iron.[106] There also exist chemically peculiar stars that show unusual abundances of certain elements in their spectrum; especially chromium and rare earth elements.[107] Stars with cooler outer atmospheres, including the Sun, can form various diatomic and polyatomic molecules.[108]
|
128 |
+
|
129 |
+
Due to their great distance from the Earth, all stars except the Sun appear to the unaided eye as shining points in the night sky that twinkle because of the effect of the Earth's atmosphere. The Sun is also a star, but it is close enough to the Earth to appear as a disk instead, and to provide daylight. Other than the Sun, the star with the largest apparent size is R Doradus, with an angular diameter of only 0.057 arcseconds.[109]
|
130 |
+
|
131 |
+
The disks of most stars are much too small in angular size to be observed with current ground-based optical telescopes, and so interferometer telescopes are required to produce images of these objects. Another technique for measuring the angular size of stars is through occultation. By precisely measuring the drop in brightness of a star as it is occulted by the Moon (or the rise in brightness when it reappears), the star's angular diameter can be computed.[110]
|
132 |
+
|
133 |
+
Stars range in size from neutron stars, which vary anywhere from 20 to 40 km (25 mi) in diameter, to supergiants like Betelgeuse in the Orion constellation, which has a diameter about 1,000 times that of our sun.[111][112] Betelgeuse, however, has a much lower density than the Sun.[113]
|
134 |
+
|
135 |
+
The motion of a star relative to the Sun can provide useful information about the origin and age of a star, as well as the structure and evolution of the surrounding galaxy. The components of motion of a star consist of the radial velocity toward or away from the Sun, and the traverse angular movement, which is called its proper motion.
|
136 |
+
|
137 |
+
Radial velocity is measured by the doppler shift of the star's spectral lines, and is given in units of km/s. The proper motion of a star, its parallax, is determined by precise astrometric measurements in units of milli-arc seconds (mas) per year. With knowledge of the star's parallax and its distance, the proper motion velocity can be calculated. Together with the radial velocity, the total velocity can be calculated. Stars with high rates of proper motion are likely to be relatively close to the Sun, making them good candidates for parallax measurements.[115]
|
138 |
+
|
139 |
+
When both rates of movement are known, the space velocity of the star relative to the Sun or the galaxy can be computed. Among nearby stars, it has been found that younger population I stars have generally lower velocities than older, population II stars. The latter have elliptical orbits that are inclined to the plane of the galaxy.[116] A comparison of the kinematics of nearby stars has allowed astronomers to trace their origin to common points in giant molecular clouds, and are referred to as stellar associations.[117]
|
140 |
+
|
141 |
+
The magnetic field of a star is generated within regions of the interior where convective circulation occurs. This movement of conductive plasma functions like a dynamo, wherein the movement of electrical charges induce magnetic fields, as does a mechanical dynamo. Those magnetic fields have a great range that extend throughout and beyond the star. The strength of the magnetic field varies with the mass and composition of the star, and the amount of magnetic surface activity depends upon the star's rate of rotation. This surface activity produces starspots, which are regions of strong magnetic fields and lower than normal surface temperatures. Coronal loops are arching magnetic field flux lines that rise from a star's surface into the star's outer atmosphere, its corona. The coronal loops can be seen due to the plasma they conduct along their length. Stellar flares are bursts of high-energy particles that are emitted due to the same magnetic activity.[118]
|
142 |
+
|
143 |
+
Young, rapidly rotating stars tend to have high levels of surface activity because of their magnetic field. The magnetic field can act upon a star's stellar wind, functioning as a brake to gradually slow the rate of rotation with time. Thus, older stars such as the Sun have a much slower rate of rotation and a lower level of surface activity. The activity levels of slowly rotating stars tend to vary in a cyclical manner and can shut down altogether for periods of time.[119] During
|
144 |
+
the Maunder Minimum, for example, the Sun underwent a
|
145 |
+
70-year period with almost no sunspot activity.
|
146 |
+
|
147 |
+
One of the most massive stars known is Eta Carinae,[120] which,
|
148 |
+
with 100–150 times as much mass as the Sun, will have a lifespan of only several million years. Studies of the most massive open clusters suggests 150 M☉ as an upper limit for stars in the current era of the universe.[121] This
|
149 |
+
represents an empirical value for the theoretical limit on the mass of forming stars due to increasing radiation pressure on the accreting gas cloud. Several stars in the R136 cluster in the Large Magellanic Cloud have been measured with larger masses,[122] but
|
150 |
+
it has been determined that they could have been created through the collision and merger of massive stars in close binary systems, sidestepping the 150 M☉ limit on massive star formation.[123]
|
151 |
+
|
152 |
+
The first stars to form after the Big Bang may have been larger, up to 300 M☉,[124] due
|
153 |
+
to the complete absence of elements heavier than lithium in their composition. This generation of supermassive population III stars is likely to have existed in the very early universe (i.e., they are observed to have a high redshift), and may have started the production of chemical elements heavier than hydrogen that are needed for the later formation of planets and life. In June 2015, astronomers reported evidence for Population III stars in the Cosmos Redshift 7 galaxy at z = 6.60.[125][126]
|
154 |
+
|
155 |
+
With a mass only 80 times that of Jupiter (MJ), 2MASS J0523-1403 is the smallest known star undergoing nuclear fusion in its core.[127] For
|
156 |
+
stars with metallicity similar to the Sun, the theoretical minimum mass the star can have and still undergo fusion at the core, is estimated to be about 75 MJ.[128][129] When the metallicity is very low, however, the minimum star size seems to be about 8.3% of the solar mass, or about 87 MJ.[129][130] Smaller bodies called brown dwarfs, occupy a poorly defined grey area between stars and gas giants.
|
157 |
+
|
158 |
+
The combination of the radius and the mass of a star determines its surface gravity. Giant stars have a much lower surface gravity than do main sequence stars, while the opposite is the case for degenerate, compact stars such as white dwarfs. The surface gravity can influence the appearance of a star's spectrum, with higher gravity causing a broadening of the absorption lines.[35]
|
159 |
+
|
160 |
+
The rotation rate of stars can be determined through spectroscopic measurement, or more exactly determined by tracking their starspots. Young stars can have a rotation greater than 100 km/s at the equator. The B-class star Achernar, for example, has an equatorial velocity of about 225 km/s or greater, causing its equator to bulge outward and giving it an equatorial diameter that is more than 50% greater than between the poles. This rate of rotation is just below the critical velocity of 300 km/s at which speed the star would break apart.[131] By contrast, the Sun rotates once every 25–35 days depending on latitude,[132] with an equatorial velocity of 1.93 km/s.[133] A main sequence star's magnetic field and the stellar wind serve to slow its rotation by a significant amount as it evolves on the main sequence.[134]
|
161 |
+
|
162 |
+
Degenerate stars have contracted into a compact mass, resulting in a rapid rate of rotation. However they have relatively low rates of rotation compared to what would be expected by conservation of angular momentum—the tendency of a rotating body to compensate for a contraction in size by increasing its rate of spin. A large portion of the star's angular momentum is dissipated as a result of mass loss through the stellar wind.[135] In spite of this, the rate of rotation for a pulsar can be very rapid. The pulsar at the heart of the Crab nebula, for example, rotates 30 times per second.[136] The rotation rate of the pulsar will gradually slow due to the emission of radiation.[137]
|
163 |
+
|
164 |
+
The surface temperature of a main sequence star is determined by the rate of energy production of its core and by its radius, and is often estimated from the star's color index.[138] The temperature is normally given in terms of an effective temperature, which is the temperature of an idealized black body that radiates its energy at the same luminosity per surface area as the star. Note that the effective temperature is only a representative of the surface, as the temperature increases toward the core.[139] The temperature in the core region of a star is several million kelvins.[140]
|
165 |
+
|
166 |
+
The stellar temperature will determine the rate of ionization of various elements, resulting in characteristic absorption lines in the spectrum. The surface temperature of a star, along with its visual absolute magnitude and absorption features, is used to classify a star (see classification below).[35]
|
167 |
+
|
168 |
+
Massive main sequence stars can have surface temperatures of 50,000 K. Smaller stars such as the Sun have surface temperatures of a few thousand K. Red giants have relatively low surface temperatures of about 3,600 K; but they also have a high luminosity due to their large exterior surface area.[141]
|
169 |
+
|
170 |
+
The energy produced by stars, a product of nuclear fusion, radiates to space as both electromagnetic radiation and particle radiation. The particle radiation emitted by a star is manifested as the stellar wind,[142] which
|
171 |
+
streams from the outer layers as electrically charged protons and alpha and beta particles. Although almost massless, there also exists a steady stream of neutrinos emanating from the star's core.
|
172 |
+
|
173 |
+
The production of energy at the core is the reason stars shine so brightly: every time two or more atomic nuclei fuse together to form a single atomic nucleus of a new heavier element, gamma ray photons are released from the nuclear fusion product. This energy is converted to other forms of electromagnetic energy of lower frequency, such as visible light, by the time it reaches the star's outer layers.
|
174 |
+
|
175 |
+
The color of a star, as determined by the most intense frequency of the visible light, depends on the temperature of the star's outer layers, including its photosphere.[143] Besides
|
176 |
+
visible light, stars also emit forms of electromagnetic radiation that are invisible to the human eye. In fact, stellar electromagnetic radiation spans the entire electromagnetic spectrum, from the longest wavelengths of radio waves through infrared, visible light, ultraviolet, to the shortest of X-rays, and gamma rays. From the standpoint of total energy emitted by a star, not all components of stellar electromagnetic radiation are significant, but all frequencies provide insight into the star's physics.
|
177 |
+
|
178 |
+
Using the stellar spectrum, astronomers can also determine the surface temperature, surface gravity, metallicity and rotational velocity of a star. If the distance of the star is found, such as by measuring the parallax, then the luminosity of the star can be derived. The mass, radius, surface gravity, and rotation period can then be estimated based on stellar models. (Mass can be calculated for stars in binary systems by measuring their orbital velocities and distances. Gravitational microlensing has been used to measure the mass of a single star.[144]) With these parameters, astronomers can also estimate the age of the star.[145]
|
179 |
+
|
180 |
+
The luminosity of a star is the amount of light and other forms of radiant energy it radiates per unit of time. It has units of power. The luminosity of a star is determined by its radius and surface temperature. Many stars do not radiate uniformly across their entire surface. The rapidly rotating star Vega, for example, has a higher energy flux (power per unit area) at its poles than along its equator.[146]
|
181 |
+
|
182 |
+
Patches of the star's surface with a lower temperature and luminosity than average are known as starspots. Small, dwarf stars such as our Sun generally have essentially featureless disks with only small starspots. Giant stars have much larger, more obvious starspots,[147] and
|
183 |
+
they also exhibit strong stellar limb darkening. That is, the brightness decreases towards the edge of the stellar disk.[148] Red
|
184 |
+
dwarf flare stars such as UV Ceti may also possess prominent starspot features.[149]
|
185 |
+
|
186 |
+
The apparent brightness of a star is expressed in terms of its apparent magnitude. It is a function of the star's luminosity, its distance from Earth, the extinction effect of interstellar dust and gas, and the altering of the star's light as it passes through Earth's atmosphere. Intrinsic or absolute magnitude is directly related to a star's luminosity, and is what the apparent magnitude a star would be if the distance between the Earth and the star were 10 parsecs (32.6 light-years).
|
187 |
+
|
188 |
+
Both the apparent and absolute magnitude scales are logarithmic units: one whole number difference in magnitude is equal to a brightness variation of about 2.5 times[151] (the 5th root of 100 or approximately 2.512). This means that a first magnitude star (+1.00) is about 2.5 times brighter than a second magnitude (+2.00) star, and about 100 times brighter than a sixth magnitude star (+6.00). The faintest stars visible to the naked eye under good seeing conditions are about magnitude +6.
|
189 |
+
|
190 |
+
On both apparent and absolute magnitude scales, the smaller the magnitude number, the brighter the star; the larger the magnitude number, the fainter the star. The brightest stars, on either scale, have negative magnitude numbers. The variation in brightness (ΔL) between two stars is calculated by subtracting the magnitude number of the brighter star (mb) from the magnitude number of the fainter star (mf), then using the difference as an exponent for the base number 2.512; that is to say:
|
191 |
+
|
192 |
+
Relative to both luminosity and distance from Earth, a star's absolute magnitude (M) and apparent magnitude (m) are not equivalent;[151] for example, the bright star Sirius has an apparent magnitude of −1.44, but it has an absolute magnitude of +1.41.
|
193 |
+
|
194 |
+
The Sun has an apparent magnitude of −26.7, but its absolute magnitude is only +4.83. Sirius, the brightest star in the night sky as seen from Earth, is approximately 23 times more luminous than the Sun, while Canopus, the second brightest star in the night sky with an absolute magnitude of −5.53, is approximately 14,000 times more luminous than the Sun. Despite Canopus being vastly more luminous than Sirius, however, Sirius appears brighter than Canopus. This is because Sirius is merely 8.6 light-years from the Earth, while Canopus is much farther away at a distance of 310 light-years.
|
195 |
+
|
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As of 2006, the star with the highest known absolute magnitude is LBV 1806-20, with a magnitude of −14.2. This star is at least 5,000,000 times more luminous than the Sun.[152] The least luminous stars that are currently known are located in the NGC 6397 cluster. The faintest red dwarfs in the cluster were magnitude 26, while a 28th magnitude white dwarf was also discovered. These faint stars are so dim that their light is as bright as a birthday candle on the Moon when viewed from the Earth.[153]
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The current stellar classification system originated in the early 20th century, when stars were classified from A to Q based on the strength of the hydrogen line.[155] It was thought that the hydrogen line strength was a simple linear function of temperature. Instead, it was more complicated: it strengthened with increasing temperature, peaked near 9000 K, and then declined at greater temperatures. The classifications were since reordered by temperature, on which the modern scheme is based.[156]
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Stars are given a single-letter classification according to their spectra, ranging from type O, which are very hot, to M, which are so cool that molecules may form in their atmospheres. The main classifications in order of decreasing surface temperature are: O, B, A, F, G, K, and M. A variety of rare spectral types are given special classifications. The most common of these are types L and T, which classify the coldest low-mass stars and brown dwarfs. Each letter has 10 sub-divisions, numbered from 0 to 9, in order of decreasing temperature. However, this system breaks down at extreme high temperatures as classes O0 and O1 may not exist.[157]
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In addition, stars may be classified by the luminosity effects found in their spectral lines, which correspond to their spatial size and is determined by their surface gravity. These range from 0 (hypergiants) through III (giants) to V (main sequence dwarfs); some authors add VII (white dwarfs). Main sequence stars fall along a narrow, diagonal band when graphed according to their absolute magnitude and spectral type.[157] The Sun is a main sequence G2V yellow dwarf of intermediate temperature and ordinary size.
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Additional nomenclature, in the form of lower-case letters added to the end of the spectral type to indicate peculiar features of the spectrum. For example, an "e" can indicate the presence of emission lines; "m" represents unusually strong levels of metals, and "var" can mean variations in the spectral type.[157]
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White dwarf stars have their own class that begins with the letter D. This is further sub-divided into the classes DA, DB, DC, DO, DZ, and DQ, depending on the types of prominent lines found in the spectrum. This is followed by a numerical value that indicates the temperature.[158]
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Variable stars have periodic or random changes in luminosity because of intrinsic or extrinsic properties. Of the intrinsically variable stars, the primary types can be subdivided into three principal groups.
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During their stellar evolution, some stars pass through phases where they can become pulsating variables. Pulsating variable stars vary in radius and luminosity over time, expanding and contracting with periods ranging from minutes to years, depending on the size of the star. This category includes Cepheid and Cepheid-like stars, and long-period variables such as Mira.[159]
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Eruptive variables are stars that experience sudden increases in luminosity because of flares or mass ejection events.[159] This group includes protostars, Wolf-Rayet stars, and flare stars, as well as giant and supergiant stars.
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Cataclysmic or explosive variable stars are those that undergo a dramatic change in their properties. This group includes novae and supernovae. A binary star system that includes a nearby white dwarf can produce certain types of these spectacular stellar explosions, including the nova and a Type 1a supernova.[6] The explosion is created when the white dwarf accretes hydrogen from the companion star, building up mass until the hydrogen undergoes fusion.[160] Some novae are also recurrent, having periodic outbursts of moderate amplitude.[159]
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Stars can also vary in luminosity because of extrinsic factors, such as eclipsing binaries, as well as rotating stars that produce extreme starspots.[159] A notable example of an eclipsing binary is Algol, which regularly varies in magnitude from 2.1 to 3.4 over a period of 2.87 days.[161]
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The interior of a stable star is in a state of hydrostatic equilibrium: the forces on any small volume almost exactly counterbalance each other. The balanced forces are inward gravitational force and an outward force due to the pressure gradient within the star. The pressure gradient is established by the temperature gradient of the plasma; the outer part of the star is cooler than the core. The temperature at the core of a main sequence or giant star is at least on the order of 107 K. The resulting temperature and pressure at the hydrogen-burning core of a main sequence star are sufficient for nuclear fusion to occur and for sufficient energy to be produced to prevent further collapse of the star.[162][163]
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As atomic nuclei are fused in the core, they emit energy in the form of gamma rays. These photons interact with the surrounding plasma, adding to the thermal energy at the core. Stars on the main sequence convert hydrogen into helium, creating a slowly but steadily increasing proportion of helium in the core. Eventually the helium content becomes predominant, and energy production ceases at the core. Instead, for stars of more than 0.4 M☉, fusion occurs in a slowly expanding shell around the degenerate helium core.[164]
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In addition to hydrostatic equilibrium, the interior of a stable star will also maintain an energy balance of thermal equilibrium. There is a radial temperature gradient throughout the interior that results in a flux of energy flowing toward the exterior. The outgoing flux of energy leaving any layer within the star will exactly match the incoming flux from below.
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The radiation zone is the region of the stellar interior where the flux of energy outward is dependent on radiative heat transfer, since convective heat transfer is inefficient in that zone. In this region the plasma will not be perturbed, and any mass motions will die out. If this is not the case, however, then the plasma becomes unstable and convection will occur, forming a convection zone. This can occur, for example, in regions where very high energy fluxes occur, such as near the core or in areas with high opacity (making radiatative heat transfer inefficient) as in the outer envelope.[163]
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The occurrence of convection in the outer envelope of a main sequence star depends on the star's mass. Stars with several times the mass of the Sun have a convection zone deep within the interior and a radiative zone in the outer layers. Smaller stars such as the Sun are just the opposite, with the convective zone located in the outer layers.[165] Red dwarf stars with less than 0.4 M☉ are convective throughout, which prevents the accumulation of a helium core.[4] For most stars the convective zones will also vary over time as the star ages and the constitution of the interior is modified.[163]
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The photosphere is that portion of a star that is visible to an observer. This is the layer at which the plasma of the star becomes transparent to photons of light. From here, the energy generated at the core becomes free to propagate into space. It is within the photosphere that sun spots, regions of lower than average temperature, appear.
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Above the level of the photosphere is the stellar atmosphere. In a main sequence star such as the Sun, the lowest level of the atmosphere, just above the photosphere, is the thin chromosphere region, where spicules appear and stellar flares begin. Above this is the transition region, where the temperature rapidly increases within a distance of only 100 km (62 mi). Beyond this is the corona, a volume of super-heated plasma that can extend outward to several million kilometres.[166] The existence of a corona appears to be dependent on a convective zone in the outer layers of the star.[165] Despite its high temperature, and the corona emits very little light, due to its low gas density. The corona region of the Sun is normally only visible during a solar eclipse.
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From the corona, a stellar wind of plasma particles expands outward from the star, until it interacts with the interstellar medium. For the Sun, the influence of its solar wind extends throughout a bubble-shaped region called the heliosphere.[167]
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A variety of nuclear fusion reactions take place in the cores of stars, that depend upon their mass and composition. When nuclei fuse, the mass of the fused product is less than the mass of the original parts. This lost mass is converted to electromagnetic energy, according to the mass–energy equivalence relationship E = mc2.[3]
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The hydrogen fusion process is temperature-sensitive, so a moderate increase in the core temperature will result in a significant increase in the fusion rate. As a result, the core temperature of main sequence stars only varies from 4 million kelvin for a small M-class star to 40 million kelvin for a massive O-class star.[140]
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In the Sun, with a 10-million-kelvin core, hydrogen fuses to form helium in the proton–proton chain reaction:[168]
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These reactions result in the overall reaction:
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where e+ is a positron, γ is a gamma ray photon, νe is a neutrino, and H and He are isotopes of hydrogen and helium, respectively. The energy released by this reaction is in millions of electron volts, which is actually only a tiny amount of energy. However enormous numbers of these reactions occur constantly, producing all the energy necessary to sustain the star's radiation output. In comparison, the combustion of two hydrogen gas molecules with one oxygen gas molecule releases only 5.7 eV.
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In more massive stars, helium is produced in a cycle of reactions catalyzed by carbon called the carbon-nitrogen-oxygen cycle.[168]
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In evolved stars with cores at 100 million kelvin and masses between 0.5 and 10 M☉, helium can be transformed into carbon in the triple-alpha process that uses the intermediate element beryllium:[168]
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For an overall reaction of:
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In massive stars, heavier elements can also be burned in a contracting core through the neon-burning process and oxygen-burning process. The final stage in the stellar nucleosynthesis process is the silicon-burning process that results in the production of the stable isotope iron-56.[168] Any further fusion would be an endothermic process that consumes energy, and so further energy can only be produced through gravitational collapse.
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The table at the left shows the amount of time required for a star of 20 M☉ to consume all of its nuclear fuel. As an O-class main sequence star, it would be 8 times the solar radius and 62,000 times the Sun's luminosity.[171]
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Stephenie Meyer (/ˈmaɪ.ər/; née Morgan; born December 24, 1973) is an American novelist. She is best known for her vampire romance series Twilight, which has sold over 100 million copies, with translations into 37 different languages. Meyer was the bestselling author of 2008 and 2009 in the U.S., having sold over 29 million books in 2008,[1] and 26.5 million in 2009.[2] Meyer received the 2009 Children's Book of the Year award from the British Book Awards for her Twilight series finale Breaking Dawn.
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An avid young reader, she attended Brigham Young University, marrying at the age of twenty-one, before graduating with a degree in English in 1997. With no prior experience as an author, the idea for the Twilight series came to her in a dream. Influenced by the work of Jane Austen and William Shakespeare, she wrote Twilight soon thereafter. After many rejections, Little, Brown and Company offered her a $750,000 three-book deal which led to a four-book series, several spin-off novels and novellas, and a series of commercially successful film adaptations. Aside from young adult novels, Meyer has ventured into adult novels with The Host (2008) and The Chemist (2016). Meyer has worked in film production and has her own production company, Fickle Fish Films. Meyer produced both parts of Breaking Dawn including two other novel adaptations.
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Meyer is a member of The Church of Jesus Christ of Latter-day Saints (LDS Church), which she considers her greatest influence. Consequently, her views have shaped her novels; there are no drinking, smoking, or explicit sex scenes in her novels, and the characters Edward and Bella in her Twilight series remain sexually abstinent until marriage. Furthermore, Mormon themes, including agency, mortality, temptation, and eternal life are prominent in her work.[3]
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Meyer's work has been criticized for her overly-simplistic writing style and feminists have questioned the emphasis Meyer puts on romantic relationships and traditional gender roles in her novels. Despite this criticism, Meyer considers herself a feminist. Meyer's stories have also received praise and she has acquired a fan following. Meyer was ranked No. 49 on Time magazine's list of the "100 Most Influential People in 2008",[4] and was included in the Forbes Celebrity 100 list of the world's most powerful celebrities in 2009, at No. 26. Her annual earnings exceeded $50 million.
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Stephenie Meyer was born on December 24, 1973 in Hartford, Connecticut, the second of six children to financial officer Stephen Morgan and Candy Morgan, a homemaker.[5][6] Meyer was raised in Phoenix, Arizona and attended Chaparral High School in Scottsdale, Arizona.[7][8] In 1992, Meyer won a National Merit Scholarship,[9] which helped fund her undergraduate studies at Brigham Young University in Provo, Utah, where she received a BA in English Literature in 1997.[10][11] Although she began and finished her degree at BYU, she took classes at Arizona State University in fall 1996 and spring 1997.[12] Meyer met her husband, Christiaan[N 1] "Pancho", in Arizona when they were both children.[14][15] They married in 1994, when Meyer was 21.[6][16] Together they have three sons. Christiaan Meyer, formerly an auditor, retired to take care of the children.[14][8]
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Meyer had little experience as a writer before writing her first novel, Twilight. She had considered going to law school because she felt she had no chance of becoming a writer; she later noted that the birth of her oldest son Gabe in 1997 changed her mind, saying, "Once I had Gabe, I just wanted to be his mom."[17][18] Before becoming an author, Meyer's only professional work was as a receptionist in a property company.[14]
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According to Meyer, the idea for Twilight came to her in a dream on June 2, 2003 about a human girl and a vampire who was in love with her but thirsted for her blood.[19][20][21] Based on this dream, Meyer wrote the draft of what became chapter 13 of the book.[22] She wrote from chapter 13 to the end of the novel and then backfilled the first 12 chapters, in secret, without an ideal audience in mind or the intention to publish the novel.[23] Meyer researched the Quileute Native Americans to include their legends and traditions in the novel,[24] though the Quileute tribe found her use of their legends offensive.[25] Meyer joined the American Night Writers Association (ANWA) for aspiring LDS female writers.[26] In three months she had transformed the dream into a complete novel.[27][28] Her sister's response to the book was enthusiastic and she persuaded Meyer to send the manuscript to literary agencies.[14]
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Of the 15 letters she wrote, five went unanswered, nine brought rejections, and the last was a positive response from Jodi Reamer of Writers House.[29][30] Eight publishers competed for the rights to publish Twilight in a 2003 auction.[29] By November, Meyer had signed a $750,000 three-book deal with Little, Brown and Company.[31] Twilight was published in 2005 with a print run of 75,000 copies.[29] Bimonthly books signings and events at the Changing Hands Bookstore in Tempe, Arizona early in her writing career helped cultivate her fanbase.[32] Twilight reached No. 5 on The New York Times Best Seller list for Children's Chapter Books within a month of its release,[33] and later rose to #1.[34] The novel was named the Publishers Weekly Best Book of the Year and a New York Times Editor's Choice.[35] Despite its success, Twilight was one of the most challenged books of 2009 according to the American Library Association for being sexually explicit, being age-inappropriate, and for religious views; some schools and libraries were asked to remove the books from their shelves.[36]
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Upon publishing Twilight, Meyer had already outlined a story for a sequel. However, her publisher insisted that she follow Twilight with two sequels following Bella and Edward in college.[37] Consequently, Meyer expanded the story into a series with three more books: New Moon (2006), Eclipse (2007), and Breaking Dawn (2008).[38] The original story she pitched for the sequel would later be published in Breaking Dawn.[37] Meanwhile, Meyer wrote a short story "Hell on Earth", about demons at prom night which was published in April 2007 in Prom Nights from Hell, a collection of stories about bad prom nights with supernatural effects.[38] Meyer's fans urged her to expand "Hell on Earth" into a full novel, but Meyer was occupied finishing Eclipse.[39]
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In its first week after publication, New Moon reached No. 5 on The New York Times Best Seller list for Children's Chapter Books, and in its second week rose to the No. 1 position, where it remained for the next 11 weeks. In total, it spent over 50 weeks on the list.[40] In May 2007, Meyer held two promotional prom events at an Arizona State University gymnasium to celebrate the special edition release of New Moon and the release of Eclipse. For the event, Meyer wore a blood-red evening gown and signed over 1,000 books.[41] Meyer's red dress was later auctioned for $5,500 at a fundraiser for a book seller's battle with breast cancer called Project Book Babe.[42]
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After the release of Eclipse, the first three "Twilight" books spent a combined 143 weeks on The New York Times Best Seller list.[27] The fourth installment of the Twilight series, Breaking Dawn, was released with an initial print run of 3.7 million copies.[43] Over 1.3 million copies were sold on the first day.[44] The novel won Meyer a British Book Award for Children's Book of the Year, despite competition from J. K. Rowling's The Tales of Beedle the Bard.[45] In 2009, Meyer faced plagiarism accusations for Breaking Dawn. Author of The Nocturne, Jordan Scott, claimed the circumstances around Bella's supernatural pregnancy and subsequent transformation into a vampire were similar to the storyline of her novel and indicated that Meyer plagiarized the plot of The Nocturne. Meyer dismissed the accusation, claiming she had not heard of the writer nor the novel. Scott failed to produce a copy of the novel to support her accusation; The Nocturne is not available on Amazon and is listed as "temporarily sold out" on her website.[46]
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The series has sold over 100 million copies worldwide[47][48] in 37 languages.[49][50][51] In 2008, the four Twilight books were in the top four spots on USA Today's year-end bestseller list. Meyer was the bestselling author of 2008, and the first author to have books in all four of the top-selling spots.[52] The Twilight novels held the top four spots on USA Today's year-end list again in 2009.[53] The success of the Twilight series has been attributed to the Internet which allowed Meyer to directly reach out to her fans, leading the series to be called "the first social networking bestseller."[54] According to scholar Lykke Guanio-Uluru, the Twilight series "popularized and helped redefine, the paranormal romance subgenre".[55]
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In 2004, Paramount's MTV Films and Maverick Films optioned Twilight before the book was published in order to maximize its potential profits. The written script deviated greatly from the novel.[56] However, the film was put into turnaround. In 2006, Erik Feig, president of Summit Entertainment, attempted to make a deal with Meyer by assuring her that the film would be true to the novel and that "no vampire character [would] be depicted with canine or incisor teeth longer or more pronounced than may be found in human beings."[57] In 2007, the rights were sold to Summit Entertainment.[56] Catherine Hardwicke was chosen to direct the film and Melissa Rosenberg wrote the new script.[58] Kristen Stewart was cast first as Bella Swan and Robert Pattinson was cast as Edward Cullen after an audition with Stewart and Pattinson revealed they had good chemistry.[59] Taylor Lautner plays the role of Jacob Black.[60] Released on November 21, 2008,[61] the film received favorable reviews; Roger Ebert called the film, "lush and beautiful" and Peter Bradshaw said it was, "wildly enjoyable".[62] The film was a box-office success and became the fourth-highest grossing November opening weekend release up to that time.[63] Meyer makes a brief cameo appearance in a diner scene.[64] The same year Meyer began her work in film with Jack's Mannequin music video "The Resolution" which she co-directed with Noble Jones.[65][66]
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Following the success of Twilight, Summit greenlit a film adaptation of the sequel, The Twilight Saga: New Moon.[67] Each novel adaptation was headed by a different director, chosen by Summit in order to provide each film a different atmosphere already existent in the novels.[68] Chris Weitz directed New Moon,[69] which was released on November 20, 2009.[70] On opening night, New Moon broke the record for the highest single-day domestic gross on opening day which had previously been set by Harry Potter and the Half-Blood Prince.[71][72] Despite its commercial success, the film received poor reviews; Roger Ebert criticized the slow pace of the film and Tim Robey of The Telegraph similarly said, "the movie gives us all the requiste looks of tortured longing, and not a lot else".[73][74] Directed by David Slade, The Twilight Saga: Eclipse, an adaptation of the third book in the series, was released on June 30, 2010. An article from The Guardian reported that it was the best film of the series according to critical consensus for being more "cinematic" and striking a better balance between romance and the supernatural.[75] However, an article from The Telegraph, rebutted The Guardian's claim, arguing that Twilight remined the best film in the series due to the "entirely straight-faced contrast between the forces of eternal darkness and the rigors of high school".[76] Having already obtained the rights to Breaking Dawn,[77] Summit approved a two-part adaptation.[78]
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In 2011, Meyer started her own production company, Fickle Fish Films, with producer Meghan Hibbett. Meyer spent much of 2011 producing both parts of Breaking Dawn[79] as well as the film adaptation of Shannon Hale's novel Austenland.[80] The Breaking Dawn-Part 1 was released on November 18, 2011, and the second part on November 16, 2012.[81][82] Part one of the film received mixed reviews.[83][84] Part two of the film received more positive reviews with Roger Ebert calling the ending, "sensational". Critics also praised the acting, particularly that of Stewart.[85]
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The Twilight Saga was successful in the box office. With a combined budget of $373 million, the five-film series earned $3.341 billion worldwide.[86] Despite the commercial success, the films were extensively criticized. Breaking Dawn: Part II won seven Golden Raspberry Awards (Razzie awards) including Worst Picture, Worst Sequel, and Worst Screen Couple (for Taylor Lautner and Mackenzie Foy).[87] The series spawned two parody films: Vampires Suck and Breaking Wind which were critical failures.[88][89][90]
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In 2009, Stephenie Meyer was included in the Forbes Celebrity 100 list of the world's most powerful celebrities, entering at No. 26. Her annual earnings exceeded $50 million.[91] The same year, Meyer was ranked No. 5 on Forbes' list of "Hollywood's Top-Earning Women", the only author on the list, and it was noted that the "Twilight series of young-adult vampire books have taken the publishing and film worlds by storm."[92] In 2010, Forbes ranked her as the No. 59 most powerful celebrity with annual earnings of $40 million.[93]
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In August 2009, USA Today revealed that Meyer broke J. K. Rowling's record on their bestseller list; the four Twilight books had spent 52 straight weeks in the top 10.[94] In all, the books have spent more than 235 weeks on The New York Times Best Seller list.[95] Upon the completion of the fourth entry in the series, Meyer indicated that Breaking Dawn would be the final novel to be told from Bella Swan's perspective.[96] In 2015, she published a new book in honor of the 10th anniversary of the best-selling franchise, titled Life and Death: Twilight Reimagined, with the genders of the original protagonists switched.[97]
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On March 30, 2010, it was announced that Meyer had written a 200-page novella The Short Second Life of Bree Tanner. The book was released on June 5, 2010, by Atom and was available for free between June 7 and July 5 on the official website.[98] Following the release of The Short Second Life of Bree Tanner, Stephenie Meyer donated $1.5 million to the American Red Cross Relief Fund to aid victims of the earthquakes in Haiti and Chile. Those who took advantage of the free ebook were also encouraged to make donations to the Red Cross.[99][100][101]
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Midnight Sun was to be a companion novel to the series, intending to be a retelling of the events of the novel Twilight, but from the perspective of Edward Cullen.[102] Meyer had hoped to have Midnight Sun published shortly after the release of Breaking Dawn, but after an online leak of a rough draft of its first 12 chapters, Meyer chose to delay the project indefinitely.[8] Upset by the release of a draft she called "messy and flawed", Meyer decided to pursue books unrelated to Twilight as a result of the leak.[102][103] She made the unedited and unfinished manuscript of a lengthy character development exercise of Midnight Sun available on her website.[102]
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The release of Midnight Sun was tentatively re-planned after re-visiting the Twilight series with Life and Death, a gender-swapped retelling of the novel in 2015. However, the release of Grey: Fifty Shades of Grey as Told by Christian in 2015 halted and soured Meyer's plans to release the Midnight Sun because Grey was also told from the male perspective. Meyer stated in a New York Comic-con panel that it was "a literal flip the table moment", admitting that "Midnight Sun is kind of cursed".[104][103] This led to the novel being on indefinite hold.[104][103] According to an article from The Guardian in 2018, Midnight Sun was "no longer in the pipeline".[88] However, in May 2020, it was announced that Midnight Sun would be released on August 4, 2020.[105]
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Meyer mentions having several other book ideas on file, including a ghost story titled Summer House, a novel involving time travel,[106] as well as another about mermaids.[107]
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In May 2008, Meyer's adult sci-fi novel The Host, was released by the adult division of Little, Brown and Company. It follows the story of Melanie Stryder and Wanderer, a young woman and an invading alien "soul", who are forced to work as one.[108][109] The Host debuted at No. 1 on The New York Times Best Seller list[110] and remained on the list for 26 weeks.[111] Despite having expressed intention to write a trilogy, with the second and third books being called The Soul and The Seeker, respectively,[112] Meyer has not published any follow-up novels to The Host as of 2019[update].[113]
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In April 2009, Meyer took part in Project Book Babe, a benefit designed to help pay her friend Faith Hochhalter's medical bills after Hochhalter was diagnosed with breast cancer. Meyer donated many advance reader copies and original manuscripts for auction.[114]
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The Host was adapted into a film with Andrew Niccol directing and Saoirse Ronan starring as Melanie Stryder, Max Irons as Jared Howe and Jake Abel as Ian O'Shea.[115][116] The film was released on March 29, 2013, to generally negative reviews.[117][118] It received poor critical reviews and was a box office flop compared to the Twilight series films.[119][120][121]
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In late 2015, it was announced that Meyer was producing a TV series based on Daniel O'Malley's book, The Rook.[122][123] Despite having purchased the rights for the novel with her production company, she left the project shortly after filming due to creative differences.[124]
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In July 2016, Little, Brown and Company announced that Meyer has written an adult action thriller titled The Chemist, about "an ex-agent on the run from her former employers". The book was released on November 8, 2016.[125] In 2018, it was announced that Meyer's production company Fickle Fish would be working with Tomorrow Studios to produce a television series based on The Chemist.[126]
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The reception of Meyer and her novels has been mixed.[88][127] Entertainment Weekly has stated that Meyer is "the world's most popular vampire novelist since Anne Rice",[128] while The Guardian described her as an "imaginative storyteller, a prolific author and a newly powerful figure in the publishing market."[129] Wayne Janes of the Toronto Sun agreed, saying "Meyer's success points up another trend—the virtual domination of the best-seller lists the last few years by what would normally be classified as young adult fiction," and noted, "In the absence of a new Harry Potter adventure, teens, fantasy enthusiasts and women (sales are mostly to females) who swoon at the idea of a virginal James Dean-ish vampire made Meyer the go-to gal for chaste love."[130] Tymon Smith of The Times has described her as the "superstar of young adult fiction".[131]
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Meyer was named one of MSN Lifestyle's "Most Influential Women of 2008" where she was described as a "literary luminary".[132] She was also ranked No. 49 on Time magazine's list of the "100 Most Influential People in 2008",[4] and was included in their list of "People Who Mattered", with author Lev Grossman noting, "Maybe Americans aren't ready for a Mormon presidential nominee yet. But they're more than ready to anoint a Mormon as the best-selling novelist of the year."[133]
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She was ranked No. 82 on Vanity Fair's list of the "Top 100 Information Age Powers" of 2009.[134] Meyer was featured in an issue of the biographical comic Female Force, a Bluewater Productions title which celebrates influential women in society and pop culture.[135] Meyer was the second bestselling author of the decade, according to a list published by Amazon, beaten by J. K. Rowling.[136]
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Despite Meyer's success, her novels have been highly criticized. The New York Times called the premise of Twilight "attractive and compelling"; however, the review continues, "the book suffers at times from overearnest, amateurish writing", indicating that Meyer's relied too much on "telling" rather than "showing" and that there were excessive references to Edward's attractiveness and Bella's swooning.[137] An article from The Guardian criticized Bella's character, calling her "a clumsy, selfish nincompoop with the charisma of a boiled potato" and criticized Edward's portrayal as the "perfect little gentleman" who constantly counters Bella's sexual advances.[138] NPR criticized the novel for being a repetitive "jackhammer" masked behind ornate language. Furthermore, they found the story uninteresting and the main character unlikeable.[139] Entertainment Weekly stated that the narrative of Breaking Dawn was at times so chaotic and outrageous that Meyer shifted the point of view to Jacob Black which only toned down the mayhem of the plot for so long.[140]
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Novelist Orson Scott Card said, "[Stephenie Meyer] writes with luminous clarity, never standing between the reader and the dream they share. She's the real thing".[141] In an interview with Newsweek, author Jodi Picoult said, "Stephenie Meyer has gotten people hooked on books, and that's good for all of us."[142] Comparing Meyer to J. K. Rowling, Stephen King stated: "The real difference is that Jo Rowling is a terrific writer, and Stephenie Meyer can't write worth a darn. She's not very good".[143] King went on to say that the appeal of her books were because, "[she's] opening up kind of a safe joining of love and sex in those books."[143] American religious history scholar Jana Riess had mixed reactions to Meyer's novels. She found the Mormon theology which influences her imaginative works at times beautiful and complex. However, she qualifies Meyer as a gifted storyteller, not a gifted writer, noting numerous technical flaws in her novels. Furthermore, Riess criticized the "retrogressive gender stereotypes" in Meyer's novels.[144]
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The Quileute do have a tradition that their ancestors transformed from wolves to people, but most of the descriptions of the Quileute in the novel are inaccurate.[145] The Quileute tribe described her use of their traditions in the books and films and subsequent merchandising as cultural theft.[25]
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Meyer has gained a following among young adult readers of her Twilight novels, which are set in the small town of Forks on the Olympic Peninsula in Washington state. Forks has thus received attention from fans, and celebrates "Stephenie Meyer Day" on September 13, the date of character Bella Swan's birthday.[146] Meyer's fans cosplay her book characters, write "fan fiction" related to the stories, and attend book signings. Extreme fans are known as "Twihards".[88][147]
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Inspired by Meyer's Twilight series, evolved a genre of geek rock called "Twi-rock", similar in purpose to wizard rock inspired by J.K. Rowling's Harry Potter series. Examples of these Twilight-themed bands include the Bella Cullen Project, Twilight Music Girls, Be Safe Bella, Bella Rocks, and the Mitch Hansen Band. The Mitch Hansen Band wrote the song "By You" in hopes that it would be included on the New Moon film soundtrack.[148][149] An unofficial Twilight themed fan convention called TwiCon was organized in Dallas, Texas in summer 2009 which included "Twi-rock" band performances, a Volturi Ball, panels, workshops, and vendors.[150]
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Originally an online novelized "fan-fiction" of the Twilight series, the novel Fifty Shades of Grey by E.L. James loosely explores the relationship between the main characters, had they not remained celibate before marriage. Though the publisher claims the novel is "original and no longer based on Twilight," James did not receive copyright authorization to write the novel and some have argued that Fifty Shades of Grey may be a copyright infringement. Though Meyer has stated that the novel is "too smutty" and does not interest her, she has not filed a copyright claim.[151]
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Meyer alters her style or voice depending on her purpose. For example, in her short story "Hell on Earth", her writing depends less on ornate descriptions found in the Twilight series, relying more on the dialogue alone.[152] Meyer also relies on detailed descriptions in her novels, particularly the Twilight series, where she describes in great detail, Bella's sensory experiences.[153][154] Meyer avoids the use of passive voice and often opens her sentences with the most important information, captivating the audiences.[155] A stylistic focus of her novels is character development as she allows the actions and interests of her characters to define them.[156] In New Moon, as Bella is largely on her own, Meyer uses chapter titles to, "offer the reader a deeper insight into Bella's psyche".[157] After the release of Twilight, Meyer was criticized for writing with "all plot and no style", for including "very little characterization", and for her "fairly [poor writing]."[158]
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Meyer develops complex characters and relationships throughout her novels which she describes through action, dialogue, and facial expressions. Meyer often portrays the inner feelings and motivations of characters through facial expressions rather than explicitly telling it.[154] In Twilight, Meyer makes allusions to canonical texts such as the Book of Genesis, Wuthering Heights, Macbeth, Pride and Prejudice, Sense and Sensibility, and Songs of Innocence and of Experience.[154] Meyer writes her novels while listening to various genres of music which she uses to develop the individual style of her novels.[159] A corpus stylistics analysis of the Twilight saga revealed that much of Meyer's description and characterization revolved around the physical attributes of the characters as shown through eyes, face, and expression. Some of Meyer's most frequent descriptions related to eye color and expression, the juxtaposition of warmth and cold, and the development of a gloomy or gothic atmosphere with the words "black" and "dark". The study authors concluded that the predictability and superficiality of Meyer's descriptions indicate that Meyer's writing style is unexceptional and the success of her novels was related more to clever marketing.[160]
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Stephenie Meyer has named Mormonism as her greatest influence.[161] However, according to actor Robert Pattinson, Meyer did not intend to include Mormon references in the novels and films. Yet professor of film and religion Angela Aleiss noted numerous clear influence of Mormonism in the Twilight series.[162] Meyer has said, "Unconsciously, I put a lot of my basic beliefs into the story. Free agency is a big theme."[163] Meyer cited BYU professor Steven Walker as having influenced her work. She explained that he revealed a new way for her to see and study literature which impacts her writing.[164]
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Meyer cites many novels as inspiration for the Twilight series, including Jane Eyre by Charlotte Brontë and L. M. Montgomery's Anne of Green Gables and its sequels.[165] Each book in the series was also inspired specifically by a different literary classic: Twilight by Jane Austen's Pride and Prejudice; New Moon by William Shakespeare's Romeo and Juliet; Eclipse by Emily Brontë's Wuthering Heights; and Breaking Dawn's theme by Shakespeare's The Merchant of Venice and A Midsummer Night's Dream.[166] Although Meyer claims to have based Twilight on Pride and Prejudice, film studies scholar Anne Morey claims that the novel bears resemblance to Jane Eyre.[167] The choice to name Edward came from the works of Charlotte Brontë and Jane Austen and her novels are influenced by both medieval courtly love and 19th century etiquette.[168] Although Meyer has claimed that she did not read vampire literature and thus could not be influenced by it, scholars Anne Klaus and Stefanie Krüger argue that Meyer's characters bear similarities to "traditional vampire figures" and that Edward resembles both gothic villans and Byronic heroes.[168] Meyer has indicated that despite the supernatural and vampire themes in her novels, she was influenced far more by Austen and Shakespeare than by Anne Rice or Stephen King.[169] Meyer has described Austen, Shakespeare, and Orson Scott Card as her favorite authors.[170][171][164]
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Meyer cites music as a prominent influence of her writing, and she posts playlists on her website of songs which specifically inspired her books. Bands included most often in her playlists are Muse, Blue October, My Chemical Romance, Coldplay and Linkin Park.[172][173][174][175] Meyer cites Muse as a particular inspiration because she uses the different emotions portrayed in their songs as influences for various genres of scenes.[176]
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According to professor of American religious history Jana Riess, a prominent theme in Meyer's novels is agency. In The Host, the Seeker believes that she is saving the human race by perfecting and controlling, similar to the Latter-day Saint belief that Satan's plan for human salvation was to "save" all souls by removing their agency and ability to sin. Seeker plays a Satan-like role in the novel, as Meyer attempts to convey the message that the maintenance of agency is crucial.[177] Additionally, Meyer's novels contain the themes of opposition. In The Host, Wanda learns that despite the lows and evils of humanity, beauty and pleasure could not be found on her previous planets because darkness did not exist. Wanda learns in the novel that it is only in facing darkness and sorrow, that light and joy could be experienced, echoing a quotation from the Book of Mormon, "It musts needs be that there is an opposition in all things".[178] However, "imprinting" in her Twilight series, the involuntary formation of a mate relationship, undermines Meyer's prolific theme of free agency.[179] According to literature and women's studies scholar Natalie Wilson, the juxtaposition between Bella's agency to choose her mate and Jacob, a Native American male's, inability to choose has racial and cultural implications.[180]
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Another theme is overcoming the circumstances and temptations of mortality referred to in the Book of Mormon as overcoming the "natural man" which is exemplified by Meyer's character Edward.[181] As a vampire, Edward's purpose is to be carnal, killing and feeding on human blood. As led by Carlisle, Edward chooses to give up this life and transcend his circumstances by becoming a "vegetarian", choosing to feed only on animals. He chooses to uphold these values despite the daily temptation which only augments when he meets Bella; he finds her blood nearly irresistible.[182] Edward undergoes a transformation in which Bella's trust in Edward allows him to trust his own ability to overcome temptation and keep Bella safe.[182] Self-control is a prominent theme in the Twilight series, the word appears 125 times throughout the novels, as the main characters struggle to control their emotions, attraction, thirst, or jealousy.[183]
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Apparent in Meyer's Twilight series is the theme of the distinction between immortality and eternal life. In Meyer's novels, vampires are immortal and have superhuman gifts and abilities; however, the Cullen family longs for things they cannot have. Their circumstances prevent them from forming meaningful relationships with humans or other vampires, isolating them within their small clan. Furthermore, the couples in the Cullen family are unable to procreate which causes severe bitterness in Rosalie who envies Bella's ability to be pregnant.[184] According to Riess, the distinction between eternal life and immortality is represented by Bella, who in Breaking Dawn, has achieved eternal life rather than immortality because she achieved the Mormon tenets of eternal life: immortality and a perfected body, eternal parenthood, and an eternal marriage.[184] Riess indicates that Bella receives immortality in an act of self-sacrifice rather than self-service as she dies for the birth of her child. Bella is subsequently resurrected in a perfected vampire body. In Mormonism, resurrection occurs in the context of relationships, exemplified by Bella who enjoys her resurrected body in the company of her husband, child, and the rest of the Cullen family.[185] The titles of the novels serve to reinforce this idea. At the beginning of the series, Bella discusses leaving Phoenix and heading to Forks where she says, "[goodbye] to the sun".[186] The titles of the first three novels: Twilight, New Moon, and Eclipse, serve as natural phenomenon in which the sun is darkened. However, the final novel is titled Breaking Dawn, which symbolizes the beginning of a new day and Bella's transformation into a vampire and subsequent transcendence of her old life.[186]
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Meyer is a member of The Church of Jesus Christ of Latter-Day Saints and does not drink alcohol, drink coffee, smoke, or watch R-rated movies.[17][27] Similarly, there is no drinking and smoking in the novels. Despite pressure to include a major sex scene, Meyer was adamant against including graphic sex in her series.[27] According to Lev Grossman of Time, some of the series' appeal is due to its lack of sex and its eroticizing of abstinence.[27] As a member of The Church of Jesus Christ of Latter-Day Saints, Meyer acknowledges that her faith has influenced her work. In particular, she says that her characters "tend to think more about where they came from, and where they are going, than might be typical."[187] Meyer says that she does not consciously intend her novels to be influenced by her religion, or to promote the virtues of sexual abstinence and spiritual purity, but admits that her writing is shaped by her values, saying, "I don't think my books are going to be really graphic or dark, because of who I am. There's always going to be a lot of light in my stories."[188]
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Growing up, Meyer's life and family revolved around The Church of Jesus Christ of Latter-Day Saints. They were involved in their community and a young Meyer met her future husband at church. She studiously read the Book of Mormon, citing the book as having "the most significant impact on [her] life."[189][190] However, Meyer dislikes when media constantly mentions her religion, claiming that the press does not emphasize the religions of other authors.[191]
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Meyer is cited as having helped bring The Church of Jesus Christ of Latter-Day Saints more into the mainstream by books The Mormon People: The Making of an American Faith by Matthew Bowman and LDS in the USA: Mormonism and the Making of American Culture by Lee Trepanier and Lynita K. Newswander.[192]
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According to an article from The Guardian, Meyer considers herself a feminist. Meyer has stated that, "the world is a better place when women are in charge." Additionally, she supported the massive success of Catherine Hardwicke, the director of Twilight and appreciated working with a nearly all-female production for Austenland.[193] Meyer has explained that her definition of feminism is the ability for a woman to choose and the definition of anti-feminism is removing the choice, whether it fits gender stereotypes or not, from the woman entirely. She continued that some modern feminists contradict their message of equality for women by limiting or shaming certain women's choices. Furthermore, she stated that women who choose to stay home or have children are particularly criticized and that limitations on what women can do are anti-feminist in nature.[194][195] Women's studies scholar Donna Ashcraft argues that Meyer is not a feminist, by definition, because her novels encourage traditional gender roles. However, although Ashcraft qualifies Meyer as traditional or nonfeminist, she clarifies that Meyer is not antifeminist.[196]
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However, Meyer has been criticized by feminists who consider Meyer an antifeminist writer. They say that the series romanticizes a physically abusive relationship, pointing to red flags that include Bella's entire life revolving around Edward; never being in control of her own life; being absolutely dependent on Edward's ability to protect her life, her virginity, and her humanity; and the physical injuries Bella suffers from finally consummating her relationship with Edward.[197][198][199] Meyer has dismissed such criticisms, saying both that the books center around Bella's choice, and that her damsel in distress persona is due only to her humanity.[200]
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Noah Berlatsky of The Atlantic, in contrast, found Meyer's characters to be heroic. He continued that Meyer is a different kind of feminist that values motherhood, romance, and relationships and consequently, her characters lack the autonomy that comes from avoiding investment in relationships.[201] After being asked in an interview with The Guardian whether she is anti-abortion, Meyer refused to directly answer the question, insisting that she does not like to talk about politics and that she abhors when celebrities use their popularity to influence voters. Berlatsky argues that her refusal to answer the question was not to avoid revealing her political position, but rather out of "respect for women's lives and women's choices".[201]
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A bank is a financial institution that accepts deposits from the public and creates a demand deposit, while simultaneously making loans.[1] Lending activities can be performed either directly or indirectly through capital markets.
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Due to the importance of banks in the financial stability of a country, most jurisdictions exercise a high degree of regulation over banks. Most countries have institutionalized a system known as fractional reserve banking, under which banks hold liquid assets equal to only a portion of their current liabilities. In addition to other regulations intended to ensure liquidity, banks are generally subject to minimum capital requirements based on an international set of capital standards, the Basel Accords.
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Banking in its modern sense evolved in the fourteenth century in the prosperous cities of Renaissance Italy but in many ways functioned as a continuation of ideas and concepts of credit and lending that had their roots in the ancient world. In the history of banking, a number of banking dynasties – notably, the Medicis, the Fuggers, the Welsers, the Berenbergs, and the Rothschilds – have played a central role over many centuries. The oldest existing retail bank is Banca Monte dei Paschi di Siena (founded in 1472), while the oldest existing merchant bank is Berenberg Bank (founded in 1590).
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The concept of banking may have begun in ancient Assyria and Babylonia, with the merchants offering loans of grain as collateral within a barter system. Lenders in ancient Greece and during the Roman Empire added two important innovations: they accepted deposits and changed money.[citation needed] Archaeology from this period in ancient China and India also shows evidence of money lending.
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The present era of banking can be traced to medieval and early Renaissance Italy, to the rich cities in the centre and north like Florence, Lucca, Siena, Venice and Genoa. The Bardi and Peruzzi families dominated banking in 14th-century Florence, establishing branches in many other parts of Europe.[2] One of the most famous Italian banks was the Medici Bank, set up by Giovanni di Bicci de' Medici in 1397.[3] The earliest known state deposit bank, Banco di San Giorgio (Bank of St. George), was founded in 1407 at Genoa, Italy.[4]
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Fractional reserve banking and the issue of banknotes emerged in the 17th and 18th centuries. Merchants started to store their gold with the goldsmiths of London, who possessed private vaults, and charged a fee for that service. In exchange for each deposit of precious metal, the goldsmiths issued receipts certifying the quantity and purity of the metal they held as a bailee; these receipts could not be assigned, only the original depositor could collect the stored goods.
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Gradually the goldsmiths began to lend the money out on behalf of the depositor, and promissory notes (which evolved into banknotes) were issued for money deposited as a loan to the goldsmith.[5] The goldsmith paid interest on these deposits. Since the promissory notes were payable on demand, and the advances (loans) to the goldsmith's customers were repayable over a longer time period, this was an early form of fractional reserve banking. The promissory notes developed into an assignable instrument which could circulate as a safe and convenient form of money backed by the goldsmith's promise to pay,[6] allowing goldsmiths to advance loans with little risk of default.[7] Thus, the goldsmiths of London became the forerunners of banking by creating new money based on credit.
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The Bank of England was the first to begin the permanent issue of banknotes, in 1695.[8] The Royal Bank of Scotland established the first overdraft facility in 1728.[9] By the beginning of the 19th century a bankers' clearing house was established in London to allow multiple banks to clear transactions. The Rothschilds pioneered international finance on a large scale, financing the purchase of the Suez canal for the British government.[10][11][12]
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The word bank was taken Middle English from Middle French banque, from Spanish banca,from Old Italian banca, meaning "table", from Old High German banc, bank "bench, counter". Benches were used as makeshift desks or exchange counters during the Renaissance by Florentine bankers, who used to make their transactions atop desks covered by green tablecloths.[13][14]
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The definition of a bank varies from country to country. See the relevant country pages for more information.
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Under English common law, a banker is defined as a person who carries on the business of banking by conducting current accounts for his customers, paying cheques drawn on him/her and also collecting cheques for his/her customers.[15]
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In most common law jurisdictions there is a Bills of Exchange Act that codifies the law in relation to negotiable instruments, including cheques, and this Act contains a statutory definition of the term banker: banker includes a body of persons, whether incorporated or not, who carry on the business of banking' (Section 2, Interpretation). Although this definition seems circular, it is actually functional, because it ensures that the legal basis for bank transactions such as cheques does not depend on how the bank is structured or regulated.
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The business of banking is in many common law countries not defined by statute but by common law, the definition above. In other English common law jurisdictions there are statutory definitions of the business of banking or banking business. When looking at these definitions it is important to keep in mind that they are defining the business of banking for the purposes of the legislation, and not necessarily in general. In particular, most of the definitions are from legislation that has the purpose of regulating and supervising banks rather than regulating the actual business of banking. However, in many cases the statutory definition closely mirrors the common law one. Examples of statutory definitions:
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Since the advent of EFTPOS (Electronic Funds Transfer at Point Of Sale), direct credit, direct debit and internet banking, the cheque has lost its primacy in most banking systems as a payment instrument. This has led legal theorists to suggest that the cheque based definition should be broadened to include financial institutions that conduct current accounts for customers and enable customers to pay and be paid by third parties, even if they do not pay and collect cheques .[17]
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Banks act as payment agents by conducting checking or current accounts for customers, paying cheques drawn by customers in the bank, and collecting cheques deposited to customers' current accounts. Banks also enable customer payments via other payment methods such as Automated Clearing House (ACH), Wire transfers or telegraphic transfer, EFTPOS, and automated teller machines (ATMs).
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Banks borrow money by accepting funds deposited on current accounts, by accepting term deposits, and by issuing debt securities such as banknotes and bonds. Banks lend money by making advances to customers on current accounts, by making installment loans, and by investing in marketable debt securities and other forms of money lending.
|
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Banks provide different payment services, and a bank account is considered indispensable by most businesses and individuals. Non-banks that provide payment services such as remittance companies are normally not considered as an adequate substitute for a bank account.
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+
Banks can create new money when they make a loan. New loans throughout the banking system generate new deposits elsewhere in the system. The money supply is usually increased by the act of lending, and reduced when loans are repaid faster than new ones are generated. In the United Kingdom between 1997 and 2007, there was an increase in the money supply, largely caused by much more bank lending, which served to push up property prices and increase private debt. The amount of money in the economy as measured by M4 in the UK went from £750 billion to £1700 billion between 1997 and 2007, much of the increase caused by bank lending.[18] If all the banks increase their lending together, then they can expect new deposits to return to them and the amount of money in the economy will increase. Excessive or risky lending can cause borrowers to default, the banks then become more cautious, so there is less lending and therefore less money so that the economy can go from boom to bust as happened in the UK and many other Western economies after 2007.
|
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Activities undertaken by banks include personal banking, corporate banking, investment banking, private banking, transaction banking, insurance, consumer finance, foreign exchange trading, commodity trading, trading in equities, futures and options trading and money market trading.
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+
Banks offer many different channels to access their banking and other services:
|
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A bank can generate revenue in a variety of different ways including interest, transaction fees and financial advice. Traditionally, the most significant method is via charging interest on the capital it lends out to customers.[19] The bank profits from the difference between the level of interest it pays for deposits and other sources of funds, and the level of interest it charges in its lending activities.
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This difference is referred to as the spread between the cost of funds and the loan interest rate. Historically, profitability from lending activities has been cyclical and dependent on the needs and strengths of loan customers and the stage of the economic cycle. Fees and financial advice constitute a more stable revenue stream and banks have therefore placed more emphasis on these revenue lines to smooth their financial performance.
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In the past 20 years, American banks have taken many measures to ensure that they remain profitable while responding to increasingly changing market conditions.
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This helps in making a profit and facilitates economic development as a whole.[21]
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Recently, as banks have been faced with pressure from fintechs, new and additional business models have been suggested such as freemium, monetization of data, white-labeling of banking and payment applications, or the cross-selling of complementary products.[22]
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53 |
+
Banks face a number of risks in order to conduct their business, and how well these risks are managed and understood is a key driver behind profitability, and how much capital a bank is required to hold. Bank capital consists principally of equity, retained earnings and subordinated debt.
|
54 |
+
|
55 |
+
After the 2007-2009 financial crisis, regulators force banks to issue Contingent convertible bonds (CoCos).These are hybrid capital securities that absorb losses in accordance with their contractual terms when the capital of the issuing bank falls below a certain level. Then debt is reduced and bank capitalization gets a boost. Owing to their capacity to absorb losses, CoCos have the potential to satisfy regulatory capital requirement.[23][24]
|
56 |
+
|
57 |
+
Some of the main risks faced by banks include:
|
58 |
+
|
59 |
+
The capital requirement is a bank regulation, which sets a framework within which a bank or depository institution must manage its balance sheet. The categorization of assets and capital is highly standardized so that it can be risk weighted.
|
60 |
+
|
61 |
+
The economic functions of banks include:
|
62 |
+
|
63 |
+
Banks are susceptible to many forms of risk which have triggered occasional systemic crises.[27] These include liquidity risk (where many depositors may request withdrawals in excess of available funds), credit risk (the chance that those who owe money to the bank will not repay it), and interest rate risk (the possibility that the bank will become unprofitable, if rising interest rates force it to pay relatively more on its deposits than it receives on its loans).
|
64 |
+
|
65 |
+
Banking crises have developed many times throughout history when one or more risks have emerged for a banking sector as a whole. Prominent examples include the bank run that occurred during the Great Depression, the U.S. Savings and Loan crisis in the 1980s and early 1990s, the Japanese banking crisis during the 1990s, and the sub-prime mortgage crisis in the 2000s.
|
66 |
+
|
67 |
+
Assets of the largest 1,000 banks in the world grew by 6.8% in the 2008/2009 financial year to a record US$96.4 trillion while profits declined by 85% to US$115 billion. Growth in assets in adverse market conditions was largely a result of recapitalization. EU banks held the largest share of the total, 56% in 2008/2009, down from 61% in the previous year. Asian banks' share increased from 12% to 14% during the year, while the share of US banks increased from 11% to 13%. Fee revenue generated by global investment banking totalled US$66.3 billion in 2009, up 12% on the previous year.[28]
|
68 |
+
|
69 |
+
The United States has the most banks in the world in terms of institutions (5,330 as of 2015) and possibly branches (81,607 as of 2015).[29] This is an indicator of the geography and regulatory structure of the US, resulting in a large number of small to medium-sized institutions in its banking system. As of November 2009, China's top 4 banks have in excess of 67,000 branches (ICBC:18000+, BOC:12000+, CCB:13000+, ABC:24000+) with an additional 140 smaller banks with an undetermined number of branches.
|
70 |
+
Japan had 129 banks and 12,000 branches. In 2004, Germany, France, and Italy each had more than 30,000 branches – more than double the 15,000 branches in the UK.[28]
|
71 |
+
|
72 |
+
Between 1985 and 2018 banks engaged in around 28,798 mergers or acquisitions, either as the acquirer or the target company. The overall known value of these deals cumulates to around 5,169 bil. USD.[30] In terms of value, there have been two major waves (1999 and 2007) which both peaked at around 460 bil. USD followed by a steep decline (-82% from 2007 until 2018).
|
73 |
+
|
74 |
+
Here is a list of the largest deals in history in terms of value with participation from at least one bank:
|
75 |
+
|
76 |
+
Currently, commercial banks are regulated in most jurisdictions by government entities and require a special bank license to operate.
|
77 |
+
|
78 |
+
Usually, the definition of the business of banking for the purposes of regulation is extended to include acceptance of deposits, even if they are not repayable to the customer's order – although money lending, by itself, is generally not included in the definition.
|
79 |
+
|
80 |
+
Unlike most other regulated industries, the regulator is typically also a participant in the market, being either a publicly or privately governed central bank. Central banks also typically have a monopoly on the business of issuing banknotes. However, in some countries this is not the case. In the UK, for example, the Financial Services Authority licenses banks, and some commercial banks (such as the Bank of Scotland) issue their own banknotes in addition to those issued by the Bank of England, the UK government's central bank.
|
81 |
+
|
82 |
+
Banking law is based on a contractual analysis of the relationship between the bank (defined above) and the customer – defined as any entity for which the bank agrees to conduct an account.
|
83 |
+
|
84 |
+
The law implies rights and obligations into this relationship as follows:
|
85 |
+
|
86 |
+
These implied contractual terms may be modified by express agreement between the customer and the bank. The statutes and regulations in force within a particular jurisdiction may also modify the above terms and/or create new rights, obligations or limitations relevant to the bank-customer relationship.
|
87 |
+
|
88 |
+
Some types of financial institution, such as building societies and credit unions, may be partly or wholly exempt from bank license requirements, and therefore regulated under separate rules.
|
89 |
+
|
90 |
+
The requirements for the issue of a bank license vary between jurisdictions but typically include:
|
91 |
+
|
92 |
+
Banks' activities can be divided into:
|
93 |
+
|
94 |
+
Most banks are profit-making, private enterprises. However, some are owned by government, or are non-profit organizations.
|
95 |
+
|
96 |
+
The United States banking industry is one of the most heavily regulated and guarded in the world,[33] with multiple specialized and focused regulators. All banks with FDIC-insured deposits have the Federal Deposit Insurance Corporation (FDIC) as a regulator. However, for soundness examinations (i.e., whether a bank is operating in a sound manner), the Federal Reserve is the primary federal regulator for Fed-member state banks; the Office of the Comptroller of the Currency (OCC) is the primary federal regulator for national banks. State non-member banks are examined by the state agencies as well as the FDIC. National banks have one primary regulator – the OCC.
|
97 |
+
|
98 |
+
Each regulatory agency has their own set of rules and regulations to which banks and thrifts must adhere.
|
99 |
+
The Federal Financial Institutions Examination Council (FFIEC) was established in 1979 as a formal inter-agency body empowered to prescribe uniform principles, standards, and report forms for the federal examination of financial institutions. Although the FFIEC has resulted in a greater degree of regulatory consistency between the agencies, the rules and regulations are constantly changing.
|
100 |
+
|
101 |
+
In addition to changing regulations, changes in the industry have led to consolidations within the Federal Reserve, FDIC, OTS, and OCC. Offices have been closed, supervisory regions have been merged, staff levels have been reduced and budgets have been cut. The remaining regulators face an increased burden with increased workload and more banks per regulator. While banks struggle to keep up with the changes in the regulatory environment, regulators struggle to manage their workload and effectively regulate their banks. The impact of these changes is that banks are receiving less hands-on assessment by the regulators, less time spent with each institution, and the potential for more problems slipping through the cracks, potentially resulting in an overall increase in bank failures across the United States.
|
102 |
+
|
103 |
+
The changing economic environment has a significant impact on banks and thrifts as they struggle to effectively manage their interest rate spread in the face of low rates on loans, rate competition for deposits and the general market changes, industry trends and economic fluctuations. It has been a challenge for banks to effectively set their growth strategies with the recent economic market. A rising interest rate environment may seem to help financial institutions, but the effect of the changes on consumers and businesses is not predictable and the challenge remains for banks to grow and effectively manage the spread to generate a return to their shareholders.
|
104 |
+
|
105 |
+
The management of the banks’ asset portfolios also remains a challenge in today's economic environment. Loans are a bank's primary asset category and when loan quality becomes suspect, the foundation of a bank is shaken to the core. While always an issue for banks, declining asset quality has become a big problem for financial institutions.
|
106 |
+
|
107 |
+
There are several reasons for this, one of which is the lax attitude some banks have adopted because of the years of “good times.” The potential for this is exacerbated by the reduction in the regulatory oversight of banks and in some cases depth of management. Problems are more likely to go undetected, resulting in a significant impact on the bank when they are discovered. In addition, banks, like any business, struggle to cut costs and have consequently eliminated certain expenses, such as adequate employee training programs.
|
108 |
+
|
109 |
+
Banks also face a host of other challenges such as ageing ownership groups. Across the country, many banks’ management teams and board of directors are ageing. Banks also face ongoing pressure by shareholders, both public and private, to achieve earnings and growth projections. Regulators place added pressure on banks to manage the various categories of risk. Banking is also an extremely competitive industry. Competing in the financial services industry has become tougher with the entrance of such players as insurance agencies, credit unions, cheque cashing services, credit card companies, etc.
|
110 |
+
|
111 |
+
As a reaction, banks have developed their activities in financial instruments, through financial market operations such as brokerage and have become big players in such activities.
|
112 |
+
|
113 |
+
Another major challenge is the ageing infrastructure, also called legacy IT. Backend systems were built decades ago and are incompatible to new applications. Fixing bugs and creating interfaces costs huge sums, as knowledgeable programmers become scarce.[34]
|
114 |
+
|
115 |
+
To be able to provide home buyers and builders with the funds needed, banks must compete for deposits. The phenomenon of disintermediation had to dollars moving from savings accounts and into direct market instruments such as U.S. Department of Treasury obligations, agency securities, and corporate debt. One of the greatest factors in recent years in the movement of deposits was the tremendous growth of money market funds whose higher interest rates attracted consumer deposits.[35]
|
116 |
+
|
117 |
+
To compete for deposits, US savings institutions offer many different types of plans:[35]
|
118 |
+
|
119 |
+
Bank statements are accounting records produced by banks under the various accounting standards of the world. Under GAAP there are two kinds of accounts: debit and credit. Credit accounts are Revenue, Equity and Liabilities. Debit Accounts are Assets and Expenses. The bank credits a credit account to increase its balance, and debits a credit account to decrease its balance.[36]
|
120 |
+
|
121 |
+
The customer debits his or her savings/bank (asset) account in his ledger when making a deposit (and the account is normally in debit), while the customer credits a credit card (liability) account in his ledger every time he spends money (and the account is normally in credit). When the customer reads his bank statement, the statement will show a credit to the account for deposits, and debits for withdrawals of funds. The customer with a positive balance will see this balance reflected as a credit balance on the bank statement. If the customer is overdrawn, he will have a negative balance, reflected as a debit balance on the bank statement.
|
122 |
+
|
123 |
+
One source of deposits for banks is brokers who deposit large sums of money on behalf of investors through trust corporations. This money will generally go to the banks which offer the most favourable terms, often better than those offered local depositors. It is possible for a bank to engage in business with no local deposits at all, all funds being brokered deposits. Accepting a significant quantity of such deposits, or "hot money" as it is sometimes called, puts a bank in a difficult and sometimes risky position, as the funds must be lent or invested in a way that yields a return sufficient to pay the high interest being paid on the brokered deposits. This may result in risky decisions and even in eventual failure of the bank. Banks which failed during 2008 and 2009 in the United States during the global financial crisis had, on average, four times more brokered deposits as a percent of their deposits than the average bank. Such deposits, combined with risky real estate investments, factored into the savings and loan crisis of the 1980s. Regulation of brokered deposits is opposed by banks on the grounds that the practice can be a source of external funding to growing communities with insufficient local deposits.[37] There are different types of accounts: saving, recurring and current accounts.
|
124 |
+
|
125 |
+
Custodial accounts are accounts in which assets are held for a third party. For example, businesses that accept custody of funds for clients prior to their conversion, return or transfer may have a custodial account at a bank for this purposes.
|
126 |
+
|
127 |
+
In modern time there has been huge reductions to the barriers of global competition in the banking industry. Increases in telecommunications and other financial technologies, such as Bloomberg, have allowed banks to extend their reach all over the world, since they no longer have to be near customers to manage both their finances and their risk. The growth in cross-border activities has also increased the demand for banks that can provide various services across borders to different nationalities.
|
128 |
+
However, despite these reductions in barriers and growth in cross-border activities, the banking industry is nowhere near as globalized as some other industries. In the US, for instance, very few banks even worry about the Riegle–Neal Act, which promotes more efficient interstate banking. In the vast majority of nations around the globe the market share for foreign owned banks is currently less than a tenth of all market shares for banks in a particular nation.
|
129 |
+
One reason the banking industry has not been fully globalized is that it is more convenient to have local banks provide loans to small business and individuals. On the other hand, for large corporations, it is not as important in what nation the bank is in, since the corporation's financial information is available around the globe.[38]
|
130 |
+
|
131 |
+
Types of institutions:
|
132 |
+
|
133 |
+
|
134 |
+
|
135 |
+
Terms and concepts:
|
136 |
+
|
137 |
+
|
138 |
+
|
139 |
+
Terms and concepts:
|
140 |
+
|
141 |
+
|
142 |
+
|
143 |
+
Crime:
|
144 |
+
|
145 |
+
Cyber Crime
|
146 |
+
|
147 |
+
Lists:
|
148 |
+
|
149 |
+
|
150 |
+
|
151 |
+
Banking by country
|
152 |
+
|
153 |
+
|
154 |
+
|
155 |
+
Banking, Banks, and Credit Unions from UCB Libraries GovPubs
|
156 |
+
|
en/5510.html.txt
ADDED
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|
1 |
+
|
2 |
+
|
3 |
+
|
4 |
+
|
5 |
+
Steven Paul Jobs (/dʒɒbz/; February 24, 1955 – October 5, 2011) was an American business magnate, industrial designer, investor, and media proprietor. He was the chairman, chief executive officer (CEO), and co-founder of Apple Inc., the chairman and majority shareholder of Pixar, a member of The Walt Disney Company's board of directors following its acquisition of Pixar, and the founder, chairman, and CEO of NeXT. Jobs is widely recognized as a pioneer of the personal computer revolution of the 1970s and 1980s, along with Apple co-founder Steve Wozniak.
|
6 |
+
|
7 |
+
Jobs was born in San Francisco, California, and put up for adoption. He was raised in the San Francisco Bay Area. He attended Reed College in 1972 before dropping out that same year, and traveled through India in 1974 seeking enlightenment and studying Zen Buddhism. His declassified FBI report states that he used marijuana and LSD while he was in college, and once told a reporter that taking LSD was "one of the two or three most important things" he had done in his life.
|
8 |
+
|
9 |
+
Jobs and Wozniak co-founded Apple in 1976 to sell Wozniak's Apple I personal computer. Together the duo gained fame and wealth a year later with the Apple II, one of the first highly successful mass-produced microcomputers. Jobs saw the commercial potential of the Xerox Alto in 1979, which was mouse-driven and had a graphical user interface (GUI). This led to the development of the unsuccessful Apple Lisa in 1983, followed by the breakthrough Macintosh in 1984, the first mass-produced computer with a GUI. The Macintosh introduced the desktop publishing industry in 1985 with the addition of the Apple LaserWriter, the first laser printer to feature vector graphics. Jobs was forced out of Apple in 1985 after a long power struggle with the company's board and its then-CEO John Sculley. That same year, Jobs took a few of Apple's members with him to found NeXT, a computer platform development company that specialized in computers for higher-education and business markets. In addition, he helped to develop the visual effects industry when he funded the computer graphics division of George Lucas's Lucasfilm in 1986. The new company was Pixar, which produced the first 3D computer animated feature film Toy Story (1995).
|
10 |
+
|
11 |
+
Apple acquired NeXT in 1997, and Jobs became CEO of his former company within a few months. He was largely responsible for helping revive Apple, which had been on the verge of bankruptcy. He worked closely with designer Jony Ive to develop a line of products that had larger cultural ramifications, beginning in 1997 with the "Think different" advertising campaign and leading to the iMac, iTunes, iTunes Store, Apple Store, iPod, iPhone, App Store, and the iPad. In 2001, the original Mac OS was replaced with a completely new Mac OS X, based on NeXT's NeXTSTEP platform, giving the OS a modern Unix-based foundation for the first time. Jobs was diagnosed with a pancreatic neuroendocrine tumor in 2003. He died of respiratory arrest related to the tumor at age 56 on October 5, 2011.
|
12 |
+
|
13 |
+
Steven Paul Jobs was born on February 24, 1955, to Abdulfattah Jandali and Joanne Schieble, and was adopted by Paul and Clara Jobs (née Hagopian).[3]
|
14 |
+
|
15 |
+
His biological father, Abdulfattah "John" (al-)Jandali (Arabic: عبد الفتاح الجندلي) (b. 1931), grew up in Homs, Syria, and was born into an Arab Muslim household.[4] While an undergraduate at the American University of Beirut, Lebanon, he was a student activist and spent time in prison for his political activities.[4] He pursued a PhD at the University of Wisconsin, where he met Joanne Carole Schieble, a Catholic of Swiss and German descent.[4][5] As a doctoral candidate, Jandali was a teaching assistant for a course Schieble was taking, although both were the same age.[6] Mona Simpson, Jobs's biological sister, notes that her maternal grandparents were not happy that their daughter was dating a Muslim.[7] Walter Isaacson, author of the Steve Jobs biography, additionally states that Schieble's father "threatened to cut Joanne off completely" if she continued the relationship.[5]
|
16 |
+
|
17 |
+
Jobs's adoptive father, Paul Reinhold Jobs,[8] was a Coast Guard mechanic. After leaving the Coast Guard, Paul Jobs married Clara Hagopian in 1946.[9] Their attempts to start a family were halted after Clara had an ectopic pregnancy, leading them to consider adoption in 1955.[10][9][8]
|
18 |
+
|
19 |
+
—Steve Jobs, 1995. From the documentary, Steve Jobs: The Lost Interview.[11]
|
20 |
+
|
21 |
+
Schieble became pregnant with Jobs in 1954, when she and Jandali spent the summer with his family in Homs, Syria. According to Jandali, Schieble deliberately did not involve him in the process: "without telling me, Joanne upped and left to move to San Francisco to have the baby without anyone knowing, including me."[12]
|
22 |
+
|
23 |
+
Schieble gave birth to Jobs on February 24, 1955, in San Francisco and chose an adoptive couple for him that was "Catholic, well-educated, and wealthy,"[13][page needed][14] but the couple later changed their mind.[13][page needed] Jobs was then placed with Paul and Clara Jobs, neither of whom had a college education, and Schieble refused to sign the adoption papers.[15] She then took the matter to court in an attempt to have her baby placed with a different family,[13][page needed] and only consented to releasing the baby to Paul and Clara after the couple pledged to pay for the boy's college education.[16]
|
24 |
+
|
25 |
+
When Steve Jobs was in high school, his mother Clara admitted to his girlfriend, Chrisann Brennan, that she "was too frightened to love [Steve] for the first six months of his life ... I was scared they were going to take him away from me. Even after we won the case, Steve was so difficult a child that by the time he was two I felt we had made a mistake. I wanted to return him."[13][page needed] When Chrisann shared his mother's comment with Steve, he stated that he was already aware,[13][page needed] and would later say he was deeply loved and indulged by Paul and Clara.[17][page needed] Many years later, Steve Jobs's wife Laurene also noted that "he felt he had been really blessed by having the two of them as parents."[17][page needed] Jobs would become upset when Paul and Clara were referred to as his "adoptive parents"; he regarded them as his parents "1,000%". With regard to his biological parents, Jobs referred to them as "my sperm and egg bank. That's not harsh, it's just the way it was, a sperm bank thing, nothing more."[8]
|
26 |
+
|
27 |
+
—Steve Jobs[18]
|
28 |
+
|
29 |
+
Paul worked in several jobs that included a try as a machinist,[19]
|
30 |
+
several other jobs,[20] and then "back to work as a machinist."
|
31 |
+
|
32 |
+
Paul and Clara adopted Jobs's sister Patricia in 1957[21] and by 1959 the family had moved to the Monta Loma neighborhood in Mountain View, California.[22] It was during this time that Paul built a workbench in his garage for his son in order to "pass along his love of mechanics."[23] Jobs, meanwhile, admired his father's craftsmanship "because he knew how to build anything. If we needed a cabinet, he would build it. When he built our fence, he gave me a hammer so I could work with him ... I wasn't that into fixing cars ... but I was eager to hang out with my dad."[23] By the time he was ten, Jobs was deeply involved in electronics and befriended many of the engineers who lived in the neighborhood.[24][page needed] He had difficulty making friends with children his own age, however, and was seen by his classmates as a "loner."[24][page needed]
|
33 |
+
|
34 |
+
Jobs had difficulty functioning in a traditional classroom, tended to resist authority figures, frequently misbehaved, and was suspended a few times.[24][page needed] Clara had taught him to read as a toddler, and Jobs stated that he was "pretty bored in school and [had] turned into a little terror... you should have seen us in the third grade, we basically destroyed the teacher."[24][page needed] He frequently played pranks on others at Monta Loma Elementary School in Mountain View.[26] His father Paul (who was abused as a child) never reprimanded him, however, and instead blamed the school for not challenging his brilliant son.[26]
|
35 |
+
|
36 |
+
Jobs would later credit his fourth grade teacher, Imogene "Teddy" Hill, with turning him around: "She taught an advanced fourth grade class and it took her about a month to get hip to my situation. She bribed me into learning. She would say, 'I really want you to finish this workbook. I'll give you five bucks if you finish it.' That really kindled a passion in me for learning things! I learned more that year than I think I learned in any other year in school. They wanted me to skip the next two years in grade school and go straight to junior high to learn a foreign language but my parents very wisely wouldn't let it happen."[24][page needed] Jobs skipped the fifth grade and transferred to the sixth grade at Crittenden Middle School in Mountain View[24][page needed] where he became a "socially awkward loner".[27] Jobs "was often bullied" at Crittenden Middle, and in the middle of seventh grade, he gave his parents an ultimatum: they had to either take him out of Crittenden or he would drop out of school.[28]
|
37 |
+
|
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Though the Jobs family was not well off, they used all their savings in 1967 to buy a new home, allowing Jobs to change schools.[24][page needed] The new house (a three-bedroom home on Crist Drive in Los Altos, California) was in the better Cupertino School District, Cupertino, California,[29] and was embedded in an environment that was even more heavily populated with engineering families than the Mountain View area was.[24][page needed] The house was declared a historic site in 2013, as it was the first site for Apple Computer;[25] as of 2013, it was owned by Patty and occupied by Jobs's step-mother, Marilyn.[30]
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When he was 13 in 1968, Jobs was given a summer job by Bill Hewlett (of Hewlett-Packard) after Jobs cold-called him to ask for parts for an electronics project.[24][page needed]
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The location of the Los Altos home meant that Jobs would be able to attend nearby Homestead High School, which had strong ties to Silicon Valley.[18] He began his first year there in late 1968 along with Bill Fernandez.[24][page needed] (Fernandez introduced Jobs to Steve Wozniak, and would later be Apple's first employee.) Neither Jobs nor Fernandez (whose father was a lawyer) came from engineering households and thus decided to enroll in John McCollum's "Electronics 1."[24][page needed] McCollum and the rebellious Jobs (who had grown his hair long and become involved in the growing counterculture) would eventually clash and Jobs began to lose interest in the class.[24][page needed]
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He underwent a change during mid-1970: "I got stoned for the first time; I discovered Shakespeare, Dylan Thomas, and all that classic stuff. I read Moby Dick and went back as a junior taking creative writing classes."[24][page needed] Jobs also later noted to his official biographer that "I started to listen to music a whole lot, and I started to read more outside of just science and technology—Shakespeare, Plato. I loved King Lear ... when I was a senior I had this phenomenal AP English class. The teacher was this guy who looked like Ernest Hemingway. He took a bunch of us snowshoeing in Yosemite."[31] During his last two years at Homestead High, Jobs developed two different interests: electronics and literature.[31] These dual interests were particularly reflected during Jobs's senior year as his best friends were Wozniak and his first girlfriend, the artistic Homestead junior Chrisann Brennan.[13][page needed]
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In 1971 after Wozniak began attending University of California, Berkeley, Jobs would visit him there a few times a week. This experience led him to study in nearby Stanford University's student union. Jobs also decided that rather than join the electronics club, he would put on light shows with a friend for Homestead's avant-garde Jazz program. He was described by a Homestead classmate as "kind of a brain and kind of a hippie ... but he never fit into either group. He was smart enough to be a nerd, but wasn't nerdy. And he was too intellectual for the hippies, who just wanted to get wasted all the time. He was kind of an outsider. In high school everything revolved around what group you were in, and if you weren't in a carefully defined group, you weren't anybody. He was an individual, in a world where individuality was suspect." By his senior year in late 1971, he was taking freshman English class at Stanford and working on a Homestead underground film project with Chrisann Brennan.[24][page needed]
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Around that time, Wozniak designed a low-cost digital "blue box" to generate the necessary tones to manipulate the telephone network, allowing free long-distance calls. Jobs decided then to sell them and split the profit with Wozniak. The clandestine sales of the illegal blue boxes went well and perhaps planted the seed in Jobs's mind that electronics could be both fun and profitable.[32] Jobs, in a 1994 interview, recalled that it took six months for him and Wozniak to figure out how to build the blue boxes.[33] Jobs later reflected that had it not been for Wozniak's blue boxes, "there wouldn't have been an Apple".[34] He states it showed them that they could take on large companies and beat them.[35][36]
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By his senior year of high school, Jobs began using LSD.[37] He later recalled that on one occasion he consumed it in a wheat field outside Sunnyvale, and experienced "the most wonderful feeling of my life up to that point".[38] In mid-1972, after graduation and before leaving for Reed College, Jobs and Brennan rented a house from their other roommate, Al.[13][page needed][39]
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—Steve Jobs[24][page needed]
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In September 1972, Jobs enrolled at Reed College in Portland, Oregon.[40] He insisted on applying only to Reed although it was an expensive school that Paul and Clara could ill afford.[41] Jobs soon befriended Robert Friedland,[42] who was Reed's student body president at that time.[24][page needed] Brennan remained involved with Jobs while he was at Reed. He later asked her to come and live with him in a house he rented near the Reed campus, but she refused.[13][page needed]
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After just one semester, Jobs dropped out of Reed College without telling his parents.[43] Jobs later explained that he decided to drop out because he did not want to spend his parents' money on an education that seemed meaningless to him.[44] He continued to attend by auditing his classes,[44] which included a course on calligraphy that was taught by Robert Palladino. In a 2005 commencement speech at Stanford University, Jobs stated that during this period, he slept on the floor in friends' dorm rooms, returned Coke bottles for food money, and got weekly free meals at the local Hare Krishna temple. In that same speech, Jobs said: "If I had never dropped in on that single calligraphy course in college, the Mac would have never had multiple typefaces or proportionally spaced fonts."[45]
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—Steve Jobs[46]
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In February 1974, Jobs returned to his parents' home in Los Altos and began looking for a job.[47] He was soon hired by Atari, Inc. in Los Gatos, California, which gave him a job as a technician.[47][48] Back in 1973, Steve Wozniak designed his own version of the classic video game Pong and gave the board to Jobs. According to Wozniak, Atari only hired Jobs because he took the board down to the company, and they thought that he had built it himself.[49] Atari's cofounder Nolan Bushnell later described him as "difficult but valuable", pointing out that "he was very often the smartest guy in the room, and he would let people know that."[50]
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During this period, Jobs and Brennan remained involved with each other while continuing to see other people.[13][page needed] By early 1974, Jobs was living what Brennan describes as a "simple life" in a Los Gatos cabin, working at Atari, and saving money for his impending trip to India.[13]
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Jobs traveled to India in mid-1974[51] to visit Neem Karoli Baba[52] at his Kainchi ashram with his Reed friend (and eventual Apple employee) Daniel Kottke, in search of spiritual enlightenment. When they got to the Neem Karoli ashram, it was almost deserted because Neem Karoli Baba had died in September 1973.[48] Then they made a long trek up a dry riverbed to an ashram of Haidakhan Babaji.[48]
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After seven months, Jobs left India[53] and returned to the US ahead of Daniel Kottke.[48] Jobs had changed his appearance; his head was shaved and he wore traditional Indian clothing.[54][55] During this time, Jobs experimented with psychedelics, later calling his LSD experiences "one of the two or three most important things [he had] done in [his] life".[56][57] He spent a period at the All One Farm, a commune in Oregon that was owned by Robert Friedland. Brennan joined him there for a period.[13][page needed]
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During this time period, Jobs and Brennan both became practitioners of Zen Buddhism through the Zen master Kōbun Chino Otogawa. Jobs was living in his parents' backyard toolshed, which he had converted into a bedroom.[13][page needed] Jobs engaged in lengthy meditation retreats at the Tassajara Zen Mountain Center, the oldest Sōtō Zen monastery in the US.[58] He considered taking up monastic residence at Eihei-ji in Japan, and maintained a lifelong appreciation for Zen.[59]
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In mid-1975, after returning to Atari, Jobs was assigned to create a circuit board for the arcade video game Breakout.[60] According to Bushnell, Atari offered US$100 for each TTL chip that was eliminated in the machine. Jobs had little specialized knowledge of circuit board design and made a deal with Wozniak to split the fee evenly between them if Wozniak could minimize the number of chips. Much to the amazement of Atari engineers, Wozniak reduced the TTL count to 46, a design so tight that it was impossible to reproduce on an assembly line.[61] According to Wozniak, Jobs told him that Atari gave them only $700 (instead of the $5,000 paid out), and that Wozniak's share was thus $350.[62] Wozniak did not learn about the actual bonus until ten years later, but said that if Jobs had told him about it and explained that he needed the money, Wozniak would have given it to him.[63]
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Jobs and Wozniak attended meetings of the Homebrew Computer Club in 1975, which was a stepping stone to the development and marketing of the first Apple computer.[14]
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—Steve Jobs[24][page needed]
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By March 1976, Wozniak completed the basic design of the Apple I computer and showed it to Jobs, who suggested that they sell it; Wozniak was at first skeptical of the idea but later agreed.[64] In April of that same year, Jobs, Wozniak, and administrative overseer Ronald Wayne founded Apple Computer Company (now called Apple Inc.) as a business partnership in Jobs's parents' Crist Drive home on April 1, 1976.[65] The operation originally started in Jobs's bedroom and later moved to the garage.[65][66] Wayne stayed only a short time, leaving Jobs and Wozniak as the active primary cofounders of the company.[67] The two decided on the name "Apple" after Jobs returned from the All One Farm commune in Oregon and told Wozniak about his time spent in the farm's apple orchard.[68] Jobs originally planned to produce bare printed circuit boards of the Apple I and sell them to computer hobbyists for $50 each.[69][70] To raise the money they needed to build the first batch of the circuit boards, Wozniak sold his HP scientific calculator and Jobs sold his Volkswagen van.[69][70] Later that year, computer retailer Paul Terrell purchased 50 fully assembled units of the Apple I from them for $500 each.[71][72] Eventually about 200 Apple I computers were produced in total.[73]
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A neighbor on Crist Drive recalled Jobs as an odd individual who would greet his clients "with his underwear hanging out, barefoot and hippie-like".[30] Another neighbor, Larry Waterland, who had just earned his PhD in chemical engineering at Stanford, recalled dismissing Jobs's budding business: "'You punched cards, put them in a big deck,' he said about the mainframe machines of that time. 'Steve took me over to the garage. He had a circuit board with a chip on it, a DuMont TV set, a Panasonic cassette tape deck and a keyboard. He said, 'This is an Apple computer.' I said, 'You've got to be joking.' I dismissed the whole idea.'"[30] Jobs's friend from Reed College and India, Daniel Kottke, recalled that as an early Apple employee, he "was the only person who worked in the garage ... Woz would show up once a week with his latest code. Steve Jobs didn't get his hands dirty in that sense." Kottke also stated that much of the early work took place in Jobs's kitchen, where he spent hours on the phone trying to find investors for the company.[30]
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They received funding from a then-semi-retired Intel product marketing manager and engineer Mike Markkula.[74] Scott McNealy, one of the cofounders of Sun Microsystems, said that Jobs broke a "glass age ceiling" in Silicon Valley because he'd created a very successful company at a young age.[36] Markkula brought Apple to the attention of Arthur Rock, which after looking at the crowded Apple booth at the Home Brew Computer Show, started with a $60,000 investment and went on the Apple board.[75] Jobs was not pleased when Markkula recruited Mike Scott from National Semiconductor in February 1977 to serve as the first president and CEO of Apple.[76][77]
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—Jeffrey S. Young, 1987. From the book, Steve Jobs: The Journey is the Reward (published 1988).[24][page needed]
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After Brennan returned from her own journey to India, she and Jobs fell in love again, as Brennan noted changes in him that she attributes to Kobun (whom she was also still following). It was also at this time that Jobs displayed a prototype Apple I computer for Brennan and his parents in their living room. Brennan notes a shift in this time period, where the two main influences on Jobs were Apple Inc. and Kobun. By early 1977, she and Jobs would spend time together at her home at Duveneck Ranch in Los Altos, which served as a hostel and environmental education center.
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In April 1977, Jobs and Wozniak introduced the Apple II at the West Coast Computer Faire.[78] It is the first consumer product to have been sold by Apple Computer. Primarily designed by Wozniak, Jobs oversaw the development of its unusual case and Rod Holt developed the unique power supply.[79] During the design stage, Jobs argued that the Apple II should have two expansion slots, while Wozniak wanted eight. After a heated argument, Wozniak threatened that Jobs should "go get himself another computer". They later decided to go with eight slots.[80] The Apple II became one of the first highly successful mass-produced microcomputer products in the world.[81]
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Jobs usually went to work wearing a black long-sleeved mock turtleneck made by Issey Miyake (it was sometimes reported as St. Croix brand), Levi's 501 blue jeans, and New Balance 991 sneakers.[82][83] He said his choice was inspired by that of Stuart Geman, a noted applied mathematics professor at Brown University. Jobs told his biographer Walter Isaacson "...he came to like the idea of having a uniform for himself, both because of its daily convenience (the rationale he claimed) and its ability to convey a signature style."[82]
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As Jobs became more successful with his new company, his relationship with Brennan grew more complex. In 1977, the success of Apple was now a part of their relationship, and Brennan, Daniel Kottke, and Jobs moved into a house near the Apple office in Cupertino.[13][page needed] Brennan eventually took a position in the shipping department at Apple.[13][page needed][84] Brennan's relationship with Jobs deteriorated as his position with Apple grew, and she began to consider ending the relationship. In October 1977, Brennan was approached by Rod Holt, who asked her to take "a paid apprenticeship designing blueprints for the Apples".[13][page needed] Both Holt and Jobs believed that it would be a good position for her, given her artistic abilities. Holt was particularly eager that she take the position and puzzled by her ambivalence toward it. Brennan's decision, however, was overshadowed by the fact that she realized she was pregnant and that Jobs was the father. It took her a few days to tell Jobs, whose face, according to Brennan "turned ugly" at the news. At the same time, according to Brennan, at the beginning of her third trimester, Jobs said to her: "I never wanted to ask that you get an abortion. I just didn't want to do that."[13][page needed] He also refused to discuss the pregnancy with her.[85] Brennan turned down the internship and decided to leave Apple. She stated that Jobs told her "If you give up this baby for adoption, you will be sorry" and "I am never going to help you."[13][page needed] According to Brennan, Jobs "started to seed people with the notion that I slept around and he was infertile, which meant that this could not be his child." A few weeks before she was due to give birth, Brennan was invited to deliver her baby at the All One Farm. She accepted the offer.[13][page needed] When Jobs was 23 (the same age as his biological parents when they had him)[85] Brennan gave birth to her baby, Lisa Brennan, on May 17, 1978.[13][page needed][86] Jobs went there for the birth after he was contacted by Robert Friedland, their mutual friend and the farm owner. While distant, Jobs worked with her on a name for the baby, which they discussed while sitting in the fields on a blanket. Brennan suggested the name "Lisa" which Jobs also liked and notes that Jobs was very attached to the name "Lisa" while he "was also publicly denying paternity." She would discover later that during this time, Jobs was preparing to unveil a new kind of computer that he wanted to give a female name (his first choice was "Claire" after St. Clare). She also stated that she never gave him permission to use the baby's name for a computer and he hid the plans from her. Jobs also worked with his team to come up with the phrase, "Local Integrated Software Architecture" as an alternative explanation for the Apple Lisa.[87] Decades later, however, Jobs admitted to his biographer Walter Isaacson that "obviously, it was named for my daughter".[88]
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When Jobs denied paternity, a DNA test established him as Lisa's father. It[clarification needed] required him to give Brennan $385 a month in addition to returning the welfare money she had received. Jobs gave her $500 a month at the time when Apple went public and Jobs became a millionaire. Later, Brennan agreed to give an interview with Michael Moritz for Time magazine for its Time Person of the Year special, released on January 3, 1983, in which she discussed her relationship with Jobs. Rather than name Jobs the Person of the Year, the magazine named the computer[clarification needed] the "Machine of the Year".[89] In the issue, Jobs questioned the reliability of the paternity test (which stated that the "probability of paternity for Jobs, Steven... is 94.1%").[90] Jobs responded by arguing that "28% of the male population of the United States could be the father".[13][page needed][90] Time also noted that "the baby girl and the machine on which Apple has placed so much hope for the future share the same name: Lisa".[90]
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Jobs was worth over $1 million in 1978 when he was just 23 years old. His net worth grew to over $250 million by the time he was 25, according to estimates.[91] He was also one of the youngest "people ever to make the Forbes list of the nation's richest people—and one of only a handful to have done it themselves, without inherited wealth".[24][page needed]
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In 1982, Jobs bought an apartment in the two top floors of The San Remo, a Manhattan building with a politically progressive reputation. Although he never lived there,[92] he spent years renovating it with the help of I. M. Pei. In 2003, he sold it to U2 singer Bono.
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In 1983, Jobs lured John Sculley away from Pepsi-Cola to serve as Apple's CEO, asking, "Do you want to spend the rest of your life selling sugared water, or do you want a chance to change the world?"[93]
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In 1984, Jobs bought the Jackling House and estate, and resided there for a decade. After that, he leased it out for several years until 2000 when he stopped maintaining the house, allowing exposure to the weather to degrade it. In 2004, Jobs received permission from the town of Woodside to demolish the house in order to build a smaller contemporary styled one. After a few years in court, the house was finally demolished in 2011, a few months before he died.[94]
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Jobs began directing the development of the Macintosh in 1981, when he took over the project from early Apple employee Jef Raskin, who conceived the computer (Wozniak was on leave during this time due to an airplane crash earlier that year[95]).[96][97] On January 22, 1984, Apple aired a Super Bowl television commercial titled "1984", which ended with the words: "On January 24th, Apple Computer will introduce Macintosh. And you'll see why 1984 won't be like 1984.”[98] On January 24, 1984, an emotional Jobs introduced the Macintosh to a wildly enthusiastic audience at Apple's annual shareholders meeting held in the Flint Auditorium;[99][100] Macintosh engineer Andy Hertzfeld described the scene as "pandemonium".[101] The Macintosh was based on The Lisa (and Xerox PARC's mouse-driven graphical user interface),[102][103] and it was widely acclaimed by the media with strong initial sales supporting it.[104][105] However, the computer's slow processing speed and limited range of available software led to a rapid sales decline in the second half of 1984.[104][105][106]
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Sculley's and Jobs's respective visions for the company greatly differed. The former favored open architecture computers like the Apple II, sold to education, small business, and home markets less vulnerable to IBM. Jobs wanted the company to focus on the closed architecture Macintosh as a business alternative to the IBM PC. President and CEO Sculley had little control over chairman of the board Jobs's Macintosh division; it and the Apple II division operated like separate companies, duplicating services.[108] Although its products provided 85 percent of Apple's sales in early 1985, the company's January 1985 annual meeting did not mention the Apple II division or employees. Many left, including Wozniak, who stated that the company had "been going in the wrong direction for the last five years" and sold most of his stock.[109] Despite being frustrated with the company's (including Jobs himself) dismissal of the Apple II employees in favor of the Macintosh, Wozniak left amicably and remained an honorary employee of Apple, maintaining a friendship with Jobs until his death.[110][111][112]
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By early 1985, the Macintosh's failure to defeat the IBM PC became clear,[104][105] and it strengthened Sculley's position in the company. In May 1985, Sculley—encouraged by Arthur Rock—decided to reorganize Apple, and proposed a plan to the board that would remove Jobs from the Macintosh group and put him in charge of "New Product Development". This move would effectively render Jobs powerless within Apple.[24][page needed] In response, Jobs then developed a plan to get rid of Sculley and take over Apple. However, Jobs was confronted after the plan was leaked, and he said that he would leave Apple. The Board declined his resignation and asked him to reconsider. Sculley also told Jobs that he had all of the votes needed to go ahead with the reorganization. A few months later, on September 17, 1985, Jobs submitted a letter of resignation to the Apple Board. Five additional senior Apple employees also resigned and joined Jobs in his new venture, NeXT.[24][page needed]
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The Macintosh's struggle continued after Jobs left Apple. Though marketed and received in fanfare, the expensive Macintosh was a hard sell.[113]:308–309 In 1985, Bill Gates's then-developing company, Microsoft, threatened to stop developing Mac applications unless it was granted "a license for the Mac operating system software. Microsoft was developing its graphical user interface ... for DOS, which it was calling Windows and didn't want Apple to sue over the similarities between the Windows GUI and the Mac interface."[113]:321 Sculley granted Microsoft the license which later led to problems for Apple.[113]:321 In addition, cheap IBM PC clones that ran on Microsoft software and had a graphical user interface began to appear. Although the Macintosh preceded the clones, it was far more expensive, so "through the late 1980s, the Windows user interface was getting better and better and was thus taking increasingly more share from Apple".[113]:322 Windows-based IBM-PC clones also led to the development of additional GUIs such as IBM's TopView or Digital Research's GEM,[113]:322 and thus "the graphical user interface was beginning to be taken for granted, undermining the most apparent advantage of the Mac...it seemed clear as the 1980s wound down that Apple couldn't go it alone indefinitely against the whole IBM-clone market."[113]:322
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Following his resignation from Apple in 1985, Jobs founded NeXT Inc.[114] with $7 million. A year later he was running out of money, and he sought venture capital with no product on the horizon. Eventually, Jobs attracted the attention of billionaire Ross Perot, who invested heavily in the company.[115] The NeXT computer was shown to the world in what was considered Jobs's comeback event,[116] a lavish invitation-only gala launch event[117] that was described as a multimedia extravaganza.[118] The celebration was held at the Louise M. Davies Symphony Hall, San Francisco, California on Wednesday October 12, 1988. Steve Wozniak said in a 2013 interview that while Jobs was at NeXT he was "really getting his head together".[95]
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NeXT workstations were first released in 1990 and priced at US$9,999. Like the Apple Lisa, the NeXT workstation was technologically advanced and designed for the education sector, but was largely dismissed as cost-prohibitive for educational institutions.[119] The NeXT workstation was known for its technical strengths, chief among them its object-oriented software development system. Jobs marketed NeXT products to the financial, scientific, and academic community, highlighting its innovative, experimental new technologies, such as the Mach kernel, the digital signal processor chip, and the built-in Ethernet port. Making use of a NeXT computer, English computer scientist Tim Berners-Lee invented the World Wide Web in 1990 at CERN in Switzerland.[120]
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The revised, second generation NeXTcube was released in 1990. Jobs touted it as the first "interpersonal" computer that would replace the personal computer. With its innovative NeXTMail multimedia email system, NeXTcube could share voice, image, graphics, and video in email for the first time. "Interpersonal computing is going to revolutionize human communications and groupwork", Jobs told reporters.[121] Jobs ran NeXT with an obsession for aesthetic perfection, as evidenced by the development of and attention to NeXTcube's magnesium case.[122] This put considerable strain on NeXT's hardware division, and in 1993, after having sold only 50,000 machines, NeXT transitioned fully to software development with the release of NeXTSTEP/Intel.[123] The company reported its first yearly profit of $1.03 million in 1994.[124] In 1996, NeXT Software, Inc. released WebObjects, a framework for Web application development. After NeXT was acquired by Apple Inc. in 1997, WebObjects was used to build and run the Apple Store,[123] MobileMe services, and the iTunes Store.
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In 1986, Jobs funded the spinout of The Graphics Group (later renamed Pixar) from Lucasfilm's computer graphics division for the price of $10 million, $5 million of which was given to the company as capital and $5 million of which was paid to Lucasfilm for technology rights.[125]
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The first film produced by Pixar with its Disney partnership, Toy Story (1995), with Jobs credited as executive producer,[126] brought fame and critical acclaim to the studio when it was released. Over the next 15 years, under Pixar's creative chief John Lasseter, the company produced box-office hits A Bug's Life (1998); Toy Story 2 (1999); Monsters, Inc. (2001); Finding Nemo (2003); The Incredibles (2004); Cars (2006); Ratatouille (2007); WALL-E (2008); Up (2009); and Toy Story 3 (2010). Finding Nemo, The Incredibles, Ratatouille, WALL-E, Up and Toy Story 3 each received the Academy Award for Best Animated Feature, an award introduced in 2001.[127]
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In 2003 and 2004, as Pixar's contract with Disney was running out, Jobs and Disney chief executive Michael Eisner tried but failed to negotiate a new partnership,[128] and in January 2004, Jobs announced that he would never deal with Disney again.[129] Pixar would seek a new partner to distribute its films after its contract expired.
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In October 2005, Bob Iger replaced Eisner at Disney, and Iger quickly worked to mend relations with Jobs and Pixar. On January 24, 2006, Jobs and Iger announced that Disney had agreed to purchase Pixar in an all-stock transaction worth $7.4 billion. When the deal closed, Jobs became The Walt Disney Company's largest single shareholder with approximately seven percent of the company's stock.[130] Jobs's holdings in Disney far exceeded those of Eisner, who holds 1.7%, and of Disney family member Roy E. Disney, who until his 2009 death held about 1% of the company's stock and whose criticisms of Eisner—especially that he soured Disney's relationship with Pixar—accelerated Eisner's ousting. Upon completion of the merger, Jobs received 7% of Disney shares, and joined the board of directors as the largest individual shareholder.[130][131][132] Upon Jobs's death his shares in Disney were transferred to the Steven P. Jobs Trust led by Laurene Jobs.[133]
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After Jobs's death Iger recalled in 2019 that many warned him about Jobs, "that he would bully me and everyone else". Iger wrote, "Who wouldn't want Steve Jobs to have influence over how a company is run?", and that as an active Disney board member "he rarely created trouble for me. Not never but rarely". He speculated that they would have seriously considered merging Disney and Apple had Jobs lived.[129] Floyd Norman, of Pixar, described Jobs as a "mature, mellow individual" who never interfered with the creative process of the filmmakers.[134] In early June 2014, Pixar cofounder and Walt Disney Animation Studios President Ed Catmull revealed that Jobs once advised him to "just explain it to them until they understand" in disagreements. Catmull released the book Creativity, Inc. in 2014, in which he recounts numerous experiences of working with Jobs. Regarding his own manner of dealing with Jobs, Catmull writes:[135][page needed]
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In all the 26 years with Steve, Steve and I never had one of these loud verbal arguments and it's not my nature to do that. ... but we did disagree fairly frequently about things. ... I would say something to him and he would immediately shoot it down because he could think faster than I could. ... I would then wait a week ... I'd call him up and I give my counter argument to what he had said and he'd immediately shoot it down. So I had to wait another week, and sometimes this went on for months. But in the end one of three things happened. About a third of the time he said, 'Oh, I get it, you're right.' And that was the end of it. And it was another third of the time in which [I'd] say, 'Actually I think he is right.' The other third of the time, where we didn't reach consensus, he just let me do it my way, never said anything more about it.[136]
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In 1996, Apple announced that it would buy NeXT for $427 million. The deal was finalized in February 1997,[137] bringing Jobs back to the company he had cofounded. Jobs became de facto chief after then-CEO Gil Amelio was ousted in July 1997. He was formally named interim chief executive in September.[138] In March 1998, to concentrate Apple's efforts on returning to profitability, Jobs terminated a number of projects, such as Newton, Cyberdog, and OpenDoc. In the coming months, many employees developed a fear of encountering Jobs while riding in the elevator, "afraid that they might not have a job when the doors opened. The reality was that Jobs's summary executions were rare, but a handful of victims was enough to terrorize a whole company."[139] Jobs changed the licensing program for Macintosh clones, making it too costly for the manufacturers to continue making machines.
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With the purchase of NeXT, much of the company's technology found its way into Apple products, most notably NeXTSTEP, which evolved into Mac OS X. Under Jobs's guidance, the company increased sales significantly with the introduction of the iMac and other new products; since then, appealing designs and powerful branding have worked well for Apple. At the 2000 Macworld Expo, Jobs officially dropped the "interim" modifier from his title at Apple and became permanent CEO.[140] Jobs quipped at the time that he would be using the title "iCEO".[141]
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The company subsequently branched out, introducing and improving upon other digital appliances. With the introduction of the iPod portable music player, iTunes digital music software, and the iTunes Store, the company made forays into consumer electronics and music distribution. On June 29, 2007, Apple entered the cellular phone business with the introduction of the iPhone, a multi-touch display cell phone, which also included the features of an iPod and, with its own mobile browser, revolutionized the mobile browsing scene. While nurturing open-ended innovation, Jobs also reminded his employees that "real artists ship".[142]
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Jobs had a public war of words with Dell Computer CEO Michael Dell, starting in 1987, when Jobs first criticized Dell for making "un-innovative beige boxes".[143] On October 6, 1997, at a Gartner Symposium, when Dell was asked what he would do if he ran the then-troubled Apple Computer company, he said: "I'd shut it down and give the money back to the shareholders."[144] Then, in 2006, Jobs sent an email to all employees when Apple's market capitalization rose above Dell's:
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Team, it turned out that Michael Dell wasn't perfect at predicting the future. Based on today's stock market close, Apple is worth more than Dell. Stocks go up and down, and things may be different tomorrow, but I thought it was worth a moment of reflection today. Steve.[145]
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Jobs was both admired and criticized for his consummate skill at persuasion and salesmanship, which has been dubbed the "reality distortion field" and was particularly evident during his keynote speeches (colloquially known as "Stevenotes") at Macworld Expos and at Apple Worldwide Developers Conferences.[146]
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Jobs was a board member at Gap Inc. from 1999 to 2002.[147]
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In 2001, Jobs was granted stock options in the amount of 7.5 million shares of Apple with an exercise price of $18.30. It was alleged that the options had been backdated, and that the exercise price should have been $21.10. It was further alleged that Jobs had thereby incurred taxable income of $20,000,000 that he did not report, and that Apple overstated its earnings by that same amount. As a result, Jobs potentially faced a number of criminal charges and civil penalties. The case was the subject of active criminal and civil government investigations,[148] though an independent internal Apple investigation completed on December 29, 2006 found that Jobs was unaware of these issues and that the options granted to him were returned without being exercised in 2003.[149]
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In 2005, Jobs responded to criticism of Apple's poor recycling programs for e-waste in the US by lashing out at environmental and other advocates at Apple's annual meeting in Cupertino in April. A few weeks later, Apple announced it would take back iPods for free at its retail stores. The Computer TakeBack Campaign responded by flying a banner from a plane over the Stanford University graduation at which Jobs was the commencement speaker. The banner read "Steve, don't be a mini-player—recycle all e-waste."
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In 2006, he further expanded Apple's recycling programs to any US customer who buys a new Mac. This program includes shipping and "environmentally friendly disposal" of their old systems.[150] The success of Apple's unique products and services provided several years of stable financial returns, propelling Apple to become the world's most valuable publicly traded company in 2011.[151]
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Jobs was perceived as a demanding perfectionist[152][153] who always aspired to position his businesses and their products at the forefront of the information technology industry by foreseeing and setting innovation and style trends. He summed up this self-concept at the end of his keynote speech at the Macworld Conference and Expo in January 2007, by quoting ice hockey player Wayne Gretzky:
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There's an old Wayne Gretzky quote that I love. "I skate to where the puck is going to be, not where it has been." And we've always tried to do that at Apple. Since the very, very beginning. And we always will.[154]
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On July 1, 2008, a US$7 billion class action suit was filed against several members of the Apple board of directors for revenue lost because of alleged securities fraud.[155][156]
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In a 2011 interview with biographer Walter Isaacson, Jobs revealed that he had met with US President Barack Obama, complained about the nation's shortage of software engineers, and told Obama that he was "headed for a one-term presidency".[157] Jobs proposed that any foreign student who got an engineering degree at a US university should automatically be offered a green card. After the meeting, Jobs commented, "The president is very smart, but he kept explaining to us reasons why things can't get done . . . . It infuriates me."[157]
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In October 2003, Jobs was diagnosed with cancer. In mid-2004, he announced to his employees that he had a cancerous tumor in his pancreas.[158] The prognosis for pancreatic cancer is usually very poor;[159] Jobs stated that he had a rare, much less aggressive type, known as islet cell neuroendocrine tumor.[158]
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Despite his diagnosis, Jobs resisted his doctors' recommendations for medical intervention for nine months,[160] instead relying on alternative medicine to thwart the disease. According to Harvard researcher Ramzi Amri, his choice of alternative treatment "led to an unnecessarily early death". Other doctors agree that Jobs's diet was insufficient to address his disease. However, cancer researcher and alternative medicine critic David Gorski wrote that "it's impossible to know whether and by how much he might have decreased his chances of surviving his cancer through his flirtation with woo. My best guess was that Jobs probably only modestly decreased his chances of survival, if that."[161] Barrie R. Cassileth, the chief of Memorial Sloan Kettering Cancer Center's integrative medicine department,[162] said, "Jobs's faith in alternative medicine likely cost him his life.... He had the only kind of pancreatic cancer that is treatable and curable.... He essentially committed suicide."[163] According to Jobs's biographer, Walter Isaacson, "for nine months he refused to undergo surgery for his pancreatic cancer – a decision he later regretted as his health declined".[164] "Instead, he tried a vegan diet, acupuncture, herbal remedies, and other treatments he found online, and even consulted a psychic. He was also influenced by a doctor who ran a clinic that advised juice fasts, bowel cleansings and other unproven approaches, before finally having surgery in July 2004."[165] He eventually underwent a pancreaticoduodenectomy (or "Whipple procedure") in July 2004, that appeared to remove the tumor successfully.[166][167] Jobs did not receive chemotherapy or radiation therapy.[158][168] During Jobs's absence, Tim Cook, head of worldwide sales and operations at Apple, ran the company.[158]
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As of January 2006[update], only Jobs's wife, his doctors, and Iger and his wife knew that his cancer had returned. Jobs told Iger privately that he hoped to live to see his son Reed's high school graduation in 2010.[129] In early August 2006, Jobs delivered the keynote for Apple's annual Worldwide Developers Conference. His "thin, almost gaunt" appearance and unusually "listless" delivery,[169][170] together with his choice to delegate significant portions of his keynote to other presenters, inspired a flurry of media and Internet speculation about the state of his health.[171] In contrast, according to an Ars Technica journal report, Worldwide Developers Conference (WWDC) attendees who saw Jobs in person said he "looked fine".[172] Following the keynote, an Apple spokesperson said that "Steve's health is robust."[173]
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Two years later, similar concerns followed Jobs's 2008 WWDC keynote address.[174] Apple officials stated that Jobs was victim to a "common bug" and was taking antibiotics,[175] while others surmised his cachectic appearance was due to the Whipple procedure.[168] During a July conference call discussing Apple earnings, participants responded to repeated questions about Jobs's health by insisting that it was a "private matter". Others said that shareholders had a right to know more, given Jobs's hands-on approach to running his company.[176][177] Based on an off-the-record phone conversation with Jobs, The New York Times reported, "While his health problems amounted to a good deal more than 'a common bug', they weren't life-threatening and he doesn't have a recurrence of cancer."[178]
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On August 28, 2008, Bloomberg mistakenly published a 2500-word obituary of Jobs in its corporate news service, containing blank spaces for his age and cause of death. News carriers customarily stockpile up-to-date obituaries to facilitate news delivery in the event of a well-known figure's death. Although the error was promptly rectified, many news carriers and blogs reported on it,[179] intensifying rumors concerning Jobs's health.[180] Jobs responded at Apple's September 2008 Let's Rock keynote by paraphrasing Mark Twain: "Reports of my death are greatly exaggerated."[181][182] At a subsequent media event, Jobs concluded his presentation with a slide reading "110/70", referring to his blood pressure, stating he would not address further questions about his health.[183]
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On December 16, 2008, Apple announced that marketing vice-president Phil Schiller would deliver the company's final keynote address at the Macworld Conference and Expo 2009, again reviving questions about Jobs's health.[184][185] In a statement given on January 5, 2009, on Apple.com, Jobs said that he had been suffering from a "hormone imbalance" for several months.[186][187]
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On January 14, 2009, Jobs wrote in an internal Apple memo that in the previous week he had "learned that my health-related issues are more complex than I originally thought".[188] He announced a six-month leave of absence until the end of June 2009, to allow him to better focus on his health. Tim Cook, who previously acted as CEO in Jobs's 2004 absence, became acting CEO of Apple, with Jobs still involved with "major strategic decisions".[188]
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In 2009, Tim Cook offered a portion of his liver to Jobs, since both share a rare blood type and the donor liver can regenerate tissue after such an operation. Jobs yelled, "I'll never let you do that. I'll never do that."[189]
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In April 2009, Jobs underwent a liver transplant at Methodist University Hospital Transplant Institute in Memphis, Tennessee.[190][191][192] Jobs's prognosis was described as "excellent".[190]
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On January 17, 2011, a year and a half after Jobs returned to work following the liver transplant, Apple announced that he had been granted a medical leave of absence. Jobs announced his leave in a letter to employees, stating his decision was made "so he could focus on his health". As it did at the time of his 2009 medical leave, Apple announced that Tim Cook would run day-to-day operations and that Jobs would continue to be involved in major strategic decisions at the company.[193][194] While on leave, Jobs appeared at the iPad 2 launch event on March 2, the WWDC keynote introducing iCloud on June 6, and before the Cupertino City Council on June 7.[195]
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On August 24, 2011, Jobs announced his resignation as Apple's CEO, writing to the board, "I have always said if there ever came a day when I could no longer meet my duties and expectations as Apple's CEO, I would be the first to let you know. Unfortunately, that day has come."[196] Jobs became chairman of the board and named Tim Cook as his successor as CEO.[197][198] Jobs continued to work for Apple until the day before his death six weeks later.[199][200][201]
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Jobs died at his Palo Alto, California home around 3 p.m. (PDT) on October 5, 2011, due to complications from a relapse of his previously treated islet-cell pancreatic neuroendocrine tumor,[14][202][203] which resulted in respiratory arrest.[204] He had lost consciousness the day before and died with his wife, children, and sisters at his side.[205] His sister, Mona Simpson, described his death thus: "Steve's final words, hours earlier, were monosyllables, repeated three times. Before embarking, he'd looked at his sister Patty, then for a long time at his children, then at his life's partner, Laurene, and then over their shoulders past them. Steve's final words were: 'Oh wow. Oh wow. Oh wow.'" He then lost consciousness and died several hours later.[205] A small private funeral was held on October 7, 2011, the details of which, out of respect for Jobs's family, were not made public.[206]
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Apple[207] and Pixar each issued announcements of his death.[208] Apple announced on the same day that they had no plans for a public service, but were encouraging "well-wishers" to send their remembrance messages to an email address created to receive such messages.[209] Apple and Microsoft both flew their flags at half-staff throughout their respective headquarters and campuses.[210][211]
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Bob Iger ordered all Disney properties, including Walt Disney World and Disneyland, to fly their flags at half-staff from October 6 to 12, 2011.[212] For two weeks following his death, Apple displayed on its corporate Web site a simple page that showed Jobs's name and lifespan next to his grayscale portrait.[213][214][215] On October 19, 2011, Apple employees held a private memorial service for Jobs on the Apple campus in Cupertino. Jobs's widow, Laurene, was in attendance, as well as Cook, Bill Campbell, Norah Jones, Al Gore, and Coldplay.[216] Some of Apple's retail stores closed briefly so employees could attend the memorial. A video of the service was uploaded to Apple's website.[216]
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California Governor Jerry Brown declared Sunday, October 16, 2011, to be "Steve Jobs Day".[217] On that day, an invitation-only memorial was held at Stanford University. Those in attendance included Apple and other tech company executives, members of the media, celebrities, close friends of Jobs, and politicians, along with Jobs's family. Bono, Yo Yo Ma, and Joan Baez performed at the service, which lasted longer than an hour. The service was highly secured, with guards at all of the university's gates, and a helicopter flying overhead from an area news station.[218][219] Each attendee was given a small brown box as a "farewell gift" from Jobs. The box contained a copy of the Autobiography of a Yogi by Paramahansa Yogananda.[220]
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Childhood friend and fellow Apple co-founder Steve Wozniak,[221] former owner of what would become Pixar, George Lucas,[222] former rival, Microsoft co-founder Bill Gates,[223] and President Barack Obama[224] all offered statements in response to his death.
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Jobs is buried in an unmarked grave at Alta Mesa Memorial Park, the only nonsectarian cemetery in Palo Alto.[225][226]
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Jobs's design aesthetic was influenced by philosophies of Zen and Buddhism. In India, he experienced Buddhism while on his seven-month spiritual journey,[227] and his sense of intuition was influenced by the spiritual people with whom he studied.[227] He also learned from many references and sources, such as modernist architectural style of Joseph Eichler,[citation needed] and the industrial designs of Richard Sapper[228] and Dieter Rams.[citation needed]
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According to Apple co-founder Steve Wozniak, "Steve didn't ever code. He wasn't an engineer and he didn't do any original design..."[229][230] Daniel Kottke, one of Apple's earliest employees and a college friend of Jobs's, stated: "Between Woz and Jobs, Woz was the innovator, the inventor. Steve Jobs was the marketing person."[231]
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He is listed as either primary inventor or co-inventor in 346 United States patents or patent applications related to a range of technologies from actual computer and portable devices to user interfaces (including touch-based), speakers, keyboards, power adapters, staircases, clasps, sleeves, lanyards and packages. Jobs's contributions to most of his patents were to "the look and feel of the product". His industrial design chief Jonathan Ive had his name along with Jobs's name for 200 of the patents.[232] Most of these are design patents (specific product designs; for example, Jobs listed as primary inventor in patents for both original and lamp-style iMacs, as well as PowerBook G4 Titanium) as opposed to utility patents (inventions).[233][234] He has 43 issued US patents on inventions.[233] The patent on the Mac OS X Dock user interface with "magnification" feature was issued the day before he died.[235] Although Jobs had little involvement in the engineering and technical side of the original Apple computers,[230] Jobs later used his CEO position to directly involve himself with product design.[236]
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Involved in many projects throughout his career was his long-time marketing executive and confidant Joanna Hoffman, known as one of the few employees at Apple and NeXT who could successfully stand up to Jobs while also engaging with him.[237]
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Even while terminally ill in the hospital, Jobs sketched new devices that would hold the iPad in a hospital bed.[205] He also despised the oxygen monitor on his finger, and suggested ways to revise the design for simplicity.[238]
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Since his death, the former Apple CEO has won 141 patents, more than most inventors win during their lifetimes. Currently, Jobs holds over 450 patents.[239]
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Although entirely designed by Steve Wozniak, Jobs had the idea of selling the desktop computer, which led to the formation of Apple Computer in 1976. Both Jobs and Wozniak constructed several of the first Apple I prototypes by hand, and sold some of their belongings in order to do so. Eventually, 200 units were produced.[73]
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The Apple II is an 8-bit home computer, one of the world's first highly successful mass-produced microcomputer products,[81] designed primarily by Wozniak (Jobs oversaw the development of the Apple II's unusual case[240] and Rod Holt developed the unique power supply[79]). It was introduced in 1977 at the West Coast Computer Faire by Jobs and Wozniak and was the first consumer product sold by Apple.
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The Lisa is a personal computer designed by Apple during the early 1980s. It was the first personal computer to offer a graphical user interface in a machine aimed at individual business users. Development of the Lisa began in 1978.[241] The Lisa sold poorly, with only 100,000 units sold.[242]
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In 1982, after Jobs was forced out of the Lisa project,[243] he joined the Macintosh project. The Macintosh is not a direct descendant of Lisa, although there are obvious similarities between the systems. The final revision, the Lisa 2/10, was modified and sold as the Macintosh XL.[244]
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Once he joined the original Macintosh team, Jobs took over the project after Wozniak had experienced a traumatic airplane accident and temporarily left the company.[95] Jobs introduced the Macintosh computer on January 24, 1984. This was the first mass-market personal computer featuring an integral graphical user interface and mouse.[245] This first model was later renamed to "Macintosh 128k" for uniqueness amongst a populous family of subsequently updated models which are also based on Apple's same proprietary architecture. Since 1998, Apple has largely phased out the Macintosh name in favor of "Mac", though the product family has been nicknamed "Mac" or "the Mac" since the development of the first model. The Macintosh was introduced by a US$1.5 million Ridley Scott television commercial, "1984".[246] It most notably aired during the third quarter of Super Bowl XVIII on January 22, 1984, and some people consider the ad a "watershed event"[247] and a "masterpiece".[248] Regis McKenna called the ad "more successful than the Mac itself".[249] "1984" uses an unnamed heroine to represent the coming of the Macintosh (indicated by a Picasso-style picture of the computer on her white tank top) as a means of saving humanity from the conformity of IBM's attempts to dominate the computer industry. The ad alludes to George Orwell's novel, Nineteen Eighty-Four, which describes a dystopian future ruled by a televised "Big Brother."[250][251]
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The Macintosh, however, was expensive, which hindered its ability to be competitive in a market already dominated by the Commodore 64 for consumers, as well as the IBM Personal Computer and its accompanying clone market for businesses.[252] Macintosh systems still found success in education and desktop publishing and kept Apple as the second-largest PC manufacturer for the next decade.
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After Jobs was forced out of Apple in 1985, he started NeXT, a workstation computer company. The NeXT Computer was introduced in 1988 at a lavish launch event. Using the NeXT Computer, Tim Berners-Lee created the world's first web browser, the WorldWideWeb. The NeXT Computer's operating system, named NeXTSTEP, begat Darwin, which is now the foundation of most of Apple's products such as Macintosh's macOS and iPhone's iOS.[253][254]
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Apple iMac G3 was introduced in 1998 and its innovative design was directly the result of Jobs's return to Apple. Apple boasted "the back of our computer looks better than the front of anyone else's."[255] Described as "cartoonlike", the first iMac, clad in Bondi Blue plastic, was unlike any personal computer that came before. In 1999, Apple introduced the Graphite gray Apple iMac and since has varied the shape, color and size considerably while maintaining the all-in-one design. Design ideas were intended to create a connection with the user such as the handle and a breathing light effect when the computer went to sleep.[256] The Apple iMac sold for $1,299 at that time. The iMac also featured forward-thinking changes, such as eschewing the floppy disk drive and moving exclusively to USB for connecting peripherals. This latter change resulted, through the iMac's success, in the interface being popularised among third-party peripheral makers—as evidenced by the fact that many early USB peripherals were made of translucent plastic (to match the iMac design).[257]
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iTunes is a media player, media library, online radio broadcaster, and mobile device management application developed by Apple. It is used to play, download, and organize digital audio and video (as well as other types of media available on the iTunes Store) on personal computers running the macOS and Microsoft Windows operating systems. The iTunes Store is also available on the iPod Touch, iPhone, and iPad.
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Through the iTunes Store, users can purchase and download music, music videos, television shows, audiobooks, podcasts, movies, and movie rentals in some countries, and ringtones, available on the iPhone and iPod Touch (fourth generation onward). Application software for the iPhone, iPad and iPod Touch can be downloaded from the App Store.
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The first generation of iPod was released October 23, 2001. The major innovation of the iPod was its small size achieved by using a 1.8" hard drive compared to the 2.5" drives common to players at that time. The capacity of the first generation iPod ranged from 5 GB to 10 GB.[258] The iPod sold for US$399 and more than 100,000 iPods were sold before the end of 2001. The introduction of the iPod resulted in Apple becoming a major player in the music industry.[259] Also, the iPod's success prepared the way for the iTunes music store and the iPhone.[260] After the first few generations of iPod, Apple released the touchscreen iPod Touch, the reduced-size iPod Mini and iPod Nano, and the screenless iPod Shuffle in the following years.[259]
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Apple began work on the first iPhone in 2005 and the first iPhone was released on June 29, 2007. The iPhone created such a sensation that a survey indicated six out of ten Americans were aware of its release. Time declared it "Invention of the Year" for 2007.[261] The completed iPhone had multimedia capabilities and functioned as a quad-band touch screen smartphone.[262] A year later, the iPhone 3G was released in July 2008 with three key features: support for GPS, 3G data and tri-band UMTS/HSDPA. In June 2009, the iPhone 3GS, whose improvements included voice control, a better camera, and a faster processor, was introduced by Phil Schiller.[263] The iPhone 4 was thinner than previous models, had a five megapixel camera capable of recording video in 720p HD, and added a secondary front-facing camera for video calls.[264] A major feature of the iPhone 4S, introduced in October 2011, was Siri, a virtual assistant capable of voice recognition.[261]
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iPad is an iOS-based line of tablet computers designed and marketed by Apple. The first iPad was released on April 3, 2010; the most recent iPad models, the iPad (2017), iPad Pro, and iPad Mini 4, were released on September 9, 2015, and March 24, 2017. The user interface is built around the device's multi-touch screen, including a virtual keyboard. The iPad includes built-in Wi-Fi and cellular connectivity on select models. As of April 2015[update], more than 250 million iPads have been sold.[265]
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Chrisann Brennan notes that after Jobs was forced out of Apple, "he apologized many times over for his behavior" towards her and Lisa. She also states that Jobs "said that he never took responsibility when he should have, and that he was sorry".[266] By this time, Jobs had developed a strong relationship with Lisa and when she was nine, Jobs had her name on her birth certificate changed from "Lisa Brennan" to "Lisa Brennan-Jobs".[13][page needed] In addition, Jobs and Brennan developed a working relationship to co-parent Lisa, a change Brennan credits to the influence of his newly found biological sister, Mona Simpson (who worked to repair the relationship between Lisa and Jobs).[13][page needed] Jobs found Mona after first finding his birth mother, Joanne Schieble Simpson, shortly after he left Apple.[267]
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Jobs did not contact his birth family during his adoptive mother Clara's lifetime, however. He would later tell his official biographer Walter Isaacson: "I never wanted [Paul and Clara] to feel like I didn't consider them my parents, because they were totally my parents [...] I loved them so much that I never wanted them to know of my search, and I even had reporters keep it quiet when any of them found out."[267] However, in 1986 when he was 31, Clara was diagnosed with lung cancer. He began to spend a great deal of time with her and learned more details about her background and his adoption, information that motivated him to find his biological mother. Jobs found on his birth certificate the name of the San Francisco doctor to whom Schieble had turned when she was pregnant. Although the doctor did not help Jobs while he was alive, he left a letter for Jobs to be opened upon his death. As he died soon afterwards, Jobs was given the letter which stated that "his mother had been an unmarried graduate student from Wisconsin named Joanne Schieble."[267]
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Jobs only contacted Schieble after Clara died in early 1986 and after he received permission from his father, Paul. In addition, out of respect for Paul, he asked the media not to report on his search.[268] Jobs stated that he was motivated to find his birth mother out of both curiosity and a need "to see if she was okay and to thank her, because I'm glad I didn't end up as an abortion. She was twenty-three and she went through a lot to have me."[269] Schieble was emotional during their first meeting (though she wasn't familiar with the history of Apple or Jobs's role in it) and told him that she had been pressured into signing the adoption papers. She said that she regretted giving him up and repeatedly apologized to him for it. Jobs and Schieble would develop a friendly relationship throughout the rest of his life and would spend Christmas together.[270]
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During this first visit, Schieble told Jobs that he had a sister, Mona, who was not aware that she had a brother.[269] Schieble then arranged for them to meet in New York where Mona worked. Her first impression of Jobs was that "he was totally straightforward and lovely, just a normal and sweet guy."[271] Simpson and Jobs then went for a long walk to get to know each other.[271] Jobs later told his biographer that "Mona was not completely thrilled at first to have me in her life and have her mother so emotionally affectionate toward me . . . . As we got to know each other, we became really good friends, and she is my family. I don't know what I'd do without her. I can't imagine a better sister. My adopted sister, Patty, and I were never close."[271]
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—Mona Simpson[205]
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Jobs then learned his family history. Six months after he was given up for adoption, Schieble's father died, she wed Jandali, and they had a daughter, Mona.[4][272] Jandali states that after finishing his PhD he returned to Syria to work and that it was during this period that Schieble left him[4] (they divorced in 1962).[18][page needed] He also states that after the divorce he lost contact with Mona for a period of time:
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I also bear the responsibility for being away from my daughter when she was four years old, as her mother divorced me when I went to Syria, but we got back in touch after 10 years. We lost touch again when her mother moved and I didn't know where she was, but since 10 years ago we've been in constant contact, and I see her three times a year. I organized a trip for her last year to visit Syria and Lebanon and she went with a relative from Florida.[4]
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A few years later, Schieble married an ice skating teacher, George Simpson.[272] Mona Jandali took her stepfather's last name and thus became Mona Simpson. In 1970, after divorcing her second husband, Schieble took Mona to Los Angeles and raised her on her own.[272]
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When Simpson found that their father, Abdulfattah Jandali, was living in Sacramento, California, Jobs had no interest in meeting him as he believed Jandali didn't treat his children well.[273] Simpson went to Sacramento alone and met Jandali, who worked in a small restaurant.[274] Jandali and Simpson spoke for several hours, during which time he told her that he had left teaching for the restaurant business.[274] He also said that he and Schieble had given another child away for adoption but that "we'll never see that baby again. That baby's gone."[274] At the request of Jobs, Simpson did not tell Jandali that she had met his son.[274] Jandali further told Simpson that he once managed a Mediterranean restaurant near San Jose and that "all of the successful technology people used to come there. Even Steve Jobs ... oh yeah, he used to come in, and he was a sweet guy and a big tipper."[274]
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After hearing about the visit, Jobs recalled that "it was amazing ... I had been to that restaurant a few times, and I remember meeting the owner. He was Syrian. Balding. We shook hands."[274] However, Jobs still did not want to meet Jandali because "I was a wealthy man by then, and I didn't trust him not to try to blackmail me or go to the press about it ... I asked Mona not to tell him about me."[274] Jandali later discovered his relationship to Jobs through an online blog. He then contacted Simpson and asked "what is this thing about Steve Jobs?" Simpson told him that it was true and later commented, "My father is thoughtful and a beautiful storyteller, but he is very, very passive ... He never contacted Steve."[270] Because Simpson herself researched her Syrian roots and began to meet members of the family, she assumed that Jobs would eventually want to meet their father, but he never did.[270] Jobs also never showed an interest in his Syrian heritage or the Middle East.[270] Simpson fictionalized the search for their father in her 1992 novel The Lost Father.[270] Malek Jandali is their cousin.[275]
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In 1989, Jobs first met his future wife, Laurene Powell, when he gave a lecture at the Stanford Graduate School of Business, where she was a student. Soon after the event, he stated that Laurene "was right there in the front row in the lecture hall, and I couldn't take my eyes off of her ... kept losing my train of thought, and started feeling a little giddy."[17][page needed] After the lecture, Jobs met up with her in the parking lot and invited her out to dinner. From that point forward, they were together, with a few minor exceptions, for the rest of his life.[17][page needed]
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Jobs proposed on New Year's Day 1990 with "a fistful of freshly picked wildflowers".[17][page needed] They married on March 18, 1991, in a Buddhist ceremony at the Ahwahnee Hotel in Yosemite National Park.[17][page needed] Fifty people, including Jobs's father, Paul, and his sister Mona, attended. The ceremony was conducted by Jobs's guru, Kobun Chino Otogawa. The vegan wedding cake was in the shape of Yosemite's Half Dome, and the wedding ended with a hike (during which Laurene's brothers had a snowball fight). Jobs is reported to have said to Mona: "You see, Mona [...], Laurene is descended from Joe Namath, and we're descended from John Muir."[276]
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Jobs's and Powell's first child, Reed, was born September 1991.[277] Jobs's father, Paul, died a year and a half later, on March 5, 1993. Jobs and Powell had two more children, Erin, born in August 1995, and Eve, born in 1998.[278] The family lived in Palo Alto, California.[279] A journalist who grew up locally remembered him as owning the house with "the scariest [Halloween] decorations in Palo Alto...I don't remember seeing him. I was busy being terrified."[280]
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Although a billionaire, Jobs made it known that, like Bill Gates, most of his monetary fortune would not be left to his children.[281][282] These technology leaders also had in common another family-related area: both men limited their children's access, age appropriate, to social media, computer games and the Internet.[283][284][285]
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Steven Allan Spielberg (/ˈspiːlbɜːrɡ/; born December 18, 1946) is an American film director, producer, and screenwriter. He is considered one of the founding pioneers of the New Hollywood era and one of the most popular directors and producers in film history.[2] Spielberg started in Hollywood directing television and several minor theatrical releases. He became a household name as the director of Jaws (1975), which was critically and commercially successful and is considered the first summer blockbuster.[3] His subsequent releases focused typically on science fiction/adventure films such as Close Encounters of the Third Kind (1977), Raiders of the Lost Ark (1981), E.T. the Extra-Terrestrial (1982), and Jurassic Park (1993), which became archetypes of modern Hollywood escapist filmmaking.[4]
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Spielberg transitioned into addressing serious issues in his later work with The Color Purple (1985), Empire of the Sun (1987), Schindler's List (1993), Amistad (1997), and Saving Private Ryan (1998). He has largely adhered to this practice during the 21st century, with Munich (2005), Lincoln (2012), Bridge of Spies (2015), and The Post (2017).
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He co-founded Amblin Entertainment and DreamWorks Pictures, where he has also served as a producer or executive producer for several successful film trilogies, tetralogies and more including the Gremlins, Back to the Future, Men in Black, and the Transformers series. He later transitioned into producing several video games.
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Spielberg is one of the American film industry's most critically successful filmmakers, with praise for his directing talent and versatility,[5][6] and he has won the Academy Award for Best Director twice. Some of his films are also among the highest-grossing films, while his total work makes him the highest-grossing film director in history.[7] His net worth is estimated to be more than $3 billion.[1]
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Spielberg was born on December 18, 1946 in Cincinnati, Ohio.[8][9] His mother, Leah (née Posner, later Adler; January 12, 1920 – February 21, 2017),[10] was a restaurateur and concert pianist, and his father, Arnold Spielberg (born 1917), was an electrical engineer involved in the development of computers.[11] His family was Orthodox Jewish.[12][13][14] Spielberg's paternal grandparents were Jewish Ukrainian[15][16] immigrants who settled in Cincinnati in the 1900s; his grandmother was from Sudylkiv, while his grandfather was from Kamianets-Podilskyi.[17][18] In 1950, his family moved to Haddon Township, New Jersey, when his father took a job with RCA. Three years later, the family moved to Phoenix, Arizona.[19][20]:548 Spielberg attended Hebrew school from 1953 to 1957, in classes taught by Rabbi Albert L. Lewis.[21]
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As a child, Spielberg faced difficulty reconciling being an Orthodox Jew with the perception of him by other children he played with. "It isn't something I enjoy admitting," he once said, "but when I was seven, eight, nine years old, God forgive me, I was embarrassed because we were Orthodox Jews. I was embarrassed by the outward perception of my parents' Jewish practices. I was never really ashamed to be Jewish, but I was uneasy at times."[22][23] Spielberg also said he suffered from acts of anti-Semitic prejudice and bullying: "In high school, I got smacked and kicked around. Two bloody noses. It was horrible."[24][25][26] At age 12, he made his first home movie: a train wreck involving his toy Lionel trains.[27] Throughout his early teens, and after entering high school, Spielberg continued to make amateur, 8 mm, "adventure" films.[28]
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In 1958, he became a Boy Scout and fulfilled a requirement for the photography merit badge by making a nine-minute, 8 mm film entitled The Last Gunfight.[29] Years later, Spielberg recalled to a magazine interviewer, "My dad's still-camera was broken, so I asked the scoutmaster if I could tell a story with my father's movie camera. He said yes, and I got an idea to do a Western. I made it and got my merit badge. That was how it all started."[30]
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At age 13, while living in Phoenix, Spielberg won a prize for a 40-minute, war film he titled Escape to Nowhere, using a cast composed of other high school friends. That motivated him to make 15 more amateur, 8 mm films.[20]:548
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Some of the films he cited as early influences that he grew up watching include the Godzilla kaiju film King of the Monsters (1956), which he called "the most masterful of all the dinosaur movies because it made you believe it was really happening",[31] as well as titles such as Captains Courageous (1937), Pinocchio (1940), and particularly Lawrence of Arabia (1962), which he cited as "the film that set me on my journey".[32] In 1963, at age 16, Spielberg wrote and directed his first independent film, a 140-minute science fiction adventure called Firelight, which would later inspire Close Encounters. The film was made for $500, most of which came from his father, and was shown in a local cinema for one evening, which earned back its cost.[33]
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After attending Arcadia High School in Phoenix for three years, his family later moved to Saratoga, California where he attended and graduated from Saratoga High School in 1965. He attained the rank of Eagle Scout. His parents divorced while he was still in school,[34] and, soon after, he graduated. Spielberg moved to Los Angeles, staying initially with his father. His long-term goal was to become a film director. His three sisters and mother remained in Saratoga. In Los Angeles, he applied to the University of Southern California's film school but was turned down because of his "C" grade average.[20]:548 He then applied and was admitted to California State University, Long Beach where he became a brother of Theta Chi Fraternity.[35] [36]
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While still a student, he was offered a small, unpaid, intern job at Universal Studios with the editing department.[37][38] He was later given the opportunity to make a short film for theatrical release, the 26-minute, 35 mm Amblin', which he wrote and directed. Studio vice president Sidney Sheinberg was impressed by the film, which had won a number of awards, and offered Spielberg a seven-year directing contract. It made him the youngest director ever to be signed for a long-term deal with a major Hollywood studio.[20]:548 He subsequently dropped out of college to begin professionally directing TV productions with Universal.[39][40] Spielberg later returned to California State University, Long Beach and completed his BA degree in Film and Electronic Arts in 2002.[41]
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His first professional TV job came when he was hired to direct one of the segments for the 1969 pilot episode of Night Gallery, written by Rod Serling and starring Joan Crawford.[42] Crawford, however, was "speechless, and then horrified" at the thought of a twenty-one-year-old newcomer directing her, one of Hollywood's leading stars. "Why was this happening to me?" she asked the producer.[43] Her attitude changed after they began working on her scenes:
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When I began to work with Steven, I understood everything. It was immediately obvious to me, and probably everyone else, that here was a young genius. I thought maybe more experience was important, but then I thought of all of those experienced directors who didn't have Steven's intuitive inspiration and who just kept repeating the same old routine performances. That was called "experience." I knew then that Steven Spielberg had a brilliant future ahead of him. Hollywood doesn't always recognize talent, but Steven's was not going to be overlooked. I told him so in a note I wrote him. I wrote to Rod Serling, too. I was so grateful that he had approved Steven as the director. I told him he had been totally right.[43]
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She and Spielberg were reportedly close friends until her death. The episode is unusual in his body of work, in that the camerawork is more highly stylized than his later, more "mature" films. After this, and an episode of Marcus Welby, M.D., Spielberg got his first feature-length assignment: an episode of The Name of the Game called "L.A. 2017". This futuristic science fiction episode impressed Universal Studios and they signed him to a short contract. He did another segment on Night Gallery and did some work for shows such as Owen Marshall: Counselor at Law and The Psychiatrist, before landing the first series episode of Columbo (previous episodes were actually TV films).
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Based on the strength of his work, Universal signed Spielberg to do four TV films. The first was a Richard Matheson adaptation called Duel. The film is about a psychotic Peterbilt 281 tanker truck driver who chases the terrified driver (Dennis Weaver) of a small Plymouth Valiant and tries to run him off the road. Special praise of this film by the influential British critic Dilys Powell was highly significant to Spielberg's career. Another TV film (Something Evil) was made and released to capitalize on the popularity of The Exorcist, then a major best-selling book which had not yet been released as a film. He fulfilled his contract by directing the TV film-length pilot of a show called Savage, starring Martin Landau. Spielberg's debut full-length feature film was The Sugarland Express, about a married couple who are chased by police as the couple tries to regain custody of their baby. Spielberg's cinematography for the police chase was praised by reviewers, and The Hollywood Reporter stated that "a major new director is on the horizon."[8]:223 However, the film fared poorly at the box office and received a limited release.
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Studio producers Richard D. Zanuck and David Brown offered Spielberg the director's chair for Jaws, a thriller-horror film based on the Peter Benchley novel about an enormous killer shark. Spielberg has often referred to the gruelling shoot as his professional crucible. Despite the film's ultimate, enormous success, it was nearly shut down due to delays and budget over-runs. But Spielberg persevered and finished the film. It was an enormous hit, winning three Academy Awards (for editing, original score and sound) and grossing more than $470 million worldwide at the box office. It also set the domestic record for box office gross, leading to what the press described as "Jawsmania."[8]:248 Jaws made Spielberg a household name and one of America's youngest multi-millionaires, allowing him a great deal of autonomy for his future projects.[8]:250 It was nominated for Best Picture and featured Spielberg's first of three collaborations with actor Richard Dreyfuss.
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Rejecting offers to direct Jaws 2,[44] King Kong and Superman, Spielberg and actor Richard Dreyfuss re-convened to work on a film about UFOs, which became Close Encounters of the Third Kind (1977). One of the rare films both written and directed by Spielberg, Close Encounters was a critical and box office hit, giving Spielberg his first Best Director nomination from the Academy as well as earning six other Academy Awards nominations. It won Oscars in two categories (Cinematography, Vilmos Zsigmond, and a Special Achievement Award for Sound Effects Editing, Frank E. Warner). This second blockbuster helped to secure Spielberg's rise. His next film, 1941, a big-budgeted World War II farce, was not nearly as successful and though it grossed over $92.4 million worldwide (and did make a small profit for co-producing studios Columbia and Universal) it was seen as a disappointment, mainly with the critics.[45]
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Spielberg then revisited his Close Encounters project and, with financial backing from Columbia Pictures, released Close Encounters: The Special Edition in 1980. For this, Spielberg fixed some of the flaws he thought impeded the original 1977 version of the film and also, at the behest of Columbia, and as a condition of Spielberg revising the film, shot additional footage showing the audience the interior of the mothership seen at the end of the film (a decision Spielberg would later regret as he felt the interior of the mothership should have remained a mystery). Nevertheless, the re-release was a moderate success, while the 2001 DVD release of the film restored the original ending.
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Next, Spielberg teamed with Star Wars creator and friend George Lucas on an action adventure film, Raiders of the Lost Ark, the first of the Indiana Jones films. The archaeologist and adventurer hero Indiana Jones was played by Harrison Ford (whom Lucas had previously cast in his Star Wars films as Han Solo). The film was considered an homage to the cliffhanger serials of the Golden Age of Hollywood. It became the biggest film at the box office in 1981, and the recipient of numerous Oscar nominations including Best Director (Spielberg's second nomination) and Best Picture (the second Spielberg film to be nominated for Best Picture). Raiders is still considered a landmark example of the action-adventure genre. The film also led to Ford's casting in Ridley Scott's Blade Runner.[46]
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A year later, Spielberg returned to the science fiction genre with E.T. the Extra-Terrestrial. It was the story of a young boy and the alien he befriends, who was accidentally left behind by his companions and is attempting to return home. E.T. went on to become the top-grossing film of all time. It was also nominated for nine Academy Awards including Best Picture and Best Director, winning 4 of them.[47]
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Between 1982 and 1985, Spielberg produced three high-grossing films: Poltergeist (for which he also co-wrote the screenplay), a big-screen adaptation of The Twilight Zone (for which he directed the segment "Kick The Can"),[48] and The Goonies (Spielberg, executive producer, also wrote the story on which the screenplay was based).[49] Spielberg appeared in a cameo on Cyndi Lauper's music video for the movie's theme song, "The Goonies 'R' Good Enough".[50]
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His next directorial feature was the Raiders prequel Indiana Jones and the Temple of Doom. Teaming up once again with Lucas and Ford, the film was plagued with uncertainty for the material and script. This film and the Spielberg-produced Gremlins led to the creation of the PG-13 rating due to the high level of violence in films targeted at younger audiences. In spite of this, Temple of Doom is rated PG by the MPAA, even though it is often considered the darkest and, possibly, most violent of the Indiana Jones films.[citation needed] Nonetheless, the film was still a huge blockbuster hit in 1984. It was on this project that Spielberg also met his future wife, actress Kate Capshaw.[51]
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In 1985, Spielberg released The Color Purple, an adaptation of Alice Walker's Pulitzer Prize-winning novel of the same name, about a generation of empowered African-American women during depression-era America. Starring Whoopi Goldberg and future talk-show superstar Oprah Winfrey, the film was a box office smash and critics hailed Spielberg's successful foray into the dramatic genre. Roger Ebert proclaimed it the best film of the year and later entered it into his Great Films archive. The film received eleven Academy Award nominations, including two for Goldberg and Winfrey. However, Spielberg did not get a Best Director nomination.
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In 1987, as China began opening to Western capital investment, Spielberg shot the first American film in Shanghai since the 1930s, an adaptation of J. G. Ballard's autobiographical novel Empire of the Sun, starring John Malkovich and a young Christian Bale. The film garnered much praise from critics and was nominated for several Oscars, but did not yield substantial box office revenues. Reviewer Andrew Sarris called it the best film of the year and later included it among the best films of the decade.[52] Spielberg was also a co-producer of the 1987 film *batteries not included.
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After two forays into more serious dramatic films, Spielberg then directed the third Indiana Jones film, 1989's Indiana Jones and the Last Crusade. Once again teaming up with Lucas and Ford, Spielberg also cast actor Sean Connery in a supporting role as Indy's father. The film earned generally positive reviews and was another box office success, becoming the highest-grossing film worldwide that year; its total box office receipts even topped those of Tim Burton's much-anticipated film Batman, which had been the bigger hit domestically. Also in 1989, he re-united with actor Richard Dreyfuss for the romantic comedy-drama Always, about a daredevil pilot who extinguishes forest fires. Spielberg's first romantic film, Always was only a moderate success and had mixed reviews.
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In 1991, Spielberg directed Hook, about a middle-aged Peter Pan, played by Robin Williams, who returns to Neverland. Despite innumerable rewrites and creative changes coupled with mixed reviews, the film proved popular with audiences, making over $300 million worldwide (from a $70 million budget).
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In 1993, Spielberg returned to the adventure genre with the film version of Michael Crichton's novel Jurassic Park, about a theme park with genetically engineered dinosaurs. With revolutionary special effects provided by friend George Lucas's Industrial Light & Magic company, the film would eventually become the highest-grossing film of all time (at the worldwide box office) with $914.7 million. This would be the third time that one of Spielberg's films became the highest-grossing film ever.
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Spielberg's next film, Schindler's List, was based on the true story of Oskar Schindler, a man who risked his life to save 1,100 Jews from the Holocaust.[53] Schindler's List earned Spielberg his first Academy Award for Best Director (it also won Best Picture). With the film a huge success at the box office, Spielberg used the profits to set up the Shoah Foundation, a non-profit organization that archives filmed testimony of Holocaust survivors. In 1997, the American Film Institute listed it among the 10 Greatest American Films ever Made (#9) which moved up to (#8) when the list was remade in 2007.
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In 1994, Spielberg took a hiatus from directing to spend more time with his family and build his new studio, DreamWorks,[54] with partners Jeffrey Katzenberg and David Geffen. In 1996, he directed the sequel to 1993's Jurassic Park with The Lost World: Jurassic Park, which generated over $618 million worldwide despite mixed reviews, and was the second biggest film of 1997 behind James Cameron's Titanic (which topped the original Jurassic Park to become the new recordholder for box office receipts).
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His next film, Amistad, was based on a true story (like Schindler's List), specifically about an African slave rebellion. Despite decent reviews from critics, it did not do well at the box office. Spielberg released Amistad under DreamWorks Pictures,[55] which has produced all of his films from Amistad onwards with the exception of Indiana Jones and the Kingdom of the Crystal Skull, The Adventures of Tintin and Ready Player One.[56]
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His 1998 theatrical release was the World War II film Saving Private Ryan, about a group of U.S. soldiers led by Capt. Miller (Tom Hanks) sent to bring home a paratrooper whose three older brothers were killed in the same twenty-four hours, June 5–6, of the Normandy landing. The film was a huge box office success, grossing over $481 million worldwide and was the biggest film of the year at the North American box office (worldwide it made second place after Michael Bay's Armageddon). Spielberg won his second Academy Award for his direction. The film's graphic, realistic depiction of combat violence influenced later war films such as Black Hawk Down and Enemy at the Gates. The film was also the first major hit for DreamWorks, which co-produced the film with Paramount Pictures (as such, it was Spielberg's first release from the latter that was not part of the Indiana Jones series). Later, Spielberg and Tom Hanks produced a TV mini-series based on Stephen Ambrose's book Band of Brothers. The ten-part HBO mini-series follows Easy Company of the 101st Airborne Division's 506th Parachute Infantry Regiment. The series won a number of awards at the Golden Globes and the Emmys.
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In 2001, Spielberg filmed fellow director and friend Stanley Kubrick's final project, A.I. Artificial Intelligence which Kubrick was unable to begin during his lifetime. A futuristic film about a humanoid android longing for love, A.I. featured groundbreaking visual effects and a multi-layered, allegorical storyline, adapted by Spielberg himself. Though the film's reception in the US was relatively muted, it performed better overseas for a worldwide total box office gross of $236 million.
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Spielberg and actor Tom Cruise collaborated for the first time for the futuristic neo-noir Minority Report, based upon the science fiction short story written by Philip K. Dick about a Washington D.C. police captain in the year 2054 who has been foreseen to murder a man he has not yet met. The film received strong reviews with the review tallying website Rotten Tomatoes giving it a 92% approval rating, reporting that 206 out of the 225 reviews they tallied were positive.[57] The film earned over $358 million worldwide. Roger Ebert, who named it the best film of 2002, praised its breathtaking vision of the future as well as for the way Spielberg blended CGI with live-action.[58]
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Spielberg's 2002 film Catch Me If You Can is about the daring adventures of a youthful con artist (played by Leonardo DiCaprio). It earned Christopher Walken an Academy Award nomination for Best Supporting Actor. The film is known for John Williams's score and its unique title sequence. It was a hit both commercially[59] and critically.[60]
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Spielberg collaborated again with Tom Hanks along with Catherine Zeta-Jones and Stanley Tucci in 2004's The Terminal, a warm-hearted comedy about a man of Eastern European descent who is stranded in an airport. It received mixed reviews but performed relatively well at the box office. In 2005, Empire magazine ranked Spielberg number one on a list of the greatest film directors of all time.
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Also in 2005, Spielberg directed a modern adaptation of War of the Worlds (a co-production of Paramount and DreamWorks), based on the H. G. Wells book of the same name (Spielberg had been a huge fan of the book and the original 1953 film). It starred Tom Cruise and Dakota Fanning, and, as with past Spielberg films, Industrial Light & Magic (ILM) provided the visual effects. Unlike E.T. and Close Encounters of the Third Kind, which depicted friendly alien visitors, War of the Worlds featured violent invaders. The film was another huge box office smash, grossing over $591 million worldwide.
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Spielberg's film Munich, about the events following the 1972 Munich Massacre of Israeli athletes at the Olympic Games, was his second film essaying Jewish relations in the world (the first being Schindler's List). The film is based on Vengeance, a book by Canadian journalist George Jonas. It was previously adapted into the 1986 made-for-TV film Sword of Gideon. The film received strong critical praise, but underperformed at the U.S. and world box-office; it remains one of Spielberg's most controversial films to date.[61] Munich received five Academy Awards nominations, including Best Picture, Film Editing, Original Music Score (by John Williams), Best Adapted Screenplay, and Best Director for Spielberg. It was Spielberg's sixth Best Director nomination and fifth Best Picture nomination.
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In June 2006, Steven Spielberg announced he would direct a scientifically accurate film about "a group of explorers who travel through a worm hole and into another dimension",[62] from a treatment by Kip Thorne and producer Lynda Obst.[63] In January 2007, screenwriter Jonathan Nolan met with them to discuss adapting Obst and Thorne's treatment into a narrative screenplay. The screenwriter suggested the addition of a "time element" to the treatment's basic idea, which was welcomed by Obst and Thorne.[63] In March of that year, Paramount hired Nolan, as well as scientists from Caltech, forming a workshop to adapt the treatment under the title Interstellar.[64] The following July, Kip Thorne said there was a push by people for him to portray himself in the film.[65] Spielberg later abandoned Interstellar, which was eventually directed by Christopher Nolan.[66]
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Spielberg directed Indiana Jones and the Kingdom of the Crystal Skull, which wrapped filming in October 2007 and was released on May 22, 2008.[67][68] This was his first film not to be released by DreamWorks since 1997. The film received generally positive reviews from critics,[69] and was financially successful, grossing $786 million worldwide.
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In early 2009, Spielberg shot the first film in a planned trilogy of motion capture films based on The Adventures of Tintin, written by Belgian artist Hergé,[70] with Peter Jackson. The Adventures of Tintin: The Secret of the Unicorn, was not released until October 2011, due to the complexity of the computer animation involved. The world premiere took place on October 22, 2011 in Brussels, Belgium.[71] The film was released in North American theaters on December 21, 2011, in Digital 3D and IMAX.[72] It received generally positive reviews from critics,[73] and grossed over $373 million worldwide.[74] The Adventures of Tintin won the award for Best Animated Feature Film at the Golden Globe Awards that year.[75] It is the first non-Pixar film to win the award since the category was first introduced.[76][77] Jackson has been announced to direct the second film.[78]
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Spielberg followed with War Horse, shot in England in the summer of 2010.[79] It was released just four days after The Adventures of Tintin, on December 25, 2011. The film, based on the novel of the same name written by Michael Morpurgo and published in 1982, follows the long friendship between a British boy and his horse Joey before and during World War I – the novel was also adapted into a hit play in London which is still running there, as well as on Broadway. Distributed by Walt Disney Studios, with whom DreamWorks made a distribution deal in 2009, War Horse was the first of four consecutive Spielberg films released by Disney. War Horse received generally positive reviews from critics,[80] and was nominated for six Academy Awards, including Best Picture.[81]
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Spielberg next directed the historical drama film Lincoln, starring Daniel Day-Lewis as United States President Abraham Lincoln and Sally Field as Mary Todd Lincoln.[82] Based on Doris Kearns Goodwin's bestseller Team of Rivals: The Political Genius of Abraham Lincoln, the film covered the final four months of Lincoln's life. Written by Tony Kushner, the film was shot in Richmond, Virginia, in late 2011,[83] and was released in the United States in November 2012.[84][85] Upon release, Lincoln received widespread critical acclaim,[86] and was nominated for twelve Academy Awards (the most of any film that year) including Best Picture and Best Director for Spielberg.[87] It won the award for Best Production Design and Day-Lewis won the Academy Award for Best Actor for his portrayal of Lincoln, becoming the first three-time winner in that category as well as the first to win for a performance directed by Spielberg.
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It was announced on May 2, 2013, that Spielberg would direct the film about the story of U.S. sniper Chris Kyle, titled American Sniper.[88] However, on August 5, 2013, it was announced that Spielberg had decided not to direct the film, which was instead directed by Clint Eastwood.[89]
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Spielberg directed 2015's Bridge of Spies, a Cold War thriller based on the 1960 U-2 incident, and focusing on James B. Donovan's negotiations with the Soviets for the release of pilot Gary Powers after his aircraft was shot down over Soviet territory. The film starred Tom Hanks as Donovan, as well as Mark Rylance, Amy Ryan, and Alan Alda, with a script by the Coen brothers.[90] The film was shot from September to December 2014 on location in New York City, Berlin and Wroclaw, Poland (which doubled for East Berlin), and was released on October 16, 2015.[91][92] Bridge of Spies received positive reviews from critics, and was nominated for six Academy Awards, including Best Picture; Rylance won the Academy Award for Best Supporting Actor, becoming the second actor to win for a performance directed by Spielberg.
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Spielberg's The BFG is an adaptation of Roald Dahl's celebrated children's story, starring newcomer Ruby Barnhill, and Rylance as the titular Big Friendly Giant. DreamWorks bought the rights in 2010, originally intending John Madden to direct.[93] The film was the last to be written by E.T. screenwriter Melissa Mathison before she died. It was co-produced and released by Walt Disney Pictures, marking the first Disney-branded film to be directed by Spielberg. The BFG premiered out of competition at the Cannes Film Festival[94] on May 14, 2016[95] and received a wide release in the US on July 1, 2016.[90]
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Spielberg directed Tom Hanks and Meryl Streep in The Post, an account of The Washington Post's printing of the Pentagon Papers.[96] Production began in New York on May 30, 2017.[97] The film began a limited release on December 22, 2017, with a wide release following on January 12, 2018.[98]
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Spielberg directed the film adaptation of the popular sci-fi novel Ready Player One, by Ernest Cline. The film stars Tye Sheridan,[99] Olivia Cooke,[100] Ben Mendelsohn, Simon Pegg and Mark Rylance.[101] It began production in London in July 2016,[102] a year before The Post, which was filmed, edited and released during the lengthy, effects-heavy post-production period for Ready Player One. Ready Player One was originally slated to be released on December 15, 2017[103] by Warner Bros.,[104] but was pushed back to March 29, 2018, to avoid competition with Star Wars: The Last Jedi.[105] It had its world premiere at the South by Southwest film festival, on March 11, 2018.[106]
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Spielberg is directing West Side Story, a new film adaptation of the classic musical.[107] Tony Kushner stated in July 2017 that he was adapting the show's book for Spielberg, though the musical score would remain unchanged, as would the late 1950s setting.[108] The film is set to be released by Disney on December 18, 2020.[109]
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During an interview with The Tech in 2015, Spielberg described how he chooses the film projects he would work on:
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[Sometimes], a story speaks to me, even if it doesn't speak to any of my collaborators or any of my partners, who look at me and scratch their heads and say, 'Gee, are you sure you wanna get into that trench for a year and a half?' I love people challenging me that way because it's a real test about my own convictions and [whether] I can be the standing man of my own life and take a stand on a subject that may not be popular, but that I would be proud to add to the body of my work. That's pretty much the litmus test that gets me to say, 'Yeah, I'll direct that one.'[110]
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Spielberg was scheduled to film his long-planned adaptation of David Kertzer's The Kidnapping of Edgardo Mortara in early 2017, for release at the end of that year,[111] but production has been postponed. The book follows the true story of a young Jewish boy in 1858 Italy who was secretly baptized by a family servant and then kidnapped from his family by the Papal States, where he was raised and trained as a priest, causing international outrage and becoming a media sensation. It was first announced in 2014, with Tony Kushner adapting the book for the screen.[112] Mark Rylance, in his fourth consecutive collaboration with Spielberg, was announced to star in the role of Pope Pius IX. Oscar Isaac was set to star as Mortara's father, but eventually dropped out.[113] Spielberg had difficulty casting the title role, though he saw more than 2000 kids.[114]
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Spielberg is attached to direct an adaptation of American photojournalist Lynsey Addario's memoir It's What I Do. Jennifer Lawrence is attached to star in the lead role.[115]
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In April 2018, it was announced that Spielberg would direct a film adaptation of the Blackhawk comic book series. Warner Bros. Pictures will distribute the film, with David Koepp writing the script.[116] During an interview in 1981 to promote Raiders of the Lost Ark, Spielberg likened that film to the Blackhawk series.[117]
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In 2009, Spielberg reportedly tried to obtain the screen rights to make a film based on Microsoft's Halo series.[118] In September 2008, Steven Spielberg bought film rights for John Wyndham's novel Chocky and is interested in directing it. He is also interested in making an adaptation of A Steady Rain,[119] Pirate Latitudes,[120] The 39 Clues,[121] and a remake of When Worlds Collide.
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In May 2009, Steven Spielberg bought the rights to the life story of Martin Luther King, Jr. Spielberg will be involved not only as producer but also as a director.[122] However, the purchase was made from the King estate, led by son Dexter, while the two other surviving children, the Reverend Bernice and Martin III, immediately threatened to sue, not having given their approvals to the project.[123]
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Since the mid-1980s, Spielberg has increased his role as a film producer. He headed up the production team for several cartoons, including the Warner Bros. hits Tiny Toon Adventures, Animaniacs, Pinky and the Brain, Toonsylvania, and Freakazoid!, for which he collaborated with Jean MacCurdy and Tom Ruegger. Due to his work on these series, in the official titles, most of them say, "Steven Spielberg presents" as well as making numerous cameos on the shows. Spielberg also produced the Don Bluth animated features, An American Tail and The Land Before Time, which were released by Universal Studios. He also served as one of the executive producers of Who Framed Roger Rabbit and its three related shorts (Tummy Trouble, Roller Coaster Rabbit, Trail Mix-Up), which were all released by Disney, under both the Walt Disney Pictures and the Touchstone Pictures banners. He was furthermore, for a short time, the executive producer of the long-running medical drama ER. In 1989, he brought the concept of The Dig to LucasArts. He contributed to the project from that time until 1995 when the game was released. He also collaborated with software publishers Knowledge Adventure on the multimedia game Steven Spielberg's Director's Chair, which was released in 1996. Spielberg appears, as himself, in the game to direct the player. The Spielberg name provided branding for a Lego Moviemaker kit, the proceeds of which went to the Starbright Foundation.
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In 1993, Spielberg acted as executive producer for the highly anticipated television series seaQuest DSV; a science fiction series set "in the near future" starring Roy Scheider (who Spielberg had directed in Jaws) and Jonathan Brandis that aired on NBC. While the first season was moderately successful, the second season did less well. Spielberg's name no longer appeared in the third season and the show was cancelled midway through it.
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Spielberg served as an uncredited executive producer on The Haunting, The Prince of Egypt, Just Like Heaven,[124] Shrek, Road to Perdition,[125] and Evolution. He served as an executive producer for the 1997 film Men in Black, and its sequels, Men in Black II, Men in Black III, and Men in Black: International. In 2005, he served as a producer of Memoirs of a Geisha, an adaptation of the novel by Arthur Golden, a film to which he was previously attached as director. In 2006, Spielberg co-executive produced with famed filmmaker Robert Zemeckis a CGI children's film called Monster House, marking their eighth collaboration since 1990's Back to the Future Part III. He also teamed with Clint Eastwood for the first time in their careers, co-producing Eastwood's Flags of Our Fathers and Letters from Iwo Jima with Robert Lorenz and Eastwood himself. He earned his twelfth Academy Award nomination for the latter film as it was nominated for Best Picture. Spielberg served as executive producer for Disturbia and the Transformers live action film series with Hasbro CEO Brian Goldner. The films, including sequels Transformers: Revenge of the Fallen, Transformers: Dark of the Moon, Transformers: Age of Extinction, and Transformers: The Last Knight were directed by Michael Bay and written by Roberto Orci and Alex Kurtzman. In 2011, he produced the J. J. Abrams science fiction thriller film Super 8 for Paramount Pictures.[126]
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Other major television series Spielberg produced were Band of Brothers, Taken and The Pacific. He was an executive producer on the critically acclaimed 2005 TV miniseries Into the West which won two Emmy awards, including one for Geoff Zanelli's score. For his 2010 miniseries The Pacific he teamed up once again with co-producer Tom Hanks, with Gary Goetzman also co-producing'. The miniseries is believed to have cost $250 million and is a 10-part war miniseries centered on the battles in the Pacific Theater during World War II. Writer Bruce McKenna, who penned several installments of (Band of Brothers), was the head writer.
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In 2007, Steven Spielberg and Mark Burnett co-produced On the Lot a short-lived TV reality show about filmmaking. Despite this, he never gave up working on television. He currently serves as one of the executive producers on United States of Tara, a show created by Academy Award winner Diablo Cody which they developed together (Spielberg is uncredited as creator).
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In 2011, Spielberg launched Falling Skies, a science fiction television series, on the TNT network. He developed the series with Robert Rodat and is credited as an executive producer. Spielberg is also producing the Fox TV series Terra Nova. Terra Nova begins in the year 2149 when all life on the planet Earth is threatened with extinction resulting in scientists opening a door that allows people to travel back 85 million years to prehistoric times.[127][128] Spielberg also produced The River,[129] Smash,[130] Under the Dome,[131] Extant,[132] The Whispers,[133] a TV adaptation of Minority Report,[134] and Bull.[135] However, following sexual misconduct allegations against Michael Weatherly, Amblin stopped producing the series, and Spielberg no longer served as an executive producer.[136]
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In 2008, Spielberg and DreamWorks acquired the rights to produce a live-action film adaptation of the original Ghost in the Shell manga. Avi Arad and Steven Paul produced, Rupert Sanders directed, and Scarlett Johansson stars in the lead role of the film, which was released in 2017.[137][138][139]
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In January 2013, HBO confirmed that it was developing a third World War II miniseries based on the book Masters of the Air by Donald L. Miller with Spielberg and Tom Hanks to follow Band of Brothers and The Pacific.[140] Few details have emerged about the project since, but NME reported in March 2017 that production was progressing under the working title The Mighty Eighth.[141]
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In March 2013, Spielberg announced that he was "developing a Stanley Kubrick screenplay for a miniseries, not for a motion picture, about the life of Napoleon."[142] In May 2016, it was announced that Cary Fukunaga is in talks to direct the miniseries for HBO, from a script by David Lenland based on extensive research materials accumulated by Kubrick over many years.[143]
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Spielberg had planned to shoot a $200 million adaptation of Daniel H. Wilson's novel Robopocalypse, adapted for the screen by Drew Goddard.[144] The novel follows a global human war against a robot uprising about 15–20 years in the future.[145] Like Lincoln, it was to be released by Disney in the United States and Fox overseas.[146] It was set for release on April 25, 2014,[147] with Anne Hathaway and Chris Hemsworth set to star,[148] but Spielberg postponed production indefinitely in January 2013, just before it was to begin.[149] In March 2018, it was announced that the film will now be directed by Michael Bay.[150]
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Spielberg will executive produce Cortes, a historical mini-series written by Steven Zaillian about the Spanish conquest of the Aztec empire, and Hernán Cortés's relationship with Aztec ruler Montezuma.[151] The script is based on an earlier one from 1965 by Oscar-winner Dalton Trumbo.[152] Javier Bardem will play the lead role of explorer Hernán Cortés. Spielberg was previously attached to direct the project as a feature film.[153]
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Spielberg had originally planned to direct the untitled fifth installment in the Indiana Jones series. The film is set to star Harrison Ford and will be produced by Kathleen Kennedy and Frank Marshall. In 2016, it was announced that it would be written by David Koepp, who has written numerous other films for Spielberg, including the previous Indiana Jones film.[154] It was originally set for release by Disney on July 19, 2019.[155] It was then announced that filming would begin in the UK in April 2019[156] and the film was given a new release date of July 10, 2020.[157] Filming was postponed again in June 2018, when Jonathan Kasdan was announced as the film's new writer.[158] Soon after, a new release date of July 9, 2021 was announced.[159] In May 2019, it was reported that Dan Fogelman had been hired to write a new script, and that Kasdan's story, which focused on the Nazi gold train, would not be used.[160] In February 2020, it was reported that, because he wanted to "pass along Indy's whip to a new generation to bring their perspective to the story", Spielberg will no longer direct the film, through he will remain involved in the project as a producer.[161]
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Spielberg had cameo roles in The Blues Brothers, Gremlins, Vanilla Sky, and Austin Powers in Goldmember, as well as small uncredited cameos in a handful of other films, such as a life-station worker in Jaws. He also made numerous cameo roles in the Warner Bros. cartoons he produced, such as Animaniacs, and even made reference to some of his films. Spielberg voiced himself in the film Paul, and in one episode of Tiny Toon Adventures titled Buster and Babs Go Hawaiian.
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In 2017, Spielberg, along with fellow directors Francis Ford Coppola, Guillermo del Toro, Paul Greengrass and Lawrence Kasdan were featured in the Netflix documentary series Five Came Back, which discussed the contributions of film directors Frank Capra, John Ford, John Huston, George Stevens and William Wyler towards recording the events of World War II. Spielberg also served as an executive producer on the series.[162]
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Apart from being an ardent gamer Spielberg has had a long history of involvement in video games.[163] He has been giving thanks to his games of his division DreamWorks Interactive as Someone's in the Kitchen with script written by Animaniacs' Paul Rugg, Goosebumps: Escape from HorrorLand, The Neverhood (all in 1996), Skullmonkeys, Dilbert's Desktop Games, Goosebumps: Attack of the Mutant (all 1997), Boombots (1999), T'ai Fu: Wrath of the Tiger (1999), and Clive Barker's Undying (2001). In 2005 the director signed with Electronic Arts to collaborate on three games including an action game and an award-winning puzzle game for the Wii called Boom Blox (and its 2009 sequel: Boom Blox Bash Party).[164] Previously, he was involved in creating the scenario for the adventure game The Dig.[165] In 1996, Spielberg worked on and shot original footage for a movie-making simulation game called Steven Spielberg's Director's Chair. He is the creator of the Medal of Honor series by Electronic Arts.[166] He is credited in the special thanks section of the 1998 video game Trespasser.[167] In 2013, Spielberg has announced he is collaborating with 343 Industries for a live-action TV show of Halo.[168]
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Spielberg's films often deal with several recurring themes. Most of his films deal with ordinary characters searching for or coming in contact with extraordinary beings or finding themselves in extraordinary circumstances. In an AFI interview in August 2000 Spielberg commented on his interest in the possibility of extraterrestrial life and how it has influenced some of his films. Spielberg described himself as feeling like an alien during childhood,[8] and his interest came from his father, a science fiction fan, and his opinion that aliens would not travel light years for conquest, but instead curiosity and sharing of knowledge.[169]
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A strong consistent theme in his family-friendly work is a childlike sense of wonder and faith, as attested by works such as Close Encounters of the Third Kind, E.T. the Extra-Terrestrial, Hook, A.I. Artificial Intelligence and The BFG. According to Warren Buckland,[170] these themes are portrayed through the use of low height camera tracking shots, which have become one of Spielberg's directing trademarks. In the cases when his films include children (E.T. the Extra-Terrestrial, Empire of the Sun, Jurassic Park, etc.), this type of shot is more apparent, but it is also used in films like Munich, Saving Private Ryan, The Terminal, Minority Report, and Amistad. Each of his films feature this shot utilized by the director, and the water scenes in Jaws are filmed from the low-angle perspective of someone swimming. Another child oriented theme in Spielberg's films is that of loss of innocence and coming-of-age. In Empire of the Sun, Jim, a well-groomed and spoiled English youth, loses his innocence as he suffers through World War II China. Similarly, in Catch Me If You Can, Frank naively and foolishly believes that he can reclaim his shattered family if he accumulates enough money to support them.
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The most persistent theme throughout his films is tension in parent-child relationships. Parents (often fathers) are reluctant, absent or ignorant. Peter Banning in Hook starts off in the beginning of the film as a reluctant married-to-his-work parent who through the course of the film regains the respect of his children. The absence of Elliott's father in E.T. is the most famous example of this theme. In Indiana Jones and the Last Crusade, it is revealed that Indy has always had a very strained relationship with his father, who is a professor of medieval literature, as his father always seemed more interested in his work, specifically in his studies of the Holy Grail, than in his own son, although his father does not seem to realize or understand the negative effect that his aloof nature had on Indy (he even believes he was a good father in the sense that he taught his son "self reliance," which is not how Indy saw it). Even Oskar Schindler, from Schindler's List, is reluctant to have a child with his wife. In The Color Purple, the main character, Celie, has been impregnated by her father multiple times. Munich depicts Avner as a man away from his wife and newborn daughter. There are exceptions; Brody in Jaws is a committed family man, while John Anderton in Minority Report is a shattered man after the disappearance of his son. This theme is arguably the most autobiographical aspect of Spielberg's films, since Spielberg himself was affected by his parents' divorce as a child and by the absence of his father. Furthermore, to this theme, protagonists in his films often come from families with divorced parents, including E.T. the Extra-Terrestrial (protagonist Elliot's mother is divorced) and Catch Me If You Can (Frank Abagnale's mother and father split early on in the film). Little known also is Tim in Jurassic Park (early in the film, another secondary character mentions Tim and Lex's parents' divorce). The family often shown divided is often resolved in the ending as well. Following this theme of reluctant fathers and father figures, Tim looks to Dr. Alan Grant as a father figure. Initially, Dr. Grant is reluctant to return those paternal feelings to Tim. However, by the end of the film, he has changed, and the kids even fall asleep with their heads on his shoulders.
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Most of his films are generally optimistic in nature. Though some critics accuse his films of being a little overly sentimental, Spielberg feels it is fine as long as it is disguised.[citation needed] He is still a highly praised director as well as being credited as one of the most influential directors of all time. The influence comes from directors Frank Capra and John Ford.[171]
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Spielberg met actress Amy Irving in 1976 at the suggestion of director Brian De Palma, who knew he was looking for an actress to play in Close Encounters. After meeting her, Spielberg told his co-producer Julia Phillips, "I met a real heartbreaker last night."[8]:293 Although she was too young for the role, she and Spielberg began dating and she eventually moved into what she described as his "bachelor funky" house.[8]:294 They lived together for four years, but the stresses of their professional careers took a toll on their relationship. Irving wanted to be certain that whatever success she attained as an actress would be her own: "I don't want to be known as Steven's girlfriend," she said, and chose not to be in any of his films during those years.[8]:295 As a result, they broke up in 1979, but remained close friends. Then in 1984 they renewed their romance, and in November 1985 they married, after the birth of their son, Max Samuel. But after 3 1/2 years of marriage, many of the same competing stresses of their careers caused them to divorce in 1989. They agreed to maintain homes near each other to facilitate the shared custody and parenting of their son.[8]:403 Their divorce was recorded as the third most costly celebrity divorce in history.[172]
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Spielberg subsequently developed a relationship with actress Kate Capshaw, whom he met when he cast her in Indiana Jones and the Temple of Doom. They married on October 12, 1991. Capshaw is a convert to Judaism.[173][174] They currently move among their four homes in Pacific Palisades, California; Quelle Farm, Georgica Pond in East Hampton, New York;[175] New York City; and Naples, Florida.
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There are seven children in the Spielberg-Capshaw family:
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Spielberg grew up in a Jewish household and had a bar mitzvah ceremony in Phoenix when he turned 13.[178] He grew away from Judaism during his high-school years, after his family moved to various cities and found themselves the only Jews in their new neighborhoods.[179]:29 Before those years, his family was involved in the synagogue and had many Jewish friends and nearby relatives.
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He remembers his grandparents telling him about their life in Russia, where they were subjected to religious persecution, causing them to eventually flee to the United States. He was made aware of the Holocaust by his parents, who he says "talked about it all the time, and so it was always on my mind."[179]:30 His father had lost between sixteen and twenty relatives during the Holocaust.[8]:21
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Spielberg "rediscovered the honor of being a Jew," he says, before he made Schindler's List, when he married Kate Capshaw.[179]:25 Until then, having become a filmmaker, he only felt his connection to Judaism when he visited his parents. He says he made the film partly to create "something that would confirm my Judaism to my family and myself."[180]
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Kate is Protestant and she insisted on converting to Judaism. She spent a year studying, did the "mikveh," the whole thing. She chose to do a full conversion before we were married in 1991, and she married me after becoming a Jew. I think that, more than anything else, brought me back to Judaism.[179]:25
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He credits her with fueling his family's current level of observance and for keeping the "momentum flowing" in their lives, as they now observe Jewish holidays, light candles on Friday nights, and give their children Bar and Bat Mitzvahs.[179]:26 "This shiksa goddess has made me a better Jew than my own parents."[179]:27
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Producing Schindler's List in 1993 also renewed his faith, Spielberg says, but "it really was the fact that my wife took a profound interest in Judaism."[179]:25 He waited ten years after being given the story in 1982 to make the film, as he did not yet feel "mature" enough.[179]:32 He first wanted to have a family, "to figure out what my place was in the world... . When my first son, [Max] was born, it greatly affected me... . A spirit began to ignite in me, and I became a Jewish dad..."[8]:21
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He said that making the film became a "natural experience" for him, adding, "I had to tell the story. I've lived on its outer edges."[8] The film, writes biographer Joseph McBride, thereby became the "culmination" of Spielberg's long personal struggle with his Jewish identity.[181]:18 Some claim the film has made Spielberg "the one true heir to the great Jewish moguls who created Hollywood," most of whom had actively avoided depicting Jews or the Holocaust in their films.[180]
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Forbes magazine places Spielberg's personal net worth at $3.7 billion.[1] It was revealed in 2009 during the Madoff Ponzi scheme investigation that Spielberg and Capshaw were among the investors defrauded by Bernie Madoff.
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In 2013, Spielberg purchased the 282-foot (86 m) mega-yacht Seven Seas for US$182 million. He has since put it up for sale and in the meantime has made it available for charter. At US$1.2 million per month, it is one of the most expensive charters on the market. He has ordered a new 300-foot (91 m) yacht costing a reported US$250 million.[182]
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In 2002, Spielberg was one of eight flagbearers who carried the Olympic Flag into Rice-Eccles Stadium at the Opening Ceremonies of the 2002 Winter Olympic Games in Salt Lake City. In 2006, Premiere listed him as the most powerful and influential figure in the motion picture industry. Time listed him as one of the 100 Most Important People of the Century. At the end of the 20th century, Life named him the most influential person of his generation.[183] In 2009, Boston University presented him an honorary Doctor of Humane Letters degree.[184]
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According to Forbes' Most Influential Celebrities 2014 list, Spielberg was listed as the most influential celebrity in America. The annual list is conducted by E-Poll Market Research and it gave more than 6,600 celebrities on 46 different personality attributes a score representing "how that person is perceived as influencing the public, their peers, or both." Spielberg received a score of 47, meaning 47% of the US believes he is influential. Gerry Philpott, president of E-Poll Market Research, supported Spielberg's score by stating, "If anyone doubts that Steven Spielberg has greatly influenced the public, think about how many will think for a second before going into the water this summer."[185][186][187]
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Spielberg has usually supported U.S. Democratic Party candidates. He has donated over $800,000 to the Democratic party and its nominees. He has been a close friend of former President Bill Clinton and worked with the President for the USA Millennium celebrations. He directed an 18-minute film for the project, scored by John Williams and entitled The American Journey. It was shown at America's Millennium Gala on December 31, 1999, in the National Mall at the Reflecting Pool at the base of the Lincoln Memorial in Washington, D.C.[188]
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Spielberg resigned as a member of the national advisory board of the Boy Scouts of America in 2001 because of his disapproval of the organization's anti-homosexuality stance.[189][190] In 2007, the Arab League voted to boycott Spielberg's movies after he donated $1 million for relief efforts in Israel during the 2006 Lebanon War.[191][192] On February 20, 2007, Spielberg, Jeffrey Katzenberg, and David Geffen invited Democrats to a fundraiser for Barack Obama.[193] In February 2008, Spielberg pulled out of his role as advisor to the 2008 Summer Olympics in response to the Chinese government's inaction over the War in Darfur.[194] Spielberg said in a statement that "I find that my conscience will not allow me to continue business as usual." It also said that "Sudan's government bears the bulk of the responsibility for these on-going crimes, but the international community, and particularly China, should be doing more.."[195] The International Olympic Committee respected Spielberg's decision, but IOC president Jacques Rogge admitted in an interview that "[Spielberg] certainly would have brought a lot to the opening ceremony in terms of creativity."[196] Spielberg's statement drew criticism from Chinese officials and state-run media calling his criticism "unfair".[197] In September 2008, Spielberg and his wife offered their support to same-sex marriage by issuing a statement following their donation of $100,000 to the "No on Proposition 8" campaign fund, a figure equal to the amount of money Brad Pitt donated to the same campaign less than a week prior.[198]
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Spielberg supported Hillary Clinton for President of the United States in the 2016 election. He donated US$1 million to Priorities USA, a pro-Clinton Super PAC.[199]
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In 2018, Spielberg and his wife Kate Capshaw donated $500,000 to the March for Our Lives student demonstration in favor of gun control in the United States.[200]
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A collector of film memorabilia, Spielberg purchased a balsa Rosebud sled from Citizen Kane (1941) in 1982.[201] He bought Orson Welles's own directorial copy of the script for the radio broadcast The War of the Worlds (1938) in 1994.[202] Spielberg has purchased Academy Award statuettes being sold on the open market and donated them to the Academy of Motion Picture Arts and Sciences, to prevent their further commercial exploitation. His donations include the Oscars that Bette Davis received for Dangerous (1935) and Jezebel (1938), and Clark Gable's Oscar for It Happened One Night (1934).[203]
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Spielberg is a major collector of the work of American illustrator and painter Norman Rockwell. A collection of 57 Rockwell paintings and drawings owned by Spielberg and fellow Rockwell collector and film director George Lucas were displayed at the Smithsonian American Art Museum July 2, 2010 – January 2, 2011, in an exhibition titled Telling Stories.[204]
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Spielberg is an avid film buff and, when not shooting a picture, he will watch many films in a single weekend.[205] He sees almost every major summer blockbuster in theaters if not preoccupied and enjoys most of them.[206]
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Since playing Pong while filming Jaws in 1974, Spielberg has been an avid video gamer. Spielberg played many of LucasArts adventure games, including the first Monkey Island games.[207][208] He owns a Wii, a PlayStation 3, a PSP, and an Xbox 360, and enjoys playing first-person shooters such as the Medal of Honor series and Call of Duty 4: Modern Warfare. He has also criticized the use of cutscenes in games, calling them intrusive, and feels making story flow naturally into the gameplay is a challenge for future game developers.[209]
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In 2001, Spielberg was stalked by conspiracy theorist and former social worker Diana Napolis. She accused him, along with actress Jennifer Love Hewitt, of controlling her thoughts through "cybertronic" technology and being part of a satanic conspiracy against her. Napolis was committed to a mental institution before pleading guilty to stalking, and released on probation with a condition that she have no contact with either Spielberg or Hewitt.[210][211][212]
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Jonathan Norman was arrested after making two attempts to enter Spielberg's Pacific Palisades home in June and July 1997. Norman was jailed for 25 years in California. Spielberg told the court: "Had Jonathan Norman actually confronted me, I genuinely, in my heart of hearts, believe that I would have been raped or killed."[213][214]
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Spielberg has won three Academy Awards. He has been nominated for seven Academy Awards for the category of Best Director, winning two of them (Schindler's List and Saving Private Ryan), and 11[215] of the films he directed were up for the Best Picture Oscar (Schindler's List won). In 1987, he was awarded the Irving G. Thalberg Memorial Award for his work as a creative producer.
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Drawing from his own experiences in Scouting, Spielberg helped the Boy Scouts of America develop a merit badge in cinematography in order to help promote filmmaking as a marketable skill. The badge was launched at the 1989 National Scout Jamboree, which Spielberg attended, and where he personally counseled many boys in their work on requirements.[216]
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That same year, 1989, saw the release of Indiana Jones and the Last Crusade. The opening scene shows a teenage Indiana Jones in scout uniform bearing the rank of a Life Scout. Spielberg stated he made Indiana Jones a Boy Scout in honor of his experience in Scouting. For his career accomplishments, service to others, and dedication to a new merit badge Spielberg was awarded the Distinguished Eagle Scout Award.[217]
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Steven Spielberg received the AFI Life Achievement Award in 1995.
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In 1998, he was awarded the Federal Cross of Merit with Ribbon of the Federal Republic of Germany. The Award was presented to him by President Roman Herzog in recognition of his film Schindler's List and his Shoa-Foundation.[218]
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In 1999, Spielberg received an honorary degree from Brown University. Spielberg was also awarded the Department of Defense Medal for Distinguished Public Service by Secretary of Defense William Cohen at the Pentagon on August 11, 1999; Cohen presented the award in recognition of Spielberg's film Saving Private Ryan.
|
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In 2001, he was appointed as an honorary Knight Commander of the Order of the British Empire (KBE) by Queen Elizabeth II for services to the entertainment industry of the United Kingdom.[219]
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In 2004, he was admitted as knight of the Légion d'honneur by president Jacques Chirac.[220] On July 15, 2006, Spielberg was also awarded the Gold Hugo Lifetime Achievement Award at the Summer Gala of the Chicago International Film Festival,[221] and also was awarded a Kennedy Center honour on December 3. The tribute to Spielberg featured a short, filmed biography narrated by Liam Neeson and included thank-yous from World War II veterans for Saving Private Ryan, as well as a performance of the finale to Leonard Bernstein's Candide, conducted by John Williams (Spielberg's frequent composer).[222]
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The Science Fiction Hall of Fame inducted Spielberg in 2005, the first year it considered non-literary contributors.[223][224] In November 2007, he was chosen for a Lifetime Achievement Award to be presented at the sixth annual Visual Effects Society Awards in February 2009. He was set to be honored with the Cecil B. DeMille Award at the January 2008 Golden Globes; however, due to the new, watered-down format of the ceremony resulting from conflicts in the 2007–08 writers strike, the HFPA postponed his honor to the 2009 ceremony.[225][226] In 2008, Spielberg was awarded the Légion d'honneur.[227]
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In June 2008, Spielberg received Arizona State University's Hugh Downs Award for Communication Excellence.[228]
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Spielberg received an honorary degree at Boston University's 136th Annual Commencement on May 17, 2009. In October 2009 Steven Spielberg received the Philadelphia Liberty Medal; presenting him with the medal was former US president and Liberty Medal recipient Bill Clinton. Special guests included Whoopi Goldberg, Pennsylvania Governor Ed Rendell and Philadelphia Mayor Michael Nutter.
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On October 22, 2011 he was admitted as a Commander of the Belgian Order of the Crown. He was given the badge on a red neck ribbon by the Belgian Federal Minister of Finance Didier Reynders. The Commander is the third highest rank of the Order of the Crown. He was the president of the jury for the 2013 Cannes Film Festival.[229]
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On November 19, 2013, Spielberg was honored by the National Archives and Records Administration with its Records of Achievement Award. Spielberg was given two facsimiles of the 13th Amendment to the United States Constitution, one passed but not ratified in 1861, as well as a facsimile of the actual 1865 amendment signed into law by President Abraham Lincoln. The amendment and the process of passing it were the subject of his film Lincoln.[230]
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In November 24, 2015, Spielberg was awarded the Presidential Medal of Freedom from President Barack Obama in a ceremony at the White House.[231]
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On May 26, 2016, Spielberg was awarded an Honorary Doctor of Arts by Harvard University.
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In July 2016, Spielberg was awarded a gold Blue Peter badge on the BBC children's television programme Blue Peter.[232]
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Spielberg has directed fourteen Oscar winning and nominated performances.
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284. Spielberg Among the Big Names Allegedly Burned by Madoff https://abcnews.go.com/GMA/story?id=6463587&page=1
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1 |
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Stockholm (Swedish pronunciation: [ˈstɔ̂kː(h)ɔlm] (listen))[8] is the capital and most populous urban area of Sweden as well as in Scandinavia. 975,904 people live in the municipality,[9] approximately 1.6 million in the urban area,[5] and 2.4 million in the metropolitan area.[9] The city stretches across fourteen islands where Lake Mälaren flows into the Baltic Sea. Outside the city to the east, and along the coast, is the island chain of the Stockholm archipelago. The area has been settled since the Stone Age, in the 6th millennium BC, and was founded as a city in 1252 by Swedish statesman Birger Jarl. It is also the county seat of Stockholm County.
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Stockholm is the cultural, media, political, and economic centre of Sweden. The Stockholm region alone accounts for over a third of the country's GDP,[10] and is among the top 10 regions in Europe by GDP per capita.[11] Ranked as an alpha- global city,[12] it is the largest in Scandinavia and the main centre for corporate headquarters in the Nordic region.[13] The city is home to some of Europe's top ranking universities, such as the Stockholm School of Economics, Karolinska Institute and KTH Royal Institute of Technology.[14][15] It hosts the annual Nobel Prize ceremonies and banquet at the Stockholm Concert Hall and Stockholm City Hall. One of the city's most prized museums, the Vasa Museum, is the most visited non-art museum in Scandinavia.[16][17] The Stockholm metro, opened in 1950, is well known for the decor of its stations; it has been called the longest art gallery in the world.[18][19][20] Sweden's national football arena is located north of the city centre, in Solna. Ericsson Globe, the national indoor arena, is in the southern part of the city. The city was the host of the 1912 Summer Olympics, and hosted the equestrian portion of the 1956 Summer Olympics otherwise held in Melbourne, Victoria, Australia.
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Stockholm is the seat of the Swedish government and most of its agencies,[21] including the highest courts in the judiciary,[22][23] and the official residencies of the Swedish monarch and the Prime Minister. The government has its seat in the Rosenbad building, the Riksdag (Swedish parliament) is seated in the Parliament House, and the Prime Minister's residence is adjacent at Sager House.[24][25][26] Stockholm Palace is the official residence and principal workplace of the Swedish monarch, while Drottningholm Palace, a World Heritage Site on the outskirts of Stockholm, serves as the Royal Family's private residence.[27][28]
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After the Ice Age, around 8,000 BC, there were already many people living in what is today the Stockholm area, but as temperatures dropped, inhabitants moved south. Thousands of years later, as the ground thawed, the climate became tolerable and the lands became fertile, people began to migrate back to the North. At the intersection of the Baltic Sea and lake Mälaren is an archipelago site where the Old Town of Stockholm was first built from about 1000 CE by Vikings. They had a positive trade impact on the area because of the trade routes they created.
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Stockholm's location appears in Norse sagas as Agnafit, and in Heimskringla in connection with the legendary king Agne. The earliest written mention of the name Stockholm dates from 1252, by which time the mines in Bergslagen made it an important site in the iron trade. The first part of the name (stock) means log in Swedish, although it may also be connected to an old German word (Stock) meaning fortification. The second part of the name (holm) means islet and is thought to refer to the islet Helgeandsholmen in central Stockholm. According to the Eric Chronicles the city is said to have been founded by Birger Jarl to protect Sweden from sea invasions made by Karelians after the pillage of Sigtuna on Lake Mälaren in the summer of 1187.[29]
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Stockholm's core, the present Old Town (Gamla Stan) was built on the central island next to Helgeandsholmen from the mid-13th century onward. The city originally rose to prominence as a result of the Baltic trade of the Hanseatic League. Stockholm developed strong economic and cultural linkages with Lübeck, Hamburg, Gdańsk, Visby, Reval, and Riga during this time.[30] Between 1296 and 1478 Stockholm's City Council was made up of 24 members, half of whom were selected from the town's German-speaking burghers.
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The strategic and economic importance of the city made Stockholm an important factor in relations between the Danish Kings of the Kalmar Union and the national independence movement in the 15th century. The Danish King Christian II was able to enter the city in 1520. On 8 November 1520, a massacre of opposition figures called the Stockholm Bloodbath took place and set off further uprisings that eventually led to the breakup of the Kalmar Union. With the accession of Gustav Vasa in 1523 and the establishment of royal power, the population of Stockholm began to grow, reaching 10,000 by 1600.
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The 17th century saw Sweden grow into a major European power, reflected in the development of the city of Stockholm. From 1610 to 1680 the population multiplied sixfold. In 1634, Stockholm became the official capital of the Swedish empire. Trading rules were also created that gave Stockholm an essential monopoly over trade between foreign merchants and other Swedish and Scandinavian territories. In 1697, Tre Kronor (castle) burned and was replaced by Stockholm Palace.
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In 1710, a plague killed about 20,000 (36 percent) of the population.[31] After the end of the Great Northern War the city stagnated. Population growth halted and economic growth slowed. The city was in shock after having lost its place as the capital of a Great power. However, Stockholm maintained its role as the political center of Sweden and continued to develop culturally under Gustav III.
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By the second half of the 19th century, Stockholm had regained its leading economic role. New industries emerged and Stockholm was transformed into an important trade and service center as well as a key gateway point within Sweden. The population also grew dramatically during this time, mainly through immigration. At the end of the 19th century, less than 40% of the residents were Stockholm-born. Settlement began to expand outside the city limits. The 19th century saw the establishment of a number of scientific institutes, including the Karolinska Institutet. The General Art and Industrial Exposition was held in 1897. From 1887 to 1953 the Old Stockholm telephone tower was a landmark; originally built to link phone lines, it became redundant after these were buried, and it was latterly used for advertising.
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Stockholm became a modern, technologically advanced, and ethnically diverse city in the latter half of the 20th century. Many historical buildings were torn down during the modernist era, including substantial parts of the historical district of Klara, and replaced with modern architecture. However, in many other parts of Stockholm (such as in Gamla stan, Södermalm, Östermalm, Kungsholmen and Vasastan), many "old" buildings, blocks and streets built before the modernism and functionalism movements took off in Sweden (around 1930–35) survived this era of demolition. Throughout the century, many industries shifted away from industrial activities into more high-tech and service industry areas.
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Stockholm's metropolitan area is one of the fastest-growing regions in Europe, and its population is expected to number 2.5 million by 2024. As a result of this massive population growth, there has been a proposal to build densely packed high-rise buildings in the city center connected by elevated walkways.[32]
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Stockholm is located on Sweden's east coast, where the freshwater Lake Mälaren — Sweden's third-largest lake — flows out into the Baltic Sea. The central parts of the city consist of fourteen islands that are continuous with the Stockholm archipelago. The geographical city center is situated on the water, in Riddarfjärden bay. Over 30% of the city area is made up of waterways and another 30% is made up of parks and green spaces.
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Positioned at the eastern end of the Central Swedish lowland, the city's location reflect the early orientation of Swedish trade toward the Baltic region.[33]
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Stockholm belongs to the Temperate deciduous forest biome, which means the climate is very similar to that of the far northeastern area of the United States and coastal Nova Scotia in Canada. The average annual temperature is 7.6 °C (46 °F). The average rainfall is 531 mm (21 in) a year. The deciduous forest has four distinct seasons, spring, summer, autumn, and winter. In the autumn the leaves change color. During the winter months, the trees lose their leaves.
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For details about the other municipalities in the Stockholm area, see the pertinent articles. North of Stockholm Municipality: Järfälla, Solna, Täby, Sollentuna, Lidingö, Upplands Väsby, Österåker, Sigtuna, Sundbyberg, Danderyd, Vallentuna, Ekerö, Upplands-Bro, Vaxholm, and Norrtälje. South of Stockholm: Huddinge, Nacka, Botkyrka, Haninge, Tyresö, Värmdö, Södertälje, Salem, Nykvarn and Nynäshamn.
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Stockholm Municipality is an administrative unit defined by geographical borders. The semi-official name for the municipality is City of Stockholm (Stockholms stad in Swedish).[34] As a municipality, the City of Stockholm is subdivided into district councils, which carry responsibility for primary schools, social, leisure and cultural services within their respective areas. The municipality is usually described in terms of its three main parts: Innerstaden (Stockholm City Centre), Söderort (Southern Stockholm) and Västerort (Western Stockholm). The districts of these parts are:
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The modern centre Norrmalm (concentrated around the town square Sergels torg) is the largest shopping district in Sweden.[35] It is the most central part of Stockholm in business and shopping.
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Stockholm has a humid continental climate in the 0 °C isotherm (Köppen: Dfb)[36][37] and an oceanic climate (Cfb) in the -3 °C isotherm. Although winters are cold, average temperatures generally remain above 0 °C for much of the year. Summers are mild, and precipitation occurs throughout the year.[38]
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Due to the city's high northerly latitude, the length of the day varies widely from more than 18 hours around midsummer to only around 6 hours in late December. The nights from late May until mid-July are bright even when cloudy. Stockholm has relatively mild weather compared to other locations at a similar latitude, or even farther south. With an average of just over 1800 hours of sunshine per year, it is also one of the sunniest cities in Northern Europe, receiving more sunshine than Paris,[39] London[40] and a few other major European cities of a more southerly latitude. Because of the urban heat island effect and the prevailing wind traveling overland rather than sea during summer months, Stockholm has the warmest July months of the Nordic capitals. Stockholm has an annual average snow cover between 75 and 100 days.[41]
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In spite of its mild climate, Stockholm is located further north than parts of Canada that are above the Arctic tree line at sea level.[42]
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Summers average daytime high temperatures of 20–25 °C (68–77 °F) and lows of around 13 °C (55 °F), but temperatures can reach 30 °C (86 °F) on some days. Days above 30 °C (86 °F) occur on average 1.55 days per year (1992–2011).[43] Days between 25 °C (77 °F) and 30 °C (86 °F) are relatively common especially in July and August. Night-time lows of above 20 °C (68 °F) are rare, and hot summer nights vary from 17 to 18 °C (63 to 64 °F). Winters generally bring cloudy weather with the most precipitation falling in December and January (as rain or as snow). The average winter temperatures range from −3 to −1 °C (27 to 30 °F), and occasionally drop below −20 °C (−4 °F) in the outskirts. Spring and autumn are generally cool to mild.
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The climate table below presents weather data from the years 1981–2010 although the official Köppen reference period was from 1961–1990. According to ongoing measurements, the temperature has increased during the years 1991–2009 as compared with the last series. This increase averages about 1.0 °C (1.8 °F) overall months. Warming is most pronounced during the winter months, with an increase of more than 2.0 °C (3.6 °F) in January.[44] For the 2002–2014 measurements some further increases have been found, although some months such as June have been relatively flat.
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The highest temperature ever recorded in Stockholm was 36 °C (97 °F) on 3 July 1811; the lowest was −32 °C (−26 °F) on 20 January 1814.[45] The temperature has not dropped to below −25.1 °C (−13.2 °F) since 10 January 1987.[46][47]
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The warmest month ever recorded was July 2018 with a mean temperature of 22.5 °C (72.5 °F) which is also the nationwide record.
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Annual precipitation is 531 mm (20.9 in) with around 170 wet days and light to moderate rainfall throughout the year. The precipitation is not uniformly distributed throughout the year. The second half of the year receives 50% more than the first half. Snowfall occurs mainly from December through March. Snowfall may occasionally occur in late October as well as in April.
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In Stockholm, the aurora borealis can occasionally be observed.
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Stockholm's location just south of the 60th parallel north means that the number of daylight hours is relatively small during winter – about six hours – while in June and the first half of July, the nights are relatively short, with about 18 hours of daylight. Around the summer solstice the sun never reaches further below the horizon than 7.3 degrees.[51] This gives the sky a bright blue colour in summer once the sun has set because it does not get any darker than nautical twilight. Also, when looking straight up towards the zenith, few stars are visible after the sun has gone down. This is not to be confused with the midnight sun, which occurs north of the Arctic Circle, around 7 degrees farther north.
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The Stockholm Municipal Council (Swedish: Stockholms kommunfullmäktige) is the name of the local assembly. Its 101 councillors are elected concurrently with general elections, held at the same time as the elections to the Riksdag and county councils. The Council convenes twice every month at Stockholm City Hall, and the meetings are open to the public. The matters on which the councillors decide have generally already been drafted and discussed by various boards and committees. Once decisions are referred for practical implementation, the employees of the City administrations and companies take over.[52]
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The elected majority has a Mayor and eight Vice Mayors. The Mayor and each majority Vice Mayor is the head of a department, with responsibility for a particular area of operation, such as City Planning. The opposition also has four Vice Mayors, but they hold no executive power. Together the Mayor and the 12 Vice Mayors form the Council of Mayors, and they prepare matters for the City Executive Board. The Mayor holds a special position among the Vice Mayors, chairing both the Council of Mayors and the City Executive Board.[52]
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The City Executive Board (Swedish: Kommunstyrelsen) is elected by the City Council and is equivalent to a cabinet. The City Executive Board renders an opinion in all matters decided by the council and bears the overall responsibility for follow-up, evaluation and execution of its decisions. The Board is also responsible for financial administration and long-term development. The City Executive Board consists of 13 members, who represent both the majority and the opposition. Its meetings are not open to the public.[52]
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Following the 2018 Stockholm municipal election a majority of seats in the municipal council is at present held by a center/right-wing majority and the Mayor of Stockholm (Swedish: Finansborgarråd) is Anna Konig Jerlmyr from the Moderate Party.
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The vast majority of Stockholm residents work in the service industry, which accounts for roughly 85% of jobs in Stockholm. The almost total absence of heavy industry (and fossil fuel power plants) makes Stockholm one of the world's cleanest metropolises. The last decade has seen a significant number of jobs created in high technology companies. Large employers include IBM, Ericsson, and Electrolux. A major IT centre is located in Kista, in northern Stockholm.
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Stockholm is Sweden's financial centre. Major Swedish banks, such as Swedbank, Handelsbanken, and SEB, are headquartered in Stockholm, as are the major insurance companies Skandia, Folksam and Trygg-Hansa. Stockholm is also home to Sweden's foremost stock exchange, the Stockholm Stock Exchange (Stockholmsbörsen). Additionally, about 45% of Swedish companies with more than 200 employees are headquartered in Stockholm.[53] Noted clothes retailer H&M is also headquartered in the city. In recent years, tourism has played an important part in the city's economy. Stockholm County is ranked as the 10th largest visitor destination in Europe, with over 10 million commercial overnight stays per year. Among 44 European cities, Stockholm had the 6th highest growth in the number of nights spent in the period 2004–2008.[54]
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The largest companies in Stockholm, by number of employees (2017)[55]
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The city-owned company Stokab started in 1994 to build a fiber-optic network throughout the municipality as a level playing field for all operators (City of Stockholm, 2011). Around a decade later, the network was 1.2 million kilometres (0.7 million miles) long making it the longest optic fiber network in the world and now has over 90 operators and 450 enterprises as customers. 2011 was the final year of a three-year project which brought fiber to 100% of public housing, meaning an extra 95,000 houses were added. (City of Stockholm, 2011)
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Research and higher education in the sciences started in Stockholm in the 18th century, with education in medicine and various research institutions such as the Stockholm Observatory. The medical education was eventually formalized in 1811 as Karolinska Institutet. KTH Royal Institute of Technology (Swedish: Kungliga Tekniska högskolan) was founded in 1827 and is Scandinavia's largest higher education institute of technology with 13,000 students. Stockholm University, founded in 1878 with university status granted in 1960, has 52,000 students as of 2008[update]. It also incorporates historical institutions, such as the Observatory, the Swedish Museum of Natural History, and the botanical garden Bergianska trädgården. The Stockholm School of Economics, founded in 1909, is one of the few private institutions of higher education in Sweden.
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In the fine arts, educational institutions include the Royal College of Music, which has a history going back to the conservatory founded as part of the Royal Swedish Academy of Music in 1771, the Royal University College of Fine Arts, which has a similar historical association with the Royal Swedish Academy of Arts and a foundation date of 1735, and the Swedish National Academy of Mime and Acting, which is the continuation of the school of the Royal Dramatic Theatre, once attended by Greta Garbo. Other schools include the design school Konstfack, founded in 1844, the University College of Opera (founded in 1968 but with older roots), the University College of Dance, and the Stockholms Musikpedagogiska Institut (the University College of Music Education).
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The Södertörn University College was founded in 1995 as a multi-disciplinary institution for southern Metropolitan Stockholm, to balance the many institutions located in the northern part of the region.
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Other institutes of higher education are:
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The biggest complaint from students of higher education in Stockholm is the lack of student accommodations, the difficulty in finding other accommodations and the high rent.[56][57]
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The Stockholm region is home to around 22% of Sweden's total population, and accounts for about 29% of its gross domestic product.[58] The geographical notion of "Stockholm" has changed over time. By the turn of the 19th century, Stockholm largely consisted of the area today known as City Centre, roughly 35 km2 (14 sq mi) or one-fifth of the current municipal area. In the ensuing decades several other areas were incorporated (such as Brännkyrka Municipality in 1913, at which time it had 25,000 inhabitants, and Spånga in 1949). The municipal border was established in 1971; with the exception of Hansta, in 1982 purchased by Stockholm Municipality from Sollentuna Municipality and today a nature reserve.[59]
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Of the population of 935,619 in 2016, 461,677 were men and 473,942 women. The average age is 40 years; 40.1% of the population is between 20 and 44 years. 382,887 people, or 40.9% of the population, over the age 15 were unmarried. 259,153 people, or 27.7% of the population, were married. 99,524 or 10.6% of the population, had been married but divorced. 299,925 people or 32.1% of Stockholm's residents are of an immigrant or non-Swedish background.[61]
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As of October 2018, there were 201,821 foreign-born people in Stockholm. The largest group of them are the Finns (17,000), followed by Iraqis (16,275), Poles (11,994) and Iranians (11,429).
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Residents of Stockholm are known as Stockholmers ("stockholmare"). Languages spoken in Greater Stockholm outside of Swedish include Finnish, one of the official minority languages of Sweden; and English, as well as Albanian, Bosnian, Syriac, Arabic, Turkish, Kurdish, Persian, Dutch, Spanish, Serbian and Croatian.
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The entire Stockholm metropolitan area, consisting of 26 municipalities, has a population of over 2.2 million,[62] making it the most populous city in the Nordic region.[63] The Stockholm urban area, defined only for statistical purposes, had a total population of 1,630,738 in 2015. In the following municipalities some of the districts are contained within the Stockholm urban area, though not all:[4][5]
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Apart from being Sweden's capital, Stockholm houses many national cultural institutions. The Stockholm region is home to three of Sweden's World Heritage Sites – spots judged as invaluable places that belong to all of humanity: The Drottningholm Palace, Skogskyrkogården (The Woodland Cemetery) and Birka.[28][65][66] In 1998, Stockholm was named European Capital of Culture.
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Authors connected to Stockholm include the poet and songwriter Carl Michael Bellman (1740–1795), novelist and dramatist August Strindberg (1849–1912), and novelist Hjalmar Söderberg (1869–1941), all of whom made Stockholm part of their works.
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Martin Beck is a fictional Swedish police detective from Stockholm, who is the main character in a series of 10 novels by Maj Sjöwall and Per Wahlöö, collectively titled The Story of a Crime, and often based in Stockholm.
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Other authors with notable heritage in Stockholm were the Nobel Prize laureate Eyvind Johnson (1900–1976) and the popular poet and composer Evert Taube (1890–1976). The novelist Per Anders Fogelström (1917–1998) wrote a popular series of historical novels depicting life in Stockholm from the mid-18th to the mid-20th century.
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The city's oldest section is Gamla stan (Old Town), located on the original small islands of the city's earliest settlements and still featuring the medieval street layout. Some notable buildings of Gamla Stan are the large German Church (Tyska kyrkan) and several mansions and palaces: the Riddarhuset (the House of Nobility), the Bonde Palace, the Tessin Palace and the Oxenstierna Palace.
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The oldest building in Stockholm is the Riddarholmskyrkan from the late 13th century. After a fire in 1697 when the original medieval castle was destroyed, Stockholm Palace was erected in a baroque style. Storkyrkan Cathedral, the episcopal seat of the Bishop of Stockholm, stands next to the castle. It was founded in the 13th century but is clad in a baroque exterior dating to the 18th century.
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As early as the 15th century, the city had expanded outside of its original borders. Some pre-industrial, small-scale buildings from this era can still be found in Södermalm. During the 19th century and the age of industrialization Stockholm grew rapidly, with plans and architecture inspired by the large cities of the continent such as Berlin and Vienna. Notable works of this time period include public buildings such as the Royal Swedish Opera and private developments such as the luxury housing developments on Strandvägen.
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In the 20th century, a nationalistic push spurred a new architectural style inspired by medieval and renaissance ancestry as well as influences of the Jugend/Art Nouveau style. A key landmark of Stockholm, the Stockholm City Hall, was erected 1911–1923 by architect Ragnar Östberg. Other notable works of these times are the Stockholm Public Library and the World Heritage Site Skogskyrkogården.[66]
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In the 1930s modernism characterized the development of the city as it grew. New residential areas sprang up such as the development on Gärdet while industrial development added to the growth, such as the KF manufacturing industries on Kvarnholmen located in the Nacka Municipality. In the 1950s, suburban development entered a new phase with the introduction of the Stockholm metro. The modernist developments of Vällingby and Farsta were internationally praised. In the 1960s this suburban development continued but with the aesthetic of the times, the industrialized and mass-produced blocks of flats received a large amount of criticism.
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At the same time that this suburban development was taking place, the most central areas of the inner city were being redesigned, known as Norrmalmsregleringen. Sergels Torg, with its five high-rise office towers was created in the 1960s, followed by the total clearance of large areas to make room for new development projects. The most notable buildings from this period include the ensemble of the House of Culture, City Theatre and the Riksbank at Sergels Torg, designed by architect Peter Celsing.
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In the 1980s, the planning ideas of modernism were starting to be questioned, resulting in suburbs with denser planning, such as Skarpnäck. In the 1990s this idea was taken further with the development of an old industrial area close to the inner city, resulting in a sort of mix of modernistic and urban planning[clarification needed] in the new area of Hammarby Sjöstad.
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The municipality has appointed an official "board of beauty" called "Skönhetsrådet" to protect and preserve the beauty of the city.[67]
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Stockholm's architecture (along with Visby, Gotland[68]) provided the inspiration for Japanese anime director Hayao Miyazaki as he sought to evoke an idealized city untouched by World War. His creation called Koriko, draws directly from what Miyazaki felt was Stockholm's sense of well-established architectural unity, vibrancy, independence, and safety.[69]
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Stockholm is one of the most crowded museum-cities in the world with around 100 museums, visited by millions of people every year.[70]
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The Vasa Museum (Swedish: Vasamuseet) is a maritime museum on Djurgården which displays the only almost fully intact 17th century ship that has ever been salvaged, the 64-gun warship Vasa that sank on her maiden voyage in 1628.
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The Nationalmuseum houses the largest collection of art in the country: 16,000 paintings and 30,000 objects of art handicraft. The collection dates back to the days of Gustav Vasa in the 16th century, and has since been expanded with works by artists such as Rembrandt, and Antoine Watteau, as well as constituting a main part of Sweden's art heritage, manifested in the works of Alexander Roslin, Anders Zorn, Johan Tobias Sergel, Carl Larsson, Carl Fredrik Hill and Ernst Josephson. From the year 2013 to 2018 the museum was closed due to a restoration of the building.[71]
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Moderna Museet (Museum of Modern Art) is Sweden's national museum of modern art. It has works by noted modern artists such as Picasso and Salvador Dalí.
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Skansen (in English: the Sconce) is a combined open-air museum and zoo, located on the island of Djurgården. It was founded in 1891 by Artur Hazelius (1833–1901) to show the way of life in the different parts of Sweden before the industrial era.
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Other notable museums (in alphabetical order):
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Stockholm has a vibrant art scene with a number of internationally recognized art centres and commercial galleries. Amongst others, privately sponsored initiatives such as Bonniers Konsthall, Magasin 3, and state-supported institutions such as Tensta Konsthall and Index all show leading international and national artists. In the last few years, a gallery district has emerged around Hudiksvallsgatan where leading galleries such as Andréhn-Schiptjenko, Brändström & Stene have located. Other important commercial galleries include Nordenhake, Milliken Gallery and Galleri Magnus Karlsson.
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The Stockholm suburbs are places with diverse cultural background. Some areas in the inner suburbs, including those of Skärholmen, Tensta, Jordbro, Fittja, Husby, Brandbergen, Rinkeby, Rissne, Kista, Hagsätra, Hässelby, Farsta, Rågsved, Flemingsberg, and the outer suburb of Södertälje, have high percentages of immigrants or second generation immigrants. These mainly come from the Middle East (Assyrians, Syriacs, Turks and Kurds) also Bosnians and Serbs, but there are also immigrants from Africa, Southeast Asia and Latin America.[72][73] Other parts of the inner suburbs, such as Täby, Danderyd, Lidingö, Flysta and, as well as some of the suburbs mentioned above, have a majority of ethnic Swedes.
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Distinguished among Stockholm's many theatres are the Royal Dramatic Theatre (Kungliga Dramatiska Teatern), one of Europe's most renowned theatres, and the Royal Swedish Opera, inaugurated in 1773.
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Other notable theatres are the Stockholm City Theatre (Stockholms stadsteater), the Peoples Opera (Folkoperan), the Modern Theatre of Dance (Moderna dansteatern), the China Theatre, the Göta Lejon Theatre, the Mosebacke Theatre, and the Oscar Theatre.
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Gröna Lund is an amusement park located on the island of Djurgården. This amusement park has over 30 attractions and many restaurants. It is a popular tourist attraction and visited by thousands of people every day. It is open from the end of April to the middle of September. Gröna Lund also serves as a concert venue.
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Stockholm is the media centre of Sweden. It has four nationwide daily newspapers and is also the central location of the publicly funded radio (SR) and television (SVT). In addition, all other major television channels have their base in Stockholm, such as: TV3, TV4 and TV6. All major magazines are also located to Stockholm, as are the largest literature publisher, the Bonnier group. The world's best-selling video game Minecraft was created in Stockholm by Markus 'Notch' Persson in 2009, and its company Mojang is headquartered there.
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The most popular spectator sports are football and ice hockey. The three most popular football clubs in Stockholm are AIK, Djurgårdens IF and Hammarby IF, who all play in the first tier, Allsvenskan. AIK play at Sweden's national stadium for football, Friends Arena in Solna, with a capacity of 54,329. The Europa League final of 2017 was played the 24th of May between AFC Ajax and Manchester United on Friends Arena. Manchester United won the trophy after a 2–0 victory.
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Djurgårdens IF and Hammarby play at Tele2 Arena in Johanneshov, with a capacity of 30,000 spectators.
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All three clubs are multi-sport clubs, which have ice hockey teams; Djurgårdens IF play in the first tier, AIK in the second and Hammarby in the third tier, as well as teams in bandy, basketball, floorball and other sports, including individual sports.
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Historically, the city was the host of the 1912 Summer Olympics. From those days stem the Stockholms Olympiastadion which has since hosted numerous sports events, notably football and athletics. Other major sports arenas are Friends Arena the new national football stadium, Stockholm Globe Arena, a multi-sport arena and one of the largest spherical buildings in the world and the nearby indoor arena Hovet.
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Besides the 1912 Summer Olympics, Stockholm hosted the 1956 Summer Olympics Equestrian Games and the UEFA Euro 1992. The city was also second runner up in the 2004 Summer Olympics bids. Stockholm hosted the 1958 FIFA World Cup. Stockholm recently bid jointly with Åre for the 2026 Winter Olympics but lost out to the joint bid of Milan/Cortina d'Ampezzo, Italy, if awarded it would have been the second city to host both Summer and Winter Olympics after Beijing and for the 2026 Winter Paralympics and with Åre it would have also be to host all three winter event including Winter Olympic Games, Winter Paralympic Games and the Special Olympics World Winter Games in which Åre would have host in 2021 along with Östersund, however Sweden pulled out host the Special Olympic World Winter Games 2021 due to lack of funding instead it moved to Kazan, Russia and was delayed to 2022. Stockholm first bid for the Winter Olympics for 2022 Winter Olympics, but withdrew its bid in 2014 due to financial matters.
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Stockholm also hosted all but one of the Nordic Games, a winter multi-sport event that predated the Winter Olympics.
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In 2015, the Stockholms Kungar Rugby league club was formed. They are Stockholm's first Rugby league team and will play in Sweden's National Rugby league championship.
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Every year Stockholm is host to the ÖTILLÖ Swimrun World Championship.[74]
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Stockholm has hosted the Stockholm Open, an ATP World Tour 250 series professional tennis tournament annually since 1969. Each year since 1995, the tournament has been hosted at the Kungliga tennishallen.[75]
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There are over 1000 restaurants in Stockholm.[76] As of 2019[update] Stockholm boasts a total of ten Michelin star restaurants, two with two stars and one with three stars.
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Stockholm is one of the cleanest capitals in the world.[79] The city was granted the 2010 European Green Capital Award by the EU Commission; this was Europe's first "green capital".[80] Applicant cities were evaluated in several ways: climate change, local transport, public green areas, air quality, noise, waste, water consumption, waste water treatment, sustainable utilisation of land, biodiversity and environmental management.[81] Out of 35 participant cities, eight finalists were chosen: Stockholm, Amsterdam, Bristol, Copenhagen, Freiburg, Hamburg, Münster, and Oslo.[82] Some of the reasons why Stockholm won the 2010 European Green Capital Award were: its integrated administrative system, which ensures that environmental aspects are considered in budgets, operational planning, reporting, and monitoring; its cut in carbon dioxide emissions by 25% per capita in ten years; and its decision towards being fossil fuel free by 2050.[81] Stockholm has long demonstrated concern for the environment. The city's environmental program is the fifth since the first one was established in the mid-1970s.[83] In 2011, Stockholm passed the title of European Green Capital to Hamburg, Germany.[82]
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In the beginning of 2010, Stockholm launched the program Professional Study Visits[84] in order to share the city's green best practices. The program provides visitors with the opportunity to learn how to address issues such as waste management, urban planning, carbon dioxide emissions, and sustainable and efficient transportation system, among others.[80]
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According to the European Cities Monitor 2010,[85] Stockholm is the best city in terms of freedom from pollution. Surrounded by 219 nature reserves, Stockholm has around 1,000 green spaces, which corresponds to 30% of the city's area.[86] Founded in 1995, the Royal National City Park is the world's first legally protected "national urban park".[87][88] For a description of the formation process, value assets and implementation of the legal protection of The Royal National Urban Park, see Schantz 2006 The water in Stockholm is so clean that people can dive and fish in the centre of the city.[86] The waters of downtown Stockholm serve as spawning grounds for multiple fish species including trout and salmon, though human intervention is needed to keep populations up.[89] Regarding CO2 emissions, the government's target is that Stockholm will be CO2 free before 2050.[86]
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Stockholm used to have problematic levels of particulates (PM10) due to studded winter tires, but as of 2016 the levels are below limits, after street-specific bans. Instead the current (2016) problem is nitrogen oxides emitted by diesel vehicles. In 2016 the average levels for urban background (roof of Torkel Knutssonsgatan) were: NO2 11 μg/m3, NOx 14 μg/m3, PM10 12 μg/m3, PM2.5 4.9 μg/m3, soot 0.4 μg/m3, ultrafine particles 6200/cm3, CO 0.2 mg/m3, SO2 0.4 μg/m3, ozone 51 μg/m3. For urban street level (the densely trafficked Hornsgatan) the average levels were: NO2 43 μg/m3, NOx 104 μg/m3, PM10 23 μg/m3, PM2.5 5.9 μg/m3, soot 1.0 μg/m3, ultrafine particles 17100/cm3, CO 0.3 mg/m3, ozone 31 μg/m3.[90]
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Stockholm has an extensive public transport system. It consists of the Stockholm Metro (Swedish: Tunnelbanan), which consist of three color-coded main systems (green, red and blue) with seven lines (10, 11, 13, 14, 17, 18, 19); the Stockholm commuter rail (Swedish: Pendeltågen) which runs on the state-owned railroads on six lines (40, 41, 42, 43, 44, 48); four light rail/tramway lines (7, 12, 21, and 22); the 891 mm narrow-gauge railway Roslagsbanan, on three lines (27, 28, 29) in the northeastern part; the local railway Saltsjöbanan, on two lines (25, 26) in the southeastern part; a large number of bus lines, and the inner-city Djurgården ferry. The overwhelming majority of the land-based public transport in Stockholm County (save for the airport buses/airport express trains and other few commercially viable bus lines) is organized under the common umbrella of Storstockholms Lokaltrafik (SL), an aktiebolag wholly owned by Stockholm County Council. Since the 1990s, the operation and maintenance of the SL public transport services are contracted out to independent companies bidding for contracts, such as MTR, which operate the Metro. The archipelago boat traffic is handled by Waxholmsbolaget, which is also wholly owned by the County Council.
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SL has a common ticket system in the entire Stockholm County, which allows for easy travel between different modes of transport. The tickets are of two main types, single ticket and travel cards, both allowing for unlimited travel with SL in the entire Stockholm County for the duration of the ticket validity. On 1 April 2007, a zone system (A, B, C) and price system was introduced. Single tickets were available in forms of cash ticket, individual unit pre-paid tickets, pre-paid ticket slips of 8, sms-ticket and machine ticket. Cash tickets bought at the point of travel were the most expensive and pre-paid tickets slips of 8 are the cheapest. A single ticket costs 32 SEK with the card and 45 SEK without and is valid for 75 minutes. The duration of the travel card validity depended on the exact type; they were available from 24 hours up to a year. As of 2018, a 30-day card costs 860 SEK. Tickets of all these types were available with reduced prices for students and persons under 20 and over 65 years of age. On 9 January 2017, the zone system was removed, and the cost of the tickets was increased.[91]
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With an estimated cost of SEK 16.8 billion (January 2007 price level), which equals 2.44 billion US dollars, the City Line, an environmentally certified project, comprises a 6 km (3.7 mi)-long commuter train tunnel (in rock and water) beneath Stockholm, with two new stations (Stockholm City and Stockholm Odenplan), and a 1.4 km (0.87 mi)-long railway bridge at Årsta. The City Line was built by the Swedish Transport Administration in co-operation with the City of Stockholm, Stockholm County Council, and Stockholm Transport, SL. As Stockholm Central Station is overloaded, the purpose of this project was to double the city's track capacity and improve service efficiency. Operations began in July 2017.[92][93]
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Between Riddarholmen and Söder Mälarstrand, the City Line runs through a submerged concrete tunnel.[92] As a green project, the City Line includes the purification of waste water; noise reduction through sound-attenuating tracks; the use of synthetic diesel, which provides users with clean air; and the recycling of excavated rocks.[92]
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Stockholm is at the junction of the European routes E4, E18 and E20. A half-completed motorway ring road exists on the south, west and north sides of the City Centre. The northern section of the ring road, Norra Länken, opened for traffic in 2015 while the final subsea eastern section is being discussed as a future project. A bypass motorway for traffic between Northern and Southern Sweden, Förbifart Stockholm, is being built. The many islands and waterways make extensions of the road system both complicated and expensive, and new motorways are often built as systems of tunnels and bridges.
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Stockholm has a congestion pricing system, Stockholm congestion tax,[94] in use on a permanent basis since 1 August 2007,[95][96] after having had a seven-month trial period in the first half of 2006.[97] The City Centre is within the congestion tax zone. All the entrances and exits of this area have unmanned control points operating with automatic number plate recognition. All vehicles entering or exiting the congestion tax affected area, with a few exceptions, have to pay 10–20 SEK (1.09–2.18 EUR, 1.49–2.98 USD) depending on the time of day between 06:30 and 18:29. The maximum tax amount per vehicle per day is 60 SEK (6.53 EUR, ).[98] Payment is done by various means within 14 days after one has passed one of the control points; one cannot pay at the control points.[99]
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After the trial period was over, consultative referendums were held in Stockholm Municipality and several other municipalities in Stockholm County. The then-reigning government (Persson Cabinet) stated that they would only take into consideration the results of the referendum in Stockholm Municipality. The opposition parties (Alliance for Sweden) stated that if they were to form a cabinet after the general election—which was held the same day as the congestion tax referendums—they would take into consideration the referendums held in several of the other municipalities in Stockholm County as well. The results of the referendums were that the Stockholm Municipality voted for the congestion tax, while the other municipalities voted against it. The opposition parties won the general election and a few days before they formed government (Reinfeldt Cabinet) they announced that the congestion tax would be reintroduced in Stockholm, but that the revenue would go entirely to road construction in and around Stockholm. During the trial period and according to the agenda of the previous government the revenue went entirely to public transport.
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Stockholm has regular ferry lines to Helsinki and Turku in Finland (commonly called "Finlandsfärjan"); Tallinn, Estonia; Riga, Latvia, Åland islands and to Saint Petersburg. The large Stockholm archipelago is served by the archipelago boats of Waxholmsbolaget (owned and subsidized by Stockholm County Council).
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Between April and October, during the warmer months, it is possible to rent Stockholm City Bikes by purchasing a bike card online or through retailers.[100] Cards allow users to rent bikes from any Stockholm City Bikes stand spread across the city and return them in any stand.[101] There are two types of cards: the Season Card (valid from 1 April to 31 October) and the 3-day card. When their validity runs out they can be reactivated and are therefore reusable.[102] Bikes can be used for up to three hours per loan and can be rented from Monday to Sunday from 6 am to 10 pm.[101]
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Arlanda Express airport rail link runs between Arlanda Airport and central Stockholm. With a journey of 20 minutes, the train ride is the fastest way of traveling to the city center.
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Arlanda Central Station is also served by commuter, regional and intercity trains.
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Additionally, there are also bus lines, Flygbussarna, that run between central Stockholm and all the airports.
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As of 2010[update] there are no airports specifically for general aviation in the Stockholm area.
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Stockholm Central Station has train connections to many Swedish cities as well as to Oslo, Norway and Copenhagen, Denmark. The popular X 2000 service to Gothenburg takes three hours. Most of the trains are run by SJ AB.
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Stockholm often performs well in international rankings, some of which are mentioned below:
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Stonehenge is a prehistoric monument in Wiltshire, England, two miles (3 km) west of Amesbury. It consists of a ring of standing stones, each around 13 feet (4.0 m) high, seven feet (2.1 m) wide, and weighing around 25 tons. The stones are set within earthworks in the middle of the most dense complex of Neolithic and Bronze Age monuments in England, including several hundred tumuli (burial mounds).[1]
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Archaeologists believe it was constructed from 3000 BC to 2000 BC. The surrounding circular earth bank and ditch, which constitute the earliest phase of the monument, have been dated to about 3100 BC. Radiocarbon dating suggests that the first bluestones were raised between 2400 and 2200 BC,[2] although they may have been at the site as early as 3000 BC.[3][4][5]
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One of the most famous landmarks in the United Kingdom, Stonehenge is regarded as a British cultural icon.[6] It has been a legally protected Scheduled Ancient Monument since 1882, when legislation to protect historic monuments was first successfully introduced in Britain. The site and its surroundings were added to UNESCO's list of World Heritage Sites in 1986. Stonehenge is owned by the Crown and managed by English Heritage; the surrounding land is owned by the National Trust.[7][8]
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Stonehenge could have been a burial ground from its earliest beginnings.[9] Deposits containing human bone date from as early as 3000 BC, when the ditch and bank were first dug, and continued for at least another 500 years.[10]
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The Oxford English Dictionary cites Ælfric's tenth-century glossary, in which henge-cliff is given the meaning "precipice", or stone; thus, the stanenges or Stanheng "not far from Salisbury" recorded by eleventh-century writers are "stones supported in the air". In 1740 William Stukeley notes, "Pendulous rocks are now called henges in Yorkshire...I doubt not, Stonehenge in Saxon signifies the hanging stones."[11] Christopher Chippindale's Stonehenge Complete gives the derivation of the name Stonehenge as coming from the Old English words stān meaning "stone", and either hencg meaning "hinge" (because the stone lintels hinge on the upright stones) or hen(c)en meaning "to hang" or "gallows" or "instrument of torture" (though elsewhere in his book, Chippindale cites the "suspended stones" etymology). Like Stonehenge's trilithons, medieval gallows consisted of two uprights with a lintel joining them, rather than the inverted L-shape more familiar today.
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The "henge" portion has given its name to a class of monuments known as henges.[11] Archaeologists define henges as earthworks consisting of a circular banked enclosure with an internal ditch.[12] As often happens in archaeological terminology, this is a holdover from antiquarian use. Because its bank is inside its ditch, Stonehenge is not truly a henge site.
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Despite being contemporary with true Neolithic henges and stone circles, Stonehenge is in many ways atypical—for example, at more than 24 feet (7.3 m) tall, its extant trilithons' lintels, held in place with mortise and tenon joints, make it unique.[13][14]
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Mike Parker Pearson, leader of the Stonehenge Riverside Project based at Durrington Walls, noted that Stonehenge appears to have been associated with burial from the earliest period of its existence:
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Stonehenge was a place of burial from its beginning to its zenith in the mid third millennium B.C. The cremation burial dating to Stonehenge's sarsen stones phase is likely just one of many from this later period of the monument's use and demonstrates that it was still very much a domain of the dead.[10]
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Stonehenge evolved in several construction phases spanning at least 1500 years. There is evidence of large-scale construction on and around the monument that perhaps extends the landscape's time frame to 6500 years. Dating and understanding the various phases of activity are complicated by disturbance of the natural chalk by periglacial effects and animal burrowing, poor quality early excavation records, and a lack of accurate, scientifically verified dates. The modern phasing most generally agreed to by archaeologists is detailed below. Features mentioned in the text are numbered and shown on the plan, right.
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Archaeologists have found four, or possibly five, large Mesolithic postholes (one may have been a natural tree throw), which date to around 8000 BC, beneath the nearby old tourist car-park in use until 2013. These held pine posts around two feet six inches (0.75 m) in diameter, which were erected and eventually rotted in situ. Three of the posts (and possibly four) were in an east-west alignment which may have had ritual significance.[15] Another Mesolithic astronomical site in Britain is the Warren Field site in Aberdeenshire, which is considered the world's oldest Lunar calendar, corrected yearly by observing the midwinter solstice.[16] Similar but later sites have been found in Scandinavia.[17] A settlement that may have been contemporaneous with the posts has been found at Blick Mead, a reliable year-round spring one mile (1.6 km) from Stonehenge.[18][19]
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Salisbury Plain was then still wooded, but 4,000 years later, during the earlier Neolithic, people built a causewayed enclosure at Robin Hood's Ball and long barrow tombs in the surrounding landscape. In approximately 3500 BC, a Stonehenge Cursus was built 2,300 feet (700 m) north of the site as the first farmers began to clear the trees and develop the area. A number of other previously overlooked stone or wooden structures and burial mounds may date as far back as 4000 BC.[20][21] Charcoal from the ‘Blick Mead’ camp 1.5 miles (2.4 km) from Stonehenge (near the Vespasian's Camp site) has been dated to 4000 BC.[22] The University of Buckingham's Humanities Research Institute believes that the community who built Stonehenge lived here over a period of several millennia, making it potentially "one of the pivotal places in the history of the Stonehenge landscape."[23]
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The first monument consisted of a circular bank and ditch enclosure made of Late Cretaceous (Santonian Age) Seaford Chalk, measuring about 360 feet (110 m) in diameter, with a large entrance to the north east and a smaller one to the south. It stood in open grassland on a slightly sloping spot.[24] The builders placed the bones of deer and oxen in the bottom of the ditch, as well as some worked flint tools. The bones were considerably older than the antler picks used to dig the ditch, and the people who buried them had looked after them for some time prior to burial. The ditch was continuous but had been dug in sections, like the ditches of the earlier causewayed enclosures in the area. The chalk dug from the ditch was piled up to form the bank. This first stage is dated to around 3100 BC, after which the ditch began to silt up naturally. Within the outer edge of the enclosed area is a circle of 56 pits, each about 3.3 feet (1 m) in diameter, known as the Aubrey holes after John Aubrey, the seventeenth-century antiquarian who was thought to have first identified them. These pits and the bank and ditch together are known as the Palisade or Gate Ditch.[25] The pits may have contained standing timbers creating a timber circle, although there is no excavated evidence of them. A recent excavation has suggested that the Aubrey Holes may have originally been used to erect a bluestone circle.[26] If this were the case, it would advance the earliest known stone structure at the monument by some 500 years. A small outer bank beyond the ditch could also date to this period.
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In 2013 a team of archaeologists, led by Mike Parker Pearson, excavated more than 50,000 cremated bone fragments, from 63 individuals, buried at Stonehenge.[3][4] These remains had originally been buried individually in the Aubrey holes, exhumed during a previous excavation conducted by William Hawley in 1920, been considered unimportant by him, and subsequently re-interred together in one hole, Aubrey Hole 7, in 1935.[27] Physical and chemical analysis of the remains has shown that the cremated were almost equally men and women, and included some children.[3][4] As there was evidence of the underlying chalk beneath the graves being crushed by substantial weight, the team concluded that the first bluestones brought from Wales were probably used as grave markers.[3][4] Radiocarbon dating of the remains has put the date of the site 500 years earlier than previously estimated, to around 3000 BC.[3][4] A 2018 study of the strontium content of the bones found that many of the individuals buried there around the time of construction had probably come from near the source of the bluestone in Wales and had not extensively lived in the area of Stonehenge before death.[28]
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Evidence of the second phase is no longer visible. The number of postholes dating to the early third millennium BC suggests that some form of timber structure was built within the enclosure during this period. Further standing timbers were placed at the northeast entrance, and a parallel alignment of posts ran inwards from the southern entrance. The postholes are smaller than the Aubrey Holes, being only around 16 inches (0.4 m) in diameter, and are much less regularly spaced. The bank was purposely reduced in height and the ditch continued to silt up. At least twenty-five of the Aubrey Holes is known to have contained later, intrusive, cremation burials dating to the two centuries after the monument's inception. It seems that whatever the holes' initial function, it changed to become a funerary one during Phase two. Thirty further cremations were placed in the enclosure's ditch and at other points within the monument, mostly in the eastern half. Stonehenge is therefore interpreted as functioning as an enclosed cremation cemetery at this time, the earliest known cremation cemetery in the British Isles. Fragments of unburnt human bone have also been found in the ditch-fill. Dating evidence is provided by the late Neolithic grooved ware pottery that has been found in connection with the features from this phase.
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Archaeological excavation has indicated that around 2600 BC, the builders abandoned timber in favour of stone and dug two concentric arrays of holes (the Q and R Holes) in the centre of the site. These stone sockets are only partly known (hence on present evidence are sometimes described as forming 'crescents'); however, they could be the remains of a double ring. Again, there is little firm dating evidence for this phase. The holes held up to 80 standing stones (shown blue on the plan), only 43 of which can be traced today. It is generally accepted that the bluestones (some of which are made of dolerite, an igneous rock), were transported by the builders from the Preseli Hills, 150 miles (240 km) away in modern-day Pembrokeshire in Wales. Another theory is that they were brought much nearer to the site as glacial erratics by the Irish Sea Glacier[29] although there is no evidence of glacial deposition within southern central England.[30] A 2019 publication announced that evidence of Megalithic quarrying had been found at quarries in Wales identified as a source of Stonehenge's bluestone, indicating that the bluestone was quarried by human agency and not transported by glacial action.[31]
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The long-distance human transport theory was bolstered in 2011 by the discovery of a megalithic bluestone quarry at Craig Rhos-y-felin, near Crymych in Pembrokeshire, which is the most likely place for some of the stones to have been obtained.[30] Other standing stones may well have been small sarsens (sandstone), used later as lintels. The stones, which weighed about two tons, could have been moved by lifting and carrying them on rows of poles and rectangular frameworks of poles, as recorded in China, Japan and India. It is not known whether the stones were taken directly from their quarries to Salisbury Plain or were the result of the removal of a venerated stone circle from Preseli to Salisbury Plain to "merge two sacred centres into one, to unify two politically separate regions, or to legitimise the ancestral identity of migrants moving from one region to another".[30] Each monolith measures around 6.6 feet (2 m) in height, between 3.3 and 4.9 ft (1 and 1.5 m) wide and around 2.6 feet (0.8 m) thick. What was to become known as the Altar Stone is almost certainly derived from the Senni Beds, perhaps from 50 miles (80 kilometres) east of Mynydd Preseli in the Brecon Beacons.[30]
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The north-eastern entrance was widened at this time, with the result that it precisely matched the direction of the midsummer sunrise and midwinter sunset of the period. This phase of the monument was abandoned unfinished, however; the small standing stones were apparently removed and the Q and R holes purposefully backfilled. Even so, the monument appears to have eclipsed the site at Avebury in importance towards the end of this phase.
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The Heel Stone, a Tertiary sandstone, may also have been erected outside the north-eastern entrance during this period. It cannot be accurately dated and may have been installed at any time during phase 3. At first, it was accompanied by a second stone, which is no longer visible. Two, or possibly three, large portal stones were set up just inside the north-eastern entrance, of which only one, the fallen Slaughter Stone, 16 feet (4.9 m) long, now remains. Other features, loosely dated to phase 3, include the four Station Stones, two of which stood atop mounds. The mounds are known as "barrows" although they do not contain burials. Stonehenge Avenue, a parallel pair of ditches and banks leading two miles (3 km) to the River Avon, was also added. Two ditches similar to Heelstone Ditch circling the Heelstone (which was by then reduced to a single monolith) were later dug around the Station Stones.
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During the next major phase of activity, 30 enormous Oligocene–Miocene sarsen stones (shown grey on the plan) were brought to the site. They may have come from a quarry around 25 miles (40 km) north of Stonehenge on the Marlborough Downs, or they may have been collected from a "litter" of sarsens on the chalk downs, closer to hand. The stones were dressed and fashioned with mortise and tenon joints before 30 were erected as a 108-foot (33 m) diameter circle of standing stones, with a ring of 30 lintel stones resting on top. The lintels were fitted to one another using another woodworking method, the tongue and groove joint. Each standing stone was around 13 feet (4.1 m) high, 6.9 feet (2.1 m) wide and weighed around 25 tons. Each had clearly been worked with the final visual effect in mind; the orthostats widen slightly towards the top in order that their perspective remains constant when viewed from the ground, while the lintel stones curve slightly to continue the circular appearance of the earlier monument.
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The inward-facing surfaces of the stones are smoother and more finely worked than the outer surfaces. The average thickness of the stones is 3.6 feet (1.1 m) and the average distance between them is 3.3 feet (1 m). A total of 75 stones would have been needed to complete the circle (60 stones) and the trilithon horseshoe (15 stones). It was thought the ring might have been left incomplete, but an exceptionally dry summer in 2013 revealed patches of parched grass which may correspond to the location of removed sarsens.[32] The lintel stones are each around 10 feet (3.2 m) long, 3.3 feet (1 m) wide and 2.6 feet (0.8 m) thick. The tops of the lintels are 16 feet (4.9 m) above the ground.
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Within this circle stood five trilithons of dressed sarsen stone arranged in a horseshoe shape 45 feet (13.7 m) across, with its open end facing northeast. These huge stones, ten uprights and five lintels, weigh up to 50 tons each. They were linked using complex jointing. They are arranged symmetrically. The smallest pair of trilithons were around 20 feet (6 m) tall, the next pair a little higher, and the largest, single trilithon in the south-west corner would have been 24 feet (7.3 m) tall. Only one upright from the Great Trilithon still stands, of which 22 feet (6.7 m) is visible and a further 7.9 feet (2.4 m) is below ground. The images of a 'dagger' and 14 'axeheads' have been carved on one of the sarsens, known as stone 53; further carvings of axeheads have been seen on the outer faces of stones 3, 4, and 5. The carvings are difficult to date but are morphologically similar to late Bronze Age weapons. Early 21st-century laser scanning of the carvings supports this interpretation. The pair of trilithons in the north east are smallest, measuring around 20 feet (6 m) in height; the largest, which is in the south-west of the horseshoe, is almost 25 feet (7.5 m) tall.[dubious – discuss]
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This ambitious phase has been radiocarbon dated to between 2600 and 2400 BC,[33] slightly earlier than the Stonehenge Archer, discovered in the outer ditch of the monument in 1978, and the two sets of burials, known as the Amesbury Archer and the Boscombe Bowmen, discovered three miles (5 km) to the west. Analysis of animal teeth found two miles (3 km) away at Durrington Walls, thought by Parker Pearson to be the 'builders camp', suggests that, during some period between 2600 and 2400 BC, as many as 4,000 people gathered at the site for the mid-winter and mid-summer festivals; the evidence showed that the animals had been slaughtered around nine months or 15 months after their spring birth. Strontium isotope analysis of the animal teeth showed that some had been brought from as far afield as the Scottish Highlands for the celebrations.[4][5] At about the same time, a large timber circle and a second avenue were constructed at Durrington Walls overlooking the River Avon. The timber circle was oriented towards the rising Sun on the midwinter solstice, opposing the solar alignments at Stonehenge. The avenue was aligned with the setting Sun on the summer solstice and led from the river to the timber circle. Evidence of huge fires on the banks of the Avon between the two avenues also suggests that both circles were linked. They were perhaps used as a procession route on the longest and shortest days of the year. Parker Pearson speculates that the wooden circle at Durrington Walls was the centre of a 'land of the living', whilst the stone circle represented a 'land of the dead', with the Avon serving as a journey between the two.[34]
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Later in the Bronze Age, although the exact details of activities during this period are still unclear, the bluestones appear to have been re-erected. They were placed within the outer sarsen circle and may have been trimmed in some way. Like the sarsens, a few have timber-working style cuts in them suggesting that, during this phase, they may have been linked with lintels and were part of a larger structure.
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This phase saw further rearrangement of the bluestones. They were arranged in a circle between the two rings of sarsens and in an oval at the centre of the inner ring. Some archaeologists argue that some of these bluestones were from a second group brought from Wales. All the stones formed well-spaced uprights without any of the linking lintels inferred in Stonehenge 3 III. The Altar Stone may have been moved within the oval at this time and re-erected vertically. Although this would seem the most impressive phase of work, Stonehenge 3 IV was rather shabbily built compared to its immediate predecessors, as the newly re-installed bluestones were not well-founded and began to fall over. However, only minor changes were made after this phase.
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Soon afterwards, the northeastern section of the Phase 3 IV bluestone circle was removed, creating a horseshoe-shaped setting (the Bluestone Horseshoe) which mirrored the shape of the central sarsen Trilithons. This phase is contemporary with the Seahenge site in Norfolk.
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The Y and Z Holes are the last known construction at Stonehenge, built about 1600 BC, and the last usage of it was probably during the Iron Age. Roman coins and medieval artefacts have all been found in or around the monument but it is unknown if the monument was in continuous use throughout British prehistory and beyond, or exactly how it would have been used. Notable is the massive Iron Age hillfort Vespasian's Camp built alongside the Avenue near the Avon. A decapitated seventh century Saxon man was excavated from Stonehenge in 1923.[35] The site was known to scholars during the Middle Ages and since then it has been studied and adopted by numerous groups.
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Stonehenge was produced by a culture that left no written records. Many aspects of Stonehenge, such as how it was built and for what purposes it was used, remain subject to debate. A number of myths surround the stones.[36] The site, specifically the great trilithon, the encompassing horseshoe arrangement of the five central trilithons, the heel stone, and the embanked avenue, are aligned to the sunset of the winter solstice and the opposing sunrise of the summer solstice.[37][38] A natural landform at the monument's location followed this line, and may have inspired its construction.[39] The excavated remains of culled animal bones suggest that people may have gathered at the site for the winter rather than the summer.[40] Further astronomical associations, and the precise astronomical significance of the site for its people, are a matter of speculation and debate.
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There is little or no direct evidence revealing the construction techniques used by the Stonehenge builders. Over the years, various authors have suggested that supernatural or anachronistic methods were used, usually asserting that the stones were impossible to move otherwise due to their massive size. However, conventional techniques, using Neolithic technology as basic as shear legs, have been demonstrably effective at moving and placing stones of a similar size.[citation needed] How the stones could be transported by a prehistoric people without the aid of the wheel or a pulley system is not known. The most common theory of how prehistoric people moved megaliths has them creating a track of logs which the large stones were rolled along.[41] Another megalith transport theory involves the use of a type of sleigh running on a track greased with animal fat.[41] Such an experiment with a sleigh carrying a 40-ton slab of stone was successful near Stonehenge in 1995. A team of more than 100 workers managed to push and pull the slab along the 18-mile (29 km) journey from Marlborough Downs.[41] Proposed functions for the site include usage as an astronomical observatory or as a religious site.
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More recently two major new theories have been proposed. Professor Geoffrey Wainwright, president of the Society of Antiquaries of London, and Timothy Darvill, of Bournemouth University, have suggested that Stonehenge was a place of healing—the primeval equivalent of Lourdes.[42] They argue that this accounts for the high number of burials in the area and for the evidence of trauma deformity in some of the graves. However, they do concede that the site was probably multifunctional and used for ancestor worship as well.[43] Isotope analysis indicates that some of the buried individuals were from other regions. A teenage boy buried approximately 1550 BC was raised near the Mediterranean Sea; a metal worker from 2300 BC dubbed the "Amesbury Archer" grew up near the alpine foothills of Germany; and the "Boscombe Bowmen" probably arrived from Wales or Brittany, France.[44]
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On the other hand, Mike Parker Pearson of Sheffield University has suggested that Stonehenge was part of a ritual landscape and was joined to Durrington Walls by their corresponding avenues and the River Avon. He suggests that the area around Durrington Walls Henge was a place of the living, whilst Stonehenge was a domain of the dead. A journey along the Avon to reach Stonehenge was part of a ritual passage from life to death, to celebrate past ancestors and the recently deceased.[34] Both explanations were first mooted in the twelfth century by Geoffrey of Monmouth, who extolled the curative properties of the stones and was also the first to advance the idea that Stonehenge was constructed as a funerary monument. Whatever religious, mystical or spiritual elements were central to Stonehenge, its design includes a celestial observatory function, which might have allowed prediction of eclipse, solstice, equinox and other celestial events important to a contemporary religion.[45]
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There are other hypotheses and theories. According to a team of British researchers led by Mike Parker Pearson of the University of Sheffield, Stonehenge may have been built as a symbol of "peace and unity", indicated in part by the fact that at the time of its construction, Britain's Neolithic people were experiencing a period of cultural unification.[36][46]
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Researchers from the Royal College of Art in London have discovered that the monument's bluestones possess "unusual acoustic properties" — when struck they respond with a "loud clanging noise". According to Paul Devereux, editor of the journal Time and Mind: The Journal of Archaeology, Consciousness and Culture, this idea could explain why certain bluestones were hauled nearly 200 miles (320 km)—a major technical accomplishment at the time. In certain ancient cultures rocks that ring out, known as lithophones, were believed to contain mystic or healing powers, and Stonehenge has a history of association with rituals. The presence of these "ringing rocks" seems to support the hypothesis that Stonehenge was a "place for healing", as has been pointed out by Bournemouth University archaeologist Timothy Darvill, who consulted with the researchers. The bluestones of Stonehenge were quarried near a town in Wales called Maenclochog, which means "ringing rock", where the local bluestones were used as church bells until the 18th century.[47]
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Researchers studying DNA extracted from Neolithic human remains across Britain determined that the ancestors of the people who built Stonehenge were farmers who came from the Eastern Mediterranean, traveling west from there. DNA studies indicate that they had a predominantly Aegean ancestry, although their agricultural techniques seem to have come originally from Anatolia. These Aegean farmers then moved to Iberia before heading north, reaching Britain in about 4,000 BC.[48][49]
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These Neolithic migrants to Britain also may have introduced the tradition of building monuments using large megaliths, and Stonehenge was part of this tradition.[48][49]
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At that time, Britain was inhabited by groups of Western Hunter-Gatherers, similar to the Cheddar Man. When the farmers arrived, DNA studies show that these two groups did not seem to mix much. Instead, there was a substantial population replacement.[48]
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The Bell Beaker people arrived later, around 2,500 BC, migrating from mainland Europe. The earliest British beakers were similar to those from the Rhine.[50] There was again a large population replacement in Britain. The Bell Beakers also left their impact on Stonehenge construction.[51] They are also associated with the Wessex culture.
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The latter appears to have had wide-ranging trade links with continental Europe, going as far as the Mycenaean Greece. The wealth from such trade probably permitted the Wessex people to construct the second and third (megalithic) phases of Stonehenge and also indicates a powerful form of social organisation.[52]
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The Bell Beakers were also associated with the tin trade, which was Britain's only unique export at the time. Tin was important because it was used to turn copper into bronze, and the Beakers derived much wealth from this.[53]
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The Heel Stone lies northeast of the sarsen circle, beside the end portion of Stonehenge Avenue.[54] It is a rough stone, 16 feet (4.9 m) above ground, leaning inwards towards the stone circle.[54] It has been known by many names in the past, including "Friar's Heel" and "Sun-stone".[55][56] At summer solstice an observer standing within the stone circle, looking northeast through the entrance, would see the Sun rise in the approximate direction of the heel stone, and the Sun has often been photographed over it.
|
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|
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A folk tale relates the origin of the Friar's Heel reference.[57][58]
|
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|
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+
The name is not unique; there was a monolith with the same name recorded in the nineteenth century by antiquarian Charles Warne at Long Bredy in Dorset.[60]
|
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|
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In the twelfth century, Geoffrey of Monmouth included a fanciful story in his Historia Regum Britanniae ("History of the Kings of Britain") that attributed the monument's construction to the wizard Merlin.[61] Geoffrey's story spread widely, appearing in more and less elaborate form in adaptations of his work such as Wace's Norman French Roman de Brut, Layamon's Middle English Brut, and the Welsh Brut y Brenhinedd.
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|
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According to Geoffrey, the rocks of Stonehenge were healing rocks, called the Giant's dance, which giants had brought from Africa to Ireland for their healing properties. The fifth-century king Aurelius Ambrosius wished to erect a memorial to 3,000 nobles slain in battle against the Saxons and buried at Salisbury, and, at Merlin's advice, chose Stonehenge. The king sent Merlin, Uther Pendragon (King Arthur's father), and 15,000 knights, to remove it from Ireland, where it had been constructed on Mount Killaraus by the Giants. They slew 7,000 Irish, but as the knights tried to move the rocks with ropes and force, they failed. Then Merlin, using "gear" and skill, easily dismantled the stones and sent them over to Britain, where Stonehenge was dedicated. After it had been rebuilt near Amesbury, Geoffrey further narrates how first Ambrosius Aurelianus, then Uther Pendragon, and finally Constantine III, were buried inside the "Giants' Ring of Stonehenge".
|
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|
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+
In another legend of Saxons and Britons, in 472, the invading king Hengist invited Brythonic warriors to a feast but treacherously ordered his men to draw their weapons from concealment and fall upon the guests, killing 420 of them. Hengist erected the stone monument—Stonehenge—on the site to show his remorse for the deed.[62]
|
94 |
+
|
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+
Stonehenge has changed ownership several times since King Henry VIII acquired Amesbury Abbey and its surrounding lands. In 1540 Henry gave the estate to the Earl of Hertford. It subsequently passed to Lord Carleton and then the Marquess of Queensberry. The Antrobus family of Cheshire bought the estate in 1824. During the First World War an aerodrome (Royal Flying Corps "No. 1 School of Aerial Navigation and Bomb Dropping")[63] was built on the downs just to the west of the circle and, in the dry valley at Stonehenge Bottom, a main road junction was built, along with several cottages and a cafe. The Antrobus family sold the site after their last heir was killed in the fighting in France. The auction by Knight Frank & Rutley estate agents in Salisbury was held on 21 September 1915 and included "Lot 15. Stonehenge with about 30 acres, 2 rods, 37 perches [12.44 ha] of adjoining downland."[64]
|
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+
|
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+
Cecil Chubb bought the site for £6,600 (£532,800 in 2020) and gave it to the nation three years later. Although it has been speculated that he purchased it at the suggestion of—or even as a present for—his wife, in fact he bought it on a whim, as he believed a local man should be the new owner.[64]
|
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|
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In the late 1920s a nationwide appeal was launched to save Stonehenge from the encroachment of the modern buildings that had begun to rise around it.[65] By 1928 the land around the monument had been purchased with the appeal donations and given to the National Trust to preserve. The buildings were removed (although the roads were not), and the land returned to agriculture. More recently the land has been part of a grassland reversion scheme, returning the surrounding fields to native chalk grassland.[66]
|
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|
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+
During the twentieth century, Stonehenge began to revive as a place of religious significance, this time by adherents of Neopaganism and New Age beliefs, particularly the Neo-druids. The historian Ronald Hutton would later remark that "it was a great, and potentially uncomfortable, irony that modern Druids had arrived at Stonehenge just as archaeologists were evicting the ancient Druids from it."[67] The first such Neo-druidic group to make use of the megalithic monument was the Ancient Order of Druids, who performed a mass initiation ceremony there in August 1905, in which they admitted 259 new members into their organisation. This assembly was largely ridiculed in the press, who mocked the fact that the Neo-druids were dressed up in costumes consisting of white robes and fake beards.[68]
|
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|
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+
Between 1972 and 1984, Stonehenge was the site of the Stonehenge Free Festival. After the Battle of the Beanfield in 1985, this use of the site was stopped for several years and ritual use of Stonehenge is now heavily restricted.[69] Some Druids have arranged an assembling of monuments styled on Stonehenge in other parts of the world as a form of Druidist worship.[70]
|
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+
|
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+
When Stonehenge was first opened to the public it was possible to walk among and even climb on the stones, but the stones were roped off in 1977 as a result of serious erosion.[71] Visitors are no longer permitted to touch the stones but are able to walk around the monument from a short distance away. English Heritage does, however, permit access during the summer and winter solstice, and the spring and autumn equinox. Additionally, visitors can make special bookings to access the stones throughout the year.[72]
|
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|
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The access situation and the proximity of the two roads have drawn widespread criticism, highlighted by a 2006 National Geographic survey. In the survey of conditions at 94 leading World Heritage Sites, 400 conservation and tourism experts ranked Stonehenge 75th in the list of destinations, declaring it to be "in moderate trouble".[73]
|
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|
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As motorised traffic increased, the setting of the monument began to be affected by the proximity of the two roads on either side—the A344 to Shrewton on the north side, and the A303 to Winterbourne Stoke to the south. Plans to upgrade the A303 and close the A344 to restore the vista from the stones have been considered since the monument became a World Heritage Site. However, the controversy surrounding expensive re-routing of the roads has led to the scheme being cancelled on multiple occasions. On 6 December 2007, it was announced that extensive plans to build Stonehenge road tunnel under the landscape and create a permanent visitors' centre had been cancelled.[74]
|
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|
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+
On 13 May 2009, the government gave approval for a £25 million scheme to create a smaller visitors' centre and close the A344, although this was dependent on funding and local authority planning consent.[75] On 20 January 2010 Wiltshire Council granted planning permission for a centre 1.5 mi (2.4 kilometres) to the west and English Heritage confirmed that funds to build it would be available, supported by a £10m grant from the Heritage Lottery Fund.[76] On 23 June 2013 the A344 was closed to begin the work of removing the section of road and replacing it with grass.[77][78] The centre, designed by Denton Corker Marshall, opened to the public on 18 December 2013.[79]
|
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|
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The earlier rituals were complemented by the Stonehenge Free Festival, loosely organised by the Polytantric Circle, held between 1972 and 1984, during which time the number of midsummer visitors had risen to around 30,000.[80] However, in 1985 the site was closed to festivalgoers by a High Court injunction.[81] A consequence of the end of the festival in 1985 was the violent confrontation between the police and New Age travellers that became known as the Battle of the Beanfield when police blockaded a convoy of travellers to prevent them from approaching Stonehenge. Beginning in 1985, the year of the Battle, no access was allowed into the stones at Stonehenge for any religious reason. This "exclusion-zone" policy continued for almost fifteen years: until just before the arrival of the twenty-first century, visitors were not allowed to go into the stones at times of religious significance, the winter and summer solstices, and the vernal and autumnal equinoxes.[82]
|
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|
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However, following a European Court of Human Rights ruling obtained by campaigners such as Arthur Uther Pendragon, the restrictions were lifted.[81] The ruling recognizes that members of any genuine religion have a right to worship in their own church, and Stonehenge is a place of worship to Neo-Druids, Pagans and other "Earth based' or 'old' religions.[83] The Roundtable meetings include members of the Wiltshire Police force, National Trust, English Heritage, Pagans, Druids, Spiritualists and others.[citation needed]
|
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|
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At the Summer Solstice 2003, which fell over a weekend, over 30,000 people attended a gathering at and in the stones. The 2004 gathering was smaller (around 21,000 people).[citation needed]
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|
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{{{annotations}}}
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Throughout recorded history, Stonehenge and its surrounding monuments have attracted attention from antiquarians and archaeologists. John Aubrey was one of the first to examine the site with a scientific eye in 1666, and in his plan of the monument, he recorded the pits that now bear his name, the Aubrey holes. William Stukeley continued Aubrey's work in the early eighteenth century, but took an interest in the surrounding monuments as well, identifying (somewhat incorrectly) the Cursus and the Avenue. He also began the excavation of many of the barrows in the area, and it was his interpretation of the landscape that associated it with the Druids.[84] Stukeley was so fascinated with Druids that he originally named Disc Barrows as Druids' Barrows. The most accurate early plan of Stonehenge was that made by Bath architect John Wood in 1740.[85] His original annotated survey has recently been computer redrawn and published.[86][page needed] Importantly Wood's plan was made before the collapse of the southwest trilithon, which fell in 1797 and was restored in 1958.
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William Cunnington was the next to tackle the area in the early nineteenth century. He excavated some 24 barrows before digging in and around the stones and discovered charred wood, animal bones, pottery and urns. He also identified the hole in which the Slaughter Stone once stood. Richard Colt Hoare supported Cunnington's work and excavated some 379 barrows on Salisbury Plain including on some 200 in the area around the Stones, some excavated in conjunction with William Coxe. To alert future diggers to their work they were careful to leave initialled metal tokens in each barrow they opened. Cunnington's finds are displayed at the Wiltshire Museum. In 1877 Charles Darwin dabbled in archaeology at the stones, experimenting with the rate at which remains sink into the earth for his book The Formation of Vegetable Mould Through the Action of Worms.
|
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|
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Stone 22 fell during a fierce storm on 31 December 1900.[87]
|
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|
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William Gowland oversaw the first major restoration of the monument in 1901 which involved the straightening and concrete setting of sarsen stone number 56 which was in danger of falling. In straightening the stone he moved it about half a metre from its original position.[86] Gowland also took the opportunity to further excavate the monument in what was the most scientific dig to date, revealing more about the erection of the stones than the previous 100 years of work had done. During the 1920 restoration William Hawley, who had excavated nearby Old Sarum, excavated the base of six stones and the outer ditch. He also located a bottle of port in the Slaughter Stone socket left by Cunnington, helped to rediscover Aubrey's pits inside the bank and located the concentric circular holes outside the Sarsen Circle called the Y and Z Holes.[88]
|
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|
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Richard Atkinson, Stuart Piggott and John F. S. Stone re-excavated much of Hawley's work in the 1940s and 1950s, and discovered the carved axes and daggers on the Sarsen Stones. Atkinson's work was instrumental in furthering the understanding of the three major phases of the monument's construction.
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In 1958 the stones were restored again, when three of the standing sarsens were re-erected and set in concrete bases. The last restoration was carried out in 1963 after stone 23 of the Sarsen Circle fell over. It was again re-erected, and the opportunity was taken to concrete three more stones. Later archaeologists, including Christopher Chippindale of the Museum of Archaeology and Anthropology, University of Cambridge and Brian Edwards of the University of the West of England, campaigned to give the public more knowledge of the various restorations and in 2004 English Heritage included pictures of the work in progress in its book Stonehenge: A History in Photographs.[89][90][91]
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In 1966 and 1967, in advance of a new car park being built at the site, the area of land immediately northwest of the stones was excavated by Faith and Lance Vatcher. They discovered the Mesolithic postholes dating from between 7000 and 8000 BC, as well as a 10-metre (33 ft) length of a palisade ditch – a V-cut ditch into which timber posts had been inserted that remained there until they rotted away. Subsequent aerial archaeology suggests that this ditch runs from the west to the north of Stonehenge, near the avenue.[88]
|
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|
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Excavations were once again carried out in 1978 by Atkinson and John Evans during which they discovered the remains of the Stonehenge Archer in the outer ditch,[92] and in 1979 rescue archaeology was needed alongside the Heel Stone after a cable-laying ditch was mistakenly dug on the roadside, revealing a new stone hole next to the Heel Stone.
|
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|
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In the early 1980s Julian Richards led the Stonehenge Environs Project, a detailed study of the surrounding landscape. The project was able to successfully date such features as the Lesser Cursus, Coneybury Henge and several other smaller features.
|
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|
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In 1993 the way that Stonehenge was presented to the public was called 'a national disgrace' by the House of Commons Public Accounts Committee. Part of English Heritage's response to this criticism was to commission research to collate and bring together all the archaeological work conducted at the monument up to this date. This two-year research project resulted in the publication in 1995 of the monograph Stonehenge in its landscape, which was the first publication presenting the complex stratigraphy and the finds recovered from the site. It presented a rephasing of the monument.[93]
|
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|
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More recent excavations include a series of digs held between 2003 and 2008 known as the Stonehenge Riverside Project, led by Mike Parker Pearson. This project mainly investigated other monuments in the landscape and their relationship to the stones — notably, Durrington Walls, where another "Avenue" leading to the River Avon was discovered. The point where the Stonehenge Avenue meets the river was also excavated and revealed a previously unknown circular area which probably housed four further stones, most likely as a marker for the starting point of the avenue.
|
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|
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In April 2008 Tim Darvill of the University of Bournemouth and Geoff Wainwright of the Society of Antiquaries began another dig inside the stone circle to retrieve datable fragments of the original bluestone pillars. They were able to date the erection of some bluestones to 2300 BC,[2] although this may not reflect the earliest erection of stones at Stonehenge. They also discovered organic material from 7000 BC, which, along with the Mesolithic postholes, adds support for the site having been in use at least 4,000 years before Stonehenge was started. In August and September 2008, as part of the Riverside Project, Julian Richards and Mike Pitts excavated Aubrey Hole 7, removing the cremated remains from several Aubrey Holes that had been excavated by Hawley in the 1920s, and re-interred in 1935.[27] A licence for the removal of human remains at Stonehenge had been granted by the Ministry of Justice in May 2008, in accordance with the Statement on burial law and archaeology issued in May 2008. One of the conditions of the licence was that the remains should be reinterred within two years and that in the intervening period they should be kept safely, privately and decently.[94][95]
|
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|
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A new landscape investigation was conducted in April 2009. A shallow mound, rising to about 16 in (40 centimetres) was identified between stones 54 (inner circle) and 10 (outer circle), clearly separated from the natural slope. It has not been dated but speculation that it represents careless backfilling following earlier excavations seems disproved by its representation in eighteenth- and nineteenth-century illustrations. There is some evidence that, as an uncommon geological feature, it could have been deliberately incorporated into the monument at the outset.[24] A circular, shallow bank, little more than four inches (10 cm) high, was found between the Y and Z hole circles, with a further bank lying inside the "Z" circle. These are interpreted as the spread of spoil from the original Y and Z holes, or more speculatively as hedge banks from vegetation deliberately planted to screen the activities within.[24]
|
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|
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In 2010, the Stonehenge Hidden Landscape Project discovered a "henge-like" monument less than 0.62 mi (1 km) away from the main site.[96] This new hengiform monument was subsequently revealed to be located "at the site of Amesbury 50", a round barrow in the Cursus Barrows group.[97]
|
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In November 2011, archaeologists from University of Birmingham announced the discovery of evidence of two huge pits positioned within the Stonehenge Cursus pathway, aligned in celestial position towards midsummer sunrise and sunset when viewed from the Heel Stone.[98][99] The new discovery was made as part of the Stonehenge Hidden Landscape Project which began in the summer of 2010.[100] The project uses non-invasive geophysical imaging technique to reveal and visually recreate the landscape. According to team leader Vince Gaffney, this discovery may provide a direct link between the rituals and astronomical events to activities within the Cursus at Stonehenge.[99]
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In December 2011, geologists from University of Leicester and the National Museum of Wales announced the discovery of the source of some of the rhyolite fragments found in the Stonehenge debitage. These fragments do not seem to match any of the standing stones or bluestone stumps. The researchers have identified the source as a 230-foot (70 m) long rock outcrop called Craig Rhos-y-Felin (51°59′30″N 4°44′41″W / 51.99167°N 4.74472°W / 51.99167; -4.74472 (Craig Rhos-y-Felin)), near Pont Saeson in north Pembrokeshire, located 140 miles (220 km) from Stonehenge.[101][102]
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In 2014, the University of Birmingham announced findings including evidence of adjacent stone and wooden structures and burial mounds near Durrington, overlooked previously, that may date as far back as 4000 BC.[103] An area extending to 4.6 square miles (12 km2) was studied to a depth of three metres with ground-penetrating radar equipment. As many as seventeen new monuments, revealed nearby, may be Late Neolithic monuments that resemble Stonehenge. The interpretation suggests a complex of numerous related monuments. Also included in the discovery is that the cursus track is terminated by two 16-foot (5 m) wide, extremely deep pits,[104] whose purpose is still a mystery.
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Northern Ireland:
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Scotland:
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Wales:
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Strasbourg (UK: /ˈstræzbɜːrɡ/,[4] US: /ˈstræs-, ˈstrɑːsbʊərɡ, ˈstrɑːzbʊərɡ, -bɜːrɡ, strɑːzˈbʊər/,[5][6][7] French: [stʁazbuʁ, stʁasbuʁ] (listen); Bas Rhin Alsatian: Strossburi [ˈʃd̥ʁɔːsb̥uʁi] (listen), Haut Rhin Alsatian: Strossburig[8] [ˈʃd̥ʁɔːsb̥uʁiɡ̊] (listen); German: Straßburg [ˈʃtʁaːsbʊʁk] (listen) Latin: Argentoratum) is the capital and largest city of the Grand Est region of France and is the official seat of the European Parliament. Located at the border with Germany in the historic region of Alsace, it is the capital of the Bas-Rhin department.
|
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|
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In 2017, the city proper had 280,966 inhabitants and both the Eurométropole de Strasbourg (Greater Strasbourg) and the Arrondissement of Strasbourg had 494,089 inhabitants.[9] Strasbourg's metropolitan area had a population of 785,839 in 2016 (not counting the section across the border in Germany), making it the ninth-largest metro area in France and home to 13% of the Grand Est region's inhabitants. The transnational Eurodistrict Strasbourg-Ortenau had a population of 958,421 inhabitants.[10]
|
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|
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Strasbourg is one of the de facto four main capitals of the European Union (alongside Brussels, Luxembourg and Frankfurt), as it is the seat of several European institutions, such as the European Parliament, the Eurocorps and the European Ombudsman of the European Union. An organization separate from the European Union, the Council of Europe (with its European Court of Human Rights, its European Directorate for the Quality of Medicines most commonly known in French as "Pharmacopée Européenne" its European Audiovisual Observatory) is also located in the city.
|
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|
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Together with Basel (Bank for International Settlements), Geneva (United Nations headquarters in Europe) and New York City (United Nations world headquarters), Strasbourg is among the few cities in the world not being a state capital and hosting international organisations of the first order.[11] The city is the seat of many non-European international institutions such as the Central Commission for Navigation on the Rhine and the International Institute of Human Rights.[12] It is the second city in France in terms of international congress and symposia, after Paris.
|
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|
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Strasbourg's historic city centre, the Grande Île (Grand Island), was classified a World Heritage Site by UNESCO in 1988, the first time such an honour was placed on an entire city centre. Strasbourg is immersed in Franco-German culture and although violently disputed throughout history, has been a cultural bridge between France and Germany for centuries, especially through the University of Strasbourg, currently the second-largest in France, and the coexistence of Catholic and Protestant culture. It is also home to the largest Islamic place of worship in France, the Strasbourg Grand Mosque.[13]
|
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|
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Economically, Strasbourg is an important centre of manufacturing and engineering, as well as a hub of road, rail, and river transportation. The port of Strasbourg is the second-largest on the Rhine after Duisburg in Germany, and the second-largest river port in France after Paris.[14][15]
|
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|
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Before the 5th century, the city was known as Argantorati (in the nominative, Argantorate in the locative), a Celtic Gaulish name Latinized first as Argentorate (with Gaulish locative ending, as appearing on the first Roman milestones in the 1st century BC), and then as Argentoratum (with regular Latin nominative ending, in later Latin texts). That Gaulish name is a compound of -rati, the Gaulish word for fortified enclosures, cognate to the Old Irish ráth (see ringfort), and arganto(n)- (cognate to Latin argentum, which gave modern French argent), the Gaulish word for silver, but also any precious metal, particularly gold, suggesting either a fortified enclosure located by a river gold mining site, or hoarding gold mined in the nearby rivers.[16]
|
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|
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+
After the 5th century, the city became known by a completely different name Gallicized as Strasbourg (Lower Alsatian: Strossburi; German: Straßburg). That name is of Germanic origin and means 'town (at the crossing) of roads'. The modern Stras- is cognate to the German Straße and English street, all of which are derived from Latin strata ("paved road"), while -bourg is cognate to the German Burg and English borough, all of which are derived from Proto-Germanic *burgz ("hill fort, fortress").
|
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|
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Gregory of Tours was the first to mention the name change: in the tenth book of his History of the Franks written shortly after 590 he said that Egidius, Bishop of Reims, accused of plotting against King Childebert II of Austrasia in favor of his uncle King Chilperic I of Neustria, was tried by a synod of Austrasian bishops in Metz in November 590, found guilty and removed from the priesthood, then taken "ad Argentoratensem urbem, quam nunc Strateburgum vocant" ("to the city of Argentoratum, which they now call Strateburgus"), where he was exiled.[17]
|
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|
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Strasbourg is situated at the eastern border of France with Germany. This border is formed by the Rhine, which also forms the eastern border of the modern city, facing across the river to the German town Kehl. The historic core of Strasbourg, however, lies on the Grande Île in the river Ill, which here flows parallel to, and roughly 4 kilometres (2.5 mi) from, the Rhine. The natural courses of the two rivers eventually join some distance downstream of Strasbourg, although several artificial waterways now connect them within the city.
|
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|
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The city lies in the Upper Rhine Plain, at between 132 metres (433 ft) and 151 metres (495 ft) above sea level, with the upland areas of the Vosges Mountains some 20 km (12 mi) to the west and the Black Forest 25 km (16 mi) to the east. This section of the Rhine valley is a major axis of north–south travel, with river traffic on the Rhine itself, and major roads and railways paralleling it on both banks.
|
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+
The city is some 397 kilometres (247 mi) east of Paris.[18] The mouth of the Rhine lies approximately 450 kilometres (280 mi) to the north, or 650 kilometres (400 mi) as the river flows, whilst the head of navigation in Basel is some 100 kilometres (62 mi) to the south, or 150 kilometres (93 mi) by river.
|
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|
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In spite of its position far inland, Strasbourg's climate is classified as oceanic (Köppen: Cfb),[19][20] but a "semicontinental" climate with some degree of maritime influence in relation to the mild patterns of Western and Southern France (only considering the country internally).[21] The city has warm, relatively sunny summers and cool, overcast winters. Precipitation is elevated from mid-spring to the end of summer, but remains largely constant throughout the year, totaling 631.4 mm (24.9 in) annually. On average, snow falls 30 days per year.[citation needed]
|
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|
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+
The second highest temperature ever recorded was 38.5 °C (101.3 °F) in August 2003, during the 2003 European heat wave. This record was broken, on June 30, 2019, when it was registered 38.8 °C (101.8 °F). [22] The lowest temperature ever recorded was −23.4 °C (−10.1 °F) in December 1938.[citation needed]
|
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Strasbourg's location in the Rhine valley, sheltered from the dominant winds by the Vosges and Black Forest mountains, results in poor natural ventilation, making Strasbourg one of the most atmospherically polluted cities of France.[23][24] Nonetheless, the progressive disappearance of heavy industry on both banks of the Rhine, as well as effective measures of traffic regulation in and around the city have reduced air pollution.[25]
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The Roman camp of Argentoratum was first mentioned in 12 BC; the city of Strasbourg which grew from it celebrated its 2,000th anniversary in 1988. The fertile area in the Upper Rhine Plain between the rivers Ill and Rhine had already been populated since the Middle Paleolithic.[29][30]
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Between 362 and 1262, Strasbourg was governed by the bishops of Strasbourg; their rule was reinforced in 873 and then more in 982.[31] In 1262, the citizens violently rebelled against the bishop's rule (Battle of Hausbergen) and Strasbourg became a free imperial city. It became a French city in 1681, after the conquest of Alsace by the armies of Louis XIV. In 1871, after the Franco-Prussian War, the city became German again, until 1918 (end of World War I), when it reverted to France. After the defeat of France in 1940 (World War II), Strasbourg came under German control again; since the end of 1944, it is again a French city. In 2016, Strasbourg was promoted from capital of Alsace to capital of Grand Est.
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Strasbourg played an important part in Protestant Reformation, with personalities such as John Calvin, Martin Bucer, Wolfgang Capito, Matthew and Katharina Zell, but also in other aspects of Christianity such as German mysticism, with Johannes Tauler, Pietism, with Philipp Spener, and Reverence for Life, with Albert Schweitzer. Delegates from the city took part in the Protestation at Speyer. It was also one of the first centres of the printing industry with pioneers such as Johannes Gutenberg, Johannes Mentelin, and Heinrich Eggestein. Among the darkest periods in the city's long history were the years 1349 (Strasbourg massacre), 1518 (Dancing plague), 1793 (Reign of Terror), 1870 (Siege of Strasbourg) and the years 1940–1944 with the Nazi occupation (atrocities such as the Jewish skeleton collection) and the British and American bombing raids. Some other notable dates were the years 357 (Battle of Argentoratum), 842 (Oaths of Strasbourg), 1538 (establishment of the university), 1605 (world's first newspaper printed by Johann Carolus), 1792 (La Marseillaise), and 1889 (pancreatic origin of diabetes discovered by Minkowski and Von Mering).
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Strasbourg has been the seat of European Institutions since 1949: first of the International Commission on Civil Status and of the Council of Europe, later of the European Parliament, of the European Science Foundation, of Eurocorps, and others as well.
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Strasbourg is divided into the following districts:[32]
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The city is chiefly known for its sandstone Gothic Cathedral with its famous astronomical clock, and for its medieval cityscape of Rhineland black and white timber-framed buildings, particularly in the Petite France district or Gerberviertel ("tanners' district") alongside the Ill and in the streets and squares surrounding the cathedral, where the renowned Maison Kammerzell stands out.
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Notable medieval streets include Rue Mercière, Rue des Dentelles, Rue du Bain aux Plantes, Rue des Juifs, Rue des Frères, Rue des Tonneliers, Rue du Maroquin, Rue des Charpentiers, Rue des Serruriers, Grand' Rue, Quai des Bateliers, Quai Saint-Nicolas and Quai Saint-Thomas.
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Notable medieval squares include Place de la Cathédrale, Place du Marché Gayot, Place Saint-Étienne, Place du Marché aux Cochons de Lait and Place Benjamin Zix.
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In addition to the cathedral, Strasbourg houses several other medieval churches that have survived the many wars and destructions that have plagued the city: the Romanesque Église Saint-Étienne, partly destroyed in 1944 by Allied bombing raids; the part-Romanesque, part-Gothic, very large Église Saint-Thomas with its Silbermann organ on which Wolfgang Amadeus Mozart and Albert Schweitzer played;[33] the Gothic Église protestante Saint-Pierre-le-Jeune with its crypt dating back to the seventh century and its cloister partly from the eleventh century; the Gothic Église Saint-Guillaume with its fine early-Renaissance stained glass and furniture; the Gothic Église Saint-Jean; the part-Gothic, part-Art Nouveau Église Sainte-Madeleine etc.
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The Neo-Gothic church Saint-Pierre-le-Vieux Catholique (there is also an adjacent church Saint-Pierre-le-Vieux Protestant) serves as a shrine for several 15th-century wood-worked and painted altars coming from other, now destroyed churches and installed there for public display; especially the Passion of Christ.
|
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+
Among the numerous secular medieval buildings, the monumental Ancienne Douane (old custom-house) stands out.
|
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|
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The German Renaissance has bequeathed the city some noteworthy buildings (especially the current Chambre de commerce et d'industrie, former town hall, on Place Gutenberg), as did the French Baroque and Classicism with several hôtels particuliers (i.e. palaces), among which the Palais Rohan (1742, now housing three museums) is the most spectacular. Other buildings of its kind are the "Hôtel de Hanau" (1736, now the city hall); the Hôtel de Klinglin (1736, now residence of the préfet); the Hôtel des Deux-Ponts (1755, now residence of the military governor); the Hôtel d'Andlau-Klinglin (1725, now seat of the administration of the Port autonome de Strasbourg) etc. The largest baroque building of Strasbourg though is the 150-metre-long (490 ft) 1720s main building of the Hôpital civil.
|
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As for French Neo-classicism, it is the Opera House on Place Broglie that most prestigiously represents this style.
|
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|
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Strasbourg also offers high-class eclecticist buildings in its very extended German district, the Neustadt, being the main memory of Wilhelmian architecture since most of the major cities in Germany proper suffered intensive damage during World War II. Streets, boulevards and avenues are homogeneous, surprisingly high (up to seven stories) and broad examples of German urban lay-out and of this architectural style that summons and mixes up five centuries of European architecture as well as Neo-Egyptian, Neo-Greek and Neo-Babylonian styles. The former imperial palace Palais du Rhin, the most political and thus heavily criticized of all German Strasbourg buildings epitomizes the grand scale and stylistic sturdiness of this period. But the two most handsome and ornate buildings of these times are the École internationale des Pontonniers (the former Höhere Mädchenschule, with its towers, turrets and multiple round and square angles[34] and the Haute école des arts du Rhin with its lavishly ornate façade of painted bricks, woodwork and majolica.[35]
|
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|
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+
Notable streets of the German district include: Avenue de la Forêt Noire, Avenue des Vosges, Avenue d'Alsace, Avenue de la Marseillaise, Avenue de la Liberté, Boulevard de la Victoire, Rue Sellénick, Rue du Général de Castelnau, Rue du Maréchal Foch, and Rue du Maréchal Joffre. Notable squares of the German district include Place de la République, Place de l'Université, Place Brant, and Place Arnold.
|
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|
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Impressive examples of Prussian military architecture of the 1880s can be found along the newly reopened Rue du Rempart, displaying large-scale fortifications among which the aptly named Kriegstor (war gate).
|
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|
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As for modern and contemporary architecture, Strasbourg possesses some fine Art Nouveau buildings (such as the huge Palais des Fêtes and houses and villas like Villa Schutzenberger and Hôtel Brion), good examples of post-World War II functional architecture (the Cité Rotterdam, for which Le Corbusier did not succeed in the architectural contest) and, in the very extended Quartier Européen, some spectacular administrative buildings of sometimes utterly large size, among which the European Court of Human Rights building by Richard Rogers is arguably the finest. Other noticeable contemporary buildings are the new Music school Cité de la Musique et de la Danse, the Musée d'Art moderne et contemporain and the Hôtel du Département facing it, as well as, in the outskirts, the tramway-station Hoenheim-Nord designed by Zaha Hadid.
|
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|
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The city has many bridges, including the medieval and four-towered Ponts Couverts that, despite their name, are no longer covered. Next to the Ponts Couverts is the Barrage Vauban, a part of Vauban's 17th-century fortifications, that does include a covered bridge. Other bridges are the ornate 19th-century Pont de la Fonderie (1893, stone) and Pont d'Auvergne (1892, iron), as well as architect Marc Mimram's futuristic Passerelle over the Rhine, opened in 2004.
|
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|
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The largest square at the centre of the city of Strasbourg is the Place Kléber. Located in the heart of the city's commercial area, it was named after general Jean-Baptiste Kléber, born in Strasbourg in 1753 and assassinated in 1800 in Cairo. In the square is a statue of Kléber, under which is a vault containing his remains. On the north side of the square is the Aubette (Orderly Room), built by Jacques François Blondel, architect of the king, in 1765–1772.
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Strasbourg features a number of prominent parks, of which several are of cultural and historical interest: the Parc de l'Orangerie, laid out as a French garden by André le Nôtre and remodeled as an English garden on behalf of Joséphine de Beauharnais, now displaying noteworthy French gardens, a neo-classical castle and a small zoo; the Parc de la Citadelle, built around impressive remains of the 17th-century fortress erected close to the Rhine by Vauban;[36] the Parc de Pourtalès, laid out in English style around a baroque castle (heavily restored in the 19th century) that now houses a small three-star hotel,[37] and featuring an open-air museum of international contemporary sculpture.[38]
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The Jardin botanique de l'Université de Strasbourg (botanical garden) was created under the German administration next to the Observatory of Strasbourg, built in 1881, and still owns some greenhouses of those times. The Parc des Contades, although the oldest park of the city, was completely remodeled after World War II. The futuristic Parc des Poteries is an example of European park-conception in the late 1990s. The Jardin des deux Rives, spread over Strasbourg and Kehl on both sides of the Rhine opened in 2004 and is the most extended (60-hectare) park of the agglomeration. The most recent park is Parc du Heyritz (8,7 ha), opened in 2014 along a canal facing the hôpital civil.
|
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As of 2020, the city of Strasbourg has eleven municipal museums (including Aubette 1928),[39] eleven university museums[40], and at least two privately owned museums (Musée vodou and Musée du barreau de Strasbourg). Five communes in the metropolitan area also have museums (see below), three of them dedicated to military history.
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The collections in Strasbourg are distributed over a wide range of museums, according to a system that takes into account not only the types and geographical provenances of the items, but also the epochs. This concerns in particular the following domains:
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The Université de Strasbourg is in charge of a number of permanent public displays of its collections of scientific artefacts and products of all kinds of exploration and research.[44]
|
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|
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The commune of Strasbourg proper had a population of 280,966 on 1 January 2017,[50] the result of a constant moderate annual growth which is also reflected in the constant growth of the number of students at its university (e. g. from 42,000 students in 2010 to 52,000 students in 2019).[51] The metropolitan area of Strasbourg had a population of 785,839 inhabitants in 2016 (French side of the border only),[52] while the transnational Eurodistrict had a population of 958,421 inhabitants.[53]
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In the Middle Ages, Strasbourg (a Free imperial city since 1262), was an important town. According to a 1444 census, the population was circa 20,000; only one third less than Cologne, then a major European city.[54]
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Strasbourg is the seat of internationally renowned institutions of music and drama:
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Other theatres are the Théâtre jeune public, the TAPS Scala, the Kafteur ...
|
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Strasbourg, well known as centre of humanism, has a long history of excellence in higher-education, at the crossroads of French and German intellectual traditions. Although Strasbourg had been annexed by the Kingdom of France in 1683, it still remained connected to the German-speaking intellectual world throughout the 18th century, and the university attracted numerous students from the Holy Roman Empire, with Goethe, Metternich and Montgelas, who studied law in Strasbourg, among the most prominent. With 19 Nobel prizes in total, Strasbourg is the most eminent French university outside of Paris.
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Up until January 2009, there were three universities in Strasbourg, with an approximate total of 48,500 students as of 2007[update] (another 4,500 students are being taught at one of the diverse post-graduate schools):[55]
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As of 1 January 2009, those three universities have merged and now constitute the Université de Strasbourg.
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Schools part of the Université de Strasbourg include:
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International schools include:
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Multiple levels:
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For elementary education:[56]
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For middle school/junior high school education:[56]
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For senior high school/sixth form college:[56]
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The Bibliothèque nationale et universitaire (BNU) is, with its collection of more than 3,000,000 titles,[58] the second-largest library in France after the Bibliothèque nationale de France. It was founded by the German administration after the complete destruction of the previous municipal library in 1871 and holds the unique status of being simultaneously a students' and a national library. The Strasbourg municipal library had been marked erroneously as "City Hall" in a French commercial map, which had been captured and used by the German artillery to lay their guns. A librarian from Munich later pointed out "...that the destruction of the precious collection was not the fault of a German artillery officer, who used the French map, but of the slovenly and inaccurate scholarship of a Frenchman."[59]
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The municipal library Bibliothèque municipale de Strasbourg (BMS) administrates a network of ten medium-sized librairies in different areas of the town. A six stories high "Grande bibliothèque", the Médiathèque André Malraux, was inaugurated on 19 September 2008 and is considered the largest in Eastern France.[60]
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As one of the earliest centers of book-printing in Europe (see above: History), Strasbourg for a long time held a large number of incunabula — books printed before 1500 — in its library as one of its most precious heritages: no less than 7,000.[61] After the total destruction of this institution in 1870, however, a new collection had to be reassembled from scratch. Today, Strasbourg's different public and institutional libraries again display a sizable total number of incunabula, distributed as follows: Bibliothèque nationale et universitaire, ca. 2,120,[61] Médiathèque de la ville et de la communauté urbaine de Strasbourg, 349,[62] Bibliothèque du Grand Séminaire, 238,[63] Médiathèque protestante, 66,[64] and Bibliothèque alsatique du Crédit Mutuel, 5.[65]
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Train services operate from the Gare de Strasbourg, the city's main station in the city centre, eastward to Offenburg and Karlsruhe in Germany, westward to Metz and Paris, and southward to Basel. Strasbourg's links with the rest of France have improved due to its recent connection to the TGV network, with the first phase of the TGV Est (Paris–Strasbourg) in 2007, the TGV Rhin-Rhône (Strasbourg-Lyon) in 2012, and the second phase of the TGV Est in July 2016.
|
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Strasbourg also has its own airport, serving major domestic destinations as well as international destinations in Europe and northern Africa. The airport is linked to the Gare de Strasbourg by a frequent train service.[66][67]
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City transportation in Strasbourg includes the futurist-looking Strasbourg tramway that opened in 1994 and is operated by the regional transit company Compagnie des Transports Strasbourgeois (CTS), consisting of 6 lines with a total length of 55.8 km (34.7 mi). The CTS also operates a comprehensive bus network throughout the city that is integrated with the trams. With more than 500 km (311 mi) of bicycle paths, biking in the city is convenient and the CTS operates a cheap bike-sharing scheme named Vélhop'. The CTS, and its predecessors, also operated a previous generation of tram system between 1878 and 1960, complemented by trolleybus routes between 1939 and 1962.
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Being a city on the Ill and close to the Rhine, Strasbourg has always been an important centre of fluvial navigation, as is attested by archeological findings. In 1682 the Canal de la Bruche was added to the river navigations, initially to provide transport for sandstone from quarries in the Vosges for use in the fortification of the city. That canal has since closed, but the subsequent Canal du Rhone au Rhine, Canal de la Marne au Rhin and Grand Canal d'Alsace are still in use, as is the important activity of the Port autonome de Strasbourg. Water tourism inside the city proper attracts hundreds of thousands of tourists yearly.
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The tram system that now criss-crosses the historic city centre complements walking and biking in it. The centre has been transformed into a pedestrian priority zone that enables and invites walking and biking by making these active modes of transport comfortable, safe and enjoyable. These attributes are accomplished by applying the principle of "filtered permeability" to the existing irregular network of streets. It means that the network adaptations favour active transportation and, selectively, "filter out" the car by reducing the number of streets that run through the centre. While certain streets are discontinuous for cars, they connect to a network of pedestrian and bike paths which permeate the entire centre. In addition, these paths go through public squares and open spaces increasing the enjoyment of the trip. This logic of filtering a mode of transport is fully expressed in a comprehensive model for laying out neighbourhoods and districts – the Fused Grid.
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|
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At present the A35 autoroute, which parallels the Rhine between Karlsruhe and Basel, and the A4 autoroute, which links Paris with Strasbourg, penetrate close to the centre of the city. The Grand contournement ouest (GCO) project, programmed since 1999, plans to construct a 24-kilometre-long (15 mi) highway connection between the junctions of the A4 and the A35 autoroutes in the north and of the A35 and A352 autoroutes in the south. This routes well to the west of the city and is meant to divest a significant portion of motorized traffic from the unité urbaine.[68] The GCO project is opposed by environmentalists, who created a ZAD (or Zone to Defend).[69]
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The average amount of time people spend commuting with public transit in Strasbourg, for example to and from work, on a weekday is 52 min. 7% of public transit riders, ride for more than 2 hours every day. The average amount of time people wait at a stop or station for public transit is 9 min, while 11% of riders wait for over 20 minutes on average every day. The average distance people usually ride in a single trip with public transit is 3.9 km (2.4 mi), while 0% travel for over 12 km (7.5 mi) in a single direction.[70]
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Strasbourg is the seat of over twenty international institutions,[71] most famously of the Council of Europe and of the European Parliament, of which it is the official seat. Strasbourg is considered the legislative and democratic capital of the European Union, while Brussels is considered the executive and administrative capital and Luxembourg the judiciary and financial capital.[72]
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Strasbourg is the seat of the following organisations, among others:
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France and Germany have created a Eurodistrict straddling the Rhine, combining the Greater Strasbourg and the Ortenau district of Baden-Württemberg, with some common administration. It was established in 2005 and is fully functional since 2010.
|
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Sporting teams from Strasbourg are the Racing Club de Strasbourg Alsace (football), SIG Strasbourg (basketball) and the Étoile Noire (ice hockey).[73] The women's tennis Internationaux de Strasbourg is one of the most important French tournaments of its kind outside Roland-Garros. In 1922, Strasbourg was the venue for the XVI Grand Prix de l'A.C.F. which saw Fiat battle Bugatti, Ballot, Rolland Pilain, and Britain's Aston Martin and Sunbeam.
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Honours associated with the city of Strasbourg.
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In chronological order, notable people born in Strasbourg include: Eric of Friuli, Johannes Tauler, Sebastian Brant, Jean Baptiste Kléber, Louis Ramond de Carbonnières, François Christophe Kellermann, Marie Tussaud, Ludwig I of Bavaria, Charles Frédéric Gerhardt, Louis-Frédéric Schützenberger, Gustave Doré, Émile Waldteufel, René Beeh, Jean/Hans Arp, Charles Münch, Hans Bethe, Maurice Kriegel-Valrimont, Marcel Marceau, Tomi Ungerer, Elizabeth Sombart, Arsène Wenger, Petit and Matt Pokora.
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In chronological order, notable residents of Strasbourg include: Johannes Gutenberg, Hans Baldung, Martin Bucer, John Calvin, Joachim Meyer, Johann Carolus, Johann Wolfgang Goethe, Jakob Michael Reinhold Lenz, Klemens Wenzel von Metternich, Georg Büchner, Louis Pasteur, Ferdinand Braun, Albrecht Kossel, Georg Simmel, Albert Schweitzer, Otto Klemperer, Marc Bloch, Alberto Fujimori, Marjane Satrapi, Paul Ricoeur and Jean-Marie Lehn.
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Strasbourg is twinned with:[75]
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Strasbourg has cooperative agreements with:
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In meteorology, a cloud is an aerosol consisting of a visible mass of minute liquid droplets, frozen crystals, or other particles suspended in the atmosphere of a planetary body or similar space.[1] Water or various other chemicals may compose the droplets and crystals. On Earth, clouds are formed as a result of saturation of the air when it is cooled to its dew point, or when it gains sufficient moisture (usually in the form of water vapor) from an adjacent source to raise the dew point to the ambient temperature.
|
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|
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They are seen in the Earth's homosphere, which includes the troposphere, stratosphere, and mesosphere. Nephology is the science of clouds, which is undertaken in the cloud physics branch of meteorology. There are two methods of naming clouds in their respective layers of the homosphere, Latin and common.
|
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|
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Genus types in the troposphere, the atmospheric layer closest to Earth's surface, have Latin names due to the universal adoption of Luke Howard's nomenclature that was formally proposed in 1802. It became the basis of a modern international system that divides clouds into five physical forms which can be divided or classified further into altitude levels to derive the ten basic genera. The main representative cloud types for each of these forms are stratus, cirrus, stratocumulus, cumulus, and cumulonimbus. Low-level stratiform and stratocumuliform genera do not have any altitude-related prefixes. However mid-level variants of the same physical forms are given the prefix alto- while high-level types carry the prefix cirro-. The other main forms never have prefixes indicating altitude level. Cirriform clouds are always high-level while cumuliform and cumulonimbiform clouds are classified formally as low-level. The latter are also more informally characterized as multi-level or vertical as indicated by the cumulo- prefix. Most of the ten genera derived by this method of classification can be subdivided into species and further subdivided into varieties. Very low stratiform clouds that extend down to the Earth's surface are given the common names fog and mist, but have no Latin names.
|
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|
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In the stratosphere and mesosphere, clouds have common names for their main types. They may have the appearance of stratiform veils or sheets, cirriform wisps, or stratocumuliform bands or ripples. They are seen infrequently, mostly in the polar regions of Earth. Clouds have been observed in the atmospheres of other planets and moons in the Solar System and beyond. However, due to their different temperature characteristics, they are often composed of other substances such as methane, ammonia, and sulfuric acid, as well as water.
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Tropospheric clouds can have a direct effect on climate change on Earth. They may reflect incoming rays from the sun which can contribute to a cooling effect where and when these clouds occur, or trap longer wave radiation that reflects back up from the Earth's surface which can cause a warming effect. The altitude, form, and thickness of the clouds are the main factors that affect the local heating or cooling of Earth and the atmosphere. Clouds that form above the troposphere are too scarce and too thin to have any influence on climate change.
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The tabular overview that follows is very broad in scope. It draws from several methods of cloud classification, both formal and informal, used in different levels of the Earth's homosphere by a number of cited authorities. Despite some differences in methodologies and terminologies, the classification schemes seen in this article can be harmonized by using an informal cross-classification of physical forms and altitude levels to derive the 10 tropospheric genera, the fog and mist that forms at surface level, and several additional major types above the troposphere. The cumulus genus includes four species that indicate vertical size and structure which can affect both forms and levels. This table should not be seen as a strict or singular classification, but as an illustration of how various major cloud types are related to each other and defined through a full range of altitude levels from Earth's surface to the "edge of space".
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The origin of the term "cloud" can be found in the Old English words clud or clod, meaning a hill or a mass of rock. Around the beginning of the 13th century, the word came to be used as a metaphor for rain clouds, because of the similarity in appearance between a mass of rock and cumulus heap cloud. Over time, the metaphoric usage of the word supplanted the Old English weolcan, which had been the literal term for clouds in general.[2][3]
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Ancient cloud studies were not made in isolation, but were observed in combination with other weather elements and even other natural sciences. Around 340 BC, Greek philosopher Aristotle wrote Meteorologica, a work which represented the sum of knowledge of the time about natural science, including weather and climate. For the first time, precipitation and the clouds from which precipitation fell were called meteors, which originate from the Greek word meteoros, meaning 'high in the sky'. From that word came the modern term meteorology, the study of clouds and weather. Meteorologica was based on intuition and simple observation, but not on what is now considered the scientific method. Nevertheless, it was the first known work that attempted to treat a broad range of meteorological topics in a systematic way, especially the hydrological cycle.[4]
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After centuries of speculative theories about the formation and behavior of clouds, the first truly scientific studies were undertaken by Luke Howard in England and Jean-Baptiste Lamarck in France. Howard was a methodical observer with a strong grounding in the Latin language, and used his background to classify the various tropospheric cloud types during 1802. He believed that the changing cloud forms in the sky could unlock the key to weather forecasting. Lamarck had worked independently on cloud classification the same year and had come up with a different naming scheme that failed to make an impression even in his home country of France because it used unusual French names for cloud types. His system of nomenclature included 12 categories of clouds, with such names as (translated from French) hazy clouds, dappled clouds, and broom-like clouds. By contrast, Howard used universally accepted Latin, which caught on quickly after it was published in 1803.[5] As a sign of the popularity of the naming scheme, German dramatist and poet Johann Wolfgang von Goethe composed four poems about clouds, dedicating them to Howard. An elaboration of Howard's system was eventually formally adopted by the International Meteorological Conference in 1891.[5] This system covered only the tropospheric cloud types, but the discovery of clouds above the troposphere during the late 19th century eventually led to the creation of separate classification schemes using common names for these very high clouds, which were still broadly similar to some cloud forms identiified in the troposphhere.[6]
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Terrestrial clouds can be found throughout most of the homosphere, which includes the troposphere, stratosphere, and mesosphere. Within these layers of the atmosphere, air can become saturated as a result of being cooled to its dew point or by having moisture added from an adjacent source.[7] In the latter case, saturation occurs when the dew point is raised to the ambient air temperature.
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Adiabatic cooling occurs when one or more of three possible lifting agents – convective, cyclonic/frontal, or orographic – cause a parcel of air containing invisible water vapor to rise and cool to its dew point, the temperature at which the air becomes saturated. The main mechanism behind this process is adiabatic cooling.[8] As the air is cooled to its dew point and becomes saturated, water vapor normally condenses to form cloud drops. This condensation normally occurs on cloud condensation nuclei such as salt or dust particles that are small enough to be held aloft by normal circulation of the air.[9][10]
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One agent is the convective upward motion of air caused by daytime solar heating at surface level.[9] Airmass instability allows for the formation of cumuliform clouds that can produce showers if the air is sufficiently moist.[11] On moderately rare occasions, convective lift can be powerful enough to penetrate the tropopause and push the cloud top into the stratosphere.[12]
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Frontal and cyclonic lift occur when stable air is forced aloft at weather fronts and around centers of low pressure by a process called convergence.[13] Warm fronts associated with extratropical cyclones tend to generate mostly cirriform and stratiform clouds over a wide area unless the approaching warm airmass is unstable, in which case cumulus congestus or cumulonimbus clouds are usually embedded in the main precipitating cloud layer.[14] Cold fronts are usually faster moving and generate a narrower line of clouds, which are mostly stratocumuliform, cumuliform, or cumulonimbiform depending on the stability of the warm airmass just ahead of the front.[15]
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A third source of lift is wind circulation forcing air over a physical barrier such as a mountain (orographic lift).[9] If the air is generally stable, nothing more than lenticular cap clouds form. However, if the air becomes sufficiently moist and unstable, orographic showers or thunderstorms may appear.[16]
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Along with adiabatic cooling that requires a lifting agent, three major nonadiabatic mechanisms exist for lowering the temperature of the air to its dew point. Conductive, radiational, and evaporative cooling require no lifting mechanism and can cause condensation at surface level resulting in the formation of fog.[17][18][19]
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Several main sources of water vapor can be added to the air as a way of achieving saturation without any cooling process: water or moist ground,[20][21][22] precipitation or virga,[23] and transpiration from plants[24]
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Tropospheric classification is based on a hierarchy of categories with physical forms and altitude levels at the top.[25][26] These are cross-classified into a total of ten genus types, most of which can be divided into species and further subdivided into varieties which are at the bottom of the hierarchy.[27]
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Clouds in the troposphere assume five physical forms based on structure and process of formation. These forms are commonly used for the purpose of satellite analysis.[25] They are given below in approximate ascending order of instability or convective activity.[28]
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Nonconvective stratiform clouds appear in stable airmass conditions and, in general, have flat, sheet-like structures that can form at any altitude in the troposphere.[29] The stratiform group is divided by altitude range into the genera cirrostratus (high-level), altostratus (mid-level), stratus (low-level), and nimbostratus (multi-level).[26] Fog is commonly considered a surface-based cloud layer.[16] The fog may form at surface level in clear air or it may be the result of a very low stratus cloud subsiding to ground or sea level. Conversely, low stratiform clouds result when advection fog is lifted above surface level during breezy conditions.
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Cirriform clouds in the troposphere are of the genus cirrus and have the appearance of detached or semimerged filaments. They form at high tropospheric altitudes in air that is mostly stable with little or no convective activity, although denser patches may occasionally show buildups caused by limited high-level convection where the air is partly unstable.[30] Clouds resembling cirrus can be found above the troposphere but are classified separately using common names.
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Clouds of this structure have both cumuliform and stratiform characteristics in the form of rolls, ripples, or elements.[31] They generally form as a result of limited convection in an otherwise mostly stable airmass topped by an inversion layer.[32] If the inversion layer is absent or higher in the troposphere, increased airmass instability may cause the cloud layers to develop tops in the form of turrets consisting of embedded cumuliform buildups.[33] The stratocumuliform group is divided into cirrocumulus (high-level), altocumulus (mid-level), and stratocumulus (low-level).[31]
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Cumuliform clouds generally appear in isolated heaps or tufts.[34][35] They are the product of localized but generally free-convective lift where no inversion layers are in the troposphere to limit vertical growth. In general, small cumuliform clouds tend to indicate comparatively weak instability. Larger cumuliform types are a sign of greater atmospheric instability and convective activity.[36] Depending on their vertical size, clouds of the cumulus genus type may be low-level or multi-level with moderate to towering vertical extent.[26]
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The largest free-convective clouds comprise the genus cumulonimbus, which have towering vertical extent. They occur in highly unstable air[9] and often have fuzzy outlines at the upper parts of the clouds that sometimes include anvil tops.[31] These clouds are the product of very strong convection that can penetrate the lower stratosphere.
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Tropospheric clouds form in any of three levels (formerly called étages) based on altitude range above the Earth's surface. The grouping of clouds into levels is commonly done for the purposes of cloud atlases, surface weather observations,[26] and weather maps.[37] The base-height range for each level varies depending on the latitudinal geographical zone.[26] Each altitude level comprises two or three genus-types differentiated mainly by physical form.[38][31]
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The standard levels and genus-types are summarised below in approximate descending order of the altitude at which each is normally based.[39] Multi-level clouds with significant vertical extent are separately listed and summarized in approximate ascending order of instability or convective activity.[28]
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High clouds form at altitudes of 3,000 to 7,600 m (10,000 to 25,000 ft) in the polar regions, 5,000 to 12,200 m (16,500 to 40,000 ft) in the temperate regions, and 6,100 to 18,300 m (20,000 to 60,000 ft) in the tropics.[26] All cirriform clouds are classified as high, thus constitute a single genus cirrus (Ci). Stratocumuliform and stratiform clouds in the high altitude range carry the prefix cirro-, yielding the respective genus names cirrocumulus (Cc) and cirrostratus (Cs). When limited-resolution satellite images of high clouds are analysed without supporting data from direct human observations, distinguishing between individual forms or genus types becomes impossible, and they are then collectively identified as high-type (or informally as cirrus-type, though not all high clouds are of the cirrus form or genus).[40]
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Nonvertical clouds in the middle level are prefixed by alto-, yielding the genus names altocumulus (Ac) for stratocumuliform types and altostratus (As) for stratiform types. These clouds can form as low as 2,000 m (6,500 ft) above surface at any latitude, but may be based as high as 4,000 m (13,000 ft) near the poles, 7,000 m (23,000 ft) at midlatitudes, and 7,600 m (25,000 ft) in the tropics.[26] As with high clouds, the main genus types are easily identified by the human eye, but distinguishing between them using satellite photography is not possible. Without the support of human observations, these clouds are usually collectively identified as middle-type on satellite images.[40]
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Low clouds are found from near the surface up to 2,000 m (6,500 ft).[26] Genus types in this level either have no prefix or carry one that refers to a characteristic other than altitude. Clouds that form in the low level of the troposphere are generally of larger structure than those that form in the middle and high levels, so they can usually be identified by their forms and genus types using satellite photography alone.[40]
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These clouds have low- to mid-level bases that form anywhere from near the surface to about 2,400 m (8,000 ft) and tops that can extend into the mid-altitude range and sometimes higher in the case of nimbostratus.
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This is a diffuse, dark grey, multi-level stratiform layer with great horizontal extent and usually moderate to deep vertical development. It lacks towering structure and looks feebly illuminated from the inside.[58] Nimbostratus normally forms from mid-level altostratus, and develops at least moderate vertical extent[59][60] when the base subsides into the low level during precipitation that can reach moderate to heavy intensity. It achieves even greater vertical development when it simultaneously grows upward into the high level due to large-scale frontal or cyclonic lift.[61] The nimbo- prefix refers to its ability to produce continuous rain or snow over a wide area, especially ahead of a warm front.[62] This thick cloud layer may be accompanied by embedded towering cumuliform or cumulonimbiform types.[60][63] Meteorologists affiliated with the World Meteorological Organization (WMO) officially classify nimbostratus as mid-level for synoptic purposes while informally characterizing it as multi-level.[26] Independent meteorologists and educators appear split between those who largely follow the WMO model[59][60] and those who classify nimbostratus as low-level, despite its considerable vertical extent and its usual initial formation in the middle altitude range.[64][65]
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These very large cumuliform and cumulonimbiform types have similar low- to mid-level cloud bases as the multi-level and moderate vertical types, and tops that nearly always extend into the high levels. They are required to be identified by their standard names or abbreviations in all aviation observations (METARS) and forecasts (TAFS) to warn pilots of possible severe weather and turbulence.[66]
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Genus types are commonly divided into subtypes called species that indicate specific structural details which can vary according to the stability and windshear characteristics of the atmosphere at any given time and location. Despite this hierarchy, a particular species may be a subtype of more than one genus, especially if the genera are of the same physical form and are differentiated from each other mainly by altitude or level. There are a few species, each of which can be associated with genera of more than one physical form.[72] The species types are grouped below according to the physical forms and genera with which each is normally associated. The forms, genera, and species are listed in approximate ascending order of instability or convective activity.[28]
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Of the stratiform group, high-level cirrostratus comprises two species. Cirrostratus nebulosus has a rather diffuse appearance lacking in structural detail.[73] Cirrostratus fibratus is a species made of semi-merged filaments that are transitional to or from cirrus.[74] Mid-level altostratus and multi-level nimbostratus always have a flat or diffuse appearance and are therefore not subdivided into species. Low stratus is of the species nebulosus[73] except when broken up into ragged sheets of stratus fractus (see below).[59][72][75]
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Cirriform clouds have three non-convective species that can form in mostly stable airmass conditions. Cirrus fibratus comprise filaments that may be straight, wavy, or occasionally twisted by non-convective wind shear.[74] The species uncinus is similar but has upturned hooks at the ends. Cirrus spissatus appear as opaque patches that can show light grey shading.[72]
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Stratocumuliform genus-types (cirrocumulus, altocumulus, and stratocumulus) that appear in mostly stable air have two species each. The stratiformis species normally occur in extensive sheets or in smaller patches where there is only minimal convective activity.[76] Clouds of the lenticularis species tend to have lens-like shapes tapered at the ends. They are most commonly seen as orographic mountain-wave clouds, but can occur anywhere in the troposphere where there is strong wind shear combined with sufficient airmass stability to maintain a generally flat cloud structure. These two species can be found in the high, middle, or low levels of the troposphere depending on the stratocumuliform genus or genera present at any given time.[59][72][75]
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The species fractus shows variable instability because it can be a subdivision of genus-types of different physical forms that have different stability characteristics. This subtype can be in the form of ragged but mostly stable stratiform sheets (stratus fractus) or small ragged cumuliform heaps with somewhat greater instability (cumulus fractus).[72][75][77] When clouds of this species are associated with precipitating cloud systems of considerable vertical and sometimes horizontal extent, they are also classified as accessory clouds under the name pannus (see section on supplementary features).[78]
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These species are subdivisions of genus types that can occur in partly unstable air. The species castellanus appears when a mostly stable stratocumuliform or cirriform layer becomes disturbed by localized areas of airmass instability, usually in the morning or afternoon. This results in the formation of cumuliform buildups of limited convection arising from a common stratiform base.[79] Castellanus resembles the turrets of a castle when viewed from the side, and can be found with stratocumuliform genera at any tropospheric altitude level and with limited-convective patches of high-level cirrus.[80] Tufted clouds of the more detached floccus species are subdivisions of genus-types which may be cirriform or stratocumuliform in overall structure. They are sometimes seen with cirrus, cirrocumulus, altocumulus, and stratocumulus.[81]
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A newly recognized species of stratocumulus or altocumulus has been given the name volutus, a roll cloud that can occur ahead of a cumulonimbus formation.[82] There are some volutus clouds that form as a consequence of interactions with specific geographical features rather than with a parent cloud. Perhaps the strangest geographically specific cloud of this type is the Morning Glory, a rolling cylindrical cloud that appears unpredictably over the Gulf of Carpentaria in Northern Australia. Associated with a powerful "ripple" in the atmosphere, the cloud may be "surfed" in glider aircraft.[83]
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More general airmass instability in the troposphere tends to produce clouds of the more freely convective cumulus genus type, whose species are mainly indicators of degrees of atmospheric instability and resultant vertical development of the clouds. A cumulus cloud initially forms in the low level of the troposphere as a cloudlet of the species humilis that shows only slight vertical development. If the air becomes more unstable, the cloud tends to grow vertically into the species mediocris, then congestus, the tallest cumulus species[72] which is the same type that the International Civil Aviation Organization refers to as 'towering cumulus'.[66]
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With highly unstable atmospheric conditions, large cumulus may continue to grow into cumulonimbus calvus (essentially a very tall congestus cloud that produces thunder), then ultimately into the species capillatus when supercooled water droplets at the top of the cloud turn into ice crystals giving it a cirriform appearance.[72][75]
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Genus and species types are further subdivided into varieties whose names can appear after the species name to provide a fuller description of a cloud. Some cloud varieties are not restricted to a specific altitude level or form, and can therefore be common to more than one genus or species.[84]
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All cloud varieties fall into one of two main groups. One group identifies the opacities of particular low and mid-level cloud structures and comprises the varieties translucidus (thin translucent), perlucidus (thick opaque with translucent or very small clear breaks), and opacus (thick opaque). These varieties are always identifiable for cloud genera and species with variable opacity. All three are associated with the stratiformis species of altocumulus and stratocumulus. However, only two varieties are seen with altostratus and stratus nebulosus whose uniform structures prevent the formation of a perlucidus variety. Opacity-based varieties are not applied to high clouds because they are always translucent, or in the case of cirrus spissatus, always opaque.[84][85]
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A second group describes the occasional arrangements of cloud structures into particular patterns that are discernible by a surface-based observer (cloud fields usually being visible only from a significant altitude above the formations). These varieties are not always present with the genera and species with which they are otherwise associated, but only appear when atmospheric conditions favor their formation. Intortus and vertebratus varieties occur on occasion with cirrus fibratus. They are respectively filaments twisted into irregular shapes, and those that are arranged in fishbone patterns, usually by uneven wind currents that favor the formation of these varieties. The variety radiatus is associated with cloud rows of a particular type that appear to converge at the horizon. It is sometimes seen with the fibratus and uncinus species of cirrus, the stratiformis species of altocumulus and stratocumulus, the mediocris and sometimes humilis species of cumulus,[87][88] and with the genus altostratus.[89]
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Another variety, duplicatus (closely spaced layers of the same type, one above the other), is sometimes found with cirrus of both the fibratus and uncinus species, and with altocumulus and stratocumulus of the species stratiformis and lenticularis. The variety undulatus (having a wavy undulating base) can occur with any clouds of the species stratiformis or lenticularis, and with altostratus. It is only rarely observed with stratus nebulosus. The variety lacunosus is caused by localized downdrafts that create circular holes in the form of a honeycomb or net. It is occasionally seen with cirrocumulus and altocumulus of the species stratiformis, castellanus, and floccus, and with stratocumulus of the species stratiformis and castellanus.[84][85]
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It is possible for some species to show combined varieties at one time, especially if one variety is opacity-based and the other is pattern-based. An example of this would be a layer of altocumulus stratiformis arranged in seemingly converging rows separated by small breaks. The full technical name of a cloud in this configuration would be altocumulus stratiformis radiatus perlucidus, which would identify respectively its genus, species, and two combined varieties.[75][84][85]
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Supplementary features and accessory clouds are not further subdivisions of cloud types below the species and variety level. Rather, they are either hydrometeors or special cloud types with their own Latin names that form in association with certain cloud genera, species, and varieties.[75][85] Supplementary features, whether in the form of clouds or precipitation, are directly attached to the main genus-cloud. Accessory clouds, by contrast, are generally detached from the main cloud.[90]
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One group of supplementary features are not actual cloud formations, but precipitation that falls when water droplets or ice crystals that make up visible clouds have grown too heavy to remain aloft. Virga is a feature seen with clouds producing precipitation that evaporates before reaching the ground, these being of the genera cirrocumulus, altocumulus, altostratus, nimbostratus, stratocumulus, cumulus, and cumulonimbus.[90]
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When the precipitation reaches the ground without completely evaporating, it is designated as the feature praecipitatio.[91] This normally occurs with altostratus opacus, which can produce widespread but usually light precipitation, and with thicker clouds that show significant vertical development. Of the latter, upward-growing cumulus mediocris produces only isolated light showers, while downward growing nimbostratus is capable of heavier, more extensive precipitation. Towering vertical clouds have the greatest ability to produce intense precipitation events, but these tend to be localized unless organized along fast-moving cold fronts. Showers of moderate to heavy intensity can fall from cumulus congestus clouds. Cumulonimbus, the largest of all cloud genera, has the capacity to produce very heavy showers. Low stratus clouds usually produce only light precipitation, but this always occurs as the feature praecipitatio due to the fact this cloud genus lies too close to the ground to allow for the formation of virga.[75][85][90]
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Incus is the most type-specific supplementary feature, seen only with cumulonimbus of the species capillatus. A cumulonimbus incus cloud top is one that has spread out into a clear anvil shape as a result of rising air currents hitting the stability layer at the tropopause where the air no longer continues to get colder with increasing altitude.[92]
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The mamma feature forms on the bases of clouds as downward-facing bubble-like protuberances caused by localized downdrafts within the cloud. It is also sometimes called mammatus, an earlier version of the term used before a standardization of Latin nomenclature brought about by the World Meteorological Organization during the 20th century. The best-known is cumulonimbus with mammatus, but the mamma feature is also seen occasionally with cirrus, cirrocumulus, altocumulus, altostratus, and stratocumulus.[90]
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A tuba feature is a cloud column that may hang from the bottom of a cumulus or cumulonimbus. A newly formed or poorly organized column might be comparatively benign, but can quickly intensify into a funnel cloud or tornado.[90][93][94]
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An arcus feature is a roll cloud with ragged edges attached to the lower front part of cumulus congestus or cumulonimbus that forms along the leading edge of a squall line or thunderstorm outflow.[95] A large arcus formation can have the appearance of a dark menacing arch.[90]
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Several new supplementary features have been formally recognized by the World Meteorological Organization (WMO). The feature fluctus can form under conditions of strong atmospheric wind shear when a stratocumulus, altocumulus, or cirrus cloud breaks into regularly spaced crests. This variant is sometimes known informally as a Kelvin–Helmholtz (wave) cloud. This phenomenon has also been observed in cloud formations over other planets and even in the sun's atmosphere.[96] Another highly disturbed but more chaotic wave-like cloud feature associated with stratocumulus or altocumulus cloud has been given the Latin name asperitas. The supplementary feature cavum is a circular fall-streak hole that occasionally forms in a thin layer of supercooled altocumulus or cirrocumulus. Fall streaks consisting of virga or wisps of cirrus are usually seen beneath the hole as ice crystals fall out to a lower altitude. This type of hole is usually larger than typical lacunosus holes. A murus feature is a cumulonimbus wall cloud with a lowering, rotating cloud base than can lead to the development of tornadoes. A cauda feature is a tail cloud that extends horizontally away from the murus cloud and is the result of air feeding into the storm.[82]
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Supplementary cloud formations detached from the main cloud are known as accessory clouds.[75][85][90] The heavier precipitating clouds, nimbostratus, towering cumulus (cumulus congestus), and cumulonimbus typically see the formation in precipitation of the pannus feature, low ragged clouds of the genera and species cumulus fractus or stratus fractus.[78]
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A group of accessory clouds comprise formations that are associated mainly with upward-growing cumuliform and cumulonimbiform clouds of free convection. Pileus is a cap cloud that can form over a cumulonimbus or large cumulus cloud,[97] whereas a velum feature is a thin horizontal sheet that sometimes forms like an apron around the middle or in front of the parent cloud.[90] An accessory cloud recently officially recognized the World meteorological Organization is the flumen, also known more informally as the beaver's tail. It is formed by the warm, humid inflow of a super-cell thunderstorm, and can be mistaken for a tornado. Although the flumen can indicate a tornado risk, it is similar in appearance to pannus or scud clouds and does not rotate.[82]
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Clouds initially form in clear air or become clouds when fog rises above surface level. The genus of a newly formed cloud is determined mainly by air mass characteristics such as stability and moisture content. If these characteristics change over time, the genus tends to change accordingly. When this happens, the original genus is called a mother cloud. If the mother cloud retains much of its original form after the appearance of the new genus, it is termed a genitus cloud. One example of this is stratocumulus cumulogenitus, a stratocumulus cloud formed by the partial spreading of a cumulus type when there is a loss of convective lift. If the mother cloud undergoes a complete change in genus, it is considered to be a mutatus cloud.[98]
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The genitus and mutatus categories have been expanded to include certain types that do not originate from pre-existing clouds. The term flammagenitus (Latin for 'fire-made') applies to cumulus congestus or cumulonimbus that are formed by large scale fires or volcanic eruptions. Smaller low-level "pyrocumulus" or "fumulus" clouds formed by contained industrial activity are now classified as cumulus homogenitus (Latin for 'man-made'). Contrails formed from the exhaust of aircraft flying in the upper level of the troposphere can persist and spread into formations resembling cirrus which are designated cirrus homogenitus. If a cirrus homogenitus cloud changes fully to any of the high-level genera, they are termed cirrus, cirrostratus, or cirrocumulus homomutatus. Stratus cataractagenitus (Latin for 'cataract-made') are generated by the spray from waterfalls. Silvagenitus (Latin for 'forest-made') is a stratus cloud that forms as water vapor is added to the air above a forest canopy.[98]
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Stratocumulus clouds can be organized into "fields" that take on certain specially classified shapes and characteristics. In general, these fields are more discernible from high altitudes than from ground level. They can often be found in the following forms:
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These patterns are formed from a phenomenon known as a Kármán vortex which is named after the engineer and fluid dynamicist Theodore von Kármán,.[101] Wind driven clouds can form into parallel rows that follow the wind direction. When the wind and clouds encounter high elevation land features such as a vertically prominent islands, they can form eddies around the high land masses that give the clouds a twisted appearance.[102]
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Although the local distribution of clouds can be significantly influenced by topography, the global prevalence of cloud cover in the troposphere tends to vary more by latitude. It is most prevalent in and along low pressure zones of surface tropospheric convergence which encircle the Earth close to the equator and near the 50th parallels of latitude in the northern and southern hemispheres.[105] The adiabatic cooling processes that lead to the creation of clouds by way of lifting agents are all associated with convergence; a process that involves the horizontal inflow and accumulation of air at a given location, as well as the rate at which this happens.[106] Near the equator, increased cloudiness is due to the presence of the low-pressure Intertropical Convergence Zone (ITCZ) where very warm and unstable air promotes mostly cumuliform and cumulonimbiform clouds.[107] Clouds of virtually any type can form along the mid-latitude convergence zones depending on the stability and moisture content of the air. These extratropical convergence zones are occupied by the polar fronts where air masses of polar origin meet and clash with those of tropical or subtropical origin.[108] This leads to the formation of weather-making extratropical cyclones composed of cloud systems that may be stable or unstable to varying degrees according to the stability characteristics of the various airmasses that are in conflict.[109]
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Divergence is the opposite of convergence. In the Earth's troposphere, it involves the horizontal outflow of air from the upper part of a rising column of air, or from the lower part of a subsiding column often associated with an area or ridge of high pressure.[106] Cloudiness tends to be least prevalent near the poles and in the subtropics close to the 30th parallels, north and south. The latter are sometimes referred to as the horse latitudes. The presence of a large-scale high-pressure subtropical ridge on each side of the equator reduces cloudiness at these low latitudes.[110] Similar patterns also occur at higher latitudes in both hemispheres.[111]
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The luminance or brightness of a cloud is determined by how light is reflected, scattered, and transmitted by the cloud's particles. Its brightness may also be affected by the presence of haze or photometeors such as halos and rainbows.[112] In the troposphere, dense, deep clouds exhibit a high reflectance (70% to 95%) throughout the visible spectrum. Tiny particles of water are densely packed and sunlight cannot penetrate far into the cloud before it is reflected out, giving a cloud its characteristic white color, especially when viewed from the top.[113] Cloud droplets tend to scatter light efficiently, so that the intensity of the solar radiation decreases with depth into the gases. As a result, the cloud base can vary from a very light to very-dark-grey depending on the cloud's thickness and how much light is being reflected or transmitted back to the observer. High thin tropospheric clouds reflect less light because of the comparatively low concentration of constituent ice crystals or supercooled water droplets which results in a slightly off-white appearance. However, a thick dense ice-crystal cloud appears brilliant white with pronounced grey shading because of its greater reflectivity.[112]
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As a tropospheric cloud matures, the dense water droplets may combine to produce larger droplets. If the droplets become too large and heavy to be kept aloft by the air circulation, they will fall from the cloud as rain. By this process of accumulation, the space between droplets becomes increasingly larger, permitting light to penetrate farther into the cloud. If the cloud is sufficiently large and the droplets within are spaced far enough apart, a percentage of the light that enters the cloud is not reflected back out but is absorbed giving the cloud a darker look. A simple example of this is one's being able to see farther in heavy rain than in heavy fog. This process of reflection/absorption is what causes the range of cloud color from white to black.[114]
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Striking cloud colorations can be seen at any altitude, with the color of a cloud usually being the same as the incident light.[115] During daytime when the sun is relatively high in the sky, tropospheric clouds generally appear bright white on top with varying shades of grey underneath. Thin clouds may look white or appear to have acquired the color of their environment or background. Red, orange, and pink clouds occur almost entirely at sunrise/sunset and are the result of the scattering of sunlight by the atmosphere. When the sun is just below the horizon, low-level clouds are gray, middle clouds appear rose-colored, and high clouds are white or off-white. Clouds at night are black or dark grey in a moonless sky, or whitish when illuminated by the moon. They may also reflect the colors of large fires, city lights, or auroras that might be present.[115]
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A cumulonimbus cloud that appears to have a greenish or bluish tint is a sign that it contains extremely high amounts of water; hail or rain which scatter light in a way that gives the cloud a blue color. A green colorization occurs mostly late in the day when the sun is comparatively low in the sky and the incident sunlight has a reddish tinge that appears green when illuminating a very tall bluish cloud. Supercell type storms are more likely to be characterized by this but any storm can appear this way. Coloration such as this does not directly indicate that it is a severe thunderstorm, it only confirms its potential. Since a green/blue tint signifies copious amounts of water, a strong updraft to support it, high winds from the storm raining out, and wet hail; all elements that improve the chance for it to become severe, can all be inferred from this. In addition, the stronger the updraft is, the more likely the storm is to undergo tornadogenesis and to produce large hail and high winds.[116]
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Yellowish clouds may be seen in the troposphere in the late spring through early fall months during forest fire season. The yellow color is due to the presence of pollutants in the smoke. Yellowish clouds are caused by the presence of nitrogen dioxide and are sometimes seen in urban areas with high air pollution levels.[117]
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Stratocumulus stratiformis and small castellanus made orange by the sun rising
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An occurrence of cloud iridescence with altocumulus volutus and cirrocumulus stratiformis
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Sunset reflecting shades of pink onto grey stratocumulus stratiformis translucidus (becoming perlucidus in the background)
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Stratocumulus stratiformis perlucidus before sunset. Bangalore, India.
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Late-summer rainstorm in Denmark. Nearly black color of base indicates main cloud in foreground probably cumulonimbus.
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Particles in the atmosphere and the sun's angle enhance colors of stratocumulus cumulogenitus at evening twilight
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Tropospheric clouds exert numerous influences on Earth's troposphere and climate. First and foremost, they are the source of precipitation, thereby greatly influencing the distribution and amount of precipitation. Because of their differential buoyancy relative to surrounding cloud-free air, clouds can be associated with vertical motions of the air that may be convective, frontal, or cyclonic. The motion is upward if the clouds are less dense because condensation of water vapor releases heat, warming the air and thereby decreasing its density. This can lead to downward motion because lifting of the air results in cooling that increases its density. All of these effects are subtly dependent on the vertical temperature and moisture structure of the atmosphere and result in major redistribution of heat that affect the Earth's climate.[118]
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The complexity and diversity of clouds in the troposphere is a major reason for difficulty in quantifying the effects of clouds on climate and climate change. On the one hand, white cloud tops promote cooling of Earth's surface by reflecting shortwave radiation (visible and near infrared) from the sun, diminishing the amount of solar radiation that is absorbed at the surface, enhancing the Earth's albedo. Most of the sunlight that reaches the ground is absorbed, warming the surface, which emits radiation upward at longer, infrared, wavelengths. At these wavelengths, however, water in the clouds acts as an efficient absorber. The water reacts by radiating, also in the infrared, both upward and downward, and the downward longwave radiation results in increased warming at the surface. This is analogous to the greenhouse effect of greenhouse gases and water vapor.[118]
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High-level genus-types particularly show this duality with both short-wave albedo cooling and long-wave greenhouse warming effects. On the whole, ice-crystal clouds in the upper troposphere (cirrus) tend to favor net warming.[119][120] However, the cooling effect is dominant with mid-level and low clouds, especially when they form in extensive sheets.[119] Measurements by NASA indicate that on the whole, the effects of low and mid-level clouds that tend to promote cooling outweigh the warming effects of high layers and the variable outcomes associated with vertically developed clouds.[119]
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As difficult as it is to evaluate the influences of current clouds on current climate, it is even more problematic to predict changes in cloud patterns and properties in a future, warmer climate, and the resultant cloud influences on future climate. In a warmer climate more water would enter the atmosphere by evaporation at the surface; as clouds are formed from water vapor, cloudiness would be expected to increase. But in a warmer climate, higher temperatures would tend to evaporate clouds.[121] Both of these statements are considered accurate, and both phenomena, known as cloud feedbacks, are found in climate model calculations. Broadly speaking, if clouds, especially low clouds, increase in a warmer climate, the resultant cooling effect leads to a negative feedback in climate response to increased greenhouse gases. But if low clouds decrease, or if high clouds increase, the feedback is positive. Differing amounts of these feedbacks are the principal reason for differences in climate sensitivities of current global climate models. As a consequence, much research has focused on the response of low and vertical clouds to a changing climate. Leading global models produce quite different results, however, with some showing increasing low clouds and others showing decreases.[122][123] For these reasons the role of tropospheric clouds in regulating weather and climate remains a leading source of uncertainty in global warming projections.[124][125]
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Polar stratospheric clouds (PSC's) form in the lowest part of the stratosphere during the winter, at the altitude and during the season that produces the coldest temperatures and therefore the best chances of triggering condensation caused by adiabatic cooling. Moisture is scarce in the stratosphere, so nacreous and non-nacreous cloud at this altitude range is restricted to polar regions in the winter where the air is coldest.[6]
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PSC's show some variation in structure according to their chemical makeup and atmospheric conditions, but are limited to a single very high range of altitude of about 15,000–25,000 m (49,200–82,000 ft), so they are not classified into altitude levels, genus types, species, or varieties. There is no Latin nomenclature in the manner of tropospheric clouds, but rather descriptive names using common English.[6]
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Supercooled nitric acid and water PSC's, sometimes known as type 1, typically have a stratiform appearance resembling cirrostratus or haze, but because they are not frozen into crystals, do not show the pastel colours of the nacreous types. This type of PSC has been identified as a cause of ozone depletion in the stratosphere.[126] The frozen nacreous types are typically very thin with mother-of-pearl colorations and an undulating cirriform or lenticular (stratocumuliform) appearance. These are sometimes known as type 2.[127][128]
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Polar mesospheric clouds form at an extreme-level altitude range of about 80 to 85 km (50 to 53 mi). They are given the Latin name noctilucent because of their illumination well after sunset and before sunrise. They typically have a bluish or silvery white coloration that can resemble brightly illuminated cirrus. Noctilucent clouds may occasionally take on more of a red or orange hue.[6] They are not common or widespread enough to have a significant effect on climate.[129] However, an increasing frequency of occurrence of noctilucent clouds since the 19th century may be the result of climate change.[130]
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Noctilucent clouds are the highest in the atmosphere and form near the top of the mesosphere at about ten times the altitude of tropospheric high clouds.[131] From ground level, they can occasionally be seen illuminated by the sun during deep twilight. Ongoing research indicates that convective lift in the mesosphere is strong enough during the polar summer to cause adiabatic cooling of small amount of water vapour to the point of saturation. This tends to produce the coldest temperatures in the entire atmosphere just below the mesopause. These conditions result in the best environment for the formation of polar mesospheric clouds.[129] There is also evidence that smoke particles from burnt-up meteors provide much of the condensation nuclei required for the formation of noctilucent cloud.[132]
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Noctilucent clouds have four major types based on physical structure and appearance. Type I veils are very tenuous and lack well-defined structure, somewhat like cirrostratus or poorly defined cirrus.[133] Type II bands are long streaks that often occur in groups arranged roughly parallel to each other. They are usually more widely spaced than the bands or elements seen with cirrocumulus clouds.[134] Type III billows are arrangements of closely spaced, roughly parallel short streaks that mostly resemble cirrus.[135] Type IV whirls are partial or, more rarely, complete rings of cloud with dark centres.[136]
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Distribution in the mesosphere is similar to the stratosphere except at much higher altitudes. Because of the need for maximum cooling of the water vapor to produce noctilucent clouds, their distribution tends to be restricted to polar regions of Earth. A major seasonal difference is that convective lift from below the mesosphere pushes very scarce water vapor to higher colder altitudes required for cloud formation during the respective summer seasons in the northern and southern hemispheres. Sightings are rare more than 45 degrees south of the north pole or north of the south pole.[6]
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Cloud cover has been seen on most other planets in the Solar System. Venus's thick clouds are composed of sulfur dioxide (due to volcanic activity) and appear to be almost entirely stratiform.[137] They are arranged in three main layers at altitudes of 45 to 65 km that obscure the planet's surface and can produce virga. No embedded cumuliform types have been identified, but broken stratocumuliform wave formations are sometimes seen in the top layer that reveal more continuous layer clouds underneath.[138] On Mars, noctilucent, cirrus, cirrocumulus and stratocumulus composed of water-ice have been detected mostly near the poles.[139][140] Water-ice fogs have also been detected on Mars.[141]
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Both Jupiter and Saturn have an outer cirriform cloud deck composed of ammonia,[142][143] an intermediate stratiform haze-cloud layer made of ammonium hydrosulfide, and an inner deck of cumulus water clouds.[144][145] Embedded cumulonimbus are known to exist near the Great Red Spot on Jupiter.[146][147] The same category-types can be found covering Uranus, and Neptune, but are all composed of methane.[148][149][150][151][152][153] Saturn's moon Titan has cirrus clouds believed to be composed largely of methane.[154][155] The Cassini–Huygens Saturn mission uncovered evidence of polar stratospheric clouds[156] and a methane cycle on Titan, including lakes near the poles and fluvial channels on the surface of the moon.[157]
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Some planets outside the Solar System are known to have atmospheric clouds. In October 2013, the detection of high altitude optically thick clouds in the atmosphere of exoplanet Kepler-7b was announced,[158][159] and, in December 2013, in the atmospheres of GJ 436 b and GJ 1214 b.[160][161][162][163]
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Clouds play an important role in various cultures and religious traditions. The ancient Akkadians believed that the clouds were the breasts of the sky goddess Antu[165] and that rain was milk from her breasts.[165] In Exodus 13:21–22, Yahweh is described as guiding the Israelites through the desert in the form of a "pillar of cloud" by day and a "pillar of fire" by night.[164]
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In the ancient Greek comedy The Clouds, written by Aristophanes and first performed at the City Dionysia in 423 BC, the philosopher Socrates declares that the Clouds are the only true deities[166] and tells the main character Strepsiades not to worship any deities other than the Clouds, but to pay homage to them alone.[166] In the play, the Clouds change shape to reveal the true nature of whoever is looking at them,[167][166][168] turning into centaurs at the sight of a long-haired politician, wolves at the sight of the embezzler Simon, deer at the sight of the coward Cleonymus, and mortal women at the sight of the effeminate informer Cleisthenes.[167][168][166] They are hailed the source of inspiration to comic poets and philosophers;[166] they are masters of rhetoric, regarding eloquence and sophistry alike as their "friends".[166]
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In China, clouds are symbols of luck and happiness.[169] Overlapping clouds are thought to imply eternal happiness[169] and clouds of different colors are said to indicate "multiplied blessings".[169]
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In meteorology, a cloud is an aerosol consisting of a visible mass of minute liquid droplets, frozen crystals, or other particles suspended in the atmosphere of a planetary body or similar space.[1] Water or various other chemicals may compose the droplets and crystals. On Earth, clouds are formed as a result of saturation of the air when it is cooled to its dew point, or when it gains sufficient moisture (usually in the form of water vapor) from an adjacent source to raise the dew point to the ambient temperature.
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They are seen in the Earth's homosphere, which includes the troposphere, stratosphere, and mesosphere. Nephology is the science of clouds, which is undertaken in the cloud physics branch of meteorology. There are two methods of naming clouds in their respective layers of the homosphere, Latin and common.
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Genus types in the troposphere, the atmospheric layer closest to Earth's surface, have Latin names due to the universal adoption of Luke Howard's nomenclature that was formally proposed in 1802. It became the basis of a modern international system that divides clouds into five physical forms which can be divided or classified further into altitude levels to derive the ten basic genera. The main representative cloud types for each of these forms are stratus, cirrus, stratocumulus, cumulus, and cumulonimbus. Low-level stratiform and stratocumuliform genera do not have any altitude-related prefixes. However mid-level variants of the same physical forms are given the prefix alto- while high-level types carry the prefix cirro-. The other main forms never have prefixes indicating altitude level. Cirriform clouds are always high-level while cumuliform and cumulonimbiform clouds are classified formally as low-level. The latter are also more informally characterized as multi-level or vertical as indicated by the cumulo- prefix. Most of the ten genera derived by this method of classification can be subdivided into species and further subdivided into varieties. Very low stratiform clouds that extend down to the Earth's surface are given the common names fog and mist, but have no Latin names.
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In the stratosphere and mesosphere, clouds have common names for their main types. They may have the appearance of stratiform veils or sheets, cirriform wisps, or stratocumuliform bands or ripples. They are seen infrequently, mostly in the polar regions of Earth. Clouds have been observed in the atmospheres of other planets and moons in the Solar System and beyond. However, due to their different temperature characteristics, they are often composed of other substances such as methane, ammonia, and sulfuric acid, as well as water.
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Tropospheric clouds can have a direct effect on climate change on Earth. They may reflect incoming rays from the sun which can contribute to a cooling effect where and when these clouds occur, or trap longer wave radiation that reflects back up from the Earth's surface which can cause a warming effect. The altitude, form, and thickness of the clouds are the main factors that affect the local heating or cooling of Earth and the atmosphere. Clouds that form above the troposphere are too scarce and too thin to have any influence on climate change.
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The tabular overview that follows is very broad in scope. It draws from several methods of cloud classification, both formal and informal, used in different levels of the Earth's homosphere by a number of cited authorities. Despite some differences in methodologies and terminologies, the classification schemes seen in this article can be harmonized by using an informal cross-classification of physical forms and altitude levels to derive the 10 tropospheric genera, the fog and mist that forms at surface level, and several additional major types above the troposphere. The cumulus genus includes four species that indicate vertical size and structure which can affect both forms and levels. This table should not be seen as a strict or singular classification, but as an illustration of how various major cloud types are related to each other and defined through a full range of altitude levels from Earth's surface to the "edge of space".
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The origin of the term "cloud" can be found in the Old English words clud or clod, meaning a hill or a mass of rock. Around the beginning of the 13th century, the word came to be used as a metaphor for rain clouds, because of the similarity in appearance between a mass of rock and cumulus heap cloud. Over time, the metaphoric usage of the word supplanted the Old English weolcan, which had been the literal term for clouds in general.[2][3]
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Ancient cloud studies were not made in isolation, but were observed in combination with other weather elements and even other natural sciences. Around 340 BC, Greek philosopher Aristotle wrote Meteorologica, a work which represented the sum of knowledge of the time about natural science, including weather and climate. For the first time, precipitation and the clouds from which precipitation fell were called meteors, which originate from the Greek word meteoros, meaning 'high in the sky'. From that word came the modern term meteorology, the study of clouds and weather. Meteorologica was based on intuition and simple observation, but not on what is now considered the scientific method. Nevertheless, it was the first known work that attempted to treat a broad range of meteorological topics in a systematic way, especially the hydrological cycle.[4]
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After centuries of speculative theories about the formation and behavior of clouds, the first truly scientific studies were undertaken by Luke Howard in England and Jean-Baptiste Lamarck in France. Howard was a methodical observer with a strong grounding in the Latin language, and used his background to classify the various tropospheric cloud types during 1802. He believed that the changing cloud forms in the sky could unlock the key to weather forecasting. Lamarck had worked independently on cloud classification the same year and had come up with a different naming scheme that failed to make an impression even in his home country of France because it used unusual French names for cloud types. His system of nomenclature included 12 categories of clouds, with such names as (translated from French) hazy clouds, dappled clouds, and broom-like clouds. By contrast, Howard used universally accepted Latin, which caught on quickly after it was published in 1803.[5] As a sign of the popularity of the naming scheme, German dramatist and poet Johann Wolfgang von Goethe composed four poems about clouds, dedicating them to Howard. An elaboration of Howard's system was eventually formally adopted by the International Meteorological Conference in 1891.[5] This system covered only the tropospheric cloud types, but the discovery of clouds above the troposphere during the late 19th century eventually led to the creation of separate classification schemes using common names for these very high clouds, which were still broadly similar to some cloud forms identiified in the troposphhere.[6]
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Terrestrial clouds can be found throughout most of the homosphere, which includes the troposphere, stratosphere, and mesosphere. Within these layers of the atmosphere, air can become saturated as a result of being cooled to its dew point or by having moisture added from an adjacent source.[7] In the latter case, saturation occurs when the dew point is raised to the ambient air temperature.
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Adiabatic cooling occurs when one or more of three possible lifting agents – convective, cyclonic/frontal, or orographic – cause a parcel of air containing invisible water vapor to rise and cool to its dew point, the temperature at which the air becomes saturated. The main mechanism behind this process is adiabatic cooling.[8] As the air is cooled to its dew point and becomes saturated, water vapor normally condenses to form cloud drops. This condensation normally occurs on cloud condensation nuclei such as salt or dust particles that are small enough to be held aloft by normal circulation of the air.[9][10]
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One agent is the convective upward motion of air caused by daytime solar heating at surface level.[9] Airmass instability allows for the formation of cumuliform clouds that can produce showers if the air is sufficiently moist.[11] On moderately rare occasions, convective lift can be powerful enough to penetrate the tropopause and push the cloud top into the stratosphere.[12]
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Frontal and cyclonic lift occur when stable air is forced aloft at weather fronts and around centers of low pressure by a process called convergence.[13] Warm fronts associated with extratropical cyclones tend to generate mostly cirriform and stratiform clouds over a wide area unless the approaching warm airmass is unstable, in which case cumulus congestus or cumulonimbus clouds are usually embedded in the main precipitating cloud layer.[14] Cold fronts are usually faster moving and generate a narrower line of clouds, which are mostly stratocumuliform, cumuliform, or cumulonimbiform depending on the stability of the warm airmass just ahead of the front.[15]
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A third source of lift is wind circulation forcing air over a physical barrier such as a mountain (orographic lift).[9] If the air is generally stable, nothing more than lenticular cap clouds form. However, if the air becomes sufficiently moist and unstable, orographic showers or thunderstorms may appear.[16]
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Along with adiabatic cooling that requires a lifting agent, three major nonadiabatic mechanisms exist for lowering the temperature of the air to its dew point. Conductive, radiational, and evaporative cooling require no lifting mechanism and can cause condensation at surface level resulting in the formation of fog.[17][18][19]
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Several main sources of water vapor can be added to the air as a way of achieving saturation without any cooling process: water or moist ground,[20][21][22] precipitation or virga,[23] and transpiration from plants[24]
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Tropospheric classification is based on a hierarchy of categories with physical forms and altitude levels at the top.[25][26] These are cross-classified into a total of ten genus types, most of which can be divided into species and further subdivided into varieties which are at the bottom of the hierarchy.[27]
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Clouds in the troposphere assume five physical forms based on structure and process of formation. These forms are commonly used for the purpose of satellite analysis.[25] They are given below in approximate ascending order of instability or convective activity.[28]
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Nonconvective stratiform clouds appear in stable airmass conditions and, in general, have flat, sheet-like structures that can form at any altitude in the troposphere.[29] The stratiform group is divided by altitude range into the genera cirrostratus (high-level), altostratus (mid-level), stratus (low-level), and nimbostratus (multi-level).[26] Fog is commonly considered a surface-based cloud layer.[16] The fog may form at surface level in clear air or it may be the result of a very low stratus cloud subsiding to ground or sea level. Conversely, low stratiform clouds result when advection fog is lifted above surface level during breezy conditions.
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42 |
+
|
43 |
+
Cirriform clouds in the troposphere are of the genus cirrus and have the appearance of detached or semimerged filaments. They form at high tropospheric altitudes in air that is mostly stable with little or no convective activity, although denser patches may occasionally show buildups caused by limited high-level convection where the air is partly unstable.[30] Clouds resembling cirrus can be found above the troposphere but are classified separately using common names.
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+
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Clouds of this structure have both cumuliform and stratiform characteristics in the form of rolls, ripples, or elements.[31] They generally form as a result of limited convection in an otherwise mostly stable airmass topped by an inversion layer.[32] If the inversion layer is absent or higher in the troposphere, increased airmass instability may cause the cloud layers to develop tops in the form of turrets consisting of embedded cumuliform buildups.[33] The stratocumuliform group is divided into cirrocumulus (high-level), altocumulus (mid-level), and stratocumulus (low-level).[31]
|
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Cumuliform clouds generally appear in isolated heaps or tufts.[34][35] They are the product of localized but generally free-convective lift where no inversion layers are in the troposphere to limit vertical growth. In general, small cumuliform clouds tend to indicate comparatively weak instability. Larger cumuliform types are a sign of greater atmospheric instability and convective activity.[36] Depending on their vertical size, clouds of the cumulus genus type may be low-level or multi-level with moderate to towering vertical extent.[26]
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48 |
+
|
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+
The largest free-convective clouds comprise the genus cumulonimbus, which have towering vertical extent. They occur in highly unstable air[9] and often have fuzzy outlines at the upper parts of the clouds that sometimes include anvil tops.[31] These clouds are the product of very strong convection that can penetrate the lower stratosphere.
|
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+
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+
Tropospheric clouds form in any of three levels (formerly called étages) based on altitude range above the Earth's surface. The grouping of clouds into levels is commonly done for the purposes of cloud atlases, surface weather observations,[26] and weather maps.[37] The base-height range for each level varies depending on the latitudinal geographical zone.[26] Each altitude level comprises two or three genus-types differentiated mainly by physical form.[38][31]
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The standard levels and genus-types are summarised below in approximate descending order of the altitude at which each is normally based.[39] Multi-level clouds with significant vertical extent are separately listed and summarized in approximate ascending order of instability or convective activity.[28]
|
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High clouds form at altitudes of 3,000 to 7,600 m (10,000 to 25,000 ft) in the polar regions, 5,000 to 12,200 m (16,500 to 40,000 ft) in the temperate regions, and 6,100 to 18,300 m (20,000 to 60,000 ft) in the tropics.[26] All cirriform clouds are classified as high, thus constitute a single genus cirrus (Ci). Stratocumuliform and stratiform clouds in the high altitude range carry the prefix cirro-, yielding the respective genus names cirrocumulus (Cc) and cirrostratus (Cs). When limited-resolution satellite images of high clouds are analysed without supporting data from direct human observations, distinguishing between individual forms or genus types becomes impossible, and they are then collectively identified as high-type (or informally as cirrus-type, though not all high clouds are of the cirrus form or genus).[40]
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|
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Nonvertical clouds in the middle level are prefixed by alto-, yielding the genus names altocumulus (Ac) for stratocumuliform types and altostratus (As) for stratiform types. These clouds can form as low as 2,000 m (6,500 ft) above surface at any latitude, but may be based as high as 4,000 m (13,000 ft) near the poles, 7,000 m (23,000 ft) at midlatitudes, and 7,600 m (25,000 ft) in the tropics.[26] As with high clouds, the main genus types are easily identified by the human eye, but distinguishing between them using satellite photography is not possible. Without the support of human observations, these clouds are usually collectively identified as middle-type on satellite images.[40]
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59 |
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Low clouds are found from near the surface up to 2,000 m (6,500 ft).[26] Genus types in this level either have no prefix or carry one that refers to a characteristic other than altitude. Clouds that form in the low level of the troposphere are generally of larger structure than those that form in the middle and high levels, so they can usually be identified by their forms and genus types using satellite photography alone.[40]
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61 |
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62 |
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These clouds have low- to mid-level bases that form anywhere from near the surface to about 2,400 m (8,000 ft) and tops that can extend into the mid-altitude range and sometimes higher in the case of nimbostratus.
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This is a diffuse, dark grey, multi-level stratiform layer with great horizontal extent and usually moderate to deep vertical development. It lacks towering structure and looks feebly illuminated from the inside.[58] Nimbostratus normally forms from mid-level altostratus, and develops at least moderate vertical extent[59][60] when the base subsides into the low level during precipitation that can reach moderate to heavy intensity. It achieves even greater vertical development when it simultaneously grows upward into the high level due to large-scale frontal or cyclonic lift.[61] The nimbo- prefix refers to its ability to produce continuous rain or snow over a wide area, especially ahead of a warm front.[62] This thick cloud layer may be accompanied by embedded towering cumuliform or cumulonimbiform types.[60][63] Meteorologists affiliated with the World Meteorological Organization (WMO) officially classify nimbostratus as mid-level for synoptic purposes while informally characterizing it as multi-level.[26] Independent meteorologists and educators appear split between those who largely follow the WMO model[59][60] and those who classify nimbostratus as low-level, despite its considerable vertical extent and its usual initial formation in the middle altitude range.[64][65]
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These very large cumuliform and cumulonimbiform types have similar low- to mid-level cloud bases as the multi-level and moderate vertical types, and tops that nearly always extend into the high levels. They are required to be identified by their standard names or abbreviations in all aviation observations (METARS) and forecasts (TAFS) to warn pilots of possible severe weather and turbulence.[66]
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|
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Genus types are commonly divided into subtypes called species that indicate specific structural details which can vary according to the stability and windshear characteristics of the atmosphere at any given time and location. Despite this hierarchy, a particular species may be a subtype of more than one genus, especially if the genera are of the same physical form and are differentiated from each other mainly by altitude or level. There are a few species, each of which can be associated with genera of more than one physical form.[72] The species types are grouped below according to the physical forms and genera with which each is normally associated. The forms, genera, and species are listed in approximate ascending order of instability or convective activity.[28]
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Of the stratiform group, high-level cirrostratus comprises two species. Cirrostratus nebulosus has a rather diffuse appearance lacking in structural detail.[73] Cirrostratus fibratus is a species made of semi-merged filaments that are transitional to or from cirrus.[74] Mid-level altostratus and multi-level nimbostratus always have a flat or diffuse appearance and are therefore not subdivided into species. Low stratus is of the species nebulosus[73] except when broken up into ragged sheets of stratus fractus (see below).[59][72][75]
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72 |
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Cirriform clouds have three non-convective species that can form in mostly stable airmass conditions. Cirrus fibratus comprise filaments that may be straight, wavy, or occasionally twisted by non-convective wind shear.[74] The species uncinus is similar but has upturned hooks at the ends. Cirrus spissatus appear as opaque patches that can show light grey shading.[72]
|
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|
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Stratocumuliform genus-types (cirrocumulus, altocumulus, and stratocumulus) that appear in mostly stable air have two species each. The stratiformis species normally occur in extensive sheets or in smaller patches where there is only minimal convective activity.[76] Clouds of the lenticularis species tend to have lens-like shapes tapered at the ends. They are most commonly seen as orographic mountain-wave clouds, but can occur anywhere in the troposphere where there is strong wind shear combined with sufficient airmass stability to maintain a generally flat cloud structure. These two species can be found in the high, middle, or low levels of the troposphere depending on the stratocumuliform genus or genera present at any given time.[59][72][75]
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The species fractus shows variable instability because it can be a subdivision of genus-types of different physical forms that have different stability characteristics. This subtype can be in the form of ragged but mostly stable stratiform sheets (stratus fractus) or small ragged cumuliform heaps with somewhat greater instability (cumulus fractus).[72][75][77] When clouds of this species are associated with precipitating cloud systems of considerable vertical and sometimes horizontal extent, they are also classified as accessory clouds under the name pannus (see section on supplementary features).[78]
|
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These species are subdivisions of genus types that can occur in partly unstable air. The species castellanus appears when a mostly stable stratocumuliform or cirriform layer becomes disturbed by localized areas of airmass instability, usually in the morning or afternoon. This results in the formation of cumuliform buildups of limited convection arising from a common stratiform base.[79] Castellanus resembles the turrets of a castle when viewed from the side, and can be found with stratocumuliform genera at any tropospheric altitude level and with limited-convective patches of high-level cirrus.[80] Tufted clouds of the more detached floccus species are subdivisions of genus-types which may be cirriform or stratocumuliform in overall structure. They are sometimes seen with cirrus, cirrocumulus, altocumulus, and stratocumulus.[81]
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A newly recognized species of stratocumulus or altocumulus has been given the name volutus, a roll cloud that can occur ahead of a cumulonimbus formation.[82] There are some volutus clouds that form as a consequence of interactions with specific geographical features rather than with a parent cloud. Perhaps the strangest geographically specific cloud of this type is the Morning Glory, a rolling cylindrical cloud that appears unpredictably over the Gulf of Carpentaria in Northern Australia. Associated with a powerful "ripple" in the atmosphere, the cloud may be "surfed" in glider aircraft.[83]
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|
83 |
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More general airmass instability in the troposphere tends to produce clouds of the more freely convective cumulus genus type, whose species are mainly indicators of degrees of atmospheric instability and resultant vertical development of the clouds. A cumulus cloud initially forms in the low level of the troposphere as a cloudlet of the species humilis that shows only slight vertical development. If the air becomes more unstable, the cloud tends to grow vertically into the species mediocris, then congestus, the tallest cumulus species[72] which is the same type that the International Civil Aviation Organization refers to as 'towering cumulus'.[66]
|
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|
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With highly unstable atmospheric conditions, large cumulus may continue to grow into cumulonimbus calvus (essentially a very tall congestus cloud that produces thunder), then ultimately into the species capillatus when supercooled water droplets at the top of the cloud turn into ice crystals giving it a cirriform appearance.[72][75]
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Genus and species types are further subdivided into varieties whose names can appear after the species name to provide a fuller description of a cloud. Some cloud varieties are not restricted to a specific altitude level or form, and can therefore be common to more than one genus or species.[84]
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All cloud varieties fall into one of two main groups. One group identifies the opacities of particular low and mid-level cloud structures and comprises the varieties translucidus (thin translucent), perlucidus (thick opaque with translucent or very small clear breaks), and opacus (thick opaque). These varieties are always identifiable for cloud genera and species with variable opacity. All three are associated with the stratiformis species of altocumulus and stratocumulus. However, only two varieties are seen with altostratus and stratus nebulosus whose uniform structures prevent the formation of a perlucidus variety. Opacity-based varieties are not applied to high clouds because they are always translucent, or in the case of cirrus spissatus, always opaque.[84][85]
|
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|
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A second group describes the occasional arrangements of cloud structures into particular patterns that are discernible by a surface-based observer (cloud fields usually being visible only from a significant altitude above the formations). These varieties are not always present with the genera and species with which they are otherwise associated, but only appear when atmospheric conditions favor their formation. Intortus and vertebratus varieties occur on occasion with cirrus fibratus. They are respectively filaments twisted into irregular shapes, and those that are arranged in fishbone patterns, usually by uneven wind currents that favor the formation of these varieties. The variety radiatus is associated with cloud rows of a particular type that appear to converge at the horizon. It is sometimes seen with the fibratus and uncinus species of cirrus, the stratiformis species of altocumulus and stratocumulus, the mediocris and sometimes humilis species of cumulus,[87][88] and with the genus altostratus.[89]
|
92 |
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|
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Another variety, duplicatus (closely spaced layers of the same type, one above the other), is sometimes found with cirrus of both the fibratus and uncinus species, and with altocumulus and stratocumulus of the species stratiformis and lenticularis. The variety undulatus (having a wavy undulating base) can occur with any clouds of the species stratiformis or lenticularis, and with altostratus. It is only rarely observed with stratus nebulosus. The variety lacunosus is caused by localized downdrafts that create circular holes in the form of a honeycomb or net. It is occasionally seen with cirrocumulus and altocumulus of the species stratiformis, castellanus, and floccus, and with stratocumulus of the species stratiformis and castellanus.[84][85]
|
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|
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It is possible for some species to show combined varieties at one time, especially if one variety is opacity-based and the other is pattern-based. An example of this would be a layer of altocumulus stratiformis arranged in seemingly converging rows separated by small breaks. The full technical name of a cloud in this configuration would be altocumulus stratiformis radiatus perlucidus, which would identify respectively its genus, species, and two combined varieties.[75][84][85]
|
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|
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+
Supplementary features and accessory clouds are not further subdivisions of cloud types below the species and variety level. Rather, they are either hydrometeors or special cloud types with their own Latin names that form in association with certain cloud genera, species, and varieties.[75][85] Supplementary features, whether in the form of clouds or precipitation, are directly attached to the main genus-cloud. Accessory clouds, by contrast, are generally detached from the main cloud.[90]
|
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One group of supplementary features are not actual cloud formations, but precipitation that falls when water droplets or ice crystals that make up visible clouds have grown too heavy to remain aloft. Virga is a feature seen with clouds producing precipitation that evaporates before reaching the ground, these being of the genera cirrocumulus, altocumulus, altostratus, nimbostratus, stratocumulus, cumulus, and cumulonimbus.[90]
|
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|
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When the precipitation reaches the ground without completely evaporating, it is designated as the feature praecipitatio.[91] This normally occurs with altostratus opacus, which can produce widespread but usually light precipitation, and with thicker clouds that show significant vertical development. Of the latter, upward-growing cumulus mediocris produces only isolated light showers, while downward growing nimbostratus is capable of heavier, more extensive precipitation. Towering vertical clouds have the greatest ability to produce intense precipitation events, but these tend to be localized unless organized along fast-moving cold fronts. Showers of moderate to heavy intensity can fall from cumulus congestus clouds. Cumulonimbus, the largest of all cloud genera, has the capacity to produce very heavy showers. Low stratus clouds usually produce only light precipitation, but this always occurs as the feature praecipitatio due to the fact this cloud genus lies too close to the ground to allow for the formation of virga.[75][85][90]
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Incus is the most type-specific supplementary feature, seen only with cumulonimbus of the species capillatus. A cumulonimbus incus cloud top is one that has spread out into a clear anvil shape as a result of rising air currents hitting the stability layer at the tropopause where the air no longer continues to get colder with increasing altitude.[92]
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|
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The mamma feature forms on the bases of clouds as downward-facing bubble-like protuberances caused by localized downdrafts within the cloud. It is also sometimes called mammatus, an earlier version of the term used before a standardization of Latin nomenclature brought about by the World Meteorological Organization during the 20th century. The best-known is cumulonimbus with mammatus, but the mamma feature is also seen occasionally with cirrus, cirrocumulus, altocumulus, altostratus, and stratocumulus.[90]
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A tuba feature is a cloud column that may hang from the bottom of a cumulus or cumulonimbus. A newly formed or poorly organized column might be comparatively benign, but can quickly intensify into a funnel cloud or tornado.[90][93][94]
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An arcus feature is a roll cloud with ragged edges attached to the lower front part of cumulus congestus or cumulonimbus that forms along the leading edge of a squall line or thunderstorm outflow.[95] A large arcus formation can have the appearance of a dark menacing arch.[90]
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Several new supplementary features have been formally recognized by the World Meteorological Organization (WMO). The feature fluctus can form under conditions of strong atmospheric wind shear when a stratocumulus, altocumulus, or cirrus cloud breaks into regularly spaced crests. This variant is sometimes known informally as a Kelvin–Helmholtz (wave) cloud. This phenomenon has also been observed in cloud formations over other planets and even in the sun's atmosphere.[96] Another highly disturbed but more chaotic wave-like cloud feature associated with stratocumulus or altocumulus cloud has been given the Latin name asperitas. The supplementary feature cavum is a circular fall-streak hole that occasionally forms in a thin layer of supercooled altocumulus or cirrocumulus. Fall streaks consisting of virga or wisps of cirrus are usually seen beneath the hole as ice crystals fall out to a lower altitude. This type of hole is usually larger than typical lacunosus holes. A murus feature is a cumulonimbus wall cloud with a lowering, rotating cloud base than can lead to the development of tornadoes. A cauda feature is a tail cloud that extends horizontally away from the murus cloud and is the result of air feeding into the storm.[82]
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Supplementary cloud formations detached from the main cloud are known as accessory clouds.[75][85][90] The heavier precipitating clouds, nimbostratus, towering cumulus (cumulus congestus), and cumulonimbus typically see the formation in precipitation of the pannus feature, low ragged clouds of the genera and species cumulus fractus or stratus fractus.[78]
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A group of accessory clouds comprise formations that are associated mainly with upward-growing cumuliform and cumulonimbiform clouds of free convection. Pileus is a cap cloud that can form over a cumulonimbus or large cumulus cloud,[97] whereas a velum feature is a thin horizontal sheet that sometimes forms like an apron around the middle or in front of the parent cloud.[90] An accessory cloud recently officially recognized the World meteorological Organization is the flumen, also known more informally as the beaver's tail. It is formed by the warm, humid inflow of a super-cell thunderstorm, and can be mistaken for a tornado. Although the flumen can indicate a tornado risk, it is similar in appearance to pannus or scud clouds and does not rotate.[82]
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Clouds initially form in clear air or become clouds when fog rises above surface level. The genus of a newly formed cloud is determined mainly by air mass characteristics such as stability and moisture content. If these characteristics change over time, the genus tends to change accordingly. When this happens, the original genus is called a mother cloud. If the mother cloud retains much of its original form after the appearance of the new genus, it is termed a genitus cloud. One example of this is stratocumulus cumulogenitus, a stratocumulus cloud formed by the partial spreading of a cumulus type when there is a loss of convective lift. If the mother cloud undergoes a complete change in genus, it is considered to be a mutatus cloud.[98]
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The genitus and mutatus categories have been expanded to include certain types that do not originate from pre-existing clouds. The term flammagenitus (Latin for 'fire-made') applies to cumulus congestus or cumulonimbus that are formed by large scale fires or volcanic eruptions. Smaller low-level "pyrocumulus" or "fumulus" clouds formed by contained industrial activity are now classified as cumulus homogenitus (Latin for 'man-made'). Contrails formed from the exhaust of aircraft flying in the upper level of the troposphere can persist and spread into formations resembling cirrus which are designated cirrus homogenitus. If a cirrus homogenitus cloud changes fully to any of the high-level genera, they are termed cirrus, cirrostratus, or cirrocumulus homomutatus. Stratus cataractagenitus (Latin for 'cataract-made') are generated by the spray from waterfalls. Silvagenitus (Latin for 'forest-made') is a stratus cloud that forms as water vapor is added to the air above a forest canopy.[98]
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Stratocumulus clouds can be organized into "fields" that take on certain specially classified shapes and characteristics. In general, these fields are more discernible from high altitudes than from ground level. They can often be found in the following forms:
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These patterns are formed from a phenomenon known as a Kármán vortex which is named after the engineer and fluid dynamicist Theodore von Kármán,.[101] Wind driven clouds can form into parallel rows that follow the wind direction. When the wind and clouds encounter high elevation land features such as a vertically prominent islands, they can form eddies around the high land masses that give the clouds a twisted appearance.[102]
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Although the local distribution of clouds can be significantly influenced by topography, the global prevalence of cloud cover in the troposphere tends to vary more by latitude. It is most prevalent in and along low pressure zones of surface tropospheric convergence which encircle the Earth close to the equator and near the 50th parallels of latitude in the northern and southern hemispheres.[105] The adiabatic cooling processes that lead to the creation of clouds by way of lifting agents are all associated with convergence; a process that involves the horizontal inflow and accumulation of air at a given location, as well as the rate at which this happens.[106] Near the equator, increased cloudiness is due to the presence of the low-pressure Intertropical Convergence Zone (ITCZ) where very warm and unstable air promotes mostly cumuliform and cumulonimbiform clouds.[107] Clouds of virtually any type can form along the mid-latitude convergence zones depending on the stability and moisture content of the air. These extratropical convergence zones are occupied by the polar fronts where air masses of polar origin meet and clash with those of tropical or subtropical origin.[108] This leads to the formation of weather-making extratropical cyclones composed of cloud systems that may be stable or unstable to varying degrees according to the stability characteristics of the various airmasses that are in conflict.[109]
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Divergence is the opposite of convergence. In the Earth's troposphere, it involves the horizontal outflow of air from the upper part of a rising column of air, or from the lower part of a subsiding column often associated with an area or ridge of high pressure.[106] Cloudiness tends to be least prevalent near the poles and in the subtropics close to the 30th parallels, north and south. The latter are sometimes referred to as the horse latitudes. The presence of a large-scale high-pressure subtropical ridge on each side of the equator reduces cloudiness at these low latitudes.[110] Similar patterns also occur at higher latitudes in both hemispheres.[111]
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The luminance or brightness of a cloud is determined by how light is reflected, scattered, and transmitted by the cloud's particles. Its brightness may also be affected by the presence of haze or photometeors such as halos and rainbows.[112] In the troposphere, dense, deep clouds exhibit a high reflectance (70% to 95%) throughout the visible spectrum. Tiny particles of water are densely packed and sunlight cannot penetrate far into the cloud before it is reflected out, giving a cloud its characteristic white color, especially when viewed from the top.[113] Cloud droplets tend to scatter light efficiently, so that the intensity of the solar radiation decreases with depth into the gases. As a result, the cloud base can vary from a very light to very-dark-grey depending on the cloud's thickness and how much light is being reflected or transmitted back to the observer. High thin tropospheric clouds reflect less light because of the comparatively low concentration of constituent ice crystals or supercooled water droplets which results in a slightly off-white appearance. However, a thick dense ice-crystal cloud appears brilliant white with pronounced grey shading because of its greater reflectivity.[112]
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As a tropospheric cloud matures, the dense water droplets may combine to produce larger droplets. If the droplets become too large and heavy to be kept aloft by the air circulation, they will fall from the cloud as rain. By this process of accumulation, the space between droplets becomes increasingly larger, permitting light to penetrate farther into the cloud. If the cloud is sufficiently large and the droplets within are spaced far enough apart, a percentage of the light that enters the cloud is not reflected back out but is absorbed giving the cloud a darker look. A simple example of this is one's being able to see farther in heavy rain than in heavy fog. This process of reflection/absorption is what causes the range of cloud color from white to black.[114]
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Striking cloud colorations can be seen at any altitude, with the color of a cloud usually being the same as the incident light.[115] During daytime when the sun is relatively high in the sky, tropospheric clouds generally appear bright white on top with varying shades of grey underneath. Thin clouds may look white or appear to have acquired the color of their environment or background. Red, orange, and pink clouds occur almost entirely at sunrise/sunset and are the result of the scattering of sunlight by the atmosphere. When the sun is just below the horizon, low-level clouds are gray, middle clouds appear rose-colored, and high clouds are white or off-white. Clouds at night are black or dark grey in a moonless sky, or whitish when illuminated by the moon. They may also reflect the colors of large fires, city lights, or auroras that might be present.[115]
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A cumulonimbus cloud that appears to have a greenish or bluish tint is a sign that it contains extremely high amounts of water; hail or rain which scatter light in a way that gives the cloud a blue color. A green colorization occurs mostly late in the day when the sun is comparatively low in the sky and the incident sunlight has a reddish tinge that appears green when illuminating a very tall bluish cloud. Supercell type storms are more likely to be characterized by this but any storm can appear this way. Coloration such as this does not directly indicate that it is a severe thunderstorm, it only confirms its potential. Since a green/blue tint signifies copious amounts of water, a strong updraft to support it, high winds from the storm raining out, and wet hail; all elements that improve the chance for it to become severe, can all be inferred from this. In addition, the stronger the updraft is, the more likely the storm is to undergo tornadogenesis and to produce large hail and high winds.[116]
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Yellowish clouds may be seen in the troposphere in the late spring through early fall months during forest fire season. The yellow color is due to the presence of pollutants in the smoke. Yellowish clouds are caused by the presence of nitrogen dioxide and are sometimes seen in urban areas with high air pollution levels.[117]
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Stratocumulus stratiformis and small castellanus made orange by the sun rising
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An occurrence of cloud iridescence with altocumulus volutus and cirrocumulus stratiformis
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Sunset reflecting shades of pink onto grey stratocumulus stratiformis translucidus (becoming perlucidus in the background)
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Stratocumulus stratiformis perlucidus before sunset. Bangalore, India.
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Late-summer rainstorm in Denmark. Nearly black color of base indicates main cloud in foreground probably cumulonimbus.
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Particles in the atmosphere and the sun's angle enhance colors of stratocumulus cumulogenitus at evening twilight
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Tropospheric clouds exert numerous influences on Earth's troposphere and climate. First and foremost, they are the source of precipitation, thereby greatly influencing the distribution and amount of precipitation. Because of their differential buoyancy relative to surrounding cloud-free air, clouds can be associated with vertical motions of the air that may be convective, frontal, or cyclonic. The motion is upward if the clouds are less dense because condensation of water vapor releases heat, warming the air and thereby decreasing its density. This can lead to downward motion because lifting of the air results in cooling that increases its density. All of these effects are subtly dependent on the vertical temperature and moisture structure of the atmosphere and result in major redistribution of heat that affect the Earth's climate.[118]
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The complexity and diversity of clouds in the troposphere is a major reason for difficulty in quantifying the effects of clouds on climate and climate change. On the one hand, white cloud tops promote cooling of Earth's surface by reflecting shortwave radiation (visible and near infrared) from the sun, diminishing the amount of solar radiation that is absorbed at the surface, enhancing the Earth's albedo. Most of the sunlight that reaches the ground is absorbed, warming the surface, which emits radiation upward at longer, infrared, wavelengths. At these wavelengths, however, water in the clouds acts as an efficient absorber. The water reacts by radiating, also in the infrared, both upward and downward, and the downward longwave radiation results in increased warming at the surface. This is analogous to the greenhouse effect of greenhouse gases and water vapor.[118]
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High-level genus-types particularly show this duality with both short-wave albedo cooling and long-wave greenhouse warming effects. On the whole, ice-crystal clouds in the upper troposphere (cirrus) tend to favor net warming.[119][120] However, the cooling effect is dominant with mid-level and low clouds, especially when they form in extensive sheets.[119] Measurements by NASA indicate that on the whole, the effects of low and mid-level clouds that tend to promote cooling outweigh the warming effects of high layers and the variable outcomes associated with vertically developed clouds.[119]
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As difficult as it is to evaluate the influences of current clouds on current climate, it is even more problematic to predict changes in cloud patterns and properties in a future, warmer climate, and the resultant cloud influences on future climate. In a warmer climate more water would enter the atmosphere by evaporation at the surface; as clouds are formed from water vapor, cloudiness would be expected to increase. But in a warmer climate, higher temperatures would tend to evaporate clouds.[121] Both of these statements are considered accurate, and both phenomena, known as cloud feedbacks, are found in climate model calculations. Broadly speaking, if clouds, especially low clouds, increase in a warmer climate, the resultant cooling effect leads to a negative feedback in climate response to increased greenhouse gases. But if low clouds decrease, or if high clouds increase, the feedback is positive. Differing amounts of these feedbacks are the principal reason for differences in climate sensitivities of current global climate models. As a consequence, much research has focused on the response of low and vertical clouds to a changing climate. Leading global models produce quite different results, however, with some showing increasing low clouds and others showing decreases.[122][123] For these reasons the role of tropospheric clouds in regulating weather and climate remains a leading source of uncertainty in global warming projections.[124][125]
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Polar stratospheric clouds (PSC's) form in the lowest part of the stratosphere during the winter, at the altitude and during the season that produces the coldest temperatures and therefore the best chances of triggering condensation caused by adiabatic cooling. Moisture is scarce in the stratosphere, so nacreous and non-nacreous cloud at this altitude range is restricted to polar regions in the winter where the air is coldest.[6]
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PSC's show some variation in structure according to their chemical makeup and atmospheric conditions, but are limited to a single very high range of altitude of about 15,000–25,000 m (49,200–82,000 ft), so they are not classified into altitude levels, genus types, species, or varieties. There is no Latin nomenclature in the manner of tropospheric clouds, but rather descriptive names using common English.[6]
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Supercooled nitric acid and water PSC's, sometimes known as type 1, typically have a stratiform appearance resembling cirrostratus or haze, but because they are not frozen into crystals, do not show the pastel colours of the nacreous types. This type of PSC has been identified as a cause of ozone depletion in the stratosphere.[126] The frozen nacreous types are typically very thin with mother-of-pearl colorations and an undulating cirriform or lenticular (stratocumuliform) appearance. These are sometimes known as type 2.[127][128]
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Polar mesospheric clouds form at an extreme-level altitude range of about 80 to 85 km (50 to 53 mi). They are given the Latin name noctilucent because of their illumination well after sunset and before sunrise. They typically have a bluish or silvery white coloration that can resemble brightly illuminated cirrus. Noctilucent clouds may occasionally take on more of a red or orange hue.[6] They are not common or widespread enough to have a significant effect on climate.[129] However, an increasing frequency of occurrence of noctilucent clouds since the 19th century may be the result of climate change.[130]
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Noctilucent clouds are the highest in the atmosphere and form near the top of the mesosphere at about ten times the altitude of tropospheric high clouds.[131] From ground level, they can occasionally be seen illuminated by the sun during deep twilight. Ongoing research indicates that convective lift in the mesosphere is strong enough during the polar summer to cause adiabatic cooling of small amount of water vapour to the point of saturation. This tends to produce the coldest temperatures in the entire atmosphere just below the mesopause. These conditions result in the best environment for the formation of polar mesospheric clouds.[129] There is also evidence that smoke particles from burnt-up meteors provide much of the condensation nuclei required for the formation of noctilucent cloud.[132]
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Noctilucent clouds have four major types based on physical structure and appearance. Type I veils are very tenuous and lack well-defined structure, somewhat like cirrostratus or poorly defined cirrus.[133] Type II bands are long streaks that often occur in groups arranged roughly parallel to each other. They are usually more widely spaced than the bands or elements seen with cirrocumulus clouds.[134] Type III billows are arrangements of closely spaced, roughly parallel short streaks that mostly resemble cirrus.[135] Type IV whirls are partial or, more rarely, complete rings of cloud with dark centres.[136]
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Distribution in the mesosphere is similar to the stratosphere except at much higher altitudes. Because of the need for maximum cooling of the water vapor to produce noctilucent clouds, their distribution tends to be restricted to polar regions of Earth. A major seasonal difference is that convective lift from below the mesosphere pushes very scarce water vapor to higher colder altitudes required for cloud formation during the respective summer seasons in the northern and southern hemispheres. Sightings are rare more than 45 degrees south of the north pole or north of the south pole.[6]
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Cloud cover has been seen on most other planets in the Solar System. Venus's thick clouds are composed of sulfur dioxide (due to volcanic activity) and appear to be almost entirely stratiform.[137] They are arranged in three main layers at altitudes of 45 to 65 km that obscure the planet's surface and can produce virga. No embedded cumuliform types have been identified, but broken stratocumuliform wave formations are sometimes seen in the top layer that reveal more continuous layer clouds underneath.[138] On Mars, noctilucent, cirrus, cirrocumulus and stratocumulus composed of water-ice have been detected mostly near the poles.[139][140] Water-ice fogs have also been detected on Mars.[141]
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Both Jupiter and Saturn have an outer cirriform cloud deck composed of ammonia,[142][143] an intermediate stratiform haze-cloud layer made of ammonium hydrosulfide, and an inner deck of cumulus water clouds.[144][145] Embedded cumulonimbus are known to exist near the Great Red Spot on Jupiter.[146][147] The same category-types can be found covering Uranus, and Neptune, but are all composed of methane.[148][149][150][151][152][153] Saturn's moon Titan has cirrus clouds believed to be composed largely of methane.[154][155] The Cassini–Huygens Saturn mission uncovered evidence of polar stratospheric clouds[156] and a methane cycle on Titan, including lakes near the poles and fluvial channels on the surface of the moon.[157]
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Some planets outside the Solar System are known to have atmospheric clouds. In October 2013, the detection of high altitude optically thick clouds in the atmosphere of exoplanet Kepler-7b was announced,[158][159] and, in December 2013, in the atmospheres of GJ 436 b and GJ 1214 b.[160][161][162][163]
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Clouds play an important role in various cultures and religious traditions. The ancient Akkadians believed that the clouds were the breasts of the sky goddess Antu[165] and that rain was milk from her breasts.[165] In Exodus 13:21–22, Yahweh is described as guiding the Israelites through the desert in the form of a "pillar of cloud" by day and a "pillar of fire" by night.[164]
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In the ancient Greek comedy The Clouds, written by Aristophanes and first performed at the City Dionysia in 423 BC, the philosopher Socrates declares that the Clouds are the only true deities[166] and tells the main character Strepsiades not to worship any deities other than the Clouds, but to pay homage to them alone.[166] In the play, the Clouds change shape to reveal the true nature of whoever is looking at them,[167][166][168] turning into centaurs at the sight of a long-haired politician, wolves at the sight of the embezzler Simon, deer at the sight of the coward Cleonymus, and mortal women at the sight of the effeminate informer Cleisthenes.[167][168][166] They are hailed the source of inspiration to comic poets and philosophers;[166] they are masters of rhetoric, regarding eloquence and sophistry alike as their "friends".[166]
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In China, clouds are symbols of luck and happiness.[169] Overlapping clouds are thought to imply eternal happiness[169] and clouds of different colors are said to indicate "multiplied blessings".[169]
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A street dance is a dance style that evolved outside dance studios in any available open space such as streets, dance parties, block parties, parks, school yards, raves, and nightclubs. A street dance is a vernacular dance in an urban context.[1] Vernacular dances are often improvisational and social in nature, encouraging interaction and contact with spectators and other dancers. These dances are a part of the vernacular culture of the geographical area that they come from. Examples of street dance include b-boying (or breakdancing), which originated in New York City.[2]
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Street dance is an umbrella term for a large number of social dance styles. Social dance styles have many accompanying steps and foundations, created organically from a culture, a moment in time, a way of life, influenced by natural social interaction.[3]
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Clogging, which evolved in the streets and factories of Northern England in the mid-19th century, is an early form of street dance.[4]
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Stromboli (/ˈstrɒmbəli/ STROM-bə-lee, Italian: [ˈstromboli]; Sicilian: Struògnuli [ˈʂː(ɽ)wɔɲɲʊlɪ]; Ancient Greek: Στρογγύλη, romanized: Strongýlē) is a small island in the Tyrrhenian Sea, off the north coast of Sicily, containing Mount Stromboli, one of the three active volcanoes in Italy. It is one of the eight Aeolian Islands, a volcanic arc north of Sicily. Strabo writes that people believed that this is where Aeolus lived.[3]
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Its name is derived from the Ancient Greek name Strongýlē, which was derived from στρογγύλος (strongýlos, "round"), after the volcano's round, conical appearance when seen from a distance.[4] The island's population was about 500 as of 2016[update].[5] The volcano has erupted many times and is constantly active with minor eruptions, often visible from many points on the island and from the surrounding sea, giving rise to the island's nickname "Lighthouse of the Mediterranean".[6]
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Stromboli stands 926 m (3,038 ft) above sea level,[2]
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and over 2,700 m (8,860 ft) on average above the sea floor.[7] There are three active craters at the peak. A significant geological feature of the volcano is the Sciara del Fuoco ("stream of fire"), a big horseshoe-shaped depression created in the last 13,000 years by several collapses on the northwestern side of the cone. Approximately 2 kilometres (1 1⁄4 miles) northeast lies Strombolicchio, the volcanic plug remnant of the original volcano.
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Mount Stromboli has been in almost continuous eruption for the past 2,000–5,000 years.[6] A pattern of eruption is maintained in which explosions occur at the summit craters, with mild to moderate eruptions of incandescent volcanic bombs, a type of tephra, at intervals ranging from minutes to hours. This Strombolian eruption, as it is known, is also observed at other volcanoes worldwide. Eruptions from the summit craters typically result in a few short, mild, but energetic bursts, ranging up to a few hundred meters in height, containing ash, incandescent lava fragments and stone blocks. Stromboli's activity is almost exclusively explosive, but lava flows do occur at times when volcanic activity is high: an effusive eruption occurred in 2002, the first in 17 years, and again in 2003, 2007, and 2013–14. Volcanic gas emissions from this volcano are measured by a multi-component gas analyzer system, which detects pre-eruptive degassing of rising magma, improving prediction of volcanic activity.[8]
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On 3 July 2019, two major explosive events occurred at around 16:46 local time, alongside 20 additional minor explosive events identified by Italy's National Institute of Geophysics and Volcanology. A hiker near the volcano's summit was killed after being struck by flying debris when the eruption began.[9][10][11]
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On 28 August 2019, at 10:16 local time, an explosive eruption sent a pyroclastic flow down the volcano’s northern flank and into the sea, where it continued for several hundred meters before collapsing. The resulting ash column reached a height of 2,000 m (6,600 ft).[12]
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The two villages San Bartolo and San Vincenzo lie in the northeast while the smaller village Ginostra lies in the southwest.[13] Administratively, they are one of the frazione of Lipari, Messina.
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In the early 1900s a few thousand people inhabited the island,[14] but after several waves of emigration the population has numbered a few hundred since the mid-1950s.[15]
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Poetry (derived from the Greek poiesis, "making") is a form of literature that uses aesthetic and often rhythmic[1][2][3] qualities of language—such as phonaesthetics, sound symbolism, and metre—to evoke meanings in addition to, or in place of, the prosaic ostensible meaning.
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Poetry has a long history – dating back to prehistoric times with hunting poetry in Africa, and to panegyric and elegiac court poetry of the empires of the Nile, Niger, and Volta River valleys.[4] Some of the earliest written poetry in Africa occurs among the Pyramid Texts written during the 25th century BCE. The earliest surviving Western Asian epic poetry, the Epic of Gilgamesh, was written in Sumerian.
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Early poems in the Eurasian continent evolved from folk songs such as the Chinese Shijing; or from a need to retell oral epics, as with the Sanskrit Vedas, the Zoroastrian Gathas, and the Homeric epics, the Iliad and the Odyssey. Ancient Greek attempts to define poetry, such as Aristotle's Poetics, focused on the uses of speech in rhetoric, drama, song, and comedy. Later attempts concentrated on features such as repetition, verse form, and rhyme, and emphasized the aesthetics which distinguish poetry from more objectively-informative prosaic writing.
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Poetry uses forms and conventions to suggest differential interpretations of words, or to evoke emotive responses. Devices such as assonance, alliteration, onomatopoeia, and rhythm may convey musical or incantatory effects. The use of ambiguity, symbolism, irony, and other stylistic elements of poetic diction often leaves a poem open to multiple interpretations. Similarly, figures of speech such as metaphor, simile, and metonymy[5] establish a resonance between otherwise disparate images—a layering of meanings, forming connections previously not perceived. Kindred forms of resonance may exist, between individual verses, in their patterns of rhyme or rhythm.
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Some poetry types are unique to particular cultures and genres and respond to characteristics of the language in which the poet writes. Readers accustomed to identifying poetry with Dante, Goethe, Mickiewicz, or Rumi may think of it as written in lines based on rhyme and regular meter. There are, however, traditions, such as Biblical poetry, that use other means to create rhythm and euphony. Much modern poetry reflects a critique of poetic tradition,[6] testing the principle of euphony itself or altogether forgoing rhyme or set rhythm.[7][8]
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In an increasingly globalized world, poets often adapt forms, styles, and techniques from diverse cultures and languages.
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A Western cultural tradition (which extends at least from Homer to Rilke) associates the production of poetry with inspiration – often by a Muse (either classical or contemporary).
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Some scholars believe that the art of poetry may predate literacy.[9][10]
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Others, however, suggest that poetry did not necessarily predate writing.[11][need quotation to verify]
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The oldest surviving epic poem, the Epic of Gilgamesh, dates from the 3rd millennium BCE in Sumer (in Mesopotamia, now Iraq), and was written in cuneiform script on clay tablets and, later, on papyrus.[12] A tablet #2461 dating to c. 2000 BCE describes an annual rite in which the king symbolically married and mated with the goddess Inanna to ensure fertility and prosperity; some have labelled it the world's oldest love poem.[13][14] An example of Egyptian epic poetry is The Story of Sinuhe (c. 1800 BCE).
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Other ancient epic poetry includes the Greek epics, the Iliad and the Odyssey; the Avestan books, the Gathic Avesta and the Yasna; the Roman national epic, Virgil's Aeneid (written between 29 and 19 BCE); and the Indian epics, the Ramayana and the Mahabharata. Epic poetry, including the Odyssey, the Gathas, and the Indian Vedas, appears to have been composed in poetic form as an aid to memorization and oral transmission in prehistoric and ancient societies.[11][15]
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Other forms of poetry developed directly from folk songs. The earliest entries in the oldest extant collection of Chinese poetry, the Shijing, were initially lyrics.[16]
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The efforts of ancient thinkers to determine what makes poetry distinctive as a form, and what distinguishes good poetry from bad, resulted in "poetics"—the study of the aesthetics of poetry.[17] Some ancient societies, such as China's through her Shijing (Classic of Poetry), developed canons of poetic works that had ritual as well as aesthetic importance.[18] More recently, thinkers have struggled to find a definition that could encompass formal differences as great as those between Chaucer's Canterbury Tales and Matsuo Bashō's Oku no Hosomichi, as well as differences in content spanning Tanakh religious poetry, love poetry, and rap.[19]
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Classical thinkers in the West employed classification as a way to define and assess the quality of poetry. Notably, the existing fragments of Aristotle's Poetics describe three genres of poetry—the epic, the comic, and the tragic—and develop rules to distinguish the highest-quality poetry in each genre, based on the perceived underlying purposes of the genre.[20] Later aestheticians identified three major genres: epic poetry, lyric poetry, and dramatic poetry, treating comedy and tragedy as subgenres of dramatic poetry.[21]
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Aristotle's work was influential throughout the Middle East during the Islamic Golden Age,[22] as well as in Europe during the Renaissance.[23] Later poets and aestheticians often distinguished poetry from, and defined it in opposition to prose, which they generally understood as writing with a proclivity to logical explication and a linear narrative structure.[24]
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This does not imply that poetry is illogical or lacks narration, but rather that poetry is an attempt to render the beautiful or sublime without the burden of engaging the logical or narrative thought-process. English Romantic poet John Keats termed this escape from logic "Negative capability".[25] This "romantic" approach views form as a key element of successful poetry because form is abstract and distinct from the underlying notional logic. This approach remained influential into the 20th century.[26]
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During this period,[when?] there was also substantially more interaction among the various poetic traditions, in part due to the spread of European colonialism and the attendant rise in global trade.[27] In addition to a boom in translation, during the Romantic period numerous ancient works were rediscovered.[28]
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Some 20th-century literary theorists rely less on the ostensible opposition of prose and poetry, instead focusing on the poet as simply one who creates using language, and poetry as what the poet creates.[29] The underlying concept of the poet as creator is not uncommon, and some modernist poets essentially do not distinguish between the creation of a poem with words, and creative acts in other media. Yet other modernists challenge the very attempt to define poetry as misguided.[30]
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The rejection of traditional forms and structures for poetry that began in the first half of the 20th century coincided with a questioning of the purpose and meaning of traditional definitions of poetry and of distinctions between poetry and prose, particularly given examples of poetic prose and prosaic poetry. Numerous modernist poets have written in non-traditional forms or in what traditionally would have been considered prose, although their writing was generally infused with poetic diction and often with rhythm and tone established by non-metrical means. While there was a substantial formalist reaction within the modernist schools to the breakdown of structure, this reaction focused as much on the development of new formal structures and syntheses as on the revival of older forms and structures.[31]
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Recently,[when?] postmodernism has come to regard more completely prose and poetry as distinct entities, and also different genres of poetry as having meaning only as cultural artifacts. Postmodernism goes beyond modernism's emphasis on the creative role of the poet, to emphasize the role of the reader of a text (hermeneutics), and to highlight the complex cultural web within which a poem is read.[32] Today, throughout the world, poetry often incorporates poetic form and diction from other cultures and from the past, further confounding attempts at definition and classification that once made sense within a tradition such as the Western canon.[33]
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The early 21st-century poetic tradition appears to continue to strongly orient itself to earlier precursor poetic traditions such as those initiated by Whitman, Emerson, and Wordsworth. The literary critic Geoffrey Hartman (1929–2016) used the phrase "the anxiety of demand" to describe the contemporary response to older poetic traditions as "being fearful that the fact no longer has a form",[34] building on a trope introduced by Emerson. Emerson had maintained that in the debate concerning poetic structure where either "form" or "fact" could predominate, that one need simply "Ask the fact for the form." This has been challenged at various levels by other literary scholars such as Bloom (1930–2019), who has stated: "The generation of poets who stand together now, mature and ready to write the major American verse of the twenty-first century, may yet be seen as what Stevens called 'a great shadow's last embellishment,' the shadow being Emerson's."[35]
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Prosody is the study of the meter, rhythm, and intonation of a poem. Rhythm and meter are different, although closely related.[36] Meter is the definitive pattern established for a verse (such as iambic pentameter), while rhythm is the actual sound that results from a line of poetry. Prosody also may be used more specifically to refer to the scanning of poetic lines to show meter.[37]
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The methods for creating poetic rhythm vary across languages and between poetic traditions. Languages are often described as having timing set primarily by accents, syllables, or moras, depending on how rhythm is established, though a language can be influenced by multiple approaches. Japanese is a mora-timed language. Latin, Catalan, French, Leonese, Galician and Spanish are called syllable-timed languages. Stress-timed languages include English, Russian and, generally, German.[38] Varying intonation also affects how rhythm is perceived. Languages can rely on either pitch or tone. Some languages with a pitch accent are Vedic Sanskrit or Ancient Greek. Tonal languages include Chinese, Vietnamese and most Subsaharan languages.[39]
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Metrical rhythm generally involves precise arrangements of stresses or syllables into repeated patterns called feet within a line. In Modern English verse the pattern of stresses primarily differentiate feet, so rhythm based on meter in Modern English is most often founded on the pattern of stressed and unstressed syllables (alone or elided).[40] In the classical languages, on the other hand, while the metrical units are similar, vowel length rather than stresses define the meter.[41] Old English poetry used a metrical pattern involving varied numbers of syllables but a fixed number of strong stresses in each line.[42]
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The chief device of ancient Hebrew Biblical poetry, including many of the psalms, was parallelism, a rhetorical structure in which successive lines reflected each other in grammatical structure, sound structure, notional content, or all three. Parallelism lent itself to antiphonal or call-and-response performance, which could also be reinforced by intonation. Thus, Biblical poetry relies much less on metrical feet to create rhythm, but instead creates rhythm based on much larger sound units of lines, phrases and sentences.[43] Some classical poetry forms, such as Venpa of the Tamil language, had rigid grammars (to the point that they could be expressed as a context-free grammar) which ensured a rhythm.[44]
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Classical Chinese poetics, based on the tone system of Middle Chinese, recognized two kinds of tones: the level (平 píng) tone and the oblique (仄 zè) tones, a category consisting of the rising (上 sháng) tone, the departing (去 qù) tone and the entering (入 rù) tone. Certain forms of poetry placed constraints on which syllables were required to be level and which oblique.
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The formal patterns of meter used in Modern English verse to create rhythm no longer dominate contemporary English poetry. In the case of free verse, rhythm is often organized based on looser units of cadence rather than a regular meter. Robinson Jeffers, Marianne Moore, and William Carlos Williams are three notable poets who reject the idea that regular accentual meter is critical to English poetry.[45] Jeffers experimented with sprung rhythm as an alternative to accentual rhythm.[46]
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In the Western poetic tradition, meters are customarily grouped according to a characteristic metrical foot and the number of feet per line.[48] The number of metrical feet in a line are described using Greek terminology: tetrameter for four feet and hexameter for six feet, for example.[49] Thus, "iambic pentameter" is a meter comprising five feet per line, in which the predominant kind of foot is the "iamb". This metric system originated in ancient Greek poetry, and was used by poets such as Pindar and Sappho, and by the great tragedians of Athens. Similarly, "dactylic hexameter", comprises six feet per line, of which the dominant kind of foot is the "dactyl". Dactylic hexameter was the traditional meter of Greek epic poetry, the earliest extant examples of which are the works of Homer and Hesiod.[50] Iambic pentameter and dactylic hexameter were later used by a number of poets, including William Shakespeare and Henry Wadsworth Longfellow, respectively.[51] The most common metrical feet in English are:[52]
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There are a wide range of names for other types of feet, right up to a choriamb, a four syllable metric foot with a stressed syllable followed by two unstressed syllables and closing with a stressed syllable. The choriamb is derived from some ancient Greek and Latin poetry.[50] Languages which utilize vowel length or intonation rather than or in addition to syllabic accents in determining meter, such as Ottoman Turkish or Vedic, often have concepts similar to the iamb and dactyl to describe common combinations of long and short sounds.[54]
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Each of these types of feet has a certain "feel," whether alone or in combination with other feet. The iamb, for example, is the most natural form of rhythm in the English language, and generally produces a subtle but stable verse.[55] Scanning meter can often show the basic or fundamental pattern underlying a verse, but does not show the varying degrees of stress, as well as the differing pitches and lengths of syllables.[56]
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There is debate over how useful a multiplicity of different "feet" is in describing meter. For example, Robert Pinsky has argued that while dactyls are important in classical verse, English dactylic verse uses dactyls very irregularly and can be better described based on patterns of iambs and anapests, feet which he considers natural to the language.[57] Actual rhythm is significantly more complex than the basic scanned meter described above, and many scholars have sought to develop systems that would scan such complexity. Vladimir Nabokov noted that overlaid on top of the regular pattern of stressed and unstressed syllables in a line of verse was a separate pattern of accents resulting from the natural pitch of the spoken words, and suggested that the term "scud" be used to distinguish an unaccented stress from an accented stress.[58]
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Different traditions and genres of poetry tend to use different meters, ranging from the Shakespearean iambic pentameter and the Homeric dactylic hexameter to the anapestic tetrameter used in many nursery rhymes. However, a number of variations to the established meter are common, both to provide emphasis or attention to a given foot or line and to avoid boring repetition. For example, the stress in a foot may be inverted, a caesura (or pause) may be added (sometimes in place of a foot or stress), or the final foot in a line may be given a feminine ending to soften it or be replaced by a spondee to emphasize it and create a hard stop. Some patterns (such as iambic pentameter) tend to be fairly regular, while other patterns, such as dactylic hexameter, tend to be highly irregular.[59] Regularity can vary between language. In addition, different patterns often develop distinctively in different languages, so that, for example, iambic tetrameter in Russian will generally reflect a regularity in the use of accents to reinforce the meter, which does not occur, or occurs to a much lesser extent, in English.[60]
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Some common metrical patterns, with notable examples of poets and poems who use them, include:
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Rhyme, alliteration, assonance and consonance are ways of creating repetitive patterns of sound. They may be used as an independent structural element in a poem, to reinforce rhythmic patterns, or as an ornamental element.[66] They can also carry a meaning separate from the repetitive sound patterns created. For example, Chaucer used heavy alliteration to mock Old English verse and to paint a character as archaic.[67]
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Rhyme consists of identical ("hard-rhyme") or similar ("soft-rhyme") sounds placed at the ends of lines or at predictable locations within lines ("internal rhyme"). Languages vary in the richness of their rhyming structures; Italian, for example, has a rich rhyming structure permitting maintenance of a limited set of rhymes throughout a lengthy poem. The richness results from word endings that follow regular forms. English, with its irregular word endings adopted from other languages, is less rich in rhyme.[68] The degree of richness of a language's rhyming structures plays a substantial role in determining what poetic forms are commonly used in that language.[69]
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Alliteration is the repetition of letters or letter-sounds at the beginning of two or more words immediately succeeding each other, or at short intervals; or the recurrence of the same letter in accented parts of words. Alliteration and assonance played a key role in structuring early Germanic, Norse and Old English forms of poetry. The alliterative patterns of early Germanic poetry interweave meter and alliteration as a key part of their structure, so that the metrical pattern determines when the listener expects instances of alliteration to occur. This can be compared to an ornamental use of alliteration in most Modern European poetry, where alliterative patterns are not formal or carried through full stanzas. Alliteration is particularly useful in languages with less rich rhyming structures.
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Assonance, where the use of similar vowel sounds within a word rather than similar sounds at the beginning or end of a word, was widely used in skaldic poetry but goes back to the Homeric epic.[70] Because verbs carry much of the pitch in the English language, assonance can loosely evoke the tonal elements of Chinese poetry and so is useful in translating Chinese poetry.[71] Consonance occurs where a consonant sound is repeated throughout a sentence without putting the sound only at the front of a word. Consonance provokes a more subtle effect than alliteration and so is less useful as a structural element.[69]
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In many languages, including modern European languages and Arabic, poets use rhyme in set patterns as a structural element for specific poetic forms, such as ballads, sonnets and rhyming couplets. However, the use of structural rhyme is not universal even within the European tradition. Much modern poetry avoids traditional rhyme schemes. Classical Greek and Latin poetry did not use rhyme.[72] Rhyme entered European poetry in the High Middle Ages, in part under the influence of the Arabic language in Al Andalus (modern Spain).[73] Arabic language poets used rhyme extensively from the first development of literary Arabic in the sixth century, as in their long, rhyming qasidas.[74] Some rhyming schemes have become associated with a specific language, culture or period, while other rhyming schemes have achieved use across languages, cultures or time periods. Some forms of poetry carry a consistent and well-defined rhyming scheme, such as the chant royal or the rubaiyat, while other poetic forms have variable rhyme schemes.[75]
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Most rhyme schemes are described using letters that correspond to sets of rhymes, so if the first, second and fourth lines of a quatrain rhyme with each other and the third line do not rhyme, the quatrain is said to have an "aa-ba" rhyme scheme. This rhyme scheme is the one used, for example, in the rubaiyat form.[76] Similarly, an "a-bb-a" quatrain (what is known as "enclosed rhyme") is used in such forms as the Petrarchan sonnet.[77] Some types of more complicated rhyming schemes have developed names of their own, separate from the "a-bc" convention, such as the ottava rima and terza rima.[78] The types and use of differing rhyming schemes are discussed further in the main article.
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Poetic form is more flexible in modernist and post-modernist poetry and continues to be less structured than in previous literary eras. Many modern poets eschew recognizable structures or forms and write in free verse. But poetry remains distinguished from prose by its form; some regard for basic formal structures of poetry will be found in even the best free verse, however much such structures may appear to have been ignored.[79] Similarly, in the best poetry written in classic styles there will be departures from strict form for emphasis or effect.[80]
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Among major structural elements used in poetry are the line, the stanza or verse paragraph, and larger combinations of stanzas or lines such as cantos. Also sometimes used are broader visual presentations of words and calligraphy. These basic units of poetic form are often combined into larger structures, called poetic forms or poetic modes (see the following section), as in the sonnet.
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Poetry is often separated into lines on a page, in a process known as lineation. These lines may be based on the number of metrical feet or may emphasize a rhyming pattern at the ends of lines. Lines may serve other functions, particularly where the poem is not written in a formal metrical pattern. Lines can separate, compare or contrast thoughts expressed in different units, or can highlight a change in tone.[81] See the article on line breaks for information about the division between lines.
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Lines of poems are often organized into stanzas, which are denominated by the number of lines included. Thus a collection of two lines is a couplet (or distich), three lines a triplet (or tercet), four lines a quatrain, and so on. These lines may or may not relate to each other by rhyme or rhythm. For example, a couplet may be two lines with identical meters which rhyme or two lines held together by a common meter alone.[82]
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Other poems may be organized into verse paragraphs, in which regular rhymes with established rhythms are not used, but the poetic tone is instead established by a collection of rhythms, alliterations, and rhymes established in paragraph form.[83] Many medieval poems were written in verse paragraphs, even where regular rhymes and rhythms were used.[84]
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In many forms of poetry, stanzas are interlocking, so that the rhyming scheme or other structural elements of one stanza determine those of succeeding stanzas. Examples of such interlocking stanzas include, for example, the ghazal and the villanelle, where a refrain (or, in the case of the villanelle, refrains) is established in the first stanza which then repeats in subsequent stanzas. Related to the use of interlocking stanzas is their use to separate thematic parts of a poem. For example, the strophe, antistrophe and epode of the ode form are often separated into one or more stanzas.[85]
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In some cases, particularly lengthier formal poetry such as some forms of epic poetry, stanzas themselves are constructed according to strict rules and then combined. In skaldic poetry, the dróttkvætt stanza had eight lines, each having three "lifts" produced with alliteration or assonance. In addition to two or three alliterations, the odd-numbered lines had partial rhyme of consonants with dissimilar vowels, not necessarily at the beginning of the word; the even lines contained internal rhyme in set syllables (not necessarily at the end of the word). Each half-line had exactly six syllables, and each line ended in a trochee. The arrangement of dróttkvætts followed far less rigid rules than the construction of the individual dróttkvætts.[86]
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Even before the advent of printing, the visual appearance of poetry often added meaning or depth. Acrostic poems conveyed meanings in the initial letters of lines or in letters at other specific places in a poem.[87] In Arabic, Hebrew and Chinese poetry, the visual presentation of finely calligraphed poems has played an important part in the overall effect of many poems.[88]
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With the advent of printing, poets gained greater control over the mass-produced visual presentations of their work. Visual elements have become an important part of the poet's toolbox, and many poets have sought to use visual presentation for a wide range of purposes. Some Modernist poets have made the placement of individual lines or groups of lines on the page an integral part of the poem's composition. At times, this complements the poem's rhythm through visual caesuras of various lengths, or creates juxtapositions so as to accentuate meaning, ambiguity or irony, or simply to create an aesthetically pleasing form. In its most extreme form, this can lead to concrete poetry or asemic writing.[89][90]
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Poetic diction treats the manner in which language is used, and refers not only to the sound but also to the underlying meaning and its interaction with sound and form.[91] Many languages and poetic forms have very specific poetic dictions, to the point where distinct grammars and dialects are used specifically for poetry.[92][93] Registers in poetry can range from strict employment of ordinary speech patterns, as favoured in much late-20th-century prosody,[94] through to highly ornate uses of language, as in medieval and Renaissance poetry.[95]
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Poetic diction can include rhetorical devices such as simile and metaphor, as well as tones of voice, such as irony. Aristotle wrote in the Poetics that "the greatest thing by far is to be a master of metaphor."[96] Since the rise of Modernism, some poets have opted for a poetic diction that de-emphasizes rhetorical devices, attempting instead the direct presentation of things and experiences and the exploration of tone.[97] On the other hand, Surrealists have pushed rhetorical devices to their limits, making frequent use of catachresis.[98]
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Allegorical stories are central to the poetic diction of many cultures, and were prominent in the West during classical times, the late Middle Ages and the Renaissance. Aesop's Fables, repeatedly rendered in both verse and prose since first being recorded about 500 BCE, are perhaps the richest single source of allegorical poetry through the ages.[99] Other notables examples include the Roman de la Rose, a 13th-century French poem, William Langland's Piers Ploughman in the 14th century, and Jean de la Fontaine's Fables (influenced by Aesop's) in the 17th century. Rather than being fully allegorical, however, a poem may contain symbols or allusions that deepen the meaning or effect of its words without constructing a full allegory.[100]
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Another element of poetic diction can be the use of vivid imagery for effect. The juxtaposition of unexpected or impossible images is, for example, a particularly strong element in surrealist poetry and haiku.[101] Vivid images are often endowed with symbolism or metaphor. Many poetic dictions use repetitive phrases for effect, either a short phrase (such as Homer's "rosy-fingered dawn" or "the wine-dark sea") or a longer refrain. Such repetition can add a somber tone to a poem, or can be laced with irony as the context of the words changes.[102]
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Specific poetic forms have been developed by many cultures. In more developed, closed or "received" poetic forms, the rhyming scheme, meter and other elements of a poem are based on sets of rules, ranging from the relatively loose rules that govern the construction of an elegy to the highly formalized structure of the ghazal or villanelle.[103] Described below are some common forms of poetry widely used across a number of languages. Additional forms of poetry may be found in the discussions of the poetry of particular cultures or periods and in the glossary.
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Among the most common forms of poetry, popular from the Late Middle Ages on, is the sonnet, which by the 13th century had become standardized as fourteen lines following a set rhyme scheme and logical structure. By the 14th century and the Italian Renaissance, the form had further crystallized under the pen of Petrarch, whose sonnets were translated in the 16th century by Sir Thomas Wyatt, who is credited with introducing the sonnet form into English literature.[104] A traditional Italian or Petrarchan sonnet follows the rhyme scheme ABBA, ABBA, CDECDE, though some variation, perhaps the most common being CDCDCD, especially within the final six lines (or sestet), is common.[105] The English (or Shakespearean) sonnet follows the rhyme scheme ABAB, CDCD, EFEF, GG, introducing a third quatrain (grouping of four lines), a final couplet, and a greater amount of variety with regard to rhyme than is usually found in its Italian predecessors. By convention, sonnets in English typically use iambic pentameter, while in the Romance languages, the hendecasyllable and Alexandrine are the most widely used meters.
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Sonnets of all types often make use of a volta, or "turn," a point in the poem at which an idea is turned on its head, a question is answered (or introduced), or the subject matter is further complicated. This volta can often take the form of a "but" statement contradicting or complicating the content of the earlier lines. In the Petrarchan sonnet, the turn tends to fall around the division between the first two quatrains and the sestet, while English sonnets usually place it at or near the beginning of the closing couplet.
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Sonnets are particularly associated with high poetic diction, vivid imagery, and romantic love, largely due to the influence of Petrarch as well as of early English practitioners such as Edmund Spenser (who gave his name to the Spenserian sonnet), Michael Drayton, and Shakespeare, whose sonnets are among the most famous in English poetry, with twenty being included in the Oxford Book of English Verse.[106] However, the twists and turns associated with the volta allow for a logical flexibility applicable to many subjects.[107] Poets from the earliest centuries of the sonnet to the present have utilized the form to address topics related to politics (John Milton, Percy Bysshe Shelley, Claude McKay), theology (John Donne, Gerard Manley Hopkins), war (Wilfred Owen, e.e. cummings), and gender and sexuality (Carol Ann Duffy). Further, postmodern authors such as Ted Berrigan and John Berryman have challenged the traditional definitions of the sonnet form, rendering entire sequences of "sonnets" that often lack rhyme, a clear logical progression, or even a consistent count of fourteen lines.
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Shi (simplified Chinese: 诗; traditional Chinese: 詩; pinyin: shī; Wade–Giles: shih) Is the main type of Classical Chinese poetry.[108] Within this form of poetry the most important variations are "folk song" styled verse (yuefu), "old style" verse (gushi), "modern style" verse (jintishi). In all cases, rhyming is obligatory. The Yuefu is a folk ballad or a poem written in the folk ballad style, and the number of lines and the length of the lines could be irregular. For the other variations of shi poetry, generally either a four line (quatrain, or jueju) or else an eight-line poem is normal; either way with the even numbered lines rhyming. The line length is scanned by an according number of characters (according to the convention that one character equals one syllable), and are predominantly either five or seven characters long, with a caesura before the final three syllables. The lines are generally end-stopped, considered as a series of couplets, and exhibit verbal parallelism as a key poetic device.[109] The "old style" verse (Gushi) is less formally strict than the jintishi, or regulated verse, which, despite the name "new style" verse actually had its theoretical basis laid as far back as Shen Yue (441–513 CE), although not considered to have reached its full development until the time of Chen Zi'ang (661–702 CE).[110] A good example of a poet known for his Gushi poems is Li Bai (701–762 CE). Among its other rules, the jintishi rules regulate the tonal variations within a poem, including the use of set patterns of the four tones of Middle Chinese. The basic form of jintishi (sushi) has eight lines in four couplets, with parallelism between the lines in the second and third couplets. The couplets with parallel lines contain contrasting content but an identical grammatical relationship between words. Jintishi often have a rich poetic diction, full of allusion, and can have a wide range of subject, including history and politics.[111][112] One of the masters of the form was Du Fu (712–770 CE), who wrote during the Tang Dynasty (8th century).[113]
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The villanelle is a nineteen-line poem made up of five triplets with a closing quatrain; the poem is characterized by having two refrains, initially used in the first and third lines of the first stanza, and then alternately used at the close of each subsequent stanza until the final quatrain, which is concluded by the two refrains. The remaining lines of the poem have an a-b alternating rhyme.[114] The villanelle has been used regularly in the English language since the late 19th century by such poets as Dylan Thomas,[115] W. H. Auden,[116] and Elizabeth Bishop.[117]
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A limerick is a poem that consists of five lines and is often humorous. Rhythm is very important in limericks for the first, second and fifth lines must have seven to ten syllables. However, the third and fourth lines only need five to seven. All of the lines must rhyme and have the same rhythm.
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Tanka is a form of unrhymed Japanese poetry, with five sections totalling 31 on (phonological units identical to morae), structured in a 5-7-5-7-7 pattern.[118] There is generally a shift in tone and subject matter between the upper 5-7-5 phrase and the lower 7-7 phrase. Tanka were written as early as the Asuka period by such poets as Kakinomoto no Hitomaro (fl. late 7th century), at a time when Japan was emerging from a period where much of its poetry followed Chinese form.[119] Tanka was originally the shorter form of Japanese formal poetry (which was generally referred to as "waka"), and was used more heavily to explore personal rather than public themes. By the tenth century, tanka had become the dominant form of Japanese poetry, to the point where the originally general term waka ("Japanese poetry") came to be used exclusively for tanka. Tanka are still widely written today.[120]
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Haiku is a popular form of unrhymed Japanese poetry, which evolved in the 17th century from the hokku, or opening verse of a renku.[121] Generally written in a single vertical line, the haiku contains three sections totalling 17 on (morae), structured in a 5-7-5 pattern. Traditionally, haiku contain a kireji, or cutting word, usually placed at the end of one of the poem's three sections, and a kigo, or season-word.[122] The most famous exponent of the haiku was Matsuo Bashō (1644–1694). An example of his writing:[123]
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The khlong (โคลง, [kʰlōːŋ]) is among the oldest Thai poetic forms. This is reflected in its requirements on the tone markings of certain syllables, which must be marked with mai ek (ไม้เอก, Thai pronunciation: [máj èːk], ◌่) or mai tho (ไม้โท, [máj tʰōː], ◌้). This was likely derived from when the Thai language had three tones (as opposed to today's five, a split which occurred during the Ayutthaya Kingdom period), two of which corresponded directly to the aforementioned marks. It is usually regarded as an advanced and sophisticated poetic form.[124]
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In khlong, a stanza (bot, บท, Thai pronunciation: [bòt]) has a number of lines (bat, บาท, Thai pronunciation: [bàːt], from Pali and Sanskrit pāda), depending on the type. The bat are subdivided into two wak (วรรค, Thai pronunciation: [wák], from Sanskrit varga).[note 1] The first wak has five syllables, the second has a variable number, also depending on the type, and may be optional. The type of khlong is named by the number of bat in a stanza; it may also be divided into two main types: khlong suphap (โคลงสุภาพ, [kʰlōːŋ sù.pʰâːp]) and khlong dan (โคลงดั้น, [kʰlōːŋ dân]). The two differ in the number of syllables in the second wak of the final bat and inter-stanza rhyming rules.[124]
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The khlong si suphap (โคลงสี่สุภาพ, [kʰlōːŋ sìː sù.pʰâːp]) is the most common form still currently employed. It has four bat per stanza (si translates as four). The first wak of each bat has five syllables. The second wak has two or four syllables in the first and third bat, two syllables in the second, and four syllables in the fourth. Mai ek is required for seven syllables and Mai tho is required for four, as shown below. "Dead word" syllables are allowed in place of syllables which require mai ek, and changing the spelling of words to satisfy the criteria is usually acceptable.
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Odes were first developed by poets writing in ancient Greek, such as Pindar, and Latin, such as Horace. Forms of odes appear in many of the cultures that were influenced by the Greeks and Latins.[125] The ode generally has three parts: a strophe, an antistrophe, and an epode. The antistrophes of the ode possess similar metrical structures and, depending on the tradition, similar rhyme structures. In contrast, the epode is written with a different scheme and structure. Odes have a formal poetic diction and generally deal with a serious subject. The strophe and antistrophe look at the subject from different, often conflicting, perspectives, with the epode moving to a higher level to either view or resolve the underlying issues. Odes are often intended to be recited or sung by two choruses (or individuals), with the first reciting the strophe, the second the antistrophe, and both together the epode.[126] Over time, differing forms for odes have developed with considerable variations in form and structure, but generally showing the original influence of the Pindaric or Horatian ode. One non-Western form which resembles the ode is the qasida in Persian poetry.[127]
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The ghazal (also ghazel, gazel, gazal, or gozol) is a form of poetry common in Arabic, Bengali, Persian and Urdu. In classic form, the ghazal has from five to fifteen rhyming couplets that share a refrain at the end of the second line. This refrain may be of one or several syllables and is preceded by a rhyme. Each line has an identical meter. The ghazal often reflects on a theme of unattainable love or divinity.[128]
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As with other forms with a long history in many languages, many variations have been developed, including forms with a quasi-musical poetic diction in Urdu.[129] Ghazals have a classical affinity with Sufism, and a number of major Sufi religious works are written in ghazal form. The relatively steady meter and the use of the refrain produce an incantatory effect, which complements Sufi mystical themes well.[130] Among the masters of the form is Rumi, a 13th-century Persian poet.[131]
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One of the most famous poet in this type of poetry is Hafez, whose poems often include the theme of exposing hypocrisy. His life and poems have been the subject of much analysis, commentary and interpretation, influencing post-fourteenth century Persian writing more than any other author.[132][133] The West-östlicher Diwan of Johann Wolfgang von Goethe, a collection of lyrical poems, is inspired by the Persian poet Hafez.[134][135][136]
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In addition to specific forms of poems, poetry is often thought of in terms of different genres and subgenres. A poetic genre is generally a tradition or classification of poetry based on the subject matter, style, or other broader literary characteristics.[137] Some commentators view genres as natural forms of literature. Others view the study of genres as the study of how different works relate and refer to other works.[138]
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Narrative poetry is a genre of poetry that tells a story. Broadly it subsumes epic poetry, but the term "narrative poetry" is often reserved for smaller works, generally with more appeal to human interest. Narrative poetry may be the oldest type of poetry. Many scholars of Homer have concluded that his Iliad and Odyssey were composed of compilations of shorter narrative poems that related individual episodes. Much narrative poetry—such as Scottish and English ballads, and Baltic and Slavic heroic poems—is performance poetry with roots in a preliterate oral tradition. It has been speculated that some features that distinguish poetry from prose, such as meter, alliteration and kennings, once served as memory aids for bards who recited traditional tales.[139]
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Notable narrative poets have included Ovid, Dante, Juan Ruiz, William Langland, Chaucer, Fernando de Rojas, Luís de Camões, Shakespeare, Alexander Pope, Robert Burns, Adam Mickiewicz, Alexander Pushkin, Edgar Allan Poe, Alfred Tennyson, and Anne Carson.
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Lyric poetry is a genre that, unlike epic and dramatic poetry, does not attempt to tell a story but instead is of a more personal nature. Poems in this genre tend to be shorter, melodic, and contemplative. Rather than depicting characters and actions, it portrays the poet's own feelings, states of mind, and perceptions.[140] Notable poets in this genre include Christine de Pizan, John Donne, Charles Baudelaire, Gerard Manley Hopkins, Antonio Machado, and Edna St. Vincent Millay.
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Epic poetry is a genre of poetry, and a major form of narrative literature. This genre is often defined as lengthy poems concerning events of a heroic or important nature to the culture of the time. It recounts, in a continuous narrative, the life and works of a heroic or mythological person or group of persons.[141] Examples of epic poems are Homer's Iliad and Odyssey, Virgil's Aeneid, the Nibelungenlied, Luís de Camões' Os Lusíadas, the Cantar de Mio Cid, the Epic of Gilgamesh, the Mahabharata, Valmiki's Ramayana, Ferdowsi's Shahnama, Nizami (or Nezami)'s Khamse (Five Books), and the Epic of King Gesar. While the composition of epic poetry, and of long poems generally, became less common in the west after the early 20th century, some notable epics have continued to be written. Derek Walcott won a Nobel prize to a great extent on the basis of his epic, Omeros.[142]
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Poetry can be a powerful vehicle for satire. The Romans had a strong tradition of satirical poetry, often written for political purposes. A notable example is the Roman poet Juvenal's satires.[143]
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|
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The same is true of the English satirical tradition. John Dryden (a Tory), the first Poet Laureate, produced in 1682 Mac Flecknoe, subtitled "A Satire on the True Blue Protestant Poet, T.S." (a reference to Thomas Shadwell).[144] Another master of 17th-century English satirical poetry was John Wilmot, 2nd Earl of Rochester.[145] Satirical poets outside England include Poland's Ignacy Krasicki, Azerbaijan's Sabir and Portugal's Manuel Maria Barbosa du Bocage.
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An elegy is a mournful, melancholy or plaintive poem, especially a lament for the dead or a funeral song. The term "elegy," which originally denoted a type of poetic meter (elegiac meter), commonly describes a poem of mourning. An elegy may also reflect something that seems to the author to be strange or mysterious. The elegy, as a reflection on a death, on a sorrow more generally, or on something mysterious, may be classified as a form of lyric poetry.[146][147]
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Notable practitioners of elegiac poetry have included Propertius, Jorge Manrique, Jan Kochanowski, Chidiock Tichborne, Edmund Spenser, Ben Jonson, John Milton, Thomas Gray, Charlotte Turner Smith, William Cullen Bryant, Percy Bysshe Shelley, Johann Wolfgang von Goethe, Evgeny Baratynsky, Alfred Tennyson, Walt Whitman, Antonio Machado, Juan Ramón Jiménez, Giannina Braschi, William Butler Yeats, Rainer Maria Rilke, and Virginia Woolf.
|
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The fable is an ancient literary genre, often (though not invariably) set in verse. It is a succinct story that features anthropomorphised animals, legendary creatures, plants, inanimate objects, or forces of nature that illustrate a moral lesson (a "moral"). Verse fables have used a variety of meter and rhyme patterns.[148]
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Notable verse fabulists have included Aesop, Vishnu Sarma, Phaedrus, Marie de France, Robert Henryson, Biernat of Lublin, Jean de La Fontaine, Ignacy Krasicki, Félix María de Samaniego, Tomás de Iriarte, Ivan Krylov and Ambrose Bierce.
|
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Dramatic poetry is drama written in verse to be spoken or sung, and appears in varying, sometimes related forms in many cultures. Greek tragedy in verse dates to the 6th century B.C., and may have been an influence on the development of Sanskrit drama,[149] just as Indian drama in turn appears to have influenced the development of the bianwen verse dramas in China, forerunners of Chinese Opera.[150] East Asian verse dramas also include Japanese Noh. Examples of dramatic poetry in Persian literature include Nizami's two famous dramatic works, Layla and Majnun and Khosrow and Shirin, Ferdowsi's tragedies such as Rostam and Sohrab, Rumi's Masnavi, Gorgani's tragedy of Vis and Ramin, and Vahshi's tragedy of Farhad.
|
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|
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+
Speculative poetry, also known as fantastic poetry (of which weird or macabre poetry is a major sub-classification), is a poetic genre which deals thematically with subjects which are "beyond reality", whether via extrapolation as in science fiction or via weird and horrific themes as in horror fiction. Such poetry appears regularly in modern science fiction and horror fiction magazines. Edgar Allan Poe is sometimes seen as the "father of speculative poetry".[151] Poe's most remarkable achievement in the genre was his anticipation, by three-quarters of a century, of the Big Bang theory of the universe's origin, in his then much-derided 1848 essay (which, due to its very speculative nature, he termed a "prose poem"), Eureka: A Prose Poem.[152][153]
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Prose poetry is a hybrid genre that shows attributes of both prose and poetry. It may be indistinguishable from the micro-story (a.k.a. the "short short story", "flash fiction"). While some examples of earlier prose strike modern readers as poetic, prose poetry is commonly regarded as having originated in 19th-century France, where its practitioners included Aloysius Bertrand, Charles Baudelaire, Arthur Rimbaud and Stéphane Mallarmé.[154] Since the late 1980s especially, prose poetry has gained increasing popularity, with entire journals, such as The Prose Poem: An International Journal,[155] Contemporary Haibun Online,[156] and Haibun Today[157] devoted to that genre and its hybrids. Latin American poets of the 20th century who wrote prose poems include Octavio Paz and Giannina Braschi[158][159]
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Light poetry, or light verse, is poetry that attempts to be humorous. Poems considered "light" are usually brief, and can be on a frivolous or serious subject, and often feature word play, including puns, adventurous rhyme and heavy alliteration. Although a few free verse poets have excelled at light verse outside the formal verse tradition, light verse in English usually obeys at least some formal conventions. Common forms include the limerick, the clerihew, and the double dactyl.
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While light poetry is sometimes condemned as doggerel, or thought of as poetry composed casually, humor often makes a serious point in a subtle or subversive way. Many of the most renowned "serious" poets have also excelled at light verse. Notable writers of light poetry include Lewis Carroll, Ogden Nash, X. J. Kennedy, Willard R. Espy, and Wendy Cope.
|
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Slam poetry as a genre originated in 1986 in Chicago, Illinois, when Marc Kelly Smith organized the first slam.[160][161] Slam performers comment emotively, aloud before an audience, on personal, social, or other matters. Slam focuses on the aesthetics of word play, intonation, and voice inflection. Slam poetry is often competitive, at dedicated "poetry slam" contests.[162]
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1 |
+
|
2 |
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|
3 |
+
A bank is a financial institution that accepts deposits from the public and creates a demand deposit, while simultaneously making loans.[1] Lending activities can be performed either directly or indirectly through capital markets.
|
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|
5 |
+
Due to the importance of banks in the financial stability of a country, most jurisdictions exercise a high degree of regulation over banks. Most countries have institutionalized a system known as fractional reserve banking, under which banks hold liquid assets equal to only a portion of their current liabilities. In addition to other regulations intended to ensure liquidity, banks are generally subject to minimum capital requirements based on an international set of capital standards, the Basel Accords.
|
6 |
+
|
7 |
+
Banking in its modern sense evolved in the fourteenth century in the prosperous cities of Renaissance Italy but in many ways functioned as a continuation of ideas and concepts of credit and lending that had their roots in the ancient world. In the history of banking, a number of banking dynasties – notably, the Medicis, the Fuggers, the Welsers, the Berenbergs, and the Rothschilds – have played a central role over many centuries. The oldest existing retail bank is Banca Monte dei Paschi di Siena (founded in 1472), while the oldest existing merchant bank is Berenberg Bank (founded in 1590).
|
8 |
+
|
9 |
+
The concept of banking may have begun in ancient Assyria and Babylonia, with the merchants offering loans of grain as collateral within a barter system. Lenders in ancient Greece and during the Roman Empire added two important innovations: they accepted deposits and changed money.[citation needed] Archaeology from this period in ancient China and India also shows evidence of money lending.
|
10 |
+
|
11 |
+
The present era of banking can be traced to medieval and early Renaissance Italy, to the rich cities in the centre and north like Florence, Lucca, Siena, Venice and Genoa. The Bardi and Peruzzi families dominated banking in 14th-century Florence, establishing branches in many other parts of Europe.[2] One of the most famous Italian banks was the Medici Bank, set up by Giovanni di Bicci de' Medici in 1397.[3] The earliest known state deposit bank, Banco di San Giorgio (Bank of St. George), was founded in 1407 at Genoa, Italy.[4]
|
12 |
+
|
13 |
+
Fractional reserve banking and the issue of banknotes emerged in the 17th and 18th centuries. Merchants started to store their gold with the goldsmiths of London, who possessed private vaults, and charged a fee for that service. In exchange for each deposit of precious metal, the goldsmiths issued receipts certifying the quantity and purity of the metal they held as a bailee; these receipts could not be assigned, only the original depositor could collect the stored goods.
|
14 |
+
|
15 |
+
Gradually the goldsmiths began to lend the money out on behalf of the depositor, and promissory notes (which evolved into banknotes) were issued for money deposited as a loan to the goldsmith.[5] The goldsmith paid interest on these deposits. Since the promissory notes were payable on demand, and the advances (loans) to the goldsmith's customers were repayable over a longer time period, this was an early form of fractional reserve banking. The promissory notes developed into an assignable instrument which could circulate as a safe and convenient form of money backed by the goldsmith's promise to pay,[6] allowing goldsmiths to advance loans with little risk of default.[7] Thus, the goldsmiths of London became the forerunners of banking by creating new money based on credit.
|
16 |
+
|
17 |
+
The Bank of England was the first to begin the permanent issue of banknotes, in 1695.[8] The Royal Bank of Scotland established the first overdraft facility in 1728.[9] By the beginning of the 19th century a bankers' clearing house was established in London to allow multiple banks to clear transactions. The Rothschilds pioneered international finance on a large scale, financing the purchase of the Suez canal for the British government.[10][11][12]
|
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|
19 |
+
The word bank was taken Middle English from Middle French banque, from Spanish banca,from Old Italian banca, meaning "table", from Old High German banc, bank "bench, counter". Benches were used as makeshift desks or exchange counters during the Renaissance by Florentine bankers, who used to make their transactions atop desks covered by green tablecloths.[13][14]
|
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+
|
21 |
+
The definition of a bank varies from country to country. See the relevant country pages for more information.
|
22 |
+
|
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+
Under English common law, a banker is defined as a person who carries on the business of banking by conducting current accounts for his customers, paying cheques drawn on him/her and also collecting cheques for his/her customers.[15]
|
24 |
+
|
25 |
+
In most common law jurisdictions there is a Bills of Exchange Act that codifies the law in relation to negotiable instruments, including cheques, and this Act contains a statutory definition of the term banker: banker includes a body of persons, whether incorporated or not, who carry on the business of banking' (Section 2, Interpretation). Although this definition seems circular, it is actually functional, because it ensures that the legal basis for bank transactions such as cheques does not depend on how the bank is structured or regulated.
|
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+
|
27 |
+
The business of banking is in many common law countries not defined by statute but by common law, the definition above. In other English common law jurisdictions there are statutory definitions of the business of banking or banking business. When looking at these definitions it is important to keep in mind that they are defining the business of banking for the purposes of the legislation, and not necessarily in general. In particular, most of the definitions are from legislation that has the purpose of regulating and supervising banks rather than regulating the actual business of banking. However, in many cases the statutory definition closely mirrors the common law one. Examples of statutory definitions:
|
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+
|
29 |
+
Since the advent of EFTPOS (Electronic Funds Transfer at Point Of Sale), direct credit, direct debit and internet banking, the cheque has lost its primacy in most banking systems as a payment instrument. This has led legal theorists to suggest that the cheque based definition should be broadened to include financial institutions that conduct current accounts for customers and enable customers to pay and be paid by third parties, even if they do not pay and collect cheques .[17]
|
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+
|
31 |
+
Banks act as payment agents by conducting checking or current accounts for customers, paying cheques drawn by customers in the bank, and collecting cheques deposited to customers' current accounts. Banks also enable customer payments via other payment methods such as Automated Clearing House (ACH), Wire transfers or telegraphic transfer, EFTPOS, and automated teller machines (ATMs).
|
32 |
+
|
33 |
+
Banks borrow money by accepting funds deposited on current accounts, by accepting term deposits, and by issuing debt securities such as banknotes and bonds. Banks lend money by making advances to customers on current accounts, by making installment loans, and by investing in marketable debt securities and other forms of money lending.
|
34 |
+
|
35 |
+
Banks provide different payment services, and a bank account is considered indispensable by most businesses and individuals. Non-banks that provide payment services such as remittance companies are normally not considered as an adequate substitute for a bank account.
|
36 |
+
|
37 |
+
Banks can create new money when they make a loan. New loans throughout the banking system generate new deposits elsewhere in the system. The money supply is usually increased by the act of lending, and reduced when loans are repaid faster than new ones are generated. In the United Kingdom between 1997 and 2007, there was an increase in the money supply, largely caused by much more bank lending, which served to push up property prices and increase private debt. The amount of money in the economy as measured by M4 in the UK went from £750 billion to £1700 billion between 1997 and 2007, much of the increase caused by bank lending.[18] If all the banks increase their lending together, then they can expect new deposits to return to them and the amount of money in the economy will increase. Excessive or risky lending can cause borrowers to default, the banks then become more cautious, so there is less lending and therefore less money so that the economy can go from boom to bust as happened in the UK and many other Western economies after 2007.
|
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+
|
39 |
+
Activities undertaken by banks include personal banking, corporate banking, investment banking, private banking, transaction banking, insurance, consumer finance, foreign exchange trading, commodity trading, trading in equities, futures and options trading and money market trading.
|
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+
|
41 |
+
Banks offer many different channels to access their banking and other services:
|
42 |
+
|
43 |
+
A bank can generate revenue in a variety of different ways including interest, transaction fees and financial advice. Traditionally, the most significant method is via charging interest on the capital it lends out to customers.[19] The bank profits from the difference between the level of interest it pays for deposits and other sources of funds, and the level of interest it charges in its lending activities.
|
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+
|
45 |
+
This difference is referred to as the spread between the cost of funds and the loan interest rate. Historically, profitability from lending activities has been cyclical and dependent on the needs and strengths of loan customers and the stage of the economic cycle. Fees and financial advice constitute a more stable revenue stream and banks have therefore placed more emphasis on these revenue lines to smooth their financial performance.
|
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+
|
47 |
+
In the past 20 years, American banks have taken many measures to ensure that they remain profitable while responding to increasingly changing market conditions.
|
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+
|
49 |
+
This helps in making a profit and facilitates economic development as a whole.[21]
|
50 |
+
|
51 |
+
Recently, as banks have been faced with pressure from fintechs, new and additional business models have been suggested such as freemium, monetization of data, white-labeling of banking and payment applications, or the cross-selling of complementary products.[22]
|
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+
|
53 |
+
Banks face a number of risks in order to conduct their business, and how well these risks are managed and understood is a key driver behind profitability, and how much capital a bank is required to hold. Bank capital consists principally of equity, retained earnings and subordinated debt.
|
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+
|
55 |
+
After the 2007-2009 financial crisis, regulators force banks to issue Contingent convertible bonds (CoCos).These are hybrid capital securities that absorb losses in accordance with their contractual terms when the capital of the issuing bank falls below a certain level. Then debt is reduced and bank capitalization gets a boost. Owing to their capacity to absorb losses, CoCos have the potential to satisfy regulatory capital requirement.[23][24]
|
56 |
+
|
57 |
+
Some of the main risks faced by banks include:
|
58 |
+
|
59 |
+
The capital requirement is a bank regulation, which sets a framework within which a bank or depository institution must manage its balance sheet. The categorization of assets and capital is highly standardized so that it can be risk weighted.
|
60 |
+
|
61 |
+
The economic functions of banks include:
|
62 |
+
|
63 |
+
Banks are susceptible to many forms of risk which have triggered occasional systemic crises.[27] These include liquidity risk (where many depositors may request withdrawals in excess of available funds), credit risk (the chance that those who owe money to the bank will not repay it), and interest rate risk (the possibility that the bank will become unprofitable, if rising interest rates force it to pay relatively more on its deposits than it receives on its loans).
|
64 |
+
|
65 |
+
Banking crises have developed many times throughout history when one or more risks have emerged for a banking sector as a whole. Prominent examples include the bank run that occurred during the Great Depression, the U.S. Savings and Loan crisis in the 1980s and early 1990s, the Japanese banking crisis during the 1990s, and the sub-prime mortgage crisis in the 2000s.
|
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+
|
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+
Assets of the largest 1,000 banks in the world grew by 6.8% in the 2008/2009 financial year to a record US$96.4 trillion while profits declined by 85% to US$115 billion. Growth in assets in adverse market conditions was largely a result of recapitalization. EU banks held the largest share of the total, 56% in 2008/2009, down from 61% in the previous year. Asian banks' share increased from 12% to 14% during the year, while the share of US banks increased from 11% to 13%. Fee revenue generated by global investment banking totalled US$66.3 billion in 2009, up 12% on the previous year.[28]
|
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+
|
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+
The United States has the most banks in the world in terms of institutions (5,330 as of 2015) and possibly branches (81,607 as of 2015).[29] This is an indicator of the geography and regulatory structure of the US, resulting in a large number of small to medium-sized institutions in its banking system. As of November 2009, China's top 4 banks have in excess of 67,000 branches (ICBC:18000+, BOC:12000+, CCB:13000+, ABC:24000+) with an additional 140 smaller banks with an undetermined number of branches.
|
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+
Japan had 129 banks and 12,000 branches. In 2004, Germany, France, and Italy each had more than 30,000 branches – more than double the 15,000 branches in the UK.[28]
|
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+
|
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+
Between 1985 and 2018 banks engaged in around 28,798 mergers or acquisitions, either as the acquirer or the target company. The overall known value of these deals cumulates to around 5,169 bil. USD.[30] In terms of value, there have been two major waves (1999 and 2007) which both peaked at around 460 bil. USD followed by a steep decline (-82% from 2007 until 2018).
|
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+
|
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+
Here is a list of the largest deals in history in terms of value with participation from at least one bank:
|
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+
|
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+
Currently, commercial banks are regulated in most jurisdictions by government entities and require a special bank license to operate.
|
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+
|
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+
Usually, the definition of the business of banking for the purposes of regulation is extended to include acceptance of deposits, even if they are not repayable to the customer's order – although money lending, by itself, is generally not included in the definition.
|
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+
|
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+
Unlike most other regulated industries, the regulator is typically also a participant in the market, being either a publicly or privately governed central bank. Central banks also typically have a monopoly on the business of issuing banknotes. However, in some countries this is not the case. In the UK, for example, the Financial Services Authority licenses banks, and some commercial banks (such as the Bank of Scotland) issue their own banknotes in addition to those issued by the Bank of England, the UK government's central bank.
|
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|
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+
Banking law is based on a contractual analysis of the relationship between the bank (defined above) and the customer – defined as any entity for which the bank agrees to conduct an account.
|
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+
|
84 |
+
The law implies rights and obligations into this relationship as follows:
|
85 |
+
|
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+
These implied contractual terms may be modified by express agreement between the customer and the bank. The statutes and regulations in force within a particular jurisdiction may also modify the above terms and/or create new rights, obligations or limitations relevant to the bank-customer relationship.
|
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+
|
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+
Some types of financial institution, such as building societies and credit unions, may be partly or wholly exempt from bank license requirements, and therefore regulated under separate rules.
|
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+
|
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+
The requirements for the issue of a bank license vary between jurisdictions but typically include:
|
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+
|
92 |
+
Banks' activities can be divided into:
|
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+
|
94 |
+
Most banks are profit-making, private enterprises. However, some are owned by government, or are non-profit organizations.
|
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+
|
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+
The United States banking industry is one of the most heavily regulated and guarded in the world,[33] with multiple specialized and focused regulators. All banks with FDIC-insured deposits have the Federal Deposit Insurance Corporation (FDIC) as a regulator. However, for soundness examinations (i.e., whether a bank is operating in a sound manner), the Federal Reserve is the primary federal regulator for Fed-member state banks; the Office of the Comptroller of the Currency (OCC) is the primary federal regulator for national banks. State non-member banks are examined by the state agencies as well as the FDIC. National banks have one primary regulator – the OCC.
|
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+
|
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+
Each regulatory agency has their own set of rules and regulations to which banks and thrifts must adhere.
|
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+
The Federal Financial Institutions Examination Council (FFIEC) was established in 1979 as a formal inter-agency body empowered to prescribe uniform principles, standards, and report forms for the federal examination of financial institutions. Although the FFIEC has resulted in a greater degree of regulatory consistency between the agencies, the rules and regulations are constantly changing.
|
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+
|
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+
In addition to changing regulations, changes in the industry have led to consolidations within the Federal Reserve, FDIC, OTS, and OCC. Offices have been closed, supervisory regions have been merged, staff levels have been reduced and budgets have been cut. The remaining regulators face an increased burden with increased workload and more banks per regulator. While banks struggle to keep up with the changes in the regulatory environment, regulators struggle to manage their workload and effectively regulate their banks. The impact of these changes is that banks are receiving less hands-on assessment by the regulators, less time spent with each institution, and the potential for more problems slipping through the cracks, potentially resulting in an overall increase in bank failures across the United States.
|
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+
|
103 |
+
The changing economic environment has a significant impact on banks and thrifts as they struggle to effectively manage their interest rate spread in the face of low rates on loans, rate competition for deposits and the general market changes, industry trends and economic fluctuations. It has been a challenge for banks to effectively set their growth strategies with the recent economic market. A rising interest rate environment may seem to help financial institutions, but the effect of the changes on consumers and businesses is not predictable and the challenge remains for banks to grow and effectively manage the spread to generate a return to their shareholders.
|
104 |
+
|
105 |
+
The management of the banks’ asset portfolios also remains a challenge in today's economic environment. Loans are a bank's primary asset category and when loan quality becomes suspect, the foundation of a bank is shaken to the core. While always an issue for banks, declining asset quality has become a big problem for financial institutions.
|
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+
|
107 |
+
There are several reasons for this, one of which is the lax attitude some banks have adopted because of the years of “good times.” The potential for this is exacerbated by the reduction in the regulatory oversight of banks and in some cases depth of management. Problems are more likely to go undetected, resulting in a significant impact on the bank when they are discovered. In addition, banks, like any business, struggle to cut costs and have consequently eliminated certain expenses, such as adequate employee training programs.
|
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+
|
109 |
+
Banks also face a host of other challenges such as ageing ownership groups. Across the country, many banks’ management teams and board of directors are ageing. Banks also face ongoing pressure by shareholders, both public and private, to achieve earnings and growth projections. Regulators place added pressure on banks to manage the various categories of risk. Banking is also an extremely competitive industry. Competing in the financial services industry has become tougher with the entrance of such players as insurance agencies, credit unions, cheque cashing services, credit card companies, etc.
|
110 |
+
|
111 |
+
As a reaction, banks have developed their activities in financial instruments, through financial market operations such as brokerage and have become big players in such activities.
|
112 |
+
|
113 |
+
Another major challenge is the ageing infrastructure, also called legacy IT. Backend systems were built decades ago and are incompatible to new applications. Fixing bugs and creating interfaces costs huge sums, as knowledgeable programmers become scarce.[34]
|
114 |
+
|
115 |
+
To be able to provide home buyers and builders with the funds needed, banks must compete for deposits. The phenomenon of disintermediation had to dollars moving from savings accounts and into direct market instruments such as U.S. Department of Treasury obligations, agency securities, and corporate debt. One of the greatest factors in recent years in the movement of deposits was the tremendous growth of money market funds whose higher interest rates attracted consumer deposits.[35]
|
116 |
+
|
117 |
+
To compete for deposits, US savings institutions offer many different types of plans:[35]
|
118 |
+
|
119 |
+
Bank statements are accounting records produced by banks under the various accounting standards of the world. Under GAAP there are two kinds of accounts: debit and credit. Credit accounts are Revenue, Equity and Liabilities. Debit Accounts are Assets and Expenses. The bank credits a credit account to increase its balance, and debits a credit account to decrease its balance.[36]
|
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|
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The customer debits his or her savings/bank (asset) account in his ledger when making a deposit (and the account is normally in debit), while the customer credits a credit card (liability) account in his ledger every time he spends money (and the account is normally in credit). When the customer reads his bank statement, the statement will show a credit to the account for deposits, and debits for withdrawals of funds. The customer with a positive balance will see this balance reflected as a credit balance on the bank statement. If the customer is overdrawn, he will have a negative balance, reflected as a debit balance on the bank statement.
|
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One source of deposits for banks is brokers who deposit large sums of money on behalf of investors through trust corporations. This money will generally go to the banks which offer the most favourable terms, often better than those offered local depositors. It is possible for a bank to engage in business with no local deposits at all, all funds being brokered deposits. Accepting a significant quantity of such deposits, or "hot money" as it is sometimes called, puts a bank in a difficult and sometimes risky position, as the funds must be lent or invested in a way that yields a return sufficient to pay the high interest being paid on the brokered deposits. This may result in risky decisions and even in eventual failure of the bank. Banks which failed during 2008 and 2009 in the United States during the global financial crisis had, on average, four times more brokered deposits as a percent of their deposits than the average bank. Such deposits, combined with risky real estate investments, factored into the savings and loan crisis of the 1980s. Regulation of brokered deposits is opposed by banks on the grounds that the practice can be a source of external funding to growing communities with insufficient local deposits.[37] There are different types of accounts: saving, recurring and current accounts.
|
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Custodial accounts are accounts in which assets are held for a third party. For example, businesses that accept custody of funds for clients prior to their conversion, return or transfer may have a custodial account at a bank for this purposes.
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In modern time there has been huge reductions to the barriers of global competition in the banking industry. Increases in telecommunications and other financial technologies, such as Bloomberg, have allowed banks to extend their reach all over the world, since they no longer have to be near customers to manage both their finances and their risk. The growth in cross-border activities has also increased the demand for banks that can provide various services across borders to different nationalities.
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However, despite these reductions in barriers and growth in cross-border activities, the banking industry is nowhere near as globalized as some other industries. In the US, for instance, very few banks even worry about the Riegle–Neal Act, which promotes more efficient interstate banking. In the vast majority of nations around the globe the market share for foreign owned banks is currently less than a tenth of all market shares for banks in a particular nation.
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One reason the banking industry has not been fully globalized is that it is more convenient to have local banks provide loans to small business and individuals. On the other hand, for large corporations, it is not as important in what nation the bank is in, since the corporation's financial information is available around the globe.[38]
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Types of institutions:
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Terms and concepts:
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Terms and concepts:
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Crime:
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Cyber Crime
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Lists:
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Banking by country
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Banking, Banks, and Credit Unions from UCB Libraries GovPubs
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1 |
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Poetry (derived from the Greek poiesis, "making") is a form of literature that uses aesthetic and often rhythmic[1][2][3] qualities of language—such as phonaesthetics, sound symbolism, and metre—to evoke meanings in addition to, or in place of, the prosaic ostensible meaning.
|
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|
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Poetry has a long history – dating back to prehistoric times with hunting poetry in Africa, and to panegyric and elegiac court poetry of the empires of the Nile, Niger, and Volta River valleys.[4] Some of the earliest written poetry in Africa occurs among the Pyramid Texts written during the 25th century BCE. The earliest surviving Western Asian epic poetry, the Epic of Gilgamesh, was written in Sumerian.
|
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+
|
9 |
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Early poems in the Eurasian continent evolved from folk songs such as the Chinese Shijing; or from a need to retell oral epics, as with the Sanskrit Vedas, the Zoroastrian Gathas, and the Homeric epics, the Iliad and the Odyssey. Ancient Greek attempts to define poetry, such as Aristotle's Poetics, focused on the uses of speech in rhetoric, drama, song, and comedy. Later attempts concentrated on features such as repetition, verse form, and rhyme, and emphasized the aesthetics which distinguish poetry from more objectively-informative prosaic writing.
|
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+
|
11 |
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Poetry uses forms and conventions to suggest differential interpretations of words, or to evoke emotive responses. Devices such as assonance, alliteration, onomatopoeia, and rhythm may convey musical or incantatory effects. The use of ambiguity, symbolism, irony, and other stylistic elements of poetic diction often leaves a poem open to multiple interpretations. Similarly, figures of speech such as metaphor, simile, and metonymy[5] establish a resonance between otherwise disparate images—a layering of meanings, forming connections previously not perceived. Kindred forms of resonance may exist, between individual verses, in their patterns of rhyme or rhythm.
|
12 |
+
|
13 |
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Some poetry types are unique to particular cultures and genres and respond to characteristics of the language in which the poet writes. Readers accustomed to identifying poetry with Dante, Goethe, Mickiewicz, or Rumi may think of it as written in lines based on rhyme and regular meter. There are, however, traditions, such as Biblical poetry, that use other means to create rhythm and euphony. Much modern poetry reflects a critique of poetic tradition,[6] testing the principle of euphony itself or altogether forgoing rhyme or set rhythm.[7][8]
|
14 |
+
In an increasingly globalized world, poets often adapt forms, styles, and techniques from diverse cultures and languages.
|
15 |
+
|
16 |
+
A Western cultural tradition (which extends at least from Homer to Rilke) associates the production of poetry with inspiration – often by a Muse (either classical or contemporary).
|
17 |
+
|
18 |
+
Some scholars believe that the art of poetry may predate literacy.[9][10]
|
19 |
+
Others, however, suggest that poetry did not necessarily predate writing.[11][need quotation to verify]
|
20 |
+
|
21 |
+
The oldest surviving epic poem, the Epic of Gilgamesh, dates from the 3rd millennium BCE in Sumer (in Mesopotamia, now Iraq), and was written in cuneiform script on clay tablets and, later, on papyrus.[12] A tablet #2461 dating to c. 2000 BCE describes an annual rite in which the king symbolically married and mated with the goddess Inanna to ensure fertility and prosperity; some have labelled it the world's oldest love poem.[13][14] An example of Egyptian epic poetry is The Story of Sinuhe (c. 1800 BCE).
|
22 |
+
|
23 |
+
Other ancient epic poetry includes the Greek epics, the Iliad and the Odyssey; the Avestan books, the Gathic Avesta and the Yasna; the Roman national epic, Virgil's Aeneid (written between 29 and 19 BCE); and the Indian epics, the Ramayana and the Mahabharata. Epic poetry, including the Odyssey, the Gathas, and the Indian Vedas, appears to have been composed in poetic form as an aid to memorization and oral transmission in prehistoric and ancient societies.[11][15]
|
24 |
+
|
25 |
+
Other forms of poetry developed directly from folk songs. The earliest entries in the oldest extant collection of Chinese poetry, the Shijing, were initially lyrics.[16]
|
26 |
+
|
27 |
+
The efforts of ancient thinkers to determine what makes poetry distinctive as a form, and what distinguishes good poetry from bad, resulted in "poetics"—the study of the aesthetics of poetry.[17] Some ancient societies, such as China's through her Shijing (Classic of Poetry), developed canons of poetic works that had ritual as well as aesthetic importance.[18] More recently, thinkers have struggled to find a definition that could encompass formal differences as great as those between Chaucer's Canterbury Tales and Matsuo Bashō's Oku no Hosomichi, as well as differences in content spanning Tanakh religious poetry, love poetry, and rap.[19]
|
28 |
+
|
29 |
+
Classical thinkers in the West employed classification as a way to define and assess the quality of poetry. Notably, the existing fragments of Aristotle's Poetics describe three genres of poetry—the epic, the comic, and the tragic—and develop rules to distinguish the highest-quality poetry in each genre, based on the perceived underlying purposes of the genre.[20] Later aestheticians identified three major genres: epic poetry, lyric poetry, and dramatic poetry, treating comedy and tragedy as subgenres of dramatic poetry.[21]
|
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+
|
31 |
+
Aristotle's work was influential throughout the Middle East during the Islamic Golden Age,[22] as well as in Europe during the Renaissance.[23] Later poets and aestheticians often distinguished poetry from, and defined it in opposition to prose, which they generally understood as writing with a proclivity to logical explication and a linear narrative structure.[24]
|
32 |
+
|
33 |
+
This does not imply that poetry is illogical or lacks narration, but rather that poetry is an attempt to render the beautiful or sublime without the burden of engaging the logical or narrative thought-process. English Romantic poet John Keats termed this escape from logic "Negative capability".[25] This "romantic" approach views form as a key element of successful poetry because form is abstract and distinct from the underlying notional logic. This approach remained influential into the 20th century.[26]
|
34 |
+
|
35 |
+
During this period,[when?] there was also substantially more interaction among the various poetic traditions, in part due to the spread of European colonialism and the attendant rise in global trade.[27] In addition to a boom in translation, during the Romantic period numerous ancient works were rediscovered.[28]
|
36 |
+
|
37 |
+
Some 20th-century literary theorists rely less on the ostensible opposition of prose and poetry, instead focusing on the poet as simply one who creates using language, and poetry as what the poet creates.[29] The underlying concept of the poet as creator is not uncommon, and some modernist poets essentially do not distinguish between the creation of a poem with words, and creative acts in other media. Yet other modernists challenge the very attempt to define poetry as misguided.[30]
|
38 |
+
|
39 |
+
The rejection of traditional forms and structures for poetry that began in the first half of the 20th century coincided with a questioning of the purpose and meaning of traditional definitions of poetry and of distinctions between poetry and prose, particularly given examples of poetic prose and prosaic poetry. Numerous modernist poets have written in non-traditional forms or in what traditionally would have been considered prose, although their writing was generally infused with poetic diction and often with rhythm and tone established by non-metrical means. While there was a substantial formalist reaction within the modernist schools to the breakdown of structure, this reaction focused as much on the development of new formal structures and syntheses as on the revival of older forms and structures.[31]
|
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+
|
41 |
+
Recently,[when?] postmodernism has come to regard more completely prose and poetry as distinct entities, and also different genres of poetry as having meaning only as cultural artifacts. Postmodernism goes beyond modernism's emphasis on the creative role of the poet, to emphasize the role of the reader of a text (hermeneutics), and to highlight the complex cultural web within which a poem is read.[32] Today, throughout the world, poetry often incorporates poetic form and diction from other cultures and from the past, further confounding attempts at definition and classification that once made sense within a tradition such as the Western canon.[33]
|
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+
|
43 |
+
The early 21st-century poetic tradition appears to continue to strongly orient itself to earlier precursor poetic traditions such as those initiated by Whitman, Emerson, and Wordsworth. The literary critic Geoffrey Hartman (1929–2016) used the phrase "the anxiety of demand" to describe the contemporary response to older poetic traditions as "being fearful that the fact no longer has a form",[34] building on a trope introduced by Emerson. Emerson had maintained that in the debate concerning poetic structure where either "form" or "fact" could predominate, that one need simply "Ask the fact for the form." This has been challenged at various levels by other literary scholars such as Bloom (1930–2019), who has stated: "The generation of poets who stand together now, mature and ready to write the major American verse of the twenty-first century, may yet be seen as what Stevens called 'a great shadow's last embellishment,' the shadow being Emerson's."[35]
|
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+
|
45 |
+
Prosody is the study of the meter, rhythm, and intonation of a poem. Rhythm and meter are different, although closely related.[36] Meter is the definitive pattern established for a verse (such as iambic pentameter), while rhythm is the actual sound that results from a line of poetry. Prosody also may be used more specifically to refer to the scanning of poetic lines to show meter.[37]
|
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+
|
47 |
+
The methods for creating poetic rhythm vary across languages and between poetic traditions. Languages are often described as having timing set primarily by accents, syllables, or moras, depending on how rhythm is established, though a language can be influenced by multiple approaches. Japanese is a mora-timed language. Latin, Catalan, French, Leonese, Galician and Spanish are called syllable-timed languages. Stress-timed languages include English, Russian and, generally, German.[38] Varying intonation also affects how rhythm is perceived. Languages can rely on either pitch or tone. Some languages with a pitch accent are Vedic Sanskrit or Ancient Greek. Tonal languages include Chinese, Vietnamese and most Subsaharan languages.[39]
|
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+
|
49 |
+
Metrical rhythm generally involves precise arrangements of stresses or syllables into repeated patterns called feet within a line. In Modern English verse the pattern of stresses primarily differentiate feet, so rhythm based on meter in Modern English is most often founded on the pattern of stressed and unstressed syllables (alone or elided).[40] In the classical languages, on the other hand, while the metrical units are similar, vowel length rather than stresses define the meter.[41] Old English poetry used a metrical pattern involving varied numbers of syllables but a fixed number of strong stresses in each line.[42]
|
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+
|
51 |
+
The chief device of ancient Hebrew Biblical poetry, including many of the psalms, was parallelism, a rhetorical structure in which successive lines reflected each other in grammatical structure, sound structure, notional content, or all three. Parallelism lent itself to antiphonal or call-and-response performance, which could also be reinforced by intonation. Thus, Biblical poetry relies much less on metrical feet to create rhythm, but instead creates rhythm based on much larger sound units of lines, phrases and sentences.[43] Some classical poetry forms, such as Venpa of the Tamil language, had rigid grammars (to the point that they could be expressed as a context-free grammar) which ensured a rhythm.[44]
|
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+
|
53 |
+
Classical Chinese poetics, based on the tone system of Middle Chinese, recognized two kinds of tones: the level (平 píng) tone and the oblique (仄 zè) tones, a category consisting of the rising (上 sháng) tone, the departing (去 qù) tone and the entering (入 rù) tone. Certain forms of poetry placed constraints on which syllables were required to be level and which oblique.
|
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+
|
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+
The formal patterns of meter used in Modern English verse to create rhythm no longer dominate contemporary English poetry. In the case of free verse, rhythm is often organized based on looser units of cadence rather than a regular meter. Robinson Jeffers, Marianne Moore, and William Carlos Williams are three notable poets who reject the idea that regular accentual meter is critical to English poetry.[45] Jeffers experimented with sprung rhythm as an alternative to accentual rhythm.[46]
|
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+
|
57 |
+
In the Western poetic tradition, meters are customarily grouped according to a characteristic metrical foot and the number of feet per line.[48] The number of metrical feet in a line are described using Greek terminology: tetrameter for four feet and hexameter for six feet, for example.[49] Thus, "iambic pentameter" is a meter comprising five feet per line, in which the predominant kind of foot is the "iamb". This metric system originated in ancient Greek poetry, and was used by poets such as Pindar and Sappho, and by the great tragedians of Athens. Similarly, "dactylic hexameter", comprises six feet per line, of which the dominant kind of foot is the "dactyl". Dactylic hexameter was the traditional meter of Greek epic poetry, the earliest extant examples of which are the works of Homer and Hesiod.[50] Iambic pentameter and dactylic hexameter were later used by a number of poets, including William Shakespeare and Henry Wadsworth Longfellow, respectively.[51] The most common metrical feet in English are:[52]
|
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+
|
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+
There are a wide range of names for other types of feet, right up to a choriamb, a four syllable metric foot with a stressed syllable followed by two unstressed syllables and closing with a stressed syllable. The choriamb is derived from some ancient Greek and Latin poetry.[50] Languages which utilize vowel length or intonation rather than or in addition to syllabic accents in determining meter, such as Ottoman Turkish or Vedic, often have concepts similar to the iamb and dactyl to describe common combinations of long and short sounds.[54]
|
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|
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+
Each of these types of feet has a certain "feel," whether alone or in combination with other feet. The iamb, for example, is the most natural form of rhythm in the English language, and generally produces a subtle but stable verse.[55] Scanning meter can often show the basic or fundamental pattern underlying a verse, but does not show the varying degrees of stress, as well as the differing pitches and lengths of syllables.[56]
|
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|
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+
There is debate over how useful a multiplicity of different "feet" is in describing meter. For example, Robert Pinsky has argued that while dactyls are important in classical verse, English dactylic verse uses dactyls very irregularly and can be better described based on patterns of iambs and anapests, feet which he considers natural to the language.[57] Actual rhythm is significantly more complex than the basic scanned meter described above, and many scholars have sought to develop systems that would scan such complexity. Vladimir Nabokov noted that overlaid on top of the regular pattern of stressed and unstressed syllables in a line of verse was a separate pattern of accents resulting from the natural pitch of the spoken words, and suggested that the term "scud" be used to distinguish an unaccented stress from an accented stress.[58]
|
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|
65 |
+
Different traditions and genres of poetry tend to use different meters, ranging from the Shakespearean iambic pentameter and the Homeric dactylic hexameter to the anapestic tetrameter used in many nursery rhymes. However, a number of variations to the established meter are common, both to provide emphasis or attention to a given foot or line and to avoid boring repetition. For example, the stress in a foot may be inverted, a caesura (or pause) may be added (sometimes in place of a foot or stress), or the final foot in a line may be given a feminine ending to soften it or be replaced by a spondee to emphasize it and create a hard stop. Some patterns (such as iambic pentameter) tend to be fairly regular, while other patterns, such as dactylic hexameter, tend to be highly irregular.[59] Regularity can vary between language. In addition, different patterns often develop distinctively in different languages, so that, for example, iambic tetrameter in Russian will generally reflect a regularity in the use of accents to reinforce the meter, which does not occur, or occurs to a much lesser extent, in English.[60]
|
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|
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Some common metrical patterns, with notable examples of poets and poems who use them, include:
|
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|
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Rhyme, alliteration, assonance and consonance are ways of creating repetitive patterns of sound. They may be used as an independent structural element in a poem, to reinforce rhythmic patterns, or as an ornamental element.[66] They can also carry a meaning separate from the repetitive sound patterns created. For example, Chaucer used heavy alliteration to mock Old English verse and to paint a character as archaic.[67]
|
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|
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Rhyme consists of identical ("hard-rhyme") or similar ("soft-rhyme") sounds placed at the ends of lines or at predictable locations within lines ("internal rhyme"). Languages vary in the richness of their rhyming structures; Italian, for example, has a rich rhyming structure permitting maintenance of a limited set of rhymes throughout a lengthy poem. The richness results from word endings that follow regular forms. English, with its irregular word endings adopted from other languages, is less rich in rhyme.[68] The degree of richness of a language's rhyming structures plays a substantial role in determining what poetic forms are commonly used in that language.[69]
|
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|
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+
Alliteration is the repetition of letters or letter-sounds at the beginning of two or more words immediately succeeding each other, or at short intervals; or the recurrence of the same letter in accented parts of words. Alliteration and assonance played a key role in structuring early Germanic, Norse and Old English forms of poetry. The alliterative patterns of early Germanic poetry interweave meter and alliteration as a key part of their structure, so that the metrical pattern determines when the listener expects instances of alliteration to occur. This can be compared to an ornamental use of alliteration in most Modern European poetry, where alliterative patterns are not formal or carried through full stanzas. Alliteration is particularly useful in languages with less rich rhyming structures.
|
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|
75 |
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Assonance, where the use of similar vowel sounds within a word rather than similar sounds at the beginning or end of a word, was widely used in skaldic poetry but goes back to the Homeric epic.[70] Because verbs carry much of the pitch in the English language, assonance can loosely evoke the tonal elements of Chinese poetry and so is useful in translating Chinese poetry.[71] Consonance occurs where a consonant sound is repeated throughout a sentence without putting the sound only at the front of a word. Consonance provokes a more subtle effect than alliteration and so is less useful as a structural element.[69]
|
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|
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+
In many languages, including modern European languages and Arabic, poets use rhyme in set patterns as a structural element for specific poetic forms, such as ballads, sonnets and rhyming couplets. However, the use of structural rhyme is not universal even within the European tradition. Much modern poetry avoids traditional rhyme schemes. Classical Greek and Latin poetry did not use rhyme.[72] Rhyme entered European poetry in the High Middle Ages, in part under the influence of the Arabic language in Al Andalus (modern Spain).[73] Arabic language poets used rhyme extensively from the first development of literary Arabic in the sixth century, as in their long, rhyming qasidas.[74] Some rhyming schemes have become associated with a specific language, culture or period, while other rhyming schemes have achieved use across languages, cultures or time periods. Some forms of poetry carry a consistent and well-defined rhyming scheme, such as the chant royal or the rubaiyat, while other poetic forms have variable rhyme schemes.[75]
|
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|
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+
Most rhyme schemes are described using letters that correspond to sets of rhymes, so if the first, second and fourth lines of a quatrain rhyme with each other and the third line do not rhyme, the quatrain is said to have an "aa-ba" rhyme scheme. This rhyme scheme is the one used, for example, in the rubaiyat form.[76] Similarly, an "a-bb-a" quatrain (what is known as "enclosed rhyme") is used in such forms as the Petrarchan sonnet.[77] Some types of more complicated rhyming schemes have developed names of their own, separate from the "a-bc" convention, such as the ottava rima and terza rima.[78] The types and use of differing rhyming schemes are discussed further in the main article.
|
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|
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Poetic form is more flexible in modernist and post-modernist poetry and continues to be less structured than in previous literary eras. Many modern poets eschew recognizable structures or forms and write in free verse. But poetry remains distinguished from prose by its form; some regard for basic formal structures of poetry will be found in even the best free verse, however much such structures may appear to have been ignored.[79] Similarly, in the best poetry written in classic styles there will be departures from strict form for emphasis or effect.[80]
|
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Among major structural elements used in poetry are the line, the stanza or verse paragraph, and larger combinations of stanzas or lines such as cantos. Also sometimes used are broader visual presentations of words and calligraphy. These basic units of poetic form are often combined into larger structures, called poetic forms or poetic modes (see the following section), as in the sonnet.
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Poetry is often separated into lines on a page, in a process known as lineation. These lines may be based on the number of metrical feet or may emphasize a rhyming pattern at the ends of lines. Lines may serve other functions, particularly where the poem is not written in a formal metrical pattern. Lines can separate, compare or contrast thoughts expressed in different units, or can highlight a change in tone.[81] See the article on line breaks for information about the division between lines.
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Lines of poems are often organized into stanzas, which are denominated by the number of lines included. Thus a collection of two lines is a couplet (or distich), three lines a triplet (or tercet), four lines a quatrain, and so on. These lines may or may not relate to each other by rhyme or rhythm. For example, a couplet may be two lines with identical meters which rhyme or two lines held together by a common meter alone.[82]
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Other poems may be organized into verse paragraphs, in which regular rhymes with established rhythms are not used, but the poetic tone is instead established by a collection of rhythms, alliterations, and rhymes established in paragraph form.[83] Many medieval poems were written in verse paragraphs, even where regular rhymes and rhythms were used.[84]
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In many forms of poetry, stanzas are interlocking, so that the rhyming scheme or other structural elements of one stanza determine those of succeeding stanzas. Examples of such interlocking stanzas include, for example, the ghazal and the villanelle, where a refrain (or, in the case of the villanelle, refrains) is established in the first stanza which then repeats in subsequent stanzas. Related to the use of interlocking stanzas is their use to separate thematic parts of a poem. For example, the strophe, antistrophe and epode of the ode form are often separated into one or more stanzas.[85]
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In some cases, particularly lengthier formal poetry such as some forms of epic poetry, stanzas themselves are constructed according to strict rules and then combined. In skaldic poetry, the dróttkvætt stanza had eight lines, each having three "lifts" produced with alliteration or assonance. In addition to two or three alliterations, the odd-numbered lines had partial rhyme of consonants with dissimilar vowels, not necessarily at the beginning of the word; the even lines contained internal rhyme in set syllables (not necessarily at the end of the word). Each half-line had exactly six syllables, and each line ended in a trochee. The arrangement of dróttkvætts followed far less rigid rules than the construction of the individual dróttkvætts.[86]
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Even before the advent of printing, the visual appearance of poetry often added meaning or depth. Acrostic poems conveyed meanings in the initial letters of lines or in letters at other specific places in a poem.[87] In Arabic, Hebrew and Chinese poetry, the visual presentation of finely calligraphed poems has played an important part in the overall effect of many poems.[88]
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With the advent of printing, poets gained greater control over the mass-produced visual presentations of their work. Visual elements have become an important part of the poet's toolbox, and many poets have sought to use visual presentation for a wide range of purposes. Some Modernist poets have made the placement of individual lines or groups of lines on the page an integral part of the poem's composition. At times, this complements the poem's rhythm through visual caesuras of various lengths, or creates juxtapositions so as to accentuate meaning, ambiguity or irony, or simply to create an aesthetically pleasing form. In its most extreme form, this can lead to concrete poetry or asemic writing.[89][90]
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Poetic diction treats the manner in which language is used, and refers not only to the sound but also to the underlying meaning and its interaction with sound and form.[91] Many languages and poetic forms have very specific poetic dictions, to the point where distinct grammars and dialects are used specifically for poetry.[92][93] Registers in poetry can range from strict employment of ordinary speech patterns, as favoured in much late-20th-century prosody,[94] through to highly ornate uses of language, as in medieval and Renaissance poetry.[95]
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Poetic diction can include rhetorical devices such as simile and metaphor, as well as tones of voice, such as irony. Aristotle wrote in the Poetics that "the greatest thing by far is to be a master of metaphor."[96] Since the rise of Modernism, some poets have opted for a poetic diction that de-emphasizes rhetorical devices, attempting instead the direct presentation of things and experiences and the exploration of tone.[97] On the other hand, Surrealists have pushed rhetorical devices to their limits, making frequent use of catachresis.[98]
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Allegorical stories are central to the poetic diction of many cultures, and were prominent in the West during classical times, the late Middle Ages and the Renaissance. Aesop's Fables, repeatedly rendered in both verse and prose since first being recorded about 500 BCE, are perhaps the richest single source of allegorical poetry through the ages.[99] Other notables examples include the Roman de la Rose, a 13th-century French poem, William Langland's Piers Ploughman in the 14th century, and Jean de la Fontaine's Fables (influenced by Aesop's) in the 17th century. Rather than being fully allegorical, however, a poem may contain symbols or allusions that deepen the meaning or effect of its words without constructing a full allegory.[100]
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Another element of poetic diction can be the use of vivid imagery for effect. The juxtaposition of unexpected or impossible images is, for example, a particularly strong element in surrealist poetry and haiku.[101] Vivid images are often endowed with symbolism or metaphor. Many poetic dictions use repetitive phrases for effect, either a short phrase (such as Homer's "rosy-fingered dawn" or "the wine-dark sea") or a longer refrain. Such repetition can add a somber tone to a poem, or can be laced with irony as the context of the words changes.[102]
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Specific poetic forms have been developed by many cultures. In more developed, closed or "received" poetic forms, the rhyming scheme, meter and other elements of a poem are based on sets of rules, ranging from the relatively loose rules that govern the construction of an elegy to the highly formalized structure of the ghazal or villanelle.[103] Described below are some common forms of poetry widely used across a number of languages. Additional forms of poetry may be found in the discussions of the poetry of particular cultures or periods and in the glossary.
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Among the most common forms of poetry, popular from the Late Middle Ages on, is the sonnet, which by the 13th century had become standardized as fourteen lines following a set rhyme scheme and logical structure. By the 14th century and the Italian Renaissance, the form had further crystallized under the pen of Petrarch, whose sonnets were translated in the 16th century by Sir Thomas Wyatt, who is credited with introducing the sonnet form into English literature.[104] A traditional Italian or Petrarchan sonnet follows the rhyme scheme ABBA, ABBA, CDECDE, though some variation, perhaps the most common being CDCDCD, especially within the final six lines (or sestet), is common.[105] The English (or Shakespearean) sonnet follows the rhyme scheme ABAB, CDCD, EFEF, GG, introducing a third quatrain (grouping of four lines), a final couplet, and a greater amount of variety with regard to rhyme than is usually found in its Italian predecessors. By convention, sonnets in English typically use iambic pentameter, while in the Romance languages, the hendecasyllable and Alexandrine are the most widely used meters.
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Sonnets of all types often make use of a volta, or "turn," a point in the poem at which an idea is turned on its head, a question is answered (or introduced), or the subject matter is further complicated. This volta can often take the form of a "but" statement contradicting or complicating the content of the earlier lines. In the Petrarchan sonnet, the turn tends to fall around the division between the first two quatrains and the sestet, while English sonnets usually place it at or near the beginning of the closing couplet.
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Sonnets are particularly associated with high poetic diction, vivid imagery, and romantic love, largely due to the influence of Petrarch as well as of early English practitioners such as Edmund Spenser (who gave his name to the Spenserian sonnet), Michael Drayton, and Shakespeare, whose sonnets are among the most famous in English poetry, with twenty being included in the Oxford Book of English Verse.[106] However, the twists and turns associated with the volta allow for a logical flexibility applicable to many subjects.[107] Poets from the earliest centuries of the sonnet to the present have utilized the form to address topics related to politics (John Milton, Percy Bysshe Shelley, Claude McKay), theology (John Donne, Gerard Manley Hopkins), war (Wilfred Owen, e.e. cummings), and gender and sexuality (Carol Ann Duffy). Further, postmodern authors such as Ted Berrigan and John Berryman have challenged the traditional definitions of the sonnet form, rendering entire sequences of "sonnets" that often lack rhyme, a clear logical progression, or even a consistent count of fourteen lines.
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Shi (simplified Chinese: 诗; traditional Chinese: 詩; pinyin: shī; Wade–Giles: shih) Is the main type of Classical Chinese poetry.[108] Within this form of poetry the most important variations are "folk song" styled verse (yuefu), "old style" verse (gushi), "modern style" verse (jintishi). In all cases, rhyming is obligatory. The Yuefu is a folk ballad or a poem written in the folk ballad style, and the number of lines and the length of the lines could be irregular. For the other variations of shi poetry, generally either a four line (quatrain, or jueju) or else an eight-line poem is normal; either way with the even numbered lines rhyming. The line length is scanned by an according number of characters (according to the convention that one character equals one syllable), and are predominantly either five or seven characters long, with a caesura before the final three syllables. The lines are generally end-stopped, considered as a series of couplets, and exhibit verbal parallelism as a key poetic device.[109] The "old style" verse (Gushi) is less formally strict than the jintishi, or regulated verse, which, despite the name "new style" verse actually had its theoretical basis laid as far back as Shen Yue (441–513 CE), although not considered to have reached its full development until the time of Chen Zi'ang (661–702 CE).[110] A good example of a poet known for his Gushi poems is Li Bai (701–762 CE). Among its other rules, the jintishi rules regulate the tonal variations within a poem, including the use of set patterns of the four tones of Middle Chinese. The basic form of jintishi (sushi) has eight lines in four couplets, with parallelism between the lines in the second and third couplets. The couplets with parallel lines contain contrasting content but an identical grammatical relationship between words. Jintishi often have a rich poetic diction, full of allusion, and can have a wide range of subject, including history and politics.[111][112] One of the masters of the form was Du Fu (712–770 CE), who wrote during the Tang Dynasty (8th century).[113]
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The villanelle is a nineteen-line poem made up of five triplets with a closing quatrain; the poem is characterized by having two refrains, initially used in the first and third lines of the first stanza, and then alternately used at the close of each subsequent stanza until the final quatrain, which is concluded by the two refrains. The remaining lines of the poem have an a-b alternating rhyme.[114] The villanelle has been used regularly in the English language since the late 19th century by such poets as Dylan Thomas,[115] W. H. Auden,[116] and Elizabeth Bishop.[117]
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A limerick is a poem that consists of five lines and is often humorous. Rhythm is very important in limericks for the first, second and fifth lines must have seven to ten syllables. However, the third and fourth lines only need five to seven. All of the lines must rhyme and have the same rhythm.
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Tanka is a form of unrhymed Japanese poetry, with five sections totalling 31 on (phonological units identical to morae), structured in a 5-7-5-7-7 pattern.[118] There is generally a shift in tone and subject matter between the upper 5-7-5 phrase and the lower 7-7 phrase. Tanka were written as early as the Asuka period by such poets as Kakinomoto no Hitomaro (fl. late 7th century), at a time when Japan was emerging from a period where much of its poetry followed Chinese form.[119] Tanka was originally the shorter form of Japanese formal poetry (which was generally referred to as "waka"), and was used more heavily to explore personal rather than public themes. By the tenth century, tanka had become the dominant form of Japanese poetry, to the point where the originally general term waka ("Japanese poetry") came to be used exclusively for tanka. Tanka are still widely written today.[120]
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Haiku is a popular form of unrhymed Japanese poetry, which evolved in the 17th century from the hokku, or opening verse of a renku.[121] Generally written in a single vertical line, the haiku contains three sections totalling 17 on (morae), structured in a 5-7-5 pattern. Traditionally, haiku contain a kireji, or cutting word, usually placed at the end of one of the poem's three sections, and a kigo, or season-word.[122] The most famous exponent of the haiku was Matsuo Bashō (1644–1694). An example of his writing:[123]
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The khlong (โคลง, [kʰlōːŋ]) is among the oldest Thai poetic forms. This is reflected in its requirements on the tone markings of certain syllables, which must be marked with mai ek (ไม้เอก, Thai pronunciation: [máj èːk], ◌่) or mai tho (ไม้โท, [máj tʰōː], ◌้). This was likely derived from when the Thai language had three tones (as opposed to today's five, a split which occurred during the Ayutthaya Kingdom period), two of which corresponded directly to the aforementioned marks. It is usually regarded as an advanced and sophisticated poetic form.[124]
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In khlong, a stanza (bot, บท, Thai pronunciation: [bòt]) has a number of lines (bat, บาท, Thai pronunciation: [bàːt], from Pali and Sanskrit pāda), depending on the type. The bat are subdivided into two wak (วรรค, Thai pronunciation: [wák], from Sanskrit varga).[note 1] The first wak has five syllables, the second has a variable number, also depending on the type, and may be optional. The type of khlong is named by the number of bat in a stanza; it may also be divided into two main types: khlong suphap (โคลงสุภาพ, [kʰlōːŋ sù.pʰâːp]) and khlong dan (โคลงดั้น, [kʰlōːŋ dân]). The two differ in the number of syllables in the second wak of the final bat and inter-stanza rhyming rules.[124]
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The khlong si suphap (โคลงสี่สุภาพ, [kʰlōːŋ sìː sù.pʰâːp]) is the most common form still currently employed. It has four bat per stanza (si translates as four). The first wak of each bat has five syllables. The second wak has two or four syllables in the first and third bat, two syllables in the second, and four syllables in the fourth. Mai ek is required for seven syllables and Mai tho is required for four, as shown below. "Dead word" syllables are allowed in place of syllables which require mai ek, and changing the spelling of words to satisfy the criteria is usually acceptable.
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Odes were first developed by poets writing in ancient Greek, such as Pindar, and Latin, such as Horace. Forms of odes appear in many of the cultures that were influenced by the Greeks and Latins.[125] The ode generally has three parts: a strophe, an antistrophe, and an epode. The antistrophes of the ode possess similar metrical structures and, depending on the tradition, similar rhyme structures. In contrast, the epode is written with a different scheme and structure. Odes have a formal poetic diction and generally deal with a serious subject. The strophe and antistrophe look at the subject from different, often conflicting, perspectives, with the epode moving to a higher level to either view or resolve the underlying issues. Odes are often intended to be recited or sung by two choruses (or individuals), with the first reciting the strophe, the second the antistrophe, and both together the epode.[126] Over time, differing forms for odes have developed with considerable variations in form and structure, but generally showing the original influence of the Pindaric or Horatian ode. One non-Western form which resembles the ode is the qasida in Persian poetry.[127]
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The ghazal (also ghazel, gazel, gazal, or gozol) is a form of poetry common in Arabic, Bengali, Persian and Urdu. In classic form, the ghazal has from five to fifteen rhyming couplets that share a refrain at the end of the second line. This refrain may be of one or several syllables and is preceded by a rhyme. Each line has an identical meter. The ghazal often reflects on a theme of unattainable love or divinity.[128]
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As with other forms with a long history in many languages, many variations have been developed, including forms with a quasi-musical poetic diction in Urdu.[129] Ghazals have a classical affinity with Sufism, and a number of major Sufi religious works are written in ghazal form. The relatively steady meter and the use of the refrain produce an incantatory effect, which complements Sufi mystical themes well.[130] Among the masters of the form is Rumi, a 13th-century Persian poet.[131]
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One of the most famous poet in this type of poetry is Hafez, whose poems often include the theme of exposing hypocrisy. His life and poems have been the subject of much analysis, commentary and interpretation, influencing post-fourteenth century Persian writing more than any other author.[132][133] The West-östlicher Diwan of Johann Wolfgang von Goethe, a collection of lyrical poems, is inspired by the Persian poet Hafez.[134][135][136]
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In addition to specific forms of poems, poetry is often thought of in terms of different genres and subgenres. A poetic genre is generally a tradition or classification of poetry based on the subject matter, style, or other broader literary characteristics.[137] Some commentators view genres as natural forms of literature. Others view the study of genres as the study of how different works relate and refer to other works.[138]
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Narrative poetry is a genre of poetry that tells a story. Broadly it subsumes epic poetry, but the term "narrative poetry" is often reserved for smaller works, generally with more appeal to human interest. Narrative poetry may be the oldest type of poetry. Many scholars of Homer have concluded that his Iliad and Odyssey were composed of compilations of shorter narrative poems that related individual episodes. Much narrative poetry—such as Scottish and English ballads, and Baltic and Slavic heroic poems—is performance poetry with roots in a preliterate oral tradition. It has been speculated that some features that distinguish poetry from prose, such as meter, alliteration and kennings, once served as memory aids for bards who recited traditional tales.[139]
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Notable narrative poets have included Ovid, Dante, Juan Ruiz, William Langland, Chaucer, Fernando de Rojas, Luís de Camões, Shakespeare, Alexander Pope, Robert Burns, Adam Mickiewicz, Alexander Pushkin, Edgar Allan Poe, Alfred Tennyson, and Anne Carson.
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Lyric poetry is a genre that, unlike epic and dramatic poetry, does not attempt to tell a story but instead is of a more personal nature. Poems in this genre tend to be shorter, melodic, and contemplative. Rather than depicting characters and actions, it portrays the poet's own feelings, states of mind, and perceptions.[140] Notable poets in this genre include Christine de Pizan, John Donne, Charles Baudelaire, Gerard Manley Hopkins, Antonio Machado, and Edna St. Vincent Millay.
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Epic poetry is a genre of poetry, and a major form of narrative literature. This genre is often defined as lengthy poems concerning events of a heroic or important nature to the culture of the time. It recounts, in a continuous narrative, the life and works of a heroic or mythological person or group of persons.[141] Examples of epic poems are Homer's Iliad and Odyssey, Virgil's Aeneid, the Nibelungenlied, Luís de Camões' Os Lusíadas, the Cantar de Mio Cid, the Epic of Gilgamesh, the Mahabharata, Valmiki's Ramayana, Ferdowsi's Shahnama, Nizami (or Nezami)'s Khamse (Five Books), and the Epic of King Gesar. While the composition of epic poetry, and of long poems generally, became less common in the west after the early 20th century, some notable epics have continued to be written. Derek Walcott won a Nobel prize to a great extent on the basis of his epic, Omeros.[142]
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Poetry can be a powerful vehicle for satire. The Romans had a strong tradition of satirical poetry, often written for political purposes. A notable example is the Roman poet Juvenal's satires.[143]
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The same is true of the English satirical tradition. John Dryden (a Tory), the first Poet Laureate, produced in 1682 Mac Flecknoe, subtitled "A Satire on the True Blue Protestant Poet, T.S." (a reference to Thomas Shadwell).[144] Another master of 17th-century English satirical poetry was John Wilmot, 2nd Earl of Rochester.[145] Satirical poets outside England include Poland's Ignacy Krasicki, Azerbaijan's Sabir and Portugal's Manuel Maria Barbosa du Bocage.
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An elegy is a mournful, melancholy or plaintive poem, especially a lament for the dead or a funeral song. The term "elegy," which originally denoted a type of poetic meter (elegiac meter), commonly describes a poem of mourning. An elegy may also reflect something that seems to the author to be strange or mysterious. The elegy, as a reflection on a death, on a sorrow more generally, or on something mysterious, may be classified as a form of lyric poetry.[146][147]
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Notable practitioners of elegiac poetry have included Propertius, Jorge Manrique, Jan Kochanowski, Chidiock Tichborne, Edmund Spenser, Ben Jonson, John Milton, Thomas Gray, Charlotte Turner Smith, William Cullen Bryant, Percy Bysshe Shelley, Johann Wolfgang von Goethe, Evgeny Baratynsky, Alfred Tennyson, Walt Whitman, Antonio Machado, Juan Ramón Jiménez, Giannina Braschi, William Butler Yeats, Rainer Maria Rilke, and Virginia Woolf.
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The fable is an ancient literary genre, often (though not invariably) set in verse. It is a succinct story that features anthropomorphised animals, legendary creatures, plants, inanimate objects, or forces of nature that illustrate a moral lesson (a "moral"). Verse fables have used a variety of meter and rhyme patterns.[148]
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Notable verse fabulists have included Aesop, Vishnu Sarma, Phaedrus, Marie de France, Robert Henryson, Biernat of Lublin, Jean de La Fontaine, Ignacy Krasicki, Félix María de Samaniego, Tomás de Iriarte, Ivan Krylov and Ambrose Bierce.
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Dramatic poetry is drama written in verse to be spoken or sung, and appears in varying, sometimes related forms in many cultures. Greek tragedy in verse dates to the 6th century B.C., and may have been an influence on the development of Sanskrit drama,[149] just as Indian drama in turn appears to have influenced the development of the bianwen verse dramas in China, forerunners of Chinese Opera.[150] East Asian verse dramas also include Japanese Noh. Examples of dramatic poetry in Persian literature include Nizami's two famous dramatic works, Layla and Majnun and Khosrow and Shirin, Ferdowsi's tragedies such as Rostam and Sohrab, Rumi's Masnavi, Gorgani's tragedy of Vis and Ramin, and Vahshi's tragedy of Farhad.
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Speculative poetry, also known as fantastic poetry (of which weird or macabre poetry is a major sub-classification), is a poetic genre which deals thematically with subjects which are "beyond reality", whether via extrapolation as in science fiction or via weird and horrific themes as in horror fiction. Such poetry appears regularly in modern science fiction and horror fiction magazines. Edgar Allan Poe is sometimes seen as the "father of speculative poetry".[151] Poe's most remarkable achievement in the genre was his anticipation, by three-quarters of a century, of the Big Bang theory of the universe's origin, in his then much-derided 1848 essay (which, due to its very speculative nature, he termed a "prose poem"), Eureka: A Prose Poem.[152][153]
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Prose poetry is a hybrid genre that shows attributes of both prose and poetry. It may be indistinguishable from the micro-story (a.k.a. the "short short story", "flash fiction"). While some examples of earlier prose strike modern readers as poetic, prose poetry is commonly regarded as having originated in 19th-century France, where its practitioners included Aloysius Bertrand, Charles Baudelaire, Arthur Rimbaud and Stéphane Mallarmé.[154] Since the late 1980s especially, prose poetry has gained increasing popularity, with entire journals, such as The Prose Poem: An International Journal,[155] Contemporary Haibun Online,[156] and Haibun Today[157] devoted to that genre and its hybrids. Latin American poets of the 20th century who wrote prose poems include Octavio Paz and Giannina Braschi[158][159]
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Light poetry, or light verse, is poetry that attempts to be humorous. Poems considered "light" are usually brief, and can be on a frivolous or serious subject, and often feature word play, including puns, adventurous rhyme and heavy alliteration. Although a few free verse poets have excelled at light verse outside the formal verse tradition, light verse in English usually obeys at least some formal conventions. Common forms include the limerick, the clerihew, and the double dactyl.
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While light poetry is sometimes condemned as doggerel, or thought of as poetry composed casually, humor often makes a serious point in a subtle or subversive way. Many of the most renowned "serious" poets have also excelled at light verse. Notable writers of light poetry include Lewis Carroll, Ogden Nash, X. J. Kennedy, Willard R. Espy, and Wendy Cope.
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Slam poetry as a genre originated in 1986 in Chicago, Illinois, when Marc Kelly Smith organized the first slam.[160][161] Slam performers comment emotively, aloud before an audience, on personal, social, or other matters. Slam focuses on the aesthetics of word play, intonation, and voice inflection. Slam poetry is often competitive, at dedicated "poetry slam" contests.[162]
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The internal structure of Earth is layered in spherical shells: an outer silicate solid crust, a highly viscous asthenosphere and mantle, a liquid outer core that is much less viscous than the mantle, and a solid inner core. Scientific understanding of the internal structure of Earth is based on observations of topography and bathymetry, observations of rock in outcrop, samples brought to the surface from greater depths by volcanoes or volcanic activity, analysis of the seismic waves that pass through Earth, measurements of the gravitational and magnetic fields of Earth, and experiments with crystalline solids at pressures and temperatures characteristic of Earth's deep interior.
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The force exerted by Earth's gravity can be used to calculate its mass. Astronomers can also calculate Earth's mass by observing the motion of orbiting satellites. Earth's average density can be determined through gravimetric experiments, which have historically involved pendulums.
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The mass of Earth is about 6×1024 kg.[1]
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The structure of Earth can be defined in two ways: by mechanical properties such as rheology, or chemically. Mechanically, it can be divided into lithosphere, asthenosphere, mesospheric mantle, outer core, and the inner core. Chemically, Earth can be divided into the crust, upper mantle, lower mantle, outer core, and inner core. The geologic component layers of Earth are at the following depths below the surface:[3]
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† Depth varies locally between 5 and 70 km.
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The layering of Earth has been inferred indirectly using the time of travel of refracted and reflected seismic waves created by earthquakes. The core does not allow shear waves to pass through it, while the speed of travel (seismic velocity) is different in other layers. The changes in seismic velocity between different layers causes refraction owing to Snell's law, like light bending as it passes through a prism. Likewise, reflections are caused by a large increase in seismic velocity and are similar to light reflecting from a mirror.
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The Earth's crust ranges from 5–70 kilometres (3.1–43.5 mi)[5] in depth and is the outermost layer.[6] The thin parts are the oceanic crust, which underlie the ocean basins (5–10 km) and are composed of dense (mafic) iron magnesium silicate igneous rocks, like basalt. The thicker crust is continental crust, which is less dense and composed of (felsic) sodium potassium aluminium silicate rocks, like granite. The rocks of the crust fall into two major categories – sial and sima (Suess, 1831–1914). It is estimated that sima starts about 11 km below the Conrad discontinuity (a second order discontinuity). The uppermost mantle together with the crust constitutes the lithosphere. The crust-mantle boundary occurs as two physically different events. First, there is a discontinuity in the seismic velocity, which is most commonly known as the Mohorovičić discontinuity or Moho. The cause of the Moho is thought to be a change in rock composition from rocks containing plagioclase feldspar (above) to rocks that contain no feldspars (below). Second, in oceanic crust, there is a chemical discontinuity between ultramafic cumulates and tectonized harzburgites, which has been observed from deep parts of the oceanic crust that have been obducted onto the continental crust and preserved as ophiolite sequences.
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Many rocks now making up Earth's crust formed less than 100 million (1×108) years ago; however, the oldest known mineral grains are about 4.4 billion (4.4×109) years old, indicating that Earth has had a solid crust for at least 4.4 billion years.[7]
|
16 |
+
|
17 |
+
Earth's mantle extends to a depth of 2,890 km, making it the thickest layer of Earth.[8] The mantle is divided into upper and lower mantle,[9] which are separated by the transition zone.[10] The lowest part of the mantle next to the core-mantle boundary is known as the D″ (pronounced dee-double-prime) layer.[11] The pressure at the bottom of the mantle is ≈140 GPa (1.4 Matm).[12] The mantle is composed of silicate rocks that are rich in iron and magnesium relative to the overlying crust.[13] Although solid, the high temperatures within the mantle cause the silicate material to be sufficiently ductile that it can flow on very long timescales.[14] Convection of the mantle is expressed at the surface through the motions of tectonic plates. As there is intense and increasing pressure as one travels deeper into the mantle, the lower part of the mantle flows less easily than does the upper mantle (chemical changes within the mantle may also be important). The viscosity of the mantle ranges between 1021 and 1024 Pa·s, depending on depth.[15] In comparison, the viscosity of water is approximately 10−3 Pa·s and that of pitch is 107 Pa·s. The source of heat that drives plate tectonics is the primordial heat left over from the planet's formation as well as the radioactive decay of uranium, thorium, and potassium in Earth's crust and mantle.[16]
|
18 |
+
|
19 |
+
The average density of Earth is
|
20 |
+
5.515 g/cm3.[17] Because the average density of surface material is only around 3.0 g/cm3, we must conclude that denser materials exist within Earth's core.
|
21 |
+
This result has been known since the Schiehallion experiment, performed in the 1770s.
|
22 |
+
Charles Hutton in his 1778 report concluded that the mean density of the Earth must be about
|
23 |
+
|
24 |
+
|
25 |
+
|
26 |
+
|
27 |
+
|
28 |
+
|
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+
9
|
30 |
+
5
|
31 |
+
|
32 |
+
|
33 |
+
|
34 |
+
|
35 |
+
|
36 |
+
{\displaystyle {\tfrac {9}{5}}}
|
37 |
+
|
38 |
+
that of surface rock, concluding that the interior of the Earth must be metallic. Hutton estimated this metallic portion to occupy some 65% of the diameter of the Earth.[18]
|
39 |
+
Hutton's estimate on the mean density of the Earth was still about 20% too low, at 4.5 g/cm3.
|
40 |
+
Henry Cavendish in his torsion balance experiment of 1798 found a value of 5.45 g/cm3, within 1% of the modern value.[19]
|
41 |
+
Seismic measurements show that the core is divided into two parts, a "solid" inner core with a radius of ≈1,220 km[20] and a liquid outer core extending beyond it to a radius of ≈3,400 km. The densities are between 9,900 and 12,200 kg/m3 in the outer core and 12,600–13,000 kg/m3 in the inner core.[21]
|
42 |
+
|
43 |
+
The inner core was discovered in 1936 by Inge Lehmann and is generally believed to be composed primarily of iron and some nickel. Since this layer is able to transmit shear waves (transverse seismic waves), it must be solid. Experimental evidence has at times been critical of crystal models of the core.[22] Other experimental studies show a discrepancy under high pressure: diamond anvil (static) studies at core pressures yield melting temperatures that are approximately 2000 K below those from shock laser (dynamic) studies.[23][24] The laser studies create plasma,[25] and the results are suggestive that constraining inner core conditions will depend on whether the inner core is a solid or is a plasma with the density of a solid. This is an area of active research.
|
44 |
+
|
45 |
+
In early stages of Earth's formation about 4.6 billion years ago, melting would have caused denser substances to sink toward the center in a process called planetary differentiation (see also the iron catastrophe), while less-dense materials would have migrated to the crust. The core is thus believed to largely be composed of iron (80%), along with nickel and one or more light elements, whereas other dense elements, such as lead and uranium, either are too rare to be significant or tend to bind to lighter elements and thus remain in the crust (see felsic materials). Some have argued that the inner core may be in the form of a single iron crystal.[26][27]
|
46 |
+
|
47 |
+
Under laboratory conditions a sample of iron–nickel alloy was subjected to the corelike pressures by gripping it in a vise between 2 diamond tips (diamond anvil cell), and then heating to approximately 4000 K. The sample was observed with x-rays, and strongly supported the theory that Earth's inner core was made of giant crystals running north to south.[28][29]
|
48 |
+
|
49 |
+
The liquid outer core surrounds the inner core and is believed to be composed of iron mixed with nickel and trace amounts of lighter elements.
|
50 |
+
|
51 |
+
Recent speculation suggests that the innermost part of the core is enriched in gold, platinum and other siderophile elements.[30]
|
52 |
+
|
53 |
+
The matter that comprises Earth is connected in fundamental ways to matter of certain chondrite meteorites, and to matter of outer portion of the Sun.[31][32] There is good reason to believe that Earth is, in the main, like a chondrite meteorite. Beginning as early as 1940, scientists, including Francis Birch, built geophysics upon the premise that Earth is like ordinary chondrites, the most common type of meteorite observed impacting Earth, while totally ignoring another, albeit less abundant type, called enstatite chondrites. The principal difference between the two meteorite types is that enstatite chondrites formed under circumstances of extremely limited available oxygen, leading to certain normally oxyphile elements existing either partially or wholly in the alloy portion that corresponds to the core of Earth.
|
54 |
+
|
55 |
+
Dynamo theory suggests that convection in the outer core, combined with the Coriolis effect, gives rise to Earth's magnetic field. The solid inner core is too hot to hold a permanent magnetic field (see Curie temperature) but probably acts to stabilize the magnetic field generated by the liquid outer core. The average magnetic field strength in Earth's outer core is estimated to be 25 Gauss (2.5 mT), 50 times stronger than the magnetic field at the surface.[33][34]
|
56 |
+
|
57 |
+
Recent evidence has suggested that the inner core of Earth may rotate slightly faster than the rest of the planet;[35] however, more recent studies in 2011[which?] found this hypothesis to be inconclusive. Options remain for the core which may be oscillatory in nature or a chaotic system.[citation needed] In August 2005 a team of geophysicists announced in the journal Science that, according to their estimates, Earth's inner core rotates approximately 0.3 to 0.5 degrees per year faster relative to the rotation of the surface.[36][37]
|
58 |
+
|
59 |
+
The current scientific explanation for Earth's temperature gradient is a combination of heat left over from the planet's initial formation, decay of radioactive elements, and freezing of the inner core.
|
60 |
+
|
61 |
+
Structure of the Earth at Wikibooks
|
62 |
+
Media related to Structure of the Earth at Wikimedia Commons
|
en/5522.html.txt
ADDED
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1 |
+
The internal structure of Earth is layered in spherical shells: an outer silicate solid crust, a highly viscous asthenosphere and mantle, a liquid outer core that is much less viscous than the mantle, and a solid inner core. Scientific understanding of the internal structure of Earth is based on observations of topography and bathymetry, observations of rock in outcrop, samples brought to the surface from greater depths by volcanoes or volcanic activity, analysis of the seismic waves that pass through Earth, measurements of the gravitational and magnetic fields of Earth, and experiments with crystalline solids at pressures and temperatures characteristic of Earth's deep interior.
|
2 |
+
|
3 |
+
The force exerted by Earth's gravity can be used to calculate its mass. Astronomers can also calculate Earth's mass by observing the motion of orbiting satellites. Earth's average density can be determined through gravimetric experiments, which have historically involved pendulums.
|
4 |
+
|
5 |
+
The mass of Earth is about 6×1024 kg.[1]
|
6 |
+
|
7 |
+
The structure of Earth can be defined in two ways: by mechanical properties such as rheology, or chemically. Mechanically, it can be divided into lithosphere, asthenosphere, mesospheric mantle, outer core, and the inner core. Chemically, Earth can be divided into the crust, upper mantle, lower mantle, outer core, and inner core. The geologic component layers of Earth are at the following depths below the surface:[3]
|
8 |
+
|
9 |
+
† Depth varies locally between 5 and 70 km.
|
10 |
+
|
11 |
+
The layering of Earth has been inferred indirectly using the time of travel of refracted and reflected seismic waves created by earthquakes. The core does not allow shear waves to pass through it, while the speed of travel (seismic velocity) is different in other layers. The changes in seismic velocity between different layers causes refraction owing to Snell's law, like light bending as it passes through a prism. Likewise, reflections are caused by a large increase in seismic velocity and are similar to light reflecting from a mirror.
|
12 |
+
|
13 |
+
The Earth's crust ranges from 5–70 kilometres (3.1–43.5 mi)[5] in depth and is the outermost layer.[6] The thin parts are the oceanic crust, which underlie the ocean basins (5–10 km) and are composed of dense (mafic) iron magnesium silicate igneous rocks, like basalt. The thicker crust is continental crust, which is less dense and composed of (felsic) sodium potassium aluminium silicate rocks, like granite. The rocks of the crust fall into two major categories – sial and sima (Suess, 1831–1914). It is estimated that sima starts about 11 km below the Conrad discontinuity (a second order discontinuity). The uppermost mantle together with the crust constitutes the lithosphere. The crust-mantle boundary occurs as two physically different events. First, there is a discontinuity in the seismic velocity, which is most commonly known as the Mohorovičić discontinuity or Moho. The cause of the Moho is thought to be a change in rock composition from rocks containing plagioclase feldspar (above) to rocks that contain no feldspars (below). Second, in oceanic crust, there is a chemical discontinuity between ultramafic cumulates and tectonized harzburgites, which has been observed from deep parts of the oceanic crust that have been obducted onto the continental crust and preserved as ophiolite sequences.
|
14 |
+
|
15 |
+
Many rocks now making up Earth's crust formed less than 100 million (1×108) years ago; however, the oldest known mineral grains are about 4.4 billion (4.4×109) years old, indicating that Earth has had a solid crust for at least 4.4 billion years.[7]
|
16 |
+
|
17 |
+
Earth's mantle extends to a depth of 2,890 km, making it the thickest layer of Earth.[8] The mantle is divided into upper and lower mantle,[9] which are separated by the transition zone.[10] The lowest part of the mantle next to the core-mantle boundary is known as the D″ (pronounced dee-double-prime) layer.[11] The pressure at the bottom of the mantle is ≈140 GPa (1.4 Matm).[12] The mantle is composed of silicate rocks that are rich in iron and magnesium relative to the overlying crust.[13] Although solid, the high temperatures within the mantle cause the silicate material to be sufficiently ductile that it can flow on very long timescales.[14] Convection of the mantle is expressed at the surface through the motions of tectonic plates. As there is intense and increasing pressure as one travels deeper into the mantle, the lower part of the mantle flows less easily than does the upper mantle (chemical changes within the mantle may also be important). The viscosity of the mantle ranges between 1021 and 1024 Pa·s, depending on depth.[15] In comparison, the viscosity of water is approximately 10−3 Pa·s and that of pitch is 107 Pa·s. The source of heat that drives plate tectonics is the primordial heat left over from the planet's formation as well as the radioactive decay of uranium, thorium, and potassium in Earth's crust and mantle.[16]
|
18 |
+
|
19 |
+
The average density of Earth is
|
20 |
+
5.515 g/cm3.[17] Because the average density of surface material is only around 3.0 g/cm3, we must conclude that denser materials exist within Earth's core.
|
21 |
+
This result has been known since the Schiehallion experiment, performed in the 1770s.
|
22 |
+
Charles Hutton in his 1778 report concluded that the mean density of the Earth must be about
|
23 |
+
|
24 |
+
|
25 |
+
|
26 |
+
|
27 |
+
|
28 |
+
|
29 |
+
9
|
30 |
+
5
|
31 |
+
|
32 |
+
|
33 |
+
|
34 |
+
|
35 |
+
|
36 |
+
{\displaystyle {\tfrac {9}{5}}}
|
37 |
+
|
38 |
+
that of surface rock, concluding that the interior of the Earth must be metallic. Hutton estimated this metallic portion to occupy some 65% of the diameter of the Earth.[18]
|
39 |
+
Hutton's estimate on the mean density of the Earth was still about 20% too low, at 4.5 g/cm3.
|
40 |
+
Henry Cavendish in his torsion balance experiment of 1798 found a value of 5.45 g/cm3, within 1% of the modern value.[19]
|
41 |
+
Seismic measurements show that the core is divided into two parts, a "solid" inner core with a radius of ≈1,220 km[20] and a liquid outer core extending beyond it to a radius of ≈3,400 km. The densities are between 9,900 and 12,200 kg/m3 in the outer core and 12,600–13,000 kg/m3 in the inner core.[21]
|
42 |
+
|
43 |
+
The inner core was discovered in 1936 by Inge Lehmann and is generally believed to be composed primarily of iron and some nickel. Since this layer is able to transmit shear waves (transverse seismic waves), it must be solid. Experimental evidence has at times been critical of crystal models of the core.[22] Other experimental studies show a discrepancy under high pressure: diamond anvil (static) studies at core pressures yield melting temperatures that are approximately 2000 K below those from shock laser (dynamic) studies.[23][24] The laser studies create plasma,[25] and the results are suggestive that constraining inner core conditions will depend on whether the inner core is a solid or is a plasma with the density of a solid. This is an area of active research.
|
44 |
+
|
45 |
+
In early stages of Earth's formation about 4.6 billion years ago, melting would have caused denser substances to sink toward the center in a process called planetary differentiation (see also the iron catastrophe), while less-dense materials would have migrated to the crust. The core is thus believed to largely be composed of iron (80%), along with nickel and one or more light elements, whereas other dense elements, such as lead and uranium, either are too rare to be significant or tend to bind to lighter elements and thus remain in the crust (see felsic materials). Some have argued that the inner core may be in the form of a single iron crystal.[26][27]
|
46 |
+
|
47 |
+
Under laboratory conditions a sample of iron–nickel alloy was subjected to the corelike pressures by gripping it in a vise between 2 diamond tips (diamond anvil cell), and then heating to approximately 4000 K. The sample was observed with x-rays, and strongly supported the theory that Earth's inner core was made of giant crystals running north to south.[28][29]
|
48 |
+
|
49 |
+
The liquid outer core surrounds the inner core and is believed to be composed of iron mixed with nickel and trace amounts of lighter elements.
|
50 |
+
|
51 |
+
Recent speculation suggests that the innermost part of the core is enriched in gold, platinum and other siderophile elements.[30]
|
52 |
+
|
53 |
+
The matter that comprises Earth is connected in fundamental ways to matter of certain chondrite meteorites, and to matter of outer portion of the Sun.[31][32] There is good reason to believe that Earth is, in the main, like a chondrite meteorite. Beginning as early as 1940, scientists, including Francis Birch, built geophysics upon the premise that Earth is like ordinary chondrites, the most common type of meteorite observed impacting Earth, while totally ignoring another, albeit less abundant type, called enstatite chondrites. The principal difference between the two meteorite types is that enstatite chondrites formed under circumstances of extremely limited available oxygen, leading to certain normally oxyphile elements existing either partially or wholly in the alloy portion that corresponds to the core of Earth.
|
54 |
+
|
55 |
+
Dynamo theory suggests that convection in the outer core, combined with the Coriolis effect, gives rise to Earth's magnetic field. The solid inner core is too hot to hold a permanent magnetic field (see Curie temperature) but probably acts to stabilize the magnetic field generated by the liquid outer core. The average magnetic field strength in Earth's outer core is estimated to be 25 Gauss (2.5 mT), 50 times stronger than the magnetic field at the surface.[33][34]
|
56 |
+
|
57 |
+
Recent evidence has suggested that the inner core of Earth may rotate slightly faster than the rest of the planet;[35] however, more recent studies in 2011[which?] found this hypothesis to be inconclusive. Options remain for the core which may be oscillatory in nature or a chaotic system.[citation needed] In August 2005 a team of geophysicists announced in the journal Science that, according to their estimates, Earth's inner core rotates approximately 0.3 to 0.5 degrees per year faster relative to the rotation of the surface.[36][37]
|
58 |
+
|
59 |
+
The current scientific explanation for Earth's temperature gradient is a combination of heat left over from the planet's initial formation, decay of radioactive elements, and freezing of the inner core.
|
60 |
+
|
61 |
+
Structure of the Earth at Wikibooks
|
62 |
+
Media related to Structure of the Earth at Wikimedia Commons
|
en/5523.html.txt
ADDED
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1 |
+
|
2 |
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|
3 |
+
A tsunami (Japanese: 津波) (/(t)suːˈnɑːmi, (t)sʊˈ-/ (t)soo-NAH-mee, (t)suu-[1][2][3][4][5] pronounced [tsɯnami]) is a series of waves in a water body caused by the displacement of a large volume of water, generally in an ocean or a large lake. Earthquakes, volcanic eruptions and other underwater explosions (including detonations, landslides, glacier calvings, meteorite impacts and other disturbances) above or below water all have the potential to generate a tsunami.[6] Unlike normal ocean waves, which are generated by wind, or tides, which are generated by the gravitational pull of the Moon and the Sun, a tsunami is generated by the displacement of water.
|
4 |
+
|
5 |
+
Tsunami waves do not resemble normal undersea currents or sea waves because their wavelength is far longer.[7] Rather than appearing as a breaking wave, a tsunami may instead initially resemble a rapidly rising tide.[8] For this reason, it is often referred to as a tidal wave,[9] although this usage is not favoured by the scientific community because it might give the false impression of a causal relationship between tides and tsunamis.[10] Tsunamis generally consist of a series of waves, with periods ranging from minutes to hours, arriving in a so-called "wave train".[11] Wave heights of tens of metres can be generated by large events. Although the impact of tsunamis is limited to coastal areas, their destructive power can be enormous, and they can affect entire ocean basins. The 2004 Indian Ocean tsunami was among the deadliest natural disasters in human history, with at least 230,000 people killed or missing in 14 countries bordering the Indian Ocean.
|
6 |
+
|
7 |
+
The Ancient Greek historian Thucydides suggested in his 5th century BC History of the Peloponnesian War that tsunamis were related to submarine earthquakes,[12][13] but the understanding of tsunamis remained slim until the 20th century and much remains unknown. Major areas of current research include determining why some large earthquakes do not generate tsunamis while other smaller ones do; accurately forecasting the passage of tsunamis across the oceans; and forecasting how tsunami waves interact with shorelines.
|
8 |
+
|
9 |
+
The term "tsunami" is a borrowing from the Japanese tsunami 津波, meaning "harbour wave". For the plural, one can either follow ordinary English practice and add an s, or use an invariable plural as in the Japanese.[14] Some English speakers alter the word's initial /ts/ to an /s/ by dropping the "t", since English does not natively permit /ts/ at the beginning of words, though the original Japanese pronunciation is /ts/.
|
10 |
+
|
11 |
+
Tsunamis are sometimes referred to as tidal waves.[15] This once-popular term derives from the most common appearance of a tsunami, which is that of an extraordinarily high tidal bore. Tsunamis and tides both produce waves of water that move inland, but in the case of a tsunami, the inland movement of water may be much greater, giving the impression of an incredibly high and forceful tide. In recent years, the term "tidal wave" has fallen out of favour, especially in the scientific community, because the causes of tsunamis have nothing to do with those of tides, which are produced by the gravitational pull of the moon and sun rather than the displacement of water. Although the meanings of "tidal" include "resembling"[16] or "having the form or character of"[17] the tides, use of the term tidal wave is discouraged by geologists and oceanographers.
|
12 |
+
|
13 |
+
A 1969 episode of the TV crime show Hawaii Five-O entitled "Forty Feet High and It Kills!" used the terms "tsunami" and "tidal wave" interchangeably.[18]
|
14 |
+
|
15 |
+
The term seismic sea wave is also used to refer to the phenomenon, because the waves most often are generated by seismic activity such as earthquakes.[19] Prior to the rise of the use of the term tsunami in English, scientists generally encouraged the use of the term seismic sea wave rather than tidal wave. However, like tsunami, seismic sea wave is not a completely accurate term, as forces other than earthquakes – including underwater landslides, volcanic eruptions, underwater explosions, land or ice slumping into the ocean, meteorite impacts, and the weather when the atmospheric pressure changes very rapidly – can generate such waves by displacing water.[20][21]
|
16 |
+
|
17 |
+
While Japan may have the longest recorded history of tsunamis, the sheer destruction caused by the 2004 Indian Ocean earthquake and tsunami event mark it as the most devastating of its kind in modern times, killing around 230,000 people.[22] The Sumatran region is also accustomed to tsunamis, with earthquakes of varying magnitudes regularly occurring off the coast of the island.[23]
|
18 |
+
|
19 |
+
Tsunamis are an often underestimated hazard in the Mediterranean Sea and parts of Europe. Of historical and current (with regard to risk assumptions) importance are the 1755 Lisbon earthquake and tsunami (which was caused by the Azores–Gibraltar Transform Fault), the 1783 Calabrian earthquakes, each causing several tens of thousands of deaths and the 1908 Messina earthquake and tsunami. The tsunami claimed more than 123,000 lives in Sicily and Calabria and is among the most deadly natural disasters in modern Europe. The Storegga Slide in the Norwegian Sea and some examples of tsunamis affecting the British Isles refer to landslide and meteotsunamis predominantly and less to earthquake-induced waves.
|
20 |
+
|
21 |
+
As early as 426 BC the Greek historian Thucydides inquired in his book History of the Peloponnesian War about the causes of tsunami, and was the first to argue that ocean earthquakes must be the cause.[12][13]
|
22 |
+
|
23 |
+
The cause, in my opinion, of this phenomenon must be sought in the earthquake. At the point where its shock has been the most violent the sea is driven back, and suddenly recoiling with redoubled force, causes the inundation. Without an earthquake I do not see how such an accident could happen.[24]
|
24 |
+
|
25 |
+
The Roman historian Ammianus Marcellinus (Res Gestae 26.10.15–19) described the typical sequence of a tsunami, including an incipient earthquake, the sudden retreat of the sea and a following gigantic wave, after the 365 AD tsunami devastated Alexandria.[25][26]
|
26 |
+
|
27 |
+
The principal generation mechanism of a tsunami is the displacement of a substantial volume of water or perturbation of the sea.[27] This displacement of water is usually attributed to either earthquakes, landslides, volcanic eruptions, glacier calvings or more rarely by meteorites and nuclear tests.[28][29]
|
28 |
+
|
29 |
+
Tsunamis can be generated when the sea floor abruptly deforms and vertically displaces the overlying water. Tectonic earthquakes are a particular kind of earthquake that are associated with the Earth's crustal deformation; when these earthquakes occur beneath the sea, the water above the deformed area is displaced from its equilibrium position.[30] More specifically, a tsunami can be generated when thrust faults associated with convergent or destructive plate boundaries move abruptly, resulting in water displacement, owing to the vertical component of movement involved. Movement on normal (extensional) faults can also cause displacement of the seabed, but only the largest of such events (typically related to flexure in the outer trench swell) cause enough displacement to give rise to a significant tsunami, such as the 1977 Sumba and 1933 Sanriku events.[31][32]
|
30 |
+
|
31 |
+
Drawing of tectonic plate boundary before earthquake
|
32 |
+
|
33 |
+
Over-riding plate bulges under strain, causing tectonic uplift.
|
34 |
+
|
35 |
+
Plate slips, causing subsidence and releasing energy into water.
|
36 |
+
|
37 |
+
The energy released produces tsunami waves.
|
38 |
+
|
39 |
+
Tsunamis have a small wave height offshore, and a very long wavelength (often hundreds of kilometres long, whereas normal ocean waves have a wavelength of only 30 or 40 metres),[33] which is why they generally pass unnoticed at sea, forming only a slight swell usually about 300 millimetres (12 in) above the normal sea surface. They grow in height when they reach shallower water, in a wave shoaling process described below. A tsunami can occur in any tidal state and even at low tide can still inundate coastal areas.
|
40 |
+
|
41 |
+
On April 1, 1946, the 8.6 Mw Aleutian Islands earthquake occurred with a maximum Mercalli intensity of VI (Strong). It generated a tsunami which inundated Hilo on the island of Hawaii with a 14-metre high (46 ft) surge. Between 165 and 173 were killed. The area where the earthquake occurred is where the Pacific Ocean floor is subducting (or being pushed downwards) under Alaska.
|
42 |
+
|
43 |
+
Examples of tsunamis originating at locations away from convergent boundaries include Storegga about 8,000 years ago, Grand Banks in 1929, and Papua New Guinea in 1998 (Tappin, 2001). The Grand Banks and Papua New Guinea tsunamis came from earthquakes which destabilised sediments, causing them to flow into the ocean and generate a tsunami. They dissipated before travelling transoceanic distances.
|
44 |
+
|
45 |
+
The cause of the Storegga sediment failure is unknown. Possibilities include an overloading of the sediments, an earthquake or a release of gas hydrates (methane etc.).
|
46 |
+
|
47 |
+
The 1960 Valdivia earthquake (Mw 9.5), 1964 Alaska earthquake (Mw 9.2), 2004 Indian Ocean earthquake (Mw 9.2), and 2011 Tōhoku earthquake (Mw9.0) are recent examples of powerful megathrust earthquakes that generated tsunamis (known as teletsunamis) that can cross entire oceans. Smaller (Mw 4.2) earthquakes in Japan can trigger tsunamis (called local and regional tsunamis) that can devastate stretches of coastline, but can do so in only a few minutes at a time.
|
48 |
+
|
49 |
+
In the 1950s, it was discovered that tsunamis larger than had previously been believed possible can be caused by giant submarine landslides. These rapidly displace large water volumes, as energy transfers to the water at a rate faster than the water can absorb. Their existence was confirmed in 1958, when a giant landslide in Lituya Bay, Alaska, caused the highest wave ever recorded, which had a height of 524 metres (1,719 ft).[34] The wave did not travel far, as it struck land almost immediately. The wave struck three boats — each with two people aboard — anchored in the bay. One boat rode out the wave, but the wave sank the other two, killing both people aboard one of them.[35][36][37]
|
50 |
+
|
51 |
+
Another landslide-tsunami event occurred in 1963 when a massive landslide from Monte Toc entered the reservoir behind the Vajont Dam in Italy. The resulting wave surged over the 262-metre (860 ft)-high dam by 250 metres (820 ft) and destroyed several towns. Around 2,000 people died.[38][39] Scientists named these waves megatsunamis.
|
52 |
+
|
53 |
+
Some geologists claim that large landslides from volcanic islands, e.g. Cumbre Vieja on La Palma in the Canary Islands, may be able to generate megatsunamis that can cross oceans, but this is disputed by many others.
|
54 |
+
|
55 |
+
In general, landslides generate displacements mainly in the shallower parts of the coastline, and there is conjecture about the nature of large landslides that enter the water. This has been shown to subsequently affect water in enclosed bays and lakes, but a landslide large enough to cause a transoceanic tsunami has not occurred within recorded history. Susceptible locations are believed to be the Big Island of Hawaii, Fogo in the Cape Verde Islands, La Reunion in the Indian Ocean, and Cumbre Vieja on the island of La Palma in the Canary Islands; along with other volcanic ocean islands. This is because large masses of relatively unconsolidated volcanic material occurs on the flanks and in some cases detachment planes are believed to be developing. However, there is growing controversy about how dangerous these slopes actually are.[40]
|
56 |
+
|
57 |
+
Some meteorological conditions, especially rapid changes in barometric pressure, as seen with the passing of a front, can displace bodies of water enough to cause trains of waves with wavelengths comparable to seismic tsunamis, but usually with lower energies. These are essentially dynamically equivalent to seismic tsunamis, the only differences being that meteotsunamis lack the transoceanic reach of significant seismic tsunamis and that the force that displaces the water is sustained over some length of time such that meteotsunamis cannot be modelled as having been caused instantaneously. In spite of their lower energies, on shorelines where they can be amplified by resonance, they are sometimes powerful enough to cause localised damage and potential for loss of life. They have been documented in many places, including the Great Lakes, the Aegean Sea, the English Channel, and the Balearic Islands, where they are common enough to have a local name, rissaga. In Sicily they are called marubbio and in Nagasaki Bay, they are called abiki. Some examples of destructive meteotsunamis include 31 March 1979 at Nagasaki and 15 June 2006 at Menorca, the latter causing damage in the tens of millions of euros.[41]
|
58 |
+
|
59 |
+
Meteotsunamis should not be confused with storm surges, which are local increases in sea level associated with the low barometric pressure of passing tropical cyclones, nor should they be confused with setup, the temporary local raising of sea level caused by strong on-shore winds. Storm surges and setup are also dangerous causes of coastal flooding in severe weather but their dynamics are completely unrelated to tsunami waves.[41] They are unable to propagate beyond their sources, as waves do.
|
60 |
+
|
61 |
+
There have been studies of the potential of the induction of and at least one actual attempt to create tsunami waves as a tectonic weapon.
|
62 |
+
|
63 |
+
In World War II, the New Zealand Military Forces initiated Project Seal, which attempted to create small tsunamis with explosives in the area of today's Shakespear Regional Park; the attempt failed.[42]
|
64 |
+
|
65 |
+
There has been considerable speculation on the possibility of using nuclear weapons to cause tsunamis near an enemy coastline. Even during World War II consideration of the idea using conventional explosives was explored. Nuclear testing in the Pacific Proving Ground by the United States seemed to generate poor results. Operation Crossroads fired two 20 kilotonnes of TNT (84 TJ) bombs, one in the air and one underwater, above and below the shallow (50 m (160 ft)) waters of the Bikini Atoll lagoon. Fired about 6 km (3.7 mi) from the nearest island, the waves there were no higher than 3–4 m (9.8–13.1 ft) upon reaching the shoreline. Other underwater tests, mainly Hardtack I/Wahoo (deep water) and Hardtack I/Umbrella (shallow water) confirmed the results. Analysis of the effects of shallow and deep underwater explosions indicate that the energy of the explosions does not easily generate the kind of deep, all-ocean waveforms which are tsunamis; most of the energy creates steam, causes vertical fountains above the water, and creates compressional waveforms.[43] Tsunamis are hallmarked by permanent large vertical displacements of very large volumes of water which do not occur in explosions.
|
66 |
+
|
67 |
+
Tsunamis cause damage by two mechanisms: the smashing force of a wall of water travelling at high speed, and the destructive power of a large volume of water draining off the land and carrying a large amount of debris with it, even with waves that do not appear to be large.
|
68 |
+
|
69 |
+
While everyday wind waves have a wavelength (from crest to crest) of about 100 metres (330 ft) and a height of roughly 2 metres (6.6 ft), a tsunami in the deep ocean has a much larger wavelength of up to 200 kilometres (120 mi). Such a wave travels at well over 800 kilometres per hour (500 mph), but owing to the enormous wavelength the wave oscillation at any given point takes 20 or 30 minutes to complete a cycle and has an amplitude of only about 1 metre (3.3 ft).[44] This makes tsunamis difficult to detect over deep water, where ships are unable to feel their passage.
|
70 |
+
|
71 |
+
The velocity of a tsunami can be calculated by obtaining the square root of the depth of the water in metres multiplied by the acceleration due to gravity (approximated to 10 m/s2). For example, if the Pacific Ocean is considered to have a depth of 5000 metres, the velocity of a tsunami would be the square root of √(5000 × 10) = √50000 = ~224 metres per second (735 feet per second), which equates to a speed of ~806 kilometres per hour or about 500 miles per hour. This is the formula used for calculating the velocity of shallow-water waves. Even the deep ocean is shallow in this sense because a tsunami wave is so long (horizontally from crest to crest) by comparison.
|
72 |
+
|
73 |
+
The reason for the Japanese name "harbour wave" is that sometimes a village's fishermen would sail out, and encounter no unusual waves while out at sea fishing, and come back to land to find their village devastated by a huge wave.
|
74 |
+
|
75 |
+
As the tsunami approaches the coast and the waters become shallow, wave shoaling compresses the wave and its speed decreases below 80 kilometres per hour (50 mph). Its wavelength diminishes to less than 20 kilometres (12 mi) and its amplitude grows enormously – in accord with Green's law. Since the wave still has the same very long period, the tsunami may take minutes to reach full height. Except for the very largest tsunamis, the approaching wave does not break, but rather appears like a fast-moving tidal bore.[45] Open bays and coastlines adjacent to very deep water may shape the tsunami further into a step-like wave with a steep-breaking front.
|
76 |
+
|
77 |
+
When the tsunami's wave peak reaches the shore, the resulting temporary rise in sea level is termed run up. Run up is measured in metres above a reference sea level.[45] A large tsunami may feature multiple waves arriving over a period of hours, with significant time between the wave crests. The first wave to reach the shore may not have the highest run-up.[46]
|
78 |
+
|
79 |
+
About 80% of tsunamis occur in the Pacific Ocean, but they are possible wherever there are large bodies of water, including lakes. They are caused by earthquakes, landslides, volcanic explosions, glacier calvings, and bolides.
|
80 |
+
|
81 |
+
All waves have a positive and negative peak; that is, a ridge and a trough. In the case of a propagating wave like a tsunami, either may be the first to arrive. If the first part to arrive at the shore is the ridge, a massive breaking wave or sudden flooding will be the first effect noticed on land. However, if the first part to arrive is a trough, a drawback will occur as the shoreline recedes dramatically, exposing normally submerged areas. The drawback can exceed hundreds of metres, and people unaware of the danger sometimes remain near the shore to satisfy their curiosity or to collect fish from the exposed seabed.
|
82 |
+
|
83 |
+
A typical wave period for a damaging tsunami is about twelve minutes. Thus, the sea recedes in the drawback phase, with areas well below sea level exposed after three minutes. For the next six minutes, the wave trough builds into a ridge which may flood the coast, and destruction ensues. During the next six minutes, the wave changes from a ridge to a trough, and the flood waters recede in a second drawback. Victims and debris may be swept into the ocean. The process repeats with succeeding waves.
|
84 |
+
|
85 |
+
As with earthquakes, several attempts have been made to set up scales of tsunami intensity or magnitude to allow comparison between different events.[47]
|
86 |
+
|
87 |
+
The first scales used routinely to measure the intensity of tsunamis were the Sieberg-Ambraseys scale (1962), used in the Mediterranean Sea and the Imamura-Iida intensity scale (1963), used in the Pacific Ocean. The latter scale was modified by Soloviev (1972), who calculated the tsunami intensity "I" according to the formula:
|
88 |
+
|
89 |
+
where
|
90 |
+
|
91 |
+
|
92 |
+
|
93 |
+
|
94 |
+
|
95 |
+
|
96 |
+
H
|
97 |
+
|
98 |
+
|
99 |
+
|
100 |
+
a
|
101 |
+
v
|
102 |
+
|
103 |
+
|
104 |
+
|
105 |
+
|
106 |
+
{\displaystyle {\mathit {H}}_{av}}
|
107 |
+
|
108 |
+
is the "tsunami height", averaged along the nearest coastline, with the tsunami height defined as the rise of the water level above the normal tidal level at the time of occurrence of the tsunami.[48] This scale, known as the Soloviev-Imamura tsunami intensity scale, is used in the global tsunami catalogues compiled by the NGDC/NOAA[49] and the Novosibirsk Tsunami Laboratory as the main parameter for the size of the tsunami.
|
109 |
+
|
110 |
+
This formula yields:
|
111 |
+
|
112 |
+
In 2013, following the intensively studied tsunamis in 2004 and 2011, a new 12-point scale was proposed, the Integrated Tsunami Intensity Scale (ITIS-2012), intended to match as closely as possible to the modified ESI2007 and EMS earthquake intensity scales.[50][51]
|
113 |
+
|
114 |
+
The first scale that genuinely calculated a magnitude for a tsunami, rather than an intensity at a particular location was the ML scale proposed by Murty & Loomis based on the potential energy.[47] Difficulties in calculating the potential energy of the tsunami mean that this scale is rarely used. Abe introduced the tsunami magnitude scale
|
115 |
+
|
116 |
+
|
117 |
+
|
118 |
+
|
119 |
+
|
120 |
+
|
121 |
+
M
|
122 |
+
|
123 |
+
|
124 |
+
|
125 |
+
t
|
126 |
+
|
127 |
+
|
128 |
+
|
129 |
+
|
130 |
+
{\displaystyle {\mathit {M}}_{t}}
|
131 |
+
|
132 |
+
, calculated from,
|
133 |
+
|
134 |
+
where h is the maximum tsunami-wave amplitude (in m) measured by a tide gauge at a distance R from the epicentre, a, b and D are constants used to make the Mt scale match as closely as possible with the moment magnitude scale.[52]
|
135 |
+
|
136 |
+
Several terms are used to describe the different characteristics of tsunami in terms of their height:[53][54][55][56]
|
137 |
+
|
138 |
+
Drawbacks can serve as a brief warning. People who observe drawback (many survivors report an accompanying sucking sound), can survive only if they immediately run for high ground or seek the upper floors of nearby buildings. In 2004, ten-year-old Tilly Smith of Surrey, England, was on Maikhao beach in Phuket, Thailand with her parents and sister, and having learned about tsunamis recently in school, told her family that a tsunami might be imminent. Her parents warned others minutes before the wave arrived, saving dozens of lives. She credited her geography teacher, Andrew Kearney.
|
139 |
+
|
140 |
+
In the 2004 Indian Ocean tsunami drawback was not reported on the African coast or any other east-facing coasts that it reached. This was because the initial wave moved downwards on the eastern side of the megathrust and upwards on the western side. The western pulse hit coastal Africa and other western areas.
|
141 |
+
|
142 |
+
A tsunami cannot be precisely predicted, even if the magnitude and location of an earthquake is known. Geologists, oceanographers, and seismologists analyse each earthquake and based on many factors may or may not issue a tsunami warning. However, there are some warning signs of an impending tsunami, and automated systems can provide warnings immediately after an earthquake in time to save lives. One of the most successful systems uses bottom pressure sensors, attached to buoys, which constantly monitor the pressure of the overlying water column.
|
143 |
+
|
144 |
+
Regions with a high tsunami risk typically use tsunami warning systems to warn the population before the wave reaches land. On the west coast of the United States, which is prone to Pacific Ocean tsunami, warning signs indicate evacuation routes. In Japan, the community is well-educated about earthquakes and tsunamis, and along the Japanese shorelines the tsunami warning signs are reminders of the natural hazards together with a network of warning sirens, typically at the top of the cliff of surroundings hills.[58]
|
145 |
+
|
146 |
+
The Pacific Tsunami Warning System is based in Honolulu, Hawaiʻi. It monitors Pacific Ocean seismic activity. A sufficiently large earthquake magnitude and other information triggers a tsunami warning. While the subduction zones around the Pacific are seismically active, not all earthquakes generate a tsunami. Computers assist in analysing the tsunami risk of every earthquake that occurs in the Pacific Ocean and the adjoining land masses.
|
147 |
+
|
148 |
+
Tsunami hazard sign at Bamfield, British Columbia
|
149 |
+
|
150 |
+
A tsunami warning sign in Kamakura, Japan
|
151 |
+
|
152 |
+
A Tsunami hazard sign (Spanish - English) in Iquique, Chile.
|
153 |
+
|
154 |
+
Tsunami Evacuation Route signage along U.S. Route 101, in Washington
|
155 |
+
|
156 |
+
As a direct result of the Indian Ocean tsunami, a re-appraisal of the tsunami threat for all coastal areas is being undertaken by national governments and the United Nations Disaster Mitigation Committee. A tsunami warning system is being installed in the Indian Ocean.
|
157 |
+
|
158 |
+
Computer models can predict tsunami arrival, usually within minutes of the arrival time. Bottom pressure sensors can relay information in real time. Based on these pressure readings and other seismic information and the seafloor's shape (bathymetry) and coastal topography, the models estimate the amplitude and surge height of the approaching tsunami. All Pacific Rim countries collaborate in the Tsunami Warning System and most regularly practise evacuation and other procedures. In Japan, such preparation is mandatory for government, local authorities, emergency services and the population.
|
159 |
+
|
160 |
+
Along the United States west coast, in addition to sirens, warnings are sent on television and radio via the National Weather Service, using the Emergency Alert System.
|
161 |
+
|
162 |
+
Some zoologists hypothesise that some animal species have an ability to sense subsonic Rayleigh waves from an earthquake or a tsunami. If correct, monitoring their behaviour could provide advance warning of earthquakes and tsunamis. However, the evidence is controversial and is not widely accepted. There are unsubstantiated claims about the Lisbon quake that some animals escaped to higher ground, while many other animals in the same areas drowned. The phenomenon was also noted by media sources in Sri Lanka in the 2004 Indian Ocean earthquake.[59][60] It is possible that certain animals (e.g., elephants) may have heard the sounds of the tsunami as it approached the coast. The elephants' reaction was to move away from the approaching noise. By contrast, some humans went to the shore to investigate and many drowned as a result.
|
163 |
+
|
164 |
+
In some tsunami-prone countries, earthquake engineering measures have been taken to reduce the damage caused onshore.
|
165 |
+
|
166 |
+
Japan, where tsunami science and response measures first began following a disaster in 1896, has produced ever-more elaborate countermeasures and response plans.[61] The country has built many tsunami walls of up to 12 metres (39 ft) high to protect populated coastal areas. Other localities have built floodgates of up to 15.5 metres (51 ft) high and channels to redirect the water from an incoming tsunami. However, their effectiveness has been questioned, as tsunamis often overtop the barriers.
|
167 |
+
|
168 |
+
The Fukushima Daiichi nuclear disaster was directly triggered by the 2011 Tōhoku earthquake and tsunami, when waves exceeded the height of the plant's sea wall.[62] Iwate Prefecture, which is an area at high risk from tsunami, had tsunami barriers walls (Taro sea wall) totalling 25 kilometres (16 mi) long at coastal towns. The 2011 tsunami toppled more than 50% of the walls and caused catastrophic damage.[63]
|
169 |
+
|
170 |
+
The Okushiri, Hokkaidō tsunami which struck Okushiri Island of Hokkaidō within two to five minutes of the earthquake on July 12, 1993, created waves as much as 30 metres (100 ft) tall—as high as a 10-storey building. The port town of Aonae was completely surrounded by a tsunami wall, but the waves washed right over the wall and destroyed all the wood-framed structures in the area. The wall may have succeeded in slowing down and moderating the height of the tsunami, but it did not prevent major destruction and loss of life.[64]
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The Baroque (UK: /bəˈrɒk/, US: /bəˈroʊk/; French: [baʁɔk]) is a style of architecture, music, dance, painting, sculpture and other arts that flourished in Europe from the early 17th century until the 1740s. In the territories of the Spanish and Portuguese empires including the Iberian Peninsula it continued, together with new styles, until the first decade of the 1800s. It followed Renaissance art and Mannerism and preceded the Rococo (in the past often referred to as "late Baroque") and Neoclassical styles. It was encouraged by the Catholic Church as a means to counter the simplicity and austerity of Protestant architecture, art and music, though Lutheran Baroque art developed in parts of Europe as well.[1]
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The Baroque style used contrast, movement, exuberant detail, deep colour, grandeur and surprise to achieve a sense of awe. The style began at the start of the 17th century in Rome, then spread rapidly to France, northern Italy, Spain and Portugal, then to Austria, southern Germany and Russia. By the 1730s, it had evolved into an even more flamboyant style, called rocaille or Rococo, which appeared in France and Central Europe until the mid to late 18th century.
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In the decorative arts there is an excess of ornamentation. The departure from Renaissance classicism has its own ways in each country. But a general feature is that everywhere the starting point is the ornamental elements introduced by the Renaissance. The classical repertoire is crowded, dense, overlapping, loaded, in order to provoke shock effects. New motifs introduced by Baroque are: the cartouche, trophies and weapons, baskets of fruit or flowers, and others, made in marquetry, stucco, or carved.[2]
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The English word baroque comes directly from the French (as the modern standard English-language spelling might suggest). Some scholars state that the French word originated from the Portuguese term barroco ("a flawed pearl"), pointing to[clarification needed] the Latin verruca,[3] ("wart"), or to a word with the suffix -ǒccu (common in pre-Roman Iberia).[4][5][6] Other sources suggest a Medieval Latin term used in logic, baroco, as the most likely source.[7]
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In the 16th century, the Medieval Latin word baroco moved beyond scholastic logic and came into use to characterise anything that seemed absurdly complex. The French philosopher Michel de Montaigne (1533–1592) associated the term baroco with "Bizarre and uselessly complicated."[8] Other early sources associate baroco with magic, complexity, confusion, and excess.[7]
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The word baroque was also associated with irregular pearls before the 18th century. The French baroque and Portuguese barroco were terms often associated with jewelry. An example from 1531 uses the term to describe pearls in an inventory of Charles V of France's[clarification needed] treasures.[9] Later, the word appears in a 1694 edition of Le Dictionnaire de l'Académie Française, which describes baroque as "only used for pearls that are imperfectly round."[10] A 1728 Portuguese dictionary similarly describes barroco as relating to a "coarse and uneven pearl".[11]
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An alternative derivation of the word baroque points to the name of the Italian painter Federico Barocci (1528–1612).[12]
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In the 18th century the term began to be used to describe music, and not in a flattering way. In an anonymous satirical review of the première of Jean-Philippe Rameau's Hippolyte et Aricie in October 1733, which was printed in the Mercure de France in May 1734, the critic wrote that the novelty in this opera was "du barocque", complaining that the music lacked coherent melody, was unsparing with dissonances, constantly changed key and meter, and speedily ran through every compositional device.[13]
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In 1762 Le Dictionnaire de l'Académie Française recorded that the term could figuratively describe something "irregular, bizarre or unequal".[14]
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Jean-Jacques Rousseau, who was a musician and composer as well as a philosopher, wrote in 1768 in the Encyclopédie: "Baroque music is that in which the harmony is confused, and loaded with modulations and dissonances. The singing is harsh and unnatural, the intonation difficult, and the movement limited. It appears that term comes from the word 'baroco' used by logicians."[8][15]
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In 1788 Quatremère de Quincy defined the term in the Encyclopédie Méthodique as "an architectural style that is highly adorned and tormented".[16]
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The French terms style baroque and musique baroque appeared in Le Dictionnaire de l'Académie Française in 1835.[17] By the mid-19th century, art critics and historians had adopted the term "baroque" as a way to ridicule post-Renaissance art. This was the sense of the word as used in 1855 by the leading art historian Jacob Burckhardt, who wrote that baroque artists "despised and abused detail" because they lacked "respect for tradition".[18]
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In 1888 the art historian Heinrich Wölfflin published the first serious academic work on the style, Renaissance und Barock, which described the differences between the painting, sculpture, and architecture of the Renaissance and the Baroque.[19]
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The Baroque style of architecture was a result of doctrines adopted by the Catholic Church at the Council of Trent in 1545–63, in response to the Protestant Reformation. The first phase of the Counter-Reformation had imposed a severe, academic style on religious architecture, which had appealed to intellectuals but not the mass of churchgoers. The Council of Trent decided instead to appeal to a more popular audience, and declared that the arts should communicate religious themes with direct and emotional involvement.[21][22] Lutheran Baroque art developed as a confessional marker of identity, in response to the Great Iconoclasm of Calvinists.[23]
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Baroque churches were designed with a large central space, where the worshippers could be close to the altar, with a dome or cupola high overhead, allowing light to illuminate the church below. The dome was one of the central symbolic features of Baroque architecture illustrating the union between the heavens and the earth, The inside of the cupola was lavishly decorated with paintings of angels and saints, and with stucco statuettes of angels, giving the impression to those below of looking up at heaven.[24]
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Another feature of Baroque churches are the quadratura; trompe-l'œil paintings on the ceiling in stucco frames, either real or painted, crowded with paintings of saints and angels and connected by architectural details with the balustrades and consoles. Quadratura paintings of Atlantes below the cornices appear to be supporting the ceiling of the church. Unlike the painted ceilings of Michelangelo in the Sistine Chapel, which combined different scenes, each with its own perspective, to be looked at one at a time, the Baroque ceiling paintings were carefully created so the viewer on the floor of the church would see the entire ceiling in correct perspective, as if the figures were real.
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The interiors of Baroque churches became more and more ornate in the High Baroque, and focused around the altar, usually placed under the dome. The most celebrated baroque decorative works of the High Baroque are the Chair of Saint Peter (1647–53) and the Baldachino of St. Peter (1623–34), both by Gian Lorenzo Bernini, in St. Peter's Basilica in Rome. The Baldequin of St. Peter is an example of the balance of opposites in Baroque art; the gigantic proportions of the piece, with the apparent lightness of the canopy; and the contrast between the solid twisted columns, bronze, gold and marble of the piece with the flowing draperies of the angels on the canopy.[25] The Dresden Frauenkirche serves as a prominent example of Lutheran Baroque art, which was completed in 1743 after being commissioned by the Lutheran city council of Dresden and was "compared by eighteenth-century observers to St Peter’s in Rome".[1]
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The twisted column in the interior of churches is one of the signature features of the Baroque. It gives both a sense of motion and also a dramatic new way of reflecting light.
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The cartouche was another characteristic feature of Baroque decoration. These were large plaques carved of marble or stone, usually oval and with a rounded surface, which carried images or text in gilded letters, and were placed as interior decoration or above the doorways of buildings, delivering messages to those below. They showed a wide variety of invention, and were found in all types of buildings, from cathedrals and palaces to small chapels.[26]
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Baroque architects sometimes used forced perspective to create illusions. For the Palazzo Spada in Rome, Borromini used columns of diminishing size, a narrowing floor and a miniature statue in the garden beyond to create the illusion that a passageway was thirty meters long, when it was actually only seven meters long. A statue at the end of the passage appears to be life-size, though it is only sixty centimeters high. Borromini designed the illusion with the assistance of a mathematician.
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The first building in Rome to have a Baroque facade was the Church of the Gesù in 1584; it was plain by later Baroque standards, but marked a break with the traditional Renaissance facades that preceded it. The interior of this church remained very austere until the high Baroque, when it was lavishly ornamented.
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In Rome in 1605, Paul V became the first of series of popes who commissioned basilicas and church buildings designed to inspire emotion and awe through a proliferation of forms, and a richness of colours and dramatic effects.[27] Among the most influential monuments of the Early Baroque were the facade of St. Peter's Basilica (1606–1619), and the new nave and loggia which connected the facade to Michelangelo's dome in the earlier church. The new design created a dramatic contrast between the soaring dome and the disproportionately wide facade, and the contrast on the facade itself between the Doric columns and the great mass of the portico.[28]
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In the mid to late 17th century the style reached its peak, later termed the High Baroque. Many monumental works were commissioned by Popes Urban VIII and Alexander VII. The sculptor and architect Gian Lorenzo Bernini designed a new quadruple colonnade around St. Peter's Square (1656 to 1667). The three galleries of columns in a giant ellipse balance the oversize dome and give the Church and square a unity and the feeling of a giant theatre.[29]
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Another major innovator of the Italian High Baroque was Francesco Borromini, whose major work was the Church of San Carlo alle Quattro Fontane or Saint Charles of the Four Fountains (1634–46). The sense of movement is given not by the decoration, but by the walls themselves, which undulate and by concave and convex elements, including an oval tower and balcony inserted into a concave traverse. The interior was equally revolutionary; the main space of the church was oval, beneath an oval dome.[29]
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Painted ceilings, crowded with angels and saints and trompe-l'œil architectural effects, were an important feature of the Italian High Baroque. Major works included The Entry of Saint Ignace into Paradise by Andrea Pozzo (1685–1695) in the Church of Saint Ignatius in Rome, and The triumph of the name of Jesus by Giovanni Battista Gaulli in the Church of the Gesù in Rome (1669–1683), which featured figures spilling out of the picture frame and dramatic oblique lighting and light-dark contrasts.[30]
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The style spread quickly from Rome to other regions of Italy: It appeared in Venice in the church of Santa Maria della Salute (1631–1687) by Baldassare Longhena, a highly original octagonal form crowned with an enormous cupola. It appeared also in Turin, notably in the Chapel of the Holy Shroud (1668–1694) by Guarino Guarini. The style also began to be used in palaces; Guarini designed the Palazzo Carignano in Turin, while Longhena designed the Ca' Rezzonico on the Grand Canal, (1657), finished by Giorgio Massari with decorated with paintings by Giovanni Battista Tiepolo.[31] A series of massive earthquakes in Sicily required the rebuilding of most of them and several were built in the exuberant late Baroque or Rococo style.
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Façade of the Church of the Gesù from Rome (1584)
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Ceiling of the Church of the Gesù (1674–1679)
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The Ca Rezzonico from Venice (1649–1656)
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Cartouches decorating courtyard of the Palazzo Spada from Rome, by Francesco Borromini (1632)
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Gallery with forced perspective, by Francesco Borromini, which creates the illusion that the corridor is much longer than it really is, in the Palazzo Spada (1632)
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The Chair of Saint Peter by Gian Lorenzo Bernini, in the St. Peter's Basilica from Rome (1657–1666)
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The Catholic Church in Spain, and particularly the Jesuits, were the driving force of Spanish Baroque architecture. The first major work in the style was the San Isidro Chapel in Madrid, begun in 1643 by Pedro de la Torre. It contrasted an extreme richness of ornament on the exterior with simplicity in the interior, divided into multiple spaces and using effects of light to create a sense of mystery.[32] The Cathedral in Santiago de Compostela was modernized with a series of Baroque additions beginning at the end of the 17th century, starting with a highly ornate bell tower (1680), then flanked by two even taller and more ornate towers, called the Obradorio, added between 1738 and 1750 by Fernando de Casas Novoa. Another landmark of the Spanish Baroque is the chapel tower of the Palace of San Telmo in Seville by Leonardo de Figueroa.[33]
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Granada had only been liberated from the Moors in the 15th century, and had its own distinct variety of Baroque. The painter, sculptor and architect Alonso Cano designed the Baroque interior of Granada Cathedral between 1652 and his death in 1657. It features dramatic contrasts of the massive white columns and gold decor.
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The most ornamental and lavishly decorated architecture of the Spanish Baroque is called Churrigueresque style, named after the brothers Churriguera, who worked primarily in Salamanca and Madrid. Their works include the buildings on the city's main square, the Plaza Mayor of Salamanca (1729).[33] This highly ornamental Baroque style was very influential in many churches and cathedrals built by the Spanish in the Americas.
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Other notable Spanish baroque architects of the late Baroque include Pedro de Ribera, a pupil of Churriguera, who designed the Royal Hospice of San Fernando in Madrid, and Narciso Tomé, who designed the celebrated El Transparente altarpiece at Toledo Cathedral (1729–32) which gives the illusion, in certain light, of floating upwards.[33]
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The architects of the Spanish Baroque had an effect far beyond Spain; their work was highly influential in the churches built in the Spanish colonies in Latin America and the Philippines. The Church built by the Jesuits for a college in Tepotzotlán, with its ornate Baroque facade and tower, is a good example.[34]
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The Granada Cathedral (1652–1657)
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Altarpiece of Convento de San Esteban, from Salamanca (1690)
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The Plaza Mayor from Salamanca (1729)
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Hospice of San Fernando from Madrid (1750)
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From 1680 to 1750, many highly ornate cathedrals, abbeys, and pilgrimage churches were built in Central Europe, in Bavaria, Austria, Bohemia and southwestern Poland. Some were in Rococo style, a distinct, more flamboyant and asymmetric style which emerged from the Baroque, then replaced it in Central Europe in the first half of the 18th century, until it was replaced in turn by classicism.[35]
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The princes of the multitude of states in that region also chose Baroque or Rococo for their palaces and residences, and often used Italian-trained architects to construct them.[36] Notable architects included Johann Fischer von Erlach, Lukas von Hildebrandt and Dominikus Zimmermann in Bavaria, Balthasar Neumann in Bruhl, and Matthäus Daniel Pöppelmann in Dresden. In Prussia, Frederic II of Prussia was inspired the Grand Trianon of the Palace of Versailles, and used it as the model for his summer residence, Sanssouci, in Potsdam, designed for him by Georg Wenzeslaus von Knobelsdorff (1745–1747). Another work of Baroque palace architecture is the Zwinger in Dresden, the former orangerie of the palace of the Dukes of Saxony in the 18th century.
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One of the best examples of a rococo church is the Basilika Vierzehnheiligen, or Basilica of the Fourteen Holy Helpers, a pilgrimage church located near the town of Bad Staffelstein near Bamberg, in Bavaria, southern Germany. The Basilica was designed by Balthasar Neumann and was constructed between 1743 and 1772, its plan a series of interlocking circles around a central oval with the altar placed in the exact centre of the church. The interior of this church illustrates the summit of Rococo decoration.[37]
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Another notable example of the style is the Pilgrimage Church of Wies (German: Wieskirche). It was designed by the brothers J. B. and Dominikus Zimmermann. It is located in the foothills of the Alps, in the municipality of Steingaden in the Weilheim-Schongau district, Bavaria, Germany. Construction took place between 1745 and 1754, and the interior was decorated with frescoes and with stuccowork in the tradition of the Wessobrunner School. It is now a UNESCO World Heritage Site.
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Another notable example is the St. Nicholas Church (Malá Strana) in Prague (1704–55), built by Christoph Dientzenhofer and his son Kilian Ignaz Dientzenhofer. Decoration covers all of walls of interior of the church. The altar is placed in the nave beneath the central dome, and surrounded by chapels, Light comes down from the dome above and from the surrounding chapels. The altar is entirely surrounded by arches, columns, curved balustrades and pilasters of coloured stone, which are richly decorated with statuary, creating a deliberate confusion between the real architecture and the decoration. The architecture is transformed into a theatre of light, colour and movement.[25]
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In Poland, the Italian-inspired Polish Baroque lasted from the early 17th to the mid-18th century and emphasised richness of detail and colour. The first Baroque building in present-day Poland and probably one of the most recognizable is the Church of St. Peter and Paul in Kraków, designed by Giovanni Battista Trevano. Sigismund's Column in Warsaw, erected in 1644, was the world's first secular Baroque monument built in the form of a column.[38] The palatial residence style was exemplified by the Wilanów Palace, constructed between 1677 and 1696.[39] The most renowned Baroque architect active in Poland was Dutchman Tylman van Gameren and his notable works include Warsaw's St. Kazimierz Church and Krasiński Palace, St. Anne's in Kraków and Branicki Palace in Bialystok.[40] However, the most celebrated work of Polish Baroque is the Fara Church in Poznań, with details by Pompeo Ferrari.
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The Fara Church from Poznań (Poland) (1651–1701)
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Remnant of Zwinger Palace in Dresden (1710–1728)
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Ceiling of Ottobeuren Abbey, in Bavaria (1711–1725)
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Library of the Clementinum, the Jesuit university from Prague (1722)
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Karlskirche (Vienna), by Fischer von Erlach (consecrated 1737)
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The Vierzehnheigen Basilica from Bavaria, by Balthasar Neumann (1743–1772)
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Sanssouci, in Potsdam, by Georg Wenzeslaus von Knobelsdorff (1745–1747)
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The East façade of the Würzburg Residence from Würzburg (Germany)
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France largely resisted the ornate Baroque style of Italy, Spain, Vienna and the rest of Europe. The French Baroque style (often termed Grand Classicism or simply Classicism in France) is closely associated with the works built for Louis XIV and Louis XV; it features more geometric order and measure than Baroque, and less elaborate decoration on the facades and in the interiors. Louis XIV invited the master of Baroque, Bernini, to submit a design for the new wing of the Louvre, but rejected it in favor of a more classical design by Claude Perrault and Louis Le Vau.[41]
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The principal architects of the style included François Mansart (Chateau de Balleroy, 1626–1636), Pierre Le Muet (Church of Val-de-Grace, 1645–1665), Louis Le Vau (Vaux-le-Vicomte, 1657–1661) and especially Jules Hardouin Mansart and Robert de Cotte, whose work included the Galerie des Glaces and the Grand Trianon at Versailles (1687–1688). Mansart was also responsible for the Baroque classicism of the Place Vendôme (1686–1699).[42]
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The major royal project of the period was the expansion of Palace of Versailles, begun in 1661 by Le Vau with decoration by the painter Charles Le Brun. The gardens were designed by André Le Nôtre specifically to complement and amplify the architecture. The Galerie des Glaces (Hall of Mirrors), the centerpiece of the château, with paintings by Le Brun, was constructed between 1678 and 1686. Mansart completed the Grand Trianon in 1687. The chapel, designed by de Cotte, was finished in 1710. Following the death of Louis XIV, Louis XV added the more intimate Petit Trianon and the highly ornate theatre. The fountains in the gardens were designed to be seen from the interior, and to add to the dramatic effect. The palace was admired and copied by other monarchs of Europe, particularly Peter the Great of Russia, who visited Versailles early in the reign of Louis XV, and built his own version at Peterhof Palace near Saint Petersburg, between 1705 and 1725.[43]
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The Church of Saint-Paul-Saint-Louis, the first Paris church with a façade in the new Baroque style (1616–20)
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The Château de Vaux-le-Vicomte from Maincy (1657–1661)
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East facade of the Louvre, by Claude Perrault and Louis Le Vau (1668–1680)
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Hall of Mirrors in the Versailles Palace (1678–1686)
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The Dôme des Invalides, part of the Les Invalides (Paris)
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Place des Victoires (1684–1697), by Jules Hardouin-Mansart
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Baroque architecture in Portugal lasted about two centuries (the late seventeenth century and eighteenth century).
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The reigns of John V and Joseph I had increased imports of gold and diamonds, in a period called Royal Absolutism, which allowed the Portuguese Baroque to flourish.
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Baroque architecture in Portugal enjoys a special situation and different timeline from the rest of Europe.
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It is conditioned by several political, artistic and economic factors, that originate several phases, and different kinds of outside influences, resulting in a unique blend,[44] often misunderstood by those looking for Italian art, find instead specific forms and character which give it a uniquely Portuguese variety.
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Another key factor is the existence of the Jesuitical architecture, also called "plain style" (Estilo Chão or Estilo Plano)[45] which like the name evokes, is plainer and appears somewhat austere.
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The buildings are single-room basilicas, deep main chapel, lateral chapels (with small doors for communication), without interior and exterior decoration, very simple portal and windows.
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It is a very practical building, allowing it to be built throughout the empire with minor adjustments, and prepared to be decorated later or when economic resources are available.
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In fact, the first Portuguese Baroque does not lack in building because "plain style" is easy to be transformed, by means of decoration (painting, tiling, etc.), turning empty areas into pompous, elaborate baroque scenarios. The same could be applied to the exterior.
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Subsequently, it is easy to adapt the building to the taste of the time and place and add on new features and details. Practical and economical.
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With more inhabitants and better economic resources, the north, particularly the areas of Porto and Braga,[46][47][48] witnessed an architectural renewal, visible in the large list of churches, convents and palaces built by the aristocracy.
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Porto is the city of Baroque in Portugal. Its historical centre is part of UNESCO World Heritage List.[49]
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Many of the Baroque works in the historical area of the city and beyond, belong to Nicolau Nasoni an Italian architect living in Portugal, drawing original buildings with scenographic emplacement such as the church and tower of Clérigos,[50] the logia of the Porto Cathedral, the church of Misericórdia, the Palace of São João Novo,[51] the Palace of Freixo,[52] the Episcopal Palace (Portuguese: Paço Episcopal do Porto)[53] along with many others.
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The debut of Russian Baroque, or Petrine Baroque, followed a long visit of Peter the Great to western Europe in 1697–98, where he visited the Chateaux of Fontainebleu and the Versailles as well as other architectural monuments. He decided, on his return to Russia, to construct similar monuments in St. Petersburg, which became the new capital of Russia in 1712. Early major monuments in the Petrine Baroque include the Peter and Paul Cathedral and Menshikov Palace.
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During the reign of Empress Anna and Elizaveta Petrovna, Russian architecture was dominated by the luxurious Baroque style of Italian-born Bartolomeo Rastrelli, which developed into Elizabethan Baroque. Rastrelli's signature buildings include the Winter Palace, the Catherine Palace and the Smolny Cathedral. Other distinctive monuments of the Elizabethan Baroque are the bell tower of the Troitse-Sergiyeva Lavra and the Red Gate.[54]
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In Moscow, Naryshkin Baroque became widespread, especially in the architecture of Eastern Orthodox churches in the late 17th century. It was a combination of western European Baroque with traditional Russian folk styles.
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Due to the colonization of the Americas by European countries, the Baroque naturally moved to the New World, finding especially favorable ground in the regions dominated by Spain and Portugal, both countries being centralized and irreducibly Catholic monarchies, by extension subject to Rome and adherents of the Baroque Counter-reformist most typical. European artists migrated to America and made school, and along with the widespread penetration of Catholic missionaries, many of whom were skilled artists, created a multiform Baroque often influenced by popular taste. The Criollo and Indidenous craftsmen did much to give this Baroque unique features. The main centres of American Baroque cultivation, that are still standing, are (in this order) Mexico, Brazil, Peru, Ecuador, Cuba, Colombia, Bolivia, Guatemala and Puerto Rico.
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Of particular note is the so-called "Missionary Baroque", developed in the framework of the Spanish reductions in areas extending from Mexico and southwestern portions of current-day United States to as far south as Argentina and Chile, indigenous settlements organized by Spanish Catholic missionaries in order to convert them to the Christian faith and acculturate them in the Western life, forming a hybrid Baroque influenced by Native culture, where flourished Criollos and many Indian artisans and musicians, even literate, some of great ability and talent of their own. Missionaries' accounts often repeat that Western art, especially music, had a hypnotic impact on foresters, and the images of saints were viewed as having great powers. Many Indians were converted, and a new form of devotion was created, of passionate intensity, laden with mysticism, superstition, and theatricality, which delighted in festive masses, sacred concerts, and mysteries.[56][57]
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The Colonial Baroque architecture in the Spanish America is characterized by a profuse decoration (portal of La Profesa Church, Mexico City; facades covered with Puebla-style azulejos, as in the Church of San Francisco Acatepec in San Andrés Cholula and Convent Church of San Francisco of Puebla), which will be exacerbated in the so-called Churrigueresque style (Facade of the Tabernacle of the Mexico City Cathedral, by Lorenzo Rodríguez; Church of San Francisco Javier, Tepotzotlán; Church of Santa Prisca of Taxco). In Peru, the constructions mostly developed in the cities of Lima, Cusco, Arequipa and Trujillo since 1650 show original characteristics that are advanced even to the European Baroque, as in the use of cushioned walls and solomonic columns (Church of la Compañía de Jesús, Cusco; Basilica and Convent of San Francisco, Lima).[58] Other countries include: the Metropolitan Cathedral of Sucre in Bolivia; Cathedral Basilica of Esquipulas in Guatemala; Tegucigalpa Cathedral in Honduras; León Cathedral in Nicaragua; the Church of la Compañía de Jesús in Quito, Ecuador; the Church of San Ignacio in Bogotá, Colombia; the Caracas Cathedral in Venezuela; the Cabildo of Buenos Aires in Argentina; the Church of Santo Domingo in Santiago, Chile; and Havana Cathedral in Cuba. It is also worth remembering the quality of the churches of the Spanish Jesuit Missions in Bolivia, Spanish Jesuit missions in Paraguay, the Spanish missions in Mexico and the Spanish Franciscan missions in California.[59]
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In Brazil, as in the metropolis, Portugal, the architecture has a certain Italian influence, usually of a Borrominesque type, as can be seen in the Co-Cathedral of Recife (1784) and Church of Nossa Senhora da Glória do Outeiro in Rio de Janeiro (1739). In the region of Minas Gerais, highlighted the work of Aleijadinho, author of a group of churches that stand out for their curved planimetry, facades with concave-convex dynamic effects and a plastic treatment of all architectural elements (Church of São Francisco de Assis in Ouro Preto, 1765–1788).
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The Church of San Francisco Acatepec from Mexico
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The Chihuahua Cathedral from Mexico (1725–1792[60])
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The León Cathedral from Nicaragua (1747–1814), an UNESCO World Heritage Site
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The Minor Basilica of San Francisco de Asís from Havana (Cuba) (1548–1738[61])
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The Church of Rosário dos Pretos from Ouro Preto (Brazil) (1762–1799[62])
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The Church of San Agustín from Quito (Ecuador) (1606–1617[63])
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The Palacio de Torre Tagle from Lima (Peru) (1715–1735[64]), Balconies of Lima
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The Santo Domingo Church from Santiago (Chile) (1747–1808[65])
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In the Portuguese colonies of India (Goa, Daman and Diu) an architectural style of Baroque forms mixed with Hindu elements flourished, such as the Goa Cathedral and the Basilica of Bom Jesus of Goa, which houses the tomb of St. Francis Xavier. The set of churches and convents of Goa was declared a World Heritage Site in 1986.
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In the Philippines, that was part of the Spanish Empire for a long time, a large number of Baroque constructions are preserved, including the Baroque Churches of the Philippines that four of these, and the Baroque and Neoclassical city of Vigan, are both UNESCO World Heritage Sites. It was also very remarkable the Walled City of Manila (Intramuros). Other city with notable preserved Spanish-era Baroque is Tayabas.
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Baroque painters worked deliberately to set themselves apart from the painters of the Renaissance and the Mannerism period after it. In their palette, they used intense and warm colours, and particularly made use of the primary colours red, blue and yellow, frequently putting all three in close proximity.[66] They avoided the even lighting of Renaissance painting and used strong contrasts of light and darkness on certain parts of the picture to direct attention to the central actions or figures. In their composition, they avoided the tranquil scenes of Renaissance paintings, and chose the moments of the greatest movement and drama. Unlike the tranquil faces of Renaissance paintings, the faces in Baroque paintings clearly expressed their emotions. They often used asymmetry, with action occurring away from the centre of the picture, and created axes that were neither vertical nor horizontal, but slanting to the left or right, giving a sense of instability and movement. They enhanced this impression of movement by having the costumes of the personages blown by the wind, or moved by their own gestures. The overall impressions were movement, emotion and drama.[67] Another essential element of baroque painting was allegory; every painting told a story and had a message, often encrypted in symbols and allegorical characters, which an educated viewer was expected to know and read.[68]
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Early evidence of Italian Baroque ideas in painting occurred in Bologna, where Annibale Carracci, Agostino Carracci and Ludovico Carracci sought to return the visual arts to the ordered Classicism of the Renaissance. Their art, however, also incorporated ideas central the Counter-Reformation; these included intense emotion and religious imagery that appealed more to the heart than to the intellect.[69]
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Another influential painter of the Baroque era was Michelangelo Merisi da Caravaggio. His realistic approach to the human figure, painted directly from life and dramatically spotlit against a dark background, shocked his contemporaries and opened a new chapter in the history of painting. Other major painters associated closely with the Baroque style include Artemisia Gentileschi, Guido Reni, Domenichino, Andrea Pozzo, and Paolo de Matteis in Italy; Francisco de Zurbarán and Diego Velázquez in Spain; Adam Elsheimer in Germany; and Nicolas Poussin and Georges de La Tour in France (though Poussin spent most of his working life in Italy). Poussin and La Tour adopted a "classical" Baroque style with less focus on emotion and greater attention to the line of the figures in the painting than to colour.
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Peter Paul Rubens was the most important painter of the Flemish Baroque style. Rubens' highly charged compositions reference erudite aspects of classical and Christian history. His unique and immensely popular Baroque style emphasised movement, colour, and sensuality, which followed the immediate, dramatic artistic style promoted in the Counter-Reformation. Rubens specialized in making altarpieces, portraits, landscapes, and history paintings of mythological and allegorical subjects.
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One important domain of Baroque painting was Quadratura, or paintings in trompe-l'oeil, which literally "fooled the eye". These were usually painted on the stucco of ceilings or upper walls and balustrades, and gave the impression to those on the ground looking up were that they were seeing the heavens populated with crowds of angels, saints and other heavenly figures, set against painted skies and imaginary architecture.[35]
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In Italy, artists often collaborated with architects on interior decoration; Pietro da Cortona was one of the painters of the 17th century who employed this illusionist way of painting. Among his most important commissions were the frescoes he painted for the Palace of the Barberini family (1633–39), to glorify the reign of Pope Urban VIII. Pietro da Cortona's compositions were the largest decorative frescoes executed in Rome since the work of Michelangelo at the Sistine Chapel.[70]
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François Boucher was an important figure in the more delicate French Rococo style, which appeared during the late Baroque period. He designed tapestries, carpets and theatre decoration as well as painting. His work was extremely popular with Madame Pompadour, the Mistress of King Louis XV. His paintings featured mythological romantic, and mildly erotic themes.[71]
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Triumph of Bacchus and Adriane (part of The Loves of the Gods); by Annibale Carracci; circa 1597–1600; fresco; length (gallery): 20.2 m; Palazzo Farnese (Rome)[72]
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The Calling of St Matthew; by Caravaggio; 1599–1600; oil on canvas; 3.2 x 3.4 m; Church of St. Louis of the French (Rome)
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The Four Continents; by Peter Paul Rubens; circa 1615; oil on canvas; 209 x 284 cm; Kunsthistorisches Museum (Vienna, Austria)
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The Rape of the Sabine Women; by Nicolas Poussin; 1634–1635; oil on canvas; 154.6 x 209.9 cm; Metropolitan Museum of Art (New York City)
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Charles I at the Hunt; by Anthony van Dyck; circa 1635; oil on canvas; 2.66 x 2.07 m; Louvre[73]
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The Night Watch; by Rembrandt; 1642; oil on canvas; 363 × 437 cm; Rijksmuseum (Amsterdam, the Netherlands)
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The Art of Painting; by Johannes Vermeer; 1666–1668; oil on canvas; 1.3 x 1.1 m; Kunsthistorisches Museum
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The Portrait of Louis XIV; by Hyacinthe Rigaud; 1701; oil on canvas; 277 × 194 cm; Louvre
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In the Spanish Americas, the first influences were from Sevillan Tenebrism, mainly from Zurbarán —some of whose works are still preserved in Mexico and Peru— as can be seen in the work of the Mexicans José Juárez and Sebastián López de Arteaga, and the Bolivian Melchor Pérez de Holguín. The Cusco School of painting arose after the arrival of the Italian painter Bernardo Bitti in 1583, who introduced Mannerism in the Americas. It highlighted the work of Luis de Riaño, disciple of the Italian Angelino Medoro, author of the murals of the Church of San Pedro of Andahuaylillas. It also highlighted the Indian (Quechua) painters Diego Quispe Tito and Basilio Santa Cruz Pumacallao, as well as Marcos Zapata, author of the fifty large canvases that cover the high arches of the Cathedral of Cusco. In Ecuador, the Quito School was formed, mainly represented by the mestizo Miguel de Santiago and the criollo Nicolás Javier de Goríbar.
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In the 18th century sculptural altarpieces began to be replaced by paintings, developing notably the Baroque painting in the Americas. Similarly, the demand for civil works, mainly portraits of the aristocratic classes and the ecclesiastical hierarchy, grew. The main influence was the Murillesque, and in some cases – as in the criollo Cristóbal de Villalpando – that of Valdés Leal. The painting of this era has a more sentimental tone, with sweet and softer shapes. It highlight Gregorio Vásquez de Arce in Colombia, and Juan Rodríguez Juárez and Miguel Cabrera in Mexico.
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The dominant figure in baroque sculpture was Gian Lorenzo Bernini. Under the patronage of Pope Urban VIII, he made a remarkable series of monumental statues of saints and figures whose faces and gestures vividly expressed their emotions, as well as portrait busts of exceptional realism, and highly decorative works for the Vatican, including the imposing Chair of St. Peter beneath the dome in St. Peter's Basilica. In addition, he designed fountains with monumental groups of sculpture to decorate the major squares of Rome.[74]
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Baroque sculpture was inspired by ancient Roman statuary, particularly by the famous statue of Laocoön from the First Century A.D., which was on display in the gallery of the Vatican. When he visited Paris in 1665, Bernini addressed the students at the Academy of painting and sculpture. He advised the students to work from classical models, rather than from nature. He told the students, "When I had trouble with my first statue, i consulted the Antinous like an oracle."[75]
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Notable late French baroque sculptors included Étienne Maurice Falconet and Jean Baptiste Pigalle. Pigalle was commissioned by Frederick the Great to make statues for Frederick's own version of Versailles at Sanssouci in Potsdam, Germany. Falconet also received an important foreign commission, creating the famous statue of Peter the Great on horseback found in St. Petersburg.
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In Spain, the sculptor Francisco Salzillo worked exclusively on religious themes, using polychromed wood. Some of the finest baroque sculptural craftsmanship was found in the gilded stucco altars of churches of the Spanish colonies of the New World, made by local craftsmen; examples include the Rosary Chapel of the Church of Santo Domingo in Oaxaca (Mexico), 1724–1731.
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Apollo and Daphne; by Gian Lorenzo Bernini; 1622–1625; marble; height: 2.43 m; Louvre
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Caryatides on the Pavillon de l'Horloge (Louvre Palace), by Jacques Sarazin, 1639–1640
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Saint Veronica; by Francesco Mochi; 1629–1639; Carrara marble; height: 5 m; St. Peter's Basilica (Vatican City)
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Bust of Andries de Graeff; by Artus Quellinus the Elder; 1661; marble; height: 76 cm, width: 76 cm, thickness: 36 cm; Rijksmuseum (Amsterdam, the Netherlands)
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The Fountain of Saturn; by François Girardon; 1672–1677; gilded lead; Palace of Versailles (France)
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The King's Fame Riding Pegasus; by Antoine Coysevox; 1701–1702; Carrara marble; height: 3.15 m, width: 2.91 m, depth: 1.28 m; Louvre
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The Death of Adonis; by Giuseppe Mazzuoli; 1710s; marble; height: 193 cm; Hermitage Museum (Saint Petersburg, Russia)
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Mercury putting on his running shoes; by Jean-Baptiste Pigalle; 1753; lead; 187 × 108 × 106 cm; Louvre
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The main motifs used are: horns of plenty, festoons, baby angels, lion heads holding a metal ring in their mouths, female faces surrounded by garlands, oval cartouches, acanthus leaves, classical columns, caryatids, pediments and other elements of Classical architecture sculpted on some parts of pieces of furniture,[76] baskets with fruits or flowers, shells, armour and trophies, heads of Apollo or Bacchus, and C-shaped volutes.[77]
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During the first period of the reign of Louis XIV, furniture followed the previous style of Louis XIII, and was massive, and profusely decorated with sculpture and gilding. After 1680, thanks in large part to the furniture designer André Charles Boulle, a more original and delicate style appeared, sometimes known as Boulle work. It was based on the inlay of ebony and other rare woods, a technique first used in Florence in the 15th century, which was refined and developed by Boulle and others working for Louis XIV. Furniture was inlaid with plaques of ebony, copper, and exotic woods of different colors.[78]
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New and often enduring types of furniture appeared; the commode, with two to four drawers, replaced the old coffre, or chest. The canapé, or sofa, appeared, in the form of a combination of two or three armchairs. New kinds of armchairs appeared, including the fauteuil en confessionale or "Confessional armchair", which had padded cushions ions on either side of the back of the chair. The console table also made its first appearance; it was designed to be placed against a wall. Another new type of furniture was the table à gibier, a marble-topped table for holding dishes. Early varieties of the desk appeared; the Mazarin desk had a central section set back, placed between two columns of drawers, with four feet on each column.[79]
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Cupboard with scenes from the life of Christ; 1620–1640; veneer, oak and walnut wood, pearwood and ebony, steel and brass; National Museum in Warsaw (Poland)
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Cupboard with hunting scenes; 1620–1640; veneer, oak and walnut wood, birch, rosewood, and many other types of wood, and steel; 174 × 148 × 63 cm; National Museum in Warsaw
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Dutch wardrobe; 1625–1650; oak with ebony and rosewood veneers; overall: 244.5 x 224.3 x 85.2 cm; Cleveland Museum of Art (Cleveland, Ohio, US)
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Small desk with folding top (bureau brisé); circa 1685; oak, pine, walnut veneered with ebony, rosewood, and marquetry of tortoiseshell and engraved brass, gilt bronze and steel; 77 x 106 x 59.4 cm; Metropolitan Museum of Art (New York City)
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French pier table; 1685–1690; carved, gessoed, and gilded wood, with a marble top; 83.6 × 128.6 × 71.6 cm; Art Institute of Chicago (US)[80]
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Console table depicting Chronos, or the father time; 1695; painted and gilded wood, with marble at its top; overall: 95.3 x 107.3 x 62.9 cm; Cleveland Museum of Art
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Commode; by André Charles Boulle; circa 1710–1720; ebony, gilt-bronze mounts and other materials; 87.6 × 128.3 × 62.9 cm; Metropolitan Museum of Art
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German slant-front desk; by Heinrich Ludwig Rohde or Ferdinand Plitzner; circa 1715–1725; marquetry with maple, amaranth, mahogany, and walnut on spruce and oak; 90 × 84 × 44.5 cm; from Mainz (Germany); Art Institute of Chicago[81]
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The term Baroque is also used to designate the style of music composed during a period that overlaps with that of Baroque art. The first uses of the term 'baroque' for music were criticisms. In an anonymous, satirical review of the première in October 1733 of Rameau's Hippolyte et Aricie, printed in the Mercure de France in May 1734, the critic implied that the novelty of this opera was "du barocque," complaining that the music lacked coherent melody, was filled with unremitting dissonances, constantly changed key and meter, and speedily ran through every compositional device.[82] Jean-Jacques Rousseau, who was a musician and noted composer as well as philosopher, made a very similar observation in 1768 in the famous Encylopedié of Denis Diderot: "Baroque music is that in which the harmony is confused, and loaded with modulations and dissonances. The singing is harsh and unnatural, the intonation difficult, and the movement limited. It appears that term comes from the word 'baroco' used by logicians."[15]
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Common use of the term for the music of the period began only in 1919, by Curt Sachs,[83] and it was not until 1940 that it was first used in English in an article published by Manfred Bukofzer.[82]
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The baroque was a period of musical experimentation and innovation. New forms were invented, including the concerto and sinfonia. Opera was born in Italy at the end of the 16th century (with Jacopo Peri's mostly lost Dafne, produced in Florence in 1598) and soon spread through the rest of Europe: Louis XIV created the first Royal Academy of Music, In 1669, the poet Pierre Perrin opened an academy of opera in Paris, the first opera theatre in France open to the public, and premiered Pomone, the first grand opera in French, with music by Robert Cambert, with five acts, elaborate stage machinery, and a ballet.[84] Heinrich Schütz in Germany, Jean-Baptiste Lully in France, and Henry Purcell in England all helped to establish their national traditions in the 17th century.
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The classical ballet also originated in the Baroque era. The style of court dance was brought to France by Marie de Medici, and in the beginning the members of the court themselves were the dancers. Louis XIV himself performed in public in several ballets. In March 1662, the Académie Royale de Danse, was founded by the King. It was the first professional dance school and company, and set the standards and vocabulary for ballet throughout Europe during the period.[84]
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Several new instruments, including the piano, were introduced during this period. The invention of the piano is credited to Bartolomeo Cristofori (1655–1731) of Padua, Italy, who was employed by Ferdinando de' Medici, Grand Prince of Tuscany, as the Keeper of the Instruments.[85][86] Cristofori named the instrument un cimbalo di cipresso di piano e forte ("a keyboard of cypress with soft and loud"), abbreviated over time as pianoforte, fortepiano, and later, simply, piano.[87]
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The Baroque period was a golden age for theatre in France and Spain; playwrights included Corneille, Racine and Moliere in France; and Lope de Vega and Pedro Calderón de la Barca Spain.
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During the Baroque period, the art and style of the theatre evolved rapidly, alongside the development of opera and of ballet. The design of newer and larger theatres, the invention the use of more elaborate machinery, the wider use of the proscenium arch, which framed the stage and hid the machinery from the audience, encouraged more scenic effects and spectacle.[88]
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The Baroque had a Catholic and conservative character in Spain, following an Italian literary model during the Renaissance.[89] The Hispanic Baroque theatre aimed for a public content with an ideal reality that manifested fundamental three sentiments: Catholic religion, monarchist and national pride and honour originating from the chivalric, knightly world.[90]
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Two periods are known in the Baroque Spanish theatre, with the division occurring in 1630. The first period is represented chiefly by Lope de Vega, but also by Tirso de Molina, Gaspar Aguilar, Guillén de Castro, Antonio Mira de Amescua, Luis Vélez de Guevara, Juan Ruiz de Alarcón, Diego Jiménez de Enciso, Luis Belmonte Bermúdez, Felipe Godínez, Luis Quiñones de Benavente or Juan Pérez de Montalbán. The second period is represented by Pedro Calderón de la Barca and fellow dramatists Antonio Hurtado de Mendoza, Álvaro Cubillo de Aragón, Jerónimo de Cáncer, Francisco de Rojas Zorrilla, Juan de Matos Fragoso, Antonio Coello y Ochoa, Agustín Moreto, and Francisco Bances Candamo.[91] These classifications are loose because each author had his own way and could occasionally adhere himself to the formula established by Lope. It may even be that Lope's "manner" was more liberal and structured than Calderón's.[92]
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Lope de Vega introduced through his Arte nuevo de hacer comedias en este tiempo (1609) the new comedy. He established a new dramatic formula that broke the three Aristotle unities of the Italian school of poetry (action, time and place) and a fourth unity of Aristotle which is about style, mixing of tragic and comic elements showing different types of verses and stanzas upon what is represented.[93] Although Lope has a great knowledge of the plastic arts, he did not use it during the major part of his career nor in theatre or scenography. The Lope's comedy granted a second role to the visual aspects of the theatrical representation.[94]
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Tirso de Molina, Lope de Vega, and Calderón were the most important play writers in Golden Era Spain. Their works, known for their subtle intelligence and profound comprehension of a person's humanity, could be considered a bridge between Lope's primitive comedy and the more elaborate comedy of Calderón. Tirso de Molina is best known for two works, The Convicted Suspicions and The Trickster of Seville, one of the first versions of the Don Juan myth.[95]
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Upon his arrival to Madrid, Cosimo Lotti brought to the Spanish court the most advanced theatrical techniques of Europe. His techniques and mechanic knowledge were applied in palace exhibitions called "Fiestas" and in lavish exhibitions of rivers or artificial fountains called "Naumaquias". He was in charge of styling the Gardens of Buen Retiro, of Zarzuela and of Aranjuez and the construction of the theatrical building of Coliseo del Buen Retiro.[96] Lope's formulas begin with a verse that it unbefitting of the palace theatre foundation and the birth of new concepts that begun the careers of some play writers like Calderón de la Barca. Marking the principal innovations of the New Lopesian Comedy, Calderón's style marked many differences, with a great deal of constructive care and attention to his internal structure. Calderón's work is in formal perfection and a very lyric and symbolic language. Liberty, vitality and openness of Lope gave a step to Calderón's intellectual reflection and formal precision. In his comedy it reflected his ideological and doctrine intentions in above the passion and the action, the work of Autos sacramentales achieved high ranks.[97] The genre of Comedia is political, multi-artistic and in a sense hybrid. The poetic text interweaved with Medias and resources originating from architecture, music and painting freeing the deception that is in the Lopesian comedy was made up from the lack of scenery and engaging the dialogue of action.[98]
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The best known German playwright was Andreas Gryphius, who used the Jesuit model of the Dutch Joost van den Vondel and Pierre Corneille. There was also Johannes Velten who combined the traditions of the English comedians and the commedia del'arte with the classic theatre of Corneille and Molière. His touring company was perhaps the most significant and important of the 17th century.
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Following the evolution marked from Spain, at the end of the 16th century, the companies of comedians, essentially transhumant, began to professionalize. With professionalization came regulation and censorship: as in Europe, the theatre oscillated between tolerance and even government protection and rejection (with exceptions) or persecution by the Church. The theatre was useful to the authorities as an instrument to disseminate the desired behavior and models, respect for the social order and the monarchy, school of religious dogma.[99]
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The corrales were administered for the benefit of hospitals that shared the benefits of the representations. The itinerant companies (or "of the league"), who carried the theatre in improvised open-air stages by the regions that did not have fixed locals, required a viceregal license to work, whose price or pinción was destined to alms and works pious.[99] For companies that worked stably in the capitals and major cities, one of their main sources of income was participation in the festivities of the Corpus Christi, which provided them with not only economic benefits, but also recognition and social prestige. The representations in the viceregal palace and the mansions of the aristocracy, where they represented both the comedies of their repertoire and special productions with great lighting effects, scenery and stage, were also an important source of well-paid and prestigious work.[99]
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Born in the Viceroyalty of New Spain[100] but later settled in Spain, Juan Ruiz de Alarcón is the most prominent figure in the Baroque theatre of New Spain. Despite his accommodation to Lope de Vega's new comedy, his "marked secularism", his discretion and restraint, and a keen capacity for "psychological penetration" as distinctive features of Alarcón against his Spanish contemporaries have been noted. Noteworthy among his works La verdad sospechosa, a comedy of characters that reflected his constant moralizing purpose.[99] The dramatic production of Sor Juana Inés de la Cruz places her as the second figure of the Spanish-American Baroque theatre. It is worth mentioning among her works the auto sacramental El divino Narciso and the comedy Los empeños de una casa.
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The Baroque garden, also known as the jardin à la française or French formal garden, first appeared in Rome in the 16th century, and then most famously in France in the 17th century in the gardens of Vaux le Vicomte and the Palace of Versailles. Baroque gardens were built by Kings and princes in Germany, the Netherlands, Austria, Spain, Poland, Italy and Russia until the mid-18th century, when they began to be remade into by the more natural English landscape garden.
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The purpose of the baroque garden was to illustrate the power of man over nature, and the glory of its builder, Baroque gardens were laid out in geometric patterns, like the rooms of a house. They were usually best seen from the outside and looking down, either from a chateau or terrace. The elements of a baroque garden included parterres of flower beds or low hedges trimmed into ornate Baroque designs, and straight lanes and alleys of gravel which divided and crisscrossed the garden. Terraces, ramps, staircases and cascades were placed where there were differences of elevation, and provided viewing points. Circular or rectangular ponds or basins of water were the settings for fountains and statues. Bosquets or carefully trimmed groves or lines of identical trees, gave the appearance of walls of greenery and were backdrops for statues. On the edges, the gardens usually had pavilions, orangeries and other structures where visitors could take shelter from the sun or rain.[101]
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Baroque gardens required enormous numbers of gardeners, continual trimming, and abundant water. In the later part of the Baroque period, the formal elements began to be replaced with more natural features, including winding paths, groves of varied trees left to grow untrimmed; rustic architecture and picturesque structures, such as Roman temples or Chinese pagodas, as well as "secret gardens" on the edges of the main garden, filled with greenery, where visitors could read or have quiet conversations. By the mid-18th century most of the Baroque gardens were partially or entirely transformed into variations of the English landscape garden.[101]
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Besides Versailles and Vaux-le-Vicomte, Celebrated baroque gardens still retaining much of their original appearance include the Royal Palace of Caserta near Naples; Nymphenburg Palace and Augustusburg and Falkenlust Palaces, Brühl in Germany; Het Loo Palace in the Netherlands; the Belvedere Palace in Vienna; the Royal Palace of La Granja de San Ildefonso in Spain; and Peterhof Palace in St. Petersburg, Russia.[101]
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Garden of Vaux-le-Vicomte (France) seen from the Chateau (1656–1661)
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View of the garden facade of Palace of Versailles in 1680s
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Plan of the Tuileries Garden (France), designed by André Le Nôtre (about 1671)
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Restored parterres of the Belvedere Palace (Vienna, Austria) today
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The following are characteristics that Rococo has and Baroque has not:[clarification needed]
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Madame de Pompadour, the mistress of Louis XV, contributed to the decline of the baroque and rococo style. In 1750 she sent her nephew, Abel-François Poisson de Vandières, on a two-year mission to study artistic and archeological developments in Italy. He was accompanied by several artists, including the engraver Nicolas Cochin and the architect Soufflot. They returned to Paris with a passion for classical art. Vandiéres became the Marquis of Marigny, and was named Royal Director of buildings in 1754. He turned official French architecture toward the neoclassical. Cochin became an important art critic; he denounced the petit style of Boucher, and called for a grand style with a new emphasis on antiquity and nobility in the academies of painting of architecture.[104]
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The pioneer German art historian and archeologist Johann Joachim Winckelmann also condemned the baroque style, and praised the superior values of classical art and architecture. By the 19th century, Baroque was a target for ridicule and criticism. The neoclassical critic Francesco Milizia wrote: "Borrominini in architecture, Bernini in sculpture, Pietro da Cortona in painting...are a plague on good taste, which infected a large number of artists."[105] In the 19th century, criticism went even further; the British critic John Ruskin declared that baroque sculpture was not only bad, but also morally corrupt.[105]
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The Swiss-born art historian Heinrich Wölfflin (1864–1945) started the rehabilitation of the word Baroque in his Renaissance und Barock (1888); Wölfflin identified the Baroque as "movement imported into mass", an art antithetic to Renaissance art. He did not make the distinctions between Mannerism and Baroque that modern writers do, and he ignored the later phase, the academic Baroque that lasted into the 18th century. Baroque art and architecture became fashionable between the two World Wars, and has largely remained in critical favor. The term "Baroque" may still be used, usually pejoratively, describing works of art, craft, or design that are thought to have excessive ornamentation or complexity of line.
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The end of the 19th century was a golden age for revival styles, including Baroque Revival or Neo-Baroque.
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In addition to its practical (protective) function, the face also has aesthetic and architectural purposes. It mirrors the predominant styles of a certain era. Ornaments are the most common "ornaments" of buildings.[106] The ornaments used in 17th-18th century architecture are reused at Baroque Revival buildings, including: horns of plenty, festoons, baby angels, female or male mascarons, oval cartouches, acanthus leaves, classical columns, caryatids, pediments and other elements of Greco-Roman architecture. Most Baroque revival buildings have mansard roofs, usually blue or sometimes black, with oval or dormer windows. Some of the houses is this style have cartouche-shaped oculus windows, usually with a mascaron at their top or bottom. In France and Romania, many of the entrances have awnings (French: Marquise; Romanian: marchiză), made of glass and metal, usually in a seashell-shape. In these two counties, especially in Romania, Neo-Baroque was sometimes combined with Art Nouveau. Beaux-Arts buildings from the late 1890s and early 1900s are very good examples of Baroque Revival architecture. The most famous Neo-Baroque building in Paris are: the Pavillon de Flore (part of the Palais du Louvre), the Palais Garnier, the Petit Palais, and the Grand Palais. Important architects of this style include Charles Garnier (1825–1898), Ferdinand Fellner (1847–1917), Hermann Helmer (1849–1919), and Ion D. Berindey (1871–1928).
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In decorative arts, Baroque Revival is usually known as the Napoleon III style or Second Empire style. Objects in this style was very appreciated in late 1890s and early 1900s Romania, many of them being brought from France or Austria. One of the main influence was the Louis XVI style, or French neoclassicism, which was preferred by the Empress Eugénie. Her rooms at the Tuileries Palace and other Places were decorated in this style. Other influences include French Renaissance and the Henry II style, which were popular influences on chests and cabinets, buffets and credences, which were massive and built like small cathedrals, decorated with columns, pediments, cartouches, mascarons, and carved angels and chimeras. They were usually constructed of walnut or oak, or sometimes of poirier stained to resemble ebony.[107]
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Tête-à-tête, an example of Second Empire furniture; 1850–1860; rosewood, ash, pine and walnut; 113 x 132.1 x 109.2 cm; Metropolitan Museum of Art (New York City)
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Young Ladies Beside the Seine; by Gustave Courbet; 1856; oil on canvas; 174 x 206 cm; Petit Palais (Paris)
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The Birth of Venus; by Alexandre Cabanel; 1863; oil on canvas; 130 x 225 cm; Musée d'Orsay (Paris)
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The Palais Garnier from Paris, by Charles Garnier
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Window with a pair of putti above it, in Wuppertal (Germany)
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Entrance of the House of scientists (Lviv, Ukraine)
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Staircase in the House of scientists from Lviv
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The Cantacuzino Palace on Victory Avenue from Bucharest (Romania), by Ion D. Berindey (1898–1900)[108]
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The Renaissance (UK: /rɪˈneɪsəns/ rin-AY-sənss, US: /ˈrɛnəsɑːns/ (listen) REN-ə-sahnss)[2][a] was a period in European history marking the transition from the Middle Ages to Modernity and covering the 15th and 16th centuries. It occurred after the Crisis of the Late Middle Ages and was associated with great social change. In addition to the standard periodization, proponents of a long Renaissance put its beginning in the 14th century and its end in the 17th century. The traditional view focuses more on the early modern aspects of the Renaissance and argues that it was a break from the past, but many historians today focus more on its medieval aspects and argue that it was an extension of the Middle Ages.[4][5]
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The intellectual basis of the Renaissance was its version of humanism, derived from the concept of Roman Humanitas and the rediscovery of classical Greek philosophy, such as that of Protagoras, who said that "Man is the measure of all things." This new thinking became manifest in art, architecture, politics, science and literature. Early examples were the development of perspective in oil painting and the recycled knowledge of how to make concrete. Although the invention of metal movable type sped the dissemination of ideas from the later 15th century, the changes of the Renaissance were not uniformly experienced across Europe: the first traces appear in Italy as early as the late 13th century, in particular with the writings of Dante and the paintings of Giotto.
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As a cultural movement, the Renaissance encompassed innovative flowering of Latin and vernacular literatures, beginning with the 14th-century resurgence of learning based on classical sources, which contemporaries credited to Petrarch; the development of linear perspective and other techniques of rendering a more natural reality in painting; and gradual but widespread educational reform. In politics, the Renaissance contributed to the development of the customs and conventions of diplomacy, and in science to an increased reliance on observation and inductive reasoning. Although the Renaissance saw revolutions in many intellectual pursuits, as well as social and political upheaval, it is perhaps best known for its artistic developments and the contributions of such polymaths as Leonardo da Vinci and Michelangelo, who inspired the term "Renaissance man".[6][7]
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The Renaissance began in the 14th century in Florence, Italy.[8] Various theories have been proposed to account for its origins and characteristics, focusing on a variety of factors including the social and civic peculiarities of Florence at the time: its political structure, the patronage of its dominant family, the Medici,[9][10] and the migration of Greek scholars and their texts to Italy following the Fall of Constantinople to the Ottoman Turks which inherited from the Timurid Renaissance.[11][12][13] Other major centres were northern Italian city-states such as Venice, Genoa, Milan, Bologna, and Rome during the Renaissance Papacy or Belgian cities such as Bruges, Ghent, Brussels, Leuven or Antwerp.
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The Renaissance has a long and complex historiography, and, in line with general scepticism of discrete periodizations, there has been much debate among historians reacting to the 19th-century glorification of the "Renaissance" and individual culture heroes as "Renaissance men", questioning the usefulness of Renaissance as a term and as a historical delineation.[14] The art historian Erwin Panofsky observed of this resistance to the concept of "Renaissance":
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It is perhaps no accident that the factuality of the Italian Renaissance has been most vigorously questioned by those who are not obliged to take a professional interest in the aesthetic aspects of civilization – historians of economic and social developments, political and religious situations, and, most particularly, natural science – but only exceptionally by students of literature and hardly ever by historians of Art.[15]
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Some observers have called into question whether the Renaissance was a cultural "advance" from the Middle Ages, instead seeing it as a period of pessimism and nostalgia for classical antiquity,[16] while social and economic historians, especially of the longue durée, have instead focused on the continuity between the two eras,[17] which are linked, as Panofsky observed, "by a thousand ties".[18]
|
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The term rinascita ('rebirth') first appeared in Giorgio Vasari's Lives of the Artists (c. 1550), anglicized as the Renaissance in the 1830s.[19] The word has also been extended to other historical and cultural movements, such as the Carolingian Renaissance (8th and 9th centuries), Ottonian Renaissance (10th and 11th century), and the Renaissance of the 12th century.[20]
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The Renaissance was a cultural movement that profoundly affected European intellectual life in the early modern period. Beginning in Italy, and spreading to the rest of Europe by the 16th century, its influence was felt in art, architecture, philosophy, literature, music, science and technology, politics, religion, and other aspects of intellectual inquiry. Renaissance scholars employed the humanist method in study, and searched for realism and human emotion in art.[21]
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Renaissance humanists such as Poggio Bracciolini sought out in Europe's monastic libraries the Latin literary, historical, and oratorical texts of Antiquity, while the Fall of Constantinople (1453) generated a wave of émigré Greek scholars bringing precious manuscripts in ancient Greek, many of which had fallen into obscurity in the West. It is in their new focus on literary and historical texts that Renaissance scholars differed so markedly from the medieval scholars of the Renaissance of the 12th century, who had focused on studying Greek and Arabic works of natural sciences, philosophy and mathematics, rather than on such cultural texts.
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In the revival of neo-Platonism Renaissance humanists did not reject Christianity; quite the contrary, many of the greatest works of the Renaissance were devoted to it, and the Church patronized many works of Renaissance art. However, a subtle shift took place in the way that intellectuals approached religion that was reflected in many other areas of cultural life.[22] In addition, many Greek Christian works, including the Greek New Testament, were brought back from Byzantium to Western Europe and engaged Western scholars for the first time since late antiquity. This new engagement with Greek Christian works, and particularly the return to the original Greek of the New Testament promoted by humanists Lorenzo Valla and Erasmus, would help pave the way for the Protestant Reformation.
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Well after the first artistic return to classicism had been exemplified in the sculpture of Nicola Pisano, Florentine painters led by Masaccio strove to portray the human form realistically, developing techniques to render perspective and light more naturally. Political philosophers, most famously Niccolò Machiavelli, sought to describe political life as it really was, that is to understand it rationally. A critical contribution to Italian Renaissance humanism, Giovanni Pico della Mirandola wrote the famous text De hominis dignitate (Oration on the Dignity of Man, 1486), which consists of a series of theses on philosophy, natural thought, faith and magic defended against any opponent on the grounds of reason. In addition to studying classical Latin and Greek, Renaissance authors also began increasingly to use vernacular languages; combined with the introduction of printing press, this would allow many more people access to books, especially the Bible.[23]
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In all, the Renaissance could be viewed as an attempt by intellectuals to study and improve the secular and worldly, both through the revival of ideas from antiquity, and through novel approaches to thought. Some scholars, such as Rodney Stark,[24] play down the Renaissance in favour of the earlier innovations of the Italian city-states in the High Middle Ages, which married responsive government, Christianity and the birth of capitalism. This analysis argues that, whereas the great European states (France and Spain) were absolutist monarchies, and others were under direct Church control, the independent city republics of Italy took over the principles of capitalism invented on monastic estates and set off a vast unprecedented commercial revolution that preceded and financed the Renaissance.
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Many argue that the ideas characterizing the Renaissance had their origin in late 13th-century Florence, in particular with the writings of Dante Alighieri (1265–1321) and Petrarch (1304–1374), as well as the paintings of Giotto di Bondone (1267–1337). Some writers date the Renaissance quite precisely; one proposed starting point is 1401, when the rival geniuses Lorenzo Ghiberti and Filippo Brunelleschi competed for the contract to build the bronze doors for the Baptistery of the Florence Cathedral (Ghiberti won).[25] Others see more general competition between artists and polymaths such as Brunelleschi, Ghiberti, Donatello, and Masaccio for artistic commissions as sparking the creativity of the Renaissance. Yet it remains much debated why the Renaissance began in Italy, and why it began when it did. Accordingly, several theories have been put forward to explain its origins.
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During the Renaissance, money and art went hand in hand. Artists depended entirely on patrons while the patrons needed money to foster artistic talent. Wealth was brought to Italy in the 14th, 15th, and 16th centuries by expanding trade into Asia and Europe. Silver mining in Tyrol increased the flow of money. Luxuries from the Muslim world, brought home during the Crusades, increased the prosperity of Genoa and Venice.[26]
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Jules Michelet defined the 16th-century Renaissance in France as a period in Europe's cultural history that represented a break from the Middle Ages, creating a modern understanding of humanity and its place in the world.[27]
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In stark contrast to the High Middle Ages, when Latin scholars focused almost entirely on studying Greek and Arabic works of natural science, philosophy and mathematics.[28] Renaissance scholars were most interested in recovering and studying Latin and Greek literary, historical, and oratorical texts. Broadly speaking, this began in the 14th century with a Latin phase, when Renaissance scholars such as Petrarch, Coluccio Salutati (1331–1406), Niccolò de' Niccoli (1364–1437) and Poggio Bracciolini (1380–1459) scoured the libraries of Europe in search of works by such Latin authors as Cicero, Lucretius, Livy and Seneca.[29] By the early 15th century, the bulk of the surviving such Latin literature had been recovered; the Greek phase of Renaissance humanism was under way, as Western European scholars turned to recovering ancient Greek literary, historical, oratorical and theological texts.[30]
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Unlike with Latin texts, which had been preserved and studied in Western Europe since late antiquity, the study of ancient Greek texts was very limited in medieval Western Europe. Ancient Greek works on science, maths and philosophy had been studied since the High Middle Ages in Western Europe and in the Islamic Golden Age (normally in translation), but Greek literary, oratorical and historical works (such as Homer, the Greek dramatists, Demosthenes and Thucydides) were not studied in either the Latin or medieval Islamic worlds; in the Middle Ages these sorts of texts were only studied by Byzantine scholars. Some argues that the Timurid Renaissance in Samarkand was linked with Ottoman Empire whose conquests led the migration of Greek scholars in Italian cities.[31][32][11][12] One of the greatest achievements of Renaissance scholars was to bring this entire class of Greek cultural works back into Western Europe for the first time since late antiquity.
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Muslim logicians had inherited Greek ideas after they had invaded and conquered Egypt and the Levant. Their translations and commentaries on these ideas worked their way through the Arab West into Iberia and Sicily, which became important centers for this transmission of ideas. From the 11th to the 13th century, many schools dedicated to the translation of philosophical and scientific works from Classical Arabic to Medieval Latin were established in Iberia. Most notably the Toledo School of Translators. This work of translation from Islamic culture, though largely unplanned and disorganized, constituted one of the greatest transmissions of ideas in history.[33] The movement to reintegrate the regular study of Greek literary, historical, oratorical and theological texts back into the Western European curriculum is usually dated to the 1396 invitation from Coluccio Salutati to the Byzantine diplomat and scholar Manuel Chrysoloras (c. 1355–1415) to teach Greek in Florence.[34] This legacy was continued by a number of expatriate Greek scholars, from Basilios Bessarion to Leo Allatius.
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The unique political structures of late Middle Ages Italy have led some to theorize that its unusual social climate allowed the emergence of a rare cultural efflorescence. Italy did not exist as a political entity in the early modern period. Instead, it was divided into smaller city states and territories: the Kingdom of Naples controlled the south, the Republic of Florence and the Papal States at the center, the Milanese and the Genoese to the north and west respectively, and the Venetians to the east. Fifteenth-century Italy was one of the most urbanised areas in Europe.[35] Many of its cities stood among the ruins of ancient Roman buildings; it seems likely that the classical nature of the Renaissance was linked to its origin in the Roman Empire's heartland.[36]
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Historian and political philosopher Quentin Skinner points out that Otto of Freising (c. 1114–1158), a German bishop visiting north Italy during the 12th century, noticed a widespread new form of political and social organization, observing that Italy appeared to have exited from Feudalism so that its society was based on merchants and commerce. Linked to this was anti-monarchical thinking, represented in the famous early Renaissance fresco cycle The Allegory of Good and Bad Government by Ambrogio Lorenzetti (painted 1338–1340), whose strong message is about the virtues of fairness, justice, republicanism and good administration. Holding both Church and Empire at bay, these city republics were devoted to notions of liberty. Skinner reports that there were many defences of liberty such as the Matteo Palmieri (1406–1475) celebration of Florentine genius not only in art, sculpture and architecture, but "the remarkable efflorescence of moral, social and political philosophy that occurred in Florence at the same time".[37]
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Even cities and states beyond central Italy, such as the Republic of Florence at this time, were also notable for their merchant Republics, especially the Republic of Venice. Although in practice these were oligarchical, and bore little resemblance to a modern democracy, they did have democratic features and were responsive states, with forms of participation in governance and belief in liberty.[37][38][39] The relative political freedom they afforded was conducive to academic and artistic advancement.[40] Likewise, the position of Italian cities such as Venice as great trading centres made them intellectual crossroads. Merchants brought with them ideas from far corners of the globe, particularly the Levant. Venice was Europe's gateway to trade with the East, and a producer of fine glass, while Florence was a capital of textiles. The wealth such business brought to Italy meant large public and private artistic projects could be commissioned and individuals had more leisure time for study.[40]
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One theory that has been advanced is that the devastation in Florence caused by the Black Death, which hit Europe between 1348 and 1350, resulted in a shift in the world view of people in 14th century Italy. Italy was particularly badly hit by the plague, and it has been speculated that the resulting familiarity with death caused thinkers to dwell more on their lives on Earth, rather than on spirituality and the afterlife.[41] It has also been argued that the Black Death prompted a new wave of piety, manifested in the sponsorship of religious works of art.[42] However, this does not fully explain why the Renaissance occurred specifically in Italy in the 14th century. The Black Death was a pandemic that affected all of Europe in the ways described, not only Italy. The Renaissance's emergence in Italy was most likely the result of the complex interaction of the above factors.[14]
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The plague was carried by fleas on sailing vessels returning from the ports of Asia, spreading quickly due to lack of proper sanitation: the population of England, then about 4.2 million, lost 1.4 million people to the bubonic plague. Florence's population was nearly halved in the year 1347. As a result of the decimation in the populace the value of the working class increased, and commoners came to enjoy more freedom. To answer the increased need for labor, workers traveled in search of the most favorable position economically.[43]
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The demographic decline due to the plague had economic consequences: the prices of food dropped and land values declined by 30–40% in most parts of Europe between 1350 and 1400.[44] Landholders faced a great loss, but for ordinary men and women it was a windfall. The survivors of the plague found not only that the prices of food were cheaper but also that lands were more abundant, and many of them inherited property from their dead relatives.
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The spread of disease was significantly more rampant in areas of poverty. Epidemics ravaged cities, particularly children. Plagues were easily spread by lice, unsanitary drinking water, armies, or by poor sanitation. Children were hit the hardest because many diseases, such as typhus and syphilis, target the immune system, leaving young children without a fighting chance. Children in city dwellings were more affected by the spread of disease than the children of the wealthy.[45]
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The Black Death caused greater upheaval to Florence's social and political structure than later epidemics. Despite a significant number of deaths among members of the ruling classes, the government of Florence continued to function during this period. Formal meetings of elected representatives were suspended during the height of the epidemic due to the chaotic conditions in the city, but a small group of officials was appointed to conduct the affairs of the city, which ensured continuity of government.[46]
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It has long been a matter of debate why the Renaissance began in Florence, and not elsewhere in Italy. Scholars have noted several features unique to Florentine cultural life that may have caused such a cultural movement. Many have emphasized the role played by the Medici, a banking family and later ducal ruling house, in patronizing and stimulating the arts. Lorenzo de' Medici (1449–1492) was the catalyst for an enormous amount of arts patronage, encouraging his countrymen to commission works from the leading artists of Florence, including Leonardo da Vinci, Sandro Botticelli, and Michelangelo Buonarroti.[9] Works by Neri di Bicci, Botticelli, da Vinci and Filippino Lippi had been commissioned additionally by the Convent of San Donato in Scopeto in Florence.[47]
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The Renaissance was certainly underway before Lorenzo de' Medici came to power – indeed, before the Medici family itself achieved hegemony in Florentine society. Some historians have postulated that Florence was the birthplace of the Renaissance as a result of luck, i.e., because "Great Men" were born there by chance:[48] Leonardo da Vinci, Botticelli and Michelangelo were all born in Tuscany. Arguing that such chance seems improbable, other historians have contended that these "Great Men" were only able to rise to prominence because of the prevailing cultural conditions at the time.[49]
|
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In some ways, Renaissance humanism was not a philosophy but a method of learning. In contrast to the medieval scholastic mode, which focused on resolving contradictions between authors, Renaissance humanists would study ancient texts in the original and appraise them through a combination of reasoning and empirical evidence. Humanist education was based on the programme of 'Studia Humanitatis', the study of five humanities: poetry, grammar, history, moral philosophy and rhetoric. Although historians have sometimes struggled to define humanism precisely, most have settled on "a middle of the road definition... the movement to recover, interpret, and assimilate the language, literature, learning and values of ancient Greece and Rome".[50] Above all, humanists asserted "the genius of man ... the unique and extraordinary ability of the human mind".[51]
|
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Humanist scholars shaped the intellectual landscape throughout the early modern period. Political philosophers such as Niccolò Machiavelli and Thomas More revived the ideas of Greek and Roman thinkers and applied them in critiques of contemporary government. Pico della Mirandola wrote the "manifesto" of the Renaissance, the Oration on the Dignity of Man, a vibrant defence of thinking. Matteo Palmieri (1406–1475), another humanist, is most known for his work Della vita civile ("On Civic Life"; printed 1528), which advocated civic humanism, and for his influence in refining the Tuscan vernacular to the same level as Latin. Palmieri drew on Roman philosophers and theorists, especially Cicero, who, like Palmieri, lived an active public life as a citizen and official, as well as a theorist and philosopher and also Quintilian. Perhaps the most succinct expression of his perspective on humanism is in a 1465 poetic work La città di vita, but an earlier work, Della vita civile, is more wide-ranging. Composed as a series of dialogues set in a country house in the Mugello countryside outside Florence during the plague of 1430, Palmieri expounds on the qualities of the ideal citizen. The dialogues include ideas about how children develop mentally and physically, how citizens can conduct themselves morally, how citizens and states can ensure probity in public life, and an important debate on the difference between that which is pragmatically useful and that which is honest.
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The humanists believed that it is important to transcend to the afterlife with a perfect mind and body, which could be attained with education. The purpose of humanism was to create a universal man whose person combined intellectual and physical excellence and who was capable of functioning honorably in virtually any situation.[53] This ideology was referred to as the uomo universale, an ancient Greco-Roman ideal. Education during the Renaissance was mainly composed of ancient literature and history as it was thought that the classics provided moral instruction and an intensive understanding of human behavior.
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A unique characteristic of some Renaissance libraries is that they were open to the public. These libraries were places where ideas were exchanged and where scholarship and reading were considered both pleasurable and beneficial to the mind and soul. As freethinking was a hallmark of the age, many libraries contained a wide range of writers. Classical texts could be found alongside humanist writings. These informal associations of intellectuals profoundly influenced Renaissance culture. Some of the richest "bibliophiles" built libraries as temples to books and knowledge. A number of libraries appeared as manifestations of immense wealth joined with a love of books. In some cases, cultivated library builders were also committed to offering others the opportunity to use their collections. Prominent aristocrats and princes of the Church created great libraries for the use of their courts, called "court libraries", and were housed in lavishly designed monumental buildings decorated with ornate woodwork, and the walls adorned with frescoes (Murray, Stuart A.P.)
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Renaissance art marks a cultural rebirth at the close of the Middle Ages and rise of the Modern world. One of the distinguishing features of Renaissance art was its development of highly realistic linear perspective. Giotto di Bondone (1267–1337) is credited with first treating a painting as a window into space, but it was not until the demonstrations of architect Filippo Brunelleschi (1377–1446) and the subsequent writings of Leon Battista Alberti (1404–1472) that perspective was formalized as an artistic technique.[54]
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The development of perspective was part of a wider trend towards realism in the arts.[55] Painters developed other techniques, studying light, shadow, and, famously in the case of Leonardo da Vinci, human anatomy. Underlying these changes in artistic method was a renewed desire to depict the beauty of nature and to unravel the axioms of aesthetics, with the works of Leonardo, Michelangelo and Raphael representing artistic pinnacles that were much imitated by other artists.[56] Other notable artists include Sandro Botticelli, working for the Medici in Florence, Donatello, another Florentine, and Titian in Venice, among others.
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In the Netherlands, a particularly vibrant artistic culture developed. The work of Hugo van der Goes and Jan van Eyck was particularly influential on the development of painting in Italy, both technically with the introduction of oil paint and canvas, and stylistically in terms of naturalism in representation. Later, the work of Pieter Brueghel the Elder would inspire artists to depict themes of everyday life.[57]
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In architecture, Filippo Brunelleschi was foremost in studying the remains of ancient classical buildings. With rediscovered knowledge from the 1st-century writer Vitruvius and the flourishing discipline of mathematics, Brunelleschi formulated the Renaissance style that emulated and improved on classical forms. His major feat of engineering was building the dome of the Florence Cathedral.[58] Another building demonstrating this style is the church of St. Andrew in Mantua, built by Alberti. The outstanding architectural work of the High Renaissance was the rebuilding of St. Peter's Basilica, combining the skills of Bramante, Michelangelo, Raphael, Sangallo and Maderno.
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During the Renaissance, architects aimed to use columns, pilasters, and entablatures as an integrated system. The Roman orders types of columns are used: Tuscan and Composite. These can either be structural, supporting an arcade or architrave, or purely decorative, set against a wall in the form of pilasters. One of the first buildings to use pilasters as an integrated system was in the Old Sacristy (1421–1440) by Brunelleschi.[59] Arches, semi-circular or (in the Mannerist style) segmental, are often used in arcades, supported on piers or columns with capitals. There may be a section of entablature between the capital and the springing of the arch. Alberti was one of the first to use the arch on a monumental. Renaissance vaults do not have ribs; they are semi-circular or segmental and on a square plan, unlike the Gothic vault, which is frequently rectangular.
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Renaissance artists were not pagans, although they admired antiquity and kept some ideas and symbols of the medieval past. Nicola Pisano (c. 1220–c. 1278) imitated classical forms by portraying scenes from the Bible. His Annunciation, from the Baptistry at Pisa, demonstrates that classical models influenced Italian art before the Renaissance took root as a literary movement [60]
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Applied innovation extended to commerce. At the end of the 15th century Luca Pacioli published the first work on bookkeeping, making him the founder of accounting.[62]
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The rediscovery of ancient texts and the invention of the printing press democratized learning and allowed a faster propagation of more widely distributed ideas. In the first period of the Italian Renaissance, humanists favoured the study of humanities over natural philosophy or applied mathematics, and their reverence for classical sources further enshrined the Aristotelian and Ptolemaic views of the universe. Writing around 1450, Nicholas Cusanus anticipated the heliocentric worldview of Copernicus, but in a philosophical fashion.
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Science and art were intermingled in the early Renaissance, with polymath artists such as Leonardo da Vinci making observational drawings of anatomy and nature. Da Vinci set up controlled experiments in water flow, medical dissection, and systematic study of movement and aerodynamics, and he devised principles of research method that led Fritjof Capra to classify him as the "father of modern science".[63] Other examples of Da Vinci's contribution during this period include machines designed to saw marbles and lift monoliths, and new discoveries in acoustics, botany, geology, anatomy, and mechanics.[64]
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A suitable environment had developed to question scientific doctrine. The discovery in 1492 of the New World by Christopher Columbus challenged the classical worldview. The works of Ptolemy (in geography) and Galen (in medicine) were found to not always match everyday observations. As the Protestant Reformation and Counter-Reformation clashed, the Northern Renaissance showed a decisive shift in focus from Aristotelean natural philosophy to chemistry and the biological sciences (botany, anatomy, and medicine).[65] The willingness to question previously held truths and search for new answers resulted in a period of major scientific advancements.
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Some view this as a "scientific revolution", heralding the beginning of the modern age,[66] others as an acceleration of a continuous process stretching from the ancient world to the present day.[67] Significant scientific advances were made during this time by Galileo Galilei, Tycho Brahe and Johannes Kepler.[68] Copernicus, in De revolutionibus orbium coelestium (On the Revolutions of the Heavenly Spheres), posited that the Earth moved around the Sun. De humani corporis fabrica (On the Workings of the Human Body) by Andreas Vesalius, gave a new confidence to the role of dissection, observation, and the mechanistic view of anatomy.[69]
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Another important development was in the process for discovery, the scientific method,[69] focusing on empirical evidence and the importance of mathematics, while discarding Aristotelian science. Early and influential proponents of these ideas included Copernicus, Galileo, and Francis Bacon.[70][71] The new scientific method led to great contributions in the fields of astronomy, physics, biology, and anatomy.[c][72]
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During the Renaissance, extending from 1450 to 1650,[73] every continent was visited and mostly mapped by Europeans, except the south polar continent now known as Antarctica. This development is depicted in the large world map Nova Totius Terrarum Orbis Tabula made by the Dutch cartographer Joan Blaeu in 1648 to commemorate the Peace of Westphalia.
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In 1492, Christopher Columbus sailed across the Atlantic Ocean from Spain seeking a direct route to India of the Delhi Sultanate. He accidentally stumbled upon the Americas, but believed he had reached the East Indies.
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In 1606, the Dutch navigator Willem Janszoon sailed from the East Indies in the VOC ship Duyfken and landed in Australia. He charted about 300 km of the west coast of Cape York Peninsula in Queensland. More than thirty Dutch expeditions followed, mapping sections of the north, west and south coasts. In 1642–1643, Abel Tasman circumnavigated the continent, proving that it was not joined to the imagined south polar continent.
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By 1650, Dutch cartographers had mapped most of the coastline of the continent, which they named New Holland, except the east coast which was charted in 1770 by Captain Cook.
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The long-imagined south polar continent was eventually sighted in 1820. Throughout the Renaissance it had been known as Terra Australis, or 'Australia' for short. However, after that name was transferred to New Holland in the nineteenth century, the new name of 'Antarctica' was bestowed on the south polar continent.[74]
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From this changing society emerged a common, unifying musical language, in particular the polyphonic style of the Franco-Flemish school. The development of printing made distribution of music possible on a wide scale. Demand for music as entertainment and as an activity for educated amateurs increased with the emergence of a bourgeois class. Dissemination of chansons, motets, and masses throughout Europe coincided with the unification of polyphonic practice into the fluid style that culminated in the second half of the sixteenth century in the work of composers such as Palestrina, Lassus, Victoria and William Byrd.
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The new ideals of humanism, although more secular in some aspects, developed against a Christian backdrop, especially in the Northern Renaissance. Much, if not most, of the new art was commissioned by or in dedication to the Church.[22] However, the Renaissance had a profound effect on contemporary theology, particularly in the way people perceived the relationship between man and God.[22] Many of the period's foremost theologians were followers of the humanist method, including Erasmus, Zwingli, Thomas More, Martin Luther, and John Calvin.
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The Renaissance began in times of religious turmoil. The late Middle Ages was a period of political intrigue surrounding the Papacy, culminating in the Western Schism, in which three men simultaneously claimed to be true Bishop of Rome.[75] While the schism was resolved by the Council of Constance (1414), a resulting reform movement known as Conciliarism sought to limit the power of the pope. Although the papacy eventually emerged supreme in ecclesiastical matters by the Fifth Council of the Lateran (1511), it was dogged by continued accusations of corruption, most famously in the person of Pope Alexander VI, who was accused variously of simony, nepotism and fathering four children (most of whom were married off, presumably for the consolidation of power) while a cardinal.[76]
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Churchmen such as Erasmus and Luther proposed reform to the Church, often based on humanist textual criticism of the New Testament.[22] In October 1517 Luther published the 95 Theses, challenging papal authority and criticizing its perceived corruption, particularly with regard to instances of sold indulgences.[d] The 95 Theses led to the Reformation, a break with the Roman Catholic Church that previously claimed hegemony in Western Europe. Humanism and the Renaissance therefore played a direct role in sparking the Reformation, as well as in many other contemporaneous religious debates and conflicts.
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Pope Paul III came to the papal throne (1534–1549) after the sack of Rome in 1527, with uncertainties prevalent in the Catholic Church following the Protestant Reformation. Nicolaus Copernicus dedicated De revolutionibus orbium coelestium (On the Revolutions of the Celestial Spheres) to Paul III, who became the grandfather of Alessandro Farnese (cardinal), who had paintings by Titian, Michelangelo, and Raphael, as well as an important collection of drawings, and who commissioned the masterpiece of Giulio Clovio, arguably the last major illuminated manuscript, the Farnese Hours.
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By the 15th century, writers, artists, and architects in Italy were well aware of the transformations that were taking place and were using phrases such as modi antichi (in the antique manner) or alle romana et alla antica (in the manner of the Romans and the ancients) to describe their work. In the 1330s Petrarch referred to pre-Christian times as antiqua (ancient) and to the Christian period as nova (new).[77] From Petrarch's Italian perspective, this new period (which included his own time) was an age of national eclipse.[77]
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Leonardo Bruni was the first to use tripartite periodization in his History of the Florentine People (1442).[78] Bruni's first two periods were based on those of Petrarch, but he added a third period because he believed that Italy was no longer in a state of decline. Flavio Biondo used a similar framework in Decades of History from the Deterioration of the Roman Empire (1439–1453).
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Humanist historians argued that contemporary scholarship restored direct links to the classical period, thus bypassing the Medieval period, which they then named for the first time the "Middle Ages". The term first appears in Latin in 1469 as media tempestas (middle times).[79] The term rinascita (rebirth) first appeared, however, in its broad sense in Giorgio Vasari's Lives of the Artists, 1550, revised 1568.[80][81] Vasari divides the age into three phases: the first phase contains Cimabue, Giotto, and Arnolfo di Cambio; the second phase contains Masaccio, Brunelleschi, and Donatello; the third centers on Leonardo da Vinci and culminates with Michelangelo. It was not just the growing awareness of classical antiquity that drove this development, according to Vasari, but also the growing desire to study and imitate nature.[82]
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In the 15th century, the Renaissance spread rapidly from its birthplace in Florence to the rest of Italy and soon to the rest of Europe. The invention of the printing press by German printer Johannes Gutenberg allowed the rapid transmission of these new ideas. As it spread, its ideas diversified and changed, being adapted to local culture. In the 20th century, scholars began to break the Renaissance into regional and national movements.
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In England, the sixteenth century marked the beginning of the English Renaissance with the work of writers William Shakespeare, Christopher Marlowe, Edmund Spenser, Sir Thomas More, Francis Bacon, Sir Philip Sidney, as well as great artists, architects (such as Inigo Jones who introduced Italianate architecture to England), and composers such as Thomas Tallis, John Taverner, and William Byrd.
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The word "Renaissance" is borrowed from the French language, where it means "re-birth". It was first used in the eighteenth century and was later popularized by French historian Jules Michelet (1798–1874) in his 1855 work, Histoire de France (History of France).[83][84]
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In 1495 the Italian Renaissance arrived in France, imported by King Charles VIII after his invasion of Italy. A factor that promoted the spread of secularism was the inability of the Church to offer assistance against the Black Death. Francis I imported Italian art and artists, including Leonardo da Vinci, and built ornate palaces at great expense. Writers such as François Rabelais, Pierre de Ronsard, Joachim du Bellay and Michel de Montaigne, painters such as Jean Clouet, and musicians such as Jean Mouton also borrowed from the spirit of the Renaissance.
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In 1533, a fourteen-year-old Caterina de' Medici (1519–1589), born in Florence to Lorenzo de' Medici, Duke of Urbino and Madeleine de la Tour d'Auvergne, married Henry II of France, second son of King Francis I and Queen Claude. Though she became famous and infamous for her role in France's religious wars, she made a direct contribution in bringing arts, sciences and music (including the origins of ballet) to the French court from her native Florence.
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In the second half of the 15th century, the Renaissance spirit spread to Germany and the Low Countries, where the development of the printing press (ca. 1450) and Renaissance artists such as Albrecht Dürer (1471–1528) predated the influence from Italy. In the early Protestant areas of the country humanism became closely linked to the turmoil of the Protestant Reformation, and the art and writing of the German Renaissance frequently reflected this dispute.[85] However, the Gothic style and medieval scholastic philosophy remained exclusively until the turn of the 16th century. Emperor Maximilian I of Habsburg (ruling 1493–1519) was the first truly Renaissance monarch of the Holy Roman Empire.
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After Italy, Hungary was the first European country where the Renaissance appeared.[86] The Renaissance style came directly from Italy during the Quattrocento to Hungary first in the Central European region, thanks to the development of early Hungarian-Italian relationships—not only in dynastic connections, but also in cultural, humanistic and commercial relations—growing in strength from the 14th century. The relationship between Hungarian and Italian Gothic styles was a second reason—exaggerated breakthrough of walls is avoided, preferring clean and light structures. Large-scale building schemes provided ample and long term work for the artists, for example, the building of the Friss (New) Castle in Buda, the castles of Visegrád, Tata and Várpalota. In Sigismund's court there were patrons such as Pipo Spano, a descendant of the Scolari family of Florence, who invited Manetto Ammanatini and Masolino da Pannicale to Hungary.[87]
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The new Italian trend combined with existing national traditions to create a particular local Renaissance art. Acceptance of Renaissance art was furthered by the continuous arrival of humanist thought in the country. Many young Hungarians studying at Italian universities came closer to the Florentine humanist center, so a direct connection with Florence evolved. The growing number of Italian traders moving to Hungary, specially to Buda, helped this process. New thoughts were carried by the humanist prelates, among them Vitéz János, archbishop of Esztergom, one of the founders of Hungarian humanism.[88] During the long reign of emperor Sigismund of Luxemburg the Royal Castle of Buda became probably the largest Gothic palace of the late Middle Ages. King Matthias Corvinus (r. 1458–1490) rebuilt the palace in early Renaissance style and further expanded it.[89][90]
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After the marriage in 1476 of King Matthias to Beatrice of Naples, Buda became one of the most important artistic centres of the Renaissance north of the Alps.[91] The most important humanists living in Matthias' court were Antonio Bonfini and the famous Hungarian poet Janus Pannonius.[91] András Hess set up a printing press in Buda in 1472. Matthias Corvinus's library, the Bibliotheca Corviniana, was Europe's greatest collections of secular books: historical chronicles, philosophic and scientific works in the 15th century. His library was second only in size to the Vatican Library. (However, the Vatican Library mainly contained Bibles and religious materials.)[92] In 1489, Bartolomeo della Fonte of Florence wrote that Lorenzo de' Medici founded his own Greek-Latin library encouraged by the example of the Hungarian king. Corvinus's library is part of UNESCO World Heritage.[93]
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Matthias started at least two major building projects.[94] The works in Buda and Visegrád began in about 1479.[95] Two new wings and a hanging garden were built at the royal castle of Buda, and the palace at Visegrád was rebuilt in Renaissance style.[95][96] Matthias appointed the Italian Chimenti Camicia and the Dalmatian Giovanni Dalmata to direct these projects. [95] Matthias commissioned the leading Italian artists of his age to embellish his palaces: for instance, the sculptor Benedetto da Majano and the painters Filippino Lippi and Andrea Mantegna worked for him.[97] A copy of Mantegna's portrait of Matthias survived.[98] Matthias also hired the Italian military engineer Aristotele Fioravanti to direct the rebuilding of the forts along the southern frontier.[99] He had new monasteries built in Late Gothic style for the Franciscans in Kolozsvár, Szeged and Hunyad, and for the Paulines in Fejéregyháza.[100][101] In the spring of 1485, Leonardo da Vinci travelled to Hungary on behalf of Sforza to meet king Matthias Corvinus, and was commissioned by him to paint a Madonna.[102]
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Matthias enjoyed the company of Humanists and had lively discussions on various topics with them.[103] The fame of his magnanimity encouraged many scholars—mostly Italian—to settle in Buda.[104] Antonio Bonfini, Pietro Ranzano, Bartolomeo Fonzio, and Francesco Bandini spent many years in Matthias's court.[105][103] This circle of educated men introduced the ideas of Neoplatonism to Hungary.[106][107] Like all intellectuals of his age, Matthias was convinced that the movements and combinations of the stars and planets exercised influence on individuals' life and on the history of nations.[108] Galeotto Marzio described him as "king and astrologer", and Antonio Bonfini said Matthias "never did anything without consulting the stars".[109] Upon his request, the famous astronomers of the age, Johannes Regiomontanus and Marcin Bylica, set up an observatory in Buda and installed it with astrolabes and celestial globes.[110] Regiomontanus dedicated his book on navigation that was used by Christopher Columbus to Matthias.[104]
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Other important figures of Hungarian Renaissance include Bálint Balassi (poet), Sebestyén Tinódi Lantos (poet), Bálint Bakfark (composer and lutenist), and Master MS (fresco painter).
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Culture in the Netherlands at the end of the 15th century was influenced by the Italian Renaissance through trade via Bruges, which made Flanders wealthy. Its nobles commissioned artists who became known across Europe.[111] In science, the anatomist Andreas Vesalius led the way; in cartography, Gerardus Mercator's map assisted explorers and navigators. In art, Dutch and Flemish Renaissance painting ranged from the strange work of Hieronymus Bosch[112] to the everyday life depictions of Pieter Brueghel the Elder.[111]
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The Renaissance in Northern Europe has been termed the "Northern Renaissance". While Renaissance ideas were moving north from Italy, there was a simultaneous southward spread of some areas of innovation, particularly in music.[113] The music of the 15th-century Burgundian School defined the beginning of the Renaissance in music, and the polyphony of the Netherlanders, as it moved with the musicians themselves into Italy, formed the core of the first true international style in music since the standardization of Gregorian Chant in the 9th century.[113] The culmination of the Netherlandish school was in the music of the Italian composer Palestrina. At the end of the 16th century Italy again became a center of musical innovation, with the development of the polychoral style of the Venetian School, which spread northward into Germany around 1600.
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The paintings of the Italian Renaissance differed from those of the Northern Renaissance. Italian Renaissance artists were among the first to paint secular scenes, breaking away from the purely religious art of medieval painters. Northern Renaissance artists initially remained focused on religious subjects, such as the contemporary religious upheaval portrayed by Albrecht Dürer. Later, the works of Pieter Bruegel influenced artists to paint scenes of daily life rather than religious or classical themes. It was also during the Northern Renaissance that Flemish brothers Hubert and Jan van Eyck perfected the oil painting technique, which enabled artists to produce strong colors on a hard surface that could survive for centuries.[114] A feature of the Northern Renaissance was its use of the vernacular in place of Latin or Greek, which allowed greater freedom of expression. This movement had started in Italy with the decisive influence of Dante Alighieri on the development of vernacular languages; in fact the focus on writing in Italian has neglected a major source of Florentine ideas expressed in Latin.[115] The spread of the printing press technology boosted the Renaissance in Northern Europe as elsewhere, with Venice becoming a world center of printing.
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An early Italian humanist who came to Poland in the mid-15th century was Filippo Buonaccorsi. Many Italian artists came to Poland with Bona Sforza of Milan, when she married King Sigismund I the Old in 1518.[116] This was supported by temporarily strengthened monarchies in both areas, as well as by newly established universities.[117] The Polish Renaissance lasted from the late 15th to the late 16th century and was the Golden Age of Polish culture. Ruled by the Jagiellon dynasty, the Kingdom of Poland (from 1569 known as the Polish–Lithuanian Commonwealth) actively participated in the broad European Renaissance. The multi-national Polish state experienced a substantial period of cultural growth thanks in part to a century without major wars – aside from conflicts in the sparsely populated eastern and southern borderlands. The Reformation spread peacefully throughout the country (giving rise to the Polish Brethren), while living conditions improved, cities grew, and exports of agricultural products enriched the population, especially the nobility (szlachta) who gained dominance in the new political system of Golden Liberty. The Polish Renaissance architecture has three periods of development.
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The greatest monument of this style in the territory of the former Duchy of Pomerania is the Ducal Castle in Szczecin.
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Although Italian Renaissance had a modest impact in Portuguese arts, Portugal was influential in broadening the European worldview,[118] stimulating humanist inquiry. Renaissance arrived through the influence of wealthy Italian and Flemish merchants who invested in the profitable commerce overseas. As the pioneer headquarters of European exploration, Lisbon flourished in the late 15th century, attracting experts who made several breakthroughs in mathematics, astronomy and naval technology, including Pedro Nunes, João de Castro, Abraham Zacuto and Martin Behaim. Cartographers Pedro Reinel, Lopo Homem, Estêvão Gomes and Diogo Ribeiro made crucial advances in mapping the world. Apothecary Tomé Pires and physicians Garcia de Orta and Cristóvão da Costa collected and published works on plants and medicines, soon translated by Flemish pioneer botanist Carolus Clusius.
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In architecture, the huge profits of the spice trade financed a sumptuous composite style in the first decades of the 16th century, the Manueline, incorporating maritime elements.[119] The primary painters were Nuno Gonçalves, Gregório Lopes and Vasco Fernandes. In music, Pedro de Escobar and Duarte Lobo produced four songbooks, including the Cancioneiro de Elvas. In literature, Sá de Miranda introduced Italian forms of verse. Bernardim Ribeiro developed pastoral romance, plays by Gil Vicente fused it with popular culture, reporting the changing times, and Luís de Camões inscribed the Portuguese feats overseas in the epic poem Os Lusíadas. Travel literature especially flourished: João de Barros, Castanheda, António Galvão, Gaspar Correia, Duarte Barbosa, and Fernão Mendes Pinto, among others, described new lands and were translated and spread with the new printing press.[118] After joining the Portuguese exploration of Brazil in 1500, Amerigo Vespucci coined the term New World,[120] in his letters to Lorenzo di Pierfrancesco de' Medici.
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The intense international exchange produced several cosmopolitan humanist scholars, including Francisco de Holanda, André de Resende and Damião de Góis, a friend of Erasmus who wrote with rare independence on the reign of King Manuel I. Diogo and André de Gouveia made relevant teaching reforms via France. Foreign news and products in the Portuguese factory in Antwerp attracted the interest of Thomas More[121] and Albrecht Dürer to the wider world.[122] There, profits and know-how helped nurture the Dutch Renaissance and Golden Age, especially after the arrival of the wealthy cultured Jewish community expelled from Portugal.
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Renaissance trends from Italy and Central Europe influenced Russia in many ways. Their influence was rather limited, however, due to the large distances between Russia and the main European cultural centers and the strong adherence of Russians to their Orthodox traditions and Byzantine legacy.
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Prince Ivan III introduced Renaissance architecture to Russia by inviting a number of architects from Italy, who brought new construction techniques and some Renaissance style elements with them, while in general following the traditional designs of Russian architecture. In 1475 the Bolognese architect Aristotele Fioravanti came to rebuild the Cathedral of the Dormition in the Moscow Kremlin, which had been damaged in an earthquake. Fioravanti was given the 12th-century Vladimir Cathedral as a model, and he produced a design combining traditional Russian style with a Renaissance sense of spaciousness, proportion and symmetry.
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In 1485 Ivan III commissioned the building of the royal residence, Terem Palace, within the Kremlin, with Aloisio da Milano as the architect of the first three floors. He and other Italian architects also contributed to the construction of the Kremlin walls and towers. The small banquet hall of the Russian Tsars, called the Palace of Facets because of its facetted upper story, is the work of two Italians, Marco Ruffo and Pietro Solario, and shows a more Italian style. In 1505, an Italian known in Russia as Aleviz Novyi or Aleviz Fryazin arrived in Moscow. He may have been the Venetian sculptor, Alevisio Lamberti da Montagne. He built twelve churches for Ivan III, including the Cathedral of the Archangel, a building remarkable for the successful blending of Russian tradition, Orthodox requirements and Renaissance style. It is believed that the Cathedral of the Metropolitan Peter in Vysokopetrovsky Monastery, another work of Aleviz Novyi, later served as an inspiration for the so-called octagon-on-tetragon architectural form in the Moscow Baroque of the late 17th century.
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Between the early 16th and the late 17th centuries, an original tradition of stone tented roof architecture developed in Russia. It was quite unique and different from the contemporary Renaissance architecture elsewhere in Europe, though some research terms the style 'Russian Gothic' and compares it with the European Gothic architecture of the earlier period. The Italians, with their advanced technology, may have influenced the invention of the stone tented roof (the wooden tents were known in Russia and Europe long before). According to one hypothesis, an Italian architect called Petrok Maly may have been an author of the Ascension Church in Kolomenskoye, one of the earliest and most prominent tented roof churches.[123]
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By the 17th century the influence of Renaissance painting resulted in Russian icons becoming slightly more realistic, while still following most of the old icon painting canons, as seen in the works of Bogdan Saltanov, Simon Ushakov, Gury Nikitin, Karp Zolotaryov and other Russian artists of the era. Gradually the new type of secular portrait painting appeared, called parsúna (from "persona" – person), which was transitional style between abstract iconographics and real paintings.
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In the mid 16th-century Russians adopted printing from Central Europe, with Ivan Fyodorov being the first known Russian printer. In the 17th century printing became widespread, and woodcuts became especially popular. That led to the development of a special form of folk art known as lubok printing, which persisted in Russia well into the 19th century.
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A number of technologies from the European Renaissance period were adopted by Russia rather early and subsequently perfected to become a part of a strong domestic tradition. Mostly these were military technologies, such as cannon casting adopted by at least the 15th century. The Tsar Cannon, which is the world's largest bombard by caliber, is a masterpiece of Russian cannon making. It was cast in 1586 by Andrey Chokhov and is notable for its rich, decorative relief. Another technology, that according to one hypothesis originally was brought from Europe by the Italians, resulted in the development of vodka, the national beverage of Russia. As early as 1386 Genoese ambassadors brought the first aqua vitae ("water of life") to Moscow and presented it to Grand Duke Dmitry Donskoy. The Genoese likely developed this beverage with the help of the alchemists of Provence, who used an Arab-invented distillation apparatus to convert grape must into alcohol. A Moscovite monk called Isidore used this technology to produce the first original Russian vodka c. 1430.[124]
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The Renaissance arrived in the Iberian peninsula through the Mediterranean possessions of the Aragonese Crown and the city of Valencia. Many early Spanish Renaissance writers come from the Kingdom of Aragon, including Ausiàs March and Joanot Martorell. In the Kingdom of Castile, the early Renaissance was heavily influenced by the Italian humanism, starting with writers and poets such as the Marquis of Santillana, who introduced the new Italian poetry to Spain in the early 15th century. Other writers, such as Jorge Manrique, Fernando de Rojas, Juan del Encina, Juan Boscán Almogáver and Garcilaso de la Vega, kept a close resemblance to the Italian canon. Miguel de Cervantes's masterpiece Don Quixote is credited as the first Western novel. Renaissance humanism flourished in the early 16th century, with influential writers such as philosopher Juan Luis Vives, grammarian Antonio de Nebrija and natural historian Pedro de Mexía.
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Later Spanish Renaissance tended towards religious themes and mysticism, with poets such as fray Luis de León, Teresa of Ávila and John of the Cross, and treated issues related to the exploration of the New World, with chroniclers and writers such as Inca Garcilaso de la Vega and Bartolomé de las Casas, giving rise to a body of work, now known as Spanish Renaissance literature. The late Renaissance in Spain produced artists such as El Greco and composers such as Tomás Luis de Victoria and Antonio de Cabezón.
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The Italian artist and critic Giorgio Vasari (1511–1574) first used the term rinascita in his book The Lives of the Artists (published 1550). In the book Vasari attempted to define what he described as a break with the barbarities of Gothic art: the arts (he held) had fallen into decay with the collapse of the Roman Empire and only the Tuscan artists, beginning with Cimabue (1240–1301) and Giotto (1267–1337) began to reverse this decline in the arts. Vasari saw ancient art as central to the rebirth of Italian art.[125]
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However, only in the 19th century did the French word renaissance achieve popularity in describing the self-conscious cultural movement based on revival of Roman models that began in the late 13th century. French historian Jules Michelet (1798–1874) defined "The Renaissance" in his 1855 work Histoire de France as an entire historical period, whereas previously it had been used in a more limited sense.[20] For Michelet, the Renaissance was more a development in science than in art and culture. He asserted that it spanned the period from Columbus to Copernicus to Galileo; that is, from the end of the 15th century to the middle of the 17th century.[83] Moreover, Michelet distinguished between what he called, "the bizarre and monstrous" quality of the Middle Ages and the democratic values that he, as a vocal Republican, chose to see in its character.[14] A French nationalist, Michelet also sought to claim the Renaissance as a French movement.[14]
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The Swiss historian Jacob Burckhardt (1818–1897) in his The Civilization of the Renaissance in Italy (1860), by contrast, defined the Renaissance as the period between Giotto and Michelangelo in Italy, that is, the 14th to mid-16th centuries. He saw in the Renaissance the emergence of the modern spirit of individuality, which the Middle Ages had stifled.[126] His book was widely read and became influential in the development of the modern interpretation of the Italian Renaissance.[127] However, Buckhardt has been accused[by whom?] of setting forth a linear Whiggish view of history in seeing the Renaissance as the origin of the modern world.[17]
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More recently, some historians have been much less keen to define the Renaissance as a historical age, or even as a coherent cultural movement. The historian Randolph Starn, of the University of California Berkeley, stated in 1998:
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Rather than a period with definitive beginnings and endings and consistent content in between, the Renaissance can be (and occasionally has been) seen as a movement of practices and ideas to which specific groups and identifiable persons variously responded in different times and places. It would be in this sense a network of diverse, sometimes converging, sometimes conflicting cultures, not a single, time-bound culture.[17]
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There is debate about the extent to which the Renaissance improved on the culture of the Middle Ages. Both Michelet and Burckhardt were keen to describe the progress made in the Renaissance towards the modern age. Burckhardt likened the change to a veil being removed from man's eyes, allowing him to see clearly.[48]
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In the Middle Ages both sides of human consciousness – that which was turned within as that which was turned without – lay dreaming or half awake beneath a common veil. The veil was woven of faith, illusion, and childish prepossession, through which the world and history were seen clad in strange hues.[128]
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On the other hand, many historians now point out that most of the negative social factors popularly associated with the medieval period—poverty, warfare, religious and political persecution, for example—seem to have worsened in this era, which saw the rise of Machiavellian politics, the Wars of Religion, the corrupt Borgia Popes, and the intensified witch hunts of the 16th century. Many people who lived during the Renaissance did not view it as the "golden age" imagined by certain 19th-century authors, but were concerned by these social maladies.[129] Significantly, though, the artists, writers, and patrons involved in the cultural movements in question believed they were living in a new era that was a clean break from the Middle Ages.[80] Some Marxist historians prefer to describe the Renaissance in material terms, holding the view that the changes in art, literature, and philosophy were part of a general economic trend from feudalism towards capitalism, resulting in a bourgeois class with leisure time to devote to the arts.[130]
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Johan Huizinga (1872–1945) acknowledged the existence of the Renaissance but questioned whether it was a positive change. In his book The Autumn of the Middle Ages, he argued that the Renaissance was a period of decline from the High Middle Ages, destroying much that was important.[16] The Latin language, for instance, had evolved greatly from the classical period and was still a living language used in the church and elsewhere. The Renaissance obsession with classical purity halted its further evolution and saw Latin revert to its classical form. Robert S. Lopez has contended that it was a period of deep economic recession.[131] Meanwhile, George Sarton and Lynn Thorndike have both argued that scientific progress was perhaps less original than has traditionally been supposed.[132] Finally, Joan Kelly argued that the Renaissance led to greater gender dichotomy, lessening the agency women had had during the Middle Ages.[133]
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Some historians have begun to consider the word Renaissance to be unnecessarily loaded, implying an unambiguously positive rebirth from the supposedly more primitive "Dark Ages", the Middle Ages. Most historians now prefer to use the term "early modern" for this period, a more neutral designation that highlights the period as a transitional one between the Middle Ages and the modern era.[134] Others such as Roger Osborne have come to consider the Italian Renaissance as a repository of the myths and ideals of western history in general, and instead of rebirth of ancient ideas as a period of great innovation.[135]
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The term Renaissance has also been used to define periods outside of the 15th and 16th centuries. Charles H. Haskins (1870–1937), for example, made a case for a Renaissance of the 12th century.[136] Other historians have argued for a Carolingian Renaissance in the 8th and 9th centuries, Ottonian Renaissance in the 10th century and for the Timurid Renaissance of the 14th century. The Islamic Golden Age has been also sometimes termed with the Islamic Renaissance.[137]
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Other periods of cultural rebirth have also been termed "renaissances", such as the Bengal Renaissance, Tamil Renaissance, Nepal Bhasa renaissance, al-Nahda or the Harlem Renaissance. The term can also be used in cinema. In animation, the Disney Renaissance is a period that spanned the years from 1989 to 1999 which saw the studio return to the level of quality not witnessed since their Golden Age or Animation. The San Francisco Renaissance was a vibrant period of exploratory poetry and fiction writing in that city in the mid-20th century.
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Notes
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Rapid accumulation of knowledge, which has characterized the development of science since the 17th century, had never occurred before that time. The new kind of scientific activity emerged only in a few countries of Western Europe, and it was restricted to that small area for about two hundred years. (Since the 19th century, scientific knowledge has been assimilated by the rest of the world).
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Citations
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Interactive resources
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Lectures and galleries
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en/5526.html.txt
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A pen is a common writing instrument used to apply ink to a surface, usually paper, for writing or drawing.[1] Historically, reed pens, quill pens, and dip pens were used, with a nib dipped in ink. Ruling pens allow precise adjustment of line width, and still find a few specialized uses, but technical pens such as the Rapidograph are more commonly used. Modern types include ballpoint, rollerball, fountain and felt or ceramic tip pens.[2]
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The main modern types of pens can be categorized by the kind of writing tip or point on the pen:
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These historic types of pens are no longer in common use as writing instruments, but may be used by calligraphers and other artists:
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Ancient Egyptians had developed writing on papyrus scrolls when scribes used thin reed brushes or reed pens from the Juncus maritimus or sea rush.[6] In his book A History of Writing, Steven Roger Fischer suggests that on the basis of finds at Saqqara, the reed pen might well have been used for writing on parchment as long ago as the First Dynasty or about 3000 BC. Reed pens continued to be used until the Middle Ages, but were slowly replaced by quills from about the 7th century. The reed pen, generally made from bamboo, is still used in some parts of Pakistan by young students and is used to write on small wooden boards.[7]
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The reed pen survived until papyrus was replaced as a writing surface by animal skins, vellum and parchment. The smoother surface of skin allowed finer, smaller writing with a quill pen, derived from the flight feather.[8] The quill pen was used in Qumran, Judea to write some of the Dead Sea Scrolls, which date back to around 100 BC. The scrolls were written in Hebrew dialects with bird feathers or quills. There is a specific reference to quills in the writings of St. Isidore of Seville in the 7th century.[9] Quill pens were still widely used in the eighteenth century, and were used to write and sign the Constitution of the United States in 1787.
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A copper nib was found in the ruins of Pompeii, showing that metal nibs were used in the year 79.[10] There is also a reference to 'a silver pen to carry ink in', in Samuel Pepys' diary for August 1663.[11] 'New invented' metal pens are advertised in The Times in 1792.[12] A metal pen point was patented in 1803, but the patent was not commercially exploited. A patent for the manufacture of metal pens was advertised for sale by Bryan Donkin in 1811.[13] John Mitchell of Birmingham started to mass-produce pens with metal nibs in 1822, and after that, the quality of steel nibs improved enough so that dip pens with metal nibs came into general use.[14]
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The earliest historical record of a pen with a reservoir dates back to the 10th century AD. In 953, Ma'ād al-Mu'izz, the Fatimid Caliph of Egypt, demanded a pen which would not stain his hands or clothes, and was provided with a pen which held ink in a reservoir and delivered it to the nib.[15] This pen may have been a fountain pen, but its mechanism remains unknown, and only one record mentioning it has been found. A later reservoir pen was developed in 1636. In his Deliciae Physico-Mathematicae (1636), German inventor Daniel Schwenter described a pen made from two quills. One quill served as a reservoir for ink inside the other quill. The ink was sealed inside the quill with cork. Ink was squeezed through a small hole to the writing point. In 1809, Bartholomew Folsch received a patent in England for a pen with an ink reservoir.[15]
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While a student in Paris, Romanian Petrache Poenaru invented the fountain pen, which the French Government patented in May 1827. Fountain pen patents and production then increased in the 1850s.
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The first patent on a ballpoint pen was issued on October 30, 1888, to John J Loud.[16] In 1938, László Bíró, a Hungarian newspaper editor, with the help of his brother George, a chemist, began to design new types of pens, including one with a tiny ball in its tip that was free to turn in a socket. As the pen moved along the paper, the ball rotated, picking up ink from the ink cartridge and leaving it on the paper. Bíró filed a British patent on June 15, 1938. In 1940 the Bíró brothers and a friend, Juan Jorge Meyne, moved to Argentina fleeing Nazi Germany. On June 10 they filed another patent, and formed "Bíró Pens of Argentina". By the summer of 1943 the first commercial models were available.[17] Erasable ballpoint pens were introduced by Papermate in 1979 when the Erasermate was put on the market.
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Slavoljub Eduard Penkala, a naturalized Croatian engineer and inventor of Polish-Dutch origin from the Kingdom of Croatia-Slavonia in Austria-Hungary, became renowned for further development of the mechanical pencil (1906) – then called an "automatic pencil" – and the first solid-ink fountain pen (1907). Collaborating with an entrepreneur by the name of Edmund Moster, he started the Penkala-Moster Company and built a pen-and-pencil factory that was one of the biggest in the world at the time. This company, now called TOZ-Penkala, still exists today. "TOZ" stands for "Tvornica olovaka Zagreb", meaning "Zagreb Pencil Factory".
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In the 1960s, the fiber or felt-tipped pen was invented by Yukio Horie of the Tokyo Stationery Company, Japan.[18] Paper Mate's Flair was among the first felt-tip pens to hit the U.S. market in the 1960s, and it has been the leader ever since. Marker pens and highlighters, both similar to felt pens, have become popular in recent times.
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Rollerball pens were introduced in the early 1970s. They use a mobile ball and liquid ink to produce a smoother line. Technological advances during the late 1980s and early 1990s have improved the roller ball's overall performance. A porous point pen contains a point made of some porous material such as felt or ceramic. A high quality drafting pen will usually have a ceramic tip, since this wears well and does not broaden when pressure is applied while writing.
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Although the invention of the typewriter and personal computer with the keyboard input method has offered another way to write, the pen is still the main means of writing.[19] Many people like to use expensive types and brands of pens, including fountain pens, and these are sometimes regarded as a status symbol.[20]
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Digestion is the breakdown of large insoluble food molecules into small water-soluble food molecules so that they can be absorbed into the watery blood plasma. In certain organisms, these smaller substances are absorbed through the small intestine into the blood stream. Digestion is a form of catabolism that is often divided into two processes based on how food is broken down: mechanical and chemical digestion. The term mechanical digestion refers to the physical breakdown of large pieces of food into smaller pieces which can subsequently be accessed by digestive enzymes. In chemical digestion, enzymes break down food into the small molecules the body can use.
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In the human digestive system, food enters the mouth and mechanical digestion of the food starts by the action of mastication (chewing), a form of mechanical digestion, and the wetting contact of saliva. Saliva, a liquid secreted by the salivary glands, contains salivary amylase, an enzyme which starts the digestion of starch in the food; the saliva also contains mucus, which lubricates the food, and hydrogen carbonate, which provides the ideal conditions of pH (alkaline) for amylase to work. After undergoing mastication and starch digestion, the food will be in the form of a small, round slurry mass called a bolus. It will then travel down the esophagus and into the stomach by the action of peristalsis. Gastric juice in the stomach starts protein digestion. Gastric juice mainly contains hydrochloric acid and pepsin. In infants and toddlers gastric juice also contains rennin. As the first two chemicals may damage the stomach wall, mucus is secreted by the stomach, providing a slimy layer that acts as a shield against the damaging effects of the chemicals. At the same time protein digestion is occurring, mechanical mixing occurs by peristalsis, which is waves of muscular contractions that move along the stomach wall. This allows the mass of food to further mix with the digestive enzymes.
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After some time (typically 1–2 hours in humans, 4–6 hours in dogs, 3–4 hours in house cats),[citation needed] the resulting thick liquid is called chyme. When the pyloric sphincter valve opens, chyme enters the duodenum where it mixes with digestive enzymes from the pancreas and bile juice from the liver and then passes through the small intestine, in which digestion continues. When the chyme is fully digested, it is absorbed into the blood. 95% of nutrient absorption occurs in the small intestine. Water and minerals are reabsorbed back into the blood in the colon (large intestine) where the pH is slightly acidic about 5.6 ~ 6.9. Some vitamins, such as biotin and vitamin K (K2MK7) produced by bacteria in the colon are also absorbed into the blood in the colon. Waste material is eliminated from the rectum during defecation.[1]
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Digestive systems take many forms. There is a fundamental distinction between internal and external digestion. External digestion developed earlier in evolutionary history, and most fungi still rely on it.[2] In this process, enzymes are secreted into the environment surrounding the organism, where they break down an organic material, and some of the products diffuse back to the organism. Animals have a tube (gastrointestinal tract) in which internal digestion occurs, which is more efficient because more of the broken down products can be captured, and the internal chemical environment can be more efficiently controlled.[3]
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Some organisms, including nearly all spiders, simply secrete biotoxins and digestive chemicals (e.g., enzymes) into the extracellular environment prior to ingestion of the consequent "soup". In others, once potential nutrients or food is inside the organism, digestion can be conducted to a vesicle or a sac-like structure, through a tube, or through several specialized organs aimed at making the absorption of nutrients more efficient.
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Bacteria use several systems to obtain nutrients from other organisms in the environments.
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In a channel transupport system, several proteins form a contiguous channel traversing the inner and outer membranes of the bacteria. It is a simple system, which consists of only three protein subunits: the ABC protein, membrane fusion protein (MFP), and outer membrane protein (OMP)[specify]. This secretion system transports various molecules, from ions, drugs, to proteins of various sizes (20–900 kDa). The molecules secreted vary in size from the small Escherichia coli peptide colicin V, (10 kDa) to the Pseudomonas fluorescens cell adhesion protein LapA of 900 kDa.[4]
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A type III secretion system means that a molecular syringe is used through which a bacterium (e.g. certain types of Salmonella, Shigella, Yersinia) can inject nutrients into protist cells. One such mechanism was first discovered in Y. pestis and showed that toxins could be injected directly from the bacterial cytoplasm into the cytoplasm of its host's cells rather than simply be secreted into the extracellular medium.[5]
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The conjugation machinery of some bacteria (and archaeal flagella) is capable of transporting both DNA and proteins. It was discovered in Agrobacterium tumefaciens, which uses this system to introduce the Ti plasmid and proteins into the host, which develops the crown gall (tumor).[6] The VirB complex of Agrobacterium tumefaciens is the prototypic system.[7]
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The nitrogen fixing Rhizobia are an interesting case, wherein conjugative elements naturally engage in inter-kingdom conjugation. Such elements as the Agrobacterium Ti or Ri plasmids contain elements that can transfer to plant cells. Transferred genes enter the plant cell nucleus and effectively transform the plant cells into factories for the production of opines, which the bacteria use as carbon and energy sources. Infected plant cells form crown gall or root tumors. The Ti and Ri plasmids are thus endosymbionts of the bacteria, which are in turn endosymbionts (or parasites) of the infected plant.
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The Ti and Ri plasmids are themselves conjugative. Ti and Ri transfer between bacteria uses an independent system (the tra, or transfer, operon) from that for inter-kingdom transfer (the vir, or virulence, operon). Such transfer creates virulent strains from previously avirulent Agrobacteria.
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In addition to the use of the multiprotein complexes listed above, Gram-negative bacteria possess another method for release of material: the formation of outer membrane vesicles.[8][9] Portions of the outer membrane pinch off, forming spherical structures made of a lipid bilayer enclosing periplasmic materials. Vesicles from a number of bacterial species have been found to contain virulence factors, some have immunomodulatory effects, and some can directly adhere to and intoxicate host cells. While release of vesicles has been demonstrated as a general response to stress conditions, the process of loading cargo proteins seems to be selective.[10]
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The gastrovascular cavity functions as a stomach in both digestion and the distribution of nutrients to all parts of the body. Extracellular digestion takes place within this central cavity, which is lined with the gastrodermis, the internal layer of epithelium. This cavity has only one opening to the outside that functions as both a mouth and an anus: waste and undigested matter is excreted through the mouth/anus, which can be described as an incomplete gut.
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In a plant such as the Venus Flytrap that can make its own food through photosynthesis, it does not eat and digest its prey for the traditional objectives of harvesting energy and carbon, but mines prey primarily for essential nutrients (nitrogen and phosphorus in particular) that are in short supply in its boggy, acidic habitat.[11]
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A phagosome is a vacuole formed around a particle absorbed by phagocytosis. The vacuole is formed by the fusion of the cell membrane around the particle. A phagosome is a cellular compartment in which pathogenic microorganisms can be killed and digested. Phagosomes fuse with lysosomes in their maturation process, forming phagolysosomes. In humans, Entamoeba histolytica can phagocytose red blood cells.[12]
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To aid in the digestion of their food animals evolved organs such as beaks, tongues, teeth, a crop, gizzard, and others.
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Birds have bony beaks that are specialised according to the bird's ecological niche. For example, macaws primarily eat seeds, nuts, and fruit, using their impressive beaks to open even the toughest seed. First they scratch a thin line with the sharp point of the beak, then they shear the seed open with the sides of the beak.
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The mouth of the squid is equipped with a sharp horny beak mainly made of cross-linked proteins. It is used to kill and tear prey into manageable pieces. The beak is very robust, but does not contain any minerals, unlike the teeth and jaws of many other organisms, including marine species.[13] The beak is the only indigestible part of the squid.
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The tongue is skeletal muscle on the floor of the mouth of most vertebrates, that manipulates food for chewing (mastication) and swallowing (deglutition). It is sensitive and kept moist by saliva. The underside of the tongue is covered with a smooth mucous membrane. The tongue also has a touch sense for locating and positioning food particles that require further chewing. The tongue is utilized to roll food particles into a bolus before being transported down the esophagus through peristalsis.
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The sublingual region underneath the front of the tongue is a location where the oral mucosa is very thin, and underlain by a plexus of veins. This is an ideal location for introducing certain medications to the body. The sublingual route takes advantage of the highly vascular quality of the oral cavity, and allows for the speedy application of medication into the cardiovascular system, bypassing the gastrointestinal tract.
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Teeth (singular tooth) are small whitish structures found in the jaws (or mouths) of many vertebrates that are used to tear, scrape, milk and chew food. Teeth are not made of bone, but rather of tissues of varying density and hardness, such as enamel, dentine and cementum. Human teeth have a blood and nerve supply which enables proprioception. This is the ability of sensation when chewing, for example if we were to bite into something too hard for our teeth, such as a chipped plate mixed in food, our teeth send a message to our brain and we realise that it cannot be chewed, so we stop trying.
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The shapes, sizes and numbers of types of animals' teeth are related to their diets. For example, herbivores have a number of molars which are used to grind plant matter, which is difficult to digest. Carnivores have canine teeth which are used to kill and tear meat.
|
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+
|
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A crop, or croup, is a thin-walled expanded portion of the alimentary tract used for the storage of food prior to digestion. In some birds it is an expanded, muscular pouch near the gullet or throat. In adult doves and pigeons, the crop can produce crop milk to feed newly hatched birds.[14]
|
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|
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Certain insects may have a crop or enlarged esophagus.
|
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|
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Herbivores have evolved cecums (or an abomasum in the case of ruminants). Ruminants have a fore-stomach with four chambers. These are the rumen, reticulum, omasum, and abomasum. In the first two chambers, the rumen and the reticulum, the food is mixed with saliva and separates into layers of solid and liquid material. Solids clump together to form the cud (or bolus). The cud is then regurgitated, chewed slowly to completely mix it with saliva and to break down the particle size.
|
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+
|
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+
Fibre, especially cellulose and hemi-cellulose, is primarily broken down into the volatile fatty acids, acetic acid, propionic acid and butyric acid in these chambers (the reticulo-rumen) by microbes: (bacteria, protozoa, and fungi). In the omasum, water and many of the inorganic mineral elements are absorbed into the blood stream.
|
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+
|
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The abomasum is the fourth and final stomach compartment in ruminants. It is a close equivalent of a monogastric stomach (e.g., those in humans or pigs), and digesta is processed here in much the same way. It serves primarily as a site for acid hydrolysis of microbial and dietary protein, preparing these protein sources for further digestion and absorption in the small intestine. Digesta is finally moved into the small intestine, where the digestion and absorption of nutrients occurs. Microbes produced in the reticulo-rumen are also digested in the small intestine.
|
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|
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Regurgitation has been mentioned above under abomasum and crop, referring to crop milk, a secretion from the lining of the crop of pigeons and doves with which the parents feed their young by regurgitation.[15]
|
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+
|
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Many sharks have the ability to turn their stomachs inside out and evert it out of their mouths in order to get rid of unwanted contents (perhaps developed as a way to reduce exposure to toxins).
|
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|
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Other animals, such as rabbits and rodents, practise coprophagia behaviours – eating specialised faeces in order to re-digest food, especially in the case of roughage. Capybara, rabbits, hamsters and other related species do not have a complex digestive system as do, for example, ruminants. Instead they extract more nutrition from grass by giving their food a second pass through the gut. Soft faecal pellets of partially digested food are excreted and generally consumed immediately. They also produce normal droppings, which are not eaten.
|
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Young elephants, pandas, koalas, and hippos eat the faeces of their mother, probably to obtain the bacteria required to properly digest vegetation. When they are born, their intestines do not contain these bacteria (they are completely sterile). Without them, they would be unable to get any nutritional value from many plant components.
|
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|
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An earthworm's digestive system consists of a mouth, pharynx, esophagus, crop, gizzard, and intestine. The mouth is surrounded by strong lips, which act like a hand to grab pieces of dead grass, leaves, and weeds, with bits of soil to help chew. The lips break the food down into smaller pieces. In the pharynx, the food is lubricated by mucus secretions for easier passage. The esophagus adds calcium carbonate to neutralize the acids formed by food matter decay. Temporary storage occurs in the crop where food and calcium carbonate are mixed. The powerful muscles of the gizzard churn and mix the mass of food and dirt. When the churning is complete, the glands in the walls of the gizzard add enzymes to the thick paste, which helps chemically breakdown the organic matter. By peristalsis, the mixture is sent to the intestine where friendly bacteria continue chemical breakdown. This releases carbohydrates, protein, fat, and various vitamins and minerals for absorption into the body.
|
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In most vertebrates, digestion is a multistage process in the digestive system, starting from ingestion of raw materials, most often other organisms. Ingestion usually involves some type of mechanical and chemical processing. Digestion is separated into four steps:
|
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Underlying the process is muscle movement throughout the system through swallowing and peristalsis. Each step in digestion requires energy, and thus imposes an "overhead charge" on the energy made available from absorbed substances. Differences in that overhead cost are important influences on lifestyle, behavior, and even physical structures. Examples may be seen in humans, who differ considerably from other hominids (lack of hair, smaller jaws and musculature, different dentition, length of intestines, cooking, etc.).
|
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The major part of digestion takes place in the small intestine. The large intestine primarily serves as a site for fermentation of indigestible matter by gut bacteria and for resorption of water from digests before excretion.
|
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|
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In mammals, preparation for digestion begins with the cephalic phase in which saliva is produced in the mouth and digestive enzymes are produced in the stomach. Mechanical and chemical digestion begin in the mouth where food is chewed, and mixed with saliva to begin enzymatic processing of starches. The stomach continues to break food down mechanically and chemically through churning and mixing with both acids and enzymes. Absorption occurs in the stomach and gastrointestinal tract, and the process finishes with defecation.[1]
|
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The human gastrointestinal tract is around 9 meters long. Food digestion physiology varies between individuals and upon other factors such as the characteristics of the food and size of the meal, and the process of digestion normally takes between 24 and 72 hours.[16]
|
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Digestion begins in the mouth with the secretion of saliva and its digestive enzymes. Food is formed into a bolus by the mechanical mastication and swallowed into the esophagus from where it enters the stomach through the action of peristalsis. Gastric juice contains hydrochloric acid and pepsin which would damage the walls of the stomach and mucus is secreted for protection. In the stomach further release of enzymes break down the food further and this is combined with the churning action of the stomach. The partially digested food enters the duodenum as a thick semi-liquid chyme. In the small intestine, the larger part of digestion takes place and this is helped by the secretions of bile, pancreatic juice and intestinal juice. The intestinal walls are lined with villi, and their epithelial cells is covered with numerous microvilli to improve the absorption of nutrients by increasing the surface area of the intestine.
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In the large intestine the passage of food is slower to enable fermentation by the gut flora to take place. Here water is absorbed and waste material stored as feces to be removed by defecation via the anal canal and anus.
|
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Different phases of digestion take place including: the cephalic phase, gastric phase, and intestinal phase.
|
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The cephalic phase occurs at the sight, thought and smell of food, which stimulate the cerebral cortex. Taste and smell stimuli are sent to the hypothalamus and medulla oblongata. After this it is routed through the vagus nerve and release of acetylcholine. Gastric secretion at this phase rises to 40% of maximum rate. Acidity in the stomach is not buffered by food at this point and thus acts to inhibit parietal (secretes acid) and G cell (secretes gastrin) activity via D cell secretion of somatostatin.
|
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|
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The gastric phase takes 3 to 4 hours. It is stimulated by distension of the stomach, presence of food in stomach and decrease in pH. Distention activates long and myenteric reflexes. This activates the release of acetylcholine, which stimulates the release of more gastric juices. As protein enters the stomach, it binds to hydrogen ions, which raises the pH of the stomach. Inhibition of gastrin and gastric acid secretion is lifted. This triggers G cells to release gastrin, which in turn stimulates parietal cells to secrete gastric acid. Gastric acid is about 0.5% hydrochloric acid (HCl), which lowers the pH to the desired pH of 1–3. Acid release is also triggered by acetylcholine and histamine.
|
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|
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The intestinal phase has two parts, the excitatory and the inhibitory. Partially digested food fills the duodenum. This triggers intestinal gastrin to be released. Enterogastric reflex inhibits vagal nuclei, activating sympathetic fibers causing the pyloric sphincter to tighten to prevent more food from entering, and inhibits local reflexes.
|
88 |
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|
89 |
+
Protein digestion occurs in the stomach and duodenum in which 3 main enzymes, pepsin secreted by the stomach and trypsin and chymotrypsin secreted by the pancreas, break down food proteins into polypeptides that are then broken down by various exopeptidases and dipeptidases into amino acids. The digestive enzymes however are mostly secreted as their inactive precursors, the zymogens. For example, trypsin is secreted by pancreas in the form of trypsinogen, which is activated in the duodenum by enterokinase to form trypsin. Trypsin then cleaves proteins to smaller polypeptides.
|
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|
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Digestion of some fats can begin in the mouth where lingual lipase breaks down some short chain lipids into diglycerides. However fats are mainly digested in the small intestine.[17] The presence of fat in the small intestine produces hormones that stimulate the release of pancreatic lipase from the pancreas and bile from the liver which helps in the emulsification of fats for absorption of fatty acids.[17] Complete digestion of one molecule of fat (a triglyceride) results a mixture of fatty acids, mono- and di-glycerides, as well as some undigested triglycerides, but no free glycerol molecules.[17]
|
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+
|
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In humans, dietary starches are composed of glucose units arranged in long chains called amylose, a polysaccharide. During digestion, bonds between glucose molecules are broken by salivary and pancreatic amylase, resulting in progressively smaller chains of glucose. This results in simple sugars glucose and maltose (2 glucose molecules) that can be absorbed by the small intestine.
|
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+
|
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+
Lactase is an enzyme that breaks down the disaccharide lactose to its component parts, glucose and galactose. Glucose and galactose can be absorbed by the small intestine. Approximately 65 percent of the adult population produce only small amounts of lactase and are unable to eat unfermented milk-based foods. This is commonly known as lactose intolerance. Lactose intolerance varies widely by genetic heritage; more than 90 percent of peoples of east Asian descent are lactose intolerant, in contrast to about 5 percent of people of northern European descent.[18]
|
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|
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+
Sucrase is an enzyme that breaks down the disaccharide sucrose, commonly known as table sugar, cane sugar, or beet sugar. Sucrose digestion yields the sugars fructose and glucose which are readily absorbed by the small intestine.
|
98 |
+
|
99 |
+
DNA and RNA are broken down into mononucleotides by the nucleases deoxyribonuclease and ribonuclease (DNase and RNase) from the pancreas.
|
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+
|
101 |
+
Some nutrients are complex molecules (for example vitamin B12) which would be destroyed if they were broken down into their functional groups. To digest vitamin B12 non-destructively, haptocorrin in saliva strongly binds and protects the B12 molecules from stomach acid as they enter the stomach and are cleaved from their protein complexes.[19]
|
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+
|
103 |
+
After the B12-haptocorrin complexes pass from the stomach via the pylorus to the duodenum, pancreatic proteases cleave haptocorrin from the B12 molecules which rebind to intrinsic factor (IF). These B12-IF complexes travel to the ileum portion of the small intestine where cubilin receptors enable assimilation and circulation of B12-IF complexes in the blood.[20]
|
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|
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+
There are at least five hormones that aid and regulate the digestive system in mammals. There are variations across the vertebrates, as for instance in birds. Arrangements are complex and additional details are regularly discovered. For instance, more connections to metabolic control (largely the glucose-insulin system) have been uncovered in recent years.
|
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|
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+
Digestion is a complex process controlled by several factors. pH plays a crucial role in a normally functioning digestive tract. In the mouth, pharynx and esophagus, pH is typically about 6.8, very weakly acidic. Saliva controls pH in this region of the digestive tract. Salivary amylase is contained in saliva and starts the breakdown of carbohydrates into monosaccharides. Most digestive enzymes are sensitive to pH and will denature in a high or low pH environment.
|
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|
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The stomach's high acidity inhibits the breakdown of carbohydrates within it. This acidity confers two benefits: it denatures proteins for further digestion in the small intestines, and provides non-specific immunity, damaging or eliminating various pathogens.[citation needed]
|
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+
|
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+
In the small intestines, the duodenum provides critical pH balancing to activate digestive enzymes. The liver secretes bile into the duodenum to neutralize the acidic conditions from the stomach, and the pancreatic duct empties into the duodenum, adding bicarbonate to neutralize the acidic chyme, thus creating a neutral environment. The mucosal tissue of the small intestines is alkaline with a pH of about 8.5.[citation needed]
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1 |
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2 |
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|
3 |
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Digestion is the breakdown of large insoluble food molecules into small water-soluble food molecules so that they can be absorbed into the watery blood plasma. In certain organisms, these smaller substances are absorbed through the small intestine into the blood stream. Digestion is a form of catabolism that is often divided into two processes based on how food is broken down: mechanical and chemical digestion. The term mechanical digestion refers to the physical breakdown of large pieces of food into smaller pieces which can subsequently be accessed by digestive enzymes. In chemical digestion, enzymes break down food into the small molecules the body can use.
|
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|
5 |
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In the human digestive system, food enters the mouth and mechanical digestion of the food starts by the action of mastication (chewing), a form of mechanical digestion, and the wetting contact of saliva. Saliva, a liquid secreted by the salivary glands, contains salivary amylase, an enzyme which starts the digestion of starch in the food; the saliva also contains mucus, which lubricates the food, and hydrogen carbonate, which provides the ideal conditions of pH (alkaline) for amylase to work. After undergoing mastication and starch digestion, the food will be in the form of a small, round slurry mass called a bolus. It will then travel down the esophagus and into the stomach by the action of peristalsis. Gastric juice in the stomach starts protein digestion. Gastric juice mainly contains hydrochloric acid and pepsin. In infants and toddlers gastric juice also contains rennin. As the first two chemicals may damage the stomach wall, mucus is secreted by the stomach, providing a slimy layer that acts as a shield against the damaging effects of the chemicals. At the same time protein digestion is occurring, mechanical mixing occurs by peristalsis, which is waves of muscular contractions that move along the stomach wall. This allows the mass of food to further mix with the digestive enzymes.
|
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|
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After some time (typically 1–2 hours in humans, 4–6 hours in dogs, 3–4 hours in house cats),[citation needed] the resulting thick liquid is called chyme. When the pyloric sphincter valve opens, chyme enters the duodenum where it mixes with digestive enzymes from the pancreas and bile juice from the liver and then passes through the small intestine, in which digestion continues. When the chyme is fully digested, it is absorbed into the blood. 95% of nutrient absorption occurs in the small intestine. Water and minerals are reabsorbed back into the blood in the colon (large intestine) where the pH is slightly acidic about 5.6 ~ 6.9. Some vitamins, such as biotin and vitamin K (K2MK7) produced by bacteria in the colon are also absorbed into the blood in the colon. Waste material is eliminated from the rectum during defecation.[1]
|
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|
9 |
+
Digestive systems take many forms. There is a fundamental distinction between internal and external digestion. External digestion developed earlier in evolutionary history, and most fungi still rely on it.[2] In this process, enzymes are secreted into the environment surrounding the organism, where they break down an organic material, and some of the products diffuse back to the organism. Animals have a tube (gastrointestinal tract) in which internal digestion occurs, which is more efficient because more of the broken down products can be captured, and the internal chemical environment can be more efficiently controlled.[3]
|
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|
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+
Some organisms, including nearly all spiders, simply secrete biotoxins and digestive chemicals (e.g., enzymes) into the extracellular environment prior to ingestion of the consequent "soup". In others, once potential nutrients or food is inside the organism, digestion can be conducted to a vesicle or a sac-like structure, through a tube, or through several specialized organs aimed at making the absorption of nutrients more efficient.
|
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|
13 |
+
Bacteria use several systems to obtain nutrients from other organisms in the environments.
|
14 |
+
|
15 |
+
In a channel transupport system, several proteins form a contiguous channel traversing the inner and outer membranes of the bacteria. It is a simple system, which consists of only three protein subunits: the ABC protein, membrane fusion protein (MFP), and outer membrane protein (OMP)[specify]. This secretion system transports various molecules, from ions, drugs, to proteins of various sizes (20–900 kDa). The molecules secreted vary in size from the small Escherichia coli peptide colicin V, (10 kDa) to the Pseudomonas fluorescens cell adhesion protein LapA of 900 kDa.[4]
|
16 |
+
|
17 |
+
A type III secretion system means that a molecular syringe is used through which a bacterium (e.g. certain types of Salmonella, Shigella, Yersinia) can inject nutrients into protist cells. One such mechanism was first discovered in Y. pestis and showed that toxins could be injected directly from the bacterial cytoplasm into the cytoplasm of its host's cells rather than simply be secreted into the extracellular medium.[5]
|
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+
|
19 |
+
The conjugation machinery of some bacteria (and archaeal flagella) is capable of transporting both DNA and proteins. It was discovered in Agrobacterium tumefaciens, which uses this system to introduce the Ti plasmid and proteins into the host, which develops the crown gall (tumor).[6] The VirB complex of Agrobacterium tumefaciens is the prototypic system.[7]
|
20 |
+
|
21 |
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The nitrogen fixing Rhizobia are an interesting case, wherein conjugative elements naturally engage in inter-kingdom conjugation. Such elements as the Agrobacterium Ti or Ri plasmids contain elements that can transfer to plant cells. Transferred genes enter the plant cell nucleus and effectively transform the plant cells into factories for the production of opines, which the bacteria use as carbon and energy sources. Infected plant cells form crown gall or root tumors. The Ti and Ri plasmids are thus endosymbionts of the bacteria, which are in turn endosymbionts (or parasites) of the infected plant.
|
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+
|
23 |
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The Ti and Ri plasmids are themselves conjugative. Ti and Ri transfer between bacteria uses an independent system (the tra, or transfer, operon) from that for inter-kingdom transfer (the vir, or virulence, operon). Such transfer creates virulent strains from previously avirulent Agrobacteria.
|
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|
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+
In addition to the use of the multiprotein complexes listed above, Gram-negative bacteria possess another method for release of material: the formation of outer membrane vesicles.[8][9] Portions of the outer membrane pinch off, forming spherical structures made of a lipid bilayer enclosing periplasmic materials. Vesicles from a number of bacterial species have been found to contain virulence factors, some have immunomodulatory effects, and some can directly adhere to and intoxicate host cells. While release of vesicles has been demonstrated as a general response to stress conditions, the process of loading cargo proteins seems to be selective.[10]
|
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+
|
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+
The gastrovascular cavity functions as a stomach in both digestion and the distribution of nutrients to all parts of the body. Extracellular digestion takes place within this central cavity, which is lined with the gastrodermis, the internal layer of epithelium. This cavity has only one opening to the outside that functions as both a mouth and an anus: waste and undigested matter is excreted through the mouth/anus, which can be described as an incomplete gut.
|
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+
|
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+
In a plant such as the Venus Flytrap that can make its own food through photosynthesis, it does not eat and digest its prey for the traditional objectives of harvesting energy and carbon, but mines prey primarily for essential nutrients (nitrogen and phosphorus in particular) that are in short supply in its boggy, acidic habitat.[11]
|
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+
|
31 |
+
A phagosome is a vacuole formed around a particle absorbed by phagocytosis. The vacuole is formed by the fusion of the cell membrane around the particle. A phagosome is a cellular compartment in which pathogenic microorganisms can be killed and digested. Phagosomes fuse with lysosomes in their maturation process, forming phagolysosomes. In humans, Entamoeba histolytica can phagocytose red blood cells.[12]
|
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+
|
33 |
+
To aid in the digestion of their food animals evolved organs such as beaks, tongues, teeth, a crop, gizzard, and others.
|
34 |
+
|
35 |
+
Birds have bony beaks that are specialised according to the bird's ecological niche. For example, macaws primarily eat seeds, nuts, and fruit, using their impressive beaks to open even the toughest seed. First they scratch a thin line with the sharp point of the beak, then they shear the seed open with the sides of the beak.
|
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+
|
37 |
+
The mouth of the squid is equipped with a sharp horny beak mainly made of cross-linked proteins. It is used to kill and tear prey into manageable pieces. The beak is very robust, but does not contain any minerals, unlike the teeth and jaws of many other organisms, including marine species.[13] The beak is the only indigestible part of the squid.
|
38 |
+
|
39 |
+
The tongue is skeletal muscle on the floor of the mouth of most vertebrates, that manipulates food for chewing (mastication) and swallowing (deglutition). It is sensitive and kept moist by saliva. The underside of the tongue is covered with a smooth mucous membrane. The tongue also has a touch sense for locating and positioning food particles that require further chewing. The tongue is utilized to roll food particles into a bolus before being transported down the esophagus through peristalsis.
|
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+
|
41 |
+
The sublingual region underneath the front of the tongue is a location where the oral mucosa is very thin, and underlain by a plexus of veins. This is an ideal location for introducing certain medications to the body. The sublingual route takes advantage of the highly vascular quality of the oral cavity, and allows for the speedy application of medication into the cardiovascular system, bypassing the gastrointestinal tract.
|
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+
|
43 |
+
Teeth (singular tooth) are small whitish structures found in the jaws (or mouths) of many vertebrates that are used to tear, scrape, milk and chew food. Teeth are not made of bone, but rather of tissues of varying density and hardness, such as enamel, dentine and cementum. Human teeth have a blood and nerve supply which enables proprioception. This is the ability of sensation when chewing, for example if we were to bite into something too hard for our teeth, such as a chipped plate mixed in food, our teeth send a message to our brain and we realise that it cannot be chewed, so we stop trying.
|
44 |
+
|
45 |
+
The shapes, sizes and numbers of types of animals' teeth are related to their diets. For example, herbivores have a number of molars which are used to grind plant matter, which is difficult to digest. Carnivores have canine teeth which are used to kill and tear meat.
|
46 |
+
|
47 |
+
A crop, or croup, is a thin-walled expanded portion of the alimentary tract used for the storage of food prior to digestion. In some birds it is an expanded, muscular pouch near the gullet or throat. In adult doves and pigeons, the crop can produce crop milk to feed newly hatched birds.[14]
|
48 |
+
|
49 |
+
Certain insects may have a crop or enlarged esophagus.
|
50 |
+
|
51 |
+
Herbivores have evolved cecums (or an abomasum in the case of ruminants). Ruminants have a fore-stomach with four chambers. These are the rumen, reticulum, omasum, and abomasum. In the first two chambers, the rumen and the reticulum, the food is mixed with saliva and separates into layers of solid and liquid material. Solids clump together to form the cud (or bolus). The cud is then regurgitated, chewed slowly to completely mix it with saliva and to break down the particle size.
|
52 |
+
|
53 |
+
Fibre, especially cellulose and hemi-cellulose, is primarily broken down into the volatile fatty acids, acetic acid, propionic acid and butyric acid in these chambers (the reticulo-rumen) by microbes: (bacteria, protozoa, and fungi). In the omasum, water and many of the inorganic mineral elements are absorbed into the blood stream.
|
54 |
+
|
55 |
+
The abomasum is the fourth and final stomach compartment in ruminants. It is a close equivalent of a monogastric stomach (e.g., those in humans or pigs), and digesta is processed here in much the same way. It serves primarily as a site for acid hydrolysis of microbial and dietary protein, preparing these protein sources for further digestion and absorption in the small intestine. Digesta is finally moved into the small intestine, where the digestion and absorption of nutrients occurs. Microbes produced in the reticulo-rumen are also digested in the small intestine.
|
56 |
+
|
57 |
+
Regurgitation has been mentioned above under abomasum and crop, referring to crop milk, a secretion from the lining of the crop of pigeons and doves with which the parents feed their young by regurgitation.[15]
|
58 |
+
|
59 |
+
Many sharks have the ability to turn their stomachs inside out and evert it out of their mouths in order to get rid of unwanted contents (perhaps developed as a way to reduce exposure to toxins).
|
60 |
+
|
61 |
+
Other animals, such as rabbits and rodents, practise coprophagia behaviours – eating specialised faeces in order to re-digest food, especially in the case of roughage. Capybara, rabbits, hamsters and other related species do not have a complex digestive system as do, for example, ruminants. Instead they extract more nutrition from grass by giving their food a second pass through the gut. Soft faecal pellets of partially digested food are excreted and generally consumed immediately. They also produce normal droppings, which are not eaten.
|
62 |
+
|
63 |
+
Young elephants, pandas, koalas, and hippos eat the faeces of their mother, probably to obtain the bacteria required to properly digest vegetation. When they are born, their intestines do not contain these bacteria (they are completely sterile). Without them, they would be unable to get any nutritional value from many plant components.
|
64 |
+
|
65 |
+
An earthworm's digestive system consists of a mouth, pharynx, esophagus, crop, gizzard, and intestine. The mouth is surrounded by strong lips, which act like a hand to grab pieces of dead grass, leaves, and weeds, with bits of soil to help chew. The lips break the food down into smaller pieces. In the pharynx, the food is lubricated by mucus secretions for easier passage. The esophagus adds calcium carbonate to neutralize the acids formed by food matter decay. Temporary storage occurs in the crop where food and calcium carbonate are mixed. The powerful muscles of the gizzard churn and mix the mass of food and dirt. When the churning is complete, the glands in the walls of the gizzard add enzymes to the thick paste, which helps chemically breakdown the organic matter. By peristalsis, the mixture is sent to the intestine where friendly bacteria continue chemical breakdown. This releases carbohydrates, protein, fat, and various vitamins and minerals for absorption into the body.
|
66 |
+
|
67 |
+
In most vertebrates, digestion is a multistage process in the digestive system, starting from ingestion of raw materials, most often other organisms. Ingestion usually involves some type of mechanical and chemical processing. Digestion is separated into four steps:
|
68 |
+
|
69 |
+
Underlying the process is muscle movement throughout the system through swallowing and peristalsis. Each step in digestion requires energy, and thus imposes an "overhead charge" on the energy made available from absorbed substances. Differences in that overhead cost are important influences on lifestyle, behavior, and even physical structures. Examples may be seen in humans, who differ considerably from other hominids (lack of hair, smaller jaws and musculature, different dentition, length of intestines, cooking, etc.).
|
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The major part of digestion takes place in the small intestine. The large intestine primarily serves as a site for fermentation of indigestible matter by gut bacteria and for resorption of water from digests before excretion.
|
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|
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In mammals, preparation for digestion begins with the cephalic phase in which saliva is produced in the mouth and digestive enzymes are produced in the stomach. Mechanical and chemical digestion begin in the mouth where food is chewed, and mixed with saliva to begin enzymatic processing of starches. The stomach continues to break food down mechanically and chemically through churning and mixing with both acids and enzymes. Absorption occurs in the stomach and gastrointestinal tract, and the process finishes with defecation.[1]
|
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The human gastrointestinal tract is around 9 meters long. Food digestion physiology varies between individuals and upon other factors such as the characteristics of the food and size of the meal, and the process of digestion normally takes between 24 and 72 hours.[16]
|
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|
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Digestion begins in the mouth with the secretion of saliva and its digestive enzymes. Food is formed into a bolus by the mechanical mastication and swallowed into the esophagus from where it enters the stomach through the action of peristalsis. Gastric juice contains hydrochloric acid and pepsin which would damage the walls of the stomach and mucus is secreted for protection. In the stomach further release of enzymes break down the food further and this is combined with the churning action of the stomach. The partially digested food enters the duodenum as a thick semi-liquid chyme. In the small intestine, the larger part of digestion takes place and this is helped by the secretions of bile, pancreatic juice and intestinal juice. The intestinal walls are lined with villi, and their epithelial cells is covered with numerous microvilli to improve the absorption of nutrients by increasing the surface area of the intestine.
|
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In the large intestine the passage of food is slower to enable fermentation by the gut flora to take place. Here water is absorbed and waste material stored as feces to be removed by defecation via the anal canal and anus.
|
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Different phases of digestion take place including: the cephalic phase, gastric phase, and intestinal phase.
|
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The cephalic phase occurs at the sight, thought and smell of food, which stimulate the cerebral cortex. Taste and smell stimuli are sent to the hypothalamus and medulla oblongata. After this it is routed through the vagus nerve and release of acetylcholine. Gastric secretion at this phase rises to 40% of maximum rate. Acidity in the stomach is not buffered by food at this point and thus acts to inhibit parietal (secretes acid) and G cell (secretes gastrin) activity via D cell secretion of somatostatin.
|
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The gastric phase takes 3 to 4 hours. It is stimulated by distension of the stomach, presence of food in stomach and decrease in pH. Distention activates long and myenteric reflexes. This activates the release of acetylcholine, which stimulates the release of more gastric juices. As protein enters the stomach, it binds to hydrogen ions, which raises the pH of the stomach. Inhibition of gastrin and gastric acid secretion is lifted. This triggers G cells to release gastrin, which in turn stimulates parietal cells to secrete gastric acid. Gastric acid is about 0.5% hydrochloric acid (HCl), which lowers the pH to the desired pH of 1–3. Acid release is also triggered by acetylcholine and histamine.
|
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The intestinal phase has two parts, the excitatory and the inhibitory. Partially digested food fills the duodenum. This triggers intestinal gastrin to be released. Enterogastric reflex inhibits vagal nuclei, activating sympathetic fibers causing the pyloric sphincter to tighten to prevent more food from entering, and inhibits local reflexes.
|
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+
|
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Protein digestion occurs in the stomach and duodenum in which 3 main enzymes, pepsin secreted by the stomach and trypsin and chymotrypsin secreted by the pancreas, break down food proteins into polypeptides that are then broken down by various exopeptidases and dipeptidases into amino acids. The digestive enzymes however are mostly secreted as their inactive precursors, the zymogens. For example, trypsin is secreted by pancreas in the form of trypsinogen, which is activated in the duodenum by enterokinase to form trypsin. Trypsin then cleaves proteins to smaller polypeptides.
|
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|
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Digestion of some fats can begin in the mouth where lingual lipase breaks down some short chain lipids into diglycerides. However fats are mainly digested in the small intestine.[17] The presence of fat in the small intestine produces hormones that stimulate the release of pancreatic lipase from the pancreas and bile from the liver which helps in the emulsification of fats for absorption of fatty acids.[17] Complete digestion of one molecule of fat (a triglyceride) results a mixture of fatty acids, mono- and di-glycerides, as well as some undigested triglycerides, but no free glycerol molecules.[17]
|
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|
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In humans, dietary starches are composed of glucose units arranged in long chains called amylose, a polysaccharide. During digestion, bonds between glucose molecules are broken by salivary and pancreatic amylase, resulting in progressively smaller chains of glucose. This results in simple sugars glucose and maltose (2 glucose molecules) that can be absorbed by the small intestine.
|
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+
|
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+
Lactase is an enzyme that breaks down the disaccharide lactose to its component parts, glucose and galactose. Glucose and galactose can be absorbed by the small intestine. Approximately 65 percent of the adult population produce only small amounts of lactase and are unable to eat unfermented milk-based foods. This is commonly known as lactose intolerance. Lactose intolerance varies widely by genetic heritage; more than 90 percent of peoples of east Asian descent are lactose intolerant, in contrast to about 5 percent of people of northern European descent.[18]
|
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|
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+
Sucrase is an enzyme that breaks down the disaccharide sucrose, commonly known as table sugar, cane sugar, or beet sugar. Sucrose digestion yields the sugars fructose and glucose which are readily absorbed by the small intestine.
|
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+
|
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+
DNA and RNA are broken down into mononucleotides by the nucleases deoxyribonuclease and ribonuclease (DNase and RNase) from the pancreas.
|
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+
|
101 |
+
Some nutrients are complex molecules (for example vitamin B12) which would be destroyed if they were broken down into their functional groups. To digest vitamin B12 non-destructively, haptocorrin in saliva strongly binds and protects the B12 molecules from stomach acid as they enter the stomach and are cleaved from their protein complexes.[19]
|
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+
|
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+
After the B12-haptocorrin complexes pass from the stomach via the pylorus to the duodenum, pancreatic proteases cleave haptocorrin from the B12 molecules which rebind to intrinsic factor (IF). These B12-IF complexes travel to the ileum portion of the small intestine where cubilin receptors enable assimilation and circulation of B12-IF complexes in the blood.[20]
|
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+
|
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+
There are at least five hormones that aid and regulate the digestive system in mammals. There are variations across the vertebrates, as for instance in birds. Arrangements are complex and additional details are regularly discovered. For instance, more connections to metabolic control (largely the glucose-insulin system) have been uncovered in recent years.
|
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|
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+
Digestion is a complex process controlled by several factors. pH plays a crucial role in a normally functioning digestive tract. In the mouth, pharynx and esophagus, pH is typically about 6.8, very weakly acidic. Saliva controls pH in this region of the digestive tract. Salivary amylase is contained in saliva and starts the breakdown of carbohydrates into monosaccharides. Most digestive enzymes are sensitive to pH and will denature in a high or low pH environment.
|
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+
|
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+
The stomach's high acidity inhibits the breakdown of carbohydrates within it. This acidity confers two benefits: it denatures proteins for further digestion in the small intestines, and provides non-specific immunity, damaging or eliminating various pathogens.[citation needed]
|
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+
|
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+
In the small intestines, the duodenum provides critical pH balancing to activate digestive enzymes. The liver secretes bile into the duodenum to neutralize the acidic conditions from the stomach, and the pancreatic duct empties into the duodenum, adding bicarbonate to neutralize the acidic chyme, thus creating a neutral environment. The mucosal tissue of the small intestines is alkaline with a pH of about 8.5.[citation needed]
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|
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|
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|
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Sugar is the generic name for sweet-tasting, soluble carbohydrates, many of which are used in food. Table sugar, granulated sugar, or regular sugar, refers to sucrose, a disaccharide composed of glucose and fructose.
|
6 |
+
|
7 |
+
Simple sugars, also called monosaccharides, include glucose, fructose, and galactose. Compound sugars, also called disaccharides or double sugars, are molecules composed of two monosaccharides joined by a glycosidic bond. Common examples are sucrose (table sugar) (glucose + fructose), lactose (glucose + galactose), and maltose (two molecules of glucose). In the body, compound sugars are hydrolysed into simple sugars.
|
8 |
+
|
9 |
+
Longer chains of monosaccharides are not regarded as sugars, and are called oligosaccharides or polysaccharides. Some other chemical substances, such as glycerol and sugar alcohols, may have a sweet taste, but are not classified as sugar.
|
10 |
+
|
11 |
+
Sugars are found in the tissues of most plants. Honey and fruit are abundant natural sources of unbounded simple sugars. Sucrose is especially concentrated in sugarcane and sugar beet, making them ideal for efficient commercial extraction to make refined sugar. In 2016, the combined world production of those two crops was about two billion tonnes. Maltose may be produced by malting grain. Lactose is the only sugar that cannot be extracted from plants. It can only be found in milk, including human breast milk, and in some dairy products. A cheap source of sugar is corn syrup, industrially produced by converting corn starch into sugars, such as maltose, fructose and glucose.
|
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+
|
13 |
+
Sucrose is used in prepared foods (e.g. cookies and cakes), is sometimes added to commercially available processed food and beverages, and may be used by people as a sweetener for foods (e.g. toast and cereal) and beverages (e.g. coffee and tea). The average person consumes about 24 kilograms (53 lb) of sugar each year, or 33.1 kilograms (73 lb) in developed countries, equivalent to over 260 food calories per day. As sugar consumption grew in the latter part of the 20th century, researchers began to examine whether a diet high in sugar, especially refined sugar, was damaging to human health. Excessive consumption of sugar has been implicated in the onset of obesity, diabetes, cardiovascular disease, dementia, and tooth decay. Numerous studies have tried to clarify those implications, but with varying results, mainly because of the difficulty of finding populations for use as controls that consume little or no sugar. In 2015, the World Health Organization recommended that adults and children reduce their intake of free sugars to less than 10%, and encouraged a reduction to below 5%, of their total energy intake.[1]
|
14 |
+
|
15 |
+
The etymology reflects the spread of the commodity. From Sanskrit (śarkarā), meaning "ground or candied sugar", came Persian shakar, then to 12th century French sucre and the English sugar.[2]
|
16 |
+
|
17 |
+
The English word jaggery, a coarse brown sugar made from date palm sap or sugarcane juice, has a similar etymological origin: Portuguese jágara from the Malayalam cakkarā, which is from the Sanskrit śarkarā.[3]
|
18 |
+
|
19 |
+
Sugar has been produced in the Indian subcontinent[4] since ancient times and its cultivation spread from there into modern-day Afghanistan through the Khyber Pass.[5] It was not plentiful nor cheap in early times, and in most parts of the world, honey was more often used for sweetening. Originally, people chewed raw sugarcane to extract its sweetness. Sugarcane was a native of tropical Indian subcontinent (South Asia) and Southeast Asia.[4][6]
|
20 |
+
|
21 |
+
Different species seem to have originated from different locations with Saccharum barberi originating in India and S. edule and S. officinarum coming from New Guinea.[6][7] One of the earliest historical references to sugarcane is in Chinese manuscripts dating to 8th century BCE, which state that the use of sugarcane originated in India.[8]
|
22 |
+
|
23 |
+
In the tradition of Indian medicine (āyurveda), the sugarcane is known by the name Ikṣu and the sugarcane juice is known as Phāṇita. Its varieties, synonyms and characteristics are defined in nighaṇṭus such as the Bhāvaprakāśa (1.6.23, group of sugarcanes).[9]
|
24 |
+
Sugar remained relatively unimportant until the Indians discovered methods of turning sugarcane juice into granulated crystals that were easier to store and to transport.[10] Crystallized sugar was discovered by the time of the Imperial Guptas, around the 5th century CE.[10] In the local Indian language, these crystals were called khanda (Devanagari: खण्ड, Khaṇḍa), which is the source of the word candy.[11] Indian sailors, who carried clarified butter and sugar as supplies, introduced knowledge of sugar along the various trade routes they travelled.[10] Traveling Buddhist monks took sugar crystallization methods to China.[12] During the reign of Harsha (r. 606–647) in North India, Indian envoys in Tang China taught methods of cultivating sugarcane after Emperor Taizong of Tang (r. 626–649) made known his interest in sugar. China established its first sugarcane plantations in the seventh century.[13] Chinese documents confirm at least two missions to India, initiated in 647 CE, to obtain technology for sugar refining.[14] In the Indian subcontinent,[4] the Middle East and China, sugar became a staple of cooking and desserts.
|
25 |
+
|
26 |
+
Nearchus, admiral of Alexander of Macedonia, knew of sugar during the year 325 B.C., because of his participation in the campaign of India led by Alexander (Arrian, Anabasis).[15][16] The Greek physician Pedanius Dioscorides in the 1st century CE described sugar in his medical treatise De Materia Medica,[17] and Pliny the Elder, a 1st-century CE Roman, described sugar in his Natural History: "Sugar is made in Arabia as well, but Indian sugar is better. It is a kind of honey found in cane, white as gum, and it crunches between the teeth. It comes in lumps the size of a hazelnut. Sugar is used only for medical purposes."[18] Crusaders brought sugar back to Europe after their campaigns in the Holy Land, where they encountered caravans carrying "sweet salt". Early in the 12th century, Venice acquired some villages near Tyre and set up estates to produce sugar for export to Europe. It supplemented the use of honey, which had previously been the only available sweetener.[19] Crusade chronicler William of Tyre, writing in the late 12th century, described sugar as "very necessary for the use and health of mankind".[20] In the 15th century, Venice was the chief sugar refining and distribution center in Europe.[8]
|
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+
|
28 |
+
There was a drastic change in the mid-15th century, when Madeira and the Canary Islands were settled from Europe, and sugar grown there.[21] After this an "all-consuming passion for sugar ... swept through society" as it became far more easily available, though initially still very expensive.[22] By 1492, Madeira was producing over three million pounds weight of sugar annually.[23] Genoa, one of the centers of distribution, became known for candied fruit, while Venice specialized in pastries, sweets (candies), and sugar sculptures. Sugar was considered to have "valuable medicinal properties" as a "warm" food under prevailing categories, being "helpful to the stomach, to cure cold diseases, and sooth lung complaints".[24]
|
29 |
+
|
30 |
+
A feast given in Tours in 1457 by Gaston de Foix, which is "probably the best and most complete account we have of a late medieval banquet" includes the first mention of sugar sculptures, as the final food brought in was "a heraldic menagerie sculpted in sugar: lions, stags, monkeys ... each holding in paw or beak the arms of the Hungarian king".[25] Other recorded grand feasts in the decades following included similar pieces.[26] Originally the sculptures seem to have been eaten in the meal, but later they become merely table decorations, the most elaborate called triomfi. Several significant sculptors are known to have produced them; in some cases their preliminary drawings survive. Early ones were in brown sugar, partly cast in molds, with the final touches carved. They continued to be used until at least the Coronation Banquet for Edward VII of the United Kingdom in 1903; among other sculptures every guest was given a sugar crown to take away.[27]
|
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+
|
32 |
+
In August 1492 Christopher Columbus picked up sugar cane in La Gomera in the Canary Islands, which he carried to the New World. This was the introduction of this plant.[28] The cuttings were planted and the first sugar-cane harvest in Hispaniola took place in 1501. Many sugar mills had been constructed in Cuba and Jamaica by the 1520s.[29] The Portuguese took sugar cane to Brazil. By 1540, there were 800 cane-sugar mills in Santa Catarina Island and another 2,000 on the north coast of Brazil, Demarara, and Surinam.
|
33 |
+
|
34 |
+
Sugar was a luxury in Europe until the early 19th century, when it became more widely available, due to the rise of beet sugar in Prussia, and later in France under Napoleon.[30] Beet sugar was a German invention, since, in 1747, Andreas Sigismund Marggraf announced the discovery of sugar in beets and devised a method using alcohol to extract it.[31] Marggraf's student, Franz Karl Achard, devised an economical industrial method to extract the sugar in its pure form in the late 18th century.[32][33] Achard first produced beet sugar in 1783 in Kaulsdorf, and in 1801, the world's first beet sugar production facility was established in Cunern, Silesia (then part of Prussia).[34] The works of Marggraf and Achard were the starting point for the sugar industry in Europe,[35] and for the modern sugar industry in general, since sugar was no longer a luxury product and a product almost only produced in warmer climates.[36]
|
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+
|
36 |
+
Sugar became highly popular and by the 19th century, sugar came to be considered[by whom?] a necessity. This evolution of taste and demand for sugar as an essential food ingredient resulted in major economic and social changes.[37] Demand drove, in part, the colonization of tropical islands and areas where labor-intensive sugarcane plantations and sugar manufacturing could be successful. The demand for cheap labor to perform the labor-intensive cultivation and processing increased the demand for the slave trade from Africa (in particular West Africa).
|
37 |
+
|
38 |
+
After slavery was abolished, the demand for workers in the British Caribbean colonies was filled by indentured laborers from Indian subcontinent (in particular India).[38][39][40] Millions of slave and indentured laborers were brought into the Caribbean and the Americas, Indian Ocean colonies, southeast Asia, Pacific Islands, and East Africa and Natal. Thus the modern ethnic mix of many nations that have been settled in the last two centuries has been influenced by the demand for sugar.[41][42][43]
|
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+
|
40 |
+
Sugar also led to some industrialization of areas where sugar cane was grown. For example, in the 1790s Lieutenant J. Paterson, of the Bengal establishment, promoted to the British Government the idea that sugar cane could grow in British India, where it had started, with many advantages and at less expense than in the West Indies. As a result, sugar factories were established in Bihar in eastern India.[44][45]
|
41 |
+
During the Napoleonic Wars, sugar-beet production increased in continental Europe because of the difficulty of importing sugar when shipping was subject to blockade. By 1880 the sugar beet was the main source of sugar in Europe. It was also cultivated in Lincolnshire and other parts of England, although the United Kingdom continued to import the main part of its sugar from its colonies.[46]
|
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+
|
43 |
+
Until the late nineteenth century, sugar was purchased in loaves, which had to be cut using implements called sugar nips.[47] In later years, granulated sugar was more usually sold in bags. Sugar cubes were produced in the nineteenth century. The first inventor of a process to produce sugar in cube form was Moravian Jakub Kryštof Rad, director of a sugar company in Dačice. He began sugar-cube production after being granted a five-year patent for the process on January 23, 1843. Henry Tate of Tate & Lyle was another early manufacturer of sugar cubes at his refineries in Liverpool and London. Tate purchased a patent for sugar-cube manufacture from German Eugen Langen, who in 1872 had invented a different method of processing of sugar cubes.[48]
|
44 |
+
|
45 |
+
Sugar was rationed during World War I and more sharply during World War II.[49][50][51][52][53] This led to the development and use of various artificial sweeteners.[49][54]
|
46 |
+
|
47 |
+
Scientifically, sugar loosely refers to a number of carbohydrates, such as monosaccharides, disaccharides, or oligosaccharides. Monosaccharides are also called "simple sugars", the most important being glucose. Most monosaccharides have a formula that conforms to CnH2nOn with n between 3 and 7 (deoxyribose being an exception). Glucose has the molecular formula C6H12O6. The names of typical sugars end with -ose, as in "glucose" and "fructose". Sometimes such words may also refer to any types of carbohydrates soluble in water. The acyclic mono- and disaccharides contain either aldehyde groups or ketone groups. These carbon-oxygen double bonds (C=O) are the reactive centers. All saccharides with more than one ring in their structure result from two or more monosaccharides joined by glycosidic bonds with the resultant loss of a molecule of water (H2O) per bond.[55]
|
48 |
+
|
49 |
+
Monosaccharides in a closed-chain form can form glycosidic bonds with other monosaccharides, creating disaccharides (such as sucrose) and polysaccharides (such as starch). Enzymes must hydrolyze or otherwise break these glycosidic bonds before such compounds become metabolized. After digestion and absorption the principal monosaccharides present in the blood and internal tissues include glucose, fructose, and galactose. Many pentoses and hexoses can form ring structures. In these closed-chain forms, the aldehyde or ketone group remains non-free, so many of the reactions typical of these groups cannot occur. Glucose in solution exists mostly in the ring form at equilibrium, with less than 0.1% of the molecules in the open-chain form.[55]
|
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+
|
51 |
+
Biopolymers of sugars are common in nature. Through photosynthesis, plants produce glyceraldehyde-3-phosphate (G3P), a phosphated 3-carbon sugar that is used by the cell to make monosaccharides such as glucose (C6H12O6) or (as in cane and beet) sucrose (C12H22O11). Monosaccharides may be further converted into structural polysaccharides such as cellulose and pectin for cell wall construction or into energy reserves in the form of storage polysaccharides such as starch or inulin. Starch, consisting of two different polymers of glucose, is a readily degradable form of chemical energy stored by cells, and can be converted to other types of energy.[55] Another polymer of glucose is cellulose, which is a linear chain composed of several hundred or thousand glucose units. It is used by plants as a structural component in their cell walls. Humans can digest cellulose only to a very limited extent, though ruminants can do so with the help of symbiotic bacteria in their gut.[56] DNA and RNA are built up of the monosaccharides deoxyribose and ribose, respectively. Deoxyribose has the formula C5H10O4 and ribose the formula C5H10O5.[57]
|
52 |
+
|
53 |
+
Because sugars burn easily when exposed to flame, the handling of sugars risks dust explosion. The risk of explosion is higher when the sugar has been milled to superfine texture, such as for use in chewing gum.[58] The 2008 Georgia sugar refinery explosion, which killed 14 people and injured 40, and destroyed most of the refinery, was caused by the ignition of sugar dust.
|
54 |
+
|
55 |
+
In its culinary use, exposing sugar to heat causes caramelization. As the process occurs, volatile chemicals such as diacetyl are released, producing the characteristic caramel flavor.
|
56 |
+
|
57 |
+
Fructose, galactose, and glucose are all simple sugars, monosaccharides, with the general formula C6H12O6. They have five hydroxyl groups (−OH) and a carbonyl group (C=O) and are cyclic when dissolved in water. They each exist as several isomers with dextro- and laevo-rotatory forms that cause polarized light to diverge to the right or the left.[59]
|
58 |
+
|
59 |
+
Lactose, maltose, and sucrose are all compound sugars, disaccharides, with the general formula C12H22O11. They are formed by the combination of two monosaccharide molecules with the exclusion of a molecule of water.[59]
|
60 |
+
|
61 |
+
The sugar contents of common fruits and vegetables are presented in Table 1.
|
62 |
+
The fructose to fructose plus glucose ratio is calculated by including the fructose and glucose coming from the sucrose.
|
63 |
+
|
64 |
+
In November 2019, scientists reported detecting, for the first time, sugar molecules, including ribose, in meteorites, suggesting that chemical processes on asteroids can produce some fundamentally essential bio-ingredients important to life, and supporting the notion of an RNA World prior to a DNA-based origin of life on Earth, and possibly, as well, the notion of panspermia.[66][67]
|
65 |
+
|
66 |
+
Due to rising demand, sugar production in general increased some 14% over the period 2009 to 2018.[69] The largest importers were China, Indonesia, and the United States.[69]
|
67 |
+
|
68 |
+
Global production of sugarcane in 2016 was 1.9 billion tonnes, with Brazil producing 41% of the world total and India 18% (table).
|
69 |
+
|
70 |
+
Sugarcane refers to any of several species, or their hybrids, of giant grasses in the genus Saccharum in the family Poaceae. They have been cultivated in tropical climates in the Indian subcontinent and Southeast Asia over centuries for the sucrose found in their stems.[4] A great expansion in sugarcane production took place in the 18th century with the establishment of slave plantations in the Americas. The use of slavery for the labor-intensive process resulted in sugar production, enabling prices cheap enough for most people to buy. Mechanization reduced some labor needs, but in the 21st century, cultivation and production relied on low-wage laborers.
|
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|
72 |
+
Sugar cane requires a frost-free climate with sufficient rainfall during the growing season to make full use of the plant's substantial growth potential. The crop is harvested mechanically or by hand, chopped into lengths and conveyed rapidly to the processing plant (commonly known as a sugar mill) where it is either milled and the juice extracted with water or extracted by diffusion.[71] The juice is clarified with lime and heated to destroy enzymes. The resulting thin syrup is concentrated in a series of evaporators, after which further water is removed. The resulting supersaturated solution is seeded with sugar crystals, facilitating crystal formation and drying.[71] Molasses is a by-product of the process and the fiber from the stems, known as bagasse,[71] is burned to provide energy for the sugar extraction process. The crystals of raw sugar have a sticky brown coating and either can be used as they are, can be bleached by sulfur dioxide, or can be treated in a carbonatation process to produce a whiter product.[71] About 2,500 litres (660 US gal) of irrigation water is needed for every one kilogram (2.2 pounds) of sugar produced.[72]
|
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+
|
74 |
+
In 2016, global production of sugar beets was 277 million tonnes, led by Russia with 19% of the world total (table).
|
75 |
+
|
76 |
+
The sugar beet became a major source of sugar in the 19th century when methods for extracting the sugar became available. It is a biennial plant,[74] a cultivated variety of Beta vulgaris in the family Amaranthaceae, the tuberous root of which contains a high proportion of sucrose. It is cultivated as a root crop in temperate regions with adequate rainfall and requires a fertile soil. The crop is harvested mechanically in the autumn and the crown of leaves and excess soil removed. The roots do not deteriorate rapidly and may be left in the field for some weeks before being transported to the processing plant where the crop is washed and sliced, and the sugar extracted by diffusion.[75] Milk of lime is added to the raw juice with calcium carbonate. After water is evaporated by boiling the syrup under a vacuum, the syrup is cooled and seeded with sugar crystals. The white sugar that crystallizes can be separated in a centrifuge and dried, requiring no further refining.[75]
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Refined sugar is made from raw sugar that has undergone a refining process to remove the molasses.[76][77] Raw sugar is sucrose which is extracted from sugarcane or sugar beet. While raw sugar can be consumed, the refining process removes unwanted tastes and results in refined sugar or white sugar.[78][79]
|
79 |
+
|
80 |
+
The sugar may be transported in bulk to the country where it will be used and the refining process often takes place there. The first stage is known as affination and involves immersing the sugar crystals in a concentrated syrup that softens and removes the sticky brown coating without dissolving them. The crystals are then separated from the liquor and dissolved in water. The resulting syrup is treated either by a carbonatation or by a phosphatation process. Both involve the precipitation of a fine solid in the syrup and when this is filtered out, many of the impurities are removed at the same time. Removal of color is achieved by using either a granular activated carbon or an ion-exchange resin. The sugar syrup is concentrated by boiling and then cooled and seeded with sugar crystals, causing the sugar to crystallize out. The liquor is spun off in a centrifuge and the white crystals are dried in hot air and ready to be packaged or used. The surplus liquor is made into refiners' molasses.[80]
|
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+
|
82 |
+
The International Commission for Uniform Methods of Sugar Analysis sets standards for the measurement of the purity of refined sugar, known as ICUMSA numbers; lower numbers indicate a higher level of purity in the refined sugar.[81]
|
83 |
+
|
84 |
+
Refined sugar is widely used for industrial needs for higher quality. Refined sugar is purer (ICUMSA below 300) than raw sugar (ICUMSA over 1,500).[82] The level of purity associated with the colors of sugar, expressed by standard number ICUMSA, the smaller ICUMSA numbers indicate the higher purity of sugar.[82]
|
85 |
+
|
86 |
+
Brown sugars are granulated sugars, either containing residual molasses, or with the grains deliberately coated with molasses to produce a light- or dark-colored sugar. They are used in baked goods, confectionery, and toffees.[85] Their darkness is due to the amount of molasses they contain. They may be classified based on their darkness or country of origin. For instance:[83]
|
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|
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+
In most parts of the world, sugar is an important part of the human diet, making food more palatable and providing food energy. After cereals and vegetable oils, sugar derived from sugarcane and beet provided more kilocalories per capita per day on average than other food groups.[89] According to one source, per capita consumption of sugar in 2016 was highest in the United States, followed by Germany and the Netherlands.[90]
|
89 |
+
|
90 |
+
Brown and white granulated sugar are 97% to nearly 100% carbohydrates, respectively, with less than 2% water, and no dietary fiber, protein or fat (table). Brown sugar contains a moderate amount of iron (15% of the Reference Daily Intake in a 100 gram amount, see table), but a typical serving of 4 grams (one teaspoon), would provide 15 calories and a negligible amount of iron or any other nutrient.[91] Because brown sugar contains 5–10% molasses reintroduced during processing, its value to some consumers is a richer flavor than white sugar.[92]
|
91 |
+
|
92 |
+
Sugar refiners and manufacturers of sugary foods and drinks have sought to influence medical research and public health recommendations,[93][94] with substantial and largely clandestine spending documented from the 1960s to 2016.[95][96][97][98] The results of research on the health effects of sugary food and drink differ significantly, depending on whether the researcher has financial ties to the food and drink industry.[99][100][101] A 2013 medical review concluded that "unhealthy commodity industries should have no role in the formation of national or international NCD [non-communicable disease] policy".[102]
|
93 |
+
|
94 |
+
There have been similar efforts to steer coverage of sugar-related health information in popular media, including news media and social media.[103][104][105]
|
95 |
+
|
96 |
+
A 2003 World Health Organization technical report provided evidence that high intake of sugary drinks (including fruit juice) increased the risk of obesity by adding to overall energy intake.[106] By itself, sugar is not a factor causing obesity and metabolic syndrome, but rather – when over-consumed – is a component of unhealthy dietary behavior.[106] Meta-analyses showed that excessive consumption of sugar-sweetened beverages increased the risk of developing type 2 diabetes and metabolic syndrome – including weight gain and obesity – in adults and children.[107][108]
|
97 |
+
|
98 |
+
A 2019 meta-analysis found that sugar consumption does not improve mood, but can lower alertness and increase fatigue within an hour of consumption.[109] Some studies report evidence of causality between high consumption of refined sugar and hyperactivity.[110] One review of low-quality studies of children consuming high amounts of energy drinks showed association with higher rates of unhealthy behaviors, including smoking and alcohol abuse, and with hyperactivity and insomnia.[111]
|
99 |
+
|
100 |
+
The 2003 WHO report stated that "Sugars are undoubtedly the most important dietary factor in the development of dental caries".[106] A review of human studies showed that the incidence of caries is lower when sugar intake is less than 10% of total energy consumed.[112]
|
101 |
+
|
102 |
+
The "empty calories" argument states that a diet high in added sugar will reduce consumption of foods that contain essential nutrients.[113] This nutrient displacement occurs if sugar makes up more than 25% of daily energy intake,[114] a proportion associated with poor diet quality and risk of obesity.[115] Displacement may occur at lower levels of consumption.[114]
|
103 |
+
|
104 |
+
Claims have been made of a sugar–Alzheimer's disease connection, but there is inconclusive evidence that cognitive decline is related to dietary fructose or overall energy intake.[116][117]
|
105 |
+
|
106 |
+
The World Health Organization recommends that both adults and children reduce the intake of free sugars to less than 10% of total energy intake, and suggests a reduction to below 5%. "Free sugars" include monosaccharides and disaccharides added to foods, and sugars found in fruit juice and concentrates, as well as in honey and syrups. According to the WHO, "[t]hese recommendations were based on the totality of available evidence reviewed regarding the relationship between free sugars intake and body weight (low and moderate quality evidence) and dental caries (very low and moderate quality evidence)."[1]
|
107 |
+
|
108 |
+
On May 20, 2016, the U.S. Food and Drug Administration announced changes to the Nutrition Facts panel displayed on all foods, to be effective by July 2018. New to the panel is a requirement to list "Added sugars" by weight and as a percent of Daily Value (DV). For vitamins and minerals, the intent of DVs is to indicate how much should be consumed. For added sugars, the guidance is that 100% DV should not be exceeded. 100% DV is defined as 50 grams. For a person consuming 2000 calories a day, 50 grams is equal to 200 calories and thus 10% of total calories—the same guidance as the World Health Organization.[118] To put this in context, most 355 mL (12 US fl oz) cans of soda contain 39 grams of sugar. In the United States, a government survey on food consumption in 2013–2014 reported that, for men and women aged 20 and older, the average total sugar intakes—naturally occurring in foods and added—were, respectively, 125 and 99 g/day.[119]
|
109 |
+
|
110 |
+
Various culinary sugars have different densities due to differences in particle size and inclusion of moisture.
|
111 |
+
|
112 |
+
Domino Sugar gives the following weight to volume conversions (in United States customary units):[120]
|
113 |
+
|
114 |
+
The "Engineering Resources – Bulk Density Chart" published in Powder and Bulk gives different values for the bulk densities:[121]
|
115 |
+
|
116 |
+
|
117 |
+
|
118 |
+
Manufacturers of sugary products, such as soft drinks and candy, and the Sugar Research Foundation have been accused of trying to influence consumers and medical associations in the 1960s and 1970s by creating doubt about the potential health hazards of sucrose overconsumption, while promoting saturated fat as the main dietary risk factor in cardiovascular diseases.[95] In 2016, the criticism led to recommendations that diet policymakers emphasize the need for high-quality research that accounts for multiple biomarkers on development of cardiovascular diseases.[95]
|
119 |
+
|
120 |
+
Brown sugar crystals
|
121 |
+
|
122 |
+
Whole date sugar
|
123 |
+
|
124 |
+
Whole cane sugar (grey), vacuum-dried
|
125 |
+
|
126 |
+
Whole cane sugar (brown), vacuum-dried
|
127 |
+
|
128 |
+
Raw crystals of unrefined, unbleached sugar
|
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1 |
+
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2 |
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|
3 |
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|
4 |
+
|
5 |
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Barack Hussein Obama II (/bəˈrɑːk huːˈseɪn oʊˈbɑːmə/ (listen);[1] born August 4, 1961) is an American politician and attorney who served as the 44th president of the United States from 2009 to 2017. A member of the Democratic Party, Barack Obama was the first African-American president of the United States. He previously served as a U.S. senator from Illinois from 2005 to 2008 and an Illinois state senator from 1997 to 2004.
|
6 |
+
|
7 |
+
Obama was born in Honolulu, Hawaii, making him the first president not born in the contiguous United States. After graduating from Columbia University in 1983, he worked as a community organizer in Chicago. In 1988, he enrolled in Harvard Law School, where he was the first black person to be president of the Harvard Law Review. After graduating, he became a civil rights attorney and an academic, teaching constitutional law at the University of Chicago Law School from 1992 to 2004. Turning to elective politics, he represented the 13th district from 1997 until 2004 in the Illinois Senate, when he ran for the U.S. Senate. Obama received national attention in 2004 with his March Senate primary win, his well-received July Democratic National Convention keynote address, and his landslide November election to the Senate. In 2008, he was nominated for president a year after his presidential campaign began, and after close primary campaigns against Hillary Clinton, Obama was elected over Republican John McCain and was inaugurated alongside Joe Biden on January 20, 2009. Nine months later, he was named the 2009 Nobel Peace Prize laureate.
|
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+
|
9 |
+
Obama signed many landmark bills into law during his first two years in office. The main reforms that were passed include the Patient Protection and Affordable Care Act (commonly referred to as the "Affordable Care Act" or "Obamacare"), the Dodd–Frank Wall Street Reform and Consumer Protection Act, and the Don't Ask, Don't Tell Repeal Act of 2010. The American Recovery and Reinvestment Act of 2009 and Tax Relief, Unemployment Insurance Reauthorization, and Job Creation Act of 2010 served as economic stimulus amidst the Great Recession. After a lengthy debate over the national debt limit, he signed the Budget Control and the American Taxpayer Relief Acts. In foreign policy, he increased U.S. troop levels in Afghanistan, reduced nuclear weapons with the United States–Russia New START treaty, and ended military involvement in the Iraq War. He ordered military involvement in Libya, contributing to the overthrow of Muammar Gaddafi. He also ordered the military operations that resulted in the deaths of Osama bin Laden and suspected Yemeni Al-Qaeda operative Anwar al-Awlaki.
|
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+
|
11 |
+
After winning re-election by defeating Republican opponent Mitt Romney, Obama was sworn in for a second term in 2013. During this term, he promoted inclusion for LGBT Americans. His administration filed briefs that urged the Supreme Court to strike down same-sex marriage bans as unconstitutional (United States v. Windsor and Obergefell v. Hodges); same-sex marriage was legalized nationwide in 2015 after the Court ruled so in Obergefell. He advocated for gun control in response to the Sandy Hook Elementary School shooting, indicating support for a ban on assault weapons, and issued wide-ranging executive actions concerning global warming and immigration. In foreign policy, he ordered military intervention in Iraq in response to gains made by ISIL after the 2011 withdrawal from Iraq, continued the process of ending U.S. combat operations in Afghanistan in 2016, promoted discussions that led to the 2015 Paris Agreement on global climate change, initiated sanctions against Russia following the invasion in Ukraine and again after Russian interference in the 2016 United States elections, brokered a nuclear deal with Iran, and normalized U.S. relations with Cuba. Obama nominated three justices to the Supreme Court: Sonia Sotomayor and Elena Kagan were confirmed as justices, while Merrick Garland faced partisan obstruction and was not confirmed. During his term in office, America's reputation abroad significantly improved.[2]
|
12 |
+
|
13 |
+
Obama's presidency has generally been regarded favorably, and evaluations of his presidency among historians, political scientists, and the general public place him among the upper tier of American presidents. Obama left office in January 2017 and continues to reside in Washington, D.C.[3][4]
|
14 |
+
|
15 |
+
Obama was born on August 4, 1961[5] at Kapiolani Medical Center for Women and Children in Honolulu, Hawaii at 7:24 pm.[6][7][8] He is the only president born outside the contiguous 48 states.[9] He was born to an American mother of European descent and an African father. His mother, Ann Dunham (1942–1995), was born in Wichita, Kansas; she was mostly of English descent,[10] with some German, Irish, Scottish, Swiss, and Welsh ancestry.[11] (In July 2012, Ancestry.com found a strong likelihood that Stanley Ann Dunham was descended from John Punch, an enslaved African man who lived in the Colony of Virginia during the seventeenth century.[12][13]) His father, Barack Obama Sr. (1936–1982),[14] was a married[15][16][17] Luo Kenyan from Nyang'oma Kogelo.[15][18] Obama's parents met in 1960 in a Russian language class at the University of Hawaii at Manoa, where his father was a foreign student on a scholarship.[19][20] The couple married in Wailuku, Hawaii, on February 2, 1961, six months before Obama was born.[21][22]
|
16 |
+
|
17 |
+
In late August 1961, a few weeks after he was born, Barack and his mother moved to the University of Washington in Seattle, where they lived for a year. During that time, the elder Obama completed his undergraduate degree in economics in Hawaii, graduating in June 1962. He left to attend graduate school on a scholarship at Harvard University, where he earned an M.A. in economics. Obama's parents divorced in March 1964.[23] Obama Sr. returned to Kenya in 1964, where he married for a third time and worked for the Kenyan government as the Senior Economic Analyst in the Ministry of Finance.[24] He visited his son in Hawaii only once, at Christmas 1971,[25] before he was killed in an automobile accident in 1982, when Obama was 21 years old.[26] Recalling his early childhood, Obama said, "That my father looked nothing like the people around me—that he was black as pitch, my mother white as milk—barely registered in my mind."[20] He described his struggles as a young adult to reconcile social perceptions of his multiracial heritage.[27]
|
18 |
+
|
19 |
+
In 1963, Dunham met Lolo Soetoro at the University of Hawaii; he was an Indonesian East–West Center graduate student in geography. The couple married on Molokai on March 15, 1965.[28] After two one-year extensions of his J-1 visa, Lolo returned to Indonesia in 1966. His wife and stepson followed sixteen months later in 1967. The family initially lived in the Menteng Dalam neighborhood in the Tebet sub district of south Jakarta. From 1970, they lived in a wealthier neighborhood in the Menteng sub district of central Jakarta.[29]
|
20 |
+
|
21 |
+
Obama started in St. Francis Pre-Education from age three to five. From age six to ten, he then attended local Indonesian-language schools: Sekolah Dasar Katolik Santo Fransiskus Asisi (St. Francis of Assisi Catholic Elementary School) for two years and Sekolah Dasar Negeri Menteng 01 (State Elementary School Menteng 01/Besuki school) for one and a half years, supplemented by English-language Calvert School homeschooling by his mother.[30][31] As a result of those four years in Jakarta, he was able to speak Indonesian fluently as a child.[32][33][34] During his time in Indonesia, Obama's step-father taught him to be resilient and gave him "a pretty hardheaded assessment of how the world works."[35]
|
22 |
+
|
23 |
+
In 1971, Obama returned to Honolulu to live with his maternal grandparents, Madelyn and Stanley Dunham. He attended Punahou School—a private college preparatory school—with the aid of a scholarship from fifth grade until he graduated from high school in 1979.[36] In his youth, Obama went by the nickname "Barry".[37] Obama lived with his mother and half-sister, Maya Soetoro, in Hawaii for three years from 1972 to 1975 while his mother was a graduate student in anthropology at the University of Hawaii.[38] Obama chose to stay in Hawaii with his grandparents for high school at Punahou when his mother and half-sister returned to Indonesia in 1975 so his mother could begin anthropology field work.[39] His mother spent most of the next two decades in Indonesia, divorcing Lolo in 1980 and earning a PhD degree in 1992, before dying in 1995 in Hawaii following unsuccessful treatment for ovarian and uterine cancer.[40]
|
24 |
+
|
25 |
+
Obama later reflected on his years in Honolulu and wrote: "The opportunity that Hawaii offered—to experience a variety of cultures in a climate of mutual respect—became an integral part of my world view, and a basis for the values that I hold most dear."[41] Obama has also written and talked about using alcohol, marijuana, and cocaine during his teenage years to "push questions of who I was out of my mind."[42] Obama was also a member of the "choom gang," a self-named group of friends who spent time together and occasionally smoked marijuana.[43][44]
|
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+
|
27 |
+
After graduating from high school in 1979, Obama moved to Los Angeles to attend Occidental College on a full scholarship. In February 1981, Obama made his first public speech, calling for Occidental to participate in the disinvestment from South Africa in response to that nation's policy of apartheid.[45] In mid-1981, Obama traveled to Indonesia to visit his mother and half-sister Maya, and visited the families of college friends in Pakistan and India for three weeks.[45] Later in 1981, he transferred as a junior to Columbia University in New York City, where he majored in political science with a specialty in international relations[46] and in English literature[47] and lived off-campus on West 109th Street.[48] He graduated with a BA degree in 1983 and worked for about a year at the Business International Corporation, where he was a financial researcher and writer,[49][50] then as a project coordinator for the New York Public Interest Research Group on the City College of New York campus for three months in 1985.[51][52][53]
|
28 |
+
|
29 |
+
In a 2006 interview, Obama highlighted the diversity of his extended family: "It's like a little mini-United Nations," he said. "I've got relatives who look like Bernie Mac, and I've got relatives who look like Margaret Thatcher."[54] Obama has a half-sister with whom he was raised (Maya Soetoro-Ng) and seven other half-siblings from his Kenyan father's family—six of them living.[55] Obama's mother was survived by her Kansas-born mother, Madelyn Dunham,[56] until her death on November 2, 2008,[57] two days before his election to the Presidency. Obama also has roots in Ireland; he met with his Irish cousins in Moneygall in May 2011.[58] In Dreams from My Father, Obama ties his mother's family history to possible Native American ancestors and distant relatives of Jefferson Davis, President of the Confederate States of America during the American Civil War. He also shares distant ancestors in common with George W. Bush and Dick Cheney, among others.[59][60][61]
|
30 |
+
|
31 |
+
Obama lived with anthropologist Sheila Miyoshi Jager while he was a community organizer in Chicago in the 1980s.[62] He proposed to her twice, but both Jager and her parents turned him down.[62][63] The relationship was not made public until May 2017, several months after his presidency had ended.[63]
|
32 |
+
|
33 |
+
In June 1989, Obama met Michelle Robinson when he was employed as a summer associate at the Chicago law firm of Sidley Austin.[64] Robinson was assigned for three months as Obama's adviser at the firm, and she joined him at several group social functions but declined his initial requests to date.[65] They began dating later that summer, became engaged in 1991, and were married on October 3, 1992.[66] After suffering a miscarriage, Michelle underwent in vitro fertilization to conceive their children.[67] The couple's first daughter, Malia Ann, was born in 1998,[68] followed by a second daughter, Natasha ("Sasha"), in 2001.[69] The Obama daughters attended the University of Chicago Laboratory Schools. When they moved to Washington, D.C., in January 2009, the girls started at the Sidwell Friends School.[70] The Obamas have two Portuguese Water Dogs; the first, a male named Bo, was a gift from Senator Ted Kennedy.[71] In 2013, Bo was joined by Sunny, a female.[72]
|
34 |
+
|
35 |
+
Obama is a supporter of the Chicago White Sox, and he threw out the first pitch at the 2005 ALCS when he was still a senator.[73] In 2009, he threw out the ceremonial first pitch at the All-Star Game while wearing a White Sox jacket.[74] He is also primarily a Chicago Bears football fan in the NFL, but in his childhood and adolescence was a fan of the Pittsburgh Steelers, and rooted for them ahead of their victory in Super Bowl XLIII 12 days after he took office as president.[75] In 2011, Obama invited the 1985 Chicago Bears to the White House; the team had not visited the White House after their Super Bowl win in 1986 due to the Space Shuttle Challenger disaster.[76] He plays basketball, a sport he participated in as a member of his high school's varsity team,[77] and he is left-handed.[78]
|
36 |
+
|
37 |
+
In 2005, the Obama family applied the proceeds of a book deal and moved from a Hyde Park, Chicago condominium to a $1.6 million house (equivalent to $2.1 million in 2019) in neighboring Kenwood, Chicago.[79] The purchase of an adjacent lot—and sale of part of it to Obama by the wife of developer, campaign donor and friend Tony Rezko—attracted media attention because of Rezko's subsequent indictment and conviction on political corruption charges that were unrelated to Obama.[80]
|
38 |
+
|
39 |
+
In December 2007, Money Magazine estimated Obama's net worth at $1.3 million (equivalent to $1.6 million in 2019) .[81] Their 2009 tax return showed a household income of $5.5 million—up from about $4.2 million in 2007 and $1.6 million in 2005—mostly from sales of his books.[82][83] On his 2010 income of $1.7 million, he gave 14% to non-profit organizations, including $131,000 to Fisher House Foundation, a charity assisting wounded veterans' families, allowing them to reside near where the veteran is receiving medical treatments.[84][85] Per his 2012 financial disclosure, Obama may be worth as much as $10 million.[86]
|
40 |
+
|
41 |
+
In early 2010, Michelle spoke about her husband's smoking habit and said Barack had quit smoking.[87][88]
|
42 |
+
|
43 |
+
On his 55th birthday, August 4, 2016, Obama penned an essay in Glamour, in which he described how his daughters and the presidency have made him a feminist.[89][90][91]
|
44 |
+
|
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Obama is a Protestant Christian whose religious views developed in his adult life.[92] He wrote in The Audacity of Hope that he "was not raised in a religious household." He described his mother, raised by non-religious parents, as being detached from religion, yet "in many ways the most spiritually awakened person ... I have ever known," and "a lonely witness for secular humanism". He described his father as a "confirmed atheist" by the time his parents met, and his stepfather as "a man who saw religion as not particularly useful." Obama explained how, through working with black churches as a community organizer while in his twenties, he came to understand "the power of the African-American religious tradition to spur social change."[93]
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In January 2008, Obama told Christianity Today: "I am a Christian, and I am a devout Christian. I believe in the redemptive death and resurrection of Jesus Christ. I believe that faith gives me a path to be cleansed of sin and have eternal life."[94] On September 27, 2010, Obama released a statement commenting on his religious views saying, "I'm a Christian by choice. My family didn't—frankly, they weren't folks who went to church every week. And my mother was one of the most spiritual people I knew, but she didn't raise me in the church. So I came to my Christian faith later in life, and it was because the precepts of Jesus Christ spoke to me in terms of the kind of life that I would want to lead—being my brothers' and sisters' keeper, treating others as they would treat me."[95][96]
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Obama met Trinity United Church of Christ pastor Jeremiah Wright in October 1987 and became a member of Trinity in 1992.[97] During Obama's first presidential campaign in May 2008, he resigned from Trinity after some of Wright's statements were criticized.[98] Since moving to Washington, D.C., in 2009, the Obama family has attended several Protestant churches, including Shiloh Baptist Church and St. John's Episcopal Church, as well as Evergreen Chapel at Camp David, but the members of the family do not attend church on a regular basis.[99][100][101]
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Two years after graduating from Columbia, Obama moved from New York to Chicago when he was hired as director of the Developing Communities Project, a church-based community organization originally comprising eight Catholic parishes in Roseland, West Pullman, and Riverdale on Chicago's South Side. He worked there as a community organizer from June 1985 to May 1988.[52][102] He helped set up a job training program, a college preparatory tutoring program, and a tenants' rights organization in Altgeld Gardens.[103] Obama also worked as a consultant and instructor for the Gamaliel Foundation, a community organizing institute.[104] In mid-1988, he traveled for the first time in Europe for three weeks and then for five weeks in Kenya, where he met many of his paternal relatives for the first time.[105][106]
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Despite being offered a full scholarship to Northwestern University School of Law, Obama enrolled at Harvard Law School in the fall of 1988, living in nearby Somerville, Massachusetts.[108] He was selected as an editor of the Harvard Law Review at the end of his first year,[109] president of the journal in his second year,[103][110] and research assistant to the constitutional scholar Laurence Tribe while at Harvard for two years.[111] During his summers, he returned to Chicago, where he worked as a summer associate at the law firms of Sidley Austin in 1989 and Hopkins & Sutter in 1990.[112] After graduating with a JD degree magna cum laude[113] from Harvard in 1991, he returned to Chicago.[109] Obama's election as the first black president of the Harvard Law Review gained national media attention[103][110] and led to a publishing contract and advance for a book about race relations,[114] which evolved into a personal memoir. The manuscript was published in mid-1995 as Dreams from My Father.[114]
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In 1991, Obama accepted a two-year position as Visiting Law and Government Fellow at the University of Chicago Law School to work on his first book.[114][115] He then taught constitutional law at the University of Chicago Law School for twelve years, first as a lecturer from 1992 to 1996, and then as a senior lecturer from 1996 to 2004.[116]
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From April to October 1992, Obama directed Illinois's Project Vote, a voter registration campaign with ten staffers and seven hundred volunteer registrars; it achieved its goal of registering 150,000 of 400,000 unregistered African Americans in the state, leading Crain's Chicago Business to name Obama to its 1993 list of "40 under Forty" powers to be.[117]
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He joined Davis, Miner, Barnhill & Galland, a 13-attorney law firm specializing in civil rights litigation and neighborhood economic development, where he was an associate for three years from 1993 to 1996, then of counsel from 1996 to 2004. In 1994, he was listed as one of the lawyers in Buycks-Roberson v. Citibank Fed. Sav. Bank, 94 C 4094 (N.D. Ill.).[118] This class action lawsuit was filed in 1994 with Selma Buycks-Roberson as lead plaintiff and alleged that Citibank Federal Savings Bank had engaged in practices forbidden under the Equal Credit Opportunity Act and the Fair Housing Act.[119] The case was settled out of court.[120] Final judgment was issued on May 13, 1998, with Citibank Federal Savings Bank agreeing to pay attorney fees.[121] His law license became inactive in 2007.[122][123]
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From 1994 to 2002, Obama served on the boards of directors of the Woods Fund of Chicago—which in 1985 had been the first foundation to fund the Developing Communities Project—and of the Joyce Foundation.[52] He served on the board of directors of the Chicago Annenberg Challenge from 1995 to 2002, as founding president and chairman of the board of directors from 1995 to 1999.[52]
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Obama was elected to the Illinois Senate in 1996, succeeding Democratic State Senator Alice Palmer from Illinois's 13th District, which, at that time, spanned Chicago South Side neighborhoods from Hyde Park–Kenwood south to South Shore and west to Chicago Lawn.[124] Once elected, Obama gained bipartisan support for legislation that reformed ethics and health care laws.[125][126] He sponsored a law that increased tax credits for low-income workers, negotiated welfare reform, and promoted increased subsidies for childcare.[127] In 2001, as co-chairman of the bipartisan Joint Committee on Administrative Rules, Obama supported Republican Governor Ryan's payday loan regulations and predatory mortgage lending regulations aimed at averting home foreclosures.[128][129]
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He was reelected to the Illinois Senate in 1998, defeating Republican Yesse Yehudah in the general election, and was re-elected again in 2002.[130][131] In 2000, he lost a Democratic primary race for Illinois's 1st congressional district in the United States House of Representatives to four-term incumbent Bobby Rush by a margin of two to one.[132]
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In January 2003, Obama became chairman of the Illinois Senate's Health and Human Services Committee when Democrats, after a decade in the minority, regained a majority.[133] He sponsored and led unanimous, bipartisan passage of legislation to monitor racial profiling by requiring police to record the race of drivers they detained, and legislation making Illinois the first state to mandate videotaping of homicide interrogations.[127][134][135][136] During his 2004 general election campaign for the U.S. Senate, police representatives credited Obama for his active engagement with police organizations in enacting death penalty reforms.[137] Obama resigned from the Illinois Senate in November 2004 following his election to the U.S. Senate.[138]
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In May 2002, Obama commissioned a poll to assess his prospects in a 2004 U.S. Senate race. He created a campaign committee, began raising funds, and lined up political media consultant David Axelrod by August 2002. Obama formally announced his candidacy in January 2003.[139]
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Obama was an early opponent of the George W. Bush administration's 2003 invasion of Iraq.[140] On October 2, 2002, the day President Bush and Congress agreed on the joint resolution authorizing the Iraq War,[141] Obama addressed the first high-profile Chicago anti-Iraq War rally,[142] and spoke out against the war.[143] He addressed another anti-war rally in March 2003 and told the crowd "it's not too late" to stop the war.[144]
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Decisions by Republican incumbent Peter Fitzgerald and his Democratic predecessor Carol Moseley Braun to not participate in the election resulted in wide-open Democratic and Republican primary contests involving 15 candidates.[145] In the March 2004 primary election, Obama won in an unexpected landslide—which overnight made him a rising star within the national Democratic Party, started speculation about a presidential future, and led to the reissue of his memoir, Dreams from My Father.[146] In July 2004, Obama delivered the keynote address at the 2004 Democratic National Convention,[147] seen by nine million viewers. His speech was well received and elevated his status within the Democratic Party.[148]
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Obama's expected opponent in the general election, Republican primary winner Jack Ryan, withdrew from the race in June 2004.[149] Six weeks later, Alan Keyes accepted the Republican nomination to replace Ryan.[150] In the November 2004 general election, Obama won with 70% of the vote.[151]
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Obama was sworn in as a senator on January 3, 2005,[152] becoming the only Senate member of the Congressional Black Caucus.[153] CQ Weekly characterized him as a "loyal Democrat" based on analysis of all Senate votes from 2005 to 2007. Obama announced on November 13, 2008, that he would resign his Senate seat on November 16, 2008, before the start of the lame-duck session, to focus on his transition period for the presidency.[154]
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Obama cosponsored the Secure America and Orderly Immigration Act.[155] He introduced two initiatives that bore his name: Lugar–Obama, which expanded the Nunn–Lugar Cooperative Threat Reduction concept to conventional weapons;[156] and the Federal Funding Accountability and Transparency Act of 2006, which authorized the establishment of USAspending.gov, a web search engine on federal spending.[157] On June 3, 2008, Senator Obama—along with Senators Tom Carper, Tom Coburn, and John McCain—introduced follow-up legislation: Strengthening Transparency and Accountability in Federal Spending Act of 2008.[158]
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Obama sponsored legislation that would have required nuclear plant owners to notify state and local authorities of radioactive leaks, but the bill failed to pass in the full Senate after being heavily modified in committee.[159] Regarding tort reform, Obama voted for the Class Action Fairness Act of 2005 and the FISA Amendments Act of 2008, which grants immunity from civil liability to telecommunications companies complicit with NSA warrantless wiretapping operations.[160]
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In December 2006, President Bush signed into law the Democratic Republic of the Congo Relief, Security, and Democracy Promotion Act, marking the first federal legislation to be enacted with Obama as its primary sponsor.[162][163] In January 2007, Obama and Senator Feingold introduced a corporate jet provision to the Honest Leadership and Open Government Act, which was signed into law in September 2007.[164][165] Obama also introduced two unsuccessful bills: the Deceptive Practices and Voter Intimidation Prevention Act to criminalize deceptive practices in federal elections,[166][167] and the Iraq War De-Escalation Act of 2007.[168]
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Later in 2007, Obama sponsored an amendment to the Defense Authorization Act to add safeguards for personality-disorder military discharges.[169] This amendment passed the full Senate in the spring of 2008.[170] He sponsored the Iran Sanctions Enabling Act supporting divestment of state pension funds from Iran's oil and gas industry, which was never enacted but later incorporated in the Comprehensive Iran Sanctions, Accountability, and Divestment Act of 2010;[171] and co-sponsored legislation to reduce risks of nuclear terrorism.[172] Obama also sponsored a Senate amendment to the State Children's Health Insurance Program, providing one year of job protection for family members caring for soldiers with combat-related injuries.[173]
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Obama held assignments on the Senate Committees for Foreign Relations, Environment and Public Works and Veterans' Affairs through December 2006.[174] In January 2007, he left the Environment and Public Works committee and took additional assignments with Health, Education, Labor and Pensions and Homeland Security and Governmental Affairs.[175] He also became Chairman of the Senate's subcommittee on European Affairs.[176] As a member of the Senate Foreign Relations Committee, Obama made official trips to Eastern Europe, the Middle East, Central Asia and Africa. He met with Mahmoud Abbas before Abbas became President of the Palestinian National Authority, and gave a speech at the University of Nairobi in which he condemned corruption within the Kenyan government.[177]
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On February 10, 2007, Obama announced his candidacy for President of the United States in front of the Old State Capitol building in Springfield, Illinois.[178][179] The choice of the announcement site was viewed as symbolic because it was also where Abraham Lincoln delivered his historic "House Divided" speech in 1858.[178][180] Obama emphasized issues of rapidly ending the Iraq War, increasing energy independence, and reforming the health care system,[181] in a campaign that projected themes of hope and change.[182]
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Numerous candidates entered the Democratic Party presidential primaries. The field narrowed to a duel between Obama and Senator Hillary Clinton after early contests, with the race remaining close throughout the primary process but with Obama gaining a steady lead in pledged delegates due to better long-range planning, superior fundraising, dominant organizing in caucus states, and better exploitation of delegate allocation rules.[183] On June 7, 2008, Clinton ended her campaign and endorsed Obama.[184]
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On August 23, Obama announced his selection of Delaware Senator Joe Biden as his vice presidential running mate.[185] Obama selected Biden from a field speculated to include former Indiana Governor and Senator Evan Bayh and Virginia Governor Tim Kaine.[185] At the Democratic National Convention in Denver, Colorado, Hillary Clinton called for her supporters to endorse Obama, and she and Bill Clinton gave convention speeches in his support.[186] Obama delivered his acceptance speech, not at the center where the Democratic National Convention was held, but at Invesco Field at Mile High to a crowd of approximately 84,000 people; the speech was viewed by over 38 million people worldwide.[187][188][189]
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During both the primary process and the general election, Obama's campaign set numerous fundraising records, particularly in the quantity of small donations.[190] On June 19, 2008, Obama became the first major-party presidential candidate to turn down public financing in the general election since the system was created in 1976.[191]
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John McCain was nominated as the Republican candidate, and he selected Sarah Palin as his running mate. The two candidates engaged in three presidential debates in September and October 2008.[192] On November 4, Obama won the presidency with 365 electoral votes to 173 received by McCain.[193] Obama won 52.9% of the popular vote to McCain's 45.7%.[194] He became the first African American to be elected president.[195] Obama delivered his victory speech before hundreds of thousands of supporters in Chicago's Grant Park.[196]
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On April 4, 2011, Obama announced his reelection campaign for 2012 in a video titled "It Begins with Us" that he posted on his website and filed election papers with the Federal Election Commission.[197][198][199] As the incumbent president, he ran virtually unopposed in the Democratic Party presidential primaries,[200] and on April 3, 2012, Obama had secured the 2778 convention delegates needed to win the Democratic nomination.[201]
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At the Democratic National Convention in Charlotte, North Carolina, Obama and Joe Biden were formally nominated by former President Bill Clinton as the Democratic Party candidates for president and vice president in the general election. Their main opponents were Republicans Mitt Romney, the former governor of Massachusetts, and Representative Paul Ryan of Wisconsin.[202]
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On November 6, 2012, Obama won 332 electoral votes, exceeding the 270 required for him to be reelected as president.[203][204][205] With 51.1% of the popular vote,[206] Obama became the first Democratic president since Franklin D. Roosevelt to win the majority of the popular vote twice.[207][208] Obama addressed supporters and volunteers at Chicago's McCormick Place after his reelection and said: "Tonight you voted for action, not politics as usual. You elected us to focus on your jobs, not ours. And in the coming weeks and months, I am looking forward to reaching out and working with leaders of both parties."[209][210]
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The inauguration of Barack Obama as the 44th President took place on January 20, 2009. In his first few days in office, Obama issued executive orders and presidential memoranda directing the U.S. military to develop plans to withdraw troops from Iraq.[211] He ordered the closing of the Guantanamo Bay detention camp,[212] but Congress prevented the closure by refusing to appropriate the required funds[213][214][215] and preventing moving any Guantanamo detainee into the U.S. or to other countries.[216] Obama reduced the secrecy given to presidential records.[217] He also revoked President George W. Bush's restoration of President Ronald Reagan's Mexico City policy prohibiting federal aid to international family planning organizations that perform or provide counseling about abortion.[218]
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The first bill signed into law by Obama was the Lilly Ledbetter Fair Pay Act of 2009, relaxing the statute of limitations for equal-pay lawsuits.[219] Five days later, he signed the reauthorization of the State Children's Health Insurance Program (SCHIP) to cover an additional 4 million uninsured children.[220] In March 2009, Obama reversed a Bush-era policy that had limited funding of embryonic stem cell research and pledged to develop "strict guidelines" on the research.[221]
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Obama appointed two women to serve on the Supreme Court in the first two years of his presidency. He nominated Sonia Sotomayor on May 26, 2009 to replace retiring Associate Justice David Souter; she was confirmed on August 6, 2009,[222] becoming the first Supreme Court Justice of Hispanic descent.[223] Obama nominated Elena Kagan on May 10, 2010 to replace retiring Associate Justice John Paul Stevens. She was confirmed on August 5, 2010, bringing the number of women sitting simultaneously on the Court to three justices for the first time in American history.[224]
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On March 30, 2010, Obama signed the Health Care and Education Reconciliation Act, a reconciliation bill that ended the process of the federal government giving subsidies to private banks to give out federally insured loans, increased the Pell Grant scholarship award, and made changes to the Patient Protection and Affordable Care Act.[225][226]
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In a major space policy speech in April 2010, Obama announced a planned change in direction at NASA, the U.S. space agency. He ended plans for a return of human spaceflight to the moon and development of the Ares I rocket, Ares V rocket and Constellation program, in favor of funding Earth science projects, a new rocket type, and research and development for an eventual manned mission to Mars, and ongoing missions to the International Space Station.[227]
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President Obama's 2011 State of the Union Address focused on themes of education and innovation, stressing the importance of innovation economics to make the United States more competitive globally. He spoke of a five-year freeze in domestic spending, eliminating tax breaks for oil companies and reversing tax cuts for the wealthiest Americans, banning congressional earmarks, and reducing healthcare costs. He promised the United States would have one million electric vehicles on the road by 2015 and be 80% reliant on "clean" electricity.[228][229]
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On October 8, 2009, Obama signed the Matthew Shepard and James Byrd Jr. Hate Crimes Prevention Act, a measure that expanded the 1969 United States federal hate-crime law to include crimes motivated by a victim's actual or perceived gender, sexual orientation, gender identity, or disability.[230]
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On October 30, 2009, Obama lifted the ban on travel to the United States by those infected with HIV, which was celebrated by Immigration Equality.[231]
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On December 22, 2010, Obama signed the Don't Ask, Don't Tell Repeal Act of 2010, which fulfilled a key promise made in the 2008 presidential campaign[232][233] to end the Don't ask, don't tell policy of 1993 that had prevented gay and lesbian people from serving openly in the United States Armed Forces.[234] In 2016, the Pentagon also ended the policy that barred transgender people from serving openly in the military.[235]
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As a candidate for the Illinois state senate in 1996, Obama had said he favored legalizing same-sex marriage.[236] By the time of his Senate run in 2004, he said he supported civil unions and domestic partnerships for same-sex partners but opposed same-sex marriages.[237] In 2008, he reaffirmed this position by stating "I believe marriage is between a man and a woman. I am not in favor of gay marriage."[238] On May 9, 2012, shortly after the official launch of his campaign for re-election as president, Obama said his views had evolved, and he publicly affirmed his personal support for the legalization of same-sex marriage, becoming the first sitting U.S. president to do so.[239][240]
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During his second inaugural address on January 21, 2013,[210] Obama became the first U.S. president in office to call for full equality for gay Americans: "Our journey is not complete until our gay brothers and sisters are treated like anyone else under the law—for if we are truly created equal, then surely the love we commit to one another must be equal as well." This was the first time that a president mentioned gay rights or the word "gay" in an inaugural address.[241][242]
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In 2013, the Obama Administration filed briefs that urged the Supreme Court to rule in favor of same-sex couples in the cases of Hollingsworth v. Perry (regarding same-sex marriage)[243] and United States v. Windsor (regarding the Defense of Marriage Act).[244] Then, following the Supreme Court's 2015 decision in Obergefell v. Hodges (ruling same-sex marriage to be a fundamental right), Obama asserted that, "This decision affirms what millions of Americans already believe in their hearts: When all Americans are treated as equal we are all more free."[245]
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On July 30, 2015, the White House Office of National AIDS Policy revised its strategy for addressing the disease, which included widespread testing and linkage to healthcare, which was celebrated by the Human Rights Campaign.[246]
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On March 11, 2009, Obama created the White House Council on Women and Girls, which formed part of the Office of Intergovernmental Affairs, having been established by Executive Order 13506 with a broad mandate to advise him on issues relating to the welfare of American women and girls.[247] The council was chaired by Senior Advisor to the President Valerie Jarrett.[248] Obama also established the White House Task Force to Protect Students from Sexual Assault through a government memorandum on January 22, 2014, with a broad mandate to advise him on issues relating to sexual assault on college and university campuses throughout the United States.[248][249][250] The co-chairs of the Task Force were Vice President Joe Biden and Jarrett.[249] The Task Force was a development out of the White House Council on Women and Girls and Office of the Vice President of the United States, and prior to that the 1994 Violence Against Women Act first drafted by Biden.[251]
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On February 17, 2009, Obama signed the American Recovery and Reinvestment Act of 2009, a $787 billion economic stimulus package aimed at helping the economy recover from the deepening worldwide recession.[252] The act includes increased federal spending for health care, infrastructure, education, various tax breaks and incentives, and direct assistance to individuals.[253]
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In March, Obama's Treasury Secretary, Timothy Geithner, took further steps to manage the financial crisis, including introducing the Public–Private Investment Program for Legacy Assets, which contains provisions for buying up to two trillion dollars in depreciated real estate assets.[254]
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Obama intervened in the troubled automotive industry[255] in March 2009, renewing loans for General Motors and Chrysler to continue operations while reorganizing. Over the following months the White House set terms for both firms' bankruptcies, including the sale of Chrysler to Italian automaker Fiat[256] and a reorganization of GM giving the U.S. government a temporary 60% equity stake in the company, with the Canadian government taking a 12% stake.[257] In June 2009, dissatisfied with the pace of economic stimulus, Obama called on his cabinet to accelerate the investment.[258] He signed into law the Car Allowance Rebate System, known colloquially as "Cash for Clunkers," which temporarily boosted the economy.[259][260][261]
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The Bush and Obama administrations authorized spending and loan guarantees from the Federal Reserve and the Treasury Department. These guarantees totaled about $11.5 trillion, but only $3 trillion had been spent by the end of November 2009.[262] Obama and the Congressional Budget Office predicted the 2010 budget deficit would be $1.5 trillion or 10.6% of the nation's gross domestic product (GDP) compared to the 2009 deficit of $1.4 trillion or 9.9% of GDP.[263][264] For 2011, the administration predicted the deficit would shrink to $1.34 trillion, and the 10-year deficit would increase to $8.53 trillion or 90% of GDP.[265] The most recent increase in the U.S. debt ceiling to $17.2 trillion took effect in February 2014.[266] On August 2, 2011, after a lengthy congressional debate over whether to raise the nation's debt limit, Obama signed the bipartisan Budget Control Act of 2011. The legislation enforces limits on discretionary spending until 2021, establishes a procedure to increase the debt limit, creates a Congressional Joint Select Committee on Deficit Reduction to propose further deficit reduction with a stated goal of achieving at least $1.5 trillion in budgetary savings over 10 years, and establishes automatic procedures for reducing spending by as much as $1.2 trillion if legislation originating with the new joint select committee does not achieve such savings.[267] By passing the legislation, Congress was able to prevent a U.S. government default on its obligations.[268]
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As it did throughout 2008, the unemployment rate rose in 2009, reaching a peak in October at 10.0% and averaging 10.0% in the fourth quarter. Following a decrease to 9.7% in the first quarter of 2010, the unemployment rate fell to 9.6% in the second quarter, where it remained for the rest of the year.[271] Between February and December 2010, employment rose by 0.8%, which was less than the average of 1.9% experienced during comparable periods in the past four employment recoveries.[272] By November 2012, the unemployment rate fell to 7.7%,[273] decreasing to 6.7% in the last month of 2013.[274] During 2014, the unemployment rate continued to decline, falling to 6.3% in the first quarter.[275] GDP growth returned in the third quarter of 2009, expanding at a rate of 1.6%, followed by a 5.0% increase in the fourth quarter.[276] Growth continued in 2010, posting an increase of 3.7% in the first quarter, with lesser gains throughout the rest of the year.[276] In July 2010, the Federal Reserve noted that economic activity continued to increase, but its pace had slowed, and chairman Ben Bernanke said the economic outlook was "unusually uncertain."[277] Overall, the economy expanded at a rate of 2.9% in 2010.[278]
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The Congressional Budget Office (CBO) and a broad range of economists credit Obama's stimulus plan for economic growth.[279][280] The CBO released a report stating that the stimulus bill increased employment by 1–2.1 million,[280][281][282][283] while conceding that "It is impossible to determine how many of the reported jobs would have existed in the absence of the stimulus package."[279] Although an April 2010, survey of members of the National Association for Business Economics showed an increase in job creation (over a similar January survey) for the first time in two years, 73% of 68 respondents believed the stimulus bill has had no impact on employment.[284] The economy of the United States has grown faster than the other original NATO members by a wider margin under President Obama than it has anytime since the end of World War II.[285] The Organisation for Economic Co-operation and Development credits the much faster growth in the United States to the stimulus plan of the US and the austerity measures in the European Union.[286]
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Within a month of the 2010 midterm elections, Obama announced a compromise deal with the Congressional Republican leadership that included a temporary, two-year extension of the 2001 and 2003 income tax rates, a one-year payroll tax reduction, continuation of unemployment benefits, and a new rate and exemption amount for estate taxes.[287] The compromise overcame opposition from some in both parties, and the resulting $858 billion Tax Relief, Unemployment Insurance Reauthorization, and Job Creation Act of 2010 passed with bipartisan majorities in both houses of Congress before Obama signed it on December 17, 2010.[288]
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In December 2013, Obama declared that growing income inequality is a "defining challenge of our time" and called on Congress to bolster the safety net and raise wages. This came on the heels of the nationwide strikes of fast-food workers and Pope Francis' criticism of inequality and trickle-down economics.[289]
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Obama urged Congress to ratify a 12-nation free trade pact called the Trans-Pacific Partnership.[290]
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On September 30, 2009, the Obama administration proposed new regulations on power plants, factories, and oil refineries in an attempt to limit greenhouse gas emissions and to curb global warming.[291][292]
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On April 20, 2010, an explosion destroyed an offshore drilling rig at the Macondo Prospect in the Gulf of Mexico, causing a major sustained oil leak. Obama visited the Gulf, announced a federal investigation, and formed a bipartisan commission to recommend new safety standards, after a review by Secretary of the Interior Ken Salazar and concurrent Congressional hearings. He then announced a six-month moratorium on new deepwater drilling permits and leases, pending regulatory review.[293] As multiple efforts by BP failed, some in the media and public expressed confusion and criticism over various aspects of the incident, and stated a desire for more involvement by Obama and the federal government.[294]
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In July 2013, Obama expressed reservations and said he "would reject the Keystone XL pipeline if it increased carbon pollution" or "greenhouse emissions."[295][296] Obama's advisers called for a halt to petroleum exploration in the Arctic in January 2013.[297] On February 24, 2015, Obama vetoed a bill that would have authorized the pipeline.[298] It was the third veto of Obama's presidency and his first major veto.[299]
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Obama emphasized the conservation of federal lands during his term in office. He used his power under the Antiquities Act to create 25 new national monuments during his presidency and expand four others, protecting a total of 553,000,000 acres (224,000,000 ha) of federal lands and waters, more than any other U.S. president.[300][301][302][303]
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Obama called for Congress to pass legislation reforming health care in the United States, a key campaign promise and a top legislative goal.[304] He proposed an expansion of health insurance coverage to cover the uninsured, to cap premium increases, and to allow people to retain their coverage when they leave or change jobs. His proposal was to spend $900 billion over 10 years and include a government insurance plan, also known as the public option, to compete with the corporate insurance sector as a main component to lowering costs and improving quality of health care. It would also make it illegal for insurers to drop sick people or deny them coverage for pre-existing conditions, and require every American to carry health coverage. The plan also includes medical spending cuts and taxes on insurance companies that offer expensive plans.[305][306]
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On July 14, 2009, House Democratic leaders introduced a 1,017-page plan for overhauling the U.S. health care system, which Obama wanted Congress to approve by the end of 2009.[304] After much public debate during the Congressional summer recess of 2009, Obama delivered a speech to a joint session of Congress on September 9 where he addressed concerns over the proposals.[308] In March 2009, Obama lifted a ban on using federal funds for stem cell research.[309]
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On November 7, 2009, a health care bill featuring the public option was passed in the House.[310][311] On December 24, 2009, the Senate passed its own bill—without a public option—on a party-line vote of 60–39.[312] On March 21, 2010, the Patient Protection and Affordable Care Act (ACA) passed by the Senate in December was passed in the House by a vote of 219 to 212.[313] Obama signed the bill into law on March 23, 2010.[314]
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The ACA includes health-related provisions, most of which took effect in 2014, including expanding Medicaid eligibility for people making up to 133% of the federal poverty level (FPL) starting in 2014,[315] subsidizing insurance premiums for people making up to 400% of the FPL ($88,000 for family of four in 2010) so their maximum "out-of-pocket" payment for annual premiums will be from 2% to 9.5% of income,[316][317] providing incentives for businesses to provide health care benefits, prohibiting denial of coverage and denial of claims based on pre-existing conditions, establishing health insurance exchanges, prohibiting annual coverage caps, and support for medical research. According to White House and CBO figures, the maximum share of income that enrollees would have to pay would vary depending on their income relative to the federal poverty level.[316][318]
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The costs of these provisions are offset by taxes, fees, and cost-saving measures, such as new Medicare taxes for those in high-income brackets, taxes on indoor tanning, cuts to the Medicare Advantage program in favor of traditional Medicare, and fees on medical devices and pharmaceutical companies;[320] there is also a tax penalty for those who do not obtain health insurance, unless they are exempt due to low income or other reasons.[321] In March 2010, the CBO estimated that the net effect of both laws will be a reduction in the federal deficit by $143 billion over the first decade.[322]
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The law faced several legal challenges, primarily based on the argument that an individual mandate requiring Americans to buy health insurance was unconstitutional. On June 28, 2012, the Supreme Court ruled by a 5–4 vote in National Federation of Independent Business v. Sebelius that the mandate was constitutional under the U.S. Congress's taxing authority.[323] In Burwell v. Hobby Lobby the Court ruled that "closely-held" for-profit corporations could be exempt on religious grounds under the Religious Freedom Restoration Act from regulations adopted under the ACA that would have required them to pay for insurance that covered certain contraceptives. In June 2015, the Court ruled 6–3 in King v. Burwell that subsidies to help individuals and families purchase health insurance were authorized for those doing so on both the federal exchange and state exchanges, not only those purchasing plans "established by the State," as the statute reads.[324]
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Prior to June 2014, Obama offered substantial support for a broadly-based "All of the above" approach to domestic energy policy, which Obama has maintained since his first term and which he last confirmed at his State of the Union speech in January 2014 to a mixed reception by both parties. In June 2014, Obama made indications that his administration would consider a shift towards an energy policy more closely tuned to the manufacturing industry and its impact on the domestic economy.[325] Obama's approach of selectively combining regulation and incentive to various issues in the domestic energy policy, such as coal mining and oil fracking, has received mixed commentary for not being as responsive to the needs of the domestic manufacturing sector as needed, following claims that the domestic manufacturing sector utilizes as much as a third of the nation's available energy resources.[326][327]
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On January 16, 2013, one month after the Sandy Hook Elementary School shooting, Obama signed 23 executive orders and outlined a series of sweeping proposals regarding gun control.[328] He urged Congress to reintroduce an expired ban on military-style assault weapons, such as those used in several recent mass shootings, impose limits on ammunition magazines to 10 rounds, introduce background checks on all gun sales, pass a ban on possession and sale of armor-piercing bullets, introduce harsher penalties for gun-traffickers, especially unlicensed dealers who buy arms for criminals and approving the appointment of the head of the federal Bureau of Alcohol, Tobacco, Firearms and Explosives for the first time since 2006.[329] On January 5, 2016, Obama announced new executive actions extending background check requirements to more gun sellers.[330] In a 2016 editorial in The New York Times, Obama compared the struggle for what he termed "common-sense gun reform" to women's suffrage and other civil rights movements in American history.[331]
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Obama called the November 2, 2010 election, where the Democratic Party lost 63 seats in, and control of, the House of Representatives,[332] "humbling" and a "shellacking."[333] He said that the results came because not enough Americans had felt the effects of the economic recovery.[334]
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On November 10, 2014, President Obama recommended the Federal Communications Commission reclassify broadband Internet service as a telecommunications service in order to preserve net neutrality.[335][336] On February 12, 2013, President Obama signed Executive Order 13636, "Improving Critical Infrastructure Cybersecurity."[337]
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In 2005 and 2006, Obama criticized certain aspects of the Patriot Act for infringing too much on civil liberties and sought as Senator to strengthen civil liberties protections.[338][339][340] In 2006, he voted to reauthorize a revised version of the Patriot Act, saying the law was not ideal but that the revised version had strengthened civil liberties.[340] In 2011, he signed a four-year renewal of the Patriot Act.[341] Following the 2013 global surveillance disclosures by whistleblower Edward Snowden, Obama condemned the leak as unpatriotic,[339] but called for increased restrictions on the NSA to address violations of privacy.[342][343] The changes which Obama ordered have been described as "modest" however.[344]
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In February and March 2009, Vice President Joe Biden and Secretary of State Hillary Clinton made separate overseas trips to announce a "new era" in U.S. foreign relations with Russia and Europe, using the terms "break" and "reset" to signal major changes from the policies of the preceding administration.[345] Obama attempted to reach out to Arab leaders by granting his first interview to an Arab satellite TV network, Al Arabiya.[346]
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On March 19, Obama continued his outreach to the Muslim world, releasing a New Year's video message to the people and government of Iran.[347][348] In April, Obama gave a speech in Ankara, Turkey, which was well received by many Arab governments.[349] On June 4, 2009, Obama delivered a speech at Cairo University in Egypt calling for "A New Beginning" in relations between the Islamic world and the United States and promoting Middle East peace.[350]
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On June 26, 2009, Obama responded to the Iranian government's actions towards protesters following Iran's 2009 presidential election by saying: "The violence perpetrated against them is outrageous. We see it and we condemn it."[351] While in Moscow on July 7, he responded to Vice President Biden's comment on a possible Israeli military strike on Iran by saying: "We have said directly to the Israelis that it is important to try and resolve this in an international setting in a way that does not create major conflict in the Middle East."[352]
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On September 24, 2009, Obama became the first sitting U.S. president to preside over a meeting of the United Nations Security Council.[353]
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In March 2010, Obama took a public stance against plans by the government of Israeli Prime Minister Benjamin Netanyahu to continue building Jewish housing projects in predominantly Arab neighborhoods of East Jerusalem.[354][355] During the same month, an agreement was reached with the administration of Russian President Dmitry Medvedev to replace the 1991 Strategic Arms Reduction Treaty with a new pact reducing the number of long-range nuclear weapons in the arsenals of both countries by about a third.[356] Obama and Medvedev signed the New START treaty in April 2010, and the U.S. Senate ratified it in December 2010.[357]
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In December 2011, Obama instructed agencies to consider LGBT rights when issuing financial aid to foreign countries.[358] In August 2013, he criticized Russia's law that discriminates against gays,[359] but he stopped short of advocating a boycott of the upcoming 2014 Winter Olympics in Sochi, Russia.[360]
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In December 2014, Obama announced that he intended to normalize relationships between Cuba and the United States.[361] The countries' respective "interests sections" in one another's capitals were upgraded to embassies on July 20, 2015.
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In March 2015, Obama declared that he had authorized U.S. forces to provide logistical and intelligence support to the Saudis in their military intervention in Yemen, establishing a "Joint Planning Cell" with Saudi Arabia.[362][363] In 2016, the Obama administration proposed a series of arms deals with Saudi Arabia worth $115 billion.[364] Obama halted the sale of guided munition technology to Saudi Arabia after Saudi warplanes targeted a funeral in Yemen's capital Sanaa, killing more than 140 people.[365]
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Before leaving office, Obama said German Chancellor Angela Merkel had been his "closest international partner" throughout his tenure as president.[366]
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On February 27, 2009, Obama announced that combat operations in Iraq would end within 18 months. His remarks were made to a group of Marines preparing for deployment to Afghanistan. Obama said, "Let me say this as plainly as I can: by August 31, 2010, our combat mission in Iraq will end."[367] The Obama administration scheduled the withdrawal of combat troops to be completed by August 2010, decreasing troop's levels from 142,000 while leaving a transitional force of about 50,000 in Iraq until the end of 2011. On August 19, 2010, the last U.S. combat brigade exited Iraq. Remaining troops transitioned from combat operations to counter-terrorism and the training, equipping, and advising of Iraqi security forces.[368][369] On August 31, 2010, Obama announced that the United States combat mission in Iraq was over.[370] On October 21, 2011 President Obama announced that all U.S. troops would leave Iraq in time to be "home for the holidays."[371]
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In June 2014, following the capture of Mosul by ISIS, Obama sent 275 troops to provide support and security for U.S. personnel and the U.S. Embassy in Baghdad. ISIS continued to gain ground and to commit widespread massacres and ethnic cleansing.[372][373]
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In August 2014, during the Sinjar massacre, Obama ordered a campaign of U.S. airstrikes against ISIS.[374]
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By the end of 2014, 3,100 American ground troops were committed to the conflict[375] and 16,000 sorties were flown over the battlefield, primarily by U.S. Air Force and Navy pilots.[376]
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In early 2015, with the addition of the "Panther Brigade" of the 82nd Airborne Division the number of U.S. ground troops in Iraq surged to 4,400,[377] and by July American-led coalition air forces counted 44,000 sorties over the battlefield.[378]
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Early in his presidency, Obama moved to bolster U.S. troop strength in Afghanistan.[379] He announced an increase in U.S. troop levels to 17,000 military personnel in February 2009 to "stabilize a deteriorating situation in Afghanistan," an area he said had not received the "strategic attention, direction and resources it urgently requires."[380] He replaced the military commander in Afghanistan, General David D. McKiernan, with former Special Forces commander Lt. Gen. Stanley A. McChrystal in May 2009, indicating that McChrystal's Special Forces experience would facilitate the use of counterinsurgency tactics in the war.[381] On December 1, 2009, Obama announced the deployment of an additional 30,000 military personnel to Afghanistan and proposed to begin troop withdrawals 18 months from that date;[382] this took place in July 2011. David Petraeus replaced McChrystal in June 2010, after McChrystal's staff criticized White House personnel in a magazine article.[383] In February 2013, Obama said the U.S. military would reduce the troop level in Afghanistan from 68,000 to 34,000 U.S. troops by February 2014.[384]
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In October 2015, the White House announced a plan to keep U.S. Forces in Afghanistan indefinitely in light of the deteriorating security situation.[385]
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In 2011, the United States vetoed a Security Council resolution condemning Israeli settlements, with the United States being the only nation to do so.[386] Obama supports the two-state solution to the Arab–Israeli conflict based on the 1967 borders with land swaps.[387]
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In June 2011, Obama said the bond between the United States and Israel is "unbreakable."[388] During the initial years of the Obama administration, the U.S. increased military cooperation with Israel, including increased military aid, re-establishment of the U.S.-Israeli Joint Political Military Group and the Defense Policy Advisory Group, and an increase in visits among high-level military officials of both countries.[389] The Obama administration asked Congress to allocate money toward funding the Iron Dome program in response to the waves of Palestinian rocket attacks on Israel.[390]
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In 2013, Jeffrey Goldberg reported that, in Obama's view, "with each new settlement announcement, Netanyahu is moving his country down a path toward near-total isolation."[391] In 2014, Obama likened the Zionist movement to the Civil Rights Movement in the United States. He said both movements seek to bring justice and equal rights to historically persecuted peoples. He explained, "To me, being pro-Israel and pro-Jewish is part and parcel with the values that I've been fighting for since I was politically conscious and started getting involved in politics."[392] Obama expressed support for Israel's right to defend itself during the 2014 Israel–Gaza conflict.[393] In 2015, Obama was harshly criticized by Israel for advocating and signing the Iran Nuclear Deal; Israeli Prime Minister Benjamin Netanyahu, who had advocated the U.S. congress to oppose it, said the deal was "dangerous" and "bad."[394]
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On December 23, 2016, under the Obama Administration, the United States abstained from United Nations Security Council Resolution 2334, which condemned Israeli settlement building in the occupied Palestinian territories as a violation of international law, effectively allowing it to pass.[395] Netanyahu strongly criticized the Obama Administration's actions,[396][397] and the Israeli government withdrew its annual dues from the organization, which totaled $6 million, on January 6, 2017.[398] On January 5, 2017, the United States House of Representatives voted 342–80 to condemn the UN Resolution.[399][400]
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In February 2011, protests in Libya began against long-time dictator Muammar Gaddafi as part of the Arab Spring. They soon turned violent. In March, as forces loyal to Gaddafi advanced on rebels across Libya, calls for a no-fly zone came from around the world, including Europe, the Arab League, and a resolution[401] passed unanimously by the U.S. Senate.[402] In response to the unanimous passage of United Nations Security Council Resolution 1973 on March 17, Gaddafi—who had previously vowed to "show no mercy" to the rebels of Benghazi[403]—announced an immediate cessation of military activities,[404] yet reports came in that his forces continued shelling Misrata. The next day, on Obama's orders, the U.S. military took part in air strikes to destroy the Libyan government's air defense capabilities to protect civilians and enforce a no-fly-zone,[405] including the use of Tomahawk missiles, B-2 Spirits, and fighter jets.[406][407][408] Six days later, on March 25, by unanimous vote of all its 28 members, NATO took over leadership of the effort, dubbed Operation Unified Protector.[409] Some Representatives[410] questioned whether Obama had the constitutional authority to order military action in addition to questioning its cost, structure and aftermath.[411][412]
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On August 18, 2011, several months after the start of the Syrian Civil War, Obama issued a written statement that said: "The time has come for President Assad to step aside."[413][414] This stance was reaffirmed in November 2015.[415] In 2012, Obama authorized multiple programs run by the CIA and the Pentagon to train anti-Assad rebels.[416] The Pentagon-run program was later found to have failed and was formally abandoned in October 2015.[417][418]
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In the wake of a chemical weapons attack in Syria, formally blamed by the Obama administration on the Assad government, Obama chose not to enforce the "red line" he had pledged[419] and, rather than authorize the promised military action against Assad, went along with the Russia-brokered deal that led to Assad giving up chemical weapons; however attacks with chlorine gas continued.[420][421] In 2014, Obama authorized an air campaign aimed primarily at ISIL.[422]
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Starting with information received from Central Intelligence Agency operatives in July 2010, the CIA developed intelligence over the next several months that determined what they believed to be the hideout of Osama bin Laden. He was living in seclusion in a large compound in Abbottabad, Pakistan, a suburban area 35 miles (56 km) from Islamabad.[423] CIA head Leon Panetta reported this intelligence to President Obama in March 2011.[423] Meeting with his national security advisers over the course of the next six weeks, Obama rejected a plan to bomb the compound, and authorized a "surgical raid" to be conducted by United States Navy SEALs.[423] The operation took place on May 1, 2011, and resulted in the shooting death of bin Laden and the seizure of papers, computer drives and disks from the compound.[424][425] DNA testing was one of five methods used to positively identify bin Laden's corpse,[426] which was buried at sea several hours later.[427] Within minutes of the President's announcement from Washington, DC, late in the evening on May 1, there were spontaneous celebrations around the country as crowds gathered outside the White House, and at New York City's Ground Zero and Times Square.[424][428] Reaction to the announcement was positive across party lines, including from former presidents Bill Clinton and George W. Bush.[429]
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On October 1, 2009, the Obama administration went ahead with a Bush administration program increasing nuclear weapons production. The “Complex Modernization” initiative expanded two existing nuclear sites to produce new bomb parts. The administration built new plutonium pits at the Los Alamos lab in New Mexico and expanded enriched uranium processing at the Y-12 facility in Oak Ridge, Tennessee.[430] In November 2013, the Obama administration opened negotiations with Iran to prevent it from acquiring nuclear weapons, which included an interim agreement. Negotiations took two years with numerous delays, with a deal being announced July 14, 2015. The deal, titled the "Joint Comprehensive Plan of Action," saw the removal of sanctions in exchange for measures that would prevent Iran from producing nuclear weapons. While Obama hailed the agreement as being a step towards a more hopeful world, the deal drew strong criticism from Republican and conservative quarters, and from Israeli prime minister Benjamin Netanyahu.[431][432][433] In addition, the transfer of $1.7 billion in cash to Iran shortly after the deal was announced was criticized by the republican party. The Obama administration said that the payment in cash was because of the "effectiveness of U.S. and international sanctions."[434] In order to advance the deal, the Obama administration shielded Hezbollah from the Drug Enforcement Administration's Project Cassandra investigation regarding drug smuggling and from the Central Intelligence Agency.[435][436]
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On a sidenote, the very same year, in December 2015, Obama started a $348 billion worth program to back the biggest U.S. buildup of nuclear arms since Ronald Reagan left the White House.[437]
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Since the spring of 2013, secret meetings were conducted between the United States and Cuba in the neutral locations of Canada and Vatican City.[438] The Vatican first became involved in 2013 when Pope Francis advised the U.S. and Cuba to exchange prisoners as a gesture of goodwill.[439] On December 10, 2013, Cuban President Raúl Castro, in a significant public moment, greeted and shook hands with Obama at the Nelson Mandela memorial service in Johannesburg.[440]
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In December 2014, after the secret meetings, it was announced that Obama, with Pope Francis as an intermediary, had negotiated a restoration of relations with Cuba, after nearly sixty years of détente.[441] Popularly dubbed the Cuban Thaw, The New Republic deemed the Cuban Thaw to be "Obama's finest foreign policy achievement."[442] On July 1, 2015, President Barack Obama announced that formal diplomatic relations between Cuba and the United States would resume, and embassies would be opened in Washington and Havana.[443] The countries' respective "interests sections" in one another's capitals were upgraded to embassies on July 20 and August 13, 2015, respectively.[444]
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Obama visited Havana, Cuba for two days in March 2016, becoming the first sitting U.S. president to arrive since Calvin Coolidge in 1928.[445]
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Obama spoke in front of the African Union in Addis Ababa, Ethiopia, on July 29, 2015, the first sitting U.S. president to do so. He gave a speech encouraging the world to increase economic ties via investments and trade with the continent, and lauded the progress made in education, infrastructure, and economy. He also criticized the lack of democracy and leaders who refuse to step aside, discrimination against minorities (LGBT people, religious groups and ethnicities), and corruption. He suggested an intensified democratization and free trade, to significantly improve the quality of life for Africans.[446][447] During his July 2015 trip, Obama also was the first U.S. president ever to visit Kenya, which is the homeland of his father.[448]
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On May 27, 2016, Obama became the first sitting American president to visit Hiroshima, Japan, 71 years after the U.S. atomic bombing of Hiroshima that ended World War II. Accompanied by Japanese Prime Minister Shinzō Abe, Obama paid tribute to the victims of the bombing at the Hiroshima Peace Memorial Museum.[449]
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After Russia's invasion of Crimea in 2014, military intervention in Syria in 2015, and the interference in the 2016 U.S. presidential election,[450] Obama's Russia policy was widely seen as a failure.[451] George Robertson, a former UK defense secretary and NATO secretary-general, said Obama had "allowed Putin to jump back on the world stage and test the resolve of the West," adding that the legacy of this disaster would last.[452]
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Obama's family history, upbringing, and Ivy League education differ markedly from those of African-American politicians who launched their careers in the 1960s through participation in the civil rights movement.[453] Expressing puzzlement over questions about whether he is "black enough," Obama told an August 2007 meeting of the National Association of Black Journalists that "we're still locked in this notion that if you appeal to white folks then there must be something wrong."[454] Obama acknowledged his youthful image in an October 2007 campaign speech, saying: "I wouldn't be here if, time and again, the torch had not been passed to a new generation."[455]
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Obama is frequently referred to as an exceptional orator.[456] During his pre-inauguration transition period and continuing into his presidency, Obama delivered a series of weekly Internet video addresses.[457] In his speeches as president, Obama did not make more overt references to race relations than his predecessors,[458][459] but according to one study, he implemented stronger policy action on behalf of African-Americans than any president since the Nixon era.[460]
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According to the Gallup Organization, Obama began his presidency with a 68% approval rating[461] before gradually declining for the rest of the year, and eventually bottoming out at 41% in August 2010,[462] a trend similar to Ronald Reagan's and Bill Clinton's first years in office.[463] He experienced a small poll bounce shortly after the death of Osama bin Laden on May 2, 2011. This bounce lasted until around June 2011, when his approval numbers dropped back to where they were previously.[464][465] His approval ratings rebounded around the same time as his reelection in 2012, with polls showing an average job approval of 52% shortly after his second inauguration.[466] Despite approval ratings dropping to 39% in late-2013 due to the ACA roll-out, they climbed to 50% in January 2015 according to Gallup.[467]
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Polls showed strong support for Obama in other countries both before and during his presidency.[468][469] In a February 2009 poll conducted in Western Europe and the U.S. by Harris Interactive for France 24 and the International Herald Tribune, Obama was rated as the most respected world leader, as well as the most powerful.[470] In a similar poll conducted by Harris in May 2009, Obama was rated as the most popular world leader, as well as the one figure most people would pin their hopes on for pulling the world out of the economic downturn.[471][472]
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Obama won Best Spoken Word Album Grammy Awards for abridged audiobook versions of Dreams from My Father in February 2006 and for The Audacity of Hope in February 2008.[473] His concession speech after the New Hampshire primary was set to music by independent artists as the music video "Yes We Can," which was viewed 10 million times on YouTube in its first month[474] and received a Daytime Emmy Award.[475] In December 2008 and in 2012, Time magazine named Obama as its Person of the Year.[476] The 2008 awarding was for his historic candidacy and election, which Time described as "the steady march of seemingly impossible accomplishments."[477] On May 25, 2011, Obama became the first President of the United States to address both houses of the UK Parliament in Westminster Hall, London. This was only the fifth occurrence since the start of the 20th century of a head of state's being extended this invitation, following Charles de Gaulle in 1960, Nelson Mandela in 1996, Queen Elizabeth II in 2002 and Pope Benedict XVI in 2010.[478][479]
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On October 9, 2009, the Norwegian Nobel Committee announced that Obama had won the 2009 Nobel Peace Prize "for his extraordinary efforts to strengthen international diplomacy and cooperation between peoples."[480] Obama accepted this award in Oslo, Norway on December 10, 2009, with "deep gratitude and great humility."[481] The award drew a mixture of praise and criticism from world leaders and media figures.[482][483][484][485] Obama's peace prize was called a "stunning surprise" by The New York Times.[486] He became the fourth U.S. president to be awarded the Nobel Peace Prize and the third to become a Nobel laureate while in office.[487] Obama's Nobel Prize has been viewed skeptically in subsequent years, especially after the director of the Nobel Institute, Geir Lundestad, said Obama's Peace Prize did not have the desired effect.[488]
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Obama's presidency ended at noon on January 20, 2017, immediately following the inauguration of his Republican successor, Donald Trump. After the inauguration, Obama lifted off on Executive One, circled the White House, and flew to Joint Base Andrews.[489] The family currently rents a house in Kalorama, Washington, D.C.[490]
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On March 2, 2017, the John F. Kennedy Presidential Library and Museum awarded the annual Profile in Courage Award to Obama "for his enduring commitment to democratic ideals and elevating the standard of political courage."[491] In his first public appearance out of office, Obama appeared at a seminar at the University of Chicago on April 24. The seminar was aimed at the engagement with a new generation as well as an appeal for their participation in politics.[492] On May 4, three days ahead of the French presidential election, Obama publicly endorsed centrist Emmanuel Macron over right-wing populist Marine Le Pen: "He appeals to people's hopes and not their fears, and I enjoyed speaking to Emmanuel recently to hear about his independent movement and his vision for the future of France."[493] Macron went on to win the election.
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While in Berlin on May 25, Obama made a joint public appearance with Chancellor Angela Merkel where he stressed inclusion and for leaders to question themselves, Obama having been formally invited to Berlin while still in office as part of an effort to boost Merkel's re-election campaign.[494] Obama traveled to Kensington Palace in England and met with Prince Harry on May 27, 2017; Obama tweeted afterward that the two discussed their foundations and offering condolences in the wake of the Manchester Arena bombing that occurred five days prior.[495]
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After President Trump announced his withdrawal of the United States from the Paris Agreement on June 1, Obama released a statement disagreeing with the choice: "But even in the absence of American leadership; even as this administration joins a small handful of nations that reject the future; I'm confident that our states, cities, and businesses will step up and do even more to lead the way, and help protect for future generations the one planet we've got."[496]
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After Senate Republicans revealed the Better Care Reconciliation Act of 2017, their discussion draft of a health care bill to replace the Affordable Care Act, on June 22, Obama released a Facebook post calling the bill "a massive transfer of wealth from middle-class and poor families to the richest people in America."[497] On September 19, while delivering the keynote address at Goalkeepers, Obama admitted his frustration with Republicans backing "a bill that will raise costs, reduce coverage, and roll back protections for older Americans and people with pre-existing conditions."[498]
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After Attorney General Jeff Sessions announced the termination of the Deferred Action for Childhood Arrivals (DACA) program on September 5, Obama released a Facebook post criticizing the decision.[499] Two days later, he partnered with former presidents Jimmy Carter, George H. W. Bush, Bill Clinton, and George W. Bush to work with One America Appeal to help the victims of Hurricane Harvey and Hurricane Irma in the Gulf Coast and Texas communities.[500]
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Obama hosted the inaugural summit of the Obama Foundation in Chicago on October 31. Obama intends for the foundation to be the central focus of his post-presidency and part of his ambitions for his subsequent activities following his presidency to be more consequential than his time in office.[501] Obama has also been working on a Presidential memoir, in a reported $65 million deal with Penguin Random House.[502]
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Obama went on an international trip from November 28 to December 2, 2017, and visited China, India and France. In China, he delivered remarks at the Global Alliance of SMEs Summit in Shanghai and met with Chinese President Xi Jinping in Beijing.[503][504] He then went to India, where he spoke at the Hindustan Times Leadership Summit before meeting with Indian Prime Minister Narendra Modi over lunch. In addition, he held a town hall for young leaders, organized by the Obama Foundation.[505][506] He also met with the Dalai Lama while in New Delhi.[507] He ended his five-day trip in France where he met with French President Emmanuel Macron, former President Francois Hollande and Paris Mayor Anne Hidalgo and then spoke at an invitation-only event, touching on climate issues.[508]
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In May 2018, Obama criticized President Trump's decision to withdraw from the nuclear deal with Iran under the Joint Comprehensive Plan of Action saying 'the deal was working and it was in US interests.'[509]
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Barack and Michelle Obama signed a deal on May 22, 2018 to produce docu-series, documentaries and features for Netflix under the Obamas' newly formed production company, Higher Ground Productions. On the deal, Michelle said "I have always believed in the power of storytelling to inspire us, to make us think differently about the world around us, and to help us open our minds and hearts to others."[510][511] Higher Ground's first film, American Factory, won the Academy Award for Best Documentary Feature in 2020.[512]
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A package that contained a pipe bomb was sent to Obama's home in Washington, D.C, on October 24, 2018. The package was intercepted by the Secret Service during routine mail screenings. Similar packages were sent to several other Democratic leaders, mostly those who voiced strong objections to the policies of Donald Trump and to CNN. Debbie Wasserman Schultz was addressed as the sender of the package. On October 26, 2018, Cesar Sayoc was arrested and faced five federal charges in Manhattan carrying a combined maximum sentence of 48 years behind bars in relation to the pipe bombs.[513][514] He was sentenced to a maximum of 20 years in prison on August 5, 2019.[515]
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In 2019, Barack and Michelle Obama bought a home on Martha's Vineyard from Wyc Grousbeck.[516][517]
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On April 14, 2020, Obama endorsed his former vice president Joe Biden for president in the 2020 election.[518]
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In May 2020, Obama criticized President Trump for his handling of the coronavirus pandemic, calling his response to the crisis "an absolute chaotic disaster." Trump retaliated by accusing Obama of having committed "the biggest political crime in American history", though he refused to say what he was talking about, telling reporters "You know what the crime is, the crime is very obvious to everybody."[519]
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On May 16, 2020, Obama delivered two commencement speeches on behalf of the graduating youth who were not able to go to their physical graduation ceremonies due to the COVID 19 pandemic. His first speech was for part of the video streamed online program, “Show Me Your Walk H.B.C.U. Edition” virtual commencement.[520] In his address, he spoke about systemic racism, touching on both the coronavirus pandemic, the shooting death of Ahmaud Arbery, and the fight to stay politically active saying, "The fight for equality and justice begins with awareness, empathy, passion, even righteous anger. Don't just activate yourself online, change requires strategy, action, organizing, marching, and voting in the real world like never before". His next commencement address was a part of a nationally televised event, titled Graduate Together: America Honors the High School Class of 2020 which aired on NBC.[521]
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Obama's most significant legacy is generally considered to be the Patient Protection and Affordable Care Act (PPACA), provisions of which went into effect from 2010 to 2020. Many attempts by Senate Republicans to repeal the PPACA, including a "skinny repeal," have thus far failed.[522] Together with the Health Care and Education Reconciliation Act amendment, it represents the U.S. healthcare system's most significant regulatory overhaul and expansion of coverage since the passage of Medicare and Medicaid in 1965.[523][524][525][526]
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Many commentators credit Obama with averting a threatened depression and pulling the economy back from the Great Recession.[522] According to the U.S. Bureau of Labor Statistics, the Obama administration created 11.3 million jobs from the month after his first inauguration to the end of his term.[527] In 2010, Obama signed into effect the Dodd–Frank Wall Street Reform and Consumer Protection Act. Passed as a response to the financial crisis of 2007–08, it brought the most significant changes to financial regulation in the United States since the regulatory reform that followed the Great Depression under Democratic President Franklin D. Roosevelt.[528]
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In 2009, Obama signed into law the National Defense Authorization Act for Fiscal Year 2010, which contained in it the Matthew Shepard and James Byrd Jr. Hate Crimes Prevention Act, the first addition to existing federal hate crime law in the United States since Democratic President Bill Clinton signed into law the Church Arson Prevention Act of 1996. The Matthew Shepard and James Byrd Jr. Hate Crimes Prevention Act expanded existing federal hate crime laws in the United States to apply to crimes motivated by a victim's actual or perceived gender, sexual orientation, gender identity, or disability, and dropped the prerequisite that the victim be engaging in a federally protected activity.
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As president, Obama advanced LGBT rights.[529] In 2010, he signed the Don't Ask, Don't Tell Repeal Act, which brought an end to "don't ask, don't tell" policy in the U.S. armed forces that banned open service from LGB people; the law went into effect the following year.[530] In 2016, his administration brought an end to the ban on transgender people serving openly in the U.S. armed forces.[531][235] A Gallup poll, taken in the final days of Obama's term, showed that 68% of Americans believed the U.S. had made progress in the situation for gays and lesbians during Obama's eight years in office.[532]
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Obama substantially escalated the use of drone strikes against suspected militants and terrorists associated with al-Qaeda and the Taliban.[533][534] In 2016, the last year of his presidency, the US dropped 26,171 bombs on seven different countries.[535][536] Obama left about 8,400 US troops in Afghanistan, 5,262 in Iraq, 503 in Syria, 133 in Pakistan, 106 in Somalia, seven in Yemen, and two in Libya at the end of his presidency.[537][538]
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According to Pew Research Center and United States Bureau of Justice Statistics, from December 31, 2009, to December 31, 2015, inmates sentenced in US federal custody declined by five percent. This is the largest decline in sentenced inmates in US federal custody since Democratic President Jimmy Carter. By contrast, the federal prison population increased significantly under presidents Ronald Reagan, George H. W. Bush, Bill Clinton, and George W. Bush.[539]
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Obama left office in January 2017 with a 60% approval rating.[540][541] A 2018 survey of historians by the American Political Science Association ranked Obama the 8th-greatest American President.[4] Obama gained 10 spots from the same survey in 2015 from the Brookings Institution that ranked Obama the 18th-greatest American President.[542]
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The Barack Obama Presidential Center is Obama's planned presidential library. It will be hosted by the University of Chicago and located in Jackson Park on the South Side of Chicago.[543]
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en/5530.html.txt
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Sugar is the generic name for sweet-tasting, soluble carbohydrates, many of which are used in food. Table sugar, granulated sugar, or regular sugar, refers to sucrose, a disaccharide composed of glucose and fructose.
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|
7 |
+
Simple sugars, also called monosaccharides, include glucose, fructose, and galactose. Compound sugars, also called disaccharides or double sugars, are molecules composed of two monosaccharides joined by a glycosidic bond. Common examples are sucrose (table sugar) (glucose + fructose), lactose (glucose + galactose), and maltose (two molecules of glucose). In the body, compound sugars are hydrolysed into simple sugars.
|
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+
|
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+
Longer chains of monosaccharides are not regarded as sugars, and are called oligosaccharides or polysaccharides. Some other chemical substances, such as glycerol and sugar alcohols, may have a sweet taste, but are not classified as sugar.
|
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+
|
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+
Sugars are found in the tissues of most plants. Honey and fruit are abundant natural sources of unbounded simple sugars. Sucrose is especially concentrated in sugarcane and sugar beet, making them ideal for efficient commercial extraction to make refined sugar. In 2016, the combined world production of those two crops was about two billion tonnes. Maltose may be produced by malting grain. Lactose is the only sugar that cannot be extracted from plants. It can only be found in milk, including human breast milk, and in some dairy products. A cheap source of sugar is corn syrup, industrially produced by converting corn starch into sugars, such as maltose, fructose and glucose.
|
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|
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+
Sucrose is used in prepared foods (e.g. cookies and cakes), is sometimes added to commercially available processed food and beverages, and may be used by people as a sweetener for foods (e.g. toast and cereal) and beverages (e.g. coffee and tea). The average person consumes about 24 kilograms (53 lb) of sugar each year, or 33.1 kilograms (73 lb) in developed countries, equivalent to over 260 food calories per day. As sugar consumption grew in the latter part of the 20th century, researchers began to examine whether a diet high in sugar, especially refined sugar, was damaging to human health. Excessive consumption of sugar has been implicated in the onset of obesity, diabetes, cardiovascular disease, dementia, and tooth decay. Numerous studies have tried to clarify those implications, but with varying results, mainly because of the difficulty of finding populations for use as controls that consume little or no sugar. In 2015, the World Health Organization recommended that adults and children reduce their intake of free sugars to less than 10%, and encouraged a reduction to below 5%, of their total energy intake.[1]
|
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|
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+
The etymology reflects the spread of the commodity. From Sanskrit (śarkarā), meaning "ground or candied sugar", came Persian shakar, then to 12th century French sucre and the English sugar.[2]
|
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+
|
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+
The English word jaggery, a coarse brown sugar made from date palm sap or sugarcane juice, has a similar etymological origin: Portuguese jágara from the Malayalam cakkarā, which is from the Sanskrit śarkarā.[3]
|
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|
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Sugar has been produced in the Indian subcontinent[4] since ancient times and its cultivation spread from there into modern-day Afghanistan through the Khyber Pass.[5] It was not plentiful nor cheap in early times, and in most parts of the world, honey was more often used for sweetening. Originally, people chewed raw sugarcane to extract its sweetness. Sugarcane was a native of tropical Indian subcontinent (South Asia) and Southeast Asia.[4][6]
|
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|
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+
Different species seem to have originated from different locations with Saccharum barberi originating in India and S. edule and S. officinarum coming from New Guinea.[6][7] One of the earliest historical references to sugarcane is in Chinese manuscripts dating to 8th century BCE, which state that the use of sugarcane originated in India.[8]
|
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+
|
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+
In the tradition of Indian medicine (āyurveda), the sugarcane is known by the name Ikṣu and the sugarcane juice is known as Phāṇita. Its varieties, synonyms and characteristics are defined in nighaṇṭus such as the Bhāvaprakāśa (1.6.23, group of sugarcanes).[9]
|
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+
Sugar remained relatively unimportant until the Indians discovered methods of turning sugarcane juice into granulated crystals that were easier to store and to transport.[10] Crystallized sugar was discovered by the time of the Imperial Guptas, around the 5th century CE.[10] In the local Indian language, these crystals were called khanda (Devanagari: खण्ड, Khaṇḍa), which is the source of the word candy.[11] Indian sailors, who carried clarified butter and sugar as supplies, introduced knowledge of sugar along the various trade routes they travelled.[10] Traveling Buddhist monks took sugar crystallization methods to China.[12] During the reign of Harsha (r. 606–647) in North India, Indian envoys in Tang China taught methods of cultivating sugarcane after Emperor Taizong of Tang (r. 626–649) made known his interest in sugar. China established its first sugarcane plantations in the seventh century.[13] Chinese documents confirm at least two missions to India, initiated in 647 CE, to obtain technology for sugar refining.[14] In the Indian subcontinent,[4] the Middle East and China, sugar became a staple of cooking and desserts.
|
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|
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+
Nearchus, admiral of Alexander of Macedonia, knew of sugar during the year 325 B.C., because of his participation in the campaign of India led by Alexander (Arrian, Anabasis).[15][16] The Greek physician Pedanius Dioscorides in the 1st century CE described sugar in his medical treatise De Materia Medica,[17] and Pliny the Elder, a 1st-century CE Roman, described sugar in his Natural History: "Sugar is made in Arabia as well, but Indian sugar is better. It is a kind of honey found in cane, white as gum, and it crunches between the teeth. It comes in lumps the size of a hazelnut. Sugar is used only for medical purposes."[18] Crusaders brought sugar back to Europe after their campaigns in the Holy Land, where they encountered caravans carrying "sweet salt". Early in the 12th century, Venice acquired some villages near Tyre and set up estates to produce sugar for export to Europe. It supplemented the use of honey, which had previously been the only available sweetener.[19] Crusade chronicler William of Tyre, writing in the late 12th century, described sugar as "very necessary for the use and health of mankind".[20] In the 15th century, Venice was the chief sugar refining and distribution center in Europe.[8]
|
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+
There was a drastic change in the mid-15th century, when Madeira and the Canary Islands were settled from Europe, and sugar grown there.[21] After this an "all-consuming passion for sugar ... swept through society" as it became far more easily available, though initially still very expensive.[22] By 1492, Madeira was producing over three million pounds weight of sugar annually.[23] Genoa, one of the centers of distribution, became known for candied fruit, while Venice specialized in pastries, sweets (candies), and sugar sculptures. Sugar was considered to have "valuable medicinal properties" as a "warm" food under prevailing categories, being "helpful to the stomach, to cure cold diseases, and sooth lung complaints".[24]
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+
A feast given in Tours in 1457 by Gaston de Foix, which is "probably the best and most complete account we have of a late medieval banquet" includes the first mention of sugar sculptures, as the final food brought in was "a heraldic menagerie sculpted in sugar: lions, stags, monkeys ... each holding in paw or beak the arms of the Hungarian king".[25] Other recorded grand feasts in the decades following included similar pieces.[26] Originally the sculptures seem to have been eaten in the meal, but later they become merely table decorations, the most elaborate called triomfi. Several significant sculptors are known to have produced them; in some cases their preliminary drawings survive. Early ones were in brown sugar, partly cast in molds, with the final touches carved. They continued to be used until at least the Coronation Banquet for Edward VII of the United Kingdom in 1903; among other sculptures every guest was given a sugar crown to take away.[27]
|
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+
In August 1492 Christopher Columbus picked up sugar cane in La Gomera in the Canary Islands, which he carried to the New World. This was the introduction of this plant.[28] The cuttings were planted and the first sugar-cane harvest in Hispaniola took place in 1501. Many sugar mills had been constructed in Cuba and Jamaica by the 1520s.[29] The Portuguese took sugar cane to Brazil. By 1540, there were 800 cane-sugar mills in Santa Catarina Island and another 2,000 on the north coast of Brazil, Demarara, and Surinam.
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Sugar was a luxury in Europe until the early 19th century, when it became more widely available, due to the rise of beet sugar in Prussia, and later in France under Napoleon.[30] Beet sugar was a German invention, since, in 1747, Andreas Sigismund Marggraf announced the discovery of sugar in beets and devised a method using alcohol to extract it.[31] Marggraf's student, Franz Karl Achard, devised an economical industrial method to extract the sugar in its pure form in the late 18th century.[32][33] Achard first produced beet sugar in 1783 in Kaulsdorf, and in 1801, the world's first beet sugar production facility was established in Cunern, Silesia (then part of Prussia).[34] The works of Marggraf and Achard were the starting point for the sugar industry in Europe,[35] and for the modern sugar industry in general, since sugar was no longer a luxury product and a product almost only produced in warmer climates.[36]
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Sugar became highly popular and by the 19th century, sugar came to be considered[by whom?] a necessity. This evolution of taste and demand for sugar as an essential food ingredient resulted in major economic and social changes.[37] Demand drove, in part, the colonization of tropical islands and areas where labor-intensive sugarcane plantations and sugar manufacturing could be successful. The demand for cheap labor to perform the labor-intensive cultivation and processing increased the demand for the slave trade from Africa (in particular West Africa).
|
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After slavery was abolished, the demand for workers in the British Caribbean colonies was filled by indentured laborers from Indian subcontinent (in particular India).[38][39][40] Millions of slave and indentured laborers were brought into the Caribbean and the Americas, Indian Ocean colonies, southeast Asia, Pacific Islands, and East Africa and Natal. Thus the modern ethnic mix of many nations that have been settled in the last two centuries has been influenced by the demand for sugar.[41][42][43]
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Sugar also led to some industrialization of areas where sugar cane was grown. For example, in the 1790s Lieutenant J. Paterson, of the Bengal establishment, promoted to the British Government the idea that sugar cane could grow in British India, where it had started, with many advantages and at less expense than in the West Indies. As a result, sugar factories were established in Bihar in eastern India.[44][45]
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During the Napoleonic Wars, sugar-beet production increased in continental Europe because of the difficulty of importing sugar when shipping was subject to blockade. By 1880 the sugar beet was the main source of sugar in Europe. It was also cultivated in Lincolnshire and other parts of England, although the United Kingdom continued to import the main part of its sugar from its colonies.[46]
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Until the late nineteenth century, sugar was purchased in loaves, which had to be cut using implements called sugar nips.[47] In later years, granulated sugar was more usually sold in bags. Sugar cubes were produced in the nineteenth century. The first inventor of a process to produce sugar in cube form was Moravian Jakub Kryštof Rad, director of a sugar company in Dačice. He began sugar-cube production after being granted a five-year patent for the process on January 23, 1843. Henry Tate of Tate & Lyle was another early manufacturer of sugar cubes at his refineries in Liverpool and London. Tate purchased a patent for sugar-cube manufacture from German Eugen Langen, who in 1872 had invented a different method of processing of sugar cubes.[48]
|
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Sugar was rationed during World War I and more sharply during World War II.[49][50][51][52][53] This led to the development and use of various artificial sweeteners.[49][54]
|
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+
|
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+
Scientifically, sugar loosely refers to a number of carbohydrates, such as monosaccharides, disaccharides, or oligosaccharides. Monosaccharides are also called "simple sugars", the most important being glucose. Most monosaccharides have a formula that conforms to CnH2nOn with n between 3 and 7 (deoxyribose being an exception). Glucose has the molecular formula C6H12O6. The names of typical sugars end with -ose, as in "glucose" and "fructose". Sometimes such words may also refer to any types of carbohydrates soluble in water. The acyclic mono- and disaccharides contain either aldehyde groups or ketone groups. These carbon-oxygen double bonds (C=O) are the reactive centers. All saccharides with more than one ring in their structure result from two or more monosaccharides joined by glycosidic bonds with the resultant loss of a molecule of water (H2O) per bond.[55]
|
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Monosaccharides in a closed-chain form can form glycosidic bonds with other monosaccharides, creating disaccharides (such as sucrose) and polysaccharides (such as starch). Enzymes must hydrolyze or otherwise break these glycosidic bonds before such compounds become metabolized. After digestion and absorption the principal monosaccharides present in the blood and internal tissues include glucose, fructose, and galactose. Many pentoses and hexoses can form ring structures. In these closed-chain forms, the aldehyde or ketone group remains non-free, so many of the reactions typical of these groups cannot occur. Glucose in solution exists mostly in the ring form at equilibrium, with less than 0.1% of the molecules in the open-chain form.[55]
|
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Biopolymers of sugars are common in nature. Through photosynthesis, plants produce glyceraldehyde-3-phosphate (G3P), a phosphated 3-carbon sugar that is used by the cell to make monosaccharides such as glucose (C6H12O6) or (as in cane and beet) sucrose (C12H22O11). Monosaccharides may be further converted into structural polysaccharides such as cellulose and pectin for cell wall construction or into energy reserves in the form of storage polysaccharides such as starch or inulin. Starch, consisting of two different polymers of glucose, is a readily degradable form of chemical energy stored by cells, and can be converted to other types of energy.[55] Another polymer of glucose is cellulose, which is a linear chain composed of several hundred or thousand glucose units. It is used by plants as a structural component in their cell walls. Humans can digest cellulose only to a very limited extent, though ruminants can do so with the help of symbiotic bacteria in their gut.[56] DNA and RNA are built up of the monosaccharides deoxyribose and ribose, respectively. Deoxyribose has the formula C5H10O4 and ribose the formula C5H10O5.[57]
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Because sugars burn easily when exposed to flame, the handling of sugars risks dust explosion. The risk of explosion is higher when the sugar has been milled to superfine texture, such as for use in chewing gum.[58] The 2008 Georgia sugar refinery explosion, which killed 14 people and injured 40, and destroyed most of the refinery, was caused by the ignition of sugar dust.
|
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In its culinary use, exposing sugar to heat causes caramelization. As the process occurs, volatile chemicals such as diacetyl are released, producing the characteristic caramel flavor.
|
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Fructose, galactose, and glucose are all simple sugars, monosaccharides, with the general formula C6H12O6. They have five hydroxyl groups (−OH) and a carbonyl group (C=O) and are cyclic when dissolved in water. They each exist as several isomers with dextro- and laevo-rotatory forms that cause polarized light to diverge to the right or the left.[59]
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Lactose, maltose, and sucrose are all compound sugars, disaccharides, with the general formula C12H22O11. They are formed by the combination of two monosaccharide molecules with the exclusion of a molecule of water.[59]
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The sugar contents of common fruits and vegetables are presented in Table 1.
|
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The fructose to fructose plus glucose ratio is calculated by including the fructose and glucose coming from the sucrose.
|
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In November 2019, scientists reported detecting, for the first time, sugar molecules, including ribose, in meteorites, suggesting that chemical processes on asteroids can produce some fundamentally essential bio-ingredients important to life, and supporting the notion of an RNA World prior to a DNA-based origin of life on Earth, and possibly, as well, the notion of panspermia.[66][67]
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Due to rising demand, sugar production in general increased some 14% over the period 2009 to 2018.[69] The largest importers were China, Indonesia, and the United States.[69]
|
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Global production of sugarcane in 2016 was 1.9 billion tonnes, with Brazil producing 41% of the world total and India 18% (table).
|
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Sugarcane refers to any of several species, or their hybrids, of giant grasses in the genus Saccharum in the family Poaceae. They have been cultivated in tropical climates in the Indian subcontinent and Southeast Asia over centuries for the sucrose found in their stems.[4] A great expansion in sugarcane production took place in the 18th century with the establishment of slave plantations in the Americas. The use of slavery for the labor-intensive process resulted in sugar production, enabling prices cheap enough for most people to buy. Mechanization reduced some labor needs, but in the 21st century, cultivation and production relied on low-wage laborers.
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Sugar cane requires a frost-free climate with sufficient rainfall during the growing season to make full use of the plant's substantial growth potential. The crop is harvested mechanically or by hand, chopped into lengths and conveyed rapidly to the processing plant (commonly known as a sugar mill) where it is either milled and the juice extracted with water or extracted by diffusion.[71] The juice is clarified with lime and heated to destroy enzymes. The resulting thin syrup is concentrated in a series of evaporators, after which further water is removed. The resulting supersaturated solution is seeded with sugar crystals, facilitating crystal formation and drying.[71] Molasses is a by-product of the process and the fiber from the stems, known as bagasse,[71] is burned to provide energy for the sugar extraction process. The crystals of raw sugar have a sticky brown coating and either can be used as they are, can be bleached by sulfur dioxide, or can be treated in a carbonatation process to produce a whiter product.[71] About 2,500 litres (660 US gal) of irrigation water is needed for every one kilogram (2.2 pounds) of sugar produced.[72]
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In 2016, global production of sugar beets was 277 million tonnes, led by Russia with 19% of the world total (table).
|
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|
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The sugar beet became a major source of sugar in the 19th century when methods for extracting the sugar became available. It is a biennial plant,[74] a cultivated variety of Beta vulgaris in the family Amaranthaceae, the tuberous root of which contains a high proportion of sucrose. It is cultivated as a root crop in temperate regions with adequate rainfall and requires a fertile soil. The crop is harvested mechanically in the autumn and the crown of leaves and excess soil removed. The roots do not deteriorate rapidly and may be left in the field for some weeks before being transported to the processing plant where the crop is washed and sliced, and the sugar extracted by diffusion.[75] Milk of lime is added to the raw juice with calcium carbonate. After water is evaporated by boiling the syrup under a vacuum, the syrup is cooled and seeded with sugar crystals. The white sugar that crystallizes can be separated in a centrifuge and dried, requiring no further refining.[75]
|
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Refined sugar is made from raw sugar that has undergone a refining process to remove the molasses.[76][77] Raw sugar is sucrose which is extracted from sugarcane or sugar beet. While raw sugar can be consumed, the refining process removes unwanted tastes and results in refined sugar or white sugar.[78][79]
|
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|
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The sugar may be transported in bulk to the country where it will be used and the refining process often takes place there. The first stage is known as affination and involves immersing the sugar crystals in a concentrated syrup that softens and removes the sticky brown coating without dissolving them. The crystals are then separated from the liquor and dissolved in water. The resulting syrup is treated either by a carbonatation or by a phosphatation process. Both involve the precipitation of a fine solid in the syrup and when this is filtered out, many of the impurities are removed at the same time. Removal of color is achieved by using either a granular activated carbon or an ion-exchange resin. The sugar syrup is concentrated by boiling and then cooled and seeded with sugar crystals, causing the sugar to crystallize out. The liquor is spun off in a centrifuge and the white crystals are dried in hot air and ready to be packaged or used. The surplus liquor is made into refiners' molasses.[80]
|
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|
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The International Commission for Uniform Methods of Sugar Analysis sets standards for the measurement of the purity of refined sugar, known as ICUMSA numbers; lower numbers indicate a higher level of purity in the refined sugar.[81]
|
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|
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Refined sugar is widely used for industrial needs for higher quality. Refined sugar is purer (ICUMSA below 300) than raw sugar (ICUMSA over 1,500).[82] The level of purity associated with the colors of sugar, expressed by standard number ICUMSA, the smaller ICUMSA numbers indicate the higher purity of sugar.[82]
|
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|
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Brown sugars are granulated sugars, either containing residual molasses, or with the grains deliberately coated with molasses to produce a light- or dark-colored sugar. They are used in baked goods, confectionery, and toffees.[85] Their darkness is due to the amount of molasses they contain. They may be classified based on their darkness or country of origin. For instance:[83]
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In most parts of the world, sugar is an important part of the human diet, making food more palatable and providing food energy. After cereals and vegetable oils, sugar derived from sugarcane and beet provided more kilocalories per capita per day on average than other food groups.[89] According to one source, per capita consumption of sugar in 2016 was highest in the United States, followed by Germany and the Netherlands.[90]
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Brown and white granulated sugar are 97% to nearly 100% carbohydrates, respectively, with less than 2% water, and no dietary fiber, protein or fat (table). Brown sugar contains a moderate amount of iron (15% of the Reference Daily Intake in a 100 gram amount, see table), but a typical serving of 4 grams (one teaspoon), would provide 15 calories and a negligible amount of iron or any other nutrient.[91] Because brown sugar contains 5–10% molasses reintroduced during processing, its value to some consumers is a richer flavor than white sugar.[92]
|
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+
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+
Sugar refiners and manufacturers of sugary foods and drinks have sought to influence medical research and public health recommendations,[93][94] with substantial and largely clandestine spending documented from the 1960s to 2016.[95][96][97][98] The results of research on the health effects of sugary food and drink differ significantly, depending on whether the researcher has financial ties to the food and drink industry.[99][100][101] A 2013 medical review concluded that "unhealthy commodity industries should have no role in the formation of national or international NCD [non-communicable disease] policy".[102]
|
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+
There have been similar efforts to steer coverage of sugar-related health information in popular media, including news media and social media.[103][104][105]
|
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+
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+
A 2003 World Health Organization technical report provided evidence that high intake of sugary drinks (including fruit juice) increased the risk of obesity by adding to overall energy intake.[106] By itself, sugar is not a factor causing obesity and metabolic syndrome, but rather – when over-consumed – is a component of unhealthy dietary behavior.[106] Meta-analyses showed that excessive consumption of sugar-sweetened beverages increased the risk of developing type 2 diabetes and metabolic syndrome – including weight gain and obesity – in adults and children.[107][108]
|
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+
|
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+
A 2019 meta-analysis found that sugar consumption does not improve mood, but can lower alertness and increase fatigue within an hour of consumption.[109] Some studies report evidence of causality between high consumption of refined sugar and hyperactivity.[110] One review of low-quality studies of children consuming high amounts of energy drinks showed association with higher rates of unhealthy behaviors, including smoking and alcohol abuse, and with hyperactivity and insomnia.[111]
|
99 |
+
|
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+
The 2003 WHO report stated that "Sugars are undoubtedly the most important dietary factor in the development of dental caries".[106] A review of human studies showed that the incidence of caries is lower when sugar intake is less than 10% of total energy consumed.[112]
|
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+
|
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+
The "empty calories" argument states that a diet high in added sugar will reduce consumption of foods that contain essential nutrients.[113] This nutrient displacement occurs if sugar makes up more than 25% of daily energy intake,[114] a proportion associated with poor diet quality and risk of obesity.[115] Displacement may occur at lower levels of consumption.[114]
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+
Claims have been made of a sugar–Alzheimer's disease connection, but there is inconclusive evidence that cognitive decline is related to dietary fructose or overall energy intake.[116][117]
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+
|
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+
The World Health Organization recommends that both adults and children reduce the intake of free sugars to less than 10% of total energy intake, and suggests a reduction to below 5%. "Free sugars" include monosaccharides and disaccharides added to foods, and sugars found in fruit juice and concentrates, as well as in honey and syrups. According to the WHO, "[t]hese recommendations were based on the totality of available evidence reviewed regarding the relationship between free sugars intake and body weight (low and moderate quality evidence) and dental caries (very low and moderate quality evidence)."[1]
|
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|
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+
On May 20, 2016, the U.S. Food and Drug Administration announced changes to the Nutrition Facts panel displayed on all foods, to be effective by July 2018. New to the panel is a requirement to list "Added sugars" by weight and as a percent of Daily Value (DV). For vitamins and minerals, the intent of DVs is to indicate how much should be consumed. For added sugars, the guidance is that 100% DV should not be exceeded. 100% DV is defined as 50 grams. For a person consuming 2000 calories a day, 50 grams is equal to 200 calories and thus 10% of total calories—the same guidance as the World Health Organization.[118] To put this in context, most 355 mL (12 US fl oz) cans of soda contain 39 grams of sugar. In the United States, a government survey on food consumption in 2013–2014 reported that, for men and women aged 20 and older, the average total sugar intakes—naturally occurring in foods and added—were, respectively, 125 and 99 g/day.[119]
|
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|
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+
Various culinary sugars have different densities due to differences in particle size and inclusion of moisture.
|
111 |
+
|
112 |
+
Domino Sugar gives the following weight to volume conversions (in United States customary units):[120]
|
113 |
+
|
114 |
+
The "Engineering Resources – Bulk Density Chart" published in Powder and Bulk gives different values for the bulk densities:[121]
|
115 |
+
|
116 |
+
|
117 |
+
|
118 |
+
Manufacturers of sugary products, such as soft drinks and candy, and the Sugar Research Foundation have been accused of trying to influence consumers and medical associations in the 1960s and 1970s by creating doubt about the potential health hazards of sucrose overconsumption, while promoting saturated fat as the main dietary risk factor in cardiovascular diseases.[95] In 2016, the criticism led to recommendations that diet policymakers emphasize the need for high-quality research that accounts for multiple biomarkers on development of cardiovascular diseases.[95]
|
119 |
+
|
120 |
+
Brown sugar crystals
|
121 |
+
|
122 |
+
Whole date sugar
|
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+
|
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+
Whole cane sugar (grey), vacuum-dried
|
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+
|
126 |
+
Whole cane sugar (brown), vacuum-dried
|
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+
|
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+
Raw crystals of unrefined, unbleached sugar
|
en/5531.html.txt
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1 |
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2 |
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|
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|
4 |
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|
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Sugar is the generic name for sweet-tasting, soluble carbohydrates, many of which are used in food. Table sugar, granulated sugar, or regular sugar, refers to sucrose, a disaccharide composed of glucose and fructose.
|
6 |
+
|
7 |
+
Simple sugars, also called monosaccharides, include glucose, fructose, and galactose. Compound sugars, also called disaccharides or double sugars, are molecules composed of two monosaccharides joined by a glycosidic bond. Common examples are sucrose (table sugar) (glucose + fructose), lactose (glucose + galactose), and maltose (two molecules of glucose). In the body, compound sugars are hydrolysed into simple sugars.
|
8 |
+
|
9 |
+
Longer chains of monosaccharides are not regarded as sugars, and are called oligosaccharides or polysaccharides. Some other chemical substances, such as glycerol and sugar alcohols, may have a sweet taste, but are not classified as sugar.
|
10 |
+
|
11 |
+
Sugars are found in the tissues of most plants. Honey and fruit are abundant natural sources of unbounded simple sugars. Sucrose is especially concentrated in sugarcane and sugar beet, making them ideal for efficient commercial extraction to make refined sugar. In 2016, the combined world production of those two crops was about two billion tonnes. Maltose may be produced by malting grain. Lactose is the only sugar that cannot be extracted from plants. It can only be found in milk, including human breast milk, and in some dairy products. A cheap source of sugar is corn syrup, industrially produced by converting corn starch into sugars, such as maltose, fructose and glucose.
|
12 |
+
|
13 |
+
Sucrose is used in prepared foods (e.g. cookies and cakes), is sometimes added to commercially available processed food and beverages, and may be used by people as a sweetener for foods (e.g. toast and cereal) and beverages (e.g. coffee and tea). The average person consumes about 24 kilograms (53 lb) of sugar each year, or 33.1 kilograms (73 lb) in developed countries, equivalent to over 260 food calories per day. As sugar consumption grew in the latter part of the 20th century, researchers began to examine whether a diet high in sugar, especially refined sugar, was damaging to human health. Excessive consumption of sugar has been implicated in the onset of obesity, diabetes, cardiovascular disease, dementia, and tooth decay. Numerous studies have tried to clarify those implications, but with varying results, mainly because of the difficulty of finding populations for use as controls that consume little or no sugar. In 2015, the World Health Organization recommended that adults and children reduce their intake of free sugars to less than 10%, and encouraged a reduction to below 5%, of their total energy intake.[1]
|
14 |
+
|
15 |
+
The etymology reflects the spread of the commodity. From Sanskrit (śarkarā), meaning "ground or candied sugar", came Persian shakar, then to 12th century French sucre and the English sugar.[2]
|
16 |
+
|
17 |
+
The English word jaggery, a coarse brown sugar made from date palm sap or sugarcane juice, has a similar etymological origin: Portuguese jágara from the Malayalam cakkarā, which is from the Sanskrit śarkarā.[3]
|
18 |
+
|
19 |
+
Sugar has been produced in the Indian subcontinent[4] since ancient times and its cultivation spread from there into modern-day Afghanistan through the Khyber Pass.[5] It was not plentiful nor cheap in early times, and in most parts of the world, honey was more often used for sweetening. Originally, people chewed raw sugarcane to extract its sweetness. Sugarcane was a native of tropical Indian subcontinent (South Asia) and Southeast Asia.[4][6]
|
20 |
+
|
21 |
+
Different species seem to have originated from different locations with Saccharum barberi originating in India and S. edule and S. officinarum coming from New Guinea.[6][7] One of the earliest historical references to sugarcane is in Chinese manuscripts dating to 8th century BCE, which state that the use of sugarcane originated in India.[8]
|
22 |
+
|
23 |
+
In the tradition of Indian medicine (āyurveda), the sugarcane is known by the name Ikṣu and the sugarcane juice is known as Phāṇita. Its varieties, synonyms and characteristics are defined in nighaṇṭus such as the Bhāvaprakāśa (1.6.23, group of sugarcanes).[9]
|
24 |
+
Sugar remained relatively unimportant until the Indians discovered methods of turning sugarcane juice into granulated crystals that were easier to store and to transport.[10] Crystallized sugar was discovered by the time of the Imperial Guptas, around the 5th century CE.[10] In the local Indian language, these crystals were called khanda (Devanagari: खण्ड, Khaṇḍa), which is the source of the word candy.[11] Indian sailors, who carried clarified butter and sugar as supplies, introduced knowledge of sugar along the various trade routes they travelled.[10] Traveling Buddhist monks took sugar crystallization methods to China.[12] During the reign of Harsha (r. 606–647) in North India, Indian envoys in Tang China taught methods of cultivating sugarcane after Emperor Taizong of Tang (r. 626–649) made known his interest in sugar. China established its first sugarcane plantations in the seventh century.[13] Chinese documents confirm at least two missions to India, initiated in 647 CE, to obtain technology for sugar refining.[14] In the Indian subcontinent,[4] the Middle East and China, sugar became a staple of cooking and desserts.
|
25 |
+
|
26 |
+
Nearchus, admiral of Alexander of Macedonia, knew of sugar during the year 325 B.C., because of his participation in the campaign of India led by Alexander (Arrian, Anabasis).[15][16] The Greek physician Pedanius Dioscorides in the 1st century CE described sugar in his medical treatise De Materia Medica,[17] and Pliny the Elder, a 1st-century CE Roman, described sugar in his Natural History: "Sugar is made in Arabia as well, but Indian sugar is better. It is a kind of honey found in cane, white as gum, and it crunches between the teeth. It comes in lumps the size of a hazelnut. Sugar is used only for medical purposes."[18] Crusaders brought sugar back to Europe after their campaigns in the Holy Land, where they encountered caravans carrying "sweet salt". Early in the 12th century, Venice acquired some villages near Tyre and set up estates to produce sugar for export to Europe. It supplemented the use of honey, which had previously been the only available sweetener.[19] Crusade chronicler William of Tyre, writing in the late 12th century, described sugar as "very necessary for the use and health of mankind".[20] In the 15th century, Venice was the chief sugar refining and distribution center in Europe.[8]
|
27 |
+
|
28 |
+
There was a drastic change in the mid-15th century, when Madeira and the Canary Islands were settled from Europe, and sugar grown there.[21] After this an "all-consuming passion for sugar ... swept through society" as it became far more easily available, though initially still very expensive.[22] By 1492, Madeira was producing over three million pounds weight of sugar annually.[23] Genoa, one of the centers of distribution, became known for candied fruit, while Venice specialized in pastries, sweets (candies), and sugar sculptures. Sugar was considered to have "valuable medicinal properties" as a "warm" food under prevailing categories, being "helpful to the stomach, to cure cold diseases, and sooth lung complaints".[24]
|
29 |
+
|
30 |
+
A feast given in Tours in 1457 by Gaston de Foix, which is "probably the best and most complete account we have of a late medieval banquet" includes the first mention of sugar sculptures, as the final food brought in was "a heraldic menagerie sculpted in sugar: lions, stags, monkeys ... each holding in paw or beak the arms of the Hungarian king".[25] Other recorded grand feasts in the decades following included similar pieces.[26] Originally the sculptures seem to have been eaten in the meal, but later they become merely table decorations, the most elaborate called triomfi. Several significant sculptors are known to have produced them; in some cases their preliminary drawings survive. Early ones were in brown sugar, partly cast in molds, with the final touches carved. They continued to be used until at least the Coronation Banquet for Edward VII of the United Kingdom in 1903; among other sculptures every guest was given a sugar crown to take away.[27]
|
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+
|
32 |
+
In August 1492 Christopher Columbus picked up sugar cane in La Gomera in the Canary Islands, which he carried to the New World. This was the introduction of this plant.[28] The cuttings were planted and the first sugar-cane harvest in Hispaniola took place in 1501. Many sugar mills had been constructed in Cuba and Jamaica by the 1520s.[29] The Portuguese took sugar cane to Brazil. By 1540, there were 800 cane-sugar mills in Santa Catarina Island and another 2,000 on the north coast of Brazil, Demarara, and Surinam.
|
33 |
+
|
34 |
+
Sugar was a luxury in Europe until the early 19th century, when it became more widely available, due to the rise of beet sugar in Prussia, and later in France under Napoleon.[30] Beet sugar was a German invention, since, in 1747, Andreas Sigismund Marggraf announced the discovery of sugar in beets and devised a method using alcohol to extract it.[31] Marggraf's student, Franz Karl Achard, devised an economical industrial method to extract the sugar in its pure form in the late 18th century.[32][33] Achard first produced beet sugar in 1783 in Kaulsdorf, and in 1801, the world's first beet sugar production facility was established in Cunern, Silesia (then part of Prussia).[34] The works of Marggraf and Achard were the starting point for the sugar industry in Europe,[35] and for the modern sugar industry in general, since sugar was no longer a luxury product and a product almost only produced in warmer climates.[36]
|
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+
|
36 |
+
Sugar became highly popular and by the 19th century, sugar came to be considered[by whom?] a necessity. This evolution of taste and demand for sugar as an essential food ingredient resulted in major economic and social changes.[37] Demand drove, in part, the colonization of tropical islands and areas where labor-intensive sugarcane plantations and sugar manufacturing could be successful. The demand for cheap labor to perform the labor-intensive cultivation and processing increased the demand for the slave trade from Africa (in particular West Africa).
|
37 |
+
|
38 |
+
After slavery was abolished, the demand for workers in the British Caribbean colonies was filled by indentured laborers from Indian subcontinent (in particular India).[38][39][40] Millions of slave and indentured laborers were brought into the Caribbean and the Americas, Indian Ocean colonies, southeast Asia, Pacific Islands, and East Africa and Natal. Thus the modern ethnic mix of many nations that have been settled in the last two centuries has been influenced by the demand for sugar.[41][42][43]
|
39 |
+
|
40 |
+
Sugar also led to some industrialization of areas where sugar cane was grown. For example, in the 1790s Lieutenant J. Paterson, of the Bengal establishment, promoted to the British Government the idea that sugar cane could grow in British India, where it had started, with many advantages and at less expense than in the West Indies. As a result, sugar factories were established in Bihar in eastern India.[44][45]
|
41 |
+
During the Napoleonic Wars, sugar-beet production increased in continental Europe because of the difficulty of importing sugar when shipping was subject to blockade. By 1880 the sugar beet was the main source of sugar in Europe. It was also cultivated in Lincolnshire and other parts of England, although the United Kingdom continued to import the main part of its sugar from its colonies.[46]
|
42 |
+
|
43 |
+
Until the late nineteenth century, sugar was purchased in loaves, which had to be cut using implements called sugar nips.[47] In later years, granulated sugar was more usually sold in bags. Sugar cubes were produced in the nineteenth century. The first inventor of a process to produce sugar in cube form was Moravian Jakub Kryštof Rad, director of a sugar company in Dačice. He began sugar-cube production after being granted a five-year patent for the process on January 23, 1843. Henry Tate of Tate & Lyle was another early manufacturer of sugar cubes at his refineries in Liverpool and London. Tate purchased a patent for sugar-cube manufacture from German Eugen Langen, who in 1872 had invented a different method of processing of sugar cubes.[48]
|
44 |
+
|
45 |
+
Sugar was rationed during World War I and more sharply during World War II.[49][50][51][52][53] This led to the development and use of various artificial sweeteners.[49][54]
|
46 |
+
|
47 |
+
Scientifically, sugar loosely refers to a number of carbohydrates, such as monosaccharides, disaccharides, or oligosaccharides. Monosaccharides are also called "simple sugars", the most important being glucose. Most monosaccharides have a formula that conforms to CnH2nOn with n between 3 and 7 (deoxyribose being an exception). Glucose has the molecular formula C6H12O6. The names of typical sugars end with -ose, as in "glucose" and "fructose". Sometimes such words may also refer to any types of carbohydrates soluble in water. The acyclic mono- and disaccharides contain either aldehyde groups or ketone groups. These carbon-oxygen double bonds (C=O) are the reactive centers. All saccharides with more than one ring in their structure result from two or more monosaccharides joined by glycosidic bonds with the resultant loss of a molecule of water (H2O) per bond.[55]
|
48 |
+
|
49 |
+
Monosaccharides in a closed-chain form can form glycosidic bonds with other monosaccharides, creating disaccharides (such as sucrose) and polysaccharides (such as starch). Enzymes must hydrolyze or otherwise break these glycosidic bonds before such compounds become metabolized. After digestion and absorption the principal monosaccharides present in the blood and internal tissues include glucose, fructose, and galactose. Many pentoses and hexoses can form ring structures. In these closed-chain forms, the aldehyde or ketone group remains non-free, so many of the reactions typical of these groups cannot occur. Glucose in solution exists mostly in the ring form at equilibrium, with less than 0.1% of the molecules in the open-chain form.[55]
|
50 |
+
|
51 |
+
Biopolymers of sugars are common in nature. Through photosynthesis, plants produce glyceraldehyde-3-phosphate (G3P), a phosphated 3-carbon sugar that is used by the cell to make monosaccharides such as glucose (C6H12O6) or (as in cane and beet) sucrose (C12H22O11). Monosaccharides may be further converted into structural polysaccharides such as cellulose and pectin for cell wall construction or into energy reserves in the form of storage polysaccharides such as starch or inulin. Starch, consisting of two different polymers of glucose, is a readily degradable form of chemical energy stored by cells, and can be converted to other types of energy.[55] Another polymer of glucose is cellulose, which is a linear chain composed of several hundred or thousand glucose units. It is used by plants as a structural component in their cell walls. Humans can digest cellulose only to a very limited extent, though ruminants can do so with the help of symbiotic bacteria in their gut.[56] DNA and RNA are built up of the monosaccharides deoxyribose and ribose, respectively. Deoxyribose has the formula C5H10O4 and ribose the formula C5H10O5.[57]
|
52 |
+
|
53 |
+
Because sugars burn easily when exposed to flame, the handling of sugars risks dust explosion. The risk of explosion is higher when the sugar has been milled to superfine texture, such as for use in chewing gum.[58] The 2008 Georgia sugar refinery explosion, which killed 14 people and injured 40, and destroyed most of the refinery, was caused by the ignition of sugar dust.
|
54 |
+
|
55 |
+
In its culinary use, exposing sugar to heat causes caramelization. As the process occurs, volatile chemicals such as diacetyl are released, producing the characteristic caramel flavor.
|
56 |
+
|
57 |
+
Fructose, galactose, and glucose are all simple sugars, monosaccharides, with the general formula C6H12O6. They have five hydroxyl groups (−OH) and a carbonyl group (C=O) and are cyclic when dissolved in water. They each exist as several isomers with dextro- and laevo-rotatory forms that cause polarized light to diverge to the right or the left.[59]
|
58 |
+
|
59 |
+
Lactose, maltose, and sucrose are all compound sugars, disaccharides, with the general formula C12H22O11. They are formed by the combination of two monosaccharide molecules with the exclusion of a molecule of water.[59]
|
60 |
+
|
61 |
+
The sugar contents of common fruits and vegetables are presented in Table 1.
|
62 |
+
The fructose to fructose plus glucose ratio is calculated by including the fructose and glucose coming from the sucrose.
|
63 |
+
|
64 |
+
In November 2019, scientists reported detecting, for the first time, sugar molecules, including ribose, in meteorites, suggesting that chemical processes on asteroids can produce some fundamentally essential bio-ingredients important to life, and supporting the notion of an RNA World prior to a DNA-based origin of life on Earth, and possibly, as well, the notion of panspermia.[66][67]
|
65 |
+
|
66 |
+
Due to rising demand, sugar production in general increased some 14% over the period 2009 to 2018.[69] The largest importers were China, Indonesia, and the United States.[69]
|
67 |
+
|
68 |
+
Global production of sugarcane in 2016 was 1.9 billion tonnes, with Brazil producing 41% of the world total and India 18% (table).
|
69 |
+
|
70 |
+
Sugarcane refers to any of several species, or their hybrids, of giant grasses in the genus Saccharum in the family Poaceae. They have been cultivated in tropical climates in the Indian subcontinent and Southeast Asia over centuries for the sucrose found in their stems.[4] A great expansion in sugarcane production took place in the 18th century with the establishment of slave plantations in the Americas. The use of slavery for the labor-intensive process resulted in sugar production, enabling prices cheap enough for most people to buy. Mechanization reduced some labor needs, but in the 21st century, cultivation and production relied on low-wage laborers.
|
71 |
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|
72 |
+
Sugar cane requires a frost-free climate with sufficient rainfall during the growing season to make full use of the plant's substantial growth potential. The crop is harvested mechanically or by hand, chopped into lengths and conveyed rapidly to the processing plant (commonly known as a sugar mill) where it is either milled and the juice extracted with water or extracted by diffusion.[71] The juice is clarified with lime and heated to destroy enzymes. The resulting thin syrup is concentrated in a series of evaporators, after which further water is removed. The resulting supersaturated solution is seeded with sugar crystals, facilitating crystal formation and drying.[71] Molasses is a by-product of the process and the fiber from the stems, known as bagasse,[71] is burned to provide energy for the sugar extraction process. The crystals of raw sugar have a sticky brown coating and either can be used as they are, can be bleached by sulfur dioxide, or can be treated in a carbonatation process to produce a whiter product.[71] About 2,500 litres (660 US gal) of irrigation water is needed for every one kilogram (2.2 pounds) of sugar produced.[72]
|
73 |
+
|
74 |
+
In 2016, global production of sugar beets was 277 million tonnes, led by Russia with 19% of the world total (table).
|
75 |
+
|
76 |
+
The sugar beet became a major source of sugar in the 19th century when methods for extracting the sugar became available. It is a biennial plant,[74] a cultivated variety of Beta vulgaris in the family Amaranthaceae, the tuberous root of which contains a high proportion of sucrose. It is cultivated as a root crop in temperate regions with adequate rainfall and requires a fertile soil. The crop is harvested mechanically in the autumn and the crown of leaves and excess soil removed. The roots do not deteriorate rapidly and may be left in the field for some weeks before being transported to the processing plant where the crop is washed and sliced, and the sugar extracted by diffusion.[75] Milk of lime is added to the raw juice with calcium carbonate. After water is evaporated by boiling the syrup under a vacuum, the syrup is cooled and seeded with sugar crystals. The white sugar that crystallizes can be separated in a centrifuge and dried, requiring no further refining.[75]
|
77 |
+
|
78 |
+
Refined sugar is made from raw sugar that has undergone a refining process to remove the molasses.[76][77] Raw sugar is sucrose which is extracted from sugarcane or sugar beet. While raw sugar can be consumed, the refining process removes unwanted tastes and results in refined sugar or white sugar.[78][79]
|
79 |
+
|
80 |
+
The sugar may be transported in bulk to the country where it will be used and the refining process often takes place there. The first stage is known as affination and involves immersing the sugar crystals in a concentrated syrup that softens and removes the sticky brown coating without dissolving them. The crystals are then separated from the liquor and dissolved in water. The resulting syrup is treated either by a carbonatation or by a phosphatation process. Both involve the precipitation of a fine solid in the syrup and when this is filtered out, many of the impurities are removed at the same time. Removal of color is achieved by using either a granular activated carbon or an ion-exchange resin. The sugar syrup is concentrated by boiling and then cooled and seeded with sugar crystals, causing the sugar to crystallize out. The liquor is spun off in a centrifuge and the white crystals are dried in hot air and ready to be packaged or used. The surplus liquor is made into refiners' molasses.[80]
|
81 |
+
|
82 |
+
The International Commission for Uniform Methods of Sugar Analysis sets standards for the measurement of the purity of refined sugar, known as ICUMSA numbers; lower numbers indicate a higher level of purity in the refined sugar.[81]
|
83 |
+
|
84 |
+
Refined sugar is widely used for industrial needs for higher quality. Refined sugar is purer (ICUMSA below 300) than raw sugar (ICUMSA over 1,500).[82] The level of purity associated with the colors of sugar, expressed by standard number ICUMSA, the smaller ICUMSA numbers indicate the higher purity of sugar.[82]
|
85 |
+
|
86 |
+
Brown sugars are granulated sugars, either containing residual molasses, or with the grains deliberately coated with molasses to produce a light- or dark-colored sugar. They are used in baked goods, confectionery, and toffees.[85] Their darkness is due to the amount of molasses they contain. They may be classified based on their darkness or country of origin. For instance:[83]
|
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+
|
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+
In most parts of the world, sugar is an important part of the human diet, making food more palatable and providing food energy. After cereals and vegetable oils, sugar derived from sugarcane and beet provided more kilocalories per capita per day on average than other food groups.[89] According to one source, per capita consumption of sugar in 2016 was highest in the United States, followed by Germany and the Netherlands.[90]
|
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+
|
90 |
+
Brown and white granulated sugar are 97% to nearly 100% carbohydrates, respectively, with less than 2% water, and no dietary fiber, protein or fat (table). Brown sugar contains a moderate amount of iron (15% of the Reference Daily Intake in a 100 gram amount, see table), but a typical serving of 4 grams (one teaspoon), would provide 15 calories and a negligible amount of iron or any other nutrient.[91] Because brown sugar contains 5–10% molasses reintroduced during processing, its value to some consumers is a richer flavor than white sugar.[92]
|
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+
|
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+
Sugar refiners and manufacturers of sugary foods and drinks have sought to influence medical research and public health recommendations,[93][94] with substantial and largely clandestine spending documented from the 1960s to 2016.[95][96][97][98] The results of research on the health effects of sugary food and drink differ significantly, depending on whether the researcher has financial ties to the food and drink industry.[99][100][101] A 2013 medical review concluded that "unhealthy commodity industries should have no role in the formation of national or international NCD [non-communicable disease] policy".[102]
|
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+
|
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+
There have been similar efforts to steer coverage of sugar-related health information in popular media, including news media and social media.[103][104][105]
|
95 |
+
|
96 |
+
A 2003 World Health Organization technical report provided evidence that high intake of sugary drinks (including fruit juice) increased the risk of obesity by adding to overall energy intake.[106] By itself, sugar is not a factor causing obesity and metabolic syndrome, but rather – when over-consumed – is a component of unhealthy dietary behavior.[106] Meta-analyses showed that excessive consumption of sugar-sweetened beverages increased the risk of developing type 2 diabetes and metabolic syndrome – including weight gain and obesity – in adults and children.[107][108]
|
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+
|
98 |
+
A 2019 meta-analysis found that sugar consumption does not improve mood, but can lower alertness and increase fatigue within an hour of consumption.[109] Some studies report evidence of causality between high consumption of refined sugar and hyperactivity.[110] One review of low-quality studies of children consuming high amounts of energy drinks showed association with higher rates of unhealthy behaviors, including smoking and alcohol abuse, and with hyperactivity and insomnia.[111]
|
99 |
+
|
100 |
+
The 2003 WHO report stated that "Sugars are undoubtedly the most important dietary factor in the development of dental caries".[106] A review of human studies showed that the incidence of caries is lower when sugar intake is less than 10% of total energy consumed.[112]
|
101 |
+
|
102 |
+
The "empty calories" argument states that a diet high in added sugar will reduce consumption of foods that contain essential nutrients.[113] This nutrient displacement occurs if sugar makes up more than 25% of daily energy intake,[114] a proportion associated with poor diet quality and risk of obesity.[115] Displacement may occur at lower levels of consumption.[114]
|
103 |
+
|
104 |
+
Claims have been made of a sugar–Alzheimer's disease connection, but there is inconclusive evidence that cognitive decline is related to dietary fructose or overall energy intake.[116][117]
|
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+
|
106 |
+
The World Health Organization recommends that both adults and children reduce the intake of free sugars to less than 10% of total energy intake, and suggests a reduction to below 5%. "Free sugars" include monosaccharides and disaccharides added to foods, and sugars found in fruit juice and concentrates, as well as in honey and syrups. According to the WHO, "[t]hese recommendations were based on the totality of available evidence reviewed regarding the relationship between free sugars intake and body weight (low and moderate quality evidence) and dental caries (very low and moderate quality evidence)."[1]
|
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|
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+
On May 20, 2016, the U.S. Food and Drug Administration announced changes to the Nutrition Facts panel displayed on all foods, to be effective by July 2018. New to the panel is a requirement to list "Added sugars" by weight and as a percent of Daily Value (DV). For vitamins and minerals, the intent of DVs is to indicate how much should be consumed. For added sugars, the guidance is that 100% DV should not be exceeded. 100% DV is defined as 50 grams. For a person consuming 2000 calories a day, 50 grams is equal to 200 calories and thus 10% of total calories—the same guidance as the World Health Organization.[118] To put this in context, most 355 mL (12 US fl oz) cans of soda contain 39 grams of sugar. In the United States, a government survey on food consumption in 2013–2014 reported that, for men and women aged 20 and older, the average total sugar intakes—naturally occurring in foods and added—were, respectively, 125 and 99 g/day.[119]
|
109 |
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|
110 |
+
Various culinary sugars have different densities due to differences in particle size and inclusion of moisture.
|
111 |
+
|
112 |
+
Domino Sugar gives the following weight to volume conversions (in United States customary units):[120]
|
113 |
+
|
114 |
+
The "Engineering Resources – Bulk Density Chart" published in Powder and Bulk gives different values for the bulk densities:[121]
|
115 |
+
|
116 |
+
|
117 |
+
|
118 |
+
Manufacturers of sugary products, such as soft drinks and candy, and the Sugar Research Foundation have been accused of trying to influence consumers and medical associations in the 1960s and 1970s by creating doubt about the potential health hazards of sucrose overconsumption, while promoting saturated fat as the main dietary risk factor in cardiovascular diseases.[95] In 2016, the criticism led to recommendations that diet policymakers emphasize the need for high-quality research that accounts for multiple biomarkers on development of cardiovascular diseases.[95]
|
119 |
+
|
120 |
+
Brown sugar crystals
|
121 |
+
|
122 |
+
Whole date sugar
|
123 |
+
|
124 |
+
Whole cane sugar (grey), vacuum-dried
|
125 |
+
|
126 |
+
Whole cane sugar (brown), vacuum-dried
|
127 |
+
|
128 |
+
Raw crystals of unrefined, unbleached sugar
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|
1 |
+
|
2 |
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|
3 |
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Digestion is the breakdown of large insoluble food molecules into small water-soluble food molecules so that they can be absorbed into the watery blood plasma. In certain organisms, these smaller substances are absorbed through the small intestine into the blood stream. Digestion is a form of catabolism that is often divided into two processes based on how food is broken down: mechanical and chemical digestion. The term mechanical digestion refers to the physical breakdown of large pieces of food into smaller pieces which can subsequently be accessed by digestive enzymes. In chemical digestion, enzymes break down food into the small molecules the body can use.
|
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|
5 |
+
In the human digestive system, food enters the mouth and mechanical digestion of the food starts by the action of mastication (chewing), a form of mechanical digestion, and the wetting contact of saliva. Saliva, a liquid secreted by the salivary glands, contains salivary amylase, an enzyme which starts the digestion of starch in the food; the saliva also contains mucus, which lubricates the food, and hydrogen carbonate, which provides the ideal conditions of pH (alkaline) for amylase to work. After undergoing mastication and starch digestion, the food will be in the form of a small, round slurry mass called a bolus. It will then travel down the esophagus and into the stomach by the action of peristalsis. Gastric juice in the stomach starts protein digestion. Gastric juice mainly contains hydrochloric acid and pepsin. In infants and toddlers gastric juice also contains rennin. As the first two chemicals may damage the stomach wall, mucus is secreted by the stomach, providing a slimy layer that acts as a shield against the damaging effects of the chemicals. At the same time protein digestion is occurring, mechanical mixing occurs by peristalsis, which is waves of muscular contractions that move along the stomach wall. This allows the mass of food to further mix with the digestive enzymes.
|
6 |
+
|
7 |
+
After some time (typically 1–2 hours in humans, 4–6 hours in dogs, 3–4 hours in house cats),[citation needed] the resulting thick liquid is called chyme. When the pyloric sphincter valve opens, chyme enters the duodenum where it mixes with digestive enzymes from the pancreas and bile juice from the liver and then passes through the small intestine, in which digestion continues. When the chyme is fully digested, it is absorbed into the blood. 95% of nutrient absorption occurs in the small intestine. Water and minerals are reabsorbed back into the blood in the colon (large intestine) where the pH is slightly acidic about 5.6 ~ 6.9. Some vitamins, such as biotin and vitamin K (K2MK7) produced by bacteria in the colon are also absorbed into the blood in the colon. Waste material is eliminated from the rectum during defecation.[1]
|
8 |
+
|
9 |
+
Digestive systems take many forms. There is a fundamental distinction between internal and external digestion. External digestion developed earlier in evolutionary history, and most fungi still rely on it.[2] In this process, enzymes are secreted into the environment surrounding the organism, where they break down an organic material, and some of the products diffuse back to the organism. Animals have a tube (gastrointestinal tract) in which internal digestion occurs, which is more efficient because more of the broken down products can be captured, and the internal chemical environment can be more efficiently controlled.[3]
|
10 |
+
|
11 |
+
Some organisms, including nearly all spiders, simply secrete biotoxins and digestive chemicals (e.g., enzymes) into the extracellular environment prior to ingestion of the consequent "soup". In others, once potential nutrients or food is inside the organism, digestion can be conducted to a vesicle or a sac-like structure, through a tube, or through several specialized organs aimed at making the absorption of nutrients more efficient.
|
12 |
+
|
13 |
+
Bacteria use several systems to obtain nutrients from other organisms in the environments.
|
14 |
+
|
15 |
+
In a channel transupport system, several proteins form a contiguous channel traversing the inner and outer membranes of the bacteria. It is a simple system, which consists of only three protein subunits: the ABC protein, membrane fusion protein (MFP), and outer membrane protein (OMP)[specify]. This secretion system transports various molecules, from ions, drugs, to proteins of various sizes (20–900 kDa). The molecules secreted vary in size from the small Escherichia coli peptide colicin V, (10 kDa) to the Pseudomonas fluorescens cell adhesion protein LapA of 900 kDa.[4]
|
16 |
+
|
17 |
+
A type III secretion system means that a molecular syringe is used through which a bacterium (e.g. certain types of Salmonella, Shigella, Yersinia) can inject nutrients into protist cells. One such mechanism was first discovered in Y. pestis and showed that toxins could be injected directly from the bacterial cytoplasm into the cytoplasm of its host's cells rather than simply be secreted into the extracellular medium.[5]
|
18 |
+
|
19 |
+
The conjugation machinery of some bacteria (and archaeal flagella) is capable of transporting both DNA and proteins. It was discovered in Agrobacterium tumefaciens, which uses this system to introduce the Ti plasmid and proteins into the host, which develops the crown gall (tumor).[6] The VirB complex of Agrobacterium tumefaciens is the prototypic system.[7]
|
20 |
+
|
21 |
+
The nitrogen fixing Rhizobia are an interesting case, wherein conjugative elements naturally engage in inter-kingdom conjugation. Such elements as the Agrobacterium Ti or Ri plasmids contain elements that can transfer to plant cells. Transferred genes enter the plant cell nucleus and effectively transform the plant cells into factories for the production of opines, which the bacteria use as carbon and energy sources. Infected plant cells form crown gall or root tumors. The Ti and Ri plasmids are thus endosymbionts of the bacteria, which are in turn endosymbionts (or parasites) of the infected plant.
|
22 |
+
|
23 |
+
The Ti and Ri plasmids are themselves conjugative. Ti and Ri transfer between bacteria uses an independent system (the tra, or transfer, operon) from that for inter-kingdom transfer (the vir, or virulence, operon). Such transfer creates virulent strains from previously avirulent Agrobacteria.
|
24 |
+
|
25 |
+
In addition to the use of the multiprotein complexes listed above, Gram-negative bacteria possess another method for release of material: the formation of outer membrane vesicles.[8][9] Portions of the outer membrane pinch off, forming spherical structures made of a lipid bilayer enclosing periplasmic materials. Vesicles from a number of bacterial species have been found to contain virulence factors, some have immunomodulatory effects, and some can directly adhere to and intoxicate host cells. While release of vesicles has been demonstrated as a general response to stress conditions, the process of loading cargo proteins seems to be selective.[10]
|
26 |
+
|
27 |
+
The gastrovascular cavity functions as a stomach in both digestion and the distribution of nutrients to all parts of the body. Extracellular digestion takes place within this central cavity, which is lined with the gastrodermis, the internal layer of epithelium. This cavity has only one opening to the outside that functions as both a mouth and an anus: waste and undigested matter is excreted through the mouth/anus, which can be described as an incomplete gut.
|
28 |
+
|
29 |
+
In a plant such as the Venus Flytrap that can make its own food through photosynthesis, it does not eat and digest its prey for the traditional objectives of harvesting energy and carbon, but mines prey primarily for essential nutrients (nitrogen and phosphorus in particular) that are in short supply in its boggy, acidic habitat.[11]
|
30 |
+
|
31 |
+
A phagosome is a vacuole formed around a particle absorbed by phagocytosis. The vacuole is formed by the fusion of the cell membrane around the particle. A phagosome is a cellular compartment in which pathogenic microorganisms can be killed and digested. Phagosomes fuse with lysosomes in their maturation process, forming phagolysosomes. In humans, Entamoeba histolytica can phagocytose red blood cells.[12]
|
32 |
+
|
33 |
+
To aid in the digestion of their food animals evolved organs such as beaks, tongues, teeth, a crop, gizzard, and others.
|
34 |
+
|
35 |
+
Birds have bony beaks that are specialised according to the bird's ecological niche. For example, macaws primarily eat seeds, nuts, and fruit, using their impressive beaks to open even the toughest seed. First they scratch a thin line with the sharp point of the beak, then they shear the seed open with the sides of the beak.
|
36 |
+
|
37 |
+
The mouth of the squid is equipped with a sharp horny beak mainly made of cross-linked proteins. It is used to kill and tear prey into manageable pieces. The beak is very robust, but does not contain any minerals, unlike the teeth and jaws of many other organisms, including marine species.[13] The beak is the only indigestible part of the squid.
|
38 |
+
|
39 |
+
The tongue is skeletal muscle on the floor of the mouth of most vertebrates, that manipulates food for chewing (mastication) and swallowing (deglutition). It is sensitive and kept moist by saliva. The underside of the tongue is covered with a smooth mucous membrane. The tongue also has a touch sense for locating and positioning food particles that require further chewing. The tongue is utilized to roll food particles into a bolus before being transported down the esophagus through peristalsis.
|
40 |
+
|
41 |
+
The sublingual region underneath the front of the tongue is a location where the oral mucosa is very thin, and underlain by a plexus of veins. This is an ideal location for introducing certain medications to the body. The sublingual route takes advantage of the highly vascular quality of the oral cavity, and allows for the speedy application of medication into the cardiovascular system, bypassing the gastrointestinal tract.
|
42 |
+
|
43 |
+
Teeth (singular tooth) are small whitish structures found in the jaws (or mouths) of many vertebrates that are used to tear, scrape, milk and chew food. Teeth are not made of bone, but rather of tissues of varying density and hardness, such as enamel, dentine and cementum. Human teeth have a blood and nerve supply which enables proprioception. This is the ability of sensation when chewing, for example if we were to bite into something too hard for our teeth, such as a chipped plate mixed in food, our teeth send a message to our brain and we realise that it cannot be chewed, so we stop trying.
|
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+
|
45 |
+
The shapes, sizes and numbers of types of animals' teeth are related to their diets. For example, herbivores have a number of molars which are used to grind plant matter, which is difficult to digest. Carnivores have canine teeth which are used to kill and tear meat.
|
46 |
+
|
47 |
+
A crop, or croup, is a thin-walled expanded portion of the alimentary tract used for the storage of food prior to digestion. In some birds it is an expanded, muscular pouch near the gullet or throat. In adult doves and pigeons, the crop can produce crop milk to feed newly hatched birds.[14]
|
48 |
+
|
49 |
+
Certain insects may have a crop or enlarged esophagus.
|
50 |
+
|
51 |
+
Herbivores have evolved cecums (or an abomasum in the case of ruminants). Ruminants have a fore-stomach with four chambers. These are the rumen, reticulum, omasum, and abomasum. In the first two chambers, the rumen and the reticulum, the food is mixed with saliva and separates into layers of solid and liquid material. Solids clump together to form the cud (or bolus). The cud is then regurgitated, chewed slowly to completely mix it with saliva and to break down the particle size.
|
52 |
+
|
53 |
+
Fibre, especially cellulose and hemi-cellulose, is primarily broken down into the volatile fatty acids, acetic acid, propionic acid and butyric acid in these chambers (the reticulo-rumen) by microbes: (bacteria, protozoa, and fungi). In the omasum, water and many of the inorganic mineral elements are absorbed into the blood stream.
|
54 |
+
|
55 |
+
The abomasum is the fourth and final stomach compartment in ruminants. It is a close equivalent of a monogastric stomach (e.g., those in humans or pigs), and digesta is processed here in much the same way. It serves primarily as a site for acid hydrolysis of microbial and dietary protein, preparing these protein sources for further digestion and absorption in the small intestine. Digesta is finally moved into the small intestine, where the digestion and absorption of nutrients occurs. Microbes produced in the reticulo-rumen are also digested in the small intestine.
|
56 |
+
|
57 |
+
Regurgitation has been mentioned above under abomasum and crop, referring to crop milk, a secretion from the lining of the crop of pigeons and doves with which the parents feed their young by regurgitation.[15]
|
58 |
+
|
59 |
+
Many sharks have the ability to turn their stomachs inside out and evert it out of their mouths in order to get rid of unwanted contents (perhaps developed as a way to reduce exposure to toxins).
|
60 |
+
|
61 |
+
Other animals, such as rabbits and rodents, practise coprophagia behaviours – eating specialised faeces in order to re-digest food, especially in the case of roughage. Capybara, rabbits, hamsters and other related species do not have a complex digestive system as do, for example, ruminants. Instead they extract more nutrition from grass by giving their food a second pass through the gut. Soft faecal pellets of partially digested food are excreted and generally consumed immediately. They also produce normal droppings, which are not eaten.
|
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+
|
63 |
+
Young elephants, pandas, koalas, and hippos eat the faeces of their mother, probably to obtain the bacteria required to properly digest vegetation. When they are born, their intestines do not contain these bacteria (they are completely sterile). Without them, they would be unable to get any nutritional value from many plant components.
|
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+
|
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+
An earthworm's digestive system consists of a mouth, pharynx, esophagus, crop, gizzard, and intestine. The mouth is surrounded by strong lips, which act like a hand to grab pieces of dead grass, leaves, and weeds, with bits of soil to help chew. The lips break the food down into smaller pieces. In the pharynx, the food is lubricated by mucus secretions for easier passage. The esophagus adds calcium carbonate to neutralize the acids formed by food matter decay. Temporary storage occurs in the crop where food and calcium carbonate are mixed. The powerful muscles of the gizzard churn and mix the mass of food and dirt. When the churning is complete, the glands in the walls of the gizzard add enzymes to the thick paste, which helps chemically breakdown the organic matter. By peristalsis, the mixture is sent to the intestine where friendly bacteria continue chemical breakdown. This releases carbohydrates, protein, fat, and various vitamins and minerals for absorption into the body.
|
66 |
+
|
67 |
+
In most vertebrates, digestion is a multistage process in the digestive system, starting from ingestion of raw materials, most often other organisms. Ingestion usually involves some type of mechanical and chemical processing. Digestion is separated into four steps:
|
68 |
+
|
69 |
+
Underlying the process is muscle movement throughout the system through swallowing and peristalsis. Each step in digestion requires energy, and thus imposes an "overhead charge" on the energy made available from absorbed substances. Differences in that overhead cost are important influences on lifestyle, behavior, and even physical structures. Examples may be seen in humans, who differ considerably from other hominids (lack of hair, smaller jaws and musculature, different dentition, length of intestines, cooking, etc.).
|
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|
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+
The major part of digestion takes place in the small intestine. The large intestine primarily serves as a site for fermentation of indigestible matter by gut bacteria and for resorption of water from digests before excretion.
|
72 |
+
|
73 |
+
In mammals, preparation for digestion begins with the cephalic phase in which saliva is produced in the mouth and digestive enzymes are produced in the stomach. Mechanical and chemical digestion begin in the mouth where food is chewed, and mixed with saliva to begin enzymatic processing of starches. The stomach continues to break food down mechanically and chemically through churning and mixing with both acids and enzymes. Absorption occurs in the stomach and gastrointestinal tract, and the process finishes with defecation.[1]
|
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+
|
75 |
+
The human gastrointestinal tract is around 9 meters long. Food digestion physiology varies between individuals and upon other factors such as the characteristics of the food and size of the meal, and the process of digestion normally takes between 24 and 72 hours.[16]
|
76 |
+
|
77 |
+
Digestion begins in the mouth with the secretion of saliva and its digestive enzymes. Food is formed into a bolus by the mechanical mastication and swallowed into the esophagus from where it enters the stomach through the action of peristalsis. Gastric juice contains hydrochloric acid and pepsin which would damage the walls of the stomach and mucus is secreted for protection. In the stomach further release of enzymes break down the food further and this is combined with the churning action of the stomach. The partially digested food enters the duodenum as a thick semi-liquid chyme. In the small intestine, the larger part of digestion takes place and this is helped by the secretions of bile, pancreatic juice and intestinal juice. The intestinal walls are lined with villi, and their epithelial cells is covered with numerous microvilli to improve the absorption of nutrients by increasing the surface area of the intestine.
|
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|
79 |
+
In the large intestine the passage of food is slower to enable fermentation by the gut flora to take place. Here water is absorbed and waste material stored as feces to be removed by defecation via the anal canal and anus.
|
80 |
+
|
81 |
+
Different phases of digestion take place including: the cephalic phase, gastric phase, and intestinal phase.
|
82 |
+
|
83 |
+
The cephalic phase occurs at the sight, thought and smell of food, which stimulate the cerebral cortex. Taste and smell stimuli are sent to the hypothalamus and medulla oblongata. After this it is routed through the vagus nerve and release of acetylcholine. Gastric secretion at this phase rises to 40% of maximum rate. Acidity in the stomach is not buffered by food at this point and thus acts to inhibit parietal (secretes acid) and G cell (secretes gastrin) activity via D cell secretion of somatostatin.
|
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+
|
85 |
+
The gastric phase takes 3 to 4 hours. It is stimulated by distension of the stomach, presence of food in stomach and decrease in pH. Distention activates long and myenteric reflexes. This activates the release of acetylcholine, which stimulates the release of more gastric juices. As protein enters the stomach, it binds to hydrogen ions, which raises the pH of the stomach. Inhibition of gastrin and gastric acid secretion is lifted. This triggers G cells to release gastrin, which in turn stimulates parietal cells to secrete gastric acid. Gastric acid is about 0.5% hydrochloric acid (HCl), which lowers the pH to the desired pH of 1–3. Acid release is also triggered by acetylcholine and histamine.
|
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+
|
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+
The intestinal phase has two parts, the excitatory and the inhibitory. Partially digested food fills the duodenum. This triggers intestinal gastrin to be released. Enterogastric reflex inhibits vagal nuclei, activating sympathetic fibers causing the pyloric sphincter to tighten to prevent more food from entering, and inhibits local reflexes.
|
88 |
+
|
89 |
+
Protein digestion occurs in the stomach and duodenum in which 3 main enzymes, pepsin secreted by the stomach and trypsin and chymotrypsin secreted by the pancreas, break down food proteins into polypeptides that are then broken down by various exopeptidases and dipeptidases into amino acids. The digestive enzymes however are mostly secreted as their inactive precursors, the zymogens. For example, trypsin is secreted by pancreas in the form of trypsinogen, which is activated in the duodenum by enterokinase to form trypsin. Trypsin then cleaves proteins to smaller polypeptides.
|
90 |
+
|
91 |
+
Digestion of some fats can begin in the mouth where lingual lipase breaks down some short chain lipids into diglycerides. However fats are mainly digested in the small intestine.[17] The presence of fat in the small intestine produces hormones that stimulate the release of pancreatic lipase from the pancreas and bile from the liver which helps in the emulsification of fats for absorption of fatty acids.[17] Complete digestion of one molecule of fat (a triglyceride) results a mixture of fatty acids, mono- and di-glycerides, as well as some undigested triglycerides, but no free glycerol molecules.[17]
|
92 |
+
|
93 |
+
In humans, dietary starches are composed of glucose units arranged in long chains called amylose, a polysaccharide. During digestion, bonds between glucose molecules are broken by salivary and pancreatic amylase, resulting in progressively smaller chains of glucose. This results in simple sugars glucose and maltose (2 glucose molecules) that can be absorbed by the small intestine.
|
94 |
+
|
95 |
+
Lactase is an enzyme that breaks down the disaccharide lactose to its component parts, glucose and galactose. Glucose and galactose can be absorbed by the small intestine. Approximately 65 percent of the adult population produce only small amounts of lactase and are unable to eat unfermented milk-based foods. This is commonly known as lactose intolerance. Lactose intolerance varies widely by genetic heritage; more than 90 percent of peoples of east Asian descent are lactose intolerant, in contrast to about 5 percent of people of northern European descent.[18]
|
96 |
+
|
97 |
+
Sucrase is an enzyme that breaks down the disaccharide sucrose, commonly known as table sugar, cane sugar, or beet sugar. Sucrose digestion yields the sugars fructose and glucose which are readily absorbed by the small intestine.
|
98 |
+
|
99 |
+
DNA and RNA are broken down into mononucleotides by the nucleases deoxyribonuclease and ribonuclease (DNase and RNase) from the pancreas.
|
100 |
+
|
101 |
+
Some nutrients are complex molecules (for example vitamin B12) which would be destroyed if they were broken down into their functional groups. To digest vitamin B12 non-destructively, haptocorrin in saliva strongly binds and protects the B12 molecules from stomach acid as they enter the stomach and are cleaved from their protein complexes.[19]
|
102 |
+
|
103 |
+
After the B12-haptocorrin complexes pass from the stomach via the pylorus to the duodenum, pancreatic proteases cleave haptocorrin from the B12 molecules which rebind to intrinsic factor (IF). These B12-IF complexes travel to the ileum portion of the small intestine where cubilin receptors enable assimilation and circulation of B12-IF complexes in the blood.[20]
|
104 |
+
|
105 |
+
There are at least five hormones that aid and regulate the digestive system in mammals. There are variations across the vertebrates, as for instance in birds. Arrangements are complex and additional details are regularly discovered. For instance, more connections to metabolic control (largely the glucose-insulin system) have been uncovered in recent years.
|
106 |
+
|
107 |
+
Digestion is a complex process controlled by several factors. pH plays a crucial role in a normally functioning digestive tract. In the mouth, pharynx and esophagus, pH is typically about 6.8, very weakly acidic. Saliva controls pH in this region of the digestive tract. Salivary amylase is contained in saliva and starts the breakdown of carbohydrates into monosaccharides. Most digestive enzymes are sensitive to pH and will denature in a high or low pH environment.
|
108 |
+
|
109 |
+
The stomach's high acidity inhibits the breakdown of carbohydrates within it. This acidity confers two benefits: it denatures proteins for further digestion in the small intestines, and provides non-specific immunity, damaging or eliminating various pathogens.[citation needed]
|
110 |
+
|
111 |
+
In the small intestines, the duodenum provides critical pH balancing to activate digestive enzymes. The liver secretes bile into the duodenum to neutralize the acidic conditions from the stomach, and the pancreatic duct empties into the duodenum, adding bicarbonate to neutralize the acidic chyme, thus creating a neutral environment. The mucosal tissue of the small intestines is alkaline with a pH of about 8.5.[citation needed]
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1 |
+
|
2 |
+
|
3 |
+
South America is a continent in the Western Hemisphere, mostly in the Southern Hemisphere, with a relatively small portion in the Northern Hemisphere. It may also be considered a subcontinent of the Americas,[6][7] which is how it is viewed in Spanish and Portuguese-speaking regions of the Americas. The reference to South America instead of other regions (like Latin America or the Southern Cone) has increased in the last decades due to changing geopolitical dynamics (in particular, the rise of Brazil).[8][additional citation(s) needed]
|
4 |
+
|
5 |
+
It is bordered on the west by the Pacific Ocean and on the north and east by the Atlantic Ocean; North America and the Caribbean Sea lie to the northwest. It includes twelve sovereign states: Argentina, Bolivia, Brazil, Chile, Colombia, Ecuador, Guyana, Paraguay, Peru, Suriname, Uruguay, Venezuela, and a part of France : French Guiana. In addition, the ABC islands of the Kingdom of the Netherlands, the Falkland Islands (a British Overseas Territory), Trinidad and Tobago, and Panama may also be considered part of South America.
|
6 |
+
|
7 |
+
South America has an area of 17,840,000 square kilometers (6,890,000 sq mi). Its population as of 2018[update] has been estimated at more than 423 million.[1][2] South America ranks fourth in area (after Asia, Africa, and North America) and fifth in population (after Asia, Africa, Europe, and North America). Brazil is by far the most populous South American country, with more than half of the continent's population, followed by Colombia, Argentina, Venezuela and Peru. In recent decades Brazil has also concentrated half of the region's GDP and has become a first regional power.[8]
|
8 |
+
|
9 |
+
Most of the population lives near the continent's western or eastern coasts while the interior and the far south are sparsely populated. The geography of western South America is dominated by the Andes mountains; in contrast, the eastern part contains both highland regions and vast lowlands where rivers such as the Amazon, Orinoco, and Paraná flow. Most of the continent lies in the tropics.
|
10 |
+
|
11 |
+
The continent's cultural and ethnic outlook has its origin with the interaction of indigenous peoples with European conquerors and immigrants and, more locally, with African slaves. Given a long history of colonialism, the overwhelming majority of South Americans speak Portuguese or Spanish, and societies and states reflect Western traditions.
|
12 |
+
|
13 |
+
South America occupies the southern portion of the Americas. The continent is generally delimited on the northwest by the Darién watershed along the Colombia–Panama border, although some may consider the border instead to be the Panama Canal. Geopolitically and geographically[9] all of Panama – including the segment east of the Panama Canal in the isthmus – is typically included in North America alone[10][11][12] and among the countries of Central America.[13][14] Almost all of mainland South America sits on the South American Plate.
|
14 |
+
|
15 |
+
South America is home to the world's highest uninterrupted waterfall, Angel Falls in Venezuela; the highest single drop waterfall Kaieteur Falls in Guyana; the largest river by volume, the Amazon River; the longest mountain range, the Andes (whose highest mountain is Aconcagua at 6,962 m or 22,841 ft); the driest non-polar place on earth, the Atacama Desert;[15][16][17] the largest rainforest, the Amazon Rainforest; the highest capital city, La Paz, Bolivia; the highest commercially navigable lake in the world, Lake Titicaca; and, excluding research stations in Antarctica, the world's southernmost permanently inhabited community, Puerto Toro, Chile.
|
16 |
+
|
17 |
+
South America's major mineral resources are gold, silver, copper, iron ore, tin, and petroleum. These resources found in South America have brought high income to its countries especially in times of war or of rapid economic growth by industrialized countries elsewhere. However, the concentration in producing one major export commodity often has hindered the development of diversified economies. The fluctuation in the price of commodities in the international markets has led historically to major highs and lows in the economies of South American states, often causing extreme political instability. This is leading to efforts to diversify production to drive away from staying as economies dedicated to one major export.
|
18 |
+
|
19 |
+
South America is one of the most biodiverse continents on earth. South America is home to many interesting and unique species of animals including the llama, anaconda, piranha, jaguar, vicuña, and tapir. The Amazon rainforests possess high biodiversity, containing a major proportion of the Earth's species.
|
20 |
+
|
21 |
+
Brazil is the largest country in South America, encompassing around half of the continent's land area and population. The remaining countries and territories are divided among three regions: The Andean States, the Guianas and the Southern Cone.
|
22 |
+
|
23 |
+
Traditionally, South America also includes some of the nearby islands. Aruba, Bonaire, Curaçao, Trinidad, Tobago, and the federal dependencies of Venezuela sit on the northerly South American continental shelf and are often considered part of the continent. Geo-politically, the island states and overseas territories of the Caribbean are generally grouped as a part or subregion of North America, since they are more distant on the Caribbean Plate, even though San Andres and Providencia are politically part of Colombia and Aves Island is controlled by Venezuela.[12][18][19]
|
24 |
+
|
25 |
+
Other islands that are included with South America are the Galápagos Islands that belong to Ecuador and Easter Island (in Oceania but belonging to Chile), Robinson Crusoe Island, Chiloé (both Chilean) and Tierra del Fuego (split in between Chile and Argentina). In the Atlantic, Brazil owns Fernando de Noronha, Trindade and Martim Vaz, and the Saint Peter and Saint Paul Archipelago, while the Falkland Islands are governed by the United Kingdom, whose sovereignty over the islands is disputed by Argentina. South Georgia and the South Sandwich Islands may be associated with either South America or Antarctica.[20][citation needed]
|
26 |
+
|
27 |
+
The distribution of the average temperatures in the region presents a constant regularity from the 30° of latitude south, when the isotherms tend, more and more, to be confused with the degrees of latitude.[22]
|
28 |
+
|
29 |
+
In temperate latitudes, winters are milder and summers warmer than in North America. Because its most extensive part of the continent is in the equatorial zone, the region has more areas of equatorial plains than any other region.[22]
|
30 |
+
|
31 |
+
The average annual temperatures in the Amazon basin oscillate around 27 °C (81 °F), with low thermal amplitudes and high rainfall indices. Between the Maracaibo Lake and the mouth of the Orinoco, predominates an equatorial climate of the type Congolese, that also includes parts of the Brazilian territory.[22]
|
32 |
+
|
33 |
+
The east-central Brazilian plateau has a humid and warm tropical climate. The northern and eastern parts of the Argentine pampas have a humid subtropical climate with dry winters and humid summers of the Chinese type, while the western and eastern ranges have a subtropical climate of the dinaric type. At the highest points of the Andean region, climates are colder than the ones occurring at the highest point of the Norwegian fjords. In the Andean plateaus, the warm climate prevails, although it is tempered by the altitude, while in the coastal strip, there is an equatorial climate of the Guinean type. From this point until the north of the Chilean coast appear, successively, Mediterranean oceanic climate, temperate of the Breton type and, already in Tierra del Fuego, cold climate of the Siberian type.[22]
|
34 |
+
|
35 |
+
The distribution of rainfall is related to the regime of winds and air masses. In most of the tropical region east of the Andes, winds blowing from the northeast, east and southeast carry moisture from the Atlantic, causing abundant rainfall. However, due to a consistently strong wind shear and a weak Intertropical Convergence Zone, South Atlantic tropical cyclones are rare.[23] In the Orinoco Llanos and in the Guianas plateau, the precipitation levels go from moderate to high. The Pacific coast of Colombia and northern Ecuador are rainy regions, with Chocó in Colombia being the most rainy place in the world along with the northern slopes of Indian Himalayas.[24] The Atacama Desert, along this stretch of coast, is one of the driest regions in the world. The central and southern parts of Chile are subject to extratropical cyclones, and most of the Argentine Patagonia is desert. In the pampas of Argentina, Uruguay and South of Brazil the rainfall is moderate, with rains well distributed during the year. The moderately dry conditions of the Chaco oppose the intense rainfall of the eastern region of Paraguay. In the semiarid coast of the Brazilian Northeast the rains are linked to a monsoon regime.[22]
|
36 |
+
|
37 |
+
Important factors in the determination of climates are sea currents, such as the current Humboldt and Falklands. The equatorial current of the South Atlantic strikes the coast of the Northeast and there is divided into two others: the current of Brazil and a coastal current that flows to the northwest towards the Antilles, where there it moves towards northeast course thus forming the most Important and famous ocean current in the world, the Gulf Stream.[22][25]
|
38 |
+
|
39 |
+
South America is believed to have been joined with Africa from the late Paleozoic Era to the early Mesozoic Era, until the supercontinent Pangaea began to rift and break apart about 225 million years ago. Therefore, South America and Africa share similar fossils and rock layers.
|
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+
|
41 |
+
South America is thought to have been first inhabited by humans when people were crossing the Bering Land Bridge (now the Bering Strait) at least 15,000 years ago from the territory that is present-day Russia. They migrated south through North America, and eventually reached South America through the Isthmus of Panama.
|
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+
|
43 |
+
The first evidence for the existence of the human race in South America dates back to about 9000 BC, when squashes, chili peppers and beans began to be cultivated for food in the highlands of the Amazon Basin. Pottery evidence further suggests that manioc, which remains a staple food today, was being cultivated as early as 2000 BC.[26]
|
44 |
+
|
45 |
+
By 2000 BC, many agrarian communities had been settled throughout the Andes and the surrounding regions. Fishing became a widespread practice along the coast, helping establish fish as a primary source of food. Irrigation systems were also developed at this time, which aided in the rise of an agrarian society.[26]
|
46 |
+
|
47 |
+
South American cultures began domesticating llamas, vicuñas, guanacos, and alpacas in the highlands of the Andes circa 3500 BC. Besides their use as sources of meat and wool, these animals were used for transportation of goods.[26]
|
48 |
+
|
49 |
+
The rise of plant growing and the subsequent appearance of permanent human settlements allowed for the multiple and overlapping beginnings of civilizations in South America.
|
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+
|
51 |
+
One of the earliest known South American civilizations was at Norte Chico, on the central Peruvian coast. Though a pre-ceramic culture, the monumental architecture of Norte Chico is contemporaneous with the pyramids of Ancient Egypt. Norte Chico governing class established a trade network and developed agriculture then followed by Chavín by 900 BC, according to some estimates and archaeological finds. Artifacts were found at a site called Chavín de Huantar in modern Peru at an elevation of 3,177 meters (10,423 ft). Chavín civilization spanned 900 BC to 300 BC.
|
52 |
+
|
53 |
+
In the central coast of Peru, around the beginning of the 1st millennium AD, Moche (100 BC – 700 AD, at the northern coast of Peru), Paracas and Nazca (400 BC – 800 AD, Peru) cultures flourished with centralized states with permanent militia improving agriculture through irrigation and new styles of ceramic art. At the Altiplano, Tiahuanaco or Tiwanaku (100 BC – 1200 AD, Bolivia) managed a large commercial network based on religion.
|
54 |
+
|
55 |
+
Around the 7th century, both Tiahuanaco and Wari or Huari Empire (600–1200, Central and northern Peru) expanded its influence to all the Andean region, imposing the Huari urbanism and Tiahuanaco religious iconography.
|
56 |
+
|
57 |
+
The Muisca were the main indigenous civilization in what is now Colombia. They established the Muisca Confederation of many clans, or cacicazgos, that had a free trade network among themselves. They were goldsmiths and farmers.
|
58 |
+
|
59 |
+
Other important Pre-Columbian cultures include: the Cañaris (in south central Ecuador), Chimú Empire (1300–1470, Peruvian northern coast), Chachapoyas, and the Aymaran kingdoms (1000–1450, Western Bolivia and southern Peru).
|
60 |
+
Holding their capital at the great city of Cusco, the Inca civilization dominated the Andes region from 1438 to 1533. Known as Tawantin suyu, and "the land of the four regions," in Quechua, the Inca Empire was highly distinct and developed. Inca rule extended to nearly a hundred linguistic or ethnic communities, some nine to fourteen million people connected by a 25,000 kilometer road system. Cities were built with precise, unmatched stonework, constructed over many levels of mountain terrain. Terrace farming was a useful form of agriculture.
|
61 |
+
|
62 |
+
The Mapuche in Central and Southern Chile resisted the European and Chilean settlers, waging the Arauco War for more than 300 years.
|
63 |
+
|
64 |
+
In 1494, Portugal and Spain, the two great maritime European powers of that time, on the expectation of new lands being discovered in the west, signed the Treaty of Tordesillas, by which they agreed, with the support of the Pope, that all the land outside Europe should be an exclusive duopoly between the two countries.
|
65 |
+
|
66 |
+
The treaty established an imaginary line along a north–south meridian 370 leagues west of the Cape Verde Islands, roughly 46° 37' W. In terms of the treaty, all land to the west of the line (known to comprise most of the South American soil) would belong to Spain, and all land to the east, to Portugal. As accurate measurements of longitude were impossible at that time, the line was not strictly enforced, resulting in a Portuguese expansion of Brazil across the meridian.
|
67 |
+
|
68 |
+
Beginning in the 1530s, the people and natural resources of South America were repeatedly exploited by foreign conquistadors, first from Spain and later from Portugal. These competing colonial nations claimed the land and resources as their own and divided it into colonies.
|
69 |
+
|
70 |
+
European infectious diseases (smallpox, influenza, measles, and typhus) – to which the native populations had no immune resistance – caused large-scale depopulation of the native population under Spanish control. Systems of forced labor, such as the haciendas and mining industry's mit'a also contributed to the depopulation. After this, African slaves, who had developed immunities to these diseases, were quickly brought in to replace them.
|
71 |
+
|
72 |
+
The Spaniards were committed to converting their native subjects to Christianity and were quick to purge any native cultural practices that hindered this end; however, many initial attempts at this were only partially successful, as native groups simply blended Catholicism with their established beliefs and practices. Furthermore, the Spaniards brought their language to the degree they did with their religion, although the Roman Catholic Church's evangelization in Quechua, Aymara, and Guaraní actually contributed to the continuous use of these native languages albeit only in the oral form.
|
73 |
+
|
74 |
+
Eventually, the natives and the Spaniards interbred, forming a mestizo class. At the beginning, many mestizos of the Andean region were offspring of Amerindian mothers and Spanish fathers. After independence, most mestizos had native fathers and European or mestizo mothers.
|
75 |
+
|
76 |
+
Many native artworks were considered pagan idols and destroyed by Spanish explorers; this included many gold and silver sculptures and other artifacts found in South America, which were melted down before their transport to Spain or Portugal. Spaniards and Portuguese brought the western European architectural style to the continent, and helped to improve infrastructures like bridges, roads, and the sewer system of the cities they discovered or conquered. They also significantly increased economic and trade relations, not just between the old and new world but between the different South American regions and peoples. Finally, with the expansion of the Portuguese and Spanish languages, many cultures that were previously separated became united through that of Latin American.
|
77 |
+
|
78 |
+
Guyana was first a Dutch, and then a British colony, though there was a brief period during the Napoleonic Wars when it was colonized by the French. The country was once partitioned into three parts, each being controlled by one of the colonial powers until the country was finally taken over fully by the British.
|
79 |
+
|
80 |
+
The indigenous peoples of the Americas in various European colonies were forced to work in European plantations and mines; along with African slaves who were also introduced in the proceeding centuries. The colonists were heavily dependent on indigenous labor during the initial phases of European settlement to maintain the subsistence economy, and natives were often captured by expeditions. The importation of African slaves began midway through the 16th century, but the enslavement of indigenous peoples continued well into the 17th and 18th centuries. The Atlantic slave trade brought African slaves primarily to South American colonies, beginning with the Portuguese since 1502.[27] The main destinations of this phase were the Caribbean colonies and Brazil, as European nations built up economically slave-dependent colonies in the New World. Nearly 40% of all African slaves trafficked to the Americas went to Brazil. An estimated 4.9 million slaves from Africa came to Brazil during the period from 1501 to 1866.[28][29]
|
81 |
+
|
82 |
+
While the Portuguese, English, French and Dutch settlers enslaved mainly African blacks, the Spaniards became very disposed of the natives. In 1750 Portugal abolished native slavery in the colonies because they considered them unfit for labour and began to import even more African slaves. Slaves were brought to the mainland on slave ships, under inhuman conditions and ill-treatment, and those who survived were sold into the slave markets.
|
83 |
+
|
84 |
+
After independence, all South American countries maintained slavery for some time. The first South American country to abolish slavery was Chile in 1823, Uruguay in 1830, Bolivia in 1831, Colombia and Ecuador in 1851, Argentina in 1853, Peru and Venezuela in 1854, Suriname in 1863, Paraguay in 1869, and in 1888 Brazil was the last South American nation and the last country in western world to abolish slavery.
|
85 |
+
|
86 |
+
The European Peninsular War (1807–1814), a theater of the Napoleonic Wars, changed the political situation of both the Spanish and Portuguese colonies. First, Napoleon invaded Portugal, but the House of Braganza avoided capture by escaping to Brazil. Napoleon also captured King Ferdinand VII of Spain, and appointed his own brother instead. This appointment provoked severe popular resistance, which created Juntas to rule in the name of the captured king.
|
87 |
+
|
88 |
+
Many cities in the Spanish colonies, however, considered themselves equally authorized to appoint local Juntas like those of Spain. This began the Spanish American wars of independence between the patriots, who promoted such autonomy, and the royalists, who supported Spanish authority over the Americas. The Juntas, in both Spain and the Americas, promoted the ideas of the Enlightenment. Five years after the beginning of the war, Ferdinand VII returned to the throne and began the Absolutist Restoration as the royalists got the upper hand in the conflict.
|
89 |
+
|
90 |
+
The independence of South America was secured by Simón Bolívar (Venezuela) and José de San Martín (Argentina), the two most important Libertadores. Bolívar led a great uprising in the north, then led his army southward towards Lima, the capital of the Viceroyalty of Peru. Meanwhile, San Martín led an army across the Andes Mountains, along with Chilean expatriates, and liberated Chile. He organized a fleet to reach Peru by sea, and sought the military support of various rebels from the Viceroyalty of Peru. The two armies finally met in Guayaquil, Ecuador, where they cornered the Royal Army of the Spanish Crown and forced its surrender.
|
91 |
+
|
92 |
+
In the Portuguese Kingdom of Brazil, Dom Pedro I (also Pedro IV of Portugal), son of the Portuguese King Dom João VI, proclaimed the independent Kingdom of Brazil in 1822, which later became the Empire of Brazil. Despite the Portuguese loyalties of garrisons in Bahia, Cisplatina and Pará, independence was diplomatically accepted by the crown in Portugal in 1825, on condition of a high compensation paid by Brazil mediatized by the United Kingdom.
|
93 |
+
|
94 |
+
The newly independent nations began a process of fragmentation, with several civil and international wars. However, it was not as strong as in Central America. Some countries created from provinces of larger countries stayed as such up to modern times (such as Paraguay or Uruguay), while others were reconquered and reincorporated into their former countries (such as the Republic of Entre Ríos and the Riograndense Republic).
|
95 |
+
|
96 |
+
The first separatist attempt was in 1820 by the Argentine province of Entre Ríos, led by a caudillo.[30] In spite of the "Republic" in its title, General Ramírez, its caudillo, never really intended to declare an independent Entre Rios. Rather, he was making a political statement in opposition to the monarchist and centralist ideas that back then permeated Buenos Aires politics. The "country" was reincorporated at the United Provinces in 1821.
|
97 |
+
|
98 |
+
In 1825 the Cisplatine Province declared its independence from the Empire of Brazil, which led to the Cisplatine War between the imperials and the Argentine from the United Provinces of the Río de la Plata to control the region. Three years later, the United Kingdom intervened in the question by proclaiming a tie and creating in the former Cisplatina a new independent country: The Oriental Republic of Uruguay.
|
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+
|
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Later in 1836, while Brazil was experiencing the chaos of the regency, Rio Grande do Sul proclaimed its independence motivated by a tax crisis. With the anticipation of the coronation of Pedro II to the throne of Brazil, the country could stabilize and fight the separatists, which the province of Santa Catarina had joined in 1839. The Conflict came to an end by a process of compromise by which both Riograndense Republic and Juliana Republic were reincorporated as provinces in 1845.[31][32]
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The Peru–Bolivian Confederation, a short-lived union of Peru and Bolivia, was blocked by Chile in the War of the Confederation (1836–1839) and again during the War of the Pacific (1879–1883). Paraguay was virtually destroyed by Argentina, Brazil and Uruguay in the Paraguayan War.
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Despite the Spanish American wars of independence and the Brazilian War of Independence, the new nations quickly began to suffer with internal conflicts and wars among themselves.
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In 1825 the proclamation of independence of Cisplatina led to the Cisplatine War between historical rivals the Empire of Brazil and the United Provinces of the Río de la Plata, Argentina's predecessor. The result was a stalemate, ending with the British arranging for the independence of Uruguay. Soon after, another Brazilian province proclaimed its independence leading to the Ragamuffin War which Brazil won.
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Between 1836 and 1839 the War of the Confederation broke out between the short-lived Peru-Bolivian Confederation and Chile, with the support of the Argentine Confederation. The war was fought mostly in the actual territory of Peru and ended with a Confederate defeat and the dissolution of the Confederacy and annexation of many territories by Argentina.
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Meanwhile, the Argentine Civil Wars plagued Argentina since its independence. The conflict was mainly between those who defended the centralization of power in Buenos Aires and those who defended a confederation. During this period it can be said that "there were two Argentines": the Argentine Confederation and the Argentine Republic. At the same time the political instability in Uruguay led to the Uruguayan Civil War among the main political factions of the country. All this instability in the platine region interfered with the goals of other countries such as Brazil, which was soon forced to take sides. In 1851 the Brazilian Empire, supporting the centralizing unitarians, and the Uruguayan government invaded Argentina and deposed the caudillo, Juan Manuel Rosas, who ruled the confederation with an iron hand. Although the Platine War did not put an end to the political chaos and civil war in Argentina, it brought temporary peace to Uruguay where the Colorados faction won, supported by the Brazilian Empire, British Empire, French Empire and the Unitarian Party of Argentina.[33]
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Peace lasted only a short time: in 1864 the Uruguayan factions faced each other again in the Uruguayan War. The Blancos supported by Paraguay started to attack Brazilian and Argentine farmers near the borders. The Empire made an initial attempt to settle the dispute between Blancos and Colorados without success. In 1864, after a Brazilian ultimatum was refused, the imperial government declared that Brazil's military would begin reprisals. Brazil declined to acknowledge a formal state of war, and, for most of its duration, the Uruguayan–Brazilian armed conflict was an undeclared war which led to the deposition of the Blancos and the rise of the pro-Brazilian Colorados to power again. This angered the Paraguayan government, which even before the end of the war invaded Brazil, beginning the biggest and deadliest war in both South American and Latin American histories: the Paraguayan War.[citation needed]
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The Paraguayan War began when the Paraguayan dictator Francisco Solano López ordered the invasion of the Brazilian provinces of Mato Grosso and Rio Grande do Sul. His attempt to cross Argentinian territory without Argentinian approval led the pro-Brazilian Argentine government into the war. The pro-Brazilian Uruguayan government showed its support by sending troops. In 1865 the three countries signed the Treaty of the Triple Alliance against Paraguay. At the beginning of the war, the Paraguayans took the lead with several victories, until the Triple Alliance organized to repel the invaders and fight effectively. This was the second total war experience in the world after the American Civil War. It was deemed the greatest war effort in the history of all participating countries, taking almost 6 years and ending with the complete devastation of Paraguay. The country lost 40% of its territory to Brazil and Argentina and lost 60% of its population, including 90% of the men. The dictator Lopez was killed in battle and a new government was instituted in alliance with Brazil, which maintained occupation forces in the country until 1876.[34]
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The last South American war in the 19th century was the War of the Pacific with Bolivia and Peru on one side and Chile on the other. In 1879 the war began with Chilean troops occupying Bolivian ports, followed by Bolivia declaring war on Chile which activated an alliance treaty with Peru. The Bolivians were completely defeated in 1880 and Lima was occupied in 1881. The peace was signed with Peru in 1883 while a truce was signed with Bolivia in 1884. Chile annexed territories of both countries leaving Bolivia with no path to the sea.[35]
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In the new century, as wars became less violent and less frequent, Brazil entered into a small conflict with Bolivia for the possession of the Acre, which was acquired by Brazil in 1902. In 1917 Brazil declared war on the Central Powers, joined the allied side in World War I and sent a small fleet to the Mediterranean Sea and some troops to be integrated with the British and French forces. Brazil was the only South American country that fought in WWI.[36][37] Later in 1932 Colombia and Peru entered a short armed conflict for territory in the Amazon. In the same year Paraguay declared war on Bolivia for possession of the Chaco, in a conflict that ended three years later with Paraguay's victory. Between 1941 and 1942 Peru and Ecuador fought decisively for territories claimed by both that were annexed by Peru, usurping Ecuador's frontier with Brazil.[38]
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Also in this period the first naval battle of World War II was fought on the continent, in the River Plate, between British forces and German submarines.[39] The Germans still made numerous attacks on Brazilian ships on the coast, causing Brazil to declare war on the Axis powers in 1942, being the only South American country to fight in this war (and in both World Wars). Brazil sent naval and air forces to combat German and Italian submarines off the continent and throughout the South Atlantic, in addition to sending an expeditionary force to fight in the Italian Campaign.[40][41][40]
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A brief war was fought between Argentina and the UK in 1982, following an Argentine invasion of the Falkland Islands, which ended with an Argentine defeat. The last international war to be fought on South American soil was the 1995 Cenepa War between Ecuador and the Peru along their mutual border.
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Wars became less frequent in the 20th century, with Bolivia-Paraguay and Peru-Ecuador fighting the last inter-state wars. Early in the 20th century, the three wealthiest South American countries engaged in a vastly expensive naval arms race which was catalyzed by the introduction of a new warship type, the "dreadnought". At one point, the Argentine government was spending a fifth of its entire yearly budget for just two dreadnoughts, a price that did not include later in-service costs, which for the Brazilian dreadnoughts was sixty percent of the initial purchase.[42][43]
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The continent became a battlefield of the Cold War in the late 20th century. Some democratically elected governments of Argentina, Brazil, Chile, Uruguay and Paraguay were overthrown or displaced by military dictatorships in the 1960s and 1970s. To curtail opposition, their governments detained tens of thousands of political prisoners, many of whom were tortured and/or killed on inter-state collaboration. Economically, they began a transition to neoliberal economic policies. They placed their own actions within the US Cold War doctrine of "National Security" against internal subversion. Throughout the 1980s and 1990s, Peru suffered from an internal conflict.
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Argentina and Britain fought the Falklands War in 1982. The conflict lasted 74 days and ended with an Argentine surrender, returning the occupied Falkland islands to British control.
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Colombia has had an ongoing, though diminished internal conflict, which started in 1964 with the creation of Marxist guerrillas (FARC-EP) and then involved several illegal armed groups of leftist-leaning ideology as well as the private armies of powerful drug lords. Many of these are now defunct, and only a small portion of the ELN remains, along with the stronger, though also greatly reduced, FARC.
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Revolutionary movements and right-wing military dictatorships became common after World War II, but since the 1980s, a wave of democratization passed through the continent, and democratic rule is widespread now.[44] Nonetheless, allegations of corruption are still very common, and several countries have developed crises which have forced the resignation of their governments, although, on most occasions, regular civilian succession has continued.
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International indebtedness turned into a severe problem in the late 1980s, and some countries, despite having strong democracies, have not yet developed political institutions capable of handling such crises without resorting to unorthodox economic policies, as most recently illustrated by Argentina's default in the early 21st century.[45][neutrality is disputed] The last twenty years have seen an increased push towards regional integration, with the creation of uniquely South American institutions such as the Andean Community, Mercosur and Unasur. Notably, starting with the election of Hugo Chávez in Venezuela in 1998, the region experienced what has been termed a pink tide – the election of several leftist and center-left administrations to most countries of the area, except for the Guianas and Colombia.
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Historically, the Hispanic countries were founded as Republican dictatorships led by caudillos. Brazil was the only exception, being a constitutional monarchy for its first 67 years of independence, until a coup d'état proclaimed a republic. In the late 19th century, the most democratic countries were Brazil,[49][full citation needed] Chile, Argentina and Uruguay.[50]
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In the interwar period, nationalism grew stronger on the continent, influenced by countries like Nazi Germany and Fascist Italy. A series of authoritarian rules broke out in South American countries with views bringing them closer to the Axis Powers,[51] like Vargas's Brazil. In the late 20th century, during the Cold War, many countries became military dictatorships under American tutelage in attempts to avoid the influence of the Soviet Union. After the fall of the authoritarian regimes, these countries became democratic republics.
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During the first decade of the 21st century, South American governments have drifted to the political left, with leftist leaders being elected in Chile, Uruguay, Brazil, Argentina, Ecuador, Bolivia, Paraguay, Peru and Venezuela. The gross domestic product for each of those countries, however, dropped over that timeframe. Consequently, most South American countries are making increasing use of protectionist policies in order to help local economic development.
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All South American countries are presidential republics with the exception of Suriname, a parliamentary republic. French Guiana is a French overseas department, while the Falkland Islands and South Georgia and the South Sandwich Islands are British overseas territories. It is currently the only inhabited continent in the world without monarchies; the Empire of Brazil existed during the 19th century and there was an unsuccessful attempt to establish a Kingdom of Araucanía and Patagonia in southern Argentina and Chile. Also in the twentieth century, Suriname was established as a constituent kingdom of the Kingdom of the Netherlands and Guyana retained the British monarch as head of state for 4 years after its independence.
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Recently, an intergovernmental entity has been formed which aims to merge the two existing customs unions: Mercosur and the Andean Community, thus forming the third-largest trade bloc in the world.[52]
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This new political organization, known as Union of South American Nations, seeks to establish free movement of people, economic development, a common defense policy and the elimination of tariffs.
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South America has over 423 million[1][2] inhabitants and a population growth rate of about 0.6% per year. There are several areas of sparse demographics such as tropical forests, the Atacama Desert and the icy portions of Patagonia. On the other hand, the continent presents regions of high population density, such as the great urban centers. The population is formed by descendants of Europeans (mainly Spaniards, Portuguese and Italians), Africans and Indigenous peoples. There is a high percentage of mestizos that vary greatly in composition by place. There is also a minor population of Asians,[further explanation needed] especially in Brazil. The two main languages are by far Spanish and Portuguese, followed by French, English and Dutch in smaller numbers.
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Spanish and Portuguese are the most spoken languages in South America, with approximately 200 million speakers each. Spanish is the official language of most countries, along with other native languages in some countries. Portuguese is the official language of Brazil. Dutch is the official language of Suriname; English is the official language of Guyana, although there are at least twelve other languages spoken in the country, including Portuguese, Chinese, Hindustani and several native languages.[53] English is also spoken in the Falkland Islands. French is the official language of French Guiana and the second language in Amapá, Brazil.
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Indigenous languages of South America include Quechua in Peru, Bolivia, Ecuador, Chile and Colombia; Wayuunaiki in northern Colombia (La Guajira) and northwestern Venezuela (Zulia); Guaraní in Paraguay and, to a much lesser extent, in Bolivia; Aymara in Bolivia, Peru, and less often in Chile; and Mapudungun is spoken in certain pockets of southern Chile. At least three South American indigenous languages (Quechua, Aymara, and Guarani) are recognized along with Spanish as national languages.
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Other languages found in South America include Hindustani and Javanese in Suriname; Italian in Argentina, Brazil, Uruguay and Venezuela; and German in certain pockets of Argentina and Brazil. German is also spoken in many regions of the southern states of Brazil, Riograndenser Hunsrückisch being the most widely spoken German dialect in the country; among other Germanic dialects, a Brazilian form of East Pomeranian is also well represented and is experiencing a revival. Welsh remains spoken and written in the historic towns of Trelew and Rawson in the Argentine Patagonia. There are also small clusters of Japanese-speakers in Brazil, Colombia and Peru. Arabic speakers, often of Lebanese, Syrian, or Palestinian descent, can be found in Arab communities in Argentina, Colombia, Brazil, Venezuela and in Paraguay.[54]
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An estimated 90% of South Americans are Christians[55] (82% Roman Catholic, 8% other Christian denominations mainly traditional Protestants and Evangelicals but also Orthodox), accounting for c. 19% of Christians worldwide.
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African descendent religions and Indigenous religions are also common throughout all South America, some examples of are Santo Daime, Candomblé, Umbanda and Encantados.
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Crypto-Jews or Marranos, conversos, and Anusim were an important part of colonial life in Latin America.
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Both Buenos Aires, Argentina and São Paulo, Brazil figure among the largest Jewish populations by urban area.
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East Asian religions such as Japanese Buddhism, Shintoism, and Shinto-derived Japanese New Religions are common in Brazil and Peru. Korean Confucianism is especially found in Brazil while Chinese Buddhism and Chinese Confucianism have spread throughout the continent.
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Kardecist Spiritism can be found in several countries.
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Part of Religions in South America (2013):[56]
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Genetic admixture occurs at very high levels in South America. In Argentina, the European influence accounts for 65–79% of the genetic background, Amerindian for 17–31% and sub-Saharan African for 2–4%. In Colombia, the sub-Saharan African genetic background varied from 1% to 89%, while the European genetic background varied from 20% to 79%, depending on the region.
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In Peru, European ancestries ranged from 1% to 31%, while the African contribution was only 1% to 3%.[57] The Genographic Project determined the average Peruvian from Lima had about 28% European ancestry, 68% Native American, 2% Asian ancestry and 2% sub-Saharan African.[58]
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Descendants of indigenous peoples, such as the Quechua and Aymara, or the Urarina[59] of Amazonia make up the majority of the population in Bolivia (56%) and, per some sources, in Peru (44%).[60][61] In Ecuador, Amerindians are a large minority that comprises two-fifths of the population. The native European population is also a significant element in most other former Portuguese colonies.
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People who identify as of primarily or totally European descent, or identify their phenotype as corresponding to such group, are more of a majority in Argentina,[62] and Uruguay[63] and more than half of the population of Chile (64.7%)[64] and (48.4%) in Brazil.[65][66][67] In Venezuela, according to the national census 42% of the population is primarily native Spanish, Italian and Portuguese descendants.[68] In Colombia, people who identify as European descendant are about 37%.[69][70] In Peru, European descendants are the third group in number (15%).[71]
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Mestizos (mixed European and Amerindian) are the largest ethnic group in Bolivia, Paraguay, Venezuela, Colombia[69] and Ecuador and the second group in Peru and Chile.
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South America is also home to one of the largest populations of Africans. This group is significantly present in Brazil, Colombia, Guyana, Suriname, French Guiana, Venezuela and Ecuador.
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Brazil followed by Peru have the largest Japanese, Korean and Chinese communities in South America, Lima has the largest ethnic Chinese community in Latin America.[72] Guyana and Suriname have the largest ethnic East Indian community.
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In many places indigenous people still practice a traditional lifestyle based on subsistence agriculture or as hunter-gatherers. There are still some uncontacted tribes residing in the Amazon Rainforest.[75]
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The most populous country in South America is Brazil with 209.5 million people. The second largest country is Colombia with a population of 49,661,048. Argentina is the third most populous country with 44,361,150.
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While Brazil, Argentina, and Colombia maintain the largest populations, large city populations are not restricted to those nations. The largest cities in South America, by far, are São Paulo, Rio de Janeiro, Buenos Aires, Santiago, Lima, and Bogotá. These cities are the only cities on the continent to exceed eight million, and three of five in the Americas. Next in size are Caracas, Belo Horizonte, Medellin and Salvador.
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Five of the top ten metropolitan areas are in Brazil. These metropolitan areas all have a population of above 4 million and include the São Paulo metropolitan area, Rio de Janeiro metropolitan area, and Belo Horizonte metropolitan area. Whilst the majority of the largest metropolitan areas are within Brazil, Argentina is host to the second largest metropolitan area by population in South America: the Buenos Aires metropolitan region is above 13 million inhabitants.
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South America has also been witness to the growth of megapolitan areas. In Brazil four megaregions exist including the Expanded Metropolitan Complex of São Paulo with more than 32 million inhabitants. The others are the Greater Rio, Greater Belo Horizonte and Greater Porto Alegre. Colombia also has four megaregions which comprise 72% of its population, followed by Venezuela, Argentina and Peru which are also homes of megaregions.
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The top ten largest South American metropolitan areas by population as of 2015, based on national census numbers from each country:
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2015 Census figures.
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South America relies less on the export of both manufactured goods and natural resources than the world average; merchandise exports from the continent were 16% of GDP on an exchange rate basis, compared to 25% for the world as a whole.[76] Brazil (the seventh largest economy in the world and the largest in South America) leads in terms of merchandise exports at $251 billion, followed by Venezuela at $93 billion, Chile at $86 billion, and Argentina at $84 billion.[76]
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Since 1930, the continent has experienced remarkable growth and diversification in most economic sectors. Most agricultural and livestock products are destined for the domestic market and local consumption. However, the export of agricultural products is essential for the balance of trade in most countries.[77]
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The main agrarian crops are export crops, such as soy and wheat. The production of staple foods such as vegetables, corn or beans is large, but focused on domestic consumption. Livestock raising for meat exports is important in Argentina, Paraguay, Uruguay and Colombia. In tropical regions the most important crops are coffee, cocoa and bananas, mainly in Brazil, Colombia and Ecuador. Traditionally, the countries producing sugar for export are Peru, Guyana and Suriname, and in Brazil, sugar cane is also used to make ethanol. On the coast of Peru, northeast and south of Brazil, cotton is grown. Fifty percent of the South American surface is covered by forests, but timber industries are small and directed to domestic markets. In recent years, however, transnational companies have been settling in the Amazon to exploit noble timber destined for export. The Pacific coastal waters of South America are the most important for commercial fishing. The anchovy catch reaches thousands of tons, and tuna is also abundant (Peru is a major exporter). The capture of crustaceans is remarkable, particularly in northeastern Brazil and Chile.[77]
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Only Brazil and Argentina are part of the G20 (industrial countries), while only Brazil is part of the G8+5 (the most powerful and influential nations in the world). In the tourism sector, a series of negotiations began in 2005 to promote tourism and increase air connections within the region. Punta del Este, Florianópolis and Mar del Plata are among the most important resorts in South America.[77]
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The most industrialized countries in South America are Brazil, Argentina, Chile, Colombia, Venezuela and Uruguay respectively. These countries alone account for more than 75 percent of the region's economy and add up to a GDP of more than US$3.0 trillion. Industries in South America began to take on the economies of the region from the 1930s when the Great Depression in the United States and other countries of the world boosted industrial production in the continent. From that period the region left the agricultural side behind and began to achieve high rates of economic growth that remained until the early 1990s when they slowed due to political instabilities, economic crises and neoliberal policies.[77]
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Since the end of the economic crisis in Brazil and Argentina that occurred in the period from 1998 to 2002, which has led to economic recession, rising unemployment and falling population income, the industrial and service sectors have been recovering rapidly. Chile, Argentina and Brazil have recovered fastest, growing at an average of 5% per year. All of South America after this period has been recovering and showing good signs of economic stability, with controlled inflation and exchange rates, continuous growth, a decrease in social inequality and unemployment–factors that favor industry.[77]
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The main industries are: electronics, textiles, food, automotive, metallurgy, aviation, naval, clothing, beverage, steel, tobacco, timber, chemical, among others. Exports reach almost US$400 billion annually, with Brazil accounting for half of this.[77]
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The economic gap between the rich and poor in most South American nations is larger than on most other continents. The richest 10% receive over 40% of the nation's income in Bolivia, Brazil, Chile, Colombia, and Paraguay,[78] while the poorest 20% receive 4% or less in Bolivia, Brazil, and Colombia.[79] This wide gap can be seen in many large South American cities where makeshift shacks and slums lie in the vicinity of skyscrapers and upper-class luxury apartments; nearly one in nine South Americans live on less than $2 per day (on a purchasing power parity basis).[80]
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Tourism has increasingly become a significant source of income for many South American countries.[86][87]
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Historical relics, architectural and natural wonders, a diverse range of foods and culture, vibrant and colorful cities, and stunning landscapes attract millions of tourists every year to South America. Some of the most visited places in the region are Iguazu Falls, Recife, Olinda, Machu Picchu, Bariloche, the Amazon rainforest, Rio de Janeiro, São Luís, Salvador, Fortaleza, Maceió, Buenos Aires, Florianópolis, San Ignacio Miní, Isla Margarita, Natal, Lima, São Paulo, Angel Falls, Brasília, Nazca Lines, Cuzco, Belo Horizonte, Lake Titicaca, Salar de Uyuni, La Paz, Jesuit Missions of Chiquitos, Los Roques archipelago, Gran Sabana, Patagonia, Tayrona National Natural Park, Santa Marta, Bogotá, Cali, Medellín, Cartagena, Perito Moreno Glacier and the Galápagos Islands.[88][89] In 2016 Brazil hosted the 2016 Summer Olympics.
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South Americans are culturally influenced by their indigenous peoples, the historic connection with the Iberian Peninsula and Africa, and waves of immigrants from around the globe.
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South American nations have a rich variety of music. Some of the most famous genres include vallenato and cumbia from Colombia, pasillo from Colombia and Ecuador, samba, bossa nova and música sertaneja from Brazil, and tango from Argentina and Uruguay. Also well known is the non-commercial folk genre Nueva Canción movement which was founded in Argentina and Chile and quickly spread to the rest of the Latin America.
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People on the Peruvian coast created the fine guitar and cajon duos or trios in the most mestizo (mixed) of South American rhythms such as the Marinera (from Lima), the Tondero (from Piura), the 19th century popular Creole Valse or Peruvian Valse, the soulful Arequipan Yaravi, and the early 20th century Paraguayan Guarania. In the late 20th century, Spanish rock emerged by young hipsters influenced by British pop and American rock. Brazil has a Portuguese-language pop rock industry as well a great variety of other music genres. In the central and western regions of Bolivia, Andean and folklore music like Diablada, Caporales and Morenada are the most representative of the country, which were originated by European, Aymara and Quechua influences.
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The literature of South America has attracted considerable critical and popular acclaim, especially with the Latin American Boom of the 1960s and 1970s, and the rise of authors such as Mario Vargas Llosa, Gabriel García Márquez in novels and Jorge Luis Borges and Pablo Neruda in other genres. The Brazilians Machado de Assis and João Guimarães Rosa are widely regarded as the greatest Brazilian writers.
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Because of South America's broad ethnic mix, South American cuisine has African, South American Indian, South Asian, East Asian, and European influences. Bahia, Brazil, is especially well known for its West African–influenced cuisine. Argentines, Chileans, Uruguayans, Brazilians, Bolivians, and Venezuelans regularly consume wine. People in Argentina, Paraguay, Uruguay, southern Chile, Bolivia and Brazil drink mate, an herb which is brewed. The Paraguayan version, terere, differs from other forms of mate in that it is served cold. Pisco is a liquor distilled from grapes in Peru and Chile. Peruvian cuisine mixes elements from Chinese, Japanese, Spanish, Italian, African, Arab, Andean, and Amazonic food.
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The artist Oswaldo Guayasamín (1919–1999) from Ecuador, represented with his painting style the feeling of the peoples of Latin America[90] highlighting social injustices in various parts of the world. The Colombian Fernando Botero (1932) is one of the greatest exponents of painting and sculpture that continues still active and has been able to develop a recognizable style of his own.[91] For his part, the Venezuelan Carlos Cruz-Diez has contributed significantly to contemporary art,[92] with the presence of works around the world.
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Currently several emerging South American artists are recognized by international art critics: Guillermo Lorca – Chilean painter,[93][94] Teddy Cobeña – Ecuadorian sculptor and recipient of international sculpture award in France)[95][96][97] and Argentine artist Adrián Villar Rojas[98][99] – winner of the Zurich Museum Art Award among many others.
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A wide range of sports are played in the continent of South America, with football being the most popular overall, while baseball is the most popular in Venezuela.
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Other sports include basketball, cycling, polo, volleyball, futsal, motorsports, rugby (mostly in Argentina and Uruguay), handball, tennis, golf, field hockey, boxing and cricket.
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South America hosted its first Olympic Games in Rio de Janeiro, Brazil in 2016 and will host the Youth Olympic Games in Buenos Aires, Argentina in 2018.
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South America shares with Europe supremacy over the sport of football as all winners in FIFA World Cup history and all winning teams in the FIFA Club World Cup have come from these two continents. Brazil holds the record at the FIFA World Cup with five titles in total. Argentina and Uruguay have two titles each. So far four South American nations have hosted the tournament including the first edition in Uruguay (1930). The other three were Brazil (1950, 2014), Chile (1962), and Argentina (1978).
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South America is home to the longest running international football tournament; the Copa América, which has been regularly contested since 1916. Uruguay won the Copa América a record 15 times, surpassing hosts Argentina in 2011 to reach 15 titles (they were previously equal at 14 titles each during the 2011 Copa América).
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Also, in South America, a multi-sport event, the South American Games, are held every four years. The first edition was held in La Paz in 1978 and the most recent took place in Santiago in 2014.
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South American Cricket Championship is an international limited-overs cricket tournament played since 1995 featuring national teams from South America and certain other invited sides including teams from North America, currently played annually but until 2013 was usually played every two seasons.
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Due to the diversity of topography and pluviometric precipitation conditions, the region's water resources vary enormously in different areas. In the Andes, navigation possibilities are limited, except for the Magdalena River, Lake Titicaca and the lakes of the southern regions of Chile and Argentina. Irrigation is an important factor for agriculture from northwestern Peru to Patagonia. Less than 10% of the known electrical potential of the Andes had been used until the mid-1960s.
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The Brazilian Highlands has a much higher hydroelectric potential than the Andean region and its possibilities of exploitation are greater due to the existence of several large rivers with high margins and the occurrence of great differences forming huge cataracts, such as those of Paulo Afonso, Iguaçu and others. The Amazon River system has about 13,000 km of waterways, but its possibilities for hydroelectric use are still unknown.
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Most of the continent's energy is generated through hydroelectric power plants, but there is also an important share of thermoelectric and wind energy. Brazil and Argentina are the only South American countries that generate nuclear power, each with two nuclear power plants. In 1991 these countries signed a peaceful nuclear cooperation agreement.
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South American transportation systems are still deficient, with low kilometric densities. The region has about 1,700,000 km of highways and 100,000 km of railways, which are concentrated in the coastal strip, and the interior is still devoid of communication.
|
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Only two railroads are continental: the Transandina, which connects Buenos Aires, in Argentina to Valparaíso, in Chile, and the Brazil–Bolivia Railroad, which makes it the connection between the port of Santos in Brazil and the city of Santa Cruz de la Sierra, in Bolivia. In addition, there is the Pan-American Highway, which crosses the Andean countries from north to south, although some stretches are unfinished.[100]
|
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Two areas of greater density occur in the railway sector: the platinum network, which develops around the Platine region, largely belonging to Argentina, with more than 45,000 km in length; And the Southeast Brazil network, which mainly serves the state of São Paulo, state of Rio de Janeiro and Minas Gerais. Brazil and Argentina also stand out in the road sector. In addition to the modern roads that extend through northern Argentina and south-east and south of Brazil, a vast road complex aims to link Brasília, the federal capital, to the South, Southeast, Northeast and Northern regions of Brazil.
|
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|
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The Port of Callao is the main port of Peru.
|
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South America has one of the largest bays of navigable inland waterways in the world, represented mainly by the Amazon basin, the Platine basin, the São Francisco and the Orinoco basins, Brazil having about 54,000 km navigable, while Argentina has 6,500 km and Venezuela, 1,200 km.
|
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The two main merchant fleets also belong to Brazil and Argentina. The following are those of Chile, Venezuela, Peru and Colombia. The largest ports in commercial movement are those of Buenos Aires, Santos, Rio de Janeiro, Bahía Blanca, Rosario, Valparaíso, Recife, Salvador, Montevideo, Paranaguá, Rio Grande, Fortaleza, Belém and Maracaibo.
|
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In South America, commercial aviation has a magnificent expansion field, which has one of the largest traffic density lines in the world, Rio de Janeiro–São Paulo, and large airports, such as Congonhas, São Paulo–Guarulhos International and Viracopos (São Paulo), Rio de Janeiro International and Santos Dumont (Rio de Janeiro), El Dorado (Bogotá), Ezeiza (Buenos Aires), Tancredo Neves International Airport (Belo Horizonte), Curitiba International Airport (Curitiba), Brasilia, Caracas, Montevideo, Lima, Viru Viru International Airport (Santa Cruz de la Sierra), Recife, Salvador, Salgado Filho International Airport (Porto Alegre), Fortaleza, Manaus and Belém.
|
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The main public transport in major cities is the bus. Many cities also have a diverse system of metro and subway trains, the first of which was the Buenos Aires subte, opened 1913.[101] The Santiago subway[102] is the largest network in South America, with 103 km, while the São Paulo subway is the largest in transportation, with more than 4.6 million passengers per day[103] and was voted the best in the Americas. In Rio de Janeiro was installed the first railroad of the continent, in 1854. Today the city has a vast and diversified system of metropolitan trains, integrated with buses and subway. Recently it was also inaugurated in the city a Light Rail System called VLT, a small electrical trams at low speed, while São Paulo inaugurated its monorail, the first of South America.[citation needed] In Brazil, an express bus system called Bus Rapid Transit (BRT), which operates in several cities, has also been developed. Mi Teleférico, also known as Teleférico La Paz–El Alto (La Paz–El Alto Cable Car), is an aerial cable car urban transit system serving the La Paz–El Alto metropolitan area in Bolivia.
|
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|
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^ Continent model: In some parts of the world South America is viewed as a subcontinent of the Americas[104] (a single continent in these areas), for example Latin America, Latin Europe, and Iran. In most of the countries with English as an official language, however, it is considered a continent; see Americas (terminology).[clarification needed]
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Africa
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Antarctica
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Asia
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Australia
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Europe
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North America
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South America
|
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Afro-Eurasia
|
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|
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America
|
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Eurasia
|
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|
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Oceania
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1 |
+
|
2 |
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|
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+
Sudan (/suːˈdɑːn/;[10][11] Arabic: السودان as-Sūdān), officially the Republic of the Sudan[12] (Arabic: جمهورية السودان Jumhūriyyat as-Sūdān), is a country in Northeast Africa. Bordered by Egypt to the north, Libya to the northwest, Chad to the west, the Central African Republic to the southwest, South Sudan to the south, Ethiopia to the southeast, Eritrea to the east, and the Red Sea to the northeast. Sudan has a population of 43 million (2018 estimate)[13] and occupies 1,886,068 square kilometres (728,215 square miles), making it Africa's third-largest country and also the third-largest in the Arab world. It was the largest country in Africa and the Arab world by area before the secession of South Sudan in 2011.[14]
|
4 |
+
|
5 |
+
Sudan's history goes back to the Pharaonic period, witnessing the Kingdom of Kerma (c. 2500–1500 BC), the subsequent rule of the Egyptian New Kingdom (c. 1500 BC–1070 BC) and the rise of the Kingdom of Kush (c. 785 BC–350 AD), which would in turn control Egypt itself for nearly a century. After the fall of Kush, the Nubians formed the three Christian kingdoms of Nobatia, Makuria and Alodia, with the latter two lasting until around 1500. Between the 14th and 15th centuries much of Sudan was settled by Arab nomads. From the 16th–19th centuries, central and eastern Sudan were dominated by the Funj sultanate, while Darfur ruled the west and the Ottomans the far north. This period saw extensive Islamisation and Arabisation.
|
6 |
+
|
7 |
+
From 1820 to 1874 the entirety of Sudan was conquered by the Muhammad Ali dynasty. Between 1881 and 1885, the harsh Egyptian reign was eventually met with a successful revolt led by the self-proclaimed Mahdi Muhammad Ahmad, resulting in the establishment of the Caliphate of Omdurman. This state was eventually toppled in 1898 by the British, who would then govern Sudan together with Egypt.[15]
|
8 |
+
|
9 |
+
The 20th century saw the growth of Sudanese nationalism and in 1953 Britain granted Sudan self-government. Independence was proclaimed on 1 January 1956. Since independence, Sudan has been ruled by a series of unstable parliamentary governments and military regimes. Under Jaafar Nimeiry, Sudan instituted Islamic law in 1983.[16] This exacerbated the rift between the Islamic north, the seat of the government and the Animists and Christians in the south. Differences in language, religion, and political power erupted in a civil war between government forces, strongly influenced by the National Islamic Front (NIF), and the southern rebels, whose most influential faction was the Sudan People's Liberation Army (SPLA), eventually concluding in the independence of South Sudan in 2011.[17] Between 1989 and 2019, Sudan experienced a 30-year-long military dictatorship led by Omar al-Bashir accused of widespread human rights abuses including torture, persecution of minorities and notably, ethnic genocide due to its role in the War in the Darfur region that broke out in 2003. Overall, the regime's actions killed between 300,000 and 400,000 people. Protests erupted in late 2018, demanding Bashir's resignation, which resulted in a successful coup d'état on April 11, 2019.[18]
|
10 |
+
|
11 |
+
The country's name Sudan is a name given to a geographical region to the south of the Sahara, stretching from Western Africa to eastern Central Africa. The name derives from the Arabic bilād as-sūdān (بلاد السودان), or the "Land of the Blacks".[19] The name is one of several toponyms sharing similar etymologies, ultimately meaning "land of the blacks" or similar meanings, in reference to the dark skin of the inhabitants. Initially, the term "Sudanese" had a negative connotation in Sudan due to its association with black Africans. The idea of "Sudanese" nationalism goes back to the 1930s and 1940s, when it was popularised by young intellectuals.[20]
|
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+
|
13 |
+
By the eighth millennium BC, people of a Neolithic culture had settled into a sedentary way of life there in fortified mudbrick villages, where they supplemented hunting and fishing on the Nile with grain gathering and cattle herding.[21] Neolithic peoples created cemeteries such as R12. During the fifth millennium BC, migrations from the drying Sahara brought neolithic people into the Nile Valley along with agriculture. The population that resulted from this cultural and genetic mixing developed a social hierarchy over the next centuries which became the Kingdom of Kush (with the capital at Kerma) at 1700 BC. Anthropological and archaeological research indicate that during the predynastic period Nubia and Nagadan Upper Egypt were ethnically, and culturally nearly identical, and thus, simultaneously evolved systems of pharaonic kingship by 3300 BC.[22]
|
14 |
+
|
15 |
+
The Kingdom of Kush was an ancient Nubian state centered on the confluences of the Blue Nile and White Nile, and the Atbarah River and the Nile River. It was established after the Bronze Age collapse and the disintegration of the New Kingdom of Egypt, centered at Napata in its early phase[23].
|
16 |
+
|
17 |
+
After King Kashta ("the Kushite") invaded Egypt in the eighth century BC, the Kushite kings ruled as pharaohs of the Twenty-fifth Dynasty of Egypt for a century before being defeated and driven out by the Assyrians. At the height of their glory, the Kushites conquered an empire that stretched from what is now known as South Kordofan to the Sinai. Pharaoh Piye attempted to expand the empire into the Near East but was thwarted by the Assyrian king Sargon II.
|
18 |
+
|
19 |
+
The Kingdom of Kush is mentioned in the Bible as having saved the Israelites from the wrath of the Assyrians, although disease among the besiegers was the main reason for the failure to take the city.[24][page needed]
|
20 |
+
The war that took place between Pharaoh Taharqa and the Assyrian king Sennacherib was a decisive event in western history, with the Nubians being defeated in their attempts to gain a foothold in the Near East by Assyria. Sennacherib's successor Esarhaddon went further and invaded Egypt itself to secure his control of the Levant. This succeeded, as he managed to expel Taharqa from Lower Egypt. Taharqa fled back to Upper Egypt and Nubia, where he died two years later. Lower Egypt came under Assyrian vassalage but proved unruly, unsuccessfully rebelling against the Assyrians. Then, the king Tantamani, a successor of Taharqa, made a final determined attempt to regain Lower Egypt from the newly re-instated Assyrian vassal Necho I. He managed to retake Memphis killing Necho in the process and besieged cities in the Nile Delta. Ashurbanipal, who had succeeded Esarhaddon, sent a large army in Egypt to regain control. He routed Tantamani near Memphis and, pursuing him, sacked Thebes. Although the Assyrians immediately departed Upper Egypt after these events, weakened, Thebes peacefully submitted itself to Necho's son Psamtik I less than a decade later. This ended all hopes of a revival of the Nubian Empire, which rather continued in the form of a smaller kingdom centered on Napata. The city was raided by the Egyptian c. 590 BC and the Kushite resettled in Meroë.
|
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+
|
22 |
+
During Classical Antiquity, the Nubian capital was still at Meroë. In ancient Greek geography, the Meroitic kingdom was known as Ethiopia (a term also used earlier by the Assyrians when encountering the Nubians). The civilization of Kush was among the first in the world to use iron smelting technology. The Nubian kingdom at Meroë persisted until the mid-fourth century AD.
|
23 |
+
|
24 |
+
On the turn of the fifth century the Blemmyes established a short-lived state in Upper Egypt and Lower Nubia, probably centered around Talmis (Kalabsha), but before 450 they were already driven out of the Nile Valley by the Nobatians. The latter eventually founded a kingdom on their own, Nobatia.[26]
|
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+
By the 6th century there were in total three Nubian kingdoms: Nobatia in the north, which had its capital at Pachoras (Faras); the central kingdom, Makuria centred at Tungul (Old Dongola), about 13 kilometres (8 miles) south of modern Dongola; and Alodia, in the heartland of the old Kushitic kingdom, which had its capital at Soba (now a suburb of modern-day Khartoum).[27] Still in the sixth century they converted to Christianity.[28] In the seventh century, probably at some point between 628 and 642, Nobatia was incorporated into Makuria.[29]
|
26 |
+
|
27 |
+
Between 639 and 641 the Muslim Arabs of the Rashidun Caliphate conquered Byzantine Egypt. In 641 or 642 and again in 652 they invaded Nubia but were repelled, making the Nubians one of the few who managed to defeat the Arabs during the Islamic expansion. Afterwards the Makurian king and the Arabs agreed on a unique non-aggression pact that also included an annual exchange of gifts, thus acknowledging Makuria's independence.[30] While the Arabs failed to conquer Nubia they began to settle east of the Nile, where they eventually founded several port towns[31] and intermarried with the local Beja.[32]
|
28 |
+
|
29 |
+
From the mid 8th-mid 11th century the political power and cultural development of Christian Nubia peaked.[33] In 747 Makuria invaded Egypt, which at this time belonged to the declining Umayyads,[34] and it did so again in the early 960s, when it pushed as far north as Akhmim.[35] Makuria maintained close dynastic ties with Alodia, perhaps resulting in the temporary unification of the two kingdoms into one state.[36] The culture of the medieval Nubians has been described as "Afro-Byzantine",[37] but was also increasingly influenced by Arab culture.[38] The state organisation was extremely centralised,[39] being based on the Byzantine bureaucracy of the 6th and 7th centuries.[40] Arts flourished in the form of pottery paintings[41] and especially wall paintings.[42] The Nubians developed an own alphabet for their language, Old Nobiin, basing it on the Coptic alphabet, while also utilizing Greek, Coptic and Arabic.[43] Women enjoyed high social status: they had access to education, could own, buy and sell land and often used their wealth to endow churches and church paintings.[44] Even the royal succession was matrilineal, with the son of the king's sister being the rightful heir.[45]
|
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+
|
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+
From the late 11th/12th century, Makuria's capital Dongola was in decline, and Alodia's capital declined in the 12th century as well.[46] In the 14th and 15th centuries Bedouin tribes overran most of Sudan,[47] migrating to the Butana, the Gezira, Kordofan and Darfur.[48] In 1365 a civil war forced the Makurian court to flee to Gebel Adda in Lower Nubia, while Dongola was destroyed and left to the Arabs. Afterwards Makuria continued to exist only as a petty kingdom.[49] After the prosperous[50] reign of king Joel (fl. 1463–1484) Makuria collapsed.[51] Coastal areas from southern Sudan up to the port city of Suakin was succeeded by the Adal Sultanate in the fifteenth century.[52][53] To the south, the kingdom of Alodia fell to either the Arabs, commanded by tribal leader Abdallah Jamma, or the Funj, an African people originating from the south.[54] Datings range from the 9th century after the Hijra (c. 1396–1494),[55] the late 15th century,[56] 1504[57] to 1509.[58] An alodian rump state might have survived in the form of the kingdom of Fazughli, lasting until 1685.[59]
|
32 |
+
|
33 |
+
In 1504 the Funj are recorded to have founded the Kingdom of Sennar, in which Abdallah Jamma's realm was incorporated.[61] By 1523, when Jewish traveller David Reubeni visited Sudan, the Funj state already extended as far north as Dongola.[62] Meanwhile, Islam began to be preached on the Nile by Sufi holymen who settled there in the 15th and 16th centuries[63] and by David Reubeni's visit king Amara Dunqas, previously a Pagan or nominal Christian, was recorded to be Muslim.[64] However, the Funj would retain un-Islamic customs like the divine kingship or the consummation of alcohol until the 18th century.[65] Sudanese folk Islam preserved many rituals stemming from Christian traditions until the recent past.[66]
|
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+
|
35 |
+
Soon the Funj came in conflict with the Ottomans, who had occupied Suakin around 1526[67] and eventually pushed south along the Nile, reaching the third Nile cataract area in 1583/1584. A subsequent Ottoman attempt to capture Dongola was repelled by the Funj in 1585.[68] Afterwards, Hannik, located just south of the third cataract, would mark the border between the two states.[69] The aftermath of the Ottoman invasion saw the attempted usurpation of Ajib, a minor king of northern Nubia. While the Funj eventually killed him in 1611/1612 his successors, the Abdallab, were granted to govern everything north of the confluence of Blue and White Niles with considerable autonomy.[70]
|
36 |
+
|
37 |
+
During the 17th century the Funj state reached its widest extent,[71] but in the following century it began to decline.[72] A coup in 1718 brought a dynastic change,[73] while another one in 1761–1762[74] resulted in the Hamaj regency, where the Hamaj (a people from the Ethiopian borderlands) effectively ruled while the Funj sultans were their mere puppets.[75] Shortly afterwards the sultanate began to fragment;[76] by the early 19th century it was essentially restricted to the Gezira.[77]
|
38 |
+
|
39 |
+
The coup of 1718 kicked off a policy of pursuing a more orthodox Islam, which in turn promoted the Arabisation of the state.[78] In order to legitimise their rule over their Arab subjects the Funj began to propagate an Umayyad descend.[79] North of the confluence of the Blue and White Niles, as far downstream as Al Dabbah, the Nubians adopted the tribal identity of the Arab Jaalin.[80] Until the 19th century Arabic had succeeded in becoming the dominant language of central riverine Sudan[81][82][83] and most of Kordofan.[84]
|
40 |
+
|
41 |
+
West of the Nile, in Darfur, the Islamic period saw at first the rise of the Tunjur kingdom, which replaced the old Daju kingdom in the 15th century[85] and extended as far west as Wadai.[86] The Tunjur people were probably Arabised Berbers and, their ruling elite at least, Muslims.[87] In the 17th century the Tunjur were driven from power by the Fur Keira sultanate.[86] The Keira state, nominally Muslim since the reign of Sulayman Solong (r. c. 1660–1680),[88] was initially a small kingdom in northern Jebel Marra,[89] but expanded west- and northwards in the early 18th century[90] and eastwards under the rule of Muhammad Tayrab (r. 1751–1786),[91] peaking in the conquest of Kordofan in 1785.[92] The apogee of this empire, now roughly the size of present-day Nigeria,[92] would last until 1821.[91]
|
42 |
+
|
43 |
+
In 1821, the Ottoman ruler of Egypt, Muhammad Ali of Egypt, had invaded and conquered northern Sudan. Although technically the Vali of Egypt under the Ottoman Empire, Muhammad Ali styled himself as Khedive of a virtually independent Egypt. Seeking to add Sudan to his domains, he sent his third son Ismail (not to be confused with Ismaʻil Pasha mentioned later) to conquer the country, and subsequently incorporate it into Egypt. With the exception of the Shaiqiya and the Darfur sultanate in Kordofan, he was met without resistance. The Egyptian policy of conquest was expanded and intensified by Ibrahim Pasha's son, Ismaʻil, under whose reign most of the remainder of modern-day Sudan was conquered.
|
44 |
+
|
45 |
+
The Egyptian authorities made significant improvements to the Sudanese infrastructure (mainly in the north), especially with regard to irrigation and cotton production. In 1879, the Great Powers forced the removal of Ismail and established his son Tewfik Pasha in his place. Tewfik's corruption and mismanagement resulted in the 'Urabi revolt, which threatened the Khedive's survival. Tewfik appealed for help to the British, who subsequently occupied Egypt in 1882. Sudan was left in the hands of the Khedivial government, and the mismanagement and corruption of its officials.[93][94]
|
46 |
+
|
47 |
+
During the Khedivial period, dissent had spread due to harsh taxes imposed on most activities. Taxation on irrigation wells and farming lands were so high most farmers abandoned their farms and livestock. During the 1870s, European initiatives against the slave trade had an adverse impact on the economy of northern Sudan, precipitating the rise of Mahdist forces.[95] Muhammad Ahmad ibn Abd Allah, the Mahdi (Guided One), offered to the ansars (his followers) and those who surrendered to him a choice between adopting Islam or being killed. The Mahdiyah (Mahdist regime) imposed traditional Sharia Islamic laws.
|
48 |
+
|
49 |
+
From his announcement of the Mahdiyya in June 1881 until the fall of Khartoum in January 1885, Muhammad Ahmad led a successful military campaign against the Turco-Egyptian government of the Sudan, known as the Turkiyah. Muhammad Ahmad died on 22 June 1885, a mere six months after the conquest of Khartoum. After a power struggle amongst his deputies, Abdallahi ibn Muhammad, with the help primarily of the Baggara of western Sudan, overcame the opposition of the others and emerged as unchallenged leader of the Mahdiyah. After consolidating his power, Abdallahi ibn Muhammad assumed the title of Khalifa (successor) of the Mahdi, instituted an administration, and appointed Ansar (who were usually Baggara) as emirs over each of the several provinces.
|
50 |
+
|
51 |
+
Regional relations remained tense throughout much of the Mahdiyah period, largely because of the Khalifa's brutal methods to extend his rule throughout the country. In 1887, a 60,000-man Ansar army invaded Ethiopia, penetrating as far as Gondar. In March 1889, king Yohannes IV of Ethiopia marched on Metemma; however, after Yohannes fell in battle, the Ethiopian forces withdrew. Abd ar Rahman an Nujumi, the Khalifa's general, attempted an invasion of Egypt in 1889, but British-led Egyptian troops defeated the Ansar at Tushkah. The failure of the Egyptian invasion broke the spell of the Ansar's invincibility. The Belgians prevented the Mahdi's men from conquering Equatoria, and in 1893, the Italians repelled an Ansar attack at Agordat (in Eritrea) and forced the Ansar to withdraw from Ethiopia.
|
52 |
+
|
53 |
+
In the 1890s, the British sought to re-establish their control over Sudan, once more officially in the name of the Egyptian Khedive, but in actuality treating the country as a British colony. By the early 1890s, British, French and Belgian claims had converged at the Nile headwaters. Britain feared that the other powers would take advantage of Sudan's instability to acquire territory previously annexed to Egypt. Apart from these political considerations, Britain wanted to establish control over the Nile to safeguard a planned irrigation dam at Aswan. Herbert Kitchener led military campaigns against the Mahdist Sudan from 1896 to 1898. Kitchener's campaigns culminated in a decisive victory in the Battle of Omdurman on 2 September 1898.
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In 1899, Britain and Egypt reached an agreement under which Sudan was run by a governor-general appointed by Egypt with British consent.[96] In reality, Sudan was effectively administered as a Crown colony. The British were keen to reverse the process, started under Muhammad Ali Pasha, of uniting the Nile Valley under Egyptian leadership and sought to frustrate all efforts aimed at further uniting the two countries.[citation needed]
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Under the Delimitation, Sudan's border with Abyssinia was contested by raiding tribesmen trading slaves, breaching boundaries of the law. In 1905 Local chieftain Sultan Yambio reluctant to the end gave up the struggle with British forces that had occupied the Kordofan region, finally ending the lawlessness. The continued British administration of Sudan fuelled an increasingly strident nationalist backlash, with Egyptian nationalist leaders determined to force Britain to recognise a single independent union of Egypt and Sudan. With a formal end to Ottoman rule in 1914, Sir Reginald Wingate was sent that December to occupy Sudan as the new Military Governor. Hussein Kamel was declared Sultan of Egypt and Sudan, as was his brother and successor, Fuad I. They continued upon their insistence of a single Egyptian-Sudanese state even when the Sultanate of Egypt was retitled as the Kingdom of Egypt and Sudan, but it was Saad Zaghloul who continued to be frustrated in the ambitions until his death in 1927.[97]
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From 1924 until independence in 1956, the British had a policy of running Sudan as two essentially separate territories, the north and south. The assassination of a Governor-General of Anglo-Egyptian Sudan in Cairo was the causative factor; it brought demands of the newly elected Wafd government from colonial forces. A permanent establishment of two battalions in Khartoum was renamed the Sudan Defence Force acting as under the government, replacing the former garrison of Egyptian army soldiers, saw action afterwards during the Walwal Incident.[98] The Wafdist parliamentary majority had rejected Sarwat Pasha's accommodation plan with Austen Chamberlain in London; yet Cairo still needed the money. The Sudanese Government's revenue had reached a peak in 1928 at £6.6 million, thereafter the Wafdist disruptions, and Italian borders incursions from Somaliland, London decided to reduce expenditure during the Great Depression. Cotton and gum exports were dwarfed by the necessity to import almost everything from Britain leading to a balance of payments deficit at Khartoum.[99]
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In July 1936 the Liberal Constitutional leader, Muhammed Mahmoud was persuaded to bring Wafd delegates to London to sign the Anglo-Egyptian Treaty, "the beginning of a new stage in Anglo-Egyptian relations", wrote Anthony Eden.[100] The British Army was allowed to return to Sudan to protect the Canal Zone. They were able to find training facilities, and the RAF was free to fly over Egyptian territory. It did not, however, resolve the problem of Sudan: the Sudanese Intelligentsia agitated for a return to metropolitan rule, conspiring with Germany's agents.[101]
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Mussolini made it clear that he could not invade Abyssinia without first conquering Egypt and Sudan; they intended unification of Libya with Italian East Africa. The British Imperial General Staff prepared for military defence of the region, which was thin on the ground.[102] The British ambassador blocked Italian attempts to secure a Non-Aggression Treaty with Egypt-Sudan. But Mahmoud was a supporter of the Grand Mufti of Jerusalem; the region was caught between the Empire's efforts to save the Jews, and moderate Arab calls to halt migration.[103]
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The Sudanese Government was directly involved militarily in the East African Campaign. Formed in 1925, the Sudan Defence Force played an active part in responding to incursions early in World War Two. Italian troops occupied Kassala and other border areas from Italian Somaliland during 1940. In 1942, the SDF also played a part in the invasion of the Italian colony by British and Commonwealth forces. The last British governor-general was Robert George Howe.
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The Egyptian revolution of 1952 finally heralded the beginning of the march towards Sudanese independence. Having abolished the monarchy in 1953, Egypt's new leaders, Mohammed Naguib, whose mother was Sudanese, and later Gamal Abdel Nasser, believed the only way to end British domination in Sudan was for Egypt to officially abandon its claims of sovereignty. In addition Nasser knew it would be difficult for Egypt to govern an impoverished Sudan after its independence. The British on the other hand continued their political and financial support for the Mahdist successor, Abd al-Rahman al-Mahdi, whom it was believed would resist Egyptian pressure for Sudanese independence. Rahman was capable of this, but his regime was plagued by political ineptitude, which garnered a colossal loss of support in northern and central Sudan. Both Egypt and Britain sensed a great instability fomenting, and thus opted to allow both Sudanese regions, north and south to have a free vote on whether they wished independence or a British withdrawal.
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A polling process was carried out resulting in composition of a democratic parliament and Ismail al-Azhari was elected first Prime Minister and led the first modern Sudanese government.[104] On 1 January 1956, in a special ceremony held at the People's Palace, the Egyptian and British flags were lowered and the new Sudanese flag, composed of green, blue and yellow stripes, was raised in their place by the prime minister Ismail al-Azhari.
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Dissatisfaction culminated in a second coup d'état on 25 May 1969. The coup leader, Col. Gaafar Nimeiry, became prime minister, and the new regime abolished parliament and outlawed all political parties. Disputes between Marxist and non-Marxist elements within the ruling military coalition resulted in a briefly successful coup in July 1971, led by the Sudanese Communist Party. Several days later, anti-communist military elements restored Nimeiry to power.
|
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In 1972, the Addis Ababa Agreement led to a cessation of the north–south civil war and a degree of self-rule. This led to ten years hiatus in the civil war but an end to American investment in the Jonglei Canal project. This had been considered absolutely essential to irrigate the Upper Nile region and to prevent an environmental catastrophe and wide-scale famine among the local tribes, most especially the Dinka. In the civil war that followed their homeland was raided, looted, pillaged and burned. Many of the tribe were murdered in a bloody civil war that raged for over 20 years.
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Until the early 1970s, Sudan's agricultural output was mostly dedicated to internal consumption. In 1972, the Sudanese government became more pro-Western, and made plans to export food and cash crops. However, commodity prices declined throughout the 1970s causing economic problems for Sudan. At the same time, debt servicing costs, from the money spent mechanizing agriculture, rose. In 1978, the IMF negotiated a Structural Adjustment Program with the government. This further promoted the mechanised export agriculture sector. This caused great hardship for the pastoralists of Sudan (see Nuba peoples). In 1976, the Ansars had mounted a bloody but unsuccessful coup attempt. But in July 1977, President Nimeiry met with Ansar leader Sadiq al-Mahdi, opening the way for a possible reconciliation. Hundreds of political prisoners were released, and in August a general amnesty was announced for all oppositionists.
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On 30 June 1989, Colonel Omar al-Bashir led a bloodless military coup.[105] The new military government suspended political parties and introduced an Islamic legal code on the national level.[106] Later al-Bashir carried out purges and executions in the upper ranks of the army, the banning of associations, political parties, and independent newspapers, and the imprisonment of leading political figures and journalists.[107] On 16 October 1993, al-Bashir appointed himself "President" and disbanded the Revolutionary Command Council. The executive and legislative powers of the council were taken by al-Bashir.[108]
|
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In the 1996 general election, he was the only candidate by law to run for election.[109] Sudan became a one-party state under the National Congress Party (NCP).[110] During the 1990s, Hassan al-Turabi, then Speaker of the National Assembly, reached out to Islamic fundamentalist groups, invited Osama bin Laden to the country.[111] The United States subsequently listed Sudan as a state sponsor of terrorism.[112] Following Al Qaeda's bombing of the U.S. embassies in Kenya and Tanzania the U.S. launched Operation Infinite Reach and targeted the Al-Shifa pharmaceutical factory which the U.S. government falsely believed was producing chemical weapons for the terrorist group. Al-Turabi's influence began to wane, others in favour of more pragmatic leadership tried to change Sudan's international isolation.[113] The country worked to appease its critics by expelling members of the Egyptian Islamic Jihad and encouraging bin Laden to leave.[114]
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Before the 2000 presidential election, al-Turabi introduced a bill to reduce the President's powers, prompting al-Bashir to order a dissolution and declare a state of emergency. When al-Turabi urged a boycott of the President's re-election campaign signing agreement with Sudan People's Liberation Army, al-Bashir suspected they were plotting to overthrow the government.[115] Hassan al-Turabi was jailed later the same year.[116]
|
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In February 2003, the Sudan Liberation Movement/Army (SLM/A) and Justice and Equality Movement (JEM) groups in Darfur took up arms, accusing the Sudanese government of oppressing non-Arab Sudanese in favor of Sudanese Arabs, precipitating the War in Darfur. The conflict has since been described as a genocide,[117] and the International Criminal Court (ICC) in The Hague has issued two arrest warrants for al-Bashir.[118][119] Arabic-speaking nomadic militias known as the Janjaweed stand accused of many atrocities.
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On 9 January 2005, the government signed the Nairobi Comprehensive Peace Agreement with the Sudan People's Liberation Movement (SPLM) with the objective of ending the Second Sudanese Civil War. The United Nations Mission in Sudan (UNMIS) was established under the UN Security Council Resolution 1590 to support its implementation. The peace agreement was a prerequisite to the 2011 referendum: the result was a unanimous vote in favour of secession of South Sudan; the region of Abyei will hold its own referendum at a future date.
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The Sudan People's Liberation Army (SPLA) was the primary member of the Eastern Front, a coalition of rebel groups operating in eastern Sudan. After the peace agreement, their place was taken in February 2004 after the merger of the larger Hausa and Beja Congress with the smaller Rashaida Free Lions.[120] A peace agreement between the Sudanese government and the Eastern Front was signed on 14 October 2006, in Asmara. On 5 May 2006, the Darfur Peace Agreement was signed, aiming at ending the three-year-long conflict.[121] The Chad–Sudan Conflict (2005–2007) had erupted after the Battle of Adré triggered a declaration of war by Chad.[122] The leaders of Sudan and Chad signed an agreement in Saudi Arabia on 3 May 2007 to stop fighting from the Darfur conflict spilling along their countries' 1,000-kilometre (600 mi) border.[123]
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|
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In July 2007 the country was hit by devastating floods,[124] with over 400,000 people being directly affected.[125] Since 2009, a series of ongoing conflicts between rival nomadic tribes in Sudan and South Sudan have caused a large number of civilian casualties.
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The Sudanese conflict in South Kordofan and Blue Nile in the early 2010s between the Army of Sudan and the Sudan Revolutionary Front started as a dispute over the oil-rich region of Abyei in the months leading up to South Sudanese independence in 2011, though it is also related to civil war in Darfur that is nominally resolved. The events would later be known as the Sudanese Intifada, which would end only in 2013 after al-Bashir promised he would not seek re-election in 2015. He later broke his promise and sought re-election in 2015, winning through a boycott from the opposition who believed that the elections would not be free and fair. Voter turnout was at a low 46%.[126]
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On 13 January 2017, US president Barack Obama signed an Executive Order that lifted many sanctions placed against Sudan and assets of its government held abroad. On 6 October 2017, the following US president Donald Trump lifted most of the remaining sanctions against the country and its petroleum, export-import, and property industries.[127]
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On 19 December 2018, massive protests began after a government decision to triple the price of goods at a time when the country was suffering an acute shortage of foreign currency and inflation of 70 percent.[128] In addition, President al-Bashir, who had been in power for more than 30 years, refused to step down, resulting in the convergence of opposition groups to form a united coalition. The government retaliated by arresting more than 800 opposition figures and protesters, leading to the death of approximately 40 people according to the Human Rights Watch,[129] although the number was much higher than that according to local and civilian reports. The protests continued after the overthrow of his government on 11 April 2019 after a massive sit-in in front of the Sudanese Armed Forces main headquarters, after which the chiefs of staff decided to intervene and they ordered the arrest of President al-Bashir and declared a three-month state of emergency.[130][131][132] Over 100 people died on the third of June after security forces dispersed the sit-in using tear gas and live ammunition in what is known as the Khartoum massacre [133], resulting in Sudan's suspension from the African Union.[134] Sudan's youth had been reported to be driving the protests.[135] The protests came to an end when the Forces for Freedom and Change (an alliance of groups organizing the protests) and Transitional Military Council (the ruling military government) signed the July 2019 Political Agreement and the August 2019 Draft Constitutional Declaration.[136][137]
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The transitional institutions and procedures included the creation of a joint military-civilian Sovereignty Council of Sudan as head of state, a new Chief Justice of Sudan as head of the judiciary branch of power, Nemat Abdullah Khair, and a new prime minister. The new Prime Minister, Abdalla Hamdok, a 61-year-old economist who worked previously for the UN Economic Commission for Africa, was sworn in on 21 August. He initiated talks with the IMF and World Bank aimed at stabilising the economy, which was in dire straits because of shortages of food, fuel and hard currency. Hamdok estimated that US$10bn over two years would suffice to halt the panic, and said that over 70% of the 2018 budget had been spent on civil war-related measures. The governments of Saudi Arabia and the United Arab Emirates had invested significant sums supporting the military council since Bashir's ouster.[138] On 3 September, Hamdok appointed 14 civilian ministers, including the first female foreign minister and the first Coptic Christian, also a woman.[139][140]
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+
Sudan is situated in northern Africa, with an 853 km (530 mi) coastline bordering the Red Sea.[141] It has land borders with Egypt, Eritrea, Ethiopia, South Sudan, the Central African Republic, Chad, and Libya. With an area of 1,886,068 km2 (728,215 sq mi), it is the third-largest country on the continent (after Algeria and Democratic Republic of the Congo) and the sixteenth-largest in the world.
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Sudan lies between latitudes 8° and 23°N. The terrain is generally flat plains, broken by several mountain ranges. In the west, the Deriba Caldera (3,042 m or 9,980 ft), located in the Marrah Mountains, is the highest point in Sudan. In the east are the Red Sea Hills.[142]
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The Blue Nile and White Nile rivers meet in Khartoum to form the Nile, which flows northwards through Egypt to the Mediterranean Sea. The Blue Nile's course through Sudan is nearly 800 km (497 mi) long and is joined by the Dinder and Rahad Rivers between Sennar and Khartoum. The White Nile within Sudan has no significant tributaries.
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There are several dams on the Blue and White Niles. Among them are the Sennar and Roseires Dams on the Blue Nile, and the Jebel Aulia Dam on the White Nile. There is also Lake Nubia on the Sudanese-Egyptian border.
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Rich mineral resources are available in Sudan including asbestos, chromite, cobalt, copper, gold, granite, gypsum, iron, kaolin, lead, manganese, mica, natural gas, nickel, petroleum, silver, tin, uranium and zinc.[143]
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The amount of rainfall increases towards the south. The central and the northern part have extremely dry, desert areas such as the Nubian Desert to the northeast and the Bayuda Desert to the east; in the south, there are grasslands and tropical savanna. Sudan's rainy season lasts for about four months (June to September) in the north, and up to six months (May to October) in the south.
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The dry regions are plagued by sandstorms, known as haboob, which can completely block out the sun. In the northern and western semi-desert areas, people rely on the scant rainfall for basic agriculture and many are nomadic, travelling with their herds of sheep and camels. Nearer the River Nile, there are well-irrigated farms growing cash crops.[144] The sunshine duration is very high all over the country but especially in deserts where it could soar to over 4,000 h per year.
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Desertification is a serious problem in Sudan.[145] There is also concern over soil erosion. Agricultural expansion, both public and private, has proceeded without conservation measures. The consequences have manifested themselves in the form of deforestation, soil desiccation, and the lowering of soil fertility and the water table.[146]
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The nation's wildlife is threatened by poaching. As of 2001, twenty-one mammal species and nine bird species are endangered, as well as two species of plants. Critically endangered species include: the waldrapp, northern white rhinoceros, tora hartebeest, slender-horned gazelle, and hawksbill turtle. The Sahara oryx has become extinct in the wild.[147]
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The politics of Sudan formally took place within the framework of a federal representative democratic republic until April 2019, when President Omar al-Bashir's regime was overthrown in a military coup led by Vice President Ahmed Awad Ibn Auf. As an initial step he established the Transitional Military Council to manage the country's internal affairs. He also suspended the constitution and dissolved the bicameral parliament — the National Legislature, with its National Assembly (lower chamber) and the Council of States (upper chamber). Ibn Auf however, remained in office for only a single day and then resigned, with the leadership of the Transitional Military Council then being handed to Abdel Fattah al-Burhan. On 4 August 2019, a new Constitutional Declaration was signed between the representatives of the Transitional Military Council and the Forces of Freedom and Change, and on 21 August 2019 the Transitional Military Council was officially replaced as head of state by an 11-member Sovereignty Council, and as head of government by a civilian Prime Minister.
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The legal system in Sudan is based on Islamic Sharia law. The 2005 Naivasha Agreement, ending the civil war between north and south Sudan, established some protections for non-Muslims in Khartoum. Sudan's application of Sharia law is geographically inconsistent.[148]
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Stoning remains a judicial punishment in Sudan. Between 2009 and 2012, several women were sentenced to death by stoning.[149][150][151] Flogging is a legal punishment. Between 2009 and 2014, many people were sentenced to 40–100 lashes.[152][153][154][155][156][157] In August 2014, several Sudanese men died in custody after being flogged.[158][159][160] 53 Christians were flogged in 2001.[161] Sudan's public order law allows police officers to publicly whip women who are accused of public indecency.[162]
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Crucifixion is a legal punishment. In 2002, 88 people were sentenced to death for crimes relating to murder, armed robbery, and participating in ethnic clashes, Amnesty International wrote that they could be executed by either hanging or crucifixion.[163]
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International Court of Justice jurisdiction is accepted, though with reservations. Under the terms of the Naivasha Agreement, Islamic law did not apply in South Sudan.[164] Since the secession of South Sudan there is some uncertainty as to whether Sharia law will now apply to the non-Muslim minorities present in Sudan, especially because of contradictory statements by al-Bashir on the matter.[165]
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The judicial branch of the Sudanese government consists of a Constitutional Court of nine justices, the National Supreme Court, the Court of Cassation,[166] and other national courts; the National Judicial Service Commission provides overall management for the judiciary.
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Sudan has abolished the apostasy law, public flogging and alcohol ban for non-Muslims as of 12 July 2020. The draft of a new law was passed in early July. Sudan also criminalized the Female genital mutilation with a punishment of up to 3 years in jail.[167]
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Sudan has had a troubled relationship with many of its neighbours and much of the international community, owing to what is viewed as its radical Islamic stance. For much of the 1990s, Uganda, Kenya and Ethiopia formed an ad-hoc alliance called the "Front Line States" with support from the United States to check the influence of the National Islamic Front government. The Sudanese Government supported anti-Ugandan rebel groups such as the Lord's Resistance Army (LRA).[168]
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As the National Islamic Front regime in Khartoum gradually emerged as a real threat to the region and the world, the U.S. began to list Sudan on its list of State Sponsors of Terrorism. After the US listed Sudan as a state sponsor of terrorism, the NIF decided to develop relations with Iraq, and later Iran, the two most controversial countries in the region.
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From the mid-1990s, Sudan gradually began to moderate its positions as a result of increased U.S. pressure following the 1998 U.S. embassy bombings, in Tanzania and Kenya, and the new development of oil fields previously in rebel hands. Sudan also has a territorial dispute with Egypt over the Hala'ib Triangle. Since 2003, the foreign relations of Sudan had centered on the support for ending the Second Sudanese Civil War and condemnation of government support for militias in the war in Darfur.
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Sudan has extensive economic relations with China. China obtains ten percent of its oil from Sudan. According to a former Sudanese government minister, China is Sudan's largest supplier of arms.[169]
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139 |
+
In December 2005, Sudan became one of the few states to recognise Moroccan sovereignty over Western Sahara.[170]
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In 2015, Sudan participated in the Saudi Arabian-led intervention in Yemen against the Shia Houthis and forces loyal to former President Ali Abdullah Saleh,[171] who was deposed in the 2011 uprising.[172]
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In June 2019, Sudan was suspended from the African Union over orders to violently confront pro-democracy protesters, which left over 100 civilians dead.[citation needed]
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In July 2019, UN ambassadors of 37 countries, including Sudan, have signed a joint letter to the UNHRC defending China's treatment of Uyghurs in the Xinjiang region.[173]
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147 |
+
The Sudanese Armed Forces is the regular forces of Sudan and is divided into five branches: the Sudanese Army, Sudanese Navy (including the Marine Corps), Sudanese Air Force, Border Patrol and the Internal Affairs Defence Force, totalling about 200,000 troops. The military of Sudan has become a well-equipped fighting force; a result of increasing local production of heavy and advanced arms. These forces are under the command of the National Assembly and its strategic principles include defending Sudan's external borders and preserving internal security.
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Since the Darfur crisis in 2004, safe-keeping the central government from the armed resistance and rebellion of paramilitary rebel groups such as the Sudan People's Liberation Army (SPLA), the Sudanese Liberation Army (SLA) and the Justice and Equality Movement (JEM) have been important priorities. While not official, the Sudanese military also uses nomad militias, the most prominent being the Janjaweed, in executing a counter-insurgency war.[174] Somewhere between 200,000[175] and 400,000[12][176][177] people have died in the violent struggles.
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+
Several UN agents are operating in Sudan such as the World Food Program (WFP); the Food and Agriculture Organization of the United Nations (FAO); the United Nations Development Programme (UNDP); the United Nations Industrial Development Organization (UNIDO); the United Nations Children Fund (UNICEF); the United Nations High Commissioner for Refugees (UNHCR); the United Nations Mine Service (UNMAS), the United Nations Office for the Coordination of Humanitarian Affairs (OCHA) and the World Bank. Also present is the International Organisation for Migration (IOM).[178][179]
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Since Sudan has experienced civil war for many years, many non-governmental organisations (NGOs) are also involved in humanitarian efforts to help internally displaced people. The NGOs are working in every corner of Sudan, especially in the southern part and western parts. During the civil war, international nongovernmental organisations such as the Red Cross were operating mostly in the south but based in the capital Khartoum.[180] The attention of NGOs shifted shortly after the war broke out in the western part of Sudan known as Darfur. The most visible organisation in South Sudan is the Operation Lifeline Sudan (OLS) consortium.[181] Some international trade organisations categorise Sudan as part of the Greater Horn of Africa[182]
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Even though most of the international organisations are substantially concentrated in both South Sudan and the Darfur region, some of them are working in the northern part as well. For example, the United Nations Industrial Development Organization is successfully operating in Khartoum, the capital. It is mainly funded by the European Union and recently opened more vocational training. The Canadian International Development Agency is operating largely in northern Sudan.[183]
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Since 1983, a combination of civil war and famine has taken the lives of nearly two million people in Sudan.[184] It is estimated that as many as 200,000 people had been taken into slavery during the Second Sudanese Civil War.[185]
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Sudan ranks 172 of 180 countries in terms of freedom of the press according to Reporters Without Borders. More curbs of press freedom to report official corruption are planned.[186]
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Muslims who convert to Christianity can face the death penalty for apostasy, see Persecution of Christians in Sudan and the death sentence against Mariam Yahia Ibrahim Ishag (who actually was raised as Christian). According to a 2013 UNICEF report, 88% of women in Sudan had undergone female genital mutilation.[187] Sudan's Personal Status law on marriage has been criticised for restricting women's rights and allowing child marriage.[188][189] Evidence suggests that support for female genital mutilation remains high, especially among rural and less well educated groups, although it has been declining in recent years.[190] Homosexuality is illegal; as of July 2020 it was no longer a capital offense, with the highest punishment being life imprisonment.[191]
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A report published by Human Rights Watch in 2018 revealed that Sudan has made no meaningful attempts to provide accountability for past and current violations. The report documented human rights abuses against civilians in Darfur, southern Kordofan, and Blue Nile. During 2018, the National Intelligence and Security Service (NISS) used excessive force to disperse protests and detained dozens of activists and opposition members. Moreover, the Sudanese forces blocked United Nations-African Union Hybrid Operation[192] and other international relief and aid agencies to access to displaced people and conflict-ridden areas in Darfur.[193]
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A letter dated 14 August 2006, from the executive director of Human Rights Watch found that the Sudanese government is both incapable of protecting its own citizens in Darfur and unwilling to do so, and that its militias are guilty of crimes against humanity. The letter added that these human-rights abuses have existed since 2004.[194] Some reports attribute part of the violations to the rebels as well as the government and the Janjaweed. The U.S. State Department's human-rights report issued in March 2007 claims that "[a]ll parties to the conflagration committed serious abuses, including widespread killing of civilians, rape as a tool of war, systematic torture, robbery and recruitment of child soldiers."[195]
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Over 2.8 million civilians have been displaced and the death toll is estimated at 300,000 killed.[196] Both government forces and militias allied with the government are known to attack not only civilians in Darfur, but also humanitarian workers. Sympathisers of rebel groups are arbitrarily detained, as are foreign journalists, human-rights defenders, student activists and displaced people in and around Khartoum, some of whom face torture. The rebel groups have also been accused in a report issued by the U.S. government of attacking humanitarian workers and of killing innocent civilians.[197] According to UNICEF, in 2008, there were as many as 6,000 child soldiers in Darfur.[198]
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Sudan is divided into 18 states (wilayat, sing. wilayah). They are further divided into 133 districts.
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In addition to the states, there also exist regional administrative bodies established by peace agreements between the central government and rebel groups.
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In 2010, Sudan was considered the 17th-fastest-growing economy[201] in the world and the rapid development of the country largely from oil profits even when facing international sanctions was noted by The New York Times in a 2006 article.[202] Because of the secession of South Sudan, which contained over 80 percent of Sudan's oilfields, Sudan entered a phase of stagflation, GDP growth slowed to 3.4 percent in 2014, 3.1 percent in 2015 and is projected to recover slowly to 3.7 percent in 2016 while inflation remained as high as 21.8% as of 2015[update].[203] Sudan's GDP fell from US$123.053 billion in 2017 to US$40.852 billion in 2018.[204]
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Even with the oil profits before the secession of South Sudan, Sudan still faced formidable economic problems, and its growth was still a rise from a very low level of per capita output. The economy of Sudan has been steadily growing over the 2000s, and according to a World Bank report the overall growth in GDP in 2010 was 5.2 percent compared to 2009 growth of 4.2 percent.[12] This growth was sustained even during the war in Darfur and period of southern autonomy preceding South Sudan's independence.[205][206]
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Oil was Sudan's main export, with production increasing dramatically during the late 2000s, in the years before South Sudan gained independence in July 2011. With rising oil revenues, the Sudanese economy was booming, with a growth rate of about nine percent in 2007. The independence of oil-rich South Sudan, however, placed most major oilfields out of the Sudanese government's direct control and oil production in Sudan fell from around 450,000 barrels per day (72,000 m3/d) to under 60,000 barrels per day (9,500 m3/d). Production has since recovered to hover around 250,000 barrels per day (40,000 m3/d) for 2014–15.[207]
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In order to export oil, South Sudan relies on a pipeline to Port Sudan on Sudan's Red Sea coast, as South Sudan is a landlocked country, as well as the oil refining facilities in Sudan. In August 2012, Sudan and South Sudan agreed a deal to transport South Sudanese oil through Sudanese pipelines to Port Sudan.[208]
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The People's Republic of China is one of Sudan's major trading partners, China owns a 40 percent share in the Greater Nile Petroleum Operating Company.[209] The country also sells Sudan small arms, which have been used in military operations such as the conflicts in Darfur and South Kordofan.[210]
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While historically agriculture remains the main source of income and employment hiring of over 80 percent of Sudanese, and makes up a third of the economic sector, oil production drove most of Sudan's post-2000 growth. Currently, the International Monetary Fund (IMF) is working hand in hand with Khartoum government to implement sound macroeconomic policies. This follows a turbulent period in the 1980s when debt-ridden Sudan's relations with the IMF and World Bank soured, culminating in its eventual suspension from the IMF.[211][page needed] The program has been in place since the early 1990s, and also work-out exchange rate and reserve of foreign exchange.[12] Since 1997, Sudan has been implementing the macroeconomic reforms recommended by the International Monetary Fund.[citation needed]
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Agricultural production remains Sudan's most-important sector, employing 80 percent of the workforce and contributing 39 percent of GDP, but most farms remain rain-fed and susceptible to drought. Instability, adverse weather and weak world-agricultural prices ensures that much of the population will remain at or below the poverty line for years.[citation needed]
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The Merowe Dam, also known as Merowe Multi-Purpose Hydro Project or Hamdab Dam, is a large construction project in northern Sudan, about 350 kilometres (220 mi) north of the capital, Khartoum. It is situated on the River Nile, close to the Fourth Cataract where the river divides into multiple smaller branches with large islands in between. Merowe is a city about 40 kilometres (25 mi) downstream from the dam's construction site.
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The main purpose of the dam will be the generation of electricity. Its dimensions make it the largest contemporary hydropower project in Africa. The construction of the dam was finished December 2008, supplying more than 90 percent of the population with electricity. Other gas-powered generating stations are operational in Khartoum State and other states.
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According to the Corruptions Perception Index, Sudan is one of the most corrupt nations in the world.[212] According to the Global Hunger Index of 2013, Sudan has an GHI indicator value of 27.0 indicating that the nation has an 'Alarming Hunger Situation.' It is rated the fifth hungriest nation in the world.[213] According to the 2015 Human Development Index (HDI) Sudan ranked the 167th place in human development, indicating Sudan still has one of the lowest human development rates in the world.[214] In 2014, 45% of the population lives on less than US$3.20 per day, up from 43% in 2009.[215]
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In Sudan's 2008 census, the population of northern, western and eastern Sudan was recorded to be over 30 million.[218] This puts present estimates of the population of Sudan after the secession of South Sudan at a little over 30 million people. This is a significant increase over the past two decades, as the 1983 census put the total population of Sudan, including present-day South Sudan, at 21.6 million.[219] The population of Greater Khartoum (including Khartoum, Omdurman, and Khartoum North) is growing rapidly and was recorded to be 5.2 million.
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Aside from being a refugee-generating country, Sudan also hosts a large population of refugees from other countries. According to UNHCR statistics, more than 1.1 million refugees and asylum seekers lived in Sudan in August, 2019. The majority of this population came from South Sudan (858,607 people), Eritrea (123,413), Syria (93,502), Ethiopia (14,201), the Central African Republic (11,713) and Chad (3,100). Apart from these, the UNHCR report 1,864,195 Internally Displaced Persons (IDP's).[220] Sudan is a party to the 1951 Convention Relating to the Status of Refugees.
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The Arab presence is estimated at 70% of the Sudanese population and they are mostly Arabized Nubians.[12] Others include North Sudan Nubians, Zurga (South and West Sudan), and Copts.[221][222]
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Sudan has 597 groups that speak over 400 different languages and dialects.[223] Sudanese Arabs are by far the largest ethnic group in Sudan. They are almost entirely Muslims; while the majority speak Sudanese Arabic, some other Arab tribes speak different Arabic dialects like Awadia and Fadnia tribes and Bani Arak tribes who speak Najdi Arabic; and Beni Ḥassān, Al-Ashraf and Rashaida who speak Hejazi Arabic. In addition, the Western province comprises various ethnic groups, while a few Arab Bedouin of the northern Rizeigat and others who speak Sudanese Arabic share the same culture and backgrounds of the Sudanese Arabs.
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The majority of Arabised and indigenous tribes like the Fur, Zaghawa, Borgo, Masalit and some Baggara ethnic groups, who speak Chadian Arabic, show less cultural integration because of cultural, linguistic and genealogical variations with other Arab and Arabised tribes.[224]
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Sudanese Arabs of Northern and Eastern parts descend primarily from migrants from the Arabian Peninsula and intermarriages with the pre-existing indigenous populations of Sudan, especially the Nubian people, who also share a common history with Egypt. Additionally, a few pre-Islamic Arabian tribes existed in Sudan from earlier migrations into the region from Western Arabia, although most Arabs in Sudan are dated from migrations after the 12th century.[225]
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The vast majority of Arab tribes in Sudan migrated into the Sudan in the 12th century, intermarried with the indigenous Nubian and other African populations and introduced Islam.[226]
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Sudan consists of numerous other non-Arabic groups, such as the Masalit, Zaghawa, Fulani, Northern Nubians, Nuba, and the Beja people.
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There is also a small, but prominent Greek community.
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Approximately 70 languages are native to Sudan.[227]
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Sudanese Arabic is the most widely spoken language in the country. It is the variety of Arabic, an Afroasiatic language of the Semitic branch spoken throughout Sudan. The dialect has borrowed much vocabulary from local Nilo-Saharan languages (Nobiin, Fur, Zaghawa, Mabang). This has resulted in a variety of Arabic that is unique to Sudan, reflecting the way in which the country has been influenced by Nilotic, Arab, and western cultures. Few nomads in Sudan still have similar accents to the ones in Saudi Arabia. Other important languages include Beja (Bedawi) along the Red Sea, with perhaps two million speakers. It is the language from the Afroasiatic family's Cushitic branch that is today spoken in the territory. The second most spoken language in eastern Sudan is the Tigre language, spoken by the other portion of the Beja, the Bani-amir and by the Tigre people.[citation needed]
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As with South Sudan, a number of Nilo-Saharan languages are also spoken in Sudan. Fur speakers inhabit the west (Darfur), with perhaps a million speakers. There are likewise various Nubian languages along the Nile in the north. The most linguistically diverse region in the country is the Nuba Hills area in Kordofan, inhabited by speakers of multiple language families, with Darfur and other border regions being second.
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The Niger–Congo family is represented by many of the Kordofanian languages, and Indo-European by Domari (Gypsy) and English. Historically, Old Nubian, Greek, and Coptic were the languages of Christian Nubia, while Meroitic was the language of the Kingdom of Kush, which conquered Egypt.
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Sudan also has multiple regional sign languages, which are not mutually intelligible. A 2009 proposal for a unified Sudanese Sign Language had been worked out, but was not widely known.[228]
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Prior to 2005, Arabic was the nation's sole official language.[229] In the 2005 constitution, Sudan's official languages became Arabic and English.[230]
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At the 2011 division which split off South Sudan, over 97% of the population in the remaining Sudan adheres to Islam.[233] Most Muslims are divided between two groups: Sufi and Salafi (Ansar Al Sunnah) Muslims. Two popular divisions of Sufism, the Ansar and the Khatmia, are associated with the opposition Umma and Democratic Unionist parties, respectively. Only the Darfur region has traditionally been bereft of the Sufi brotherhoods common in the rest of the country.[234]
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Long-established groups of Coptic Orthodox and Greek Orthodox Christians exist in Khartoum and other northern cities. Ethiopian and Eritrean Orthodox communities also exist in Khartoum and eastern Sudan, largely made up of refugees and migrants from the past few decades. The Sudan Evangelical Presbyterian Church also has membership.[along with which others within current borders?]
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Religious identity plays a role in the country's political divisions. Northern and western Muslims have dominated the country's political and economic system since independence. The NCP draws much of its support from Islamists, Salafis/Wahhabis and other conservative Arab Muslims in the north. The Umma Party has traditionally attracted Arab followers of the Ansar sect of Sufism as well as non-Arab Muslims from Darfur and Kordofan. The Democratic Unionist Party (DUP) includes both Arab and non-Arab Muslims in the north and east, especially those in the Khatmia Sufi sect.
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Sudanese culture melds the behaviors, practices, and beliefs of about 578 ethnic groups, communicating in 145 different languages, in a region microcosmic of Africa, with geographic extremes varying from sandy desert to tropical forest. Recent evidence suggests that while most citizens of the country identify strongly with both Sudan and their religion, Arab and African supranational identities are much more polarising and contested.[235]
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Sudan has a rich and unique musical culture that has been through chronic instability and repression during the modern history of Sudan. Beginning with the imposition of strict Salafi interpretation of sharia law in 1989, many of the country's most prominent poets, like Mahjoub Sharif, were imprisoned while others, like Mohammed el Amin (returned to Sudan in the mid-1990s) and Mohammed Wardi (returned to Sudan 2003), fled to Cairo. Traditional music suffered too, with traditional Zār ceremonies being interrupted and drums confiscated [1]. At the same time European militaries contributed to the development of Sudanese music by introducing new instruments and styles; military bands, especially the Scottish bagpipes, were renowned, and set traditional music to military march music. The march March Shulkawi No 1, is an example, set to the sounds of the Shilluk. Northern Sudan listens to different music than the rest of Sudan. A type of music called Aldlayib uses a musical instrument called the Tambur. The Tambur has five strings and is made from wood and makes music accompanied by the voices of human applause and singing artists. This music has a perfect blend that gives the area of the Northern State a special character.
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The cinema of Sudan began with cinematography by the British colonial presence in the early 20th century. After independence in 1956, a vigorous documentary film tradition was established, but financial pressures and serious constraints imposed by the Islamist government led to the decline of filmmaking from the 1990s onwards. Since the 2010s, several initiatives have shown an encouraging revival of filmmaking and public interest in film shows and festivals, albeit limited mainly to Khartoum.
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The use of photography in Sudan goes back to the 1880s and the Anglo-Egyptian rule. As in other countries, the growing importance of photography for mass media like newspapers, as well as for amateur photographers led to a wider photographic documentation and use of photographs in Sudan during the 20th century and beyond. In the 21st century, photography in Sudan has undergone important changes, mainly due to digital photography and distribution through social media and the internet.
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The most popular sports in Sudan are athletics (track and field) and football.[citation needed] Though not as successful as football, basketball, handball, and volleyball are also popular in Sudan. In the 1960s and 1970s, the national basketball team finished among the continent's top teams.[citation needed] Nowadays, it is only a minor force.
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Sudanese football has a long history. Sudan was one of the four African nations – the others being Egypt, Ethiopia and South Africa – which formed African football. Sudan hosted the first African Cup of Nations in 1956, and has won the African Cup of Nations once, in 1970. Two years later, the Sudan's National Football Team participated in the 1972 Olympic Games in Munich. The nation's capital is home to the Khartoum League, which is considered to be the oldest football league in Africa.[citation needed]
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Sudanese football teams such as Al-Hilal, Al-Merrikh, and Abdelgadir Osman FC are among the nation's strongest teams. Other teams like Khartoum, El-Neel, Al-Nidal El-Nahud and Hay-Al Arab, are also starting to grow in popularity.
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Most Sudanese wear either traditional or western attire. A traditional garb widely worn by Sudanese men is the galabiya, which is a loose-fitting, long-sleeved, collarless ankle-length garment also common to Egypt. The galabiya is often accompanied by a large turban and a scarf, and the garment may be white, colored, striped, and made of fabric varying in thickness, depending on the season of the year and personal preferences.
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The most common dress for Sudanese women is the thobe or thawb, pronounced tobe in Sudanese dialect. The thobe is a white or colorful long, one piece cloth that women wrap around their inner garments, usually covering their head and hair.
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Due to a 1991 penal code (Public Order Law), women were not allowed to wear trousers in public, because it was interpreted as an "obscene outfit." The punishment for wearing trousers could be up to 40 lashes, but after being found guilty in 2009, one woman was fined the equivalent of 200 U.S. dollars instead.[152][236]
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Education in Sudan is free and compulsory for children aged 6 to 13 years, although more than 40% of children are not going to schools due to the economic situation. Environmental and social factors also increase the difficulty of getting to school, especially for girls.[237] Primary education consists of eight years, followed by three years of secondary education. The former educational ladder 6 + 3 + 3 was changed in 1990. The primary language at all levels is Arabic. Schools are concentrated in urban areas; many in the west have been damaged or destroyed by years of civil war. In 2001 the World Bank estimated that primary enrollment was 46 percent of eligible pupils and 21 percent of secondary students. Enrollment varies widely, falling below 20 percent in some provinces. The literacy rate is 70.2% of total population, male: 79.6%, female: 60.8%.[12]
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Sudan has around 25–30 universities; instruction is primarily in Arabic. Education at the secondary and university levels has been seriously hampered by the requirement that most males perform military service before completing their education.[238] In addition, the "Islamisation" encouraged by president Al-Bashir alienated many researchers: the official language of instruction in universities was changed from English to Arabic and Islamic courses became mandatory. Internal science funding withered.[239] According to UNESCO, more than 3,000 Sudanese researchers left the country between 2002 and 2014. By 2013, the country had a mere 19 researchers for every 100,000 citizens, or 1/30 the ratio of Egypt, according to the Sudanese National Centre for Research. In 2015, Sudan published only about 500 scientific papers.[239] For comparison, Poland, a country of similar population size, publishes on the order of 10,000 papers per year.[240]
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Sudan has a life expectancy of 65.1 years according to the latest data for the year 2019 from the macrotrends.[241] Infant mortality in 2016 was 44.8 per 1,000.[242]
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UNICEF estimates that 87% of Sudanese women and girls between the ages of 15 to 49 have had female genital mutilation performed on them.[243]
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Lat. and Long. 15°37′59″N 32°31′59″E / 15.63306°N 32.53306°E / 15.63306; 32.53306 (Khartoum)
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Click on a coloured area to see an article about English in that country or region
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Coordinates: 15°N 032°E / 15°N 32°E / 15; 32
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South is one of the cardinal directions or compass points. South is the opposite of north and is perpendicular to the east and west.
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The word south comes from Old English sūþ, from earlier Proto-Germanic *sunþaz ("south"), possibly related to the same Proto-Indo-European root that the word sun derived from. Some languages describe south in the same way, from the fact that it is the direction of the sun at noon (in the Northern Hemisphere)[1], like Latin meridies 'noon, south' (from medius 'middle' + dies 'day', cf English meridional), while others describe south as the right-hand side of the rising sun, like Biblical Hebrew תֵּימָן teiman 'south' from יָמִין yamin 'right', Aramaic תַּימנַא taymna from יָמִין yamin 'right' and Syriac ܬܰܝܡܢܳܐ taymna from ܝܰܡܝܺܢܳܐ yamina (hence the name of Yemen, the land to the south/right of the Levant[2]).
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By convention, the bottom side of a map is south, although reversed maps exist that defy this convention.[3] To go south using a compass for navigation, set a bearing or azimuth of 180°. Alternatively, in the Northern Hemisphere outside the tropics, the Sun will be roughly in the south at midday.[4]
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True south is the direction towards the sun end[clarification needed] of the axis about which the Earth rotates, called the South Pole. The South Pole is located in Antarctica. Magnetic south is the direction towards the south magnetic pole, some distance away from the south geographic pole.[5]
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Roald Amundsen, from Norway, was the first person to reach the South Pole, on 14 December 1911, after Ernest Shackleton from the UK was forced to turn back some distance short.[6]
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The Global South refers to the socially and economically less-developed southern half of the globe. 95% of the Global North has enough food and shelter, and a functioning education system.[7] In the South, on the other hand, only 5% of the population has enough food and shelter. It "lacks appropriate technology, it has no political stability, the economies are disarticulated, and their foreign exchange earnings depend on primary product exports".[7]
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Use of the term "South" may also be country-relative, particularly in cases of noticeable economic or cultural divide. For example, the Southern United States, separated from the Northeastern United States by the Mason–Dixon line, or the South of England, which is politically and economically unmatched with all of the North of England.
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Southern Cone is the name that is often referred to as the southernmost area of South America that, in the form of an inverted "cone", almost like a large peninsula, encompasses Argentina, Chile, Paraguay, Uruguay and the entire South of Brazil (Brazilian states of Rio Grande do Sul, Santa Catarina, Paraná and São Paulo). Rarely does the meaning broaden to Bolivia, and in the most restricted sense it only covers Chile, Argentina and Uruguay.
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The country of South Africa is so named because of its location at the southern tip of Africa. Upon formation the country was named the Union of South Africa in English, reflecting its origin from the unification of four formerly separate British colonies. Australia derives its name from the Latin Terra Australis ("Southern Land"), a name used for a hypothetical continent in the Southern Hemisphere since ancient times.
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In the card game bridge, one of the players is known for scoring purposes as South. South partners with North and plays against East and West.[8]
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In Greek religion, Notos, was the south wind and bringer of the storms of late summer and autumn.
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Swedish (Swedish: svenska [ˈsvɛ̂nːska] (listen)) is a North Germanic language spoken natively by 10 million people, predominantly in Sweden (as the sole official language) and in parts of Finland, where it has equal legal standing with Finnish. It is largely mutually intelligible with Norwegian and Danish, although the degree of mutual intelligibility is largely dependent on the dialect and accent of the speaker. Written Norwegian and Danish are usually more easily understood by Swedish speakers than the spoken languages, due to the differences in tone, accent and intonation. Swedish is a descendant of Old Norse, the common language of the Germanic peoples living in Scandinavia during the Viking Era. It has the most speakers of the North Germanic languages.
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Standard Swedish, spoken by most Swedes, is the national language that evolved from the Central Swedish dialects in the 19th century and was well established by the beginning of the 20th century. While distinct regional varieties and rural dialects still exist, the written language is uniform and standardized.
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The standard word order is, as in most Germanic languages, V2, which means that the finite verb (V) appears in the second position (2) of a declarative main clause. Swedish morphology is similar to English; that is, words have comparatively few inflections. Swedish has two genders and is generally seen to have two grammatical cases – nominative and genitive (except for pronouns that, as in English, also are inflected in the object form) – although it is debated if the genitive in Swedish should be seen as a genitive case or just the nominative plus the so-called genitive s, then seen as a clitic. Swedish has two grammatical numbers – plural and singular. Adjectives have discrete comparative and superlative forms and are also inflected according to gender, number and definiteness. The definiteness of nouns is marked primarily through suffixes (endings), complemented with separate definite and indefinite articles. The prosody features both stress and in most dialects tonal qualities. The language has a comparatively large vowel inventory. Swedish is also notable for the voiceless dorso-palatal velar fricative, a highly variable consonant phoneme.
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Swedish has also had historic use in Estonia, although the current status of the Estonian Swedish speakers is almost extinct. Instead, it is used in the Swedish diaspora, most notably in Oslo, Norway, with more than 50,000 resident Swedes.[3]
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Swedish is an Indo-European language belonging to the North Germanic branch of the Germanic languages. In the established classification, it belongs to the East Scandinavian languages, together with Danish, separating it from the West Scandinavian languages, consisting of Faroese, Icelandic, and Norwegian. However, more recent analyses divide the North Germanic languages into two groups: Insular Scandinavian (Faroese and Icelandic), and Continental Scandinavian (Danish, Norwegian, and Swedish), based on mutual intelligibility due to heavy influence of East Scandinavian (particularly Danish) on Norwegian during the last millennium and divergence from both Faroese and Icelandic.[4]
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By many general criteria of mutual intelligibility, the Continental Scandinavian languages could very well be considered dialects of a common Scandinavian language. However, because of several hundred years of sometimes quite intense rivalry between Denmark and Sweden, including a long series of wars from the 16th to 18th centuries, and the nationalist ideas that emerged during the late 19th and early 20th centuries, the languages have separate orthographies, dictionaries, grammars, and regulatory bodies. Danish, Norwegian, and Swedish are thus from a linguistic perspective more accurately described as a dialect continuum of Scandinavian (North Germanic), and some of the dialects, such as those on the border between Norway and Sweden, especially parts of Bohuslän, Dalsland, western Värmland, western Dalarna, Härjedalen, Jämtland, and Scania, could be described as intermediate dialects of the national standard languages.[4]
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Swedish pronunciations also vary greatly from one region to another, a legacy of the vast geographic distances and historical isolation. Even so, the vocabulary is standardized to a level that make dialects within Sweden virtually fully mutually intelligible.
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In the 8th century, the common Germanic language of Scandinavia, Proto-Norse, evolved into Old Norse. This language underwent more changes that did not spread to all of Scandinavia, which resulted in the appearance of two similar dialects: Old West Norse (Norway, the Faroe Islands and Iceland) and Old East Norse (Denmark and Sweden). The dialects of Old East Norse spoken in Sweden are called Runic Swedish, while the dialects of Denmark are referred to as Runic Danish. The dialects are described as "runic" because the main body of text appears in the runic alphabet. Unlike Proto-Norse, which was written with the Elder Futhark alphabet, Old Norse was written with the Younger Futhark alphabet, which had only 16 letters. Because the number of runes was limited, some runes were used for a range of phonemes, such as the rune for the vowel u, which was also used for the vowels o, ø and y, and the rune for i, also used for e.[5]
|
18 |
+
|
19 |
+
From 1200 onwards, the dialects in Denmark began to diverge from those of Sweden. The innovations spread unevenly from Denmark which created a series of minor dialectal boundaries, or isoglosses, ranging from Zealand in the south to Norrland, Österbotten and northwestern Finland in the north.[5]
|
20 |
+
|
21 |
+
An early change that separated Runic Danish from the other dialects of Old East Norse was the change of the diphthong æi to the monophthong é, as in stæinn to sténn "stone". This is reflected in runic inscriptions where the older read stain and the later stin. There was also a change of au as in dauðr into a long open ø as in døðr "dead". This change is shown in runic inscriptions as a change from tauþr into tuþr. Moreover, the øy diphthong changed into a long, close ø, as in the Old Norse word for "island". By the end of the period, these innovations had affected most of the Runic Swedish-speaking area as well, with the exception of the dialects spoken north and east of Mälardalen where the diphthongs still exist in remote areas.[6]
|
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+
|
23 |
+
Old Swedish (Swedish: fornsvenska) is the term used for the medieval Swedish language. The start date is usually set to 1225 since this is the year that Västgötalagen ("the Västgöta Law") is believed to have been compiled for the first time.[7] It is among the most important documents of the period written in Latin script and the oldest Swedish law codes. Old Swedish is divided into äldre fornsvenska (1225–1375) and yngre fornsvenska (1375–1526), "older" and "younger" Old Swedish.[8] Important outside influences during this time came with the firm establishment of the Christian church and various monastic orders, introducing many Greek and Latin loanwords. With the rise of Hanseatic power in the late 13th and early 14th century, Middle Low German became very influential. The Hanseatic league provided Swedish commerce and administration with a large number of Low German-speaking immigrants. Many became quite influential members of Swedish medieval society, and brought terms from their native languages into the vocabulary. Besides a great number of loanwords for such areas as warfare, trade and administration, general grammatical suffixes and even conjunctions were imported. The League also brought a certain measure of influence from Danish (at the time much more similar than today's language).[9]
|
24 |
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|
25 |
+
Early Old Swedish was markedly different from the modern language in that it had a more complex case structure and also retained the original Germanic three-gender system. Nouns, adjectives, pronouns and certain numerals were inflected in four cases; besides the extant nominative, there were also the genitive (later possessive), dative and accusative. The gender system resembled that of modern German, having masculine, feminine and neuter genders. The masculine and feminine genders were later merged into a common gender with the definite suffix -en and the definite article den, in contrast with the neuter gender equivalents -et and det. The verb system was also more complex: it included subjunctive and imperative moods and verbs were conjugated according to person as well as number. By the 16th century, the case and gender systems of the colloquial spoken language and the profane literature had been largely reduced to the two cases and two genders of modern Swedish.[10]
|
26 |
+
|
27 |
+
A transitional change of the Latin script in the Nordic countries was to spell the letter combination "ae" as æ – and sometimes as a' – though it varied between persons and regions. The combination "ao" was similarly rendered ao, and "oe" became oe. These three were later to evolve into the separate letters ä, å and ö.[11] The first time the new letters were used in print was in Aff dyäffwlsens frästilse ("By the Devil's temptation") published by Johan Gerson in 1495.[12]
|
28 |
+
|
29 |
+
Modern Swedish (Swedish: nysvenska) begins with the advent of the printing press and the European Reformation. After assuming power, the new monarch Gustav Vasa ordered a Swedish translation of the Bible. The New Testament was published in 1526, followed by a full Bible translation in 1541, usually referred to as the Gustav Vasa Bible, a translation deemed so successful and influential that, with revisions incorporated in successive editions, it remained the most common Bible translation until 1917. The main translators were Laurentius Andreæ and the brothers Laurentius and Olaus Petri.[13]
|
30 |
+
|
31 |
+
The Vasa Bible is often considered to be a reasonable compromise between old and new; while not adhering to the colloquial spoken language of its day, it was not overly conservative in its use of archaic forms.[14] It was a major step towards a more consistent Swedish orthography. It established the use of the vowels "å", "ä", and "ö", and the spelling "ck" in place of "kk", distinguishing it clearly from the Danish Bible, perhaps intentionally, given the ongoing rivalry between the countries. All three translators came from central Sweden which is generally seen as adding specific Central Swedish features to the new Bible.[15]
|
32 |
+
|
33 |
+
Though it might seem as if the Bible translation set a very powerful precedent for orthographic standards, spelling actually became more inconsistent during the remainder of the century. It was not until the 17th century that spelling began to be discussed, around the time when the first grammars were written.[16] Capitalization during this time was not standardized. It depended on the authors and their background. Those influenced by German capitalized all nouns, while others capitalized more sparsely. It is also not always apparent which letters are capitalized owing to the Gothic or blackletter typeface which was used to print the Bible. This typeface was in use until the mid-18th century, when it was gradually replaced with a Latin typeface (often antiqua).[17]
|
34 |
+
|
35 |
+
Some important changes in sound during the Modern Swedish period were the gradual assimilation of several different consonant clusters into the fricative [ʃ] and later into [ɧ]. There was also the gradual softening of [ɡ] and [k] into [j] and the fricative [ɕ] before front vowels. The velar fricative [ɣ] was also transformed into the corresponding plosive [ɡ].[18]
|
36 |
+
|
37 |
+
The period that includes Swedish as it is spoken today is termed nusvenska (lit., "Now-Swedish") in linguistics, and started in the last decades of the 19th century. It saw a democratization of the language with a less formal written form that approached the spoken one. The growth of a public school system also led to the evolution of so-called boksvenska (literally, "book Swedish"), especially among the working classes, where spelling to some extent influenced pronunciation, particularly in official contexts. With the industrialization and urbanization of Sweden well under way by the last decades of the 19th century, a new breed of authors made their mark on Swedish literature. Many scholars, politicians and other public figures had a great influence on the emerging national language, among them prolific authors like the poet Gustaf Fröding, Nobel laureate Selma Lagerlöf, and radical writer and playwright August Strindberg.[20]
|
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+
|
39 |
+
It was during the 20th century that a common, standardized national language became available to all Swedes. The orthography finally stabilized and became almost completely uniform, with some minor deviations, by the time of the spelling reform of 1906.[21] With the exception of plural forms of verbs and a slightly different syntax, particularly in the written language, the language was the same as the Swedish of today. The plural verb forms appeared decreasingly in formal writing into the 1950s, when their use was removed from all official recommendations.[22][23]
|
40 |
+
|
41 |
+
A very significant change in Swedish occurred in the late 1960s, with the so-called du-reformen, "the you-reform". Previously, the proper way to address people of the same or higher social status had been by title and surname. The use of herr ("Mr" or "Sir"), fru ("Mrs" or "Ma'am") or fröken ("Miss") was considered the only acceptable way to begin conversation with strangers of unknown occupation, academic title or military rank. The fact that the listener should preferably be referred to in the third person tended to further complicate spoken communication between members of society. In the early 20th century, an unsuccessful attempt was made to replace the insistence on titles with ni—the standard second person plural pronoun)—analogous to the French vous. (Cf. T-V distinction.) Ni wound up being used as a slightly less familiar form of du, the singular second person pronoun, used to address people of lower social status. With the liberalization and radicalization of Swedish society in the 1950s and 1960s, these class distinctions became less important, and du became the standard, even in formal and official contexts. Though the reform was not an act of any centralized political decree, but rather the result of sweeping change in social attitudes, it was completed in just a few years, from the late 1960s to early 1970s.[24] The use of ni as a polite form of address is sometimes encountered today in both the written and spoken language, particularly among older speakers.[25]
|
42 |
+
|
43 |
+
Swedish is the sole official national language of Sweden, and one of two in Finland (alongside Finnish). As of 2006, it was the first or sole native language of 7.5 to 8 million Swedish residents.[26] In 2007 around 5.5% (c. 290,000) of the population of Finland were native speakers of Swedish,[27] partially due to a decline following the Russian annexation of Finland after the Finnish War 1808–1809.[28] The Finland Swedish minority is concentrated in the coastal areas and archipelagos of southern and western Finland. In some of these areas, Swedish is the predominant language; in 19 municipalities, 16 of which are located in Åland, Swedish is the sole official language. Åland county is an autonomous region of Finland.[29]
|
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+
|
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+
According to a rough estimation, as of 2010 there were up to 300,000 Swedish-speakers living outside Sweden and Finland. The largest populations were in the United States (up to 100,000), the UK, Spain and Germany (c. 30,000 each) and a large proportion of the remaining 100,000 in the Scandinavian countries, France, Switzerland, Belgium, the Netherlands, Canada and Australia.[30] Over 3 million people speak Swedish as a second language, with about 2,410,000 of those in Finland.[1] According to a survey by the European Commission, 44% of respondents from Finland who did not have Swedish as a native language considered themselves to be proficient enough in Swedish to hold a conversation.[31] Due to the close relation between the Scandinavian languages, a considerable proportion of speakers of Danish and especially Norwegian are able to understand Swedish.[32]
|
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+
|
47 |
+
There is considerable migration between the Nordic countries, but owing to the similarity between the cultures and languages (with the exception of Finnish), expatriates generally assimilate quickly and do not stand out as a group. According to the 2000 United States Census, some 67,000 people over the age of five were reported as Swedish speakers, though without any information on the degree of language proficiency.[33] Similarly, there were 16,915 reported Swedish speakers in Canada from the 2001 census.[34] Although there are no certain numbers, some 40,000 Swedes are estimated to live in the London area in the United Kingdom.[35] Outside Sweden and Finland, there are about 40,000 active learners enrolled in Swedish language courses.[36]
|
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+
|
49 |
+
Swedish is the official main language of Sweden.[37][38] Swedish is also one of two official languages of Finland. In Sweden, it has long been used in local and state government, and most of the educational system, but remained only a de facto primary language with no official status in law until 2009. A bill was proposed in 2005 that would have made Swedish an official language, but failed to pass by the narrowest possible margin (145–147) due to a pairing-off failure.[39] A proposal for a broader language law, designating Swedish as the main language of the country and bolstering the status of the minority languages, was submitted by an expert committee to the Swedish Ministry of Culture in March 2008. It was subsequently enacted by the Riksdag, and entered into effect on 1 July 2009.[40]
|
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+
|
51 |
+
Swedish is the sole official language of Åland (an autonomous province under the sovereignty of Finland), where the vast majority of the 26,000 inhabitants speak Swedish as a first language. In Finland as a whole, Swedish is one of the two "national" languages, with the same official status as Finnish (spoken by the majority) at the state level and an official language in some municipalities.
|
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+
|
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+
Swedish is one of the official languages of the European Union, and one of the working languages of the Nordic Council. Under the Nordic Language Convention, citizens of the Nordic countries speaking Swedish have the opportunity to use their native language when interacting with official bodies in other Nordic countries without being liable for interpretation or translation costs.[41][42]
|
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+
|
55 |
+
The Swedish Language Council (Språkrådet) is the regulator of Swedish in Sweden but does not attempt to enforce control of the language, as for instance the Académie française does for French. However, many organizations and agencies require the use of the council's publication Svenska skrivregler in official contexts, with it otherwise being regarded as a de facto orthographic standard. Among the many organizations that make up the Swedish Language Council, the Swedish Academy (established 1786) is arguably the most influential. Its primary instruments are the glossary Svenska Akademiens ordlista (SAOL, currently in its 14th edition) and the dictionary Svenska Akademiens Ordbok, in addition to various books on grammar, spelling and manuals of style. Although the dictionaries have a prescriptive element, they mainly describe current usage.[43]
|
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+
|
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+
In Finland, a special branch of the Research Institute for the Languages of Finland has official status as the regulatory body for Swedish in Finland. Among its highest priorities is to maintain intelligibility with the language spoken in Sweden. It has published Finlandssvensk ordbok, a dictionary about the differences between Swedish in Finland and Sweden.[44]
|
58 |
+
|
59 |
+
From the 13th to 20th century, there were Swedish-speaking communities in Estonia, particularly on the islands (e. g., Hiiumaa, Vormsi, Ruhnu; in Swedish, known as Dagö, Ormsö, Runö, respectively) along the coast of the Baltic, communities which today have all disappeared. The Swedish-speaking minority was represented in parliament, and entitled to use their native language in parliamentary debates. After the loss of Estonia to the Russian Empire in the early 18th century, around 1,000 Estonian Swedish speakers were forced to march to southern Ukraine, where they founded a village, Gammalsvenskby ("Old Swedish Village"). A few elderly people in the village still speak Swedish and observe the holidays of the Swedish calendar, although the dialect is most likely facing extinction.[45]
|
60 |
+
|
61 |
+
From 1918–1940, when Estonia was independent, the small Swedish community was well treated. Municipalities with a Swedish majority, mainly found along the coast, used Swedish as the administrative language and Swedish-Estonian culture saw an upswing. However, most Swedish-speaking people fled to Sweden before the end of World War II, that is, before the invasion of Estonia by the Soviet army in 1944. Only a handful of speakers remain.[46]
|
62 |
+
|
63 |
+
Swedish dialects have either 17 or 18 vowel phonemes, 9 long and 9 short. As in the other Germanic languages, including English, most long vowels are phonetically paired with one of the short vowels, and the pairs are such that the two vowels are of similar quality, but with the short vowel being slightly lower and slightly centralized. In contrast to e.g. Danish, which has only tense vowels, the short vowels are slightly more lax, but the tense vs. lax contrast is not nearly as pronounced as in English, German or Dutch. In many dialects, the short vowel sound pronounced [ɛ] or [æ] has merged with the short /e/ (transcribed ⟨ɛ⟩ in the chart below).[48]
|
64 |
+
|
65 |
+
There are 18 consonant phonemes, two of which, /ɧ/ and /r/, vary considerably in pronunciation depending on the dialect and social status of the speaker. In many dialects, sequences of /r/ (pronounced alveolarly) with a dental consonant result in retroflex consonants; alveolarity of the pronunciation of /r/ is a precondition for this retroflexion. /r/ has a guttural or "French R" pronunciation in the South Swedish dialects; consequently, these dialects lack retroflex consonants.[49]
|
66 |
+
|
67 |
+
Swedish is a stress-timed language, where the time intervals between stressed syllables are equal. However, when casually spoken, it tends to be syllable-timed.[50] Any stressed syllable carries one of two tones, which gives Swedish much of its characteristic sound. Prosody is often one of the most noticeable differences between dialects.[51]
|
68 |
+
|
69 |
+
Swedish nouns and adjectives are declined in genders as well as number. Nouns are of common gender (en form) or neuter gender (ett form).[52] The gender determines the declension of the adjectives. For example, the word fisk ("fish") is a noun of common gender (en fisk) and can have the following forms:
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70 |
+
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71 |
+
The definite singular form of a noun is created by adding a suffix (-en, -n, -et or -t), depending on its gender and if the noun ends in a vowel or not. The definite articles den, det, and de are used for variations to the definitiveness of a noun. They can double as demonstrative pronouns or demonstrative determiners when used with adverbs such as här ("here") or där ("there") to form den/det här (can also be "denna/detta") ("this"), de här (can also be "dessa") ("these"), den/det där ("that"), and de där ("those"). For example, den där fisken means "that fish" and refers to a specific fish; den fisken is less definite and means "that fish" in a more abstract sense, such as that set of fish; while fisken means "the fish". In certain cases, the definite form indicates possession, e. g., jag måste tvätta håret ("I must wash my hair").[53]
|
72 |
+
|
73 |
+
Adjectives are inflected in two declensions – indefinite and definite – and they must match the noun they modify in gender and number. The indefinite neuter and plural forms of an adjective are usually created by adding a suffix (-t or -a) to the common form of the adjective, e. g., en grön stol (a green chair), ett grönt hus (a green house), and gröna stolar ("green chairs"). The definite form of an adjective is identical to the indefinite plural form, e. g., den gröna stolen ("the green chair"), det gröna huset ("the green house"), and de gröna stolarna ("the green chairs").[53]
|
74 |
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+
Swedish pronouns are similar to those of English. Besides the two natural genders han and hon ("he" and "she"), there are also the two grammatical genders den and det, usually termed common and neuter. In recent years, a gender-neutral pronoun hen has been introduced, particularly in literary Swedish. Unlike the nouns, pronouns have an additional object form, derived from the old dative form. Hon, for example, has the following nominative, possessive, and object forms:[53]
|
76 |
+
|
77 |
+
Swedish also uses third-person possessive reflexive pronouns that refer to the subject in a clause, a trait which is restricted to North Germanic languages:
|
78 |
+
|
79 |
+
Swedish used to have genitive that was placed at the end of the head of a noun phrase. In modern Swedish, it has become an enclitic -s, which attaches to the end of the noun phrase, rather than the noun itself.[54]
|
80 |
+
|
81 |
+
In formal written language, it used to be considered correct to place the genitive -s after the head of the noun phrase (hästen), though this is today considered dated, and different grammatical constructions are often used.[55]
|
82 |
+
|
83 |
+
Verbs are conjugated according to tense. One group of verbs (the ones ending in -er in present tense) has a special imperative form (generally the verb stem), but with most verbs the imperative is identical to the infinitive form. Perfect and present participles as adjectival verbs are very common:[53]
|
84 |
+
|
85 |
+
In contrast to English and many other languages, Swedish does not use the perfect participle to form the present perfect and past perfect. Rather, the auxiliary verb har ("have"), hade ("had") is followed by a special form, called supine, used solely for this purpose (although often identical to the neuter form of the perfect participle):[53]
|
86 |
+
|
87 |
+
When building the compound passive voice using the verb att bli, the past participle is used:
|
88 |
+
|
89 |
+
There exists also an inflected passive voice formed by adding -s, replacing the final r in the present tense:
|
90 |
+
|
91 |
+
In a subordinate clause, the auxiliary har is optional and often omitted, particularly in written Swedish.
|
92 |
+
|
93 |
+
Subjunctive mood is occasionally used for some verbs, but its use is in sharp decline and few speakers perceive the handful of commonly used verbs (as for instance: vore, månne) as separate conjugations, most of them remaining only as set of idiomatic expressions.[53]
|
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+
|
95 |
+
Where other languages may use grammatical cases, Swedish uses numerous prepositions, similar to those found in English. As in modern German, prepositions formerly determined case in Swedish, but this feature can only be found in certain idiomatic expressions like till fots ("on foot", genitive).[56]
|
96 |
+
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97 |
+
As Swedish is a Germanic language, the syntax shows similarities to both English and German. Like English, Swedish has a subject–verb–object basic word order, but like German it utilizes verb-second word order in main clauses, for instance after adverbs and adverbial phrases, and dependent clauses. (Adverbial phrases denoting time are usually placed at the beginning of a main clause that is at the head of a sentence.) Prepositional phrases are placed in a place–manner–time order, as in English (but not German). Adjectives precede the noun they modify.[57] Verb-second (inverted) word order is also used for questions.[58]
|
98 |
+
|
99 |
+
The vocabulary of Swedish is mainly Germanic, either through common Germanic heritage or through loans from German, Middle Low German, and to some extent, English. Examples of Germanic words in Swedish are mus ("mouse"), kung ("king"), and gås ("goose"). A significant part of the religious and scientific vocabulary is of Latin or Greek origin, often borrowed from French and, lately, English. Some 1–200 words are also borrowed from Scandoromani or Romani, often as slang varieties; a commonly used word from Romani is tjej ("girl").[59]
|
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+
|
101 |
+
A large number of French words were imported into Sweden around the 18th century. These words have been transcribed to the Swedish spelling system and are therefore pronounced recognizably to a French-speaker. Most of them are distinguished by a "French accent", characterized by emphasis on the last syllable. For example, nivå (fr. niveau, "level"), fåtölj (fr. fauteuil, "armchair") and affär ("shop; affair"), etc. Cross-borrowing from other Germanic languages has also been common, at first from Middle Low German, the lingua franca of the Hanseatic league and later from Standard German. Some compounds are translations of the elements (calques) of German original compounds into Swedish, like bomull from German Baumwolle ("cotton"; literally, tree-wool).[60]
|
102 |
+
|
103 |
+
As with many Germanic languages, new words can be formed by compounding, e. g., nouns like nagellackborttagningsmedel ("nail polish remover") or verbs like smyglyssna ("to eavesdrop").[61][62] Compound nouns take their gender from the head, which in Swedish is always the last morpheme.[61] New words can also be coined by derivation from other established words, such as the verbification of nouns by the adding of the suffix -a, as in bil ("car") and bila ("travel (recreationally) by car").[63] The opposite, making nouns of verbs, is also possible, as in tänk ("way of thinking; concept") from tänka ("to think").[64]
|
104 |
+
|
105 |
+
The Swedish alphabet is a 29-letter alphabet, using the 26-letter ISO basic Latin alphabet plus the three additional letters Å/å, Ä/ä, and Ö/ö constructed in the 16th century by writing "o" and "e" on top of an "a", and an "e" on top of an "o". Though these combinations are historically modified versions of A and O according to the English range of usage for the term diacritic, these three characters are not considered to be diacritics within the Swedish application, but rather separate letters, and are independent letters following z. Before the release of the 13th edition of Svenska Akademiens ordlista in April 2006, w was treated as merely a variant of v used only in names (such as "Wallenberg") and foreign words ("bowling"), and so was both sorted and pronounced as a v. Other diacritics (to use the broader English term usage referenced here) are unusual in Swedish; é is sometimes used to indicate that the stress falls on a terminal syllable containing e, especially when the stress changes the meaning (ide vs. idé, "winter lair" vs. "idea") as well as in some names, like Kastrén; occasionally other acute accents and, less often, grave accents can be seen in names and some foreign words. The letter à is used to refer to unit cost (a loan from the French), equivalent to the at sign (@) in English.[65]
|
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+
|
107 |
+
The German ü is treated as a variant of y and sometimes retained in foreign names and words, e. g., müsli ("muesli/granola"). A proper diaeresis may very exceptionally be seen in elaborated style (for instance: "Aïda"). The German convention of writing ä and ö as ae and oe if the characters are unavailable is an unusual convention for speakers of modern Swedish. Despite the availability of all these characters in the Swedish national top-level Internet domain and other such domains, Swedish sites are frequently labelled using a and o, based on visual similarity, though Swedish domains could be registered using the characters å, ä, and ö from 2003.[66]
|
108 |
+
|
109 |
+
In Swedish orthography, the colon is used in a similar manner as in English, with some exceptions: the colon is used for some abbreviations, such as 3:e for tredje ("third") and S:t for Sankt ("Saint"), and for all types of endings that can be added to numbers, letters and abbreviations, such as a:et ("the a") and CD:n ("the CD"), or the genitive form USA:s ("USA's").[67]
|
110 |
+
|
111 |
+
According to a traditional division of Swedish dialects, there are six main groups of dialects:[68][69]
|
112 |
+
|
113 |
+
The traditional definition of a Swedish dialect has been a local variant that has not been heavily influenced by the standard language and that can trace a separate development all the way back to Old Norse. Many of the genuine rural dialects, such as those of Orsa in Dalarna or Närpes in Österbotten, have very distinct phonetic and grammatical features, such as plural forms of verbs or archaic case inflections. These dialects can be near-incomprehensible to a majority of Swedes, and most of their speakers are also fluent in Standard Swedish. The different dialects are often so localized that they are limited to individual parishes and are referred to by Swedish linguists as sockenmål (lit., "parish speech"). They are generally separated into six major groups, with common characteristics of prosody, grammar and vocabulary. One or several examples from each group are given here. Though each example is intended to be also representative of the nearby dialects, the actual number of dialects is several hundred if each individual community is considered separately.[70]
|
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|
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+
This type of classification, however, is based on a somewhat romanticized nationalist view of ethnicity and language. The idea that only rural variants of Swedish should be considered "genuine" is not generally accepted by modern scholars. No dialects, no matter how remote or obscure, remained unchanged or undisturbed by a minimum of influences from surrounding dialects or the standard language, especially not from the late 19th century onwards with the advent of mass media and advanced forms of transport. The differences are today more accurately described by a scale that runs from "standard language" to "rural dialect" where the speech even of the same person may vary from one extreme to the other depending on the situation. All Swedish dialects with the exception of the highly diverging forms of speech in Dalarna, Norrbotten and, to some extent, Gotland can be considered to be part of a common, mutually intelligible dialect continuum. This continuum may also include Norwegian and some Danish dialects.[71]
|
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+
|
117 |
+
The samples linked below have been taken from SweDia, a research project on Swedish modern dialects available for download (though with information in Swedish only), with many more samples from 100 different dialects with recordings from four different speakers: older female, older male, younger female and younger male. The dialect groups are those traditionally used by dialectologists.[72]
|
118 |
+
|
119 |
+
Standard Swedish is the language used by virtually all Swedes and most Swedish-speaking Finns. It is called rikssvenska or standardsvenska ("Standard Swedish") in Sweden.[73] In Finland, högsvenska ("High Swedish") is used for the Finnish variant of standard Swedish and rikssvenska refers to Swedish as spoken in Sweden in general.[74]
|
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+
|
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+
In a poll conducted in 2005 by the Swedish Retail Institute (Handelns Utredningsinstitut), the attitudes of Swedes to the use of certain dialects by salesmen revealed that 54% believed that rikssvenska was the variety they would prefer to hear when speaking with salesmen over the phone, even though dialects such as gotländska or skånska were provided as alternatives in the poll.[75]
|
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+
|
123 |
+
Finland was a part of Sweden from the 13th century until the loss of the Finnish territories to Russia in 1809. Swedish was the sole administrative language until 1902 as well as the dominant language of culture and education until Finnish independence in 1917. The percentage of Swedish speakers in Finland has steadily decreased since then. The Swedish-speaking population is mainly concentrated in the coastal areas of Ostrobothnia, Southwest Finland and Nyland where the percentage of Finland Swedes partly is high, with Swedish being spoken by more than 90% of the population in several municipalities, and on Åland, where Swedish is spoken by a vast majority of the population and is the only official language. Swedish is an official language also in the rest of Finland, though, with the same official status as Finnish.[76] The country's public broadcaster, Yle, provides two Swedish-language radio stations, Yle Vega and Yle X3M, as well a TV channel, Yle Fem.[77]
|
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|
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Rinkeby Swedish (after Rinkeby, a suburb of northern Stockholm with a large immigrant population) is a common name among linguists for varieties of Swedish spoken by young people of foreign heritage in certain suburbs and urban districts in the major cities of Stockholm, Gothenburg and Malmö. These varieties could alternatively be classified as sociolects, because the immigrant dialects share common traits independent of their geographical spread or the native country of the speakers. However, some studies have found distinctive features and led to terms such as Rosengård Swedish (after Rosengård in Malmö), a variant of Scanian.[78] A survey made by the Swedish linguist Ulla-Britt Kotsinas showed that foreign learners had difficulties in guessing the origins of Rinkeby Swedish speakers in Stockholm. The greatest difficulty proved to be identifying the speech of a boy speaking Rinkeby Swedish whose parents were both Swedish; only 1.8% guessed his native language correctly.[79]
|
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New linguistic practices in multilingual urban contexts in fiction and hip-hop culture and rap lyrics have been introduced that goes beyond traditional socio-linguistic domains.[80] Källström (Chapter 12) and Knudsen (Chapter 13).
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Excerpt from Barfotabarn (1933), by Nils Ferlin (1898–1961):[81]
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1 |
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Barack Hussein Obama II (/bəˈrɑːk huːˈseɪn oʊˈbɑːmə/ (listen);[1] born August 4, 1961) is an American politician and attorney who served as the 44th president of the United States from 2009 to 2017. A member of the Democratic Party, Barack Obama was the first African-American president of the United States. He previously served as a U.S. senator from Illinois from 2005 to 2008 and an Illinois state senator from 1997 to 2004.
|
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Obama was born in Honolulu, Hawaii, making him the first president not born in the contiguous United States. After graduating from Columbia University in 1983, he worked as a community organizer in Chicago. In 1988, he enrolled in Harvard Law School, where he was the first black person to be president of the Harvard Law Review. After graduating, he became a civil rights attorney and an academic, teaching constitutional law at the University of Chicago Law School from 1992 to 2004. Turning to elective politics, he represented the 13th district from 1997 until 2004 in the Illinois Senate, when he ran for the U.S. Senate. Obama received national attention in 2004 with his March Senate primary win, his well-received July Democratic National Convention keynote address, and his landslide November election to the Senate. In 2008, he was nominated for president a year after his presidential campaign began, and after close primary campaigns against Hillary Clinton, Obama was elected over Republican John McCain and was inaugurated alongside Joe Biden on January 20, 2009. Nine months later, he was named the 2009 Nobel Peace Prize laureate.
|
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+
Obama signed many landmark bills into law during his first two years in office. The main reforms that were passed include the Patient Protection and Affordable Care Act (commonly referred to as the "Affordable Care Act" or "Obamacare"), the Dodd–Frank Wall Street Reform and Consumer Protection Act, and the Don't Ask, Don't Tell Repeal Act of 2010. The American Recovery and Reinvestment Act of 2009 and Tax Relief, Unemployment Insurance Reauthorization, and Job Creation Act of 2010 served as economic stimulus amidst the Great Recession. After a lengthy debate over the national debt limit, he signed the Budget Control and the American Taxpayer Relief Acts. In foreign policy, he increased U.S. troop levels in Afghanistan, reduced nuclear weapons with the United States–Russia New START treaty, and ended military involvement in the Iraq War. He ordered military involvement in Libya, contributing to the overthrow of Muammar Gaddafi. He also ordered the military operations that resulted in the deaths of Osama bin Laden and suspected Yemeni Al-Qaeda operative Anwar al-Awlaki.
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|
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+
After winning re-election by defeating Republican opponent Mitt Romney, Obama was sworn in for a second term in 2013. During this term, he promoted inclusion for LGBT Americans. His administration filed briefs that urged the Supreme Court to strike down same-sex marriage bans as unconstitutional (United States v. Windsor and Obergefell v. Hodges); same-sex marriage was legalized nationwide in 2015 after the Court ruled so in Obergefell. He advocated for gun control in response to the Sandy Hook Elementary School shooting, indicating support for a ban on assault weapons, and issued wide-ranging executive actions concerning global warming and immigration. In foreign policy, he ordered military intervention in Iraq in response to gains made by ISIL after the 2011 withdrawal from Iraq, continued the process of ending U.S. combat operations in Afghanistan in 2016, promoted discussions that led to the 2015 Paris Agreement on global climate change, initiated sanctions against Russia following the invasion in Ukraine and again after Russian interference in the 2016 United States elections, brokered a nuclear deal with Iran, and normalized U.S. relations with Cuba. Obama nominated three justices to the Supreme Court: Sonia Sotomayor and Elena Kagan were confirmed as justices, while Merrick Garland faced partisan obstruction and was not confirmed. During his term in office, America's reputation abroad significantly improved.[2]
|
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|
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+
Obama's presidency has generally been regarded favorably, and evaluations of his presidency among historians, political scientists, and the general public place him among the upper tier of American presidents. Obama left office in January 2017 and continues to reside in Washington, D.C.[3][4]
|
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+
|
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+
Obama was born on August 4, 1961[5] at Kapiolani Medical Center for Women and Children in Honolulu, Hawaii at 7:24 pm.[6][7][8] He is the only president born outside the contiguous 48 states.[9] He was born to an American mother of European descent and an African father. His mother, Ann Dunham (1942–1995), was born in Wichita, Kansas; she was mostly of English descent,[10] with some German, Irish, Scottish, Swiss, and Welsh ancestry.[11] (In July 2012, Ancestry.com found a strong likelihood that Stanley Ann Dunham was descended from John Punch, an enslaved African man who lived in the Colony of Virginia during the seventeenth century.[12][13]) His father, Barack Obama Sr. (1936–1982),[14] was a married[15][16][17] Luo Kenyan from Nyang'oma Kogelo.[15][18] Obama's parents met in 1960 in a Russian language class at the University of Hawaii at Manoa, where his father was a foreign student on a scholarship.[19][20] The couple married in Wailuku, Hawaii, on February 2, 1961, six months before Obama was born.[21][22]
|
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|
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+
In late August 1961, a few weeks after he was born, Barack and his mother moved to the University of Washington in Seattle, where they lived for a year. During that time, the elder Obama completed his undergraduate degree in economics in Hawaii, graduating in June 1962. He left to attend graduate school on a scholarship at Harvard University, where he earned an M.A. in economics. Obama's parents divorced in March 1964.[23] Obama Sr. returned to Kenya in 1964, where he married for a third time and worked for the Kenyan government as the Senior Economic Analyst in the Ministry of Finance.[24] He visited his son in Hawaii only once, at Christmas 1971,[25] before he was killed in an automobile accident in 1982, when Obama was 21 years old.[26] Recalling his early childhood, Obama said, "That my father looked nothing like the people around me—that he was black as pitch, my mother white as milk—barely registered in my mind."[20] He described his struggles as a young adult to reconcile social perceptions of his multiracial heritage.[27]
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|
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+
In 1963, Dunham met Lolo Soetoro at the University of Hawaii; he was an Indonesian East–West Center graduate student in geography. The couple married on Molokai on March 15, 1965.[28] After two one-year extensions of his J-1 visa, Lolo returned to Indonesia in 1966. His wife and stepson followed sixteen months later in 1967. The family initially lived in the Menteng Dalam neighborhood in the Tebet sub district of south Jakarta. From 1970, they lived in a wealthier neighborhood in the Menteng sub district of central Jakarta.[29]
|
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|
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Obama started in St. Francis Pre-Education from age three to five. From age six to ten, he then attended local Indonesian-language schools: Sekolah Dasar Katolik Santo Fransiskus Asisi (St. Francis of Assisi Catholic Elementary School) for two years and Sekolah Dasar Negeri Menteng 01 (State Elementary School Menteng 01/Besuki school) for one and a half years, supplemented by English-language Calvert School homeschooling by his mother.[30][31] As a result of those four years in Jakarta, he was able to speak Indonesian fluently as a child.[32][33][34] During his time in Indonesia, Obama's step-father taught him to be resilient and gave him "a pretty hardheaded assessment of how the world works."[35]
|
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+
|
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+
In 1971, Obama returned to Honolulu to live with his maternal grandparents, Madelyn and Stanley Dunham. He attended Punahou School—a private college preparatory school—with the aid of a scholarship from fifth grade until he graduated from high school in 1979.[36] In his youth, Obama went by the nickname "Barry".[37] Obama lived with his mother and half-sister, Maya Soetoro, in Hawaii for three years from 1972 to 1975 while his mother was a graduate student in anthropology at the University of Hawaii.[38] Obama chose to stay in Hawaii with his grandparents for high school at Punahou when his mother and half-sister returned to Indonesia in 1975 so his mother could begin anthropology field work.[39] His mother spent most of the next two decades in Indonesia, divorcing Lolo in 1980 and earning a PhD degree in 1992, before dying in 1995 in Hawaii following unsuccessful treatment for ovarian and uterine cancer.[40]
|
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|
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+
Obama later reflected on his years in Honolulu and wrote: "The opportunity that Hawaii offered—to experience a variety of cultures in a climate of mutual respect—became an integral part of my world view, and a basis for the values that I hold most dear."[41] Obama has also written and talked about using alcohol, marijuana, and cocaine during his teenage years to "push questions of who I was out of my mind."[42] Obama was also a member of the "choom gang," a self-named group of friends who spent time together and occasionally smoked marijuana.[43][44]
|
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|
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+
After graduating from high school in 1979, Obama moved to Los Angeles to attend Occidental College on a full scholarship. In February 1981, Obama made his first public speech, calling for Occidental to participate in the disinvestment from South Africa in response to that nation's policy of apartheid.[45] In mid-1981, Obama traveled to Indonesia to visit his mother and half-sister Maya, and visited the families of college friends in Pakistan and India for three weeks.[45] Later in 1981, he transferred as a junior to Columbia University in New York City, where he majored in political science with a specialty in international relations[46] and in English literature[47] and lived off-campus on West 109th Street.[48] He graduated with a BA degree in 1983 and worked for about a year at the Business International Corporation, where he was a financial researcher and writer,[49][50] then as a project coordinator for the New York Public Interest Research Group on the City College of New York campus for three months in 1985.[51][52][53]
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|
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+
In a 2006 interview, Obama highlighted the diversity of his extended family: "It's like a little mini-United Nations," he said. "I've got relatives who look like Bernie Mac, and I've got relatives who look like Margaret Thatcher."[54] Obama has a half-sister with whom he was raised (Maya Soetoro-Ng) and seven other half-siblings from his Kenyan father's family—six of them living.[55] Obama's mother was survived by her Kansas-born mother, Madelyn Dunham,[56] until her death on November 2, 2008,[57] two days before his election to the Presidency. Obama also has roots in Ireland; he met with his Irish cousins in Moneygall in May 2011.[58] In Dreams from My Father, Obama ties his mother's family history to possible Native American ancestors and distant relatives of Jefferson Davis, President of the Confederate States of America during the American Civil War. He also shares distant ancestors in common with George W. Bush and Dick Cheney, among others.[59][60][61]
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+
Obama lived with anthropologist Sheila Miyoshi Jager while he was a community organizer in Chicago in the 1980s.[62] He proposed to her twice, but both Jager and her parents turned him down.[62][63] The relationship was not made public until May 2017, several months after his presidency had ended.[63]
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+
In June 1989, Obama met Michelle Robinson when he was employed as a summer associate at the Chicago law firm of Sidley Austin.[64] Robinson was assigned for three months as Obama's adviser at the firm, and she joined him at several group social functions but declined his initial requests to date.[65] They began dating later that summer, became engaged in 1991, and were married on October 3, 1992.[66] After suffering a miscarriage, Michelle underwent in vitro fertilization to conceive their children.[67] The couple's first daughter, Malia Ann, was born in 1998,[68] followed by a second daughter, Natasha ("Sasha"), in 2001.[69] The Obama daughters attended the University of Chicago Laboratory Schools. When they moved to Washington, D.C., in January 2009, the girls started at the Sidwell Friends School.[70] The Obamas have two Portuguese Water Dogs; the first, a male named Bo, was a gift from Senator Ted Kennedy.[71] In 2013, Bo was joined by Sunny, a female.[72]
|
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+
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+
Obama is a supporter of the Chicago White Sox, and he threw out the first pitch at the 2005 ALCS when he was still a senator.[73] In 2009, he threw out the ceremonial first pitch at the All-Star Game while wearing a White Sox jacket.[74] He is also primarily a Chicago Bears football fan in the NFL, but in his childhood and adolescence was a fan of the Pittsburgh Steelers, and rooted for them ahead of their victory in Super Bowl XLIII 12 days after he took office as president.[75] In 2011, Obama invited the 1985 Chicago Bears to the White House; the team had not visited the White House after their Super Bowl win in 1986 due to the Space Shuttle Challenger disaster.[76] He plays basketball, a sport he participated in as a member of his high school's varsity team,[77] and he is left-handed.[78]
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+
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+
In 2005, the Obama family applied the proceeds of a book deal and moved from a Hyde Park, Chicago condominium to a $1.6 million house (equivalent to $2.1 million in 2019) in neighboring Kenwood, Chicago.[79] The purchase of an adjacent lot—and sale of part of it to Obama by the wife of developer, campaign donor and friend Tony Rezko—attracted media attention because of Rezko's subsequent indictment and conviction on political corruption charges that were unrelated to Obama.[80]
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In December 2007, Money Magazine estimated Obama's net worth at $1.3 million (equivalent to $1.6 million in 2019) .[81] Their 2009 tax return showed a household income of $5.5 million—up from about $4.2 million in 2007 and $1.6 million in 2005—mostly from sales of his books.[82][83] On his 2010 income of $1.7 million, he gave 14% to non-profit organizations, including $131,000 to Fisher House Foundation, a charity assisting wounded veterans' families, allowing them to reside near where the veteran is receiving medical treatments.[84][85] Per his 2012 financial disclosure, Obama may be worth as much as $10 million.[86]
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In early 2010, Michelle spoke about her husband's smoking habit and said Barack had quit smoking.[87][88]
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On his 55th birthday, August 4, 2016, Obama penned an essay in Glamour, in which he described how his daughters and the presidency have made him a feminist.[89][90][91]
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Obama is a Protestant Christian whose religious views developed in his adult life.[92] He wrote in The Audacity of Hope that he "was not raised in a religious household." He described his mother, raised by non-religious parents, as being detached from religion, yet "in many ways the most spiritually awakened person ... I have ever known," and "a lonely witness for secular humanism". He described his father as a "confirmed atheist" by the time his parents met, and his stepfather as "a man who saw religion as not particularly useful." Obama explained how, through working with black churches as a community organizer while in his twenties, he came to understand "the power of the African-American religious tradition to spur social change."[93]
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In January 2008, Obama told Christianity Today: "I am a Christian, and I am a devout Christian. I believe in the redemptive death and resurrection of Jesus Christ. I believe that faith gives me a path to be cleansed of sin and have eternal life."[94] On September 27, 2010, Obama released a statement commenting on his religious views saying, "I'm a Christian by choice. My family didn't—frankly, they weren't folks who went to church every week. And my mother was one of the most spiritual people I knew, but she didn't raise me in the church. So I came to my Christian faith later in life, and it was because the precepts of Jesus Christ spoke to me in terms of the kind of life that I would want to lead—being my brothers' and sisters' keeper, treating others as they would treat me."[95][96]
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Obama met Trinity United Church of Christ pastor Jeremiah Wright in October 1987 and became a member of Trinity in 1992.[97] During Obama's first presidential campaign in May 2008, he resigned from Trinity after some of Wright's statements were criticized.[98] Since moving to Washington, D.C., in 2009, the Obama family has attended several Protestant churches, including Shiloh Baptist Church and St. John's Episcopal Church, as well as Evergreen Chapel at Camp David, but the members of the family do not attend church on a regular basis.[99][100][101]
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+
Two years after graduating from Columbia, Obama moved from New York to Chicago when he was hired as director of the Developing Communities Project, a church-based community organization originally comprising eight Catholic parishes in Roseland, West Pullman, and Riverdale on Chicago's South Side. He worked there as a community organizer from June 1985 to May 1988.[52][102] He helped set up a job training program, a college preparatory tutoring program, and a tenants' rights organization in Altgeld Gardens.[103] Obama also worked as a consultant and instructor for the Gamaliel Foundation, a community organizing institute.[104] In mid-1988, he traveled for the first time in Europe for three weeks and then for five weeks in Kenya, where he met many of his paternal relatives for the first time.[105][106]
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+
Despite being offered a full scholarship to Northwestern University School of Law, Obama enrolled at Harvard Law School in the fall of 1988, living in nearby Somerville, Massachusetts.[108] He was selected as an editor of the Harvard Law Review at the end of his first year,[109] president of the journal in his second year,[103][110] and research assistant to the constitutional scholar Laurence Tribe while at Harvard for two years.[111] During his summers, he returned to Chicago, where he worked as a summer associate at the law firms of Sidley Austin in 1989 and Hopkins & Sutter in 1990.[112] After graduating with a JD degree magna cum laude[113] from Harvard in 1991, he returned to Chicago.[109] Obama's election as the first black president of the Harvard Law Review gained national media attention[103][110] and led to a publishing contract and advance for a book about race relations,[114] which evolved into a personal memoir. The manuscript was published in mid-1995 as Dreams from My Father.[114]
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In 1991, Obama accepted a two-year position as Visiting Law and Government Fellow at the University of Chicago Law School to work on his first book.[114][115] He then taught constitutional law at the University of Chicago Law School for twelve years, first as a lecturer from 1992 to 1996, and then as a senior lecturer from 1996 to 2004.[116]
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From April to October 1992, Obama directed Illinois's Project Vote, a voter registration campaign with ten staffers and seven hundred volunteer registrars; it achieved its goal of registering 150,000 of 400,000 unregistered African Americans in the state, leading Crain's Chicago Business to name Obama to its 1993 list of "40 under Forty" powers to be.[117]
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He joined Davis, Miner, Barnhill & Galland, a 13-attorney law firm specializing in civil rights litigation and neighborhood economic development, where he was an associate for three years from 1993 to 1996, then of counsel from 1996 to 2004. In 1994, he was listed as one of the lawyers in Buycks-Roberson v. Citibank Fed. Sav. Bank, 94 C 4094 (N.D. Ill.).[118] This class action lawsuit was filed in 1994 with Selma Buycks-Roberson as lead plaintiff and alleged that Citibank Federal Savings Bank had engaged in practices forbidden under the Equal Credit Opportunity Act and the Fair Housing Act.[119] The case was settled out of court.[120] Final judgment was issued on May 13, 1998, with Citibank Federal Savings Bank agreeing to pay attorney fees.[121] His law license became inactive in 2007.[122][123]
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From 1994 to 2002, Obama served on the boards of directors of the Woods Fund of Chicago—which in 1985 had been the first foundation to fund the Developing Communities Project—and of the Joyce Foundation.[52] He served on the board of directors of the Chicago Annenberg Challenge from 1995 to 2002, as founding president and chairman of the board of directors from 1995 to 1999.[52]
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Obama was elected to the Illinois Senate in 1996, succeeding Democratic State Senator Alice Palmer from Illinois's 13th District, which, at that time, spanned Chicago South Side neighborhoods from Hyde Park–Kenwood south to South Shore and west to Chicago Lawn.[124] Once elected, Obama gained bipartisan support for legislation that reformed ethics and health care laws.[125][126] He sponsored a law that increased tax credits for low-income workers, negotiated welfare reform, and promoted increased subsidies for childcare.[127] In 2001, as co-chairman of the bipartisan Joint Committee on Administrative Rules, Obama supported Republican Governor Ryan's payday loan regulations and predatory mortgage lending regulations aimed at averting home foreclosures.[128][129]
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He was reelected to the Illinois Senate in 1998, defeating Republican Yesse Yehudah in the general election, and was re-elected again in 2002.[130][131] In 2000, he lost a Democratic primary race for Illinois's 1st congressional district in the United States House of Representatives to four-term incumbent Bobby Rush by a margin of two to one.[132]
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In January 2003, Obama became chairman of the Illinois Senate's Health and Human Services Committee when Democrats, after a decade in the minority, regained a majority.[133] He sponsored and led unanimous, bipartisan passage of legislation to monitor racial profiling by requiring police to record the race of drivers they detained, and legislation making Illinois the first state to mandate videotaping of homicide interrogations.[127][134][135][136] During his 2004 general election campaign for the U.S. Senate, police representatives credited Obama for his active engagement with police organizations in enacting death penalty reforms.[137] Obama resigned from the Illinois Senate in November 2004 following his election to the U.S. Senate.[138]
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In May 2002, Obama commissioned a poll to assess his prospects in a 2004 U.S. Senate race. He created a campaign committee, began raising funds, and lined up political media consultant David Axelrod by August 2002. Obama formally announced his candidacy in January 2003.[139]
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Obama was an early opponent of the George W. Bush administration's 2003 invasion of Iraq.[140] On October 2, 2002, the day President Bush and Congress agreed on the joint resolution authorizing the Iraq War,[141] Obama addressed the first high-profile Chicago anti-Iraq War rally,[142] and spoke out against the war.[143] He addressed another anti-war rally in March 2003 and told the crowd "it's not too late" to stop the war.[144]
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Decisions by Republican incumbent Peter Fitzgerald and his Democratic predecessor Carol Moseley Braun to not participate in the election resulted in wide-open Democratic and Republican primary contests involving 15 candidates.[145] In the March 2004 primary election, Obama won in an unexpected landslide—which overnight made him a rising star within the national Democratic Party, started speculation about a presidential future, and led to the reissue of his memoir, Dreams from My Father.[146] In July 2004, Obama delivered the keynote address at the 2004 Democratic National Convention,[147] seen by nine million viewers. His speech was well received and elevated his status within the Democratic Party.[148]
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Obama's expected opponent in the general election, Republican primary winner Jack Ryan, withdrew from the race in June 2004.[149] Six weeks later, Alan Keyes accepted the Republican nomination to replace Ryan.[150] In the November 2004 general election, Obama won with 70% of the vote.[151]
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Obama was sworn in as a senator on January 3, 2005,[152] becoming the only Senate member of the Congressional Black Caucus.[153] CQ Weekly characterized him as a "loyal Democrat" based on analysis of all Senate votes from 2005 to 2007. Obama announced on November 13, 2008, that he would resign his Senate seat on November 16, 2008, before the start of the lame-duck session, to focus on his transition period for the presidency.[154]
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Obama cosponsored the Secure America and Orderly Immigration Act.[155] He introduced two initiatives that bore his name: Lugar–Obama, which expanded the Nunn–Lugar Cooperative Threat Reduction concept to conventional weapons;[156] and the Federal Funding Accountability and Transparency Act of 2006, which authorized the establishment of USAspending.gov, a web search engine on federal spending.[157] On June 3, 2008, Senator Obama—along with Senators Tom Carper, Tom Coburn, and John McCain—introduced follow-up legislation: Strengthening Transparency and Accountability in Federal Spending Act of 2008.[158]
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Obama sponsored legislation that would have required nuclear plant owners to notify state and local authorities of radioactive leaks, but the bill failed to pass in the full Senate after being heavily modified in committee.[159] Regarding tort reform, Obama voted for the Class Action Fairness Act of 2005 and the FISA Amendments Act of 2008, which grants immunity from civil liability to telecommunications companies complicit with NSA warrantless wiretapping operations.[160]
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In December 2006, President Bush signed into law the Democratic Republic of the Congo Relief, Security, and Democracy Promotion Act, marking the first federal legislation to be enacted with Obama as its primary sponsor.[162][163] In January 2007, Obama and Senator Feingold introduced a corporate jet provision to the Honest Leadership and Open Government Act, which was signed into law in September 2007.[164][165] Obama also introduced two unsuccessful bills: the Deceptive Practices and Voter Intimidation Prevention Act to criminalize deceptive practices in federal elections,[166][167] and the Iraq War De-Escalation Act of 2007.[168]
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Later in 2007, Obama sponsored an amendment to the Defense Authorization Act to add safeguards for personality-disorder military discharges.[169] This amendment passed the full Senate in the spring of 2008.[170] He sponsored the Iran Sanctions Enabling Act supporting divestment of state pension funds from Iran's oil and gas industry, which was never enacted but later incorporated in the Comprehensive Iran Sanctions, Accountability, and Divestment Act of 2010;[171] and co-sponsored legislation to reduce risks of nuclear terrorism.[172] Obama also sponsored a Senate amendment to the State Children's Health Insurance Program, providing one year of job protection for family members caring for soldiers with combat-related injuries.[173]
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Obama held assignments on the Senate Committees for Foreign Relations, Environment and Public Works and Veterans' Affairs through December 2006.[174] In January 2007, he left the Environment and Public Works committee and took additional assignments with Health, Education, Labor and Pensions and Homeland Security and Governmental Affairs.[175] He also became Chairman of the Senate's subcommittee on European Affairs.[176] As a member of the Senate Foreign Relations Committee, Obama made official trips to Eastern Europe, the Middle East, Central Asia and Africa. He met with Mahmoud Abbas before Abbas became President of the Palestinian National Authority, and gave a speech at the University of Nairobi in which he condemned corruption within the Kenyan government.[177]
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On February 10, 2007, Obama announced his candidacy for President of the United States in front of the Old State Capitol building in Springfield, Illinois.[178][179] The choice of the announcement site was viewed as symbolic because it was also where Abraham Lincoln delivered his historic "House Divided" speech in 1858.[178][180] Obama emphasized issues of rapidly ending the Iraq War, increasing energy independence, and reforming the health care system,[181] in a campaign that projected themes of hope and change.[182]
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Numerous candidates entered the Democratic Party presidential primaries. The field narrowed to a duel between Obama and Senator Hillary Clinton after early contests, with the race remaining close throughout the primary process but with Obama gaining a steady lead in pledged delegates due to better long-range planning, superior fundraising, dominant organizing in caucus states, and better exploitation of delegate allocation rules.[183] On June 7, 2008, Clinton ended her campaign and endorsed Obama.[184]
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On August 23, Obama announced his selection of Delaware Senator Joe Biden as his vice presidential running mate.[185] Obama selected Biden from a field speculated to include former Indiana Governor and Senator Evan Bayh and Virginia Governor Tim Kaine.[185] At the Democratic National Convention in Denver, Colorado, Hillary Clinton called for her supporters to endorse Obama, and she and Bill Clinton gave convention speeches in his support.[186] Obama delivered his acceptance speech, not at the center where the Democratic National Convention was held, but at Invesco Field at Mile High to a crowd of approximately 84,000 people; the speech was viewed by over 38 million people worldwide.[187][188][189]
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During both the primary process and the general election, Obama's campaign set numerous fundraising records, particularly in the quantity of small donations.[190] On June 19, 2008, Obama became the first major-party presidential candidate to turn down public financing in the general election since the system was created in 1976.[191]
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John McCain was nominated as the Republican candidate, and he selected Sarah Palin as his running mate. The two candidates engaged in three presidential debates in September and October 2008.[192] On November 4, Obama won the presidency with 365 electoral votes to 173 received by McCain.[193] Obama won 52.9% of the popular vote to McCain's 45.7%.[194] He became the first African American to be elected president.[195] Obama delivered his victory speech before hundreds of thousands of supporters in Chicago's Grant Park.[196]
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On April 4, 2011, Obama announced his reelection campaign for 2012 in a video titled "It Begins with Us" that he posted on his website and filed election papers with the Federal Election Commission.[197][198][199] As the incumbent president, he ran virtually unopposed in the Democratic Party presidential primaries,[200] and on April 3, 2012, Obama had secured the 2778 convention delegates needed to win the Democratic nomination.[201]
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At the Democratic National Convention in Charlotte, North Carolina, Obama and Joe Biden were formally nominated by former President Bill Clinton as the Democratic Party candidates for president and vice president in the general election. Their main opponents were Republicans Mitt Romney, the former governor of Massachusetts, and Representative Paul Ryan of Wisconsin.[202]
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On November 6, 2012, Obama won 332 electoral votes, exceeding the 270 required for him to be reelected as president.[203][204][205] With 51.1% of the popular vote,[206] Obama became the first Democratic president since Franklin D. Roosevelt to win the majority of the popular vote twice.[207][208] Obama addressed supporters and volunteers at Chicago's McCormick Place after his reelection and said: "Tonight you voted for action, not politics as usual. You elected us to focus on your jobs, not ours. And in the coming weeks and months, I am looking forward to reaching out and working with leaders of both parties."[209][210]
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The inauguration of Barack Obama as the 44th President took place on January 20, 2009. In his first few days in office, Obama issued executive orders and presidential memoranda directing the U.S. military to develop plans to withdraw troops from Iraq.[211] He ordered the closing of the Guantanamo Bay detention camp,[212] but Congress prevented the closure by refusing to appropriate the required funds[213][214][215] and preventing moving any Guantanamo detainee into the U.S. or to other countries.[216] Obama reduced the secrecy given to presidential records.[217] He also revoked President George W. Bush's restoration of President Ronald Reagan's Mexico City policy prohibiting federal aid to international family planning organizations that perform or provide counseling about abortion.[218]
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The first bill signed into law by Obama was the Lilly Ledbetter Fair Pay Act of 2009, relaxing the statute of limitations for equal-pay lawsuits.[219] Five days later, he signed the reauthorization of the State Children's Health Insurance Program (SCHIP) to cover an additional 4 million uninsured children.[220] In March 2009, Obama reversed a Bush-era policy that had limited funding of embryonic stem cell research and pledged to develop "strict guidelines" on the research.[221]
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Obama appointed two women to serve on the Supreme Court in the first two years of his presidency. He nominated Sonia Sotomayor on May 26, 2009 to replace retiring Associate Justice David Souter; she was confirmed on August 6, 2009,[222] becoming the first Supreme Court Justice of Hispanic descent.[223] Obama nominated Elena Kagan on May 10, 2010 to replace retiring Associate Justice John Paul Stevens. She was confirmed on August 5, 2010, bringing the number of women sitting simultaneously on the Court to three justices for the first time in American history.[224]
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On March 30, 2010, Obama signed the Health Care and Education Reconciliation Act, a reconciliation bill that ended the process of the federal government giving subsidies to private banks to give out federally insured loans, increased the Pell Grant scholarship award, and made changes to the Patient Protection and Affordable Care Act.[225][226]
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In a major space policy speech in April 2010, Obama announced a planned change in direction at NASA, the U.S. space agency. He ended plans for a return of human spaceflight to the moon and development of the Ares I rocket, Ares V rocket and Constellation program, in favor of funding Earth science projects, a new rocket type, and research and development for an eventual manned mission to Mars, and ongoing missions to the International Space Station.[227]
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President Obama's 2011 State of the Union Address focused on themes of education and innovation, stressing the importance of innovation economics to make the United States more competitive globally. He spoke of a five-year freeze in domestic spending, eliminating tax breaks for oil companies and reversing tax cuts for the wealthiest Americans, banning congressional earmarks, and reducing healthcare costs. He promised the United States would have one million electric vehicles on the road by 2015 and be 80% reliant on "clean" electricity.[228][229]
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On October 8, 2009, Obama signed the Matthew Shepard and James Byrd Jr. Hate Crimes Prevention Act, a measure that expanded the 1969 United States federal hate-crime law to include crimes motivated by a victim's actual or perceived gender, sexual orientation, gender identity, or disability.[230]
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On October 30, 2009, Obama lifted the ban on travel to the United States by those infected with HIV, which was celebrated by Immigration Equality.[231]
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On December 22, 2010, Obama signed the Don't Ask, Don't Tell Repeal Act of 2010, which fulfilled a key promise made in the 2008 presidential campaign[232][233] to end the Don't ask, don't tell policy of 1993 that had prevented gay and lesbian people from serving openly in the United States Armed Forces.[234] In 2016, the Pentagon also ended the policy that barred transgender people from serving openly in the military.[235]
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As a candidate for the Illinois state senate in 1996, Obama had said he favored legalizing same-sex marriage.[236] By the time of his Senate run in 2004, he said he supported civil unions and domestic partnerships for same-sex partners but opposed same-sex marriages.[237] In 2008, he reaffirmed this position by stating "I believe marriage is between a man and a woman. I am not in favor of gay marriage."[238] On May 9, 2012, shortly after the official launch of his campaign for re-election as president, Obama said his views had evolved, and he publicly affirmed his personal support for the legalization of same-sex marriage, becoming the first sitting U.S. president to do so.[239][240]
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During his second inaugural address on January 21, 2013,[210] Obama became the first U.S. president in office to call for full equality for gay Americans: "Our journey is not complete until our gay brothers and sisters are treated like anyone else under the law—for if we are truly created equal, then surely the love we commit to one another must be equal as well." This was the first time that a president mentioned gay rights or the word "gay" in an inaugural address.[241][242]
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In 2013, the Obama Administration filed briefs that urged the Supreme Court to rule in favor of same-sex couples in the cases of Hollingsworth v. Perry (regarding same-sex marriage)[243] and United States v. Windsor (regarding the Defense of Marriage Act).[244] Then, following the Supreme Court's 2015 decision in Obergefell v. Hodges (ruling same-sex marriage to be a fundamental right), Obama asserted that, "This decision affirms what millions of Americans already believe in their hearts: When all Americans are treated as equal we are all more free."[245]
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On July 30, 2015, the White House Office of National AIDS Policy revised its strategy for addressing the disease, which included widespread testing and linkage to healthcare, which was celebrated by the Human Rights Campaign.[246]
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On March 11, 2009, Obama created the White House Council on Women and Girls, which formed part of the Office of Intergovernmental Affairs, having been established by Executive Order 13506 with a broad mandate to advise him on issues relating to the welfare of American women and girls.[247] The council was chaired by Senior Advisor to the President Valerie Jarrett.[248] Obama also established the White House Task Force to Protect Students from Sexual Assault through a government memorandum on January 22, 2014, with a broad mandate to advise him on issues relating to sexual assault on college and university campuses throughout the United States.[248][249][250] The co-chairs of the Task Force were Vice President Joe Biden and Jarrett.[249] The Task Force was a development out of the White House Council on Women and Girls and Office of the Vice President of the United States, and prior to that the 1994 Violence Against Women Act first drafted by Biden.[251]
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On February 17, 2009, Obama signed the American Recovery and Reinvestment Act of 2009, a $787 billion economic stimulus package aimed at helping the economy recover from the deepening worldwide recession.[252] The act includes increased federal spending for health care, infrastructure, education, various tax breaks and incentives, and direct assistance to individuals.[253]
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In March, Obama's Treasury Secretary, Timothy Geithner, took further steps to manage the financial crisis, including introducing the Public–Private Investment Program for Legacy Assets, which contains provisions for buying up to two trillion dollars in depreciated real estate assets.[254]
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Obama intervened in the troubled automotive industry[255] in March 2009, renewing loans for General Motors and Chrysler to continue operations while reorganizing. Over the following months the White House set terms for both firms' bankruptcies, including the sale of Chrysler to Italian automaker Fiat[256] and a reorganization of GM giving the U.S. government a temporary 60% equity stake in the company, with the Canadian government taking a 12% stake.[257] In June 2009, dissatisfied with the pace of economic stimulus, Obama called on his cabinet to accelerate the investment.[258] He signed into law the Car Allowance Rebate System, known colloquially as "Cash for Clunkers," which temporarily boosted the economy.[259][260][261]
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The Bush and Obama administrations authorized spending and loan guarantees from the Federal Reserve and the Treasury Department. These guarantees totaled about $11.5 trillion, but only $3 trillion had been spent by the end of November 2009.[262] Obama and the Congressional Budget Office predicted the 2010 budget deficit would be $1.5 trillion or 10.6% of the nation's gross domestic product (GDP) compared to the 2009 deficit of $1.4 trillion or 9.9% of GDP.[263][264] For 2011, the administration predicted the deficit would shrink to $1.34 trillion, and the 10-year deficit would increase to $8.53 trillion or 90% of GDP.[265] The most recent increase in the U.S. debt ceiling to $17.2 trillion took effect in February 2014.[266] On August 2, 2011, after a lengthy congressional debate over whether to raise the nation's debt limit, Obama signed the bipartisan Budget Control Act of 2011. The legislation enforces limits on discretionary spending until 2021, establishes a procedure to increase the debt limit, creates a Congressional Joint Select Committee on Deficit Reduction to propose further deficit reduction with a stated goal of achieving at least $1.5 trillion in budgetary savings over 10 years, and establishes automatic procedures for reducing spending by as much as $1.2 trillion if legislation originating with the new joint select committee does not achieve such savings.[267] By passing the legislation, Congress was able to prevent a U.S. government default on its obligations.[268]
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As it did throughout 2008, the unemployment rate rose in 2009, reaching a peak in October at 10.0% and averaging 10.0% in the fourth quarter. Following a decrease to 9.7% in the first quarter of 2010, the unemployment rate fell to 9.6% in the second quarter, where it remained for the rest of the year.[271] Between February and December 2010, employment rose by 0.8%, which was less than the average of 1.9% experienced during comparable periods in the past four employment recoveries.[272] By November 2012, the unemployment rate fell to 7.7%,[273] decreasing to 6.7% in the last month of 2013.[274] During 2014, the unemployment rate continued to decline, falling to 6.3% in the first quarter.[275] GDP growth returned in the third quarter of 2009, expanding at a rate of 1.6%, followed by a 5.0% increase in the fourth quarter.[276] Growth continued in 2010, posting an increase of 3.7% in the first quarter, with lesser gains throughout the rest of the year.[276] In July 2010, the Federal Reserve noted that economic activity continued to increase, but its pace had slowed, and chairman Ben Bernanke said the economic outlook was "unusually uncertain."[277] Overall, the economy expanded at a rate of 2.9% in 2010.[278]
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The Congressional Budget Office (CBO) and a broad range of economists credit Obama's stimulus plan for economic growth.[279][280] The CBO released a report stating that the stimulus bill increased employment by 1–2.1 million,[280][281][282][283] while conceding that "It is impossible to determine how many of the reported jobs would have existed in the absence of the stimulus package."[279] Although an April 2010, survey of members of the National Association for Business Economics showed an increase in job creation (over a similar January survey) for the first time in two years, 73% of 68 respondents believed the stimulus bill has had no impact on employment.[284] The economy of the United States has grown faster than the other original NATO members by a wider margin under President Obama than it has anytime since the end of World War II.[285] The Organisation for Economic Co-operation and Development credits the much faster growth in the United States to the stimulus plan of the US and the austerity measures in the European Union.[286]
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Within a month of the 2010 midterm elections, Obama announced a compromise deal with the Congressional Republican leadership that included a temporary, two-year extension of the 2001 and 2003 income tax rates, a one-year payroll tax reduction, continuation of unemployment benefits, and a new rate and exemption amount for estate taxes.[287] The compromise overcame opposition from some in both parties, and the resulting $858 billion Tax Relief, Unemployment Insurance Reauthorization, and Job Creation Act of 2010 passed with bipartisan majorities in both houses of Congress before Obama signed it on December 17, 2010.[288]
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In December 2013, Obama declared that growing income inequality is a "defining challenge of our time" and called on Congress to bolster the safety net and raise wages. This came on the heels of the nationwide strikes of fast-food workers and Pope Francis' criticism of inequality and trickle-down economics.[289]
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Obama urged Congress to ratify a 12-nation free trade pact called the Trans-Pacific Partnership.[290]
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On September 30, 2009, the Obama administration proposed new regulations on power plants, factories, and oil refineries in an attempt to limit greenhouse gas emissions and to curb global warming.[291][292]
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On April 20, 2010, an explosion destroyed an offshore drilling rig at the Macondo Prospect in the Gulf of Mexico, causing a major sustained oil leak. Obama visited the Gulf, announced a federal investigation, and formed a bipartisan commission to recommend new safety standards, after a review by Secretary of the Interior Ken Salazar and concurrent Congressional hearings. He then announced a six-month moratorium on new deepwater drilling permits and leases, pending regulatory review.[293] As multiple efforts by BP failed, some in the media and public expressed confusion and criticism over various aspects of the incident, and stated a desire for more involvement by Obama and the federal government.[294]
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In July 2013, Obama expressed reservations and said he "would reject the Keystone XL pipeline if it increased carbon pollution" or "greenhouse emissions."[295][296] Obama's advisers called for a halt to petroleum exploration in the Arctic in January 2013.[297] On February 24, 2015, Obama vetoed a bill that would have authorized the pipeline.[298] It was the third veto of Obama's presidency and his first major veto.[299]
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Obama emphasized the conservation of federal lands during his term in office. He used his power under the Antiquities Act to create 25 new national monuments during his presidency and expand four others, protecting a total of 553,000,000 acres (224,000,000 ha) of federal lands and waters, more than any other U.S. president.[300][301][302][303]
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Obama called for Congress to pass legislation reforming health care in the United States, a key campaign promise and a top legislative goal.[304] He proposed an expansion of health insurance coverage to cover the uninsured, to cap premium increases, and to allow people to retain their coverage when they leave or change jobs. His proposal was to spend $900 billion over 10 years and include a government insurance plan, also known as the public option, to compete with the corporate insurance sector as a main component to lowering costs and improving quality of health care. It would also make it illegal for insurers to drop sick people or deny them coverage for pre-existing conditions, and require every American to carry health coverage. The plan also includes medical spending cuts and taxes on insurance companies that offer expensive plans.[305][306]
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On July 14, 2009, House Democratic leaders introduced a 1,017-page plan for overhauling the U.S. health care system, which Obama wanted Congress to approve by the end of 2009.[304] After much public debate during the Congressional summer recess of 2009, Obama delivered a speech to a joint session of Congress on September 9 where he addressed concerns over the proposals.[308] In March 2009, Obama lifted a ban on using federal funds for stem cell research.[309]
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On November 7, 2009, a health care bill featuring the public option was passed in the House.[310][311] On December 24, 2009, the Senate passed its own bill—without a public option—on a party-line vote of 60–39.[312] On March 21, 2010, the Patient Protection and Affordable Care Act (ACA) passed by the Senate in December was passed in the House by a vote of 219 to 212.[313] Obama signed the bill into law on March 23, 2010.[314]
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The ACA includes health-related provisions, most of which took effect in 2014, including expanding Medicaid eligibility for people making up to 133% of the federal poverty level (FPL) starting in 2014,[315] subsidizing insurance premiums for people making up to 400% of the FPL ($88,000 for family of four in 2010) so their maximum "out-of-pocket" payment for annual premiums will be from 2% to 9.5% of income,[316][317] providing incentives for businesses to provide health care benefits, prohibiting denial of coverage and denial of claims based on pre-existing conditions, establishing health insurance exchanges, prohibiting annual coverage caps, and support for medical research. According to White House and CBO figures, the maximum share of income that enrollees would have to pay would vary depending on their income relative to the federal poverty level.[316][318]
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The costs of these provisions are offset by taxes, fees, and cost-saving measures, such as new Medicare taxes for those in high-income brackets, taxes on indoor tanning, cuts to the Medicare Advantage program in favor of traditional Medicare, and fees on medical devices and pharmaceutical companies;[320] there is also a tax penalty for those who do not obtain health insurance, unless they are exempt due to low income or other reasons.[321] In March 2010, the CBO estimated that the net effect of both laws will be a reduction in the federal deficit by $143 billion over the first decade.[322]
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The law faced several legal challenges, primarily based on the argument that an individual mandate requiring Americans to buy health insurance was unconstitutional. On June 28, 2012, the Supreme Court ruled by a 5–4 vote in National Federation of Independent Business v. Sebelius that the mandate was constitutional under the U.S. Congress's taxing authority.[323] In Burwell v. Hobby Lobby the Court ruled that "closely-held" for-profit corporations could be exempt on religious grounds under the Religious Freedom Restoration Act from regulations adopted under the ACA that would have required them to pay for insurance that covered certain contraceptives. In June 2015, the Court ruled 6–3 in King v. Burwell that subsidies to help individuals and families purchase health insurance were authorized for those doing so on both the federal exchange and state exchanges, not only those purchasing plans "established by the State," as the statute reads.[324]
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Prior to June 2014, Obama offered substantial support for a broadly-based "All of the above" approach to domestic energy policy, which Obama has maintained since his first term and which he last confirmed at his State of the Union speech in January 2014 to a mixed reception by both parties. In June 2014, Obama made indications that his administration would consider a shift towards an energy policy more closely tuned to the manufacturing industry and its impact on the domestic economy.[325] Obama's approach of selectively combining regulation and incentive to various issues in the domestic energy policy, such as coal mining and oil fracking, has received mixed commentary for not being as responsive to the needs of the domestic manufacturing sector as needed, following claims that the domestic manufacturing sector utilizes as much as a third of the nation's available energy resources.[326][327]
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On January 16, 2013, one month after the Sandy Hook Elementary School shooting, Obama signed 23 executive orders and outlined a series of sweeping proposals regarding gun control.[328] He urged Congress to reintroduce an expired ban on military-style assault weapons, such as those used in several recent mass shootings, impose limits on ammunition magazines to 10 rounds, introduce background checks on all gun sales, pass a ban on possession and sale of armor-piercing bullets, introduce harsher penalties for gun-traffickers, especially unlicensed dealers who buy arms for criminals and approving the appointment of the head of the federal Bureau of Alcohol, Tobacco, Firearms and Explosives for the first time since 2006.[329] On January 5, 2016, Obama announced new executive actions extending background check requirements to more gun sellers.[330] In a 2016 editorial in The New York Times, Obama compared the struggle for what he termed "common-sense gun reform" to women's suffrage and other civil rights movements in American history.[331]
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Obama called the November 2, 2010 election, where the Democratic Party lost 63 seats in, and control of, the House of Representatives,[332] "humbling" and a "shellacking."[333] He said that the results came because not enough Americans had felt the effects of the economic recovery.[334]
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On November 10, 2014, President Obama recommended the Federal Communications Commission reclassify broadband Internet service as a telecommunications service in order to preserve net neutrality.[335][336] On February 12, 2013, President Obama signed Executive Order 13636, "Improving Critical Infrastructure Cybersecurity."[337]
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In 2005 and 2006, Obama criticized certain aspects of the Patriot Act for infringing too much on civil liberties and sought as Senator to strengthen civil liberties protections.[338][339][340] In 2006, he voted to reauthorize a revised version of the Patriot Act, saying the law was not ideal but that the revised version had strengthened civil liberties.[340] In 2011, he signed a four-year renewal of the Patriot Act.[341] Following the 2013 global surveillance disclosures by whistleblower Edward Snowden, Obama condemned the leak as unpatriotic,[339] but called for increased restrictions on the NSA to address violations of privacy.[342][343] The changes which Obama ordered have been described as "modest" however.[344]
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In February and March 2009, Vice President Joe Biden and Secretary of State Hillary Clinton made separate overseas trips to announce a "new era" in U.S. foreign relations with Russia and Europe, using the terms "break" and "reset" to signal major changes from the policies of the preceding administration.[345] Obama attempted to reach out to Arab leaders by granting his first interview to an Arab satellite TV network, Al Arabiya.[346]
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On March 19, Obama continued his outreach to the Muslim world, releasing a New Year's video message to the people and government of Iran.[347][348] In April, Obama gave a speech in Ankara, Turkey, which was well received by many Arab governments.[349] On June 4, 2009, Obama delivered a speech at Cairo University in Egypt calling for "A New Beginning" in relations between the Islamic world and the United States and promoting Middle East peace.[350]
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On June 26, 2009, Obama responded to the Iranian government's actions towards protesters following Iran's 2009 presidential election by saying: "The violence perpetrated against them is outrageous. We see it and we condemn it."[351] While in Moscow on July 7, he responded to Vice President Biden's comment on a possible Israeli military strike on Iran by saying: "We have said directly to the Israelis that it is important to try and resolve this in an international setting in a way that does not create major conflict in the Middle East."[352]
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On September 24, 2009, Obama became the first sitting U.S. president to preside over a meeting of the United Nations Security Council.[353]
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In March 2010, Obama took a public stance against plans by the government of Israeli Prime Minister Benjamin Netanyahu to continue building Jewish housing projects in predominantly Arab neighborhoods of East Jerusalem.[354][355] During the same month, an agreement was reached with the administration of Russian President Dmitry Medvedev to replace the 1991 Strategic Arms Reduction Treaty with a new pact reducing the number of long-range nuclear weapons in the arsenals of both countries by about a third.[356] Obama and Medvedev signed the New START treaty in April 2010, and the U.S. Senate ratified it in December 2010.[357]
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In December 2011, Obama instructed agencies to consider LGBT rights when issuing financial aid to foreign countries.[358] In August 2013, he criticized Russia's law that discriminates against gays,[359] but he stopped short of advocating a boycott of the upcoming 2014 Winter Olympics in Sochi, Russia.[360]
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In December 2014, Obama announced that he intended to normalize relationships between Cuba and the United States.[361] The countries' respective "interests sections" in one another's capitals were upgraded to embassies on July 20, 2015.
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In March 2015, Obama declared that he had authorized U.S. forces to provide logistical and intelligence support to the Saudis in their military intervention in Yemen, establishing a "Joint Planning Cell" with Saudi Arabia.[362][363] In 2016, the Obama administration proposed a series of arms deals with Saudi Arabia worth $115 billion.[364] Obama halted the sale of guided munition technology to Saudi Arabia after Saudi warplanes targeted a funeral in Yemen's capital Sanaa, killing more than 140 people.[365]
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Before leaving office, Obama said German Chancellor Angela Merkel had been his "closest international partner" throughout his tenure as president.[366]
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On February 27, 2009, Obama announced that combat operations in Iraq would end within 18 months. His remarks were made to a group of Marines preparing for deployment to Afghanistan. Obama said, "Let me say this as plainly as I can: by August 31, 2010, our combat mission in Iraq will end."[367] The Obama administration scheduled the withdrawal of combat troops to be completed by August 2010, decreasing troop's levels from 142,000 while leaving a transitional force of about 50,000 in Iraq until the end of 2011. On August 19, 2010, the last U.S. combat brigade exited Iraq. Remaining troops transitioned from combat operations to counter-terrorism and the training, equipping, and advising of Iraqi security forces.[368][369] On August 31, 2010, Obama announced that the United States combat mission in Iraq was over.[370] On October 21, 2011 President Obama announced that all U.S. troops would leave Iraq in time to be "home for the holidays."[371]
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In June 2014, following the capture of Mosul by ISIS, Obama sent 275 troops to provide support and security for U.S. personnel and the U.S. Embassy in Baghdad. ISIS continued to gain ground and to commit widespread massacres and ethnic cleansing.[372][373]
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In August 2014, during the Sinjar massacre, Obama ordered a campaign of U.S. airstrikes against ISIS.[374]
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By the end of 2014, 3,100 American ground troops were committed to the conflict[375] and 16,000 sorties were flown over the battlefield, primarily by U.S. Air Force and Navy pilots.[376]
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In early 2015, with the addition of the "Panther Brigade" of the 82nd Airborne Division the number of U.S. ground troops in Iraq surged to 4,400,[377] and by July American-led coalition air forces counted 44,000 sorties over the battlefield.[378]
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Early in his presidency, Obama moved to bolster U.S. troop strength in Afghanistan.[379] He announced an increase in U.S. troop levels to 17,000 military personnel in February 2009 to "stabilize a deteriorating situation in Afghanistan," an area he said had not received the "strategic attention, direction and resources it urgently requires."[380] He replaced the military commander in Afghanistan, General David D. McKiernan, with former Special Forces commander Lt. Gen. Stanley A. McChrystal in May 2009, indicating that McChrystal's Special Forces experience would facilitate the use of counterinsurgency tactics in the war.[381] On December 1, 2009, Obama announced the deployment of an additional 30,000 military personnel to Afghanistan and proposed to begin troop withdrawals 18 months from that date;[382] this took place in July 2011. David Petraeus replaced McChrystal in June 2010, after McChrystal's staff criticized White House personnel in a magazine article.[383] In February 2013, Obama said the U.S. military would reduce the troop level in Afghanistan from 68,000 to 34,000 U.S. troops by February 2014.[384]
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In October 2015, the White House announced a plan to keep U.S. Forces in Afghanistan indefinitely in light of the deteriorating security situation.[385]
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In 2011, the United States vetoed a Security Council resolution condemning Israeli settlements, with the United States being the only nation to do so.[386] Obama supports the two-state solution to the Arab–Israeli conflict based on the 1967 borders with land swaps.[387]
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In June 2011, Obama said the bond between the United States and Israel is "unbreakable."[388] During the initial years of the Obama administration, the U.S. increased military cooperation with Israel, including increased military aid, re-establishment of the U.S.-Israeli Joint Political Military Group and the Defense Policy Advisory Group, and an increase in visits among high-level military officials of both countries.[389] The Obama administration asked Congress to allocate money toward funding the Iron Dome program in response to the waves of Palestinian rocket attacks on Israel.[390]
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In 2013, Jeffrey Goldberg reported that, in Obama's view, "with each new settlement announcement, Netanyahu is moving his country down a path toward near-total isolation."[391] In 2014, Obama likened the Zionist movement to the Civil Rights Movement in the United States. He said both movements seek to bring justice and equal rights to historically persecuted peoples. He explained, "To me, being pro-Israel and pro-Jewish is part and parcel with the values that I've been fighting for since I was politically conscious and started getting involved in politics."[392] Obama expressed support for Israel's right to defend itself during the 2014 Israel–Gaza conflict.[393] In 2015, Obama was harshly criticized by Israel for advocating and signing the Iran Nuclear Deal; Israeli Prime Minister Benjamin Netanyahu, who had advocated the U.S. congress to oppose it, said the deal was "dangerous" and "bad."[394]
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On December 23, 2016, under the Obama Administration, the United States abstained from United Nations Security Council Resolution 2334, which condemned Israeli settlement building in the occupied Palestinian territories as a violation of international law, effectively allowing it to pass.[395] Netanyahu strongly criticized the Obama Administration's actions,[396][397] and the Israeli government withdrew its annual dues from the organization, which totaled $6 million, on January 6, 2017.[398] On January 5, 2017, the United States House of Representatives voted 342–80 to condemn the UN Resolution.[399][400]
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In February 2011, protests in Libya began against long-time dictator Muammar Gaddafi as part of the Arab Spring. They soon turned violent. In March, as forces loyal to Gaddafi advanced on rebels across Libya, calls for a no-fly zone came from around the world, including Europe, the Arab League, and a resolution[401] passed unanimously by the U.S. Senate.[402] In response to the unanimous passage of United Nations Security Council Resolution 1973 on March 17, Gaddafi—who had previously vowed to "show no mercy" to the rebels of Benghazi[403]—announced an immediate cessation of military activities,[404] yet reports came in that his forces continued shelling Misrata. The next day, on Obama's orders, the U.S. military took part in air strikes to destroy the Libyan government's air defense capabilities to protect civilians and enforce a no-fly-zone,[405] including the use of Tomahawk missiles, B-2 Spirits, and fighter jets.[406][407][408] Six days later, on March 25, by unanimous vote of all its 28 members, NATO took over leadership of the effort, dubbed Operation Unified Protector.[409] Some Representatives[410] questioned whether Obama had the constitutional authority to order military action in addition to questioning its cost, structure and aftermath.[411][412]
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On August 18, 2011, several months after the start of the Syrian Civil War, Obama issued a written statement that said: "The time has come for President Assad to step aside."[413][414] This stance was reaffirmed in November 2015.[415] In 2012, Obama authorized multiple programs run by the CIA and the Pentagon to train anti-Assad rebels.[416] The Pentagon-run program was later found to have failed and was formally abandoned in October 2015.[417][418]
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In the wake of a chemical weapons attack in Syria, formally blamed by the Obama administration on the Assad government, Obama chose not to enforce the "red line" he had pledged[419] and, rather than authorize the promised military action against Assad, went along with the Russia-brokered deal that led to Assad giving up chemical weapons; however attacks with chlorine gas continued.[420][421] In 2014, Obama authorized an air campaign aimed primarily at ISIL.[422]
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Starting with information received from Central Intelligence Agency operatives in July 2010, the CIA developed intelligence over the next several months that determined what they believed to be the hideout of Osama bin Laden. He was living in seclusion in a large compound in Abbottabad, Pakistan, a suburban area 35 miles (56 km) from Islamabad.[423] CIA head Leon Panetta reported this intelligence to President Obama in March 2011.[423] Meeting with his national security advisers over the course of the next six weeks, Obama rejected a plan to bomb the compound, and authorized a "surgical raid" to be conducted by United States Navy SEALs.[423] The operation took place on May 1, 2011, and resulted in the shooting death of bin Laden and the seizure of papers, computer drives and disks from the compound.[424][425] DNA testing was one of five methods used to positively identify bin Laden's corpse,[426] which was buried at sea several hours later.[427] Within minutes of the President's announcement from Washington, DC, late in the evening on May 1, there were spontaneous celebrations around the country as crowds gathered outside the White House, and at New York City's Ground Zero and Times Square.[424][428] Reaction to the announcement was positive across party lines, including from former presidents Bill Clinton and George W. Bush.[429]
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On October 1, 2009, the Obama administration went ahead with a Bush administration program increasing nuclear weapons production. The “Complex Modernization” initiative expanded two existing nuclear sites to produce new bomb parts. The administration built new plutonium pits at the Los Alamos lab in New Mexico and expanded enriched uranium processing at the Y-12 facility in Oak Ridge, Tennessee.[430] In November 2013, the Obama administration opened negotiations with Iran to prevent it from acquiring nuclear weapons, which included an interim agreement. Negotiations took two years with numerous delays, with a deal being announced July 14, 2015. The deal, titled the "Joint Comprehensive Plan of Action," saw the removal of sanctions in exchange for measures that would prevent Iran from producing nuclear weapons. While Obama hailed the agreement as being a step towards a more hopeful world, the deal drew strong criticism from Republican and conservative quarters, and from Israeli prime minister Benjamin Netanyahu.[431][432][433] In addition, the transfer of $1.7 billion in cash to Iran shortly after the deal was announced was criticized by the republican party. The Obama administration said that the payment in cash was because of the "effectiveness of U.S. and international sanctions."[434] In order to advance the deal, the Obama administration shielded Hezbollah from the Drug Enforcement Administration's Project Cassandra investigation regarding drug smuggling and from the Central Intelligence Agency.[435][436]
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On a sidenote, the very same year, in December 2015, Obama started a $348 billion worth program to back the biggest U.S. buildup of nuclear arms since Ronald Reagan left the White House.[437]
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Since the spring of 2013, secret meetings were conducted between the United States and Cuba in the neutral locations of Canada and Vatican City.[438] The Vatican first became involved in 2013 when Pope Francis advised the U.S. and Cuba to exchange prisoners as a gesture of goodwill.[439] On December 10, 2013, Cuban President Raúl Castro, in a significant public moment, greeted and shook hands with Obama at the Nelson Mandela memorial service in Johannesburg.[440]
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In December 2014, after the secret meetings, it was announced that Obama, with Pope Francis as an intermediary, had negotiated a restoration of relations with Cuba, after nearly sixty years of détente.[441] Popularly dubbed the Cuban Thaw, The New Republic deemed the Cuban Thaw to be "Obama's finest foreign policy achievement."[442] On July 1, 2015, President Barack Obama announced that formal diplomatic relations between Cuba and the United States would resume, and embassies would be opened in Washington and Havana.[443] The countries' respective "interests sections" in one another's capitals were upgraded to embassies on July 20 and August 13, 2015, respectively.[444]
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Obama visited Havana, Cuba for two days in March 2016, becoming the first sitting U.S. president to arrive since Calvin Coolidge in 1928.[445]
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Obama spoke in front of the African Union in Addis Ababa, Ethiopia, on July 29, 2015, the first sitting U.S. president to do so. He gave a speech encouraging the world to increase economic ties via investments and trade with the continent, and lauded the progress made in education, infrastructure, and economy. He also criticized the lack of democracy and leaders who refuse to step aside, discrimination against minorities (LGBT people, religious groups and ethnicities), and corruption. He suggested an intensified democratization and free trade, to significantly improve the quality of life for Africans.[446][447] During his July 2015 trip, Obama also was the first U.S. president ever to visit Kenya, which is the homeland of his father.[448]
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On May 27, 2016, Obama became the first sitting American president to visit Hiroshima, Japan, 71 years after the U.S. atomic bombing of Hiroshima that ended World War II. Accompanied by Japanese Prime Minister Shinzō Abe, Obama paid tribute to the victims of the bombing at the Hiroshima Peace Memorial Museum.[449]
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After Russia's invasion of Crimea in 2014, military intervention in Syria in 2015, and the interference in the 2016 U.S. presidential election,[450] Obama's Russia policy was widely seen as a failure.[451] George Robertson, a former UK defense secretary and NATO secretary-general, said Obama had "allowed Putin to jump back on the world stage and test the resolve of the West," adding that the legacy of this disaster would last.[452]
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Obama's family history, upbringing, and Ivy League education differ markedly from those of African-American politicians who launched their careers in the 1960s through participation in the civil rights movement.[453] Expressing puzzlement over questions about whether he is "black enough," Obama told an August 2007 meeting of the National Association of Black Journalists that "we're still locked in this notion that if you appeal to white folks then there must be something wrong."[454] Obama acknowledged his youthful image in an October 2007 campaign speech, saying: "I wouldn't be here if, time and again, the torch had not been passed to a new generation."[455]
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Obama is frequently referred to as an exceptional orator.[456] During his pre-inauguration transition period and continuing into his presidency, Obama delivered a series of weekly Internet video addresses.[457] In his speeches as president, Obama did not make more overt references to race relations than his predecessors,[458][459] but according to one study, he implemented stronger policy action on behalf of African-Americans than any president since the Nixon era.[460]
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According to the Gallup Organization, Obama began his presidency with a 68% approval rating[461] before gradually declining for the rest of the year, and eventually bottoming out at 41% in August 2010,[462] a trend similar to Ronald Reagan's and Bill Clinton's first years in office.[463] He experienced a small poll bounce shortly after the death of Osama bin Laden on May 2, 2011. This bounce lasted until around June 2011, when his approval numbers dropped back to where they were previously.[464][465] His approval ratings rebounded around the same time as his reelection in 2012, with polls showing an average job approval of 52% shortly after his second inauguration.[466] Despite approval ratings dropping to 39% in late-2013 due to the ACA roll-out, they climbed to 50% in January 2015 according to Gallup.[467]
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Polls showed strong support for Obama in other countries both before and during his presidency.[468][469] In a February 2009 poll conducted in Western Europe and the U.S. by Harris Interactive for France 24 and the International Herald Tribune, Obama was rated as the most respected world leader, as well as the most powerful.[470] In a similar poll conducted by Harris in May 2009, Obama was rated as the most popular world leader, as well as the one figure most people would pin their hopes on for pulling the world out of the economic downturn.[471][472]
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Obama won Best Spoken Word Album Grammy Awards for abridged audiobook versions of Dreams from My Father in February 2006 and for The Audacity of Hope in February 2008.[473] His concession speech after the New Hampshire primary was set to music by independent artists as the music video "Yes We Can," which was viewed 10 million times on YouTube in its first month[474] and received a Daytime Emmy Award.[475] In December 2008 and in 2012, Time magazine named Obama as its Person of the Year.[476] The 2008 awarding was for his historic candidacy and election, which Time described as "the steady march of seemingly impossible accomplishments."[477] On May 25, 2011, Obama became the first President of the United States to address both houses of the UK Parliament in Westminster Hall, London. This was only the fifth occurrence since the start of the 20th century of a head of state's being extended this invitation, following Charles de Gaulle in 1960, Nelson Mandela in 1996, Queen Elizabeth II in 2002 and Pope Benedict XVI in 2010.[478][479]
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On October 9, 2009, the Norwegian Nobel Committee announced that Obama had won the 2009 Nobel Peace Prize "for his extraordinary efforts to strengthen international diplomacy and cooperation between peoples."[480] Obama accepted this award in Oslo, Norway on December 10, 2009, with "deep gratitude and great humility."[481] The award drew a mixture of praise and criticism from world leaders and media figures.[482][483][484][485] Obama's peace prize was called a "stunning surprise" by The New York Times.[486] He became the fourth U.S. president to be awarded the Nobel Peace Prize and the third to become a Nobel laureate while in office.[487] Obama's Nobel Prize has been viewed skeptically in subsequent years, especially after the director of the Nobel Institute, Geir Lundestad, said Obama's Peace Prize did not have the desired effect.[488]
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Obama's presidency ended at noon on January 20, 2017, immediately following the inauguration of his Republican successor, Donald Trump. After the inauguration, Obama lifted off on Executive One, circled the White House, and flew to Joint Base Andrews.[489] The family currently rents a house in Kalorama, Washington, D.C.[490]
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On March 2, 2017, the John F. Kennedy Presidential Library and Museum awarded the annual Profile in Courage Award to Obama "for his enduring commitment to democratic ideals and elevating the standard of political courage."[491] In his first public appearance out of office, Obama appeared at a seminar at the University of Chicago on April 24. The seminar was aimed at the engagement with a new generation as well as an appeal for their participation in politics.[492] On May 4, three days ahead of the French presidential election, Obama publicly endorsed centrist Emmanuel Macron over right-wing populist Marine Le Pen: "He appeals to people's hopes and not their fears, and I enjoyed speaking to Emmanuel recently to hear about his independent movement and his vision for the future of France."[493] Macron went on to win the election.
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While in Berlin on May 25, Obama made a joint public appearance with Chancellor Angela Merkel where he stressed inclusion and for leaders to question themselves, Obama having been formally invited to Berlin while still in office as part of an effort to boost Merkel's re-election campaign.[494] Obama traveled to Kensington Palace in England and met with Prince Harry on May 27, 2017; Obama tweeted afterward that the two discussed their foundations and offering condolences in the wake of the Manchester Arena bombing that occurred five days prior.[495]
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After President Trump announced his withdrawal of the United States from the Paris Agreement on June 1, Obama released a statement disagreeing with the choice: "But even in the absence of American leadership; even as this administration joins a small handful of nations that reject the future; I'm confident that our states, cities, and businesses will step up and do even more to lead the way, and help protect for future generations the one planet we've got."[496]
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After Senate Republicans revealed the Better Care Reconciliation Act of 2017, their discussion draft of a health care bill to replace the Affordable Care Act, on June 22, Obama released a Facebook post calling the bill "a massive transfer of wealth from middle-class and poor families to the richest people in America."[497] On September 19, while delivering the keynote address at Goalkeepers, Obama admitted his frustration with Republicans backing "a bill that will raise costs, reduce coverage, and roll back protections for older Americans and people with pre-existing conditions."[498]
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After Attorney General Jeff Sessions announced the termination of the Deferred Action for Childhood Arrivals (DACA) program on September 5, Obama released a Facebook post criticizing the decision.[499] Two days later, he partnered with former presidents Jimmy Carter, George H. W. Bush, Bill Clinton, and George W. Bush to work with One America Appeal to help the victims of Hurricane Harvey and Hurricane Irma in the Gulf Coast and Texas communities.[500]
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Obama hosted the inaugural summit of the Obama Foundation in Chicago on October 31. Obama intends for the foundation to be the central focus of his post-presidency and part of his ambitions for his subsequent activities following his presidency to be more consequential than his time in office.[501] Obama has also been working on a Presidential memoir, in a reported $65 million deal with Penguin Random House.[502]
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Obama went on an international trip from November 28 to December 2, 2017, and visited China, India and France. In China, he delivered remarks at the Global Alliance of SMEs Summit in Shanghai and met with Chinese President Xi Jinping in Beijing.[503][504] He then went to India, where he spoke at the Hindustan Times Leadership Summit before meeting with Indian Prime Minister Narendra Modi over lunch. In addition, he held a town hall for young leaders, organized by the Obama Foundation.[505][506] He also met with the Dalai Lama while in New Delhi.[507] He ended his five-day trip in France where he met with French President Emmanuel Macron, former President Francois Hollande and Paris Mayor Anne Hidalgo and then spoke at an invitation-only event, touching on climate issues.[508]
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In May 2018, Obama criticized President Trump's decision to withdraw from the nuclear deal with Iran under the Joint Comprehensive Plan of Action saying 'the deal was working and it was in US interests.'[509]
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Barack and Michelle Obama signed a deal on May 22, 2018 to produce docu-series, documentaries and features for Netflix under the Obamas' newly formed production company, Higher Ground Productions. On the deal, Michelle said "I have always believed in the power of storytelling to inspire us, to make us think differently about the world around us, and to help us open our minds and hearts to others."[510][511] Higher Ground's first film, American Factory, won the Academy Award for Best Documentary Feature in 2020.[512]
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A package that contained a pipe bomb was sent to Obama's home in Washington, D.C, on October 24, 2018. The package was intercepted by the Secret Service during routine mail screenings. Similar packages were sent to several other Democratic leaders, mostly those who voiced strong objections to the policies of Donald Trump and to CNN. Debbie Wasserman Schultz was addressed as the sender of the package. On October 26, 2018, Cesar Sayoc was arrested and faced five federal charges in Manhattan carrying a combined maximum sentence of 48 years behind bars in relation to the pipe bombs.[513][514] He was sentenced to a maximum of 20 years in prison on August 5, 2019.[515]
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In 2019, Barack and Michelle Obama bought a home on Martha's Vineyard from Wyc Grousbeck.[516][517]
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On April 14, 2020, Obama endorsed his former vice president Joe Biden for president in the 2020 election.[518]
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In May 2020, Obama criticized President Trump for his handling of the coronavirus pandemic, calling his response to the crisis "an absolute chaotic disaster." Trump retaliated by accusing Obama of having committed "the biggest political crime in American history", though he refused to say what he was talking about, telling reporters "You know what the crime is, the crime is very obvious to everybody."[519]
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On May 16, 2020, Obama delivered two commencement speeches on behalf of the graduating youth who were not able to go to their physical graduation ceremonies due to the COVID 19 pandemic. His first speech was for part of the video streamed online program, “Show Me Your Walk H.B.C.U. Edition” virtual commencement.[520] In his address, he spoke about systemic racism, touching on both the coronavirus pandemic, the shooting death of Ahmaud Arbery, and the fight to stay politically active saying, "The fight for equality and justice begins with awareness, empathy, passion, even righteous anger. Don't just activate yourself online, change requires strategy, action, organizing, marching, and voting in the real world like never before". His next commencement address was a part of a nationally televised event, titled Graduate Together: America Honors the High School Class of 2020 which aired on NBC.[521]
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Obama's most significant legacy is generally considered to be the Patient Protection and Affordable Care Act (PPACA), provisions of which went into effect from 2010 to 2020. Many attempts by Senate Republicans to repeal the PPACA, including a "skinny repeal," have thus far failed.[522] Together with the Health Care and Education Reconciliation Act amendment, it represents the U.S. healthcare system's most significant regulatory overhaul and expansion of coverage since the passage of Medicare and Medicaid in 1965.[523][524][525][526]
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Many commentators credit Obama with averting a threatened depression and pulling the economy back from the Great Recession.[522] According to the U.S. Bureau of Labor Statistics, the Obama administration created 11.3 million jobs from the month after his first inauguration to the end of his term.[527] In 2010, Obama signed into effect the Dodd–Frank Wall Street Reform and Consumer Protection Act. Passed as a response to the financial crisis of 2007–08, it brought the most significant changes to financial regulation in the United States since the regulatory reform that followed the Great Depression under Democratic President Franklin D. Roosevelt.[528]
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In 2009, Obama signed into law the National Defense Authorization Act for Fiscal Year 2010, which contained in it the Matthew Shepard and James Byrd Jr. Hate Crimes Prevention Act, the first addition to existing federal hate crime law in the United States since Democratic President Bill Clinton signed into law the Church Arson Prevention Act of 1996. The Matthew Shepard and James Byrd Jr. Hate Crimes Prevention Act expanded existing federal hate crime laws in the United States to apply to crimes motivated by a victim's actual or perceived gender, sexual orientation, gender identity, or disability, and dropped the prerequisite that the victim be engaging in a federally protected activity.
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As president, Obama advanced LGBT rights.[529] In 2010, he signed the Don't Ask, Don't Tell Repeal Act, which brought an end to "don't ask, don't tell" policy in the U.S. armed forces that banned open service from LGB people; the law went into effect the following year.[530] In 2016, his administration brought an end to the ban on transgender people serving openly in the U.S. armed forces.[531][235] A Gallup poll, taken in the final days of Obama's term, showed that 68% of Americans believed the U.S. had made progress in the situation for gays and lesbians during Obama's eight years in office.[532]
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Obama substantially escalated the use of drone strikes against suspected militants and terrorists associated with al-Qaeda and the Taliban.[533][534] In 2016, the last year of his presidency, the US dropped 26,171 bombs on seven different countries.[535][536] Obama left about 8,400 US troops in Afghanistan, 5,262 in Iraq, 503 in Syria, 133 in Pakistan, 106 in Somalia, seven in Yemen, and two in Libya at the end of his presidency.[537][538]
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According to Pew Research Center and United States Bureau of Justice Statistics, from December 31, 2009, to December 31, 2015, inmates sentenced in US federal custody declined by five percent. This is the largest decline in sentenced inmates in US federal custody since Democratic President Jimmy Carter. By contrast, the federal prison population increased significantly under presidents Ronald Reagan, George H. W. Bush, Bill Clinton, and George W. Bush.[539]
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Obama left office in January 2017 with a 60% approval rating.[540][541] A 2018 survey of historians by the American Political Science Association ranked Obama the 8th-greatest American President.[4] Obama gained 10 spots from the same survey in 2015 from the Brookings Institution that ranked Obama the 18th-greatest American President.[542]
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The Barack Obama Presidential Center is Obama's planned presidential library. It will be hosted by the University of Chicago and located in Jackson Park on the South Side of Chicago.[543]
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Swedish (Swedish: svenska [ˈsvɛ̂nːska] (listen)) is a North Germanic language spoken natively by 10 million people, predominantly in Sweden (as the sole official language) and in parts of Finland, where it has equal legal standing with Finnish. It is largely mutually intelligible with Norwegian and Danish, although the degree of mutual intelligibility is largely dependent on the dialect and accent of the speaker. Written Norwegian and Danish are usually more easily understood by Swedish speakers than the spoken languages, due to the differences in tone, accent and intonation. Swedish is a descendant of Old Norse, the common language of the Germanic peoples living in Scandinavia during the Viking Era. It has the most speakers of the North Germanic languages.
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Standard Swedish, spoken by most Swedes, is the national language that evolved from the Central Swedish dialects in the 19th century and was well established by the beginning of the 20th century. While distinct regional varieties and rural dialects still exist, the written language is uniform and standardized.
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The standard word order is, as in most Germanic languages, V2, which means that the finite verb (V) appears in the second position (2) of a declarative main clause. Swedish morphology is similar to English; that is, words have comparatively few inflections. Swedish has two genders and is generally seen to have two grammatical cases – nominative and genitive (except for pronouns that, as in English, also are inflected in the object form) – although it is debated if the genitive in Swedish should be seen as a genitive case or just the nominative plus the so-called genitive s, then seen as a clitic. Swedish has two grammatical numbers – plural and singular. Adjectives have discrete comparative and superlative forms and are also inflected according to gender, number and definiteness. The definiteness of nouns is marked primarily through suffixes (endings), complemented with separate definite and indefinite articles. The prosody features both stress and in most dialects tonal qualities. The language has a comparatively large vowel inventory. Swedish is also notable for the voiceless dorso-palatal velar fricative, a highly variable consonant phoneme.
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Swedish has also had historic use in Estonia, although the current status of the Estonian Swedish speakers is almost extinct. Instead, it is used in the Swedish diaspora, most notably in Oslo, Norway, with more than 50,000 resident Swedes.[3]
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Swedish is an Indo-European language belonging to the North Germanic branch of the Germanic languages. In the established classification, it belongs to the East Scandinavian languages, together with Danish, separating it from the West Scandinavian languages, consisting of Faroese, Icelandic, and Norwegian. However, more recent analyses divide the North Germanic languages into two groups: Insular Scandinavian (Faroese and Icelandic), and Continental Scandinavian (Danish, Norwegian, and Swedish), based on mutual intelligibility due to heavy influence of East Scandinavian (particularly Danish) on Norwegian during the last millennium and divergence from both Faroese and Icelandic.[4]
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By many general criteria of mutual intelligibility, the Continental Scandinavian languages could very well be considered dialects of a common Scandinavian language. However, because of several hundred years of sometimes quite intense rivalry between Denmark and Sweden, including a long series of wars from the 16th to 18th centuries, and the nationalist ideas that emerged during the late 19th and early 20th centuries, the languages have separate orthographies, dictionaries, grammars, and regulatory bodies. Danish, Norwegian, and Swedish are thus from a linguistic perspective more accurately described as a dialect continuum of Scandinavian (North Germanic), and some of the dialects, such as those on the border between Norway and Sweden, especially parts of Bohuslän, Dalsland, western Värmland, western Dalarna, Härjedalen, Jämtland, and Scania, could be described as intermediate dialects of the national standard languages.[4]
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Swedish pronunciations also vary greatly from one region to another, a legacy of the vast geographic distances and historical isolation. Even so, the vocabulary is standardized to a level that make dialects within Sweden virtually fully mutually intelligible.
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In the 8th century, the common Germanic language of Scandinavia, Proto-Norse, evolved into Old Norse. This language underwent more changes that did not spread to all of Scandinavia, which resulted in the appearance of two similar dialects: Old West Norse (Norway, the Faroe Islands and Iceland) and Old East Norse (Denmark and Sweden). The dialects of Old East Norse spoken in Sweden are called Runic Swedish, while the dialects of Denmark are referred to as Runic Danish. The dialects are described as "runic" because the main body of text appears in the runic alphabet. Unlike Proto-Norse, which was written with the Elder Futhark alphabet, Old Norse was written with the Younger Futhark alphabet, which had only 16 letters. Because the number of runes was limited, some runes were used for a range of phonemes, such as the rune for the vowel u, which was also used for the vowels o, ø and y, and the rune for i, also used for e.[5]
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From 1200 onwards, the dialects in Denmark began to diverge from those of Sweden. The innovations spread unevenly from Denmark which created a series of minor dialectal boundaries, or isoglosses, ranging from Zealand in the south to Norrland, Österbotten and northwestern Finland in the north.[5]
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An early change that separated Runic Danish from the other dialects of Old East Norse was the change of the diphthong æi to the monophthong é, as in stæinn to sténn "stone". This is reflected in runic inscriptions where the older read stain and the later stin. There was also a change of au as in dauðr into a long open ø as in døðr "dead". This change is shown in runic inscriptions as a change from tauþr into tuþr. Moreover, the øy diphthong changed into a long, close ø, as in the Old Norse word for "island". By the end of the period, these innovations had affected most of the Runic Swedish-speaking area as well, with the exception of the dialects spoken north and east of Mälardalen where the diphthongs still exist in remote areas.[6]
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Old Swedish (Swedish: fornsvenska) is the term used for the medieval Swedish language. The start date is usually set to 1225 since this is the year that Västgötalagen ("the Västgöta Law") is believed to have been compiled for the first time.[7] It is among the most important documents of the period written in Latin script and the oldest Swedish law codes. Old Swedish is divided into äldre fornsvenska (1225–1375) and yngre fornsvenska (1375–1526), "older" and "younger" Old Swedish.[8] Important outside influences during this time came with the firm establishment of the Christian church and various monastic orders, introducing many Greek and Latin loanwords. With the rise of Hanseatic power in the late 13th and early 14th century, Middle Low German became very influential. The Hanseatic league provided Swedish commerce and administration with a large number of Low German-speaking immigrants. Many became quite influential members of Swedish medieval society, and brought terms from their native languages into the vocabulary. Besides a great number of loanwords for such areas as warfare, trade and administration, general grammatical suffixes and even conjunctions were imported. The League also brought a certain measure of influence from Danish (at the time much more similar than today's language).[9]
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Early Old Swedish was markedly different from the modern language in that it had a more complex case structure and also retained the original Germanic three-gender system. Nouns, adjectives, pronouns and certain numerals were inflected in four cases; besides the extant nominative, there were also the genitive (later possessive), dative and accusative. The gender system resembled that of modern German, having masculine, feminine and neuter genders. The masculine and feminine genders were later merged into a common gender with the definite suffix -en and the definite article den, in contrast with the neuter gender equivalents -et and det. The verb system was also more complex: it included subjunctive and imperative moods and verbs were conjugated according to person as well as number. By the 16th century, the case and gender systems of the colloquial spoken language and the profane literature had been largely reduced to the two cases and two genders of modern Swedish.[10]
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A transitional change of the Latin script in the Nordic countries was to spell the letter combination "ae" as æ – and sometimes as a' – though it varied between persons and regions. The combination "ao" was similarly rendered ao, and "oe" became oe. These three were later to evolve into the separate letters ä, å and ö.[11] The first time the new letters were used in print was in Aff dyäffwlsens frästilse ("By the Devil's temptation") published by Johan Gerson in 1495.[12]
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Modern Swedish (Swedish: nysvenska) begins with the advent of the printing press and the European Reformation. After assuming power, the new monarch Gustav Vasa ordered a Swedish translation of the Bible. The New Testament was published in 1526, followed by a full Bible translation in 1541, usually referred to as the Gustav Vasa Bible, a translation deemed so successful and influential that, with revisions incorporated in successive editions, it remained the most common Bible translation until 1917. The main translators were Laurentius Andreæ and the brothers Laurentius and Olaus Petri.[13]
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The Vasa Bible is often considered to be a reasonable compromise between old and new; while not adhering to the colloquial spoken language of its day, it was not overly conservative in its use of archaic forms.[14] It was a major step towards a more consistent Swedish orthography. It established the use of the vowels "å", "ä", and "ö", and the spelling "ck" in place of "kk", distinguishing it clearly from the Danish Bible, perhaps intentionally, given the ongoing rivalry between the countries. All three translators came from central Sweden which is generally seen as adding specific Central Swedish features to the new Bible.[15]
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Though it might seem as if the Bible translation set a very powerful precedent for orthographic standards, spelling actually became more inconsistent during the remainder of the century. It was not until the 17th century that spelling began to be discussed, around the time when the first grammars were written.[16] Capitalization during this time was not standardized. It depended on the authors and their background. Those influenced by German capitalized all nouns, while others capitalized more sparsely. It is also not always apparent which letters are capitalized owing to the Gothic or blackletter typeface which was used to print the Bible. This typeface was in use until the mid-18th century, when it was gradually replaced with a Latin typeface (often antiqua).[17]
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Some important changes in sound during the Modern Swedish period were the gradual assimilation of several different consonant clusters into the fricative [ʃ] and later into [ɧ]. There was also the gradual softening of [ɡ] and [k] into [j] and the fricative [ɕ] before front vowels. The velar fricative [ɣ] was also transformed into the corresponding plosive [ɡ].[18]
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The period that includes Swedish as it is spoken today is termed nusvenska (lit., "Now-Swedish") in linguistics, and started in the last decades of the 19th century. It saw a democratization of the language with a less formal written form that approached the spoken one. The growth of a public school system also led to the evolution of so-called boksvenska (literally, "book Swedish"), especially among the working classes, where spelling to some extent influenced pronunciation, particularly in official contexts. With the industrialization and urbanization of Sweden well under way by the last decades of the 19th century, a new breed of authors made their mark on Swedish literature. Many scholars, politicians and other public figures had a great influence on the emerging national language, among them prolific authors like the poet Gustaf Fröding, Nobel laureate Selma Lagerlöf, and radical writer and playwright August Strindberg.[20]
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It was during the 20th century that a common, standardized national language became available to all Swedes. The orthography finally stabilized and became almost completely uniform, with some minor deviations, by the time of the spelling reform of 1906.[21] With the exception of plural forms of verbs and a slightly different syntax, particularly in the written language, the language was the same as the Swedish of today. The plural verb forms appeared decreasingly in formal writing into the 1950s, when their use was removed from all official recommendations.[22][23]
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A very significant change in Swedish occurred in the late 1960s, with the so-called du-reformen, "the you-reform". Previously, the proper way to address people of the same or higher social status had been by title and surname. The use of herr ("Mr" or "Sir"), fru ("Mrs" or "Ma'am") or fröken ("Miss") was considered the only acceptable way to begin conversation with strangers of unknown occupation, academic title or military rank. The fact that the listener should preferably be referred to in the third person tended to further complicate spoken communication between members of society. In the early 20th century, an unsuccessful attempt was made to replace the insistence on titles with ni—the standard second person plural pronoun)—analogous to the French vous. (Cf. T-V distinction.) Ni wound up being used as a slightly less familiar form of du, the singular second person pronoun, used to address people of lower social status. With the liberalization and radicalization of Swedish society in the 1950s and 1960s, these class distinctions became less important, and du became the standard, even in formal and official contexts. Though the reform was not an act of any centralized political decree, but rather the result of sweeping change in social attitudes, it was completed in just a few years, from the late 1960s to early 1970s.[24] The use of ni as a polite form of address is sometimes encountered today in both the written and spoken language, particularly among older speakers.[25]
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Swedish is the sole official national language of Sweden, and one of two in Finland (alongside Finnish). As of 2006, it was the first or sole native language of 7.5 to 8 million Swedish residents.[26] In 2007 around 5.5% (c. 290,000) of the population of Finland were native speakers of Swedish,[27] partially due to a decline following the Russian annexation of Finland after the Finnish War 1808–1809.[28] The Finland Swedish minority is concentrated in the coastal areas and archipelagos of southern and western Finland. In some of these areas, Swedish is the predominant language; in 19 municipalities, 16 of which are located in Åland, Swedish is the sole official language. Åland county is an autonomous region of Finland.[29]
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According to a rough estimation, as of 2010 there were up to 300,000 Swedish-speakers living outside Sweden and Finland. The largest populations were in the United States (up to 100,000), the UK, Spain and Germany (c. 30,000 each) and a large proportion of the remaining 100,000 in the Scandinavian countries, France, Switzerland, Belgium, the Netherlands, Canada and Australia.[30] Over 3 million people speak Swedish as a second language, with about 2,410,000 of those in Finland.[1] According to a survey by the European Commission, 44% of respondents from Finland who did not have Swedish as a native language considered themselves to be proficient enough in Swedish to hold a conversation.[31] Due to the close relation between the Scandinavian languages, a considerable proportion of speakers of Danish and especially Norwegian are able to understand Swedish.[32]
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There is considerable migration between the Nordic countries, but owing to the similarity between the cultures and languages (with the exception of Finnish), expatriates generally assimilate quickly and do not stand out as a group. According to the 2000 United States Census, some 67,000 people over the age of five were reported as Swedish speakers, though without any information on the degree of language proficiency.[33] Similarly, there were 16,915 reported Swedish speakers in Canada from the 2001 census.[34] Although there are no certain numbers, some 40,000 Swedes are estimated to live in the London area in the United Kingdom.[35] Outside Sweden and Finland, there are about 40,000 active learners enrolled in Swedish language courses.[36]
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Swedish is the official main language of Sweden.[37][38] Swedish is also one of two official languages of Finland. In Sweden, it has long been used in local and state government, and most of the educational system, but remained only a de facto primary language with no official status in law until 2009. A bill was proposed in 2005 that would have made Swedish an official language, but failed to pass by the narrowest possible margin (145–147) due to a pairing-off failure.[39] A proposal for a broader language law, designating Swedish as the main language of the country and bolstering the status of the minority languages, was submitted by an expert committee to the Swedish Ministry of Culture in March 2008. It was subsequently enacted by the Riksdag, and entered into effect on 1 July 2009.[40]
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Swedish is the sole official language of Åland (an autonomous province under the sovereignty of Finland), where the vast majority of the 26,000 inhabitants speak Swedish as a first language. In Finland as a whole, Swedish is one of the two "national" languages, with the same official status as Finnish (spoken by the majority) at the state level and an official language in some municipalities.
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Swedish is one of the official languages of the European Union, and one of the working languages of the Nordic Council. Under the Nordic Language Convention, citizens of the Nordic countries speaking Swedish have the opportunity to use their native language when interacting with official bodies in other Nordic countries without being liable for interpretation or translation costs.[41][42]
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The Swedish Language Council (Språkrådet) is the regulator of Swedish in Sweden but does not attempt to enforce control of the language, as for instance the Académie française does for French. However, many organizations and agencies require the use of the council's publication Svenska skrivregler in official contexts, with it otherwise being regarded as a de facto orthographic standard. Among the many organizations that make up the Swedish Language Council, the Swedish Academy (established 1786) is arguably the most influential. Its primary instruments are the glossary Svenska Akademiens ordlista (SAOL, currently in its 14th edition) and the dictionary Svenska Akademiens Ordbok, in addition to various books on grammar, spelling and manuals of style. Although the dictionaries have a prescriptive element, they mainly describe current usage.[43]
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In Finland, a special branch of the Research Institute for the Languages of Finland has official status as the regulatory body for Swedish in Finland. Among its highest priorities is to maintain intelligibility with the language spoken in Sweden. It has published Finlandssvensk ordbok, a dictionary about the differences between Swedish in Finland and Sweden.[44]
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From the 13th to 20th century, there were Swedish-speaking communities in Estonia, particularly on the islands (e. g., Hiiumaa, Vormsi, Ruhnu; in Swedish, known as Dagö, Ormsö, Runö, respectively) along the coast of the Baltic, communities which today have all disappeared. The Swedish-speaking minority was represented in parliament, and entitled to use their native language in parliamentary debates. After the loss of Estonia to the Russian Empire in the early 18th century, around 1,000 Estonian Swedish speakers were forced to march to southern Ukraine, where they founded a village, Gammalsvenskby ("Old Swedish Village"). A few elderly people in the village still speak Swedish and observe the holidays of the Swedish calendar, although the dialect is most likely facing extinction.[45]
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From 1918–1940, when Estonia was independent, the small Swedish community was well treated. Municipalities with a Swedish majority, mainly found along the coast, used Swedish as the administrative language and Swedish-Estonian culture saw an upswing. However, most Swedish-speaking people fled to Sweden before the end of World War II, that is, before the invasion of Estonia by the Soviet army in 1944. Only a handful of speakers remain.[46]
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Swedish dialects have either 17 or 18 vowel phonemes, 9 long and 9 short. As in the other Germanic languages, including English, most long vowels are phonetically paired with one of the short vowels, and the pairs are such that the two vowels are of similar quality, but with the short vowel being slightly lower and slightly centralized. In contrast to e.g. Danish, which has only tense vowels, the short vowels are slightly more lax, but the tense vs. lax contrast is not nearly as pronounced as in English, German or Dutch. In many dialects, the short vowel sound pronounced [ɛ] or [æ] has merged with the short /e/ (transcribed ⟨ɛ⟩ in the chart below).[48]
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There are 18 consonant phonemes, two of which, /ɧ/ and /r/, vary considerably in pronunciation depending on the dialect and social status of the speaker. In many dialects, sequences of /r/ (pronounced alveolarly) with a dental consonant result in retroflex consonants; alveolarity of the pronunciation of /r/ is a precondition for this retroflexion. /r/ has a guttural or "French R" pronunciation in the South Swedish dialects; consequently, these dialects lack retroflex consonants.[49]
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Swedish is a stress-timed language, where the time intervals between stressed syllables are equal. However, when casually spoken, it tends to be syllable-timed.[50] Any stressed syllable carries one of two tones, which gives Swedish much of its characteristic sound. Prosody is often one of the most noticeable differences between dialects.[51]
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Swedish nouns and adjectives are declined in genders as well as number. Nouns are of common gender (en form) or neuter gender (ett form).[52] The gender determines the declension of the adjectives. For example, the word fisk ("fish") is a noun of common gender (en fisk) and can have the following forms:
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The definite singular form of a noun is created by adding a suffix (-en, -n, -et or -t), depending on its gender and if the noun ends in a vowel or not. The definite articles den, det, and de are used for variations to the definitiveness of a noun. They can double as demonstrative pronouns or demonstrative determiners when used with adverbs such as här ("here") or där ("there") to form den/det här (can also be "denna/detta") ("this"), de här (can also be "dessa") ("these"), den/det där ("that"), and de där ("those"). For example, den där fisken means "that fish" and refers to a specific fish; den fisken is less definite and means "that fish" in a more abstract sense, such as that set of fish; while fisken means "the fish". In certain cases, the definite form indicates possession, e. g., jag måste tvätta håret ("I must wash my hair").[53]
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Adjectives are inflected in two declensions – indefinite and definite – and they must match the noun they modify in gender and number. The indefinite neuter and plural forms of an adjective are usually created by adding a suffix (-t or -a) to the common form of the adjective, e. g., en grön stol (a green chair), ett grönt hus (a green house), and gröna stolar ("green chairs"). The definite form of an adjective is identical to the indefinite plural form, e. g., den gröna stolen ("the green chair"), det gröna huset ("the green house"), and de gröna stolarna ("the green chairs").[53]
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Swedish pronouns are similar to those of English. Besides the two natural genders han and hon ("he" and "she"), there are also the two grammatical genders den and det, usually termed common and neuter. In recent years, a gender-neutral pronoun hen has been introduced, particularly in literary Swedish. Unlike the nouns, pronouns have an additional object form, derived from the old dative form. Hon, for example, has the following nominative, possessive, and object forms:[53]
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Swedish also uses third-person possessive reflexive pronouns that refer to the subject in a clause, a trait which is restricted to North Germanic languages:
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Swedish used to have genitive that was placed at the end of the head of a noun phrase. In modern Swedish, it has become an enclitic -s, which attaches to the end of the noun phrase, rather than the noun itself.[54]
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In formal written language, it used to be considered correct to place the genitive -s after the head of the noun phrase (hästen), though this is today considered dated, and different grammatical constructions are often used.[55]
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Verbs are conjugated according to tense. One group of verbs (the ones ending in -er in present tense) has a special imperative form (generally the verb stem), but with most verbs the imperative is identical to the infinitive form. Perfect and present participles as adjectival verbs are very common:[53]
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In contrast to English and many other languages, Swedish does not use the perfect participle to form the present perfect and past perfect. Rather, the auxiliary verb har ("have"), hade ("had") is followed by a special form, called supine, used solely for this purpose (although often identical to the neuter form of the perfect participle):[53]
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When building the compound passive voice using the verb att bli, the past participle is used:
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There exists also an inflected passive voice formed by adding -s, replacing the final r in the present tense:
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In a subordinate clause, the auxiliary har is optional and often omitted, particularly in written Swedish.
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Subjunctive mood is occasionally used for some verbs, but its use is in sharp decline and few speakers perceive the handful of commonly used verbs (as for instance: vore, månne) as separate conjugations, most of them remaining only as set of idiomatic expressions.[53]
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Where other languages may use grammatical cases, Swedish uses numerous prepositions, similar to those found in English. As in modern German, prepositions formerly determined case in Swedish, but this feature can only be found in certain idiomatic expressions like till fots ("on foot", genitive).[56]
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As Swedish is a Germanic language, the syntax shows similarities to both English and German. Like English, Swedish has a subject–verb–object basic word order, but like German it utilizes verb-second word order in main clauses, for instance after adverbs and adverbial phrases, and dependent clauses. (Adverbial phrases denoting time are usually placed at the beginning of a main clause that is at the head of a sentence.) Prepositional phrases are placed in a place–manner–time order, as in English (but not German). Adjectives precede the noun they modify.[57] Verb-second (inverted) word order is also used for questions.[58]
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The vocabulary of Swedish is mainly Germanic, either through common Germanic heritage or through loans from German, Middle Low German, and to some extent, English. Examples of Germanic words in Swedish are mus ("mouse"), kung ("king"), and gås ("goose"). A significant part of the religious and scientific vocabulary is of Latin or Greek origin, often borrowed from French and, lately, English. Some 1–200 words are also borrowed from Scandoromani or Romani, often as slang varieties; a commonly used word from Romani is tjej ("girl").[59]
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A large number of French words were imported into Sweden around the 18th century. These words have been transcribed to the Swedish spelling system and are therefore pronounced recognizably to a French-speaker. Most of them are distinguished by a "French accent", characterized by emphasis on the last syllable. For example, nivå (fr. niveau, "level"), fåtölj (fr. fauteuil, "armchair") and affär ("shop; affair"), etc. Cross-borrowing from other Germanic languages has also been common, at first from Middle Low German, the lingua franca of the Hanseatic league and later from Standard German. Some compounds are translations of the elements (calques) of German original compounds into Swedish, like bomull from German Baumwolle ("cotton"; literally, tree-wool).[60]
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As with many Germanic languages, new words can be formed by compounding, e. g., nouns like nagellackborttagningsmedel ("nail polish remover") or verbs like smyglyssna ("to eavesdrop").[61][62] Compound nouns take their gender from the head, which in Swedish is always the last morpheme.[61] New words can also be coined by derivation from other established words, such as the verbification of nouns by the adding of the suffix -a, as in bil ("car") and bila ("travel (recreationally) by car").[63] The opposite, making nouns of verbs, is also possible, as in tänk ("way of thinking; concept") from tänka ("to think").[64]
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The Swedish alphabet is a 29-letter alphabet, using the 26-letter ISO basic Latin alphabet plus the three additional letters Å/å, Ä/ä, and Ö/ö constructed in the 16th century by writing "o" and "e" on top of an "a", and an "e" on top of an "o". Though these combinations are historically modified versions of A and O according to the English range of usage for the term diacritic, these three characters are not considered to be diacritics within the Swedish application, but rather separate letters, and are independent letters following z. Before the release of the 13th edition of Svenska Akademiens ordlista in April 2006, w was treated as merely a variant of v used only in names (such as "Wallenberg") and foreign words ("bowling"), and so was both sorted and pronounced as a v. Other diacritics (to use the broader English term usage referenced here) are unusual in Swedish; é is sometimes used to indicate that the stress falls on a terminal syllable containing e, especially when the stress changes the meaning (ide vs. idé, "winter lair" vs. "idea") as well as in some names, like Kastrén; occasionally other acute accents and, less often, grave accents can be seen in names and some foreign words. The letter à is used to refer to unit cost (a loan from the French), equivalent to the at sign (@) in English.[65]
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The German ü is treated as a variant of y and sometimes retained in foreign names and words, e. g., müsli ("muesli/granola"). A proper diaeresis may very exceptionally be seen in elaborated style (for instance: "Aïda"). The German convention of writing ä and ö as ae and oe if the characters are unavailable is an unusual convention for speakers of modern Swedish. Despite the availability of all these characters in the Swedish national top-level Internet domain and other such domains, Swedish sites are frequently labelled using a and o, based on visual similarity, though Swedish domains could be registered using the characters å, ä, and ö from 2003.[66]
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In Swedish orthography, the colon is used in a similar manner as in English, with some exceptions: the colon is used for some abbreviations, such as 3:e for tredje ("third") and S:t for Sankt ("Saint"), and for all types of endings that can be added to numbers, letters and abbreviations, such as a:et ("the a") and CD:n ("the CD"), or the genitive form USA:s ("USA's").[67]
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According to a traditional division of Swedish dialects, there are six main groups of dialects:[68][69]
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The traditional definition of a Swedish dialect has been a local variant that has not been heavily influenced by the standard language and that can trace a separate development all the way back to Old Norse. Many of the genuine rural dialects, such as those of Orsa in Dalarna or Närpes in Österbotten, have very distinct phonetic and grammatical features, such as plural forms of verbs or archaic case inflections. These dialects can be near-incomprehensible to a majority of Swedes, and most of their speakers are also fluent in Standard Swedish. The different dialects are often so localized that they are limited to individual parishes and are referred to by Swedish linguists as sockenmål (lit., "parish speech"). They are generally separated into six major groups, with common characteristics of prosody, grammar and vocabulary. One or several examples from each group are given here. Though each example is intended to be also representative of the nearby dialects, the actual number of dialects is several hundred if each individual community is considered separately.[70]
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This type of classification, however, is based on a somewhat romanticized nationalist view of ethnicity and language. The idea that only rural variants of Swedish should be considered "genuine" is not generally accepted by modern scholars. No dialects, no matter how remote or obscure, remained unchanged or undisturbed by a minimum of influences from surrounding dialects or the standard language, especially not from the late 19th century onwards with the advent of mass media and advanced forms of transport. The differences are today more accurately described by a scale that runs from "standard language" to "rural dialect" where the speech even of the same person may vary from one extreme to the other depending on the situation. All Swedish dialects with the exception of the highly diverging forms of speech in Dalarna, Norrbotten and, to some extent, Gotland can be considered to be part of a common, mutually intelligible dialect continuum. This continuum may also include Norwegian and some Danish dialects.[71]
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The samples linked below have been taken from SweDia, a research project on Swedish modern dialects available for download (though with information in Swedish only), with many more samples from 100 different dialects with recordings from four different speakers: older female, older male, younger female and younger male. The dialect groups are those traditionally used by dialectologists.[72]
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Standard Swedish is the language used by virtually all Swedes and most Swedish-speaking Finns. It is called rikssvenska or standardsvenska ("Standard Swedish") in Sweden.[73] In Finland, högsvenska ("High Swedish") is used for the Finnish variant of standard Swedish and rikssvenska refers to Swedish as spoken in Sweden in general.[74]
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In a poll conducted in 2005 by the Swedish Retail Institute (Handelns Utredningsinstitut), the attitudes of Swedes to the use of certain dialects by salesmen revealed that 54% believed that rikssvenska was the variety they would prefer to hear when speaking with salesmen over the phone, even though dialects such as gotländska or skånska were provided as alternatives in the poll.[75]
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Finland was a part of Sweden from the 13th century until the loss of the Finnish territories to Russia in 1809. Swedish was the sole administrative language until 1902 as well as the dominant language of culture and education until Finnish independence in 1917. The percentage of Swedish speakers in Finland has steadily decreased since then. The Swedish-speaking population is mainly concentrated in the coastal areas of Ostrobothnia, Southwest Finland and Nyland where the percentage of Finland Swedes partly is high, with Swedish being spoken by more than 90% of the population in several municipalities, and on Åland, where Swedish is spoken by a vast majority of the population and is the only official language. Swedish is an official language also in the rest of Finland, though, with the same official status as Finnish.[76] The country's public broadcaster, Yle, provides two Swedish-language radio stations, Yle Vega and Yle X3M, as well a TV channel, Yle Fem.[77]
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Rinkeby Swedish (after Rinkeby, a suburb of northern Stockholm with a large immigrant population) is a common name among linguists for varieties of Swedish spoken by young people of foreign heritage in certain suburbs and urban districts in the major cities of Stockholm, Gothenburg and Malmö. These varieties could alternatively be classified as sociolects, because the immigrant dialects share common traits independent of their geographical spread or the native country of the speakers. However, some studies have found distinctive features and led to terms such as Rosengård Swedish (after Rosengård in Malmö), a variant of Scanian.[78] A survey made by the Swedish linguist Ulla-Britt Kotsinas showed that foreign learners had difficulties in guessing the origins of Rinkeby Swedish speakers in Stockholm. The greatest difficulty proved to be identifying the speech of a boy speaking Rinkeby Swedish whose parents were both Swedish; only 1.8% guessed his native language correctly.[79]
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New linguistic practices in multilingual urban contexts in fiction and hip-hop culture and rap lyrics have been introduced that goes beyond traditional socio-linguistic domains.[80] Källström (Chapter 12) and Knudsen (Chapter 13).
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Excerpt from Barfotabarn (1933), by Nils Ferlin (1898–1961):[81]
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Perspiration, also known as sweating, is the production of fluids secreted by the sweat glands in the skin of mammals.[1]
|
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Two types of sweat glands can be found in humans: eccrine glands and apocrine glands.[2] The eccrine sweat glands are distributed over much of the body and are responsible for secreting the watery, brackish sweat most often triggered by excessive body temperature. The apocrine sweat glands are restricted to the armpits and a few other areas of the body and produce an odorless, oily, opaque secretion which then gains its characteristic odor from bacterial decomposition.
|
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In humans, sweating is primarily a means of thermoregulation, which is achieved by the water-rich secretion of the eccrine glands. Maximum sweat rates of an adult can be up to 2–4 liters per hour or 10–14 liters per day (10–15 g/min·m2), but is less in children prior to puberty.[3][4][5] Evaporation of sweat from the skin surface has a cooling effect due to evaporative cooling. Hence, in hot weather, or when the individual's muscles heat up due to exertion, more sweat is produced. Animals with few sweat glands, such as dogs, accomplish similar temperature regulation results by panting, which evaporates water from the moist lining of the oral cavity and pharynx.
|
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Although sweating is found in a wide variety of mammals,[6][7] relatively few (exceptions include humans and horses) produce large amounts of sweat in order to cool down.[8][9]
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|
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Sweat contributes to body odor when it is metabolized by bacteria on the skin. Medications that are used for other treatments and diet also affect odor. Some medical conditions, such as kidney failure and diabetic ketoacidosis, can also affect sweat odor. Areas that produce excessive sweat usually appear pink or white, but, in severe cases, may appear cracked, scaly, and soft.[14]
|
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Diaphoresis is a non-specific symptom or sign, which means that it has many possible causes. Some causes of diaphoresis include physical exertion, menopause, fever, ingestion of toxins or irritants, and high environmental temperature. Strong emotions (anger, fear, anxiety) and recall of past trauma can also trigger sweating.[citation needed]
|
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The vast majority of sweat glands in the body are innervated by sympathetic cholinergic neurons.[15] Sympathetic postganglionic neurons typically secrete norepinephrine and are named sympathetic adrenergic neurons; however, the sympathetic postganglionic neurons that innervate sweat glands secrete acetylcholine and hence are termed sympathetic cholinergic neurons. Sweat glands, piloerector muscles, and some blood vessels are innervated by sympathetic cholinergic neurons.
|
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|
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+
Diaphoresis may be associated with some abnormal conditions, such as hyperthyroidism and shock. If it is accompanied by unexplained weight loss or fever or by palpitations, shortness of breath, or chest discomfort, it suggests serious illness.
|
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|
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Diaphoresis is also seen in an acute myocardial infarction (heart attack), from the increased firing of the sympathetic nervous system, and is frequent in serotonin syndrome. Diaphoresis can also be caused by many types of infections, often accompanied by fever and/or chills. Most infections can cause some degree of diaphoresis and it is a very common symptom in some serious infections such as malaria and tuberculosis. In addition, pneumothorax can cause diaphoresis with splinting of the chest wall.
|
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Neuroleptic malignant syndrome and other malignant diseases (e.g. leukemias) can also cause diaphoresis.[16]
|
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+
|
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+
Diabetics relying on insulin shots or oral medications may have low blood sugar (hypoglycemia), which can also cause diaphoresis.
|
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|
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+
Drugs (including caffeine, morphine, alcohol, antidepressants and certain antipsychotics) may be causes, as well as withdrawal from alcohol, benzodiazepines, nonbenzodiazepines or narcotic painkiller dependencies. Sympathetic nervous system stimulants such as cocaine and amphetamines have also been associated with diaphoresis. Diaphoresis due to ectopic catecholamine is a classic symptom of a pheochromocytoma, a rare tumor of the adrenal gland. Acetylcholinesterase inhibitors (e.g. some insecticides) also cause contraction of sweat gland smooth muscle leading to diaphoresis.
|
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Mercury is well known for its use as a diaphoretic, and was widely used in the 19th and early 20th century by physicians to "purge" the body of an illness. However, due to the high toxicity of mercury, secondary symptoms would manifest, which were erroneously attributed to the former disease that was being treated with mercurials.
|
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|
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Infantile acrodynia (childhood mercury poisoning) is characterized by excessive perspiration. A clinician should immediately consider acrodynia in an afebrile child who is sweating profusely.
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|
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Some people can develop a sweat allergy.[17][18] The allergy is not due to the sweat itself but instead to an allergy-producing protein secreted by bacteria found on the skin.[19] Tannic-acid has been found to suppress the allergic response along with showering.[17]
|
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In some people, the body's mechanism for cooling itself is overactive—so overactive that they may sweat four or five times more than is typical.[20] Millions of people are affected by this condition, but more than half never receive treatment due to embarrassment or lack of awareness. While it most commonly affects the armpits, feet, and hands, it is possible for someone to experience this condition over their whole body. The face is another common area for hyperhidrosis to be an issue. Sweating uncontrollably is not always expected and may be embarrassing to sufferers of the condition. It can cause both physiological and emotional problems in patients. It is generally an inherited problem that is found in each ethnic group. It is not life-threatening, but it is threatening to a person's quality of life.[21]
|
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Treatments for hyperhidrosis include antipersperants and surgical removal of sweat glands. In severe cases, botulinum toxin injections or surgical cutting of nerves that stimulate the excessive sweating (Endoscopic thoracic sympathectomy) may be an option.[22]
|
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Night sweats, also known as nocturnal hyperhidrosis, is the occurrence of excessive sweating during sleep. The person may or may not also perspire excessively while awake.
|
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+
One of the most common causes of night sweats in women over 40 is the hormonal changes related to menopause and perimenopause. This is a very common occurrence during the menopausal transition years.
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While night sweats might be relatively harmless, it can also be a sign of a serious underlying disease. It is important to distinguish night sweats due to medical causes from those that occur simply because the sleep environment is too warm, either because the bedroom is unusually hot or because there are too many covers on the bed. Night sweats caused by a medical condition or infection can be described as "severe hot flashes occurring at night that can drench sleepwear and sheets, which are not related to the environment". Some of the underlying medical conditions and infections that cause these severe night sweats can be life-threatening and should promptly be investigated by a medical practitioner.
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Sweating allows the body to regulate its temperature. Sweating is controlled from a center in the preoptic and anterior regions of the brain's hypothalamus, where thermosensitive neurons are located. The heat-regulatory function of the hypothalamus is also affected by inputs from temperature receptors in the skin. High skin temperature reduces the hypothalamic set point for sweating and increases the gain of the hypothalamic feedback system in response to variations in core temperature. Overall, however, the sweating response to a rise in hypothalamic ('core') temperature is much larger than the response to the same increase in average skin temperature.
|
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|
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Sweating causes a decrease in core temperature through evaporative cooling at the skin surface. As high energy molecules evaporate from the skin, releasing energy absorbed from the body, the skin and superficial vessels decrease in temperature. Cooled venous blood then returns to the body's core and counteracts rising core temperatures.
|
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There are two situations in which the nerves will stimulate the sweat glands, causing perspiration: during physical heat and during emotional stress. In general, emotionally induced sweating is restricted to palms, soles, armpits, and sometimes the forehead, while physical heat-induced sweating occurs throughout the body.[23]
|
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People have an average of two to four million sweat glands. But how much sweat is released by each gland is determined by many factors, including gender, genetics, environmental conditions, age or fitness level. Two of the major contributors to sweat rate are an individual's fitness level and weight. If an individual weighs more, sweat rate is likely to increase because the body must exert more energy to function and there is more body mass to cool down. On the other hand, a fit person will start sweating earlier and more readily. As someone becomes fit, the body becomes more efficient at regulating the body's temperature and sweat glands adapt along with the body's other systems.[24]
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Sweat is not pure water; it always contains a small amount (0.2–1%) of solute. When a person moves from a cold climate to a hot climate, adaptive changes occur in the sweating mechanisms of the person. This process is referred to as acclimatisation: the maximum rate of sweating increases and its solute composition decreases. The volume of water lost in sweat daily is highly variable, ranging from 100 to 8,000 mL/day. The solute loss can be as much as 350 mmol/d (or 90 mmol/d acclimatised) of sodium under the most extreme conditions. During average intensity exercise, sweat losses can average up to 2 litres of water/hour. In a cool climate and in the absence of exercise, sodium loss can be very low (less than 5 mmol/d). Sodium concentration in sweat is 30-65 mmol/l, depending on the degree of acclimatisation.
|
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Sweat is mostly water. A microfluidic model of the eccrine sweat gland provides details on what solutes partition into sweat, their mechanisms of partitioning, and their fluidic transport to the skin surface.[25]
|
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+
Dissolved in the water are trace amounts of minerals, lactic acid, and urea. Although the mineral content varies, some measured concentrations are: sodium (0.9 gram/liter), potassium (0.2 g/L), calcium (0.015 g/L), and magnesium (0.0013 g/L).[26]
|
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|
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Relative to the plasma and extracellular fluid, the concentration of Na+ ions is much lower in sweat (~40 mM in sweat versus ~150 mM in plasma and extracellular fluid). Initially, within eccrine glands sweat has a high concentration of Na+ ions. In the sweat ducts, the Na+ ions are re-absorbed into tissue by epithelial sodium channels (ENaC) that are located on the apical membrane of epithelial cells that form the duct (see Fig. 9 of the reference).[2]
|
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Many other trace elements are also excreted in sweat, again an indication of their concentration is (although measurements can vary fifteenfold) zinc (0.4 milligrams/liter), copper (0.3–0.8 mg/l), iron (1 mg/l), chromium (0.1 mg/l), nickel (0.05 mg/l), and lead (0.05 mg/l).[27][28] Probably many other less-abundant trace minerals leave the body through sweating with correspondingly lower concentrations. Some exogenous organic compounds make their way into sweat as exemplified by an unidentified odiferous "maple syrup" scented compound in several of the species in the mushroom genus Lactarius.[29] In humans, sweat is hypoosmotic relative to plasma[30] (i.e. less concentrated). Sweat is found at moderately acidic to neutral pH levels, typically between 4.5 and 7.0.[31]
|
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Artificial skin capable of sweating similar to natural sweat rates and with the surface texture and wetting properties of regular skin has been developed for research purposes.[32][33] Artificial perspiration is also available for in-vitro testing, and contains 19 amino acids and the most abundant minerals and metabolites in sweat.[citation needed]
|
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+
|
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+
There is interest in its use in wearable technology. Sweat can be sampled and sensed non-invasively and continuously using electronic tattoos, bands, or patches.[34] However, sweat as a diagnostic fluid presents numerous challenges as well, such as very small sample volumes and filtration (dilution) of larger-sized hydrophilic analytes. Currently the only major commercial application for sweat diagnostics is for infant cystic fibrosis testing based on sweat chloride concentrations.
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Universal suffrage (also called universal franchise, general suffrage, and common suffrage of the common man) gives the right to vote to all adult citizens, regardless of wealth, income, gender, social status, race, ethnicity, or any other restriction, subject only to relatively minor exceptions.[1][2] In its original 19th-century usage by reformers in Britain, universal suffrage was understood to mean only universal manhood suffrage; the vote was extended to women later, during the women's suffrage movement.[3][4]
|
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|
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There are variations among countries in terms of specifics of the right to vote; the minimum age is usually between 18 and 25 years (see age of majority) and "the insane, certain classes of convicted criminals, and those punished for certain electoral offenses" sometimes lack the right to vote.[2]
|
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In the first modern democracies, governments restricted the vote to those with property and wealth, which almost always meant a minority of the male population.[5] In some jurisdictions, other restrictions existed, such as requiring voters to practice a given religion.[6] In all modern democracies, the number of people who could vote has increased progressively with time.[7][8] The 19th century saw many movements advocating "universal [male] suffrage", most notably in Europe, Great Britain and North America.[9][10]
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In the United States, after the principle of "one man, one vote" was established in the early 1960s by U.S. Supreme Court under Earl Warren,[11][12] the U.S. Congress together with the Warren Court continued to protect and expand the voting rights of all Americans, especially African Americans, through the Civil Rights Act of 1964, Voting Rights Act of 1965 and several Supreme Court rulings.[13][14] In addition, the term "suffrage" is also associated specifically with women's suffrage; a movement to extend the franchise to women began in the mid-nineteenth century and culminated in 1920, when the United States ratified the Nineteenth Amendment to the United States Constitution, guaranteeing the right of women to vote.[15]
|
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France, under the 1793 Jacobin constitution, was the first major country to enact suffrage for all adult males, though it was never formally used in practice (the subsequent election occurring in 1795 after the fall of the Jacobin government in 1794). Elsewhere in the Francophone world, the Republic of Haiti legislated for universal male suffrage in 1816.[16] The Second French Republic instituted adult male suffrage after the revolution of 1848.[17]
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Following the French revolutions, movements in the Western world toward universal suffrage occurred in the early 19th century, and focused on removing property requirements for voting. In 1867 Germany (the North German Confederation) enacted suffrage for all adult males. In the United States following the American Civil War, slaves were freed and granted rights of citizens, including suffrage for adult males (although several states established restrictions largely, though not completely, diminishing these rights). In the late-19th and early-20th centuries, the focus of the universal suffrage movement came to include the extension of the right to vote to women, as happened from the post-Civil War era in several Western states and during the 1890s in a number of British colonies.
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On 19 September 1893 the British Governor of New Zealand, Lord Glasgow, gave assent to a new electoral act, which meant that New Zealand became the first British-controlled colony in which women had the right to vote in parliamentary elections.[18] This was followed shortly after by the colony of South Australia in 1894, which was the second to allow women to vote, but the first colony to permit women to stand for election as well.[19] Twelve years later, the autonomous Russian territory known as Grand Duchy of Finland (which became the Republic of Finland in 1917) became the first territory in the world to implement unrestricted universal suffrage, as women could stand as candidates, unlike in New Zealand, and without indigenous ethnic exclusion, like in Australia. It also lead to the election of the world's first female members of parliament the following year.[20][21] Federal states and colonial or autonomous territories prior to World War I have multiple examples of early introduction of universal suffrage. However, these legal changes were effected with the permission of the British, Russian or other government bodies, which were considered the sovereign nation at the time. For this reason, Australia (1901), New Zealand (1908) and Finland (1917) all have different dates of achieving independent nationhood.
|
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|
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The First French Republic adopted universal male suffrage briefly in 1792; it was one of the first national systems that abolished all property requirements as a prerequisite for allowing men to register and vote. Greece recognized full male suffrage in 1844.[22] Spain recognized it in the Constitution of 1869 and France and Switzerland have continuously done so since the 1848 Revolution (for resident male citizens). Upon independence in the 19th century, several Latin-American countries and Liberia in Africa initially extended suffrage to all adult males, but subsequently restricted it based on property requirements. The German Empire implemented full male suffrage in 1871.[23]
|
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|
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In the United States, the Fifteenth Amendment to the United States Constitution, ratified in 1870 during the Reconstruction era, provided that "The right of citizens of the United States to vote shall not be denied or abridged by the United States or by any State on account of race, color, or previous condition of servitude." This amendment aimed to guarantee the right to vote to African Americans, many of whom had been enslaved in the South prior to the end (1865) of the American Civil War and the 1864-1865 abolition of slavery. Despite the amendment, however, blacks were disfranchised in the former Confederate states after 1877; Southern officials ignored the amendment and blocked black citizens from voting through a variety of devices, including poll taxes, literacy tests, and grandfather clauses;[24] violence and terrorism were used to intimidate some would-be voters.[25] Southern blacks did not effectively receive the right to vote until the Voting Rights Act of 1965.[24]
|
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|
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+
In 1893 the self-governing colony New Zealand became the first country in the world (except for the short-lived 18th-century Corsican Republic) to grant active universal suffrage by giving women the right to vote. It did not grant universal full suffrage (the right to both vote and be a candidate, or both active and passive suffrage) until 1919.[26]
|
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+
|
23 |
+
In 1902 the Commonwealth of Australia become the first country to grant full suffrage for women, i.e. the first country in the world to give women the rights both to vote and to run for office.[27]
|
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+
However, Australia did not implement universal suffrage at this time - Aboriginal Australians did not get the right to vote until 1962, because in the early 20th century Australian law did not considered them human.
|
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+
|
26 |
+
Several European nations that had enacted universal suffrage had their normal legal process, or their status as independent nations, interrupted during and after the First World War of 1914–1918.
|
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+
|
28 |
+
Many societies in the past have denied or abridged political representation on the basis of race or ethnicity, related to discriminatory ideas about citizenship. For example, in apartheid-era South Africa, non-white people could generally not vote in national elections until the first multi-party elections in 1994 (except under the Cape Qualified Franchise, which was replaced by a number of separate MPs in 1936 (Blacks) and 1958 (Coloureds), later by the Tricameral Parliament). Rhodesia enacted a similar statute in its proclaimed independence of 1965, which however allowed a smaller number of representatives for the considerably larger Black majority (under its 1961 constitution, the voting classes had been based on socio-economic standards, which marginalized most Black and a few White voters to a separate set of constituencies, under the principle of weighted voting; this was replaced in 1969 by an openly racial franchise, with delegated all Blacks to the 'B' voters roll).
|
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+
|
30 |
+
States have granted and revoked universal suffrage at various times. This list can be organised in three ways:
|
31 |
+
|
32 |
+
In 1894 the parliament of the Colony of South Australia enacted legislation providing female adults franchise; giving all adults of the age of majority the right to vote in elections, and for any elector to stand for high office.
|
33 |
+
In 1901, the self-governing colonies of Australia joined together in a federal structure of states.
|
34 |
+
In 1902, the new federal parliament legislated for a white adult franchise and the right of electors to stand for and occupy any office for which they could directly vote. Indigenous people were explicitly excluded.
|
35 |
+
True universal suffrage was not achieved until 1967 when the Commonwealth Electoral Act extended the right to vote to all Australians regardless of race.
|
36 |
+
However, Australia was first united as a federation in 1901[29][circular reference].
|
37 |
+
Hence, white female voting rights were not enabled until the nation was united.
|
38 |
+
Voting rights for all white men and women were established in 1902.[30]
|
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+
|
40 |
+
Somewhat reverted in 1925: women's voting age raised to 30, education and wealth requirements were raised. In rural constituencies open voting was reinstated.
|
41 |
+
The rate of eligible citizens fell to 29%.[44]
|
42 |
+
|
43 |
+
Extended to all men from 1869 to 1878 (First Spanish Republic and three first years of Bourbon Restoration) and from 1890 to the end of the Second Spanish Republic (1931–36).[58] On 19 November 1933 women were granted the right to vote. Revoked during Franco era (1939–75) and recovered since 1977 in the new Spanish Constitution.
|
44 |
+
|
45 |
+
In Sweden-Finland, women's suffrage was granted during the Age of Liberty from 1718 until 1772.[85]
|
46 |
+
|
47 |
+
In Corsica, women's suffrage was granted in 1755 and lasted until 1769.[86]
|
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+
|
49 |
+
Women's suffrage (with the same property qualifications as for men) was granted in New Jersey in 1776 (the word "inhabitants" was used instead of "men" in the 1776 Constitution) and rescinded in 1807.
|
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|
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+
The Pitcairn Islands granted restricted women's suffrage in 1838. Various other countries and states granted restricted women's suffrage in the later half of the nineteenth century, starting with South Australia in 1861.
|
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+
|
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+
The first unrestricted women's suffrage in a major country was granted in New Zealand in 1893.[26] The women's suffrage bill was adopted mere weeks before the general election of 1893. Māori men had been granted suffrage in 1867, white men in 1879. The Freedom in the World index lists New Zealand as the only free country in the world in 1893.[86]
|
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|
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+
South Australia first granted women suffrage and allowed them to stand for parliament in 1894.
|
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The autonomous Grand Principality of Finland, a decade before becoming the republic of Finland, was the first country in the world to implement full universal suffrage, by giving women full political rights, i.e. both the right to vote and to run for office, and was the second in the world and the first in Europe to give women the right to vote.[20][21] The world's first female members of parliament were elected in Finland the following year, 1907.
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+
In 1931, the Second Spanish Republic allowed women the right of passive suffrage with three women being elected.
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|
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During a discussion on extending women's right to active suffrage, the Radical Socialist Victoria Kent confronted the Radical Clara Campoamor. Kent argued that Spanish women were not yet prepared to vote and, since they were too influenced by the Catholic Church, they would vote for right-wing candidates. Campoamor however pleaded for women's rights regardless of political orientation. Her point finally prevailed and, in the election of 1933, the political right won with the vote of citizens of any sex over 23. Both Campoamor and Kent lost their seats.
|
62 |
+
|
63 |
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The movement to lower the voting age is one aspect of the Youth rights movement. Organizations such as the National Youth Rights Association are active in the United States to advocate for a lower voting age, with some success,[87] among other issues related to youth rights.
|
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|
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Democratic schools practice and support universal suffrage in school, which allows a vote to every member of the school, including students and staff. Such schools hold that this feature is essential for students to be ready to move into society at large.[88][89]
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Suicide is the act of intentionally causing one's own death.[10] Mental disorders—including depression, bipolar disorder, autism, schizophrenia, personality disorders, anxiety disorders, physical disorders such as chronic fatigue syndrome, and substance abuse—including alcoholism and the use of and withdrawal from benzodiazepines—are risk factors.[2][4][11][6] Some suicides are impulsive acts due to stress, such as from financial difficulties, relationship problems such as breakups, or bullying.[2][12][13] Those who have previously attempted suicide are at a higher risk for future attempts.[2] Effective suicide prevention efforts include limiting access to methods of suicide—such as firearms, drugs, and poisons; treating mental disorders and substance misuse; careful media reporting about suicide; and improving economic conditions.[2][14] Even though crisis hotlines are common, they have not been well studied.[15][16]
|
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+
|
5 |
+
The most commonly used method of suicide varies between countries, and is partly related to the availability of effective means.[17] Common methods of suicide include hanging, pesticide poisoning, and firearms.[2][3] Suicides resulted in 828,000 global deaths in 2015, an increase from 712,000 deaths in 1990.[18][19][inconsistent] This makes suicide the 10th leading cause of death worldwide.[4][7]
|
6 |
+
|
7 |
+
Approximately 1.5% of people die by suicide.[9] In a given year this is roughly 12 per 100,000 people.[7] Rates of completed suicides are generally higher among men than among women, ranging from 1.5 times as much in the developing world to 3.5 times in the developed world.[1] Suicide is generally most common among those over the age of 70; however, in certain countries, those aged between 15 and 30 are at the highest risk.[1] Europe had the highest rates of suicide by region in 2015.[20] There are an estimated 10 to 20 million non-fatal attempted suicides every year.[21] Non-fatal suicide attempts may lead to injury and long-term disabilities.[22] In the Western world, attempts are more common among young people and among females.[22]
|
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+
|
9 |
+
Views on suicide have been influenced by broad existential themes such as religion, honor, and the meaning of life.[23][24] The Abrahamic religions traditionally consider suicide as an offense towards God, due to the belief in the sanctity of life.[25] During the samurai era in Japan, a form of suicide known as seppuku (harakiri) was respected as a means of making up for failure or as a form of protest.[26] Sati, a practice outlawed by the British Raj, expected the Indian widow to kill herself on her husband's funeral fire, either willingly or under pressure from her family and society.[27] Suicide and attempted suicide, while previously illegal, are no longer so in most Western countries.[28] It remains a criminal offense in some countries.[29] In the 20th and 21st centuries, suicide has been used on rare occasions as a form of protest, and kamikaze and suicide bombings have been used as a military or terrorist tactic.[30] Suicide is often seen as a major catastrophe for families, relatives and other nearby supporters, and is viewed negatively almost everywhere around the world.[31][32][33]
|
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+
|
11 |
+
Suicide, from Latin suicidium, is "the act of taking one's own life".[10][34] Attempted suicide or non-fatal suicidal behavior is self-injury with at least some desire to end one's life that does not result in death.[35][36] Assisted suicide is when one individual helps another bring about their own death indirectly via providing either advice or the means to the end.[37] This is in contrast to euthanasia, where another person takes a more active role in bringing about a person's death.[37] Suicidal ideation is thoughts of ending one's life but not taking any active efforts to do so.[35] It may or may not involve exact planning or intent.[36] In a murder-suicide (or homicide-suicide), the individual aims at taking the life of others at the same time. A special case of this is extended suicide, where the murder is motivated by seeing the murdered persons as an extension of their self.[38] Suicide in which the reason is that the person feels that they are not part of society is known as egoistic suicide.[39]
|
12 |
+
|
13 |
+
The normal verb in scholarly research and journalism for the act of suicide is commit.[40][41] Some advocacy groups recommend using the terms completed suicide, took his/her own life, died by suicide, or killed him/herself instead of committed suicide.[42][43][44][45][46] The Associated Press Stylebook recommends avoiding "committed suicide" except in direct quotes from authorities.[47] Opponents of commit argue that it implies that suicide is criminal, sinful, or morally wrong.[48]
|
14 |
+
|
15 |
+
Factors that affect the risk of suicide include mental disorders, drug misuse, psychological states, cultural, family and social situations, genetics, and experiences of trauma or loss.[50][51][16] Mental disorders and substance misuse frequently co-exist.[52] Other risk factors include having previously attempted suicide,[22] the ready availability of a means to take one's life, a family history of suicide, or the presence of traumatic brain injury.[53] For example, suicide rates have been found to be greater in households with firearms than those without them.[54]
|
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+
|
17 |
+
Socio-economic problems such as unemployment, poverty, homelessness, and discrimination may trigger suicidal thoughts.[55][56] Suicide might be rarer in societies with high social cohesion and moral objections against suicide.[36] About 15–40% of people leave a suicide note.[57] War veterans have a higher risk of suicide due in part to higher rates of mental illness, such as post traumatic stress disorder, and physical health problems related to war.[58] Genetics appears to account for between 38% and 55% of suicidal behaviors.[59] Suicides may also occur as a local cluster of cases.[60]
|
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+
|
19 |
+
Most research does not distinguish between risk factors that lead to thinking about suicide and risk factors that lead to suicide attempts.[61][62] Risks for suicide attempt rather than just thoughts of suicide include a high pain tolerance and a reduced fear of death.[63]
|
20 |
+
|
21 |
+
Mental illness is present at the time of suicide 27% to more than 90% of the time.[64][22][65][66] Of those who have been hospitalized for suicidal behavior, the lifetime risk of completed suicide is 8.6%.[22][67] Comparatively, non-suicidal people hospitalized for affective disorders have a 4% lifetime risk of suicide.[67] Half of all people who die by suicide may have major depressive disorder; having this or one of the other mood disorders such as bipolar disorder increases the risk of suicide 20-fold.[68] Other conditions implicated include schizophrenia (14%), personality disorders (8%),[69][70] obsessive compulsive disorder,[71] and posttraumatic stress disorder.[22] Those with autism spectrum disorders also attempt and consider suicide more frequently.[72]
|
22 |
+
|
23 |
+
Others estimate that about half of people who complete suicide could be diagnosed with a personality disorder, with borderline personality disorder being the most common.[73] About 5% of people with schizophrenia die of suicide.[74] Eating disorders are another high risk condition.[75]
|
24 |
+
|
25 |
+
Among approximately 80% of completed suicides, the individual has seen a physician within the year before their death,[76] including 45% within the prior month.[77] Approximately 25–40% of those who completed suicide had contact with mental health services in the prior year.[64][76] Antidepressants of the SSRI class appear to increase the frequency of suicide among children but do not change the risk among adults.[78] An unwillingness to get help for mental health problems also increases the risk.[60]
|
26 |
+
|
27 |
+
A previous history of suicide attempts is the most accurate predictor of completed suicide.[22] Approximately 20% of suicides have had a previous attempt, and of those who have attempted suicide, 1% complete suicide within a year[22] and more than 5% die by suicide within 10 years.[75] Acts of self-harm are not usually suicide attempts and most who self-harm are not at high risk of suicide.[79] Some who self-harm, however, do still end their life by suicide, and risk for self-harm and suicide may overlap.[79]
|
28 |
+
|
29 |
+
A number of psychological factors increase the risk of suicide including: hopelessness, loss of pleasure in life, depression, anxiousness, agitation, rigid thinking, rumination, thought suppression, and poor coping skills.[68][80][81] A poor ability to solve problems, the loss of abilities one used to have, and poor impulse control also play a role.[68][82] In older adults, the perception of being a burden to others is important.[83] Those who have never married are also at greater risk.[22] Recent life stresses, such as a loss of a family member or friend or the loss of a job, might be a contributing factor.[68][60]
|
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+
|
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+
Certain personality factors, especially high levels of neuroticism and introvertedness, have been associated with suicide. This might lead to people who are isolated and sensitive to distress to be more likely to attempt suicide.[80] On the other hand, optimism has been shown to have a protective effect.[80] Other psychological risk factors include having few reasons for living and feeling trapped in a stressful situation.[80] Changes to the stress response system in the brain might be altered during suicidal states.[36] Specifically, changes in the polyamine system[84] and hypothalamic–pituitary–adrenal axis.[85]
|
32 |
+
|
33 |
+
Social isolation and the lack of social support has been associated with an increased risk of suicide.[80] Poverty is also a factor,[86] with heightened relative poverty compared to those around a person increasing suicide risk.[87] Over 200,000 farmers in India have died by suicide since 1997, partly due to issues of debt.[88] In China, suicide is three times as likely in rural regions as urban ones, partly, it is believed, due to financial difficulties in this area of the country.[89]
|
34 |
+
|
35 |
+
The time of year may also affect suicide rates. There appears to be a decrease around Christmas,[90] but an increase in rates during spring and summer, which might be related to exposure to sunshine.[36] Another study found that the risk may be greater for males on their birthday.[91]
|
36 |
+
|
37 |
+
Being religious may reduce one's risk of suicide while beliefs that suicide is noble may increase it.[92][60][93] This has been attributed to the negative stance many religions take against suicide and to the greater connectedness religion may give.[92] Muslims, among religious people, appear to have a lower rate of suicide; however the data supporting this is not strong.[29] There does not appear to be a difference in rates of attempted suicide.[29] Young women in the Middle East may have higher rates.[94]
|
38 |
+
|
39 |
+
Substance misuse is the second most common risk factor for suicide after major depression and bipolar disorder.[95] Both chronic substance misuse as well as acute intoxication are associated.[52][96] When combined with personal grief, such as bereavement, the risk is further increased.[96] Substance misuse is also associated with mental health disorders.[52]
|
40 |
+
|
41 |
+
Most people are under the influence of sedative-hypnotic drugs (such as alcohol or benzodiazepines) when they die by suicide,[97] with alcoholism present in between 15% and 61% of cases.[52] Use of prescribed benzodiazepines is associated with an increased rate of attempted and completed suicide. The pro-suicidal effects of benzodiazepines are suspected to be due to a psychiatric disturbance caused by side effects, such as disinhibition, or withdrawal symptoms.[11] Countries that have higher rates of alcohol use and a greater density of bars generally also have higher rates of suicide.[98] About 2.2–3.4% of those who have been treated for alcoholism at some point in their life die by suicide.[98] Alcoholics who attempt suicide are usually male, older, and have tried to take their own lives in the past.[52] Between 3 and 35% of deaths among those who use heroin are due to suicide (approximately fourteenfold greater than those who do not use).[99] In adolescents who misuse alcohol, neurological and psychological dysfunctions may contribute to the increased risk of suicide.[100]
|
42 |
+
|
43 |
+
The misuse of cocaine and methamphetamine has a high correlation with suicide.[52][101] In those who use cocaine, the risk is greatest during the withdrawal phase.[102] Those who used inhalants are also at significant risk with around 20% attempting suicide at some point and more than 65% considering it.[52] Smoking cigarettes is associated with risk of suicide.[103] There is little evidence as to why this association exists; however, it has been hypothesized that those who are predisposed to smoking are also predisposed to suicide, that smoking causes health problems which subsequently make people want to end their life, and that smoking affects brain chemistry causing a propensity for suicide.[103] Cannabis, however, does not appear to independently increase the risk.[52]
|
44 |
+
|
45 |
+
There is an association between suicidality and physical health problems such as[75] chronic pain,[104] traumatic brain injury,[105] cancer,[106] chronic fatigue syndrome, kidney failure (requiring hemodialysis), HIV, and systemic lupus erythematosus.[75] The diagnosis of cancer approximately doubles the subsequent frequency of suicide.[106] The prevalence of increased suicidality persisted after adjusting for depressive illness and alcohol abuse. Among people with more than one medical condition the frequency was particularly high. In Japan, health problems are listed as the primary justification for suicide.[107]
|
46 |
+
|
47 |
+
Sleep disturbances, such as insomnia[108] and sleep apnea, are risk factors for depression and suicide. In some instances, the sleep disturbances may be a risk factor independent of depression.[109] A number of other medical conditions may present with symptoms similar to mood disorders, including hypothyroidism, Alzheimer's, brain tumors, systemic lupus erythematosus, and adverse effects from a number of medications (such as beta blockers and steroids).[22]
|
48 |
+
|
49 |
+
The media, including the Internet, plays an important role.[50][80] Certain depictions of suicide may increase its occurrence, with high-volume, prominent, repetitive coverage glorifying or romanticizing suicide having the most impact.[110] When detailed descriptions of how to kill oneself by a specific means are portrayed, this method of suicide can be imitated in vulnerable people.[17] This phenomenon has been observed in several cases after press coverage.[111][112] In a bid to reduce the adverse effect of media portrayals concerning suicide report, one of the effective methods is to educate journalists on how to report suicide news in a manner that might reduce that possibility of imitation and encourage those at risk to seek for help.When journalists follow certain reporting guidelines the risk of suicides can be decreased.[110] Getting buy-in from the media industry, however, can be difficult, especially in the long term.[110]
|
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|
51 |
+
This trigger of suicide contagion or copycat suicide is known as the "Werther effect", named after the protagonist in Goethe's The Sorrows of Young Werther who killed himself and then was emulated by many admirers of the book.[113] This risk is greater in adolescents who may romanticize death.[114] It appears that while news media has a significant effect; that of the entertainment media is equivocal.[115][116] It is unclear if searching for information about suicide on the Internet relates to the risk of suicide.[117] The opposite of the Werther effect is the proposed "Papageno effect", in which coverage of effective coping mechanisms may have a protective effect. The term is based upon a character in Mozart's opera The Magic Flute—fearing the loss of a loved one, he had planned to kill himself until his friends helped him out.[113] As a consequence, fictional portrayals of suicide, showing alternative consequences or negative consequences, might have a preventive effect,[118] for instance fiction might normalize mental health problems and encouraging help-seeking.[119]
|
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|
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+
Trauma is a risk factor for suicidality in both children[120] and adults.[80] Some may take their own lives to escape bullying or prejudice.[121] A history of childhood sexual abuse[122] and time spent in foster care are also risk factors.[123] Sexual abuse is believed to contribute to approximately 20% of the overall risk.[59] Significant adversity early in life has a negative effect on problem-solving skills and memory, both of which are implicated in suicidality.[36]
|
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+
|
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Problem gambling is associated with increased suicidal ideation and attempts compared to the general population.[124] Between 12 and 24% pathological gamblers attempt suicide.[125] The rate of suicide among their spouses is three times greater than that of the general population.[125] Other factors that increase the risk in problem gamblers include concomitant mental illness, alcohol, and drug misuse.[126]
|
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|
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+
Genetics might influence rates of completed suicides. A family history of suicide, especially in the mother, affects children more than adolescents or adults.[80] Adoption studies have shown that this is the case for biological relatives, but not adopted relatives. This makes familial risk factors unlikely to be due to imitation.[36] Once mental disorders are accounted for, the estimated heritability rate is 36% for suicidal ideation and 17% for suicide attempts.[36] An evolutionary explanation for suicide is that it may improve inclusive fitness. This may occur if the person dying by suicide cannot have more children and takes resources away from relatives by staying alive. An objection is that deaths by healthy adolescents likely does not increase inclusive fitness. Adaptation to a very different ancestral environment may be maladaptive in the current one.[82][127]
|
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|
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Infection by the parasite Toxoplasma gondii, more commonly known as toxoplasmosis, has been linked with suicide risk. One explanation states that this is caused by altered neurotransmitter activity due to the immunological response.[36]
|
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+
|
61 |
+
There appears to be a link between air pollution and depression and suicide.[128]
|
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|
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+
Rational suicide is the reasoned taking of one's own life.[129] However, some consider suicide as never being rational.[129]
|
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|
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Euthanasia and assisted suicide are accepted practices in a number of countries among those who have a poor quality of life without the possibility of getting better.[130][131] They are supported by the legal arguments for a right to die.[131]
|
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|
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The act of taking one's life for the benefit of others is known as altruistic suicide.[132] An example of this is an elder ending his or her life to leave greater amounts of food for the younger people in the community.[132] Suicide in some Inuit cultures has been seen as an act of respect, courage, or wisdom.[133]
|
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|
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A suicide attack is a political or religious action where an attacker carries out violence against others which they understand will result in their own death.[134] Some suicide bombers are motivated by a desire to obtain martyrdoms or are religiously motivated.[58] Kamikaze missions were carried out as a duty to a higher cause or moral obligation.[133] Murder–suicide is an act of homicide followed within a week by suicide of the person who carried out the act.[135]
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Mass suicides are often performed under social pressure where members give up autonomy to a leader.[136] Mass suicides can take place with as few as two people, often referred to as a suicide pact.[137] In extenuating situations where continuing to live would be intolerable, some people use suicide as a means of escape.[138][139] Some inmates in Nazi concentration camps are known to have killed themselves by deliberately touching the electrified fences.[140]
|
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The leading method of suicide varies among countries. The leading methods in different regions include hanging, pesticide poisoning, and firearms.[3] These differences are believed to be in part due to availability of the different methods.[17] A review of 56 countries found that hanging was the most common method in most of the countries,[3] accounting for 53% of male suicides and 39% of female suicides.[142]
|
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|
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Worldwide, 30% of suicides are estimated to occur from pesticide poisoning, most of which occur in the developing world.[2] The use of this method varies markedly from 4% in Europe to more than 50% in the Pacific region.[143] It is also common in Latin America due to the ease of access within the farming populations.[17] In many countries, drug overdoses account for approximately 60% of suicides among women and 30% among men.[144] Many are unplanned and occur during an acute period of ambivalence.[17] The death rate varies by method: firearms 80–90%, drowning 65–80%, hanging 60–85%, car exhaust 40–60%, jumping 35–60%, charcoal burning 40–50%, pesticides 60–75%, and medication overdose 1.5–4.0%.[17] The most common attempted methods of suicide differ from the most common methods of completion; up to 85% of attempts are via drug overdose in the developed world.[75]
|
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In China, the consumption of pesticides is the most common method.[145] In Japan, self-disembowelment known as seppuku (harakiri) still occurs;[145] however, hanging, and jumping are the most common.[146] Jumping to one's death is common in both Hong Kong and Singapore at 50% and 80% respectively.[17] In Switzerland, firearms are the most frequent suicide method in young males, however this method has decreased relatively since guns have become less common.[147][148] In the United States, 50% of suicides involve the use of firearms, with this method being somewhat more common in men (56%) than women (31%).[149] The next most common cause was hanging in males (28%) and self-poisoning in females (31%).[149] Together, hanging and poisoning constituted about 42% of U.S. suicides (as of 2017[update]).[149]
|
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|
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There is no known unifying underlying pathophysiology for suicide.[22] It is however believed to result from an interplay of behavioral, socio economic and psychological factors.[17]
|
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Low levels of brain-derived neurotrophic factor (BDNF) are both directly associated with suicide[150] and indirectly associated through its role in major depression, posttraumatic stress disorder, schizophrenia and obsessive–compulsive disorder.[151] Post-mortem studies have found reduced levels of BDNF in the hippocampus and prefrontal cortex, in those with and without psychiatric conditions.[152] Serotonin, a brain neurotransmitter, is believed to be low in those who die by suicide.[153] This is partly based on evidence of increased levels of 5-HT2A receptors found after death.[154] Other evidence includes reduced levels of a breakdown product of serotonin, 5-hydroxyindoleacetic acid, in the cerebral spinal fluid.[155] Direct evidence is however hard to gather.[154] Epigenetics, the study of changes in genetic expression in response to environmental factors which do not alter the underlying DNA, is also believed to play a role in determining suicide risk.[156]
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Suicide prevention is a term used for the collective efforts to reduce the incidence of suicide through preventive measures. Protective factors for suicide include support, and access to therapy.[51] About 60% of people with suicidal thoughts do not seek help.[157] Reasons for not doing so include low perceived need, and wanting to deal with the problem alone.[157] Despite these high rates, there are few established treatments available for suicidal behavior.[80]
|
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Reducing access to certain methods, such as firearms or toxins such as opioids and pesticides, can reduce risk of suicide by that method.[17][158][16][36] This may be in part because suicide is often an impulsive decision, with up to 70% of near-fatal suicide attempts made after less than one hour of deliberation—thus, reducing access to easily-accessible methods of suicide may make impulsive attempts less likely to succeed.[159] Other measures include reducing access to charcoal (for burning) and adding barriers on bridges and subway platforms.[17][160][16] Treatment of drug and alcohol addiction, depression, and those who have attempted suicide in the past, may also be effective.[158][16] Some have proposed reducing access to alcohol as a preventive strategy (such as reducing the number of bars).[52]
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In young adults who have recently thought about suicide, cognitive behavioral therapy appears to improve outcomes.[161][80] School-based programs that increase mental health literacy and train staff have shown mixed results on suicide rates.[16] Economic development through its ability to reduce poverty may be able to decrease suicide rates.[86] Efforts to increase social connection, especially in elderly males, may be effective.[162] In people who have attempted suicide, following up on them might prevent repeat attempts.[163] Although crisis hotlines are common, there is little evidence to support or refute their effectiveness.[15][16] Preventing childhood trauma provides an opportunity for suicide prevention.[120] The World Suicide Prevention Day is observed annually on September 10 with the support of the International Association for Suicide Prevention and the World Health Organization.[164]
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There is little data on the effects of screening the general population on the ultimate rate of suicide.[165][166] Screening those who come to the emergency departments with injuries from self-harm have been shown to help identify suicide ideation and suicide intention. Psychometric tests such as the Beck Depression Inventory or the Geriatric Depression Scale for older people are being used.[167] As there is a high rate of people who test positive via these tools that are not at risk of suicide, there are concerns that screening may significantly increase mental health care resource utilization.[168] Assessing those at high risk however is recommended.[22] Asking about suicidality does not appear to increase the risk.[22]
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In those with mental health problems, a number of treatments may reduce the risk of suicide. Those who are actively suicidal may be admitted to psychiatric care either voluntarily or involuntarily.[22] Possessions that may be used to harm oneself are typically removed.[75] Some clinicians get patients to sign suicide prevention contracts where they agree to not harm themselves if released.[22] Evidence however does not support a significant effect from this practice.[22] If a person is at low risk, outpatient mental health treatment may be arranged.[75] Short-term hospitalization has not been found to be more effective than community care for improving outcomes in those with borderline personality disorder who are chronically suicidal.[169][170]
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There is tentative evidence that psychotherapy, specifically dialectical behaviour therapy, reduces suicidality in adolescents[171] as well as in those with borderline personality disorder.[172] It may also be useful in decreasing suicide attempts in adults at high risk.[173] Evidence however has not found a decrease in completed suicides.[171]
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There is controversy around the benefit-versus-harm of antidepressants.[50] In young persons, some antidepressants, such as SSRIs, appear to increase the risk of suicidality from 25 per 1000 to 40 per 1000.[174] In older persons, however, they may decrease the risk.[22] Lithium appears effective at lowering the risk in those with bipolar disorder and major depression to nearly the same levels as that of the general population.[175][176] Clozapine may decrease the thoughts of suicide in some people with schizophrenia.[177] Ketamine, which is a dissociative anaesthetic, seems to lower the rate of suicidal ideation.[178] In the United States, health professionals are legally required to take reasonable steps to try to prevent suicide.[179][180]
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Approximately 0.5% to 1.4% of people die by suicide, a mortality rate of 11.6 per 100,000 persons per year.[7][22] Suicide resulted in 842,000 deaths in 2013 up from 712,000 deaths in 1990.[19] Rates of suicide have increased by 60% from the 1960s to 2012, with these increases seen primarily in the developing world.[4] Globally, as of 2008[update]/2009, suicide is the tenth leading cause of death.[4] For every suicide that results in death there are between 10 and 40 attempted suicides.[22]
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Suicide rates differ significantly between countries and over time.[7] As a percentage of deaths in 2008 it was: Africa 0.5%, South-East Asia 1.9%, Americas 1.2% and Europe 1.4%.[7] Rates per 100,000 were: Australia 8.6, Canada 11.1, China 12.7, India 23.2, United Kingdom 7.6, United States 11.4 and South Korea 28.9.[181][182] It was ranked as the 10th leading cause of death in the United States in 2016 with about 45,000 cases that year.[183] Rates have increased in the United States in the last few years,[183] with the highest value being in 2017 (the most recent data).[184] In the United States, about 650,000 people are seen in emergency departments yearly due to attempting suicide.[22] The United States rate among men in their 50s rose by nearly half in the decade 1999–2010.[185] Lithuania, Japan, and Hungary have the highest rates of suicide.[7] Around 75% of suicides occur in the developing world.[2] The countries with the greatest absolute numbers of suicides are China and India, partly due to their large population size, accounting for over half the total.[7] In China, suicide is the 5th leading cause of death.[186]
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Death rate from per 100,000 as of 2017[187]
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Share of deaths from suicide, 2017[188]
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Globally as of 2012[update], death by suicide occurs about 1.8 times more often in males than females.[7][189] In the Western world, males die three to four times more often by means of suicide than do females.[7] This difference is even more pronounced in those over the age of 65, with tenfold more males than females dying by suicide.[190] Suicide attempts and self-harm are between two and four times more frequent among females.[22][191][192] Researchers have attributed the difference between attempted and completed suicides among the sexes to males using more lethal means to end their lives.[190][193][194] However, separating intentional suicide attempts from non-suicidal self-harm is not currently done in places like the United States when gathering statistics at the national level.[195]
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China has one of the highest female suicide rates in the world and is the only country where it is higher than that of men (ratio of 0.9).[7][186] In the Eastern Mediterranean, suicide rates are nearly equivalent between males and females.[7] The highest rate of female suicide is found in South Korea at 22 per 100,000, with high rates in South-East Asia and the Western Pacific generally.[7]
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A number of reviews have found an increased risk of suicide among transgender, lesbian, gay, and bisexual people.[196][197] Among transgender persons, rates of attempted suicide are about 40% compared to a general population rate of 5%.[198][199] This is believed to in part be due to social stigmatisation.[200]
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In many countries, the rate of suicide is highest in the middle-aged[202] or elderly.[17] The absolute number of suicides however is greatest in those between 15 and 29 years old, due to the number of people in this age group.[7] Worldwide, the average age of suicide is between age 30 and 49 for both men and women.[203] This means that half of people who died by suicide were approximately age 40 or younger, and half were older.[203] Suicidality is rare in children, but increases during the transition to adolescence.[204]
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In the United States, the suicide death rate is greatest in Caucasian men older than 80 years, even though younger people more frequently attempt suicide.[22] It is the second most common cause of death in adolescents[50] and in young males is second only to accidental death.[202] In young males in the developed world, it is the cause of nearly 30% of mortality.[202] In the developing world rates are similar, but it makes up a smaller proportion of overall deaths due to higher rates of death from other types of trauma.[202] In South-East Asia, in contrast to other areas of the world, deaths from suicide occur at a greater rate in young females than elderly females.[7]
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In ancient Athens, a person who died by suicide without the approval of the state was denied the honors of a normal burial. The person would be buried alone, on the outskirts of the city, without a headstone or marker.[205] However, it was deemed to be an acceptable method to deal with military defeat.[206] In Ancient Rome, while suicide was initially permitted, it was later deemed a crime against the state due to its economic costs.[207] Aristotle condemned all forms of suicide while Plato was ambivalent.[208] In Rome, some reasons for suicide included volunteering death in a gladiator combat, guilt over murdering someone, to save the life of another, as a result of mourning, from shame from being raped, and as an escape from intolerable situations like physical suffering, military defeat, or criminal pursuit.[208]
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Suicide came to be regarded as a sin in Christian Europe and was condemned at the Council of Arles (452) as the work of the Devil. In the Middle Ages, the Church had drawn-out discussions as to when the desire for martyrdom was suicidal, as in the case of martyrs of Córdoba. Despite these disputes and occasional official rulings, Catholic doctrine was not entirely settled on the subject of suicide until the later 17th century. A criminal ordinance issued by Louis XIV of France in 1670 was extremely severe, even for the times: the dead person's body was drawn through the streets, face down, and then hung or thrown on a garbage heap. Additionally, all of the person's property was confiscated.[209][210]
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Attitudes towards suicide slowly began to shift during the Renaissance. John Donne's work Biathanatos contained one of the first modern defences of suicide, bringing proof from the conduct of Biblical figures, such as Jesus, Samson and Saul, and presenting arguments on grounds of reason and nature to sanction suicide in certain circumstances.[211]
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The secularization of society that began during the Enlightenment questioned traditional religious attitudes (such as Christian views on suicide) toward suicide and brought a more modern perspective to the issue. David Hume denied that suicide was a crime as it affected no one and was potentially to the advantage of the individual. In his 1777 Essays on Suicide and the Immortality of the Soul he rhetorically asked, "Why should I prolong a miserable existence, because of some frivolous advantage which the public may perhaps receive from me?"[211] A shift in public opinion at large can also be discerned; The Times in 1786 initiated a spirited debate on the motion "Is suicide an act of courage?".[212]
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By the 19th century, the act of suicide had shifted from being viewed as caused by sin to being caused by insanity in Europe.[210] Although suicide remained illegal during this period, it increasingly became the target of satirical comments, such as the Gilbert and Sullivan comic opera The Mikado, that satirized the idea of executing someone who had already killed himself.
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By 1879, English law began to distinguish between suicide and homicide, although suicide still resulted in forfeiture of estate.[213] In 1882, the deceased were permitted daylight burial in England[214] and by the middle of the 20th century, suicide had become legal in much of the Western world. The term suicide first emerged shortly before 1700 to replace expressions on self-death which were often characterized as a form of self-murder in the West.[208]
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No country in Europe currently considers suicide or attempted suicide to be a crime.[215] It was, however, in most Western European countries from the Middle Ages until at least the 1800s.[213] The Netherlands was the first country to legalize both physician-assisted suicide and euthanasia, which took effect in 2002, although only doctors are allowed to assist in either of them, and have to follow a protocol prescribed by Dutch law.[216] If such protocol is not followed, it is an offence punishable by law. In Germany, active euthanasia is illegal and anyone present during suicide may be prosecuted for failure to render aid in an emergency.[217] Switzerland has taken steps to legalize assisted suicide for the chronically mentally ill. The high court in Lausanne, Switzerland, in a 2006 ruling, granted an anonymous individual with longstanding psychiatric difficulties the right to end his own life.[218] England and Wales decriminalized suicide via the Suicide Act 1961 and the Republic of Ireland in 1993.[215] The word "commit" was used in reference to its being illegal, however many organisations have stopped it because of the negative connotation.[219][220]
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In the United States, suicide is not illegal but may be associated with penalties for those who attempt it.[215] Physician-assisted suicide is legal in the state of Washington for people with terminal diseases.[221] In Oregon, people with terminal diseases may request medications to help end their life.[222] Canadians who have attempted suicide may be barred from entering the United States. U.S. laws allow border guards to deny access to people who have a mental illness, including those with previous suicide attempts.[223][224]
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In Australia, suicide is not a crime.[225] It however is a crime to counsel, incite, or aid and abet another in attempting to die by suicide, and the law explicitly allows any person to use "such force as may reasonably be necessary" to prevent another from taking their own life.[226] The Northern Territory of Australia briefly had legal physician-assisted suicide from 1996 to 1997.[227]
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In India, suicide used to be illegal and surviving family could face legal difficulties.[228] The Indian government repealed this law in 2014.[229] It remains a criminal offense in most Muslim-majority nations.[29]
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In most forms of Christianity, suicide is considered a sin, based mainly on the writings of influential Christian thinkers of the Middle Ages, such as St. Augustine and St. Thomas Aquinas, but suicide was not considered a sin under the Byzantine Christian code of Justinian, for instance.[230][231] In Catholic doctrine, the argument is based on the commandment "Thou shalt not kill" (made applicable under the New Covenant by Jesus in the Gospel of Matthew[232]), as well as the idea that life is a gift given by God which should not be spurned, and that suicide is against the "natural order" and thus interferes with God's master plan for the world.[233] However, it is believed that mental illness or grave fear of suffering diminishes the responsibility of the one completing suicide.[234]
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Judaism focuses on the importance of valuing this life, and as such, suicide is tantamount to denying God's goodness in the world. Despite this, under extreme circumstances when there has seemed no choice but to either be killed or forced to betray their religion, Jews have committed individual suicide or mass suicide (see Masada, First French persecution of the Jews, and York Castle for examples) and as a grim reminder there is even a prayer in the Jewish liturgy for "when the knife is at the throat", for those dying "to sanctify God's Name" (see Martyrdom). These acts have received mixed responses by Jewish authorities, regarded by some as examples of heroic martyrdom, while others state that it was wrong for them to take their own lives in anticipation of martyrdom.[235]
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Islamic religious views are against suicide.[29] The Quran forbids it by stating "do not kill or destroy yourself".[236] The hadiths also state individual suicide to be unlawful and a sin.[29] Stigma is often associated with suicide in Islamic countries.[236]
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In Hinduism, suicide is generally frowned upon and is considered equally sinful as murdering another in contemporary Hindu society. Hindu Scriptures state that one who dies by suicide will become part of the spirit world, wandering earth until the time one would have otherwise died, had one not taken one's own life.[237] However, Hinduism accepts a man's right to end one's life through the non-violent practice of fasting to death, termed Prayopavesa;[238] but Prayopavesa is strictly restricted to people who have no desire or ambition left, and no responsibilities remaining in this life.[238] Jainism has a similar practice named Santhara. Sati, or self-immolation by widows, is a rare and illegal practice in Hindu society.[239]
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Within the Ainu religion, someone who commits suicide is believed to become a ghost (tukap) who would haunt the living,[240] to come to fulfillment from which he was excluded during life.[241] Also, someone who insults another so he commits suicide is regarded as co-responsible for his death.[242] According to Norbert Richard Adami, this ethics exists due to the case that solidarity within the community is much more important to Ainu culture than it is to the Western world.[242]
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A number of questions are raised within the philosophy of suicide, including what constitutes suicide, whether or not suicide can be a rational choice, and the moral permissibility of suicide.[243] Arguments as to acceptability of suicide in moral or social terms range from the position that the act is inherently immoral and unacceptable under any circumstances, to a regard for suicide as a sacrosanct right of anyone who believes they have rationally and conscientiously come to the decision to end their own lives, even if they are young and healthy.
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Opponents to suicide include Christian philosophers such as Augustine of Hippo, Thomas Aquinas,[243] Immanuel Kant[244] and, arguably, John Stuart Mill – Mill's focus on the importance of liberty and autonomy meant that he rejected choices which would prevent a person from making future autonomous decisions.[245] Others view suicide as a legitimate matter of personal choice. Supporters of this position maintain that no one should be forced to suffer against their will, particularly from conditions such as incurable disease, mental illness, and old age, with no possibility of improvement. They reject the belief that suicide is always irrational, arguing instead that it can be a valid last resort for those enduring major pain or trauma.[246] A stronger stance would argue that people should be allowed to autonomously choose to die regardless of whether they are suffering. Notable supporters of this school of thought include Scottish empiricist David Hume[243] and American bioethicist Jacob Appel.[218][247]
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Advocacy of suicide has occurred in many cultures and subcultures. The Japanese military during World War II encouraged and glorified kamikaze attacks, which were suicide attacks by military aviators from the Empire of Japan against Allied naval vessels in the closing stages of the Pacific Theater of World War II. Japanese society as a whole has been described as "suicide-tolerant"[249] (see Suicide in Japan).
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Internet searches for information on suicide return webpages that 10–30% of the time encourage or facilitate suicide attempts. There is some concern that such sites may push those predisposed over the edge. Some people form suicide pacts online, either with pre-existing friends or people they have recently encountered in chat rooms or message boards. The Internet, however, may also help prevent suicide by providing a social group for those who are isolated.[250]
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Some landmarks have become known for high levels of suicide attempts.[251] These include China's Nanjing Yangtze River Bridge,[252] San Francisco's Golden Gate Bridge, Japan's Aokigahara Forest,[253] England's Beachy Head,[251] and Toronto's Bloor Street Viaduct.[254] As of 2010[update], the Golden Gate Bridge has had more than 1,300 die by suicide by jumping since its construction in 1937.[255] Many locations where suicide is common have constructed barriers to prevent it;[256] this includes the Luminous Veil in Toronto,[254] the Eiffel Tower in Paris, the West Gate Bridge in Melbourne, and Empire State Building in New York City.[256] They generally appear to be effective.[257]
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An example of mass suicide is the 1978 Jonestown mass murder/suicide in which 909 members of the Peoples Temple, an American new religious movement led by Jim Jones, ended their lives by drinking grape Flavor Aid laced with cyanide and various prescription drugs.[258][259][260]
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Thousands of Japanese civilians took their own lives in the last days of the Battle of Saipan in 1944, some jumping from "Suicide Cliff" and "Banzai Cliff".[261] The 1981 Irish hunger strikes, led by Bobby Sands, resulted in 10 deaths. The cause of death was recorded by the coroner as "starvation, self-imposed" rather than suicide; this was modified to simply "starvation" on the death certificates after protest from the dead strikers' families.[262] During World War II, Erwin Rommel was found to have foreknowledge of the July 20 plot on Hitler's life; he was threatened with public trial, execution, and reprisals on his family unless he took his own life.[263]
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As suicide requires a willful attempt to die, some feel it therefore cannot be said to occur in non-human animals.[206] Suicidal behavior has been observed in Salmonella seeking to overcome competing bacteria by triggering an immune system response against them.[264] Suicidal defenses by workers are also noted in the Brazilian ant Forelius pusillus, where a small group of ants leaves the security of the nest after sealing the entrance from the outside each evening.[265]
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Pea aphids, when threatened by a ladybug, can explode themselves, scattering and protecting their brethren and sometimes even killing the ladybug, this form of suicidal altruism is known as autothysis.[266] Some species of termites (for example Globitermes sulphureus[267]) have soldiers that explode, covering their enemies with sticky goo.[268][269]
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There have been anecdotal reports of dogs, horses, and dolphins killing themselves,[270] but little scientific study of animal suicide.[271] Animal suicide is usually put down to romantic human interpretation and is not generally thought to be intentional. Some of the reasons animals are thought to unintentionally kill themselves include: psychological stress, infection by certain parasites or fungi, or disruption of a long-held social tie, such as the ending of a long association with an owner and thus not accepting food from another individual.[272]
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